ARTICLE 1 General Provisions
TITLE 1 Declaration of Policy
Declaration of policy.
1. The quality of our environment is fundamental to our concern for
the quality of life. It is hereby declared to be the policy of the State
of New York to conserve, improve and protect its natural resources and
environment and to prevent, abate and control water, land and air
pollution, in order to enhance the health, safety and welfare of the
people of the state and their overall economic and social well being.
2. It shall further be the policy of the state to improve and
coordinate the environmental plans, functions, powers and programs of
the state, in cooperation with the federal government, regions, local
governments, other public and private organizations and the concerned
individual, and to develop and manage the basic resources of water,
land, and air to the end that the state may fulfill its responsibility
as trustee of the environment for the present and future generations.
3. It shall further be the policy of the state to foster, promote,
create and maintain conditions under which man and nature can thrive in
harmony with each other, and achieve social, economic and technological
progress for present and future generations by:
a. Assuring surroundings which are healthful and aesthetically
pleasing;
b. Guaranteeing that the widest range of beneficial uses of the
environment is attained without risk to health or safety, unnecessary
degradation or other undesirable or unintended consequences;
c. Promoting patterns of development and technology which minimize
adverse impact on the environment;
d. Preserving the unique qualities of special resources such as the
Adirondack and Catskill forest preserves;
e. Providing that care is taken for the air, water and other resources
that are shared with the other states of the United States and with
Canada in the manner of a good neighbor.
TITLE 3 Short Title; General Definitions
Short title.
This chapter shall be known as the "Environmental Conservation Law,"
and may be cited as "ECL."
General definitions.
Whenever used in this chapter, unless a different meaning clearly
appears from the context or unless a different meaning is stated in a
definition applicable to only a portion of this chapter:
1. "Air pollution emergency" means a combination of circumstances
which requires immediate action to reduce the quantity of contaminants
in the atmosphere due to danger to public health and welfare, injury to
agricultural crops and livestock, damage to and deterioration of
property, hazards to air and ground transportation or impairment of
environmental quality.
2. "Article," "title," "section" and "subdivision" shall mean such
article, title, section or subdivision of this chapter.
4. "Commissioner" shall mean the state Commissioner of Environmental
Conservation.
5. "Consolidated health district" shall mean a health district
established under section 390 of the Public Health Law.
6. "Council" shall mean the Council of Environmental Advisers.
7. "County department of health" shall mean that division of the
county government having jurisdiction over the public health of a county
or part-county health district.
8. "County health commissioner" shall mean the executive officer of a
county department of health.
9. "County health district" shall mean a health district comprising
the entire county heretofore or hereafter established.
10. "County legislative body" shall mean the board of supervisors, or
the elected county legislative body, if the county has one.
11. "Department" shall mean the state Department of Environmental
Conservation.
12. "Health district" shall mean a county health district, part-county
health district, city, town, village or consolidated health district
having a separate board of health.
13. "Local board of health" shall mean the board of health of a
county, part-county, city, village, town or consolidated health
district.
14. "Local health officer" shall mean the health officer of a county,
part-county, city, village, town or consolidated health district.
15. As used in sections 3-0109 through 3-0115, inclusive, and sections
3-0305 and 3-0307 of article 3; articles 9, 11, 13 and 15; titles 7, 9,
11 and 13 of article 21; article 23; title 3 of article 27; articles 43,
45 and 47; and titles 1 through 13 inclusive and title 33 of article 71
applicable to these provisions, "local public corporation" shall mean
any "municipal corporation" or "district corporation" as defined in
subdivisions two and three of section sixty-six of the general
construction law.
16. As used in articles 17 and 19 of this chapter, "municipality"
shall mean a city, village, town or consolidated health district.
17. "Part-county health district" shall mean all that part of a county
outside of a city or cities having a population of fifty thousand or
more heretofore or hereafter established as a health district.
18. "Person" shall mean any individual, public or private corporation,
political subdivision, government agency, department or bureau of the
state, municipality, industry, co-partnership, association, firm, trust,
estate or any other legal entity whatsoever. Provided, however, that for
purposes of sections 3-0109 through 3-0115 inclusive, and sections
3-0305 and 3-0307 of article 3; articles 9, 11, 13 and 15; titles 7, 9,
11 and 13 of article 21; article 23; articles 43, 45 and 47; sections
57-0121 and 57-0123 of article 57; and titles 1 through 13 inclusive and
title 33 of article 71 applicable to these provisions, "person" means
any individual, firm, co-partnership, association or corporation other
than the state and a "public corporation".
19. "Pollution" shall mean the presence in the environment of
conditions and or contaminants in quantities of characteristics which
are or may be injurious to human, plant or animal life or to property or
which unreasonably interfere with the comfortable enjoyment of life and
property throughout such areas of the state as shall be affected
thereby.
20. As used in sections 3-0109 through 3-0115 inclusive, and sections
3-0305 and 3-0307 of article 3; articles 9, 11, 13 and 15; titles 7, 9,
11 and 13 of article 21; article 23; title 3 of article 27; articles 43,
45 and 47; and titles 1 through 15 inclusive and title 33 of article 71
applicable to these provisions, "public corporation" shall mean "public
corporation" as defined in subdivision 1 of section 3 of the General
Corporation Law and includes all public authorities.
21. As used in sections 3-0109 through 3-0115 inclusive, and sections
3-0305 and 3-0307 of article 3; articles 9, 11, 13 and 15; titles 7, 9,
11 and 13 of article 21; article 23; title 3 of article 27; articles 43,
45 and 47; and titles 1 through 15 inclusive and title 33 of article 71
applicable to these provisions, "state public corporation" shall mean
public benefit corporation to which the Governor appoints a majority of
the members. A person who is a member of a public corporation by virtue
of holding another state office shall be deemed to be selected as a
member of the public benefit corporation in the manner in which he was
selected for such other office.
22. "Infant" or "minor" shall mean any person who has not attained the
age of eighteen years.
23. "Arbor day" shall mean the last Friday of April.
24. "Sole source aquifer" shall mean an aquifer system that the United
States environmental protection agency, pursuant to Public Law 93-523
which is known as the federal Safe Drinking Water Act of 1974, has
designated as the sole or principal drinking water source for an area
and which, if contaminated, would create a significant hazard to public
health.
25. "Telecommuting" shall mean the conservation of energy through the
reduction of travel by employees of the department to and from their
designated workplace through the use of telecommunication and computer
technology in tasks including, but not limited to, information transfer
and processing.
26. "Nature-based solution" shall mean a project that utilizes or
mimics nature or natural processes and functions and that may also offer
environmental, economic, and social benefits, while increasing
resilience. Nature-based solutions include both green and natural
infrastructure.
ARTICLE 3 Department of Environmental Conservation; General Functions, Powers, Duties and Jurisdiction
TITLE 1 Department of Environmental Conservation
Continuation of department.
The Department of Environmental Conservation, which was established by
chapter 140 of the Laws of 1970, is hereby continued, and all the
powers, functions, duties and obligations possessed by the department
pursuant to such chapter immediately preceding the effective date of
this chapter are hereby continued.
Commissioner of environmental conservation.
The head of the department shall be the Commissioner of Environmental
Conservation, who shall be appointed by the Governor, by and with the
advice and consent of the Senate, and hold office at the pleasure of the
Governor by whom he was appointed and until his successor is appointed
and has qualified.
* § 3-0105. Offices of department.
The principal office of the department shall be in the County of
Albany.
* NB Effective prior to Dept. of Environmental Conservation moving to
the city of Albany
* § 3-0105. Offices of the department.
The principal office of the department shall be in the city of Albany.
* NB Effective upon Dept. of Environmental Conservation moving to the
city of Albany
Organization of department; officers and employees.
1. Notwithstanding any inconsistent provision of law the commissioner
may, from time to time, create, abolish, transfer and consolidate
divisions, bureaus, field offices and other units within the department,
including those transferred to the department by chapter 140 of the laws
of 1970, as he may determine necessary for the efficient operation of
the department, subject to the approval of the Director of the Budget.
2. The commissioner may appoint such deputies, directors, assistants
and other officers and employees as may be needed for the performance of
his duties and may prescribe their powers and duties and fix their
compensation within the amounts appropriated therefor, subject to the
approval of the Director of the Budget.
Eligibility for certain offices.
No person shall be eligible for or shall continue to hold the office
of commissioner, deputy commissioner, secretary to the department, if
any there be, or head of a division who is engaged in the business of
lumbering in any forest preserve county or who is engaged in any
business in the prosecution of which hydraulic power is used or in which
water is distributed or sold under any public franchise or who is an
officer or holder of stocks or bonds of any corporation engaged in such
business within the state.
The New York State Conservationist.
1. To the end that there shall be promoted a wider understanding of
the problems affecting conservation of natural resources in this state,
it is declared advisable to authorize the agents who issue hunting,
fishing and trapping licenses to sell annual subscriptions to the
official magazine of the department, "The New York State
Conservationist."
2. Any entity which is authorized by section 11-0713 of this chapter
to sell hunting, trapping and fishing licenses is hereby authorized, but
not required, to sell annual subscriptions to the department's official
magazine, "The New York State Conservationist." The fee to be charged
for a subscription to such magazine shall be such fee as the
commissioner may, after consultation with the division of the budget,
deem necessary for the best interest of the state. Such fee shall be
collected from each subscriber at the time of receiving application for
subscription. All collected fees, minus a 5.5 percent commission, shall
be remitted monthly, on a schedule to be determined by the department.
All receipts of the department from subscriptions shall be deposited in
an account in the miscellaneous special revenue fund-other. The
comptroller is authorized and directed to permit interest earnings on
any balances to accrue to the benefit of this account.
Establishment of forestry and wildlife management areas by
United States; consent of state.
1. To implement and supplement federal statutes now in effect and to
authorize the acquisition by the United States of America of upland area
for conservation purposes, the consent of the State of New York is
hereby granted to the United States of America:
a. To acquire, on or before July 1, 1940, by means of purchase,
devise, gift or condemnation such upland areas in the State of New York
and outside the statutory boundaries of the Adirondack and Catskill
parks as are necessary and suitable for forestry and wildlife management
areas; and
b. To forest or reforest such areas and to construct or erect upon
such lands, such truck trails, bridges, ditches, fire lanes, water
holes, service structures and similar improvements as are necessary for
the protection and administration of these lands as forestry or wildlife
management areas; and
c. To hold title to such upland areas herein described and heretofore
acquired for the foregoing purposes, reserving, however, to the State of
New York, full and complete jurisdiction and authority over all such
areas not incompatible with the administration, maintenance, and
protection thereof by the United States of America; provided, however,
that the United States of America shall make no regulations governing
such areas which shall be in conflict with the provisions of the
Conservation Law, as amended or as may hereafter be amended, or those
provisions of the Environmental Conservation Law of the State of New
York which were derived from the Conservation Law.
2. Such lands as are under contract of purchase by the United States
of America, or to acquire which condemnation proceedings have been
commenced on or before July 1, 1940 shall be deemed acquired within the
meaning of paragraph a of subdivision one of this section.
Activities of local governmental agencies.
1. Activities of local health boards, departments and officers and
other local government agencies pertaining to functions, powers and
duties which were transferred pursuant to chapter 140 of the Laws of
1970, from the Department and Commissioner of Health to the Department
and Commissioner of Environmental Conservation shall be eligible for aid
under the provisions of titles 1, 2, and 3 of article 6 of the Public
Health Law to the same extent such activities were eligible for such aid
if conducted immediately prior to the effective date of chapter 140 of
the Laws of 1970. The Commissioner of Environmental Conservation shall
exercise the same powers of approval and supervision with respect to
such activities as were exercised by the Commissioner of Health
immediately prior to the effective date of that chapter.
2. Counties and cities shall be eligible for aid for other
environmental conservation activities pertaining to functions, powers
and duties other than those which were so transferred pursuant to
chapter 140 of the Laws of 1970. Such other activities shall be
described under rules and regulations adopted pursuant to subdivision
four of this section.
3. A county or city shall be eligible for aid whenever it shall
appropriate or otherwise make funds available and expend monies for the
purpose of defraying expenses incurred in undertaking environmental
conservation activities under this section. The appropriations made or
to be made by the legislature for the purpose of carrying out the
provisions of this section shall be apportioned and made available by
the director of the budget to the Commissioner of Environmental
Conservation. The rate of aid shall be set annually by the Commissioner
of Environmental Conservation, provided however, that except as
otherwise provided in the public health law, the rate shall not exceed
fifty percentum of the amount expended annually by a county or city. In
the event that the amount appropriated by the legislature is
insufficient to make full payment of all state aid to which eligible
counties and cities would otherwise be entitled under this section, the
amounts appropriated shall be apportioned in proportion to the amounts
to which such counties and cities would otherwise be entitled.
4. The Department of Environmental Conservation shall adopt rules and
regulations to implement the provisions of this section, which shall
include, but not be limited to the establishment of the following:
information and reporting requirements; activity, facility,
construction, equipment, service, administration and work eligibility
requirements and standards; department inspection, examination and
approval procedures; qualifications for persons engaged in environmental
conservation activities; and minimum criteria for the composition of
county and city government bodies that may be authorized to engage in
activities for which aid may be sought.
Laboratory tests.
Any laboratory tests or sample analysis required pursuant to article
seventeen, nineteen or twenty-seven of this chapter for which the
commissioner of health issues certificates of approval pursuant to
section five hundred two of the public health law shall be conducted by
a laboratory which has been issued a certificate of approval.
TITLE 3 General Functions, Powers, Duties and Jurisdiction
General functions, powers and duties of the department and the
commissioner.
1. It shall be the responsibility of the department, in accordance
with such existing provisions and limitations as may be elsewhere set
forth in law, by and through the commissioner to carry out the
environmental policy of the state set forth in section 1-0101 of this
chapter. In so doing, the commissioner shall have power to:
a. Coordinate and develop policies, planning and programs related to
the environment of the state and regions thereof;
b. Promote and coordinate management of water, land, fish, wildlife
and air resources to assure their protection, enchancement, provision,
allocation, and balanced utilization consistent with the environmental
policy of the state and take into account the cumulative impact upon all
of such resources in making any determination in connection with any
license, order, permit, certification or other similar action or
promulgating any rule or regulation, standard or criterion;
bb. Prescribe the qualifications for operators of public sewage
treatment plants.
c. Provide for the propagation, protection, and management of fish and
other aquatic life and wildlife and the preservation of endangered
species;
cc. Prescribe and certify the qualifications for operators of solid
waste management facilities as defined in section 27-0701 of this
chapter; provided, however, that the commissioner shall not require the
certification of operators until the commissioner shall have identified
or established programs of training within the state that satisfy such
qualifications;
d. Provide for the care, custody, and control of the forest preserve;
e. Provide for the protection and management of marine and coastal
resources and of wetlands, estuaries and shorelines;
f. Foster and promote sound practices for the use of agricultural
land, river valleys, open land, and other areas of unique value;
g. Encourage industrial, commercial, residential and community
development which provides the best usage of land areas, maximizes
environmental benefits and minimizes the effects of less desirable
environmental conditions;
gg. Develop a plan to maximize the use of telecommuting to conserve
energy otherwise used by the personnel of the department in commuting to
their assigned workplace. Within one year of the effective date of this
paragraph, the department shall submit a report to the governor and the
legislature on the impact of such plan to include, but not be limited
to, energy conservation, air quality, workforce acceptance, office costs
and potential cost savings.
h. Assure the preservation and enhancement of natural beauty and
man-made scenic qualities;
hh. Cooperate with the office of probation and correctional
alternatives by identifying appropriate worksites where persons
performing community service as part of a criminal disposition may be
assigned to provide cleanup and other maintenance services in order to
preserve and enhance the state's natural beauty and human-made scenic
qualities. Such sites may include but are not limited to the state's
shorelines, beaches, parks, roadways, historic sites and other natural
or human-made resources.
i. Provide for prevention and abatement of all water, land and air
pollution including, but not limited to, that related to hazardous
substances, particulates, gases, dust, vapors, noise, radiation, odor,
nutrients and heated liquids;
j. Promote control of pests and regulate the use, storage and disposal
of pesticides and other chemicals which may be harmful to man, animals,
plant life, or natural resources;
k. Promote control of weeds and aquatic growth, develop methods of
prevention and eradication, and regulate herbicides;
l. Provide and recommend methods for the recovery, recycling and
reuse; or, where recycling and reuse are not possible, the disposal of
solid wastes, including domestic and industrial refuse, junk cars,
litter and debris consistent with sound health, scenic, environmental
quality, and land use practices;
m. Prevent pollution through the regulation of the storage, handling
and transport of solids, liquids and gases which may cause or contribute
to pollution;
n. Promote restoration and reclamation of degraded or despoiled areas
and natural resources;
o. Encourage recycling and reuse of products to conserve resources and
reduce waste products;
p. Administer properties having unique natural beauty, wilderness
character, or geological, ecological or historical significance
dedicated by law to the state nature and historical preserve;
q. Formulate guides for measuring presently unquantified environmental
values and relationships so they may be given appropriate consideration
along with social, economic, and technical considerations in
decision-making;
r. Encourage and undertake scientific investigation and research on
the ecological process, pollution prevention and abatement, recycling
and reuse of resources, and other areas essential to understanding and
achievement of the environmental policy;
s. Assess new and changing technology and development patterns to
identify long-range implications for the environment and encourage
alternatives which minimize adverse impact;
t. Monitor the environment to afford more effective and efficient
control practices, to identify changes and conditions in ecological
systems and to warn of emergency conditions;
u. Encourage activities consistent with the purposes of this chapter
by advising and assisting local governments, institutions, industries,
and individuals;
v. Undertake an extensive public information and education program to
inform and involve other public and private organizations and groups and
the general public in the commitment to the principles and practices of
environmental conservation and develop programs for the teaching by
others of such principles and practices;
w. Cooperate with the executive, legislative and planning authorities
of the United States, neighboring states and their municipalities and
the Dominion of Canada in furtherance of the policy of this state as set
forth in section 1-0101;
x. Exercise and perform such other functions, powers and duties as
shall have been or may be from time to time conveyed or imposed by law,
including, but not limited to, all the functions, powers and duties
assigned and transferred to the department from the Department of
Health, Conservation Department, Department of Agriculture and Markets,
and Office for Local Government in the Executive Department by chapter
140 of the laws of 1970.
y. To prevent and control air pollution emergencies, as defined in
subdivision 1 of section 1-0303 hereof. In exercising such prevention
and control the department and the commissioner may limit the
consumption of fuels and use of vehicles, curtail or require the
cessation of industrial processes and limit or require the cessation of
incineration and open burning, and take any other action he may deem
necessary to prevent and/or control air pollution emergencies. The
department and commissioner shall adopt and implement by rule and
regulation a plan designed to prevent and control such air pollution
emergencies.
z. Within amounts appropriated to the department, to contract, outside
the city of New York, with federally-funded nonprofit organizations that
are organized for the purpose of beautification of highways, parks and
recreation areas and employ persons sixty years of age or older whose
net annual income does not exceed one thousand dollars to carry out such
activities. The contract shall name the organization, the amount and
manner of payment for the service to be rendered, nature of such
service, the rendering of a verified account of the disbursements and
verified or certified vouchers therefor attached, a refund of any unused
amount, and such other conditions upon the use thereof as may be deemed
proper.
2. To further assist in carrying out the policy of this state as
provided in section 1-0101 of the chapter the department, by and through
the commissioner, shall be authorized to:
a. Adopt, amend or repeal environmental standards, criteria and those
rules and regulations having the force and effect of standards and
criteria to carry out the purposes and provisions of this act. Any such
environmental standard, criterion, rule or regulation or change thereto
shall become effective thirty days after being filed with the Secretary
of State for publication in the "Official Compilation of Codes, Rules,
and Regulations of the State of New York" published pursuant to section
one hundred two of the Executive Law. This provision shall not in any
way restrict the commissioner in the exercise of any function, power or
duty transferred to him or her and heretofore authorized to be exercised
by any other department acting through its commissioner to promulgate,
adopt, amend or repeal any standards, rules and regulations. No such
environmental standards, criterion, rule or regulation or change thereto
shall be proposed for approval unless a public hearing relating to the
subject of such standard shall be held by the commissioner prior thereto
not less than sixty days after date of notice therefor, any provision of
law to the contrary notwithstanding. Notice shall be given by public
advertisement of the date, time, place and purpose of such hearing.
aa. (1) A "construction emergency" is damage to or an imminent danger
of failure, or the malfunction of buildings, structures or property
caused by a sudden and unexpected occurrence which involves a pressing
necessity for immediate repair, reconstruction or maintenance in order
to permit the safe continuation of necessary public use or function, or
to protect the property of the state of New York, or the life, health or
safety of any person.
(2) Whenever the commissioner determines and declares that a
construction emergency exists, the commissioner may have immediate work
performed to protect life, limb, property, public health or safety, or
essential services by utilizing the services of a contractor selected in
accordance with procedures developed by the department and approved by
the state comptroller.
(3) Such procedures shall provide for consideration of solicitation of
sufficient competition to the extent practicable, from responsible
contractors representative of the contracting community by inviting at
least five contractors who are capable of performing such work;
permitting said contractors to examine the site and submit bids for the
required emergency restoration work at a time and place to be determined
by the commissioner; and submission of a notice of emergency award for
publication in the procurement opportunities newsletter as soon as
practicable after the award.
(4) Such emergency work shall reasonably be expected to be completed
within a period of thirty days and emergency contracts shall be let only
for work necessary to remedy or alleviate a construction emergency.
(5) If the selected contractor is already under contract to the
department such work may be undertaken as additional work on the
existing contract, notwithstanding the existing scope of work.
(6) The commissioner shall promptly notify the office of the state
comptroller, the office of the attorney general, and the office of the
division of the budget, and shall provide an estimate of the cost and
duration of the emergency work.
b. Enter into contracts with any person to do all things necessary or
convenient to carry out the functions, powers and duties of the
department.
bb. Develop and implement an "I Love New York Fishing" passbook
program to encourage additional fishing in this state. The program shall
be administered according to the provisions of subdivision five of
section 11-1307 of this chapter.
c. Review and appraise programs and activities of state departments
and agencies in light of the policy set forth in section 1-0101 of this
chapter for the purpose of determining the extent to which such programs
and activities are contributing to the achievement of such policy and to
make recommendations to such departments and agencies with respect
thereto, including but not limited to, environmental guidelines for
their use.
cc. Cooperate with the department of agriculture and markets, the
environmental facilities corporation, and other state agencies and
public authorities to establish methods to facilitate loans to eligible
borrowers to prevent and control non-point source water pollution and to
develop educational materials for potential borrowers, including,
without limitation, members of the agricultural community, about the
low-interest loans available through the water pollution control linked
deposit program and to develop an application form to be provided to
lenders for the linked deposit loan requests. The department may
promulgate rules and regulations necessary and reasonable for the
operation of the program.
d. Consult with and co-operate with:
(1) Officials of departments and agencies of the state having duties
and responsibilities concerning the environment;
(2) Officials and representatives of any public benefit corporation in
the state;
(3) Officials and representatives of the federal government, of other
states and of interstate agencies on problems affecting the environment
of this state;
(4) Persons, organizations and groups, public and private, utilizing,
served by, interested in or concerned with the environment in the state;
(5) The appropriate committee or committees of the Legislature.
e. Appear and participate in proceedings before any federal regulatory
agency involving or affecting the purposes of this department.
f. Undertake any studies, inquiries, surveys or analyses it may deem
relevant through the personnel of the department or in co-operation with
any public or private agencies, including educational, civic and
research organizations, colleges, universities, institutes or
foundations, for the accomplishment of the purposes of the department.
g. Enter and inspect any property or premises for the purpose of
investigating either actual or suspected sources of pollution or
contamination or for the purpose of ascertaining compliance or
noncompliance with any law, rule or regulation which may be promulgated
pursuant to this chapter. Any information relating to secret processes
or methods of manufacture shall be kept confidential.
h. Conduct investigations and hold hearings and compel the attendance
of witnesses and the production of accounts, books, documents, and
nondocumentary evidence by the issuance of a subpoena.
i. Advise and cooperate with municipal, county, regional and other
local agencies and officials within the state, to carry out the purposes
of chapter 140 of the laws of 1970.
j. Act as the official agency of the state in all matters affecting
the purposes of the department under any federal laws now or hereafter
to be enacted, and as the official agency of a county, town, city,
village or authority in connection with the grant or advance of any
federal or other funds or credits to the state or through the state to
its local governing bodies for the purposes of chapter 140 of the laws
of 1970.
k. Report from time to time to the Governor and make an annual report
to the Governor and the Legislature.
l. Formulate and execute contracts, keep accounts, record personnel
data, acquire real or personal property, including acquisition by
condemnation, appropriation, gift grant, devise or bequest, adjust
claims, compile statistics and engage in research opportunities; all
according to the statutes or department orders and regulations in such
cases made and provided.
m. Adopt such rules, regulations and procedures as may be necessary,
convenient or desirable to effectuate the purposes of this chapter.
n. Study, monitor, control and regulate pollution from motor vehicle
exhaust emissions.
o. When requested to do so by another state with which New York has
reciprocally agreed to provide personnel and equipment, provide such
personnel and equipment for use in suppression of forest fires upon
lands within such other state.
p. Notwithstanding any other provision of this chapter, delegate to
municipal health or environmental departments or agencies or other
appropriate governmental entities including the state soil and water
conservation committee and the soil and water conservation districts,
any of which shall meet such qualifications relating to adequate
authority, expertise, staff, funding and other matters as may be
prescribed, such functions of review, approval of plans, issuance of
permits, licenses, certificates or approvals required or authorized by
this chapter as the commissioner may deem appropriate in order to
expedite the review of matters within the jurisdiction of the
department, to provide for better coordination among different levels of
government or to enhance environmental protection, subject to such
conditions as he may establish. The powers delegated pursuant to this
part may be withdrawn by the commissioner, at any time, upon thirty days
written notice to the department, agency or other governmental entity
including the state soil and water conservation committee and the soil
and water conservation districts holding such powers by virtue of this
paragraph.
q. Require that a written instrument submitted pursuant to this
chapter or a rule or regulation adopted pursuant hereto contain a form
notice to the effect that false statements made therein are punishable
pursuant to section 210.45 of the penal law.
r. Notwithstanding the provisions of article six of the public
officers law, deny access to inspection of records which identify
locations of habitats of species designated endangered pursuant to
section 11-0535 of this chapter, protected pursuant to section 9-1503 of
this chapter or any other species or unique combination of species of
flora or fauna where the destruction of such habitat or the removal of
such species therefrom would impair their ability to survive provided,
however, that the commissioner may, in his discretion permit access to
such inspection to persons engaged in legitimate scientific and academic
research.
s. Coordinate and conduct Arbor day ceremonies on the last Friday of
April in cooperation with the department of education and the department
of agriculture and markets.
t. Establish a program, in consultation with the conservation fund
advisory council for the sale of limited edition prints of fish and
wildlife paintings with the proceeds to be credited to the conservation
fund established pursuant to section eighty-three of the state finance
law.
u. Notwithstanding any other provisions of this chapter, establish a
program to offer for sale to the public of items symbolic of
contributions made to support department activities performed as steward
of lands under its jurisdiction. The terms upon which such items will be
available and the relevant donations for such items shall be set forth
in regulations to be promulgated by the commissioner provided, however,
that no such item shall be offered unless the amount of such donation
exceeds the value of the item. All receipts of the department from such
contributions shall be deposited in and separately accounted for in an
account in the miscellaneous state special revenue fund, expenditures
from which shall be limited to the activities of the department pursuant
to this paragraph and activities performed as steward of lands under its
jurisdiction.
v. Except for the forest preserve which is under the care, custody and
control of the department pursuant to paragraph d of subdivision one of
this section and subdivision one of section 9-0105 of this chapter,
administer and manage the real property under the jurisdiction of the
department for the purpose of preserving, protecting and enhancing the
natural resource value for which the property was acquired or to which
it is dedicated, employing all appropriate management activities.
w. Shall prepare and submit to the federally appointed "Aquatic
Nuisance Species Task Force" two comprehensive management plans, after
notice and opportunity for public comment, for funding of New York state
activities under the Federal Non-indigenous Aquatic Nuisance Prevention
and Control Act of 1990, Public Law 101-646, by January 1, 1992. One
such plan shall identify those areas or activities within the state,
other than those related to public facilities, where technical and
financial assistance is needed within the state to eliminate or reduce
environmental, public health and safety risks and to mitigate the
financial impact upon the state associated with non-indigenous aquatic
species, particularly zebra mussels. The other plan shall be a "public
facility management plan" which is limited solely to identifying those
public facilities within the state for which technical and financial
assistance is needed to reduce infestations of zebra mussels. Each plan
shall identify the management practices and measures that will be
undertaken to reduce infestations of aquatic nuisance species,
especially zebra mussels, and include the following: (1) a description
of the state and local programs for environmentally sound prevention and
control of the target species; (2) a description of federal activities
that may be needed for environmentally sound prevention and control of
aquatic nuisance species and a description of the manner in which those
activities should be coordinated with state and local government
activities; and (3) a schedule for implementing the plan, including a
schedule of annual objectives. In developing and implementing these
management plans, the department shall, to the maximum extent
practicable, involve local governments, regional entities and public and
private organizations that have expertise in the control of aquatic
nuisance species. Copies of these plans shall also be submitted to the
temporary president of the senate and the speaker of the assembly, and
the department shall annually, on or before January first, submit to the
temporary president of the senate and speaker of the assembly a report
on the activities of the department under these plans.
x. Consistent with paragraph v of subdivision 1 of this section, offer
for sale advertising or corporate sponsorship space in various
departmental publications, including but not limited to "The
Conservationist", the annual compilation and syllabus of laws, rules and
regulations governing fish and wildlife as required by section 11-0323
of this chapter, and offer for sale informational and promotional
material related to lands, facilities and resources under the
jurisdiction of the department. Any proceeds realized from the sale of
advertising or corporate sponsorships shall be deposited in a special
revenue account to be selected by the department and the division of the
budget except that proceeds from advertising or corporate sponsorship in
"The Conservationist" shall be deposited in the environmental
conservation special revenue fund, "The Conservationist" magazine
account, and proceeds from advertising or corporate sponsorship in the
annual compilation and syllabus of laws, rules and regulations governing
fish and wildlife as required by section 11-0323 of this chapter shall
be deposited in the conservation fund.
* y. The department, by contract or otherwise, is hereby authorized to
engage in games, contests or other promotions or advertising schemes or
plans, hereinafter referred to as "an event or events," which are
intended to increase, improve, stabilize or otherwise assist in
development of the subscriber base of "The Conservationist" in
accordance with the following:
(1) An event may include sweepstakes and other similar marketing
techniques intended to heighten public awareness, interest and
participation in department programs including but not limited to
purchasing of subscriptions, licenses, or camping permits.
(2) The department is authorized to offer the opportunity to receive
gifts, prizes or gratuities, as determined by chance, without any
consideration therefor.
(3) The department shall develop a statement, which shall be included
in any and all promotions of an event, which shall contain the following
information:
(i) the minimum number of entry forms to be made available;
(ii) the minimum number of prizes that shall be included in the event;
(iii) the proportionate opportunity of winning prizes;
(iv) the minimum value of prizes to be made available;
(v) the rules pertaining to the event, which shall include the period
of time and the geographic area to be covered by the event and which
shall not be subject to the rulemaking procedures of the state
administrative procedure act; and
(vi) such additional information as may be deemed in the best
interests of the state as determined by the commissioner.
(4) The department is authorized to accept donations for the purposes
of providing publicity, prizes, incentives or other inducements for
participation in the event. Donations may be of goods and services,
shall not exceed five thousand dollars in value, per donor per contest,
and must be of a nature consistent with the purposes of the department,
and in the best interests of the state as determined by the
commissioner.
* NB Repealed August 1, 2027
z. Issue and amend guidance memoranda and similar documents of general
applicability which are to be relied upon by department personnel for
implementation of this chapter, and rules and regulations promulgated
pursuant thereto, and for guidance to the general public in complying
with the requirements of this chapter; provided, however, that (1) in no
event shall any such document be issued by the department in violation
of the state administrative procedure act where and to the extent that a
duly promulgated rule or regulation would be required, and (2) no such
document shall be implemented until thirty days after the full text, or
a summary thereof, along with information on how the full text may be
obtained, has been published in the environmental notice bulletin, as
defined in section 70-0105 of this chapter. At a minimum, the full text
of each such document shall be made available by the department on and
after the date of such publication to the public upon request, and, in
addition, at least one copy shall be made available in the department's
main office and in each regional office for public inspection. The
department shall publish and invite public comment on a draft version of
any such document, unless it determines that to do so would delay or
otherwise impede compliance with the underlying statute or regulation,
provided that, when a document is issued without making provisions for
public comment, the department shall also publish its reason or reasons
for deeming such provisions inappropriate. This paragraph shall not
apply to (i) declaratory rulings issued pursuant to section two hundred
four of the state administrative procedure act or (ii) documents which
only concern the internal management of the agency and which do not have
any effect on the rights of or procedures or practices available to the
public. Each January, the department shall publish in the environmental
notice bulletin an index of its existing guidance documents, and
indicate how the full text thereof may be obtained; provided, however,
that the secretary of state may exempt the department from compliance
with this publication requirement upon a determination that the
department has published on its website the full text of all guidance
documents on which it currently relies. The secretary of state shall
publish a notice of such determination identifying the website in the
state register.
2-a. a. To further assist in carrying out the policy of this state as
provided in section 1-0101 of this chapter, the department, by and
through the commissioner shall:
(1) authorize and encourage the use of nature-based solutions as the
preferred alternative, where appropriate, for stabilizing tidal
shorelines in the state when promulgating and implementing rules and
regulations relating thereto, specifically including, but not limited
to, those promulgated and implemented for articles fifteen, twenty-five
and thirty-four of this chapter. The department shall consult with the
United States army corps of engineers to ensure the minimization of
conflicts with federal law and regulation.
(2) continue developing integrated guidance for the management of
tidal shoreline systems to provide a technical basis for the
coordination of permit decisions required by any regulatory entity
exercising authority over a shoreline management project. Such guidance
shall:
(i) communicate to stakeholders and regulatory authorities that it is
the policy of the state that some shorelines shall remain natural unless
stabilization is necessary, and when stabilization is deemed necessary,
it shall support nature-based solutions as the preferred alternative for
stabilizing tidal shorelines;
(ii) identify preferred shoreline management approaches for the
shoreline and community types found in the state;
(iii) explain the risks and benefits of protection provided by various
shoreline system elements associated with each management option; and
(iv) recommend procedures to achieve efficiency and effectiveness by
the various regulatory entities exercising authority over a shoreline
management project.
(3) give preference to a permit application for a shoreline management
project based on nature-based solution design unless an alternative
analysis containing a review of nature-based solutions that have been
evaluated using the best available information shows that such
approaches are not suitable. If this analysis shows that a nature-based
solution approach is unsuitable or inconsistent with land-use
regulations, the department shall require the applicant to incorporate,
to the maximum extent possible, elements of a nature-based solution that
are suitable for the project where appropriate.
b. (1) For the purposes of this subdivision, "nature-based solution"
shall have the same meaning as defined in subdivision twenty-six of
section 1-0303 of this chapter and shall specifically mean techniques
applied within the tidal zone that incorporate natural, native living
features.
(2) When considering a nature-based solution the department should
prioritize techniques, including but not limited to those that:
(i) control or reduce shoreline erosion while maintaining benefits
comparable to the natural shoreline including, but not limited to,
allowing for natural sediment movement;
(ii) improve, restore, or maintain the connection between the upland
and water habitats; and
(iii) incorporate habitat enhancement and natural elements, including
but not limited to native re-vegetation or establishment of new
vegetation consistent with a natural shoreline typical of the current
site location either:
(A) under current conditions, or
(B) as adjusted for science-based state sea-level rise projections,
utilizing the appropriate projection scenario at a time interval
appropriate for the anticipated lifespan of the project but not less
than twenty years after the anticipated project completion, pursuant to
section 3-0319 of this title for such location.
3. The department shall not alter the boundaries of any of the nine
administrative regions from the boundaries existing on January first,
nineteen hundred seventy-seven without first holding public hearings in
each region affected.
4. The commissioner shall cooperate with the commissioner of the state
department of health, district attorneys and the department of law in
providing assistance in the investigation and prosecution of violations
of article twenty-seven of this chapter.
5. To facilitate the practice of forestry by electing to comment upon
proposed local laws or ordinances that may restrict the practice of
forestry.
Review of state-owned lands.
Within amounts appropriated therefor, by January first, nineteen
hundred ninety-five, the commissioner, in consultation with the New York
state biodiversity research institute created pursuant to section two
hundred thirty-five-a of the education law, shall conduct a review of
lands currently in state-ownership and under the department's
jurisdiction to identify lands and waters that harbor plants, animals,
and ecological communities that are rare in New York state.
Statewide environmental plan.
1. The department shall formulate and from time to time revise a
statewide environmental plan for the management and protection of the
quality of the environment and the natural resources of the state, in
furtherance of the legislative policy and purposes expressed in chapter
140 of the laws of 1970.
2. The department shall submit such plan to the Governor and to the
Department of State on or before October first, nineteen hundred
seventy-five, and thereafter shall submit periodic revisions of such
plan to the governor and to the Department of State. The Department of
State shall review such plan and such revisions and shall submit a
report thereon together with such recommendations within sixty days as
it may deem appropriate to the Governor. The governor shall approve,
approve with modifications, or reject such plan within sixty days.
3. In formulating such plan and any revisions, the department shall:
a. Conduct one or more public hearings;
b. Consult with and cooperate with:
(1) Officials of departments and agencies of the state having duties
and responsibilities concerning the environment;
(2) Officials and representatives of the federal government, of
neighboring states and of interstate agencies on problems affecting the
environment of this state;
(3) Officials and representatives of local government in the state;
(4) Officials and representatives of science, industry, and education;
(5) Persons, organizations and groups, public or private, utilizing,
served by, interested in or concerned with the environment of the state;
and
c. Request and receive from any department, division, board, bureau,
commission or other agency of the state or any political subdivision
thereof or any public authority such assistance and data as may be
necessary to enable the department to carry out its responsibilities
under this section.
The department shall compile and maintain an inventory of
educational resources for teaching the principles of
environmental conservation in New York state.
Inventory of educational resources for teaching the principles of
environmental conservation in New York state. l. Legislative findings.
The people of the state of New York, through the temporary state
commission on youth education in environmental conservation, have
expressed the need for resource information assistance if they are to
improve their local programs in environmental education.
The legislature hereby affirms this need and declares that a
regionally responsive system for identifying resources through a
statewide inventory and for referring inquiries to appropriate sources
must be developed if we are to maintain and improve the quality of our
environment.
The department, in consultation with the department of education and
the office of parks, recreation and historic preservation shall compile
and maintain an inventory of education resources for teaching the
principles of environmental conservation in New York state.
2. This information shall be used as the basis for a clearing house
for materials pertaining to environmental conservation education which
shall be available for public use. A revised and up-to-date inventory
shall be available to the public and widely distributed on or before
September 1, 1991. The clearinghouse shall maintain information on, but
not limited to, the following:
a. Natural resources and facilities which can be used for educational
purposes.
b. Conservation and environmental organizations, both public and
private.
c. Resource personnel.
d. Curriculum resources.
e. A calendar of environmental education activities.
Acquirement of real property by purchase or appropriation.
1. The commissioner when moneys therefor have been appropriated by
the legislature or are otherwise available, may acquire any real
property which he deems necessary for any of the purposes or functions
of the department, by purchase or as provided in the eminent domain
procedure law. Title to such real property shall be taken in the name
of and be vested in the people of the state of New York. No real
property shall be so acquired by purchase unless the title thereto is
approved by the attorney general. The terms "property" or "real
property" as used in this section shall mean "real property" as defined
by section one hundred three of the eminent domain procedure law.
2. Whenever real property is to be so acquired pursuant to the
provisions of the eminent domain procedure law, by appropriation, the
commissioner shall cause to be made an accurate acquisition map as so
provided in said law.
3. On the approval of such map by the commissioner, the original
tracing of map shall, pursuant to the eminent domain procedure law, be
filed in the main office of the department.
4. If the commissioner shall determine, prior to the filing of a copy
of such acquisition map in the office of the county clerk, that changes,
alterations or modifications of such map as filed in the main office of
the department should be made, he or she shall, subject to the
provisions of article two of the eminent domain procedure law, if
applicable, direct the preparation of an amended map. On the approval of
such amended map by the commissioner, it shall be filed in the main
office of the department in the same manner as the original map was
filed and the amended map shall thereupon in all respects and for all
purposes supersede the map previously filed.
5. If the commissioner shall determine prior to filing a copy of an
acquisition map in the office of the county clerk, as provided in
section four hundred two of the eminent domain procedure law, that such
map should be withdrawn, he or she shall file a certificate of
withdrawal in the offices of the department and of the department of
law. Upon the filing of such certificate of withdrawal, the map to which
it refers shall be cancelled and all rights thereunder shall cease and
determine.
6. The commissioner shall deliver to the attorney general a copy of
such acquisition map, whereupon it shall be the duty of the attorney
general to advise and certify to the commissioner the names of the
owners of the real property described in the said acquisition map,
including the owners of any right, title or interest therein, pursuant
to the requirements of section four hundred three of the eminent domain
procedure law.
7. If, at or after the vesting of title to such property in the
people of the state of New York in the manner provided for in the
eminent domain procedure law, the commissioner shall deem it necessary
to cause the removal of an owner or other occupant from such property,
he may cause such owner or occupant to be removed therefrom by
proceeding in accordance with section four hundred five of such law.
The proceeding shall be brought in the name of the commissioner as agent
of the state and the attorney general shall represent the petitioner in
the proceedings. No execution shall issue for costs, if any, awarded
against the state or the commissioner, but they shall be part of the
costs of the acquisition of the real property and be paid in like
manner. Proceedings may be brought separately against one or more of
the owners or occupants of any such property, or one proceeding may be
brought against all or several of the owners or occupants of any or all
such property within the territorial jurisdiction of the same court,
justice or judge; judgment shall be given for immediate removal of
persons defaulting in appearance or in answering, or withdrawing their
answers, if any, without awaiting the trial or decision of issues raised
by contestants, if any.
8. Upon making any agreement provided for in section three hundred
four of the eminent domain procedure law, the commissioner shall deliver
to the comptroller such agreement and a certificate stating the amount
due such owner or owners thereunder on account of such appropriation of
his or their property and the amount so fixed shall be paid out of the
state treasury after audit by the comptroller from moneys appropriated
for the acquisition of such real property, but not until there shall
have been filed with the comptroller a certificate of the attorney
general showing the person or persons claiming the amount so agreed upon
to be legally entitled thereto.
9. Application for reimbursement as provided in section seven hundred
two of the eminent domain procedure law, shall be made to the
commissioner upon forms prescribed by him and shall be accompanied by
such information and evidence as the commissioner may require. Upon
approval of such application, the commissioner shall deliver a copy
thereof to the comptroller together with a certificate stating the
amount due thereof, and the amount so fixed shall be paid out of the
state treasury after audit by the comptroller from moneys appropriated
for the acquisition of property under this section.
10. The commissioner with the approval of the director of the budget,
shall establish and may from time to time amend rules and regulations
authorizing the payment of actual reasonable and necessary moving
expenses of occupants of property acquired pursuant to this section; of
actual direct losses of tangible personal property as a result of moving
or discontinuing a business or farm operation, but not exceeding an
amount equal to the reasonable expenses that would have been required to
relocate such property, as determined by the commissioner; and actual
reasonable expenses in searching for a replacement business or farm, or
in hardship cases for the advance payment of such expenses and losses.
For the purposes of making payment of such expenses and losses only the
term "business" means any lawful activity conducted primarily for
assisting in the purchase, sale, resale, manufacture, processing or
marketing of products, commodities, personal property or services by the
erection and maintenance of an outdoor advertising display or displays,
whether or not such display or displays are located on the premises on
which any of the above activities are conducted. Such rules and
regulations may further define the terms used in this subdivision. In
lieu of such actual reasonable and necessary moving expenses, any such
displaced owner or tenant of residential property may elect to accept a
moving expense allowance, plus a dislocation allowance, determined in
accordance with a schedule prepared by the commissioner and made a part
of such rules and regulations. In lieu of such actual reasonable and
necessary moving expenses, any such displaced owner or tenant of
commercial property who relocates or discontinues his business or farm
operation may elect to accept a fixed relocation payment in an amount
equal to the average annual net earnings of the business or farm
operation, except that such payment shall be not less than two thousand
five hundred dollars nor more than ten thousand dollars. In the case of
a business, no such fixed relocation payment shall be made unless the
commissioner finds and determines that the business cannot be relocated
without a substantial loss of its existing patronage, and that the
business is not part of a commercial enterprise having at least one
other establishment, which is not being acquired by the state or the
United States, which is engaged in the same or similar business. In the
case of a business which is to be discontinued but for which the
findings and determinations set forth above cannot be made, the
commissioner may prepare an estimate of what the actual reasonable and
necessary moving expenses, exclusive of any storage charges, would be if
the business were to be relocated and enter into an agreed settlement
with the owner of such business for an amount not to exceed such
estimate in lieu of such actual reasonable and necessary moving
expenses. Application for payment under this subdivision shall be made
to the commissioner upon forms prescribed by him and shall be
accompanied by such information and evidence as the commissioner may
require. Upon approval of such application, the commissioner shall
deliver a copy thereof to the comptroller together with a certificate
stating the amount due thereunder, and the amount so fixed shall be paid
out of the state treasury after audit by the comptroller from moneys
appropriated for the acquisition of property under this section. As
used in this subdivision the term "commercial property" shall include
property owned by an individual, family, partnership, corporation,
association or a non-profit organization and includes a farm operation.
As used in this subdivision the term "business" means any lawful
activity, except a farm operation, conducted primarily for the purchase,
sale, lease and rental of personal and real property, and for the
manufacture, processing, or marketing of products, commodities, or any
other personal property; for the sale of services to the public; or by a
non-profit organization.
11. The commissioner pursuant to section three hundred five of the
eminent domain procedure law, may make agreements on such terms,
condition and consideration as he deems beneficial to the state with
respect to any property heretofore or hereafter acquired, whereby such
property may be used and occupied by the former owner, tenant or by any
other party from a date specified in said agreement, until such time as
the state requires and obtains actual physical possession. The
agreements for the use and occupancy of such property may be managed,
supervised and enforced (1) by the staff, forces and equipment of the
department of environmental conservation; or (2) by the commissioner of
environmental conservation contracting for the management, supervision
and enforcement thereof with any person, firm or corporation; or (3) by
a combination of such methods.
The use and occupancy of such property under the provisions of this
section and the right of the state or its duly authorized agent to
recover possession thereof shall not be subject to the emergency housing
rent control law.
Expenses which are determined by the commissioner to have been
incurred in connection with the use and occupancy of such property may
be paid out of the state treasury after audit by the comptroller from
moneys appropriated for the duly authorized project for which the
property was acquired. However, such expenses incurred under a contract
for management and supervision of such property may be paid out of the
gross revenue therefrom. All moneys received by the commissioner for
such use or occupancy shall be paid into the treasury of the state to
the credit of the capital construction fund.
12. Authorization is hereby given to the commissioner to make
supplemental relocation payments, separately computed and stated, to
displaced owners and tenants of residential property acquired pursuant
to this section who are entitled thereto, as determined by him. The
commissioner with the approval of the director of the budget, may
establish and from time to time amend rules and regulations providing
for such supplemental relocation payments. Such rules and regulations
may further define the terms used in this subdivision. In the case of
property acquired pursuant to this section, which is improved by a
dwelling actually owned and occupied by the displaced owner for not less
than one hundred eighty days immediately prior to initiation of
negotiations for the acquisition of such property, such payment to such
owner shall not exceed fifteen thousand dollars. Such payment shall be
the amount, if any, which, when added to the acquisition payment equals
the average price, established by the commissioner on a class, group or
individual basis, required to obtain a comparable replacement dwelling
that is decent, safe and sanitary to accommodate the displaced owner,
reasonably accessible to public services and places of employment and
available on the private market, but in no event shall such payment
exceed the difference between acquisition payment and the actual
purchase price of the replacement dwelling. Such payment shall include
an amount which will compensate such displaced owner for any increased
interest costs which such person is required to pay for financing the
acquisition of any such comparable replacement dwelling. Such amount
shall be paid only if the dwelling acquired pursuant to this section was
encumbered by a bona fide mortgage which was a valid lien on such
dwelling for not less than one hundred eighty days prior to the
initiation of negotiations for the acquisition of such dwelling. Such
amount shall be equal to the excess in the aggregate interest and other
debt service costs of that amount of the principal of the mortgage on
the replacement dwelling which is equal to the unpaid balance of the
mortgage on the acquired dwelling, over the remainder term of the
mortgage on the acquired dwelling, reduced to discounted present value.
The discount rate shall be the prevailing interest rate paid on savings
deposits by commercial banks in the general area in which the
replacement dwelling is located. Any such mortgage interest
differential payment shall, notwithstanding the provisions of section
twenty-six-b of the general construction law, be in lieu of and in full
satisfaction of the requirements of such section. Such payment shall
include reasonable expenses incurred by such displaced owner for
evidence of title, recording fees and other closing costs incident to
the purchase of the replacement dwelling, but not including prepaid
expenses. Such payment shall be made only to a displaced owner who
purchases and occupies a replacement dwelling which is decent, safe and
sanitary within one year subsequent to the date on which he is required
to move from the dwelling acquired pursuant to this section or the date
on which he receives from the state final payment of all costs of the
acquired dwelling, whichever occurs later, except advance payment of
such amount may be made in hardship cases. In the case of property
acquired pursuant to this section from which an individual or family,
not otherwise eligible to receive a payment pursuant to the above
provisions of this subdivision, is displaced from any dwelling thereon
which has been actually and lawfully occupied by such individual or
family for not less than ninety days immediately prior to the initiation
of negotiation, for the acquisition of such property, such payment to
such individual or family shall not exceed four thousand dollars. Such
payment shall be the amount which is necessary to enable such individual
or family to lease or rent for a period not to exceed four years, a
decent, safe, and sanitary dwelling of standards adequate to accommodate
such individual or family in areas not generally less desirable in
regard to public utilities and public and commercial facilities and
reasonably accessible to his place of employment, but shall not exceed
four thousand dollars, or to make the down payment, including reasonable
expenses incurred by such individual or family for evidence of title,
recording fees, and other closing costs incident to the purchase of the
replacement dwelling, but not including prepaid expenses, on the
purchase of a decent, safe and sanitary dwelling of standards adequate
to accommodate such individual or family in areas not generally less
desirable in regard to public utilities and public and commercial
facilities, but shall not exceed four thousand dollars, except if such
amount exceeds two thousand dollars, such person must equally match any
such amount in excess of two thousand dollars, in making the down
payment. Such payments may be made in installments as determined by the
commissioner. Application for payment under this subdivision shall be
made to the commissioner upon forms prescribed by him and shall be
accompanied by such information and evidence as the commissioner may
require. Upon approval of such application, the commissioner shall
deliver a copy thereof to the comptroller, together with a certificate
stating the amount due thereunder, and the amount so fixed shall be paid
out of the state treasury after audit by the comptroller from moneys
appropriated for the acquisition of property under this section.
13. Any owner may present to the court of claims, pursuant to section
five hundred three of the eminent domain procedure law, a claim for the
value of such property appropriated and for legal damages, as provided
by law for the filing of claims with the court of claims. Awards and
judgments of the court of claims shall be paid in the same manner as
awards and judgments of that court for the acquisition of lands
generally and shall be paid out of the state treasury after audit by the
comptroller from moneys appropriated for the acquisition of such real
property.
14. Expenses incurred in the acquisition of the real property,
including the cost of making surveys, and preparing maps of property to
be acquired, serving notices, making appraisals and agreements and of
searches ordered and examinations and readings of title made by the
attorney general, and expenses incurred by the commissioner or attorney
general in proceedings for removal of owners and occupants, shall be
deemed to be part of the cost of the acquisition of such real property.
15. If the commissioner shall determine subsequent to the acquisition
of a temporary easement in any real property that the purposes for which
such easement right was acquired have been accomplished and that the
exercise of such easement is no longer necessary, the commissioner shall
make a certificate that the exercise of such easement is no longer
necessary and that such easement right is therefore terminated, released
and extinguished. The commissioner shall cause such certificate to be
filed in the main office of the department and upon such filing all
rights acquired by the state in such real property shall cease and
determine. The commissioner shall cause a certified copy of such
certificate as so filed in the main office of the department to be
mailed to the owner of the property affected, as certified by the
attorney general, if the place of residence of such owner is known or
can be ascertained by a reasonable effort and such commissioner shall
cause a further certified copy of such certificate to be filed in the
office of the recording officer of each county in which the property
affected or any part thereof is situated. On the filing of such
certified copy of such certificate with such recording officer, it shall
be his duty to record the same in his office in the books used for
recording deeds and to index the same against the name of the people of
the state of New York as grantor.
16. The commissioner may, by official order filed in the department
and subject to such limitations as he may prescribe, authorize the
exercise of any of his powers or the performance of any of his duties
under this section by such deputy commissioners as he may designate; and
any act performed pursuant to such authorization shall be as valid and
effectual as if performed by the commissioner pursuant to this section.
Registry of public agencies and private organizations; notice
of department hearings.
1. The commissioner shall develop and maintain a registry of
government agencies and officials and of private organizations of
statewide, regional, county and local scope, with interests in the
regulatory and other programs of the department for the purpose of
providing written notice to such agencies and organizations of the time,
date, place, subject and nature of hearings on rules and regulations
under consideration by the department, or on applications to the
department for permits relating to the use, improvement, construction,
change or any modification whatsoever of the air, land, or water
resources within the state, or in relation to any other business before
the department for which issuance of a public notice is required or is
appropriate and desirable in accord with the interests of public
participation in environmental planning and decision-making.
2. To aid in the compilation of the registry, the commissioner shall
advertise its purposes no less than annually to governmental agencies
and the public through news releases and other media available to the
department, stating that interested agencies and organizations may apply
to be listed in the registry by completing forms requiring such
information as may be prescribed by the commissioner. Said registry
shall be prepared by the department to be as comprehensive as possible
and the entries contained therein shall not be limited to those obtained
in response to advertisement by the department of the purposes of the
registry.
3. The commissioner shall publish and distribute or cause to be
published and distributed said registry, not less frequently than
annually and in whole or in part as deemed appropriate and desirable by
the commissioner, for the purpose of providing a directory to assist
with communications between public agencies and private organizations in
all manner of environmental affairs.
4. Notices, as described herein, shall, at the discretion of the
commissioner, be published not less frequently than once every two weeks
in a departmental publication which shall be mailed to registered
agencies and organizations in the area to be affected by the subject of
said notices and to other persons subscribing to such publication;
provided that the commissioner may require the payment of a subscription
fee not to exceed the reasonable costs of such publication; and provided
further that the commissioner may in lieu of publishing any such notice
mail a copy thereof to registered agencies or organizations. In setting
such fee the commissioner shall take into account the purposes of this
section to provide broad public notice of department actions. Unless
otherwise provided by statute or regulation, failure to provide notice
as herein described shall in no way affect the ordinary proceedings of
the department.
Acquisition of federal lands.
The State of New York may acquire from the United States of America by
gift, lease or purchase or otherwise, and subject to such conditions as
may be prescribed by the United States of America, lands suited for
reforestation, game management, fish propagation, park purposes and/or
any other activities permitted by sections 3-0109 through 3-0115
inclusive, and sections 3-0305 and 3-0307 of article 3; articles 9, 11,
13 and 15; titles 7, 9, 11 and 13 of article 21; article 23; title 3 of
article 27; articles 43, 45 and 47; and titles 1 through 15 inclusive
and title 33 of article 71 applicable to these provisions and may by
written order of the commissioner filed in the office of the department,
assign and transfer at anytime, wholly or in part, the direct
jurisdiction and control of any such lands to one or more divisions of
the department to be administered in connection with any of the various
activities permitted by such provisions. Upon the assignment of such
lands to a division and notwithstanding any other provision of law, such
division may expend any funds appropriated for such activities in the
development, maintenance and operation of lands so acquired.
Stand-by contracts.
1. Consistent with the commissioner's authority to undertake such
activities pursuant to this chapter, the state public health law, the
public authorities law and the state finance law, the commissioner may
enter into stand-by contracts for the purpose of achieving timely and
effective remedies in a cost-effective manner for:
a. services related to a release or a suspected release of a hazardous
substance as defined in section 40-0105 of this chapter and regulations
promulgated thereunder;
b. other than for major physical construction associated with
permanent remedial actions, the cleanup or return to its original state
of any area where hazardous wastes were disposed, possessed, or dealt in
unlawfully in violation of section 27-0914 of this chapter;
c. emergency response action to clean up spills or abate other public
health or environmental hazards involving hazardous wastes; and
d. other than for major physical construction associated with
permanent remedial actions, all services related to the investigation in
support of, or to the development, implementation and oversight of the
program for remediation of inactive hazardous waste disposal sites
pursuant to article 27 of this chapter.
2. For the purposes of this section, a stand-by contract shall mean a
contract which provides for services and goods to be rendered to the
department, at prenegotiated rates or predetermined unit prices, with
such services or goods to be supplied by the contractor only when and
where directed to do so by the commissioner. All such contracts shall be
subject to the approval of the state comptroller in accordance with
section one hundred twelve of the state finance law; however, such
approval shall not obligate to any particular contract any specific
amount of funds, but shall obligate on an individual basis, as such
contracts are utilized, the actual amount required to pay for work
performed pursuant to such contracts except that a maximum dollar amount
shall be placed on each such contract. Any necessary approvals of
availability of funds for a particular project in accordance with any
provision of the state finance law shall be made as soon as possible
after any activity identified in subdivision one of this section is
ordered by the commissioner, or undertaken by the contractor.
3. Nothing in this section shall be deemed to alter the authority
conferred upon the commissioner to conduct the activities identified in
subdivision one of this section, or to modify the requirements which are
established by this chapter, the state public health law, the public
authorities law, or section ninety-seven-b of the state finance law and
are applicable to such activities.
4. The department in cooperation with the state comptroller shall as
soon as practicable and prior to the execution of stand-by contracts
pursuant to this section develop and implement a stand-by contract
management protocol system. Such system shall provide for but not be
limited to:
a. guidelines for selecting contractors based upon section one hundred
thirty-six-a of the state finance law, if applicable, and upon other
factors which shall include but are not limited to past performance,
reasonableness of prices charged for specific tasks, and overall
qualifications of the contractor;
b. departmental bid or proposal analysis and negotiation documentation
requirements;
c. contractor reporting and documentation requirements;
d. formal procedures for inspecting contractor work and reviewing
payment requests;
e. maintenance of equipment inventory with location; and
f. requirements and controls for subcontractors.
5. The department shall submit to the director of the division of the
budget, the temporary president and minority leader of the senate, the
speaker and minority leader of the assembly, the chairman and ranking
minority member of the senate finance committee and the chairman and
ranking minority member of the assembly ways and means committee an
evaluation and audit of the department's use of stand-by contracts
pursuant to this section prepared by an entity independent of the
department. Such entity may be the office of the state comptroller.
Such evaluation and audit shall be submitted by September first,
nineteen hundred ninety and by September first, every two years
thereafter.
* § 3-0311. Municipal notification of environmental violations.
Notwithstanding any other provision of law and except when any
criminal investigation is pending, the commissioner shall notify the
chief executive officer of the municipality together with the chief
executive officer of the county where any violations of article 17, 19,
24, 25 or 27 of this chapter are found to exist within the boundaries of
such municipalities including, but not limited to, any municipal
landfill or municipal solid waste disposal or recovery facility within
seventy-two hours of determining that sufficient evidence exists to
commence an enforcement action.
* NB There are 2 § 3-0311's
Adopt-a-beach stewardship program.
1. The commissioner may enter into stewardship agreements with any
person or persons for the purposes of preserving, maintaining, or
enhancing a state-owned beach, shoreline area or portion thereof in
accordance with the policies of this chapter.
2. The stewardship agreement shall provide that the beach or shoreline
area be preserved and maintained in its natural state or managed to
enhance or restore the natural values it provides, consistent with the
provisions of this chapter. Activities may include: remediating
vandalism and storm damage, picking up litter and trash, establishing or
maintaining access or nature trails, providing interpretive services for
school groups and other citizens, and otherwise providing positive
benefits to the beach or shoreline area.
3. Stewardship agreement with any person or persons may provide for
assistance of personnel, facilities and supplies of the department for
the purposes of supporting appropriate activities under such stewardship
agreement, in accordance with the provisions of this chapter.
4. The department shall establish procedures by which a person or
persons may apply for a stewardship agreement, and shall be responsible
for working with such persons to identify specific sections of a
state-owned beach or shoreline area and specific activities deemed
appropriate for such stewardship agreement. The department may consider
factors such as safety, environmental sensitivity, need, cost and other
factors deemed relevant in determining which beach or shoreline areas or
activities may be eligible or appropriate for a stewardship agreement.
5. The department shall provide recognition of the stewardship
activities by appropriate signage on or near the adopted beach or
shoreline area, and may provide recognition by such other measures as it
may determine to be appropriate, including but not limited to press
releases, certificates, and newsletters.
6. The stewardship agreement may be modified in scope or altered in
any other manner at the sole discretion of the department, not
inconsistent with the provisions of this section. The person or persons
shall have the option of renewing the agreement subject to the approval
of the department and the continuation by the department of the
adopt-a-beach stewardship program. The department may immediately remove
the signs and it may terminate the agreement upon thirty days notice, if
in its sole judgment it finds and determines that the person or persons
are not meeting the terms and conditions of the agreement.
7. Notwithstanding any inconsistent provision of law, the state and
its employees shall not be liable for damages suffered by any person
resulting from the actions or activities of such volunteers.
Geographic information system.
1. The department in conjunction with the commissioner of health shall
create and maintain a geographic information system, and associated data
storage and analytical systems for purposes of collecting, streamlining,
and visualizing integrated data, permits, and relevant sites about
drinking water quality including, but not limited to, incorporating
supply well and monitoring well data, emerging contaminant data, water
quality monitoring data, pertinent data from remediation and landfill
sites, permitted discharge locations and other potential contamination
risks to water supplies. Such system shall also incorporate information
from the source water assessment program collected by the department of
health, data from annual water supply statements prepared pursuant to
section eleven hundred fifty-one of the public health law, information
from the database pursuant to title fourteen of article twenty-seven of
this chapter, and any other existing data regarding soil and groundwater
contamination currently gathered by the department, as well as data on
contamination that is readily available from the United States
geological survey and other sources determined appropriate by the
department. In addition to facilitating interagency coordination and
predictive analysis to protect water quality, such system shall provide
state agency information to the public through a website, within
reasonable limitations to ensure confidentiality and security.
2. The department shall make reasonable efforts to include additional
data, including data from well logs currently required to be filed with
the department pursuant to section 15-1525 of this chapter.
3. Parties required to submit data pursuant to any reporting
requirements set forth in this section shall, upon request of the
department, submit such data in an electronic format acceptable to the
department.
* § 3-0317. Cancer incidence and environmental facility maps project.
1. For purposes of this section, "environmental facility" shall mean a
facility or site which is:
(a) permitted as an industrial or municipal facility pursuant to
titles 7 or 8 of article 17 of this chapter;
(b) registered pursuant to title 10 of article 17 of this chapter;
(c) permitted pursuant to article 19 of this chapter;
(d) permitted or registered pursuant to title 7 or 9 of article 27 of
this chapter;
(e) required to file an annual report pursuant to subdivision 6 of
section 27-0907 of this chapter;
(f) regulated pursuant to title 13 or 14 of article 27 of this
chapter;
(g) regulated as a vehicle dismantler pursuant to title 23 of article
27 of this chapter;
(h) permitted pursuant to article 29 of this chapter;
(i) a holder of a commercial permit pursuant to section 33-0901 of
this chapter;
(j) registered pursuant to article 40 of this chapter;
(k) the subject of an environmental restoration project pursuant to
title 5 of article 56 of this chapter;
(l) subject to corrective action pursuant to section 71-2727 of this
chapter;
(m) participating in the department's voluntary cleanup program; or
(n) licensed pursuant to article 12 of the navigation law as a major
oil storage facility.
2. The department shall, pursuant to established security protocols,
provide to the department of health the GPS coordinates, category of
license or permit, facility identification number, and address on
current environmental facilities that are necessary for the department
of health to develop and maintain cancer incidence and environmental
facility maps required pursuant to section twenty-four hundred one-b of
the public health law, and shall provide any technical assistance
necessary for the development of such maps. The department, in
consultation with the department of health, shall update such data not
less than once every five years.
3. The department shall work with the office of homeland security to
establish security protocols regarding the disclosure of data on current
environmental facilities.
* NB Repealed May 1, 2028
Sea level rise projections.
The department shall, no later than January first, two thousand
sixteen, adopt regulations establishing science-based state sea level
rise projections. In adopting such regulations, the department shall
consider information including, but not limited to, reports of the
Intergovernmental Panel on Climate Change, the National Oceanic
Atmospheric Administration Climate Assessment, the Sea Level Rise Task
Force report created pursuant to chapter six hundred thirteen of the
laws of two thousand seven, projections prepared by the New York City
Panel on Climate Change and any other relevant regional, state and local
reports. The department shall update such regulations no less than every
five years.
Gifts, donations, capital improvements.
1. Notwithstanding the provisions of the state finance law, or any
other state law to the contrary, and subject to approval of the director
of the budget, the commissioner is authorized to accept an unconditional
grant, gift, devise or bequest, either absolutely or in trust, from
persons and entities for the maintenance of any educational or
recreational facilities or for programs that promote the use or
stewardship of state owned lands under the department's jurisdiction or
management; establish a special fund or funds consisting of monies so
acquired and administer such fund or funds; and expend such monies.
2. Notwithstanding the provisions of the state finance law, or any
other state law to the contrary, the commissioner is authorized to:
(a) receive, hold and administer personal property and any income
thereof, acquired by grant, unconditional gift, devise or bequest,
either absolutely or in trust, for the maintenance of any educational or
recreational facilities or for programs that promote the use or
stewardship of state owned lands under the department's jurisdiction or
management; establish a special fund or funds consisting of monies so
acquired and administer such fund or funds; and expend such monies; and
(b) seek investment from private philanthropic interest or
not-for-profit corporations for capital improvements at state owned
facilities under the department's jurisdiction or management.
3. For purposes of this section, educational or recreational
facilities or programs that promote the use or stewardship of
state-owned lands under the department's jurisdiction or management
shall include, but not be limited to, campgrounds, fish hatcheries,
historic areas and facilities, kiosks, signage, programs for maintenance
and development of roads and trails, and programs to improve access for
persons with disabilities.
4. The commissioner shall not accept any grant, gift, devise or
bequest from or enter into any contract or agreement authorized pursuant
to subdivisions one, two, and, three of this section with persons or
entities:
(a) named in a pending lawsuit by or against the department;
(b) under investigation by the department;
(c) with a permit or license application pending before the department
or currently holding a department-issued permit or license, except for
permits or licenses that are ministerial in nature, such as sporting
licenses, use of state land permits, or general permits;
(d) engaged in settlement negotiations with the department regarding
any civil, criminal or administrative matter; or
(e) subject to a consent order issued by the department.
ARTICLE 6 State Smart Growth Public Infrastructure Policy Act
Short title.
This article shall be known and may be cited as the "state smart
growth public infrastructure policy act".
Definitions.
As used in this article:
1. "Criteria" shall mean the state smart growth public infrastructure
criteria provided in section 6-0107 of this article.
2. "State infrastructure agency" shall mean the department, the
department of transportation, the department of education, the
department of health, the department of state, the New York state
environmental facilities corporation, the New York state housing finance
agency, the housing trust fund corporation, the dormitory authority, the
thruway authority, the port authority of New York and New Jersey, the
empire state development corporation, the New York state urban
development corporation and all other New York authorities. Any
subsidiary of, or corporation with the same members or directors as, a
public benefit corporation identified in this subdivision shall also be
deemed to be within the definition of state infrastructure agency under
this article.
3. "Municipal centers" shall mean areas of concentrated and mixed land
uses that serve as centers for various activities, including, but not
limited to, central business districts, main streets, downtown areas,
brownfield opportunity areas, downtown areas of local waterfront
revitalization program areas, transit-oriented development,
environmental justice areas, and hardship areas. Municipal centers shall
also include: areas adjacent to municipal centers, as defined in this
subdivision, which have clearly defined borders, are designated for
concentrated development in the future in a municipal or regional
comprehensive plan, and exhibit strong land use, transportation,
infrastructure and economic connections to a municipal center; and areas
designated in a municipal or comprehensive plan, and appropriately zoned
in a municipal zoning ordinance, as a future municipal center.
State smart growth public infrastructure policy.
It is the purpose of this article to augment the state's environmental
policy by declaring a fiscally prudent state policy of maximizing the
social, economic and environmental benefits from public infrastructure
development through minimizing unnecessary costs of sprawl development
including environmental degradation, disinvestment in urban and suburban
communities and loss of open space induced by sprawl facilitated by the
funding or development of new or expanded transportation, sewer and
waste water treatment, water, education, housing and other publicly
supported infrastructure inconsistent with smart growth public
infrastructure criteria.
State smart growth public infrastructure criteria.
1. In addition to meeting other criteria and requirements of law
governing approval, development, financing and state aid for the
construction of new or expanded public infrastructure or the
reconstruction thereof, no state infrastructure agency shall approve,
undertake, support or finance a public infrastructure project, including
providing grants, awards, loans or assistance programs, unless, to the
extent practicable, it is consistent with the relevant criteria
specified in subdivision two of this section.
2. The following are the state smart growth public infrastructure
criteria:
a. to advance projects for the use, maintenance or improvement of
existing infrastructure;
b. to advance projects located in municipal centers;
c. To advance projects in developed areas or areas designated for
concentrated infill development in a municipally approved comprehensive
land use plan, local waterfront revitalization plan and/or brownfield
opportunity area plan;
d. to protect, preserve and enhance the state's resources, including
agricultural land, forests, surface and groundwater, air quality,
recreation and open space, scenic areas, and significant historic and
archeological resources;
e. to foster mixed land uses and compact development, downtown
revitalization, brownfield redevelopment, the enhancement of beauty in
public spaces, the diversity and affordability of housing in proximity
to places of employment, recreation and commercial development and the
integration of all income and age groups;
f. to provide mobility through transportation choices including
improved public transportation and reduced automobile dependency;
g. to coordinate between state and local government and intermunicipal
and regional planning;
h. to participate in community based planning and collaboration;
i. to ensure predictability in building and land use codes; and
j. to promote sustainability by strengthening existing and creating
new communities which reduce greenhouse gas emissions and do not
compromise the needs of future generations, by among other means
encouraging broad based public involvement in developing and
implementing a community plan and ensuring the governance structure is
adequate to sustain its implementation.
k. to mitigate future physical climate risk due to sea level rise,
and/or storm surges and/or flooding, based on available data predicting
the likelihood of future extreme weather events, including hazard risk
analysis data if applicable.
3. Before making any commitment, including entering into an agreement
or incurring any indebtedness for the purpose of acquiring,
constructing, or financing any project covered by the provisions of this
article, the chief executive officer of a state infrastructure agency
shall attest in a written smart growth impact statement that the
project, to the extent practicable, meets the relevant criteria set
forth in subdivision two of this section, unless in any respect the
project does not meet such criteria or compliance is considered to be
impracticable, which shall be detailed in a statement of justification.
4. Nothing in this section shall contravene any federal law governing
the expenditure of disbursement of federal infrastructure funding
administered by the state.
Smart growth advisory committees.
The chief executive officer of each state infrastructure agency shall
create a smart growth advisory committee to advise the agency regarding
the agencies' policies, programs and projects with regard to their
compliance with the state smart growth public infrastructure criteria.
Such committees shall consist of appropriate agency personnel designated
by the chief executive officer to conduct the evaluation required by
section 6-0107 of this article. Such committees shall solicit input from
and consult with various representatives of affected communities and
organizations within those communities, and shall give consideration to
the local and environmental interests affected by the activities of the
agency or projects planned, approved or financed through such agency.
Private right of action.
Nothing contained in this article or in the administration or
application hereof shall be construed to create any private right of
action on the part of any person, firm or corporation against the state
of New York or any state infrastructure agency as defined in subdivision
two of section 6-0103 of this article.
ARTICLE 7 Council of Environmental Advisers
Council of environmental advisors; creation; membership;
qualifications.
There is hereby continued in the Executive Department a council to be
known as the Council of Environmental Advisers, to provide special
counsel to the Governor on environmental policy matters affecting the
state. The council shall consist of seven members who shall be private
citizens, representative of a broad range of interests and disciplines
related to the quality of our environment and responsive to the full
range of needs and concerns of our present and future generations. The
Governor shall appoint the members by and with the advice and consent of
the Senate and designate one from among the members to serve as chairman
of the council.
Terms of office; vacancies.
1. The members of the council shall hold office at the pleasure of the
Governor.
2. Vacancies shall be filled by appointment by the Governor, by and
with the advice and consent of the Senate.
Personnel.
1. The council shall appoint an executive director and shall assign to
such director such powers, functions and duties as it shall deem
appropriate to fulfill the purposes of this article.
2. The council shall have the power to employ and compensate, within
appropriations available therefor, such other personnel as it shall
determine necessary to carry out its duties under this article.
General functions, powers and duties.
1. In providing counsel to the Governor on environmental policy
matters, the council shall:
a. Advise the Governor on comprehensive environmental management
policy for the state.
b. At the request of the Governor, provide an overview in both the
public and private sector on matters affecting the environment, giving
its judgment on specific matters referred to it.
c. Develop or cause to be developed guidelines for weighing the
complex interrelationships between environmental quality, economic
development, and the growing population associated with economic growth.
d. Study and from time to time report to the Governor on environmental
conditions and trends in the state.
e. Recommend state environmental policies, including legislation for
implementation thereof, to improve the functioning of the state and the
environment of the state.
2. To assist in carrying out the aforementioned functions as provided
in this section, the council may:
a. Request and shall receive from any court, department, division,
board, bureau, commission or agency of the state or any political
subdivision thereof, such assistance as will enable it properly to carry
out its powers and duties under this section.
b. Make or recommend such special environmental studies as it deems
appropriate or desirable.
c. Hold public and private hearings for specified purposes, take
testimony, subpoena witnesses, and require production of books, records,
and papers.
d. Report its findings to the Governor.
Compensation.
The members of the council shall receive no compensation for their
services but shall be allowed their actual and necessary expenses
incurred in the performance of their duties.
ARTICLE 8 Environmental Quality Review
Purpose.
It is the purpose of this act to declare a state policy which will
encourage productive and enjoyable harmony between man and his
environment; to promote efforts which will prevent or eliminate damage
to the environment and enhance human and community resources; and to
enrich the understanding of the ecological systems, natural, human and
community resources important to the people of the state.
Legislative findings and declaration.
The legislature finds and declares that:
1. The maintenance of a quality environment for the people of this
state that at all times is healthful and pleasing to the senses and
intellect of man now and in the future is a matter of statewide concern.
2. Every citizen has a responsibility to contribute to the
preservation and enhancement of the quality of the environment.
3. There is a need to understand the relationship between the
maintenance of high-quality ecological systems and the general welfare
of the people of the state, including their enjoyment of the natural
resources of the state.
4. Enhancement of human and community resources depends on a quality
physical environment.
5. The capacity of the environment is limited, and it is the intent of
the legislature that the government of the state take immediate steps to
identify any critical thresholds for the health and safety of the people
of the state and take all coordinated actions necessary to prevent such
thresholds from being reached.
6. It is the intent of the legislature that to the fullest extent
possible the policies, statutes, regulations, and ordinances of the
state and its political subdivisions should be interpreted and
administered in accordance with the policies set forth in this article.
However, the provisions of this article do not change the jurisdiction
between or among state agencies and public corporations.
7. It is the intent of the legislature that the protection and
enhancement of the environment, human and community resources shall be
given appropriate weight with social and economic considerations in
public policy. Social, economic, and environmental factors shall be
considered together in reaching decisions on proposed activities.
8. It is the intent of the legislature that all agencies conduct their
affairs with an awareness that they are stewards of the air, water,
land, and living resources, and that they have an obligation to protect
the environment for the use and enjoyment of this and all future
generations.
9. It is the intent of the legislature that all agencies which
regulate activities of individuals, corporations, and public agencies
which are found to affect the quality of the environment shall regulate
such activities so that due consideration is given to preventing
environmental damage.
Definitions.
Unless the context otherwise requires, the definitions in this section
shall govern the construction of the following terms as used in this
article: 1. "State agency" means any state department, agency, board,
public benefit corporation, public authority or commission.
2. "Local agency" means any local agency, board, district, commission
or governing body, including any city, county, and other political
subdivision of the state.
3. "Agency" means any state or local agency.
4. "Actions" include:
(i) projects or activities directly undertaken by any agency; or
projects or activities supported in whole or part through contracts,
grants, subsidies, loans, or other forms of funding assistance from one
or more agencies; or projects or activities involving the issuance to a
person of a lease, permit, license, certificate or other entitlement for
use or permission to act by one or more agencies;
(ii) policy, regulations, and procedure-making.
5. "Actions" do not include:
(i) enforcement proceedings or the exercise of prosecutorial
discretion in determining whether or not to institute such proceedings;
(ii) official acts of a ministerial nature, involving no exercise of
discretion;
(iii) maintenance or repair involving no substantial changes in
existing structure or facility.
6. "Environment" means the physical conditions which will be affected
by a proposed action, including land, air, water, minerals, flora,
fauna, noise, objects of historic or aesthetic significance, existing
patterns of population concentration, distribution, or growth, and
existing community or neighborhood character.
7. "Environmental impact statement" means a detailed statement setting
forth the matters specified in section 8-0109 of this article. It
includes any comments on a draft environmental statement which are
received pursuant to section 8-0109 of this article, and the agency's
response to such comments, to the extent that such comments raise issues
not adequately resolved in the draft environmental statement.
8. "Draft environmental impact statement" means a preliminary
statement prepared pursuant to section 8-0109 of this article.
9. "Disadvantaged community" shall have the same meaning as
subdivision five of section 75-0101 of this chapter.
10. "Pollution" shall have the same meaning as defined by subdivision
nineteen of section 1-0303 of this chapter.
11. "Previously disturbed site" means a parcel of land that:
(i) is determined by a responsible agency to have been substantially
altered by an occupied, formerly occupied, or demolished building or by
another improvement or use at least two years prior to the application
for a permit or authorization for an action;
(ii) for any parcel located within a city, town, or village with a
population of fewer than one million persons and located outside of an
urban area, as such term or equivalent term is or comes to be defined by
the United States Census Bureau in the most recent decennial census
beginning on or after the two thousand twenty decennial census, such
parcel shall abut, adjoin, or be opposite from another parcel that is or
has been occupied or formerly occupied by a building, or demolished
building, or another improvement or use at least two years prior to the
application for a permit or authorization for an action, provided such
abutting, adjoining, or opposite parcel shall not be occupied by an
industrial or agricultural use;
(iii) for any parcel that is located within a city, town, or village
with a population of fewer than one million persons, is not located in a
Federal Emergency Management Agency (FEMA) designated 100-year
floodplain, or special flood hazard area, provided that this paragraph
shall not apply if such a city, town, or village has adopted a law or
ordinance that requires new construction to be elevated above the base
flood elevation as defined by FEMA;
(iv) for any parcel that is located within a city, town, or village
with a population of more than one million persons, is not located in a
flood hazard area, as defined in section two hundred two of the New York
city building code, provided that this paragraph shall not apply if such
a city, town, or village has adopted a law or ordinance that requires
new construction to be elevated above the base flood elevation as
defined by FEMA;
(v) is not currently being used for agricultural purposes and has not
been used for agricultural purposes within: (a) the immediately
preceding two years, or (b) three of the last five years before the
application for a permit or authorization for an action; and
(vi) is not located in a designated coastal erosion hazard area.
12. "Small community water system" means a public water system which
serves at least five service connections used by year-round residents or
regularly serves at least twenty-five year-round residents, and serves
thirty-three hundred or fewer persons.
13. "Public school facilities" shall mean educational facilities, as
defined in section twenty-five hundred ninety-a of the education law, of
a city school district in a city having a population of one million or
more persons, over which the department of education for such city has
jurisdiction, for purposes of meeting the class size compliance targets
set forth in subdivision two of section two hundred eleven-d of the
education law.
Agency implementation.
All agencies shall review their present statutory authority,
administrative regulations, and current policies and procedures for the
purpose of determining whether there are any deficiencies or
inconsistencies therein which prohibit full compliance with the purposes
and provisions of this article, and shall recommend or effect such
measures as may be necessary to bring their authority and policies into
conformity with the intent, purposes, and procedures set forth in this
article. They shall carry out its terms with minimum procedural and
administrative delay, shall avoid unnecessary duplication of reporting
and review requirements by providing, where feasible, for combined or
consolidated proceedings, and shall expedite all proceedings hereunder
in the interests of prompt review.
Preparation of environmental impact statement.
1. Agencies shall use all practicable means to realize the policies
and goals set forth in this article, and shall act and choose
alternatives which, consistent with social, economic and other essential
considerations, to the maximum extent practicable, minimize or avoid
adverse environmental effects, including effects revealed in the
environmental impact statement process.
2. All agencies (or applicant as hereinafter provided) shall prepare,
or cause to be prepared by contract or otherwise an environmental impact
statement on any action they propose or approve which may have a
significant effect on the environment. Such a statement shall include a
detailed statement setting forth the following:
(a) a description of the proposed action and its environmental
setting;
(b) the environmental impact of the proposed action including
short-term and long-term effects;
(c) any adverse environmental effects which cannot be avoided should
the proposal be implemented;
(d) alternatives to the proposed action;
(e) any irreversible and irretrievable commitments of resources which
would be involved in the proposed action should it be implemented;
(f) mitigation measures proposed to minimize the environmental impact;
(g) the growth-inducing aspects of the proposed action, where
applicable and significant;
(h) effects of the proposed action on the use and conservation of
energy resources, where applicable and significant, provided that in the
case of an electric generating facility, the statement shall include a
demonstration that the facility will satisfy electric generating
capacity needs or other electric systems needs in a manner reasonably
consistent with the most recent state energy plan;
(i) effects of proposed action on solid waste management where
applicable and significant;
(j) effects of any proposed action on, and its consistency with, the
comprehensive management plan of the special groundwater protection area
program, as implemented by the commissioner pursuant to article
fifty-five of this chapter;
(k) effects of any proposed action on disadvantaged communities,
including whether the action may cause or increase a disproportionate
pollution burden on a disadvantaged community; and
(l) such other information consistent with the purposes of this
article as may be prescribed in guidelines issued by the commissioner
pursuant to section 8-0113 of this chapter.
Such a statement shall also include copies or a summary of the
substantive comments received by the agency pursuant to subdivision four
of this section, and the agency response to such comments. The purpose
of an environmental impact statement is to provide detailed information
about the effect which a proposed action is likely to have on the
environment, to list ways in which any adverse effects of such an action
might be minimized, and to suggest alternatives to such an action so as
to form the basis for a decision whether or not to undertake or approve
such action. Such statement should be clearly written in a concise
manner capable of being read and understood by the public, should deal
with the specific significant environmental impacts which can be
reasonably anticipated and should not contain more detail than is
appropriate considering the nature and magnitude of the proposed action
and the significance of its potential impacts.
3. An agency may require an applicant to submit an environmental
report to assist the agency in carrying out its responsibilities,
including the initial determination and, (where the applicant does not
prepare the environmental impact statement), the preparation of an
environmental impact statement under this article. The agency may
request such other information from an applicant necessary for the
review of environmental impacts. Notwithstanding any use of outside
resources or work, agencies shall make their own independent judgment of
the scope, contents and adequacy of an environmental impact statement.
4. As early as possible in the formulation of a proposal for an action
but not more than one year from the establishment of a lead agency, the
responsible agency shall make an initial determination as to whether an
environmental impact statement need be prepared for the action. In
making such determination for any proposed action the responsible agency
shall consider whether such action may cause or increase a
disproportionate pollution burden on a disadvantaged community that is
directly or significantly indirectly affected by such action. When an
action is to be carried out or approved by two or more agencies, such
determination shall be made as early as possible after the designation
of the lead agency.
With respect to actions involving the issuance to an applicant of a
permit or other entitlement, the agency shall notify the applicant in
writing of its initial determination specifying therein the basis for
such determination. Notice of the initial determination along with
appropriate supporting findings on agency actions shall be kept on file
in the main office of the agency for public inspection.
If the agency determines that such statement is required, the agency
or the applicant at its option shall prepare or cause to be prepared a
draft environmental impact statement. If the applicant does not exercise
the option to prepare such statement, the agency shall prepare it, cause
it to be prepared, or terminate its review of the proposed action. Such
statement shall describe the proposed action and reasonable alternatives
to the action, and briefly discuss, on the basis of information then
available, the remaining items required to be submitted by subdivision
two of this section. The purpose of a draft environmental statement is
to relate environmental considerations to the inception of the planning
process, to inform the public and other public agencies as early as
possible about proposed actions that may significantly affect the
quality of the environment, and to solicit comments which will assist
the agency in the decision making process in determining the
environmental consequences of the proposed action. The draft statement
should resemble in form and content the environmental impact statement
to be prepared after comments have been received and considered pursuant
to subdivision two of this section; however, the length and detail of
the draft environmental statement will necessarily reflect the
preliminary nature of the proposal and the early stage at which it is
prepared.
For any action for which the agency determines that such statement is
not required and which would take place in a special groundwater
protection area, as defined in section 55-0107 of this chapter, the
agency shall show how such action would or would not be consistent with
the comprehensive management plan of the special groundwater protection
program, as implemented by the commissioner pursuant to article
fifty-five of this chapter.
The draft statement shall be filed with the department or other
designated agencies and shall be circulated to federal, state, regional
and local agencies having an interest in the proposed action and to
interested members of the public for comment, as may be prescribed by
the commissioner pursuant to section 8-0113. In addition, unless
impracticable, the draft statement shall be posted on a
publicly-available Internet website. The website posting of such draft
statement may be discontinued when the environmental impact statement is
posted pursuant to subdivision six of this section.
5. After the filing of a draft environmental impact statement the
agency shall determine whether or not to conduct a public hearing on the
environmental impact of the proposed action. If the agency determines to
hold such a hearing, it shall commence the hearing within sixty days of
the filing and unless the proposed action is withdrawn from
consideration shall prepare the environmental impact statement within
forty-five days after the close of the hearing, except as otherwise
provided. The need for such a hearing shall be determined in accordance
with procedures adopted by the agency pursuant to section 8-0113 of this
article. If no hearing is held, the agency shall prepare and make
available the environmental impact statement within sixty days after the
filing of the draft, except as otherwise provided.
Notwithstanding the specified time periods established by this
article:
(a) an agency shall vary the times so established herein for
preparation, review and public hearings to coordinate the environmental
review process with other procedures relating to review and approval of
an action. An application for a permit or authorization for an action
upon which a draft environmental impact statement is determined to be
required shall not be complete until such draft statement has been filed
and accepted by the agency as satisfactory with respect to scope,
content and adequacy for purposes of subdivision four of this section.
Commencing upon such acceptance, the environmental impact statement
process shall run concurrently with other procedures relating to the
review and approval of the action so long as reasonable time is provided
for preparation, review and public hearings with respect to the draft
environmental impact statement; and
(b) for actions involving applications for a permit or authorization,
the agency shall prepare and make available the environmental impact
statement within two years after the date a draft environmental impact
statement is determined to be required, unless the agency extends the
deadline in writing and, in consultation with an applicant and at the
discretion of the agency, establishes a new deadline that provides only
so much additional time as is necessary to complete the environmental
impact statement, considering any changes made by the applicant to the
project design after the issuance of the scoping document that result in
new significant environmental impacts, or additional actions that could
not have been reasonably anticipated during scoping, or the failure of
an applicant to timely provide necessary information despite good faith
effort by an agency, or delay in circumstances beyond the control of an
agency or an applicant.
6. To the extent as may be prescribed by the commissioner pursuant to
section 8-0113, the environmental impact statement prepared pursuant to
subdivision two of this section together with the comments of public and
federal agencies and members of the public, shall be filed with the
commissioner, made available to the public, and, unless impracticable,
posted on a publicly-available Internet website prior to acting on the
proposal which is the subject of the environmental impact statement. The
website posting of such statement may be discontinued one year after all
necessary permits have been issued by the federal, state and local
governments.
7. a. An agency may charge a fee to an applicant in order to recover
the costs incurred in preparing or causing to be prepared or reviewing a
draft environmental impact statement or an environmental impact
statement on the action which the applicant requests from the agency;
provided, however, that an applicant may not be charged a separate fee
for both the preparation and review of such statements. The technical
services of the department may be made available on a fee basis
reflecting the costs thereof, to a requesting agency, which fee or fees
may appropriately be charged by the agency to the applicant under rules
and regulations to be issued under section 8-0113.
b. Such rules and regulations shall require the applicant to reimburse
the conservation fund, as established pursuant to subdivision (a) of
section eighty-three of the state finance law, in order to recover all
costs incurred in preparing or causing to be prepared or reviewing a
draft environmental impact statement or an environmental impact
statement by employees of the department, whose salary and expenses are
paid, in whole or in part, from the conservation fund.
8. When an agency decides to carry out or approve an action which has
been the subject of an environmental impact statement, it shall make an
explicit finding that the requirements of this section have been met and
that consistent with social, economic and other essential
considerations, to the maximum extent practicable, adverse environmental
effects revealed in the environmental impact statement process will be
minimized or avoided.
9. An environmental impact statement shall be prepared for any action
found to have a significant impact on the special groundwater protection
area, as defined in section 55-0107 of this chapter. Such statement
shall meet the requirements of the most detailed environmental impact
statement required by this section or by any such rule or regulation
promulgated pursuant to this section.
Coordination of reporting; limitations; lead agency.
1. State and federal reports coordinated. Where an agency as herein
defined directly or indirectly participates in the preparation of or
prepares a statement or submits material relating to a statement
prepared pursuant to the requirements of the National Environmental
Policy Act of 1969, whether by itself or by another person or firm,
compliance with this article shall be coordinated with and made in
conjunction with federal requirements in a single environmental
reporting procedure.
2. Federal report. Where the agency does not participate, as above
defined, in the preparation of the federal environmental impact
statement or in preparation or submission of materials relating thereto,
no further report under this article is required and the federal
environmental impact statement, duly prepared, shall suffice for the
purpose of this article.
3. State and local coordination. Necessary compliance by state or
local agencies with the requirements of this article shall be
coordinated in accordance with section 8-0107 and with other
requirements of law in the interests of expedited proceedings and prompt
review.
4. Effective date of coordinated reporting. The requirements of this
section with regard to coordinated preparation of federal and state
impact materials and reporting shall not apply to statements prepared
and filed prior to the effective date of this article.
5. Exclusions. The requirements of this article shall not apply to:
(a) Actions undertaken or approved prior to the effective date of this
article, except:
(i) In the case of an action where it is still practicable either to
modify the action in such a way as to mitigate potentially adverse
environmental effects or to choose a feasible and less environmentally
damaging alternative, in which case the commissioner may, at the request
of any person or on his own motion, in a particular case, or generally
in one or more classes of cases specified in rules and regulations,
require the preparation of an environmental impact statement pursuant to
this article; or
(ii) In the case of an action where the responsible agency proposes a
modification of the action and the modification may result in a
significant adverse effect on the environment, in which case an
environmental impact statement shall be prepared with respect to such
modification.
* (b) Actions subject to the provisions requiring a certificate of
environmental compatibility and public need in articles seven and ten of
the public service law or requiring a major renewable energy facility or
a major electric transmission facility siting permit under article eight
of the public service law; or
* NB Effective until December 31, 2040
* (b) Actions subject to the provisions requiring a certificate of
environmental compatibility and public need in articles seven, ten and
the former article eight of the public service law or requiring a siting
permit under section ninety-four-c of the executive law; or
* NB Effective December 31, 2040
(c) Actions subject to the class A or class B regional project
jurisdiction of the Adirondack park agency or a local government
pursuant to section eight hundred seven, eight hundred eight or eight
hundred nine of the executive law, except class B regional projects
subject to review by local government pursuant to section eight hundred
seven of the executive law located within the Lake George park as
defined by subdivision one of section 43-0103 of this chapter.
5-a. Exemptions. (a) Notwithstanding any law, rule, or regulation to
the contrary, the qualified actions listed in paragraph (b) of this
subdivision shall be exempt from the requirements of this article as
determined by the responsible agency. In making this determination, the
responsible agency shall consider the action as a whole. If the
responsible agency determines that no aspect of the action requires
review under this article, meaning every aspect of the action meets
criteria for exemption pursuant to paragraph (b) of this subdivision or
is otherwise exempt from the requirements of this article, the agency
may proceed in accordance with the criteria and standards for final
decision under other applicable laws, regulations, and ordinances.
(b) An action that is not otherwise exempt from the requirements of
this article, which may include building permits, special use permits,
variances, subdivision approvals, site plan approvals, zoning text or
map amendments, disposition or acquisition of real property, provision
of financial assistance, any other actions governed by laws, rules,
regulations, or procedures concerning land use, zoning, permitting, real
property acquisition or disposition, or development financial
assistance, or any combination thereof, shall be a qualified action
exempt from the requirements of this article if the responsible agency
determines that the action is for the purposes of:
(i) construction of housing in cities, towns, and villages with
populations of one million or more that shall:
(1) be connected to existing community or public water and sewerage
systems at the commencement of habitation;
(2) be located at a previously disturbed site;
(3) not be located within an area zoned exclusively for industrial
uses;
(4) contain no more than fifty thousand square feet of commercial,
retail, community facility, or other non-industrial non-residential
uses;
(5) not exceed two hundred fifty dwelling units, provided, however,
that for housing that shall be located within a zoning district where,
at the time of application, (A) the standard maximum residential
building height is greater than forty-five feet, (B) the maximum height
of a building is regulated by something other than a horizontal plane
and that allows residential buildings to exceed forty-five feet, or (C)
there is no such maximum building height, such housing shall not exceed
five hundred dwelling units; and
(6) not include construction of only one single-family residence on a
parcel of one-half or more acres;
(ii) construction of housing in cities, towns, and villages with
populations of fewer than one million persons that shall:
(1) be connected to existing community or public water and sewerage
systems at the commencement of habitation;
(2) be located at a previously disturbed site;
(3) contain no more than twenty percent commercial, retail, community
facility, or other non-industrial non-residential uses by gross floor
area;
(4) not exceed one hundred dwelling units, provided, however, for
housing within cities, towns, or villages without zoning, such housing
shall not exceed twenty dwelling units, and provided further, that for
housing not within cities, towns, or villages without zoning but within
an urban area, as such term or equivalent term is or comes to be defined
by the United States Census Bureau in the most recent decennial census
beginning on or after the two thousand twenty decennial census, such
housing shall not exceed three hundred dwelling units; and
(5) not include construction of only one single-family residence on a
parcel of one or more acres;
(iii) construction located at a previously disturbed site of public
parks that do not include performance centers, athletic stadiums, or
other venues for mass gatherings, or other buildings or structures which
do not serve public park, recreation, or open space purposes;
(iv) construction located at a previously disturbed site of multi-use
bicycle and pedestrian trails;
(v) construction of public school facilities to be connected at the
commencement of use to existing community or public water and sewerage
systems, including sewage treatment works, in a city with a population
of one million or more;
(vi) water and wastewater infrastructure projects that:
(1) replace, rehabilitate or reconstruct municipal water or wastewater
infrastructure, in-kind and on the same site, including lead service
line replacement;
(2) replace, rehabilitate, upgrade or reconstruct an existing small
community water system, including lead service line replacement; or
(3) provide sewer service to a disadvantaged community served by one
or more inadequate sewage treatment systems that has been determined by
the department not to require a permit or approval pursuant to articles
fifteen, twenty-four or twenty-five of this chapter or any rules or
regulations promulgated thereunder; or
(vii) retrofit of an existing structure and its appurtenant areas to
incorporate green infrastructure.
(c) (i) For an application for a permit or authorization for a
qualified action listed in subparagraph (i) or (v) of paragraph (b) of
this subdivision, to qualify for exemption from the requirements of this
article pursuant to this subdivision, such action shall be subject to a
requirement to comply with local municipal requirements regarding
hazardous materials remediation to the extent applicable, and the
applicant for a permit or authorization for such qualified action shall
certify that (1) it has followed and will follow all applicable laws,
rules, and regulations regarding hazardous waste, (2) for an application
for a permit or authorization for a qualified action other than a land
use action, zoning text amendment, zoning map amendment, or variance, a
Phase I Environmental Site Assessment has been conducted for the parcel
in accordance with the all appropriate inquiries regulations of the
United States Environmental Protection Agency under the federal
Comprehensive Environmental Response, Compensation and Liability Act (40
CFR § 312) to identify any recognized environmental conditions, (3) it
has followed or will follow all applicable recommendations of the Phase
I Environmental Site Assessment, and (4) it will report contamination
at, on, or under the parcel as required by applicable laws, rules, and
regulations.
(ii) For an application for a permit or authorization for a qualified
action listed in subparagraph (ii) of paragraph (b) of this subdivision,
other than a land use action, zoning text amendment, zoning map
amendment, or variance, to qualify for exemption from the requirements
of this article pursuant to this subdivision, the applicant for a permit
or authorization for such qualified action shall certify to the
responsible agency that (1) a Phase I Environmental Site Assessment has
been conducted for the parcel in accordance with the all appropriate
inquiries regulations of the United States Environmental Protection
Agency under the federal Comprehensive Environmental Response,
Compensation and Liability Act (40 CFR § 312) to identify any recognized
environmental conditions, (2) it has followed and will follow all
applicable laws, rules, and regulations regarding hazardous waste,
including, to the extent applicable, complying with local municipal
requirements regarding hazardous materials remediation, (3) it has
followed or will follow all applicable recommendations of the Phase I
Environmental Site Assessment, and (4) it will report contamination at,
on, or under the parcel as required by applicable laws, rules, and
regulations.
(iii) The requirements of this paragraph shall not apply (1) to a
qualified action initiated by an agency, or (2) if the applicant was
previously granted an exemption pursuant to subparagraphs (i), (ii), or
(v) of paragraph (b) of this subdivision for the same parcel.
(d) For actions involving applications for a permit or authorization,
the responsible agency shall determine whether such action is a
qualified action pursuant to this subdivision within one hundred twenty
days of receipt of such application, unless the responsible agency
extends the deadline in writing and, in consultation with an applicant
and at the discretion of the agency, establishes a new deadline that
provides only so much additional time as is necessary to make such
determination. In no event shall the deadline be extended by more than
thirty days, except where (i) changes are made by the applicant to the
application after its submission to the responsible agency and such
changes relate to the criteria for exemption pursuant to paragraph (b)
of this subdivision, (ii) an applicant fails to timely provide necessary
information despite good faith effort by an agency, or (iii) there are
circumstances beyond the control of the agency or an applicant that
cause delay requiring an extension beyond thirty days. If the
responsible agency fails to make a determination pursuant to this
subdivision within the delineated time limits, an applicant may
institute a proceeding in a court of competent jurisdiction under
article seventy-eight of the civil practice law and rules seeking
appropriate relief from the court, which may include an order directing
the agency to make a determination by a deadline specified by the court.
6. Lead Agency. When an action is to be carried out or approved by two
or more agencies, the determination of whether the action may have a
significant effect on the environment shall be made by the lead agency
having principal responsibility for carrying out or approving such
action and such agency shall prepare, or cause to be prepared by
contract or otherwise, the environmental impact statement for the action
if such a statement is required by this article. In the event that there
is a question as to which is the lead agency, any agency may submit the
question to the commissioner and the commissioner shall designate the
lead agency, giving due consideration to the capacity of such agency to
fulfill adequately the requirements of this article.
7. Statute of limitations. The time to commence a proceeding to review
an agency determination under the provisions of this article or under
the rules or regulations implementing the provisions of this article
shall begin to accrue when the agency determination to approve or
disapprove the action becomes final and binding upon the petitioner or
the person whom the petitioner represents in law or in fact.
8. Construction. Nothing contained in the chapter of the laws of two
thousand twenty-six which added this subdivision shall be interpreted or
construed as superseding, limiting, modifying or affecting any
authorizations, requirements, or procedures under the national historic
preservation act of nineteen hundred sixty-six, the New York state
historic preservation act of nineteen hundred eighty, the parks,
recreation and historic preservation law, or any other state or local
law governing the identification, protection, or management of historic
properties, or under any rules or regulations promulgated thereunder.
Nor shall anything in the chapter of the laws of two thousand twenty-six
which added this subdivision be interpreted or construed as superseding,
limiting, modifying or affecting any authorizations, requirements, or
procedures, including but not limited to laws, rules and regulations
applicable to disadvantaged communities, stormwater management or the
protection of water quality, air quality, soil erosion and drainage,
freshwater wetlands, tidal wetlands, critical environmental areas, or
threatened or endangered species, or any otherwise applicable statutory
or regulatory standards, criteria, and permitting procedures, other than
those pertaining to environmental review conducted pursuant to this
article and any state and local regulations promulgated thereunder. Nor
shall anything in the chapter of the laws of two thousand twenty-six
which added this subdivision be interpreted or construed as superseding,
limiting, modifying or affecting the authority or discretion of cities,
towns, and villages under applicable state or local law, rule,
regulation, charter, code, resolution, or ordinance regarding zoning or
land use, including but not limited to any such authority or discretion
regarding site plan review or other discretionary zoning or land use
permits, procedures, review, or approvals, such as traffic studies,
contamination testing, and determinations of the sufficiency of
wastewater and drinking water capacity.
Rules and regulations.
1. After consultation with the other agencies subject to the
provisions of this article, including state agencies and representatives
of local governments and after conducting public hearings and review of
any other comments submitted, the commissioner shall adopt rules and
regulations implementing the provisions of this article within one
hundred and twenty days after the effective date of this section.
2. The rules and regulations adopted by the commissioner specifically
shall include:
(a) Definition of terms used in this article;
(b) Criteria for determining whether or not a proposed action may have
a significant effect on the environment, taking into account social and
economic factors to be considered in determining the significance of an
environmental effect, including whether it may cause or increase a
disproportionate pollution burden on a disadvantaged community;
(c) Identification on the basis of such criteria of:
(i) Actions or classes of actions that are likely to require
preparation of environmental impact statements;
(ii) Actions or classes of actions which have been determined not to
have a significant effect on the environment and which do not require
environmental impact statements under this article. In adopting the
rules and regulations, the commissioner shall make a finding that each
action or class of actions identified does not have a significant effect
on the environment;
(d) Typical associated environmental effects, and methods for
assessing such effects, of actions determined to be likely to require
preparation of environmental impact statements;
(e) Categorization of actions which are or may be primarily of
statewide, regional, or local concern, with provisions for technical
assistance including the preparation or review of environmental impact
statements, if requested, in connection with environmental impact review
by local agencies.
(f) Provision for the filing and circulation of draft environmental
impact statements pursuant to subdivision four of section 8-0109, and
environmental impact statements pursuant to subdivision six of section
8-0109, including, in addition to any other circulation and public
availability requirements, making such statements available free of
charge to the public and government agencies on the publicly-available
Internet website, unless impracticable. Printed filings and public
notices shall clearly indicate the address of the website at which such
filing is posted;
(g) Scope, content, filing and availability of findings required to be
made pursuant to subdivision eight of section 8-0109;
(h) Form and content of and level of detail required for an
environmental impact statement; and
(i) Procedures for obtaining comments on draft environmental impact
statements, holding hearings, providing public notice of agency
decisions with respect to preparation of a draft environmental
statement; and for such other matters as may be needed to assure
effective participation by the public and efficient and expeditious
administration of the article.
(j) Procedure for providing applicants with estimates, when requested,
of the costs expected to be charged them pursuant to subdivision seven
of section 8-0109 of this article.
(k) Appeals procedure for the settlement of disputed costs charged by
state agencies to applicants pursuant to subdivision seven of section
8-0109 of this article. Such appeal procedure shall not interfere or
cause delay in the determination of environmental significance or
prohibit an action from being undertaken.
(l) A model assessment form to be used during the initial review to
assist an agency in its responsibilities under this article.
3. Within the time periods specified in section 8-0117 of this article
the agencies subject to this article shall, after public hearing, adopt
and publish such additional procedures as may be necessary for the
implementation by them of this article consistent with the rules and
regulations adopted by the commissioner.
(a) Existing agency environmental procedures may be incorporated in
and integrated with the procedures adopted under this article, and
variance in form alone shall constitute no objection thereto. Such
individual agency procedures shall be no less protective of
environmental values, public participation, and agency and judicial
review than the procedures herein mandated.
(b) Such agency procedures shall provide for interagency working
relationships in cases where actions typically involve more than one
agency, liaison with the public, and such other procedures as may be
required to effect the efficient and expeditious administration of this
article.
4. Coordination with agricultural districts program. The commissioner,
in consultation with the commissioner of agriculture and markets, shall
amend the regulations promulgated pursuant to the provisions of this
section as necessary and appropriate to assure the adequate
consideration of impacts of public acquisitions, or the advancement of
public monies for non-farm development on lands used in agricultural
production and unique and irreplaceable agricultural lands within
agricultural districts in accordance with the provisions of subdivision
four of section three hundred five of the agriculture and markets law.
Severability.
The provisions of this article shall be severable, and if any clause,
sentence, paragraph, subdivision or part of this article shall be
adjudged by any court of competent jurisdiction to be invalid, such
judgment shall not affect, impair or invalidate the remainder thereof,
but shall be confined in its operation to the clause, sentence,
paragraph, subdivision or part thereof directly involved in the
controversy in which such judgment shall have been rendered.
Phased implementation.
1. With respect to the actions directly undertaken by any state
agency, the requirement of an environmental impact statement pursuant to
subdivision two of section 8-0109 of this article shall take effect on
the first day of September, nineteen hundred seventy-six.
2. With respect to actions or classes of actions identified by the
department as likely to require preparation of environmental impact
statements pursuant to subparagraph (i) of paragraph (c) of subdivision
two of section 8-0113 of this article directly undertaken by any local
agency, whether or not such actions are supported in whole or in part
through contracts, grants, subsidies, loans, or other forms of funding
assistance from one or more state agency; and all other actions or
classes of actions identified by the department as likely to require
preparation of environmental impact statements pursuant to subparagraph
(i) of paragraph (c) of subdivision two of section 8-0113 of this
article supported in whole or in part through contracts, grants,
subsidies, loans, or other forms of funding assistance from one or more
state agency, the requirement of an environmental impact statement
pursuant to subdivision two of section 8-0109 of this article shall take
effect on the first day of June, nineteen hundred seventy-seven.
3. With respect to actions or classes of actions identified by the
department as likely to require preparation of environmental impact
statements pursuant to subparagraph (i) of paragraph (c) of subdivision
two of section 8-0113 of this article supported in whole or in part
through contracts, grants, subsidies, loans, or other forms of funding
assistance from one or more local agency; and with respect to actions or
classes of actions identified by the department as likely to require
preparation of environmental impact statements pursuant to subparagraph
(i) of paragraph (c) of subdivision two of section 8-0113 of this
article involving the issuance to a person of a lease, permit,
certificate or other entitlement for use or permission to act by one or
more state or local agency, the requirement of an environmental impact
statement pursuant to subdivision two of section 8-0109 of this article
shall take effect on the first day of September, nineteen hundred
seventy-seven.
4. With respect to all other actions not included in subdivision two
or three of this section which are subject to this article, the
requirement of an environmental impact statement pursuant to subdivision
two of section 8-0109 of this article shall take effect on the first day
of November, nineteen hundred seventy-eight.
5. Agencies subject to this article shall adopt and publish the
additional necessary procedures described in subdivision three of
section 8-0113 of this article, as follows:
(a) With respect to actions included within subdivision one of this
section, no later than August 1, 1976.
(b) With respect to actions included within subdivision two of this
section, no later than April 1, 1977.
(c) With respect to actions included within subdivision three of this
section, no later than July 1, 1977.
(d) With respect to actions included within subdivision four of this
section, no later than November 1, 1978.
Any agency which has not adopted and published the additional
necessary procedures described in subdivisions two and three of section
8-0113 of this article according to the dates set forth in this section
shall utilize those procedures found in Part 617 of title six
(environmental conservation) of the official compilation of the codes,
rules and regulations of the state of New York for purposes of
implementing this article until such time as such agency has adopted and
published its own procedures.
ARTICLE 9 Lands and Forests
TITLE 1 General Provisions
Definitions.
The following words and phrases, when used in this article, unless
otherwise expressly stated, are defined as follows:
1. The "Adirondack park" shall include all lands located in the forest
preserve counties of the Adirondacks within the following described
boundaries, to wit: Beginning at the most southerly corner of lot 166 of
the John Glen and 44 Others Patent in the line between such patent and
the twenty-first allotment of the Kayaderosseras Patent; thence
northeasterly along the said line and along the southerly bounds of John
Glen and 44 Others Patent and of the Sanders Patent to the southeasterly
corner of the Sanders Patent; thence continuing northeasterly along the
division line between the twenty-second and twenty-fourth allotments of
the Kayaderosseras Patent to the southeasterly corner of the
twenty-fourth allotment of the Kayaderosseras Patent; thence northerly
along the division line between the twenty-fourth and the twenty-fifth
allotments of that patent to the northeasterly corner of the
twenty-fourth allotment; thence easterly along the north line of the
twenty-fifth allotment and the southerly lines of John Glen and 44
Others Patent, the Luzerne Tract and the Glen Patent to the
southeasterly corner of the Glen Patent; thence northerly along the
easterly lines of the Glen Patent and the Luzerne Tract to the
northwesterly corner of the Queensbury Patent; thence easterly along the
northerly bounds of the Queensbury Patent to the northeasterly corner
thereof; thence southerly along the easterly bounds of the Queensbury
Patent to the northwesterly corner of the Kingsbury Patent; thence
easterly along the northerly bounds of the Kingsbury Patent to the
southwesterly corner of the Artillery Patent; thence northerly along the
westerly line of the Artillery Patent to the northwesterly corner of the
Artillery Patent; thence easterly along the northerly bounds of the
Artillery Patent to the southwesterly corner of the town of Whitehall;
thence northerly along the westerly line of the town of Whitehall to the
southern boundary of the town of Dresden; thence in a general northerly
and easterly direction along the town line to the state boundary at the
outlet of South Bay; thence in a northerly direction along the state
boundary to the northeastern corner of the town of Peru in Clinton
county; thence in a westerly direction to the low water line of Valcour
Island; thence in a general northerly and westerly direction along the
northern shore of Valcour Island to the northern boundary of the town of
Peru; thence in a westerly direction along the northern boundary of the
town of Peru to the eastern edge of the Delaware and Hudson railroad
right-of-way; thence southerly along said eastern edge of the railroad
right-of-way to the intersection of said right-of-way with the eastern
edge of the right-of-way of U. S. Highway No. 9; thence in a general
southerly direction along the eastern edge of said highway right-of-way
to the southern boundary of the town of Peru; thence westerly along the
southern boundary of the town of Peru to the western boundary of Platt's
Great Location; thence northerly to the northeastern corner of lot 4 of
Tharp's Tract; thence westerly along the northern line of lots 4, 7, 14,
17 and 24; thence northerly along the westerly line of Tharp's Tract to
the northern boundary of the town of Peru; thence westerly along the
town of Peru boundary to the southwestern corner of lot 30 of
Livingston's Patent in the town of Saranac; thence in a northerly
direction along the western line of lots 30, 29, 28, 27 and 26 to the
northern line of Livingston's Patent; thence easterly to the
southwestern corner of lot 12 of Canada and Nova Scotia Refugee Tract in
the town of Saranac; thence northerly along the western line of lot 12
to the southwestern corner of lot 11; thence easterly along the northern
line of lot 12 to the eastern boundary of the town of Saranac; thence
northerly along the eastern boundary of the town of Saranac to the
southern boundary of the town of Dannemora; thence easterly along the
southern boundary of the town of Dannemora to the southeastern corner of
said town; thence northerly along the eastern boundary of the town of
Dannemora to the northeastern corner of said town; thence northerly
along the eastern line of lots 22 to 15 inclusive of Duer's Patent in
the town of Altona to the northeastern corner of lot 15; thence westerly
along the northern line of lots 15 and 14 of Duer's Patent to the
southwestern corner of lot 160 of the Canada and Nova Scotia Refugee
Tract in the town of Altona; thence northerly along the western line of
lots 160 and 161 to the northwest corner of lot 161; thence in a
westerly direction along the northern line of lots 163 and 186 to the
northwestern corner of lot 186; thence southerly along the western line
of lot 186 to the northeastern corner of lot 188; thence westerly along
the northern boundary of lot 188 to the eastern line of the B. Wallace
Patent; thence southerly and westerly along the B. Wallace Patent
boundary to the eastern boundary of the town of Ellenburg; thence
northerly along the town of Ellenburg line to the northeastern corner of
lot 1 of the Hannah Murray Allotment; thence westerly along the northern
boundary of lots 1 to 30 inclusive to the northeastern corner of lot 1,
Township 8, Old Military Tract on the county line between Clinton and
Franklin counties; thence along the northern line of Township 8 to the
western boundary of the town of Bellmont; thence southerly along the
town of Bellmont boundary to the southwestern corner of lot 80, Township
8 of the Old Military Tract; thence easterly along the southern line of
lots 80 and 79 to the southeastern corner of lot 79; thence southerly
along the westerly line of lots 88 and 98 to the line between townships
8 and 9 of the Old Military Tract; thence westerly to the southwesterly
corner of township 8, said tract; thence northerly along the line
between the towns of Bellmont and Duane to the northeasterly corner of
the town of Duane; thence westerly along the southerly bounds of the
towns of Malone, Brandon and Dickinson and the northerly bounds of
Duane, Santa Clara and Waverly to the easterly bounds of great tract 2,
Macomb's Purchase, and the line between Franklin and St. Lawrence
counties; thence northerly along said county line to the northeasterly
corner of township number 15 Macomb's Purchase, great tract 2; thence
westerly along the northerly line of said township to the easterly line
of township number 14 in said great tract; thence southerly along the
line between townships 14 and 15 to the northeasterly corner of lot
number 2 in said township number 14; thence westerly along the northerly
bounds of lots 2, one, 32, 31, 14 and 13 of township 14 and of lots 47
and 39 of township 13, said great tract, to the northwesterly corner of
lot number 39; thence southerly along the westerly bounds of lots 39,
38, and 37 in township 13 to the northerly line of township number 11 in
great tract number 2; thence westerly along the northerly line of
township 11 to the northwesterly corner thereof and the northeasterly
corner of the town of Colton; thence southerly along the westerly line
of township 11 and the line between the towns of Colton and Parishville
to the southwesterly corner of lot number 31 in township number 11;
thence westerly along the northerly lines of lots 42, 41, 40, 39, 38 and
37 of township 10, great tract 2, to the westerly line of township 10;
thence southerly along the westerly line of township 10 to the
northeasterly corner of township 6, Macomb's Purchase, great tract
number 3, and the northeasterly corner of the town of Clare; thence
westerly along the northerly line of township number 6 and of the town
of Clare to the northwesterly corners thereof; thence southerly along
the westerly lines of township number 6 and of township number 10 in the
great tract and along the line between the towns of Clare and Russell to
the northeasterly corner of the town of Fine; thence westerly along the
northerly bounds of the town of Fine to the northwesterly corner
thereof; thence southerly along the line between the town of Fine and
the towns of Edwards and Pitcairn to the northeasterly corner of lot
number 90 in township 11, Macomb's Purchase, great tract number 3;
thence westerly along the northerly line of lots 90, 89, 88, 87, 86, 85,
84, 83, and 24 of township 11 to the northwesterly corner of lot number
24; thence southerly along the westerly lines of lots 24, 99, 102, 119
and 123 to the southwesterly corner of lot number 123 in the northerly
line of lot number 140 in township 11; thence westerly along the
northerly line of lot number 140 to the line between the counties of St.
Lawrence and Lewis; thence southeasterly along the county line to the
most northerly corner of lot number one, Macomb's Purchase, great tract
4 in the town of Diana; thence southwesterly along the northwesterly
line of lots one, 2 and 3 in the great tract and town to the most
westerly corner of lot number 3; thence southeasterly along the
southerly lines of lots 3, 9 and 14 to the most northerly corner of lot
number 16; thence southwesterly along the northwesterly line of lot
number 16 to the northerly bounds of great tract 5, Macomb's Purchase,
and the line between the towns of Diana and Croghan; thence easterly
along said line to the northwesterly corner of lot number 24, range 11,
Macomb's Purchase, great tract 5, Chassanis Tract; thence southerly
along the line between ranges 10 and 11 of said great tract to the most
southerly corner of lot number 13 in range 11 of said tract, and the
northerly line of Watson's West Triangle in the line between the towns
of Croghan and Watson; thence southwesterly along the said town line and
along the northwesterly bounds of Watson's West Triangle and the
northerly line of lots 292 and 302 of Watson's West Triangle to the
westerly line of lot number 302, Watson's West Triangle; thence
southerly along the westerly lines of lots 302, 301, 300, 299, 298, 297,
296, 295, 294 and 293 to the line between the towns of Watson and Greig
and the northerly line of the Brantingham Tract; thence westerly along
the northerly bounds to the northwesterly corner of lot number 7 in said
tract; thence southerly along the westerly lines of lots 7, 25, 43, 61,
79, 97, 115, 133, 151, 169, and 187; thence westerly along the northern
line of lots 204 and 203 to the midpoint of the northern line of lot
203; thence southerly to the midpoint of the southern line of lot 203;
thence easterly along the southern line of lots 203 and 204 to the
southeastern corner of lot 204; thence southerly along the westerly line
of lots 223, 241, 259, 276, 293, 309, 325 and 340 to the southwesterly
corner of lot number 340 in the Brantingham Tract; thence easterly along
the southerly lines of lots 340, 341, 342, 343, 344, 345 and 346 to the
southeasterly corner of lot 346 and the westerly line of lot number 347;
thence southerly along the westerly line of lot 347 to the line between
the counties of Oneida and Lewis and in the north line of the Seymour
Tract in Adgates Eastern Tract; thence southwesterly along the
northwesterly line of the Adgates Eastern Tract to the westerly line of
said tract; thence southerly along the westerly line and along the line
between the towns of Boonville and Forestport to the southwesterly
corner of said Adgates Eastern Tract; thence easterly along the line
between Adgates Eastern Tract and the Woodhull Tract to the line between
the counties of Oneida and Herkimer; thence southerly along the said
county line to the northeastern corner of lot 8 of the Woodhull Tract;
thence westerly along the northern line of lot 8; thence southerly along
the western line of lot 8, thence easterly along the southern line of
lot 8 to the county line; thence southerly along the county line; thence
southerly to the northern line of the Remsenburg Patent; thence
southwesterly along the northern line of lot 8; thence southerly along
the western line of lot 8 to the midpoint of said line; thence
northeasterly along the southern boundary of state land in lot 8 to the
county line; thence southerly along the county line to the northern line
of lot 84 of the Remsenburg Patent; thence southwesterly along the
northern line of lot 84, thence southerly along the western line of lot
84 to the northern boundary of the Walker Tract; thence northeasterly
along this boundary to the county line; thence southerly along the said
county line to its intersection with the southerly line of the
Jerseyfield Patent; thence southeasterly along the southerly line of the
Jerseyfield Patent to the northwestern corner of lot 142 of the Fourth
Allotment of the royal grant in the town of Salisbury; thence southerly,
easterly and northerly along the boundaries of the forest preserve land
in lot 142 to the southerly line of the Jerseyfield Patent; thence
southeasterly along the southerly line of the Jerseyfield Patent to the
line between the counties of Herkimer and Fulton; thence southerly along
the county line to the southwesterly corner of Lott and Low's Patent;
thence southeasterly along the southerly line of said Lott and Low's
Patent to the southeasterly corner thereof; thence northerly along the
line between said Lott and Low's Patent and the Kingsborough Patent to
the division line between the towns of Johnstown and Caroga; thence
northeasterly along the line between the towns of Caroga and Johnstown
to the southeasterly corner of the town of Caroga; thence northerly
along said town line to the southerly line of the Mayfield Patent;
thence easterly along the southerly line of the Mayfield Patent to the
southeasterly corner thereof and the westerly line of the Sacandaga
Patent; thence southeasterly along the southwesterly lines of lots 41
and 28 in said patent to the most southerly corner of lot 28 and the
westerly line of John Glen and 44 Others Patent; thence northerly,
southeasterly and northeasterly along the line between the Sacandaga and
the said John Glen and 44 Others Patent to the northwesterly corner of
lot 161 of John Glen and 44 Others Patent; thence southeasterly along
the southwesterly line of lots 161 and 166 of said patent to the place
of beginning.
2. The "Catskill park" shall include all lands located in the counties
of Greene, Delaware, Ulster and Sullivan within the following described
boundaries, to wit: Beginning in Ulster county at the intersection of
the easterly line of the Hardenburgh Patent with the southerly bounds of
the Rondout Reservoir; thence running southwesterly along the easterly
line of Great Lot 4 of the Hardenburgh Patent to the southeasterly
corner of lot one of the East Allotment, east division of Great Lot 4;
thence northwesterly along the southerly bounds of lots one, 7, 8, 14,
17, 22, 26, 33, 37 and 46 of said East Allotment, east division of Great
Lot 4 and along the southerly bounds of lots 67, 49, 48, 47, 46, 45, 44,
43, 42 and 41 of the Middle Allotment, east division of Great Lot 4 to
the center of the Neversink creek; thence northerly along the center of
the Neversink creek to the southeasterly corner of lot 37 of the West
Allotment, east division of Great Lot 4; thence northwesterly along the
southerly bounds of lots 37, 27, 22, 11 and 6 of said West Allotment,
east division of Great Lot 4 to a point in the easterly line of the town
of Rockland in Sullivan county; thence southerly along the easterly line
of the town of Rockland in Sullivan county to the northeasterly corner
of the town of Liberty; thence northwesterly along the northerly line of
the town of Liberty in Sullivan county to the southwesterly corner of
lot 120 of the East Allotment, middle division of Great Lot 4; thence
northwesterly along the southerly bounds of lots 119 and 118 of the East
Allotment, middle division of Great Lot 4 to a point in the center of
the Willowemoc creek; thence westerly down the center of the Willowemoc
creek to its confluence with the Beaver Kill; thence northwesterly down
the center of said Beaver Kill to the southwesterly line of the town of
Colchester in Delaware county; thence northwesterly along said
southwesterly line of the town of Colchester in Delaware county to the
westerly bank of the east branch of the Delaware river; thence along the
westerly bank of the said east branch of the Delaware river and the
westerly bounds of the Pepacton reservoir to its intersection with the
mouth of the Bush Kill at or near the village of Arkville; thence up
along the center of said Bush Kill to the New York Central Railroad;
thence along the said New York Central Railroad easterly to the line
between the counties of Delaware and Ulster; thence northeasterly along
that line to the southerly line of Greene county; thence northwesterly
along the southerly line of Greene county to the southwesterly corner of
Great Lot No. 21, Hardenburgh Patent; thence northeasterly along the
westerly line of said Great Lot No. 21, Hardenburgh Patent to the south
bank of the Batavia Kill; thence along the southerly bank of the Batavia
Kill easterly to the west line of the State Land Tract; thence
northerly, easterly and southerly along the line of the said State Land
Tract to the line of the Hardenburgh Patent; thence easterly and
southerly along the general easterly line of the Hardenburgh Patent to
the southwest corner of the town of Saugerties in Ulster county; thence
easterly along the southerly line of the town of Saugerties to the
westerly bounds of the New York State Thruway; thence southerly along
the westerly bounds of the said New York State Thruway to the northerly
bounds of the Esopus creek; thence in a general westerly direction up
and along the northerly bounds of said Esopus creek to its intersection
with the southwesterly line of the town of Ulster; thence northwesterly
to the southwest corner of the Hurley Patentee Woods Allotment; thence
in a general southwesterly direction along the southeasterly line of the
Hurley Patentee Woods Allotment to the northerly line of the town of
Marbletown; thence northwesterly along said northerly line of the town
of Marbletown to the town of Olive; thence southwesterly along the line
between the towns of Olive and Marbletown to the line of the town of
Rochester; thence northwesterly along the line between the towns of
Olive and Rochester to the point where the Mettacahonts creek crosses
the same flowing easterly; thence southwesterly parallel with the
northwesterly line of the town of Rochester to the southerly bounds of
the Rondout creek; thence westerly along the southerly bounds of the
Rondout creek and the southerly bounds of the Rondout Reservoir to the
easterly line of the Hardenburgh Patent, the point or place of
beginning.
3. A "fire patrolman" shall be an able-bodied person whose duty is to
patrol a given portion of railroad right of way for the purpose of
detecting promptly any fires which may be caused by the operation of the
railroad, or other fires which may occur upon such portion of the
railroad right of way, and secure their extinguishment.
4. A "forest fire" is a fire which is burning forest or wood lands, or
which, if permitted to extend, would burn forest or upon forest lands.
5. "Forest land" includes not only lands which may be covered with
tree growth but also lands which are best adapted to forests.
6. The "forest preserve" shall include the lands owned or hereafter
acquired by the state within the county of Clinton, except the towns of
Altona and Dannemora, and the counties of Delaware, Essex, Franklin,
Fulton, Hamilton, Herkimer, Lewis, Oneida, Saratoga, Saint Lawrence,
Warren, Washington, Greene, Ulster and Sullivan, except:
a. Lands within the limits of any village or city;
b. Lands not wild lands and not situated within either the Adirondack
park or the Catskill park acquired by the state on foreclosure of
mortgages made to loan commissioners; and
c. Lands acquired under the provisions of sections 9-0107 and 9-0501.
7. "Person" means any individual, firm, co-partnership, association or
corporation, other than the state or a public corporation, as the latter
is defined in subdivision 1 of section 3 of the General Corporation Law.
8. "Railroad" or "railroad company" includes all common or contract
carriers or other transportation facilities operating on rails.
9. "Railroad right of way" is the land adjacent to the tracks of a
railroad and shall be construed to be 50 feet in width on each side of
the center of the track but if the company owns a lesser width it shall
include the entire width owned by it.
General powers and duties.
For the purpose of carrying out the provisions of this article, the
department shall have the power, duty and authority to:
1. Exercise care, custody and control of the several preserves, parks
and other state lands described in this article.
2. Consistent with the provisions of section 9-0109 of this chapter,
establish, acquire, control and manage state parks, historic sites and
parkways in the forest preserve counties within the sixth park region as
defined in section 41-0101 and to acquire lands for such purposes when
moneys have been appropriated therefor.
3. Make necessary rules and regulations to secure proper enforcement
of the provisions hereof. In particular, the department shall have
authority to make rules and regulations prohibiting any person or
persons from entering upon any state-owned lands, or restricting the
activities of the public on such lands, whenever it determines that a
serious fire hazard exists thereon, and with the consent of the owner to
extend the applicability of such rules and regulations, in whole or in
part, to privately-owned forest lands.
4. Establish, operate and maintain nurseries for the production of
trees to be used in reforestation. Such trees may be used to reforest
any land owned by the state, supplied to owners of private land at a
price not exceeding cost of production, or used for planting on public
lands under such terms as may be deemed to be for the public benefit.
5. Prepare, print, post or distribute printed matter relating to
forestry and make investigations or experiments with regard to forestry
practices.
6. Receive and accept, in the name of the people of the state, by
gift, devise, or otherwise, the fee or other interest or estate therein
of lands or timber or both, for general conservation purposes, including
but not limited to water-shed protection, forest management, production
of timber or other forest products, silviculture, forest and outdoor
recreation and kindred purposes.
7. Acquire, when moneys therefor have been appropriated by the
legislature or are otherwise available, real property or any interest in
any timber thereon, situated within the Adirondack or the Catskill parks
or contiguous, connected with or adjacent to either park, deemed
necessary for the enlargement of the forest preserve or for the
conservation of the lands, forests and waters within the state, and real
property deemed necessary for the purpose of protecting the forests
within the state from fire.
7-a. Acquire, with the approval of the director of the budget and
within such appropriations as may be made available therefor by the
legislature, such abandoned railroad rights-of-way and other real
property pursuant to subdivision seven of this section as may be
necessary to develop a system of trails in the Adirondack and Catskill
parks which shall mesh, where possible, with the comprehensive statewide
trails system promulgated by the commissioner of parks and recreation;
and promulgate, develop and improve such trails systems within said
parks in order to make such trails suitable and available for use. For
the purposes of this subdivision "trails" shall include footpaths,
bikeways, snowmobile trails, horse trails, cross country ski trails,
roads and other rights-of-way suitable for hiking, strolling, cycling,
horseback riding, skiing and other means of motorized and non-motorized
travel for recreational purposes and shall include combinations and
systems of trails, including connecting and side trails, and trails
leading to scenic and recreational areas.
8. Examine the forest lands under the charge of the several state
institutions, boards or other management for the purpose of advising and
cooperating in securing proper forest management of such lands.
9. Bring any action or proceeding for the following purposes:
a. to enforce the state's rights or interests in real property which
an owner of land would be authorized to bring in like cases;
b. to insure the enforcement of the provisions of this article;
c. to determine in trespass, ejectment or other suitable actions, the
title to any land claimed adversely to the state;
d. to cancel tax sales or to set aside cancellations of tax sales.
10. Compromise or adjust any judgment or claims arising out of
violations of any provisions of this article, except where title to land
is involved.
11. Have custody of all abstracts of title, papers, contracts or
memoranda relating thereto, except original deeds to the state, for any
lands purchased or conveyed to the state for forest preserve purposes.
12. Enter into cooperative agreement with the United States Department
of Agriculture, the United States Department of Labor, the United States
Office of Economic Opportunity, municipalities or persons for the
purpose of better protecting the forests of the state from fire and
pests and promoting the practice of forestry. Moneys received from the
United States government, municipalities or persons in accordance with
such agreements shall be deposited with the Division of Finance in the
Department of Taxation and Finance, and may be withdrawn by the Division
of Finance upon the warrant or order of the Commissioner of
Environmental Conservation. The provisions of section 121 of the State
Finance Law shall not apply to any moneys received pursuant to the
provisions of this subdivision if used for the purposes indicated.
13. When an honest dispute arises as to the location of the boundary
line between land owned by the state, over which the department has
control and supervision, and land privately owned, execute a boundary
line agreement between the owners of such private lands and the state,
subject to the approval of the Commissioner of General Services.
14. Designate or approve, whenever the Commissioner of Correction or
the director of the division for Youth so requests, sites on land under
its control for the establishment of work camps to which persons
transferred to the correctional camps for youth, or to youth opportunity
or youth rehabilitation centers may be sent; designate and approve work
for such persons in conservation projects on publicly owned lands or
lands over which the State has a permanent easement for fishing right
purposes, and provide technical supervision for such work; and designate
and approve work for such persons in conservation projects on lands
owned by Cornell University for the use of the State University College
of Agriculture, and by Syracuse University for the use of the State
University of New York College of Environmental Science and Forestry.
15. Make rules and regulations and issue permits for the temporary use
of the forest preserve.
16. Nothing in this chapter shall be construed as extending the
jurisdiction of the department over the real or personal property now or
hereafter under the control or in the custody of Palisades Interstate
Park Commission, but the department, subject to the powers of the
commissioner, is authorized to cooperate with Palisades Interstate Park
Commission by the joint employment of wardens, foresters and keepers for
the mutual protection of the lands under their respective jurisdiction
and other commissions and the preservation of the forests thereon and of
the fish and game therein.
17. Refund, to the persons entitled thereto, moneys heretofore or
hereafter received by the department pursuant to any law or to an order,
rule or regulation made and prescribed by the commissioner regulating
the discharge of the functions, powers and duties of the department and
deposited to the general fund, upon satisfactory proof of entitlement.
Such refunds shall, upon approval of the commissioner and after audit by
the Comptroller, be paid from any moneys available to the department in
the general fund.
18. Establish, operate and maintain a search and rescue program in
fire towns and fire districts of the state. For the purposes of this
section fire towns shall mean such towns provided for in section 9-1107
of this chapter and fire districts shall be deemed to be the fire
protection areas provided for in section 9-1109 of this chapter and
regulations promulgated pursuant to the authority of such sections.
Pursuant to such program the forest ranger force of the department shall
have the authority to organize, direct and execute search operations for
lost persons or civilian aircraft and conduct rescue operations for
persons injured or in serious danger of injury in the wild, remote and
forested areas of fire towns and fire districts of the state; provided
that, where criminal conduct is suspected or fugitive search is involved
such search or rescue operations shall be conducted under the
jurisdiction of the appropriate law enforcement agency. Search and
rescue operations outside of fire towns and fire districts may be
conducted by the forest ranger force upon request of the agency
conducting such operation.
19. Identify, manage and conserve plants and ecological communities
that are rare in New York state, located on state-owned lands under the
jurisdiction of the department, and participate in the New York natural
heritage program, created pursuant to section 11-0539 of this chapter,
to identify rare plants, animals and ecological communities.
20. Exercise such other powers and duties as are provided by law.
Acceptance by department of lands for parks and for
silvicultural research.
Notwithstanding any other provisions of this article, the department
is hereby authorized to accept, for the state, grants or deeds of gift
of any lands, upon approval of the title thereto by the Attorney
General, as follows:
1. a. Lands, located in any county named in subdivision 2 of section
9-0105, or in subdivision 6 of section 9-0101 of this article, which the
department may deem suitable for park or reservation purposes. The grant
or deed must recite that it is given for acceptance under the provisions
of this subdivision of this section.
b. Property so accepted shall forever be under the jurisdiction of the
commissioner and his successors in office and, by virtue of the
acceptance thereof, shall be irrevocably dedicated to be used for the
purposes of a public park or reservation under the care, custody,
control and management of the department and shall not become a part of
the forest preserve. Such property shall forever remain open to the
public for the enjoyment of the scenic and natural beauties of the
premises, and receive such improvement or development, by the erection
of buildings, roads, highways, railroads and other structures, including
the improvement, alteration and maintenance of the structures now on
such premises as the legislature may from time to time determine. The
department may, in its discretion, lease a part or all of such premises
upon such terms and conditions as it may determine not inconsistent with
the reasonable use of such premises by the public, provided that any
such lease shall first have been approved by the Attorney General as to
form.
2. a. Lands, located in any county named in subdivision 6 of section
9-0101 of this article, which the department may deem suitable for use
for the purposes of silvicultural research and experimentation in the
science of forestry to the end that forest practices most beneficial to
the economy of the state and the health, welfare and comfort of the
people of the state may be ascertained and demonstrated. The grant or
deed to the state of any such lands must recite that it is given for
acceptance under the provisions of this subdivision of this section.
b. Property so accepted shall be under the jurisdiction of the
commissioner and his successors in office and, until otherwise provided
by law, shall be dedicated for use only for the purposes of
silvicultural research and experimentation in the science of forestry,
including purposes incidental thereto, under the care, custody, control
and management of the department and its successors in office and shall
not become a part of the forest preserve. Under such conditions as it
may deem consistent with the purposes aforesaid, and upon such terms as
it may deem to be for the best interests of the state, the department
may sell trees, timber and other products on any such lands. All trees,
timber or other products to be sold shall be plainly marked or otherwise
designated prior to cutting and no such material shall be removed from
such land until paid for. No such material shall be sold at less than
the fair market value in the county or counties in which it is located,
which value shall be the value fixed by a department forester or other
competent appraiser in a report made after an examination of the
materials to be sold, provided such appraisal is approved by the
department. The department may sell any such materials at not less than
the fair market value so fixed and under such conditions as it may
prescribe, provided, however, that no sale of such materials appraised
at five hundred dollars or more shall be made without public notice of
sale, and after receipt of sealed bids. The award shall be made only to
the highest bidder. Such notice of sale and bids, the awarding of the
contract and the execution and filing of the contract shall otherwise be
in accordance with the procedure specified in sections 9-0501 through
9-0505 of this article for the sale after public notice, of trees,
timber, and other forest products on reforestation areas. All moneys
received from any such sale shall be paid over to the State Comptroller
and shall be deposited by him in the forest preserve expansion fund
established by section 97-e of the State Finance Law.
Acquisition of lands within the Adirondack or Catskill parks.
1. Unless deemed necessary for the conservation of critical and unique
natural land areas or of significant wild forest land areas, the state
shall not acquire or accept fee simple ownership of structures or
improvements in the Adirondack or Catskill parks listed or eligible to
be listed on the state register of historic places including that amount
of land on which such structures or improvements are located that is
necessary for their maintenance and use.
2. Prior to any land acquisition by a state agency within the
Adirondack or Catskill parks, the commissioner or responsible chief
executive officer proposing such acquisition shall undertake a review of
such action pursuant to the state environmental quality review act as
provided in article eight of this chapter and, when applicable, the New
York state historic preservation act of 1980.
3. If such structures or improvements in the Adirondack or Catskill
parks are offered to the state for purchase or as a gift, it shall be
the responsibility of the state agency to which such offer is made, in
accordance with guidelines prepared for notifying potential private
purchasers, to search for a private purchaser or donee who would
preserve such structures or improvements, if the present owner thereof
consents.
4. Historic structures and improvements which are located within the
Adirondack and Catskill parks and owned by the state prior to the
effective date of this section and which existed prior to acquisition by
the state may be maintained provided that:
a. the commissioner of parks, recreation and historic preservation
finds that such structures and improvements are listed or are eligible
to be listed on the state register of historic places pursuant to
subdivision one of section 14.07 of the parks, recreation and historic
preservation law; and
b. the commissioner finds that such structures and improvements can be
maintained for public enjoyment and understanding of the forest preserve
or for departmental activities necessary in protecting forest preserve
lands in the parks in a manner that will not disturb the existing degree
of wild forest character of land on which the pre-existing structures or
improvements are located or the wild forest character of land adjacent
thereto; and
c. such maintenance is in accordance with reasonable regulation of the
forest preserve in the Adirondack and Catskill parks consistent with
article fourteen of the state constitution.
The recording provisions of section sixty-three of the public
buildings law shall apply if such structures and improvements are not
maintained or are substantially altered or demolished.
Delegation of authority to license guides.
The commissioner may delegate the authority to administer the
licensing of guides pursuant to section 11-0533 of this chapter to the
office of public protection.
Adopt-a-natural resource stewardship program.
1. The commissioner may enter into stewardship agreements with any
person or persons for the purposes of preserving, maintaining, or
enhancing a state-owned natural resource or portion thereof in
accordance with the policies of this article.
2. The stewardship agreement shall provide that the natural resource
be preserved and maintained in its natural state or managed to enhance
or restore the natural resource values they provide, consistent with the
provisions of this chapter and purposes of this article. Activities may
include: remediating vandalism, picking up litter and trash,
establishing or maintaining access or nature trails, providing
interpretive services for school groups and other citizens, managing
fish and wildlife habitat, and otherwise providing positive benefits to
the natural resource.
3. Stewardship agreement with any person or persons may provide for
assistance of personnel, facilities and supplies of the department for
the purposes of supporting appropriate activities under such stewardship
agreement, in accordance with the provisions of this article.
4. The department shall establish procedures by which a person or
persons may apply for a stewardship agreement, and shall be responsible
for working with such persons to identify specific sections of a
state-owned natural resource and specific activities deemed appropriate
for such stewardship agreement. The department may consider factors such
as safety, environmental sensitivity, need, cost and other factors
deemed relevant in determining which natural resource or activities may
be eligible or appropriate for a stewardship agreement.
5. Consistent with other laws of the state and regulations of the
department, the department shall provide recognition of the stewardship
activities by appropriate signage on or near the adopted natural
resource, and may provide recognition by such other measures as it may
determine to be appropriate, including but not limited to press
releases, certificates, newsletters, and articles in the
conservationist.
6. The stewardship agreement may be modified in scope or altered in
any other manner at the sole discretion of the department, not
inconsistent with the provisions of this section. The person or persons
shall have the option of renewing the agreement subject to the approval
of the department and the continuation by the department of the
adopt-a-natural resource stewardship program. The department may
terminate the agreement and remove the signs upon thirty day notice, if
in its sole judgment it finds and determines that the person or persons
are not meeting the terms and conditions of the agreement.
7. The department shall, to the maximum extent practicable, provide
assistance to other state agencies that are interested in developing
stewardship programs for natural resources under their jurisdiction.
8. Notwithstanding any inconsistent provision of law, the state and
its employees shall not be liable for damages suffered by any person
resulting from the actions or activities of such volunteers.
TITLE 3 Use of Lands and Forests
Use and diminution of Adirondack and Catskill parks.
1. All lands in the Catskill park and in the Adirondack park, except
those lying within the town of Dannemora, now owned or which may
hereafter be acquired by the state, shall be forever reserved and
maintained for the free use of all the people, except that nothing
herein shall prohibit the charging of a fee for services rendered or
facilities provided.
2. No law diminishing the area of the Adirondack and Catskill parks,
as defined in section 9-0101 hereof, shall be effective unless enacted
by the legislature at two successive regular sessions.
Restrictions on use of state lands.
In order to protect the state lands described in this article the
following provisions shall apply:
1. Trees or timber. Except as provided in subdivision 2 of section
9-0107 and in sections 9-0501 through 9-0507 of this article no person
shall cut, remove, injure, destroy or cause to be cut, removed, injured
or destroyed any trees or timber or other property thereon or enter upon
such lands with intent to do so.
2. Structures. No building shall be erected, used or maintained upon
state lands except under permits from the department.
3. Agricultural use. No person shall use any portion of the forest
preserve for agricultural purposes, nor shall cattle or domestic animals
of any kind be permitted to graze thereon.
4. Deposit rubbish. No person shall deposit or leave on state lands
any rubbish or other waste material.
5. Transfer or lease. No person shall lease, transfer or accept any
lease or transfer of any lands in the forest preserve or of any
improvements thereon.
6. Disposal of improvements. The department may dispose of any
improvements upon state lands under such conditions as it deems to be to
the public interest.
7. Removal of materials generally. No person shall remove any material
belonging to the state from the state lands without the authorization of
the department.
Signs and advertising in Adirondack and Catskill parks.
1. In order to conserve the natural beauty of the Adirondack and
Catskill parks, to preserve and regulate the said parks for public uses
for the resort of the public for recreation, pleasure, air, light and
enjoyment, to keep them open, safe, clean, and in good order for the
welfare of society, and to protect and conserve the investment of the
state in forest lands, campsites and other interests in real property in
said parks, no person shall erect or maintain within the boundaries
thereof any advertising sign, advertising structure or device of any
kind, except under written permit from the department. The provisions of
this section shall not apply to signs erected or maintained upon a
parcel of real property in connection with the principal business or
principal businesses conducted thereon and which advertise such business
or businesses only, or to signs within the limits of an incorporated
village.
As to signs, structures or devices existing within the Catskill park
on May 26, 1969, and which require a permit pursuant to this section,
the same may continue to be maintained without permit until January 1,
1976 provided that the property owner or owner of such sign, structure
or device registers the same with the department on or before January 1,
1972.
As to signs, structures or devices existing on May 31, l972 in those
portions of the Adirondack park added thereto by chapter six hundred
sixty-six of the laws of nineteen hundred seventy-two, and which require
a permit pursuant to this section, the same may continue to be
maintained without permit until January 1, 1978, provided that the
property owner or owner of such sign, structure or device registers the
same with the department on or before January 1, 1975.
2. Whenever a sign, structure or device has been erected or is being
maintained in violation of the provisions of subdivision one of this
section, the commissioner shall cause a notice of such violation,
specifying as nearly as may be the nature and location of such sign,
structure or device, to be personally served upon the owner of record of
the real property upon which the same is located, hereinafter referred
to as the property owner. In addition, a copy of such notice shall be
personally served upon the owner of such sign, structure or device, if
his name and address and the fact that he is the owner is clearly
indicated thereon.
3. The property owner or the owner of such sign, structure or device
shall remove the same within ten days from the date of the last service
of such notice or copy thereof as hereinabove specified. In the event of
the failure of the property owner or the owner to remove such sign,
structure or device within such ten day period, the commissioner may
cause an agent or employee of the department to enter upon the property
where such sign, structure or device is located and to remove the same.
4. No action for trespass or damages shall lie on account of entry
upon private property by an authorized agent or employee of the
department engaged in carrying out any of the provisions of this
section.
Forest preserve lands; detached parcels outside Adirondack and
Catskill parks.
Any lands of the state, now owned or hereafter acquired, constituting
the forest preserve, but outside of the Adirondack and Catskill parks as
now fixed by law and not acquired or dedicated for the practice of
forest or wild life conservation, and consisting in any case of not more
than 100 contiguous acres entirely separated from any other portion of
the forest preserve, may be dedicated, used, sold or exchanged as
follows:
1. The department may dedicate any of such lands for the practice of
forest or wild life conservation, or may use any of such lands for
public recreational or other state purposes, under the care, custody and
control of the division of lands and forests. Such dedication or use
shall be by written order of the commissioner, filed in his office, a
certified copy of which shall be forthwith filed by him in the office of
the Secretary of State.
2. The department may consent to a transfer of jurisdiction over any
such lands by the Office of General Services, and such office may make
such transfer in accordance with the provisions of subdivision 4 of
section 3 of the Public Lands Law governing transfers of jurisdiction in
general, for the purpose of thereby dedicating such lands for the
practice of forest or wild life conservation or for the use thereof for
public recreational or other state purposes.
3. The department may consent to a sale or exchange of any of such
lands in accordance with the provisions of section 24 of the Public
Lands Law.
TITLE 5 Reforestation Areas
Power to acquire reforestation areas; prohibition against
compensation or gratuity.
1. In order to provide for the acquisition of lands outside of the
Adirondack park and the Catskill park as defined by subdivisions 1 and 2
of section 9-0101, which are adapted for reforestation and the
establishment and maintenance thereon of forests for watershed
protection, the production of timber and other forest products, and for
recreation and kindred purposes, the department may acquire in the name
of the state, by gift, purchase or appropriation, reforestation areas
which shall consist respectively of not less than five hundred acres of
contiguous lands, which shall be forever devoted to the planting, growth
and harvesting of such trees as shall be deemed by the commissioner best
suited for the lands to be reforested. Lands divided only by highway,
railroad, transmission line, telephone line, telegraph line, pipe line
or other rights of way or only by canals or streams shall be deemed to
be contiguous within the meaning of this section. Plantations and other
forests thereon shall be established, managed and protected under his
supervision pursuant to such provisions of law as shall from time to
time be established or to such rules and regulations as may be
prescribed by him.
2. No officer or any other person acting for the department in
securing options for the purchase of lands acquired or to be acquired
under provisions of this title 5 shall directly or indirectly receive or
accept from a vendor of lands acquired or to be acquired by the state as
herein provided any commission, compensation or gratuity, and no town or
county officer shall receive any compensation for services rendered to
the department in connection with such acquisition.
Certificate of purchase; exemption from taxation.
Immediately upon acquiring by gift, purchase or appropriation lands
for a reforestation area the commissioner shall transmit to the state
agency authorized by law to approve assessments of state lands and to
the Department of Audit and Control, respectively, a certificate which
shall set forth, with respect to each parcel of such lands so acquired,
a description thereof, the area in acres, from whom acquired, whether
acquired by gift, purchase or appropriation, the price paid for such
parcel in the case of a purchase (except as hereinafter provided), the
date of the recording of the deed, if acquired by deed, the effective
date of the devise, if acquired by devise, and the assessed valuation of
such parcels as shown by the assessment rolls of the town in which such
parcel is located two years prior to the gift, if acquired by gift and
separately assessed. If such a purchase shall include more than one
parcel of such lands and it is impossible for the commissioner to
determine the price paid for such parcel included in such purchase, he
shall specify in such certificate the price paid for the entire tract
purchased. Such lands shall be exempt from taxation only as provided in
the Real Property Tax Law.
Sale of products from reforestation areas.
1. The commissioner, upon such terms as may be deemed by him to be for
the best interests of the state and subject to the following rules and
regulations, may sell the trees, timber and other products on any areas
outside of the forest preserve counties heretofore or hereafter acquired
by gift, purchase or appropriation and on any lands within the forest
preserve counties, but outside of the Adirondack and Catskill parks as
now fixed, or hereafter extended by law, heretofore or hereafter
acquired pursuant to this section by the department. For the purposes of
this section, the term "other products" shall also include, but not be
limited to, the sap from maple trees.
2. All trees, timber or other products to be sold shall be plainly
marked or otherwise designated prior to selling and no such material
shall be removed from said land until paid for.
3. No such material shall be sold at less than the fair market value
in the county or counties in which it is located. Fair market value
shall be the value fixed by a department forester or other competent
appraiser in a report made after an examination of the materials to be
sold, provided such appraisal is approved by the commissioner. The
commissioner shall have authority to sell such materials at not less
than the value thus fixed and under such conditions as he may prescribe.
4. a. No sale of such materials appraised at ten thousand dollars or
more shall be made without public notice of sale, and after receipt of
sealed bids which shall be opened only at the time and place specified
in the notice of sale. Award shall be made only to the highest bidder.
b. The public notice of the sale of such materials shall be a notice
describing the materials and location thereof, the date when and place
where bids will be opened and the address at which said forms and
specific details of the sale may be obtained. Such notice shall be
printed in the Procurement Opportunity Newsletter, and in such other
newspapers as will be most likely to give adequate notice of the sale of
such materials, for such time and in such manner as shall be determined
by the commissioner.
c. The state may reject all bids submitted if the highest bid is below
the fair market value as determined above. No bids shall be withdrawn or
cancelled until after the award shall have been made, but the state may
reject any bids which do not conform to rules and regulations and may
reject all bids and again advertise for bids in the manner herein
provided if the interests of the state shall be promoted thereby. Each
bidder with his bid shall deposit with the commissioner a certified
check drawn upon some legally incorporated bank in this state or money
for five per centum of the amount of his bid as a guarantee that he will
enter into the contract of sale if it be awarded to him. Notice of the
requirement of such deposit with the bid shall be embodied in the public
notice for such letting and such notice shall also require the giving of
a bond in such amount as the commissioner may prescribe for the faithful
performance of the contract and for the indemnification of the state for
any unnecessary injury to property of the state, forest growth or other
materials not marked or otherwise designated for removal under such
contract, which may result from the removal of the materials sold. In
lieu of such bond the bidder may deposit cash or a certified check with
the commissioner. The contract when awarded shall be executed in
triplicate, one triplicate original shall be forthwith filed in the
office of the commissioner, one together with the bond accompanying such
contract in the office of the State Comptroller and one furnished to the
contractor. The contractor shall present to the commissioner evidence
that he is insured against all claims for workmen's compensation and
public liability.
d. For sales appraised at more than five hundred dollars and less than
ten thousand dollars the commissioner, at a minimum, shall develop a
local bid procedure to ensure that the public is aware of such sales and
that such sales be awarded to the highest responsible bidder.
5. Notwithstanding any rule or regulation to the contrary, the
commissioner shall be authorized to enter into contracts for the lease
or use of state lands for the purpose of tree tapping and sap production
for a term of up to, but not to exceed, ten years. For the purposes of
this section, the terms "tree tapping" and "sap production" shall
include trees and sap from species of trees including, but not limited
to, maple.
Leasing of oil and gas rights on reforestation areas.
Notwithstanding any provisions of Article VII of the Public Lands Law
to the contrary, the department, with the approval of the state
geologist, may, in any lands acquired by the state in accordance with
section 9-0501, enter into leases for the purpose of aiding in
discovering and removing any oil or gas upon such lands or storage of
gas or oil thereon, under such terms as may be prescribed by the
department, and upon such conditions that the exercise of such leasehold
rights shall not interfere with the operation of such reforestation
areas for the purposes for which they were acquired and as defined in
Section 3 of article XIV of the Constitution. Any lease made and entered
into pursuant to this section shall be recorded in the Office of General
Services.
Lease of land to federal government for use by the federal
aviation agency.
1. Notwithstanding any contrary provision of this article, the
department is hereby authorized upon such terms and conditions as it may
deem appropriate to lease to the federal government, for use by the
federal aviation agency, the following described land:
From the United States Coast and Geodetic Survey Monument "SHED"
located at Latitude North 42Á-47'-21", Longitude West 75Á-49'-37"
proceed S 88Á-15" E a distance of 325 feet to a point on the common
property line between the lands of Howard Williams and the lands of the
New York State Department of Environmental Conservation, said point
being the Northeast corner of Lot 12, Proposal B, Reforestation Area 3,
Madison County and also the point of beginning of the herein described
area:
Thence S 8Á-15' W a distance of 540.0 feet to a point;
Thence S 41Á-15' W a distance of 565.0 feet to a point;
Thence N 36Á-15' W a distance of 638.0 feet to a point;
Thence N 11Á-15' E a distance of 535.0 feet to a point;
Thence S 83Á-30' E a distance of 725.0 feet to a point of beginning,
containing in all 14 acres more or less, all being situated in Lot 12,
Proposal B, Reforestation Area 3, Madison County, State of New York. All
bearings are magnetic.
2. The lease of the above described premises shall include the right
to construct thereon a very high frequency omni-range navigation
facility, together with the right to operate and maintain the same, with
easements of access for laying, operating and maintaining utility lines
in connection therewith.
TITLE 7 Cooperative Forest Management Program
Purpose of program.
In order that the practice of forestry may be encouraged, the damage
caused by unplanned cutting may be avoided and the industries of the
state dependent upon forest products may be stabilized as far as
possible, the cooperative program provided in this title 7 is hereby
authorized.
Forest regions.
The commissioner shall establish not to exceed nine forest regions of
one or more counties each, which shall include all counties of the
state.
State assistance.
The commissioner shall adopt forest practice standards. The department
shall notify owners of forest land that the commissioner is prepared to
assist cooperating owners in connection with the application of forest
practice standards. The commissioner shall provide to cooperating forest
and farm woodland owners technical services in connection with all
phases of forest management including but not limited to, plantation
establishment and care, the marking of timber, marketing assistance and
silvicultural treatment of immature stands.
Cooperating owner.
A cooperating forest or farm woodland owner shall be an owner of
forest land within a forest region who shall agree with the commissioner
or his representative to comply with the approved forest practice
standards of the forest region, in which his land is located, for a
specified period of time which may be extended from time to time by
mutual consent and may be reduced to writing at the option of the
commissioner. The failure of such owner to comply with the provisions of
such agreement will relieve the commissioner and the state forthwith
from the obligation to render to any such failing owner any state
assistance provided for in section 9-0713. The commissioner may provide
limited or sample services to non-cooperating owners with such owners'
consent and without agreement.
Community forests.
1. Power and authority. A county, city, town, village, school district
or any other political subdivision of the state, may acquire by
purchase, or gift, or take over lands in its possession within the
boundaries of the state and use the same for forestry purposes. The
governing board of a county, city, town or school district may
appropriate money for the purchase of lands for the purposes herein
provided, to establish forest plantations or for the care and management
of forests.
2. Procedure. Such boards may undertake such work at regular or
special meetings by majority vote of such board after two weeks' public
notice setting forth the fact that such plan is contemplated and that
moneys are to be appropriated for such purposes.
3. Assistance and trees and shrubs. The department may assist and
advise such boards in its reforesting and wildlife habitat improvement
work, and the department may furnish trees and shrubs for planting such
publicly owned lands without charge provided they are planted in
accordance with the instructions of the department.
4. Use. Such governing board shall have full power and authority to
acquire, maintain, manage and operate such forests, and sell the produce
thereof, for the benefit of the inhabitants of its district.
5. Revenue. The net income from such lands shall be paid into the
general fund of such municipal division and shall be used only upon
order of its governing board.
TITLE 8 Forest Resources Planning
Legislative purpose and findings.
It is the purpose of this act to provide for the development and
maintenance of a forest resources planning program, consistent with
article fourteen of the state constitution, in furtherance of the policy
of the state of New York to conserve, improve and protect its natural
resources and environment. The legislature recognizes that the needs and
opportunities which affect the use, management and protection of the
forest resources of the state are interrelated and require a
comprehensive approach to issue resolution and policy development. To
best serve the public interest, forest resources programs and efforts
should be based upon periodic assessments and analyses of present and
anticipated use, demand for, and supply of renewable forest resources
from the public and private forest lands of the state. The department
shall consult and cooperate with the Adirondack park agency in the
preparation of those parts of the assessment and plan with respect to
the forest resources of the Adirondack park. The legislature hereby
designates the department of environmental conservation as the official
state agency with the responsibility to plan for present and future
demands on the state's forest resources and declares that the department
shall conduct a program of long range comprehensive forest resource
planning which planning program shall include the periodic preparation
of a forest resources assessment and the periodic development of a
forest resources plan.
Forest resources assessment.
The department is authorized to carry out a comprehensive statewide
assessment (hereinafter referred to as the assessment) of the present
and anticipated future conditions of the forest resources of New York
state. The initial assessment shall be prepared on or before September
thirtieth, nineteen hundred eighty-six and subsequent assessments shall
be prepared at least once every ten years. Assessments shall include but
not be limited to the following:
1. an inventory of present supply of and demand for renewable forest
resources;
2. an analysis of future supply of and demand for renewable forest
resources; and
3. a description of present programs and responsibilities of all major
organizations involved in the management of public and private forest
resources.
The assessment will include all of the ecologic, sociologic,
aesthetic, and economic data necessary to achieve the purposes of this
act. The department shall develop and maintain an efficient system for
collecting, storing, and analyzing these data, and shall prepare an
assessment update at least once every five years.
Forest resources plan.
The department shall prepare a comprehensive statewide forest
resources plan. The plan shall be prepared no later than March
thirtieth, nineteen hundred eighty-seven and shall be updated at least
every fifth year thereafter. The plan shall include but not be limited
to the following:
1. an inventory of significant forest resources issues, specific
needs, and opportunities facing public and private forest resources;
2. an identification of alternative goals and strategies which address
such issues, needs and opportunities and which propose specific actions
to be taken; and
3. an identification of final recommended goals and strategies.
Committees.
The commissioner shall appoint an advisory committee and a technical
review committee to assist directly in carrying out the provisions of
this act by promoting a constructive interchange among agencies and
organizations interested in planning for the use, management and
protection of public and private forest resources and to enhance the
prospect of common acceptance of plan recommendations.
1. The advisory committee membership shall be representative of forest
resources related agencies and organizations in this state. The
committee shall provide interdisciplinary review and analysis of policy
development throughout the planning process. The committee shall meet at
least annually and shall file a written annual report to the department
and the legislature which report shall include a statement of progress
made toward attaining the goals and objectives stated in the forest
resource plan, recommendations for amendment of the plan and any other
matter the committee deems necessary to be included. The members of the
advisory committee shall not receive any remuneration except that the
department may reimburse members thereof for reasonable expenses
incurred in attending meetings.
2. The technical review committee membership shall be representative
of the full range of expertise in use, management and protection of
forest resources. The committee will provide scientific and technical
review and analysis in development of the forest resources assessment.
The members of the technical review committee shall not receive any
remuneration except that the department may reimburse members thereof
for reasonable expenses incurred in attending meetings.
Public participation.
To assure that all segments of the public have an opportunity to
participate in the development of the plan, the planning program will be
conducted with a structured program of public participation. The
department shall establish procedures to keep the public informed about
the planning process and to provide opportunities for the public to
contribute to that process.
Cooperation with federal agencies.
To assure the availability and compatibility of planning data and
federal assistance, the department shall cooperate with the United
States department of agriculture, forest service, as provided for by the
Forest and Rangeland Renewable Resources Planning Act of 1974 (16 USC
1601 et seq.) and the Cooperative Forestry Assistance Act of 1978 (16
USC 2101 et seq.). The department shall cooperate with any other federal
agency that may be involved with planning for forest resources.
Assistance from state agencies.
The department is authorized to seek assistance from the professional
staff of other state agencies when the expertise of the staff of such
other state agency is needed for the development of the plan. Nothing
in this title shall alter or supercede section eight hundred one of the
executive law.
Request for comment on local laws or ordinances pertaining to
the practice of forestry.
The commissioner upon his or her own initiative, or upon the written
request of a municipality or an owner of forest land within the
municipality, may elect to comment upon a proposed local law or
ordinance which may restrict the practice of forestry. The requesting
municipality or owner of forest land shall provide, at a minimum, the
full text of the proposed local law or ordinance to the commissioner
with such request.
1. Upon receipt of such written request or upon the commissioner's
determination to comment on a local law or ordinance, the commissioner
shall notify the municipal legislative body, in writing, of the receipt
date or the date of such determination.
2. An owner of forest land shall provide notice to the municipal
legislative body proposing the local law or ordinance of a written
request to the commissioner in the time, manner, and form as may be
prescribed by the commissioner.
3. The commissioner, in preparing his or her comments for
consideration by the municipality, may consider factors including, but
not limited to, the impact of the proposed local law or ordinance upon
the long-term viability of forests in the municipality and any
modifications or alternatives which a municipality may undertake to
minimize the impacts to the practice of forestry in preparing his or her
comments.
4. The commissioner shall have forty-five days after receipt of an
ordinance to provide his or her comments, if any, to the municipal
legislative body proposing the law or ordinance. Any municipal
legislative body shall defer the adoption of such local law or ordinance
pending receipt of comments, if any, from the commissioner or the
passage of forty-five days from the date of receipt of the proposed
local law or ordinance by the commissioner. The commissioner shall have
the opportunity to respond only to the original proposal considered by
the local governing body.
5. For purposes of this section, "forest land" shall mean land that is
suitable to forest crop production.
TITLE 9 Recreation
Jurisdiction of certain parks and reservations.
The department shall have care, custody, control and management of the
Crown Point reservation in Essex county and Lake George battlefield
park.
Recreation facilities.
1. The department shall have care, custody, control and management of
the Lake George beach facility in Warren county, the Belleayre mountain
ski center in Ulster and Delaware counties, the Whiteface mountain ski
center and the New York world war veterans memorial highway in Essex
county and the Gore mountain ski center and the Prospect Mountain
Veteran's Memorial Highway in Warren county. The New York world war
veterans memorial highway in Essex county and the Prospect Mountain
Veteran's Memorial Highway in Warren county shall continue to be
maintained by the Department of Transportation.
2. The commissioner shall have the power and is authorized to impose
and provide for the collection of such fees or charges as he may deem
necessary and for the best interests of the state for the use of all
facilities and their appurtenances. All moneys received therefrom shall
be deposited in the State Treasury pursuant to the provisions of the
State Finance Law.
3. The department shall have the supervision and jurisdiction over all
locks and adjacent state property between the Saranac river and lower
Saranac lake and between lower Saranac and middle Saranac lake in the
county of Franklin and make such improvements and repairs thereto from
time to time as may be necessary.
4. The commissioner shall have the power and is authorized to
encourage investment by the private sector for the provision of
equipment and capital improvements for concession facilities operated at
the Belleayre Mountain ski center and the Gore Mountain ski center by
entering into concession license agreements for extended periods not to
exceed ten years in total. Such extended term shall be for the purpose
of assuring a concessionaire of adequate protection against loss of
investment in structures, fixtures, equipment, supplies and other
improvements, and the length of such term shall have a direct
relationship to the period required to amortize the investment. The bid
prospectus submitted to prospective bidders shall contain specific
information concerning the nature of the capital improvements or
equipment to be provided by the successful bidder.
TITLE 11 Forest Fire Control
Proclamation by Governor.
Whenever the forests of the state are in danger of fire, the Governor
by proclamation may (a) prohibit any person or persons from entering
forests, woodlands, waters and open lands; (b) prohibit the starting of
fires in the out-of-doors; (c) prohibit the smoking of tobacco in
forests, woodlands and open lands and (d) suspend any open season for,
or prohibit the taking of, fish, birds and quadrupeds. Such proclamation
may contain exceptions to the activities prohibited, and may apply to
all or a portion of the state. Such proclamation shall be in full force
and effect at the expiration of 24 hours after notice is given in such
manner as the Governor may determine and shall remain in full force
until rescinded by the Governor.
Additional powers of the department.
In addition to the powers provided in section 9-0105 and in connection
with the control of fire, the department shall have the power to:
1. Maintain a system of forest fire protection in such areas of the
state as the department determines necessary.
2. Purchase necessary equipment, tools or supplies, employ men or
incur other expenses as may be necessary to furnish adequate forest fire
protection.
3. Establish, maintain, equip and operate forest fire observation
stations, telephone lines or other structures therefor as the public
interest requires.
4. Make contracts, agreements or purchases either for construction,
operation or maintenance of telephone lines for fire protection
purposes. Any telephone company may grant the state a preferred rate.
5. With consent of owner build or improve fire roads, ditches, trails
or fire lines. No action for trespass shall lie on account of injury to
private property on such account, if the act is performed in the
protection of the forests from fire.
6. Appoint necessary employees to perform such duties as are required
by this title 11.
7. Order removed from service, on forty-eight hours' notice, any
railroad locomotive, operating in the fire towns, not properly equipped
with fire protection devices.
8. Grant an extension of time in which owners may comply with section
9-1113 when the department is satisfied that such an extension of time
will not endanger the forests to fire, but in no case shall an extension
be granted for a period of more than six weeks from the time of cutting,
except in connection with operations for the clearing of a reservoir
site under the authority of section 15-1507.
9. Relieve railroads from maintaining railroad fire patrol, or
clearing right of way when in the judgment of the department the absence
of such patrol or clearing will not subject the forests to fire menace.
10. Request the Public Service Commission to hear and determine
whether any railroad, person or company operating railroad locomotives
through forest land is using such devices and precautions against the
setting of forest fires, as the public interest requires.
11. Designate persons who shall have authority to issue permits as
required by subdivision 5 of section 9-1105.
12. Enter into working agreements with land owners for the purpose of
securing better forest fire protection in the fire towns.
13. Make rules and regulations to secure better fire protection within
all or any portion of those areas designated as fire districts under
subdivision 2 of section 9-1109 or defined as fire towns by section
General prohibitions.
1. The following are prohibited:
(a) setting of fires on or near forest land and leaving such fires
unattended and unquenched;
(b) setting of a fire which will endanger the property of another;
(c) setting of forest land on fire except where necessary to implement
any provision of this chapter, including, but not limited to, paragraph
v of subdivision two of section 3-0301 of this chapter; provided,
however, that nothing contained in this paragraph shall permit the
setting on fire of any land constituting the forest preserve or of any
state land within the Adirondack Park or the Catskill Park for any
purpose other than fire suppression. The department shall promulgate
regulations governing the use of fire which shall include provisions for
notification of, or waiver of notification by, local fire officials;
(d) setting of a permitted fire in or near forest land without all
inflammable material having first been removed for a distance of 3 feet
around the fire;
(e) the dropping, throwing or otherwise scattering of lighted matches,
burning cigars, cigarettes or tobacco on forest land;
(f) the defacing, destruction or removal of any posted notice
containing forest fire warnings, laws or rules and regulations.
2. It shall be unlawful to deposit, and leave in any of the fire
towns, or in any town included in a fire district as defined in
subdivision 2 of section 9-1109 of this title, brush or inflammable
material upon the right of way of highways.
3. No device for generating power which burns wood, coke, lignite or
coal shall be operated in, through or near forest land, unless the
escape of sparks, cinders or coals shall be prevented in such manner as
may be required by the department.
4. In any of the fire towns, or in any town included in a fire
district as defined in subdivision 2 of section 9-1109, brush, logs,
slash or other inflammable material shall not be left or allowed to
remain on land within 25 feet of the right of way of a railroad or
within 20 feet of the right of way of a public highway.
5. It shall be unlawful to set or cause to be set or sustain any open
fire for purpose of burning logs, leaves, sawdust, slabs, brush, stumps,
dry grass or other debris, in any of the fire towns, without first
having obtained from the department a written permit so to do.
6. Prescribed burns. (a) For the purposes of this subdivision, the
term "prescribed burn" shall mean the intentional setting of forest land
on fire, under carefully controlled conditions, in order to manage,
enhance, or restore populations of plants or animal species or natural
communities on such land.
(b) Notwithstanding the provisions of this section or any other
provision of law, the department may authorize a landowner to conduct
prescribed burn activities pursuant to a written prescribed burn
management plan prepared by or for such landowner. The prescribed burn
management plan shall include, but not be limited to, the following
elements:
(i) a discussion of the landowner's training and expertise in
conducting prescribed burn activities;
(ii) a map and narrative description identifying the area or areas on
which prescribed burn activities will be undertaken;
(iii) a description of the ecological purposes and objectives of the
prescribed burn, including an identification of the specific species or
natural communities that are intended to be impacted by the burn;
(iv) a description of the vegetative cover and fuel loads on each area
to be subjected to prescribed burning;
(v) a description of physical parameters, such as time of year, wind
speed and direction, and air temperature and humidity, which must be met
before a prescribed burn is initiated;
(vi) a description of the anticipated intensity and duration of the
prescribed burn given the fuel loads and physical prescriptions
established in subparagraphs (iv) and (v) of this paragraph;
(vii) a description of the logistics of the prescribed burn operation,
number of personnel, and fire management equipment that will be deployed
to assure that the burn is restricted to the area or areas identified
for prescribed burn management;
(viii) a description of fire suppression activities to be immediately
implemented should the prescribed burn threaten to escape, or actually
escape, beyond the boundaries identified for such burn;
(ix) a procedure for notifying appropriate local fire officials and
law enforcement personnel of the actual date, time, and estimated
duration of any prescribed burn;
(x) a procedure for notifying adjacent landowners prior to the
undertaking of a prescribed burn;
(xi) a description of the procedures that will be undertaken to assure
that the prescribed burn is fully extinguished at the conclusion of the
burn.
(c) The department shall promulgate regulations implementing this
subdivision prior to authorizing any landowner to undertake prescribed
burn activities. Such regulations shall include, but not be limited to,
a listing of the necessary elements of the prescribed burn management
plan, and standards for determining whether a request for authorization
to conduct prescribed burn activities should be granted.
(d) The department shall reject any application for authorization to
conduct a prescribed burn pursuant to this subdivision if the department
determines that the landowner has not demonstrated the necessary
expertise to properly implement the prescribed burn plan.
(e) Before granting a landowner authorization to conduct prescribed
burn activities, the department shall give the chief or other official
in charge of the fire department or company within whose territorial
jurisdiction the proposed prescribed burn is located an opportunity to
review and comment on the written prescribed burn management plan.
(f) No burning shall be prescribed under this subdivision within
seventy-five feet of the boundary of a landowner's property without the
written approval of the adjacent landowner. In addition, the department
may prohibit burning in a buffer zone in excess of seventy-five feet
from the boundary of an adjacent property owner if specific conditions
at the site warrant such buffer.
Fire towns.
The following towns, including the area within the boundaries of
incorporated villages, are hereby designated as "fire towns": All towns
in Essex and Hamilton counties; the towns of Altona, Ausable, Black
Brook, Dannemora, Ellenburg and Saranac, Clinton county; the towns of
Andes, Colchester, Hancock and Middletown, Delaware county; the towns of
Altamont, Belmont, Brighton, Duane, Franklin, Harrietstown, Santa Clara
and Waverly, Franklin county; the towns of Bleecker, Caroga, Mayfield,
Northampton and Stratford, Fulton county; the towns of Hunter, Jewitt,
Lexington and Windham, Greene county; the towns of Ohio, Russia,
Salisbury and Webb, Herkimer county; the towns of Crogham, Diana, Grieg,
Lyonsdale and Watson, Lewis county; the towns of Forestport and Remsen,
Oneida county; the towns of Corinth, Day, Edinburg and Hadley, Saratoga
county; the towns of Clare, Clifton, Colton, Fine, Hopkinton,
Parishville, Piercefield, Pitcairn, Saint Lawrence county; the towns of
Neversink, Rockland, Sullivan county; the towns of Denning, Gardiner,
Hardinburgh, Olive, Rochester, Shandaken, Shawangunk, Wawarsing and
Woodstock, Ulster county; the towns of Bolton, Chester, Hague, Horicon,
Johnsburgh, Lake George, Luzerne, Queensbury, Stoney Creek, Thurman and
Warrensburgh, Warren county; the towns of Dresden, Fort Ann and Putnam,
Washington County.
Fire protection areas.
Facilities for protection against forest fire shall be available as
follows:
1. In fire towns. The department, for the prevention of forest fires
and the extinguishment of fires burning or threatening forests, shall,
in the fire towns defined in section 9-1107, maintain an approved fire
protection system, including fire observation stations and other
equipment necessary to prevent and extinguish forest fires.
2. In forest fire districts. The department may establish a forest
fire protective system in such other parts of the state as it may deem
necessary. In such regions the department may maintain an approved fire
protection system, including fire observation stations and other
equipment necessary to prevent and extinguish forest fires.
Forest fire protection.
1. Towns adjacent to fire towns and fire districts. The department may
when necessary in its judgment, in order to protect the forests in the
fire towns and fire districts from fire, take steps to extinguish fires
actually burning in any town adjacent to a fire town or district.
2. Impressing fire fighting assistance. Any department employee or any
other officer charged by the department with the duty of fire fighting
shall, notwithstanding the provisions of any other law to the contrary
or in conflict herewith, have the power to summon and hire for the
purpose of fighting fires any person who shall have attained sixteen
years of age, and to incur other expenses deemed necessary to the
extinguishment of particular fires.
3. Additional protection by towns in Suffolk county. Any town in the
county of Suffolk may appropriate not exceeding the sum of one thousand
dollars in any one year without the vote of town meeting for the purpose
of purchasing equipment and establishing fire patrols for the prevention
of forest fires within any such town. The patrols and equipment shall be
under the direction and supervision of the town board. Moneys
appropriated pursuant to this subdivision shall be assessed, levied and
collected in the same manner as moneys for other town charges are
assessed, levied and collected.
Top lopping evergreen trees.
Every person who shall, within any of the fire towns or within any
fire district or part thereof when so designated by department
regulation, fell or cause to be felled or permit to be felled any
evergreen tree for sale or other purposes or engage in salvaging any
blown down evergreen tree shall cut off or cause to be cut off from the
tree at the time of felling or salvaging the tree, unless otherwise
authorized by the department before the trees are felled or salvaged,
all the limbs thereof up to a point where the trunk of the tree has a
longest diameter which does not exceed three inches, unless the tree be
felled or salvaged for use with the limbs thereon.
Railroad patrol.
All railroads shall, on such parts of their rights of way as are
operated through forest lands, maintain from April first to November
fifteenth of each year a sufficient number of competent fire patrolmen
unless relieved by the department. The railroad shall file in the office
of the department on or before April first of each year a complete list
of such patrol indicating the names of the persons, their post-office
address and portion of right of way assigned to each patrolman. If any
changes are subsequently made similar data shall be furnished the
department.
Condition of rights of way.
1. The railroad right of way of all railroads which are operated
through forest lands shall be kept cleared of all inflammable material
whenever required by the department.
2. Fire, live coals or hot ashes shall not be deposited unless
properly protected upon any track or railroad right of way on or near
forest land.
Use of protective devices.
1. Employees of a railroad which operates through forest lands shall
at all times use in a proper and effective manner the fire protective
appliances provided by such railroad.
2. No locomotive operating through forest lands shall be operated
unless equipped with fire protective devices of ash pan and front end
which have been approved by the department. Such devices shall be
maintained and properly used.
Fire moneys and accounts.
In order to carry into effect the provisions of this title the
following is prescribed:
1. Temporary loan. The State Comptroller shall have, subject to the
approval of the Governor, the authority to make, on behalf of the state
a temporary loan not exceeding one hundred thousand dollars in any
fiscal year, for the use of the department in protecting the forests and
extinguishing fires as provided by title 11 of this article upon the
certification of the department that any emergency exists whereby
through insufficiency of appropriations it is found to be impossible to
protect the forests from fire. The Comptroller shall thereupon borrow
such sums as may be directed by the Governor for such purposes and shall
report such transactions to the legislature which shall thereupon
appropriate the moneys borrowed. Section 41 of the State Finance Law
shall not apply to any indebtedness so incurred.
2. Payment of fire bills. All salaries and other expenses incurred by
the department and its employees in protecting the forests from fire
shall be paid by the state.
3. Rebate by counties. The full expense incurred by a town supervisor
acting as superintendent of fires as provided in subdivision twelve of
section twenty-nine of the town law and paid by the town in
extinguishing fires actually burning except salaries and expenses of
regular employees shall be a charge upon the county in which the fire
burned provided that the county has within its borders any fire town or
fire district as provided in subdivision 1 or 2 of section 9-1109 of
this title and provided that no part of the expenses incurred in
extinguishing fires on Indian reservations located in Cattaraugus or
Suffolk county shall be a charge upon or payable by such counties. The
supervisors acting as superintendents of fires shall on or before
September first, of each year, transmit to the clerk of the board of
supervisors or county legislative body of each county in which such
expense of extinguishing fires was incurred, a summary statement of
expenses incurred together with the amount charged against the county,
except that a detailed statement of expenses shall be furnished for any
designated fire or fires when so requested by a county. The clerk shall
thereupon cause the amount due to the town to be included in the budget
and levied upon the taxable property of such county at the same time and
in the same manner as other county charges, and the amount due the town
so levied shall be paid by the County Treasurer, on or before May first
following the levy thereof to the town supervisor according to such
claim.
4. May pay accounts. If any person incurs expenses fighting forest
fires in a fire town, or in a town included in a fire district as
defined in subdivision 2 of section 9-1109, the department may upon the
receipt of satisfactory proof and accounts filed in its offices within
sixty days from the time the expense was incurred audit and pay all or
such portion thereof as in its judgment the public interest requires.
5. Recovery of expenses. Any moneys necessarily expended by the state,
a municipality, or any person in fighting forest fires may be sued for
by the state, municipality or person expending the same and recovered
from the person causing the fire. Such actions may be maintained in
addition to other actions for damages or penalties and may be demanded
in the same or separate actions.
6. Certain towns raise fire fund. Towns other than fire towns may
raise necessary funds for prevention and extinguishment of forest fires
in their towns either by levy or pursuant to the Local Finance Law.
7. Advance by Comptroller. Upon request of the department, the
Comptroller may advance a sum, not to exceed five thousand dollars at
any time, to the department for the purpose of facilitating payment of
fire accounts.
Northeastern Interstate Forest Fire Protection Compact.
The Northeastern Interstate Forest Fire Protection Compact as first
enacted by chapter seven hundred forty-four of the laws of nineteen
hundred forty-nine, and as re-enacted by chapter two hundred sixty-three
of the laws of nineteen hundred sixty-three, is hereby continued as
follows:
NORTHEASTERN INTERSTATE FOREST FIRE PROTECTION COMPACT
Article I
The purpose of this compact is to promote effective prevention and
control of forest fires in the northeastern region of the United States
and adjacent areas in Canada by the development of integrated forest
fire plans, by the maintenance of adequate forest fire fighting services
by the member states, by providing for mutual aid in fighting forest
fires among the states of the region and for procedures that will
facilitate such aid, and by the establishment of a central agency to
coordinate the services of member states and perform such common
services as member states may deem desirable.
Article II
This agreement shall become operative immediately as to those states
ratifying it whenever any two or more of the states of Maine, New
Hampshire, Vermont, Rhode Island, Connecticut, New York and the
Commonwealth of Massachusetts have ratified it and the congress has
given its consent. Any state not mentioned in this article which is
contiguous with any member state may become a party to this compact.
Subject to the consent of the congress of the United States, any
province of the Dominion of Canada which is contiguous with any member
state may become a party to this compact by taking such action as its
laws and the laws of the Dominion of Canada may prescribe for
ratification. In this event, the term "state" in this compact shall
include within its meaning the term "province" and the procedures
prescribed shall be applied in the instance of such provinces, in
accordance with the forms and practices of the Canadian government.
Article III
Each state joining herein shall appoint three representatives to a
commission hereby designated as the Northeastern Forest Fire Protection
Commission. One shall be the state forester or officer holding an
equivalent position in such state who is responsible for forest fire
control. The second shall be a member of the legislature of such state
designated by the commission or committee on interstate cooperation of
such state, or if there be none, or if said commission on interstate
cooperation cannot constitutionally designate the said member, such
legislator shall be designated by the governor thereof; provided that if
it is constitutionally impossible to appoint a legislator as a
commissioner from such state, the second member shall be appointed by
the governor of said state in his discretion. The third member shall be
a person designated by the governor as the responsible representative of
the governor. In the event that any province of the Dominion of Canada
shall become a member of this commission, it shall designate three
members who will approximate this pattern of representation to the
extent possible under the law and practices of such province. This
commission shall be a body corporate with the powers and duties set
forth herein.
Article IV
It shall be the duty of the commission to make inquiry and ascertain
from time to time such methods, practices, circumstances and conditions
as may be disclosed for bringing about the prevention and control of
forest fires in the area comprising the member states, to coordinate the
forest fire plans and the work of the appropriate agencies of the member
states and to facilitate the rendering of aid by the member states to
each other in fighting forest fires.
The commission shall formulate and, in accordance with need, from time
to time, revise a regional forest fire plan for the entire region
covered by the compact which shall serve as a common forest fire plan
for that area.
The commission shall, more than one month prior to any regular meeting
of the legislature in any signatory state, present to the governor and
to the legislature of the state its recommendations relating to
enactments to be made by the legislature of that state in furthering the
interests and purposes of this compact.
The commission shall consult with and advise the appropriate
administrative agencies of the states party hereto with regard to
problems connected with the prevention and control of forest fires and
recommend the adoption of such regulations as it deems advisable.
The commission shall have power to recommend to the signatory states
any and all measures that will effectuate the prevention and control of
forest fires.
Article V
Any two or more member states may designate the Northeastern Forest
Fire Protection Commission as a joint agency to maintain such common
services as those states deem desirable for the prevention and control
of forest fires. Except in those cases where all member states join in
such designation for common services, the representatives of any group
of such designating states in the Northeastern Forest Fire Protection
Commission shall constitute a separate section of such commission for
the performance of the common service or services so designated provided
that, if any additional expense is involved, the states so acting shall
appropriate the necessary funds for this purpose. The creation of such a
section as a joint agency shall not affect the privileges, powers,
responsibilities or duties of the states participating therein as
embodied in the other articles of this compact.
Article VI
The commission may request the United States forest service to act as
the primary research and coordinating agency of the Northeastern Forest
Fire Protection Commission, in cooperation with the appropriate agencies
in each state and the United States forest service may accept the intial
responsibility in preparing and presenting to the commission its
recommendations with respect to the regional fire plan. Representatives
of the United States forest service may attend meetings of the
commission and of groups of member states.
Article VII
The commission shall annually elect from its members a chairman and a
vice-chairman. The commission shall appoint such officers or employees
as may be required to carry the provisions of this compact into effect,
shall fix and determine their duties, qualifications and compensation,
and may at its pleasure, remove or discharge any such officer or
employee. The commission shall adopt rules and regulations for the
conduct of its business. It may establish and maintain one or more
offices for the transaction of its business and may meet at any time or
place but must meet at least once a year.
A majority of the members of the commission representing a majority of
the signatory states shall constitute a quorum for the transaction of
its general business, but no action of the commission imposing any
obligation on any signatory state shall be binding unless a majority of
the members from such signatory state shall have voted in favor thereof.
For the purpose of conducting its general business, voting shall be by
state units.
The representatives of any two or more member states, upon notice to
the chairman as to the time and purpose of the meeting, may meet as a
section for the discussion of problems common to those states.
Sections established by groups of member states shall have the same
powers with respect to officers, employees and the maintenance of
offices as are granted by this article to the commission. Sections may
adopt such rules, regulations and procedures as may be necessary for the
conduct of their business.
Article VIII
It shall be the duty of each member state to formulate and put in
effect a forest fire plan for that state and to take such measures as
may be recommended by the commission to integrate such forest fire plan
with the regional forest fire plan.
Whenever the state forest fire control agency of a member state
requests aid from the state forest fire control agency of any other
member state in combatting, controlling or preventing forest fires, it
shall be the duty of the state forest fire control agency of that state
to render all possible aid to the requesting agency which is consonant
with the maintenance of protection at home.
Each signatory state agrees to render aid to the forest service or
other agencies of the government of the United States in combatting,
controlling or preventing forest fires in areas under their jurisdiction
located within the member state or a contiguous member state.
Article IX
Whenever the forces of any member state are rendering outside aid
pursuant to the request of another member state under this compact, the
employees of such state shall, under the direction of the officers of
the state to which they are rendering aid, have the same powers (except
the power of arrest), duties, rights, privileges and immunities as
comparable employees of the state to which they are rendering aid.
No member state or its officers or employees rendering outside aid
pursuant to this compact shall be liable on account of any act or
omission on the part of such forces while so engaged, or on account of
the maintenance or use of any equipment or supplies in connection
therewith.
All liability that may arise either under the laws of the requesting
state or under the laws of the aiding state or under the laws of a third
state on account of or in connection with a request for aid, shall be
assumed and borne by the requesting state.
Any member state rendering outside aid pursuant to this compact shall
be reimbursed by the member state receiving such aid for any loss or
damage to, or expense incurred in the operation of any equipment
answering a request for aid, and for the cost of all materials,
transportation, wages, salaries, and maintenance of employees and
equipment incurred in connection with such request. Provided, that
nothing herein contained shall prevent any assisting member state from
assuming such loss, damage, expense or other cost or from loaning such
equipment or from donating such services to the receiving member state
without charge or cost.
Each member state shall provide for the payment of compensation and
death benefits to injured employees and the representatives of deceased
employees in case employees sustain injuries or are killed while
rendering outside aid pursuant to this compact, in the same manner and
on the same terms as if the injury or death were sustained within such
state.
For the purposes of this compact the term employee shall include any
volunteer or auxiliary legally included within the forest fire fighting
forces of the aiding state under the laws thereof.
The commission shall formulate procedures for claims and reimbursement
under the provisions of this article.
Aid by a member state to an area subject to federal jurisdiction
beyond the borders of such state shall not be required under this
compact unless substantially the same provisions of this article
relative to powers, liabilities, losses and expenses in connection with
such aid are embodied in federal laws.
Article IX-A
The provisions of article IX of this compact which relate to mutual
aid in combating, controlling or preventing forest fires shall be
operative as between any member state and any other state which is party
to a regional forest fire protection compact in another region; provided
that the legislature of such other state shall have given its consent to
such mutual aid provisions of this compact.
Article X
When appropriations for the support of this commission or for the
support of common services maintained by the commission or a section
thereof under the provisions of article V are necessary, the commission
or section thereof shall allocate the costs among the states affected
with consideration of the amounts of forested land in those states that
will receive protection from the service to be rendered and the extent
of the forest fire problem involved in each state, and shall submit its
recommendations accordingly to the legislatures of the affected states.
The commission shall submit to the governor of each state, at such
time as he may request, a budget of its estimated expenditures for such
period as may be required by the laws of such state for presentation to
the legislature thereof.
The commission shall keep accurate books of account, showing in full
its receipts and disbursements, and said books of account shall be open
at any reasonable time to the inspection of such representatives of the
respective signatory states as may be duly constituted for that purpose.
On or before the first day of December of each year, the commission
shall submit to the respective governors of the signatory states a full
and complete report of its activities for the preceding year.
Article XI
The representatives from any member state may appoint and consult with
an advisory committee composed of persons interested in forest fire
protection.
The commission may appoint and consult with an advisory committee of
representatives of all affected groups, private and governmental.
Article XII
The commission may accept any and all donations, gifts and grants of
money, equipment, supplies, materials and services from the federal or
any local government, or any agency thereof and from any person, firm or
corporation, for any of its purposes and functions under this compact,
and may receive and utilize the same subject to the terms, conditions
and regulations governing such donations, gifts and grants.
Article XIII
Nothing in this compact shall be construed to authorize or permit any
member state to curtail or diminish its forest fire fighting forces,
equipment, services or facilities, and it shall be the duty and
responsibility of each member state to maintain adequate forest fire
fighting forces and equipment to meet normal demands for forest fire
protection within its borders.
Nothing in this compact shall be construed to limit or restrict the
powers of any state ratifying the same to provide for the prevention,
control and extinguishment of forest fires, or to prohibit the enactment
or enforcement of state laws, rules or regulations intended to aid in
such prevention, control and extinguishment in such state.
Nothing in this compact shall be construed to affect any existing or
future cooperative relationship or arrangement between the United States
forest service and a member state or states.
Article XIV
1. This compact shall continue in force and remain binding on each
state ratifying it until the legislature or the governor of such state
takes action to withdraw therefrom. Such action shall not be effective
until six months after notice thereof has been sent by the chief
executive of the state desiring to withdraw to the chief executive of
all states then parties to the compact.
2. The original notice of ratification received from the governor or
other duly authorized official of any state or province joining in the
compact shall be filed with the official copy of the compact in the
office of the secretary of state of this state, and such notice, if any,
as may be received from the president or the congress of the United
States, signifying the consent of the congress to the compact, shall be
filed in the same manner.
3. Pursuant to article three of the compact the three representatives
of this state on the Northeastern Forest Fire Protection Commission,
hereinafter called commissioners, shall be: an officer of the Department
of Environmental Conservation designated by the Commissioner of
Environmental Conservation; a member of the legislature who is also a
member of the joint legislative committee on interstate cooperation, who
shall be designated by said committee; and a citizen of the state
designated by the Governor as his responsible representative to serve at
the pleasure of the Governor. The commissioners shall have, exercise and
perform, on behalf of the state of New York, all of the powers and
duties conferred and imposed by the compact upon members of the
Northeastern Forest Fire Protection Commission. They shall serve as such
commissioners without compensation, but shall be reimbursed for their
expenses, including travel and other expenses both within and without
the state, actually and necessarily incurred by them in the performance
of their duties under this section and such compact. Such expenses shall
be payable on the audit and warrant of the Comptroller, on vouchers
certified or approved by the Commissioner of Environmental Conservation
in the manner prescribed by law, out of any moneys appropriated or
available therefor to the Department of Environmental Conservation. The
commissioners serving on the effective date of this section shall
continue in office until their successors have qualified, or until
otherwise ceasing to be commissioners pursuant to law.
4. The Comptroller of the state of New York is hereby authorized and
empowered to examine from time to time the accounts and books of the
commission, including its receipts, disbursements and such other items
referring to its financial condition as he may deem proper and to report
the results of such examinations to the Governor of this state.
5. a. The Northeastern Forest Fire Protection Commission shall submit
annually, in accordance with the laws and practices of this state, to
the Governor for study and consideration by him, an estimate of moneys
required to administer, manage and support the commission. Such estimate
shall include any request for appropriation of funds by New York and
shall be accompanied by a tabulation of similar requests which the
commission expects to make to each other member state and the formula or
factors upon which such respective requests are based.
b. The Commissioner of Environmental Conservation shall be afforded an
opportunity to comment on any budget request by the commission, and the
commission shall be furnished with a copy of any such comments.
6. No provision of the Conservation Law and no provision of the
Environmental Conservation Law, if such provision of the Environmental
Conservation Law was derived from a provision of the Conservation Law,
which is inconsistent with the provisions of the Northeastern Interstate
Forest Fire Protection Compact shall be applicable to the commission or
to any matter governed by the Northeastern Interstate Forest Fire
Protection Compact.
7. On August 15, 1964 and at intervals of four years thereafter, the
Commissioner of Environmental Conservation shall evaluate the role of
the commission with respect to forest fire protection in New York and
shall report to the commission thereon. The Commissioner of
Environmental Conservation shall transmit a copy of such report to the
Governor. The Commissioner of Environmental Conservation may make such
additional reports to the commission and the Governor as he deems
appropriate.
8. If any part or provision of this section or of the compact
contained herein shall be adjudged unconstitutional by a court of
competent jurisdiction, all other parts of this section or of such
compact, as the case may be, shall nevertheless continue in full force
and effect. If it shall be adjudged by a court of competent jurisdiction
that any commissioner appointed pursuant to subdivision three of this
article is disqualified from serving or is ineligible to serve as such
commissioner for any reason or cause, such commissioner shall not
thereby forfeit any other public office then held by him or any of the
emoluments thereof and the vacancy on the commission thereby created
shall be filled by the Governor by the appointment of a citizen and
resident of this state not subject to such disqualification or
ineligibility.
TITLE 13 Forest Insect and Disease Control
White pine blister rust and currant rust.
For the purpose of suppressing and controlling white pine blister rust
and currant rust (Cronartium ribicola), the following provisions shall
apply:
1. Certain cultivars of black currant declared a public nuisance.
Unless otherwise provided for by this section, the planting, growing,
propagating, cultivating, or selling plants, roots, or cuttings of any
species of cultivated black currants (Ribes nigrum) other than cultivars
that are immune or resistant to white pine blister rust or currant rust
is hereby prohibited in this state; provided, however, that the
planting, growing, propagating, cultivating, or selling plants, roots or
cuttings of any species of cultivated black currants is authorized in
all fruiting currant districts or potentially fruiting currant
districts. Such unauthorized bushes, roots, cuttings, or plants may be
destroyed by the agents of the department.
2. Fruiting currant districts and potential fruiting currant districts
defined. Districts where the growing of all species of currants,
including black currants, for the production of fruit is carried on and
is a commercial enterprise or a potentially important commercial
enterprise shall be determined and designated as "fruiting currant
districts" or "potential fruiting currant districts", and in such
districts the provisions of subdivision three of this section shall
apply. The location and extent of such districts shall be determined by
the department and the state department of agriculture and markets.
3. No measures for the control of white pine blister rust shall be
undertaken by the department within the boundaries of designated
fruiting currant districts or potential fruiting currant districts.
4. Control measures outside of fruiting currant districts or potential
fruiting currant districts. Whenever such action is desirable as a means
of controlling white pine blister rust or currant rust, the department
or its duly authorized agents may eradicate any unauthorized plants of
the genus Ribes (currants and gooseberries), either wild or cultivated,
except within nurseries which are annually certified by the state
department of agriculture and markets to be free from disease. Owners
shall remove from their lands, subject to the direction and the approval
of the duly authorized agents of the department, the plants of the genus
Ribes within a distance of not more than 900 feet of the white pine on
the land of adjoining owners who have protected their white pine from
white pine blister rust. If any owner, upon not less than thirty days'
notice in writing, fails to destroy unauthorized Ribes on his or her
property as provided in this subdivision, the commissioner may cause
such plants to be destroyed, and the expense of such work shall be a
charge against the owner, which shall constitute a lien upon the land.
5. Quarantine regulations. The department shall have the authority, by
order, to establish quarantine districts in any part or parts of the
state. In such districts, it may prohibit the possession of any
five-leafed pine trees or plants of the genus Ribes (currants and
gooseberries), or so much thereof as is deemed necessary. It may also
prohibit the transportation of any plants, roots, or cuttings of the
genus Ribes (currants and gooseberries) from or to any quarantine
district within the state, or from any diseased area or locality in
which the disease exists outside of the state to any point within the
state. Such prohibitions shall be effective on and after the tenth day
from the date of the order made with respect thereto. On the making of
such order, the department shall cause a certified copy of the same to
be filed in the office of the clerk of each county affected by such
quarantine and shall give such other notice thereof as it may deem
necessary. The provisions of this subdivision shall not apply to
undiseased cultivated plants or to the fruit of diseased plants of the
genus Ribes (currants and gooseberries) included within fruiting currant
districts or potential fruiting currant districts or to the merchantable
contents of any pine trees; provided that any diseased part thereof is
first destroyed.
6. Diseased trees or plants defined. A plant of the genus Ribes which
is visibly infected by Cronartium ribicola or any five-leafed pines upon
which white pine blister rust has been found growing shall be construed
to be and be, within the meaning of this section only, a diseased plant,
and, as such, may be destroyed without compensation under the provisions
of this section.
7. Authority to eradicate and compensation. Agents or employees of the
department may enter upon any land to carry out the provisions of this
section if proper precautionary measures are taken by them to prevent
the spread of this disease, and no action for trespass shall lie
therefor. Fair compensation shall be allowed for all undiseased trees or
undiseased cultivated Ribes destroyed, except for prohibited varieties
of cultivated black currants (Ribes nigrum) located outside of a
fruiting currant district or potential fruiting currant district. No
compensation shall be paid by the state for any species of Ribes
destroyed in connection with the establishment of a Ribes-free zone
around commercial nurseries, but fair compensation for such Ribes must
be paid by the person owning or operating the nursery protected by such
destruction of bushes. The rate of fair compensation shall be determined
by the commissioner of agriculture and markets or a committee appointed
by him or her. If the commissioner of agriculture and markets determines
to appoint a committee for the purpose of making such determination,
such committee shall be appointed prior to May 1 in each year.
Forest insects and other forest tree diseases.
For the purpose of control and preventing the spread of forest insects
and forest tree diseases (except white pine blister rust and currant
rust, covered by section 9-1301) the following provisions shall apply:
1. The department may enter into cooperative agreements with any other
state, the federal government, any foreign government, any municipal
subdivision of New York state or private individuals in order to obtain
proper working agreements.
2. The department may accept and expend gifts of money for control and
prevention work.
3. The department may conduct necessary investigations for the purpose
of discovering better methods of control or prevention of spread of
forest insects and forest tree diseases either within or without the
state.
4. Duly authorized agents of the department may enter upon any lands
for the purpose of determining if such property is infested with forest
insects or forest tree diseases, and the extent of such infestation.
5. The department shall have the authority by order to establish
quarantine districts in any part or parts of the state, and to prohibit
the movement of materials which may be harboring forest insects or
forest tree diseases in any of their different forms. On the making of
such an order, the department shall cause a certified copy of the same
to be filed in the office of the clerk of each county, affected by such
quarantine, and shall give such other notice thereof as it may deem
necessary. Such order shall be effective on and after the tenth day from
the filing thereof.
6. The department shall have discretionary authority to poison forest
areas in or near sections infested by insect pests or forest tree
diseases.
7. The department may take steps to establish barrier or protective
zones for the purpose of preventing the spread of forest insect and
disease pests, and in so doing shall have the authority and right to
enter upon private lands for this purpose, and thereon make such
modifications in the composition of the forest growth as it may deem
necessary. In such barrier or protective zones trees or other vegetation
may be sprayed, cut, destroyed, or otherwise treated when in the
judgment of the department, the same may be necessary, but the owner of
the property shall be entitled to a just compensation for damage done
through the acts of such agents, except that no compensation shall be
paid for the destruction of infested trees.
8. The department shall have power to ascertain the amount of damage
done upon lands of private owners by the acts of the agents of the
department in establishing and maintaining barrier zones, by having an
agent of the department appraise the same. If the owner is not satisfied
with the amount of damage as fixed by such appraisal, he may, within six
months after service upon him of a copy of such appraisal, take an
appeal therefrom to the Court of Claims, which court is hereby
authorized to pass upon the questions involved and determine the amount
due such owner.
9. The department may by order make rules and regulations governing
any and all operations designed for the purpose of preventing the spread
of or for the purpose of controlling forest insects and forest tree
diseases, their pupae, eggs and caterpillars, and plants or trees
infested by them, all of which are hereby declared a public nuisance.
Such rules and regulations shall become effective in any county on and
after the tenth day from the filing of a certified copy in the office of
the clerk of that county.
10. No action for trespass shall lie on account of entry on private
lands by an agent of the department for the exercise of any power
authorized by this section.
11. No person shall wilfully resist or obstruct the work of any agents
duly employed by the department, engaged in the suppression of forest
insects or forest tree diseases.
12. The department shall have the authority to incur expenses in
connection with the training of persons at points outside of the state
of New York, if the same is deemed by it necessary.
TITLE 15 Removal of Trees and Protected Plants
Removal of trees.
No person shall cut, pull or dig up for the purpose of removal, injure
or destroy or cause to be so removed, injured or destroyed, any tree on
the lands of another without consent of the owner. Any peace officer,
acting pursuant to his or her special duties, or police officer may
enforce the provisions of this section.
Removal of protected plants.
1. For the purposes of this section, "plants" shall mean species of
native shrubs, trees, herbs, ferns, fern-allies and wild flowers;
"endangered species" shall mean those species of plants in danger of
extinction throughout all or a significant portion of their ranges
within the state, and requiring remedial action to prevent such
extinction; "threatened species" shall mean those species of plants that
are likely to become endangered within the foreseeable future throughout
all or a significant portion of their ranges within the state; "rare
species" shall mean those species of plants that have small populations
within their ranges in the state, and "exploitably vulnerable species"
shall mean those species of plants that are likely to become threatened
in the near future throughout all or a significant portion of their
ranges within the state if causal factors continue unchecked.
2. The department may, by rule and regulation, promulgate and adopt a
list or lists of protected plants which by reason of their endangered,
rare, threatened or exploitably vulnerable status should not be picked
or removed from their natural habitat. In promulgating and adopting such
list or lists the department shall consult with and cooperate with the
departments of agriculture and markets and education and other affected
public or private organizations. Plants included in such list or lists
may be so included for purposes of the entire state or portions thereof.
Such list or lists may be modified in whole or in part through the
institution of a permit or waiver-issuing procedure.
3. No person shall, in any area designated by such list or lists,
knowingly pick, pluck, sever, remove, damage by the application of
herbicides or defoliants or carry away, without the consent of the owner
thereof, any protected plant. An offense under this section shall be a
violation, punishable by a fine of not to exceed twenty-five dollars.
4. The department is authorized to regulate the harvesting,
collection, sale, and exportation of American ginseng (Panax
quinquefolius) plants, roots and cuttings. The department is further
authorized to promulgate rules and regulations to implement the
authority conferred herein.
TITLE 17 New York Invasive Species Council
Legislative findings.
The legislature finds that invasive plant and animal species pose an
unacceptable risk to New York state's environment and economy and that
this risk is increasing through time as more invasive species become
established within the state. The legislature additionally finds that
invasive species are having a detrimental effect upon the state's fresh
and tidal wetlands, water bodies and waterways, forests, agricultural
lands, meadows and grasslands, and other natural communities and systems
by out-competing native species, diminishing biological diversity,
altering community structure and, in some cases, changing ecosystem
processes. Moreover, the legislature recognizes that the ecological
integrity of an increasing number of publicly and privately-owned parks
and preserves is being adversely affected by invasive plants and
animals, challenging the ability of land management agencies to
effectively manage these sites. The legislature further recognizes that
nearly half (forty-six percent; fifty-seven percent of the plants,
thirty-nine percent of the animals) of the species on the federal list
of endangered species are declining, at least in part, due to invasive
species. The legislature additionally finds that invasive species have
an adverse impact on the New York state economy. Particularly affected
by these species are the water supply, agricultural, and recreational
sectors of the state economy. The economic impact to the national
economy has been estimated to be as high as one hundred thirty-seven
billion dollars annually.
Definitions.
As used in this title:
1. "Advisory committee" means the New York invasive species advisory
committee established by section 9-1707 of this title.
2. "Council" means the New York invasive species council established
by section 9-1705 of this title.
3. "Control" means, as appropriate, eradicating, suppressing,
reducing, or managing invasive species populations, preventing spread of
invasive species from areas where they are present, and taking steps
such as restoration of native species and habitats to reduce the effects
of invasive species and to prevent further invasions.
4. "Ecosystem" means the complex of a community of organisms and its
environment.
5. "Introduction" means the intentional or unintentional escape,
release, dissemination, or placement of a species into an ecosystem as a
result of human activity.
6. "Native species" means, with respect to a particular ecosystem, a
species that, other than as a result of an introduction, historically
occurred or currently occurs in that ecosystem.
7. "Species" means a group of organisms all of which have a high
degree of physical and genetic similarity, generally interbreed only
among themselves, and show persistent differences from members of allied
groups of organisms.
8. "Plan" means the plan developed pursuant to section 9-1705 of this
title.
9. "GIS" means geographic information system.
10. "Invasive species" means a species that is:
(a) nonnative to the ecosystem under consideration; and
(b) whose introduction causes or is likely to cause economic or
environmental harm or harm to human health. For the purposes of this
paragraph, the harm must significantly outweigh any benefits.
New York invasive species council.
1. There is hereby established the New York invasive species council.
Such council shall consist of a total of nine members and shall include
the commissioner, the commissioners of agriculture and markets,
transportation, parks, recreation and historic preservation, education,
the secretary of state, the chairperson of the New York state thruway
authority, the director of the New York state canal corporation, and the
chairperson of the Adirondack Park agency, or a designee of such
department, agency or public authority.
2. The commissioner of agriculture and markets and the commissioner or
their designees shall serve as joint chairs of the council.
3. The council shall meet at least quarterly and shall regularly
consult with the advisory committee.
4. The council may consult with any organization, educational
institution, or governmental agency, including, but not limited to, the
United States Department of Agriculture, the United States Coast Guard,
the port authority of New York and New Jersey, the National Invasive
Species Council and the New York Ocean and Great Lakes Ecosystem
Conservation Council.
5. The role of the council includes, but is not limited to:
(a) from time to time assessing the nature, scope and magnitude of the
environmental, ecological, agricultural, economic, recreational, and
social impacts caused by invasive species in the state;
(b) from time to time identifying actions taken by members of the
council, state and local governments and the public to: prevent the
introduction of invasive species; detect and respond rapidly to and
control populations of invasive species in a cost-effective and
environmentally sound manner; monitor invasive species populations
accurately and reliably; provide for restoration of native species and
habitat conditions in ecosystems that have been invaded; conduct
research on invasive species and develop technologies to prevent
introduction; provide for environmentally sound control of invasive
species; promote public education on invasive species; and the means to
address invasive species;
(c) the development of a "comprehensive plan for invasive species
management". Such plan shall address all taxa of invasive species. The
comprehensive plan should, at a minimum: recommend interagency
responsibilities; describe coordination among different agencies and
organizations; recommend approaches to funding invasive species work;
address prevention, early detection and rapid response; identify
opportunities for control and restoration, including research needs; and
describe effective outreach and education. Such plan shall recommend
responsibilities for different agencies with the goal of reducing or
eliminating, where practicable, contradictory or conflicting policies or
programs. Such plan should identify needs for additional staff positions
at state agencies and recommend New York state or federal legislation or
regulation. Such plan shall place an emphasis on both prevention and
early detection and rapid response to prevent future damage. Such plan
shall evaluate and incorporate, as appropriate: the approved New York
State Aquatic Nuisance Species Management Plan; the Lake Champlain Basin
Aquatic Nuisance Species Management Plan; and the Adirondack Park
Aquatic Nuisance Species Management Plan;
(d) providing input on funding priorities and grant applications
regarding monies made available for the implementation of this title and
grants for projects related to the control and management of invasive
species, education and outreach efforts, and for projects aimed at the
early detection and prevention of invasive species;
(e) organizing and convening a biennial invasive species summit to
focus and maintain attention on the state's comprehensive invasive
species program;
(f) encouraging industries and trade organizations to develop and
adopt voluntary codes of conduct designed to reduce or eliminate the use
and distribution of invasive species, reviewing such voluntary codes of
conduct and officially recognizing approved codes;
(g) supporting within available funds and encouraging Partnerships for
Regional Invasive Species Management in their efforts to address
invasive species through coordination, recruitment and training of
volunteers, education, early detection, rapid response, eradication,
research, and planning;
(h) submitting to the legislature and the governor prior to January
first, two thousand ten a report, produced in consultation with the
advisory committee, recommending a four-tier system for nonnative animal
and plant species. The system shall contain: (i) a list of prohibited
species, which should be unlawful to possess, import, purchase,
transport, or introduce except under a permit for disposal, control,
research, or education; (ii) a list of regulated species which should be
legal to possess, sell, buy, and transport but not be introduced into a
free-living state; (iii) a list of unregulated species which are
nonnative species that should not be subject to regulation; and (iv) a
procedure for the review of a nonnative species that is not on the
prohibited, regulated, or unregulated lists before the use, distribution
or release of such nonnative species. Nothing contained in the report
shall have the force of law. The council shall recommend legislation
regarding the four-tier system, including penalties for violations of
the four-tier system; and
(i) developing recommendations on statutory actions to prohibit,
manage and control invasive species.
New York invasive species advisory committee.
1. There shall be established a New York invasive species advisory
committee which shall provide information, advice and guidance to the
council, including but not limited to providing assistance with the
development of the four-tier classification system for nonnative animal
and plant species.
2. The commissioner and the commissioner of agriculture and markets
shall select up to twenty-five at-large members with at least one member
from each of the following: New York biodiversity research institute,
New York state's land grant university, New York sea grant, a statewide
organization formed to address invasive species, a statewide land
conservation organization, a statewide agricultural organization, a
nursery business, a boating organization, the darrin freshwater
institute, the soil and water conservation districts, the natural
heritage program, a New York state forestry school, a lake association,
the New York city department of environmental protection, and a
statewide local government organization.
3. The members of the advisory council shall serve without
compensation, except members shall be allowed their necessary and actual
expenses incurred in the performance of their duties under this section.
General powers and duties of the department.
1. The department, in cooperation with the department of agriculture
and markets, shall restrict the sale, purchase, possession, propagation,
introduction, importation, transport and disposal of invasive species
pursuant to this section. The department and the department of
agriculture and markets in consultation with the council, shall, after
public hearing, promulgate joint regulations to develop:
(a) a permit for prohibited species disposal, control, research and
education;
(b) a list of prohibited species, which shall be unlawful to knowingly
possess with the intent to sell, import, purchase, transport or
introduce;
(c) a list of prohibited species which shall be unlawful to import,
sell, purchase, propagate, transport, or introduce except under a permit
for disposal, control, research, or education; and
(d) a list of regulated species which shall be legal to possess, sell,
buy, propagate and transport but may not be knowingly introduced into a
free-living state or introduced by a means that one knew or should have
known would lead to the introduction into a free-living state.
As part of the regulatory process, the departments and the council
shall consider establishing grace periods for prohibited and regulated
species so businesses can plan the management of existing stock.
2. For the purpose of carrying out the provisions of this title, the
department in cooperation with the department of agriculture and markets
shall have the authority, within funds available, to:
(a) establish, operate and maintain state-wide databases and
clearinghouses for all taxa of invasive species that incorporate
existing data from agencies and organizations in the state, as well as
from nearby states, provinces, Canada, and the federal government. Such
databases and clearinghouses may provide the aggregate data on-line in a
GIS;
(b) coordinate state agency and public authority actions to do the
following:
(i) phasing out uses of invasive species;
(ii) expanding use of native species;
(iii) promoting private and local government use of native species as
alternatives to invasive species; and
(iv) wherever practical and where consistent with watershed and/or
regional invasive species management plans, prohibiting and actively
eliminating invasive species at project sites funded or regulated by the
state; and
(c) in collaboration with the council, aid in the review and reform of
relevant regulatory processes to remove unnecessary impediments to the
restoration of invaded ecosystems.
Aquatic invasive species; spread prevention.
1. For purposes of this section:
(a) "Watercraft" shall mean every motorized or non-motorized boat or
vehicle capable of being used or operated as a means of transportation
or recreation in or on water.
(b) "Launch" shall mean to place a watercraft or floating dock into a
public waterbody or any inlet or outlet to such waterbody for any
purpose, including by trailer or other device or carrying by hand a
watercraft into the waterbody.
2. No person shall launch a watercraft or floating dock unless it can
be demonstrated that reasonable precautions such as removal of any
visible plant or animal matter, washing, draining or drying as defined
by the department pursuant to rules and regulations, have been taken.
3. The department may create and maintain a self-issuing certification
designed for a person to demonstrate that reasonable precautions have
been taken prior to launching a watercraft.
4. The department shall conduct education and outreach efforts
including, but not limited to the following:
(a) establish and maintain a public website for the dissemination of
educational materials to promote cleaning, draining and drying of
watercrafts;
(b) develop and distribute educational materials including, but not
limited to, the most effective methods to prevent the spread of aquatic
invasive species, and the potential for live wells and other interior
water compartments to carry all stages of aquatic invasive species
including those that are small-bodied and microscopic; and
(c) include boat washing education in approved boating safety courses.
Aquatic invasive species inspection stations in the Adirondack
park.
1. The department may establish aquatic invasive species inspection
stations at any location in the Adirondack park and within a ten-mile
radius of the Adirondack park boundary, including, but not limited to
locations adjacent to or near waters; and at state-owned facilities to
provide compliance with the requirements of section 9-1710 of this
title.
2. When an aquatic invasive species inspection station adjacent to a
public waterbody is open for operation, owners or operators of motorized
watercraft who are not in possession of either a self-issuing
certification or an inspection or decontamination certificate from an
aquatic invasive species inspection station, issued since the last
operation of such watercraft in a waterbody, shall obtain such
certification or certificate before entering the public waterbody to
ensure compliance with section 9-1710 of this title. The department
shall maintain on their website a list of such stations and their
operating hours in order to assist motorized watercraft owners and
operators in locating stations where they can inspect and clean their
watercraft.
3. The department or other entity designated by the department may
issue an inspection or decontamination certificate to the owner or
person in possession of a motorized watercraft that has been inspected.
Such certificate shall include the following details: (a) the name of
the department or program that conducted the inspection; (b) the date,
place, and time of inspection; and (c) any preventative measures
performed.
4. If the department or designated entity issues an inspection or
decontamination certificate to the owner or person in possession of the
motorized watercraft, the department or designated entity may attach a
tamperproof tag to the motorized watercraft to certify such motorized
watercraft arriving at a boat launch with unbroken tags could launch
without an additional inspection. Such tag may only be removed prior to
a launch.
5. The department may recognize an inspection or decontamination
certificate issued by another governmental entity, if the other
governmental entity adheres to the minimum standards for inspection and
decontamination as determined by the department, including but not
limited to recognized uniform standards.
6. Annually the department will review all data collected at aquatic
invasive species inspection stations, including any data from designated
entities, to identify practical improvements to reduce the potential
spread of aquatic invasive species.
TITLE 19 Township Forty Settlement Act
Legislative purpose and intent.
1. During the last one hundred years, both the state and private
parties have claimed title to identical portions of township forty,
Totten and Crossfield Purchase, in the town of Long Lake, county of
Hamilton. Indeed, some private parties have occupied and improved a
number of such parcels to which the state claims title and, in many
cases, both the state and private parties have paid taxes on such
parcels. In the last several decades, the state and some private parties
have commenced litigation, at significant expense and with limited
success, to establish their respective claims over disputed parcels. As
a result of longstanding claims to disputed parcels, the free transfer
of the parcels has been inhibited, thereby creating economic and social
hardship in township forty which, in turn, has prevented both state and
private parties from the full use and enjoyment of the parcels. The
legislature has determined that the judicial system is not an
appropriate forum to resolve these longstanding title disputes and that
a statutory solution is required.
2. For these reasons and as authorized by the provisions of section
one of article fourteen of the state constitution, the legislature finds
that it is in the public interest to comprehensively and expeditiously
resolve these longstanding title disputes in a manner which is fair and
equitable. The legislature finds that it is in the best interests of the
state, the county of Hamilton, the town of Long Lake, and the private
parties who claim title to portions of township forty to resolve these
title disputes in a structured and efficient manner that results in
clarification of ownership interests, enhancement of public access to
forest preserve lands, and the quiet enjoyment of private property.
3. The legislature further finds that resolution of these title
disputes shall be accomplished in a manner that ensures the integrity of
the forest preserve in the Adirondack park and that results in a net
benefit to the forest preserve when compared to the contested parcels.
4. The legislature further finds that the title disputes associated
with township forty constitute a unique situation, found nowhere else in
the state, and that consequently it is equitable and appropriate for the
state to relinquish its claim of title to disputed parcels within the
township. This relinquishment of claims to title shall not be deemed to
set precedent for the relinquishment of claims to title with respect to
other lands owned by the state.
Definitions.
For purposes of this title, the following terms shall have the
following meanings:
1. "County" means the county of Hamilton.
2. "Disputed parcel" means a parcel of land located in township forty
to which both the state and a person claim title.
3. "Person" means any individual, firm, partnership, association,
trust, limited liability company or corporation that claims title to a
disputed parcel.
4. "Town" means the town of Long Lake, in the county of Hamilton.
5. "Township forty" means township forty, Totten and Crossfield
Purchase.
List of disputed parcels.
The following parcels of land, identified by the county's two thousand
twelve assessment rolls and the county's online mapping system as of
October, two thousand twelve, and any subsequent conveyances therefrom,
are the disputed parcels that are the subject of the provisions of this
title:
37.016-1-1.100
37.016-1-1.210
37.016-1-1.220
37.016-1-2
37.016-1-3
37.016-1-4.110
37.016-1-4.120
37.016-1-4.131
37.016-1-4.132
37.016-1-4.140
37.016-1-4.150
37.016-1-4.160
37.016-1-4.200
37.016-1-4.300
37.016-1-5
37.016-1-6
37.016-1-8.100
37.016-1-10
37.018-1-1
44.000-1-18
44.000-1-19
44.000-1-20
44.000-1-22
44.000-1-26.100
44.000-1-26.111
44.000-1-26.112
44.000-1-26.121
44.000-1-27.112
44.000-1-27.113
44.000-1-27.120
44.000-1-27.211
44.000-1-27.212
44.000-1-27.220
44.000-1-28
44.000-1-3
44.000-1-4.111
44.000-1-4.121
44.000-1-4.200
44.000-1-8
44.000-1-9
44.000-1-10
44.000-1-11
44.000-2-32.100
44.000-2-33.100
44.000-3-1
44.000-3-10
44.000-3-11
44.000-3-12
44.000-3-13
44.000-3-14
44.000-3-15
44.000-3-16
44.000-3-17
44.000-3-2.100
44.000-3-2.200
44.000-3-3
44.000-3-4
44.000-3-5
44.000-3-6
44.000-3-7
44.000-3-8
44.000-3-9.100
44.000-4-1.100
44.000-4-1.200
44.000-4-1.300
44.014-1-10
44.014-1-11.100
44.014-1-12
44.014-1-13
44.014-1-2
44.014-1-3.100
44.014-1-3.200
44.014-1-4.200
44.014-1-5
44.014-1-6
44.014-1-7
44.014-1-8
44.014-1-9
44.014-2-1
44.015-1-1
44.015-1-2
44.015-1-3
44.015-1-4
44.015-1-5
44.015-1-6
44.015-1-7
44.015-1-8
44.015-1-9
44.018-1-1.110
44.018-1-10
44.018-1-11
44.018-1-12
44.018-1-13
44.018-1-14
44.018-1-15
44.018-1-17
44.018-1-18
44.018-1-19
44.018-1-2
44.018-1-20
44.018-1-21
44.018-1-22.111
44.018-1-22.112
44.018-1-22.114
44.018-1-22.115
44.018-1-22.116
44.018-1-22.120
44.018-1-22.200
44.018-1-23.111
44.018-1-23.112
44.018-1-23.120
44.018-1-23.130
44.018-1-23.200
44.018-1-23.311
44.018-1-23.312
44.018-1-23.320
44.018-1-27.110
44.018-1-27.200
44.018-1-28.100
44.018-1-3
44.018-1-4
44.018-1-5
44.018-1-6.100
44.018-1-8.100
44.018-1-8.200
44.018-1-8.300
44.018-1-9
44.018-3-1
44.018-3-2
44.018-3-2.100
52.006-1-13
52.006-1-18
52.006-1-19.100
52.006-1-19.200
52.006-1-19.300
52.006-1-20
52.006-1-22
52.006-1-23
52.006-1-24
52.006-1-25
52.006-1-26
52.006-1-27
52.006-2-1
52.006-2-10
52.006-2-11
52.006-2-12
52.006-2-13
52.006-2-14
52.006-2-15
52.006-2-16
52.006-2-17
52.006-2-18
52.006-2-19.100
52.006-2-19.200
52.006-2-2.121
52.006-2-2.122
52.006-2-2.123
52.006-2-2.124
52.006-2-2.200
52.006-2-20
52.006-2-21.111
52.006-2-21.112
52.006-2-22.110
52.006-2-22.120
52.006-2-23.111
52.006-2-23.112
52.006-2-23.113
52.006-2-23.114
52.006-2-23.115
52.006-2-23.116
52.006-2-23.117
52.006-2-23.118
52.006-2-23.119
52.006-2-23.120
52.006-2-24./1
52.006-2-24.100
52.006-2-25.100
52.006-2-26.100
52.006-2-26.200
52.006-2-27
52.006-2-28.111
52.006-2-28.112
52.006-2-28.113
52.006-2-28.114
52.006-2-28.120
52.006-2-28.200
52.006-2-29
52.006-2-3
52.006-2-4
52.006-2-5
52.006-2-6
52.006-2-7
52.006-2-8.100
52.006-2.8.200
52.006-2-9
52.011-1-1
52.011-1-10.100
52.011-1-10.200
52.011-1-11
52.011-1-2.111
52.011-1-2.112
52.011-1-2.114
52.011-1-2.120
52.011-1-2.200
52.011-1-4.200
52.011-1-5
52.011-1-6
52.011-1-7.100
52.011-1-8
52.011-1-9.110
52.011-1-9.120
52.011-1-9.211
52.011-1-9.212
52.011-1-9.220
52.011-1-9.230
52.011-1-9.300
The disputed parcels identified in this section are not intended to be
legal descriptions, but are intended to identify disputed parcels by tax
lot number only.
Process for clearing title.
1. Within thirty days of the effective date of this section, the
department shall submit a written request to the county tax assessor for
a certified list, to be prepared from the most current tax roll, of the
names and addresses of all persons who claim title to the disputed
parcels listed in section 9-1905 of this title. The assessor shall
prepare such a list within seven days after receiving the department's
request, and include on the list the names and addresses of all persons
on the most current tax roll and the names and addresses of all persons
who, not less than seven days prior to the date on which the assessor
received the department's request, notified the assessor that they claim
title to a disputed parcel. The department shall be entitled to rely
upon the information contained in the certified list, and failure by the
department to give notice to any person claiming title who is not
included on the list or is not at the address included on the list shall
not invalidate any proceeding or actions authorized by this title.
Within thirty days after receipt of the certified list from the
assessor, the department shall send, by first class mail, a letter to
each person included on the list, informing the person that a
constitutional amendment has been adopted and legislation enacted that
authorizes a resolution of title issues on disputed parcels in township
forty, including the disputed parcel to which the person claims
ownership rights. The department shall send a separate letter to each
person claiming title to each disputed parcel. Such letter shall
describe the process for resolving title set forth in this title and
state that, until such time as the state is estopped from asserting its
claim of title to the disputed parcel pursuant to subdivision seven of
this section, any person claiming title to the disputed parcel shall
assume all the risk with respect to subdividing or adding new structures
or improvements to the disputed parcel. The department shall provide a
copy of each such letter to the attorney general. The department shall
also, within thirty days after receipt of the list from the assessor,
publish written notice of the process to clear title, including a list
by tax lot number of the parcels listed in section 9-1905 of this title,
in the state register, the environmental notice bulletin and a newspaper
of general circulation in township forty.
2. Within ninety days of the receipt of the department's letter,
pursuant to subdivision one of this section, for each disputed parcel, a
person shall provide to the department, with copies to the office of the
attorney general and the town, a separate notarized statement as set
forth in section 9-1915 of this title, notifying the department either:
a. that he or she will participate in the process set forth in this
title to resolve title to the disputed parcel or parcels, and, if so,
whether he or she intends to provide as a gift to the state a specified
portion of a disputed parcel in fee simple without reservations for
inclusion in the forest preserve or a conservation easement to the town
restricting development over all or a specified portion of a disputed
parcel, with a secondary right of enforcement in the state; or
b. that he or she declines to participate in the process established
by this title to resolve title to disputed parcels.
3. With respect to a parcel or conservation easement which the person
intends to provide as a gift to the state or the town, respectively, as
specified in paragraph a of subdivision two of this section, the town
shall provide the person with an assessed value of the proposed
conveyance, with a copy to the department, within one hundred twenty
days of the town's receipt of a copy of the notification concerning such
gift.
4. Within twelve months of the date of the letters sent by the
department pursuant to subdivision one of this section, all persons who
are participating in the process set forth in this title to resolve
title to disputed parcels shall convey to the state any land which such
persons expressed an intent to so convey pursuant to paragraph a of
subdivision two of this section, convey to the town any conservation
easements which such persons expressed an intent to so convey pursuant
to paragraph a of subdivision two of this section, and make payment to
the town in the amount due pursuant to subdivision five of this section.
5. Within twelve months of the date of the letters sent by the
department pursuant to subdivision one of this section, persons
participating in the process set forth in this title to resolve title to
disputed parcels shall pay the town an amount that approximates the
state's administrative costs in resolving the disputed parcels situated
within township forty. The payment amount for each individual disputed
parcel shall be the sum of: (a) a flat rate of two thousand dollars per
parcel; and (b) an amount equal to the total assessed value of the
parcel, including structures and improvements situated thereon, as
determined by the two thousand twelve town assessment, less the assessed
value of any portion of such parcel conveyed to the state in fee or any
conservation easement conveyed to the town, pursuant to paragraph a of
subdivision two of this section, divided by the total assessed value of
all disputed parcels, including structures and improvements situated
thereon as determined by the two thousand twelve town assessment,
multiplied by two hundred thousand dollars. The town shall use all such
payments to acquire land for inclusion in the forest preserve pursuant
to subdivision six of this section.
6. Within eighteen months of the date of the letters sent by the
department pursuant to subdivision one of this section, the department
shall identify lands for the town to acquire for inclusion in the forest
preserve. Subject to legislative approval, such lands shall provide a
net benefit to the forest preserve as compared to the disputed parcels
to which the state is estopped from asserting a claim pursuant to
subdivision seven of this section. The town shall use all payments
acquired pursuant to subdivision five of this section for the
acquisition of such lands. Such lands shall be conveyed from the owner
directly to the state. Title to land to be conveyed to the state
pursuant to this title and the deed to the state shall be approved by
the attorney general, as to form and manner of execution and
recordability, before the deed shall be accepted on behalf of the state.
7. The commissioner shall cause to be prepared an accurate survey map
showing the boundaries of all disputed land to which the state will be
releasing and extinguishing its right, title and interest and record the
survey map in the Hamilton county clerk's office. The commissioner shall
also cause legal descriptions of such boundaries to be prepared from the
map. Except for those parcels the title to which will be litigated
pursuant to section 9-1909 of this title, upon legislative approval of
the lands to be provided to the state pursuant to subdivision six of
this section, the completion of the conveyances to the state, and
certification by the commissioner that each respective person has
complied with all applicable terms and conditions of this title, and
notwithstanding the provisions of the public lands law, the commissioner
shall be authorized to release and extinguish all right, title and
interest of the state in the disputed parcels that are located within
these surveyed boundaries, without reservation and exception. The legal
descriptions shall be approved by the commissioner and incorporated into
the release and extinguishment document. The commissioner shall send
notice of the state's release and extinguishment of rights to a disputed
parcel by separate letter to each person for each parcel of land the
title to which has been settled pursuant to this title, and upon release
and extinguishment of rights, the state shall be estopped from asserting
any claim of title to disputed parcels based upon (a) facts or actions
that occurred prior to the effective date of this title, and (b) deeds,
tax sales or other documents that predate the effective date of this
title. The commissioner shall also cause to be prepared an accurate
survey map, to be recorded in the county clerk's office, and a legal
description from the survey map, for each individual parcel of land the
claimant of which has filed a notice pursuant to paragraph b of
subdivision two of this section or has not complied in a timely fashion
with the requirements of subdivisions two, four or five of this section.
The department shall provide a copy of such survey and legal description
to the office of the attorney general to assist in the litigation
required by section 9-1909 of this title.
Attorney general to file suit.
The attorney general, within twenty-four months of either a person's
failure to comply with the requirements of subdivision two of section
9-1907 of this title with respect to a particular disputed parcel, a
person's filing of a notice of nonparticipation pursuant to paragraph b
of subdivision two of section 9-1907 of this title with respect to a
particular disputed parcel, a person's failure to make the required
conveyance required by subdivision four of section 9-1907 of this title
with respect to a particular disputed parcel, or a person's failure to
make the required payment required by subdivisions four and five of
section 9-1907 of this title with respect to a particular disputed
parcel, shall commence an action in a court of competent jurisdiction
pursuant to the real property actions and proceedings law to determine
title to such parcel. Nothing contained in this title shall be
applicable to such action. Failure by the attorney general to commence
such action within such time frame shall not subsequently prevent the
attorney general from commencing such an action or create a presumption
against the state's claim of title.
Conveyances to the state.
Nothing in this title shall be interpreted as at any time preventing
any person claiming a disputed parcel from offering to convey any such
parcel, any portion of such parcel, or any interest in such parcel to
the state on such terms and conditions as the owner finds acceptable,
provided the state may, solely in its discretion, decide whether to
accept any such offer.
Adirondack park agency jurisdiction.
Nothing in this title shall be interpreted as altering or affecting
the regulatory jurisdiction of the Adirondack park agency over any land
located within township forty.
Notarized statement.
The format for the notarized statement described in subdivision two of
section 9-1907 of this title shall be as follows:
NOTARIZED STATEMENT RELATING TO THE SETTLEMENT OF COMPETING CLAIMS OF
TITLE
TOWNSHIP FORTY, TOTTEN AND CROSSFIELD PURCHASE
TOWN OF LONG LAKE, COUNTY OF HAMILTON
Name(s):
Mailing address(es):
Telephone number(s):
Tax parcel number:
Circle either 1 or 2; if you circle 1, you must also circle a or b:
1. I (we) elect to participate in the process to resolve title issues
regarding the above-referenced parcel as authorized by title nineteen of
article nine of the environmental conservation law.
a. I (we) intend to reduce my (our) payment by gifting to the state a
specified portion of a disputed parcel in fee simple without reservation
for inclusion in the forest preserve or a conservation easement to the
town restricting development over all or a specified portion of a
disputed parcel, with a secondary right of enforcement in the state. The
intended gift is described in the attached document.
b. I (we) do not intend to reduce my (our) payment to the state by
gifting any portion of the parcel to the state or by gifting a
conservation easement over any portion of the parcel to the town; or
2. I (we) elect to not participate in the special process to resolve
title issues regarding the above-referenced parcel as authorized by
title nineteen of article nine of the environmental conservation law. I
(we) understand that: within twenty-four months of my (our) filing of
this notice, the attorney general shall commence an action in a court of
competent jurisdiction to determine title to such parcel; nothing in
title nineteen of article nine of the environmental conservation law
shall be applicable to such litigation; and failure by the attorney
general to commence such action within such twenty-four month time frame
shall not subsequently prevent the attorney general from commencing such
an action or create a presumption against the state's claim of title.
Signature
(Notarization)
TITLE 21 Forest Preserve Health and Safety Land Account and Public Utility Improvements
Health and safety land account creation and use.
1. Definitions. For purposes of this section:
a. "eligible project" means a public health or safety-related project
necessary where no viable alternative exists, limited to the following:
(i) address bridge hazards to improve public safety on county highways
and town highways;
(ii) elimination of the hazards of dangerous curves and grades on
county and town highways to improve public safety;
(iii) relocation, maintenance, and reconstruction of county highways
and town highways, including associated culverts, for the purpose of
addressing public safety provided that no relocation of any single
relocated portion shall exceed one mile in length;
(iv) water wells and necessary appurtenances when such wells are
necessary to meet drinking water quality standards and are located
within five hundred thirty feet of state highways, county highways and
town highways; and
(v) stabilization devices for an existing utility pole adjacent to, or
no more than the minimum distance from the width of highway necessary to
comply with standard safety practices.
Eligible projects shall not include the use of chemicals/herbicides
for clearing state land; the removal of trees and vegetation shall be
minimized and the area shall promptly be restored to pre-project
conditions to the maximum extent practicable.
b. "county highway" shall have the same meaning as defined in
subdivision four of section three of the highway law.
c. "forest preserve expansion fund" shall mean the fund established
pursuant to section ninety-seven-e of the state finance law.
d. "project sponsor" means a town, village, or county located in the
counties of Clinton, Delaware, Essex, Franklin, Fulton, Greene,
Hamilton, Herkimer, Lewis, Oneida, Saratoga, Saint Lawrence, Sullivan,
Ulster, Warren and Washington.
e. "no viable alternative" means that no other option exists for the
eligible project to address ongoing public health or safety concerns
other than through the use of state lands.
f. "state highway" means a state highway as defined in subdivisions
one, two and three of section three of the highway law.
g. "state lands" means lands owned by the state in forest preserve
counties that are under the jurisdiction of the department.
h. "town highway" means a town highway, as defined in subdivision five
of section three of the highway law, in existence as of January first,
two thousand fifteen, listed on the local highway inventory maintained
by the department of transportation, and annually plowed and regularly
maintained.
i. "width of the highway" shall have the same meaning as paragraph k
of subdivision one of section 9-2103 of this title.
2. Following approval by the legislature of two hundred fifty acres of
land to be added to the forest preserve, a health and safety land
account of not more than two hundred fifty acres is created for use by
project sponsors for eligible projects necessary to protect health and
safety where no viable alternative is available. The account will be
administered by the department.
3. A project sponsor with an eligible project may apply to the health
and safety land account to receive fractional or whole acreage for an
eligible project. Such application shall include:
a. a resolution from the governing body of the project sponsor that
includes:
(i) attestation that the project is necessary to address public health
or safety and no viable alternatives exist;
(ii) attestation that such lands will only be used for eligible
purposes and that any real property acquired shall not be sold, leased,
exchanged, donated or otherwise disposed of or used for other than the
eligible purposes for which it was approved without the express
authority of an act of the legislature.
b. a detailed summary of the proposed eligible project, including the
whole action and all related activities, a detailed summary of the
alternatives the project sponsor explored prior to arriving at the
conclusion there were no viable alternatives;
c. specific metes and bounds, including total proposed acreage;
d. a narrative about the project, including a justification that the
size of the fractional or whole acreage sought for such eligible project
from the health and safety land account is the minimum amount required;
e. monies at least equivalent to the fair market value of the state
land proposed to be conveyed;
f. any necessary permits and authorizations; and,
g. an accurate survey.
4. Immediately upon determining that an application is complete, the
department shall cause a notice of application, which shall also include
the time period for public comments, to be published in the next
available state register and environmental notice bulletin as well as in
a newspaper having general circulation in the area in which the eligible
project is proposed to be located. Newspaper publications shall be
provided by the project sponsor.
5. The department shall hold a public hearing on each eligible project
at which the public shall be given an opportunity to be heard.
6. The department, following consultation with the department of
transportation to determine that any required authorization has been
provided, shall only deem a project sponsor eligible to receive
fractional or whole acreage from the health and safety land account
following a determination that:
a. the project meets the eligible project criteria, is necessary to
protect public health or safety and the eligible project has no viable
alternative on land not owned by the state;
b. the project minimizes adverse environmental impact to the maximum
extent practicable;
c. the project will not adversely impact viewsheds or lands with
historical, ecological, environmental or recreational value, as
determined by the department based on a resource inventory and
assessment;
d. the monies to be paid by the project sponsor into the forest
preserve expansion fund, are at least equivalent to the fair market
value of the state land proposed to be conveyed; and
e. the project minimizes the fractional or whole acreage from the
health and safety land account to the maximum extent practicable.
7. Once an application has been approved the commissioner shall cause
to be prepared an accurate survey map showing the boundaries of all
state land proposed to be conveyed and shall notify the legislature.
8. a. Prior to the actual transfer of title or issuance of letters
patent for an eligible project that is longer than one quarter mile that
has been approved by the department, the legislature shall approve each
eligible project and the monies to be paid into the forest preserve
expansion fund equal to or greater than the fair market value of the
acreage to be conveyed from the health and safety land account. Once
approved by the legislature, title to the land shall be approved and the
deed to the people of the state of New York of any lands dedicated shall
be approved by the attorney general as to form and manner of execution
and recordability prior to its delivery.
b. Prior to the actual transfer of title or issuance of letters patent
for an eligible project that is less than one quarter linear mile total,
which shall run and be measured parallel to the county highway or town
highway, and which runs no more than ten feet perpendicular beyond the
width of the highway which shall mean three rods or the deeded, recorded
municipal or state right of way or municipal or state easement in the
existence as of January first, two thousand fifteen and, which has been
approved by the department, title to land shall be approved and the deed
to the people of the state of New York of any lands dedicated shall be
approved by the attorney general as to form and manner of execution and
recordability prior to its delivery.
9. Real property acquired, developed, improved, restored or
rehabilitated by or through a project sponsor pursuant to this section
shall not be leased, exchanged, donated or otherwise disposed of or used
for other than the eligible project for which it was approved without
the express authority of an act of the legislature. When the project
sponsor determines such eligible project is no longer needed, the lands
shall revert to the state for inclusion in the forest preserve. The
department shall prescribe the terms and conditions for the removal of
any improvements to the land and restoration of the land to a natural,
vegetative state.
Highway right of way public utility improvements.
1. Definitions. For purposes of this section:
a."county highway" shall have the same meaning as defined in
subdivision four of section three of the highway law.
b. "eligible project" shall mean burial or co-location of a public
utility line or construction and maintenance of bicycle paths by a
project sponsor within the width of a highway of a town highway, county
highway or state highway that traverses state forest preserve land.
c. "project sponsor" shall mean a village, town, a county, located in
the counties of Clinton, Delaware, Essex, Franklin, Fulton, Greene,
Hamilton, Herkimer, Lewis, Oneida, Saratoga, Saint Lawrence, Sullivan,
Ulster, Warren and Washington or, for:
(i) bicycle paths, the department of transportation,
(ii) for water lines, a public water supplier; or
(iii) for electric, telephone or broadband lines, a public utility
company.
d. "public utility company" shall have the same meaning as such term
is defined in section two of the public service law; provided, however,
that for broadband projects a person subject to article eleven of the
public service law shall be included.
e. "public utility line" shall mean only electric, telephone,
broadband, water or sewer lines, including any necessary conduit used to
protect such lines. Public utility line shall not include the
construction of any new intrastate natural gas or oil pipelines that
have not received all necessary state and local permits and
authorizations as of June first, two thousand sixteen.
f. "public water supplier" shall mean a county or town water
improvement district, village, New York city, public benefit corporation
or public authority established pursuant to state law and empowered to
construct and operate a municipal water management facility, as defined
in section twelve hundred eighty-one of the public authorities law.
g. "state highway" shall mean a state highway as defined in
subdivisions one, two and three of section three of the highway law.
h. "state lands" shall mean lands owned by the state in forest
preserve counties that are under the jurisdiction of the department.
i. "town highway" shall mean a town highway, as defined in subdivision
five of section three of the highway law, in existence as of January
first, two thousand fifteen, listed on the local highway inventory
maintained by the department of transportation, and annually plowed and
regularly maintained.
j. "water supply projects" shall mean drinking water wells.
k. "width of the highway" shall mean three rods or the deeded,
recorded municipal or state right of way or easement in existence as of
January first, two thousand fifteen.
2. Pursuant to approval by the department and the department of
transportation and following a public hearing on each eligible project
at which the public shall be given an opportunity to be heard, a public
utility line may be co-located within or buried beneath the width of the
highway of any state highway, county highway, or town highway.
3. A project sponsor for an eligible project within the width of the
highway shall submit an application for a permit to the department that
at minimum shall include:
a. a resolution from the governing body of the project sponsor, or in
the case of a public utility seeking to utilize the width of highway of
a town highway, the governing body of the town, or the width of highway
of a county, the county governing board, that includes:
(i) approval of the project;
(ii) attestation that such width of highway lands will only be used
for eligible purposes;
(iii) attestation that the project will minimize the removal of trees
and vegetation and restore the area to pre-project condition to the
maximum extent practicable.
b. specific metes and bounds, including total proposed acreage of the
width of highway land sought;
c. a narrative about the project, including a justification;
d. any necessary permits and authorizations; and,
e. an accurate survey.
4. Immediately upon determining that an application is complete, the
department shall cause a notice of application, which shall also include
the time period for public comments, to be published in the next
available state register and environmental notice bulletin as well as in
a newspaper having general circulation in the area in which the eligible
project is proposed to be located. Newspaper publications shall be
provided by the project sponsor.
5. The department shall hold a public hearing on each eligible project
at which the public shall be given an opportunity to be heard.
6. The department, following consultation with the department of
transportation to determine that any required authorization has been
provided, shall only approve an application for an eligible project
permit following a determination that:
a. the eligible project meets the eligible project criteria;
b. the eligible project minimizes adverse environmental impact to the
maximum extent practicable; and
c. the eligible project will not adversely impact lands with
environmental, ecological or recreational value, as determined by the
department based on a resource inventory and assessment.
7. After a hearing and opportunity to be heard, if the commissioner
determines that a project sponsor is utilizing land for a purpose other
than as authorized by the department, the commissioner may require
removal of any improvements to the land and restoration of the land to a
natural, vegetative state.
8. The department is authorized to promulgate such rules and
regulations as may be necessary to implement and administer the
provisions of this article.
Department reporting.
1. The department shall issue an annual report to the legislature
detailing the use of the health and safety land account and the highway
right of way public utility improvement permits including: the number of
applications received; the number of eligible projects applications
approved and denied; the project description, narrative and acreage of
eligible projects; the cumulative total of eligible projects listed by
project sponsor; total deposits by each project sponsor into the forest
preserve fund; annual disbursements from the forest preserve fund and
the amount of land acquired with such disbursements; total number of
public utility improvement permits issued; and the cumulative total and
project type of permits issued listed by project sponsor.
2. The information contained in such report shall also be made
available on the department's website and updated no less than annually.
TITLE 23 The Mount Van Hoevenberg Olympic Sports Complex
* § 9-2301. Legislative purpose and intent.
1. It is the intent of the legislature to hereby implement the
amendment to section one of article fourteen, of the New York state
constitution pertaining to the Mount Van Hoevenberg Olympic Sports
Complex located on forest preserve lands in the town of North Elba in
Essex County.
2. The legislature further intends that implementation of the
constitutional amendment should be accomplished in a manner that ensures
the integrity of the forest preserve land on which the sports complex is
situated and results in a significant increase of forest preserve
acreage in the Adirondack park.
3. The legislature intends that, as offset for the use of forest
preserve lands for the sports complex, the state shall acquire as an
addition to the forest preserve at least two thousand five hundred acres
of true forest land located in the Adirondack park. To ensure that such
lands will be acquired and have characteristics suitable for inclusion
in to the forest preserve, the legislature intends to review and approve
the acquisition of such lands.
4. For these reasons and as authorized by the provisions of section
one of article fourteen of the state constitution, the legislature finds
that it is in the public interest to hereby implement the constitutional
amendment pertaining to the Mount Van Hoevenberg Olympic Sports Complex.
* NB Effective on the same date as a certain CONCURRENT RESOLUTION OF
THE SENATE AND ASSEMBLY (see chapter 488 of 2025 § 2)
* § 9-2302. Definitions.
For purposes of this title, the following terms shall have the
following meanings:
1. "Appurtenances" shall mean those facilities that are directly
related to and necessary for the construction, operation, maintenance,
and public use of modern Nordic skiing and biathlon trails, such as
access roads, parking lots, sanitary facilities, offices, day lodges and
amenities, snowmaking, five kilometer of paved training trails, and an
open-air Nordic skiing and biathlon stadium. This term shall not
include:
(a) facilities such as zip lines, hotels, condominiums, swimming
pools, all-terrain vehicles or off-road vehicles for public use, tennis
courts and other structures and improvements which are not directly
related to and necessary for operation, maintenance, and public use of
the sports complex; or
(b) any structure located at or above an elevation of two thousand two
hundred feet above sea level used for the sale of any goods, services,
merchandise, food, or beverage.
2. "Mount Van Hoevenberg Olympic Sports Complex" means a one thousand
thirty-nine and two-tenths acre parcel of forest preserve land located
in the town of North Elba in Essex County on which the Mount Van
Hoevenberg Olympic Sports Complex is currently located. For purposes of
this title, land owned by the town of North Elba which is located
adjacent to forest preserve land and over which the state has an
easement, including land on which the Olympic bobsled run is located,
shall not be considered part of such sports complex.
* NB Effective on the same date as a certain CONCURRENT RESOLUTION OF
THE SENATE AND ASSEMBLY (see chapter 488 of 2025 § 2)
* § 9-2303. Construction, operation, and maintenance of the Mount Van
Hoevenberg Olympic Sports Complex.
Not more than three hundred twenty-two and twenty-six hundredths acres
of forest preserve land at the Mount Van Hoevenberg Olympic Sports
Complex may be used for the construction, operation, and maintenance of
Nordic skiing and biathlon trails, and appurtenances thereto. Any and
all development at the sports complex shall conform to guidelines set
forth in the Adirondack park state land master plan and shall be
authorized by a unit management plan, as required by section eight
hundred sixteen of the executive law.
* NB Effective on the same date as a certain CONCURRENT RESOLUTION OF
THE SENATE AND ASSEMBLY (see chapter 488 of 2025 § 2)
* § 9-2304. Land to be acquired for inclusion in the forest preserve in
the Adirondack park.
As an offset for the use of forest preserve lands for the sports
complex, the state shall acquire no less than two thousand five hundred
acres of land for inclusion in the forest preserve in the Adirondack
park, subject to legislative approval. Such approval shall include a
metes and bounds description and an accurate survey of the lands
proposed for inclusion in the forest preserve.
* NB Effective on the same date as a certain CONCURRENT RESOLUTION OF
THE SENATE AND ASSEMBLY (see chapter 488 of 2025 § 2)
ARTICLE 11 Fish and Wildlife
TITLE 1 Short Title; Definitions; General Provisions
Short title.
Article 11 together with article 13 of the Environmental Conservation
Law shall be known as the Fish and Wildlife Law. Sections of article 11
or of article 13 may be cited either as sections of the Environmental
Conservation Law or as sections of the Fish and Wildlife Law.
Definitions.
As used in the Fish and Wildlife Law:
1. a. "Fish" means all varieties of the super-class Pisces.
b. "Food fish" means all species of edible fish and squid
(cephalopoda).
c. "Migratory fish of the sea" means both catadromous and anadromous
species of fish which live a part of their life span in salt water
streams and oceans.
d. "Fish protected by law" means fish protected, by law or by
regulations of the department, by restrictions on open seasons or on
size of fish that may be taken.
e. Unless otherwise indicated, "Trout" includes brook trout, brown
trout, red-throat trout, rainbow trout and splake. "Trout", "landlocked
salmon", "black bass", "pickerel", "pike", and "walleye" mean
respectively, the fish or groups of fish identified by those names, with
or without one or more other common names of fish belonging to the
group. "Pacific salmon" means coho salmon, chinook salmon and pink
salmon.
* f. "Speargun" and "under-water gun" means any speargun that stores
potential energy provided from the spearfisher's muscles only and is
used while submerged under the water. Such gun may only release that
amount of energy that the diver has provided to it from such diver's own
muscles. Common temporary energy storing devices for spearguns shall
include, but not be limited to: rubber bands, springs, and sealed air
chambers.
* NB Repealed June 1, 2029
2. "Game" is classified as (a) game birds; (b) big game; (c) small
game.
a. "Game birds" are classified as (1) migratory game birds and (2)
upland game birds.
(1) "Migratory game birds" means the Anatidae or waterfowl, commonly
known as geese, brant, swans and river and sea ducks; the Rallidae,
commonly known as rails, American coots, mud hens and gallinules; the
Limicolae or shorebirds, commonly known as woodcock, snipe, plover,
surfbirds, sandpipers, tattlers and curlews; the Corvidae, commonly
known as jays, crows and magpies.
(2) "Upland game birds" (Gallinae) means wild turkeys, grouse,
pheasant, Hungarian or European gray-legged partridge and quail. Grouse
means ruffed grouse and every member of the grouse family. Pheasant
means the ring-necked, dark-necked and mutant pheasants and all species
and subspecies of the genus Phasianus representing the true or game
pheasants.
b. "Big game" means deer, bear, moose, elk, except captive bred and
raised North American elk (Cervus elaphus), caribou and antelope.
c. "Small game" means black, gray and fox squirrels, European hares,
varying hares, cottontail rabbits, native frogs, native salamanders,
native turtles, native lizards, native snakes, coyotes, red fox (Vulpes
vulpes) and gray fox (Urocyon cinereoargenteus) except captive bred red
fox or gray fox, raccoon, opossum, or weasel, skunk, bobcat, lynx,
muskrat, mink, except mink born in captivity, fisher, otter, beaver,
sable and marten but does not include coydogs.
3. "Wild game" means all game, except (a) domestic game bird and
domestic game animal as defined in subdivision 4; (b) carcasses of
foreign game as defined in section 11-1717, imported from outside the
United States; (c) game propagated or kept alive in captivity as
provided in section 11-1907 of this article; (d) game imported alive
pursuant to license of the department, or artificially propagated, until
such game is liberated; and (e) game so imported or propagated when
liberated for the purpose of a field trial and taken during the field
trial for which it was liberated.
4. a. "Domestic game bird" means ducks, geese, brant, swans,
pheasants, quail, wild turkey, ruffed grouse, Chukar partridge and
Hungarian or European gray-legged partridge, propagated under a domestic
game bird breeder's license pursuant to section 11-1901 or a shooting
preserve license pursuant to section 11-1903, or propagated on a
preserve or island outside the state under a law similar in principle to
title 19 of this article.
b. "Domestic game animal" means white-tailed deer propagated under a
domestic game animal breeder's license pursuant to section 11-1905 or
propagated on a preserve or island outside the state under a law similar
in principle to title 19 of this article.
c. To qualify as such domestic game bird or domestic game animal, (1)
live game must be held in private ownership, on such licensed premises,
and in the case of deer must be held on a preserve which is fenced, or
is an island, as provided in section 11-1905, or must be held in
confinement in course of transportation, and (2) the carcasses or flesh
of such game coming from outside the state must originate on premises
operated by the holder of a domestic game certificate as provided in
section 11-1715.
5. a. "Unprotected wild birds" means the English sparrow and starling,
and also includes pigeons and psittacine birds existing in a wild state,
not domesticated.
b. "Protected birds" means all wild birds except those named in
paragraph a of this subdivision.
6. a. "Wildlife" means wild game and all other animal life existing in
a wild state, except fish, shellfish and crustacea.
b. "Wild bird" means birds which are "wildlife".
c. "Protected wildlife" means wild game, protected wild birds,
protected insects, species of special concern and endangered and
threatened species of wildlife designated by the department pursuant to
section 11-0535 of this article, species listed in section 11-0536 of
this article and species protected pursuant to section 11-0311 of this
article.
d. "Unprotected wildlife" means all wildlife which is not "protected
wildlife".
e. "Wild animal" shall not include "companion animal" as defined in
section three hundred fifty of the agriculture and markets law. Wild
animal includes, and is limited to, any or all of the following orders
and families:
(1) Nonhuman primates and prosimians,
(2) Felidae and all hybrids thereof, with the exception of the species
Felis catus (domesticated and feral cats, which shall mean domesticated
cats that were formerly owned and that have been abandoned and that are
no longer socialized, as well as offspring of such cats) and hybrids of
Felis catus that are registered by the American Cat Fanciers Association
or the International Cat Association provided that such cats be without
any wild felid parentage for a minimum of five generations,
(3) Canidae (with the exception of domesticated dogs and captive bred
fennec foxes (vulpes zerda)),
(4) Ursidae,
(5) All reptiles that are venomous by nature, pursuant to department
regulation, and the following species and orders: Burmese Python (Python
m. bivittatus), Reticulated Python (Python reticulatus), African Rock
Python (Python sabae), Green Anaconda (Eunectes maurinus), Yellow
Anaconda (Eunectes notaeus), Australian Amethystine Python (Morelia
amethistina and Morelia kinghorni), Indian Python (Python molurus),
Asiatic (water) Monitor (Varanus salvator), Nile Monitor (Varanus
nilocitus), White Throat Monitor (Varanus albigularis), Black Throat
Monitor (Varanus albigularis ionides) and Crocodile Monitor (Varanus
salvadori), Komodo Dragon (Varanus komodensis) and any hybrid thereof,
(6) Crocodylia.
7. "Protected insect" means any insect with respect to the taking of
which restrictions are imposed by the Fish and Wildlife Law or
regulations of the department pursuant thereto.
8. "Plumage" is defined in section 11-1729.
9. "Shellfish" means oysters, scallops, and all kinds of clams and
mussels.
10. "Hunting" means pursuing, shooting, killing or capturing (other
than trapping as defined in subdivision 11) wildlife, except wildlife
which has been lawfully trapped or otherwise reduced to possession, and
includes all lesser acts such as disturbing, harrying or worrying,
whether they result in taking or not, and every attempt to take and
every act of assistance to any other person in taking or attempting to
take wildlife.
11. "Trapping" means taking, killing and capturing wildlife with
traps, deadfalls and other devices commonly used to take wildlife, and
the shooting or killing of wildlife lawfully trapped, and includes all
lesser acts such as placing, setting or staking such traps, deadfalls
and other devices whether they result in taking or not, and every
attempt to take and every act of assistance to any other person in
taking or attempting to take wildlife with traps, deadfalls or other
devices.
12. a. "Fishing" means the taking, killing, netting, capturing or
withdrawal of fish from the waters of the state by any means, including
every attempt to take and every act of assistance to any other person in
taking or attempting to take fish.
b. "Angling" means taking fish by hook and line. It includes bait and
fly fishing, casting, trolling and also includes the use of landing nets
in completing the catch of fish taken by hook and line. To constitute
"angling" the taking must be in accordance with the following
requirements: (1) the operator must be present and in immediate
attendance when lines are in the water;
* (2) one person may operate not more than two lines, with or without
rod, except that one person may operate up to three lines in freshwater;
* NB Effective until December 31, 2027
* (2) one person may operate not more than two lines, with or without
rod;
* NB Effective December 31, 2027
(3) each line shall have not more than five lures or baits, or a
combination of both, and in addition each line shall have not exceeding
fifteen single hooks, or seven double hooks, or five triple hooks, or
any combination of such hooks, provided the total number of hook points
thereof does not exceed fifteen. Angling does not include snatching or
hooking or the use of tip-ups.
c. "Hooking", "snatching" or "snagging" means taking fish that have
not taken or attempted to take a bait or artificial lure into their
mouth, by impaling fish with one or more hooks or similar devices,
whether or not baited, into any part of their body.
d. "Net" means a non-metallic fabric wrought or woven into meshes and
includes the types known as seine, gill, pound, trap, scap, fyke, dip,
scoop and stake net.
e. "Spear" means a hand-propelled single or multiple pronged pike,
blade or harpoon, and does not include the mechanically propelled device
commonly called a spear gun or under-water gun.
13. "Taking" and "take" include pursuing, shooting, hunting, killing,
capturing, trapping, snaring and netting fish, wildlife, game,
shellfish, crustacea and protected insects, and all lesser acts such as
disturbing, harrying or worrying, or placing, setting, drawing or using
any net or other device commonly used to take any such animal. Whenever
any provision of the Fish and Wildlife Law permits "taking", the taking
permitted is a taking by lawful means and in a lawful manner.
14. "Baiting" means the placing, exposing, depositing, distributing or
scattering of shelled, shucked, or unshucked corn, wheat or other grain,
salt or other feed in such a manner as to lure, attract, or entice
upland game birds to any area where hunters are attempting to take them;
"baited area" means any area where shelled, shucked, or unshucked corn,
wheat or other grain, salt or other feed whatsoever capable of luring,
attracting, or enticing such birds is placed, exposed, deposited,
distributed or scattered.
15. "Marine district" means the waters described in section 13-0103.
16. a. "Northern Zone" as used in the Fish and Wildlife Law or in any
regulation of the department pursuant thereto means that part of the
state situated northerly of a line commencing at a point at the north
shore of the Salmon river and its junction with Lake Ontario and
extending easterly along the north shore of that river to the village of
Pulaski, thence southerly along Route 11 to its intersection with Route
49 in the village of Central Square, thence easterly along Route 49 to
its junction with Route 365 in the city of Rome, thence easterly along
Route 365 to its junction with Route 28 in the village of Trenton,
thence easterly along Route 28 to its junction with Route 29 in the
village of Middleville, thence easterly along Route 29 to its junction
with Route 4, thence northerly along Route 4 to its junction with Route
22, thence northerly and westerly along Route 22 to the eastern shore of
South Bay on Lake Champlain in the village of Whitehall, thence
northerly along the eastern shore of South Bay to the New York-Vermont
boundary.
b. "Southern Zone" as used in the Fish and Wildlife Law or in any
regulation of the department pursuant thereto means that part of the
state not included in the "Northern Zone".
17. "Wilderness Hunting Areas" means the following areas:
a. South branch of Moose river--West Canada creek area. Commencing at
a point in the village of Indian Lake at the intersection of Route 28
with Route 30, thence southerly along Route 30 to the village of
Speculator and its junction with Route 8, thence westerly along Route 8
to its junction with Route 287, thence westerly along Route 287 to its
intersection with the Herkimer county line, thence northerly along the
Herkimer county line to its intersection with Route 28 near the village
of McKeever, thence northerly and easterly along Route 28 to the point
of beginning.
b. Essex Chain Lakes area. Commencing with the village of Indian Lake
on Route 28, thence northwesterly on Route 28 to its junction with Route
28-N at the village of Blue Mountain Lake, thence northerly along Route
28-N to the village of Long Lake, thence easterly, and southerly along
Route 28-N to its junction with Route 28 in the village of North Creek,
thence northwesterly along Route 28 to the point of beginning.
c. Cold River area. Commencing at the village of Long Lake, thence
northerly along Route 30 to its junction with Route 3 in the village of
Tupper Lake, thence easterly along Route 3 to its intersection with
Route 86 in the village of Saranac Lake, thence easterly along Route 86
to its junction with Route 73 in the village of Lake Placid, thence
easterly and southerly along Route 73 to its junction with Route 9,
thence southerly along Route 9 to the village of Schroon River and the
junction of the Blue Ridge road, thence westerly along the Blue Ridge
road through the village of Blue Ridge to its junction with the Tahawus
road, thence southerly along the Tahawus road to its junction with Route
28-N, thence westerly along Route 28-N to the point of beginning.
d. Oswegatchie-Beaver river flow area and Independence river area.
Commencing in the village of Blue Mountain Lake, thence westerly along
Route 28 through Old Forge to the intersection of Route 28 with the
Adirondack state park boundary at the vicinity of White Lake, thence
westerly and northerly along the Adirondack state park boundary to the
point where said boundary crosses Route 3 between the villages of East
Pitcairn and Fine, thence easterly along Route 3 to its intersection
with Route 30 at the village of Tupper Lake, thence southerly along
Route 30 to the point of beginning.
e. Middle branch of Grass river area. Commencing in the village of
Cranberry Lake on Route 3, thence northeasterly along Route 3 to its
junction with Route 56 near the village of Sevey, thence northerly along
Route 56 to its intersection with the Adirondack state park boundary
southeast of the village of South Colton, thence west and south along
said park boundary to its intersection with the Degrasse-Cranberry Lake
road, thence easterly and southerly along said road to its junction with
Route 3 approximately one mile west of the village of Cranberry Lake
thence easterly along Route 3 to the point of beginning.
f. West branch of St. Regis river area. Commencing at the village of
Tupper Lake, thence northeasterly along Route 30 to the junction of the
Brandon road leading from Paul Smiths to St. Regis Falls, thence
westerly and northerly along said Brandon road to its junction with
Route 72 about three miles west of the village of Santa Clara, thence
northwesterly along Route 72 to its junction with the St. Regis-Lake
Ozonia road, thence southerly and westerly along the St. Regis-Lake
Ozonia road to Lake Ozonia, thence northerly and westerly along the Lake
Ozonia-Hopkinton road to its intersection with the Adirondack state park
boundary, thence westerly, southerly, and westerly along the Adirondack
state park boundary to its intersection with the Parishville-Stark road,
thence southerly along said road to the village of Stark, thence
westerly along the Stark-Hubbards road to its junction with Route 56,
thence southerly along Route 56 to its junction with Route 3 near the
village of Sevey, thence easterly along Route 3 to the point of
beginning.
18. "Inhabited" means a permanent occupancy by a species as contrasted
with a temporary presence of an occasional individual.
19. a. "Person" means an individual, a co-partnership, joint stock
company or corporation.
b. In construing any provision of the Fish and Wildlife Law, gender
and number shall be disregarded whenever necessary to give effect to the
purpose of the provision.
c. A reference to the "immediate family" of a person means all persons
who are related by blood, marriage or adoption to the person whose
immediate family is referred to, and are domiciled in the house of such
person.
20. "Environmental conservation officer" includes sworn officers in
the division of law enforcement in the department.
21. "Carrier" means a person engaged in the business of transporting
goods, and includes a common carrier, contract carrier and private
carrier.
22. "Closed area" means any area of lands, or waters, or lands and
waters of the state, in which the taking of fish, wildlife or protected
insects, or one or more of them, is prohibited, or in which hunting,
fishing or trapping, or one or more of them, is prohibited by the Fish
and Wildlife Law, by proclamation of the Governor pursuant to section
9-1101, or by rule or regulation of the department.
23. a. "Open season" means the time during which fish, game, wildlife,
shellfish, crustacea or protected insects may be legally taken. "Closed
season" means the time during which they may not legally be taken.
b. Whenever an open season or a closed season is provided by the
fixing of dates, such dates shall be deemed part of such open season or
closed season.
24. "Enclosed lands" or "wholly enclosed lands" means lands the
boundaries of which may be indicated by wire, ditch, hedge, fence, road,
highway or water, or in any visible or distinctive manner which
indicates a separation from the surrounding contiguous territory. Except
as otherwise provided, any such indication of boundaries is sufficient
to constitute the lands within the boundaries "enclosed".
25. "Hunting related incident" means the injury to or death of a
person caused by the discharge of a firearm, crossbow or longbow while
the person causing such injury or death, or the person injured or
killed, is taking or attempting to take game, wildlife or fish.
26. "Muzzle loading firearm" means a gun which is loaded through the
muzzle, shooting a single projectile and having a minimum bore of .44
inch.
27. "Leashed tracking dog" means a leashed dog which has been
certified by the department pursuant to section 11-0928 of this chapter
to track and find wounded or injured big game.
28. "Captive bred" means born in captivity.
29. "Non-native big game mammal" means a mammal species presently
found in the wild and hunted as big game that is:
a. Native or an original inhabitant of the continents of Africa, Asia,
South America, Australia, or Europe, whether or not captive bred; or
b. A captive bred North American big game mammal including: cougar,
wolf, bear, bison, big horn sheep, mountain goat, antelope, elk, musk
ox, mule deer, black tailed deer, caribou, and a domestic game animal as
defined in paragraph b of subdivision four of this section, provided,
however, that nothing herein shall be deemed to expand, diminish, or
alter the department's authority under existing statute or regulation to
regulate the taking of big game as defined in paragraph b of subdivision
two of this section or other protected wildlife as defined in paragraph
c of subdivision six of this section.
30. "Facility" means any type of zoo, petting zoo, circus, game farm,
game preserve, or similar entity, or part thereof, where non-native big
game mammals are housed, held, fed or provided for in any manner.
31. "Pet" means an animal kept for the primary purpose of
companionship that is normally maintained in or near the household of
the owner or person who cares for such domesticated animal.
32. "Wildlife sanctuary" means an organization as described in section
170(b)(1)(A)(vi) of the Internal Revenue Code of 1986 and that is in
compliance with all applicable provisions of the Animal Welfare Act, 7
USC Sec. 2131 et seq. and operates a place of refuge where abused,
neglected, unwanted, impounded, abandoned, orphaned, or displaced wild
animals are provided care for their lifetime or rehabilitated and
released back to their natural habitat, and, with respect to any animal
owned by the organization, does not:
a. Use the animal for any type of entertainment, recreational or
commercial purpose except for the purpose of exhibition as defined by
the department;
b. Sell, trade, lend or barter the animal or the animal's body parts;
or
c. Breed the animal.
33. "Long bow" includes longbows, recurve bows, compound bows, and
crossbows.
State ownership and control.
The State of New York owns all fish, game, wildlife, shellfish,
crustacea and protected insects in the state, except those legally
acquired and held in private ownership. Any person who kills, takes or
possesses such fish, game, wildlife, shellfish, crustacea or protected
insects thereby consents that title thereto shall remain in the state
for the purpose of regulating and controlling their use and disposition.
Application of Fish and Wildlife Law.
1. No person shall, at any time of the year, pursue, take, wound or
kill in any manner, number or quantity, any fish protected by law, game,
protected wildlife, shellfish, harbor seals, crustacea protected by law,
or protected insects, except as permitted by the Fish and Wildlife Law.
2. No person shall, at any time of the year, buy, sell, offer or
expose for sale, transport, or have in his possession any fish protected
by law, game, protected wildlife, shellfish, harbor seals, crustacea
protected by law, or part thereof, or protected insect, whether taken
within the state or coming from without the state, except as permitted
by the Fish and Wildlife Law.
Standard Time of the state.
Provisions of the Fish and Wildlife Law, or regulations of the
department pursuant thereto, stating the periods of the day during which
fish, game or wildlife may be taken shall be construed as referring to
the Standard Time of the state as defined in section 52 of the General
Construction Law, notwithstanding any act of Congress of the United
States or of the legislature of this state or any law or ordinance of a
subdivision of the state declaring another basis of reckoning time.
Interference with lawful taking of wildlife prohibited.
1. As used in this section "wildlife" means wild game and all other
animal life existing in a wild state, including fish, shellfish and
crustacea, and "process of taking", in addition to any act described in
subdivision thirteen of section 11-0103 of this article, includes
travel, camping, and other acts preparatory to taking, which occur on
lands or waters upon which the affected person has the right or
privilege to take such wildlife.
2. A person is guilty of interfering with the lawful taking of
wildlife when, with intent to prevent the taking of wildlife, in season,
in a place where hunting, fishing or trapping is lawful, and by a person
properly licensed to take such wildlife, he:
(a) strikes, shoves, kicks or otherwise subjects the licensed person
to physical contact, or attempts or threatens to do the same; or
(b) follows the licensed person in or about such place and engages in
a course of conduct or repeatedly commits acts which alarm or seriously
annoy such licensed person and which serve no legitimate purpose.
Notwithstanding any other provision of law to the contrary, no one
shall be arrested for violation of this section by other than a duly
designated peace officer acting pursuant to his special duties, or a
police officer.
Limitation of powers of boards of supervisors and county
legislative bodies.
Boards of supervisors of counties and county legislative bodies shall
not, except as expressly provided in the Fish and Wildlife Law, exercise
powers (other than powers to appropriate money), vested in them by any
other law, to provide for the protection, preservation or propagation of
fish, game, wildlife, or shellfish within the county, or to prescribe or
enforce collection of penalties for the violation thereof.
Manner of reference to and amendment of provisions contained
in tables.
1. Any portion of any table contained in a section of the Fish and
Wildlife Law, which portion is capable of identification by reference as
provided in this section or otherwise may be quoted, cited, amended or
repealed, as if the portion so quoted, cited, amended or repealed,
constituted a complete numbered paragraph.
2. In the tables in sections 11-0905 and 11-0907 each letter of the
alphabet in column one identifies and furnishes the citation for the
matter in column one following such letter and also identifies and
furnishes the citation for the matter appearing in column two and column
three opposite the matter so identified in column one.
3. All matter identified by a letter of the alphabet printed in
lower-case print and enclosed in parentheses may be referred to as an
"item"; all matter identified by a figure printed in arabic numerals and
enclosed in parentheses may be referred to as a "sub-item".
4. The headings appearing at the top of the columns are not part of
the identification and citation of any part of the table, but the
portion of any item or sub-item appearing in a column may be referred to
as the portion of that item appearing in that column and "relating to"
species, open season, bag limit, area, game and open season, manner of
taking, specified waters of the state, or open season, size limits and
limits of catch, as the case may be.
5. This section does not make ineffective or affect the construction
or operation of any other form or manner of reference used in any act
enacted by the legislature.
TITLE 3 General Powers and Duties of the Department
Management of fish and wildlife resources; general purposes
and policies governing manner of exercise of powers.
1. The general purpose of powers affecting fish and wildlife, granted
to the department by the Fish and Wildlife Law, is to vest in the
department, to the extent of the powers so granted, the efficient
management of the fish and wildlife resources of the state. Such
resources shall be deemed to include all animal and vegetable life and
the soil, water and atmospheric environment thereof, owned by the state
or of which it may obtain management, to the extent that they constitute
the habitat of fish and wildlife as defined in section 11-0103. Such
management shall be deemed to include both the maintenance and
improvement of such resources as natural resources and the development
and administration of measures for making them accessible to the people
of the state. To obtain these results it shall include, to the extent
authorized by law, the undertaking and execution of reciprocal and
cooperative arrangements with the government of the United States, with
other states, and with other departments and agencies of this state,
political subdivisions and public corporations of this state and owners
and lessees of privately owned lands and waters, and shall also include
continuation of research and educational programs.
2. To such extent as it shall deem feasible without prejudice to other
functions in the management of fish and wildlife resources of the state
and the execution of other duties imposed by law, the department is
directed, in the exercise of the powers conferred upon it, to develop
and carry out programs and procedures which will in its judgment, (a)
promote natural propagation and maintenance of desirable species in
ecological balance, and (b) lead to the observance of sound management
practices for such propagation and maintenance on lands and waters of
the state, whether owned by the state or by a public corporation of the
state or held in private ownership, having regard to (1) ecological
factors, including the need for restoration and improvement of natural
habitat and the importance of ecological balance in maintaining natural
resources; (2) the compatibility of production and harvesting of fish
and wildlife crops with other necessary or desirable land uses; (3) the
importance of fish and wildlife resources for recreational purposes; (4)
requirements for public safety; and (5) the need for adequate protection
of private premises and of the persons and property of occupants thereof
against abuse of privileges of access to such premises for hunting,
fishing or trapping.
3. The department may, until December thirty-first, two thousand
twenty-seven, fix by regulation measures for the management of striped
bass, including size limits, catch and possession limits, open and
closed seasons, closed areas, restrictions on the manner of taking and
landing, requirements for permits and eligibility therefor,
recordkeeping requirements, requirements on the amount and type of
fishing effort and gear, and requirements relating to transportation,
possession and sale, provided that such regulations are no less
restrictive than requirements set forth in this chapter and provided
further that such regulations are consistent with the compliance
requirements of applicable fishery management plans adopted by the
Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
General powers and duties of the department.
In addition to the powers and duties provided in other sections of the
Fish and Wildlife Law, the department shall have the following powers
and duties:
1. To sell or furnish trees, shrubs and other plants to owners or
lessees of private lands situated in the state on such terms as it deems
to be for the public benefit;
2. To issue the licenses and permits provided for by law, to fix their
terms, and the fees therefor, when no statutory provision is made, to
designate agents to sell and promote the sale of licenses, to adopt
procedures for the issuance of licenses, to establish the design and
format of licenses and the information to be contained thereon, to
provide where it deems appropriate for tags and buttons, to adopt
license conditions respecting tagging or identifying fish and wildlife
being possessed or transported, to establish procedures and requirements
for reporting license sales and handling and remittance of license
revenues by persons or entities issuing such licenses, to provide for
acceptable methods of payment of license fees, and to revoke licenses
and permits as provided by law;
3. To regulate the taking of fish in any manner other than angling,
except as to migratory fish of the sea within the marine district;
4. To increase by regulation the size, as established by statute, of
mesh of nets that may be used for taking fish;
5. To declare by regulation that waters, specified in the regulation,
are not inhabited by trout, whenever it shall determine that the waters
specified in the regulation, previously inhabited by trout, are no
longer so inhabited, or shall determine that the waters specified in the
regulation are unsuitable for trout;
6. To control, manage, propagate and distribute, and to regulate the
transportation, importation and exportation of shellfish, cephalopoda
and crustacea;
7. To regulate the examination and inspection of shellfish grounds,
boats used in taking and buildings used for storage of shellfish, the
handling and shipment of shellfish, the floating of shellfish, the
removal of shellfish from unsanitary beds and their deposit on
unpolluted grounds;
8. To enforce all laws relating to lands under water which have been
or shall be designated, surveyed and mapped out pursuant to law as
oyster beds or shellfish grounds and to grant leases of such lands,
belonging to the state, for shellfish culture, according to law;
9. To conduct, manage and control all hatching and biological
stations, game farms, game refuges, rearing stations and public hunting
and fishing grounds owned or operated by the state;
10. To enforce all provisions of the Fish and Wildlife Law and
regulations pursuant thereto, and all laws relating to fish, wildlife,
protected insects, shellfish, crustacea and game;
11. To settle or compromise in its discretion any action or cause of
action to recover a penalty under the provisions of this chapter as it
may deem advantageous to the state;
12. To grant refunds of moneys erroneously received by the department,
within two years of receipt thereof and upon satisfactory proof of
entitlement, which refunds, upon approval of the commissioner and audit
by the State Comptroller, shall be paid from any moneys available to the
department in the Conservation fund.
13. Notwithstanding any other provision of law, to regulate the
possession, transportation, sale, barter and purchase of Pacific salmon
and parts thereof; and to require permits or otherwise regulate the
sale, barter and purchase of raw or unprocessed Pacific salmon eggs.
14. Notwithstanding any inconsistent provision of law, the
commissioner may designate no more than eight days in each year that
shall be effective in every administrative region of the department, as
free sport fishing days during which any person may, without having a
sport fishing license and without the payment of any fee, exercise the
privileges of a holder of a sport fishing license, subject to all of the
limitations, restrictions, conditions, laws, rules and regulations
applicable to the holder of a sport fishing license. Free sport fishing
days shall be designated in a manner determined by the department to
best provide public notice thereof and to maximize public participation
therein, so as to promote the recreational opportunities afforded by
sport fishing.
15. To identify, manage and conserve plants, animals and ecological
communities that are rare in New York state, located on state-owned
lands under the jurisdiction of the department.
16. Notwithstanding any inconsistent provision of law, to authorize
free sport fishing clinics. A free sport fishing clinic shall include,
but not be limited to, instruction provided by employees of the
department or its designee in recreational angling, including its
benefits and values, and may also include instruction and other
information relevant to an understanding of fisheries management, ethics
and aquatic ecology and habitat. No license or recreational marine
fishing registration is required to take fish by angling while
participating in a fishing clinic conducted by the department or its
designee that has been designated by the commissioner as a free sport
fishing clinic. Such clinics shall be implemented consistent with
department standards and in a manner determined by the department to
best provide public notice thereof and to maximize public participation
therein, so as to promote the recreational opportunities afforded by
sport fishing. Further, the commissioner may designate additional
fishing events organized through the department that provide physical or
emotional rehabilitation for veterans, as defined in subdivision three
of section one of the veterans' services law, or active duty members of
the armed forces of the United States. No license or recreational marine
fishing registration shall be required for such veterans or active duty
members to take fish by angling while participating in these events.
17. To prepare or cause to be prepared voluntary habitat stamps and
furnish such stamps annually to license issuing agents and officers for
sale and issuance in the same manner as licenses and other types of
stamps. The department shall, by rule, establish the fee for the habitat
stamp which shall be no less than five dollars plus an additional amount
for the issuing agent or officer. The purchase of a stamp is voluntary
and a stamp need not be possessed in order to take fish or wildlife.
18. To provide a mechanism for a one dollar voluntary contribution to
the venison donation account on all hunting and fishing license
applications administered by the department. The option to utilize the
mechanism shall be voluntary and the mechanism need not be utilized in
order to process hunting or fishing license applications.
The Hudson River estuary management program.
1. There is established a Hudson River estuarine district which shall
include the tidal waters of the Hudson River, including the tidal waters
of its tributaries and wetlands from the federal lock and dam at Troy to
the Verrazzano-Narrows.
2. The department shall establish a Hudson River estuary management
program for the Hudson River estuarine district and associated
shorelands, with consideration to the remainder of the Hudson River, New
York bight, and the waters around Long Island only as they impact the
Hudson River estuary, in order to protect, preserve and, where possible,
restore and enhance the Hudson River estuarine district.
3. The commissioner shall appoint a Hudson River estuary management
advisory committee with whom he or she shall consult on regulatory,
policy and other matters affecting the management, protection and use of
the Hudson River estuarine district and on the formulation of a Hudson
River estuary management program. Such committee shall consist of not
less than eleven members who represent interests directly involved in
the Hudson River estuarine district and shall include representatives of
commercial fishing, sportsmen, research, conservation, and recreation.
For the purpose of immediate implementation of this section, the
committee shall consist of the current members of the Hudson River
fishery advisory committee.
4. The commissioner shall maintain in the department the position of
Hudson River estuary coordinator to manage the Hudson River estuary
management program and to assist the commissioner and the advisory
committee in its development and implementation.
5. There is established a Hudson River estuarine sanctuary for the
purpose of protecting areas of special ecological significance within
the Hudson River estuarine district and associated shorelands. The
estuarine sanctuary shall be managed as a long-term estuarine field
laboratory for research and education concerning the Hudson River
ecosystem. The estuarine sanctuary shall be composed initially of the
four sites now within the Hudson River national estuarine research
reserve (HRNERR). The department shall adopt the Hudson River national
estuarine research reserve program as a program of the department for
the purpose of operating the estuarine sanctuary. The sanctuary shall be
managed by the department in cooperation with the Hudson River estuary
management advisory committee and the commissioner shall have the
authority to designate additional sites for inclusion within the
estuarine sanctuary. The estuarine sanctuary shall be open to those
activities that are compatible with the primary purposes and management
goals of the estuarine sanctuary and its individual sites.
6. The department, in cooperation with the Hudson River estuary
management advisory committee, shall report to the chairpersons of the
assembly committee on environmental conservation and the senate
committee on environmental conservation on or before March first,
nineteen hundred eighty-eight with an estuary management strategy for
the development of a continuing fifteen-year estuary management program
for the preservation, protection, restoration and enhancement of the
Hudson River estuarine district and associated shorelands including but
not limited to its natural resources, its fish and wildlife and the
habitats within it. The estuary management strategy shall include but
not be limited to the following:
a. A discussion of how the Hudson River estuary functions and the
relative role of different species and an explanation of the role of the
Hudson River estuary as a distinct ecosystem, as a habitat for fish and
wildlife, as a commercial fishery and as a recreational resource.
b. Identification of areas of special ecological significance within
the estuarine district and associated shoreland including but not
limited to spawning, nursery, wintering, feeding and foraging habitat
for marine, anadromous, catadromous, riverine, and freshwater species
and a description of the annual dynamics of such habitats including the
geochemical, thermodynamic, biological, hydrodynamic and hydrological
states and mechanisms critical to habitat maintenance.
c. A plan for the development and operation of the Hudson River
estuarine sanctuary which shall include criteria for the identifcation
of additional areas of special ecological significance and for additions
to the Hudson River estuarine sanctuary and a program of education and
research which shall be consistent with the purposes of subdivision five
of this section.
d. A status report on the populations and relative abundance of
species that have potential or existing recreational or commercial value
or that play a key role in the functioning of the estuary and on the
diversity of species in the estuarine district, including a plan for
maintaining an accurate evaluation of populations and relative abundance
and diversity on an annual basis.
e. Evaluation of the impact of the uses of water on the Hudson River
estuarine district including present and future demands for water and
their impact on the balance of fresh and salt water in the estuary and
the role of the location of the salt front in the estuary.
f. Identification of areas of potential ecological significance which
may require rehabilitation.
g. A status report on the levels of toxicants in and their effects on
important estuarine indicator species and for species that have
potential or existing recreational or commercial value.
h. Identification of the anthropogenic activities and the conservation
and management problems that pose an existing or potential threat to the
resources and the functioning of the estuary.
i. An inventory of ownership and tenancy of underwater lands in the
estuarine district.
j. Recommendations for developing the economic potential of the Hudson
River fishery and maintaining its traditional commercial fishery.
k. Recommendations for implementation of a fifteen-year estuary
management program including a list of tasks that must be accomplished
to implement the purposes stated in this subdivision and address the
findings and implement the recommendations of the estuary management
strategy.
l. Evaluation of the existing resources and authority of the
department to implement the estuary management program including
research, information and data needs and legislative, administrative and
regulatory recommendations and the potential role of private sources and
institutions.
7. On or before January first, nineteen hundred eighty-nine, the
commissioner shall present the department's Hudson River estuary
management program at a public hearing. This public hearing shall be
advertised in official newspapers in each county along the Hudson River
corridor from the city of New York to Albany and Rensselaer counties.
The program and public comments regarding it shall be included in a
report on the program to be filed with the chairperson of the assembly
environmental conservation committee and the chairperson of the senate
committee on environmental conservation on or before March first,
nineteen hundred eighty-nine.
8. On or before the first day of March of each year, commencing on
March first, nineteen hundred ninety, the commissioner shall prepare a
report detailing the progress of the estuary management program
including but not limited to consideration of those matters listed in
subdivision six of this section as well as any planned or anticipated
regulatory or policy changes which may affect the estuarine district.
The commissioner shall present the department's annual report at a
special public meeting for the purpose of public review and to hear
public comment on the annual report. The report shall be filed with the
chairpersons of the assembly committee on environmental conservation and
the senate committee on conservation and recreation.
9. The commissioner shall consult with the advisory committee
regularly and in a timely fashion in the preparation of the estuary
management strategy, the estuary management program and his or her
yearly report to the legislature regarding any planned or anticipated
regulatory or policy changes which will affect the estuarine district.
The commissioner shall include in his or her reports to the legislature
the comments, recommendations and observations of the advisory committee
and a discussion of the consulting role that was played by the advisory
committee.
10. The advisory committee shall consult with department personnel on
matters affecting the Hudson River estuary on a regular basis and report
to the commissioner on or before the first day of December of each year
on its activities and concerns.
11. Any agreement or negotiated settlement which existed between the
commissioner and the previously existing Hudson River fishery advisory
committee, whose membership will comprise the Hudson River estuary
management advisory committee for the immediate purposes of implementing
this section, shall be binding between the commissioner and the Hudson
River estuary management advisory committee.
The Flax Pond tidal wetlands sanctuary.
1. There is established a Flax Pond tidal wetlands sanctuary for the
purpose of protecting areas of special ecological significance within
the Flax Pond tidal marsh. The sanctuary shall be composed of the tidal
wetlands located in the village of Old Field, county of Suffolk as
designated on the March tenth, nineteen hundred sixty-six survey filed
in the Suffolk County Clerk's office as file number 136899 and including
a permanent easement for the State University of New York as designated
on the March ninth, nineteen hundred sixty-six survey filed in the
Suffolk County Clerk's office as file number 81558, and including
acreage of 146.162 acres. The sanctuary shall be managed by the
department in cooperation with the state university at Stony Brook. The
sanctuary shall be managed as a long-term field laboratory for research
and education to provide:
a. a natural area for academic research across a wide variety of
disciplines including, but not limited to, the fields of community
ecology, population ecology, predator-prey relationships, food chain and
web dynamics, nutrient and energy flow, hydrology, ornithology, botany,
and forestry management;
b. opportunities for instruction between teaching faculty and students
by using the property as an "outdoor classroom";
c. opportunities for students, faculty, and the public to connect with
the natural world around them;
d. a meaningful contribution toward protection of local and regional
biodiversity;
e. lawful recreational angling, however no commercial fishing or
shellfishing, nor the taking of invertebrates for bait shall be
permitted within the sanctuary;
f. lawful waterfowl hunting during the appropriate open season
following receipt of a tidal wetlands access permit issued pursuant to
department regulations; and
g. boating by sail, human propelled oar or paddle, or mechanically
propelled vessels having a source of power less than ten horsepower.
Migratory game birds; regulation.
* 1. The department may adopt rules and regulations in relation to
migratory game birds, provided such regulations are no less restrictive
than federal regulations made under authority of the Migratory Bird
Treaty Act of July 3, 1918, (16 U.S.C. secs. 703-711), as may be amended
from time to time.
* NB Effective until December 31, 2027
* 1. The department shall adopt rules and regulations in relation to
migratory game birds consistent with federal regulations made under
authority of the Migratory Bird Treaty Act of July 3, 1918, (16 U.S.C.
secs. 703-711), as presently constituted or as hereafter amended.
* NB Effective December 31, 2027
2. The department shall, by rule and regulation, establish the means
or method for creation of both voluntary migratory bird stamps and
migratory bird art prints, their administration, sale and distribution
and other matters relating to such voluntary stamps and art prints. The
department shall select appropriate works of art that will reflect
migratory bird species and/or aquatic ecosystem scenes. The department
may prepare or cause to be prepared voluntary migratory bird stamps and
prints for any year in excess of the number otherwise to be issued for
sale to collectors or other persons desiring to purchase such voluntary
stamps or prints.
3. The department shall prepare or cause to be prepared voluntary
migratory bird stamps and shall furnish such migratory bird stamps
annually to license issuing agents and officers for issuance or sale in
the same manner as other types of licenses. The department shall, by
rule and regulation, establish the fee for such voluntary stamps which
shall not exceed five dollars as a fee and fifty cents for the issuing
agent or officer for a stamp sold in the year in which it was issued.
The purchase of a stamp is voluntary and need not be possessed in order
to hunt migratory waterfowl.
Sale of small lead fishing sinkers prohibited.
1. No person shall sell at retail or offer for retail sale lead
fishing sinkers weighing one-half ounce or less. Each day of sale or
offering for sale shall constitute a separate violation of this section.
2. For the purposes of this section, the following terms shall have
the following meanings:
(a) "sinker" shall mean any device that is designed to be attached to
a fishing line and intended to sink the line. Such term shall not
include artificial lures, weighted line, weighted flies or jig heads.
(b) "sell at retail" or "retail sale" shall mean the sale to any
person in the state for any purpose other than for resale.
3. The department shall provide notice of the prohibition of the
retail sale or offering for sale of lead fishing sinkers weighing
one-half ounce or less in the state fishing regulations guide.
Extension of open seasons after emergency closing.
Whenever open seasons for hunting, fishing or trapping have been
curtailed by a proclamation of the Governor pursuant to section 9-1101
of this chapter closing forests and woodlands, or open lands or waters
to the public, or suspending an open season for taking fish or wildlife,
because of danger of fire, the department, at the expiration of the
effective period of the proclamation, shall have power, within the
limits of counties affected by the proclamation, to extend by regulation
any open season, for a period not to exceed the effective period of the
proclamation.
Additional or other protection.
1. The department shall have power to give to any wildlife or fish,
other than migratory fish of the sea, protection or additional
protection to that afforded by this article, if ten or more citizens
file with the department a petition signed by them stating the grounds
on which such protection is necessary and giving their addresses. If the
department entertains the petition it shall within twenty days
thereafter hold a public hearing thereon in a place determined by it in
the locality affected. At least ten days before the hearing, notice
thereof shall be advertised in a newspaper published in each county
affected. The notice shall state the grounds of the application and a
copy thereof shall be mailed to each petitioner at least ten days before
the hearing.
2. If after the hearing the department determines that by reason of
disease danger of extermination or from other cause or reason, such
species of fish or wildlife requires such additional or other
protection, either local or state-wide, the department may adopt
regulations restricting the destruction, disturbance or taking of such
species. Such regulations may be adopted for the entire state or any
part of it.
3. A regulation adopted pursuant to this section is effective
according to its terms notwithstanding any other provision of the Fish
and Wildlife Law.
Waters closed to taking of fish.
The department shall have power by regulation to close any waters of
the state to the taking of fish whenever an environmental investigation
it causes to be made reveals that fish life in such waters is in
imminent danger of undue depletion because of low water levels brought
on by drought. Any such regulation shall remain in force until the
department finds that the low water emergency has passed and repeals the
regulation.
Hudson River shad fishery.
The department is authorized in its discretion to adopt regulations
establishing restrictions as to numbers and lengths and types of nets
and other gear, compulsory lift periods, licenses, closed season,
protected waters or other like measures, as in its judgment may be
desirable for the protection of the shad fishing in the Hudson River. In
adopting any such regulation, due regard shall be given to the needs of
persons earning their livelihood by shad fishing, opportunity to be
heard shall be given, and there shall be no discrimination in such
additional regulations against the citizens of any other state.
Seasons and limits for taking fish in certain border waters.
1. After consultation with the appropriate agencies of the neighboring
states or provinces mentioned in this section, the department shall have
power to adopt regulations establishing open seasons, minimum size
limits, manner of taking, creel and seasonal limits for the taking of
fish in the waters of Indian Lake and Mianus Reservoir, both situated
partly in New York and partly in Connecticut, and in the waters of
Greenwood Lake, situate partly in New York and partly in New Jersey, and
in the Delaware River, situate partly in New York and partly in
Pennsylvania and in the waters of Lake Champlain situate partly in New
York, partly in Vermont and partly in the Province of Quebec. Such open
seasons, manner of taking and limits shall, whenever possible, be made
uniform, with those fixed by the neighboring state or province for the
waters in question with respect to all species upon which agreement can
be reached with the appropriate agency of that jurisdiction.
2. When the department shall find that conditions permit restoration
and maintenance of the shad run of the Delaware River and that
restrictions imposed under the foregoing powers are inadequate to
cooperate with Pennsylvania and New Jersey in maintaining the maximum
sustained yield of such fishery, the department is authorized after
consultation with the appropriate agencies of Pennsylvania and New
Jersey to declare by regulation that an emergency exists and in its
discretion to impose such additional restrictions for the taking of shad
in the Delaware River and its tributaries as to numbers and lengths and
types of nets and other gear, compulsory lift periods, licenses, closed
season, protected waters or other like measures as may in its judgment
be necessary to maintain such maximum sustained yield. In adopting any
such regulation, the department shall observe the conditions prescribed
in section 11-0315.
3. After consultation with the appropriate agencies of the neighboring
states and the Province of Ontario, the department shall have power to
adopt regulations establishing open seasons, minimum size limits, manner
of taking, and creel and seasonal limits for the taking of fish in the
waters of Lake Erie, Lake Ontario, the Niagara river and the St.
Lawrence river. Such open seasons, manner of taking and limits shall,
whenever possible, be made uniform with those fixed by the neighboring
states and the Province of Ontario, as the case may be, for the waters
in question with respect to all species upon which agreement can be
reached with the appropriate agency of that jurisdiction.
Seasons, limits and manner of taking fish in waters of New
York City water supply open to public.
Notwithstanding any other provision of this article and subject to the
approval of the New York City Department of Environmental Protection,
the department shall have power to adopt regulations establishing open
seasons, minimum size limits, manner of taking and daily and seasonal
limits for taking fish in the waters of the New York City water supply
which are open or may be opened in the future to the public for fishing.
"Restricted areas"; additional enforcement on private
premises.
1. Without limitation of the purpose and policy described in section
11-0303, or of the powers conferred in other sections, the department is
authorized:
a. to adopt by regulation, classifications of "restricted areas" lying
within the boundaries of premises, or of two or more sets of contiguous
premises, privately owned and with respect to which a cooperation
agreement pursuant to section 11-0501 is in force, or owned by the state
or a political subdivision or public corporation thereof, in which
hunting, fishing or trapping, or any of them, shall be, as provided by
such regulation with respect to the classification in question,
prohibited, or shall be restricted or regulated as to the manner, time
or conditions applicable to the exercise in such "restricted areas" of
the privilege of entry upon such premises for purposes of hunting,
fishing or trapping;
b. to adopt regulations with respect to the manner in which, and the
conditions upon which, such "restricted areas" shall be recognized,
including obligations to be undertaken by the owner or lessee of the
premises for the furtherance of sound management practices and public
access for hunting, fishing or trapping, to premises outside the
"restricted area", identification and notice to the public of the
boundaries of the "restricted area", and the manner in which, and the
grounds upon which, the recognition of a "restricted area" may be
revoked or its classification changed;
c. to adopt regulations with respect to prohibitions applicable to
each classification of a "restricted area";
2. Such restricted areas may be established pursuant to this section
and regulations may be made with respect to the use of such areas for
one or more of the following purposes:
a. providing safety zones in and around buildings;
b. providing safety zones deemed necessary for temporary periods of
time for the protection of life or property during farm and woodlot
operations;
c. protecting agricultural or forest crops from trampling or other
damage during critical growth periods;
d. development or carrying out of a program of research in game
management in connection with which the department deems it desirable to
control the hunting, fishing or trapping pressures or to put into effect
special regulations authorized by section 11-0311 or by any other
provision of the Fish and Wildlife Law;
e. protecting the water supply or otherwise providing for the
protection of the health of the people of the state;
f. such other purposes relating to farm operation, woodlot
development, fish and wildlife habitat improvement or public health and
safety which in the opinion of the department require special
restrictions on the use of particular premises.
3. No person shall charge or collect a fee or rental for the privilege
of hunting, fishing or trapping in a restricted area established under
the authority of this section.
4. a. Notwithstanding the provisions of section 11-2111, a restricted
area shall be deemed to be in existence and subject to the regulations
established pursuant to this section with respect to restricted areas of
the classification to which it is assigned, when signs identifying its
existence shall have been erected on the premises in such manner as may
be required by the regulations of the department applicable thereto,
made as prescribed in paragraph b of subdivision 1 of this section.
b. No person shall enter or remain unlawfully or engage in any
activity upon land which has been posted pursuant to such regulations in
violation of the terms of such posted signs.
c. No unauthorized person shall injure, conceal, deface or remove a
sign erected and maintained in accordance with such regulations.
d. The requirements of posting provided in section 11-2111 shall not
be applicable to the erection of signs identifying a restricted area.
e. Restricted areas may be established notwithstanding that the lands
or waters or part of them, included within said restricted area may have
been stocked with fish and game by the state.
f. The existence of the restricted area shall terminate in such manner
as may be provided by regulations of the department.
5. The department is further authorized, at the discretion of the
commissioner, to exercise all of the powers and authority set forth in
this section, in relation to premises with respect to which agreements
are in effect between the owner of such premises and the Agricultural
Stabilization and Conservation Service of the United States Department
of Agriculture and such agreements provide for such regulations, whether
or not such premises are the subject of an agreement pursuant to section
11-0501. Payments to such landowners by the United States Department of
Agriculture under such agreements shall not constitute a fee or rental
within the meaning of subdivision 3 of this section.
Publication of Fish and Wildlife Law.
1. The department shall compile and index each year after the
adjournment of the legislature the laws relating to fish and wildlife,
as well as invasive species (as defined in section 9-1703 and 9-1710 of
this chapter), as amended to date. Copies of the compilation shall be
printed in pamphlet form of pocket size in the number for which the
legislature may appropriate funds.
2. The department shall also prepare a syllabus of such laws and
information informing migratory game bird hunters where they can obtain
information regarding open seasons and bag limits, federal regulations
pursuant to sections 11-1721 and 11-1723 of this article and of laws
relating to invasive species (as defined in section 9-1703 of this
chapter). The department shall deliver copies of such syllabus to
county, city, town and village clerks in numbers sufficient for the
furnishing of one copy to each person to whom a hunting, trapping or
fishing license is issued. Each such licensee shall be entitled to one
copy of such syllabus.
Control of dangerous diseases.
1. Whenever it is jointly determined by the Department of
Environmental Conservation and the Department of Health or the
Department of Agriculture and Markets, and certification is made to the
Commissioner of Environmental Conservation by the Commissioner of Health
or the Commissioner of Agriculture and Markets, that a disease, which
endangers the health and welfare of fish or wildlife populations, or of
domestic livestock or of the human population, exists in any area of the
state, or is in imminent danger of being introduced into the state, the
department shall adopt any measures or regulations with respect to the
taking, transportation, sale, offering for sale or possession of native
fish or feral animals it may deem necessary in the public interest to
prevent the introduction or spread of such disease. The department may
undertake such fish or wildlife control measures it may deem necessary
to eliminate, reduce or confine the disease.
2. Whenever it is determined by the Department of Environmental
Conservation that an epizootic disease which endangers the health and
welfare of native fish or feral animal populations only, exists in any
area of the state, or is in imminent danger of developing or being
introduced into the state, the department may adopt any measures or
regulations with respect to the taking, transportation, sale, offering
for sale or possession of native fish or feral animals deemed necessary
in the public interest to prevent the development, spread or
introduction of such disease.
Conservation fund advisory board.
1. Creation of conservation fund advisory board. (a) The conservation
fund advisory council is hereby continued and reestablished in the
department to be the conservation fund advisory board, which shall make
recommendations to state agencies on state government plans, policies,
and programs affecting fish and wildlife as more specifically outlined
below. Such board shall be composed of eleven voting members, including
a member designated by the state fish and wildlife management board, a
member designated by the New York state conservation council, three
members appointed by the governor, two members appointed by the
temporary president of the senate, one member appointed by the minority
leader of the senate, two members appointed by the speaker of the
assembly, and one member appointed by the minority leader of the
assembly. None of the members shall be employees of the department. Of
the members appointed by the governor, the temporary president of the
senate, the minority leader of the senate, the speaker of the assembly,
and the minority leader of the assembly, no two shall be residents of
the same department of environmental conservation region. Each member
shall be a resident of the region which that person is appointed to
represent. The board shall be representative of individual and organized
sportsmen's interests in each region of the state. In addition to these
voting members, the commissioner and the chairmen of the senate finance
committee, the senate environmental conservation committee, the assembly
ways and means committee and the assembly committee on environmental
conservation or their designees shall serve as ex officio, non-voting
members of the advisory board.
(b) Persons designated or appointed to the advisory board, excluding
ex officio members, shall have demonstrated a long-standing interest,
knowledge and experience in fish and wildlife management, including
hunting or fishing, as evidenced in part by the holding of a valid New
York state hunting, fishing or trapping license at the time they are
designated or appointed to such board and for each of the three years
immediately preceding their designation or appointment to such board.
One member, who may not be an ex officio member, shall be elected
chairman of the advisory board by a majority vote of the members of such
board, excluding ex officio members.
(c) The designation or appointment of any person to the advisory
board, excluding ex officio members, shall be considered terminated if,
in the course of any one-year period commencing from the date of their
designation or appointment, such person shall have accrued three
unexcused absences from meetings of the board. Excuses for absences are
to be accepted at the discretion of the chairman. In the event of such
termination, the resulting vacancy shall be filled as described in
subdivision five of this section.
2. Meetings of the advisory board. The board shall meet at least
quarterly at the call of the chairman.
3. Duties of the advisory board. The advisory board shall have the
following powers and duties:
(a) To review the allocations and expenditures of the department for
fish and wildlife purposes as provided in section 11-0303 of this title
and report to the commissioner by November fifteenth of each year. To
assist the board in its review, the department shall by September first
of each year make available to the board, the governor and the
legislature current and anticipated income and expenditures for the fish
and wildlife programs, including planned expenditures by time and
activity code for the next fiscal year. Such report shall include the
findings of the advisory board regarding such allocations and
expenditures, including expenditures and appropriations from the
conservation fund and the extent to which such expenditures and
appropriations are consistent with the requirements of state law. The
report shall also include recommended maximum annual fees for the
licenses and bowhunting and/or muzzle-loading privileges identified in
subdivision 3 of section 11-0715 of this article. In recommending such
fees the board shall consider economic indicators, the status of the
conservation fund, and such program indicators as it may deem
appropriate. The commissioner shall submit such report, in its entirety,
to the governor and the legislature.
(b) To make reports and release information from time to time, as it
deems necessary, to sportsmen and the general public regarding the
conservation fund and the fish and wildlife program.
(c) To consult with fish and wildlife interests and render annual
reports to the commissioner on fiscal needs and make recommendations on
how such needs shall be met.
(d) To assist the department's efforts to expand the available sources
of income for the conservation fund and advise the department with
respect to the needs of various fish and wildlife programs.
(e) To adopt, promulgate, amend or rescind suitable procedural rules
with respect to the composition, internal organization and functioning
of the board; and such other rules, regulations and procedures as may be
necessary or desirable to effectuate the purposes of this section.
(f) To work to encourage both residents and non-residents to hunt,
fish and trap in New York, and to promote conservation and management of
New York's natural resources.
4. Advisory board members; expenses. Conservation fund advisory board
members shall receive no salary, but the necessary traveling expenses of
voting members when attending meetings of the board shall be paid from
moneys appropriated to the board for travel and shall be paid on
vouchers certified by the chairman of the board upon the audit of the
comptroller in the manner provided by law.
5. Term of office. All voting members of the board shall serve terms
of three years. An appointment to fill a vacancy shall be made for the
remainder of the affected term in the same manner as the original
appointment was made. Such appointment shall be made within sixty days
of the date the position becomes vacant.
6. State assistance. The commissioner shall, at any time requested by
the board, make any and all information readily available to the board
which the board indicates is needed to properly and thoroughly carry out
its responsibilities. The commissioner shall also make available to the
board such secretarial and/or clerical aid reasonably necessary to allow
the board to carry out its duties and responsibilities.
Outdoor recreation and trail maintenance; regulation.
1. The department shall, by rule and regulation, establish the means
or method for the creation of voluntary outdoor recreation and trail
maintenance pins and patches, their administration, sale and
distribution, the fee therefor, and other matters relating to such
voluntary pins and patches.
2. The department shall prepare or cause to be prepared voluntary
outdoor recreation and trail maintenance pins and patches and furnish
such pins and patches annually to license issuing agents and officers
for sale and issuance in the same manner as licenses and other types of
pins and patches. The purchase of such pins and patches shall be
voluntary and need not be possessed in order to participate in outdoor
recreational activities.
TITLE 5 Fish and Wildlife Management Practices Cooperative Program; Prohibitions; Taking of Fish, Wildlife, Shellfish and Crustacea For Scientific or Propagation Purposes; Destructive Wildlife; Rabies Control; Guides; Endangered Species
Fish and wildlife management practices cooperative program.
1. Purpose.
The cooperative program provided in this section is authorized for the
purpose of obtaining on the privately owned or leased lands and waters
of the state practices of fish and wildlife management which will
preserve and develop the fish and wildlife resources of the state and
improve access to them for recreational purposes by the people of the
state.
2. Definitions.
a. "Fish and wildlife management" means management of either fish or
wildlife, or both.
b. "Region" means a fish and wildlife management region established as
provided in subdivision 3.
c. "Regional board" means a board constituted as provided in
subdivision 4. "State board" means the board constituted as provided in
subdivision 5.
d. "Cooperator" means a person with whom an agreement is made as
provided in subdivision 9.
e. "Regional supervisor for natural resources" means the employee of
the department bearing that title in each region.
f. "Department", "commissioner", "fish" and "wildlife" have the
meanings stated in section 11-0103.
3. Fish and wildlife management regions.
The commissioner shall establish not to exceed fifteen fish and
wildlife management regions of one or more counties each, which shall
include all counties of the state not wholly included within a city.
4. Regional fish and wildlife management boards.
a. A regional fish and wildlife management board shall be appointed in
each of the regions established under subdivision 3 of this section.
Such regional board shall consist of three members from each county
within the region which has appointed its members. In each county, one
member shall be a member of or represent the board of supervisors or
county legislative body, one member shall represent the landowners of
the county and one member shall represent the sportsmen of the county.
Such members from each county shall be appointed by the chairman of the
board of supervisors of such county with the approval of the board of
supervisors, except that in a county having a county president, a county
executive or other chief executive officer, the chief executive officer
shall appoint the members representing such county with the approval of
the board of supervisors of such county. In a county having an elected
legislative body the presiding officer shall appoint the members
representing such county with the approval of the legislative body. If
there is no presiding officer then the members representing such county
shall be appointed by the legislative body as a whole. If a member of
the board of supervisors or legislative body is not available to
actively participate on the fish and wildlife management board, a
representative shall be selected who is an elected county official or
who is employed by the county government in a position having
administrative or managerial authority. A landowner representative must
actually reside upon rural lands within the county and actually be
engaged in the operation of such lands for production of agricultural
commodities or forest products. If a landowner representative with such
qualifications is not available to actively participate on the fish and
wildlife management board, a representative may be appointed who has
been for at least five of the past ten years, before commencing his
first term in any series of consecutive terms, engaged in such operation
of rural lands, and who resides within the county he represents. If no
landowner representative with either of these qualifications is
available to actively participate on the fish and wildlife management
board a representative may be appointed who is a resource manager
engaged in such operations on rural lands, and designated by the
corporate owner of those lands to represent the landowner's agricultural
or silvicultural interests. In the case of certain counties designated
by the full state board with a scarcity of rural lands operated for
production of agricultural commodities or forest products, the landowner
representative shall own such rural lands in New York state, whether or
not those properties lie within the county wherein he resides and
represents. A sportsman representative must be a resident of the county.
The said chief executive officer, presiding officer or legislative body
shall receive and consider for appointment as the landowner
representative, the recommendations made by the county farm bureau and
Pomona grange, and for appointment as the sportsmen's representative,
the recommendations made by the county units of organized sportsmen's
groups, as well as considering the advantages of new representatives.
The term of office of regional board members shall be two calendar
years. A member shall be eligible for reappointment to successive terms
of office where otherwise qualified. The term of the sportsmen's
representative and the board of supervisors or county legislative body
representative shall expire at the end of the odd numbered years; the
term of the landowner representative shall expire at the end of the even
numbered years. An alternate board of supervisors or county legislative
body representative, sportsmen's representative and landowner
representative may also be appointed, who shall be available to serve in
the event of the temporary inability of the member sportsmen's
representative or member landowner representative or board of
supervisors or county legislative body representative to so function. A
vacancy in membership of a regional board shall be filled in the same
manner as the original appointment for the balance of the unexpired term
during which the vacancy occurs; if a supervisor member or county
legislative body member shall cease to be a supervisor or member of the
legislative body before the expiration of his term as a member of the
regional board, a successor shall be appointed for the unexpired balance
of the term as a member of the regional board. The chairman of the Board
of Directors of each soil and water conservation district and the
chairman of each regional forest practice board within the fish and
wildlife management region, or his or their representatives, shall be
advisory members without vote.
b. Each regional board shall elect annually from its members a
chairman, a vice chairman and a representative to the state board and
may elect a secretary. The regional supervisor for natural resources may
serve as secretary of the board if the board so requests, but in any
event such supervisor's services shall always be available to the board.
5. State fish and wildlife management board.
a. There shall be a state fish and wildlife management board which
shall consist of three representatives, one each representing
landowners, sportsmen, and county legislative bodies, from each of the
existing regional boards, and, as advisory members of the board without
vote, the following persons during their term of office as such, or
their representatives: the Commissioner of Environmental Conservation,
the Commissioner of Agriculture and Markets, the Commissioner of
Transportation, the Commissioner of Parks, Recreation and Historic
Preservation, the dean of the New York State College of Agriculture and
Life Sciences, the president of the State University of New York College
of Environmental Science and Forestry, the chairman of the State Soil
and Water Conservation Committee, the chairman of the State Forest
Practice Board, the president of the New York Farm Bureau, the Master of
the New York State Grange, the president of the New York State
Conservation Council, and the president of the New York State Division
of Izaak Walton League.
b. Each member other than the advisory members shall be elected by and
from the membership of the respective regional boards for a term of one
year from the day of his election, unless within such period he shall
cease to be a member of the regional board which elected him, in which
event he shall cease to be a member of the state board on the day he
ceases to be a member of such regional board. Any vacancy in the state
board other than in the office of an advisory member shall be filled for
the balance of the unexpired term so vacated by election from its
membership by the regional board in which such vacancy occurred.
c. The members of the state board shall elect one of their voting
members to serve as chairman, and another as vice chairman, to serve in
the absence or inability to serve of the chairman. An officer of the
department designated by the commissioner may act as secretary for the
board if the board so elect; otherwise a secretary shall be elected from
the membership.
d. The state board shall meet at the call of the chairman or secretary
when and where necessary within the state.
6. Regional and state board members; expenses.
Regional and state board members, including advisory members, shall
receive no salary, but their necessary traveling expenses when attending
meetings of the regional or state boards shall be paid from moneys
appropriated to the department for travel and shall be paid on vouchers
certified by the chairman of the appropriate regional board or state
board upon the audit of the comptroller in the manner provided by law.
7. Duties of regional boards.
a. Each regional board shall formulate a statement of fish and
wildlife management practices appropriate for its region and submit it
for approval to the state board and the commissioner. After such a
statement of practices has been approved by the state board and the
commissioner, the regional board shall formally adopt such statement of
practices and encourage landowners, lessees and sportsmen within the
region to adopt and carry out the practices approved.
b. A copy of each resolution so adopting a statement of practices
shall be filed in the principal office of the department.
c. Any practices formulated in specific terms shall, unless otherwise
expressly limited by the words "without variation", "without
alternative", or the like, be interpreted as permitting such variations
or alternatives as shall be accepted by the regional board as satisfying
the purpose of the practices. But no such variation or alternatives
shall be deemed to be a compliance with the practices for purposes of
subdivisions 9 and 10 unless the approval of the regional board is
recorded in writing.
8. Duties of the state board.
a. The state board shall pass upon and approve or disapprove the fish
and wildlife management practices formulated by the regional boards. The
state board may, with the advice of the commissioner, and upon
recommendations from the regional boards, formulate recommended uniform
fish and wildlife management practices for similar ecological types
within the various ecological regions of the state. Such uniform
practices may thereafter be incorporated expressly or by reference in
the statement of practices formulated by regional boards, but shall not
be operative as practices of any region unless so incorporated.
b. The state board shall also have the following duties and powers:
(1) to recommend to the regional boards such policies and procedures
for the carrying out of fish and wildlife management practices as it
deems appropriate;
(2) to keep the several regional boards informed of the activities and
experience of all other regional boards in the state and to facilitate
an interchange of advice and experience between such regional boards and
cooperation between them, and to provide advice and assistance in
coordinating the programs of the several regional boards.
c. The state board may submit to the commissioner, recommendations
with respect to matters delegated by statute to the department in any
case where a statute or regulation of the department may affect the
carrying out of fish and wildlife management practices under this
section.
9. Cooperation agreements.
a. The commissioner shall have power, through his representative, to
enter into an agreement in writing with an owner or lessee of rural
lands or waters lying within a fish and wildlife management region or an
interest in such lands or waters, or with two or more such owners or
lessees who agree jointly and severally, for furnishing of services and
benefits as provided in subdivision 10, in exchange for and subject to
the condition that such owner or lessee, or owners or lessees, adopt and
carry out for a specified period of time, upon such premises or
specified parts thereof, one or more of the fish and wildlife management
practices adopted by the regional board.
b. The commissioner shall provide standard forms for such cooperation
agreements.
c. The agreement shall state the period during which it shall be in
force and may provide for renewal. It may also provide for termination
before the expiration of such period, and for the conditions upon which
and the manner in which any privilege of termination may be exercised.
d. Without limitation by paragraph c or by any term of the agreement
pursuant to paragraph c the failure of a cooperator, or of any one of
two or more cooperators who agree jointly and severally, to perform his
agreement shall relieve the commissioner and the state from the
obligation to furnish the services and benefits provided for in
subdivision 10.
10. State assistance.
a. Upon the establishment of such region, the commissioner may, and
upon organization of the regional board, the commissioner shall provide
personnel from the department to assist the boards and the cooperators
within the region.
b. The commissioner shall furnish to cooperators:
(1) technical services;
(2) trees and shrubs from any of the nurseries operated by the
department without charge at the nursery, to the extent and subject to
the conditions specified in the agreement with the cooperator;
(3) a subscription, without cost, to the New York State
Conservationist magazine.
c. The commissioner may also furnish to cooperators such further
technical assistance, labor and materials, as may be required in
compliance with practices approved by the region and authorized by order
of the commissioner.
d. The commissioner may also furnish to premises covered by an
agreement and to fish and wildlife upon such premises such protection by
way of posting, patrol by environmental conservation officers or forest
rangers, inspection or checking stations, fire patrols or other
appropriate means, within the limitation of appropriations and of the
manpower available as may be advisable in his judgment to protect fish
and wildlife resources, provide for public safety and encourage the
opening of private lands and waters to public hunting and fishing; but
neither this subdivision nor any provision of any agreement pursuant to
this section shall be deemed to constitute an undertaking by the state
or the department on its behalf to furnish such posting, patrol or
protection and neither such agreement nor any provision of the Fish and
Wildlife Law shall be deemed to create a ground of liability of the
state for damage to person or property caused by the failure or neglect
of the state or its agents, officers or employees to furnish such
posting, patrol or protection.
e. The agreement with the cooperator may provide for use by him for
purposes compatible with its function in wildlife management, of any
structure or facility created or maintained on his premises with funds
of the department, or for furnishing to him the incidental products of
any activity conducted on his premises for purposes of wildlife
management.
Polluting streams prohibited.
1. No dyestuffs, coal tar, refuse from a gas house, cheese factory,
creamery, condensary or canning factory, sawdust, shavings, tan bark,
lime, acid, oil or other deleterious or poisonous substance shall be
thrown or allowed to run into any waters, either private or public, in
quantities injurious to fish life, protected wildlife or waterfowl
inhabitating those waters or injurious to the propagation of fish,
protected wildlife or waterfowl therein.
2. a. No person shall place sewage or other matter injurious to fish
where it can find its way into water used by any state fish hatchery or
allow others to do so on or through premises owned or occupied by him.
b. No person shall erect or maintain any privy, pigsty, inclosure for
poultry, barn or barnyard, or drain from any building, whence drainage
or refuse may find its way into water used by any state fish hatchery.
Every such privy, pigsty, inclosure, barn, barnyard and drain is hereby
declared to be a public nuisance and may be summarily abated by the
department.
3. Oil, acid, sludge, cinders or ashes from a vessel of any type shall
not be thrown, dumped or allowed by any person to run into the waters of
the Hudson or Mohawk rivers.
4. No earth, soil, refuse or other solid substances, except snow or
ice, shall be disposed of in any stream or tributary thereto which is
inhabited by trout; nor shall any earth, soil, refuse or other solid
substance, except snow or ice, be disposed of on the banks of trout
streams or tributaries thereto in such a manner that such solid
substance can enter the stream at any stage of water level. Dumps and
disposal areas for refuse along the banks of trout streams, or
tributaries thereto, shall be operated by the owner or lessee of such an
area in such manner that the solid substances deposited thereon shall
not enter the stream at any stage of water level.
5. This section does not prohibit the control or elimination of
aquatic vegetation, insects and aquatic animals, authorized by the
department in order to effectuate the provisions of paragraph a of
subdivision 2 of section 11-1911 and subdivision 8 of section 11-1913 of
the Fish and Wildlife Law.
6. Nothing contained in this section shall prohibit the enactment by
the appropriate governing or legislative body of any county, city, town
or village of local laws, not inconsistent with this chapter,
prohibiting the disposal of earth, soil, refuse, or other solid
substance, in streams, ponds or lakes within its jurisdiction.
Interference with fish and wildlife.
1. a. Except as permitted by the department, no person shall obstruct
the passage of fish in any stream or river by a screen or otherwise. The
department may order such obstruction removed by the person erecting the
same or by the owner of the land on which it is located. A copy of the
order shall be served on such person or owner and failure to comply with
its terms within ten days after service thereof shall be deemed a
violation of this subdivision. This subdivision shall not apply to dams
heretofore or hereafter erected.
b. Flumes or raceways in streams stocked with fish by the state shall
be screened as the department may direct.
2. No person shall:
a. hold back or divert water in any stream which supplies a state
hatchery so as to prevent the flow of sufficient water for hatchery
purposes, or
b. take fish from the waters of any state hatchery operated by the
department, except under the authority of the department.
* 3. No deer or bear traps shall be made, set or used upon land
inhabited by deer or bear. No salt lick shall be made, set or used upon
land inhabited by deer or bear, except that:
a. the department may do so on state wildlife refuges and wildlife
management areas; and
b. a nuisance wildlife specialist with a permit issued pursuant to
section 11-0522 of this title may do so provided that such activities
are in furtherance of the site-specific deer management plan.
c. a nuisance wildlife specialist with a permit issued pursuant to
section 11-0522-a of this title may do so provided that such activities
are in furtherance of the site-specific deer management plan.
* NB Effective until January 1, 2027
* 3. No deer or bear traps shall be made, set or used upon land
inhabited by deer or bear. No salt lick shall be made, set or used upon
land inhabited by deer or bear, except that the department may do so on
state wildlife refuges and wildlife management areas.
* NB Effective January 1, 2027
4. No person shall use any device which prevents frogs from having
free access to and egress from water.
5. No person shall rob or wilfully destroy a nest of any protected
birds unless a permit shall first be obtained from the department.
6. Except as permitted by the department, no person shall at any time
disturb a beaver dam, house or den or a muskrat house or den or any
structure constructed by a muskrat in which it can take shelter.
7. No person shall at any time disturb a nest box or any structure
constructed for the purpose of harboring wild birds whether or not such
structure is inhabited by wild birds, except for annual maintenance of
such structure or when deemed necessary by the owner of the property
whereupon such structure is located.
8. No person shall place, give, expose, deposit, distribute or scatter
any substance with the intent to attract or entice deer to feed within
three hundred feet of a public highway. Normal agricultural practice of
planting, cultivating or harvesting and the feeding of deer held captive
for agricultural purposes or the feeding of deer held captive in zoos
and wildlife parks shall not be considered attracting or enticing deer
to feed for the purposes of this section.
* 9. A nuisance wildlife specialist with a permit issued pursuant to
section 11-0522 of this title may, in accordance with the parameters of
such permit and the consultation of local law enforcement, entice deer
in the manner prohibited in subdivision eight of this section provided
that such activities are in furtherance of the site-specific deer
management plan.
* NB Repealed January 1, 2027
* 10. A nuisance wildlife specialist with a permit issued pursuant to
section 11-0522-a of this title may, in accordance with the parameters
of such permit and the consultation of local law enforcement, entice
deer in the manner prohibited in subdivision eight of this section
provided that such activities are in furtherance of the site-specific
deer management plan.
* NB Repealed January 1, 2027
Liberation of fish, shellfish and wildlife.
1. Fish or fish eggs shall not be placed in any waters of the state
unless a permit is first obtained from the department; but no permit
shall be required to place fish or fish eggs in an aquarium.
2. No person shall liberate or import or cause to be imported for the
purpose of liberation within the state any European hare (Lepus
europaeus), European or San Juan rabbit (Oryctolagus cuniculus), Texas
or jack rabbit (Lepus californicus), gray fox (Urocyon
cinereoargenteus), including captive bred gray fox, red fox (Vulpes
vuples), including captive bred red fox or nutria (Myocastor coypus),
whether taken from within or without the state. Nutria may be imported
only by permit of the department for scientific, exhibition or for
breeding purposes.
3. No person shall willfully liberate within the state any wildlife
except under permit from the department. The department may issue such
permit in its discretion, fix the terms thereof and revoke it at
pleasure. These provisions do not apply to migratory game birds,
importation of which is governed by regulation of the department.
4. No person shall intentionally liberate zebra mussels (Dreissena
polymorpha) into any waters of the state. No person shall buy, sell, or
offer to buy or sell, or intentionally possess or transport zebra
mussels except under a license or permit issued pursuant to section
11-0515. Zebra mussels, except those lawfully held pursuant to a license
or permit, may be destroyed by any person at any time.
Water chestnut.
No person shall plant, transport, transplant or traffic in plants of
the water chestnut or the seeds or nuts thereof nor in any manner cause
the spread or growth of such plants.
Possession and transportation of wildlife.
Subject to the provisions of section 11-0512 of this article, no
person shall, except under a license or permit first obtained from the
department containing the prominent warning notice specified in
subdivision nine of section 11-0917 of this article, possess, transport
or cause to be transported, imported or exported any live wolf, wolfdog,
coyote, coydog, fox, skunk, raccoon, venomous reptile, endangered
species designated pursuant to section 11-0535 of this title, species
named in section 11-0536 of this title or other species of native or
non-native live wildlife or fish where the department finds that
possession, transportation, importation or exportation of such species
of wildlife or fish would present a danger to the health or welfare of
the people of the state, an individual resident or indigenous fish or
wildlife population. Environmental conservation officers, forest rangers
and members of the state police may seize every such animal possessed
without such license or permit. No action for damages shall lie for such
seizure, and disposition of seized animals shall be at the discretion of
the department.
Possession, sale, barter, transfer, exchange and import of
wild animals as pets prohibited.
1. It shall be prohibited for any person to:
a. knowingly possess, harbor, sell, barter, transfer, exchange or
import any wild animal for use as a pet in New York state, except as
provided in subdivision three of this section; or
b. intentionally release or set at-large any wild animal, authorized
by this section for use as a pet, from the location where the animal is
permitted to be possessed or harbored.
2. This section shall not apply to the following persons and entities
with respect to wild animals owned or harbored by them solely for a
purpose other than for use as a pet:
a. Zoological facilities licensed pursuant to 7 USC. Sec. 2131 et
seq.;
b. Exhibitors licensed pursuant to the Animal Welfare Act, 7 USC.
Sections 2132-2134 and reptile exhibitors who have demonstrated to the
department, in accordance with regulations promulgated by the
commissioner, that the sole purpose for which the wild animal or animals
are used is for exhibition to the public for profit or compensation;
c. Research facilities as defined in the Animal Welfare Act, 7 USC.
Section 2132 (e), which are licensed by the United States Secretary of
Agriculture;
d. Licensed veterinarians and incorporated humane societies, animal
shelters, societies for the prevention of cruelty to animals or animal
welfare organizations in temporary possession of wild animals;
e. State universities, private colleges or universities, or state
agencies working with wild animals;
f. Wildlife rehabilitators licensed pursuant to the provisions of
subdivision three of section 11-0515 of this title and regulations
promulgated thereunder, who are tending to sick or injured wild animals;
g. A person having custody of a wild animal solely for the purpose of
transporting it to a licensed veterinarian, wildlife rehabilitator,
humane society or other entity authorized by this section to handle or
treat wild animals;
h. A wildlife sanctuary as defined in subdivision thirty-two of
section 11-0103 of this article;
i. A person who is not a resident of this state who is in the state
only for the purpose of travelling between locations outside the state.
In no event shall this time period exceed ten days;
j. A person who is paralyzed from the neck down who possesses a new
world monkey trained to perform tasks for its owner by an organization
described in section 501(c) of the Internal Revenue Code of 1986 and
dedicated to improving the quality of life of persons paralyzed from the
neck down.
3. Any person who possesses or harbors a wild animal for use as a pet
at the time that this section takes effect may retain possession of such
animal for the remainder of its life, provided that such person:
a. Has not been convicted of any offense relating to cruelty to
animals or under a judicial order prohibiting possession of animals;
b. Applies to the department within six months of the effective date
of this section, and obtains from the department, a license pursuant to
subdivision four of this section;
c. Complies with all applicable federal, state, or local laws,
including any ordinance, rule or regulation adopted by a local board of
health, or any rules and regulations established by the department as
requisites for ownership of such wild animal; and
d. Reports a release to the local police department and animal control
immediately upon discovery of the release. Each escape during a twelve
month period of time will subject the possessor to penalties by the
department pursuant to subdivisions eight and nine of this section.
4. The department shall be required to issue licenses authorizing
possession of wild animals only to those persons who comply with the
provisions of subdivision three of this section and with any regulations
promulgated by the department thereunder. Such licenses shall be valid
in any jurisdiction within the state where possession of a wild animal
is not prohibited by local law or ordinance, rule or regulation adopted
by a local board of health, and shall be renewable biennially during the
life of the animal subject to continued compliance with the provisions
of this section and with any regulations promulgated thereunder. The
department shall forward copies of such licenses to the clerk of the
city, town or village in which each wild animal is harbored.
a. License applications shall include, but shall not be limited to,
the following:
(1) The name, address and telephone number of the person who owns,
possesses or harbors the wild animal or animals, including an
acknowledgment that the person who owns, possesses or harbors the wild
animal or animals is twenty-one years of age or older.
(2) The address of the location where the wild animal or animals will
be kept, if different from the above.
(3) A detailed description of each wild animal owned, possessed or
harbored, including species, gender, age, any identifying
characteristics, and an identification tag or tattoo if required by the
department, with proof, acceptable to the department, that each such
wild animal was acquired prior to the effective date of this section.
(4) The name, address and telephone number of the veterinarian, who
has agreed to treat the wild animal.
(5) An acknowledgment indicating that the wild animal or animals will
not be bred.
(6) A detailed certification establishing that the location in which
the wild animal will be kept complies with all appropriate standards of
care and at minimum complies with the standards for animal care set
forth in the Federal Animal Welfare Act and other applicable federal,
state and local standards, including, but not limited to housing,
temperature, ventilation, drainage, sanitation, food, water, exercise
and veterinary care appropriate to the species and sufficient to
maintain the wild animal in good health.
(7) An acknowledgment that the wild animal will not be tied, tethered,
or chained outdoors, allowed to run at large and that the wild animal
will not be brought to any public park or commercial or retail
establishment unless it is being brought to a veterinarian or veterinary
clinic.
(8) An acknowledgment that possession, harboring or owning such wild
animal does not violate any applicable federal, state or local law,
including any ordinance, rule or regulation adopted by a local board of
health.
b. The department shall set biennial license fees for the possession
of wild animals pursuant to subdivision three of this section in an
amount determined to be reasonable but not more than one hundred
seventy-five dollars for two years for each wild animal. License fees
shall be used solely for the implementation and enforcement of this
section.
5. The provisions of the state administrative procedure act shall
apply to the denial or revocation of a license.
6. Any person in possession of a wild animal as a pet that has been
granted a license pursuant to subdivision four of this section shall not
breed, or sell, trade, barter or exchange such wild animal.
7. A person possessing, owning or harboring a wild animal who is
denied a license pursuant to subdivision four of this section, or whose
license is revoked, shall surrender such wild animal to the department
or an authorized agent thereof at a location designated by the
department for such surrender or a police or peace officer of this
state, a local animal control officer, or a duly incorporated society
for the prevention of cruelty to animals, or provide proof that the
animal has been humanely euthanized according to American Veterinary
Medical Association standards by a licensed veterinarian.
8. The department, any police or peace officer of this state, a local
animal control officer, or a duly incorporated society for the
prevention of cruelty to animals is hereby authorized to enforce the
provisions of this section and issue notices of violation to persons in
violation of this section, and shall have the authority to seize any
wild animal held in violation of this section. A county society for the
prevention of cruelty to animals must obtain a warrant before seizing a
wild animal or arresting a person who owns or possesses a wild animal
under this section. Wild animals seized or surrendered pursuant to the
provisions of this section shall be transferred to a duly incorporated
wildlife sanctuary as defined in this section, or a zoological facility,
or shall be humanely euthanized. Any costs associated with seizing,
transferring, recapturing or euthanizing a wild animal shall be borne by
the person who owned, harbored or possessed the animal. The department
shall also have the authority to seek injunctive relief in any court of
appropriate jurisdiction to prevent continued violations of this
section.
9. Notwithstanding any other provision of law, any person who
knowingly breeds a wild animal or knowingly possesses, owns, harbors,
sells, barters, transfers, exchanges, or imports a wild animal for use
as a pet or intentionally releases or sets at-large any wild animal,
authorized by this section for use as a pet, from the location where the
animal is permitted to be possessed or harbored in violation of the
provisions of this section shall be subject to a penalty of not more
than five hundred dollars for the first offense and not more than one
thousand dollars for a second and subsequent offenses. Each instance of
breeding, owning, harboring, sale, barter, release, transfer, exchange,
or import of a wild animal in violation of this section shall constitute
a separate offense.
10. Nothing contained in this section shall prevent any city, town or
county from enacting more restrictive provisions governing the
possession of wild animals for use as pets.
Pigeons.
1. No person shall at any time, by any means or in any manner capture,
kill or attempt to capture or kill any Antwerp or homing pigeon, wearing
a ring or seamless leg band with its registered number stamped thereon;
nor shall any person remove such mark. No person except the lawful owner
shall detain, possess, or transport Antwerp or homing pigeons wearing a
ring or seamless leg band with the registered number thereon.
2. Notwithstanding any other law to the contrary, the local
legislative body of any city, town or village, or in the city of New
York the Department of Health may take or issue a permit to any person
to take pigeons at any time and in any humane manner in such
municipality, whenever such body or administration finds that pigeons
within such municipality are or may become a menace to public health or
a public nuisance; provided, however, that no pigeon may be taken in a
manner which will endanger other animal life, persons or property.
Eurasian boars prohibited.
1. For purposes of this section, "Eurasian boar" shall mean any
subspecies, breed, or hybrid of swine recognized as Eurasian boar,
Russian boar, wild boar, wild hog, razorback, or feral swine. "Eurasian
boar" shall not include domestic pigs (sus scrofa domestica) possessed
for meat production or as pets, or animals possessed or owned by a
zoological park accredited by the Association of Zoos and Aquariums.
2. No person, firm, partnership, corporation, or government entity
shall knowingly import, allow to breed, or introduce into the wild
Eurasian boars.
3. Beginning September first, two thousand fifteen, no person, firm,
partnership, corporation or government entity shall knowingly possess,
sell, offer for sale, distribute, transport, or otherwise market or
trade live Eurasian boars.
4. The department may adopt rules and regulations necessary to
implement and administer this section.
Licenses to collect, possess or sell for propagation,
scientific or exhibition purposes.
1. The department may issue to any person a license revocable at its
pleasure to collect or possess fish, wildlife, shellfish, crustacea, or
aquatic insects, birds' nests or eggs for propagation, banding,
scientific or exhibition purposes. The department in its discretion may
require an applicant to pay a license fee of ten dollars, and to file a
bond of two hundred dollars to be approved by the department that he or
she will not violate any provisions of this article. Each licensee shall
file with the department a report containing such information as the
department may require. Such license shall be in force for one year only
and shall not be transferable.
2. The department may also issue a license revocable at its pleasure
to possess and sell protected fish, wildlife, shellfish, crustacea or
aquatic insects for propagation, scientific or exhibition purposes. The
department in its discretion may require a license fee of ten dollars.
Such license shall be in force for one year only and shall not be
transferable. Each licensee shall file with the department a report
containing such information as the department may require. Fish,
wildlife, shellfish, crustacea or aquatic insects lawfully possessed
under this section may be sold at any time by the licensee for
propagation, scientific or exhibition purposes only.
3. The department may also issue a revocable license to possess
distressed wildlife for rehabilitation purposes. The department may
adopt regulations concerning the qualifications, appointment and duties
of wildlife rehabilitators and the procedures for license issuance and
revocation.
4. The department shall have power to make regulations governing the
possession of such fish, wildlife, shellfish, crustacea and aquatic
insects to protect them from cruelty, disease or undue discomfort and to
protect the public from attack or contamination.
Taking for propagation and stocking; fish hindering
propagation of food fish or shellfish.
1. The department may take, or it may permit any person to take
wildlife for propagation or stocking purposes, or fish or shellfish for
propagation purposes.
2. It may also remove, or permit to be removed, in any manner it may
prescribe, from either public or private waters, fish or shellfish which
hinder the propagation of food fish or shellfish, or which are in
imminent danger of being killed by pollution or otherwise. Such fish or
shellfish shall be disposed of as the department may direct.
3. No person shall take fish within one hundred feet of any leader or
net operated by the department or permitted under subdivisions 1 or 2 of
this section and fish confined therein shall be handled or taken
therefrom only by an employee of the department or by the permittee.
Disposition of fish, wildlife, game, shellfish, crustacea or
protected insects seized by or surrendered to enforcement
officers.
1. When any fish, game, wildlife, shellfish, crustacea or part
thereof, or any protected insect, or any bird plumage, is
a. seized by an enforcement officer as provided in section 71-0907 and
it is thereafter determined that the possession thereof, by the person
from whom it was seized, was unlawful under any provision of the Fish
and Wildlife Law or regulation pursuant thereto; or
b. found in or released from a trap, snare, net or other device
constituting a nuisance which the officer is authorized summarily to
abate as provided in section 71-0915; or
c. surrendered to an enforcement officer for disposition by any person
having lawful custody or possession; possession thereof shall be deemed
vested in the department on behalf of the state. All such things shall
be disposed of as may be determined by the enforcement officer, subject
to law and any applicable regulations of the department.
Destructive wildlife; taking pursuant to permit.
1. The department may direct any environmental conservation officer,
or issue a permit to any person, to take any wildlife at any time
whenever it becomes a nuisance, destructive to public or private
property or a threat to public health or welfare, provided, however,
that where such wildlife is a bear, no such permit shall be issued
except upon proof of damage to such property or threat to public health
or safety presented to the department. Upon presentation of such proof,
the department may issue a permit authorizing the use of trained
tracking dogs pursuant to section 11-0928 of this article, and, if the
department has determined that no other alternative is feasible, a
separate permit to take the bear. Wildlife so taken shall be disposed of
as the department may direct. Any person, agency, corporation or
municipality who obtains a migratory bird depredation permit or order
issued by the federal department of the interior pursuant to 50 C.F.R.
13 and 50 C.F.R. 21, as may be amended from time to time, shall not be
required to obtain a permit from the department to conduct the
authorized activities.
2. The department may, by permit issued to a landowner, permit such
landowner, and any person he may designate in writing as his agent, to
take beaver on lands owned by the permittee, during any specified
period, in any specified number, and by any specified means,
notwithstanding the provision contained in paragraph d of subdivision 3
of section 11-0901 or any other provision of the Fish and Wildlife Law.
Beaver so taken shall be disposed of as the department may direct.
3. Nothing in this section shall be construed as requiring or
obligating the department to issue a permit to take wildlife or to
direct the taking of any wildlife when in its opinion the nuisance,
destruction of property or threat to public health and welfare will not
be effectively abated thereby.
* § 11-0522. Urban deer management pilot program.
1. For the purposes of this section, " nuisance wildlife specialist"
shall mean an employee of or a contractor for the federal or state
government responsible for wildlife management acting pursuant to a deer
management plan and deer cull permit. A nuisance wildlife specialist
must be in compliance with criteria established by the department that
at a minimum shall require:
a. a minimum level of marksmanship qualifications appropriate to the
firearm or hunting implement to be used;
b. liability insurance coverage or other financial arrangements
identified by the department;
c. a copy of the cull permit and a copy of the log of nuisance
wildlife specialists using the permit, be on the nuisance wildlife
specialist's person when exercising any privilege of such permit; and
d. reporting requirements.
2. The department may, after reviewing the city of Syracuse's cull
permit application and site-specific deer management plan, and upon a
finding by the city of Syracuse that deer have become a nuisance,
destructive to public or private property or a threat to public health
or welfare, issue a deer cull permit for use within the boundaries of
the city of Syracuse, authorizing use of a nuisance wildlife specialist
to take deer pursuant to the terms of the deer cull permit.
3. Each cull permit application shall at a minimum include
requirements for: the timeframe during which the permit must be used, a
site-specific deer management plan, a geographic description of the area
for which the permit is being requested, a written contract with the
city of Syracuse, a list which identifies participating nuisance
wildlife specialists and eligibility based on the criteria established
by the department, provided by the city of Syracuse, requests for any
authorization pursuant to subdivisions three and nine of section 11-0505
of this title, subdivision two of section 11-0901 of this article, and
subdivisions two and four of section 11-0931 of this article, provided
that any such authorization subsequently granted shall be explicitly
included on any cull permit, and details regarding expected local law
enforcement consultation.
4. Nothing in this section shall be construed as requiring or
obligating the department to issue a permit to take deer when in its
opinion the nuisance, destruction of property or threat to public health
and welfare will not be effectively abated thereby.
* NB Repealed January 1, 2027
* § 11-0522-a. Long Island deer management pilot program.
1. For the purposes of this section, " nuisance wildlife specialist"
shall mean an employee of or a contractor for the federal or state
government responsible for wildlife management acting pursuant to a deer
management plan and deer cull permit. A nuisance wildlife specialist
must be in compliance with criteria established by the department that
at a minimum shall require:
a. a minimum level of marksmanship qualifications appropriate to the
firearm or hunting implement to be used;
b. liability insurance coverage or other financial arrangements
identified by the department;
c. a copy of the cull permit and a copy of the log of nuisance
wildlife specialists using the permit, be on the nuisance wildlife
specialist's person when exercising any privilege of such permit; and
d. reporting requirements.
2. The department may, after reviewing the town of Southold's cull
permit application and site-specific deer management plan, and upon a
finding by the town of Southold that deer have become a nuisance,
destructive to public or private property or a threat to public health
or welfare, issue a deer cull permit for use within the boundaries of
the town of Southold, authorizing the use of a nuisance wildlife
specialist to take deer pursuant to the terms of the deer cull permit.
3. Each cull permit application shall at a minimum include
requirements for: the timeframe during which the permit must be used, a
site-specific deer management plan, a geographic description of the area
for which the permit is being requested, a written contract with the
town of Southold, a list which identifies participating nuisance
wildlife specialists and eligibility based on the criteria established
by the department, provided by the town of Southold, requests for any
authorization pursuant to subdivisions three and nine of section 11-0505
of this title, subdivision two of section 11-0901 of this article, and
subdivisions two and four of section 11-0931 of this article, provided
that any such authorization subsequently granted shall be explicitly
included on any cull permit, and details regarding expected local law
enforcement consultation.
4. Nothing in this section shall be construed as requiring or
obligating the department to issue a permit to take deer when in its
opinion the nuisance, destruction of property or threat to public health
and welfare will not be effectively abated thereby.
* NB Repealed January 1, 2027
Destructive or menacing wildlife; taking without permit.
1. Owners and lessees and members of their immediate families actually
occupying or cultivating lands, and persons authorized in writing and
actually employed by them in cultivating such lands, may take (a)
unprotected wildlife other than birds and (b) starlings, common crows
and, subject to section 11-0513, pigeons, when such wildlife is injuring
their property or has become a nuisance thereon. Such taking may be done
in any manner, notwithstanding any provision of the Fish and Wildlife
Law, except section 11-0513, or the Penal Law or any other law.
2. Any bear killing or worrying livestock on land occupied or
cultivated, or destroying an apiary thereon, may be taken or killed, at
any time, by shooting or device to entrap or entice on such land, by the
owner, lessee or occupant thereof, or any member of the owner's,
lessee's or occupant's immediate family or by any person employed by
such owner, lessee or occupant. The owner or occupant of such lands
shall promptly notify the nearest environmental conservation officer and
deliver to such officer the carcass of any bear killed pursuant to this
subdivision. The environmental conservation officer shall dispose of the
carcass as the department may direct.
3. Red-winged blackbirds, common grackles and cowbirds destroying any
crop may be killed during the months of June, July, August, September
and October by the owner of the crop or property on which it is growing
or by any person in his employ.
4. Varying hares, cottontail rabbits and European hares which are
injuring property on occupied farms or lands may be taken thereon, at
any time, in any manner, except by the use of ferrets, fitch-ferrets or
fitch, by the owners or occupants of such farms or lands or by a person
authorized in writing by them and actually employed by them in
cultivating such farm lands.
5. Skunks injuring property or which have become a nuisance may be
taken at any time in any manner.
6. Raccoons, muskrats, coyotes or fox injuring private property may be
taken by the owner, occupant or lessee thereof, or an employee or family
member of such owner, occupant or lessee, at any time in any manner.
7. Whenever black, grey and fox squirrels, opossums or weasels are
injuring property on occupied farms or lands or dwellings, they may be
taken at any time in any manner, by the owners or occupants thereof or
by a person authorized in writing by such owner or occupant.
8. No license or permit from the department is required for any taking
authorized by this section.
9. Varying hares, cottontail rabbits, skunks, black, grey and fox
squirrels, raccoons, muskrats, opossums or weasels taken pursuant to
this section in the closed season or in a manner not permitted by
section 11-0901 shall be immediately buried or cremated. No person shall
possess or traffic in such skunks or raccoons or the pelts thereof or in
such varying hares or cottontail rabbits or the flesh thereof.
Nuisance wildlife control operators.
1. No person shall charge a fee to take, possess, transport or release
wildlife whenever it becomes a nuisance pursuant to section 11-0505,
11-0507, 11-0521, or 11-0523 of this title unless such person has been
issued a nuisance wildlife control operator license by the department.
2. No person shall be issued a license by the department under this
section unless he or she provides evidence satisfactory to the
department, that he or she has completed nuisance wildlife control
training. In addition to any other requirements of the department, such
training shall include training in site evaluation, methods of resolving
common nuisance wildlife problems, including, but not limited to,
non-lethal methods; exclusion methods; habitat modification; and capture
and handling techniques.
3. The department may issue a revocable nuisance wildlife control
operator license and adopt regulations concerning the qualifications for
such license and the terms and conditions of such license provided,
however, that any such regulations, terms and conditions include
training requirements consistent with subdivision two of this section.
4. The fee for a nuisance wildlife control operator license shall be
fifty dollars paid annually to be deposited in the conservation fund
established pursuant to section eighty-three of the state finance law,
provided, however, that a municipality shall not be subject to this fee.
5. Any person licensed pursuant to this section shall submit annually
a report to the department which specifies each client's name and
address, the date work was performed, the species controlled, the
abatement method used, the disposition of the animal, and any other
information as required by the department. The department shall annually
update a list of nuisance wildlife control operators and make it
available to the public in both printed and electronic formats.
Control of rabies in wildlife.
1. Whenever the disease rabies occurs in any area of the state and the
infection of wild foxes or other wildlife populations is certified to
exist therein by the joint determination of the Departments of Health,
Agriculture and Markets and Environmental Conservation, and
certification is made to the Commissioner of Environmental Conservation
by the Commissioners of Health and of Agriculture and Markets that the
health and welfare of the human population or the health and welfare of
domestic livestock are in danger therefrom, the department is thereupon
authorized and directed to undertake through the use of professional
trappers or by other means such fox control or wildlife control measures
in the certified area as in its judgment will eliminate, reduce or
confine the disease.
2. Such control measures shall be continued until the Commissioners of
Health, Agriculture and Markets and Environmental Conservation shall
jointly determine that control measures should be terminated.
3. Necessary expenses for such control work shall be financed by
moneys made available by appropriation or otherwise to the department
out of moneys in the state treasury, in the general fund, to the credit
of the state purpose fund not otherwise appropriated.
State aid to counties participating in control of rabies in
wildlife.
1. The board of supervisors or county legislative body of any county
may appropriate moneys for the purpose of controlling the disease rabies
in wildlife.
2. Any county situated in an area wherein the infection of wild foxes
or other wildlife populations is certified to exist with danger to
health and welfare, in accordance with the provisions of section
11-0525, may submit a plan for joint approval by the state departments
of Health, Agriculture and Markets and Environmental Conservation for
the purposes of eliminating, reducing or confining the disease rabies.
If such plan, or a modification of such plan, is approved by such
departments and is duly carried out by any such county in accordance
with such regulations as may be adopted by the Department of
Environmental Conservation (which regulations when adopted shall be made
a part of such plan) then such county shall be reimbursed by the state
to the extent of fifty per centum of the amount by it expended in the
execution of such plan; provided, however, that such reimbursement to
any county shall not exceed six thousand dollars in any state fiscal
year.
3. A county shall not be reimbursed for any moneys expended by it for
the payment of bounties for the taking of wildlife.
4. Not later than the last day of each of the months of June,
September, December and March the county treasurer of each such county
which has been certified under section 11-0525 and approved under this
section, and has incurred expenditures pursuant to the provisions of
this section during the three months' period ending on such days, shall
make a report to the Commissioner of Environmental Conservation of the
amount of such expenditures and apply for the state reimbursement herein
authorized.
5. Such report and application shall be in such form and contain such
information as may be required by the Commissioner of Environmental
Conservation. The commissioner shall thereupon promptly certify to the
comptroller for payment the amount of state reimbursement due the county
thereon. The amounts so certified by the Commissioner of Environmental
Conservation, after audit by and on the warrant of the Comptroller,
shall be paid to the county treasurers of the respective counties to
which such reimbursement is due, from any moneys available by
appropriation therefor. No reimbursement shall be made for expenditures
incurred by any county after such time as the Departments of Health and
Agriculture and Markets shall have certified that danger to health and
welfare from the disease rabies no longer exists in such county.
Cats hunting birds; dogs pursuing deer or killing other
wildlife in certain areas.
1. Any person over the age of twenty-one years possessing a hunting
license may, and environmental conservation officers and peace officers,
acting pursuant to their special duties, or police officers shall
humanely destroy cats at large found hunting or killing any protected
wild bird or with a dead bird of any protected species in its
possession.
2. Every environmental conservation officer, forest ranger and member
of the state police may kill any dog (a) pursuing or killing deer within
the Adirondack or Catskill parks, at any time; (b) pursuing or killing
any game or wildlife on a state-owned game farm or wildlife refuge; or
(c) pursuing or killing any game or wildlife on a state-owned or leased
wildlife management area, except a dog being legally used for hunting
small game or for dog training.
3. Every park patrolman, park ranger and member of the state police,
county police and town police may kill any dog pursuing or killing deer
within any state park or state park reservation at any time.
4. At any time (a) any environmental conservation officer, dog warden,
forest ranger or member of the state police, anywhere in the state, (b)
any member of any town police within the limits of the town of which
such member is an officer, (c) any member of the Westchester County
Parkway police on any park, parkway or reservation owned or controlled
by the county of Westchester or (d) any member of a police force or
department of any county, city, town or village in which such member has
jurisdiction and is regularly employed may kill any dog pursuing or
killing deer and any coyote killing a domestic animal.
5. No action for damages shall lie against any authorized person for
the killing of a cat, dog or coyote as provided in this section.
Bounties prohibited.
Notwithstanding any other provision of this chapter, or any other law,
rule or regulation to the contrary, it shall be unlawful for any
department or division of this state, or any political subdivision
thereof to pay bounties on the taking of wildlife, except when the state
Department of Health, or any local health authorities, determine that a
given type or class of animals constitute a health hazard as carriers or
potential carriers of disease.
Licensing of guides.
1. As used in this section, the term "guide" shall mean a person who
offers services for hire part or all of which includes directing,
instructing, or aiding another in fishing, hunting, camping, hiking,
white water canoeing, rafting or rock and ice climbing.
2. All guides engaging in the business of guiding on all lands and
waters of the state shall possess a license issued by the department,
except for any persons operating or assisting upon a public vessel for
hire (passenger carrying vessels), licensed by the United States Coast
Guard or New York state, upon the Atlantic Ocean and all other marine
and coastal waters, tidal waters including the Hudson river up to the
Troy barrier dam, St. Lawrence river, Great Lakes and the navigable
portion of their tributaries, and other navigable waters, as determined
by the department.
3. Except while guiding for the purposes of hunting and/or fishing, no
license as defined in section 11-0701 is required for such acts.
4. Employees of children's camps as defined in subdivision one of
section one thousand four hundred of the public health law shall be
exempt from the provisions of subdivisions one and two of this section,
provided such activities are carried out within the scope of said
employment.
5. A license as required under subdivision two of this section shall
be issued for a period of five calendar years and the fee therefor shall
be established by the department, not to exceed two hundred dollars.
6. Every licensed guide while engaged in guiding shall wear in plain
sight identification furnished by the department. Licensed guides shall
be at least eighteen years of age. They shall be skilled in the use of
boats and canoes whenever use of these craft is required and shall be
persons competent to guide one or more of the following: camping,
hunting, fishing, hiking, white water canoeing/rafting, rock or ice
climbing or other similar activities. The department shall by regulation
establish standards and procedures for testing and licensing of guides.
7. Any licensed guide who violates any provision of this chapter or
who makes any false statement in his application for a license shall in
addition to any other penalties, immediately surrender his license to
the department, which may be revoked by the department for up to one
year following the date of such surrender.
8. The department shall publish a list of guides annually.
Endangered and threatened species, species of special
concern.
1. For the purposes of this section, "endangered species" shall mean
those species of fish, shellfish, crustacea and wildlife designated by
the department, by regulation filed with the Secretary of State, as
seriously threatened with extinction, "threatened species" shall mean
those species of fish and wildlife designated by the department, by
regulation filed with the Secretary of State, which are likely to become
endangered species within the foreseeable future throughout all or a
significant portion of their range, and "species of special concern"
shall mean those species of fish and wildlife designated by the
department, by regulation filed with the Secretary of State, which are
found by the department to be at risk of becoming threatened in New
York. Such regulation shall include, but not be limited to, endangered
and threatened species as so designated by the Secretary of the
Interior, provided, however, that such regulation shall take effect
sixty days after it has been filed with the Secretary of State, and
provided, further, that any endangered or threatened species as so
designated by the Secretary of the Interior shall be subject to the
restrictions of this section, regardless of the removal of such
designation as an endangered or threatened species by the Secretary of
the Interior. The commissioner may exclude any such species as the
commissioner may determine after investigation to be no longer
endangered or threatened from the restrictions of this section.
2. Notwithstanding any other provision of this chapter, the taking,
importation, transportation, possession or sale of any endangered or
threatened species of fish, shellfish, crustacea or wildlife, or hides
or other parts thereof, or the sale or possession with intent to sell
any article made in whole or in part from the skin, hide or other parts
of any endangered or threatened species of fish, shellfish, crustacea or
wildlife is prohibited, except under license or permit from the
department.
3. Notwithstanding any other provision of this chapter, the department
may promulgate regulations to the taking, importation, transportation,
possession or sale of any species of special concern as the department
deems necessary for the proper protection of such species.
Illegal ivory articles and rhinoceros horns.
1. As used in this section:
a. "Distribute" means a transfer or change in possession with an
accompanying change in legal ownership.
b. "Ivory article" means any item containing worked or raw ivory from
any species of elephant or mammoth.
c. "Raw ivory" means any elephant or mammoth tusk, and any piece
thereof, the surface of which, polished, or unpolished, is unaltered or
minimally carved.
d. "Worked ivory" means any elephant or mammoth tusk, and any piece
thereof, which is not raw ivory.
2. Except as otherwise provided in subdivision three of this section,
no person shall sell, offer for sale, purchase, trade, barter or
distribute an ivory article or rhinoceros horn.
3. Unless such activity is prohibited by federal law, rule or
regulation, the commissioner may issue licenses or permits for the sale,
offering for sale, purchase, trading, bartering or distribution of ivory
articles or rhinoceros horns, provided that:
a. the ivory article or rhinoceros horn is part of a bona fide antique
and is less than twenty percent by volume of such antique, and the
antique status of such antique is established by the owner or seller
thereof with historical documentation evidencing provenance and showing
the antique to be not less then one hundred years old;
b. the distribution or change of possession of the ivory article or
rhinoceros horn is for bona fide educational or scientific purposes, or
to a museum chartered by the board of regents pursuant to the education
law or to a museum authorized by a special charter from the legislature
of this state; or
c. the distribution of the ivory article or rhinoceros horn is to a
legal beneficiary of a trust or to an heir or distributee of an estate;
or
d. the ivory article or rhinoceros horn is part of a musical
instrument, including, without limitation, string and wind instruments
and pianos, and the owner or seller provides historical documentation as
the department may require, demonstrating provenance and showing the
item was manufactured no later than nineteen hundred seventy-five.
Vulnerable species.
1. As used in this section, "vulnerable species" shall mean any
species of wildlife designated by the department, by regulation filed
with the secretary of state, which meet the following criteria:
(a) On the basis of credible scientific evidence, which may include
information contained on the international union for conservation of
nature and natural resources red list of threatened species, or other
similar data:
(i) the species has an observed, estimated or projected population
decline that if unreversed, will likely result in the species becoming
endangered or threatened within the foreseeable future; or
(ii) other factors that may cause the species to go extinct if they
are not identified and reversed;
(b) The species is known to be in trade in this state;
(c) The species is not protected as an endangered or threatened
species by the secretary of the interior; and
(d) The species is not protected under the Marine Mammal Protection
Act.
2. Except as otherwise provided in subdivision three of this section,
no person shall sell, or possess with the intent to sell, any article
made in whole or in part from the skin, hide, or other parts of any
vulnerable species, except under license or permit from the department.
3. The commissioner may issue licenses or permits for the sale or
possession with intent to sell of any article made in whole or in part
from the skin, hide, or other parts of any vulnerable species, provided
that:
(a) the article is part of a bona fide antique and the antique status
of such antique is established by the owner or seller thereof with
historical documentation evidencing provenance and showing the antique
to be not less than one hundred years old; or
(b) the article is for bona fide educational or scientific purposes,
or to be made part of a temporary or permanent collection of a museum
chartered by the board of regents pursuant to the education law or to a
museum authorized by a special charter from the legislature of this
state, provided that the article is not thereafter sold to any private
party.
4. The department shall maintain a list of vulnerable species
identified pursuant to this section and post such list on the
department's website.
5. Species shall not be designated as a vulnerable species for the
purposes of this section if:
(a) the species is protected pursuant to any other provision of this
chapter; or
(b) the taking of the species is regulated by the department pursuant
to permit or license.
* § 11-0535-c. Endangered and threatened species mitigation bank fund.
1. The department is hereby authorized to utilize funds in the
endangered and threatened species mitigation bank fund, established
pursuant to section ninety-nine-hh of the state finance law, for the
purposes of implementing an endangered and threatened species mitigation
plan approved by the department.
2. Such fund shall consist of contributions, in an amount determined
by the department, deposited by an applicant granted a siting permit to
construct a major renewable energy facility, where such applicant has
been ordered to mitigate harm to a threatened or endangered species or
its habitat.
3. In administering the provisions of this article, the commissioner:
a. May, in the name of the state, enter into contracts with
not-for-profit corporations, private or public universities, and private
contractors for services contemplated by this title. Such contracts
shall be subject to approval by the state comptroller and, as to form,
by the attorney general.
b. Shall approve vouchers for payments pursuant to an approved
contract. All such payments shall be paid on the audit and warrant of
the state comptroller;
c. May, in the name of the state, enter into contracts with a
not-for-profit corporation to administer grants made pursuant to this
title, including the approval and payment of vouchers for approved
contracts; and
d. May perform such other and further acts as may be necessary,
proper, or desirable to carry out the provisions of this article.
4. Nothing in this article shall be construed to limit or restrict any
powers of the commissioner or any other agency pursuant to any other
provision of law.
5. The commissioner is authorized and directed to promulgate any
regulations deemed necessary to implement this section.
** 6. The commissioner shall annually report to the department of
public service, the governor, the temporary president of the senate and
the speaker of the assembly on the status of the fund and all monies
added to and expended from the fund.
** NB Repealed December 31, 2040
* NB Repealed December 31, 2030
Sale of certain wild animals or wild animal products
prohibited.
1. Except as provided in subdivision three hereof, no part of the skin
or body, whether raw or manufactured, of the following species of wild
animals or the animal itself may be sold or offered for sale by any
individual, firm, corporation, association or partnership within the
state of New York:--Leopard (Panthera pardus), Snow Leopard (Uuncia),
Clouded Leopard (Neofelis nebulosa), Tiger (Panthera tigres), Asiatic
Lion (Panthera leo persica), Cheetah (Acinoyx jubatus), Alligators,
Caiman or Crocodile of the Order Crocodylia (except as provided in
subdivision two of this section), tortoises of the genus Gopherus,
marine turtles of the family Cheloniidae and the family Dermochelidae,
Vicuna (Vicugna vicugna), Wolf (Canis lupus), Red Wolf (Canis niger), or
Tasmanian Forester Kangaroo (Macropus giganteus tasmaniensis) or Polar
Bear (Thalarctos maritimus), Mountain Lion, sometimes called Cougar
(Felis Concolar), Jaguar (Panthera onca), Ocelot (Felis pardalis), or
Margay (Felis wiedii), Sumatran Rhinoceros (Dicerorhinus sumatrensis),
or Black Rhinoceros (Dicero bicornis).
2. The commissioner may permit, under such terms and conditions as he
may prescribe, the importation and sale of the skin, body or parts
therefrom of Alligators, Caiman or Crocodile of the Order Crocodylia.
3. Any officer or agent authorized by the commissioner, or any police
officer of the state of New York, or any police officer of any
municipality within the state of New York, shall have authority to
execute any warrant to search for and seize any goods, merchandise or
wildlife sold or offered for sale in violation of this section, or any
property or item used in connection with a violation of this section;
such goods, merchandise, wildlife or property shall be held pending
proceedings in any court of proper jurisdiction. Upon conviction, or
upon the entry of a judgment restraining the sale or offer for sale of
such goods, merchandise or wildlife on the ground that such items were
sold or offered for sale in violation of this section, such seized
goods, merchandise or wildlife shall be forfeited and, upon forfeiture,
either offered to a recognized institution for scientific or educational
purposes, or destroyed.
4. The commissioner may permit, under such terms and conditions as he
may prescribe, the importation, transportation, possession or sale of
any species or subspecies of fish or wildlife listed in this section for
zoological, educational, and scientific purposes, and for the
propagation of such fish or wildlife in captivity for preservation
purposes, unless such importation, transportation, possession or sale is
prohibited by any federal law or regulation.
Bald and golden eagles; prohibited acts.
It shall be unlawful to knowingly or with wanton disregard for the
consequences of this act to take, possess, sell, purchase, barter, offer
to sell, purchase or barter, transport, export or import, at any time or
in any manner, any bald eagle commonly known as the American eagle, or
any golden eagle, alive or dead, or any part, nest, or egg thereof of
the foregoing eagles without a permit from a lawful authority.
Direct contact between public and big cats prohibited.
1. As used in this section:
(a) "Big cat" shall mean any live species of lion (panthera leo),
tiger (panthera tigres), leopard (panthera pardus) (with the exception
of clouded leopards (neofelis nebulosa)), jaguar (panthera onca),
mountain lion, sometimes called cougar (felis concolar) or any hybrid of
such species.
(b) "Direct contact" means physical contact or proximity where
physical contact is possible, including, but not limited to, allowing a
photograph to be taken without a permanent physical barrier designed to
prevent physical contact between the public and big cats.
(c) "Dealer" shall mean any person who, in commerce, for compensation
or profit, delivers for transportation, or transports, except as a
carrier, buys, sells, or negotiates the purchase or sale of any animals.
(d) "Exhibitor" shall mean any person (public or private) exhibiting
any animals, which were purchased in commerce or the intended
distribution of which affects commerce, or will affect commerce, to the
public for compensation, as determined by the commissioner, and such
term includes carnivals, circuses, and zoos exhibiting such animals
whether operated for profit or not.
2. It shall be unlawful for any person licensed or required to be
licensed as an exhibitor or dealer pursuant to the Animal Welfare Act, 7
USC 2132-2134, including agents or employees of such person, to
knowingly allow the public to have direct contact with a big cat.
3. Any person who violates the provisions of this section shall be
subject to a penalty of not more than five hundred dollars for the first
offense and not more than one thousand dollars for a second and
subsequent offenses. Each instance of allowing direct contact of a big
cat with the public in violation of this section shall constitute a
separate offense.
4. Nothing in this section shall be construed to limit or restrict
veterinary examination, treatment or care of a big cat or transportation
of the animal for such purpose.
New York natural heritage program.
1. There is hereby established within the department the New York
natural heritage program. The program is charged with:
a. analyzing existing sources of information, monitoring and taking
censuses of plant and animal populations, and cooperating with other
public agencies and scientific and educational institutions, including
the New York state museum and the office of parks, recreation and
historic preservation, to identify the location and status of plant and
animal species and ecological communities, with an emphasis on rare
species and rare ecological communities;
b. developing systems for ranking the state and global rarity of plant
and animal species and ecological communities and producing lists of
such rankings in consultation with the state biological survey and other
appropriate entities and individuals; and
c. maintaining comprehensive data management systems integrating
information on the location and status of rare plants, animals, and
ecological communities, and analyzing and interpreting such information
for the purpose of conserving and managing the state's biological
diversity.
2. Upon request, and subject to the provisions of subdivision four of
this section, the department shall provide information from the New York
natural heritage program to other state agencies, public authorities,
counties, towns, villages, cities and landowners or their authorized
representatives.
3. The department may contract with a private entity to administer the
New York natural heritage program.
4. Notwithstanding the provisions of article six of the public
officers law or any other provision of law, the department may deny
access to inspection of records, data or information collected or
maintained by the New York natural heritage program that identify
locations or habitats of rare, threatened or endangered species or
ecological communities where the destruction of such habitat or the
removal of such species therefrom would impair their ability to survive,
provided, however, that the commissioner may permit access to such
records, data or information to persons, educators, schools or
universities engaged in legitimate scientific and academic research.
5. No provision contained in this section shall in any way be
construed to diminish or extend the department's authority to protect
threatened or endangered species of wildlife or rare, threatened or
endangered species of plants pursuant to sections 9-1503, 11-0535 and
11-0536 of this chapter or any other provision of law.
6. Nothing in this section shall authorize any person to enter private
land without the permission of the private landowner.
7. State-owned waters, lands or portions thereof may be designated as
natural heritage areas in order to conserve and manage plants, wildlife
or ecological communities, with an emphasis on rare plants, wildlife,
and ecological communities which support such plants or wildlife.
a. For purposes of this title, a site shall be eligible for
designation as a "natural heritage area" if it matches one or more of
the following criteria:
(i) provides habitat for "endangered species" or "threatened species"
as defined in section 11-0535 of this title for animals and 9-1503 of
this chapter for plants;
(ii) provides habitat for rare species where rare means species ranked
as S1, S2 or S3 under criteria developed pursuant to paragraph b of
subdivision one of this section; or
(iii) contains "significant ecological communities" where such term
means all rare ecological communities as well as the best examples of
common communities.
b. Any property designated as a natural heritage area shall be
described and depicted upon a map. The description shall include a
narrative setting forth the plants, animals or ecological communities
present on the property. The department shall make maps depicting
natural heritage areas available for public inspection except as
provided in subdivision four of this section.
c. Designation may be accomplished by the head of any state agency or
entity having jurisdiction over state lands or waters for such
appropriate properties as may exist within their respective
jurisdictions and consistent with their respective missions, provided
the commissioner is consulted, and approves, prior to such designation.
d. A designating state agency or entity shall publish notice
concerning the designation of a natural heritage area in the
environmental notice bulletin prior to such designation. Such notice
shall provide for a thirty day public comment period following
publication of the notice.
e. The head of any state agency or entity having jurisdiction over
state lands or waters previously designated as natural heritage areas
may seek to remove all or a portion of such lands or waters from such
designation provided, however, that prior to such removal the
commissioner publishes a finding that the designated area or portion of
such area no longer meets the criteria in paragraph a of this
subdivision. Such finding shall be published in the environmental notice
bulletin and shall provide for a thirty day public comment period
following publication of the notice.
Prohibition on permits authorizing the use of elephants in
entertainment acts.
The department shall not issue any license or permit that would
authorize the use of an elephant in an entertainment act pursuant to
section three hundred eighty of the agriculture and markets law.
Monarch preservation plan.
Beginning within one year of the effective date of this section, the
department shall take feasible actions to conserve monarch butterflies
and the unique habitats they depend upon for successful migration. These
actions may include, but are not limited to, habitat restoration on
department and state owned lands, education programs, and voluntary
agreements with private landowners. The department may partner with
federal agencies, state agencies, nonprofit organizations, academic
programs, private landowners, and other entities that undertake actions
to conserve monarch butterflies and aid their successful migration. When
undertaking actions to conserve monarch butterflies and their habitats
pursuant to this section, the department shall use the best available
science and consider, as appropriate and feasible, all of the following:
1. restoring or revegetating monarch caterpillar habitat using
regionally or locally appropriate native milkweed species and native
nectar plant species;
2. controlling nonnative weed species that threaten native milkweed
species, and controlling pests and disease, using current best
management practices consistent with integrated pest management
principles that pose low risk to monarch butterflies and their habitat;
3. identifying alternatives to pest management practices that may be
harmful to monarch butterflies, their food or their habitat, including
but not limited to alternatives to the use of pesticides that may cause
such harm;
4. incorporating diverse tree species, structures, and arrangements
when restoring or establishing winter habitat sites to match monarch
butterfly preferences for temperature, light, moisture, wind, and other
microclimate characteristics; and
5. increasing the number of partnerships and making the most of
partnerships to use residential and institutional landscaped areas,
agricultural lands that are not in active production, transportation
corridors, and conservation easements to create, restore, or enhance
monarch butterfly habitat.
TITLE 7 Hunting, Fishing and Trapping Licenses
Definitions of licenses and privileges of licensees.
1. A hunting license:
a. entitles a holder who is twelve or thirteen years of age to hunt
wildlife, except big game, as provided in title 9 of this article
subject, specifically, to the provisions of section 11-0929 of this
article. It entitles such holder to possess firearms as provided in
section 265.05 of the penal law. A holder who is twelve or thirteen
years of age shall not hunt with a crossbow.
b. entitles a holder who is fourteen or fifteen years of age to hunt
wildlife, including wild deer and bear, as provided in title 9 of this
article, subject, specifically, to the provisions of section 11-0929 of
this article. It entitles such holder to possess firearms as provided in
section 265.05 of the penal law.
2. a. A hunting license entitles the holder to hunt wildlife subject
to the following:
(1) a holder who is eighteen years of age or older may hunt wildlife
as provided in title 9 of this article,
(2) a holder who is sixteen years of age or older may hunt wildlife,
except big game, as provided in title 9 of this article, and
(3) a holder who is between the ages of sixteen and eighteen may hunt
big game pursuant to the provisions of title 9 of this article while the
holder is accompanied by a parent, guardian or person over the age of
eighteen as required by section 11-0929 of this article.
A holder may take fish with a longbow as provided in titles 9 and 13
of this article.
b. A special antlerless deer license is applicable to the hunting of
wild antlerless deer in a special open season fixed pursuant to
subdivision 6 of section 11-0903 of this article in a tract within a
Wilderness Hunting Area and entitles the holder of a hunting license to
hunt antlerless deer in such special open season, as provided in title 9
of this article if he or she has on his or her person while so hunting
both his or her hunting license and his or her special antlerless deer
license.
3. A bowhunting privilege when included on a hunting license entitles
a holder:
(1) who is between the ages of twelve and sixteen years to hunt wild
deer and bear with a longbow during the special archery season and
during the regular season, as provided in title 9 of this article,
subject to the provisions of section 11-0929 and subdivision 3 of
section 11-0713 of this article;
(2) who is eighteen years of age or older to hunt wild deer and bear
with a longbow, as provided in title 9 of this article, in a special
longbow season; and
(3) who is sixteen or seventeen years of age to exercise the same
privileges subject to the provisions of section 11-0929 and subdivision
3 of section 11-0713 of this article.
4. A fishing license entitles the holder to take fish by angling,
spearing, hooking, longbow and tipups, to take frogs by spearing,
catching with the hands or by use of a club or hook, and to take bait
fish for personal use, as provided in titles 9 and 13 of this article,
except that such license shall not entitle the holder to take migratory
fish of the sea or to take fish from the waters of the marine district.
5. A non-resident bear tag entitles a person who has not been a
resident of the state for more than thirty days who also possesses a
hunting license to hunt bear during the regular open season therefor or
in an open season fixed by regulation pursuant to subdivision eight of
section 11-0903 of this article. It entitles a non-resident holder who
also possesses a hunting license with bowhunting privilege to hunt bear
with a longbow during the open bear season. It entitles a non-resident
holder who also possesses a hunting license with muzzle-loading
privilege to hunt bear with a muzzleloader during the open bear season.
6. A seven-day fishing license entitles the holder to exercise the
privileges of a fishing license for the seven consecutive days specified
in the license.
7. A one-day fishing license entitles the holder to exercise the
privileges of a fishing license on the day specified on the license.
8. A trapping license entitles the holder to trap beaver, otter,
fisher, mink, muskrat, skunk, raccoon, bobcat, coyote, fox, opossum,
weasel, pine marten and unprotected wildlife except birds, as provided
in title 11, subject to the provisions of section 11-0713 of this
article.
9. A muzzle-loading privilege when included on a hunting license
entitles a holder who is fourteen years of age or older to hunt wild
deer and bear with a muzzle-loading firearm or crossbow, as provided in
title 9 of this article, in a special muzzle-loading firearm season.
Lifetime hunting, fishing, trapping, archery and
muzzle-loading licenses.
1. There are hereby created the following lifetime hunting, fishing,
trapping, archery and muzzle-loading privileges and fees therefor
subject to the same privileges and obligations of a comparable short
term license:
Licenses Fees
a. Lifetime license including a
hunting license, fishing license
and turkey permit. If purchased,
for a child four years
of age or younger $380.00
for a child age five through
eleven years of age $535.00
for a person age twelve through
sixty-nine years of age $765.00
for a person age seventy
and over. $65.00
b. Lifetime hunting license. $535.00
c. Lifetime fishing
license for a person age
sixty-nine or younger. $460.00
d. Lifetime fishing license
for a person age seventy
and over. $ 65.00
e. Lifetime trapping
license. $395.00
f. Lifetime archery privilege. $235.00
g. Lifetime muzzle-loading privilege. $235.00
h. For transfer to a person pursuant
to section 11-0704 of this title $50.00
The holder of a lifetime hunting license or lifetime fishing license
may, at any time, convert such license to a lifetime license pursuant to
paragraph a of this subdivision for an additional fee equal to the
difference between the current fee for the new license and the fee
originally paid for the license.
2. Legal residency within the state of New York shall be a
prerequisite for persons to obtain, or have obtained for them, any
lifetime licenses included within this section. Lifetime licenses so
obtained shall continue to be valid for use within the state by the
person to whom the lifetime license was issued, regardless of a change
in residency of that lifetime license holder. Holders of lifetime
hunting licenses who become non-residents of the state may continue to
obtain resident bowhunting and muzzle-loading privileges, including
lifetime archery and muzzle-loading privileges. Holders of lifetime
bowhunting and muzzle-loading privileges who become non-residents of the
state may continue to obtain resident hunting privileges, including any
lifetime licenses that include any hunting privileges. Possession of
lifetime licenses is nontransferable.
3. Notwithstanding any other provision of law, the commissioner shall
promulgate rules and regulations, which the department deems necessary
to implement the establishment of lifetime licenses.
Such rules and regulations shall provide:
a. for a permanent, counterfeit-resistant identification card with the
necessary identification information;
b. for annual issuance of necessary tags;
c. (i) for the replacement of a lost license upon application with a
notarized affidavit and a fee of five dollars and (ii) for gift
inscriptions, up to twenty-three characters, on lifetime licenses for an
additional fee of five dollars;
d. that conditions for lifetime licenses shall include compliance with
all conditions presently required for holders of short term licenses;
e. that lifetime license fees shall be increased only when short term
or annual licenses are increased and shall be increased at the same
percentage level and that such increases shall not be retroactive.
4. All moneys collected from the sale of lifetime licenses shall be
deposited in the state fish and game trust account pursuant to section
eighty-three of the state finance law.
General provisions.
1. a. The privileges of the licenses and stamps defined in section
11-0701 may be exercised only at the times and places, and in the manner
and to the extent, permitted by provisions of the Fish and Wildlife Law
and applicable regulations of the department, including provisions
contained and regulations authorized in sections of the Fish and
Wildlife Law other than those specifically referred to in section
11-0701.
b. No license or stamp authorizes the holder (a) to trespass upon
private lands or waters or to interfere with property belonging to
another person; (b) to take fish or wildlife on an Indian reservation;
(c) to enter upon, or to take or disturb fish or wildlife upon, state
lands or waters posted by the department except in accordance with a
written permit from the department or an order adopted by the
department; (d) to take any fish or wildlife in any area closed to the
taking of fish or wildlife, or to take any species of fish, wildlife or
protected insect in an area closed to the taking of such species.
2. Except as provided in section 11-0704 of this title, no license,
permit, tag or privilege is transferable. No person shall alter, change,
lend to another or attempt to transfer to another any license or any
permit, tag or privilege issued therewith. No person, while hunting,
shall possess a license, permit, tag or privilege which was issued to
another person unless actually accompanied by the person to whom such
license, permit, tag or privilege was issued. No person shall purchase,
possess or use more than one hunting license, trapping license,
bowhunting privilege, muzzle-loading privilege or special permit for the
current license year, except as permitted by regulation of the
department. Notwithstanding the prohibitions contained in this
subdivision, the department may authorize by rule or regulation the
transfer of deer management permits, issued pursuant to section 11-0913
of this article, to any person licensed to hunt deer pursuant to this
title.
3. Any license, stamp or certificate in lieu of a lost or destroyed
license, obtained by fraud, or by a person not authorized to hold it, or
who makes a false statement in applying for it, is void.
4. a. Non-resident bear tags are issuable only to non-residents and
persons who have been residents for less than thirty days immediately
preceding the date of application.
b. A person is ineligible for a hunting license, trapping license,
bowhunting privilege or muzzle-loading privilege unless such person
meets the requirements of subdivision 3 of section 11-0713 of this
title.
c. Only the following persons are eligible for resident fees: (1)
persons who have been residents in the state for thirty days immediately
prior to the date of application for the licenses, or who are enrolled
as full-time students at a college or university within the state and
who are in residence in the state for the school year, or who are out of
state or foreign exchange high school students enrolled as full-time
students in a high school within the state and who are in residence in
the state for the school year; (2) Indian residents or members of the
six nations residing on any reservation wholly or partly within the
state; and (3) members of the United States armed forces in active
service, stationed in this state, regardless of the place of residence
at the time of entry into the service.
d. Only persons who possess a hunting license are eligible for a
bowhunting privilege or muzzle-loading privilege.
e. A person under the age of twelve years is ineligible for a hunting
license.
5. a. One-day and seven-day fishing licenses expire on the date stated
on them.
b. A fishing license issued without charge to a resident as formerly
provided in subdivision 2 of section 11-0715, shall remain effective for
the life of the licensee.
c. A special antlerless deer license is effective during the special
open season for which it is issued.
d. All other licenses and privileges defined in section 11-0701 are
effective for a license year beginning September 1 and ending August 31;
provided, however, a fishing license shall remain effective one year
from the date on which it was issued.
6. a. Except as provided in section 11-0707 and section 11-0709 of
this title, no person shall (1) hunt wildlife unless such person holds
and is entitled to exercise the privileges of a hunting license; (2)
hunt antlerless deer in a special open season therefor pursuant to
subdivision 6 of section 11-0903 of this article unless such person
holds and is entitled to exercise the privileges of and has on his or
her person while so hunting a hunting license, bowhunting privilege or
muzzle-loading privilege, and a special antlerless deer license; (3)
take fish or frogs in the manner described in subdivision 4 of section
11-0701 of this title unless such person is entitled to exercise the
privileges of a fishing license; (4) trap wildlife unless such person
holds a trapping license.
b. Except as provided in section 11-0707 and section 11-0709 of this
title, no person shall (1) hunt wild deer or bear unless such person
holds and is entitled to exercise the privileges of a hunting license,
and meets the requirements of this article; (2) hunt wild deer or bear
with a longbow in a special longbow season unless such person holds and
is entitled to exercise the privileges of a hunting license with a
bowhunting privilege and meets the requirements of this article; or (3)
hunt wild deer or bear with a muzzle-loading firearm in a special
muzzle-loading firearm season unless such person is at least fourteen
years old and holds a hunting license with a muzzle-loading privilege
and meets the requirements of this article.
c. No non-resident shall hunt wild bear unless such person holds a
hunting license and a non-resident bear tag and meets the requirements
of this article.
Transfer of a lifetime license.
A lifetime license, as provided in section 11-0702 of this title, is
not transferable to any person unless:
1. the person to whom such license and permit was issued dies within
one year of the issuance date of such license and permit; and
2. the person to whom such license and permit is to be transferred is
a legal resident of this state pursuant to this title; and
3. the person to whom such license and permit is to be transferred
would otherwise be eligible to purchase such license and permit; and
4. the person to whom such license is to be transferred is related to
the person to whom such license was issued by the first degree of
consanguinity, or legal marriage to such person, or is the adopted child
or step child or step sibling of such person; and
5. designation is made by the personal representative of the
decedent's estate; and
6. The application for transfer is made within three years of the
issuance of the license; and
7. the person to whom such license and permit is transferred pays the
fee as set forth in section 11-0702 of this title; and
8. such license and permit has not been previously transferred.
Provided, however, that subdivisions one, six and seven of this
section shall not apply when the person to whom such license was issued
was a member of the armed forces of the United States or a member of the
national guard or other reserve component of the armed forces of the
United States who died in combat zone or combat zone of operations or
while deployed for active military duty, other than training, on or
after the eleventh day of September, two thousand one.
Failure to carry license, tag or bowhunting and/or
muzzle-loading privileges.
1. a. The holder of a license, tag, bowhunting privilege or
muzzle-loading privilege defined in section 11-0701 of this title shall:
(1) have such license, tag or privilege on the holder's person in an
electronic or other acceptable format pursuant to regulations, while
exercising any privilege of that license stated in section 11-0701 of
this title, or while assisting or accompanying a minor in hunting as
provided in section 11-0929 of this article, and
(2) shall exhibit it on demand to any police officer, peace officer or
owner, lessee or person in control of the lands or waters or the
designees of the owner, lessee or person in control of the lands or
waters on which the license holder is present.
2. Failure of a licensee to have the holder's license, tag or license
with bowhunting and/or muzzle-loading privilege included, on the
holder's person in an electronic or other acceptable format pursuant to
regulations, while hunting, fishing or trapping, is presumptive evidence
that the holder is hunting, fishing or trapping, as the case may be,
without holding the license, tag or license and bowhunting or
muzzle-loading privilege required by subdivision 6 of section 11-0703 of
this title.
Gift cards for hunting and fishing licenses.
1. The commissioner is authorized to establish gift cards for the
licenses and bowhunting and muzzle-loading privileges set forth in
section 11-0701 of this title.
2. For the purposes of this title, the term "gift card" shall mean a
restricted monetary equivalent or voucher that, when redeemed by the
holder, entitles such person to a valid license or bowhunting and/or
muzzle-loading privilege as set forth in section 11-0701 of this title.
Exemptions from requirement of hunting, fishing and trapping
licenses.
1. Resident owners and lessees and members of their immediate
families, actually occupying and cultivating farm lands, on such farm
lands and the waters thereof, shall have the right,
a. to hunt wildlife except wild deer and bear,
b. to trap bobcat, coyote, fox, mink, muskrat, raccoon, opossum,
weasel, skunk, and unprotected wildlife that may lawfully be taken by
trapping (except that only the owner or lessee thereof may trap without
license on a registered muskrat marsh) and
c. to take fish and frogs, except that they may not take bait fish by
net or trap, all as if they held the licenses defined in section 11-0701
and required by section 11-0703, subdivision 6.
2. Minors under the age of sixteen may take fish and frogs as if they
held fishing licenses, except that they may not take bait fish by net or
trap.
3. Any person who is a patient at any facility in this state
maintained by the United States Veterans Health Administration or at any
hospital or sanitorium for treatment of tuberculosis maintained by the
state or any municipal corporation thereof or resident patient at any
institution of the department of Mental Hygiene, or resident patient at
the rehabilitation hospital of the department of Health, or any
incarcerated individual of a conservation work camp within the youth
rehabilitation facility of the department of corrections and community
supervision, or any incarcerated individual of a youth opportunity or
youth rehabilitation center within the Office of Children and Family
Services, any resident of a nursing home or residential health care
facility as defined in subdivisions two and three of section
twenty-eight hundred one of the public health law, or any staff member
or volunteer accompanying or assisting one or more residents of such
nursing home or residential health care facility on an outing authorized
by the administrator of such nursing home or residential health care
facility may take fish as if he or she held a fishing license, except
that he or she may not take bait fish by net or trap, if he or she has
on his or her person an authorization upon a form furnished by the
department containing such identifying information and data as may be
required by it, and signed by the superintendent or other head of such
facility, institution, hospital, sanitarium, nursing home, residential
health care facility or rest camp, as the case may be, or by a staff
physician thereat duly authorized so to do by the superintendent or
other head thereof. Such authorization with respect to incarcerated
individuals of said conservation work camps shall be limited to areas
under the care, custody and control of the department.
4. If persons holding fishing licenses issued under the New York Fish
and Wildlife Law are not required to have licenses issued by a state
named in paragraph a, b, c or d of this subdivision when fishing in that
part of the waters, specified in such paragraph, which lies within that
state, then, in such case, a person holding a fishing license issued by
such state may, without a fishing license issued under the New York
State Fish and Wildlife Law, take fish as provided in title 13, from
that part of such waters specified in paragraph a, b, c or d which lies
within this state:
a. License issued by Vermont: that part of Lake Champlain lying
between New York and Vermont;
b. License issued by Pennsylvania: that part of the Delaware River
lying between New York and Pennsylvania;
c. License issued by Connecticut: those parts of Indian Lake, and of
Samuel Bargh Reservoir (Mianus Reservoir) lying between New York and
Connecticut;
d. License issued by New Jersey: that part of Greenwood Lake lying
between New York and New Jersey.
7. The owner or lessee of a registered muskrat marsh may, without
license, trap muskrat, bobcat, coyote, fox, mink, raccoon, opossum,
weasel, skunk, and unprotected wildlife permitted to be taken by
trapping, on such registered muskrat marsh.
8. The enrolled members of an Indian tribe having a reservation
located wholly or partly within the state and such other Indians as are
permitted by the tribal government having jurisdiction over such
reservation may hunt, fish, trap upon such reservation subject only to
rules, regulations and fish and wildlife laws established by the
governing body of such reservation. Before fish and wildlife taken on
reservations by Indians shall be transported or possessed off the
reservation it shall be tagged for identification purposes in a manner
to be required by the governing body of such reservation. This
subdivision shall in no way limit or otherwise impair the existing
powers of any tribal government to regulate hunting, fishing and
trapping and/or to issue licenses for same.
9. A minor under the age of twelve may accompany and assist a licensed
trapper who is the minor's parent or legal guardian or who is a person
eighteen years of age or older designated in writing by the minor's
parent or legal guardian on a form prescribed by the department and such
parent, legal guardian or designee has had at least three years of
trapping experience. Such minor may assist the licensed adult in all
aspects of trapping without possessing a trapping license.
Circumstances in which license under section 11-0701 not
required.
1. When a license or permit issued by the department, other than a
license defined in section 11-0701, permits taking of fish or wildlife,
such taking is exempted from the requirement of a license, defined in
section 11-0701, which would otherwise be required, unless the license
or permit or the statute authorizing its issuance states that such
license is required.
2. Whenever taking of destructive or menacing wildlife is authorized
in section 11-0523 of this article, such taking is exempt from the
requirement of a license which authorizes the holder to hunt wildlife or
trap, unless the provision authorizing such taking specifies that such
license is required.
3. The holder of a farm fish pond license, members of his immediate
family and persons actually employed by him in the cultivation of his
farm or in the management of the licensed pond may, without fishing
license, take fish in accordance with section 11-1911 and regulations
governing the taking of fish from such fish ponds.
4. The holder of a fishing preserve license, members of his immediate
family, and any person to whom the licensee has granted permission to
take fish from such licensed fishing preserve waters may, without
fishing or netting license, take fish in accordance with section 11-1913
and regulations governing the taking of fish from such fishing preserve
waters.
Procedure in issuing licenses.
1. a. All licenses, bowhunting privileges, muzzle-loading privileges,
tags, permits, registrations, and permit applications authorized by this
title or section 13-0355 of this chapter, and any additional privileges
authorized by the department shall be issued by:
(1) clerks of a county, town or city, except a city having a
population of one million or more, although such clerks may request
authorization from the department to cease issuing such licenses or
registrations,
(2) clerks of a village having more than one thousand inhabitants
according to the last preceding federal census, or of a village in a
county of less than five hundred thousand inhabitants, adjoining a city
of over one million inhabitants, both according to such census, although
such clerks may request authorization from the department to cease
issuing such licenses or registrations, and
(3) license issuing officers as may be appointed by the commissioner.
Applicants for designation as license issuing officers shall be over the
age of eighteen years and shall meet such other requirements of
eligibility, including posting bond, as the department may by regulation
specify. Such issuing officers shall be entitled to receive and keep the
same fees for issuing licenses and stamps that are specified in section
11-0715 of this title for issuing clerks, and shall file reports and
remit license fees to the appropriate regional environmental
conservation officer or the department as required by regulation.
b. Special antlerless deer licenses shall be issued by the department
as provided in subdivision 6 of section 11-0903 of this article.
c. One-day fishing licenses may be issued by any person who has never
been convicted of or pleaded guilty to a misdemeanor under this chapter
within the past three years, and has not been convicted of a crime under
any other law. Such licenses shall be issued to any such person
following payment of the applicable license fee for each license.
One-day fishing licenses may be sold by the initial purchaser for no
more than the applicable license fee, plus one dollar for the person
selling such license. In the case of misuse or fraud in handling the
fishing licenses, the department shall have the authority to revoke the
privilege to buy and sell the licenses.
2. The issuing officer shall not issue a hunting license or bowhunting
privilege or muzzle-loading privilege to a person between the ages of
twelve and sixteen years unless, at the time of issuance, the applicant
is accompanied by his or her parent or legal guardian who shall consent
to the issuance of the license and shall so signify by signing his or
her name in ink across the face of it. At no time shall such licenses be
issued by mail to persons between the ages of twelve and sixteen years.
3. a. Subject to the provisions of paragraph b of this subdivision,
the issuing officer shall not issue a license, privilege, tag, permit,
or permit application which authorizes the holder to hunt wildlife, to
any person unless the applicant presents:
(1) a license which authorizes the holder to hunt wildlife issued to
him previously; or
(2) an affidavit from a license issuing officer stating that applicant
previously has been issued a license which authorizes the holder to hunt
wildlife; or
(3) a certificate of qualification in responsible hunting, responsible
bowhunting and responsible trapping practices, including safety, ethics
and landowner-hunter relations, issued or honored by the department,
pursuant to this subdivision.
b. (1) The issuing officer shall not issue a bow hunting privilege to
any person unless the applicant presents a hunting license issued to
that person for the corresponding license year and a New York state
license which authorizes the holder to exercise the privilege of hunting
with a longbow issued in 1980 or later, an affidavit as provided in
subparagraph 2 of paragraph a of this subdivision or a certificate of
qualification in responsible bowhunting practices issued or honored by
the department.
(2) The issuing officer shall not issue a trapping license to any
person unless the applicant presents a trapping license issued to him or
her previously, an affidavit as provided in subparagraph 2 of paragraph
a of this subdivision or a certificate of qualification in responsible
trapping practices.
(3) The issuing officer shall not issue a muzzle-loading privilege to
any person unless the applicant presents a hunting license issued to
that person for the corresponding license year and such person is at
least fourteen years old.
c. Certifications of qualification in responsible hunting, responsible
bowhunting and responsible trapping practices may be made by duly
qualified and designated persons, whose fitness to give instructions in
said practices has been determined by an agent of the department. The
department may designate any person it deems qualified to act as its
agent in the giving of instruction and the making of certification. No
charge shall be made for any certificate or instruction given to a
person to qualify him or her to obtain a license or privilege other than
for certain instruction and materials accredited by the department to
provide preparation for final instruction and testing by agents of the
department or for replacement education certificates for a commission of
one dollar to the issuing agent. The department shall make available to
the public courses without charge which do not require additional
preparation at the expense of students, and may also offer optional
courses which require preparatory instruction which may be at the
expense of the student. The department may make rules and regulations
which in its opinion effectuate better the purpose of this subdivision.
4. a. A person who has lost or accidentally destroyed a license or
privilege authorizing the holder to hunt, fish, or trap may apply to the
officer who issued it for a certificate in lieu thereof. Such officer
shall issue a certificate stating the name and address of the applicant,
the type of license issued and the fee, if any, paid for it.
Applications and certificates furnished by the department shall be used
for this purpose.
b. A person who has lost or accidentally destroyed a tag issued with
such a license or privilege may apply to any license issuing officer for
a duplicate and the department shall issue a duplicate tag when
satisfied that the application is made in good faith.
c. A person who has lost or accidentally destroyed a deer management
permit may apply to any license issuing officer for a duplicate. Such
officer shall issue a duplicate tag when satisfied that the application
is made in good faith. The officer shall also issue a certificate
stating the name and address of the applicant, the identifying number of
the tag that is being issued and the fee, if any, paid for it.
Applications and tags furnished by the department shall be used for this
purpose.
5. The commissioner shall establish a toll-free telephone number or a
dedicated number for use to purchase sporting licenses by credit card
purchasers. Notwithstanding any inconsistent provision of this chapter,
the commissioner may authorize the sale of licenses via the internet,
telephone or mail and establish procedures therefor, and may, through
bulk sales or otherwise, furnish licenses for retail sale to outdoor and
recreational outlets and not-for-profit organizations, and the
department may sell licenses at department facilities. Except as
provided in subdivision 1 of this section, a license sold at retail
shall not be sold for a price which exceeds the fee for such license
established in the fish and wildlife law.
6. The department shall require training in the safe use of hunting
with a crossbow and safe hunting practices in the basic hunter education
course required for all new hunters. All persons who have completed
hunter education and who have not certified their completion of a safety
course which includes crossbow hunting training prior to April first,
two thousand fourteen shall complete an online or other training program
approved by the department prior to using a crossbow to hunt.
7. The commissioner shall ensure that space is provided on any form
for application or renewal of a license issued pursuant to this title so
that the applicant shall register or decline registration in the donate
life registry for organ, eye and tissue donations pursuant to section
forty-three hundred ten of the public health law and that the following
is stated on the form in clear and conspicuous type:
"You must fill out the following section: Would you like to be added
to the Donate Life Registry? Check box for 'yes' or 'skip this
question'."
The commissioner of health shall not maintain records of any person
who checks "skip this question". Except where the application is made in
person or electronically, failure to check a box shall not impair the
validity of an application, and failure to check "yes" or checking "skip
this question" shall not be construed to imply a wish not to donate. In
the case of an applicant under eighteen years of age, checking "yes"
shall not constitute consent to make an anatomical gift or registration
in the donate life registry, except as otherwise provided pursuant to
the provisions of paragraph (b) of subdivision one of section
forty-three hundred one of the public health law. Where an applicant has
previously consented to make an anatomical gift or registered in the
donate life registry, checking "skip this question" or failing to check
a box shall not impair that consent or registration.
Fees.
1. When any license or privilege listed in this section is issued by
the department or an officer or employee of the department, the license
fee is the amount specified in this section plus the amount, if any,
specified as a fee to the issuing clerk.
2. A member of the Shinnecock tribe or the Poospatuck tribe or a
member of the six nations, residing on any reservation wholly or partly
within the state, is entitled to receive free of charge a fishing
license, a hunting license, a muzzle-loading privilege, a trapping
license, and a bowhunting privilege; a resident of the state who is a
member of the United States armed forces in active service who is not
stationed within the state and has not been herein longer than thirty
days on leave or furlough, is entitled to receive free of charge a
fishing license, a hunting license, and a trapping license; a resident
of the state who is an active member of the organized militia of the
state of New York as defined by section one of the military law, or the
reserve components of the armed forces of the United States, and
excluding members of the inactive national guard and individual ready
reserve, is entitled to receive free of charge a fishing license, a
hunting license, and a trapping license; and a resident who is blind is
entitled to receive a fishing license free of charge. For the purposes
of this subdivision a person is blind only if either: (a) his or her
central visual acuity does not exceed 20/200 in the better eye with
correcting lenses, or (b) his or her visual acuity is greater than
20/200 but is accompanied by a limitation of the field of vision such
that the widest diameter of the visual field subtends an angle no
greater than 20 degrees.
A resident in the state for a period of thirty days immediately prior
to the date of application who has attained the age of seventy is
entitled to receive a fishing license, a trapping license, and a hunting
license, at a cost of five dollars for each license.
A resident in the state for a period of thirty days immediately prior
to the date of application who has attained the age of seventy is
entitled to receive free of charge a bowhunting privilege and a
muzzle-loading privilege.
3. Each applicant for a license, permit or privilege shall pay to the
issuing officer a fee, according to the license, permit or privilege
issued and the residence or other qualification of the applicant.
a. In the case of persons who meet the criteria set forth in paragraph
c of subdivision four of section 11-0703 of this title:
License Fee
(1) (a) Hunting $22.00
(b) Hunting ages fifteen
and under $5.00
(2) Fishing $25.00
(3)(a) Trapping $20.00
(b) Trapping ages fifteen and under $5.00
(4) Muzzle-loading privilege $15.00
(5)(a) Bowhunting privilege $15.00
(b) Bowhunting privilege
ages fifteen and under $4.00
(6) Turkey permit $10.00
(7) Seven-day fishing $12.00
(8) One-day fishing $ 5.00
b. In the case of a non-resident and persons resident in the state for
less than thirty days:
License Fee
(1) (a) Hunting $100.00
(b) Hunting ages fifteen and under $5.00
(2) Fishing $50.00
(3) Seven-day fishing $28.00
(4)(a) Trapping $275.00
(b) Trapping ages fifteen and under $5.00
(5)(a) Bowhunting privilege $30.00
(b) Bowhunting privilege ages
fifteen and under $4.00
(6) Muzzle-loading $30.00
(7) Turkey permit $20.00
(8) One-day fishing $10.00
c. In all cases:
(1) Certificates in lieu of
lost license or privilege or tag $5.00
(2) Duplicate for lost or
destroyed permit or tag $10.00
4. A person, resident in the state for at least thirty days
immediately prior to the date of application, who (a) has been honorably
discharged from service in the armed forces of the United States, or (b)
has a qualifying condition, as defined in section one of the veterans'
services law, and has received a discharge other than bad conduct or
dishonorable from such service, or (c) is a discharged LGBT veteran, as
defined in section one of the veterans' services law, and has received a
discharge other than bad conduct or dishonorable from such service, and
is certified as having a forty percent or greater service-connected
disability is entitled to receive all licenses, privileges, tags, and
permits authorized by this title for which he or she is eligible, except
turkey permits, renewable each year for a five dollar fee.
5. Prior to the first day of February in the second year following the
year in which this subdivision shall have become a law, and prior to the
first day of February of every second year thereafter, the conservation
fund advisory council shall submit recommendations to the commissioner
regarding the level of fees established by this section taking into
account economic indicators, the status of the conservation fund, and
such program indicators as it may deem appropriate. The commissioner
shall transmit the recommendations in their entirety to the governor,
the legislature and interested individuals and organizations, and the
governor may submit a budget bill incorporating his recommendations
thereon to the legislature.
6. a. License issuing officers may retain 1.1 percent of the gross
proceeds from the sale of all lifetime licenses listed in section
11-0702 of this title.
b. License issuing officers may retain 5.5 percent of the gross
proceeds from sale of all other license, privileges, certificates and
permits, including any application fees associated with such licenses,
privileges, certificates and permits.
7. Notwithstanding the provisions of subdivision three of this
section, the commissioner may offer for sale licenses, privileges and
permits listed in this section at a reduced price up to ten days per
year to encourage resident and out-of-state hunters, trappers and
anglers to utilize New York's hunting, trapping and fishing
opportunities. These days shall be designated in a manner determined by
the department to best provide public notice thereof and to maximize
public participation therein.
Revocation and suspension of licenses and of right to hunt,
fish or trap without license.
1. a. In the circumstances described in paragraph b of this
subdivision the department may revoke any license, bowhunting privilege,
or muzzle-loading privilege, of any person, to hunt, fish or trap,
defined in section 11-0701 of this title or issued pursuant to any
provision of the Fish and Wildlife Law, or it may revoke all of such
licenses, bowhunting privileges, or muzzle-loading privileges. It may
also deny such person, for a period not exceeding five years, the
privilege of obtaining such license or licenses, bowhunting privilege,
or muzzle-loading privilege, or of hunting, trapping or fishing,
anywhere in the state with or without license, bowhunting privilege, or
muzzle-loading privilege, except as provided in subdivision 1 of section
11-0707 of this title or in section 11-0523 of this article. It may also
require that such person successfully complete a department-sponsored
course and obtain a certificate of qualification in responsible hunting
including responsible crossbow hunting, responsible bowhunting or
responsible trapping practices before being issued another license.
b. This subdivision applies to any person who:
(1) is convicted of a violation of the Fish and Wildlife Law involving
the taking of deer or bear with the aid of an artificial light or signs
an acknowledgment of such violation of that law for the purpose of
effecting a settlement by civil compromise or by stipulation; or
(2) is convicted of a violation of the Fish and Wildlife Law involving
the illegal taking of a deer, moose or bear, or signs an acknowledgment
of any such violation of that law for the purpose of effecting a
settlement by civil compromise or by stipulation; or
(3) is convicted of any violation of the Fish and Wildlife Law or
signs an acknowledgment of any violation of that law for the purpose of
effecting a settlement by civil compromise or by stipulation, and
previously during the five years immediately preceding such conviction
or the signing of such acknowledgment has been so convicted or has
signed such an acknowledgment; or
(4) is convicted of an offense involving a violation of subdivisions
one and two of section 11-0901 of this article relating to taking of
wildlife when the person taking is in or on a motor vehicle while such
motor vehicle is on a public highway or an offense involving a violation
of subdivision one of section 11-0901 of this article and subparagraph
one of paragraph a of subdivision four of section 11-0931 of this
article relating to taking wildlife when the person taking is in or on a
motor vehicle and discharging a firearm, crossbow or longbow in such a
way that the load, bolt or arrow passes over a public highway or a part
thereof or signs an acknowledgment of any such violation for the purpose
of affecting a settlement by civil compromise or by stipulation.
c. Upon receipt of a court notification of the failure of a person to
appear within three months of the return date or new subsequent
adjourned date pursuant to an appearance ticket, uniform appearance
ticket or uniform appearance ticket and simplified information charging
such person with a violation of the Fish and Wildlife Law, or any rule
or regulation adopted pursuant thereto, the department may suspend any
license of such person to hunt, fish or trap pending receipt of notice
from the court that such person has appeared in response to such
appearance ticket. Such suspension shall take effect no less than thirty
days from the day upon which notice thereof is sent by the department to
the person whose license is to be suspended.
2. a. The department may revoke the licenses, tags, bowhunting
privileges, or muzzle-loading privileges, which authorize the holder to
hunt and/or trap wildlife, and may deny the privilege of obtaining such
licenses, tags, bowhunting privileges, or muzzle-loading privileges, and
may deny the privileges of hunting and/or trapping with or without a
license.
(1) of any person who, while engaged in hunting or trapping,
(i) causes death or injury to any person by discharging a firearm,
crossbow or longbow, or
(ii) so negligently discharges a firearm, crossbow or longbow as to
endanger the life or safety of another, or
(iii) so negligently and wantonly discharges a firearm, crossbow or
longbow as to destroy or damage public or private property; or
(2) of any agent of the department authorized to issue certificates of
qualification in responsible hunting including responsible crossbow
hunting, bowhunting, or trapping practices who improperly issues any
such certification to a person whom he or she has not trained, or whom
he or she knows has not satisfactorily completed all of the requirements
necessary for such certification.
b. Action by the department resulting in the revocation of such
license or denial of the privilege to hunt and trap as provided in this
subdivision shall be only after a hearing held by the department upon
notice to the offender, at which proof of facts indicating the violation
is established to the satisfaction of the commissioner or of the hearing
officer designated by him or her and concurred in by the commissioner.
Provided that where a person, while hunting, causes death or injury to
any person by discharge of a firearm, crossbow or longbow, the
commissioner may, in his or her discretion, suspend such person's
license or licenses to hunt and suspend such person's right to hunt
without a license for a period of up to sixty days pending a hearing as
provided for in this subdivision.
c. In case such discharge of a firearm, crossbow or longbow causes
death or injury to any person, the license or licenses, bowhunting
privilege, and muzzle-loading privilege shall be revoked and the ability
to obtain any such license and of hunting or of trapping anywhere in the
state with or without a license denied, for a period not exceeding ten
years, except that no revocation shall be made in cases in which facts
established at the hearing indicate to the satisfaction of the
commissioner that there was no negligence on the part of the shooter or
bowhunter. In all other cases the license or licenses, bowhunting
privilege, or muzzle-loading privilege, shall be revoked and the
privilege of obtaining such license, bowhunting privilege, or
muzzle-loading privilege, and of hunting or of trapping anywhere in the
state with or without a license denied for a period not exceeding five
years. The department may also require that the person causing such
death or injury successfully complete a department-sponsored course and
obtain a certificate of qualification in responsible hunting including
responsible crossbow hunting or bowhunting practices before being issued
another hunting license.
d. Every person injuring himself, herself or another person in a
hunting related incident, and the investigating law enforcement officer
summoned to or arriving at the scene of such incident shall within ten
days from the occurrence of such incident file a report of the incident
in writing with the department. Every such person or law enforcement
officer shall make such other and additional reports as the department
shall require. Failure to report such incident as herein provided by
the person causing injury or to furnish relevant information required by
the department shall be a violation and shall constitute grounds for
suspension or revocation of such person's hunting licenses and
bowhunting and muzzle-loading privileges and denial of the ability to
obtain any such license and of hunting with or without a license
following a hearing or opportunity to be heard. In addition, the
department may temporarily suspend the license of the person failing to
report a hunting related incident within the period prescribed herein
until such report has been filed. In the case of a non-resident, the
failure to report an incident as herein provided shall constitute
grounds for suspension or revocation of his or her privileges of hunting
within this state. The report required by this section shall be made in
such form and number as the department may prescribe.
3. A hunting license issued to a person who is at least twelve and
less than sixteen years of age or a hunting license with bowhunting
privilege issued to a person who is between the ages of twelve and
sixteen years may be revoked by the department upon proof satisfactory
to the department that such person, while under the age of sixteen, has
engaged in hunting with a gun, crossbow or longbow, in circumstances in
which a license and/or bowhunting or muzzle-loading privilege is
required, while not accompanied by his or her parent, guardian or other
adult as provided in section 11-0929 of this article. Additionally, the
department may revoke the hunting and/or bowhunting or muzzle-loading
privilege of any parent, guardian, youth mentor or other adult upon
proof satisfactory to the department that such person allowed the holder
of a hunting license, bowhunting privilege or muzzle-loading privilege
to hunt with a gun, crossbow or longbow in violation of section 11-0929
of this article. If such license or privilege is revoked the department
shall fix the period of such revocation, which is not to exceed six
years. The department may require that such person successfully complete
a department sponsored course and obtain a certificate of qualification
in responsible hunting including responsible crossbow hunting, or
responsible bowhunting practices before being issued another hunting or
bowhunting license.
4. A person whose license to hunt, trap, or fish has been suspended or
revoked as provided in this section is ineligible for such license
during the period determined by the department as provided in this
section. No such person shall, during such period, procure any license
for which he or she is ineligible. No person shall without license hunt,
trap, or fish during any period in which the privilege to do so has been
denied by the department as provided in this section.
5. When the department has revoked a license, or has denied to any
person the ability to obtain a license, or of hunting, trapping or
fishing without a license, it shall cause the fact of such revocation or
denial, or both, as the case may be, and the terms and extent thereof,
to be entered in the minutes of the department, and shall forthwith send
a written notice of its action as so entered in the minutes to the
person affected, at his last known address, either by registered or
certified mail or by delivery personally by a representative of the
department. Within five days after service of such notice, such person
shall deliver to the department the license or licenses revoked,
together with any tags issued in connection with them. If the license
was one entitling the holder to a bowhunting or muzzle-loading privilege
and the revocation concerned some but not all of such privileges, any
license, or tag so delivered shall be returned by the department to the
person to whom it was issued, appropriately marked or stamped to show
the extent to which it is revoked.
TITLE 9 Hunting
Prohibitions.
1. No person while in or on a motor vehicle, as defined in section
11-0931 of this chapter, shall take wildlife other than migratory game
birds, or use any lights on any such vehicle for such purpose.
* 2. Wildlife shall not be taken on or from any public highway,
except:
a. that in the forest preserve counties it may be taken from highways
other than state, county or town highways; and
b. by a nuisance wildlife specialist with a permit issued pursuant to
section 11-0522 of this article provided that such activities are in
furtherance of the site-specific deer management plan.
c. by a nuisance wildlife specialist with a permit issued pursuant to
section 11-0522-a of this article provided that such activities are in
furtherance of the site-specific deer management plan.
* NB Effective until January 1, 2027
* 2. Wildlife shall not be taken on or from any public highway, except
that in the forest preserve counties it may be taken from highways other
than state, county or town highways.
* NB Effective January 1, 2027
3. a. Migratory game birds shall be taken only as permitted by
regulations of the department adopted pursuant to section 11-0307.
b. Wild deer and bear shall not be taken except by gun, crossbow or by
long bow. Where an open season, set forth in the table of open seasons
in section 11-0907 of this title or otherwise established by law or
fixed by regulation, is specified as an open season for taking such game
by shotgun or long bow only, or is specified as an open season for
taking such game by long bow only, they shall not be taken except as so
specified.
c. Wild small game and wild upland game birds shall be taken only by
longbow or gun, or by the use of raptors as provided in title 10 of this
article, except that:
(1) skunk, raccoon, bobcat, coyote, fox, mink and muskrat may be taken
in any manner not prohibited in this section or in title 11 of the Fish
and Wildlife Law;
(2) frogs may also be taken by spearing, catching with the hands, or
by the use of a club or hook; and
(3) crossbows may be used but only by licensees who are fourteen years
of age or older.
d. Muskrat shall not be taken by the use of a spear and shall not be
taken by shooting except that until the state of Vermont shall prohibit
taking of muskrats on Lake Champlain by shooting, muskrats may be taken,
by shooting with a firearm not larger than twenty-two caliber, on Lake
Champlain, exclusive of the tributary streams flowing into such lake.
Possession of pierced or stabbed muskrats shall be presumptive evidence
that they were unlawfully taken. Wild mink shall not be taken by the use
of firearms in the Northern Zone nor elsewhere within the state with a
firearm larger than twenty-two caliber. Skunk, raccoon, bobcat, mink and
muskrat shall not be taken by the use of smoke, chemicals, gas or
poison. Beaver, fisher and otter shall not be hunted.
e. Wild pheasant shall be taken only by shotgun or long bow, or by the
use of raptors as provided in title 10 of this article. Except as
specifically authorized by regulation of the department adopted pursuant
to section 11-1007 or whenever the department determines that the taking
of hen pheasants will result in better pheasant management and not be
detrimental to the natural propagation of such pheasants, only male wild
pheasants shall be taken.
f. No wildlife shall be taken with an arrow with an explosive head or
shaft, or with an arrow, dart or any device, propelled by any means,
that is used for the purpose of injecting or delivering any type of drug
into the blood system of such wildlife. Nothing in this paragraph shall
be construed as prohibiting a wildlife biologist or employee of the
department or anyone acting under a license from the department from
using any method to take wildlife if he is doing so within the scope of
his employment for the department, or pursuant to the license issued by
the department.
g. Wildlife shall not be taken by the use of a device commonly called
a spear gun.
4. a. Wild deer and bear shall not be taken in water.
b. No person shall hunt deer:
(1) with the aid of a dog, or aircraft of any kind; or
(2) with the aid of a jacklight, spotlight, headlight or other type of
artificial light; or
(3) with a pistol, revolver or rifle using rim-fire ammunition; or
(4) with a shotgun of less than twenty gauge or loaded with shells
other than shells each carrying a single round ball or a single slug,
provided however, the use of a shotgun of twenty gauge or larger having
a rifled barrel or a smooth bore barrel fitted with a rifled choke,
loaded with shells each carrying a single round ball or a single slug,
shall not be prohibited so long as only shells having a non-metallic
case, except for the base, are used; or
(5) with a long bow with a draw weight of less than thirty-five
pounds; or
(6) with an arrow or bolt with an arrowhead that measures less than
seven-eighths of an inch at its widest point or that has fewer than two
sharp cutting edges; or
(7) with the aid of a pre-established bait pile other than those areas
established by standard agricultural production practices; or
(8) with an arrow with a barbed broadhead arrowhead; or
(9) with a crossbow unless such crossbow shall consist of a bow and
string, either compound or recurve, mounted upon a stock with a trigger
that holds the string and limbs under tension until released. The
trigger unit of such crossbow must have a working safety. The minimum
peak draw weight of such crossbow shall be one hundred pounds.
c. No person shall hunt bear:
(1) with the aid of a dog, or aircraft of any kind; or
(2) with the aid of a jacklight, spotlight, headlight or other type of
artificial light; or
(3) with a pistol, revolver or rifle using rim-fire ammunition; or
(4) with a shotgun of less than twenty gauge or loaded with shells
other than shells each carrying a single round ball or a single slug,
provided however, the use of a shotgun of twenty gauge or larger having
a rifled barrel or a smooth bore barrel fitted with a rifled choke,
loaded with shells each carrying a single round ball or a single slug,
shall not be prohibited so long as only shells having a non-metallic
case, except for the base, are used; or
(5) with a long bow with a draw weight of less than thirty-five
pounds; or
(6) with an arrow or bolt with an arrowhead that measures less than
seven-eighths of an inch at its widest point or that has fewer than two
sharp cutting edges; or
(7) with the aid of a pre-established bait pile other than those areas
established by standard agricultural production practices; or
(8) with an arrow with a barbed broadhead arrowhead; or
(9) with a crossbow unless such crossbow shall consist of a bow and
string, either compound or recurve, mounted upon a stock with a trigger
that holds the string and limbs under tension until released. The
trigger unit of such crossbow must have a working safety. The minimum
peak draw weight of such crossbow shall be one hundred pounds.
d. The use upon land inhabited by deer or bear of a jacklight,
spotlight or other type of artificial light by any person who is or is
accompanied by a person who is in possession, at the time of such use,
of a long bow, a crossbow or firearm of any kind, shall be presumptive
evidence that such person is hunting deer or bear with the aid of such
light, in violation of this subdivision, unless:
(1) such long bow or crossbow is unstrung, or such a firearm is taken
down, or securely fastened in a case, or locked in the trunk of a
vehicle, or
(2) the firearm is a pistol or revolver, or
(3) the firearm is not in or on a motor vehicle and is a rifle
designed or adapted for use of rim-fire ammunition and neither the
person in possession of the gun, nor any member of his party, has in his
possession any twenty-two caliber ammunition other than twenty-two
caliber rim-fire ammunition, or
(4) the firearm is not in or on a motor vehicle and is a shotgun and
neither the person in possession of the gun, nor any member of his
party, has in his possession ammunition other than shells loaded with
scatter shot of size number four or smaller.
e. (1) No person shall use a jacklight, spotlight or other type of
artificial light upon lands inhabited by deer or bear within five
hundred feet from a dwelling house, farm building or farm structure
actually occupied or used, for the purpose of locating, spotting,
harrying, worrying or otherwise disturbing deer or bear.
(2) The prohibition contained in subparagraph one of this paragraph
shall not apply to (i) the owner or lessee of the dwelling house, or
members of his immediate family residing therein, or a person in his
employ, or the guest of the owner or lessee of the dwelling house acting
with the consent of said owner or lessee; provided however, that nothing
herein shall be deemed to authorize such persons to use a jacklight,
spotlight or other type of artificial light within five hundred feet
from any other dwelling house, farm building or farm structure actually
occupied or used, for the purpose of locating, spotting, harrying,
worrying or otherwise disturbing deer or bear or (ii) the authorized use
of a spotlight or other artificial light regularly operated and
maintained by a police department or other law enforcement agency or by
any local or state department or agency duly authorized to render
services for the protection of life and property.
5. a. Varying hares shall not be taken by the use of ferrets,
fitch-ferrets or fitch.
b. Cottontail rabbits shall not be taken by the use of ferrets,
fitch-ferrets or fitch unless permitted by regulation of the department
or unless a permit for such taking has first been obtained from the
department.
c. The possession afield of ferrets, fitch-ferrets or fitch shall be
presumptive evidence of their illegal use.
d. The department may adopt regulations specifying towns or counties
in which ferrets, fitch-ferrets or fitch may be used to take cottontail
rabbits. Whenever cottontail rabbits are injuring property on occupied
lands, the department, on request of the owner or occupant of such
lands, may issue a permit to use ferrets, fitch-ferrets or fitch to take
them if it is satisfied there exists sufficient damage to warrant its
issuance.
6. Skunks shall not be taken from holes or dens by digging or by the
aid of dogs.
7. Raccoons shall not be taken from dens or houses or by cutting den
trees.
8. Traps shall not be used except as permitted in title 5 or title 11
of the Fish and Wildlife Law.
9. No protected wild bird for which no open season is established by
law or fixed by regulation shall be taken.
10. No wild game shall be taken except in an open season established
by law as provided in section 11-0905, 11-0907 or 11-1103 or fixed by
regulation as provided in section 11-0903, or in section 11-0307 in the
case of migratory game birds, or in section 11-1103, in the areas for
which such open seasons are established or fixed, and during the hours
permitted for such taking; nor shall any wild game be taken in excess of
bag limits specified in section 11-0905 or section 11-0907, or fixed by
regulation as provided in section 11-0903 or section 11-0307.
11. No long bow equipped with a mechanical device which is used to
draw, hold or release the bow string or arrow and which is attached to a
portion of the bow other than the bow string may be used or carried
afield. The shooting of a long bow shall only be accomplished by holding
the bow at arm's length, with arrow on the string, and may only be
drawn, pulled or released by hand.
12. Upland game birds shall not be taken with the aid of baiting or on
or over any baited area.
13. Persons engaged in hunting deer and/or bear with a longbow must
possess a current bowhunting privilege or a valid certificate of
qualification in responsible bowhunting practices issued or honored by
the department.
14. It shall be unlawful for any person to organize, sponsor, conduct,
promote, or participate in any contest, competition, tournament, or
derby with the objective of taking or hunting wildlife for prizes or
other inducement, or for entertainment. The remains of any wildlife
killed during the course of a contest, competition, tournament, or derby
conducted in violation of this subdivision shall be forfeited by every
organizer, promoter, participant or any other person conducting or
involved in such contest, competition, tournament, or derby and the
remains of such wildlife shall become the property of the department.
The provisions of this subdivision shall not apply to: (a) any contest,
competition, tournament, or derby with the object of taking or hunting
white-tailed deer, turkey, or bear; or (b) special dog training areas or
field trials pursuant to sections 11-0925 and 11-0927 of this title, or
any similar canine performance events.
15. This section does not:
a. restrict the authority of any special permit or license issued by
the department;
b. limit title 11 or provisions of title 3, title 5, or title 19
authorizing taking of wildlife;
c. limit prohibitions set forth in any other section of the Fish and
Wildlife Law.
16. Notwithstanding any inconsistent provision of this section, the
department may adopt regulations to allow the taking of big game or
small game by the use of a long bow equipped with a mechanical device
for holding and releasing the bowstring, attached to the handle section
of an otherwise legal long bow, to any person with a physical disability
who is physically incapable of drawing and holding a long bow because of
a physical disability, subject to such restrictions as the department
may adopt by regulation. For the purpose of this subdivision, a person
with a physical disability shall mean any person who submits to the
department a statement of a physician duly licensed to practice medicine
that such person is physically incapable of arm movement sufficient to
draw, hold and release a long bow as defined in subdivision four of this
section or as otherwise defined in department regulation. The department
is authorized to adopt regulations requiring documentation to establish
that an applicant is eligible to use a mechanical device pursuant to
this subdivision.
17. Notwithstanding any inconsistent provision of this section, the
department may issue to a physically disabled person a permit to take
big game or small game by the use of a cross-bow equipped with an
apparatus permitting release of the bowstring by means of such person's
discharge of breath. For the purposes of this subdivision, "physically
disabled person" shall mean any person who submits to the department a
statement of a physician duly licensed to practice medicine in this
state that such person is permanently physically incapable of arm
movement sufficient to release a pre-drawn bow authorized under
subdivision fifteen of this section.
Open hunting seasons and bag limits fixed by regulation.
* 1. Open seasons and bag limits with respect to migratory game birds
shall be those published annually in the federal register by the U.S.
Department of the Interior, unless the department adopts regulations
pursuant to section 11-0307. Notice of such open seasons and bag limits
shall be provided by department press release and any other means that
the department determines to be appropriate and effective, including
posting on the department's public website.
* NB Effective until December 31, 2027
* 1. Open seasons and bag limits with respect to migratory game birds
shall be those fixed by the department in regulations pursuant to
section 11-0307, to conform with federal regulations made under
authority of the Migratory Bird Treaty Act of July 3, 1918 (16 U.S.C.
§§ 703-711).
* NB Effective December 31, 2027
2. The department may fix annually by regulation the open seasons and
bag limits for wild game of the following species, until the date
specified:
a. Hungarian partridge;
b. black, gray and fox squirrels, bobcat, lynx, coyote, fox, European
hare, varying hare and cottontail rabbits, and may regulate or prohibit
the use of dogs in hunting varying hare during any regular open season
for deer;
c. pheasants anywhere in the state other than Long Island;
* c-1. pheasants on Long Island, but only for those individuals who
hold a junior license, and provided that such youth pheasant hunting
days are held prior to the start of the open season as indicated in
paragraph d of subdivision two of section 11-0905 of this title;
* NB Repealed December 31, 2028
d. raccoon;
e. wild turkeys;
f. frogs, salamanders, turtles, lizards and snakes.
Such open seasons and bag limits may be fixed for the entire state,
except on Long Island in the case of pheasants, or for any county or
part thereof, giving due regard to abundance of the species and
potential hunting pressure. The department may regulate the taking,
possession and disposition of wild turkeys.
3. Any open season for pheasants, fixed by regulation of the
department in the counties of Albany, Clinton, Columbia, Delaware,
Dutchess, Essex, Franklin, Fulton, Greene, Herkimer, Jefferson, Lewis,
Montgomery, Oneida, Orange, Oswego, Otsego, Putnam, Rensselaer,
Rockland, St. Lawrence, Schenectady, Sullivan and Ulster shall include
the intervening Sundays as part of such open season.
4. The department shall fix annually by regulation open seasons and
bag limits for ruffed grouse and, whenever possible, and in its opinion
it is in the public interest, shall make such seasons run concurrently
with open seasons for taking woodcock.
5. Whenever in its opinion deer shall become numerous enough, on state
or federal lands closed to the hunting of deer with firearms, to require
population control for proper deer management, the department may by
regulation permit the taking of deer of either sex, by long bow only, on
such lands or any parts thereof during the regular open season for the
surrounding area as provided in subdivision 2 of section 11-0907,
provided, however, that no regulation adopted pursuant hereto shall
include within its provisions any of the areas set forth in subdivision
5 of section 11-0907. Only persons properly licensed to hunt during the
special archery season established in paragraph a of subdivision 1 of
section 11-0907 shall be eligible to hunt pursuant to this subdivision.
6. a. Whenever investigation made by the department within the
Adirondack park shows that deer have become numerous enough to cause
overbrowsing of the range within any "Wilderness Hunting Area" defined
in section 11-0103, the department may fix by regulation an open season
for taking antlerless deer in a tract within such area. The boundaries
of any such tract shall not be less than three miles from any state,
county or township road. Any such open season shall be fixed within the
open season established by law, in the county or part of the county
affected, for deer having antlers not less than three inches in length.
For the purposes of this subdivision and of other provisions referring
thereto, "antlerless deer" means deer having no antlers or having
antlers measuring less than three inches in length.
b. Subject to this section and other applicable provisions of the Fish
and Wildlife Law, the department shall have power to fix the conditions
for taking "antlerless deer" in any such open season, and of possession,
transportation and tagging thereof, and to regulate the issuance of
special antlerless deer licenses applicable to the tracts in which such
open season is fixed and of seals to be issued to licensees.
c. The department shall issue special antlerless deer licenses, in
such form as it shall prescribe, for each tract in which an open season
is fixed pursuant to this subdivision and shall have power to limit the
number of such licenses to the number necessary in its judgment for
proper management with respect to deer in the Area in which such tract
is situated. Announcement of the opening of a tract to the taking of
antlerless deer and of the number of licenses to be issued for such
tract shall be made not later than August 1 of the year in which such
open season is fixed. Application for such licenses shall be made not
earlier than September 1, and the method of application for and issuance
of such licenses, including eligibility and allocation among applicants,
shall be specified in the regulations fixing the open season for the
tract. No person shall be entitled to hold more than one special
antlerless deer license in a calendar year.
7. Notwithstanding any other provision of this title, the department
may, by regulation fix open seasons for taking wild deer of either sex
in the counties of Westchester and Suffolk, or any part thereof, and may
fix the conditions of such season provided the regulations pertaining
thereto shall conform to the following:
a. In Westchester county, such season shall not include Saturdays or
Sundays;
b. Such season shall not commence earlier than during the first full
week in January nor shall it continue later than January 31 in any year;
c. Deer may be taken only by holders of a license authorizing the
taking of big game who have also obtained a special permit provided by
the department and issued by the town clerk of each town where such
season is fixed; provided, however, in Suffolk county a town may, by
local law, waive the requirements that a permit is necessary to take
deer during such seasons;
d. Permits issued by a town clerk shall authorize hunting only within
the town where issued and only on property where permission of the owner
or lessee is granted to the permittee for such hunting;
e. Applications for permits shall be only on forms provided by the
department, and each application, before being presented to a town
clerk, shall be endorsed by a person who owns or leases ten or more
acres of land in the town where application is to be made, certifying
that such owner or lessee gives consent to the applicant to hunt deer on
his premises in accordance with the conditions of such season;
f. The number of permits to be issued in each town shall be fixed by
the department and the town clerk shall issue permits in the order in
which valid applications are received until the number fixed for the
town is exhausted;
g. Town clerks shall be entitled to charge and receive a fee of one
dollar for each permit issued;
h. Such a season shall be fixed only in towns or parts thereof where
the discharge of firearms is not prohibited by town ordinance, and deer
shall be taken only by means of shotguns using a single ball or slug or
muzzle loading firearms, provided, however that a deer may also be taken
by long bow in Suffolk county.
8. Notwithstanding any provision of law, rule or regulation to the
contrary, the department may, until December thirty-first, two thousand
twenty-seven, fix by regulation the open seasons, open areas, bag limit,
manner of taking, possession and disposition of bear and parts of bears,
and the intentional and incidental feeding of bears. Such regulations
shall implement the provisions of this article. Such regulations, as the
department deems appropriate, may provide for special permits and permit
quotas. When a special permit is required, the department may fix by
regulation a fee for each such permit issued.
9. a. Until December thirty-first, two thousand twenty-seven, whenever
in its opinion deer shall become numerous enough in any area to cause
substantial damage to property or overbrowsing of deer range, the
department may fix by regulation special open seasons for taking wild
deer of either sex. Subject to this subdivision, the department may fix
the conditions of such seasons.
b. Such seasons may be fixed only in counties or parts of counties in
which an open season for taking deer by the use of firearms is
established by law.
c. Such seasons may be fixed for any number of days during the period
beginning on the eleventh day after the close of a regular open season
for deer established by law and ending on February 10 immediately
following.
d. The department shall designate by regulation areas of the state
consisting of a county, a part of a county, or any combination of
counties or parts of counties, excluding the northern zone as defined in
subdivision sixteen of section 11-0103 of this chapter, for which
separate special open seasons are fixed, and shall issue separate
special permits for hunting in each such area so designated, and for
each permit shall receive a fee of three dollars to cover the cost of
permit issuance and special deer tags.
e. A regulation fixing a season pursuant to this subdivision shall
include:
(1) a requirement that hunting deer during such special season shall
be only by holders of both a license authorizing the taking of big game
and a special permit for the area where hunting is permitted,
(2) a limitation on the number of such special permits to be issued
for the area where such open season is fixed,
(3) the method of application for and issuance of such special
permits,
(4) suspension of the provisions of subdivision one of section 11-0911
with regard to the manner of reporting deer taken, provided an
alternative method of reporting is established, and
(5) such other rules and regulations as the department shall deem
necessary for the orderly and efficient conduct of such seasons.
f. This subdivision does not increase the limit of one deer per person
per license year.
10. Notwithstanding any inconsistent provision of subdivision 10 of
section 11-0901 or subdivision 2, subdivision 3 or subdivision 8 of
section 11-0907 of this title, until December thirty-first, two thousand
twenty-seven, the department is authorized to adopt regulations with
respect to the manner of taking, possession, open seasons and bag limits
for deer. The authority to adopt such regulations is in addition to any
authority contained in this section or section 11-0913 of this title
respecting regulations fixing open seasons for deer and the issuance of
deer management permits.
11. The department shall have the authority to establish by
regulation, deer management assistance permits to allow land/resource
managers to meet the deer management needs of their property. Such
permits shall be valid only on the permittee's lands and shall address
site specific management goals including but not limited to agricultural
damage, areas where existing statutes do not allow for adequate harvest
and areas where public access may be limited for justifiable security
reasons. Deer taken under this subdivision are in addition to the one
deer per year authorized in section 11-0907 of this title.
Open hunting seasons and bag limits for upland game birds and
small game.
1. Game of the species listed in column one of the table set forth
below may be taken in the open season or seasons specified in column two
opposite the name of the species, in the areas for which the open season
is so specified, or if no area is specified, anywhere in the state. Such
game, of the species listed in column one, may be taken to the extent of
the bag limits specified in column three opposite the name of the
species. Unless the bag limits are stated separately for different areas
they limit the total amount of the species that may be taken by one
person in a calendar year, whether hunting is done in one area or more
than one area. Where the words "fixed annually by regulation" appear in
column two or column three, the species may be taken in open seasons,
and to the extent of bag limits, fixed by such regulations of the
department pursuant to section 11-0903 or 11-0307.
2. Table
Column One Column Two Column Three
Species Open Season Bag Limit
* a. Migratory game Fixed annually Fixed annually
birds, all species by federal by federal
regulation, regulation,
unless the unless the
state adopts state adopts
regulation regulation
* NB Effective until December 31, 2027
* a. Migratory game Fixed annually Fixed annually
birds, all species by regulation by regulation
* NB Effective December 31, 2027
b. Ruffed grouse Fixed annually Fixed annually
by regulation by regulation
c. Hungarian partridge Fixed annually Fixed annually
by regulation by regulation
d. Ring-necked Long Island November Long Island, four
pheasant 1 through December birds in one day,
31. Elsewhere, thirty during season.
fixed annually by Elsewhere, fixed
regulation annually by regulation
e. Quail Orange, Putnam and Orange, Putnam and
Westchester counties, Westchester counties;
fixed annually by four birds in one day,
regulation; ten during season.
Long Island, November Long Island, six birds
1 through December 31 in one day, forty
during season.
f. Black, gray and Fixed annually Fixed annually
fox squirrels by regulation by regulation
g. Varying hares Fixed annually Fixed annually
by regulation by regulation
h. Cottontail rabbits Fixed annually Fixed annually
by regulation by regulation
i. Frogs Fixed annually Fixed annually
by regulation by regulation
j. Raccoon Fixed annually Fixed annually
by regulation by regulation
k. Wild turkeys Fixed annually Fixed annually
by regulation by regulation
l. European hare Fixed annually Fixed annually
by regulation by regulation
m. Bobcat Fixed annually Fixed annually
by regulation by regulation
n. Lynx Fixed annually Fixed annually
by regulation by regulation
o. Coyote Fixed annually Fixed annually
by regulation by regulation
p. Fox Fixed annually Fixed annually
by regulation by regulation
q. Opossum Fixed annually Fixed annually
by regulation by regulation
r. Weasel Fixed annually Fixed annually
by regulation by regulation
s. Common snapping Fixed annually by Fixed annually by
turtle regulation. Until regulation. Until
December 31, December 31,
2006 these species 2006 the bag
may be taken limit shall be five
from July 1 through per day, thirty
September 30. per season.
t. Diamondback Fixed annually Fixed annually
terrapin by regulation. by regulation.
u. Spotted salamander, Fixed annually by Fixed annually by
red-spotted newt, regulation. Until regulation. Until
dusky salamander, December 31, 2006, December 31, 2006,
red-backed sala- the open season the bag limit for
mander, northern for these species all species combined
slimy salamander shall be all year. shall be five in one
and two-lined day, and thirty total
salamander for the season.
v. Northern Fixed annually by Fixed annually by
water snake, brown regulation. Until regulation. Until
snake, red-bellied December 31, 2006, December 31, 2006,
snake, common the open season the bag limit for
garter, green for these species all species combined
snake, northern shall be all year. shall be five in one
ringneck snake day, and thirty total
and milk snake for the season.
3. Skunk, bobcat, coyote, fox, mink and muskrat may be hunted in any
manner not prohibited in section 11-0901 during the open seasons for
such species established in section 11-1103 or fixed by regulation as
provided in section 11-1103. They may be taken in any number.
4. Notwithstanding any inconsistent provision of this section or
section 11-0903, the department is authorized to adopt regulations with
respect to taking of small game and upland game birds by trained raptors
as provided in title 10 of this article from October first through March
thirty-first in areas where an open hunting season is established, or if
no area is specified, anywhere in the state.
Deer and bear; open hunting seasons; bag limits.
1. a. Wild deer without antlers or having antlers measuring less than
three inches in length shall not be taken unless it is taken (1) by long
bow in a special long bow season established in subdivision three of
this section, or (2) by muzzle-loading firearm in a special
muzzle-loading firearm season established in subdivision eight of this
section, or (3) by long bow in Westchester and Suffolk Counties in a
year in which a regular season for deer of either sex is established for
such counties, or (4) in a special open season for deer of either sex
fixed by regulation pursuant to subdivision five or seven of section
11-0903 of this title, or (5) pursuant to a special antlerless deer
license in a special open season for antlerless deer in a tract within a
Wilderness Hunting Area fixed by regulation pursuant to subdivision six
of section 11-0903 of this title, or (6) pursuant to a deer management
permit by a person eligible to take such deer pursuant thereto as
provided in section 11-0913 of this title, or (7) pursuant to a permit
issued to an eligible non-ambulatory person, pursuant to subdivision two
of section 11-0931 of this title, while in possession of a valid license
issued by the department which authorizes the holder to hunt big game.
Nothing in this subparagraph shall be construed to limit the power of
the department to designate by regulation an area or areas of the state
consisting of a county or part of a county where such season shall apply
and whether the number of such special permits shall be limited.
b. Except in the Northern Zone as defined in subdivision 15 of section
11-0103, bear which the taker knows or should know to be less than one
year old shall not be taken.
* c. The limit for wild deer is one deer per person in a license year
except that (1) a person entitled to exercise the privileges of a
special antlerless deer license may take an antlerless deer while
hunting pursuant to such license in addition to the limit of one deer in
a license year otherwise applicable, (2) a person who is a member of a
hunting group holding a deer management permit or permits issued
pursuant to section 11-0913 of this article may take additional deer
while hunting in accordance with the conditions of the permit or
permits, (3) the holder of a bowhunting privilege or a muzzle-loading
privilege may take up to two additional deer, pursuant to regulations
promulgated by the department, and (4) an eligible non-ambulatory
person, pursuant to subdivision 2 of section 11-0931 of this article may
take a deer of either sex in any wildlife management unit area where
deer management permits have been issued by the department, while in
possession of a valid hunting license. Nothing contained in this section
shall be construed to limit the power of the department to designate by
regulation an area or areas of the state consisting of a county or part
of a county where such season shall apply and whether the number of such
special permits shall be limited.
* NB Effective until December 31, 2027
* c. The limit for wild deer and bear is one deer and one bear per
person in a license year except that (1) a person entitled to exercise
the privileges of a special antlerless deer license may take an
antlerless deer while hunting pursuant to such license in addition to
the limit of one deer in a license year otherwise applicable, (2) a
person who is a member of a hunting group holding a deer management
permit or permits issued pursuant to section 11-0913 of this article may
take additional deer while hunting in accordance with the conditions of
the permit or permits, (3) the holder of a bowhunting privilege or a
muzzle-loading privilege may take up to two additional deer, pursuant to
regulations promulgated by the department, and (4) an eligible
non-ambulatory person, pursuant to subdivision 2 of section 11-0931 of
this article may take a deer of either sex in any wildlife management
unit area where deer management permits have been issued by the
department, while in possession of a valid hunting license. Nothing
contained in this section shall be construed to limit the power of the
department to designate by regulation an area or areas of the state
consisting of a county or part of a county where such season shall apply
and whether the number of such special permits shall be limited.
* NB Effective December 31, 2027
d. (1) A person who holds licenses and privileges authorizing the
holder to hunt deer during a special archery season and the regular open
season and who has taken a deer by longbow in a special archery season
and who has not taken a deer in a regular open season may, in addition
to the limit of one deer in a license year otherwise applicable, take
during the same license year additional deer as specified by department
regulation in a special archery season following the close of the
regular open deer season.
(2) A person who holds licenses and privileges authorizing the holder
to hunt deer during a special archery season and the regular open season
and who has taken a deer by longbow in the regular open season for deer
in Westchester or Suffolk counties may, in addition to the limit of one
deer in a license year otherwise applicable, take during the same
license year additional deer as specified by department regulation
during such Westchester or Suffolk county regular open deer season.
e. A person who holds licenses and privileges authorizing the holder
to hunt deer during a special muzzle-loading season and the regular open
season and who has taken a deer by muzzle-loading firearm in a
muzzle-loading season and who has not taken a deer in a regular open
season may, in addition to the limit of one deer in a license year
otherwise applicable, take during the same year additional deer as
specified by department regulation in a special muzzle-loading season
following the close of the regular deer season.
2. Regular seasons. * a. Regular open hunting seasons for deer are
established separately for the named regions or parts of regions, or
named counties listed in column one of the table set forth in this
subdivision, and are specified as seasons for taking by pistol, rifle,
shotgun or long bow, or for taking by shotgun, crossbow or long bow
only, or for taking by long bow only, as indicated in column three
entitled "Manner of Taking". Where taking of big game by shotgun is
permitted by this chapter such shotgun may contain rifling in all or a
portion of the barrel, provided, however, if the barrel or a portion
thereof does contain rifling only shells having non-metallic cases,
except for the base, may be used. In the areas identified in column one
except in the "closed areas" specified in subdivision five of this
section the game specified in column two may be taken in the open season
stated in column two immediately following the specification of the
game, in the manner specified in column three.
TABLE
Column One Column Two Column Three
Area Game and Open Season Manner of Taking
(a) Northern Zone Deer, next to last Pistol, rifle,
Saturday in October shotgun, crossbow
through first Sunday or long bow
in December
(b) Catskill region Deer, first Monday Pistol, rifle,
except Delaware, after November 15 shotgun, crossbow
Greene, Sullivan, through first Tuesday or long bow
Ulster counties after December 7
and those counties
or portions thereof
listed in item (i)
of this paragraph
(c) Counties of Deer, first Monday Pistol, rifle,
Delaware, Greene, after November 15 shotgun, crossbow
Sullivan and Ulster through first Tuesday or long bow
after December 7
** (d) Eastern region, Deer, first Monday Pistol, shotgun,
except Albany, after November 15 crossbow,
Columbia, Fulton, through first Tuesday muzzle loading
Orange, Rensselaer, after December 7 firearm or
Saratoga, Schenectady, long bow only
Washington Counties
and those counties
or portions thereof
listed in item (i)
of this paragraph
** NB Effective until October 1, 2028
** (d) Eastern region, Deer, first Monday Pistol, shotgun,
except Columbia, after November 15 crossbow,
Fulton, Orange, through first Tuesday muzzle loading
Rensselaer, Saratoga, after December 7 firearm or
Schenectady, long bow only
Washington Counties
and those counties
or portions thereof
listed in item (i)
of this paragraph
** NB Effective October 1, 2028
(e) Fulton, Saratoga, Deer, first Monday Pistol, rifle,
Schenectady, after November 15 shotgun, crossbow
Washington (parts through first Tuesday or long bow
in the Southern after December 7
zone), Columbia,
Orange, and
Rensselaer
counties
** (f) Southern tier, Deer, first Pistol, shotgun,
central and Western Monday after November crossbow,
region, except those 15 through first muzzle loading
counties or portions Tuesday after firearm or
thereof listed in December 7 long bow only
item (i), (j), (k),
(l), (m), (n), (o),
(p) or (q) of this
paragraph
** NB Effective until October 1, 2028
** (f) Southern tier, Deer, first Pistol, shotgun,
central and Western Monday after November crossbow,
region, except those 15 through first muzzle loading
counties or portions Tuesday after firearm or
thereof listed in December 7 long bow only
item (i), (j), (k),
(l), (m) or (n),
or (p) of this
paragraph
** NB Effective October 1, 2028 until October 1, 2027
** (f) Southern tier, Deer, first Pistol, shotgun,
central and Western Monday after November crossbow,
region, except those 15 through first muzzle loading
counties or portions Tuesday after firearm or
thereof listed in December 7 long bow only
item (i), (j), (k)
or (l), or (n) of
this paragraph
** NB Effective October 1, 2027
(g) Westchester Deer of either sex, long bow only
County November 1 through
December 31
(h) Suffolk County Deer of either sex long bow only
Second Monday in
November through
March thirty-first
(i) The counties of Deer, the first Monday Pistol, shotgun,
Allegany, Cattaraugus, after November 15 crossbow,
Cayuga, Chautauqua through first Tuesday muzzle loading
except that portion after December 7 firearm, rifle or
of the county north long bow only
of route 20, Chemung,
Chenango, Herkimer,
Madison,
Montgomery, Oneida,
Oswego, Otsego,
Schoharie, Schuyler,
Steuben, Tioga,
Wyoming, Seneca
and Yates
and that portion of
the county of
Broome east of the
Susquehanna river
(j) The county of Deer, the first Saturday Pistol, shotgun,
Genesee after November 15 crossbow, muzzle
through first Sunday loading firearm,
after December 7 rifle or long bow
(k) The county of Deer, the first Pistol, shotgun,
Ontario Saturday after November crossbow,
15 through first Sunday muzzle loading
after December 7 firearm, rifle or
long bow only
(l) The county of Deer, the first Pistol, shotgun,
Wayne Saturday after November crossbow,
15 through first Sunday muzzle loading
after December 7 firearm, rifle
or long bow only
** (m) The county of Deer, the first Pistol, shotgun,
Albany Saturday after November crossbow, muzzle
15 through first Sunday loading firearm,
after December 7 rifle or long bow
only
** NB There are 2 item (m)'s
** NB Repealed October 1, 2028
** (m) The county of Deer, the first Saturday Pistol, shotgun,
Livingston after November 15 crossbow, muzzle
through first Sunday loading firearm,
after December 7 rifle or long bow
** NB There are 2 item (m)'s
** (n) The county of Deer, the first Pistol, shotgun,
Broome west of the Saturday after November crossbow, muzzle
Susquehanna river 15 through first Sunday loading firearm,
except within the after December 7 rifle or long bow
city of Binghamton
** NB There are 2 item (n)'s
** (n) The county of Deer, the first Saturday Pistol, shotgun,
Orleans after November 15 crossbow, muzzle
through first Sunday loading firearm,
after December 7 rifle or long bow
** NB There are 2 item (n)'s
** (o) The county of Deer, the first Pistol, shotgun,
Tompkins Saturday after November crossbow, muzzle
15 through first Sunday loading firearm,
after December 7 rifle or long bow
** Repealed October 1, 2028
** (p) The county of Deer, the first Pistol, shotgun,
Onondaga Saturday after November crossbow, muzzle
15 through first Sunday loading firearm,
after December 7 rifle or long bow
** Repealed October 1, 2027
** (q) The county of Deer, the first Saturday Pistol, shotgun,
Niagara except after November 15 crossbow, muzzle
within the city of through first Sunday loading firearm,
Niagara Falls, the after December 7 rifle or long bow
city of Lockport
and the city of
North Tonawanda
** NB Repealed October 1, 2028
* NB Effective until December 31, 2027
* a. Regular open hunting seasons for big game are established
separately for the named regions or parts of regions, or named counties
listed in column one of the table set forth in this subdivision, and are
specified as seasons for taking by pistol, rifle, shotgun or long bow,
or for taking by shotgun or long bow only, or for taking by long bow
only, as indicated in column three entitled "Manner of Taking". Where
taking of big game by shotgun is permitted by this chapter such shotgun
may contain rifling in all or a portion of the barrel, provided,
however, if the barrel or a portion thereof does contain rifling only
shells having non-metallic cases, except for the base, may be used. In
the areas identified in column one except in the "closed areas"
specified in subdivision 5 the game specified in column two may be taken
in the open season stated in column two immediately following the
specification of the game, in the manner specified in column three.
TABLE
Column One Column Two Column Three
Area Game and Open Season Manner of Taking
(a) Northern Zone Deer and bear, next Pistol, rifle,
to last Saturday in shotgun,
October through first crossbow
Sunday in December or long bow
(b) Catskill region Deer and bear, first Pistol, rifle,
except Delaware, Monday after shotgun,
Greene, Sullivan, November 15 through crossbow
Ulster counties first Tuesday after or long bow
and those counties December 7
or portions thereof
listed in item (i)
of this paragraph
(c) Counties of Deer, first Monday Pistol, rifle,
Delaware, Greene, after November 15 shotgun,
Sullivan and Ulster through first Tuesday crossbow
after December 7; or long bow
Bear, first Monday
after November 15
through second
Tuesday after
December 7
(d) Eastern region, Deer and bear, Pistol, shotgun,
except Columbia, first Monday after crossbow, muzzle
Fulton, Orange, November 15 through loading firearm
Rensselaer, Saratoga, first Tuesday after or long bow only
Schenectady, December 7
Washington Counties
and those counties
or portions thereof
listed in item (i)
of this paragraph
(e) Fulton, Saratoga, Deer and bear, first Pistol, rifle,
Schenectady, Monday after November shotgun,
Washington (parts 15 through first crossbow
in the Southern Tuesday after or long bow
zone), Columbia, December 7
Orange, and
Rensselaer
counties
(f) Southern tier, Deer and bear, first Pistol, shotgun,
central and Western Monday after November crossbow, muzzle
region, except those 15 through first loading firearm
counties or portions Tuesday after or long bow only
thereof listed in December 7
item (i), (j), (j),
(k), (l) **, (m),**
**(n)** or (o) of this
paragraph
** NB "(m)" expires October 1, 2028
** NB "(n)" expires October 1, 2027
** NB "(o)" expires October 1, 2028
(g) Westchester Deer of either sex, Long bow only
County November 1 through
December 31
(h) Suffolk County Deer of either sex long bow only
Second Monday in
November through
March thirty-first
(i) The counties of Deer and bear, the Pistol, shotgun,
Allegany, Cattaraugus, first Monday after crossbow,
Chautauqua except November 15 through muzzle loading
that portion of the first Tuesday after firearm, rifle or
county north of route December 7 long bow only
20, Chenango,
Herkimer, Montgomery,
Oneida, Oswego,
Otsego, Schoharie,
Tioga and Wyoming
and that portion
of the county
of Broome east of the
Susquehanna river
** (j) The county of Deer and bear, the Pistol, shotgun,
Ontario first Saturday after crossbow,
November 15 through muzzle loading
first Sunday after firearm, rifle or
December 7 long bow only
** NB There are 2 item (j)'s
** (j) The county of Deer and bear, the first Pistol, shotgun,
Wayne Saturday after November crossbow, muzzle
15 through first Sunday loading firearm,
after December 7 rifle or long bow
only
** NB There are 2 item (j)'s
(k) The county of Deer and bear, the first Pistol, shotgun,
Livingston Saturday after November crossbow, muzzle
15 through first Sunday loading firearm,
after December 7 rifle or long bow
** (l) The county of Deer and bear, the Pistol, shotgun,
Broome west of the first Saturday after crossbow, muzzle
Susquehanna river November 15 through loading firearm,
except within the first Sunday after rifle or long
city of Binghamton December 7 bow only
** NB There are 4 item (l)'s
** (l) The county of Deer and bear, the Pistol, shotgun,
Genesee first Saturday after crossbow, muzzle
November 15 through loading firearm,
first Sunday after rifle or long
December 7 bow only
** NB There are 4 item (l)'s
** (l) The county of Deer and bear, the first Pistol, shotgun,
Seneca Saturday after November crossbow, muzzle
15 through first loading firearm,
Sunday after rifle or long
December 7 bow only
** NB There are 4 item (l)'s
** (l) The county of Deer and bear, the Pistol, shotgun,
Orleans first Saturday after crossbow, muzzle
November 15 through loading firearm,
first Sunday after rifle or long
December 7 bow only
** NB There are 4 item (l)'s
** (m) The county of Deer and bear, the Pistol, shotgun,
Tompkins first Saturday after crossbow, muzzle
November 15 through loading firearm,
first Sunday after rifle or long
December 7 bow only
** NB Repealed October 1, 2028
** (n) The county of Deer and bear, the Pistol, shotgun,
Onondaga first Saturday after crossbow, muzzle
November 15 through loading firearm,
first Sunday after rifle or long
December 7 bow only
** Repealed October 1, 2027
** (o) The county Deer and bear, the Pistol, shotgun,
of Niagara first Saturday after crossbow, muzzle
except the city November 15 through loading firearm,
of Niagara Falls, first Sunday after rifle or long
the city of Lockport December 7 bow only
and the city of North
Tonawanda
** NB Repealed October 1, 2028
* NB Effective December 31, 2027
* b. Regular open hunting seasons for bear are fixed by regulation
pursuant to subdivision 8 of section 11-0903. The implements allowed for
bear hunting will be the same as those allowed for deer hunting as
listed in column three of the table set forth in paragraph a of this
subdivision.
* NB Expires December 31, 2027
3. Special archery seasons.
* a. In every area identified in column one of the table set forth in
subdivision 2 of this section, except Westchester and Suffolk Counties
in which a regular open season for taking deer by firearms is
established and effective, a special open season is established for
taking deer of either sex, by the use of a long bow only by holders of a
hunting license with a valid bowhunting privilege.
* NB Effective until December 31, 2027
* a. In every area identified in column one of the table set forth in
subdivision 2 of this section, except Westchester and Suffolk Counties
in which a regular open season for taking deer by firearms is
established and effective, a special open season is established for
taking deer of either sex, and bear, by the use of a long bow only by
holders of a hunting license with a valid bowhunting privilege.
* NB Effective December 31, 2027
* b. Such special open deer hunting season for each area shall be from
October 15 through the day immediately preceding the regular open season
for deer stated in column two of the table set forth in subdivision 2,
except that in the Northern Zone each special season shall be from
September 27 through the Friday immediately preceding the next to last
Saturday in October, and in the Southern Zone such special season shall
also include the five days following the closing of the regular open
season.
* NB Effective until December 31, 2027
* b. Such special open season for each area shall be from October 15
through the day immediately preceding the regular open season for deer
stated in column two of the table set forth in subdivision 2, except
that in the Northern Zone each special season shall be from September 27
through the Friday immediately preceding the next to last Saturday in
October, and in the Southern Zone such special season shall also include
the five days following the closing of the regular open season.
* NB Effective December 31, 2027
* c. A similar special open bear hunting season may be fixed by
regulation pursuant to subdivision 8 of section 11-0903.
* NB Expires December 31, 2027
4. a. "Northern Zone" and "Southern Zone" are defined in section
11-0103.
b. "Catskill region" means that part of the Southern Zone consisting
of the counties of Greene, Sullivan, Ulster; those parts of Broome and
Chenango counties easterly of the Susquehanna River from its junction
with the Unadilla River at the Chenango-Otsego County boundary line to a
point where it intersects the New York-Pennsylvania line; that part of
Otsego County south of the main line tracks of the Delaware and Hudson
Railroad Company; and those parts of Delaware and Schoharie counties
lying south and west of a line beginning at the intersection of the main
line tracks of the Delaware and Hudson Railroad Company with the
Otsego-Schoharie County line to the village of Richmondville, thence
south on Route 10 to its intersection with Route 23 in the village of
Stamford, thence easterly along Route 23 to its intersection with
Schoharie County Route 342 thence easterly along Schoharie County Route
342 to its intersection with Schoharie County Route 3; thence easterly
along Schoharie County Route 3 to the Albany-Schoharie County line.
c. "Eastern region" means that part of the Southern Zone easterly of a
continuous line formed by the Susquehanna river commencing at its
intersection with the New York-Pennsylvania boundary in the town of
Windsor in Broome county to its confluence with the Unadilla river, by
the Unadilla river from its confluence with the Susquehanna river to its
intersection with the Herkimer-Otsego county boundary, by the
Otsego-Herkimer county boundary and by the Oneida-Herkimer county
boundary to the Northern Zone, except (1) the "Catskill region" defined
in paragraph b and (2) Westchester county.
d. "Southern tier, central and western region" means that part of the
Southern Zone lying westerly of the continuous line described in
paragraph c.
5. Closed areas. The following areas are closed to the taking of deer
and bear:
a. In Monroe County, the area bounded and described as follows: On the
west by Route 261 (Manitou Road) beginning at Manitou Beach on Lake
Ontario in the town of Greece and continuing southerly along such road
to its intersection with the Barge Canal, thence easterly along such
canal to East Avenue in the village of Pittsford, thence northeasterly
along East Avenue to Allen Creek in the town of Brighton, thence
northerly along Allen Creek to Irondequoit Creek, thence northerly along
Irondequoit Creek to Irondequoit Bay, thence northerly along the
easterly shore of Irondequoit Bay to Lake Ontario; except that deer of
either sex may be taken during the regular and special deer hunting
seasons provided for in this title by the use of a longbow by holders of
licenses which authorize the holder to hunt deer during a special
archery season and provided further that this exception permitting the
taking of deer by a longbow shall not apply within an area in the town
of Greece bounded and described as follows: On the west by Long Pond
Road beginning at Latta Road and continuing southerly along such road to
its intersection with Maiden Lane, thence easterly along Maiden Lane to
its intersection with Mt. Read Blvd., thence northerly along Mt. Read
Blvd. to its intersection with Latta Road, thence westerly along Latta
Road to its intersection with Long Pond Road at the point of beginning.
b. In Erie County, the area bounded by a continuous line beginning at
the point of confluence of the east branch of the Niagara River and the
Tonawanda Creek, and from said point of beginning easterly along the
south bank of Tonawanda Creek to its intersection with highway 78,
thence southerly along highway 78 to its intersection with Greiner Road,
thence easterly along Greiner Road to its junction with highway 268,
thence southerly along highway 268 to its intersection with highway 5,
thence westerly along highway 5 to its junction with Ransom Road, thence
southerly along Ransom Road to its intersection with highway 33, thence
westerly along highway 33 to its intersection with highway 78, thence
southerly along highway 78 to its intersection with highway 20, thence
southwesterly along highway 20 to its intersection with highway 20-a,
thence westerly along the extension of highway 20-a to Lake Erie, thence
northerly along the shores of Lake Erie and the Niagara River to the
place of beginning.
c. Nassau County.
d. In Herkimer county, town of Webb, the area bounded by a continuous
line beginning at the intersection of the Judson Road and the
Herkimer-Hamilton county boundary line, thence westerly to the Higby
road, continuing southwesterly to its intersection with the Big Moose
road (Herkimer county highway 1), thence north and westerly along the
Big Moose road to its intersection with the Martin road and easterly
along the Martin road to its end, thence back to the lake shore and back
along and around the shore of Big Moose lake (starting westerly) to the
Herkimer-Hamilton county boundary on the shore and then south along the
boundary line ending at the Judson road, the point of beginning.
e. In Herkimer and Hamilton counties, the area bounded by a continuous
line beginning at the junction of the South Shore Road and Route 28 in
the village of Old Forge and extending northeasterly along Route 28 to
the hamlet of Inlet and thence southwesterly along the South Shore Road
to the point of beginning.
7. Areas restricted to long bow only.
a. The area described in this subdivision is closed to the taking of
deer and bear by firearms, but shall be open for taking deer by the use
of a longbow only by holders of licenses which authorize the holders to
hunt deer during a special archery season as follows: during the special
deer season stated in subdivision 3 of this section and during the
regular season stated in subdivision 2 of this section, deer of either
sex may be taken.
b. This subdivision applies to that area in Albany county east of the
Penn Central West Shore railroad starting at the Schenectady county line
in the town of Guilderland and continuing to its confluence with the
Penn Central Hudson River connecting railroad, thence along such Penn
Central Hudson River connecting railroad until it meets Route 32 in
Feura Bush and northeast on Route 32 to its juncture with Feura Bush
road, then east along Feura Bush road to its juncture with Route 144 in
Glenmont, then south along Route 144 to the Vlaman Kill, then east along
the Vlaman Kill to the Hudson river.
8. Muzzle-loading firearm big game season.
a. In every area identified in column one of the table set forth in
subdivision two of this section, except those areas restricted to
special seasons for taking deer by longbow only, special open seasons
may be established by regulation for taking deer and/or bear, by the use
of muzzle-loading firearms, of not less than .44 caliber shooting a
single projectile by the holders of a hunting license with a valid
muzzle-loading privilege.
b. Such special open season for the Southern Zone shall be for the
seven day period immediately preceding the regular open season for deer
stated in column two of the table set forth in subdivision two of this
section, except that the department may, by regulation, fix such open
season in the Southern Zone or any portion thereof to be either the
seven days immediately preceding or immediately following the regular
open season for deer.
c. Until December thirty-first, two thousand twenty-seven, such
special season for the Northern Zone or any portion thereof may by
regulation be for up to a fourteen-day period preceding the regular open
season for deer stated in column two of the table set forth in
subdivision 2 of this section or may be for up to a fourteen-day period
following such open season or any combination thereof, provided that a
maximum of sixteen days is not exceeded for any open area. Regulations
establishing such Northern Zone muzzle-loading firearm big game season
may specify the taking of deer of either sex, antlerless deer only,
legal bucks only, or any combination thereof, and may require that
persons participating in the Northern Zone muzzle-loading firearm big
game season obtain a special permit from the department. When
establishing these regulations, the department must consider the
condition of the herd and communities', property owners', hunters' and
other relevant interests.
9. Notwithstanding any inconsistent provision of this chapter, big
game may be taken on any day of the week during open season or a special
season in those parts of New York state east of a line starting at the
juncture of the shore of Lake Ontario and West Bay road; then southerly
along West Bay road to Route 104A; then easterly along Route 104A to
Route 38; then southerly along Route 38 to the New York State Thruway
Interstate 90 at Port Byron; then southwesterly along Interstate 90 to
Route 90 near Montezuma; then southerly along Route 90 to Route 20; then
westerly along Route 20 to the east bank of Seneca River; then southerly
along the east bank of Seneca River to the east shore of Cayuga Lake;
then southerly along the east shore of Cayuga Lake to Cayuga Creek; then
southerly along the east bank of Cayuga Creek to Route 96 in Ithaca;
then southerly along Route 96 to Sabin Road in Spencer; then southerly
and westerly along Sabin Road to Dean Creek Road; then southwesterly
along Dean Creek Road to Route 34; then southerly along Route 34 to the
Pennsylvania boundary.
10. Notwithstanding any provision of this chapter, or any prior
notwithstanding language in this article, the department may, by
regulation, authorize the taking of big game by the use of a crossbow by
any licensed person in any big game season in any area in which a long
bow is permitted.
Hunting hours.
1. Bobcat, mink, muskrat, raccoon, coyote, fox and skunk may be taken
at any hour, day or night.
2. Migratory game birds shall be taken only during the hours specified
in regulations adopted by the department pursuant to section 11-0307.
3. a. Wild deer and bear, wild upland game birds, and small game other
than bobcat, mink, muskrat, raccoon, coyote, fox and skunk, taken in any
open season, shall be taken only between the hours of sunrise and
sunset, unless otherwise provided in regulations of the department.
b. The department shall have the authority to establish by regulation
hours of hunting wild deer and bear, wild upland game birds, and small
game, other than bobcat, mink, muskrat, raccoon, coyote, fox and skunk,
during the open season provided therefor.
c. Such regulations shall provide for uniform hunting hours for all
species of game for which an open season is provided, during all or any
part of the period covered by such regulations, other than bobcat, mink,
muskrat, raccoon, coyote, fox and skunk.
d. The department shall have the authority to provide in such
regulations for different hours of hunting in different areas as set
forth in such regulations, and shall have the authority in such
regulations to provide for different hours of hunting for a part or
parts of any open season.
e. A summary of regulations adopted pursuant to this subdivision shall
be published each year in the hunting and fishing syllabus of the
department issued pursuant to section 11-0323.
Procedure on taking wild deer and bear; transportation of
wild deer.
1. a. When a wild deer is taken the taker shall immediately fill out
the deer tag in an electronic or other acceptable format as provided in
regulations of the department. The taker shall report details of the
location and date of harvest and data on the deer as required by
regulation.
b. When a bear is taken, the taker shall immediately fill out the bear
tag in an electronic or other acceptable format as provided in
regulations of the department. The taker shall report details of the
location and date of harvest and data on the bear as required by
regulation.
c. The department shall adopt regulations for the tagging or
designating by self-locking metal seals or other means of deer of either
sex taken in Westchester county pursuant to the provisions of paragraph
c of subdivision 1, of section 11-0907, in addition to the limit of one
deer in a license year.
2. The taker shall remove his deer out of the woods or open country to
a camp or other inhabited location by midnight of the day immediately
following the expiration of the open season in the county or part of a
county in which the deer was taken.
3. A person licensed to hunt deer pursuant to this chapter who has
filled all of his/her valid deer tags may assist and/or supervise other
licensed hunters in hunting deer, except that such person shall not
shoot or attempt to shoot deer.
4. a. The taker may transport the entire carcass of his deer, with the
head attached in a natural way and his license tag attached to the
carcass.
b. He may detach the head of a male deer for mounting only and
transport it to a licensed taxidermist. If the head is detached, the
taker shall immediately attach to it a tag supplied by himself bearing
his signature, address and license number, the name and address of the
taxidermist and the number of points on each antler, and the head shall
be shipped to the taxidermist immediately. The tag shall remain attached
to the head continuously until the head is received by the taxidermist
and retained by him for six months after the head is mounted. If at any
time during transportation the head is in possession of a person other
than the taker or a carrier, his name and address shall be written on
the tag at the time the head comes into his possession.
c. The head of a female deer with antlers not less than the minimum
legal length may be detached for mounting. The detached head shall be
handled in the manner provided in this subdivision with respect to the
head of a male deer.
d. The taker may transport the carcass of a male deer, from which he
has removed the head, if the carcass bears evidence of sex, or the
carcass of a female deer from which the head has been removed, if the
metal tag is attached thereto, provided in either case that his deer tag
is attached to the carcass and on the reverse side of the tag there
appears the name and address of the taxidermist to whom the head is to
be delivered and the number of points on each antler.
5. a. The taker may transport by carrier, except parcel post, one deer
to which his deer tag is attached, together with an additional tag
supplied by him stating the name and address of the consignee. He shall
be in personal attendance on the carcass of his deer while it is being
transported by any method other than by carrier, except that if the head
has not been removed, and if there are attached to the carcass the
taker's deer tag and a tag supplied by him on which is written legibly
in ink the name and address of the person transporting the deer and the
name and address of the consignee, the deer may be transported for him
by another.
b. The taker may cut portions of the meat from the carcass and
transport or cause them to be transported to consignees for consumption
as food only, provided that his deer tag remains attached at all times
to the portion of the carcass retained by him, and that each portion
transported has attached a tag supplied by the taker and personally
signed by him, on which he shall write legibly in ink his name, address
and license number, the date when the portions were cut, and the name
and address of the consignee. If at any time during transportation any
such portion is in possession of a person other than the taker or his
consignee, the name and address of such person shall be written legibly
on the tag in ink. The tag shall remain attached to the meat until it is
prepared for consumption. Where such portions are transported wrapped or
boxed, the outside of the package shall bear the word "venison" and be
marked as provided in this paragraph for tags. Portions of deer tagged
as provided in this paragraph, and packages containing portions of deer,
so marked, may be transported by carrier except parcel post.
6. a. The taker may transport the carcass of the bear, for the
purposes of harvesting the gallbladder and/or bile, only if the bear tag
is attached thereto.
b. No person taking, possessing or transporting bear shall fail to
comply with the mandatory requirements of this section and section
11-0917 of this title.
7. No person taking, possessing or transporting wild deer shall fail
to comply with the mandatory requirements of this section, and no person
shall possess or transport wild deer or any portion of a wild deer
except as provided in this section, or at a time not permitted by
section 11-0917.
Deer management permits.
1. a. Until December thirty-first, two thousand twenty-seven, whenever
in its opinion the population of deer in any area of the state except in
the northern zone is such that additional harvest of deer is reasonably
necessary to properly manage the deer herd in the state in balance with
the available deer range and natural food supply, the department may
provide by regulation for issuance of deer management permits,
permitting the taking of one deer for the permit, in addition to the
limit of one deer that may otherwise be taken by one person in a license
year.
b. In the issuance of permits, the department may give preference to
resident license holders and may give preference to service-connected
disabled veterans having 40 percent or greater service-connected
disability as evidenced by a compensation rating from the United States
Department of Veterans Affairs or the United States Department of
Defense who shall only have to provide proof of service-connected
disability at the time of initial issuance of the permit, and to the
applications of groups which include a person or the spouse of a person,
provided that such spouse lives in the same household, who owns at least
50 acres of land in one parcel in the specified area.
c. "Owner" as used in this section shall include the owner or spouse
of the owner of record of such parcel, provided that such spouse lives
in the same household as the owner, or a purchaser or spouse of such
purchaser of such parcel, provided that such spouse lives in the same
household as such purchaser, under an executory contract duly recorded
in the office of the recording officer in the county in which real
property to which it relates is situate, who actually occupy and
cultivate such parcel.
2. Each such regulation shall specify, with respect to the permits to
which it relates:
a. The open season or part thereof and the day or days of such season
in which such permits may be used;
b. The specific area in which they are valid;
c. The manner of taking for which such permits are valid, which shall
conform with the specifications as to the manner of taking deer in the
open season for which the permits may be used;
d. The method of application for and issuance of such permits,
including eligibility and allocation among applicants;
e. The number of persons, no fewer than one nor more than six, who
must join in the application; and
f. Such other regulations as the department may determine.
3. Each member of a group issued a permit pursuant to this section
shall possess a license which authorizes the holder to hunt deer before
the permit may be validated.
4. During a license year, no person shall use more than one license
which authorizes the holder to hunt deer during the regular open season
in making application for a deer management permit.
5. The provisions of paragraph a of subdivision 1 of section 11-0911
shall not apply when a deer is taken pursuant to a deer management
permit, but the department may by regulation provide an alternative
method of identifying and reporting the deer so taken.
6. With each deer management permit there shall be issued a tag or
seal and a reporting form as the department shall determine to be
appropriate, and the additional deer may be taken only by the group
member who, at the time, is in physical possession of the permit and any
tag, seal and reporting form issued with it.
7. The department shall charge and receive a fee of ten dollars for
the application and the processing of such permit or permits. Applicants
who are successful in the computerized selection shall receive the
permit or permits free of any additional charge. The application fee
shall be non-refundable. The department may waive the application fee
for holders of a lifetime sportsman license existing as of October
first, two thousand nine and holders of a hunting license less than
sixteen years of age.
8. Except with respect to deer management unit thirty-four the
provision of this section shall not apply to the "Northern Zone" of the
state as defined in subdivision sixteen of section 11-0103 of this
chapter.
9. Nothing set forth in this section shall prevent the department from
permitting the issuance of deer management permits in those portions of
Franklin, St. Lawrence, Jefferson and Lewis counties and Northern Zone
portions of Oneida and Oswego counties which are situated in the area
generally described as the Lake Ontario Plain, St. Lawrence Valley and
peripheral Adirondacks/peripheral Tug Hill region. The department is
authorized and directed to promulgate any rules or regulations necessary
to more particularly describe the region of land set forth in this
subdivision.
Yearling buck protection program.
1. Definitions. a. An "antlered deer" is defined as a deer with at
least one antler measuring three inches or more in length.
b. "Wildlife management unit" means wildlife regions as demarcated by
the department.
2. Restrictions and application. a. Any person who hunts or takes
antlered deer under a valid permit or license during the bowhunting,
regular and muzzleloading deer seasons is restricted to the hunting or
taking of antlered deer with at least one antler with at least three
points. Each point must be at least one inch long measured from the main
antler beam.
b. This program applies to all public and private land within the
specified wildlife management units.
3. Wildlife management units. These restrictions shall only apply to
that portion of wildlife management unit 3A south and west of state
route twenty-eight.
4. Exemptions from requirements. Hunters under the age of seventeen
are exempt from the provisions of this section and may take any deer
with an antler or antlers measuring three inches or more in length.
Disposal of deer, moose and bear killed unintentionally by
collision.
The owner of a motor vehicle which has been damaged by unintentional
collision with a deer, moose or bear shall be entitled to possess such
deer, moose or bear under the following conditions:
1. The accident is reported to an environmental conservation officer,
a member of the State Police, a member of the sheriff's department in
which the accident occurred or, if the accident occurred on lands under
the jurisdiction of the office of parks, recreation and historic
preservation, to an officer of the regional park police having law
enforcement responsibilities on such lands, or to any police officer of
a city, town or village located in the county of such accident within 24
hours thereafter.
2. The officer shall investigate and, if he finds the deer, moose or
bear has been killed or so injured as to require that it be killed and
the damage has been done as alleged, he shall issue a permit to the
owner of the motor vehicle entitling such owner to possess the carcass.
Such permit shall authorize the owner of the motor vehicle to transfer
the carcass to a designated person.
3. Whenever the owner of such damaged motor vehicle declines to
possess such deer, moose or bear, the officer may in his discretion,
issue a permit to possess the carcass to any other party requesting such
possession.
Possession, transportation and sale of wild game and other
wildlife.
1. Wild game and other wildlife, taken in this state, and parts
thereof, may, if lawfully taken, be
a. possessed.
b. transported within the state and from within to without the state,
and
c. bought and sold, as provided in this section and in the sections of
the Fish and Wildlife Law and regulations of the department to which
this section refers, and not otherwise. It shall not be possessed,
transported, bought or sold unless lawfully taken, nor transported,
bought or sold unless lawfully possessed. Nothing in this section
applies to any game which is not wild game, as defined in subdivision 2
of section 11-0103.
2. Unprotected wildlife may be possessed, transported, bought and sold
without restriction except as provided in subdivision 9 or subdivision
10.
3. Game for propagation purposes may be transported without
restriction except as provided in subdivision 8 or subdivision 10.
4. The carcasses, flesh, head, hide, feet or fur of wildlife, except
birds, may be bought and sold without restriction, except as provided in
subdivisions 8, 9 or 10. The head, skin plumage, hide, feet or fur of
wildlife may be possessed and transported without restriction except (a)
as provided in section 11-0911 with respect to deer, (b) as provided in
subdivision 9 with respect to birds, and (c) as provided in subdivision
8 or subdivision 10.
5. Game taken and possessed in one part of the state may be
transported as provided in this section by the taker, or any person who
acquires it lawfully from the taker, and possessed by the taker or by
such person in any part of the state for the period during which it may
be possessed at the place where taken.
6. Skunk, bobcat, mink, raccoon and muskrat may be bought and sold
alive during their respective open seasons.
8. Migratory game birds and beaver, fisher, otter, bobcat, coyote,
fox, raccoon, skunk, muskrat and mink shall be possessed, transported
and disposed of only as permitted by regulation of the department.
9. a. The flesh of cottontail rabbits, varying hares, European hares,
squirrels, bear and deer shall not be bought or sold.
b. Bear gallbladders and bile shall not be possessed, bartered, sold
or offered for sale or offered for barter unless a valid bear tag is
attached. For the purposes of this paragraph a valid bear tag shall mean
the tag or similar identification required by the governmental entity
that permitted the legal taking of such bear. Possession of a bear
gallbladder without a valid bear tag shall be prima facie evidence of a
violation of this paragraph. A minimum five thousand dollar penalty
shall be issued per infraction of this paragraph. Nothing in this
section prohibits an officer, employee, or agent of the federal
government or the department from possessing, transporting, delivering,
or receiving bear gallbladders or bile, for wildlife law enforcement
purposes.
c. Notwithstanding paragraph a of this subdivision, game legally taken
may be possessed, prepared and served by a non-profit organization at
any meeting for the members and guests provided that there is no charge
for the meal.
d. Game legally taken may be donated to, and possessed, prepared and
distributed by a charitable or not-for-profit organization which serves
or distributes food without cost to the poor or needy. Game or packages
of game donated pursuant to this paragraph shall, notwithstanding the
requirements for tagging and labelling of game contained in paragraph b
of subdivision 5 of section 11-0911 of this title, be tagged, labelled
or marked "not for sale" and such tag, label or marking shall identify
the type of meat, the license number of the taker, the name and address
of the professional processor of the game and the date of processing.
The department shall make available instructions for the safe and
sanitary preparation of game, a list of professional processors where
potential donors may take their game for preparation and packaging and a
list of charitable or not-for-profit organizations which accept
donations of game. Professional processors, charitable and
not-for-profit organizations may notify the department of their
intention to participate in such distribution, and the department shall
include them in its lists unless good cause otherwise exists.
e. The dead bodies of birds belonging to all species or subspecies
native to this state, defined in subdivision five of section 11-0103 of
this article, as protected wild birds, or belonging to any family of
which any species or subspecies is native to this state, and is so
defined in subdivision five of section 11-0103 of this article, shall
not be sold, offered for sale or possessed for sale, for food purposes.
f. The plumage, skin or body of any wild bird shall not be sold,
possessed for sale or offered for sale.
g. No live wolf, coyote, coydog, fox, skunk, venomous reptile or
raccoon shall be possessed or transported, except under a license or
permit issued by the department. Every such license or permit shall
contain a prominent notice thereon warning the licensee or permittee of
his or her duty to exercise due care in safeguarding the public from
attack by such wild animal or venomous reptile and that failure to do so
is a crime under section three hundred seventy of the agriculture and
markets law. The provisions of the opening paragraph of section three
hundred seventy of the agriculture and markets law except the last
sentence thereof shall be set forth on such license or permit
immediately following such warning notice.
10. No wildlife shall be possessed, transported or sold contrary to
the terms of any statute, or regulation, permit or license of the
department, pursuant to which it was taken or acquired.
Aid to wildlife in distress.
1. Notwithstanding any provision of law, rule or regulation to the
contrary, any person who may discover protected wildlife in distress,
except foxes and skunks, may capture the same and render necessary aid.
For the purposes of this section "in distress" shall mean the apparent
inability to survive in the wild thus requiring human assistance. Such
person shall, as soon as possible after capture of such wildlife,
deliver it to a person licensed pursuant to section 11-0515 to
rehabilitate wildlife.
2. Notwithstanding any provision of law, rule or regulation to the
contrary, a wildlife rehabilitator licensed pursuant to section 11-0515
of this article shall be authorized to capture, transport, rehabilitate,
release and euthanize rabies vector species, provided that such wildlife
rehabilitator has completed a training course approved by the
commissioner or provided by the department. A rabies vector species
exhibiting signs or symptoms of central nervous system disorder when
first encountered by a wildlife rehabilitator or while under the care of
a wildlife rehabilitator shall be euthanized immediately by such
rehabilitator and disposed of as directed by the local county health
department office. The commissioner shall, in consultation with the
commissioner of health, promulgate regulations as necessary for the
implementation of this subdivision.
Surrender of game unfit for human consumption; permit for
taking another of species surrendered.
When a wild turkey, wild deer or wild bear is taken by a person
holding a license or permit and, upon presentation to an environmental
conservation officer or other authorized employee of the department, it
is shown to the satisfaction of such officer or authorized employee that
its flesh was unfit for human consumption at the time it was killed, the
taker may surrender the carcass to the officer or authorized employee
and the officer or authorized employee shall issue the taker a special
permit to take another specimen of the same species as surrendered and
for which the season is still open.
Dogs.
1. No owner or trainer of a dog shall:
a. allow it to hunt deer, or to run at large on enclosed lands on
which wildlife or domestic game is possessed under license issued
pursuant to the Fish and Wildlife Law or in any state park, state park
reservation, state-owned game farm or wildlife refuge or state-owned or
leased wildlife management area;
b. allow it to run at large in fields or woods inhabited by deer
outside the limits of any city or village, except on lands actually
farmed or cultivated by the owner or trainer of the dog or a tenant of
such owner or trainer.
2. No owner or trainer of a dog shall take it afield for training on
wild game except from August 16 to April 15 or as otherwise permitted by
department order.
3. Dogs may be trained on artificially propagated game which is
shackled, or led or confined game, legally possessed, or on training
dummies or other artificial devices at any time on lands owned or leased
by the owner or trainer of the dog or on lands for which he has written
permission of the owner or lessee, provided such training is done in a
manner to preclude any disturbances injurious to wildlife.
4. During the training of a dog, the trainer and any person in his
company shall not possess afield a firearm loaded with ammunition other
than blank shells or blank cartridges, or inflict any injury to animals
or game birds contrary to law.
5. Dogs hunting deer, or hunting any wildlife or domestic game on
enclosed lands described in paragraph a of subdivision 1 or on a state
game farm or wildlife refuge or wildlife management area, may be killed
as provided in section 11-0529.
6. Wildlife, except skunk, deer and bear, may be taken with the aid of
a dog, provided, however, that the department is authorized to establish
a training season during which only persons licensed by the department
pursuant to section 11-0928 of this article may train tracking dogs on
bear. Such season shall not begin before July first and shall end at
least eight days in advance of any open hunting season for bear and no
person participating in such training shall possess a firearm of any
kind or a longbow. Nothing in this subdivision shall be construed to
invalidate or otherwise affect a permit to track or take bear issued
pursuant to subdivision one of section 11-0521 of this article.
Special dog training areas.
1. a. A dog owner or trainer may establish and maintain a special dog
training area on land which the owner or trainer owns or has legal
control.
b. The operator of a special dog training area may at any time during
the year train the operator's own dogs or the dogs of other persons on
such area, and permit others to train dogs. The operator may hold field
trials on wild game, or on liberated game, or on liberated artificially
propagated game, or on led or confined game, or may in writing permit
others to hold such trials, under such conditions as shall be agreed
upon by the operator and such other person; but no game shall be taken
by shooting at such field trial. No persons shall, on a special dog
training area, train a dog, hold a field trial, enter accompanied by a
dog, or permit a dog of which he is the owner or trainer to enter,
except as provided in this section or in rules adopted pursuant hereto.
A permit from the department must be obtained before liberation of any
wildlife, and such a permit may be withheld if, in the opinion of the
department, granting it would endanger the health of native wildlife
species.
2. The department may adopt rules regulating the use of special dog
training areas.
3. No person shall hunt on a special dog training area except as
provided in this section or rules adopted pursuant thereto. The owner of
the lands may hunt unprotected wildlife thereon at any time, and the
owner of the land and others authorized by such owner may hunt deer
thereon during the open season but at no other time.
Field trials.
1. No person shall hold a field trial except as provided in this
section or take part in a field trial not conducted in accordance with
the provisions of this section.
2. a. A field trial may be held on liberated game, liberated
artificially propagated game, led or confined game legally possessed, or
on wild game on a licensed dog training area at any time without
license, provided such game is not taken by shooting or otherwise
killed; and, on areas other than a licensed dog training area, such
field trials may be held on wild game from August 16 to April 15 without
license, or at such other times when licensed by the department from
April 16 to August 15.
b. A permit from the department is required for liberation of any
wildlife.
3. Wild game shall not be taken by shooting or otherwise killed in the
course of a field trial. Other game on which a field trial may be held
as provided in this section may be taken by shooting in the course of a
field trial, except a field trial held on a licensed dog training area,
provided a license for such shooting has been procured from the
department. Game so taken shall be immediately identified on forms
provided by the department until the game is finally prepared for
consumption.
4. Game so identified may be possessed, transported, bought and sold
at any time, without limitation by section 11-0917 of this article.
Tracking dogs.
Notwithstanding any other provision of this chapter, the department
may by regulation provide for the certification of leashed tracking dogs
and may authorize the use of such dogs by persons licensed by the
department to track and find dead, wounded or injured big game, and for
the certification of trained tracking dogs and may authorize the use of
such dogs by persons licensed by the department to track bear pursuant
to subdivision one of section 11-0521 of this article.
Hunting by minors.
1. A licensee who is twelve or thirteen years of age shall not hunt
wildlife with a gun or a longbow unless he or she is accompanied by his
or her parent or legal guardian, or by a person twenty-one years of age
or older designated in writing by his or her parent or legal guardian on
a form prescribed by the department, who holds a hunting license. A
licensee who is twelve or thirteen years of age shall not hunt with a
crossbow.
2. A licensee who is fourteen or fifteen years of age shall not:
a. hunt wildlife with a gun, crossbow or longbow, other than wild deer
or bear as provided in paragraph b of this subdivision, unless he or she
is accompanied by his or her parent or legal guardian holding a hunting
license, or by a person eighteen years of age or older, designated in
writing by his or her parent or legal guardian, holding such license;
b. hunt wild deer or bear with a crossbow or gun unless:
(1) he or she is accompanied by his or her parent or a legal guardian,
or a youth mentor who is twenty-one years of age or older designated in
writing by the parent or legal guardian of the licensee on a form
prescribed by the department; and
(2) such parent, guardian or youth mentor has had at least three years
of experience in hunting big game; and
(3) such parent, guardian or youth mentor holds a hunting license; and
(4) such parent, guardian or youth mentor maintains physical control
over the minor he or she is accompanying at all times while hunting; and
(5) such parent, guardian or youth mentor and the minor he or she is
accompanying remain at ground level at all times while hunting; and
(6) such parent, guardian or youth mentor and the minor he or she is
accompanying shall each display either a minimum total of two hundred
fifty square inches of solid fluorescent orange or pink or patterned
fluorescent orange or pink consisting of no less than fifty percent
fluorescent orange or pink material worn above the waist and visible
from all directions, or a hat or cap with no less than fifty percent of
the exterior consisting of solid fluorescent orange or pink material and
visible from all directions. For purposes of this paragraph, "physical
control" shall mean that the physical proximity of the minor to the
parent, guardian or youth mentor is such that the parent, guardian or
youth mentor is reasonably able to issue verbal directions and
instructions, maintain constant visual contact, and otherwise provide
guidance and supervision to the minor.
3. A licensee who is sixteen or seventeen years of age and who has not
previously had a license which authorizes the holder to hunt big game
issued to him or her and engaged in hunting pursuant to it shall not
hunt deer or bear unless he or she is accompanied by his or her parent
or legal guardian, or by a person designated in writing by his or her
parent or legal guardian on a form prescribed by the department and who
is eighteen years of age or older and who has had at least one year's
experience in hunting deer or bear, and such accompanying parent,
guardian or person holds a hunting license.
4. A hunting licensee with a bowhunting privilege, who is fourteen or
fifteen years of age, shall not hunt deer or bear unless he or she is
accompanied by his or her parent or legal guardian, or by a person
designated in writing by his or her parent or legal guardian on a form
prescribed by the department who is eighteen years of age or older and
who has had at least one year's experience in hunting deer or bear by
longbow, and such accompanying parent, guardian or person holds a
hunting license with a bowhunting privilege.
5. A hunting licensee with a bowhunting privilege, who is twelve or
thirteen years of age, shall not hunt deer or bear unless:
(a) he or she is accompanied by his or her parent or legal guardian,
or by a person designated in writing by his or her parent or legal
guardian on a form prescribed by the department who is twenty-one years
of age or older and
(b) such parent, guardian or person has had at least three year's
experience in hunting deer or bear by longbow and
(c) such parent, guardian or person holds a hunting license and
(d) such parent, guardian or person maintains physical control over
the minor he or she is accompanying at all times while hunting. For the
purposes of this paragraph "physical control" shall mean that the
physical proximity of the minor to the parent, guardian or person is
such that the parent, guardian or person is reasonably able to issue
verbal directions and instructions, maintain constant visual contact,
and otherwise provide guidance and supervision to the minor.
Prohibitions on the use and possession of firearms.
1. No person except a law enforcement officer in the performance of
his official duties shall use in hunting or possess in the fields or
forests or on the waters of the state for any purpose:
a. the apparatus known as a silencer;
b. any automatic firearm, or any firearm which has been converted to
an automatic type, or any firearm which has a built-in mechanical
adjustment which will permit it to function as an automatic arm; or
c. any auto-loading firearm of a construction to contain more than six
shells in the magazine and chamber combined, except
(1) such a firearm using twenty-two caliber rim-fire ammunition, or
(2) such a firearm which has been altered so as to reduce its capacity
to not more than six shells at one time in the magazine and chamber
combined, or
(3) an auto-loading pistol having a barrel less than eight inches in
length.
d. An automatic firearm is defined as one which will continue to fire
as long as the trigger is held back. An auto-loading firearm is defined
as one which reloads itself after each shot and requires that the
trigger be pulled back for each shot.
* 2. a. No crossbow or firearm except a pistol or revolver shall be
carried or possessed in or on a motor vehicle unless it is uncocked, for
a crossbow or unloaded, for a firearm in both the chamber and the
magazine, except that a loaded firearm which may be legally used for
taking migratory game birds may be carried or possessed in a motorboat
while being legally used in hunting migratory game birds, and b. no
person except a law enforcement officer in the performance of his
official duties or a nuisance wildlife specialist with a permit issued
pursuant to section 11-0522-a of this article, provided that such
activities are in furtherance of the site-specific deer management plan,
shall, while in or on a motor vehicle, use a jacklight, spotlight or
other artificial light upon lands inhabited by deer if he or she is in
possession or is accompanied by a person who is in possession, at the
time of such use, of a longbow, crossbow or a firearm of any kind except
a pistol or revolver, unless such longbow or crossbow is unstrung or
such firearm or crossbow is taken down or securely fastened in a case or
locked in the trunk of the vehicle. For purposes of this subdivision,
motor vehicle shall mean every vehicle or other device operated by any
power other than muscle power, and which shall include but not be
limited to automobiles, trucks, motorcycles, tractors, trailers and
motorboats, snowmobiles and snowtravelers, whether operated on or off
public highways. Notwithstanding the provisions of this subdivision, the
department may issue a permit to any person who is non-ambulatory,
except with the use of a mechanized aid, to possess a loaded firearm in
or on a motor vehicle as defined in this section, subject to such
restrictions as the department may deem necessary in the interest of
public safety. Nothing in this section permits the possession of a
pistol or a revolver contrary to the penal law.
* NB Effective until January 1, 2027
* 2. No crossbow or firearm except a pistol or revolver shall be
carried or possessed in or on a motor vehicle unless it is uncocked, for
a crossbow or unloaded, for a firearm in both the chamber and the
magazine, except that a loaded firearm which may be legally used for
taking migratory game birds may be carried or possessed in a motorboat
while being legally used in hunting migratory game birds, and no person
except a law enforcement officer in the performance of his official
duties shall, while in or on a motor vehicle, use a jacklight, spotlight
or other artificial light upon lands inhabited by deer if he or she is
in possession or is accompanied by a person who is in possession, at the
time of such use, of a longbow, crossbow or a firearm of any kind except
a pistol or revolver, unless such longbow or crossbow is unstrung or
such firearm or crossbow is taken down or securely fastened in a case or
locked in the trunk of the vehicle. For purposes of this subdivision,
motor vehicle shall mean every vehicle or other device operated by any
power other than muscle power, and which shall include but not be
limited to automobiles, trucks, motorcycles, tractors, trailers and
motorboats, snowmobiles and snowtravelers, whether operated on or off
public highways. Notwithstanding the provisions of this subdivision, the
department may issue a permit to any person who is non-ambulatory,
except with the use of a mechanized aid, to possess a loaded firearm in
or on a motor vehicle as defined in this section, subject to such
restrictions as the department may deem necessary in the interest of
public safety. Nothing in this section permits the possession of a
pistol or a revolver contrary to the penal law.
* NB Effective January 1, 2027
3. No person shall discharge a firearm in a "restricted area"
established pursuant to section 11-0321, contrary to the terms of the
restriction prohibiting or restricting such discharge.
4. a. No person shall:
(1) discharge a firearm, crossbow or long bow in such a way as will
result in the load, bolt, or arrow thereof passing over a public highway
or any part thereof;
(2) discharge a firearm within five hundred feet, a long bow within
one hundred fifty feet, or a crossbow within two hundred fifty feet from
a dwelling house, farm building or farm structure actually occupied or
used, school building, school playground, public structure, or occupied
factory or church;
(3) use a firearm or a long bow for the hunting of migratory game
birds in Larchmont Harbor, specifically those portions bounded by the
following points of land:
BEGINNING AT A POINT KNOWN AS UMBRELLA POINT ON THE EAST SHORE OF
LARCHMONT HARBOR THEN PROCEEDING IN A NORTHERLY DIRECTION TO CEDAR
ISLAND; THENCE NORTHWESTERLY TO MONROE INLET; THENCE NORTHEASTERLY TO
DELANCY COVE BEING IN THE TOWN OF MAMARONECK; THENCE IN A SOUTHWESTERLY
DIRECTION FROM DELANCY COVE TO GREACEN POINT; THENCE RUNNING THE AREA
BETWEEN DELANCY COVE AND THE WEST SHORE OF SATANS TOE NORTHEAST; THENCE
SOUTHEAST THEN ALONG THE WEST SHORE OF SATANS TOE SOUTHWEST AND THEN
SOUTH TO THE SOUTHERLY POINT OF SATANS TOE TO EDGEWATER POINT.
(4) Use of a firearm or a long bow for the hunting of migratory game
birds in Udall's Cove, specifically those portions of Little Neck Bay
within Nassau and Queens counties lying east of a line running north
from the foot of Douglaston Parkway to the shore opposite.
b. The prohibitions contained in subparagraph 2 of paragraph a above
shall not apply to:
* (1) The owner or lessee of the dwelling house, or members of his
immediate family actually residing therein, or a person in his employ,
or the guest of the owner or lessee of the dwelling house acting with
the consent of said owner or lessee, provided however, that nothing
herein shall be deemed to authorize such persons to discharge a firearm
within five hundred feet, a long bow within one hundred fifty feet, or a
crossbow within two hundred fifty feet of any other dwelling house, or a
farm building or farm structure actually occupied or used, or a school
building or playground, public structure, or occupied factory or church;
provided further, that a nuisance wildlife specialist with a permit
issued pursuant to section 11-0522 of this article acting in furtherance
of the site specific deer management plan may discharge a firearm within
five hundred feet of any dwelling houses, structures, schools or
playgrounds, provided that the owners or lessees thereof have been
notified by certified mail of the date or dates, and time period of the
expected activity, and discharge a firearm within two hundred fifty feet
of such dwelling houses, structures, schools or playgrounds provided
that all the owners or lessees thereof have provided written consent;
provided further, that a nuisance wildlife specialist with a permit
issued pursuant to section 11-0522-a of this article acting in
furtherance of the site-specific deer management plan may discharge a
firearm within five hundred feet of any dwelling houses, structures,
schools or playgrounds, provided that the owners or lessees thereof have
been notified by certified mail of the date or dates and time period of
the expected activity, and discharge a firearm within two hundred fifty
feet of such dwelling houses, structures, schools or playgrounds
provided that all the owners or lessees thereof have provided written
consent;
* NB Effective until January 1, 2027
* (1) The owner or lessee of the dwelling house, or members of his
immediate family actually residing therein, or a person in his employ,
or the guest of the owner or lessee of the dwelling house acting with
the consent of said owner or lessee, provided however, that nothing
herein shall be deemed to authorize such persons to discharge a firearm
within five hundred feet, a long bow within one hundred fifty feet, or a
crossbow within two hundred fifty feet of any other dwelling house, or a
farm building or farm structure actually occupied or used, or a school
building or playground, public structure, or occupied factory or church;
* NB Effective January 1, 2027
(2) Programs conducted by public schools offering instruction and
training in the use of firearms or long bow;
(3) The authorized use of a pistol, rifle or target range regularly
operated and maintained by a police department or other law enforcement
agency or by any duly organized membership corporation;
(4) The discharge of a shotgun over water by a person hunting
migratory game birds if no dwelling house, farm building or farm
structure actually occupied or used, school building, school playground,
or public structure, factory or church, livestock or person is situated
in the line of discharge less than five hundred feet from the point of
discharge.
5. a. No person shall use a rifle for hunting on Long Island or in
Westchester County. If a person be found carrying a rifle in the
woodlands on Long Island or in Westchester County, that fact shall be
presumptive evidence that he is illegally using it for hunting in that
area; but this provision does not apply to members of a duly organized
target shooting club carrying unloaded rifles to and from the target
range.
b. In the counties, or parts of counties, where the use of a rifle
other than a muzzle loading firearm is not permitted in the taking of
deer, a person afield shall not possess a rifle larger than twenty-two
caliber rim-fire other than a muzzle loading firearm during the open
season for deer.
c. In the Northern Zone no person, while engaged in hunting with the
aid of a dog or while afield accompanied by a dog, shall possess a rifle
larger than .22 caliber using rim-fire ammunition or possess a shotgun
loaded with a slug, ball or buckshot, or possess a crossbow; but this
paragraph does not apply to persons, engaged in coyote hunts with dogs
during any open season on coyotes established pursuant to the provisions
of section 11-0903 of this title.
6. No person while engaged in hunting deer or bear pursuant to a
bowhunting privilege, and no person accompanying him or her or a member
of his or her party, while he or she is so engaged during a special
longbow season, shall have in his or her possession a firearm of any
kind, and no person while engaged in hunting deer or bear pursuant to a
muzzle-loading privilege, and no person accompanying him or her or a
member of his or her party, while he or she is so engaged during a
special muzzle-loading firearm season, shall have in his or her
possession a firearm of any kind other than a muzzle-loading firearm.
7. During any open season for deer, a person afield shall not possess
shotgun shells loaded with a slug or ball unless he holds a valid
license or permit to take deer or bear.
8. a. No person in Westchester, Nassau, or Suffolk county shall
discharge a crossbow within five hundred feet of a dwelling house, a
farm building or farm structure actually occupied or used, or a school
building or playground, public structure, or occupied factory or church.
b. A county not enumerated in paragraph a of this subdivision may opt
by local law to be covered by the provisions of such paragraph.
Taking small game by crossbow.
Notwithstanding any provision of this chapter, or any prior
notwithstanding language in this article, the department may, by
regulation, authorize the taking of small game and wild upland game
birds by the use of a crossbow by any licensed person fourteen years of
age or older, in any small game season, in any area designated in items
(a), (b), (c), (d), (e), (f), (i), (k), and (l) of paragraph a of
subdivision two of section 11-0907 of this title in which a shotgun or
muzzle loader is permitted.
* § 11-0935. Deer hunting program.
1. Notwithstanding subdivision one-a of section 11-0701 and the
crossbow prohibition of subdivision one of section 11-0929, a hunting
license holder who is twelve or thirteen years of age may hunt deer with
a crossbow, rifle, shotgun, or muzzle-loading firearm as provided in
this title in an eligible area provided that:
(a) such minor is accompanied by their parent or legal guardian, or by
a person designated in writing by such parent or legal guardian on a
form prescribed by the department who is twenty-one years of age or
older; and
(b) such parent, guardian or person has had at least three year's
experience in hunting deer; and
(i) such parent, guardian or person holds a hunting license; and
(ii) such parent, guardian or person maintains physical control over
the minor at all times while hunting. For the purposes of this paragraph
"physical control" shall mean that the physical proximity of such minor
to the parent, guardian or person is such that the parent, guardian or
person is reasonably able to issue verbal directions and instructions,
maintain constant visual contact, and otherwise provide guidance and
supervision to the minor; and
(iii) such parent, guardian or person and the minor remain at ground
level at all times while hunting; and
(c) such parent, guardian or person and the minor shall each display
either a minimum total of two hundred fifty square inches of solid
fluorescent orange or pink or patterned fluorescent orange or pink
consisting of no less than fifty percent fluorescent orange or pink
material worn above the waist and visible from all directions, or a hat
or cap with no less than fifty percent of the exterior consisting of
solid fluorescent orange or pink material and visible from all
directions.
2. For the purposes of this section "eligible area" shall include a
county that has passed a local law authorizing participation in the
pilot program and has notified the department of such participation,
provided, however, that the following counties: Westchester; Richmond;
Bronx; New York; Kings; Queens; Nassau; and Suffolk shall not be deemed
to be eligible.
3. The department shall prepare a report by February first of each
year including the following information at a minimum: number of
violations; hunting related incidents and revocations pursuant to
section 11-0719; the number of counties participating; the number of
minors participating; and the number of deer taken.
* NB Repealed December 31, 2028
TITLE 10 Falconry
Definitions.
(1) "Raptors" means all species of the orders Strigiformes and
Falconiformes and shall include but not be limited to falcons, hawks,
owls and eagles except the golden eagle (Aquila chrysaetor) and bald
eagle (Haliaetus leucocephalus) and all birds listed as endangered or
threatened pursuant to section 11-0535 of this article. However,
properly banded peregrine falcons which are the progeny of birds
lawfully acquired prior to 1978 are raptors within the meaning of this
section. (2) "Falconry" means the sport of hunting by the use of trained
raptors and includes the training, feeding and handling of such birds
and their recapture after being released for hunting or training.
Falconry license.
Any resident of this state may be issued a falconry license. The
department shall prescribe and furnish forms for application for such
license. The fee for the license shall be forty dollars. Falconry
licenses shall expire on December 31 every fifth year and shall be
renewable at the discretion of the department. A falconry license shall
authorize the licensee to obtain, buy, sell, barter, possess and train
raptors for falconry and to engage in falconry, provided that no game
shall be taken or killed except during an open season therefor, and
further provided that such licensee shall also possess a license
pursuant to this chapter which authorizes the holder to hunt wildlife.
Any non-resident, who legally possesses a raptor where he or she resides
and who may legally engage in falconry where he or she resides, may
engage in falconry in New York without a falconry license provided he or
she possesses a valid non-resident hunting license.
Falconry advisory board.
The commissioner shall appoint a falconry advisory board of not less
than five members who are residents of the state and who shall serve at
the pleasure of the commissioner and who shall be qualified by reason of
their association with state or national organizations or institutions
with primary interests in ornithology, falconry or wildlife
conservation. The duties of the falconry advisory board shall include
(i) recommending qualifications for eligibility of applicants for
falconry licenses, (ii) reviewing and screening applications for
falconry licenses and recommending action to be taken on each
application, (iii) recommending the species and number of raptors which
may be possessed or taken from the wild by each applicant and the manner
of such taking, and (iv) recommending falconry hunting seasons and
regulations for various game species.
Department authority.
The department shall make such rules and regulations governing the
issuance and use of falconry licenses as it shall deem proper and
necessary, giving due consideration to the recommendations of the
falconry advisory board. The department may fix by regulation special
open seasons for the taking of small game or upland game birds by
falconry. The department may revoke any falconry license and may seize
raptors held pursuant thereto if the licensee (i) fails to provide
proper care for the raptors in the licensee's possession, (ii) allows
raptors in the licensee's possession to become a public nuisance, (iii)
is convicted of or settles by civil compromise any violation of any
provision of this chapter or regulation of the department, or (iv) fails
to comply with any of the terms or conditions of the falconry license.
Prohibitions.
(1) Raptors for use in falconry shall not be bought, sold or bartered,
or offered for sale or barter, except that this section shall not apply
to the captive bred progeny of lawfully acquired raptors.
(2) No person shall possess or maintain in captivity any raptor or
raptors, except as otherwise provided by law, unless he shall first
obtain a falconry license.
TITLE 11 Trapping
Prohibitions.
1. Except as provided in title 5 or in sections 11-1901 or 11-1903, no
wild bird shall be trapped, netted or snared, or if so taken, possessed.
2. Traps shall not be set for the taking of any protected wildlife
except (a) in an open season as provided in section 11-1103 for taking
the species for which the trap is set; or (b) in accordance with a
license or permit issued by the department pursuant to title 5; or (c)
as provided in title 5 or title 19 with respect to rabies control and
predatory, destructive or menacing wildlife; or (d) on a registered
muskrat marsh as provided in section 11-1109. Protected wildlife taken
or captured in a trap shall not be killed or possessed while captive
unless it is a species of wildlife for which the trap was or might
lawfully have been set at the time of capture.
3. In waters of the Southern Zone, as so defined, from December 5
through January 31, no person shall set, place or maintain a trap of any
kind except (a) spring hole trap sets for the purpose of taking fox, or
(b) water sets during any open season established for the taking of
muskrat, otter and beaver, or (c) traps set on a registered muskrat
marsh pursuant to permit, issued as provided in section 11-1109.
4. On the opening day of an open season for trapping, no person shall
stake, set or place any trap or deadfall for the purpose of taking the
species of game for which such open season is established or fixed, in
the area for which such open season is established or fixed, before 7:00
A.M.
5. Except as provided in subdivision 1 or 2 of section 11-0523 with
respect to destructive and menacing wildlife, no person shall (a) set or
use a trap of the leg-gripping type having teeth in the jaws; (b) set a
trap so that wildlife when caught is suspended; (c) use, locate or set a
snare or a device consisting of a noose of any material whereby an
animal may be taken.
6. a. No person shall set or use a trap of the leg-gripping type (a)
having a spread of jaws exceeding 7 1/4" measured at right angles to the
axis upon which the jaws operate and excluding the gripping surface of
each jaw, when used under water during the open season for trapping
beaver or otter, or (b) in any other case, except as provided in title 5
or in section 11-1109, having a spread of jaws exceeding 5-3/4" as so
measured.
b. No person shall set or use a body gripping type trap with a
dimension of more than 7-1/2 inches except:
(a) when used in water during the open season for trapping beaver and
otter; or
(b) as further permitted by the department by regulation.
The dimension of the body gripping trap shall be ascertained when the
trap is set in the extreme cocked position and shall be the maximum
distance between pairs of contacting body gripping surfaces except for
rectangular devices which shall be the maximum perpendicular distance
between pairs of contacting body gripping surfaces.
c. Traps of the leg-gripping type having a spread of jaws exceeding 4"
measured as described in paragraph a of this subdivision, when set on
land (excluding traps originally set in water) (a) shall be covered at
the time the trap is set or visited; if the trap becomes uncovered after
it is set the covering shall be replaced at the time the trap is
visited; coverings shall include but not be limited to soil, sand,
leaves, needles, other plant materials, and other substances as
permitted by department regulation; such substances shall completely
cover the jaws of the trap, and (b) shall be equipped with a pan
tensioning device which shall include but not be limited to a bolt and
nut, notches grooved in the pan and dog or lever, sheer pins, a spring
under the pan or strip of band steel, or other devices or modifications
as permitted by regulation of the department.
7. Except as provided in section 11-1109, (a) no person shall take
muskrat by the use of a box, wire or cage trap, except that they may be
taken in such a trap of a construction incapable of taking any species
of wildlife until wildlife previously taken therein has been released;
(b) except as otherwise permitted by department regulation, no person
shall set, stake or use a trap within a distance of five feet from a
muskrat den or house or any structure constructed by a muskrat in which
it can take shelter; (c) smoke, chemicals, gas or poison shall not be
used on or near any trap used to take beaver, otter, fisher, bobcat,
coyote, fox, mink, raccoon, muskrat or skunk.
8. Except as permitted by the department, no person shall set, stake
or use a trap within a distance of fifteen feet from a beaver dam, den
or house.
9. No person shall take, possess or remove from any legally set trap
any lawfully trapped wildlife or shall wilfully disturb, destroy, take
or possess, any legally set trap, without the permission of the owner of
such trap.
10. Traps shall not be set or placed on a public highway.
11. Beaver, fisher and otter shall be taken only as permitted by the
department.
12. No person shall trap wildlife within one hundred feet of a
dwelling, school building, school playground or church without the
written consent of the owner or lessee of the property where the trap is
set.
Open trapping seasons.
1. The department may by regulation permit trapping of beaver, fisher,
otter, bobcat, coyote, fox, raccoon, opossum, weasel, skunk, muskrat,
pine marten and mink, or any of them, in specified areas, and may
regulate the taking, possession and disposition of such animals. The
periods in which trapping of such animals is so permitted are open
seasons for the trapping of the species for which the period is fixed,
in the area or areas for which it is so fixed.
2. When an investigation made by the department in the month of March
of any year reveals that during the current open season for muskrats in
any county or part thereof in the Southern Zone, reasonable
opportunities were not afforded to trappers to harvest the muskrat crop
of such season because of abnormal trapping conditions, the department
shall have power to extend by regulation the open season in such county
or part thereof for a period not to exceed twenty days.
Procedure.
1. Traps set for taking wildlife shall bear the name and residence
address or the assigned identification number of the operator legibly at
all times, provided, that state, county and municipal law enforcement
agencies shall have access to the name, address and telephone number of
such operator who was assigned such identification number. They shall be
visited once in each twenty-four hours, except in the Northern Zone
where they shall be visited once in each forty-eight hours or a shorter
interval of no less than twenty-four hours as the department may, by
regulation, require, and all wildlife held captive shall immediately be
removed from the traps.
2. Wildlife lawfully taken alive in traps may be killed in any manner,
except that where the taking is pursuant to a permit or special license,
it may not be killed in violation of any term of such permit or license.
Possession, transportation and sale.
Wildlife taken by trapping may be possessed, transported, bought and
sold as provided in section 11-0917, and shall not be possessed,
transported, bought or sold except as so provided.
Registered muskrat marshes.
1. Applicability. A registered muskrat marsh is an enclosed marsh
which was registered with the department prior to September 1 of the
year previous to the year in which a privilege granted or a rule
provided by this section is invoked or applied.
2. Registration. Application for registration of a muskrat marsh shall
be made upon forms supplied for such purpose by the department. If the
department is satisfied that the marsh covered by the application is
being managed in accordance with sound management practices, it shall
issue a certificate of registration which shall entitle registrant to
apply for the permission provided for in this section. The department
shall be entitled to receive ten dollars as a registration fee.
3. Control of muskrats on registered marshes. The owner or lessee of a
registered marsh may apply to the department for permission to trap
within specified dates during the closed season in order to allow the
removal of surplus muskrats, not required for breeding stock.
4. Investigation; permit. The department shall cause an investigation
to be made of the allegations of all trapping applications filed with it
by registered applicants, and may, in its discretion, issue a permit to
such applicant, allowing him, and persons whom he may designate in
writing, to trap muskrats within specified dates during the closed
season, except that no such permit shall be issued for the trapping of
muskrats during the period from May 1 through October 31. The name and
address of every person designated in writing to trap shall, prior to
the time designee begins to trap, be forwarded by the registrant to the
Department of Environmental Conservation, Albany, New York, by
registered mail.
5. Regulations. Notwithstanding any other provisions of the Fish and
Wildlife Law to the contrary, the department may make regulations
governing the manner of trapping muskrats on registered marshes;
provided, however, that no such regulations shall be made which are more
restrictive than provisions of this chapter expressly regulating the
manner of taking muskrats.
6. Reports. Registrants shall, not later than May 1 of each year,
furnish the department with a report covering the number of muskrats
trapped.
7. License. No person other than the owner or lessee thereof shall
engage in trapping on a registered marsh unless he holds a trapping
license.
TITLE 12 Hunting While Intoxicated
Definitions.
For the purposes of this title:
1. "Hunting" means shooting or killing wildlife, including shooting or
killing wildlife lawfully trapped or otherwise reduced to possession, or
pursuing or capturing wildlife with any weapon, projectile, or other
device or instrumentality; and includes all lesser acts such as
disturbing, harrying, or worrying, whether they result in taking or not,
when done with the aid or accompaniment of any weapon, projectile, or
other device or instrumentality; and every attempt to take and every act
of assistance to any other person in taking or attempting to take
wildlife, when done with the aid or accompaniment of any weapon,
projectile, or other device or instrumentality. "Wildlife" as used in
this subdivision means "wildlife" as that term is defined in subdivision
six of section 11-0103 of the environmental conservation law.
2. "Intoxicated condition" shall mean the presence of .08 of one per
centum or more by weight of alcohol in a person's blood as shown by
chemical analyses of his blood, breath, urine, or saliva made pursuant
to section 11-1205 of this title. An "impaired condition" shall mean a
state of impairment of a person's capacity to think or act correctly, or
of a loss, even in part of a person's control of his physical or mental
faculties due to his consumption of alcohol or use of a drug.
3. "Drug" means "drug" as that term is defined in section one hundred
fourteen-a of the vehicle and traffic law.
4. "License to hunt", or "permit to hunt" means any license, permit,
or other privilege granted pursuant to section 11-0701 of this article
which authorizes the holder to hunt wildlife.
Hunting while intoxicated prohibited.
1. No person shall engage in hunting while he is in an intoxicated
condition.
2. No person shall engage in hunting while his ability to engage in
such hunting without creating unreasonable risk of injury or death to
himself or other human life is impaired by his consumption of alcohol or
use of a drug.
Enforcement.
1. Police officers and officers named in subdivision one of section
71-0907 of this chapter shall have power to enforce the provisions of
this title and to take actions, make arrests, and conduct tests
thereunder in pursuance of such enforcement.
2. Any person engaged in hunting in this state shall be deemed to have
given his consent to a chemical test of his breath, blood, urine, or
saliva for the purpose of determining the alcoholic or drug content of
his blood, provided that such test is administered at the direction of a
police officer or officer of the department of environmental
conservation: (a) having reasonable grounds to believe such person to
have been engaged in hunting in violation of any subdivision of section
11-1203 of this title, and within two hours after such person has been
placed under arrest for any such violation, or (b) within two hours
after a breath test, administered pursuant to the provisions of
subdivision one of this section, indicates that alchohol has been
consumed by such person, and in accordance with the rules and
regulations established by the law enforcement unit of which the
administering officer is a member.
3. If such person, having been placed under arrest or after a breath
test indicates the presence of alcohol in his system and having
thereafter been requested to submit to chemical test, refuses to submit
to such chemical test, the test shall not be given, and a report of such
refusal shall be forwarded by the officer under whose direction the test
was requested to the department of environmental conservation within
seventy-two hours and the department shall revoke all licenses,
bowhunting privileges, muzzle-loading privileges, and permits to hunt
which such person may possess; provided, however, that such revocation
shall become effective only after a hearing held by the department upon
notice to such person, unless such hearing is waived by such person.
4. A license, bowhunting privilege, muzzle-loading privilege, or
permit to hunt may, upon the basis of a report, verified as hereinafter
provided, of the administering officer that he had reasonable grounds to
believe such person to have been engaged in conduct in violation of any
subdivision of section 11-1203 of this title and that said person had
refused to submit to such test, be temporarily suspended without notice
pending the determination upon any such hearing. Such report may be
verified by having the report sworn to, or by affixing to such report a
form notice that false statements made therein are punishable as a class
A misdemeanor pursuant to section 210.45 of the penal law and such form
notice together with the signature of the deponent shall constitute a
verification of the report.
5. No license, bowhunting privilege, muzzle-loading privilege, or
permit to hunt shall be revoked because of a refusal to submit to such
chemical test if the hearing officer is satisfied that the person
requested to submit to such chemical test had not been warned prior to
such refusal to the effect that a refusal to submit to such chemical
test may result in the revocation of such license, bowhunting privilege,
muzzle-loading privilege, or permit to hunt whether or not he is found
guilty of the charge for which he has been arrested.
6. The department of health shall issue and file rules and regulations
approving satisfactory techniques or methods, to ascertain the
qualifications and competence of individuals to conduct and supervise
chemical analyses of a person's blood, urine, breath or saliva. If the
analyses were made by an individual possessing a permit issued by the
department of health, this shall be presumptive evidence that the
examination was properly given. The provisions of this subdivision do
not prohibit the introduction as evidence of an analysis made by an
individual other than a person possessing a permit issued by the
department of health.
Evidence admitted in court.
Upon the trial of any action or proceeding arising out of conduct
alleged to have been committed by any person arrested for a violation of
any subdivision of section 11-1203 of this title, the court shall admit
evidence of the amount of alcohol or drugs in the defendant's blood as
shown by a test administered pursuant to the provisions of section
11-1205 of this title. Evidence that there was five-hundredths of one
per centum or less by weight of alcohol in such person's blood is prima
facie evidence that the ability of such person to engage in hunting
without creating unreasonable risk of injury or death to himself or
other human life was not impaired by the consumption of alcohol.
Evidence that there was less than eight one-hundredths of one per centum
by weight of alcohol in such person's blood is prima facie evidence only
that such person was not in an intoxicated condition due to the
consumption of alcohol.
Penalties.
1. Whoever shall hunt while his ability is impaired by the consumption
of alcohol shall be guilty of a violation of law.
2. Whoever shall hunt while in an intoxicated condition or while his
ability to hunt is impaired by the use of a drug shall be guilty of a
misdemeanor, punishable by imprisonment in a penitentiary or county jail
for not more than one year, or by a fine of not more than five hundred
dollars, or by both such fine and imprisonment.
3. Notwithstanding any provision in section 11-1205 of this title, the
department may revoke, for a period not exceeding two years, any or all
licenses, bowhunting privileges, muzzle-loading privileges, or permits
to hunt of any person who violates any subdivision of section 11-1203 of
this title. Action by the department resulting in such revocation shall
become effective only after a hearing held by the department upon notice
to such person, at which proof of facts indicating the violation is
established to the satisfaction of the commissioner, or of the hearing
officer and concurred in by the commissioner. A person whose license to
hunt has been revoked as provided in this subdivision is ineligible for
such license during the period determined by the department as provided
in this section. No such person shall, during such period, procure any
license for which he is ineligible. No person shall without license hunt
or trap during any period in which the privilege to do so has been
denied him by the department as provided in this section. When the
department has revoked a license, or has denied to any person the
ability to obtain a license, it shall cause the fact of such revocation
or denial, or both, as the case may be, and the terms and extent
thereof, to be entered in the minutes of the department, and shall
forthwith send a written notice of its action as so entered in the
minutes to the person affected, at his last known address, either by
registered or certified mail or by delivery personally by a
representative of the department. Within five days after service of such
notice, such person shall deliver to the department the license or
licenses revoked, together with any bowhunting privileges,
muzzle-loading privileges or tags issued in connection with them. If the
license was one entitling the holder to the privilege of several
licenses, and the revocation concerned some but not all of such
privileges, any license, bowhunting privilege, muzzle-loading privilege
or tag so delivered shall be returned by the department to the person to
whom it was issued, appropriately marked or stamped to show the extent
to which it is revoked.
4. Violation of any subdivision of section 11-1203 of this title shall
constitute grounds for forfeiture pursuant to the provisions of and
under the procedures prescribed in subdivisions one, two, five, six and
seven of section 71-0909 of this chapter.
Savings clause.
If any word, clause, sentence, paragraph, section, or other part of
this title is adjudged by any court of competent jurisdiction to be
invalid, such judgment shall not affect, impair, or invalidate the
remainder of this title, but shall be confined in its operation to the
word, clause, sentence, paragraph, section, or other part thereof,
directly involved in the controversy in which such judgment is rendered.
TITLE 13 Fishing
General provisions.
1. Except as specifically provided in this article or in article 13,
or any regulation adopted pursuant thereto:
a. No fish, other than migratory food fish of the sea in the marine
and coastal district, shall be taken except by angling.
b. Fish named by regulation adopted pursuant to section 11-1303 of
this title shall be taken only during the open seasons specified in such
order and only if they are within the minimum size limits established by
such regulation.
* c. Except as otherwise prohibited by law, fish may be taken by spear
or speargun in the marine and coastal district only for recreational
purposes. A speargun must be submerged when used to take fish. Provided,
however, that no food fish may be taken by spear or speargun within one
hundred yards of a public bathing area.
* NB Repealed June 1, 2029
2. Except when taken pursuant to section 11-0515 or 11-0517 of this
article, or when taken in nets as provided by title 15 or article 13,
fish named by regulation adopted pursuant to section 11-1303 of this
title shall not be taken in excess of the daily or seasonal catch limits
established by such regulation.
3. Fish shall not be taken contrary to the restrictions contained in
any regulation of the department, made pursuant to any provision of the
Fish and Wildlife Law, closing waters to the taking of fish, or
restricting the use of nets or other devices, or fixing seasons, size
limits or daily or seasonal catch limits, or otherwise restricting the
taking of fish.
4. Fish unintentionally taken contrary to any provision of the Fish
and Wildlife Law or regulation of the department shall be returned to
the water at once without unnecessary injury.
5. Notwithstanding any inconsistent provision of the Fish and Wildlife
Law, the department may adopt regulations for catch and release fishing
in all waters of the state.
Open seasons, size and catch limits and manner of taking fish
fixed by regulation.
Notwithstanding any other provision of this chapter, the department
may, until December thirty-first, two thousand twenty-eight, fix by
regulation open seasons, size and catch limits and manner of taking of
all species of fish in all waters of the state, except marine fish named
in subdivisions 2 and 3 of section 13-0339 of this chapter and except to
the extent that such open seasons, size and catch limits and manner of
taking are otherwise specifically provided for in article 13 of this
chapter.
Size and catch limits.
The department may promulgate regulations restricting possession on
the waters of the state, except the marine and coastal district, of
fish, except bait fish named in section 11-1315 of this title, that have
been cleaned, filleted or skinned in such a manner that (a) the species
of fish taken cannot be identified, (b) the number of fish taken cannot
be determined, or (c) the length of fish taken cannot be ascertained.
Such regulations shall initially provide that walleye, largemouth bass,
smallmouth bass, brook trout and lake trout may not be so possessed if
they have been dismembered, filleted or otherwise prepared for cooking
or consumption beyond removal of the gills and viscera and that other
species of fish may not be so possessed if they have been dismembered or
otherwise prepared for cooking or consumption, except that the gills and
viscera may be removed and such fish may be filleted, provided the skin
is not removed from the fillet.
Fishing promotion program.
The commissioner shall develop and implement a fishing promotion
program. The commissioner shall, in conjunction with the commissioner of
economic development and the commissioner of parks, recreation and
historic preservation, develop and implement a program which will
encourage residents and out-of-state fishermen to utilize New York
state's fishing opportunities. Such program shall include, but not be
limited to:
1. working with conservation organizations, local sportmen's clubs,
retail stores, and county chambers to develop and conduct educational
fishing clinics for children and adults to teach angling techniques for
both fresh and salt water fishing and to provide information about
stocking programs that will increase the odds of a successful and safe
fishing experience;
2. conducting public outreach, including working with local community
and youth organizations, tourism promotion agencies and local
governments, to develop programs in conjunction with the two free
fishing days annually per department region provided by the legislature,
such as educational seminars, day-long fishing festivals, and tackle and
rod loaner programs, which will encourage individuals to take up the
sport of fishing;
3. making available to the fishing public, via both brochures and the
agency's website, the following information:
a. Public fishing sections of streams, ponds, and lakes;
b. Public access points for streams, ponds, and lakes;
c. Handicapped access points for all water bodies; and
d. The location of state lands, including forests, parks, wildlife
management areas, trails, campsites by type, ski areas, hatcheries, and
environmental education centers and camps;
4. posting fishing reports, including current fishing conditions
statewide, on the department's website;
5. developing and implementing a "learn-to-fish" and "instructional"
passbook and stamp program. a. The department shall make available,
wherever licenses are sold, a "learn-to-fish" passbook and stamps to
children under sixteen years of age. Such stamps shall include various
types of fish indigenous to New York state and shall also include with
the distribution of the "learn-to-fish" passbook one "learn-to-fish"
stamp. A child under sixteen years of age may collect stamps and when
the "learn-to-fish" passbook is complete shall return such completed
"learn-to-fish" passbook to the department via mail and the department
shall issue a patch, to be determined by the commissioner, to
"learn-to-fish" passbook holders who have participated in and completed
the "learn-to-fish" passbook program created pursuant to this
subdivision.
b. A licensee shall also be issued an "instructional passbook" and may
place a "learn-to-fish" stamp previously issued to a child under sixteen
in his or her "instructional passbook" whenever he or she teaches a
person under sixteen years of age how to fish. Once that licensee has
earned fifty "learn-to-fish" stamps in his or her "instructional
passbook", that person shall return such completed "instructional
passbook" to the department via mail and the department shall issue a
free fishing license for the season following that in which he or she
gets their fiftieth "learn-to-fish" stamp. The department shall include
in the "instructional passbook" information relating to the instruction
of fishing techniques to children, and shall also include current
fishing regulations in the "instructional passbook".
Fishing in waters impounded by dams constructed for power
purposes.
The waters impounded by any dam hereafter constructed for power
purposes on any stream or waterway in the state, and impressed with a
public interest pursuant to section 15-1713 of this chapter, shall be
open to the public to fish thereon, when authorized by other applicable
provisions of this chapter, subject to the following conditions and
limitations:
a. Such fishing must be conducted in accordance with rules and
regulations of the commissioner in agreement with the person,
association or corporation proposing to construct the dam.
b. Such rules and regulations must provide, among other things, that
fishing upon any such waters shall be conducted in such a manner as not
to interfere injuriously with the operation and maintenance of the dam
or of any manufacturing plant operated by power generated therefrom.
c. Damages sustained by a person while fishing or in connection
therewith shall not constitute a claim either against the state or the
person, association or corporation owning the dam or his or its lessee
or other assignee in interest.
d. The commissioner, of his own motion or upon application, after a
public hearing held pursuant to notice, shall have power, in his
discretion, to exempt from the provisions of this section, the waters
impounded by any dam hereafter constructed for power purposes. Notice of
such a hearing shall be posted at least ten days before the hearing in
five conspicuous places in the locality where the dam is to be
constructed.
e. Rules and regulations of the commissioner, so far as practicable,
shall be uniform, but may vary in different localities of the state.
f. Warning notices or signboards not less than one foot square shall
be conspicuously posted not more than forty rods apart close to and
along the entire boundary of such impounded waters. Posting of such
notices shall be sufficient provided that illegal and destroyed signs be
replaced once a year during the months of March, July, August or
September. Warning notices shall contain such information as the
commissioner by rule or regulation may prescribe.
Taking and sale of bait fish.
1. a. Except as provided in subdivision 2, no person, without first
obtaining the appropriate license from the department, shall take for
sale as bait, nor sell as bait the following fish: minnows (family
Cyprinidae), except carp or goldfish; top minnows or killifish (family
Cyprinodontidae); mudminnows (family Umbridae); darters (family
Estheostomidae); sticklebacks (genus Eucalia); tadpole stone cats
(genera Noturus and Schilbeodes); smelt or ice fish (Osmerus mordax);
alewives, saw bellies or blueback herring (family Clupeidae); suckers
(family Catostomidae).
b. Fish taken pursuant to such license shall be used only for bait in
hook and line fishing. All carp, goldfish, and lamprey larvae (family
Petromyzonidae) taken in nets operated pursuant to such license shall be
destroyed immediately.
2. No license under this section is required to take for sale as bait
or to sell as bait any marine species of fish taken in the marine
district. A minor under the age of sixteen years may, without a license,
sell as bait such of the fish listed in subdivision 1 as he has lawfully
taken by angling.
3. Bait fish named in subdivision 1, when otherwise permitted by law,
may be taken for use or sale as bait by:
a. angling,
b. nets when permitted by subdivisions 4 and 5 of this section, or
c. stunning in the case of tadpole stone cats. "Stunning" means
tapping a stone with implement or other stone.
4. a. Fish named in subdivision 1, taken for use as bait for personal
use and not for sale, may be taken:
(1) in waters not inhabited by trout, by means of a seine or scap net
not larger than thirty-six square feet, and
(2) in any waters of the state by means of a glass, plastic or wire
trap not more than twenty inches in length, having no wings or leaders
and having an entrance not larger than one inch in diameter, and such
trap shall bear legibly at all times when in the water the name and
address of the operator.
b. In Keuka Lake, Canandaigua Lake, Cayuga Lake, Seneca Lake, Canadice
Lake and Hemlock Lake, alewives or sawbellies taken for such purpose may
also be taken by gill nets measuring not more than twenty-five feet in
length, having a mesh not larger than one inch.
c. Nets for taking bait fish shall not be hauled after sunset or
before sunrise, except as permitted by the department.
d. Fish named in subdivision 1 may be taken for personal use or sale
as bait under license from the department in the waters of the Hudson
river by means of cast nets not exceeding ten feet in diameter.
5. Fish named in subdivision 1, taken for sale as bait under license
from the department, may be taken by the types of nets specified in such
license. In issuing such licenses the department may permit the use of
nets of metallic or plastic mesh, notwithstanding the definition of
"net" as contained in section 11-0103 of the Fish and Wildlife Law.
6. a. Carp, goldfish, and lamprey larvae (family Petromyzonidae) shall
not be used as bait or sold for bait.
b. No person shall take smelt for bait from Upper and Lower Saranac
lakes or Lake Champlain, except by angling.
c. Nets and traps for the taking of bait fish shall not be placed or
operated within one hundred feet of any dock, pier, or boat landing on
the St. Lawrence River without the consent of the owner.
7. The license provided for in subdivision 1 shall be issued only to
residents of this state and to residents of a state in which residents
of this state may be licensed, or are permitted without license, to take
such fish for sale as bait.
8. This section does not supersede any provision of section 13-0343
restricting the use of nets in certain waters of the marine district or
subdivision 2 of section 11-1307.
Use of fish as bait.
1. The department may, by regulation designating the waters in which
such use is not permitted, prohibit the use of minnows or other species
of fish as bait in the lakes or ponds and tributaries thereto in which:
a. trout are the predominant protected species of fish and which
lakes, ponds or tributaries are not infested with yellow perch; or
b. fish have been eradicated by chemical treatment and in which trout
or other game fish have been restocked. The list of the water to which
this section shall be applicable shall be published in the fishing
guide.
2. No person shall possess any species of fish either dead or alive,
in or on waters where the use of fish as bait is prohibited, except
species actually present in such waters naturally or by stocking or as
permitted by the department by order.
Fish-bait; protection of aquatic insects.
1. No aquatic insect nor any insect that lives in the water during any
of its life stages shall be taken from waters inhabited by trout nor
from the banks thereof at any time.
2. No person shall take from the waters of the state or the banks
thereof for sale as bait, and no person shall sell as bait, any such
insect, without first obtaining from the department a license to take
such insects for sale as bait or to sell such insects as bait.
3. The license provided for in subdivision 2 shall be issued only in
the discretion of the department. Licenses to take for sale as bait
insects described in this section shall be issued only to residents of
this state and to residents of a state in which residents of this state
may be licensed, or are permitted without license, to take such insects
for sale as bait.
Possession, transportation and sale of fish.
1. Application.
a. This section governs possession, transportation and sale of all
fish taken in waters of the state, including the marine and coastal
district except (1) trout and black bass raised under permit from the
department and identified as provided in section 11-1909, (2) fish taken
from a farm fish pond licensed as provided in section 11-1911, and (3)
fish taken from licensed fishing preserve waters as provided in section
b. Fish lawfully taken may be (1) possessed, (2) transported within
the state and from within to without the state, and (3) bought and sold,
as provided in this section and in the sections of the Fish and Wildlife
Law and regulations of the department to which this section refers, and
not otherwise. Such fish shall not be possessed, transported, bought or
sold unless lawfully taken, nor transported, bought or sold, unless
lawfully possessed.
c. No fish shall be possessed, transported or sold contrary to the
terms of any statute, regulation, permit or license of the department,
pursuant to which it is taken or acquired.
2. Sale.
a. Trout, including rainbow trout, Atlantic salmon, black bass,
walleye and muskellunge shall not be bought and sold.
b. Bait fish named in section 11-1315 shall not be sold for bait
except as provided in that section.
c. The following fish may be bought and sold at any time: (1) the
marine species named in section 13-0339 or in regulations of the
department provided they are of the minimum size limits stated in such
section or in such regulations; (2) fish that may be taken with nets in
the Hudson River, Lake Erie and Lake Ontario as authorized by
regulations of the department provided they are of the minimum size
limits stated in such regulations; (3) fish not specifically named in
paragraph d of this subdivision or in section 13-0339, 11-1521 or
13-0347 or in regulation adopted pursuant to section 11-1303; (4) fish
for which such regulations specify no minimum size limits and specify
generally without exceptions, that the open season is "any time".
3. Possession.
A person shall not possess on waters of the state nor the shores
thereof, any species of fish (other than fish legally taken in a net or
fish legally taken by the holder of a license issued pursuant to section
13-0335 of this chapter) in excess of the number of such species which
may be legally taken by one person in one day.
4. Transportation.
a. Carcasses, and parts thereof, of fish which may be sold as provided
in subdivision 2 may be transported within and from within to without
the state by any person, at any time, in any number and in any manner.
b. Carcasses, and parts thereof, of fish which may not be sold as
provided in subdivision 2 may be transported within and from within to
without the state by any person, at any time, subject to the following
restrictions: (1) no person shall transport in one day a quantity of
fish for which a catch limit is provided in regulations adopted pursuant
to section 11-1303 or 11-1505 greater than the quantity that may
lawfully be taken by one person in two days, unless such transportation
is authorized by permit issued by the department or the fish so
transported is frozen or otherwise processed and packaged for storage
and is transported from a place of processing to a place of storage or
of consumption or from a place of storage to a place of storage or
consumption; (2) such carcasses or parts thereof shall not be shipped by
parcel post, and if shipped by carrier, they or the package containing
them shall have attached a card or label showing the name and address of
the taker, his license number, the name and address of the consignee,
and if the fish is shipped in a package, the nature of the contents of
the package.
Other prohibited acts.
1. No person shall take fish (a) by use of explosives or (b) by
shutting or drawing off water.
2. Explosives shall not be used or possessed in or on the waters of
the state or shores or islands thereof except for mining or mechanical
purposes. Possession of explosives in such places by any person shall be
presumptive evidence of violation of this subdivision.
3. Bass, walleye, trout, lake trout and salmon shall not be disturbed
on spawning beds in the closed season, nor shall their spawn or milt be
taken from spawning beds at any time.
4. Any noise or disturbance of waters or the banks thereof by any
means with intent to drive fish into a net, which practice is commonly
known as thumping, is prohibited unless expressly permitted in the terms
of a license or permit issued by the department.
5. No person owning, leasing, operating or maintaining a dam holding
back water which such person knows or has reason to know is inhabited by
fish shall draw off such water in such quantities as to cause directly
the loss of a substantial number of fish within the impoundment, if such
person knows or has reason to know that such loss is likely to occur,
without the written permission of the department. The provisions of this
subdivision shall not apply, (a) to the federal government or any agency
or subdivision thereof, (b) to any hydropower project licensed by the
Federal Energy Regulatory Commission pursuant to the Federal Power Act
(16 U.S.C. 791a et seq.), (c) in the event of an emergency, such as
fire, flood, storm, drought, and the like, where the drawing off of such
impounded water is required for public safety or public health, (d) to
any artificial or man-made body of water lying wholly within the
boundaries of privately owned or leased lands and operated as a farm
pond, licensed farm fish pond, licensed fishing preserve water or
licensed private trout or bass hatchery, or (e) to any city having a
population of one million or more.
6. No person taking or assisting in the taking of fish in other than
the marine and coastal district, as described in section 13-0103 of this
chapter shall discard any fish carcass or parts thereof into the waters
of this state or upon any public lands contiguous to and within one
hundred feet of such waters or upon any private lands contiguous to and
within one hundred feet of such waters unless such lands are owned by
such person or unless such person enters or remains with the permission
of the owner of record or his representative or agent. The provisions of
this section shall not be deemed to prohibit: the return to the water of
live fish or fish required to be returned to the water pursuant to
section 11-1301 or 11-1303 of this chapter or rules and regulations
promulgated pursuant thereto; the use of fish or parts thereof as bait;
the discarding of fish carcasses or parts thereof into waters not within
one hundred feet of any shore; the proper disposal of fish carcasses or
parts thereof into suitable garbage or refuse collection systems or by
burial; or the incidental cleaning of fish for consumption except that
no wastes resulting from such cleaning of fish may be disposed of in
waters or lands contiguous to and within one hundred feet of any public
boat launching sites or public docking facilities or on such sites or
facilities except by proper disposal into suitable garbage or refuse
collection systems or by burial.
7. Spears, spear guns and underwater guns shall not be possessed by
any person on any body of water within the Adirondack park boundary nor
within a distance of two hundred feet of the high water mark of any body
of water within the Adirondack park boundary at any time when the use of
spears in the taking of fish from such body of water within the
Adirondack park boundary is not permitted by law or regulation of the
department; except that nothing contained herein shall be construed to
prevent the possession of spears in any dwelling or building within two
hundred feet of the high water mark of such body of water.
8. Spears, spear guns, underwater guns, and snatch hooks shall not be
possessed by any person on Lake George nor within a distance of two
hundred feet of the high water mark of such lake, except in a dwelling
or building, at any time when the use of such devices in the taking of
fish in such lake is not permitted by law or regulation of the
department.
9. Pacific salmon shall not be taken by hooking, snatching or
snagging. Pacific salmon taken by hooking, snatching or snagging shall
not be possessed, transported or otherwise trafficked in.
TITLE 15 Commercial Inland Fisheries
Application of title.
1. This title 15 of the Fish and Wildlife Law and regulations adopted
pursuant hereto do not apply to (a) the taking of fish by angling as
permitted in title 13; (b) the taking of fish or the use of nets in the
marine and coastal district as defined in section 13-0103, or in a trout
or black bass hatchery operated under permit from the department as
provided in section 11-1909, or in a farm fish pond licensed as provided
in section 11-1911 or in a fishing preserve licensed as provided in
section 11-1913; (c) the sale or taking for sale of bait fish named in
section 11-1315.
2. This title 15 and regulations adopted pursuant hereto do not
restrict the use of landing nets in completing the catch of fish taken
by hook and line, or limit the provisions of section 11-1315 authorizing
use of nets and traps for taking bait fish, or of regulations of the
department authorizing use of eel weirs and eel pots. It does not limit
the provisions of section 11-0517, or the terms of any permit or license
issued by the department pursuant to any other provision of the Fish and
Wildlife Law.
Nets; license required; power of department.
The department may regulate the use of nets and other devices commonly
used to take fish. No person shall use a net or device to take fish
without first obtaining a license to do so. Gill nets shall not be
operated in Lake Erie. No gill net license for use in Lake Ontario,
including Chaumont Bay and all its other embayments, shall be issued
except to holders of a gill net license valid on or prior to December
31, 1986, and all licenses issued on or prior to that date are
non-transferable.
Open seasons, size and catch limits and manner of taking and
possession of fish; regulations.
The department may fix by regulation the manner of taking fish with
nets and other devices including but not limited to open seasons, size
and catch limits and manner of possession and transportation.
Vessels to carry employees of department.
Any person operating a boat used in taking fish shall permit
conservation officers or other employees of the department to board it
and inspect its contents and shall carry such persons for the purpose of
inspecting nets or taking fish eggs.
Management of striped bass in the Hudson River.
Notwithstanding any provision of law to the contrary:
1. Striped bass (Morone saxatilis) less than eighteen inches in total
length may not be taken, possessed, bought, sold or offered for sale.
2. Striped bass shall not be taken in the Hudson River from the George
Washington bridge north to the Federal dam at Troy from December 1
through March 15. Striped bass unintentionally taken in violation of
this subdivision shall be returned to the water immediately without
unnecessary injury.
3. Striped bass shall not be taken in the Hudson River from the George
Washington bridge north to the Federal dam at Troy with seines, fykes,
hoop nets or trawls.
4. From March 15 through June 15, gill nets with stretched mesh size
greater than 3 1/2 inches and less than 5 inches shall not be set in the
Hudson River from the George Washington bridge north to the Federal dam
at Troy nor possessed while on those waters.
5. In addition to the restrictions set forth in subdivision four
hereof, from March 15 through June 15, no person shall set a gill net
other than a drift gill net in the waters of the Hudson River lying
between the Bear Mountain bridge and the Hamilton Fish Newburgh-Beacon
bridge nor possess any gill net other than a drift gill net while on the
shores or waters of that portion of the Hudson River. For the purposes
of this subdivision a drift gill net is defined as a gill net that is
not anchored or staked and is free to move with water currents. The
department shall identify additional spawning areas and allocate fishing
locations within these spawning areas.
6. Striped bass unintentionally taken in violation of subdivision one,
three, four or five of this section shall be returned to the water at
once without unnecessary injury, except that fish taken in gill nets
need not be so returned to the water but shall not be bought, sold or
trafficked in. For the purposes of this section "trafficked in" includes
possession or transportation in any boat or vehicle other than the boat
in which such striped bass were landed after being taken. Nothing in
this subdivision shall be construed as permitting any person to possess
striped bass of less than legal size.
7. On or before March 15, 1984 the department shall adopt rules and
regulations limiting entry to the traditional commercial fishery for
striped bass in the Hudson River. Such rules and regulations may include
the establishment of a limit on the number of commercial striped bass
licenses to be issued, the establishment of equipment restrictions
necessary to maintain traditional fishing methods, the establishment of
a striped bass harvest quota for allocation among licensees and the
establishment of a Hudson River commercial fishing board whose members
will be appointed by the commissioner and which will function to approve
or deny applications for commercial striped bass licenses on the basis
of rules promulgated by the department, to establish criteria for the
allotment of individual licensee catch quotas and to allot the catch
quotas when the department establishes striped bass harvest limits for
allocation among licensees. Such rules and regulations shall be publicly
reviewed each year by the Hudson River Advisory Committee and revised as
needed to insure maintenance of an economically viable, stable and
traditional striped bass commercial fishery in the Hudson River and to
provide proper protection for the Hudson River striped bass population.
8. No person shall sell or expose or offer for sale, trade or barter
striped bass without first obtaining a commercial striped bass license.
A commercial striped bass license is required only for initial sale,
exposing or offering for sale, trade or barter and is not required for
subsequent sales. The resident fee for such license shall be determined
by the commissioner and shall not exceed one hundred dollars. Fees for
licensing nets in the Hudson River as required by department rules and
regulations shall be credited toward purchase of the commercial striped
bass license. The nonresident fee for such license shall be two hundred
dollars.
TITLE 17 Importation and Sale of Fish, Wildlife and Game From Outside the State; Sale of Domestic and Foreign Game and Hatchery Trout; Bird Plumage; Taxidermy
Application of sections 11-1703, 11-1705 and 11-1707.
1. Sections 11-1703, 11-1705 and 11-1707 apply to fish, wildlife and
game lawfully taken outside the state and lawfully transported from the
place of taking, except trout raised in a private hatchery, domestic
game as defined in section 11-0103, fish from a licensed fishing
preserve and carcasses of foreign game as defined in section 11-1717.
2. Sections 11-1703, 11-1705, and 11-1707 do not limit the privileges
of the holder of a license issued under section 11-0515 to import live
fish and wildlife, or his privileges with respect to possession,
transportation and sale, within the state.
3. Fish referred to by their common names are the fish so referred to
and more specifically identified in an order adopted pursuant to section
11-1303 and in section 13-0339 of this chapter. The open seasons for
fish are specified by order adopted pursuant to section 11-1305 of this
article; those for game are specified in sections 11-0905, 11-0907 and
11-1103 of this article.
4. For the purposes of sections 11-1703, 11-1705 and 11-1707, there is
an open season for a species (a) if it is a fish not protected by law or
is unprotected wildlife, at any time, and (b) in any other case, at any
time when there is an open season for taking it, anywhere in the state.
5. Sections 11-1705, 11-1711, 11-1721, 11-1723 and 11-1725 do not
apply to the importation, possession, or sale of captive bred and raised
North American elk (Cervus elaphus).
Importation, possession and sale of fish without license or
permit; prohibitions.
1. Except as provided in subdivision 3 and subdivision 4; (a) all
species of fish taken outside the state, except trout, black bass,
muskellunge and landlocked salmon other than Atlantic salmon, may be
imported and transported by any means and in any number, and may be
possessed, bought and sold without permit or license, during the open
season; (b) Atlantic salmon taken outside the state may be imported,
transported, bought and sold at any time.
2. Except as provided in subdivision 3 and subdivision 4, any person
may, during the closed season, without license or permit, and without
limitation by section 11-1707, transport into the state, buy, possess,
transport and sell, lake sturgeon, lake trout, whitefish, pickerel,
pike, walleye and striped bass taken outside the state, provided he
keeps a record and enters therein the name, residence and post office
address of every person from whom he buys and every person to whom he
sells or ships such fish. But this subdivision does not require that a
record be kept of persons to whom such fish are sold for personal or
home consumption, nor by persons who purchase in this state for
consumption and not for resale. A person required by this subdivision to
keep records shall permit the department or its agents to examine all
books and papers relating to such purchase and sale at any time and
shall on demand furnish invoices, freight or express receipts used in
such transactions.
3. a. No person shall sell, offer for sale or expose for sale, under
the name or designation of Lake Champlain fish, any fish other than fish
that have been taken from the waters of Lake Champlain, its bays, coves
or tributaries, the Missisquoi Bay or the Richelieu River. No person
shall wilfully and with intent to deceive, affix, apply or annex, or use
in connection with any fish, or any container of the same, any words or
other symbols, tending falsely to identify the origin of the contents as
the waters described in this paragraph.
b. No person shall possess or transport into the state any fish except
eels caught in that part of Missisquoi Bay in Lake Champlain lying in
the Province of Quebec or in the Richelieu River.
4. Fish of the following species taken outside the state shall not be
bought or sold or otherwise trafficked in if they are of less than the
size limits specified in this subdivision or in the sections to which it
refers:
a. striped bass, fluke or summer flounder, blue porgie, weakfish,
mackerel, sea bass, king fish, cod fish, blackfish, winter flounder, all
as specified in section 13-0339;
b. lake trout, pickerel, Atlantic sturgeon, Atlantic (landlocked)
salmon, whitefish, northern pike, all as specified in regulations of the
department.
5. Fish named in subdivision 4 of less than the size limits specified,
may be imported, transported and possessed as provided in section
11-1707.
6. No person shall import, export, own, possess, acquire or dispose of
live piranha fish (Serrasalmus, Rooseveltiella or Pyrocentrus), grass
carp (Ctenopharyngodon idella) or hybrid grass carp within the state
without a license or permit issued at the discretion of the department
for scientific, biological or exhibition purposes.
7. Fish, except those specified in subdivision 6 of this section, may
be imported and transported at any time, for propagation purposes, and
the provisions of section 11-1707 do not apply.
Importation, possession and sale of wildlife and game other
than domestic and foreign game.
1. Frogs taken outside the state may be imported and transported by
any means and in any number, possessed, bought and sold during the open
season. During the closed season any person may transport into the
state, without license or permit, and may possess, transport, buy and
sell frogs, if he keeps a record with respect thereto, as provided in
section 11-1703, subdivision 2 with respect to fish.
2. The carcasses of varying hares and cottontail rabbits may be
imported from outside the state and possessed, transported, bought and
sold at any time without license or permit.
3. Game for propagation purposes and the plumage or skin of game birds
may be imported and transported at any time, without license or permit.
Such plumage or skin shall not be sold or offered for sale or possessed
for sale except as permitted by section 11-1729 or 11-1731.
4. Deer of all species, except white-tail deer, may be imported,
possessed, transported, bought and sold alive at any time, without
license or permit. Wild white-tail deer shall not be imported.
5. Skunk, bobcat, mink, muskrat, fisher, beaver, otter, marten or
sable may be imported alive at any time without license or permit, and
may be bought and sold, possessed and transported alive, by any means,
during their respective open seasons. During the closed season such
animals shall not be possessed or transported alive without permit or
license from the department.
6. The head, skin or hide, fur and feet of game and wildlife, except
birds, may be imported and transported, by any means, without license or
permit, at any time, and may be bought and sold at any time.
7. The flesh of game and wildlife, except birds, black, grey or fox
squirrels, lynx, bear, deer, moose, elk, caribou and antelope may be
imported and transported by any means during the open season, without
permit or license, and may be imported during the closed season, as
provided in section 11-1707, and may be bought and sold at any time.
8. The flesh of bear, deer, moose, elk, caribou, and antelope may be
imported, transported and possessed as provided in section 11-1707. The
flesh of such game, except bear and white-tail deer, may also be
imported, transported and possessed pursuant to permit under section
11-1711, and if so imported, may be bought and sold when tagged as
provided in section 11-1721, but if so imported shall not be possessed
or transported unless so tagged.
9. Flesh of bear may be imported, transported, possessed, bought and
sold for food purposes as provided in section 11-1713, under permit as
provided in that section and when tagged as provided in section 11-1721.
10. The dead bodies of birds belonging to all species or subspecies
native to this state, defined in subdivision 5 of section 11-0103, as
protected birds, or belonging to any family, any species or subspecies
of which is native to this state and is so defined, shall not be sold,
offered for sale or possessed for sale for food purposes within this
state. They may be imported, transported and possessed, except for sale,
as provided in section 11-1707.
Importation and possession of non-saleable fish, game and
wildlife and saleable fish, game and wildlife imported
during the closed season.
1. a. Carcasses or parts thereof, of trout, black bass, muskellunge
and landlocked salmon, other than Atlantic salmon, and fish, the sale of
which is prohibited by subdivision 4 of section 11-1703, and of wildlife
(other than migratory game birds), sale of which without license or
permit is not authorized by section 11-1705, may be imported during the
open season as provided in subdivision 2, and may be imported during the
closed season as provided in subdivision 3 or subdivision 4.
b. Carcasses and parts thereof, of other fish and wildlife, may be
imported during the closed season as provided in subdivisions 3 or 4.
c. Importation of migratory game birds is governed by regulation of
the department pursuant to section 11-0307.
2. During the open season, carcasses described in paragraph a of
subdivision 1 may be transported by the taker from without to within the
state, without permit or license, in any manner except by parcel post,
provided that if they are shipped by carrier, they or the parcel
containing them shall have attached a card or label showing the name and
address of the taker, the name and address of the consignee, and if the
shipment is a package, the nature of its contents.
3. During the closed season, the taker may transport carcasses or
parts thereof of any fish or wildlife (other than migratory game birds),
from without to within the state, provided he accompanies them and has
with him a license issued by the department permitting such
transportation; or he may ship such carcasses or parts thereof by
carrier except parcel post if he has obtained a license issued by the
department permitting such transportation and if the carcasses or the
package containing them has attached thereto a card or label showing the
name and address of the taker, the name and address of the consignee,
and if the shipment is a package, the nature of its contents; or he may
import into the state and transport therein carcasses and parts of
lawfully taken big game animals without such license, provided he
accompanies them and the carcasses and parts are tagged and identified
in accordance with the laws of the jurisdiction where the big game
animal was taken.
4. From September 1 to February 10 any resident of the state may cause
to be transported, from without to within the state, in any manner
except parcel post, (a) carcasses of fish and wildlife described in
paragraph a of subdivision 1, or (b) carcasses of other fish and
wildlife (other than migratory game birds) for which there is no open
season at the time of such transportation, if he first obtains a license
from the department permitting such transportation, and if the shipment
has attached a tag showing the name and address of the shipper, and the
name and address of the licensee and the number of his license
permitting such transportation. The department may refuse to issue such
license to any person for any reason it deems sufficient.
5. Carcasses of fish and wildlife imported as provided in subdivision
2 or subdivision 3 may be possessed and transported within the state at
any time. Carcasses of fish and wildlife imported pursuant to
subdivision 4 may be possessed by the licensee and transported by him
within the state during the term of the license and for thirty days
immediately following.
Importation and transportation of certain fish or fish eggs.
Notwithstanding any other provision of the Fish and Wildlife Law the
department may establish by order regulations governing the importation
from without the state or transportation within the state of any live
fish or viable eggs of any species of the family Salmonidae (trout,
salmon, whitefish and grayling).
Foreign game.
1. Foreign game means pheasants of all species, Scotch grouse,
Norwegian ptarmigan, Norwegian white grouse, European black game,
European black plover, European gray-legged partridge, European
red-legged partridge, Egyptian quail, tinamou and species or subspecies
of birds not native to this state, and European red deer, fallow deer
and roebuck.
2. The carcasses, or parts thereof, of foreign game imported from
outside the United States may be bought and sold.
Identification of carcasses and parts thereof.
1. The provisions of this section apply to carcasses and parts thereof
of
a. domestic game killed on the premises of the holder of a domestic
game bird breeder's license pursuant to section 11-1901 of this article,
domestic game animal breeder's license pursuant to section 11-1905 of
this article or shooting preserve license pursuant to section 11-1903 of
this article;
b. bear possessed under license pursuant to section 11-0515 of this
article or outside the state under a license similar in principle and
killed for food purposes;
c. trout, black bass, lake trout, landlocked salmon, muskellunge,
pike, pickerel and walleye taken from fishing preserve waters licensed
pursuant to section 11-1913 of this article.
2. All such carcasses and parts shall be identified with a form
provided by the department.
3. Carcasses and parts shall not be possessed unless accompanied by a
form provided by the department as required by this section.
Sale of game and trout; transportation within the state.
1. a. Except as provided in paragraph b, game and trout required by
section 11-1721 of this title to be identified, may be possessed, bought
and sold, and subject to section 11-1725 of this title may be
transported within and from within to without the state by any means.
b. No domestic duck, goose, brant or swan killed by shooting shall be
bought or sold unless marked in accordance with requirements set forth
in rules and regulations established by the department of the interior
pursuant to 50 C.F.R. 21 as may be amended from time to time. Such
information shall be provided by department press release and any other
means that the department determines to be appropriate and effective,
including posting on the department's public website.
2. No person shall sell or offer for sale any such game or trout
unless it is so identified.
Shipment by carriers.
1. Carriers may receive, and may transport, within and from within to
without the state, carcasses and parts thereof of game, described in
subdivision 1 of section 11-1721 and identified as provided in that
section, when they are also labeled as provided in this section.
2. a. When received in this state by a carrier, or transported within
or from within to without the state by a carrier, every shipment of game
required by section 11-1721 to be identified, shall also have attached a
card or label with the following data plainly printed or written
thereon: names and addresses of consignor and consignee, number and kind
of carcasses or parts thereof.
b. If the consignor is the person who holds the game breeder's license
or shooting preserve license by authority of which such game (other than
imported foreign game) is saleable, or if the game is imported foreign
game shipped by a licensed game dealer, the card or label shall also
state the name and address of the holder of such license, and the number
of the license.
3. No carrier or employee thereof shall, while engaged in such
business, transport as owner any fish or game not lawfully saleable. No
carrier or employee thereof shall knowingly receive or possess any fish
or game, whether packed or unpacked, for shipment for any person, unless
(a) if it is game or trout described in section 11-1721 of this title,
it is identified as required by that section, and (b) in any case, it
bears the tag, card, identification or label required by this section or
by sections 11-0911, 11-0917, 11-1319 or 11-1913 of this article.
Hatchery trout and domestic or imported foreign game in
sealed containers.
Trout raised in a private hatchery under permit from the department or
outside the state under certificate pursuant to section 11-1715, and
carcasses or parts thereof of processed imported foreign game and
domestic game, packed within or without the state in sealed containers,
may be imported, transported, exported, bought and sold at any time. No
person in this state shall possess, transport, import, export, buy or
sell any such trout, imported game or domestic game in a sealed
container unless such container shall bear a label describing the
contents and the name of the person by whom processed.
Sale of live wild birds.
Except as permitted by rule and regulation of the department, no
person shall sell live wild birds, as defined in paragraph b of
subdivision six of section 11-0103 of this chapter, unless such birds
were born and raised in captivity.
Taxidermy.
Persons engaged for hire in the business of preparing, stuffing or
mounting of skins of fish or wildlife shall keep in their place of
business a true and complete record, in such form as is required by the
commissioner showing the name or description of every specimen received,
the date of receipt and the name and address of the person from whom
received. In addition, such persons shall also record all bear
gallbladders and bile received along with information from the valid
bear tag required in paragraph b of subdivision nine of section 11-0917
of this article. In the event that such person sells or barters any
gallbladder or bile the record shall also include the name and address
of the person or persons to whom such items were sold or bartered. Such
information shall be reported to the department annually and retained
for at least five years. Conservation officers and other persons
authorized by the department shall have access to the register at all
times.
TITLE 19 Propagation; Shooting Preserves; Farm Fish Ponds; Fishing Preserves
Breeding of domestic game birds.
1. The department may, in its discretion, issue to an owner or lessee
of wholly enclosed lands, or an entire island, a domestic game bird
breeder's license permitting him to possess and propagate such species
of domestic game birds as, in its opinion, he has facilities for
propagating on the licensed premises. The license shall expire on March
31 every fifth year. The department shall prescribe and furnish forms
for application for such license. Applicants shall pay to the
department, and the department shall be entitled to receive, fees
according to the type of license so issued as follows:
a. Class A license, two hundred dollars. This license shall allow the
holder thereof to purchase, possess, propagate, transport and sell
domestic game birds, dead or alive, and their eggs.
b. Class B license, forty dollars. This license shall allow the holder
thereof to purchase, possess and propagate domestic game birds for his
own use. Birds may be killed for food or released to the wild for
restocking. No live birds or their eggs or carcasses may be sold,
exchanged or given away.
2. The department may revoke the license of any licensee convicted of
a violation of this section, and no license shall be issued to him for
the ensuing two years. The licensee, unless he shall waive such right,
shall have an opportunity to be heard. Notice of hearing shall be given
by mailing the same in writing to the licensee at the address contained
in his license. Attendance of witnesses may be compelled by subpoena.
Revocation shall be deemed an administrative act reviewable by the
supreme court as such.
3. Only domestic game birds legally propagated or acquired shall be
possessed under these licenses.
4. On the licensed premises the licensee may kill domestic game birds
at any time in any manner except by shooting. Nothing in this section
shall be construed to prohibit the shooting of domestic game birds
liberated on the licensed premises if such shooting is done during the
open season for such species or pursuant to a license under section
5. Each such domestic duck, goose, brant and swan shall be marked in
accordance with requirements set forth in rules and regulations
established by the department of the interior pursuant to 50 C.F.R. 21
as may be amended from time to time. Such information shall be provided
by department press release and any other means that the department
determines to be appropriate and effective, including posting on the
department's public website. Birds so marked, which have escaped, may be
recaptured by the licensee. Escaped birds may be recaptured only on the
premises of the licensee.
6. The holder of a domestic game bird breeder's license shall keep
records and make reports as required by and upon forms furnished by the
department. The reports shall be subscribed by the licensee, and shall
contain an affirmation that the statements therein are made subject to
the penalties of perjury. The records shall be continuous and current
and shall be kept on the licensed premises, and the licensee shall allow
any representative of the department to enter upon the premises to
inspect his operations and records. Records must be retained for a
period of three years.
7. On the licensed premises the licensee may take any unprotected wild
bird, or any predatory wildlife except, protected birds, disturbing
domestic game. Such birds or wildlife may be taken at any time and in
any manner, except that no trap of the leg-gripping type, having teeth
in the jaws or having a greater spread of jaws than six inches, shall be
used for such purpose, nor shall a trap be set so that any wildlife when
caught shall be suspended. Carcasses of such birds or wildlife shall be
immediately buried or cremated, except that carcasses of unprotected
wildlife, and of protected wildlife other than birds if taken during
their respective open seasons, may be possessed, transported, bought and
sold to the extent permitted by section 11-0917.
8. Domestic game bird carcasses and parts shall be identified as
required by section 11-1721 of this article.
Shooting preserves.
1. The department may, in its discretion, issue to an owner or lessee
of wholly enclosed lands or an entire island a shooting preserve license
permitting him or her to purchase, possess, rear and transport, and to
release and take by shooting therein, domestic game birds legally
possessed or acquired. No birds may be held for propagation after April
15 unless the owner or lessee also has a domestic game bird breeder's
license as provided for in section 11-1901 of this title. In the case of
leased lands, the applicant shall furnish with his or her application
evidence of a written lease executed by each lessor covering the
premises to be licensed. The license shall expire on April 15 every
fifth year. The department shall prescribe and furnish forms for
application for such license. Applicants shall pay, and the department
shall be entitled to receive, fees according to the type of license
issued as follows:
a. Class A license, two hundred dollars. This license shall allow the
holder thereof to operate a commercial club or membership shooting
preserve with a minimum of one hundred acres and charge a daily fee for
hunting or charge a fee for each bird killed or a combination thereof.
Birds may be killed by the licensee for his or her own use and may be
sold dead or alive.
b. Class B license, sixty dollars. This license shall allow the holder
thereof to operate a shooting preserve with use restricted to the
licensee, his or her family and invitees, provided no fees are charged
for the privilege of hunting or for birds shot. Birds may be killed by
the licensee for his or her own use but no live birds, or their eggs, or
carcasses may be sold unless the licensee holds a Class A game bird
breeder's license.
3. The department may revoke the license of any licensee convicted of
a violation of this section, and no license shall be issued to him or
her for the ensuing two years. The licensee, unless he or she shall
waive such right, shall have an opportunity to be heard. Notice of
hearing shall be given by mailing the same in writing to the licensee at
the address contained in his or her license. Attendance of witnesses may
be compelled by subpoena. Revocation shall be deemed an administrative
act reviewable by the supreme court as such.
5. The boundaries of a shooting preserve shall be posted with
appropriate signs in accordance with section 11-2111.
7. Domestic game birds may not be killed, by shooting, on the premises
specified in the application for the license, except under the following
conditions:
a. Birds shall be marked as provided in subdivision 5 of section
11-1901 of this title. Birds so marked, which have escaped, may be
recaptured by the licensee. Escaped birds may be recaptured only on the
premises of the licensee.
b. Ducks, geese, brant and swans liberated under this section may be
taken only under rules and regulations made by the department or adopted
by the federal department of the interior; provided, however, that any
federal regulations shall be provided by department press release and
any other means that the department determines to be appropriate and
effective, including posting on the department's public website.
c. On the premises described in the application for the license, the
licensee may kill domestic game birds by shooting from September 1
through April 15 and in any manner, other than by shooting, at any time,
or any person may take domestic game birds by shooting from September 1
through April 15 with the consent of the licensee.
8. The holder of a shooting preserve license shall keep records and
make reports as required by and upon forms furnished by the department.
The reports shall be subscribed by the licensee, and shall contain an
affirmation that the statements therein are made subject to the
penalties of perjury. The records shall be continuous and current and
shall be kept on the licensed premises, and the licensee shall allow any
representative of the department to enter upon the premises to inspect
his operations and records. Records must be retained for a period of
three years.
9. On the premises described in the application for the license, the
licensee may take any unprotected wild birds, or any predatory wildlife
except protected birds, disturbing domestic game. Such birds or wildlife
may be taken at any time and in any manner, except that no trap of the
leg-gripping type, having teeth in the jaws or having a greater spread
of jaws than six inches, shall be used for such purpose, nor shall a
trap be set so that any wildlife when caught shall be suspended.
Carcasses of such birds or wildlife shall be immediately buried or
cremated, except that carcasses of unprotected wildlife, and of
protected wildlife other than birds if taken during their respective
open seasons, may be possessed, transported, bought and sold to the
extent permitted by section 11-0917.
10. a. Carcasses and parts of domestic game birds shall be accompanied
by a form provided by the department pursuant to section 11-1721 of this
article. No domestic game birds so killed shall be possessed or
transported without such form. Only an authorized person as provided in
the rules and regulations of the department shall have in his or her
possession such form.
b. Domestic game bird carcasses and parts shall be identified as
required by section 11-1721 of this article.
11. Notwithstanding any provision in this section to the contrary, any
person may conduct a field trial on the grounds of a shooting preserve
at any time under the provisions of section 11-0927.
Canned shoots prohibited.
1. No person who owns, operates or manages a facility that harbors
non-native big game mammals shall knowingly permit:
a. The taking on such premises by any person who pays a fee to take a
live non-native big game mammal by any of the following means:
(1) the shooting or spearing of a non-native big game mammal that is
tied or hobbled;
(2) the shooting or spearing of a non-native big game mammal that is
staked or attached to any object;
(3) the shooting or spearing of a non-native big game mammal that is
confined in a box, pen, cage or similar container of ten or less
contiguous acres from which there is no means for such mammal to escape;
(4) the deliberate release of a non-native big game mammal that is
confined in a box, pen, cage or similar container of ten or less
contiguous acres in the presence of any person who is, or will be,
shooting or spearing such non-native big game mammal.
b. For purposes of this section:
(1) shooting shall mean the discharge of any type of firearm or bow
and arrow; and
(2) spearing shall mean the use of any hand or mechanically propelled
single or multiple pronged pike, blade, or harpoon.
2. Nothing contained in this section shall be deemed to prohibit:
a. The lawful taking, hunting or trapping of an animal as provided in
this chapter or other law, rule or regulation of the state of New York;
or
b. The lawful slaughtering of an animal as provided in the agriculture
and markets law of New York state or as permitted by the United States
Department of Agriculture; or
c. The killing of an animal that is menacing in a manner likely to
cause serious injury or death to human beings.
Breeding of domestic game animals.
1. The department may, in its discretion, issue to an owner or lessee
of wholly enclosed lands or an entire island a domestic game animal
breeder's license permitting him to possess and propagate domestic game
animals provided such animals are confined and cared for according to
specifications and regulations which the department, by order, shall
adopt. The license shall expire on March 31 every fifth year. The
department shall prescribe and furnish forms for application for such
license. Applicants shall pay, and the department shall be entitled to
receive, fees in accordance with the type of license issued.
a. Class A license, two hundred dollars. This license shall allow the
holder thereof to purchase, possess, propagate, transport and sell
domestic game animals dead or alive.
b. Class B license, forty dollars. This license shall allow the holder
thereof to purchase, possess and propagate domestic game animals for his
own use. No animals may be sold, exchanged or given away except that
portions of the carcass may be given away provided they are packaged and
the package bears the name and license number of the licensee.
2. The department may revoke the license of any licensee convicted of
a violation of this section, and no license shall be issued to him for
the ensuing two years.
3. Only domestic game animals legally propagated or acquired shall be
possessed under these licenses.
4. On the premises described in the application for the license, the
licensee may kill domestic game animals at any time and in any manner
and, with the consent of the licensee, any person may take domestic game
animals by shooting at any time.
5. The holder of a domestic game animal breeder's license shall keep
records and make reports as required by and upon forms furnished by the
department. The reports shall be subscribed by the licensee, and shall
contain an affirmation that the statements therein are made subject to
the penalties of perjury. The records shall be continuous and shall be
kept on the licensed premises, and the licensee shall allow any
representative of the department to enter the premises to inspect his
operations and records. Records must be retained for a period of three
years.
6. Domestic game animal carcasses and parts shall be identified as
required by section 11-1721 of this article.
On-line shoots prohibited.
1. No person, firm, corporation, partnership, limited liability
company, association or other business entity shall:
a. own or operate a shooting range or gallery located in this state
for purposes of the on-line shooting or spearing of targets or animals;
or
b. create, maintain or utilize a website via the internet, or a
service or business via any other means, from any location within this
state for purposes of the on-line shooting or spearing of targets or
animals.
2. For purposes of this section:
a. "on-line shooting or spearing" shall mean the firing of a hunting
instrument from a remote location by using a computer, a website via the
internet or a service or business via any other means, and any
combination of cameras, viewers and sites, or any other devices or
controls, to operate such hunting instrument, regardless of whether such
operation is live-action, in real-time or delayed;
b. "hunting instrument" shall mean any type of firearm, bow and arrow
or mechanically propelled single or multiple pronged pike, blade, or
harpoon;
c. "shooting" shall mean the discharge of any type of firearm or bow
and arrow;
d. "spearing" shall mean the use of any mechanically propelled single
or multiple pronged pike, blade, or harpoon; and
e. "shooting range or gallery" shall mean any place equipped with
targets, animals or both, where a hunting instrument is fired.
Propagation of fur-bearing animals.
1. Beaver, bobcat, coyote, raccoon, sable or marten, skunk, otter,
fisher, nutria and muskrat may be propagated, or kept alive in
captivity, provided a license shall first be obtained from the
department. The fee for the license shall be twenty-five dollars and the
license shall be in force during the calendar year in which it was
issued. The license is not transferable.
2. Animals propagated or kept alive in captivity pursuant to such
license may be disposed of alive for propagation, exhibition,
scientific, or educational purposes or they may be killed and pelted at
any time, in any manner. Carcasses and pelts of such animals may be
possessed, transported, bought or sold at any time.
3. On or after April first, two thousand twelve, the department shall
not issue any new licenses pursuant to this section.
Private trout and black bass hatcheries.
1. The department in its discretion may issue to any person a hatchery
permit, valid during the calendar year of issue, to propagate, raise and
sell trout. The department shall establish by order regulations
governing the identification of trout raised under such a permit which
are offered for sale, sold or transported.
2. The department in its discretion may issue to any person a hatchery
permit, valid during the calendar year of issue, to propagate, raise and
sell black bass. The department shall establish by order, regulations
governing the transportation of black bass raised under such a permit.
Farm fish ponds.
1. "Farm fish pond" means a body of water, impounded by a dam, of not
more than ten acres of water surface when full, lying wholly within the
boundaries of privately owned or leased lands. It does not include any
pond used in connection with any private camp, boarding house, hotel or
other establishment catering to the public.
2. The department may issue to the owner or lessee of a farm fish pond
a license, effective for a period of five years, entitling the holder to
manage such fish pond for the production of fish. The department shall
fix the terms of each such license and may include therein (a)
permission to control undesirable fish, aquatic vegetation and insect
life, interfering with the production of fish and (b) permission,
notwithstanding any other provisions of this chapter to the contrary, to
release, stock and propagate fish in the licensed pond. The department
may specify in the license methods of control to be used and the manner
of taking and type, size and mesh of gear to be used in taking fish. The
department may, for cause, revoke or suspend any license issued pursuant
to this section.
3. No person shall release any species of fish into a farm fish pond
unless permission to do so is first obtained from the department.
4. A licensee, any member of his immediate family, and any person
actually employed by him in the cultivation of his farm or the
management of the licensed pond may without license issued under title 7
of the Fish and Wildlife Law, take fish of any size, in any number, at
any time, in any manner permitted by the department.
5. The holder of any type of fishing license, or a person entitled to
exercise the privileges of such a license, may, with the permission of
the licensee, take fish by angling from the licensed pond provided the
holder complies with the provisions of title 13 of the Fish and Wildlife
Law, with respect to open seasons, minimum size limits and daily and
seasonal possession limits.
6. a. Fish protected by law, except trout, black bass, muskellunge and
landlocked salmon, legally taken from a licensed farm fish pond, may be
bought and sold during their respective open seasons, and may be
possessed and transported at any time. Trout, black bass, muskellunge
and landlocked salmon, legally taken from a licensed farm fish pond may
be possessed and transported during their respective open seasons and
until March 1 immediately following, but unless such fish were taken by
a person described in subdivision 4 or are frozen or otherwise processed
and packaged for storage and are being transported to a place of storage
or consumption, no person shall transport in any one day a quantity of
such fish exceeding the quantity which may be legally taken from that
farm fish pond by a person described in subdivision 5.
b. Fish protected by law shall not be removed from the premises of the
licensee unless such fish or the package containing them bears the name
and address of the licensee and his license number and the name and
address of the person in whose possession they are.
c. Fish not protected by law, legally taken from a licensed farm fish
pond, may be possessed, transported, bought and sold at any time, except
that taking and sale of bait fish shall be permitted only under license
pursuant to section 11-1315.
Fishing preserves.
1. "Fishing preserve waters" means any artificial or man-made body of
water, without limitation of size, lying wholly within the boundaries of
privately owned lands, operated for the purpose of permitting the owner
to provide fishing facilities to fishermen. Such waters shall not
include natural streams, natural ponds or waters impounded by the
damming of natural streams. The sources of water for such ponds shall be
limited to surface run-off, natural springs or waters diverted from a
natural stream.
2. a. The department may, in its discretion, after application on
forms furnished by it, issue to an owner of such fishing preserve waters
a fishing preserve license permitting the holder thereof to manage such
fishing preserve waters and to possess, propagate and rear, and to take
or permit others to take therefrom, fish therein legally propagated or
acquired. Such license shall expire on the last day of December in the
year in which it is issued unless previously revoked. A separate license
is required for each body of water defined in subdivision 1 as fishing
preserve waters. Two or more ponds under one ownership, supplied by one
common water source and located on one continuous parcel of land, shall
be considered as one body of water requiring one license.
b. The license so issued, shall:
(1) contain the name of the town and county in which such fishing
preserve waters are located;
(2) specify the species of fish authorized to be stocked therein;
(3) authorize the licensee to stock, propagate, raise and release such
fish in such licensed fishing preserve waters and to buy, sell or
otherwise traffic in fish taken therefrom;
(4) specify the manner of identification of fish taken from the
licensed waters, and
(5) specify the means of acquisition of fish stocked therein.
c. The license may also:
(1) authorize the licensee to control undesirable protected fish,
wildlife and insects and specify means of control of the same.
(2) specify such other restrictions and controls for the management of
the fishing preserve waters as in the judgment of the department may be
deemed advisable for proper fish management.
d. The fee for the license shall be fifty dollars, payable at the time
application is made.
e. The department may for cause revoke or suspend the license of any
licensee.
3. Lands containing fishing preserve waters so licensed shall be
posted with appropriate signs in accordance with section 11-2111.
4. A licensee or any member of his immediate family may without
license issued under title 7 of the Fish and Wildlife Law, or license to
take fish by net or device, take fish of any size, in any number, at any
time and in any manner permitted by the license.
5. a. Any licensee, during the term of his license may sell fish taken
from the licensed fishing preserve waters and may grant permission to
other persons to take fish in or from the licensed fishing preserve
waters and charge a fee for such fishing or for the fish taken, or, if
the licensee is a club, it may impose dues permitting such angling by
members of such club.
b. Persons to whom such permission to fish is granted or who have paid
for the privilege of fishing in the licensed waters or dues paying
members of a club which is a licensee may fish in such waters without
license issued under title 7 of the Fish and Wildlife Law, or other
license.
c. The licensee may prescribe such restrictions or limitations as he
sees fit with respect to the size of fish, limits of catch, open season
and manner of taking fish from the licensed waters. Except as
specifically noted in the license, the provisions of title 13 or title
15 of the Fish and Wildlife Law shall not be applicable to fishing in
such licensed fishing preserve waters.
6. a. All trout, black bass, lake trout, landlocked salmon,
muskellunge, pike, pickerel and walleye taken from the licensed fishing
preserve waters, shall be immediately identified on forms provided by
the department as prescribed in the license or by order of the
department.
b. The identification form shall accompany the fish until the same is
finally prepared for consumption.
c. No fish, required to be identified as specified in paragraph a of
this subdivision, taken pursuant to this section shall be possessed off
the premises of the fishing preserve without such identification form,
and no person shall sell such fish without such identification form.
d. Fish taken from such fishing preserves and identified as provided
in this subdivision, may be possessed, bought, sold and offered for
sale, and transported without restriction. Fish raised or possessed
under license issued under this section may be sold at any time for
scientific, exhibition, propagation or stocking purposes.
7. The holder of a fishing preserve license shall keep such records as
the department may require and make annual reports to and upon forms
furnished by the department. The records shall be continuous and shall
be kept on the licensed premises, and the licensee shall allow any
representative of the department to enter upon the premises and inspect
his operations and records.
8. Farm fish ponds, previously licensed pursuant to section 11-1911,
may be licensed as fishing preserves, provided that the waters so sought
to be licensed under this section meet the requirements of subdivision 1
hereof, and provided further that such waters have not been stocked by
the department during the five year period immediately preceding the
application for fishing preserve license.
9. The department may, by special permit or authorization contained in
the license, authorize the licensee to use fish toxins in the management
of the licensed waters, but unless so specifically authorized by permit
or license no toxins or poisons may be introduced into the licensed
waters.
10. Nothing in this section shall abridge, alter or affect the rights
or liabilities, riparian or otherwise, that would otherwise exist or
accrue by reason of the impounding of the water, except that fishing
preserve waters are waters of the state within the meaning of section
11-0503 of the Fish and Wildlife Law and article 17 of this chapter.
11. The department may, by order made pursuant to section 11-2301,
make such rules and regulations with respect to the management and
operation of fishing preserves, not inconsistent with the provisions of
this section, as it shall deem necessary and proper to carry into effect
the provisions of this section.
TITLE 20 New York State Bird Conservation Area Program
New York state bird conservation area program.
1. There shall be created a New York state bird conservation area
program which shall consist of such state-owned waters, lands, or
portions thereof as are necessary to safeguard and enhance populations
of wild birds native to New York state and the habitats therein that
birds are dependent upon for breeding, migration, shelter, and
sustenance.
2. Any property designated shall be described and depicted upon a map
and a copy of any and all such documents shall be forwarded to the
commissioner for inventory, research, and reference purposes for the
general public. A master inventory list and maps of properties that are
designated as part of the New York state bird conservation area program
shall be kept on file by the commissioner who shall also deposit a copy
of such at the New York state museum and science service, and at the
Cornell Laboratory of Ornithology.
3. For purposes of this title the term "important bird area" shall
mean a site providing habitat to one or more species of breeding or
non-breeding birds bounded by natural or anthropogenic features or
boundaries. To be eligible for designation under this section a site
must be an important bird area. Any site that meets or matches one or
more of the following criteria in this subdivision shall be eligible
for designation as part of the New York state bird conservation area
program because it is an important bird area.
a. Waterfowl concentration site: a location that regularly supports at
least two thousand birds such as loons, grebes, cormorants, geese,
ducks, coots, and moorhens.
b. Pelagic seabird site: a location that regularly supports at least
one hundred birds of open water such as shearwaters, storm-petrels,
terns, fulmars, gannets, jaegers, alcids, and other like birds and/or
ten thousand gulls at one time during some part of the year so long as
the primary food source for such birds is not anthropogenic.
c. Shorebird concentration site: a location that supports at least
three hundred birds such as plovers, sandpipers, and other like birds
during some part of the year.
d. Wading bird concentration site: a location that supports at least
one hundred birds such as bitterns, herons, egrets, ibises, and other
like birds during some part of the year.
e. Migratory concentration site: a location that is a flight corridor
rest stopover site for an exceptional number or diversity of migratory
songbirds during either spring or fall seasons.
f. Diverse species concentration site: a location that supports a
distinctive group of indigenous bird species that is the consequence of
local habitats that are resultant of unique vegetational, geological,
geographical, topographical, or microclimatological circumstances.
g. Individual species concentration site: a location that supports at
least one bird species during one or more seasons of the year as a
regionally unique, dense (for the species) population.
h. Species at risk site: (1) a location that supports a significant
population of a species that is listed either federally or by New York
state as endangered, threatened, or of special concern, or (2) which
supports a species that is verified by either the commissioner or the
state ornithologist as being rare or declining within New York state, or
(3) an exceptional, rare, or remnant native habitat, vegetative
community, or landscape segment that supports one or more significant
habitat dependent populations of wild bird species.
i. Bird research site: a location where a wild bird population
research and/or monitoring project of at least five consecutive years
duration is conducted and contributes to the science of ornithology
and/or bird conservation policy through publicly accessible scholarly
and/or scientific publications.
4. Designation may be accomplished by the head of any state agency or
entity having jurisdiction over state lands or waters for such
appropriate properties as may exist within their respective
jurisdictions and consistent with their respective missions.
5. A designating state agency or entity shall publish notice
concerning the designation of a New York state bird conservation area in
the environmental notice bulletin prior to such designation. Such notice
shall provide for a thirty day public comment period following
publication of the notice.
6. The head of any state agency or entity having jurisdiction over
state lands or waters previously designated as New York state bird
conservation areas may seek to remove all or a portion of such lands or
waters from such designation provided, however, that prior to such
removal the commissioner publishes a finding that the designated area or
portion of such area no longer meets the criteria in subdivision three
of this section. Such finding shall be published in the environmental
notice bulletin and shall provide for a thirty day public comment period
following publication of the notice.
* 7. a. The Montauk Point shoals area of the county of Suffolk, having
met the criteria of subdivision three of this section, is hereby
declared to be an important bird area and the commissioner shall
designate such area as part of the New York state bird conservation area
program.
b. For the purposes of this title, "Montauk Point shoals area" means
those marine and coastal areas off the shore of Montauk Point, in the
county of Suffolk, extending to the coastal waters within a sixty foot
bathymetric contour that encompasses the area beginning just west of
Shagwong Point on the northern shore of Montauk Point, continuing east
around Montauk Point, and terminating just east of Ditch Plains on the
Atlantic Ocean side of Montauk Point. Such area consisting of waters
that are sixty or less feet in depth, and within between three and
one-half to four miles from the shoreline. Provided, that the
commissioner shall be authorized to change the boundaries of such area,
by rule, as he or she shall deem necessary.
c. That portion of the New York state bird conservation area program
designated pursuant to this subdivision shall be known as the "Montauk
Point shoals bird conservation area".
d. Nothing in this section shall be deemed to impose new fishing
restrictions.
* NB Effective October 8, 2024
Advisory committee.
There shall be created within the department a New York state bird
conservation area program advisory committee whose non-governmental
members shall serve without pay, meet not less than twice each year, and
whose sole purpose shall be to advise as to the designation, management,
educational research and utilization of those sites that are
individually designated as part of and collectively comprise the New
York state bird conservation area program. Provided, however, the
utilization of such sites shall be consistent with the mission of the
state agency or entity designating a New York state bird conservation
area pursuant to section 11-2001 of this title. In addition to
representatives of the department, the advisory committee shall consist
of, but not be limited to one representative each from the department of
state, the Conservation Fund Advisory Board, the Conservation Council,
the office of parks, recreation and historic preservation, the state
museum, Cornell Laboratory of Ornithology, the Nature Conservancy, the
National Audubon Society, Ducks Unlimited, the New York State
Biodiversity Research Institute, and the Federation of New York State
Bird Clubs. The commissioner may appoint additional members as
appropriate, who shall serve at his pleasure.
TITLE 20-A Marine Mammal and Sea Turtle Protection Area
Establishment of the marine mammal and sea turtle protection
area.
1. There shall be created the marine mammal and sea turtle protection
area consisting of the waters in the area from mean high water seaward
fifteen hundred feet, except further seaward in shallow areas to the
outermost limit of waters fifteen feet in depth, around Plum Island,
Great Gull Island and Little Gull Island. Such protection area may also
be designated as a New York state bird conservation area pursuant to
section 11-2001 of this article.
2. For purposes of this title the marine mammal and sea turtle
protection area shall mean:
(a) a site providing habitat to species including:
(i) harbor seals (Phoca vitulina);
(ii) harbor porpoises (Phocoena phocoena);
(iii) gray seals (Halichoerus grypus); and
(iv) sea turtle species including kemp's ridley (Lepidochelys kempii),
green turtles (Chelonia mydas) and leatherback (Dermochelys coreacia);
(b) presence of a state-designated natural protective feature; and
(c) location within the boundaries of two estuaries of national
significance.
3. The department is authorized to promulgate regulations to prevent
the harassment and for the protection of marine mammals and sea turtles
within the marine mammal and sea turtle protection area.
TITLE 21 Conservation Areas and Facilities; Private Refuges and Posted Lands
Powers of the department.
1. The department shall have power:
a. to make regulations for the use of state-owned boat-launching sites
and state-owned boat-access sites and public hunting, trapping and
fishing grounds and to prohibit, limit and manage hunting, trapping and
fishing on lands, waters or lands and waters on which such grounds are
established, in such manner as it deems calculated to promote the public
interest, notwithstanding any other provision of the Fish and Wildlife
Law or other law;
b. by posting signs or serving notice as provided in section 11-2111
to protect any lands or waters, rights or interests therein owned,
leased or otherwise acquired by the state and assigned or made available
to the department for controlling, managing, propagating or distributing
fish or wildlife or for conducting and managing hatcheries or biological
stations, game farms, rearing stations, refuges, public hunting,
trapping and fishing grounds or game management areas;
c. to fix the terms of permits issued and regulations adopted
permitting the taking of fish or wildlife on, or entering upon, any area
or facility mentioned in this subdivision;
d. to enter into cooperative agreement with any department of the
United States government, municipality or person for the purpose of
better promoting fish and wildlife conservation practices on any lands
or waters owned, leased or otherwise acquired by the state and made
available to the department for use by the department, or on other lands
or waters as provided in sections 11-0303, 11-0321 or 11-0501.
e. to dispose of surplus products of the state's fish hatcheries and
to dispose of pheasant chicks and surplus pheasant eggs of the state's
game farms as it deems proper.
2. Whenever in the conduct of the public hunting, trapping and fishing
grounds, game refuges and other areas held for use by the department, in
the opinion of the department it becomes necessary to remove trees and
other products in order to manage such areas along lines scientific
research indicates are best calculated to produce the optimum conditions
for fish or wildlife, the department may, upon such terms as it may deem
to be for the best interests of the state, sell the trees, timber and
other products on any such grounds, refuges or other areas acquired by
purchase, gift or devise for use by the department.
Acquisition and use of property.
1. The department shall have power to acquire by lease, purchase,
gift, devise, agreement or otherwise from any sources, lands, waters or
lands and waters, or any right or interest therein for the purpose of
establishing and maintaining public hunting, trapping and fishing
grounds.
2. a. The department shall have power to receive real and personal
property by gift or devise from any person or from the United States
Government and to accept such property in the name of the people of the
state. Under this power any property of any nature or any rights therein
may be received and accepted if the department deems it suitable for
purposes of fish and wildlife management.
b. Lands or waters accepted under this power shall be held for the use
of the department and shall be improved or developed as the department
deems best for such purposes. Such lands and waters shall not become
part of the forest preserve nor be subject to the limitation of section
1 of article XIV of the State Constitution.
3. The department may purchase the shooting and fishing rights on
lands or waters outside the Adirondack and Catskill parks and establish
game refuges thereon.
State game refuges.
1. Any enclosed land or water owned by the state may be set aside by
the department as a refuge for the protection of fish, wildlife, trees
and plants. Not more than one hundred thousand acres in the Adirondack
park nor more than fifteen thousand acres in the Catskill park shall be
set aside for such purpose nor shall any land in the Adirondack or
Catskill park be so set aside without the approval of the board of
supervisors or county legislative body of the county affected. The
consent of the riparian owners shall first be obtained before lands
under water and the waters thereon shall be so set aside.
2. Lands and waters set aside or established by the department as a
game refuge shall remain a game refuge until the department by
regulation permits the taking of fish and wildlife thereon.
National Wildlife refuge system; regulations.
The department shall adopt regulations in relation to fish and
wildlife on lands of the national wildlife refuge system within this
state which regulations shall conform to the National Wildlife Refuge
System Administration Act of 1966 (16 U.S.C. 668dd, 668ee), as presently
constituted or as hereafter amended, and regulations of the Secretary of
the Interior adopted pursuant thereto.
Consent for the United States to acquire land or water for
the establishment of migratory bird reservations.
Consent of the state is given to the acquisition by the United States
by purchase, gift, devise or lease of such areas of land or water, or of
land and water, in the state of New York, as the United States may deem
necessary for the establishment of migratory bird reservations in
accordance with the Migratory Bird Conservation Act (16 U.S.C. § 715),
reserving, however, to the state of New York full jurisdiction and
authority over all such areas not incompatible with the administration,
maintenance, protection and control thereof by the United States under
the terms of such act of Congress.
Posting; service of notice.
1. An area protected pursuant to this title and title nineteen of this
article shall be posted with signs not less than eleven inches by eleven
inches, bearing a conspicuous statement as described in subdivision 2 of
this section which shall cover a space of not less than eighty square
inches. Such signs shall be posted not more than six hundred sixty feet
apart, close to and along the boundaries of the area protected. At least
one sign shall be posted on each side of the protected area and on each
side of each corner of the protected area, provided the corner can be
reasonably ascertained. Illegible or torn-down signs shall be replaced
at least once a year. Replacement of notices on state game refuges shall
be made in March, July, August or September.
2. Signs shall bear the name and address of the owner, lawful
occupant, or other person or organization authorized to post the
protected area. Signs shall bear a conspicuous statement which shall
either (a) consist of the word "posted", or (b) warn against entry for
specified purposes or all purposes without the consent of the person or
organization authorized to post the protected area. A statement
consisting of the word "Posted" shall have the effect of a warning
against all such acts. The department may by regulation authorize
additional contents of such signs, including but not limited to symbols
indicating the acts which are prohibited.
3. Signs to prohibit the taking of fish may be posted by the
department up to one thousand feet from a fishway or dam erected by the
state in public waters, and shall read substantially: "All persons are
prohibited by law from fishing in this stream between this point and the
fishway (or dam)."
4. Personal service upon any person, in the name of the owner, lawful
occupant, or other person or organization authorized to post signs as
provided in this section, of a notice in writing containing a
description of the premises and a warning provided by this section for a
posted sign, shall, after the service, have the same effect with respect
to the person served as if the premises described in the notice were
posted with such warning as provided in this section.
5. Private lands constituting the bed, banks and shores of waters
stocked with fish by the department, with the consent of the owner of
such lands, shall not be posted against public fishing within five years
from the date of such stocking, except where an alternate arrangement
has been agreed to in writing by the department. Owner shall mean, for
purposes of this subdivision, the owner, lawful occupant, or other
person or organization having authority to post such lands.
6. The provisions of this section shall not apply to the posting or
erection of notices identifying a restricted area pursuant to section
Effect of posting or service of notice.
1. No person shall enter or remain unlawfully or engage in any
activity upon land which has been posted pursuant to section 11-2111 in
violation of the terms of such posted signs or the terms of any written
notice and warning served upon such person pursuant to subdivision four
of section 11-2111.
2. No person shall post any sign prohibiting or limiting activities on
land pursuant to this article, unless authorized to do so by the owner,
lawful occupant or other person or organization having authority to post
such lands.
3. No unauthorized person shall injure, conceal, deface or remove a
sign erected and maintained as provided in section 11-2111.
Posted and unposted lands; failure to leave on request.
1. It shall be unlawful for any person engaged in hunting, trapping or
fishing without permission upon the lands of another, whether or not
posted as provided in section 11-2111 not to leave such lands
immediately when requested to do so by the owner, lessee or lawful
occupant.
2. Upon any conviction of a violation of this section, all the current
licenses held by the person convicted, issued pursuant to title 7 of the
Fish and Wildlife Law, shall be revoked and he shall be ineligible for
any such license during the ensuing license year, and in the discretion
of the court ineligible therefor during an additional period not
exceeding one license year.
3. The punishment provided in this section shall be in addition to
such other fines and penalties as the person convicted may have incurred
by violating any provision of this title 21 of the Fish and Wildlife
Law.
Damage to property, livestock or domestic fowl by hunters and
fishermen.
No person, for the purpose of or while hunting, trapping or fishing,
shall without the permission of the owner, lessee or lawful occupant
enter upon the land of another and while thereon kill or injure any dog,
livestock or domestic fowl, or cut, destroy or damage any bars, gates or
fence or any part thereof, or deface or damage any vehicle, farm
equipment, buildings or appurtenances to the land, resulting in damage
to the owner or occupant of the land or of the dog, livestock, domestic
fowl, bars, gates, fences, vehicles, equipment, buildings or
appurtenances to the land.
TITLE 23 Administration of Fish and Wildlife Law
Rules and regulations.
Rules and regulations adopted by the department pursuant to the Fish
and Wildlife Law shall be adopted as provided in the state
administrative procedure act.
Disposition of moneys.
1. Moneys received in accordance with the terms of any cooperative
agreement for promoting fish and wildlife conservation practices
pursuant to paragraph d of subdivision 1 of section 11-2101 unless
otherwise expressly provided, shall be deposited in the conservation
fund as provided by section 83 of the State Finance Law to be available,
after appropriation by the Legislature, for any of the purposes
specified in that section.
2. Any moneys received by gift or devise pursuant to subdivision 2 of
section 11-2103 shall be deposited and disbursed as provided by sections
TITLE 25 Interstate Wildlife Violator Compact
Short title.
This title shall be known and may be cited as "the interstate wildlife
violator compact".
Adoption and text of compact.
The interstate wildlife violator compact is adopted and enacted into
law as follows:
ARTICLE I
Findings, declaration of policy and purpose.
(a) The participating states find that:
(1) Wildlife resources are managed in trust by the respective states
for the benefit of all residents and visitors.
(2) The protection of the wildlife resources of a state is materially
affected by the degree of compliance with state statutes, laws,
regulations, ordinances and administrative rules relating to the
management of such resources.
(3) The preservation, protection, management and restoration of
wildlife contributes immeasurably to the aesthetic, recreational and
economic aspects of such natural resources.
(4) Wildlife resources are valuable without regard to political
boundaries; therefore, every person should be required to comply with
wildlife preservation, protection, management and restoration laws,
ordinances, and administrative rules and regulations of the
participating states as a condition precedent to the continuance or
issuance of any license to hunt, fish, trap or possess wildlife.
(5) Violation of wildlife laws interferes with the management of
wildlife resources and may endanger the safety of persons and property.
(6) The mobility of many wildlife law violators necessitates the
maintenance of channels of communication among the various states.
(7) In some states, a person who is cited for a wildlife violation in
a state other than his or her home state:
(i) Is required to post collateral or a bond to secure appearance for
a trial at a later date; or
(ii) Is taken into custody until the collateral or bond is posted; or
(iii) Is taken directly to court for an immediate appearance.
(8) The purpose of the enforcement practices set forth in paragraph 7
of this subdivision is to ensure compliance with the terms of a wildlife
citation by the cited person who, if permitted to continue on his or her
way after receiving the citation, could return to his or her home state
and disregard his or her duty under the terms of the citation.
(9) In most instances, a person receiving a wildlife citation in his
or her home state is permitted to accept the citation from the officer
at the scene of the violation and immediately continue on his or her way
after agreeing or being instructed to comply with the terms of the
citation.
(10) The practices described in paragraph 7 of this subdivision cause
unnecessary inconvenience and, at times, a hardship for the person who
is unable at the time to post collateral, furnish a bond, stand trial or
pay a fine, and thus is compelled to remain in custody until some
alternative arrangement is made.
(11) The enforcement practices described in paragraph 7 of this
subdivision consume an undue amount of law enforcement time.
(b) It is the policy of the participating states to:
(1) Promote compliance with the statutes, laws, ordinances,
regulations and administrative rules relating to management of wildlife
resources in their respective states.
(2) Recognize the suspension of wildlife license privileges of any
person whose license privileges have been suspended by a participating
state and treat such suspension as if it had occurred in their state
provided the violation which resulted in the suspension could have been
the basis for suspension in their state.
(3) Allow a violator, except as provided in subdivision (b) of article
III of this compact, to accept a wildlife citation and, without delay,
proceed on his or her way, whether or not a resident of the state in
which the citation was issued, provided that the violator's home state
is party to this compact.
(4) Report to the appropriate participating state, as provided in the
compact manual, any conviction recorded against any person whose home
state was not the issuing state.
(5) Allow the home state to recognize and treat convictions recorded
against its residents, which convictions occurred in a participating
state, as though they had occurred in the home state.
(6) Extend cooperation to its fullest extent among the participating
states for enforcing compliance with the terms of a wildlife citation
issued in one participating state to a resident of another participating
state.
(7) Maximize effective use of law enforcement personnel and
information.
(8) Assist court systems in the efficient disposition of wildlife
violations.
(c) The purpose of this compact is to:
(1) Provide a means through which a participating state may join in a
reciprocal program to effectuate the policies enumerated in subdivision
(b) of this article in a uniform and orderly manner.
(2) Provide for the fair and impartial treatment of wildlife violators
operating within participating states in recognition of the violator's
right to due process and the sovereign status of a participating state.
ARTICLE II
Definitions. As used in this compact, unless the context requires
otherwise:
(a) "Citation" means any summons, complaint, summons and complaint,
ticket, penalty assessment or other official document issued to a person
by a wildlife officer or other peace officer for a wildlife violation
which contains an order requiring the person to respond.
(b) "Collateral" means any cash or other security deposited to secure
an appearance for trial in connection with the issuance by a wildlife
officer or other peace officer of a citation for a wildlife violation.
(c) "Compliance" with respect to a citation means the act of answering
a citation through an appearance in a court or tribunal, or through the
payment of fines, costs and surcharges, if any.
(d) "Conviction" means a conviction, including any court conviction,
for any offense related to the preservation, protection, management or
restoration of wildlife which is prohibited by state statute, law,
regulation, ordinance or administrative rule, and such conviction shall
also include the forfeiture of any bail, bond or other security
deposited to secure appearance by a person charged with having committed
any such offense, the payment of a penalty assessment, a plea of nolo
contendere and the imposition of a deferred or suspended sentence by the
court.
(e) "Court" means a court of law, including magistrate's court and the
justice of the peace court.
(f) "Home state" means the state of primary residence of a person.
(g) "Issuing state" means the participating state which issues a
wildlife citation to the violator.
(h) "License" means any license, permit or other public document which
conveys to the person to whom it was issued the privilege of pursuing,
possessing or taking any wildlife regulated by statute, law, regulation,
ordinance or administrative rule of a participating state.
(i) "Licensing authority" means the department or division within each
participating state which is authorized by law to issue or approve
licenses or permits to hunt, fish, trap or possess wildlife.
(j) "Participating state" means any state which enacts legislation to
become a member of this wildlife compact.
(k) "Personal recognizance" means an agreement by a person made at the
time of issuance of the wildlife citation that such person will comply
with the terms of the citation.
(l) "State" means any state, territory or possession of the United
States, the District of Columbia, the Commonwealth of Puerto Rico, the
provinces of Canada and other countries.
(m) "Suspension" means any revocation, denial or withdrawal of any or
all license privileges, including the privilege to apply for, purchase
or exercise the benefits conferred by any license.
(n) "Terms of the citation" means those conditions and options
expressly stated upon the citation.
(o) "Wildlife" means all species of animals including, but not limited
to, mammals, birds, fish, reptiles, amphibians, mollusks and
crustaceans, which are defined as "wildlife" and are protected or
otherwise regulated by statute, law, regulation, ordinance or
administrative rule in a participating state. Species included in the
definition of "wildlife" vary from state to state and determination of
whether a species is "wildlife" for the purposes of this compact shall
be based on local law.
(p) "Wildlife law" means any statute, law, regulation, ordinance or
administrative rule developed and enacted for the management of wildlife
resources and the uses thereof.
(q) "Wildlife officer" means any individual authorized by a
participating state to issue a citation for a wildlife violation.
(r) "Wildlife violation" means any cited violation of a statute, law,
regulation, ordinance or administrative rule developed and enacted for
the management of wildlife resources and the uses thereof.
ARTICLE III
Procedures for issuing state.
(a) When issuing a citation for a wildlife violation, a wildlife
officer shall issue a citation to any person whose primary residence is
in a participating state in the same manner as though the person were a
resident of the issuing state and shall not require such person to post
collateral to secure appearance, subject to the exception noted in
subdivision (b) of this article, if the officer receives the
recognizance of such person that he will comply with the terms of the
citation.
(b) Personal recognizance is acceptable (1) if not prohibited by local
law or the compact manual and (2) if the violator provides adequate
proof of identification to the wildlife officer.
(c) Upon conviction or failure of a person to comply with the terms of
a wildlife citation, the appropriate official shall report the
conviction or failure to comply to the licensing authority of the
participating state in which the wildlife citation was issued. The
report shall be made in accordance with procedures specified by the
issuing state.
(d) Upon receipt of the report of conviction or noncompliance pursuant
to subdivision (c) of this article, the licensing authority of the
issuing state shall transmit to the licensing authority of the home
state of the violator the information in form and content as prescribed
in the compact manual.
ARTICLE IV
Procedure for home state.
(a) Upon receipt of a report from the licensing authority of the
issuing state reporting the failure of a violator to comply with the
terms of a citation, the licensing authority of the home state shall
notify the violator and shall initiate a suspension action in accordance
with the home state's suspension procedures and shall suspend the
violator's license privileges until satisfactory evidence of compliance
with the terms of the wildlife citation has been furnished by the
issuing state to the home state licensing authority. Due process
safeguards will be accorded.
(b) Upon receipt of a report of conviction from the licensing
authority of the issuing state, the licensing authority of the home
state shall enter such conviction in its records and shall treat such
conviction as though it occurred in the home state for the purposes of
the suspension of license privileges.
(c) The licensing authority of the home state shall maintain a record
of actions taken and shall make reports to issuing states.
ARTICLE V
Reciprocal recognition of suspension.
(a) All participating states shall recognize the suspension of license
privileges of any person by any participating state as though the
violation resulting in the suspension had occurred in their state and
could have been the basis for suspension of license privileges in their
state.
(b) Each participating state shall communicate suspension information
to other participating states in form and content as contained in the
compact manual.
ARTICLE VI
Applicability of other laws.
Except as expressly required by provisions of this compact, nothing
herein shall be construed to affect the right of any participating state
to apply any of its laws relating to license privileges to any person or
circumstance or to invalidate or prevent any agreement or other
cooperative arrangement between a participating state and a
nonparticipating state concerning wildlife law enforcement.
ARTICLE VII
Compact administrator procedures.
(a) For the purpose of administering the provisions of this compact
and to serve as a governing body for the resolution of all matters
relating to the operation of this compact, a board of compact
administrators is established. The board shall be composed of one
representative from each of the participating states to be known as the
compact administrator. The compact administrator shall be appointed by
the head of the licensing authority of each participating state and
shall serve and be subject to removal in accordance with the laws of the
state he or she represents. A compact administrator may provide for the
discharge of his or her duties and the performance of his or her
function as a board member by an alternate. An alternate shall not be
entitled to serve unless written notification of his or her identity has
been given to the board.
(b) Each member of the board of compact administrators shall be
entitled to one vote. No action of the board shall be binding unless
taken at a meeting at which a majority of the total number of the
board's votes are cast in favor thereof. Action by the board shall be
only at a meeting at which a majority of the participating states are
represented.
(c) The board shall elect annually from its membership a chair and
vice-chair.
(d) The board shall adopt bylaws not inconsistent with the provisions
of this compact or the laws of a participating state for the conduct of
its business and shall have the power to amend and rescind its bylaws.
(e) The board may accept for any of its purposes and functions under
this compact any and all donations and grants of monies, equipment,
supplies, materials and services conditional or otherwise, from any
state, the United States or any governmental agency, and may receive,
utilize and dispose of same.
(f) The board may contract with, or accept services or personnel from,
any governmental or intergovernmental agency, individual, firm or
corporation, or any private nonprofit organization or institution.
(g) The board shall formulate all necessary procedures and develop
uniform forms and documents for administering the provisions of this
compact. All procedures and forms adopted pursuant to board action shall
be contained in a compact manual.
ARTICLE VIII
Entry into compact and withdrawal.
(a) This compact shall become effective at such time as it is adopted
in a substantially similar form by two or more states.
(b) (1) Entry into the compact shall be made by resolution of
ratification executed by the authorized officials of the applying state
and submitted to the chair of the board.
(2) The resolution shall substantially be in the form and content as
provided in the compact manual and shall include the following:
(i) A citation of the authority from which the state is empowered to
become a party to this compact; and
(ii) An agreement of compliance with the terms and provisions of this
compact.
(3) The effective date of entry shall be specified by the applying
state but shall not be less than sixty days after notice has been given
(i) by the chair of the board of the compact administrators or (ii) by
the secretary of the board to each participating state that the
resolution from the applying state has been received.
(c) A participating state may withdraw from participation in this
compact by official written notice to each participating state, but
withdrawal shall not become effective until ninety days after the notice
of withdrawal is given. The notice shall be directed to the compact
administrator of each member state. No withdrawal of any state shall
affect the validity of this compact as to the remaining participating
states.
ARTICLE IX
Amendments to the compact.
(a) This compact may be amended from time to time. Amendments shall be
presented in resolution form to the chair of the board of compact
administrators and shall be initiated by one or more participating
states.
(b) Adoption of an amendment shall require endorsement by all
participating states and shall become effective thirty days after the
date of the last endorsement.
ARTICLE X
Construction and severability.
This compact shall be liberally construed so as to effectuate the
purposes stated herein. The provisions of this compact shall be
severable and if any phrase, clause, sentence or provision of this
compact is declared to be contrary to the constitution of any
participating state or of the United States, or the applicability
thereof to any government, agency, individual or circumstance is held
invalid, the validity of the remainder of this compact shall not be
affected thereby. If this compact shall be held contrary to the
constitution of any participating state, the compact shall remain in
full force and effect as to the remaining states and in full force and
effect as to the participating state affected as to all severable
matters.
ARTICLE XI
Administration; expenses.
(a) The department of environmental conservation is designated as the
licensing authority in this state for purposes of this compact. The
commissioner of the department of environmental conservation shall
furnish to the appropriate authorities of the participating states any
information or documents reasonably necessary to facilitate the
administration of this compact.
(b) The compact administrator from this state is not entitled to any
additional compensation for his or her service as such but is eligible
for reimbursement for expenses incurred in connection with his or her
responsibilities as compact administrator in the same manner as expenses
incurred in connection with other responsibilities of his or her office
or employment.
ARTICLE 13 Marine and Coastal Resources
TITLE 1 General Provisions
Short title.
Article 13 together with article 11 of the Environmental Conservation
Law shall be known as the Fish and Wildlife Law. Sections of article 13
or of article 11 may be cited either as sections of the Environmental
Conservation Law or as sections of the Fish and Wildlife Law.
Marine and coastal district described.
The marine and coastal district shall include the waters of the
Atlantic Ocean within three nautical miles from the coast line and all
other tidal waters within the state, including the Hudson River up to
the Governor Mario M. Cuomo bridge.
Marine fisheries conservation and management.
1. (a) It is the policy of the state that the primary principle in
managing the state's marine fishery resource is to maintain the
long-term health and abundance of marine fisheries resources and their
habitats, and to ensure that the resources are sustained in usable
abundance and diversity for future generations. Utilization and
allocation of available resources will be administered consistent with
the restoration and maintenance of healthy stocks and habitats. The
state shall actively manage its marine fisheries and shall endeavor to:
protect and conserve habitats; restore habitats in areas where they have
been degraded; and maintain water quality at a level that will foster
occurrence and abundance of marine resources. The state shall optimize
the benefits of resource use so as to provide valuable recreational
experiences and viable business opportunities for commercial and
recreational fisheries.
(b) The marine fisheries conservation and management policy shall be
carried out through achievement of the following objectives:
(1) the state shall strive to obtain the best possible scientific
information through research and monitoring of the resources;
(2) the state shall use the best available scientific information in
managing the resources;
(3) the state recognizes that an informed public is integral to the
management system and shall inform and involve constituents in
management decisions;
(4) the management of the state's transboundary and migratory species
shall be consistent with any interjurisdictional management plans,
interstate or state-federal;
(5) in the event that fishery conservation and management require
actions that result in resource allocation impacts, the state shall
endeavor to assure such allocation impacts are distributed equitably
among user groups, giving priority to existing fisheries within the
state;
(6) the state shall minimize waste and reduce discard mortality of
marine fishery resources;
(7) the state shall investigate and encourage the development of
aquaculture of economically important species, both to relieve pressure
on and enhance wild stocks and to provide economic opportunity;
(8) the state shall encourage and, when feasible, provide access to
the state's marine fishery resources consistent with marine fisheries
conservation and management policy; and
(9) the state recognizes that adequate law enforcement services are
integral to the success of any marine resource management program and
shall endeavor to provide the necessary law enforcement services to
ensure the protection of the resources and compliance of users with laws
and regulations designed to manage and allocate those resources.
2. Prior to proposing regulations for the management of marine fish,
mollusks (Phylum mollusca) or crustaceans (Class crustacea) found in the
marine and coastal district, the department shall identify recreational
and commercial fisheries interests which may be affected by the proposed
regulations and directly consult with such interests. Such consultation
may include, as appropriate, the conduct of meetings with invited
representatives of fisheries interests, public information meetings,
public hearings, direct mailings of information and public comment
solicitations, and publication of proposals and comment solicitations in
trade publications, and other measures. Such consultation shall include
a meeting with the marine resources advisory council. No consultation
shall be required prior to proposing emergency regulations.
3. (a) In reviewing proposed regulations, the council may request
comments from harvesters of marine fisheries and the commercial and
recreational fishing industries.
(b) The council shall express its advice to the department as the
result of a vote of the membership on a recommendation that the proposed
regulations be adopted, not adopted, or adopted with specified
revisions.
(c) In making its final decision on such regulations, the department
shall be guided by the recommendations of the marine resources advisory
council and, consistent with the marine fisheries conservation and
management policy set forth in subdivision one of this section and the
requirements of subparagraph three of paragraph (b) of subdivision one
of this section, shall endeavor to incorporate such recommendations in
the final rulemaking. The department's assessment of public comment
published in the state register shall set forth the council's
recommendations and an explanation of the department's final decision in
regard to such recommendations and the requirements of this section.
TITLE 3 Marine Fisheries
Lease of state-owned underwater lands for shellfish
cultivation.
1. Leases. a. Except as provided in paragraph b of this subdivision,
the department may lease state-owned underwater lands within the marine
and coastal district for the cultivation of shellfish. The written
approval of the office of general services shall be obtained for the
lease of land within five hundred feet of the high water mark.
b. The following lands underwater shall not be leased: (i) lands where
there is an indicated presence of shellfish in sufficient quantity and
quality and so located as to support significant hand raking or tonging
harvesting; (ii) lands where the leasing will result in a significant
reduction to established commercial finfish or crustacean fisheries;
(iii) lands where bay scallops are produced regularly on a commercial
basis; and (iv) lands underwater of Gardiner's and Peconic bays and the
tributaries thereof between the westerly shore of Great Peconic bay and
an easterly line running from the most easterly point of Plum Island to
Goff point at the entrance of Napeaque harbor.
2. Regulations. a. Regulations adopted by the department for the
implementation and administration of this section shall include
regulations with respect to leasing forms and procedures; public notice
of leasing; execution of leases; minimum rental fees; bidding
procedures; posting and forfeiture of financial security, renewals,
termination and assignment of leases; marking and testing of grounds;
maintenance of boundary markers; collection of rental and recording
fees; submission and approval of cultivation plans; harvesting gear;
acreage of lands to be let and term of leases and other matters
pertinent to underwater land use and shellfish cultivation.
b. Regulations adopted by the department for the implementation and
administration of this section shall include the following requirements:
(i) leases shall be awarded after public auction following due notice;
(ii) leases shall be awarded to the highest responsible bidder; (iii)
bidders shall provide a detailed cultivation plan; and (iv) cultivation
of shellfish shall commence within one year of the award of the lease.
3. Summary proceedings. Upon failure to pay the rental on any date due
under the terms of the lease or upon revocation, the department may,
after written notice to the lessee, declare the lease cancelled as of
the date set forth in such notice, and may immediately thereafter evict
the lessee from such lands. The provisions of article seven of the real
property actions and proceedings law shall apply and govern the
procedure in such cases.
4. Limitations. The commissioner of general services shall not grant
or lease lands for shellfish cultivation. The public shall not be
excluded from the taking of shellfish from underwater lands granted or
leased by such commissioner for other purposes; provided, however, that
should any grant or lease made by such commissioner for such other
purposes include lands leased by the department for shellfish
cultivation the lessee for shellfish cultivation shall have the
exclusive right to use and take shellfish from such leased lands for a
period of two years from the date of the grant or lease by such
commissioner or until the expiration of the shellfish cultivation lease,
whichever is the earliest, and may prior to the expiration of such
period, remove and transplant the shellfish from such lands to other
lands leased, owned or controlled by such lessee.
Lands underwater of Gardiner's and Peconic bays.
1. Underwater lands ceded to county of Suffolk. All the right, title
and interest in which the people of the state of New York have in and to
the lands under water of Gardiner's and Peconic bays in the county of
Suffolk, except underwater lands within one thousand feet of the high
water mark is hereby ceded to such county, for the purposes of shellfish
or seaweed cultivation, to be managed and controlled by such county,
provided that such lands shall revert to the state when they shall cease
to be used for shellfish or seaweed cultivation. For the purposes of
this section, the term "Gardiner's and Peconic bays" shall mean the
waters of Gardiner's and Peconic bays and the tributaries thereof
between the westerly shore of Great Peconic bay and an easterly line
running from the most easterly point of Plum island to Goff point at the
entrance of Napeague harbor.
2. Ratification. The grant of lands under the waters of Gardiner's and
Peconic bays, by the commissioners of shell fisheries, in accordance
with the provisions of chapter 385 of the laws of 1884, as amended,
subsequently held and used by the grantees, heirs, successors, and
assigns on which all taxes and assessments have been paid, are hereby
ratified and confirmed. Any underwater lands in Gardiner's and Peconic
Bays previously granted that revert or escheat to the state or are
subject to tax deed by the county of Suffolk shall be available to the
county for leasing pursuant to this section. All other lands under such
waters, which pursuant to such chapters, have escheated or reverted to
the state, are hereby ceded to Suffolk county for the purposes of the
cultivation of shellfish or seaweed, subject to existing valid grants
and easements; provided however, that nothing in this section shall
interfere with the right of the commissioner of general services to
grant lands and easements under water to owners of adjacent uplands,
pursuant to the provisions of the public lands law, or of the
legislature to make such grants without regard to upland ownership, and
to grant franchises to utilities, municipalities and governmental,
educational, or scientific bodies for cables, outfalls, ecological
studies, and experimentation with controlled marine life.
3. Leases for shellfish cultivation. Suffolk county may lease lands
under water ceded to it by the state for the purpose of shellfish
cultivation. Provided if no such leases have been executed by December
thirty-first, two thousand ten, such authority to lease pursuant to this
section shall terminate.
a. Leases may be issued only within areas designated as shellfish
cultivation zones on a map or maps to be prepared and approved by the
county of Suffolk.
b. No lease shall be granted except upon written application on forms
furnished by the county of Suffolk, and properly executed and signed by
the applicant.
c. Before a lease is approved, notice shall be provided for at least
two months by posting such notice at the bureau of marine resources in
the department, the office of the county clerk, and the office of the
town clerk in which all or any part of the lands to be leased are
located. Such notice shall also be published in the official newspaper
of the county. The notice shall include the name of the lessee, the
boundaries of the lease, and the area of the lease. A copy of the
proposed lease shall be available for public inspection and copying in
the office of the county clerk.
4. Establishment of shellfish cultivation zones. Before leasing or
using the lands hereby ceded to it, the county of Suffolk shall cause an
accurate survey to be made of such lands, and a map or maps to be
prepared therefrom. Such map or maps shall establish shellfish
cultivation zones within Gardiner's and Peconic bays. Such map or maps
shall be approved by local law. After such map or maps have been
adopted, the county shall have the authority to issue leases for
shellfish cultivation within the shellfish cultivation zones, as
provided herein. Such map or maps shall be updated by the county of
Suffolk every five years.
a. Underwater lands within one thousand feet of the high water mark
shall not be included in a shellfish cultivation zone.
b. Underwater lands where bay scallops are produced regularly and
harvested on a commercial basis shall not be included in a shellfish
cultivation zone.
c. Underwater lands where there is an indicated presence of shellfish
in sufficient quantity and quality and so located as to support
significant hand raking and/or tonging harvesting shall not be included
in a shellfish cultivation zone.
d. Underwater lands where the leasing will result in a significant
reduction of established commercial finfish or crustacean fisheries
shall not be included in a shellfish cultivation zone.
5. Regulations for shellfish cultivation. The county shall, by local
law, before leasing any such underwater lands, adopt regulations
governing:
a. applications for leases;
b. notices to be given;
c. the form and terms of leases;
d. standards for the approval or denial of leases;
e. administration of leases;
f. the transfer or renewal of leases;
g. marking grounds and testing;
h. fees;
i. recording of leases;
j. bonds; and
k. such other matters as are appropriate to the leasing program.
6. Department authority over shellfish cultivation. Notwithstanding
any of the provisions of this section:
a. any person engaging in the cultivation or harvesting of shellfish
in a shellfish cultivation zone pursuant to this section shall obtain a
permit in accordance with section 13-0316 of this title; and
b. the department shall regulate and control the use of certain types
of vessels and equipment for harvesting shellfish, requirements for
reseeding, the right to enter upon such leased lands for reseeding or
making shellfish population surveys, and enforce all other applicable
state laws relating to said underwater lands.
7. Leases for seaweed cultivation. Suffolk county may lease lands
under water ceded to it by the state for the purpose of seaweed
cultivation, provided if no such leases have been executed by December
thirty-first, two thousand thirty-one, such authority to lease pursuant
to this section shall terminate. Nothing shall preclude the county from
issuing a single lease to an applicant for both shellfish and seaweed,
provided that the application complies with all the requirements of this
section. For the purposes of this section, "seaweed" means any marine
macroalgae that is native or indigenous to the marine and coastal
district and approved by the commissioner for cultivation in the waters
of Gardiner's and Peconic bays.
a. Leases may be issued only within areas designated as seaweed
cultivation zones on a map or maps to be prepared and approved by the
county of Suffolk.
b. No lease shall be granted, except upon written application on forms
furnished by the county of Suffolk, and properly executed and signed by
the applicant.
c. Before a lease is approved, notice shall be provided for at least
two months by posting such notice at the division of marine resources in
the department, the office of the county clerk, and the office of the
town clerk in which all or any part of the lands to be leased are
located. Such notice shall also be published in the official newspaper
of the county. The notice shall include the name of the lessee, the
boundaries of the lease, and the area of the lease. A copy of the
proposed lease shall be available for public inspection and copying in
the office of the county clerk.
8. Establishment of seaweed cultivation zones. Before leasing or using
the lands hereby ceded to it for seaweed cultivation, the county of
Suffolk shall cause an accurate survey to be made of such lands, and a
map or maps to be prepared therefrom. Such map or maps shall establish
seaweed cultivation zones within Gardiner's and Peconic bays. Such map
or maps shall be approved by local law. After such map or maps have been
adopted, the county shall have the authority to issue leases for seaweed
cultivation within the seaweed cultivation zones, as provided herein.
Such map or maps shall be updated by the county of Suffolk every five
years.
a. Underwater lands within one thousand feet of the high water mark
shall not be included in a seaweed cultivation zone.
b. Underwater lands where bay scallops are produced regularly and
harvested on a commercial basis shall not be included in a seaweed
cultivation zone.
c. Underwater lands where there is an indicated presence of shellfish
in sufficient quantity and quality and so located as to support
significant hand raking and/or tonging harvesting shall not be included
in a seaweed cultivation zone.
d. Underwater lands where the leasing will result in a significant
reduction of established commercial finfish or crustacean fisheries
shall not be included in a seaweed cultivation zone.
9. Regulations for seaweed cultivation. The county shall, by local
law, before leasing any such underwater lands, adopt regulations
governing:
a. applications for leases;
b. notices to be given;
c. the form and terms of leases;
d. standards for the approval or denial of leases;
e. administration of leases;
f. the transfer or renewal of leases;
g. marking grounds and testing;
h. fees;
i. recording of leases;
j. bonds; and
k. such other matters as are appropriate to the leasing program.
10. Department authority over seaweed cultivation. Notwithstanding any
of the provisions of this section:
a. any person engaging in the cultivation or harvesting of seaweed in
a seaweed cultivation zone pursuant to this section shall obtain all
permits required by this chapter;
b. the department may regulate and control the use of certain types of
vessels and equipment for harvesting seaweed, requirements for
reseeding, the right to enter upon such leased lands, and enforce all
other applicable state laws relating to said underwater lands; and
c. any person engaging in the cultivation or harvesting of seaweed in
a seaweed cultivation zone pursuant to this section shall obtain a
permit in accordance with section 13-0316 of this title.
11. Duties of the county clerk. Leases issued pursuant to this section
shall be recorded in the office of the county clerk in the manner and
form to be determined by local law as provided in subdivision five of
this section.
12. Summary proceedings. Upon the failure of a lessee to pay the
rental on any date due under the terms of the lease or upon revocation
as provided for by local law pursuant to subdivision five or seven of
this section, the county may, after written notice to the lessee declare
the lease cancelled as of the date set forth in such notice, and may
immediately thereafter evict the lessee from such lands. The provisions
of article seven of the real property actions and proceedings law shall
apply and govern the procedure in such case.
13. Disposition of fees and rents. All fees and rents received shall
be deposited into the general fund of the county. However, in the
alternative, nothing shall prohibit the county of Suffolk, by local law,
from establishing a special fund for the promotion of aquaculture where
such fees and rents shall be deposited.
14. Suffolk county shall be authorized to allow the underwater lands
at Gardiner's and Peconic Bays within the shellfish cultivation zone to
be used for the implementation of a pilot program to conduct research
and scientific assessment of the feasibility of seaweed cultivation.
Such pilot program shall be limited to persons holding a lease from
Suffolk county for shellfish cultivation and shall be limited to a total
of five acres of such cultivation zone provided that any one person may
be authorized to conduct seaweed cultivation on no more than one acre of
the lease. Suffolk county shall provide a report to the legislature and
the department on the pilot program no later than January first, two
thousand twenty-six.
Tax on state-owned underwater lands held under lease or
franchise for shellfish cultivation.
1. Tax. There shall be an annual tax of one dollar per acre on all
state-owned underwater lands held by franchise for shellfish
cultivation. The tax shall be levied and assessed by the department
before February 1 each year on such lands held on August 1 of the
preceding year. Written notice shall be mailed to each grantee showing
the number of acres so assessed and the amount of tax thereon. The
department shall keep an assessment book showing annually the names and
addresses of all grantees, the number and location of acres held by
each, the amount of tax payable and date and amount of any tax paid.
2. Payment. Such tax shall be paid on or before April 1 each year.
Such tax shall be a first lien upon all the property subject thereto,
including the shellfish thereon from February 1 in the year levied.
3. Collection of tax. If any tax shall not be paid on or before April
1, the department shall issue a warrant for collection thereof, with
interest thereon at one per centum per month from the day such tax
became due and payable until paid, together with all fees incurred in
collecting such tax, and deliver such warrant to the sheriff of the
county within whose jurisdiction the lands are situate for collection.
All moneys received by the department in payment of taxes and interest
thereon shall be accounted for and paid by it, within thirty days after
its receipt, to the Division of Finance in the Department of Taxation
and Finance, for the benefit of the state.
4. Reversion of lands for non-payment of taxes. Land under water
granted to individuals by franchise for shellfish cultivation by the
department shall revert to state-owned public grounds if the owner
defaults in payment of franchise taxes for a period of one year after
such tax became due and payable.
5. Franchises not transferable. Franchised lands under water held for
shellfish cultivation when returned to the state by default in payment
of taxes may not be assigned, reassigned, or transferred to a new owner
or owners. Such lands may be leased by the department for shellfish
cultivation as provided in section 13-0301.
6. Tax in lieu of other taxes. The tax imposed by this section shall
be in lieu of all other taxes on the property on which it is imposed,
and no other tax except as provided herein shall be levied or imposed on
such lands, or the shellfish thereon, by any authority whatsoever.
Marking lands prohibited; injury to monuments.
1. No person other than the lessee or the department shall mark out or
enclose in any manner, any state-owned lands under water for the purpose
of planting shellfish thereon or excluding the general public therefrom.
2. No person shall wilfully injure or remove any monument, stake or
boundary marker of any kind, placed for the purpose of delineating or
locating state owned shellfish lands except by authority of the
department.
Sanitary surveys.
1. The department periodically shall examine all shellfish lands
within the marine district and the Hudson River between the Governor
Mario M. Cuomo bridge and the federal dam at Troy to ascertain the
sanitary condition thereof in accordance with regulations promulgated
pursuant to section 13-0319 of this title.
2. The department, following an examination, shall certify which
shellfish lands are in such sanitary condition that shellfish thereon
may be taken for use as food. Such lands shall be designated as
certified shellfish lands, and all other shellfish lands as uncertified
shellfish lands.
3. The department, annually, and as often as it deems necessary, shall
publish in a newspaper in the county in which such lands are located a
notice containing a description, in plain language, of uncertified
shellfish lands and stating that a legal description of such lands is
available from the department. The department shall make a legal
description of uncertified shellfish lands available to the public upon
request.
Taking, handling and importation of shellfish; general
provisions.
1. a. Shellfish shall not be taken from uncertified lands except as
provided in sections 13-0319 and 13-0321.
b. Shellfish from uncertified lands of other states shall not be
possessed, transported or trafficked in within this state, except
pursuant to permit as provided in sections 13-0319 and 13-0321.
c. Shellfish shall not be shipped or transported into this state
except as provided in sections 13-0319 and 13-0321 unless such shellfish
are harvested from certified shellfish lands whose quality is equivalent
to or better than that described in regulations promulgated pursuant to
section 13-0319.
2. a. Shellfish shall not be taken from sunset to sunrise from any
shellfish lands of this state.
b. During the period from one hour after sunset until sunrise, no
person, except pursuant to a permit issued by the department, shall
possess on board a vessel, or off-load from a vessel, more than the
quantities of shellfish allowed to be possessed pursuant to subdivision
five of section 13-0311 of this title. Possession of shellfish during
the period from one hour after sunset until sunrise in quantities
exceeding those set forth in subdivision five of section 13-0311 of this
title shall be presumptive evidence of a violation of paragraph a of
this subdivision.
3. No dredge or scrape or other device operated by power or by boats
propelled by motor or other mechanical means may be used for the taking
of shellfish from public or unleased lands under water except that
a. Sea scallops (Pecten magellanicus) may be taken from the waters of
the Atlantic Ocean by any means.
b. In the taking of soft clams (Mya arenaria) on lands below low tide,
the practice of churning with a propeller may be employed.
c. Surf, sea, hen or skimmer clams (Spisula solidissima; Spisula
polynyma) and ocean quahogs (Arctica islandica) may be taken by
mechanical means from the waters of the marine and coastal district,
except as limited by any regulations promulgated pursuant to subdivision
twelve of this section.
d. The department may permit the taking of shellfish for purposes of
transplanting only pursuant to section 13-0321, by mechanical means,
except that in the waters of Richmond county the department may permit
such taking in waters at a mean low water mark of thirty feet or more.
e. Subject to the provisions of section 13-0327, bay scallops (Pecten
irradians) may be taken with a dredge or scrape, having an opening at
the mouth not to exceed thirty-six inches in width, when towed by a boat
operated by mechanical power, or other means provided that such dredge
or scrape is brought aboard by hand power without the use of a
mechanical device.
f. The department may issue permits for the taking of mussels (Mytilus
edulis) from underwater lands as hereinafter described by means of
dredges not to exceed thirty-six inches in width, which may be equipped
to be returned to boatside by means of power or mechanical devices.
Mussels (Mytilus edulis) may be taken by such means in the following
areas:
(1) In Long Island Sound generally easterly of a line extending due
north from Herod Point on Long Island including those waters surrounding
Fishers Island.
(2) In the Atlantic Ocean easterly of a line extending due south from
the rock jetty on the east side of Shinnecock Inlet.
(3) In the bays with state-owned bottomland easterly from the Town of
Riverhead to and including Block Island Sound.
(4) The limit on mussels (Mytilus edulis) taken in such a manner is
fifteen bushels per person per day, not to exceed thirty bushels taken
per boat per day. Possession of other shellfish or possession of mussels
on a vessel possessing a dredge is presumptive evidence that such
shellfish or mussels were taken by such dredge.
g. In the taking of hard clams (Mercenaria mercenaria), a pot hauler
may be used onboard a vessel to assist in hauling or retrieving a clam
rake from the water, provided that the basket attached to the clam rake
shall not exceed twenty-six inches in width. For the purposes of this
section, "pot hauler" shall mean a mechanically operated device,
including but not limited to a winch, reel, windlass or capstan, which
is used to haul or retrieve a clam rake from the water and return it to
the harvest vessel.
4. No person shall take, carry away, interfere with or disturb
shellfish of another, lawfully possessed, planted or cultivated; nor
remove any stakes, buoys or boundary marks of lawfully possessed,
planted or cultivated lands. The possession of dredges, rakes or tongs
overboard on any such lands shall be deemed presumptive evidence of a
violation of this subdivision.
5. All boats, houses and other places, containers and equipment used
in the handling of shellfish shall be maintained in a sanitary condition
as provided in section 13-0319.
6. Shellfish shall not be treated by the process known as drinking,
floating, plumping or swelling, and shellfish so treated shall not be
possessed, bought, sold or exposed for sale; provided, however, that
shellfish may be retained in water storage as provided in section
13-0319 and provided, further, that nothing herein shall be deemed to
prohibit or render unlawful the practice of off-bottom culture of
shellfish under permit issued pursuant to section 13-0316 hereof.
7. Shellfish in the shell, or shucked, shall not be washed preparatory
to marketing except by the use of water from a water supply approved by
the department.
8. The operation, use or placing, for whatever purpose, of dredges,
rakes, tongs or other devices for the taking of shellfish in uncertified
shellfish lands, except as provided in sections 13-0319 and 13-0321, is
prohibited. The department may suspend or cancel the digger's permit of
any person who is convicted of a violation of this subdivision or who
signs an acknowledgment of a violation of this subdivision for the
purpose of effecting a settlement by civil compromise or by stipulation.
9. No person shall in any way alter, damage, mutilate, move or carry
away any buoy or marker placed by the department that is used to
designate, mark or define the uncertified waters of the state.
10. The department may issue permits for the possession of a stick
dredge for purposes it may deem necessary. No person without a permit
from the department shall possess a stick dredge in Nassau county,
Suffolk county, or in the marine and coastal district. For the purpose
of this section, a stick dredge shall be any tooth-basket combination
dredging device whose construction shall allow for the installation of a
stick or sticks of any type material whose purpose is to permit the
direction of force upon such device and which is commonly used for the
taking of Mercenaria mercenaria by being towed either directly or
indirectly by a motorboat which has its engine engaged.
11. No person without a permit from the department shall possess rakes
or tongs, of the type and design normally used by shellfish harvesters
for harvesting shellfish from shellfish lands, in Nassau county, Suffolk
county or the marine and coastal district except:
a. hand operated tongs having teeth in the heads spaced not less than
one inch apart and the basket attached to such tongs having bars not
less than fifteen-sixteenths of an inch apart, or
b. hand operated rakes having teeth spaced not less than one inch
apart and the basket attached to such rake having bars not less than
fifteen-sixteenths of an inch apart.
Rakes or tongs having wire netting or other material between the teeth
or bars shall not be used.
12. Notwithstanding any other provision of this chapter or rule or
regulation, the department shall fix by regulations open seasons,
harvest areas, size limits, catch limits, manner of taking and
possession, transportation, identification, sale and permit requirements
for surf, sea, hen and skimmer clams (Spisula solidissima, Spisula
polynyma) and ocean quahogs (Arctica islandica). Such regulation may
provide for, but not be limited to the following:
a. a daily catch limit for surf clams not to exceed eight hundred
ninety-six bushels or twenty-eight cages per vessel and a daily catch
limit for ocean quahogs not to exceed eight hundred ninety-six bushels
or twenty-eight cages per vessel, regardless of the number of permittees
aboard such vessel;
b. requirements with respect to number of vessels which may
participate in the surf clam and ocean quahog fishery;
c. limitations on harvest within specified periods of time, such as
weekly and daily harvest limits, designed to minimize the number of and
the duration of closures;
d. qualification of applicants and vessels to participate in the surf
clam and ocean quahog fishery;
e. the regulations shall take into consideration and attempt to
maintain the economic viability of those portions of the surf clam
harvesting and processing industry that have a longstanding investment
in the domestic surf clam industry; and
f. the regulations shall take into consideration and attempt to
maintain the economic viability of the traditional established New York
based commercial surf clam/ocean quahog harvesting industry, processors
and packers that rely on this fishery.
13. Possession of shellfish on a vessel equipped with a dredge, scrape
or other device operated by power and capable of being used for the
taking of shellfish, except a scallop dredge as defined in paragraph e
of subdivision three of this section, is presumptive evidence that such
shellfish were taken by the use of such dredge, scrape or other device.
14. The department, until April first, two thousand ten shall be
entitled to collect fifteen cents per bushel of surf clams and ten cents
per bushel of ocean quahogs taken from all certified waters to be
deposited in the surf clam/ocean quahog account as provided in section
eighty-three of the state finance law.
15. Unless and until regulations are adopted implementing a
comprehensive long-term management plan for the protection of surf clams
and ocean quahogs in New York waters, the following restrictions shall
apply in addition to any consistent regulations adopted prior to the
date upon which such section shall take effect:
a. a weekly catch limit not to exceed twenty-eight cages;
b. an annual catch limit in certified waters of the Atlantic Ocean for
surf clams not to exceed five hundred thousand bushels in the aggregate;
c. an annual catch limit in certified waters other than the Atlantic
Ocean for surf clams not to exceed fifty thousand bushels in the
aggregate; and
d. requiring permittees to report on a weekly basis the number of
bushels harvested in the previous seven day period, and provide that the
failure to file such weekly report may result in the revocation of such
person's permit by the department.
Northern or lined seahorses; prohibited acts.
1. No person shall take any northern or lined seahorse (Hippocampus
erectus) for commercial purposes.
2. The provisions of subdivision one of this section shall not apply
to the taking of seahorses for scientific or educational purposes
including, but not limited to, public or not-for-profit zoos and
aquariums, as determined by the commissioner.
Digger's permit to take shellfish for commercial purposes;
when not required.
1. Subject to the provisions of this article, a person may take
shellfish from under water lands in the state for commercial purposes,
including the culling, sorting or tagging of such shellfish, only upon
first obtaining a digger's permit from the department, provided,
however, that the application for such permit by a person sixteen years
of age or under shall be signed by his parent or legal guardian, who
shall thereby consent to the issuance of the permit.
2. The department shall prescribe and furnish forms for application
for such permit.
3. The fee for such permit shall be fifty dollars for a person
domiciled within the state. The fee for persons not domiciled within the
state shall be one hundred fifty dollars. Such permit shall expire on
December 31 of the year of issue. If it appears in the public interest,
the department may, after hearing held on ten day's notice, suspend or
cancel such permits, except that in case of a taking from an uncertified
area such suspension or cancellation may be without prior notice.
4. The holder of such permit shall not ship or sell shellfish, except
to a holder of a valid Class A, B, or E shipper's permit, issued
pursuant to section 13-0315 of this title, who has a place of business
in the county of Nassau or Suffolk, without first obtaining a shipper's
permit as provided in subdivision 1 of section 13-0315.
5. Subject to the provisions of this article, a person may, without
permit, take not more than a total of four pecks (one bushel) of
shellfish other than bay scallops and not more than four pecks of bay
scallops (Argopecten irradians) in any one day for the use of such
person or such person's family. Within the one bushel total limit of
species, other than bay scallops, which may be taken in one day the
following species-specific limits shall apply:
a. Hard clams (Mercenaria mercenaria). Not more than one hundred
individual organisms.
b. Blue mussels (Mytilus edulis). Not more than two pecks.
c. Oysters (Crassostrea virginica). Not more than two pecks.
d. Soft Clams (Mya arenaria). Not more than two pecks.
6. The holder of such digger's permit shall carry the permit assigned
to such holder while engaged in the permitted activities, and the
failure by such holder to exhibit the permit to any shellfish inspector,
environmental conservation officer, health official, peace officer,
acting pursuant to such officers' special duties, police officer or
magistrate shall be presumptive evidence that no valid digger's permit
has been issued to the person who fails to produce such permit.
7. No person shall take shellfish or assist another in the taking of
shellfish in any quantity, including the culling, sorting or tagging of
such shellfish, during the time that such person's digger's permit
privileges have been revoked or suspended.
8. Endorsed vessels. a. Upon application to the department on forms
furnished by the department, a shellfish digger's permit may be endorsed
for use on a vessel, in which case such permit shall authorize all
persons on board such vessel to engage in the taking of hard clams
(Mercenaria mercenaria) and oysters (Crassostrea virginica), including
the culling, sorting, and tagging of such shellfish. Each application
shall include a copy of one of the following documents as proof of
vessel length: the certificate of documentation for the vessel issued by
the United States government, or the registration for the vessel issued
by any state government within the United States.
b. The fee for endorsing a shellfish digger's permit to a vessel shall
be fifty dollars for a vessel that is forty feet or less in registered
length, and one hundred dollars for a vessel that is greater than forty
feet in registered length. Such fee shall be in addition to the permit
fee provided for in subdivision three of this section.
c. Not more than one rake, tong or other shellfish harvesting device
shall be used for the taking of hard clams and oysters at any given time
pursuant to a digger's permit which has been endorsed to a vessel.
d. A shellfish digger's permit which has been endorsed to a vessel
shall not cover any person whose shellfish digger's permit privileges
have been revoked or suspended.
e. The holder of a shellfish digger's permit which has been endorsed
to a vessel shall be on board such vessel at all times when the vessel
is being used for the taking of hard clams and oysters.
f. The holder of a shellfish digger's permit which has been endorsed
to a vessel shall be liable for all violations of this title that occur
on such vessel.
g. If the holder of a shellfish digger's permit which has been
endorsed to a vessel is a corporation, the operator of such vessel shall
possess a separate shellfish digger's permit issued in the operator's
name, and such operator shall be liable for all violations of this title
that occur on such vessel.
h. A shellfish digger's permit shall not be endorsed to more than one
vessel at any one time.
i. The holder of a shellfish digger's permit which has been endorsed
to a vessel shall maintain a daily log indicating the names and
addresses of individuals covered by such permit for each day the vessel
is used for taking hard clams and oysters and shall make such log
available to the department upon request.
Shellfish growers; definition; bed permit.
1. Any person resident in this state one year or more may engage in
the cultivation and marketing of shellfish subject to the provisions of
sections 13-0307, 13-0309, 13-0311 and 13-0319 and shall be known as a
grower.
2. A grower shall not take shellfish, for shipping or marketing from
lands owned, leased or rented by him, except upon permit of the
department which shall certify that such lands lie within certified
areas. The department shall prescribe and furnish forms for application
for such permits.
3. The fee for such permit shall be twenty-five cents for each acre
from which shellfish are to be taken; provided, however, that the
minimum fee shall be five dollars. Such certificates shall expire on
December 31 of the year of issue.
4. If it appears in the public interest, the department may suspend or
cancel any such permit.
5. Where lands for which such permit has been issued are found to be
in part within an uncertified area, the department shall issue without
fee, a new permit covering the remaining portion of such lands.
6. In case of assignment or transfer of rights or ownership of any
private or leased lands under water, or parts thereof, a new permit
shall be required.
Shellfish shipper's and processor's permit.
1. Prior to the processing, transportation or shipment of shellfish,
either in intra-state or inter-state commerce, an appropriate permit to
do so shall be obtained from the department. Such permit shall be
required of all shippers and dealers in fresh and frozen shellfish
within the state, except retail dealers, and shall certify that the
holder thereof has complied with all the requirements of sections
13-0309, 13-0311, 13-0313, 13-0317 and 13-0319 and rules and regulations
adopted pursuant thereto.
2. A shellfish shipper's and/or processor's permit shall be issued
only to a person eighteen years or older. The department shall prescribe
and furnish forms for application for such permit.
3. Applicants shall pay, and the department shall be entitled to
receive, fees according to the type of permit issued, as follows:
a. Class A permit. This permit shall allow the holder thereof and any
person in the employ of the permit holder, in accordance with
regulations adopted pursuant to section 13-0319 of this title, to: (i)
reship shellfish previously shipped by the holder of a class A, B, C, D
or E permit issued pursuant to this section, or similar permit issued by
the shellfish sanitation control agency of another state or foreign
country; (ii) pack or repack shellstock received from the holder of a
digger's permit, pursuant to section 13-0311 of this title; or (iii)
pack or repack shellstock from the holder of a class A, B, C, D or E
permit issued pursuant to this section, or similar permit issued by the
shellfish sanitation control agency of another state or foreign country.
The fee for a class A permit shall be three hundred dollars.
b. Class B permit. This permit shall allow the holder thereof and any
person in the employ of the permit holder to engage in the activities
authorized by a class A permit, as described in paragraph a of this
subdivision, and to otherwise process shellfish as authorized by
regulations adopted pursuant to section 13-0319 of this title. The fee
for a class B permit shall be six hundred dollars.
c. Class C permit. This permit shall allow the holder thereof and any
person in the employ of the permit holder, in accordance with
regulations adopted pursuant to section 13-0319 of this title, to reship
shellfish previously shipped by the holder of a class A, B, C, D or E
permit issued pursuant to this section, or similar permit issued by the
shellfish sanitation control agency of another state or foreign country.
The fee for a class C permit shall be two hundred dollars.
d. Class D permit. This permit shall allow the holder thereof, in
accordance with regulations adopted pursuant to section 13-0319 of this
title, to ship shellstock which the holder has legally harvested from
shellfish lands of the state. The fee for a class D permit shall be
seventy-five dollars.
e. Class E permit. This permit shall allow the holder thereof, members
of the permit holder's immediate family and not more than two employees
of the permit holder, in accordance with regulations adopted pursuant to
section 13-0319 of this title, to shuck and pack bay scallops which have
been received from the holder of a digger's permit, pursuant to section
13-0311 of this title, and to ship such scallops in the form of fresh
shucked stock only in intrastate commerce. The fee for a class E permit
shall be fifty dollars.
f. All permits issued pursuant to this section shall expire on the
thirty-first of December of the year of issue. The department may
suspend or revoke any such permit at any time on failure of the holder
thereof to comply with the conditions thereof.
Marine hatcheries; off-bottom and on-bottom culture; permits.
1. Marine hatcheries. The department, in its discretion, may issue
permits for operation of marine hatcheries. No person shall operate a
marine hatchery without first obtaining a permit from the department.
The fee for such permit shall be one hundred dollars annually, except
that political subdivisions of the state shall be issued permits without
fee. Each such permit shall expire on December 31 of the year of issue.
A marine hatchery permit entitles the holder thereof, notwithstanding
any other provision hereof, to possess, raise and breed marine plant and
animal life, including but not limited to shellfish, lobster, crab,
shrimp and food fish and to sell the products of a marine hatchery,
where less than legal size, to other permitted marine hatcheries,
persons holding a valid off-bottom or on-bottom culture permit, persons
holding a valid permit issued pursuant to section 11-0515 of this
chapter, and, subject to department rules and regulations, to individual
or commercial markets for consumption or resale. Products of a marine
hatchery of legal size may be sold for consumption or resale. The
department may adopt regulations with respect to the purchase, sale,
harvesting, transplanting, relaying, receiving, possessing,
transporting, exporting or otherwise trafficking in products of a marine
hatchery including the sale to individual or commercial markets for
consumption or resale.
2. Off-bottom and on-bottom culture. The department, in its
discretion, may issue permits for off-bottom and on-bottom culture of
marine plant and animal life, including but not limited to shellfish,
lobster, crab, shrimp and fish. No person shall engage in such
off-bottom or on-bottom culture without first obtaining a permit from
the department. The fee for such permit shall be one hundred dollars
annually, except that political subdivisions of the state shall be
issued permits without fee. Each such permit shall expire on December 31
of the year of issue. No such permit shall be issued unless the
applicant has obtained any necessary permits or licenses required under
any state or federal law and has obtained the written authorization of
the person or political subdivision having title or legal control of the
underwater lands on or above which such on-bottom or off-bottom culture
shall take place. An off-bottom or on-bottom culture permit entitles the
holder thereof, notwithstanding any other provision hereof, to purchase
and possess, from within or without the state, marine plant and animal
life of legal and less than legal size for purposes of off-bottom and
on-bottom culture only and, subject to department rules and regulations,
to sell such marine animal and plant life of less than legal size.
Products of off-bottom and on-bottom culture of legal size may be sold
to individual or commercial markets for consumption or resale. The
department may adopt regulations, necessary to protect the marine
environment and public health and safety, with respect to the
construction, marketing and maintenance of off-bottom and on-bottom
culture structures and the purchase, sale, harvesting, possessing,
transporting, importing, exporting, or otherwise trafficking in products
of off-bottom or on-bottom culture of marine animal and plant life.
Shipping tags.
All persons transporting, importing, exporting or otherwise
distributing shellfish shall label or tag the same as provided under
section 13-0319.
Shellfish regulations.
The department may adopt regulations with respect to the harvesting,
transplanting, relaying, receiving, possessing, transporting, importing,
exporting, processing, buying, selling of or otherwise trafficking in
shellfish; the labeling or tagging thereof; the keeping of records of
shellfish received, transported and distributed; the construction,
operation and maintenance of all shellfish handling, processing and
distributing establishments, including facilities and equipment and the
cleaning, cleansing and water storage of shellfish. The provisions of
this section relating to transplanting and relaying include but are not
limited to the removal of shellfish from uncertified growing areas and
transplanting to certified areas for subsequent harvest for market
purposes and transplanting of scallops pursuant to section 13-0327. Such
regulations may provide for payment of the reasonable costs of the
department of supervision of removal of shellfish from uncertified
areas, except where such removal is being undertaken by a municipality
or political subdivision. Such regulations shall be drawn in such a
manner as to provide adequate sanitary control over all shellfish
offered for sale and distribution in the state. Such regulations shall
not be less restrictive than the minimum requirements of any federal
agency regulating the inter-state shipment of shellfish.
Taking and importation of shellfish for transplanting and
other purposes.
1. Shellfish may be taken from uncertified shellfish lands for
transplanting or other purposes as the department may deem advisable
subject to supervision and regulation as provided in section 13-0319.
2. Prior to the taking from uncertified shellfish lands of this state
for transplanting or other purposes, a permit shall be obtained from the
department and shall be issued for the taking of shellfish from a
specific area. Such permit shall be valid only during the period of
operations in the uncertified land for which the permit was issued. The
holder of such permit may not receive, sell, offer for sale, transport,
or ship any shellfish taken pursuant to this permit, except as provided
by regulations made pursuant to section 13-0319.
3. Shellfish from certified or uncertified lands without the state
shall not be transplanted in this state or imported into this state for
such purposes unless a permit therefor has been obtained from the
department.
Oysters; prohibited acts.
1. No person shall sell or offer for sale, any oysters, or label or
brand any packages containing oysters for shipment or sale under the
name of blue point oysters, other than oysters which have been planted
and cultivated at least three months in the waters of Great South Bay.
2. In no case shall oysters other than the species Crassostrea
virginica be planted or transplanted in New York waters without
procuring a permit from the department.
3. The department may, until December thirty-first, two thousand
twenty-seven, fix by regulation measures for the management of oysters
(Family Ostreidae) including size limits, catch and possession limits,
open and closed seasons, closed areas, restrictions on the manner of
taking and landing, requirements for permits and eligibility therefor,
recordkeeping and identification requirements, requirements on the
amount and type of fishing effort and gear, and requirements relating to
transportation, possession and sale, provided that such regulations are
no less restrictive than requirements set forth in this chapter.
Clams; prohibited acts.
1. Except for transplanting as provided in section 13-0321, no person
shall take, harvest, possess, sell, offer for sale or otherwise
trafficked in hard clams (Mercenaria mercenaria) measuring less than one
inch in thickness.
2. Hard clams less than one inch in thickness may be taken by
shellfish growers from leased or privately owned lands other than town
lands currently under cultivation by the grower for transplanting to
other such lands being cultivated by the same grower, and imported from
another state by a shellfish grower for transplanting to public or
private or leased lands under cultivation, provided a permit for each
separate transplanting operation is issued by the department subject to
provisions of sections 13-0319 and 13-0321. The permit, providing for
transplanting hard clams less than one inch in thickness, shall be
issued without fee. Such clams shall not be transported to a point
without the state.
3. Soft or steamer clams (Mya arenaria) less than one and one-half
inches in the longest diameter shall not be taken, possessed, bought,
sold or otherwise trafficked in.
4. a. Surf, sea, hen or skimmer clams (Spisula solidissima; Spisula
polynyma) less than three inches in the longest diameter shall not be
taken, possessed, bought, sold, or otherwise trafficked in except that
such clams less than four inches in the longest diameter shall not be
taken from the waters of the Atlantic Ocean for use as food.
b. All surf, sea, hen or skimmer clams and ocean quahogs taken from
the waters of the marine and coastal district shall be landed in the
state of New York.
c. Boats of nonresidents may be licensed to take surf, sea, hen or
skimmer clams and ocean quahogs from the waters of the Atlantic Ocean
within the marine and coastal district in accordance with paragraph c of
subdivision three of section 13-0309 hereof, provided that the boat is
registered in a state which accords reciprocal clamming privileges to
residents of this state and provided that the owner is a citizen of the
United States and a resident of a state according reciprocal privileges
to residents of this state. The license shall be issued in the name of
the boat and shall be on board during all licensed operations. The fee
for said license shall be five hundred dollars per boat. Each license
shall expire on the thirty-first day of December next succeeding its
issue, and if it appears in the public interest the department may
suspend or cancel such license on ten days notice in writing to the
holder thereof, except that in case of a taking from an uncertified
area, such suspension or cancellation may be without prior notice.
d. Any individual, while participating in the operation of a licensed
boat, shall be exempt from the requirements of section 13-0311 but shall
not ship or sell shellfish taken by such boat without first obtaining a
shellfish shipper's permit as provided for in section 13-0315.
5. Clams shall be culled when taken in accordance with rules and
regulations promulgated by the commissioner. Clams which may not be
taken, possessed, offered for sale, sold or otherwise trafficked in
pursuant to the provisions of subdivision 1, 3 or 4 of this section may
compose not to exceed three per centum of any bushel, package or
container, when unavoidably taken. Such three per centum shall be
determined by the measurement of any bushel, or other package or
container of different measurement of clams taken from the catch or in
the possession of the person offering the same for sale.
6. Each bushel, or other package or container of different measurement
containing an excess of three per centum of clams which may not be
taken, possessed, offered for sale, sold or otherwise trafficked in
pursuant to the provisions of subdivision 1, 3 or 4 of this section
determined by count shall constitute a separate violation.
7. It shall be unlawful to knowingly:
a. Transport, conceal or convey hard shell clams obtained or possessed
in contravention of the provisions of this chapter in, upon or by means
of any vehicle, vessel or aircraft; or
b. Conceal or possess hard shell clams obtained or possessed in
contravention of the provisions of this chapter in or upon any vehicle,
vessel or aircraft.
8. The department may, until December thirty-first, two thousand
twenty-eight, adopt by regulation measures for the management of hard
clams (Mercenaria mercenaria), soft or steamer clams (Mya arenaria), and
razor clams (Ensis sp.), including size limits, catch and possession
limits, open and closed seasons, closed areas, restrictions on the
manner of taking and landing, requirements for permits and eligibility
therefor, recordkeeping and identification requirements, requirements on
the amount and type of fishing effort and gear, and requirements
relating to transportation, possession and sale, provided that such
regulations are no less restrictive than requirements set forth in this
chapter.
Scallops.
The department may, until December thirty-first, two thousand
twenty-seven, adopt by regulation measures for the management of
scallops (Family Pectinidae) including size limits, catch and possession
limits, open and closed seasons, closed areas, restrictions on the
manner of taking and landing, requirements for permits and eligibility
therefor, recordkeeping and identification requirements, requirements on
the amount and type of fishing effort and gear, and requirements
relating to transportation, possession and sale, provided that such
regulations are no less restrictive than requirements set forth in this
chapter.
Commercial licenses; limited entry.
1. Commercial food fish licenses. Commercial food fish licenses
provided for by section 13-0335 of this title shall be issued as
follows:
a. for the period beginning January first, two thousand eighteen
through December thirty-first, two thousand twenty-six, the number of
resident commercial food fish licenses and the number of non-resident
commercial food fish licenses shall not exceed the following annual
limits:
(i) for two thousand eighteen, the number of licenses shall be limited
to the number of licenses issued in two thousand seventeen, plus fifty
percent of any difference between the number of licenses issued in two
thousand seventeen and nine hundred sixty-nine;
(ii) for two thousand nineteen, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(iii) for two thousand twenty, the number of licenses shall be limited
to the number of licenses established in subparagraph (i) of this
paragraph;
(iv) for two thousand twenty-one, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(v) for two thousand twenty-two, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(vi) for two thousand twenty-three, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(vii) for two thousand twenty-four, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(viii) for two thousand twenty-five, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph; and
(ix) for two thousand twenty-six, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph.
b. for the period beginning January first, two thousand twenty-three
through December thirty-first, two thousand twenty-six, persons who were
issued a commercial food fish license in the previous year shall be
eligible to be issued such license.
c. for the period beginning January first, two thousand twenty-three
through December thirty-first, two thousand twenty-six, the department
shall issue commercial food fish licenses to persons who were not issued
such license in the previous year provided that the total number of such
licenses issued to such persons does not exceed the difference between
the number of licenses established in paragraph a of this subdivision
and the number of such licenses issued pursuant to paragraph b of this
subdivision, subject to the following:
(i) licenses shall be issued in the order in which the applications
were received, except that where multiple applications are received by
the department on the same day, applicants for whom the department has
received notice of successful completion of an apprenticeship pursuant
to subdivision seven of this section shall be considered by the
department prior to other applicants;
(ii) licenses may be issued to individuals only;
(iii) licenses shall be issued to applicants who are sixteen years of
age or older at the time of the application; and
(iv) licenses shall be issued only to persons who demonstrate in a
manner acceptable to the department that they received an average of at
least fifteen thousand dollars of income over three consecutive years
from commercial fishing or fishing, or who successfully complete a
commercial food fish apprenticeship pursuant to subdivision seven of
this section. As used in this subparagraph, "commercial fishing" means
the taking and sale of marine resources including fish, shellfish,
crustacea or other marine biota and "fishing" means commercial fishing
and carrying fishing passengers for hire. Individuals who wish to
qualify based on income from "fishing" must hold a valid marine and
coastal district party and charter boat license. No more than ten
percent of the licenses issued each year based on income eligibility
pursuant to this paragraph shall be issued to applicants who qualify
based solely upon income derived from operation of or employment by a
party or charter boat. For the income evaluation of this subdivision,
the department may consider persons who would otherwise be eligible but
for having served in the United States armed forces on active duty,
provided that such individual (1) has received an honorable or general
discharge, or (2) has a qualifying condition, as defined in section one
of the veteran's services law, and has received a discharge other than
bad conduct or dishonorable from such service, or (3) is a discharged
LGBT veteran, as defined in section one of the veteran's services law,
and has received a discharge other than bad conduct or dishonorable from
such service, shall not be deemed ineligible.
2. Commercial lobster permits. Commercial lobster permits provided for
by section 13-0329 of this title shall be issued as follows:
for the period beginning January first, two thousand twenty-three,
through December thirty-first, two thousand twenty-six, only persons who
were issued a commercial lobster permit in the previous year shall be
eligible to be issued such permit.
3. Commercial crab permits. Commercial crab permits provided for by
section 13-0331 of this title shall be issued as follows:
a. for the period beginning January first, two thousand eighteen
through December thirty-first, two thousand twenty-six, the number of
resident commercial crab permits and the number of non-resident
commercial crab permits shall not exceed the following annual limits:
(i) for two thousand eighteen, the number of permits shall be limited
to the number of permits issued in two thousand seventeen, plus fifty
percent of any difference between the number of permits issued in two
thousand seventeen and five hundred sixty-three;
(ii) for two thousand nineteen, the number of permits shall be limited
to the number of permits established in subparagraph (i) of this
paragraph;
(iii) for two thousand twenty, the number of permits shall be limited
to the number of permits established in subparagraph (i) of this
paragraph;
(iv) for two thousand twenty-one, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(v) for two thousand twenty-two, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(vi) for two thousand twenty-three, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(vii) for two thousand twenty-four, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(viii) for two thousand twenty-five, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph; and
(ix) for two thousand twenty-six, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph.
b. for the period beginning January first, two thousand twenty-one
through December thirty-first, two thousand twenty-six, persons who were
issued a commercial crab permit in the previous year shall be eligible
to be issued such permit.
c. for the period beginning January first, two thousand twenty-three
through December thirty-first, two thousand twenty-six, the department
shall issue commercial crab permits to persons who were not issued such
permit in the previous year provided that the total number of such
permits issued to such persons does not exceed the difference between
the number of permits established in paragraph a of this subdivision and
the number of such permits issued pursuant to paragraph b of this
subdivision, subject to the following:
(i) permits shall be issued in the order in which the applications
were received, except that where multiple applications are received by
the department on the same day, applicants for whom the department has
received notice of successful completion of an apprenticeship pursuant
to subdivision seven of this section shall be considered by the
department prior to other applicants;
(ii) permits may be issued to individuals only;
(iii) permits shall be issued to applicants who are sixteen years of
age or older at the time of the application; and
(iv) permits shall be issued only to persons who demonstrate in a
manner acceptable to the department that they received an average of at
least fifteen thousand dollars of income over three consecutive years
from commercial fishing or fishing, or who successfully complete an
apprenticeship pursuant to subdivision seven of this section. As used in
this subparagraph, "commercial fishing" means the taking and sale of
marine resources including fish, shellfish, crustacea or other marine
biota and "fishing" means commercial fishing and carrying fishing
passengers for hire. Individuals who wish to qualify based on income
from "fishing" must hold a valid marine and coastal district party and
charter boat license. No more than ten percent of the permits issued
each year based on income eligibility pursuant to this paragraph shall
be issued to applicants who qualify based upon income derived from
operation of or employment by a party or charter boat.
4. Commercial whelk or conch licenses. Commercial whelk or conch
licenses provided for by section 13-0330 of this title shall be issued
as follows:
a. for the period beginning January first, two thousand eighteen
through December thirty-first, two thousand twenty-six, the number of
resident commercial whelk or conch licenses and the number of
non-resident commercial whelk or conch licenses shall not exceed the
following annual limits:
(i) for two thousand eighteen, the number of licenses shall be limited
to the number of licenses issued in two thousand seventeen plus fifty
percent of any difference between the number of licenses issued in two
thousand seventeen and two hundred fifty-two;
(ii) for two thousand nineteen, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(iii) for two thousand twenty, the number of licenses shall be limited
to the number of licenses established in subparagraph (i) of this
paragraph;
(iv) for two thousand twenty-one, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(v) for two thousand twenty-two, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(vi) for two thousand twenty-three, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(vii) for two thousand twenty-four, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph;
(viii) for two thousand twenty-five, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph; and
(ix) for two thousand twenty-six, the number of licenses shall be
limited to the number of licenses established in subparagraph (i) of
this paragraph.
b. for the period beginning January first, two thousand twenty-three
through December thirty-first, two thousand twenty-six, persons who were
issued a commercial whelk or conch license in the previous year shall be
eligible to be issued such license.
c. for the period beginning January first, two thousand twenty-three
through December thirty-first, two thousand twenty-six, persons who were
not issued a commercial whelk or conch license in the previous year
shall be eligible to be issued such license provided that the total
number of such licenses issued to such persons shall not exceed the
difference between the number of licenses established in paragraph a of
this subdivision and the number of such licenses issued pursuant to
paragraph b of this subdivision, subject to the following:
(i) licenses shall be issued in the order in which the applications
were received, except that where multiple applications are received by
the department on the same day, applicants for whom the department has
received notice of successful completion of an apprenticeship pursuant
to subdivision seven of this section shall be considered by the
department prior to other applicants;
(ii) licenses may be issued to individuals only;
(iii) licenses shall be issued to applicants who are sixteen years of
age or older at the time of the application; and
(iv) licenses shall be issued only to persons who demonstrate in a
manner acceptable to the department that they received an average of at
least fifteen thousand dollars of income over three consecutive years
from commercial fishing or fishing, or who successfully complete an
apprenticeship pursuant to subdivision seven of this section. As used in
this subparagraph, "commercial fishing" means the taking and sale of
marine resources including fish, shellfish, crustacea or other marine
biota and "fishing" means commercial fishing and carrying fishing
passengers for hire. Individuals who wish to qualify based on income
from "fishing" must hold a valid marine and coastal district party and
charter boat license. No more than ten percent of the licenses issued
each year pursuant to this paragraph shall be issued to applicants who
qualify based upon income derived from operation of or employment by a
party or charter boat.
5. Marine and coastal district party and charter boat licenses. Marine
and coastal district party and charter boat licenses provided for by
section 13-0336 of this title shall be issued as follows, except that
this subdivision shall not apply to the owner or operator of a party
boat or charter boat whose vessel is classified by the United States
Coast Guard as an Inspected Passenger Vessel and which is licensed to
carry more than six passengers:
a. for the years two thousand twenty-three through two thousand
twenty-six, the annual number of marine and coastal district party and
charter boat licenses issued shall not exceed five hundred seventeen.
b. for the years two thousand twenty-three through two thousand
twenty-six, persons who were issued a marine and coastal district party
and charter boat license in the previous year shall be eligible to be
issued such license.
c. for the years two thousand twenty-three through two thousand
twenty-six, the department shall issue marine and coastal district party
and charter boat licenses to persons who were not issued such license in
the previous year, provided that the total number of licenses issued
does not exceed five hundred seventeen, subject to the following:
(i) licenses shall be issued in the order in which the applications
were received;
(ii) licenses shall be issued only to persons who hold an Uninspected
Passenger Vessel license issued by the United States Coast Guard.
6. License or permit reissuance.
a. Notwithstanding the provisions of subdivisions one, two, three and
four of this section, the department may permit reissuance of a license
or permit to a member of the immediate family of the prior holder of
such license or permit; provided that the individual to whom the license
or permit is being reissued is at least sixteen years of age. The
department may permit a license or permit holder to designate in writing
a member of his or her immediate family to whom the license or permit
shall be reissued in the event that the license or permit holder dies
prior to surrendering his or her license or permit to the department.
b. In the event that a designated immediate family member does not
wish to engage in the commercial fishing activities authorized by such
license or permit, the department may permit such person to identify an
alternate person to whom the license or permit shall be reissued. The
department is authorized to adopt regulations concerning the reissuance
of licenses or permits pursuant to this subdivision.
c. The holder of a reissued license or permit shall engage in the
activity authorized by the license or permit within three years of the
reissuance date. If the license or permit holder fails to engage in such
activity during the three years following reissuance, the license or
permit shall lapse at the end of the three year period and shall not be
renewed unless the department, in its discretion, determines that the
license or permit holder's inactivity was justified by significant
hardship or unavoidable circumstances.
d. For purposes of this section, "immediate family" shall include
spouse, sibling, parent, child, grandparent, grandchild, and, in
addition, all persons who are related by blood, marriage or adoption to
the permit holder and domiciled in the house of the license or permit
holder.
7. Commercial license apprenticeship program. The department is
authorized to adopt regulations establishing an apprenticeship program
for persons who wish to obtain a commercial crab permit pursuant to
section 13-0331 of this title, a commercial food fish license pursuant
to section 13-0335 of this title or a commercial whelk (conch) license
pursuant to section 13-0330 of this title. Upon successful completion of
the apprenticeship program, a person shall become eligible to receive a
commercial crab permit, commercial food fish license or a commercial
whelk (conch) license, as applicable, subject to the provisions of
paragraph c of subdivision one, paragraph c of subdivision three, and
paragraph c of subdivision four of this section, respectively.
Lobsters; permit to take; prohibited acts.
1. Any person domiciled within the state may take and land lobsters
(Homarus americanus) from the waters of the state or land lobsters in
the state taken elsewhere upon first obtaining a permit from the
department. There shall be two classes of permits: a non-commercial
permit, the fee for which shall be ten dollars, and a commercial permit,
the fee for which shall be one hundred fifty dollars. A non-commercial
permit shall allow the holder to set no more than five lobster pots and
to take or land in any one day no more than six legal lobsters by this
or any other legal method for the holder's own or family use. Holders of
non-commercial permits shall not sell, offer for sale, trade or barter,
or otherwise traffic in lobsters so taken. A commercial permit shall
allow the holder to set any number of pots and use any other legal
method for taking lobsters with no restriction on the number of legal
lobsters that may be taken, landed or possessed except that on the
waters of Long Island Sound and its adjoining bays, harbors and
estuaries (herein defined as all waters of the state north of the
northern shore lines of Long Island, Plum Island, Little Gull Island,
Great Gull Island and Fishers Island and all the waters of the state
north of the waters that separate those islands from each other) a
person holding a commercial permit who is a person operating or owning
or on board a dragger or any vessel used to operate any net defined as a
trawl in section 13-0341 shall not take, land nor possess any lobsters
or parts thereof unless there are no such nets on board, attached to in
any way, or being used by such vessel. This prohibition on the taking of
lobsters by the use of a trawl shall not allow the use of a trawl in any
waters where it is prohibited by sections 13-0341 and 13-0343. The
department shall furnish forms for application for both classes of
permits. A non-commercial permit shall be issued to an individual. A
commercial permit shall be issued to an individual and it may be
endorsed for use on a fishing vessel, in which case it shall cover all
persons on board such vessel. The holder of a commercial permit shall be
liable for all violations that occur on the vessel for which the
holder's permit is endorsed. The holder of a permit shall carry on his
or her person or post on his or her vessel such permit at all times when
fishing for lobsters. Except as provided in subdivision six of this
section, the permit holder must be present at all times while the
privileges of such permit are being exercised and while lobster fishing
gear owned by the permit holder is being set out or retrieved. The
holder of a commercial permit may endorse such permit to only one vessel
at any one time and shall be on board such vessel at all times when it
is used for fishing for lobsters.
2. a. A person not domiciled within the state but who is domiciled in
a state that provides reciprocal permits or licenses to persons
domiciled in New York state may, upon first obtaining a permit from the
department, take and land lobsters only from the waters of the state
westerly and southerly of a straight line drawn from the Flashing Green
Light Number 9 Whistle Buoy at Cerebus Shoals (located approximately
seven miles northwesterly to Montauk Point) northwesterly to Race Rock
and thence due north to the New York-Connecticut interstate boundary
line; and may land lobsters taken outside New York state waters.
b. The fee for such lobster permit shall be two hundred twenty-five
dollars. The permit shall be issued to an individual and may be endorsed
for use on a fishing vessel in which case it shall cover all persons on
board such vessel. Except as provided in subdivision six of this
section, the permit holder must be present at all times while the
privileges of such permit are being exercised and while lobster fishing
gear owned by the permit holder is being set out or retrieved. The
holder of such permit shall be liable for all violations that occur on
any vessel for which the permit may be endorsed. The holder of such
permit shall carry on his or her person or post on his or her vessel
such permit at all times when fishing for lobsters. The holder of a
commercial permit may endorse such permit to only one vessel at any one
time and shall be on board such vessel at all times when it is used for
fishing for lobsters.
c. On the waters of Long Island Sound and its adjoining bays, harbors
and estuaries (as defined in subdivision 1 of this section) a person
holding such permit who is a person operating or owning or on board a
dragger or any vessel used to operate a trawl as defined in section
13-0341 shall not take, land nor possess any lobsters or parts thereof
unless there are no such nets on board, attached to in any way, or being
used by such vessel. This prohibition on the taking of lobsters by the
use of a trawl shall not allow the use of a trawl in any waters where it
is prohibited by sections 13-0341 and 13-0343.
d. A person not domiciled in the state who is not qualified to hold a
lobster permit under paragraph a of this subdivision, or person
domiciled within the state who is not eligible to obtain a commercial
lobster permit under subdivision one of this section, may obtain a
permit to land lobsters in the state which have been legally taken
outside the state. The fee for a lobster landing permit shall be three
hundred dollars.
e. The department shall prescribe and furnish forms for such permits.
3. a. Lobster permits shall be non transferable and shall expire on
December 31 of the year of issue. If it appears in the public interest,
the department may suspend or cancel any such permit on ten days'
written notice to the holder thereof.
b. No person who has had any such permit suspended or revoked shall
take or land lobsters or aid in the taking or landing of lobsters until
such permit has been reinstated or a new permit is issued.
c. A person who holds a permit to take or land lobsters shall notify
the department of any change of address within thirty days of such
change.
4. Buoys or markers of prescribed design may be used in designating
the location of licensed lobster pots or traps in such manner as shall
be required by the department.
5. a. Except as provided in subdivisions 13, 16 and 18 of this
section, only lobsters measuring three and three-eighths inches or more
and five and one-quarter inches or less may be taken, possessed, bought,
sold, imported and exported. All measurements are from the rear end of
the eye socket along a line parallel to the center line of the body
shell (carapace) to the rear end of the body shell (carapace).
b. A lobster that has been damaged or mutilated to the extent that its
length from the rear end of the eye socket along a line parallel to the
center line of the body shell (carapace) to the rear end of the body
shell (carapace) cannot be determined shall not be possessed, sold or
offered for sale, trade or barter.
c. Lobsters in spawn shall not be taken or possessed at any time. Eggs
shall not be removed from such lobsters.
d. The landing or possession, in the marine district, of lobster, or
parts thereof, not in the shell, detached lobster tails or claws, or any
other part of a lobster that has been separated from the lobster by any
person who has a lobster permit issued by the state is prohibited.
e. The landing or possession of any V-notched female lobster is
prohibited. This prohibition applies to all persons other than a final
purchaser or consumer. V-notched female lobster shall mean any female
lobster bearing a V-shaped notch (i.e. a straight-sided triangular cut
without setal hairs, at least one-quarter inch in depth and tapering to
a sharp point) in the flipper next to the right of the center flipper as
viewed from the rear of the female lobster. V-notched female lobster
also means any female which is mutilated in a manner which could hide,
obscure or obliterate such a mark. The right flipper will be examined
when the underside of the lobster is down and its tail is toward the
person making the determination; however, the department shall have the
authority to adopt by rule or regulation a modified definition of
"V-notched female lobster" to reflect any changes to the definition the
Atlantic States Marine Fisheries Commission may adopt.
6. No person other than the licensee shall set out, tend, haul or
unduly disturb, or take or remove lobsters from, a lobster pot or trap
or other commercial gear, or damage, take, remove or possess such gear.
Possession of such gear without the consent of the licensee shall be
considered prima facie evidence of violation of this subdivision.
Provided, however, that in the event of a temporary emergency, a
licensee may provide written authorization for a different licensee to
haul and remove lobster from the licensee's pots or traps. A copy of
such written authorization shall be filed with the department and the
department shall determine what constitutes a temporary emergency and
the appropriate maximum duration of a temporary emergency for the
purposes of this subdivision.
7. a. Lobsters may be taken only by lobster pots, traps, otter trawls
or similar devices, or by skin diving, including the use of
self-contained underwater breathing apparatus (SCUBA), or by hand. The
use of spears, gigs, gaffs, or other penetrating devices to take
lobsters is prohibited.
b. The landing of more than one hundred lobsters per twenty-four hour
period by gear or methods other than lobster traps or pots is
prohibited. The landing of more than five hundred lobsters by gear or
methods other than lobster traps or pots during a trip lasting five days
or longer is prohibited.
8. A person shall not be issued a permit to take or land lobsters in
New York state if said person had a license or permit to take or land
lobsters in another state which has been suspended or revoked for an
illegal act which is also an illegal act in New York state until such
suspension or revocation has been terminated. Upon receipt of
information from another state that a license or permit of a person to
take or land lobsters has been suspended or revoked for an illegal act
which is also an illegal act in New York state, said person, if he holds
such a permit in New York state, shall have his New York permit
suspended or revoked until such suspension or revocation by another
state has been terminated.
9. On the waters of Long Island Sound and its adjoining bays, harbors
and estuaries (as defined in subdivision one of this section) lobsters
shall not be taken by any method from one hour after sunset to one hour
before sunrise. The provisions of this subdivision shall not apply to
the taking of lobsters by skin diving, including the use of
self-contained underwater breathing apparatus (SCUBA), by holders of a
valid resident non-commercial lobster permit.
10. A holder of a commercial lobster license may apply for a permit to
fish a gill net as permitted in paragraph (b) of subdivision fifteen of
section 13-0343 of this chapter. This permit is to be used for the
purposes of obtaining bait fish to be used solely by the permittee to
pursue his lobster fishery. Bait so taken shall not be sold.
11. In order to reduce mortality of lobster due to lost traps and
pots, the department may adopt regulations requiring escape panels and
vents in such traps and pots and describing their design, configuration,
composition, size and any other necessary characteristics. Any such
regulations shall be consistent with the Interstate Management Plan for
American Lobster prepared by the Atlantic States Marine Fisheries
Commission.
12. Lobsters shall not be transferred from one vessel to another
vessel on the waters of Long Island Sound or its adjacent bays, harbors
and estuaries, except that nothing in this section shall prohibit the
unloading of lobsters, lawfully taken and possessed, in harbor at a
vessel's permanent mooring to a transfer vessel for the purpose of
transporting such lawfully taken and possessed lobsters to land.
13. The department may issue a permit, revocable at pleasure, to any
person to import, possess, buy or sell lobsters of less than the size
permitted to be taken and possessed pursuant to this section for
scientific and educational purposes only.
14. Possession of a lobster trap or pot with a volume larger than
twenty-two thousand nine hundred fifty cubic inches is prohibited.
15. (a) The department shall adopt regulations to implement and
administer a lobster trap tag program. Such regulations shall be
consistent with the specific requirements of the lobster fishery
management plan adopted by the Atlantic States Marine Fisheries
Commission and any other applicable federal lobster trap tag
regulations. Lobster trap tags shall be issued by the department or an
agent authorized by the department. The cost to affected permittees for
each tag shall not be more than the cost of production and distribution
of each tag and shall not exceed the sum of twenty cents.
(b) If the department administers a lobster trap tag program, any
funds derived from such program and received by the department shall be
deposited into the marine resource account established pursuant to
subparagraph (i) of paragraph three of subdivision (a) of section
eighty-three of the state finance law.
16. The department may, until December thirty-first, two thousand
twenty-seven, adopt regulations for Atlantic States Marine Fisheries
Commission Areas One, Two, Three, Four, Five, and Outer Cape Cod, to
implement conservation measures that affect landings of lobsters,
pursuant to the recommendations of the respective Area's Lobster
Conservation Management Team as required by the Interstate Fishery
Management Plan for American Lobster adopted by the Atlantic States
Marine Fisheries Commission.
* 17. a. No lobster may be taken from Atlantic States Marine Fisheries
Commission Area Six from September eighth through November twenty-eighth
pursuant to the recommendations of the Area's Lobster Conservation
Management Team as required by the Interstate Fishery Plan for Lobsters
adopted by the Atlantic States Marine Fisheries Commission.
b. During the September eighth through November twenty-eighth closure,
lobster permit holders who use lobster traps or pots shall remove
lobster traps and pots from the water by September twenty-second.
c. No lobster trap or pot may be in the water from September
twenty-second until November fourteenth unless the lobster permit holder
also holds a permit or license that authorizes them to harvest other
species from their lobster traps or pots.
d. Lobster permit holders may set unbaited lobster traps or pots
beginning November fourteenth.
e. Lobster permit holders may set baited lobster traps or pots
beginning November twenty-first.
* NB Repealed December 31, 2027
18. a. Lobsters greater in length than provided in subdivision 5 of
this section may be imported into the state and possessed for
exportation provided that:
i. The lobsters were legally taken in the state or country where the
lobsters were landed, and, if applicable, the Atlantic States Marine
Fisheries Commission Area where the lobsters were taken;
ii. The lobsters were placed in containers and sealed with tamper
proof seals acceptable to the department in the state or country where
the lobsters were landed;
iii. The lobsters remain in the sealed containers at all times while
the lobsters are possessed in the state, including the placement of the
sealed containers in holding tanks in the state;
iv. Each sealed container is accompanied with a label, invoice, bill
of lading, purchase order or manifest identifying the state or country
where the lobsters were landed, and, if applicable, the Atlantic States
Marine Fisheries Commission Area where the lobsters were taken, the
number of lobsters contained therein, and the date the container was
sealed; and
v. The lobsters are imported, possessed and exported to or by a person
licensed pursuant to section 13-0334 of this title.
b. Lobsters greater in length than provided in subdivision 5 of this
section may be imported, possessed, sold or offered for sale in the
state provided that:
i. The lobsters were legally taken in the state or country where the
lobsters were landed, and, if applicable, the Atlantic States Marine
Fisheries Commission Area where the lobsters were taken;
ii. Each lobster is tagged in the state or country where the lobster
was landed with a tamper resistant tag acceptable to the department. The
tag shall be attached to the lobster and identify the state or country
where the lobster was landed and, if applicable, the Atlantic States
Marine Fisheries Commission Area where the lobster was taken;
iii. The tag must remain on the lobster until it is sold to the end
consumer in the state, including while in a holding tank in a restaurant
or retail outlet;
iv. Each shipment of tagged lobsters is accompanied with a label,
invoice, bill of lading, purchase order or manifest identifying the
state or country and, if applicable, the Atlantic States Marine
Fisheries Commission Area where the lobsters were taken, the number of
lobsters contained therein, and the date or dates the lobsters were
harvested; and
v. The lobsters are imported, possessed and sold or offered for sale
in the state by a person licensed pursuant to section 13-0334 of this
title.
c. The department may promulgate regulations necessary to implement
this subdivision.
19. Lobsters, or parts thereof, not in the shell, detached lobster
tails or claws, or any other part of a lobster that has been separated
from the lobster may only be possessed, purchased, offered for sale,
trade or barter, imported, or exported, provided:
a. The lobster was legally taken in the state or country where the
lobster was landed, and, if applicable, the Atlantic States Marine
Fisheries Commission Area where the lobster was taken;
b. The lobster parts are packaged with labels identifying the state,
or country where the lobster was taken and if applicable, the Atlantic
States Marine Fisheries Commission Area. Lobster parts must be packaged
and properly labeled prior to being possessed, sold, purchased or
imported in the state.
Whelks or conchs; license to take.
1. A person domiciled within the state may take whelks or conchs
(Busycon spp.) for commercial purposes from the waters of the state upon
first obtaining a license from the department.
a. The department shall prescribe and furnish forms for application
for such permit.
b. The fee for such whelk license shall be thirty dollars.
2. A person not domiciled in the state who is domiciled in a state
that provides reciprocal permits or licenses to persons domiciled in New
York state may take whelks or conchs (Busycon spp.) for commercial
purposes upon first obtaining a license from the department.
a. The department shall prescribe and furnish forms for application
for such permit.
b. The fee for such whelk license shall be fifty dollars.
3. Whelk licenses shall be non-transferable, and shall expire on the
last day of December of each year.
4. The holder of a whelk license must be present and must have the
license in possession and available for inspection at all times when the
privileges of the license are being exercised.
5. For purposes of this section, "commercial purposes" shall mean the
taking or landing of twenty-five or more whelks in any one day.
6. The department may, until December thirty-first, two thousand
twenty-nine, fix by regulation measures for the management of whelk or
conch (Busycon and Busycotypus spp.), including size limits, catch and
possession limits, open and closed seasons, closed areas, restrictions
on the manner of taking and landing, requirements for permits and
eligibility therefor, recordkeeping requirements, requirements on the
amount and type of fishing effort and gear, and requirements relating to
transportation, possession and sale, provided that such regulations are
no less restrictive than requirements set forth in this chapter and
provided further that such regulations are consistent with the
compliance requirements of applicable fishery management plans adopted
by the Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
Crabs; permit to take; prohibited acts.
* 1. No person shall take crabs, including horseshoe crabs (Limulus
sp.) for commercial purposes without first obtaining a permit from the
department. For purposes of this subdivision, a presumption of
"commercial purposes" shall be made wherein one takes or lands more than
fifty crabs in any one day or sells or barters or offers for sale or
barter any crabs he or she has taken. Permits shall be issued to
individuals only but may be endorsed for use on a vessel, in which case
it shall cover all persons on board such vessel.
* NB Effective until January 1, 2029
* 1. No person shall take crabs for commercial purposes without first
obtaining a permit from the department. For purposes of this
subdivision, a presumption of "commercial purposes" shall be made
wherein one takes or lands more than fifty crabs in any one day or sells
or barters or offers for sale or barter any crabs such person has taken.
Permits shall be issued to individuals only but may be endorsed for use
on a vessel, in which case it shall cover all persons on board such
vessel.
* NB Effective January 1, 2029
1-a. The department may, until December thirty-first, two thousand
twenty-six, fix by regulation the limit of Jonah crabs that may be taken
for commercial purposes by commercial crab permit holders and by holders
of New York commercial lobster licenses provided that such regulations
shall be consistent with the compliance requirements of applicable
fishery management plans adopted by the Atlantic States Marine Fisheries
Commission and with applicable provisions of fishery management plans
adopted pursuant to the Federal Fishery Conservation and Management Act
(16 U.S.C. section 1800 et seq.).
2. A person domiciled within the state may take crabs, for commercial
purposes, from the waters of the state upon first obtaining a crabbing
permit from the department.
a. The department shall prescribe and furnish forms for application
for such permit.
b. The fee for such crabbing permit shall be thirty dollars.
3. A person not domiciled in the state who is domiciled in a state
that provides reciprocal permits or licenses to persons domiciled in New
York state may take crabs, for commercial purposes, upon first obtaining
a crabbing permit from the department.
a. The department shall prescribe and furnish forms for application
for such permit.
b. The fee for such crabbing permit shall be fifty dollars.
4. Permits are not transferable and shall expire on December 31
following the date of issue. If it appears in the public interest, the
department may suspend or cancel such permits without prior notice.
5. Female crabs with eggs visible thereon, commonly called sponge
crabs, or any female crabs from which the egg pouch or bunion has been
removed, shall not be taken, possessed, transported or offered for sale
at any time.
6. Crabs shall not be taken by dredging in the waters of Richmond
county; Hempstead Bay and South Oyster Bay in the county of Nassau; or
in the waters of Great South Bay west of Captree bridge in the county of
Suffolk.
* 7. The department may, until December thirty-first, two thousand
twenty-nine, fix by regulation measures for the management of crabs of
any kind including horseshoe crabs (Limulus sp.), including minimum and
maximum size limits, catch and possession limits, open and closed
seasons including lunar closures, closed areas, restrictions on the
manner of taking and landing including a prohibition on the harvest of
crabs in amplexus, requirements for permits and eligibility therefor,
recordkeeping requirements, requirements on the amount and type of
fishing effort and gear, and requirements relating to transportation,
possession and sale, provided that such regulations are no less
restrictive than requirements set forth in this chapter and provided
further that such regulations are consistent with the compliance
requirements of applicable fishery management plans adopted by the
Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
* NB Effective until January 1, 2029
* 7. The department may, until December thirty-first, two thousand
twenty-nine, fix by regulation measures for the management of crabs of
any kind, excluding horseshoe crabs (Limulus sp.), including minimum and
maximum size limits, catch and possession limits, open and closed
seasons including lunar closures, closed areas, restrictions on the
manner of taking and landing including a prohibition on the harvest of
crabs in amplexus, requirements for permits and eligibility therefor,
recordkeeping requirements, requirements on the amount and type of
fishing effort and gear, and requirements relating to transportation,
possession and sale, provided that such regulations are no less
restrictive than requirements set forth in this chapter and provided
further that such regulations are consistent with the compliance
requirements of applicable fishery management plans adopted by the
Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
* NB Effective January 1, 2029
* 8. The department shall, when adopting regulation measures for the
management of horseshoe crabs (Limulus sp.) pursuant to subdivision
seven of this section, consult with any town, village or county that
requests any municipal property be subject to a harvest closure.
* NB Effective until January 1, 2029
* 8. No person shall take horseshoe crabs (Limulus sp.), including for
commercial or biomedical purposes, from the waters of this state.
Provided however that this section shall not apply to the taking of
horseshoe crabs (Limulus sp.) for bona fide scientific or educational
purposes including, but not limited to, public or not-for-profit zoos
and aquaria, as determined by the commissioner pursuant to rules and
regulations.
* NB Effective January 1, 2029
Menhaden; prohibited acts.
Menhaden (Brevoortia tyrannus) from which oil or meal is made, subject
to the provisions of section 13-0343, may not be taken from the waters
of the marine district with a purse seine; provided however, that the
department shall have the authority to issue a temporary order allowing
the use of purse seines for taking menhaden, pursuant to temporary
permits, if the department determines that there is an imminent risk of
a fish kill resulting from the presence of unusually large amounts of
menhaden in waters of the marine and coastal district in or adjacent to
waterbody segments that are characteristic of locations likely to
experience fish kills or that have a history of hypoxia. Prior to
issuing such temporary order, the department shall first consider other
fishing methods authorized under this chapter, including but not limited
to beach seines, and shall only issue a temporary order if the
department determines that such other fishing methods will not
sufficiently mitigate the conditions precipitating the potential fish
kill. Such order shall include the department's justification for the
use of purse seines, time, geography, and poundage specifications, and
any other conditions that the department deems appropriate and shall be
posted on the department's website. Following the adoption of such an
order, the department may issue temporary permits, not to exceed
fourteen days and subject to the conditions of the department's
temporary order, allowing for the harvest of menhaden.
Marine and coastal district food fish and crustacea dealers
and shippers license.
1. No person shall purchase marine food fish or crustacea, whether to
be used as food or bait, directly from the person taking such marine
food fish or crustacea for the purpose of resale trade or barter without
a valid food fish and crustacea dealers and shippers license. No person
shall operate a facility for packing, holding or storing such marine
food fish or crustacea prior to consignment, transport or sale without a
valid food fish and crustacea dealers and shippers license.
2. No person shall ship, transport or traffic in marine food fish or
crustacea for resale, trade or barter to persons other than the final
consumer within the state or export food fish or crustacea landed in New
York to outside the state without a valid food fish and crustacea
dealers and shippers license. No such license shall be required of
common carriers who transport marine food fish or crustacea. Such common
carrier must carry and have ready for inspection any bill of
consignment, bill of lading or other documentation showing thereon the
name and address of the consignee, name and address of the shipper, the
date of the shipment and the quantity of each species shipped. For
purposes of this section, "common carrier" shall mean persons engaged
solely in the transport of food fish or crustaceans which have been
consigned or sold by a licensed harvester or by a licensed dealer and
shipper to a licensed dealer and shipper within the state or to another
party outside the state. A common carrier shall hold no title, ownership
or financial interest in the food fish or crustacean being transported.
No such license shall be required of a person who is the holder of a
food fish license, a lobster license or a blue-claw crab license issued
pursuant to section 13-0335, 13-0329 or 13-0331, respectively, while
transporting the species which he or she has lawfully and personally
taken. For purposes of this section, "landed" means the bringing to any
shore food fish or crustacea taken by a holder of a license issued
pursuant to this article or the transfer of the catch taken pursuant to
this article from a vessel to any other vessel or to the land or to any
pier, wharf, dock or other similar structure.
3. No person who is the holder of a commercial food fish license or a
commercial lobster license or a commercial crab license shall sell,
trade or barter marine food fish or crustacea in New York state except
to the holder of a marine and coastal district food fish and crustacea
dealers and shippers license. Provided, however, that persons who
possess commercial food fish, lobster, or crab licenses may sell the
marine food fish or crustacea they are authorized to take for commercial
purposes directly to the consumer of such marine food fish or crustacea
and that such licensed harvesters shall report to the department such
direct sales to consumers pursuant to paragraph a of subdivision one of
section 13-0342.
4. The fee for a food fish and crustacea dealers and shippers license
shall be two hundred fifty dollars and shall cover all persons employed
by the licensee. Licenses issued pursuant to this section shall be valid
for a single business address, shall be nontransferable and shall expire
on the thirty-first day of December of each year.
5. No person licensed as a dealer or shipper shall purchase or ship
marine food fish or crustacea directly from the taker of marine food
fish or crustacea unless the taker presents the appropriate valid
license to the person making the purchase. No person who operates a
facility for the packing, holding or storing of marine food fish or
crustacea prior to consignment, transport or sale shall accept such
product without requiring the taker to provide his or her name, address
and appropriate valid license number, the date, and quantities of
product in the transaction.
6. A licensed dealer or shipper may only import, export, possess, or
offer for sale, barter, or trade, lobsters greater in length than
provided by subdivision 5 of section 13-0329 of this title if:
a. The licensed dealer or shipper has notified the department in
writing prior to taking such action on a form prescribed by the
department; and
b. The lobsters are in a secured container in accordance with
paragraph a of subdivision 18 of section 13-0329 of this title or tagged
in accordance with paragraph b of subdivision 18 of section 13-0329 of
this title.
7. No person licensed as a dealer or shipper may import, export,
possess, or offer for sale, barter, trade, lobsters, or parts thereof,
not in the shell, detached lobster tails or claws, or any other part of
a lobster that has been separated from the lobster except as authorized
by subdivision 19 of section 13-0329 of this title.
Food fish; license; prohibited acts.
1. A person who is domiciled in the state may take and land food fish
for commercial purposes, upon obtaining a marine commercial food fishing
license, except as prohibited by this chapter, from the waters of the
marine and coastal district and may land food fish taken from waters
outside New York state boundaries for commercial purposes. For purposes
of this section "commercial purposes" shall mean the taking of food fish
by any method for subsequent sale, trade or barter or to offer for sale,
trade or barter and the taking of food fish when setting, maintaining,
operating or using nets, except cast nets, not in excess of twenty feet
in diameter, when operated by hand for the purposes of taking only
Atlantic menhaden (Brevoortia tyrannus) and mullets (Mugil spp), for
recreational purposes only, seines not larger than thirty feet long or
four feet deep or lift nets not larger than sixteen square feet; traps,
except bait traps not more than thirty inches in length; combs; pots; or
hook and line, except by angling. The fee for such license shall be two
hundred fifty dollars, and shall cover all persons employed by the
licensee while engaged in such employment of commercial fishing.
2. A person not domiciled in the state may take food fish, except as
prohibited by this chapter, from the waters of the marine and coastal
district and may land food fish taken from outside New York state
boundaries for commercial purposes upon first obtaining a commercial
fishing license. The fee for such license shall be one thousand two
hundred fifty dollars, and shall cover all persons employed by the
licensee while engaged in such employment of commercial fishing. Such
licenses shall be issued only to persons domiciled in states offering
reciprocal fishing privileges to persons domiciled in New York state and
which implemented the size limits and other management strategies
recommended in fisheries management plans or amendments thereto adopted
by the Atlantic States Marine Fisheries Commission or the regional
management councils as provided in the Fisheries Conservation and
Management Act (16 USC 1800 et seq.) which have been implemented in New
York State. Such license shall only be issued during the month of
January of each year.
3. A person may land food fish, except as prohibited by this chapter
and except blackfish or tautog (tautoga onitis), taken from waters
outside the marine and coastal district for commercial purposes upon
first obtaining a marine and coastal district food fish landing license.
The fee for such marine and coastal district food fish landing license
shall be five hundred dollars and shall cover all persons employed by
the licensee while engaged in such employment of landing food fish.
4. Licenses issued under this section shall be non-transferable and
shall expire on the last day of December of each year. Such licenses
shall be issued annually and the department shall not limit the number
of licenses issued. The department may, in its discretion and after an
opportunity for a hearing, revoke any such license of any person who has
been convicted of a violation of title three of this article or who
signs an acknowledgment of such violation for the purpose of effecting a
settlement by civil compromise or by stipulation. The application for
any such license by a person under the age of sixteen shall be signed by
his parent or guardian who shall thereby consent to its issuance.
5. It shall be unlawful for any person to render food fish into
fertilizer.
6. No person shall intentionally disturb or without the consent of the
licensee take or remove fish or crustacea from any legally set or
operated nets or other commercial gear, or damage, take, remove or
possess any such net or gear. Possession of any such net or gear without
the consent of the licensee shall be considered prima facie evidence of
a violation of this subdivision.
7. The holder of any license issued pursuant to this section shall
display the license and/or have the license available for inspection
according to such rules and regulations as the department may
promulgate.
8. The provisions of sections 13-0311, 13-0329, 13-0331 and 13-0333 of
this title shall be applicable to lobsters, crabs, shellfish and
menhaden and no license therefor shall be required pursuant to this
section.
9. Notwithstanding the provisions of subdivision one of this section,
a person may, upon obtaining a marine bait permit, take marine bait fish
and sell such fish as bait at retail only, subject to the following
restrictions:
a. Only Atlantic menhaden, silversides (Minidia spp.) and killifish
(Fundulus spp.) may be taken and sold pursuant to this subdivision.
b. Bait fish to be sold pursuant to this subdivision may be taken only
using cast nets not larger than twenty feet in diameter, seines not
larger than thirty feet in length or four feet in depth, or lift nets
not larger than sixteen square feet or bait traps not more than thirty
inches in length.
c. Marine bait permits shall be available to any person at a fee of
fifty dollars, shall be non-transferable, and shall expire on December
thirty-first of the year of issue and shall identify the business name
and address of the single retail business at which the bait taken
pursuant to the permit may be sold.
d. The holder of a marine bait fish permit must be present and have
the permit in possession and available for inspection at all times when
the bait harvesting privileges of the permit are being exercised.
Marine and coastal district party and charter boat license.
1. No owner or operator of a party boat or charter boat shall carry
recreational fishing passengers in the marine and coastal district or
land fish taken outside the territorial waters of the state without
holding a party or charter boat license issued by the department for an
annual fee of two hundred fifty dollars and a recreational marine
fishing registration issued by the department. Such license and
registration shall be issued only to persons domiciled in the state or
in a state which affords reciprocal fishing privileges to persons
domiciled in New York. Such license and registration shall be available
on the vessel at all times. For purposes of this subdivision, party
boats and charter boats are vessels used to carry passengers for hire
wherein a fee is charged, either directly or indirectly, for the purpose
of taking or attempting to take marine fish for recreational purposes.
2. Party and charter boat licenses shall expire on December
thirty-first of each year.
Return of fish, crustacea and other animals to the water.
1. If any fish or crustacea are unintentionally taken contrary to any
provisions of the Fish and Wildlife Law, they shall be returned to the
water at once, without unnecessary injury.
2. Starfish, drills (Urosalpinx cinerea), periwinkle (Litorinia) and
drum fish (Pogonias chromis) when taken shall not be returned alive to
the waters of the state.
Sharks; department authority; finning prohibited.
1. For purposes of this section:
a. "Shark" means any species of the subclass Elasmobranchii except
species in the order Batoidei;
b. "Finning" means the removal of a fin or fins from a shark and not
retaining the remainder of the shark's carcass; and
c. "Shark fin" means the raw, dried or otherwise processed detached
fin including the tail.
2. No person shall engage in finning on the waters of the marine and
coastal district.
3. a. No person shall possess, sell, offer for sale, trade or
distribute a shark fin; provided, however, that this prohibition shall
not apply to any shark fin that was taken from a spiny dogfish (Squalus
acanthias) or a smooth dogfish (Mustelus canis) lawfully caught by a
licensed commercial fisherman.
b. A shark fin may be possessed by any person if the shark was
lawfully caught and the person has a recreational marine fishing
registration or a license or permit from the department for bona fide
scientific research or educational purposes.
4. The department may, until December thirty-first, two thousand
twenty-nine, fix by regulation measures for the management of sharks,
including size limits, catch and possession limits, open and closed
seasons, closed areas, restrictions on the manner of taking and landing,
requirements for permits and eligibility therefor, recordkeeping
requirements, requirements on the amount and type of fishing effort and
gear, and requirements relating to transportation, possession and sale,
provided that such regulations are no less restrictive than requirements
set forth in this chapter and provided further that such regulations are
consistent with the compliance requirements of applicable fishery
management plans adopted by the Atlantic States Marine Fisheries
Commission and with applicable provisions of fishery management plans
adopted pursuant to the Federal Fishery Conservation and Management Act
(16 U.S.C. §1800 et seq.).
* 5. Sharks, excluding spiny dogfish, shall not be taken for
commercial or recreational purposes by baited hooking except with the
use of non-stainless steel non-offset circle hooks. In addition, no
person shall conduct, sponsor or participate in any shark tournament
unless said tournament's rules and regulations require the exclusive use
of non-stainless steel non-offset circle hooks.
* NB Repealed December 31, 2026
Marine fish; size limits of marine species; sale of marine
species.
1. a. The taking of fish with nets in the marine and coastal district
is governed by sections 13-0333, 13-0335, 13-0341, 13-0343, 13-0347 and
11-1521, and regulations adopted pursuant to sections 11-0303, 11-1303,
13-0338, 13-0339-a, 13-0340, 13-0340-a, 13-0340-b, 13-0340-c, 13-0340-d,
13-0340-e, 13-0340-f and 13-0340-g of this chapter. The taking of fish
by other means, in the marine and coastal district, is governed by title
13 of article 11 of the Fish and Wildlife Law, subject to restrictions
in section 13-0343 as to certain waters, and to provisions of sections
13-0347 and 11-1521 and regulations adopted pursuant to section 11-0303
of this chapter as to striped bass and sections 13-0338, 13-0339-a,
13-0340, 13-0340-a, 13-0340-b, 13-0340-c, 13-0340-d, 13-0340-e,
13-0340-f and 13-0340-g as to other species of marine fish. The taking,
and sale or taking for sale, of certain bait fish are governed by
section 11-1315 of this chapter.
b. Open seasons, minimum size limits and catch limits for fish other
than the marine species named in subdivisions 2 and 3 of this section
are specified by regulations adopted pursuant to sections 11-0303,
11-1303, 13-0338, 13-0339-a, 13-0340, 13-0340-a, 13-0340-b, 13-0340-c,
13-0340-d, 13-0340-e, 13-0340-f and 13-0340-g of this chapter. All
shortnose sturgeon irrespective of size and all Atlantic sturgeon under
the size limits prescribed by regulations adopted pursuant to section
11-1303 of this chapter taken in gill nets shall be immediately returned
to the water without unnecessary injury. Other fish named by regulations
adopted pursuant to sections 11-0303, 11-1303, 13-0338, 13-0339-a,
13-0340, 13-0340-a, 13-0340-b, 13-0340-c, 13-0340-d, 13-0340-e,
13-0340-f and 13-0340-g of this chapter and under the size limits
prescribed in such regulations, shall not be bought, sold or trafficked
in.
c. The sale, possession and transportation of fish, other than the
marine species named in subdivisions 2 and 3 of this section are
governed by sections 11-1319, 11-1521 and 13-0347, and regulations
adopted pursuant to sections 11-0303, 11-1303, 13-0338, 13-0339-a,
13-0340, 13-0340-a, 13-0340-b, 13-0340-c, 13-0340-d, 13-0340-e,
13-0340-f and 13-0340-g of this chapter.
2. Fluke or summer flounder (Paralichthys dentatus) and southern
flounder (Paralichthys lethostigma) less than fourteen inches in length,
weakfish (Cynoscion regalis) less than twelve inches in length, Atlantic
cod (Gadus morhua) less than nineteen inches in length, porgy or scup
(Stenotomus chrysops) less than seven inches, black sea bass
(Centropristis striata) less than nine inches, and winter flounder
(Pleuorenectes americanus) less than eleven inches in length may not be
taken by angling for recreational purposes.
3. Fluke or summer flounder (Paralichthys dentatus) and southern
flounder (Paralichthys lethostigma) less than fourteen inches; blue fish
(Pomatomus saltatrix) less than nine inches; porgy or scup (Stenotomus
chrysops) less than nine inches; weakfish (Cynoscion regalis) less than
twelve inches; mackerel (Scomber scombrus) less than seven inches; black
sea bass (Centropristis striata) less than nine inches; Atlantic cod
(Gadus morhua) less than nineteen inches; winter flounder (Pleuorenectes
americanus) less than twelve inches, may not be taken or possessed for
commercial purposes or transported for commercial purposes nor bought,
sold or offered for sale. For purposes of this subdivision, commercial
purposes includes use of any form of net, comb, dredge or hook and line,
except angling.
4. All length measurements in this section shall be taken as the total
length which is defined as the longest straight-line measurement from
the most anterior or forward part of the fish with the jaws closed to
the tip of the tail. The tail rays of a fish with a forked tail may be
squeezed together to give the longest overall measurement.
5. Blue marlin (Makaira nigricans), white marlin (Tetrapturus
albidus), sailfish (Istiophorus platypterus), and longbill spearfish
(Tetrapturus pfluegeri) shall not be bought, sold or offered for sale.
Striped marlin (Tetrapturus audax), black marlin (Makaira indica),
shortbill spearfish (Tetrapturus angustirostris) shall not be bought,
sold or offered for sale unless identified and tagged as such prior to
entry into the state. Such identification and tag shall include at a
minimum, the species of billfish and the place of initial landing.
Atlantic cod (Gadus morhua), Atlantic sturgeon (Acipenser
oxyrhynchus), shortnose sturgeon (Acipenser
brevirostrum), American eel (Anguilla rostrata), Atlantic
herring (Clupea horengus), American shad (Alosa
sapidissima), alewife (Alosa pseudoharengus), blueback
herring (Alosa aestivalis), squid (cephalopoda), and
hickory shad (Alosa mediocris).
1. The department may fix, by regulation, measures for the management
of the following species:
a. Atlantic cod (Gadus morhua) until December thirty-first, two
thousand twenty-nine,
b. American eel (Anguilla rostrata) until December thirty-first, two
thousand twenty-nine,
c. Atlantic and shortnose sturgeon (Acipenser oxyrhynchus and
brevirostrum) until December thirty-first, two thousand twenty-nine,
d. Atlantic herring (Clupea harengus) until December thirty-first, two
thousand twenty-nine,
e. American shad (Alosa sapidissima) until December thirty-first, two
thousand twenty-eight,
f. alewife (Alosa pseudoharengus) until December thirty-first, two
thousand twenty-eight,
g. blueback herring (Alosa aestivalis) until December thirty-first,
two thousand twenty-nine,
h. squid (cephalopoda) until December thirty-first, two thousand
twenty-nine, and
i. hickory shad (Alosa mediocris) until December thirty-first, two
thousand twenty-eight.
2. Such management regulations may include size limits, catch and
possession limits, open and closed seasons, closed areas, restrictions
on the manner of taking and landing, requirements for permits and
eligibility therefor, recordkeeping requirements, requirements on the
amount and type of fishing effort and gear, and requirements relating to
transportation, possession and sale, provided that such regulations are
no less restrictive than requirements set forth in this chapter and
provided further that such regulations are consistent with the
compliance requirements of applicable fishery management plans adopted
by the Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
Bluefish (Pomatomus saltatrix).
The department may, until December thirty-first, two thousand
twenty-eight, fix by regulation measures for the management of bluefish
(Pomatomus saltatrix), including size limits, catch and possession
limits, open and closed seasons, closed areas, restrictions on the
manner of taking and landing, requirements for permits and eligibility
therefor, recordkeeping requirements, requirements on the amount and
type of fishing effort and gear, and requirements relating to
transportation, possession and sale, provided that such regulations are
no less restrictive than requirements set forth in this chapter and
provided further that such regulations are consistent with the
compliance requirements of applicable fishery management plans adopted
by the Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
Weakfish (Cynoscion regalis).
The department may, until December thirty-first, two thousand
twenty-eight, fix by regulation measures for the management of weakfish
(Cynoscion regalis), including size limits, catch and possession limits,
open and closed seasons, closed areas, restrictions on the manner of
taking and landing, requirements for permits and eligibility therefor,
recordkeeping requirements, requirements on the amount and type of
fishing effort and gear, and requirements relating to transportation,
possession and sale, provided that such regulations are no less
restrictive than requirements set forth in this chapter and provided
further that such regulations are consistent with the compliance
requirements of applicable fishery management plans adopted by the
Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
Fluke - summer flounder (Paralichthys dentatus).
The department may, until December thirty-first, two thousand
twenty-nine, fix by regulation measures for the management of fluke or
summer flounder (Paralichthys dentatus), including size limits, catch
and possession limits, open and closed seasons, closed areas,
restrictions on the manner of taking and landing, requirements for
permits and eligibility therefor, recordkeeping requirements,
requirements on the amount and type of fishing effort and gear, and
requirements relating to transportation, possession and sale, provided
that such regulations are no less restrictive than requirements set
forth in this chapter and provided further that such regulations are
consistent with the compliance requirements of applicable fishery
management plans adopted by the Atlantic States Marine Fisheries
Commission and with applicable provisions of fishery management plans
adopted pursuant to the Federal Fishery Conservation and Management Act
(16 U.S.C. § 1800 et seq.).
Winter flounder (Pleuorenectes americanus).
The department may, until December thirty-first, two thousand
twenty-nine, fix by regulation measures for the management of winter
flounder (Pleuorenectes americanus), including size limits, catch and
possession limits, open and closed seasons, closed areas, restrictions
on the manner of taking and landing, requirements for permits and
eligibility therefor, recordkeeping requirements, requirements on the
amount and type of fishing effort and gear, and requirements relating to
transportation, possession and sale, provided that such regulations are
no less restrictive than requirements set forth in this chapter and
provided further that such regulations are consistent with the
compliance requirements of applicable fishery management plans adopted
by the Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
Blackfish or tautog (Tautoga onitis).
1. The department may, until December thirty-first, two thousand
twenty-eight, fix by regulation measures for the management of blackfish
(Tautoga onitis), including size limits, catch and possession limits,
open and closed seasons, closed areas, restrictions on the manner of
taking and landing, requirements for permits and eligibility therefor,
recordkeeping requirements, requirements on the amount and type of
fishing effort and gear, and requirements relating to transportation,
possession and sale, provided that such regulations are no less
restrictive than requirements set forth in this chapter and provided
further that such regulations are consistent with the compliance
requirements of applicable fishery management plans adopted by the
Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
2. The commercial possession limit for blackfish (tautog) shall be 25
per trip per vessel.
Scup (Stenotomus chrysops).
The department may, until December thirty-first, two thousand
twenty-nine, fix by regulation measures for the management of scup
(Stenotomus chrysops), including size limits, catch and possession
limits, open and closed seasons, closed areas, restrictions on the
manner of taking and landing, requirements for permits and eligibility
therefor, recordkeeping requirements, requirements on the amount and
type of fishing effort and gear, and requirements relating to
transportation, possession and sale, provided that such regulations are
no less restrictive than requirements set forth in this chapter and
provided further that such regulations are consistent with the
compliance requirements of applicable fishery management plans adopted
by the Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
Black sea bass (Centropristis striata).
The department may, until December thirty-first, two thousand
twenty-nine, fix by regulation measures for the management of black sea
bass (Centropristis striata), including size limits, catch and
possession limits, open and closed seasons, closed areas, restrictions
on the manner of taking and landing, requirements for permits and
eligibility therefor, recordkeeping requirements, requirements on the
amount and type of fishing effort and gear and requirements relating to
transportation, possession and sale, provided that such regulations are
no less restrictive than requirements set forth in this chapter and
provided further that such regulations are consistent with the
compliance requirements of applicable fishery management plans adopted
by the Atlantic States Marine Fisheries Commission and with applicable
provisions of fishery management plans adopted pursuant to the Federal
Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).
Monkfish (Lophius americanus, Lophius reticulatus and
Lophius gastrophysus).
The department may, until December thirty-first, two thousand
twenty-seven, fix by regulation measures for the management of monkfish
(Lophius americanus, Lophius reticulatus and Lophius gastrophysus),
including size limits, catch and possession limits, open and closed
seasons, closed areas, restrictions on the manner of taking and landing,
requirements for permits and eligibility therefor, recordkeeping
requirements, requirements on the amount and type of fishing effort and
gear, and requirements relating to transportation, possession and sale,
provided that such regulations are no less restrictive than requirements
set forth in this chapter and provided further that such regulations are
consistent with the compliance requirements of applicable fishery
management plans adopted by the Atlantic States Marine Fisheries
Commission and with applicable provisions of fishery management plans
adopted pursuant to the Federal Fishery Conservation and Management Act
(16 U.S.C. § 1800 et seq.).
Atlantic bonito (Sarda sarda) and false albacore (Euthynnus
alletteratus).
The department may, until December thirty-first, two thousand
twenty-nine, fix by regulation measures for the management of Atlantic
bonito (Sarda sarda) and false albacore (Euthynnus alletteratus)
including size limits, catch and possession limits, open and closed
seasons, closed areas, restrictions on the manner of taking and landing,
requirements for permits and eligibility therefor, recordkeeping
requirements, requirements on the amount and type of fishing effort and
gear, and requirements relating to transportation, possession and sale,
provided that such regulations are no less restrictive than requirements
set forth in this chapter and provided further that such regulations are
consistent with the compliance requirements of applicable fishery
management plans adopted by the Atlantic States Marine Fisheries
Commission and with applicable provisions of fishery management plans
adopted pursuant to the Federal Fishery Conservation and Management Act
(16 U.S.C. § 1800 et seq.).
Trawls; use prohibited in certain waters.
For the purposes of this chapter, a trawl shall be defined as a net
which is towed or dragged through the water column, capturing fish by
straining the water, but shall not include a seine which is used to
encircle fish. The term trawl shall include but not be limited to the
otter trawl, the beam trawl, the Paranzella or two-boat trawl, the pair
trawl, the Danish seine and the Scottish seine. Trawls shall not be set
or used in the water areas of the marine district described in the
following subdivisions:
1. In the waters of the county of Richmond and in the counties of
Kings or Queens, northerly and westerly of a line from the sea end of
the breakwater at Rockaway Point to Romer Shoal lighthouse, including
Jamaica Bay and its adjacent bays, inlets, creeks and basins.
2. a. In the Atlantic Ocean within one-half mile of the coastline and
in all connecting tidal waters inshore of the coastline, from Rockaway
Inlet Jetty at Rockaway Point to the Town of Babylon bathing pavilion at
Cedar Island Beach, and in all tidal waters inshore of a line from the
Town of Babylon bathing pavilion to the sea buoy (BW S-I, Bell) at the
entrance of Fire Island Inlet and thence to the seaward end of Fire
Island Inlet Jetty at Democrat Point.
b. Seaward of Rockaway Inlet within an arc with a radius of one and
one-half miles measured from the point at 40Á32.4' N latitude, 73Á56.5'
W longitude, which is at or near the most southerly terminus of the
Rockaway Inlet Jetty at Rockaway Point.
c. Seaward of East Rockaway Inlet within an arc with a radius of one
and one-half miles measured from the point at 40Á34.9' N latitude,
73Á45.3' W longitude, which is at or near the most southerly terminus of
the East Rockaway Inlet Jetty at Silver Point.
d. Seaward of Jones Inlet within an arc with a radius of two miles
measured from the point at 40Á34.4' N latitude, 73Á34.6' W longitude,
which is at or near the most southerly terminus of the East (Short Beach
side) Inlet Jetty, during the period January 1 through June 14.
e. Seaward of Fire Island Inlet within an arc with a radius of two
miles measured from the point at 40Á37.2' N latitude, 73Á18.4' W
longitude, which is at or near the most southerly terminus of the Fire
Island Inlet Jetty at Democrat Point, during the period January 1
through June 14.
3. In Mecox Inlet within one-half mile of the narrowest part of the
mouth of such inlet and seaward of Moriches and Shinnecock Inlets within
separate arcs each with a radius of one and one-half miles measured from
a point for Moriches Inlet at 40Á45.4' N latitude, 72Á45.2' W longitude,
and for Shinnecock Inlet at 40Á50.2' N latitude, 72Á28.3' W longitude,
which points are midway between the points at the most southerly termini
of the east and west jetties at the entrance to each inlet.
4. In the Harlem River and the East River east of the Robert F.
Kennedy Bridge and in Long Island Sound west of a line drawn from
Hewlett's (King's) Point to the north end of Hart Island, thence to the
south end of Glen Island, and in their adjacent bays, coves, creeks and
confluent waters.
5. In Flanders Bay, Great Peconic Bay, Little Peconic Bay, Noyac Bay
and Shelter Island Sound, including all waters forming a part thereof or
tributary thereto, lying westerly of an imaginary line extending from
the most southerly point of Orient State Park to the most easterly point
of Shelter Island, also known as Ram Head, and from this point in a
generally southerly direction to the most northerly point of Cedar
Point, including all of Orient Harbor, Hallock Bay and Northwest Harbor.
6. In the county of Suffolk in the waters lying westerly of an
imaginary line extending in a southerly direction from the most easterly
end of Plum Island to the most northerly end of Gardiners Island, and
westerly of Gardiners Island, and westerly of a line extending in a
southerly direction from the most southerly end of Gardiners Island to
Goff Point; provided, however, that vessels and motorboats owned and
operated by citizens who are residents of the state may be used in such
waters in connection with the operation of trawls and other types of
nets towed by such boats and vessels. Nothing in this subdivision shall
be construed as legalizing the operation of any trawls in the waters
described in subdivision 5 of this section.
7. In Long Island Sound, including all waters forming a part thereof
or which are tributary thereto: a. west of an imaginary line from the
New York-Connecticut boundary shore line extending easterly and
southerly to Eaton's Point Neck on Long Island from April 1 to November
1.
b. South of a line from Hewlett Point on Great Neck eastward to Sands
Point on Manhassett Neck, then to Matinicock Point, then to Oak Neck
Point, then to Rocky Point at Centre Island, then to Lloyd Point, then
to Eaton's Neck Point, buoy 13, then to buoy "1" (privately maintained)
off the Northport Power Plant, then to buoy "NR" off the north of the
Nissequogue river, then to buoy "1" off Stony Brook Harbor, and then to
Crane Neck Point.
c. In the Nissequogue River.
d. Within Stony Brook Harbor.
e. Within one-half mile of the shore between an imaginary line
extending north from Crane Neck Point and an imaginary line extending
north from the shore intersect of the Riverhead-Brookhaven town line
near Wading River, including all bays, harbors and tributaries landward
thereof, including Port Jefferson Harbor, Conscience Bay, Setauket
Harbor and Mount Sinai Harbor.
f. Within one mile of the shore of Fishers Island, or between the
shore of Fishers Island and the Connecticut-New York State boundary line
wherever such boundary line is within less than one mile of the shore of
Fishers Island.
8. In the waters of the Great South Bay, Moriches Bay and Shinnecock
Bay, including all tidal waters and all waters forming a part thereof or
tributary thereto.
9. The department is authorized to adopt regulations prescribing the
minimum size net mesh, and the manner in which such nets may be
possessed and used, in trawl fisheries for summer and winter flounder.
Marine fisheries data.
1. a. The department is authorized to adopt regulations which require
reporting of catch, effort, area fished, gear used, by-catch, and volume
and value of product purchased from fishermen, by holders of all
categories of commercial food fish, lobster, and crab fishing and
landing licenses, marine and coastal district food fish and crustacea
dealers and shippers licenses, marine and coastal district party and
charter boat license, menhaden licenses, shellfish shippers permits and
diggers permits.
b. Beginning May first, nineteen hundred ninety-nine and every May
first thereafter, the department shall submit a report to the
legislature on the data collected pursuant to this section. Such report
shall include the catch, effort, area fished, gear used, by-catch, and
volume and value of product purchased from fishermen, by holders of all
categories of commercial food fish, lobster, and crab fishing and
licenses, marine and coastal district party and charter boat licenses,
menhaden licenses, shellfish shippers permits and diggers permits.
2. The department may, by rule and regulation, provide that data
collected by the department or available to the department shall be
confidential and shall not be disclosed except when required under court
order. The department may, by rule and regulation, prescribe such
procedures as may be necessary to preserve such confidentiality except
that the department may release or make public any statistics in an
aggregate or summary form which does not directly or indirectly disclose
the identity or business of any person who submits such statistics.
Nets other than trawls; restrictions on use of nets and
trawls.
1. Nets other than trawls shall not be placed, maintained or used in
any of the following waters except: (a) as permitted by this section;
(b) landing nets may be used in completing the catch of fish hooked by
angling; and (c) cast nets, not in excess of twenty feet in diameter,
operated by hand may be used to take Atlantic menhaden (Brevoortia
tyrannus) and mullets (Mugil spp), except in the waters described in
subdivisions four, eight and twelve of this section. The use of cast
nets shall be limited to one per boat.
2. In the waters of the marine district in the county of Richmond
purse seines may not be used to take menhaden; and nets of not more than
ten feet in length, operated by hand, may be used to take minnows and
shrimp for bait.
3. In the Harlem River and the East River east of the Robert F.
Kennedy Bridge and in Long Island Sound west of a line drawn from
Hewlett's (King's) Point to the north end of Hart Island, thence to the
south end of Glen Island, and in their adjacent bays, coves, creeks and
confluent waters, only such nets as are used to take lobsters or crabs
may be used.
4. In the Nissequogue River fish may be taken by angling only except
that nets of not more than twenty feet in length and four feet in depth,
operated by hand, may be used to take bait fish during daylight hours
only.
5. a. In the inland tidal waters within the town of Hempstead, no
person shall at any time engage in eel dredging by the use of nets
accompanied by cutting boards, chains or other similar devices.
b. In the inland tidal waters within the town of Hempstead westerly of
the Wantagh State Parkway causeway, nets shall not be used except nets,
not over forty feet long and four feet deep, may be used to take minnows
or shrimp for bait.
6. In Jamaica Bay and its adjacent creeks, inlets and basins, nets
shall not be used inshore of a line from the beacon at Rockaway Point
jetty to the municipal bath houses on Coney Island, except that minnows
and shrimp may be taken by hand nets not over forty feet long and four
feet deep and except that nets other than trawls may be used from
October 10 to December 31 in that part of such area southerly of a line
from the lighted beacon at Manhattan Beach to the most southerly point
on Barren Island and westerly of the Marine Parkway bridge across
Rockaway Inlet.
7. In Gravesend Bay, and in the Atlantic Ocean within one-half mile of
the shore from Norton's point to the municipal bath houses on Coney
Island and within one-half mile of the shore from the Rockaway Inlet
jetty at Rockaway Point to the East Rockaway Inlet jetty at Silver
Point, nets shall not be used except as follows:
a. To take minnows or shrimp for bait, hand nets not more than forty
feet long and four feet deep.
b. To take eels, spears and eel weirs.
c. To take menhaden, vessels of forty tons or less register using nets
other than trawls, except where prohibited by subdivision 13 of this
section.
8. In the Carmans river, Suffolk county.
a. Nets shall not be used in the river north of a line running from
the most southerly point of land within the Wertheim National Wildlife
Refuge on the western shore of the river easterly to the point where the
southern boundary of the refuge meets the eastern shore of the river.
b. Eel pots shall not be used north of the point where Beaver Dam road
(Brookhaven avenue) meets the river. Between the point where Beaver Dam
road meets the river and the line described in paragraph a of this
subdivision eel pots may be used only to take eels.
9. In Jones' Inlet, nets, except haul seines of not more than one
hundred twenty feet in length and six feet in depth used to take bait
fish or crustacea, shall not be used inshore from an east and west line
drawn from a point one-half mile southerly of the municipal bathing
pavilion at Point Lookout, thence easterly to a point one-half mile
southerly of the Short Beach Coast Guard tower. The inshore boundary of
the Jones' Inlet area closed to certain netting shall be the bridges of
the Loop and Meadowbrook Parkway.
10. In Fire Island Inlet, nets, except during the period of time from
April first through May thirty-first haul seines of not more than one
hundred seventy-five feet in length and twenty feet in depth used to
take bait fish or crustacea, shall not be used inshore of a line drawn
from the sea end of the government jetty at Democrat Point to the town
of Babylon bathing pavilion at Cedar Island Beach. The inshore boundary
of the Fire Island Inlet area closed to certain netting shall be the
Robert Moses bridge to Fire Island.
11. Nets shall not be used in Moriches inlet, Shinnecock Inlet and in
Mecox Inlet nor in the Atlantic Ocean within one-half mile of the shores
thereof for a distance of one-half mile measured east and west along the
beach from the east and west shores of the seaward entrances to such
inlets. The department, for law enforcement purposes, may in its
discretion erect suitable markers on the beach at the limit points.
12. In the Connetquoit River nets shall not be used.
13. In the waters of the Atlantic Ocean and Fire Island Inlet, nets
shall not be used within one thousand feet of the beach between Rockaway
Inlet Jetty at Rockaway Point and the headland extending into Fire
Island Inlet known as the "sore thumb".
14. In the county of Suffolk.
a. In the waters lying westerly of an imaginary line extending in a
general southerly direction from Leaves Point in Southold town to Hay
Beach Point in Shelter Island, and a line extending in a general
northeasterly direction from Mashomack Point in Shelter Island to Cedar
Point at the eastern entrance to Sag Harbor.
(1) haul seines shall not be used measuring over one hundred fifty
fathoms in length, attached to which may be two wings, each measuring
not more than one hundred fifty fathoms in length with a stretched mesh
size including knot of not less than three and one-quarter inches in one
wing and three and one-half inches in the other wing;
(2) the use of haul seines is prohibited from midnight Thursday to
6:00 P.M. Sunday.
(3) when permitted by the commissioner, pound or trap nets may be used
in the waters described in paragraph a of this subdivision provided they
do not interfere with or obstruct navigation or the carrying out of
shellfish culture as provided in this chapter. Any such pound or trap
nets shall be marked in accordance with requirements prescribed by the
commissioner.
b. Waste fish shall not be left on shore or within the waters five
hundred feet from shore.
15. a. Nets shall not be used in Long Island sound west of an
imaginary line from the New York-Connecticut boundary shore line
extending easterly and southerly to Eaton's Point Neck on Long Island
from April 1 to November 1, nor at any time in the waters of Huntington
Bay, Lloyd Harbor, Northport Bay or Coldspring Harbor; provided,
however, that hand nets not more than forty feet long and four feet in
width may be used to take minnows and shrimp for bait, at any time.
b. Gill nets shall not be used in Long Island Sound or in harbors,
bays or other waters adjacent thereto west of an imaginary line
extending north from the easterly boundary of the town of Brookhaven on
the north shore of Long Island in the county of Suffolk. However, as
permitted under subdivision ten of section 13-0329 of this chapter, a
holder of a commercial lobster license may use no more than one gill net
not longer than three hundred feet with a stretched mesh size between
three and one-half inches and four and one-quarter inches to take bait
fish between April 1 and November 15 during each weekly period beginning
6:00 p.m., Sunday, through 9:00 a.m. Friday, providing that each net
will be buoyed on each end and identified with the permittee's
commercial lobster license number. The net shall be fished with the top
not less than four feet below the surface of the water.
16. Unless permitted by statute, or licensed or permitted by the
department, nets shall not be possessed by any person in or on waters of
the marine district, in the following instances:
a. Nets of metallic fabric shall not be possessed in or on any waters
or within one-half mile thereof;
b. In waters where use of trawls is prohibited by section 13-0341,
such trawls shall not be possessed in the waters where their use is
prohibited, or during any time when such use is so prohibited;
c. In waters where use of nets other than trawls, or use of trawls; is
prohibited by this section, the nets, or trawls, as the case may be, or
nets of the kind or kinds prohibited, shall not be possessed in the
waters where their use is prohibited or during any time when such use is
prohibited, except that where a provision of this section expressly
specifies a lesser distance from the water in which possession is
prohibited, this section does not enlarge the distance from the water in
which such possession is prohibited.
d. Nothing in this subdivision shall be construed as prohibiting
commercial fishing vessels sailing to or from offshore fishing grounds
from carrying on board fishing gear that may legally be used in such
offshore waters even though they must pass through waters where the use
of such gear is otherwise prohibited.
17. Within three nautical miles of the Atlantic coastline and in all
other tidal waters within the state, the use of purse seines for taking
food fish is prohibited.
18. Nets and seines measuring more than twenty-five feet in length and
four feet in depth shall not be used in the waters of Oyster Bay Harbor.
19. a. Gill or trammel nets set or operated in the marine and coastal
district shall be marked at each end with an orange flag at least twelve
inches square attached to a mast rising above the surface of the water
at least five feet. Nets operated after dark shall have orange and white
reflective tape attached to the mast for a minimum one foot length
immediately below the flag.
b. No gill or trammel net shall be set or operated in the marine and
coastal district within one thousand feet of a pound or trap net.
c. Except in the waters of the Atlantic Ocean, Long Island Sound,
Tiana Bay, Shinnecock Bay, Mecox Bay, Quantuck Bay, that portion of
Moriches Bay within the town of Southampton, and the marine and coastal
waters lying easterly of an imaginary line extending in a general
southerly direction from Cleaves Point in the town of Southold to Hay
Beach Point in Shelter Island, and a line extending in a general
northeasterly direction from Mashomack Point in Shelter Island to Cedar
Point at the eastern entrance to Sag Harbor, no gill or trammel net
shall be set in the waters of the marine and coastal district from
sunset Friday to sunrise Monday during the period from April first to
November first.
d. Gill or trammel nets set or operated in the waters of the Great
South Bay shall not exceed twelve hundred feet in length. In addition to
the requirements in paragraph a of this subdivision, nets set or
operated in the Great South Bay shall display surface markers at least
every one hundred feet. No gill or trammel net shall be set in the
waters of the Great South Bay from May first until May thirty-first,
inclusive. For the purposes of this subdivision, Great South Bay shall
mean the waters extending east from Wantagh State Parkway to the Smith
Point Bridge and southwest to the Robert Moses Inlet Bridge.
e. Those gill and trammel nets set in the waters of the Hudson River
in accordance with section 11-1511 of this chapter shall be exempt from
the provisions of this subdivision.
f. The use of gill or trammel nets for the taking of blackfish is
prohibited.
Fish pots and traps; restrictions.
1. No person shall utilize commercial fishing gear commonly known as
"fish pots" or "fish traps" within five hundred feet of any artificial
reef. The department may publish a list of artificial reef sites and
locations where the placing of pots or traps is prohibited.
2. The department may regulate the use and design of "fish pots" and
"fish traps", including, but not limited to, the following matters:
design, including, but not limited to, identification and marking;
configuration and material composition; requirements for escape panels
and/or vents; restrictions on the total number of traps or pots that may
be fished individually or collectively; and in addition to the
restrictions contained in subdivision one of this section, those areas
where such pots or traps may not be used.
3. The department may require those who hold licenses pursuant to
section 13-0335 of this title to first obtain a permit from the
department to set, operate, maintain or use "fish pots" or "fish traps".
The department may restrict the number of permits issued pursuant to
this section.
4. This section shall not apply to any "fish pot" or "fish trap"
exempted under section 13-0335 of this title. Any rule or regulation
proposed or adopted pursuant to this section shall be consistent with
the provisions of section 13-0105 of this article. The commissioner is
authorized to promulgate such rules or regulations as he deems necessary
to implement this section.
5. No person shall return a fish pot or trap which contains fish to
the water.
Fish, shellfish and crustacea; dumping.
It shall be unlawful for any person who has been requested or signaled
to stop by any police or peace officer, to throw or dump into the water
any fish, shellfish or crustacea, or the contents of any pail, bag,
barrel or any container which may be used in the taking or storage of
fish, shellfish or crustacea, or any implements used in the taking of
fish, shellfish or crustacea before such police or peace officer has
inspected the same.
Protection of waters; cesspools and drains.
1. Sludge, acid or refuse from oil works, sugar houses or other
manufactories, sewage or any substance injurious to shellfish culture or
fish, or which shall in any manner affect the flavor, odor, color, or
sanitary condition of such shellfish so as to injuriously affect the
sale thereof, or which shall cause any injury to the public and private
shell fisheries of this state, shall not be placed or allowed to run
into waters of the state in the marine district.
2. Garbage, cinders, ashes, oils, acids, sludge or refuse of any kind
shall not be thrown, dumped or permitted to run into the waters of the
marine district.
Management of striped bass in marine waters.
Notwithstanding any provision of law to the contrary:
1. Striped Bass (Morone saxatilis) taken by hook and line for
recreational purposes, shall not be possessed, bought, sold or offered
for sale when less than twenty-four inches in total length.
2. Striped bass less than twenty-four inches in total length taken by
other methods including but not limited to gill nets, haul seines and
trawl nets shall not be possessed, bought, sold or offered for sale.
3. All other striped bass less than legal size shall be returned to
the water immediately without unnecessary injury.
4. No person shall take or land striped bass in the marine waters of
New York state during the period December 15 to April 15 inclusive. For
purposes of this section "marine waters" means the tidal waters of the
state including the Hudson River from the Battery to the George
Washington bridge, and "land" shall mean the setting or putting on shore
from any boat or vessel or to bring to any port or docking place any
striped bass. Possession of striped bass imported into New York other
than by boat is not prohibited during the closed season so long as such
striped bass are of legal minimum size. Striped bass unintentionally
taken in violation of this subdivision shall be returned to the water
immediately without unnecessary injury.
6. In all waters from the Robert F. Kennedy bridge west through the
East River, Harlem River and those portions of the Hudson River south of
the George Washington bridge to a line drawn from Rockaway Point to
Romer Shoals lighthouse, no person shall use a net to take fish, except
that landing nets and nets of not more than 10 feet in length, operated
by hand, may be used to take bait and shrimp, and cast nets may be used
to take Atlantic menhaden and mullets as provided in subdivision one of
section 13-0343 of this title.
Taking of fish for commercial purposes.
1. No person shall take food fish, shellfish, or crustacea from the
waters of the marine and coastal district for commercial purposes using
a commercial fishing vessel longer than seventy feet in registered
length. For purposes of this section a person shall be presumed to be
taking food fish, shellfish or crustacea for commercial purposes when
setting, maintaining, operating or using nets, except seines not larger
than thirty feet long or four feet deep or lift nets not larger than
sixteen square feet; traps, except bait traps not more than thirty
inches in length; combs; dredges; pots; or hook and line, except by
angling.
2. However, vessels being used to take food fish, shellfish or
crustacea from the waters of the marine and coastal district prior to
July first, nineteen hundred ninety-seven shall be exempt from the
registered length requirement and the department shall publish a list of
such vessels. In addition, such vessels which are exempt from such
seventy foot in registered length requirement, and are on the list
published pursuant to this section, shall also be permitted to be
replaced one time without loss of such exemption.
3. All vessels of sixty-three feet or greater registered length may be
replaced one time by a new vessel of up to ten percent greater
registered length.
Marine resources advisory council.
1. Legislative intent. The legislature hereby finds and declares that
the finfish and shellfish industry in this state plays a vital part in
the economy of the state in general and the Long Island region in
particular.
By establishing the marine resources advisory council the legislature
publicly declares its support for the further development and
advancement of such industry; such council's mandate to monitor and
review fishery management regulations, programs, allocations and
expenditures of the department of environmental conservation for the
care, management, protection and enlargement of finfish and shellfish
will provide proper input from that segment of our populace most
concerned with the impact this state's programs have on finfish and
shellfish resources.
2. Creation of marine resources advisory council. (a) There is hereby
created within the department a marine resources advisory council to
review proposed regulations for management of marine fisheries and to
make recommendations on plans, policies, and programs affecting marine
resources as more specifically outlined below. Such council shall be
composed of fifteen members appointed by the commissioner, none of whom
shall be employees of the department. Two council members representative
of recreational users of marine resources and two council members
representative of commercial users of marine resources shall be
designated by the majority leader of the senate and two members
representative of recreational users of marine resources and two council
members representative of commercial users of marine resources shall be
designated by the speaker of the assembly. One member will be the
director of the marine sciences research center at SUNY Stony Brook or
the director's designee who shall act as chairman. Of the members
appointed all shall be residents of a county which borders the marine
and coastal district. The council shall be representative of individual
and organized commercial and recreational shellfishing and finfishing
interests in the state. At no time shall there be less than seven
members of the council who shall be representative of commercial
harvesters of marine resources nor shall there be less than seven
members of the council who shall be representative of recreational users
and harvesters of marine resources. Appointments to the advisory council
shall be made no later than the first day of March next succeeding the
date on which this section shall have become a law.
(b) Persons designated or appointed to the advisory council shall have
demonstrated a long-standing interest, knowledge and experience in
commercial or recreational harvesting of marine resources.
3. Meetings of the council. The council shall meet at least quarterly.
4. Duties of the advisory council. The advisory council shall have the
following powers and duties:
(a) To review the allocations and expenditures of the department for
the care, management, protection and enlargement of marine resources and
report to the commissioner by January first of each year. The
commissioner shall, by February first of each year, submit such report,
in its entirety, to the governor, the legislature and interested
individuals and organizations. Such report shall include the findings of
the advisory council regarding such allocations and expenditures,
including expenditures and appropriations from the conservation fund and
the extent to which such expenditures and appropriations are consistent
with the requirements of state law.
(b) To make reports and release information from time to time as it
deems necessary to commercial and recreational harvesters and users of
marine resources and the general public regarding the marine resources
program.
(c) To consult with commercial and recreational users of marine
resources and make recommendations on program needs and on how such
needs shall be met.
(d) To assist the department's efforts to expand the available sources
of income for the marine resources account and advise the department
with respect to the needs of those industries involved with the
commercial and recreational harvesting of marine resources.
(e) To review proposed regulations pertaining to the conservation and
management of marine fisheries, to consult with commercial and
recreational users of such fisheries regarding such regulations, and to
make recommendations and comments to the department regarding the
adoption and modification of such regulations consistent with the policy
and principles set forth in section 13-0105 of this article.
5. Term of appointment. All members of the council shall serve terms
of three years provided, however, that of the members first appointed,
one-third shall be appointed for a term of three years, one-third shall
be appointed for a term of two years, and one-third shall be appointed
for a term of one year. An appointment to fill a vacancy shall be made
for the remainder of the affected term in the same manner as the
original appointment was made. Such appointment shall be made within
sixty days of the date the position becomes vacant.
5-a. Term of appointment. The new members appointed pursuant to
subdivision two of this section as amended by a chapter of the laws of
1994 entitled "AN ACT to amend the environmental conservation law, in
relation to establishing the marine fisheries conservation and
management policy, various other provisions relating to the management
of marine resources and repealing paragraph d of subdivision 2 of
section 11-1319 of such law relating to the sale of billfish" shall be
appointed to terms as follows: the member appointed by the majority
leader of the senate and the member appointed by the speaker of the
assembly shall each be appointed to a term of three years; and of the
two members appointed by the commissioner, one shall be appointed to a
term of two years and the other shall be appointed to a term of one
year.
6. State assistance. The commissioner shall make any and all documents
readily available to the council which the council indicates are needed
to properly and thoroughly carry out its responsibilities. The
commissioner shall also make available to the council such aid
reasonably necessary to allow the council to carry out its duties and
responsibilities.
Recreational marine fishing registration.
1. Definitions of registrations; privileges. A recreational marine
fishing registration entitles the holder who is sixteen years of age or
older to take fish from the waters of the marine and coastal district
and to take migratory fish of the sea from all waters of the state,
except as provided in sections 13-0333 and 13-0335 of this title. A
recreational marine fishing registration is effective for one year from
the date it was issued.
2. General provisions. a. The privileges of a recreational marine
fishing registration may be exercised only at the times and places, and
in the manner and to the extent, permitted by the fish and wildlife law
and applicable regulations of the department.
b. Recreational marine fishing registrations are not transferable. No
person shall alter, change, lend to another person or attempt to
transfer to another person any recreational marine fishing registration.
c. A registration issued in lieu of a lost or destroyed registration
is void if it is obtained: (i) by fraud; or (ii) by a person who is not
authorized to hold it or who makes a false statement in applying for it.
d. No registration authorizes the holder (a) to trespass upon private
lands or waters or to interfere with property belonging to another
person; (b) to take fish or wildlife on an Indian reservation; (c) to
enter upon, or to take or disturb fish or wildlife upon, state lands or
waters posted by the department except in accordance with a written
permit from the department or an order adopted by the department; (d) to
take any fish or wildlife in any area closed to the taking of fish or
wildlife, or to take any species of fish, wildlife or protected insect
in an area closed to the taking of such species.
3. Failure to carry registration. a. The holder of a recreational
marine fishing registration shall:
(i) at all times have such registration on the holder's person while
exercising any privilege of that registration; and
(ii) shall exhibit such registration on demand to any police officer,
peace officer, or owner, lessee or other person in control of the lands
or waters or the designees of the owner, lessee or person in control of
the lands or waters on which the registration holder is present and is
exercising the privileges thereof.
b. Failure to have a recreational marine fishing registration on one's
person while exercising any privilege of that registration is
presumptive evidence that such person is fishing without holding the
registration required by this section.
4. Fees. No applicant for a recreational marine fishing registration
shall be required to pay a fee for such registration.
5. Exemption from requirement of recreational marine fishing
registration. a. Minors under the age of sixteen may take fish as if
they held a recreational marine fishing registration.
b. Recreational fishing passengers on a marine and coastal district
party or charter boat licensed and registered pursuant to section
13-0336 of this title may take fish as if they held a recreational
marine fishing registration.
6. Recreational marine fishing registration data. a. The department is
authorized to collect data on holders of recreational marine fishing
registrations, which shall include but not be limited to, a registrant's
name, address and date of birth.
b. Registration holder data collected by the department or available
to the department shall be confidential and shall not be disclosed
except as required to comply with section 401(g) of the Magnuson-Stevens
fisheries management and conservation act (16 U.S.C. 1881), as may be
amended from time to time, or by court order, except that the department
may release or make public any statistics in an aggregate or summary
form which does not make it possible to identify any person who submits
such data. The department may prescribe such procedures as may be
necessary to preserve such confidentiality.
7. Reciprocity in boundary waters. If persons holding recreational
marine fishing registrations issued under the New York fish and wildlife
law are not required to have licenses or registrations issued by a state
named in paragraph a, b or c of this subdivision when fishing in that
part of the waters, specified in such paragraph, which lies within that
state then, in such case, a person holding a similar license or
registration issued by such state may, without a recreational marine
fishing registration issued under the New York fish and wildlife law,
take fish as provided in this title, from that part of such waters
specified in paragraph a, b or c of this subdivision which lies within
this state:
a. License or registration issued by Connecticut: those parts of Long
Island Sound lying between New York and Connecticut.
b. License or registration issued by New Jersey: those parts of New
York Harbor, Hudson River, Kill Van Kull, Arthur Kill, Raritan Bay and
Atlantic Ocean lying between New York and New Jersey.
c. License or registration issued by Rhode Island: those parts of Long
Island Sound, Block Island Sound and Atlantic Ocean lying between New
York and Rhode Island.
Special management areas.
1. For purposes of this section:
(a) "artificial reef" shall mean a hard structure, deliberately placed
in a marine or coastal water body for the purpose of imitating
environmental conditions found on natural underwater rock outcroppings,
shellfish reefs or coral reefs; and
(b) "wreck" shall mean an abandoned shipwreck which occurred through
an accidental circumstance or deliberate scuttling or sinking that was
not part of artificial reef construction activities.
2. For the purposes of protecting reef ecosystems and managing reef
fisheries, the department is hereby authorized to adopt regulations
which designate as a special management area any area of the marine and
coastal district which contains artificial reefs or wrecks simulating
artificial reefs together with the surrounding areas where the biota are
dependent upon the physical characteristics of the reef.
3. Notwithstanding any other provision of this chapter, the department
may, until December thirty-first, two thousand twenty-six, adopt
regulations restricting the taking of fish, shellfish and crustacea in
any special management area designated pursuant to subdivision two of
this section. Such regulations may restrict the manner of taking of
fish, shellfish and crustacea in such areas and the landing of fish,
shellfish and crustacea which have been taken therefrom. Such
regulations shall be consistent with all relevant federal and interstate
fisheries management plans and with the marine fisheries conservation
and management policy set forth in section 13-0105 of this article.
Atlantic States Marine Fisheries Compact.
1. The Atlantic States Marine Fisheries Compact as first enacted by
chapter 500 of the laws of 1941, and as reenacted by chapter 474 of the
laws of 1961, is hereby continued. The compact is as follows:
ATLANTIC STATES MARINE FISHERIES COMPACT
The contracting states solemnly agree:
Article I
The purpose of this compact is to promote the better utilization of
the fisheries, marine, shell and anadromous, of the Atlantic seaboard by
the development of a joint program for the promotion and protection of
such fisheries by the prevention of the physical waste of the fisheries
from any cause. It is not the purpose of this compact to authorize the
states joining herein to limit the production of fish or fish products
for the purpose of establishing or fixing the price thereof, or creating
and perpetuating monopoly.
Article II
This agreement shall become operative immediately as to those states
executing it whenever any two or more of the states of Maine, New
Hampshire, Massachusetts, Rhode Island, Connecticut, New York, New
Jersey, Delaware, Maryland, Virginia, North Carolina, South Carolina,
Georgia and Florida have executed it in the form that is in accordance
with the laws of the executing state and the Congress has given its
consent. Any state contiguous with any of the aforementioned states and
riparian upon waters frequented by anadromous fish, flowing into waters
under the jurisdiction of any of the aforementioned states, may become a
party hereto as hereinafter provided.
Article III
Each state joining herein shall appoint three representatives to a
commission hereby constituted and designated as the Atlantic states
marine fisheries commission. One shall be the executive officer of the
administrative agency of such state charged with the conservation of the
fisheries resources to which this compact pertains or, if there be more
than one officer or agency, the official of that state named by the
governor thereof. The second shall be a member of the legislature of
such state designated by the commission or committee on interstate
cooperation of such state, or if there be none, or if said commission on
interstate cooperation cannot constitutionally designate the said
member, such legislator shall be designated by the governor thereof;
provided that if it is constitutionally impossible to appoint a
legislator as a commissioner from such state, the second member shall be
appointed by the governor of said state in his discretion. The third
shall be a citizen who shall have a knowledge of and interest in the
marine fisheries problem to be appointed by the governor. This
commission shall be a body corporate with the powers and duties set
forth herein.
Article IV
The duty of the said commission shall be to make inquiry and ascertain
from time to time such methods, practices, circumstances and conditions
as may be disclosed for bringing about the conservation and the
prevention of the depletion and physical waste of the fisheries, marine,
shell and anadromous, of the Atlantic seaboard. The commission shall
have power to recommend the coordination of the exercise of the police
powers of the several states within their respective jurisdictions to
promote the preservation of those fisheries and their protection against
overfishing, waste, depletion or any abuse whatsoever and to assure a
continuing yield from the fisheries resources of the aforementioned
states.
To that end the commission shall draft and, after consultation with
the advisory committee hereinafter authorized, recommend to the
governors and legislatures of the various signatory states, legislation
dealing with the conservation of the marine, shell and anadromous
fisheries of the Atlantic seaboard. The commission shall, more than one
month prior to any regular meeting of the legislature in any signatory
state, present to the governor of the state its recommendations relating
to enactments to be made by the legislature of that state in furthering
the intents and purposes of this compact.
The commission shall consult with and advise the pertinent
administrative agencies in the states party hereto with regard to
problems connected with the fisheries and recommend the adoption of such
regulations as it deems advisable. The commission shall have power to
recommend to the states party hereto the stocking of the waters of such
states with fish and fish eggs or joint stocking by some or all of the
states party hereto and when two or more of the states shall jointly
stock waters the commission shall act as the coordinating agency for
such stocking.
Article V
The commission shall elect from its number a chairman and a vice
chairman and shall appoint and at its pleasure remove or discharge such
officers and employees as may be required to carry the provisions of
this compact into effect and shall fix and determine their duties,
qualifications and compensation. Said commission shall adopt rules and
regulations for the conduct of its business. It may establish and
maintain one or more offices for the transaction of its business and may
meet at any time or place but must meet at least once a year.
Article VI
No action shall be taken by the commission in regard to its general
affairs except by the affirmative vote of a majority of the whole number
of compacting states present at any meeting. No recommendation shall be
made by the commission in regard to any species of fish except by the
affirmative vote of a majority of the compacting states which have an
interest in such species. The commission shall define what shall be an
interest.
Article VII
The fish and wildlife service of the department of the interior of the
government of the United States shall act as the primary research agency
of the Atlantic states marine fisheries commission cooperating with the
research agencies in each state for that purpose. Representatives of the
said fish and wildlife service shall attend the meetings of the
commission.
An advisory committee to be representative of the commercial fishermen
and the salt water anglers and such other interests of each state as the
commission deems advisable shall be established by the commission as
soon as practicable for the purpose of advising the commission upon such
recommendations as it may desire to make.
Article VIII
When any state other than those named specifically in article two of
this compact shall become a party thereto for the purpose of conserving
its anadromous fish in accordance with the provisions of article two the
participation of such state in the action of the commission shall be
limited to such species of anadromous fish.
Article IX
Nothing in this compact shall be construed to limit the powers of any
signatory state or to repeal or prevent the enactment of any legislation
or the enforcement of any requirement by any signatory state imposing
additional conditions and restrictions to conserve its fisheries.
Article X
Continued absence of representation or of any representative on the
commission from any state party hereto shall be brought to the attention
of the governor thereof.
Article XI
The states party hereto agree to make annual appropriation to the
support of the commission in proportion to the primary market value of
the products of their fisheries, exclusive of cod and haddock, as
recorded in the most recent published reports of the fish and wildlife
service of the United States department of the interior, provided no
state shall contribute less than two hundred dollars per annum and the
annual contribution of each state above the minimum shall be figured to
the nearest one hundred dollars.
The compacting states agree to appropriate initially the annual
amounts scheduled below, which amounts are calculated in the manner set
forth herein, on the basis of the catch record of nineteen hundred
thirty-eight. Subsequent budgets shall be recommended by majority of the
commission and the cost thereof allocated equitably among the states in
accordance with their respective interests and submitted to the
compacting states.
Schedule of initial annual state contributions:
Maine ......................................................... $700
New Hampshire .................................................. 200
Massachusetts ................................................ 2,300
Rhode Island ................................................... 300
Connecticut .................................................... 400
New York ..................................................... 1,300
New Jersey ..................................................... 800
Delaware ....................................................... 200
Maryland ....................................................... 700
Virginia ..................................................... 1,300
North Carolina ................................................. 600
South Carolina ................................................. 200
Georgia ........................................................ 200
Florida ...................................................... 1,500
Article XII
This compact shall continue in force and remain binding upon each
compacting state until renounced by it. Renunciation of this compact
must be preceded by sending six months' notice in writing of intention
to withdraw from the compact to the other states party hereto.
The states consenting to this amendment agree that any two or more of
them may designate the commission as a joint regulatory agency with such
powers as they may jointly confer from time to time for the regulation
of the fishing operations of the citizens and vessels of such
designating states with respect to specific fisheries in which such
states have a common interest. The representatives of such states on the
commission shall constitute a separate section commission for the
exercise of the additional powers so granted provided that the states so
acting shall appropriate additional funds for this purpose. The creation
of such section as a joint regulatory agency shall not deprive the
states participating therein of any of their privileges or powers or
responsibilities in the commission under the general compact.
2. "The executive officer" referred to in article three of the compact
shall, in the case of New York, be the Commissioner of Environmental
Conservation or an officer of the department designated by him. The two
other representatives shall be chosen from the classes of persons
prescribed in article three of the compact, and in the manner required
thereby.
3. The Atlantic States Marine Fisheries Commission shall submit
annually, in accordance with the laws and practice of this state, to the
Commissioner of Environmental Conservation for study and consideration
by such commissioner, an estimate of moneys required to administer,
manage and support the commission during the ensuing fiscal year. Such
estimate shall include any request for appropriation of funds by New
York and shall be accompanied by a tabulation of similar requests which
the commission expects to make to each other member state and the
formula or factors upon which such respective requests are based.
4. The Commissioner of Environmental Conservation shall include a
suitable item or items of estimated expenditures in the budget estimates
of his department, and shall give due effect to the provisions of
article eleven of the Atlantic States Marine Fisheries Compact.
5. The State Comptroller is hereby authorized and empowered from time
to time to examine the accounts and books of the commission, including
its receipts, disbursements and such other items referring to its
financial standing as such comptroller may deem proper and to report the
results of such examination to the Governor.
6. No provision of the Conservation Law and no provision of the
Environmental Conservation Law, if such provision of the Environmental
Conservation Law was derived from a provision of the Conservation Law,
which is inconsistent with the provisions of the Atlantic States Marine
Fisheries Compact shall be applicable to the Atlantic States Marine
Fisheries Commission or to any matter governed by the Atlantic States
Marine Fisheries Compact.
7. On August 15, 1964 and at intervals of four years thereafter, the
Commissioner of Environmental Conservation shall evaluate the role of
the Atlantic States Marine Fisheries Commission with respect to the
interstate fisheries of concern to New York and shall report to the
commission thereon. The commissioner shall transmit a copy of such
report to the Governor. The commissioner may make such additional
reports to the Atlantic States Marine Fisheries Commission and the
Governor as he deems appropriate.
TITLE 5 The Marine and Coastal District of New York Conservation, Education, and Research Grants Program
Marine and coastal district of New York conservation,
education, and research grants program.
1. There is hereby created within the department the marine and
coastal district of New York conservation, education, and research
grants program. The program shall make grants available to eligible
recipients for conservation, research, and education projects relating
to such marine and coastal district. For purposes of this title, the
term "eligible recipients" shall mean not-for-profit corporations
located within New York state whose purpose is to promote sport fishing,
increase participation in recreational angling, increase public
awareness and appreciation of aquatic natural resources, encourage
conservation of fisheries resources, or promote research relating to the
marine and coastal district of New York.
2. The grants program may include funding for programs containing
elements such as, but not limited to, the following:
(a) educational programs which raise public awareness and appreciation
of the need for protecting, conserving, and restoring the state of New
York's aquatic natural resources.
(b) research relating to the marine and coastal district of New York.
(c) production of informational materials in print, audio, video,
electronic, or other media.
(d) production and distribution of exhibits, public service
announcements, and advertisements.
(e) programs which promote angling and sport fishing through
information and/or training.
3. The commissioner may accept grants from public or private sources
for the program. Any such monies shall be deposited in the marine and
coastal district of New York conservation, education, and research fund
established pursuant to section ninety-five-c of the state finance law.
The commissioner, in administering this section, shall seek to
coordinate the program with other public and private efforts, and may
undertake joint or cooperative programs with other public or private
entities.
4. The commissioner shall make rules and regulations necessary and
appropriate for the implementation of this section.
Marine and coastal district of New York conservation,
education, and research board.
1. There is hereby established in the department the marine and
coastal district of New York conservation, education, and research board
to be composed of three members, one of whom shall be appointed by the
governor, one of whom shall be appointed by the temporary president of
the senate, and one of whom shall be appointed by the speaker of the
assembly. Each appointing official shall also appoint an alternate who
may serve in the place of the member appointed by such appointing
official. A member or alternate member of the board shall serve at the
pleasure of the official by whom he or she is appointed. The members of
the board shall choose their chairperson.
2. The board shall have the power and duty to: (a) receive and review,
and to approve or deny, applications from eligible recipients for grants
from the marine and coastal district of New York conservation,
education, and research fund, created pursuant to section ninety-five-c
of the state finance law, for conservation, research, and education
projects relating to such marine and coastal district. Approval of any
such proposed project may be granted only by unanimous vote of all three
members of the board. In the event a member of the board is unable to
vote, the alternate for such member may vote in his or her place;
(b) make by-laws for the management of its affairs and to do all
things necessary or convenient to carry out the powers expressly given
in this title;
(c) review the allocations and expenditures of the department related
to the marine resources account. To assist the board in its review, the
department shall by September first of each year make available to the
board, the governor and the legislature current and anticipated income
and expenditures for the account, including planned expenditures by time
and activity code for the next fiscal year; and
(d) consult with marine fish and wildlife interests and render annual
reports to the commissioner on fiscal needs and make recommendations on
expenditures and how such needs shall be met.
3. The board shall meet at least two times a year, at the request of
the chairperson.
4. The members of the board and alternate members shall receive no
compensation for their services, but shall be entitled to reimbursement
for actual and necessary expenses incurred in the performance of their
official duties pursuant to this section.
TITLE 7 Seagrass Protection Act
Short title.
This act shall be known and may be cited as the seagrass protection
act.
Definitions.
1. "Coastal community" shall mean a municipal corporation, as defined
in section two of the general municipal law, in Nassau and Suffolk
counties.
2. "Seagrass" shall mean rooted, vascular, flowering marine plants
that are submerged in New York's bays and coastal waters, including
Zostera marina and Ruppia maritima.
Departmental responsibilities.
1. The department shall designate seagrass management areas.
Designation of such areas shall include consideration, on a geographic
or estuarine basis, of likely threats to seagrass.
2. For each designated seagrass management area, the department shall
develop and adopt a seagrass management plan to guide the development of
rules and regulations pursuant to subdivision three of this section.
Such plan shall be developed after consultation with local governments,
representatives of recreational boating interests, the marine industries
(including commercial and recreational shell fishermen, and commercial
shell fish farmers), affected property owners, and other stakeholders,
so as to effectively manage and protect seagrass beds and seagrass
restoration efforts at those locations at which the restoration of
seagrass is reasonably possible. Such plans shall, to the extent
practicable, take into consideration, the goals of existing estuary
programs. In addition, seagrass management plans shall seek to preserve
traditional recreational activities, including recreational boating and
marina operations, as well as finfishing, shellfishing and tourism while
ensuring such activities do not threaten seagrass beds or negate
seagrass restoration efforts.
3. The department shall have the authority to adopt rules and
regulations to regulate coastal and marine activities that threaten
seagrass beds or seagrass restoration efforts.
4. The department shall have the authority to restrict the use of
mechanical-powered fishing or shellfishing gear which may directly
impact seagrass beds, including churning, dredges, rakes and tongs.
5. The department shall identify water quality impacts such as
nitrogen pollution and make recommendations on how to minimize such
impacts.
6. The department shall make information concerning the importance of
seagrass protection and the status of seagrass restoration efforts
available on the department website.
TITLE 9 No title
ARTICLE 14 New York Ocean and Great Lakes Ecosystem Conservation Act
Short title.
This article shall be known and may be cited as the "New York ocean
and Great Lakes ecosystem conservation act".
Legislative findings and declarations.
The legislature finds and declares that:
1. New York's coastal ecosystems are critical to the state's
environmental and economic security, and integral to the state's high
quality of life and culture. Healthy coastal ecosystems are part of the
state's legacy, and are necessary to support the state's human and
wildlife populations;
2. The policy of the state of New York shall be to conserve, maintain
and restore coastal ecosystems so that they are healthy, productive and
resilient and able to deliver the resources people want and need;
3. The governance of coastal ecosystems shall be guided by the
following principles:
a. activities in and uses of the coastal ecosystem are sustainable;
b. ecological health and integrity is maintained;
c. ecosystems' interconnections among land, air and water are
recognized;
d. understanding of coastal ecosystems is enhanced;
e. decisions are informed by good science;
f. when risks are uncertain, caution is applied; and
g. broad public participation occurs in planning and decision making.
Definitions.
As used in this article:
1. "Coastal waters" means lakes Erie and Ontario, the St. Lawrence and
Niagara rivers, the Hudson river south of the federal dam at Troy, the
East river, the Harlem river, the Kill von Kull, and Arthur Kill, Long
Island sound, and the Atlantic ocean, and their connecting water bodies,
bays, harbors, shallows, and marshes.
2. "Coastal ecosystems" mean the resources of coastal waters and their
watersheds.
3. "Council" means the New York ocean and Great Lakes ecosystem
conservation council created by section 14-0107 of this article.
4. "Submerged aquatic vegetation" means native underwater plants found
in coastal waters, including but not limited to, eelgrass (Zostera
marina), widgeon grass (Ruppia maritima), wild celery (Vallisineria
Americana), and pondweed (Potomageton crispus).
5. "Submerged aquatic vegetation meadows" means those habitats in
coastal waters vegetated with one or more species of submerged aquatic
vegetation.
New York ocean and Great Lakes ecosystem conservation
council.
1. There is hereby created the New York ocean and Great Lakes
ecosystem conservation council. The council shall consist of the
following thirteen members: the commissioners of agriculture and
markets, economic development, environmental conservation, general
services, parks, recreation and historic preservation, health, education
and transportation; the secretary of state; the president of the energy
research and development authority; the president of the environmental
facilities corporation; the chairman of the state soil and water
conservation committee; and the chancellor of the state university of
New York; or their respective designees.
2. The commissioner shall serve as chair of the council, and the
deputy secretary of state for coastal resources shall serve as such
council's executive director.
3. Members of the council shall receive no compensation but shall be
entitled to reimbursement for any necessary expenses incurred in
connection with the performance of their duties.
4. The council shall meet at least quarterly.
Responsibilities of the council.
The New York ocean and Great Lakes ecosystem conservation council
shall:
1. Promote the understanding, protection, restoration and enhancement
of New York's ocean and Great Lakes ecosystems while promoting
sustainable and competitive economic development and job creation;
2. Ensure that community needs and aspirations are accommodated,
recognizing the interdependent goals of community well-being,
environmental quality and economic viability;
3. Define and implement an adaptive approach building upon existing
laws and programs to advance activities that affect coastal ecosystems
in order to ensure the coexistence of healthy ecosystems with human
activities;
4. Integrate and coordinate ecosystem-based management with existing
laws and programs;
5. Develop guidelines for agency programs and activities that affect
coastal ecosystems to advance the policy and principles delineated in
section 14-0103 of this article;
6. Encourage scientific research and information sharing that will
inform ecosystem-based management decisions and enhance ecosystem
management capabilities;
7. Use New York's private and public academic, research and non-profit
institutions more effectively in developing and advancing coastal
ecosystem-based management;
8. Facilitate regional coordination and cooperation to address complex
coastal resource issues which cross political and jurisdictional
boundaries.
Report to the governor and legislature.
The New York ocean and Great Lakes ecosystem conservation council
shall deliver a report to the governor and the legislature by November
first, two thousand eight which shall:
1. demonstrate improvements that can be accomplished in the eastern
Lake Ontario and the Long Island great south bay coastal ecosystems
through ecosystem-based management in cooperation with resource
managers, local governments, industry, conservation and community-based
organizations, and academic and research institutions;
2. define executive and legislative actions necessary to integrate
ecosystem-based management with existing programs needed to advance the
coastal ecosystem principles;
3. include a plan, schedule, and funding opportunities for
implementation of executive actions necessary to advance the policy and
principles in section 14-0103 of this article;
4. create an ocean and coastal resources atlas to make information
available to the public and decision makers;
5. establish a research agenda that identifies priority issues in need
of further research to enhance ecosystem-based management;
6. recommend actions to preserve, restore and protect submerged
aquatic vegetation populations and meadows; and
7. identify opportunities for regional ecosystem-based management with
neighboring states and the federal government.
State agency assistance.
Any state agency, department, public benefit corporation or division,
bureau or agency thereof may provide the council with the services of
its agents, employees and facilities without charge to the council for
the purpose of carrying out this article.
ARTICLE 15 Water Resources
TITLE 1 Short Title; Statement of Policy; Definitions; General Provisions
Short title.
This article 15 of the Environmental Conservation Law shall be known
as the Water Resources Law. However, sections of the Environmental
Conservation Law falling within this article 15 may be cited either as
such sections of the Environmental Conservation Law or as such sections
of the Water Resources Law.
Legislative findings.
Article 15 shall be construed and administered in the light of the
following findings of fact:
1. The sovereign power to regulate and control the water resources of
this state ever since its establishment has been and now is vested
exclusively in the state of New York, except to the extent of any
delegation of power to the United States;
2. New York State has been generously endowed with water resources
which have contributed and continue to contribute greatly to the
position of preeminence attained by New York in population, agriculture,
commerce, trade, industry and outdoor recreation;
3. Adequate and suitable water for water supply, domestic, municipal,
industrial, agricultural and commercial uses, power, irrigation,
transportation, fire protection, sewage and waste assimilation, the
growth of forests, maintenance of fish and wildlife, recreational
enjoyment and other uses is essential to the health, safety and welfare
of the people and economic growth and prosperity of the state;
4. In recent years our population growth and the development and use
of new technology and processes have resulted in demands for more water
and the equitable use thereof for these purposes;
5. In recent years recreational activities are making new and greater
demands on lakes and streams of the state for boating, fishing, bathing
and water sports, and the lands adjacent thereto for campsites, access
areas and public beaches;
6. The growth of cities and urban areas and their expansion into
formerly rural areas has in many cases resulted in the filling in,
diversion and destruction of water courses, necessarily destroying
aquatic habitat and lessening supplies of water for multiple use
purposes;
7. Increased motorized highway travel and public safety are requiring
the construction of new, better and larger public highways which may
alter the water ways of the state and encroach upon water courses and
affect their uses;
8. All fish, game, wildlife, shellfish, crustacea and protected
insects in the state, except those legally acquired and held in private
ownership, are owned by the state and held for the use and enjoyment of
the people of the state, and the state has a responsibility to preserve,
protect and conserve such terrestrial and aquatic resources from
destruction and damage and to promote their natural propagation;
9. The unreasonable, uncontrolled and unnecessary interference with or
defilement and disturbance of water courses create hazards to the
health, safety and welfare of the people of the state causing great
economic loss by erosion of soil, increased costs of water purification
and treatment, the loss of crop lands and forests by flooding, the
destruction and failure of natural propagation of fish and aquatic
resources and the loss of water for domestic, industrial, navigational,
municipal, agricultural, recreational and other beneficial uses and
purposes;
10. The unreasonable and unregulated (a) interference with the
channels and beds of lakes and streams by construction of dams, roads
and other structures, (b) alteration of water courses and gradients, (c)
impounding of water, (d) dredging and filling in of stream beds, and the
unreasonable removal of sand, gravel or other materials from streams,
and by other action, have resulted in pollution of such waters, increase
in turbidity and the deposit of silt and debris, irregular variations of
velocity, temperature and levels of water, erosion of banks and uplands
and the flooding of valuable lands;
11. The department, and two of its predecessors, the Water Resources
Commission and the Water Pollution Control Board, has classified
substantially all of the waters of the state;
12. The department, pursuant to title 11 of article 15 of the
Environmental Conservation Law, is continuing the work of its
predecessor, the Water Resources Commission in undertaking comprehensive
planning for the protection, conservation and development of the water
resources of the state;
13. It is in the best interest of the state that provision be made for
the regulation and supervision of activities that deplete, defile,
damage or otherwise adversely affect the waters of the state and land
resources associated therewith.
Declaration of policy.
In recognition of its sovereign duty to conserve and control its water
resources for the benefit of all inhabitants of the state, it is hereby
declared to be the public policy of the state of New York that:
1. The regulation and control of the water resources of the state of
New York be exercised only pursuant to the laws of this state;
2. The waters of the state be conserved and developed for all public
beneficial uses;
3. Comprehensive planning be undertaken for the protection,
conservation, equitable and wise use and development of the water
resources of the state to the end that such water resources be not
wasted and shall be adequate to meet the present and future needs for
domestic, municipal, agricultural, commercial, industrial, power,
recreational and other public, beneficial purposes;
4. With respect to the use of the waters of the state and the water
courses thereof, due consideration shall be given to the relative
importance of different uses;
5. The acquisition, storage, diversion and use of water for domestic
and municipal purposes shall have priority over all other purposes;
6. Alterations in the conditions of waters and water courses be
planned and carried out in such manner that the important uses will be
impaired as little as possible;
7. Reasonable standards of purity and quality of the waters of the
state be maintained consistent with public health, safety and welfare
and the public enjoyment thereof, the propagation and protection of fish
and wildlife, including birds, mammals and other terrestrial and aquatic
life, and the industrial development of the state, and to that end, to
require the use of all known available and reasonable methods to prevent
and control pollution, wastage and unreasonable disturbance and
defilement of the waters of the state;
8. In addition to other recognized public beneficial uses and control
of water as provided by this article 15 or by any other statute, the
regulated acquisition, storage, diversion and use of water for the
supplemental irrigation of agricultural lands within the state is a
public purpose and use, in the interests of the health, safety and
welfare of the people of the state and for their interest.
Definitions as used in this article.
1. "Person" means any individual, firm, co-partnership, association or
corporation other than the state and a "public corporation."
2. "Public corporation" means "public corporation" as defined in
subdivision one of Section 3 of the General Corporation Law and includes
all public authorities, except the Power Authority of the State of New
York.
3. "Municipality" or "municipal corporation" includes a county, city,
town and village.
4. "Waters" shall be construed to include lakes, bays, sounds, ponds,
impounding reservoirs, springs, wells, rivers, streams, creeks,
estuaries, marshes, inlets, canals, the Atlantic ocean within the
territorial limits of the state of New York, and all other bodies of
surface or underground water, natural or artificial, inland or coastal,
fresh or salt, public or private, which are wholly or partially within
or bordering the state or within its jurisdiction.
5. "Water power" shall be construed to mean power developed from
falling or flowing water, and all electrical current and other forms of
energy into which such power may be transformed.
6. The term "comprehensive planning" as used in title 11 of this
article shall be deemed to mean multi-purpose planning for at least two,
and as many more as may be found to be practicable and reasonable, of
the purposes and uses as provided by this article 15 or by any other
statute, the provisions of which and the procedures authorized thereby
are to remain in full force and effect.
7. Other definitions, applicable to this article, are found in
General jurisdiction.
The department shall exercise its powers and perform its duties in any
matter affecting the construction of improvements to or developments of
water resources for the public health, safety or welfare, including but
not limited to the supply of potable waters for the various
municipalities and inhabitants thereof, the use of water for industrial
and agricultural operations, the developed and undeveloped water power
of the state, the facilitation of proper drainage and the regulation of
flow and improvement of the rivers of the state.
Public Authorities Law and Administrative Code of the City of
New York are not affected.
Nothing contained in this article shall be deemed or construed as
amending, repealing, altering or otherwise modifying in whole or in part
any provision of Title 1, Article 5 of the Public Authorities Law, as
amended, with respect to Power Authority of the State of New York, or
any provision of Title K of Chapter fifty-one and Title D of Chapter 15
of the Administrative Code of the City of New York, as amended, with
respect to the City of New York, and such acts shall remain in full
force and effect, except that notwithstanding the provisions of this
section and title 3 of article 1 of this chapter, section 15-0103 and
title 8 of this article shall apply to the city of New York, its
agencies and departments. Nothing in this article shall be deemed or
construed as adding to, diminishing or otherwise modifying the rights,
powers, duties and obligations granted to and imposed upon Power
Authority of the State of New York and the City of New York, its or
their agencies and departments by such statutes or any other statutes,
except that notwithstanding the provisions of this section and title 3
of article 1 of this chapter, section 15-0103 and of title 8 of this
article shall apply to the city of New York, its agencies and
departments.
State to be reimbursed for costs.
In the event that the department shall carry out a project paid for by
the beneficiaries, as provided by various parts in this article, the
department may, if such procedure shall be found to be just and
reasonable, require that the state be reimbursed for costs which may
have been paid from state appropriations. This reimbursement may cover
costs and expenses incurred prior to the time the project funds could be
made available for salaries and expenses for regular employees of any
state department who may have devoted all or a part of their time to
that particular project, except this is not intended to apply to the
salaries of the members of the department engaged only in general
administrative work in connection with the project.
TITLE 3 Powers and Duties
Investigations.
1. The department may, of its own motion, make or cause to be made
such surveys and investigations as it may deem advisable and necessary
for the discharge of its duties under this article.
2. The department, upon its own motion, or upon a petition presented
to it by a person or public corporation pursuant to provisions of this
article, may in its discretion, extend the scope of such proceeding to
any improvements or developments of natural resources which may be done
under any provisions of this article, and if any part of the procedure
governing the matters concerning which the petition is presented cannot
be made applicable in all respects to the subject matter of the
proceedings as thus extended, then the procedure peculiar to such
additional matter as provided for in this article may be adopted to the
extent necessary.
3. The department shall make or cause to be made continuing
investigations of the water resources of the state so as to accumulate
comprehensive data as a basis of providing for their proper
conservation, development, regulation and use.
4. The department shall conduct systematic gauging of rainfall and
stream flow throughout the state when moneys shall have been
appropriated therefor.
Examination of books, records and accounts.
For the purpose of ascertaining material information relevant to the
function of the powers and duties of the department, the department may
by its members, authorized agents or representatives freely examine at
any time the books, records and accounts of any holder of a license,
permit or other authorization, issued pursuant to this article.
Access to property for inspection or investigation.
The department or its duly appointed agents shall have the right to
enter at all times in or upon any property, public or private, for the
purpose of inspecting or investigating conditions relating to matters
within the jurisdiction of the department pursuant to article 15. The
department shall be liable only for actual damage done by reason of any
such entry, inspection, or investigation. The amount of such damages may
be agreed upon between the department and the owner and occupant of the
damaged property, or if they cannot agree the amount of such damages
shall be ascertained and determined by proper court action.
Requirement of statements and reports.
The department may require any holder of a license, permit or other
authorization, issued pursuant to this article, at a designated time or
times, to file with it statements and reports, in such form as it may
prescribe, covering any data or information which it deems necessary or
proper to enable it to carry into effect the provisions of this article.
Power to sue.
The department may bring actions, suits or proceedings as in its
judgment may be necessary and proper to enable it to perform any of the
duties imposed upon it by the provisions of this article as amended or
to prevent the violation by any person or public corporation of any of
the provisions thereof; and may defend such actions, suits or
proceedings as may arise through the performance of any duties or
functions imposed upon it by the provisions of this article as amended.
Eminent domain.
The department may, in those situations which are specifically
enumerated in this article and subject to whatever restrictions and
limitations this article may impose, acquire real property pursuant to
this article under an exercise of the right of eminent domain.
Powers and responsibilities with respect to water pollution
control.
1. The department shall perform such duties and functions with respect
to the control of water pollution as is provided in article 17 of the
Environmental Conservation Law, and shall have such powers and authority
as may be necessary in that regard.
2. The department is hereby authorized, upon due consideration after
hearing to:
a. Alter, modify or amend the "Rules and Classifications and Standards
of Quality and Purity for Waters of New York State" for the control of
pollution of the waters of the state as provided in paragraph (c) of
subdivision 7 of section 17-0301,
b. Classify the waters of the state in accordance with best usage in
the interest of the public, and alter, reclassify, modify, change or
amend the classification of waters hitherto adopted and established by
the former Water Resources Commission and the former Water Pollution
Control Board as provided in paragraph (c) of subdivision 7 of section
17-0301,
c. Establish new, or alter, modify, change or amend existing standards
of quality and purity of the waters of the state applicable to the
classification of waters.
3. In the classification of waters and the adoption of standards of
purity and quality therefore, due consideration shall be given by the
department to the factors and considerations specifically provided in
section 17-0301.
4. The department is authorized to adopt and enforce rules and
regulations governing the direct application of chemicals to or in
surface waters for the purpose of altering water quality, or the direct
application of pesticides to or in surface waters, notwithstanding any
of the provisions of this chapter.
a. Such rules and regulations may forbid such direct application or
use of pesticides and chemicals except pursuant to a permit issued by
the department, or by an appropriate officer or agency authorized by
such rules to issue such permits, except that a permit shall not be
required for the application of a pesticide to a pond of one acre or
less in size which has no outlet to surface water.
b. Such rules and regulations may specify the pesticides and chemicals
and quantities and concentrations thereof which may be directly applied
or used, which specified chemicals and pesticides shall be selected with
maximum protection of life, health and property as criteria for their
selection, and shall also provide for giving reasonable notice to
persons likely to be adversely affected by such use of chemicals and may
require consent of persons who may reasonably be expected to suffer
substantial damage or injury thereby prior to the issuance of any permit
for such use. A fee of one hundred dollars shall accompany each permit.
c. No pesticide or chemical may be introduced into any surface waters
of the state classified pursuant to article 17 in violation of such
rules and regulations.
Powers and responsibilities with respect to certain plumbing
fixtures.
1. On and after the effective date of this section, no individual,
public or private corporation, political subdivision, government agency,
department or bureau of the state, municipality, industry,
co-partnership, association, firm, trust, estate or other legal entity
shall, for purposes of use in this state, distribute, sell, offer for
sale, import or install any sink faucet or lavatory faucet, shower head,
drinking water fountain, urinal or water closet, including tank-type
toilets, flushometer-tank toilets, flushometer-valve toilets,
electromechanical hydraulic toilets, and all other types of toilets that
use water and associated flush-valve, if any, unless it shall meet the
water saving performance standards as provided for in subdivision two of
this section.
2. The water saving performance standards for sink and lavatory
faucets, shower heads, drinking water fountains, urinals and water
closets, including tank-type toilets, flushometer-tank toilets,
flushometer-valve toilets, electromechanical hydraulic toilets,
dual-flush toilets and all other types of toilets that use water shall
be as follows:
(a) for lavatory faucets, at a constant water pressure of sixty pounds
per square inch, maximum flow shall not exceed 1.5 gallons of water per
minute (or .25 gallons per cycle for lavatory faucets designed as
metering faucets) and provided that those faucet models installed in
public buildings must be of a self-closing variety and must be designed
to limit the discharged flow rate of water to a maximum of .5 gallons
per minute at a constant water pressure of sixty pounds per square inch
or must be of the metering type which limit the discharge of water to a
maximum of .25 gallons per cycle; and
(b) for sink faucets, at a constant water pressure of sixty pounds per
square inch, maximum flow shall not exceed 2.2 gallons of water per
minute; and
(c) for shower heads, at a constant water pressure of eighty pounds
per square inch, maximum flow shall not exceed 2.0 gallons of water per
minute; and
(d) for urinals and associated flush-valve, if any, maximum flow shall
not exceed an average of 0.5 gallons of water per flush (except for
urinals designated and marketed exclusively for use in prisons or mental
health care facilities); and
(e) except for water closets and toilets designed and marketed
exclusively for use in prisons or mental health care facilities, (1) for
water closets and associated flush-valve, if any, maximum flow shall not
exceed an average of 1.28 gallons of water per flush; (2) for dual-flush
tank-type water closets, the average of two reduced flushes and one full
flush shall not exceed 1.28 gallons of water per flush; and (3) for
dual-flush flushometer-valve water closets, maximum flow shall not
exceed an average of 1.28 gallons of water per flush; and
(f) drinking water fountains must be of a self-closing variety.
3. Each shower head, sink or lavatory faucet, both box and product,
shall be marked and labeled, and each water closet or urinal, or each
component if the water closet or urinal is comprised of two or more
components, both box and product, shall be marked and labeled in
accordance with the latest revision of the standards designated American
National Standards, written under American National Standards Institute
(ANSI), and, as applicable, the following United States Environmental
Protection Agency watersense program specification: showerheads (July
26, 2018), tank-type toilets (June 2, 2014), lavatory faucets (October
1, 2007), flushing urinals ( August 14, 2009), and flushometer-valve
toilets (December 17, 2015).
4. The commissioner may permit the sale and installation of water
closets, blow out toilets and associated flush-valves, if any, which do
not meet the standards provided for in subdivision two of this section
if after application therefor it is determined by the commissioner that
the installation of fixtures which meet such standards would be
detrimental to the operation of the existing sewerage system or part of
such system, servicing such fixtures.
5. The provisions of this section shall not apply to fixtures which
were in compliance with this section and other applicable provisions of
law on the date on which they were installed which are removed and
relocated to another room or area of the same building or to another
building owned or leased by the owner of the building from which such
fixtures were removed after the effective date of this section, nor
shall they apply to fixtures such as safety showers, bedpan washer
equipped water closets and aspirator faucets, which, in order to perform
a specialized function, cannot meet the standards specified in
subdivision two of this section.
6. "Public building" as used in this section, means any building or
portion thereof, used or controlled by any department or branch of a
state or local government, or which is constructed wholly or partially
through state or municipal funds, including tax funds, funds obtained
through bond issues or grants or loans under any state law, which is
likely to be used by the public, including, but not limited to theaters,
concert halls, auditoriums, museums, schools, libraries, recreation
facilities, transportation terminals and stations, factories, office
buildings and building establishments. In addition, "public building"
includes those facilities such as stores, restaurants and hotels which
have restrooms which are open to the public or the clientele of the
facility but not including private restrooms which are part of sleeping
quarters in such a facility. The term "public building" does not include
privately owned residential structures, public housing structures, or
police, fire or correction structures.
7. A violation of the provisions of this section shall be liable for a
penalty pursuant to section 71-1127 of this chapter.
8. The commissioner, to the extent practicable and appropriate, shall
utilize the latest revision of the standards designated American
National Standards, written under American National Standards Institute
(ANSI) procedures in determining requirements under this section, and,
as applicable, the following United States Environmental Protection
Agency watersense program specification: showerheads (July 26, 2018),
tank-type toilets (June 2, 2014), lavatory faucets (October 1, 2007),
flushing urinals (August 14, 2009), and flushometer-valve toilets
(December 17, 2015).
Relations with other governmental bodies and agencies.
1. In order to adequately protect the interests of the state in its
water resources, the department is hereby authorized to:
a. Cooperate with the appropriate agencies of the federal government
or this or other states, or any interstate bureau, group, division or
agency with respect to the use of water from lakes, ponds, rivers and
streams, which are without or wholly or partially contained within this
state, and to endeavor to harmonize any conflicting claims which might
arise therefrom.
b. Appear, represent and act for the state in respect to any
proceeding before either a federal or state governmental body or agency
where the water resources of the state may be affected, and may do and
perform such acts in connection therewith as it deems proper to protect
the interests of the state.
c. Present for the consideration of the Congress or officers of the
federal government, as occasion requires, the just rights of the state
in relation to its waters and institute and prosecute appropriate
actions and proceedings to secure such rights, and defend any action or
proceeding calculated to impair such rights.
2. The department is designated as the agent of the state to obtain
the cooperation, aid and assistance of any appropriate federal agencies
in the performance of the functions of the department or of any regional
planning and development board created under title 11 of this article.
The department may enter into contracts, when required, with any such
federal agencies for such purposes. Wherever it is required by a federal
statute, rule or regulations that such cooperation, aid and assistance
be given on a matching-funds basis, the department, if funds have been
appropriated and are available therefor, is designated as the agent of
the state to enter into contracts on said basis; provided, however, that
payment by the state shall not exceed one-half of the cost, including
personal service, of the services rendered by the federal agencies. All
contracts entered into by the department shall be executed by its
commissioner and in the manner and form prescribed by law.
General powers and duties.
The department shall continue to exercise all the functions, powers
and duties of the former Water Resources Commission as specified in the
former Conservation Law in effect on the date of the enactment of
chapter 140 of the laws of 1970, and all the functions, powers and
duties of the Water Power and Control Commission as previously
established by chapter 242 of the laws of 1928 and of its predecessors
and all the functions, powers and duties enumerated in this article as
amended and as may hereinafter be prescribed by law.
TITLE 5 Protection of Water
Protection of certain streams; disturbances of stream beds;
permit.
1. Except as provided in subdivisions 4, 5, 6 and 7 of this section,
no person or public corporation shall change, modify or disturb the
course, channel or bed of any stream as defined in subdivision 2, or
remove any sand, gravel or other material from the bed or banks of such
a stream without a permit issued pursuant to subdivision 3 of this
section.
2. For the purposes of this section, stream shall mean that portion of
any fresh surface watercourse, except lakes or ponds having a surface
area greater than ten acres at mean low water level, for which the
department has adopted or may hereafter adopt pursuant to section
17-030l, any of the following classifications or standards:
AA and AA (T),
A and A (T),
B and B (T),
C (T)
Small ponds or lakes with a surface area at mean low water level of
ten acres or less, located in the course of a stream, shall be
considered a part of the stream and subject to regulation under this
section.
3. Permit.
a. Before granting a permit, a permit renewal or a permit modification
pursuant to this section, the department shall ascertain the probable
effect on the health, safety and welfare of the people of the state, and
the effect on the natural resources of the state, including soil,
forests, water, fish and aquatic resources therein, likely to result
from the proposed project or work.
b. In order to minimize the disturbance of a stream and in order to
prevent unreasonable erosion of soil, increased turbidity of the waters,
irregular variations in velocity, temperature and level of waters, the
loss of fish and aquatic wildlife and the destruction of natural habitat
thereof, and the danger of flood or pollution, the department shall
review the permit application or request for renewal or modification of
an existing permit and may approve the manner and the extent to which
the stream bed or channel may be changed, altered or modified and may
limit the quantity of sand, gravel or other material to be removed,
designate the location in the bed, channel or banks of the stream from
which the sand, gravel or other material may be removed, or it may deny
the permit or request.
c. The rules and regulations adopted by the department to implement
this section and the provisions of article 70 of this chapter and rules
and regulations adopted thereunder shall govern the processing of permit
applications, renewals, modifications, suspensions and revocations under
this section.
4. No permit under this section shall be required of any local public
corporation which has entered into a written memorandum of understanding
with the department establishing the plan of operation to be followed in
carrying out projects or work affecting water courses so as to afford
proper protection to the public beneficial uses of such water courses.
5. No permit under this section shall be required of any state
department or state public corporation. State departments and state
public corporations may enter into a written memorandum of understanding
with the department concerning projects or work of the type for which a
permit would be required under this section if the project or work were
undertaken by a person or local public corporation. The memorandum may
establish procedures for review by the department of the plans for such
projects or work and for written recommendations by the department with
respect thereto.
6. No permit under this section shall be required for emergency work
in a stream or on its banks which is immediately necessary to protect
the health, safety and well-being of any person or persons or to prevent
damage to personal or real property, provided that the department is
given written notification by registered mail or telegraph within
forty-eight hours after the commencement of the work and within
forty-eight hours following the completion of such work. Whenever
emergency work is performed as provided in this subdivision, it shall be
performed in a manner that will cause the least change, modification,
disturbance or damage to the course or bed of the stream and its banks.
7. No permit under this section shall be required for certain
agricultural activities of persons and corporations actively cultivating
land devoted to agriculture whether or not the same be along a stream or
watercourse as described in subdivision 2; providing that these
agricultural activities consist only of crossing and recrossing of such
streams or watercourses by livestock or by wheeled farm equipment
normally used for traditional agricultural purposes; or the use of such
stream or watercourse for withdrawal of water for irrigation where such
withdrawal does not require altering the bed, banks or course of the
stream in any manner.
8. The requirements of this section shall be in addition to those
specified in section 15-0505 of this title, provided however, that the
department may, by rule and regulation, provide that only one
application for a permit or request for renewal or modification of an
existing permit need be filed with the proposed project or work requires
a department permit under this section and section 15-0505 of this
title.
Protection of water bodies; permit.
1. Except as provided in subdivision 3 of this section
a. No dam shall be erected, constructed, reconstructed or repaired by
any person or local public corporation without a permit issued pursuant
to subdivision 2 of this section. As used in this section, and section
15-0511 of this title, "dam" means any artificial barrier including any
earthen barrier, together with its appurtenant works, which impounds or
will impound waters, provided it has (1) a height equal to or greater
than fifteen feet or (2) a maximum impoundment capacity equal to or
greater than three million gallons; except that for purposes of this
section a dam shall not include any structure which has (i) a height
equal to or less than six feet regardless of the structure's impoundment
capacity, or (ii) an impoundment capacity not exceeding one million
gallons regardless of the structure's height.
b. Except where a lease or other appropriate conveyance of an interest
authorizing the use and occupancy of state-owned lands underwater has
been obtained from the commissioner of general services pursuant to
subdivision seven of section seventy-five of the public lands law, no
dock, wharf, platform, breakwater, mooring, or other structure in, on or
above waters shall be erected, placed, constructed, reconstructed, or
expanded after the effective date of this paragraph by any person or
local public corporation without a permit issued pursuant to subdivision
2 of this section. The term "reconstructed" as used in relation to
docks, wharves, platforms, breakwaters, mooring or other structures
pursuant to this paragraph shall mean the substantial rebuilding of
structures or facilities and shall not apply to ordinary maintenance or
repair of existing functional structures or facilities, such as
repainting, redriving pilings or replacing broken boards in docks.
c. A city, town, village or county may submit to the commissioner a
local law or ordinance regulating docks or other structures as described
in paragraph b of this subdivision. The commissioner shall review such
law or ordinance to determine whether it provides environmental
protection comparable to, or greater than, the provisions of such
paragraph and any regulations promulgated thereunder. If the
commissioner determines that the local law or ordinance submitted meets
such requirements, the commissioner may delegate, upon such terms and
conditions as he or she deems appropriate, to the local government the
authority to administer the permit program and to charge a fee for
permit processing. Any delegation may be revoked by the commissioner if
he or she finds that the local government has failed to carry out the
program in accordance with the terms of the delegation.
2. Permits. a. Before granting a permit, a permit renewal or a permit
modification pursuant to this section, the department shall ascertain
the probable effect on the health, safety and welfare of the people of
the state, and the effect on the natural resources of the state likely
to result from the proposed project or work.
b. The department shall review the permit application or request for
renewal or modification of an existing permit and may approve the manner
and extent to which the waters of the state or the banks and shore
thereof will be affected by the proposed project or work and may grant
or deny the permit or request, or may grant the permit or request with
such conditions as might appear necessary to safeguard life, property
and natural resources during and after the execution of the proposed
project or work.
c. The rules and regulations adopted by the commissioner to implement
this section and the provisions of article 70 of this chapter and rules
and regulations adopted thereunder shall govern permit applications,
renewals, modifications, suspensions and revocations under this section.
d. The requirements of this section shall be in addition to those
specified in sections 15-0501 and 15-0505 of this title, provided
however, that the department may, by rule and regulation, provide that
only one application for a permit or request for renewal or modification
of an existing permit need be filed when the proposed project or work
requires a department permit under this section and any other section of
this title.
3. The requirement of a permit pursuant to this section shall not
apply to the following facilities:
a. A dock, pier, wharf or other structure used solely as a landing
place on water providing dockage for five or fewer boats and
encompassing within its outer perimeter an area less than four thousand
square feet;
b. A mooring facility providing mooring for fewer than ten boats;
c. Seasonal replacement or reinstallation of structures referenced and
listed in paragraph b of subdivision 1 of this section installed prior
to the effective date of this paragraph.
4. The design, preparation of plans, estimates and specifications and
the supervision of the erection, construction, reconstruction and repair
of all the structures hereinbefore referred to shall be done by a
licensed professional engineer, or in the case of farm ponds for which a
permit is required, by an engineer or conservationist employed by a
governmental agency cooperating with a soil conservation district, or by
an engineer employed by the department.
5. Notwithstanding the provisions of this or any other chapter or law
to the contrary, no reservoirs for any purpose shall hereafter be
constructed on the Upper Hudson River in the Adirondack park between
Luzerne and the river's source; the Boreas river from its mouth to
Durgin Brook; the Indian river from its mouth to Abanakee Dam; and the
Cedar river from its mouth to Cedar River Flow, by the state or by any
river regulating board.
Protection of navigable waters; excavation or fill; permit.
1. No person, local public corporation or interstate authority shall
excavate or place fill below the mean high water level in any of the
navigable waters of the state, or in marshes, estuaries, tidal marshes
and wetlands that are adjacent to and contiguous at any point to any of
the navigable waters of the state and that are inundated at mean high
water level or tide, without a permit issued pursuant to subdivision 3
of this section. For the purposes of this section, fill shall include,
but shall not be limited to, earth, clay, silt, sand, gravel, stone,
rock, shale, concrete (whole or fragmentary), ashes, cinders, slag,
metal, or any other similar material whether or not enclosed or
contained by (1) crib work of wood, timber, logs, concrete or metal, (2)
bulkheads and cofferdams of timber sheeting, bracing and piling or steel
sheet piling or steel H piling, separated or in combination. Nothing
contained in this section is intended to be, nor shall be construed to
limit, impair or affect the memorandum of understanding which any state
department enters into with the Department of Environmental Conservation
or the general powers and duties of the Department of Transportation
relating to canals or the general powers and duties of the Department of
Environmental Conservation relating to flood control.
2. A permit application or request for a permit renewal or
modification shall be made on forms provided by the department and shall
consist of a description of the character and extent of the proposed
project or work, drawings, plans and specifications providing the
location and details of the proposed project or work, and such
additional information as the department may require.
3. Before granting a permit, a permit renewal or a permit modification
pursuant to this section the department shall ascertain the probable
effect on the use of such waters for navigation, the health, safety and
welfare of the people of the state and the effect on the natural
resources of the state, including soil, forests, water, fish and aquatic
resources therein, likely to result from the proposed project or work.
4. The department shall review the permit application or request for
renewal or modification of an existing permit and may grant or deny the
permit or request, or may grant the permit with such conditions as will
safeguard life or property against danger or destruction and as will
make the navigable waters safe for use by the public.
5. The rules and regulations adopted by the department to implement
this section and the provisions of article 70 of this chapter and rules
and regulations adopted thereunder shall govern the processing of permit
applications, renewals, modifications, suspensions and revocations under
this section.
6. The provisions of subdivisions 1, 2, 3 and 4 of this section shall
not apply to emergency work in waters described in subdivision 1 of this
section which is immediately necessary to protect the health, safety and
well-being of any person or persons or to prevent damage to personal or
real property, provided that the department is given written
notification by registered mail or telegraph within forty-eight hours
after the commencement of the work and within forty-eight hours
following the completion of the work. Whenever such emergency work is
performed as provided in this subdivision, it shall be performed in a
manner that will cause the least change, modification, disturbance or
damage to the environment.
7. The requirements of this section shall be in addition to those
specified in section 15-0501 of this title, provided however, that the
department may, by rule and regulation, provide that only one
application for a permit or request for renewal or modification of an
existing permit need be filed when the proposed project or work requires
a department permit under this section and section 15-0501 of this
title.
Structures impounding waters; structures in waters;
responsibility of owner; inspection.
1. Any owner of a dam or other structure which impounds waters shall
at all times operate and maintain said structure and all appurtenant
structures in a safe condition. As used in this section and section
71-1109 of this chapter, "owner" means any person or local public
corporation who owns, erects, reconstructs, repairs, maintains or uses a
dam or other structure which impounds waters. The commissioner may
promulgate regulations requiring any owner to prepare and implement a
safety program for such dam or structure as necessary to safeguard life,
property or natural resources. Regulations governing the safety program
may include requirements for inspections, monitoring, maintenance and
operation, emergency action planning, response and prevention of
terrorism and cyber terrorism, financial security, recordkeeping and
reporting or any other requirement the commissioner deems necessary to
safeguard life, property or natural resources. Such requirement shall
only apply to those dams or other structures that impound waters which
pose, in the event of failure, a threat of personal injury, substantial
property damage or substantial natural resource damage.
2. Whenever in the judgment of the department public safety requires,
the department shall investigate dams and other structures impounding
waters in the state, and docks, piers and wharves extending into such
waters.
3. In addition to any other power set forth in this chapter, including
the power to issue an order pursuant to section 71-0301 of this chapter,
the department shall have the power, whenever in the judgment of the
department it may be necessary to safeguard life or property or to
protect the natural resources of the state, after hearing on due notice,
to issue an order, setting forth the findings of fact and conclusions
therefrom, directing any owner:
a. to conduct studies, investigations and analyses necessary to
evaluate the safety of the structure, including but not limited to
visual inspections, measurements, foundation exploration and testing,
materials testing, hydraulic and hydrologic analyses, structural
stability analyses and seepage investigations; and
b. to either remove the said structure or to erect, reconstruct or
repair the same within such reasonable time and in such manner as shall
be specified in said order.
It shall be the duty of every such owner to obey, observe and comply
with such order and with the conditions therein prescribed. The
provisions of title 9 of this article with respect to administrative
procedures shall be applicable to hearings under this section.
4. It shall be unlawful for any owner to fail, omit or neglect to
comply with such order within a reasonable time as designated by the
department.
5. Upon the violation of any such order, the department shall have
power to enter upon the lands and waters where such structures are
located for the purpose of removing, repairing or reconstructing the
same and to take such other and further precautions which it may deem
necessary to safeguard life or property or protect the natural resources
of the state against danger occasioned by the presence of such
structures. In removing, repairing and reconstructing such structures or
other properties so affected the department shall not deviate from the
method, manner and specifications contained in the original order.
6. The department shall certify the amount of the costs and expenses
incurred by the department and any state departments for the removal,
repair or reconstruction aforesaid in any wise connected therewith to
the county legislative body of the county or counties in which the said
lands and waters are located, whereupon it shall be the duty of such
county legislative body of each county to add the amount so certified to
the assessment rolls of such locality or localities as a charge against
the real property upon which the dam, dock or other structure is
located, designated or described by the department as chargeable
therewith, and to issue its warrant or warrants for the collection
thereof. Thereupon it shall become the duty of such locality or
localities through their proper officers to collect the amount so
certified in the same manner as other taxes are collected in such
locality or localities and when collected to pay the same to the
department, who shall thereupon, pay the same into the State Treasury.
Any amount so levied shall thereupon become and be a lien upon the real
property affected thereby to the same extent as any tax levy becomes and
is a lien thereon. The department may also assert other rights of
recovery as may exist by law for such costs and expenses incurred.
Bonds.
The department may require the posting of a bond by permittees
conditioned upon compliance with the terms of permits issued pursuant to
the provisions of title 5 of this article.
Alterations to watercourses and lakes; inspection and
correction; illegal impounding of waters.
1. Whenever in the judgment of the commissioner, public safety
requires, or an illegal excavation, fill, or dam exists in or on the
waters of the state, the commissioner may cause an investigation to be
made of the nature of the hazard or violation and its probable effect on
the health, safety and welfare of the people of the state, and the
effect on the environment and natural resources including forests, soil,
water, fish and wildlife.
2. In addition to any other power set forth in this chapter,
including the power to issue an order pursuant to section 71-0301 of
this chapter, the commissioner shall have the power, after hearing on
due notice, to issue an order, setting forth the findings of fact and
conclusions therefrom, directing any person or local public corporation,
who hereafter makes or allows to be made or is making an illegal or
unsafe excavation or fill, or who constructs an illegal dam, to conduct
studies, investigations, and analyses necessary to evaluate the safety
of the structure, including but not limited to visual inspections,
measurements, foundation exploration and testing, materials testing,
hydraulic and hydrologic analyses, structural stability analysis and
seepage investigations and to remove, replace or correct the dam or
excavated or filled materials, within such reasonable time and in such
manner as shall be specified in said order, and it shall be the duty of
every such person or local public corporation to obey, observe and
comply with such order and with the conditions therein prescribed. The
provisions of title 9 of this article with respect to administrative
procedures shall be applicable to hearings under this section.
3. It shall be unlawful for any person or local public corporation to
fail, omit or neglect to comply with such order within a reasonable time
as designated by the commissioner.
4. Upon the violation of any such order, the commissioner, or a duly
appointed representative, shall have power to enter upon the lands and
waters where such illegal or unsafe disturbances are located for the
purpose of removing, replacing or correcting the same and to take such
other and further precautions which the commissioner may deem necessary
to safeguard life or property or protect the environment of the state
against danger occasioned by the presence of the illegal or unsafe
excavation, fill or dams. In removing or replacing such structures or
other properties so affected the commissioner shall not deviate from the
method, manner and specifications contained in the original order.
5. The commissioner shall certify the amount of the costs and expenses
incurred by the department and any state departments for the removal or
replacing aforesaid in anywise connected therewith to the county
legislative body of the county or counties in which the said lands and
waters are located, whereupon it shall be the duty of such county
legislative body of each county to add the amount so certified to the
assessment rolls of such locality or localities as a charge against the
real property upon which the excavation, fill or dam is located,
designated or described by the commissioner as chargeable therewith, and
to issue its warrant or warrants for the collection thereof. Thereupon
it shall become the duty of such locality or localities through their
proper officers to collect the amount so certified in the same manner as
other taxes are collected in such locality or localities and when
collected to pay the same to the department which shall thereupon pay
the same into the State Treasury. Any amount so levied shall thereupon
become and be a lien upon the real property affected thereby to the same
extent as any tax levy becomes and is a lien thereon. The department
may also assert other rights of recovery as may exist by law for such
costs and expenses incurred.
Liability of subcontractor, employee or agent.
It shall be unlawful for a subcontractor, employee or agent of a
person or public corporation, or of a state department to knowingly and
intentionally act, or a prime contractor of a person, public corporation
or state department to act with or without an intention to violate the
provisions of sections 15-0501, 15-0503 or 15-0505 in disregard of
specifications provided in a construction contract protecting against
stream damage.
Prohibition of certain incompatible uses over either primary
groundwater recharge areas or federally designated sole
source aquifers.
1. Definitions: The following terms, whenever used or referred to in
this section, shall have the following meanings:
a. "Primary groundwater recharge areas" shall mean those areas of the
land surface through which water of great volume and high quality
generally move downward to the deeper portions of the underlying
groundwater reservoir. In the counties of Nassau and Suffolk, primary
groundwater recharge areas shall mean Hydrogeologic Zones I, II, III, IV
and V as defined in the Long Island Comprehensive Waste Treatment
Management Plan of 1978, or any amendments to such boundaries which are
accepted by the commissioner.
a-1. "Primary water supply aquifer areas" shall mean those areas in
the counties of Nassau, Suffolk, Kings and Queens and the Schenectady
aquifer (commonly known as the Great Flats Aquifer), as identified in
the nineteen hundred eighty-one New York state department of health
report on groundwater dependence in New York state, and defined in the
United States Geologic Survey maps for such aquifers, or any amendments
to such boundaries which are accepted by the commissioner.
b. "Incompatible uses" shall mean any hazardous waste or substances as
determined by the department, that may ultimately be discharged to
groundwater, or the storage of such a substance that may contaminate the
groundwater.
c. "Long Island Comprehensive Waste Treatment Management Plan of 1978"
shall mean the study prepared by the Long Island Regional Planning Board
pursuant to section two hundred eight of the Federal Water Pollution
Control Act as amended in 1972.
d. "Sole source aquifer" shall mean an aquifer system that the United
States environmental protection agency, pursuant to Public Law 93-523
which is known as the federal Safe Drinking Water Act of 1974, has
designated as the sole or principal drinking water source for an area
and which, if contaminated, would create a significant hazard to public
health.
e. "Hazardous wastes" shall include all materials or chemicals listed
as hazardous wastes pursuant to article twenty-seven of this chapter, or
all toxic pollutants as defined in subdivision nineteen of section
17-0105 of this chapter.
f. "Hazardous substance" means:
(1) petroleum; or
(2) any substance or combination of substances designated as a
hazardous substance under section 311 of the Federal Water Pollution
Control Act (33USC1321) and which is not a hazardous waste under title 9
of article 27 of this chapter; or
(3) any substance listed by the department which because of its
quantity, concentration, or physical, chemical or infectious
characteristics may;
(i) Cause, or significantly contribute to an increase in mortality or
an increase in serious irreversible or incapacitating reversible
illness; or
(ii) Pose a substantial present or potential hazard to human health or
the environment when improperly stored or otherwise managed.
The department shall promulgate a list of hazardous substances, within
one year after the effective date of this section, including petroleum
for the purposes of carrying out the applicable provisions of this
title. Prior to the promulgation of such list the department shall
solicit information on the present practices of industry and other
commercial users of hazardous substances.
g. "Petroleum" means oil or petroleum of any kind and in any form
including, but not limited to, oil, petroleum, fuel oil, crude oil,
petroleum mixed with one or more other substances, gasoline, kerosene,
naphtha and as further defined by the department in rules and
regulations.
2. The Nassau - Suffolk Hydrogeologic Zones I, II, III, IV and V, and
their attendant boundaries as specified in the Long Island Comprehensive
Waste Treatment Management Plan of 1978, or any amendments to such
boundaries which are accepted by the commissioner are hereby adopted as
primary groundwater recharge areas for the counties of Nassau and
Suffolk for the purposes of this section.
3. The department shall propose, for the purposes of this section,
primary groundwater recharge areas within either other designated sole
source aquifer systems, excluding the counties of Nassau and Suffolk, or
within primary water supply aquifer areas based upon hydrogeological
conditions and recommendations within the department's groundwater
management plan, within twelve months subsequent to the date at which
the sole source aquifer designation becomes effective or within twelve
months of the effective date of this amended subdivision, pursuant to
the following procedures:
a. The department shall hold public hearings in regard to the proposed
locations and boundaries of the primary groundwater recharge areas.
b. Notice of each public hearing shall be by publication in a
newspaper most likely to give notice to the people residing within the
primary water supply aquifer. Notice of such hearing shall be printed at
least once in each of three successive weeks, but the hearing shall not
be conducted less than thirty days following the date of first
publication of notice of such hearing.
c. The department shall subsequently finalize and adopt specific
locations and boundaries of such primary groundwater recharge areas
within three months following the completion of such hearing.
d. Additional primary groundwater recharge areas or new boundaries of
existing primary recharge areas may be delineated by the department
based upon new hydrogeological information subject to the procedure
outlined in paragraphs a, b and c of this subdivision.
4. Copies of the adopted boundaries of the delineated areas shall be
kept on file in the offices of the commissioner and the regional
director of the department.
5. The department shall promulgate rules and regulations which will
restrict or prohibit incompatible uses over primary water supply
aquifers, giving special attention where necessary to protect primary
groundwater recharge areas.
6. In undertaking its responsibilities under this section, the
department shall give first attention to the protection of pristine,
largely undisturbed or undeveloped areas to insure the non-degradation
of the water resources of such areas.
Inspection report of dam safety.
1. Within thirty days of the creation by the department of any
inspection report of any intermediate or high hazard dam, the department
shall provide, to the chief executive officer of a municipality in which
the dam is located, a copy of such report. Such report shall also be
furnished to the chief executive officer of any other municipality in
the county where the dam is located, or any county adjoining such county
upon written request of the chief executive officer of such
municipality.
2. For the purposes of this section, the term "chief executive
officer" shall mean:
(a) for the purposes of a village or city, the mayor of such village
or city;
(b) for the purposes of a town, the supervisor of such town;
(c) for the purposes of a county, the chairperson of the county
legislature or board of supervisors, or, if there be one, the county
executive.
Water quality testing requirements for land clearing debris
and compost facilities in Nassau and Suffolk counties.
1. In Nassau and Suffolk counties, the department shall promulgate
rules and regulations to prevent water quality and other environmental
impairments resulting from land clearing debris facilities or composting
facilities. Such regulations shall at a minimum require:
(a) quarterly up gradient and down gradient water quality testing;
(b) setbacks from drinking water supply wells and surface water
bodies; and
(c) dust and odor suppression and fire risk minimization.
2. The department shall in the case of a primary recharge area, and
may for other recharge areas, promulgate rules and regulations to be
implemented twenty-four months after the effective date of this section,
to prevent water quality and other environmental impairments resulting
from land clearing debris facilities or composting facilities by
requiring the use of an impermeable liner, in addition to the
requirements of subdivision one of this section. The department may
exempt a land clearing debris facility or a composting facility from the
regulatory requirements of this subdivision following a review of the
facility's water quality testing results and a determination by the
department that such facility does not pose a risk of impairment to the
primary recharge area or, if applicable, other recharge area.
3. For the purposes of this section:
(a) "land clearing debris" shall mean vegetative matter, soil and rock
resulting from activities such as land clearing and grubbing, utility
line maintenance or seasonal or storm related cleanup such as trees,
stumps, brush and leaves and including wood chips generated from these
materials.
(b) "composting facilities" shall mean facilities that accept more
than three thousand cubic yards of waste, either processed or
unprocessed, per year.
TITLE 6 Water Efficiency and Reuse
Definitions as used in this title.
1. "Water reclamation project" means a project designed to utilize
reclaimed wastewater or greywater for beneficial non-potable uses
including, but not limited to, agricultural and landscape irrigation,
commercial and industrial uses, and wetland maintenance purposes.
2. "Greywater" means untreated wastewater from bathtubs, showers,
washing machines, dishwashers and sinks, but shall not include
discharges from toilets or urinals or industrial discharges.
3. "Reclaimed wastewater" means water discharged from a treatment
works utilizing at least effective secondary treatment as defined in
section 17-0509 of this chapter.
Reclaimed wastewater feasibility study.
1. The department, in consultation with the department of health,
shall conduct a study of potential uses of greywater and reclaimed
wastewater in New York state, and develop a strategy for promoting water
reclamation projects.
2. Such study shall be completed within eighteen months of the
effective date of this section and a report of the findings from the
study shall be presented to the governor, the speaker of the assembly
and the temporary president of the senate within ninety days of the
completion of the study.
Standards for reuse and disposal of reclaimed wastewater.
The commissioner, in consultation with the department of health, shall
establish rules, regulations and standards for the reuse and disposal of
reclaimed wastewater and/or greywater. The department of health shall
advise the department on water quality and pathogens monitoring
requirements.
1. Such rules, regulations and standards shall specify:
a. the permitted uses of reclaimed wastewater and greywater with
required levels of water quality and treatment for each permitted use;
permitted uses shall include, but not be limited to: industrial cooling;
commercial and industrial landscaping; park and golf course irrigation;
groundwater recharge; surface water supply augmentation; wetland
creation and augmentation, and non-food agricultural crop and lawn
irrigation.
b. operational requirements including, but not limited to, treatment
facility reliability; storage requirements, if necessary; system
labeling and color-coding requirements; and pipe location and placement.
2. Such rules, regulations and standards shall be promulgated within
thirty months of the effective date of this section.
Utilization of reclaimed wastewater registry.
All persons utilizing reclaimed wastewater or greywater shall register
such project with the department. The department shall maintain such
registry.
TITLE 7 Private Rights In Waters
Harmless alterations in watercourses and lakes; prescriptive
rights or privileges; action for declaratory judgment;
limitations of time.
1. An alteration (whether or not it causes water to cover or permeate
land previously dry) in the natural flow, quantity, quality or condition
of a natural watercourse or lake situated in this state and either on or
below the surface of the earth, effected by the use either on or off
riparian land, withdrawal, impoundment, or obstruction of the water in
such watercourse or lake, or by the addition of water thereto, or by
changes in the banks, bed, course or other physical characteristics of
such watercourses or lake, is reasonable and lawful as against any
person, as defined in subdivision two of section 15-0107, having an
interest in such watercourse or lake, unless such alteration is causing
harm to him or it, or would cause him or it immediate harm if and when
begun. No action for nominal damages or for an injunction shall be
maintainable because of such an alteration against any person or
corporation, whether a riparian owner or not, on the ground that such
alteration is an infringement of the plaintiff's private rights and
privileges in the waters of, or with respect to, such watercourse or
lake unless such alteration is causing plaintiff harm, or would cause
him or it immediate harm if and when begun. This subdivision shall apply
to such an action regardless of whether the alteration sought to be made
the basis of it was caused before or after the effective date of this
section.
2. For the purpose of this section, "harm" shall mean:
a. Interference with a present use of the water by the complaining
party or an interference with the complaining party's present enjoyment
of riparian land occurring prior to suit, or which will immediately
occur when the alteration complained of is begun, regardless of whether
such interference has caused or will ever cause such party measurable
financial loss; or
b. A decrease in the market value of the complaining party's interest
in riparian land occurring prior to suit, or which will immediately
occur when the alteration complained of is begun, regardless of whether
his use of the water or enjoyment of riparian land was interfered with
prior to suit, or will be immediately interfered with when the
alteration complained of is begun.
3. Interference with the present enjoyment of riparian land may be
established by proof that the alteration complained of or sought to be
enjoined is rendering or will immediately render riparian land owned or
occupied by the complainant less suitable or useful for the purpose or
purposes to which he is presently devoting it. The evidence admissible
to establish a decrease in the suitability or utility of such land for
such purposes may include, but not be limited to, evidence tending to
show that the act complained of has diminished, or when begun, will
immediately diminish, the desirability for recreational purposes, or the
natural beauty of the body of water to which the land owned or occupied
by the complainant is riparian.
4. The cause of action essential to the initiation and creation of a
prescriptive right or privilege against a private riparian owner to
continue an alteration in the natural condition of such a watercourse or
lake shall not be supplied by such an alteration until it shall have
caused such riparian owner harm and then only if it is unreasonable.
5. Nothing contained in this section shall, however, be construed as
depriving any person or corporation having an interest in such
watercourse or lake of any remedy either at law or in equity which he
now has, or may hereafter acquire, under the law of this state for harm
caused him by an unreasonable alteration in the natural condition of
such a watercourse or lake, regardless of whether such alteration was
harmful and unreasonable from its initiation or subsequently became so.
6. Any person desirous of ascertaining the extent of the rights and
privileges of himself and others in the water of or with respect to the
natural condition of such a natural watercourse or lake may maintain an
action for a declaratory judgment defining the extent of such rights and
privileges. Neither proof of present harm nor of the likelihood of
future harm to the plaintiff from an alteration in the natural condition
of such watercourse or lake shall be prerequisite to the maintenance of
such an action, the judgment in which shall not affect the rights and
privileges of any person or corporation not a party thereto. Such an
action shall be maintainable by persons, corporations, governmental
units, owners of land riparian to such a natural watercourse or lake,
persons to whom such owners have granted their riparian rights in whole
or in part, and owners of prescriptive rights or privileges in the water
of or with respect to such watercourses or lakes.
7. No statute of limitations shall begin to run against a cause of
action for such a declaratory judgment until a plaintiff who is
empowered by this section to maintain it has been harmed by an
unreasonable alteration in the natural condition of such watercourse or
lake effected by the person or his predecessor in interest against whom
such an action may be maintained.
8. Notwithstanding any other provision of this section, if the harm
resulting from an unreasonable alteration of the natural condition of
such a natural watercourse or lake is one which would not ordinarily be
noticeable by an owner of land actually present thereon, no statute of
limitations shall begin to run against any cause of action referred to
in subdivisions four and five of this section until the party harmed is
fairly chargeable with knowledge that he has been harmed.
9. Nothing herein contained shall be construed to alter or affect the
right to exercise any power which the state of New York or any agency
thereof, or any county, city, town or village or any agency thereof, may
have to enjoin the initiation or continuance of an alteration in the
natural condition of a natural watercourse or lake.
TITLE 8 Regulation of Reservoir Releases
Statement of legislative findings and policy.
1. In addition to the statements of policy and legislative findings as
herein otherwise provided in this article, the legislature hereby finds
that the volume and abrupt changes in the volume of releases of water
from impounding reservoirs of water having a capacity of more than one
billion gallons and located in the counties of Delaware, Greene, Putnam,
Schoharie, Sullivan, Ulster and Westchester have damaged the
recreational uses, such as trout fishing and canoeing, of waters
affected by such releases, that such waters are a recreational resource
for residents from all parts of the state of New York and elsewhere,
that such recreational resource benefits the economy and welfare of this
state and that the volume and rate of change of volume of such releases
can be regulated to protect and enhance the recreational use of waters
affected by such releases while ensuring and without impairing an
adequate supply of water for power production or for any municipality
which uses water from such reservoirs for drinking and other purposes.
2. It is hereby declared to be the policy of this state that the
volume and rate of change of volume of releases of water from such
reservoirs should be regulated to protect and enhance the recreational
use of waters affected by such releases while ensuring and without
impairing an adequate supply of water for power production or for any
municipality which uses water from such reservoirs for drinking and
other purposes.
Inventory of reservoirs.
The commissioner shall, on or before the first day of January,
nineteen hundred seventy-seven file with the secretary of state an
inventory of impounding reservoirs of waters having a capacity of more
than one billion gallons and located in the counties of Delaware,
Greene, Putnam, Schoharie, Sullivan, Ulster and Westchester.
Regulation of reservoir releases.
1. The commissioner is authorized and directed to promulgate rules and
regulations as expeditiously as possible but in no event later than the
first day of April, nineteen hundred seventy-seven for releases from
Schoharie reservoir through the Shandaken tunnel and for releases from
Neversink, Pepacton and Cannonsville reservoirs, nor later than the
first day of October, nineteen hundred seventy-eight for releases from
the remaining impounding reservoirs, to carry out the policy set out in
this title consistent with the findings and policies set out in this
article.
2. Without limiting the foregoing, such rules and regulations may
include provisions respecting the volume, timing and rate of change in
volume of releases of water, monitoring, maintenance of records,
inspection of records and premises, reporting and investigations by
representatives of the department, may vary from time to time, on a
seasonal basis and from reservoir to reservoir and shall include
provisions to insure that an adequate supply of water for power
production and for any municipality which uses water from such reservoir
for drinking and other purposes will not be impaired, to provide for the
public health and safety in the event of drought or other emergency
conditions and shall be promulgated only after affected municipalities
are provided an opportunity for consultation.
Public notice and hearing procedures.
The promulgation of rules and regulations pursuant to this title shall
be exclusively governed by the rule-making procedures of the state
administrative procedure act, except that municipalities affected by the
releases which are the subject of such rules and regulations shall also
be provided an opportunity for consultation during the preparation of
such rules and regulations.
TITLE 9 Administrative Procedures For Article 15
Rule-making procedure.
The department may adopt rules in conformity with statute governing
the procedures prescribed or authorized by this article. Such rules may
include rules of practice before the department, together with forms and
instructions. To assist the persons or public corporations dealing with
it, the department shall so far as deemed practicable supplement its
rules with descriptive statements of its procedures or requirements.
Hearing procedure.
1. The provisions of this title shall not apply to applications for
permits, requests for permit renewals and modifications, or to permit
modification, suspension or revocation proceedings initiated by the
department where any of such actions involve title 5, 15 or 27 of this
article.
2. Whenever a public hearing is to be held pursuant to this article,
the notice of such hearing shall be published in such newspaper or
newspapers as the department shall deem appropriate, once in each week
for not more than four weeks. At least one publication shall be in a
newspaper of general circulation in the area affected. Notice thereof
shall specify that on a date therein named, the department will cause
such hearing to be held at such place and time as it may specify
therein, for the purpose of receiving evidence and arguments from all
persons and public corporations that may be affected by the proposed
permit or project and shall have filed timely notices of appearance.
The public notice shall specify the last day, not more than ten days
prior to the day specified for the public hearing, on which notices of
appearance may be filed with the department. Notices of appearance in
opposition to the permit or project shall recite in the notice the
interest of the person or public corporation filing such notice, and the
specific grounds of objection to the permit or project. In the event
that no notice of appearance in opposition to the proposed permit or
project is filed within the time specified, the department may dispense
with the public hearing and shall proceed to consider and examine the
application, petition, maps, plans, proofs, arguments and other matters
submitted in support of the proposed permit or project; provided,
however, that nothing herein contained shall authorize the denial of an
application unless and until the applicant or petitioner has been
afforded an opportunity to present proof and argument in support of the
application. The notice of hearing shall also specify the subject
matter of the hearing in such detail as the department shall deem
necessary.
3. Conduct of hearing shall be as follows:
a. All hearings shall be public except as to those matters where a
public hearing may be dispensed with pursuant to the provisions of
subdivision 1 of this section.
b. The hearings herein provided for may be conducted by the
commissioner or any employee of the department to whom the commissioner
shall delegate the power and authority to conduct such hearings as a
hearing officer in the name of the department at any time and place.
c. In such hearings, the hearing officer may administer oaths to
witnesses and may issue subpoenas in the name of the department,
requiring the attendance and giving testimony by witnesses and the
production of books, papers and other documentary evidence for such
hearings.
d. The record, or summary thereof, of the proceedings of such hearings
shall be made and filed with the department. The department, on its own
motion or if requested to do so, may cause to be taken and filed with
the department a full stenographic transcript in duplicate of the
testimony presented at the hearing. The cost of such department copies
shall be paid by the applicant. The stenographer shall, upon payment of
his fees by a person requesting the same, furnish a copy of the whole or
any part of the transcript to such person.
e. The department may, for the purpose of such a hearing, provide for
the taking of depositions of witnesses before any member of the
department, or any person who may be designated hereunder by the
department to hold hearings. In such case such member, employee or other
person may administer oaths to the witnesses whose depositions are to be
taken. Each deposition shall be reduced to writing and subscribed by the
deponent and shall be filed with the department prior to the final
adjournment of the hearings.
f. The provisions of subdivision y of section 71-0503, applicable to
investigations by the department and a direction to testify made by the
department, shall apply to hearings and investigations and a direction
to testify or produce evidence made by a hearing officer at a hearing
conducted pursuant to the provisions of this article.
g. The department and hearing officers designated by it pursuant to
this article shall not be bound by the laws of evidence in the conduct
of hearing proceedings, but every decision and order shall be founded
upon competent, material evidence which is substantial in view of the
entire record.
h. No factual information or evidence other than that in the record
shall be considered in arriving at a decision in a case. However, all
evidence, including records and documents in the possession of the
department of which it desires to avail itself, may be offered and made
a part of the record in the case. All such documentary evidence may be
received in the form of copies or excerpts, or by incorporation by
reference.
i. The applicant and any person who has filed a notice of appearance
shall have the right of cross-examination of witnesses who testify, and
shall have the right to submit rebuttal evidence.
j. The department may take notice of judicially cognizable facts and
in addition may take notice of general, technical, or scientific facts
within its specialized knowledge. Parties shall be notified either
before or during the hearing, or by reference in preliminary reports or
otherwise, of material so noticed, and they shall be afforded an
opportunity to contest the facts so noticed. The department may utilize
its experience, technical competence, and specialized knowledge in the
evaluation of evidence presented to it.
4. The department shall, upon any application submitted to it or
initiated on its own motion, render its decision thereon in writing,
including or accompanied by findings of fact, and whenever required by
this article, by statutory determinations. The original of such
decision, together with all maps, plans and other papers or records
relating thereto, shall be filed and kept on file in the department. A
copy of the decision shall be delivered or mailed to the attorney of
record of the applicant and of each person who filed a notice of
appearance, or to the applicant or such person directly if not
represented by an attorney.
Review.
1. The applicant or any person or public corporation, who or which has
filed a notice of appearance in the proceedings before the department
and is affected by a decision made pursuant to this article, may review
such decision under the provisions of article 78 of the Civil Practice
Law and Rules.
2. A special proceeding for such review must be commenced within sixty
days after the service in person or by mail of a copy of the decision
upon the attorney of record of the applicant and of each person who has
filed a notice of appearance, or to such applicant in person directly if
not represented by an attorney.
3. In the event that upon such review, the judgment of the court
modifies the decision of the department or any accompanying documents or
maps, the department shall cause such judgment to be filed or recorded,
as the case may be, in each place where the final decision of the
department was filed and recorded, and such modified maps and documents
shall be final and conclusive.
Services of notice, order or direction.
Whenever this article provides for or authorizes the service of a
notice, order or direction upon a licensee or applicant for a license,
or upon any other person, and does not provide for the manner of
service, and no different time is provided, such service may be made
either personally or in the manner provided by law for the service of a
summons or by mailing a copy of the same by registered mail in a
postpaid wrapper addressed to the licensee or applicant, or any other
person, at the address given in the application or as subsequently
communicated to the department in writing, or at the project works.
Such service may be made upon a municipal corporation either personally
as above provided or by mailing a copy of the same in like manner
addressed to the mayor of the city or village or the supervisor of the
town. Service upon unknown owners shall be made by publication in the
manner provided by law for service of a summons upon unknown parties.
Payment of costs.
The expense of any hearing initiated by petition shall be certified by
the department to the person or public corporation filing such petition,
and shall be paid by such petitioner within thirty days after the
receipt of the certificate.
TITLE 11 Local and Regional Water Resources Planning and Development
Legislative purposes.
In addition to the powers vested in the department by this article 15,
and in order to stimulate and encourage local participation and
assistance, comprehensive planning for the protection, control,
conservation, development and beneficial utilization of the water
resources of the state may be undertaken as provided in title 11 of this
article. Nothing contained herein shall be deemed to repeal, amend or
modify the powers and duties of the department as now or hereafter
provided by this article 15 or by any other statute or to repeal the
procedures authorized thereby.
Petition; proceedings; exclusion of certain counties.
1. Any county, city, town or village, when duly authorized to do so,
or any combination thereof, except as provided in subdivision 7 hereof,
may submit to the department a verified petition requesting the
department to consider a proposal for a survey and study of the water
resources of a specified region of which the petitioning municipality is
a part, for the purpose of preparing and providing a comprehensive plan
or plans for the protection, conservation, development and beneficial
use of such resources. Any such petition, prior to its submission to the
department, must be approved by the county legislative body of each
county wholly or partly within the specified region. The petition shall
set forth the facts upon which the petitioner or petitioners rely to
show that it is necessary and would be in the public interest and
benefit to undertake such survey, study and comprehensive planning. The
petition shall list the persons, public corporations and state agencies
engaged in receiving, collecting, storing, transmitting, distributing,
processing or otherwise dealing with water for a public purpose, within
the region set forth in the petition, and the names and addresses of the
clerks or other executive officers thereof. There shall be attached to
the petition a certified copy of the resolution, ordinance or other
evidence of authority authorizing the execution of the petition.
2. Upon receipt of a petition, the department with reasonable
diligence shall cause public notice to be given that on a day therein
named it will hold a public hearing at such place, within the region
specified in the petition, as is designated in the notice for the
purpose of hearing all persons, public corporations and state agencies
in favor of or opposed to the proposal. Such public notice shall be
given by publication as provided in subdivision 1 of section 15-0903.
3. In addition to such public notice, the department shall give notice
of the time and place of the public hearing in writing, at least fifteen
days prior to the date thereof, to the state Departments of Agriculture
and Markets, Commerce, Health and Transportation, and the State Soil
Conservation Committee; also to the clerks or other executive officers
of the public corporations and state agencies, persons and other
agencies as listed in the petition. The department may also give similar
written notice to any other person, body or agency it may deem would
have an interest in or would be affected by any comprehensive planning.
Any public corporation, acting through any executive office authorized
to take such action by its governing body or board, may file with the
department a written request that such public corporation be notified in
writing of any hearing under title 11 of this article in relation to any
region embraced in whole or in part within any area or areas of the
state designated by such public corporation in its written request.
After the filing of such request, where any petition shall be filed with
the department setting forth any such region, but not listing such
public corporation, the department shall give notice to such public
corporation of any hearing on such petition, in the same manner as if it
had been listed in the petition pursuant to subdivision 1 of this
section. For the purpose of any hearings or proceedings under title 11
of this article or to review a decision in the manner provided by
article seventy-eight of the Civil Practice Law and Rules relating to
any region embraced within the area or areas designated in such request,
any public corporation entitled to notice by reason of having filed such
request shall be deemed to be and shall have all of the rights of a
party to the same extent as if such public corporation had been listed
in the petition pursuant to subdivision 1 of this section. A
modification or withdrawal of any such request may be filed by any
public corporation in the same manner as an original request. Any such
modification shall have the same force and effect as an original
request. Failure of the department to give notice pursuant to such
written request shall not invalidate any proceedings had or action taken
by the department.
4. The department shall, upon the day specified in the notice, or upon
such subsequent day or days to which it may adjourn the hearing, proceed
to take testimony and proof and to hear arguments submitted in support
of and in opposition to the proposal. If in the course of the hearing,
it shall appear to the department that the region specified in the
petition should be enlarged in order to undertake a more comprehensive
and beneficial study, survey and planning, the department shall adjourn
the hearing a sufficient period of time in order to obtain the approval
of the county legislative body or bodies of the county or counties in
which the additional area is located for the inclusion of such
additional area in the proposal. If such approval is given, the
department shall give, within the additional area, similar public and
written notice, and shall give similar written notice to public
corporations which have filed requests, and in like manner, as provided
by subdivisions 2 and 3 of this section, of the time and place fixed by
the department for the resumption of the public hearing. The hearing
shall resume and proceed at such time and place as if the additional
area had been included in the petition as part of the region.
5. Within thirty days after the taking of testimony and proofs, any
person, public corporation or state agency, who or which has appeared at
the hearing, may file with the department written objections to the
proposal or parts thereof as petitioned for or as enlarged as above
provided. Such objections shall specify the grounds and reasons upon
which they are made. Briefs in support of and in opposition to the
proposal may be filed with the department within the same thirty day
period. Upon expiration of the period, the hearing shall be deemed
closed, unless the department determines that the hearing should be
reopened for the taking of further testimony or other proof.
6. Thereafter and with all convenient speed, the department shall
render its decision, determining if it is or is not in the public
interest or benefit to undertake the proposal. If the proposal is found
to be in the public interest or benefit, the department shall determine
the region of the state to be included in the study, survey and
comprehensive planning, the minimum number of specific purposes for
which the planning should be undertaken, the extent of the study, survey
and planning involved and an approximate estimate of the cost of the
study and survey.
7. Following this determination by the department, and before
proceeding thereon, the petitioner for the survey and study decide
within six months after the date of the department's determination
whether to proceed with the survey and study or to withdraw its request
therefor. Notice of its decision shall be given promptly to the
department. The department may grant one or more extensions of six
months each to the petitioner to make its decision.
8. The area of the state within the corporate limits of the city of
New York shall not be included, in whole or in part, in any region
proposed by a petition, or as enlarged or as determined by the
department under this section, which region includes in whole or in part
the counties of Nassau or Suffolk, or either of them.
Regional planning and development board; meetings; quorum;
powers and duties.
1. If the department shall determine that the proposal should be
undertaken, the department, after the expiration of the time in which a
review of its decision may be had or, in the event such a review has
been instituted, after a final judgment or order affirming the
department's decision has been entered therein, shall appoint a regional
planning board, hereinafter referred to as "the board."
2. The board shall consist of seven members residing in the region of
the proposal and of whom:
a. At least one member shall be representative of the municipal
corporations within the region of the proposal; and service as a member
of the board shall not be deemed as service rendered to any municipal
corporation;
b. At least one member shall be representative of the agricultural and
farming interests within the region of the proposal and shall be
actively interested in the improvement and development of agricultural
and farming process and techniques;
c. At least one member shall be representative of industry within the
region of the proposal and actively engaged or employed in an industrial
or commercial pursuit;
d. At least one member shall be representative of groups within the
region of the proposal interested in the needs of fisheries and
waterfowl and in forms of outdoor recreation made possible by the
state's waters; and
e. At least one member shall be actively engaged in or connected with
the acquisition, operation or management of public water supplies within
the region; and service as a member of the board shall not be deemed as
service rendered to any municipal corporation.
3. Appointments to the board shall be made by the department from
lists of nominations submitted to it, at the department's request, by
the county legislative body or bodies of the county or counties within
the region of the proposal. Each list of nominations shall contain
fourteen names including two for each of the five representative classes
specified by subdivision 2 of this section. Where more than one county
is included, the county legislative body or bodies shall make all
reasonable effort to agree upon a single list of nominations. The
department when making its requests for nominations shall specify a
date, fixed so as to permit action on the requests by the county
legislative bodies; on or before which such nominations must be
submitted, unless the department shall extend such time. The persons so
appointed by the department shall within ten days following the date of
their appointments and before entering upon the performance of their
duties, take and subscribe an oath of office in the manner and form
prescribed by law, and shall file the same in the office of the
Secretary of State of the state of New York. Each appointee shall notify
the department in writing of the date of filing his oath of office. A
vacancy shall be filled from the appropriate representative class and in
like manner as an original appointment.
4. The board shall hold its first meeting not later than thirty days
after the oaths of office of all members have been so filed for the
purpose of organization and the appointment of its officers. The board
shall select from among its members a chairman, vice chairman and
secretary.
5. The board shall be known and transact its affairs as the
"........... Regional Water Resources Planning Board" (insert in the
name of such board a word or words, chosen by the board at its first
meeting, descriptive of the region of the proposal).
6. The members of the board shall serve without compensation but shall
be reimbursed for their actual and necessary expenses incurred in the
performance of their duties. Vouchers for such expenses shall be
prepared on forms provided by the department and shall be approved by
the chairman of the board. Such vouchers shall be submitted in duplicate
to the department, which shall transmit one copy of each voucher to the
Comptroller of the state of New York for payment and shall retain the
other copy in its files.
7. The board shall expire and the terms of office of its members shall
terminate thirty days after the department has finally approved or
disapproved a plan as hereinafter provided in title 11 of this article.
However, the department, with the concurrence of the county legislative
body or bodies of the county or counties within the region, may
terminate the existence of the board and the terms of office of its
members at any time it deems it in the public interest to do so; and the
department, with the concurrence of the county legislative body or
bodies of such county or counties, may continue the existence of the
board and the terms of office of its members for a specified additional
period of time after the department has finally approved a plan, for the
purpose of furthering the objectives of the plan.
8. The board shall hold regular meetings monthly, keep a record of all
its proceedings, and determine the rules of its own proceedings.
9. Special meetings may be called by the chairman upon his own
initiative and must be called by him upon receipt of a written request
therefor signed by at least two members of the board. Written notice of
the time and place of such special meeting shall be given by the
secretary to each member at least four days before the date fixed by the
notice for such special meeting.
10. Four members of the board shall constitute a quorum to transact
the business of the board at both regular and special meetings.
11. The board shall request the department within appropriations
available to the department therefor, to provide office space and
equipment, and to select and employ or retain clerical, technical,
scientific, engineering, legal and other personnel and services to
assist the board in carrying out its duties and performing its functions
under title 11 of this article.
12. The board, using the personnel so selected and employed or
retained by the department, shall proceed to investigate, study, examine
and survey the water resources of the region of the proposal to
ascertain the present uses being made thereof, and to determine the
feasibility of their future development by proper conservation and
control measures, to provide a greater supply for, and an equitable
distribution among domestic, municipal, agricultural, commercial,
industrial and recreational users, to the end that the water resources
of the region shall not be wasted and shall be conserved and utilized
for the beneficial interests of all the people of the state. Particular
consideration shall be given to the impounding and retention of flood
waters for their future use and distribution.
13. The board may conduct informal hearings and meetings at any place
or places within the region for the purpose of obtaining necessary
information or other data to assist it in the proper performance of its
functions and duties. The board may delegate to any member, to the
secretary or to any agent of the board the power and authority to
conduct such hearings and meetings, and all reasonable efforts shall be
made to ascertain the views, wishes and opinions of the inhabitants of
the region.
14. The board and its authorized agents may enter upon any lands as in
its judgment may be necessary for the purpose of making surveys and
examinations to accomplish its functions and duties under this article,
without liability. Liability only for actual damage done during any such
entry, survey and examination is hereby assumed by the state and consent
is hereby granted to any owner of such lands to pursue his remedy for
any such actual damage pursuant to the Court of Claims Act.
15. The board shall cooperate with legislative committees and
commissions, and shall make available to such committees and
commissions, upon request, any records and other data, and shall file
monthly with the department a report of its activities and progress.
Upon termination of the board's existence, the board shall deposit all
records of its proceedings with the department.
16. The board, based upon its investigations and studies, shall
prepare a comprehensive plan or plans for the protection, conservation,
development and utilization of the water resources of the region of the
proposal, and shall submit the plan or plans to the department for its
approval.
Plans; approval; changes, modifications and rescission.
1. Plans submitted pursuant to section 15-1105:
a. Shall in all cases be so drawn and of such scope as is best
calculated to assure prompt or orderly development of the water
resources for the beneficial use of the people of the region involved
and of the state as a whole;
b. Shall show the available and feasible sites for the installation
and operation of protective, conservation and regulatory works, and the
benefits estimated to be derived from such installation and operation.
The plan or plans shall be accompanied by such maps, profiles and other
data and descriptions as will set forth and show the location and
character of the works and of the property required to be taken for or
to be damaged by such installation or operation or for the protection
and maintenance of the works to be installed, together with an estimate
of the cost thereof;
c. Shall estimate the minimum annual amount of water which would be
available for all purposes if the plan or plans were to be put in
operation;
d. Shall not, in the computations of water estimated to become
available as a result of the execution of the plan or plans, include any
amount of water, the use of which has theretofore been duly acquired or
authorized pursuant to approval, license, permit or other official
sanction;
e. Shall, whenever feasible and economically justified, provide for
the storage of sufficient water for distribution and use for all the
purposes and uses contemplated by this article;
f. Shall not include in any plan or plans, any proposal or project
providing for any action or steps which would impair or diminish any
right protected by section 15-1113;
g. Shall list possible sources of income, including the sale of water,
from the operation of such works, and estimate the amount thereof; and
h. Shall recommend whether the plan or plans should be carried out as
a single or multiple stage project, and shall also recommend an agency,
existing or proposed, to undertake the project.
2. Upon receipt of a plan from the board, the department shall cause
public notice to be given that on a day therein named it will hold a
public hearing at such a place as is specified in the notice and within
the region covered by the plan, for the purpose of hearing all persons,
public corporations and agencies of the state which may be affected by
the plan. Such notice shall be published pursuant to subdivision 1 of
section 15-0903. In addition to such publication, the department shall
give written notice of the public hearing, as required by subdivision 3
of section 15-1103, and may give written notice thereof to additional
persons, public corporations or agencies of the state, as authorized by
such subdivision. At any time prior to the day specified in such notice,
specified objections in writing to the plan or parts thereof may be
filed in the office of the department. The department shall, upon the
day specified in the notice, or upon such subsequent day or days to
which it may adjourn the hearing, proceed to take testimony and proof
and to hear arguments submitted in support of and in opposition to the
plan, but no objectors shall be heard unless they have filed written
objections as authorized by this section. At the close of the hearing,
the department may fix a date or dates for the filing of briefs.
3. The department within ninety days after the last date fixed for the
filing of briefs and with all convenient speed shall render its
decision. The department, upon the proofs and evidence submitted at the
public hearing:
a. Shall determine whether the plan as proposed by the board conforms
to and complies with the purposes of title 11 of this article and would
serve the public interest and benefit, or whether it should be modified
in any respect, detail or part to accomplish such purposes;
b. Shall determine whether the plan as proposed by the board
interferes or conflicts with the plans of any other regional water
resources planning board, and would be just and equitable to the
interests of other areas of the state;
c. Shall approve such plan as submitted by the board or as modified by
the department; or shall disapprove the plan; or shall remit the
proposal to the board for further investigation, study, survey and
planning; and
d. Shall recommend with public corporations, private corporations or
agencies of the state, existing or proposed, would, in its opinion, be
best qualified to carry out expeditiously and efficiently the project
proposed by the plan, as approved by the department, and to construct,
maintain and operate the works in connection therewith. If the
department recommends that a new public corporation or state agency
should be established for such purposes, it shall transmit a
recommendation to the legislature and the Governor for the enactment of
legislation to create and establish such body or agency, or to grant
authority to existing public corporations or state agencies.
4. Upon the filing of the departments decision or, in the event such
decision is reviewed in the manner provided by article seventy-eight of
the Civil Practice Law and Rules, upon the final determination of such
review proceeding, the plan as approved by the department or as approved
or modified by the court in a review proceeding, shall be the general
plan for the conservation, development and utilization of the water
resources of the region, and such general plan shall be given
consideration by the department in any future application before it and
over which it has jurisdiction by virtue of this article or other
provision of law. None of the works or projects, included in the general
plan, nor any part or parts thereof shall be undertaken, constructed or
put into operation until detailed and specific maps and plans therefor
have been submitted to the department for approval upon the petition of
an agency authorized to undertake or construct such works or projects or
parts thereof. The department shall determine, after public hearing, if
the detailed and specific plan before it for approval conforms to and is
consistent with the general plan, and whether it is in the public
interest to undertake the construction and operation of the works or
projects as proposed. The department shall have the power to approve or
disapprove the detailed and specific maps and plans, or to so modify
them as will, on the evidence presented, bring them into conformity with
the general plan.
5. Any municipality or combination of municipalities may, except as
provided in subdivision 7 of section 15-1103, file with the department a
verified petition requesting the department to modify, change or rescind
any general plan approved by it. The petition shall set forth the facts
on which the petitioner or petitioners rely to show that it is necessary
and would be in the public interest to change or modify such plan as
requested in the petition, or to rescind such plan. Upon receipt of such
a petition, the department shall give public notice of hearing, shall
give written notice of hearing to parties and persons, shall hold a
public hearing on such petition, and shall take testimony and proof, in
the same manner as if the department were holding a public hearing on
the original submission of the plan which such petition seeks to change,
modify or rescind. The department, within ninety days after the last
date fixed for the filing of briefs and with all convenient speed, shall
render its decision changing, modifying or rescinding such plan, or
denying the petition, as the public interest shall require.
6. The department may, on its own motion, initiate proceedings to
change, modify or rescind any approved plan. The proceedings and
procedure with respect to any such proposal, including notice, hearing
and judicial review, shall be the same as in the case of a petition for
change, modification or rescission of a plan.
7. Except as hereinafter in this subdivision provided, the provisions
of sections 15-1109 and 15-1111 shall apply to the sharing and
apportionment of costs and expenses incurred by the department under
this section. In any case where an application under this section is
filed with respect to any plan by any municipality or municipalities
outside of the region specified in such plan, the share of the
department costs and expenses which would otherwise be paid by the
county or counties of such region, shall be paid by such municipality or
municipalities.
Additional powers and duties of the department.
1. The department shall, if appropriations are available therefor,
provide the board with such office space and equipment, clerical,
technical, scientific, engineering, legal and other personnel and
services as are reasonably necessary to assist the board in carrying out
its functions, and shall fix the compensation, within appropriations
available therefor, of such personnel. The department may enter into and
execute contracts in the manner and form prescribed by law for
technical, scientific, engineering and legal services to be made
available for the board's functions, and may enter into cooperative
agreements with federal agencies for research, the investigation,
collection, compilation, study and analysis of information and data on
the water resources and the hydrology of the state, and for the
preparation and publication of reports thereon.
2. The department shall cooperate with the board and render to it
advisory and consultant services whenever practicable.
3. The department shall endeavor to coordinate the activities of
existing agencies and departments of the state charged with functions
involving waters and to secure their cooperation with and assistance for
the board in carrying out its functions, and provide the means for
coordination of the studies and development plans of all regional
boards;
4. The department shall keep a true and accurate account of all
expenditures incurred on behalf of the board including, but not limited
to, those incurred for all proceedings, hearings (except the hearing
required by section 15-1103), notifications, clerical, technical,
engineering, legal and other services and expenses;
5. The department shall, within a reasonable time after the plan has
been approved or disapproved, submit an itemized statement of the costs
and expenses so incurred and expended to the county legislative body.
Notice shall be attached to such statement that, under title 11 of this
article, twenty-five per cent of the cost and expenses is a county
charge which, if more than one county is involved, is to be equitably
apportioned among them; that the counties may by agreement determine
such equitable apportionment within sixty days from the date of such
notice, and, that in the failure of the counties so to agree, the
department, on a specified date after such sixty day period has expired,
will hear the counties at its office and proceed to make an equitable
apportionment of the county charge;
6. The department shall recommend legislation to accomplish and
further the planning and development program of the water resources of
the state.
Duties of county; county charge; counties included within a
city.
1. The county legislative body or bodies shall comply promptly with
the departments request for lists of nominations for membership on the
board. The county or counties shall cooperate with and assist, so far as
is reasonable and practicable, the board in carrying out its functions.
2. Of the total costs and expenses incurred by the department,
twenty-five per cent shall be a county charge and shall be audited and
paid as such in the manner prescribed by the county legislative body or
bodies. If more than one county is included within the region of the
project, the county charge of twenty-five per cent shall be equitably
apportioned among them, consideration being given to, but not limited
to, prospective benefits to accrue to each in the event that the project
is undertaken. If the counties fail to agree within sixty days after the
statement of costs and expenses from the department upon an equitable
apportionment of the county charge, the department after hearing the
counties, shall make such apportionment.
3. With respect to any or all of the counties within the city of New
York, except as provided and limited by subdivision 7 of section
a. All rights, powers and privileges granted to, and all duties,
obligations and charges imposed upon any county by the provisions of
title 11 of this article, are granted to or imposed upon such city; and
b. All rights, powers and privileges granted to the county legislative
body of any county by the provisions of title 11 of this article
(including, but not limited to the power to approve a petition for a
survey and study and establishment of a regional planning board) and all
duties and obligations imposed upon any such county legislative body by
title 11 of this article, are granted to or imposed upon the board of
estimate of such city.
Existing rights and remedies preserved; limitations.
1. Nothing in title 11 of this article is intended to or shall be
construed to alter, impair, diminish or enlarge any existing or
hereafter acquired public or private right, riparian or otherwise, or to
create any new public or private right, riparian or otherwise, with
reference to water resources and the use of the waters thereof and such
rights hereby preserved shall include, but not be limited to any such
right of the state or any agency thereof or any person or public
corporation. Any reference in this section to a public or private right
with reference to water resources and the use of the waters thereof
shall include, but shall not be limited to, any right to receive,
collect, store, control, transmit, consume, supply, sell, discharge or
dispose of water, any right to own, construct, operate and maintain any
water supply or water treatment facilities, including reservoirs, dams,
aqueducts, chlorinating and aeration plants and pumping stations, and
any right to exercise control over the level, flow, discharge or
disposition of waters, including water in reservoirs, rivers, streams
and aqueducts.
2. Nothing in title 11 of this article is intended to alter or abridge
any right of action or other remedy now or hereafter existing nor shall
any act done by virtue of title 11 of this article be construed as
estopping the exercise of such rights.
3. Nothing in title 11 of this article shall be held to repeal, limit
or modify the jurisdiction, powers and duties of any state or local
department, board, district, commission or authority, or any public
corporation, or other agency, now or hereafter possessed, or to
invalidate or modify, in whole or in part, any decision, order, license,
permit, approval, or other act, issued or taken heretofore or hereafter
by such department, board, district, commission, authority, or public
corporation or other agency, or to nullify, abate or otherwise affect
any rights acquired or action taken heretofore or hereafter pursuant to
such decision, order, license, permit, approval, or other act.
4. Nothing in title 11 of this article shall be construed as requiring
that a plan hereunder be approved for any region before any project
utilizing, affecting or involving the water resources of such region in
whole or in part may be authorized, approved, initiated or carried out
within or without such region.
TITLE 13 Comprehensive Public Water Supply Studies and Reports
Definitions.
1. "Comprehensive study and report" shall mean a comprehensive
engineering and economic feasibility study and the resultant plan for
the development of projects to provide adequately for present and
reasonably foreseeable area-wide public water supply system needs. The
study shall be designed to develop such information as may be required
by the department, including, but not limited to: technical feasibility;
cost estimates for construction, property rights acquisition and
contingencies and for engineering, legal and other services; proposed
methods of financing; and estimates of first costs and subsequent total
annual costs of construction, operation and maintenance of recommended
facilities. Such study shall not provide for plans and projects for
public water supply system, or portions thereof, the scope or the area
of which is less than that determined by the commission as necessary for
comprehensive area-wide water supply system planning. Such study shall
not include the preparation of detail design and engineering drawing,
specifications, and contract documents.
2. "Public water supply system" means the public treatment facilities,
transmission facilities and source of supply facilities to provide water
for residential, commercial, industrial and fire service needs for areas
located in two or more municipalities.
3. "Municipality" means a county, city, town or village.
4. "Governing body" means: (a) in a county, the county legislative
body; (b) in a city, the board of aldermen, common council, commission
or other body vested by its charter or other law with jurisdiction to
enact ordinances or local laws, except that in a city having a
population of one million or more, if there be a board of estimate, the
term "governing body" shall mean such board of estimate; (c) in a town,
the town board; and (d) in a village, the board of trustees.
5. "Local agency" means the department, bureau, commission, board,
division, agency, public benefit corporation, administration, or
committee of municipalities, designated by the governing body of each
participating municipality, or designated by the county legislative body
in the case of a county acting on its own motion, to conduct and develop
comprehensive studies and reports.
Powers and duties of the department.
The department shall:
1. Promulgate, and amend from time to time, such rules and regulations
as the department shall deem necessary, proper or desirable to carry out
the provisions and purposes of this title and to assure the appropriate
coordination of water supply planning pursuant to this title with the
planning, protection, conservation, development and utilization of the
water resources of this state pursuant to the provisions of this
chapter, the Public Health Law or any other law. Such rules and
regulations shall be promulgated prior to July 1, l964;
2. Receive applications of local agencies for state aid, pursuant to
this title, in such form and containing such information as it may
require;
3. Approve the area and scope of such comprehensive studies, prior to
their execution, in accordance with the rules and regulations adopted by
the department; and upon recommendations of the state Commissioner of
Health;
4. Approve applications for state aid pursuant to this title;
5. Receive copies of final reports of local agencies; and make
advisory recommendations to the state Commissioner of Health with
respect thereto;
6. Performs such other and further acts as may be necessary, proper or
desirable to carry out effectively the provisions of this section.
Powers and duties of the state Commissioner of Health.
The Commissioner of Health shall:
1. Review the area and scope of any comprehensive study prior to its
execution and make recommendations to the Department of Environmental
Conservation with respect thereto.
2. Advise legal agencies and the participating municipalities of the
approval of their applications for state aid pursuant to this title;
3. Execute contracts for the services of consulting engineers
necessary for such studies and reports jointly with the local agency
requesting state aid therefor;
4. Approve the amount of compensation to be paid for such engineering
services and the method of determining such compensation; provided,
however, that such compensation shall not be computed on a per diem or
percentage of estimated costs basis;
5. Receive and approve final reports of local agencies prior to final
payment;
6. Approve vouchers for the payment of state aid grants pursuant to
the provisions of this title;
7. Prepare and file with the Department of Environmental Conservation
for its review and evaluation an annual report on the scope and results
of comprehensive studies undertaken pursuant to this section;
8. Make an estimate of the annual funds necessary to carry out the
provisions of this title and, with the approval of the Department of
Environmental Conservation request such amount for inclusion in the
executive budget;
9. Perform such other and further acts as may be necessary, proper or
desirable to carry out effectively the provisions of this section.
Powers of local agencies.
A local agency may:
1. Apply to the department and contract with the state Commissioner of
Health for state aid pursuant to this title on and after September 1,
1964.
2. Select the person or firm to perform necessary consulting
engineering services for a comprehensive study and report and enter into
contracts for such services, provided, however, that the state
Commissioner of Health shall also be a party to any such contract;
3. Expend money received from the state pursuant to this title only
for purposes consistent therewith.
State aid.
The state Commissioner of Health, may, in the name of the state, make
or contract to make, within appropriations therefor, a state grant for
payment during any of the ten successive fiscal years of the state,
beginning with its fiscal year commencing April 1, 1964, to a local
agency to cover the entire cost, as determined by him, of the
preparation of a comprehensive study and report.
Limitations.
Nothing in title 13 of this article shall be held to repeal, limit or
modify the jurisdiction, powers and duties of any state or local
department, board, district, commission or authority, or any public
corporation, or other agency, now or hereafter possessed, or to
invalidate or modify, in whole or in part, any decision, order, license,
permit, approval, or other act, issued or taken heretofore or hereafter
by such department, board, district, commission, authority, or public
corporation or other agency, or to nullify, abate or otherwise affect
any rights acquired or action taken heretofore or hereafter pursuant to
such decision, order, license, permit, approval, or other act.
TITLE 15 Water Supply
Water withdrawals; permit.
1. Except as otherwise provided in this title, no person who is
engaged in, or proposing to engage in, the operation of a water
withdrawal system with a capacity of greater than or equal to the
threshold volume, shall have any power to do the following until such
person has first obtained a permit or permit modification from the
department pursuant to this title:
a. To make a water withdrawal from an existing or new source or an
increased water withdrawal from an existing permitted source;
b. To take or condemn lands for the protection of any existing sources
of public water supply; or for the development or protection of any new
or additional sources of public water supply;
c. To commence or undertake the construction of any works or projects
in connection with the proposed withdrawal; or
d. To extend its supply or distribution mains into any new water
service area or extension that has not been approved by the department
or a predecessor commission; or
e. To make a significant change in the principal use of the water
withdrawal system from that specified in the permit, or permit
application.
2. All valid public water supply permits and approvals issued by the
department or its predecessors shall remain in full force and effect for
the purpose of satisfying the permit requirements of subdivision one of
this section for existing water withdrawals from a source and in an
amount authorized by such permit or approval. Until the department
promulgates regulations pursuant to subdivision four of this section,
nothing contained in subdivision one of this section concerning permits
from the department shall be applicable to water withdrawals other than
for a public water supply system.
3. Nothing contained in this title concerning permits from the
department for water withdrawals shall be deemed to nullify the
requirements of the State Sanitary Code applicable to drinking water
supplies, including public water systems and bottled water facilities,
in effect on February 15, 2012, as may be amended from time to time. No
supplier of water shall make, install or construct, or allow to be made,
installed or constructed, a public water supply system or any addition
or deletion to or modification of a public water supply system until the
plans and specifications therefor have been submitted to and approved by
the commissioner of health or his or her designee as may be required by
the state sanitary code.
4. The department shall promulgate regulations to implement a
permitting program for water withdrawals equal to or greater than the
threshold volume consistent with the requirements of this section which
shall establish: (a) minimum standards for operation and new
construction of water withdrawal systems; (b) monitoring, reporting and
recordkeeping requirements; and (c) protections for present and future
needs for sources of potable water supply. Such regulations may
establish quantitative standards that maintain stream flows protective
of aquatic life, consistent with the policy objectives of this article
and any other conditions, limitations and restrictions that the
department, in consultation with the department of health, determines
are necessary to protect the environment and the public health, safety
and welfare and to ensure the proper management of the waters of the
state. The regulations may establish exemptions from permitting
requirements in addition to those exemptions specified in this section.
5. The department is authorized to consolidate existing water supply
permits for a public water supply system into one permit, and may
require submission of an application for such permit where the
department determines that such actions are necessary to protect the
environment and the public health, safety and welfare and to ensure the
proper management of the waters of the state.
6. Each person who is required under this section to obtain a permit
shall annually, on a form prescribed by the department, report all
information requested by the department, including but not limited to
water usage and water conservation measures undertaken during the
reporting period. Information on water usage and water conservation
measures shall be posted on the department's website.
7. The following water withdrawals are exempt from the permit
requirements established by this section: (a) withdrawals used for fire
suppression or public emergency purposes; (b) withdrawals that have
received an approval from a compact basin commission which administers a
program governing water withdrawals; (c) closed loop, standing column,
or similar non-extractive geothermal heat pumps; (d) withdrawals for
which a permit has been issued pursuant to the requirements of section
15-1527 of this title; (e) existing withdrawals for agricultural
purposes provided the withdrawal has been registered with the department
pursuant to the requirements of title sixteen of this article or
reported to the department pursuant to the requirements of title
thirty-three of this article on or before February fifteenth, two
thousand twelve; and (f) withdrawals at remediation sites conducted
pursuant to a federal or state court order or federal or state
government agency agreement or order.
8. The department shall establish a water conservation and efficiency
program with the goals of (a) ensuring improvement of the waters and
water dependent natural resources, (b) protecting and restoring the
hydrologic and ecosystem integrity of watersheds throughout the state,
(c) retaining the quantity of surface water and groundwater in the
state, (d) ensuring sustainable use of state waters, and (e) promoting
the efficiency of use and reducing losses and waste of water.
9. The department shall issue an initial permit, subject to
appropriate terms and conditions as required under this article, to any
person not exempt from the permitting requirements of this section, for
the maximum water withdrawal capacity reported to the department
pursuant to the requirements of title sixteen or title thirty-three of
this article on or before February fifteenth, two thousand twelve.
Definitions.
When used in this title, unless otherwise expressly stated or unless
the context or subject matter otherwise requires:
1. "Coastal communities" shall mean those areas on Long Island where
the Magothy aquifer is either absent or contaminated with chlorides.
2. "Lloyd Sands" shall mean that geological strata generally known to
be the deepest and oldest water-bearing layer of the Long Island aquifer
system and shall not include bedrock.
3. "Water well" shall mean any groundwater excavation for the purpose
of obtaining water.
4. "Water well drilling" or "water well drilling activities" shall
mean the construction and reconstruction of water wells, the
establishment or repair of a connection through the well casing and the
repair of water wells including repairs which require the opening of the
well casing.
5. "Water well driller" shall mean a person who, for compensation or
as part of property development and sale, engages in water well drilling
activities; provided, however, that, for the purposes of this
subdivision, the term "person" shall not include a public corporation,
political subdivision, government agency, department, or bureau of the
state or a municipality.
6. "Enforcement officer" shall mean any person authorized to enforce
the provisions of this title or the building code in the municipality in
which the water well drilling activities are taking place.
7. "Agricultural purpose" shall mean the practice of farming for
crops, plants, vines and trees, and the keeping, grazing, or feeding of
livestock for sale of livestock or livestock products, and the on-farm
processing of crops, livestock and livestock products.
8. "Compact basin commission" shall mean an interstate commission
having jurisdiction with respect to the regulation of water resources
within a basin in the state, created by interstate compact or
federal-interstate compact, including but not limited to, the
Susquehanna river basin commission and the Delaware river basin
commission.
9. "Environmentally sound and economically feasible water conservation
measures" shall mean those measures, methods, technologies or practices
for efficient water use and for reduction of water loss and waste or for
reducing a withdrawal, consumptive use or diversion that: (i) are
environmentally sound; (ii) reflect best practices applicable to the
water use sector; (iii) are technically feasible and available; (iv) are
economically feasible and cost effective based on an analysis that
considers direct and avoided economic and environmental costs; and (v)
consider the particular facilities and processes involved, taking into
account the environmental impact, age of equipment and facilities
involved, the processes employed, energy impacts and other appropriate
factors.
10. "Interbasin diversion" shall mean the transfer of water or
wastewater from one New York major drainage basin to another drainage
basin.
11. "Person" shall mean any individual, public or private corporation,
political subdivision, government agency, department or bureau of the
state, municipality, industry, co-partnership, association, firm, trust,
estate or any other legal entity whatsoever.
12. "Potable water" shall mean water intended for human consumption
that meets the requirements for a public water system as set forth in
the state sanitary code.
13. "Public water supply system" shall mean a permanently installed
water withdrawal system including its source, collection, pumping,
treatment, transmission, storage and distribution facilities used in
connection with such system, which provides piped potable water to the
public for potable purposes, if such system has at least five service
connections used by year-round residents.
14. "Threshold volume" shall mean the withdrawal of water of a volume
of one hundred thousand gallons or more per day, determined by the
limiting maximum capacity of the water withdrawal, treatment, or
conveyance system; provided that for agricultural purposes the threshold
volume shall mean a withdrawal of water of a volume in excess of an
average of one hundred thousand gallons per day in any consecutive
thirty-day period.
15. "Water withdrawal system" shall mean any equipment or
infrastructure operated or maintained for the provision or withdrawal of
water including, but not limited to, collection, pumping, treatment,
transportation, transmission, storage, and distribution.
16. "Withdrawal" or "withdrawal of water" shall mean the removal or
taking of water for any purpose from the waters of the state.
Permits.
1. A permit application or request for a permit renewal or
modification shall be made on forms prescribed by the department and
shall contain all information requested by the department relative to
the withdrawal, use and discharge of water, including:
a. with respect to a public water supply system, proof of adequate
authorization for the proposed project;
b. such exhibits as may be necessary clearly to indicate the scope of
the proposed project;
c. a map of any lands to be acquired;
d. project plans;
e. a statement of the need for and the reasons why the proposed source
or sources of supply were selected among the alternative sources which
are or may become available and the adequacy of the supply selected; and
f. a description of the applicant's proposed near term and long range
water conservation program that incorporates environmentally sound and
economically feasible water conservation measures, including
implementation and enforcement procedures, effectiveness to date and any
planned modifications for the future. For a public water supply system,
the water conservation program may include but need not be limited to:
i. the identification of and cost effectiveness of distribution system
rehabilitation to correct sources of lost water;
ii. measures which encourage proper maintenance and water
conservation;
iii. a public information program to promote water conservation,
including industrial and commercial recycling and reuse;
iv. household conservation measures; and
v. contingency measures for limiting water use during seasonal or
drought shortages.
2. In making its decision to grant or deny a permit or to grant a
permit with conditions, the department shall determine whether:
a. the proposed water withdrawal takes proper consideration of other
sources of supply that are or may become available;
b. the quantity of supply will be adequate for the proposed use;
c. the project is just and equitable to all affected municipalities
and their inhabitants with regard to their present and future needs for
sources of potable water supply;
d. the need for all or part of the proposed water withdrawal cannot be
reasonably avoided through the efficient use and conservation of
existing water supplies;
e. the proposed water withdrawal is limited to quantities that are
considered reasonable for the purposes for which the water use is
proposed;
f. the proposed water withdrawal will be implemented in a manner to
ensure it will result in no significant individual or cumulative adverse
impacts on the quantity or quality of the water source and water
dependent natural resources;
g. the proposed water withdrawal will be implemented in a manner that
incorporates environmentally sound and economically feasible water
conservation measures; and
h. the proposed water withdrawal will be implemented in a manner that
is consistent with applicable municipal, state and federal laws as well
as regional interstate and international agreements.
3. In order to assist the development of local water conservation
programs for public water supply systems, the department shall continue
to publish and distribute a water conservation manual that includes
beneficial near term and long range water conservation procedures which
reflect local water resource needs and conditions. Such manual shall
include examples of:
a. methods of identifying and determining the cost effectiveness of
distribution system rehabilitation to correct sources of lost water;
b. measures which encourage proper maintenance and water conservation;
c. a public information program to promote water conservation,
including industrial and commercial recycling and reuse;
d. household conservation measures; and
e. contingency measures for limiting water use during seasonal or
drought shortages.
4. The department may grant or deny a permit or grant a permit with
such conditions as may be necessary to provide satisfactory compliance
by the applicant with the matters subject to department determination
pursuant to subdivision 2 of this section, or to bring into cooperation
all persons that may be affected by the project, but it shall make a
reasonable effort to meet the needs of the applicant, with due regard to
the actual or prospective needs, interests and rights of others that may
be affected by the project.
5. The rules and regulations adopted by the department to implement
this title and the provisions of article 70 of this chapter and rules
and regulations adopted thereunder shall govern permit applications,
renewals, modifications, suspensions and revocations under this title.
6. A new permit for a water withdrawal system and any subsequent
renewal thereof shall be valid for a period of time not to exceed ten
years from the date of issuance. A new permit or permit modification
must be obtained from the department prior to any transfer or change of
ownership of a water withdrawal system.
7. For each permit issued for a public water supply system, the
department shall post on the department's website the permittee, the
maximum pumping capacity allowed under the permit, the results of well
monitoring, and the information reported pursuant to subdivision six of
section 15-1501 of this title.
Water withdrawals for agricultural purposes.
1. Applicability.
a. This section applies to withdrawals of water for agricultural
purposes that have been registered with the department pursuant to the
requirements of title sixteen of this article or reported to the
department pursuant to the requirements of title thirty-three of this
article on or before February fifteenth, two thousand twelve.
b. All persons making a withdrawal of water for agricultural purposes
shall annually register or report the withdrawal to the department under
the provisions of this section by March thirty-first of each year.
2. When used in this section:
a. "Great Lakes basin" shall mean the watershed of the Great Lakes and
the St. Lawrence River, upstream from Trois-Rivieres, Quebec, consisting
in New York state of the Lake Erie-Niagara River, Lake Ontario minor
tributaries, Genesee River, Seneca-Oneida-Oswego River, Black River, St.
Lawrence River and Lake Champlain drainage basins.
b. "Great Lakes water" shall mean the water contained in the
watershed, including the lakes and rivers, of the Great Lakes basin.
3. Registration of water withdrawals in the Great Lakes basin.
a. All persons withdrawing Great Lakes water for agricultural purposes
in excess of an average of one hundred thousand gallons per day in any
consecutive thirty-day period shall annually register such withdrawal
with the department.
b. Each registration shall be on a form and contain such information
as may be prescribed by the department and consist of a statement of and
supporting documentation which shall include but not be limited to the
following:
(1) The place and source of the proposed or existing withdrawal;
(2) The location of any discharge or return flow;
(3) The location and nature of the proposed or existing water use;
(4) The actual or estimated average annual and monthly volumes and
rates of withdrawal; and
(5) The actual or estimated average annual and monthly volumes and
rates of water loss from the withdrawal.
c. In calculating the total amount of an existing or proposed
withdrawal for the purpose of determining the applicability of this
subdivision, a person shall combine all separate withdrawals which the
person makes or proposes to make, whether or not such withdrawals are
for a single agricultural purpose or are for related but separate
agricultural purposes.
d. Registrations shall be valid for a period of one year.
e. A registration may be transferred by submitting a notice of
transfer to the department prior to the date of a transfer or change of
ownership of a water withdrawal system associated with a registered
withdrawal.
f. The department may cooperate with state soil and water conservation
districts for the preparation and distribution of informational
materials to persons who withdraw water for agricultural purposes,
regarding the purposes, benefits and requirements of this section, and
which may also provide information on complying with the registration
program and on any general or applicable methods for calculating or
estimating water withdrawals or water loss.
4. Water withdrawal reporting.
a. Any person who withdraws water for agricultural purposes in excess
of an average of one hundred thousand gallons per day in any consecutive
thirty-day period shall annually report to the department. The report
shall be made on a form and contain such information as may be
prescribed by the department and shall be based on the water withdrawals
for the previous calendar year, and shall include but not be limited to:
(1) the water source, the location of the water source and the source
capacity if known;
(2) the amount of water withdrawn for the reporting period, including
the average or peak withdrawals for intervals specified by the
department;
(3) a description of the use of the water withdrawn; and
(4) estimated amounts of water to be returned, if any, the locations
of such returns and the method of such returns.
b. The following water withdrawals are exempt from the reporting
requirements of this subdivision:
(1) a withdrawal registered with the department under subdivision
three of this section;
(2) a withdrawal permitted pursuant to section 15-1501 of this title;
(3) a withdrawal reported to the department under any program that
requires the reporting of substantially similar data, including
withdrawals regulated by the Susquehanna River Basin Commission and the
Delaware River Basin Commission;
(4) a withdrawal permitted under section 15-1527 of this title;
(5) closed loop, standing column, or similar non-extractive geothermal
heat pumps; and
(6) reclaimed wastewater withdrawn for reuse.
5. Withdrawals of water for agricultural purposes registered or
reported to the department under the requirements of this section shall
be deemed to be in compliance with the requirements of title sixteen and
title thirty-three of this article, as applicable.
Interbasin diversions and water supply to other states.
1. No person shall transport or carry through pipes, conduits, ditches
or canals the waters of any fresh water lake, pond, brook, river,
stream, or creek in this state or any well, subsurface or percolating
waters of this state into any other state for use therein without first
obtaining a permit from the department pursuant to this title.
2. No person shall make a new or increased interbasin diversion which
results in a diversion in excess of one million gallons per day, as
determined by the limiting maximum capacity of the treatment or
conveyance system, or construct facilities or equipment therefor, until
such person has registered the diversion with the department. No later
than February fifteenth, two thousand thirteen, all existing interbasin
diversions in excess of one million gallons per day, as determined by
the limiting maximum capacity of the treatment or conveyance system,
shall be registered with the department.
3. Registration is not required for an interbasin diversion which is
part of a water withdrawal system for which the department has issued a
permit under this title, or which is operating pursuant to a duly
authorized permit issued by the department or its predecessors.
4. Registration shall be renewed every year or whenever ownership of
the facilities which create an interbasin diversion is transferred,
whichever occurs first. Registration shall be made on forms prescribed
by the department and shall contain all information requested by the
department relative to the water withdrawal, use and discharge. Each
person who is required under this section to register shall annually, on
a form prescribed by the department, report all information requested by
the department, including the amount of water diverted. Information on
interbasin diversions shall be posted on the department's website.
5. No person shall make a new or increased interbasin diversion which
results in a significant adverse impact on the water quantity of the
source New York major drainage basin.
6. Diversions from the Great Lakes-St. Lawrence river basin are
prohibited by the Great Lakes-St. Lawrence River Basin Water Resources
Compact, as enacted in title ten of article twenty-one of this chapter.
Limited exceptions for public water supply systems will only be
considered when in compliance with that Compact.
Transportation of water by vessel.
1. Except as provided in subdivision three of this section, no person
or public corporation shall transport or carry by vessel, more than ten
thousand gallons in any one day of the waters of any freshwater lake,
pond, brook, river, stream, or creek in this state without first
obtaining a permit from the department.
2. If the department finds that the transport of such water is
reasonable, and is not contrary to the conservation of the natural
resources of the state or to other uses of the water, including health,
safety and welfare of the people of the state, the permit shall be
granted subject to reasonable conditions on the withdrawal and
transport. Such permit shall be subject to annual renewal.
3. No permit shall be necessary for the taking of a volume of ballast
water necessary for normal vessel activity, but this exemption shall not
apply to the exchange of ballast water.
4. The department shall not issue permits for the transport of water
by vessel which will conflict or be inconsistent with the provisions of
any interstate compact, commission or charter relating to the allocation
of water resources to which New York is a signitory.
Municipal water supply reservoirs on forest preserve lands.
Any public corporation, now or hereafter empowered by law to construct
and operate a publicly owned system for the supply of water for
drinking, domestic and public purposes to the inhabitants of any
municipality, may make application for the construction and maintenance
by the state of a water supply reservoir on lands owned by the state and
constituting a part of the forest preserve thereof in the manner
hereinafter set forth.
Approval of plans for forest preserve reservoir projects;
petition; proceedings.
1. Any publicly owned water supply project involving the construction
of a reservoir on forest preserve lands must be submitted for approval
to the department as provided in sections 15-1501 and 15-1503 of this
article, and the procedure on such an application shall be as therein
set forth except as to the additional requirements and further procedure
required by this section.
2. The petition for approval of such a project must state that it is
desired to construct a reservoir on state owned forest preserve lands,
giving a description of the location and extent of the lands to be
occupied or flooded, and shall be accompanied by a map, based on
accurate surveys, showing the boundaries of such land and the high flow
line of the water to be impounded thereon. The public notices of the
hearing shall state that the reservoir proposed to be constructed is on
state owned lands within the forest preserve.
3. In addition to the findings required by section 15-1503 of this
article, the department in such cases shall also determine whether the
needs of the applicant for water are such as require the proposed public
use of the land involved, whether the constitutional limitation as to
the amount of such land that can be used for reservoir purposes will not
be exceeded, and whether the plans are such that unsanitary conditions
will not be created by the proposed project.
4. If the application is approved, the department shall apportion all
the expenses of the proposed project upon the municipalities which it
may find to be benefited thereby, to the extent of the benefits
received; it shall also fix the amount to be paid to the state by the
municipalities benefited. Such amount to be paid to the state is to be
computed as follows:
a. The value of the state owned timber and other forest products to be
removed during the construction of the project, such amounts to be due
on the cutting of such timber or other products. Such material shall
become the property of the applicant on the payment of such amount to
the state. The department may direct that the amount due be paid in one
lump sum or may permit partial payments to be made in such amounts and
at such times as may be specified.
b. A charge of six per centum per annum on the value of the state
owned lands and rights used, unimproved and bare of timber. This value
shall be determined by the department and be redetermined by it at
intervals of ten years from the date of approval of the application. The
amount of this charge for any year shall be due and payable on the first
day of January of the succeeding year and shall be computed from the day
of the actual entry of the applicant or the department on the state
owned land for the purpose of beginning the clearing or the construction
work.
c. An annual charge, to be determined, redetermined and payable as
provided in paragraph b above, as a reasonable return to the state for
its services rendered.
5. A statement of all these matters shall be included in the decision
of the department approving the application.
Procedure on approval of application with respect to forest
preserve reservoir projects.
1. The decision of the department on an application shall be certified
to the applicant. Thereafter, and at any time within five years of the
date of the decision, the applicant may petition the department that it
construct the reservoir and appurtenant works in accordance with the
approved plans. Such petition shall be in writing and shall be
accompanied by plans and specifications for the structures to be built
and such other papers as may be necessary to show to the satisfaction of
the department that the project in all respects conforms to the
requirements of the decision of the department. The department may
permit minor modifications in the plans or specifications, provided that
the general features of the project as first approved are not changed.
2. If the department decides that the project which it is asked to
build is in conformity with the provisions of its decision upon the
original application it shall advertise for proposals for doing the
work. Upon the receipt of such proposals, the department shall make a
final determination of the probable cost of the project and shall
require the applicant to state that it desires the work to proceed, and
to show that it has available sufficient funds to defray the total cost
thereof. If the applicant desires to carry out the project and the
department is satisfied that sufficient funds are available for the
purpose, the department shall thereupon let contracts for and proceed
with the construction of the works.
3. In obtaining proposals and letting contracts for and in the
prosecution of this work the department shall be governed by the
provisions of title 19 of this article, insofar as they may be
applicable to the provisions of this part of article 15.
Payment of cost of construction.
1. The cost of any such project shall be certified by the department
to the applicant and shall be paid by the applicant within thirty days
thereafter to the persons or corporations entitled thereto. Either total
or partial costs may be thus certified, as the department shall
determine. The applicant is hereby authorized to pay such costs from
funds which have been raised, or which it is authorized to raise for the
purpose of waterworks construction.
2. It shall be unlawful for the applicant to pay out, for any purpose
other than those specified in this section, any funds which it shall
have certified to the department to be available for defraying cost of
this construction, until such time as the department shall have
certified to the applicant that all construction costs have been paid.
Supervision of construction and operation.
1. All construction work which the Department of Environmental
Conservation is authorized to undertake by virtue of the provisions of
sections 15-1507 through 15-1519 shall be done under the direction of
the Commissioner of Transportation. After the works shall have been
constructed, they shall thereafter be maintained and operated for the
benefit of the applicant by the Commissioner of Transportation under the
direction of the Department of Environmental Conservation.
2. All costs of such supervision of construction, operation and
maintenance shall be paid by the applicant in the manner specified in
section 15-1513 of this article, except that the applicant shall not be
charged with the salaries and expenses of such officials and regular
employees of the state who, in addition to other duties, exercise only
general supervision over the work done under the provisions of sections
15-1507 through 15-1519.
3. The Department of Environmental Conservation is authorized to
employ such engineers and other persons as may in its judgment be
necessary to carry out the provisions of sections 15-1507 through
15-1519 and to fix the compensation for such employees. Such
compensation shall be paid by the applicant.
4. Except for such expenses and salaries as are specifically exempted
by subdivision 2 of this section, no moneys of the state shall be
expended, nor shall the state incur any liability or indebtedness by
virtue of the provisions of sections 15-1507 through 15-1519.
Reservoir to be owned by the state.
Any lands not owned by the state, but required for the purpose of the
construction of the reservoir on forest preserve lands shall be acquired
by the applicant, by purchase or condemnation, and conveyed by the
applicant to the state, provided however that no rental shall be paid to
the state for any land thus acquired. The reservoir and all dams, dikes,
spillways, gate houses, pipe lines or any other works which the
department shall construct on state owned land shall be the property of
the state, but shall be operated solely for the benefit of the
applicant. All real estate, reservoirs and appurtenant structures
acquired, taken or constructed pursuant to the provisions of sections
15-1507 through 15-1519 are hereby dedicated to the uses and purposes
for which acquired, taken or constructed, and the right, title and
interest acquired by the state therein is so acquired subject to such
use and purposes.
Reservoir to be kept in repair.
The reservoir and appurtenant works shall be kept in safe, sanitary
and serviceable condition and to this end shall be repaired, remodeled
or additional work done thereon at the request of the applicant or as
required by the department. All such work shall be done by the
department at the expense of the applicant. If the applicant shall at
any time determine that its needs for an additional supply of water
require the enlargement of the reservoir in order that a greater
quantity of water can be stored therein or drawn therefrom, a new water
supply application shall be made to the department asking for approval
of the desired modifications of the original plans.
Supply of water to other public water supply systems.
On any application for a new or increased withdrawal of water for a
public water supply system, the department may require or authorize the
applicant to make provisions for the supply and to supply water to any
area of the state which as determined by the department in its decision
on that application properly should be supplied with water from the
source or sources of water supply sought by the applicant. The owner or
operator of any existing or proposed public water supply system within
such area may apply to the department for a permit to take water from
that source of water supply or from any part of the public water supply
system of the applicant supplied in whole or in part from that source.
If the department so requires, or if it grants a permit, it shall be the
duty of the applicant so to supply water, subject to such requirements
as the department may impose. The price to be paid for the amount of
water so to be taken may be agreed upon between the applicant and the
taker of the water, or if they cannot agree, fair and reasonable amounts
and rates shall be, after due hearings thereon, fixed by the public
service commission. Any such agreement or determination of the public
service commission may from time to time be modified by further
agreement between the parties affected thereby or by the further order
of the commission.
Indirect damages; decision and payment as to Rochester.
1. Whenever the department shall decide that the execution of any
water supply project by the city of Rochester will result in damages to
persons and property, the determination of and payment for which are not
otherwise provided for by law, the department shall so state in its
decision and it may order that such damages be determined and paid in
accordance with the provisions of this section.
2. Whenever the department shall make such a decision relating to the
determination and payment of damages pursuant to the provisions of this
section, any person who is on the date of such decision, the owner of
any real estate not taken by the applicant, or the owner of any
established business, directly or indirectly decreased in value by
reason of the acquiring of land for or on account of a new or additional
water supply project, his heirs, personal representatives and assigns,
shall have a right to damages for such decrease in value. The city of
Rochester may agree with such person as to the amount of such damages,
and, if such agreement cannot be made, such damages, if any, shall be
determined in the manner provided in the eminent domain procedure law
for the ascertaining and determining of the value of the real estate
taken for such project, and the court shall not be limited in the
reception of evidence to the rules regulating the proof of direct
damages. The amount of such damages so agreed upon, or determined, as
aforesaid, shall be paid and collected in the same manner as is provided
for the payment of awards in condemnation proceedings as provided in the
charter of the city of Rochester for the taking of real property.
3. A person employed in a manufacturing establishment, or in an
established business, or upon any lands, who is not the owner or part
owner thereof, which manufacturing establishment, or established
business, is injured or destroyed, or which lands are taken or acquired
under or on account of the carrying out of such project, and who has
been so employed continuously for at least six months prior to the date
of the decision of the department and who continues in such employment
up to the time of such injury, destruction, taking or acquisition, shall
have a claim for damages against the city of Rochester equal to the
salary or wages paid to such employee for the six months immediately
preceding the date of such decision. Such damages may be determined by
agreement with the city of Rochester, or, in case such agreement cannot
be made, such employee may maintain an action against the city of
Rochester in the Supreme Court to recover such damages, not, however, to
exceed the sum of the salary or wages paid him for the six months
immediately preceding the date of the decision of the department.
4. If the department shall so approve of a project, or a part of a
project, the execution of which is to be deferred, or, if for any reason
such execution shall thereafter be deferred, the department shall in its
decision, or in a modification thereof, fix a date, other than the date
of the decision, which shall be held to be applicable to all damages
arising from the execution of such project, or of such part of a
project.
5. The powers, rights, privileges and duties granted, conferred and
imposed by the provisions of this section are hereby granted, conferred
and imposed notwithstanding any inconsistent provision in this or any
other general or special law.
Water well drillers in New York state to obtain certificates
of registration.
1. No person shall engage in the business of water well drilling in
the state of New York without first obtaining a certificate of
registration from the department as hereinafter provided. All water well
drilling shall be performed in accordance with the rules and regulations
promulgated by the commissioner of health pursuant to subdivision
eighteen of section two hundred six of the public health law.
2. Application for a certificate of registration shall be made upon a
form prescribed and furnished by the department providing such
information as the department deems necessary for the purposes of
issuance of a certificate of registration.
3. The certificate of registration shall require that, before the
commencement of drilling of any well or wells, the water well driller
shall file a preliminary notice with the department; it shall also
provide that upon the completion of the drilling of any water well or
water wells, a completion report be filed with the department, giving
the log of the well, the size and depth thereof, the capacity of the
pump or pumps attached or to be attached thereto, and such other
information pertaining to the withdrawal of water and operation of such
water well or water wells as the department by its rules and regulations
may require. The water well driller shall provide a copy of such
completion report to the water well owner. The number of the certificate
of registration must be displayed on the well drilling machinery of the
registrant. The certificate of registration shall also contain a notice
to the certificate holder that the business activities authorized by
such certificate are subject to the provisions of article thirty-six-A
of the general business law. The fee for such certificate of
registration shall be ten dollars annually. The commissioner shall
promulgate a water well completion report form which shall be utilized
by all water well drillers in satisfying the requirements of this
section and any other provision of state or local law which requires the
submission of a water well completion report or water well log.
4. The department may revoke any certificate of registration for
violation of any of the provisions of this section, or violation of
rules made by the department pertaining thereto. A certificate of
registration may be revoked by the department regardless of the criminal
provisions with regard to this section found in section 71-1115.
5. a. On and after January first, two thousand three, any individual
who is responsible for the on-site supervision of water well drilling
activities must have passed, with at least a seventy percent score, a
two-part certification exam by the national ground water association or
an equivalent exam offered or approved by the commissioner. Evidence of
having passed such exam shall be provided by the person responsible for
the on-site supervision of water well drilling activities upon demand of
any enforcement officer.
b. Notwithstanding the provisions of paragraph a of this subdivision
any individual, who is responsible for the on-site supervision of the
repair or installation of water pumps, requiring the opening of the well
casing, must have passed, with at least a seventy percent score, a
certification exam developed by the national ground water association or
the water systems council, or an equivalent exam offered or approved by
the commissioner. Evidence of having passed such exam shall be provided
by the person responsible for the on-site supervision of the repair or
installation of water pumps, requiring the opening of the well casing,
upon demand of any enforcement officer.
6. Except as otherwise provided by law, nothing in this section shall
be deemed to preempt any provision of local law which requires the
license or registration of water well drillers or which otherwise
regulates the practice of water well drilling, provided that the
provisions of such local law are at least as comprehensive as the
provisions of this section.
Permit required for certain wells in Long Island counties.
1. No person or public corporation shall hereafter install or operate
any new or additional wells in the counties of Kings, Queens, Nassau or
Suffolk to withdraw water from underground sources for any purpose or
purposes whatsoever where the installed pumping capacity of any such new
well or wells singly or in the aggregate, or the total installed pumping
capacity of old and new wells on or for use on one property is in excess
of forty-five gallons a minute without a permit pursuant to this title.
2. Such persons or public corporations operating or proposing to
operate a well or wells in excess of such capacity in any of such
counties shall be subject to all the provisions of this article relating
to persons or public corporations, with the same force and effect as if
they were supplying or proposing to supply water to the inhabitants of a
municipal corporation or other civil division of the state. In taking
action on such an application the department shall have authority to
impose such conditions and make such requirements and limitations as may
be necessary for the protection of the interests of the applicant and of
the people of the state and may issue limited or revocable permits for
such wells.
3. All new well permits shall be valid for a period of time not to
exceed ten years from the date of issuance. The department shall develop
a permit renewal application and a time schedule for permit renewals.
Well permits may be renewed, including any modifications deemed
appropriate by the department, and such renewal shall be considered
valid for a period specified by the department but in any case shall not
exceed a period of ten years from the date of reissuance or renewal.
4. All applications for new well permits, all applications for well
permit renewals, and all reopened well permits shall be evaluated,
notwithstanding any other requirements of this title, according to
criteria established by rule or regulation of the department which shall
include but not be limited to:
a. Specific yield of the aquifer segment in which the well is or will
be screened;
b. Requested rated capacity of well and anticipated or actual amount
of withdrawal from such well, both seasonally and annually;
c. Whether the well site or proposed well site is in an over-stressed,
transitional, or unstressed area;
d. The proposed use of the water; whether the water will be or is
recharged or discharged to waste; and the likely quality of the water if
it is or will be recharged;
e. The amount of withdrawal requested and its relationship to volume
of recharge occurring locally as well as the relationship of the
requested withdrawal to the regional level of withdrawal and recharge;
f. The degree of consistency between the requested rate of withdrawal
and any regional water management plans; and
g. If the well is to be used by a water purveyor, either public or
private, or a water authority, whether such purveyor or authority has an
active and on-going water conservation program, leak detection program,
and metering program.
In addition, the department shall vigorously apply subdivision two of
section 15-1503 of this title in its decision-making process. The
department shall determine whether the watershed, which in the case of
Long Island shall mean the land surface that represents the recharge
catchment area recharging water for each respective well, has been
adequately protected. If the well is to be used as a public water supply
by a water purveyor or water authority, the department shall require as
a permit condition that the water purveyor or authority prepare and
submit watershed rules and regulations as described pursuant to section
eleven hundred of the public health law.
5. The department shall develop a system for categorizing the counties
of Kings, Queens, Nassau and Suffolk into areas that are either
unstressed, transitional, or over-stressed with respect to the quality
and/or quantity of the groundwater supply. For those areas which are
considered to be over-stressed, as determined by the department, all
valid well permits within this category shall be reopened in order to
evaluate and possibly modify, add or delete any permit conditions or
requirements. Special consideration shall be given to permit conditions
aimed at reducing the levels of withdrawal and consumptive water use in
over-stressed areas. The reopening of the well permits may be phased in
over a five year period. All reopened well permits which are deemed by
the department to be acceptable following review and any subsequent
changes may be renewed and shall, if renewed, be valid for a period of
time not to exceed ten years from the date of reissuance or renewal.
Nothing in this title shall be considered to prohibit the department
from revoking a permit following the review required by this title.
6. The provisions of this section shall not apply to the installation
of a fire well to which no pumping equipment is permanently attached
when such well is installed by a municipal corporation, fire district or
duly organized fire company or fire department.
7. The provisions of this section shall apply to the use of water for
agricultural purposes. The department shall, for the purposes of section
70-0116 of this chapter, make a finding of an emergency when a
replacement well is needed during the growing season for a crop.
Pursuant to section 70-0116 of this chapter, the department may issue an
emergency authorization for the construction and operation of such
replacement well.
Moratorium on the drilling of new wells in the Lloyd Sands.
1. The department is directed to identify those areas of Long Island
within the counties of Kings, Queens, Nassau and Suffolk which, for the
purposes of this section, shall be considered coastal communities.
2. A moratorium shall be established on the granting of new permits to
drill public water supply, private water supply or industrial wells into
the Lloyd Sands or to permit new withdrawals of water from the Lloyd
Sands or to permit the storage or pumping of water into the Lloyd Sands.
Such moratorium shall apply to all areas that are not coastal
communities, provided however that such moratorium shall apply to all
areas including coastal communities for the storage or pumping of water
into the Lloyd Sands. The waters of the Lloyd Sands shall be reserved
for the use of coastal communities during the moratorium, however,
nothing required herein shall affect the permits of wells presently
screened in the Lloyd Sands and withdrawing water therefrom.
3. The moratorium shall be lifted upon a directive from the
commissioner. The directive shall be based upon his finding that
sufficient research has been conducted so as to provide a sound working
knowledge of the details, dynamics, water volume, and levels of safe
withdrawal appropriate to maintain a safe quantity of Lloyd Sands water.
Further, the commissioner must find that a workable program is in place
that can properly administer a well permit program for the Lloyd Sands
water. Such program shall take into account both the localized and
regional aspects and implications of Lloyd Sands water withdrawals, with
special attention given to the prevention of water contamination and
salt water intrusion. The program must ensure that a safe level of
withdrawal from the Lloyd Sands is not exceeded.
4. The commissioner may grant exemptions to the moratorium upon a
finding of just cause and extreme hardship. Such exemptions shall not
apply to the storage or pumping of water into the Lloyd Sands. An
adjudicatory hearing shall be held and findings presented to the
commissioner prior to the granting of an exemption.
Approval of completed water withdrawal systems.
The construction of any new or modified water withdrawal system
authorized under this title shall be under the general supervision of a
person or firm licensed to practice professional engineering in the
state. Upon completion of construction, such person or firm shall
certify to the department that the water withdrawal system has been
fully completed in accordance with the approved engineering report,
plans and specifications, and the permit issued by the department
pursuant to this title. The owner shall not commence operation of the
new or modified water withdrawal system prior to the department
receiving such certificate and prior to approval of the system by the
department of health or its designee as may be required by the state
sanitary code.
Long Island water usage information.
In Nassau and Suffolk counties, all water purveyors, either public or
private, or a water authority, with ten thousand or more customers,
shall include water usage information along with customer bills. Such
usage information shall be specified in both gallons and cubic feet and
at a minimum include:
1. information on year to date usage;
2. a seasonal comparison; and
3. last year's usage for the same time period.
TITLE 17 Water Power
Reservation of state control.
Where any person takes, diverts, appropriates, or otherwise uses,
whether by virtue of the provisions of title 17 of this article or
otherwise, the waters of the state over which the state has the
proprietary ownership of the flow and to the use of which the state has
the right paramount and exclusive, or concurrently with any other
jurisdiction, such waters shall remain subject to the power and control
of the state for the purposes of regulating, licensing, controlling, or
terminating the use and disposition of the same by such person, as well
as for the purpose of exacting any rentals or charges therefor.
Definitions.
When used in title 17 of this article unless otherwise expressly
stated or unless the context or subject matter otherwise requires:
1. "Licensee" means a person or public corporation holding a license
issued pursuant to title 17 of this article, his successor in interest
or assign;
2. "Stream" means a river or other stream and its tributaries;
3. "Water power site" means the real property including rights
appurtenant thereto or which may become appurtenant thereto which, when
a water power is developed, is necessary or useful for the construction,
maintenance and operation of a plant for the use of a fall of water for
the generation of power;
4. "Developed water power site" is a "water power site" where the
development is used or usable in its present condition for the
generation of power or where the works of such development are being
constructed or are in course of repair;
5. "Surplus canal waters" means such waters flowing in canal feeders,
artificial canals or the canalized streams of the state, as in the
judgment of the Commissioner of Transportation, are not necessary for
any canal uses or purposes;
6. "Project" means a complete unit of improvements or development,
consisting of a power plant, all water conduits, or dams and appurtenant
works and structures which are a part of such unit, and all storage,
diverting or forebay reservoirs connected therewith, the primary line or
lines transmitting power therefrom to the point of junction with the
distribution system, all miscellaneous structures used and useful in
connection with such unit or part thereof, and all water rights, rights
of ways, ditches, dams, reservoirs, lands or interest in lands, the use
and occupancy of which are necessary or appropriate in the maintenance
and operation of such unit;
7. "Project works" means physical structures of a "project;"
8. "Reconstruction cost" of a project or of any part thereof means the
actual and reasonable original cost to the licensee of the lands or
interests in the lands of such project or such part, less depreciation,
if any, plus the cost of reproducing the ways, means and works thereon
less the depreciation of such ways, means or works, including in such
costs a reasonable allowance for organization and development expenses,
but excluding therefrom any allowance for the value of the license or
any contract, lease or franchise, or value as a going concern, or future
profits in pending or existing contracts or prospective profits,
revenues, dividends or any other intangible element;
9. "Real property", without words of limitation, includes all uplands,
lands under water, waters of any lake, pond or stream, all water and
riparian rights or privileges, all dams, races, sluiceways, and
machinery connected therewith, and all land, water and rights necessary
to carry out any project or development provided for by title 17 of this
article, including the right to divert running water of any stream or
streams, and lands necessary for such diversion, and all easements and
incorporeal hereditaments, and every estate, interest and right, legal
or equitable in land and water, including terms for years and liens on
real property as above defined and all real property as above defined,
acquired and used for railroad, highway and other public purposes in any
county containing a part of the forest preserve as now constituted.
10. For other definitions, also applicable in this title, see section
Licenses; approval by the Governor.
1. The department, subject to the provisions of title 17 of this
article, may upon application issue to any person or public corporation
heretofore or hereafter authorized to develop, use, furnish or sell
power in this state or to a municipality of the state having such
authority, a license authorizing the diversion and use for power or
other purposes of any of the waters of the state in which the state has
a proprietary right or interest, or the bed of which, or the real
property required for use of such waters or the right to develop water
power, is vested in the state; or of boundary waters of the state where
the state has jurisdiction over the diversion or interference with the
flow of the same solely or concurrently with any other jurisdiction or
owner of a proprietary right; or to any such applicant when the owner of
any water power site or sites which it uses or proposes to use for the
production, sale and distribution of heat, light or power to the public;
and subject to the property right of others including riparian rights,
authorizing the construction, maintenance and operation in, across or
along any of such lands and waters of such dams, reservoirs, diverting
canals or races, water conduits, power houses, transmission lines and
other project works as are deemed necessary or convenient for the
development, transmission and utilization of the developable power and
authorizing in connection therewith the use of dams or other structures
or contiguous or adjacent lands belonging to the state. When any water
power site or property necessary to the full development of such a site
is owned by the state, or water, the use of which is dependent upon the
consent of the state, is not, in the opinion of the department suitable
or necessary for the development of power for public use, a license may
be issued to a person or public corporation for private use under like
conditions and with the same restrictions.
2. Whenever the use of water or the erection of structures under a
license may affect the navigable waters over which the United States
shall have lawfully assumed jurisdiction for purposes of navigation,
such license shall not be issued until the plans for such use and
structures have been submitted to and approved by the federal
authorities as required by law and any licenses shall be at all times
subject to the lawful exercise of such jurisdiction over the waters
affected by the license for the purposes of navigation.
3. Whenever canal lands, structures or surplus canal or canal feeder
waters are covered by the license, the license shall not issue unless
the Commissioner of Transportation certifies to the department in
writing that the same are not necessary for the navigation or operation
of the canals and shall not become effective until endorsed with his
approval. Any licensee in the use of such license, structures or water
shall be at all times subject to such reasonable rules and regulations
as the Commissioner of Transportation shall from time to time prescribe
so that the use thereof by the licensee shall not impair the efficiency
of the canals and such use shall at all times be subordinate to the
needs of the canals.
4. Notwithstanding any provision of title 17 of this article, no
license issued by the department pursuant to the provisions of title 17
of this article shall be effective unless and until it is approved in
writing by the Governor and such approval is signed by him and affixed
thereto; and notwithstanding any provision of title 17 of this article a
modification of such license shall not be effective until approved by
the Governor in like manner.
Procedure on application for license.
1. Each applicant for a license shall submit to the department a
written verified application in such form as the department may
prescribe and containing such data or information of the applicant's
project as the department may require. It shall be accompanied by
proposed plans and specifications showing the nature and extent of the
applicant's proposed development and estimates of cost as may be
required for a full understanding of the proposed project. Such maps,
plans and specifications when approved by the department shall be made a
part of the license; and thereafter no changes shall be made in such
maps, plans or specifications until such changes shall have been
approved and made a part of such license by the department. Applications
shall be filed with the department in the order of their receipt.
2. Each license covering water power sites or lands, the title to
which is vested in the state, shall require the payment by the licensee
of an annual charge measured by a fair rental value thereof; in other
cases, except where the state has no proprietary interest, an equitable
annual charge may be made, in determining which the department shall
give consideration to the cost of producing power by others in
competition with the licensee; and every license shall require the
payment by the licensee of an annual charge for the purpose of
reimbursing the state for the cost of administration of the provisions
of title 17 of this article. The department, by resolution, shall fix
and determine such annual charge, and the time or stage of development
from which rentals are to be computed, whereupon if one or more
applicants signifies his readiness, and establishes to the satisfaction
of the department his ability, to construct and maintain the proposed
project, to pay the charge or rental fixed by the department, and
otherwise to comply with the provisions of title 17 of this article in
the use of such water and property, it shall give notice of such
determination and of a time, not less than fifteen days from the date of
the first publication of the notice, and of the place of a meeting of
the department to take action on such application or applications.
3. A copy of such determination and notice shall be served upon each
applicant for the license not less than fifteen days previous to the
date set for the hearing. If the application applies to or may affect
any canal or canal feeder waters, a like notice shall be given to the
Commissioner of Transportation. The department shall also cause such
notice to be published as provided in subdivision 1 of section 15-0903.
4. At the time and place designated in such notice, or at a time and
place to which the meeting may be adjourned, the department shall
determine whether the plan or plans set forth in the application or
applications on file with the department, or any such plan, is or may be
consistent with the proper development, conservation and utilization in
the public interest of power resources of the water shed, stream or
localities to be affected by the determination. If it shall determine
that any of the plans is consistent with such development, conservation
and utilization and that there is no reason why the water power involved
should at the time be withheld in the public interest from development
by private interests, it may grant the application. If there be two or
more such applications it shall decide which of the plans is most
suitable for the proper development, conservation and utilization in the
public interest of the water power resources of the water shed, stream
or locality affected.
5. The department in granting the license shall accord a preference to
the applicant whose plans, being approved under the preceding
subdivision, are best adapted to properly develop the water power site
or sites covered by the application, provided that it is satisfied that
such applicant is reliable and responsible and capable of consummating
the project; and provided further that as between two or more plans
equally well adapted to such purpose, a preference may be given to the
application of a municipal corporation, if an order shall have been
previously made by the Public Service Commission approving the
installation of a municipal power plant which it proposes to install
under the license, or in default of such an application to a riparian
owner, and, otherwise, to the application first filed with the
department; and provided further that the department may impose as a
condition of granting the license that the plan be modified to improve
the development or otherwise conserve the public interest or protect
private rights.
6. The department from time to time, either before or after a license
is granted, may permit minor changes and corrections to be made in any
map, plans or specifications filed by an applicant for the purpose of
improving the same. It may also permit changes to be made therein for
the purpose of better adapting the same to the development, conservation
and utilization in the public interest of the water power resources of
the water shed, stream or locality affected. No correction or change
shall be made under this subdivision until the same has been authorized
by a resolution adopted by the department.
Preliminary permits.
1. The department may issue preliminary permits for the purpose of
enabling applicants for a license hereunder to secure the data and to
perform the acts required by section 15-1707, provided, however, that
upon the filing of any application for a preliminary permit by any
person or public corporation, the department before granting such
application shall at once give notice of such application in writing to
any municipality which, in its judgment, is likely to be interested in
or affected by such application. Each such permit shall be for the sole
purpose of maintaining priority of application for a license under the
terms of title 17 of this article for such period or periods, not
exceeding a total of three years, as in the discretion of the department
may be necessary for making examinations and surveys, preparing maps,
plans, specifications and estimates, and making financial arrangements.
2. The permit shall set forth the conditions under which priority
shall be maintained and the license issued, and may prescribe any
condition of issuing the license for the protection of the interests of
the state. Only one preliminary permit at a time shall be issued and
outstanding for the same project. The same preference shall be accorded
by the department in considering applications for a preliminary permit
as is accorded in considering applications for a license. Each
preliminary permit shall require the permittee to proceed diligently and
immediately to secure the data and to perform the acts required by
section 15-1707.
3. All investigation work in connection with any operations carried on
under the preliminary permit shall be subject to the inspection of the
department, its agents and employees, and, from time to time upon the
request of the department, the permittee shall make full reports to the
department of the progress of the work carried on under the preliminary
permit, but such reports shall be confidential until final application
is made for the license, unless the department takes proceedings to
revoke the preliminary permit.
4. Permits shall not be transferable and may be cancelled by the
department upon failure of the permittee to comply with the conditions
thereof.
Provisions and conditions of licenses; payment to state
treasury of moneys received under this title.
1. The term of the license shall not exceed fifty years from its date.
2. The licensee shall agree to accept and abide by the terms and
provisions of title 17 of this article, and to pay to the state the
charge or rental, if any, fixed by the department and reserved in the
license, or as the same may be readjusted pursuant to law.
3. The license shall by reference to maps, plans, and specifications
or otherwise clearly identify and define the improvement or development
to be affected under the license.
4. If the license affects any canal or canal feeder waters, it shall
contain a provision, in substance, reserving to the Commissioner of
Transportation the right at any and all times to enter upon the property
covered by the license, and to do and perform such acts or things,
including the temporary drawing off of the water from the dam or forebay
from which the licensee is drawing water and such interruption in the
supply of water to the licensee, as may be deemed necessary for the
repair, reconstruction or improvement of the canal or any canal works or
structures and that the licensee shall be at all times subject to such
reasonable rules and regulations for the management and maintenance of
the canals and navigation thereof as the Commissioner of Transportation
shall from time to time prescribe; also a provision in substance
reserving to the department the right, on ninety days' written notice to
the licensee, to retake, recapture and resume wholly or in part the use
of the water and other property covered by the license, including all
structures erected upon and improvements to such property, and to
control and limit the manner and extent of use of such water or other
property, whenever in the opinion of the Commissioner of Transportation
or the Legislature, the necessary supply of water for the use of the
canals of the state, or any future alterations or improvements of the
canals, or the safety of the works connected therewith, may render such
resumption, control or limitation necessary; also a provision in
substance reserving to the state the right wholly to abandon or destroy
the canal, dam or works by the erection or construction of which the
surplus water covered by the license is rendered available. In either of
which events, the licensee, if he promptly complies with any and all
lawful directions of the department with respect to the cessation of the
use of water and removal from the premises may recover from the state in
the Court of Claims the damages resulting to him therefrom, but the
damages for improvements on state lands shall not exceed the
reconstruction cost. The damages for which the state shall be liable may
be specified in the license. The state shall not be liable for any
temporary interruption for the repair of or in the operation of the
canal, and in case of a substantial change in the right or privilege
granted, the department, by agreement, may readjust the charge or rental
with the licensee.
5. The license shall contain a provision in substance that if there be
a partial resumption of the use of the water or of the land which is
covered by the license, the licensee, at his option, may continue for
the remainder of the term specified in the license to use the residue of
the water and land covered by the license, under the terms and
conditions of the license, or such modified terms as may be agreed upon,
upon the payment to the state of a revised and readjusted charge or
rental, and that if the licensee refuses to accept or continue the use
of the remaining water and land at the revised and readjusted rental,
the license shall terminate and the licensee shall have his claim for
damages as provided by the preceding subdivision.
6. Except as otherwise provided by law, the terms and provisions of a
license may be altered only by mutual agreement between the department
and the licensee, after publication as provided in subdivision 1 of
section 15-0903 of a notice setting forth the time and place of the
meeting at which the proposal to alter the terms and provisions of the
license will be considered. If by any such agreement the amount of water
available for use by the licensee is curtailed or the privileges and
rights under the license are materially changed, the department may
revise and readjust the rental to be paid.
7. The license may contain a provision to the effect that the licensee
shall furnish to the state, free of charge or upon terms to be fixed as
therein provided, the hydraulic or hydro-electric power required for the
operation or lighting of certain defined state structures, works or
property.
8. The license may also contain a provision in substance, that the
licensee shall obtain the fee simple absolute of, or any lesser interest
in, all property other than that of the state used by him in the
construction of the project.
9. In issuing licenses for a minor part only of a complete project, or
for a complete project of not more than one hundred horsepower capacity,
the department may in its discretion waive such conditions, provisions
and requirements of title 17 of this article, except the license period
of fifty years, as it may deem to be to the public interest to waive
under the circumstances.
10. The department shall pay into the state treasury the moneys
received by it in the course of administering the provisions of title 17
of this article in the manner provided by section 121 of the State
Finance Law.
Waters impounded by dams constructed for power purposes
impressed with a public interest.
The waters impounded by any dam hereafter constructed for power
purposes on any stream or waterway in the state, shall be impressed with
a public interest and open to the public to fish thereon, when
authorized by other applicable provisions of this chapter subject to the
conditions and limitations found in section 11-1311 of this chapter.
Licenses and the protection of navigation.
Before granting any license, the department shall inquire and
determine to its own satisfaction that the exercise of the privilege
conferred will not impair or interfere with navigation on the waters
covered by the license and, whenever, the public interest requires,
shall impose such conditions in granting the license as may be required
to protect and safeguard navigation.
Provisions for the revision and readjustment of rent in
licenses.
1. The annual charge or rental fixed by the department shall continue
for the period of the license, unless the license provides for a
readjustment of the charge or rental at a specified time or times, in
which case the charge or rental, as fixed by the license, may be revised
and readjusted by the department according to the terms of the license.
Payments on account of any such charge or rental shall be treated as a
part of the operating expense.
2. The licensee shall be given ten days' notice of the time and place
of the meeting of the department at which the question of the revision
and readjustment of such charge or rental will be considered. The
revision and readjustment shall be in the form of a resolution adopted
by the department and thereafter, the revised and readjusted rental or
charge, unless reviewed and reversed or modified as herein provided,
shall apply to and govern the license.
3. Any such decision may be reviewed by the licensee pursuant to the
provisions of section 15-0905.
4. Pending the final determination of the review proceedings, the
licensee shall pay to the state the revised and readjusted rental or
charge as fixed by the department; and if it shall be determined that
the rental or charge shall be revised, the licensee shall be credited on
later payments with any excess he may pay over the rental as finally
fixed, with interest. If the credits be insufficient to satisfy such
excess, the licensee may recover the balance in the Court of Claims.
Equitable rental for Niagara River water.
The department shall have the power to fix and determine, after a
hearing held upon notice to the parties interested, the amount of an
equitable rental, which is hereby charged pursuant to the reservations
made in chapter 597 of the laws of 1918 for the diversion, as specified
in such chapter, of water from the Niagara River in excess of a daily
diversion at the rate of fifteen thousand one hundred cubic feet per
second, and also, from July 1, 1943, the amount of an equitable rental,
which is hereby charged, for the diversion of water from the Niagara
River to the extent of a daily diversion at the rate of fifteen thousand
one hundred cubic feet per second and not otherwise subject to the
imposition of an equitable rental as specified in such chapter. Such
rental shall be fixed in like manner as if application were made for a
license under the provisions of title 17 of this article before the
water was used, and the people of the state may sue for and collect in
behalf of the state such rentals as so fixed and determined.
Reservation in the license; state control of rates and use
and distribution of power.
1. Every license issued pursuant to title 17 of this article for a
project shall contain a provision expressly reserving to the state the
right to regulate and control the use and distribution of the power
generated by any licensee, and to fix reasonable rates to be charged by
the licensee under all circumstances for furnishing heat, light or power
generated wholly or partly by the use of property covered by the
license, and to regulate the service, capitalization and secured debt of
the licensee and licensed project.
2. Jurisdiction is hereby conferred upon, and it shall be the duty of,
the Public Service Commission to regulate and control the use and
distribution of all power generated by any licensee under title 17 of
this article, or generated by any person or public corporation, by the
use and diversion for power purposes of any waters of the state in which
the state has a proprietary right or interest, and to fix reasonable
rates to be charged by such licensee, or such person or public
corporation, for furnishing heat, light or power generated wholly or
partly by the use of water in which the state has a proprietary right or
interest. In the exercise of such jurisdiction the Public Service
Commission shall give preference to municipalities in the use and
distribution of power generated by such licensee or by such person or
public corporation. To carry out the provisions of this section, and
until otherwise provided by law, complaints, inspections,
investigations, hearings, rules, regulations, orders and determinations
may be made or had, and rules, regulations and orders enforced, in the
manner, so far as applicable, provided in the Public Service Commission
Law in respect of electrical corporations and of the manufacture, sale
and distribution of electricity.
3. Every license issued pursuant to this article shall contain a
condition that the development of power thereunder shall be subject to
the control and authority of the Public Service Commission to the extent
conferred upon such Commission by this section.
Contribution to the cost of headwater improvement.
Licensees and persons exercising rights conferred by title 17 of this
article shall be liable for any payments or charges resulting from the
improvement of headwaters under the provisions of title 21 and title 23
of this article, according to their respective interests in the property
benefited.
Prosecution of project works.
1. The licensee shall commence the construction of the project works
within the time fixed therefor in the license. He shall thereafter in
good faith and with due diligence continue the construction thereof, and
within the time fixed in the license complete and put into operation the
whole of such development work or such part or parts thereof as the
license prescribes; except that when not incompatible with the public
interest, the department may, from time to time, for good cause, by
resolution extend the time either for the commencement of construction
or for the completion thereof.
2. The licensee shall, when required by the department and as often as
once in every six months during the course of the construction, file
with the department a detailed statement of the cost of the project
during the period covered by the statement. Within six months after the
licensee has filed its final statement after the completion of the
project, the department shall file a statement of the total cost of the
investment.
3. The department at such time or times as it deems proper may examine
any statement of the licensee, whether partial or complete, and hold a
hearing to determine whether the same correctly states the cost of the
project or part thereof, as therein set forth, and shall have power to
determine whether any part of the expenditure has been made wastefully,
or in disregard of the terms of the license, or in bad faith, and to
deduct such items improperly included as may be necessary to make such
statement or statements conform to the fair and actual cost of the
project or part thereof. Subject to review as provided in section
15-0905, the determination of the department shall be conclusive for all
purposes as to the amount of such investment as shown by any such
statement.
Maintenance of project works.
1. The licensee shall at all times maintain the project works in good
repair and in efficient working order; shall promptly make all necessary
renewals and replacements, including such necessary renewals or
replacements as may, after a hearing, be directed by the department for
this purpose, and shall establish and maintain adequate reserves
therefor.
2. The department may at any time institute an investigation or hold a
hearing, or both, with respect to the compliance by the licensee with
the requirements of this section and the adequacy of the reserves
maintained by it for the purposes herein specified. After such
investigation or hearing, the department may issue such order or orders,
not inconsistent with title 17 of this article, as in its judgment will
insure compliance by the licensee with the provisions of title 17 of
this article, in respect to all matters so investigated.
3. The licensee shall promptly conform to and comply with such
directions, orders, rules or regulations as the department may make from
time to time in the interests of navigation, or for the protection of
life, health or property or other lawful purposes. He shall likewise
promptly conform to and comply with such lawful rules and regulations as
may from time to time be prescribed by the federal government, its duly
authorized officers or agents relating to the navigation of the waters
covered by the license.
Eminent domain.
Real property may be acquired pursuant to title 17 of this article
under an exercise of the right of eminent domain in the following cases:
1. Real property which is necessary to the full development and
utilization of any water power site of which the state is the owner, in
whole or in part.
2. Real property which is necessary to the full development of water
power sites where such water power sites on a stream, or in a given
locality cannot be developed separately as efficiently and economically
for the generation of power as under a plan for their development
together and the owner or owners of the right to the use of the greater
part of the head and volume of usable flow for power at such sites
transfer the same to a corporation organized for the production, sale
and distribution of heat, light and power to the public as herein
provided, or such right is owned by such a corporation and the
department determines by resolution that such power sites can be more
efficiently and economically developed for the production of power under
such a plan than singly, and the heat, light or power is necessary for
public use.
3. Real property, on the application of a corporation organized for
the production of heat, light or power, after a determination by the
Public Service Commission that such property is necessary to the full
development and utilization of a single undeveloped water power site, a
major part of the head and volume of the usable flow for power at which
site is owned by such corporation, for the production of heat, light or
power for sale or distribution to the public and that such heat, light
or power is necessary for public use. In any county containing a part of
the forest preserve as now constituted, for the purpose of establishing
the right to exercise the power of eminent domain under this subdivision
the ownership of wild or unoccupied land shall be presumed to be in an
applicant showing a record title under which the applicant or his
grantors has claimed for a period of ten years and it appears that the
state and county taxes thereon have been paid by or on behalf of such
applicant or his grantors for a period of five years before the
proceeding in which the application is made was begun; ownership in
other lands wherever located shall be presumed on showing record title
in the applicant for a period of ten years and possession thereunder for
a like period.
4. Such right of eminent domain shall be exercised under the
provisions of the eminent domain procedure law subject to the following
restrictions and limitations:
a. The acquisition of real property for the state shall be on the
application of the department, and payment therefor shall be made in the
manner provided for the payment of lands appropriated by the state in
the Adirondack and Catskill parks under section 3-0305 of this chapter.
b. If a water power site be taken under subdivision 2 of this section,
the owner of any such power site shall have the option to receive and
own such a proportion of the power resulting from the common development
as the head and volume of the usable flow of the water at the site bears
to the product of the total head and volume of the usable flow of the
waters of the common development, provided he pays a like proportion of
the cost of development, maintenance and operation, and consents that
his pro rata share of such power shall be pledged to secure such
payment, and assents to such reasonable and equitable provisions and
regulations in relation to the development and operation thereof for the
common benefit and to payment therefor as the department shall
prescribe. In case of the exercise of such option by the owner of a
developed water power site, such owner shall also be allowed the loss,
if any, resulting to him from the excess in value, if any, of the water
power owned by him before such common development over the water power
right owned by him after such development, after deducting from the
value of such power right his proportion of the cost of such
development. Such difference in value shall be deemed a part of the
damages in the condemnation proceeding, and the payment thereof shall be
secured as directed by the court.
c. Before any real property is taken under the provisions of
subdivision 2 of this section, the owner or owners of the right to the
use of the greater part of the head and volume of usable flow for power
at the sites to be developed in common shall, unless such a corporation
be already organized and be the owner of such rights, organize a
corporation for the production, distribution and sale of heat, light and
power to the public, and shall transfer to such corporation such sites.
Such corporation shall file with the Public Service Commission a
certified copy of its certificate of incorporation and shall also file
with such department a map of the water power sites, and property
connected therewith, of which it is the owner, with satisfactory proof
that it is the owner thereof, and a map of the water power sites and
property which it seeks to acquire for the purpose of making a common
development. It shall also file with such department a plan of its
proposed development of water power on the property which it owns and
which it seeks to acquire. Such corporation shall file copies of such
maps and plan certified by the president and engineer of the
corporation, or a majority of the directors, in the office of the clerk
of the county in which such development is to be made, or if it be in
more than one county, in the office of the clerk of each county; and
shall give written notice to all actual occupants of lands of which it
is not the owner on which such development is to be made, of the time
and place such maps and plan were filed, and that such development is to
be made on the lands of such occupants. The Public Service Commission
shall give an opportunity to persons interested to be heard, investigate
and determine whether it is in the public interest that such development
be made and whether the power to be produced is necessary for the supply
of the public with heat, light or power. If it shall so determine, it
may issue to such corporation a certificate that public convenience and
necessity require that such development be made, but in granting the
certificate the department may expressly except from its certificate any
part of the property proposed to be developed as unnecessary to the
plan. Such certificate when issued shall be conclusive evidence as to
the matters lawfully certified therein in any proceeding under the
Condemnation Law to acquire the property, or any part thereof, set forth
in such certificate.
5. Real property, on the application of a corporation authorized to do
business in this state and engaged in the production, sale and
distribution of heat, light or power to the public, which is necessary
to perfect or improve water power already developed, provided that
property taken does not impair or injure any developed water power or
developed water power site. The corporation may apply for and in a
proper case receive from the Public Service Commission a certificate of
convenience and necessity for taking the property so to be acquired in
the manner and with like effect as provided in paragraph c of
subdivision 4 of this section. Any such corporation may also exercise
the right of eminent domain to acquire real property in accordance with
the provisions of subdivisions 2, 3 and 4 of this section.
6. If it appears that there is a defect of title or any outstanding
interest in any of the real property occupied or to be occupied by the
project when completed, the corporation making, or having the right to
make, the development of the water power may exercise the right of
eminent domain for the purpose of acquiring any such outstanding
interest or any real property with respect to which the title appears to
be or is defective.
7. In any county containing a part of the forest preserve as now
constituted, real property, on the application of a corporation
organized for the production of heat, light or power, necessary for the
development of a water power site or sites, developed or about to be
developed, and occupied by a railroad and real property necessary to and
for the relocation of such railroad, upon application to and on order of
the Public Service Commission authorizing the same and upon thirty days'
notice to the railroad corporation. The Public Service Commission shall
grant the order if in its judgment the public interest will be promoted
thereby. The relocation of the railroad shall be at the expense of the
applicant and in accordance with plans and specifications to be approved
by such Public Service Commission. The applicant shall not take
possession of any real property of the railroad necessary for its
operation until such relocation of the railroad shall have been
completed. The Public Service Commission upon the assent of the railroad
may order the abandonment of such part of the railroad as is necessary
to be taken instead of ordering a relocation thereof.
8. Real property, on the application of a corporation organized for
the production of heat, light or power, which is necessary for the full
development of a water power site or sites, developed or about to be
developed, and is used or occupied as burial place or cemetery, and real
property necessary to locate and reinter any human remains removed
therefrom. Proceedings shall be had for the taking of such real property
and removal of such remains in the manner provided by section 15-2117,
in so far as the provisions thereof are applicable thereto, but such
exercise of the right of eminent domain shall be subject to the sound
discretion of the court.
Eminent domain; transmission lines.
Any corporation authorized to do business in this state and engaged in
the production, sale and distribution of heat, light or power to the
public may exercise the right of eminent domain pursuant to the
provisions of the eminent domain procedure law to acquire property
necessary for the construction of transmission lines for such heat,
light and power, when necessary for such sale and distribution to the
public. If the corporation is a licensee under title 17 of this article
it may apply to, and in a proper case receive from, the Public Service
Commission a certificate of convenience and necessity for any property
so required in the manner and with like effect as provided in paragraph
c of subdivision 4 of section 15-1729. The court in such proceedings of
condemnation may prescribe any reasonable limitations, restrictions or
regulations for the construction and operation of such lines so as to
protect life and prevent unnecessary injury to property.
Use of land occupied by a public highway.
1. Whenever, in order to complete any project as provided by title 17
of this article, it becomes necessary to use lands occupied by a public
highway the licensee shall aply to the Commissioner of Transportation
for permission to relocate such highway, the entire expense of such
relocation to be borne entirely by the licensee including any damages to
persons or property which may be caused by or result from such
relocation. The new location shall be determined by the Commissioner of
Transportation and the application of the licensee shall be accompanied
by funds in an amount sufficient to provide for the cost of a survey,
preliminary plans and all other expenses of the Commissioner of
Transportation in determining a suitable relocation.
2. The licensee shall provide the necessary land for such relocated
highway in accordance with land taking-maps prepared by the Commissioner
of Transportation. If such relocation is on state land the fee to the
land covered by the right of way shall remain in the state. If the
licensee acquires private property for right of way in the relocation of
a state or a county highway the fee in such right of way shall be deeded
to the state or to the county in which the same is situated as the case
may be. If the licensee acquires private property for right of way in
the relocation of a town highway the fee in such right of way shall be
deeded to the town or towns in which the same is situated.
3. Any such relocation shall be made by the licensee according to
plans and specifications approved by the Commissioner of Transportation.
4. Upon the completion and acceptance of such relocated highway the
original highway for which it is substituted shall be deemed abandoned
as a public highway and the relocated highway shall thereafter be
maintained in the same manner as was the original highway for which it
was substituted.
5. The highway law shall apply to the relocation of highways as
provided in this section so far as applicable thereto and not
inconsistent with title 17 of this article.
Contracts extending beyond license period.
1. Whenever the public interest requires or justifies the execution by
a licensee whose license covers any state property, or who uses water
that cannot be lawfully used without the consent of the state, of a
contract for the sale and delivery of power for a period extending
beyond the terms of the license, such a contract may be entered into
with the approval of the department and the Public Service Commission,
in which event the duty to perform such contract after the expiration of
the license period shall devolve upon the person or corporation to whom
or which a new license covering the property of the former licensee is
issued, and such new license shall so provide.
2. A licensee making such a contract shall not be liable thereon after
the expiration of his license, if it cover any state property or the use
of water subject to state control, unless the new license is issued to
him. No such licensee without the written approval of the department
shall enter into any contract for the sale or delivery of power for a
term or period extending beyond the time fixed for the revision of the
change or rental payable under his license.
Transfer of license restricted.
No voluntary sale, assignment, or transfer of any license or of the
rights thereby granted shall be made without the written approval of the
department; nor become effective until the instrument of transfer be
filed and recorded in the office of the clerk of each county in which
property covered by the license is located. Notice thereof must be given
to the department before possession is given under such transfer, and if
there be a transfer by operation of law, the transferee must give notice
thereof to the department before taking possession.
Revocation of license.
1. The department may by resolution terminate and revoke any license,
issued pursuant to the provisions of title 17 of this article for the
following reasons:
a. Failure of the licensee to commence, advance or complete
construction of the project works within the time fixed therefor, unless
the time be extended by the department; or
b. Failure of the licensee to pay, at the time or times provided in
the license, the charge or rental provided for in the license or fixed
pursuant to law; or
c. Failure of the licensee promptly to comply with any of the terms,
conditions or provisions of title 17 of this article or of the license,
or with any direction, order, rule or regulation given or made by the
department or otherwise, pursuant to the license or provisions of law.
2. No action terminating or revoking a license shall be taken until
the licensee is afforded an opportunity to appear before the department
and be heard with respect thereto. Ten days' notice of the time and
place of the meeting of the department at which the action will be
considered shall be given to the licensee.
3. In case the department revokes a license as herein provided because
of the failure of the licensee in good faith to commence actual
construction of the project works or any specified part thereof within
the required time, the licensee shall not recover any damages or
compensation from the state because of such revocation.
4. If the license is terminated or revoked, the state may elect to
take any and all interest of the licensee in and to state property
covered by the license including all works and structures thereon.
5. In such event the department may, subject to the making of adequate
appropriation therefor, provide by written agreement for the payment to
the licensee of the amount of the enhancement in value, if any, of the
state property which is covered by the license resulting from any
improvements of the same made or effected by the licensee, not
exceeding, however, the reconstruction cost, which recovery in the case
of termination and revocation pursuant to paragraph a of subdivision 1
of this section shall not include or be affected by any organization or
other expenditures preliminary to actual construction work, and in the
case of termination and revocation pursuant to paragraphs b and c of
subdivision 1 of this section shall be less a deduction equal to that
portion, if any, of the aggregate income from the project over and above
actual and reasonable expenses of operation, including repairs, which
shall exceed an amount equal to eight per centum per annum, to the time
that the state property is taken over by the state, of the actual and
reasonable cost to the licensee of the lands and interests in lands, the
actual and reasonable cost to the licensee of the ways, means and works
and the allowance made for organization and development expenses. If the
amount involved does not exceed the indebtedness which may be lawfully
incurred for such purposes without an appropriation, such agreement may
provide for the payment thereof before an appropriation is made.
6. In the event that the licensee and the department are unable to
agree upon the amount of damages payable to the licensee as above
provided, and the same does not exceed the indebtedness which may be
lawfully incurred, for such purpose without an appropriation being made
therefor, the licensee may recover from the state in the Court of Claims
the amount of enhanced value, if any, of the licensed property owned by
the state, resulting from any and all existing improvements of the same
made or effected by the licensee, not exceeding, however, the
reconstruction cost, less depreciation thereof as limited above to
proceedings pursuant to the provisions of paragraph a of subdivision 1,
or less deduction as stated above for proceedings pursuant to paragraphs
b and c of subdivision 1. If the amount of damages shall exceed the
amount of such lawful indebtedness, the revocation shall not take effect
until an adequate appropriation has been made therefor and in such case
damages may be in like manner recovered in the Court of Claims.
7. The Attorney General at the request of the department may institute
appropriate actions or proceedings in the Supreme Court in any judicial
district of the state or in any court of competent jurisdiction to carry
into effect the resolution of the department revoking any license and to
remove from state property covered by the license, any licensee whose
license has been revoked.
Re-entry at expiration of the license period.
1. Upon the expiration of the original license period any and all
interest of the licensee in and to state property which is covered by
the license, together with any and all works and structures thereon,
shall vest in and become the property of the state free and clear of any
and all liens and encumbrances, provided, however, that the department
may at the time the license is granted, or at any later time during its
continuance, enter into an agreement with the licensee that an allowance
will be made to the licensee for and on account of improvements to
property of the state, or improvements the value of which is dependent
on the use of state property, for which in view of the rent paid the
licensee shall not have been compensated by the privilege of the
license, but such agreement must be made before the improvement for
which such allowance is to be made, is undertaken. If the amount of such
allowance exceeds the amount of indebtedness, which may be lawfully
incurred for such purposes without an appropriation, the time when such
property is vested in the state shall be postponed until an adequate
appropriation is made therefor. The allowance so made or to be made may
be by way of an extension of the license pursuant to an agreement
between the department and the licensee.
2. Any agreement with the licensee for an allowance on account of
improvements to property of the state or improvements the value of which
is dependent on the use of state property, shall not provide for an
allowance in excess of the reconstruction cost, less a deduction equal
to that portion, if any, of the aggregate income from the project, over
and above actual and reasonable expenses of operation, including
repairs, which shall exceed an amount equal to eight per centum per
annum, to the time that the state property is taken over by the state,
of the actual and reasonable cost to the licensee of the lands and
interests in lands, the actual and reasonable cost to the licensee of
the ways, means and works and the allowances made for organization and
development expenses.
Renewal and extension of licenses.
The department may renew an expiring license to the same licensee on
the same or different terms, or may renew the privilege from year to
year under such terms as may be agreed upon.
Prohibited diversions.
1. Unless a license has been obtained therefor under this title, or
the diversion of such waters is subject to the charging or imposition of
an equitable rental under this title, it shall be unlawful for any
person or public corporation who has been notified by the department to
desist from such conduct, to willfully take, divert, draw or make use
of, for power and/or other commercial or manufacturing purposes:
a. waters, or the bed or other real property required for the use of
such waters, in which the state has a proprietary right or interest;
b. boundary waters of the state concerning which the state has
jurisdiction over the diversion or interference with the flow of the
same for power purposes, solely or concurrently with any other
jurisdiction or owner of a proprietary right.
2. The use of such water, except when the right to the use thereof has
been acquired by means of a written license issued pursuant to the
provisions of title 17 of this article, or when the diversion of such
water is subject to the charging or imposition of an equitable rental
pursuant to the provisions of subdivision 1 of section 15-1719 of this
article, shall be prima facie evidence of the wilfulness of the taking,
drawing, diversion or use thereof and of the guilt of the person taking,
diverting or making use thereof.
False entries, statements or reports.
No person shall for the purpose of deceiving, make or cause to be made
any false entry in the books of accounts of a licensee, or for the
purpose of deceiving, make or cause to be made any false statement or
report in response to a request, order or direction from the department
for statements or reports under title 17 of this article.
Previous grantees not to divert waters without a license.
A person or corporation, other than a municipal corporation, claiming
or purporting to have, or to have had, by general or special act or
other grant from the state, the right to divert water from Lake Erie,
Niagara River or the boundary waters of the state, or to divert any
waters in which the state has a proprietary interest, or the successor
in interest of such a corporation, whether or not there has been or is
now an actual diversion of waters or development of power therewith
pursuant to such act or grant, may apply for a license under title 17 of
this article to divert such waters and shall not divert such waters
without having obtained such license, unless the diversion of such
waters is subject to the charging or imposition of an equitable rental
pursuant to the provisions of title 17 of this article, and shall
otherwise be subject to the provisions of title 17 of this article.
Right to amend and repeal reserved.
The right to alter, amend or repeal title 17 of this article is
expressly reserved, but substantial rights acquired pursuant to title 17
of this article shall not be lost or impaired by such repeal or
amendment.
TITLE 19 Drainage
Purpose.
To provide for the drainage of agricultural land to the end that it
may be made more productive, and in order to benefit the public health,
safety and welfare, the department shall possess the powers and exercise
the duties hereinafter prescribed in respect to drainage.
General provisions and definitions.
The following words and phrases used in this title 19, when not
otherwise specified, are defined or indicate procedure, as follows:
1. Filing. Wherever it is required that copies of maps and documents
be filed, certified copies thereof shall be filed in the offices of the
clerks of each county, town, city or incorporated village, any part of
which is included in the district or proposed district.
2. Recorded. Whenever it is required that any document be recorded,
the department shall send a certified copy thereof to the clerk of each
county, any part of which is included in the district or proposed
district, and it shall be the duty of such clerk thereupon to record
such document and to collect the legal fees therefor.
3. Costs. Whenever it is practicable so to do, the department shall
include in the cost of any surveys, maps, estimates, determinations of
enhancements, apportionments of cost or assessments made, or
construction, maintenance or repair work carried out, the cost of all
proceedings, hearings, notifications, filings, recordings, engineering,
legal and other services and expenses which may lawfully be incurred,
including the cost of acquisition of lands and rights of way, suits and
prosecutions.
4. Notice. Unless otherwise specified, notice of a hearing,
contemplated act or of an act performed shall be given as provided in
section 15-0903.
5. Assessment. As used in title 19 of this article the term assessment
shall mean the whole or any appropriate part of the procedure by which
the cost of any proceeding or construction project is made a legal
charge on certain properties. It may include the determination of
enhancements and apportionment of construction and other costs. It
includes similar proceedings once specified in earlier forms of title 19
of this article, or in former or other general and special laws with
regard to drainage.
6. Initiation of proceedings. It is the intent of title 19 of this
article that petition may be made to the department to make any survey
or investigation or do any work that may fall under the purposes of
title 19 of this article notwithstanding the special provisions hereof
and that, if it is advisable or advantageous so to do, more than one
procedure may be carried on at the same time or may be followed out with
respect to a part rather than the whole of the district. Should such
petition not fully conform as to subject matter with the following
sections, the department is empowered nevertheless to give the relief
desired by following the specified procedure as nearly as may be and to
assess the cost of such investigations or work on the properties
surveyed, investigated, appraised, included in an apportionment or
improved in such manner as may be found most equitable and to conform
most nearly with the specific provisions of title 19 of this article.
Any procedure under this title 19 which may be initiated by petition may
also be initiated by the department on its own motion. In such case the
department shall adopt an initiating resolution which shall have the
same force and effect as a petition.
7. Served by. A parcel of land is served by any ditch or structure
useful for the drainage thereof. Thus any ditch which actually drains
the parcel or which intercepts and carries away water which otherwise
would reach the parcel, or any ditches which carry water collected by
such drainage or intercepting ditches serve such parcel.
Drainage improvement districts.
1. Bodies corporate which shall consist of and be known as drainage
improvement districts may be created as herein provided to carry out the
purposes of title 19 of this article. Such drainage improvement
districts are declared to be public corporations and shall have
perpetual existence and the power to acquire, hold or sell such real
estate or other property as may be necessary, to sue or be sued, to
incur contract liabilities, to exercise the right of eminent domain, and
of assessment and taxation and to do all acts and exercise all powers
necessary to accomplish the purposes of title 19 of this article. Such
powers shall be exercised by and in the name of the district. The
governing body of the district shall be the department.
2. The debts, liabilities and obligations incurred by a drainage
improvement district shall in no event be construed as debts,
liabilities or obligations of the State of New York, and neither the
department, nor any member thereof in his individual capacity shall be
liable therefor. All drainage improvement districts heretofore formed
under the provisions of this chapter or its predecessor, the
Conservation Law, are hereby declared to be such bodies corporate and
all the provisions of title 19 of this article shall be applicable to
such drainage improvement districts.
3. Drainage improvement districts generally shall include all such
portions of a natural drainage basin as should be treated as one project
on the assumption that all lands in such basin needing drainage are to
be improved. The department may form a portion of such basin into a
district, on the assumption that the district may later be extended to
include the whole basin, but, in so far as may be possible, in that case
the district formed shall be so laid out that all lands which eventually
will drain into or be served by any part of the district works other
than the main drainage channel, shall be included therein. It is
intended that the boundaries of the district shall include all lands
which would be enhanced in value by the construction of complete
drainage works therefor and that land, the value of which will not be
enhanced, shall be excluded, but in order to simplify the boundaries of
the district certain relatively small areas of land not so enhanced may
be included on condition that they bear no part of the cost of any
improvement work.
Drainage improvement associations.
1. There shall be in each drainage improvement district an association
to be known by the name of the district, as ............. ............
Drainage Improvement Association. It shall be the object of this
association to represent the interests of its members in drainage
matters before the department and elsewhere and to serve as a channel of
communication between the members thereof and the department. Each owner
of land within the district, each lessee of such land and each person
who has contracted to purchase such land shall be a member of and shall
have an equal vote in the association. Such association may be formed
voluntarily as soon as the department has filed its first description of
the boundaries of the district. As soon as practicable after recording
the final order creating a district, the association, if already formed,
shall call a meeting of the members of the association and perfect a
permanent organization.
2. If no association has been formed, the department may call a
meeting for the purpose of forming such association and a representative
of the department shall preside thereat until a temporary chairman is
elected. Such association shall adopt by-laws for the transaction of
its business. The association shall choose from among its members a
president, secretary and executive committee and such other officers and
committees as the by-laws may provide. It shall be the duty of the
secretary to keep a list of the members and their addresses and to
furnish the department with copies of such list on request. The annual
meeting of the association shall be held during the month of February in
each year, at which meeting the officers shall be elected and the
association shall determine upon the drainage maintenance or
construction work desired during the ensuing year.
3. Immediately after the close of the annual meeting the secretary of
the association shall submit to the department a list of the names and
addresses of the officers for the year and, if there be such, petitions
setting forth the desires of the association and of the members thereof.
4. To defray the costs of the necessary meetings, the association may
collect dues or contributions from its members.
Entry upon lands, structures and waters; condemnation.
1. For carrying out the surveys and examinations required by title 19
of this article, the department may enter upon any lands, structures and
waters as in its judgment may be necessary, as provided by section
2. The department, its members, officers, employees and agents may
enter upon any lands, structures and waters necessary for the purposes
of title 19 of this article and may determine what rights in and to such
property are to be acquired therein. If the owner of any property to be
acquired, or on or over which an easement is needed for such improvement
shall agree with the department upon the sum to be paid therefor, or for
the right to use and occupy the same, or for any damages sustained, such
sum shall be paid as part of the necessary expense of the project.
3. If the department cannot agree with the owners upon the
compensation and damages to be paid for the property or easement to be
acquired, the department shall proceed to take the title thereto or the
required rights therein under the provisions of the eminent domain
procedure law.
4. Whenever a construction project affects a ditch or channel which
has been constructed and in use for twenty years and upwards such use
and operation shall be conclusive evidence that a right of way therefor
and all rights in the premises through which it passes, which are
necessary and incident to the perpetual maintenance thereof, were duly
obtained when such ditch or channel was constructed. All real property
acquired by a drainage improvement district shall be exempt from
taxation.
Petition for formation of district.
1. Any three or more persons possessing swamp, bog, pond, meadow, or
other low or wet lands or any lands in the vicinity thereof, or any
public corporation in which such lands are located, or in the vicinity
of such lands, may present to the department a verified petition praying
for the formation of a drainage improvement district.
2. Such petition shall set forth:
a. The proposed name of such district, as the ..................
Drainage Improvement District.
b. The facts showing that the swamp, bog, pond, meadow or other low or
wet lands are a menance to the public health, safety or welfare and that
it is necessary for the conservation of the public health, safety or
welfare to drain or improve such lands by the construction of such
drains, ditches, channels, dams, dikes or other works, through or upon
such lands or through or upon the lands of others, so far as necessary
for any or all of such purposes.
c. A general description of the lands to be included in the proposed
district.
d. A general statement of the benefits which will inure from the
formation of such district and the drainage of such lands.
Proceedings on petition.
1. On receipt of a petition for the formation of a district the
department shall make such preliminary investigation of the proposed
district as it may find to be suitable and prepare a report thereon.
Such report shall describe tentative boundaries for the district, shall
contain a preliminary discussion of the present conditions, possible
measures of relief, approximate cost of necessary drainage works,
possible benefits and advantages therefrom, shall give an estimate of
the cost of the surveys and all proceedings necessary for and including
final fixation of boundaries of the district and shall set forth the
recommendations of the department with regard to the formation of the
proposed district.
2. Such report shall be filed and notice of such filing and of a
hearing thereon given. Such notice, among other things, shall state the
estimated cost of the surveys and all proceedings necessary for and
including final fixation of boundaries of the district and that, should
such proceedings be fully or partially completed, such cost will be
assessed in one year upon the lands in the district at a uniform amount
per acre of such lands.
Proceedings for formation of district.
1. At the hearing the department shall hear all persons affected by
the formation of the proposed district. The department may change the
tentative boundaries of the proposed district, but in that case a new
hearing shall be held thereon after due notice thereof.
2. After the final hearing the department shall determine whether or
not the tentative boundaries as described include all the lands which
should be included in the district and exclude as far as is reasonably
possible all lands which will not be benefited by drainage; whether or
not the lands included therein will be made more productive by drainage,
the public health, safety or welfare will be benefited thereby and it
will be to the public interest to form the drainage improvement district
and carry out further proceedings for final fixation of boundaries or
whether the application should be rejected. It shall embody such
determination and disposition of the case in a written order, which
shall be filed and notice of such filing given.
3. If the decision is favorable, such order shall declare the district
to be formed and shall direct the making of surveys and the taking of
the remainder of the proceedings for final fixation of boundaries for
the district all as provided by sections 15-1917 to 15-1927, inclusive.
Thereupon the order may be reviewed as provided by section 15-0905, and
in due course shall be recorded.
4. The district shall be held to have been formed on the date of such
order, but such formation shall not be effective until such order, as
made or modified on review, shall have been recorded.
Surveys and maps.
1. The department may proceed to make such survey of the district as
may be found to be necessary. It shall prepare maps of such district
showing natural and artificial features as may be needed, the boundaries
of the district, the boundaries and area of each parcel of land in the
district together with the name of the owner thereof so far as the same
readily may be ascertained. When a parcel is intersected by a county,
town, village or city line, the area in each such political subdivision
shall be given. Each parcel of land or each subdivision thereof shall be
designated by a number. In the course of the proceeding further
subdivision of parcels may be made if necessary or convenient.
2. The department may then determine the enhancement accruing to each
such parcel due to drainage as provided in sections 15-1919 and 15-1921,
prepare designs and estimates for drainage works as provided in section
15-1923, prepare a general apportionment of cost as provided in section
15-1925 and 15-1927, and fix the final boundaries of the district as
provided in section 15-1927.
Drainage enhancements.
1. For the purpose of making apportionments of the cost of future
drainage construction, allowing credits for such construction already
completed, determining the economic feasibility of a contemplated
construction project and for other purposes, there shall be determined
for each parcel of land in a district what is called the drainage
enhancement for such parcel.
2. Drainage enhancement is a special form of assessed valuation made
for the purposes of title 19 of this article and used only as such.
Such enhancement is determined solely on the basis of estimated land
value without consideration of certain specified conditions and is not
dependent on or made in connection with any specific drainage
construction project, completed or proposed. The drainage enhancement of
any parcel of land is the increase in the value of such parcel which, on
the basis of prices of land locally current at the time the
determination is made, will occur as the result of improving that parcel
by drainage works from its original undrained condition to the maximum
condition of drainage which is practical. It is the maximum benefit
which can inure to an undrained parcel by drainage to the practical
limit, is the measure for the apportionment of the cost of such complete
drainage construction and, as among other parcels, is the relative
measure of benefits resulting from the construction of works giving a
less complete drainage. Such enhancement, once determined, will remain
fixed until such time as a general change in local land values is
experienced.
3. The value of each parcel shall be determined (a) on the assumption
that no drainage work has ever been done in the district and (b) on the
assumption that the land is drained to the maximum practical extent.
The difference is the drainage enhancement. In making these
determinations it shall be assumed in both instances that the land is
devoted to the highest use for which it will be fitted by drainage
regardless of the fact that it may have to be cleared or otherwise
prepared for such use, unless it can be shown that drainage will affect
the cost of such clearing and preparation in which case due allowance
shall be made therefor. If a parcel contains lands of different values
it may be subdivided and the enhancement determined for each
subdivision.
4. The department may appoint persons as assessors to assist in the
determination of such drainage enhancements.
5. These "drainage enhancements" are the same as the "benefits due to
drainage" specified in earlier forms of article VIII of the Conservation
Law, and "drainage enhancements" specified in article V of the
Conservation Law as it read on the date of the enactment of the present
chapter, and any such "benefits" heretofore determined shall remain
unchanged by this amendment, but shall, after this article takes effect,
be known and used as "enhancements."
Proceedings on enhancements.
1. The drainage enhancements shall be set forth in a statement signed
by the department, which together with the map of the district shall be
filed and notice of a hearing thereon at which grievances will be heard
shall be given. At such hearing objectors shall be heard as to the
property lines shown on the maps and the drainage enhancements shown on
the statement thereof.
2. After the close of the hearing the department may amend both maps
and statement, adopt the statement in final form and shall file such
amended maps and final statement and give notice of such filing.
Thereupon such amended maps and final statement shall be recorded when
and as provided in section 15-1927.
Plans and estimates.
The department may make a study of the works necessary to drain the
district and prepare maps, plans, estimates and reports showing a
complete system of drainage therefor, the estimated cost of the various
ditches and other works and parts thereof and the boundaries of the land
which will be served by and therefor should contribute to the cost of
each structure. These estimates of costs shall be made on the assumption
that no drainage work has ever been done in the district. In addition
the department may show on the plans any drainage work which has
heretofore been done in the district, may estimate the cost of those
works on the same basis used for the estimate of the cost of the
proposed system and in similar manner may determine the boundaries of
the land served by the existing ditches.
General apportionment of cost.
1. A general apportionment of the cost of the complete system of
drainage shall be made as herein described. The total cost determined
under the provisions of section 15-1923 shall be equitably apportioned
on the various parcels of land in the district and on such public
corporations as the department may find to be justly chargeable with a
part of such cost in addition to what might be apportioned to them as
owners of property in the district. Such charge on a public corporation
shall be expressed as a percentage of the whole cost and only the
remaining percentage of the cost shall be apportioned on the individual
properties.
2. The general theory of such apportionment shall be that any parcel
using or served by any ditch or part of a ditch shall share in the cost
of that ditch or part and that share shall be in proportion to the
drainage enhancement of that parcel already determined as set forth in
section 15-1919 as compared with the sum of such drainage enhancements
of all the parcels using or served by the same ditch or part of a ditch,
but such strict rule may be modified should it lead to inequitable
results.
3. The department may divide the whole drainage system into individual
ditches and appropriate parts of ditches, estimate for each ditch or
part the total cost thereof, determine the boundaries of the lands which
would use or be served by that ditch or part, subdivide the previously
determined drainage enhancement of each parcel which may be subdivided
by such boundaries and apportion the total cost of each ditch or part of
a ditch accordingly. Finally all amounts apportioned to any one parcel
shall be added together and compared with the drainage enhancement of
that parcel. Should the total cost apportioned to any parcel exceed the
drainage enhancement of that parcel, the design of the drainage system
or the boundaries of the district shall be changed in such manner that
for no parcel shall the costs exceed the enhancements. The department
may make a similar apportionment of the cost determined under the
provisions of section 15-1923 for such drainage works heretofore done
which in its opinion are useful and may be incorporated into the
complete system of drainage.
Proceedings on general apportionment of costs and final
fixation of boundaries.
1. The department shall prepare and sign a statement of the general
apportionment of cost and shall file it together with the maps, reports
and estimates on which it was based and shall give notice of a hearing
thereon. At the hearing the department shall consider and hear
objections to the various matters covered by sections 15-1923 and
2. After the hearing the department shall make such revisions as it
may find to be proper, shall adopt the maps, plans, estimates,
boundaries and general apportionment in final form, shall file such
papers and give notice of such filing. Such general apportionment in
final form shall include an order fixing the final boundaries of the
district. Thereupon these matters may be reviewed as provided by section
15-0905 and, if not so reviewed within sixty days after date of filing,
such apportionment shall be final and conclusive and shall be recorded
together with the final statement of drainage enhancements. Thereafter
such apportionment in final form and the boundaries of the district
shall be fixed and determined. At the same time or as a separate
proceeding the apportionment of the cost of older drainage work may be
considered, heard, reviewed and recorded in like manner.
3. Thereafter all costs incurred by the department for surveys and all
proceedings necessary for and including final fixation of boundaries of
the district shall be apportioned on all parcels of land included in
such district in proportion to the areas of such parcels of land and
shall be collected on one assessment roll. Should the proceedings
necessary for and including final fixation of boundaries of a district
for any reason be abandoned or discontinued such costs shall,
notwithstanding such action, be assessed on and collected from the lands
within the boundaries of the district as fixed at the time of such
abandonment or discontinuance as herein provided.
Corrections and revisions of statements of enhancements.
Should it be found necessary to correct or to revise any statements of
enhancements due to drainage, general apportionment of cost, general
plan for drainage works, estimates of cost of drainage works, boundaries
of districts, boundaries of lands assessable for various portions of the
work or any other matter above treated, such corrections and revisions
may be made either upon petition or on motion of the department by
following the procedure for each case as above set forth in so far as it
can be made to apply.
Procedure for authorization of construction.
1. Petition may at any time after the final fixation of boundaries of
a drainage improvement district be filed with the department asking that
all or a part of the proposed drainage system be constructed. If the
work desired is not shown on the plans filed or differs from that so
shown or if the cost of the work shall have changed, the department
shall on request of the association or of the executive committee
thereof make plans of such work, estimate the cost thereof and make
tentative determination of the lands on which the cost of such work
should be apportioned, making suitable subdivision of parcels and the
enhancements thereto, if necessary.
2. Such petition must be in writing, signed and acknowledged in the
manner of a deed to be recorded, by a majority of the owners of the
property to share in the cost of the work and representing at least half
of the total of the drainage enhancements of such property as shown by
the recorded statement of enhancements, with subdivision of parcels made
as above. The petition shall specify what part or parts of the work it
is desired shall be built and the estimated cost thereof as the
department may have determined.
3. On receipt of such petition the department shall prepare a
description of the proposed work and a special apportionment of the cost
thereof, shall file such statement and apportionment and, after due
notice, shall hold a hearing thereon. Thereafter the department shall
determine as to whether or not it is to the public interest to proceed
with the work. The department may approve or reject the application or
modify it and, if necessary, return it for further signatures or require
a new petition to be filed in lieu thereof.
4. If the application is approved the approving order shall fix the
boundaries of the land on which the cost is to be apportioned and the
apportionment of such cost in final form shall be attached thereto.
Certified copies of the order and apportionment in final form shall be
filed and notice of such filing given. Thereupon such order and
apportionment may be reviewed as provided by section 15-0905 and in due
course shall be recorded.
Construction.
1. In general all construction work shall be done by contract, but in
the event that the estimated cost of such work or of a specified portion
thereof shall not exceed the sum of twenty-five thousand dollars, the
department may, on the recommendation of the Commissioner of
Transportation, authorize the Commissioner of Transportation to do such
work or part of such work by days' work under his direction.
2. All costs of supervision and inspection of construction work, costs
of making surveys, plans and estimates in connection therewith and the
costs of taking title to property and any other costs which may be
incurred in connection with or incidental to such work shall be
considered a part of the cost of such improvement.
Contracts.
1. The department may prepare contracts, plans and specifications for
doing such work and furnishing the necessary materials. The work may be
divided into several parts and a separate contract let for each. Each
contract shall contain a provision that no extra or unspecified work
shall be certified for payment unless such work is done pursuant to
written order of the department. The form of such contract shall be
approved by the Attorney General. Contracts shall be executed in
triplicate by the department on behalf of the district.
2. Bids or proposals for any such contract work shall be called for by
publishing a notice thereof once a week for two successive weeks in a
newspaper published in each county affected by the proposed works, which
the department shall select, and in such other papers as the department
shall direct. The advertisements shall be limited to a brief description
of the work proposed to be let with an announcement stating where the
maps, plans and specifications are on exhibition, of the terms and
conditions under which bids will be received, the time and place when
the same will be opened and such other matters as may be necessary to
carry out the provisions of title 19 of this article.
3. The Department of Transportation is authorized to furnish copies of
such contract plans and specifications to prospective bidders at a price
which it shall find to be reasonable. Every bid or proposal must be in
writing and be accompanied by a money deposit in the form of a draft or
certified check upon some national or state bank or trust company within
the state in good credit and payable at sight to the department for five
per cent of the total amount of the proposal. In case the proposer to
whom such contract shall be awarded shall fail or refuse to enter into
such contract within the time fixed by the department, such a deposit
shall be forfeited to the department and paid by it into the drainage
improvement district fund; otherwise such deposits shall be returned.
4. The proposals received pursuant to the advertisement shall be
publicly opened and read at the time and place designated. The
department may reject any or all bids and readvertise and award the
contract in the manner herein provided whenever in its judgment the
interests of the district will be benefited thereby. No contract, the
total of which exceeds by more than ten per cent the gross cost of the
work as estimated by the department, shall be awarded. The contract
shall be entered into with the person who shall offer to do and perform
the same at the lowest price and who will give adequate security for the
faithful and complete performance of the contract. Such security shall
be approved as to character and sufficiency by the department and as to
form by the Attorney General and shall be at least ten per cent of the
amount of the estimated cost of the work according to the contract
price.
5. If in the judgment of the department, the work upon any contract is
not being performed according to the contract, or for the best interests
of the district, it shall have power to suspend or stop the work under
such contract while it is in progress and it shall thereupon become the
duty of the department to complete the same in such manner as will
accord with the contract specifications and be for the best interests of
the district, or the contract may be cancelled and readvertised and
relet in the same manner above prescribed and any excess in the cost of
completing the contract beyond the price for which the same was
originally awarded shall be chargeable to and paid by the contractor
failing to perform the work. Partial payments for work actually done may
be provided for in the contracts and paid in the manner hereinbefore
provided to an amount not to exceed ninety per cent of the contract
price. The payments due on account of any such contracts, or for
necessary expense or work in connection therewith, shall be paid from
the drainage improvement district fund as hereinafter provided.
Operation and maintenance.
1. The care, operation and maintenance of the drainage works in a
drainage improvement district shall be subject to the control and
supervision of the department. It shall be the duty of the department,
within the limit of the funds made available for that purpose, to
maintain the drainage works in the district in serviceable condition.
2. The drainage association shall consider and make recommendations
with regard to extensions and maintenance work annually and the
department may make recommendations with regard thereto to be submitted
to the association for discussion.
3. For such maintenance work the department is authorized to hire
employees, purchase or rent land, buildings, tools, machinery or
supplies, to let work by contract or to carry out projects by day labor.
4. The procedure to be followed for the authorization, financing and
assessment of the cost of such work purchases shall be that specified in
sections 15-1941 or 15-1943, whichever is applicable, or the proceedings
may be initiated by the department of its own motion. In cases where a
permanent maintenance or operating force is necessary, the department
may annually prepare a maintenance budget which shall be treated as a
repair project under section 15-1943.
Special apportionment of cost.
1. The special apportionment of the cost of a construction project, be
it new construction, enlargement, repair or maintenance, must be based
on the benefits derived from the work. This will conform to that part of
the general apportionment applicable to the particular ditch or part of
a ditch under consideration unless the department shall determine
otherwise. It is the intent of title 19 of this article that in the
interest of justice and equity and best to meet the needs and desires of
the owners of the property affected, the department may exercise some
latitude in the application of the rules herein set forth and, without
excluding other departures therefrom, the following are required or
authorized:
a. If a parcel previously has been assessed for drainage improvements
which will continue to be useful for the drainage thereof due allowance
shall be made therefor. The apportionment of the cost of previous work,
already made, will be used for this purpose, but may be modified to give
due consideration to actual records of cost, if such can be discovered.
If the present owner of such parcel has contributed labor, materials, or
money to any such drainage work the department may make such allowances
therefor as it finds to be just and proper.
b. If any parcel is uncleared or otherwise not immediately fit for the
raising of crops, the department may make a reasonable adjustment based
on the minimum time required with all due diligence to fit such parcel
for such use.
2. Except by special request of the owner the capital cost of all past
and future work serving a parcel shall not exceed the total drainage
enhancement of that parcel.
3. Any ditch may on due petition therefor be excavated to less than
full size if certain groups of properties eventually to be served by it
do not desire at that time to share in the cost thereof. In that case it
shall be unlawful for such properties to be drained until the owners
thereof have had suitable enlargements of the outlet ditches made at
their expense. If the petition shall so ask, a ditch, in the cost of
which only a part of the properties eventually to be served asked to
participate, may be made to full dimensions and the cost apportioned on
the participating lands only, provided that the petition clearly so
states and is signed by at least two-thirds of the owners of the lands
to share in the cost representing at least two-thirds of the total
enhancements to such lands. In that case the lands not sharing in the
cost shall not be drained until the owners thereof have asked that their
share of the cost be apportioned to them and such apportionment has been
made as provided above and the department shall have made suitable
provision for reimbursement or credit to the persons at that time owning
the property which bore the cost of such improvement in the first
instance.
4. The costs of making such special apportionment of cost and
proceedings thereupon shall be included in the cost of the work, or
should the work be delayed or not carried out, they shall be assessed on
one assessment roll on the participating lands in accordance with the
apportionment made.
Major repairs of drainage works.
1. Major repairs, alterations, extensions and improvements of drainage
works for a drainage improvement district may be made by the department
on petition therefor and after procedure thereon similar to that
specified in section 15-1931 for original construction. If additional
surveys are required, they may be authorized as provided in sections
15-1911, 15-1913, 15-1915 and 15-1917, except that the cost of surveys
and other expenses may be included in the cost of the improvement and
assessed on the properties to be served thereby in accordance with the
apportionment of cost of the repairs.
2. Except where the department shall otherwise determine, the cost of
improvements and repairs to a ditch already built under the provisions
of title 19 of this article, or of any former drainage laws, shall be
apportioned in the same manner as the original cost was apportioned, but
the department may make a new apportionment by following the procedure
above specified.
Minor repairs in drainage districts.
1. Application for the repair, enlargement or cleaning out of any
ditch originally constructed or repaired by assessment under the
provisions of title 19 of this article, or any former general or special
drainage laws, if within a drainage improvement district and if the
total cost thereof shall not exceed two per cent of the total of the
drainage enhancements of all parcels served by such ditch, may be made
by any three or more persons liable to be assessed therefor. Such
application shall be made by written petition, verified by at least one
of the signers thereof, setting forth the work desired, the estimated
cost thereof and the need therefor.
2. On receipt of such petition the department shall cause an
examination to be made of such ditch or ditches, an estimate of the cost
of such repairs and improvements and a special apportionment of the cost
thereof to be prepared, and shall file a statement of these matters.
Thereafter, after due notice, the department shall hear all interested
parties with regard thereto. The filing of written objections shall not
be required. If after the hearing the department shall determine that
the work can be done under this section, is necessary and is desired by
the owners of the lands involved, it may proceed to make such repairs or
enlargements. The cost of such repairs and expenses of the hearing and
examination generally shall be apportioned upon the properties served by
the work in accordance with the general or a previous special
apportionment of the cost of such ditch or part of a ditch.
3. If the department shall find that changes should be made in the
apportionment, or, for any other reason, that the work should not be
done under the provisions of this section, it may so specify in its
order, giving its reasons therefor, and return the case to the
applicants for further petition. Money to pay for such work shall be
raised pursuant to the Local Finance Law and as elsewhere herein
provided. The whole cost of such work shall be collected within not to
exceed three years from the date of completion of the project as may be
determined by the department.
Minor repairs in existing drainage ditches.
1. Repairs of a minor nature may be made to ditches heretofore
constructed by assessment under the former drainage law, or the laws
from which it was derived or under the provisions of this or any other
general or special law by following the procedure set forth in section
15-1943 so far as it is applicable. The total cost of such repairs shall
not exceed the sum of five thousand dollars on any one ditch for work
done under one proceeding. The cost of such work shall be paid for out
of the drainage fund provided by section 15-1957 hereof.
2. When such repairs or enlargements shall be finished, it shall be
the duty of the department to make up an itemized account of the cost
incurred in the making of such repairs or enlargements and to file the
same as provided in section 15-1955 and such cost shall thereafter be
assessed and collected within not to exceed three years as therein
provided and as further provided herein. The expenses of such repairs
and enlargements shall be apportioned among the premises to which were
originally apportioned the cost of construction of such ditch or
ditches, as shown by the apportionment made for such original
construction and filed in the county clerk's office or elsewhere
according to the valuation thereof on the last completed assessment roll
or the drainage enhancements thereof, if such have been determined.
3. In case any public corporations have contributed to the
construction of such ditch or ditches, such public corporations shall be
liable for the repair or enlargement of the ditch or ditches, in the
same proportion that they were originally assessed for the construction
of the same, which shall also be levied and collected out of the taxable
inhabitants of such public corporation in the same manner that other
taxes are levied and collected in the corporation.
Unlawful interference with drainage works.
1. It shall be unlawful for any person to divert water from its
natural watershed in such manner that it flows into a drainage district,
or so to divert water in a drainage district as to prevent it from
following the course laid out for such water by the department and cause
it to flow into any stream, ditch or ditches into which it does not
naturally or was not designed to flow.
2. It shall be unlawful for any person without authorization to
interfere with, fill up, alter or change any drainage ditch or other
structure constructed under the provisions of title 19 of this article
or lawfully constructed under the provisions of the conservation or the
drainage laws or any other general or special statutes, or without
authorization to open or close gates or other regulating works in
connection therewith or to construct unauthorized ditches or drains or
other interference. This shall not be held to prevent the private
construction of drainage works within a district, provided that such
construction is done in accordance with plans approved by the department
and with its written consent.
3. It shall be unlawful to build or maintain across or in such
drainage ditch any bridge or culvert which unduly impedes the flow of
water in such ditch. No bridge or culvert across or in any drainage
channel or ditch within or without a drainage district and necessary to
the proper drainage thereof, shall hereafter be built, rebuilt or
altered by any person or authority except with the written consent and
approval of the department.
Removal of beaver.
In the event that any drainage improvement district is inhabited by or
is invaded by beaver and the work of those animals interferes with the
proper operation of the drainage system, the commissioner may cause such
beaver to be removed or destroyed as he shall determine.
Financing of improvements.
1. For defraying the costs of all proceedings, surveys, studies and
construction projects authorized by any section of title 19 of this
article, the department may raise funds pursuant to the Local Finance
Law. Such funds may not be borrowed unless the proceedings authorizing
such expenditures have become final.
2. In addition the department is authorized in the name of the
district to apply for, receive and expend funds or services which may be
granted or contributed for the purpose by the federal government or
other public authorities or by private persons or organizations.
Obligations issued for such purpose shall not be construed in any event
as obligations or indebtedness of the state, and neither the state, the
department or any member thereof personally shall be obligated to pay
the principal or interest therefor. Bonds issued for such purpose shall
be lawful investments for savings banks, trust companies, executors and
trustees and for any of the funds of the state which by law may be
invested.
3. The proceeds of such bonds shall be deposited in a national or
state bank or trust company either in Albany or in one of the counties
in which such improvement is made, to be designated by the Comptroller.
Before any such deposit is made, the Comptroller shall require from the
depository security for the repayment of the same to the department upon
demand of the moneys so deposited in the manner provided in section 106
of the State Finance Law.
Drainage improvement district fund.
Moneys received under the provisions of title 19 of this article shall
constitute a fund to be known as the drainage improvement district fund,
and the portion thereof applicable to each improvement shall be
separately kept by the Comptroller, and the Comptroller is authorized
and directed to pay therefrom the principal and interest of such
obligations as the same mature and become payable by the terms thereof,
and the costs and expenses of such improvement and the maintenance
thereof upon the order of the department or the authorized officer
thereof.
Proceedings for assessment and collection of cost.
1. Except as otherwise provided by law, all costs and expenses
necessary for the formation, improvement and maintenance of a drainage
improvement district shall be met from funds collected from the owners
of lands benefited or affected or from public corporations as provided
in title 19 of this article. The fiscal year shall start on the first
day of July.
2. On or before the first day of July each year the department shall
prepare and file for each existing or proposed district having
outstanding indebtedness or for which the borrowing of money has been
authorized, an itemized statement of the amounts that must be collected
on the tax roll to be prepared that year to meet the fiscal obligations
of the district for the following fiscal year, including retirement of
outstanding or contemplated evidences of indebtedness, interest thereon,
repayments to the drainage fund and all other costs of whatever name or
nature. Such statement shall set forth separately each project or parts
of a project or other items in such manner as to facilitate the
preparation of the tax rolls as herein provided. The total of each such
item shall further be subdivided to show the amount thereof to be paid
by each county, town, city or village and the amount to be levied on the
individual properties. This last amount shall be further subdivided to
show the total amount to be levied and collected in each county, town,
city or village, all as previously determined by the department.
3. Such statement shall be approved as to the various amounts by the
Comptroller. Certified copies of each statement shall be filed with the
Comptroller, with the clerk of the county legislative body, or such
other similar official as shall have been designated by the county
legislative body, the clerk of each town and the clerk of each city or
village affected thereby.
4. The amount shown on each statement to be due from any county, town,
city or village shall be by such municipality assessed, levied and
collected in the same manner as provided by law with reference to
general taxes and paid to the treasurer of the county, who shall
forthwith forward the same to the Comptroller to be paid by him into the
drainage improvement district fund applicable to such district or
proposed district or into the drainage fund. That portion of each such
item which is to be levied on the individual properties in any town or
city shall be handled as follows. The appropriate board of assessors
shall ascertain from the maps filed and apportionment of cost filed or
recorded, the various parcels liable for any part of such item and shall
enter in appropriate columns in the annual assessment roll before the
delivery thereof to the county legislative body the number of each such
parcel, the name of the owner as far as the same can be ascertained by
the assessors and the figure to be used in determining the amount to be
borne by each parcel, be it area, enhancements, modified enhancements,
assessed valuation or percentage, all as shown by the above-mentioned
maps or statements. Should a parcel have been subdivided, each division
shall be so entered separately and the area, enhancement or other
figures shall be subdivided accordingly by the assessors.
5. The county legislative body shall each year, at the time the annual
tax levy is made, levy upon each separate parcel so shown on the
assessment rolls an amount which shall bear the same relation to the
total to be collected as shown by the annual statement as the area,
enhancement or similar figure assigned to that parcel bears to the total
of all such areas, enhancements or similar figures. Should the board of
supervisors discover errors in the work of the assessors, they hereby
are specifically empowered to correct the same so that the full amount
shown by the annual statement of the department shall be assessed upon
the properties liable therefor and it shall be the duty of the assessors
to aid the county legislative body in making such corrections.
6. The amount so levied shall be collected and shall be a like lien as
general taxes until the amount thereof is paid to the county treasurer,
superior in force and effect to all other liens except unpaid general
taxes, provided, however, that the collection of such tax shall be
enforced only by sale of the land or property assessed. On or before the
first day of June in each year the county treasurer shall pay the amount
so to be raised in his county, as shown by the annual statement of the
department of the previous year, to the Comptroller who shall pay the
same into the drainage improvement district fund or into the drainage
fund as the case may be. The tax collectors and county treasurers
collecting and paying such taxes to the Comptroller shall be governed by
and have all the powers specified in the Real Property Tax Law, which
formerly were specified in articles 4 and 7 of the Tax Law for the
collection of taxes and sale of property by county treasurers for unpaid
taxes and redemption of lands.
Drainage fund.
1. The Comptroller shall designate a depository or depositories for
receiving all moneys provided for the repair or enlargement of the
ditches or channels specified in section 15-1945. The fund thus created
shall be known as "the drainage fund." Before any such deposit shall be
received by any such depository, such depository shall execute and file
with the Comptroller a bond in such penal sum, with such sureties and
upon such conditions as shall be approved by the Comptroller.
2. The department is hereby authorized and empowered to enlarge and
repair such ditches or channels in accordance with the procedure
prescribed by that section and to pay the costs thereof from the
drainage fund herein created. All moneys received pursuant to section
15-1945 shall be deposited by the comptroller to the credit of such
drainage fund. At the time of any such deposit, the department shall
send to the Comptroller an original duplicate of the deposit slip,
together with a statement of the amount and by whom paid. The moneys of
the drainage fund shall be paid out by the Comptroller on the order of
the department or the authorized officer thereof.
3. The drainage fund may also be used to defray the costs of surveys,
determination of enhancements, apportionment of costs or similar matters
in a district or for maintenance of ditches and minor repairs thereto in
a district in lieu of raising the necessary funds pursuant to the Local
Finance Law, provided, however, that no such proceeding or project shall
cost more than five thousand dollars. Any moneys so advanced from this
fund shall be repaid to it by the Comptroller as soon as they are
collected and paid to him by the county treasurer.
Corrections and revisions of assessments, determinations of
drainage enhancements and apportionment of costs.
1. In the event that obvious errors or discrepancies should be
discovered in any assessment, determination of drainage enhancements or
general or special apportionments of cost, the department may correct
the same by filing corrected copies of the statement of such assessment,
determination or apportionments and following the procedure specified in
title 19 of this article.
2. Should such corrections be made, the county legislative body is
empowered to levy additional sums on or to give credit to certain
parcels to the end that the amount collected from each parcel shall be
what it should have been had an error not been made. The county
legislative body is also empowered to apply to the department for an
adjustment of assessments among the various parts into which an original
parcel may have subdivided.
3. The department shall file and record its findings in such cases as
amendments to the original or corrected assessments, and shall give
notice to the parties affected, but need hold no hearing thereon unless
such hearing be demanded by a party affected within ten days after
notice is given.
4. None of the above proceedings shall be held to reopen a
determination of enhancements or an apportionment of cost, except as to
the particular matter involved. Should the department at any time find
that a former assessment, determination or apportionment appears with
the lapse of time or in the light of new knowledge and experience to
have become inequitable, it may so declare by written order and proceed
to review the whole matter by following the full procedure laid down in
whichever one of the following sections is appropriate: 15-1919,
15-1925, 15-1937 or 15-1939.
Drainage district with federal aid.
1. In the event that any agency of the government of the United States
shall be willing to perform, direct or finance any work for the drainage
and reclamation of any swamp, bog, pond, meadow or other low or wet
lands in the state in such manner that the greater part of the cost of
such work shall be paid by such government, the department shall have
power to form a drainage improvement district including the lands so to
be drained and improved by following the procedure set forth in sections
15-1963 to 15-1967 inclusive, hereinafter referred to as the federal aid
sections, in lieu of the procedure specified in the preceding sections
of title 19 of this article.
2. It is the intent of these federal aid sections to facilitate the
carrying out of such projects by permitting changes in the normal
sequence of doing the various acts specified in the preceding sections,
but, except as specifically authorized, not to permit changes in the
manner of doing each act or in the conditions on which such act is
based.
Formation of district with federal aid.
1. The department may proceed of its own motion to form such district
and to authorize the proposed work as though petitions therefor had been
filed as provided in sections 15-1911 and 15-1913 or 15-1931. It may
negotiate with the federal government, investigate the proposed
district, study such plans of and reports on the proposed improvement as
it may find to be available and shall prepare a written report thereon
describing the proposed district, the proposed work, the fixation of the
district boundaries, giving estimates of the cost of the various parts
of the work which may be a charge against the state or the property
owners in the district and including a determination of enhancements and
an apportionment of costs of such a project. Such report shall be filed
and notice of such filing and of a hearing thereon given as provided in
sections 15-0903, 15-1913 and 15-1931.
2. After the final hearing the department shall determine whether it
is to the public interest to form the district and to proceed with the
work and, in general terms, what lands will be benefited thereby. These
matters shall be embodied in a written order, which shall, if the action
is favorable, form the district, authorize entry into agreements with
agencies of the federal government and the doing of whatever is needful
to carry out the project, all as elsewhere specified in title 19 of this
article. Certified copies of the determination and order shall be filed
and notice of such filing given. Thereupon such determination may be
reviewed as provided by section 15-0905, except that the proceedings for
such review must be initiated not later than ten days after such
filings; otherwise such determination shall be considered final and
conclusive and in due course it shall be recorded. The district shall be
held to have been formed on the date of such final order, but such
formation shall not be effective until such order shall have been
recorded.
Construction project.
As soon as the formation of the district becomes effective, the
department shall have full power to enter into agreements with the
proper officials of the federal government or of other agencies of the
state, to acquire or appropriate lands and rights in lands, including
sites for camps and appurtenant facilities, access roads, borrow pits,
quarries, spoil banks and all other necessary and proper matters, to
incur contractual obligations, to purchase supplies and materials, to
employ the necessary personnel and generally to do whatever is necessary
to carry out the proposed project or projects.
Changes in project.
After such district is formed and the original federal project
authorized, major changes in such project, additional federal projects
or changes in district boundaries necessitated by such federal projects
may be authorized or made by following the pertinent portions of the
Transfer of property and discontinuance of district.
Whenever a drainage improvement district created pursuant to this
article and lying wholly within a county small watershed protection
district established pursuant to article 5-D of the County Law has no
outstanding debts, liabilities and obligations, the department as the
governing body of such drainage improvement district, if it determines
after public hearing that the public interest would be served thereby,
is hereby authorized to convey, upon such terms and conditions and for
such consideration as it may deem adequate, if any, all or any part of
the real estate or an easement or easements therein, or other property
of such drainage improvement district to such county small watershed
protection district. Whenever all of the real property and other
property is conveyed as authorized herein, such drainage improvement
district and the drainage improvement association within such district
shall immediately cease to exist, and any and all functions, powers and
duties previously possessed, performed and exercised by either of them
shall be terminated.
Drainage section association; definitions.
The following words and phrases, unless otherwise specified, are
defined as follows:
1. A "drainage section" shall mean an area, of drainable acreage, as
described in articles of association which have been filed and recorded
as authorized by section 15-1975.
2. "Drainable acreage" shall mean that part of an owner's swamp, bog,
pond, meadow or other low or wet agricultural lands, which will be
drained by a drainage system as authorized by this title 19 to increase
its productivity or otherwise render it more available for agricultural
purposes, or in order to benefit the public health, safety and welfare.
3. "Aggregate drainable acreage" shall mean the total drainable
acreage owned by all owners who execute articles of association
authorized by this title 19.
4. "Owner" shall mean a person other than a municipal or public
corporation, who or which is the owner in fee of drainable acreage and
who or which executes the articles of association.
Drainage section association; creation.
Three or more owners of drainable acreage may form a drainage section
association by executing and recording articles of association as
hereinafter provided.
Articles of association; recording and filing.
1. The articles of association shall be signed by all owners as listed
therein and shall be acknowledged in the form now or hereafter required
for the recording of a deed of real property. If there be more than one
owner of a separate parcel of drainable acreage, the articles of
association shall be signed and acknowledged by each owner thereof. The
articles of association shall set forth:
a. The name and address of each owner.
b. The name of the proposed association, such as
the.................Drainage Section Association.
c. The designation of two of the owners to act as temporary president
and temporary secretary until the first annual meeting of the
association.
d. The location and amount of drainable acreage as determined and
owned by each owner and a brief description of the parcel or parcels if
there be more than one, of drainable acreage owned by each.
e. The facts showing the necessity for the proposed drainage.
f. A description of the proposed drainage works which as far as
practicable may include bearings and distances locating the proposed
alignment of drains, profiles, proposed new drains and a typical
section.
g. The names and addresses, so far as can be ascertained, of persons
who are not parties to the articles of association regarding whose lands
it will be necessary to obtain a right, pursuant to section 15-1983, to
construct, maintain and keep in repair drainage works in order to
effectuate the drainage proposed by the articles of association.
h. A map, attached to the articles of association, which generally
shall show the drainable acreage of each owner and the lands of others
on which it will be necessary to construct, maintain and keep in repair
such drainage works referred to in paragraph g of this subdivision. The
map shall show generally also the type and location of the proposed
drainage works.
i. A mutual agreement by the owners to proceed with the project, to
construct it, to maintain it and keep it clean and in repair; to pay all
costs and expenses, including legal, engineering, filing and recording
fees, all debts of the association and any damages which may be assessed
for the acquisition of a right or easement to construct or maintain
drainage works upon the lands of a person not a party to the articles of
association. Such costs, expenses, fees, debts and damages shall be
assessed against each owner in the proportion the drainable acreage
owned by him bears to the aggregate drained acreage, or in some other
proportion mutually agreed upon and specified in the articles of
association. The agreement shall further provide that if any such
apportionment is not paid within the time prescribed by the by-laws, the
association may institute an action in its own name to recover the same.
j. The articles of association shall provide that they, and the
agreement set forth therein, shall be binding upon the heirs, devisees,
assignees and grantees of each owner and shall constitute covenants
running with the land of each.
2. The articles of association shall be filed and recorded in the
office of the county clerk of the county or counties in which the
drainage section is located, with a notice appended thereto to the
county clerk or clerks to enter the same in the index of grantors of
real property under the names of all signers of the articles of
association and the name of the association. The names of all such
signers shall be alphabetically and legibly listed in such notice. A
certified copy of the articles of association, as so filed and recorded,
forthwith shall be filed in the office of the department.
First annual meeting; members; officers; by-laws.
1. Upon filing and recording, the articles of association shall be
deemed to be in effect and the drainage section association created
thereby shall have the power and authority and shall assume the
liabilities conferred and imposed by title 19 of this article. The
temporary secretary shall notify all members by mail of the time, not
more than ten days after such filing and recording, and of the place of
the first annual meeting of the association, at which time permanent
officers shall be elected for the coming year.
2. The original membership of the association shall consist of the
signers of the articles of association. Membership shall cease when a
member dies or when he divests himself of the entire drainable acreage
owned by him. Grantees, devisees and heirs of the fee of a member's
entire drainable acreage shall be members and entitled to all the rights
of membership, and they shall be bound by the articles of association.
Grantees, devisees and heirs of the fee of a part of a member's
drainable acreage shall be members, shall be entitled to all the rights
of membership, shall be bound by the articles of association and shall
be liable in the proportion that such granted, devised or inherited part
bears to the total of the drainable acreage of the member from whom they
have taken title.
3. The officers of the association shall be members thereof and shall
consist of a president, vice-president, and secretary-treasurer. If an
officer's membership in the association shall terminate, the association
shall call a special meeting to elect his successor for the remainder of
the term for which he was elected. The term of office of all officers
shall be one year.
4. The association shall adopt at the first annual meeting by-laws,
not inconsistent with law or with the articles of association. The
by-laws shall fix the time and place of future annual meetings and
regular meetings of the association and shall provide for the calling
and holding of special meetings; shall provide the number of members,
not less than one-third, to constitute a quorum at its meetings; shall
provide the method of conduct of elections of its officers at annual
meetings; shall provide the form of notice, in writing, to be given to
all members of the amount of assessment due to pay the debts of the
association, and to pay all costs, expenses, fees and damages as
provided in the articles of association; and may provide for the
imposition and collection of annual dues and for any other matter
necessary to carry out the conduct of the affairs of the association.
Powers of association; limitations; voluntary dissolution.
1. The association shall have:
a. Power to construct, maintain and keep in repair the drainage
project described in the articles of association;
b. Power to sue and be sued and to enter into contracts to carry out
its purposes;
c. Power to make application, pursuant to section 15-1983, to acquire
the right to construct, maintain and keep in repair, on the lands of
others, that part of the drainage project as so described in the
articles of association; and
d. No power to issue bonds or other evidences of indebtedness.
2. All actions of the association shall be taken by a majority vote,
except as hereinafter provided, of those members present at a duly
called meeting at which a quorum is present. Each member shall have but
one vote regardless of the number of parcels of drainable acreage owned
by him and included within the drainage section. If there be more than
one owner of a parcel or parcels of drainable acreage, such owners shall
be entitled collectively to but one vote.
3. No drainage section association shall be formed in an area within a
presently existing drainage improvement district. The formation of such
an association shall not prevent the inclusion of the aggregate drained
acreage within a drainage improvement district hereafter created, in
which event the association shall be deemed to be dissolved, except for
the purpose of meeting and paying its existing liabilities for debts,
costs, expenses and fees.
4. A voluntary petition to dissolve the association may be made to the
Supreme Court upon petition of the president of the association when
authorized to do so by the affirmative votes of three-fourths of the
members present at a special meeting called for that sole purpose and at
which a quorum is present. Ten days' notice, in writing of the time and
place of the presentation of such a petition shall be given to all
members and to non-members, if any, upon whose lands drainage works
shall have been constructed in accordance with the articles of
association. Public notice of the presentation of the petition shall
also be given by a notice stating the time and place of such
presentation, published once in two consecutive weeks prior to such time
in a paper published in the county in which the articles of association
have been recorded. The court, after hearing all interested persons, may
grant an order dissolving the association, upon such terms and
conditions as in its discretion are merited. The court shall not grant
such order in the absence of proof that the association has no
outstanding indebtedness. An order dissolving the association shall be
recorded in the office of the county clerk in which the articles of
association have been recorded and shall direct the county clerk to
index it under the name of the association in the index of grantors of
real property.
Drainage of agricultural lands; procedure.
1. Any person or persons owning any swamp, bog, pond, meadow or other
low or wet agricultural lands within this state, or a drainage section
association organized pursuant to sections 15-1973 to 15-1981, who or
which shall desire to drain the same in order to increase their
productivity or otherwise render them more available for agricultural
purposes and who shall deem it necessary, in order thereto, that a drain
or drains, ditch or ditches, dike or dikes, seepage basin or basins for
the free passage or disposal of water should be constructed,
reconstructed, enlarged, cleaned or maintained on lands belonging to
others, may acquire an easement or right to effect such purpose pursuant
to the provisions of the eminent domain procedure law, or in lieu
thereof, may present a petition duly verified to the department setting
forth the following facts:
a. The name and residence of the petitioner or petitioners.
b. A map or description showing the approximate location and area of
the property which is to be drained.
c. A map or description which will show the location of such drain,
ditches, dikes and basins and the area of the lands and properties to be
occupied thereby.
d. The names and places of residence of the owners of the property to
be so occupied; if an infant, the name and place of residence of the
person with whom he resides; if a person adjudged incompetent by reason
of mental illness or other cause, the name and place of residence of his
committee or trustee, if he has one, otherwise, the name and place of
residence of the person with whom he resides; if a conservatee, the name
and place of residence of his conservator, if he has one, otherwise the
name and place of residence of the person with whom he resides; if a
non-resident, having an agent or attorney residing in the state,
authorized to contract for the sale of the property, the name and place
of residence of such agent or attorney. If the name or place of
residence of any owner cannot after diligent inquiry be ascertained, it
may be so stated with a specific statement of the extent of the inquiry
which has been made.
e. A statement that the petitioner has been unable to agree with the
owner or owners of the property for the damages to be paid for such
occupation.
f. A statement that it is the intention of the petitioner, in good
faith, to complete such drains, ditches, dikes and basins, for which
purpose the property is so occupied.
g. A request that the department determine the necessity for such
drainage and for occupying such lands and property and ascertain the
compensation to be made to the owner or owners and that the petitioner
be permitted, upon making such compensation, to construct, reconstruct,
enlarge or clean such watercourses or drains, ditches, dikes and basins,
and maintain the same across the lands specified.
2. In addition, the petition shall be accompanied by an undertaking,
satisfactory to the department as to amount and sureties, that
applicants will pay the expenses of the proceedings and determination as
hereinafter provided.
3. A person who seeks to acquire an easement or right, to effect the
purpose set forth in subdivision above, pursuant to the provisions of
the eminent domain procedure law, and who is unable to provide a
specific description of the property to be acquired and its location by
metes and bounds, with reasonable certainty, may prior to the
presentation of a petition to a special term of the Supreme Court, apply
for an order permitting such person to enter upon the property sought to
be acquired, for the purpose of viewing, surveying, measuring and
otherwise examining such property, in order to describe such property in
the petition. Application for such an order shall be made to a special
term of the Supreme Court, held in the judicial district in which the
property is located. The court shall if the facts so warrant, grant the
application upon such terms and conditions as it may deem advisable. The
court may also require the applicant to post bond to indemnify the owner
of the property for any damage caused in the making of the survey.
4. Upon receipt of such petition, the department shall take such steps
as it shall deem proper to ascertain if the relief sought can be
accomplished in the manner described in such petition and other facts
pertinent to the case and to this end may make such surveys or other
investigations as may be in its judgment necessary in the premises.
5. Notice of a hearing shall be given as follows:
a. The department shall appoint a time and place when and where it
will hold a hearing for the purpose of determining the necessity for
such drainage and for occupying such lands and properties and assess the
damages and benefits resulting therefrom. The department shall deliver
to the petitioner copies of the petition, to which shall be attached a
notice of the time and place appointed for a hearing, addressed to the
owner of each parcel to be occupied.
b. The petitioner upon receipt of such copies and notice shall, on the
same day, or the next day thereafter, excluding Sundays and holidays,
cause such copy and notice to be served upon the persons to whom it is
addressed. A copy of such notice and petition shall be served on the
owner of each parcel or to any one of several owners of a parcel in case
there be more than one. In case the owner is an infant such copy and
notice shall be served upon his general guardian, if he has one; if not,
on the person with whom he resides. If a person adjudged incompetent by
reason of age, drunkenness, mental illness or other cause, service shall
be made upon his committee or trustee, if he has one; if not, on the
person with whom he resides. If a non-resident, having an agent or
attorney residing in this state, authorized to contract for the sale of
the real property described in the petition, service upon such agent or
attorney will be sufficent service upon the owner.
c. Depositing a copy and notice in the post office properly inclosed
in an envelope addressed to the owner, guardian, committee, trustee,
agent or attorney, respectively, at his post office address, and paying
the postage thereon shall be deemed proper service. Notice of such
hearing may be given by publishing the same once a week for two
successive weeks, immediately prior thereto in two newspapers in the
county or counties in which the lands and properties affected are
located, provided personal service cannot be made. Such service shall be
made at least fifteen days prior to the date of the hearing.
6. Assessment of damages shall be as follows:
a. The department shall view the premises affected and at the time and
place appointed shall hear all parties interested and such witnesses as
they may produce. Such hearing may be adjourned at the discretion of the
department.
b. At the close of such hearing, if the department shall determine
that the occupying of the lands and properties specified is necessary
for the drainage of the lands of the petitioner, it shall assess the
damages to the person or persons owning the same and fix the
compensation to be made therefor. In fixing the amount of compensation
for lands or property to be taken, the department shall make such
allowance or deduction on account of any benefits which the owners may
derive from the proposed work as the department shall determine to be
just and equitable in the premises.
c. A copy of such determination, duly certified by the department,
shall be filed by the department in the clerk's office of the county or
counties in which such lands and properties are located. A copy of such
determination shall be served by the department by mail on each
petitioner and on each owner of each parcel or on any one of several
owners of a parcel in case there be more than one, together with a
notice of the date and place of filing such certified copy in the county
clerk's office.
7. Review shall be as follows:
a. If the petitioner or petitioners feel aggrieved by the decision of
the department, he or they may review the same as provided in section
15-0905. Unless such proceeding for review shall have been instituted
within sixty days after filing of the decision in the county clerk's
office, the decision of the department shall be deemed final. If the
final decision shall be adverse to the applicant, no other application
to the department for the construction of the same works shall be made
within one year.
b. If the owner or owners of the property to be occupied feel
aggrieved by the decision of the department only to the extent that it
determines the necessity for the occupation of the lands and properties
of such owner or owners, he or they may review the same as provided for
in section 15-0905. Unless such proceeding for review shall have been
instituted within sixty days after the filing of the decision in the
county clerk's office, the decision of the department shall be deemed
final. If such owner or owners feel aggrieved by the assessment of
damages made by the decision of the department he or they may apply,
pursuant to the applicable provisions of the eminent domain procedure
law to ascertain the compensation to be made to the owner or owners for
the property to be taken. Upon the granting of such an order the
proceeding shall continue for the ascertainment of compensation as
provided by the eminent domain procedure law as if acquisition
proceedings had been instituted by the petitioners in the first
instance. Such an application shall save to such owner or owners the
right to review the determination of necessity for the drainage works
made by the department on any appeal taken to the Appellate Division by
petitioners or owners pursuant to the provisions of the eminent domain
procedure law.
8. If after the expiration of sixty days proceedings have not been
instituted to review the decision of the department as provided in
subdivision 7 above, the petitioner or petitioners shall pay the damages
assessed by the department and may thereafter enter upon such lands or
properties for the purpose of constructing, reconstructing, enlarging,
cleaning or maintaining such drains, ditches, dikes and basins. Deposit
of the money to the credit of the owner or owners, pursuant to the
direction of the department, shall be deemed a payment within the
provisions of this section.
TITLE 21 River Regulation By Storage Reservoirs
Definitions and construction.
The following words and phrases when used in title 21 are defined as
follows:
1. "Real estate," when used without words of limitation, includes all
uplands, lands under water, the waters of any lake, pond or stream, all
water and riparian rights or privileges, all water powers, water plants,
and all dams, races, sluiceways and machinery connected therewith, and
any and all easements and incorporeal hereditaments, and every estate,
interest and right, legal or equitable, in land or water, including
terms for years, and liens, legal or equitable, on real estate, as above
defined, in way of judgment, mortgage or otherwise, and all real estate
as above defined acquired or used for railroad, highway, or other public
purposes.
2. "Regulating reservoir" means a basin for impounding water, formed
or enlarged by a dam, constructed or maintained for the purpose of
regulating the flow of a stream or river and shall be construed to
include the dams and dikes or other structures by means of which the
water is or is to be impounded, the gate houses, including controlling
gates, sluices, screens, racks and other accessories thereto; spillways,
fishways, log or ice chutes, or barriers and all accessories thereto;
all bridges or roadways over or appurtenant to the dams and dikes; all
other structures, devices, or appliances connected with or appurtenant
to any of the structures hereinbefore enumerated, in such manner that
they cannot be removed without injury to such structures or without
impairing the usefulness thereof for the purposes for which they are
intended; the lands under the water impounded, or to be impounded, by
the dam or dams, and such lands surrounding or adjacent to the dam, or
the water impounded or to be impounded thereby, and such other real
estate and appliances, including roadways and telephone lines, as shall
be necessary for the purposes of the construction, maintenance, or
operation of a regulating reservoir, as above defined, also including
such land surrounding such reservoir as may be necessary to preserve and
protect such reservoir from unsanitary conditions, and from any
encroachment affecting its use for the purpose of regulating the flow of
the stream or river for the regulation of which it may be constructed.
Such term is not intended to include a reservoir created by a dam
constructed or maintained for power purposes, but is intended to include
a reservoir at or by reason of which there may be, as an incident to the
construction, maintenance and operation of such regulating reservoir,
the possibility of the utilization of a portion of the water stored
thereby for power purposes, without in any way interfering with the
primary purpose of a reservoir constructed under the provisions of title
21 of this article.
3. "Benefit or benefits" shall be interpreted to include benefits to
real estate, public or private, to municipal water supply, to
navigation, to agriculture and to industrial and general welfare by
reason of the maintenance and operation of a regulating reservoir,
whether such benefit shall inure to a person, a public corporation or
the state. In the event that any regulating reservoir operates to
relieve the state of any obligation by reason of diversion of the water
of any river for canal purposes, the state, to the extent that the
maintenance and operation of such reservoir may accomplish such relief,
shall be deemed to have received benefit therefrom.
4. "Board" shall mean the river regulating board of a district.
5. "Preliminary expenses" shall be construed to mean expenditures made
or incurred by the state on account of the services or expenses of its
officers or employees in making studies, investigations, surveys, plans,
specifications and estimates; in negotiating, drafting, and letting
contracts; in supervising and directing the construction of works and
structures, as authorized or required by title 21 of this article; and
the expenses of procuring searches, or abstracts of title of real estate
for the purpose of carrying out the provisions of title 21 of this
article.
6. "Regulation" means only such regulation as can be had through the
construction, maintenance and operation of regulating reservoirs,
excepting as otherwise expressly provided in title 21 of this article.
7. "Average flow" means that result in terms of cubic feet of water
per second derived by the division of the total number of cubic feet of
water flowed by any stream or river, at the location thereon where the
measurement is taken, in one year, or for an average of years, by the
number of seconds in a year.
8. "Average normal flow" means that result in terms of cubic feet of
water per second derived by the division of the total number of cubic
feet of water flowed by any stream or river, at the location thereon
where the measurement thereof is taken, on those days in a year during
which such flow did not exceed the average flow, by the number of
seconds in the total number of such days.
9. "Cost of construction" shall be construed to include in addition to
the cost of a regulating reservoir, all preliminary expenses, all
expenses of organization of the district, engineering fees, costs of
surveys, plans, advertising, salaries, compensation and expenses of the
board, together with all legal and other expenses, incidental to the
construction of such reservoirs up to time of the completion thereof.
10. "Cost of maintenance and operation" shall be construed to include
all such expenses for repairs and upkeep of the regulating reservoir,
all such expenses necessary to the proper operation of such reservoir
for the purposes for which it was constructed and all such part of the
compensation and expenses of the board, its officers and employees after
the completion of such regulating reservoir as are in the judgment of
the board and the department properly chargeable thereto.
11. "High flow line" means the line which will be made around a
reservoir by the water therein when it is at the level of the crest of
the reservoir spillway.
12. "Low flow line" means the line made by the water of a reservoir
when it is at the lowest level which, consistent with the regulation of
the flow of the river and the maintenance of sanitary conditions, the
board with the approval of the department shall fix and determine.
13. "Unsanitary condition or conditions" means such condition or
conditions as are a menace to the public health.
14. The general provisions and definitions appearing in section
15-1903 shall, where appropriate, be applicable to the functions and
duties of the department or board, as the case may be, under title 21.
Creation of river regulating districts.
1. Bodies corporate, which shall consist of and be known as river
regulating districts, may be created pursuant to title 21 of this
article to construct, maintain and operate reservoirs within such
districts, subject to the provisions of this article for the purpose of
regulating the flow of streams, when required by the public welfare,
including public health and safety. Such river regulating districts are
declared to be public corporations and shall have perpetual existence
and the power to acquire, and hold such real estate and other property
as may be necessary, to sue and be sued, to incur contract liabilities,
to exercise the right of eminent domain and of assessment and taxation
and to do all acts and exercise all powers authorized by and subject to
the provisions of this article. Such powers shall be exercised by and in
the name of the board of the district.
1-a. Notwithstanding any other provision of law, for purposes of
applying for and/or receiving any federal moneys or deriving any type of
benefit or advantage pursuant to federal law, rule or regulation river
regulating districts are hereby deemed to be municipal corporations
within the meaning of subdivision two of section sixty-six of the
general construction law.
2. Petitions may be filed as follows:
a. Any person or public corporation may present to the department a
petition for the organization of a river regulating district pursuant to
the provisions of title 21 of this article. Any such petitioner shall be
a resident or owner of real estate within the proposed district, or if a
public corporation, one whose boundaries lie wholly or partly within
such district.
b. The petition shall set forth:
(1) The proposed name of the district, as the ............... River
Regulating District.
(2) The necessity for the organization of such district, the purposes
to be accomplished thereby and the benefits to inure from the exercise
of its powers.
(3) A general description of the territory included in the proposed
district. Such description need not be given by metes and bounds, or by
political subdivisions, but it shall be sufficient to state that the
territory to be included in the proposed district constitutes the
watershed of the particular river in reference to which the petition is
filed stating generally the extent of such watershed. In the event that
the district sought to be organized does not include the whole watershed
of the particular river, but only the watershed of a tributary of the
river, then, the petition should generally set forth the extent of such
watershed, the reason why the watershed of the tributary should be
organized as a separate river regulating district, and the relation of
the regulation of the flow of such tributary to and effect upon the flow
of the river to which it is tributary.
(4) The extent of the regulation possible through the construction and
operation of reservoirs.
(5) Whether state or private lands, or both, will be required, and in
general the extent thereof, and all such facts as would show or tend to
show the public necessity for the regulation of the flow of the river.
3. Hearings shall be held as follows:
a. Immediately upon the receipt of such petition, the department shall
cause notice by publication pursuant to subdivision one of section
15-1903 to be given of the pendency of the petition, and of the time and
place of a hearing thereon, and may appoint times and places for further
hearings if deemed by it to be desirable.
b. Hearings shall be conducted in accordance with the procedure set
forth in section 15-1903 of this article. If after such a hearing or
hearings, it should appear that the purposes of title 21 of this article
would be best served by the creation of the river regulating district
sought in the petition, the department shall thereupon so decide and
declare. It shall then prepare and file a map of such district with a
certificate of its determination creating such district and showing the
name, extent and purpose of the district, with the Secretary of State
and the county clerk of each county wholly or partly within the
district, and notice of such decision shall be given in the manner set
forth in section 15-0903.
4. Review is available according to the following provisions:
a. The decision of the department may be reviewed in accordance with
the provisions of section 15-0905. Upon failure so to review within the
time prescribed or if the action of the department is sustained or
modified on such review, the district shall thereupon become a river
regulating district of the State of New York and a public corporation
with all the rights and powers granted by title 21 of this article. No
such review shall be had excepting at the instance of the Attorney
General of the state unless prior to the application for the review the
party making application shall file a bond or undertaking in a sum to be
fixed by the Supreme Court or a justice thereof with good and sufficient
sureties to be approved by the court or a justice thereof agreeing to
pay all costs and expenses caused by such review as determined by the
court in the proceeding in the event of failure to set aside or modify
the determination and order of the department creating such district.
b. After such a river regulating district shall have been created as a
public corporation hereunder, the certificate creating the same shall be
final and binding upon all the public corporations and real estate
within the district, and shall finally and conclusively establish the
regular creation and organization of such district.
c. The organization of the district shall not be directly or
collaterally questioned in any suit, action or proceeding except as
herein expressly provided.
5. Copies of the certificate certified by the department shall be
recorded in the office of the Secretary of the State and in the office
of the county clerk of each county partly or wholly within the district
and in the event of a review any order or judgment of the court
thereupon shall be likewise recorded. The county clerks and the
Secretary of the State shall receive for filing and recording such
copies and all papers to be filed and recorded by them under the
provisions of title 21 of this article. They shall also receive such
fees as are, or hereafter may be, provided by law for like services in
similar cases and all above mentioned fees shall be a part of the
preliminary expenses.
Organization of the boards of river regulating districts.
1. Within thirty days after the incorporation of a river regulating
district as hereinbefore provided, the Governor shall appoint three
persons, two at least of whom shall be resident freeholders within the
district, as a board to be known as the Board of ..................
River Regulating District; one for a term of three years, one for a term
of four years, and one for a term of five years. At the expiration of
their respective terms of office, appointments shall be made for terms
of five years. The Governor shall fill any vacancy on the board within
thirty days after it occurs.
2. The members of the board including the chairperson shall not
receive a salary or other compensation but shall receive all necessary
expenses incurred in the performance of their duties. Expenses for any
member shall be approved by the board before being paid.
3. Each member of such board, before entering upon his duties, shall
take and subscribe the constitutional oath of office, which oath shall
be filed in the office of the Secretary of State. Upon taking the oath,
the board shall choose one of its number president, and shall select
some suitable person or persons to act as secretary and treasurer, who
may or may not be a member of the board. It shall adopt a seal and shall
keep in well bound books a record of all its meetings and proceedings,
certificates, contracts, surety bonds, and corporate acts, which shall
be open to the inspection of the department, the members thereof and all
owners of real estate in the district and all other interested parties.
4. A majority of such board shall constitute a quorum, and a
concurrence of a majority in any matter shall be sufficient, for its
determination, except as otherwise provided by the Local Finance Law.
5. The secretary shall keep and be the custodian of the records of the
board, and of its corporate seal, and shall assist the board in such
particulars as it may direct in the performance of its duties. He shall
attest under the corporate seal of the district all certified copies of
the office records and files of the district that may be required of him
by the provisions of title 21 of this article or by any person ordering
the same and paying the reasonable cost of transcription. Any portion of
the records so certified and attested shall prima facie import verity.
The secretary shall also serve as treasurer of the district unless a
separate treasurer is selected by the board.
6. The board may employ such attorneys, engineers, agents, assistants
and employees as may be needful, and fix their compensation, including
the compensation of its secretary and treasurer.
7. The Governor may remove a member of such board for inefficiency,
neglect of duty or misconduct in office, giving to him a copy of the
charges against him and an opportunity of being publicly heard in person
or by counsel in his own defense upon not less than ten day's notice. If
such member shall be removed the Governor shall file in the office of
the Secretary of State a complete statement of all charges made against
such member and his findings thereon, together with a complete record of
the proceedings.
General duties.
1. Upon its organization the board may prepare a plan for the
regulation of the flow of the river or rivers in its district. Such plan
shall show the available and feasibile reservoir sites on such river or
rivers, whether any reservoir now existing can be and should be enlarged
and to what extent, the approximate number of acres of land flowed or to
be flowed by each reservoir, whether any of such land is owned by the
state and if any, how many acres, the number of acres of private land
required, together with the estimated value of the land, and how many
acres, if any, of such land are lands of the state within the forest
preserve. Such acreage shall include such quantity of land surrounding
the reservoir to be created or enlarged as would in the judgment of the
board be required for the protection, maintenance and operation of such
reservoir. The plan shall be accompanied by such maps, profiles and
other data and descriptions as may be necessary to set forth properly
the location and character of the work and of the property to be taken
or damaged, and by estimates of cost of each such reservoir. In case
maps, plans and specifications for any such reservoir at or near the
site thereof, are on file in the office of the department, and in case
any records in any other department of the state government would be an
aid in the preparation of such plans, these shall be available to the
board for such purpose.
2. Upon the completion of such plan if the board approves of such plan
it shall certify it to the department for its approval, and the
department within forty days thereafter may approve the same, or modify
it and approve it as so modified. As so approved by the department it
shall be known as the "official plan" for the regulation of the flow of
the river or rivers of the district. Copies thereof shall be filed in
the offices of the board, the department, and of the county clerk of
each county wholly or partly within the district. Such plan in like
manner may be altered from time to time provided such alteration shall
not affect any assessment already made.
General powers.
1. The board shall have power to make all necessary rules and
regulations which shall be effective when approved by the department.
2. The board and its authorized agents may enter upon any lands as in
its judgment may be necessary for the purpose of making surveys and
examinations to accomplish any purpose authorized by title 21 of this
article, being liable only for actual damage done.
3. The board on behalf of such district shall have and may exercise
all of the powers enumerated in subdivision 1 of section 15-2103 and in
addition thereto all such other powers as are necessary and proper to
carry into execution the powers expressly granted to it, including power
to make such channel improvements as may be necessary to prevent damage
to downstream properties by the waters released from reservoirs. The
board shall have charge of the operation of all reservoirs now in
existence, or hereafter constructed for the regulation of the flow of
the river and its tributaries of the district which it represents, not
including, however, any reservoirs which are or may be maintained
primarily to provide water for the canal system of the state. No
reservoirs for the regulation of the flow of streams or for any other
purpose except for municipal water supply shall be hereafter constructed
in Hamilton or Herkimer counties on the south branch of the Moose River
by any river regulating board.
4. The board shall have the right to establish and maintain stream
gauges and rain gauges, and may make such surveys and examinations of
rainfall, stream flow and flood conditions, and of other scientific and
engineering subjects as may be necessary and proper for the purposes of
the district and shall preserve a record thereof.
5. The board, on behalf of such district, subject to the limitations
of title 21 of this article, shall have a dominant right of eminent
domain over the right of eminent domain of public corporations, except
cities. In exercise of this right, due care shall be taken to do no
unnecessary damage to other public utilities, and in case of failure to
agree upon the mode and terms of interference, not to interfere with
their operation and usefulness beyond the actual necessities of the
case, due regard being paid to the other public interests involved.
6. The board on behalf of such district shall have power to consent to
the transfer of jurisdiction over lands under its jurisdiction to any
state department or a bureau, division or agency thereof, or to any
state agency, upon such terms and conditions and under such regulations
and restrictions as said board shall deem just and proper, providing,
however, that the use of such lands will not interfere with the purposes
for which they were acquired.
7. The board of the Hudson river-Black river regulating district shall
have the power to contract to sell water, upon such terms and conditions
as it deems advisable to any or all of the counties of Albany, Columbia,
Essex, Fulton, Green, Hamilton, Rensselaer, Saratoga, Schenectady,
Warren or Washington, which counties are contained within such district.
Acquisition of real estate.
1. The board on behalf of such district shall, subject to the
limitations herein contained, have the right to condemn for the use of
the district any real estate which is determined to be necessary for the
purpose of carrying out any of the provisions of title 21 of this
article. It may acquire title to such real estate by agreement with the
owner thereof and upon payment therefor of the amount of compensation to
be paid such owner.
2. Lands of the state outside of the forest preserve, not used by
canals of the state, may be used for the purposes of title 21 of this
article. Not exceeding three per centum of the lands of the state, not
owned or hereafter acquired, constituting the forest preserve as now
fixed by law, may be used for the construction and maintenance of
reservoirs for the purpose of title 21 of this article.
3. If any real estate belonging to any county, city, town, village or
school district is required for the purposes of title 21 of this
article, the county legislative body for such county, the mayor and
common council or governing body for such city, the town board for such
town, the village board for such village, the trustees or board of
education of any school district for such district, or any persons, body
or bodies, having a like power, acting for such public corporation may
grant or surrender such real estate for such compensation as may be
agreed upon by such official representatives and the board. The
compensation agreed upon as thus provided shall be paid to the fiscal
officer of the public corporation or the person or persons from whom
such real estate is acquired.
4. Title to any such real estate owned by any infant or incompetent
person may be acquired on behalf of the board in the same manner as
provided by law with respect to the sale, mortgage or lease of real
property of such infant or incompetent person upon such terms as the
Supreme Court or the County Court of the county in which such real
estate is situated may provide, and for such purpose jurisdiction is
hereby conferred upon such courts.
5. If the board cannot agree with the owners upon the compensation and
damages to be paid for the real estate so taken, it shall thereupon
serve upon such owners a notice as hereinafter provided that the real
estate described therein has been acquired by the board for the purposes
of title 21 of this article, and shall proceed to acquire title thereto
under the provisions of the eminent domain procedure law.
6. If any real property, owned by a corporation having by law the
power to exercise the right of eminent domain, is taken under the
eminent domain procedure law, the board shall have no right to enter
upon and take possession of any such real estate until the owner thereof
shall have been paid or tendered the amount due under the final order
and judgment in such proceedings with interest.
7. If any such payments are made directly by the board, the amount so
paid shall be refunded to the board out of the general funds of the
district as provided in subdivision 7 of section 15-2119.
8. Title to all real estate acquired pursuant to the provisions of
title 21 of this article except where this expressly provides otherwise,
shall be taken in the name of the State of New York, and when so taken
shall be deemed to be taken for a public use.
9. All real estate acquired or taken pursuant to the provisions of
title 21 of this article is hereby dedicated to the use and purposes for
which it is so taken, and the right, title and interest acquired by the
state therein is so acquired subject to such use and purposes.
Discontinuance or relocation, or both, of highways, roads and
streets.
1. If the board shall deem it necessary to discontinue a public
highway, road or street, or a part thereof, because of its interference
with the proper location of a reservoir for which preliminary plans
shall have been adopted as provided in title 21 of this article, it may
discontinue it; and if the board shall determine that the public
interest so requires, it may relocate such highway, road or street, or
the part discontinued, along a course wholly or partly within or without
the high flow line of such reservoir, and acquire, with funds of the
board applicable to the expense of such reservoir, in the manner
provided in title 21 of this article for the acquisition of real estate,
the necessary rights of way or easements for such relocated part, or in
lieu of such a relocation may establish new highways to connect with
then existing highways, roads or streets, to afford a substantial
equivalent, for purposes of highway traffic, of such a relocation. The
determination of the board to relocate or establish any such highway,
road or street, shall be by resolution, setting forth a description of
the course of such highway, road or street, a certified copy of which
shall be filed in the office of the clerk of each town and village
containing any part of the relocated or new highway, road or street. If
the highway, or part thereof, so established or relocated shall be a
state or county highway, the resolution shall not be effective until
approved by the state Commissioner of Transportation and his written
approval appended thereto. From the time of the filing of such copy or
copies of the resolution, the relocated or connecting highway shall be
deemed duly laid out.
2. After having acquired the necessary rights of way or easements
therefor, the board, with its funds, shall construct such relocated or
connecting highway, road or street, or part thereof. If the highway, or
part thereof, which is discontinued, be a state or county highway, or
part thereof, the construction of the relocated or connecting highway
shall be in accordance with plans approved by the state Commissioner of
Transportation. If the highway, or part thereof, which is discontinued,
be a county road, or part thereof, the construction of the relocated or
connecting highway shall be in accordance with plans approved by the
county superintendent of highways. In the case of any other highway ,
road or street, the board shall construct the same so as to make it
conform in kind and quality generally to the discontinued highways,
roads and streets.
3. The control and maintenance of the relocated or connecting highway,
street or road, after its completion, shall vest in the local
authorities of the city, town or village, in which it or any part
thereof is situated, and for such purpose it shall be deemed a highway,
road or street of the city, town or village, except that if the highway
or road which was discontinued, or the part thereof discontinued, was a
state or county highway, or county road, the control and maintenance of
the relocated or connecting highway or road shall vest in the state or
county authorities having charge of the discontinued highway or road,
and for such purpose it shall be deemed a state or county highway, or
county road, as the case may be.
Taxation of real estate.
Lands owned by the state and acquired pursuant to the provisions of
title 21 of this article, exclusive of the improvements erected thereon
by the regulating districts, shall be assessed and taxed in the same
manner as state lands subject to taxation pursuant to title 2 of article
5 of the Real Property Tax Law, provided, however, that the aggregate
assessed valuations of such lands in any town shall not be reduced below
the aggregate assessed valuations thereof with the improvements thereon
at the time of their acquisition by the regulating districts, and
provided further that in case of a general increase in assessments in
any town the assessed valuations of the lands and improvements at the
time of their acquisition by the regulating districts shall be deemed to
have been increased proportionately with the increase of other real
property in such tax district.
Cemeteries.
1. Whenever for the purposes of title 21 of this article it shall be
necessary to use any portion of any lands or premises now occupied by
graves, burial places, cemeteries, or other places of interment of human
remains, the board may acquire the same in the same manner as other real
estate may be acquired by it. Provided, however, that if lands or
premises so occupied and sought to be acquired are not within a cemetery
under the actual control and management of a then existing religious or
cemetery corporation, and proceedings shall have been instituted by the
board for their acquisition under the eminent domain procedure law, the
court, if satisfied at any stage of the proceedings, that the public
interests will be prejudiced by delay, may, by order, direct that the
board may enter immediately on such lands and premises, and, after the
provisions of subdivisions 4 through 8 of this section and sections 304
and 404 of the eminent domain procedure law have been complied with, may
devote the same to the public use specified in the petition, upon
deposit with the court of a sum to be fixed by the court; but no such
order shall be made except upon notice of the application therefor
served and posted as hereinafter provided.
2. Such notice shall be served as follows: If any of the owners or
their places of residence are unknown, notice addressed, generally, to
all owners of and persons interested in the lands used for graves,
burial places, cemetery purposes or places of interment within a certain
lot, tract or parcel of land, to be described with sufficient certainty
to identify it, shall be published in the time and manner prescribed by
subdivisions 4 through 8 with respect to the notice therein provided
for. Owners, if any, whose names and places of residence are known and
who reside within the state, shall be served with such notice personally
or by leaving the notice at the abode of the owner to be served, with a
person of suitable age and discretion residing therein. Owners, if any,
whose names and places of residence are known and who reside without the
state, shall be served with such notice by mail, the notice to be
deposited in a post office in the state, addressed to the owner to be
served, and inclosed in a securely sealed postpaid wrapper. The notice
also shall be posted conspicuously in ten places in each town in which
the lands are located, at least twenty days before the time of making
the application. If the notice be published, the time for making the
application shall be not less than eight days nor more than sixteen days
after the last publication, and in any case personal service, if any, or
service by leaving at the owner's abode, shall be made at least eight
days, and service by mail, if any, at least thirty days, before the time
of making the application. If, in the condemnation proceeding, an
attorney has been appointed by the court to represent defendants served
with the original notice otherwise than personally, under the eminent
domain procedure law, the notice also shall be served on him, at least
eight days before the time of making the application.
3. The notice shall specify the relief sought and the time and place
of making the application. The papers or proofs submitted to the court
on the application shall include due proofs of the service and posting
of the notice and proof, by affidavit, that the persons, if any, served
personally or by leaving at their abodes or by mail constitute all of
the owners of and persons interested in the lands so occupied whose
names and places of residence are known, or, if none were so served,
that all of the owners are unknown, and if certain owners were known but
not their places of residence, and therefore were not served, personally
or by mail, that fact and the names of such owners shall be stated. Such
affidavit also shall set forth the extent of the inquiry to ascertain
the names and places of residence of the owners. The provisions of the
eminent domain procedure law, as to matter subsequent to the deposit of
such moneys shall apply hereto, except that the general fund of the
district shall be applicable to the payment of any deficiency judgment
rendered pursuant to such section.
4. The board having so acquired title, or the right of immediate
entry, shall cause to be published in two newspapers in the county where
such burial place or places or graves are situated, which shall in its
judgment be best calculated to notify the persons or parties interested
or entitled to such notice, which notice shall describe the location of
such burial place, cemetery or grave in such manner as to sufficiently
identify the same. Such publication shall be made once in each week in
each of the newspapers for the space of four weeks, and such notice
shall also contain a statement to the effect that any person or persons
legally entitled to direct as to the disposition of any such remains may
remove the same to any other cemetery or burial place within sixty days
after the last publication of such notice, if they so elect, but without
expense to the board therefor. From and after the period of sixty days
from the last date of publication, the board shall advertise in the
state paper and a newspaper published in the county or counties in which
the cemetery or cemeteries are situated for bids for the removal of such
remains by contract, and their proper reinterment as hereinafter
provided.
5. All removals and transportation of such human remains shall be done
in accordance with the provisions of the Public Health Law and the local
rules or ordinances of any town, city or village wherein such cemetery,
burial ground or graves shall be located or wherein any of such remains
may be reinterred. The board may acquire such other lands as it deems
necessary within the county or in an adjoining county where such burial
place or places or graves are now located for the purpose of properly
reinterring such removed remains, which lands shall be acquired in the
same manner as provided by title 21 of this article for the acquisition
of other lands, title to be taken in the name of the particular river
regulating district, but lands shall not be acquired within the
corporate limits of a village or city except within the bounds of an
existing cemetery unless by consent of the board of trustees of the
village or common council of the city or other authorities within such
village or city occupying similar positions as trustees or aldermen
respectively.
6. The lands so acquired shall be suitable and properly fenced or
inclosed, and in such manner as to permit of proper ingress and egress
thereto before the final completion and payment for such work, and the
expense therefor shall be included within the estimate and contract for
such removal. All the bodies removed by such contractor, or by order of
the board shall, when distinguishable, be incased each in a separate box
or coffin, and each monument, headstone, footstone, slab, board or other
designation or distinguishing mark shall be properly removed and reset
at the grave of each body at the time of such reinterment. Members of
the same family shall be interred in contiguous graves.
7. Whenever any person or persons legally entitled to direct as to the
disposition of any remains now interred in such cemeteries, burying
place or graves shall request the board, in writing, to reinter such
remains in any other cemetery or burial plot, within the same county
where such cemetery, burial place or graves sought to be removed are
located or in an adjoining county, the board shall cause such remains to
be interred where requested within the same county or in an adjoining
county, and shall carefully and properly remove such remains to such
burial plot and properly reinter the same, but no payment shall be made
for a grave or graves or burial plot for such reinterment other than
that acquired by the board as hereinbefore provided. Whenever any person
or persons legally entitled to direct as to the disposition of any human
remains exhumed or to be exhumed from any cemetery, burial place or
graves as herein provided, desire to remove the same for reinterment to
any burial plot or cemetery not within the same county from which such
remains were exhumed or in an adjoining county as herein provided, such
person or persons so entitled to designate such other burial place or
plot shall be permitted to remove such exhumed remains from such county,
subject to the written consent of the board and the provisions of the
Public Health Law, and the local rules or ordinances of any town, city
or village wherein such cemetery, burial ground or graves shall be
located, or wherein such human remains may be reinterred, but no portion
of the expense of such transportation or burial in another county other
than an adjoining county shall be borne by the board. The board shall
pay all expenses connected with such removal, out of the general fund of
the district in the same manner as other payments are made.
8. Whenever any lands acquired by the board for the purposes of
reinterment of human remains as herein provided, and all the remains so
interred have been exhumed from a cemetery, burial place or grave
belonging to a corporation organized under the Religious Corporations
Law, the Membership Corporations Law, the Not-For-Profit Corporation
Law, or by special act, or belonging to a town or board of trustees
elected pursuant to the provisions of the Town Law, or to a village or
city, the board shall by a proper resolution, after completion and
acceptance thereof and final payment for all work performed as provided
in this section, execute and deliver in the name of the district, and
without expense to the grantee therefor, to the trustees or other
governing body of such corporation, by whatsoever name or title they may
hold office, or to the board of trustees of a town burial ground, or to
a duly incorporated cemetery association, and to their successors in
office, a quitclaim deed covering the lands so acquired, together with
all structures erected thereon; and where such lands were so acquired
for the purposes of reinterment of human remains exhumed from a public
or private cemetery, burial place or grave which shall have been used by
the inhabitants of any town in this state as a cemetery or burial ground
for the space of fourteen years and not having a board of trustees
pursuant to the provisions of the Town Law, the board shall by proper
resolution as provided by title 21 of this article, after completion and
acceptance thereof, and final payment for all work as by this section
provided, execute and deliver in the name of the board, and without
expense to the grantee therefor, a quitclaim deed or other proper
release to such town wherein such lands so acquired as provided by this
section may be situated, and such cemetery or burial place shall from
and after the execution and delivery thereof be deemed to be vested in
such town, and shall be subject in the same manner as other corporate
property of towns, to the government and direction of the electors in
town meeting, excepting, however, that where such lands so acquired for
the purposes set forth in this section are situate within the corporate
limits of a village or city, such quitclaim deed or release herein
provided for shall be executed and delivered to such village or city and
thereafter be and become the property of such village or city and
subject to the laws governing such village or city, and further
excepting, however, that the board, subject to the approval of the town
board, or city or village authorities herein referred to, shall have the
right to convey such lands so acquired, together with all structures
erected thereon, to a duly incorporated cemetery association. From and
after the date of the execution and delivery by the board, as by this
section provided, of the quitclaim deed or release, the board shall be
deemed to be divested of all right and title to such lands so
quit-claimed or released and shall not thereafter be liable for the
care, custody, maintenance and control thereof. This section does not
limit any existing rights of burial, or removal of remains under other
provisions of law applicable thereto.
Procedure for construction of reservoirs.
1. Preliminary plans, specifications, maps, statements and estimates
are required as follows:
a. If the board shall determine as a part of the official plan or
before the official plan has been prepared that the public interest or
welfare requires that a reservoir should be constructed for the
regulation of the flow of a river or rivers, stream or streams of the
district, it shall cause to be prepared preliminary plans and
specifications of such reservoir with estimates of the total cost
thereof together with a survey of the lands upon which the same is to be
constructed, giving the location thereof, and of all lands to be taken,
flowed or damaged, with a description by survey or otherwise, showing
the amount of lands belonging to the state and to persons or public
corporations and the amount of lands of the state in the forest preserve
affected thereby.
b. The board shall also cause a map to be made, showing all such
lands, the number of acres in each separate tract, the names of the
owners and occupants thereof, so far as the board can ascertain the
same. Such maps shall also show the high flow lines of the proposed
reservoir.
c. The board shall also prepare a statement of the amount of water
power, if any, which consistent with the proper regulation of the flow
of the river or stream may be developed at or by reason of such
reservoir by the withdrawal of water for power purposes directly
therefrom with an estimate of the value thereof. The board shall also
prepare a statement showing generally the public corporations and
locality of lands to be benefited by the improvement and how and whether
the state will be benefited thereby and the public necessity for the
improvement.
d. In the event that any of the real estate required for such
reservoir shall belong to the state, the value thereof shall be
determined in the estimates, as hereinbefore provided, and in the event
that such land is outside the forest preserve and the state is
chargeable with any proportion of the expenses, such value shall be
deducted from the amount to be paid by it, and shall be chargeable as a
part of the expenses of the improvement.
e. When the board shall have completed such preliminary plans, maps,
specifications, estimates and statements, it shall certify the same with
its approval thereof to the department, which shall have power after
hearing the board, to modify such maps, plans, specifications, estimates
and statements, or any of them, and within forty days after the receipt
thereof shall approve the same as certified to or modified by it, and
shall certify the same as approved by it to the board. The board shall
thereupon cause the preliminary plans, maps, specifications, estimates
and statements so approved to be filed in the office of the county clerk
of each county having lands within such district, and in the office of
the department.
2. Upon the completion and filing of such preliminary plans, maps,
specifications, estimates and statements, as aforesaid, the board shall
forthwith give notice of such filing as provided in subdivision 1 of
section 15-0903, and shall hold a hearing thereon in the manner set
forth in section 15-0903.
3. Upon the completion of such hearing the board shall determine
whether the public welfare requires that such proposed improvement
should be proceeded with, and what, if any, modification should be made
in such plans, maps, specifications, estimates and statements. If the
board shall determine that such maps and plans, specifications,
estimates and statements should be modified in any respect, it shall
certify its proposed modifications to the department, which after
hearing, the board shall determine what, if any, modifications should be
made therein, and as modified by them shall approve the same and certify
the same with their approval to the board, which modified plans, maps,
specifications, statements and estimates shall be filed by it as
hereinbefore provided for the filing of the original thereof. If the
board shall finally determine that the proposed reservoir shall be made,
it shall thereupon make a final order directing the same to be made, and
shall cause such final order or certified copies thereof to be filed and
recorded in the office of the county clerk of each county in which any
lands within such district are located, and in the office of the
department, and forthwith give notice by publication of the making and
filing of such final order.
4. Any person or public corporation affected by the determination of
the board may review such final determination in the manner provided by
article seventy-eight of the civil practice law and rules. Unless
application shall be made for such review within sixty days after the
filing of the final order, as herein provided, the plans, maps,
specifications, statements and estimates shall be the established and
final plans, maps, specifications, statements and estimates of such
reservoir. In the event that upon such review there shall be any
modification by the court of the final order, maps, plans,
specifications, statements and estimates, the court shall direct the
modification thereof by order, and the board shall cause such order to
be filed and recorded in each place where the final order was filed and
recorded. No review of the final determination of the board shall be had
unless at the time of the application for review the person or public
corporation seeking the review shall give an undertaking approved by the
supreme court or a justice thereof, as to form, amount, and sufficiency
or sureties that in the event of failure to modify the final
determination, he or it will pay to the board all such costs and
expenses as are incurred by it on account of the review proceedings, as
shall be determined by the court.
5. The board shall have power to make such changes in the final maps,
plans and order as the nature of the work may require, provided that the
board shall give notice by publication pursuant to subdivision 1 section
15-0903, and shall give a hearing thereon as in the first instance and
the same proceedings shall be had as provided by subdivisions 3 and 4 of
this section.
6. In the event that in any such plans, estimates and statements, a
charge is made against the state for any share of the expenses of the
proposed reservoir, not including therein such preliminary expenses as
may have been necessary or expenses consisting only of assessments
against the state on account of benefits from the improvement, no such
reservoir shall be made under title 21 of this article pursuant to any
such final order until the Legislature shall make appropriation to pay
the state's share of such expenses. The sum so appropriated shall be
paid into the general fund of the river regulating district for which it
is appropriated.
7. When any such final order shall have been made, and the Legislature
shall have made appropriation for any share of the expense payable by
the state, if any, the board shall proceed as herein provided to the
acquisition of such real estate as may be necessary for the
construction, maintenance and operation of such reservoir. When
proceedings are taken under the eminent domain procedure law, the board
shall file in the Comptroller's office a certified copy of the final
order provided for in the eminent domain procedure law, and a certified
copy of the judgment therein rendered pursuant to the eminent domain
procedure law, together with the certificate of the Attorney General
that no appeal from such final order and judgment has been made, or will
be taken by the state, or if an appeal has been taken, a certified copy
of the final judgment of the appellate court. Payments of the amount due
upon such final order and judgment with interest from the date of the
judgment until thirty days after the entry of such final order and
judgment, and payments for real estate taken by agreement, shall be made
out of the general fund of the district.
8. Construction work shall be undertaken in accordance with the
following provisions:
a. After any such final order shall have been made and filed as
hereinbefore provided, the board may proceed to construct the work
according to the plans and specifications, by publishing a notice
stating the time when and the place where such bids or proposals will be
received, once a week for three weeks in one newspaper published in the
city of New York and in one newspaper in each county wholly or partly
within the district, if such papers there be, and in such other
newspapers as the board shall deem advisable.
b. The advertisement shall be limited to a brief description of the
work proposed to be let with an announcement stating where the maps,
plans and specifications are on exhibition and the terms and conditions
on which bids will be received and such other matters as may be
necessary to carry out the provisions of title 21 of this article. In
such notice the board shall reserve the right to reject any or all bids
and again advertise for further bids.
c. The proposals received pursuant to such advertisements shall be
publicly opened and read at the time and place designated. Every
proposal must be accompanied by a deposit in the form of a certified
check upon some national or state bank or trust company within the state
in good credit and payable to the board for five per cent of the amount
of the proposal. In case the proposer to whom such contract shall be
awarded shall fail or refuse to enter into such contract within the time
fixed by the board, such deposit shall be forfeited to the board and
paid by it into and become a part of its general fund. In case the
contract be made such deposit shall be returned to the contractor.
d. Before entering into any such contract a bond with sufficient
sureties to be approved by the board shall be required, conditioned that
the contractor will perform all work within the time prescribed in and
in accordance with the plans and specifications, and will pay to the
state, the regulating district and the board all damages, costs and
expenses suffered or incurred by any or all of them by reason of the
neglect or default of such contractor or his employees or any
subcontractor or his employees in the performance of such contract or in
doing such work thereunder.
e. Such contract may provide for partial payments to be made from time
to time upon the certificate of the engineer in charge of the work after
due inspection thereof for an amount not exceeding ninety per cent of
the contract price for the work actually done as shown by the
certificate. Such certificate must state the amount of the work
performed and its total value, at the price fixed by such contract, but
in all cases not less than ten per cent of the estimate thus certified
must be retained until the contract is completed and approved by the
engineer in charge of the work and by the department.
f. The board may divide the work into several parts and let separate
contracts therefor. If the estimated cost of any part of such work does
not exceed ten thousand dollars, the board may by resolution proceed to
do such part of such work by its own forces or otherwise. All such
contracts before being entered into shall be approved by the department.
g. Subject to the authority of the department to dispose of
merchantable timber and salable wood on state land, no reservoir shall
be constructed until provision shall have been made by the board for the
clearing from the reservoir site of all timber and all timber growth on
lands to be flowed, such timber and timber growth to be removed by the
board by contract or otherwise, with the approval of the department. The
board shall not permit to remain upon a reservoir site above the low
flow line of the reservoir any stump higher than twelve inches above the
bed of the reservoir adjacent thereto.
h. All merchantable timber and salable wood on state land to be flowed
shall be sold by the department in such manner as it shall deem best for
the interests of the state, but in no event for a sum less than its fair
market value, provided, however, that the department may in its
discretion sell any such merchantable timber or salable wood at public
auction after due advertisement. The proceeds of any sale or disposition
less the expenses thereof and the reasonable cost of inspecting,
scaling, lumbering, cutting and piling, if any, incurred by the
department, shall be paid into the general fund of the state. The
department may designate the trees or kinds of trees to be considered
merchantable timber or salable wood.
i. In preparation of the reservoir site the board shall do such work
as may be necessary to prevent stagnant pools above the low flow line
thereof.
Apportionment of cost.
1. If proceedings to review the final order of the board determining
that such proposed reservoir shall be made have not been instituted
within sixty days from the date of the filing of the same, or upon the
filing of a modification thereof as directed by order of the court, the
board shall, as soon thereafter as practicable, prepare an estimate of
the total cost of such reservoir, including interest on certificates of
indebtedness issued prior to the effective date of the Local Finance
Law, or on notes, to the maturity thereof and compensation for real
estate and all damages suffered by reason thereof and all expenses
necessarily incurred or to be incurred in connection therewith, and make
a complete and verified statement thereof.
2. The board shall then apportion such cost, less the amount which may
be chargeable to the state, among the public corporations and parcels of
real estate benefited, in proportion to the amount of benefit which will
inure to each such public corporation and parcel of real estate by
reason of such reservoir. Such apportionment shall be made in writing
and shall show the name of each public corporation and a brief
description of each parcel of real estate benefited; the name of the
owner, or owners, of each such parcel of real estate, so far as can be
ascertained; the proportion of such cost less the amount which may be
chargeable to the state to be borne by each, expressed in decimals; and
the amount to be paid by each such public corporation or the owner or
owners of each such parcel of real estate.
3. Such amount shall be determined by multiplying the total cost less
the amount which may be chargeable to the state by the decimal
representing the proportion thereof to be borne by each public
corporation or parcel of real estate.
4. The board, or a majority of the members thereof, before making such
apportionment shall view the premises and public corporations benefited.
Such apportionment shall be approved by the board and certified to the
department for its approval. Upon the approval thereof by the
department, the board shall cause a copy thereof to be served upon the
chairman or other presiding officer of the county legislative body of
each county, the mayor of each city, the supervisor of each town, and
the mayor of each village, named in the apportionment, or if service
cannot be had upon such chairman, mayor, or supervisor, then upon a
member of the county legislative body of the county, an alderman of the
city or member of the governing board thereof, a member of the town
board of the town, or a trustee of the village, and to be filed in the
office of the county clerk of each county in which any public
corporation or real property thereby affected is located. After such
service and filing of such apportionment and determination, notice shall
be given by the board, of publication of a time and place where the
board will meet to hear any public corporation or person aggrieved by
the same. The affidavit of the person serving or publishing such notice
shall be evidence of such service or publication.
5. The board shall meet at the time and place specified and hear all
persons and public corporations interested in or aggrieved by such
apportionment and may approve of or modify the same. If such
apportionment and determination be modified by the board it shall not
become effective until approved by the department and a copy thereof
served and filed in the same manner as upon the completion of the same
in the first instance. Any public corporation or any person deeming it
or himself aggrieved may upon notice to the board review the
determination of the board in the same manner as a review is had of the
determination of a board of assessors in making an assessment. Such
apportionments as so modified and as further modified by any final
judgment or order made in proceedings to review the same as herein
provided shall be final and conclusive.
6. The amount of the total cost and expense of such reservoir and the
maintenance and operation thereof including the amount of a reasonable
return to the state as herein provided for, which each such public
corporation and each such parcel of real estate is to pay and bear shall
be based upon the proportion of cost as determined in the apportionment.
If the total cost of such reservoir shall exceed the estimate made and
apportioned as hereinbefore provided, the amount of such excess cost,
less the amount which may be chargeable to the state, shall be
apportioned among the public corporations and parcels of real estate
benefited, by an additional apportionment to be made in the same manner
and by the same procedure as the original apportionment, and shall be
levied, assessed and collected in the manner provided in section 15-2123
hereof. Such apportionment and determination, when finally made, also
shall be deemed to fix and determine the apportionment and the basis of
apportionment of all subsequent expenses to be incurred in the
maintenance and operation of such reservoir, including the amount of a
reasonable return to the state, if any, as provided for in title 21 of
this article.
7. If powers be developed after such apportionment has been made or if
for any other reason any public corporation or any parcel of real estate
becomes liable equitably for such subsequent expenses, a subsequent
apportionment may be made in the same manner and subject to the same
review as the original apportionment. Provided, however, that before any
such apportionment of costs or any assessment is made by the board,
public corporations or owners of property liable for the same may
execute and deliver to the board a consent, executed and acknowledged in
like manner as a deed, by which they acknowledge that they are the
public corporations and owners of property benefited by the improvement
and consent to bear the cost thereof, less any sum previously
appropriated by the state therefor, together with charges provided for
in section 15-2125 of title 21 of this article, and to have the same
assessed against them or their property as in this article provided.
Such consent may also provide, as a condition of its acceptance by the
board, for the basis on which the assessment for the improvement shall
be made upon the parties consenting.
8. The board may accept or reject such consent. If it accepts the same
it must be by resolution providing for the levy of the entire assessment
upon the public corporations and property of the parties filing such
consent, on the basis of benefits received, if any, determined by the
terms of the consent, or if no basis of assessment be fixed by the
consent, on the basis of the benefits shared by such parties in the
manner provided in title 21 of this article. If such consent be accepted
by the board, a certified copy thereof shall be filed by the board in
the office of the county clerk of each county in which any public
corporation or real property affected by the assessment is located. Such
a consent, when executed by a public corporation, must be authorized by
the governing body thereof.
Assessments; how levied and collected.
1. After the apportionment of cost has been made and filed in
accordance with the provisions of section 15-2121 hereof, the board
shall prepare a statement showing the name of each public corporation
and a description of each parcel of real estate benefited by such
reservoir and the amount to be borne by each as determined in the
apportionment. The board shall also determine and state whether the
amounts shall be paid in one sum or in annual installments, in such
amounts as the board shall annually determine to be necessary.
2. A copy of such statement duly verified under the seal of the
district shall be filed with the clerk of each county, town, village or
city affected or containing any real estate which is benefited. The
clerk of every such county, city, town or village shall make and deliver
to the county legislative body of such county, the common council of
such city, the board of trustees of such village, and the assessors of
such town, city or village a copy of such statement.
3. The county legislative body of every such county shall levy and
assess upon such county and upon each town specified in such statement
the amount of such cost and expense which in such statement is certified
to be the proportion thereof which should be borne by such county or
such town as a whole, and the common council or other governing body of
each city and the board of trustees of every such village shall in like
manner levy and assess upon such city and village respectively the
amount of such cost and expense which in such statement is certified to
be the proportion thereof which should be borne by such city and village
respectively. The assessors of each town or city, containing individual
real estate upon which a proportion of such cost is assessed, shall
enter on a separate page of their assessment roll a statement of the
total amount to be paid by such individual real estate, a description of
each parcel and of the property rights defined as real estate herein and
the amount chargeable thereto, as contained in the statement filed. The
county legislative body of each county wherein such property or land is
situate shall levy and assess against each such parcel and each such
property right defined as real estate herein the amount specified in the
statement, and shall by their warrant direct the collection thereof in
the same manner and by the same procedure as general taxes are
collected; and in case it is determined that the amount is to be paid in
annual installments, the county legislative body or the assessors of the
city, town or village, as the case may be, shall annually assess the
annual installment to be paid by such county, city, town or village or
person in the manner provided by this section until the whole amount
shall be paid.
4. Upon the assessment of the cost as provided in this section, the
amounts apportioned and assessed shall be paid and remain charges
against the several public corporations and liens upon the several
properties charged therewith, until paid or otherwise removed, superior
in force and effect to all other liens except unpaid general taxes. All
moneys collected under and by virtue of the provisions of this section
shall be paid to the county treasurer of the county benefited or the
county in which the town, city, village or real estate is located who
shall pay the same on or before the first day of June in each year to
the Comptroller of the state, who shall deposit the same in depository
banks to the credit of the several funds of such district as herein
provided. In event that it has been determined that the cost of the
improvement shall be paid in installments, interest for one year at a
rate not higher than the rate of interest secured by the obligations to
which the assessments are applicable, and not more than sufficient to
pay the same, shall be added to the amount of each installment, on the
cost of the improvement less the installment or installments previously
levied or assessed, and be collected in the manner provided for the
collection of the principal of the assessment. In the case of default
in payment of assessments or any installment thereof levied as herein
provided, the same penalties shall be collected as are provided in the
case of failure to pay general taxes within the time prescribed by law,
and when collected shall be deemed a part of the assessment.
5. If the assessment, together with the amount appropriated by the
state, be insufficient to pay the obligations issued on account of such
improvement, the board shall make a new assessment or assessments, as
the case may be, to make up the deficiency, and the owner and holder of
any obligations issued under title 21 of this article may by appropriate
remedy compel the assessment of such deficiency.
6. Notwithstanding the provisions of subdivision four of this section,
all moneys required to be collected under and by virtue of the
provisions of this section may be paid directly to the river regulating
district responsible for levying the assessment, provided the payment is
made prior to the thirty-first day of October of the year in which the
assessment is levied. Any direct payments received by the river
regulating district shall be forwarded by the district to the state
comptroller, who shall deposit the same in depository banks to the
credit of the several funds of such district as herein provided. Upon
receipt of any such direct payments, the river regulating district board
shall notify the appropriate county treasurer to whom such payments
would have been made under subdivision four of this section had not
direct payment been made to the river regulating district. All moneys
required to be collected and not paid directly to the river regulating
district by the thirty-first day of October of the year in which the
assessment is levied shall be payable to the county treasurer as
provided under subdivision four of this section and shall be subject to
a service fee of one percent of the total amount assessed which shall be
added to the amount to be collected and which shall be in addition to
any penalties which may be imposed in the case of failure to pay general
taxes within the time prescribed by law and when collected, such
penalties shall be deemed a part of the assessment. All service fees
collected by county treasurers pursuant to this subdivision shall be
retained by the county treasurer and deposited in the general fund of
the county, provided the moneys collected under the annual assessment
installment are paid to the comptroller of the state within thirty days
of their receipt by such county treasurer. Otherwise, the county
treasurer shall pay over the entire service fee collected to the
comptroller of the state for deposit to the credit of the several funds
of the river regulating district in the same manner as moneys collected
under the annual installments of the assessments provided for herein.
Operation and maintenance charges.
1. The board shall make an estimate of an amount sufficient to pay the
expense of the maintenance and operation of the works erected hereunder,
including interest on temporary certificates of indebtedness issued
prior to the effective date of the Local Finance Law. If lands in the
forest preserve have been used, such estimate shall include in addition
a reasonable return to the state upon the value of the rights and
property of the state used and the services of the state rendered. A
reasonable return to the state upon the value of the rights and property
of the state used shall mean six per cent upon the value of the lands
flowed, exclusive of merchantable timber and salable wood removed
therefrom for which the state shall have been paid as provided by
subdivision 8 of section 15-2119 hereof. The value of the services of
the state rendered shall be construed to mean the actual cost thereof.
2. Any amount so estimated shall be the estimated amount required for
such purposes each year, and when fixed and determined as herein
provided shall be the amount thereof for a period of three years. The
amount shall be readjustable at the end of any three-year term. The
amount less any part thereof to be paid by the state shall be the amount
to be annually collected for such purposes, and shall be apportioned
upon the public corporations and real estate benefited according to the
benefits derived therefrom respectively, and shall be levied, assessed
and collected in the same manner as the cost and expenses of the
reservoir are herein provided to be levied, assessed and collected.
3. Such estimates and determinations as from time to time fixed and
determined by the board may upon application of any party affected
thereby be reviewed in the manner provided by article seventy-eight of
the Civil Practice Law and Rules by the Supreme Court of the judicial
district in which the reservoir is located. Upon the hearing on such
application for review, the court shall take the testimony and other
proofs of the parties and may make an order affirming, vacating or
modifying any such estimate and determination.
Error in names.
No error in the names of the owners of real estate, or in the
descriptions thereof, shall invalidate such apportionment or the levying
of assessments or taxes based thereon if sufficient description is given
to identify such real estate, and the owners thereof.
Financing.
1. After the cost of any improvement made or to be made under title 21
of this article has been apportioned among the public corporations and
parcels of real estate benefited as herein provided and after such
apportionment has been assessed upon such public corporations and
parcels of real estate, the board may finance the cost of any such
improvement pursuant to the Local Finance Law. Any bonds issued for such
purposes shall not be construed in any event as bonds or indebtedness of
the state, and the state shall not be obligated to pay the principal or
interest therefor. Such bonds shall be lawful investments for trustees
and savings banks of the state and for any of the funds of the state
which by law may be invested.
2. The board shall annually include in the installment of the
assessment to be collected in that year a sum sufficient to provide for
the payment of the principal of and interest on obligations issued for
such purposes and maturing in that year.
3. The proceeds of the sale of obligations issued for the purposes of
title 21 of this article, together with all other revenues of the board
from whatever source derived, shall be deposited in such national or
state bank or banks or trust company or trust companies at Albany or
within the regulating district as are approved by the Comptroller and
the board, subject, however, to the provisions of section 165.00 of the
Local Finance Law. Before any such deposit is made the Comptroller shall
require from any such bank or trust company security for repayment of
the same to such board or to the Comptroller upon demand for the money
so deposited in the manner provided in section 106 of the State Finance
Law. All moneys received by the board under the provisions of title 21
of this article, except from assessments levied to pay the cost of
construction, shall constitute a fund to be known as the "general fund"
of the district.
4. All moneys received from assessments levied to pay the cost of
construction, together with such part of any surplus in the "general
fund" as shall be determined by the board over and above the
requirements for the construction, maintenance and operation of the
reservoir, including the amount raised for a reasonable return to the
state, shall constitute a separate fund, to be known as the "debt
service fund," the moneys in which shall be applied to the payment of
principal of and interest on obligations issued for the purposes of
title 21 of this article, except when the total cost of construction is
paid without the issuance of obligations, in which case the moneys
applicable thereto shall be paid into the "general fund." Any
installment or installments of the assessment which shall become payable
before any obligations have been issued, shall be paid by the
Comptroller into the "general fund" and applied to the payment of the
cost of construction. The Comptroller is authorized and directed to pay
from the "debt service fund" the principal of and interest on
obligations issued for the purposes of title 21 of this article.
5. All moneys in said "debt service fund" shall be applied by the
Comptroller to the payment of the principal of and interest on such
obligations, except as aforesaid, and to the purchase of the same in the
open market when possible and while awaiting such purchase such excess
shall be invested or kept at interest in the same manner as sinking
funds of the state of like nature are invested. If any moneys remain in
the "debt service fund" after all outstanding obligations have been paid
up and redeemed, such moneys shall be paid into the "general fund" and
may be used to pay the expenses of maintenance and operation and other
expenses.
6. The board may invest and reinvest any moneys of the "general fund"
which are not required to be deposited in accordance with the provisions
of section 165.00 of the Local Finance Law. Any such investment shall be
made only in obligations of the federal government and the State of New
York, and in certificates of deposit of banks or trust companies or in
bank or trust accounts of banks in this state, secured by obligations of
the United States of America or of the state of New York of a market
value equal at all times to the amount of the deposit and with the
approval of the Comptroller. The board may sell and dispose of any
securities purchased for investment pursuant to this paragraph at any
time with the consent of the Comptroller, and the proceeds thereof shall
be paid to the Comptroller and deposited in the "general fund."
7. Any obligations purchased for investment pursuant to this section
shall be delivered by the seller to the Comptroller who shall be the
custodian thereof until the same are sold or otherwise disposed of. The
Comptroller also shall collect the income of such investments and
deposit such income in the "general fund." Except that certificates of
deposit purchased for the Black river regulating district shall be
retained in the office of the said Black river regulating district at
Watertown, New York and a statement shall be filed with the Comptroller
listing such certificate or certificates, the amount thereof, the
interest due and payable thereon, the mateurity date thereof, the issuer
of such certificate and such other information as shall be required by
the Comptroller.
8. All payments from the "general fund" of the district shall be made
by requisition of the board signed by the board or by the officer or
officers thereof authorized by it so to do and audited and countersigned
by the Comptroller.
9. The board shall keep in suitable books a complete record of its
financial transactions, and the books shall be audited from time to time
by the Comptroller.
Reports.
1. The board of any river regulating district created hereunder shall
annually, as of such date as the department may provide, submit to it a
written report, which shall contain:
a. An exhibit of the personnel of the board, and all of the employees
and persons connected with the board;
b. A financial statement, showing fully and clearly the finances of
the district, the amounts and dates of maturity of all bonds, notes and
certificates of indebtedness, the amounts of money received, and from
what sources, and amounts of money paid and purposes for which same were
paid;
c. A statement of any petitions received by the board and the action
taken thereon;
d. A descriptive statement of the work done during the previous year;
and
e. A statement of the condition of reservoirs and the results secured
by the operation thereof in each case.
2. In addition to the matters outlined above the board shall report to
the department such other matters as it shall deem proper or the
department shall require.
Operation of reservoirs.
1. The board shall not permit the water in any reservoir constructed
under the provisions of title 21 of this article to rise above the high
flow line thereof, except during floods or other emergencies, and if
during floods or other emergencies the water shall rise above such high
flow line the board shall immediately open the outlet gates in such
reservoir and take such other action as may be necessary to lower the
water to the high flow line of such reservoir with the least practicable
delay. The board shall keep an accurate and, so far as practicable,
continuous record of the height of water in each reservoir and shall
install and maintain at suitable places such gauges or instruments as
may be necessary therefor.
2. Except for absolutely necessary inspection or repairs, no reservoir
shall at any time be drawn off below the low flow line, or to such
extent as to expose isolated pools which may cause unsanitary
conditions, unless due provision is made for draining such pools into
the lowest water level of such reservoir. It shall be unlawful for any
officer or person in charge of any reservoir to neglect the provisions
of this section.
3. It shall be unlawful for any person to open or close or cause to be
opened or closed a gate or gates in any dam constructed pursuant to the
provisions of this title without the consent of the board or for any
person to interfere in any way with the operation of, or injure a
regulating reservoir.
4. When the flow of a river at any water power plant thereon falls
below the average normal flow thereof, the then natural flow of the
river at a reservoir dam thereon shall not be restricted without the
consent of the owner of such power plant.
5. No regulating reservoir shall be constructed pursuant to the
provisions of title 21 of this article of a capacity greater than is
required to maintain the average flow.
6. The expense of maintenance and operation of any existing reservoirs
shall be paid as now provided by law until such reservoirs are taken
over by the board pursuant to the provisions of title 21 of this
article, and thereafter such expense shall be paid as herein provided
for the maintenance and operation of reservoirs constructed pursuant to
title 21 of this article.
Hearings; hearing officers; determinations.
Whenever the department is empowered under the terms of title 21 of
this article to make a determination it may hear testimony and take
proofs material for its information and may appoint a hearing officer by
a written appointment, for that purpose. Every hearing officer so
appointed shall be authorized to take such testimony and hear such
proofs as may be material to the inquiry and report the proofs and
testimony so taken, with his opinion as to the facts established
thereby, to the department. The department may make such determination
from the proofs and testimony taken before it or before such hearing
officer or from any other data which shall be satisfactory to it, and
the expenses of taking such testimony or proofs shall be deemed a part
of the expense of the improvement to which it relates.
Hudson River-Black River Regulating District; old boards
abolished; new board created.
1. The Hudson River Regulating District and the Black River Regulating
District created pursuant to this article are hereby consolidated into a
single district, to include the areas of both such districts, and to be
known as the Hudson River-Black River Regulating District.
2. Except as hereinafter provided, the board of the Hudson River
Regulating District and the board of the Black River Regulating District
are hereby abolished, and all of the jurisdiction, functions, powers,
duties and obligations possessed or exercised by, or for which
commitments have been made by, such boards, including lands or property
acquired, moneys of the boards, and actions taken or determinations made
by such boards, are hereby transferred to, assigned to and devolved upon
the Hudson River-Black River Regulating District and its board.
3. Notwithstanding any provision of titles 21, 23 and 25 of this
article, a board of the Hudson River-Black River Regulating District is
hereby created to consist of seven members to be appointed by the
governor not less than three of whom shall be residents of the territory
comprising the Black River area and not less than three of whom shall be
residents of the territory comprising the Hudson River area. The
governor shall appoint one member for a term ending September 1, 1960,
one for a term ending September 1, 1961, one for a term ending September
1, 1962, one for a term ending September 1, 1963, and one for a term
ending September 1, 1964, and thereafter, on the expiration of their
respective terms of office, appointments shall be made for terms of five
years. The governor shall appoint two additional board members, each of
whom shall serve for a term of five years from the effective date of his
or her appointment; provided, however, that the board members first
appointed on or after the effective date of the chapter of the laws of
two thousand five which amended this subdivision shall serve an initial
term of two years from the effective date of such appointment. The
governor shall fill any vacancy on such board within thirty days after
it occurs for the remainder of the term of office.
Hudson River Regulating District and Black River Regulating
District: transfer of functions; pending actions and
proceedings; interpretation of documents; existing rights
and remedies.
1. Except as hereinafter provided, the contracts, books, maps, plans,
papers, records and property of whatever description within the
jurisdiction or under the control of the Hudson River Regulating
District or the Black River Regulating District, including moneys
appropriated and available to such districts, pertaining to or used in
connection with the exercise or performance of the functions, powers and
duties hereby transferred and assigned, shall be delivered to the
secretary of the board of the Hudson River-Black River Regulating
District, who is hereby authorized to take possession thereof.
2. For the purposes of succession, the functions, powers and duties
transferred, assigned to, and devolving upon the Hudson River-Black
River Regulating District shall be deemed to constitute a continuation
of such functions, powers and duties exercised by the Hudson River
Regulating District and the Black River Regulating District, and the
acts, orders, rules, regulations and determinations of such districts
shall have, and continue with, the same force and effect as though done
by or made by the Hudson River-Black River Regulating District.
3. Any business or matter heretofore undertaken or commenced by or
before the Hudson River Regulating District or the Black River
Regulating District, or any action or proceeding heretofore brought by
or against such districts, pertaining to or connected with the
functions, powers and duties hereby transferred and assigned to the
Hudson River-Black River Regulating District may be conducted,
completed, prosecuted and defended by and in the name of the Hudson
River-Black River Regulating District. In all such actions and
proceedings the Hudson River-Black River Regulating District, upon
application to the court, may be substituted as a party.
4. When the Hudson River Regulating District or the Black River
Regulating District is referred to or designated in any law, contract or
document, such reference or designation shall be deemed to refer to and
include the Hudson River-Black River Regulating District so far as such
law, contract or document pertains to matters which are within its
jurisdiction by reason of such transfer and assignment of functions,
powers and duties.
5. No existing right or remedy of any character shall be lost, or
affected by reason of the provisions of sections 15-2137, 15-2139 and
Hudson River Regulating District and Black River Regulating
District: funds of the board.
1. Notwithstanding the consolidation of the Hudson River Regulating
District and the Black River Regulating District into a single district,
effectuated by this title, or any other provision of title 21 of this
article, moneys constituting the respective "general fund" or "debt
service fund" or other fund or funds of either the Hudson River
Regulating Board or District or the Black River Regulating Board or
District, shall remain and be kept separate and apart and shall be
applied for the cost of maintenance and operation in the area of the
appropriate district and to pay the debts and obligations of the
appropriate board or district, on whose account such moneys were
received.
2. Notwithstanding any provision of sections 15-2137 and 15-2139 or
any other provision of title 21 of this article, all moneys hereafter
received by the Hudson River-Black River Regulating District and its
board, as consolidated, by reason of assessments or from the sale of
obligations issued or from other source, all for the purposes of the
respective areas heretofore comprising the Hudson River Regulating
District or the Black River Regulating District, shall be kept separate
and apart and shall constitute "general funds" and "debt service funds"
and other fund or funds with the same force and effect as funds
heretofore constituted by the Hudson River Regulating Board or District
and by the Black River Regulating Board or District and shall be applied
solely for the cost of maintenance and operation in the respective areas
from which the moneys were received and to pay the debts and obligations
accrued or as they become due in the areas where the debts and
obligations were incurred, provided, however, that the expenses of the
board, as consolidated by this part, and of its officers and employees
shall be paid from the appropriate "general funds" in the same
proportion as moneys are annually collected from the respective areas.
The provisions of section 15-2129, in so far as the same are applicable
and not inconsistent herewith, shall apply as they relate to the
"general fund", "debt service fund", and to the fund or funds of the
district.
TITLE 23 River Improvement
Legislative purpose.
The purpose of title 23 of this article is to provide a method by
which a project may be undertaken to improve the channel, construct
dikes or regulate the flow of a river for the protection of life,
property and the public health or welfare from damage by floods, such
work in general to be done at the expense of the owners of the
properties and of the political subdivisions of the state benefited
thereby.
River improvement districts.
1. Bodies corporate which shall consist of and be known as river
improvement districts may be created as herein provided to carry out the
purposes of title 23 of this article on some particular stream or part
thereof. Such river improvement districts are declared to be public
corporations and shall have perpetual existence and the power to
acquire, hold or sell such real estate or other property as may be
necessary, to sue and to be sued, to incur contract liabilities, to
exercise the right of eminent domain and of assessment and taxation and
to do all acts and exercise all powers necessary to accomplish the
purposes of title 23 of this article. Such powers shall be exercised by
and in the name of the district. The governing body of the district
shall be the department, unless such district be combined with a river
regulating district as provided below. Any watershed of the state or any
integral part of such watershed may be created into a river improvement
district pursuant to the provisions of title 23 of this article. The
debts, liabilities and obligations incurred by a river improvement
district shall in no event be construed as debts, liabilities or
obligations of the State of New York, and neither the department nor any
member thereof in his individual capacity shall be liable therefor. Any
river improvement districts heretofore formed under the provisions of
this chapter are hereby declared to be bodies corporate and all the
provisions of this section shall be applicable to such river improvement
districts. The general provisions and definitions appearing in sections
15-1903 and 15-2101 are also applicable to title 23.
2. Any county, city, town or village, or any person or persons owning
lands situated on, bordering on or near any river or watercourse may
present to the department a petition, duly verified, praying for the
formation of a river improvement district. The petition shall set forth
the facts as to the effects on life, health, welfare and property of the
present flow of the stream and may state the method whereby the
petitioners believe that the conditions complained of can be remedied or
bettered. The department may by rule prescribe the form and nature of
the contents of such petition. On receipt of such petition the
department shall cause the matter to be investigated. The department may
make tentative determinations as to remedial measures, what properties
would be benefited, the cost of the work and the division of such costs
between public corporations and private owners; or it may find that the
relief sought is impracticable or not of sufficient importance to
warrant state interference.
3. Notice of a hearing shall be given as follows:
a. The department shall set forth the material in subdivision 2 above
in a report which shall be filed and notice of such filing, together
with the notice of a public hearing thereon, shall be given. If the
report is favorable, the notice shall also state that the department
contemplates the making of a survey and of an assessment of the costs of
the project, the costs of which survey and assessment will be assessed
on the properties and public corporations surveyed or assessed as
beneficiaries.
b. Whenever the department is required to give notice of a hearing or
of any act performed or contemplated, it shall be given in accordance
with the provisions of subdivision 1 of section 15-0903.
4. At the hearing the department shall hear testimony and arguments
with regard to the proposed project. Thereafter the department shall
determine whether the public health, safety or welfare require the
formation of the district and shall make a final order with regard
thereto. Such an order forming a district shall describe the boundaries
thereof and state the name of the district and shall include orders to
make surveys, studies, estimates and assessments. The final order shall
be filed and notice of such filing given.
5. The department may proceed to make such surveys of the lands in the
proposed district and the boundaries thereof and of the river and its
tributaries and such other areas as may be necessary. For the carrying
out of the purposes of this title 23 the department and its authorized
agents may enter upon any such land as in its judgment may be necessary,
the district being liable only for actual damage done thereby. The
amount of such damages may be agreed upon between the department and the
owner or occupant of such lands or if they cannot agree the amount of
such damages shall be ascertained and determined by proper court action.
6. After the completion of the surveys the department shall prepare
maps of the proposed district showing the boundaries thereof, the
boundaries and area of each public corporation in so far as it lies
within the district, the boundaries of each parcel of land in the
district which is to be directly assessed, together with the name of the
owner thereof as far as the same may be ascertained. Where a parcel is
intersected by the boundary of a public corporation, the area in such
parcel in each such public corporation shall be separately given. The
boundaries shall include all properties benefited, and may include
properties not benefited if necessary to make the district a continuous
area with reasonably simple boundaries. Such maps shall also show as far
as may be necessary the topography, and the natural and artificial
features of the lands within the district or elsewhere. The department
shall also show on such maps and other plans the location and general
structural details of such works as may be required for the proposed
improvement. The department shall also prepare a general description of
the proposed works and an estimate of the cost of constructing such
works.
7. The department shall also determine the amount of benefit which
will accrue to each parcel of land in the district and shall apportion
the cost of such work among such parcels in proportion to the benefit
which each will derive therefrom. If the department finds that any
public corporation will be benefited in its corporate capacity, it shall
state what proportion of the total cost of the works or of the various
parts thereof shall be borne by such public corporation and only the
remaining portion of the work shall be assessed on the individual
owners. The department shall prepare a statement of its assessment and
apportionment. Certified copies of such maps, plans, estimates and other
papers and of the assessment and apportionment shall be filed and notice
of such filing and of the time and place for the hearing thereof shall
be given.
8. Thereafter the department shall proceed to hold the hearing and to
consider the testimony and arguments presented thereat. If it shall
appear that additional areas should be included in the district and that
additional surveys are necessary, the department shall so determine and
may proceed to make such surveys in the same manner as is provided for
the original surveys. Upon completion of such hearings the department
shall determine whether or not it is to the public interest to grant the
petition, form the district and carry out the project, whether all
properties which will be benefited by the proposed works are included in
the district and whether the assessment and apportionment is just and
equitable, and it shall make a final order with regard thereto.
Certified copies of such final order shall be filed and notice of such
filing given. After the expiration of the time for review of such an
order, if no review is had, or after the review is completed, the
department shall cause the same to be recorded. The district shall be
held to have been formed on the date of such final order but such
formation shall not be effective until such order as made or as modified
on review shall have been recorded.
9. Any determination, apportionment, decision, order, maps or plans
which the provisions of this title require to be filed and notice of
such filing to be given, except in the case where a hearing is to be
held may be reviewed by any interested party as provided in section
10. Wherever it is required in title 23 of this article that copies of
maps and documents be filed, certified copies thereof shall be filed in
the offices of the clerks of each county, town, city or incorporated
village, any part of which is included in the district or proposed
district. Wherever it is required in title 23 of this article that any
document be recorded, the department shall cause a certified copy
thereof to be sent to the clerk of each county, any part of which is
included in the district or proposed district, and such clerk shall
thereupon record such document.
11. The department may change the boundaries of a district,
consolidate two or more districts or subdivide an existing district into
two or more districts, the procedure for which shall be the same as is
provided for herein for the formation of a district, in so far as the
same is applicable.
12. Apportionment of costs shall be as follows:
a. Whenever it is practicable so to do, the department shall include
in the cost of any survey made, or construction, maintenance or repair
work carried out under provisions of title 23 of this article the cost
of all proceedings, hearings, notifications, filings, recordings,
engineering, legal and all other services and expenses which lawfully
may be incurred, including the cost of acquisition of lands and
rights-of-way, suits and prosecutions.
b. To pay the expenses of the surveys, preparation of maps, plans and
estimates, the making of the assessment, the holding of the required
hearings and other matters required by the provisions of this section,
the department may make funds available therefor. The assessment of such
costs shall be divided between public corporations and private persons
in the manner set forth in the district assessment; the remaining amount
shall be assessed on all the properties in the proposed district as
shown by the maps filed in proportion to the assessed valuation of such
properties. In the event that any such property is cut by the district
boundary, the department shall request the local assessors to divide the
assessment between the portion within and that without the district and
it shall be the duty of such assessors to make such division.
13. At any time after the formation of a district petition may be made
to the department for additional construction or for major changes in
the project already adopted or the department, of its own motion, may
suggest such changes or additions. The procedure shall be that specified
in this section as far as it is applicable. The same procedure may also
be followed in order to authorize the raising of additional funds for a
project already adopted, should it be found that sufficient funds were
not originally authorized.
River improvement associations.
There shall be in each river improvement district an association to be
known by the name of the district, as..................River Improvement
Association. It shall be the object of this association to represent the
interests of its members before the department and elsewhere and to
serve as a channel of communication between the members thereof and the
department. Each public corporation and each owner of land within the
district and each lessee of such land shall be a member of and shall
have an equal vote in the association. Such association may be formed
voluntarily as soon as the department has filed its first description of
the boundaries of the district. As soon as practicable after recording
the final order creating the district the association, if already
formed, shall call a meeting of the members of the association and
perfect a permanent organization. If no association has been formed the
department shall call a meeting for the purpose of forming such an
association and a representative of the department shall preside thereat
until a temporary chairman is elected. Such association shall adopt
by-laws for the transaction of its business. The association shall
choose from among its members a president, secretary and executive
committee and such other officers and committees as the by-laws may
provide. It shall be the duty of the secretary to keep a list of the
members and their addresses and to furnish the department with a list of
such members on request. The association may require the payment of
annual dues or contributions to the association treasury, the amount of
such contribution and the manner of collecting the same to be decided by
the association. The annual meeting of the association shall be held
during the month of February in each year, at which meeting the officers
shall be elected and the association shall determine what further work,
if any, it desires during the ensuing year. Immediately after the close
of the annual meeting the secretary of the association shall submit to
the department a list of names and addresses of the officers for the
year and a petition setting forth the desires of the association.
Construction contracts.
1. In general all construction work shall be done by contract, but in
the event that the estimated cost of such work, or of a specified
portion thereof, shall not exceed the sum of ten thousand dollars, the
department may, on the recommendation of the Commissioner of
Transportation, authorize the Commissioner of Transportation to do such
work or part of such work by day's work under his direction. The
department may prepare contracts, plans and specifications for doing
such work and furnishing the necessary materials. The work may be
divided into several parts and a separate contract let for each. Each
contract shall contain a provision that no extra or unspecified work
shall be certified for payment unless such work is done pursuant to
written order of the department. The form of such contract shall be
approved by the Attorney General. Contracts shall be executed in
triplicate by the department on behalf of the district.
2. Bids or proposals for any such work shall be called for by
publishing a notice thereof once a week for two successive weeks in a
newspaper published in each county affected by the proposed works which
the department shall select and in such other papers as the department
shall direct. The advertisements shall be limited to a brief description
of the work proposed to be let with an anonuncement stating where the
maps, plans and specifications are on exhibition, of the terms and
conditions under which bids will be received, the time and place when
the same will be opened and such other matters as may be necessary to
carry out the provisions of title 23 of this article. The department is
authorized to furnish copies of such contract plans and specifications
to prospective bidders at a price which it shall find to be reasonable
and to pay the funds so received into the river improvement district
fund. Every bid or proposal must be in writing and be accompanied by a
money deposit in the form of a draft or certified check upon some
national or state bank or trust company within the state in good credit
and payable at sight to the department for five per cent of the total
amount of the proposal. In case the proposer to whom such contract shall
be awarded shall fail or refuse to enter into such contract within the
time fixed by the department, such deposit shall be forfeited to the
department and paid by it into the river improvement district fund;
otherwise such deposits shall be returned. The proposals received
pursuant to the advertisement shall be publicly opened and read at the
time and place designated. The department may reject any and all bids
and re-advertise and award the contract in the manner herein provided
whenever in its judgment the interests of the district will be enhanced
thereby.
3. No contract, the total of which exceeds by more than ten per cent
the gross cost of the work as estimated by the department shall be
awarded. The contract shall be entered into with the person, firm or
corporation who shall offer to do and perform the same at the lowest
price and who will give adequate security for the faithful and complete
performance of the contract. Such security shall be approved as to
character and sufficiency by the department and as to form by the
Attorney General and shall be at least ten per cent of the amount of the
estimated cost of the work according to the contract price. If, in the
judgment of the department, the work upon any contract is not being
performed according to the contract, or for the best interests of the
district, it shall have power to suspend or stop the work under such
contract while it is in progress and it shall thereupon become the duty
of the department to complete the same in such manner as will accord
with the contract specifications and be for the best interests of the
district, or the contract may be cancelled and re-advertised and relet
in the same manner above prescribed and any excess in the cost of
completing the contract beyond the price for which the same was
originally awarded shall be chargeable to and paid by the contractor
failing to perform the work.
4. Partial payment for work actually done may be provided for in the
contract and paid in the manner hereinbefore provided to an amount not
to exceed ninety per cent of the contract price. The payments due on
account of any such contracts, or for necessary expense or work in
connection therewith, shall be paid from the river improvement district
fund as hereinbefore provided.
Entry upon lands, structures and waters; acquisition of
property.
The department, its members, officers, employees and agents may enter
upon any land, structures and waters necessary for the purposes of title
23 of this article and may determine what rights in and to such property
are to be acquired therein. If the owner of any property to be taken, or
on or over which an easement is to be taken, for such improvement shall
agree with the department upon the sum to be paid therefor, or for the
right to use and occupy the same, or for any damages sustained, such sum
shall be paid as hereinafter provided as part of the necessary expense
incurred for the purpose of such improvement. If the department cannot
agree with the owners upon the compensation and damages to be paid for
the property or easement to be so taken the department shall proceed to
acquire title thereto under the provisions of the eminent domain
procedure law. All real property acquired by a river improvement
district shall be exempt from taxation.
Financing of river improvements; assessment and collection of
cost; correction and revision of assessments.
1. After a river improvement project has been duly authorized and the
determination of benefits and the apportionment of cost thereof duly
recorded, the department may finance such improvement pursuant to the
Local Finance Law. If obligations are issued, they shall not be
construed in any event as obligations of the state, and neither the
state, the department, nor any member thereof personally shall be
obligated to pay the principal or interest therefor. Such obligations
shall be lawful investments for savings banks, trust companies,
executors and trustees and for any of the funds of the state which by
law may be invested. The proceeds thereof shall be deposited in a
national or state bank or trust company either in Albany or in one of
the counties in which such improvement is made, to be approved by the
Comptroller. Before any such deposit is made, the Comptroller shall
require from the depository security for the repayment of the same to
the department upon demand of the moneys so deposited in the manner
provided in section 106 of the State Finance Law. Moneys received under
the provisions of title 23 of this article shall constitute a fund to be
known as the "river improvement district fund," and the portion thereof
applicable to each improvement shall be separately kept by the
Comptroller and the same are hereby pledged to the payment of the cost
and expenses of such improvement and the Comptroller is authorized and
directed to pay therefrom the costs and expenses of such improvement
upon the order of the department or the authorized officer thereof.
2. The department shall, on or before September 1 following the
issuing of any obligations and annually thereafter, prepare a statement
of the amount to be raised during the ensuing year, in order to retire
the obligations maturing during such year, together with the interest
thereon and the estimated cost of maintenance of such improvement for
the ensuing calendar year. Such statement shall be approved by the
Comptroller; it shall show the amount of the proportional share thereof
to be paid by each county, town, city or village respectively as
determined by the department, and such county, town, city or village
shall cause the same to be assessed, levied and collected in the same
manner as provided by law with reference to general taxes, and paid to
treasurer of the county, who shall forthwith forward the same to the
Comptroller to be by him paid into the river improvement district fund
applicable to such improvement; it shall also show the amount of the
proportional share thereof to be paid by the lands and properties
collectively in such improvement district within each county during such
year, to be assessed, levied and collected as hereinafter provided.
Copies of this statement shall be transmitted on or before September 1
to the Comptroller, the clerk of the county legislative body, or such
other similar official as shall have been designated by the county
legislative body, the clerk of each town, the mayor of each city and the
mayor of each village affected by such improvement.
3. The assessors of each town and city included in such improvement
district are hereby required to enter in a separate column in the annual
assessment roll of such town or city before the delivery thereof to the
county legislative body the description by number corresponding with the
number thereof on said survey, map and descriptions so filed in the
county clerk's office, each parcel of land and each designation or
description of property within the county in such improvement district,
together with the name of the then owner or owners thereof as far as the
same can be ascertained by the assessors, and set opposite such number
and description of each separate parcel or property, in the column of
the roll for the total assessed valuation of property, the amount of
benefit by reason of such improvement received by such parcel or
property as stated and specified in the determination of the department
as modified by the court if so modified, and recorded in the office of
the clerk of the county.
4. The county legislative body shall each year at the time the annual
tax levy is made levy upon each separate parcel and property in the
county within such improvement district appearing upon the assessment
rolls of the towns and cities included therein as herein provided, such
portion of the amount to be paid by all of the property in the county
within such improvement district appearing by the statement of the
department and the Comptroller made to the board as in title 23 of this
article provided as the amount so assessed against such parcel or
property on the rolls for benefit accruing thereto bears to the
aggregate amount so assessed on the rolls against all of such lands and
properties, and the taxes so levied shall be collected in the same
manner as general taxes are levied and collected, and shall be like
liens as general taxes until the amount thereof is paid to the county
treasurer of the county, superior in force and effect to all other liens
except unpaid general taxes; provided, however, that the collection of
such tax shall only be enforced by a sale of the land or property
assessed.
5. On or before the first day of June in each year the county
treasurer shall pay the amount so to be raised in his county, as shown
by the statement of the department and Comptroller of the previous year,
to the Comptroller, who shall pay the same into the river improvement
district fund. The tax collectors and county treasurers collecting and
paying such taxes to the Comptroller shall be governed by and have all
the powers specified in the Real Property Tax Law, which formerly were
specified in articles 4 and 7 of the Tax Law for the collection of taxes
and sales of property by county treasurers for unpaid taxes and
redemption of lands.
6. In the event that obvious errors or discrepancies should be
discovered in any assessment of benefits or apportionment of cost made
under the provisions of title 23 of this article, the department may
correct the same by filing corrected copies of the statement of such
assessment and apportionment and following the procedure specified
above. Should such correction be made the county legislative body are
empowered to levy additional sums on or to give credit to certain
parcels to the end that the amount collected from each parcel shall be
what it should have been had an error not been made. Such county
legislative body is also empowered to apply to the department for an
adjustment of assessments among the various parts into which an original
parcel may be subdivided. The department shall file and record its
findings in such cases as amendments to the original or corrected
assessment, and shall give notice to the parties affected, but need hold
no hearing thereon unless such hearing be demanded within ten days after
notice is given by a party affected. None of the above proceedings shall
be held to reopen the determination of an assessment or apportionment,
or both, except as to the particular matter involved. Should the
department at any time find that a former assessment or apportionment
appears with the lapse of time or in the light of new knowledge and
experience to have become inequitable it may so declare by written order
and proceed to review the whole matter by following the full procedure
laid down in section 15-2303.
Operation, maintenance, repair and extension of river
improvements.
1. The care, operation and maintenance of any works of the river
improvement district shall be subject to the control and supervision of
the department. It shall be the duty of the department to maintain any
works constructed by it in serviceable condition. To that end the
department is authorized to hire employees, purchase or rent land,
buildings, tools or machinery, to let work by contract or to carry out
projects by day labor. The procedure to be followed for the
authorization, financing and assessment of the cost of such work or
purchases shall be that specified in section 15-2303 except that
proceedings may be initiated by the department of its own motion. In
cases where a permanent maintenance or operating force is necessary, the
department may annually prepare a maintenance budget which shall be
treated as a repair project under subdivision 2 below.
2. Major repairs, alterations, extensions and improvements in any
river improvement district may be made by the department on petition
therefor and after procedure thereon similar to that specified in
section 15-2303 hereof, for original construction. If additional surveys
are required, they may be authorized and paid for as provided in section
15-2303 hereof, except that the cost of surveys and other expenses may
be included in the cost of the improvement and assessed on the
properties benefited in accordance with the benefits to be derived from
such improvements. Except where the department shall otherwise
determine, the cost of improvements and repairs on works already built
under the provisions of title 23 of this article, shall be assessed in
the same manner as the original cost was assessed, but the department
may make a new assessment by following the procedure above specified.
Any such project for repairs, alterations, extensions and improvements
may be initiated by the department.
Unlawful interference with improvement works.
It shall be unlawful for any person to damage, alter, change or
interfere with any works constructed under the provisions of title 23 or
to open or close, or cause to be opened or closed, a gate or gates in
any dam or dike or a gate in any head race or obstruct any channel
constructed under title 23 so far as the same relates to such
improvements, without the consent of the department. After the
improvement of any channel or watercourse has been authorized it shall
be unlawful for any person or public authority to construct any dam or
other structure on the bed of such stream or any bridge across it until
the department has found that such construction or bridge will not
unduly affect the projected or completed improvement.
Construction of reservoir on state-owned lands in a forest
preserve.
If as a part of any project for the improvement of a district it is
necessary to construct a reservoir on any part of the forest preserve,
the department must, before making the final order, cause such lands to
be accurately surveyed and the boundaries of the lands needed and the
high flow line of the reservoir to be accurately fixed and thereafter,
after due notice, to hold a public hearing as to whether such lands are
required for such public use and, if so required, as to what will be a
reasonable return to the state upon the value of the rights and property
of the state so used and the services of the state as to such lands if
such improvement is made. If it be determined that such lands are so
required, such determination must be incorporated in the final order
with a statement of the boundaries, the high flow line, the acreage and
the amounts to be paid to the state for the lands and services. Such
payments to the state and the cost of building such portions of the
reservoir as are on state forest preserve lands shall be apportioned
like other costs and expenses on the municipalities, other public
corporations and properties benefited to the extent of the benefits
received. If additional land is required it shall be acquired or taken
in the name of the state and the entire reservoir shall be the property
of the state, although paid for by the district and dedicated for the
purposes for which constructed. Such reservoir shall always be operated
by the department or other state authority for the benefit of the
district. The reasonable return to the state shall be fixed for terms
not exceeding ten years and may be changed at the beginning of any new
term. The high flow line of a reservoir as referred to in title 23 of
this article is hereby defined as the level of the water in the
reservoir when the greatest flood reasonably to be expected is passing
over the spillway of the dam with all outlet gates closed. Before any
such state lands are flooded, the timber shall be removed therefrom and
the construction thereof shall be approved by the Commissioner of Health
as not creating or tending to create any unsanitary condition.
Payment by the state of part of cost of river improvement.
Should the department find that the state of New York properly should
bear a part of the cost of any river improvement, it is hereby
authorized to so recommend to the Legislature and it may not proceed
further with the project until the Legislature has made the necessary
provisions for the payment of such costs or unless the project be so
modified as to eliminate state contributions to the cost thereof. Except
under the above circumstances the state shall be liable for no costs in
connection with any such improvement except that the salaries and
general expenses of the members of the department not specifically
assigned to the particular project are not to be assessed upon the
district.
River improvement district with federal aid.
1. In the event that any agency of the government of the United States
shall be willing to perform, direct or finance any work for the
improvement of a river, as specified in title 23 of this article, in
such manner that the greater part of the cost of such work shall be paid
by such government, the department shall have power to form a river
improvement district covering the areas to be benefited by such work by
following the procedure set forth in this section, in lieu of the
procedure specified in the preceding sections of title 23 of this
article.
2. The department may proceed of its own motion to form such district
and to authorize the proposed work as though a petition therefor had
been filed as provided in section 15-2303. It may negotiate with the
federal government, investigate the proposed district and prepare a
written report thereon, describing the proposed district and the
proposed works, and giving estimates of the cost of the various parts of
the work which may be a charge against the proposed district. Such
report shall be filed and notice of such filing and of a hearing thereon
given as provided in section 15-2303, except that the period of notice
provided for in section 15-2303 shall be halved. After the final hearing
the department shall determine whether it is in the public interest to
form the district and to proceed with the work and in general terms,
what public corporations and lands will be benefited thereby. These
matters shall be embodied in a written order, which shall, if the action
is favorable, contain orders to make surveys, assessments, enter into
agreements with agencies of the federal government, acquire lands and
rights in lands and all other matters which may be needful for the
carrying out of the proposed project. Such written order shall state
whether it is planned to issue obligations pursuant to the Local Finance
Law. Certified copies of the determination and order shall be filed and
notice of such filing given. Such determination and order may be
reviewed pursuant to section 15-0905, but application for review must be
made within ten days after such filing. If no review is had, the
department shall cause the same to be recorded. The district shall be
held to have been formed on the date of such final order, but such
formation shall not be effective until such order, as made or as
modified on review, shall have been recorded.
3. As soon as the formation of the district becomes effective, the
department shall have full power to enter into agreements with the
proper officials of the federal government or of other agencies of the
state, to acquire or to appropriate lands and rights in lands, including
sites for camps and appurtenant facilities, access roads, borrow pits,
quarries, spoil banks and all necessary and proper matters, to incur
contractual obligations, to employ the necessary personnel and generally
to do whatever is necessary to carry out the proposed project or
projects.
4. After such district is formed and the original federal project
authorized, major changes in such project, additional federal projects,
changes in district boundaries necessitated by such federal projects or
the raising of required additional funds for the work may be authorized
by following the pertinent portions of the procedure in section 15-2303
above.
5. Except for such projects as may be carried out by the federal
government, any district formed under the provisions of subdivision 2
above shall thereafter continue as a river improvement district, as
though formed under the provisions of section 15-2303.
TITLE 25 Joint River Regulating, River Improvement and Drainage Improvement Districts
Formation of joint districts.
1. A river regulating district formed and established under the
provisions of title 21 of this article may be given extended powers and
duties by the formation by the department of a river improvement or
drainage improvement district, or both, which districts shall have the
same boundaries as the river regulating district, shall be joined with
it as one body corporate and subject to the general supervision of the
department and shall be administered by the board of the river
regulating district. If this is done, the board shall thenceforth
exercise the powers of the department as set forth in title 19 and title
23 of this article, except those under sections 15-1945 and 15-1957 and
as otherwise provided below. Whenever the department is empowered to set
up districts under title 19 and title 23 of this article, the board may,
by the same procedure, set up river or drainage improvement
sub-districts which shall not be separate bodies corporate but shall be
financial and assessment entities and each of which shall have an
association. Any function which title 19 and title 23 specify to be
performed by the Department of Transportation or the Commissioner
thereof shall be performed by the board through its engineering forces,
and legal matters may be handled by counsel to the board. Whenever the
statute requires the board to file in final form orders, statements,
schedules, reports, plans, or other papers, to give notice of such
filing and, after review, if any, to record or file the same such papers
may not be filed except with the consent and approval of the department.
All contract plans and specifications must similarly receive such
approval to make them valid. All contracts must be so approved before
they are signed and all acts authorizing the borrowing of money, making
of assessments, or statements of the amounts which must be collected
with annual taxes, must be approved by the department before they are
submitted to the Comptroller. In proper cases, any such district may be
assessed as an entity for benefits derived from the operation of another
sub-district or the construction of a regulating reservoir.
2. Proceedings for the formation of a joint district shall be as
nearly as may be those set forth in title 19 or title 23 as the case may
be. They shall be initiated by a written petition filed with the
department. On receipt thereof the department shall make such
investigation as it deems necessary, shall set the time and place for a
hearing thereon and shall give notice of the same by publication
pursuant to the provisions of subdivision 1 of section 15-0903. At the
hearing, the department will hear the applicants and the board, and such
objectors as have filed written objections. After the hearing the
department shall approve, modify and approve or reject the application
according to what it finds to be the best interest of the people of the
state. The action of the department shall be in the form of a signed
written order, copies of which shall be filed in the offices of the
clerk of each county, town, city or village, any part of which lies
within the proposed district. Notice of such filing shall be given by
publication and the acts of the department may be reviewed provided such
review is initiated within sixty days of the date of the order. If not
reviewed or if confirmed by the courts reviewing the matter, the order
shall be recorded in the offices of the clerks of the various counties;
thereupon the order shall become final and the joint district shall be
deemed to have been formed on the date of the order. Certified copies of
such order shall be served on the board and shall be its authority to
act for the new district.
Finances.
The financial affairs of each sub-district shall be handled as a unit
and in accordance with the provisions of title 25 of this article which
apply thereto. Compensation of the members of the board, salaries of
regular employees of the regulating district, together with expenses and
general operating costs shall be allocated by the board on a time basis
among the sub-districts and paid from district funds. Such payments
shall not operate to change the status of any member, officer or
employee, nor shall they result in an increment in the rate of payment
made to them, computed on an annual basis. Preliminary costs incurred in
the formation of a sub-district shall be reimbursed from sub-district
funds if the sub-district is formed; otherwise they shall be a charge
against the signers of the petition. Funds raised under the provisions
of title 21 of this article cannot be used in connection with any river
or drainage improvement district or sub-district.
Powers of the department.
Nothing in title 25 of this article shall be held to curtail the
powers of the department as to river or drainage work within a river
regulating district prior to the time that such district is charged with
the powers and duties above set forth as to river or drainage work or
both, nor in any event shall the powers of the department under sections
15-1945 and 15-1957 be curtailed or changed. Should the department at
any time form or have formed a river or drainage improvement district in
a basin now or subsequently formed into a river regulating district,
which district is later given the extended powers herein provided, such
river or drainage improvement district shall become a sub-district
administered by the board. In such cases, all outstanding indebtedness
and financial liabilities of the district shall remain undisturbed and
not in anywise altered by the transfer and shall be met by the board.
TITLE 27 Wild, Scenic and Recreational Rivers System
Statement of policy and legislative findings.
1. The legislature hereby finds that many rivers of the state, with
their immediate environs, possess outstanding natural, scenic, historic,
ecological and recreational values.
2. Improvident development and use of these rivers and their immediate
environs will deprive present and future generations of the benefit and
enjoyment of these unique and valuable resources.
3. It is hereby declared to be the policy of this state that certain
selected rivers of the state which, with their immediate environs,
possess the aforementioned characteristics, shall be preserved in
free-flowing condition and that they and their immediate environs shall
be protected for the benefit and enjoyment of present and future
generations.
4. The purpose of this act is to implement this policy by instituting
a state wild, scenic and recreational rivers system, by designating the
initial components of that system and by prescribing the methods by
which and standards according to which additional components may be
added to the system from time to time.
Definitions.
Except as otherwise required by the context, the following terms when
used in this act shall be construed as follows:
1. "Agency" means the Adirondack park agency as created by chapter
seven hundred and six of the laws of nineteen hundred seventy-one, and
whose functions, powers and duties are provided for in article
twenty-seven of the executive law.
2. "Commissioner" means the commissioner of environmental
conservation, his successors in office and any agency which may succeed
to the duties of such office.
3. "Development" means any activity which materially affects the
existing condition, use or appearance of any land, structure or
improvement including the actual or effective division or proposed
division of land into lots, parcels or sites whether contiguous or not,
for the purpose of sale, lease, license or any form of separate
ownership or occupancy as part of a common scheme or plan, (including
any grading, road construction, installation of utilities or other
improvements or any other development preparatory or incidental to any
such division) by any person or by any other person controlled by, under
common control with or controlling such person or by any group of
persons acting in concert as part of a common scheme or plan but shall
not include the division of any land resulting from bona fide devise,
inheritance, gift or the lease of land for hunting and fishing.
4. "Forest Management" means forestry practices, including harvesting
of a forest woodland or plantation, the construction, alteration or
maintenance of wood roads, skidways, landings and fences and related
research and educational activities.
5. "Free flowing" means existing or flowing in natural condition
without impoundment, diversion, straightening, riprapping, or other
modification of the waterway, except for stream improvement structures
for fisheries management purposes expressly authorized in section
15-2709 of this chapter.
6. "Improvement" means any change in or addition to land, including
but not limited to grading, filling, excavating or adding banks, fences,
dikes, ditches, pipelines, poles, electrical conduits, roads, streets,
curbs, gutters, sidewalks, driveways, parking lots or spaces.
7. "Motor vehicle" means a device for transporting personnel or
material, incorporating a motor or an engine of any type for propulsion
and with wheels, tracks, skids, skis, air cushion or other contrivance
for traveling on, or adjacent to land and water or through water.
8. "Person" means any individual, corporation, partnership, joint
venture, association, organization, government or any agency or
political subdivision thereof, or any other entity.
9. "River" means a flowing body of water or a section, portion or
tributary thereof, including rivers, streams, creeks, runs, kills,
rills, branches, or lakes. "River area" means the term river and the
land area in its immediate environs as established by the commissioner
or the agency, but not exceeding a width of one-half mile from each bank
thereof.
10. "Road" means any highway, hard-surfaced road, improved or dirt
road.
11. "Stream improvement structures for fishery management purposes"
means structures and improvements, including but not limited to, fish
barrier dams, fish passage structures, minor diking, cribbing, bank
stabilization and stream deflectors and other structures or improvements
designed solely for fishery management purposes which do not materially
alter the natural character of the waterway.
12. "Structure" means any object constructed, installed or parked on
land to facilitate land use, such as buildings, mobile homes, sheds,
signs, tanks, outdoor lighting and any fixtures, additions and
alterations thereto and trailers, travel trailers, campers, or tents
constructed, installed, or parked on land for other than a temporary
period or for a purpose other than transient occupancy and any fixtures,
additions or alterations thereto.
13. "System" means the rivers designated as wild, scenic and
recreational rivers in this part.
Jurisdiction of the commissioner and the Adirondack park
agency.
Notwithstanding provisions of any other general or special law, the
functions, powers and duties encompassed by this section shall be vested
in the Adirondack park agency as to any privately owned part of a river
area within the Adirondack park as defined by law which may become part
of the system; however, the commissioner shall have exclusive
jurisdiction over all other river areas in the state and of all parts of
river areas owned by the state located within the Adirondack park which
may become part of the system. This section shall not be construed to
divest the commissioner from the exercise of functions, powers and
duties which have not been delegated by law to the agency. If the
commissioner or the agency shall conduct any studies, proceedings or
activities under this section or otherwise which affect or may affect
river areas, any part of which are within the Adirondack park, they
shall consult and cooperate to carry out the purposes of this title.
Classes of river areas includable in system, criteria;
management objectives.
1. The following types of river areas are eligible for inclusion in
the system. All state agencies are hereby directed to pursue policies
with respect to their respective activities, functions, powers and
duties which are designated to enhance the conditions of designated
rivers in accordance with the criteria set forth for such rivers in this
section.
2. All rivers in the system shall be relatively free of pollution and
the water quality thereof of a standard sufficiently high to meet the
primary management purposes enumerated herein.
a. Wild river. Those rivers or sections of rivers that are free of
diversions and impoundments, inaccessible to the general public except
by water, foot or horse trail, and with river areas primitive and
undeveloped in nature and with development, if any, limited to forest
management and foot bridges.
(1) The minimum length of any one section shall be five miles.
(2) In general, the minimum distance from the river shore to a public
highway or a private road open to the public for motor vehicle use,
shall be one-half mile except where a physical barrier exists which
effectively screens the sight and sound of motor vehicles.
(3) Management of wild river areas shall be directed at perpetuating
them in a wild condition as defined herein.
b. Scenic river. Those rivers, or sections of rivers, that are free of
diversions or impoundments except for log dams, with limited road access
and with river areas largely primitive and largely undeveloped or which
are partially or predominantly used for agriculture, forest management
and other dispersed human activities which do not substantially
interfere with public use and enjoyment of the rivers and their shores.
(1) There shall be no minimum length of any one section.
(2) Management of scenic river areas shall be directed at preserving
and restoring the natural scenic qualities of such rivers.
c. Recreational river. Those rivers, or sections of rivers, that are
readily accessible by road or railroad, that may have development in
their river area and that may have undergone some impoundment or
diversion in the past.
(1) There shall be no minimum length of any one section.
(2) Management shall be directed at preserving and restoring the
natural scenic and recreational qualities of such river areas.
d. Exceptions. Limited existing exceptions to the criteria for all
three classes of rivers will not automatically exclude rivers from
designation. Rather, the river area shall be examined as a whole with
its overall worthiness for inclusion being the deciding factor.
Administration of the system.
1. The wild, scenic and recreational rivers system shall be
administered in accordance with their respective jurisdictions by the
commissioner or the agency according to policies and criteria set forth
in this title upon establishment of the boundaries of each river area in
accordance with section 15-2711 of this chapter. The commissioner or
agency shall make and enforce regulations necessary for the management,
protection, and enhancement of and control of land use and development
in the wild, scenic and recreational river areas. No regulations shall
be promulgated unless a publicized public hearing is held in the
environmental conservation region encompassing the affected area by the
commissioner or agency. In such administration, primary emphasis shall
be given to protecting ecological, recreational, aesthetic, botanical,
scenic, geological, fish and wildlife, historical, cultural,
archeological and scientific features of the area. In connection with
such administration, the commissioner or the agency may provide for the
preparation and implementation of management plans for individual river
areas or significant portions thereof.
2. After inclusion of any river in the wild, scenic and recreational
rivers system, no dam or other structure or improvement impeding the
natural flow thereof shall be constructed on such river except as
expressly authorized in paragraphs b and c of this subdivision.
Notwithstanding anything herein contained to the contrary, existing land
uses within the respective classified river areas may continue, but may
not be altered or expanded except as permitted by the respective
classifications, unless the commissioner or agency orders the
discontinuance of such existing land use. In the event any land use is
so directed to be discontinued, adequate compensation therefor shall be
paid by the state of New York either by agreement with the real property
owner, or in accordance with condemnation proceedings thereon. The
following land uses shall be allowed or prohibited within the exterior
boundaries of designated river areas depending on the classification of
such areas:
a. In wild river areas, no new structures or improvements, no
development of any kind and no access by motor vehicles shall be
permitted other than forest management pursuant to forest management
standards duly promulgated by regulations.
b. In scenic river areas, the continuation of present agricultural
practices, the propagation of crops, forest management pursuant to
forest management standards duly promulgated by regulations, limited
dispersed or cluster residential developments and stream improvement
structures for fishery management purposes shall be permitted. There
shall be no mining, excavation, or construction of roads, except private
roads necessary for residential, agricultural or forest management
purposes, and with the further exception that public access through new
road construction may be allowed, provided that there is no other such
access within two land miles in either direction.
c. In recreational river areas, the lands may be developed for the
full range of agricultural uses, forest management pursuant to forest
management standards duly promulgated by regulations, stream improvement
structures for fishery management purposes, and may include small
communities as well as dispersed or cluster residential developments and
public recreational areas. In addition, these river areas may be readily
accessible by roads or railroads on one or both banks of the river, and
may also have several bridge crossing and numerous river access points.
3. In addition to the provisions of article 70 of this chapter and
rules and regulations adopted thereunder, the rules and regulations
adopted by the department pursuant to this title to implement its
processing of permit applications, modifications, suspensions and
revocations shall govern permit administration by the department under
this title.
Establishing boundaries.
The commissioner shall, within one year after a river has been
included in the state wild, scenic and recreational rivers system,
establish detailed boundaries of the river area associated with that
river, except that in the case of river areas within the Adirondack park
said boundaries shall be mutually agreed upon by the commissioner and
the agency. Said boundaries shall not exceed a width of one-half mile
from each bank thereof.
Initial designations.
The following rivers which are located within the boundaries of the
Adirondack park, as now defined by law, are to be initially included in
this system being classified by the above-stated criteria:
1. Wild rivers
a. Cedar river--Approximately seven miles from the southwest boundary
of lot 82, township 17, Totten and Crossfield's Purchase to the Hamilton
county line.
b. Cold river--Approximately fourteen miles from the Duck Hole to the
confluence with the Raquette river and the entire three-mile length of
Ouluska Pass brook.
c. Hudson river--Approximately ten and one-half miles from the
confluence of the Cedar river to the confluence with Boreas river.
d. Indian river--Approximately thirteen miles from Brook Trout lake to
the confluence with the south branch of the Moose river.
e. Opalescent river--Approximately eleven miles from Flowed Lands to
the confluence with the Hudson river.
f. East branch of the Sacandaga river--Approximately eleven and
one-half miles from Botheration pond to a point one-half mile above the
confluence with Cook brook.
g. West branch of the Sacandaga river--Approximately seven miles from
the confluence of the Piseco lake outlet to the confluence with Dugway
creek.
h. West Canada creek--Approximately eight miles from Mud lake to the
Old Mitchell dam site.
2. Scenic rivers
a. Ampersand brook--Approximately eight miles from Ampersand pond to
the confluence with the Raquette river.
b. Ausable river--Approximately nine miles from Marcy swamp to St.
Hubert's.
c. Boreas river--Approximately eleven and one-half miles from Cheney
pond to the confluence with the Hudson river.
d. Bouquet river--Approximately six miles of the North Fork from the
headwaters on Dial mountain to the bridge on route 73. Approximately
five and one-half miles of the South Fork from the headwaters to the
bridge on route 73.
e. Cedar river--Approximately five miles from the Hamilton County line
to the confluence with the Hudson river.
f. Hudson river--Approximately nine miles from the hamlet of Newcomb
to the confluence with the Cedar river and approximately four miles from
the confluence with the Boreas river to a point one mile north of the
hamlet of North river.
g. South branch of the Moose river--Approximately eighteen miles from
the east boundary of the state land immediately west of Little Moose
lake to the west boundary of state land near Rock Dam and approximately
six and one-half miles from the east boundary of state land just north
of Woodhull mountain downstream to the state land boundary near the
confluence with the middle branch of the Moose river.
3. Recreational rivers
a. West branch of Ausable river--Approximately five miles from the
state boundary along the River road east of Big Cherry Patch pond
downstream to the state boundary immediately west of High Falls.
Additional designations.
In addition to the rivers designated in section 15-2713 of this
chapter, the following rivers are included in the system, being
classified by the criteria stated in section 15-2707:
1. Wild rivers
a. Cedar river - Approximately seven and three-tenths miles from the
outlet of Cedar lakes to a point where a road crosses the river
approximately one and one-half miles upstream of Cedar river flow.
b. Kunjamuk river - Approximately eight miles from the outlet of South
pond to a fish barrier dam near the southwest boundary of lot 9,
township 31, Gorton Tract.
c. Main branch of the Oswegatchie river - Approximately eighteen and
one-half miles from the Partlow Mill dam to the southernmost boundary
between private and state land at Inlet.
d. Middle branch of the Oswegatchie river - Approximately fourteen and
one-half miles from the north boundary of lot 27, Watson's East Triangle
to a point one mile downstream of the confluence with Wolf creek.
e. Piseco outlet - Approximately four and one-fifth miles from a point
one-half mile east of the route 10 bridge crossing to the confluence
with the West Branch of the Sacandaga river.
f. West branch of the Sacandaga river - Approximately nine miles from
the source near Silver lake mountain to the Silver lake wilderness
boundary near route 10 and approximately two and seven-tenths miles from
the confluence with Cow creek to the confluence with Piseco outlet.
g. South branch of West Canada creek - Approximately five and
nine-tenths miles from the headwaters near T-Lake falls to a footbridge
crossing located approximately one mile upstream of the Floe.
2. Scenic rivers
a. Black river - Approximately seven and eight-tenths miles from the
point where Farr road crosses the river to the point where the river
intersects the Adirondack park boundary.
b. Bog river - Approximately seven and three-tenths miles from the dam
below Hitchins pond to Big Tupper lake.
c. Blue Mountain stream - Approximately nine miles from the outlet of
Clear pond to the confluence with Pleasant lake stream.
d. Carmens river - Approximately two and one-quarter miles from its
headwaters at the north boundary of Cathedral Pines Park (formerly Camp
Wilderness), Suffolk county, southerly to its intersection with the
southern boundary of Camp Sobaco (Girl Scout Camp).
e. Carmens river--Approximately two and one-half miles from Yaphank
avenue, Suffolk county, southerly to the Concrete Wing dam in Southhaven
park.
f. Carmens river--Approximately two and one-half miles from the south
side of Sunrise highway, Suffolk county, southerly to the mouth of the
river (a line between Long Point and Sandy Point) at its confluence with
Great South Bay.
g. Cedar river - Approximately ten miles from a point where a road
crosses the river one and one-half miles upstream of Cedar river flow to
a point where a southerly extension of the northeast state land boundary
of lot 96, township 33, Totten and Crossfield's Purchase, would
intersect the river.
h. Deer river - Approximately six and two-tenths miles from the outlet
of Deer river flow to a point where the river intersects the Adirondack
park boundary.
i. East Canada creek - Approximately twenty and nine-tenths miles from
Powley Place to a point at which the creek intersects the Adirondack
park boundary near Sprite creek at the southwest corner of lot 45, town
of Oppenheim, Lott and Low's Patent.
i-1. The Genesee river within Letchworth State Park.
j. Middle branch of the Grasse river - Approximately fourteen and
one-half miles from the confluence of Blue Mountain stream and Pleasant
lake stream to the confluence of the South Branch of the Grasse river.
k. North branch of the Grasse river - Approximately twenty-five and
four-tenths miles from the outlet of Church pond to a point where the
North Branch intersects the Adirondack park boundary.
l. South Branch of the Grasse river - Approximately thirty-five and
two-tenths miles from the outlet of Center pond to the confluence with
the outlet of Allen pond, and approximately three and seven-tenths miles
from the most southerly point where the South Branch of the Grasse river
intersects the Adirondack park boundary, north to the confluence with
the Middle Branch of the Grasse river.
m. Independence river - Approximately twenty-six miles from the outlet
of Little Independence pond to the point where the Sperryville bridge
crosses the river.
n. Jordan river - Approximately eighteen miles from the outlet of
Marsh pond to Carry Falls reservoir.
o. Kunjamuk river - Approximately ten and four-tenths miles from a
fish barrier dam near the southwest boundary of lot 9, township 31,
Gorton Tract, to the confluence with the Sacandaga river.
p. Long Pond outlet - Approximately sixteen miles from the outlet of
Long pond to the confluence with the West Branch of the St. Regis river.
q. Marion river - Approximately five miles from the outlet of Utowana
lake to Raquette lake.
r. Main branch of the Moose river - Approximately fifteen and
four-fifths miles from the confluence of the South and Middle Branches
of the Moose river to a point where the Main Branch intersects the
Adirondack park boundary.
s. South branch of the Moose river - Approximately fourteen and
two-fifths miles from the west boundary of state land near Rock dam to
the east boundary of state land north of Woodhull mountain.
s-1. North Branch of the Moose river -- Approximately six miles from
the outlet of Big Moose lake to the confluence with the outlet of Goose
Pond.
s-2. Nissequogue river - Approximately one and four-tenths miles from
the dam at the outlet of New Mill Pond to the pedestrian bridge south of
Route 25/25A including its tributaries and ponds identified as P288
Phillips Millpond, P289 Willow Pond, P290 Upper Vail Pond, P291 Webster
Pond, and P291a Lower Vail Pond on a certain map titled "Official
Classifications - Surface Waters of Western Suffolk County," published
by the water resources council and prepared by the New York state
department of health.
t. Middle branch of the Oswegatchie river - Approximately nine miles
from the outlet of Walker lake to the north boundary of lot 27, Watson's
East Triangle and approximately fourteen and two-fifths miles from a
point one mile downstream of the confluence with Wolf Creek to a point
where the Middle Branch intersects the Adirondack park boundary at the
southeast boundary of lot 993, township of Diana, Macomb's Purchase,
great tract 4.
u. West branch of the Oswegatchie river - Approximately seven miles
from the outlet of Buck pond to a point approximately one mile upstream
of Round pond at the point where a foot and snowmobile bridge crosses
the West Branch.
v. Otter brook - Approximately ten miles from the outlet of Lost pond
to the confluence with the South Branch of the Moose river.
w. Raquette river - Approximately twenty miles from the outlet of Long
lake to the confluence with a small stream from the northeast, located
approximately one mile downstream from Trombley Landing, and
approximately thirteen and eight-tenths miles from the confluence with
Dead creek to a point where the river intersects the north boundary of
lot 1, township 5, Tannery Lot near Carry Falls reservoir.
x. Red river - Approximately nine and seven-tenths miles from the
headwaters of the river to the confluence with the South Branch of the
Moose river.
y. Rock river - Approximately six and nine-tenths miles from the
O'Neil flow road crossing to the confluence with the Cedar river.
z. Round lake outlet - Approximately two and seven-tenths miles from
the outlet of Round lake to the confluence with the Bog river.
aa. East branch of the St. Regis river - Approximately fourteen and
one-half miles from a point where route 30 crosses the East Branch near
Meacham lake, to a point one-half mile upstream from Everton falls.
bb. Main branch of the St. Regis river - Approximately fifteen and
five-tenths miles from a point where a private road to Bay pond crosses
the Main Branch in lot 16, township 17, Macomb's Purchase, great tract
1, to the confluence with Balsam brook.
cc. West branch of the St. Regis river - Approximately thirty-five
miles from the outlet of Little Fish pond to a point one-half mile
downstream from the confluence with Fenner Meadow brook.
dd. West Canada creek - Approximately seventeen miles from a point
where the creek intersects the state land boundary approximately two
miles upstream of the Old Mitchell Dam site, to the route 8 bridge
crossing near Nobleboro.
ee. West Stony creek - Approximately seven and seven-tenths miles from
the Tannery road crossing to the confluence with Hatch brook.
ff. Peconic river - Approximately ten and one-half miles from the
western boundary of the Red Maple swamp to the Long Island railroad
bridge between Connecticut and Edwards Avenue and approximately three
miles from Middle Country Road (State Route 25) to the confluence with
the previously described segment of the Peconic including tributaries
T112-5, T112-6 and T112-7.
3. Recreational rivers
a. East branch of the Ausable river - Approximately twenty-eight and
three-tenths miles from St. Huberts to the confluence with the West
Branch.
b. Main branch of the Ausable river - Approximately twenty-two miles
from the confluence of the East and West Branches of the Ausable river
to Lake Champlain.
c. West branch of the Ausable river - Approximately twenty-nine and
one-half miles from the headwaters of the West Branch near Heart lake to
the confluence with the East Branch.
d. Black river - Approximately six and three-fifths miles from the
outlet of North lake to a point where Farr road crosses the river.
e. Bouquet river - Approximately forty-seven and seven-tenths miles
from the confluence with the North Fork of the Bouquet river to Lake
Champlain.
f. Carmens river - Approximately two miles from its intersection with
the southern boundary of Camp Sobaco (Girl Scout Camp), southerly to
Yaphank Avenue, Suffolk county. However, the rules and regulations
applicable to recreational rivers as set forth in title twenty-seven of
this law shall not apply to any lands or structures included in the
proposed Yaphank historic district. This exclusion shall take effect
only upon the creation of said Yaphank historic district.
g. Carmens river - Approximately one mile southerly from the Concrete
Wing dam in Southaven park, Suffolk county, to Sunrise highway.
h. Cedar river - Approximately eleven miles from a point at which a
southerly extension of the northeast state land boundary parallel to the
southwest boundary of lot 96, township 33, Totten and Crossfield's
Purchase would intersect the river to the southwest boundary of lot 82,
township 17, Totten and Crossfield's Purchase.
i. Connetquot river - Approximately five and three-fourths miles from
Johnson Avenue, Suffolk county, south to the Sunrise highway.
j. South branch of the Grasse river - Approximately five and one-fifth
miles from the confluence with the outlet of Allen pond to the most
southerly point where the South Branch intersects the Adirondack park
boundary.
k. Hudson river - Approximately twelve and seven-tenths miles from the
confluence with the Opalescent river to a point where route 28N crosses
the Hudson river at Newcomb and approximately forty-five and nine-tenths
miles from a point one mile north of North river to the confluence with
the Sacandaga river.
l. Independence river - Approximately one-half mile from a point where
the Sperryville bridge crosses the river to a point where the river
intersects the Adirondack park boundary.
m. Indian river - Approximately eight and three-tenths miles from the
outlet of Indian lake to the confluence with the Hudson river.
m-1. Middle Branch of the Moose river -- Approximately thirteen and
four-tenths miles from the confluence with the North Branch of the Moose
river to the confluence with the South Branch of the Moose river.
m-2. North Branch of the Moose river -- Approximately thirteen miles
from the confluence with the outlet of Goose Pond to the confluence with
the Middle Branch of the Moose river.
n. Main branch of the Oswegatchie river - Approximately two and
three-tenths miles from the southernmost boundary between private and
state land at Inlet to Wanakena.
o. West branch of the Oswegatchie river - Approximately six and
one-tenth miles from a point approximately one mile upstream of Round
pond at the point where a foot and snowmobile bridge crosses the West
Branch to a point where the river intersects the Adirondack park
boundary.
p. Raquette river - Approximately twenty-two miles from the outlet of
Raquette lake to the outlet of Long lake and approximately seventeen
miles from the confluence of the Raquette river and a small stream from
the northeast, at a point approximately one mile downstream from
Trombley landing to the confluence with Dead creek.
q. Rock river - Approximately one and one-fifth miles from the outlet
of lake Durant to the O'Neil flow road crossing.
r. East branch of the St. Regis river - Approximately six and
one-tenth miles from a point one-half mile upstream of Everton falls to
the confluence with the Main Branch of the St. Regis river.
s. Main branch of the St. Regis river - Approximately seven miles from
the St. Regis Church to a point where a private road to Bay pond crosses
the Main Branch in lot 16, township 17, Macomb's Purchase, great tract
1, and approximately eighteen miles from the confluence with Balsam
brook to a point at which the river intersects the Adirondack park
boundary.
t. West branch of the St. Regis river - Approximately five and
one-half miles from a point one-half mile downstream of the confluence
with Fenner Meadow brook to a point where the West Branch intersects the
Adirondack park boundary.
u. East branch of the Sacandaga river - Approximately fourteen miles
from a point approximately one-half mile above Cook brook to the
confluence with the Main Branch of the Sacandaga river.
v. Main branch of the Sacandaga river - Approximately thirty-one miles
from the outlet of Lake Pleasant to the inlet of Great Sacandaga lake.
w. West branch of the Sacandaga river - Approximately ten and
three-fifths miles from the Silver lake wilderness boundary near the
most upstream route 10 bridge crossing to the confluence with Cow creek
and approximately seven and two-tenths miles from the confluence of
Dugway creek to the confluence with the Main Branch of the Sacandaga
river.
x. Salmon river - Approximately twelve and three-tenths miles from the
outlet of Elbow ponds to the point where the river intersects the
Adirondack park boundary.
y. Main branch of the Saranac river - Approximately sixty and
two-fifths miles from the outlet of Upper Saranac lake to the point
where the river intersects the Adirondack park boundary.
z. Schroon river - Approximately sixty-six and seven-tenths miles from
the outlet of the former Dead Water pond to the confluence with the
Hudson river.
aa. West Canada creek - Approximately eleven miles from the route 8
bridge crossing near Nobleboro to the Harvey road bridge crossing.
bb. South branch of West Canada creek - Approximately nine and
seven-tenths miles from the footbridge crossing one mile upstream of The
Floe to the confluence with the Main Branch of West Canada creek.
cc. West Stony creek - Approximately six miles from the Persch road
crossing to the Tannery road crossing and approximately two and
seven-tenths miles from the confluence with Hatch brook to the
confluence with the Main Branch of the Sacandaga river.
dd. Ramapo river -- Approximately three and one-half miles from the
Orange county line to the site of an abandoned power dam in the hamlet
of Ramapo.
ee. Nissequogue river - Approximately one and four-tenths miles from
state route 347 to the dam at the outlet of New Mill Pond including its
tributaries identified as P292-1 to Brooksite Drive and two unnamed
tributaries P292-2 and P292-3, and approximately five miles from the
pedestrian walkway and dam at the outlet of Phillips Millpond to its
confluence with Long Island sound including its tributaries and ponds
connected therewith, specifically described as T-62 on a certain map
entitled "Official Classifications-Surface Waters of Western Suffolk
County", prepared by the New York state department of health and
published by the water resources council.
ff. Shawangunk Kill river - From the border of Ulster and Orange
counties to its confluence with the Wallkill river.
gg. Peconic river - Approximately five and one-half miles from the
Long Island railroad bridge between Connecticut and Edwards Avenue to
Grangabel Park dam in Riverhead and approximately two miles of the
Little River (tributary T112-1) from and including Wildwood Lake to its
confluence with the Peconic.
hh. Fall Creek from the southern boundary of Cayuga Lake to the west
face of the foot bridge running across Fall Creek, which foot bridge is
located between Thurston Avenue on the west and Beebe Lake on the east.
The boundaries of the river corridor shall be defined as follows:
DESCRIPTION OF NORTHERN BOUNDARY OF FALL CREEK RIVER CORRIDOR
Beginning at a point at the intersection of the high water mark of
Cayuga Lake, on the southerly boundary of Cayuga Lake, and the northerly
boundary of Fall Creek, said point being in the northerly boundary of
Stewart Park; running thence northeasterly along the northerly boundary
of Stewart Park to its intersection with the westerly boundary of the
Lehigh Valley Railroad right-of-way; running thence in a southerly
direction along the westerly edge of the Lehigh Valley Railroad
right-of-way approximately 3,450 feet to a point located 50 feet
northerly along said railroad from the north bank of Fall Creek; running
thence in a southeasterly direction parallel with and 50 feet northerly
from the north bank of Fall Creek crossing Cayuga Street to a point on
the easterly boundary of Cayuga Street, located approximately 20 feet
northerly from the north bank of Fall Creek, said point being the
intersection of the easterly boundary of Cayuga Street with the extended
line of a chain link fence on Ithaca School District property running
approximately parallel with Fall Creek; running thence in a
southeasterly direction along the extended line of the chain link fence
and continuing along said chain link fence, approximately parallel to
Fall Creek to the end of the chain link fence; continuing thence in a
southeasterly direction along the extended line of said chain link fence
approximately 5 feet to the south line of a sidewalk which runs through
Ithaca School District property approximately parallel with Fall Creek;
continuing thence along the south line of said sidewalk to the
intersection of the south line of said sidewalk with the westerly
boundary of Lake Street; running thence perpendicular to Lake Street
approximately 50 feet to the east boundary of Lake Street; running
thence in a northwesterly direction along the east line of Lake Street
approximately 75 feet to a point of the northwest corner of City Tax
Parcel 12-1-1; running thence in an easterly direction along the
northerly boundary of tax parcel 12-1-1 approximately 250 feet to the
northeast corner of Tax Parcel 12-1-1; continuing thence on the same
course along a line shown on Tax Maps Numbers 12 and 11 as a match line
and along the northerly boundary line of Tax Parcel 6-2-1 approximately
600 feet to the northwest corner of Tax Parcel 11-1-1, said point being
located approximately 12.5 feet westerly from the westerly boundary of
Stewart Avenue; running thence easterly approximately 12.5 feet along
the north boundary of Tax Parcel 11-1-1 to the westerly boundary of
Stewart Avenue; running thence in a southeasterly direction along the
southwesterly boundary of Stewart Avenue approximately 464 feet to the
southeasterly corner of Tax Parcel 11-1-2; running thence in an easterly
direction perpendicular to and across Stewart Avenue to a point in the
easterly line of Stewart Avenue approximately 25 feet northerly of the
northerly boundary of the Stewart Avenue bridge; running thence
northerly and easterly along the easterly boundary of Stewart Avenue and
southerly boundary of Fall Creek Drive as it curves to a point located
approximately 145 feet southerly along Fall Creek Drive from the
intersection of the east boundary of Fall Creek Drive and the south
boundary of Thurston Avenue, said point being located at the
intersection of the easterly boundary of Fall Creek Drive and a line
extended westerly being a line 10 feet southerly from the southerly
boundary of the tennis courts located southeasterly from the
intersection of Thurston Avenue and Fall Creek Drive; running thence
easterly along said extended line and 10 feet southerly from the
southerly boundary of said tennis courts to the intersection of said
line extended easterly and the northeasterly boundary of an asphalt path
which runs southwesterly from Prudence Risley Hall to Thurston Avenue;
running thence in a southeasterly direction along the northerly boundary
of said asphalt path to the intersection of said asphalt path with the
westerly boundary of Thurston Avenue; running thence southerly along the
westerly boundary of Thurston Avenue to a point located 25 feet
northerly from the north edge of the gorge; running thence easterly
parallel with and 25 feet northerly from the north edge of the gorge to
its intersection with the line of the west face as extended northerly of
the foot bridge over the gorge; running thence southerly to and along
the west face of said foot bridge to a point in the center line of Fall
Creek.
DESCRIPTION OF SOUTHERN BOUNDARY OF FALL CREEK RIVER CORRIDOR
Beginning at a point at the intersection of the high water mark at the
south end of Cayuga Lake with the east bank of Cayuga Inlet; running
thence southerly along the east bank of Cayuga Inlet approximately 1,050
feet to a point marking the intersection of the east bank of the Cayuga
Inlet with the southwest corner of Tax Parcel 2-2-1; running thence
easterly along the south boundary of Tax Parcel 2-2-1 approximately 600
feet to a point marked by a 2-inch square iron pin, said point being
located approximately 100 feet southwesterly from the west bank of Fall
Creek; running thence southeasterly approximately 1,290 feet to a point
at the east side of the golf course access gate; running thence easterly
approximately 80 feet to the eastern edge of Pier Road; running thence
southeasterly along the east edge of Pier Road approximately 950 feet to
the north edge of a gravel access road which runs to the Lehigh Valley
Railroad right-of-way; running thence southeasterly along the north edge
of said gravel access road to the westerly right-of-way of the Lehigh
Valley Railroad; running thence northwesterly along said right-of-way to
a point located approximately 50 feet southerly from the south bank of
Fall Creek; running thence southeasterly parallel with and 50 feet
southerly from the south bank of Fall Creek to the west edge of Woodland
Place, being also the easterly right-of-way line of New York State Route
13; running thence southwesterly along the east right-of-way line of New
York State Route 13 and the west side of Woodland Place to a point in
the north boundary of Tax Parcel 13-1-5; running thence northeasterly
and southeasterly along the south line of Woodland Place, being also the
north lines of Tax Parcel Nos. 13-1-5, 13-1-6, and 13-1-7 215.6 feet to
the west boundary of North Cayuga Street; continuing thence along the
same course across Cayuga Street to a point being the northwesterly
corner of Tax Parcel No. 5-2-1; running thence southeasterly along the
northeasterly boundaries of Tax Parcel Nos. 5-2-1, 5-2-6, 5-2-7, 5-2-8,
5-2-9 and 5-2-10 a distance approximately 480 feet to the easterly
corner of Tax Parcel No. 5-2-10, said point being the intersection of
the north boundary of East York Street and the west boundary of North
Tioga Street; running thence northerly along the west boundary of North
Tioga Street to the bank of Fall Creek; running thence southeasterly
along the bank of Fall Creek to the northwest corner of Tax Parcel No.
12-2-1; running thence southeasterly along the northerly boundary of Tax
Parcel Nos. 12-2-1 and 12-2-2 360 feet to the northeast corner of Tax
Parcel No. 12-2-2; running thence easterly along the northerly boundary
of Tax Parcel No. 12-2-13 45.5 feet to the northeast corner of Tax
Parcel No. 12-2-13; running thence southerly approximately 25 feet along
the easterly boundary of Tax Parcel No. 12-2-13 to the northwest corner
of Tax Parcel No. 12-2-12; running thence easterly along the northerly
boundary of Tax Parcel No. 12-2-12 35.33 feet to a point; running thence
southerly approximately 12.5 feet; and running thence easterly along the
north boundary of Tax Parcel No. 12-2-12 approximately 40 feet to a
point; continuing thence along the northerly boundaries of Tax Parcel
Nos. 12-2-11, 12-2-10, 12-2-9, 12-2-8, 12-2-7, 12-2-6, 12-2-5 and 12-2-4
approximately 328.6 feet to the westerly boundary of Lake Street at the
southwest corner of the Lake Street bridge over Fall Creek; continuing
thence across Lake Street along the south edge of the Lake Street bridge
over Fall Creek to a point in the easterly boundary of Lake Street;
running thence southerly along the east boundary of Lake Street 401 feet
to a point marking the intersection of the east boundary of Lake Street
and the southerly boundary of Lincoln Street extended; continuing thence
easterly along the southerly boundary of Lincoln Street extended 180
feet to a point marking the southeast corner of Lincoln Street extended;
continuing thence on the same course approximately 75 feet to a point in
the east boundary of Tax Parcel No. 12-7-4; running thence northerly
along the east boundary of Tax Parcel No. 12-7-4 approximately 69 feet
to a point; running thence easterly along the northerly boundary of Tax
Parcel No. 11-3-1 100 feet to a point at the southerly boundary of Old
Penstock; running thence easterly along the southerly boundary of said
Old Penstock a chord distance of approximately 362.5 feet to a point; in
the westerly boundary of Tax Parcel No. 11-3-3; running thence southerly
along the westerly boundary of Tax Parcel No. 11-3-3 approximately 68
feet to a point marking the northwesterly corner of Willard Way; running
thence southeasterly and southerly along the northerly and easterly
boundaries of Willard Way to the southwesterly corner of Tax Parcel No.
11-3-3 said point also being the northwesterly corner of Tax Parcel No.
11-3-6; running thence easterly along the southerly boundary of Tax
Parcel No. 11-3-3 110 feet to a point in the northwesterly boundary of
Stewart Avenue; running thence northerly and easterly along the westerly
and northerly boundary of Stewart Avenue approximately 298 feet to a
point located approximately 35 feet southerly from the Stewart Avenue
bridge; running thence in an easterly direction across Stewart Avenue to
a point marking the southerly boundary of the Cayuga Trail; running
thence easterly along the southerly boundary of the Cayuga Trail to the
northwesterly boundary of University Avenue; running thence northerly
and easterly along the westerly and northerly boundaries of University
Avenue to the intersection of the north line of University Avenue and
the west line of Thurston Avenue; continuing thence easterly along the
north line of University Avenue as it becomes the north line of Forest
Home Drive and along the north line of Forest Home Drive approximately
600 feet to the intersection of the north line of Forest Home Drive with
the line of the west face of the foot bridge over Fall Creek Gorge as
extended southerly; running thence northerly along said extended line
and the west face of the said foot bridge to the center of Fall Creek.
Such boundaries shall constitute the final boundaries and shall not be
subject to amendment, alteration or modification by any action or
determination by the commissioner or the department.
Responsibility for the administration of the area designated herein
shall be delegated to the city of Ithaca pursuant to the appropriate
regulations.
The designation of Fall Creek shall not, solely by operation of this
article, be construed so as to restrict or prohibit utility or similar
facilities support related-systems or facilities support-related
activities of the land grant institution known as Cornell University
conducted in furtherance of its educational purposes, which are located
upstream of the designated area of Fall Creek. Such activities shall
include, but not be limited to, the operation of Cornell University's
chilled water plant, water filtration plant and intakes for such plants
and for its hydroelectric plant and the necessary dredging of intake
areas, storm water drains, utility lines, and foot bridges, which may
otherwise be permitted but for such designation.
Designation of additions to the system.
1. The commissioner or agency shall study and from time to time submit
to the governor and to the legislature proposals for the addition to the
state wild, scenic and recreational rivers system of river areas which,
in their judgment, fall within one or more of the descriptive classes
set out in this title. Each proposal shall specify the class or classes
of the proposed addition and shall be accompanied by a detailed report
on the factors which, in the judgment of the commissioner or agency,
make the area a worthy addition to the system. The report shall show the
area included within the proposal; the characteristics which make the
area a worthy addition to the system; the current status of land
ownership and use in the area; the anticipated acquisitions of land and
scenic or other easements in the area; the potential uses of the land
and water; and the cost of acquisitions of land and scenic or other
easements and improvements proposed. The commissioner or agency shall
send the report to the legislative authority of each county, town, and
municipal corporation, any part of which is within the area, and to the
commissioner of transportation, commissioner of agriculture and markets,
commissioner of health, and commissioner of commerce. Thereafter, each
proposal shall be submitted to the governor and the legislature for
adoption or modification. This section is not intended to preclude or
discourage studies and proposals by other agencies or by citizen groups
working independently or with the commissioner or the agency, provided
that such studies and proposals shall be conducted and made in
accordance with the criteria and procedures set forth in this
subdivision and shall be submitted to the agency or the commissioner as
appropriate for comment prior to submission of any proposal to the
governor or the legislature. The commissioner and the agency shall
provide technical assistance to and cooperate with any such agencies and
citizen groups.
2. Not later than three years after the effective date upon which each
of the following rivers shall have been designated for study by
inclusion in this subdivision, the agency, after consultation and
cooperation with the commissioner with respect to rivers within the
Adirondack park, or the commissioner with respect to rivers elsewhere,
is hereby directed to consider and make proposals to the legislature for
the addition of each such river to the state wild, scenic and
recreational rivers system :
a. The Batten Kill river from the Vermont state line to the dam at
Greenwich.
b. The Delaware river from Port Jervis to the junction of the East and
West Branches of the Delaware river, and the East Branch of the Delaware
river upstream to the Downsville dam, and the West Branch of the
Delaware river upstream to the Cannonsville dam.
c. The Genesee river from the Pennsylvania state line to Letchworth
State Park.
d. The Susquehanna river from Otsego lake to Bainbridge at the Route
206 crossing.
g. Bouquet river--Approximately twenty-four miles of the North Branch
from Trout pond to the confluence with the Main Branch.
h. The Branch--Approximately sixteen miles from Elk lake to the
confluence with the Schroon river.
i. East Stoney creek--Approximately eighteen miles from Harrisburg
lake to Great Sacandaga lake.
j. Grasse river--Approximately twenty-five miles of the Main Branch
from the confluence with the South Branch to the village of Canton.
l. Osgood river--Approximately fourteen miles from Jones pond to
Meacham lake.
m. Oswegatchie river--Approximately eleven miles of the Main Branch
from the Cranberry lake outlet to River road.
n. Pleasant Lake stream--Approximately seven miles from Pleasant lake
to the confluence with the Middle Branch of the Grasse river.
o. Saranac river--Approximately seventeen miles of the North Branch
from Mud pond to the confluence with the Main Branch.
Cooperation with the federal government.
Nothing in this title shall preclude a section of the state wild,
scenic and recreational rivers system from becoming a part of the
national wild and scenic rivers system. The commissioner and the agency
are directed to encourage and assist any federal studies for inclusion
of New York State rivers in the national wild and scenic rivers system.
Cooperation clause.
The commissioner and agency shall cooperate with each other and
coordinate their activities with respect to their respective
jurisdictions over the designated rivers within the Adirondack park to
ensure compliance for the general criteria and management objectives set
forth in this part.
Conflict with other laws.
Any section of the state wild, scenic and recreational rivers system
that is or shall become a part of the Forest Preserve, the Adirondack or
Catskill Parks or any other state park, wildlife refuge, or similar area
shall be subject to the provisions of this title, and the laws and
constitutional provisions under which the other areas may be
administered, and in the case of conflict between the provisions of
those laws and constitutional provisions and the provisions of this
title, the more restrictive provisions shall apply.
Penalties and enforcement.
Any person who violates any provision of this title or any regulation
or order issued pursuant to this act by the commissioner or the agency
may be compelled to comply with or obey the same by injunction, mandamus
or other appropriate remedy. In addition, any such person shall pay a
civil penalty of not less than one hundred dollars or more than one
thousand dollars for each day of such violation. The commissioner or the
agency as the case may be, is authorized to commence a civil action to
recover such civil penalties or other appropriate relief.
TITLE 29 Water Resources Management Strategy
Water resources planning council; organization.
There is hereby established within the department of environmental
conservation a water resources planning council. It shall consist of
fifteen members, including the commissioners of agriculture and markets,
economic development, environmental conservation, health,
transportation, the chair of the public service commission, president of
the New York state energy research and development authority, secretary
of state and seven members to be appointed by the governor including at
least one member who shall have expertise in the science of water
resources planning and at least one member selected from a list proposed
by public interest or environmental citizens organizations. These seven
members shall serve terms of four years each. Two of the members shall
be appointed upon the recommendation of the majority leader of the
senate and two of the members shall be appointed upon the recommendation
of the speaker of the assembly. The governor shall select a chair from
among the members. Meetings of the council shall be called by the
chair. Members shall receive reimbursement for expenses.
Water resources planning council; quorum, bylaws.
A majority of the members of the council shall constitute a quorum for
the transaction of any business or the exercise of any power of the
council. The commissioners of agriculture and markets, commerce, energy,
environmental conservation, health, transportation, the chairman of the
public service commission and secretary of state may, by official
authority filed in their respective agencies, and with the water
resources planning council, designate a deputy or other officer to
exercise his powers and perform his duties, including the right to vote,
on the council. The council may also establish for itself bylaws for the
conduct of its affairs.
Statewide inventory of existing significant deficiencies in
water supply systems.
The commissioner, in consultation with the commissioner of health and
utilizing information requested from the responsible local officials as
well as relevant information developed through titles eleven and
thirteen of this article, shall cause to be prepared an inventory of
existing significant deficiencies in water supply availability
throughout the state, including specific needs for improvement,
rehabilitation and establishment of water supply, distribution and
transmission facilities. Such inventory shall also identify those water
supply systems affected or threatened by intrusions of hazardous
materials or wastes and the nature of remediation required. Such
inventory shall be completed and transmitted to the governor,
legislature and the council by July first, nineteen hundred eighty-five.
The commissioner in consultation with the secretary of state, shall
also cause to be prepared a review and summary of existing statutory and
constitutional provisions relating to the provision and financing of
water supply facilities by local governments, including such provision
and financing through inter-local cooperation. Such review and summary
shall also identify any existing statutory and constitutional
constraints against the effective and efficient provision of sound
financing, on a revenue or general obligation basis, of such facilities.
Such review and summary shall be completed and transmitted to the
governor, legislature and the council by January first, nineteen hundred
eighty-six. At such time and based upon the above inventory and review
and summary, the commissioner shall also cause to be prepared a
compilation of those instances in which correction of existing
significant deficiencies appears to be beyond the reasonable financial
capabilities of the affected communities.
Water resources management strategy; development purpose.
Not later than January first, nineteen hundred eighty-seven, the
department of environmental conservation, with the participation of the
department of health and whenever possible, regional planning and
development boards, shall develop and submit a complete statewide water
resources management strategy to the water resources planning council
for its review and adoption. This strategy shall be composed of substate
water resources management strategies which recognize the natural
boundaries of the water resource basins, watersheds, and aquifers and
existing significant deficiencies of water supply, and which organize
these in the most practical and manageable manner. Each substate
management strategy shall analyze the present and future demographic,
natural resource, economic development, water quality, and conservation
requirements of public and private water systems and develop regional
management strategies to meet the water resources requirements of
residential, agricultural, industrial and commercial users as well as
assure the highest possible quality and quantity of these resources.
Strategies shall analyze the efficiency and capacity of existing water
supply sources and facilities and shall contain recommendations for
appropriate modifications, restoration, and expansion or development of
new sources or facilities. Such strategies shall also include
evaluations and recommendations as to the feasibility of including
hydroelectric energy generation facilities as part of the modifications,
restoration, and expansion or development of new or existing resources
or facilities. The strategy shall also contain recommendations regarding
implementation of these strategies by the department of health, the
department of environmental conservation, other appropriate state
agencies, local governments and special districts. In addition, the
departments shall submit to the council substate water resources
management strategies as soon as such strategies are developed. The
departments shall also report regularly to the council on the
development of the strategies and receive the council's recommendations
and directions. Such substate strategies shall also be available for
public inspection as soon as such strategies are developed.
Water resources management strategy; hearings.
Upon receipt of the statewide water resources management strategy from
the department of environmental conservation, the council shall promptly
publish once a week for three consecutive weeks in newspapers of general
circulation notice of public hearings thereon. Public hearings shall be
conducted in each of the substate areas represented in the statewide
strategy, and shall be in accordance with regulations adopted by the
department, subject to modification by the council. Such regulations
shall, at a minimum, require a hearing on the record with sworn
witnesses and shall afford interested parties a reasonable opportunity
to sponsor witnesses and to question witnesses sponsored by others,
including department staff, consistent with the need to conclude the
hearings expeditiously so that a state water resources management
strategy can be adopted in a timely manner. The hearings shall not be
considered part of an adjudicatory proceeding, as defined in subdivision
three of section one hundred two of the state administrative procedure
act, or as part of a rule-making proceeding held under subdivision one
of section two hundred two of such act.
Water resources management strategy; approval.
The water resources planning council shall, as expeditiously as
practicable following the conclusion of its hearings, but in no case
later than January first, nineteen hundred eighty-eight, determine,
based on the record, whether the statewide water resources management
strategy should be approved with modifications or disapproved, and shall
state in writing the reasons for its determination. If the council has
determined approval of the strategy, it shall be adopted by the
departments of health and environmental conservation and other
appropriate state agencies in the form determined by the council. If the
council has determined disapproval of the strategy, the department of
environmental conservation, in conjunction with the department of
health, shall modify the strategy in accordance with the determination
issued by the council and resubmit the strategy to the council for its
action.
Water resources management strategy; revision.
From time to time and at least once every two years, the department of
environmental conservation, with the participation of the department of
health and whenever possible, regional planning and development boards,
shall review the strategy and shall either (a) prepare any amendments
necessary to update the strategy, or (b) issue a determination that no
amendments are necessary and the reasons supporting the determination.
Any interested person may seek such a review upon written application to
the department of environmental conservation for an amendment to the
statewide water resources management strategy. Any statement issued by
the departments that no amendments are necessary shall be submitted to
the council for approval, modification or disapproval. Amendments shall
be adopted in the same manner as the strategy itself.
TITLE 31 Groundwater Protection and Remediation Program
Short title.
This title shall be known and may be cited as the "groundwater
protection act".
Legislative findings and intent.
The legislature hereby finds and declares that:
1. The waters of the state are one of its most essential natural
resources.
2. Adequate supplies of good quality groundwater are critical to the
health and welfare of the residents of the state and to their economic
well-being. Groundwater contamination exists at levels which exceed
applicable standards, criteria and guidance values at many sites around
the state, including inactive hazardous waste disposal sites, brownfield
sites, and sites contaminated by the discharge of petroleum. The levels
and types of contaminants, the extent of contamination, and the present
and potential impacts on public health and the environment vary widely
from site to site, but cumulatively could endanger the integrity of the
water resources of New York state.
3. Due to the complexity of groundwater contamination problems, the
restoration of groundwater to its classified use may not currently be
feasible at some sites.
4. It is the intent of the legislature that groundwater be protected
for its classified use, the highest of which is drinking water.
Purpose.
It is the intent of the legislature that the department develop a
strategy to address contaminated groundwater and implement a program to
remediate and manage groundwater resources in a manner that will ensure
long-term sustainability.
Groundwater information management.
Information collected pursuant to this section shall be incorporated
into the geographic information system maintained by the department to
track remedial programs, pursuant to section 3-0315 of this chapter.
Groundwater remediation strategy.
No later than three years after the effective date of this title, the
department, in consultation with the department of health, shall develop
and publish a strategy to address the long-term remediation of
groundwater contamination, including strategies to protect groundwater
from future degradation from contaminated sites.
1. Such strategy shall govern all programs within the department
responsible for groundwater protection and remediation. Such strategy
shall include, but not be limited to:
(a) Recognition that both short- and long-term remediation strategies
may be necessary to address groundwater contamination.
(b) Identification of the long-term groundwater remedial activities
that are required to be taken by the state pursuant to title fourteen of
article twenty-seven of this chapter for sites which the department has
determined pose a significant threat, or which can be initiated by the
state pursuant to other provisions of this chapter to address
groundwater contamination.
(c) Establishment of criteria for the prioritization of long-term
groundwater remediation activities to be performed by the department.
Such criteria shall include, but not be limited to:
(i) the current or reasonably anticipated future use of contaminated
groundwater as drinking water;
(ii) the current or reasonably anticipated future use of a groundwater
aquifer into which contaminated groundwater is flowing as drinking
water;
(iii) the current or reasonably anticipated future use of contaminated
groundwater for non-potable purposes including but not limited to
recreational uses, institutional uses and agricultural or
non-agricultural irrigation;
(iv) community needs;
(v) feasibility of remediation; and
(vi) protection of natural resources and minimizing the impairment of
the resource.
Notwithstanding subparagraphs (i) through (vi) of this paragraph,
while the current use of groundwater as drinking water may be
considered, the absence of such use shall not exclude the need for
remediation.
2. A public comment period of at least one hundred twenty days shall
be held on the initial draft strategy. Such strategy shall be updated
regularly based on progress made and the availability of new remedial
technologies, scientific information, and field data. Each updated draft
strategy shall be released to the public, and will require a public
comment period of at least sixty days.
3. The department is responsible pursuant to title fourteen of article
twenty-seven of this chapter for the remediation of off-site groundwater
contamination emanating from sites being remediated by a volunteer,
which sites have been determined to be a significant threat. Within six
months of the determination of significant threat at a site being
remediated by the volunteer the department shall bring an enforcement
action against any parties known or suspected to be responsible for
contamination at or emanating from the site which is the subject of such
agreement. If such action cannot be brought, or does not result in the
initiation of a remedial program by such party or parties at such site,
the department shall use best efforts to begin a remedial program to
perform the remediation of off-site contamination at such site within
one year of the completion of such enforcement action or the completion
of the volunteer's remedial program, whichever is later.
Rules and regulations.
The commissioner shall promulgate rules and regulations necessary and
appropriate to carry out the purposes of this title.
TITLE 33 Source Water Protection Projects
Definitions.
As used in this title the following terms shall mean:
1. "Land acquisition projects" means open space acquisition projects
undertaken with willing sellers including, but not limited to, the
purchase of conservation easements, undertaken by a municipality, a
not-for-profit corporation, or purchase of conservation easements by a
soil and water conservation district.
2. "Municipality" means the same as such term as defined in section
56-0101 of this chapter.
3. "Not-for-profit corporation" means a corporation formed pursuant to
the not-for-profit corporation law and qualified for tax-exempt status
under the federal internal revenue code.
4. "Soil and water conservation district" means the same as such term
as defined in section three of the soil and water conservation districts
law.
5. "State assistance payment" means payment of the state share of the
cost of projects authorized by this title to preserve, enhance, restore
and improve the quality of the state's environment.
Land acquisition projects for source water protection.
1. The commissioner is authorized to provide state assistance to
municipalities, not-for-profit corporations and soil and water
conservation districts to undertake land acquisition projects for source
water protection, in cooperation with willing sellers. Land acquisition
projects for source water protection shall support, expand or enhance
drinking water quality protection, including but not limited to
aquifers, watersheds, reservoirs, lakes, rivers and streams.
2. a. Any buffer encumbered by a conservation easement acquired
pursuant to this section that encumbers lands used in agricultural
production as defined in section three hundred one of the agriculture
and markets law in a county designated state certified agricultural
district created under section three hundred three of the agriculture
and markets law may allow agricultural activity that qualifies such
lands, provided such activity on such lands does not impair drinking
water and complies with an agricultural environmental management program
plan developed by the state soil and water conservation committee, in
partnership with the department.
b. Notwithstanding any limitations provided herein on lands acquired
pursuant to this title a license or easement may be granted by the owner
of such property to a public utility for a public purpose.
3. In evaluating land acquisition projects for source water protection
pursuant to this section, the department shall give priority to projects
which protect or recharge drinking water sources and watersheds
including riparian buffers and wetlands.
4. a. No state assistance may be provided pursuant to this section to
fund any land acquisition project which is undertaken by eminent domain
unless such process is undertaken with a willing seller.
b. The department shall not provide funding pursuant to this title for
any land acquisition project for source water protection by a
not-for-profit corporation, if any town, village or city within which
such a project is located, by resolution, within ninety days of
notification by such corporation of its interest in acquiring such
projects, objects to such acquisition.
5. Consistent with section eleven-b of the soil and water conservation
districts law, the soil and water conservation committee in consultation
with the commissioner of agriculture and markets is authorized to
provide state assistance payments to county soil and water conservation
districts, within amounts appropriated, for land acquisition projects
for source water protection projects to support, expand or enhance
drinking water quality protection, including but not limited to
aquifers, watersheds, reservoirs, lakes, rivers and streams. Such
committee shall give priority to projects which establish buffers from
waters which serves as or are tributaries to drinking water supplies for
such projects using state assistance pursuant to this section.
6. Real property acquired, developed, improved, restored or
rehabilitated by or through a municipality, county soil and water
conservation district or not-for-profit corporation with funds made
available pursuant to this title shall not be sold, leased, exchanged,
donated or otherwise disposed of or used for other than the public
purposes of this title without the express authority of an act of the
legislature, which shall provide for the substitution of other lands of
equal environmental value and fair market value and reasonably
equivalent usefulness and location to those to be discontinued, sold or
disposed of, and such other requirements as shall be approved by the
commissioner.
7. If the state acquires a real property interest in land purchased by
a municipality or not-for-profit with funds made available pursuant to
this title, the state shall pay the fair market value of such interest
less the amount of funding provided by the state pursuant to this
section.
8. To the fullest extent practicable, it is the policy of the state to
promote an equitable regional distribution of funds, consistent with the
purpose of this section.
Approval and execution of projects.
1. Land acquisition projects for source water protection may be
undertaken pursuant to the provisions of this article and other
applicable provisions of law only with the approval of the commissioner.
2. The commissioner shall review such project application and may
approve, disapprove or recommend modifications thereto consistent with
applicable law, criteria, standards or rules and regulations relative to
such projects. In reviewing applications for projects pursuant to this
section, the commissioner shall give due consideration to:
a. the project's contribution to the protection of drinking water
supplies;
b. the presence of a water plan, including a source water
assessment/protection plan or other similar plan which identifies
measures to reduce threats to drinking water sources and priorities for
land acquisition projects; and,
c. financial need or hardship.
3. All land acquisition projects shall be undertaken in the state of
New York. The total amount of the state assistance payments toward the
cost of any such project shall be set forth in any request for proposal
issued to solicit projects and will in no event exceed seventy-five
percent of the cost.
For the purpose of determining the amount of the state assistance
payments, the cost of the project shall not be more than the amount set
forth in the application for state assistance payments approved by the
commissioner. The state assistance payments toward the cost of a project
shall be paid on audit and warrant of the state comptroller on a
certificate of availability of the director of the budget.
4. a. The commissioner and a municipality may enter into a contract
for the undertaking by the municipality of a source water protection
project. Such project shall be recommended to the commissioner by the
governing body of the municipality and, when approved by the
commissioner, may be undertaken by the municipality pursuant to this
title and any other applicable provision of law.
b. The commissioner and a not-for-profit corporation may enter into a
contract for the undertaking by the not-for-profit corporation of a
source water protection project. Such a project shall be recommended to
the commissioner by the governing body of a not-for-profit corporation
which demonstrates to the satisfaction of the commissioner that it is
capable of operating and maintaining such property for the benefit of
drinking water and/or water quality protection. Upon approval by the
commissioner, such project may be undertaken pursuant to the provisions
of this title and any other applicable provision of law.
5. No monies shall be expended for source water protection land
acquisition projects except pursuant to an appropriation therefor.
ARTICLE 16 Flood Control
State participation in federal flood control program.
It is hereby declared that the state deems it advisable to participate
in a federal program of flood control in the state of New York in the
manner hereinafter described.
Receipt of funds by comptroller.
The comptroller is hereby authorized to receive from the federal
government any moneys which the federal government shall offer to the
state of New York for reimbursement for expenditures or otherwise in
connection with any federal flood control project in the state of New
York. The comptroller is authorized, upon receipt of any allotment of
moneys from the federal government for reimbursement of expenditures or
otherwise in connection with a flood control project to deposit such
moneys to the credit of the general fund.
Appropriation for flood control purposes.
The legislature may appropriate from any money in the state treasury
not otherwise appropriated for payment by the state for the costs of the
state's participation in federal flood control projects and for
engineering connected with these projects including personal services
and expenses. The money appropriated shall be available for the cost of
relocation and reconstruction of state highways, including structures;
for channel improvements; for check dams; for quarries, gravel pits,
spoil banks and burrow pits; for access roads; for camp sites; for
relocation of buildings, structures and facilities; for relocation of
the properties, structures, service lines and connections incident
thereto of public service utilities, both publicly and privately owned;
for relocation of railroad rights-of-way, facilities and structures; for
rights of way and for other related purposes contemplated by and
incidental to said flood control projects. The moneys appropriated shall
also be available for payment by the state for the relocation and
reconstruction of streets, sidewalks, public grounds, parks, cemeteries,
water supply systems, sewer systems and lighting systems of municipal
corporations, county roads and town highways, including structures and
including rights of way.
Acquirement of property for flood control.
1. The commissioner of environmental conservation, for the people of
the state of New York, shall acquire any property or interest therein,
necessary for purposes connected with the flood control projects. Such
property or interest therein shall be for rights-of-way, channel
improvements, reservoirs, dams, quarries, gravel pits, borrow pits,
spoil banks, camp sites, relocation of buildings and facilities,
relocation of the facilities of public service utilities, relocation of
streets, sidewalks, public grounds, parks, cemeteries, water supply
systems, sewer systems and lighting systems of municipal corporations;
relocation of county roads and town highways; and for other purposes
connected with the flood control projects. The term "property" as used
in this section shall be deemed to mean and include "real property" as
such term is defined in section one hundred three of the eminent domain
procedure law. The manner of acquisition, including method of obtaining
possession, shall be governed by the provisions of the eminent domain
procedure law.
2. The commissioner of environmental conservation shall cause to be
prepared an accurate acquisition map of any property which he may deem
necessary for purposes connected with the flood control projects or of
any property in and to which he may deem the acquisition or exercise of
an easement, interest or right to be necessary for such purposes,
indicating and describing in each case the particular easement, interest
or right. On the approval of such map by the commissioner he shall
acquire such property, easements, interests or rights pursuant to the
provisions of the eminent domain procedure law.
3. If the commissioner shall determine, prior to the filing of such
copy of the acquisition map in the office of the county clerk, that
changes, alterations or modifications of such map should be made, he or
she shall, subject to the provisions of article two of the eminent
domain procedure law, if applicable, direct the preparation of an
amended map, either by preparing a new map or by making changes on the
original tracing of such map, with a notation indicating such changes.
On the approval of such amended map by the commissioner, it shall be
filed in the main office of the department in the same manner as the
original map was filed and the amended map shall thereupon in all
respects and for all purposes supersede the map previously filed.
4. If the commissioner shall determine, prior to the filing of such
copy of the map in the office of the county clerk as provided in section
four hundred two of the eminent domain procedure law, that such map
should be withdrawn, he or she shall file a certificate of withdrawal in
the offices of the department and department of law. Upon the filing of
such certificate of withdrawal, the map to which it refers shall be
cancelled and all rights thereunder shall cease and determine.
5. The commissioner shall deliver to the attorney general a copy of
such acquisition map, whereupon it shall be the duty of the attorney
general to advise and certify to the commissioner the names of the
owners of the property, easements, interests or rights described in the
said acquisition map, including the owners of any right, title or
interest therein, pursuant to the requirements of section four hundred
three of the eminent domain procedure law.
6. If, at or after the vesting of title to such property in the
people of the state of New York in the manner provided for in this
section, the commissioner shall deem it necessary to cause the removal
of an owner or other occupant from such property, he may cause such
owner or other occupant to be removed therefrom by proceeding in
accordance with section four hundred five of the eminent domain
procedure law. The proceedings shall be brought in the name of the
commissioner as agent of the state. If any person proceeded against
shall contest the petition by an answer, the attorney general shall be
notified, and he thereafter shall represent the petitioner in the
proceedings. No execution shall issue for costs, if any, awarded
against the state or the commissioner but they shall be part of the
costs of the acquisition and be paid in like manner. Proceedings may be
brought separately against one or more of the owners or other occupants
of a property, or one proceeding may be brought against all or several
of the owners or other occupants of any or all property within the
territorial jurisdiction of the same justice or judge; and judgment
shall be granted for immediate removal of persons defaulting in
appearance or in answering, or withdrawing their answers, if any,
without awaiting the trial or decision of issues raised by contestants,
if any.
7. Upon making any agreement provided for in section three hundred
four of the eminent domain procedure law, the commissioner of
environmental conservation shall deliver to the comptroller such
agreement and a certificate stating the amount due such owner or owners
thereunder on account of such appropriation of his or their property and
the amount so fixed shall be paid out of the state treasury from moneys
appropriated for purposes connected with the flood control projects, but
not until there shall have been filed with the comptroller a certificate
of the attorney general showing the person or persons claiming the
amount so agreed upon to be legally entitled thereto.
8. Application for reimbursement as provided in section seven hundred
two of the eminent domain procedure law, shall be made to the
commissioner upon forms prescribed by him and shall be accompanied by
such information and evidence as the commissioner may require. Upon
approval of such application, the commissioner shall deliver a copy
thereof to the comptroller together with a certificate stating the
amount due thereof, and the amount so fixed shall be paid out of the
state treasury after audit by the comptroller from monies appropriated
for the acquisition of property under this section.
9. a. The commissioner with the approval of the director of the
budget, shall establish and may from time to time amend rules and
regulations authorizing the payment of the following expenses and losses
incurred by the displaced owners or occupants of a property acquired
pursuant to this section as a result of such acquisition:
(1) actual reasonable and necessary moving expenses; and
(2) actual direct losses of tangible personal property as a result of
moving or discontinuing a business or farm operation on such property,
but not exceeding an amount equal to the reasonable expenses that would
have been required to relocate such property, as determined by the
commissioner; and
(3) actual reasonable and necessary expenses in searching for a
replacement to the business or farm operation on such property; and
(4) actual and reasonable expenses necessary to reestablish a
displaced farm operation, non-profit organization, or small business
from such property at its new site but not to exceed the maximum amount
provided for in the regulations.
b. Such regulations may provide in hardship cases for the advance
payment of any such expenses and losses. For the purposes of making
payment of such expenses and losses only, such regulations shall provide
that the term "business" includes any lawful activity conducted
primarily for assisting in the purchase, sale, resale, manufacture,
processing or marketing of products, commodities, personal property or
services by the erection and maintenance of an outdoor advertising
display or displays, whether or not such display or displays are located
on the premises on which any of the above activities are conducted. Such
rules and regulations may further define the terms used in this
subdivision. Such regulations may also provide for payments to
utilities for the relocation of their facilities under such
circumstances and in such amounts as the commissioner may determine.
c. Any person eligible for the payments authorized by paragraph a of
this subdivision, who is displaced from their residential property may,
in lieu of such payments, elect to accept an expense and dislocation
allowance, determined in accordance with a schedule prepared by the
commissioner and made a part of such rules and regulations.
d. Any person eligible for the payments authorized by paragraph a of
this subdivision, who is displaced from their business or farm operation
and who is eligible under criteria established by the department may, in
lieu of such payments, elect to accept a fixed relocation payment,
except that such payment shall be not less than the minimum nor more
than the maximum amount provided for in the regulations. However, a
person whose sole business at the property so acquired is the rental of
such property to others shall not qualify for payment under this
paragraph.
e. Application for payment under this subdivision shall be made to the
commissioner upon forms prescribed by the commissioner and shall be
accompanied by such information and evidence as the commissioner may
require. Upon approval of such application, the commissioner shall
deliver a copy thereof to the comptroller together with a certificate
stating the amount due thereunder, and the amount so fixed shall be paid
out of the state treasury after audit by the comptroller from moneys
appropriated for the acquisition of property under this section. No
payment shall be made under this subdivision for any cost, expense,
difference or other amount for which payment was previously made.
f. The regulations necessary to implement this subdivision shall be
consistent with the applicable provisions of section thirty of the
highway law, as the same may from time to time be amended, and
regulations issued thereunder.
10. The commissioner pursuant to section three hundred five of the
eminent domain procedure law, may make agreements on such terms,
conditions and consideration as he deems beneficial to the state with
respect to any property heretofore or hereafter acquired, whereby such
property may be used and occupied by the former owner, tenant or by any
other party from a date specified in said agreement, until such time as
the state requires and obtains actual physical possession. The
agreements for the use and occupancy of such property may be managed,
supervised and enforced (1) by the staff, forces and equipment of the
department of environmental conservation; or (2) by the commissioner of
environmental conservation contracting for the management, supervision
and enforcement thereof with any person, firm or corporation; or (3) by
a combination of such methods.
The use and occupancy of such property under the provisions of this
section and the right of the state or its duly authorized agent to
recover possession thereof shall not be subject to the emergency housing
rent control law.
Expenses which are determined by the commissioner to have been
incurred in connection with the use and occupancy of such property may
be paid out of the state treasury after audit by the comptroller from
moneys appropriated for the duly authorized project for which the
property was acquired. However, such expenses incurred under a contract
for management and supervision of such property may be paid out of the
gross revenue therefrom. All moneys received by the commissioner for
such use or occupancy shall be paid into the treasury of the state to
the credit of the capital construction fund.
11. a. Authorization is hereby given to the commissioner to make
supplemental relocation payments, separately computed and stated, to
displaced owners and tenants of residential property acquired pursuant
to this section who are entitled thereto, as determined by the
commissioner. The commissioner with the approval of the director of the
budget, may establish and from time to time amend rules and regulations
providing for such supplemental relocation payments. Such rules and
regulations may further define the terms used in this subdivision.
b. In the case of residential property acquired pursuant to this
section, which is improved by a dwelling actually owned and occupied by
the displaced owner for not less than one hundred eighty days
immediately prior to initiation of negotiations for the acquisition of
such property, such supplemental relocation payment to such owner shall
not exceed the maximum amount provided for in the regulations. Such
payment shall include the following elements:
(1) the amount, if any, which, when added to the acquisition payment
equals the average price, established by the commissioner, required to
obtain a comparable replacement dwelling for such displaced owner, but
in no event shall such payment exceed the difference between acquisition
payment and the actual purchase price of the replacement dwelling; and
(2) the amount which will compensate such displaced owner for any
increased interest costs required to pay for financing the acquisition
of the comparable replacement dwelling. Such amount shall be paid only
if the dwelling on the property acquired pursuant to this section was
encumbered by a bona fide mortgage which was a valid lien on such
dwelling for not less than one hundred eighty days prior to the
initiation of negotiations for the acquisition of such property. Any
such compensating interest payment made pursuant to this provision
shall, notwithstanding the provisions of section twenty-six-b of the
general construction law, be in lieu of and in full satisfaction of the
requirements of such section; and
(3) an amount which will compensate such displaced owner for
reasonable expenses incurred for evidence of title, recording fees and
other closing costs incident to the purchase of the comparable
replacement dwelling, but not including prepaid expenses.
c. Any supplemental relocation payment made pursuant to paragraph b of
this subdivision shall be made only to a displaced owner who purchases
and occupies a comparable replacement dwelling within one year
subsequent to the date on which such owner is required to move from the
dwelling on the property acquired pursuant to this section or the date
on which such owner receives from the state final payment for such
acquired dwelling, whichever occurs later. The commissioner may extend
such period for good cause; provided however, that any payment shall be
based on the costs of relocating the displaced person to a comparable
replacement dwelling within one year of such extended date. The
regulations may provide that advance payment of such payments may be
made in hardship cases.
d. In the case of residential property acquired pursuant to this
section from which an owner or tenant, not otherwise eligible to receive
a supplemental relocation payment pursuant to the provisions of
paragraph b of this subdivision, is displaced from any dwelling thereon
which has been actually and lawfully occupied by such owner or tenant
for not less than ninety days immediately prior to (1) the initiation of
negotiations for the acquisition of such property or (2) such other
event as regulations may prescribe when the displacement is not a direct
result of such acquisition, such supplemental relocation payment to such
owner or tenant shall not exceed the maximum amount provided for in the
regulations. Such payment shall be the amount which is necessary to
enable such owner or tenant to lease or rent for a period not to exceed
the maximum time specified in the regulations, a comparable replacement
dwelling but such amount shall not exceed the maximum amount specified
in the regulations. Such payments may be made in periodic installments
as determined by the commissioner. Any person eligible for a
supplemental relocation payment under this paragraph may elect to use
such payment for the down payment, including reasonable incidental
expenses incurred by such person on the purchase of, a comparable
replacement dwelling, except such payment shall not exceed the maximum
amount provided for in the regulations.
e. Application for payment under this subdivision shall be made to the
commissioner upon forms prescribed by the commissioner and shall be
accompanied by such information and evidence as the commissioner may
require. Upon approval of such application, the commissioner shall
deliver a copy thereof to the comptroller, together with a certificate
stating the amount due thereunder, and the amount so fixed shall be paid
out of the state treasury after audit by the comptroller from moneys
appropriated for the acquisition of property under this section. No
payment shall be made under this subdivision for any cost, expense,
difference or other amount for which payment was previously made.
f. The regulations necessary to implement this subdivision shall be
consistent with the applicable requirements of section thirty of the
highway law, as the same may from time to time be amended, and
regulations issued thereunder.
12. Any owner may present to the court of claims, pursuant to section
five hundred three of the eminent domain procedure law, a claim for the
value of such property appropriated and for legal damages, as provided
by law for the filing of claims with the court of claims. Awards and
judgments of the court of claims shall be paid in the same manner as
awards and judgments of that court for the acquisition of lands
generally and shall be paid out of the state treasury from moneys
appropriated for purposes connected with the flood control projects.
13. Permits for use of flood control lands. No person shall construct
any improvement, excavate, deposit material or operate a motorcycle,
motor-driven cycle, snowmobile or motor vehicle except lawn maintenance
equipment upon lands acquired or burdened by a flood control easement
pursuant hereto without a permit. Permits will be issued by the
commissioner where the proposed activity will not interfere with or
endanger the flood control works, or impede the maintenance or operation
of such works. The commissioner may adopt such rules and regulations as
he may deem necessary to protect flood control works from damage which
may interfere with their proper and safe operation, or impede their
maintenance. Failure to comply with the provisions of this section or
with rules and regulations promulgated pursuant hereto shall be a
violation.
14. The commissioner notwithstanding any other provisions of this act
or any other law, may acquire by grant or purchase any property which he
deems necessary, in order to carry out the projects herein authorized.
Payment therefor, if any, shall be made in the manner prescribed in
this section for the payment of adjusted claims, provided, however, that
no interest in real property shall be so acquired unless the title
thereto shall be approved by the attorney general.
15. The expense of such acquisitions including the cost of making
surveys, and preparing maps of property to be acquired, serving notices,
making appraisals and agreements and of searches ordered and
examinations and readings of title made by the attorney general, and
expenses incurred by the commissioner or attorney general in proceedings
for removal of owners and occupants, shall be deemed part of the cost of
such flood control projects.
16. Notwithstanding the provisions of any general, special or local
law, the commissioner, his officers or agents, and the officers, agents
or contractor of the United States when engaged on flood control
projects, may enter upon property for the purposes of making surveys,
test pits, test borings, or other investigations and also for the
purposes of temporary occupancy during construction. Any claim for
damage caused by such work or on account of such temporary occupancy,
not exceeding five thousand dollars, may be adjusted by agreement by the
commissioner without acquiring such property. Upon making any such
adjustment and agreement the commissioner shall deliver to the
comptroller such agreement and a certificate stating the amount due such
owner for damage caused by such work, or on account of such temporary
occupancy, and the amount so fixed shall be paid out of the state
treasury from moneys appropriated for purposes connected with the flood
control projects.
17. The commissioner (a) May determine whether any property taken for
any of the purposes connected with flood control projects pursuant to
this section may be leased, sold or exchanged on terms beneficial to the
state, and in all cases of such determination subject to compliance with
section four hundred six of the eminent domain procedure law, he may,
lease, sell or exchange such property; in order to carry any such lease,
sale or exchange into effect, the commissioner is hereby authorized to
execute and deliver, in the name of the people of the state, a quit
claim or lease of such property.
(b) May also convey to the United States for flood control purposes
all right, title and interest of the state in and to any property
heretofore or hereafter so taken for any of such purposes for which
reimbursement by the United States is made in accordance with section
two of the federal flood control act of nineteen hundred thirty-eight
being public law, numbered seven hundred and sixty-one, seventy-fifth
congress, and including improvements made thereon for such purposes.
Such conveyance shall be by deed or instrument of quit claim, executed
by the commissioner in the name of the people of the state, delivered to
the federal authority having jurisdiction. This paragraph shall not
prevent reservations, if any, in such a conveyance, agreed to by such
commissioner and federal authority, to protect leases or easement, if
any, theretofore lawfully made or created by such commissioner.
Whenever the United States, acting by and through said federal authority
having jurisdiction, shall cause to be filed in the office of the
secretary of state of this state, a duplicate original of the deed or
instrument of conveyance to the United States of any such property for
the purposes herein specified, such jurisdiction as may be required for
flood control purposes is thereupon ceded to the United States over the
property described in said deed or instrument of conveyance, during the
time that the United States shall be or remain the owner thereof and
shall use such property for flood control purposes.
(c) Is hereby authorized to agree with the United States as to the
value of the property appropriated and for legal damages caused by any
such appropriation thereof, as and for reimbursement by the United
States, and the commissioner is authorized to convey such property to
the United States, in the manner herein provided, specifying in such
conveyance that the consideration stated therein is the agreed value of
such property and legal damages, and is in full reimbursement thereof by
the United States.
18. The attorney general is hereby authorized and empowered to
certify to the United States of America or a department, agency or
authority thereof having jurisdiction therein, the right, title or
interest vested in the people of the state of New York in and to
property acquired for the purpose of this act for which reimbursement is
to be made by the United States of America to the people of the state of
New York.
19. If the commissioner shall determine subsequent to the acquisition
of a temporary easement right in property and subsequent to the filing
of a description and map of such property in the office of the county
clerk, as aforesaid, that the purposes for which such easement right was
acquired have been accomplished and that the use and occupancy of said
property for flood control purposes are no longer necessary, and that,
therefore, the term of such easement should be further limited, or if
the appropriation of such easement was for an indefinite period, that
such period should be fixed and determined, or that the period of such
easement has by its terms expired, the commissioner shall make a
certificate that the use and occupancy of such property for flood
control purposes are no longer necessary, that the property in which
such easement right was acquired is surrendered back to the affected
owner of said property and that such easement right is thereupon
terminated, released and extinguished. The commissioner shall cause a
copy of such certificate to be filed in the main office of the
department. Upon the filing of such certificate in the office of the
department all rights acquired by the state in such property shall cease
and determine. The commissioner shall cause a copy of such certificate
together with notice of the filing thereof in the main office of the
department to be mailed to the owner of the property affected, as
certified by the attorney general, if the place of residence of such
owner is known or can be ascertained by a reasonable effort. A further
copy of such certificate and notice of filing shall be filed in the
office of the recording officer of each county wherein the property
affected is situated. On the filing of such certificate and notice with
such officer it shall be the duty of such officer to record same in the
books used for recording deeds in the office of such officer.
Projects authorized.
The projects herein authorized consist in general of all projects for
flood control lying wholly or partially within the state of New York
which have been or may be approved by the federal government and for
which federal funds shall be made available.
Powers and duties of commissioner.
The commissioner is hereby authorized and directed for and in behalf
of the state to carry out the state's participation in a federal program
of flood control, to sign all necessary agreements, and to do and
perform all necessary acts in connection therewith to consummate the
intent and purpose running with the approval by the federal government
of flood control projects in New York state and the allotment of moneys
for such projects, if, as and when made by the federal government. He is
authorized and empowered, notwithstanding any other law of this state,
to carry out the provisions of this act and to perform and do such other
and further acts not hereby specifically provided in this act as may be
necessary to carry out the projects herein authorized and so as to
conform with the act and rules, regulations and requirements of the
federal government made to govern the expenditures. Work may be carried
out by contract or by department forces or by a combination of these two
methods. However, if the commissioner deems it to be in the interest of
the public, he may agree with a municipal corporation affected by such
work, to have its contractor or its forces and equipment perform such
work, upon such terms as the commissioner may deem advantageous to the
state. The commissioner shall exercise his powers and duties with
respect to the said flood control projects in a manner that will comply
with any act of congress applicable thereto and any rules and
regulations made and promulgated by virtue thereof.
Municipalities bearing cost.
The commissioner together with the benefiting municipality or
municipalities as specified in a local cooperation agreement shall carry
out the relocation and reconstruction of streets, sidewalks, public
grounds, parks, cemeteries, water supply systems, sewer systems and
lighting systems, county roads and town highways, and any other
structures or facilities made necessary by the construction of federal
flood control projects. The total cost of such relocation and
reconstruction for a flood control project shall be apportioned between
the state and the benefiting municipality or municipalities pursuant to
the provisions of subdivision three of section 16-0115 of this article.
The commissioner of transportation shall approve any such relocation and
reconstruction on property under his jurisdiction.
Municipal participation in federal program; raising and
disbursement of funds; local cooperation agreements.
1. Prior to the commencement of any federal flood protection project,
the governing body of any benefiting municipality or municipalities must
execute a local cooperation agreement which will specify the cost to be
borne by the municipality. The moneys so required shall be paid by such
benefiting municipality or municipalities and shall be raised by tax or
pursuant to the local finance law, or in accordance with any local
charter or law, as the case may be. All such funds shall be paid by such
benefiting municipality or municipalities in a manner specified in a
local cooperation agreement.
2. The non-federal share of any costs related to development of any
flood control project required by the federal government shall be borne
by the state except for construction costs which shall be shared in
accordance with the percentages specified in paragraphs (a) and (b) of
subdivision three of this section.
3. The assignment of responsibility for all required non-federal items
of cooperation shall be specified in the local cooperation agreement as
follows:
(a) the state shall bear fifty percent of those costs required by the
federal government including lands, easements, rights-of-way,
relocations, and cash contributions if any.
(b) the benefiting municipality or municipalities shall bear fifty
percent of those costs required by the federal government including
lands, easements, rights-of-way, relocations, and cash contributions if
any.
(c) the costs of all lands, easements, rights-of-way and relocations
borne by the state or a benefiting municipality or municipalities shall
be a credit against the respective shares of the state and the
benefiting municipality or municipalities.
(d) the operation and maintenance of the project, once constructed,
shall be the responsibility of the benefiting municipality or
municipalities in accordance with the guidance and direction of the
state and under the controlling principle that flood control is the
primary purpose.
(e) replacement of project facilities shall be the responsibility of
the state provided that replacement is not due to deferred maintenance.
4. Notwithstanding any other provisions of this section, for any flood
control project for which a local cooperation agreement was developed or
a letter of intent was furnished to the federal government before
January first, nineteen hundred eighty-seven, the state of New York
shall not pay less than the total costs of all lands, easements,
rights-of-way, bridges and relocations, with the exception of lands
owned by the benefiting municipality or municipalities and the
relocation of facilities owned by the benefiting municipality or
municipalities.
5. Any local cooperation agreement may include such additional terms
and conditions as the commissioner may determine to be necessary.
Use of lands acquired for other purposes for flood control;
transfer by commissioner; dual purpose use.
Notwithstanding any other provisions of this act or any other law, the
commissioner is authorized to use either exclusively for, or in
conjunction with, flood control purposes any property under his
jurisdiction acquired for other public purposes. Transfer of such use
shall be effected by an official order of the commissioner to be filed
in the offices of the department and of the department of state,
accompanied by a description and map of such property. When the use is
to be exclusively for flood control purposes then upon such filing of
the description, map and official order of tranfer of use, the property
shall be used and maintained for flood control purposes and be governed
as though the said property was acquired pursuant to the provisions of
this article for flood control purposes. When dual use is to be made of
such property for flood control purposes and other public purposes by
the state, the official order of transfer shall so certify, and upon
such filing of the description, map and official order of transfer, the
property shall be used and maintained for such dual purposes, and is, in
the discretion of the commissioner, to be governed either by this
article or the act under which jurisdiction was acquired by the
commissioner or both. When grade crossing elimination property is
involved, the official order of transfer shall also be approved by the
commissioner of transportation.
Disbursements.
The moneys hereby appropriated shall be payable by the commissioner of
taxation and finance on the audit and warrant of the comptroller on
vouchers approved by the commissioner.
ARTICLE 17 Water Pollution Control
TITLE 1 General Provisions and Public Policy
Declaration of policy.
It is declared to be the public policy of the state of New York to
maintain reasonable standards of purity of the waters of the state
consistent with public health and public enjoyment thereof, the
propagation and protection of fish and wild life, including birds,
mammals and other terrestrial and acquatic life, and the industrial
development of the state, and to that end require the use of all known
available and reasonable methods to prevent and control the pollution of
the waters of the state of New York.
Statement of purpose.
It is the purpose of this article to safeguard the waters of the state
from pollution by preventing any new pollution and abating pollution
existing when the predecessor of this chapter was enacted, under a
program consistent with the declaration of policy stated in section
Definitions applicable to portions of this article.
When used in titles 1 to 11, inclusive, and titles 14 and 19 of this
article:
1. "Person" or "persons" means any individual, public or private
corporation, political subdivision, government agency, municipality,
industry, co-partnership, association, firm, trust, estate or any other
legal entity whatsoever.
2. "Waters" or "waters of the state" shall be construed to include
lakes, bays, sounds, ponds, impounding reservoirs, springs, wells,
rivers, streams, creeks, estuaries, marshes, inlets, canals, the
Atlantic ocean within the territorial limits of the state of New York
and all other bodies of surface or underground water, natural or
artificial, inland or coastal, fresh or salt, public or private (except
those private waters which do not combine or effect a junction with
natural surface or underground waters), which are wholly or partially
within or bordering the state or within its jurisdiction.
3. "Marine district" shall include the waters of the Atlantic ocean
within three nautical miles from the coast line and all other tidal
waters within the state, except the Hudson river northerly of the south
end of Manhattan Island.
4. "Sewage" means the water-carried human or animal wastes from
residences, buildings, industrial establishments or other places,
together with such ground water infiltration and surface water as may be
present. The admixture with sewage as above defined of industrial wastes
or other wastes as hereafter defined, shall also be considered "sewage"
within the meaning of this article.
5. "Industrial waste" means any liquid, gaseous, solid or waste
substance or a combination thereof resulting from any process of
industry, manufacturing, trade, or business or from the development or
recovery of any natural resources, which may cause or might reasonably
be expected to cause pollution of the waters of the state in
contravention of the standards adopted as provided herein.
6. "Other wastes" means garbage, refuse, decayed wood, sawdust,
shavings, bark, sand, lime, cinders, ashes, offal, oil, tar, dyestuffs,
acids, chemicals, ballast and all other discarded matter not sewage or
industrial waste which may cause or might reasonably be expected to
cause pollution of the waters of the state in contravention of the
standards adopted as provided herein.
7. "Standard" or "Standards" means such measure of purity or quality
for any waters in relation to their reasonable and necessary use as may
be established by the department pursuant to section 17-0301.
8. "Sewer system" or "sewerage system" means pipe lines or conduits,
pumping stations, and force mains, and all other constructions, devices,
and appliances appurtenant thereto, used for conducting sewage,
industrial waste or other wastes to a point of ultimate disposal.
9. "Treatment works" means any plant, disposal field, lagoon, pumping
station, constructed drainage ditch or surface water intercepting ditch,
incinerator, area devoted to sanitary land fills, or other works not
specifically mentioned herein, installed for the purpose of treating,
neutralizing, stabilizing or disposing of sewage, industrial waste or
other wastes.
10. "Disposal system" means a system for disposing of sewage,
industrial waste or other wastes, and including sewer systems and
treatment works.
11. "Outlet" means the terminus of a sewer system, or the point of
emergence of any water-borne sewage, industrial waste or other wastes or
the effluent therefrom, into the waters of the state.
12. "Shellfish" includes oysters, scallops, claims, mussels and other
aquatic mollusks, and lobsters, shrimp, crawfish, crabs and other
aquatic crustaceans.
13. "State Pollutant Discharge Elimination System" or "SPDES" means
the system established pursuant hereto for issuance of permits
authorizing discharges to the waters of the state.
14. "National Pollutant Discharge Elimination System" or "NPDES" means
the national system for the issuance of permits under the Federal Water
Pollution Control Act.
15. "Effluent standard and/or limitation" means any restriction on
quantities, quality, rates and concentrations of chemical, physical,
biological, and other constituents of effluents which are discharged
into or allowed to run from an outlet or point source into waters of the
state promulgated by the federal government.
16. "Point source" means any discernible, confined and discrete
conveyance, including but not limited to any pipe, ditch, channel,
tunnel, conduit, well, discrete fissure, container, rolling stock,
concentrated animal feeding operation, vessel or other floating craft,
or landfill leachate collection system from which pollutants are or may
be discharged. This term does not include agricultural stormwater
discharges and return flows from irrigated agriculture.
17. "Pollutant" means dredged spoil, solid waste, incinerator residue,
sewage, garbage, sewage sludge, munitions, chemical wastes, biological
materials, radioactive materials, heat, wrecked or discarded equipment,
rock, sand and industrial, municipal, and agricultural waste discharged
into water; and ballast which may cause or might reasonably be expected
to cause pollution of the waters of the state in contravention of the
standards adopted as provided herein.
18. "Schedule of compliance" means a schedule of remedial measures
including an enforceable sequence of actions or operations leading to
compliance with an effluent limitation, other limitation, prohibition,
or standard.
19. "Toxic pollutant" means those pollutants, or combination of
pollutants, including disease-causing agents which after discharge and
upon exposure, ingestion, inhalation or assimilation into any organism,
either directly from the environment or indirectly through food chains,
will, on the basis of information available to the department, cause
death, disease, behavorial abnormalities, cancer, genetic mutations,
physiological malfunctions, including malfunctions in reproduction, or
physical deformations, in such organisms or their offspring.
20. "New source" means any source, the construction of which is
commenced after the publication of a standard or performance applicable
to such source under the provisions of the Act, provided such standard
is thereafter promulgated and adopted.
21. "Standard of performance" means a standard for the control of the
discharge of pollutants which reflects the greatest degree of effluent
reduction which the federal government determines to be achievable
through application of the best available demonstrated control
technology, processes, operating methods, or other alternatives,
including, where practicable, a standard permitting no discharge of
pollutants.
22. "Toxic and pretreatment effluent standard" means standards adopted
by the federal government pursuant to section 307 of the Act.
23. "Tanker" means any watercraft of more than three hundred gross
tons and having a fully loaded draft of seven feet or more used to carry
any liquid cargo, including petroleum, oil or water.
TITLE 3 Jurisdiction of the Department; Authority; Powers and Duties
Classification of waters and adoption of standards.
1. It is recognized that, due to variable factors, no single standard
of quality and purity of the waters is applicable to all waters of the
state or to different segments of the same waters.
2. In order to attain the objectives of this article, the department
after proper study, and after conducting public hearing upon due notice,
shall group the designated waters of the state into classes. Such
classification shall be made in accordance with considerations of best
usage in the interest of the public and with regard to the
considerations mentioned in subdivision 3 hereof.
3. In adopting the classification of waters and the standards of
purity and quality above mentioned, the department shall give
consideration to:
a. The size, depth, surface area covered, volume, direction and rate
of flow, stream gradient and temperature of the water;
b. The character of the district bordering said waters and its
peculiar suitability for the particular uses, and with a view to
conserving the value of the same and encouraging the most appropriate
use of lands bordering said waters, for residential, agricultural,
industrial or recreational purposes;
c. The uses which have been made, are being made or may be made, of
said waters for transportation, domestic and industrial consumption,
bathing, fishing and fish culture, fire prevention, the disposal of
sewage, industrial waste and other wastes, or other uses within this
state, and, at the discretion of the department, any such uses in
another state on interstate waters flowing through or originating in
this state;
d. The extent of present defilement or fouling of said waters which
has already occurred or resulted from past discharges therein.
4. The department, after proper study, and after conducting public
hearings upon due notice, shall adopt and assign standards of quality
and purity for each such classification necessary for the public use or
benefit contemplated by such classification. Such standards shall
prescribe what qualities and properties of water shall indicate a
polluted condition of the waters of the state which is actually or
potentially deleterious, harmful, detrimental or injurious to the public
health, safety or welfare, to terrestrial or aquatic life or the growth
and propagation thereof, or to the use of such waters for domestic,
commercial, industrial, agricultural, recreational or other reasonable
purposes, with respect to the various classes established pursuant to
subdivision 2 hereof.
5. In establishing such standards, consideration shall be given to the
following factors: a. The extent, if any, to which floating solids may
be permitted in the water;
b. The extent to which suspended solids, colloids or a combination of
solids with other substances suspended in water, may be permitted;
c. Organisms of the coliform group or any other organisms from wastes
of animal or human origin shall not exceed the following prescribed
standards for usage of the classified waters of the state:
(1) Sources of water supply for drinking, culinary or food processing
purposes which, if subjected to approved disinfection treatment, with
additional treatment if necessary to remove naturally present
impurities, meet or will meet New York State Health Department drinking
water standards and any other usages: For such sources the monthly
median coliform value for one hundred ml of sample shall not exceed
fifty from a minimum of five examinations and provided that not more
than twenty percent of the samples shall exceed a coliform value of two
hundred forty for one hundred ml of sample.
(2) Sources of water supply for drinking, culinary or food processing
purposes which, if subjected to approved treatment equal to coagulation,
sedimentation, filtration and disinfection, with additional treatment if
necessary to reduce naturally present impurities, will meet New York
State Department of Health drinking water standards; bathing, fishing,
boating, and any other usages: For such sources the monthly median
coliform value for one hundred ml of sample shall not exceed five
thousand from a minimum of five examinations and provided that not more
than twenty percent of the samples shall exceed a coliform value of
twenty thousand for one hundred ml of sample.
(3) Sources of water for bathing, fishing, boating, and any other
usages except shellfishing for market purposes in tidal salt waters: For
such sources the monthly median coliform value for one hundred ml of
sample shall not exceed two thousand four hundred from a minimum of five
examinations and provided that not more than twenty percent of the
samples shall exceed a coliform value of five thousand for one hundred
ml of sample and provided further that surface waters receiving treated
sewage discharges which pass through residential communities where there
is a potential exposure of population to the surface waters shall be
protected by the requirement that all effluents from sewage treatment
plants shall be adequately disinfected prior to discharge into the
surface waters in order that the monthly median coliform value for one
hundred ml of sample shall not exceed two thousand four hundred from a
minimum of five examinations and provided that not more than twenty
percent of the samples shall exceed a coliform value of five thousand
for one hundred ml of sample.
(4) Sources of water for shellfishing for market purposes and any
other usages of tidal salt waters: Median MPN not to exceed seventy
coliform organisms per one hundred milliliter sample in a series of four
or more samples collected during any thirty-day period in the waters of
a shellfishing area, and not exceeding in more than ten percent of the
samples collected during the period an MPN of two hundred thirty
coliform organisms per one hundred milliliters for a five-tube, or an
MPN of three hundred thirty per one hundred milliliters for a three-tube
decimal dilution test in those areas most probably exposed to fecal
contamination during the most unfavorable hydrographic conditions.
(5) All samples shall be collected, analyzed, and reported in a manner
satisfactory to the commissioner.
(6) When the above prescribed standards are exceeded the commissioner
shall make an investigation to determine the source or sources of
pollution. When it shall appear to the commissioner after investigation,
that there has been a violation of any of the provisions of titles 1 to
11, inclusive, and title 19 of this article he shall take further
proceedings as provided in section 17-0905.
(7) The department may adopt and assign more restrictive standards for
the best usages of the waters of the state.
d. The extent of the oxygen demand which may be permitted in the
receiving waters;
e. Such other physical, chemical or biological properties necessary
for the attainment of the objectives of this article, as set forth in
section 17-0101.
6. The adoption, alteration or modification of the standards of
quality and purity, above prescribed, shall be made by the department
only after public hearing on due notice.
7. The "Rules and Classifications and Standards of Quality and Purity
for Waters of New York State," hitherto adopted by the former New York
water pollution control board by order made and entered October 23, 1950
effective October 25, 1950, as duly amended in the manner provided by
law, are hereby approved and adopted as the general system and plan of
the classification of the waters of the state and the standards of
quality and purity thereof applicable to such general classification of
the waters and are hereby deemed established and adopted by the
department.
8. All classifications and standards of quality and purity hitherto
assigned, by the former New York Water Pollution Control Board, or by
the former Water Resources Commission by order, duly and respectively
made and entered, to designated and specified waters of the state, are
hereby approved and adopted as the classification and standards of
quality and purity for such specified waters so respectively hitherto
classified and are hereby deemed established, adopted and so assigned by
the department.
9. The "Rules and Classifications and Standards of Quality and Purity
for Waters of New York State," so hitherto adopted by the former Water
Pollution Control Board and by the former Water Resources Commission and
hereinabove readopted may from time to time be altered or modified by
the department after public hearing thereon. Any classification of the
specified waters of the state, so hitherto assigned by the former Water
Pollution Control Board or by the former Water Resources Commission and
hereinabove readopted may from time to time be altered or modified by
the department after public hearing thereon.
10. Notices of public hearing for the consideration, adoption,
modification, alteration and/or amendment of the general
classification-standards system or of the classification of waters and
the standards of purity and quality thereof shall:
a. Be published at least twice in a newspaper regularly published or
circulated in the county or counties bordering or through which the
waters sought to be classified, or for which standards are sought to be
adopted, flow, the first date of publication of which shall be at least
thirty days before the date fixed for such hearing, and
b. Be mailed at least thirty days before such hearing to the chief
executive of each municipal corporation bordering or through which said
waters, for which standards are sought to be adopted, flow, and to such
other persons as the department has reason to believe may be affected by
the proposed standards.
11. The fact that an application for the modification or alteration of
classifications and standards of quality and purity has been made
pursuant to this section shall not of itself constitute a sufficient
ground for an injunction against, or a stay of, any proceeding or order
authorized by this article.
12. In all hearings in connection with the modification or alteration
of classifications and standards of quality and purity heretofore
assigned by the former Water Pollution Control Board or the former Water
Resources Commission or hereafter assigned by the department by order,
duly and respectively made and entered, to designated and specified
waters of the state, except as provided in paragraphs a and b of
subdivision 10 of this section, the administrative procedures to be
followed shall be governed by article two of the state administrative
procedure act.
13. The department shall not require the expense of any public hearing
initiated by petition of any person or public corporation in connection
with the adoption, modification or alteration of classification of
waters or standards of purity and quality thereof to be paid by such
person or public corporation.
14. The classification of waters and standards of quality and purity
thereof, upon adoption, shall, before becoming effective, be filed with
the Secretary of State for publication in the "Official Compilation of
Codes, Rules and Regulations of the state of New York" published
pursuant to section 102 of the Executive Law.
General powers and duties applicable to portions of this
article.
1. The provisions of this section shall apply only to titles 1 to 11,
inclusive, and title 19 of this article.
2. The department shall have administrative jurisdiction to abate and
prevent the pollution of waters of the state in the manner herein
provided in accordance with the classification of waters adopted by the
department pursuant to section 17-0301 and in accordance with standards,
criteria, limitations, rules and regulations and permit conditions
adopted, promulgated or applied by the department pursuant to title 8
hereof.
3. The department, acting through the commissioner may, from time to
time, adopt, amend, or cancel administrative rules and regulations
governing the procedure to be followed with respect to hearing, filing
of reports, the issuance of permits, and all other matters relating to
procedure, and generally, may make such administrative rules and
regulations, and do and perform any and all acts, not inconsistent with
the provisions of this article listed in subdivision 1 of this section,
as may be necessary or proper to carry into effect such provisions of
this article listed in subdivision 1 of this section, and may make,
amend and repeal rules and regulations for the storage of liquids likely
to pollute the waters of the state including, but not limited to,
standards for the construction, installation, maintenance, protection
and diking of tanks used to store any such liquids and their associated
structures, piping, valves, fittings, fixtures and outlets, in
conjunction with the promulgation of which, the commissioner shall
consider codes and practices of industries concerned with the handling
and storage of such liquids and the time required for persons engaged in
such industries to conform with such rules and regulations. Such rules
and regulations, before becoming effective, shall be filed with the
secretary of state for publication in the "Official Compilation of
Codes, Rules and Regulations of the State of New York" published
pursuant to section 120 of the Executive Law.
4. The commissioner is hereby authorized to:
a. Hold public hearings, receive pertinent and relevant proof from any
party in interest who appears at such hearing, compel the attendance of
witnesses, make findings of fact and determinations, and asssess such
penalties therefor as are hereinafter prescribed, all with respect to
the violations of the provisions of this article listed in subdivision 1
of this section, or the orders issued by the commissioner;
b. Make, modify or cancel orders requiring the discontinuance of the
discharge of sewage, industrial waste or other wastes into any waters of
the state in accordance with the provisions of this article listed in
subdivision 1 of this section, and specifying the conditions and time
within which such discontinuance must be accomplished.
c. Institute or cause to be instituted in a court of competent
jurisdiction proceedings to compel compliance with the provisions of
this article listed in subdivision 1 of this section or the
determinations and orders of the commissioner;
d. Issue or deny permits, under such conditions as may be prescribed
for the prevention and abatement of pollution, for the discharge of
sewage, industrial waste or other wastes, or for the installation or
operation of disposal systems or parts thereof;
e. Continue any permit heretofore or hereafter issued under the
provisions of this article listed in subdivision 1 of this section, or
under the authority of laws previously enacted and thereafter repealed,
whenever, after hearing thereon, the commissioner determines that such
continuation is necessary or desirable to prevent or abate pollution of
any waters of the state;
f. Revoke or modify any construction, operating or discharge permit
heretofore or hereafter issued under the provisions of this article
listed in subdivision 1 of this section, or under the authority of laws
previously enacted and thereafter repealed, whenever, after hearing
thereon, the commissioner determines that such revocation or
modification is necessary or desirable to prevent or abate pollution of
any waters of the state provided, however, that the hearing required
under this paragraph may be waived in writing by the applicant or
permitees;
g. Conduct such investigations as may be deemed advisable and
necessary to carry out the intents and purposes of the provisions of
this article listed in subdivision 1 of this section;
h. Settle or compromise, with the approval of the attorney general,
any action or cause of action for the recovery of a penalty under the
provisions of this article listed in subdivision 1 of this section as he
may deem advantageous to the state;
i. Perform such other and further acts as may be necessary, proper or
desirable, to carry out effectively the duties and responsibilities
prescribed in the provisions of this article listed in subdivision 1 of
this section.
5. It shall be the duty and responsibility of the department to:
a. Encourage voluntary cooperation by all persons in preventing and
abating pollution of the waters of the state;
b. Encourage the formulation and execution of plans by cooperative
groups or associations of municipalities, industries, and other users of
the waters who, severally or jointly, are or may be the source of
pollution in the same waters, for the prevention and abatement of
pollution;
c. Cooperate with the appropriate agencies of the United States or
other states, or any interstate agencies in respect to pollution control
matters, or for the formulation for submission to the legislature of
interstate pollution control compacts or agreements;
d. Conduct or cause to be conducted studies and research, and provide
services by itself or in cooperation with federal, interstate, state or
municipal agencies, with respect to pollution abatement or control
problems, disposal systems, and treatment of sewage, industrial waste
and other wastes, which shall include but not be limited to (1) advances
in effectiveness and economies in waste water treatment and plant design
and operation, (2) feasible and economical means for providing sewers
and sewage treatment works for small communities, (3) economical means
for future incorporation of separate sewer service units into area-wide
systems, (4) studies of selected problems, such as industrial wastes and
changing sewage characteristics, (5) development of a data processing
system for periodic determination of the status of water pollution
control throughout the state, (6) provision of advisory services for
municipal officials in relation to sewage problems, including
information material concerning planning, construction and operation,
financial assistance programs and methods of defraying the costs of
sewers and sewage treatment plants, and (7) assimilative capacities of
streams, lakes and other waters of the state;
e. Prepare and develop a general comprehensive plan for the abatement
of existing pollution and the prevention of new pollution, by the
installation, use, and operation of practical and available systems,
methods and means for controlling pollution, recognizing different
requirements for separate waters and for different segments of the same
waters;
f. Require to be submitted to it, and to consider for approval, plans
for disposal systems or any part thereof, and to inspect the
construction thereof for compliance with the approved plans;
g. Serve as an agency of the state for the receipt of moneys from the
federal government, or other public or private agencies, and to expend
the same, after appropriation therefor, for the purpose of pollution
control, studies or research.
h. Establish a water quality surveillance network with sufficient
stations and sampling schedule to meet the needs of the state, including
ground water and surface water, both fresh and salt, and publish the
results of such water quality surveillance network periodically;
i. Develop a public education and promotion program to aid and assist
public officials in publicizing needs and securing support for pollution
control action;
j. Prepare an annual report on the status of the water pollution
control program, covering all phases of the program;
l. Promulgate rules, regulations and standards, subject to the
requirements of subdivision 3 of section 17-0303, providing for the
testing and measuring of sewage, industrial waste or other wastes, at
their outlet or point source into waters of the state, and further
providing for the maintaining of a permanent record of the resulting
data, and periodically reporting such record to the commissioner,
subject to the restriction set forth in subdivision 6 of section
17-0303.
6. The commissioner, or his authorized representative, shall have the
right to enter at all reasonable times in or upon any property, public
or private, for the purpose of inspecting and investigating conditions
relating to pollution, or the possible pollution of any waters of the
state, which inspection or examination does not involve confidential
information relating to secret processes or economics of operation.
7. The commissioner, or his authorized representative may examine any
records or memoranda pertaining to the operation of a disposal system or
treatment works which examination does not involve confidential
information relating to secret processes or to economics of operation.
8. The commissioner, or his or her authorized representative, shall
disclose to the public the date, location and source of a petroleum
spill, including, but not limited to, information pertaining to the
cleanup of such spill and the presence of methyl tertiary butyl ether
(MTBE). In the event of such spill, the department shall post such
information on its website within a reasonable period of time, including
additional related information as soon thereafter as it becomes
available.
Establishment of a program to monitor water quality by
private citizens under the direction of the department.
1. The commissioner shall establish a program which shall be known as
the "citizens statewide lake assessment program". The purpose of this
program is to establish a network of volunteers belonging to lake
associations throughout the state to monitor the condition of their
respective lakes under the guidance and direction of the department.
The volunteers, designated by the commission, will sample the assigned
lakes on a weekly basis between May and September. Water quality
information will be obtained by measuring water transparency and taking
samples for water chemistry. Samples shall be processed by the
volunteers and forwarded to a contract chemistry laboratory for
analysis.
2. The commissioner shall establish and fill a new permanent position
of program coordinator for the monitoring program within the division of
water.
3. The commissioner shall establish a training program for the purpose
of providing the volunteers with the skills necessary to accomplish
their monitoring tasks. Quality control checks will be carried out on a
regular basis by the program coordinator, and through the lake
classification and inventory survey.
4. The commissioner will provide the volunteers with all of the
equipment and materials necessary to accomplish the monitoring.
5. Chemistry parameters shall include, but are not limited to, tests
for total phosphorus, nitrate, color and chlorophyll. Additional survey
data shall include, but not be limited to, aquatic vegetation surveys,
angler surveys and questionnaires/surveys for water users concerning
problems, issues and use impairment.
6. The program coordinator shall prepare an annual report which will
include a summary of the information collected on the monitored waters
during the previous season. This information shall be distributed to the
program participants and other interested parties.
TITLE 5 Prohibitions
General prohibition against pollution.
1. It shall be unlawful for any person, directly or indirectly, to
throw, drain, run or otherwise discharge into such waters organic or
inorganic matter that shall cause or contribute to a condition in
contravention of the standards adopted by the department pursuant to
section 17-0301.
Prohibition against pollution of waters of marine district.
1. Sewage, industrial waste or other wastes, or any substance
injurious to edible fish and shellfish, or the culture or propagation
thereof, or which shall in any manner affect the flavor, color, odor or
sanitary condition of such fish or shellfish so as to injuriously affect
the sale thereof, or which shall cause any injury to the public and
private shell fisheries of this state shall not be placed or allowed to
run into the waters of the state in the marine district nor into any
waters of Long Island, tributory to the marine district.
2. Garbage, cinders, ashes, oils, sludge or refuse of any kind shall
not be thrown, dumped or permitted to run into the waters of the marine
district.
Prohibition against certain acts without permit.
The making or use of an outlet or point source discharging into the
waters of the state, and the operation or construction of disposal
systems, without a valid SPDES permit as provided by section 17-0701 or
title 8 hereof are prohibited.
Prohibition against modification of wastes discharged through
existing outlet or point source without permit.
Increasing or altering the content of the wastes discharged through an
outlet or a point source into the waters of the state by a change in
volume or physical, chemical or biological characteristics without a
SPDES permit so to do as provided by section 17-0701 or title 8 hereof,
or standards, criteria, limitations, rules or regulations promulgated or
applied pursuant thereto, is prohibited.
Minimum treatment required.
1. As used in this section, the term "effective secondary treatment"
shall mean the removal of substantially all floating and settleable
solids and the removal of at least eighty-five percent of suspended
solids and at least eighty-five percent of five day biochemical oxygen
demand, or such other standard as may be adopted pursuant to the Act.
2. The minimum degree of treatment required for the discharge of
sanitary sewage into the surface waters of the state shall be effective
secondary treatment, provided, however, that additional treatment may be
required consistent with the standards established for specific waters
by the department pursuant to section 17-0301 or with standards,
criteria, limitations, rules or regulations promulgated or applied
pursuant to title 8 hereof.
Restrictions on discharge of sewage, industrial waste or
other wastes.
The use of existing or new outlets or point sources, which discharge
sewage, industrial waste or other wastes into waters of this state is
prohibited unless such use is in compliance with all standards,
criteria, limitations, rules and regulations promulgated or applied by
the department pursuant to this article.
TITLE 7 Permits and Certificates
Permit for outlet, point source and for disposal system
required.
1. It shall be unlawful for any person, until a written SPDES permit
therefor has been granted by the commissioner, or by his designated
representative, and unless such permit remains in full force and effect,
to:
a. Make or cause to make or use any outlet or point source for the
discharge of sewage, industrial waste or other wastes or the effluent
therefrom, into the waters of this state, or
b. Construct or operate and use a disposal system for the discharge of
sewage, industrial waste, or other wastes or the effluent therefrom,
into the waters of the state, or make any change in, addition to or an
extension of any existing disposal system or part thereof which would
materially alter the volume of, or the method or effect of treating or
disposing of the sewage, industrial waste or other wastes, or
c. Increase or alter the content of the wastes discharged through an
outlet or point source into the waters of the state by a change in
volume or physical, chemical or biological characteristics.
2. Notwithstanding any other provision of this article, for the
purposes of this title, the following definitions shall be applicable:
a. "Industrial waste" means any liquid, gaseous, solid or waste
substance or a combination thereof resulting from any process of
industry, manufacturing, trade, or business or from the development or
recovery of any natural resources, which may cause or might reasonably
be expected to cause pollution of the waters of the state.
b. "Other wastes" means garbage, refuse, decayed wood, sawdust,
shavings, bark, sand, lime, cinders, ashes, offal, oil, tar, dye-stuffs,
acids, chemicals, ballast and all other discarded matter not sewage or
industrial waste which may cause or might reasonably be expected to
cause pollution of the waters of the state.
3. No permit prescribed by subdivision 1 of this section shall be
issued by the commissioner or by his designated representative until the
requirements of title 8 of this article and the regulations promulgated
thereunder have been satisfied.
4. a. A person, corporation, public authority or public benefit
corporation hereafter intending to construct a nuclear steam-electric
generating facility shall file an environmental feasibility report, in a
form prescribed by the commissioner, with the department concurrently
with the filing of the preliminary safety analysis report required to be
filed with the United States atomic energy commission for a nuclear
power plant.
b. No person, corporation, public authority, or public benefit
corporation shall construct or operate any new steam-electric generating
facility or increase the capacity of any existing steam-electric
generating facility without a permit issued in accordance with the
provisions of this subdivision allowing thermal discharge from such
facility to the waters of the state. A public hearing may be conducted
by the department prior to the issuance of any such permit.
5. A SPDES permit shall be issued to the applicant upon such
conditions as the commissioner may direct:
a. if the commissioner finds on the basis of the submitted plans or
application that the discharge from the outlet or point source or
modified disposal system will not be in contravention of the standards,
criteria, limitations, rules and regulations adopted or applied by the
department; or
b. in case no classification has been made of the receiving waters at
said outlet or point source or into which such proposed discharge is to
be made, if the commissioner finds that such proposed discharge will not
be injurious to public health and public enjoyment thereof, the
propagation and protection of fish and wild life, the industrial
development of the state and will not contravene standards, criteria,
limitations, rules and regulations adopted or applied pursuant to title
8 hereof.
6. The permit prescribed by subdivision 1 of this section and title 8
hereof shall not be required for the construction and use of a new or
modified disposal system, point source or outlet when such disposal
system, point source or outlet is designed to discharge or discharges
sewage effluent without the admixture of industrial wastes or other
wastes to the ground waters of the state when such discharge consists of
a flow of less than one thousand gallons per day. Nothing contained in
this subdivision shall be construed to permit the making or use of an
outlet or point source discharging an effluent to the waters of the
state in contravention of any standards adopted by the former Water
Pollution Control Board or the former Water Resources Commission and
continued by this article or adopted by the department or standards,
criteria, limitations, rules or regulations promulgated or applied
pursuant to title 8 hereof, or discharging an effluent in such a manner
as to expose sewage on the ground surface, impair the quality of waters
of the state used for drinking purposes or otherwise create a nuisance
or menace to health. A county, city, town or village may adopt and
enforce additional local laws, ordinances and regulations or enforce
existing local laws, ordinances and regulations relating to discharges
of sewage herein referred to, including local laws, ordinances and
regulations requiring a permit for disposal systems, point sources or
outlets for such discharges, provided that such local laws, ordinances
and regulations are not inconsistent with the provisions of this chapter
or the sanitary code.
7. The commissioner may delegate to qualified personnel of county and
city health departments his duties of review and approval of plans and
issuance of permits required in subdivisions 1, 3 and 4 of this section,
subject to such conditions as he may establish.
9. In the case of a major steam electric generating facility, as
defined in section one hundred forty of the public service law, for the
construction or operation of which a certificate is required under
article eight of such law, an applicant shall apply for and obtain such
certificate in lieu of filing plans and reports and obtaining a permit
under this section. Any reference in this article to a permit under this
section shall, in the case of such major steam electric generating
facility, be deemed for all purposes to refer to such certificate,
provided that nothing herein shall limit the authority of the
departments of health and environmental conservation to monitor the
environmental and health impacts resulting from the operation of such
major steam electric generating facility and to enforce applicable
provisions of the public health and environmental conservation laws and
the terms and conditions of the certificate governing the environmental
and health impacts resulting from such operation.
Issuance, denial, and revocation of permits.
1. The permit provided in section 17-0701 and title 8 hereof shall be
issued by the commissioner or by his designated representative, pursuant
to regulations of the department adopted in accordance with subdivision
3 of section 17-0303 and title 8 hereof.
2. Public hearings, on due notice, shall be conducted by the
commissioner or by his designated representative in connection with the
issuance of any order or determination denying, revoking, continuing or
modifying a permit as provided by section 17-0701 paragraph f of
subdivision 4 of section 17-0303 and title 8 hereof, unless the
applicant or permittee waives said hearing in writing and no request for
a public hearing has been received from any interested party.
Certificates of compliance for purposes of the Real Property
Tax Law.
1. For the purposes of section 477 of the Real Property Tax Law, the
commissioner or his designated representative is hereby authorized to
issue certificates of compliance concerning industrial waste treatment
facilities, and industrial waste treatment controlled process facilities
as defined in such law. No such certificate shall be issued unless the
facility to which it is applicable is in compliance with applicable
provisions of titles 1 to 11, inclusive, and title 19 of article 17,
article 19, and title 1 of article 27 of this chapter; of the Public
Health Law; of the state sanitary code and of regulations, permits or
orders issued pursuant thereto.
2. In the case of facilities which have not been completed prior to
the close of a taxable status date with respect to which an exemption
may be claimed under the Real Property Tax Law, a temporary certificate
of compliance may be issued if the commissioner or his representative is
satisfied, on the basis of the construction which has taken place, that
such facilities, when completed, will be in compliance with the
provisions of titles 1 to 11, inclusive, and title 19 of article 17,
article 19, and title 1 of article 27 of this chapter; of the Public
Health Law; of the state sanitary code, and regulations, permits or
orders issued pursuant thereto. Such a temporary certificate shall apply
only to taxes levied as of the taxable status date with respect to which
such a certificate is issued.
Certificates of compliance for purposes of the Tax Law.
1. For the purposes of sections 208, 210, 606 and 612 of the Tax Law,
the commissioner or his designated representative is hereby authorized
to issue certificates of compliance concerning industrial waste
treatment facilities and industrial waste treatment controlled process
facilities as defined in such law. No such certificate shall be issued
unless the facility to which it is applicable is in compliance with
applicable provisions of titles 1 to 11, inclusive, and title 19 of
article 17, article 19, and title 1 of article 27 of this chapter; of
the Public Health Law; of the state sanitary code and of regulations,
permits or orders issued pursuant thereto.
2. In the case of facilities which have not been completed prior to
the close of a taxable year for which a deduction may be claimed under
the Tax Law, a temporary certificate of compliance may be issued if the
commissioner or his representative is satisfied, on the basis of the
construction which has taken place, that such facilities will be in
compliance with the provisions of titles 1 to 11, inclusive, and title
19 of article 17, article 19, and title one of article 27 of this
chapter; of the Public Health Law of the state sanitary code, and
regulations, permits or orders issued pursuant thereto. Such a temporary
certificate shall apply only to expenditures made in the taxable year
with respect to which such a certificate is issued.
TITLE 8 State Pollutant Discharge Elimination System
Purpose.
To create a state pollutant discharge elimination system (SPDES) to
insure that the State of New York shall possess adequate authority to
issue permits regulating the discharge of pollutants from new or
existing outlets or point sources into the waters of the state, upon
condition that such discharges will conform to and meet all applicable
requirements of the Federal Water Pollution Control Act, as amended (33
U.S.C. 1251, et seq.) hereinafter referred to as the "Act", and rules,
regulations, guidelines, criteria, standards and limitations adopted
pursuant thereto relating to effluent limitations, water quality related
effluent limitations, new source performance standards, toxic and
pretreatment effluent limitations, ocean discharge criteria, and
monitoring, and to participate in the national pollutant discharge
elimination system (NPDES) created by the Act.
SPDES permits; application.
Except as provided by subdivision five of section 17-0701 of this
article, it shall be unlawful to discharge pollutants to the waters of
the state from any outlet or point source without a SPDES permit issued
pursuant hereto or in a manner other than as prescribed by such permit.
The department shall, by rule and regulation, require that every
applicant for a permit to discharge pollutants into the waters of the
state shall file such information at such times and in such form as the
department may reasonably require to execute the provisions of this
article. Rules and regulations adopted hereunder may provide that in
lieu of issuance of such permit the department may accept as compliance
herewith a permit duly issued by the federal government or an agency
thereof pursuant to the provisions of the Act.
Rules and regulations.
The rules and regulations adopted by the department to implement this
title and the provisions of article 70 of this chapter and rules and
regulations thereunder shall govern permit applications, renewals,
modifications, suspensions and revocations under this title.
Notice and public participation; access to information.
1. a. Public notice of a complete application for a SPDES permit,
including: (i) all renewals of SPDES permits issued in lieu of NPDES
permits; (ii) other permit renewals, except renewals of permits for
projects defined as minor in article 70 of this chapter; and (iii)
modifications involving substantive changes in permit requirements or
authorized activities, except modification of permits for projects
defined as minor under article 70 of this chapter, shall be circulated
in a manner designed to inform interested and potentially interested
persons and any other state, the waters of which may be affected, of
such application. Such notice shall include, where appropriate, the
following: (i) the applicant's name and address; (ii) a brief
description of the project or proposed project and its location; (iii) a
list of all department permits directly related to the project for which
application has been made; (iv) the name and classification of the water
body to which discharges are being made or are to be made; (v) the
volume and type of the discharge authorized or to be authorized; (vi)
the permit's priority ranking score; (vii) the name and telephone number
of the department and the lead agency contact persons for the project;
(viii) a statement that copies of the permit application, the existing
or draft permit, the fact sheet, the priority ranking fact sheet,
worksheet and a description of the SPDES permit priority ranking system
are available upon request; and (ix) a statement that written comments
or requests for a public hearing on the permit application, draft
environmental impact statement or the permit's priority ranking score
may be filed by a time and at a place specified.
b. The department shall provide a period of not less than thirty days
following the date of the public notice pursuant to paragraph a of this
subdivision during which time interested persons may submit their
written views with respect to the application and the priority ranking
of the permit. The period for comment may be extended at the discretion
of the department. All written comments submitted during such thirty day
or extended period shall be retained by the department and considered in
the formulation of the final determination on the application and the
priority ranking of the permit. The department may, in its discretion,
provide an opportunity for the applicant or any interested agency,
person or group of persons to request or petition for a public hearing
with respect to such application or the priority ranking of the permit.
Such request or petition shall be made during the public notice and
comment period. The department shall promulgate rules and regulations
with respect to notice, procedures and conduct of public hearings in
accordance with due process of law for administrative proceedings and
the provisions of the Act.
2. Notwithstanding any other provision of law, any effluent data, any
SPDES permit, permit application including a permit renewal application,
priority ranking fact sheet or request for permit modification,
suspension or revocation shall be available to the public for inspection
and copying. This includes information submitted on the forms themselves
and any attachments used to supply information required by the forms.
3. Except insofar as trade secrets would be disclosed, the following
information shall be available to the public for inspection and copying;
(a) any public comments, testimony or other documentation concerning a
permit application, including a permit renewal application, priority
ranking fact sheet or request for permit modification, suspension or
revocation; and
(b) any information obtained pursuant to any monitoring, records,
reporting or sampling requirements or as a result of sampling or other
investigatory activities of the department.
4. The department shall identify and hold confidential any
information, except effluent data, SPDES permits, permit applications,
including permit renewal applications priority ranking fact sheets or
requests for permit modification, suspension or revocation, including
information submitted on the forms themselves and any attachments used
to supply information required by the forms, shown by any person to be
information which, if made public, would divulge methods or processes
entitled to protection as trade secrets of such person.
Prohibited discharges.
The following discharges into the waters of the state are hereby
prohibited.
1. the discharge of any radiological, chemical or biological warfare
agent or high-level radioactive waste, as such terms are defined by the
Act or pursuant thereto.
2. any discharge which would substantially impair anchorage and
navigation, as determined by the Secretary of the Army.
3. any discharge to which the federal government has objected pursuant
to any right to object provided by the Act.
4. any discharge not permitted by the provisions of this article,
rules and regulations adopted or applicable pursuant hereto, the Act, or
provisions of a permit issued hereunder.
Municipal and industrial stormwater discharges.
1. Prior to October first, nineteen hundred ninety-two, no permit
shall be required for discharges composed entirely of stormwater, except
as provided in subdivision two of this section.
2. Subdivision one of this section shall not apply with respect to the
following stormwater discharges:
a. A discharge with respect to which a permit has been issued under
this title prior to the effective date of this section;
b. A discharge associated with industrial activities directly related
to manufacturing, processing, or raw materials storage areas at an
industrial plant;
c. A discharge from a municipal separate storm sewer system serving a
population of one hundred thousand or more; or
d. A discharge which the commissioner determines contributes to a
violation of water quality standards adopted pursuant to section 17-0301
of this article or is a significant contributor of pollutants to the
waters of the state.
3. Permits for discharges from municipal storm sewers:
a. May be issued on a system or jurisdiction-wide basis, pursuant to
paragraph (a) of subdivision seven of section 70-0117 of this chapter;
b. Shall include a requirement which regulates non-stormwater
discharges into the storm sewers; and
c. Shall require controls to reduce the discharge of pollutants to the
maximum extent practicable, including management practices, control
techniques and system design and engineering methods, and such other
provisions as the commissioner determines appropriate for the control of
such pollutants.
4. The commissioner shall promulgate regulations setting forth the
requirements for permit applications for stormwater discharges and the
deadlines for the receipt of applications.
Effluent limitations.
1. SPDES permits issued pursuant hereto shall contain applicable
effluent limitations as required by the Act and as may be promulgated by
the department.
2. Notwithstanding any other provision of this article, any point
source the construction of which is commenced after the date of
enactment of the Act and which is so constructed as to meet all
applicable standards of performance shall not be subject to any more
stringent standard of performance during a ten-year period beginning on
the date of completion of such construction or during the period of
depreciation or amortization of such facility for the purposes of
section 167 or 169 (or both) of the Internal Revenue Code of 1986,
whichever period ends first.
3. Notwithstanding any other provision of this article, when effluent
limitations are established they must be at least as stringent as the
effluent limitations previously required unless the commissioner
determines, through regulation, that an exception is warranted as
provided in section 303(d) and 402(o) of the Federal Water Pollution
Control Act (33 U.S.C. sections 1313(d) and 1342(o)) as amended by the
Water Quality Act of 1987; provided, however, no such exceptions may be
determined to be warranted in special groundwater protection areas
designated pursuant to article fifty-five of this chapter or in Nassau
or Suffolk counties where such discharges will impact marine waters
within ten years or less. In such areas, the best available technology,
that is economically feasible and cost effective based on an analysis
that considers direct and avoided economic and environmental costs,
shall be applied with special emphasis on reducing nitrogen pollution.
Stormwater management design manual modification.
On or before one year following the effective date of this section,
the department shall modify the New York State Stormwater Management
Design Manual to include the following provisions:
1. Require signage prohibiting swimming and wading, warning of
possible contamination or pollution of the stormwater retention pond,
and a description with the depth of the stormwater retention pond;
2. Define a reasonable slope past the aquatic bench to limit the
immediate drop off to the deeper end of the stormwater retention pond;
3. Require aquatic vegetation be established in the aquatic and safety
benches before the stormwater retention pond is rendered in-service;
4. Ensure maintenance plans include a requirement for examining the
status of safety features by the maintenance authority in their routine
maintenance schedule of stormwater retention ponds; and
5. Any other provisions the department deems essential to further
promote safety in and around stormwater retention ponds.
Application of effluent standards and limitations; water
quality standards; other requirements.
SPDES permits issued pursuant hereto shall include provisions
requiring compliance with the following, where applicable;
1. effluent limitation.
2. standards of performance for new sources.
3. toxic and pretreatment effluent standards.
4. ocean discharge criteria adopted by the federal government.
5. any further limitations necessary to insure compliance with water
quality standards adopted pursuant to state law.
Compliance schedules.
SPDES permits issued pursuant hereto may contain compliance schedules.
Such compliance schedules shall require that the permittee within the
shortest reasonable time consistent with the requirements of the Act
conform to and meet;
1. applicable effluent limitations.
2. any further limitations necessary to insure compliance with water
quality standards adopted pursuant to state law.
3. standards of performance for new sources.
4. ocean discharge criteria adopted by the federal government pursuant
to the Act.
5. toxic and pretreatment effluent standards.
SPDES permits; additional terms and conditions.
SPDES permits shall include the following provisions, terms,
requirements and conditions;
1. that all discharges authorized by the permit shall be consistent
with the provisions, terms, requirements and conditions of such permit.
2. that facility expansions, production increases or process
modifications by the permittee which result in new or increased
discharges of pollutants into the waters of the state shall be reported
by the permittee by submission of a new SPDES application.
3. that the discharge of any pollutant not identified and authorized
by such permit or the discharge of any pollutant more frequently than or
at a level in excess of that permitted by such permit shall constitute a
violation of the terms of the permit.
4. that, where the permit is for a publicly owned treatment works,
notice shall be given the department of any new introduction into such
works of pollutants or substantial changes in volume or character of
pollutants.
5. that for discharges from publicly owned treatment works appropriate
measures will be established by the permittee to insure compliance by
industrial users with any system of user charges and recovery of
construction costs required under the provisions of the Act.
6. that such permit may be modified, suspended or revoked where the
department finds.
a. a violation of any term of the permit;
b. that the permit was obtained by misrepresentation or failure to
disclose fully all relevant facts; or
c. a change in conditions or the existence of a condition which
requires either a temporary or permanent reduction or elimination of the
authorized discharge.
7. such other terms, provisions, requirements or conditions as may be
necessary to meet the requirements of the Act.
8. recording, reporting, monitoring, and sampling requirements
applicable under the Act.
Discharge point signs.
1. Any person possessing a SPDES permit which allows the discharge of
waste water into the surface waters of the state shall post a sign as
provided for in subdivision two of this section at all discharge points
to surface waters, except for those sites where the discharge is
composed exclusively of storm water runoff.
2. (a) All SPDES permit holders for discharges to surface waters shall
erect or post a conspicuous and legible sign of not less than eighteen
inches by twenty-four inches bearing the following statement:
"N.Y.S. Permitted Discharge Point Permit No. (here insert permit
number). For information on this discharge you can contact:"
The sign shall also contain the following information: The SPDES
permit number as issued by the department; the name and telephone number
of the permit holder which shall be the business office repository of
the permit holder as required by this title; and the name, address and
telephone number of the regional department office in which the
discharging facility is located.
(b) The permit holder shall provide for public review at the business
office repository of the permit holder or at the off-premises location
of its choice (such location shall be the village, town, city or county
clerk's office, local library or such other location as the department
and permit holder shall agree upon) all the Discharge Monitoring Reports
(DMR) prepared by the permit holder to demonstrate compliance with the
SPDES permit conditions. A copy of each DMR shall be placed on file at
such location at the same time it is sent to the department. This
information shall be kept on file for the period of the effective dates
of the SPDES permit.
(c) The permit holder shall be in compliance with this title by
providing, at its option, on or off premises inspection of documents
pursuant to paragraphs (a) and (b) of this subdivision and providing the
address or location where the required information is available for
public review upon an inquiry.
3. The department shall, pursuant to the terms and conditions of the
permits issued pursuant to this title, establish the actual appearance
and location of the sign on the property of the permit holder in as
close proximity to the point of discharge into the surface waters as is
reasonably possible while ensuring the maximum visibility from the
surface water and shore.
4. It shall be the responsibility of the permit holder to periodically
and reasonably maintain the sign to ensure that it is still legible,
visible and factually correct. A good faith documented effort by permit
holder to maintain such sign will be an affirmative defense for its
absence.
5. The department may in its discretion waive all or part of the
requirements of this section if it determines that: (a) such sign cannot
be reasonably maintained; (b) such sign would be inconsistent with the
provisions of another statute; (c) such sign could not be so located as
to provide a public purpose; (d) the nature of the discharge is
temporary and of a relatively short duration; (e) the permit has been
issued under the terms and conditions of a general permit as authorized
by this title; or (f) the discharge is not a major, significant
discharge.
Coordination with AEM program.
To the extent practical and consistent with the purposes of this title
and title seven of this article, SPDES permits for farm operations
participating in the agricultural environmental management (AEM) program
as set forth in article eleven-A of the agriculture and markets law
shall incorporate as part of the SPDES permit terms and conditions any
AEM plan prepared for the permit applicant.
SPDES permits; duration and reissuance.
1. SPDES permits issued in lieu of national pollutant discharge
elimination system permits shall be valid for a fixed term not to exceed
five years. All other SPDES permits issued pursuant to this chapter
shall be valid for a term not to exceed ten years.
2. All SPDES permits may be administratively renewed in accordance
with article seventy of this chapter.
3. The department shall review at least once every five years all
existing permits for conformance with new federal treatment technology,
new state water quality classifications and water quality standards.
4. The department shall develop a priority ranking system of SPDES
permits. The ranking system shall prioritize permits for full technical
review and, when necessary, modification. For purposes of this
subdivision, full technical review shall mean the complete evaluation of
all elements of the permit associated with the ranking system's priority
ranking factors, together with substantive issues identified in comments
submitted during the public comment period, and the verification of the
accuracy and appropriateness of all other information contained in the
permit. Any permits reviewed pursuant to this subdivision shall require
compliance with current effluent standards and limitations and water
quality standards.
5. Any interested party may request at any time that a permit be
modified, suspended or revoked on the grounds that newly discovered,
material information has been discovered; that a material change in
environmental conditions has occurred; that relevant technology or
applicable law or regulations have changed since the issuance of the
existing permit; or on other grounds established by the department by
regulation. All such requests shall be in writing and contain facts or
reasons supporting the request. If the department determines that the
request is not justified, it shall send the party a brief written
response giving the reasons for the decision. A copy of such request and
the department's response shall be sent to the permittee. If the
department determines that the request is justified, it shall take
action pursuant to article seventy of this chapter.
6. Within eight months after the effective date of this section the
department shall hold at least three public hearings to solicit public
comments on the SPDES permit priority ranking system, including the
permit priority ranking factors and the weighing and scoring system.
All comments submitted during the hearing process and associated comment
period shall be considered by the department in the review, and
modification if appropriate, of the SPDES permit priority ranking
system. Thereafter, whenever the department reviews the SPDES permit
priority ranking system for possible modification, the department shall
formally solicit and provide for the involvement of the public in such
review. The department shall annually publish in the environmental
notice bulletin any changes in the priority ranking list, and solicit
and provide for the involvement of the public in a review of the
priority ranking list.
Applications, reports, notices; provisions to insure verity.
All applications, reports, notices or notifications required or
authorized to be made or filed by this title or by rules or regulations
promulgated pursuant hereto or by the provisions or conditions of any
permit issued pursuant to this title or title three of this article by
or on behalf of a permittee, applicant for a permit or person in control
of an outlet into the water of the state or point source shall be
verified or sworn to in respect to all statements of fact therein or
shall bear a form notice as provided in section 210.45 of the penal law
to the effect that false statements made therein are punishable.
Fees.
The department is hereby authorized to establish a schedule of
reasonable fees, such schedule taking into consideration the volume of
the discharge and treatment costs, for application for issuance of SPDES
permits to compensate the department for its expenses hereunder, giving
due recognition to the amount of federal assistance available; provided,
however, that the department shall not charge a publicly owned drinking
water treatment plant the rates charged industrial facilities, but shall
consider such plants to be municipal facilities for the purposes of the
imposition of fees pursuant to section 72-0602 of this chapter.
Power plant siting.
In the case of a major steam electric generating facility, as defined
in section one hundred forty of the public service law, for the
construction or operation of which a certificate is required under the
former article eight of the public service law, or a major electric
generating facility as defined in section one hundred sixty of the
public service law, for the construction or operation of which a
certificate is required under article ten of the public service law,
such certificate shall be deemed a permit under this section if issued
by the state board on electric generation siting and the environment
pursuant to federally delegated or approved environmental permit
authority. Nothing herein shall limit the authority of the department of
health and the department to monitor the environmental and health
impacts resulting from the operation of such major steam electric
generating facility or major electric generating facility and to enforce
applicable provisions of the public health law and this article and the
terms and conditions of the certificate governing the environmental and
health impacts resulting from such operation. In such case all powers,
duties, obligations and privileges conferred upon the department by this
article shall devolve upon the New York state board on electric
generation siting and the environment. In considering the granting of
permits, such board shall apply the provisions of this article and the
Act.
Discharges of industrial waste to publicly owned treatment
works.
Persons discharging industrial waste to a publicly owned treatment
works shall comply with toxic effluent standards and pretreatment
standards and to monitoring, reporting, recording, sampling and entry
requirements provided by the Act or adopted pursuant thereto.
Notification of discharges affecting groundwaters.
Whenever a provision of this title is violated by a facility operating
under or pursuant to a SPDES permit and located within an area
designated pursuant to any federal or state statute as a sole source
aquifer, all public water purveyors with a service area or portion
thereof located within a three mile radius of the violating facility
shall be notified by the department of such violation if the department
determines that the violation could have a significant impact on the
water resources of the area. The department's notices pursuant to this
section shall be made within fourteen days of the official notice of
noncompliance of the SPDES permit to the violating facility.
For the purposes of this section "public water purveyor" shall mean
any person, partnership, public or private corporation, municipality, or
public authority which sells water derived from a sole source aquifer to
at least five service connections or at least twenty-five individuals.
Mandatory sewage release reporting and notification by
publicly owned treatment works and operators of publicly
owned sewer systems.
1. Publicly owned treatment works or the operator of a publicly owned
sewer system shall immediately, but in no case later than two hours
after discovery, report discharges of untreated or partially treated
sewage, including combined sewer overflows, except partially treated
sewage discharged directly from a publicly owned treatment works that is
in compliance with a department approved plan or permit, to the
department and the local health department, or if there is none, the New
York state health department. Such report shall, at a minimum, include,
to the extent knowable with existing systems and models:
(a) the volume and treated state of the discharge;
(b) the date and time of the discharge;
(c) the expected duration of the discharge;
(d) a brief description of the steps being taken to contain the
discharge except for wet weather combined sewer overflow discharges;
(e) the location of the discharge, with the maximum level of
specificity possible; and
(f) the reason for the discharge.
2. In addition to subdivision one of this section, as soon as
possible, but no later than four hours from discovery of the discharge,
the publicly owned treatment works or the operator of a publicly owned
sewer system shall notify the local health department or if there is
none, the New York state health department, the chief elected official
or their authorized designee of the municipality in which the discharge
occurred and the chief elected official or their authorized designee of
any adjoining municipality that may be affected. The same notification
shall also be provided within the same timeframe to the general public,
pursuant to regulations to be promulgated under subdivision four of this
section through appropriate electronic media, including, but not limited
to, electronic mail or voice communication as determined by the
department.
3. The department, in consultation with the department of health,
shall post reported information on its website expeditiously and shall
prepare a report on publicly owned treatment works and sewer system
discharges annually. The report shall, at a minimum, include: the total
number of discharges, details of such discharges including the volume
and treated state of the discharge, and the duration and location of
each discharge; as well as any remedial responses taken to mitigate
impacts and avoid further discharges.
4. The department shall promulgate rules and regulations that are
necessary for the implementation of this section. Such regulations as
are necessary for the implementation of the public notification
requirements of subdivision two of this section shall provide only for
public notification of discharges that may present a threat to public
health, considering the potential for exposure and other relevant
factors. Such regulations may also include preconditions for
notification of any discharge that is not subject to a permit issued
under this title and does not present a threat to public health,
considering the potential for exposure and other relevant factors.
Conflicts of interest.
The commissioner of the department or his designee responsible for
issuance of SPDES permits hereunder, is hereby prohibited from
receiving, or during two years prior to approval of an application for a
permit from having received, a significant portion of his income
directly or indirectly from permit holders or applicants for a permit.
For the purposes of this section (a) "significant portion of his income"
shall mean ten percent of gross personal income for a calendar year,
except that it shall mean fifty percent of gross personal income for a
calendar year if the recipient is over sixty years of age and is
receiving such portion pursuant to retirement, pension, or similar
arrangement; (b) "income" includes retirement benefits, consultant fees,
and stock dividends; and (c) income is not received "directly or
indirectly from permit holders or applicants for a permit" where it is
derived from mutual-fund payments, or from other diversified investments
over which the recipient does not know the identity of the primary
sources of income.
Discharges affecting groundwaters.
In addition to any other requirements imposed by this title, any
person seeking a SPDES permit or a renewal hereunder, within an area
designated pursuant to any federal or state statute as a sole source
aquifer, shall include as a part of the required information, the name
and address of all public water purveyors with a service area or portion
thereof located within a three mile radius of the applicant's facility.
The names of all public water purveyors identified in the SPDES permit
application or renewal shall be included in the project description as
set forth when announced in the environmental notice bulletin.
For the purposes of this section "public water purveyor" shall mean
any person, partnership, public or private corporation, municipality, or
public authority which sells water derived from a sole source aquifer to
at least five service connections or at least twenty-five individuals.
Inspection and entry.
(a) To carry out the purposes of this Act or any rule, regulation,
order, or permit, issued thereunder, the department or its authorized
representative, upon presentation of his credentials:
(1) shall have a right of entry to, upon, or through any premises in
which any effluent source is located or in which any records are
required to be maintained;
(2) may at reasonable times have access to and copy any records
required to be maintained;
(3) may inspect any monitoring equipment or method which is required;
and
(4) may have access to and sample any discharges or pollutants to
waters or to publicly owned treatment works resulting directly or
indirectly from activities or operations of the owner or operator of the
premises in which the effluent source is located.
(b) For the purposes of this section the term "effluent source" shall
mean:
(1) a point source of the discharge of pollutants or
(2) a source of introduction of pollutants into publicly owned
treatment works by an industrial user.
Environmental monitors for tankers.
1. At the discretion of the commissioner, a tanker withdrawing or
transporting water where such withdrawal or transport was authorized
pursuant to a permit issued under section 15-1506 of this chapter shall
be accompanied by an environmental monitor authorized by the department.
2. It shall be the duty of such environmental monitor to inspect and
monitor the compliance of such tankers with all federal, state and local
requirements for operations and ballasting.
3. Nothing in this section shall prohibit the department from entering
into a memorandum of understanding with the board of commissioners of
pilots, created by article six of the navigation law, to allow licensed
pilots to perform the functions of environmental monitors.
4. The department is authorized to set environmental monitoring fees
to recover all costs associated with such monitors. Every tanker
withdrawing or transporting water where such withdrawal or transport was
authorized pursuant to a permit issued under section 15-1506 of this
chapter shall be subject to such fees.
TITLE 9 Procedure
Hearings.
1. Public hearings shall be conducted by the commissioner, or his duly
designated representative or representatives prior to issuance of an
order directing any person to discontinue discharge of sewage,
industrial waste or other wastes which contravene the standards
established for any waters of the state or standards, criteria,
limitations, rules or regulations promulgated or applied pursuant to
title 8 hereof.
2. The hearings herein provided may be conducted by the commissioner,
or by the duly designated hearing officer or officers, at any time and
place.
3. A record, or summary thereof, of the proceedings of said hearings
shall be made and filed with the department. If requested to do so by
any party concerned with said hearing, the full stenographic notes of
the testimony presented at said hearing shall be taken and filed. The
stenographer shall, upon the payment of his fees allowed by law
therefor, furnish a certified transcript of the whole or any part of his
notes to any party to the action requiring the same.
4. In any such hearing, the hearing officer or any member of the
hearing panel, may administer oaths, examine witnesses, and issue, in
the name of the department, notices of hearings and subpoenas requiring
the attendance and testimony of witnesses and the production of evidence
relevant to any matter involved in any such hearing. A designation of a
person or persons by the commissioner to perform the functions herein
authorized shall be in writing and filed in the department.
5. In case of contumacy or refusal to obey a notice of hearing or
subpoena issued under this section, the supreme court shall have
jurisdiction, upon application of the commissioner or his duly
designated representative, to issue an order requiring such person to
appear and testify or produce evidence, as the case may require, and any
failure to obey such order of the court may be punished by said court as
a contempt thereof.
Notices; service of process.
1. Notices of all public hearings held pursuant to this title shall
specify the time, date and place of hearing.
2. Service of all processes, except subpoenas, shall be made in the
same manner as a summons in a civil action or by registered or certified
mail with a return receipt requested, addressed to the individual served
in person or in a representative capacity as hereinafter provided at his
last known residence, office or place of business. Such service shall be
made upon a municipality by serving the chief executive or counsel
thereof, upon a sewer district, authority, commission or private
corporation by serving an officer thereof, or upon an unincorporated
association or partnership or other company of persons, which has a
president or treasurer, by serving either of such officers.
3. Subpoenas shall be served upon the witnesses personally, together
with such fees therefor as may be provided by law.
Proceedings before the commissioner.
1. The commissioner may, on his own motion, investigate or make
inquiry, in a manner to be determined by him, as to the condition of any
of the waters of the state and as to any alleged act of pollution or
omission or failure to comply with any provisions of titles 1 to 11,
inclusive, or title 19 of this article.
2. Whenever it shall appear to the commissioner, after investigation,
that there has been a violation of any of the provisions of titles 1 to
11, inclusive, or title 19 of this article, he shall give written notice
to the alleged violator or violators setting forth any thing or act done
or omitted to be done or claimed to be in violation of any such
provisions, and requiring that the matters complained of be corrected,
or that the alleged violator appear in person or by attorney before the
commisisoner or his duly designated representative, at the time and
place in said notice specified, and answer the charges complained of.
3. Whenever it shall appear to the commissioner, after investigation,
that industrial or other wastes turned or allowed to run into a sewer or
sewage disposal system, the content of which ultimately is discharged
into the waters of the state, is a cause or contributes to the pollution
of the said waters, he shall also notify the person or persons allowed
to be responsible for the discharge of the industrial or other wastes
into the sewer or sewage disposal system of any alleged violations on
his or their part and shall notify him or them to appear at said hearing
and answer the charges made against him or them.
4. At least twenty days' notice of such hearing shall be given.
5. Upon the return day of such notice the person so notified shall
file with the commissioner a statement setting forth the position of the
person so notified, the answer, if any, to the charges made against him,
the methods, practices and procedures, if any, which are being taken to
prevent polluting discharges into the waters of the state or the sewer
or sewage disposal system which ultimately empties into said waters, and
any other defenses or information pertinent to the case. Pertinent and
relevant testimony of witnesses shall be received in support of or
opposition to said statement.
6. The burden of proof with respect to violations of or liability
imposed by titles 1 to 11, inclusive, and title 19 of this article
shall, except as otherwise provided in section 71-1941, be upon the
department.
7. After due consideration of the written and oral statements, and
testimony and arguments filed pursuant to subdivision 5 above, or on
default in appearance on said return day, the commissioner may issue and
enter such final order or make such final determination as he deems
appropriate under the circumstances, and shall notify such person or
persons thereof in writing, personally, or by registered mail.
Hearings for persons aggrieved.
1. This section shall apply only to titles 1 to 11, inclusive, and
title 19 of this article.
2. The commissioner shall grant a hearing to any person not previously
heard in connection with the making of a determination, or order, who
within twenty days after service upon him of a copy of a notice, order
or determination of the commissioner, may file a petition with the
department alleging that the said order or determination is or are
contrary to fact and injurious to him, and that said order or
determination cause him damage by the invasion of or interference with a
private right or privilege, particularly appertaining to him. At such
hearing the petitioner may appear in person or by attorney, present
witnesses, submit evidence and be given full opportunity to be heard.
Following such hearing, the commissioner shall make his determination,
which, unless an appeal is taken therefrom, shall be final and
conclusive.
Review by courts.
1. The provisions of this section shall apply only to titles 1 to 11,
inclusive, and title 19 of this article.
2. All orders or determinations of the commissioner or the department
shall be subject to review as provided in article 78 of the Civil
Practice Law and Rules. Application for such review must be made within
sixty days after service in person or by mail of a copy of the
determination, or decision upon the attorney of record of the applicant
and of each person who has filed a notice of appearance, or to the
applicant in person directly if not represented by an attorney.
3. Where a review as provided by article 78 of the Civil Practice Law
and Rules is not maintainable, either because the person aggrieved was
not a party to the original proceedings, or for any other reason, an
order or determination of the former water pollution control board, the
former water resources commission, the department or the commissioner
may nevertheless be reviewed as hereinafter provided:
a. Application for relief shall be made by special proceeding. The
petition shall be verified and shall set forth that the classification
of waters, standards of quality and purity thereof, or the finding,
determination, decision or order sought to be reviewed is illegal, in
whole or in part, and specify the grounds of the illegality; it may be
accompanied by affidavits and other written proof, and shall demand the
relief to which the petitioner supposes himself entitled, in the
alternative or otherwise. Such petition may be made by any person or
persons jointly or severally aggrieved by a denial or revocation of a
permit or by any decision of the former Water Pollution Control Board,
the former Water Resources Commission, the department, or the
commissioner or any act of the executive secretary or other agent or
person acting in the name of such board, commission, department, or the
commissioner whether or not such petitioner is or was a party to the
proceedings sought to be reviewed.
b. A proceeding brought under the provisions of this subdivision must
be instituted by service of the petition and notices of application for
relief, within four months after publication as herein provided of the
classification of waters or the standards of purity and quality of
waters, or after the finding, determination, decision or order sought to
be reviewed becomes final and binding upon the petitioner or the person
whom he represents, either in law or in fact; or with the court's
permission within two years, where the petitioner or the person whom he
represents, at the time such determination became final and binding upon
him, was under the age of twenty-one years, or mentally ill, or
imprisoned on a criminal charge or sentenced for a term of less than
life.
c. In all other respects the procedure prescribed in subdivision 2
shall be applicable to a review provided by this subdivision.
TITLE 10 Control of the Bulk Storage of Petroleum
Legislative findings and declarations.
The legislature finds and declares that the lands and waters of New
York state constitute an irreplaceable resource upon which is founded
the well-being of public health, economic vitality and the state's
environment; that these resources may be contaminated by spills and
leaks of petroleum from active and abandoned petroleum bulk storage
facilities; that once contaminated the quality of these resources cannot
be completely restored to their original state; and that contamination
of these resources must be prevented through improved safeguards in
storage and handling.
The legislature declares these spills and leaks to be a threat to the
public welfare of the state and hereby exercises the power of the state
to prevent these spills and leaks from occurring through the
establishment of a state petroleum bulk storage code for new and
substantially modified facilities.
Definitions.
As used in this title:
1. "Facility" means a single property or contiguous or adjacent
properties used for a common purpose which are owned or operated by the
same person on or in which are located:
a. one or more stationary tanks which are used singularly or in
combination for the storage or containment of more than one thousand one
hundred gallons of petroleum; or
b. any tank whose capacity is greater than one hundred ten gallons
that is used for the storage or containment of petroleum, the volume of
which is ten percent or more beneath the surface of the ground.
This term shall not include:
(1) facilities licensed under article twelve of the navigation law;
(2) facilities regulated under the federal natural gas act;
(3) a heating oil tank used for on premises consumption at the same
site which is not interconnected to any other heating oil tank and is
used to store or contain less than one thousand one hundred gallons of
petroleum unless such tank is located on a site that otherwise meets the
definition of facility given in this subdivision;
(4) tanks eleven hundred gallons or less used to store motor fuel
(gasoline or diesel products) for non-commercial purposes (not for
resale) at a farm or residence, unless such tank or tanks are located on
a site that otherwise meets the definition of facility given in this
subdivision;
(5) tanks used to store or contain asphalt, however, tanks used to
store or contain asphaltic emulsions are included; or
(6) tanks which have been permanently closed in accordance with
regulations promulgated pursuant to section 17-1005 of this title.
2. "Substantially modified facility" means the reconditioning or
replacement of an existing tank or installation of a new tank at a
facility.
3. "Operator" means any person who leases, operates, controls or
supervises a facility.
4. "Owner" means any person who has legal or equitable title to a
facility.
5. "Petroleum" means:
a. crude oil and any fraction thereof;
b. any mixture containing crude oil or any fraction thereof; and
c. synthetic forms of lubricating oil, dielectric oils, insulating
oils, hydraulic oils and cutting oils.
Such term shall not include:
(1) hazardous waste defined pursuant to section 27-0903 of this
chapter;
(2) substances meeting the definition of hazardous substance pursuant
to section 40-0105 of this chapter;
(3) animal or vegetable oils that do not contain crude oil or
fractions thereof; or
(4) substances that are gases at standard temperature and pressure.
6. "Electronic monitoring system" means an electronic leak detection
system, approved by the department, containing a warning system capable
of operating on a continuous basis to detect petroleum prior to its
reaching ground or surface waters.
7. "Tank" means a stationary device designed to store petroleum, which
is constructed of non-earthen materials that provide structural support.
The term "tank" includes all associated pipes, lines, fixtures and other
ancillary equipment. The term "tank" does not include septic tank;
surface impoundment, pit, pond or lagoon; storm-water or wastewater
collection system; flow-through process tank; or liquid trap or
associated gathering lines directly related to oil or gas production and
gathering operations.
8. "Spill" or "leak" means any escape of petroleum from the ordinary
containers employed in the normal course of storage, transfer,
processing or use.
Leak detection.
1. a. The department shall promulgate rules and regulations to provide
for the early detection of leaks or potential leaks by owners and
operators.
b. Such rules and regulations shall provide for daily measurements and
inventory records for petroleum in each facility using a gauge, gauge
stick or automatic gauging system as well as product receipt and
disbursement records. The department may exempt facilities which are not
engaged in the resale of petroleum from the requirements of this
paragraph.
2. a. The department shall establish minimum standards and schedules
for testing and inspection of those portions of facilities which are
over ten years old. Such schedules shall be based on such factors as
inventory methods and electronic monitoring systems; facility age,
condition and construction type; soil conditions, location of facility
relative to water supplies and other environmental factors.
b. The department shall establish, by rule and regulation, criteria
whereby facilities are properly closed and thereby released from testing
and inspection requirements. The department may require the owner to
provide financial assurances to ensure that the facility is properly
closed. Any decision by the department with respect to requiring such
financial assurances and the methods or instruments which are to be used
shall be accompanied by a finding regarding the public interest and
shall set forth the reasons therefor.
Corrective actions.
1. Any operator shall within forty-eight hours notify the facility
owner and the department, and if the facility is located within any
county, or city of a population of one million or more which filed with
the department a written declaration under subdivision two of section
17-1017 of this title which is approved by the commissioner in written
findings the operator shall also notify such county or city of a
population of one million or more, of any abnormal loss or gain detected
through daily inventory which cannot be explained by inaccurate record
keeping, temperature variations, or other causes not related to leakage.
For the purposes of this subdivision, "abnormal loss or gain" shall mean
a loss or gain of three-quarters of one percent or greater of the total
volume of petroleum handled over a period of ten days.
2. Where a leak or spill of petroleum is suspected or appears
probable, the department may order the owner to inspect that tank or
tanks or associated equipment suspected to be leaking and to test for
tightness and structural soundness or may prohibit delivery pursuant to
subdivision four of this section. If the owner fails within ten days to
conduct such tests as required under this subdivision, the department
may conduct such tests for tightness or structural soundness. The
reasonable expenses of conducting such tests incurred by the department
shall be paid by the owner.
3. It shall be unlawful to continue operation of any leaking tank or
associated equipment of a facility. The contents of such tank or
equipment shall be promptly removed.
4. The department may prohibit deliveries of petroleum to any tank (i)
that is leaking or (ii) where a leak appears probable. If the source of
the leak or a probable leak cannot be determined, the department may
prohibit deliveries to any tank or tanks that may be the probable source
of a leak until such time as the source has been identified, at which
time the prohibition on delivery will apply to the leaking tank or
tanks. In addition, the department may prohibit deliveries of petroleum
to any tank that is in violation of any requirement prescribed by
regulation pursuant to this title related to:
a. installing required equipment for spill prevention, overfill
protection, leak detection, corrosion protection or secondary
containment;
b. performing leak detection or inspections of tank systems;
c. properly operating or maintaining leak detection; or
d. properly operating or maintaining spill, overfill or corrosion
protection equipment.
(i) The department shall attach a tag to the tank or tanks to identify
those tanks to which delivery is prohibited and provide a written notice
to the owner and operator specifying the reasons for the prohibition of
delivery. The department may consider not prohibiting deliveries of
petroleum for up to one hundred eighty days after a determination is
made that the facility or tank meets the conditions in this subdivision
if such prohibition would jeopardize the availability of, or access to,
fuel in any rural and remote areas unless the department has determined
that the condition at the facility endangers public health, safety or
the environment.
(ii) As promptly as possible thereafter, not to exceed fifteen days,
the commissioner shall provide the owner or operator an opportunity to
be heard and to present proof that such condition or activity does not
violate the provisions of this section or of the rules or regulations
adopted pursuant to this title. The commissioner shall adopt rules and
regulations describing the procedure to be followed in the prohibition
of petroleum deliveries. In adopting such rules and regulations the
department shall allow for the owner or operator at any time to submit
information to the department to demonstrate that the owner or operator
is in compliance with the requirements or has corrected the violation
that prompted the department to prohibit deliveries of petroleum and to
allow the tank or tanks to be, as promptly as possible, brought back
into operation, not to exceed two business days from the department's
determination that a tank is in compliance. The department shall use its
best efforts to timely determine compliance. The commissioner shall
draft such rules and regulations and submit them to the state petroleum
bulk storage advisory council for comments within six months of the
effective date of this subparagraph.
(iii) Unless otherwise authorized by the department, no person shall
tamper with or remove, or cause the tampering with or removal of, a tag
attached to any tank under the provisions of this subdivision.
(iv) No person shall deliver, cause the delivery of, deposit, or
accept petroleum to any tank or tanks to which a tag is affixed pursuant
to this subdivision.
Registration.
1. The department shall consult with the state petroleum bulk storage
advisory council to compile a list of facilities within the state.
Within thirty days of the promulgation of rules and regulations in
accordance with section 17-1005, section 17-1007, and this section of
this title, the department shall make available, upon request, a copy of
such rules and regulations.
2. All owners shall register the facility with the department. In
cases where there are multiple tank owners at a facility, the owners of
the tanks may designate one of the tank owners to be an authorized
representative to register the tanks. The department is authorized to
assess a fee according to a schedule based on the size and type of
facility, not to exceed five hundred dollars per facility. Such fee
shall be paid at the time of registration or registration renewal.
Registration shall be renewed every five years or whenever ownership of
a facility is transferred, whichever occurs first. The owner shall
notify the department when the authorized representative or operator of
the facility changes. In addition to such registration requirements and
pursuant to leak detection requirements set forth in section 17-1005 of
this title, notwithstanding any other provision of law, rule or
regulation, the department shall duly notify the facility owner of the
requirement for such owner to perform the required tightness test on a
petroleum bulk storage tank no less than forty-five days prior to the
date of the test expiration on the tank. All fees collected pursuant to
this subdivision shall be deposited in the New York environmental
protection and spill compensation fund established pursuant to section
one hundred seventy-nine of the navigation law. The owner must submit,
with each application for registration or registration renewal, a
five-year fee as follows:
Combined Storage Capacity at Facility 5-Year Fee
Greater than 110 gallons to 1,100 gallons $0 per facility
Greater than 1,100 gallons to
less than 2,000 gallons $100 per facility
Greater than 2,000 gallons to
less than 5,000 gallons $300 per facility
5,000 gallons to less than
400,000 gallons $500 per facility
3. The owner shall, within thirty days prior to reconditioning or
replacement of an existing tank or installation of a new tank at a
facility, notify the department in writing of such reconditioning,
replacement or installation.
4. Owners who become newly subject to registration requirements of
this section must, within one year of becoming subject to this section,
register the facility and complete any modifications to tanks at the
facility to be in compliance with the regulations promulgated pursuant
to this title.
Access to records and facilities.
1. Every owner or operator shall, upon reasonable notice of the
commissioner or his designee, permit a duly designated officer or
employee of the department at all reasonable times to have access to and
to copy all books, papers, documents and records relating to the daily
measurement and inventory of petroleum stored at a facility.
2. Any duly designated officer or employee of the department may, at
reasonable times and upon reasonable notice of the commissioner or a
designee, enter and inspect any facility, provided that such officer or
employee shall be accompanied by the owner or operator or their
designee.
State petroleum bulk storage advisory council.
1. There is hereby created within the department the "state petroleum
bulk storage advisory council" hereinafter referred to as the "council".
Such council shall consist of seven members, at least one of whom shall
be a representative of operators other than owners in the state, at
least one of whom shall be a representative of owners in the state, at
least one of whom shall be a representative of municipal corporations,
and at least two of whom shall be representatives of organizations whose
prime function is the protection of natural resources and enhancement of
the environmental quality of the state. The members of the council shall
be appointed by the commissioner within three months of the effective
date of this title. Each member shall be, by professional training or
experience and attainment, qualified to analyze and interpret matters
pertaining to bulk storage of petroleum.
2. One member shall be elected chairman of the advisory council by a
majority vote of the members of such council.
3. The members of the council shall serve without compensation for
their services as members of the council, except that each of them may
be allowed the necessary and actual expenses which he shall incur in the
performance of his duties under this section.
4. The council shall have the power, duty and responsibility to:
a. Serve as a working forum for the exchange of views, concerns,
ideas, information and recommendations relating to the bulk storage of
petroleum.
b. Advise the department on the proposal, preparation and revision of
the rules and regulations necessary to carry out the provisions of this
title.
c. Request and receive from the department at each meeting of the
council any portions of the rules and regulations then available for
review, whether in final or draft form, and any supporting documents or
other pertinent data.
d. Before promulgation of the rules and regulations required by this
title, the commissioner shall first submit such rules and regulations to
the council for review. The council shall, within sixty days of such
submission, recommend in writing to the commissioner any suggested
modifications to such rules and regulations.
5. The recording of council proceedings shall be performed by
personnel of the department.
State petroleum bulk storage standards.
1. The department shall, pursuant to section 17-0303 of this article,
promulgate rules and regulations establishing standards for existing and
new petroleum bulk storage facilities which shall include, but not be
limited to, design, equipment requirements, construction, installation
and maintenance. In proposing, preparing and compiling such rules and
regulations, the department shall include consideration of the future
physical climate risk due to sea level rise, and/or storm surges and/or
flooding, based on available data predicting the likelihood of future
extreme weather events, including hazard risk analysis data if
applicable. The department shall consult with the state petroleum bulk
storage code advisory council in proposing, preparing and compiling such
rules and regulations. In addition, the department shall consult with
the state fire prevention and building code council to assure that such
rules and regulations are consistent with the uniform fire prevention
and building code.
2. The department shall establish rules and regulations allowing
variances from such standards provided that it can be demonstrated to
the department that an alternate design, practice or method of storage
provides environmental protection equal to or greater than the
requirements of such standard.
3. The department shall promulgate rules and regulations establishing
training requirements for operators of petroleum bulk storage
facilities. The department shall specify training requirements for:
a. persons having primary responsibility for on-site operation and
maintenance of storage tank systems;
b. persons having daily on-site responsibility for the operation and
maintenance of storage tank systems; and
c. daily, on-site employees having primary responsibility for
addressing emergencies presented by a spill or release from a storage
tank system.
Reduction of air pollution from petroleum bulk storage
facilities.
1. Definitions. For purposes of this section, the terms below shall
have the following meanings:
a. "Shell color" shall mean any coating on the sides or shell of a
tank, which reduces volatile emissions.
b. "Roof color" shall mean any coating on the roof of a tank, which
reduces volatile emissions.
c. "Tank" shall have the meaning set forth in section 17-1003 of this
title except that for purposes of this section "tank" means an
above-ground tank, unless the department determines the tank to be
otherwise sufficiently protected against volatilization in a manner no
less protective than subdivision two of this section, and does not
include associated pipes, lines, fixtures or other ancillary equipment.
2. Tank coloring. a. No person shall own or operate a facility
containing a tank that does not meet the color requirements of this
subdivision. Such color requirements shall apply to every tank at a
facility regardless of whether the tank is in active use for storage.
b. A tank shall have a shell color and roof color of either white or
beige/cream, or which limits volatile emissions to the same or to a
greater extent as a shell color and roof color of white or beige/cream,
as determined by the department.
Preemption of local law.
1. Except as provided in subdivision two of this section, any local
law or ordinance which is inconsistent with any provision of this title
or any rule and regulation promulgated hereunder shall be preempted.
2. a. Any local law or ordinance of any county, or of any city of a
population of one million or more, which is inconsistent with the
provisions of this title or any rules or regulations promulgated
hereunder shall not be preempted if such local law or ordinance provides
environmental protection equal to or greater than the provisions of this
title or any rules or regulations promulgated hereunder, and such county
or city files with the department a written declaration of its intent to
administer and enforce such local law or ordinance which is approved by
the commissioner in written findings which set forth the terms of such
approval.
b. When any county, or city of a population of one million or more,
files with the department a written declaration of its intent to
administer and enforce such local law or ordinance which is approved by
the commissioner in written findings which set forth the terms of such
approval, the department shall continue to administer and enforce any
provision of this title with respect to any public authority created
under the public authorities law and the public authority shall notify
in writing any such county, or city of a population of one million or
more when the public authority registers or reregisters a facility with
the department.
TITLE 11 Scope and Construction; Other Remedies
Existing rights and remedies preserved.
It is the purpose of titles 1 to 11, inclusive, and title 19 of this
article to provide additional and cumulative remedies to abate the
pollution of the waters of the state and nothing herein contained shall
abridge or alter rights of action or remedies now or hereafter existing,
nor shall any such provisions or any act done by virtue of such
provisions, be construed as estopping the state, persons or
municipalities, as riparian owners or otherwise, in the exercise of
their rights to suppress nuisances or to abate any pollution now or
hereafter existing.
Persons other than the state acquire no actionable rights.
The bases for proceedings or actions resulting from the violations of
the prohibitions contained in titles 1 to 11, inclusive, and title 19 of
this article inure solely to and are for the benefit of the people
generally of the state of New York, and it is not intended to in any way
create new, or enlarge existing rights of riparian owners or others. A
determination by the department or the commissioner that pollution
exists or that violations of any such prohibitions have occurred or are
occurring, whether or not a proceeding or action may be brought by the
state, shall create by reason thereof no presumptions of law or findings
of fact inuring to or for the benefit of persons other than the state.
Conflicting laws.
Titles 1 to 11, inclusive, and title 19 of this article shall not be
construed as repealing any of the laws relating to the pollution of the
waters of the state not herein expressly repealed, but shall be held and
construed as ancillary to and supplementing the same and in addition to
the laws now in force, except as the same may be in direct conflict
herewith.
Other Environmental Conservation Laws to remain in effect.
Nothing contained in titles 1 to 11, inclusive, and title 19 of this
article shall be construed as amending or repealing sections 11-0503 or
13-0345 and any parts of said sections inconsistent with the provisions
of titles 1 to 11, inclusive, and title 19 of this article or with any
rule, regulation, order or determination authorized by titles 1 to 11,
inclusive, and title 19 of this article shall be held to be effective.
TITLE 13 Approval of Marine Toilet Pollution Control Devices and Establishing Effluent Standards Therefor
Approval of marine toilet pollution control devices and
establishing effluent standards therefor.
The department shall have all the functions, powers, obligations and
duties, regarding approval of marine toilet pollution control devices
and establishing effluent standards therefor, provided for in section
33-c of the Navigation Law.
TITLE 14 Nonpoint Source Water Pollution Control
Purpose.
It is the purpose of this title to safeguard the waters of the state
from nonpoint source pollution by controlling and abating new and
existing sources of nonpoint source pollution.
Definitions.
As used in this title:
1. "Best management practices" means methods, measures or practices
determined to be the most practical and effective in preventing or
reducing the impact of pollutants generated by nonpoint sources to a
level compatible with water quality standards established pursuant to
section 17-0301 of this article. Best management practices include, but
are not limited to, structural and nonstructural controls and operations
and maintenance procedures. Best management practices can be applied
before, during or after pollution producing activities to reduce or
eliminate the introduction of pollutants into receiving waters.
2. "Municipal corporation" means a county, city, town or village or an
entity designated to act on behalf of such.
3. "Nonpoint source" means any source of water pollution or pollutants
which is not a discrete conveyance or point source permitted pursuant to
title seven or eight of this article.
4. "Nonpoint source abatement and control program" means a program of
activities and projects for the abatement and reduction of nonpoint
source pollution through the implementation of best management
practices.
5. "District" means a county soil and water conservation district
created pursuant to section five of the soil and water conservation
districts law.
Inventory.
1. Within eighteen months of the effective date of this title the
commissioner, in cooperation with the state soil and water conservation
committee, shall prepare a report which:
a. identifies those water bodies within the state which, without
additional action to control nonpoint sources of pollution, cannot
reasonably be expected to attain and maintain applicable water quality
standards; and
b. identifies categories or subcategories of nonpoint sources or
particular nonpoint sources which add significant amounts of pollution
to each water body identified above.
2. The report prepared pursuant to this section shall be revised by
the commissioner in cooperation with the state soil and water
conservation committee at least every five years.
Priority nonpoint source pollution.
From the inventory developed pursuant to section 17-1405 of this title
the commissioner, after consultation with the state soil and water
conservation committee, shall develop a prioritized list of water
bodies, management of which will reduce and control nonpoint source
pollution and improve water quality. In developing such list,
consideration shall be given to the existing water quality of the water
body, the best usage of the water body pursuant to section 17-0301 of
this article and its potential for improvement.
State assistance for non-agricultural nonpoint source
abatement and control projects.
1. Subject to the availability of funds appropriated therefor, a
matching grant program is established to fund the costs of implementing
nonpoint source abatement and control projects that meet the following
criteria:
a. the project must consist of activities and projects which will
significantly reduce, abate or control nonpoint source pollution
originating from non-agricultural activities;
b. the project must be proposed for implementation by a municipal
corporation, or by a district at the formal request of such corporation;
c. the project must be located within a water body identified by the
commissioner, pursuant to section 17-1407 of this title;
d. the project must propose to implement best management practices
which meet the criteria promulgated pursuant to section 17-1411 of this
title; and
e. the municipal corporation must have funds available to pay for its
share of the eligible project costs.
1-a. Subject to the availability of funds appropriated therefore, a
matching grant program is established to fund the cost of comprehensive
watershed based water quality management designed to address the
reduction and control of nonpoint source pollution and the improvement
of water quality in a water body or water bodies identified on the
prioritized list developed pursuant to section 17-1407 of this title.
2. Applications for matching grants shall contain the following
information:
a. the name and location of the water body and the nonpoint source
problem to be addressed;
b. for projects described in subdivision one of this section, an
identification of the best management practice to be implemented;
c. a cost estimate for the proposed project;
d. the source of funds available to pay for the non-state share of the
eligible costs;
e. information sufficient to demonstrate that the criteria set forth
in subdivision one of this section have been met; and
f. such other information as may be required by the commissioner
through regulations.
3. In awarding grants pursuant to this section, the commissioner shall
give preference to those projects located or designed to address water
quality concerns for in the highest priority water bodies identified
pursuant to section 17-1407 of this title.
4. Eligible costs that may be funded pursuant to this section are
architectural and engineering services, plans and specifications,
consultant and legal services and other direct expenses related to
comprehensive watershed based water quality management and project
implementation.
5. Matching grants awarded pursuant to this section shall be up to
seventy-five percent of the eligible costs for any specified project.
6. Notwithstanding any other provision of law to the contrary, storm
water discharges of a municipality permitted pursuant to title seven or
eight of this article shall be treated as a non-agricultural nonpoint
source for the purpose of qualifying for funding pursuant to this
section.
Regulations.
The commissioner may promulgate regulations necessary to effectuate
the purposes of section 17-1409 of this title including, but not limited
to, regulations setting forth criteria for submission and processing of
grant applications, components of best management practices and state
standards necessary to control nonpoint source pollution.
TITLE 15 Realty Subdivisions: Sewerage Service
Definitions.
1. As used in sections 17-1501 to 17-1505, inclusive, and sections
17-1509 and 17-1511, the word "subdivision" shall mean any tract of land
which is divided into five or more parcels, after the effective date of
this act, along any existing or proposed street(s), highway(s),
easement(s) or right(s)-of-way for sale or for rent as residential lots
or residential building plots, and in the county of Suffolk also as
business, commercial or industrial lots or building plots, regardless of
whether the lots or plots to be sold or offered for sale, or leased for
any period of time, are described by metes and bounds or by reference to
a map or survey of the property or by any other method of description
and regardless of whether the lots or plots are contiguous. A tract of
land shall constitute a subdivision upon the sale, rental or offer for
sale or lease of the fifth residential lot or residential building plot
therefrom within any consecutive three year period, and at this time the
provisions of section 17-1505 of this chapter shall apply to all such
parcels thereof, including the first four parcels, regardless of whether
said parcels have been sold, rented or offered for sale or lease singly
or collectively.
2. The word "tract" shall mean any body of land, including contiguous
parcels of land, under one ownership or under common control of any
group of persons acting in concert as part of a common scheme or plan.
3. "Residential lot" or "residential building plot" shall mean any
parcel of land of five acres or less, any point on the boundary line of
which is less than one-half mile from any point on the boundary line of
another such lot in the same tract, unless any such lot may not legally
be used for residential purposes. Without limiting the generality of the
foregoing, the term "residential" shall include temporary, seasonal and
permanent residential use.
4. For the purposes of this title sewage shall be defined as any
substance, solid or liquid that contains any of the waste products or
excrementitious or other wastes or washings from the bodies of human
beings or animals.
Local regulations.
1. Any city or county which has established or establishes a city,
county or part-county department of health may adopt regulations for the
control of such developments. Regulations adopted by a county or city
board of health may include, but not be limited to, establishment of
such requirements as it may deem necessary to guarantee the installation
of such sewage facilities in accordance with the plans heretofore or
hereinafter approved by the county or city department of health or any
approved revision or revisions thereof.
2. Nothing contained in sections 17-1501 to 17-1505, inclusive, and
sections 17-1511 and 17-1513, shall be construed to delegate the general
powers of the department nor to impair nor to deprive the department of
its powers and functions as now provided by law.
Plans required to be filed and approved.
1. No subdivision or portion thereof shall be sold, offered for sale,
leased or rented by any corporation, company or person, and no permanent
building shall be erected thereon, until a plan or map of such
subdivision shall be filed with and approved by the department or city,
county or part-county department of health having jurisdiction and such
plan or map thereafter filed in the office of the clerk of the county in
which such subdivision is located.
2. Such plan or map shall show methods for obtaining and furnishing
adequate and satisfactory sewerage facilities to said subdivision.
3. The installation of such facilities shall be in accordance with the
plans or any revision or revisions thereof approved by the department or
city, county or part-county department of health having jurisdiction.
4. The rules and regulations adopted by the department to implement
this title and the provisions of article 70 of this chapter and rules
and regulations adopted thereunder shall govern department processing of
approval applications and modifications under this title.
Filing fees to accompany plans.
1. At the time of submitting a plan for approval as required by this
title, a filing fee computed at the rate of one dollar and seventy-five
cents per lot shall be paid to the department or to the city, county or
part-county health district wherein such plans are filed, and where the
approval sought is from the department, such additional fee as may be
specified in article 70 of this chapter shall also be paid.
2. The department, or the city, county or part-county health district,
shall not review or approve any such subdivision map submitted for
approval after this section takes effect until such fee, as herein
provided, has been received by it.
3. If any plan submitted to the department, or to a city, county or
part-county health district, cannot be approved, such plan shall be
returned to the person who submitted the plan with a summary of the
reasons for disapproval.
Cooperation with the Department of Health.
Notwithstanding any other provision of this title the Commissioner of
Environmental Conservation is empowered to make administrative
arrangements with the Commissioner of Health for joint or cooperative
administration of this title and title II of Article 11 of the Public
Health Law, such that only one plan must be filed and only one fee
totalling three dollars and fifty cents per lot must be paid, except
that where department approval is sought in connection with a particular
plan or map, such additional fee as may be specified in article 70 of
this chapter shall also be paid.
Duty of county clerk or register in respect to filing of
plans and map.
The county clerk or register shall not file nor record nor accept for
filing or recording any map or plat showing a subdivision of land in any
town, village or city having a population of less than one million
unless there is endorsed thereon or annexed thereto a certificate of the
department or city, county or part-county department of health having
jurisdiction approving the sewerage systems proposed or installed for
such subdivision and consenting to the filing of such map or plat.
Remedy for purchaser of one parcel of unapproved realty
subdivision.
1. The owner of a parcel of land acquired as one parcel for
residential purposes may apply to the department or local health
department having jurisdiction for a certificate approving the sewage
facilities for said parcel as adequate and satisfactory. The
application shall include the description of the parcel as specified in
the instrument, by which owner acquired title.
2. The proper department shall entertain said application and issue
said certificate providing the sewage facilities will not, in the
opinion of such department, result in the contravention of standards
adopted for and assigned to the receiving waters pursuant to this
chapter, or be injurious to public health for the public enjoyment of
said waters, the propagation and protection of fish and wild life or the
industrial development of the state or result in the exposure of sewage
on the ground surface or impair the quality of the ground water for
drinking purposes or otherwise create a nuisance, or menace or potential
menace to health.
3. The certificate approving the sewage facilities for said parcel
shall contain the name of the owner-applicant and the description of the
property set forth in the application. The owner shall append the
certificate of approval to a verified petition directed to the county
clerk of the county wherein the property is located, praying that the
petition and certificate of approval annexed be recorded and indexed
against the owner-petitioner.
4. The county clerk upon receiving the petition with annexed
certificate of approval, and upon tender of the lawful recording fees,
shall record the same in his office and index it against the
owner-petitioner. The recording of the petition with annexed certificate
of approval shall be deemed compliance with section 17-1505, for the
parcel described.
5. a. This section shall apply only to a single residential lot which
was acquired without having complied with the provisions of former
section 89 of the Public Health Law or section 17-1505 of this title but
was:
1. acquired by the owner-applicant prior to January first, nineteen
hundred seventy-one; or
2. acquired by the owner-applicant through devise or intestate
succession; or
3. not at the time of acquisition of title by the owner-applicant, a
part of a subdivision, as such term is defined in section 17-1501 of
this title.
b. In addition, this section shall apply to a single residential lot
which the appropriate department deems proper for approval because of
hardship or other special circumstances established to its satisfaction
by the owner-applicant.
Regulation by commissioner.
The commissioner may from time to time establish by rule or regulation
standards for subdivisions necessary to effect the purposes of this
title and not inconsistent with regulations of a city, county or
part-county department of health having jurisdiction, now or hereafter
adopted pursuant to law. In the event of and to the extent of such
inconsistency, the standards established by the commissioner shall be
deemed inapplicable.
TITLE 17 Discharge of Sewage Into Waters
* § 17-1701. Definition of sewage; discharge of sewage and other matter
into certain waters prohibited.
1. For the purposes of this title sewage shall be defined as any
substance, solid or liquid that contains any of the waste products or
excrementitious or other wastes or washings from the bodies of human
beings or animals.
2. No person, corporation or municipality, shall place or cause to be
placed, or discharged or cause to be discharged into any of the waters
of this state, in quantities injurious to the public health, or in
violation of standards, criteria, limitations, rules or regulations
promulgated or applied pursuant hereto, any sewage, garbage, offal, or
any decomposable or putrescible matter of any kind or the effluent from
any sewage disposal plant, or any substance, chemical or otherwise, or
any refuse or waste matter, either solid or liquid, from any sewer or
drainage system or from any shop, factory, mill or industrial
establishment; unless express permission to do so shall have been first
given in writing by the commissioner as provided in this article, except
as hereinafter provided.
3. This section shall not prevent the discharge of sewage from any
public sewer system owned and maintained by a municipality until an
order prohibiting same shall be made as hereinafter provided, or the
discharge of refuse or waste matter from any shop, factory, mill or
industrial establishment, if such sewer system was in operation and was
discharging sewage, or such shop, factory, mill or industrial
establishment was in operation and discharging refuse or waste matter,
into any of the waters of this state on or prior to May 7, 1903, and
such municipality or the proprietor of such shop, factory, mill or
industrial establishment secured exemption from this section by filing a
report with the commissioner in accordance with law, nor to any
extension or modification of such shop, factory, mill or industrial
establishment, or reconstruction thereof, provided the refuse or waste
matter discharged therefrom is not materially changed or increased; but
this exception shall not permit any increase in the discharge of such
sewage, or in the discharge of refuse or waste matter from any shop,
factory, mill or industrial establishment, nor shall it permit the
discharge of sewage from a sewer system which shall be extended,
modified or reconstructed subsequent to said date.
* NB Expired September 1, 1973
Contamination of salt wells.
It shall be unlawful for any person to wilfully place, introduce or
cause to flow or enter into any spring, brook or body of water, which is
used in the manufacture of salt, or into any salt well, or salt mine, or
into any cavity or reservoir beneath the surface of the earth from which
salt or brine is taken or used in the manufacture of salt, any impure or
deleterious substance or thing whatsoever, which is liable to pollute
the waters thereof, or the brine or salt taken or manufactured
therefrom, provided that this act shall not interfere with any existing
system of drainage or sewerage.
Discharge of sewage and other offensive matter from new or
renovated wastewater disposal systems to the surface waters
of the Owasco lake watershed extending from the city dam on
the outlet to the existing Moravia village outfall sewer on
the inlet are prohibited.
1. No person or corporation shall cause or permit the fall, flow or
discharge into the surface waters of the Owasco lake watershed extending
from the city dam on the outlet to the existing Moravia village outfall
sewer on the inlet, of any sewage matter, or other foul, noxious or
deleterious, solid or liquid matter or effluent from any wastewater
disposal system located therein except for those operating under a duly
authorized permit from the state or county health departments and except
for run-off from accepted agricultural practices.
2. Existing permitted surface water outlets shall be eliminated by
January 1, 1991. In the event of change of ownership or major alteration
or renovations to existing wastewater disposal systems, the existing
wastewater outlets shall be eliminated and be replaced by an approved
sub-surface disposal system.
3. The Cayuga county board of health shall examine any alleged offense
of this section within its jurisdiction and cause the same to be abated
by injunction or otherwise if found to exist.
* § 17-1705. Discharge of sewage into Wallkill Creek prohibited.
No person or corporation shall permit the discharge or escape of any
sewage, or other matter deleterious to public health, or destructive to
fish, or throw or cast any dead animal, carrion or offal, or other
putrid or offensive matter into the waters of the Wallkill creek, in the
counties of Ulster and Orange.
* NB Expired September 1, 1973
* § 17-1707. Discharge of sewage into the Susquehanna near Binghamton
prohibited.
1. No person or corporation shall cause to fall, flow or discharge
into the Susquehanna river or any of its tributaries, between the Rock
Bottom dam in such river at the city of Binghamton, and a point one mile
east of the bridge that crosses such river at Conklin, any sewage
matter, or other foul, noxious or deleterious, solid or liquid matter,
or any matter that may be declared such by the board of health of any
municipality adjacent to such river within such limit.
The board of health of any such municipality shall examine into any
alleged offense against this section and cause the same to be abated, if
found to exist.
* NB Expired September 1, 1973
Discharge of sewage and other offensive matter into Lake
George and Skaneateles lake prohibited.
1. No person or corporation shall cause or permit the fall, flow or
discharge into Lake George or Skaneateles lake or any of their
tributaries, of any sewage matter, or other foul, noxious or
deleterious, solid or liquid matter or effluent from any sewage disposal
plant, or any matter that may be declared such by the board of health of
any municipality adjacent to such lakes where any such fall, flow or
discharge shall occur.
2. The board of health of any such municipality shall examine into any
alleged offense against this section within its jurisdiction and cause
the same to be abated, by injunction or otherwise, if found to exist.
3. The discharge of sewage or treated sewage effluent into the
drainage basin of Lake George is hereby prohibited except as follows:
(a) Subsurface sewage disposal facilities with a design capacity of
one thousand gallons per day or less are permitted to discharge within
the basin provided said facilities are designed, constructed, operated
and maintained in accordance with all applicable laws, regulations and
permits issued pursuant thereto.
(b) Subsurface sewage disposal facilities with a design capacity of
greater than one thousand gallons per day are permitted to discharge
within the basin provided that such facilities:
(i) discharge treated sewage effluent to land or groundwater;
(ii) are designed to meet best technology available;
(iii) are in compliance with a valid state pollutant discharge
elimination system (SPDES) permit;
(iv) are designed to meet existing needs only; and
(v) are designed, operated and maintained in accordance with
applicable laws and regulations.
(c) The commissioner shall prepare a technical manual describing the
best technologies available for sewage disposal facilities within the
Lake George basin, which shall include, but not be limited to,
specifications for the design, construction, maintenance and monitoring
of such facilities and performance standards for nutrient removal. The
commissioner shall complete the manual within eighteen months of the
effective date of this subdivision and shall notice completion of the
manual in the state register and the environmental notice bulletin.
Deposit of garbage or other refuse on or in waters of the
Owasco lake watershed extending from the city dam on the
outlet to the existing Moravia village outfall sewer on the
inlet is prohibited.
No person or corporation shall deposit, dump, throw, abandon, discard,
or place, or cause to be deposited, dumped, thrown, abandoned, discarded
or placed upon or in the waters of the Owasco lake watershed extending
from the city dam on the outlet to the existing Moravia village outfall
sewer on the inlet, or upon the frozen surface thereof, any garbage,
rubbish, refuse, trash, litter, debris, abandoned properties, waste
material or any nauseous or offensive matter.
Deposit of garbage or other refuse on or in waters of Lake
George and Skaneateles lake and their tributaries
prohibited.
No person shall deposit, dump, throw, abandon, discard or place, or
cause to be deposited, dumped, thrown, abandoned, discarded or placed
upon or in the waters of Lake George or Skaneateles lake, or any of
their tributaries, or upon the frozen surfaces thereof, any garbage,
rubbish, refuse, trash, litter, debris, abandoned properties, waste
material or any nauseous or offensive matter.
* § 17-1713. Discharge of sewage and other offensive matter into Brant
Lake, Loon Lake, Friends Lake and Schroon Lake
prohibited.
1. No person or corporation shall cause or permit the fall, flow or
discharge into Brant lake, Loon lake or Friends lake in the county of
Warren or Schroon lake located partly in the county of Essex and partly
in the county of Warren or any of their tributaries, of any sewage
matter, or other foul, noxious or deleterious, solid or liquid matter,
or effluent from any sewage disposal plant, or any matter that may be
declared such by the board of health of any municipality adjacent to any
such lake where any such fall, flow or discharge shall occur.
2. The board of health of any such municipality shall examine into any
alleged offense against this section within its jurisdiction and cause
the same to be abated, by injunction or otherwise, if found to exist.
3. The prohibition of the discharge of sewage effluent into Schroon
lake as hereinbefore in this section provided shall not apply to the
treated effluent from a sewage or waste treatment plant which has been,
or may be constructed, maintained and operated in accordance with plans
approved and a permit issued by the former Water Pollution Control
Board. Such permit shall prohibit the discharge of sewage effluent into
Schroon lake or any of its tributaries in any quantities which will
adversely affect said waters or which will render said waters unsuitable
for any purpose recognized under the classification of said waters by
the former Water Pollution Control Board.
* NB Expired September 1, 1973
* § 17-1715. Discharge of sewage and other offensive matter into Oneida
Lake prohibited.
1. No person or corporation shall cause or permit the fall, flow or
discharge into Oneida lake or any of its tributaries of any sewage
matter, or other foul, noxious or deleterious, solid or liquid matter,
or effluent from any sewage disposal plant, or any matter that may be
declared such by the board of health of any municipality adjacent to
such lake where any such fall, flow or discharge shall occur.
2. It shall be the duty of the board of health of any municipality
where any such fall, flow or discharge shall occur to cause the same to
be abated; provided that any person aggrieved by any such fall, flow or
discharge may also cause such abatement, by injunction or other
appropriate action or proceeding.
3. The prohibition of the discharge of sewage effluent as hereinbefore
in this section provided shall not apply to the treated effluent from a
sewage or waste treatment plant which has been, or may be, constructed,
maintained and operated in accordance with plans approved and a permit
issued by the former Water Pollution Control Board. Such permit shall
prohibit the discharge of sewage effiuent into Oneida lake or any of its
tributaries in any quantities which will adversely affect said waters or
which will render said waters unsuitable for any purpose recognized
under the classification of said waters by the former Water Pollution
Control Board.
* NB Expired September 1, 1973
* § 17-1717. Order to discontinue pollution of waters.
1. Whenever the commissioner shall determine upon investigation that
sewage from any city, village, town, building, steamboat or other
vessel, or property, or any garbage, offal or any decomposable or
putrescible matter of any kind is being discharged into any of the
waters of the state, which shall include all streams and springs and all
bodies of surface and ground water, whether natural or artificial,
within or upon the boundaries of the state, and when, in the opinion of
the commissioner, such discharge is polluting such waters in a manner
injurious to or so as to create a menace to health, or so as to create a
public nuisance, he may order the municipality, corporation or person so
discharging sewage, refuse or other matter, to show cause before him why
such discharge should not be discontinued.
2. A notice shall be served on the municipality, corporation or person
so discharging sewage, refuse or other matter, directing such
municipality, corporation or person to show cause before the
commissioner on a date specified in such notice why an order should not
be made directing the discontinuance of such discharge. Such notice
shall specify the time when and place where a public hearing will be
held by the commissioner and notice of such hearing shall be published
at least twice in a newspaper of the city, village, town or county where
such discharge occurs, and shall be served personally or by mail at
least fifteen days before said hearing and in the case of a municipality
or a corporation such service shall be upon an officer thereof.
3. The commissioner shall take evidence in regard to said matter and
he may issue an order to the municipality, corporation or person
responsible for such discharge, directing that within a specified period
of time thereafter such discharge be discontinued, and such proper
method of treatment or disposal of such sewage, refuse or waste matter
be installed as shall be approved by the department.
4. Such order shall not be valid until approved by the Governor and
the Attorney General, and when so approved it shall be the duty of the
Attorney General to enforce such order.
5. Such means or method for the treatment or disposal of sewage,
refuse or other matter must be executed, completed and put in operation
within the time fixed in the order.
6. The commissioner shall have authority to require from the officials
and persons responsible for the execution of such orders satisfactory
evidence at specified times of proper progress in the execution of such
orders, and may stipulate and require that certain definite progress
shall be made at certain definite times prior to the final date fixed in
the order.
7. This section shall not apply to refuse or waste matter from any
shop, factory, mill or industrial establishment not containing sewage.
* NB Expired September 1, 1973
* § 17-1719. Actions by municipalities to prevent discharge of sewage
into waters.
1. Any incorporated city or village in the state of New York, which
has made such provision for the disposal of its sewage as not to pollute
or contaminate therewith any river, stream, lake or other body of water,
may have and maintain an action in the supreme court to prevent the
discharge of any sewage or substance deleterious to health, or which
shall injure the potable qualities of the water in any river, stream,
lake or other body of water, from which such incorporated city or
village shall take or receive its water supply, provided, that such
river, stream, lake or other body of water is wholly, or in part, within
the boundaries of the county in which such plaintiff is located.
2. Whenever action shall be brought under the provisions of this
section, it shall be the duty of the supreme court upon proof of the
existence of facts justifying the bringing and maintenance of such
action under the provisions of this section to render a judgment in
which shall be incorporated a mandatory injunction requiring the person,
body, board, corporation, municipality, village, county or town, being a
defendant to said action which directly or indirectly, or by its
servants, agents or officers shall discharge or dispose of its sewage,
or any other substance deleterious to health or which shall injure the
potable qualities of the water in such ways as that the same shall enter
into any river, stream, lake or other body of water, from which such
plaintiff shall take or receive its water supply, within such reasonable
time as may be prescribed by the court, to take such action as shall
prevent such discharge or the disposal of such sewage or other substance
into such waters, or the pollution thereof, with such further directions
in the premises as may be proper and desirable to effect such purpose,
provided that such river, stream, lake or other body of water is wholly,
or in part, within the boundaries of the county in which such plaintiff
is located.
3. No such action shall be brought as provided for in this section
until the department has examined and determined whether the sewage does
pollute or contaminate the river, stream, lake or other body of water
into which said sewage is discharged.
4. The expense of such examination by the department shall be a charge
upon and paid by the municipality in whose interests and on whose behalf
such examination is made.
5. In case the department shall find upon examination that the
discharge of said sewage does pollute or contaminate said waters or any
of them in such manner as to be a menace or danger to the health of
those using said waters the plans for the removal or disposal of the
sewage ordered to be prepared by the court as provided in this section
shall be submitted to the department for its approval.
* NB Expired September 1, 1973
* § 17-1721. Reports of municipal authorities to local boards of health.
1. The report of the public authorities having by law charge of the
sewer system of every municipality in the state, from which sewer system
sewage was being discharged into any of the waters of the state on May
7, 1903, transmitted by the board of health of the municipality within
which any sewer outlet of the said sewer system is located to the
commissioner and filed by him in his office, shall constitute the
evidence of exemption from the prohibition of section 17-1701.
2. No sewer system shall be exempt from the prohibition of said
section against the discharge of sewage into the waters of the state for
which a satisfactory report shall not have been filed in the office of
the commissioner in accordance with chapter 468 of the laws of 1903.
* NB Expired September 1, 1973
* § 17-1723. Reports of proprietors of industrial establishments.
1. The report of the proprietor of every shop, factory, mill and
industrial establishment in the state, from which refuse or waste matter
was being discharged into any of the waters of the state on May 7, 1903,
filed in the office of the commissioner shall constitute the evidence of
exemption of the shop, factory, mill or industrial establishment from
the prohibition of section 17-1701.
2. No shop, factory, mill or industrial establishment shall be exempt
from the prohibition of said section against the discharge of refuse or
waste matter into the waters of the state, for which a report shall not
have been made in accordance with chapter 468 of the laws of 1903.
* NB Expired September 1, 1973
* § 17-1725. Permission to discharge sewage.
1. Upon application duly made to the commissioner by the public
authorities having by law the charge of the sewer system of any
municipality, the commissioner shall have power to consider the case of
a sewer system otherwise prohibited by section 17-1701 from discharging
sewage into any of the waters of the state, and whenever in his opinion
the general interests of the public health would not be endangered
thereby he may issue a permit for the discharge of sewage from any such
sewer system into any of the waters of the state, and may stipulate in
the permit, modification, regulations and conditions on which such
discharge may be permitted.
2. Such application must be made in a form required by the
commissioner. The plans for the construction of any sewer system or
sewage disposal plant for the extension, reconstruction or modification
of sewers, sewer systems or sewage disposal plants the permit for the
discharge from which is requested from the commissioner as provided in
this section shall be submitted to and approved by the department before
such permit becomes effective.
3. Such permit before being operative shall be recorded in the county
clerk's office of the county wherein the outlet of the said sewer system
is located, and a copy of the permit shall be transmitted by the
commissioner to the board of health of the municipality wherein the
outlet of said sewer system is located.
* NB Expired September 1, 1973
* § 17-1727. Permission to discharge refuse or waste matter from
industrial establishments.
1. Upon application duly made to the commissioner by the proprietor,
lessee or tenant of any shop, factory, mill or industrial establishment
from which the discharge of refuse or waste matter into any of the
waters of the state is otherwise prohibited by section 17-1701, the
commissioner shall have power to consider the case of the said shop,
factory, mill or industrial establishment, and whenever the public
health and purity of the waters shall warrant it, he shall issue a
permit for the discharge of refuse or waste matter from such shop,
factory, mill or industrial establishment into any of the waters of the
state, and may stipulate in the permit such modification, regulations
and conditions as the public health may require.
2. Such permit before being operative shall be recorded in the county
clerk's office of the county where such shop, factory, mill or
industrial establishment is located and a copy of such permit shall be
transmitted by the commissioner to the board of health of the
municipality wherein the outlet discharging refuse or waste matter from
such shop, factory, mill or industrial establishment shall be located.
* NB Expired September 1, 1973
* § 17-1729. Permits for conduit or discharge pipes.
1. Before any conduit or discharge pipe, or other means of discharging
or casting any refuse or waste matter from any shop, factory, mill or
industrial establishment not constructed or in process of construction
on May 7, 1903, shall be put in or constructed for the purposes of
discharging any refuse or waste matter therefrom into any waters in this
state, a statement of the purpose for which the same is to be used shall
be submitted to the commissioner. If the same is not detrimental to the
public health he shall issue a permit therefore to the applicant.
2. Before such permit becomes effective the plan or plans for any such
conduit or discharge pipe or other means of discharging or casting any
refuse or waste matter shall be submitted to and approved by the
department.
3. No such conduit, discharge pipe or other means of discharging or
casting any refuse or waste matter from any such shop, factory, mill or
establishment into any of the waters of this state shall be put in or
constructed before such permit is granted.
* NB Expired September 1, 1973
* 17-1731. Revocation or modification of permits.
1. Every permit for the discharge of sewage from a sewer system or for
the discharge of refuse or waste matter from a shop, factory, mill or
industrial establishment, shall when necessary to conserve the public
health, be revocable or subject to modification or change by the
commissioner on due notice after an investigation and hearing and an
opportunity for all interested therein to be heard thereon being served
on the public authorities of the municipality owning and maintaining the
sewer system, or on the proprietor, lessee or tenant of the shop,
factory, mill or industrial establishment.
2. Plans for any such modification shall be submitted to and approved
by the department.
3. The length of the time after receipt of the notice within which the
discharge of sewage or of refuse or waste matter shall be discontinued
may be stated in the permit, but in no case shall it exceed two years in
the case of a sewer system, or one year in the case of a shop, factory,
mill or industrial establishment, and if the length of time is not
specified in the permit, it shall be one year in the case of a sewer
system, and six months in the case of a shop, factory, mill or
industrial establishment.
4. On the expiration of the period of time prescribed after the
service of a notice of revocation, modification or change from the
commissioner, the right to discharge sewage or refuse or waste matter
into any of the waters of the state shall cease and terminate and the
prohibition of section 17-1701 against such discharge shall be in full
force as though no permit had been granted, but a new permit may
thereafter again be granted as hereinbefore provided.
* NB Expired September 1, 1973
* § 17-1733. Record of permits; inspection of local boards of health.
1. Each local board of health shall preserve in its office and on a
form prescribed by the commissioner, a permanent record of the
following:
a. Each permit issued by the commissioner granting the right to
discharge sewage or refuse or waste matter into any of the waters of the
state within the municipality;
b. Each revocation of a permit; and
c. Each report received by the local board of health concerning each
sewer system and each shop, factory, mill or industrial establishment
which on May 7, 1903, was discharging sewage or refuse or waste matter
into any of the waters of the state within the municipality.
2. Each local board of health shall make and maintain such inspection
as will, at all times, enable it to determine whether section 17-1701 is
being complied with in respect to the discharge of sewage, refuse or
waste matter or other materials prohibited by said section, into any of
the waters of the state within that municipality.
3. For the purpose of such inspection every member of such local board
of health, or its health officer, or any person duly authorized by it,
shall have the right to make all necessary examinations of any premises,
building, shop, factory, mill, industrial establishment, process or
sewer system.
* NB Expired September 1, 1973
* § 17-1735. Violations; service of notice; actions.
1. The board of health of each municipality shall promptly ascertain
every violation of, or noncompliance with, any of the provisions of
section 17-1701 or of the permits for the discharge of sewage or refuse
or waste material into any of the waters of the state herein provided,
which may occur within that municipality, or the commissioner may
ascertain such violations or noncompliance.
2. The local board of health shall on the discovery of every violation
of or noncompliance with any of the provisions of said section or of any
permit duly issued, report the same in writing to the commissioner.
3. Upon receipt of such report from a local board of health the
commissioner shall investigate the matter immediately and shall hold a
hearing and give the person or persons charged with such violation or
noncompliance an opportunity to present evidence on his or their behalf,
and shall ascertain whether a violation or noncompliance exists.
* NB Expired September 1, 1973
* § 17-1737. Legal construction and limitations; riparian owners.
Nothing in titles 15 and 17 of this article shall be construed to
diminish or otherwise to modify the common law rights of riparian owners
in the quality of waters of streams covered by such rights, nor in the
case of actions brought against the pollution of waters to limit their
remedy to indemnities.
* NB Expired September 1, 1973
Sewerage; construction; villages.
1. Whenever any local board of health in any incorporated village
shall deem the sewers of such village insufficient to properly and
safely sewer such village, and protect the public health, it shall
certify such fact in writing, stating and recommending what additions or
alterations should in the judgment of such board of health be made, with
its reasons therefor, to the commissioner for his approval.
2. If such recommendations shall be approved by the commissioner, and
the plans therefor be approved by the department, it shall be the duty
of the board of trustees or other board or officials of such village
having jurisdiction of the construction of sewers therein, whether
sufficient funds shall be on hand for such purpose or not, to forthwith
make such additions to or alterations in the sewers of such village and
execute such recommendations.
3. The expenses of such additions to, or alterations to the sewerage
of such village shall be paid for wholly by said village in the same
manner as other village expenses are paid or by an assessment of the
whole amount against the property benefited, or partly by the village
and partly by an assessment against the property benefited, as the board
of trustees of such village shall by resolution determine.
4. If the board of trustees shall determine that such expenses shall
be paid partly by the village and partly by an assessment against the
property benefited, as authorized by this section, it shall in the
resolution making such determination fix the proportion of such expense
to be borne by each, and the proportion thereof to be raised by an
assessment against the property benefited shall be assessed and
collected in the same manner provided by the Village Law for the
assessment and collection of sewer assessments.
5. Said village is hereby authorized to raise such sum as may be
necessary for the payment of the expenses incurred, which are a village
charge, if any, as herein provided, in addition to the amount such
village is now authorized to raise by law for corporation purposes, and
such board shall have the right to acquire such lands, right of way, or
other easements, by gift, or purchase, or in case the same cannot be
acquired by purchase may acquire the same by condemnation in the manner
provided by law.
Reporting of spills of liquids stored in bulk.
Any person who is the owner of or in actual or constructive possession
or control of more than one thousand one hundred gallons, in bulk, of
any liquid, including petroleum, which, if released, discharged or
spilled would or would be likely to pollute the lands or waters of the
state including the groundwaters thereof shall, as soon as he has
knowledge of the release, discharge or spill of any part of such liquid
in his possession or control onto the lands or into the waters of the
state including the groundwaters thereof immediately notify the
department. Within forty-eight hours of receipt of notification made
pursuant to this section of a spill of a hazardous substance or acutely
hazardous substance listed pursuant to article thirty-seven of this
chapter of a quantity that may threaten the health or safety of the
public or environment, the department shall notify the chief executive
officer in the village, town, and city in which the spill occurred, and
any adjoining city or town or village that the department deems
appropriate. In addition, the department shall provide notification of
such spill to the general public through local news outlets, newspaper
or any other media available to the department. Notification received
pursuant to this section or information obtained by the exploitation of
such notification shall not be used against any such person in any
criminal case, except a prosecution for perjury or for giving a false
statement.
Sewage from vessels.
1. Definitions. (a) "Dump station" means any facility designed to
receive sewage from any portable toilet carried on any vessel.
(b) "Marine holding tank" means any container aboard any vessel that
is designed and used for the purpose of collecting and storing treated
or untreated sewage from marine toilets.
(c) "Marine toilet" means any toilet on or within any vessel, except
those that have been permanently sealed and made inoperative.
(d) "Commercial marina" means any installation that is owned by any
party other than the state or any of its political subdivisions and
which provides services to the public for more than twenty vessels for a
fee.
(e) "Private marina" means any installation that is owned by any party
other than the state or any of its political subdivisions and which
serves more than twenty vessels or transient slips for a fee.
(f) "Public marina" means any installation that is owned by the state
or any of its political subdivisions and which serves more than twenty
vessels with or without charge, but shall not include quick launches or
launching ramps intended for trailered vessels.
(g) "Pumpout facility" means any device, portable or permanent,
capable of removing sewage from a marine holding tank.
(h) "Sewage" means all human body wastes and gray water.
(i) "Vessel" shall have the same meaning as in subdivision six of
section two of the navigation law.
(j) "Gray water" shall have the same meaning as in subdivision
twenty-nine of section two of the navigation law.
2. Notice of pumpout facilities and dump stations required. Every
commercial marina, public marina and private marina shall post a sign of
not less than eighteen inches by twenty-four inches in a conspicuous
location clearly stating the location of a pumpout facility and dump
station located at such marina or if no pumpout facility or dump station
is located at such marina stating the location of and distance to the
nearest pumpout facility and dump station.
3. The commissioner shall promulgate rules and regulations to
establish and maintain the Hudson River as a "no discharge zone"
pursuant to the federal clean water act and associated programs
administered by the federal environmental protection agency.
4. Pumpout facilities and dump stations required on the Hudson River.
The commissioner shall require that marinas located on the navigable
waters of the Hudson River shall provide pumpout facilities and dump
stations for the transfer and disposal of sewage and gray water from
marine holding tanks and portable toilets in accordance with the
requirements contained in subdivision three of this section.
(a) The commissioner shall authorize a grant from funds made available
in accordance with the clean vessel act of 1992 for the purchase and
installation of pumpout facilities and dump stations at public marinas
in accordance with the New York state clean vessel act plan.
(b) The commissioner shall authorize a grant from funds made available
in accordance with the clean vessel act of 1992 for the purchase and
installation of a pumpout facility and dump station at a commercial
marina, provided the owner or operator of such commercial marina agrees
to maintain the pumpout facility and dump station at no charge to the
state and provides pumpout and dump station services to the public at a
charge to be established by the commissioner in accordance with federal
guidelines as required by the clean water act.
(c) Nothing in this subdivision shall restrict the use of any public
funding source for the purchase and installation of a pumpout facility
and dump station at any public or commercial marina.
5. Public information and registry. (a) The commissioner, in
consultation with the department of motor vehicles, the department of
state, and the office of parks, recreation and historic preservation,
shall cause to be prepared periodic and timely informational material
for distribution regarding the environmental purposes of utilizing
pumpout facilities and dump stations including the location thereof on
the navigable waters of the Hudson River, the importance of proper
maintenance of vessel sanitation equipment, and information regarding
fines and penalties for the illegal discharge of sewage and litter from
vessels. The department of motor vehicles and the office of parks,
recreation and historic preservation shall assist in the distribution of
such informational material in the course of ordinary business.
(b) The commissioner, in consultation with the department of motor
vehicles, the department of state, and the office of parks, recreation
and historic preservation, shall create a registry and maintain records,
updated annually, of all public, private and commercial marinas that
identify which marinas have pumpout facilities and dump stations. The
commissioner shall, upon written request, provide such information to
any interested party.
6. Penalties. Failure to comply with the provisions of this section
shall result in fines of two hundred fifty dollars per day for each
violation.
TITLE 19 State Aid: Collection, Treatment, and Disposal of Sewage
Comprehensive studies and reports: definitions; state aid;
powers and duties of the commissioner; powers of the
municipalities.
1. As used in this section:
a. "Comprehensive study and report" means an engineering study for the
development of economical projects for the present and future
collection, treatment and disposal of sewage for one or more
municipalities or any portion thereof. Such study shall contain such
information as may be determined by the commissioner, including, but not
limited to, the determination of the economical service area or
administrative area for sewage works projects; cost estimates covering
construction, engineering, legal and other services, land acquisition,
and contingencies; proposed method of financing; preparation of
estimates of first costs and total annual costs for the construction,
and operation and maintenance of the recommended facilities; basic data
such as general plan for sewage treatment plant site, flow, size and
capacity of proposed units, and location, size or capacity of main trunk
sewers, subtrunks, pumping stations, force mains, and outfalls; basic
information so that sewage works and sewerage systems may be enlarged
economically to serve future areas and population; and development of
major alternative solutions. Such study shall not provide for minor
sewer extensions or for sewer plans for small subdivisions or small
areas, and shall not include the preparation of detail design and
engineering drawings, specifications, and contract documents.
b. "Municipality" means county, city, town or village, or any
designated agency thereof.
c. "Governing body" means in a county, the county legislative body; in
a city, the board of aldermen, a common council, commission or other
body vested by its charter or other law with jurisdiction to enact
ordinances or local laws, except that in a city having a population of
one million or more, if there be a board of estimate, the term
"governing body" shall mean such board of estimate; in a town, the town
board; and, in a village, the board of trustees.
d. "Agency" means the department, bureau, commission, board, division,
agency, public benefit corporation, or committee of any municipality or
municipalities, designated by the governing body of such municipality,
or by the governing body of each participating municipality in the case
of a joint undertaking, to conduct and develop comprehensive studies and
reports.
2. The commissioner may, in the name of the state, make or contract to
make, within appropriations therefor, a state grant, for payment during
any of the ten successive fiscal years of the state beginning with its
fiscal year commencing April 1, 1972, to any municipality, or to two or
more municipalities jointly, to cover the entire cost, as determined and
approved by the commissioner, of the preparation or updating of a
comprehensive study and report for the present and future collection,
treatment, and disposal of sewage in such municipality or
municipalities.
3. In administering and enforcing the provisions of this section, the
commissioner shall:
a. Make an estimate of the funds or appropriations for inclusion
annually in the executive budget;
b. Receive applications for state aid in such form and containing such
information as he may require;
c. Qualify municipalities for state aid and advise them of such
qualifications;
d. Approve the area and scope of any comprehensive study prior to its
execution;
e. Approve the person or firm selected by the municipality to perform
necessary consulting services for the comprehensive study and reports;
f. Approve the report prior to final payment;
g. Execute contracts for the services of consulting engineers
necessary for such study jointly with the municipality or municipalities
requesting state aid therefor;
h. Approve the amount of compensation to be paid for such engineering
services and the method of determining such compensation, provided,
however, that such compensation shall not be computed on a per diem or
percentage of estimated costs basis;
i. Approve vouchers for payment of state aid grants;
j. Perform such other and further acts and promulgate such rules and
regulations, pursuant to subdivision 2 of section 17-0303, as may be
necessary, proper or desirable to carry out effectively the provisions
of this section.
4. Any municipality, or municipalities acting jointly, may:
a. Apply to and contract with the commissioner for state aid pursuant
to this section;
b. Select, subject to the commissioner's approval, the person or firm
to perform necessary consulting engineering services for a comprehensive
study and report, and enter into contracts for such services, provided,
however, that the commissioner shall also be a party to any such
contract;
c. Expend money received from the state pursuant to this section only
for purposes consistent with this section.
Contracts for construction of sewage treatment works.
1. As used in this section:
a. "Sewage treatment works" means a facility for the purpose of
treating, neutralizing or stabilizing sewage, including treatment or
disposal plants, the necessary intercepting, outfall and outlet sewers,
pumping stations integral to such plants or sewers, equipment and
furnishings thereof and their appurtenances.
b. "Construction" means the erection, building, acquisition,
alteration, reconstruction, improvement or extension of sewage treatment
works; the inspection and supervision thereof; and the engineering,
architectural, legal, fiscal and economic investigations and studies,
surveys, designs, plans, working drawings, specifications, procedures,
and other actions necessary thereto.
c. "Eligible project" means a project for the construction of sewage
treatment works, (1) for which a permit has been issued pursuant to
section 17-0701 of this article, (2) which is, in the judgment of the
commissioner, in accord with applicable comprehensive studies and
reports made pursuant to section 17-1901, if any, (3) which is, in the
judgment of the commissioner, eligible for federal pollution abatement
assistance, whether or not federal funds are then available therefor,
(4) which conforms with applicable rules and regulations of the
commissioner, (5) which is, in the judgment of the commissioner,
necessary for the accomplishment of the state water pollution control
program, and (6) either (a) the erection, building, acquisition,
alteration, reconstruction, improvement or extension of which is
commenced or is to be commenced between the date on which this act
becomes a law and March 31, 1972, or (b) any portion of the erection,
building, acquisition, alteration, reconstruction, improvement or
extension of which is undertaken between the date on which this act
becomes a law and March 31, 1972.
d. "Municipality" means any county, city, town, village, district
corporation, county or town improvement district, or sewer authority now
existing in a city, the New York State Environmental Facilities
Corporation acting pursuant to subdivision three of section twelve
hundred eighty-five of the public authorities law, or any two or more of
the foregoing which are acting jointly in connection with an eligible
project.
e. "Federal pollution abatement assistance" means funds available to a
municipality, either directly or through allocation by the state, from
the federal government as grants for construction of sewage treatment
works, pursuant to section 6 of the Federal Water Pollution Control Act
as enacted by section 1 of the Federal Water Pollution Control Act
amendments of 1956 and acts amendatory thereto.
f. "Federal assistance" means funds available, other than by loan,
from the federal government to a municipality, either directly or
through allocation by the state, for construction of sewage treatment
works or which are used for such construction, pursuant to the Federal
Water Pollution Control Act and acts amendatory thereto or pursuant to
any other federal law or program.
2. For the purpose of discharging the state responsibility with
respect to the protection and promotion of the health of the inhabitants
of the state by the provision of sewage treatment works, the
commissioner, in the name of the state, may enter into contracts with
municipalities having power to construct, operate and maintain sewage
treatment works, and any such municipality may enter into a contract
with the commissioner, concerning eligible projects. Any such contract
may include such provisions as may be agreed upon by the parties
thereto, and shall include, in substance, the following provisions:
a. An estimate of the reasonable cost of the project as determined by
the commissioner.
b. An agreement by the commissioner to pay to the municipality, during
the progress of construction of each phase of the project (said phases
to be construction of interceptors, substructure, superstructure,
outfalls or other similar major components of a project), subject to
final computation and determination of the state grant upon completion
of the entire project reflecting the actual eligible cost thereof, a
portion of the cost of the project representing the part of the
non-municipal share of the cost of the project that is not paid by the
federal government, determined in the following manner:
(1) An amount equal to thirty per cent of the actual cost of the
project, or an amount equal to thirty per cent of the estimated
reasonable cost of the project, whichever is lower, provided, however,
that the state payment under this subparagraph shall be reduced by the
amount of any federal assistance received or to be received by the
municipality which is in excess of sixty per cent of the cost of the
project, together with,
(2) If necessary to limit the municipal share of the cost of the
project to forty per cent, an additional amount which when added to the
amount of federal assistance, if any, received or to be received by the
municipality, equals thirty per cent of the actual cost of the project,
or equals thirty per cent of the estimated reasonable cost of the
project, whichever is lower.
c. An agreement by the municipality
(1) To proceed expeditiously with, and complete, the project in
accordance with plans approved pursuant to section 17-0701;
(2) To commence operation of the sewage treatment works on completion
of the project, and not to discontinue operation or dispose of the
sewage treatment works without the approval of the commissioner;
(3) to operate and maintain the sewage treatment works in accordance
with applicable provisions of this article, the state sanitary code and
rules and regulations of the commissioner;
(4) to apply for and make reasonable efforts to secure federal
assistance for the project;
(5) to secure the approval of the commissioner before applying for
federal pollution abatement assistance, in order to maximize the amounts
of such assistance received or to be received for all projects in New
York state, including amounts for reimbursement of payments made by the
state pursuant to subparagraph (2) of paragraph b of this subdivision;
and
(6) to provide for the payment of the municipality's share of the cost
of the project.
d. A provision that, in the event that federal assistance which was
not included in the calculation of the state payment pursuant to
paragraph b of this subdivision becomes available to the municipality,
the amount of the state payment shall be recalculated with the inclusion
of such additional federal assistance and the municipality shall either
(1) pay to the state the amount by which the state payment actually made
exceeds the state payment determined by the recalculation or, (2) if
such additional federal assistance has not been received by the
municipality, authorize the state to receive and retain such amount from
the federal government.
3. The commissioner may adopt rules and regulations pursuant to
subdivision 2 of section 17-0303 governing the making and enforcing of
contracts pursuant to this section.
4. All contracts entered into pursuant to this section shall be
subject to approval by the state comptroller, and by the attorney
general as to form. All payments by the state pursuant to such contracts
shall be made after audit by and upon the warrant of the comptroller on
vouchers approved by the commissioner.
5. The commissioner shall prepare and file with the department an
annual report on the scope and results of construction undertaken
pursuant to this section.
6. In connection with each contract concerning an eligible project the
commissioner shall keep adequate records of the amount of the payment by
the state pursuant to subparagraph (2) of paragraph b of subdivision 2
of this section, and of the amount of federal assistance received by the
municipality. Such records shall be retained by the commissioner and
shall establish the basis for application for federal reimbursement of
such payments made by the state. The commissioner is hereby authorized
to make such applications in appropriate cases.
7. In the event that a project is an eligible project by reason of
clause (b) of subparagraph (6) of paragraph c of subdivision 1 of this
section rather than by reason of clause (a) of such subparagraph, then
the estimated reasonable cost of the project determined pursuant to
paragraph a of subdivision 2 of this section and the actual cost of the
project for the purpose of subparagraphs (1) and (2) of paragraph b of
such subdivision shall be calculated only with respect to that portion
of the erection, building, acquisition, alteration, reconstruction,
improvement or extension of the sewage treatment works which is
undertaken after the date on which this act becomes a law.
8. The commissioner may advance funds to a municipality in accordance
with the following provisions:
a. Prior to entering into a contract authorized by subdivision 2 of
this section, the commissioner may advance funds to a municipality, in
an amount up to five per cent of the estimated reasonable cost of an
eligible project as determined by the commissioner, for the purpose of
assisting the municipality in defraying expenses of an eligible project
incurred in advance of construction. This advance shall be payable, upon
the warrant of the comptroller on a voucher approved by the
commissioner, after formal acceptance by the municipality of the federal
pollution abatement assistance offered pursuant to the provisions of the
Federal Water Pollution Control Act and amendments thereto or at the
discretion of the commissioner after state submission of the project to
the federal government and in the absence of a federal offer.
b. The amount of the advance shall be deducted from the amount of the
state payment to be made to the municipality, pursuant to the agreement
of the commissioner with the municipality, when construction of the
entire project is one-half completed.
c. The municipality shall initiate construction of the project within
the time specified in the approved project which, in any event, shall
not be later than two years after the date of such advance of funds. If
construction is not initiated within such time, the amount of the
advance shall be repaid to the state. Whenever such municipality shall
fail to make any such repayment to the state, upon request of the
commissioner, the state comptroller shall cause to be withheld from
state-collected, locally-shared taxes or state aid, whichever he shall
determine and to which such municipality would otherwise be entitled, a
sum sufficient to reimburse the state for the amount due and owing the
state.
9. To the extent that funds available pursuant to chapter 176 of the
laws of 1965 (Pure Waters Bond Act) are not needed to finance the state
share of projects, the construction of which was undertaken prior to
April 1, 1972, the commissioner is authorized to provide assistance to
municipalities for the construction of "water quality improvement
projects" as defined in section 51-0303 of this chapter. The use of
funds as authorized by this subdivision will be governed by the
provisions of titles 1 and 3 of article 51 of this chapter, provided
however, that subdivisions 1 through 8 of this section will continue to
apply to projects construction of which was undertaken prior to April 1,
1972.
Operation and maintenance of sewage treatment works.
1. As used in this section:
a. "Operation and maintenance" means and includes all direct costs for
labor, direct supervision, vehicles, vessels, supplies, materials, fuel,
lubricants, power, and similar costs, the direct costs charged against
labor such as retirement, social security, and insurance, and such other
charges as real property and school taxes and special assessments and ad
valorem levies on sewage treatment works located outside of the
corporate limits of the municipality, insurance premiums on sewage
treatment plant structures, and equipment. It shall not include any
administrative, legislative or overhead costs other than as outlined
above, costs of indirect supervision or costs of any capital
improvements.
b. "Sewage treatment works" means and includes the structures,
equipment, vehicles, vessels, and appurtenances of local government used
exclusively for the treatment of sewage and for the disposal of sludge
resulting from sewage treatment. Sewage treatment works shall also
include outlet sewers, overflow structures on sewer systems, diversion
chambers on intercepting sewers, and pumping stations which have
replaced a sewage treatment plant or plants. Such treatment works shall
not include any other sewers, nor any properties used in whole or in
part for the administration of sewage treatment works unless such
properties are on the site of, and an integral part of, the sewage
treatment plant.
c. "Qualifications for state assistance to municipalities" means and
includes submission by the municipality of (1) audited costs of sewage
treatment plant operation, (2) standard reports with respect to such
plant performance and effect on receiving waters, (3) evidence that the
sewage treatment plant is under the supervision of an operator qualified
pursuant to section f of chapter 11 of the State Sanitary Code, (4)
evidence that the sewage from the tributary area reaches such sewage
treatment plant for processing, within practical limitations, (5)
evidence that such sewage treatment plant is and has been constructed in
substantial compliance with the plans approved by and on file with the
commissioner or with approved amendments thereto. The burden of proof to
establish qualifications for state assistance rests with the
municipality.
d. "Municipality" means a county, city, town, village or district
corporation, or a county or town on behalf of a special improvement
district, which operates and maintains sewage treatment works, or a city
on behalf of a sewer authority now existing in such city which operates
and maintains sewage treatment works, or any of the foregoing in cases
in which the sewage treatment works is operated and maintained by the
New York State Environmental Facilities Corporation pursuant to
subdivision 1 of section 1285 of the Public Authorities Law, or the New
York state pure waters authority acting pursuant to subdivision 3 of
section 1285 of the Public Authorities Law.
2. The commissioner shall apportion and approve for payment state
assistance to each municipality which, by itself or in cooperation with
one or more other municipalities or other governments, operates and
maintains or is responsible for the payment of expenses for operation
and maintenance of sewage treatment works during all or part of a fiscal
year of such municipality, in accordance with qualifications for state
assistance applicable to the operation and maintenance of such works.
Where a special or improvement district or a sewer authority operates
and maintains sewage treatment works, state assistance paid to a county,
city or town on behalf of such district or authority shall be credited
by such county, city or town to such district or authority. Such state
assistance, when apportioned among the municipalities applying, shall be
for not more than one-third of the amount approved by the commissioner
as having been duly expended by the municipality for such operation and
maintenance during each of the two successive fiscal years of the
municipality beginning with its fiscal year commencing on or after June
1, 1974 and for one-fourth of such amount expended by the municipality
during each of the following five successive fiscal years of the
municipality beginning with its fiscal year commencing on or after June
1, 1976, for thirty-three and one-third percent of such amount expended
by the municipality for its fiscal year commencing between June 1, 1981
and May 31, 1982, for one-third of such amount expended by the
municipality for its fiscal year commencing between June 1, 1982 and May
31, 1983, for one-third of such amount expended by the municipality for
its fiscal year commencing between June 1, 1983 and May 31, 1984, for
one-third of such amount expended by the municipality for its fiscal
year commencing between June 1, 1984 and May 31, 1985, for one-third of
such amount expended by the municipality for its fiscal year commencing
between June 1, 1985 and May 31, 1986, for one-third of such amount
expended by the municipality for its fiscal year commencing between June
1, 1986 and May 31, 1987, for one-third of such amount expended by the
municipality for its fiscal year commencing between June 1, 1987 and May
31, 1988 and for one-third of such amount expended by the municipality
for its fiscal year commencing between June 1, 1988 and May 31, 1989.
Provided further, however, if the amount appropriated by the legislature
to meet the requirements of this section is insufficient to make the
full payments required herein, the amounts to be paid to municipalities
pursuant to this section shall be proportionately reduced. Such state
assistance shall be paid on account of such expenditures after the
termination of the fiscal year of the municipality and after the
commissioner shall have determined, in accordance with this section;
a. The total of such expenditures properly attributable to operation
and maintenance, and
b. That such operation and maintenance complied with the applicable
qualifications for state assistance.
All payments of such state assistance shall be made after audit by and
upon warrant of the comptroller on vouchers approved by the
commissioner.
3. A municipality applying for state assistance pursuant to this
section shall submit to the commissioner within sixty days after the
termination of a fiscal year of the municipality an application in such
form and containing such information as the commissioner shall require
in order to effectuate the purposes of this section and to perform his
functions, powers and duties thereunder.
4. In administering and enforcing the provisions of this section the
commissioner shall:
a. Annually furnish an estimate to the director of the budget of the
amount required to be included in the executive budget for state
assistance payable under this section and for such purpose shall have
power to require municipalities to file advance estimates of the amounts
of state assistance estimated to be payable to them under this section
during the next fiscal year of the state.
b. Deny state assistance to any municipality which fails to operate
and maintain its sewage treatment works in accordance with
qualifications for state assistance applicable to such works.
c. Make an annual inspection of operating conditions and results,
including the collection of necessary flow and analytical data and
sampling, at each sewage treatment plan for the maintenance and
operation of which state assistance is granted pursuant to this section.
d. Promulgate such rules and regulations pursuant to subdivision 3 of
section 17-0303 as may be necessary, proper or desirable to carry out
effectively the provisions of this section, including, but not limited
to, standards of operating efficiency for sewage treatment works, based
on the best usage of the receiving waters, type of treatment provided,
and available dilution.
e. On or before May first, nineteen hundred seventy-five, the
commissioner shall present to the governor and the legislature a study
of the system of state assistance payable under this section. The study
shall describe the effect the provision of this state assistance has had
on the quality and efficiency of the treatment of sewage by
municipalities. It shall also evaluate the effect that would be achieved
by changing the type and level of assistance provided. In evaluating
these alternatives, it shall consider among other possible courses, the
possibilities of providing aid in relation to the level of removal of
pollutants achieved, and of providing aid for certain items not now
included in approvable operating costs such as repairs and
rehabilitation of facilities, and of providing more or less state
assistance for the various types of expenses. It shall also evaluate
such other aspects of the program as shall be necessary to provide a
clear picture of the current effectiveness of the program, how it may be
improved, what the annual costs of such improvements may be and whether
such current or proposed expenditures do in fact provide a commensurate
value to the state. Such study shall contain the commissioner's
recommendations for the continuation, elimination or modification of the
system of state assistance payable under this section.
Contracts for construction of sewer systems.
1. As used in this section:
a. "Construction" means and includes the building, installation, or
extension of a sewer system; the inspection and supervision thereof; the
engineering, legal, fiscal and economic investigations; studies,
surveys, designs, plans, contract drawings, specifications, procedures;
and other actions necessary thereto.
b. "Sewer system" means and includes pipe lines or conduits, pumping
stations, force mains, and all other constructions, devices, and
appliances appurtenant thereto, used for conducting sewage (the
water-carried human, animal or other treatable wastes from residences,
buildings, industrial and commercial establishments or other places) to
a point of connection to the sewage treatment works as defined in
section 17-1903.
c. "Sewer connection" means and includes a point of connection between
a building, residence or other structure and a public sewer.
d. "Residence" means and includes a building or structure which is
occupied principally as the home of one or more persons; provided,
however, that such building or structure contain not more than two
dwelling units.
e. "Municipality" means and includes any county, town, village,
district corporation, county or town improvement district, or any two or
more of the foregoing which are acting jointly in connection with an
eligible project. For purposes of this section only, an Indian
reservation located partly or wholly within New York State shall be
construed as a "municipality".
f. "Local governing body" means and includes (1) in a county, the
county legislative body (2) in a town, the town board; (3) in a village,
the board of trustees; (4) in a district corporation or an improvement
district, the governing board; (5) in an Indian reservation, the proper
tribal officials.
g. "Federal assistance" means and includes funds available, other than
by loan, from the federal government to a municipality, either directly
or through allocation by the state, for construction of a sewer system
or which are used for such construction, pursuant to any other federal
law or program.
i. "Project" means the construction of the whole or connected portion
of a sewage collection system. Where the construction of a sewage
collection system is phased over a period of years, each phase may be
considered as a project.
j. "Eligible project" means a project which in the judgment of the
commissioner meets all of the following requirements:
(1) It is in accord with applicable comprehensive studies and reports
made pursuant to section 17-1901 of this article;
(2) It conforms with applicable rules and regulations of the
commissioner and, in his opinion, reflects a reasonable effort to
develop maximum economy in planning, design and construction, with an
acceptable ratio between costs and benefits;
(3) It is necessary for the accomplishment of the state water
pollution control program;
(4) It is under construction in the period between April 1, 1965 and
March 31, 1977;
(5) No portion of the project aided herein is eligible to receive
assistance pursuant to section 17-1903;
(6) It serves inhabited residences in existence prior to the effective
date of this law;
(7) It serves the public by providing for the collection of sewage
(house connections and pipes collecting exclusively industrial,
commercial and other nonresidential waste are ineligible);
(8) The project or major part thereof is, at the time of construction,
located in: (a) a town which has a total population of seventeen
thousand or less persons, or (b) a town outside of village area which
has a population density per square mile of less than one hundred
persons.
k. "Capital cost" means the actual cost of construction of an eligible
project, not to include the cost of securing financing or interest on
funds borrowed to finance such construction, and representing that part
of the cost of the eligible project that is not paid by the federal
government.
l. "Annual debt service" means such amounts as shall be required to be
paid annually to amortize obligations (both principal and interest)
issued in order to finance the capital cost of an eligible project;
provided, however, that for the purposes of state aid, such annual debt
service shall be computed on a debt amortization schedule of not less
than thirty years nor more than forty years, as the commissioner shall
determine, and shall not include any other debt service (whether
principal or interest) on obligations of or on behalf of a municipality,
other capital costs, or expenditures for the purpose as to which state
reimbursement is claimed under any provision of law other than this
section. Where the eligible portion of the sewage collection system
serves non-residential users as well as residences, the amount of annual
debt service to be used in computing state aid shall be reduced as
determined by the commissioner, to compensate for the benefits received
by the nonresidential users from such system.
m. "State aid" means financial support made available to a
municipality by way of state participation in annual debt service,
through contracts entered into between the commissioner and the
municipality, upon such terms and conditions as the commissioner shall
deem appropriate, which shall be based on the number of residences
served by the eligible project and computed as follows:
(1) The amount of annual debt service, as defined above, minus the
municipality's share of the expense for construction of the sewage
collection system.
(2) The municipality's share shall be the product of the number of
residential sewer connections served by the project multiplied by an
adjusted rate. The adjusted rate shall be determined by applying a
valuation correction from the sum of one hundred twenty-five dollars.
(3) Valuation correction shall consist of minus one dollar for each
one thousand dollars or part thereof that the project area per capita
full value is less than the average per capita full value for the state
excluding all cities. For projects wholly located within a village or
town the project area per capita full value shall be the per capita full
value for the village, or for the town outside of village area,
respectively. For other projects, per capita full value shall be per
capita full value of the town or village within which the major portion
of the project is located. Per capita full value shall mean the full
value of such municipality or area divided by the population thereof.
The amount of such state aid shall be recomputed each year, on the
basis of data reported by the local governing body as accepted by the
commissioner. State aid shall commence in the state fiscal year
beginning April 1, l971. No state-aid payments shall be made on the
basis of any portion of the debt service of eligible projects which was
due and payable prior to April 1, 1971.
2. For the purpose of meeting the state responsibility as provided
herein, with respect to the protection and promotion of the health of
the inhabitants of the state by the provision of sewer systems, the
commissioner, in the name of the state, may enter into contracts with
municipalities having power to construct, operate and maintain sewer
systems, and any such municipality may enter into a contract with the
commissioner concerning eligible projects. Any such contract may include
such provisions as may be agreed upon by the parties thereto, and shall
include, in substance, the following provisions:
a. The cost of the eligible project as determined by the commissioner.
b. The method by which the eligible project shall be financed.
c. An agreement between the commissioner and the municipality to
provide state aid to the municipality each year, during the progress of
construction or following completion of construction as may be agreed
upon by the parties.
d. An agreement by the municipality
(1) To proceed expeditiously with, and complete, the project in
accordance with plans approved pursuant to section 17-0701 of this
article;
(2) To commence operation of the sewer system on completion of the
project, and not to discontinue operation of the sewer system without
the approval of the commissioner,
(3) To operate and maintain the sewer system in accordance with
applicable provisions of this article, the state sanitary code and rules
and regulations of the commissioner,
(4) To apply for and make reasonable efforts to secure federal
assistance for the project,
(5) To secure the approval of the commissioner before applying for
federal assistance, in order to maximize the amounts of such assistance
received or to be received for all projects in New York state,
(6) To provide for the payment of the municipality's share of the cost
of the project,
(7) To execute a contract or agreement with the owner of the sewage
treatment plant, if other than the municipality itself, to accept sewage
from the sewage collection system aided under this section, and
(8) To promulgate a municipal sewage use ordinance acceptable to the
commissioner.
e. A provision that, in the event that federal assistance which was
not included in the calculation of the capital cost becomes available to
the municipality, the amount of the state payment shall be recalculated
by deducting the amount of such federal assistance from the eligible
capital cost, and adjustment shall be made either (1) by the
municipality paying to the state the amount by which the state payments
actually made exceed the state payments determined by the recalculation
or, (2) by deducting the excess paid from subsequent payments to be made
by the state.
3. The commissioner may adopt rules and regulations pursuant to
subdivision 3 of section 17-0303 of this article governing the making
and enforcing of contracts pursuant to this section.
4. All contracts entered into pursuant to this section shall be
subject to approval by the state comptroller, and by the attorney
general as to form. All payments by the state pursuant to such contracts
shall be made after audit by and upon the warrant of the comptroller on
vouchers approved by the commissioner.
5. In connection with each contract concerning an eligible project the
commissioner shall keep adequate records of the amount of the payment by
the state pursuant to subparagraph c of subdivision two of this section,
and of the amount of federal assistance received by the municipality.
Water pollution control revolving fund agreements.
1. As used in this section:
a. "Allocation" means the amount of moneys allocated to reduce a
municipality's or group of municipalities' total financing costs for one
or more eligible projects.
b. "Construction" means the erection, building, acquisition,
alteration, reconstruction, improvement, enlargement or extension of an
eligible project; the inspection and supervision thereof; and the
engineering, architectural, legal, fiscal, and economic investigations
and studies, surveys, designs, plans, working drawings, specifications,
procedures, and other actions necessary thereto.
c. "Corporation" means the New York state environmental facilities
corporation, continued pursuant to section twelve hundred eighty-two of
the public authorities law, or any successor thereto.
d. "Eligible project" means a project for construction of a facility
which would be eligible for financing under the Federal Water Pollution
Control Act:
(i) for which all required federal and state permits have been issued;
and
(ii) which the commissioner has determined:
(a) is in accord with applicable comprehensive studies and reports
made pursuant to sections 17-0303 and 17-1901 of this article; and
(b) is necessary for the accomplishment of the state water pollution
control program formulated pursuant to sections 17-0303 and 17-1901 of
this article; and
(c) represents a reasonable effort to develop economic viability in
planning, design and construction; and
(d) is a project for which financial assistance is available from the
fund; and
(e) conforms with applicable rules and regulations of the department,
including a demonstration that design and construction consider future
physical climate risk due to sea level rise, and/or storm surges and/or
flooding, based on available data predicting the likelihood of future
extreme weather events, including hazard risk analysis data if
applicable; and
(f) includes consideration of county-wide or regional wastewater
planning.
e. "Financial assistance to a municipality" has the same meaning as
set forth in subdivision four of section twelve hundred eighty-five-j of
the public authorities law.
f. "Fund" means the water pollution control revolving fund established
under section twelve hundred eighty-five-j of the public authorities
law.
g. "Intended use plan" means the plan prepared pursuant to subdivision
two of this section, identifying the intended uses of the amounts
available in the fund, including but not limited to: (i) a list of those
projects for construction of publicly owned treatment works on the
priority list developed pursuant to subdivision two of this section;
(ii) a list of projects developed pursuant to subdivision two of this
section anticipated to be financed by the fund through the water
pollution control linked deposit program; (iii) a description of the
short and long term goals and objectives of the fund; (iv) information
on the activities to be supported, including a description of project
categories, discharge requirements under the Federal Water Pollution
Control Act, terms of financial assistance, and eligible borrowers
pursuant to the water pollution control linked deposit program served;
(v) the criteria and method established for the distribution of funds;
and (vi) the amount of moneys from the fund, not to exceed ten million
dollars annually, to be made available for linked loans under the water
pollution control linked deposit program during the period covered by
such intended use plan.
h. "Municipality" means any county, city, town, village, district
corporation, county or town improvement district, school district,
Indian reservation wholly within New York state, any public benefit
corporation or public authority established pursuant to the laws of New
York or any agency of New York state which is empowered to construct and
operate an eligible project, or any two or more of the foregoing which
are acting jointly in connection with an eligible project.
i. "Project financing agreement" means an agreement between the
corporation and one or more municipalities meeting the requirements of
subdivision four of this section.
2. The commissioner is required to establish and maintain a list of
potentially eligible projects and shall establish, pursuant to rules and
regulations, a process for listing potentially eligible projects
identified by municipalities and eligible borrowers pursuant to article
sixteen of the state finance law and a priority ranking system for the
purpose of providing financial assistance to municipalities and eligible
borrowers for such projects under this section. In establishing such
system, the commissioner shall take into account:
a. The environmental significance of such potentially eligible
projects which shall include, but need not be limited to, an assessment
of (i) public health and safety; (ii) protection of environmental
resources; (iii) population affected; (iv) attainment of state water
quality goals and standards; (v) compliance with state and federal law,
rules and regulations; and (vi) the extent to which such projects
reflect county-wide or regional wastewater planning;
b. A municipality's inability as determined by the corporation to pay
for such potentially eligible project prior to receipt of such financial
assistance;
c. The regional distribution of environmentally significant projects;
d. For agricultural projects funded through the water pollution
control linked deposit program, in consultation with the commissioner of
agriculture and markets, the extent to which the project will reduce,
abate, control, or prevent non-point source pollution originating from
agricultural sources and/or propose to implement best management
practices, as identified in section three of the soil and water
conservation districts law; and
e. For residential and small business on-site wastewater treatment
system projects funded through the water pollution control linked
deposit program, in consultation with the department of state, the
extent to which the project will prevent an increase in nutrients in
water bodies or the extent to which the project will enhance source
water or watershed protection.
3. a. The corporation is authorized to promulgate regulations,
developed in consultation with the commissioner and the director of the
division of the budget, for the purpose of carrying out its
responsibilities under this section, including establishing criteria and
standards for determining the amount of financial assistance to a
municipality for an eligible project. To the extent financial assistance
to a municipality for an eligible project is provided as a loan from the
proceeds of bonds or notes of the corporation, the amount of an
allocation applicable to the portion of such eligible project financed
with such loan shall be, subject to such maximum financial limitations
as may otherwise be necessary and prescribed by the commissioner and the
director of the division of the budget, thirty-three and one-third
percent of the principal amount of such loan outstanding at any time for
such eligible project, to the extent reasonably practicable, and subject
to such deviation as may be necessary, in connection with the
administration and investment of moneys in the fund, unless allocations
in differing amounts are necessary to preclude a determination by the
commissioner or the corporation pursuant to paragraph e of subdivision
eight of this section or unless an allocation in a differing amount is
required for an innovative technology demonstration project; provided,
however, that in the case of any municipality which has, during the
period commencing on June first, nineteen hundred ninety-two and ending
on September thirtieth, two thousand twenty-seven, (i) submitted an
application for financial assistance in the form of such a loan for an
eligible project, which application has been accepted by the
corporation, (ii) closed on such loan, and (iii) commenced construction
of such eligible project, the allocation applicable to the portion of
such project financed with such loan shall be, subject to maximum
financial limitations as may otherwise be necessary and prescribed by
the commissioner and the director of the division of the budget, fifty
percent of the principal balance outstanding on such loan at any time
for such eligible project, to the extent reasonably practicable, and
subject to such deviation as may be necessary, in connection with the
administration and investment of moneys in the fund, unless allocations
in differing amounts are necessary to preclude a determination by the
commissioner or the corporation pursuant to paragraph e of subdivision
eight of this section or unless an allocation in a differing amount is
required for an innovative technology demonstration project.
b. The corporation may enter into a project financing agreement with
up to three municipalities which provides for up to one hundred percent
subsidy of the interest on the amount of principal not to exceed three
million dollars for the construction of innovative technology
demonstration projects which shall be waste water treatment facilities
which utilize innovative technology approved by the commissioner as
defined in regulations promulgated by the United States environmental
protection agency in accordance with the Federal Water Pollution Control
Act. The commissioner shall prepare criteria for selection of eligible
projects pursuant to this paragraph including, but not limited to, the
use of innovative technology which has been proven reasonably effective
on at least a demonstration model basis.
c. The department is authorized to promulgate regulations, developed
in consultation with the director of the division of the budget, for the
purpose of carrying out its responsibilities under this section.
4. The corporation may enter into project financing agreements with
municipalities providing for the construction and financing of eligible
projects. The corporation shall prepare each project financing
agreement, which shall include but is not limited to the following
provisions:
a. A description of the eligible project;
b. An estimate of the reasonable cost of the eligible project and a
projected cash flow schedule for meeting that cost;
c. A schedule for construction of the eligible project;
d. A right of the corporation to approve all contracts for services
and construction funded pursuant to a project financing agreement, and
to inspect and review the construction of eligible projects;
e. Notwithstanding the provisions of any other law, general, special
or local, inconsistent with this section, a right of the corporation to
invest proceeds of the corporation's bonds or notes, including proceeds
of bonds or notes of the municipality, as provided in subdivision four
of section twelve hundred eighty-four and subdivision six of section
twelve hundred eighty-five-j of the public authorities law.
Such right shall include the right to invest such monies together with
any other monies held by the corporation pursuant to the provisions of
section twelve hundred eighty-five-j of the public authorities law;
f. Remedies in the event of a municipality's failure to comply with
the terms of a project financing agreement;
g. An agreement by the corporation to:
(i) lend to the municipality for the construction of an eligible
project a specified amount from the proceeds of the corporation's bonds
or notes, not to exceed the estimated reasonable cost of construction of
the eligible project established in the project financing agreement or
any loan agreement, subject to the ability of the corporation to provide
such financing, including but not limited to the approval of the
corporation's board and any other approvals required by state or federal
law;
(ii) use all reasonable efforts to issue its bonds or notes in an
amount sufficient to finance the estimated reasonable cost of the
eligible project, including but not limited to costs of issuance, credit
support fees, if any, trustees fees, interest during construction, and
such reserve funds, if any, as may be necessary to secure such bonds or
notes;
(iii) in the alternative, provide financial assistance to the
municipality for the construction of an eligible project in a specified
amount from the proceeds of any federal capitalization grant, award,
assistance, or any state moneys appropriated to or otherwise transferred
into the fund, not to exceed the estimated reasonable cost of
construction of the eligible project established in the project
financing agreement or any loan agreement, as determined by the
corporation or as directed by the commissioner pursuant to subdivision
eight of this section or subdivision four of section twelve hundred
eighty-five-j of the public authorities law;
(iv) make reimbursements for the administrative and management costs
of the department and the corporation in accordance with subdivisions
five and seven of section twelve hundred eighty-five-j of the public
authorities law;
(v) provide to the municipality, for any loan made from the proceeds
of the corporation's bonds or notes, an interest rate subsidy allocation
for the eligible project in accordance with section twelve hundred
eighty-five-j of the public authorities law and this section;
(vi) administer any federal rebate requirement in connection with
obligations of the corporation and of any municipality issued in
accordance with a project financing or loan agreement;
h. An agreement by the municipality to:
(i) proceed expeditiously with and complete the eligible project in
accordance with plans approved pursuant to titles seven and eight of
this article;
(ii) commence operation of the eligible project on completion of the
project, and not discontinue operation of or dispose of the eligible
project as long as a loan to the municipality for such project remains
outstanding, without approval of the commissioner; provided, however,
that the commissioner shall not approve disposition of the eligible
project without the concurrent approvals, as appropriate, of the
corporation and the state comptroller. None of the foregoing shall limit
the commissioner's authority to terminate or impose conditions upon the
operation of an eligible project pursuant to the provisions of this
chapter and any implementing regulations thereto;
(iii) operate and maintain the eligible project in accordance with
applicable requirements of federal and state law;
(iv) establish and maintain project accounts in accordance with the
project financing agreement and generally accepted government accounting
standards;
(v) establish a dedicated source of revenue (which may include a
general obligation of the municipality) providing for:
(a) operation and maintenance costs of the eligible project and
equipment renewal and replacement; and
(b) loan repayment regardless of whether the eligible project is in
operation;
(vi) permit any reviews or audits and provide assistance determined to
be reasonable and necessary by the department or the corporation;
(vii) retain public ownership of the eligible project; and
(viii) notwithstanding the provisions of any other law, general,
special or local, inconsistent with this section, delegate to the
corporation the authority to invest proceeds of bonds or notes issued by
the corporation or the municipality on behalf of the municipality.
i. An agreement by the corporation to certify, subject to the
availability of funds, payment upon submission of a satisfactory request
for disbursement of loan proceeds by a municipality, of an amount
equivalent to actual construction costs incurred on or before the date
of submission of the request for disbursement of loan proceeds, plus any
projected construction costs which will be incurred within ninety days
from the date of submission of the request for disbursement of loan
proceeds, less any funds already advanced;
j. An agreement in regard to financial assistance provided pursuant to
paragraph (b) of subdivision four of section twelve hundred
eighty-five-j of the public authorities law, to waive programmatic
requirements other than those mandated by federal law and subparagraph
(i) of paragraph d of subdivision one of this section, provided that the
project was in compliance with the goals and requirements of the Federal
Water Pollution Control Act, prior to July first, nineteen hundred
eighty-eight, or was subject to an administrative or judicial order
requiring compliance with the goals and requirements of the Federal
Water Pollution Control Act prior to September thirtieth, nineteen
hundred eighty-nine; and
k. Such other agreements or covenants as may be required in connection
with the issuance by the corporation of its bonds or notes.
5. For the purpose of implementing the program set forth in this
section and section twelve hundred eighty-five-j of the public
authorities law, and ensuring compliance with the requirements of Title
VI of the Federal Water Pollution Control Act, the corporation shall
ensure compliance with each project financing agreement by:
a. retaining the right to inspect and review work on each eligible
project in progress and upon completion, and determining whether such
work was undertaken and completed in compliance with all relevant plans
and the terms of such project financing agreement;
b. retaining the right to certify or refuse to certify advances and
payments to a municipality pursuant to a project financing agreement or
any loan agreement executed subsequent thereto to finance an eligible
project;
c. retaining the right to certify or refuse to certify advances and
payments to a municipality pursuant to a project financing agreement and
any loan agreement executed subsequent thereto to finance an eligible
project based upon the determinations of any review or audit;
d. establishing remedies if work on an eligible project has not been
completed in accordance with all relevant plans and the terms of such
project financing agreement due to factors within the municipality's
control; and
e. requiring a municipality to maintain project accounts with respect
to any eligible project.
Nothing herein shall be construed to affect or diminish the general
authority of the department to inspect and review the work on any
project financed pursuant to this section, or to inspect the records
relating to such project, for the purpose of determining compliance with
any other provisions of this chapter.
6. In the event the work completed pursuant to a project financing
agreement or loan agreement is deemed not in compliance with such
agreements, the corporation shall expeditiously notify the municipality
of such non-compliance and indicate the reasons for such determination.
7. For the purpose of implementing the program set forth in this
section and section twelve hundred eighty-five-j of the public
authorities law, and ensuring compliance with the requirements of Title
VI of the Federal Water Pollution Control Act, the department shall:
a. Enter into any agreement between the state of New York and the
administrator of the United States environmental protection agency and
take all other actions necessary to comply with the requirements of
Title VI of the Federal Water Pollution Control Act and state law,
including but not limited to:
(i) determining a reasonable schedule for financing and construction
of eligible projects;
(ii) directing the establishment of systems of records or accounts and
subaccounts within the water pollution control revolving fund as the
department deems necessary or desirable, and approving or disapproving
the establishment of such record systems or accounts and subaccounts as
the corporation requests for the operation of the water pollution
control revolving loan fund;
(iii) determining the accounts or subaccounts within the water
pollution control revolving fund which will be used as a source of
funding for each eligible project subject to the limitations of
subdivision six of this section; and
(iv) approving each project for qualification as an eligible project.
b. Arrange in consultation with the corporation for independently
conducted reviews and audits on at least an annual basis necessary to
carry out the objectives of the fund.
c. Submit a copy of the draft intended use plan to the governor, the
director of the division of the budget, the chairman of the senate
finance committee and the chairman of the assembly ways and means
committee on or before October thirty-first, nineteen hundred
eighty-nine and annually on or before such date thereafter and submit a
copy of the final intended use plan to such persons upon its approval by
the administrator of the United States environmental protection agency.
8. The corporation may or, if so directed by the commissioner, the
corporation shall provide financial assistance to municipalities as a
loan pursuant to paragraph (a) of subdivision four of section twelve
hundred eighty-five-j of the public authorities law from any available
moneys in the fund other than the proceeds of the corporation's bonds or
notes or moneys needed to comply with subdivision five of section twelve
hundred eighty-five-j of the public authorities law if and to the extent
any of the following conditions are met:
a. The corporation determines that it is unable to, or that it is
impracticable to, finance all or a portion of the costs of an eligible
project from the proceeds of bonds or notes that are special obligations
of the corporation; or
b. The total cost of the eligible project and related segments does
not exceed four million dollars where such project and related segments
service a municipality with a population of three thousand five hundred
or less; or
c. The commissioner or the corporation determines that failure to do
so would jeopardize the receipt or maintenance of federal capitalization
grant moneys, awards or assistance; or
d. A determination is made by the corporation that the issuance of and
use of the proceeds of the corporation's bonds to provide financial
assistance to municipalities would cause the loss of the tax-exempt
status of any bonds or other obligations of New York state, all or a
portion of the proceeds of which are appropriated or otherwise
transferred into the fund; or
e. Federal capitalization grants are provided in the form of a letter
of credit or draws under capitalization grant agreements and the
commissioner or the corporation determines, consistent with the purposes
of the fund, that providing financial assistance from the proceeds of
corporation bonds or notes would delay receipt of moneys from the
federal government under the Federal Water Pollution Control Act.
The interest rate charged on any loan made by the corporation pursuant
to this subdivision shall be no more than two-thirds of the market rate
of interest otherwise applicable thereto, provided, however, that in the
case of any municipality which has, during the period commencing on June
first, nineteen hundred ninety-two and ending on September thirtieth,
two thousand twenty-seven, (i) submitted an application for financial
assistance in the form of a loan from the corporation pursuant to this
subdivision, for an eligible project, which application has been
accepted by the corporation, (ii) closed on such loan, and (iii)
commenced construction of such eligible project, the interest rate
charged on such loan shall be no more than one-half of the market rate
otherwise applicable thereto.
9. The contracts for the construction of eligible projects constructed
and financed pursuant to a project financing agreement shall be subject
to the requirements and provisions of article 15-A of the executive law
and, for such purposes, any such contract shall be considered a "state
contract" and the department shall be the "contracting agency" for each
such contract.
10. Notwithstanding the provisions of any other law, general, special
or local, the following determinations shall be made by the corporation
in its sole and absolute discretion:
(a) In connection with any application for financial assistance from
the fund in the form of a loan from the proceeds of bonds or notes of
the corporation, the determination as to whether the municipality
receiving such loan has qualified for an allocation of fifty percent of
the principal amount of such loan outstanding at any time, pursuant to
subdivision three of this section; and
(b) In connection with any application for financial assistance from
the fund in the form of a loan from the corporation pursuant to
subdivision eight of this section, where the municipality receiving such
loan is not qualified for an interest rate of zero percent, the
determination as to whether such municipality has qualified for an
interest rate of one-half of the market rate otherwise applicable
thereto, pursuant to subdivision eight of this section.
TITLE 21 Nutrient Runoff
Definitions.
As used in this title:
1. "Compost" means the biologically stable humus-like material derived
from composting or the aerobic, thermophilic decomposition of organic
matter.
2. "Fertilizer" means the same as "specialty fertilizer" as defined in
section one hundred forty-three of the agriculture and markets law.
3. "Lawn" or "non-agricultural turf" means any non-crop land area that
is covered by any grass species. Lawn or non-agricultural turf does not
mean flower or vegetable gardens, pasture, hayland, trees, shrubs, turf
grown on turf farms, or any form of agricultural production.
4. "Phosphorus fertilizer" means fertilizer in which the available
phosphate (P205) content is greater than 0.67 percent by weight,
excluding compost.
Sale or use of phosphorus fertilizer restricted.
1. No person shall apply or authorize any person by way of service
contract or other arrangement to apply in this state any phosphorus
fertilizer on lawn or non-agricultural turf, except when:
(a) A soil test indicates that additional phosphorus is needed for
growth of that lawn or non-agricultural turf; or
(b) The phosphorus fertilizer is used for newly established lawn or
non-agricultural turf during the first growing season.
2. Any retailer selling or offering for sale phosphorus fertilizer for
use on lawn or non-agricultural turf shall comply with the retail sale
requirements in section one hundred forty-six-g of the agriculture and
markets law related to display of phosphorus fertilizer and the posting
of educational signs.
3. No person shall apply fertilizer to:
(a) lawn or non-agricultural turf between December first and April
first, annually;
(b) any impervious surface including parking lots, roadways, and
sidewalks. If such application occurs, the fertilizer must be
immediately contained and either legally applied to lawn or
non-agricultural turf or placed in an appropriate container; or
(c) any lawn or non-agricultural turf on any real property within
twenty feet of any surface water, except that this restriction shall not
apply where a continuous natural vegetative buffer, at least ten feet
wide, separates an area of lawn or non-agricultural turf and surface
water, and except that, where a spreader guard, deflector shield or drop
spreader is used to apply fertilizer, such application may not occur
within three feet of any surface water. This paragraph shall not apply
to an application of fertilizer for newly established lawn or
non-agricultural turf during the first growing season.
4. Nothing in this title shall impair or supersede the authority of
the commissioner of agriculture and markets pursuant to articles ten and
twenty-five-AA of the agriculture and markets law.
Local fertilizer regulation.
A local government may enact more stringent standards for the
application of fertilizer for lawn and non-agricultural turf than
established in this title, provided, however, that any local government
that enacts such standards after January 1, 2011 must demonstrate to the
department prior to enactment that additional or more stringent
standards are necessary to address local water quality conditions.
ARTICLE 19 Air Pollution Control
TITLE 1 Short Title; Declarations of Policy and Purpose; Definitions
Short title.
This article shall be known as the "Air Pollution Control Act".
Declaration of policy.
It is declared to be the policy of the state of New York to maintain a
reasonable degree of purity of the air resources of the state, which
shall be consistent with the public health and welfare and the public
enjoyment thereof, the industrial development of the state, the
propagation and protection of flora and fauna, and the protection of
physical property and other resources, and to that end to require the
use of all available practical and reasonable methods to prevent and
control air pollution in the state of New York. It is further declared
that this can be done most effectively by focusing on goals to be
achieved by a maximum of cooperation among all parties concerned and
that codes, rules and regulations established under the provisions of
this article should be clearly premised upon scientific knowledge of
causes as well as of effects.
Declaration of purpose.
It is the purpose of this article to safeguard the air resources of
the state from pollution by: (1) controlling or abating air pollution
which shall exist when this artcle shall be enacted and (2) preventng
new air pollution, under a program which shall be consistent with the
declaration of policy above stated and in accordance with the provisions
of this article.
Definitions.
When used in this article:
1. "Person" means any individual, public or private corporation,
political subdivision, agency, board, department or bureau of the state,
municipality, partnership, association, firm, trust, estate or any other
legal entity whatsoever which is recognized by law as the subject of
rights and duties.
2. "Air contaminant" means a dust, fume, gas, mist, odor, smoke,
vapor, pollen, noise or any combination thereof.
3. "Air pollution" means the presence in the outdoor atmosphere of one
or more air contaminants in quantities, of characteristics and of a
duration which are injurious to human, plant or animal life or to
property or which unreasonably interfere with the comfortable enjoyment
of life and property throughout the state or throughout such areas of
the state as shall be affected thereby; excluding however all conditions
subject to the requirements of the Labor Law and Industrial Code.
4. "Air contamination" means the presence in the outdoor atmosphere of
one or more air contaminants which contribute or which are likely to
contribute to a condition of air pollution.
5. "Air contamination source" means any source at, from or by reason
of which there is emitted into the atmosphere any air contaminant,
regardless of who the person may be who owns or operates the building,
premises or other property in, at or on which such source is located or
the facility, equipment or other property by which the emission is
caused or from which the emission comes. Without limiting the generality
of the foregoing, this term includes all types of commercial and
industrial plants and works, heating and power plants and stations,
shops and stores; buildings and other structures of all types, including
single and multiple family residences, apartment houses, office
buildings, public buildings, hotels, restaurants, schools, hospitals,
churches, and other institutional buildings; automobiles, trucks,
tractors, buses and other motor vehicles (hereinafter called "motor
vehicles"); garages; vending and service locations and stations;
railroad locomotives; ships, boats and other waterborne craft; aircraft;
portable fuel-burning equipment; incinerators of all types, indoor and
outdoor; and refuse dumps and piles.
6. "Air cleaning installation" means any method, process or equipment
which removes, reduces or renders less noxious air contaminants
discharged into the atmosphere.
7. "Area of the state" means any county, city, town, village, or other
geographical area of the state as may be designated by the department.
8. "The Act" means the Federal Clean Air Act, 42 U.S.C. Section 7401
et seq., as amended by Public Law 101-549, November fifteenth, nineteen
hundred ninety.
9. "Administrator" means the administrator of the United States
environmental protection agency.
10. "Affected source" or "affected unit" shall have the meaning given
to it in the regulations promulgated under Title IV of the Act.
11. "Clean alternative fuels" means fuels, for use in motor vehicles
which meet the requirements of section 7511a(c)(4) of the Act.
12. "Clean fuel vehicle" means a vehicle in a class or category of
vehicles which has been certified to meet, for any model year, the clean
fuel vehicle standards for clean fuel vehicles specified in this article
pursuant to section 7583 of the Act.
13. "Covered fleet" means ten or more motor vehicles which are owned
or operated by a single person in an area designated as being a severe
ozone non-attainment area by the administrator pursuant to Title I of
the Act. In determining the number of motor vehicles owned or operated
by a single person for the purposes of this article, all motor vehicles
owned or operated, leased or otherwise controlled by such person, by any
person who controls such person, by any person controlled by such
person, and by any person under common control with such person shall be
treated as owned by such person. The term "covered fleet" shall not
include motor vehicles held for lease or rental to the general public,
motor vehicles held for sale by motor vehicle dealers including
demonstration vehicles, motor vehicles used for motor vehicle
manufacturer product evaluations or tests, law enforcement and other
emergency vehicles, or non-road vehicles including farm and construction
vehicles.
14. "Covered fleet vehicle" means only a motor vehicle which is (i) in
a covered fleet which is centrally fueled or is capable of being
centrally fueled and (ii) in a vehicle class for which standards are
applicable under this article.
15. "Emission offset" or "offset" means emission reductions or
emission reduction credits which are required to be obtained by an air
contamination source in order to obtain approval for a permit to
construct a new air contamination source, or modify an existing air
contamination source, in a non-attainment area pursuant to Title I of
the Act.
16. "Emission reduction" or "emission reduction credit" means the
actual decrease in emissions of a regulated air contaminant in tons per
year. Emission reductions may be created by, but not limited to,
product, process, pollution control or housekeeping changes that:
a. reduce emissions beyond that which is required by the Act;
b. are real and actually occur;
c. are quantifiable;
d. are enforceable by the commissioner or the administrator; and
e. are assured for the life of a corresponding increase.
17. "Fugitive emissions" means those emissions of regulated air
contaminants which could not reasonably pass through a stack, chimney,
vent or other functionally-equivalent openings.
18. "Operating permit" means a permit issued pursuant to section
19-0311 of this article.
19. "Major air contamination source" or "major stationary source"
means any stationary source or any group of stationary sources located
within a contiguous area and under common control and belonging to a
single major industrial grouping that:
a. emits or has the potential to emit one hundred tons per year of any
regulated air contaminant; or
b. emits or has the potential to emit ten tons per year of any air
contaminant or twenty-five tons per year of any combination of air
contaminants listed under section 7412(b) of the Act, including fugitive
emissions of such contaminants, or lesser quantities as the
administrator may establish pursuant to the Act; or
c. emits or has the potential to emit twenty-five tons per year of
volatile organic compounds or oxides of nitrogen, including fugitive
emissions of such contaminants if located in an area designated a
"severe non-attainment area" pursuant to section 7511 of the Act; or
d. emits or has the potential to emit fifty tons per year of volatile
organic compounds or one hundred tons of oxides of nitrogen if located
in an ozone transport region pursuant to section 7511(c) of the Act.
Fugitive emissions from a stationary source must be considered in
determining whether such stationary source is a major stationary source
for permit requirements if the source belongs to one of the categories
of stationary sources identified by the administrator in regulation
pursuant to section 7602(j) of the Act.
20. "Major industrial grouping" means all activities belonging to the
same major group identified in the Standard Industrial Classification
Manual (1987) published by the United States department of commerce.
21. "Potential to emit" means the maximum capacity of a stationary
source to emit any regulated air contaminant under its physical and
operational design. Any physical or operational limitation on the
capacity of such source to emit a regulated air contaminant, including
air pollution control equipment and restrictions on hours of operation
or on the type or amount of material combusted, stored, or processed,
shall be treated as part of its design if the limitation is enforceable
by the commissioner and the administrator of the United States
environmental protection agency provided, however, that physical or
operational limitations enforceable by the commissioner shall be treated
as part of a source's design, if the commissioner is given such
authorization by the administrator.
22. "Regulated air contaminant" means the following:
a. oxides of nitrogen;
b. volatile organic compounds;
c. sulfur dioxide;
d. particulate;
e. carbon monoxide;
f. any class I or II substance subject to a standard promulgated
pursuant to section 7671 of the Act;
g. any other air contaminant for which a national ambient air quality
standard has been promulgated; or
h. any air contaminant that is regulated under section 7411 or 7412
(b) and (c) of the Act and which the commissioner has listed in
regulation. The department may use emergency rulemaking pursuant to
subdivision six of section two hundred two of the state administrative
procedure act if necessary, in order to timely list such air
contaminants.
23. "State implementation plan" or "SIP" means documents prepared by
the department, and submitted to the administrator for approval, which
identify actions and programs to be undertaken by the state and its
subdivisions to implement the Act.
24. "Stationary source" means any building, structure, facility or
installation that emits or may emit any regulated air contaminant.
TITLE 3 Powers and Duties
Powers and duties.
1. Consistent with the policy of the state as it is declared in
section 19-0103, the department shall have power to:
a. Formulate, adopt and promulgate, amend and repeal codes and rules
and regulations for preventing, controlling or prohibiting air pollution
in such areas of the state as shall or may be affected by air pollution
and to include in any such codes, rules or regulations a general
provision for controlling air contamination including but not limited to
a requirement that permits to construct and certificates to operate be
obtained from the department, provided, however, that in exercising the
provisions of this subdivision the department shall conform with the
provisions of section 19-0303.
b. Include in any such codes and rules and regulations provisions
establishing areas of the state and prescribing for such areas (1) the
degree of air pollution or air contamination that may be permitted
therein, (2) the extent to which air contaminants may be emitted to the
air by any air contamination source, (3) standards for the composition
of fuels offered for sale or use of fuels or energy sources in any type
or class of air contamination source where the department finds that air
contaminants from such type or class or source will probably otherwise
be discharged in contravention of applicable emission standards or air
quality standards, and (4) requirements and standards for the approval
of plans or specifications for air cleaning installations.
c. Promulgate standards for crankcase ventilating systems and air
contaminant emission control systems, in accordance with the Vehicle and
Traffic Law.
d. Hold public hearings, conduct investigations, compel the attendance
of witnesses, receive such pertinent and relevant proof and do such
other things as it may deem to be necessary, proper or desirable in
order that it may effectively discharge its code, rule and regulation
making duties and responsibilities under this article.
e. Except as otherwise required by the Act or regulations promulgated
pursuant thereto by the administrator, formulate, adopt, and promulgate,
amend and repeal codes, rules and regulations establishing an operating
permit program in accordance with section 19-0311 of this title.
f. Delegate to the department of agriculture and markets the authority
to test fuels for conformance with applicable standards and to enforce
against violations of such standards.
2. It shall be the duty and responsibility of the department to:
a. Prepare and develop a general comprehensive plan for the control or
abatement of existing air pollution and for the control or prevention of
any new air pollution recognizing varying requirements for different
areas of the state.
b. Encourage voluntary cooperation by all persons in controlling air
pollution and air contamination, including but not limited to, educating
the public about the health and environmental impacts of idling
vehicles, such as air pollution from vehicle emissions, environmental
impacts of carbon dioxide emissions and health risks associated with
exposure to vehicle emissions. Such education shall, at a minimum,
include developing and distributing educational materials and posting
such information on the department's website.
c. Encourage the formulation and execution of plans by cooperative
groups or associations of counties, cities, towns and villages,
industries and others who severally or jointly are or may be the source
of air pollution, for the prevention and abatement of pollution.
d. Cooperate with the appropriate agencies of the United States or
other states or any interstate agencies or international agencies with
respect to the control of air pollution and air contamination, or for
the formulation for the submission to the legislature of interstate air
pollution control compacts or agreements.
e. Promulgate standards for the use of fuel or fuel additives for use
in motor vehicles or motor vehicle engines, taking due recognition of
federal standards and requirements.
3. a. The department is prohibited from adopting any rule, regulation
or standard which would require the use or sale of any type of
reformulated gasoline other than the federal reformulated gasoline that
is certified by the administrator pursuant to section 7545(k) of the Act
for sale and use in states other than California; provided, however,
that nothing in this subdivision shall be deemed to limit the authority
of the department to adopt a rule, regulation or standard for:
(1) fuel oxygen content or fuel volatility; or
(2) the composition of fuels necessary to implement section 7586 of
the Act; or
(3) the composition of fuels necessary to implement section 7507 of
the Act if such fuel standard is adopted and implemented regionally
pursuant to agreement with any three states sharing a boundary with New
York; or
(4) the composition of fuels if the commissioner finds that no other
measures would bring about timely attainment or maintenance of a
national primary or secondary ambient air quality standard for which New
York state must file a state implementation plan pursuant to the Act, or
that other existing and technically possible measures are unreasonably
costly or impracticable and the commissioner has included such measure
in the implementation plan pursuant to section 7410 of the Act.
b. No provision of this subdivision shall be deemed to authorize the
use of methyl tertiary butyl ether as an oxygenate in any motor fuel
imported into, or sold or offered for sale in this state.
4. Any final order or determination or other final action by the
commissioner and the validity or reasonableness of any code, rule or
regulation promulgated by the department pursuant to this article shall
be subject to review as provided in article seventy-eight of the civil
practice law and rules; provided however, the department may establish
by regulation a ninety day statute of limitations for review of final
permit actions by the commissioner pursuant to section 19-0311 of this
title, if required to maintain compliance with the Act.
5. The department shall certify emission reduction credits and
establish an emission reduction credit registry. Such registry shall
identify emission reduction credits, that are certified by, or used in,
New York state. Prior to certifying credits, the department shall
publish notice and provide the opportunity for public comment, pursuant
to article seventy of this chapter, on the proposed modification of a
source's permit to reflect that emission reductions will be certified as
emission reduction credits. The department shall provide information
regarding the availability of such certified emission reduction credits
to any person upon request. The department shall, to the extent
consistent with any rules or guidance related to emission offset
requirements published by the administrator, adopt rules and regulations
to provide for the use of mobile source emission reduction credits as a
means of satisfying emission offset requirements pursuant to section
7503(c) of the Act. Such rules and regulations shall include provision
for cooperating with the commissioner of motor vehicles pursuant to
paragraph one of subdivision (d) of section 301 of the vehicle and
traffic law.
Permits and certificates.
1. The rules and regulations adopted by the department to implement
this article and the provisions of article 70 of this chapter and rules
and regulations adopted thereunder and the provisions of the state
administrative procedure act shall govern permit and certificate
applications, renewals, modifications, suspensions and revocations under
this article unless otherwise provided for in this article.
2. No permit issued pursuant to this article shall include
performance, emission or control standards more stringent than any
established by the Act or by the United States environmental protection
agency unless such standards are authorized by rules or regulations.
Codes, rules and regulations.
1. A code, rule or regulation or any amendment or repeal thereof shall
not be adopted until after a public hearing within the area of the state
concerned. Notice of such hearing shall be given at least sixty days
prior to the scheduled date of the hearing by public advertisement of
the date, time, place and purpose of such hearing. At such hearing,
opportunity to be heard by the department with respect to the subject
thereof shall be given to the public. A code, rule or regulation or an
amendment or repeal thereof shall not become effective until thirty days
after certified copies thereof shall have been filed with the secretary
of state. Any person heard at such hearing shall be given written notice
of the action of the department with respect to the subject thereof.
2. The code, rule and/or regulation or any amendment thereof which
shall be adopted by the department may differ in its terms and
provisions as between particular types and conditions of air pollution
or of air contamination; as between particular air contamination
sources; and as between particular areas of the state.
3. In exercising the power conferred upon it by section 19-0301 to
formulate, adopt and promulgate, and to amend and repeal, codes and
rules and regulations for preventing, controlling or prohibiting air
pollution, the department shall give due recognition to the fact that
the quantity or characteristics of air contaminants or the duration of
their presence in the atmosphere, which may cause air pollution in one
area of the state, may cause less air pollution or not cause any air
pollution in another area of the state, and it shall take into
consideration in this connection such factors, among others found by it
to be proper and just, as existing physical conditions, zoning
classifications, topography and prevailing wind directions and
velocities and also the fact that a code, rule or regulation and the
degree of conformance therewith which may be proper as to an essentially
residential area of the state may not be proper as to a highly developed
industrial area of the state.
4. In adopting any code, rule or regulation which contains a
requirement that is more stringent than the Act or regulations issued
pursuant to the Act by the United States environmental protection
agency, the commissioner shall, in addition to the provisions of section
two hundred two-a of the state administrative procedure act, include in
the regulatory impact statement:
(a) a detailed explanation of the reason or reasons that justify
exceeding federal minimum requirements, including:
(i) satisfying any requirement of the Act as it relates to New York
state, including any requirement for demonstrating attainment or
maintenance of ambient air quality standards or meeting reasonable
further progress pursuant to Title I of the Act;
(ii) preventing an assessment or imposition of sanctions, or the
imposition of a federal implementation plan, pursuant to the Act;
(iii) complying with a final decree of a court; or
(iv) protecting public health or the environment;
(b) an evaluation of the cost-effectiveness of the proposed code, rule
or regulation, in comparison with the cost-effectiveness of reasonably
available alternatives; and
(c) a review of the reasonably available alternative measures
considered by the commissioner and an explanation of the reasons for
rejecting such alternatives.
5. The state, through its representatives on the interstate transport
commission established pursuant to section 7506a of the Act, shall
provide for public review of proposed recommendations for additional
control measures and attainment strategies. Such public review will be
effected by the governor's designee causing a notice of such proposed
recommendations to be published in the Environmental Notice Bulletin.
Such public review may be conducted concurrently with any public review
required pursuant to the Act.
Burning of hazardous wastes.
1. Any person applying for a permit to burn hazardous waste pursuant
to the department's rules and regulations shall be subject to the
requirements of this section.
For the purposes of this section, all burning of hazardous wastes
shall be subject to the provisions of this section, including combustion
for the recovery of the thermal value of such wastes.
As used in this section, the term "hazardous waste" shall have the
same meaning as provided in subdivision three of section 27-0901 of this
chapter except that it shall not include wastes classified as hazardous
wastes solely because they are ignitable.
2. Prior to the issuance of such permit the commissioner may require
the applicant to submit a trial burn plan. The trial burn plan shall
include but need not be limited to those items among the following which
the commissioner determines to be necessary:
a. An analysis of the waste or mixture of wastes to be burned;
b. An engineering description of the incinerator, process, or
combustion installation for which the permit is being sought;
c. A test protocol, including but not limited to the following for
each waste type:
(1) identification of waste type,
(2) waste feed rate,
(3) combustion air rate,
(4) combustion chamber temperature,
(5) gas residence time in combustion chamber,
(6) identification of actual and if used, surrogate principal organic
hazardous constituents (hereinafter referred to as "POHC") selected from
the list in appendix VIII of Part 261 of Title 40 code of Federal
Regulations,
(7) feed rate of actual POHC and if used, surrogate POHC,
(8) type and feed rate of auxiliary fuel,
(9) anticipated identification and flow rate of fuel products,
(10) estimated combustion efficiency and POHC destruction and removal
efficiency,
(11) methods of waste sampling and analysis,
(12) methods of stack sampling and analysis;
d. Procedures for rapidly stopping waste feed, shutting down the
incinerator, process, or combustion installation, and controlling the
emissions in the event of an equipment malfunction;
e. Such other information as the commissioner reasonably finds
necessary to determine whether approval of the trial burn plan will
ensure compliance with applicable performance standards.
3. The commissioner shall approve a trial burn plan if he finds that:
a. The trial burn will not present an imminent hazard to human health
or the environment;
b. The trial burn is likely to determine whether the incinerator,
process or combustion installation meet applicable performance
standards.
If the trial burn plan is not approved by the commissioner, he shall
state in writing the reasons for such disapproval to the applicant. If
the trial burn plan is approved by the commissioner, the owner/operator
shall only be required to perform a trial burn in accordance with the
approved trial burn plan. Notwithstanding the foregoing limitation, the
department may require a modification of the trial burn plan pursuant to
a written finding by the commissioner that such a modification is
required to protect the public health or the environment. Stack tests
shall be performed according to procedures established by the
commissioner to determine waste destruction and removal efficiency. The
commissioner may conduct tests to insure that trace levels of toxic air
contaminants are within acceptable limits.
4. After any approved trial burn, the applicant shall submit to the
commissioner a certification that the trial burn has been carried out in
accordance with the trial burn plan. This report shall be made within
sixty days of the trial burn. In addition, after each approved trial
burn, the applicant must furnish such information and data as required
by the commissioner pursuant to the approved trial burn plan.
5. The commissioner must either approve or disapprove the application
for an activity that includes the burning of hazardous wastes. If the
commissioner approves such application, the permit must specify the
operating conditions which must be met in burning such wastes. Such
permit must also specify the waste types described in the approved trial
burn plan. If it is necessary for the permittee to seek a modification
of the permit deemed significant by the department with respect to the
burning of hazardous waste or wastes, the commissioner may require a new
trial burn plan for the department's review.
6. If the commissioner disapproves such application he must notify the
applicant in writing of the reasons for such disapproval.
7. At a minimum, the owner or operator must continuously monitor the
combustion temperature, waste feed rate and combustion air rate when
burning hazardous wastes or use another system, subject to the approval
of the commissioner which provides at least equal assurance of on line
efficiency.
The commissioner shall require the owner or operator to periodically
inspect the incinerator, process, or combustion installation and
associated equipment to ensure that combustion efficiency is maintained.
The owner or operator must also inspect the alarm system and emergency
shut down controls at least every month, or as required by the
commissioner.
8. The commissioner, authorized officers or employees of the
department may enter any facility with an incinerator, process, or
combustion installation at any reasonable time, after proper
notification and identification, to conduct an inspection of the
installation and any records maintained pursuant to the permit.
9. The commissioner may accept a previously conducted stack test in
lieu of a trial burn plan and associated stack tests required under this
section.
Commissioner; enforcement power.
1. The commissioner is hereby authorized to enforce the codes, rules
and regulations of the department established in accordance with this
article.
2. In addition to the powers otherwise granted under this article, and
in accordance with the policies of department, the commissioner shall
have power to:
a. Enter and inspect any property, premise or place and stop, detain
and inspect any motor vehicle for the purpose of investigating either an
actual or suspected source of air pollution or air contamination or for
the purpose of ascertaining compliance or noncompliance with any code,
rule or regulation which may be promulgated under this article. Any
information relating to secret processes, or methods of manufacture, or
production obtained in the course of the inspection or investigation
shall be kept confidential, provided that the quantity and physical and
chemical characteristics of actual and allowable air contaminant
emissions shall be considered public information. If samples of air or
air contaminants are taken for analysis during any inspection made on
the premises of a person who is suspected of causing air pollution or
air contamination or during the inspection of a motor vehicle, a
duplicate of the analytical report shall be furnished promptly to such
person or the owner of such motor vehicle.
b. Conduct or cause to be conducted studies and research with respect
to air pollution control, abatement or prevention.
c. Conduct and supervise programs of air pollution control education
including the preparation and distribution of information relating to
air pollution control.
d. Determine by means of field studies and sampling the degree of air
pollution in New York state.
e. Provide advisory technical consultation services to local
communities.
f. Develop and conduct demonstration programs in cooperation with
local communities.
g. Promote the establishment of local laboratory facilities including
essential instrumentation.
h. Provide facilities and staff for training personnel of local
communities in the principles of air sanitation.
i. Serve as the agent of the state for the receipt of monies from the
federal government or other public or private agencies and to expend
such monies after appropriation thereof for the purpose of air pollution
control studies or research.
j. Consider for approval or disapproval applications for permits and
certificates including plans or specifications for air contamination
sources and air cleaning installations or any part thereof submitted
consistent with the rules of the department, and inspect the
installation for compliance with the plans or specifications; provided
that in the case of a major steam electric generating facility, as
defined in former section one hundred forty of the public service law,
for which a certificate is required pursuant to the former article eight
of the public service law, or a major electric generating facility as
defined in section one hundred sixty of the public service law, for
which a certificate is required pursuant to article ten of the public
service law, such approval functions may be performed by the state board
on electric generation siting and the environment, as defined in the
public service law, pursuant to federally delegated or approved
environmental permitting authority, and such inspection functions shall
be performed by the department. Nothing herein shall limit the authority
of the department of health and the department to monitor the
environmental and health impacts resulting from the operation of such
major steam electric generating facility and to enforce applicable
provisions of the public health law and this chapter and the terms and
conditions of the certificate governing the environmental and health
impacts resulting from such operation.
k. Approve types of crankcase ventilating systems and air contaminant
emission control systems pursuant to standards promulgated by the
department, in accordance with the Vehicle and Traffic Law.
l. Do such other things as he may deem necessary, proper or desirable
in order that he may enforce codes, rules or regulations which have been
promulgated under this article.
Municipal solid and regulated medical waste incineration
facilities.
1. Definitions. When used in this section:
a. "Municipal solid waste incineration facility" means a facility that
is owned, operated, or utilized by, or under contract with, a
municipality or political subdivision and which utilizes high
temperature thermal destruction technologies, including combustion for
the recovery of thermal value or for the disposal of municipal solid
waste.
b. "Solid waste" means any materials or substances discarded or
rejected as being spent, useless, worthless, or in excess to the owner
at the time of such discharge or rejection, except sewage and other
highly diluted water carried materials or substances and those in
gaseous form.
c. "Regulated medical waste incineration facility" means an
incinerator which is operated or utilized for the disposal or treatment
of regulated medical waste, as defined in title 15 of article 27 of this
chapter and which may utilize high temperature thermal destruction
technologies, including combustion for the recovery of thermal value.
2. Within thirty days of the effective date of this section and
pursuant to the state administrative procedure act, the commissioner
shall, in consultation with the commissioner of health, propose final
draft operating requirements for emissions of air contaminants from
municipal solid waste incineration facilities. Such operating
requirements shall be effective and shall apply to municipal solid waste
incineration facilities for which a permit to construct has been issued
and final engineering drawings have been accepted by the commissioner
after one hundred twenty days after such operating requirements have
been formally promulgated. Such operating requirements shall govern the
operation and management of such facilities with respect to air
contamination, and shall include but not be limited to provisions for:
a. Maintenance of a minimum incineration temperature and the means and
location at which such temperature shall be measured;
b. Residence or exposure time for incineration;
c. Appropriate levels of control for acid gas, sulfur dioxide, oxides
of nitrogen, and hydrochloric acid with regard to the following:
(i) the level of protection provided the public health and
environment;
(ii) the likely or potential reductions of acid gas emissions from a
separate, nearby source of such emissions as a result of a proposed
facility becoming operational;
(iii) the likely economic impact of such controls due to associated
capital and operating costs, and in relation to alternative solid waste
management options, including landfilling; and
(iv) the appropriateness of reduced or modified levels of such
controls for smaller facilities;
d. Combustion efficiency;
e. Monitoring of emissions for toxic air contaminants, or surrogates
thereof where appropriate, to determine compliance with permit emission
limits twice within the first eighteen months of operation and once each
within the next two eighteen month intervals and subsequently at the
discretion of the commissioner, and following any detection of permit
violations in a manner to be determined by the commissioner;
f. Continuous monitoring for oxygen, carbon monoxide, carbon dioxide,
opacity and temperature;
g. Sampling and testing of the combined ash and dust residue at least
annually to determine appropriate disposition or disposal based on
relative toxicity; provided, however, that separate testing of ash and
dust shall be required if they are not mixed prior to disposal.
3. The department shall undertake further investigation of appropriate
cooling methods for achieving the condensation and collection of air
contaminants and of the necessity for, and appropriate means of,
regulating fine particulates. Upon such investigation, the commissioner
shall issue a report on his findings and may promulgate appropriate
regulations.
4. The department shall, in promulgating any new or revised rule or
regulation, accompany such rule making with an environmental impact
statement or a written assessment stating the extent to or means by
which such rule or regulation will prevent, control or prohibit air
pollution.
5. Operating requirements established pursuant to this section for
municipal incineration facilities shall be embodied in rules and
regulations of the department promulgated in accordance with the state
administrative procedure act.
6. On or before the effective date of this subdivision, the
commissioner shall, in consultation with the commissioner of health,
promulgate proposed operating requirements for the emission of air
contaminants from regulated medical waste incineration facilities. Such
operating requirements shall, where appropriate, be consistent with the
provisions of this section provided, however, that the commissioner
shall require such facilities to employ the best available control
technologies. Such operating requirements shall be effective and shall
apply to all regulated medical waste incineration facilities, for which
an operating permit has been issued, ninety days after such operating
requirements have been formally promulgated pursuant to the state
administrative procedure act provided, however, that where regulated
medical waste incineration facilities are owned by health care
facilities licensed pursuant to article twenty-eight of the public
health law and in operation by permit of the department on or before
September first, nineteen hundred eighty-seven, then such standards
shall become effective as to such facilities on January first, nineteen
hundred ninety-two.
7. Each person who operates a facility for the incineration of
regulated medical waste shall report to the commissioner on the volume
and sources of regulated medical waste that it incinerated on-site
during the six months next following the effective date of this
subdivision. Such report shall be the same as or similar to the report
required to be filed with the administrator. The commissioner is
authorized to require reports pursuant to this subdivision at least
annually thereafter.
Personal watercraft emissions regulations.
1. Pursuant to The Federal Clean Air Act, 42 U.S.C. section 7543
(e)(2)(b) as amended by Public Law 101-549, November fifteenth, nineteen
hundred ninety, within one year from the effective date of this section,
the commissioner shall adopt regulations which are consistent with the
California air emissions reduction and labeling regulations for new
spark ignition marine engines for use in personal watercraft. Such
regulations shall apply to every new personal watercraft that is
manufactured for sale or offered for sale in New York. The commissioner
shall review and revise such regulations annually in order to retain
their consistency with the California air emissions and labeling
regulations for spark ignition marine engines.
2. For purposes of this section, the term "personal watercraft" shall
have the same meaning as in subdivision thirty of section two of the
navigation law.
Zero-emissions cars and trucks.
1. It shall be a goal of the state that one hundred percent of new
passenger cars and trucks offered for sale or lease, or sold, or leased,
for registration in the state shall be zero-emissions by two thousand
thirty-five. It shall be a further goal of the state that one hundred
percent of medium-duty and heavy-duty vehicles offered for sale or
lease, or sold, or leased, for registration in the state be
zero-emissions by two thousand forty-five for all operations where
feasible. It shall be further a goal of the state to transition to one
hundred percent zero-emissions from new off-road vehicles and equipment
purchased beginning in two thousand thirty-five, where feasible.
2. The department, to the extent consistent with federal law, shall
develop and propose:
a. Passenger vehicle and truck regulations requiring increasing
volumes of new zero-emissions vehicles offered for sale or lease, or
sold, or leased, for registration in the state towards the target of one
hundred percent of in-state sales by two thousand thirty-five.
b. Medium-duty and heavy-duty vehicle regulations requiring increasing
volumes of new zero-emissions trucks and buses offered for sale or
lease, or sold, or leased, for registration and operated in the state
towards the target of one hundred percent of the fleet transitioning to
zero-emissions vehicles by two thousand forty-five everywhere feasible.
c. Strategies, in coordination with other state agencies, other states
and the federal environmental protection agency, to achieve one hundred
percent zero-emissions from new off-road vehicles and equipment
operations in the state by two thousand thirty-five. In implementing the
provisions of this paragraph, the department shall act consistently with
safety, technological feasibility and cost-effectiveness.
3. The New York state energy research and development authority, in
consultation with the department, the department of economic
development, the public service commission, the department of
transportation, the department of motor vehicles, and other state
agencies, local agencies and other interested parties, shall develop a
zero-emissions vehicle market development strategy by January
thirty-first, two thousand twenty-three, and an update every three years
thereafter, that:
a. Ensures coordinated and expeditious implementation of the system of
policies, programs and regulations necessary to achieve the goals and
orders established by this section.
b. Outlines state agencies' actions to support new and used
zero-emissions vehicle markets for broad accessibility for all residents
of this state.
4. The department, the New York state energy research and development
authority, the public service commission and other state agencies, shall
use existing authorities to accelerate deployment of affordable powering
options for zero-emissions vehicles, in ways that serve all communities
and particularly low-income and disadvantaged communities, consistent
with state and federal law.
5. The department, the New York state energy research and development
authority, the department of motor vehicles and the department of
transportation, in consultation with the other state agencies, shall on
or before July fifteenth, two thousand twenty-three, identify near term
actions and investment strategies to improve sustainable transportation,
freight and transit options, including where feasible:
a. Supporting bicycle and pedestrian options, particularly in
low-income and disadvantaged communities in the state, by incorporating
safe and accessible infrastructure into projects where appropriate.
b. Supporting light, medium, and heavy-duty zero-emissions vehicles
and infrastructure as part of larger transportation projects, where
appropriate.
Certificates of compliance for purposes of the Real Property
Tax Law.
1. For the purposes of section 481 of the Real Property Tax Law, the
commissioner or his designated representative is hereby authorized to
issue certificates of compliance concerning air pollution control
facilities and air pollution controlled process facilities as defined in
such law. No such certificate shall be issued unless the facility to
which it is applicable is in compliance with applicable provisions of
titles 1 to 11, inclusive, and title 19 of article 17, article 19, and
title 1 of article 27 of this chapter; of the Public Health Law; of the
state sanitary code and of codes, rules, regulations, permits or orders
issued pursuant thereto.
2. In the case of facilities which have not been completed prior to
the close of a taxable status date with respect to which an exemption
may be claimed under the Real Property Tax Law, a temporary certificate
of compliance may be issued if the commissioner or his representative is
satisfied, on the basis of the construction which has taken place, that
such facilities, when completed, will be in compliance with the
provisions of titles 1 to 11, inclusive, and title 19 of article 17,
article 19, and title 1 of article 27 of this chapter; of the Public
Health Law, of the state sanitary code, and codes, rules, regulations,
permits or orders issued pursuant thereto. Such a temporary certificate
shall apply only to taxes levied as of the taxable status date with
respect to which such a certificate is issued.
3. The certificate of compliance may be revoked by the commissioner,
after providing an opportunity to be heard, upon a determination that
the facility to which it was applicable either is not, or has not been,
in compliance with applicable provisions of this chapter, the state
sanitary code or codes, rules, regulations, permits or orders issued
pursuant thereto. Upon revocation, the commissioner shall notify the
commissioner of taxation and finance and the assessor of the appropriate
county, city, town or village.
Certificates of compliance for purposes of the Tax Law.
1. For the purposes of sections 208, 210, 606 and 612 of the Tax Law,
the commissioner or his designated representative is hereby authorized
to issue certificates of compliance concerning air pollution control
facilities and air pollution controlled process facilities as defined in
such law. No such certificate shall be issued unless the facility to
which it is applicable is in compliance with applicable provisions of
titles 1 to 11, inclusive, and title 19 of article 17, article 19, and
title 1 of article 27 of this chapter; of the Public Health Law; of the
state sanitary code and of codes, rules, regulations, permits or orders
issued pursuant thereto.
2. In the case of facilities which have not been completed prior to
the close of a taxable year for which a deduction may be claimed under
the Tax Law, a temporary certificate of compliance may be issued if the
commissioner or his representative is satisfied, on the basis of the
construction which has taken place, that such facilities, when
completed, will be in compliance with the provisions of titles 1 to 11,
inclusive, and title 19 of article 17, article 19, and title 1 of
article 27 of this chapter; of the Public Health Law; of the state
sanitary code, and codes, rules, regulations, permits or orders issued
pursuant thereto. Such a temporary certificate shall apply only to
expenditures made in the taxable year with respect to which such a
certificate is issued.
3. The certificate of compliance may be revoked by the commissioner,
after providing an opportunity to be heard, upon a determination that
the facility to which it was applicable either is not, or has not been,
in compliance with applicable provisions of this chapter, the state
sanitary code or codes, rules, regulations, permits or orders issued
pursuant thereto. Upon revocation, the commissioner shall notify the
State Tax Commission.
Operating permit program for sources subject to federal Clean
Air Act.
1. The department shall establish an operating permit program for
sources subject to Title V of the Act. Upon approval of such program by
the administrator, the following sources of regulated air contaminants,
hereinafter referred to as "sources", shall obtain an operating permit
pursuant to this section:
a. major stationary sources;
b. any source, including an area source, subject to a standard,
limitation or other requirement under section 7412 of the Act, except
that a source is not required to obtain an operating permit pursuant to
this section solely because it is subject to regulation under section
7412(r) of the Act;
c. sources subject to a standard, limitation or other requirement
under section 7411 of the Act;
d. affected sources pursuant to Title IV of the Act; and
e. any source in a source category designated by the commissioner in
regulation, which shall be the same as the list of sources promulgated
by the administrator pursuant to the Act.
2. In implementing this section, the department shall:
a. review and revise, as necessary to be consistent with the Act and
other applicable federal and state laws, existing regulations to provide
for adequate, streamlined and reasonable procedures for processing
permit applications, for public notice and participation, including
offering an opportunity for public comment and hearing, and for
expeditious review of permit actions, including applications, renewals
and revisions;
b. notwithstanding the provisions of paragraph i of this subdivision,
establish regulations for a phased schedule for acting on complete
permit applications. Such schedule shall ensure that at least one-third
of such permits shall be acted upon by the department annually over a
period of three years after the administrator approves the operating
permit program;
c. promulgate regulations, consistent with the Act and other
applicable federal and state laws, for expeditiously determining whether
an application for a permit is complete. Such regulations shall specify
that, in order to be deemed complete, an application shall include:
(i) source identification information;
(ii) a description of the source's processes and products by Standard
Industrial Classification Code, including any associated with alternate
scenarios identified by the source;
(iii) an identification and description of emissions and emission
points, including rates of such emissions in sufficient detail to
establish the basis for the fees and applicability of requirements of
the Act;
(iv) an identification of pollution control activities and compliance
monitoring devices or activities;
(v) any limitations on operations or any work practice standards;
(vi) any calculations on which the information provided to the
department is based;
(vii) citation and description of all applicable requirements in state
and federal law;
(viii) a description of or reference to any applicable test method for
determining compliance with applicable requirements;
(ix) information determined necessary by the department to define
alternative operating scenarios identified by the permit applicant;
(x) compliance plans;
(xi) schedules of compliance;
(xii) schedules for submission of certified progress reports;
(xiii) a compliance certification;
(xiv) completed forms as required under Title IV of the Act;
(xv) certification by a responsible official that the information
submitted is true, accurate and complete; and
(xvi) any other information required by the Act or other applicable
federal or state laws and implementing regulations. Provided, however,
that applications for permit revisions need contain such information
only to the extent required by the Act or regulations promulgated
thereunder.
d. determine, consistent with subdivision 3 of section 70-0117 of this
chapter, whether an application is complete within sixty days of
receipt, provided that if the department does not make such
determination within sixty days, the application is deemed complete. If
the department deems the application to be incomplete, the department
must, consistent with subdivision 1 of section 70-0109 of this chapter,
provide a written explanation of any deficiencies found in the
application;
e. provide for issuance, after notice and opportunity for public
comment, of a general permit covering numerous similar sources for
purposes of complying with Title V of the Act or this article. Such
regulations shall ensure that the general permit complies with all
requirements applicable under the Act and this chapter and identified
criteria by which sources may qualify for such general permit.
Notwithstanding subdivision five of this section, the source shall be
subject to enforcement action for operation without a permit if the
source is determined not to qualify for the conditions and terms of the
general permit. Such regulations shall require that any source proposing
to operate pursuant to a general permit shall request such permit in
writing, and the department shall respond to such request in writing
within sixty days;
f. provide that a single permit will be issued for each source, except
upon request of a source. In no case shall the determination of whether
a source is subject to the requirement to obtain an operating permit
pursuant to this section be affected by the application for or issuance
of more than one operating permit for that source. In no case shall a
source which has been issued multiple permits be allowed to make minor
modifications which, in the aggregate, would be a significant
modification if the source had been issued a single permit, unless such
source complies with all of the requirements for a significant
modification;
g. provide for issuance of a single permit authorizing emissions from
similar operations at multiple temporary locations, provided that such
permit shall not be issued unless it includes conditions that will
ensure compliance with the requirements of this chapter and the Act at
all authorized locations and unless it requires the owner or operator to
notify the department in advance of each change in location;
h. establish provisions for notifying each state which is within fifty
miles of a source that has submitted an application for an operating
permit. Such notifications shall be consistent with section 7661d of the
Act and Article 70 of this chapter and the state administrative
procedure act;
i. take final action on a permit application within eighteen months
after the date of receipt of a complete application. Notwithstanding any
other provision of law, in the event the department fails to act on a
complete permit application or a complete permit renewal application
within eighteen months, such failure shall be treated as a final agency
action solely for the purpose of judicial review; and
j. require revisions to a permit to incorporate applicable
requirements under the Act or state law if the remaining permit term is
three years or more. If the permit term is three years or more or if the
permit has been extended pursuant to paragraph b of subdivision five of
this section, such revision shall be completed not later than eighteen
months after promulgation of the applicable requirement.
k. provide an exemption from regulation with respect to volatile
organic compounds for any bakery facility which (i) derives at least
fifty percent of its revenues from retail sales on premises, or (ii)
utilizes only batch ovens in its baking process. A "batch oven" shall be
defined as a non-conveyor belt oven operating on a single baking cycle
in which a determinate amount of product is cooked at one baking.
3. Operating permits issued pursuant to this section shall include the
following conditions:
a. emissions limitations or standards including standards established
by the Act and this article, and references to the origin of and
authority for each term and condition;
b. provisions for a fixed permit term, not to exceed five years,
unless a shorter term is requested by the source or the department
determines a shorter term is appropriate, except if a different term is
required to comply with the Act;
c. provisions for detailed monitoring, recordkeeping and reporting,
including requirements that records be kept for five years, and that
monitoring records be submitted to the department at least every six
months, provided, however, that, unless required by the Act, continuous
emissions monitoring need not be required if alternative methods are
available that provide sufficiently reliable and timely information for
determining compliance;
d. A prohibition on emissions in excess of any allowances held by an
affected source under Title IV of the Act;
e. terms and conditions, if requested by the source, for the trading
of emissions increases and decreases within a facility, to the extent
applicable requirements provide for such trading;
f. provisions for alternative operating scenarios where a source
identifies such scenarios in its permit application for department
approval, and where such scenarios are approved by the department;
g. provisions for emergencies beyond the control of the source;
notwithstanding section 71-2109 of this chapter, an "emergency" shall
mean any situation arising from sudden and reasonably unforeseeable
events beyond the control of the source, which situation requires
immediate corrective action to restore normal operation and which causes
the source to exceed a technology-based emission limitation under the
permit, due to unavoidable increases in emissions attributable to the
emergency. An emergency shall not include noncompliance to the extent
caused by improperly designed equipment, lack of preventative
maintenance, careless or improper operation, or operator error;
h. identification of the terms of the permit that are federally
enforceable;
i. provisions for inspection, entry, monitoring, compliance
certification and reporting to assure compliance with the permit terms
and conditions;
j. unless inconsistent with the Act, provisions for confidentiality of
proprietary information pursuant to subdivision two of section
eighty-seven of the public officers law, and regulations promulgated
thereunder;
k. provisions to allow an existing source to voluntarily make early
reduction(s) in hazardous air pollutants, pursuant to section 7412(I)
(5) of the Act, and provisions to establish emissions standards for
hazardous air pollutants on a case-by-case basis pursuant to section
7412(d), (g) and (j) of the Act in the event the administrator fails to
meet the deadlines established pursuant to section 7412(e) of the Act
for the promulgation of such standards applicable to a source or source
category;
l. provisions that no existing source that has installed best
available control technology (as defined in section 7479(3) of the Act),
or technology required to meet a lowest achievable emission rate (as
defined in section 7501 of the Act), prior to the promulgation of a
standard applicable to such source under section 7412(d) and (j) for the
same pollutant (or stream of pollutants) shall be required to comply
with such standard under this section until the date five years after
the date on which such installation or reduction has been achieved, as
determined by the department;
m. provision for a severability clause to ensure the continued
validity of the various permit conditions in the event of a challenge to
any portion of a permit;
n. provisions to allow that, for any performance or emission standard
or other requirement established for a source prior to the issuance of
an operating permit, such permit may contain a compliance schedule
requiring the source to achieve compliance as soon as practicable but
not later than the time required by the Act or this article or
regulations promulgated thereunder;
o. provisions requiring compliance with all conditions of the permit,
and requiring that noncompliance be grounds for enforcement action; for
permit termination, revocation and reissuance, or revision; or for
denial of a permit renewal application;
p. provisions allowing for changes within a source without requiring a
permit revision provided that such changes are not modifications under
Title I of the Act and the changes do not exceed the emissions allowable
under the permit; provided, however, that the source must provide the
department with written notification at least seven days in advance of
the proposed changes;
q. provisions specifying the conditions under which the permit may be
reopened and revised prior to the expiration, as prescribed by
regulation, and providing that reopenings shall not be initiated before
a notice of such intent is provided to the source by the department at
least thirty days in advance of the date that the permit is to be
reopened, except that the department may provide a shorter time period
in the case of an emergency; and
r. other conditions necessary to assure compliance with the Act and
other applicable federal and state laws and implementing regulations.
4. a. The department shall provide adequate, streamlined, and
reasonable procedures for expeditiously processing applications for
minor permit modifications, as defined in regulations. Minor
modifications may include those that:
(i) do not violate any applicable requirement of this article or the
Act;
(ii) do not involve significant changes to existing monitoring,
reporting, or recordkeeping requirements in the permit;
(iii) do not require or change a case-by-case determination of an
emission limitation or standard, or a source specific determination for
temporary sources of ambient impacts, or a visibility or increment
analysis;
(iv) do not seek to establish or change a permit term or condition for
which there is no corresponding underlying applicable requirement and
that the source has assumed to avoid an applicable requirement to which
the source would otherwise be subject to, including but not limited to
federally enforceable emissions caps assumed to avoid classification as
a modification under any provision of Title I or emissions limitations
approved pursuant to section 7412(i)(5) of the Act; or
(v) do not constitute a modification under Title I of the Act.
b. Upon application by a source for a minor permit modification, the
department shall determine whether such application is complete within
fifteen days after receipt of such application and whether such proposed
modification is minor within twenty-five days after receipt of such
application. The department may require public notice of such
application and the department's determination of whether the
modification is minor. If such modification is deemed minor, the source
may proceed with the modification. The department shall approve or deny
a minor permit modification within ninety days of the receipt of an
application under this subdivision or fifteen days after the end of the
administrator's forty-five day review period pursuant to section
7661d(b)(1) of the Act, whichever is later, unless such modification is
treated as a new application. The provisions of subdivision five of this
section are not applicable to minor modifications until the source
receives the final approval from the department.
5. a. The department shall include in a permit issued pursuant to this
section a provision stating that compliance with the conditions of the
permit shall be deemed compliance with the applicable requirements of
the Act as of the date of permit issuance, provided that:
(i) such applicable requirements are specifically identified in the
permit; or
(ii) the department, in acting on the permit application or revision,
determines in writing that other requirements specifically identified
are not applicable to the source, and the permit includes the
determination or a concise summary thereof. Provided further that
nothing herein shall preclude the department from revising or revoking
the permit pursuant to article seventy of this chapter or from
exercising its summary abatement authority under sections 71-0301 or
71-1719 of this chapter.
b. Consistent with section four hundred one of the state
administrative procedure act, the terms and conditions of a permit are
automatically continued pending final determination by the department on
a request for renewal or initial application for an operating permit,
provided a permittee has made a timely and complete application and paid
the fees pursuant to section 72-0303 of this chapter.
Power plant emissions and performance standards.
1. Definitions. As used in this section:
a. "Mercury" means elemental, oxidized, and particle-bound mercury in
source emissions.
b. "Major electric generating facility" means any electricity
generating facility with a nameplate capacity of twenty-five thousand
kilowatts or more.
2. Any major electric generating facility shall demonstrate compliance
with all applicable emission requirements established by the department
for the purpose of complying with all state and federal air quality
requirements, including requirements for Sulfur Dioxide, Nitrogen
Oxides, Mercury, Carbon Dioxide and particulate matter of less than 2.5
microns. Such facility must also comply with other applicable department
air quality requirements relating to offsetting of emissions.
3. No later than twelve months after the effective date of this
section, the commissioner shall promulgate rules and regulations
targeting reductions in emissions of carbon dioxide that would apply to
major electric generating facilities that commenced construction after
the effective date of the regulations.
Small business stationary source technical and environmental
compliance assistance program.
1. The commissioner is hereby authorized and directed to establish,
develop and implement a small business stationary source technical and
environmental compliance assistance program for those categories of
sources of air contamination identified in section 7661f(c) of the Act
or any other category of source the commissioner deems appropriate. The
commissioner, after consultation with the administrator of the United
States environmental protection agency, the administrator of the United
States small business administration, the small business stationary
source compliance advisory panel and the small business stationary
source ombudsman created pursuant to section one hundred thirty-seven of
the economic development law, and after providing notice and opportunity
for public hearing, may exclude from the program any category or
subcategory of sources identified in section 7661f(c) of the Act that
the commissioner determines to have sufficient technical and financial
capabilities to meet the requirements of the Act without such
assistance. The department may designate eligibility for assistance
based on whether the stationary source has sufficient technical and
financial capabilities to comply with federal and state law without such
assistance. Such program shall include:
a. the development, collection and coordination of information
concerning compliance methods and technologies for stationary sources of
air pollution, and programs to encourage lawful cooperation among such
sources and other persons to further comply with the provisions of this
article;
b. adequate mechanisms for assisting small business stationary sources
with pollution prevention and accidental release detection and
prevention, including providing information concerning alternative
technologies, process changes and products and methods of operation that
help reduce air pollution;
c. the provision of assistance for small business stationary sources
in: (i) determining applicable requirements of the Act and this article
and rules and regulations promulgated pursuant thereto; and (ii)
submitting complete permit applications consistent with the provisions
of section 19-0311 of this title, and receiving permits issued by the
department in a timely and efficient manner;
d. adequate mechanisms to assure that small business stationary
sources receive notice of their rights under the Act and this article
and rules and regulations promulgated pursuant thereto in such a manner
and form as to assure reasonably adequate time for such sources to
evaluate compliance methods and any relevant or applicable proposed or
final regulation or standard or state implementation plan revision
issued pursuant to the Act;
e. adequate mechanisms for informing small business stationary sources
of their obligations under this article and the Act, including
establishing mechanisms for referring these sources to qualified
auditors, or at the department's option upon the request of the small
business stationary source, for providing audits of the operations of
such sources to determine compliance with the Act and this article and
rules and regulations promulgated pursuant thereto;
f. procedures for consideration of, and response to, requests from
small business stationary sources for technical and environmental
compliance assistance including, but not limited to: (i) assistance in
the modification of any work practice and the identification of
affordable alternative technologies or technological improvements to
achieve compliance with or to establish compliance procedures pursuant
to the Act or this article and rules and regulations promulgated
pursuant thereto; (ii) the establishment of a schedule of milestones for
implementing such work practice or method of compliance preceding any
applicable compliance date, based on the technology and financial
capability of such small business stationary source; and (iii) on-site
consultations, if requested by a small business stationary source,
regarding achievement of compliance. No modification may be recommended
unless it is in compliance with the applicable requirements of the Act,
including applicable requirements of the state implementation plan.
Where applicable requirements are set forth in federal or state
regulations, only those modifications authorized in such regulations may
be made;
g. procedures for soliciting input from and exchanging information
with the small business stationary source ombudsman created pursuant to
section one hundred thirty-seven of the economic development law,
regarding compliance requirements for small business stationary sources;
h. adequate mechanisms for the collection and dissemination of
information to small business stationary sources, including: (i) the
development of small business stationary source guidance manuals
indicating the categories of small businesses subject to the
requirements of this article and the Act, specific compliance
requirements and options, a schedule of compliance deadlines and other
pertinent information; and (ii) the establishment of a toll-free
telephone number dedicated to answering questions involving small
business stationary source compliance;
i. procedures for assuring the confidentiality of information received
from small business stationary sources;
j. the identification of individuals and firms with a distinctive
competence in areas related to business compliance with environmental
laws, rules and regulations, and a demonstrated ability to serve small
businesses, for the purpose of referring small business stationary
sources with identified needs to consultants with relevant expertise;
and
k. the provision of information on state-sponsored programs offering
financial or technical assistance and on funding available from private
lenders to stationary sources and aid such sources in applying for
financial assistance or funding.
2. In developing the small business stationary source technical and
environmental compliance assistance program the department may contract
with either the environmental facilities corporation or any other person
the commissioner deems appropriate to carry out any or all of the
provisions of this section.
3. In developing and implementing the small business stationary source
technical and environmental compliance assistance program as required
pursuant to subdivision one of this section, the department shall
consult with the small business stationary source compliance advisory
panel as created pursuant to section 19-0315 of this title and the small
business stationary source ombudsman as created pursuant to section one
hundred thirty-seven of the economic development law.
4. The provisions of article six of the public officers law shall not
apply to records containing information supplied by small business
stationary sources to the environmental facilities corporation pursuant
to this section.
Small business stationary source compliance advisory panel.
1. There is hereby established a small business stationary source
compliance advisory panel which shall have the responsibility to:
a. provide guidance to the department on the development of the small
business stationary source technical and environmental compliance
assistance program;
b. render advisory opinions concerning the effectiveness of the small
business stationary source technical and environmental compliance
assistance program, including the adequacy of funding available to the
program, difficulties encountered, and degree and severity of
enforcement;
c. make periodic reports to the commissioner and the administrator of
the United States environmental protection agency concerning the
compliance of the small business stationary source technical and
environmental compliance assistance program with the requirements of the
federal paperwork reduction act, 42 U.S.C. § 3501 et seq.; the
regulatory flexibility act, 42 U.S.C. § 601 et seq.; and the equal
access to justice act, 5 U.S.C. § 504;
d. review information for small business stationary sources to assure
that such information is understandable by the layperson;
e. review and advise the department on the development of rules and
regulations, the state implementation plan as it affects small business
stationary sources, and other programs affecting small business
stationary sources implemented by the department pursuant to the Act;
and
f. make recommendations for the development of programs to further
assist small business stationary sources, including technical and
financial assistance programs.
2. The small business stationary source compliance advisory panel
shall consist of nine members who shall be appointed no later than
November fifteenth, nineteen hundred ninety-three. The panel shall
consist of:
a. two persons, who are not owners or representatives of owners of
small business stationary sources, selected by the governor to represent
the general public;
b. six persons who are owners or who represent owners of small
business stationary sources, two selected by the president pro tem of
the senate, two selected by the speaker of the assembly, one selected by
the minority leader of the senate and one selected by the minority
leader of the assembly; and
c. one person selected by the commissioner to represent the
department.
3. The panel shall meet at least quarterly and shall designate one of
its members, other than the commissioner's representative, to serve as
chairperson. Members of the panel shall serve for terms of three years
from the date of their appointment, except that the members appointed by
the commissioner shall serve at the pleasure of the commissioner.
Members shall serve without compensation, except that they shall be
allowed their actual and necessary expenses incurred in the performance
of their duties pursuant to this section.
4. The department or its designee shall serve as the secretariat for
the panel for development and dissemination of reports and advisory
opinions.
Air program evaluation.
Within eighteen months after the effective date of this section, and
biennially thereafter, the department shall, in coordination with the
department of economic development, prepare and submit to the governor
and the legislature a report evaluating the programs proposed or adopted
to implement the Act. The evaluation shall include:
1. an identification of the specific measures taken to implement the
Act, and progress made toward meeting emission reductions required by
the Act;
2. recommendations on any additional measures which must be taken if
the state is not meeting emission reductions required by the Act;
3. an evaluation of the resources available to implement the programs
required by the Act and whether those resources are sufficient;
4. an analysis of the costs of measures taken to implement the Act,
including costs imposed directly and indirectly on mobile sources,
stationary sources, consumers and businesses. The analysis shall also
identify the benefits of compliance with the Act;
5. an analysis of the adequacy of measures taken to assist small
business stationary sources in complying with the Act;
6. an identification and status of any non-compliance notifications
received from the United States environmental protection agency;
7. a summary of any significant new regulations or guidance prepared
by the United States environmental protection agency; and
8. an identification of any regulation or guidance expected from the
United States environmental protection agency necessary for the state to
implement provisions of the Act, and the effect of any past due rule or
guidance on the state's compliance efforts.
Centrally fueled fleet program.
1. The department shall develop a centrally fueled fleet program for
light duty and heavy duty vehicles, as specified in subdivision (b) of
section 7586 of the Act, unless the department has adopted a substitute
program or programs for the centrally fueled fleet program, provided
that the substitute program meets the criteria set forth in section
7511a(c)(4)(B) of the Act for administrator approval of such program.
2. Such centrally fueled fleet program shall be developed in
consultation with fleet operators, vehicle manufacturers, fuel producers
and distributors, and other interested parties taking into account
operational range, specialty uses, vehicle and fuel availability, costs,
safety, resale value of vehicles and equipment and other relevant
factors.
3. Such centrally fueled fleet program shall contain provisions
requiring that at least a specified percentage of all new covered fleet
vehicles in model year nineteen hundred ninety-eight and thereafter
purchased by each covered fleet operator shall be clean fuel vehicles
and shall use clean alternative fuels when operating in the covered
areas. For the applicable model years (MY) and vehicle types the
specified percentages shall be no less than the percentages specified in
the following table:
CLEAN FUEL VEHICLE PHASE-IN REQUIREMENTS FOR FLEETS
Vehicle Type
MY1998 MY1999 MY2000
Light-duty trucks up to 6000 lbs.
GVWR & light-duty vehicles .................. 30% 50% 70%
Heavy-duty trucks above
8,500 lbs. GVWR ............................. 50% 50% 50%
4. Such centrally fueled fleet program shall also provide that the
choice of clean fueled vehicles and clean alternative fuels shall be
made by the covered fleet operator subject to the requirements of this
section.
5. Such centrally fueled fleet program shall require fuel providers to
make clean alternative fuel available to covered fleet operators at
locations at which covered fleets are centrally fueled.
Emissions inspections of heavy duty vehicles.
1. When used in this section:
a. "Heavy duty vehicle" means any vehicle powered by diesel fuel and
having a gross vehicle weight of greater than eight thousand five
hundred pounds, except that those vehicles defined in sections one
hundred one, subparagraph two of paragraph E and subparagraph (a) of
paragraph F of subdivision seven of section four hundred one of the
vehicle and traffic law, and vehicles specified in subdivision thirteen
of section four hundred one of the vehicle and traffic law, and farm
type tractors and all terrain type vehicles used exclusively for
agricultural or mowing purposes, or for snow plowing, other than for
hire, farm equipment, including self-propelled machines used exclusively
in growing, harvesting or handling farm produce, and self-propelled
caterpillar or crawler-type equipment while being operated on the
contract site, and timber harvesting equipment such as harvesters, wood
chippers, forwarders, log skidders, and other processing equipment used
exclusively off highway for timber harvesting and logging purposes,
shall not be deemed heavy duty vehicles for purposes of this section.
b. "Roadside program" means a roadside examination program conducted
pursuant to the heavy duty vehicle emissions reduction act for the
inspection of emissions and emission control equipment, at any public or
quasi-public location as designated by the commissioner of
transportation with the concurrence of the department and, where
appropriate, the New York state thruway authority.
c. "Annual inspection program" means a program in which heavy duty
vehicles registered or required to be registered in counties in the
state designated as being in serious, severe or extreme non-attainment
of the National Ambient Air Quality Standard for ozone pursuant to the
1990 amendments of the federal Clean Air Act (42 U.S.C. 7511) are
annually inspected in accordance with this article.
2. The department, jointly with the departments of motor vehicles and
transportation, shall develop a program for the inspection of emissions
from heavy duty vehicles. Such inspection program shall consist of an
annual inspection program and a roadside program. The annual inspection
program developed in accordance with this section shall be limited to
heavy duty vehicles registered or required to be registered in counties
in the state designated as being in serious, severe or extreme
non-attainment of the National Ambient Air Quality Standard for ozone
pursuant to the 1990 amendments of the federal Clean Air Act (42 U.S.C.
7511). Under no circumstances shall such program require heavy duty
vehicles to meet emission standards more stringent than the new vehicle
emission standards to which such vehicles were certified pursuant to the
federal Clean Air Act. The department shall, with the department of
transportation and, where appropriate, the New York state thruway
authority, jointly develop criteria for roadside program site selection
and procedures for the control of traffic and operation of such sites.
3. The department, jointly with the departments of motor vehicles and
transportation, shall adopt rules and regulations establishing test
standards, method, and equipment for the period of effectiveness of this
section. The department shall adopt such rules and regulations and
implement such program by June first, nineteen hundred ninety-nine. The
department shall consider establishing a hardship waiver based on an
evaluation of fleet size and cost of effective repair, and shall
consider exempting from the roadside inspection vehicles that
successfully pass an annual inspection as approved by the commissioner.
4. Notwithstanding the provisions of title twenty-one of article
seventy-one of this chapter, operation of a heavy duty vehicle which,
when tested, exceeds emission levels set forth in regulations
promulgated pursuant to this section shall be a violation, and the
following penalties shall apply to any violation found as a result of
roadside emissions inspections:
a. First violation: $ 700.00
Second and subsequent violations: $1300.00.
b. The penalties set forth in paragraph a of this subdivision shall be
reduced to one hundred fifty dollars for the first violation and five
hundred dollars for the second and subsequent violations by the court or
administrative tribunal before which the summons or appearance ticket is
returnable if the violation set forth in the summons or appearance
ticket is corrected not later than thirty days after the issuance of the
summons or appearance ticket and proof of such correction, as defined in
paragraph c of this subdivision, is submitted to the court or
administrative tribunal. The penalties described in this section shall
not apply to vehicles defined by section one hundred forty-two of the
vehicle and traffic law or owned by a county, town, city, or village for
a first violation provided the vehicle is repaired within thirty days of
ticket issuance.
c. Acceptable proof of repair or adjustment shall be submitted to the
court or administrative tribunal on or before the return date of the
summons or appearance ticket in a form and manner prescribed by
regulations adopted pursuant to this section.
5. Notwithstanding the provisions of title twenty-one of article
seventy-one of this chapter, operation of any heavy duty vehicle
registered or required to be registered in this state without a
certificate of inspection resulting from an annual inspection as
required by regulations adopted pursuant to this section shall be a
violation, and the following violation structure shall apply to such
violations:
a. First violation: $ 700.00
Second and subsequent violations: $1300.00.
b. The penalties defined in paragraph a of this subdivision shall be
reduced to three hundred fifty dollars for the first violation and seven
hundred fifty dollars for second and subsequent violations, provided
that the vehicle in question bears a certificate which was valid within
the last thirty days. The penalties described in this section shall not
apply to vehicles defined by section one hundred forty-two or owned by a
county, town, city, or village of the vehicle and traffic law for a
first violation provided the vehicle is repaired within thirty days of
ticket issuance.
6. Vehicles found in violation of applicable emission standards
implemented pursuant to this program shall not be subject to impoundment
or otherwise prevented from engaging in commerce as a result of this
program.
6-a. Notwithstanding the provisions of this section, no penalty shall
be imposed pursuant to this section where the operator of such vehicle
has been convicted of the same violation arising from the same incident
pursuant to section three hundred one-b of the vehicle and traffic law.
7. The department shall, to the extent practicable, coordinate with
appropriate agencies in the states in the northeast ozone transport
region and which have proposed or adopted heavy duty emission inspection
programs to promote regional consistency in such programs.
Permits to construct and operate certain municipally
sponsored major facilities.
1. For the purposes of this section only:
a. "Major facility" means an air contamination source which directly
emits, or has the potential to emit, twenty-five tons per year of either
oxides of nitrogen or volatile organic compounds.
b. "Municipally sponsored facility" means a facility for which a city
with a population of one million or more or a political subdivision or
agency thereof was an applicant or co-applicant as of November
fifteenth, nineteen hundred ninety-two.
c. "Emission offset" means an emission reduction credit, as
established by the commissioner, required to be obtained from a severe
nonattainment area by an air contamination source prior to the issuance
of a permit to construct, at a ratio of 1.3 tons of reductions for each
ton of new emissions of oxides of nitrogen and volatile organic
compounds; provided that the emission offset requirement for oxides of
nitrogen may be met by oxides of nitrogen or an equivalent number of
tons of volatile organic compounds.
2. The provisions of this section shall apply only to permits to
construct and operate issued on or after November fifteenth, nineteen
hundred ninety-two for a municipally sponsored major facility located in
a city with a population of more than one million for which the permit
application was deemed complete by the department before November
fifteenth, nineteen hundred ninety-two.
3. No permit to construct shall be issued or shall be valid for a new
or modified major facility until after the applicant has obtained
emission offsets for such facility. For purposes of this section, in
addition to any other available emission offsets, emission reductions
from the following sources shall be eligible as emission offsets:
a. emission reductions that result from the closure or modification of
any solid waste incineration facilities within such city which were
operating in nineteen hundred ninety-one; and
b. emission reductions that result from the cessation of operation,
removal or sealing of any refuse burning equipment in such city pursuant
to any local law which took effect in nineteen hundred ninety-three.
Provided, that the commissioner shall have authority to establish the
amount of credit attributed to any emission reduction used to create an
emission offset to satisfy the requirements of this section.
4. Prior to the operation of a facility which as been issued a permit
to which subdivision three of this section applies, such city shall
conduct a base-line health study on a statistically representative
sample of residents within the areas most affected by the facility. No
later than one hundred eighty days after the commencement of operation
of such facility, the city shall, in conjunction with the department,
conduct stack tests of the facility and assess the health risks from
expose to such emissions; such stack tests shall be performed in
accordance with the department's rules and the results of such
assessment shall be delivered to the department within thirty days after
completion of the health risk assessment report for appropriate action.
After operation of such facility is commenced, such city shall implement
a follow-up health study that monitors on a regular basis the health
impacts from such facility with an emphasis on at-risk populations. Such
study and monitoring shall be conducted in consultation with an advisory
committee appointed by the commissioner of health which shall include
representatives of the parties to the permit proceeding for such
facility. Such study and monitoring shall be designed to avoid
duplication of efforts otherwise required by permit or by law.
5. Notwithstanding the provisions of subdivision two of this section,
any action deemed to have a significant impact on the environment
pursuant to article eight of this chapter, if such action involves a
municipally sponsored facility within a three-mile radius of a permitted
facility for which emission offsets were required pursuant to this
section, shall require an environmental impact statement which shall
include an analysis of the cumulative air impacts of such action in
conjunction with other actions involving facilities that have been
constructed or are planned within such three-mile radius.
Use of ultra low sulfur diesel fuel and best available
technology by the state.
1. As used in this section, the terms:
a. "Ultra low sulfur diesel fuel" means diesel fuel having sulfur
content of 0.0015 per cent of sulfur or less.
b. "Heavy duty vehicle" or "vehicle" means any on and off-road vehicle
powered by diesel fuel and having a gross vehicle weight of greater than
8,500 pounds, except that those vehicles defined in section 101 of the
vehicle and traffic law, paragraph 2 of schedule E and paragraph (a) of
schedule F of subdivision 7 of section 401 of such law, and vehicles
specified in subdivision 13 of section 401 of such law, and farm type
tractors and all terrain type vehicles used exclusively for agricultural
or mowing purposes, or for snow plowing, other than for hire, farm
equipment, including self-propelled machines used exclusively in
growing, harvesting or handling farm produce, and self-propelled
caterpillar or crawler-type equipment while being operated on the
contract site, and timber harvesting equipment such as harvesters, wood
chippers, forwarders, log skidders, and other processing equipment used
exclusively off highway for timber harvesting and logging purposes,
shall not be deemed heavy duty vehicles for purposes of this section.
This term shall not include vehicles that are specially equipped for
emergency response by the department, office of emergency management,
sheriff's office of the department of finance, police department or fire
department.
c. "Best available retrofit technology" means technology, verified by
the United States environmental protection agency for reducing the
emission of pollutants that achieves reductions in particulate matter
emissions at the highest classification level for diesel emission
control strategies that is applicable to the particular engine and
application. Such technology shall also, at a reasonable cost, achieve
the greatest reduction in emissions of nitrogen oxides at such
particulate matter reduction level and shall in no event result in a net
increase in the emissions of either particulate matter or nitrogen
oxides.
d. "Reasonable cost" means that such technology does not cost greater
than 30 percent more than other technology applicable to the particular
engine and application that falls within the same classification level
for diesel emission control strategies, as set forth in paragraph c of
this subdivision, when considering the cost of the strategies,
themselves, and the cost of installation.
2. Any diesel powered heavy duty vehicle that is owned by, operated by
or on behalf of, or leased by a state agency and state and regional
public authority shall be powered by ultra low sulfur diesel fuel.
3. Any diesel powered heavy duty vehicle that is owned by, operated by
or on behalf of, or leased by a state agency and state and regional
public authority with more than half of its governing body appointed by
the governor shall utilize the best available retrofit technology for
reducing the emission of pollutants. The commissioner shall promulgate
regulations for the implementation of this subdivision specifying that
all vehicles covered by this subdivision shall have best available
retrofit technology on or before December 31, 2019.
This subdivision shall not apply to any vehicle subject to a lease or
public works contract entered into or renewed prior to the effective
date of this section.
4. In addition to other provisions for regulations in this section,
the commissioner shall promulgate regulations as necessary and
appropriate to carry out the provisions of this act including but not
limited to provision for waivers upon written finding by the
commissioner that (a) best available retrofit technology for reducing
the emissions of pollutants as required by subdivision 3 of this section
is not available for a particular vehicle or class of vehicles and (b)
that ultra low sulfur diesel fuel is not available.
5. In addition to any waiver which may be issued pursuant to
subdivision four of this section, the department shall issue a waiver to
a state agency, a state or regional public authority, or a person
operating any diesel-powered heavy duty vehicle on behalf of a state
agency, state or regional public authority, upon a request in a form
acceptable to the department for a waiver from the provisions of
subdivision three of this section for a vehicle engine provided that
such vehicle engine will cease to be used in the state on or before
December thirty-first, two thousand twenty. Any waiver issued pursuant
to this subdivision shall expire when a state agency, a state or
regional public authority, or a person operating any diesel-powered
heavy duty vehicle on behalf of a state agency, state or regional public
authority ceases to use the engine in the state but not later than
December thirty-first, two thousand twenty.
6. This section shall not apply where federal law or funding precludes
the state from imposing the requirements of this section.
7. On or before January 1, 2008 and every year thereafter, the
commissioner shall report to the governor and legislature on the use of
ultra low sulfur diesel fuel. On or before January 1, 2020 and every
year thereafter, the commissioner shall include in the report to the
governor and legislature the use of the best available retrofit
technology as required under this section. The information contained in
this report shall include, but not be limited to, for each state agency
and public authority covered by this section: (a) the total number of
diesel fuel-powered motor vehicles owned or operated by such agency and
authority; (b) the number of such motor vehicles that were powered by
ultra low sulfur diesel fuel; (c) the total number of diesel
fuel-powered motor vehicles owned or operated by such agency and
authority having a gross vehicle weight rating of more than 8,500
pounds; (d) the number of such motor vehicles that utilized the best
available retrofit technology, including a breakdown by motor vehicle
model, engine year and the type of technology used for each vehicle; (e)
the number of such motor vehicles that are equipped with an engine
certified to the applicable 2007 United States environmental protection
agency standard for particulate matter as set forth in section 86.007-11
of title 40 of the code of federal regulations or to any subsequent
United States environmental protection agency standard for particulate
matter that is at least as stringent; and (f) all waivers, findings, and
renewals of such findings, which, for each waiver, shall include, but
not be limited to, the quantity of diesel fuel needed to power diesel
fuel-powered motor vehicles owned or operated by such agency and
authority; specific information concerning the availability of ultra low
sulfur diesel fuel.
8. The department shall, to the extent practicable, coordinate with
regions which have proposed or adopted heavy duty emission inspection
programs to promote regional consistency in such programs.
Sulfur reduction requirements.
(1) On or after July first, two thousand twelve, all number two
heating oil sold for use in residential, commercial, or industrial
heating within the state shall not have a sulfur content greater than
fifteen parts per million.
(2) The governor may, by issuing an executive order, temporarily
suspend the applicability of this section at any time based on the
governor's determination, after consulting with the New York energy
research and development authority, that meeting the requirement of
subdivision one of this section is not feasible due to lack of adequate
supply of the required fuel.
Bioheating fuel requirements.
(1) Definitions. For the purpose of this section, the following terms
shall have the following meanings:
(a) "Biodiesel" shall mean a fuel, designated B100, that meets the
requirements of the ASTM international specification D6751.
(b) "Renewable Hydrocarbon Diesel" shall mean a North
American-produced fuel derived from vegetable oils, animal fats, and
other renewable feedstocks that meet the requirements of ASTM
international specification D975. Renewable hydrocarbon shall not
include any fuel from co-processed biomass with a feedstock that is not
biomass.
(c) "Bioheating fuel" shall mean a fuel comprised of biodiesel blended
with petroleum heating oil that meets the requirements of the ASTM
international specification D396, a fuel comprised of
domestically-produced renewable hydrocarbon diesel with petroleum
heating oil that meets the specifications of ASTM international
specification D975, or other specifications as determined by the
commissioner.
(d) "Heating oil" shall mean petroleum oil refined for the purpose of
use as fuel for combustion in a space and/or water heating system that
meets the requirements of the ATSM international specification D396 or
other specifications as determined by the commissioner.
(e) "Feedstock" shall mean soybean oil, oil from annual cover crops,
algal oil, biogenic waste oils, fats or greases, or non-food grade corn
oil, provided that the commissioner may, by rules and regulations,
modify the definition of feedstock based on the vegetable oils, animal
fats or cellulosic biomass listed in table 1 of 40 C.F.R. § 80.1426.
(2) On and after July first, two thousand eighteen, all heating oil
sold for use in any building within the counties of Nassau, Suffolk and
Westchester shall be bioheating fuel that contains at least five percent
biodiesel.
(3) On or after July first, two thousand twenty-two, all heating oil
sold for use in any building within the state shall be bioheating fuel
that contains at least five percent biodiesel.
(4) On or after July first, two thousand twenty-five, all heating oil
sold for use in any building within the state shall be bioheating fuel
that contains at least ten percent biodiesel.
(5) On or after July first, two thousand thirty, all heating oil sold
for use in any building within the state shall be bioheating fuel that
contains at least twenty percent biodiesel.
(6) The minimum content requirements of this section shall not apply
to kerosene.
(7) The governor may, by issuing an executive order, temporarily
suspend the applicability of this section at any time based on the
governor's determination, after consulting with the New York state
energy research and development authority and the department, that
meeting the requirement of subdivision two of this section is not
feasible due to lack of adequate supply of biodiesel or that meeting the
requirement would result in financial hardship to consumers.
(8) The requirements of this section shall not: (a) prohibit the sale
and use of bioheating fuel with the same or any greater percentage of
biodiesel blended with heating oil, or the sale and use of one hundred
percent biodiesel, for space and/or water heating purposes in the state;
and (b) preempt any laws of the city of New York with respect to
mandated percentage levels of biodiesel blends with heating oil provided
that such laws require the same or greater percentage of biodiesel
blended with heating oil as required by this section.
(9) No bioheating fuel shall be sold to a customer that would void the
manufacturer's warranty for that burner or boiler type unless the
bioheat provider warranties in writing to the customer that the use of
such bioheating fuel will be covered to the extent and time limits of
the warranty then covering such burner or boiler.
Ozone non-attainment fee programs.
1. The department may implement new or revise existing regulatory or
permitting fee programs only to the extent necessary to comply with
section 7511d of the Act related to the non-attainment of national
ambient air quality standards.
2. Fees imposed pursuant to subdivision one of this section shall be
calculated in the manner set forth in the Act.
3. The department shall further establish by rule or rules additional
procedures to the extent necessary for assessment of and collection of
such fees that shall ensure sufficient notice, fee amounts and
compliance information are given to affected parties.
4. Moneys received pursuant to this section shall be deposited in the
air quality improvement fund as established in section ninety-nine-rr of
the state finance law.
Certain fuel oil; prohibited.
1. On and after July first, two thousand twenty-three, no fuel oil,
grade number six, as classified by ASTM International D396-15c, shall be
used for the purpose of providing heat for any building or facility in
the state.
2. Nothing in this section shall prevent a municipality from adopting
a law, code, ordinance or regulation which is more stringent than the
requirements of this section.
Moratorium on air permit issuance and renewal.
1. For the period commencing on the effective date of this section and
ending two years after such date, the department, after consultation
with the department of public service, shall not approve a new
application for or issue a new permit pursuant to this article, or
article seventy of this chapter, for an electric generating facility
that utilizes a carbon-based fuel and that provides, in whole or in
part, behind-the-meter electric energy consumed or utilized by
cryptocurrency mining operations that use proof-of-work authentication
methods to validate blockchain transactions.
2. For the period commencing on the effective date of this section and
ending two years after such date, the department shall not approve an
application to renew an existing permit or issue a renewal permit
pursuant to this article for an electric generating facility that
utilizes a carbon-based fuel and that provides, in whole or in part,
behind-the-meter electric energy consumed or utilized by a
cryptocurrency mining operation that uses proof-of-work authentication
methods to validate blockchain transactions if the renewal application
seeks to increase or will allow or result in an increase in the amount
of electric energy consumed or utilized by a cryptocurrency mining
operation that uses proof-of-work authentication methods to validate
blockchain transactions.
TITLE 5 Procedure
Notice of hearing; service of process.
1. Notices of every public hearing held pursuant to the provisions of
this article shall specify the time, date, place and purpose of the
hearing.
2. Service of all processes of the commissioner pursuant to the
provisions of this article, except subpoenas, shall be made in the same
manner as a summons in a civil action or by registered mail upon any
person to whom it is addressed, upon the mayor or counsel of a
municipality or upon an officer of a district, authority, commission,
private corporation or company, as the case may be.
3. Subpoenas issued pursuant to the provisions of this article shall
be served upon a prospective witness personally and at the same time he
shall be paid such fees therefor as may be provided by law.
Complaints; investigation.
In case any written complaint shall be filed with the commissioner and
he shall have cause to believe, or in case the commissioner himself
shall have cause to believe, that any person is violating any code, rule
or regulation, which was promulgated by the department pursuant to this
article, the commissioner shall cause a prompt investigation thereof to
be made.
Notice of violation and public hearing.
Whenever it shall appear to the commissioner that there has been a
violation of any code, rule or regulation of the department promulgated
pursuant to this article, the commissioner shall cause to have issued
and served upon the alleged violator a written notice, which shall
specify the provision of the code, rule or regulation of which such
person is said to be in violation, a statement of the manner in, and of
the extent to which, such person is said to violate it, and the order
which the commissioner proposes to issue, and shall require such person
to answer the charges of such complaint at a public hearing before the
commissioner at a time not less than fifteen days after the date of
notice. The commissioner may modify the proposed order following the
hearing or upon the consent of the alleged violator. The alleged
violator may, at any time, waive such right to a public hearing.
Conduct of hearing.
1. The respondent to such complaint may file a written answer thereto
at least three days prior to the hearing and may appear at such hearing
in person or by representative, with or without counsel, and may submit
testimony, or may do both.
2. The hearing may be held before the commissioner or a representative
designated by the commissioner.
3. The commissioner or his delegate shall have power to subpoena and
compel the attendance of witnesses and the production for examination of
any book or paper relating to the matter under investigation. The
commissioner or his delegate at the request of any respondent to a
complaint made pursuant to this article shall subpoena and compel the
attendance of such witnesses and shall require the production for
examination of any such book or paper relating to the matter under
investigation as the respondent may reasonably designate.
4. In the case of contumacy or refusal to obey a subpoena, the supreme
court shall have jurisdiction upon the application of the commissioner
or his delegate to issue an order requiring such person to appear and
testify or produce evidence as the case may require. Any failure to obey
such an order may be judged by the court as contempt thereof.
5. The testimony taken at the hearing before the commissioner or his
delegate shall be under oath and recorded, stenographically or
otherwise.
Order or determination; burdens of proof.
1. After due consideration of the written and oral statements, the
testimony and arguments that shall be submitted under the provisions of
section 19-0507 or, upon default in appearance of the respondent on the
return day which shall be specified in the notice given as provided in
section 19-0505 the commissioner may issue and enter such final order,
or make such final determination as he shall deem appropriate under the
circumstances, and he shall notify the respondent thereof in writing by
registered mail.
2. Any such order may require immediate cessation of any activity in
contravention of such codes, rules and regulations.
3. In connection with determining the appropriate remedy, the
commissioner shall consider evidence received at such hearing relating
to the adequacy and practicability of various means of complying with
such codes, rules and regulations and the financial ability of the
respondent so to comply. If the commissioner finds that immediate
compliance would be impossible or impracticable either because no
adequate or practical means of compliance is known or because of
financial inability, his order shall establish the reasonable time or
times within which the required steps, both intermediate and final, are
to be taken. The burden of proving impossibility, impracticability or
financial inability shall be upon the person claiming the same.
4. As to all other issues in proceedings before the commissioner or
his designee with respect to any alleged violation of any code, rule or
regulation which shall have been promulgated by the department pursuant
to this article, the burden of proof shall be upon the commissioner.
Review by the courts.
1. Any final order or determination or other final action by the
commissioner and the validity or reasonableness of any code, rule or
regulation promulgated by the department pursuant to this article shall
be subject to review as provided in article 78 of the Civil Practice Law
and Rules.
2. When a review in accordance with article 78 of the Civil Practice
Law and Rules is not maintainable, either because the person aggrieved
was not a party to the original proceedings in which the order or
determination or other action which is sought to be reviewed was made or
taken, or for any other reason, the order or determination of the
commissioner and the validity or reasonableness of any code, rule or
regulation of the department promulgated pursuant to this article may
nevertheless be reviewed as hereinafter provided:
a. Application for relief from any code, rule or regulation of the
department or from any determination or order or other action which
shall have been made or taken by the commissioner or by any person
acting in the name of the department or commissioner shall be made by
special proceeding. The petition shall be verified and shall set forth
the code, rule or regulation or the determination or order or other
action of the department or commissioner or the part thereof which the
petitioner shall claim to be unreasonable or prejudicial to him and
shall specify the grounds therefor. Such petition may be accompanied by
affidavits or other written proof and shall demand the relief to which
the petitioner alleges he is entitled, in the alternative or otherwise.
Such petition may be made by any one or more persons jointly or
severally who shall be aggrieved by any such code, rule or regulation or
any such determination, order or act whether or not such petitioner is
or was a party to the proceeding in which such code, rule or regulation
was adopted by the department or in which such determination or order or
action was made or taken by the commissioner.
b. A proceeding brought under the provisions of this subdivision must
be instituted by service of the petition and notices of application for
relief within two months after the action of the department or
commissioner which is sought to be reviewed shall become final and
binding upon the petitioner or the person whom he represents either in
law or in fact; or, with the permission of the supreme court granted
within two years in case the petitioner or the person whom he
represented at the time such action became final and binding upon the
petitioner or such person was under the age of twenty-one years, or
mentally ill, or imprisoned on a criminal charge, or had been sentenced
for a term of less than life.
c. In all other respects the procedure prescribed in subdivision 1 of
this section shall be applicable to a review provided for in this
subdivision.
TITLE 7 Scope and Construction
Application of article.
The provisions of this article shall apply to all areas of the state.
Existing rights and remedies.
It is the purpose of this article to provide additional and cumulative
remedies to prevent and abate air pollution and air contamination.
Nothing in this article contained shall abridge or alter rights of
action or remedies now or hereafter existing, nor shall any provision of
this article or anything done by virtue of this article be construed as
estopping individuals, counties, cities, towns or villages or the state
from the exercise of their respective rights to suppress nuisances or to
prevent or abate air pollution or air contamination.
Persons other than the state shall not acquire actionable
rights.
The basis for proceedings or other actions that shall result from
violations of any code, rule or regulation which shall be promulgated by
the department pursuant to this article shall inure solely to and shall
be for the benefit of the people of the state generally and it is not
intended to create in any way new or enlarged rights or to enlarge
existing rights. A determination by the commissioner that air pollution
or air contamination exists or that any code, rule or regulation has
been disregarded or violated, whether or not a proceeding or action may
be brought by the state, shall not create by reason thereof any
presumption of law or finding of fact which shall inure to or be for the
benefit of any person other than the state.
Conflicting laws.
This article shall not be construed as repealing any of the laws
relating to air pollution or air contamination which are not by this
article expressly repealed, but it shall be held and construed to be as
ancillary to and supplementing the laws now in force, excepting as they
may be in direct conflict with this article.
Local laws, ordinances and regulations.
Any local laws, ordinances or regulations of any governing body of a
county, city, town or village which are not inconsistent with this
article or with any code, rule or regulation which shall be promulgated
pursuant to this article shall not be superseded by it, and nothing in
this article or in any code, rule or regulation which shall be
promulgated pursuant to this article shall preclude the right of any
governing body of a county, city, town or village to adopt local laws,
ordinances or regulations which are not inconsistent with this article
or with any code, rule or regulation which shall be promulgated pursuant
to this article provided, however, that the exercise of such right by a
county shall relate only to the area thereof outside any city, village
or area of any town outside the village or villages therein during such
time as such city, village or town has local laws, ordinances or
regulations consistent with this article or with any code, rule or
regulation which shall be promulgated pursuant to this article. Any
local laws, ordinances or regulations of a county, city, town or village
which comply with at least the minimum applicable requirements set forth
in any code, rule or regulation promulgated pursuant to this article
shall be deemed consistent with this article or with any such code, rule
or regulation.
Separability clause.
If any clause, sentence, paragraph, section or part of this article
shall be adjudged by any court of competent jurisdiction to be invalid,
the judgment shall not affect, impair or invalidate the remainder of
this article but shall be confined in its operation to the clause,
sentence, paragraph, section or part of this article that shall be
directly involved in the controversy in which such judgment shall have
been rendered.
TITLE 9 State Acid Deposition Control Act
Short title.
This title may be cited as the "State Acid Deposition Control Act".
Definitions.
As used in this title:
1. "Acid deposition" means the wet or dry deposition from the
atmosphere of chemical compounds, usually in the form of rain or snow,
having the potential to form an aqueous compound with a pH level lower
than the level considered normal under natural conditions, or lower than
5.6, whichever is less.
2. "Acid deposition precursor" means sulfur dioxide or oxides of
nitrogen.
3. "Best available control technology" means an emission limitation or
equipment standard based on the maximum degree of reduction which the
department determines is achievable on a case-by-case basis taking into
account energy, economic, environmental and health impacts and other
costs related to the source.
4. "Coal" means bituminous coal, anthracite coal or lignite.
5. "Conversion or modification" means any construction,
reconstruction, addition to or alteration of any facility or stationary
source or other physical changes to allow burning of coal as a boiler
fuel.
6. "Emission" means the release of acid deposition precursors into the
atmosphere from any facility or stationary source.
7. "Environmental threshold value" means a deposition rate, expressed
in kilograms of sulfate per hectare per year, at which no significant
damaging chemical or biological effects of acid deposition have been
reported, and above which there is high probability that such effects
would occur.
8. "Final control target" means a limitation, expressed in terms of
fuel sulfur content or equivalent emissions reductions, that will reduce
the New York state share of total measured or estimated wet sulfate
deposition in sensitive receptor areas by the percentage derived
according to the following formula:
(Total measured or estimated
New York's contribution to wet sulfate deposition) minus
total measured or esti- (Environmental threshold value)
mated wet sulfate deposition, X _______________________________
expressed as a percentage
Total measured or estimated
wet sulfate deposition
9. "Fossil fuel" means coal, petroleum products and fuel gases.
10. "Interim control target" means a limitation, expressed in terms of
fuel sulfur content, that achieves a level of sulfur deposition
reduction that is approximately forty per centum of the final control
target.
11. "Least emissions dispatch" means the utilization of the cleanest
facility or other stationary source on a priority basis so that less
clean facilities or stationary sources are operated at full capacity
only when need arises.
12. "Major steam electric generating facility" or "facility" means a
steam electric generating facility with a generating capacity of fifty
thousand kilowatts or more which burns fossil fuel.
13. "New emission source" means any new facility or stationary source
that will emit acid deposition precursors in excess of one hundred tons
per year, and is granted a permit to construct pursuant to section
19-0305 of this article after January first, nineteen hundred
eighty-seven.
14. "New source performance standard" means a standard developed by
the department which sets limitations for emissions of acid deposition
precursors from new facilities and new stationary sources.
15. "Sensitive receptor areas" means regions of the state,
encompassing geographically significant land areas not wholly contained
within any county, that the department determines to be susceptible to
the impacts of acid deposition based upon:
a. geological information identifying areas incapable of adequately
neutralizing acid deposition;
b. the presence of plant or animal species that are particularly
sensitive to acid deposition;
c. existing acid deposition reports and data prepared by agencies of
the state or of the federal government; or
d. such other information that the department determines to be
indicative of acid sensitivity.
16. "Special limitation" means a special fuel use limitation for a
specific facility, stationary source, or specified area of the state
promulgated by the department in rules and regulations that permits the
sale, offering for sale, purchase and use of oil or coal with a sulfur
content in excess of established sulfur limits, when acceptable
diffusion analyses have demonstrated to the department's satisfaction
that such use would not contribute to the contravention of any
applicable federal ambient air quality standard nor significantly
increase acid deposition at sensitive receptor areas.
17. "Stationary source" means any source other than major steam
electric generating facilities that emits acid deposition precursors in
excess of one hundred tons per year.
Applicability.
The provisions of this title shall apply to:
1. All major steam electric generating facilities in the state; and
2. All stationary sources in the state.
Sulfur deposition control program.
1. No later than January first, nineteen hundred eighty-five, the
department shall:
a. Identify and publish a preliminary list of the sensitive receptor
areas of the state with respect to sulfate deposition.
b. Measure or estimate wet and dry sulfate deposition at each of these
sensitive receptor areas, including:
(i) total sulfate deposition from all sources; and
(ii) total sulfate deposition from instate sources; and
(iii) the ratio of total sulfate deposition from instate sources to
total sulfate deposition from all sources.
c. Identify and publish a preliminary list of environmental threshold
values for each sensitive receptor area.
d. Identify and publish a preliminary list or inventory of all
facilities and stationary sources in the state which emit sulfur
dioxide.
e. Prepare such supporting documentation as the department considers
appropriate.
2. a. Before publishing any preliminary list or report pursuant to
subdivision one of this section, the department shall conduct a review
of all appropriate existing acid deposition reports and data as prepared
by the department, other agencies of the state, agencies of other
states, agencies of the federal government or agencies of foreign
governments. The department shall further review appropriate acid
deposition reports, data, documents, studies, surveys or analyses as
currently exist in the scientific literature.
b. The department shall set forth in writing its presuppositions and
assumptions, mathematical modeling techniques, sampling methodologies,
and analytical protocols, based upon existing scientific knowledge, that
are utilized to derive the preliminary lists and reports required by
this section.
3. Based on the activities listed in subdivisions one and two of this
section, the department shall formulate a preliminary final control
target for each sensitive receptor area, and shall develop a strategy
identifying any emissions reductions for the various facilities and
stationary sources in the state that will be required to meet the
deposition control targets. These targets and strategies, together with
the lists, reports and supporting documentation described in this
section, and together with an analysis of the economic impact of the
implementation of such targets and strategies, shall constitute a
preliminary sulfur deposition control program.
4. a. No later than March first, nineteen hundred eighty-five, the
department shall conduct public hearings in at least three geographic
locations of the state for the purpose of soliciting information and
comments from the public on the preliminary sulfur deposition control
program. Any such public hearings shall comply with the notice
provisions and other procedures in title three and title five of this
article.
b. No later than May first, nineteen hundred eighty-five, and after
due consideration of the hearing record, independent scientific review,
if any, and the considerations listed in section 19-0303 of this
article, the department shall publish the sulfur deposition control
program, hereinafter referred to as the "program". In addition to
publishing the program, the department shall submit copies of such
program to the governor, the temporary president of the senate, the
speaker of the assembly, the chairman of the senate standing committee
on environmental conservation and recreation, and the chairman of the
assembly standing committee on environmental conservation.
c. The program shall be subject to review pursuant to the procedures
in title five of this article.
5. The department shall promulgate such rules and regulations as are
necessary to effectuate the provisions of this section.
6. The department shall publish all preliminary and final lists,
reports, targets and programs required by this section in the state
register and in the environmental notice bulletin.
Interim control target.
1. a. In the absence of a controlling federal statute or program which
the commissioner determines is consistent with the purpose and intent of
this title, the department shall promulgate, no later than January
first, nineteen hundred eighty-six, an interim control target for the
control of sulfate deposition at each sensitive receptor area where the
environmental threshold value is exceeded, and rules and regulations
necessary to implement such targets.
b. Any such interim control target promulgated pursuant to this
section shall take effect on January first, nineteen hundred
eighty-eight, and all facilities and stationary sources shall be in
compliance with the interim control target by such date.
c. In connection with the promulgation of an interim control target,
the department shall prepare an analysis of the economic impact of the
implementation of such target.
2. The department shall not require or prohibit any particular control
technique to achieve any such interim control target, but shall allow
the use of any or all reasonable sulfur dioxide emission control
techniques, including but not limited to:
a. The substitution of lower sulfur content fossil fuels.
b. One or more combinations of blending various sulfur content fossil
fuels.
c. The precombustion cleaning of coal.
d. The conversion or modification of an existing boiler to a boiler
capable of burning a lower-sulfur content coal.
e. The use of best available control technology at the time of
construction, reconstruction or substantial addition to or alteration of
a facility or stationary source.
f. The installation of flue gas desulfurization equipment.
g. The installation of fluidized bed boilers.
h. For persons operating multiple boilers, the coordinated operation
of these boilers to minimize the discharge of sulfur dioxide from them.
i. The use of least emissions dispatch.
j. The decommissioning of a facility or stationary source.
k. The purchasing of electricity or steam from another person, so as
to lessen the operation of a facility or stationary source, provided
such purchase does not contribute to a net increase in acid deposition
in sensitive receptor areas.
l. The implementation of energy conservation measures to lessen the
amount of operation of a facility or stationary source.
Final control target.
1. a. In the absence of a controlling federal statute or program which
the commissioner determines is consistent with the purpose and intent of
this title, the department shall formulate, no later than January first,
nineteen hundred ninety-one, a final control target to bring about
reductions in the state's contribution to the total sulfate deposition
at each sensitive receptor area.
b. As part of such determination, the commissioner shall provide a
written analysis of any actions taken or being contemplated by states
that border on or are to the east of the Mississippi river or by the
Canadian provinces of Ontario or Quebec and the potential or estimated
effect of any such action on acid deposition in sensitive receptor
areas.
c. Any such final control target formulated pursuant to this
subdivision shall be submitted, in the form of legislative
recommendations, to the governor and the legislature.
2. The department shall not adopt or implement the final control
target until such time as further specific statutory authorization shall
have been enacted, except that any such final control target shall
permit the use of all reasonable sulfur dioxide emission control
techniques as identified in subdivision two of section 19-0909 of this
title.
Nitrogen deposition control program.
In the absence of a controlling federal statute or program which the
commissioner determines is consistent with the purpose and intent of
this title, the department shall promulgate, no later that January
first, nineteen hundred eighty-seven, rules and regulations for the
control of emissions of oxides of nitrogen from any new facility or new
stationary source. Such rules and regulations shall provide for the use
of new source performance standards at the time such facility or
stationary source is constructed.
Emission offsets or credits.
For the purposes of determining the attainment of, or compliance with,
the emission controls or reductions required by this article, or any
rules or regulations promulgated thereunder, the department shall allow
offsets of greater emissions of acid deposition precursors from a
facility or stationary source against lower emissions from the same or
another facility or stationary source within the state. Any such offsets
or credits shall be adjusted to reflect the proximity of the subject
facility or stationary source to sensitive receptor areas.
General powers.
1. Nothing in this title shall be construed to require or prohibit the
department from:
a. extending compliance schedules, issuing variances or relaxing
performance standards at any specific facility or stationary source, so
long as such extension, issuance or relaxation does not result in:
(i) violation of any primary federal ambient air quality standard or
any state ambient air quality standard; or
(ii) failure to make reasonable further progress in a non-attainment
area pursuant to the federal clean air act; or
(iii) failure to attain the interim control target pursuant to section
19-0909 of this title; or
(iv) failure to attain the final control target pursuant to section
19-0911 of this title; or
(v) violation of the nitrogen control program pursuant to section
19-0913 of this title; or
(vi) creation of a public or private nuisance.
b. Continuing any special limitations until January first, nineteen
hundred ninety-six or reauthorize any special limitation which has
expired after the effective date of this title and prior to January
first, nineteen hundred eighty-six.
c. Allowing any conversion or modification of a facility or stationary
source to burn coal as a boiler fuel.
2. Nothing in this title shall be construed to establish a statewide
cap or limitation on acid deposition precursors such that new sources
would be excluded for the state.
Enforcement.
1. The commissioner may use the powers granted under title three of
this article to determine attainment of, or compliance with, the
emission controls and reductions required by this article.
2. The commissioner may request the advice and assistance of other
agencies of the state, including but not limited to the commissioners of
health, commerce, energy, and parks, recreation and historic
preservation, and the chairmen of the public service commission and the
Adirondack park agency. The commissioner may further request submission
of studies conducted or reports published by such agencies that may aid
the commissioner in the enforcement of the provisions of this title.
3. The commissioner shall make a written report to the legislature
upon his finding that a Federal law has been enacted that will result in
at least a fifty percent reduction in the emissions of SO2, as defined
in section sixty-six-k of the public service law, by electric generating
sources pursuant to title four of the Federal Clean Air Act after full
implementation.
Severability.
The provisions of this title shall be severable, and if any clause,
sentence, paragraph, subdivision or part of this title shall be adjudged
by any court of competent jurisdiction to be invalid, such judgment
shall not effect, impair or invalidate the remainder thereof, but shall
be confined in its operation to the clause, sentence, paragraph,
subdivision or part thereof directly involved in the controversy in
which such judgment shall have been rendered.
TITLE 11 Vehicle Global Warming Index Labels
Definitions.
For purposes of this article, the following terms shall have the
following meanings:
1. "motor vehicle" shall mean a passenger vehicle, light-duty truck
with a gross vehicle weight of eighty-five hundred pounds or less, or
any other vehicle determined by the commissioner to be a vehicle whose
primary use is noncommercial personal transportation and which is
manufactured for the model year two thousand ten or subsequent model
year; and
2. "motor vehicle global warming gases" or "global warming gases"
shall mean carbon dioxide, methane, nitrous oxide, hydrofluorocarbons,
perfluorocarbons, and sulfur hexafluoride.
Vehicle global warming index labels.
1. No model year two thousand ten or subsequent model year motor
vehicle shall be sold in this state unless there is securely and
conspicuously affixed in a clearly visible location, a label on which
the manufacturer shall endorse clearly, distinctly, and legibly true and
correct entries disclosing information concerning the emissions of
global warming gases.
2. Unless alternative labeling is approved by the commissioner
pursuant to section 19-1105 of this title, the label required by
subdivision one of this section shall include:
a. a global warming index that contains quantitative information
presented in a continuous, easy-to-read scale, unless the commissioner
determines, after public hearing, that an alternative graphical
representation will more effectively convey the information to
consumers, and that compares the emissions of global warming gases from
the vehicle with the average projected emissions of global warming gases
from all vehicles of the same model year. For reference purposes, the
index shall also identify the emissions of global warming gases from the
vehicle model of that same model year that has the lowest emissions of
global warming gases; and
b. the use of at least one color ink, as determined by the
commissioner, in addition to black.
3. In order to ensure that the label is useful and informative to
consumers, the commissioner shall, in designing the label and to the
extent feasible within its existing resources:
a. seek input from the commissioner of motor vehicles, automotive
consumers, graphic design professionals, and persons with expertise in
environmental labeling; and
b. consider other relevant label formats consistent with paragraph a
of subdivision two of this section.
4. The index included in the label pursuant to paragraph a of
subdivision two of this section shall be updated as determined necessary
by the commissioner to ensure that the differences in emissions among
vehicles are readily apparent to the consumer.
5. Such label and index included in such label shall, to the largest
extent possible, be consistent with labels and information required by
other states. A label that complies with the requirements of the
California vehicle labeling program shall be deemed to meet the
requirements of this title. An automobile manufacturer may apply to the
commissioner for approval of an alternative to the labeling requirement
that is at least as effective in providing presale notification of the
vehicle's emissions of global warming gases as is the labeling required
by this title.
6. Nothing in this section shall be construed as prohibiting a
purchaser from removing the label required by this section, after such
purchaser has taken possession of the vehicle.
Regulations.
The commissioner is hereby authorized and directed to promulgate rules
and/or regulations specifying labeling requirements necessary for the
implementation of this title provided, however, that any such rules
and/or regulations may allow for the use of labels adopted by the state
of California that generally meet the requirements of this title.
ARTICLE 21 Pollution Control Compacts
TITLE 1 New England Interstate Water Pollution Control Compact
New England Interstate Water Pollution Control Compact.
The New England Interstate Water Pollution Control Compact as first
entered into pursuant to chapter 764 of the laws of 1949, and as
reenacted by chapter 475 of the laws of 1961, is hereby continued. The
compact is as follows:
NEW ENGLAND INTERSTATE WATER POLLUTION CONTROL COMPACT
Whereas, the growth of population and the development of the territory
of the New England states has resulted in serious pollution of certain
interstate streams, ponds and lakes, and of tidal waters ebbing and
flowing past the boundaries of two or more states; and
Whereas, such pollution constitutes a menace to the health, welfare
and economic prosperity of the people living in such areas; and
Whereas, the abatement of existing pollution and the control of future
pollution in the interstate waters of the New England area are of prime
importance to the people and can best be accomplished through the
co-operation of the New England states in the establishment of an
interstate agency to work with the states in the field of pollution
abatement;
Now, therefore, the states of Connecticut, Maine, Massachusetts, New
Hampshire, Rhode Island and Vermont do agree and are bound as follows:
ARTICLE I
It is agreed between the signatory states that the provisions of this
compact shall apply to streams, ponds and lakes which are contiguous to
two or more signatory states or which flow through two or more signatory
states or which have a tributary contiguous to two or more signatory
states or flowing through two or more signatory states, and also shall
apply to tidal waters ebbing and flowing past the boundaries of two
states.
ARTICLE II
There is hereby created the New England Interstate Water Pollution
Control Commission (hereinafter referred to as the commission) which
shall be a body corporate and politic, having the powers, duties and
jurisdiction herein enumerated and such other and additional powers as
shall be conferred upon it by the act or acts of a signatory state
concurred in by the others.
ARTICLE III
The commision shall consist of five commissioners, from each signatory
state, each of whom shall be a resident voter of the state from which he
is appointed. The commissioners shall be chosen in the manner and for
the terms provided by law of the state from which they shall be
appointed. For each state there shall be on the commission a member
representing the state health department, a member representing the
state water pollution control board (if such exists), and except where a
state in its enabling legislation decides that the best interests of the
state will be otherwise served, a member representing municipal
interests, a member representing industrial interests, and a member
representing an agency acting for fisheries or conservation.
ARTICLE IV
The commission shall annually elect from its members a chairman and
vice chairman and shall appoint and at its pleasure remove or discharge
such officers. It may appoint and employ a secretary who shall be a
professional engineer versed in water pollution and may employ such
stenographic or clerical employees as shall be necessary, and at its
pleasure remove or discharge such employees. It shall adopt a seal and
suitable by-laws and shall promulgate rules and regulations for its
management and control. It may maintain an office for the transaction of
its business and may meet at any time or place within the signatory
states. Meetings shall be held at least twice each year. A majority of
the members shall constitute a quorum for the transaction of business
but no action of the commission imposing any obligation on any signatory
state or on any municipal agency or subdivision thereof or on any
person, firm or corporation therein shall be binding unless a majority
of the members from such signatory state shall have voted in favor
thereof. Where meetings are planned to discuss matters relevant to
problems of water pollution control affecting only certain of the
signatory states, the commission may vote to authorize special meetings
of the commissioners of the states especially concerned. The commission
shall keep accurate accounts of all receipts and disbursements and shall
make an annual report to the governor, the temporary president of the
senate, the speaker of the assembly, the chairpersons of the senate
finance and assembly ways and means committees, and the chairpersons of
the senate and assembly environmental conservation committees setting
forth in detail the operations and transactions conducted by it pursuant
to this compact, and shall make recommendations for any legislative
action deemed by it advisable, including amendments to the statutes of
the signatory states which may be necessary to carry out the intent and
purpose of this compact. The commission shall not incur any obligations
for salaries, office, administrative, traveling or other expenses prior
to the allotment of funds by the signatory state adequate to meet the
same; nor shall the commission pledge the credit of any signatory
states. Each signatory state reserves the right to provide hereafter by
law for the examination and audit of the accounts of the commission. The
commission shall appoint a treasurer who may be a member of the
commission, and disbursements by the commission shall be valid only when
authorized by the commission and when vouchers therefor have been signed
by the secretary and countersigned by the treasurer. The secretary shall
be custodian of the records of the commission with authority to attest
to and certify such records or copies thereof.
ARTICLE V
It is recognized, owing to such variable factors as location, size,
character and flow and the many varied uses of the waters subject to the
terms of this compact, that no single standard of sewage and waste
treatment and no single standard of quality of receiving waters is
practical and that the degree of treatment of sewage and industrial
wastes should take into account the classification of the receiving
waters according to present and proposed highest use, such as for
drinking water supply, industrial and agricultural uses, bathing and
other recreational purposes, maintenance and propagation of fish life,
shellfish culture, navigation and disposal of wastes.
The commission shall establish reasonable physical, chemical and
bacteriological standards of water quality satisfactory for various
classifications of use. It is agreed that each of the signatory states
through appropriate agencies will prepare a classification of its
interstate waters in entirety or by portions according to present and
proposed highest use and for this purpose technical experts employed by
state departments of health and state water pollution control agencies
are authorized to confer on questions relating to classification of
interstate waters affecting two or more states. Each signatory state
agrees to submit its classification of its interstate waters to the
commission for approval. It is agreed that after such approval all
signatory states through their appropriate state health departments and
water pollution control agencies will work to establish programs of
treatment of sewage and industrial wastes which will meet standards
estaablished by the commission for classified waters. The commission may
from time to time make such changes in definitions of classifications
and in standards as may be required by changed conditions or as may be
necessary for uniformity.
ARTICLE VI
Each of the signatory states pledges to provide for the abatement of
existing pollution and for the control of future pollution of interstate
inland and tidal waters as described in Article I, and to put and
maintain the waters thereof in a satisfactory condition consistent with
the highest classified use of each body of water.
ARTICLE VII
Nothing in this compact shall be construed to repeal or prevent the
enactment of any legislation or prevent the enforcement of any
requirement by any signatory state imposing any additional condition or
restriction to further lessen the pollution of waters within its
jurisdiction. Nothing herein contained shall affect or abate any action
now pending brought by any governmental board or body created by or
existing under any of the signatory states.
ARTICLE VIII
The signatory states agree to appropriate for the salaries, office,
administrative, travel and other expenses such sum or sums as shall be
recommended by the commission. The commonwealth of Massachusetts
obligates itself only to the extent of sixty-five hundred dollars in any
one year, the state of Connecticut only to the extent of three thousand
dollars in any one year, the state of Rhode Island only to the extent of
fifteen hundred dollars in any one year, and the states of New
Hampshire, Maine, and Vermont each only to the extent of one thousand
dollars in any one year.
ARTICLE IX
Should any part of this compact be held to be contrary to the
constitution of any signatory state or of the United States, all other
parts thereof shall continue to be in full force and effect.
ARTICLE X
The commission is authorized to discuss with appropriate state
agencies in New York state questions of pollution of waters which flow
into the New England area from New York state or vice versa and to
further the establishment of agreements on pollution abatement to
promote the interests of the New York and New England areas.
Whenever the commission by majority vote of the members of each
signatory state shall have given its approval and the state of New York
shall have taken the necessary action to do so, the state of New York
shall be a party to this compact for the purpose of controlling and
abating the pollution of waterways common to New York and the New
England states signatory to this compact but excluding the waters under
the jurisdiction of the Interstate Sanitation Commission (New York, New
Jersey, and Connecticut).
ARTICLE XI
This compact shall become effective immediately upon the adoption of
the compact by any two contiguous states of New England but only insofar
as applies to those states upon approval by Federal law. Thereafter upon
ratification by other contiguous states, it shall also become effective
as to those states.
Membership on commission.
The state shall be represented on the New England Interstate Water
Pollution Control Commission by five commissioners to be appointed by
the Governor. One shall be the Commissioner of Environmental
Conservation, one shall be an officer of the Department of Environmental
Conservation and the others shall be such persons as the Governor shall
determine will serve the best interests of the state. The commissioners
shall serve during the pleasure of the Governor. They shall have all the
powers and duties enjoined by the compact; shall serve without
compensation, but shall be reimbursed for their expenses actually and
necessarily incurred by them in the performance of their duties. The
traveling expenses of the commissioners in attending meetings of the
commission shall be paid on the audit and warrant of the Comptroller
upon vouchers approved by the Department of Environmental Conservation
from funds appropriated to the Department of Environmental Conservation
for such purposes. The Commissioner of Environmental Conservation and
the officer of the Department of Environmental Conservation may
designate, from time to time, a deputy or other subordinate in his
department to attend and participate in any meeting of or hearing by or
other proceeding of the commission, with authority to vote as a
representative of or substitute for said commissioner or officer of the
Department of Environmental Conservation.
Budget.
The New England Interstate Water Pollution Control Commission shall
submit annually, in accordance with the laws and practice of this state,
to the Commissioner of Environmental Conservation for study and
consideration by such commissioner, an estimate of moneys required to
administer, manage and support the commission during the ensuing fiscal
year. Such estimate shall include any request for appropriation of funds
by New York and shall be accompanied by a tabulation of similar requests
which the commission expects to make to each other member state and the
formula or factors upon which such respective requests are based. The
Commissioner of Environmental Conservation shall include a suitable item
or items of estimated expenditures in the budget estimates of his
department.
State contribution.
The state agrees to contribute to the commission such annual amount as
may be required for its several purposes under the terms of such
compact, within appropriations therefor.
Examination of accounts.
The state Comptroller is hereby authorized and empowered from time to
time to examine the accounts and books of the commission, including its
receipts, disbursements and such other items referring to its financial
standing as such Comptroller may deem proper and to report the results
of such examination to the Governor.
Inconsistent provisions.
No provision of the Public Health Law and no provision of the
Environmental Conservation Law, if such provision of the Environmental
Conservation Law was derived from a provision of the Public Health Law,
which is inconsistent with the provisions of the New England Interstate
Water Pollution Control Compact shall be applicable to the New England
Interstate Water Pollution Control Commission or to any matter governed
by the New England Interstate Water Pollution Control Compact.
Appraisal.
On August 15, 1964, and at intervals of four years thereafter, the
Commissioner of Environmental Conservation shall evaluate the role of
the New England Interstate Water Pollution Control Commission with
respect to the interstate waters of concern to New York, and to which
the compact applies, and shall report to the commission thereon. The
Commissioner of Environmental Conservation shall transmit a copy of such
report to the Governor. The Commissioner of Environmental Conservation
may make such additional reports to the New England Interstate Water
Pollution Control Commission and the Governor as he deems appropriate.
Additional powers.
1. The state reaffirms its support of the cooperative approach to the
abatement and control of water pollution as embodied in the New England
Interstate Water Pollution Control Compact. In view of the increases in
population concentrations, the growing need of industry and agriculture
for water of reasonable quality and the quality reqirements of water
based recreation and other uses, the New England Interstate Water
Pollution Control Commission shall develop and maintain its programs,
including research on water quality problems at such levels as may be
appropriate including, to the extent necessary, levels above those
originally provided when the state first enacted the compact.
2. In addition to the minimal personnel authorizations contained in
article IV of the New England Interstate Water Pollution Control
Compact, the commission may employ such engineering, technical and other
professional, secretarial and clerical personnel as the proper
administration and functioning of the commission may require.
3. a. This state hereby concurs in the conferring of any powers or
duties on the New England Interstate Water Pollution Control Commission
by other states in addition to those conferred by provision of the New
England Interstate Water Pollution Control Compact. This concurrence is
pursuant to article II of said compact.
b. The concurrence is subject to the following limitations:
(1) Unless this state specifically confers a power or duty on the
commission, other than one conferred by the compact itself, no financial
or other burden or duties shall be placed upon this state, or any
agency, officer or subdivision thereof, by reason of the conferring or
exercise of the power or duty. At any time, the Governor, Attorney
General, or the State Comptroller shall have the power to make inquiry
of the commission and to examine its books and records in order to
ascertain the state of compliance with this act.
(2) The rights, privileges and responsibilities of the state with
respect to the New England Interstate Water Pollution Control Compact
and the commission established thereby shall not be limited or impaired.
(3) The commission shall include in its reports to the Governor a full
account of any additional powers or duties exercised or performed by it.
Water quality network.
1. The New England Interstate Water Pollution Control Commission, in
cooperation with the state and such other states signatory to the New
England Interstate Water Pollution Control Compact as may participate,
shall establish and maintain a water quality sampling and testing
network. The network shall, to the fullest extent practicable, rely upon
the sampling and testing programs of the state and other participating
states and upon information available from agencies of the federal
government, and shall not duplicate any of their activities. However, if
the sampling and testing programs of the state and other states and the
information available from agencies of the federal government are
insufficient to provide the commission with records of water quality
adequate for its needs, the commission may supplement the sampling and
testing otherwise available to it.
2. Sampling pursuant to this section shall be at points at or near the
places where waters cross a boundary of the state and the samples shall
be tested in order to determine their quality. The sampling and testing
provided for herein shall be scheduled by the commission or in
accordance with its requests and shall include such factors or elements
as the commission shall request. Any sampling and testing done by the
Department of Environmental Conservation as part of the activities of
the commission's network shall be reported fully and promptly by the
department to the commission together with the results thereof.
3. a. If the commission ascertains that particular waters at or near a
boundary of the state do not comply with the standards of the commission
made pursuant to article V of the New England Interstate Water Pollution
Control Compact, or are not otherwise of a quality complying with state
law, the commission shall inform the Department of Environmental
Conservation and the water pollution control agency of any other state
concerned and shall afford such agencies an opportunity to verify,
explain, supplement or correct the information in the possession of the
commission and, if the facts warrant, to take or secure the taking of
any necessary remedial action.
b. If such remedial action is not taken or secured in timely fashion,
the commission may hold a public hearing on due notice, as provided in
its rules and regulations, in order to ascertain all the relevant facts
and circumstances. Following public hearing, the commission may issue an
order directed to the source or sources of waste discharge causing or
contributing to the deteriorated water quality. Such order or orders may
require reduction or cessation of waste discharges or the improvement of
their quality. An order shall not be valid unless supported by
substantial evidence adduced at the public hearing. Such order shall
prescribe the date or dates by which discharges of waste are to be
reduced, discontinued or treated, and may contain timetables or
schedules for specific steps to be taken in order to comply therewith.
An order made pursuant to this section may be enforced in any court of
competent jurisdiction. Proceedings shall be only on the record made
before the commission.
4. Unless otherwise conferred by law, the commission shall not have
power to issue permits or licenses in connection with the discharge or
treatment of wastes, or pass upon plans or specifications for particular
waste treatment or collection equipment or facilities.
TITLE 3 Ohio River Valley Water Sanitation Compact
Ohio River Valley Water Sanitation Compact.
The Ohio River Valley Water Sanitation Compact, as first enacted by
chapter 776 of the laws of 1939, and as reenacted by chapter 472 of the
laws of 1961, is hereby continued. The compact is as follows:
OHIO RIVER VALLEY WATER SANITATION COMPACT
Whereas a substantial part of the territory of each of the signatory
states is situated within the drainage basin of the Ohio river; and
Whereas the rapid increase in the population of the various
metropolitan areas situated within the Ohio drainage basin, and the
growth in industrial activity within that area, have resulted in recent
years in an increasingly serious pollution of the waters and streams
within the said drainage basin, constituting a grave menace to the
health, welfare, and recreational facilities of the people living in
such basin, and occasioning great economic loss; and
Whereas the control of future pollution and the abatement of existing
pollution in the waters of said basin are of prime importance to the
people thereof, and can best be accomplished through the cooperation of
the states situated therein, by and through a joint or common agency;
Now, therefore, the states of Illinois, Indiana, Kentucky, New York,
Ohio, Pennsylvania, Tennessee and West Virginia do hereby covenant and
agree as follows:
ARTICLE I
Each of the signatory states pledges to each of the other signatory
states faithful cooperation in the control of future pollution in and
abatement of existing pollution from the rivers, streams and waters in
the Ohio river basin which flow through, into, or border upon any of
such signatory states, and in order to effect such object, agrees to
enact any necessary legislation to enable each such state to place and
maintain the waters of said basin in a satisfactory sanitary condition,
available for safe and satisfactory use as public and industrial water
supplies after reasonable treatment, suitable for recreational usage,
capable of maintaining fish and other aquatic life, free from unsightly
or malodorous nuisances due to floating solids or sludge deposits, and
adaptable to such other uses as may be legitimate.
ARTICLE II
The signatory states hereby create a district to be known as the "Ohio
river valley water sanitation district," hereinafter called the
district, which shall embrace all territory within the signatory states
the water in which flows ultimately into the Ohio river, or its
tributaries.
ARTICLE III
The signatory states hereby create the "Ohio river valley water
sanitation commission," hereinafter called the commission, which shall
be a body corporate, with the powers and duties set forth herein, and
such additional powers as may be conferred upon it by subsequent action
of the respective legislatures of the signatory states or by act or acts
of the congress of the United States.
ARTICLE IV
The commission shall consist of three commissioners from each state,
each of whom shall be a citizen of the state from which he is appointed,
and three commissioners representing the United States government. The
commissioners from each state shall be chosen in the manner and for the
terms provided by the laws of the state from which they shall be
appointed, and any commissioner may be removed or suspended from office
as provided by the law of the state from which he shall be appointed.
The commissioners representing the United States shall be appointed by
the president of the United States, or in such other manner as may be
provided by congress. The commissioners shall serve without
compensation, but shall be paid their actual expenses incurred in and
incident to the performance of their duties; but nothing herein shall
prevent the appointment of an officer or employee of any state or of the
United States government.
ARTICLE V
The commission shall elect from its number a chairman and
vice-chairman, and shall appoint, and at its pleasure remove or
discharge, such officers and legal, clerical, expert and other
assistants as may be required to carry the provisions of this compact
into effect, and shall fix and determine their duties, qualifications
and compensation. It shall adopt a seal and suitable by-laws, and shall
adopt and promulgate rules and regulations for its management and
control. It may establish and maintain one or more offices within the
district for the transaction of its business, and may meet at any time
or place. One or more commissioners from a majority of the member states
shall constitute a quorum for the transaction of business.
The commission shall submit to the governor of each state, at such
time as he may request, a budget of its estimated expenditures for such
period as may be required by the laws of such state for presentation to
the legislature thereof.
The commission shall keep accurate books of account, showing in full
its receipts and disbursements, and said books of account shall be open
at any reasonable time to the inspection of such representatives of the
respective signatory states as may be duly constituted for that purpose.
On or before the first day of December of each year, the commission
shall submit to the respective governors of the signatory states a full
and complete report of its activities for the preceding year.
The commission shall not incur any obligations of any kind prior to
the making of appropriations adequate to meet the same; nor shall the
commission pledge the credit of any of the signatory states, except by
and with the authority of the legislature thereof.
ARTICLE VI
It is recognized by the signatory states that no single standard for
the treatment of sewage or industrial wastes is applicable in all parts
of the district due to such variable factors as size, flow, location,
character, self-purification, and usage of waters within the district.
The guiding principle of this compact shall be that pollution by sewage
or industrial wastes originating within a signatory state shall not
injuriously affect the various uses of the interstate waters as
hereinbefore defined.
All sewage from municipalities or other political subdivisions, public
or private institutions, or corporations, discharged or permitted to
flow into these portions of the Ohio river and its tributary waters
which form boundaries between, or are contiguous to, two or more
signatory states, or which flow from one signatory state into another
signatory state, shall be so treated, within a time reasonable for the
construction of the necessary works, as to provide for substantially
complete removal of settleable solids, and the removal of not less than
forty-five per centum of the total suspended solids; provided that, in
order to protect the public health or to preserve the waters for other
legitimate purposes, including those specified in article one, in
specific instances such higher degree of treatment shall be used as may
be determined to be necessary by the commission after investigation, due
notice and hearing.
All industrial wastes discharged or permitted to flow into the
aforesaid waters shall be modified or treated, within a time reasonable
for the construction of the necessary works, in order to protect the
public health or to preserve the waters for other legitimate purposes,
including those specified in article one, to such degree as may be
determined to be necessary by the commission after investigation, due
notice and hearing.
All sewage or industrial wastes discharged or permitted to flow into
tributaries of the aforesaid waters situated wholly within one state
shall be treated to that extent, if any, which may be necessary to
maintain such waters in a sanitary and satisfactory condition at least
equal to the condition of the waters of the interstate stream
immediately above the confluence.
The commission is hereby authorized to adopt, prescribe and promulgate
rules, regulations and standards for administering and enforcing the
provisions of this article.
ARTICLE VII
Nothing in this compact shall be construed to limit the powers of any
signatory state, or to repeal or prevent the enactment of any
legislation or the enforcement of any requirement by any signatory
state, imposing additional conditions and restrictions to further lessen
or prevent the pollution of waters within its jurisdiction.
ARTICLE VIII
The commission shall conduct a survey of the territory included within
the district, shall study the pollution problems of the district, and
shall make a comprehensive report for the prevention or reduction of
stream pollution therein. In preparing such report, the commission shall
confer with any national or regional planning body which may be
established, and any department of the federal government authorized to
deal with matters relating to the pollution problems of the district.
The commission shall draft and recommend to the governors of the various
signatory states uniform legislation dealing with the pollution of
rivers, streams and waters and other pollution problems within the
district. The commission shall consult with and advise the various
states, communities, municipalities, corporations, persons, or other
entities with regard to particular problems connected with the pollution
of waters, particularly with regard to the construction of plants for
the disposal of sewage, industrial and other waste. The commission
shall, more than one month prior to any regular meeting of the
legislature of any state which is a party thereto, present to the
governor of the state its recommendations relating to enactments to be
made by any legislature in furthering the intents and purposes of this
compact.
ARTICLE IX
The commission may from time to time, after investigation and after a
hearing, issue an order or orders upon any municipality, corporation,
person, or other entity discharging sewage or industrial waste into the
Ohio river or any other river, stream or water, any part of which
constitutes any part of the boundary line between any two or more of the
signatory states, or into any stream any part of which flows from any
portion of one signatory state through any portion of another signatory
state. Any such order or orders may prescribe the date on or before
which such discharge shall be wholly or partially discontinued, modified
or treated or otherwise disposed of. The commission shall give
reasonable notice of the time and place of the hearing to the
municipality, corporation or other entity against which such order is
proposed. No such order shall go into effect unless and until it
receives the assent of at least a majority of the commissioners from
each of not less than a majority of the signatory states; and no such
order upon a municipality, corporation, person or entity in any state
shall go into effect unless and until it receives the assent of not less
than a majority of the commissioners from such state.
It shall be the duty of the municipality, corporation, person or other
entity to comply with any such order issued against it or him by the
commission, and any court of general jurisdiction or any United States
district court in any of the signatory states shall have the
jurisdiction, by mandamus, injunction, specific performance or other
form of remedy, to enforce any such order against any municipality,
corporation or other entity domiciled or located within such state or
whose discharge of the waste takes place within or adjoining such state,
or against any employee, department or subdivision of such municipality,
corporation, person or other entity; provided, however, such court may
review the order and affirm, reverse or modify the same upon any of the
grounds customarily applicable in proceedings for court review of
administrative decisions. The commission or, at its request, the
attorney-general or other law enforcing official, shall have power to
institute in such court any action for the enforcement of such order.
ARTICLE X
The signatory states agree to appropriate for the salaries, office and
other administrative expenses, their proper proportion of the annual
budget as determined by the commission and approved by the governors of
the signatory states, one-half of such amount to be prorated among the
several states in proportion to their popualtion within the district at
the last preceding federal census, the other half to be prorated in
proportion to their land area within the district.
ARTICLE XI
This compact shall become effective upon ratification by the
legislatures of a majority of the states located within the district and
upon approval by the congress of the United States; and shall become
effective as to any additional states signing thereafter at the time of
such signing.
In witness whereof, the various signatory states have executed this
compact through their respective compact commissioners.
Joinder by Virginia.
The state of New York hereby consents that the state of Virginia may
become a party to and a signatory state of the compact described in the
preceding section as fully as though such state had been expressly named
therein.
Commissioners; cooperation by departments and officers.
1. In pursuance of article four of said compact, there shall be three
members (hereinafter called commissioners) of the Ohio River Valley
Water Sanitation Commission (hereinafter called commission) from the
state of New York. The Governor, by and with the advice and consent of
the senate, shall appoint two persons as two of such commissioners, each
of whom shall be a resident and citizen of the state of New York. The
terms of such commissioners shall continue to be for six years. Each
commissioner shall hold office until his successor shall be appointed
and qualified. Vacancies occurring in the office of any such
commissioner for any reason or cause shall be filled by appointment by
the Governor, by and with the advice and consent of the senate, for the
unexpired term. The third commissioner from the state of New York shall
be the Commissioner of Environmental Conservation of the state of New
York ex officio, and the term of any such ex officio commissioner shall
terminate at the time he ceases to hold said office of Commissioner of
Environmental Conservation, and his successor as a commissioner shall be
his successor as said Commissioner of Environmental Conservation. With
the exception of the issuance of any order under the provisions of
article nine of the compact, said ex officio commissioner may delegate,
from time to time, to any deputy or other subordinate in his department
or office the power to be present and participate, including voting, as
his representative or substitute at any meeting of, or hearing by, or
other proceeding of the commission. The commissioners serving on the
effective date of this article shall continue in office until the
expiration of their terms, or until their successors have qualified, or
until otherwise ceasing to be commissioners pursuant to law.
2. Any commissioner may be removed from office by the Governor upon
charges and after a hearing, but opportunity to be heard shall be given.
3. There is hereby granted to the commission and the commissioners
thereof all the powers provided for in the said compact and all the
powers necessary or incidental to the carrying out of said compact in
every particular. All officers of the state of New York are hereby
authorized and directed to do all things falling within their respective
provinces and jurisdiction necessary or incidental to the carrying out
of said compact in every particular; it being hereby declared to be the
policy of the state of New York to perform and carry out the said
compact and to accomplish the purposes thereof. All officers, bureaus,
departments and persons of and in the state government or administration
of the state of New York are hereby authorized and directed at
convenient times and upon request of the said commission to furnish the
said commission with information and data possessed by them or any of
them and to aid said commission by loan of personnel or other means
lying within their legal powers respectively.
Jurisdiction of court; powers of Attorney-General and other
law enforcement officers.
The supreme court of the state of New York is hereby granted the
jurisdiction specified in article nine of said compact, and the
Attorney-General and any other law enforcement officer of the state of
New York is hereby granted the power to institute any action for the
enforcement of the orders of the commission as specified in article nine
of the compact.
Powers to be additional.
Any powers herein granted to the commission shall be regarded as in
aid of and supplemental to and in no case a limitation upon any other
powers vested in said commission by other laws of the state of New York
or by any other jurisdiction, or by the terms of said compact.
Financial examination; recommendations.
1. The commission shall keep accurate accounts of all receipts and
disbursements and shall report to the Governor and the legislature of
the state of New York, on or before the tenth day of January in each
year, setting forth in detail the transactions conducted by it during
the preceding calendar year and shall make recommendations for any
legislative action deemed by it advisable including amendments to the
statutes of the state of New York which may be necessary to carry out
the intent and purposes of the compact between the signatory states.
The Comptroller of the state of New York is hereby authorized and
empowered from time to time to examine the accounts and books of the
commission including its receipts, disbursements and such other items
referring to its financial standing as such Comptroller may deem proper
and to report the results of such examination to the Governor of such
state.
Budget.
1. The commission shall submit annually, in accordance with the laws
and practice of this state to the Governor, for study and consideration
by him, an estimate of moneys required to administer, manage and support
the commission. Such estimate shall include any request for
appropriation of funds by New York state and shall be accompanied by a
tabulation of similar requests which the commission expects to make to
each other member state and the formula or factors upon which such
respective requests are based.
2. The Commissioner of Environmental Conservation shall be afforded an
opportunity to comment on any budget request by the commission, and the
commission shall be furnished with a copy of any such comments.
Inconsistent provisions.
No provision of the Public Health Law and no provision of the
Environmental Conservation Law, if such provision of the Environmental
Conservation Law was derived from a provision of the Public Health Law,
which is inconsistent with the provisions of the Ohio River Valley Water
Sanitation Compact shall be applicable to the commission or to any
matter governed by the Ohio River Valley Water Sanitation Compact.
Evaluation.
On August 15, 1964, and at intervals of four years thereafter, the
Commissioner of Environmental Conservation shall evaluate the role of
the commission with respect to the waters within and commingled with
those in New York over which the commission has jurisdiction and shall
report to the commission thereon. The Commissioner of Environmental
Conservation shall transmit a copy of such report to the Governor. The
Commissioner of Environmental Conservation may make such additional
reports to the commission and the Governor as he deems appropriate.
TITLE 5 Tri-state Compact and Interstate Environmental Commission
Tri-state compact.
The tri-state compact as first entered into pursuant to chapter 4 of
the laws of 1936, as reenacted by chapter 476 of the laws of 1961, and
as amended by chapter 1046 of the laws of 1969, is hereby continued. The
compact is as follows:
TRI-STATE COMPACT
Whereas, The tremendous growth of population and the development of
the territory surrounding and adjacent to the harbor of New York has
resulted in recent years in an increasingly serious pollution of the
harbor, coastal and tidal waters in such area and the tributary waters
therein; and
Whereas, Such pollution constitutes a grave menace to the health,
welfare and recreational facilities of the people living in such area
and is occasioning great economic loss; and
Whereas, The control of future pollution and the abatement of existing
pollution in the waters in such area is of prime importance to the
people living in such area and can best be accomplished through the
co-operation of the states of New Jersey and New York and Connecticut by
and through a joint or common agency;
Now, therefore, The state of New York and the state of New Jersey and
the state of Connecticut do agree and are bound as follows:
ARTICLE I
1. Each of the signatory states pledges each to the other faithful
co-operation in the control of future pollution and agrees to provide
for the abatement of existing pollution in the tidal and coastal waters
in the adjacent portions of the signatory states defined herein as
coming within the district, and consistent with such object, to enact
adequate legislation which will enable each of the signatory states to
put and maintain the waters thereof in a satisfactory sanitary condition
and particularly to protect public health; to render safe such waters as
are now used or may later become available for bathing and recreational
purposes; to abate and eliminate such pollution as becomes obnoxious or
causes a nuisance; to permit the maintenance of major fish life,
shellfish and marine life in waters now available or that may by
practicable means be made available for the development of such fish,
shellfish or marine life; to prevent oil, grease or solids from being
carried on the surface of the water; to prevent the formation of sludge
deposits along the shores or in the waterways; and with the fulfillment
of these objectives to abate and avoid incurring unnecessary economic
loss by safeguarding the rights of the public in its varied legitimate
uses of the waters of the district.
ARTICLE II
1. To that end they do agree that there shall be created and they do
hereby create a district to be known as the Interstate Environmental
District (hereinafter referred to as the district) which shall embrace
the territory described as follows:
All of the coastal, estuarial and tidal waters within or covering
portions of the signatory states as follows:
(a) In Connecticut, Long Island sound and estuaries and tidal waters
thereof between the easterly side of New Haven harbor at Morgan Point
and the Connecticut-New York state boundary, and the Housatonic river up
to the northerly boundary lines of the towns of Stratford and Milford.
(b) In New York, all of the tidal waters of Greater New York city;
including Kill Van Kull and Arthur Kill, Long Island Sound and the
estuaries and tidal waters thereof between the New York city line and
the New York-Connecticut state boundary and between the New York city
line and the easterly side of Port Jefferson harbor; the Atlantic ocean
and the estuaries and tidal waters thereof between the New York city
line and the easterly side of Fire Island inlet; and the Hudson river
and estuaries and tidal waters thereof between the New York and New
Jersey state boundary and the northerly line of Rockland county on the
westerly side and between the northerly line of New York city and the
northerly line of Westchester county on the easterly side of the river.
(c) In New Jersey, the Hudson river and New York upper bay and
estuaries and tidal waters thereof between the New York-New Jersey
boundary and Constable Point on Constable Hook, the Kill Van Kull and
Arthur Kill to the mouths of the rivers entering into the Kills; Newark
bay and the estuaries thereof up to the mouth of the Passaic river; and
up to the mouth of the Hackensack river; Raritan bay together with the
Raritan river up to the Victory bridge on said river between Perth Amboy
and South Amboy; together with the Cheesequake creek up to the New York
and Long Branch Railroad bridge on said creek at Morgan; together with
the Matawan creek up to the New York and Long Branch Railroad bridge on
said creek at Matawan; Sandy Hook bay; together with the Shrewsbury
river up to the passenger railroad bridge between Navesink Light and
Highland Beach on said river.
ARTICLE III
1. There is hereby created the Interstate Environmental Commission
(hereinafter referred to as the commission) which shall be a body
corporate and politic, having the powers, duties and jurisdiction herein
enumerated and such other and additional powers as shall be conferred
upon it by the act or acts of a signatory state concurred in by the
others and by the act or acts of congress when necessary.
ARTICLE IV
1. The commission shall consist of five commissioners from each state,
each of whom shall be a resident voter of the state from which he is
appointed.
The commissioners shall be chosen in the manner and for the terms
provided by law of the state from which they shall be appointed, and
each commissioner may be removed or suspended from office as provided by
the law of the state from which he shall be appointed. The commissioners
shall serve without compensation, but shall be paid their actual
expenses incurred and incident to the performance of their duties.
ARTICLE V
1. The commission shall elect from its number a chairman and
vice-chairman and shall appoint and at its pleasure remove or discharge
such officers and legal, clerical, expert and other assistants as may be
required to carry the provisions of this compact into effect, and shall
fix and determine their duties, qualifications and compensations.
It shall adopt a seal and suitable by-laws and shall promulgate rules
and regulations for its management and control. It may maintain one or
more offices for the transaction of its business and may meet at any
time or place within the signatory states.
A majority of the members from each state shall constitute a quorum
for the transaction of business, the exercise of any powers, or the
performance of any duties, but no action of the commission shall be
binding unless at least three of the members from each state shall vote
in favor thereof.
The commission shall keep accurate accounts of all receipts and
disbursements and shall make an annual report to the governor and the
legislature of each state setting forth in detail the operations and
transactions conducted by it pursuant to this compact, and shall make
recommendations for any legislative action deemed by it advisable,
including amendments to the statutes of the signatory states which may
be necessary to carry out the intent and purpose of this compact, and
changes in the district which concentration of population or other cause
may require.
The commission shall not incur any obligations for salaries, office or
other administrative expenses prior to the making of appropriations
adequate to meet the same; nor shall the commission pledge the credit of
any of the signatory states except by and with the authority of the
legislatures thereof. Each state reserves the right to provide hereafter
by law for the examination and audit of the accounts of the commission
by its comptroller or other official.
The commissioners shall meet and organize within ten days after the
effective date of this compact.
ARTICLE VI
1. It is recognized by the signatory states that, where tidal waters
are used for such varied purposes as bathing, navigation, shellfish
culture, the development of fish life and the disposal of wastes, no
single standard of purity is practicable in all parts of the district.
In order to attain the objects of this compact, the commission, after
proper study and after conducting public hearings upon due notice, shall
group the designated waters of the district into classes. Where local
conditions shall have changed in the future to such an extent that
changes in classification become necessary, the commission may, after
conducting public hearings upon due notice, adopt such changes.
Two general classifications shall be used:
(1) Class "A", in which the designated water areas are expected to be
used primarily for recreational purposes, shellfish culture or the
development of fish life;
(2) Class "B", in which the designated water areas are not expected to
be used primarily for recreational purposes, shellfish culture or the
development of fish life.
ARTICLE VII
1. It is agreed between the signatory states that no sewage or other
polluting matters shall be discharged or permitted to flow into, or be
placed in, or permitted to fall or move into the tidal waters of the
district, except under the following conditions and restrictions:
(1) All sewage discharged or permitted to flow into Class "A" waters
of the district shall first have been so treated as
(a) to remove all floating solids and at least sixty per centum (60%)
of the suspended solids; and
(b) to effect a reduction of organisms of the B. Coli group
(intestinal bacilli) so that the probable number of such organisms shall
not exceed one per cubic centimeter in more than fifty per centum (50%)
of the samples of sewage effluent tested by the partially confirmed
test; provided, however, that in the case of discharge into waters used
primarily for bathing this bacterial standard need not be required
except during the bathing season; and
(c) to effect a reduction in the oxygen demand of the sewage effluent
sufficient to maintain an average dissolved oxygen content in the tidal
waters of the district and in the general vicinity of the point of
discharge of the sewage into those waters, at a depth of about five feet
below the surface, of not less than fifty per centum (50%) saturation
during any week of the year.
2. All sewage discharged or permitted to flow into class "B" waters of
the district shall first have been so treated as
(a) to remove all floating solids and at least ten per centum (10%) of
the suspended solids, or such additional percentage as may by reason of
local conditions be necessary to avoid the formation of sludge deposits
in the class "B" waters of the district; and
(b) to effect a reduction in the oxygen demand of the sewage effluent
sufficient to maintain an average dissolved oxygen content in the tidal
waters of the district and in the general vicinity of the point of
discharge of the sewage into those waters, at a depth of about five feet
below the surface, of not less than thirty per centum (30%) saturation
during any week of the year.
ARTICLE VIII
1. Each of the signatory states agrees, that in so far as waters
within its jurisdiction may flow into any portion of the district, all
sewage discharged or permitted to flow into any stream tributary to the
tidal waters of the district shall be treated to that extent, if any,
which may be necessary to maintain such tributary immediately above its
confluence with the tidal waters of the district in a sanitary condition
at least equal to the classification requirements determined by the
commission for the tidal waters of the district into which it
discharges. The waters of the Hudson river, immediately above the mouth
of Sparkhill creek on the westerly side and the New York-New Jersey
boundary extended on the easterly side of the river, shall be maintained
in a sanitary condition at ebb tide at least equal to the sanitary
condition prevailing in the waters of the river immediately below said
boundary at flood tide.
ARTICLE IX
1. Nothing in this compact shall be construed to repeal or prevent the
enactment of any legislation or the enforcement of any requirement by
any signatory state imposing any additional conditions and restrictions
to further lessen or prevent the pollution of waters within its
jurisdiction.
ARTICLE X
1. Subject to the provisions of this compact the commission, as soon
as may be after its organization, after an investigation and after
conducting public hearings upon due notice, shall by order prescribe the
reasonable date on or before which each municipality or other entity
discharging sewage into the designated waters within the district shall
be treating such sewage in accordance with the standards specified in
this compact. And such order may prescribe that certain specific
progress shall be made at certain definite time prior to the final date
fixed in such order.
It is the desire of all parties to accomplish the objects herein set
forth with the least possible injury to investments which have already
been made in the construction of sewage treatment plants within the
district, and where changes or additions to such plants would be
necessary to conform to the standards herein adopted, a reasonable time
to effect such changes or additions may, in the discretion of the
commission, be granted.
ARTICLE XI
1. Each of the signatory states agrees that it will prohibit the
pollution of the said waters within the district in accordance with the
several articles of this compact, and that it will enact suitable and
adequate legislation which will accomplish effectively the objects of
this compact and which will enable its officers, departments, boards and
agents to accomplish satisfactorily the obligations and duties assumed
by the state under the terms of this compact, and it is further agreed
that the courts of the several states shall have jurisdiction to enforce
as against any person, corporation, municipality or other entity or any
employee, department or subdivision of the respective signatory states
any and all provisions of this compact.
The commission shall have authority to investigate and determine if
the requirements of the compact and/or the orders of the commission
pursuant thereto are complied with and if satisfactory progress has not
been made, to bring action in its own name in the proper court or courts
to compel the enforcement of any and all the provisions of this compact,
and/or the orders of the commission pursuant thereto.
ARTICLE XII
1. In order that future pollution be controlled and existing pollution
be abated with the greatest possible economy and efficiency, the
commission shall co-operate and advise with the respective state and
district authorities having jurisdiction over stream pollution, with a
view to coordinating their activities and securing the most satisfactory
results at lower cost. For such purpose the commission may prepare a
general plan of the most practicable and economical method of securing
conformity with the standards herein set forth, having in view the
future growth and development of the district. Such plan when completed
shall be submitted to the governor and the legislature of each state and
to the state agency or agencies or district agencies in charge of sewage
problems.
The provisions of this act shall not affect the discharge from the
outfall pipes of the Passaic valley sewerage system into the water of
New York harbor; provided, however, that said discharge shall be in
accordance with the terms and provisions of the stipulation entered into
on April fourteenth, one thousand nine hundred ten, between the United
States of America and Passaic valley sewerage commissioners.
ARTICLE XIII
1. Terms used in this compact are defined as follows:
"District" means the area more particularly described in article two
of this compact.
"Commission" means the Interstate Environmental Commission.
"Municipality" means any city, incorporated village, borough, county,
town, township, district, or any municipality governed by an improvement
commission, any joint sewer commission, or any other subdivision of any
one of the signatory states, located within the district.
"Rule" or "Regulation" means any rule or regulation established by the
commission not inconsistent with the constitution of the United States
or of any signatory state, promulgated by the commission touching the
abatement or pollution of the waters of the district.
"Tidal waters" means all those waters which ebb and flow within the
designated district.
"Dissolved oxygen" is the gaseous oxygen held in solution by the water
at any given time. It is expressed as a percentage of the maximum amount
of oxygen that would be required to saturate the water under the
existing conditions of temperature and salinity.
"Pollution" is any foreign matter which renders waters unfit to
sustain fish life and unsatisfactory for bathing.
"Sewage effluent" means the treated sewage discharged from a treatment
plant.
"Suspended solids" means those solid particles carried in suspension
in the untreated sewage or sewage effluent.
"Entity" means any organization or association owning, controlling or
operating a sewerage system or treatment plant within a municipality.
ARTICLE XIV
1. The signatory states agree to appropriate annually for the
salaries, office and other administrative expenses such sum or sums as
shall be recommended by the commission and approved by the governors of
the signatory states, the state of New York and the state of New Jersey
agreeing each to appropriate forty-five per centum (45%) thereof, and
the state of Connecticut agreeing to appropriate ten per centum (10%)
thereof. The state of New York and the state of New Jersey obligate
themselves hereunder, however, only to the extent of fifteen thousand
dollars ($15,000.00) each in any one year, and the state of Connecticut
obligated itself hereunder only to the extent of three thousand, three
hundred thirty-three dollars and thirty-four cents ($3,333.34) in any
one year.
ARTICLE XV
1. Should any part of this compact be held to be contrary to the
constitution of any signatory state or of the United States, all other
severable objects of this compact shall continue to be in full force and
effect.
ARTICLE XVI
1. This compact shall become effective as to the state of New Jersey
and the state of New York immediately upon the signing thereof by the
representatives of such states, and thereafter it shall also become
effective as to the state of Connecticut immediately upon the signing
thereof by the representatives of such state; provided, however, that
prior to the signing of this compact by the representatives of the state
of Connecticut the district as set forth in article two shall not
embrace any territory within the jurisdiction of the state of
Connecticut, nor shall the commission exercise any jurisdiction or
perform any duties or acts affecting such territory; and the
appropriations for salaries, office and other administrative expenses
shall be borne equally by the state of New York and the state of New
Jersey.
2. Nothing herein contained shall affect or abate any action now
pending brought by any governmental board or body created by or existing
under any of the signatory states.
ARTICLE XVII
In addition to, or in substitution for, the classifications of waters
set forth in Articles VI and VII of this compact and the effluent
standards made applicable thereto, the Commission may develop and, after
public hearing place in force other classifications of waters and
effluent standards within the District. Such classifications shall be on
the basis of present or intended uses of the waters in question and
shall be accompanied by requirements governing the quality of effluents,
receiving waters, or both, as the public interest may make appropriate.
Classifications, standards, and requirements adopted pursuant to this
Article shall be developed and may be revised with due consideration for
uniformity of requirements relating to the quality of effluents and
receiving waters within the same classification in all parts of the
District.
Classifications made pursuant to this Article shall be governed by and
shall implement any water and related land resource plans, water use
plans or pollution control plans adopted by appropriate agencies of the
signatory states, acting singly or in concert, or through joint
intergovernmental agencies. Any exercise of authority by the Commission
pursuant to this Article shall be subject to any procedural
requirements, if applicable, that may be contained in federal law.
Nothing contained in this Article shall be construed to abridge or
limit any power otherwise existing of a signatory state to make and
enforce classifications, standards, and requirements for effluents and
receiving waters.
Commissioners.
1. The Governor shall, by and with the advice and consent of the
senate, appoint four commissioners to the interstate environmental
commission created by the tri-state compact, each of whom shall be a
resident voter of the state of New York. The Commissioner of
Environmental Conservation, and each of his successors in such office,
also shall be a commissioner of the interstate environmental commission.
Each commissioner shall hold office until his successor has been
appointed and qualified. The commissioners serving on the effective date
of this article shall continue in office until the expiration of their
terms, or until their successors have qualified, or until otherwise
ceasing to be commissioners pursuant to law. The Commissioner of
Environmental Conservation may appoint a member of his department to act
as his statutory representative on the commission.
2. At the expiration of the term of each appointive commissioner and
of each succeeding appointive commissioner, the Governor shall, by and
with the advice and consent of the senate, appoint a successor who shall
hold office for a term of four years or until his successor has been
appointed and qualified. In the event of a vacancy occurring in the
office of an appointive commissioner by death, resignation or otherwise,
the Governor shall, by and with the advice and consent of the senate,
appoint a successor, who shall hold office for the unexpired term. Any
commissioner may be removed upon charges and after hearing by the
Governor. The commissioners shall have the powers and duties, and be
subject to the limitations provided for in the compact and applicable
laws of this state. The commissioners shall serve without compensation,
but shall be paid their actual expenses incurred and incident to the
performance of their duties.
Cooperation of other officers and agencies.
All state and municipal departments, commissions, boards and bodies
having to do with the waters of the state shall cooperate with the
commission and shall furnish to the commission such information as the
commission shall request, touching the pollution or the elimination
thereof, of the waters of the district.
Enforcement proceedings.
Whenever the interstate environmental commission shall be of the
opinion that any person, association or corporation, municipal or
otherwise, within the district is failing or omitting, or about to fail
or omit to do anything required of it by its order or by the laws
governing the control or elimination of pollution of the waters of the
district, or is doing or is about to do anything, or permitting or about
to permit anything to be done contrary to or in violation of such orders
or such laws, or the provisions of the compact, it may direct its legal
representative to commence an action or a proceeding in the name of the
interstate environmental commission in an appropriate court having
jurisdiction for the purpose of having such violations or threatened
violations stopped and prevented. Such an action or proceeding when
directed against any person, firm, association, corporation, municipal
or otherwise, within the state may be brought in the supreme court of
this state and the said court shall have and is hereby given the
necessary and appropriate jurisdiction to determine such action or
proceeding upon the merits and/or to grant any relief appropriate to the
case.
Powers to be additional; inconsistent provisions.
Any powers herein granted to the interstate environmental commission
shall be regarded as in aid of and supplemental to, and in no case a
limitation upon, any other powers legally vested in said commission. No
provision of the Public Health Law and no provision of the Environmental
Conservation Law, if such provision of the Environmental Conservation
Law was derived from a provision of the Public Health Law, which is
inconsistent with the provisions of the tri-state compact shall be
applicable to the interstate environmental commission or to any matter
governed by the tri-state compact.
Further pollution.
No person, firm or corporation, municipal or otherwise, shall create,
establish, cause or maintain any source of pollution within the
district, not existing on April 1, 1935; provided, however, that after
hearing and investigation on application of such person, firm or
corporation, municipal or otherwise, the commission may issue such order
relating to any such pollution as it shall find will best serve the
public interest.
Hearings.
Whenever the commission shall determine upon investigation that sewage
or other polluting matter from any city, village, town, county, borough,
municipality or other entity, as defined in the compact, building,
steamboat, or other vessel, or any garbage, offal or any decomposable or
putrescible matter of any kind is being discharged into any waters of
the district, and whenever in the opinion of the commission such
discharge is polluting such waters in a manner injurious to or so as to
create a menace to public health, welfare and recreational purposes, or
so as to create a public nuisance, or so as to be obnoxious, the
commission may order the municipality, corporation or person so
discharging sewage, refuse or other matter, to show cause before it or
its duly designated representative why such discharge should not be
discontinued or why said commission should not issue an order regulating
such pollution. A notice shall be served on the municipality,
corporation or person so discharging sewage, refuse or other matter,
directing such municipality, corporation or person to show cause before
the said commission on a date specified in such notice why an order
should not be made directing the discontinuance of such discharge or
otherwise regulating the said pollution. Such notice shall specify the
time when and place where a public hearing will be held by the
commission or its duly delegated representative and shall be served
personally, or by mail at least fifteen days before said hearing, and in
case of a municipality or a corporation, such service shall be upon an
officer thereof. The person or persons presiding at such hearing shall
take evidence, and after conducting such public hearing, the commission
shall by order prescribe a reasonable date on or before which such
municipality, corporation or person discharging sewage, refuse or other
matter into the designated waters within the district, shall cease to
discharge such refuse or other matter and shall treat such sewage in
accordance with the standards specified in the compact, and such order
may prescribe that certain specific progress shall be made at definite
times prior to the final date fixed in such order. The commission shall
have authority to require from the officials and persons responsible for
the execution of such orders satisfactory evidence at specified times of
proper progress in the execution of such orders.
Preparation of plan; consultation.
The commission may prepare a general plan of the most practicable and
economical method of securing conformity with the standards set forth in
the compact, having in view the future growth and development of the
district, and to that end shall cooperate and advise with the respective
state authorities having jurisdiction over stream pollution and any
other bodies having to do with sewage and garbage disposal and the
pollution of the waters of the district, with the secretary of the army
of the United States, with appropriate committees of congress and any
and all other federal authorities having jurisdiction in the premises,
with representatives of chambers of commerce and other civic bodies
within the district, and with such bodies, commissions and legislative
committees as may exist or be created in any of the signatory states,
for the purpose of bringing about a comprehensive program for the
abatement and elimination of pollution.
Report and recommendations.
The commission shall keep accurate accounts of all receipts and
disbursements and shall report to the Governor and the legislature of
this state on or before the twenty-fifth day of January in each year,
setting forth in detail the transactions conducted by it and shall make
recommendations for any legislative action deemed by it advisable,
including amendments to the statutes of the signatory states which may
be necessary to carry out the intent and purposes of the compact.
Budget.
1. The interstate environmental commission shall submit annually to
the Governor in accordance with the laws and practice of this state, for
study and consideration by him, an estimate of moneys required to
administer, manage and support the commission during the ensuing fiscal
year. Such estimate shall include any request for appropriation of funds
by New York and shall be accompanied by a tabulation of similar requests
which the commission expects to make to each other member state and the
formula or factors upon which such respective requests are based.
2. The Commissioner of Environmental Conservation shall be afforded an
opportunity to comment on any budget request by the commission, and the
commission shall be furnished with a copy of any such comments.
Financial examination.
The Comptroller of the state of New York is hereby authorized and
empowered, from time to time, to examine the accounts and books of the
commission including its receipts, disbursements and such other items
referring to its financial standing as such Comptroller may deem proper
and to report the results of such examination to the Governor of such
state.
Evaluation.
On August 15, l964, and at intervals of four years thereafter, the
Commissioner of Environmental Conservation shall evaluate the role of
the commission with respect to the waters within and commingled with
those in New York, and any other matter over which the commission has
jurisdiction and shall report to the commission thereon. The
Commissioner of Environmental Conservation shall transmit a copy of such
report to the Governor. The Commissioner of Environmental Conservation
may make such additional reports to the commission and the Governor as
he deems appropriate.
Interstate air pollution.
When the state of New Jersey shall have enacted legislation of
substantially similar import and for so long as such legislation of the
state of New Jersey remains in force, the interstate environmental
commission shall, in addition to its other powers, duties and functions
have authority, in accordance with article three of the tri-state
compact set forth in section 21-0501 of this chapter, to engage in
activities with respect to interstate air pollution problems between the
states of New York and New Jersey as follows:
a. to conduct studies;
b. to undertake research, testing and development;
c. to gather, exchange and disseminate information with and among
public or private bodies, persons or organizations and to cooperate with
any of them in solving air pollution problems;
d. to take samplings and to trace sources of air pollutants;
e. to refer complaints to an appropriate enforcement agency or
agencies of the states in which the sources are located and to which air
pollutants are carried, along with such data and information as it may
have obtained with respect to the nature, characteristics, source, path
and effect of air pollutants;
f. whenever found appropriate on the basis of such studies and
research, (1) to make recommendations and reports to the governors and
legislatures of the participating states;
(2) to recommend to the legislatures, air pollution control agencies
and municipalities of the states the establishment of such specific
control and enforcement measures as may be necessary to abate air
pollution in one state which endangers the health and welfare of people
in another state;
(3) to join in a requirement upon the federal Administrator of the
Environmental Protection Agency that he convene a conference pursuant to
the federal clean air act, and to participate in such a conference; and
(4) to recommend and assist in the establishment of air pollution
monitoring systems and air pollution warning systems.
The primary effort of the interstate environmental commission under
this act shall be directed to air contaminant solids, liquids or gases
which are toxic, disagreeable or irritant, or which are destructive.
In carrying out its functions under this act, the interstate
environmental commission shall make use of the services, facilities and
information of existing state, local and federal agencies wherever
feasible and available.
In furtherance of the purposes of this act, the interstate
environmental commission is empowered to accept moneys, property and
other donations or gifts from any person whatever, whether public,
private or governmental, real or artificial.
No trade secret or secret process shall be inquired into by the
interstate environmental commission under this act, whether with respect
to one or more of the substances or one or more of the processes,
operations, techniques or devices used in connection therewith, and
whenever a trade secret or secret process is involved, the activity
under this act shall be limited to the identification of the device or
facility from which the effluent discharged into the outer air derives,
and the nature, rate and period of emission of such effluent.
All information obtained from any sampling, tracing or other specific
inquiry performed under this act shall be kept and maintained as a
confidential disclosure and, except as may be essential for the purpose
of referring a complaint to an appropriate enforcement agency and of any
enforcement proceeding by or before any such agency, shall not be
disclosed or published in any way other than such as will not identify a
given substance, process, operation, technique or device with the
physical location or identity of the source plant or facility, or with
the product made or service performed, or with the person or persons
using the same.
A printed copy of the provisions of this section shall be furnished on
request to any person furnishing information to the interstate
environmental commission and, in case of an inquiry at a plant or
facility, to the person then in charge of the same.
So long as the activities conducted pursuant to this act are limited
to the states of New York and New Jersey, all of the costs and expenses
of the same, direct and indirect, shall be met, within the limits of
available appropriations therefor, by said two states in equal shares
and all actions of the interstate environmental commission with respect
to such activities shall be governed solely by the commissioners from
the states of New York and New Jersey, with like effect as though the
state of Connecticut were not a participant of said commission, and for
this purpose the commission shall establish administratively a separate
division on interstate air pollution, and maintain separate financial
accounts to reflect its direct and allocated costs and expenses;
provided, however, that the full commission, including the members
representing the state of Connecticut, shall rule on all matters
touching the accounting systems to be used and the charging and
allocation of costs and expenses.
TITLE 7 Delaware River Basin Compact
TITLE 9 Great Lakes Basin Compact
Great Lakes Basin Compact.
The Great Lakes Basin Compact, as first enacted by chapter 643 of the
laws of l960, as reenacted by chapter 473 of the laws of 1961, and as
renumbered by chapter 73 of the laws of l962, is hereby continued. The
compact is as follows:
The party states solemnly agree:
ARTICLE I
The purposes of this compact are, through means of joint or
cooperative action:
1. To promote the orderly, integrated, and comprehensive development,
use, and conservation of the water resources of the Great Lakes Basin
(hereinafter called the Basin).
2. To plan for the welfare and development of the water resources of
the Basin as a whole as well as for those portions of the Basin which
may have problems of special concern.
3. To make it possible for the states of the Basin and their people to
derive the maximum benefit from utilization of public works, in the form
of navigational aids or otherwise, which may exist or which may be
constructed from time to time.
4. To advise in securing and maintaining a proper balance among
industrial, commercial, agricultural, water supply, residential,
recreational, and other legitimate uses of the water resources of the
Basin.
5. To establish and maintain an intergovernmental agency to the end
that the purposes of this compact may be accomplished more effectively.
ARTICLE II
A. This compact shall enter into force and become effective and
binding when it has been enacted by the legislatures of any four of the
States of Illinois, Indiana, Michigan, Minnesota, New York, Ohio,
Pennsylvania, and Wisconsin and thereafter shall enter into force and
become effective and binding as to any other of said states when enacted
by the legislature thereof.
B. The Province of Ontario and the Province of Quebec, or either of
them, may become states party to this compact by taking such action as
their laws and the laws of the Government of Canada may prescribe for
adherence thereto. For the purpose of this compact the word "state"
shall be construed to include a Province of Canada.
ARTICLE III
The Great Lakes Commission created by Article IV of this compact shall
exercise its powers and perform its functions in respect to the Basin
which, for the purposes of this compact, shall consist of so much of the
following as may be within the party states:
1. Lakes Erie, Huron, Michigan, Ontario, St. Clair, Superior, and the
St. Lawrence River, together with any and all natural or man-made water
interconnections between or among them.
2. All rivers, ponds, lakes, streams, and other watercourses which, in
their natural state or in their prevailing condition, are tributary to
Lakes Erie, Huron, Michigan, Ontario, St. Clair, and Superior or any of
them or which comprise part of any watershed draining into any of said
lakes.
ARTICLE IV
A. There is hereby created an agency of the party states to be known
as The Great Lakes Commission, (hereinafter called the Commission). In
that name the Commission may sue and be sued, acquire, hold and convey
real and personal property and any interest therein. The Commission
shall have a seal with the words "The Great Lakes Commission" and such
other design as it may prescribe engraved thereon by which it shall
authenticate its proceedings. Transactions involving real or personal
property shall conform to the laws of the state in which the property is
located, and the Commission may by bylaws provide for the execution and
acknowledgment of all instruments in its behalf.
B. The Commission shall be composed of not less than three
commissioners nor more than five commissioners from each party state
designated or appointed in accordance with the law of the state which
they represent and serving and subject to removal in accordance with
such law.
C. Each state delegation shall be entitled to three votes in the
Commission. The presence of commissioners from a majority of the party
states shall constitute a quorum for the transaction of business at any
meeting of the Commission. Actions of the Commission shall be by a
majority of the votes cast except that any recommendations made pursuant
to Article VI of this compact shall require an affirmative vote of not
less than a majority of the votes cast from each of a majority of the
states present and voting.
D. The commissioners of any two or more party states may meet
separately to consider problems of particular interest to their states
but no action taken at any such meeting shall be deemed an action of the
Commission unless and until the Commission shall specifically approve
the same.
E. In the absence of any commissioner, his vote may be cast by another
representative or commissioner of his state provided that said
commissioner or other representative casting said vote shall have a
written proxy in proper form as may be required by the Commission.
F. The Commission shall elect annually from among its members a
chairman and vice-chairman. The Commission shall appoint an Executive
Director who shall also act as secretary-treasurer, and who shall be
bonded in such amount as the Commission may require. The Executive
Director shall serve at the pleasure of the Commission and at such
compensation and under such terms and conditions as may be fixed by it.
The Executive Director shall be custodian of the records of the
Commission with authority to affix the Commission's official seal and to
attest to and certify such records or copies thereof.
G. The Executive Director, subject to the approval of the Commission
in such cases as its bylaws may provide, shall appoint and remove or
discharge such personnel as may be necessary for the performance of the
Commission's functions. Subject to the aforesaid approval, the Executive
Director may fix their compensation, define their duties, and require
bonds of such of them as the Commission may designate.
H. The Executive Director, on behalf of, as trustee for, and with the
approval of the Commission, may borrow, accept, or contract for the
services of personnel from any state or government or any subdivision or
agency thereof, from any intergovernmental agency, or from any
institution, person, firm or corporation; and may accept for any of the
Commission's purposes and functions under this compact any and all
donations, gifts, and grants of money, equipment, supplies, materials,
and services from any state or government or any subdivision or agency
thereof or intergovernmental agency or from any institution, person,
firm or corporation and may receive and utilize the same.
I. The Commission may establish and maintain one or more offices for
the transacting of its business and for such purposes the Executive
Director, on behalf of, as trustee for, and with the approval of the
Commission, may acquire, hold and dispose of real and personal property
necessary to the performance of its functions.
J. No tax levied or imposed by any party state or any political
subdivision thereof shall be deemed to apply to property, transactions,
or income of the Commission.
K. The Commission may adopt, amend and rescind bylaws, rules and
regulations for the conduct of its business.
L. The organization meeting of the Commission shall be held within six
months from the effective date of this compact.
M. The Commission and its Executive Director shall make available to
the party states any information within its possession and shall always
provide free access to its records by duly authorized representatives of
such party states.
N. The Commission shall keep a written record of its meetings and
proceedings and shall annually make a report thereof to be submitted to
the duly designated official of each party state.
O. The Commission shall make and transmit annually to the legislature
and Governor of each party state a report covering the activities of the
Commission for the preceding year and embodying such recommendations as
may have been adopted by the Commission. The Commission may issue such
additional reports as it may deem desirable.
ARTICLE V
A. The members of the Commission shall serve without compensation, but
the expenses of each commissioner shall be met by the state which he
represents in accordance with the law of that state. All other expenses
incurred by the Commission in the course of exercising the powers
conferred upon it by this compact, unless met in some other manner
specifically provided by this compact, shall be paid by the Commission
out of its own funds.
B. The Commission shall submit to the executive head or designated
officer of each party state a budget of its estimated expenditures for
such period as may be required by the laws of that state for
presentation to the legislature thereof.
C. Each of the Commission's budgets of estimated expenditures shall
contain specific recommendations of the amount or amounts to be
appropriated by each of the party states. Detailed commission budgets
shall be recommended by a majority of the votes cast, and the costs
shall be allocated equitably among the party states in accordance with
their respective interests.
D. The Commission shall not pledge the credit of any party state. The
Commission may meet any of its obligations in whole or in part with
funds available to it under Article IV (II) of this compact, provided
that the Commission takes specific action setting aside such funds prior
to the incurring of any obligations to be met in whole or in part in
this manner. Except where the Commission makes use of funds available to
it under Article IV (H) hereof, the Commission shall not incur any
obligations prior to the allotment of funds by the party states adequate
to meet the same.
E. The Commission shall keep accurate accounts of all receipts and
disbursements. The receipts and disbursements of the Commission shall be
subject to the audit and accounting procedures established under the
bylaws. However, all receipts and disbursements of funds handled by the
Commission shall be audited yearly by a qualified public accountant and
the report of the audit shall be included in and become a part of the
annual report of the Commission.
F. The accounts of the Commission shall be open at any reasonable time
for inspection by such agency, representative or representatives of the
party states as may be duly constituted for that purpose and by others
who may be authorized by the Commission.
ARTICLE VI
The Commission shall have power to:
A. Collect, correlate, interpret, and report on data relating to the
water resources and the use thereof in the Basin or any portion thereof.
B. Recommend methods for the orderly, efficient, and balanced
development, use, and conservation of the water resources of the Basin
or any portion thereof to the party states and to any other governments
or agencies having interests in or jurisdiction over the Basin or any
portion thereof.
C. Consider the need for and desirability of public works and
improvements relating to the water resources in the Basin or any portion
thereof.
D. Consider means of improving navigation and port facilities in the
Basin or any portion thereof.
E. Consider means of improving and maintaining the fisheries of the
Basin or any portion thereof.
F. Recommend policies relating to water resources including the
institution and alteration of flood plain and other zoning laws,
ordinances and regulations.
G. Recommend uniform or other laws, ordinances, or regulations
relating to the development, use and conservation of the Basin's water
resources to the party states or any of them and to other governments,
political subdivisions, agencies or intergovernmental bodies having
interests in or jurisdiction sufficient to affect conditions in the
Basin or any portion thereof.
H. Consider and recommend amendments or agreements supplementary to
this compact to the party states or any of them, and assist in the
formulation and drafting of such amendments or supplementary agreements.
I. Prepare and publish reports, bulletins, and publications
appropriate to this work and fix reasonable sale prices therefor.
J. With respect to the water resources of the Basin or any portion
thereof, recommend agreements between the governments of the United
States and Canada.
K. Recommend mutual arrangements expressed by concurrent or reciprocal
legislation on the part of Congress and the Parliament of Canada
including but not limited to such agreements and mutual arrangements as
are provided for by Article XIII of the Treaty of 1909 Relating to
Boundary Waters and Questions Arising Between the United States and
Canada. (Treaty Series, No. 548).
L. Cooperate with the governments of the United States and of Canada,
the party states and any public or private agencies or bodies having
interests in or jurisdiction sufficient to affect the Basin or any
portion thereof.
M. At the request of the United States, or in the event that a
Province shall be a party state, at the request of the Government of
Canada, assist in the negotiation and formulation of any treaty or other
mutual arrangement or agreement between the United States and Canada
with reference to the Basin or any portion thereof.
N. Make any recommendation and do all things necessary and proper to
carry out the powers conferred upon the Commission by this compact,
provided that no action of the Commission shall have the force of law
in, or be binding upon, any party state.
ARTICLE VII
Each party state agrees to consider the action the Commission
recommends in respect to:
A. Stabilization of lake levels.
B. Measures for combating pollution, beach erosion, floods, and shore
inundation.
C. Uniformity in navigation regulations within the constitutional
powers of the states.
D. Proposed navigation aids and improvements.
E. Uniformity or effective coordinating action in fishing laws and
regulations and cooperative action to eradicate destructive and
parasitical forces endangering the fisheries, wild life and other water
resources.
F. Suitable hydroelectric power developments.
G. Cooperative programs for control of soil and bank erosion for the
general improvement of the Basin.
H. Diversion of waters from and into the Basin.
I. Other measures the Commission may recommend to the states pursuant
to Article VI of this compact.
ARTICLE VIII
This compact shall continue in force and remain binding upon each
party state until renounced by act of the legislature of such state, in
such form and manner as it may choose and as may be valid and effective
to repeal a statute of said state, provided that such renunciation shall
not become effective until six months after notice of such action shall
have been officially communicated in writing to the executive head of
the other party states.
ARTICLE IX
It is intended that the provisions of this compact shall be reasonably
and liberally construed to effectuate the purposes thereof. The
provisions of this compact shall be severable and if any phrase, clause,
sentence or provision of this compact is declared to be contrary to the
constitution of any party state or of the United States, or in the case
of a Province, to the British North America Act of 1867 as amended, or
the applicability thereof to any state, agency, person or circumstance
is held invalid, the constitutionality of the remainder of this compact
and the applicability thereof to any state, agency, person or
circumstance shall not be affected thereby, provided further that if
this compact shall be held contrary to the constitution of the United
States, or in the case of a Province, to the British North America Act
of 1867 as amended, or of any party state, the compact shall remain in
full force and effect as to the remaining states and in full force and
effect as to the state affected as to all severable matters.
Representation on the commission.
In pursuance of article four of the compact there shall be five
commissioners. One shall be the Commissioner of Environmental
Conservation or, if designated by him, one of his principal deputies.
The other four commissioners shall be designated by the Governor to
serve at his pleasure. Each commissioner shall have three-fifths of one
vote and is hereby given all of the powers conferred on a commissioner
by the compact or which shall be necessary or incidental to the
performance of his functions as such a commissioner. It is hereby
specifically recognized that the interests and activities of the Great
Lakes Commission contemplate many aspects of the great lakes and of
their relation to the member states. Accordingingly, it is declared to
be the legislative intent that each of the New York commissioners, and
such commissioners as a group, shall confer and consult with all other
agencies and officers of the state government whenever appropriate to
coordinate or make known the views and policies of such agencies and
officers with respect to the work of the commission or the interests of
the state in the great lakes basin.
Budget.
1. The Great Lakes Commission shall submit annually to the
Commissioner of Environmental Conservation, in accordance with the laws
and practice of this state, for study and consideration by such
commissioner, an estimate of moneys required to administer, manage and
support the commission during the ensuing fiscal year. Such estimate
shall include any requests for appropriation of funds by New York state
and shall be accompanied by a tabulation of similar requests which the
commission expects to make to each other member state and the formula or
factors upon which such respective requests are based.
2. The Commissioner of Environmental Conservation shall include a
suitable item or items of estimated expenditures for the Great Lakes
Commission in the budget estimates of his department.
Examination of commission accounts.
In accordance with paragraph F of article five of the compact, the
state Comptroller is hereby authorized and empowered from time to time
to examine the accounts and books of the commission, including its
receipts, disbursements and such other items referring to its financial
standing as such Comptroller may deem proper and to report the results
of such examination to the Governor.
Transmittal of documents.
The Secretary of State is hereby authorized and directed to transmit a
duly authenticated copy of this title and the act by which it has been
added to the Environmental Conservation Law to each jurisdiction party
to the compact.
Inconsistent provisions.
No provision of the Conservation Law, and no provision of the
Environmental Conservation Law, if such provision of the Environmental
Conservation Law was derived from a provision of the Conservation Law,
which is inconsistent with the provisions of the Great Lakes Basin
Compact shall be applicable to the Great Lakes Commission or to any
matter governed by the Great Lakes Basin Compact.
Appraisal of commission.
On August 15, 1964, and at intervals of four years thereafter, the
Commissioner of Environmental Conservation shall evaluate the role of
the Great Lakes Commission with respect to the interests of this state
in the Great Lakes, and shall report to the commission thereon. The
Commissioner of Environmental Conservation shall transmit a copy of such
report to the Governor. The Commissioner of Environmental Conservation
may make such additional reports to the Great Lakes Commission and the
Governor as he deems appropriate.
Termination.
In accordance with article eight of the compact, termination of the
participation of this state in such compact shall be evidenced by repeal
of this title. Notice of intention to withdraw from the compact shall be
executed and transmitted by the Governor.
The Great Lakes Basin advisory council.
1. As used in this section:
a. "Great Lakes Basin" means the watershed of the Great Lakes and the
St. Lawrence River, upstream from Trois Rivieres, Quebec, consisting in
New York State of the Lake Erie, Niagara River, Lake Ontario minor
tributaries, Genesee River, Seneca-Oneida Oswego River, Black River, St.
Lawrence River, and Lake Champlain drainage basins.
b. "Great Lakes region" means the geographic region composed of the
states of Illinois, Indiana, Michigan, Minnesota, New York, Ohio and
Wisconsin, the commonwealth of Pennsylvania, and the provinces of
Ontario and Quebec, Canada.
2. There is hereby established within the department the Great Lakes
Basin advisory council (hereinafter referred to as the "council")
consisting of nineteen members to advise the governor and the
commissioner on matters relating to the state's role in regional,
federal, and international activities aimed at the protection of the
quality and quantity of water in the Great Lakes, domestic, municipal,
industrial and agricultural water supplies, navigation, hydroelectric
power and energy production, recreation, fish and wildlife habitat, and
a balanced ecosystem which are all vital to the future environmental,
social, and economic health of New York State and the other states and
provinces comprising the Great Lakes region.
a. The council shall:
(i) advise the commissioner and the governor on the implementation and
any modifications to any comprehensive long-term Great Lakes management
plan developed by the department;
(ii) advise the state's members on the board of directors of the Great
Lakes protection fund;
(iii) annually identify specific research or program needs for funding
from the New York Great Lakes protection fund, after consultation with
the Great Lakes protection fund, other Great Lakes states and other
concerned parties. Such annual program, with as much detail on the scope
and expectations of each project as is practical, shall be submitted to
the commissioner, who shall select specific projects from the program,
recommended by the council and shall submit such projects to the
department for implementation; and
(iv) evaluate and report to the governor and the legislature on the
projects funded by the New York Great Lakes protection fund.
b. The governor shall appoint nine members with one representing an
institution that performs research on the issues and the problems of the
Great Lakes, one representing a labor union whose members derive their
livelihood from the Great Lakes, three representing environmental or
conservation organizations with interests in the Great Lakes Basin, two
representing business organizations whose commercial interest lies in
activities in or around Lake Ontario, Lake Erie and/or the St. Lawrence
River, one representing a municipality adjacent to Lake Erie, Lake
Ontario or the St. Lawrence River, and one representing a county having
a population of two hundred and fifty thousand people or less adjacent
to Lake Erie, Lake Ontario or the St. Lawrence River. The temporary
president of the Senate and the speaker of the Assembly shall each
appoint two members who have a demonstrated knowledge in Great Lakes
issues. The commissioner, the commissioners of the departments of state,
health, transportation, economic development and the chairman of the
power authority of the state of New York or their designated
representative shall be ex-officio members. The appointed members of the
council shall serve terms of three years; provided, however, that of the
members first appointed by the governor, three shall be appointed for a
term of three years, three shall be appointed for a term of two years
and three shall be appointed for a term of one year. An appointment to
fill a vacancy shall be made for the remainder of the affected term in
the same manner as the original appointment was made. Such appointment
shall be made within sixty days of the date the position becomes vacant.
Members shall serve until their successor has been appointed. The
governor shall designate the chairperson.
3. The advisory council shall meet at a minimum of two times annually.
4. Advisory council members shall receive no compensation for their
services, but shall be reimbursed for their actual and necessary
expenses incurred during the performance of their duties.
5. The council shall submit a report prior to January first beginning
in nineteen hundred ninety and annually thereafter to the governor, the
speaker of the Assembly, the temporary president of the Senate and the
chairmen of the Senate and Assembly committees on environmental
conservation. Such report should include an evaluation of the problems
and conditions of the Great Lakes and recommendations for departmental
or legislative solutions.
TITLE 10 Great Lakes-st Lawrence River Basin Water Resources Compact
The Great Lakes-St. Lawrence River Basin Water Resources
Compact.
GREAT LAKES-ST. LAWRENCE RIVER BASIN WATER RESOURCES COMPACT
ARTICLE 1
SHORT TITLE, DEFINITIONS, PURPOSES AND DURATION
Section 1.1. Short Title. This act shall be known and may be cited as
the "Great Lakes-St. Lawrence River Basin Water Resources Compact."
Section 1.2. Definitions. For the purposes of this Compact, and of any
supplemental or concurring legislation enacted pursuant thereto, except
as may be otherwise required by the context:
Adaptive Management means a Water resources management system that
provides a systematic process for evaluation, monitoring and learning
from the outcomes of operational programs and adjustment of policies,
plans and programs based on experience and the evolution of scientific
knowledge concerning Water resources and Water Dependent Natural
Resources.
Agreement means the Great Lakes-St. Lawrence River Basin Sustainable
Water Resources Agreement.
Applicant means a Person who is required to submit a Proposal that is
subject to management and regulation under this Compact. Application has
a corresponding meaning.
Basin or Great Lakes-St. Lawrence River Basin means the watershed of
the Great Lakes and the St. Lawrence River upstream from Trois-Rivieres,
Quebec within the jurisdiction of the Parties.
Basin Ecosystem or Great Lakes-St. Lawrence River Basin Ecosystem
means the interacting components of air, land, Water and living
organisms, including humankind, within the Basin.
Community within a Straddling County means any incorporated city, town
or the equivalent thereof, that is located outside the Basin but wholly
within a County that lies partly within the Basin and that is not a
Straddling Community.
Compact means this Compact.
Consumptive Use means that portion of the Water Withdrawn or withheld
from the Basin that is lost or otherwise not returned to the Basin due
to evaporation, incorporation into Products, or other processes.
Council means the Great Lakes-St. Lawrence River Basin Water Resources
Council, created by this Compact.
Council Review means the collective review by the Council members as
described in article 4 of this Compact.
County means the largest territorial division for local government in
a State. The County boundaries shall be defined as those boundaries that
exist as of December 13, 2005.
Cumulative Impacts mean the impact on the Basin Ecosystem that results
from incremental effects of all aspects of a Withdrawal, Diversion or
Consumptive Use in addition to other past, present, and reasonably
foreseeable future Withdrawals, Diversions and Consumptive Uses
regardless of who undertakes the other Withdrawals, Diversions and
Consumptive Uses. Cumulative Impacts can result from individually minor
but collectively significant Withdrawals, Diversions and Consumptive
Uses taking place over a period of time.
Decision-Making Standard means the decision-making standard
established by Section 4.11 for Proposals subject to management and
regulation in Section 4.10.
Diversion means a transfer of Water from the Basin into another
watershed, or from the watershed of one of the Great Lakes into that of
another by any means of transfer, including but not limited to a
pipeline, canal, tunnel, aqueduct, channel, modification of the
direction of a water course, a tanker ship, tanker truck or rail tanker
but does not apply to Water that is used in the Basin or a Great Lake
watershed to manufacture or produce a Product that is then transferred
out of the Basin or watershed. Divert has a corresponding meaning.
Environmentally Sound and Economically Feasible Water Conservation
Measures mean those measures, methods, technologies or practices for
efficient water use and for reduction of water loss and waste or for
reducing a Withdrawal, Consumptive Use or Diversion that (i) are
environmentally sound, (ii) reflect best practices applicable to the
water use sector, (iii) are technically feasible and available, (iv) are
economically feasible and cost effective based on an analysis that
considers direct and avoided economic and environmental costs and (v)
consider the particular facilities and processes involved, taking into
account the environmental impact, age of equipment and facilities
involved, the processes employed, energy impacts and other appropriate
factors.
Exception means a transfer of Water that is excepted under Section 4.9
from the prohibition against Diversions in Section 4.8.
Exception Standard means the standard for Exceptions established in
Section 4.9.4.
Intra-Basin Transfer means the transfer of Water from the watershed of
one of the Great Lakes into the watershed of another Great Lake.
Measures means any legislation, law, regulation, directive,
requirement, guideline, program, policy, administrative practice or
other procedure.
New or Increased Diversion means a new Diversion, an increase in an
existing Diversion, or the alteration of an existing Withdrawal so that
it becomes a Diversion.
New or Increased Withdrawal or Consumptive Use means a new Withdrawal
or Consumptive Use or an increase in an existing Withdrawal or
Consumptive Use.
Originating Party means the Party within whose jurisdiction an
Application or registration is made or required.
Party means a State party to this Compact.
Person means a human being or a legal person, including a government
or a non-governmental organization, including any scientific,
professional, business, non-profit, or public interest organization or
association that is neither affiliated with, nor under the direction of
a government.
Product means something produced in the Basin by human or mechanical
effort or through agricultural processes and used in manufacturing,
commercial or other processes or intended for intermediate or end use
consumers. (i) Water used as part of the packaging of a Product shall be
considered to be part of the Product. (ii) Other than Water used as part
of the packaging of a Product, Water that is used primarily to transport
materials in or out of the Basin is not a Product or part of a Product.
(iii) Except as provided in (i) above, Water which is transferred as
part of a public or private supply is not a Product or part of a
Product. (iv) Water in its natural state such as in lakes, rivers,
reservoirs, aquifers, or water basins is not a Product.
Proposal means a Withdrawal, Diversion or Consumptive Use of Water
that is subject to this Compact.
Province means Ontario or Quebec.
Public Water Supply Purposes means water distributed to the public
through a physically connected system of treatment, storage and
distribution facilities serving a group of largely residential customers
that may also serve industrial, commercial, and other institutional
operators. Water Withdrawn directly from the Basin and not through such
a system shall not be considered to be used for Public Water Supply
Purposes.
Regional Body means the members of the Council and the Premiers of
Ontario and Quebec or their designee as established by the Agreement.
Regional Review means the collective review by the Regional Body as
described in Article 4 of this Compact.
Source Watershed means the watershed from which a Withdrawal
originates. If Water is Withdrawn directly from a Great Lake or from
the St. Lawrence River, then the Source Watershed shall be considered
to be the watershed of that Great Lake or the watershed of the St.
Lawrence River, respectively. If Water is Withdrawn from the watershed
of a stream that is a direct tributary to a great lake or a direct
tributary to the St. Lawrence River, then the Source Watershed shall be
considered to be the watershed of that Great Lake or the watershed of
the St. Lawrence River, respectively, with a preference to the direct
tributary stream watershed from which it was Withdrawn.
Standard of Review and Decision means the Exception Standard,
Decision-Making Standard and reviews as outlined in Article 4 of this
Compact.
State means one of the states of Illinois, Indiana, Michigan,
Minnesota, New York, Ohio or Wisconsin or the Commonwealth of
Pennsylvania.
Straddling Community means any incorporated city, town or the
equivalent thereof, wholly within any County that lies partly or
completely within the Basin, whose corporate boundary existing as of the
effective date of this Compact, is partly within the Basin or partly
within two Great Lakes watersheds.
Technical Review means a detailed review conducted to determine
whether or not a Proposal that requires Regional Review under this
Compact meets the Standard of Review and Decision following procedures
and guidelines as set out in this Compact.
Water means ground or surface water contained within the Basin.
Water Dependent Natural Resources means the interacting components of
land, Water and living organisms affected by the Waters of the Basin.
Waters of the Basin or Basin Water means the Great Lakes and all
streams, rivers, lakes, connecting channels and other bodies of water,
including tributary groundwater, within the Basin.
Withdrawal means the taking of water from surface water or
groundwater. Withdraw has a corresponding meaning.
Section 1.3. Findings and Purposes.
The legislative bodies of the respective Parties hereby find and
declare:
1. Findings:
a. The Waters of the Basin are precious public natural resources
shared and held in trust by the States;
b. The Waters of the Basin are interconnected and part of a single
hydrologic system;
c. The Waters of the Basin can concurrently serve multiple uses. Such
multiple uses include municipal, public, industrial, commercial,
agriculture, mining, navigation, energy development and production,
recreation, the subsistence, economic and cultural activities of native
peoples, Water quality maintenance, and the maintenance of fish and
wildlife habitat and a balanced ecosystem. And, other purposes are
encouraged, recognizing that such uses are interdependent and must be
balanced;
d. Future Diversions and Consumptive Uses of Basin Water resources
have the potential to significantly impact the environment, economy and
welfare of the Great Lakes-St. Lawrence River region;
e. Continued sustainable, accessible and adequate Water supplies for
the people and economy of the Basin are of vital importance; and,
f. The Parties have a shared duty to protect, conserve, restore,
improve and manage the renewable but finite Waters of the Basin for the
use, benefit and enjoyment of all their citizens, including generations
yet to come. The most effective means of protecting, conserving,
restoring, improving and managing the Basin Waters is through the joint
pursuit of unified and cooperative principles, policies and programs
mutually agreed upon, enacted and adhered to by all Parties.
2. Purposes:
a. To act together to protect, conserve, restore, improve and
effectively manage the Waters and Water Dependent Natural Resources of
the Basin under appropriate arrangements for intergovernmental
cooperation and consultation because current lack of full scientific
certainty should not be used as a reason for postponing measures to
protect the Basin Ecosystem;
b. To remove causes of present and future controversies;
c. To provide for cooperative planning and action by the Parties with
respect to such Water resources;
d. To facilitate consistent approaches to Water management across the
Basin while retaining State management authority over Water management
decisions within the Basin;
e. To facilitate the exchange of data, strengthen the scientific
information base upon which decisions are made and engage in
consultation on the potential effects of proposed Withdrawals and losses
on the Waters and Water Dependent Natural Resources of the Basin;
f. To prevent significant adverse impacts of Withdrawals and losses on
the Basin's ecosystems and watersheds;
g. To promote interstate and State-Provincial comity; and,
h. To promote an Adaptive Management approach to the conservation and
management of Basin Water resources, which recognizes, considers and
provides adjustments for the uncertainties in, and evolution of,
scientific knowledge concerning the Basin's Waters and Water Dependent
Natural Resources.
Section 1.4. Science. 1. The Parties commit to provide leadership for
the development of a collaborative strategy with other regional partners
to strengthen the scientific basis for sound Water management decision
making under this Compact.
2. The strategy shall guide the collection and application of
scientific information to support:
a. An improved understanding of the individual and Cumulative Impacts
of Withdrawals from various locations and Water sources on the Basin
Ecosystem and to develop a mechanism by which impacts of Withdrawals may
be assessed;
b. The periodic assessment of Cumulative Impacts of Withdrawals,
Diversions and Consumptive Uses on a Great Lake and St. Lawrence River
watershed basis;
c. Improved scientific understanding of the Waters of the Basin;
d. Improved understanding of the role of groundwater in Basin Water
resources management; and,
e. The development, transfer and application of science and research
related to Water conservation and Water use efficiency.
ARTICLE 2
ORGANIZATION
Section 2.1. Council Created.
The Great Lakes-St. Lawrence River Basin Water Resources Council is
hereby created as a body politic and corporate, with succession for the
duration of this Compact, as an agency and instrumentality of the
governments of the respective Parties.
Section 2.2. Council membership.
The Council shall consist of the Governors of the Parties, ex officio.
Section 2.3. Alternates.
Each member of the Council shall appoint at least one alternate who
may act in his or her place and stead, with authority to attend all
meetings of the Council and with power to vote in the absence of the
member. Unless otherwise provided by law of the Party for which he or
she is appointed, each alternate shall serve during the term of the
member appointing him or her, subject to removal at the pleasure of the
member. In the event of a vacancy in the office of alternate, it shall
be filled in the same manner as an original appointment for the
unexpired term only.
Section 2.4. Voting.
1. Each member is entitled to one vote on all matters that may come
before the Council.
2. Unless otherwise stated, the rule of decision shall be by a simple
majority.
3. The Council shall annually adopt a budget for each fiscal year and
the amount required to balance the budget shall be apportioned equitably
among the Parties by unanimous vote of the Council. The appropriation of
such amounts shall be subject to such review and approval as may be
required by the budgetary processes of the respective Parties.
4. The participation of Council members from a majority of the Parties
shall constitute a quorum for the transaction of business at any meeting
of the Council.
Section 2.5. Organization and Procedure.
The Council shall provide for its own organization and procedure, and
may adopt rules and regulations governing its meetings and transactions,
as well as the procedures and timeline for submission, review and
consideration of Proposals that come before the Council for its review
and action. The Council shall organize, annually, by the election of a
Chair and Vice Chair from among its members. Each member may appoint an
advisor, who may attend all meetings of the Council and its committees,
but shall not have voting power. The Council may employ or appoint
professional and administrative personnel, including an Executive
Director, as it may deem advisable, to carry out the purposes of this
Compact.
Section 2.6. Use of Existing Offices and Agencies.
It is the policy of the Parties to preserve and utilize the functions,
powers and duties of existing offices and agencies of government to the
extent consistent with this Compact. Further, the Council shall promote
and aid the coordination of the activities and programs of the Parties
concerned with Water resources management in the Basin. To this end, but
without limitation, the Council may:
1. Advise, consult, contract, assist or otherwise cooperate with any
and all such agencies;
2. Employ any other agency or instrumentality of any of the Parties
for any purpose; and,
3. Develop and adopt plans consistent with the Water resources plans
of the Parties.
Section 2.7. Jurisdiction.
The Council shall have, exercise and discharge its functions, powers
and duties within the limits of the Basin. Outside the Basin, it may act
in its discretion, but only to the extent such action may be necessary
or convenient to effectuate or implement its powers or responsibilities
within the Basin and subject to the consent of the jurisdiction wherein
it proposes to act.
Section 2.8. Status, Immunities and Privileges.
1. The Council, its members and personnel in their official capacity
and when engaged directly in the affairs of the Council, its property
and its assets, wherever located and by whomsoever held, shall enjoy the
same immunity from suit and every form of judicial process as is enjoyed
by the Parties, except to the extent that the Council may expressly
waive its immunity for the purposes of any proceedings or by the terms
of any contract.
2. The property and assets of the Council, wherever located and by
whomsoever held, shall be considered public property and shall be immune
from search, requisition, confiscation, expropriation or any other form
of taking or foreclosure by executive or legislative action.
3. The Council, its property and its assets, income and the operations
it carries out pursuant to this Compact shall be immune from all
taxation by or under the authority of any of the Parties or any
political subdivision thereof; provided, however, that in lieu of
property taxes the Council may make reasonable payments to local taxing
districts in annual amounts which shall approximate the taxes lawfully
assessed upon similar property.
Section 2.9. Advisory Committees.
The Council may constitute and empower advisory committees, which may
be comprised of representatives of the public and of federal, State,
tribal, county and local governments, water resources agencies,
water-using industries and sectors, water-interest groups and academic
experts in related fields.
ARTICLE 3
GENERAL POWERS AND DUTIES
Section 3.1. General.
The Waters and Water Dependent Natural Resources of the Basin are
subject to the sovereign right and responsibilities of the Parties, and
it is the purpose of this Compact to provide for joint exercise of such
powers of sovereignty by the Council in the common interests of the
people of the region, in the manner and to the extent provided in this
Compact. The Council and the Parties shall use the Standard of Review
and Decision and procedures contained in or adopted pursuant to this
Compact as the means to exercise their authority under this Compact.
The Council may revise the Standard of Review and Decision, after
consultation with the Provinces and upon unanimous vote of all Council
members, by regulation duly adopted in accordance with Section 3.3 of
this Compact and in accordance with each Party's respective statutory
authorities and applicable procedures.
The Council shall identify priorities and develop plans and policies
relating to Basin Water resources. It shall adopt and promote uniform
and coordinated policies for Water resources conservation and management
in the Basin.
Section 3.2. Council Powers.
The Council may: plan; conduct research and collect, compile, analyze,
interpret, report and disseminate data on Water resources and uses;
forecast Water levels; conduct investigations; institute court actions;
design, acquire, construct, reconstruct, own, operate, maintain,
control, sell and convey real and personal property and any interest
therein as it may deem necessary, useful or convenient to carry out the
purposes of this Compact; make contracts; receive and accept such
payments, appropriations, grants, gifts, loans, advances and other
funds, properties and services as may be transferred or made available
to it by any Party or by any other public or private agency, corporation
or individual; and, exercise such other and different powers as may be
delegated to it by this Compact or otherwise pursuant to law, and have
and exercise all powers necessary or convenient to carry out its express
powers or which may be reasonably implied therefrom.
Section 3.3. Rules and Regulations.
1. The Council may promulgate and enforce such rules and regulations
as may be necessary for the implementation and enforcement of this
Compact. The Council may adopt by regulation, after public notice and
public hearing, reasonable Application fees with respect to those
Proposals for Exceptions that are subject to Council review under
Section 4.9. Any rule or regulation of the Council, other than one which
deals solely with the internal management of the Council or its
property, shall be adopted only after public notice and hearing.
2. Each Party, in accordance with its respective statutory authorities
and applicable procedures, may adopt and enforce rules and regulations
to implement and enforce this Compact and the programs adopted by such
Party to carry out the management programs contemplated by this Compact.
Section 3.4. Program Review and Findings.
1. Each Party shall submit a report to the Council and the Regional
Body detailing its Water management and conservation and efficiency
programs that implement this Compact. The report shall set out the
manner in which Water Withdrawals are managed by sector, Water source,
quantity or any other means, and how the provisions of the Standard of
Review and Decision and conservation and efficiency programs are
implemented. The first report shall be provided by each Party one year
from the effective date of this Compact and thereafter every 5 years.
2. The Council, in cooperation with the Provinces, shall review its
Water management and conservation and efficiency programs and those of
the Parties that are established in this Compact and make findings on
whether the Water management program provisions in this Compact are
being met, and if not, recommend options to assist the Parties in
meeting the provisions of this Compact. Such review shall take place:
a. 30 days after the first report is submitted by all Parties; and,
b. Every five years after the effective date of this Compact; and,
c. At any other time at the request of one of the Parties.
3. As one of its duties and responsibilities, the Council may
recommend a range of approaches to the Parties with respect to the
development, enhancement and application of Water management and
conservation and efficiency programs to implement the Standard of Review
and Decision reflecting improved scientific understanding of the Waters
of the Basin, including groundwater, and the impacts of Withdrawals on
the Basin Ecosystem.
ARTICLE 4
WATER MANAGEMENT AND REGULATION
Section 4.1. Water Resources Inventory, Registration and Reporting.
1. Within five years of the effective date of this Compact, each Party
shall develop and maintain a Water resources inventory for the
collection, interpretation, storage, retrieval, exchange, and
dissemination of information concerning the Water resources of the
Party, including, but not limited to, information on the location, type,
quantity, and use of those resources and the location, type, and
quantity of Withdrawals, Diversions and Consumptive Uses. To the extent
feasible, the Water resources inventory shall be developed in
cooperation with local, State, federal, tribal and other private
agencies and entities, as well as the Council. Each Party's agencies
shall cooperate with that Party in the development and maintenance of
the inventory.
2. The Council shall assist each Party to develop a common base of
data regarding the management of the Water Resources of the Basin and to
establish systematic arrangements for the exchange of those data with
other States and Provinces.
3. To develop and maintain a compatible base of Water use information,
within five years of the effective date of this Compact any Person who
Withdraws Water in an amount of 100,000 gallons per day or greater
average in any 30-day period (including Consumptive Uses) from all
sources, or Diverts Water of any amount, shall register the Withdrawal
or Diversion by a date set by the Council unless the Person has
previously registered in accordance with an existing State program. The
Person shall register the Withdrawal or Diversion with the Originating
Party using a form prescribed by the Originating Party that shall
include, at a minimum and without limitation: the name and address of
the registrant and date of registration; the locations and sources of
the Withdrawal or Diversion; the capacity of the Withdrawal or Diversion
per day and the amount Withdrawn or Diverted from each source; the uses
made of the Water; places of use and places of discharge; and, such
other information as the Originating Party may require. All
registrations shall include an estimate of the volume of the Withdrawal
or Diversion in terms of gallons per day average in any 30-day period.
4. All registrants shall annually report the monthly volumes of the
Withdrawal, Consumptive Use and Diversion in gallons to the Originating
Party and any other information requested by the Originating Party.
5. Each Party shall annually report the information gathered pursuant
to this Section to a Great Lakes - St. Lawrence River Water use data
base repository and aggregated information shall be made publicly
available, consistent with the confidentiality requirements in Section
8.3.
6. Information gathered by the Parties pursuant to this Section shall
be used to improve the sources and applications of scientific
information regarding the Waters of the Basin and the impacts of the
Withdrawals and Diversions from various locations and Water sources on
the Basin Ecosystem, and to better understand the role of groundwater in
the Basin. The Council and the Parties shall coordinate the collection
and application of scientific information to further develop a mechanism
by which individual and Cumulative Impacts of Withdrawals, Consumptive
Uses and Diversions shall be assessed.
Section 4.2. Water Conservation and Efficiency Programs.
1. The Council commits to identify, in cooperation with the Provinces,
Basin-wide Water conservation and efficiency objectives to assist the
Parties in developing their Water conservation and efficiency program.
These objectives are based on the goals of:
a. Ensuring improvement of the Waters and Water Dependent Natural
Resources;
b. Protecting and restoring the hydrologic and ecosystem integrity of
the Basin;
c. Retaining the quantity of surface water and groundwater in the
Basin;
d. Ensuring sustainable use of Waters of the Basin; and,
e. Promoting the efficiency of use and reducing losses and waste of
Water.
2. Within two years of the effective date of this Compact, each Party
shall develop its own Water conservation and efficiency goals and
objectives consistent with the Basin-wide goals and objectives, and
shall develop and implement a Water conservation and efficiency program,
either voluntary or mandatory, within its jurisdiction based on the
Party's goals and objectives. Each Party shall annually assess its
programs in meeting the Party's goals and objectives, report to the
Council and the Regional Body and make this annual assessment available
to the public.
3. Beginning five years after the effective date of this Compact, and
every five years thereafter, the Council, in cooperation with the
Provinces, shall review and modify as appropriate the Basin-wide
objectives, and the Parties shall have regard for any such modifications
in implementing their programs. This assessment will be based on
examining new technologies, new patterns of Water use, new resource
demands and threats, and Cumulative Impact assessment under Section
4.15.
4. Within two years of the effective date of this Compact, the Parties
commit to promote Environmentally Sound and Economically Feasible Water
Conservation Measures such as:
a. Measures that promote efficient use of Water;
b. Identification and sharing of best management practices and state
of the art conservation and efficiency technologies;
c. Application of sound planning principles;
d. Demand-side and supply-side Measures or incentives; and,
e. Development, transfer and application of science and research.
5. Each Party shall implement in accordance with Paragraph 2 a
voluntary or mandatory Water conservation program for all, including
existing, Basin Water users. Conservation programs need to adjust to new
demands and the potential impacts of cumulative effects and climate.
Section 4.3. Party Powers and Duties.
1. Each Party, within its jurisdiction, shall manage and regulate New
or Increased Withdrawals, Consumptive Uses and Diversions, including
Exceptions, in accordance with this Compact.
2. Each Party shall require an Applicant to submit an Application in
such manner and with such accompanying information as the Party shall
prescribe.
3. No Party may approve a Proposal if the Party determines that the
Proposal is inconsistent with this Compact or the Standard of Review and
Decision or any implementing rules or regulations promulgated
thereunder. The Party may approve, approve with modifications or
disapprove any Proposal depending on the Proposal's consistency with
this Compact and the Standard of Review and Decision.
4. Each Party shall monitor the implementation of any approved
Proposal to ensure consistency with the approval and may take all
necessary enforcement actions.
5. No Party shall approve a Proposal subject to Council or Regional
Review, or both, pursuant to this Compact unless it shall have been
first submitted to and reviewed by either the Council or Regional Body,
or both, and approved by the council, as applicable. Sufficient
opportunity shall be provided for comment on the Proposal's consistency
with this Compact and the Standard of Review and Decision. All such
comments shall become part of the Party's formal record of decision, and
the Party shall take into consideration any such comments received.
Section 4.4. Requirement for Originating Party Approval.
No Proposal subject to management and regulation under this Compact
shall hereafter be undertaken by any Person unless it shall have been
approved by the Originating Party.
Section 4.5. Regional Review.
1. General.
a. It is the intention of the Parties to participate in Regional
Review of Proposals with the Provinces, as described in this Compact and
the Agreement.
b. Unless the Applicant or the Originating Party otherwise requests,
it shall be the goal of the Regional Body to conclude its review no
later than 90 days after notice under Section 4.5.2 of such Proposal is
received from the Originating Party.
c. Proposals for Exceptions subject to Regional Review shall be
submitted by the Originating Party to the Regional Body for Regional
Review, and where applicable, to the Council for concurrent review.
d. The Parties agree that the protection of the integrity of the Great
Lakes - St. Lawrence River Basin ecosystem shall be the overarching
principle for reviewing Proposals subject to Regional Review,
recognizing uncertainties with respect to demands that may be placed on
Basin Water, including groundwater, levels and flows of the Great Lakes
and the St. Lawrence River, future changes in environmental conditions,
the reliability of existing data and the extent to which Diversions may
harm the integrity of the Basin Ecosystem.
e. The Originating Party shall have lead responsibility for
coordinating information for resolution of issues related to evaluation
of a Proposal, and shall consult with the Applicant throughout the
Regional Review Process.
f. A majority of the members of the Regional Body may request Regional
review of a regionally significant or potentially precedent setting
Proposal. Such Regional Review must be conducted, to the extent
possible, within the time frames set forth in this Section. Any such
Regional Review shall be undertaken only after consulting the Applicant.
2. Notice from Originating Party to the Regional Body.
a. The Originating Party shall determine if a Proposal is subject to
Regional Review. If so, the Originating Party shall provide timely
notice to the Regional Body and the public.
b. Such notice shall not be given unless and until all information,
documents and the Originating Party's Technical Review needed to
evaluate whether the Proposal meets the Standard of Review and Decision
have been provided.
c. An Originating Party may:
i. Provide notice to the Regional Body of an Application, even if
notification is not required; or,
ii. Request Regional Review of an application, even if Regional Review
is not required. Any such Regional Review shall be undertaken only after
consulting the Applicant.
d. An Originating Party may provide preliminary notice of a potential
Proposal.
3. Public Participation.
a. To ensure adequate public participation, the Regional Body shall
adopt procedures for the review of Proposals that are subject to
Regional Review in accordance with this Article.
b. The Regional Body shall provide notice to the public of Proposal
undergoing Regional Review. Such notice shall indicate that the public
has an opportunity to comment in writing to the Regional Body on whether
the Proposal meets the Standard of Review and Decision.
c. The Regional Body shall hold a public meeting in the State or
Province of the Originating Party in order to receive public comment on
the issue of whether the Proposal under consideration meets the Standard
of Review and Decision.
d. The Regional Body shall consider the comments received before
issuing a Declaration of Finding.
e. The Regional Body shall forward the comments it receives to the
Originating Party.
4. Technical Review.
a. The Originating Party shall provide the Regional Body with its
Technical Review of the Proposal under consideration.
b. The Originating Party's Technical Review shall thoroughly analyze
the Proposal and provide an evaluation of the Proposal sufficient for a
determination of whether the Proposal meets the Standard of Review and
Decision.
c. Any member of the Regional Body may conduct their own Technical
Review of any Proposal subject to Regional Review.
d. At the request of the majority of its members, the Regional Body
shall make such arrangements as it considers appropriate for an
independent Technical Review of a Proposal.
e. All Parties shall exercise their best efforts to ensure that a
Technical Review undertaken under Sections 4.5.4.c and 4.5.4.d does not
unnecessarily delay the decision by the Originating Party on the
Application. Unless the Applicant or the Originating Party otherwise
requests, all Technical Reviews shall be completed no later than 60 days
after the date the notice of the Proposal was given to the Regional
Body.
5. Declaration of Finding.
a. The Regional Body shall meet to consider a Proposal. The Applicant
shall be provided with an opportunity to present the Proposal to the
Regional Body at such time.
b. The Regional Body, having considered the notice, the Originating
Party's Technical Review, any other independent Technical Review that is
made, any comments or objections including the analysis of comments made
by the public, First Nations and federally recognized Tribes, and any
other information that is provided under this Compact shall issue a
Declaration of Finding that the Proposal under consideration:
i. Meets the Standard of Review and Decision;
ii. Does not meet the Standard of Review and Decision; or,
iii. Would meet the Standard of Review and Decision if certain
conditions were met.
c. An Originating Party may decline to participate in a Declaration of
Finding made by the Regional Body.
d. The Parties recognize and affirm that it is preferable for all
members of the Regional Body to agree whether the Proposal meets the
Standard of Review and Decision.
e. If the members of the Regional Body who participate in the
Declaration of Finding all agree, they shall issue a written Declaration
of Finding with consensus.
f. In the event that the members cannot agree, the Regional Body shall
make every reasonable effort to achieve consensus within 25 days.
g. Should consensus not be achieved, the Regional Body may issue a
Declaration of Finding that presents different points of view and
indicates each Party's conclusions.
h. The Regional Body shall release the Declarations of Finding to the
public.
i. The Originating Party and the Council shall consider the
Declaration of Finding before making a decision on the Proposal.
Section 4.6. Proposals Subject to Prior Notice.
1. Beginning no later than five years of the effective date of this
Compact, the Originating Party shall provide all Parties and the
Provinces with detailed and timely notice and an opportunity to comment
within 90 days on any Proposal for a New or Increased Consumptive Use of
5 million gallons per day or greater average in any 90-day period.
Comments shall address whether or not the Proposal is consistent with
the Standard of Review and Decision. The Originating Party shall provide
a response to any such comment received from another Party.
2. A Party may provide notice, an opportunity to comment and a
response to comments even if this is not required under Paragraph 1 of
this Section. Any provision of such notice and opportunity to comment
shall be undertaken only after consulting the Applicant.
Section 4.7. Council Actions.
1. Proposals for Exceptions subject to Council Review shall be
submitted by the Originating Party to the Council for Council Review,
and where applicable, to the Regional Body for concurrent review.
2. The Council shall review and take action on Proposals in accordance
with this Compact and the Standard of Review and Decision. The Council
shall not take action on a Proposal subject to Regional Review pursuant
to this Compact unless the Proposal shall have been first submitted to
and reviewed by the Regional Body. The Council shall consider any
findings resulting from such review.
Section 4.8. Prohibition of New or Increased Diversions.
All New or Increased Diversions are prohibited, except as provided for
in this Article.
Section 4.9. Exceptions to the Prohibition of Diversions.
1. Straddling Communities. A Proposal to transfer Water to an area
within a Straddling Community but outside the Basin or outside the
source great lake Watershed shall be excepted from the prohibition
against Diversions and be managed and regulated by the Originating Party
provided that, regardless of the volume of Water transferred, all the
Water so transferred shall be used solely for Public Water Supply
Purposes within the Straddling Community, and:
a. All Water Withdrawn from the Basin shall be returned, either
naturally or after use, to the Source Watershed less an allowance for
Consumptive Use. No surface water or groundwater from outside the Basin
may be used to satisfy any portion of this criterion except if it:
i. Is part of a water supply or wastewater treatment system that
combines water from inside and outside of the Basin;
ii. Is treated to meet applicable water quality discharge standards
and to prevent the introduction of invasive species into the Basin;
iii. Maximizes the portion of water returned to the Source Watershed
as Basin Water and minimizes the surface water or groundwater from
outside the Basin;
b. If the Proposal results from a New or Increased Withdrawal of
100,000 gallons per day or greater average over any 90-day period, the
Proposal shall also meet the Exception Standard; and
c. If the Proposal results in a New or Increased Consumptive Use of 5
million gallons per day or greater average over any 90-day period, the
Proposal shall also undergo Regional Review.
2. Intra-Basin Transfer. A Proposal for an Intra-Basin Transfer that
would be considered a Diversion under this Compact, and not already
excepted pursuant to Paragraph 1 of this Section, shall be excepted from
the prohibition against Diversions, provided that:
a. If the Proposal results from a New or Increased Withdrawal less
than 100,000 gallons per day average over any 90-day period, the
Proposal shall be subject to management and regulation at the discretion
of the Originating Party.
b. If the Proposal results from a New or Increased Withdrawal 100,000
gallons per day or greater average over any 90-day period and if the
Consumptive Use resulting from the Withdrawal is less than five million
gallons per day average over any 90-day period:
i. The Proposal shall meet the Exception Standard and be subject to
management and regulation by the Originating Party, except that the
Water may be returned to another Great Lake watershed rather than the
Source Watershed;
ii. The Applicant shall demonstrate that there is no feasible, cost
effective, and environmentally sound water supply alternative within the
Great Lake watershed to which the Water will be transferred, including
conservation of existing water supplies; and,
iii. The Originating Party shall provide notice to the other Parties
prior to making any decision with respect to the Proposal.
c. If the Proposal results in a New or Increased Consumptive Use of 5
million gallons per day or greater average over any 90-day period:
i. The Proposal shall be subject to management and regulation by the
Originating Party and shall meet the Exception Standard, ensuring that
Water Withdrawn shall be returned to the Source Watershed;
ii. The Applicant shall demonstrate that there is no feasible, cost
effective, and environmentally sound water supply alternative within the
great lake watershed to which the Water will be transferred, including
conservation of existing water supplies;
iii. The Proposal undergoes Regional Review; and,
iv. The Proposal is approved by the Council. Council approval shall be
given unless one or more Council Members vote to disapprove.
3. Straddling Counties. A Proposal to transfer Water to a Community
within a Straddling County that would be considered a Diversion under
this Compact shall be excepted from the prohibition against Diversions,
provided that it satisfies all of the following conditions:
a. The Water shall be used solely for the Public Water Supply Purposes
of the Community within a Straddling County that is without adequate
supplies of potable water;
b. The Proposal meets the Exception Standard, maximizing the portion
of water returned to the Source Watershed as Basin Water and minimizing
the surface water or groundwater from outside the Basin;
c. The Proposal shall be subject to management and regulation by the
Originating Party, regardless of its size;
d. There is no reasonable water supply alternative within the basin in
which the community is located, including conservation of existing water
supplies;
e. Caution shall be used in determining whether or not the Proposal
meets the conditions for this Exception. This Exception should not be
authorized unless it can be shown that it will not endanger the
integrity of the Basin Ecosystem;
f. The Proposal undergoes Regional Review; and,
g. The Proposal is approved by the Council. Council approval shall be
given unless one or more Council Members vote to disapprove.
A Proposal must satisfy all of the conditions listed above. Further,
substantive consideration will also be given to whether or not the
Proposal can provide sufficient scientifically based evidence that the
existing water supply is derived from groundwater that is hydrologically
interconnected to Waters of the Basin.
4. Exception Standard. Proposals subject to management and regulation
in this Section shall be declared to meet this Exception Standard and
may be approved as appropriate only when the following criteria are met:
a. The need for all or part of the proposed Exception cannot be
reasonably avoided through the efficient use and conservation of
existing water supplies;
b. The Exception will be limited to quantities that are considered
reasonable for the purposes for which it is proposed;
c. All Water Withdrawn shall be returned, either naturally or after
use, to the Source Watershed less an allowance for Consumptive Use. No
surface water or groundwater from the outside the Basin may be used to
satisfy any portion of this criterion except if it:
i. Is part of a water supply or wastewater treatment system that
combines water from inside and outside of the Basin;
ii. Is treated to meet applicable water quality discharge standards
and to prevent the introduction of invasive species into the Basin;
d. The Exception will be implemented so as to ensure that it will
result in no significant individual or cumulative adverse impacts to the
quantity or quality of the Waters and Water Dependent Natural Resources
of the Basin with consideration given to the potential Cumulative
Impacts of any precedent-setting consequences associated with the
Proposal;
e. The Exception will be implemented so as to incorporate
Environmentally Sound and Economically Feasible Water Conservation
Measures to minimize Water Withdrawals or Consumptive Use;
f. The Exception will be implemented so as to ensure that it is in
compliance with all applicable municipal, State and federal laws as well
as regional interstate and international agreements, including the
Boundary Waters Treaty of 1909; and,
g. All other applicable criteria in Section 4.9 have also been met.
Section 4.10. Management and regulation of New or Increased
Withdrawals and Consumptive Uses.
1. Within five years of the effective date of this Compact, each Party
shall create a program for the management and regulation of New or
Increased Withdrawals and Consumptive Uses by adopting and implementing
Measures consistent with the Decision-Making Standard. Each Party,
through a considered process, shall set and may modify threshold levels
for the regulation of New or Increased Withdrawals in order to assure an
effective and efficient Water management program that will ensure that
uses overall are reasonable, that Withdrawals overall will not result in
significant impacts to the Waters and Water Dependent Natural Resources
of the Basin, determined on the basis of significant impacts to the
physical, chemical, and biological integrity of Source Watersheds, and
that all other objectives of the Compact are achieved. Each Party may
determine the scope and thresholds of its program, including which New
or Increased Withdrawals and Consumptive Uses will be subject to the
program.
2. Any Party that fails to set threshold levels that comply with
Section 4.10.1 any time before 10 years after the effective date of this
Compact shall apply a threshold level for management and regulation of
all New or Increased Withdrawals of 100,000 gallons per day or greater
average in any 90 day period.
3. The Parties intend programs for New or Increased Withdrawals and
Consumptive Uses to evolve as may be necessary to protect Basin Waters.
Pursuant to Section 3.4, the Council, in cooperation with the Provinces,
shall periodically assess the Water management programs of the Parties.
Such assessments may produce recommendations for the strengthening of
the programs, including without limitation, establishing lower
thresholds for management and regulation in accordance with the
Decision-Making Standard.
Section 4.11. Decision-Making Standard.
Proposals subject to management and regulation in Section 4.10 shall
be declared to meet this Decision-Making Standard and may be approved as
appropriate only when the following criteria are met:
1. All Water Withdrawn shall be returned, either naturally or after
use, to the Source Watershed less an allowance for Consumptive Use;
2. The Withdrawal or Consumptive Use will be implemented so as to
ensure that the Proposal will result in no significant individual or
cumulative adverse impacts to the quantity or quality of the Waters and
Water Dependent Natural Resources and the applicable Source Watershed;
3. The Withdrawal or Consumptive Use will be implemented so as to
incorporate Environmentally Sound and Economically Feasible Water
Conservation Measures;
4. The Withdrawal or Consumptive Use will be implemented so as to
ensure that it is in compliance with all applicable municipal, State and
federal laws as well as regional interstate and international
agreements, including the Boundary Waters Treaty of 1909;
5. The proposed use is reasonable, based upon a consideration of the
following factors:
a. Whether the proposed Withdrawal or Consumptive Use is planned in a
fashion that provides for efficient use of the water, and will avoid or
minimize the waste of Water;
b. If the proposal is for an increased Withdrawal or Consumptive Use,
whether efficient use is made of existing water supplies;
c. The balance between economic development, social development and
environmental protection of the proposed Withdrawal and use and other
existing or planned withdrawals and water uses sharing the water source;
d. The supply potential of the water source, considering quantity,
quality, and reliability and safe yield of hydrologically interconnected
water sources;
e. The probable degree and duration of any adverse impacts caused or
expected to be caused by the proposed Withdrawal and use under
foreseeable conditions, to other lawful consumptive or non-consumptive
uses of water or to the quantity or quality of the Waters and Water
Dependent Natural Resources of the Basin, and the proposed plans and
arrangements for avoidance or mitigation of such impacts; and,
f. If a proposal includes restoration of hydrologic conditions and
functions of the Source Watershed, the Party may consider that.
Section 4.12. Applicability.
1. Minimum Standard. This Standard of Review and Decision shall be
used as a minimum standard. Parties may impose a more restrictive
decision-making standard for Withdrawals under their authority. It is
also acknowledged that although a Proposal meets the Standard of Review
and Decision it may not be approved under the laws of the Originating
Party that has implemented more restrictive Measures.
2. Baseline. a. To establish a baseline for determining a New or
Increased Diversion, Consumptive Use or Withdrawal, each Party shall
develop either or both of the following lists for their jurisdiction:
i. A list of existing Withdrawal approvals as of the effective date of
the Compact;
ii. A list of the capacity of existing systems as of the effective
date of this Compact. The capacity of the existing systems should be
presented in terms of Withdrawal capacity, treatment capacity,
distribution capacity, or other capacity limiting factors. The capacity
of the existing systems must represent the state of the systems.
Existing capacity determinations shall be based upon approval limits or
the most restrictive capacity information.
b. For all purposes of this Compact, volumes of Diversions,
Consumptive Uses, or Withdrawals of Water set forth in the list(s)
prepared by each Party in accordance with this Section, shall constitute
the baseline volume.
c. The list(s) shall be furnished to the Regional Body and the Council
within one year of the effective date of this Compact.
3. Timing of Additional Applications. Applications for New or
Increased Withdrawals, Consumptive Uses or Exceptions shall be
considered cumulatively within ten years of any application.
4. Change of Ownership. Unless a new owner proposes a project that
shall result in a Proposal for a new or Increased Diversion or
Consumptive Use subject to Regional Review or Council approval, the
change of ownership in and of itself shall not require Regional Review
or Council approval.
5. Groundwater. The Basin surface water divide shall be used for the
purpose of managing and regulating New or Increased Diversions,
Consumptive Uses or Withdrawals of surface water and groundwater.
6. Withdrawal Systems. The total volume of surface water and
groundwater resources that supply a common distribution system shall
determine the volume of a Withdrawal, Consumptive Use or Diversion.
7. Connecting Channels. The watershed of each Great Lake shall include
its upstream and downstream connecting channels.
8. Transmission in Water Lines. Transmission of Water within a line
that extends outside the Basin as it conveys Water from one point to
another within the Basin shall not be considered a Diversion if none of
the Water is used outside the Basin.
9. Hydrologic Units. The Lake Michigan and Lake Huron watersheds shall
be considered to be a single hydrologic unit and watershed.
10. Bulk Water Transfer. A Proposal to Withdraw Water and to remove it
from the Basin in any container greater than 5.7 gallons shall be
treated under this Compact in the same manner as a Proposal for a
Diversion. Each Party shall have the discretion, within its
jurisdiction, to determine the treatment of Proposals to Withdraw Water
and to remove it from the Basin in any container of 5.7 gallons or less.
Section 4.13. Exemptions.
Withdrawals from the Basin for the following purposes are exempt from
the requirements of Article 4.
1. To supply vehicles, including vessels and aircraft, whether for the
needs of the persons or animals being transported or for ballast or
other needs related to the operation of the vehicles.
2. To use in a non-commercial project on a short-term basis for
firefighting, humanitarian, or emergency response purposes.
Section 4.14. U.S. Supreme Court Decree: Wisconsin et al. v. Illinois
et al.
1. Notwithstanding any terms of this Compact to the contrary, with the
exception of Paragraph 5 of this Section, current, New or Increased
Withdrawals, Consumptive Uses and Diversions of Basin Water by the State
of Illinois shall be governed by the terms of the United States Supreme
Court decree in Wisconsin et al. v. Illinois et al. and shall not be
subject to the terms of this Compact nor any rules or regulations
promulgated pursuant to this Compact. This means that, with the
exception of Paragraph 5 of this Section, for purposes of this Compact,
current, New or Increased Withdrawals, Consumptive Uses and Diversions
of Basin Water within the State of Illinois shall be allowed unless
prohibited by the terms of the United States Supreme Court decree in
Wisconsin et al. v. Illinois et al.
2. The Parties acknowledge that the United States Supreme Court decree
in Wisconsin et al. v. Illinois et al. shall continue in full force and
effect, that this Compact shall not modify any terms thereof, and that
this Compact shall grant the parties no additional rights, obligations,
remedies or defenses thereto. The Parties specifically acknowledge that
this Compact shall not prohibit or limit the State of Illinois in any
manner from seeking additional Basin Water as allowed under the terms of
the United States Supreme Court decree in Wisconsin et al. v. Illinois
et al., any other party from objecting to any request by the State of
Illinois for additional Basin Water under the terms of said decree, or
any party from seeking any other type of modification to said decree. If
an application is made by any party to the Supreme Court of the United
States to modify said decree, the Parties to this Compact who are also
parties to the decree shall seek formal input from the Canadian
Provinces of Ontario and Quebec, with respect to the proposed
modification, use best efforts to facilitate the appropriate
participation of said Provinces in the proceedings to modify the decree,
and shall not unreasonably impede or restrict such participation.
3. With the exception of Paragraph 5 of this Section, because current,
New or Increased Withdrawals, Consumptive Uses and Diversions of Basin
Water by the State of Illinois are not subject to the terms of this
Compact, the State of Illinois is prohibited from using any term of this
Compact, including Section 4.9, to seek New or Increased Withdrawals,
Consumptive Uses or Diversions of Basin Water.
4. With the exception of Paragraph 5 of this Section, because Sections
4.3, 4.4, 4.5, 4.6, 4.7, 4.8, 4.9, 4.10, 4.11, 4.12 (Paragraphs 1, 2, 3,
4, 6 and 10 only), and 4.13 of this Compact all relate to current, New
or Increased Withdrawals, Consumptive Uses and Diversions of Basin
Waters, said provisions do not apply to the State of Illinois. All other
provisions of this Compact not listed in the preceding sentence shall
apply to the State of Illinois, including the Water Conservation
Programs provision of Section 4.2.
5. In the event of a Proposal for a Diversion of Basin Water for use
outside the territorial boundaries of the Parties to this Compact,
decisions by the State of Illinois regarding such a Proposal would be
subject to all terms of this Compact, except Paragraphs 1, 3 and 4 of
this Section.
6. For purposes of the State of Illinois' participation in this
Compact, the entirety of this Section 4.14 is necessary for the
continued implementation of this Compact and, if severed, this Compact
shall no longer be binding on or enforceable by or against the State of
Illinois.
Section 4.15. Assessment of Cumulative Impacts.
1. The Parties in cooperation with the Provinces shall collectively
conduct within the Basin, on a Lake watershed and St. Lawrence River
Basin basis, a periodic assessment of the Cumulative Impacts of
Withdrawals, Diversions and Consumptive Uses from the Waters of the
Basin, every 5 years or each time the incremental Basin Water losses
reach 50 million gallons per day average in any 90-day period in excess
of the quantity at the time of the most recent assessment, whichever
comes first, or at the request of one or more of the Parties. The
assessment shall form the basis for a review of the Standard of Review
and Decision, Council and Party regulations and their application. This
assessment shall:
a. Utilize the most current and appropriate guidelines for such a
review, which may include but not be limited to Council on Environmental
Quality and Environment Canada guidelines;
b. Give substantive consideration to climate change or other
significant threats to Basin Waters and take into account the current
state of scientific knowledge, or uncertainty, and appropriate Measures
to exercise caution in cases of uncertainty if serious damage may
result;
c. Consider adaptive management principles and approaches,
recognizing, considering and providing adjustments for the uncertainties
in, and evolution of science concerning the Basin's water resources,
watersheds and ecosystems, including potential changes to Basin-wide
processes, such as lake level cycles and climate.
2. The Parties have the responsibility of conducting this Cumulative
Impact assessment. Applicants are not required to participate in this
assessment.
3. Unless required by other statutes, Applicants are not required to
conduct a separate cumulative impact assessment in connection with an
Application but shall submit information about the potential impacts of
a Proposal to the quantity or quality of the Waters and Water Dependent
Natural Resources of the applicable Source Watershed. An Applicant may,
however, provide an analysis of how their Proposal meets the no
significant adverse Cumulative Impact provision of the Standard of
Review and Decision.
ARTICLE 5
TRIBAL CONSULTATION
Section 5.1. Consultation with Tribes.
1. In addition to all other opportunities to comment pursuant to
Section 6.2, appropriate consultations shall occur with federally
recognized Tribes in the Originating Party for all Proposals subject to
Council or Regional Review pursuant to this Compact. Such consultations
shall be organized in the manner suitable to the individual Proposal and
the laws and policies of the Originating Party.
2. All federally recognized Tribes within the Basin shall receive
reasonable notice indicating that they have an opportunity to comment in
writing to the Council or the Regional Body, or both, and other relevant
organizations on whether the Proposal meets the requirements of the
Standard of Review and Decision when a Proposal is subject to Regional
Review or Council approval. Any notice from the Council shall inform the
Tribes of any meeting or hearing that is to be held under Section 6.2
and invite them to attend. The Parties and the Council shall consider
the comments received under this Section before approving, approving
with modifications or disapproving any Proposal subject to Council or
Regional Review.
3. In addition to the specific consultation mechanisms described
above, the Council shall seek to establish mutually agreed upon
mechanisms or processes to facilitate dialogue with, and input from
federally recognized Tribes on matters to be dealt with by the Council;
and, the Council shall seek to establish mechanisms and processes with
federally recognized Tribes designed to facilitate on-going scientific
and technical interaction and data exchange regarding matters falling
within the scope of this Compact. This may include participation of
tribal representatives on advisory committees established under this
Compact or such other processes that are mutually-agreed upon with
federally recognized Tribes individually or through duly-authorized
intertribal agencies or bodies.
ARTICLE 6
PUBLIC PARTICIPATION
Section 6.1. Meetings, Public Hearings and Records.
1. The Parties recognize the importance and necessity of public
participation in promoting management of the Water Resources of the
Basin. Consequently, all meetings of the Council shall be open to the
public, except with respect to issues of personnel.
2. The minutes of the Council shall be a public record open to
inspection at its offices during regular business hours.
Section 6.2. Public Participation.
It is the intent of the Council to conduct public participation
processes concurrently and jointly with processes undertaken by the
Parties and through Regional Review. To ensure adequate public
participation, each Party or the Council shall ensure procedures for the
review of Proposals subject to the Standard of Review and Decision
consistent with the following requirements:
1. Provide public notification of receipt of all Applications and a
reasonable opportunity for the public to submit comments before
Applications are acted upon.
2. Assure public accessibility to all documents relevant to an
Application, including public comment received.
3. Provide guidance on standards for determining whether to conduct a
public meeting(s) or hearing(s) for an Application, time and place of
such a meeting or hearing, and procedures for conducting of the same.
4. Provide the record of decision for public inspection including
comments, objections, responses and approvals, approvals with conditions
and disapprovals.
ARTICLE 7
DISPUTE RESOLUTION AND ENFORCEMENT
Section 7.1. Good Faith Implementation.
Each of the Parties pledges to support implementation of all
provisions of this Compact, and covenants that its officers and agencies
shall not hinder, impair, or prevent any other Party carrying out any
provision of this Compact.
Section 7.2. Alternative Dispute Resolution.
1. Desiring that this Compact be carried out in full, the Parties
agree that disputes between the Parties regarding interpretation,
application and implementation of this Compact shall be settled by
alternative dispute resolution.
2. The Council, in consultation with the Provinces, shall provide by
rule procedures for the resolution of disputes pursuant to this section.
Section 7.3. Enforcement.
1. Any Person aggrieved by any action taken by the Council pursuant to
the authorities contained in this Compact shall be entitled to a hearing
before the Council. Any Person aggrieved by a Party action shall be
entitled to a hearing pursuant to the relevant Party's administrative
procedures and laws. After exhaustion of such administrative remedies,
(i) any aggrieved Person shall have the right to judicial review of a
Council action in the United States District Courts for the District of
Columbia or the District Court in which the Council maintains offices,
provided such action is commenced within 90 days; and, (ii) any
aggrieved Person shall have the right to judicial review of a Party's
action in the relevant Party's court of competent jurisdiction, provided
that an action or proceeding for such review is commenced within the
time frames provided for by the Party's law. For the purposes of this
Paragraph, a State or Province is deemed to be an aggrieved Person with
respect to any Party action pursuant to this Compact.
2. a. Any Party or the Council may initiate actions to compel
compliance with the provisions of this Compact, and the rules and
regulations promulgated hereunder by the Council. Jurisdiction over such
actions is granted to the court of the relevant Party, as well as the
United States District Courts for the District of Columbia and the
District Court in which the Council maintains offices. The remedies
available to any such court shall include, but not be limited to,
equitable relief and civil penalties.
b. Each Party may issue orders within its respective jurisdiction and
may initiate actions to compel compliance with the provisions of its
respective statutes and regulations adopted to implement the authorities
contemplated by this Compact in accordance with the provisions of the
laws adopted in each Party's jurisdiction.
3. Any aggrieved Person, Party or the Council may commence a civil
action in the relevant Party's courts and administrative systems to
compel any Person to comply with this Compact should any such Person,
without approval having been given, undertake a New or Increased
Withdrawal, Consumptive Use or Diversion that is prohibited or subject
to approval pursuant to this Compact.
a. No action under this subsection may be commenced if:
i. The Originating Party or Council approval for the New or Increased
Withdrawal, Consumptive Use or Diversion has been granted; or,
ii. The Originating Party or Council has found that the New or
Increased Withdrawal, Consumptive Use or Diversion is not subject to
approval pursuant to this Compact.
b. No action under this subsection may be commenced unless:
i. A Person commencing such action has first given 60 days prior
notice to the Originating Party, the Council and Person alleged to be in
noncompliance; and,
ii. Neither the Originating Party nor the Council has commenced and is
diligently prosecuting appropriate enforcement actions to compel
compliance with this Compact.
The available remedies shall include equitable relief, and the
prevailing or substantially prevailing party may recover the costs of
litigation, including reasonable attorney and expert witness fees,
whenever the court determines that such an award is appropriate.
4. Each of the Parties may adopt provisions providing additional
enforcement mechanisms and remedies including equitable relief and civil
penalties applicable within its jurisdiction to assist in the
implementation of this Compact.
ARTICLE 8
ADDITIONAL PROVISIONS
Section 8.1. Effect on Existing Rights.
1. Nothing in this Compact shall be construed to affect, limit,
diminish or impair any rights validly established and existing as of the
effective date of this Compact under State or federal law governing the
Withdrawal of Waters of the Basin.
2. Nothing contained in this Compact shall be construed as affecting
or intending to affect or in any way to interfere with the law of the
respective Parties relating to common law Water rights.
3. Nothing in this Compact is intended to abrogate or derogate from
treaty rights or rights held by any Tribe recognized by the federal
government of the United States based upon its status as a Tribe
recognized by the federal government of the United States.
4. An approval by a Party or the Council under this Compact does not
give any property rights, nor any exclusive privileges, nor shall it be
construed to grant or confer any right, title, easement, or interest in,
to or over any land belonging to or held in trust by a Party; neither
does it authorize any injury to private property or invasion of private
rights, nor infringement of federal, State or local laws or regulations;
nor does it obviate the necessity of obtaining federal assent when
necessary.
Section 8.2. Relationship to Agreements Concluded by the United States
of America.
1. Nothing in this Compact is intended to provide nor shall be
construed to provide, directly or indirectly, to any Person any right,
claim or remedy under any treaty or international agreement nor is it
intended to derogate any right, claim, or remedy that already exists
under any treaty or international agreement.
2. Nothing in this Compact is intended to infringe nor shall be
construed to infringe upon the treaty power of the United States of
America, nor shall any term hereof be construed to alter or amend any
treaty or term thereof that has been or may hereafter be executed by the
United States of America.
3. Nothing in this Compact is intended to affect nor shall be
construed to affect the application of the Boundary Waters Treaty of
1909 whose requirements continue to apply in addition to the
requirements of this Compact.
Section 8.3. Confidentiality.
1. Nothing in this Compact requires a Party to breach confidentiality
obligations or requirements prohibiting disclosure, or to compromise
security of commercially sensitive or proprietary information.
2. A Party may take measures, including but not limited to deletion
and redaction, deemed necessary to protect any confidential, proprietary
or commercially sensitive information when distributing information to
other Parties. The Party shall summarize or paraphrase any such
information in a manner sufficient for the Council to exercise its
authorities contained in this Compact.
Section 8.4. Additional Laws.
Nothing in this Compact shall be construed to repeal, modify or
qualify the authority of any Party to enact any legislation or enforce
any additional conditions and restrictions regarding the management and
regulation of Waters within its jurisdiction.
Section 8.5. Amendments and Supplements.
The provisions of this Compact shall remain in full force and effect
until amended by action of the governing bodies of the Parties and
consented to and approved by any other necessary authority in the same
manner as this Compact is required to be ratified to become effective.
Section 8.6. Severability.
Should a court of competent jurisdiction hold any part of this Compact
to be void or unenforceable, it shall be considered severable from those
portions of the Compact capable of continued implementation in the
absence of the voided provisions. All other provisions capable of
continued implementation shall continue in full force and effect.
Section 8.7. Duration of Compact and Termination.
Once effective, the Compact shall continue in force and remain binding
upon each and every Party unless terminated.
This Compact may be terminated at any time by a majority vote of the
Parties. In the event of such termination, all rights established under
it shall continue unimpaired.
ARTICLE 9
EFFECTUATION
Section 9.1. Repealer.
All acts and parts of acts inconsistent with this act are to the
extent of such inconsistency hereby repealed.
Section 9.2. Effectuation by Chief Executive.
The Governor is authorized to take such action as may be necessary and
proper in his or her discretion to effectuate the Compact and the
initial organization and operation thereunder.
Section 9.3. Entire Agreement.
The parties consider this Compact to be complete and an integral
whole. Each provision of this Compact is considered material to the
entire Compact, and failure to implement or adhere to any provision may
be considered a material breach. Unless otherwise noted in this Compact,
any change or amendment made to the Compact by any Party in its
implementing legislation or by the U.S. Congress when giving its consent
to this Compact is not considered effective unless concurred in by all
Parties.
Section 9.4. Effective Date and Execution.
This Compact shall become binding and effective when ratified through
concurring legislation by the states of Illinois, Indiana, Michigan,
Minnesota, New York, Ohio and Wisconsin and the Commonwealth of
Pennsylvania and consented to by the Congress of the United States. This
Compact shall be signed and sealed in nine identical original copies by
the respective chief executives of the signatory Parties. One such copy
shall be filed with the Secretary of State of each of the signatory
Parties or in accordance with the laws of the state in which the filing
is made, and one copy shall be filed and retained in the archives of the
Council upon its organization. The signatures shall be affixed and
attested under the following form:
In Witness Whereof, and in evidence of the adoption and enactment into
law of this Compact by the legislatures of the signatory parties and
consent by the Congress of the United States, the respective Governors
do hereby, in accordance with the authority conferred by law, sign this
Compact in nine duplicate original copies, attested by the respective
Secretaries of State, and have caused the seals of the respective states
to be hereunto affixed this____ day of (month), (year)
Rules and regulations.
The department is authorized to promulgate rules and regulations
necessary to implement and administer this title.
Report and recommendations of department.
The department shall submit to the governor and the legislature on
or before the first day of the January next succeeding the approval of
the Compact its recommendations for any legislative action deemed by the
department advisable, including amendments to the statutes of the state
of New York as well as recommendations for rules or regulations which it
determines are necessary to carry out the intent and purposes of the
Compact. The department shall also, as it deems advisable, submit to the
governor and the legislature information on the programs and activities
of the Council as they relate to the state of New York.
The Great Lakes Basin advisory council; convening.
1. Not later than three months after the effective date of this
section, the commissioner shall convene the Great Lakes Basin advisory
council pursuant to section 21-0917 of this article.
2. The advisory council shall be convened for the purpose of
developing recommendations for legislation, regulations or rules that
are necessary to implement and effectuate the requirements and purposes
of the Compact. The recommendations shall include, but shall not be
limited to the following:
a. the evaluation and recommendations of the threshold levels to be
included in the implementing legislation regulation or rules for
regulating new or increased water withdrawals in the state;
b. the establishment of a permitting program or alternative programs
in order to meet the water management objectives of this state;
c. the development of the state's water conservation and efficiency
programs;
d. the method for establishing the baseline for determining a new or
increased diversion, consumptive use, or withdrawal pursuant to Section
4.12.2 of the Compact; and
e. the collection and application of scientific information to improve
understanding of the waters of the Great Lakes Basin and the impacts of
withdrawals and diversions.
3. The advisory council shall present its final recommendations to the
governor and the legislature not later than eighteen months after the
effective date of this section.
4. The department shall not adopt any rule or regulation pursuant to
the Compact prior to advisory council issuing its final recommendations
to the governor and the legislature.
Grievances.
1. For the purposes of section 7.3 of the Compact, a person shall be
aggrieved only when they have exhausted all rights and remedies afforded
pursuant to article seventy-eight of the civil practice law and rules
and:
a. there is interference with a present use of the water by the
complaining person or an interference with the complaining person's
present enjoyment of riparian land occurring prior to suit, or which
will immediately occur when the withdrawal complained of is begun;
b. a decrease in the market value of the complaining person's interest
in riparian land occurring prior to suit or which will immediately occur
when the withdrawal complained of is begun, regardless of whether his or
her use of the water or enjoyment of riparian land was interfered with
prior to suit, or will be immediately interfered with when the
withdrawal complained of is begun; or
c. the complaining person is an applicant, and the complaining
person's application is denied or modified in whole or in part.
2. Nothing contained in this section shall, however, be construed as
depriving any person of any remedy either at law or in equity, which he
or she now has, or may hereafter acquire, under the laws of this state.
TITLE 11 Champlain Basin Compact
TITLE 13 Susquehanna River Basin Compact
Susquehanna river basin compact.
The Susquehanna river basin compact as first entered into pursuant to
chapter 785 of the laws of 1967, is hereby continued as follows:
SUSQUEHANNA RIVER BASIN COMPACT
Preamble
Whereas the signatory parties hereto recognize the water resources of
the Susquehanna River Basin as regional assets vested with local, state,
and national interest for which they have a joint responsibility; and
declare as follows:
1. The conservation, utilization, development, management, and control
of the water resources of the Susquehanna River Basin under
comprehensive multiple purpose planning will bring the greatest benefits
and produce the most efficient service in the public interest; and
2. This comprehensive planning administered by a basin-wide agency
will provide flood damage reduction, conservation and development of
surface and ground water supply for municipal, industrial, and
agricultural uses, development of recreational facilities in relation to
reservoirs, lakes and streams, propagation of fish and game, promotion
of forest land management, soil conservation, and watershed projects,
protection and aid to fisheries, development of hydroelectric power
potentialities, improved navigation, control of the movement of salt
water, abatement and control of water pollution, and regulation of
stream flows toward the attainment of these goals; and
3. The water resources of the basin are presently subject to the
duplicating, overlapping, and uncoordinated administration of a large
number of governmental agencies which exercise a multiplicity of powers
resulting in a splintering of authority and responsibility; and
4. The Interstate Advisory Committee on the Susquehanna River Basin,
created by action of the states of New York, Pennsylvania, and Maryland,
on the basis of its studies and deliberation has concluded that regional
development of the Susquehanna River Basin is feasible, advisable, and
urgently needed, and has recommended that an intergovernmental compact
with Federal participation be consummated to this end; and
5. The Congress of the United States and the executive branch of the
Federal government have recognized a national interest in the
Susquehanna River Basin by authorizing and directing the Corps of
Engineers of the Department of the Army, the Department of Agriculture,
the Department of Health, Education and Welfare, the Department of
Interior, and other Federal agencies to cooperate in making
comprehensive surveys and reports concerning the water resources of the
Susquehanna River Basin in which individually or severally the technical
aid and assistance of many Federal and state agencies have been
enlisted, and which are being or have been coordinated through a
Susquehanna River Basin Study Coordinating Committee on which the Corps
of Engineers of the Department of the Army, the Department of
Agriculture, the Department of Commerce, the Department of Health,
Education and Welfare, the Department of Interior, the Department of
Housing and Urban Development and its predecessor Housing and Home
Finance Agency, the Federal Power Commission, and the States of New
York, Pennsylvania, and Maryland are or were represented; and
6. Some three million people live and work in the Susquehanna River
Basin and its environs, and the government, employment, industry, and
economic development of the entire region and the health, safety, and
general well being of its population are and will continue to be
affected vitally by the conservation, utilization, development,
management, and control of the water resources of the basin; and
7. Demands upon the water resources of the basin are expected to mount
because of anticipated increases in population and by reason of
industrial and economic growth of the basin and its service area; and
8. Water resources planning and development are technical, complex,
and expensive, often requiring fifteen to twenty years from the
conception to the completion of large or extensive projects; and
9. The public interest requires that facilities must be ready and
operative when and where needed, to avoid the damages of unexpected
floods or prolonged drought, and for other purposes; and
10. The Interstate Advisory Committee on the Susquehanna River Basin
has prepared a draft of an intergovernmental compact for the creation of
a basin agency, and the signatory parties desire to effectuate the
purposes thereof;
Now therefore
The States of New York and Maryland and the Commonwealth of
Pennsylvania, and the United States of America hereby solemnly covenant
and agree with each other, upon the enactment of concurrent legislation
by the Congress of the United States and by the respective state
legislatures, to the Susquehanna River Basin Compact which consists of
this Preamble and the Articles that follow.
ARTICLE 1--SHORT TITLE, DEFINITIONS, PURPOSES, AND LIMITATIONS
Section 1.1. Short Title.
This compact shall be known and may be cited as the Susquehanna River
Basin Compact.
1.2 Definitions.
For the purposes of this compact, and of any supplemental or
concurring legislation enacted pursuant to it:
1. "Basin" shall mean the area of drainage of the Susquehanna River
and its tributaries into Chesapeake Bay to the southern edge of the
Pennsylvania Railroad bridge between Harve de Grace and Perryvile,
Maryland.
2. "Commission" shall mean the Susquehanna River Basin Commission
hereby created, and the term "Commissioner" shall mean a member of the
commission.
3. "Cost" shall mean direct and indirect expenditures, commitment, and
net induced adverse effects, whether or not compensated for, used or
incurred in connection with the establishment, acquisition,
construction, maintenance, and operation of a project.
4. "Diversion" shall mean the transfer of water into or from the
basin.
5. "Facility" shall mean any real or personal property, within or
without the basin, and improvements thereof or thereon, and any and all
rights of way, water, water rights, plants, structures, machinery, and
equipment acquired, constructed, operated, or maintained for the
beneficial use of water resources or related land uses or otherwise
including, without limiting the generality of the foregoing, any and all
things and appurtenances necessary, useful, or convenient for the
control, collection, storage, withdrawal, diversion, release, treatment,
transmission, sale, or exchange of water; or for navigation thereon, or
the development and use of hydroelectric energy and power, and public
recreational facilities; of the propagation of fish and wildlife; or to
conserve and protect the water resources of the basin or any existing or
future water supply source, or to facilitate any other uses of any of
them.
6. "Federal government" shall mean the government of the United States
of America, and any appropriate branch, department, bureau, or division
thereof, as the case may be.
7. "Project" shall mean any work, service, or activity which is
separately planned, financed, or identified by the commission, or any
separate facility undertaken or to be undertaken by the commission or
otherwise within a specified area, for the conservation, utilization,
control, development, or management of water resources which can be
established and utilized independently or as an addition to an existing
facility and can be considered as a separate entity for purposes of
evaluation.
8. "Signatory party" shall mean a state or commonwealth party to this
compact, or the Federal government.
9. "Waters" shall mean both surface and underground waters which are
contained within the drainage area of the Susquehanna River in the
states of New York, Pennsylvania, and Maryland.
10. "Water resources" shall include all waters and related natural
resources within the basin.
11. "Withdrawal" shall mean a taking or removal of water from any
source within the basin for use within the basin.
12. "Person" shall mean an individual, corporation, partnership,
unincorporated association, and the like and shall have no gender, and
the singular shall include the plural.
1.3 Purpose and Findings.
The legislative bodies of the respective signatory parties hereby find
and declare:
1. The water resources of the Susquehanna River Basin are affected
with a local, state, regional, and national interest, and the planning,
conservation, utilization, development, management, and control of these
resources, under appropriate arrangements for intergovernmental
cooperation, are public purposes of the respective signatory parties.
2. The water resources of the basin are subject to the sovereign
rights and responsibilities of the signatory parties, and it is the
purpose of this compact to provide for a joint exercise of these powers
of sovereignty in the common interest of the people of the region.
3. The water resources of the basin are functionally interrelated, and
the uses of these resources are interdependent. A single administrative
agency is therefore essential for effective and economical direction,
supervision, and coordination of water resources efforts and programs of
federal, state, and local governments and of private enterprise.
4. Present and future demands require increasing economies and
efficiencies in the use and reuse of water resources, and these can be
brought about only by comprehensive planning, programming, and
management under the direction of a single administrative agency.
5. In general, the purposes of this compact are to promote interstate
comity; to remove causes of possible controversy; to make secure and
protect developments within the states; to encourage and provide for the
planning, conservation, utilization, development, management, and
control of the water resources of the basin; to provide for cooperative
and coordinated planning and action by the signatory parties with
respect to water resources; and to apply the principle of equal and
uniform treatment to all users of water and of water related facilities
without regard to political boundaries.
6. It is the express intent of the signatory parties that the
commission shall engage in the construction, operation, and maintenance
of a project only when the project is necessary to the execution of the
comprehensive plan and no other competent agency is in a position to
act, or such agency fails to act.
1.4. Powers of Congress; Withdrawal.
Nothing in this compact shall be construed to relinquish the
functions, powers, or duties of the Congress of the United States with
respect to the control of any navigable waters within the basin nor
shall any provisions hereof be construed in derogation of any of the
constitutional powers of the Congress to regulate commerce among the
states and with foreign nations. The power and right of the Congress to
withdraw the Federal government as a party to this compact or to revise
or modify the terms, conditions, and provisions under which it may
remain a party by amendment, repeal, or modification of any Federal
statute applicable hereto is recognized by the signatory parties.
1.5 Duration of Compact.
(a) The duration of this compact shall be for an intitial period of
100 years from its effective date, and it shall be continued for
additional periods of 100 years if not less than 20 years nor more than
25 years prior to the termination of the initial period or any
succeeding period none of the signatory states, by authority of an act
of its legislature, notifies the commission of intention to terminate
the compact at the end of the then current 100-year period.
(b) In the event this compact should be terminated by operation of
paragraph (a) above, the commission shall be dissolved, its assets and
liabilities transferred in accordance with the equities of the signatory
parties therein, and its corporate affairs wound up in accordance with
agreement of the signatory parties or, failing agreement, by act of the
Congress.
ARTICLE 2--ORGANIZATION AND AREA
Section 2.1 Commission Created.
The Susquehanna River Basin Commission is hereby created as a body
politic and corporate, with succession for the duration of this compact,
as an agency and instrumentality of the governments of the respective
signatory parties.
2.2 Commission Membership.
The members of the commission shall be the governor or the designee of
the governor of each signatory state, to act for him, and one member to
be appointed by the President of the United States to serve at the
pleasure of the President.
2.3 Alternates.
An alternate from each signatory party shall be appointed by its
member of the commission unless otherwise provided by the laws of the
signatory party. The alternate, in the absence of the member, shall
represent the member and act for him. In the event of a vacancy in the
office of alternate, it shall be filled in the same manner as the
original appointment.
2.4 Compensation.
Members of the commission and alternates shall serve without
compensation from the commission but may be reimbursed for necessary
expenses incurred in and incident to the performance of their duties.
2.5 Voting Power.
Each member is entitled to one vote. No action of the commission may
be taken unless three of the four members vote in favor thereof.
2.6 Organization and Procedure.
The commission shall provide for its own organization and procedure,
and shall adopt the rules and regulations governing its meetings and
transactions. It shall organize annually by the election of a chairman
and vice-chairman from among its members. It shall provide by its rules
for the appointment by each member in his discretion of an advisor to
serve without compensation from the commission, who may attend all
meetings of the commission and its committees.
2.7 Jurisdiction of the Commission.
The commission shall have, exercise, and discharge its functions,
powers, and duties within the limits of the basin. Outside the basin,
the commission shall act at its discretion, but only to the extent
necessary to implement its responsibilities within the basin, and where
necessary subject to the consent of the state wherein it proposes to
act.
ARTICLE 3--POWERS AND DUTIES OF THE COMMISSION
Section 3.1 General.
The Commission shall develop and effectuate plans, policies, and
projects relating to the water resources of the basin. It shall adopt
and promote uniform and coordinated policies for water resources
conservation and management in the basin. It shall encourage and direct
the planning, development, operation, and subject to applicable laws the
financing of water resources projects according to such plans and
policies.
3.2 Policy.
It is the policy of the signatory parties to preserve and utilize the
functions, powers, and duties of the existing offices and agencies of
government to the extent consistent with this compact, and the
commission is directed to utilize those offices and agencies for the
purposes of this compact.
3.3 Comprehensive Plan, Program and Budgets.
The commission in accordance with Article 14 of this compact, shall
formulate and adopt:
1. A comprehensive plan, after consultation with appropriate water
users and interested public bodies for the immediate and long range
development and use of the water resources of the basin;
2. A water resources program, based upon the comprehensive plan, which
shall include a systematic presentation of the quantity and quality of
water resources needs of the area to be served for such reasonably
foreseeable period as the commission may determine, balanced by existing
and proposed projects required to satisfy such needs, including all
public and private projects affecting the basin, together with a
separate statement of the projects proposed to be undertaken by the
commission during such period; and
3. An annual current expense budget and an annual capital budget
consistent with the commission's program, projects, and facilities for
the budget period.
3.4 Powers of Commission.
The commission may:
1. Plan, design, acquire, construct, reconstruct, complete, own,
improve, extend, develop, operate, and maintain any and all projects,
facilities, properties, activities, and services which are determined by
the commission to be necessary, convenient, or useful for the purposes
of this compact.
2. Establish standards of planning, design, and operation of all
projects and facilities in the basin to the extent they affect water
resources, including without limitation thereto water, sewage and other
waste treatment plants and facilities, pipelines, transmission lines,
stream and lake recreational facilities, trunk mains for water
distribution, local flood protection works, watershed management
programs, and ground water recharging operations.
3. Conduct and sponsor research on water resources and their planning,
use, conservation, management, development, control, and protection, and
the capacity, adaptability, and best utility of each facility thereof,
and collect, compile, correlate, analyze, report, and interpret data on
water resources and uses in the basin, including without limitation
thereto the relation of water to other resources, industrial water
technology, ground water movement, relation between water price and
water demand and other economic factors, and general hydrological
conditions.
4. Collect, compile, coordinate, and interpret systematic surface and
ground water data, and publicize such information when and as needed for
water uses, flood warning, quality maintenance, or other purposes.
5. Conduct ground and surface water investigations, tests, and
operations, and compile data relating thereto as may be required to
formulate and administer the comprehensive plan.
6. Prepare, publish, and disseminate information and reports
concerning the water problems of the basin and for the presentation of
the needs and resources of the basin and policies of the commission to
executive and legislative branches of the signatory parties.
7. Negotiate loans, grants, gifts, services, or other aids as may be
lawfully available from public or private sources to finance or assist
in effectuating any of the purposes of this compact, and receive and
accept them upon terms and conditions, and subject to provisions, as may
be required by Federal or state law or as the commission may deem
necessary or desirable.
8. Exercise such other and different powers as may be delegated to it
by this compact or otherwise pursuant to law, and have and exercise all
powers necessary or convenient to carry out its express powers and other
powers which reasonably may be implied therefrom.
9. Adopt, amend, and repeal rules and regulations to implement this
compact.
3.5 Duties of the Commission.
The commission shall:
1. Develop and effectuate plans, policies, and projects relating to
water resources, adopt, promote, and coordinate policies and standards
for water resources conservation, control, utilization, and management,
and promote and implement the planning, development, and financing of
water resources projects.
2. Undertake investigations, studies, and surveys, and acquire,
construct, operate, and maintain projects and facilities in regard to
the water resources of the basin, whenever it is deemed necessary to do
so to activate or effectuate any of the provisions of this compact.
3. Administer, manage, and control water resources in all matters
determined by the commission to be interstate in nature or to have a
major effect on the water resources and water resources management.
4. Assume jurisdiction in any matter affecting water resources
whenever it determines after investigation and public hearing upon due
notice given, that the effectuation of the comprehensive plan or the
implementation of this compact so requires. If the commission finds upon
subsequent hearing requested by an affected signatory party that the
party will take the necessary action, the commission may relinquish
jurisdiction.
5. Investigate and determine if the requirements of the compact or the
rules and regulations of the commission are complied with, and if
satisfactory progress has not been made, institute an action or actions
in its own name in any state or federal court of competent jurisdiction
to compel compliance with any and all of the provisions of this compact
or any of the rules and regulations of the commission adopted pursuant
thereto. An action shall be instituted in the name of the commission and
shall be conducted by its own counsel.
3.6 Cooperative Legislation and Further Jurisdiction.
(a) Each of the signatory parties agrees that it will seek enactment
of such additional legislation as will be required to enable its
officers, departments, commissions, boards, and agents to accomplish
effectively the obligations and duties assumed under the terms of this
compact.
(b) Nothing in the compact shall be construed to repeal, modify, or
qualify the authority of any signatory party to enact any legislation or
enforce any additional conditions and restrictions within its
jurisdiction.
3.7 Coordination and Cooperation.
The commission shall promote and aid the coordination of the
activities and programs of Federal, state, municipal, and private
agencies concerned with water resources administration in the basin. To
this end, but without limitation thereto, the commission may:
1. Advise, consult, contract, financially assist, or otherwise
cooperate with any and all such agencies;
2. Employ any other agency or instrumentality of any of the signatory
parties or of any political subdivision thereof, in the design,
construction, operation, and maintenance of structures, and the
installation and management of river control systems, or for any other
purpose;
3. Develop and adopt plans and specifications for particular water
resources projects and facilities which so far as consistent with the
comprehensive plan incorporate any separate plans of other public and
private organizations operating in the basin, and permit the
decentralized administration thereof;
4. Qualify as a sponsoring agency under any Federal legislation
heretofore or hereafter enacted to provide financial or other assistance
for the planning, conservation, utilization, development, management, or
control of water resources.
3.8 Allocations, Diversions, and Releases.
(a) The commission shall have power from time to time as the need
appears, to allocate the waters of the basin to and among the states
signatory to this compact and impose related conditions, obligations,
and release requirements.
(b) The commission shall have power from time to time as the need
appears to enter into agreements with other river basin commissions or
other states with respect to in-basin and out-of-basin allocations,
withdrawals, and diversions.
(c) No allocation of waters made pursuant to this section shall
constitute a prior appropriation of the waters of the basin or confer
any superiority of right in respect to the use of those waters, nor
shall any such action be deemed to constitute an apportionment of the
waters of the basin among the parties hereto. This subsection shall not
be deemed to limit or restrict the power of the commission to enter into
covenants with respect to water supply, with a duration not exceeding
the life of this compact, as it may deem necessary for the benefit or
development of the water resources of the basin.
3.9 Rates and Charges.
The commission, from time to time after public hearing upon due notice
given may fix, alter, and revise rates, rentals, charges, and tolls, and
classifications thereof, without regulation or control by any
department, office, or agency of any signatory party, for the use of
facilities owned or operated by it, and any services or products which
it provides.
3.10 Referral and Review.
No projects affecting the water resources of the basin, except those
not requiring review and approval by the commission under paragraph 3
following, shall be undertaken by any person, governmental authority or
other entity prior to submission to and approval by the commission or
appropriate agencies of the signatory parties for review.
1. All water resources projects for which a permit or other form of
permission to proceed with construction or implementation is required by
legislative action of a signatory party or by rule or regulation of an
office or agency of a signatory party having functions, powers, and
duties in the planning, conservation, development, management, or
control of water resources shall be submitted as heretofore to the
appropriate office or agency of the signatory party for review and
approval. To assure that the commission is apprised of all projects
within the basin, monthly reports and listings of all permits granted,
or similar actions taken, by offices or agencies of the signatory
parties shall be submitted to the commission in a manner prescribed by
it.
Those projects which also require commission approval pursuant to the
provisions of paragraphs 2(ii) and 2(iii) following shall be submitted
to the commission through appropriate offices or agencies of a signatory
party, except that, if no agency of a signatory party has jurisdiction,
such projects shall be submitted directly to the commission in such
manner as the commission shall prescribe.
2. Approval of the commission shall be required for, but not limited
to, the following:
(i) All projects on or crossing the boundary between any two signatory
states;
(ii) Any project involving the diversion of water;
(iii) Any project within the boundaries of any signatory state found
and determined by the commission or by any agency of a signatory party
having functions, powers, and duties in the planning, conservation,
development, management, or control of water resources to have a
significant effect on water resources within another signatory state;
and
(iv) Any project which has been included by the commission, after
hearing, as provided in Article 14, Section 14.1, as a part of the
commission's comprehensive plan for the development of the water
resources of the basin, or which would have a significant effect upon
the plan.
3. Review and approval by the commission shall not be required for:
(i) Projects which fall into an exempt classification or designation
established by legislative action of a signatory party or by rule or
regulation of an office or agency of a signatory party having functions,
powers, and duties in the planning, conservation, development,
management, or control of water resources. The sponsors of those
projects are not required to obtain a permit or other form of permission
to proceed with construction or implementation, unless it is determined
by the commission or by the agency of a signatory party that such
project or projects may cause an adverse, adverse cumulative, or an
interstate effect on water resources of the basin, and the project
sponsor has been notified in writing by the commission or by the agency
of a signatory party that commission approval is required.
(ii) Projects which are classified by the commission as not requiring
its view and approval, for so long as they are so classified.
4. The commission shall approve a project if it determines that the
project is not detrimental to the proper conservation, development,
management, or control of the water resources of the basin and may
modify and approve as modified, or may disapprove the project, if it
determines that the project is not in the best interest of the
conservation, development, management, or control of the basin's water
resources, or is in conflict with the comprehensive plan.
5. The commission, after consultation with the appropriate offices or
agencies of the signatory parties, shall establish the procedure of
submission, review, and consideration of projects. Any procedure for
review and approval of diversions of water shall include public hearing
on due notice given with opportunity for interested persons, agencies,
governmental units, and signatory parties to be heard and to present
evidence. A complete transcript of the proceedings at the hearing shall
be made and preserved, and it shall be made available under rules for
that purpose adopted by the commission.
6. Any determination of the commission pursuant to this article or any
article of the compact providing for judicial review shall be subject to
such judicial review in any court of competent jurisdiction, provided
that an action or proceeding or for such review is commenced within 90
days from the effective date of the determination sought to be reviewed;
but a determination of the commission concerning a diversion, under
Section 3.10-2(ii) with the claimed effect of reducing below a proper
minimum the flow of water in that portion of the basin within the area
of a signatory party, shall be subject to judicial review under the
particular provisions of paragraph 7 below.
7. Any signatory party deeming itself aggrieved by an action of the
commission concerning a diversion under Section 3.10-2(ii) with the
claimed effect of reducing below a proper minimum the flow of water in
that portion of the basin which lies within the area of that signatory
party, and notwithstanding the powers provided to the commission by this
compact, may have review of commission action approving the diversion in
the Supreme Court of the United States; provided that a proceeding for
such review is commenced within one year from the date of action sought
to be reviewed. Any such review shall be on the record made before the
commission. The action of the commission shall be affirmed, unless the
court finds that it is not supported by substantial evidence.
3.11 Advisory Committees.
The commission may constitute and empower advisory committees.
ARTICLE 4--WATER SUPPLY
Section 4.1 Generally.
The commission shall have power to develop, implement, and effectuate
plans and projects for the use of the water of the basin for domestic,
municipal, agricultural, and industrial water supply. To this end,
without limitation thereto, it may provide for, construct, acquire,
operate, and maintain dams, reservoirs, and other facilities for
utilization of surface and ground water resources, and all related
structures, appurtenances, and equipment on the river and its
tributaries and at such off-river sites as it may find appropriate, and
may regulate and control the use thereof.
4.2 Storage and Release of Waters.
(a) The commission shall have power to acquire, construct, operate,
and control projects and facilities for the storage and release of
waters, for the regulation of flows and supplies of surface, and ground
waters of the basin, for the protection of public health, stream quality
control, economic development, improvement of fisheries, recreation,
dilution and abatement of pollution, the prevention of undue salinity,
and other purposes.
(b) No signatory party shall permit any augmentation of flow to be
diminished by the diversion of any water of the basin during any period
in which waters are being released from storage under the direction of
the commission for the purpose of augmenting such flow, except in cases
where the diversion is authorized by this compact, or by the commission
pursuant thereto, or by the judgment, order, or decree of a court of
competent jurisdiction.
4.3 Assessable Improvements.
The commission may provide water management and regulation in the main
stream or any tributary in the basin and, in accordance with the
procedures of applicable state laws, may assess on an annual basis or
otherwise the cost thereof upon water users or any classification of
them specially benefited thereby to a measurable extent, provided that
no such assessment shall exceed the actual benefit to any water user.
Any such assessment shall follow the procedure prescribed by law for
local improvement assessments and shall be subject to review in any
court of competent jurisdiction.
4.4 Coordination.
Prior to entering upon the execution of any project authorized by this
article, the commission shall review and consider all existing rights,
plans, and programs of the signatory parties, their political
subdivisions, private parties, and water users which are pertinent to
such project, and shall hold a public hearing on each proposed project.
4.5 Additional Powers.
In connection with any project authorized by this article, the
commission shall have power to provide storage, treatment, pumping, and
transmission facilities, but nothing herein shall be construed to
authorize the commission to engage in the business of distributing
water.
ARTICLE 5--WATER QUALITY MANAGEMENT AND CONTROL
Section 5.1 General Powers.
(a) The commission may undertake or contract for investigations,
studies, and surveys pertaining to existing water quality, effects of
varied actual or projected operations on water quality, new compounds
and materials and probable future water quality in the basin. The
commission may receive, expend, and administer funds, Federal, state,
local, or private as may be available to carry out these functions
relating to water quality investigations.
(b) The commission may acquire, construct, operate, and maintain
projects and facilities for the management and control of water quality
in the basin whenever the commission deems necessary to activate or
effectuate any of the provisions of this compact.
5.2 Policy and Standards.
(a) In order to conserve, protect, and utilize the water quality of
the basin in accordance with the best interests of the people of the
basin and the states, it shall be the policy of the commission to
encourage and coordinate the efforts of the signatory parties to
prevent, reduce, control, and eliminate water pollution and to maintain
water quality as required by the comprehensive plan.
(b) The legislative intent in enacting this article is to give
specific emphasis to the primary role of the states in water quality
management and control.
(c) The commission shall recommend to the signatory parties the
establishment, modification, or amendment of standards of quality for
any waters of the basin in relation to their reasonable and necessary
use as the commission shall deem to be in the public interest.
(d) The commission shall encourage cooperation and uniform enforcement
programs and policies by the water quality control agencies of the
signatory parties in meeting the water quality standards established in
the comprehensive plan.
(e) The commission may assume jurisdiction whenever it determines
after investigation and public hearing upon due notice given that the
effectuation of the comprehensive plan so requires. After such
investigation, notice, and hearing, the commission may adopt such rules,
regulations, and water quality standards as may be required to preserve,
protect, improve, and develop the quality of the waters of the basin in
accordance with the comprehensive plan.
5.3 Cooperative Administration and Enforcement.
(a) Each of the signatory parties agrees to prohibit and control
pollution of the waters of the basin according to the requirements of
this compact and to cooperate faithfully in the control of future
pollution in and abatement of existing pollution from the waters of the
basin.
(b) The commission shall have the authority to investigate and
determine if the requirements of the compact or the rules, regulations,
and water quality standards of the commission are complied with and if
satisfactory progress has not been made, may institute an action or
actions in its own name in the proper court or courts of competent
jurisdiction to compel compliance with any and all of the provisions of
this compact or any of the rules, regulations, and water quality
standards of the commission adopted pursuant thereto.
5.4 Further Jurisdiction.
Nothing in this compact shall be construed to repeal, modify, or
qualify the authority of any signatory party to enact any legislation or
enforce any additional conditions and restrictions to lessen or prevent
the pollution of waters within its jurisdiction.
ARTICLE 6--FLOOD PROTECTION
Section 6.1 Flood Control Authority.
The commission may plan, design, construct, and operate and maintain
projects and facilities it deems necessary or desirable for flood plain
development and flood damage reduction. It shall have power to operate
such facilities and to store and release waters of the Susquehanna River
and its tributaries and elsewhere within the basin, in such manner, at
such times, and under such regulations as the commission may deem
appropriate to meet flood conditions as they may arise.
6.2 Regulation.
(a) The commission may study and determine the nature and extent of
the flood plains of the Susquehanna River and its tributaries. Upon the
basis of the studies, it may delineate area subject to flooding,
including but not limited to a classification of lands with reference to
relative risk of flooding and the establishment of standards for flood
plain use which will promote economic development and safeguard the
public health, welfare, safety, and property. Prior to the adoption of
any standards delineating the area or defining the use, the commission
shall hold public hearings with respect to the substance of the
standards in the manner provided by Article 15. The proposed standards
shall be available from the commission at the time notice is given, and
interested persons shall be given an opportunity to be heard thereon at
the hearings.
(b) The commission shall have power to promulgate, adopt, amend, and
repeal from time to time as necessary, standards relating to the nature
and extent of the uses of land in areas subject to flooding.
(c) In taking action pursuant to subsection (b) of this section and as
a prerequisite thereto, the commission shall consider the effect of
particular uses of the flood plain in question on the health and safety
of persons and property in the basin, the economic and technical
feasibility of measures available for the development and protection of
the flood plain, and the responsibilities, if any, of local, state, and
federal governments connected with the use or proposed use of the flood
plain in question. The commission shall regulate the use of particular
flood plains in the manner and degree it finds necessary for the factors
enumerated in this subsection, but only with the consent of the affected
signatory state, and shall suspend such regulation when and so long as
the signatory party or parties or political subdivision possessing
jurisdiction have in force applicable laws which the commission finds
give adequate protection for the purpose of this section.
(d) In order to conserve, protect, and utilize the Susquehanna River
and its tributaries in accordance with the best interests of the people
of the basin and the signatory parties, it shall be the policy of the
commission to encourage and coordinate the efforts of the signatory
parties to control modification of the river and its tributaries by
encroachment.
6.3 Flood Lands Acquisition.
The commission shall have power to acquire the fee or any lesser
interest in lands and improvements thereon within the area of a flood
plain for the purpose of regulating the use or types of construction of
such property to minimize the flood hazard, convert the property to uses
or types of construction appropriate to flood plain conditions, or
prevent constrictions or obstructions that reduce the ability of the
river channel and flood plain to carry flood water.
6.4 Existing Structures.
No rule or regulation issued by the commission pursuant to this shall
be construed to require the demolition, removal, or alteration of any
structure in place or under construction prior to the issuance thereof,
without the payment of just compensation therefor. However, new
construction or any addition to or alteration in any existing structure
made or commenced subsequent to the issuance of such rule or regulation,
or amendment, shall conform thereto.
6.5 Police Powers.
The regulation of use of flood plain lands is within the police powers
of the signatory states for the protection of public health and the
safety of the people and their property and shall not be deemed a taking
of land or lands for which compensation shall be paid to the owners
thereof.
6.6 Cooperation.
Each of the signatory parties agrees to control flood plain use along
and encroachment upon the Susquehanna and its tributaries and to
cooperate faithfully in these respects.
6.7 Other Authority.
Nothing in this article shall be construed to prevent or in any way to
limit the power of any signatory party, or any agency or subdivision
thereof, to issue or adopt and enforce any requirement or requirements
with respect to flood plain use or construction thereon more stringent
than the rules, regulations, or encroachment lines in force pursuant to
this article. The commission may appear in any court of competent
jurisdiction to bring actions or proceedings in law or equity to enforce
the provisions of this article.
6.8 Debris.
The signatory states agree that dumping or littering upon or in the
waters of the Susquehanna River or its tributaries or upon the frozen
surfaces thereof of any rubbish, trash, litter, debris, abandoned
properties, waste material, or offensive matter, is prohibited and that
the law enforcement officials of each state shall enforce this
prohibition.
ARTICLE 7--WATERSHED MANAGEMENT
Section 7.1 Watersheds Generally.
The commission shall promote sound practices of watershed management
in the basin, including projects and facilities to retard runoff and
waterflow and prevent soil erosion.
7.2 Soil Conservation and Land and Forest Management.
The commission, subject to the limitations in Section 7.4(b), may
acquire, sponsor, or operate facilities and projects to encourage soil
conservation, prevent and control erosion, and promote land reclamation
and sound land and forest management.
7.3 Fish and Wildlife.
The commission, subject to the limitations in Section 7.4(b), may
acquire, sponsor, or operate projects and facilities for the maintenance
and improvement of fish and wildlife habitat related to the water
resources of the basin.
7.4 Cooperative Planning and Operation.
(a) The commission shall cooperate with the appropriate agencies of
the signatory parties and with other public and private agencies in the
planning and effectuation of a coordinated program of facilities and
projects authorized by this article.
(b) The commission shall not acquire or operate any such project or
facility unless it has first found and determined that no other suitable
unit or agency of government is in a position to acquire or operate the
same upon reasonable conditions, or such unit or agency fails to do so.
ARTICLE 8--RECREATION
Section 8.1 Development.
The commission may provide for the development of water related public
sports and recreational facilities. The commission on its own account or
in cooperation with a signatory party, political subdivision or any
agency thereof, may provide for the construction, maintenance, and
administration of such facilities, subject to the provisions of Section
8.2 hereof.
8.2 Cooperative Planning Operation.
(a) The commission shall cooperate with the appropriate agencies of
the signatory parties and with other public and private agencies in the
planning and effectuation of a coordinated program of facilities and
projects authorized by this article.
(b) The commission shall not operate any such project or facility
unless it has first found and determined that no other suitable unit or
agency of government is available to operate the same upon reasonable
conditions.
8.3 Operation and Maintenance.
The commission, within limits prescribed by this article, shall:
1. Encourage activities of other public agencies having water related
recreational interests and assist in the coordination thereof;
2. Recommend standards for the development and administration of water
related recreational facilities;
3. Provide for the administration, operation, and maintenance of
recreation facilities owned or controlled by the commission and for the
letting and supervision of private concessions in accordance with this
article.
8.4 Concessions.
The commission, after public hearing upon due notice given shall
provide by regulation a procedure for the award of contracts for private
concessions in connection with its recreational facilities, including
any renewal or extension thereof, under terms and conditions determined
by the commission.
ARTICLE 9--OTHER PUBLIC VALUES
Section 9.1 Inherent Values.
The signatory parties agree that it is a purpose of this compact in
effectuating the conservation and management of water resources to
preserve and promote the economic and other values inherent in the
historic and the scenic and other natural amenities of the Susquehanna
River Basin for the enjoyment and enrichment of future generations, for
the promotion and protection of tourist attractions in the basin, and
for the maintenance of the economic health of allied enterprises and
occupations so as to effect orderly, balanced, and considered
development in the basin.
9.2 Project Compatibility.
To this end, the signatory parties agree that in the consideration,
authorization, construction, maintenance, and operation of all water
resources projects in the Susquehanna basin, their agencies and
subdivisions, and the Susquehanna River Basin Commission will consider
the compatibility of such projects with these other public values.
9.3 Regulation Standards.
The commission may recommend to governmental units with jurisdiction
within areas considered for scenic or historic designation minimum
standards of regulation of land and water use and such other protective
measures as the commission may deem desirable.
9.4 Local Area Protection.
The commission may draft and recommend for adoption ordinances and
regulations which would assist, promote, develop, and protect those
areas and the character of their communities. Local governments may
consider parts of their area which have been designated scenic or
historic areas under the provisions of this article separately from the
municipality as a whole, and pursuant to the laws of the state governing
the adoption of those regulations generally may enact regulations
limited to the designated area. In making recommendations to a local
government which is partly in and partly out of such a scenic or
historic area the commission may make recommendations for the entire
municipality.
ARTICLE 10--HYDROELECTRIC POWER
Section 10.1 Development.
The waters of the Susquehanna River and its tributaries may be
impounded and used by or under authority of the commission for the
generation of hydroelectric power and hydroelectric energy in accordance
with the comprehensive plan.
10.2 Power Generation.
The commission may develop and operate, or authorize to be developed
and operated, dams and related facilities and appurtenances for the
purpose of generating hydroelectric power and hydroelectric energy.
10.3 Transmission.
The commission may provide facilities for the transmission of
hydroelectric power and hydroelectric energy produced by it where such
facilities are not otherwise available upon reasonable terms, for the
purpose of wholesale marketing of power and nothing herein shall be
construed to authorize the commission to engage in the business of
direct sale to consumers.
10.4 Development Contracts.
The commission, after public hearing upon due notice given may enter
into contracts on reasonable terms, consideration, and duration under
which public utilities or public agencies may develop hydroelectric
power and hydroelectric energy through the use of dams, related
facilities, and appurtenances.
10.5 Rates and Charges.
Rates and charges fixed by the commission for power which is produced
by its facilities shall be reasonable, nondiscriminatory, and just.
ARTICLE 11--REGULATION OF WITHDRAWAL AND DIVERSIONS;
PROTECTED AREAS AND EMERGENCIES
Section 11.1 Power of Regulation.
The commission may regulate and control withdrawals and diversions
from surface waters and ground waters of the basin, as provided by this
article. The commission may enter into agreements with the signatory
parties relating to the exercise of such power or regulation or control
and may delegate to any of them such powers of the commission as it may
deem necessary or desirable.
11.2 Determination of Protected Area.
The commission, from time to time after public hearing upon due notice
given may determine and delineate such areas within the basin wherein
the demands upon supply made by water users have developed or threaten
to develop to such a degree as to create a water shortage or impair or
conflict with the requirements or effectuation of the comprehensive
plan, and any such area may be designated as a protected area, with the
consent of the member or members from the affected state or states. The
commission, whenever it determines that such shortage no longer exists,
shall terminate the protected status of such area and shall give public
notice of such termination.
11.3 Diversion and Withdrawal Permits.
In any protected areas so determined and delineated, no person shall
divert or withdraw water for domestic, municipal, agricultural, or
industrial uses in excess of such quantities as the commission may
prescribe by general regulations, except (1) pursuant to a permit
granted under this article, or (2) pursuant to a permit or approval
heretofore granted under the laws of any of the signatory states.
11.4 Emergency.
(a) In the event of a drought which may cause an actual and immediate
shortage of available water supply within the basin, or within any part
thereof, the commission after public hearing upon due notice given may
determine and delineate the area of the shortage and by unanimous vote
declare a drought emergency therein. For the duration of the drought
emergency as determined by the commission, it thereupon may direct
increases or decreases in any allocations, diversions, or releases
previously granted or required, for a limited time to meet the emergency
condition.
(b) In the event of a disaster or catastrophe other than drought,
natural or manmade, which causes or may cause an actual and immediate
shortage of available and usable water, the commission by unanimous
consent may impose direct controls on the use of water and shall take
such action as is necessary to coordinate the effort of federal, state,
and local agencies and other persons and entities affected.
11.5 Standards.
Permits shall be granted, modified, or denied, as the case may be, to
avoid such depletion of the natural stream flows and ground waters in
the protected area or in an emergency area as will adversely affect the
comprehensive plan or the just and equitable interests and rights of
other lawful users of the same source, giving due regard to the need to
balance and reconcile alternative and conflicting uses in the event of
an actual or threatened shortage of water of the quality required.
11.6 Judicial Review.
The determinations and delineations of the commission pursuant to
Section 11.2 and the granting, modification or denial of permits
pursuant to Section 11.3, 11.4, and 11.5 shall be subject to judicial
review in any court of competent jurisdiction.
11.7 Maintenance of Records.
Each signatory party shall provide for the maintenance and
preservation of such records of authorized diversions and withdrawals
and the annual volume thereof as the commission shall prescribe. Such
records and supplementary reports shall be furnished to the commission
at its request.
11.8 Existing State Systems.
Whenever the commission finds it necessary or desirable to exercise
the powers conferred with respect to emergencies by this article, any
diversion or withdrawal permits authorized or issued under the laws of
any of the signatory states shall be superseded to the extent of any
conflict with the control and regulation exercised by the commission.
ARTICLE 12--INTERGOVERNMENTAL RELATIONS
Section 12.1 Federal Agencies and Projects.
For the purposes of avoiding conflicts of jurisdiction and of giving
full effect to the commission as a regional agency of the signatory
parties, the following rules shall govern Federal projects affecting the
water resources of the basin, subject in each case to the provisions of
Section 1.4 of this compact:
1. The planning of all projects related to powers delegated to the
commission by this compact shall be undertaken in consultation with the
commission.
2. No expenditure or commitment shall be made for or on account of the
construction, acquisition, or operation of any project or facility nor
shall it be deemed authorized, unless it shall have first been included
by the commission in the comprehensive plan.
3. Each Federal agency otherwise authorized by law to plan, design,
construct, operate or maintain any project or facility in or for the
basin shall continue to have, exercise, and discharge such authority
except as specifically provided by this section.
12.2 State and Local Agencies and Projects.
For the purposes of avoiding conflicts of jurisdiction and of giving
full effect to the commission as a regional agency of the signatory
parties, the following rules shall govern projects of the signatory
states, their political subdivisions and public corporations affecting
water resources of the basin:
1. The planning of all projects related to powers delegated to the
commission by this compact shall be undertaken in consultation with the
commission;
2. No expenditure or commitment shall be made for or on account of the
construction, acquisition, or operation of any project or facility
unless it first has been included by the commission in the comprehensive
plan;
3. Each state and local agency otherwise authorized by law to plan,
design, construct, operate, or maintain any project or facility in or
for the basin shall continue to have, exercise, and discharge such
authority, except as specifically provided by this section.
12.3 Reserved Taxing Powers of States.
Each of the signatory parties reserves the right to levy, assess, and
collect fees, charges, and taxes on or measured by the withdrawal or
diversion of waters of the basin for use within the jurisdiction of the
respective signatory parties.
12.4 Project Costs and Evaluation Standards.
The commission shall establish uniform standards and procedures for
the evaluation, determination of benefits, and cost allocations of
projects affecting the basin, and for the determination of project
priorities, pursuant to the requirements of the comprehensive plan and
its water resources program. The commission shall develop equitable cost
sharing and reimbursement formulas for the signatory parties including:
1. Uniform and consistent procedures for the allocation of project
costs among purposes included in multiple-purpose programs;
2. Contracts and arrangements for sharing financial responsibility
among and with signatory parties, public bodies, groups, and private
enterprise, and for the supervision of their performance;
3. Establishment and supervision of a system of accounts for
reimbursement purposes and directing the payments and charges to be made
from such accounts;
4. Determining the basis and apportioning amounts (i) of reimbursable
revenues to be paid signatory parties or their political subdivisions,
and (ii) of payments in lieu of taxes to any of them.
12.5 Cooperative Services.
The commission shall furnish technical services, advice, and
consultation to authorized agencies of the signatory parties with
respect to the water resources of the basin, and each of the signatory
parties pledges itself to provide technical and administrative service
to the commission upon request within the limits of available
appropriations, and to cooperate generally with the commission for the
purposes of this compact, and the cost of such service may be
reimbursable whenever the parties deem appropriate.
ARTICLE 13--CAPITAL FINANCING
Section 13.1 Borrowing Power.
The commission may borrow money for any of the purposes of this
compact and may issue its negotiable bonds and other evidences of
indebtedness in respect thereto.
All such bonds and evidences of indebtedness shall be payable solely
out of the properties and revenues of the commission without recourse to
taxation. The bonds and other obligations of the commission, except as
may be otherwise provided in the indenture under which they were issued,
shall be direct and general obligations of the commission, and the full
faith and credit of the commission are hereby pledged for the prompt
payment of the debt service thereon and for the fulfillment of all other
undertakings of the commission assumed by it to or for the benefit of
the holders thereof.
13.2 Funds and Expenses.
The purposes of this compact shall include without limitation thereto
all costs of any project or facility or any part thereof, including
interest during a period of construction and a reasonable time
thereafter and any incidental expenses (legal, engineering, fiscal,
financial consultant, and other expenses) connected with issuing and
disposing of the bonds; all amounts required for the creation of an
operating fund, construction fund, reserve fund, sinking fund, or other
special fund; all other expenses connected with the planning, design,
acquisition, construction, completion, improvement, or reconstruction of
any facility or any part thereof; and reimbursement of advances by the
commission or by others for such purposes and for working capital.
13.3 Credit Excluded; Officers, State and Municipal.
The commission shall have no power to pledge the credit of any
signatory party or of any county or municipality, or to impose any
obligation for payment of the bonds upon any signatory party or any
county or municipality. Neither the commissioners nor any person
executing the bonds shall be liable personally on the bonds of the
commission or be subject to any personal liability or accountability by
reason of the issuance thereof.
13.4 Funding and Refunding.
Whenever the commission deems it expedient, it may fund and refund its
bonds and other obligations, whether or not such bonds and obligations
have matured. It may provide for the issuance, sale, or exchange of
refunding bonds for the purpose of redeeming or retiring any bonds
(including payment of any premium, duplicate interest, or cash
adjustment required in connection therewith) issued by the commission or
issued by any other issuing body, the proceeds of the sale of which have
been applied to any facility acquired by the commission or which are
payable out of the revenues of any facility acquired by the commission.
Bonds may be issued partly to refund bonds and other obligations then
outstanding, and partly for any other purpose of the commission. All
provisions of this compact applicable to the issuance of bonds are
applicable to refunding bonds and to the issuance, sale, or exchange
thereof.
13.5 Bonds: Authorization Generally.
Bonds and other indebtedness of the commission shall be authorized by
resolution of the commission. The validity of the authorization and
issuance of any bonds by the commission shall not be dependent upon or
affected in any way by: (1) the disposition of bond proceeds by the
commission or by contract, commitment or action taken with respect to
such proceeds; or (2) the failure to complete any part of the project
for which bonds are authorized to be issued. The commission may issue
bonds in one or more series and may provide for one or more consolidated
bond issues, in such principal amounts and with such terms and
provisions as the commission may deem necessary. The bonds may be
secured by a pledge of all or any part of the property, revenues, and
franchises under its control. Bonds may be issued by the commission in
such amount, with such maturities and in such denominations and form or
forms, whether coupon or registered, as to both principal and interest,
as may be determined by the commission. The commission may provide for
redemption of bonds prior to maturity on such notice and at such time or
times and with such redemption provisions, including premiums, as the
commission may determine.
13.6 Bonds, Resolutions and Indentures Generally.
The commission may determine and enter into indentures providing for
the principal amount, date or dates, maturities, interest rate,
denominations, form, registration, transfer, interchange, and other
provisions of the bonds and coupons and the terms and conditions upon
which the same shall be executed, issued, secured, sold, paid, redeemed,
funded, and refunded. The resolution of the commission authorizing any
bond or any indenture so authorized under which the bonds are issued may
include all such covenants and other provisions other than any
restriction on the regulatory powers vested in the commission by this
compact as the commission may deem necessary or desirable for the issue,
payment, security, protection, or marketing of the bonds, including
without limitation covenants and other provisions as to the rates or
amounts of fees, rents, and other charges to be charged or made for use
of the facilities; the use, pledge, custody, securing, application, and
disposition of such revenues, of the proceeds of the bonds, and of any
other moneys of the commission; the operation, maintenance, repair, and
reconstruction of the facilities and the amounts which may be expended
therefor; the sale, lease, or other disposition of the facilities; the
insuring of the facilities and of the revenues derived therefrom; the
construction or other acquisition of other facilities; the issuance of
additional bonds or other indebtedness; the rights of the bondholders
and of any trustee for the bondholders upon default by the commission or
otherwise; and the modification of the provisions of the indenture and
of the bonds. Reference on the face of the bonds to such resolution or
indenture by its date of adoption or the apparent date on the face
thereof is sufficient to incorporate all of the provisions thereof and
of this compact into the body of the bonds and their appurtenant
coupons. Each taker and subsequent holder of the bonds or coupons,
whether the coupons are attached to or detached from the bonds, has
recourse to all of the provisions of the indenture and of this compact
and is bound thereby.
13.7 Maximum Maturity.
No bond or its terms shall mature in more than fifty years from its
own date, or on any date subsequent to the duration of this compact, and
in the event any authorized issue is divided into two or more series or
divisions, the maximum maturity date herein authorized shall be
calculated from the date on the face of each bond separately,
irrespective of the fact that different dates may be prescribed for the
bonds of each separate series or division of any authorized issue.
13.8 Tax Exemption.
All bonds issued by the commission under the provisions of this
compact and the interest thereon shall at all times be free and exempt
from all taxation by or under authority of any of the signatory parties,
except for transfer, inheritance, and estate taxes.
13.9 Interest.
Bonds shall bear interest at a rate determined by the commission,
payable annually or semi-annually.
13.10 Place of Payment.
The commission may provide for the payment of the principal and
interest of bonds at any place or places within or without the signatory
states, and in any specified lawful coin or currency of the United
States of America.
13.11 Execution.
The commission may provide for the execution and authentication of
bonds by the manual, lithographed, or printed facsimile signature of
officers of the commission, and by additional authentication by a
trustee or fiscal agent appointed by the commission. If any of the
officers whose signatures or countersignatures appear upon the bonds or
coupons ceases to be an officer before the delivery of the bonds or
coupons, his signature or countersignature is nevertheless valid and of
the same force and effect as if the officer had remained in office until
the delivery of the bonds and coupons.
13.12 Holding Own Bonds.
The commission shall have power out of any funds available therefor to
purchase its bonds and may hold, cancel, or resell such bonds.
13.13 Sale.
The commission may fix terms and conditions for the sale or other
disposition of any authorized issue of bonds and may sell its bonds at
less than their par or face value. All bonds issued and sold for cash
pursuant to this compact shall be sold on sealed proposals to the
highest bidder. Prior to such sale, the commission shall advertise for
bids by publication of a notice of sale not less than ten days prior to
the date of sale, at least once in a newspaper of general circulation
printed and published in New York City carrying municipal bonds notices
and devoted primarily to financial news. The commission may reject any
and all bids submitted and may thereafter sell the bonds so advertised
for sale at private sale to any financially responsible bidder under
such terms and conditions as it deems most advantageous to the public
interest, but the bonds shall not be sold at a net interest cost
calculated upon the entire issue so advertised, greater than the lowest
bid which was rejected. In the event the commission desires to issue its
bonds in exchange for an existing facility or portion thereof, or in
exchange for bonds secured by the revenues of an existing facility, it
may exchange such bonds for the existing facility or portion thereof or
for the bonds so secured, plus an additional amount of cash, without
advertising such bonds for sale.
13.14 Negotiability.
All bonds issued under the provisions of this compact are negotiable
instruments, except when registered in the name of a registered owner.
13.15 Legal Investments.
Bonds of the commission shall be legal investments for savings banks,
fiduciaries and public funds in each of the signatory states.
13.16 Validation Proceedings.
Prior to the issuance of any bonds, the commission may institute a
special proceeding to determine the legality of proceedings to issue the
bonds and their validity under the laws of any of the signatory parties.
Such proceedings shall be instituted and prosecuted in rem, and the
judgment rendered therein shall be conclusive against all persons
whomsoever and against each of the signatory parties.
13.17 Recording.
No indenture need be recorded or filed in any public office, other
than the office of the commission. The pledge of revenues provided in
any indenture shall take effect forthwith as provided therein and
irrespective of the date of receipts of such revenues by the commission
or the indenture trustee. Such pledge shall be effective as provided in
the indenture without physical delivery of the revenues to the
commission or the indenture trustee.
13.18 Pledged Revenues.
Bond redemption and interest payments, to the extent provided in the
resolution or indenture, shall constitute a first, direct and exclusive
charge and lien on all such rates, rents, tolls, fees, and charges and
other revenues and interest thereon received from the use and operation
of the facility, and on any sinking or other funds created therefrom.
All such rates, rents, tolls, fees, charges and other revenues, together
with interest thereon, shall constitute a trust fund for the security
and payment of such bonds, and except as and to the extent provided in
the indenture with respect to the payment therefrom of expenses for
other purposes including administration, operation, maintenance,
improvements, or extensions of the facilities or other purposes shall
not be used or pledged for any other purpose so long as such bonds, or
any of them, are outstanding, and unpaid.
13.19 Remedies.
The holder of any bond may for the equal benefit and protection of all
holders of bonds similarly situated; (1) by mandamus or other
appropriate proceedings require and compel the performance of any of the
duties imposed upon the commission or assumed by it, its officers,
agents, or employees under the provisions of any indenture, in
connection with the acquisition, construction, operation, maintenance,
repair, reconstruction, or insurance of the facilities, or in connection
with the collection, deposit, investment, application, and disbursement
of the rates, rents, tolls, fees, charges, and other revenues derived
from the operation and use of the facilities, or in connection with the
deposit, investment, and disbursement of the proceeds received from the
sale of bonds; or (2) by action or suit in a court of competent
jurisdiction of any signatory party require the commission to account as
if it were the trustee of an express trust, or enjoin any acts or things
which may be unlawful or in violation of the rights of the holders of
the bonds. The enumeration of such rights and remedies, however, does
not exclude the exercise or prosecution of any other rights or remedies
available to the holders of bonds.
13.20 Capital Financing by Signatory Parties; Guarantees.
(a) The signatory parties shall provide such capital funds required
for projects of the commission as may be authorized by their respective
statutes in accordance with a cost sharing plan prepared pursuant to
Article 12 of this compact; but nothing in this section shall be deemed
to impose any mandatory obligation on any of the signatory parties other
than such obligations as may be assumed by a signatory party in
connection with a specific project or facility.
(b) Bonds of the commission, notwithstanding any other provision of
this compact, may be executed and delivered to any duly authorized
agency of any of the signatory parties without public offering and may
be sold and resold with or without the guaranty of such signatory party,
subject to and in accordance with the constitutions of the respective
signatory parties.
(c) The commission may receive and accept, and the signatory parties
may make, loans, grants, appropriations, advances, and payments of
reimbursable or nonreimbursable funds or property in any form for the
capital or operating purposes of the commission.
ARTICLE 14--PLAN, PROGRAM AND BUDGETS
Section 14.1 Comprehensive Plan.
The commission shall develop and adopt, and may from time to time
review and revise, a comprehensive plan for the immediate and long range
development and use of the water resources of the basin. The plan shall
include all public and private projects and facilities which are
required, in the judgment of the commission, for the optimum planning,
development, conservation, utilization, management, and control of the
water resources of the basin to meet present and future needs. The
commission may adopt a comprehensive plan or any revision thereof in
such part or parts as it may deem appropriate, provided that before the
adoption of the plan or any part or revision thereof the commission
shall consult with water users and interested public bodies and public
utilities and shall consider and give due regard to the findings and
recommendations of the various agencies of the signatory parties, their
political subdivisions, and interested groups. The commission shall
conduct public hearings upon due notice given with respect to the
comprehensive plan prior to the adoption of the plan or any part of the
revision thereof, except that public and private projects and facilities
which, in the judgment of the commission, are not required for the
optimum planning, development, conservation, utilization, management,
and control of the water resources of the basin and which, in the
judgment of the commission, will not significantly affect the water
resources of the basin, may be added directly to the comprehensive plan
at any time at the discretion of the commission without public hearing
thereon. The comprehensive plan shall take into consideration the effect
of the plan or any part thereof upon the receiving waters of Chesapeake
Bay.
14.2 Water Resources Program.
The commission shall annually adopt a water resources program, based
upon the comprehensive plan, consisting of the projects and facilities
which the commission proposes to be undertaken by the commission and by
other authorized governmental and private agencies, organizations, and
persons during the ensuing six years or such other reasonably
foreseeable period as the commission may determine. The water resources
program shall include a systematic presentation of:
1. The quantity and quality of water resources needs for such period;
2. The existing and proposed projects and facilities required to
satisfy such needs, including all public and private projects to be
anticipated; and
3. A separate statement of the projects proposed to be undertaken by
the commission during such period.
14.3 Annual Current Expense and Capital Budgets.
(a) The commission shall annually adopt a capital budget including all
capital projects it proposes to undertake or continue during the budget
period containing a statement of the estimated cost of each project and
the method of financing thereof.
(b) The commission shall annually adopt a current expense budget for
each fiscal year. Such budget shall include the commission's estimated
expenses for administration, operation, maintenance, and repairs,
including a separate statement thereof for each project, together with
its cost allocation. The total of such expenses shall be balanced by the
commission's estimated revenues from all sources, including the cost
allocations undertaken by any of the signatory parties in connection
with any project. Following the adoption of the annual current expense
budget by the commission, the executive director of the commission
shall:
1. Certify to the respective signatory parties the amounts due in
accordance with existing cost sharing established for each project; and
2. Transmit certified copies of such budget to the principal budget
officer of the respective signatory parties at such time and in such
manner as may be required under their respective budgetary procedures.
The amount required to balance the current expense budget in addition to
the aggregate amount of item 1 above and all other revenues available to
the commission shall be apportioned equitably among the signatory
parties by unanimous vote of the commission, and the amount of such
apportionment to each signatory party shall be certified together with
the budget.
(c) The respective signatory parties covenant and agree to include the
amount so apportioned for the support of the current expense budget in
their respective budgets next to be adopted, subject to such review and
approval as may be required by their respective budgetary processes.
Such amounts shall be due and payable to the commission in quarterly
installments during its fiscal year, provided that the commission may
draw upon its working capital to finance its current expense budget
pending remittance by the signatory parties.
ARTICLE 15--GENERAL PROVISIONS
Section 15.1 Auxiliary Powers of Commission; Functions of
Commissioners.
(a) The commission, for the purposes of this compact, may:
1. Adopt and use a corporate seal, enter into contracts, and sue and
be sued in any court of competent jurisdiction;
2. Receive and accept such payments, appropriations, grants, gifts,
loans, advances, and other funds, properties, and services as may be
transferred or made available to it by any signatory party or by any
other public or private corporation or individual, and enter into
agreements to make reimbursement for all or part thereof;
3. Provide for, acquire, and adopt detailed engineering,
administrative, financial, and operating plans and specifications to
effectuate, maintain, or develop any facility or project;
4. Control and regulate the use of facilities owned or operated by the
commission;
5. Acquire, own, operate, maintain, control, sell and convey real and
personal property and any interest therein by contract, purchase, lease,
license, mortgage, or otherwise as it may deem necessary for any project
or facility, including any and all appurtenances thereto necessary,
useful, or convenient for such ownership, operation, control,
maintenance, or conveyance;
6. Have and exercise all corporate powers essential to the declared
objects and purposes of the commission.
(b) The commissioners, subject to the provisions of this compact,
shall:
1. Serve as the governing body of the commission, and exercise and
discharge its powers and duties, except as otherwise provided by or
pursuant to this compact;
2. Determine the character of and the necessity for its obligations
and expenditures and the manner in which they shall be incurred,
allowed, and paid subject to any provisions of law specifically
applicable to agencies or instrumentalties created by this compact;
3. Provide for the internal organization and administration of the
commission;
4. Appoint the principal officers of the commission and delegate to
and allocate among them administrative functions, powers and duties;
5. Create and abolish offices, employments, and positions as it deems
necessary for the purposes of the commission, and subject to the
provisions of this article, fix and provide for the qualification,
appointments, removal, term, tenure, compensation, pension, and
retirement rights of its officers and employees;
6. Let and execute contracts to carry out the powers of the
commission.
15.2 Regulations; Enforcement.
The commission may:
1. Make and enforce rules and regulations for the effectuation,
application, and enforcement of this compact; and it may adopt and
enforce practices and schedules for or in connection with the use,
maintenance, and administration of projects and facilities it may own or
operate and any product or service rendered thereby; provided that any
rule or regulation, other than one which deals solely with the internal
management of the commission, shall not be effective unless and until
filed in accordance with the law of the respective signatory parties
applicable to administrative rules and regulations generally; and
2. Designate any officer, agent, or employee of the commission to be
an investigator or watchman and such person shall be vested with the
powers of a peace officer of the state in which he is duly assigned to
perform his duties.
15.3 Tax Exemptions.
The commission, its property, functions and activities shall be exempt
from taxation by or under the authority of any of the signatory parties
or any political subdivision thereof; provided that in lieu of property
taxes the commission, as to its specific projects, shall make payments
to local taxing districts in annual amounts which shall equal the taxes
lawfully assessed upon property for the tax year next prior to its
acquisition by the commission for a period of ten years. The nature and
amount of such payments shall be reviewed by the commission at the end
of ten years, and from time to time thereafter, upon reasonable notice
and opportunity to be heard to the affected taxing district, and the
payments may be thereupon terminated or continued in such reasonable
amount as may be necessary or desirable to take into account hardships
incurred and benefits received by the taxing jurisdiction which are
attributable to the project.
15.4 Meetings; Public Hearing; Records, Minutes.
(a) All meetings of the commission shall be open to the public.
(b) The commission shall conduct at least one public hearing in each
state prior to the adoption of the initial comprehensive plan. In all
other cases wherein this compact requires a public hearing, such hearing
shall be held upon not less than twenty days' public notice given by
posting at the offices of the commission, and published at least once in
a newspaper or newspapers of general circulation in the area or areas
affected. The commission shall also provide forthwith for distribution
of such notice to the press and by the mailing of a copy thereof to any
person who shall request such notices.
(c) The minutes of the commission shall be a public record open to
inspection at its offices during regular business hours.
15.5 Officers Generally.
(a) The officers of the commission shall consist of an executive
director and such additional officers, deputies, and assistants as the
commission may determine. The executive director shall be appointed and
may be removed by the affirmative vote of a majority of the full
membership of the commission. All other officers and employees shall be
appointed or dismissed by the executive director under such rules of
procedure as the commission may establish.
(b) In the appointment and promotion of officers and employees for the
commission, no political, racial, religious, or residence test or
qualification shall be permitted or given consideration, but all such
appointments and promotions shall be solely on the basis of merit and
fitness. Any officer or employee of the commission who is found by the
commission to be guilty of a violation of this section shall be
immediately dismissed.
15.6 Oath of Office.
An oath of office in such form as the commission shall prescribe shall
be taken, subscribed, and filed with the commission by the executive
director and by each officer appointed by him not later than fifteen
days after the appointment.
15.7 Bond.
Each officer shall give such bond and in such form and amount as the
commission may require, for which the commission shall pay the premium.
15.8 Prohibited Activities.
(a) No commissioner, officer or employee shall:
1. Be financially interested, either directly or indirectly, in any
contract, sale, purchase, lease, or transfer of real or personal
property to which the commission is a party;
2. Solicit or accept money or any other thing of value in addition to
the compensation or expense paid him by the commission for services
performed within the scope of his official duties;
3. Offer money or any thing of value for or in consideration of
obtaining an appointment, promotion, or privilege in his employment with
the commission.
(b) Any officer or employee who willfully violates any of the
provisions of this section shall forfeit his office or employment.
(c) Any contract or agreement knowingly made in contravention of this
section is void.
(d) Officers and employees of the commission shall be subject, in
addition to the provisions of this section, to such criminal and civil
sanctions for misconduct in office as may be imposed by Federal law and
the law of the signatory state in which such misconduct occurs.
15.9 Purchasing.
Contracts for the construction, reconstruction or improvement of any
facility when the expenditure required exceeds ten thousand dollars, and
contracts for the purchase of services, supplies, equipment, and
materials when the expenditure required exceeds five thousand dollars
shall be advertised and let upon sealed bids to the lowest responsible
bidder. Notice requesting such bids shall be published in a manner
reasonably likely to attract prospective bidders, which publication
shall be made at least thirty days before bids are received and in at
least two newspapers of general circulation in the basin. The commission
may reject any and all bids and readvertise in its discretion. If after
rejecting bids the commission determines and resolves that in its
opinion the supplies, equipment, and materials may be purchased at a
lower price in the open market, the commission may give each responsible
bidder an opportunity to negotiate a price and may proceed to purchase
the supplies, equipment, and materials in the open market at a
negotiated price which is lower than the lowest rejected bid of a
responsible bidder, without further observance of the provisions
requiring bids or notice. The commission shall adopt rules and
regulations to provide for purchasing from the lowest responsible bidder
when sealed bids, notice, and publication are not required by this
section. The commission may suspend and waive the provisions of this
section requiring competitive bids whenever:
1. The purchase is to be made from or the contract to be made with the
Federal or any state government or any agency or political subdivision
thereof or pursuant to any open and bulk purchase contract of any of
them;
2. The public exigency requires the immediate delivery of the articles
or performance of the service;
3. Only one source of supply is available;
4. The equipment to be purchased is of a technical nature and the
procurement thereof without advertising is necessary in order to assure
standardization of equipment and interchangeability of parts in the
public interest; or
5. Services are to be provided of a specialized or professional
nature.
15.10 Insurance.
The commission may self-insure or purchase insurance and pay the
premiums therefor against loss or damage to any of its properties;
against liability for injury to persons or property; and against loss of
revenue from any cause whatsoever. Such insurance coverage shall be in
such form and amount as the commission may determine, subject to the
requirements of any agreement arising out of the issuance of bonds by
the commission.
15.11 Annual Independent Audit.
(a) As soon as practical after the closing of the fiscal year an audit
shall be made of the financial accounts of the commission. The audit
shall be made by qualified certified public accountants selected by the
commission, who have no personal interest direct or indirect in the
financial affairs of the commission or any of its officers or employees.
The report of audit shall be prepared in accordance with accepted
accounting practices and shall be filed with the chairman and such other
officers as the commission shall direct. Copies of the report shall be
distributed to each commissioner and shall be made available for public
distribution.
(b) Each signatory party by its duly authorized officers shall be
entitled to examine and audit at any time all of the books, documents,
records, files, and accounts and all other papers, things, or property
of the commission. The representatives of the signatory parties shall
have access to all books, documents, records, accounts, reports, files,
and all other papers, things, or property belonging to or in use by the
commission and necessary to facilitate the audit and they shall be
afforded full facilities for verifying transactions with the balances or
securities held by depositaries, fiscal agents, and custodians.
(c) The financial transactions of the commission shall be subject to
audit by the General Accounting Office in accordance with the principles
and procedures applicable to commercial corporate transactions and under
such rules and regulations as may be prescribed by the Comptroller
General of the United States. The audit shall be conducted at the place
or places where the accounts of the commission are kept.
(d) Any officer or employee who shall refuse to give all required
assistance and information to the accountants selected by the commission
or to the authorized officers of any signatory party or who shall refuse
to submit to them for examination such books, documents, records, files,
accounts, papers, things, or property as may be requested shall forfeit
his office.
15.12 Reports.
The commission shall make and publish an annual report to the
legislative bodies of the signatory parties and to the public reporting
on its programs, operations, and finances. It may also prepare, publish,
and distribute such other public reports and informational materials as
it may deem necessary or desirable.
15.13 Grants, Loans, or Payments by States or Political Subdivisions.
(a) Any or all of the signatory parties or any political subdivision
thereof may:
1. Appropriate to the commission such funds as may be necessary to pay
preliminary expenses such as the expenses incurred in the making of
borings, and other studies of subsurface conditions, in the preparation
of contracts for the sale of water and in the preparation of detailed
plans and estimates required for the financing of a project;
2. Advance to the commission, either as grants or loans, such funds as
may be necessary or convenient to finance the operation and managment of
or construction by the commission of any facility or project;
3. Make payments to the commission for benefits received or to be
received from the operation of any of the projects or facilities of the
commission.
(b) Any funds which may be loaned to the commission either by a
signatory party or a political subdivision thereof shall be repaid by
the commission through the issuance of bonds or out of the other income
of the commission, such repayment to be made within such period and upon
such terms as may be agreed upon between the commission and the
signatory party or political subdivision making the loan.
15.14 Condemnation Proceedings.
(a) The commission shall have the power to acquire by condemnation the
fee or any lesser interest in lands, lands lying under water,
development rights in land, riparian rights, water rights, waters and
other real or personal property within the basin for any project or
facility authorized pursuant to this compact. This grant of power of
eminent domain includes but is not limited to the power to condemn for
the purposes of this compact any property already devoted to a public
use, by whomsoever owned or held, other than property of a signatory
party. Any condemnation of any property or franchises owned or used by a
municipal or privately owned public utility, unless the affected public
utility facility is to be relocated or replaced, shall be subjct to the
authority of such state board, commission, or other body as may have
regulatory jurisdiction over such public utility.
(b) The power of condemnation referred to in sub-section (a) shall be
exercised in accordance with the provisions of the state condemnation
law in force in the signatory state in which the property is located. If
there is no applicable state condemnation law, the power of condemnation
shall be exercised in accordance with the provisions of Federal
condemnation law.
(c) Any award or compensation for the taking of property pursuant to
this article shall be paid by the commission, and none of the signatory
parties nor any other agency, instrumentality or political subdivision
thereof shall be liable for such award or compensation.
15.15 Conveyance of Lands and Relocation of Public Facilities.
(a) The respective officers, agencies, departments, commissions, or
bodies having jurisdiction and control over real and personal property
owned by the signatory parties are authorized and empowered to transfer
and convey in accordance with the laws of the respective parties to the
commission any such property as may be necessary or convenient to the
effectuation of the authorized purposes of the commission.
(b) Each political subdivision of each of the signatory parties,
notwithstanding any contrary provisions of law, is authorized and
empowered to grant and convey to the commission, upon the commission's
request, any real property or any interest therein owned by such
political subdivision including lands lying under water and lands
already devoted to public use which may be necessary or convenient to
the effectuation of the authorized purposes of the commission.
(c) Any highway, public utility, or other public facility which will
be dislocated by reason of a project deemed necessary by the commission
to effectuate the authorized purposes of this compact shall be relocated
and the cost thereof shall be paid in accordance with the law of the
state in which the facility is located; provided that the cost of such
relocation payable by the commission shall not in any event exceed the
expenditure required to serve the public convenience and necessity.
15.16 Rights of Way.
Permission is hereby granted to the commission to locate, construct,
and maintain any aqueducts, lines, pipes, conduits, and auxiliary
facilities authorized to be acquired, constructed, owned, operated, or
maintained by the commission in, over, under, or across any streets and
highways now or hereafter owned, opened, or dedicated to or for public
use, subject to such reasonable conditions as the highway department of
the signatory party may require.
15.17 Penalty.
Any person, association, or corporation who violates or attempts or
conspires to violate any provisions of this compact or any rule,
regulation, or order of the commission duly made, promulgated, or issued
pursuant to the compact in addition to any other remedy, penalty, or
consequence provided by law shall be punishable as may be provided by
statute of any of the signatory parties within which the violation is
committed; provided that in the absence of such provision any such
person, association, or corporation shall be liable to a penalty of not
less than $50 nor more than $l,000 for each such violation to be fixed
by the court which the commission may recover in its own name in any
court of competent jurisdiction, and in a summary proceeding where
available under the practice and procedure of such court. For the
purposes of this section in the event of a continuing offense each day
of such violation, attempt, or conspiracy shall constitute a separate
offense.
15.18 Tort Liability.
The commission shall be responsible for claims arising out of the
negligent acts or omissions of its officers, agents, and employees only
to the extent and subject to the procedures prescribed by law generally
with respect to officers, agents, and employees of the government of the
United States.
15.19 Effect on Riparian Rights.
Nothing contained in this compact shall be construed as affecting or
intending to affect or in any way to interfere with the law of the
respective signatory parties relating to riparian rights.
15.20 Amendments and Supplements.
Amendments and supplements to this compact to implement the purposes
thereof may be adopted by legislative action of any of the signatory
parties concurred in by all of the others.
15.21 Construction and Severability.
The provisions of this compact and of agreements thereunder shall be
severable and if any phrase, clause, sentence, or provision of the
Susquehanna River Basin Compact or such agreement is declared to be
unconstitutional or the applicability thereof to any signatory party,
agency, or person is held invalid, the constitutionality of the
remainder of such compact or such agreement and the applicability
thereof to any other signatory party, agency, person, or circumstance
shall not be affected thereby. It is the legislative intent that the
provisions of such compact be reasonably and liberally construed.
15.22 Effective Date; Execution.
This compact shall become binding and effective thirty days after the
enactment of concurring legislation by the Federal government, the
states of Maryland and New York, and the Commonwealth of Pennsylvania.
The compact shall be signed and sealed in five identical original copies
by the respective chief executives of the signatory parties. One such
copy shall be filed with the Secretary of State of each of the signatory
parties or in accordance with the laws of the state in which the filing
is made, and one copy shall be filed and retained in the archives of the
commission upon its organization.
Member and alternate.
1. As provided in section 2.2 of the compact, the Governor or his
designee shall be this state's member on the commission established
thereby. An officer of the Department of Environmental Conservation
shall be appointed as the designee if one is appointed. The Governor
shall appoint an alternate pursuant to section 2.3 of the compact. If
the Governor does not appoint a designee to act for him, he shall
appoint an officer of the Department of Environmental Conservation as
alternate.
2. Any person serving on the Susquehanna river basin commission
pursuant to this section shall be reimbursed for all necessary expenses
incurred as an incident of such service and such reimbursement shall be
from the funds of said person's department or office.
Advisory committee.
The Department of Environmental Conservation shall provide an advisory
committee with whom the member of the Susquehanna river basin commission
from this state may consult with respect to the conduct of New York
participation in the compact.
Consent to alteration of diversion.
1. Consent of the member from this state to the impairment,
diminution, or other adverse effect on diversions, compensating
releases, rights, conditions, obligations and provisions for the
administration thereof as contemplated by section 3.8 of the compact
shall not be given, except with the prior approval of the Department of
Environmental Conservation.
2. Except with respect to diversions governed by subdivision one of
this section the provisions of section 15-1505 of this chapter shall not
apply to any diversion or furnishing of water authorized or made
pursuant to the compact.
Jurisdiction of courts.
Except as otherwise specifically provided herein, the phrase "court of
competent jurisdiction" as used in the compact shall mean, with
reference to courts of this state, the supreme court, and said court is
hereby given all necessary and appropriate jurisdiction to hear and
determine any action or proceeding brought before it pursuant to
appropriate provisions of the compact. As used in section 11.6 of the
compact, the phrase "court of competent jurisdiction" shall mean, with
reference to courts of this state, a court in which an appropriate
proceeding under article seventy-eight of the Civil Practice Law and
Rules may be brought. As used in clause one of subdivision (a) of
section 15.1 of the compact, the phrase "court of competent
jurisdiction" shall mean with reference to courts of this state, any
court in which an action or proceeding of the class brought by the
Susquehanna river basin commission may be heard and determined.
Prior project approval.
No project requiring license, permit or other approval by any agency
or officer of this state, or any subdivision thereof, shall be given any
final license, permit or approval, by such agency or officer of this
state if such project requires approval of the Susquehanna river basin
commission pursuant to this compact and such approval has not been
given.
Delegations of power.
No agency or officer of this state or any subdivision thereof shall
accept or exercise any delegation of power pursuant to section 11.1 of
the compact unless, in the absence of the compact, it would have the
constitutional or statutory power to exercise such power on its own
account.
Cooperative services.
Departments, agencies and officers shall provide technical and
administrative services to the Susquehanna river basin commission upon
request within the limits of available appropriations and shall
cooperate generally with said commission for the purposes of the
compact.
Report and recommendations of department.
The department shall submit to the governor and the legislature of
this state on or before the twenty-fifth day of January, nineteen
hundred seventy-eight, and every year thereafter, a detailed examination
and evaluation of the programs and activities of the commission as they
relate to New York state and shall make recommendations for any
legislative action deemed by the department advisable, including
amendments to the statutes of the signatory states which may be
necessary to carry out the intent and purposes of the compact.
Budget.
The Susquehanna river basin commission shall submit annually to the
Director of the Budget, in accordance with the rules and practices of
the state for study and consideration by such Director, an estimate of
monies required to administer, manage and support the commission during
the ensuing fiscal year. Such estimate shall include any request for
appropriation of funds by New York and shall be accompanied by a
tabulation of similar requests which the commission expects to make to
each signatory and the formula or factors upon which such respective
requests are based. The provisions of section 14.3 of the compact apply
to the budgetary and other fiscal matters related to the participation
of this state in the compact.
Audit.
Pursuant to subdivision (b) of section 15.11 of the compact, the state
Comptroller is hereby authorized and empowered from time to time to
examine the accounts and books of the commission, including its
receipts, disbursements and other items referring to its financial
standing as the Comptroller may deem proper and to report the results of
such examination to the Governor.
Inconsistent laws.
No provision of this chapter or of any other law of this state which
is inconsistent with the provisions of the compact shall be applicable
to the Susquehanna river basin commission or to any matter governed by
the compact.
TITLE 15 Mid-atlantic States Air Pollution Control Compact
TITLE 17 Delaware River Basin Water Commission Compact
The Delaware river basin water commission compact approved.
The authority of the Governor to enter into a compact on behalf of the
state of New York with the states of Delaware and New Jersey and the
commonwealth of Pennsylvania in substantially the following form, which
authority was first conferred by chapter 701 of the laws of 1952, is
hereby continued:
COMPACT
BETWEEN THE STATES OF DELAWARE, NEW JERSEY
AND NEW YORK AND THE COMMONWEALTH OF
PENNSYLVANIA CREATING THE DELAWARE
RIVER BASIN WATER COMMISSION AND
DEFINING ITS POWERS AND DUTIES
Whereas, the peoples of the States of Delaware, New Jersey, and New
York and the Commonwealth of Pennsylvania have a common interest in the
waters of the Delaware River Basin; and
Whereas, it is desirable that the water and water resources of the
Delaware River and its tributaries be developed, utilized, controlled,
and conserved for the benefit of all the people; and
Whereas, the United States Supreme Court, in its decision in the
Delaware River Case (283 U.S. 336), established the principle of
equitable apportionment of the waters of the upper Delaware River Basin;
and
Whereas, political subdivisions and metropolitan areas in the States
of New Jersey and New York and the Commonwealth of Pennsylvania have
been confronted constantly with the problem of meeting existing and
prospective requirements of the people within their respective areas for
obtaining and maintaining an adequate and satisfactory supply of water,
both for domestic and industrial purposes; and
Whereas, it is essential that there be maintained an adequate minimum
flow in the Delaware River for the protection of public health, for the
benefit of industry and of fisheries, such as oysters, clams and other
shellfish, for animal and aquatic life, for recreation, for general
sanitary conditions, for the dilution and abatement of pollution, and
for the prevention of undue salinity; and
Whereas, for the purpose of promoting interstate cooperation in
various fields of governmental operations, including the utilization,
control and conservation of water resources of interstate river systems,
the States of Delaware, New Jersey, and New York and the Commonwealth of
Pennsylvania each has created and now maintains a Commission (or
Committee) on Interstate Cooperation, which Commissions have jointly
organized and established and are now maintaining, in cooperation with
each of the others, a joint advisory board known as "The Interstate
Commission on the Delaware River Basin" for the purpose, among other
activities, of formulating and recommending integrated programs for the
development, utilization, control and conservation of the water
resources of the Delaware River Basin; and
Whereas, upon the recommendation of the said Interstate Commission on
the Delaware River Basin, submitted through the Commission on Interstate
Cooperation of each of the States concerned, the legislatures of the
States of New Jersey and New York and the Commonwealth of Pennsylvania,
by reciprocal legislation, enacted laws at their 1949 Sessions (New
Jersey Laws of 1949, Chap. 105; New York Laws of 1949, Chap. 610;
Pennsylvania Laws of 1949, Act 475), authorizing and directing the said
Interstate Commission on the Delaware River Basin to make surveys and
investigations to determine and report on the feasibility and
advisability of the future construction of an integrated water project
designed, among other purposes, to meet the combined prospective water
supply requirements of political subdivisions and metropolitan areas in
the said States, both within and outside the said Basin, empowering such
Commission to enter upon lands, structures, and waters for the purposes
of such surveys and investigations, making an appropriation to such
Commission, and requiring a full report of its proceedings, findings,
conclusions, recommendations, and such draft or drafts of legislation as
it may deem necessary or proper for enactment by such States; and
Whereas, based upon a full report submitted by the Interstate
Commission on the Delaware River Basin setting forth the findings,
conclusions, and recommendations resulting from its surveys and
investigations, it is the opinion of that Commission, concurred in by
each of the aforesaid Commissions on Interstate Cooperation, that the
future construction of integrated water projects in the Delaware River
Basin is feasible, advisable, and urgently needed, and can best be
accomplished by and through a joint administrative agency created by an
agreement or compact between the States of Delaware, New Jersey, and New
York and the Commonwealth of Pennsylvania; and
Whereas, the Congress of the United States, by its joint Resolution of
March 1, 1911 (36 Stat. 961), relating to the conservation of forests
and water supply and protection of forests from fire, gave general
consent to encourage the making of agreements or compacts between States
for the purpose of conserving the forests and the water supply;
Now, Therefore, the Commonwealth of Pennsylvania and the States of New
Jersey and New York (and the State of Delaware if and when Delaware
becomes a signatory State) do hereby solemnly covenant and agree each
with the other as follows:
ARTICLE 1
CREATION AND PURPOSES OF THE COMMISSION
1. There is created hereby a body corporate and politic with perpetual
succession, to be known as The Delaware River Basin Water Commission
(hereinafter in this compact referred to as the Commission), which shall
constitute a public corporate instrumentality of the Commonwealth of
Pennsylvania and of the States of New Jersey and New York, (and of the
State of Delaware if and when Delaware becomes a signatory State), and
of each of them, to exercise an essential governmental function of each
of the signatory States, for the purposes of developing, utilizing,
controlling, and conserving the water resources of the Delaware River
Basin in order to assure an adequate water supply:
(a) to meet the domestic and industrial requirements of political
subdivisions and metropolitan areas within those States;
(b) to provide an adequate minimum flow in the Delaware River for the
protection of public health, for the benefit of industry and of
fisheries, such as oysters, clams, and other shellfish, for animal and
aquatic life, for recreation, for general sanitary conditions, for the
dilution and abatement of pollution, and for the prevention of undue
salinity; and
(c) to provide for such other uses of water as navigation, flood
control, production of hydro-electric power, and related uses.
2. In order to effectuate the foregoing purposes, the Commission shall
determine the exact locations and character of, formulate plans for, and
determine all matters in connection with, the construction, operation
and maintenance of dams, reservoirs, and appurtenant structures within
the Delaware River Basin as herein defined for the storage and effective
regulation of the water resources thereof, and treatment plants,
aqueducts, conduits, or other facilities, and shall finance, construct,
operate, and maintain such structures and facilities as are deemed
necessary to the following project, or a reasonable modification
thereof, that is to say: (a) a dam across the West Branch of the
Delaware River near Cannonsville, New York; (b) a dam across the
Delaware River near Barryville, New York; (c) a dam across the Neversink
River near Godeffroy, New York; (d) a dam across the Delaware River near
Wallpack Bend; (e) a dam across the East Branch of the Delaware River
near Fish Eddy; (f) a dam across Flat Brook near Flatbrookville, New
Jersey; (g) an aqueduct connecting the reservoir created by the dam
across the Delaware River near Barryville, New York, with the reservoir
on the Neversink River created by a dam near Godeffroy, New York; (h) an
aqueduct, with equalizing reservoir en route, to convey a supply of
water from the reservoir on the Neversink River created by the dam near
Godeffroy, New York, to municipalities in northern New Jersy and to New
York City; and (i) such dams, reservoirs, tunnels, conduits, and other
facilities as may be required to furnish water supply to Philadelphia
and adjacent areas.
3. For the purpose of this compact the "Delaware River Basin" is
defined as all that land from which surface water drains naturally into
the Delaware River.
ARTICLE II
COMMISSIONERS
1. The Commission shall consist of three members from each signatory
State, who shall be citizens and residents thereof and shall be
appointed by the Governor of that State, by and with the consent of its
Senate, unless its Constitution otherwise provides.
2. The term of each such commissioner shall be for five years,
provided, however, that the terms of the three commissioners first
appointed by each state shall be as follows, to wit: one for three
years, one for four years, and one for five years. All commissioners
shall continue to hold office after the expiration of the terms for
which they shall have been appointed until their respective successors
shall have been appointed and qualified, but no period during which any
commissioner shall hold over shall be deemed to be an extension of his
term of office for the purpose of computing the date on which his
successor's term expires.
3. Any commissioner may be removed or suspended from office as
provided by the Constitution or applicable law of the State which he
represents. In the event of a vacancy in the office of any
commissioner, from any reason or cause, such vacancy shall be filled by
appointment by the Governor of the State concerned, subject to
confirmation as above provided, for the unexpired term.
4. The commissioners shall serve without compensation but shall be
paid their actual and necessary expenses incurred in and incident to the
performance of their duties, provided, however, that the elected
officers of the Commission shall receive such compensation as may be
fixed by the Commission.
5. The Federal Government may be represented on the Commission by
three advisory members who shall serve without compensation from the
Commission. The Constitution and other laws of the United States shall
apply to the appointment or removal of such advisory members and the
term or terms during which they shall serve.
ARTICLE III
OFFICERS, EMPLOYEES, MANAGEMENT AND PROCEDURE
1. The commissioners shall have charge of the Commission's property
and affairs. The Commission shall adopt an official seal and suitable
by-laws and shall promulgate rules and regulations for its management
and control.
2. A majority of the commissioners from the signatory States shall
constitute a quorum for the transaction of business at any meeting of
the Commission. No action shall be taken by the Commission unless a
majority of the members from each state are present at a meeting of the
Commission and no action so taken, including any action which, for the
purposes of the project authorized by paragraph two of Article I of this
compact or for any expansion thereof or any new project, imposes any
financial obligation on any signatory State or on any political
subdivision therein or which allocates water for water supply or for the
maintenance of an adequate minimum flow to any signatory State or any
political subdivision therein, shall be binding or effective unless a
majority of the members from each State shall have voted in favor
thereof; provided, however, that no action taken at any meeting of the
Commission by any member shall have force or effect until the Governor
of the State, which such member represents, shall have an opportunity to
approve or veto the same. For the purpose of procuring such approval or
veto, the secretary or other officer of the Commission in charge of the
minutes of the proceedings of the Commission shall transmit to the
Governors of the signatory States at their official offices a certified
copy of the minutes of every meeting of the Commission as soon after the
holding of such meeting as such minutes can be written out. Each
Governor shall, within five days after such minutes shall have been
delivered at his official office, cause the same to be returned to the
Commission either with his approval or with his veto of any action
therein recited as having been taken by any member of the Commission
appointed from his State, provided, however, that if a Governor shall
not return the said minutes within the said period then at the
expiration thereof any action therein recited will have full force and
effect according to the wording thereof. If a Governor within the said
period returns the said minutes with a veto against the action of any
member of the Commission from his State as recited therein, then such
action of such member shall be null and void. A governor may by order
filed with the secretary of the Commission relieve the members from his
State from the duty of procuring his approval of their action upon any
particular matter or class of matters, and thereupon the secretary or
other officer in charge of the minutes of the proceedings of the
Commission shall be relieved from reporting the same to him.
3. The Commission shall elect annually a chairman and a vice-chairman.
The Commission shall appoint a secretary and a treasurer, who may be but
need not be members of the Commission. The secretary shall be custodian
of the records of the Commission with authority to affix the
Commission's official seal and to attest to and certify such records or
copies thereof. Disbursements by the Commission shall be valid only when
authorized by the Commission.
4. The Commission shall appoint and at its pleasure remove or
discharge counsel, an executive director, engineers, and such other
agents and employees as it may require for the performance of the powers
and functions of the Commission. The Commission shall determine and fix
the duties and compensation of its appointed officers and employees, and
shall fix the compensation, if any, of its elected officers.
5. The Commission may establish and maintain one or more offices
within the area of the signatory States for the transaction of its
business and may meet at any time or place, but must meet at least once
each year.
6. The Commission shall keep accurate accounts of all receipts and
disbursements. The accounts of the Commission shall be open at any
reasonable time for inspection and audit by such representative or
representatives of the respective signatory States as may be duly
constituted for that purpose, and for inspection by others who may be
authorized by the Commission.
7. The Commission shall make an annual report to the Governor and the
legislature of each signatory State setting forth in detail the
operations and transactions conducted by it pursuant to this compact,
and shall make recommendations for any legislative action deemed by it
to be advisable, including amendments to the statutes of the signatory
States which may be deemed necessary to carry out the intent and purpose
of this compact.
8. No member, agent or employee of the Commission shall have a
personal interest, either directly or indirectly, in any contract
entered into by the Commission, including the sale to the Commission of
any real or personal property. A violation of this provision shall
constitute a misdemeanor and, upon trial and conviction, shall be
punishable in accordance with the laws of the signatory State in which
the offense is committed, but, in no event, shall the punishment
therefor exceed imprisonment for more than one year or a fine of more
than five hundred dollars, or both.
9. No member, agent or employee of the Commission, while acting within
the scope of his authority, shall be personally liable for any acts
performed in the execution of the powers expressly authorized by this
compact.
ARTICLE IV
GENERAL POWERS AND LIABILITY TO SUIT
1. For the effectuation of its authorized purposes, the Commission is
hereby granted and shall have the following powers in addition to such
powers as may be provided for elsewhere in this compact, to wit:
(a) To sue in its own name in Federal and State courts.
(b) To acquire, own, hire, use, operate, and dispose of personal
property.
(c) To acquire, own, use, and operate real property and interests
therein, to make improvements thereon, and to convey, lease or otherwise
dispose of any such property no longer necessary for the authorized
purposes of the Commission.
(d) To grant, by lease or otherwise, the use of any property or
facility owned or controlled by the Commission, and to make charges
therefor.
(e) To exercise the right of eminent domain, as provided in Article V
of this compact.
(f) To borrow money, make and issue from time to time negotiable bonds
and notes, to fund and refund the same, and to provide for the rights of
the holders of its bonds and notes, as provided in Article XIII of this
compact.
(g) To establish, levy, and collect, without being subject to the
supervision or regulation of any commission, board, bureau or agency of
any of the signatory States or political subdivisions thereof, such
rentals, fees or other charges for use of the facilities of or for the
services rendered by the Commission, and to revise such rentals, fees,
or other charges as may be necessary to assure revenues at least
adequate to defray the expenses of operation and maintenance of the said
facilities, to pay the interest on and principal of any bonds or other
obligations of the Commission, and to establish any reasonable reserves
therefor.
(h) To accept such payments, appropriations, grants, gifts, loans, and
other funds, properties, and services as may be made available to it by
the Federal government or any of its agencies, by the governments and
political subdivisions of the signatory States, or by private agencies,
corporations, or individuals.
(i) To conduct surveys of dam, reservoir, treatment plant, aqueduct,
or conduit locations and study subsurface conditions affecting the
selection of such locations. Members of the Commission and its duly
accredited agents, engineers, contractors, and employees may enter upon
any lands, structures, and waters within any of the signatory States for
such purposes or whenever it is deemed necessary for any of the purposes
authorized by this compact, and such entry shall not be deemed a
trespass or an entry under any condemnation proceedings which may be
then pending. In the exercise of this power, the Commission shall save
harmless the signatory States from, and be responsible to any property
owner for, any damage caused by surveys or by entry on lands or any
other damage resulting therefrom, and the Commission shall require every
contractor or other agency performing work for said Commission to
provide security for the faithful performance of any contract with the
Commission and to save harmless the Commission and the signatory States
from damages caused as aforesaid.
(j) To determine the exact locations and character of, to formulate
plans for, and to determine all matters in connection with, the
construction, operation, and maintenance of the dams, reservoirs, and
appurtenant structures within the Delaware River Basin as herein defined
for the storage and effective regulation of the water resources thereof,
and treatment plants, aqueducts, conduits, and other facilities deemed
necessary or convenient to effectuate the structures and facilities
described in paragraph 2 of Article I of this compact, and to finance,
construct, operate and maintain such structures and facilities.
(k) To prepare, upon the request of two or more signatory States, or
upon its own initiative, in appropriate form for submission to the
legislatures of the signatory States, a report covering plans for, and
the method of financing of, any new project, or any expansion of the
project authorized and described in paragraph 2 of Article I of this
compact; and, upon approval of such report by the legislatures of the
signatory States and upon approval by the appropriate agency or agencies
of the State or States of the detailed plans and specifications, all in
accordance with the provisions of Article XI of this compact, to
finance, construct, operate and maintain such new or expanded project.
(l) To determine and to allocate, subject to the provisions of
paragraph 2 of Article III, to each of the signatory States an equitable
apportionment of available water supply in order to meet domestic and
industrial requirements of political subdivisions and metropolitan areas
therein.
(m) To release, subject to the provisions of Article IX, the quantity
of water required to be released from storage in order to maintain an
adequate minimum flow in the Delaware River during periods of low flow
therein for the protection of public health, for the benefit of industry
and of fisheries, such as oysters, clams, and other shellfish, for
animal and aquatic life, for recreation, for general sanitary
conditions, for the dilution and abatement of pollution, and for the
prevention of undue salinity.
(n) To provide for such other uses of the water and water resources of
the Delaware River Basin as navigation, flood control, production of
hydro-electric power, and related uses, and to cooperate with other
appropriate agencies for that purpose.
(o) To develop, or to provide for the development of, subject to the
provisions of Article X, hydro-electric power and energy inherent in the
development and use of the waters to which this compact relates and
incident to the control and conservation of such waters.
(p) To make, enter into, and perform contracts with the Federal
government, with any of the signatory States or any of their political
subdivisions, with public or private agencies, and with corporations or
individuals, including (1) contracts for the sale of water for water
supply, for the sale of falling water and hydro-electric power and
energy, subject to the provisions of Article X, or for other services,
(2) contracts for payments by the signatory States, or the political
subdivisions thereof, for benefits resulting from water released from
storage in order to maintain an adequate minimum flow in the Delaware
River during periods of low flow therein, and (3) any other contracts
necessary or incidental to the performance of its duties and the
execution of its powers under this compact.
(q) To take all measures necessary to guard and protect the areas in
which its facilities or developments are located or in which any work of
construction under authority of this compact is in progress, and to
protect its facilities and developments from damage by pollution or
otherwise, and to appoint a suitable number of persons as guards for
such purposes. Such persons shall possess the power and authority of a
constable, peace officer, or police officer and shall have full power to
serve as such officers within the signatory States and to enforce the
provisions of such laws thereof as are applicable to the purposes of
this paragraph.
(r) To do all acts and things necessary or convenient to carry out the
powers expressly granted in this compact.
2. The signatory States consent to suits, actions or proceedings of
any form or nature at law, in equity or otherwise (including proceedings
to enforce arbitration agreements) against the Commission, and to
appeals therefrom and reviews thereof, except as hereinafter provided in
subparagraphs (a) and (b) hereof.
(a) The foregoing consent does not extend to civil suits, actions or
proceedings for the recovery of statutory penalties.
(b) The foregoing consent does not extend to suits, actions or
proceedings for judgments, orders or decrees restraining, enjoining or
preventing the Commission from committing or continuing to commit any
act or acts, other than suits, actions or proceedings by the attorney
general of any of the signatory States. The attorney general of each of
the signatory States is hereby authorized to bring such suits, actions
or proceedings in his discretion on behalf of any person or persons
whatsoever who requests him so to do except in the cases excluded by
subparagraph (a) hereof; provided, that in any such suit, action or
proceeding, no judgment, order or decree shall be entered except upon at
least two days' prior written notice to the Commission of the proposed
entry thereof.
(c) The foregoing consent is granted upon the condition that venue in
any suit, action or proceeding against the Commission shall be laid
within a county or a judicial district, established by any of the said
signatory States or by the United States, and situated wholly or
partially within one of the signatory States. The Commission shall be
deemed to be a resident of each such county or judicial district for the
purpose of such suits, actions or proceedings. Although the Commission
is engaged in the performance of governmental functions, the signatory
States consent to liability on the part of the Commission in such suits,
actions or proceedings for tortious acts committed by it and its agents
to the same extent as though it were a private corporation.
* (d) The foregoing consent is granted upon the condition that any
suit, action or proceeding prosecuted or maintained hereunder shall be
commenced within one year after the cause of action therefor shall have
accrued, and upon the further condition that in the case of any suit,
action or proceeding for the recovery or payment of money, prosecuted or
maintained hereunder, a notice of claim shall have been served upon the
Commission by or on behalf of the plaintiff or plaintiffs at least sixty
days before such suit, action or proceeding is commenced. The provisions
of this subparagraph shall not apply to claims arising out of provisions
of any workmen's compensation law of any of the signatory States.
* NB Effective until concurrence by members of the Delaware River
Basin Water Commission
* (d) The foregoing consent is granted upon the condition that any
suit, action or proceeding prosecuted or maintained hereunder shall be
commenced within one year and ninety days after the cause of action
therefor shall have accrued, and upon the further condition that in the
case of any suit, action or proceeding for the recovery or payment of
money, prosecuted or maintained hereunder, a notice of claim shall have
been served upon the Commission by or on behalf of the plaintiff or
plaintiffs within the time limit established by and in compliance with
section fifty-e of the general municipal law. The provisions of this
subparagraph shall not apply to claims arising out of provisions of any
workmen's compensation law of any of the signatory States.
* NB Effective upon concurrence by the members of the Delaware River
Basin Water Commission
(e) The notice of claim required by subparagraph (d) hereof shall be
in writing, sworn to by or on behalf of the claimant or claimants, and
shall set forth (1) the name and post office address of each claimant
and of his attorney, if any, (2) the nature of the claim, (3) the time
when, the place where and the manner in which the claim arose, and (4)
the items of damage or injuries claimed to have been sustained so far as
then practicable. Such notice may be served in the manner in which
process may be served, or in lieu thereof, may be sent by registered
mail to the Commission at its principal office. Where the claimant is an
infant or is mentally or physically incapacitated and by reason of such
disability no notice of claim is filed or suit, action or proceeding
commenced within the time specified in subparagraph (d) hereof, or where
a person entitled to make a claim dies and by reason of his death no
notice of claim is filed or suit, action or proceeding commenced within
the time specified in subparagraph (d) hereof, then any court in which
such suit, action or proceeding may be brought may in its discretion
grant leave to serve the notice of claim and to commence the suit,
action or proceeding within a reasonable time but in any event within
three years after the cause of action accrued. Application for such
leave must be made upon an affidavit showing the particular facts which
caused the delay and shall be accompanied by a copy of the proposed
notice of claim if such notice has not been served, and such application
shall be made only upon notice to the Commission.
(f) The commissioners, officers or employees of the Commission shall
not be subject to suits, actions or proceedings for judgments, orders or
decrees restraining, preventing or enjoining them in their official or
personal capacities from committing or continuing to commit any act or
acts on behalf of the Commission other than suits, actions and
proceedings brought by the attorney general of any of the signatory
States. The attorney general of each of the signatory States is hereby
authorized to bring such suits, actions or proceedings in his discretion
on behalf of any person or persons whatsoever who requests him so to do
except in the cases excluded by subparagraph (a) hereof; provided, that
in any such suit, action or proceeding brought by an attorney general,
no judgment, order or decree shall be entered except upon at least two
days' notice to the defendant of the proposed entry thereof.
ARTICLE V
CONDEMNATION PROCEEDINGS
1. The commission shall have the power, except as hereinafter provided
and limited, to acquire by condemnation lands, lands lying under water,
rights in land, riparian rights, water rights, waters, and other
property within the Delaware River basin as defined herein or required
for aqueducts, or conduits deemed necessary or convenient to effectuate
the structures and facilities described in paragraph two of Article I of
this compact. This grant of the power of eminent domain includes, except
as hereinafter provided and limited, but is not limited to, the power to
condemn property, within the Delaware river basin as defined herein or
required for aqueducts, or conduits deemed necessary or convenient to
effectuate the structures and facilities described in paragraph two of
Article I of this compact, owned or held by a political subdivision for
municipal or public purposes, by a public district, by a public
corporation or by a public authority, and includes as well the power to
condemn any property already devoted to a public purpose, by whomsoever
owned or held, other than property owned or held by the signatory States
and other than property owned or held by the City of New York, wherever
situate, for its water supply or for its water supply system. Nothing
herein shall be deemed to include the power to condemn the lands,
structures or properties necessary or convenient to the exercise of the
rights reserved in Article XVI of this compact.
2. Such power shall be exercised in accordance with the provisions of
such special law, specifically applicable to the said Commission, as may
now or hereafter be in force in the signatory State in which such
property is located; provided, that if there be no such special law in
force in such State, condemnation proceedings shall be in accordance
with the provisions of such applicable general condemnation law as may
be in force in such State.
3. Any award or compensation for the taking of property pursuant to
this Article shall be paid by the Commission, and none of the signatory
States nor any agency, instrumentality, or political subdivision thereof
shall be liable for such award or compensation.
ARTICLE VI
CONVEYANCE OF LANDS AND RELOCATION OF PUBLIC FACILITIES
1. The signatory States hereby consent to the acquisition, use and
occupation by the Commission, pursuant to the laws of the respective
States, of any real property within the said States, or any of them,
including lands lying under water and lands already devoted to public
use, which may be or may become necessary or convenient for the
construction, operation, and maintenance of dams, reservoirs, treatment
plants, aqueducts, conduits, and other structures or facilities,
approved in accordance with the provisions of this compact; provided,
such lands and property are located within the Delaware River Basin as
defined herein or required for aqueducts, or conduits deemed necessary
or convenient to effectuate the structures and facilities described in
paragraph 2 of Article I of this compact.
2. The signatory States hereby authorize their respective officers,
agencies, departments, commissions or bodies having jurisdiction and
control over real property owned by the signatory States to convey in
accordance with the laws of the respective States, to the Commission,
with or without consideration, any such real property as may be
necessary or convenient to the effectuation of the authorized purposes
of the Commission.
3. Each political subdivision of each of the signatory States is
hereby authorized and empowered, notwithstanding any contrary provision
of law, to grant and convey to the Commission, upon the Commission's
request, but not otherwise, upon reasonable terms and conditions, any
real property owned by such political subdivision, including lands lying
under water and lands already devoted to public use, which may be
necessary or convenient to the effectuation of the authorized purposes
of the Commission.
4. The term "real property" as used in this compact shall include any
and all things and rights usually included within the said term and
includes not only fees simple absolute, but also any and all lesser
interests such as easements, rights of way, uses, leases, licenses, and
all other incorporeal hereditaments, and every estate, interest or
right, legal or equitable, including terms of years and liens thereon by
way of judgments, mortgages or otherwise, and also claims for damage to
real property.
5. Any highway, sewer, public utility, or other public facility, which
will be dislocated by reason of the constructions deemed necessary by
the Commission to effectuate the authorized purposes of this compact,
shall be relocated, providing that such relocation be required to serve
the public interest, in the manner provided for by the laws of the
respective signatory States, at the expense of the Commission.
ARTICLE VII
TAXES AND PAYMENTS IN LIEU OF TAXES
1. The effectuation of its authorized purposes by the Commission is
and will be in all respects for the benefit of the people of the
signatory States; and, since the Commission will be performing essential
governmental functions in effectuating said purposes, the bonds or other
securities or obligations issued by the Commission and the income
therefrom, or any profit made on the sale thereof, shall be exempt from
all taxation by or within the States of Delaware, New Jersey and New
York and the Commonwealth of Pennsylvania except for transfer and
inheritance taxes.
2. Lands acquired by the Commission for the purposes of this compact
shall be taxable in the tax districts wherein such lands are located at
the average value thereof as improved on the date of acquisition. Such
average value shall be determined on the basis of computation of the
average assessed value of such lands as improved for the five-year
period immediately prior to such date of acquisition. The assessed value
of such land shall be reviewed by the taxing authority at the end of
each five-year period after the date of acquisition and such assessed
valuation shall be increased or decreased percentagewise as the average
assessed valuation of all the other property in the tax district has
increased or decreased in such five-year period. However, none of the
dams, reservoirs, treatment plants, aqueducts, conduits, or other
structures, or facilities, or their appurtenances, to be built in
accordance with the authority conferred by this compact shall be
taxable, nor shall the assessed value of the lands upon which such
structures are built be increased by reason of their presence thereon.
3. Notwithstanding the provisions of the last preceding paragraph, the
Commission is hereby authorized and empowered to enter into agreements
with political subdivisions to pay a fair and reasonable sum or sums to
the said political subdivisions in lieu of taxes which otherwise would
be levied and collected with respect to any property hereafter acquired
by the Commission. Any such payment or payments made by the Commission
may be paid on an annual basis, or such payment or payments may be made
in a lump sum or sums or over a stated period of years, as shall be
agreed upon by and between the Commission and such political
subdivision; provided, however, that in any case the payment or payments
shall not be in excess of the amount of the taxes upon such property
when last assessed prior to the time of its acquisition by the
Commission. Every political subdivision wherein property shall be
acquired by the Commission is authorized and empowered to enter into
such agreement or agreements with the Commission to accept such payment
or payments.
ARTICLE VIII
CONTRACTS FOR WATER SUPPLY
1. The term "political subdivision", as used in this Article, shall
mean and include, in addition to its usual meaning, water districts,
water supply districts, and any other public authorities, public
corporations, commissions or bodies having power to own, acquire, or
contract for a public water supply.
2. Political subdivisions of the signatory States, either directly or
through any board of water commissioners, district water supply
commissioners, or any other board, commission, or public authority
having jurisdiction or control over all or any part of a water supply or
distribution system, may enter into contracts for the supplying of water
by the Commission and the payment of any fees or other charges to the
Commission. The contracts may be made for a specified or an unlimited
time notwithstanding any other provisions of law, general or special, on
any terms and conditions which may be approved by the political
subdivision and which may be agreed to by the Commission, and such
contracts shall be valid and binding upon the political subdivision,
notwithstanding that no appropriation has been made or provided to cover
the cost or estimated cost of the contract.
3. Such political subdivision is hereby authorized and directed to do
and perform any and all acts or things necessary, convenient or
desirable to carry out and perform every such contract and to provide
for the payment of any obligations thereunder in the same manner as
other obligations of such political subdivision. Each political
subdivision shall pay promptly to the Commission all fees and other
charges due the Commission.
ARTICLE IX
RELEASE OF STORED WATERS
1. No signatory State shall permit the flow in the Delaware River to
be diminished by the diversion of any water from the main channel of the
Delaware River during any period in which waters are being released from
storage reservoirs constructed under the provisions of this compact for
the purpose of maintaining an adequate minimum flow in the Delaware
River during the periods of low flow therein, except in cases where such
diversion shall have been duly authorized under the provisions of this
compact.
2. The Commission shall release water from storage for the purpose of
maintaining an adequate minimum flow in the Delaware River during
periods of low flow therein in accordance with the following provisions:
(a) Upon and after completion of a storage reservoir on the West
Branch of the Delaware River near Cannonsville, New York, sufficient
water shall be released from the aforesaid reservoir to maintain a
minimum flow in the Delaware River, as measured at the stream gaging
station at Port Jervis, New York, of at least 1800 cubic feet per
second.
(b) Upon and after completion of storage reservoirs on the West Branch
of the Delaware River near Cannonsville, New York, on the main channel
of the Delaware River near Barryville, New York, and on the Neversink
River near Godeffroy, New York, sufficient water shall be released from
the system consisting of the three aforesaid reservoirs to maintain a
minimum flow in the Delaware River, as measured at the stream gaging
station at Trenton, New Jersey, of at least 4000 cubic feet per second.
(c) Upon and after completion of storage reservoirs on the West Branch
of the Delaware River near Cannonsville, New York, on the main channel
of the Delaware River near Barryville, New York, on the Neversink River
near Godeffroy, New York, and on the main channel of the Delaware River
near Wallpack Bend, sufficient water shall be released from the system
consisting of the four aforesaid reservoirs to maintain a minimum flow
in the Delaware River, as measured at the stream gaging station at
Trenton, New Jersey, of at least 4800 cubic feet per second.
(d) The intent and purpose of the requirements of paragraphs (b) and
(c) of this article are to provide for a flow at all times of at least
4000 cubic feet per second, or at least 4800 cubic feet per second, as
the case may be, from the non-tidal section of the Delaware River above
Trenton into the tidal section of the Delaware River below Trenton.
Accordingly, the requirements for the flow of at least 4,000 cubic feet
per second, or at least 4800 cubic feet per second, at Trenton may be
reduced by the Commission in such a manner as to carry out this intent
and purpose in the event the Commission is called upon to utilize a part
of the waters which would otherwise flow in the Delaware River at
Trenton as a source of water supply for the City of Philadelphia and
other political subdivisions and metropolitan areas in the greater
Philadelphia-South Jersey area which are situated wholly within the
Delaware River Basin.
ARTICLE X
HYDROELECTRIC POWER AND ENERGY
In the exercise of its power to develop, or to provide for the
development of, hydroelectric power and energy, no water shall be used
in addition to the water which would otherwise be developed and used by
the Commission for water supply and for water required to be released
from storage in order to maintain an adequate minimum flow in the
Delaware River during periods of low flow therein. The Commission shall
not engage in the transmission and distribution of power and energy
except for its own use.
ARTICLE XI
FORMULATION AND APPROVAL OF PLANS
1. Upon the request of two or more signatory States, or upon its own
initiative, the Commission shall prepare, in appropriate form for
submission to the legislatures of the signatory States, a report
covering plans for, and the method of financing, any new project, or any
expansion of the project authorized and described in paragraph 2 of
Article I of this compact, for the construction, operation, and
maintenance of such dams, reservoirs, and appurtenant structures within
the Delaware River Basin, and such treatment plants, aqueducts,
conduits, and other facilities, as may be required to effectuate the
purposes of this compact.
2. Prior to the submission of any such report to the legislatures of
the signatory States the Commission shall:
(a) Conduct investigations in such manner as to give appropriate
consideration and weight to the interrelation of the proposed project
with projects and programs of other agencies, public and private,
federal, interstate, state, and local, concerning the development,
utilization, control and conservation of the water resources of the
Delaware River Basin.
(b) Transmit a copy of its tentative draft of a report concerning any
proposed project to the following agencies, or their respective
successors, for the purpose of affording such agencies an opportunity to
submit to the Commission, within ninety days from the date of receipt of
such tentative draft, written statements of their views and
recommendations regarding any such project: Water Pollution Control
Commission of the State of Delaware; Division of Water Policy and Supply
of the State of New Jersey; Water Power and Control Commission of the
State of New York; Water and Power Resources Board of the Commonwealth
of Pennsylvania; and the Interstate Commission on the Delaware River
Basin. Representatives of each of the aforesaid agencies may, in order
to analyze and appraise any project proposed by the Commission created
by this compact, enter upon any lands, structures, and waters within the
states in which the Delaware River Basin is located, for the purpose of
surveying dam, reservoir, treatment plant, aqueduct, or conduit
locations, studying subsurface conditions affecting the selection of
such locations, and for such other purposes as may be deemed necessary.
(c) Include in its report, for submission to the legislatures of the
signatory States, the statements of views and recommendations, if any,
of the aforesaid agencies.
3. The report, prepared after compliance with the procedures
hereinbefore provided, shall be submitted by the Commission to the
legislatures of the signatory States. The Commission shall have
authority to proceed with the project proposed in the said report when
such report has been approved by the legislatures of all the signatory
States, or by the legislatures of the States of New Jersey and New York
and the Commonwealth of Pennsylvania.
4. Prior to proceeding with any construction which is a part of the
project authorized and described in paragraph 2 of Article I of this
compact, or of any authorized expansion thereof, or of any authorized
new project, the Commission shall submit detailed plans and
specifications for the construction of any structure, or part thereof,
to, and secure the approval of, the appropriate agency or agencies of
the State or States within which such construction is necessary as a
part of the said project.
ARTICLE XII
GRANTS, LOANS, OR PAYMENTS BY STATES OR POLITICAL SUBDIVISIONS
1. Any or all of the signatory States, or any political subdivisions
thereof, may after appropriate legislative authorization for that
purpose,
(a) Appropriate to the Commission such funds as may be necessary to
pay preliminary expenses such as the expenses incurred in the making of
borings and other studies of sub-surface conditions, in the preparation
of contracts for the sale of water, and in the preparation of detailed
plans and estimates required for the financing of a construction
project.
(b) advance to the Commission, either as grants or loans, such funds
as may be necessary or convenient to finance the operation and
management of, or construction by, the Commission.
(c) make payments to the Commission for benefits received, or to be
received, from the operation of any of the structures or facilities of
the Commission.
2. Any funds which may be loaned to the Commission either by a
signatory State, or a political subdivision thereof, shall be repaid by
the Commission through the issuance of bonds, or out of other income of
the Commission, such repayment to be made within such period and upon
such terms as may be agreed upon between the Commission and the State or
political subdivision making the loan.
ARTICLE XIII
FINANCING
1. The Commission shall have power and is hereby authorized, from time
to time, to issue its negotiable bonds for any of its authorized
purposes, to issue its bonds to refund bonds issued by it, to issue its
negotiable notes in anticipation of bonds, and to pay its bonds and
notes from revenues of the Commission and the proceeds of its bonds and
other moneys of the Commission, as the resolution authorizing the
issuance may provide:
(a) Refunding bonds may be issued partially to refund bonds then
outstanding and partially for any other of its authorized purposes.
Refunding bonds may be issued whenever the Commission deems expedient,
whether the bonds to be refunded have or have not matured, and may be
exchanged for the bonds to be refunded with such cash adjustments as may
be agreed, or may be sold before the bonds to be refunded become due and
the proceeds applied to the purchase, redemption or payment of the bonds
to be refunded, including interest accrued, and any redemption premiums
payable, thereon.
(b) Except as may be otherwise expressly provided by the Commission,
every issue of bonds shall be general obligations payable out of any
moneys or revenues of the Commission, subject only to any agreements
with the holders of any bonds pledging any moneys or revenues.
(c) Whether or not bonds or notes issued by the Commission are of such
form and character as to be negotiable instruments, such bonds or notes
shall be fully negotiable within the meaning and for all the purposes of
the Negotiable Instruments Law, subject only to any provisions of the
bonds for registration.
(d) The Commission may issue temporary bonds, with or without coupons,
pending the preparation of definitive bonds, exchangeable for definitive
bonds.
(e) Bonds shall be authorized by resolution of the Commission and
shall bear such date or dates, mature at such time or times, bear
interest at such rate or rates not exceeding five per centum per annum,
be in such denominations, be in such form, either coupon or registered,
carry such registration privileges, be executed in such manner, be
payable in such medium of payment and at such place or places, and be
subject to such terms of redemption, as such resolution or resolutions
may provide, but in no event shall the redemption price of a bond exceed
the par value thereof and a premium of four per centum plus accrued
interest. The official seal of the Commission, or a facsimile thereof,
shall be impressed, engraved, or otherwise reproduced on each bond or
note, and be attested by the Secretary or by such other officer or agent
as the Commission shall appoint and authorize. If any officer or
authorized agent whose signature, or a facsimile thereof, shall appear
on any bonds, coupons, or notes, shall cease to be such officer or
authorized agent before the delivery of the bonds or notes, such
signature or such facsimile signature shall be valid and sufficient for
all purposes the same as if he had continued in office until such
delivery. The bonds shall be sold at public sale for a price not less
than ninety-six per centum of the par value thereof plus accrued
interest, provided that the interest cost to maturity of the money for
any issue of such bonds shall not exceed five per centum per annum.
(f) Any resolution of the Commission authorizing the issuance of bonds
may appoint a trustee or trustees, a fiscal agent or fiscal agents, a
paying agent or paying agents, and such other fiduciaries as such
resolution may provide. Any trustee, fiscal agent, paying agent and
other fiduciary so appointed may be any trust company or bank having the
powers of a trust company within any one of the signatory States.
(g) In order to secure the payment of its bonds the Commission shall
have power, in the resolution authorizing the issuance of the bonds
(which shall be deemed a contract with the bondholders):
(1) to pledge all or any part of its revenues to which its right then
exists or may thereafter come into existence, and the moneys derived
therefrom, and the proceeds of bonds;
(2) to covenant against pledging all or any part of its revenues, or
against mortgaging all or any part of its real or personal property then
owned or thereafter acquired, or against permitting or suffering any
lien on such revenues or property; to covenant with respect to
limitations on its right to sell, lease or otherwise dispose of any
project or any part thereof, or any property of any kind;
(3) to covenant as to the bonds to be issued and the limitations
thereon and the terms and conditions thereof and as to the custody,
application and disposition of the proceeds thereof, and to covenant as
to the issuance of additional bonds or as to limitations on the issuance
of additional bonds and on the incurring of other debts by it;
(4) to provide for the replacement of lost, destroyed or mutilated
bonds;
(5) to provide for the investment of all or a part of its funds on
deposit with the trustee or other fiduciary in such obligations as the
resolution authorizing the issuance of the bonds may provide;
(6) to covenant against extending the time for the payment of bonds or
interest thereon; to covenant as to the redemption premiums and other
terms and conditions thereof;
(7) to covenant as to the payment of the principal of or interest on
the bonds, or any other obligations, as to the sources and methods of
such payment, as to the rank or priority of any such bonds or
obligations with respect to any lien or security or as to the
acceleration of the maturity of any such bonds or obligations;
(8) to covenant as to the rates of fees or other charges to be
established and to be charged, and the amount to be raised each year or
other period of time by such charges or other revenues and as to the use
and disposition to be made thereof; to create or authorize the creation
of special funds or moneys to be held in pledge or otherwise for
construction, operating expense, payment or redemption of bonds,
reserves or other purposes and to covenant as to the use and disposition
of the moneys held in such funds;
(9) to establish the procedure, if any, by which the terms of any
contract or covenant with or for the benefit of the bondholders may be
amended or abrogated, the amount of bonds the holders of which must
consent thereto, and the manner in which such consent may be given;
(10) to covenant as to the maintenance of its real and personal
property, the replacement thereof, the insurance to be carried thereon,
and the use and disposition of insurance moneys;
(11) to provide for the rights and liabilities, powers and duties
arising upon the breach of any covenant, condition or obligation; to
prescribe the events of default and the terms and conditions upon which
any or all of the bonds shall become or may be declared due and payable
before maturity and the terms and conditions upon which any such
declaration and its consequences may be waived;
(12) to vest in a trustee or trustees such property, rights, powers
and duties in trust for the bondholders, as the Commission may
determine, which may include any or all of the rights, powers and duties
of the statutory trustee appointed by the holders of bonds pursuant to
sub-paragraph (a) of paragraph 2 of this Article; to limit or abrogate
the rights of the holders of such bonds to appoint such statutory
trustee, or to limit the rights, duties and powers of such statutory
trustee;
(13) to limit the rights of the bondholders to enforce any pledge or
covenant securing the bonds; and
(14) to make covenants other than and in addition to the covenants
herein expressly authorized, of like or different character; and to make
such covenants to do or refrain from doing such acts and things as may
be necessary or convenient or desirable in order to better secure the
bonds or which, in the absolute discretion of the commission, will tend
to make the bonds more marketable, notwithstanding that such covenants,
acts or things may not be enumerated herein.
(h) Any pledge of revenues or other moneys made by the Commission
shall be valid and binding from the time when the pledge is made; the
revenues or other moneys so pledged and thereafter received by the
Commission shall immediately be subject to the lien of such pledge
without any physical delivery thereof or further act, and the lien of
any such pledge shall be valid and binding as against all parties having
claims of any kind in tort, contract or otherwise against the
Commission, irrespective of whether such parties have notice thereof.
Neither the resolution nor any other instrument by which a pledge is
created need be filed or recorded except in the records of the
Commission.
(i) Bonds may be issued under the provisions of this compact without
obtaining the consent of any department, division, commission, board,
bureau or agency of any of the signatory States, and without any other
proceedings or the happening of any other conditions or things than
those proceedings, conditions or things which are specifically required
by this compact.
(j) The Commission shall not have power to mortgage real property.
(k) Moneys of the Commission or moneys held in pledge or otherwise for
the payment of bonds or in any way to secure bonds and the deposits of
such moneys may be secured in such manner as the Commission may require
and all banks and trust companies in each of the signatory States are
authorized to give such security therefor.
(l) Neither the members of the Commission nor any person executing the
bonds shall be liable personally on the bonds or be subject to any
personal liability or accountability by reason of the issuance thereof.
(m) The Commission shall have the power to purchase its bonds out of
any funds available therefor. The Commission may refund, or it may hold,
cancel, or resell, such bonds subject to and in accordance with
agreements with bondholders.
2. The following provisions shall be applicable to an issue of bonds
authorized or issued by the Commission, only if the resolution of the
Commission authorizing or providing for the issuance of such bonds shall
provide in substance that the holders of the bonds of such issue shall
be entitled to the benefits and be subject to the provisions of this
paragraph 2:
(a) In the event that there shall be a default in the payment of
principal of or interest on any bonds of such issue after the same shall
become due, whether at maturity or upon call for redemption, and such
default shall continue for a period of thirty days, or in the event that
the Commission shall fail or refuse to comply with the provisions of
this compact or shall fail or refuse to carry out and perform the terms
of any contract or covenant with or for the benefit of the holders of
any such bonds, and such failure or refusal shall continue for a period
of thirty days after written notice by any holder of bonds of such issue
or by a trustee for bondholders to the Commission of its existence and
nature, the holders of twenty-five per centum (25%) in aggregate
principal amount of the bonds of such issue then outstanding by
instrument or instruments filed in the office of the Secretary of State
of each signatory State and proved or acknowledged in the same manner as
a deed to be recorded, may appoint a statutory trustee to represent the
holders of the bonds of such issue for the purposes provided in this
paragraph 2.
(b) Such statutory trustee may and, upon written request of the
holders of twenty-five per centum (25%) in aggregate principal amount of
the bonds of such issue then outstanding, shall, in his or its own name:
(1) by civil action or suit, enforce all rights of the holders of such
bonds, including the right to require the Commission to charge and
collect revenues adequate to carry out any contract as to, or pledge of,
such charges and revenues, and to require the Commission to carry out
and perform the terms of any contract or covenant with or for the
benefit of the holders of such bonds or its duties under this compact;
(2) bring action or suit upon all or any part of such bonds or
interest coupons or claims appurtenant thereto;
(3) by action or suit require the Commission to account as if it were
the trustee of an express trust for the holders of such bonds;
(4) by action or suit enjoin any acts or things which may be unlawful
or in violation of the covenants of the Commission or the rights of the
holders of such bonds; or
(5) declare all such bonds due and payable, whether or not in advance
of maturity, upon thirty days' prior notice in writing to the Commission
and if all defaults shall be made good, then with the consent of the
holders of twenty-five per centum (25%) of the principal amount of such
bonds then outstanding, annul such declaration and its consequences.
(c) Before declaring the principal of all such bonds due and payable
the statutory trustee shall first give thirty days' notice in writing to
the Commission.
(d) Any such statutory trustee, whether or not the issue of bonds
represented by such trustee has been declared due and payable, shall be
entitled as of right to the appointment of a receiver of any part or
parts of the property of the Commission the revenues derived from which
property are pledged for the security of the bonds of such issue and
such receiver may enter and take possession of such part or parts of
such property and subject to any pledge or agreement with bondholders
shall take possession of all moneys and other property derived from or
applicable to the construction, operation, maintenance and
reconstruction of such part or parts of such property and proceed with
any construction thereon which the Commission is under obligation to do
and to operate, maintain and reconstruct such part or parts of the
property and collect and receive all revenues thereafter arising
therefrom subject to any pledge thereof or agreement with bondholders
relating thereto, and perform the public duties and carry out the
agreements and obligations of the Commission under the direction of the
court. In any suit, action or proceeding by the statutory trustee the
fees, counsel fees and expenses of the said trustee and of the receiver,
if any, shall constitute taxable disbursements and all costs and
disbursements allowed by the court shall be a first charge on any
revenues derived from such property.
(e) Such statutory trustee shall, in addition to the foregoing, have
and possess all of the powers necessary or appropriate for the exercise
of any function specifically set forth herein or incident to the general
representation of bondholders in the enforcement and protection of their
rights.
3. Notes issued in anticipation of bonds shall be paid from any moneys
of the Commission available therefor and not otherwise pledged or from
the proceeds of sale of the bonds of the Commission in anticipation of
which they were issued. The notes shall be issued and sold in the same
manner as the bonds and such notes and the resolution or resolutions
authorizing the same may contain any provisions, conditions or
limitations which the bonds or a bond resolution of the Commission may
contain. Such note shall be as fully negotiable as the bonds of the
Commission.
4. Bonds issued by the Commission under the provisions of this compact
are hereby made securities in which any signatory State and all
political subdivisions thereof, their officers, boards, commissions,
departments or other agencies, all banks, bankers, savings banks, trust
companies, savings and loan associations, investment companies and other
persons carrying on a banking business, all insurance companies,
insurance associations, and other persons carrying on an insurance
business, and other fiduciaries, and all other persons whatsoever,
except as hereinafter provided, who now are or may hereafter be
authorized to invest in bonds or other obligations of any signatory
State, may properly and legally invest any funds, including capital
belonging to them or within their control; provided that,
notwithstanding the provisions of any other general or special law to
the contrary, such bonds shall not be eligible for the investment of
funds, including capital, of trusts, estates or guardianships under the
control of individual administrators, guardians, executors, trustees and
other individual fiduciaries. Said bonds or other securities or
obligations are hereby made securities which may properly and legally be
deposited with and received by any State or municipal officers or agency
of any signatory State for any purpose for which the deposit of bonds or
other obligations of such State is now or may hereafter be authorized by
law.
5. Each of the signatory States hereby pledges to and agrees with the
holders of the bonds and notes issued in accordance with the provisions
of this compact, that such State will not limit or restrict the rights
hereby vested in the Commission to maintain, construct, reconstruct, and
operate any project as defined in this compact or to establish and
collect such rents, fees, receipts or other charges as may be convenient
or necessary to produce sufficient revenues to meet the expenses of
maintenance and operation thereof and to fulfill the terms of any
agreements made with the holders of bonds authorized by this compact or
in any way impair the rights or remedies of the holders of such bonds
until the bonds, together with interest thereon, are fully paid and
discharged.
ARTICLE XIV
CREDIT OF SIGNATORY STATES NOT PLEDGED
Bonds or notes issued under the provisions of this compact shall not
be deemed to constitute a debt or liability of any of the signatory
States or of any political subdivision thereof or a pledge of the faith
and credit of any of the signatory States or of any such political
subdivision. All such bonds or notes shall contain on the face thereof a
statement to the effect that none of the signatory States nor any
political subdivision thereof is obligated to pay the same or the
interest thereon and that neither the faith and credit nor the taxing
power of any signatory State or of any political subdivision thereof is
pledged to the payment of the principal of or the interest on such
bonds.
ARTICLE XV
NONIMPAIRMENT OF STATE POWERS
1. Except as provided in Article XVI of this compact, the signatory
States, as of the effective date of this compact, waive, renounce and
release any claim, or alleged claim, of or to a prior appropriation of
the waters of the Delaware river, and waive, renounce and release any
claim or alleged claim, of or to any superior right of appropriation,
diversion or use of said waters.
2. Nothing in this compact shall be construed as impairing the powers
of any signatory State to develop, improve, utilize, control, or
conserve the water resources of the upper Delaware River Basin within
the boundaries of such State; provided, however, that the exercise of
such powers by said State shall not conflict with the power of the
Commission established by this compact with respect to those water
resources authorized to be developed, improved, utilized, controlled, or
conserved by such Commission.
3. Nothing in this compact shall be deemed to authorize the taking in
any of the signatory States of a supply of water from this Commission
unless and until all of the laws of the State, in which the proposed
taking of such water is located, have been complied with, and the
approval of such taking has been secured from the appropriate agency or
agencies of said State having jurisdiction over the taking of water
supplied.
ARTICLE XVI
EXISTING RIGHTS, DEVELOPMENTS AND COMPACTS
1. Nothing in this compact shall be deemed to affect any right of the
States of New Jersey, New York, the Commonwealth of Pennsylvania and the
City of New York, or any of them, granted or reserved by or pursuant to
the decision of the United States Supreme Court in New Jersey versus New
York, et al., (283 U.S. 336), or any modification thereof by that Court.
2. Nothing in any existing compact between any two or more of the
signatory States shall be impaired or invalidated by any of the
provisions of this compact.
ARTICLE XVII
CONSTRUCTION AND SEVERABILITY
The provisions of this compact, or of agreements thereunder, shall be
severable and if any phrase, clause, sentence, or provision of this
compact or such agreement is declared to be unconstitutional or the
applicability thereof to any State, agency, or person is held invalid,
the constitutionality of the remainder of this compact or such agreement
and the applicability thereof to any other State, agency, person, or
circumstance shall not be affected thereby. It is the legislative intent
that the provisions of this compact be reasonably and liberally
construed.
ARTICLE XVIII
EFFECTIVE DATE
1. This compact shall enter into force and become effective and
binding between the States of New Jersey and New York and the
Commonwealth of Pennsylvania when (a) it has been adopted and enacted
into law by the respective legislatures of the said States and
Commonwealth, and (b) it has been signed by the respective Governors of
the said States and Commonwealth, after authorization therefor by their
respective legislatures, and has been attested by the Secretary of the
State of each of said States and Commonwealth and the Seal of each of
said States and Commonwealth has been affixed thereto, and (c) the
Congress of the United States of America has consented thereto.
2. This compact shall become effective and binding with respect to the
State of Delaware, either at the same time it becomes effective and
binding between the States of New Jersey and New York and the
Commonwealth of Pennsylvania as provided in the first paragraph of this
Article or at any time thereafter, when (a) it has been adopted and
enacted into law by the legislature of the State of Delaware, and (b) it
has been signed by the Governor of the State of Delaware, after
authorization therefor by the legislature thereof, and has been attested
by the Secretary of State of the State and the Seal of that State has
been affixed thereto.
3. This compact shall be signed, attested, and sealed in five
originals, one original to be forwarded to the Governor of each
signatory State for filing in accordance with the laws of that State and
one original to be deposited in the archives of the Commission upon its
establishment.
IN WITNESS WHEREOF, and in evidence of the adoption and enactment into
law of this compact by the legislatures of the respective States, the
respective Governors of the signatory States do hereby, in accordance
with authority conferred by the legislatures of their respective States,
sign this compact in five originals, as attested by the respective
Secretaries of State of the said States, and have caused the respective
Seals of the said States to be hereunto affixed,
this...................day of......................,19....
Force and effect of the compact.
Upon its signature by the respective governors on behalf of at least
the state of New Jersey and the commonwealth of Pennsylvania and by the
Governor on behalf of the state of New York, and upon the attestation
thereof by the secretary of state of each of the signatory states and
commonwealth and the affixing thereto of the seal of each of the said
states and commonwealth, and the aforesaid compact, which may be known
and cited as the Delaware basin compact, shall be and become binding and
shall have the force and effect of a statute of the state of New York,
and the Delaware river basin water commission shall thereupon become
vested with all the powers, rights and privileges, and be subject to the
duties and obligations, contained in said compact as though the same
were specifically authorized and imposed by statute, and the state of
New York shall be bound by all of the obligations assumed by it under
said compact; and the Governor shall transmit an original signed copy
thereof to the Secretary of State of the state of New York for filing in
his office.
Consent of the congress.
The Governor is hereby authorized to apply, on behalf of the state of
New York, to the congress of the United States for its consent and
approval to the aforesaid compact; but, in the absence of such consent
and approval, the Delaware river basin water commission shall have all
of the powers which the commonwealth of Pennsylvania and the states of
New Jersey and New York (and the State of Delaware if and when it
becomes a signatory state) may confer upon it without the consent and
approval of the congress.
Effective date of this act.
The provisions of this act shall become effective immediately upon
final enactment; but the Governor shall not enter into the compact
herein set forth until the state of New Jersey and the commonwealth of
Pennsylvania shall have passed a substantially similar act embodying the
said compact between at least the states of New Jersey, New York and the
commonwealth of Pennsylvania.
ARTICLE 22 Mining of Uranium
Purpose.
The purpose of this article is to prohibit mining of uranium within
the state.
Legislative findings.
The legislature hereby finds and declares that mining of uranium may
pose a significant danger to the public health, safety and welfare and
the environment in that:
1. such mining activities may pose a significant threat of
contamination and depletion of the state's drinking water supplies,
including surface and subsurface waters;
2. mining activity poses the danger of release of airborne radioactive
particulates which may endanger the health of residents and the value of
livestock and dairy products;
3. no adequate method currently exists for storing wastes created as a
result of uranium mining;
4. in the event of abandonment of any such mine site caused by
financial insolvency or other reasons, significant cleanup costs may be
forced upon state or local governments and may harm their fiscal
integrity;
5. abatement of the hazards associated with uranium mining requires
technology or administrative techniques not yet extant, proven reliable,
or proven economically feasible;
6. the activities associated with uranium mining may detract from
scenic qualities, and reduce property values, tourist revenues, and the
general quality of life in the affected area.
The legislature therefore finds that particular caution is needed in
determining public policy pertaining to the mining of uranium and that
the prohibition of this activity is necessary at this time to insure the
protection of the public health, safety and welfare.
Definitions.
For the purposes of this article the following terms shall have the
following meanings:
1. "Mining" means the extraction or removal of minerals from the
ground or the breaking of the surface soil in order to facilitate or
accomplish the extraction or removal of such minerals for commercial or
industrial use; but shall not include excavation or grading when
conducted solely in aid of on-site farming or construction.
2. "Person" means any natural person, corporation, association,
partnership, receiver, trustee, executor, administrator, guardian,
fiduciary or other representative of any kind, and includes any
department, agency or instrumentality of the state or any of its
governmental subdivisions.
Activities prohibited.
No person shall mine for uranium by any method including, but not
limited to, drilling, excavation and liquid or chemical extraction.
Nothing in this article shall be construed to prohibit or in any way
restrict mining for coal, peat, garnet, marble, granite, or any other
material which may contain traces of uranium in amounts which are
uneconomical to extract or remove for commercial and industrial use.
ARTICLE 23 Mineral Resources
TITLE 1 Definitions
Definitions.
As used in this article, unless the context otherwise requires:
1. "Buffer zone" means all that area outside and surrounding the
underground gas storage reservoir which the department approves as
appropriate to protect the integrity of the reservoir, no part of which
shall be more than thirty-five hundred linear feet from the boundary
thereof.
2. "Cavity" means an open or partially open space left after a salt
has been solution mined.
3. "Commissioner" means the commissioner of environmental
conservation.
4. "Department" means the department of environmental conservation.
5. "Fund" means the oil and gas fund as established in section
eighty-three-a of the state finance law.
6. "Field" means the general area underlaid by one or more pools.
7. "Gas" means all natural, manufactured, mixed, and byproduct gas,
and all other hydrocarbons not defined as oil in this section.
8. "Local agency" means any local agency, board, authority, school
district, commission or governing body, including any county, city,
town, village or other political subdivision of the state.
9. "Metered" means the physical measurement of gas by means acceptable
to the department.
10. "Oil" means crude petroleum oil and all other hydrocarbons,
regardless of gravity, that are produced at the wellhead in liquid form
by ordinary production methods and that are not the result of
condensation of gas.
11. "Owner" means the person who has the right to drill into and
produce from a pool or a salt deposit and to appropriate the oil, gas or
salt he produces either for himself or others, or for himself and
others.
12. "Person" means and includes any natural person, corporation,
association, partnership, receiver, trustee, executor, administrator,
guardian, fiduciary, or other representative of any kind, and includes
any department, agency or instrumentality of the state or any of its
governmental subdivisions.
13. "Plug and abandon" means the plugging, replugging if necessary,
and abandonment of a well bore including the placing of all bridges,
plugs, and fluids therein and the restoration and reclamation of the
surface in the immediate vicinity to a reasonable condition consistent
with the adjacent terrain.
14. "Pool" means an underground reservoir containing a common
accumulation of oil or gas or both; each zone of a structure which is
completely separated from any other zone in the same structure is a
pool.
15. "Producer" means the owner of a well or wells capable of producing
oil, gas, or salt; or any salt or hydrocarbon mixture.
16. "Product" means any commodity made from oil or gas and includes
refined crude oil, crude tops, topped crude, processed crude, processed
crude petroleum, residue from crude petroleum, cracking stock, uncracked
fuel oil, fuel oil, treated crude oil, residuum, gas oil, casinghead
gasoline, natural-gas gasoline, kerosene, benzine, wash oil, waste oil,
blended gasoline, lubricating oil, blends or mixtures of oil with one or
more liquid products or by-products derived from oil or gas, and blends
or mixtures of two or more liquid products or by-products derived from
oil or gas, whether herein enumerated or not.
17. "Reservoir" means any underground reservoir, natural or artificial
cavern or geologic dome, sand or stratigraphic trap, whether or not
previously occupied by or containing oil or gas.
18. "Salt" means sodium chloride, evaporite or other water soluble
minerals, either in solution or as a solid or crystalline material in a
pure state or as a mixture.
19. "Solution mining" means the dissolving of an underground salt by
water to produce a brine for transport to another underground or surface
location for sale, processing or storage.
20. "Waste" means
a. Physical waste, as that term is generally understood in the oil and
gas industry;
b. The inefficient, excessive or improper use of, or the unnecessary
dissipation of reservoir energy;
c. The locating, spacing, drilling, equipping, operating, or producing
of any oil or gas well or wells in a manner which causes or tends to
cause reduction in the quantity of oil or gas ultimately recoverable
from a pool under prudent and proper operations, or which causes or
tends to cause unnecessary or excessive surface loss or destruction of
oil or gas;
d. The inefficient storing of oil or gas; and
e. The flaring of gas produced from an oil or condensate well after
the department has found that the use of the gas, on terms that are just
and reasonable, is, or will be economically feasible within a reasonable
time.
Short title.
This article shall be known and may be cited as the "oil, gas and
solution mining law".
TITLE 3 General Provisions
Declaration of policy.
It is hereby declared to be in the public interest to regulate the
development, production and utilization of natural resources of oil and
gas in this state in such a manner as will prevent waste; to authorize
and to provide for the operation and development of oil and gas
properties in such a manner that a greater ultimate recovery of oil and
gas may be had, and that the correlative rights of all owners and the
rights of all persons including landowners and the general public may be
fully protected, and to provide in similar fashion for the underground
storage of gas, the solution mining of salt and geothermal,
stratigraphic and brine disposal wells.
Administration of article.
1. Except to the extent that the administration of this article is
specifically entrusted to other agencies or officers of the state by its
provisions, such administration shall be by the department. Geological
services for the department in connection with the administration of
this article shall be provided by or in cooperation with the state
geologist. Within appropriations therefor the department is authorized
to employ such personnel as may be necessary for the administration of
this article and may also employ or secure the services of such
engineering, technical and other consultants as it may require from time
to time.
2. The provisions of this article shall supersede all local laws or
ordinances relating to the regulation of the oil, gas and solution
mining industries; but shall not supersede local government jurisdiction
over local roads or the rights of local governments under the real
property tax law.
3. a. The commissioner shall accept from municipalities requests for
funds from the oil and gas fund to reimburse the municipality for costs
incurred in repairing damages to municipal land or property. Such
requests shall include such explanatory material and documentation as
the commissioner may require.
b. The commissioner and director of the budget, may recommend payment
to the municipality to satisfy the request for reimbursement upon
finding that:
(1) The municipality has made a bona fide effort to seek relief and
recover its costs from those deemed to be responsible and any other
appropriate avenues, but has been unsuccessful;
(2) The damage was a direct result of activities regulated under this
article and that the amount of funds requested is reasonable in view of
such damages; and
(3) The costs were incurred after the effective date of this
subdivision.
Powers and duties of the commissioner and the department.
1. The provisions of this section shall apply only to rules,
regulations, orders and hearings made or conducted in the administration
of this article.
2. No rule, regulation, order or amendment thereof, except in an
emergency, shall be made by the department without a public hearing upon
at least ten days' notice, exclusive of the date of service. The public
hearing shall be held at such time and place as may be prescribed by the
department and any interested person shall be entitled to be heard.
3. When an emergency requiring immediate action is found to exist, the
department may make an emergency order without notice or hearing, which
shall be effective when made. No emergency order shall be effective for
more than fifteen days.
4. Any notice required by this article shall be given by the
department by any one or more of the following methods: (a) personal
service, (b) publication in one or more issues of a newspaper of general
circulation in the county where the land affected or some part thereof
is situated, or (c) by registered or certified mail addressed, postage
prepaid, to the last known mailing address of the person or persons
affected. The date of service shall be the date on which service was
made in the case of personal service, the date of first publication in
the case of notice by publication, and the date of mailing in the case
of notice by mail. The notice shall specify the style and number of the
proceeding, the time and place of the hearing, and shall briefly state
the purpose of the proceeding. Should the department elect to give
notice by personal service, such service may be made by any officer
authorized to serve process, or by any agent of the department in the
same manner as is provided by law for the service of process in civil
actions in the courts of the state.
5. All rules, regulations and orders made by the department shall be
in writing, shall be entered in full and indexed in books to be kept by
the department for that purpose, and shall be public records open for
inspection at all times during reasonable office hours. A copy of any
department rule or regulation shall be received in evidence in all
courts of this state with the same effect as the original, if certified
by a member or duly authorized employee of the department.
6. The department may act upon its own motion or upon the application
of any interested person. On the filing of an application concerning any
matter within the jurisdiction of the department, pursuant to this
article, the department shall promptly fix a date for a hearing thereon,
and shall cause notice of the hearing to be given. The hearings shall be
held without undue delay after the filing of the petition. The
department shall make its order within sixty days after the conclusion
of the hearing.
7. To aid in the administration of this article, the commissioner may
issue subpoenas in his name requiring the attendance and giving of
testimony by witnesses and the production of books, papers and other
documentary evidence for any hearing, proceeding or investigation
conducted or to be conducted by or before the department. Service of
such a subpoena, enforcement of obedience thereto, and punishment for
disobedience thereof shall be had as and in the manner provided by the
Civil Practice Law and Rules relating to enforcement of a subpoena
issued by a board or committee except that in the case of hearings,
proceedings or investigations before or conducted by the department
neither the holder of a permit or lease issued pursuant to this article,
nor an employee of such permit holder or lessee, nor an officer or
stockholder in a permittee or lessee corporation, when required to
attend as a witness, shall be entitled to any subpoena fee or mileage.
Any member of the department or any person who may be designated by the
department to hold hearings may administer oaths to witnesses. The
department also may provide for the taking of depositions of witnesses
for the purpose of any such hearing. In such case such officer, employee
or other person may administer oaths to the witnesses whose depositions
are to be taken. Each deposition shall be reduced to writing and
subscribed by the deponent. The provisions of this subdivision shall
apply only to the administration of this article.
8. With respect to oil pools or fields and natural gas pools or
fields, the department shall have power to:
a. Make such investigations as it deems proper to determine whether
waste exists or is imminent.
b. Require identification of ownership of producing leases, tanks,
plants, structures and facilities for the transportation and refining of
oil and gas.
c. Classify and reclassify pools as oil or gas pools, or wells as oil
or gas wells, including the delineation of boundaries for purposes
material to the interpretation or administration of this article.
d. Require the drilling, casing, operation, plugging and replugging of
wells and reclamation of surrounding land in accordance with rules and
regulations of the department in such manner as to prevent or remedy the
following, including but not limited to: the escape of oil, gas, brine
or water out of one stratum into another; the intrusion of water into
oil or gas strata other than during enhanced recovery operations; the
pollution of fresh water supplies by oil, gas, salt water or other
contaminants; and blowouts, cavings, seepages and fires.
e. Enter, take temporary possession of, plug or replug any abandoned
well as provided in the rules and regulations, whenever any owner or
operator neglects or refuses to comply with such rules and regulations.
Such plugging or replugging by the department shall be at the expense of
the owner or operator whose duty it may be to plug the well and who
shall hold harmless the state of New York for all accounts, damages,
costs and judgments arising from the plugging or replugging of the well
and the surface restoration of the affected land. Primary liability for
the expense of such plugging or replugging and first recourse for the
recovery thereof shall be to the operator unless a contract for the
production, development, exploration or other working of the well, to
which the lessor or other grantor of the oil and gas rights is a party,
shall place such liability on the owner or on the owner of another
interest in the land on which the well is situated. When an operator
violates any provision of this article, any rule or regulation
promulgated thereunder, or any order issued pursuant thereto in
reference to plugging or replugging an abandoned well, the operator may
not transfer the operator's responsibility therefor by surrendering the
lease. Prior to the commencement of drilling of any well, the operator
shall be required to furnish to the department, and continuously
maintain, a bond acceptable to it conditioned upon the performance of
said operator's plugging responsibilities with respect to said well.
Upon the approval of the department, in lieu of such bond, the operator
may deposit cash or negotiable bonds of the United States Government of
like amount in an escrow account conditioned upon the performance of
said operator's plugging responsibilities with respect to said well. Any
interest accruing as a result of the aforementioned escrow deposit shall
be the exclusive property of the operator. The aforementioned bonding
requirements shall remain the obligation of the original operator
regardless of changes in operators unless a subsequent operator has
furnished the appropriate bond or substitute as herein provided
acceptable to the department and approval for the transfer of the well
plugging responsibilities to the subsequent operator has been granted by
the department. The failure of any operator to maintain a bond or other
financial security as prescribed herein shall be deemed a breach of
plugging responsibilities and entitle the department to claim the
proceeds of the bond or other financial security. The cost of plugging
or replugging any well, where such action is necessary or incident to
the commencing or carrying on of storage operations pursuant to section
23-1103 or 23-1301 shall be borne by the operator of the storage
facility.
f. Require that every person who produces, sells, purchases, acquires,
stores or injects oil or gas and associated fluids and every person who
transports oil or gas in this state shall keep and maintain complete and
accurate records of the quantities thereof. Quantities of associated
fluids injected or produced may be reported as estimated volumes. True
copies or duplicates shall be kept or made available for examination
within this state by the department or its agents at all reasonable
times and every such person shall file with the department such reports
concerning production, sales, purchases, acquisitions, injection,
transportation or storage on a form provided by the department or
approved by the department prior to submittal.
g. In addition to the powers provided for in titles 1, 3, 5 and 13 of
article 71, order an immediate suspension of drilling or production
operations whenever such operations are being carried on in violation of
this article or any rule or regulation promulgated thereunder or order
issued pursuant thereto. Any order issued pursuant to this paragraph may
be reviewed upon application of an aggrieved party by means of an order
to show cause which order shall be issued by any justice of the supreme
court in the judicial district in which any order applies and shall be
returnable on the third succeeding business day following the issuance
of such order. Service of such show cause order shall be made upon the
regional office of the department for the region in which such order
applies, and upon the attorney general by delivery of such order to an
assistant attorney general at an office of the attorney general in the
county in which venue of the proceeding is designated, or if there is no
office of the attorney general within such county, at the office of the
attorney general nearest such county. Except as hereinabove specified,
the proceeding to review an order under this paragraph shall be governed
by article seventy-eight of the civil practice law and rules.
h. Require the immediate reporting of any non-routine incident
including but not limited to casing and drill pipe failures, casing
cement failures, fishing jobs, fires, seepages, blowouts and other
incidents during drilling, completion, producing, plugging or replugging
operations that may affect the health, safety, welfare or property of
any person. The department may require the operator, or any agent
thereof, to record any data which the department believes may be of
subsequent use for adequate evaluation of a non-routine incident.
i. Require the taking and making of well logs, well samples,
directional surveys and reports on well locations and elevations,
drilling and production, and further require their filing pursuant to
the provisions of this article. Upon the request of the state geologist,
the department shall cause such duplicate samples or copies of records
and reports as may be required pursuant to this article to be furnished
to him.
j. Give notice to persons engaged in underground mining operations of
the commencement of any phase of oil or gas well operations which may
affect the safety of such underground mining operations or of the mining
properties involved. Rules and regulations promulgated under this
article shall specify the distance from underground mining operations
within which such notice shall be given and shall contain such other
provisions as in the judgment of the department shall be necessary in
the interest of safety. The department shall not be required to furnish
any notice required by this paragraph unless the person or persons
engaged in underground mining operations or having rights in mining
properties have notified the department of the existence and location of
such underground mining operations or properties.
k. (1) Except as to production of gas from lands under the waters of
Lake Erie, in order to satisfy the financial security requirements
contained in paragraph e of this subdivision for wells less than six
thousand feet in depth for which the department either shall have issued
or shall issue permits to drill such wells or, on or after June fifth,
nineteen hundred seventy-three, shall have issued acknowledgements of
notices of intention to drill such wells, without any way affecting any
obligations to plug such wells, the operator shall provide a bond or
other financial security acceptable to the department in the following
amount:
(i) for wells less than two thousand five hundred feet in depth:
(a) twenty-five hundred dollars per well, provided that the operator
shall not be required to provide financial security under this item
exceeding twenty-five thousand dollars for up to twenty-five wells;
(b) for twenty-six to fifty wells, twenty-five thousand dollars, plus
twenty-five hundred dollars per well in excess of twenty-five wells,
provided that the operator shall not be required to provide financial
security under this item exceeding forty thousand dollars;
(c) for fifty-one to one hundred wells, forty thousand dollars, plus
twenty-five hundred dollars per well in excess of fifty wells, provided
that the operator shall not be required to provide financial security
under this item exceeding seventy thousand dollars;
(d) for over one hundred wells, seventy thousand dollars, plus
twenty-five hundred dollars per well in excess of one hundred wells,
provided that the operator shall not be required to provide financial
security under this item exceeding one hundred thousand dollars.
(ii) for wells between two thousand five hundred feet and six thousand
feet in depth:
(a) five thousand dollars per well, provided that the operator shall
not be required to provide financial security under this item exceeding
forty thousand dollars for up to twenty-five wells;
(b) for twenty-six to fifty wells, forty thousand dollars, plus five
thousand dollars per well in excess of twenty-five wells, provided that
the operator shall not be required to provide financial security under
this item exceeding sixty thousand dollars;
(c) for fifty-one to one hundred wells, sixty thousand dollars, plus
five thousand dollars per well in excess of fifty wells, provided that
the operator shall not be required to provide financial security under
this item exceeding one hundred thousand dollars;
(d) for over one hundred wells, one hundred thousand dollars, plus
five thousand dollars per well in excess of one hundred wells, provided
that the operator shall not be required to provide financial security
under this item exceeding one hundred fifty thousand dollars.
(2) In the event that an operator shall have wells described in
clauses (i) and (ii) of subparagraph (1) of this paragraph, in lieu of
providing financial security under the provisions of each such clause,
such operator may file financial security as if all such wells were
between two thousand five hundred feet and six thousand feet in depth.
(3) For wells greater than six thousand feet in depth, the operator
may be required to provide additional financial security consistent with
criteria contained in rules and regulations to be adopted to implement
this subparagraph.
8-a. The department shall include consideration of future physical
climate risk due to sea level rise, and/or storm surges and/or flooding,
based on available data predicting the likelihood of extreme weather
events, including hazard risk analysis data if applicable, to permits
issued pursuant to title five of this article.
9. With respect to solution mining areas the department shall have the
power to:
a. Require identification of ownership of producing leases and
solution mining equipment such as structures, tanks, gathering systems
and facilities for the transportation of salt brine.
b. Require the drilling, casing, operation and plugging of wells in
accordance with rules and regulations of the department in such a manner
as to prevent the loss or escape of oil or gas reserves to the surface
or to other strata; the intrusion of brine or water into commercial oil
or gas reserves; the pollution of fresh water supplies by oil, gas or
salt water, and to facilitate the efficient use of ground and surface
waters in solution mining.
c. Give notice to persons engaging in underground mining operations of
the commencing of any phase of solution mining well operations which may
affect the safety of such underground mining operations or of the mining
properties involved. Rules and regulations of the department adopted
pursuant hereto shall specify the distance from such underground mining
operations within which such notice shall be given and shall contain
such other provisions as in the judgment of the department shall be
necessary in the interest of safety. The department shall not be
required to furnish any notice pursuant hereto unless the person or
persons engaged in underground mining operations or having rights in
mining properties have notified the department of the existence and
location of such underground mining operations or properties.
d. Require metering or other measuring of brine produced by solution
mining, and the maintenance of the records from each cavity or group of
interconnected cavities until the wells in a cavity have been plugged
and abandoned. These records shall be given to the department on
request.
e. Enter, take temporary possession of, plug or replug any abandoned
well as provided in the rules and regulations, whenever any operator
neglects or refuses to comply with such rules and regulations. Such
plugging or replugging by the department shall be at the expense of the
owner or operator whose duty it shall be to plug the well and who shall
hold harmless the state of New York for all accounts, damages, costs and
judgments arising for the plugging or replugging of the well and the
surface restoration of the affected land. Primary liability for the
expense of such plugging or replugging and first recourse for the
recovery thereof shall be to the operator unless a contract for the
production, development, exploration or other working of the well, to
which the lessor or other grantor of the solution salt rights is a
party, shall place such liability on the owner or on the owner of
another interest in the land on which the well is situated. When an
operator violates any provision of this article, any rule or regulation
promulgated thereunder, or any order issued pursuant thereto in
reference to plugging or replugging an abandoned well, the operator may
not transfer the operator's responsibility therefor by surrendering the
lease. Prior to the commencement of drilling of any well to which this
subdivision applies, the operator shall be required to furnish to the
department, and continuously maintain, a bond acceptable to it
conditioned upon the performance of said operator's plugging
responsibilities with respect to said well. Upon the approval of the
department, in lieu of such bond, the operator may deposit cash or
negotiable bonds of the United States Government of like amount in an
escrow account conditioned upon the performance of said operator's
plugging responsibilities with respect to said well. Any interest
accruing as a result of aforementioned escrow deposit shall be the
exclusive property of the operator. The aforementioned bonding
requirements shall remain the obligation of the original operator
regardless of changes in operators unless a subsequent operator has
furnished the appropriate bond or substitute as herein provided
acceptable to the department and approval for the transfer of the well
plugging responsibility to the subsequent operator has been granted by
the department. The failure of any operator to maintain a bond or other
financial security as prescribed herein shall be deemed a breach of
plugging responsibilities and entitle the department to claim the
proceeds of the bond or other financial security. Any order issued
pursuant to this paragraph may be reviewed upon application of an
aggrieved party by means of an order to show cause which order shall be
issued by any justice of the supreme court in the judicial district in
which any such order applies and shall be returnable on the third
succeeding business day following the issuance of such order. Service of
such show cause order shall be made upon the regional office of the
department for the region in which such order applies, and upon the
attorney general by delivery of such order to an assistant attorney
general at an office of the attorney general in the county in which
venue of the proceeding is designated, or if there is no office of the
attorney general within such county, at the office of the attorney
general nearest such county. Except as hereinabove specified, the
proceeding to review an order under this paragraph shall be governed by
article seventy-eight of the civil practice law and rules.
f. (1) In order to satisfy the financial security requirements
contained in paragraph e of this subdivision for all wells for which the
department either shall have issued or shall issue permits to drill such
wells or, on or after June fifth, nineteen hundred seventy-three, shall
have issued acknowledgements of notices of intention to drill such
wells, without in any way affecting any obligation to plug such wells,
the operator shall provide a bond or other financial security acceptable
to the department in the following amount:
(i) for wells less than two thousand five hundred feet in depth:
(a) twenty-five hundred dollars per well, provided that the operator
shall not be required to provide financial security under this item
exceeding twenty-five thousand dollars for up to twenty-five wells;
(b) for twenty-six to fifty wells, twenty-five thousand dollars, plus
twenty-five hundred dollars per well in excess of twenty-five wells,
provided that the operator shall not be required to provide financial
security under this item exceeding forty thousand dollars;
(c) for fifty-one to one hundred wells, forty thousand dollars, plus
twenty-five hundred dollars per well in excess of fifty wells, provided
that the operator shall not be required to provide financial security
under this item exceeding seventy thousand dollars;
(d) for over one hundred wells, seventy thousand dollars, plus
twenty-five hundred dollars per well in excess of one hundred wells,
provided that the operator shall not be required to provide financial
security under this item exceeding one hundred thousand dollars.
(ii) for wells between two thousand five hundred feet and six thousand
feet in depth:
(a) five thousand dollars per well provided that the operator shall
not be required to provide financial security under this item exceeding
forty thousand dollars for up to twenty-five wells;
(b) for twenty-six to fifty wells, forty thousand dollars, plus five
thousand dollars per well in excess of twenty-five wells, provided that
the operator shall not be required to provide financial security under
this item exceeding sixty thousand dollars;
(c) for fifty-one to one hundred wells, sixty thousand dollars, plus
five thousand dollars per well in excess of fifty wells, provided that
the operator shall not be required to provide financial security under
this item exceeding one hundred fifty thousand dollars;
(d) for over one hundred wells, one hundred thousand dollars, plus
five thousand dollars per well in excess of one hundred wells, provided
that the operator shall not be required to provide financial security
under this item exceeding one hundred fifty thousand dollars.
(2) In the event that an operator shall have wells described in
clauses (i) and (ii) of subparagraph (1) of this paragraph, in lieu of
providing financial security under the provisions of each such clause,
such operator may file financial security as if all such wells were
between two thousand five hundred feet and six thousand feet in depth.
(3) For wells greater than six thousand feet in depth, the operator
may be required to provide additional financial security consistent with
criteria contained in rules and regulation to be adopted to implement
this subparagraph.
10. In the case of any well legally plugged pursuant to subdivision
nine hereof, the responsibility for the cost of replugging or
reinforcing the plugging of any well, whenever such replugging or
reinforcing is made necessary by reason of the commencement or expansion
of storage operations, shall be borne by the operator of the storage
facility.
11. The department may use any of its powers for the purpose of
cooperating with any other state or jurisdiction in regulating or
otherwise affecting the development or production of oil, gas or salt at
any location where such development or production may have a physical
effect on development or production in such other state or jurisdiction.
12. With respect to the production of gas from lands under the waters
of Lake Erie:
a. This state shall indemnify all municipalities adjacent to Lake Erie
within the state of New York for expenses of restoration of fresh water
supplies, cleanup of beaches, piers and similar facilities, and for
liability claims arising from any discharge or spill occasioned by
exploration, drilling or production of operations.
b. If any oil or other hazardous substance is discharged in the course
of drilling for or piping natural gas so as to pollute the waters or
endanger other natural resources of the state, the department shall
immediately act to remove or arrange for the removal of such substance
and to terminate or arrange for the termination of such discharge,
unless the department determines that such removal or termination will
be done properly and expeditiously by the lessee, owner or operator of
the drilling or piping operation.
c. Whenever the department acts to remove or arrange for the removal
of any substance, or terminates or arranges for the termination of any
discharge, the department may draw upon moneys that may be set aside for
the department for such purposes from the governmental emergency fund,
under such terms and conditions as the governor and the legislature have
established for use of such moneys.
d. No action taken by any person to contain or remove a discharge
shall be construed as an admission of liability for said discharge.
Provided that any person who undertakes removal or cleanup operations
shall, at the request of the department or an appropriate federal
agency, coordinate his actions with ongoing state or federal operations.
No person who renders assistance in containing or removing a discharge
shall be liable for any civil damages to third parties resulting solely
from acts or omissions in rendering such assistance except for acts or
omissions of gross negligence or willful misconduct. In the course of
cleanup operations, no person shall discharge any detergent into the
waters of this state without prior authorization of the commissioner.
13. Every person granted a permit to drill pursuant to this section
shall give notice by certified mail to any local government affected of
the location of the drilling site prior to the commencement of drilling
operations. Such prior notice shall also be given by certified mail to
any landowner whose surface rights will be affected by drilling
operations.
14. With respect to wells drilled deeper than five hundred feet below
the earth's surface for the purpose of conducting stratigraphic tests,
for finding or producing hot water or steam, for injecting fluids to
recover heat from the surrounding geologic materials, which shall not
include closed-loop boreholes installed for the purpose of facilitating
a geothermal heating or cooling system, or for the disposal of brines,
the department shall have the power to:
a. Require all exploration, drilling and development operations to be
conducted in accordance with standards promulgated by the department in
rules and regulations.
b. Conduct investigations to determine the extent of compliance with
this section and all rules, regulations and orders issued pursuant
thereto.
c. Classify a well as one subject to this section and require its
identification as a geothermal, stratigraphic or brine disposal well.
d. Require the drilling, casing, operation, plugging and replugging of
wells subject to this section and reclamation of surrounding land in
accordance with rules and regulations of the department.
e. Enter, take temporary possession of, plug or replug any abandoned
well subject to this section as provided in the rules and regulations,
whenever the well's owner or operator neglects or refuses to comply with
such rules and regulations. Such plugging or replugging by the
department shall be at the expense of the owner or operator whose duty
it shall be to plug the well and who shall hold harmless the state of
New York for all accounts, damages, costs and judgments arising from the
plugging or replugging of the well and the surface restoration of the
affected land.
f. Require that the operator furnish to the department, and
continuously maintain, a bond or other financial security conditioned
upon the satisfactory performance of the operator's plugging
responsibilities with respect to said well. The failure of any operator
to maintain a bond or other financial security as prescribed herein
shall be deemed a breach of plugging responsibilities and entitle the
department to claim the proceeds of the bond or other financial
security. Such bond or other financial security shall be for an amount
as determined pursuant to the provisions of paragraph k of subdivision
eight of this section.
g. In addition to the powers provided for in titles one, three, five
and thirteen of article seventy-one of this chapter, order an immediate
suspension of operations carried on in violation of the oil, gas and
solution mining law or any rule or regulation promulgated thereunder or
order issued pursuant thereto.
h. Require the immediate reporting of any non-routine incident,
including but not limited to casing and drill pipe failures, casing
cement failures, fishing jobs, fires, seepages, blowouts and other
incidents during drilling, completion, producing, plugging or replugging
operations that may affect the health, safety, welfare or property of
any person or which may be injurious to plants or animals. The
department may require the operator or any agent thereof to record and
provide any data which the department believes may be of use for
adequate evaluation of a non-routine incident.
i. Require the taking and making of logs, samples, directional surveys
and reports on locations, elevations, drilling and production, and
further require filing of such information pursuant to the provisions of
the oil, gas and solution mining law. Upon the request of the state
geologist, the department shall cause such samples or copies of records
and reports to be furnished to the state geologist.
j. Give notice to persons engaged in underground mining operations of
the commencement of any phase of geothermal, stratigraphic and brine
disposal well operations which may affect the safety of such underground
mining operations or of the mining properties involved. The department
shall not be required to furnish any notice required by this paragraph
unless the person or persons engaged in underground mining operations or
having rights in mining properties have notified the department of the
existence and location of such underground mining operations or
properties.
15. The department is authorized to regulate for the purposes of
protecting natural resources and the environment or public health and
safety, closed-loop boreholes deeper than five hundred feet below the
earth's surface installed for the purpose of facilitating a geothermal
heating or cooling system and no later than December thirty-first, two
thousand twenty-four shall promulgate regulations relating to such
boreholes, and may update such regulations from time to time. When
regulating such closed-loop boreholes, the department shall consider
relevant prevailing industry standards.
Severability.
The provisions of this article shall be severable and if any phrase,
clause, sentence or provision of this article, or the applicability
thereof to any person or circumstance shall be held invalid, the
remainder of this article and the application thereof shall not be
affected thereby.
New York state oil, gas and solution mining advisory board.
1. A thirteen member New York state oil, gas and solution mining
advisory board shall be created within the department to advise and
assist the commissioner and other state agencies on activities and
policies related to the development, operation and regulation of the
oil, gas and solution mining industry. The members shall be appointed by
the governor, with a majority representative of the respective
industries. Three of the members shall be appointed upon recommendation
of the majority leader of the senate and three of the members shall be
appointed upon recommendation of the speaker of the assembly.
Appointments shall be made for three-year terms. Members shall continue
in office until their successors have been appointed and qualified. The
governor shall select a chair from among the members. The board shall
meet at least twice yearly and the members shall receive reimbursement
for expenses. The department shall provide the board with secretarial
services.
2. The chair of the public service commission, the president of the
New York state energy research and development authority, the state
geologist, and the commissioner shall serve the board in an ex-officio
capacity.
3. The commissioner shall seek the views of the board on matters
within their scope of concern and shall specifically request the board's
participation at an early developmental stage of any new rules,
regulations and policies being contemplated or developed. In addition to
such other duties as the commissioner may suggest or the board on its
own volition may choose to undertake, the board shall:
a. Review and comment on the criteria to be used by the department in
selecting abandoned wells for plugging or replugging.
b. Review and comment on proposed rules and regulations and department
activities affecting the industry.
c. Recommend to the governor, the commissioner, and other state
agencies program directions or modifications related to the development,
operation, and regulation of the oil, gas, and solution mining industry.
Public access to records.
1. a. Any records or reports or portions thereof pertaining to the
production, sale, purchase, acquisition, storage or injection of oil and
gas and associated fluids and any records or reports or portions thereof
pertaining to the transportation of oil and gas, and any information
obtained therefrom, shall be for the confidential use of the department
and other departments, agencies and officers of the state for a period
of six months following the period to which such records or reports
apply, unless the person furnishing the records or reports expressly
agrees to their earlier publication or availability to the general
public, except as provided in subdivision five of section five hundred
ninety-five of the real property tax law. Notwithstanding any law to
the contrary, such records shall not be excepted from disclosure to the
public after expiration of such six-month period. Nothing in this
subdivision shall be construed to prevent the use of such records,
reports or information obtained therefrom by any department, agency or
officer of the state government in compiling or publishing analyses or
summaries relating to the general condition of the industry, the economy
or the condition of the natural resources of this state, provided that
such analyses or summaries do not involve the publication of records,
reports or information relating to a single firm or business enterprise.
b. Notwithstanding any law to the contrary, records or portions
thereof pertaining to metering or other measuring of brine produced by
solution mining and to each solution mining cavity or group of
interconnected solution mining cavities shall not be released by the
department for publication nor be available to the general public
without consent of the producer.
c. Notwithstanding any law to the contrary, applications for permits,
records or portions thereof which pertain to the total depth and
plugging records of wells subject to the oil, gas and solution mining
law shall not be excepted from disclosure to the public.
d. Well logs, well samples, directional surveys and reports on well
drilling and completion, for all wells subject to the oil, gas and
solution mining law, shall be for the confidential use of the department
and other departments, agencies and offices of the state government
until six months after the commencement of actual drilling operations.
(1) The department may extend the six-month period for an additional
six months for a well where drilling operations have been continuous
throughout that period. A written request for the extension by the
person furnishing the records will not be considered unless it is
submitted to the department no more than thirty days before the
expiration of the first six-month period. The department shall act upon
the request within fifteen days after receipt of the written
notification.
(2) The records subject to this paragraph may be excepted from
disclosure after the applicable six-month period pursuant to the
provisions of subdivision two of section eighty-seven of the public
officers law provided, however, that such records cannot be excepted
from disclosure for longer than two years after the commencement of the
applicable six-month period. A written request for the exception by the
person furnishing the records will not be considered unless it is
submitted to the department at least thirty days before the expiration
date of the applicable six-month period. The request for the exception
from disclosure must be sent by certified mail, return receipt
requested, and addressed to the New York State Department of
Environmental Conservation, Division of Mineral Resources, Records
Custodian, Albany, New York. Any person may make a request to the
department for disclosure of records pursuant to this subparagraph in
accordance with article six of the public officers law.
2. The records which the department has excepted from disclosure
pursuant to article six of the public officers law on or before the
effective date of this section shall continue to be excepted from
disclosure for one year after the effective date of this section or two
years from the commencement of actual drilling operations, whichever is
later. The person furnishing the records may authorize the release of
these records at any time before the expiration of the applicable
periods. Any person may make a request to the department for disclosure
of records pursuant to this subdivision in accordance with article six
of the public officers law.
TITLE 5 Well Permits and Well Spacing In Oil and Natural Gas Pools and Fields
Well permits.
1. a. This section shall not apply to (1) wells drilled, deepened,
plugged back or converted in oil fields or pools which were discovered,
developed and operated prior to January first, nineteen hundred
eighty-one, and (2) wells drilled, deepened, plugged back or converted
in natural gas fields or pools which were discovered, developed and
operated prior to January first, nineteen hundred ninety-five and which
are not being extended.
b. As used in titles five, seven and nine of this article, unless the
context otherwise requires:
(1) "Statewide spacing" means spacing units for gas or oil wells that
are within ten percent of the following sizes, as applicable, unless
another percentage is specifically stated:
(i) For Medina gas pools at any depth, 40 acres with the wellbore
within the target formation no less than 460 feet from any unit
boundary, plus, if applicable, the number of additional acres necessary
and sufficient to ensure that any horizontal wellbore within the target
formation is not less than 460 feet from any unit boundary;
(ii) For Onondaga reef or Oriskany gas pools at any depth, 160 acres
with the wellbore within the target formation no less than 660 feet from
any unit boundary, plus, if applicable, the number of additional acres
necessary and sufficient to ensure that any horizontal wellbore within
the target formation is not less than 660 feet from any unit boundary;
(iii) For fault-bounded Trenton and/or Black River hydrothermal
dolomite gas pools where the majority of the pool is between 4,000 and
8,000 feet deep, 320 acres with the proposed productive section of the
wellbore within the target formation no less than one-half mile from any
other well in another unit in the same pool and no less than 1,000 feet
from any unit boundary that is not defined by a field-bounding fault but
in no event less than 660 feet from any unit boundary;
(iv) For fault-bounded Trenton and/or Black River hydrothermal
dolomite gas pools where the majority of the pool is below 8,000 feet,
within five percent of 640 acres with the proposed productive section of
the wellbore within the target formation no less than one mile from any
other well in another unit in the same pool and no less than 1,500 feet
from any unit boundary that is not defined by a field-bounding fault but
in no event less than 660 feet from any unit boundary;
(v) For shale gas pools at any depth, for a vertical well outside any
existing spacing unit for the same formation, 40 acres with the wellbore
within the target formation no less than 460 feet from any unit
boundary;
(vi) For shale gas pools at any depth, for a horizontal well outside
any existing spacing unit for the same formation and with a written
commitment from the well operator to drill infill wells pursuant to
subdivision 4 of section 23-0503 of this title, with all horizontal
infill wells in the unit to be drilled from a common well pad within
three years of the date the first well in the unit commences drilling,
notwithstanding the ten percent tolerance specified in this
subparagraph, up to 640 acres with the initial horizontal wellbore or
wellbores within the target formation approximately centered in the
spacing unit and no wellbore in the target formation less than 330 feet
from any unit boundary;
(vii) For shale gas pools at any depth, for a horizontal well outside
any existing spacing unit for the same formation and in the absence of a
written commitment from the well operator to drill infill wells pursuant
to subdivision 4 of section 23-0503 of this title, 40 acres with the
wellbore within the target formation no less than 330 feet from any unit
boundary plus the number of additional acres necessary and sufficient to
ensure that the wellbore within the target formation is not less than
330 feet from any unit boundary;
(viii) For all other gas pools where the majority of the pool is above
the depth of 4,000 feet, 80 acres with the wellbore within the target
formation no less than 460 feet from any unit boundary, plus, if
applicable, the number of additional acres necessary and sufficient to
ensure that any horizontal wellbore within the target formation is not
less than 460 feet from any unit boundary;
(ix) For all other gas pools where the majority of the pool is 4,000
to 6,000 feet deep, 160 acres with the wellbore within the target
formation no less than 660 feet from any unit boundary, plus, if
applicable, the number of additional acres necessary and sufficient to
ensure that any horizontal wellbore within the target formation is not
less than 660 feet from any unit boundary;
(x) For all other gas pools where the majority of the pool is 6,000 to
8,000 feet deep, 320 acres with the wellbore within the target formation
no less than 1,000 feet from any unit boundary, plus, if applicable, the
number of additional acres necessary and sufficient to ensure that any
horizontal wellbore within the target formation is not less than 1,000
feet from any unit boundary;
(xi) For all other gas pools where the majority of the pool is below
8,000 feet, within five percent of 640 acres with the wellbore within
the target formation no less than 1,500 feet from any unit boundary,
plus, if applicable, the number of additional acres necessary and
sufficient to ensure that any horizontal wellbore within the target
formation is not less than 1,500 feet from any unit boundary;
(xii) For oil pools in the Bass Island, Trenton, Black River, Onondaga
reef or other oil-bearing reefs at any depth, 40 acres with the wellbore
within the target formation no less than 460 feet from any unit
boundary, plus, if applicable, the number of additional acres necessary
and sufficient to ensure that any horizontal wellbore within the target
formation is not less than 460 feet from any unit boundary; and
(xiii) For all other oil pools at any depth, the wellbore within the
target formation shall be no less than 165 feet from any lease boundary.
Wells completed under a well permit issued pursuant to clause (xii) or
(xiii) of this subparagraph that do not produce oil may not commence
production of natural gas prior to modification of the spacing unit
pursuant to applicable provisions of this title.
(2) "Well operator" means the applicant for a permit to drill, deepen,
plug back or convert a well subject to this title and titles 7 and 9 of
this article, or the actual operator of the well if the well is not
operated by the original applicant.
(3) "Permit" or "well permit" means a permit to drill, deepen, plug
back or convert a well for production of oil or gas.
2. Every person who applies for a permit to drill an oil or gas well
or deepen or plug back a well to a different pool after the effective
date of this section, notwithstanding prior orders, shall control
through fee ownership, voluntary agreement, or integration pursuant to
section 23-0701 or 23-0901 of this article no less than sixty percent of
the acreage within the proposed spacing unit for such well and shall
provide the department with:
a. A map in a format specified by the department depicting the
proposed spacing unit for the well, the surface and bottom hole
locations of the well, the location of the wellbore in the target
formation, the location of any field-bounding faults within the proposed
spacing unit, the acreage of the proposed spacing unit, and the
boundaries of each tract wholly or partially within the proposed spacing
unit as may be evidenced by tax identification numbers; and
b. A demonstration that the applicant controls the oil or gas rights,
as applicable, in the target formation to be penetrated by the wellbore,
provided that, if the applicant does not control such oil or gas rights,
the department shall issue a permit that is conditional upon the
applicant completing the integration process required by section 23-0901
of this article before the applicant can exercise the right to drill,
deepen, plug back or convert under the permit.
3. (a) No permits shall be issued authorizing an applicant to drill,
deepen, plug back, or convert wells that use high-volume hydraulic
fracturing or carbon dioxide to complete or recomplete natural gas or
oil resources. For purposes of this section, high-volume hydraulic
fracturing shall be defined as the stimulation of a well using three
hundred thousand or more gallons of water as the base fluid for
hydraulic fracturing for all stages in a well completion, regardless of
whether the well is vertical or directional, including horizontal.
(b) There shall be a moratorium on the department taking actions on
applications filed after the effective date of the chapter of the laws
of 2020 which added this subdivision to drill, deepen, plug back, or
convert wells that use gelled propane hydraulic fracturing to complete
or recomplete natural gas or oil resources until the department
completes an analysis of the potential impacts of gelled propane
fracturing and makes the analysis publicly available. The scope of the
department's analysis shall reflect the potential for development of oil
and gas wells using gelled propane hydraulic fracturing and shall
disclose the potential adverse impacts to the environment. For purposes
of this section, gelled propane hydraulic fracturing shall be defined as
the stimulation of a well using gelled propane or liquefied petroleum
gas as the base fluid for hydraulic fracturing for all stages in a well
completion, regardless of whether the well is vertical or directional,
including horizontal.
4. In furtherance of the policy objectives of this article, the
department shall take all actions required by it under this title and
titles 7 and 9 of this article as expeditiously as possible.
Well spacing in oil and natural gas pools and fields.
1. Spacing orders are not required for wells drilled, deepened,
plugged back or converted in oil fields or pools which were discovered,
developed and operated prior to January first, nineteen hundred
eighty-one. Spacing orders are not required for wells drilled, deepened,
plugged back or converted in natural gas fields or pools, which were
discovered, developed and operated prior to January first, nineteen
hundred ninety-five and which are not being extended.
2. The department shall issue a permit to drill, deepen, plug back or
convert a well, if the proposed spacing unit submitted to the department
pursuant to paragraph a of subdivision 2 of section 23-0501 of this
title conforms to statewide spacing and is of approximately uniform
shape with other spacing units within the same field or pool, and abuts
other spacing units in the same pool, unless sufficient distance remains
between units for another unit to be developed. Prior to issuing any
such permit, the department shall publish a notice of intent to issue a
well permit in the environmental notice bulletin, which shall include
information concerning the spacing unit associated with the well.
3. a. If the proposed spacing unit does not meet the requirements
described in subdivision two of this section, the department shall
determine if the proposed spacing unit satisfies the policy objectives
of section 23-0301 of this article.
b. If the department determines the proposed spacing unit meets the
policy objectives of section 23-0301 of this article, the department
shall issue a notice of intent to issue a permit and spacing order. The
well operator shall cause such notice to be published in a form and
manner prescribed by the department. If the notice of intent relates to
a proposed spacing unit that is not of a uniform size and shape with
other spacing units for the field or pool, the department shall, if
necessary, make such adjustment of the allowable production from the
well to be drilled thereon so that the owners in the spacing unit
receive their just and equitable shares of the production from the pool.
Any such adjustment of the allowables shall be included in the notice of
intent to issue a permit and spacing order.
c. Any comments regarding a notice of intent to issue a permit and
spacing order must be received by the department within thirty days of
the date of the notice of intent and must meet the substantive and
significant requirement for establishing an issue for adjudication. Any
challenge to a spacing unit must contain (i) a description and a map of
the proposed alternative spacing unit; (ii) a technical justification of
the proposed alternative spacing unit, which shall include a description
and analysis of the scientific data intended by the owner to support its
proposed spacing unit configuration; and (iii) the name, address and
experience of any expert witness proposed to support the proposed
alternative spacing unit configuration. The department may request the
owner challenging the spacing unit to present its scientific data to the
department.
d. The department shall determine whether substantive and significant
issues have been raised. If the department receives no comments or if
the comments do not raise a substantive and significant issue, the
department shall issue the permit and the final spacing order. If the
department determines that substantive and significant issues have been
raised in a timely manner, the department shall schedule an adjudicatory
hearing.
4. The department may issue permits to drill infill wells on a
reasonably uniform pattern within the spacing unit after an integration
order has been issued, if required, and only if it determines that
drilling infill wells is necessary to satisfy the policy objectives of
section 23-0301 of this article. The distances from the unit boundaries
set forth in paragraph b of subdivision 1 of section 23-0501 of this
title shall apply to any infill wells. For purposes of this section, new
lateral wellbores drilled from the original wellbore in the unit are not
considered infill wells if they are drilled prior to the first product
sales from the original surface location. In a spacing unit established
pursuant to clause (vi) of subparagraph 1 of paragraph b of subdivision
1 of section 23-0501 of this title, infill wells shall be deemed
necessary, and the number of infill wells required to satisfy the policy
objectives of section 23-0301 of this article must be drilled within
three years of the date the first well in the unit commences drilling.
5. For wells permitted prior to the effective date of this section
where a spacing order is required but has not been issued, the
department shall issue a notice of intent to issue a spacing order. The
well operator shall cause such notice to be published in a form and
manner prescribed by the department. The department may issue an order
without a hearing if the proposed spacing unit complies with the
requirements of subdivision two of this section and no substantive and
significant objections to the boundaries of the proposed spacing unit
are received within thirty days after publication of the notice by the
well operator. If the department determines that substantive and
significant issues have been raised in a timely manner, the department
shall schedule an adjudicatory hearing.
6. Unless it is extinguished pursuant to subdivision seven of this
section, a spacing unit established by the department shall be binding
upon all persons and their heirs, successors and assigns. Upon good
cause shown, an order establishing a spacing unit or a spacing unit
which conforms to statewide spacing may be modified by the department
without conducting a hearing if a finding has been made that no facts
are in dispute after all affected persons have been provided a
reasonable opportunity to comment. In a spacing unit established
pursuant to clause (vi) of subparagraph 1 of paragraph b of subdivision
1 of section 23-0501 of this title, failure to drill infill wells
pursuant to subdivision 4 of this section shall constitute good cause
for the department to initiate a modification of the spacing unit. If
necessary, upon issuance of an order which changes unit boundaries, the
well operator shall adjust the accounts for owners within the original
and modified units to reflect the modified boundary. Any participation
by new owners and any adjustment of revenue or royalties resulting from
participation by new owners shall be on a prospective basis only. If the
initial risk penalty phase pursuant to title 9 of this article is in
effect, any new owner added to the unit may elect to be integrated as a
participating owner, a non-participating owner or an integrated royalty
owner as defined by title 9 of this article. Full well costs shall be
assessed against new participating owners and non-participating owners
and included in the risk penalty calculation. If the initial risk
penalty phase has concluded, any new owner added to the spacing unit may
elect to be integrated as a participating owner or an integrated royalty
owner on a prospective basis only.
7. Upon the expiration of a well permit or the plugging and
abandonment of all wells in a spacing unit, the spacing unit shall be
extinguished. Upon extinguishment, all lands within such spacing unit
shall be eligible for inclusion in subsequent spacing units.
8. The department, without considering correlative rights, may grant a
permit to those entities described in paragraphs b and c of subdivision
3 of section 23-1901 of this article for the purposes of natural gas
development if the department determines, after notice and hearing, that
the natural gas resource would not be developed by any other entity
within twelve months of the close of the hearing record. In the event
that the department shall not receive timely notice of appearance prior
to the scheduled date of hearing, it may dispense with such hearing. In
making its determination the department shall require that the entity
described in paragraphs b and c of subdivision 3 of section 23-1901 of
this article submit a finding made by such entity that such drilling is
likely to be economically sound, and that the entity in question utilize
the resource for its exclusive use when granting such a permit.
TITLE 7 Voluntary Integration and Unitization In Oil and Natural Gas Pools and Fields
Voluntary integration and unitization in oil and natural gas
pools and fields.
1. Voluntary integration and unitization in oil pools or fields and in
natural gas pools or fields shall be subject to the provisions of this
section. When two or more separately owned tracts are embraced within a
spacing unit, or when there are separately owned interests in all or a
part of a spacing unit, the interested persons may integrate their
tracts or interests for the development and operation of the spacing
unit. An agreement for the unit or for the cooperative development and
operation of a field, pool, or part thereof, may be submitted to the
department for approval as being in the public interest or reasonably
necessary to prevent waste. Such approval shall constitute a complete
defense to any suit charging violation of any statute of this state
relating to trusts and monopolies on account thereof or on account of
operations conducted pursuant thereto. Failure to submit such an
agreement to the department for approval shall not for that reason imply
or constitute evidence that the agreement or operations conducted
pursuant thereto are in violation of laws relating to trusts and
monopolies.
2. Upon twenty-one days notice to the fee owners of oil and gas
interests under lease in a spacing unit, a well operator may record as
to each tract for which notice has been given a declaration of voluntary
integration. The declaration of voluntary integration shall include the
acreage applicable to each tract so integrated and the proportion such
acreage bears to the entire spacing unit. The declaration of voluntary
integration shall be final and binding upon all persons and their heirs,
successors and assigns, and all persons who take title by operation of
law.
TITLE 9 Compulsory Integration and Unitization In Oil and Natural Gas Pools and Fields
Compulsory integration and unitization in oil and natural gas
pools and fields.
1. Compulsory integration and unitization in oil pools and fields and
in natural gas pools and fields shall be subject to the provisions of
this section with subdivision 3 to be specifically applicable to
integration within individual spacing units, and subdivisions 4 through
12 to be specifically applicable to unit operation of an entire pool or
part thereof.
2. The department shall not make any order requiring the integration
of interests in any spacing unit or requiring the development or
operation of any field, pool or part thereof as a unit unless it finds,
after detailed study and analysis, notice and hearing, that the
integration of interests in spacing units, under conditions then
existing in this state, or in the field or pool to be affected, is
necessary to carry out the policy provisions of section 23-0301 of this
article.
3. In the absence of voluntary integration as permitted by section
23-0701 of this article and after finding as required by subdivision 2
of this section, the department shall make an order integrating all
tracts or interests in the spacing unit for development and operation.
Each such integration order shall be upon terms and conditions that are
just and reasonable and subject to the following:
a. As used in this section or otherwise in this article, to the extent
applicable to oil and gas wells:
(1) "Integrated non-participating owner" or "non-participating owner"
means an owner who elects to reimburse the well operator, out of
production proceeds, for such owner's proportionate share of the actual
well costs of the initial well in a spacing unit and be subject to a
risk penalty, and complies with all of the requirements for integration,
including the terms of integration, as specified in an order of
integration issued pursuant to the compulsory integration provisions of
this section. The non-participating owner shall receive the full share
of production attributable to such owner's proportionate interest in the
spacing unit following the recoupment by the well operator of the
owner's proportionate share of the actual well costs plus a risk penalty
of two hundred percent of the share of the actual well costs allocable
to such owner. In the case of a leased tract, a royalty shall be
deducted from the non-participating owner's share of production, which
shall not be subject to charges or costs, but shall be separately
calculated and paid to the non-participating owner on behalf of the
royalty owner as follows:
(i) During the recovery of the actual well costs, 1/16 or 6.25%,
(ii) During the recovery of the first 100% of the risk penalty, 3/32
or 9.38%,
(iii) During the recovery of the second 100% of the risk penalty, the
lowest royalty fraction set forth in an existing lease in the unit, but
no less than 1/8 or 12.5%.
Nothing in this subparagraph relieves any lessee of its obligation to
pay, from the commencement of production, any remaining royalty and
overriding royalty owed under the terms of its lease.
(2) "Integrated participating owner" or "participating owner" means an
owner who elects to participate in the initial well in a spacing unit,
pays all costs associated with participation and complies with all of
the requirements for participation, including the terms of integration,
specified in an order of integration issued pursuant to the compulsory
integration provisions of this section.
(3) "Integrated royalty owner" means an owner who has either elected
to be an integrated royalty owner or who does not elect to become either
a participating owner or a non-participating owner. The integrated
royalty owner shall receive a royalty equal to the lowest royalty in an
existing lease in the spacing unit, but no less than one-eighth. The
integrated royalty owner shall have no obligation to the well operator
or any other owner for any charges, taxes or fees associated with the
operation of the oil or gas well and, notwithstanding any other law to
the contrary, shall not be liable by reason of the owner's status as an
integrated royalty owner for any claims for personal injury or property
damage suffered by any person relating to the drilling and operation of
the well.
(4) "Risk penalty" means the percentage applied to well costs to
reimburse the well operator for the risk involved with the exploration
for and development of a well or the percentage applied to other costs
that are subject to recoupment and a risk penalty, as provided herein.
At any time during a risk penalty phase, an owner subject to a risk
penalty may pay to the well operator the full amount subject to
recoupment by the well operator, to terminate the risk penalty phase and
be eligible for other opportunities for participation as provided
herein.
(5) "Well costs" means the costs incurred or estimated to be incurred
by the well operator in relation to the drilling, completion, and the
installation of surface equipment, other than as described in item E of
clause (ii) of subparagraph 1 of paragraph c of this subdivision,
including, without limitation, surveying, drill site preparation,
leasing of surface rights and access roads pertinent to the drill site,
construction of access roads, permitting, drilling, stimulation,
testing, well logging, drilling insurance, plugging and abandonment of
the well, environmental mitigation costs associated with drilling and
any other costs associated with the foregoing that the operator has
incurred or anticipates incurring, including a reasonable charge for
supervision of the foregoing activities.
b. If upon issuance of a well permit by the department, the well
operator does not control all owners within the spacing unit, either
through lease or voluntary agreement, the department shall schedule an
integration hearing.
c. The well operator shall, no later than thirty days prior to the
date of the integration hearing scheduled by the department, provide
actual notice of the hearing to all uncontrolled owners wholly or
partially within the spacing unit and shall provide notice by
publication in a form and manner prescribed by the department. Prior to
or contemporaneously with such notice, the well operator shall provide
to the department the well operator's estimate of those well costs that
the owners electing to participate shall be required to pay to the well
operator prior to or at the integration hearing based on each owner's
proportionate share of such costs and a list of each tract wholly or
partially within the spacing unit, the acreage attributable thereto, the
percentage interest of the total spacing unit of each tract, an
indication of whether the tract is controlled by the well operator and
the names and addresses of the uncontrolled owners. If applicable, such
list shall also identify each tract where the owners remain unknown or
cannot be located after diligent efforts by the well operator. To the
extent an owner cannot be determined after diligent efforts by the well
operator and such owner is integrated as an integrated royalty owner,
the well operator shall hold the royalty percentage payable to such
integrated royalty owner in an interest bearing account for such
integrated royalty owner until the owner is located or the property is
deemed abandoned, whichever comes first.
(1) The notice of hearing to each uncontrolled owner shall be made in
a form prescribed by the department, and shall include:
(i) An election form, as prescribed by the department, granting the
uncontrolled owner the right to elect to be integrated into the spacing
unit as an integrated participating owner, an integrated
non-participating owner or an integrated royalty owner. Such form shall
set forth the well operator's good faith estimate of those well costs
which the owners electing to be integrated as participating owners will
be responsible for paying to the well operator prior to conclusion of
the integration hearing, based on each owner's proportionate share of
such costs, and confirm that if an uncontrolled owner does not make a
timely election and does not timely comply with all of the requirements
to be either a participating owner or a non-participating owner, that
such uncontrolled owner shall be integrated into the spacing unit as an
integrated royalty owner.
(ii) A copy of the proposed order of integration, which shall include
the proposed terms of integration applicable to integrated participating
owners and integrated non-participating owners. The proposed order of
integration shall include the following terms in addition to any
applicable risk penalty:
A. The owner shall be liable for its proportionate share of all costs
and expenses, including taxes, and claims of third parties related to
the well, operations thereon and in conjunction therewith, and shall be
entitled to its proportionate share of all benefits therefrom. If an
owner's share of production is subject to a risk penalty, the well
operator shall establish a risk penalty account for such owner and all
costs, expenses and benefits attributable to such owner shall be
reflected in the penalty account;
B. The well operator shall hold any funds paid by the owner or
recouped through the risk penalty attributable to the plugging and
abandonment costs of the well, as estimated prior to the drilling of the
well, in an interest bearing account until such funds are required and
utilized for such purpose;
C. The owner shall be liable for and shall indemnify all other persons
participating in the development of the well, whether participating
owners, non-participating owners or otherwise, including the well
operator, from and against all claims arising out of the owner's
non-payment of rentals, royalties and other payments or burdens on the
oil and gas rights that such owner contributes to the spacing unit and
from and against all claims associated with the loss or failure of title
to the oil and gas rights the owner contributes to the spacing unit;
D. The well operator shall have a first lien on the production of the
owner to pay any outstanding costs, expenses or claims and the well
operator shall be entitled to withhold and retain for the purposes of
set off any revenue or production owed or due to the owner under an
order of integration. Nothing in this paragraph shall affect the well
operator's right to collect any outstanding amounts incurred nor the
right of any fee owner of oil and gas interests to collect any amounts
owed under the terms of any lease from such owner. The exercise of any
remedy shall not preclude the well operator from seeking any other
remedies available under the law;
E. Whether or not the owner is subject to a risk penalty, the well
operator shall submit to the owner a written authority for expenditure
of the estimated costs associated with the construction of any
facilities not included in well costs beyond the surface equipment at
the wellhead to the first point of interconnection with other facilities
that commingle production from a group of wells that includes the well,
including, but not limited to, pipe, compression, processing, treating,
dehydrating or separating equipment, fixtures, related buildings and
other equipment. The owner shall have thirty days to elect to
participate and pay its proportionate share of such estimated cost, the
failure of which shall be deemed to be an election by the owner not to
participate. If the owner elects not to participate or is deemed to have
elected not to participate, the well operator shall be entitled to
retain for its own account all of the owner's share of production from
the well until the well operator has recouped from the net proceeds of
the owner's share of production the owner's share of the actual costs of
the facilities, plus a risk penalty of one hundred percent of such
costs. Any such amounts shall be added to the risk penalty account for
such owner;
F. If the owner is not subject to a risk penalty, the owner shall have
the right to take its share of gas or oil production in kind and shall
be responsible for its transportation and marketing arrangements
downstream of the facilities constructed pursuant to item E of this
clause. The owner's election to take in kind must be conveyed to the
well operator no later than fourteen days prior to first production from
the well or upon seventy-five days written notice to well operator at
any time following first production from the well subject to the
expiration of any existing contracts;
G. If the owner is not subject to a risk penalty and does not take its
share of gas or oil production in kind, the well operator shall market
the owner's share of production from the well ratably with its own share
of production from the well for the account of the owner. The well
operator shall pay the owner based on the price received by the well
operator for production in the general area less (I) the owner's
proportionate share of all costs incurred by the well operator for
transporting, treating, processing, or otherwise making the production
marketable, and (II) a marketing fee not to exceed five percent of the
sales price of the production;
H. The well operator shall be entitled to propose and conduct a
subsequent operation on a well, meaning any reworking, sidetracking,
deepening, re-completing or plugging back of the well or the drilling of
a lateral or an infill well in the formation for which the unit was
created. Owners shall be provided with a written authorization for
expenditure of the estimated costs of the subsequent operation. An owner
shall not be entitled to participate in a subsequent operation as long
as the owner is in a risk penalty phase. If a subsequent operation is
proposed while an owner is in a risk penalty phase, the owner's
proportionate share of the actual cost of the subsequent operation plus
two hundred percent of such actual costs shall be added to the risk
penalty account for such owner. The owner not in a risk penalty phase
shall have thirty days to elect and pay its proportionate share of the
estimated costs, unless a drilling rig is on location, in which event
notice of a subsequent operation may be given by telephone and the owner
shall have forty-eight hours, exclusive of Saturday, Sunday and legal
holidays, to make an election and thirty days to pay the owner's
proportionate share of costs. The failure of any such owner to elect and
pay in a timely manner shall be deemed an election by the owner not to
participate in the subsequent operation. If such owner elects or is
deemed to have elected not to participate in the subsequent operation,
the well operator shall be entitled to retain all of the owner's
proportionate share of production from the well until the well operator
has recouped the proportionate share of the actual costs of the
subsequent operation attributable to such owner, plus two hundred
percent of such actual costs;
I. The well operator, on behalf of the owner, shall be entitled to
conduct all acts associated with the well and necessary facilities
related thereto, including without limitation: conducting title
examination and curative work on the tracts included in the spacing
unit; arranging for contract services or employees of the well operator,
at the customary salaries, wages and benefits of such employees, to
oversee the operation and maintenance of the well and the facilities in
the production unit associated with the well; arranging for and
maintaining required financial security for well bonds and insurance;
discharging litigation, claims of third parties and disputing tax
assessments; developing and implementing emergency responses and dealing
with catastrophic events; and arranging for the storage, transporting
and disposal of produced water, by-products or refuse associated with
production and maintenance facilities; and
J. Other terms may be included in the order of integration if the
department determines such terms are reasonably required to further the
policy objectives of section 23-0301 of this article.
(2) Within twenty-one days of receiving notice of the integration
hearing, each uncontrolled owner shall provide to the well operator and
the department its election as to whether it chooses to be integrated as
a participating owner, a non-participating owner or an integrated
royalty owner. Failure of an uncontrolled owner to elect to be
integrated as a participating owner, a non-participating owner or an
integrated royalty owner and to pay the amount specified in the notice
by the date of the hearing, or to make any election, shall result in the
owner being integrated as an integrated royalty owner. Nothing contained
in this section shall preclude any person from entering into a lease or
other voluntary agreement at any time prior to the hearing.
d. If substantive and significant issues are raised during the
integration hearing, the department shall schedule an adjudicatory
hearing.
e. If no substantive and significant issues are raised at the hearing,
the department shall issue a final order of integration confirming the
status of all uncontrolled owners in the spacing unit as participating
owners, non-participating owners or integrated royalty owners; the terms
of integration; the acreage attributable to each owner and the
proportion such acreage bears to the entire spacing unit; and the
royalty applicable to each integrated royalty owner. Such order shall be
recorded by the well operator in the office of the county clerk in the
county or counties where the spacing unit is wholly or partially located
and such order shall be final and binding upon the well operator, all
owners and their heirs, successors and assigns.
f. All operations including, but not limited to, the commencement,
drilling, or operation of a well or the existence of a shut-in well upon
any portion of a spacing unit covered by an order of integration shall
be deemed for all purposes the conduct of such operations upon each
separately owned tract in the spacing unit by the owner or several
owners thereof. That portion of the production allocated to each tract
included in a spacing unit covered by an order of integration shall,
when produced, be deemed for all purposes to have been produced from
such tract by a well drilled thereon.
4. The department upon its own motion may, and upon the application of
any interested person shall, hold a hearing to consider the need for the
operation as a unit of an entire pool or part thereof.
5. The department shall make an order providing for the unit operation
of a pool or part thereof if it finds that such operation is reasonably
necessary to increase substantially the ultimate recovery of oil and
gas, and the value of the estimated additional recovery of oil or gas
exceeds the estimated additional cost incident to conducting such
operation. The order shall be upon terms and conditions that are just
and reasonable and shall prescribe a plan for unit operations that shall
include:
a. A description of the unitized area, termed the unit area.
b. A statement of the nature of the operations contemplated.
c. An allocation to the separately owned tracts in the unit area of
all the oil and gas that is produced from the unit area and is saved,
being the production that is not used in the conduct of operations on
the unit area or not unavoidably lost. The allocation shall be in accord
with the agreement, if any, of the interested parties. If there is no
such agreement, the department shall determine the value, from evidence
introduced at the hearing, of each separately owned tract in the unit
area, exclusive of physical equipment, for development of oil and gas by
unit operations, and the production allocated to each tract shall be the
proportion that the value of each tract so determined bears to the value
of all tracts in the unit area.
d. A provision for the credits and charges to be made in the
adjustment among the owners in the unit area for their respective
investments in wells, tanks, pumps, machinery, materials, and equipment
contributed to the unit operations.
e. A provision providing how the expenses of unit operations,
including capital investment, shall be determined and charged to the
separately owned tracts and how said expenses shall be paid.
f. A provision, if necessary, for carrying or otherwise financing any
person who is unable to meet his financial obligations in connection
with the unit, allowing a reasonable interest charge for such service.
g. A provision for the supervision and conduct of the unit operations,
in respect to which each person shall have a vote with a value
corresponding to the percentage of the expenses of unit operations
chargeable against the interest of such person.
h. The time when the unit operations shall commence, and the manner in
which, and the circumstances under which, the unit operations shall
terminate.
i. Such additional provisions as are found to be appropriate for
carrying on the unit operations, and for the protection or adjustment of
correlative rights.
6. No order of the department providing for unit operations shall
become effective unless and until the plan for unit operations
prescribed by the department has been approved in writing by the owners
of sixty percent or more in interest as the costs of such unit
operations are shared under the order of the department, and by owners
of record of a like percentage of a one-eighth royalty interest in and
to the unit area, and the department has made a finding, either in the
order providing for unit operations, or in a supplemental order, that
the plan for unit operations has been so approved by the required number
of owners and royalty owners. If the plan for unit operations has not
been so approved by owners and royalty owners at the time the order
providing for unit operations is made, the department shall upon
application and notice hold such supplemental hearings as may be
required to determine if and when the plan for unit operations has been
so approved. If the owners and royalty owners, or either, owning the
required percentage of interest in the unit area do not approve the plan
for unit operations within a period of six months from the date on which
the order providing for unit operations is made, such order shall cease
to be of force and shall be revoked by the department.
7. An order providing for unit operations may be amended by an order
made by the department, in the same manner and subject to the same
conditions as an original order providing for unit operations, provided
a. if such an amendment affects only the rights and interests of the
owners, the approval of the amendment by the royalty owners shall not be
required, and
b. no such order of amendment shall change the percentage for
allocation of oil and gas as established for any separately owned tract
by the original order, except with the consent of all persons owning
interest in such tract.
8. The department, by an order, may provide for the unit operation of
a pool or a part thereof that embraces a unit area established by a
previous order of the department. Such order, in providing for the
allocation of unit production, shall first treat the unit area
previously established as a single tract, and the portion of the unit
production so allocated thereto shall then be allocated among the
separately owned tracts included in such previously established unit
area in the same proportions as those specified in the previous order.
9. Oil and gas allocated to a separately owned tract shall be deemed,
for all purposes, to have been actually produced from such tract, and
all operations, including, but not limited to, the commencement,
drilling, or operation of a well upon any portion of the unit area shall
be deemed for all purposes the conduct of such operations upon each
separately owned tract in the unit area by its several owners. The
operations conducted pursuant to the order of the department shall
constitute a fulfillment of all the express or implied obligations of
each lease or contract covering lands in the unit area to the extent
that compliance with such obligations cannot be had because of the order
of the department.
10. Oil and gas allocated to any tract, and the proceeds from the sale
thereof, shall be the property and income of the several persons to
whom, or to whose credit, the same are allocated or payable under the
order providing for unit operations.
11. No division order or other contract relating to the sale or
purchase of production from a separately owned tract shall be terminated
by the order providing for unit operations, but shall remain in force
and apply to oil and gas allocated to such tract until terminated in
accordance with the provisions thereof.
12. Except to the extent that the parties affected so agree, no order
providing for unit operations shall be construed to result in a transfer
of all or any part of the title of any person to the oil and gas rights
in any tract in the unit area. All property, whether real or personal,
that may be acquired in the conduct of unit operations hereunder shall
be acquired for the account of the owners within the unit area, and
shall be the property of such owners in the proportion that the expenses
of unit operations are charged.
13. Any person taking title by operation of law to any oil and gas
interests integrated into a spacing unit pursuant to an order of
integration, shall take such interests subject to the terms and
conditions of the final order of integration issued by the department
duly recorded in accordance with the provisions of this section and
shall be subject to all liabilities and benefits associated therewith,
unless such person, within sixty days of the taking of such interest,
elects to be an integrated royalty owner and notifies the well operator
of such election.
TITLE 11 Leases For Production and Storage of Oil and Gas On State Lands
Procedure for obtaining oil and gas production lease.
1. The department may make leases on behalf of this state, upon such
terms and conditions including consideration as to the department seem
just and proper for:
a. The exploration, development and production of gas in state-owned
lands, except state park lands, state forests, reforestation areas,
wildlife management areas, unique areas, the marine and coastal district
as defined in section 13-0103 of this chapter, and the lands under the
waters of Lake Ontario or along its shoreline; and
b. The exploration, development and production of oil in state-owned
lands, except state park lands, state forests, reforestation areas,
wildlife management areas, unique areas, the marine and coastal district
as defined in section 13-0103 of this chapter, and the lands under the
waters of Lake Erie and Lake Ontario or along their shorelines.
2. All oil and gas leases shall:
a. Be limited in duration to a period not to exceed ten years and as
long thereafter as oil and gas is produced in commercially paying
quantities;
b. Provide for payment to the agency having jurisdiction over the
leased lands of such consideration, royalties, rentals, bonuses and
other compensation as shall, in the discretion of the department, be in
the best interests of the people of the state of New York;
c. Provide for prompt exploration followed within a reasonable time by
operations for the production of oil and gas, if such be found, and
shall also contain provisions for the termination of such lease by
reason of the lessee's failure to so explore or operate;
d. Be invalid unless they shall have the prior approval of such state
department, division, bureau or agency thereof, or state agency having
jurisdiction over the land in question; and authority to give such
consent is hereby conferred upon the head of any such state department,
or a division, bureau or agency thereof, or any state agency, and with
respect to lands under water held by the state in its sovereign
capacity, jurisdiction is deemed to be in the Commissioner of General
Services; and
e. Be inapplicable to any state park lands and to any lands the
leasing of which is prohibited by the State Constitution.
3. In addition to the requirements contained in paragraphs a, c and e
of subdivision two of this section, all gas leases with respect to the
lands under the waters of Lake Erie shall:
a. Provide for payment to the general fund of the state such
consideration, royalties, rentals, bonuses or other compensation as
shall, in the discretion of the department, be in the best interests of
the people of the state of New York.
b. Require that no well shall be permitted nearer than one-half mile
from the shore, two miles from public water intake areas, and one
thousand feet from any other structure or installation in or on Lake
Erie.
c. Require that the following procedures be established if there is
evidence suggesting that liquid hydrocarbons may exist in a stratum
penetrated by the well bore:
(i) Drilling or completion operations shall cease immediately.
(ii) The department shall be notified of the evidence indicating the
presence of liquid hydrocarbons, pursuant to such notification
arrangements as the department shall prescribe.
(iii) A formation test shall be conducted in the presence of a
department representative.
(iv) If the formation test indicates the presence of appreciable
liquid hydrocarbons, the well bore shall be permanently plugged and
abandoned from total depth to the lake bottom with cement.
(v) If the formation test does not indicate the presence of
appreciable liquid hydrocarbons, drilling may be resumed after an
intermediate string of casing has been set, cemented and tested.
(vi) If there is any further indication of liquid hydrocarbons the
procedures outlined in paragraphs one through five hereof shall be
repeated.
d. Require that each lessee, or other person desiring to install a
pipeline, bury the most shoreward portion of each pipeline, in
accordance with rules and regulations which shall be promulgated by the
department, to obviate the risk of damage from ice, wave and wind
conditions.
e. Be conditioned upon the posting by the responsible parties of a
liability bond or liability insurance coverage in such form as the
department may by regulation require and in such amount as the
department shall deem to be reasonably sufficient to correct, repair or
remedy to the satisfaction of the department any environmental damage or
hazardous discharge resulting from gas exploration or recovery.
f. Provide that each lessee shall be strictly liable to the state for
all reasonable expenses involved in the restoration of fresh water
supplies, cleanup of beaches, piers and other similar facilities, which
may be required as a result of exploration, drilling or production
operations, and for liability claims arising therefrom.
g. Require each lessee to immediately notify the department of any
discharge of oil or other pollutant, to act expeditiously to terminate
such discharge and to remove the substance discharged.
h. Provide for the use and regular inspection of modern anti-pollution
devices, including blow-out preventors on every drilling rig.
i. Provide that when a well is permanently abandoned for any reason it
shall be permanently plugged by filling the well bore for its total
depth, with cement or other suitable material.
j. Provide that, where in the department's opinion, damage to the
environment is imminent or an emergency exists, the department shall
order the immediate plugging and abandonment, either temporary or
permanent, of any well on lands beneath Lake Erie.
3-a. For any lease relating to the exploration, development, and
production of gas or oil in state forests, reforestation areas, wildlife
management areas, and unique areas, which was entered into, on, or
before the effective date of a chapter of the laws of two thousand
twenty-five which amended subdivision one of this section, any
assignment, transfer, or modification of such lease shall not be
considered the making of a lease under such law; provided, however, that
no such assignment, transfer, or modification shall allow for an
increase in acreage under the lease, the expansion of existing gas or
oil wells, the drilling of new gas or oil wells, or the expansion or
building of any other new gas or oil infrastructure other than
well-plugging and remediation activities; and provided, further, that no
such lease shall be continued or renewed upon expiration.
4. Any such oil, gas, or oil and gas lease or leases made and granted
pursuant to this section shall be awarded to the highest responsible
bidder after advertisement for sealed bids. Such advertisements for bids
shall be published in the official newspaper or newspapers, if any, or
otherwise in a newspaper or newspapers designated for such purpose. Such
advertisement shall contain a statement of the time and place where all
bids received pursuant to such notice will be publicly opened and read.
All bids received shall be publicly opened and read at the time and
place specified. At least thirty days shall elapse between the first
publication of such advertisement and the date specified for the opening
and reading of bids. Bids shall be submitted on forms provided by the
department, which forms shall indicate the method or methods for
computing compensation to the state for the lease and shall contain such
other directions as may be appropriate to secure comparability of bids
submitted for any given lease. The department, in its discretion, shall
determine the highest bid after taking into consideration the
anticipated compensation to be returned to the state under any such
lease by way of royalty payments, delayed lease rental payments, bonuses
or other compensation or consideration, or by a combination of any or
all of the same. In cases where two or more responsible bidders submit
identical bids, the department in its discretion, may award the lease
involved to any of such bidders. The department in its discretion, may
also reject any or all bids and readvertise for new bids. The department
may disallow any bid if the bidder upon request fails to furnish
satisfactory evidence of responsibility.
5. Notwithstanding the requirements contained in subdivision four of
this section, the department may negotiate and grant an oil or gas lease
on small parcels of stateowned land without public bid in order to
consolidate large drilling or production units controlled by a single
entity. The department shall make a determination that public bid of
such property is unreasonable or impracticable and publish such
determination in the state register prior to the granting of any such
lease.
6. Notwithstanding subdivision four of this section, the department
may negotiate and grant an oil or gas lease of lands identified in
subdivision one of this section where oil and gas exploration and
development rights are co-owned by the state and another owner,
including the United States. The department shall publish its intention
to enter into negotiations on such lease in the state register prior to
the granting of any such lease.
Procedure for obtaining gas storage lease.
1. The department may make leases on behalf of this state for the
storage of gas, and liquefied petroleum gas, in state owned lands upon
such terms and conditions including consideration as to it shall seem
just and proper.
2. All leases made pursuant to this section shall:
a. Provide for payment to the agency having jurisdiction over the
leased lands of adequate and reasonable consideration;
b. Be invalid unless they shall have the prior approval of such state
department, division, bureau or agency thereof, or state agency having
jurisdiction over the land in question, and authority to give such
consent is hereby conferred upon the head of any such state department,
or a division, bureau or agency thereof, or any state agency; and with
respect to lands under water held by the state in its sovereign
capacity, jurisdiction is deemed to be in the Commissioner of General
Services;
c. Contain such other terms and provisions as may be necessary or
appropriate in order to promote the purposes of this article and the
public policy of this state; and
d. Be inapplicable to any lands the leasing of which is prohibited by
the State Constitution.
Prohibition on state authorizations related to certain
offshore oil and natural gas production.
1. Neither the department nor the office of general services shall
enter into any new lease or other conveyance, lease renewal, extension
or modification, that authorizes the exploration for, or the development
and production of, oil or natural gas upon lands owned by the state in
the marine and coastal district as defined in section 13-0103 of this
chapter, that would result in the increase of oil or natural gas
production from federal waters.
2. The department is authorized to establish such rules and
regulations as it shall deem necessary to implement this section.
3. For the purposes of this section, the following terms have the
following meanings:
a. "Development" means those activities taking place following the
discovery of oil and natural gas, including geophysical activity,
drilling, platform construction, pipeline construction, and operation of
all onshore support facilities that are performed for the purposes of
ultimately producing the resources discovered.
b. "Exploration" means the process of searching for oil and natural
gas, including any drilling whether on or off known geological
structures, including the drilling of a well in which a discovery of oil
or natural gas is made and the drilling of any additional delineation
well after the discovery that is needed to delineate any reservoir and a
lessee to determine whether to proceed with development and production.
c. "Federal waters" means those waters and submerged lands lying
seaward to the state waters of New York that appertain to the United
States and are subject to federal jurisdiction and control.
d. "New or additional exploration, development, or production of oil
or natural gas" includes any activity undertaken to increase the
capacity of any pipeline or other infrastructure used to convey oil or
natural gas from federal waters.
e. "Production" means those activities that take place after the
successful completion of any means for the removal of oil and natural
gas, including that removal, field operations, transfer or resources to
shore, operation, monitoring, maintenance, and workover drilling.
"Producing" means undertaking those activities.
TITLE 13 Underground Storage of Gas
Procedure for obtaining underground storage permit.
1. No underground reservoir shall be devoted to the storage of gas, or
liquefied petroleum gas unless the prospective operator of such storage
reservoir shall have received from the department, after approval in
writing of the state geologist, an underground storage permit which
shall be in full force. The application for said permit shall include
the following:
a. A map showing the location and boundaries of the proposed
underground storage reservoir.
b. A report containing sufficient data to show that the reservoir is
adaptable for storage purposes.
c. An affidavit signed by the prospective operator to the effect that
he has acquired by grant, lease or other agreement at least seventy-five
percent of the storage rights in said reservoir and in the buffer zone
established to protect the reservoir as approved by the department,
calculated on the basis of surface acreage; and such affidavit shall
also set forth that the applicant will agree as a condition to the
issuance of such permit that it will thereafter within a reasonable time
either acquire by negotiation, or file and proceed with condemnation
proceedings to acquire, any outstanding storage rights in the remaining
reservoir and buffer zone acreage.
d. Such other information as the department may require.
2. The permit shall be granted within ninety days of application
unless the department finds that the application and the information
submitted with it do not meet the requirements of this section. The
department may revoke or suspend any underground storage permit in force
hereunder for failure to comply with any of its provisions or for
failure to comply with subdivision 4 of this section.
3. Subdivisions 1 and 2 of this section shall not apply to underground
storage reservoirs or the storage of gas therein provided that such
reservoirs have been placed in operation prior to October 1, 1963 and so
long as such operation is not abandoned.
4. Every operator shall file with the department on or before December
31 of each year, a report with respect to each underground storage
reservoir operated by him showing any change in:
a. The estimated size in surface acreage or shape of the reservoir and
the buffer zone if any;
b. His estimate of total capacity of the reservoir;
c. His estimate of working capacity of the reservoir; and
d. Any other engineering, geological or operational data that may be
requested by the department.
5. The applicant for a permit for the following purposes shall submit
with his application the following fees:
a. for a new underground storage reservoir, a fee of ten thousand
dollars.
b. for a modification of the storage capacity of an existing
underground storage reservoir, a fee of five thousand dollars.
6. No permit issued hereunder and no provision of this article shall
be construed to diminish or impair the jurisdiction of the Public
Service Commission with respect to regulation of the manufacture,
transportation, distribution or sale of gas.
Authority to acquire property.
1. Any corporation empowered to produce, transport, distribute or
store gas within this state for ultimate public use, which holds an
underground storage permit from the department or which is otherwise
lawfully operating an underground storage reservoir and its buffer zone,
and which after reasonable effort is unable to obtain rights in real
property and wells thereon necessary for activation, operation, or
protection of the storage reservoir and its buffer zone shall, subject
to the applicable provisions of the eminent domain procedure law, have
the authority to acquire such rights as may be required adequately to
examine, prepare, maintain, operate and protect, and for access to such
underground storage reservoir and its buffer zone; provided that no
right of acquisition under this section shall extend to any lands or
interests therein which have been acquired, or, in the hands of the
present holder, could have been acquired by acquisition; and, provided
further, that any acquisition of cemetery lands or burial grounds shall
be in the sound discretion of the court and with due provision for the
relocation of human remains.
2. Underground gas storage operators authorized by this section to
maintain acquisition proceedings before filing a suit for such
acquisition shall have filed with the department a map showing the
location, boundaries and estimated size of surface acreage of the
underground storage reservoir and its buffer zone.
3. Any operator of an underground gas storage reservoir who at any
time controls less than one hundred per cent of the storage rights
within that reservoir and its buffer zone and is authorized by this
section to maintain a proceeding shall acquire the storage rights
remaining in the reservoir and its buffer zone acreage by negotiation or
file and proceed with acquisition proceedings within a reasonable time
but not to exceed a two year period after the first injection of gas, or
after the effective date of this section, whichever is later or within
any extension granted by the department.
4. Any operator who seeks to acquire underground gas storage and
buffer zone rights as authorized by this section shall name as parties
defendant all the owners of all the parcels of property located within
the boundaries of the reservoir and its buffer zone from whom storage
rights have not previously been legally acquired by grant, lease, or
other voluntary agreement; provided, however, that a failure to join the
owners of any parcel in the reservoir and its buffer zone due to
inadvertence shall not constitute a jurisdictional defect in any
proceeding of acquisition.
5. The value of any property acquired pursuant to this section shall
include the value of any commercially recoverable native oil and gas in
place to the extent that the holder of the property interest being
acquired has a right thereto. The same provision shall apply to the
holder of salt rights.
6. The cost of, or possible necessity for, plugging any well or wells,
when such plugging or replugging is or may be made necessary by reason
of the storage use made possible or facilitated by acquisition shall not
be considered in computing the value of property or any interest therein
taken under this section.
7. The use of salt cavities for the storage of gas or other petroleum
products or byproducts shall be at the discretion of the owner of the
salt deposits at the location of the cavity. Salt cavities may be used
for salt recovery and storage with the consent and agreement of the
owners of the salt cavity and the stored material. Conversion of any
salt cavity for the storage of gas or other petroleum products or
byproducts shall be in accordance with section 23-1103 or 23-1301 of
this article.
Procedure for abandoning storage reservoir.
In connection with the abondonment of any underground storage
reservoir for which a permit has been granted pursuant to this article
or in connection with the revocation of any such permit, the department
shall require the premises to be placed in a condition which, to the
extent practicable, shall assure the continuance of the same in a
condition which does not constitute a menace to the present or future
health or safety of persons, or safety or value of property. In case the
operator shall fail to put the premises in a satisfactory condition
prior to any such abondonment or immediately upon revocation of a
permit, the department may do or cause to be done all things necessary
to place the premises in satisfactory condition and the operator shall
be liable for the cost.
Ownership of storage gas and storage rights.
1. All gas and liquefied petroleum gas, which has previously been
reduced to possession, and which is lawfully injected into an
underground storage reservoir, shall be deemed the property of the
injector, his heirs, successors or assigns, provided that the injector,
his heirs, successors or assigns, shall have no right to reserves of
native gas or oil remaining in any stratum or portion thereof which have
not been condemned hereunder or otherwise acquired by such injector, his
heirs, successors or assigns. Nothing contained in this subdivision
shall be construed to confer on any operator any storage rights not
otherwise acquired or held by him.
2. No production lease shall be construed to include rights to store
oil or gas unless the lease includes a provision granting such storage
rights. The rule of construction provided in this subdivision is not
intended to alter any law or rule of construction applicable to leases
made prior to October 1, 1963 or to imply any rule of construction for
such leases.
TITLE 17 Liquefied Natural and Petroleum Gas
Short title.
This title shall be known as the "liquefied natural and petroleum gas
act".
Legislative findings.
The legislature finds that it is necessary for the protection of the
public health, the environment and the economic welfare of the people of
this state to regulate and control the siting of liquefied natural and
petroleum gas facilities in this state because of the hazards posed by
liquefied natural and petroleum gas storage and transportation,
particularly in populated areas. The legislature finds that liquefied
natural and petroleum gas is an extremely volatile, highly flammable and
dangerous substance which if released into the air is capable, under
unfavorable atmospheric conditions, of causing severe damage even in
areas distant from the point of release. The legislature further finds
that the use of imported and domestic liquefied natural and petroleum
gas is increasing, making its regulation in the public interest
essential; and requiring particular caution in its storage,
transportation, and conversion, to be carried out other than in
residential areas or in dangerous proximity to contiguous population,
with the imposition of strict liability in the handling thereof.
It is the purpose of the legislature, subject to the provisions of
this act, that liquefied natural or petroleum gas facilities not be
sited in residential areas, or in dangerous proximity to contiguous
populations, and that transportation of liquefied natural or petroleum
gas be effected under maximum safeguards to protect such areas and
populations against possible catastrophic danger in the mishandling or
possible escape thereof. Natural gas stored or transported at normal
temperatures, whether under pressure or otherwise, after conversion
thereof from its super-cooled or cryogenic state as liquefied gas and
liquefied petroleum gases in the form of butane, bottled gas, propane,
propylene and butylene gas when stored or transported at their
respective normal temperatures are not subject to regulation under the
provisions of this act.
Definitions.
As used in this title, unless the context otherwise requires:
1. "Liquefied natural gas", sometimes referred to as "LNG", and
"liquefied petroleum gas", sometimes referred to as "LPG", are gas
cooled to its liquid state provided, however, the provisions of this act
shall not be deemed to apply to liquefied petroleum gas in the form of
butane, bottled gas, propane, propylene or butylene when used, stored or
transported at their respective normal temperatures, are not subject to
this act.
2. "Liquefied natural or petroleum gas facility" means any structure
or facility which is used for the storage or confinement of liquefied
natural or petroleum gas, or for the conversion of liquefied natural or
petroleum gas into natural gas. The former shall be designated as a
"liquefied natural or petroleum gas storage facility"; the latter as a
"liquefied natural or petroleum gas conversion facility".
3. "Liquefied natural or petroleum gas transportation activity" means
the loading, unloading, or transportation, by whatever means, of
liquefied natural gas or liquefied petroleum gas.
4. "Natural gas" means natural or petroleum gas in a non-liquid or
gaseous state, whether under pressure or otherwise, and whether or not
the product of conversion from liquefied natural gas or liquefied
petroleum gas. The storage and transportation of natural gas, whether
under pressure or not, and which take place at normal temperatures, are
not subject to this act.
5. "Non-conforming facility" means a liquefied natural or petroleum
gas facility in actual use and operation on September first, nineteen
hundred seventy-six which is exempted from the requirements of section
23-1707 but is subject to the requirements of section 23-1719.
6. "Person" means any individual, corporation, partnership,
association, cooperative or otherwise, trust or estate, governmental
agency, authority, public benefit corporation, municipality or agency
thereof, board or commission, or other public or private legal entity.
7. "Permit" means an environmental safety permit issued by the
department pursuant to this title.
Environmental safety permit; siting.
No person shall commence the preparation of a site for, or begin the
construction of, a liquefied natural or petroleum gas storage or
conversion facility in the state without having first obtained an
environmental safety permit issued with respect to such facility or
activity by the commissioner pursuant to this title. Any such facility
with respect to which a permit is issued shall not thereafter be built,
maintained or operated, and any such activity with respect to which a
permit is issued, shall not be carried out, except in conformity with
such permit and any terms, limitations or conditions contained therein;
provided that nothing herein shall exempt such facility from compliance
with state law and regulations thereunder or with municipal laws and
regulations thereunder not inconsistent with the provisions of such
permit. A permit may be transferred, subject to the approval of the
commissioner, to a person who agrees to comply with the terms,
limitations and conditions contained therein. This section shall not
apply to a liquefied natural or petroleum gas storage or conversion
facility in actual use and operation on September first, nineteen
hundred seventy-six.
Criteria for siting.
1. The department shall, after investigation and opportunity for
public comment, within one year from the effective date of this section,
adopt, and file with the secretary of state, regulations establishing
criteria for the siting of liquefied natural and petroleum gas
facilities. Such siting criteria shall be designed to insure the maximum
safety of the public from hazards associated with liquefied natural or
petroleum gas storage, transportation and conversion. The department
shall also within one year from such effective date adopt regulations
prescribing the form and content of applications for environmental
safety permits to construct a liquefied natural or petroleum gas
facility.
2. The regulations issued pursuant to subdivision one of this section
for the siting of liquefied natural or petroleum gas facilities shall
take into account, among other factors:
(a) The density of population in areas neighboring the liquefied
natural or petroleum gas facility;
(b) The density of population in areas neighboring delivery routes of
liquefied natural or petroleum gas to a liquefied natural or petroleum
gas facility, if delivery is by water-borne vessel, rail or motor
vehicle;
(c) The risk of accident during the transportation of liquefied
natural or petroleum gas to or from a liquefied natural or petroleum gas
facility which could result in a release of liquefied natural or
petroleum gas from containment and the safeguards necessary to reduce
such risk;
(d) The physical properties of liquefied natural or petroleum gas,
including: (i) the effect of cryogenic temperatures upon containers of
liquefied natural or petroleum gas; (ii) the maximum distance that a
liquefied natural or petroleum gas vapor cloud is projected to expand
and pose a threat to the public; and, (iii) the flammability or
explosiveness of such a cloud formed by vaporizing liquefied natural or
petroleum gas.
3. The regulations issued by the department pursuant to subdivision
one prescribing the form of an application for an environmental safety
permit to construct a liquefied natural or petroleum gas facility shall
require the applicant to supply detailed information regarding:
(a) The location of the proposed facility;
(b) A description of the design and capacity of the facility;
(c) The expected sources of natural gas or liquefied natural or
petroleum gas for the facility, the proposed methods of transporting
natural gas or liquefied natural or petroleum gas to and from the
facility, and the routes which deliveries will traverse;
(d) The need for the facility;
(e) The environmental impacts of the proposed facility;
(f) A description of reasonable alternative locations for the proposed
facility;
(g) Such other information as the department shall prescribe to allow
it to render a decision as to whether the proposed liquefied natural or
petroleum gas facility is necessary and compatible with the surrounding
environment and with the safety of neighboring populations.
4. The rules and regulations adopted by the department to implement
this title and the provisions of article 70 of this chapter and rules
and regulations adopted thereunder shall govern environmental safety
permit applications, renewals, modifications, suspensions and
revocations under this title.
Permit processing.
1. Any person desiring to construct, reconstruct, enlarge the storage
capacity or, if constructed but unused, put into actual use and
operation a liquefied natural or petroleum gas facility in the state
shall obtain a permit pursuant to this section.
2. Notice of any public hearing conducted in connection with any
environmental safety permit shall be published in at least two
newspapers having a general circulation in the area in which the
proposed activity is located, and in contiguous areas potentially
affected by the proposed action.
3. The department shall render a decision based upon the record either
granting the permit, denying it, or granting it upon such terms,
conditions, limitations, or modifications thereof as the department may
deem appropriate. The department shall deny a permit if residential
areas and contiguous populations, will be endangered, or it otherwise
does not conform to the siting criteria established for liquefied
natural or petroleum gas facilities, or the department finds that the
facility is not necessary, or is otherwise not in the public interest to
be approved.
Transportation of liquefied natural and petroleum gas;
certified routes.
1. Except for transportation by navigable waterways, all intrastate
transportation of liquefied natural and petroleum gas in its cryogenic
state must be along established routes in accordance with a schedule
filed with the department, and approved in accordance with this section.
2. The department of transportation in consultation with the
department of environmental conservation shall establish criteria for
the safe transportation of such liquefied natural and petroleum gas.
Such criteria shall take into consideration the proximity of the route
or routes to contiguous populations, the capability of municipal fire
departments to protect communities and contiguous populations against
fire cloud damage attendant upon vapor release of the gas from its
cryogenic state due to accident or malfunction in equipment, and the
risk of further accident related thereto and conflagration attendant
upon its ignition. Such department's criteria shall be no less
restrictive than existing federal regulations. Such department shall
within one year from the effective date of this section, adopt
regulations prescribing the forms and procedures to be followed, which
shall include notice to all affected municipal police and fire
departments, for the certification of routes to be used for the safe
intrastate transportation of such liquefied natural and petroleum gas.
3. The department of transportation in consultation with the
department of environmental conservation shall maintain a map of
certified routes for the intrastate transportation of such liquefied
natural and petroleum gas. In order to have a route certified under this
section, any person proposing to undertake intrastate transportation of
such liquefied natural or petroleum gas shall file with such department
the proposed transportation route, subject to approval as herein
provided.
4. Upon application therefor, and before certifying a route for
intrastate transportation of such liquefied natural or petroleum gas
under subdivision three, the department of transportation shall hold a
public hearing and shall render a decision with respect thereto in
accordance with the requirements of section 23-1711, and, to the extent
applicable, section 23-1709. In addition, upon route certification, such
limitations as are appropriate for safety purposes shall be established
by such department for each such certified route, and the department,
further, shall establish procedure and notice requirements for the
particular route, in accordance with subdivision two hereof, to be given
to all affected municipal police and fire departments, to assure
adequate notice to all affected municipalities.
Inspection to insure compliance; allocation of enforcement
costs; revocation; civil and criminal penalties.
1. The department shall have continuing responsibility of inspection
to insure compliance with the terms of an environmental safety permit
issued under section 23-1707, of route certification under section
23-1713, and with regard to non-conforming facilities under section
23-1719, all in accordance with the terms of this title. It may do so
either with its own personnel exclusively, or by contract with one or
more of the affected municipalities, utilizing municipal inspection
personnel, or with one or more private firms qualified to monitor
compliance and certify with respect thereto, or by a combination of the
foregoing means as it may by regulation provide.
2. The expense of enforcement of this act, including necessary
training and qualification of municipal fire department personnel under
section 23-1717, shall be allocated by the department and assessed upon
an appropriate basis against the utilities and others subject to the
terms of this title, in order that the administration hereof shall be at
no net expense to the state or any affected municipality, but rather
charged on an allocated basis to the regulated corporations and
individuals subject to the requirements of this title, to be included as
part of the expense related to the furnishing of this form of energy,
and properly to be borne by the users thereof.
3. After notice and upon hearing if requested, the department shall
determine the reasonable cost to the department of its enforcement
responsibilities under this title, including direct costs, contractual
obligations under subdivision one of this section and under section
23-1717, and allocated departmental overhead; and, further, shall assess
said total cost, on an annual basis, against the utilities and others
subject to this title, allocated on the basis of direct costs related to
each of the foregoing, including contractual obligations incurred in
enforcement and training, and allocated departmental overhead charged on
the basis of departmental action required during the year with regard to
the particular utilities and others subject to its administration and
enforcement responsibilities.
4. In the event of the failure of the holder of an environmental
safety permit issued under section 23-1707, of route certification under
section 23-1713, or of a non-conforming facility under section 23-1719
to comply with the terms thereof or the provisions of the rules and
regulations adopted under article 70 of this chapter, the department may
revoke said permit or certificate pursuant to the provisions of article
70 of this chapter and impose upon the holder of such permit or
certificate a civil penalty of up to one thousand dollars for each day
the holder thereof has failed to comply with this title or a permit or
certificate issued hereunder, together with the allocated costs of the
revocation and enforcement proceeding itself.
5. In addition to any civil penalty assessed by the department
pursuant to subdivision four of this section, any person who knowingly
violates any provision of this title, any permit or certificate granted
under this title, or any order, rule, or regulation issued pursuant to
this title, except where such violation is unintentional and technical,
shall be guilty of a class A misdemeanor.
Training and qualification of municipal fire department
personnel; strict liability.
1. The legislature finds that liquefied natural and petroleum gas, in
view of its extreme volatility, high flammability, and dangerous
qualities if mishandled resulting in accidental release, poses problems
of the control thereof related to the lack of current training and
qualification of municipal fire department personnel responsible for
control and extinguishment of fire resulting from mishandling and
accidental release during its storage, transportation, and conversion.
2. Within thirty days after this title shall become effective, every
utility or other person subject to the jurisdiction of the public
service commission and which is engaged in the storage, transportation,
or conversion of liquefied natural or petroleum gas within the state
shall give notice to the department that it is a person subject to this
title, and shall specify by geographical description the municipality or
municipalities, or parts thereof, within the state where it is handling
or otherwise using liquefied natural or petroleum gas, with the nature
of such use, storage, transportation, or conversion, with the amounts
thereof in each location, on a monthly and annual basis, with any
projected increase or decrease in the use or handling thereof at such
location or locations within the state on a five year basis from date of
report.
3. Within sixty days thereafter, the department, in consultation with
the municipal fire department or departments indicated to be those
required to be trained and qualified under this title to control and
extinguish fires related to the reported facilities and transportation
of liquefied natural or petroleum gas, shall determine and report what,
if any, programs are necessary to enable such municipal fire department
or departments to be adequately prepared to control and extinguish such
fires and to protect persons and property within their municipality or
municipalities who might be subject to such danger.
4. The report of the department shall detail the capability and
preparedness, or lack thereof, of such fire department or departments
effectively to prevent or extinguish a fire at or related to any of the
reported facilities, or in connection with the transportation of
liquefied natural or petroleum gas; proposals for further training and
qualification of personnel which, if implemented, would enable such fire
department or departments effectively to carry out such
responsibilities; and a detailed analysis of the cost of training and
qualification of such municipal fire department personnel to do so,
including those related to additional manpower, new or additional
equipment, or training of such personnel, although not limited thereto.
Such report, in its cost analysis and in making recommendations with
respect thereto, shall report separately with regard to projected hiring
of additional personnel, the purchase of new or additional equipment and
supplies, and necessary training courses, on an initial and continuing
basis, together with any other proposals in implementation of this
section; and, in addition, shall make specific finding, with regard to
the particular municipal fire department or departments involved, which
of said proposals is or are required to be implemented to be carried out
to comply with the requirements of subdivision three of this section,
together with the reasonable cost thereof.
5. Notice of the department's determination with regard to
implementation of the training and qualification requirements of this
section and of the cost thereof shall be given to the utility or other
person subject to this section under subdivision two hereof and to the
municipal fire department or departments identified to be with
jurisdiction under subdivision three hereof. If a hearing is requested
within thirty days, a hearing shall be held promptly with regard to the
program and the cost thereof and, on the basis of the record of the
hearing the department, by its commissioner, may modify the program and
adjust the cost thereof to be charged against the utility, utilities, or
other persons subject to this title in accordance with the provisions of
subdivisions two and three of section 23-1715. Such cost, as related to
the training and qualification requirements of this title may, at the
option of the department, be paid to the department under subdivision
three of section 23-1715, or by the utility or other person directly to
the chief fiscal officer or officers of the municipality or
municipalities involved pursuant to this section; and, in any event,
shall be expended only on programs thus approved by the department for
the purpose of carrying out the requirements of this section.
6. Upon application for an environmental safety permit under section
23-1707 or for certification of a transportation route under section
23-1713, the procedure of notification, consultation, and report and
determination with regard to municipal fire department training program
and cost thereof shall be integrated with the application and the
determination of the department, if to grant the permit or certificate
or certificates, shall include the determination thereof with regard to
implementation of the training and qualification requirements of this
section and the allocation of the cost thereof, with respect to the
particular permit or certificate or certificates granted, to the utility
or other person subject to the requirements of this title.
7. In the event that more than one utility or other person is
determined to be charged with the cost of training and qualification
under this section, said charge or charges may be apportioned by the
department between or among them on an equitable basis related to the
degree to which each is responsible, based on the degree and complexity
of the cost of training and qualification involved. In no event shall
the department of environmental conservation, or its commissioner, by
virtue of this section, be determined to have any jurisdiction over the
operation or administration of any municipal fire department reimbursed
under this title and section, or over its fire fighting methods,
deployment of personnel, fiscal policies, or other aspects of its
administration. The department is authorized to promulgate rules and
regulations necessary to effectuate the purposes of this section.
8. The storage, transportation, and conversion of liquefied natural
and petroleum gas within the state, in view of its extreme volatility,
high flammability, and dangerous qualities if mishandled resulting in
accidental release, is determined to be hazardous and entails strict
liability on the part of any person, as defined under this title, that
undertakes such activities in the state. Neither compliance with the
requirements of this title, nor the exercise of due care, shall excuse
any such person from liability for personal or property damage
determined to be caused by the accidental release of liquefied natural
or petroleum gas within the state, and neither proof of means of
ignition nor distinctions between direct and consequential damage shall
relieve such person of absolute liability without regard to intent or
negligence for any personal or property damage thereby caused.
Non-conforming facilities; conformance to safety criteria;
moratorium.
The legislature finds that existing facilities have been constructed
and are in the process of being used which by reason of their
construction in residential areas or in dangerous proximity to
contiguous populations, or otherwise, are in violation of the terms of
this act, and, having been constructed before its enactment, have not
been approved in accordance with the procedures herein required. Taking
into account the needs of the service areas involved, the substantial
capital investment of the utilities therein, and the changes in
corporate plans that compliance with this title will entail, as against
the hazards posed to surrounding and contiguous areas and their
populations by the potential mishandling or accidental discharge of
liquefied natural or petroleum gas in its cryogenic state, the following
procedure is established to conform existing facilities to the safety
criteria herein prescribed, or, in the alternative, to reexamine the
necessity of their use in current locations, and to require alternative
siting.
1. Effective on passage hereof, and until regulations pursuant to
section 23-1709 are adopted and filed, no liquefied natural or petroleum
gas facility may be constructed, reconstructed, enlarged in storage
capacity, or, if constructed but unused, put into actual use and
operation in this state, and no environmental safety permit pursuant to
section 23-1707 of this title shall be issued for such facility.
2. With regard to any non-conforming liquefied natural or petroleum
gas storage or conversion facility in actual use and operation on
September first, nineteen hundred seventy-six, the following special
procedures shall apply:
a. On or before September first, nineteen hundred seventy-six, or the
thirtieth day after the effective date of this title, whichever shall be
later, the department shall notify any such non-conforming facility of
the provisions of this section and of this title, and shall advise it of
the procedures to be followed hereunder in terms of conformance to
safety criteria or alternative siting.
b. Within thirty days after this title shall become effective, such
non-conforming facility shall give the initial notice required under
subdivision two of section 23-1717, specifying by geographical
description the municipality or municipalities, or parts thereof, within
the state within which it is handling or otherwise using liquefied
natural or petroleum gas, with the nature of such use, storage,
transportation, or conversion, with the amounts thereof in each
location, on a monthly and annual basis, with any projected increase or
decrease in the use or handling thereof at such location or locations
within the state on a five year basis from date of report.
c. Within sixty days thereafter, the department shall complete the
consultation and report required by subdivisions three and four of
section 23-1717, and the notification required by the first sentence of
subdivision five of that section. Thereafter, further proceedings under
subdivision five shall be integrated with the hearing hereinafter
directed to be had with regard to the non-conforming facility; and the
implementation of the balance of section 23-1717, with regard to
training and qualification of municipal fire department personnel, shall
be effected in accordance with the determination of the department with
regard to the non-conforming facility.
d. Within one hundred and eighty days after this title shall become
effective, a public hearing or hearings shall be held in the area or
areas in which the non-conforming facility or facilities are located.
Such hearing or hearings shall be held on sixty days' notice and as
otherwise provided in subdivisions two and three of section 23-1711.
Notice shall be given by the facility or facilities in accordance with
subdivision three thereof, and public participation shall be afforded by
appropriate location and scheduling, and the opportunity to submit oral
or written statements for the record.
e. In the adjudicatory phase of the hearing or hearings, evidence may
be received relating to the criteria set forth in section 23-1709 as
they relate to the non-conforming facility, and with regard to the
capability of municipal fire department personnel to control and
extinguish fire resulting from mishandling and accidental release of
liquefied natural and petroleum gas during its storage, transportation,
or conversion. At the time of the notice of hearing the department shall
make public its report under paragraph c of subdivision two of this
section, together with all information secured by it with respect to the
training and qualification of the municipal fire department or
departments and their personnel to control or extinguish fires related
to the use of the non-conforming facility, and additional oral testimony
by the municipal fire department or departments with respect thereto
shall be required at the hearing.
3. Upon the basis of the record the department shall render a
decision, (a) permitting the facility to continue at the location, under
such terms, conditions, or modification of procedures as the department
may deem appropriate; or (b) directing discontinuance of the facility
upon a showing of alternate means of meeting the service needs currently
satisfied thereby, or upon a showing that the service needs currently
satisfied thereby are not sufficient to outweigh the public interest in
safety within the terms of section 23-1711. Location within a
residential area or in dangerous proximity to contiguous populations
shall not, in and of themselves, be determinative with respect to the
department determination, but shall be considered along with the other
factors set forth in section 23-1709 as criteria for siting, and the
information elicited before and at the hearing with respect to the
training and qualification of municipal fire department personnel to
control or extinguish fires related to the facility under subdivision
two of this section, in determining whether or not to permit
continuation of the facility at the existing location. In the event it
is determined to permit continuation of the facility, it shall be under
such limitations in terms of time and conditions as will permit the
department currently to review the status of the facility, and to
integrate its continued operation with the regulation of other
facilities and activities subject to this title to be certified under
sections 23-1707 and 23-1713. In the event it is determined to direct
discontinuance of the facility, it may be effected over the course of a
phase-out period not to exceed three years from the date of
determination, in order to arrange for alternate facilities or other
means of meeting approved service needs of the area currently served by
the facility. In connection with the foregoing, it shall be appropriate
at the hearing or hearings provided under this section to receive
evidence with regard to capital investment in any such non-conforming
facility, the extent of amortization and of tax writeoff thereof,
adaptability for alternate use, availability of alternate siting or
means of meeting demonstrated and approved service needs of the area.
With regard thereto, it shall be appropriate to solicit information and
recommendations from the public service commission with respect to
consumer needs and the meeting thereof in economical fashion consistent
with the requirements of this title, and from the state energy office,
if established, with regard to state energy policy. The cost of the
hearing and of allocated departmental overhead shall be assessed against
the non-conforming facility pursuant to subdivisions two and three of
section 23-1715. It is anticipated that any hearing or hearings held
under this section with regard to non-conforming facilities will also
relate to the function of the department in adopting regulations
establishing criteria for the siting of liquefied natural and petroleum
gas facilities, and such shall also be considered in the allocation of
expense with regard to hearing or hearings held under this section.
Hardship; petition and hearing; permit.
1. Any person, upon a showing of hardship caused by the moratorium
under subdivision one of section 23-1719 may petition the department for
a review of the application of the moratorium to any proposed activity
subject to this title. This shall be by notice to the department of the
activity proposed to be conducted, including the information related to
geographical location, nature of proposed use, storage, transportation,
or conversion, and proposed and projected amounts of liquefied natural
or petroleum gas proposed to be used or handled as required in
subdivision two of section 23-1719 and subdivision two of section
2. Thereafter, within thirty days after receipt of the petition, the
department shall schedule a hearing upon thirty days' notice, to be held
in accordance with the other requirements of paragraphs d and e of
subdivision two of section 23-1719, insofar as applicable, and upon such
further terms and conditions as it may establish.
3. If the proposed activity is not contrary to the policy of this
title, or of any provision thereof, the department may permit the
activity to continue during the moratorium, provided that permission may
be revoked by the department if its terms are violated, and provided,
further, that any such hardship permit issued by the department shall be
in addition to, and not in lieu of such certification as may be required
by any municipality within the jurisdiction of which such proposed
activity will be undertaken. Cost of application and hearing shall be
assessed against the applicant.
Judicial review.
Review under this title may be had in a proceeding under article
seventy-eight of the civil practice law and rules at the instance of any
person aggrieved.
Preservation of jurisdiction of public service commission;
consultation and coordination with commission and energy
office.
Except herein as specifically provided with regard to the public
safety, as legislatively determined, this title shall not otherwise
affect the jurisdiction of the public service commission in the
performance of its statutory responsibilities with regard to the
regulation of utilities, the setting of rates, and other aspects of its
jurisdiction. The department shall consult on a continuing basis with
the public service commission and the state energy office, if
established, in the administration of this title, and shall coordinate
its administration thereof with those agencies in the interests of
coordinated state energy policy.
Severability.
If any part of this title or the application thereof to any person or
circumstances shall be adjudged to be invalid by a court of competent
jurisdiction, such order or judgment shall be confined in its
applicability to the controversy in which it was rendered, and not
affect or invalidate the remainder of any provision of any section or
subdivision hereof or the application of any part of the act so
interpreted, or otherwise, to any other person or circumstance, and to
this end the provisions of each section of the act, and of subdivisions
and parts thereof, are hereby declared to be separable.
TITLE 19 Oil, Gas and Solution Mining Regulation and Reclamation Fee
Construction of title.
1. Nothing contained herein shall release a person from any obligation
imposed by the provisions of this article or rules and regulations
promulgated thereunder.
2. This title shall supersede all other laws enacted by local
governments or agencies concerning the imposition of a fee relating to
circumstances described in this title. Nothing in the preceding sentence
or in this title shall be construed as superseding or in any way
limiting the right of any local government to impose real property taxes
pursuant to the real property tax law.
3. Except as otherwise provided in subdivision 4 of this section, the
following owners shall not be subject to the fees imposed in this title:
a. The United States of America or any of its agencies or
instrumentalities;
b. The state of New York or any of its agencies; and
c. Local Agencies.
4. Agencies shall be subject to the fees imposed in this title when
such agencies produce oil or gas, or engage in solution mining, for sale
or exchange.
Imposition of oil, gas and solution mining regulation and
reclamation fees.
1. When a permit is granted to a person by the department pursuant to
section 23-0305 of this article to drill a well or when a person
converts a well to one subject to the oil, gas and solution mining law,
such person shall pay to the department:
a. A one hundred dollar fee to be credited to the oil and gas account
established under chapter fifty-eight of the laws of nineteen hundred
eighty-two; and
b. A fee in accordance with the depth drilled or expected to be
drilled as set forth below:
0- 500ft. - $ 190
501- 1000ft. - $ 380
1001- 1500ft. - $ 570
1501- 2000ft. - $ 760
2001- 2500ft. - $ 950
2501- 3000ft. - $1,140
3001- 3500ft. - $1,330
3501- 4000ft. - $1,520
4001- 4500ft. - $1,710
4501- 5000ft. - $1,900
5001- 5500ft. - $2,090
5501- 6000ft. - $2,280
6001- 6500ft. - $2,470
6501- 7000ft. - $2,660
7001- 7500ft. - $2,850
7501- 8000ft. - $3,040
8001- 8500ft. - $3,230
8501- 9000ft. - $3,420
9001- 9500ft. - $3,610
9501-10,000ft.- $3,800
over 10,000ft.- $3,800 plus $190 for each incremental 500
feet of depth over 10,000 feet.
A person who has paid the fees described shall not be required to pay
any additional fee for a well conversion. The fee for well deepening
permits pertaining to wells for which a well drilling permit was issued
after August twenty-fifth, nineteen hundred eighty-one, shall be
calculated on the basis of the additional depth drilled.
In the event the actual depth drilled exceeds the depth expected to be
drilled, an additional amount shall be paid such that the total fee paid
shall be in accordance with the schedule set forth in this paragraph.
2. Upon requesting from the department any determination under the
Natural Gas Policy Act, such person shall pay a fifty dollar fee per
well for each such determination.
3. The department shall have the authority to establish reasonable
fees by rule for closed-loop boreholes deeper than five hundred feet
below the earth's surface pursuant to subdivision fifteen of section
23-0305 of this article to be credited to the oil and gas account
established under chapter fifty-eight of the laws of nineteen hundred
eighty-two for the purposes of environmental protection or greenhouse
gas emission reduction.
TITLE 21 Interstate Compact to Conserve Oil and Gas
Interstate Compact to Conserve Oil and Gas.
1. The Interstate Compact to Conserve Oil and Gas, as first enacted by
chapter 501 of the laws of 1941, and as re-enacted by chapter 263 of the
laws of 1963, is hereby continued as follows:
INTERSTATE COMPACT TO CONSERVE OIL AND GAS
ARTICLE I
This agreement may become effective within any compacting state at any
time as prescribed by that state, and shall become effective within
those states ratifying it whenever any three of the states of Texas,
Oklahoma, California, Kansas and New Mexico have ratified and Congress
has given its consent. Any oil-producing state may become a party
thereto as hereinafter provided.
ARTICLE II
The purpose of this compact is to conserve oil and gas by the
prevention of physical waste thereof from any cause.
ARTICLE III
Each state bound hereby agrees that within a reasonable time it will
enact laws, or if laws have been enacted, then it agrees to continue the
same in force, to accomplish within reasonable limits the prevention of:
(a) The operation of any oil well with an inefficient gas-oil ratio.
(b) The drowning with water of any stratum capable of producing oil or
gas, or both oil and gas in paying quantities.
(c) The avoidable escape into the open air of the wasteful burning of
gas from a natural gas well.
(d) The creation of unnecessary fire hazards.
(e) The drilling, equipping, locating, spacing or operating of a well
or wells so as to bring about physical waste of oil or gas or loss in
the ultimate recovery thereof.
(f) The inefficient, excessive or improper use of the reservoir energy
in producing any well.
The enumeration of the foregoing subjects shall not limit the scope of
the authority of any state.
ARTICLE IV
Each state bound hereby agrees that it will, within a reasonable time,
enact statutes, or if such statutes have been enacted then that it will
continue the same in force, providing in effect that oil produced in
violation of its valid oil and/or gas conservation statutes or any valid
rule, order or regulation promulgated thereunder, shall be denied access
to commerce; and providing for stringent penalties for the waste of
either oil or gas.
ARTICLE V
It is not the purpose of this compact to authorize the states joining
herein to limit the production of oil or gas for the purpose of
stabilizing or fixing the price thereof, or create or perpetuate
monopoly, or to promote regimentation, but is limited to the purpose of
conserving oil and gas and preventing the avoidable waste thereof within
reasonable limitations.
ARTICLE VI
Each state joining herein shall appoint one representative to a
commission hereby constituted and designated as THE INTERSTATE OIL
COMPACT COMMISSION, the duty of which said Commission shall be to make
inquiry and ascertain from time to time such methods, practices,
circumstances and conditions as may be disclosed for bringing about
conservation and at such intervals as said commission deems beneficial
it shall report its findings and recommendations to the several states
for adoption or rejection.
The commission shall have power to recommend the coordination of the
exercise of the police powers of the several states within their several
jurisdictions to promote the maximum ultimate recovery from the
petroleum reserves of said states, and to recommend measures for the
maximum ultimate recovery of oil and gas. Said Commission shall organize
and adopt suitable rules and regulations for the conduct of its
business.
No action shall be taken by the Commission except:
(a) By the affirmative votes of the majority of the whole number of
the compacting states, represented at any meeting, and
(b) By a concurring vote of a majority in interest of the compacting
states at said meeting, such interest to be determined as follows:
Such vote of each state shall be in the decimal proportion fixed by
the ratio of its daily average production during the preceding calendar
half-year to the daily average production of the compacting states
during said period.
ARTICLE VII
No state by joining herein shall become financially obligated to any
other state, nor shall the breach of the terms hereof by any state
subject such state to financial responsibility to the other states
joining herein.
ARTICLE VIII
This compact shall expire September 1, 1937, but any state joining
herein may, upon sixty (60) days notice, withdraw herefrom. The
representatives of the signatory states have signed this agreement in a
single original which shall be deposited in the archives of the
Department of State of the United States, and a duly certified copy
shall be forwarded to the Governor of each of the signatory states.
This compact shall become effective when ratified and approved as
provided in Article I of this compact. Any oil-producing state may
become a party hereto by affixing its signature to a counterpart to be
similarly deposited, certified and ratified.
Done in the City of Dallas, Texas, this sixteenth day of February,
1935.
E. W. MARLAND
The Governor of the State of Oklahoma
JAMES V. ALLRED
The Governor of the State of Texas
R. L. PATTERSON
For the State of California
FRANK VESELY
E. H. WELLS
HUGH BURCH
HIRAM M. DOW
For the State of New Mexico
The following representatives recommend to their respective Governors
and Legislatures the ratification of the foregoing agreement:
JOHN W. OLVEY
of Arkansas
WARWICK M. DOWNING
of Colorado
WILLIAM BELL
of Illinois
GORDON E. VAN EENANAAM
GERALD COTTER
of Michigan
RALPH J. PRYOR
E. B. SHAWVER
T. C. JOHNSON
of Kansas
2. The Governor of this state is authorized and empowered, on behalf
of the state, to execute agreements for the further extension of the
operation of such compact and to determine if and when it shall be for
the best interests of this state to withdraw from such compact upon
sixty days' notice as provided therein. In the event the Governor shall
determine that the state should withdraw from such compact, he shall
have full power and authority to give necessary notice and to take any
and all steps necessary and proper to effect the withdrawal of this
state from such compact.
3. The Commissioner shall be the official representative of this state
on the Interstate Oil Compact Commission. At the direction of the
commissioner, any other officer or employee of the department may serve
as substitute representative in the place and stead of the commissioner.
The commissioner shall consult and coordinate with the president of the
New York state energy research and development authority on issues
relating to state energy policy.
4. The Interstate Oil Compact Commission shall submit annually in
accordance with the laws and practices of this state, to the department,
for study and consideration an estimate of moneys required to
administer, manage and support the commission during the ensuing fiscal
year. Such estimate shall include any request for appropriation of funds
by New York and shall be accompanied by a tabulation of similar requests
which the commission expects to make to each other member state and the
formula or factors upon which such respective requests are based.
5. The department shall include a suitable item or items of estimated
expenditures for the Interstate Oil Compact Commission in the budget
estimates of the department.
6. The State Comptroller is hereby authorized and empowered from time
to time to examine the accounts and books of the commission, including
its receipts, disbursements and such other items referring to its
financial standing as such Comptroller may deem proper and to report the
results of such examination to the Governor.
7. No provision of the Conservation Law, and no provision of the
Environmental Conservation Law, if such provision of the Environmental
Conservation Law was derived from a provision of the Conservation Law,
which is inconsistent with the provisions of the Interstate Compact to
Conserve Oil and Gas shall be applicable to the Interstate Oil Compact
Commission or to any matter governed by the Interstate Compact to
Conserve Oil and Gas.
8. Nothing in this section is intended or shall be construed to
prevent or prohibit the production of oil by water induction methods
commonly called water flooding nor to require or necessitate the
enactment of conservation statutes unless and until the Legislature
shall determine by law that such statutes are advisable or necessary to
prevent the physical waste of oil or gas.
9. The commissioner shall make such reports to the Interstate Oil
Compact Commission and the Governor as he deems appropriate.
10. When the Governor on behalf of the state, executes any agreement
for the extension of the operation of the compact herein set forth, he
shall affix his signature thereto under a recital that such agreement is
executed pursuant to the provisions of the compact, subject to the
limitations and qualifications which are contained in the several
subdivisions of this section and are in aid and furtherance thereof.
TITLE 23 Rerefining of Used Oil
Definitions.
For the purposes of this title:
1. The term "used oil" means all petroleum-based lubricating oils
which have through use been contaminated by physical or chemical
impurities which have not been removed by subsequent rerefining;
2. The term "rerefined oil" means used oil which has been refined to
remove the physical and chemical contaminants so that it shall be
suitable for lube stock or fuel oil acquired through use, which by
itself or when blended with new oil or additives is substantially
equivalent or superior to new oil intended for the same purposes, as
specified in the American Petroleum Institute's engine service
classifications;
3. The term "new oil" means all oil which has been refined from virgin
oil and may or may not contain additives, but has never been used, and
does not include used oil or rerefined oil;
4. The term "lubricating oil" means all petroleum-based oil which:
a. is suitable for use as a lubricant, or
b. is sold for use as a lubricant, and
c. is not consumed in normal use;
5. The term "fuel oil" means all oil which has been refined,
rerefined, or otherwise processed for the purpose of being burned to
produce heat;
6. The term "on-premises oil changing operation" means any
establishment that drains or collects used oil and replaces the used oil
with new or rerefined lubricating oil;
7. The term "service establishment" means every automobile service
station including gas only outlets and any other retail outlet and boat
marina selling at least five hundred gallons of lubricating oil annually
and having an on-premises oil changing operation;
8. The term "used oil collector" means any waste transporter as
defined in title three of article twenty-seven of this chapter who
controls a system which functions to retrieve or collect used oil for
sale or transfer to oil rerefining facilities, or for other methods of
disposal, but shall not include service establishments;
9. The term "rerefiner" means any person who rerefines used oil to
remove its physical and chemical contaminants; and
10. The term "disposal" means the discharge, deposit, injection,
dumping, spilling, leaking or placing of any used oil into or on any
land or water so that such used oil or any related constituent thereof
may enter the environment or be emitted into the air or discharged into
any waters of the state including groundwaters thereof. Disposal shall
include the incineration of used oil and the burning of used oil for the
purpose of recovering usable energy.
11. The term "retail establishment" means every vendor that sells
lubricating oil at retail in quantities in excess of one thousand
gallons per year.
Official encouragement for the use of rerefined oil.
All state and local officials shall act within their authority to
encourage the use of rerefined oil. Such action shall include, but not
be limited to:
1. Review of any laws, rules and regulations, ordinances or
specifications which exclude the use of rerefined oil products that meet
the standards as specified in the American Petroleum Institute's engine
service classifications for oil products; and
2. Educating the private sectors of the economy as to the merits of
rerefined oil, and the need for its use in order to reduce the drain on
the nation's oil reserves and minimize the disposal of used oil in ways
harmful to the environment.
Regulations of the commissioner.
The commissioner shall, after holding a public hearing with due
notice, promulgate rules and regulations governing used oil collectors
and rerefiners, in conformance with article twenty-seven of this
chapter, to carry out the requirements of this title.
Used oil retention facilities required; installation and
maintenance; posting of notice.
1. Service establishments. a. Every service establishment, and every
other person, industrial operation, airport, trucking terminal, state or
local government facility generating at least five hundred gallons of
used oil annually, shall, no later than September first, nineteen
hundred seventy-nine, provide and maintain used oil retention
facilities, properly sheltered and protected to prevent spillage,
seepage or discharge of used oil into storm or sanitary sewers or into
or on any lands or waters of the state including groundwaters thereof.
The used oil shall be periodically removed from the retention facility
by a waste transporter duly permitted by the department under the
provisions of title three of article twenty-seven of this chapter.
Waste transporters may dispose of used oil only by delivery to a
rerefiner except where otherwise permitted by the commissioner. Rules
and regulations defining proper design and maintenance of a retention
facility may be promulgated by the commissioner.
b. An owner or an employee of every service establishment who is
present on the premises shall be required to accept during the normal
business hours of the establishment and at no charge, used oil in
quantities not exceeding five gallons per day from any individual;
provided, however, this requirement to accept does not apply if the
petroleum-based lubricating oil brought to the establishment is
determined to have been contaminated through other than ordinary and
normal use, and does not apply if the used oil retention facility is
temporarily filled to capacity; and provided further that such
establishment need only accept used oil in screw-top, rigid, closed
containers. No such establishment shall impose upon a customer a
separate charge or fee for accepting or disposing of used oil; nor shall
such establishment impose any charge upon any individual who is not a
customer for such service.
c. Every service establishment shall post a conspicuous sign, open to
public view, stating: "WE ACCEPT USED OIL FOR RECYCLING AT NO CHARGE".
Such establishment may additionally state, on the same sign or an
additional sign, that used oil is accepted only during normal business
hours and may state such hours.
2. Retail establishments. a. Unless exempted, every retail
establishment shall provide and maintain used oil retention facilities,
properly sheltered and protected to prevent spillage, seepage or
discharge of used oil into storm or sanitary sewers or into or on any
lands or waters of the state including groundwater thereof. The used oil
shall be periodically removed from the retention facility by a waste
transporter duly permitted by the department under the provisions of
title three of article twenty-seven of this chapter. Waste transporters
may dispose of used oil only by delivery to a rerefiner except where
otherwise permitted by the commissioner. Rules and regulations defining
proper design and maintenance of a retention facility may be promulgated
by the commissioner.
b. Every retail establishment shall be required to accept at no
charge, used oil in quantities not exceeding five gallons per day from
any individual during normal business hours of the establishment;
provided, however, this requirement to accept does not apply if the
petroleum-based lubricating oil brought to the establishment is
determined to have been contaminated through other than ordinary and
normal use; and provided further, that such establishment need only
accept used oil in screw-top, rigid, closed containers.
c. Exemptions. Pursuant to rules and regulations promulgated by the
department for the implementation of this section, a retail
establishment shall not be required to accept used oil if:
(1) the used oil retention facility is temporarily filled to capacity;
or
(2) the retail establishment has a current contract with another
retail establishment, municipality or service establishment with an
on-premises used oil retention facility, for the collection of the
contracting retail establishment's used lubricating oil. In counties or
cities with a population of one million or more the distance between
such contracting retail establishment and the contractor shall not
exceed eight miles. In all other areas of the state the contracting
retail establishment and the contractor shall be within the same or
adjacent towns or cities; or
(3) the retail establishment has been granted a hardship waiver by the
commissioner for the inability to comply with this section.
d. Signs required. (1) Every retail establishment with an on-premises
used oil retention facility shall post a conspicuous sign, open to
public view, stating "WE ACCEPT USED OIL FOR RECYCLING AT NO CHARGE".
Such establishment may additionally state, on the same sign or an
additional sign, that used oil is accepted only during normal business
hours, and may state such hours.
(2) Every retail establishment that contracts with another retail
establishment or service establishment, shall post a conspicuous sign,
open to the public view stating: "USED OIL FOR RECYCLING WILL BE
ACCEPTED BY (name of contracted establishment) AT (Address of contracted
establishment) AT NO CHARGE". Such establishment may additionally state,
on the same sign or an additional sign, that used oil is accepted only
during normal business hours of the contracted establishment, and may
state such hours.
3. For the purposes of this section, so long as a service or retail
establishment shall maintain its used oil retention facilities in
compliance with the provisions of this section and any rules and
regulations promulgated hereunder and shall deliver collected quantities
of used oil to a duly permitted waste transporter or dispose of the used
oil as otherwise authorized or permitted by the commissioner, such
service establishment shall be exempt from the provisions of titles
seven and nine of article twenty-seven and article seventy-two of this
chapter.
Prohibited disposal of used oil.
1. No person shall engage in the improper disposal of used oil. Used
oil shall only be deposited in an available used oil retention facility
or disposed of as otherwise authorized or permitted by the commissioner.
The provisions of this section shall not apply to the use of used oil
for maintenance or lubrication of agricultural equipment.
2. No person shall sell or offer for sale a used oil disposal kit or
product which is comprised of absorbent material into which the
lubricating oil from a vehicle is drained when performing an oil change
and which is intended for disposal into the solid waste stream rather
than for reuse or recycling.
Records.
Every used oil collector and rerefiner shall maintain complete
records, in conformance with article twenty-seven of this chapter.
Reports.
The commissioner shall in consultation with the commissioners of the
state energy office and transportation, submit a report to the governor
and legislature not later than April first of each year, containing, but
not limited to, the following information:
1. The amount of lubricating oil sold throughout the state in the
previous year;
2. The amount and location of used oil collected and the amount
received in the previous year;
3. The significance of used oil as a contributor to air and water
pollution and other environmental problems;
4. The problems of the oil rerefining industry in carrying out the
purposes of this title, and possible solutions thereto, including but
not limited to, new technological requirements, marketing techniques and
deficiencies and suggested tax incentive programs;
5. The estimated impact which the provisions of this title and other
relevant provisions of law have had upon the conservation of petroleum
resources; and
6. Proposals for further legislative action to aid in carrying out the
purposes of this title.
TITLE 24 New York State Oil Energy Conservation Program
Legislative intent.
The legislature finds and declares that the conservation of the
state's oil reserves will be of broad benefit to the state. Through
utilization of modern well closure technologies, oil will be conserved
for the state's future. The legislature further finds that such closure
will provide an increased supply of high grade crude oil used for the
development of advanced lubricants which are crucial in the promotion of
the use of high efficiency engines. In recognition of the potential
energy conservation benefits to be accrued from the closure of such
wells, the legislature declares that a program directed toward the
implementation of modern well closure technologies on abandoned oil
wells will provide energy, economic and environmental benefits to the
state.
New York state oil energy conservation program.
1. The department shall actively implement a modern oil well closure
technologies program which shall assist in the implementation of closure
technologies on abandoned oil wells and well fields in the state. The
program shall:
a. promote the implementation of plugging closure technologies on
abandoned oil wells; and
b. identify special needs and problems facing firms implementing well
plugging technologies on abandoned oil wells and recommend approaches
and solutions to address such identified needs and problems.
2. The program shall provide for grants for programs of oil well
plugging on abandoned oil wells by persons, firms, or corporations
located in the state of New York.
3. Applications for grants under this program shall be evaluated based
upon the following criteria:
a. the technical feasibility of the proposals;
b. the energy conservation potential of such applications;
c. the extent such closure will provide for high grade crude oil
utilized for the development of high efficiency lubricants;
d. the environmental benefits to be accrued from the utilization of
such technologies; and
e. the possibilities for dissemination of the closure technologies to
other firms.
4. The department, in carrying out the provisions of this title, shall
coordinate, where feasible, with the state energy office.
TITLE 27 New York State Mined Land Reclamation Law
Short title.
This title shall be known and may be cited as the "New York State
Mined Land Reclamation Law".
Declaration of policy.
1. The legislature hereby declares that it is the policy of this state
to foster and encourage the development of an economically sound and
stable mining industry, and the orderly development of domestic mineral
resources and reserves necessary to assure satisfaction of economic
needs compatible with sound environmental management practices. The
legislature further declares it to be the policy of this state to
provide for the management and planning for the use of these
non-renewable natural resources and to provide, in conjunction with such
mining operations, for reclamation of affected lands; to encourage
productive use including but not restricted to the planting of forests,
the planting of crops for harvest, the seeding of grass and legumes for
grazing purposes, the protection and enhancement of wildlife and aquatic
resources, the establishment of recreational, home, commercial, and
industrial sites; to provide for the conservation, development,
utilization, management and appropriate use of all the natural resources
of such areas for compatible multiple purposes; to prevent pollution; to
protect and perpetuate the taxable value of property; to protect the
health, safety and general welfare of the people, as well as the natural
beauty and aesthetic values in the affected areas of the state.
2. For the purposes stated herein, this title shall supersede all
other state and local laws relating to the extractive mining industry;
provided, however, that nothing in this title shall be construed to
prevent any local government from:
a. enacting or enforcing local laws or ordinances of general
applicability, except that such local laws or ordinances shall not
regulate mining and/or reclamation activities regulated by state
statute, regulation, or permit; or
b. enacting or enforcing local zoning ordinances or laws which
determine permissible uses in zoning districts. Where mining is
designated a permissible use in a zoning district and allowed by special
use permit, conditions placed on such special use permits shall be
limited to the following:
(i) ingress and egress to public thoroughfares controlled by the local
government;
(ii) routing of mineral transport vehicles on roads controlled by the
local government;
(iii) requirements and conditions as specified in the permit issued by
the department under this title concerning setback from property
boundaries and public thoroughfare rights-of-way natural or man-made
barriers to restrict access, if required, dust control and hours of
operation, when such requirements and conditions are established
pursuant to subdivision three of section 23-2711 of this title;
(iv) enforcement of reclamation requirements contained in mined land
reclamation permits issued by the state; or
c. enacting or enforcing local laws or ordinances regulating mining or
the reclamation of mines not required to be permitted by the state; or
d. enacting or enforcing local laws or ordinances requiring the
monitoring of groundwater impacts resulting from mining or the
reclamation of mines within counties with a population of one million or
more which draw their primary source of drinking water for a majority of
county residents from a designated sole source aquifer.
3. No agency of this state shall consider an application for a permit
to mine as complete or process such application for a permit to mine
pursuant to this title, within counties with a population of one million
or more which draw their primary source of drinking water for a majority
of county residents from a designated sole source aquifer, if local
zoning laws or ordinances prohibit mining uses within the area proposed
to be mined.
Definitions.
As used in this title, unless the context otherwise requires:
1. "Abandoned" means the cessation of mining and reclamation
activities on land affected by mining without prior notification to the
department of such cessation of activities or without describing such
cessation in a mined land-use plan approved by the department, and after
opportunity to be heard.
2. "Affected land" and "land affected by mining" means the sum of that
surface area of land or land under water which: (i) has been disturbed
by mining since April first, nineteen hundred seventy-five and not been
reclaimed, and (ii) is to be disturbed by mining during the term of the
permit to mine.
3. "Applicant" means that person making application to the department
for a mining permit.
4. "Haulageway" means all roads utilized for mining purposes, together
with that area of land over which material is transported, that are
located within the permitted area.
5. "Mine" means any excavation from which a mineral is to be produced
for sale or exchange, or for commercial, industrial or municipal use;
all haulageways and all equipment above, on or below the surface of the
ground used in connection with such excavation, and all lands included
in the life of the mine review by the department.
6. "Mined land-use plan" means a document, consisting of a mining plan
and a reclamation plan, which describes proposals for conduct of the
applicant's mining operation and reclamation of the land to be mined to
achieve the purposes of this title.
7. "Mineral" means any naturally formed, usually inorganic, solid
material located on or below the surface of the earth. For the purposes
of this title, peat and topsoil shall be considered minerals.
8. "Mining" means the extraction of overburden and minerals from the
earth; the preparation and processing of minerals, including any
activities or processes or parts thereof for the extraction or removal
of minerals from their original location and the preparation, washing,
cleaning, crushing, stockpiling or other processing of minerals at the
mine location so as to make them suitable for commercial, industrial, or
construction use; exclusive of manufacturing processes, at the mine
location; the removal of such materials through sale or exchange, or for
commercial, industrial or municipal use; and the disposition of
overburden, tailings and waste at the mine location. "Mining" shall not
include the excavation, removal and disposition of minerals from
construction projects, exclusive of the creation of water bodies, or
excavations in aid of agricultural activities.
9. "Mining plan" means a description of the applicant's mining
operation which shall include maps, plans, written materials and other
documents as required by the department.
10. "Overburden" means all of the earth, vegetation and other
materials which lie above or alongside a mineral deposit.
11. "Permittee" means any person who holds a valid mining permit from
the department for the boundaries of the land identified in the mined
land-use plan.
12. "Person" means any individual, public or private corporation,
political subdivision, government agency, department or bureau of the
state, municipality, industry, partnership, association, firm, trust,
estate or any other legal entity whatsoever.
13. "Person engaged in mining" means a person who is subject to this
title but who is mining without a mining permit issued by the
department.
14. "Reclamation" means the conditioning of the affected land to make
it suitable for any uses or purposes consistent with the provisions of
this title.
15. "Reclamation plan" means a description of operations to be
performed by the applicant to reclaim the land to be mined over the life
of the mine. The reclamation plan shall include maps, plans, the
schedule for reclamation, written material and other documents as
required by the department.
16. "Spoil" means any waste material removed from its natural place in
the process of mining and all waste material directly connected with the
cleaning and preparation of any minerals.
17. "Tailings" means material of inferior quality or value resulting
from the removal, preparation or processing of minerals.
Administration of title.
1. The department shall have and be entitled to exercise the following
powers and duties:
(a) to issue permits in accordance with the criteria set forth in this
article and the rules and regulations promulgated thereunder;
(b) to administer and enforce the provisions of this title and any
rule or regulation promulgated thereunder or order issued pursuant
thereto;
(c) to establish environmental standards and criteria for mining and
reclamation of the affected land to achieve the purposes of this title;
(d) to order, pursuant to section 71-0301 of this chapter, an
immediate suspension of mining or reclamation operations or operations
incidental or appurtenant thereto whenever such operations are being
carried on in violation of this title or of rules, regulations and
orders adopted pursuant thereto;
(e) to conduct investigations and obtain data with respect to research
experiments and demonstrations, and to collect and disseminate
information regarding mining and reclamation;
(f) to accept grants or funds for purposes of administration of this
title and research into the fields of mining and land reclamation;
(g) to cooperate with any other governmental entity to further the
purposes of this title;
(h) to contract with the soil and water conservation district in the
county where a mine is located to achieve the purposes of this title;
(i) to allow, upon agreement by the department and the permittee, the
reclamation of unreclaimed land affected by mining prior to April first,
nineteen hundred seventy-five, as a substitute for reclamation of land
affected by mining after that date, provided that a net environmental
benefit results from such substitution; and
(j) to determine, after notice and an opportunity for a hearing, if a
mining operation has been abandoned.
2. This title shall not apply to the commissioner of general services
acting with respect to lands under water pursuant to the public lands
law.
3. The state geological survey shall be the state agency responsible
for the collection of mineral production information for the state in
association with the United States bureau of mines. The state geological
survey shall also continue to be the state agency responsible for the
conduct of mineral resource investigations and inventories. Such
information shall be made available to the department upon request and
the survey shall have access to any records of the department collected
in conjunction with the administration of this title.
Permits.
1. After September first, nineteen hundred ninety-one, any person who
mines or proposes to mine from each mine site more than one thousand
tons or seven hundred fifty cubic yards, whichever is less, of minerals
from the earth within twelve successive calendar months or who mines or
proposes to mine over one hundred cubic yards of minerals from or
adjacent to any body of water not subject to the jurisdiction of article
fifteen of this chapter or to the public lands law shall not engage in
such mining unless a permit for such mining operation has been obtained
from the department. A separate permit shall be obtained for each mine
site.
2. Applications for permits may be submitted for annual terms not to
exceed five years. A complete application for a new mining permit shall
contain the following:
(a) completed application forms;
(b) a mined land-use plan;
(c) a statement by the applicant that mining is not prohibited at that
location; and
(d) such additional information as the department may require.
3. Upon receipt of a complete application for a mining permit, for a
property not previously permitted pursuant to this title, a notice shall
be sent by the department, by certified mail, to the chief
administrative officer of the political subdivision in which the
proposed mine is to be located (hereafter, "local government"). Such
notice will be accompanied by copies of all documents which comprise the
complete application and shall state whether the application is a major
project or a minor project as described in article seventy of this
chapter.
(a) The chief administrative officer may make a determination, and
notify the department and applicant, in regard to:
(i) appropriate setbacks from property boundaries or public
thoroughfare rights-of-way,
(ii) manmade or natural barriers designed to restrict access if
needed, and, if affirmative, the type, length, height and location
thereof,
(iii) the control of dust,
(iv) hours of operation, and
(v) whether mining is prohibited at that location.
Any determination made by a local government hereunder shall be
accompanied by supporting documentation justifying the particular
determinations on an individual basis. The chief administrative officer
must provide any determinations, notices and supporting documents
according to the following schedule:
(i) within thirty days after receipt for a major project,
(ii) within thirty days after receipt for a minor project.
(b) If the department finds that the determinations made by the local
government pursuant to paragraph (a) of this subdivision are reasonable
and necessary, the department shall incorporate these into the permit,
if one is issued. If the department does not agree that the
determinations are justifiable, then the department shall provide a
written statement to the local government and the applicant, as to the
reason or reasons why the whole or a part of any of the determinations
was not incorporated.
(c) A proposed mine of five acres or greater total acreage, regardless
of length of the mining period, shall be a major project. The department
shall, by regulation, provide a minimum thirty day public comment period
on all permit applications for mined land reclamation permits classified
as major projects.
4. Upon approval of the application by the department and receipt of
financial security as provided in section 23-2715 of this title, a
permit shall be issued by the department. Upon issuance of a permit by
the department, the department shall forward a copy thereof by certified
mail, to the chief executive officer of the county, town, village, or
city in which the mining operation is located. The department may
include in permits such conditions as may be required to achieve the
purposes of this title.
5. A permit issued pursuant to this title or a certified copy thereof,
must be publicly displayed by the permittee at the mine and must at all
times be visible, legible, and protected from the elements.
6. The department may suspend or revoke a permit to mine for repeated
or willful violation of any of the terms of the permit or provisions of
this title or for repeated or willful deviation from those descriptions
contained in the mined land-use plan. The department may refuse to renew
a permit upon a finding that the permittee is in repeated or willful
violation of any of the terms of the permit, this title or any rule,
regulation, standard, or condition promulgated thereto.
7. Nothing in this title shall be construed as exempting any person
from the provisions of any other law or regulation not otherwise
superseded by this title.
8. Notwithstanding any other provision of law, counties, cities, towns
and villages shall be exempted from the fees for the permit,
application, amendment and renewal required by this article.
9. Counties, cities, towns and villages shall not be required to
obtain a permit if such county, city, town or village mines or proposes
to mine from any mine site less than one thousand tons or seven hundred
fifty cubic yards, whichever is less, of minerals from the earth within
twelve successive calendar months and which does not require a permit
pursuant to title five of article fifteen of this chapter.
10. The applicant, permittee or, in the event no application has been
made or permit issued, the person engaged in mining shall have the
primary obligation to comply with the provisions of this title as well
as the conditions of any permit issued thereunder.
11. Permits issued pursuant to this title shall be renewable. A
complete application for renewal shall contain the following:
(a) completed application forms;
(b) an updated mining plan map consistent with paragraph (a) of
subdivision one of section 23-2713 of this title and including an
identification of the area to be mined during the proposed permit term;
(c) a description of any changes to the mined land-use plan; and
(d) an identification of reclamation accomplished during the existing
permit term.
12. The procedure for transfer of a permit issued pursuant to this
title is the procedure for permit modification pursuant to article
seventy of this chapter.
12-a. (a) Notwithstanding any provision of this section to the
contrary, any person who engages in or proposes to engage in bluestone
mining exploration shall not commence such exploration unless a written
authorization for such exploration has been obtained from the
department. The department may grant an authorization for bluestone
mining exploration for a period of at least one hundred eighty days and
not to exceed one year where the land affected by mining will not exceed
one acre, and is not adjacent to any body of water. Bluestone to be
removed from the site may not exceed five hundred tons in twelve
successive calendar months and any overburden shall remain on the one
acre site at all times. As used in this subdivision, the term
"bluestone" means quartz/feldspathic sandstone of Devonian age, which is
easily separated along bedding planes.
(b) Only persons with five or fewer employees shall be eligible to
apply for an authorization for bluestone mining exploration, provided,
however that a small business shall be eligible to apply on behalf of
such a person. A person may possess no more than five authorizations for
bluestone mining exploration at any one time, and no such authorizations
shall be for adjacent sites. As used in this paragraph, "small business"
means any business which is resident in this state, independently owned
and operated, not dominant in its field, and employing not more than one
hundred individuals.
(c) An application for authorization must be submitted on a form
prescribed by the department at least forty-five days before exploration
and removal of bluestone is expected to commence. The requirements of
such application shall include, but not be limited to, a description of
the proposed activity, a map showing the area to be affected by mining,
with the location of the one acre site on which mining activities are
proposed and a statement that such mining activities conform with local
zoning, copies of any local permits, and measures to control erosion of
sediment and prevent contamination of groundwater or adverse impacts to
aquifers. Upon receipt of a complete application for bluestone mining
exploration authorization, for a property not previously authorized
pursuant to this subdivision, a notice shall be sent by the department,
by certified mail, to the chief administrative officer of the political
subdivision in which the proposed bluestone mine is to be located. Such
notice shall be accompanied by copies of all documents which comprise
the complete application. The chief administrative officer may make a
determination within thirty days after receipt accompanied by supporting
documentation justifying the particular determinations on an individual
basis pursuant to subparagraphs (i), (ii), (iii), (iv) and (v) of
paragraph a of subdivision three of this section.
(d) An authorization for bluestone mining exploration issued pursuant
to this subdivision must be publicly displayed by the holder at the one
acre site and must at all times be visible, legible and protected from
the elements.
(e) The person engaged in bluestone mining exploration shall complete
reclamation, in accordance with requirements set forth by the
department, no later than one year from the date of authorization by the
department unless the person engaged in mining obtains a renewal of the
authorization or a permit pursuant to this title. An authorization
issued pursuant to this section may be renewed for an additional one
year term upon application to the department at least thirty days prior
to the expiration of the authorization. The total authorization period
shall not exceed two years. Before the department may issue a bluestone
mining exploration authorization, the applicant shall furnish acceptable
financial security. Department review of acceptable financial security
shall be governed by the provisions set forth in section 23-2715 of this
title and the regulations promulgated pursuant to such section. There
shall be no fee for such authorization.
(f) On or before March fifteenth, two thousand eight, the department
shall submit a report to the governor and legislature regarding
bluestone mining exploration in the state. Such report shall list the
sites, including locations of sites, and detrimental environmental
impacts, if any, an assessment as to the degree to which the adoption of
this subdivision benefits the environment, as well as an assessment of
the enforcement activities undertaken against individuals authorized
pursuant to this subdivision.
13. The rules and regulations adopted by the department to implement
this title and the provisions of article seventy and rules and
regulations adopted thereunder shall govern permit applications,
renewals, modifications, suspensions and revocations under this title.
Mined land-use plan.
1. All mining and reclamation activities on the affected land shall be
conducted in accordance with an approved mined land-use plan. The
approved mined land-use plan shall consist of both a mining and a
reclamation plan, and any other information which the department deems
necessary in order to achieve the purposes of this title.
(a) The mining plan shall consist of a written and graphic description
of the proposed mining operation, including the boundaries of the land
controlled by the applicant, the outline of potential affected acreage
and the general sequence of areas to be mined through successive permit
terms. The graphic description shall include the location of the mine
and shall identify the land affected by mining after April first,
nineteen hundred seventy-five, including but not limited to areas of
excavation; areas of overburden, tailings, and spoil; areas of topsoil
and mineral stock piles; processing plant areas; haulageways; shipping
and storage areas; drainage features and water impoundments. The written
description of the plan shall include the applicant's mining method and
measures to be taken to minimize adverse environmental impacts resulting
from the mining operation.
(b) The reclamation plan shall consist of a graphic and written
description of the proposed reclamation. The graphic description shall
include maps and cross sections which illustrate the final physical
state of the reclaimed land. The written description of the plan shall
describe the manner in which the affected land is to be reclaimed, and a
schedule for performing such reclamation.
(c) A draft environmental impact statement prepared pursuant to
article eight of this chapter may be submitted in lieu of a mined
land-use plan if the department determines that it conforms to the
requirements of this section and the rules and regulations promulgated
pursuant thereto.
(d) The department may, after notice and an opportunity for a hearing,
impose a reclamation plan in the absence of an approved reclamation plan
or upon a finding of noncompliance with or failure of an approved
reclamation plan.
2. The reclamation of all affected land shall be completed in
accordance with the schedule contained in the approved mined land-use
plan pertaining thereto. The schedule, where possible, shall provide for
orderly, continuing reclamation concurrent with mining. The permittee
shall submit to the department a notice of termination of mining within
thirty days after such termination. Reclamation of the affected land
shall be completed within a two year period after mining is terminated,
as determined by the department, unless the department deems it in the
best interest of the people of the state to allow a longer period for
reclamation. The permittee shall submit to the department a notice of
completion of reclamation within thirty days of such completion. If the
department fails to approve or disapprove the adequacy of reclamation
within ninety days after receipt of the notice of completion of
reclamation, the permittee may notify the department of such failure by
means of certified mail return receipt requested addressed to the
commissioner. If within thirty days after receipt of such notice, the
department fails to mail a decision, the permittee shall be relieved of
the obligation to maintain financial security in respect to reclamation;
provided, however, nothing herein shall relieve the permittee of the
obligation to accomplish adequate reclamation. The permittee shall file
periodic reports at such times as the department shall require,
indicating areas for which reclamation has been completed. The
department shall inspect such areas and notify the permittee whether the
reclamation is in accordance with the approved plan or whether there are
deficiencies that must be corrected.
Financial security for reclamation.
1. Before the department may issue a permit, the applicant, unless
exempt, shall furnish financial security to ensure the performance of
reclamation as provided in the approved mined land-use plan and naming
the state as beneficiary. Financial security shall be in the form of a
bond from a corporate surety licensed to do business as such in the
state or any other form the department may deem acceptable. Any interest
accruing as a result of such security shall be the exclusive property of
the permittee.
2. The department shall determine the amount, condition, and terms of
the financial security. The amount shall be based upon the estimated
cost of reclaiming the affected land, which shall be based on
information contained in the permit application and upon such
information as an investigation by the department may disclose.
3. The financial security shall remain in full force and effect until
the department has approved the reclamation. At the discretion of the
department, the permittee may secure the release of that portion of the
financial security for affected land on which reclamation has been
completed and approved by the department.
4. If the financial security shall for any reason be cancelled, within
thirty days after receiving notice thereof, the permittee shall provide
a valid replacement under the same conditions as described in this
section. Failure to provide a replacement bond within such period may,
at the discretion of the commissioner, result in the immediate
suspension of the mining permit by the department.
5. If a permit is suspended or revoked, the department may require the
permittee to commence reclamation upon thirty days notice.
6. If the permittee fails to commence or to complete the reclamation
as required, the department may attach the financial security furnished
by the permittee. In any event, the full cost of completing reclamation
shall be the personal liability of the permittee and/or the person
engaged in mining and the department, acting by the attorney general,
may bring suit to recover all costs to secure the reclamation not
covered by the financial security. The materials, machinery, implements
and tools of every description which may be found at the mine, or other
assets of the permittee and/or the person engaged in mining shall be
subject to a lien of the department for the amount expended for
reclamation of affected lands and shall not be removed without the
written consent of the department. Such lien may be foreclosed by the
attorney general in the same manner as a mechanic's lien. Any and all
moneys recovered shall be deposited in the environmental regulatory
account pursuant to section 72-1009 of this chapter.
7. Political subdivisions, municipalities, the United States and any
of its agencies and agencies of the state shall be exempt from the
requirements of this section.
Enforcement.
The provisions of this title and any rules and regulations promulgated
thereunder shall be enforced pursuant to title 13, article 71 of this
chapter.
Judicial review.
Any act, omission, determination or order of the department or of any
officer or employee thereof, pursuant to or within the scope of this
title, may be reviewed in accordance with article seventy-eight of the
civil practice law and rules.
Interstate mining compact.
The "interstate mining compact" is hereby enacted into law and entered
into by this state with all other states legally joining therein in the
form substantially as follows:
THE INTERSTATE MINING COMPACT
ARTICLE I
POLICIES AND PURPOSES
There is created the "interstate mining compact".
1.1 The party states find that:
(a) Mining and the contributions thereof to the economy and well-being
of every state are of basic significance.
(b) The effects of mining on the availability of land, water and other
resources for other uses present special problems which properly can be
approached only with due consideration for the rights and interests of
those engaged in mining, those using or proposing to use these resources
for other purposes, and the public.
(c) Measures for the reduction of the adverse effects of mining on
land, water and other resources may be costly and the devising of means
to deal with them are of both public and private concern.
(d) Such variables as soil structure and composition, physiography,
climatic conditions, and the needs of the public make impracticable the
application to all mining areas of a single standard for the
conservation, adaption, or restoration of mined land, or the development
of mineral and other natural resources, but justifiable requirements of
law and practice relating to the effects of mining on land, water, and
other resources may be reduced in equity or effectiveness unless they
pertain similarly from state to state for all mining operations
similarly situated.
(e) The states are in a position and have the responsibility to assure
that mining shall be conducted in accordance with sound conservation
principles, and with due regard for local conditions.
1.2 The purposes of this compact are to:
(a) Advance the protection and restoration of land, water and other
resources affected by mining.
(b) Assist in the reduction or elimination or counteracting of
pollution or deterioration of land, water and air attributable to
mining.
(c) Encourage, with due recognition of relevant regional, physical,
and other differences, programs in each of the party states which will
achieve comparable results in protecting, conserving, and improving the
usefulness of natural resources, to the end that the most desirable
conduct of mining and related operations may be universally facilitated.
(d) Assist the party states in their efforts to facilitate the use of
land and other resources affected by mining, so that such use may be
consistent with sound land use, public health, and public safety, and to
this end to study and recommend, wherever desirable, techniques for the
improvement, restoration or protection of such land and other resources.
(e) Assist in achieving and maintaining an efficient and productive
mining industry and in increasing economic and other benefits
attributable to mining.
ARTICLE II
DEFINITIONS
As used in this compact, unless the context clearly requires a
different construction:
2.1 "Mining" means the breaking of the surface soil in order to
facilitate or accomplish the extraction or removal of minerals, ores, or
other solid matter, any activity or process constituting all or part of
a process for the extraction or removal of minerals, ores, and other
solid matter from its original location, and the preparation, washing,
cleaning, or other treatment of minerals, ores, or other solid matter so
as to make them suitable for commercial, industrial, or construction
use; but shall not include those aspects of deep mining not having
significant effect on the surface, and shall not include excavation or
grading when conducted solely in aid of on site farming or construction.
2.2 "State" means a state of the United States, the District of
Columbia, and the commonwealth of Puerto Rico, or a territory or
possession of the United States.
ARTICLE III
THE COMMISSION
3.1 There is created the "interstate mining commission". The
commission consists of one voting member from each state. The governor
of each party state shall notify the commission in writing of the member
and any alternates. An alternate may act on behalf of the member only in
the member's absence. The method for selection and the expenses of each
commission member shall be the responsibility of the member's respective
state.
3.2 Each commission member is entitled to one vote. No action of the
commission is binding unless a majority of the total membership cast
their votes in the affirmative.
3.3 The commission shall elect annually from among its members a
chairperson. The commission shall adopt and publish, in convenient form,
by-laws, and policies which are not inconsistent with this compact,
including procedure in regard to notice, conduct and recording of
meetings; access by the public to records; provision of information to
the public; conduct of adjudicatory hearings; and issuance of decisions.
3.4 The commission shall meet at least once annually and shall also
meet upon the call of the chairperson or a commission member.
3.5 All meetings of the commission shall be open to the public with
reasonable advance notice. The commission may, by majority vote, close a
meeting to the public for the purpose of considering sensitive personnel
or legal strategy matters; however, all commission actions and decisions
shall be made in open meetings and appropriately recorded.
3.6 The commission may establish advisory committees for the purpose
of advising the commission on any matters pertaining to mining.
3.7 The office of the commission shall be in a party state. The
commission may appoint or contract for and compensate such limited staff
necessary to carry out its duties and functions. The staff shall serve
at the commission's pleasure with the exception that staff hired as the
result of securing federal funds shall be hired and governed under
applicable federal statutes and regulations. In selecting any staff, the
commission shall assure that the staff has adequate experience and
formal training to carry out the functions assigned to it by the
commission.
3.8 The commission shall:
(a) Receive and act on the petition of a non-party state to become an
eligible state.
(b) Submit an annual report to, and otherwise communicate with, the
governors and the appropriate officers of the legislative bodies of the
commission.
(c) Hear, negotiate, and, as necessary, resolve by final decision
disputes which may arise between the party states regarding this
compact.
ARTICLE IV
BUDGET
4.1 The commission shall submit to each party state a budget of its
estimated expenditures for such period as may be required by the laws of
that party state for presentation to the legislature thereof.
4.2 Each of the commission's budgets of estimated expenditures shall
contain specific recommendations of the amount or amounts to be
appropriated by each of the party states. The total amount of
appropriations requested under any such budget shall be apportioned
among the party states as follows: one-half in equal shares, and the
remainder in proportion to the value of minerals, ores, and other solid
matter mined. In determining such values, the commission shall employ
such available public source or sources of information as, in its
judgment, present the most equitable and accurate comparisons among the
party states. Each of the commission's budgets of estimated expenditures
and requests for appropriations shall indicate the source or sources
used in obtaining information concerning value of minerals, ores, and
other solid matter mined.
4.3 The commission shall keep accurate accounts of all receipts and
disbursements. The receipts and disbursements of the commission shall be
subject to the audit and accounting procedures established under its
by-laws. All receipts and disbursements of funds handled by the
commission shall be audited yearly by a qualified public accountant and
the report of the audit shall be included in and become part of the
annual report of the commission.
4.4 The commission may accept for any of its purposes and functions
and may utilize and dispose of any donations, grants of money,
equipment, supplies, materials and services from any state or the United
States (or any subdivision or agency thereof), or interstate agency, or
from any institution, person, firm or corporation. The nature, amount
and condition, if any, attendant upon any donation or grant accepted or
received by the commission, together with the identity of the donor,
grantor or lender, shall be detailed in the annual report of the
commission.
4.5 The commission is a legal entity separate and distinct from the
party states and is liable for its actions as a separate and distinct
legal entity. Liabilities of the commission are not liabilities of the
party state. Members of the commission are not personally liable for
actions taken by them in their official capacity.
(a) Nothing in this compact alters liability for any act, omission,
course of conduct or liability resulting from any casual or other
relationships.
(b) Any person aggrieved by a final decision of the commission may
obtain judicial review of such decision in any court of jurisdiction by
filing in such court a petition for review within sixty days after the
commission's final decision.
ARTICLE V
POWERS
5.1 In addition to any other powers conferred upon the interstate
mining commission, such commission shall have power to:
(a) Study mining operations, processes and techniques for the purpose
of gaining knowledge concerning the effects of such operation, processes
and techniques on land, soil, water, air, plant and animal life,
recreation, and patterns of community or regional development or change.
(b) Study the conservation, adaption, improvement and restoration of
land and related resources affected by mining.
(c) Make recommendations concerning any aspect or aspects of law or
practice and governmental administration dealing with matters within the
purview of this compact.
(d) Gather and disseminate information relating to any of the matters
within the purview of this compact.
(e) Cooperate with the federal government and any public or private
entities having interest in any subject coming within the purview of
this compact.
(f) Consult, upon the request of a party state and within resources
available therefor, with the officials of such state in respect to any
problems within the purview of this compact.
(g) Study and make recommendations with respect to any practice,
process, techniques, or course of action that may improve the efficiency
of mining or the economic yield from mining operations.
(h) Study and make recommendations relating to the safeguarding of
access to resources which are or may become the subject of mining
operations to the end that the needs of the economy for the products of
mining may not be adversely affected by unplanned or inappropriate use
of land and other resources containing minerals or otherwise connected
with actual or potential mining sites.
ARTICLE VI
STATE PROGRAMS
6.1 Each party state agrees that within a reasonable time, it will
formulate and establish an effective program for the conservation and
use of mined land, by the establishment of standards, enactment of laws,
or the continuing of the same in force, to accomplish:
(a) The protection of the public and the protection of adjoining, and
other, landowners from damage to their lands and the structures and
other property thereon resulting from the conduct of mining operations
or the abandonment or neglect of land and property formerly used in the
conduct of such operations.
(b) The conduct of mining and the handling of refuse and other mining
wastes in ways that will reduce adverse effects on the economic,
residential, recreational or aesthetic value and utility of land and
water.
(c) The institution and maintenance of suitable programs of adaption,
restoration, and rehabilitation of mined lands.
(d) The prevention, abatement and control of water, air and soil
pollution resulting from mining, present, past and future.
ARTICLE VII
ENTRY INTO FORCE AND WITHDRAWAL
7.1 This compact shall enter into force when enacted into law by any
four or more states. Thereafter, this compact shall become effective as
to any other state upon its enactment thereof.
7.2 Any party state may withdraw from this compact by enacting a
statute repealing the same, but no such withdrawal shall take effect
until one year after the withdrawing party state has given notice in
writing of the withdrawal to all other party states. No withdrawal shall
affect any liability already incurred by or chargeable to a party state
prior to the time of such withdrawal.
ARTICLE VIII
EFFECT ON OTHER LAWS
8.1 Nothing within this compact shall be construed to limit, repeal or
supersede any other law of any party state.
ARTICLE IX
SEVERABILITY AND CONSTRUCTION
9.1 The provisions of this compact shall be severable and if any
phrase, clause, sentence or provision of this compact is declared by a
court of competent jurisdiction to be contrary to the constitution of
any participating state or of the United States or the applicability
thereof to any government, agency, person or circumstance is held
invalid, the validity of the remainder of this compact and the
applicability thereof to any government, agency, person or circumstance
shall not be affected thereby. If any provision of this compact shall be
held contrary to the constitution of any state participating therein,
the compact shall remain in full force and effect as to the state
affected as to all severable matters.
9.2 The governor shall appoint one member and one alternate member to
represent New York's interests on the interstate mining commission.
Severability.
The provisions of this title shall be severable and if any phrase,
clause, sentence or provision of this title, or the applicability
thereof to any person or circumstance shall be held invalid, the
remainder of this title and the application thereof shall not be
affected thereby.
ARTICLE 24 Freshwater Wetlands
TITLE 1 General Provisions and Public Policy
Short title.
This article shall be known as the "Freshwater Wetlands Act".
Declaration of policy.
It is declared to be the public policy of the state to preserve,
protect and conserve freshwater wetlands and the benefits derived
therefrom, to prevent the despoliation and destruction of freshwater
wetlands, and to regulate use and development of such wetlands to secure
the natural benefits of freshwater wetlands, consistent with the general
welfare and beneficial economic, social and agricultural development of
the state.
Statement of findings.
1. The freshwater wetlands of the state of New York are invaluable
resources for flood protection, wildlife habitat, open space, climate
change mitigation through the accumulation and storage of large amounts
of carbon, and water resources.
2. Considerable acreage of freshwater wetlands in the state of New
York has been lost, despoiled or impaired by unregulated draining,
dredging, filling, excavating, building, pollution or other activities
inconsistent with the natural uses of such areas. Freshwater wetlands
are in jeopardy of being lost, despoiled or impaired by such activities
and because of the recent curtailment of federal wetland protections.
3. Recurrent flooding aggravated or caused by the loss of freshwater
wetlands has serious effects upon natural ecosystems and communities.
The increasing severity and duration of storm-related flooding due to
climate change, which has caused billions of dollars of property damage
across the state, makes protection of all freshwater wetlands in the
state of vital importance.
4. Freshwater wetlands conservation is a matter of state concern since
a wetland in one region is affected by acts on rivers, streams and
wetlands of other regions.
5. The natural systems affecting freshwater wetlands overlap many
localities. While many local governments individually have enacted
ordinances to conserve freshwater wetlands and to reduce flood hazards
and losses, effective freshwater wetlands management requires uniformity
in laws to eliminate inconsistent or conflicting local laws. One
locality alone lacks adequate jurisdiction to protect itself from misuse
or neglect of adjacent localities.
6. Freshwater wetlands are an integral part of the unique scenic,
aesthetic, wildlife, recreational, open space, ecological and natural
resources of the Adirondack park and are recognized and protected by the
Adirondack park agency act. The act provides a mechanism for the
regulation of Adirondack wetlands by the Adirondack park agency and
local governments which is consistent with both the state interest in
the preservation and development of the park area and the state policy
to preserve, protect and conserve freshwater wetlands expressed in this
article.
7. Any loss of freshwater wetlands deprives the people of the state of
some or all of the many and multiple benefits to be derived from
wetlands, to wit:
(a) flood and storm control by the hydrologic absorption and storage
capacity of freshwater wetlands;
(b) wildlife habitat by providing breeding, nesting and feeding
grounds and cover for many forms of wildlife, wildfowl and shorebirds,
including migratory wildfowl and rare, endangered or threatened species,
fish, reptiles and amphibians, insects and other invertebrates;
(c) protection of subsurface water resources and provision for
valuable watersheds and recharging ground water supplies;
(d) recreation by providing areas for hunting, fishing, boating,
hiking, bird watching, photography, camping and other uses;
(e) pollution treatment by serving as biological and chemical
oxidation basins and carbon sinks;
(f) erosion control by serving as sedimentation areas and filtering
basins, absorbing silt and organic matter and protecting channels and
harbors;
(g) education and scientific research by providing readily accessible
outdoor bio-physical laboratories, living classrooms and vast training
and education resources;
(h) open space and aesthetic appreciation by providing often the only
remaining open areas along crowded river fronts and coastal Great Lakes
regions;
(i) sources of nutrients in freshwater food cycles and nursery grounds
and sanctuaries for freshwater fish;
(j) preservation of plant species that are rare, endangered or
threatened, or exploitably vulnerable as defined in section 9-1503 of
this chapter; and
(k) preservation of communities of plants and animals that are deemed
by the commissioner to be rare in the state or in a region of the state.
8. Regulation of freshwater wetlands, in accordance with the
agricultural exemption established in title seven hereof, is consistent
with the legitimate interests of farmers and other landowners to graze
and water livestock, make reasonable use of water resources, harvest
natural products of the wetlands, selectively cut timber and otherwise
engage in the use of land for agricultural production.
Definitions.
1. * "Freshwater wetlands" means lands and waters of the state, that
are not tidal wetlands as defined in subdivision one of section 25-0103
of this chapter, that have an area of at least twelve and four-tenths
acres or, if less than twelve and four-tenths acres in size, are of
unusual importance, and which contain any or all of the following:
* NB Effective until January 1, 2028
* "Freshwater wetlands" means lands and waters of the state, that are
not tidal wetlands as defined in subdivision one of section 25-0103 of
this chapter, that have an area of at least seven and four-tenths acres
or, if less than seven and four-tenths acres in size, are of unusual
importance, and which contain any or all of the following:
* NB Effective January 1, 2028
(a) lands and submerged lands commonly called marshes, swamps,
sloughs, bogs, and flats supporting aquatic or semi-aquatic vegetation
of the following types:
(1) wetland trees, which depend upon seasonal or permanent flooding or
sufficiently water-logged soils to give them a competitive advantage
over other trees; including, among others, red maple (Acer rubrum),
willows (Salix spp.), black spruce (Picea mariana); swamp white oak
(Quercus bicolor), red ash (Fraxinus pennsylvanica), black ash (Fraxinus
nigra), silver maple (Acer saccharinum), American elm (Ulmus americana),
and Larch (Larix laricina);
(2) wetland shrubs, which depend upon seasonal or permanent flooding
or sufficiently water-logged soils to give them a competitive advantage
over other shrubs; including, among others, alder (Alnus spp.),
buttonbush (Cephalanthus occidentalis), bog rosemary (Andromeda
glaucophylla), dogwoods (Cornus spp.), and leatherleaf (Chamaedaphne
calyculata);
(3) emergent vegetation, including, among others, cattails (Typha
spp.), pickerelweed (Pontederia cordata), bulrushes (Scirpus spp.),
arrow arum (Peltandra virginica), arrowheads (Sagittaria spp.), reed
(Phragmites communis), wildrice (Zizania aquatica), bur-reeds
(Sparganium spp.), purple loosetrife (Lythrum salicaria), swamp
loosestrife (Decodon verticillatus); and water plantain (Alisma
plantago-aquatica);
(4) rooted, floating-leaved vegetation; including, among others,
water-lily (Nymphaea odorata), water shield (Brasenia schreberi), and
spatterdock (Nuphar spp.);
(5) free-floating vegetation; including, among others, duckweed (Lemna
spp.), big duckweed (Spirodela polyrhiza), and watermeal (Wolffia spp.);
(6) wet meadow vegetation, which depends upon seasonal or permanent
flooding or sufficiently water-logged soils to give it a competitive
advantage over other open land vegetation; including, among others,
sedges (Carex spp.), rushes (Juncus spp.), cattails (Typha spp.), rice
cut-grass (Leersia oryzoides), reed canary grass (Phalaris arundinacea),
swamp loosestrife (Decodon verticillatus), and spikerush (Eleocharis
spp.);
(7) bog mat vegetation; including, among others, sphagnum mosses
(Sphagnum spp.), bog rosemary (Andromeda glaucophylla), leatherleaf
(Chamaedaphne calyculata), pitcher plant (Sarracenia purpurea), and
cranberries (Vaccinium macrocarpon and V. oxycoccos);
(8) submergent vegetation; including, among others, pondweeds
(Potamogeton spp.), naiads (Najas spp.), bladderworts (Utricularia
spp.), wild celery (Vallisneria americana), coontail (Ceratophyllum
demersum), water milfoils (Myriophyllum spp.), muskgrass (Chara spp.),
stonewort (Nitella spp.), water weeds (Elodea spp.), and water smartweed
(Polygonum amphibium);
(b) lands and submerged lands containing remnants of any vegetation
that is not aquatic or semi-aquatic that has died because of wet
conditions over a sufficiently long period, provided that such wet
conditions do not exceed a maximum seasonal water depth of six feet and
provided further that such conditions can be expected to persist
indefinitely, barring human intervention;
(c) lands and waters substantially enclosed by aquatic or semi-aquatic
vegetation as set forth in paragraph (a) of this subdivision or by dead
vegetation as set forth in paragraph (b) of this subdivision, the
regulation of which is necessary to protect and preserve the aquatic and
semi-aquatic vegetation; and
(d) the waters overlying the areas set forth in paragraphs (a) and (b)
of this subdivision and the lands underlying paragraph (c) of this
subdivision.
2. "Freshwater wetlands map" shall mean a map developed by the
department pursuant to section 24-0301 of this article on which are
indicated the boundaries of any freshwater wetlands. Freshwater wetland
maps depict the approximate location of wetlands and are not necessarily
determinative as to whether a permit is required pursuant to section
24-0701 of this article.
3. "Boundaries of a freshwater wetland" shall mean the outer limit of
the vegetation specified in paragraphs (a) and (b) of subdivision one of
this section and of the lands and waters specified in paragraph (c) of
such subdivision.
4. "Local government" shall mean a village, town, city, or county.
5. "State agency" shall mean any state department, bureau, commission,
board or other agency, public authority or public benefit corporation.
6. "Person" means any corporation, firm, partnership, association,
trust, estate, one or more individuals, and any unit of government or
agency or subdivision thereof, including the state.
7. "Board" shall mean the freshwater wetland appeals board.
8. "Pollution" shall mean the presence in the environment of
human-induced conditions, or contaminants in quantities or
characteristics which are or may be injurious to human, plant or
wildlife, or other animal life or to property.
9. "Unusual importance" shall mean a freshwater wetland, regardless of
size, that possesses one or more of the following characteristics as
determined by the department pursuant to regulations:
(a) it is located in a watershed that has experienced significant
flooding in the past, or is expected to experience significant flooding
in the future from severe storm events related to climate change;
(b) it is located within or adjacent to an urban area, as defined by
the United States census bureau;
(c) it contains a plant species occurring in fewer than thirty-five
sites statewide or having fewer than five thousand individuals
statewide;
(d) it contains habitat for an essential behavior of an endangered or
threatened species or a species of special concern as defined under
section 11-0535 of this chapter or listed as a species of greatest
conservation need in New York's wildlife action plan;
(e) it is classified by the department as a Class I wetland;
(f) it was previously classified and mapped by the department as a
wetland of unusual local importance;
(g) it is a vernal pool that is known to be productive for amphibian
breeding;
(h) it is located in an area designated as a floodway on the most
current Digital Flood Insurance Rate Map (DFIRM) produced by the Federal
Emergency Management Agency;
(i) it was previously mapped by the department as a wetland on or
before December thirty-first, two thousand twenty-four;
(j) it has wetland functions and values that are of local or regional
significance; or
(k) it is determined by the commissioner to be of significant
importance to protecting the state's water quality.
10. "Delineation" shall mean a precise representation of a regulated
freshwater wetland as defined in subdivision one of this section.
TITLE 3 Freshwater Wetlands Studies; Notification and Maps
Commissioner's study.
1. Except as provided in subdivision three of this section, the
commissioner shall supervise the maintenance of freshwater wetlands
maps, which shall be available to the public for inspection and
examination at the regional office of the department in which the
wetlands are wholly or partly located on the department's website.
Digital files of freshwater wetland maps may also be made available,
upon request, to the clerk of each county, city, town, or village in
which each such wetland or a portion thereof is located. The
commissioner may readjust the map at any time to more accurately depict
the approximate location of wetlands, provided however, that a
description of such changes shall be made available on the department's
website along with the date such changes were made.
2. Except as provided in subdivision three of this section, the
commissioner may, upon their own initiative, and shall, upon a written
request by a landowner whose land or a portion thereof may be included
within a wetland, or upon the written request of another person or
persons or an official body whose interests are shown to be affected,
cause to be delineated the boundary line or lines of a freshwater
wetland or a portion thereof. The commissioner shall undertake to
delineate the boundary of a particular wetland or wetlands, or a
particular part of the boundary thereof only upon a showing by the
applicant therefor of good cause for such delineation and the
establishment of such line. Such delineation shall be effective for a
period of five years from the date of such delineation.
3. The supervision of the maintenance of any freshwater wetlands map
or portion thereof applicable to wetlands within the Adirondack park,
the readjustment and precise delineation of wetland boundary lines and
the other functions and duties ascribed to the commissioner by
subdivisions one and two of this section shall be performed by the
Adirondack park agency, which shall make such maps available for public
inspection and examination at its headquarters and on the agency's
website.
4. There is a rebuttable presumption that mapped and unmapped areas
meeting the definition of a freshwater wetland in this article are
regulated and subject to permit requirements. This presumption may be
rebutted by presenting information to the department that the area does
not meet the definition contained in this article. A wetland delineation
by the department, or a verification by the department of a wetland
delineation by another party, is required to identify the regulated
freshwater wetland boundary in a particular location.
5. By January 1, 2025, in addition to any ongoing aerial photography,
soil surveys or field verifications being conducted by the department,
the department shall accept information from federal government sources,
other state sources, local governments, colleges, universities,
environmental organizations or other private agencies, regarding the
location of freshwater wetlands.
6. By January 1, 2025, the department shall make educational materials
available on its website to inform landowners and local governments of
the process for determining how to identify freshwater wetlands.
TITLE 5 Local Implementation
Local freshwater wetlands protection procedures.
1. On or after September 1, 1975, each local government may adopt,
amend, and implement a freshwater wetlands protection law or ordinance
in accordance with this article to be applicable to all freshwater
wetlands wholly or partially within its jurisdiction. No freshwater
wetlands protection law or ordinance adopted by a county pursuant to
this section shall be applicable within the boundaries of any city, town
or village which has adopted and is implementing a local freshwater
wetlands protection law or ordinance consistent with this article.
2. Said freshwater wetlands protection law or ordinance may be in such
form and with such procedures prescribed as may be determined by the
local government adopting the same, or it may set forth the procedures
and concepts contained in this article; provided, however, that no local
freshwater wetlands protection law or ordinance enacted pursuant to
subdivision one hereof shall be less protective of freshwater wetlands
or effectiveness of administrative and judicial review, than the
procedures set forth in this article, nor shall such local law or
ordinance affect the activities exempted from permit by section 24-0701
of title seven hereof.
3. Adoption by a local government, pursuant to this article, of a
local freshwater wetlands protection law or ordinance by reference to
the procedures and concepts set forth herein shall be sufficient if
reference is made to the procedures and concepts of this article with
exceptions, additions, and modifications thereto noted; and the
adoption, once effected, shall include subsequent statutory amendments
to this article as aforesaid; subject, again, to exception, addition, or
modification by such municipality, without time limitation. At any time
after a local adoption of the procedures contained in this article, a
local government subject to this section may rescind its adoption
thereof and simultaneously adopt a local freshwater wetlands protection
procedure in accordance with subdivisions one and two of this section.
4. Within thirty days after the adoption of a freshwater wetlands
protection law or ordinance pursuant to this article, the local
government shall notify the department thereof, under such terms and
conditions as the department may prescribe, together with its technical
and administrative capacity to administer the act. Failure of a local
government to give such notice shall constitute a transfer of function
pursuant to this subdivision and section 24-0503 of this article.
5. A local government or the department shall have the right, in its
regulation of freshwater wetlands within its jurisdiction, to charge
such fees and expenses to an applicant for official action as shall
enable it to recover the costs incurred by reason of such application.
6. Any local government which defaults or transfers its authority
pursuant to subdivision four of this section or section 24-0503 of this
article, may recover such authority at any time by adopting a local
freshwater wetland protection local law or ordinance consistent with
this article and notifying the county and the department of the
adoption. Such notice shall be given by certified mail within ten days
of the adoption thereof. Such local law or ordinance shall not become
effective in less than sixty nor more than one hundred days from the
adoption thereof.
7. The technical services of the department shall be made available to
municipalities, on a fee basis, in the implementation of the procedure
herein set forth.
Transfer of function to county; supersession by department.
1. In the event that a town, village, city or county shall certify in
writing, as hereinafter provided, that it does not possess the technical
capacity or the procedures effectively to carry out the requirements of
this title, such local function shall be transferred to the county or
the department, as the case may be. The certification of the town,
village or city shall be by certified mail to the chief executive
officer of the county, or, in the case of a county, to the commissioner.
2. In the event that the commissioner shall find that a local
government does not possess the technical capacity or the implemented
procedures effectively to carry out the requirements of this title, and
that his failure to act will entail a default, or the potential of a
default, in freshwater wetlands regulation, the commissioner may
supersede the local government and order, alternatively, either that the
local function be transferred to the county, or that the department
itself undertake the local function, all to the extent necessary to
carry out the purposes of this article. The supersession of the local
government, shall be by order of the commissioner sent, by certified
mail, to the chief executive officer of the local government involved.
3. In the event of transfer or supersession under subdivision one or
two of this section, subsequent proceedings shall be in accordance with
the further requirements of this article.
Exemption from local implementation.
The commissioner, by rule, may exempt from local implementation under
this title those freshwater wetlands which, by reason of their size or
special characteristics of unique environmental value or by reason of
common characteristics, are appropriately to be administered pursuant to
this article by the department alone. Such rule, based upon findings of
fact made after public hearing, may relate to classes of wetlands based
on size or particular characteristics, or to particular wetlands the
characteristics of which make them subject to the exercise of the
commissioner's discretion pursuant to this section. The commissioner
shall make an order to such effect in each such instance and send a
certified copy thereof to the executive officer of each local government
affected thereby within ten days of his signing the same; such order
shall not take effect until forty days after such signing.
Reservation of local jurisdiction.
1. Except as provided in this article, jurisdiction over all areas
which would qualify as freshwater wetlands less than twelve and
four-tenths acres in size and are not of unusual importance is reserved
to the city, town or village in which they are wholly or partially
located, and the implementation of this article with respect thereto is
the responsibility of said city, town or village, in accordance with
section 24-0501 and title twenty-three of article seventy-one of this
chapter, except that a city, town or village in the exercise of its
powers under this section, shall not be subject to the provisions of
subdivision four of section 24-0501, subdivisions two and three of
section 24-0503, or section 24-0505 of this article.
* NB Effective until January 1, 2028
* 1. Except as provided in this article, jurisdiction over all areas
which would qualify as freshwater wetlands less than seven and
four-tenths acres in size and are not of unusual importance is reserved
to the city, town or village in which they are wholly or partially
located, and the implementation of this article with respect thereto is
the responsibility of said city, town or village, in accordance with
section 24-0501 and title twenty-three of article seventy-one of this
chapter, except that a city, town or village in the exercise of its
powers under this section, shall not be subject to the provisions of
subdivision four of section 24-0501, subdivisions two and three of
section 24-0503, or section 24-0505 of this article.
* NB Effective January 1, 2028
2. The department shall consult with any city, town, or village that
exercises its powers under this section for the protection of freshwater
wetlands.
Relationship to other laws.
No provision of this article shall be deemed to remove from any local
government any authority pertaining to the regulation of freshwater
wetlands, whether such wetlands are under the jurisdiction of the
department or a county pursuant to subdivision 4 of section 24-0501 of
this title, under the county, general city, general municipal, municipal
home rule, town, village, or any other law, provided, however, that any
such regulation by a local government shall be at least as protective of
freshwater wetlands as the regulations in effect pursuant to the
provisions of this chapter or any rule or regulation promulgated
pursuant to the provisions of this article or pursuant to a local
freshwater wetlands protection law or ordinance adopted by a county
pursuant to the provisions of section 24-0501 of this title.
Local freshwater wetlands protection procedures in the
Adirondack park.
Except for section 24-0509, this title shall not apply to freshwater
wetlands protection laws or ordinances adopted by towns or villages with
respect to their territories within the Adirondack park. Such laws or
ordinances are governed by title eight of this article.
TITLE 7 Freshwater Wetlands Regulations
Permits.
1. Any person desiring to conduct activities on freshwater wetlands,
or the regulated areas adjacent to these wetlands set forth in
subdivision two of this section, must obtain a permit as provided in
this title.
2. Activities subject to regulation shall include any form of
draining, dredging, excavation, removal of soil, mud, sand, shells,
gravel or other aggregate from any freshwater wetland, either directly
or indirectly; and any form of dumping, filling, or depositing of any
soil, stones, sand, gravel, mud, rubbish or fill of any kind, either
directly or indirectly; erecting any structures, roads, the driving of
pilings, or placing of any other obstructions whether or not changing
the ebb and flow of the water; any form of pollution, including but not
limited to, installing a septic tank, running a sewer outfall,
discharging sewage treatment effluent or other liquid wastes into or so
as to drain into a freshwater wetland; and any other activity which
substantially impairs any of the several functions served by freshwater
wetlands or the benefits derived therefrom which are set forth in
section 24-0105 of this article. These activities are subject to
regulation whether or not they occur upon the wetland itself, if they
impinge upon or otherwise substantially affect the wetlands and are
located not more than one hundred feet from the boundary of such
wetland. Provided, that a greater distance from any such wetland may be
regulated pursuant to this article by the appropriate local government
or by the department, whichever has jurisdiction over such wetland,
where necessary to protect and preserve the wetland.
3. The depositing or removal of the natural products of the freshwater
wetlands by recreational or commercial fishing, shell-fishing,
aquaculture, hunting or trapping shall be excluded from regulated
activities, where otherwise legally permitted and regulated.
4. On lands in active agricultural use or silviculture use, the
activities of farmers and other landowners in grazing and watering
livestock, making reasonable use of water resources, harvesting natural
products of the wetlands, selectively cutting timber, draining land or
wetlands for growing agricultural products and otherwise engaging in the
use of wetlands or other land for growing agricultural products shall be
excluded from regulated activities and shall not require a permit under
subdivision one of this section, except that structures not required for
enhancement or maintenance of the agricultural productivity of the land
and any filling activities shall not be excluded hereunder, and provided
that the use of land that meets the definition of a freshwater wetland
in section 24-0107 of this article for uses other than those referred to
in this subdivision shall be subject to the provisions of this article.
All activities on lands that meet the definition of a freshwater wetland
shall be subject to the provisions of this article once agricultural or
silviculture activities cease.
5. Public health activities, orders, and regulations of the department
of health shall be excluded from regulated activities. Copies of all
such public health orders and regulations affecting wetlands shall be
filed with the department of environmental conservation. The
commissioner may request modification of such orders or regulations if
he deems such necessary to implement the policy of this article.
6. The commissioner shall review all current mosquito control projects
to determine whether they are having any adverse impact on freshwater
wetlands. Where any adverse impact is found, the commissioner may
require modification of such projects if he deems such necessary for the
implementation of the policies of this article.
7. Where dredging or filling is in navigable waters of the state or is
for the reconstruction or repair of certain dams and docks, and where
such activity also affects freshwater wetlands, any person undertaking
such activity must seek permission under this article as well as under
any other applicable law.
8. On any land that is being developed pursuant to a planned unit
development ordinance or local law where freshwater wetlands are to
remain as open space, development activities shall be permitted in areas
contiguous to such wetlands if the local government affirms that such
activities will not despoil said wetland.
Applications for permits.
1. Any person proposing to conduct or cause to be conducted a
regulated activity upon any freshwater wetland shall file an application
for a permit with the clerk of the local government having jurisdiction
or the department, as the case may be. Review of the application shall
be made by the local government or the commissioner, as the case may be,
in accordance with applicable law and such rules hereunder as may be
adopted by the commissioner. Such application shall include a detailed
description of the proposed activity and a map showing the area of
freshwater wetland directly affected, with the location of the proposed
activity thereon. For any person proposing to conduct or cause to be
conducted a regulated activity involving the use of a pipeline upon any
freshwater wetland, such application shall also include the name of the
insurance company covering such proposed activity, the amount of
coverage and what is covered under the plan. The clerk or commissioner
shall cause notice of such application to be mailed to all local
governments where the proposed activity or any part of it is located.
2. No sooner than thirty days and not later than sixty days after the
receipt by a local government of an application, and after notice of
application has been published by the applicant in two newspapers having
a general circulation in the area, the local government shall hold a
public hearing on such application at a suitable location in the local
government where the affected wetland is situated unless no notice of
objection has been filed or unless the local government finds the
activity to be of such a minor nature as not to affect or endanger the
balance of systems within the wetlands, in which case the local
government may, in the exercise of discretion, dispense with such
hearing. Where the local government finds that a hearing is not
necessary, a decision setting forth reasons therefor shall be prepared,
shall be a matter of public record and shall be mailed to all local
governments where the proposed work or any part of it is located and to
all persons who filed a statement with the local government following
the publication of such notice of application. All owners of record of
the adjacent land and the local governments where the proposed activity
is located shall be notified by certified mail of the hearing not less
than fifteen days prior to the date set for such hearing. The local
government shall cause notice of such hearing to be published in two
newspapers having a general circulation in the area where the affected
freshwater wetlands are located. All applications and maps and documents
relating thereto shall be open for public inspection at the office of
the clerk of the local government in which the wetland is situated. At
such hearing any person or persons filing a request for a hearing or a
timely notice of appearance may appear and be heard.
3. In addition to the provisions of article 70 of this chapter and
rules and regulations adopted thereunder, the rules and regulations
adopted by the department pursuant to this article to implement its
processing of permit applications, renewals, modifications, suspensions
and revocations shall govern permit administration by the department
under this article, provided however, that after the department has
given notice to an applicant that an application is complete, or the
application is deemed complete, the applicant shall cause a notice of
application to be published in a newspaper of general circulation in the
affected area as provided in rules and regulations of the department.
4. The applicant shall have the burden of demonstrating that the
proposed activity will be in accord with the policies and provisions of
this article. To the greatest extent practicable, such hearing shall be
incorporated with any public hearing required by the town, village,
general city, general municipal or environmental conservation laws in
connection with approvals or permits otherwise required before
commencement of regulated activities on lands containing such wetlands.
5. Any person may inquire of the department as to whether or not a
given parcel of land includes a freshwater wetland subject to regulation
or a regulated freshwater wetland adjacent area. The department shall
give a definite answer in writing within ninety days of such request as
to the status of such parcel and whether a permit is required for the
proposed activity, provided that the person has a delineation verified
by the department and site-specific development plans. Provided that, in
the event that weather or ground conditions prevent the department from
making a determination within ninety days, it may extend such period
until a determination can be made. Such answer in the affirmative shall
be reviewable; such an answer in the negative shall be a complete
defense to the enforcement of this article as to such parcel of land for
a period of five years from the date the department issues the negative
answer.
Granting permits.
1. In granting, denying or limiting any permit, the local government
or the commissioner shall consider the effect of the proposed activity
with reference to the public health and welfare, climate change,
fishing, flood, hurricane and storm dangers, and protection or
enhancement of the several functions of the freshwater wetlands and the
benefits derived therefrom which are set forth in section 24-0103 of
this article. The effects of the proposed activity shall be considered
by the department or a local government, as the case may be,
irrespective of political boundaries.
2. Duly filed notice in writing that the state or any agency or
subdivision thereof is in the process of acquiring any freshwater
wetlands by negotiation or condemnation shall be sufficient basis for
denial of any permit.
3. No permit shall be granted under this section unless the proposed
activity is consistent with the land use regulations applicable pursuant
to section 24-0903 of this article within the boundaries of the local
government involved and with the policy set forth in section 24-0103 of
this article.
4. In granting a permit, the local government or the commissioner may
limit the same or impose conditions or limitations designed to carry out
the public policy set forth in this article. The local government or the
commissioner may require a bond in an amount and with surety and
conditions satisfactory to him securing to the state or local
government, as the case may be, compliance with the conditions and
limitations set forth in the permit. The local government may suspend or
revoke a permit if it finds that the applicant has not complied with any
of the conditions or limitations set forth in the permit or has exceeded
the scope of the activity as set forth in the application. The local
government may suspend the permit if the applicant fails to comply with
the terms and conditions set forth in the application. Department
suspension and revocation proceedings shall be governed by the
provisions of article 70 of this chapter and rules and regulations
adopted thereunder and by the provisions of rules and regulations
adopted by the department as provided in section 24-1301 of this
article.
5. The local government or the commissioner shall state upon the
record findings and reasons for all actions taken pursuant to this
section.
6. Review of the determination of the local government or of the
commissioner shall be, within a period of thirty days after the filing
thereof, pursuant to the provisions of article seventy-eight of the
civil practice law and rules. Any owner of the wetland affected and any
resident or citizen of the local government shall be deemed to have the
requisite standing to seek review.
7. In the event that the court finds the action reviewed constitutes a
taking without just compensation, and the land so regulated merits
protection under this article, the court may, at the election of the
commissioner, either (i) set aside the order or (ii) require the
commissioner to proceed under the condemnation law to acquire the
wetlands or such less than fee rights therein as have been taken.
TITLE 8 Regulation of Wetlands In the Adirondack Park
Permits for wetlands in the Adirondack park.
1. As used in this title, the term "freshwater wetlands", in addition
to its meaning under section 24-0107 of this article, shall mean
"wetlands" as defined in subdivision sixty-eight of section eight
hundred two of article twenty-seven of the executive law.
2. Where the activities otherwise subject to regulation under this
article involve freshwater wetlands located within the boundaries of the
Adirondack park, the inquiries referred to and the applications provided
for in section 24-0703 of this article shall be made to and filed with
the Adirondack park agency at its headquarters office, under such
regulations and procedures as the Adirondack park agency may promulgate.
The Adirondack park agency shall review the application in place of the
commissioner or local government as provided in section 24-0705 of this
article, having due regard for the declaration of policy and statement
of findings set forth in this article and for the considerations set
forth in subdivision one of section 24-0705 of this article. The agency
shall in addition determine prior to the granting of any permit that the
proposed activity will be consistent with the Adirondack park land use
and development plan and would not have an undue adverse impact upon the
natural, scenic, aesthetic, ecological, wildlife, historic, recreational
or open space resources of the park, taking into account the economic
and social or other benefits to be derived from the activity. Any person
may seek review of a ruling made solely pursuant to the provisions of
this article by the Adirondack park agency pursuant to the provisions of
article seventy-eight of the civil practice law and rules.
Transfer of jurisdiction to local government.
1. Notwithstanding anything in article twenty-seven of the executive
law to the contrary, the Adirondack park agency may transfer to a town
or village any or all of its jurisdiction over regulated activities
conducted upon, or land use and development or subdivision involving,
those wetlands located on private lands which it finds, due to their
size or other characteristics, are of lesser regional importance and are
appropriately to be administered by such local governments alone.
2. The agency shall not transfer such jurisdiction unless the town or
village (a) has adopted and implemented a local freshwater wetlands
protection law or ordinance or has in a local land use program provided
by local law or ordinance for the protection of such wetlands, which law
or ordinance:
(i) meets the criteria set forth in subdivision two of section 24-0501
of this article,
(ii) provides for a review of regulated activities, land use and
development and subdivision pursuant to the standards set forth in
subdivision two of section 24-0801 of this article, and
(iii) contains at a minimum land use regulations meeting the criteria
of subdivision one of section 24-0903 of this article; and
(b) possesses the technical or administrative capacity to administer
the local law or ordinance.
3. In connection with a transfer of its jurisdiction pursuant to this
section, the agency may impose reasonable conditions in furtherance of
the policies and purposes of this article and of article twenty-seven of
the executive law.
4. A local government regulating wetlands pursuant to this section
shall have the right to charge such fees and expenses to an applicant
for official action as shall enable it to recover the costs incurred by
reason of such application.
5. The technical services of the department or the agency shall be
made available to towns and villages, on a fee basis, in the
implementation of the procedures set forth in this section.
Land use regulations for freshwater wetlands in the
Adirondack park.
Except as to wetlands upon private lands within local governments to
which jurisdiction has been transferred pursuant to section 24-0803 of
this article, the Adirondack park agency shall also exercise the
functions assigned to the commissioner under section 24-0903 of this
article.
TITLE 9 Freshwater Wetlands Preservation Program
Cooperative agreements.
1. The commissioner shall confer with local government officials in
each region to establish a program for the protection of the freshwater
wetlands of the state.
2. The commissioner may enter into cooperative agreements with any
city, village, town or county, or with an owner of freshwater wetlands
or with any one or more of them, for the purpose of preserving and
maintaining, in accordance with the policies of this article, those
freshwater wetlands which are within the boundaries of such city,
village, town or county.
3. The cooperative agreement shall provide that the freshwater
wetlands be preserved and maintained in their natural state and may
provide for access thereto to be retained by such owner for purposes
compatible with the purposes of this article.
4. A cooperative agreement with any such village, town, city or county
may provide for the development by personnel and facilities of the
department or the payment out of funds appropriated therefor, for the
purpose of preserving, maintaining, or enhancing such wetlands in
accordance with the policies of this article, and for the furnishing of
such personnel, facilities or funds as may be agreed upon by the parties
to the cooperative agreement.
5. This section shall not prevent any freshwater wetland from being
designated as part of the natural and historic preserves of the state,
nor shall it prevent preservation of such lands by dedication as state
parks. The office of parks and recreation shall outline to the
commissioner its plans to preserve freshwater wetlands as parks and
reserves as soon as possible after the effective date of this article.
Land use regulations for freshwater wetlands.
1. The commissioner shall classify freshwater wetlands according to
their most appropriate uses, in light of the values set forth in section
24-0105 of this article and the present conditions of such wetlands. The
commissioner shall determine what uses of such wetlands are most
compatible with the foregoing and shall prepare minimum land use
regulations to permit only such compatible uses. The classifications may
cover freshwater wetlands in more than one governmental subdivision.
Permits pursuant to section 24-0701 of this article are required whether
or not a classification has been promulgated.
2. The commissioner shall upon completion of minimum land use
regulations as provided in subdivision one of this section, forward the
same to the local governments affected thereby. Within six months of
receipt of the minimum land use regulations, the legislative body of
each such local government shall submit to the commissioner proposed
regulations governing the freshwater wetlands within its boundaries.
Such proposed regulations shall be consistent with the purposes of this
article and may be more restrictive than the minimum land use
regulations as determined by the commissioner under this article. Where
the proposed local wetlands use regulations do not meet the minimum land
use regulations as determined by the commissioner, the proposed local
regulations shall be accompanied by supporting materials setting forth,
among other things, that there are overriding economic and social
considerations vital to the growth and economic base of such local
government that clearly require such variance.
3. If the commissioner finds that the proposals meet the conditions
stated in subdivision two of this section, the commissioner, after
taking into consideration their effect on other local governments, may
approve said local land use regulations.
4. In the event the commissioner does not approve local freshwater
wetlands land use regulations, he shall then frame land use regulations
governing such freshwater wetlands.
5. Prior to the adoption of any land use regulations governing
freshwater wetlands, the commissioner shall hold a public hearing
thereon in the area in which the affected freshwater wetlands are
located, and give fifteen days prior notice thereof by posting on the
department's website or by publication at least once in a newspaper
having general circulation in the area of the local government involved.
The commissioner shall promulgate the regulations and post such order on
the department's website or publish such order in a newspaper having
general circulation in the area of the local government affected and
make such plan available for public inspection and review.
6. The commissioner shall accept and review applications to change the
regulations annually.
7. Any person aggrieved by any such order or regulation may seek
judicial review pursuant to article seventy-eight of the civil practice
law and rules in the supreme court for the county in which the
freshwater wetland is located, within thirty days after the date of the
filing of the order with the clerk of the county in which the wetland is
located.
8. Except as provided in section 24-0805 of this article, this section
shall not apply to freshwater wetlands or portions thereof located
within the Adirondack park.
Tax abatement.
Any freshwater wetland subject to land use regulations pursuant to
section 24-0903 of this article or subject to a cooperative agreement
pursuant to section 24-0901 of this article shall be deemed subject to a
limitation on the use of such wetlands for the purposes of property tax
evaluation, in the same manner as if an easement or right had been
acquired pursuant to the general municipal law. Assessed value shall be
based, during the duration of such agreement or regulations, on the uses
remaining to the owner thereof.
TITLE 13 Miscellaneous Provisions
Miscellaneous provisions.
1. The provisions of this article shall not be construed to limit in
any manner the functions, powers and duties of the commissioner or the
department of environmental conservation, or of any other state
department or agency, under this chapter or any other laws.
2. The commissioner, his agents or employees and the personnel of the
Adirondack park agency may enter upon any lands or waters after
reasonable notice and for good cause shown for the purpose of
undertaking any investigations, examination, survey, or other activity
for the purposes of this article.
3. The commissioner may adopt and, from time to time, amend rules and
regulations consistent with this article to assist him in carrying out
his functions, powers and duties hereunder.
4. Notwithstanding any other provision of this chapter, a privately
owned parcel of land or part thereof within the county of Richmond that
did not contain a designation as a freshwater wetland on the tentative
freshwater wetlands map filed in the office of the clerk of Richmond
county in 1981 shall not be on any tentative freshwater wetlands map if
the landowner has any written determination from the department pursuant
to subdivision five of section 24-0703 of this article that such parcel
of land or part thereof did not meet the statutory definition of a
freshwater wetland. Such representations shall be considered to have
been definitive when made, and such parcel or part thereof shall not be
designated as a freshwater wetland on any final map filed in the office
of the clerk of Richmond county pursuant to this article. The provisions
of this subdivision shall not apply to any parcel of land or part
thereof, purchased after January first, nineteen hundred eighty-seven,
or to any such parcel or part thereof owned wholly or in part by any
unit of government or agency or subdivision thereof, any authority or
agency existing pursuant to governmental action, or subdivision thereof;
including the state and the city of New York.
Severability.
The provisions of this article shall be severable, and if any clause,
sentence, paragraph, subdivision or part of this article shall be
adjudged by any court of competent jurisdiction to be invalid, such
judgment shall not affect, impair or invalidate the remainder thereof
but shall be confined in its operation to the clause, sentence,
paragraph, subdivision or part thereof directly involved in the
controversy in which such judgment shall have been rendered.
Applicability.
The provisions of this article shall not apply to any land use,
improvement or development for which final approval shall have been
obtained prior to the effective date of this article from the local
governmental authority or authorities having jurisdiction over such land
use. As used in this section, the term "final approval" shall mean the
issuance of a building permit or other authorization for the
commencement of the use, improvement or development for which such
permit or authorization was issued or in those local governments which
do not require such permits or authorizations, the actual commencement
of the use, improvement or development of the land.
ARTICLE 25 Tidal Wetlands
TITLE 1 General Provisions and Public Policy
Short title.
This article shall be known as the "Tidal Wetlands Act".
Declaration of policy.
It is declared to be the public policy of this state to preserve and
protect tidal wetlands, and to prevent their despoliation and
destruction, giving due consideration to the reasonable economic and
social development of the state.
Definitions.
1. "Tidal wetlands" shall mean and include the following:
(a) those areas which border on or lie beneath tidal waters, such as,
but not limited to, banks, bogs, salt marsh, swamps, meadows, flats or
other low lands subject to tidal action, including those areas now or
formerly connected to tidal waters;
(b) all banks, bogs, meadows, flats and tidal marsh subject to such
tides, and upon which grow or may grow some or any of the following:
salt hay (Spartina patens and Distichlis spicata), black grass (Juncus
Gerardi), saltworts (Salicornia ssp.), sea lavender (Limonium
carolinianum), tall cordgrass (Spartina pectinata and Spartina
cynosuroides), hightide bush (Iva frutescens), cattails (Typha
angustifolia and Typha latifolia), groundsel (Baccharis halmilifolia),
marsh mallow (Hybiscus palustris) and the intertidal zone including low
marsh cordgrass (Spartina alterniflora).
2. "Commissioner" shall mean the commissioner of environmental
conservation.
3. "Pollution" shall mean the presence in the environment of
conditions or contaminants in quantities or characteristics which are or
may be injurious to human, plant, or marine life, wildlife, or other
animal life, or to property, or which unreasonably interfere with the
comfortable enjoyment of life and property throughout such tidal
wetlands as may be affected thereby.
4. "Person" shall mean any individual, public or private corporation,
political subdivision, government agency, department or bureau of the
state, bi-state authority, municipality, industry, co-partnership,
association, firm, trust, estate or any other legal entity whatsoever.
5. "Municipality" shall mean a village, town, city or county.
TITLE 2 Wetlands Inventory
Inventory of tidal wetlands.
1. The commissioner shall as soon as practicable make an inventory of
all tidal wetlands in the state of New York. This inventory, and any
restrictive orders issued pursuant to section 25-0302 of this act, shall
comprise a part of the statewide environmental plan as provided for in
section 3-0303 of the environmental conservation law.
2. The inventory shall set forth the boundaries of such wetlands using
such photographic and cartographic standards and techniques as the
commissioner may deem reasonable and appropriate in order to provide
clear and accurate maps of the tidal wetlands of the state for the
purpose of effectuating the policies and provisions of this act. Said
boundaries shall generally delineate all tidal wetlands in the state as
defined in section 25-0101 of this act. At least sixty days prior to the
commencement of the inventory the commissioner shall file with the
secretary of state a detailed description of the technical methods and
requirements to be utilized in compiling the inventory, and he shall
afford the public an opportunity to submit written comments thereon.
3. Upon completion of a tentative tidal wetlands boundary map for a
particular area, the commissioner or his designated hearing officer
shall hold a public hearing in order to afford an opportunity for any
person to propose additions or deletions from such map. The commissioner
shall give notice of such hearing to each owner of record of all lands
designated as such wetland as shown on such maps, and also to the chief
administrative officer of each municipality within whose boundary any
such wetland or portion thereof is located, by certified mail, return
receipt requested, not less than thirty days prior to the date set for
such hearing. The commissioner shall also cause notice of such hearing
to be published at least once, not more than thirty days nor fewer than
ten days before the date set for such hearing, in at least two
newspapers having a general circulation in the area where such wetlands
are located.
4. After considering the testimony given at such hearing and any other
facts which may be deemed pertinent and after considering the rights of
affected property owners and the policy and purposes of this act, the
commissioner shall establish by order the final bounds of each such
wetland. A copy of the order, together with a copy of the map depicting
such final boundary lines, shall be filed in the office of the clerk of
the county in which each such wetland is located. The commissioner shall
simultaneously give notice of such order to each owner of all lands
designated as such wetlands by mailing a copy of such order to such
owner. The commissioner shall also simultaneously give notice of such
order by certified mail to the chief administrative officer of each
municipality within whose boundary any such wetland or portion thereof
is located. The commissioner shall also cause a copy of such order to be
published in at least two newspapers having a general circulation in the
area where such wetlands are located.
5. Any person aggrieved by such order may seek judicial review
pursuant to article seventy-eight of the civil practice law and rules in
the supreme court for the county in which the tidal wetlands are
located, within thirty days after the date of the filing of the order
with the clerk of the county in which such wetlands are located.
6. The commissioner shall supervise the maintenance of such boundary
maps, which shall be available to the public for inspection and
examination. The statewide inventory shall be readjusted from time to
time as may be necessary to reflect such natural changes as have
occurred through erosion, accretion, and otherwise and also to reflect
such other changes as have occurred as a result of the granting of
permits pursuant to section 25-0403 of this act.
Moratorium on alteration of tidal wetlands.
1. No person shall alter the state of any tidal wetland or of any area
immediately adjacent to such wetland as the commissioner may reasonably
deem necessary to preserve in order to effectuate the policies and
provisions of this act, prior to the effective date of the land-use
regulations adopted by the commissioner pursuant to this act, unless a
permit for such alteration shall have been obtained pursuant to section
15-0505 of the environmental conservation law. This moratorium shall not
restrict in any way any summary action taken by the commissioner under
section 71-0301 of the environmental conservation law.
2. Any person, upon a showing of hardships caused by this moratorium,
may petition the commissioner for a review of the application of the
moratorium to any tidal wetland or any area immediately adjacent
thereto. Within thirty days of the petition being received, the
commissioner shall provide the petitioner and any other person an
opportunity to be heard. Notice of such hearing shall be published in at
least two newspapers having a general circulation in the area where the
wetlands are located, and notice of such hearing shall also be given by
registered mail to the chief administrative officer of each municipality
within whose boundary any such wetland or portion thereof is located. If
the proposed alterations of the tidal wetlands are not contrary to the
policy or any provision of this act, the commissioner may permit the
alteration to continue during the moratorium, provided that permission
may be revoked by the commissioner if its terms are violated and that
the permission ends upon completion of the inventory for the area in
which the affected wetlands are located, and provided further that any
such hardship permit issued by the commissioner shall be in addition to,
and not in lieu of, such permit or permits as may be required by any
municipality within whose boundary such wetland or portion thereof is
located.
3. Within thirty days after such permission has been granted or
denied, any aggrieved person may seek judicial review of such decision
pursuant to article seventy-eight of the civil practice law and rules in
the supreme court for the county in which such wetlands are situated.
TITLE 3 Program and Land-use Regulation For Tidal Wetlands
Program and cooperative agreements for the protection of
tidal wetlands.
1. Upon completion of the inventory with respect to tidal wetlands,
the commissioner shall confer with the local government officials
involved to establish a program for the protection of such tidal
wetlands.
2. The commissioner may enter into cooperative agreements with any
village, town, city or county, or with any one or more of them, for the
purpose of preserving, maintaining and enhancing, in accordance with the
policies of this act, those tidal wetlands included within the
boundaries of such villages, towns, cities and counties.
3. A cooperative agreement with any such village, town, city or county
may provide for the development by personnel and facilities of the
department of environmental conservation, or the payment out of funds
appropriated for the purpose, of the cost of preserving, maintaining or
enhancing such tidal wetlands in accordance with the policies of this
act, and for the furnishing of such personnel, facilities or funds as
may be agreed upon within the cooperative agreement.
4. The cooperative agreement shall provide that the tidal wetlands be
preserved and maintained in their natural or enhanced state, provided,
however, that a reservation in any such agreement by a village, town,
city or county of the right to operate or lease for operation shellfish
beds lying within the area, and a reservation of the income from such
operation or lease for the village, town, city or county shall be
allowed and not considered a violation of preservation and maintenance
of a natural state.
5. This section shall not prevent any tidal wetlands from being
designated as portions of the state's natural and historic preserves,
nor shall it prevent the dedication of any such lands as state parks.
The office of parks and recreation shall outline to the commissioner its
plans to preserve tidal wetlands in parklands as soon as practicable.
Land-use regulation of tidal wetlands.
1. Upon completion of the inventory the commissioner shall adopt
land-use regulations governing the uses of said inventoried wetlands.
In preparing such regulations the commissioner shall be guided by
factors including, but not limited to, the public policy set forth in
this act as well as the present and potential value of the particular
wetland for marine food production, as a wildlife habitat, as an element
of flood and storm control, and as a source of recreation, education and
research. The commissioner shall determine what uses of inventoried
wetlands may be compatible with any or all of the foregoing, and he
shall prepare such appropriate land-use regulations as may permit only
such compatible uses. These regulations shall be filed with the
secretary of state and shall take effect thirty days after such filing.
A copy of such regulations shall also be simultaneously forwarded by
certified mail to the chief administrative officer of each municipality
within whose boundary any such wetland or portion thereof is located. No
permits may be granted by any local body, nor shall any construction or
activity take place at variance with these regulations.
2. The placing of any tidal wetlands under a land-use regulation which
restricts its use shall be deemed a limitation on the use of such
wetlands for the purposes of property tax valuation, in the same manner
as if an easement or right had been acquired under the general municipal
law. Assessment shall be based on present use under the restricting
regulation.
TITLE 4 Regulated Activities
Regulated activities.
1. After completion of the inventory prescribed in title 2 of this
article with respect to any tidal wetland, no person may conduct any of
the activities set forth in subdivision 2 of this section unless he has
obtained a permit from the commissioner to do so. The permit issued by
the commissioner shall be in addition to, and not in lieu of, such
permit or permits as may be required by any municipality within whose
boundary such wetland or portion thereof is located.
2. Activities subject to regulation hereunder include any form of
draining, dredging, excavation, and removal either directly or
indirectly, of soil, mud, sand, shells, gravel or other aggregate from
any tidal wetland; any form of dumping, filling, or depositing, either
directly or indirectly, of any soil, stones, sand, gravel, mud, rubbish,
or fill of any kind; the erection of any structures or roads, the
driving of any pilings or placing of any other obstructions, whether or
not changing the ebb and flow of the tide, and any other activity within
or immediately adjacent to inventoried wetlands which may substantially
impair or alter the natural condition of the tidal wetland area.
3. The depositing or removal of the natural products of the tidal
wetlands by recreational or commercial fishing, shellfishing,
aquaculture, hunting or trapping, shall be excluded from regulation
hereunder, where otherwise legally permitted.
4. Activities, orders, and regulations of the department of health or
of units of local government with respect to matters of public health
shall be excluded from regulation hereunder, except as hereinafter
provided. Copies of all such public health orders and regulations
affecting tidal wetlands shall be filed with the department of
environmental conservation. The commissioner may require modification of
such orders or regulations if he deems it necessary to implement the
policy of this act.
5. The commissioner shall review all current mosquito control projects
to determine whether they are having any adverse impact on tidal
wetlands. Where any adverse impact is found, the commissioner following
a public hearing, may require modification of such projects if he deems
it necessary to implement the policy of this act.
6. Where the dredging or filling is in the navigable waters of the
state or is for the reconstruction or repair of certain dams and docks,
and where such activity also substantially affects tidal wetlands, any
person undertaking such activity must seek permission under this act as
well as under any other applicable law.
Application for permits.
1. Any person proposing to conduct or cause to be conducted an
activity regulated under this act upon any inventoried tidal wetland
shall file an application for a permit with the commissioner, in such
form and containing such information as the commissioner may prescribe.
The applicant shall have the burden of demonstrating that the proposed
activity will be in complete accord with the policy and provisions of
this act. Such application shall include a detailed description of the
proposed work and a map showing the area of tidal wetland directly
affected, with the location of the proposed work thereon, together with
the names of the owners of record of adjacent lands and the known
claimants of water rights in or adjacent to the tidal wetlands of whom
the applicant has notice. The commissioner shall cause a copy of such
application to be mailed to the chief administrative officer in the
municipality where the proposed work or any part of it is located.
2. The rules and regulations adopted by the department to implement
this article and the provisions of article 70 of this chapter and rules
and regulations adopted thereunder shall govern permit applications,
renewals, modifications, suspensions and revocations under this article.
Granting of permits.
1. In granting, denying or limiting any permit under this act, the
commissioner shall consider the compatibility of the proposed activity
with reference to the public health and welfare, marine fisheries,
shellfisheries, wildlife, flood and hurricane and storm dangers, and the
land-use regulations promulgated pursuant to section 25-0302 of this
act.
2. Notice that the state or any agency or subdivision thereof is in
the process of acquisition of any tidal wetlands by negotiation or
condemnation shall be sufficient basis for denial of any permit under
this section.
3. In granting a permit, the commissioner may impose such conditions
or limitations as may be necessary to carry out the public policy set
forth in this act. The commissioner may require a bond in an amount and
with surety and conditions satisfactory to him securing to the state
compliance with the conditions and limitations set forth in the permit.
Judicial review.
Any person aggrieved by the issuance, denial, suspension, or
revocation of a permit may within thirty days from the date of the
commissioner's order seek judicial review pursuant to article
seventy-eight of the civil practice law and rules in the supreme court
for the county in which the tidal wetlands affected are located. In the
event that the court may find that the determination of the commissioner
constitutes the equivalent of a taking without compensation, and the
land so regulated otherwise meets the interest and objectives of this
act it may, at the election of the commissioner, either set aside the
order or require the commissioner to acquire the tidal wetlands or such
rights in them as have been taken, proceeding under the power of eminent
domain.
Payments for extractions from or filling in wetlands.
1. Any applicant for a permit to dredge, excavate, or remove soil,
mud, sand, shells, gravel or other aggregate from any publicly-owned
tidal wetland shall be required to pay to the public owner thereof such
amount, which shall not be nominal, as the office of general services or
its local equivalent body shall determine to be the value of the
aggregate extracted. Any person aggrieved by such determination may seek
judicial review pursuant to article seventy-eight of the civil practice
law and rules in the supreme court for the county in which the tidal
wetland is located.
2. Any applicant for a permit to dump, fill, or deposit any soil,
stones, sand, gravel, mud, rubbish, or fill of any kind onto or in any
publicly-owned tidal wetlands shall be required to pay to the owner such
amount, which shall not be nominal, as the office of general services or
its local equivalent shall determine. Any person aggrieved by such
determination may seek judicial review pursuant to article seventy-eight
of the civil practice law and rules in the supreme court for the county
in which the tidal wetland is located.
3. Monies paid to the state under this section shall be used by the
commissioner for preservation of the tidal wetlands.
TITLE 6 Miscellaneous Provisions
Severability.
The provisions of this act shall be severable, and if any clause,
sentence, paragraph, subdivision or part of this act shall be adjudged
by any court of competent jurisdiction to be invalid, such judgment
shall not affect, impair or invalidate the remainder thereof, but shall
be confined in its operation to the clause, sentence, paragraph,
subdivision or part thereof directly involved in the controversy in
which such judgment shall have been rendered.
ARTICLE 27 Reduction, Collection, Reuse, Recycling, Treatment and Disposal of Solid Waste
TITLE 1 Solid and Hazardous Waste Management Policy and Planning
Legislative purposes.
1. It is the purpose of the legislature of the state of New York in
enacting this article to encourage the development of economical
projects for the present and future collection, treatment and management
of solid and hazardous waste in such a manner as will assure full
consideration of all aspects of planning for proper and effective solid
and hazardous waste disposal, coordinated, so far as practicable, with
other related state, regional and local planning activities, and
consistent with the protection of the public health, including such
factors as population change, urban and metropolitan development, land
use planning, water pollution and air pollution control, and the
feasibility of regional resource recovery programs.
2. It is furthermore the purpose of the legislature of the state of
New York to effect maximum resource recovery from solid waste on a
cost-effective basis, with minimum environmental debit, energy-efficient
materials recovery, prudent land use, maximum economic benefits and
maximum effective private sector participation, with due concern for the
primacy of the local and regional role in resource recovery procedures
upon the basis of public knowledge and consent.
State solid waste management plan.
1. For the purposes of this article, the department is designated as
the official state agency with the responsibility for preparing and
updating the New York state solid waste management plan (hereinafter
referred to as the "plan") consistent with the state resource recovery
policies declared in the New York state resource recovery policy act,
with this title, with titles five and seven of this article, and with
the federal "Resource Conservation and Recovery Act of 1976" and
amendments thereto.
2. The commissioner shall biennially review the status of programs and
information contained within the plan and make recommendations for
legislation or other state action related to:
(a) comprehensive procurement policies applicable to state agencies
and public authorities which will give maximum feasible encouragement to
the procurement of products manufactured with stated levels of secondary
materials;
(b) incentives for developing and expanding markets for promoting the
return of secondary materials and other recovered resources to
productive use; and
(c) analysis of packaging and other various components of the waste
stream to propose changes which will conserve energy and reduce solid
waste generation.
In making such recommendations and reviewing said plans the
commissioner shall take into account sound principles of solid waste
management and relevant considerations of natural resources
conservation, energy production and employment creating opportunities
and shall further take into account any relevant changes in federal and
state laws, any local solid waste management plans developed pursuant to
section 27-0107 of this article, and the experience of agencies, local
governments, private industry, the public and the results of the public
participation contemplated by the United States Environmental Protection
Agency's Guidelines for Public Participation in Programs under the
Resource Conservation and Recovery Act (40 CFR Part 25). On the basis of
that review, the commissioner shall modify the plan, as appropriate,
and, not later than March thirty-first of every other year, shall file
such modified plan with the governor and the legislature.
3. Amendments to the plan shall assure current attention to:
(a) an identification of the boundaries of those regions within the
state which, as a result of urban concentration, geographic conditions,
secondary materials markets, technological feasibility, and other
factors, are appropriate for carrying out regional solid waste
management;
(b) identification of which solid waste functions will be planned for
and carried out by which local authorities, regional authorities, state
authorities, agencies and public benefit corporations, giving due
consideration to the compatibility of the planning and implementing
functions which can be combined at the local level;
(c) identification of local, regional and state authorities and
agencies which shall have responsibility for the solid waste functions
identified in the plan which shall be managed and carried out by or on
behalf of such entities or any combination thereof, giving due
consideration to the compatibility of the planning and implementing
functions which can be combined at the local level;
(c-1) identification of strategies, programs and practices, in
consultation with the commissioner of the office of general services, to
be undertaken by the state in the management of solid waste generated by
state agencies, to ensure the attainment by the state of statewide solid
waste reduction and recycling goals established in the plan. Using
information obtained from individual state agencies, the plan shall set
forth dates by which the state of New York as a generator of solid waste
is to recover progressively increasing amounts of recyclable materials
from its waste stream and attain a reduction in its waste stream,
consistent with the statewide waste reduction and recycling goals
identified in the plan.
(d) identification of the environmental impacts including, but not
limited to, air or water pollution, or the generation of hazardous waste
resulting from the utilization of solid waste management technologies;
(e) identification and projections of changes in the waste stream that
are likely to occur during the useful life of a proposed facility, on a
statewide and regional basis, during the projected planning period;
(f) the status of solid waste management activities and capacity, and
projected special needs within the state;
(g) an assessment of future programs and resource needs to effectuate
the purposes of such plan;
(h) an assessment of alternative resource recovery practices including
but not limited to source separation, waste volume reduction, community
recycling centers and sanitary landfill or other environmentally sound
disposal manner or practice;
(i) any local solid waste management plan submitted to the
commissioner by or on behalf of any municipality;
(j) legislative recommendations appropriate to effectuate the purposes
of this title; and
(k) any other recommendations as may be appropriate.
4. In the case of any region which, pursuant to the federal "Resource
Conservation and Recovery Act of 1976", would be located in two or more
states, the commissioner shall include in the plan an identification of
such regions and the function to be performed thereby and shall submit
to the governor and the legislature recommendations for the development
and enactment of the interstate agreements necessary to carry out the
purposes of this article.
5. In connection with developing and updating the plan, the
commissioner may request and shall receive from any department,
division, board, bureau, commission or other agency of the state or any
political subdivision thereof or any public authority such assistance
and data as may be reasonably necessary to enable the commissioner to
carry out his responsibilities under this section. In making such
request, the commissioner shall consult and cooperate with such
municipality or other public body to ensure against unnecessary
duplication of effort or other administrative inefficiency.
Preferred statewide hazardous waste management practices
hierarchy.
It is hereby declared that the following preferred hazardous waste
management practices hierarchy is to be used to guide all hazardous
waste policies and decisions:
a. The generation of hazardous wastes is to be reduced or eliminated
to the maximum extent practical;
b. Hazardous wastes that continue to be generated are to be recovered,
reused or recycled to the maximum extent practical;
c. Detoxification, treatment or destruction technologies are to be
utilized for hazardous wastes which cannot be reduced, recovered, reused
or recycled; and
d. Land disposal of industrial hazardous wastes, except treated
residuals posing no significant threat to the public health or to the
environment, should be phased out as it is the least preferable method
of industrial hazardous waste management.
State solid waste management policy.
In the interest of public health, safety and welfare and in order to
conserve energy and natural resources, the state of New York, in
enacting this section, establishes as its policy that:
1. The following are the solid waste management priorities in this
state:
(a) first, to reduce the amount of solid waste generated;
(b) second, to reuse material for the purpose for which it was
originally intended or to recycle material that cannot be reused;
(c) third, to recover, in an environmentally acceptable manner, energy
from solid waste that can not be economically and technically reused or
recycled; and
(d) fourth, to dispose of solid waste that is not being reused,
recycled or from which energy is not being recovered, by land burial or
other methods approved by the department.
2. State government must make an essential contribution to the
development and implementation of environmentally, economically and
technically viable solid waste management programs through fulfilling
its responsibilities to provide programs which promote waste reduction
and the expansion of markets for recovered materials, clearly
articulated, responsive and consistently applied regulatory structures,
and a full range of technical assistance to local governments. A
state-local partnership, in which the basic responsibility for the
planning and operation of solid waste management facilities remains with
local governments and the state provides necessary guidance and
assistance, must be forged.
3. This policy, after consideration of economic and technical
feasibility, shall guide the solid waste management programs and
decisions of the department and other state agencies and authorities.
Local solid waste management plans; purpose and scope.
1. Purpose and scope. (a) A planning unit may undertake and complete a
timely process leading to a local solid waste management plan for such
unit for at least a ten-year period. For purposes of this section and
section 27-0109 of this article, "planning unit" shall mean a county,
two or more counties acting jointly, a local government agency or
authority established pursuant to state law for the purposes of managing
solid waste, any city located in the county of Nassau, or two or more
other municipalities which the department determines to be capable of
implementing a regional solid waste management program.
(b) The local solid waste management plan shall:
(i) characterize the solid waste stream to be managed in the planning
period and methods to increase waste diversion including, but not
limited to recycling and composting;
(ii) assess existing and alternate proposed solid waste management
programs and facilities;
(iii) address to the maximum extent practicable the comments and views
expressed by concerned governmental, environmental, commercial and
industrial interests and the public on the waste reduction, recycling,
reuse and disposal alternatives;
(iv) identify the parties with responsibility to implement each
element of the plan and the steps which must be undertaken by each;
(v) set forth a timetable for implementing the plan;
(vi) describe the participation in the preparation of the plan of each
municipality which has chosen to participate in such preparation; and
(vii) describe (A) measures undertaken by the municipalities
participating in the planning unit to secure participation of
neighboring jurisdictions, (B) the limitations, if any, imposed by the
proposed plan on solid waste management alternatives available to such
neighboring jurisdictions, and (C) alternatives which would be available
if a local solid waste management plan including such jurisdictions were
prepared. Specific written suggestions received from neighboring
jurisdictions shall be summarized and reflected in the plan.
(c) Such plan shall take into account the objectives of the state
solid waste management policy, provide for or take into account
management of all solid waste within the planning unit, and embody, as
may be appropriate to the circumstances, sound principles of solid waste
management, natural resources conservation, energy production, and
employment creating opportunities.
(d) Such plan is authorized to include and shall utilize, to the
extent practicable, prepared resource materials or generic analyses so
as to minimize the development and use of original data to degrees of
detail not pertinent to the circumstances.
(e) A plan may be submitted to the department by a planning unit on
its own initiative or upon the request of the participating
municipalities. The department shall review such plan and advise the
planning unit that:
(i) the plan contains the elements set forth in paragraph (b) of this
subdivision. Thereafter such plan shall become the local solid waste
management plan in effect for such municipalities; or
(ii) the plan as submitted does not contain the elements set forth in
paragraph (b) of this subdivision. The department shall state the
reasons for its determination under this subparagraph.
(f) For purposes of this subdivision, the department shall not serve
as lead agency as defined in subdivision six of section 8-0111 of this
chapter.
(g) For purposes of this section, "solid waste" shall have the same
meaning as is found in subdivision one of section 27-0701 of this
article, but shall not include source, special nuclear or by-product
material as defined in the atomic energy act of 1954, as amended, or
hazardous waste which appears on the list or satisfies the
characteristics of hazardous waste promulgated pursuant to section
27-0903 of this article or, low level radioactive waste as defined in
section 29-0101 of this chapter.
2. The department shall promulgate rules and regulations in accordance
with the provisions of the state administrative procedure act for the
implementation of this section and section 27-0109 of this article.
State assistance for local solid waste management plans.
1. As a complement to, and in conjunction with the technical
assistance provided pursuant to this chapter, and to foster and
facilitate local planning, a planning unit may apply for state
assistance for developing solid waste management plans pursuant to
section 27-0107 of this article or to update or revise an existing plan
to address the elements contained in paragraph (c) of subdivision one of
such section.
2. The commissioner is authorized to contract to make a state grant,
within the limit of appropriation therefor, to any planning unit for up
to ninety percent of the costs to prepare, update or revise its local
solid waste management plan; provided, however, that no such grant has
been previously made to a planning unit which is a part of or is served
by the planning unit seeking such grant. A planning unit may receive a
grant pursuant to this subdivision which shall not exceed the greater of
twenty-five thousand dollars or one dollar for each resident of the
planning unit, based upon the current federal decennial census.
3. Applications for such assistance shall outline the proposed scope
and timetable for preparation of the plan pursuant to section 27-0107 of
this article. In addition, the planning unit must demonstrate its intent
that the purpose of undertaking the plan is to develop a viable solution
to its solid waste management needs which cannot be achieved based on an
existing plan.
4. Payments authorized under this section for the preparation, update
or revision of a plan shall be made as follows:
(a) not more than fifty percent of the total grant upon approval by
the department of the grant request; and
(b) the balance of the total grant in not more than three periodic
payments for unreimbursed costs, as provided in the contract.
5. The commissioner may, in the commissioner's discretion, deny
funding to a planning unit which is within the jurisdiction of another
planning unit or proposed planning unit.
TITLE 3 Waste Transporter Permits
Intent and purpose.
It is declared to be the intent and purpose of this title to protect
the environment from mishandling and mismanagement of all regulated
wastes transported from the site of generation to the site of ultimate
treatment, storage or disposal and to prevent a discharge of wastes into
the environment, whether accidental or intentional, except at a site
approved for the treatment, storage or disposal of such wastes.
Definitions.
When used in this title:
1. "Disposal" means the abandonment, discharge, deposit, injection,
dumping, spilling, leaking or placing of any substance so that such
substance or any related constituent thereof may enter the environment.
Disposal also means the thermal destruction of waste or hazardous waste
and the burning of such wastes as fuel for the purpose of recovering
useable energy.
2. "Industrial-commercial waste" means a waste which originates at, is
generated by, or occurs as a result of any industrial or commercial
activity. The forms of waste included are exemplified by but not limited
to the following:
a. liquids such as: acids, alkalis, caustics, leachate, petroleum (and
its derivatives), and process or treatment wastewaters;
b. sludges which are semisolid substances resulting from process or
treatment operations, or residues from storage or use of liquids;
c. solids such as: solidified chemicals, paints or pigments; the end
or by-products of incineration ash; foundry sand; dredge spoil;
d. contained gaseous materials;
e. hazardous waste as defined in title 9 of this article; and
f. any liquid, sludge, septage, solid, semisolid substance or
contained gaseous material in which any of the foregoing is intermixed
or absorbed, or onto which any of the foregoing is adhered.
3. "Person" means any individual, public or private corporation,
political subdivision, government agency, department or bureau of the
state or federal government, municipality, industry, co-partnership,
association, firm, trust, estate or any other legal entity.
4. "Regulated waste" means any one of the following types of waste:
raw sewage, septage, sludge from a sewage or water supply treatment
plant, industrial-commercial waste, low-level radioactive waste as
defined in subdivision nine of this section, waste tires or waste oil.
5. "Septage" means the contents of a septic tank, cesspool or other
individual sewage treatment facility which receives domestic sewage
wastes.
6. "Storage" means the holding of waste for a temporary period, at the
end of which the waste is processed, recovered, disposed of, or stored
elsewhere.
7. "Waste" means any garbage, refuse, sludge from a waste treatment
plant, water supply treatment plant or air pollution control facility,
and other discarded material, including solid, liquid, semisolid or
contained gaseous material resulting from industrial, commercial, mining
and agricultural operations and from community activities, but does not
include solid or dissolved material in domestic sewage, or solid or
dissolved materials in irrigation return flows or industrial discharges
which are point sources subject to permits under article 17 of this
chapter, or source, special nuclear or by-product material as defined in
the Atomic Energy Act of 1954, as amended (68 Stat. 923) except as may
be provided by existing agreements between the state and the federal
government.
8. "Waste oil" means used engine lubricating oil and any other oil,
including but not limited to, fuel oil, motor oil, gear oil, cutting
oil, transmission fluid, hydraulic fluid, dielectric fluid, oil storage
tank residue, animal oil, and vegetable oil, which has been contaminated
by physical or chemical impurities, through use or accident, and has not
subsequently been rerefined.
* 9. "Low-level radioactive waste" means radioactive material that:
a. is not high-level radioactive waste, transuranic waste, spent
nuclear fuel, or the tailings or wastes produced by the extraction or
concentration of uranium or thorium from any ore processed primarily for
its source material content; and
b. the United States nuclear regulatory commission, consistent with
federal law and in accordance with paragraph a of this subdivision,
classifies as low-level radioactive waste.
* NB There are 2 sb 9's
* 9. "Environment" means any water, water vapor, any land including
land surface or subsurface, air, fish, wildlife, biota and all other
natural resources.
* NB There are 2 sb 9's
11. "Regulated medical waste" shall have the same meaning as such term
is defined in title 15 of this article.
12. "Waste tires" shall mean waste tires transported for a fee for the
purpose of reuse, recycling or disposal, except those tires collected
and transported incidental to the collection and transportation of solid
waste.
Permits for waste transporters.
1. Except as otherwise exempted by this title, no person shall engage
in the transportation of regulated waste originating or terminating at a
location in this state without a permit pursuant to this section. In
addition, no person shall engage in the transportation of low-level
radioactive waste into, within or through this state without a permit
pursuant to this section.
2. (a) The commissioner may, by regulation, exempt from the permit
requirements of this title persons engaged in the transportation of:
(1) types of wastes which do not constitute a hazard to human health
and the environment;
(2) small quantities of waste; or
(3) wastes transported by rail, water and air carriers.
(b) The commissioner may also exempt from the permit requirements of
this title persons engaged in the transportation of low-level
radioactive waste only upon a showing by such person that compliance
with such requirements would create a hardship on his own business
activities and upon a determination that, based upon the characteristics
including half life, concentration, activity, and toxicity of the
specific low-level radioactive waste transported, such transport imposes
no potential significant adverse impact on public health, safety or
welfare, the environment, or natural resources as determined by the
department in consultation with the department of health. The
commissioner shall promulgate guidelines for the purpose of determining
the circumstances under which such exemption may be granted. Any person
granted such an exemption must comply with such conditions as specified
by the commissioner. Such exemption shall be reviewed periodically as
specified by the commissioner but at least once every two years. Any
exemption granted hereunder may be revoked after due notice and
opportunity for hearing for a violation of any provision of this title
or other applicable laws, rules or regulations relating to the
transportation of regulated wastes or upon a showing that the exempted
person no longer meets the requisite guidelines for exemption.
3. A generator of a waste may obtain a permit pursuant to this title
to transport his own waste or if he contracts with another person to
remove, transport or dispose of regulated wastes. If a generator obtains
such a permit, a person engaged in the removal, transportation or
disposal of his waste shall not be required to obtain a permit pursuant
to this title for the transportation of such wastes.
4. The department shall make rules and regulations implementing this
section promulgated in accordance with the state administrative
procedure act in order to carry out and enforce the intent and purposes
thereof. Such rules and regulations and the provisions of article 70 of
this chapter and rules and regulations adopted thereunder shall govern
permit applications, permit conditions, renewals, modifications,
suspensions and revocations under this section. The department shall, in
promulgating any new or revised rule or regulation, accompany such
rulemaking with an environmental impact statement or a written
assessment stating the extent to or means by which such rule or
regulation will carry out the intent and purpose of this section. The
responsibility for the issuance and review of permits and the
enforcement of the provisions of this section may be delegated to
regional, district or county offices of the state department of health,
or to local health departments where their jurisdiction may apply.
5. Applications filed pursuant to this section shall indicate the
mechanical and other equipment, holding tanks and vehicles and any place
of temporary storage used or to be used by the applicant and the place
or places where and the manner in which the applicant will finally
dispose of the regulated wastes, and such other information as the
department deems necessary. If the department determines that the
proposed method of transportation, the place or manner in which the
waste product is to be treated, stored or disposed of or the method or
location of temporary storage will be detrimental to or substantially
damage or pollute the environment or natural resources of the state, it
may deny the permit or may impose such permit conditions as will
adequately protect against unreasonable defilement or degradation of the
natural resources of the state.
6. As a condition for the permit the department shall require every
vehicle operated by the transporter to be conspicuously marked or
placarded to identify, in a manner consistent with section fourteen-f of
the transportation law and any rules and regulations promulgated
thereunder and any related federal requirements, the regulated waste
transported or its principal hazard. Further, any such vehicle shall be
conspicuously marked or placarded in a like manner with the full name,
including the full first name or legally registered trade name or names
of the transporter and the number of the waste transporter permit issued
pursuant to this section; provided, however, that such marking or
placarding for any vehicle transporting low-level radioactive waste
shall be consistent with federal rules and regulations. The commissioner
may, by rules and regulations prescribe with respect to any specific
regulated waste the minimum quantities below which no marking or placard
is required, consistent with section fourteen-f of the transportation
law and any rules and regulations promulgated thereunder.
7. As a condition for the permit or the exemption therefrom the
department shall require the transporter, except transporters of
hazardous waste subject to manifesting under section 27-0905 of this
article, to make an annual report to the department, indicating the
number and type of installations emptied or cleaned, the volume and
nature of waste products disposed of, and the place and manner in which
such waste products were finally disposed, and such other information as
the department may require.
8. Such permit shall be renewed annually. The fees for such permit or
renewal shall be those established by regulation promulgated pursuant to
article 70 of this chapter. A renewal may be denied by the department
for failure of the applicant to properly report as provided in
subdivision 7 of this section.
9. The department may suspend or revoke any permit upon proof that the
permittee has been found guilty of a misdemeanor in the violation of the
provisions of this section as provided in section 71-1503, or if the
department determines that the permittee has violated the provisions of
this section, the rules and regulations implementing it or the rules and
regulations adopted to implement article 70 of this chapter.
10. The department is authorized and directed to adopt rules and
regulations with respect to the institution of a system of manifests
associated with the transportation of low-level radioactive wastes,
consistent with requirements of the United States nuclear regulatory
commission, and in furtherance of the agreement between the state and
the nuclear regulatory commission dated July fourth, nineteen hundred
sixty-two. Such rules and regulations shall provide that a copy of the
manifest shall be returned to the department.
11. The department shall issue a report based upon information made
available to the department pursuant to this section, on an annual basis
to the governor, the temporary president of the senate and the speaker
of the assembly. Such report shall include, but not be limited to, the
number, origin and destination of truckloads of low-level radioactive
waste leaving or entering the state for disposal and the types of
low-level radioactive waste being transported into, through or within
this state and the frequency of such movement.
12. No person shall engage in the transportation of regulated medical
waste originating or terminating at a location within the state without
a permit pursuant to the provisions of title 15 of this article, unless
otherwise exempted therein.
Waste transporter permit revocation notifications.
After the issuance of an order of suspension or revocation of the
permit of a waste transporter, the department shall publish notice of
such suspension or revocation in a newspaper or newspapers having a
general circulation in the area or areas served by the permittee and in
the environmental notice bulletin published by the department. Such
notice shall include a statement that the permittee is no longer
licensed or permitted to handle such waste. The department shall publish
such notice once each week for two consecutive weeks with the first
publication to be completed on or before the fifteenth day following
such revocation or suspension.
TITLE 4 Marketing of Recyclable Materials
Secondary materials.
1. As used in this article, "secondary materials" shall mean material
recovered from or otherwise destined for the waste stream, including but
not limited to, post-consumer material, industrial scrap material and
overstock or obsolete inventories from distributors, wholesalers and
other companies as defined in rules and regulations promulgated by the
commissioner of economic development in consultation with the
commissioner but such term does not include those materials and
by-products generated from, and commonly reused within, an original
manufacturing process.
2. For the purposes of this article, the department shall assist the
department of economic development in conducting secondary materials
market development programs pursuant to article six of the economic
development law, as added by chapter six hundred fifteen of the laws of
nineteen hundred eighty-seven, and other state agencies and authorities
conducting waste reduction and recycling programs.
3. The department shall assist in providing consumer education on the
economic and environmental benefits of solid waste management practices
and the concomitant needs for waste reduction and for consumers to
actively seek consumer products which contain secondary materials or
which are easily recycled or reused.
Legislative intent.
The legislature hereby finds and declares that development and
implementation of local programs to conserve energy through sound solid
waste management efforts can be of broad benefit to the state. Through
utilization of resource reuse and other programs, primary raw materials
can be conserved, energy savings can be gained, the amount of waste
disposed of in landfills can be reduced, and, through proper management
of the waste stream, improved operations at waste-to-energy facilities
may be realized. In recognition of the potential benefits to be accrued
from implementing sound solid waste management programs, the legislature
hereby declares that a program directed toward enhancing the state's
resource reuse efforts will provide energy, economic and environmental
benefits for New York state.
New York state local resource reuse and development program.
1. The department shall design and actively implement a local resource
reuse and development program which shall promote the collection,
intermediate processing and marketing of waste materials that are now
being disposed of as municipal solid waste in New York state. The
program shall:
(a) promote the development and implementation of resource reuse
programs by municipalities;
(b) serve as a clearinghouse for information regarding existing
municipal resource reuse programs;
(c) identify special needs and problems facing municipalities in
developing and implementing resource reuse programs, and recommend
approaches and solutions to address such identified needs and problems;
and
(d) provide other technical assistance to municipalities seeking to
develop and implement resource reuse programs.
2. The program shall provide funding for up to seventy-five percent of
the cost of municipal resource reuse programs, including the cost of
planning, designing, coordinating and implementing collection,
processing, marketing, public participation, promotional and other
activities essential to carrying out the program. Funds shall be made
available for one or more of the following purposes:
(a) an analysis of the municipal waste stream;
(b) a preliminary market survey to identify:
(1) firms in the region that currently process, broker, market or
otherwise engage in resource reuse activities, and
(2) the quantity of additional waste materials that current markets
could absorb;
(c) development and distribution of information based on the operation
of the program and the related materials and market considerations;
(d) support of a local resource reuse coordinator who will be
responsible for overseeing development and implementation of the
municipal resource reuse program. Duties shall include coordinating
municipal collection, intermediate processing and marketing efforts with
existing local, regional and state resource reuse and market development
efforts; and
(e) development of a comprehensive resource reuse public education and
promotion campaign to inform residents regarding the need for and
operation of local resource reuse efforts and to increase public
awareness of the benefits to be accrued from utilizing reused and
recycled products. The promotional campaign shall include, but need not
be limited to:
(1) public education and outreach activities such as: magazine,
newspaper, television, radio and public transportation advertisements
and public informational meetings and seminars; and
(2) dissemination of public information materials providing the
details of the municipal program including, but not limited to items to
be collected, collection locations and schedules.
3. The department shall receive applications for assistance from a
municipality, acting alone or in conjunction with one or more other
municipalities. Applications shall be evaluated based on the following
criteria:
(a) energy savings of the proposal;
(b) technical feasibility of the proposal;
(c) municipal government commitment to the program;
(d) whether the applicant has pursued other sources of funding,
including, but not limited to funding available under title nine of
article fifty-one of this chapter; and
(e) demonstrated ability of the applicant to carry out the proposed
program.
4. In evaluating proposals, the department shall consider the
potential for coordination and consolidation of solid waste practices
among municipalities within specified areas or regions, and shall
encourage such cooperation and consolidation where it is practicable and
would result in enhanced energy savings, environmental protection and
cost effectiveness.
TITLE 5 State Aid For Implementation of Resource Recovery and Other Improved Solid Waste Management Systems
Definitions.
1. "Collection system development program" means a comprehensive
review of existing solid waste collection practices and the development
of designs for efficient and cost-effective systems for the systematic
collection of solid waste of one or more municipalities or any portion
thereof.
2. "Preparation of contract documents" means the preparation of
documents for entering into contracts for (a) the design, construction,
operation, financing, ownership or maintenance of a solid waste
management facility; (b) a system of collection and disposal of
municipal solid waste through resource recovery; and (c) the marketing
of materials and energy recovered from solid waste. Such documents may
include detailed construction plans and specifications, bid
advertisements, requests for proposals and reports evaluating bids and
proposals.
3. "Implementation feasibility project" means the investigation and
evaluation of any one or more of the following: engineering, economic,
environmental, technological, administrative, institutional, social and
political factors affecting the acceptability of a solid waste
management facility or system of which the facility is part for the
purpose of determining the feasibility of constructing such proposed
facility or establishing such system.
4. "Municipality" means a village, town, city or county or any
designated agency thereof, or any two or more of the foregoing which are
acting jointly in connection with a solid waste management facility, a
solid waste management district, or a public benefit corporation having
power granted otherwise than under this article to construct, operate
and maintain a solid waste management facility, including a public
corporation created pursuant to agreement or compact with another state.
5. "Recycling center" means a community-based facility where separated
solid waste can be stored, assembled and prepared for sale or other
disposition.
6. "Resource recovery" means the separation, extraction and recovery
of useable materials, energy or heat from solid waste through source
separation, recycling centers or other programs, projects or facilities.
7. "Solid waste" means all materials or substances discarded or
rejected as being spent, useless, worthless, or in excess to the owners
at the time of such discard or rejection, including but not limited to
garbage, refuse, industrial and commercial waste, sludges from air or
water pollution control facilities or water supply treatment facilities,
rubbish, ashes, contained gaseous material, incinerator residue,
demolition and construction debris and offal, but not including sewage
and other highly diluted water-carried materials or substances and those
in gaseous form.
8. "Solid waste management facility" means any facility employed
beyond the initial solid waste collection process, including but not
limited to recycling centers, transfer stations, baling facilities, rail
haul or barge haul facilities, processing systems, including resource
recovery facilities or other facilities for reducing solid waste volume,
sanitary landfills, plants and facilities for compacting, composting or
pyrolization of solid waste, incinerators and other solid waste
disposal, reduction or conversion facilities.
9. "Source separation" means the segregation of recyclable materials
from the solid waste stream at the point of generation for separate
collection, sale or other disposition.
10. "Secondary materials" means those commodities that have been
reclaimed for reuse and are used in place of a primary or raw material
in manufacturing a product.
State aid.
1. The commissioner may, in the name of the state, make or contract to
make, within the limitation of appropriations therefor, a state grant
for the payment to any municipality of not more than fifty percent of
the eligible cost of collection system development programs, preparation
of contract documents, and implementation feasibility projects.
2. The commissioner shall enter into a grant agreement pursuant to
this title only upon a finding that the municipality has given due
consideration to the items listed below or that such consideration will
be given through the fulfillment of the terms of the proposed grant
agreement. Pursuant to section 27-0505 of this title, the commissioner
shall adopt guidelines relative to the criteria for making such finding.
These guidelines shall require at least that relative to the proposed
facility, system or actions which are to be the subject of the proposed
grant agreement, due consideration shall be given to:
(a) any relevant, prior solid waste management study or report;
(b) reasonable alternatives which would achieve the same or similar
objectives, including opportunities for utilizing:
(i) existing solid waste management-resource recovery alternatives;
(ii) existing facilities of the secondary materials industry;
(iii) source separation programs and recycling centers, composting
programs; and
(iv) multi-municipal or regional arrangements for resource recovery
and solid waste management;
(c) effects on the use, conservation and production of energy; and
(d) effects on employment.
3. Payments authorized pursuant to this title shall be made in three
apportionments in accordance with the following:
(a) the first payment, not to exceed fifty percent, less retained
percentages, of the total grant shall be payable when acceptable
documents, as required to be prepared by the grant agreement, are
approved by the commissioner. In the case of collection system
development programs and implementation feasibility projects, such
documents shall include a report containing recommended actions and a
time schedule for taking such actions. In the case of preparation of
contract documents, such documents shall include construction plans and
specifications, bid advertisements, requests for proposals, or
evaluation reports of bids or proposals containing recommended actions.
(b) the balance of the grant, less retained percentages, shall be
payable:
(i) in the case of collection system development programs or
implementation feasibility projects, when the municipality officially
acts upon the recommendations contained in the approved report; and
(ii) in the case of preparation of contract documents, when contracts
are awarded or when construction begins, whichever occurs first.
(c) the final payment shall be made after appropriate audit.
(d) the department shall oversee the use of the grant to assist the
municipality.
Powers and duties of the commissioner.
In administering and enforcing the provisions of this title, the
commissioner shall:
1. make an estimate of funds or appropriations for inclusion annually
in the executive budget for state aid under this title including section
27-0509 hereof;
2. receive applications for state aid in such form and containing such
information as he may require;
3. qualify municipalities for state aid and advise them concerning
such qualification;
4. in the cases of collection system development programs and
implementation feasibility projects, approve the geographical scope and
subject matter coverage thereof prior to commencement to work thereon;
5. approve prior to final payment the documents in respect to which
state aid has been sought;
6. approve vouchers for payment of state aid grants;
7. adopt guidelines setting forth criteria by which to evaluate the
eligibility and relative entitlement of municipalities for funding under
this title; and
8. perform such other and further acts and promulgate such further
rules and regulations as may be necessary, proper and desirable to carry
out effectively the provisions of this title.
Powers of municipalities.
Any municipality may:
1. apply to and contract with the commissioner for state aid pursuant
to this article;
2. enter into contracts for consulting, engineering and other
professional services for the preparation of documents in respect to
which state aid is to be sought pursuant to this title; provided,
however, the contract costs negotiated between the person or firm chosen
to perform such services and the applicant for state aid under this
title shall be subject to the approval of the commissioner; and
3. expend money received from the state pursuant to this title only
for purposes consistent therewith.
Technical assistance.
The commissioner shall prepare and distribute to municipalities, and
may distribute to other persons, upon request, information relevant to
the source separation of solid waste. The commissioner shall provide
consultations to assist in the development of programs under this
section. Such technical assistance program shall include, but not be
limited to:
1. classification of recyclable materials;
2. techniques for home sorting of solid waste;
3. collection systems for separated materials which promote the
efficiency of resource recovery facilities;
4. use of compartmentalized sanitation vehicles to maintain collected
materials in an uncontaminated condition;
5. identification of appropriate marketing specifications and markets
to assist persons who engage in preparing recovered materials for
market;
6. education and public information programs which include source
reduction and the relationship between solid waste and energy;
7. projections of probable changes in the waste stream due to changes
in population, industry and employment in the municipality;
8. model local law or ordinance to implement source separation; and
9. other relevant information for solid waste management.
TITLE 7 Solid Waste Management and Resource Recovery Facilities
Definitions.
As used in this title:
1. "Solid waste" means all putrescible and non-putrescible materials
or substances discarded or rejected as being spent, useless, worthless
or in excess to the owners at the time of such discard or rejection,
except including but not limited to garbage, refuse, industrial and
commercial waste, sludges from air or water control facilities, rubbish,
ashes, contained gaseous material, incinerator residue, demolition and
construction debris, discarded automobiles and offal but not including
sewage and other highly diluted water carried materials or substances
and those in gaseous form.
2. "Solid waste management facility" means any facility employed
beyond the initial solid waste collection process including, but not
limited to, transfer stations, baling facilities, rail haul or barge
haul facilities, processing systems, including resource recovery
facilities or other facilities for reducing solid waste volume, sanitary
landfills, facilities for the disposal of construction and demolition
debris, plants and facilities for compacting, composting or pyrolization
of solid wastes, incinerators and other solid waste disposal, reduction
or conversion facilities.
3. "Solid waste management" means the purposeful and systematic
transportation, storage, processing, recovery and disposal of solid
waste.
4. "Resource recovery" means the separation, extraction and recovery
of useable materials, energy or heat from solid waste through source
separation, recycling centers or other programs, projects or facilities.
Powers and duties of the department; solid waste management
facilities.
1. To the maximum extent feasible, the department shall carry out the
provisions of this title so as to facilitate short and long term
planning for solid waste disposal, to promote cooperation among
neighboring localities in the planning and implementation of solid waste
management programs and facilities, and to facilitate implementation of
solutions to solid waste management problems confronted by localities.
2. The department shall have the power to: (a) Adopt and promulgate,
amend and repeal rules and regulations governing the operation of solid
waste management facilities. Such rules and regulations shall be
directed at the prevention or reduction of (i) water pollution, (ii) air
pollution, (iii) noise pollution, (iv) obnoxious odors, (v) unsightly
conditions caused by uncontrolled release of litter, (vi) infestation of
flies and vermin, and (vii) other conditions inimical to the public
health, safety and welfare. In promulgating such rules and regulations,
the department shall give due regard to the economic and technological
feasibility of compliance therewith. Any rule or regulation promulgated
pursuant hereto may differ in its terms and provisions as between
particular types of solid waste management facilities and as between
particular areas of the state.
(b) Provide technical assistance to municipalities and other persons
engaged in solid waste management and provide training for proper
operation of solid waste management facilities.
(c) Cooperate with appropriate local, state, interstate and federal
agencies to promote the operation of solid waste management facilities
in a safe, sanitary, efficient and environmentally sound manner.
3. The department shall, in promulgating any new or revised rule or
regulation, accompany such rule making with an environmental impact
statement or a written assessment stating the extent to or means by
which such rule or regulation will prevent or reduce the factors
identified in subparagraphs (i) through (vii) of paragraph (a) of
subdivision two of this section.
4. Siting, design, construction, and operating requirements
established pursuant to subdivision two of this section for solid waste
management facilities shall be embodied in rules and regulations of the
department promulgated pursuant to the state administrative procedure
act.
5. The commissioner shall cause program plans to be prepared for all
solid waste management assistance programs of the department enacted or
substantially modified by the solid waste management act of 1988 or
hereafter enacted, for the program of funding small scale, low
technology approaches to resource recovery pursuant to section 51-0905
of this chapter, and for the local resource reuse and development
program established by section 27-0405 of this article. Such plans shall
be consistent with the legislative intent and statutory authorization
for such programs. Program plans shall be derived from and shall be
consistent with the state solid waste management policy set forth in
section 27-0106 of this article. Such plans shall be transmitted to the
temporary president and the minority leader of the senate and the
speaker and the minority leader of the assembly within ninety days of
the effective date of this act or of the effective date of any statute
authorizing such program. Program plans shall describe the goals and
objectives of each program, operational priorities and administrative
procedures to be established in administering each program, shall guide
the development of operating procedures and administrative rules and
regulations governing each program, shall set forth the manner in which
the program shall be coordinated with other solid waste management
programs and shall set forth a description of the operating
relationships with the department of environmental conservation, other
relevant agencies and authorities and regional and local public and
private organizations.
6. Notwithstanding any other provision of law or rule or regulation to
the contrary, the owner or operator of a solid waste management facility
engaged in the storage of one thousand or more waste tires in existence
on or after the effective date of this subdivision shall submit to the
department a completed application for a permit to continue to operate
such facility, or cease operations and begin removal of the waste tires
from the facility and dispose of or treat them in a lawful manner
pursuant to a removal plan approved by the department. The owner or
operator must provide financial assurance to cover the cost of closure
of the facility at its maximum capacity, in a form and amount acceptable
to the department, before a permit will be issued. Any owner or operator
who obtained a permit pursuant to this subdivision before the effective
date of the waste tire management and recycling act of 2003 shall
provide such financial assurance within one hundred eighty days of the
effective date of such act. Failure to provide or maintain financial
assurance shall be grounds for the denial or revocation of a permit.
Land burial and disposal in the counties of Nassau and
Suffolk; special provisions.
1. Definitions. As used in this section the following terms shall have
the following meanings:
a. "Clean fill" shall mean material consisting of concrete, steel,
wood, sand, dirt, soil, glass, or other inert material designated by the
commissioner.
b. A "deep flow recharge area" shall mean a sensitive recharge area
within the counties of Nassau and Suffolk within the boundaries of
hydrogeologic zones I, II and III as defined in the Long Island
Comprehensive Waste Treatment Management Plan of nineteen hundred
seventy-eight.
c. "Downtime waste" shall mean any treatable or burnable waste
accumulated during a scheduled or unscheduled maintenance period of a
treatment facility.
d. "Hazardous waste" shall be defined as promulgated by the provisions
of section 27-0903 of this article.
e. "Landfill" shall mean a disposal facility at which solid waste, or
its residue after treatment, is intentionally placed and at which, waste
shall remain after closure.
f. "Long Island Comprehensive Waste Treatment Management Plan of
nineteen hundred seventy-eight" shall mean the study prepared by the
Long Island Regional Planning Board pursuant to section two hundred
eight of the federal water pollution control act.
g. "Treatment facility" shall mean resource recovery, incineration,
composting, or other process as approved by the commissioner through
which solid waste is put in order to reduce volume and toxicity.
h. "Untreatable waste" shall mean that material that because of its
size or composition cannot be processed by a treatment facility.
2. The Long Island Comprehensive Waste Treatment Management Plan of
nineteen hundred seventy-eight shall be kept on file in the office of
the commissioner. The hydrogeologic zones and their attendant boundaries
as specified in the aforementioned plan are hereby adopted. Any changes
made in the boundaries and accepted by the commissioner shall be
considered as automatically adopted for the purposes of this section.
3. On or after the effective date of this section and except as
provided herein, no person shall commence operation, including site
preparation, of a new landfill or of an expansion to an existing
landfill which is located in a deep flow recharge area. However, the
commissioner, after conducting a public hearing, may approve a limited
expansion of any existing landfill in a deep flow recharge area for the
sole purpose of providing for solid waste disposal capacity prior to the
implementation of a resource recovery system. The commissioner shall not
approve any such expansion unless he finds that the owner of such
landfill is a municipality that is implementing a resource recovery
system which is acceptable to the commissioner and which will be
operational no later than seven years after the effective date of this
section and that no other feasible means of solid waste management is
available, taking into account technological, economic and other
essential factors.
4. On or after the effective date of this section, no person shall
commence operation, including site preparation, of a new landfill or of
an expansion to an existing landfill, which is located in the county of
Nassau or Suffolk outside of deep flow recharge areas unless:
a. The commissioner has made an affirmative determination that such
landfill will not pose a threat to groundwater quality; and
b. The owner or operator of the landfill has posted a financial
guarantee such as, but not limited to, pollution liability insurance,
sureties, performance bonds and/or trust funds acceptable to the
commissioner securing the cost of corrective treatment, or the
development of alternative water sources, should such landfill become a
source of groundwater, surface water, or air pollution. The size of the
financial guarantee, the financial stability of the surety, and the
terms of posting shall be determined by the commissioner. Financial
surety shall also be arranged to ensure the proper operation and
maintenance of leachate and other collection and treatment systems for a
period of time, as determined by the commissioner, after a landfill is
closed; and
c. The landfill is underlain by two or more natural and/or synthetic
liners each with provisions for leachate collection, and has a treatment
and disposal system, all of which are approved by the commissioner. Any
natural clay liners shall have a minimum compacted thickness of two feet
and all liners shall have a maximum hydraulic conductivity not to exceed
one times ten to the minus seven centimeters per second. If the landfill
uses two synthetic liners, the department shall require that the liners
are of different chemical compositions; and
d. The landfill is designed and operated to minimize the migration of
methane gas or other gases beyond the facility boundaries so as to avert
the creation of a nuisance or a danger to property or public health; and
e. The landfill is prohibited from accepting industrial, commercial or
institutional solid or liquid waste that is hazardous; and
f. The landfill is not located in a freshwater wetland, tidal wetland
or floodplain as identified by the department.
g. Except as provided herein, the landfill accepts only material which
is the product of resource recovery, incineration or composting.
Downtime waste and wastes that are untreatable by a resource recovery
system may be disposed of when handled as provided in this paragraph.
Downtime waste and untreatable waste that is landfilled may only be
deposited in a special disposal area that is located and constructed so
as to segregate these wastes and minimize their effect on residents of
the surrounding area. Not more than ten percent of the annual rated
capacity of a resource recovery facility may be disposed of as downtime
waste per year. However, up to ten percent of the annual rated capacity
of more than one resource recovery facility may be so disposed of at a
single landfill.
Any such landfill may also accept wastes other than those authorized
in this subdivision whenever such disposal is approved by the
commissioner based upon a finding made after the opportunity for a
public hearing that (i) no resource recovery facility is available to
accept such waste; (ii) the owner of the landfill is making all
reasonable efforts to implement a resource recovery system acceptable to
the commissioner; and (iii) that the landfilling of such wastes will not
have significant adverse environmental impacts. In granting any such
approval, the commissioner shall impose conditions necessary to mitigate
any adverse environmental impacts to the maximum extent practicable and
shall impose a schedule under which the municipality shall implement an
acceptable resource recovery system.
5. Within seven years of the effective date of this section, no person
shall operate a landfill existing on the effective date of this section
in the counties of Nassau and Suffolk unless:
a. The owner or operator of the landfill has posted a financial
guarantee such as, but not limited to, pollution liability insurance,
sureties, performance bonds and/or trust funds acceptable to the
commissioner securing the cost of corrective treatment, or the
development of alternative water sources, should such landfill become a
source of groundwater, surface water or air pollution. The size of the
financial guarantee, the financial stability of the surety, and the
terms of posting shall be determined by the commissioner. Financial
surety shall also be arranged to ensure the proper operation and
maintenance of leachate and other collection and treatment systems for a
period of time, as determined by the commissioner, after a landfill is
closed; and
b. The landfill is underlain by two or more natural and/or synthetic
liners each with provisions for leachate collection, and has a treatment
and disposal system, all of which are approved by the commissioner. Any
natural clay liners shall have a minimum compacted thickness of two feet
and all liners shall have a maximum hydraulic conductivity not to exceed
one times ten to the minus seven centimeters per second. If the landfill
uses two synthetic liners, the department shall require that the liners
are of different chemical composition; and
c. The landfill is designed and operated to minimize the migration of
methane gas or other gases beyond the facility boundaries so as to avert
the creation of a nuisance or a danger to property or public health; and
d. The landfill does not accept industrial, commercial or
institutional solid or liquid waste that is hazardous; and
e. The landfill is not located in a freshwater wetland, tidal wetland
or floodplain as identified by the department.
f. Except as provided herein, the landfill accepts only material which
is the product of resource recovery, incineration or composting.
Downtime waste and wastes that are untreatable by a resource recovery
system may be disposed of when handled as provided in this paragraph.
Downtime waste and untreatable waste that is landfilled may only be
deposited in a special disposal area that is located and constructed so
as to segregate these wastes and minimize their effect on residents of
the surrounding area. Not more than ten percent of the annual rated
capacity of a resource recovery facility may be disposed of as downtime
waste per year. However, up to ten percent of the annual rated capacity
of more than one resource recovery facility may be so disposed of at a
single landfill.
If the landfill is located outside of the deep flow recharge area,
such landfill may also accept wastes other than those authorized in this
subdivision whenever such disposal is approved by the commissioner based
upon a finding made after the opportunity for a public hearing that (i)
no resource recovery facility is available to accept such waste; (ii)
the owner of the landfill is making all reasonable efforts to implement
a resource recovery system acceptable to the commissioner; and (iii)
that the landfilling of such wastes will not have significant adverse
environmental impacts. In granting any such approval, the commissioner
shall impose conditions necessary to mitigate any adverse environmental
impacts to the maximum extent practicable and shall impose a schedule
under which the municipality shall implement an acceptable resource
recovery system.
6. Notwithstanding the other provisions of this section, the
commissioner may allow, by permit, the disposal of clean fill material
in the counties of Nassau and Suffolk. Such material shall not be
contaminated with hazardous wastes.
Adoption of rules and regulations; public hearings.
A rule or regulation or any amendment or repeal thereof shall not be
adopted until after public hearing thereon. Notice of such hearing shall
be given at least sixty days prior to the scheduled date of the hearing
by public advertisement in the area of the state concerned of the date,
time, place and purpose of such hearing. At such hearing, opportunity to
be heard shall be given to the public. A rule or regulation or an
amendment or repeal thereof shall not become effective until sixty days
after certified copies thereof shall have been filed with the secretary
of state.
Closure requirements for certain landfills and recycling
requirements for certain municipalities.
1. For the purpose of this section the term "landfill" shall have the
same meaning as such term is defined in subdivision twelve of section
27-0901 of this article.
2. a. This section shall apply to all landfills that:
(i) operated during nineteen hundred ninety-five;
(ii) did not have a valid permit to operate pursuant to this article
during such year; and
(iii) accepted for disposal an average of more than eight thousand
tons per day of solid waste during such year.
b. Notwithstanding any provision of law or order to the contrary, no
landfill covered by this section shall accept solid waste for disposal
after January first, two thousand two.
Permits for new solid waste management facilities.
1. On and after the effective date of the initial rules and
regulations of the department promulgated pursuant to subdivision one of
section 27-0703, no person shall commence operation, including site
preparation and construction, of a new solid waste management facility
until such person has obtained a permit pursuant to this title.
2. The rules and regulations adopted by the department to implement
this article and the provisions of article seventy of this chapter and
rules and regulations adopted thereunder shall govern permit
applications, renewals, modifications, suspensions and revocations under
this article. The administration of such permit applications shall be in
accordance with article eight of this chapter. The rules and regulations
adopted by the department to implement this article shall specify, at a
minimum:
a. that an application for a permit to construct, or to renew a permit
to operate, a solid waste management facility shall not be complete
unless the application includes a description of how the proposed
facility is consistent with the state solid waste management policy
identified under section 27-0106 of this article.
b. that on or after April first, nineteen hundred ninety-one an
application for a permit to construct a solid waste management facility
made by or on behalf of a municipality in a planning unit shall not be
complete until a local solid waste management plan which contains all of
the elements set forth in paragraph b of subdivision one of section
27-0107 of this article is in effect for such municipality; provided,
however, that this requirement may be waived by the commissioner for a
permit to construct a solid waste management facility designed for the
treatment, storage or disposal of sewage sludge and needed to implement
a project described in subparagraph one of paragraph (c) of subdivision
three of section ninety-seven-m of the state finance law that will
expedite compliance with the Ocean Dumping Ban Act of 1988. For any
such permit application submitted by a municipality prior to April
first, nineteen hundred ninety-one, the department shall, upon issuance
of a permit, require as a permit condition that the municipality or
planning unit of which it is a part have in effect a local solid waste
management plan which contains all of the elements set forth in
paragraph b of subdivision one of section 27-0107 of this article by a
date certain, which shall be no sooner than April first, nineteen
hundred ninety-one, unless otherwise agreed by the municipality, and
which shall be no later than April first, nineteen hundred ninety-two.
For any such permit application submitted on behalf of a municipality
prior to April first, nineteen hundred ninety-one, the department shall
require as a permit condition that the proposed solid waste management
facility shall be prohibited from accepting waste from such municipality
by a date certain, which shall be no sooner than April first, nineteen
hundred ninety-one and no later than April first, nineteen hundred
ninety-two, unless such municipality or the planning unit of which it is
a part has in effect a local solid waste management plan which contains
all of the elements set forth in paragraph b of subdivision one of
section 27-0107 of this article. For purposes of this paragraph,
"planning unit" shall have the same meaning as set forth in subdivision
one of section 27-0107 of this article.
c. that a permit will be issued only if:
(1) the proposed facility will be in full compliance with the
applicable rules and regulations in effect on the date of submission of
the permit application; and
(2) there has been opportunity for public review and comment at
relevant stages of the project planning process; and
(3) a determination has been made that the proposed facility will not
result in unfair competition between municipalities and scrap dealers,
processors and consumers; and
(4) the applicant has received or will receive the written opinion of
counsel to each muncipality or public authority which has entered into a
contract, lease or rental agreement with the proposed facility that such
contract, lease or rental agreement is in compliance with the applicable
requirements of sections one hundred one, one hundred three and one
hundred twenty-w of the general municipal law.
2-a. No exemption from the permit requirements imposed by this title
shall be allowed for the establishment of a new solid waste management
facility for the disposal of nonputrescible construction and demolition
debris when such facility will be used for the deposition of
construction and demolition debris from an offsite source when a fee or
any other form of consideration is required for the privilege of using
the facility for the disposal of construction and demolition debris.
2-b. The department of environmental conservation shall not issue a
permit to construct or a permit to operate a facility in Nassau county
to process sewage sludge into a pellet-like product unless and until a
full environmental review of the proposed facility has been conducted,
including but not limited to full consideration of the impacts such
facility may have upon the proximity of schools, churches, hospitals,
residences, commercial districts to such facility; ambient air quality,
traffic, community character and growth patterns, local aesthetics and
economics, and public health and safety in the vicinity of such
facility; and unless and until all relevant adverse impacts identified
through the review process have been addressed by the applicant and
avoided as necessary to protect the public health and safety of
residents and others residing and/or working in the vicinity of any such
proposed facility. The department shall conduct a minimum of one public
hearing in Nassau county, as a part of such full environmental review of
the proposed facility.
2-c. No permit for a solid waste management facility shall be issued
for a facility located on land in agricultural production which is
located within an agricultural district, or land in agricultural
production that qualifies for and is receiving an agricultural
assessment pursuant to section three hundred six of the agriculture and
markets law. Nothing contained herein, however, shall be deemed to
prohibit the issuance of such permit after appropriate review by the
department when:
a. the owner of such land has entered into a written agreement which
shall indicate his consent for site consideration; or
b. the applicant for the permit has made a commitment in the permit
application to fund a farm land protection conservation easement within
a reasonable proximity to the proposed project in an amount not less
than the dollar value of any such farm land purchased; or
c. the commissioner of agriculture and markets has made a
determination and the commissioner concurs that the agricultural land to
be taken constitutes less than five percent of the project site.
For purposes of this subdivision, "solid waste management facility"
shall have the same meaning as provided in this title, but shall not
include solid waste transfer stations, or land upon which sewage sludge
is applied, and determinations regarding agricultural district
boundaries and agricultural assessments will be based on those in effect
as of the date and initial determination is made, pursuant to article
eight of this chapter, as to whether an environmental impact statement
needs to be prepared for the proposed project.
3. Where a permit for a solid waste management facility has been
granted, the commissioner may upon request make available such
department personnel and expertise as may be needed to inform the public
as to the nature of the facility which has been granted a permit, the
nature of the facility operations authorized by the permit, and the
effect of the permit conditions, if any, which are imposed in connection
with the permit.
4. Where the commissioner denies a permit application, he shall
provide to the applicant a written statement of the reasons for this
determination.
5. Receipt of a permit pursuant to this section shall not relieve any
person of the responsibility of constructing such facility in full
compliance with any applicable laws, rules or regulations or of
operating the facility in full compliance with all applicable laws,
rules and regulations, including rules and regulations of the department
promulgated pursuant to subdivision one of section 27-0703 and taking
effect after the date application was made to the department.
6. Nothing herein shall relieve any person of the responsibility of
fully complying with all applicable laws, rules and regulations,
including regulations of the department, promulgated pursuant to
subdivision one of section 27-0703, in the operation of a solid waste
management facility not subject to the department's review under this
section.
7. Notwithstanding any provision of law or order to the contrary, no
permit to construct and/or operate a solid waste management facility
shall be issued for any incinerator for which a permit application was
deemed complete by the department before April first, nineteen hundred
eighty-six and for which no such permit was issued by the department
before April first, nineteen hundred ninety-six. For the purpose of this
subdivision, the term "incinerator" shall mean an enclosed device using
controlled flame combustion, the primary purpose of which is to
thermally break down solid, liquid or gaseous wastes, including
refuse-derived fuel, producing residue that contains little or no
combustible materials.
Local laws, ordinances and regulations.
Any local laws, ordinances or regulations of any governing body of a
county, city, town or village which are not inconsistent with this title
or with any rule or regulation which shall be promulgated pursuant to
this title shall not be superseded by it, and nothing in this title or
in any rule or regulation which shall be promulgated pursuant to this
title shall preclude the right of any governing body of a county, city,
town or village to adopt local laws, ordinances or regulations which are
not inconsistent with this title or with any rule or regulation which
shall be promulgated pursuant to this title provided, however, that the
exercise of such right by a county shall relate only to the area thereof
outside any city, village or area of any town outside the village or
villages therein during such time as such city, village or town has
local laws, ordinances or regulations consistent with this title or with
any rule or regulation which shall be promulgated pursuant to this
title. Any local laws, ordinances or regulations of a county, city, town
or village which comply with at least the minimum applicable
requirements set forth in any rule or regulation promulgated pursuant to
this title shall be deemed consistent with this title or with any such
rule or regulation.
Coverage of all vehicles, including barges transporting solid
waste.
1. Legislative findings and intent. It is the purpose of this section
to assure that solid waste management is conducted in a safe, sanitary,
efficient and environmentally sound manner throughout the state. The
legislature finds and declares that current law and regulations have not
always achieved this purpose. A large percentage of solid waste is
transferred and transported over water as well as by container truck.
Some type of cover is necessary to protect against the spillage of waste
and emission of odors during its transfer and transportation. The
legislature further finds and declares that legislation is necessary to
remedy this situation by requiring the responsible parties to cover such
vehicles with devices which will accomplish the intent of this section.
2. A municipality or any individual, firm or corporation acting on its
behalf or any other individual, firm or corporation shall not cause or
permit any solid waste to be transported on any vehicle, barge, ship, or
scow unless the solid waste on the vehicle, barge, ship, or scow is
covered provided, however, that putrescible waste transported by rail
shall be covered with sealing hard lids in a manner not inconsistent
with Federal Railroad Administration regulations, and non-putrescible
waste shipped by rail shall be covered with hard tarping securely
fastened over the load, which shall not exceed the height of the side of
the rail container, in a manner not inconsistent with Federal Railroad
Administration regulations.
3. The department shall monitor and inspect such vehicles, barges,
ships and scows transporting solid waste on a regular basis to insure
that they are covered and in compliance with the provisions of this
section.
Solid waste management technical assistance.
1. The department shall conduct a comprehensive program of technical
assistance to local governments, the private sector and individuals to
enhance their capabilities to properly plan for and implement solid
waste management programs consistent with the state solid waste
management policy set forth in section 27-0106 of this article. This
program will establish continuing and comprehensive programs of
technical assistance designed to consolidate, simplify, or expedite the
development and implementation of such solid waste management programs.
2. In conducting the program set forth in this section, the department
shall prepare, provide and distribute to municipalities, and may
distribute to other persons, information and other technical assistance
concerning development and implementation of solid waste management
plans, programs and facilities. Such information and assistance may be
in the form of manuals, generic assessments or technical assistance
documents and other written materials and, as may be appropriate,
consultation services. Such information and assistance may be provided
by the department directly or by contract, shall be directed toward
furthering the implementation of the state solid waste management policy
established pursuant to section 27-0106 of this article and the
development of local solid waste management plans pursuant to section
27-0107 of this article and shall address:
(a) available techniques and technologies for various forms of solid
waste management and recommendations concerning methods by which to
achieve an appropriate balance among those techniques and technologies,
and an assessment of their feasibility and usefulness under varying
local circumstances;
(b) applicable regulatory programs and permit processes;
(c) with the assistance of the commissioner of economic development,
and in cooperation with the bureau of waste reduction and recycling
established pursuant to this article, assistance in developing and
implementing waste reduction, source separation and recycling programs;
(d) the potential availability of financial assistance from existing
state programs and other sources for any or all aspects of a proposed
solid waste management program;
(e) with the assistance of the attorney general, the state
comptroller, and other appropriate officers and agencies of the state,
the development and implementation of contracts and service agreements,
qualifications of vendors, and use of the procurement process, so as to
promote compliance with the applicable provisions of the general
municipal law and federal and state anti-trust statutes;
(f) model local laws or ordinances to effectively implement sound
solid waste management programs, including source separation and
recycling efforts and regional disposal, management, and marketing
activities;
(g) generic analyses of factors associated with the construction and
operation of municipal solid waste management facilities;
(h) a clearinghouse of information and suggestions from other states,
agencies, and municipalities, the federal government, and other sources
pertaining to development and implementation of solid waste management
programs, including those relating to cost avoidance, public education
and information efforts and potential host community incentives; and
(i) the availability of consultation services pertaining to the issues
identified and referred to in this section.
3. In effectuating the state solid waste management policy set forth
in section 27-0106 of this article, the technical assistance personnel
and resources of the department and local officials should work as a
team, each bringing their respective authority and responsibility to
bear in the development and implementation of a viable local solid waste
management program, or, as may be appropriate, as required to address
specific problems associated with such programs. Accordingly, within the
limits of appropriation therefor, upon designation of the local
participants by a requesting local government, the department shall
provide staff and other resources, as appropriate, to work jointly and
in cooperation with the requesting local government on a continuing
basis, as needed. State and local officials when working as a team
should make available to interested parties periodic assessments of the
status and effectiveness of the team's efforts.
4. In addition to providing technical assistance to municipalities and
planning units in addressing the issues identified in subdivision two of
section 27-0107 of this article as they relate to the particular
circumstances confronted by such municipalities and planning units, the
department shall assist municipalities in identifying and evaluating:
(i) alternatives available for management of current and future solid
waste, including costs and impacts of specific waste management methods;
and
(ii) regulatory requirements associated with the implementation of
such alternatives.
5. In administering the provisions of this section, the department
shall provide to the governor, the legislature, and local governments on
or before December thirty-first, nineteen hundred eighty-eight and
annually thereafter, a report assessing the assistance programs
established pursuant to this title, including the number of
municipalities and other entities which received assistance, a
description of the services provided and an assessment of program
effectiveness.
6. The department shall submit to the director of the division of the
budget, the chairman and ranking minority member of the senate finance
committee and the chairman and ranking minority member of the assembly
ways and means committee an evaluation of the assistance programs
established in this section, and their implementation, prepared by an
entity independent of the department. Such evaluation shall be submitted
by September first, nineteen hundred ninety and by September first,
every two years thereafter.
7. In administering assistance programs pursuant to this section, the
commissioner shall consider the potential for coordination and
consolidation of solid waste management practices, including marketing
efforts associated with source separation and recycling programs, among
municipalities and shall encourage such cooperation and consolidation
where it is practicable and would result in enhanced environmental
protection and cost effectiveness.
8. To effectuate the purposes of this section, the department may
request and shall be entitled to receive, from any state agency or
public authority and the same are authorized to provide, such
assistance, services, facilities, and data as will enable the department
to carry out its functions, powers, and duties.
Bureau of waste reduction and recycling.
1. The commissioner, with the approval of the director of the division
of the budget, shall establish within the department a bureau of waste
reduction and recycling. Such bureau shall be a separate entity to
assist in the development and promotion of local waste reduction, source
separation and recycling programs. Such programs shall promote the
source separation, collection, intermediate processing and marketing of
waste materials that are now being disposed of as municipal solid waste
in New York state. The bureau shall:
(a) promote the development and implementation of programs by
municipalities;
(b) serve as a clearinghouse for information regarding existing source
separation and recycling programs;
(c) identify special needs and problems in developing and implementing
source separation and recycling programs, and recommend approaches and
solutions to address such identified needs and problems; and
(d) coordinate its activities with other solid waste assistance
programs of the department.
2. Pursuant to regulations promulgated in accordance with the state
administrative procedure act, the bureau shall establish an official
state recycling emblem and conduct a consumer awareness program with
respect thereto. Such emblem shall be of a design to include terms or
symbols for "New York State", and "recyclable" and/or "recycled" and/or
"reuseable". Standards for such terms or symbols shall be developed
pursuant to regulations which with respect to (a) "recyclable" shall
address material for which technologies or systems for reuse as a
secondary material exist; and (b) "recycled" shall address material
containing a specified minimum percentage by weight of secondary
materials content; and (c) "reusable" shall address ability to be
repeatedly returned for refilling or reuse with the original product.
Further, such regulations may stipulate prohibitions on the unauthorized
use of the state recycling emblem.
3. The bureau shall implement and conduct a program of public
education and information to inform the public and private sectors of
the state as to the merits of the use of secondary materials and for
consumers to actively seek consumer products which contain secondary
materials or which are easily recycled or reused. Such program shall
communicate the importance of minimizing the need for new solid waste
disposal capacity and of conserving natural resources, avoiding harm to
the environment or public health, and promoting resource conservation,
recovery and reuse by industry, the state of New York, public and
quasi-public agencies and authorities, local governments and the general
public of the state.
4. The bureau shall be responsible for the administration of the New
York state local resource reuse and development program established
Battery management and disposal.
1. Legislative intent. It is the intent of the legislature to minimize
the risk to the environment posed by batteries, both in consumer and
non-consumer uses, whether rechargeable or nonrechargeable. Such risk is
to be addressed through the elimination of mercury in zinc carbon
batteries, the minimization of mercury in alkaline manganese batteries,
the redesign of certain products containing rechargeable batteries, and
through the development of an action plan to establish a schedule for
collection systems capable of providing for the recycling or disposal of
all mercuric oxide batteries, silver oxide batteries, nickel cadmium
batteries, small lead acid batteries, and other types of batteries the
commissioner may identify.
2. Definitions. For the purposes of this section, the following
definitions shall apply:
(a) A "battery" means a device consisting of one or more cells, each
cell consisting of a positive electrode, a negative electrode and an
electrolyte, which is used to provide stored electrical power.
(b) An "alkaline manganese battery" means a battery consisting of a
manganese dioxide positive electrode, a zinc negative electrode and an
alkaline electrolyte.
(c) A "mercuric oxide battery" means a battery consisting of a
mercuric oxide positive electrode and a zinc negative electrode.
(d) A "nickel cadmium battery" means a battery consisting of a nickel
positive electrode and a cadmium negative electrode.
(e) A "small lead-acid battery" means a battery consisting of positive
and negative electrode materials which are leads or compounds thereof,
used in nonvehicular applications and weighing less than twenty-five
pounds.
(f) A "zinc carbon battery" means a battery consisting of a manganese
dioxide positive electrode, a zinc negative electrode, and a
non-alkaline electrolyte.
(g) A "silver oxide battery" means a battery consisting of a silver
oxide positive electrode, and a zinc negative electrode.
(h) A "battery pack" means one or more batteries enclosed in a
housing.
(i) A "distributor" means a seller of batteries or devices that
contain batteries at the time of sale.
(j) "Easily removed" means a battery or battery pack which is either
detachable or readily removable by the consumer from a consumer product
without cutting or desoldering any wires.
3. Mercury reduction and elimination. (a) No person may knowingly sell
or offer for sale in New York state an alkaline manganese battery
manufactured on or after January first, nineteen hundred ninety-two,
which contains more than 0.025 percent mercury by weight of the battery;
provided, however, that for alkaline manganese batteries having sizes
and shapes resembling buttons or coins, the limitation on mercury
content shall be twenty-five milligrams of mercury per battery.
(b) No person may knowingly sell or offer for sale in New York state a
zinc carbon battery manufactured on or after January first, nineteen
hundred ninety-three that contains a mercury concentration level of more
than one part per million (0.0001%) by weight.
4. Rechargeable batteries. (a) No distributor may sell or offer for
sale any product which contains a nickel cadmium or small lead-acid
battery or battery pack manufactured after July first, nineteen hundred
ninety-three unless:
(1) In the case of consumer products, the battery can be easily
removed by the consumer, or is contained in a battery pack that is
separate from the product and can be easily removed from the product.
(2) In the case of nonconsumer products, the battery can be removed or
is contained in a battery pack that is separate from the product.
(3) In all cases, the battery is clearly marked as to its type, so
that consumers, collectors and recyclers may easily identify chemical
content.
(b) The commissioner shall authorize the sale of a consumer product or
a nonconsumer product which does not comply with paragraph (a) of this
subdivision, if the commissioner determines that:
(1) The product was available for sale on or before the effective date
of this section, and the product cannot reasonably be redesigned and
manufactured prior to July first, nineteen hundred ninety-three;
provided, however, that such authorizations shall not apply to products
manufactured on or after July first, nineteen hundred ninety-five; or
(2) Design of the product to comply with paragraph (a) of this
subdivision would result in significant danger to public health and
safety.
5. Technology assessment, collection and recycling. On or before
January first, nineteen hundred ninety-three, the commissioner, in
consultation with the commissioner of economic development and battery
manufacturers, battery recyclers and others, shall report to the
governor and the legislature on an action plan which reviews the
technological feasibility of requiring the elimination of mercury from
alkaline manganese batteries, and establishes a schedule for collection
systems capable of providing for the recycling or disposal of all
mercuric oxide batteries, silver oxide batteries, nickel cadmium
batteries, small lead acid batteries, and such other type of batteries
as the commissioner may identify. Such plan and schedule shall identify
the appropriate role of battery manufacturers, retailers, consumers,
recyclers and others in the implementation of collection systems and
provide an evaluation of the feasibility of a returnable battery deposit
system in New York state; provided, however, that nothing contained
herein shall be deemed to authorize the commissioner to impose such
system or systems.
TITLE 9 Industrial Hazardous Waste Management
Applicability.
It is the purpose of this title to regulate the management of
hazardous waste (from its generation, storage, transportation, treatment
and disposal) in this state and to do so in a manner consistent with the
Federal Solid Waste Disposal Act, as amended by public law 94-580, the
Resource Conservation and Recovery Act of 1976, and as further amended
by public law 95-609, the Quiet Communities Act of 1978, public law
96-463, the Used Oil Recycling Act of 1980, public law 96-482, the Solid
Waste Disposal Act Amendments of 1980, public law 98-616, the Hazardous
and Solid Waste Amendments of 1984, public law 99-339, the Safe Drinking
Water Act Amendments of 1986, and public law 99-499, the Superfund
Amendments and Reauthorization Act of 1986, hereinafter referred to as
"RCRA". Nothing in this title shall authorize the department to adopt or
amend any rule or regulation in a manner less stringent than provided in
RCRA.
Definitions.
When used in this title:
1. "Administrator" means the administrator of the federal
environmental protection agency.
2. "Disposal" means the abandonment, discharge, deposit, injection,
dumping, spilling, leaking or placing of any substance so that such
substance or any related constituent thereof may enter the environment.
Disposal also means the thermal destruction of waste or hazardous waste
and the burning of such wastes as fuel for the purpose of recovering
useable energy.
3. "Hazardous waste" means a waste or combination of wastes, which
because of its quantity, concentration, or physical, chemical or
infectious characteristics may:
a. Cause, or significantly contribute to an increase in mortality or
an increase in serious irreversible, or incapacitating reversible
illness; or
b. Pose a substantial present or potential hazard to human health or
the environment when improperly treated, stored, transported, disposed,
or otherwise managed.
4. "Hazardous waste generation" means the act or process of producing
hazardous waste.
5. "Hazardous waste management" means the systematic control of the
collection, source separation, storage, transportation, processing,
treatment, recovery, and disposal of hazardous wastes.
6. "Manifest" means the form used for identifying the quantity,
composition, and the origin, routing, and destination of hazardous waste
during its transportation from the point of generation to the point of
disposal, treatment, or storage.
7. "Person" means an individual, trust, firm, joint stock company,
corporation (including a government corporation), partnership,
association, state, federal government and any agency thereof,
municipality, commission, political subdivision of a state, or any
interstate body.
8. "Storage" means the containment of hazardous waste, either on a
temporary basis or for a period of years, in such a manner as not to
constitute disposal of such hazardous waste.
9. "Transport" means the movement of hazardous waste from the point of
generation to any intermediate points and finally to the point of
ultimate storage or disposal.
10. "Treatment" means any method, technique, or process, including
neutralization, designed to change the physical, chemical or biological
character or composition of any hazardous waste so as to neutralize such
waste or as to render such waste nonhazardous, safer for transport,
amenable for recovery, amenable for storage, or reduced in volume.
11. "Waste" means any garbage, refuse, sludge from a waste treatment
plant, water supply treatment plant, or air pollution control facility,
and other discarded material, including solid, liquid, semisolid, or
contained gaseous material resulting from industrial, commercial, mining
and agricultural operations and from community activities, but does not
include solid or dissolved material in domestic sewage, or solid or
dissolved materials in irrigation return flows or industrial discharges
which are point sources subject to permits under section four hundred
two of the federal Water Pollution Control Act, as amended (86 Stat.
880), or source, special nuclear or by-product material as defined in
the Atomic Energy Act of 1954, as amended (68 Stat. 923) except as may
be provided by existing agreements between the state of New York and the
government of the United States.
12. "Landfill" means a disposal facility or part of a facility where
solid waste, including hazardous waste, is placed in or on land, and
which is not a land treatment facility, a surface impoundment, or an
injection well.
13. "Resource recovery" means any method, technique, or process
utilized to separate, process, modify, convert, treat or otherwise
prepare hazardous waste so that the component materials or substances
thereof may be beneficially used or reused as raw materials, exclusive
of useable energy.
* 14. "Commercial hazardous waste facilities" or "commercial
facilities" means a facility that receives from off-site any hazardous
waste from any person that is not part of the same trust, firm, joint
stock company, corporation (including a government corporation),
partnership, association, state, federal government and any agency
thereof, municipality, commission, political subdivisions of a state, or
any interstate body except when small quantities of hazardous wastes
from public bodies are accepted on an emergency basis with the approval
of the commissioner on a no-cost basis.
* NB There are 2 sub 14's
* 14. "Environment" means any water, water vapor, any land including
land surface or subsurface, air, fish, wildlife, biota and all other
natural resources.
* NB There are 2 sub 14's
15. "Secure landburial facility" means a land disposal facility
meeting the design and operation requirements promulgated by the
department pursuant to this title for the proper disposal of hazardous
wastes so that such wastes are immobilized or otherwise prevented from
release to the environment or rendered harmless or decomposed into
harmless materials within the facility.
Identification and listing of hazardous waste.
1. The commissioner shall promulgate regulations in a manner
consistent with the state administrative procedure act, setting forth
the criteria for identification and listing of hazardous wastes. Based
on these criteria, the commissioner shall promulgate a list of hazardous
wastes (which list shall also include a sublist of acute hazardous
wastes) and shall identify hazardous waste by characteristic, in a
manner at least as stringent as promulgated by the administrator
pursuant to RCRA. The list of hazardous wastes and the identification of
hazardous waste by characteristic shall determine those hazardous wastes
which shall be subject to this title.
2. Where appropriate and consistent with the provisions of RCRA, such
regulations shall provide for exemptions from the provisions of this
title for the management of small quantities of wastes listed or
identified as hazardous when generated by research and limited use
operations.
3. The regulations setting forth the criteria for identification and
listing, and the list of, hazardous wastes subject to this title may be
amended by the commissioner from time to time as appropriate, based upon
hazardous waste conditions of particular relevance to the state. The
commissioner may promulgate the appropriately amended regulations only
upon a showing of the circumstances constituting the hazardous waste
conditions of particular relevance to this state, and then in a manner
consistent with the state administrative procedure act.
4. Uniform treatment of waste. All waste resulting from the
exploration, development, extraction or production of crude oil or
natural gas, including but not limited to drilling fluids and produced
waters, shall be considered hazardous waste under the law of this state
and subject to all pertinent generation, transportation, treatment,
storage, and disposal laws and regulations, if such waste meets the
definition of hazardous waste set forth in subdivision three of section
27-0901 of this chapter. Within six months from the effective date of
this subdivision, the department shall make all necessary changes to
bring its regulations into compliance with this section.
Manifest system.
Not later than six months after the promulgation of regulations for
hazardous wastes pursuant to paragraph one of section 27-0903 of this
title, and after consultation and coordination with the commissioner of
transportation, the commissioner shall promulgate in a manner consistent
with the state administrative procedure act, regulations establishing a
manifest system by which to monitor the transportation, storage, and
disposal of hazardous waste and to assure that such acts are performed
in a manner consistent with this title. Such manifest systems shall
conform to that adopted by the administrator pursuant to RCRA. Where
appropriate and consistent with the provisions of RCRA, the commissioner
may provide for exemption from the provisions of this section for the
transport of hazardous waste by the generator from one facility to
another owned and operated by the generator. As a minimum such system
shall require that:
1. Hazardous waste generators use a specified form identifying the
composition, quantity and disposition of each shipment of hazardous
waste;
2. Copies of manifest be carried during transportation of hazardous
waste; and
3. Hazardous waste generators, hazardous waste transporters and owners
and operators of hazardous waste treatment, storage and disposal
facilities maintain copies of manifest for at least three years.
Standards applicable to generators of hazardous waste.
Not later than eighteen months after the effective date of this title,
in a manner consistent with the state administrative procedure act, the
commissioner shall promulgate regulations establishing standards which
shall be applicable to generators of hazardous waste identified or
listed under this title, necessary to protect human health and the
environment. Such standards shall establish requirements respecting:
1. Recordkeeping practices that accurately identify the quantities of
such hazardous waste generated, the constituents thereof which are
significant in quantity or in potential harm to human health or the
environment, and the disposition of such wastes;
2. Labeling practices for any containers used for the storage,
transport, or disposal of hazardous waste which will identify accurately
such wastes, and be in conformance with federal transportation
requirements;
3. Use of appropriate containers for hazardous waste;
4. Furnishing of information on the chemical composition of such
hazardous waste to persons transporting, treating, storing, or disposing
of such wastes;
5. Use of the manifest system established under section 27-0905 of
this title to assure that all such waste generated is designated for
treatment, storage, or disposal in treatment, storage or disposal
facilities (other than facilities on the plant site where the waste is
generated) for which a permit has been issued as provided in section
27-0913 of this title; and
5-a. Each manifest shall contain a certification by the generator
that:
a. the generator of the hazardous waste has in place a program to
reduce the volume or quantity and toxicity of such waste to the degree
determined by the generator to be economically practicable or, if a
hazardous waste reduction plan is required by and reviewable under
section 27-0908 of this title, a program that meets the requirements of
that section; and
b. the proposed method of treatment, storage or disposal is that
practicable method currently available to the generator which minimizes
the present and future threat to human health and the environment.
6. Submission of an annual report to the commissioner, and additional
reports at such times as the commissioner deems necessary, respecting
a. the quantities and composition of hazardous wastes identified or
listed under this title, generated during a specified time period;
b. the disposition of all hazardous wastes reported under paragraph a
of this subdivision;
c. for each waste reported under paragraph a of this subdivision, the
efforts undertaken during the year to reduce the volume or quantity and
toxicity of waste generated;
d. for each waste reported under paragraph a of this subdivision, the
changes in volume or quantity and toxicity of waste actually achieved
during the year in question in comparison with previous years;
e. certification on the part of the generator that it has in place a
program to reduce the volume or quantity and toxicity of hazardous
wastes to the degree determined by the generator to be economically
practicable or, if a hazardous waste reduction plan is required by and
reviewable under section 27-0908 of this title, a program that meets the
requirements of that section; and
f. certification that the treatment, storage or disposal method
utilized by the generator is that practicable method currently available
which minimizes present and future threats to human health and the
environment.
7. The commissioner shall, within eighteen months after the effective
date of regulations promulgated by the department pursuant to section
27-0905 of this chapter and annually thereafter, prepare and submit a
report on the generating of hazardous wastes to the governor and
legislature. Such report shall include, but not be limited to, the
identity of generators within the state and the quantities, composition
and disposition of hazardous wastes generated in the preceding year.
Such information regarding quantities, composition and disposition shall
be presented in aggregated form by waste type as generated in each of
the department's administrative regions. The commissioner shall withhold
information on hazardous wastes pursuant to section 27-0919 of this
title in order to protect trade secrets.
Hazardous waste reduction plans.
1. When used in this section, the following terms shall have the
following definitions:
a. "Acute hazardous waste" means any waste identified or listed as
such in the regulations promulgated under section 27-0903 of this title.
b. "Generator" means any person, by site, whose act or process
produces hazardous waste or whose act first causes a hazardous waste to
become subject to regulation.
c. "Hazardous waste" means any waste identified or listed as such in
the regulations promulgated under section 27-0903 of this title,
including "acute hazardous waste".
2. For the purposes of this section, hazardous wastes generated by any
corrective action required pursuant to this title for a release from a
hazardous waste treatment, storage or disposal facility, or by the
remediation of an inactive hazardous waste disposal site as defined in
subdivision two of section 27-1301 of this article, or by the cleanup of
a release to the environment reported pursuant to article 17, 37 or 40
of this chapter, or demolition and construction debris, or wastes which
are otherwise subject to the requirements of this section shall not be
included in the calculation of the amount of hazardous wastes generated
by a person annually, nor shall such wastes be subject to the waste
reduction planning requirements for this section.
3. a. Any generator of equal to or greater than one thousand tons of
hazardous waste in the calendar year nineteen hundred ninety or any
subsequent calendar year shall prepare, implement and submit to the
department a written hazardous waste reduction plan on or before July
first of the following calendar year.
b. Any generator of equal to or greater than five hundred tons of
hazardous waste in the calendar year nineteen hundred ninety-one or any
subsequent calendar year shall prepare, implement and submit to the
department a written hazardous waste reduction plan on or before July
first of the following calendar year.
c. Any generator of equal to or greater than fifty tons of hazardous
waste in the calendar year nineteen hundred ninety-two or any subsequent
calendar year shall prepare, implement and submit to the department a
written hazardous waste reduction plan on or before July first of the
following calendar year.
d. Any generator of equal to or greater than twenty-five tons of
hazardous waste in the calendar year nineteen hundred ninety-five or any
subsequent calendar year shall prepare, implement and submit to the
department a written hazardous waste reduction plan on or before July
first of the following calendar year.
e. Notwithstanding any other provision of this subdivision, any
generator required to hold a hazardous waste storage, treatment or
disposal permit for the on-site management of hazardous waste pursuant
to section 27-0913 of this title shall prepare and submit to the
department, a written hazardous waste reduction plan on or before July
first, nineteen hundred ninety-one or as part of any new permit
application, and shall thereafter implement the plan.
4. The hazardous waste reduction plan required under this section
shall include:
a. an identification of the amounts and types of any acute hazardous
waste as reported pursuant to subdivision six of section 27-0907 of this
title; and an identification of the amounts and types of hazardous
wastes generated during the previous calendar year which are either (i)
in amounts greater than five tons or (ii) which account for at least
ninety percent of all hazardous wastes generated by such generator at
that facility, whichever represents the greater amount of hazardous
wastes. For each such hazardous waste, such plan shall also include:
(1) a description of the process, operation or activity that resulted
in the generation of such waste;
(2) a calculation of the amount of such waste generated per unit of
production output or raw material used, or other appropriate index, or a
demonstration why the calculation cannot be provided; and
(3) an estimate, and bases for such estimate, of the costs incurred
for managing such waste, including but not limited to, storage costs,
on-site treatment or disposal costs, transportation costs, commercial
disposal fees and regulatory fees or a demonstration why such
calculation cannot be provided.
b. For each such waste identified pursuant to paragraph a of this
subdivision, an evaluation of the technical feasibility and economic
practicability, including return on investment, of implementing waste
reduction processes, technologies or operational changes to reduce or
eliminate the generation of such waste. Such evaluation shall consider
the technical feasibility and economic practicability, where applicable,
of:
(i) substitution of non-toxic or less toxic inputs to the production
process which result in a reduction in the volume or toxicity of such
waste;
(ii) reformulation or redesign of end products to eliminate production
inputs or production processes that result in the generation of such
waste;
(iii) modification or redesign of production processes, technologies
or equipment which result in a reduction in the volume or toxicity of
such waste;
(iv) changes in materials usage, handling and storage practices,
including improved inventory control, preventive maintenance, spill and
leak prevention, and waste segregation, which will reduce the volume or
toxicity of such waste;
(v) the use of closed loop reclamation, reuse or recycling processes
or technologies which directly recycle such wastes back into the
production process; and
(vi) the use of on-site or off-site recycling technologies or
processes that reduce the amount of such waste that must be treated or
disposed of.
c. Establishment and description of a program for implementing
technically feasible and economically practicable waste reduction
alternatives. Such program shall include:
(i) establishment of a general corporate, facility or organizational
waste reduction policy, including a statement of waste reduction goals,
along with a plan for communicating such policy and statement of goals
to relevant employees and management personnel;
(ii) a time schedule for implementing each technically feasible and
economically practicable waste reduction technology, process or
operational change identified pursuant to paragraph b of this
subdivision;
(iii) designation of the office or department responsible for
implementing the waste reduction plan;
(iv) a method of waste reduction measurement which will provide a
basis for charting waste reduction trends over time; and
(v) appropriate employee training programs to assure proper
implementation of the economically practicable and technically feasible
waste reduction alternatives identified pursuant to paragraph b of this
subdivision.
d. An evaluation of the anticipated reduction, in tons or other
appropriate measurement, in the amount of hazardous wastes produced by
the generator as a result of the implementation of each of the
technically feasible and economically practicable waste reduction
options identified pursuant to paragraph b of this subdivision.
e. An evaluation of the extent, if any, to which the implementation of
each of the technically feasible and economically practicable waste
reduction options identified pursuant to paragraph b of this subdivision
may result in the transference of hazardous wastes into any other
environmental media and the environmental benefits, if any, of the waste
reduction option resulting in such transference.
5. The hazardous waste reduction plan required pursuant to this
section shall be updated at least biennially to reflect changes in the
types and amounts of hazardous wastes produced by the generator. In
preparing such update, the generator shall evaluate or reevaluate the
technical feasibility and economic practicability of waste reduction
alternatives as required pursuant to subdivision four of this section
for each such waste, and, if appropriate, shall revise the schedule for
implementing technically feasible and economically practicable waste
reduction alternatives; provided, that no evaluation or reevaluation
shall be required for such wastes no longer produced by the generator.
Such update shall provide continuity with previously prepared plans.
6. As a part of its hazardous waste generator report required pursuant
to subdivision six of section 27-0907 of this title, each generator
required to prepare a hazardous waste reduction plan pursuant to this
section shall submit to the department an annual status report
describing such generator's progress in achieving its time schedule for
implementing technically feasible and economically practicable waste
reduction alternatives, pursuant to paragraph c of subdivision four of
this section. If such generator does not implement a waste reduction
technology, process or operational change identified in such time
schedule, the annual status report shall identify the reason such
activity was not implemented and include a reasonable revised time
schedule for implementing such waste reduction alternative. If a
generator determines that any method of waste reduction chosen and
implemented is not achieving the degree of waste reduction anticipated,
notwithstanding commitments made in the plan or biennial update, the
generator may choose and implement another waste reduction alternative
more likely to achieve waste reduction. The generator shall explain such
action in the annual status report and account for such action in the
biennial updates pursuant to paragraphs c, d and e of subdivision four
of this section.
7. On or before January first, nineteen hundred ninety-one, the
department shall prepare and distribute a guidance manual to assist
generators in complying with the requirements of this section.
8. The department shall review each plan submitted pursuant to this
section according to the schedule provided hereafter. The submission of
such plan shall not be considered a permit application within
subdivision four of section 70-0105 of this chapter and shall not be
deemed to be a license application within subdivision four of section
one hundred two of the state administrative procedure act.
a. After July first, nineteen hundred ninety-one, the department shall
review and may reject, in accordance with the standards set forth in
subdivision nine of this section, those portions of such plan which
address hazardous wastes which are managed in a land disposal facility.
b. After July first, nineteen hundred ninety-three, the department
shall review and may reject, in accordance with the standards set forth
in subdivision nine of this section, those portions of such plan which
address hazardous wastes which are managed through treatment, including
wastes managed through thermal destruction or wastes burned as fuel for
the purpose of recovering usable energy; and
c. On or after July first, nineteen hundred ninety-five, the
department shall review and may reject, in accordance with the standards
set forth in subdivision nine of this section, all plans submitted by a
generator utilizing recovery, reuse or recycling, except closed loop
recycling directly back into the production process, as management
methods.
d. Notwithstanding any other provision of law the department shall not
be authorized to reject any plan or biennial update for which a notice
of deficiency pursuant to paragraph a of subdivision ten of this section
has not been provided to the generator within twelve months of the date
such plan or biennial update was submitted.
9. The review of hazardous waste reduction plans conducted by the
department pursuant to the schedule set forth in subdivision eight of
this section shall be subject to the following standards. The department
may reject any plan or biennial update thereof which:
a. fails to contain all the components required pursuant to
subdivision four of this section;
b. fails to apply generally accepted engineering, scientific or
economic principles and practices;
c. accomplishes waste reduction by transference to other environmental
media without an environmental benefit from such transference;
d. is inconsistent with the preferred hazardous waste management
practices hierarchy set forth in section 27-0105 of this article;
e. involves conduct which is prohibited by any applicable law or
regulation;
f. fails to provide a basis for charting waste reduction trends over
time;
g. beginning with the submission of the first biennial update, fails
to demonstrate reasonable progress in implementing those technically
feasible and economically practicable waste reduction alternatives
chosen by the generator according to the time schedule developed
pursuant to paragraph c of subdivision four of this section; or
h. beginning with the submission of the first biennial update, fails
to demonstrate reasonable progress in waste reduction employing the
methods of waste reduction and calculation provided in the plan, or as
modified in the annual report, or fails to reevaluate the technically
feasible and economically practicable waste reduction alternatives as
required pursuant to subdivision five of this section.
10. a. In proposing to reject any plan or biennial update thereof, the
department shall provide to the generator a notice detailing the
specific deficiencies the department has identified consistent with the
standards set forth in subdivision nine of this section.
b. Upon receipt of such notice, the generator shall have up to sixty
days to prepare a rebuttal or to modify the plan or biennial update to
address the deficiencies identified in the notice and to submit such
rebuttal or modified plan or update to the department.
c. If the department determines that the plan or update should not be
rejected, it shall notify the generator within thirty days of submittal
of a rebuttal or modified plan or update. If the department determines
that the rebuttal or modified plan or update has not adequately
addressed the specific deficiencies identified in the notice, or if the
rebuttal or modified plan or update is not submitted within the time
period specified in paragraph b of this subdivision, the department in
its discretion may require further modifications, consistent with the
specific deficiencies identified in the notice, within a time to be
determined by the department, or make a determination to reject such
plan or update. Any determination to require further modifications shall
be made and provided to the generator within thirty days of submittal of
a rebuttal or modified plan or update.
d. Immediately upon making a determination to reject a plan or
biennial update the department shall provide to the generator a notice
of final rejection. Such notice of final rejection shall detail the
specific deficiencies consistent with the standards set forth in
subdivision nine of this section.
e. Within fifteen days of the date of a notice of final rejection from
the department pursuant to this subdivision, a generator may request a
hearing pursuant to article three of the state administrative procedure
act. The department shall notify the generator of a date and place for a
hearing, to be commenced not later than sixty days from the date of such
notification, unless an extension of time has been agreed to pursuant to
paragraph j of this subdivision.
f. The department may not require any modification to the plan or
biennial update or raise any issue at hearing not identified in the
notice of final rejection provided pursuant to paragraph d of this
subdivision.
g. The certification prohibition in subdivision eleven of this section
shall not be effective until a determination is made by the department
after hearing, or until time to request such hearing has expired.
h. Any final determination of the department is reviewable pursuant to
article seventy-eight of the civil practice law and rules.
i. Such review shall be commenced within the time limits set forth in
section two hundred seventeen of the civil practice law and rules.
j. Any time period specified in this subdivision may be extended in
writing by mutual consent of the generator and the department.
11. Any generator who has submitted a hazardous waste reduction plan
according to the time schedule set forth in subdivision three of this
section, which plan has not been rejected by the department, is
authorized to make the certifications required under sections 27-0907
and 27-0913 of this title; provided, however, that no such generator
shall make such certifications if such plan has been rejected by the
department. These restrictions shall not apply to hazardous waste
generated prior to the date the plan was rejected.
12. Information required to be provided to the department under this
section shall be subject to the provisions of section 27-0919 of this
title.
13. On or before January first, nineteen hundred ninety-three, the
department shall prepare and present to the governor and the legislature
a report analyzing the desirability of requiring waste reduction
pursuant to this section on the part of generators of greater than
fifteen tons and less than twenty-five tons of hazardous waste per
calendar year. Such report shall include the number of generators in
this category, the amount of wastes produced by such generators, the
environmental benefit likely to be achieved, an evaluation of the
potential economic impact on industry and a description of the
additional resources that the department would require to analyze and
approve waste reduction plans submitted by this group of generators.
14. The department shall not impose planning and reduction
requirements other than those authorized pursuant to this section for
those hazardous wastes which are managed in a land disposal facility,
managed through treatment, or managed through recovery, reuse or
recycling and which are subject to the requirements of this section.
Provided however, nothing herein shall be construed to limit the
department's authority contained elsewhere in this chapter to require
planning and reductions in emissions, discharges or other releases.
Standards applicable to transporters of hazardous waste.
Not later than eighteen months after the effective date of this title,
and after consultation and coordination with the commissioner of
transportation, and after opportunity for public hearings, the
commissioner shall promulgate regulations establishing such standards
which shall be applicable to transporters of hazardous waste identified
or listed under this title, as may be necessary to protect human health
and the environment. Such standards shall include but need not be
limited to requirements respecting:
1. Recordkeeping practices that accurately identify the hazardous
wastes transported, and their sources and delivery points;
2. Transportation and storage of such waste only if properly labeled;
3. Compliance with the manifest system established under section
27-0905 of this title;
4. Transportation of all such hazardous waste only to the hazardous
waste treatment, storage, or disposal facility or facilities which are
designated on the manifest form, a copy of which shall be presented to
the generator prior to transportation, and which either hold operation
permits issued under this article, are a permittee under the Federal
Resource Conservation and Recovery Act of nineteen hundred seventy-six
or any amendments thereof, or are otherwise duly authorized to accept
hazardous waste; and
5. Requirement of a bond to meet all responsibilities in case of
release of hazardous wastes causing damage as a condition to the
issuance of a permit to a transporter required by this title.
6. No vehicle, vehicle container, holding tank or other equipment used
to transport hazardous waste shall be used in transporting any item
intended for human or animal consumption unless such waste and its
residue have been completely removed. The commissioner shall promulgate
regulations establishing such minimum standards and procedures necessary
to insure proper cleaning and removal of hazardous waste and its residue
from such equipment.
Standards applicable to marketers of hazardous waste fuel.
The commissioner shall promulgate regulations establishing standards
applicable to any person who distributes or markets any fuel which is
produced from (a) facilities which produce a fuel (i) from any hazardous
waste identified or listed in the regulations promulgated under section
27-0903 of this title or (ii) from any such hazardous waste and any
other material, or (b) any fuel which otherwise contains any such
hazardous waste.
Standards applicable to owners and operators of hazardous
waste treatment, storage, and disposal facilities.
1. Standards applicable to owners and operators of hazardous waste
treatment, storage and disposal facilities shall be those established in
title seven of this article, and the regulations promulgated thereunder,
shall be consistent with comparable standards promulgated by the
administrator pursuant to RCRA, and shall also include compliance with
the manifest system established in section 27-0905 of this title. Where
appropriate and consistent with the provisions of RCRA, such standards
may authorize the granting of exemptions from requirements, or variances
in requirements, according to criteria established therein.
2. Such standards shall require corrective action, including
corrective action beyond the facility boundary where necessary to
protect human health and the environment, for all releases of hazardous
waste or constituents from any solid waste management unit at a
treatment, storage or disposal facility seeking a permit under section
27-0913 of this title, regardless of the time at which waste was placed
in such unit.
Land disposal of hazardous waste.
1. The commissioner may promulgate rules and regulations restricting
or prohibiting the land disposal of specified hazardous wastes which are
identified or listed pursuant to section 27-0903 of this title. Such
rules and regulations may also restrict or prohibit the storage of any
hazardous waste, or classes of hazardous wastes, which is restricted or
prohibited from one or more methods of land disposal under this section
unless such storage is solely for the purpose of the accumulation of
such quantities of hazardous waste as are necessary to facilitate proper
recovery, treatment, or disposal.
2. The commissioner shall make a written determination of each such
waste or class of wastes for which land burial may not be adequately
protective of public health and the environment. In making any such
determination, the commissioner shall take into account the following
factors:
a. the long-term containment uncertainties associated with land
burial, and
b. characteristics of the hazardous waste which degrade containment
mechanisms used in authorized hazardous waste land burial facilities,
and
c. the persistence, toxicity, mobility, and propensity to
bio-accumulate of such hazardous wastes and their toxic constituents.
3. The commissioner may, upon application of any person, certify that
any specifically identified or listed hazardous waste or class of wastes
is exempt from a restriction or prohibition against land burial
established in the rules and regulations promulgated pursuant to this
section. Such certification of exemption may be issued only in the event
the commissioner makes a written determination that it is not
practicable, for the reasonably foreseeable future, to manage such
wastes by any means other than land burial, when public health,
environmental and economic factors are considered together.
Certificates of exemptions shall be valid for a fixed term not to exceed
one year. Any such certificate of exemption shall be published in the
environmental notice bulletin. Any request for a renewal, reissuance or
recertification of exemption shall be treated as an application for a
new certificate of exemption.
4. As used in this section, the term "land disposal" shall be deemed
to include, but not be limited to, any placement of hazardous waste in a
landfill, surface impoundment, waste pile, injection well, land
treatment facility, salt dome formation, salt bed formation, or
underground mine or cave; and the term "land burial" means any placement
of hazardous waste in or on land where the waste will remain after
closure. "Land burial" is a form of "land disposal".
5. Any rules and regulations, and any amendments thereof adopted
pursuant to the provisions of this section shall be subject to review
pursuant to article seventy-eight of the civil practice law and rules.
Permits and registrations for storage, transportation,
treatment, or disposal of hazardous wastes.
1. a. No person shall engage in storage, treatment, or disposal,
including storage at the site of generation, of hazardous wastes without
first having obtained a permit pursuant to title seven of this article.
Such permits shall require corrective action, including corrective
action beyond the facility boundary where necessary to protect human
health and the environment, for all releases of hazardous waste or
constituents from any solid waste management unit at a permitted
treatment, storage or disposal facility, regardless of the time at which
waste was placed in such unit, and shall contain schedules of compliance
for such corrective action where such corrective action cannot be
completed prior to issuance of the permit.
b. Where appropriate and consistent with the provisions of RCRA, the
commissioner may by regulation provide for interim status for hazardous
waste treatment, storage or disposal facilities. Such regulation may
include, but shall not be limited to, termination provisions, corrective
action provisions and requirements for modification of such facilities
as may be necessary to protect human health and the environment. The
condition of interim status shall not be deemed to be a permit within
subdivision four of section 70-0105 of this chapter, and shall not be
deemed to be a license within subdivision four of section one hundred
two of the state administrative procedure act.
2. No person shall engage in the transportation of hazardous wastes
without first complying with the requirements of title three of this
article.
3. The commissioner shall assure that permits authorizing hazardous
waste treatment, storage, disposal or transportation are not issued to
nor held by unqualified or unsuitable persons. To effectuate this
purpose, and in addition to any other available grounds, the
commissioner may, consistent with the policies of article twenty-three-A
of the correction law and the provisions of section 70-0115 of this
chapter, deny, suspend, revoke or modify any permit, renewal or
modification thereto for the treatment, storage, disposal or
transportation of hazardous waste, after determining in writing that
such action is required to protect the public health and safety. Some of
the factors which the commissioner may consider in arriving at his
determination include the following:
a. The permit holder or applicant has been determined in an
administrative, civil or criminal proceeding to have violated any
provision of this article, any related order or determination of the
commissioner, any regulation promulgated pursuant to this article, the
condition of any permit issued thereunder, or any similar statute,
regulation, order or permit condition of the federal or other state
government.
b. Such permit holder or applicant has been denied a permit for the
same or substantially similar activity based upon one or more of the
provisions of this subdivision, or a similar provision of federal or
other state law.
c. Such permit holder or applicant has been found in a civil
proceeding to have committed a negligent or intentionally tortious act,
or has been convicted in a criminal proceeding of a criminal act
involving the handling, storing, treating, disposing or transporting
hazardous waste.
d. Such permit holder or applicant has been convicted of a criminal
offense under the laws of any state or of the United States which
involves a violent felony offense, fraud, bribery, perjury, theft, or an
offense against public administration as that term is used in article
one hundred ninety-five of the penal law.
e. Such permit holder or applicant has in any matter within the
jurisdiction of the department knowingly falsified or concealed a
material fact or knowingly submitted a false statement or made use of or
made a false statement on or in connection with any document or
application submitted to the department.
f. Such permit holder or applicant is either:
(i) an individual who had a substantial interest in or acted as a high
managerial agent or director for any corporation, partnership,
association or organization which committed an act or failed to act, and
such act or failure to act could be the basis for the denial of a permit
pursuant to this section or regulations promulgated thereunder if such
corporation, partnership, association or organization applied for a
permit under this title;
(ii) a corporation, partnership, association, organization, or any
principal thereof, or any person holding a substantial interest therein,
which committed an act or failed to act, and such act or failure to act
could be the basis for the denial of a permit pursuant to this section
or regulations promulgated thereunder if such corporation, partnership,
association or organization applied for a permit under this title; or
(iii) a corporation, partnership, association or organization or any
high managerial agent or director thereof, or any person holding a
substantial interest therein, acting as high managerial agent or
director for or holding a substantial interest in another corporation,
partnership, association or organization which committed an act or
failed to act, and such act or failure to act could be the basis for the
denial of a permit pursuant to this section or regulations promulgated
thereunder had such other corporation, partnership, association or
organization applied for a permit under this title.
For the purposes of this subdivision, "high managerial agent" has the
same meaning as is given that term in section 20.20 of the penal law,
and "substantial interest" shall be defined in regulations promulgated
by the commissioner.
4. Any act or failure to act which serves as a basis for denial or
revocation of a permit pursuant to this subdivision shall have occurred
within two years from the date on which the application for a permit,
renewal or modification is submitted to the department or from the date
on which the department serves notice of intent to revoke or modify a
permit issued by the department in relation to an existing permit.
5. Any person denied a permit, renewal or modification on the grounds
specified in this subdivision shall be entitled to a hearing within
sixty days of such denial in the case of a new permit, or within fifteen
days in the case of a renewal or modification of an existing permit. The
conduct of such hearing shall be governed by article seventy of this
chapter and regulations promulgated thereunder.
6. It shall be a condition of any permit issued under title 7 of this
article for the treatment, storage or disposal of hazardous waste on the
premises where such waste is generated that the permittee certify, in
its annual report, that:
a. the generator has in place a program to reduce the volume or
quantity and toxicity of hazardous wastes to the degree determined by
the generator to be economically practicable or, if a hazardous waste
reduction plan is required by and reviewable under section 27-0908 of
this title, a program that meets the requirements of that section; and
b. the method of treatment, storage or disposal is that practicable
method currently available to the generator which minimizes present and
future threats to human health and the environment.
Unauthorized possession, disposal and dealing in hazardous
wastes.
1. No person shall possess hazardous wastes without authorization.
2. No person shall dispose of hazardous wastes without authorization.
3. No person shall deal in hazardous wastes without authorization.
Inspections and general reporting.
1. For purposes of developing or assisting in the development of any
regulation or enforcing the provisions of this title, any person who
generates, stores, treats, transports, disposes of, or otherwise handles
hazardous wastes shall, upon oral or written request of any officer or
employee of the department, when properly identified and duly designated
by the commissioner, furnish or permit such officer or employee at all
reasonable times to have access to, and to copy all records relating to
such wastes. For the purposes of developing or assisting in the
development of any regulation or enforcing the provisions of this title,
such officers or employees are authorized after proper notification and
identification:
a. To enter at reasonable times any establishment or other place
maintained by any person where hazardous wastes are generated, stored,
treated, or disposed of;
b. To inspect and obtain samples from any person of any such wastes
and samples of any containers or labeling for such wastes.
Each such inspection shall be commenced and completed with reasonable
promptness. If the officer or employee obtains any samples, prior to his
leaving the premises, he shall give to the owner, operator, or agent in
charge a receipt describing the sample obtained and if requested a
portion of each such sample equal in volume or weight to the portion
retained. If any analysis is made of such samples, a copy of the results
of such analysis shall be furnished promptly to the owner, operator, or
agent in charge.
Department authority for cleanups.
1. The department shall have authority to clean up or return to its
original state any area where hazardous wastes were disposed, possessed
or dealt in unlawfully in violation of section 27-0914 of this article.
For the purpose of this section "the original state of the area" shall
mean the reasonably ascertainable condition of the property immediately
prior to the unlawful act or if impracticable to determine such
condition, the cleanup or restoration shall be done in a manner to
restore the area to a reasonably sound environmental condition.
2. The department shall have the authority to contract with the
environmental facilities corporation or any other person to perform
necessary work in connection with such cleanup or restoration.
3. Notwithstanding any other provision of law to the contrary, the
liability of any person designing, implementing or otherwise performing
services related to cleanup or restoration work pursuant to a contract
with the department, or an order of the department or a court for any
injury to a person or property caused by or related to such services,
shall be limited to acts or omissions of the person during the course of
performing such services which are shown to have been the result of
negligence, gross negligence or reckless, wanton or intentional
misconduct. Notwithstanding any other provision of law, when (i) a
verdict or decision in an action or claim for injury to a person or
property caused by or related to such services is determined in favor of
a claimant in an action involving a person performing such services and
any other person or persons jointly liable, and (ii) the liability of
the person performing such services is found to be fifty percent or less
of the total liability assigned to all persons liable, and (iii) the
liability of the person performing such services is not based on a
finding of reckless disregard for the safety of others, or intentional
misconduct, then the liability of the person performing such services to
the claimant for loss relating to injury to property and for
non-economic loss relating to injury to a person shall not exceed the
equitable share of the person performing such services determined in
accordance with the relative culpability of each person causing or
contributing to the total liability for such losses; provided, however,
that the culpable conduct of any person not a party to the action shall
not be considered in determining any equitable share herein if the
claimant proves that with due diligence the claimant was unable to
obtain jurisdiction over such person in said action. As used in this
section, the term "non-economic loss" includes but is not limited to
pain and suffering, mental anguish, loss of consortium or other damages
for non-economic loss. However, nothing in this subdivision shall be
deemed to alter, modify or abrogate the liability of any person
performing such services for breach of any express warranty, limited or
otherwise, or an express or implied warranty under the uniform
commercial code, or to an employee of such person pursuant to the
workers' compensation law, or to relieve from any liability any person
who possessed, disposed of or dealt in hazardous wastes in violation of
section 27-0914 of this article.
4. Section eight of the court of claims act or any other provisions of
law to the contrary notwithstanding, the state shall be immune from
liability and action with respect to any act or omission done in the
exercise of the department's authority pursuant to this section;
provided, however, that this subdivision shall not limit any liability
which may otherwise exist for unlawful, willful or malicious acts or
omissions on the part of the state, state agencies, or other officers,
employees or agents.
5. Moneys for actions taken by the department pursuant to this section
including any sampling of wastes, soils, air, surface water and
groundwater done by or on behalf of the department and any
administrative expenses related thereto, shall be payable from the
hazardous waste remedial fund directly to the department pursuant to
section ninety-seven-b of the state finance law.
Financial requirements for hazardous waste facilities.
1. Within eighteen months after the effective date of this section,
the commissioner shall promulgate regulations for hazardous waste
facilities identifying financial requirements to be included as
conditions in hazardous waste facility permits for the remediation of
failures during operation and after facility closure, for facility
closure, and for pre-closure and post-closure facility monitoring and
maintenance. In promulgating regulations pursuant to this subdivision,
the department shall identify those regulations which vary from
applicable federal rules and regulations. Such regulations shall:
(a) Reflect due consideration of relevant federal requirements and
except where necessary to serve the public interest or where
inconsistent with the purposes of this section, conform to regulations
promulgated under the Resource Conservation and Recovery Act of 1976 and
the Comprehensive Environmental Response Compensation and Liability Act
of 1980 but shall in no case be less stringent than such federal
requirements and regulations.
(b) Reflect due consideration of the sizes and locations of affected
facilities, the natures and volumes of hazardous waste involved, the
types of facilities (treatment, storage or disposal) and the degrees and
durations of risk to human health or the environment.
(c) Provide for the establishment, administration, terms and
conditions of the following methods or instruments to be used as
alternatives or in combinations, in order to achieve non-duplicative
coverage of the financial assurance requirements mandated by this
section:
(i) Trust funds.
(ii) Surety or performance bonds.
(iii) Letters of credit.
(iv) Liability insurance or annuities.
(v) Guarantees provided by corporate or other legal or financial
affiliates of the facility owner or operator.
(d) Establish:
(i) Exemptions for identified classes of facilities engaged in
treatment or storage of hazardous waste for which financial assurance
requirements for closure and post-closure monitoring and maintenance are
unnecessary or inappropriate.
(ii) Financial criteria for the purpose of determining the financial
condition of permit applicants and permit holders. Such financial
criteria shall be established for the purpose of determining the
relative financial viability of permit holders and applicants. The
department shall establish standards of minimum financial viability
based on the criteria. Any permit holder or applicant meeting the
minimum financial viability standard may select at its own discretion
which of the methods or instruments described in paragraph (c) of this
subdivision will be used to meet the requirements of subdivision five of
this section. With respect to permit holders or applicants which do not
meet the minimum financial viability standards, the commissioner may in
his discretion determine which method or instrument or combination
thereof shall be used to meet the requirements of subdivision five of
this section. Any decision by the commissioner with respect to
determining which methods or instruments are to be used shall be
accompanied by a finding regarding the public interest and shall set
forth the reasons therefor.
(iii) Requirements for the initial and periodic submission by permit
holders and applicants to the department of up to date financial data
based on the test criteria established pursuant to subparagraph (ii) of
this paragraph.
(iv) The duration of such financial requirements.
(v) The method for phasing-in financial requirements for existing
facilities.
2. The commissioner shall undertake an analysis of the use of a
financial test as an alternative to the requirements for use of the
financial assurances methods or instruments provided for in paragraph
(c) of subdivision one of this section. In his analysis the commissioner
shall consider relevant federal rules and regulations and their
rationale, the use of such a test by other states, and the impact on
affected business and industry as well as the public health and safety
and any other factors he may consider relevant.
In undertaking such analysis, the commissioner shall conduct at least
one public hearing and shall make a finding as to whether or not the
public interest warrants the use of a financial test for the purposes
stated herein and shall report such finding to the legislature within
twelve months of the effective date of this section.
In the event the commissioner finds that the public interest warrants
use of a financial test, the commissioner shall within eighteen months
after the effective date of this section, promulgate regulations making
provisions for use of a financial test. Any such regulations shall give
due consideration to relevant federal requirements and, except where
necessary to serve the public interest or where inconsistent with the
purposes of this section, shall conform to relevant federal regulations
but shall in no case be less stringent.
3. Any owner or operator of an existing or proposed hazardous waste
facility may request a modification from the department of any of the
financial requirements established pursuant to subdivision one of this
section. A modification may be granted in the discretion of the
department if such financial requirements are found to be unnecessary or
inappropriate, consistent with public interest and the purposes of this
section and supported by written findings setting forth the reasons for
the modification. Such modification request shall be considered a
request for modification of the permit for the facility pursuant to
article seventy of this chapter. In no case shall a modification granted
pursuant to this subdivision eliminate or reduce the minimum
requirements established in subdivision five of this section.
4. In addition to the financial requirements established pursuant to
subdivision one of this section, permits for the construction and
operation of certain categories of hazardous waste facilities, as those
categories are defined in regulations, may, if the commissioner
determines that adequate protection of the public so requires, include
conditions related to any or all of the following, including
responsibility for the costs thereof:
(a) On-site environmental monitors whose function shall be to monitor
compliance with permit conditions. The commissioner may promulgate
regulations regarding the use of such monitors.
(b) Site safety plans whereby the permittee shall establish, with the
cooperation of local government officials, a community and project
safety plan, including but not limited to an accident response based on
a worst-case condition, on-site and off-site, a personnel training
program, provisions for coordination with local emergency services and
regular training exercises. Any such plan shall be subject to the
approval of the department.
(c) Long term management plans, the purpose of which shall be to
insure that the permittee devotes adequate resources to the examination
and implementation of technologies for hazardous waste management which
provide the maximum degree of environmental and public health protection
practicable. The department shall, to the extent reasonably possible,
make available any information or data appropriate and consistent with
the purposes of this paragraph. Such a plan shall include but not be
limited to the following:
(i) An overview of existing technologies being employed at the
facility.
(ii) An analysis of alternate technologies available for the treatment
or disposal of waste streams currently being managed or those which the
applicant/permittee anticipates managing.
(iii) An assessment of marketing considerations related to the
employment of alternate technologies.
(iv) An evaluation of the feasibility of financing modifications to
the existing facility in order to employ the alternate technologies.
(v) A statement from the applicant/permittee regarding its intent to
implement the alternate technologies, where appropriate, and a detailed
discussion of the measures the applicant/permittee will take to
implement the same.
5. Any permit issued by the department to construct or operate a
hazardous waste facility shall, except pursuant to regulations
promulgated pursuant to subdivision two of this section, require the
owner or operator, or an affiliate thereof, to secure, at a minimum, one
of the instruments of financial assurance provided for in paragraph (c)
of subdivision one of this section. Such instruments shall be designed
to insure proper facility closure, based on the estimates approved
pursuant to section 27-0918 of this chapter, and coverage of personal
injury and property damage to third parties caused by the operation of
such facility. Such instruments shall from time to time be reviewed and
updated, pursuant to regulations promulgated by the department, to
insure their continued adequacy for the purposes of this section. The
requirements of this subdivision shall not apply to permits granted to
the state or to any facilities exempted pursuant to subparagraph (i) of
paragraph (d) of subdivision one of this section.
6. If a permit holder or applicant relies upon the financial condition
of a corporate parent or affiliate to meet any financial test or
criteria established pursuant to this title or regulations promulgated
thereunder, the parent or affiliate shall guarantee the performance of
all financial assurance requirements imposed pursuant to this title,
including the costs of any closure and post-closure plan.
7. Within six months after the effective date of regulations
promulgated pursuant to subdivision one of this section, owners or
operators of all affected existing facilities shall make application for
a permit or permit modification to achieve compliance with such
regulations, and immediately upon such effective date no application for
a permit for any proposed affected facility shall be complete for the
purposes of article seventy of this chapter without complying with such
regulations. Receipt of such applications by the department shall be
published in the next issue of the environmental notice bulletin
following receipt.
8. In the case of permits for the construction and operation of
commercial hazardous waste facilities which utilize secure landburial
facilities as a primary disposal technique, such permits shall include
the conditions enumerated in subdivision four of this section. In
addition, the department shall establish qualifications for on-site
environmental monitors to be stationed at such facilities. In order to
enhance the ability of the department to monitor all aspects of a secure
landfill operator the qualifications shall include a requirement that
such monitors be expert in at least one of the areas of geology,
chemistry or engineering. The department shall ensure that the monitors
assigned to a particular facility at any one time shall, to the extent
possible, have different areas of expertise as among themselves. In
addition the department shall establish a rotation of monitors, when
more than one such facility exists, to ensure no individual monitor is
assigned to a particular facility for more than six months in any single
year.
9. The commissioner shall promulgate regulations establishing
requirements of financial responsibility to assure the completion of
corrective action required pursuant to subdivision two of section
27-0911 or subdivision one of section 27-0913 of this title.
Closure and post-closure plans.
1. Owners and operators of hazardous waste facilities shall submit to
the department for its approval plans for the closure and post-closure
monitoring and maintenance of their facilities. The department may
promulgate rules and regulations concerning the contents of such plans.
Such regulations shall reflect due consideration of relevant federal
requirements and except where necessary to serve the public interest or
inconsistent with the purposes of this section, shall conform to
relevant federal regulations, but shall in no case be less stringent
than such federal requirements and regulations. In the case of new
facilities, such plans shall be approved prior to the effective date of
the facility's operating permit. In the case of existing facilities,
such plans shall be submitted to the department within six months of the
effective date of this section, and shall be approved, denied or
modified by the department within twelve months of submission.
2. Together with the submission of a plan for closure and post-closure
monitoring and maintenance, the owner or operator of a hazardous waste
facility shall submit to the department for approval a written estimate
of the costs associated therewith. The estimate of closure costs must
equal the cost of closure at the point in the facility's operating life
when the extent and manner of its operation would make closure the most
expensive, as indicated by its closure plan.
3. The owner or operator shall prepare new closure and post-closure
monitoring and maintenance cost estimates whenever the department or the
owner or operator determines that a change in either the closure or
post-closure monitoring and maintenance requirements affects the cost of
closure or post-closure care respectively.
4. One year after the approval of the cost estimates as set forth in
subdivision two of this section, and annually thereafter until closure
of the facility, the owner or operator shall adjust the closure and
post-closure monitoring and maintenance estimates to account for
inflation.
5. All estimates made pursuant to this section and revisions thereto
shall be subject to the review and approval of the department.
6. The department shall periodically review the methods and
instruments of financial assurances for permitted hazardous waste
facilities to determine whether they are adequate in light of changed
circumstances to insure proper closure and post-closure monitoring and
maintenance of such facilities.
7. The provisions of this section relating to post-closure monitoring
and maintenance plans and cost estimates associated therewith shall only
apply to owners and operators of disposal facilities.
Proprietary information.
The department shall hold confidential any information concerning the
chemical composition, quantity, method of treatment or disposal of
hazardous waste or any information related thereto when shown by any
person that such information, if made public, would divulge competitive
business information, methods or processes entitled to protection as
trade secrets of such person, except that such information may be
disclosed to any officers, employees or authorized representatives of
the United States or the state concerned with carrying out RCRA or the
state hazardous waste program or when relevant in any proceeding
thereunder.
Reports.
1. Subject to the moneys available to the department for such
purposes, the department shall submit to the governor, the temporary
president of the senate and the speaker of the assembly on an annual
basis a complete and detailed report setting forth:
(a) The status of all permits issued and pending for the treatment,
storage, transportation or disposal of hazardous wastes pursuant to
section 27-0707 and section 27-0913 of this chapter.
(b) The types and amounts of financial assurances which have been
required pursuant to this section.
(c) Any other matters that the department determines relevant for
inclusion.
2. On-site environmental monitors at commercial hazardous waste
facilities which utilize secure landburial facilities as a primary
disposal technique shall prepare a calendar-based quarterly report on
the facility including a list of any violations observed and the actions
taken to correct them, a list of any fines or penalties levied during
the period covered, the status of any construction, improvement or
expansion projects at the facility, any pertinent information or trends
derived from monitoring devices and any other information useful to
describing the operational status of the facility. The reports shall be
made on a standard form as determined by the department and shall be
filed within twenty days after the end of each calendar quarter with the
appropriate department regional office, with the facility and with any
municipality and county within which the facility is located. Each
monitor assigned to the facility during a report period shall sign the
report and shall be available to answer questions posed by the
municipalities or facility operator concerning the activities described
in each such report. Quarterly reports shall be kept on file at the
appropriate regional office and made available to the public.
Short-term management.
1. a. The commissioner shall immediately begin preparation of a
proposal for a short-term hazardous waste management program for the
effective and safe disposal, treatment and storage of hazardous waste.
Such program shall be coordinated with the on-going comprehensive
program for the long-term treatment and disposal of hazardous waste.
b. As part of the proposal, a comprehensive study shall be made with
regard to the short-term needs of New York state generators of hazardous
waste consistent with the protection of public health and safety and the
environment and in light of:
(1) federal and state laws, rules and regulations designed to ensure
proper disposition of hazardous waste from generation to final storage
or treatment which place substantial responsibilities on industry to
responsibly and safely dispose of hazardous waste;
(2) the identified shortfall in existing available storage, treatment
and disposal capacity, and the potential economic and environmental
problems that may occur as a result of the potential disruption of
operation of the presently permitted commercial industrial hazardous
waste disposal, treatment and storage facilities located in New York;
and
(3) the fact that it will take a period of several years before a
comprehensive program for the long-term disposal and treatment of
hazardous waste is in operation sufficient to replace or reduce present
methods of hazardous waste disposal.
c. The proposed short-term hazardous waste management program shall
incorporate the best short-term methods and means available to contain,
store and treat hazardous waste. In preparing the program, consideration
shall be given to the short-term needs of New York state generators of
hazardous waste, to the siting of secure landfills or other storage
facilities on suitable private or state-owned land, to the development
and construction of such facilities in a manner to safely allow for the
eventual retrieval of hazardous waste for the purpose of ultimate
destruction, detoxification, or neutralization by industrial hazardous
waste treatment facilities, to the options of public versus private
ownership and operation of such facilities, to the ongoing efforts to
establish and maintain a statewide waste exchange system, and to the
establishment of incentives to encourage reduction of the amount of
hazardous waste generated.
2. Not later than January first, nineteen hundred eighty-two, the
commissioner shall submit to the legislature the study and the proposal
for a short-term hazardous waste management program required pursuant to
subdivision one of this section, including any proposed implementing
legislation and rules and regulations where appropriate.
Prohibitions.
The use of waste oil or used oil or other material which is
contaminated or mixed with any chlorinated dibenzo-p-dioxin, or any
other hazardous waste identified or listed according to the regulations
promulgated pursuant to section 27-0903 of this title (other than a
waste identified solely on the basis of ignitability), for dust
suppression or road treatment is prohibited.
Special assessments on hazardous wastes generated.
1. On and after June first, nineteen hundred eighty-five, there is
hereby imposed upon every person who is engaged within the state in the
generation of hazardous waste identified or listed pursuant to this
title a special assessment to be determined as follows:
a. Twenty-seven dollars per ton of hazardous waste generated which is
disposed of in a landfill on the site where the waste is generated or
which is designated for removal or removed from the site of generation
for disposal in a landfill or which is designated for removal or removed
from the site of generation for storage prior to disposal in a landfill;
b. Nine dollars per ton of hazardous waste generated which is
designated for removal or removed from the site of generation for
incineration or for storage prior to incineration;
c. Two dollars per ton of hazardous waste generated which is
incinerated on the site where the waste is generated;
d. Sixteen dollars per ton of hazardous waste generated which is
designated for removal or removed from the site of generation for
treatment or disposal, exclusive of disposal in a landfill or by
incineration, or for storage prior to such treatment or disposal;
e. Any residues which are hazardous wastes remaining from the
treatment of hazardous wastes in a facility located on the site where
the wastes are generated, and which are subsequently disposed of or
incinerated on such site or which are subsequently designated for
removal or removed from the site of generation for disposal,
incineration or treatment or for storage prior thereto, shall be subject
to the special assessments imposed by this subdivision. Provided,
however, any residues which are hazardous wastes remaining from the
incineration of hazardous wastes in a facility located on the site where
the wastes are initially generated and which are subsequently disposed
of in a landfill on such site shall not be subject to the special
assessments imposed by this subdivision.
f. Notwithstanding any provision of this section to the contrary, no
special assessment shall be imposed under this section on the generation
of universal wastes. For purposes of this paragraph, "universal wastes"
shall mean those defined and listed in regulations promulgated pursuant
to this title, provided that such wastes are regulated consistent with
rules adopted by the administrator pursuant to RCRA for the management
of universal wastes.
2. On or after June first, nineteen hundred eighty-five, there is
hereby imposed upon persons holding permits or required to hold permits
for the storage, treatment or disposal of hazardous waste pursuant to
section 27-0913 of this title a hazardous waste disposal special
assessment to be determined as follows:
a. Twenty-seven dollars per ton of hazardous waste which is received
for disposal in a landfill or for storage prior to disposal in a
landfill;
b. Nine dollars per ton of hazardous waste which is received for
incineration or for storage prior to incineration;
c. Sixteen dollars per ton of hazardous waste which is received for
treatment or disposal, exclusive of disposal in a landfill or by
incineration, or for storage prior to such treatment or disposal;
d. No special assessment shall be imposed under this subdivision upon
receipt for treatment or disposal, or storage prior thereto of hazardous
waste where such waste was generated by persons subject to the special
assessment under subdivision one of this section.
3. a. Notwithstanding any provision of this section to the contrary,
no special assessment shall be imposed under this section on the
resource recovery of any hazardous waste; provided, however, that any
materials remaining from resource recovery which are hazardous wastes
and which are subsequently disposed of, treated, or incinerated, shall
be subject to the special assessments imposed by this section. For
purposes of this section, resource recovery shall not include the
removal of water from a hazardous waste.
b. In the case of a fraction of a ton, the special assessments imposed
by this section shall be the same fraction of the amount of such special
assessment imposed on a whole ton.
c. For the purpose of this section, generation of hazardous waste
shall not include retrieval or creation of hazardous waste which must be
disposed of under an order of or agreement with the department pursuant
to title thirteen or title fourteen of this article or under a contract
with the department pursuant to title five of article fifty-six of this
chapter or under an order of or agreement with the United States
environmental protection agency or an order of a court of competent
jurisdiction, related to a facility addressed pursuant to the
Comprehensive Environmental Response, Compensation and Liability Act (42
U.S.C. 9601 et seq.) or under a written agreement with a municipality
which has entered into a memorandum of agreement with the department
related to the remediation of brownfield sites as of August fifth, two
thousand ten.
d. No portion of the special assessments collected pursuant to this
section shall be used for any purpose if such use, under federal law,
would preclude the collection of such special assessment.
e. Notwithstanding any provision of this section to the contrary, the
actual method utilized to dispose of or treat any hazardous waste shall
govern the determination of the rate per ton applicable under the
special assessments imposed by this section, even if such hazardous
waste was designated for removal, removed, stored or received for
disposal or treatment by a method different than the method actually
utilized. Where any such special assessment with respect to any
hazardous waste is reported and paid on the basis of a rate per ton
which is greater than the rate per ton applicable to the actual method
utilized to dispose of or treat such hazardous waste, the difference
between the amount reported and paid and the amount due using the rate
per ton applicable to the actual method utilized shall be considered an
overpayment of such special assessment. The commissioner of taxation and
finance shall credit or refund such overpayment in the manner provided
and subject to the conditions contained in article twenty-seven of the
tax law, as incorporated by subdivision six of this section.
f. No special assessment shall be imposed under this section on
hazardous waste generated by or at an elementary or secondary school
provided the waste results from services which are provided:
(i) under a contract with the department, or with the department's
approval and in compliance with department regulations, or pursuant to
an order of the department, the United States environmental protection
agency or a court, related to the cleanup or remediation of a hazardous
materials or hazardous waste spill, discharge, or surficial cleanup,
pursuant to this chapter, other than a removal action pursuant to the
Comprehensive Environmental Response, Compensation and Liability Act (42
U.S.C. 9601 et seq.);
(ii) under a contract with the department for, or with the
department's approval and in compliance with department regulations,
related to the cleanup and removal of a petroleum spill or discharge,
pursuant to subdivision seven of section one hundred seventy-six of the
navigation law;
(iii) under the order of a court, the department or the department of
health, or the United States environmental protection agency related to
an inactive hazardous waste disposal site pursuant to section 27-1313 of
this article, section thirteen hundred eighty-nine-b of the public
health law, or the Comprehensive Environmental Response, Compensation
and Liability Act (42 U.S.C. 9601 et seq.);
(iv) voluntarily and without expectation of monetary compensation in
accordance with subdivision one of section 27-1321 of this article; or
(v) under permit or order requiring corrective action pursuant to this
title or the Resource Conservation and Recovery Act (42 U.S.C. 6901 et
seq.).
4. a. The special assessments imposed by this section shall be
reported and paid to the department of taxation and finance on a
quarterly basis on or before the twentieth day of the month after the
end of each calendar quarter, provided, however, that the special
assessments attributable to the months of June, July, August and
September of nineteen hundred eighty-five shall be due on October
twentieth, nineteen hundred eighty-five. The payments shall be
accompanied by a return in such form as the department of taxation and
finance may prescribe upon consultation with the commissioner. Provided,
however, that no special assessment imposed by this section shall be
required to be reported or paid with respect to any one calendar quarter
if the total amount of all special assessments due for such quarter is
twenty-seven dollars or less.
b. All moneys collected or received by the department of taxation and
finance pursuant to this section shall be deposited daily to the credit
of the comptroller with such responsible banks, banking houses or trust
companies as may be designated by the comptroller. Such deposits shall
be kept separate and apart from all other moneys in the possession of
the comptroller. The comptroller shall require adequate security from
all such depositories. Of the revenues collected under this section, the
comptroller shall retain in his hands such amounts as the commissioner
of taxation and finance may determine to be necessary for refunds under
this section and the comptroller shall pay any refunds to which those
liable for special assessments shall be entitled under the provisions of
this section. The comptroller, after reserving the amount to pay such
refunds, shall, on or before the tenth day of each month, pay all
special assessments, interest and penalties collected under this section
and remaining to his credit in such banks, banking houses or trust
companies at the close of business on the last day of the preceding
month into the hazardous waste remedial fund created pursuant to section
ninety-seven-b of the state finance law. Within thirty days after each
quarterly reporting date, the comptroller shall certify the amount of
special assessments under this section deposited in the hazardous waste
remedial fund during the preceding quarter and the cumulative amount
collected since the start of the current calendar year, and shall submit
such certification to the governor and the chairman of the senate
finance committee and the chairman of the assembly ways and means
committee.
5. The commissioner and the commissioner of taxation and finance shall
have the power to jointly promulgate rules and regulations necessary and
appropriate to carry out the purpose of this section.
6. The provisions of article twenty-seven of the tax law shall apply
to the provisions of this section in the same manner and with the same
force and effect as if the language of such article had been
incorporated in full into this section and had expressly referred to the
special assessments under this section except that the term "special
assessment" or "special assessments" when used in this section shall
mean "tax" or "taxes" for the purpose of the application of article
twenty-seven of the tax law as incorporated by this subdivision and
except to the extent that any provision of such article is either
inconsistent with a provision of this section or is not relevant to this
section.
7. a. If any generator or person subject to assessment by this section
fails or refuses to file a return or furnish any information requested
in writing by the department of taxation and finance, said department
may, from any information in its possession, make an estimate and issue
an assessment against such generator or person and add a penalty of
twenty-five percent of the amount of the assessment so determined. With
respect to such failure or refusal to file a return or furnish any
information, the provisions of paragraph one of subsection (a) and
subsection (g) of section one thousand eighty-five of the tax law shall
not apply.
b. If the assessment imposed by this section or any installment or
portion of the assessment is not paid on or before the date prescribed
for its payment, there shall be collected as a part of the assessment,
interest upon the unpaid amount at the rate of fifteen percent per annum
from the date prescribed for its payment until payment is actually made
to the department of taxation and finance. With respect to interest upon
such unpaid amount, the underpayment rate of interest applicable to
deficiencies, set by the commissioner of taxation and finance pursuant
to subsection (e) of section one thousand ninety-six of the tax law,
shall not apply.
Hazardous materials enforcement training program.
1. The department shall formulate and establish, no later than July
first, nineteen hundred eighty-five and thereafter from time to time
reformulate, a specialized educational program to be known as the
"hazardous materials enforcement training program" hereinafter referred
to as the "program".
a. The department shall be responsible for administration of the
program and shall prescribe the curriculum which shall include, but not
be limited to:
(i) a review of the provisions of this title, title three and title
thirteen of this article and of title twenty-seven of article
seventy-one of this chapter and any rules and regulations promulgated
thereunder;
(ii) a review of the provisions of title twelve of article thirteen of
the public health law and any rules and regulations promulgated
thereunder;
(iii) a review of the provisions of section fourteen-f of the
transportation law and any rules and regulations promulgated thereunder;
(iv) a review of the provisions of section three hundred eighty of the
vehicle and traffic law and any rules and regulations promulgated
thereunder; and
(v) a description of the activities and services of the department.
b. The department shall prepare any written materials necessary or
useful for the purposes of the program.
c. In preparing the curriculum for the program, the department shall
consult with and receive full cooperation from the commissioners of
health, transportation, and motor vehicles, the attorney general, the
state fire administrator, and authorized police departments and other
authorized law enforcement agencies in the state regarding the
particular needs and interests of such departments and agencies relating
to the contents of such curriculum.
2. The department shall notify in writing, authorized police
departments and other authorized law enforcement agencies in the state
of the establishment and availability of the program.
Local assessments on hazardous waste treatment, storage and
disposal facilities.
1. (a) Notwithstanding any other provisions of law to the contrary,
any city or town of this state, acting through its local legislative
body, is hereby authorized and empowered to adopt and amend local laws
imposing in any such city or town an annual assessment of not more than
four per centum of the gross receipts of any commercial hazardous waste
facility which is located in such city or town and may make provisions
for the collection thereof.
(b) In the event that a facility subject to local assessment pursuant
to this subdivision is located in more than one city or town, the total
annual assessment imposed shall not exceed four per centum of the gross
receipts. The maximum portion of assessment revenues allowed to the
cities or towns in such a situation shall be determined by multiplying
the maximum total of assessment liability which can be imposed on the
facility by the ratio of the population of the assessing city or town to
the total population of all the cities or towns in which the facility is
located. Population shall be based on the most recent census.
2. (a) (1) Notwithstanding any other provisions of law to the
contrary, any school district of this state, acting through its local
legislative body, is hereby authorized and empowered to adopt a
resolution imposing in any such school district an annual assessment of
not more than two per centum of the gross receipts of any commercial
hazardous waste facility which is located in such school district and
may make provisions for the collection thereof.
(2) Any school district whose boundaries are located within the town
or city in which a commercial hazardous waste facility is located shall
be entitled to a proportionate share of the annual assessment of the
gross receipts collected.
(3) The annual assessment revenues shall be allowed and distributed to
all school districts located in the town, or city in which the
commercial hazardous waste facility is located. The distribution of
annual assessment revenues among the school districts located in the
town or city where the facility is located shall be done on a
proportionate basis, based upon the number of students of each school
district residing in the town or city where the facility is located.
(4) The distribution from the school district collecting the annual
assessment revenue to any other district entitled to a proportionate
basis shall be made within sixty days of receipt of the annual
assessment revenues.
(b) In the event that a facility subject to local assessment pursuant
to this subdivision is located in more than one school district, the
total annual assessment imposed shall not exceed two per centum of the
gross receipts.
3. The term "gross receipts" as used in this section means all
receipts from the provision of hazardous waste management services
attributable to a particular industrial hazardous waste treatment
storage and disposal facility without deduction therefor due to the cost
of materials or equipment used, labor or services or other costs,
interest or discount paid or any other expense whatsoever; provided,
however, that as used in this section, gross receipts shall not include
any amounts collected or paid pursuant to section 27-0923 of this title.
4. An assessment imposed pursuant to this section shall be in addition
to any and all other assessments, taxes, agreements or contracts.
Use and recycling of elemental mercury and dental amalgam by
dentists.
1. No dentist shall use or possess elemental mercury in the practice
of dentistry unless such elemental mercury is contained in appropriate
pre-encapsulated capsules specifically designed for the mixing of dental
amalgam. All dentists shall recycle any elemental mercury, including any
pre-encapsulated mercury capsule waste, and dental amalgam waste
generated in their dental practices in accordance with rules and
regulations established by the commissioner.
2. The commissioner is hereby authorized and directed to promulgate
rules and regulations necessary for the implementation of this section.
TITLE 10 Litter and Solid Waste Control
Legislative findings.
The legislature hereby finds that litter composed of discarded
beverage containers is a growing problem of state concern and a direct
threat to the health and safety of the citizens of this state. Discarded
beverage containers create a hazard to vehicular traffic, a source of
physical injury to pedestrians and farm animals, a hazard to farm and
other machinery and an unsightly accumulation of litter which must be
disposed of at increasing public expense. Beverage containers also
create an unnecessary addition to the state's and municipalities'
already overburdened solid waste and refuse disposal systems.
Unsegregated disposal of such containers creates an impediment to the
efficient operation of resource recovery plants. Further, the
legislature finds that the uninhibited discard of beverage containers
constitutes a waste of both mineral and energy resources. The
legislature hereby finds that requiring a deposit on all beverage
containers, along with certain other facilitating measures, will provide
a necessary incentive for the economically efficient and environmentally
benign collection and recycling of such containers.
Definitions.
Whenever used in this title:
1. "Beverage" means carbonated soft drinks, water, beer, other malt
beverages and a wine product as defined in subdivision thirty-six-a of
section three of the alcoholic beverage control law. "Malt beverages"
means any beverage obtained by the alcoholic fermentation or infusion or
decoction of barley, malt, hops, or other wholesome grain or cereal and
water including, but not limited to ale, stout or malt liquor. "Water"
means any beverage identified through the use of letters, words or
symbols on its product label as a type of water, including any flavored
water or nutritionally enhanced water, provided, however, that "water"
does not include any beverage identified as a type of water to which a
sugar has been added.
2. "Beverage container" means the individual, separate, sealed glass,
metal, aluminum, steel or plastic bottle, can or jar used for containing
less than one gallon or 3.78 liters at the time of sale or offer for
sale of a beverage intended for use or consumption in this state.
Beverage containers sold or offered for sale or distributed aboard
aircraft or ships shall be considered as intended for use or consumption
outside this state.
2-a. "Bottler" means a person, firm or corporation who:
a. bottles, cans or otherwise packages beverages in beverage
containers except that if such packaging is for any other person, firm
or corporation having the right to bottle, can or otherwise package the
same brand of beverage, then such other person, firm or corporation
shall be the bottler; or
b. imports filled beverage containers into the United States.
3. "Commissioner" means the commissioner of environmental
conservation.
4. "Dealer" means every person, firm or corporation who engages in the
sale of beverages in beverage containers to a consumer for off premises
consumption in this state.
5. "Department" means the department of environmental conservation.
5-a. A "deposit initiator" for each beverage container for which a
refund value is established under section 27-1005 of this title means:
a. the bottler of the beverage in such container;
b. the distributor of such container if such distributor's purchase of
such container was not, directly or indirectly, from a registered
deposit initiator;
c. a dealer of such container who sells or offers for sale such
container in this state, whose purchase of such container was not,
directly or indirectly, from a registered deposit initiator; or
d. an agent acting on behalf of a registered deposit initiator.
6. "Distributor" means any person, firm or corporation which engages
in the sale or offer for sale of beverages in beverage containers to a
dealer.
7. "Place of business" means the location at which a dealer sells or
offers for sale beverages in beverage containers to consumers.
8. "Redeemer" means every person who demands the refund value provided
for herein in exchange for the empty beverage container, but shall not
include a dealer as defined in subdivision four of this section.
9. "Redemption center" means any person offering to pay the refund
value of an empty beverage container to a redeemer, or any person who
contracts with one or more dealers or distributors to collect, sort and
obtain the refund value and handling fee of empty beverage containers
for, or on behalf of, such dealer or distributor under the provisions of
section 27-1013 of this title.
10. "Use or consumption" means the exercise of any right or power
incident to the ownership of a beverage, other than the sale or the
keeping or retention of a beverage for the purpose of sale.
11. "Ship" or "ships" means any ocean going vessel used to carry
passengers or freight in interstate or foreign commerce.
12. "Reverse vending machine" means an automated device that uses a
laser scanner, microprocessor, or other technology to accurately
recognize the universal product code (UPC) on containers to determine if
the container is redeemable and accumulates information regarding
containers redeemed, including the number of such containers redeemed,
thereby enabling the reverse vending machine to accept containers from
redeemers and to issue a scrip or receipt for their refund value.
13. "Universal product code" or "UPC code" means a standard for
encoding a set of lines and spaces that can be scanned and interpreted
into numbers to identify a product. Universal product code may also mean
any accepted industry barcode which replaces the UPC code including EAN
and other codes that may be used to identify a product.
Refund value.
No person shall sell or offer for sale a beverage container in this
state unless the deposit on such beverage container is or has been
collected by a registered deposit initiator and unless such container
has a refund value of not less than five cents which is clearly
indicated thereon as provided in section 27-1011 of this title.
Mandatory acceptance.
Except as provided in section 27-1009 of this title:
1. (a) A dealer shall accept at his or her place of business from a
redeemer any empty beverage containers of the design, shape, size,
color, composition and brand sold or offered for sale by the dealer, and
shall pay to the redeemer the refund value of each such beverage
container as established in section 27-1005 of this title. Redemptions
of refund value must be in legal tender, or a scrip or receipt from a
reverse vending machine, provided that the scrip or receipt can be
exchanged for legal tender for a period of not less than sixty days
without requiring the purchase of other goods. The use or presence of a
reverse vending machine shall not relieve a dealer of any obligations
imposed pursuant to this section. If a dealer utilizes a reverse vending
machine to redeem containers, the dealer shall provide redemption of
beverage containers when the reverse vending machine is full, broken,
under repair or does not accept a type of beverage container sold or
offered for sale by such dealer and may not limit the hours or days of
redemption except as provided by subdivision three of this section.
(b) Beginning March first, two thousand ten, a dealer whose place of
business is part of a chain engaged in the same general field of
business which operates ten or more units in this state under common
ownership and whose business has at least: (i) forty thousand but less
than sixty thousand square feet devoted to the display of merchandise
for sale to the public shall install and maintain at least two reverse
vending machines at the dealer's place of business; (ii) sixty thousand
but less than eighty-five thousand square feet devoted to the display of
merchandise for sale to the public shall install and maintain at least
three reverse vending machines at the dealer's place of business; or
(iii) eighty-five thousand square feet devoted to the display of
merchandise for sale to the public shall install and maintain at least
four reverse vending machines at the dealer's place of business. The
requirements of paragraph (b) of this subdivision to install and
maintain reverse vending machines shall not apply to a dealer that: (i)
sells only beverage containers of twenty ounces or less where such
beverage containers are packaged in quantities fewer than six; (ii)
sells beverage containers and devotes no more than five percent of its
floor space to the display and sale of consumer commodities, as defined
in section two hundred fourteen-h of the agriculture and markets law; or
(iii) obtains a waiver from the commissioner authorizing dealers to
provide consumers with an alternative technology that: (A) determines if
the container is redeemable, (B) provides protections against fraud
through a system that validates each container redeemed by reading the
universal product code and, except with respect to refillable
containers, renders the container unredeemable, (C) accumulates
information regarding containers redeemed, and (D) issues legal tender,
or a scrip, receipt, or other form of credit for the refund value, that
can be exchanged for legal tender for a period of not less than sixty
days without requiring the purchase of other goods. Notwithstanding the
foregoing, if the alternative technology does not allow consumers to
immediately obtain the refund value of the redeemed container, a dealer
shall be permitted to deploy such alternative technology only if it also
offers an alternative that allows consumers to conveniently and
immediately obtain such refund value through a reverse vending machine
or other alternative method.
(c) A dealer to which paragraph (b) of this subdivision does not apply
and whose place of business is at least forty thousand square feet which
does not utilize reverse vending machines to process empty beverage
containers for redemption shall: (i) establish and maintain a dedicated
area within such business to accept beverage containers for redemption;
(ii) adequately staff such area to facilitate efficient acceptance and
processing of such containers during business hours; and (iii) post one
or more conspicuous signs conforming to the size and color requirements
described in subdivision two of this section at each public entrance to
the business which describes where in the business the redemption area
is located. The commissioner may establish in rules and regulations
additional standards for the efficient processing of beverage containers
by such dealers.
(d) For the purposes of this subdivision on any day that a dealer is
open for less than twenty-four hours, the dealer may restrict or refuse
the payment of refund values during the first and last hour the dealer
is open for business.
2. A dealer shall post a conspicuous sign, at the point of sale, that
states:
"NEW YORK BOTTLE BILL OF RIGHTS
STATE LAW REQUIRES US TO REDEEM EMPTY RETURNABLE BEVERAGE CONTAINERS OF
THE SAME TYPE AND BRAND THAT WE SELL OR OFFER FOR SALE
YOU HAVE CERTAIN RIGHTS UNDER THE NEW YORK STATE RETURNABLE CONTAINER
ACT:
THE RIGHT to return your empties for refund to any dealer who sells
the same brand, type and size, whether you bought the beverage from the
dealer or not. It is illegal to return containers for refund that you
did not pay a deposit on in New York state.
THE RIGHT to get your deposit refund in cash, without proof of
purchase.
THE RIGHT to return your empties any day, any hour, except for the
first and last hour of the dealer's business day (empty containers may
be redeemed at any time in 24-hour stores).
THE RIGHT to return your containers if they are empty and intact.
Washing containers is not required by law, but is strongly recommended
to maintain sanitary conditions.
The New York state returnable container act can be enforced by the New
York state department of environmental conservation, the New York state
department of agriculture and markets, the New York state department of
taxation and finance, the New York state attorney general and/or by your
local government."
Such sign must be no less than eight inches by ten inches in size and
have lettering a minimum of one quarter inch high, and of a color which
contrasts with the background. The department shall maintain a toll free
telephone number for a "bottle bill complaint line" that shall be
available from 9:00 a.m. to 5:00 p.m. each business day to receive
reports of violations of this title. The telephone number shall be
listed on any sign required by this section.
3. On or after June first, two thousand nine, a dealer may limit the
number of empty beverage containers to be accepted for redemption at the
dealer's place of business to no less than seventy-two containers per
visit, per redeemer, per day, provided that:
(a) The dealer has a written agreement with a redemption center, be it
either at a fixed physical location within the same county and within
one-half mile of the dealer's place of business, or a mobile redemption
center, operated by a redemption center, that is located within
one-quarter mile of the dealer's place of business. The redemption
center must have a written agreement with the dealer to accept
containers on behalf of the dealer; and the redemption center's hours of
operation must cover at least 9:00 a.m. through 7:00 p.m. daily or in
the case of a mobile redemption center, the hours of operation must
cover at least four consecutive hours between 8:00 a.m. and 8:00 p.m.
daily. The dealer must post a conspicuous, permanent sign, meeting the
size and color specifications set forth in subdivision two of this
section, open to public view, identifying the location and hours of
operation of the affiliated redemption center or mobile redemption
center; and
(b) The dealer provides, at a minimum, a consecutive two hour period
between 7:00 a.m. and 7:00 p.m. daily whereby the dealer will accept up
to two hundred forty containers, per redeemer, per day, and posts a
conspicuous, permanent sign, meeting the size and color specifications
set forth in subdivision two of this section, open to public view,
identifying those hours. The dealer may not change the hours of
redemption without first posting a thirty day notice; and
(c) The dealer's primary business is the sale of food or beverages for
consumption off-premises, and the dealer's place of business is less
than ten thousand square feet in size.
4. A deposit initiator shall accept from a dealer or operator of a
redemption center any empty beverage container of the design, shape,
size, color, composition and brand sold or offered for sale by the
deposit initiator, and shall pay the dealer or operator of a redemption
center the refund value of each such beverage container as established
by section 27-1005 of this title. A deposit initiator shall accept and
redeem all such empty beverage containers from a dealer or redemption
center without limitation on quantity.
5. A deposit initiator's or distributor's failure to pick up empty
beverage containers, including containers processed in a reverse vending
machine, from a redemption center, dealer or the operator of a reverse
vending machine, shall be a violation of this title.
6. In addition to the refund value of a beverage container as
established by section 27-1005 of this title, a deposit initiator shall
pay to any dealer or operator of a redemption center a handling fee of
three and one-half cents for each beverage container accepted by the
deposit initiator from such dealer or operator of a redemption center.
Payment of the handling fee shall be as compensation for collecting,
sorting and packaging of empty beverage containers for transport back to
the deposit initiator or its designee. Payment of the handling fee may
not be conditioned on the purchase of any goods or services, nor may
such payment be made out of the refund value account established
pursuant to section 27-1012 of this title. A distributor who does not
initiate deposits on a type of beverage container is considered a dealer
only for the purpose of receiving a handling fee from a deposit
initiator.
7. A deposit initiator on a brand shall accept from a distributor who
does not initiate deposits on that brand any empty beverage containers
of that brand accepted by the distributor from a dealer or operator of a
redemption center and shall reimburse the distributor the refund value
of each such beverage container, as established by section 27-1005 of
this title. In addition, the deposit initiator shall reimburse such
distributor for each such beverage container the handling fee
established under subdivision six of this section. Without limiting the
rights of the department or any person, firm or corporation under this
subdivision or any other provision of this section, a distributor shall
have a civil right of action to enforce this subdivision, including,
upon three days notice, the right to apply for temporary and preliminary
injunctive relief against continuing violations, and until arrangements
for collection and return of empty containers or reimbursement of such
distributor for such deposits and handling fees are made.
8. It shall be the responsibility of the deposit initiator or
distributor to provide to a dealer or redemption center a sufficient
number of bags, cartons, or other suitable containers, at no cost, for
the packaging, handling and pickup of empty beverage containers that are
not redeemed through a reverse vending machine. The bags, cartons, or
containers must be provided by the deposit initiator or distributor on a
schedule that allows the dealer or redemption center sufficient time to
sort the empty beverage containers prior to pick up by the deposit
initiator or distributor. In addition:
(a) When picking up empty beverage containers, a deposit initiator or
distributor shall not require a dealer or redemption center to load
their own bags, cartons or containers onto or into the deposit
initiator's or distributor's vehicle or vehicles or provide the staff or
equipment needed to do so.
(b) A deposit initiator or distributor shall not require empty
containers to be counted at a location other than the redemption center
or dealer's place of business. The dealer or redemption center shall
have the right to be present at the count.
(c) A deposit initiator or distributor shall pick up empty beverage
containers from the dealer or redemption center at reasonable times and
intervals as determined in rules or regulations promulgated by the
department.
9. No person shall return or assist another to return to a dealer or
redemption center an empty beverage container for its refund value if
such container had previously been accepted for redemption by a dealer,
redemption center, or deposit initiator who initiates deposits on
beverage containers of the same brand.
10. A redeemer, dealer, distributor or redemption center shall not
knowingly redeem an empty beverage container on which a deposit was
never paid in New York state.
11. Notwithstanding the provisions of subdivision two of section
27-1009 of this title, a deposit initiator or distributor shall accept
and redeem beverage containers as provided in this title, if the dealer
or operator of a redemption center shall have accepted and paid the
refund value of such beverage containers.
12. No person shall intentionally program, tamper with, render
inaccurate, or circumvent the proper operation of a reverse vending
machine to wrongfully elicit deposit monies when no valid, redeemable
beverage container has been placed in and properly processed by the
reverse vending machine.
Refusal of acceptance.
1. A dealer or operator of a redemption center may refuse to accept
from a redeemer, and a deposit initiator or distributor may refuse to
accept from a dealer or operator of a redemption center any empty
beverage container which does not state thereon a refund value as
established by section 27-1005 and provided by section 27-1011 of this
title.
2. A dealer or operator of a redemption center may also refuse to
accept any broken bottle, corroded, crushed or dismembered container, or
any beverage container which contains a significant amount of foreign
material, as determined in rules and regulations to be promulgated by
the commissioner.
Beverage container requirements.
1. a. Every beverage container sold or offered for sale in this state
shall clearly indicate by permanently marking or embossing the container
or by printing as part of the product label the refund value of the
container and the words "New York" or the letters "NY".
b. Such embossing or permanent imprinting on the beverage container
shall be the responsibility of the person, firm or corporation which
bottles, cans or otherwise fills or packages a beverage container or a
brand owner for whose exclusive account private label beverages are
bottled, canned or otherwise packaged; provided, however, that the duly
authorized agent of any such person, firm or corporation may indicate
such refund value by a label securely affixed on any beverage container
containing beverages imported into the United States. Private label
beverages shall be defined as beverages purchased from a bottler in
beverage containers bearing a brand name or trademark for sale at retail
directly by the owner or licensee of such brand name or trademark; or
through retail dealers affiliated with such owner or licensee by a
cooperative or franchise agreement.
2. No deposit initiator, distributor or dealer shall sell or offer for
sale, at wholesale or retail in this state, any metal beverage container
designed and constructed with a ring or tab which is detachable in
opening the container unless such detachable part will decompose by
photodegradation or biodegradation.
3. No deposit initiator, distributor or dealer shall sell or offer for
sale in this state beverage containers connected to each other by a
separate holding device constructed of plastic which does not: (a)
decompose by photodegradation or biodegradation; or
(b) comply with minimum post-consumer recycled material content and
hole diameter limitations as defined in rules and regulations
promulgated by the department, and is recyclable and indicates a resin
identification code.
Deposit and disposition of refund values; registration;
reports.
1. Each deposit initiator shall deposit in a refund value account an
amount equal to the refund value initiated under section 27-1005 of this
title which is received with respect to each beverage container sold by
such deposit initiator. Such deposit initiator shall hold the amounts in
the refund value account in trust for the state. A refund value account
shall be an interest-bearing account established in a banking
institution located in this state, the deposits in which are insured by
an agency of the federal government. Deposits of such amounts into the
refund value account shall be made not less frequently than every five
business days. All interest, dividends and returns earned on the refund
value account shall be paid directly into said account. The monies in
such accounts shall be kept separate and apart from all other monies in
the possession of the deposit initiator. The commissioner of taxation
and finance may specify a system of accounts and records to be
maintained with respect to accounts established under this subdivision.
2. Payments of refund values pursuant to section 27-1007 of this title
shall be paid from each deposit initiator's refund value account. No
other payment or withdrawal from such account may be made except as
prescribed by this section.
3. Each deposit initiator shall file quarterly reports with the
commissioner of taxation and finance on a form and in the manner
prescribed by such commissioner. The commissioner of taxation and
finance may require such reports to be filed electronically. The
quarterly reports required by this subdivision shall be filed for the
quarterly periods ending on the last day of May, August, November and
February of each year, and each such report shall be filed within twenty
days after the end of the quarterly period covered thereby. Each such
report shall include all information such commissioner shall determine
appropriate including but not limited to the following information:
a. the balance in the refund value account at the beginning of the
quarter for which the report is prepared;
b. all such deposits credited to the refund value account and all
interest, dividends or returns received on such account, during such
quarter;
c. all withdrawals from the refund value account during such quarter,
including all reimbursements paid pursuant to subdivision two of this
section, all service charges on the account, and all payments made
pursuant to subdivision four of this section; and
d. the balance in the refund value account at the close of such
quarter.
4. a. Quarterly payments. An amount equal to eighty percent of the
balance outstanding in the refund value account at the close of each
quarter shall be paid to the commissioner of taxation and finance at the
time the report provided for in subdivision three of this section is
required to be filed. The commissioner of taxation and finance may
require that the payments be made electronically. The remaining twenty
percent of the balance outstanding at the close of each quarter shall be
the monies of the deposit initiator and may be withdrawn from such
account by the deposit initiator. If the provisions of this section with
respect to such account have not been fully complied with, each deposit
initiator shall pay to such commissioner at such time, in lieu of the
amount described in the preceding sentence, an amount equal to the
balance which would have been outstanding on such date had such
provisions been fully complied with. The commissioner of taxation and
finance may require that the payments be made electronically.
b. Refund value account shortfall. In the event a deposit initiator
pays out more in refund values than it collects in deposits of refund
values during the course of a quarterly period as described in
subdivision three of this section, the deposit initiator may apply to
the commissioner of taxation and finance for a refund of the amount of
such excess payment of refund values from sources other than the refund
value account, in the manner as provided by the commissioner of taxation
and finance. A deposit initiator must apply for a refund no later than
twelve months after the due date for filing the quarterly report for the
quarterly period for which the refund claim is made. No interest shall
be payable for any refund paid pursuant to this paragraph.
c. Final report. A deposit initiator who ceases to do business in this
state as a deposit initiator shall file a final report and remit payment
of eighty percent of all amounts remaining in the refund value account
as of the close of the deposit initiator's last day of business. The
commissioner of taxation and finance may require that the payments be
made electronically. The deposit initiator shall indicate on the report
that it is a "final report". The final report is due to be filed with
payment twenty days after the close of the quarterly period in which the
deposit initiator ceases to do business. In the event the deposit
initiator pays out more in refund values than it collects in such final
quarterly period, the deposit initiator may apply to the commissioner of
taxation and finance for a refund of the amount of such excess payment
of refund values from sources other than the refund value account, in
the manner as provided by the commissioner of taxation and finance.
5. All moneys collected or received by the department of taxation and
finance pursuant to this title shall be deposited to the credit of the
comptroller with such responsible banks, banking houses or trust
companies as may be designated by the comptroller. Such deposits shall
be kept separate and apart from all other moneys in the possession of
the comptroller. The comptroller shall require adequate security from
all such depositories. Of the total revenue collected, the comptroller
shall retain the amount determined by the commissioner of taxation and
finance to be necessary for refunds out of which the comptroller must
pay any refunds to which a deposit initiator may be entitled. After
reserving the amount to pay refunds, the comptroller must, by the tenth
day of each month, pay into the state treasury to the credit of the
general fund the revenue deposited under this subdivision during the
preceding calendar month and remaining to the comptroller's credit on
the last day of that preceding month; provided, however, that, beginning
April first, two thousand thirteen, nineteen million dollars, and all
fiscal years thereafter, twenty-three million dollars plus all funds
received from the payments due each fiscal year pursuant to subdivision
four of this section in excess of the greater of the amount received
from April first, two thousand twelve through March thirty-first, two
thousand thirteen or one hundred twenty-two million two hundred thousand
dollars, shall be deposited to the credit of the environmental
protection fund established pursuant to section ninety-two-s of the
state finance law.
6. The commissioner and the commissioner of taxation and finance shall
promulgate, and shall consult each other in promulgating, such rules and
regulations as may be necessary to effectuate the purposes of this
title. The commissioner and the commissioner of taxation and finance
shall provide all necessary aid and assistance to each other, including
the sharing of any information that is necessary to their respective
administration and enforcement responsibilities pursuant to the
provisions of this title.
7. a. Any person who is a deposit initiator under this title before
April first, two thousand nine, must apply by June first, two thousand
nine to the commissioner of taxation and finance for registration as a
deposit initiator. Any person who becomes a deposit initiator on or
after April first, two thousand nine shall apply for registration prior
to collecting any deposits as such a deposit initiator. Such application
shall be in a form prescribed by the commissioner of taxation and
finance and shall require such information deemed to be necessary for
proper administration of this title. The commissioner of taxation and
finance may require that applications for registration must be submitted
electronically. The commissioner of taxation and finance shall
electronically issue a deposit initiator registration certificate in a
form prescribed by the commissioner of taxation and finance within
fifteen days of receipt of such application or may take an additional
ten days if the commissioner of taxation and finance deems it necessary
to consult with the commissioner before issuing such registration
certificate. A registration certificate issued pursuant to this
subdivision may be issued for a specified term of not less than three
years and shall be subject to renewal in accordance with procedures
specified by the commissioner of taxation and finance. The commissioner
of taxation and finance shall furnish to the commissioner a complete
list of registered deposit initiators and shall continually update such
list as warranted. The commissioner shall share any information with the
commissioner of taxation and finance that is necessary for the
administration of this subdivision.
b. The commissioner of taxation and finance shall have the authority
to revoke or refuse to renew any registration issued pursuant to this
subdivision when he or she has determined or has been informed by the
commissioner that any of the provisions of this title or rules and
regulations promulgated thereunder have been violated. Such violations
shall include, but not be limited to, the failure to file quarterly
reports, the failure to make payments pursuant to this subdivision, the
providing of false or fraudulent information to either the department of
taxation and finance or the department, or knowingly aiding or abetting
another person in violating any of the provisions of this title. A
notice of proposed revocation or non-renewal shall be given to the
deposit initiator in the manner prescribed for a notice of deficiency of
tax and all the provisions applicable to a notice of deficiency under
article twenty-seven of the tax law shall apply to a notice issued
pursuant to this paragraph, insofar as such provisions can be made
applicable to a notice authorized by this paragraph, with such
modifications as may be necessary in order to adapt the language of such
provisions to the notice authorized by this paragraph. All such notices
issued by the commissioner of taxation and finance pursuant to this
paragraph shall contain a statement advising the deposit initiator that
the revocation or non-renewal of registration may be challenged through
a hearing process and the petition for such a challenge must be filed
with the commissioner of taxation and finance within ninety days after
such notice is issued. A deposit initiator whose registration has been
so revoked or not renewed shall cease to do business as a deposit
initiator in this state, until this title has been complied with and a
new registration has been issued. Any deposit initiator whose
registration has been so revoked may not apply for registration for two
years from the date such revocation takes effect.
8. The commissioner of taxation and finance may require the
maintenance of such accounts, records or documents relating to the sale
of beverage containers, by any deposit initiator, bottler, distributor,
dealer or redemption center as such commissioner may deem appropriate
for the administration of this section. Such commissioner may make
examinations, including the conduct of facility inspections during
regular business hours, with respect to the accounts, records or
documents required to be maintained under this subdivision. Such
accounts, records and documents shall be preserved for a period of three
years, except that such commissioner may consent to their destruction
within that period or may require that they be kept longer. Such
accounts, records and documents may be kept within the meaning of this
subdivision when reproduced by any photographic, photostatic, microfilm,
micro-card, miniature photographic or other process which actually
reproduces the original accounts, records or documents.
9. a. Any person required to be registered under this section who,
without being so registered, sells or offers for sale beverage
containers in this state, in addition to any other penalty imposed by
this title, shall be subject to a penalty to be assessed by the
commissioner of taxation and finance in an amount not to exceed five
hundred dollars for the first day on which such sales or offers for sale
are made, plus an amount not to exceed five hundred dollars for each
subsequent day on which such sales or offers for sale are made, not to
exceed twenty-five thousand dollars in the aggregate.
b. Any deposit initiator who fails to file reports, make quarterly
payments or maintain accounts or records pursuant to this section,
unless it is shown that such failure was due to reasonable cause and not
due to negligence or willful neglect, in addition to any other penalty
imposed by this title, shall be subject to a penalty to be assessed by
the commissioner of taxation and finance of not more than one thousand
dollars for each quarter during which such failure occurred, and an
additional penalty of not more than one thousand dollars for each
quarter such failure continues.
10. The provisions of article twenty-seven of the tax law shall apply
to the provisions of this title for which the commissioner of taxation
and finance is responsible, including collection of refund value
amounts, in the same manner and with the same force and effect as if the
language of such article had been incorporated in full into this section
except to the extent that any provision of such article is either
inconsistent with a provision of this section or is not relevant to this
section as determined by the commissioner of taxation and finance.
Furthermore, for purposes of applying the provisions of article
twenty-seven of the tax law, where the terms "tax" and "taxes" appear in
such article, such terms shall be construed to mean "refund value" or
"balance in the refund value account".
11. If any deposit initiator fails or refuses to file a report or
furnish any information requested in writing by the department of
taxation and finance or the department, the department of taxation and
finance with the assistance of the department may, from any information
in its possession, make an estimate of the deficiency and collect such
deficiency from such deposit initiator.
12. a. Each deposit initiator shall provide a report to the department
describing all the types of beverage containers on which it initiates
deposits. The report shall include the product name, type of beverage,
size and composition of the beverage container, universal product code,
and any other information the department may require. Upon request, a
deposit initiator shall also provide to the department a copy of the
container label or a picture of any beverage container sold or offered
for sale in this state on which it initiates a deposit. Such information
shall be provided in a form as prescribed by the department. The
department may require that such forms be filed electronically.
b. A bottler may place on a beverage container a universal product
code or other distinctive marking that is specific to the state or used
only in the state and any other states with laws substantially similar
to this title as a means of preventing the sale or redemption of
beverage containers on which no deposit was initiated.
c. A bottler or deposit initiator shall notify the department, in a
form prescribed by the department, whenever a beverage container or
beverage container label is revised by altering the universal product
code, or whenever the container on which a universal product code
appears is changed in size, composition or glass color, or whenever the
container or container label on which a universal product code appears
is changed to include a universal product code that is unique to the
state or used only in the state and any other states with laws
substantially similar to this title.
Redemption centers.
1. The commissioner is hereby empowered to promulgate rules and
regulations governing (a) the circumstances in which deposit initiators,
dealers and distributors, individually or collectively, are required to
accept the return of empty beverage containers, including beverage
containers processed through reverse vending machines and make payment
therefor; (b) the sorting of the containers which a deposit initiator or
distributor may require of dealers and redemption centers; (c) the
collection of returned beverage containers by deposit initiators or
distributors, including the party to whom such expense is to be charged,
the frequency of such pick ups and the payment for refunds and handling
fees thereon; (d) the right of dealers to restrict or limit the number
of containers redeemed, the rules for redemption at the dealers' place
of business, and the redemption of containers from a beverage for which
sales have been discontinued; (e) to issue registrations to persons,
firms or corporations which establish redemption centers, subject to
applicable provisions of local and state laws, at which redeemers and
dealers may return empty beverage containers and receive payment of the
refund value of such beverage containers. Such registrations shall be
issued at no cost. Should the department require by regulations adopted
pursuant to this paragraph that redemption centers must obtain a
registration as a condition of operation, any redemption center in
business as of March first, two thousand thirteen that previously
provided the department with the notification information required by
regulations in effect as of such date may continue to operate as if the
department had issued such redemption center a registration required by
regulations adopted under this paragraph; provided, however, that such
redemption center shall provide the department with any other
information required by regulations adopted pursuant to this paragraph.
The department may, after due notice and opportunity of hearing,
pursuant to the provisions of section 71-1709 of this chapter, deny an
application or revoke a registration. In determining whether or not to
revoke a registration the commissioner shall at a minimum, take into
consideration the compliance history of a violator, good faith efforts
of a violator to comply, any economic benefit from noncompliance and
whether the violation was procedural in nature. The commissioner's
determination to revoke a registration is subject to review under
article seventy-eight of the civil practice law and rules; and (f) the
operation of mobile redemption centers in order to ensure that to the
best extent practicable containers are not proffered for redemption to a
deposit initiator or distributor outside of the geographic area where
such deposit initiator sells containers and initiates deposits.
2. The department may require a redemption center to obtain a permit,
as an alternative to registration if such center is located at the same
facility or site as another solid waste management facility otherwise
subject to the requirements of title seven of this article or the
regulations promulgated pursuant thereto.
3. No dealer or distributor, as defined in section 27-1003 of this
title, shall be required to obtain a permit to operate a redemption
center at the same location as the dealer's or distributor's place of
business. Operators of such redemption centers shall receive payment of
the refund value of each beverage container from the appropriate deposit
initiator or distributor as provided under section 27-1007 of this
title.
4. Each dealer and redemption center shall require any person
tendering for redemption more than two thousand five hundred containers
at one time to such dealer or redemption center to provide such person's
name and address and the license plate of the vehicle used to transport
the containers, or, in the case of an agent or employee of a
not-for-profit corporation, a sales tax exemption certificate. The
dealer or redemption center redeeming the beverage containers shall keep
the information on file for a minimum of twelve months and provide same
to the department upon request.
Violations.
1. Except as otherwise provided in this section and section 27-1012 of
this title, any person who shall violate any provision of this title
shall be liable to the state of New York for a civil penalty of not more
than five hundred dollars, and an additional civil penalty of not more
than five hundred dollars for each day during which each such violation
continues. Any civil penalty may be assessed following a hearing or
opportunity to be heard.
2. Any distributor, deposit initiator, redemption center or dealer who
violates any provision of this title, except as provided in section
27-1012 of this title, shall be liable to the state of New York for a
civil penalty of not more than one thousand dollars, and an additional
civil penalty of not more than one thousand dollars for each day during
which each such violation continues. Any civil penalty may be assessed
following a hearing or opportunity to be heard.
3. It shall be unlawful for a distributor or deposit initiator, acting
alone or aided by another, to return any empty beverage container to a
dealer or redemption center for its refund value if the distributor or
deposit initiator had previously accepted such beverage container from
any dealer or operator of a redemption center or if such container was
previously accepted by a reverse vending machine. A violation of this
subdivision shall be a misdemeanor punishable by a fine of not less than
five hundred dollars nor more than one thousand dollars and an amount
equal to two times the amount of money received as a result of such
violation.
4. Any person who willfully tenders to a dealer, distributor,
redemption center or deposit initiator more than forty-eight empty
beverage containers for which such person knows or should reasonably
know that no deposit was paid in New York state may be assessed by the
department a civil penalty of up to one hundred dollars for each
container or up to twenty-five thousand dollars for each such tender of
containers. At each location where a person tenders containers for
redemption, dealers and redemption centers must conspicuously display a
sign in letters that are at least one inch in height with the following
information: "WARNING: Persons tendering for redemption containers on
which a deposit was never paid in this state may be subject to a civil
penalty of up to one hundred dollars per container or up to twenty-five
thousand dollars for each such tender of containers." Any civil penalty
may be assessed following a hearing or opportunity to be heard.
5. The department, the department of agriculture and markets, the
department of taxation and finance and the attorney general are hereby
authorized to enforce the provisions of this title and all monies
collected shall be deposited to the credit of the environmental
protection fund established pursuant to section ninety-two-s of the
state finance law. In addition, the provisions of section 27-1005 of
this title and subdivisions one, two, three, four, five, ten and eleven
of section 27-1007 of this title may be enforced by a county, city, town
or village and the local legislative body thereof may adopt local laws,
ordinances or regulations consistent with this title providing for the
enforcement of such provisions.
* 5-a. The city of New York, Nassau county and Suffolk county are
entitled to retain twenty-five percent of all monies collected as fines
or penalties pursuant to enforcement of section 27-1005 of this chapter.
* NB Repealed April 1, 2031
6. (a) Any person who willfully violates or directs another to violate
the requirements to collect or charge the refund value imposed by
section 27-1005 or paragraph a of subdivision nine of section 27-1012 of
this title on five thousand or more beverage containers in one or more
separate transactions within one year shall be guilty of a class B
misdemeanor.
(b) Any person, having previously been convicted of a violation of
paragraph (a) of this section within the past three years, who willfully
violates or directs another to violate the requirements to collect or
charge the refund value imposed by section 27-1005 or paragraph a of
subdivision nine of section 27-1012 of this title on five thousand or
more beverage containers in one or more separate transactions within one
year shall be guilty of a class A misdemeanor.
(c) Any person who willfully violates or directs another to violate
the requirements to collect or charge the refund value imposed by
section 27-1005 or paragraph a of subdivision nine of section 27-1012 of
this title on twenty thousand or more beverage containers in one or more
separate transactions within one year shall be guilty of a class E
felony.
Nothing in this subdivision shall apply to common or contract carriers
or warehousemen while engaged in lawfully transporting or storing such
containers as merchandise, nor to any employee of such carrier or
warehouseman acting within the scope of his or her employment.
7. A violation of this title, except as otherwise provided in this
section and section 27-1012 of this title, shall be a public nuisance.
Public education.
The commissioner shall establish a public education program to
disseminate information regarding implementation of this title. Such
information shall include, but not be limited to, publication of the New
York Bottle Bill of Rights as specified in subdivision two of section
27-1007 of this title; publication of information specifying the
procedures necessary to establish a redemption center as provided in
section 27-1013 of this title, including information regarding financial
assistance available for the establishment of redemption centers as
provided in section 27-1018 of this title; publication of information
delineating the relevant rights and responsibilities of deposit
initiators, distributors, dealers, redemption centers and redeemers
under the provisions of this title; publication of information regarding
the requirement that deposit initiators register with the department of
taxation and finance; and publication of information on the general
benefits of recycling.
Beverage container assistance program.
Notwithstanding any other provision of law to the contrary, within the
limits of appropriations therefor, the commissioner shall make state
assistance payments to municipalities, businesses and not-for-profit
organizations located in the state for the cost of reverse vending
machines located or to be located in the state. Such state assistance
payments shall not exceed fifty percent of the costs of equipment,
and/or the acquisition and/or rehabilitation of real property or
structures located or to be located in the state related to the
collecting, sorting, and packaging of empty beverage containers subject
to the provisions of this title. Such payments may include costs related
to the establishment of redemption centers, including mobile redemption
centers. For the purposes of this section, municipalities and
not-for-profit organizations shall have the meaning as defined in
section 54-0101 of this chapter and businesses shall mean a dealer,
distributor or redemption center as defined in this title that employs
less than fifty employees.
Severability.
The provisions of this title shall be severable and if any phrase,
clause, sentence or provision of this title, or the applicability
thereof to any person or circumstance shall be held invalid, the
remainder of this title and the application thereof shall not be
affected thereby.
TITLE 11 Industrial Siting Hazardous Waste Facilities
Definitions.
As used in this title, unless the context otherwise requires:
1. "Person" means any individual, public or private corporation,
political subdivision, government agency, industry, partnership,
association, firm, trust, estate or any other legal entity whatsoever.
2. "Corporation" means the New York state environmental facilities
corporation.
3. "Board" means a facility siting board constituted pursuant to the
provisions of section 27-1105 of this title.
4. "Industrial hazardous waste" shall mean an industrial waste or
combination of wastes, which because of its quantity, concentration, or
physical, chemical or infectious characteristics may:
a. Cause, or significantly contribute to an increase in serious
irreversible, or incapacitating reversible illness; and/or
b. Pose a substantial present or potential hazard to human health or
the environment and, therefore, must be segregated and excluded from the
general municipal waste system and sewage collection and treatment
process.
5. "Industrial hazardous waste treatment, storage and disposal
facility" shall mean a specialized facility or site other than a
low-level radioactive waste management facility subject to the
provisions of article twenty-nine of this chapter, or a sewage treatment
facility for the purpose of treating, storing, compacting, recycling,
exchanging, or disposing of industrial hazardous waste materials,
including treatment, compacting, resource recovery or disposal plants,
equipment and furnishings thereof used for the storage, treatment,
compacting, composting, shredding, coverting, utilization, processing,
or final disposal of hazardous waste, including but not limited to
mechanical, chemical or thermal processing systems, incinerators,
sanitary landfills, other facilities for the storage, reduction or
conversion of hazardous waste, including but not limited to transfer
stations, baling facilities, railroad and maritime facilities, motor
trucks or vehicles and appurtenances, furnishings, equipment and
machinery deemed necessary thereto.
6. "Municipality" means any town, city, county or village.
7. "Treatment" means any method, technique, or process including
neutralization, designed to change the physical, chemical or biological
character or composition of any hazardous waste so as to neutralize such
waste or as to render such waste nonhazardous, safer for transport,
amenable for recovery, amenable for storage, or reduced in volume.
8. "Storage" means the containment of hazardous waste, either on a
temporary basis or for a period of years, in such a manner as not to
constitute disposal of such hazardous waste.
9. "Disposal" means the abandonment, discharge, deposit, injection,
dumping, spilling, leaking or placing of any substance so that such
substance or any related constituent thereof may enter the environment.
Disposal also means the thermal destruction of waste or hazardous waste
and the burning of such wastes as fuel for the purpose of recovering
useable energy.
10. "Environment" means any water, water vapor, any land including
land surface or subsurface, air, fish, wildlife, biota and all other
natural resources.
11. "Preferred hazardous waste management practices hierarchy" shall
mean that policy established in section 27-0105 of this article.
Hazardous waste disposal capacity assurances and statewide
hazardous waste facility siting plan.
1. The department shall immediately begin preparation of a statewide
hazardous waste facility siting plan to establish a framework to guide
state agencies and authorities and the facility siting board established
pursuant to section 27-1105 of this title in the discharge of their
responsibilities and to assure the availability of industrial hazardous
waste treatment, storage and disposal facilities which:
a. have adequate capacity for the destruction, treatment or secure
disposition of all hazardous wastes that are reasonably expected to be
generated within the state in the next twenty years;
b. are within the state or outside the state in accordance with an
interstate agreement or regional agreement or authority;
c. comply with all federal and state requirements governing such
facilities; and
d. comply with the preferred hazardous waste management practices
hierarchy established pursuant to section 27-0105 of this article.
2. The plan shall include but not be limited to:
a. an inventory and appraisal including the identification, location
and life expectancy of all industrial hazardous waste treatment, storage
and disposal facilities located within the state.
b. a compilation and analysis of existing inventories, reports and
studies of the sources, composition and quantity of industrial hazardous
waste generated within the state and of existing programs for waste
reduction, recycling and reuse.
c. long-range projections of at least twenty years of the amounts and
composition of hazardous waste which will be generated within the state
and, to the extent feasible, in neighboring states.
d. a schedule for phasing out land disposal, other than treated
residuals in compliance with the policy established in section 27-0105
of this article.
e. the identification, if appropriate, of areas of the state which
have compatible hazardous waste generation streams and similar interests
in providing regional hazardous waste management and disposal capacity
to primarily service such areas.
f. a determination of the number, size, type and location by area of
the state of new or expanded industrial hazardous waste treatment,
storage and disposal facilities which will be needed for the proper
long-term management of hazardous waste consistent with the assurances
required pursuant to subdivision one of this section and an equitable
geographic distribution of facilities.
g. an analysis of transportation routes and transportation risk and
costs from industrial hazardous waste generators to existing or
potentially suitable sites for industrial hazardous waste treatment,
storage and disposal facilities.
h. recommendations on regional and statewide coordination of methods
and procedures to encourage cooperative treatment, storage, disposal and
transportation of industrial hazardous waste and other such hazardous
waste management methods.
i. recommendations on procedures for periodically updating the
statewide hazardous waste facility siting plan and for future
coordination of hazardous waste management and planning on a regional
basis.
3. The department shall prepare and adopt a draft statewide hazardous
waste facility siting plan within six months after the effective date of
this section.
4. Upon completion of the draft plan, the department shall make it
available to all interested persons. The department shall publicize such
plan and solicit comments. The department shall hold at least one public
hearing within each region of the state to review and solicit comments
on the draft plan.
5. Within twelve months after the effective date of this section, the
department shall have completed public hearings on the draft plan and
shall have considered comments and shall make such revisions to the
draft plan as it deems necessary or appropriate. The department shall
make the revised plan available to all interested persons and shall
solicit comments and hold public hearings on the revised plan.
6. Within fifteen months after the effective date of this section, the
department shall make any final revisions as it deems necessary or
appropriate and adopt the plan. The adopted plan shall be transmitted to
the governor and the legislature and made available to all interested
parties.
7. Upon adoption of the plan the department shall immediately
establish a schedule for siting any new or expanded industrial hazardous
waste treatment, storage or disposal facilities identified as necessary
in such plan.
Criteria for siting industrial hazardous waste treatment,
storage and disposal facilities.
1. The commissioner shall, after investigation and opportunity for
public comment, within one year from the effective date of this section,
publish criteria for siting industrial hazardous waste treatment,
storage and disposal facilities. Such siting criteria shall be designed
to insure the maximum safety of the public from hazards associated with
treatment, storage, and disposal of hazardous wastes. The commissioner
shall also within one year from such effective date adopt criteria
prescribing the form and content of applications for a certificate of
environmental safety and public necessity to construct an industrial
hazardous waste treatment, storage and disposal facility.
2. The criteria issued pursuant to subdivision one of this section for
the siting of industrial hazardous waste treatment, storage and disposal
facilities shall take into account, among other factors:
a. The consistency of the application with the plan adopted pursuant
to section 27-1102 of this title,
b. The density of population in areas neighboring such facility,
c. The density of population in areas adjacent to delivery routes to
such facility,
d. The risk of accident during the transportation of hazardous wastes,
e. The risk of contamination of ground and surface waters by leaching
and runoff from such facility,
f. The risk of fires or explosions from improper storage and disposal
methods,
g. The impact on the municipality where the facility is to be cited in
terms of health, safety, cost and consistency with local planning,
zoning or land use laws and ordinances,
h. The nature of the probable environmental impact, including
specification of the predictable adverse effects on the natural
environment and ecology, public health and safety, scenic, historic,
cultural and recreational value, water and air quality, wildlife and an
evaluation of measures to mitigate adverse effects, and
i. The future physical climate risk due to sea level rise, and/or
storm surges and/or flooding, based on available data predicting the
likelihood of future extreme weather events, including hazard risk
analysis data if applicable.
3. The criteria issued by the commissioner pursuant to subdivision one
of this section prescribing the form of an application for a certificate
of environmental safety and public necessity to construct an industrial
hazardous waste treatment, storage and disposal facility shall require
the applicant to supply detailed information regarding:
a. The location of the proposed facility,
b. A description of the design and capacity of the facility,
c. The expected sources of hazardous wastes for the facility, the
proposed methods of transporting such wastes to and from the facility,
and the routes which deliveries will traverse,
d. The need for the facility,
e. The environmental impacts of the proposed facility,
f. A description of reasonable alternative locations for the proposed
facility, and
g. Such other information as the commissioner shall prescribe as to
whether the proposed facility is necessary and compatible with the
surrounding environment and with the health, safety and welfare of
neighboring populations.
Siting industrial hazardous waste facilities.
1. After the publication of siting criteria pursuant to subdivision
one of section 27-1103 of this title, no person may commence
construction or operation of the following industrial hazardous waste
treatment, storage and disposal facilities, hereinafter referred to as
"facility", without having received a certificate of environmental
safety and public necessity from the facility siting board as
hereinafter provided: (a) any new off-site facility;
(b) any new commercial facility, wherever situated;
(c) any new incineration facility, wherever situated;
(d) any new land disposal facility, wherever situated; and
(e) any expansion, wherever situated, of the aggregate land disposal
capacity of an existing land disposal facility.
2. Notwithstanding the provisions of subdivision one of this section,
the following industrial hazardous waste treatment, storage and disposal
facilities shall not be subject to the provisions of this title:
(a) A facility that does not require permits pursuant to title nine of
this article;
(b) A land disposal facility located at the site of an existing land
disposal facility where both the existing facility is or was and the
proposed facility will be used solely for the disposal of
non-incinerable residues from the on-site thermal destruction or
chemical or aqueous treatment of wastes generated at the site of such
facilities;
(c) A facility that has been determined by the department to have no
significant environmental impact pursuant to article eight of this
chapter; and
(d) Additional facilities, other than land disposal facilities, to be
located at the site of an existing facility, the operation of which will
be substantially similar to that of the existing facility with respect
to the mode of waste management and the type and quantity of hazardous
waste being managed.
3. To obtain the certificate of environmental safety and public
necessity required pursuant to subdivision one of this section, the
following procedures shall be followed:
(a) An application must be submitted to the department in the form
required pursuant to subdivisions one and three of section 27-1103 of
this title.
(b) On or before fifteen calendar days after the receipt of such
application, the department shall mail written notice to the applicant
whether or not the application is complete. If the application is not
complete, the provisions of paragraphs (c) and (d) of subdivision one of
section 70-0109 of this chapter shall be applicable. If, or when, the
application is complete, the department shall, concurrent with
notification to the applicant, send the application and written notice
to the office of the governor requesting that a facility siting board be
constituted consistent with this subdivision.
(c) Immediately upon determining that an application is complete, the
department shall cause a notice of application to be published in the
next available environmental notice bulletin which shall be not later
than ten calendar days after the date of such notice and shall provide
notice to the chief executive officer of each municipality in which the
proposed project is located, and may direct the applicant to provide
such reasonable notice and opportunity for comment to the public as the
department deems appropriate. Such notice shall also be given to all
property owners of record within three hundred feet of the subject
facility. In addition, notice shall be published in at least two
newspapers having a general circulation in the area in which the
proposed activity is located, and in contiguous areas potentially
affected by the proposed action.
(d) On or before fifteen calendar days after the receipt of such
notification the governor shall constitute a facility siting board to be
composed of the commissioners of transportation, environmental
conservation, health and commerce, the secretary of state and three ad
hoc members appointed by the governor, two of whom must be residents of
the county in which the facility is primarily proposed to be located.
The three ad hoc members shall be employees of the state for the
purposes of section seventeen of the public officers law. Each of the
three ad hoc members shall receive the sum of two hundred dollars for
each day in which he is actually engaged in the performance of his
duties herein plus actual and necessary expenses incurred by him in the
performance of such duties. The terms of the ad hoc members shall
continue until a final determination has been made in the particular
proceeding for which they were appointed. Each ex officio member of the
board may by written instrument filed with the board designate an
employee or officer of his department to act on his behalf relating to
any or all business of the board. Five of the eight persons on the board
shall constitute a quorum for the transaction of any business of the
board, and the decision of five members of the board shall constitute
action of the board. In addition to the requirements of the public
officers law, no person shall be eligible to be an appointee of the
governor to the board who holds another state or local office. The
governor shall appoint the chairman of the board and the commissioner of
environmental conservation shall make staff available to support the
board in carrying out its responsibilities.
(e) The commissioner of the department of environmental conservation
shall appoint a hearing officer who shall conduct an adjudicatory public
hearing upon the application. Such hearing shall commence on or before
sixty calendar days after the facility siting board is constituted. Such
hearing shall be preceded by public notice, in the same form and manner
as provided in paragraph (c) of this subdivision, published not less
than thirty days prior to such hearing. The members of the board may at
their option participate in the adjudicatory hearing. Such participation
may include, but is not limited to, examination of witnesses and
requesting the production of documents or witnesses.
(f) The board shall render a decision based upon the record either
granting the application, denying it, or granting it upon such terms,
conditions, limitations, or modifications thereof as the board may deem
appropriate. The board shall deny an application to construct or operate
a facility if residential areas and contiguous populations will be
endangered, if it otherwise does not conform to the siting criteria
established for such facility pursuant to section 27-1103 of this title
or, upon final adoption of the statewide hazardous waste facility siting
plan established pursuant to section 27-1102 of this title, if it is not
consistent with such plan or if the need for such facility is not
identified in such plan and the board finds that the facility is not
otherwise necessary or in the public interest.
(g) The board shall make the final decision on an application for a
certificate of environmental safety pursuant to this title, upon the
record made before the hearing officer, after receiving briefs from the
parties to the hearing and exceptions to the recommended decision of
such hearing officer and after hearing such oral argument as the board
shall determine to be necessary. The chairman of the facility siting
board shall mail its decision to the applicant, to the department, and
to all parties to the hearing on or before sixty calendar days after
receipt by the board of a complete record, as that term is defined in
paragraphs (a) through (e) of subdivision one of section 302 of the
state administrative procedure act.
(h) The provisions of article 70 of this chapter shall apply to
applications pursuant to this title, to the extent such provisions are
not inconsistent herewith.
Powers of municipalities.
Notwithstanding any other provision of law, no municipality may,
except as expressly authorized by this article or the board, require any
approval, consent, permit, certificate or other condition including
conformity with local zoning or land use laws and ordinances, regarding
the operation of a facility with respect to which a certificate
hereunder has been granted; provided, however, that such municipality
has received notice of the filing of the application therefor.
State siting requirements.
1. Within one year from the adoption of the plan required to be
prepared pursuant to section 27-1102 of this title, and annually
thereafter, the department shall review the implementation of the plan
including the status of all existing facilities and all permit
applications for new or expanded industrial hazardous waste treatment,
storage, or disposal facilities.
2. If, upon completion of its annual review, the department finds that
existing facilities alone or in combination with one or more pending or
approved facility permit applications are sufficient to meet the
schedule identified pursuant to subdivision eight of section 27-1102 of
this title the department shall so notify the legislature and the
governor, in writing, identifying such existing facilities and new
facility applications pending or approved, and stating that no further
action is necessary on the part of the state.
3. If, upon completion of its annual review, the department finds that
existing facilities alone or in combination with one or more pending or
approved new facility permit applications are not sufficient to meet the
schedule identified pursuant to subdivision eight of section 27-1102 of
this title, the department shall so notify the legislature and the
governor in writing identifying in such notice the specific facilities
needed to meet such schedule.
4. Upon such finding the department shall, consistent with its
responsibilities under this title, immediately undertake measures and
actions to assist any interested potential industrial hazardous waste
treatment, storage and disposal facility owners and operators in finding
an appropriate site or sites, and shall hold public hearings or
briefings designed to encourage and facilitate discussion and
negotiations among such potential owners and operators and any potential
host community for any such facilities.
5. Within six months of a finding pursuant to subdivision three of
this section, the department shall report in writing to the governor and
legislature detailing the measures and actions taken pursuant to
subdivision four of this section and whether or not such actions have
resulted in the filing of facility permit applications sufficient to
meet the schedule identified pursuant to subdivision eight of section
27-1102 of this title. If such actions and measures have failed to
result in filings sufficient to meet such schedule, the department shall
include in its report the reasons for such failure and its
recommendations on the actions necessary to meet such schedule including
a determination as to the necessity for the state through the
environmental facilities corporation under its existing powers or some
other mechanism to initiate the siting and construction of those
facilities necessary to meet such schedule.
6. Notwithstanding any other provision of this title, no new or
pending application for a disposal facility subject to section 27-1105
of this title shall be deemed complete until the department has
determined such application is consistent with the facility siting plan
adopted pursuant to section 27-1102 of this title.
Public participation and education.
The department shall establish a public information program which
addresses:
1. The nature and dimension of the industrial hazardous waste
treatment, storage and disposal facility siting problem.
2. The need for the establishment of a statewide hazardous waste
facility siting plan including the need to site any additional
industrial hazardous waste treatment, storage and disposal facilities
and the role of waste reduction, recycling and reuse in the planning
process.
3. The necessity and opportunities for public participation in the
siting and planning process.
Community advisory committees.
1. In addition to any authority conferred by any other provision of
law, a county within which an industrial hazardous waste treatment,
storage and disposal facility subject to this title is to be situated,
shall constitute a committee for the purpose of entering into a dialogue
with the applicant to develop mutually acceptable solutions to problems
which may be created by the siting of the facility in the community.
2. The committee shall have no fewer than nine and no more than
fifteen members. No more than one-third of the members shall be
designated by the chief executive officer, or if none, the chairman of
the county legislative body, of the affected county. No less than
two-thirds of the members shall be designated by the chief executive
officer of the affected city, town or village as the case may be,
provided however, if the proposed facility is located in more than one
city, town or village, the chief executive officer of such cities,
towns, or villages shall have the authority to appoint an equal number
of members to the local advisory committee, the total of which shall not
be less than two-thirds of such committee.
3. The members of the committee shall be deemed employees of the
public entity by which they were respectively designated for purposes of
section eighteen of the public officers law.
4. Within fifteen days after receipt of notification of the
constitution of a community advisory committee, the chairman of the
board or his designee shall convene and preside over a conference
between the applicant and such committee. The chairman of the facility
siting board or his designee shall endeavor to foster a dialogue between
the applicant and the committee, and to that end, shall convene and
preside over such additional conferences as may be necessary.
Aid to local governments.
No later than the first day of April, nineteen hundred eighty-eight,
the department shall submit to the legislature and the governor a report
recommending appropriate forms of state aid or assistance to local
governmental units within the boundaries of which any industrial
hazardous waste treatment, storage and disposal facilities subject to
this title may be located. Such report shall be developed by the
department and shall:
1. describe the nature of the probable impacts upon local governmental
units of such facilities;
2. describe the possible forms or kinds of state or other aid or
assistance which might be appropriate to mitigate or provide off-setting
benefits with respect to each of the kinds of probable impacts on local
governmental units identified pursuant to this section; and
3. set forth the department's specific recommendations to the
legislature and the governor for the forms of kinds of state or other
aid or assistance to local governmental units to mitigate or provide
off-setting benefits with respect to such impacts, together with the
reasons for the department's specific recommendations.
TITLE 12 Mitigation and Remediation of Certain Solid Waste Sites and Drinking Water Contamination
Definitions.
When used in this title:
1. "Contaminant" means emerging contaminants pursuant to section
eleven hundred twelve of the public health law, and, for solid waste
sites, shall include parameters identified in regulations required to be
tested by landfills to ensure the protection of groundwater quality.
2. "Contamination" or "contaminated" means the presence of a
contaminant in any environmental media, including soil, surface water,
or groundwater, sufficient to cause or substantially contribute to an
exceedance of standards, criteria, and guidance values established by
the department or drinking water standards, including maximum
contaminant levels, notification levels, maximum residual disinfectant
levels or action levels established by the department of health.
3. "Drinking water contamination site" means any area or site that is
causing or substantially contributing to the contamination of one or
more public drinking water supplies.
4. "Mitigation" means the investigation, sampling, management, or
treatment of a solid waste site or drinking water contamination site
required to ensure the availability of safe drinking water, including
public water systems and individual onsite water supply systems
necessary to meet standards, criteria, and guidance values established
by the department or drinking water standards, including maximum
contaminant levels, notification levels, maximum residual disinfectant
levels, or action levels established by the department of health that
can be successfully carried out with available, implementable and
cost-effective technology. "Mitigation" activities include but are not
limited to the installation of drinking water treatment systems, the
provision of alternative water supplies, or repair of a landfill cap.
"Mitigation" does not mean remediation.
5. "Solid waste site" means a site where (a) the department has a
reasonable basis to suspect that the illegal disposal of solid waste
occurred or, (b) a court of competent jurisdiction has determined that
an illegal disposal of solid waste occurred, or (c) the department knows
or has a reasonable basis to suspect that an inactive solid waste
management facility which does not have a current monitoring program is
impacting or contaminating one or more drinking water supplies. Solid
waste site shall not include a site which is currently subject to
investigation or remediation pursuant to title thirteen or fourteen of
this article or any site which completed such programs and was either
delisted by or received a certificate of completion from the department.
6. "Solid waste management facility" means any facility employed for
solid waste collection, processing and disposal including processing
systems, including resource recovery facilities or other facilities for
reducing solid waste volume, sanitary landfills, regulated facilities
for the disposal of construction and demolition debris, regulated plants
and facilities for compacting, composting or pyrolization of solid
wastes, regulated mulch facilities, landspreading and soil amending
operations, and incinerators.
Mitigation and remediation of solid waste sites.
1. The solid waste site priority in this state is to mitigate and
remediate any solid waste site causing or substantially contributing to
impairments of drinking water quality which may impact public health.
2. The department shall, in conjunction with the department of health,
develop a system to select and prioritize sites for mitigation and
remediation, considering the effects on the health of the state.
3. Beginning July first, two thousand nineteen and annually
thereafter, the department shall prepare and submit to the governor and
the legislature a comprehensive plan designed to mitigate and remediate
solid waste sites. This plan shall establish a solid waste site
mitigation and remediation priority list.
4. The department is authorized to conduct preliminary investigations
to determine if a solid waste site is causing or substantially
contributing to imminent or documented drinking water source
contamination. The department, and any employee, agent, consultant or
other person acting at the direction of the department, shall have the
authority to enter all solid waste sites for the purpose of preliminary
investigation, mitigation and remediation, provided that the department
has made a reasonable effort to identify the owner of such property to
notify such owner of the intent to enter the property at least ten days
in advance. In the event the commissioner of health makes a written
determination that such ten day notice will not be sufficient to protect
public health, two days' written notice shall be sufficient. Any
inspection of the property and each taking of samples shall take place
at reasonable times and shall be commenced and completed with reasonable
promptness. Such preliminary investigation shall include:
a. conducting or causing to be conducted field investigations of high
priority sites identified in the plan established pursuant to
subdivision three of this section for the purpose of further defining
necessary mitigation and remediation, if any. To the maximum extent
practicable, the department shall utilize existing information
including, but not limited to, subsurface borings and any analyses or
tests of samples taken from such sites by owners or operators, other
responsible persons and any federal or non-federal agencies;
b. making any subsurface borings and any analyses or tests of samples
taken as may be necessary or desirable to effectuate the field
investigations of sites as required under this section subject to the
requirements of this title. If the owner of a solid waste site can be
identified, the department shall provide such owner with a minimum of
ten days' written notice of the intent to take such borings or samples
in accordance with the provisions of subdivision twelve of section
27-1205 of this title. If any analysis is made of such samples, a copy
of the results of such analysis shall be furnished promptly to the owner
or operator. Upon the completion of all sampling activities, the
department or authorized person shall remove, or cause to be removed,
all equipment and well machinery and return the ground surface of the
property to its condition prior to such sampling, unless the department
or authorized person, and the owner of the property shall otherwise
agree;
c. making any record searches or document reviews as may be necessary
or desirable to effectuate the purposes of this section subject to the
requirements of this title.
5. If the department or the department of health, as appropriate,
determines that a solid waste site poses a significant threat to the
public health or environment due to hazardous waste, the department
shall refer the site to the inactive hazardous waste disposal site
remedial program pursuant to title thirteen of this article.
6. Where the department has determined through a preliminary
investigation conducted pursuant to subdivision four of this section
that a solid waste site is causing or substantially contributing to
contamination of a public drinking water supply, the owner or operator
of a solid waste site shall, at the department's written request,
cooperate with any and all remedial measures deemed necessary and which
shall be undertaken by the department, in conjunction with the
department of health, for the mitigation and remediation of a solid
waste site or area which is necessary to ensure that drinking water
meets applicable standards, including maximum contaminant levels,
notification levels, maximum residual disinfectant levels, or action
levels established by the department of health. The department may
implement necessary measures to mitigate and remediate the solid waste
site within amounts appropriated for such purposes from the solid waste
mitigation program.
Mitigation of contaminants in drinking water.
1. Whenever the commissioner of health has required a public water
system to take action to reduce exposure to an emerging contaminant or
emerging contaminants and has determined that the concentration of the
emerging contaminant constitutes an actual or potential threat to public
health based on the best available scientific information pursuant to
section eleven hundred twelve of the public health law, the department
in conjunction with the department of health, may, pursuant to the Clean
Water Infrastructure Act of 2017 and within the up to one hundred thirty
million dollars appropriated for such purposes, undertake all reasonable
and necessary additional mitigation measures in any area of the state in
which contamination is known to be present. The department shall employ
feasible measures that can be successfully carried out with available,
implementable and cost effective technology. Such area shall include, at
a minimum, all properties served by the public water system, any
individual onsite water supply systems impacted by the contamination,
and any land and any surface or underground water sources impacted by
the contamination. Such approved measures shall be protective of public
health and may include but not be limited to the installation of
treatment systems or the provision of alternative water supply sources
to ensure that drinking water meets applicable standards, including
maximum contaminant levels, notification levels, maximum residual
disinfectant levels, or action levels established by the department of
health.
2. If the department or the department of health, as applicable,
determines that a drinking water contamination site poses a significant
threat to the public health or environment from a hazardous waste, the
department shall refer the site to the inactive hazardous waste disposal
site remedial program pursuant to title thirteen of this article.
3. Whenever the commissioner of health has required a public water
system to take action to reduce exposure to emerging contaminants and
has determined that the concentration of the emerging contaminant
constitutes an actual or potential threat to public health based on the
best available scientific information pursuant to section eleven hundred
twelve of the public health law:
a. the department shall have the authority to undertake directly in
conjunction with the department of health, the development and
implementation of all necessary and reasonable mitigation and
remediation measures of drinking water contamination, as approved by the
department of health, to address emerging contaminants in public water
supplies;
b. the commissioner may order, after notice and opportunity for a
hearing, the owner and/or operator of the drinking water contamination
site and/or any person responsible for such contamination to undertake
all reasonable and necessary mitigation and remediation, as approved by
the department of health, to ensure that drinking water meets applicable
standards, including maximum contaminant levels, notification levels,
maximum residual disinfectant levels, or action levels established by
the department of health, and employ feasible measures that can be
successfully carried out with available, implementable and cost
effective technology, subject to the approval of the department and the
department of health, at such site, and to implement such program within
reasonable time limits specified in the order. Provided, however, that
in the event the commissioner of health shall issue an order pursuant to
subdivision three of section one thousand three hundred eighty-nine-b of
the public health law, such order of the commissioner of health shall
supersede any order issued hereunder.
4. The department shall have the authority a. to delegate
responsibility for a specific drinking water contamination site to the
municipality in which such site is located and b. to contract with any
other person to perform necessary work in connection with such sites.
5. Section eight of the court of claims act or any other provision of
law to the contrary notwithstanding, the state shall be immune from
liability and action with respect to any act or omission done in the
discharge of the department's aforesaid responsibility pursuant to this
title; provided, however, that this subdivision shall not limit the
liability which may otherwise exist for unlawful, willful, or malicious
acts or omissions on the part of the state, state agencies, or their
officers, employees or agents; or for the ownership or responsibility
for the disposal of such contaminant, including liability for the cost
of remediation, pursuant to this section.
6. Whenever the commissioner of health, after investigation, finds:
a. that a public drinking water contamination site represents an
actual or potential threat to the public health; and
b. the threat makes it prejudicial to the public interest to delay
action until a hearing can be held pursuant to this title, the
department may, pursuant to paragraph a of subdivision three of this
section and within the funds available to the department from the
drinking water response program, develop and implement, in conjunction
with the department of health, all reasonable and necessary mitigation
and remedial measures to address drinking water contamination for such
site to ensure that drinking water meets applicable standards, including
maximum contaminant levels, notification levels, maximum residual
disinfectant levels or action levels established by the department of
health. Findings required pursuant to this subdivision shall be in
writing and may be made by the commissioner of health on an ex parte
basis subject to judicial review.
7. Any order issued pursuant to paragraph b of subdivision three of
this section shall be issued only after notice and the opportunity for a
hearing is provided to persons who may be the subject of such order. The
commissioner or the commissioner of health shall determine which persons
are responsible pursuant to said subdivision according to applicable
principles of statutory or common law liability. Such persons shall be
entitled to raise any defense set forth in section 27-1211 of this title
or common law defense at any such hearing and such defenses shall have
the same force and effect at such hearings as they would have in a court
of law. In the event a hearing is held, no order shall be issued by the
commissioner under subdivision three of this section until a final
decision has been rendered. Any such order shall be reviewable pursuant
to article seventy-eight of the civil practice law and rules within
thirty days after service of such order. The commissioner or the
commissioner of health may request the participation of the attorney
general in such hearings.
8. The commissioner shall make all reasonable efforts, in accordance
with the requirements of subdivision six of section ninety-seven-b of
the state finance law, to recover all mitigation costs incurred pursuant
to subdivisions one and three of this section from the owner and/or
operator of the drinking water contamination site.
9. When a municipality develops and implements remediation to address
a drinking water contamination site, determined pursuant to subdivision
four of this section, and the plan is approved by the department, in
conjunction with the department of health, which is owned or has been
operated by such municipality or when the department, in conjunction
with the department of health, pursuant to an agreement with a
municipality, develops and implements such remediation, the commissioner
shall, in the name of the state, agree in such agreement to provide from
the drinking water response program, within the limitations of
appropriations therefor, seventy-five percent of the eligible design and
construction costs of such program for which such municipality is liable
solely because of its ownership and/or operation of such site and which
are not recovered from or reimbursed or paid by a responsible party or
the federal government.
10. Nothing contained within this section shall be construed as
impairing or in any manner affecting the right or jurisdiction of the
attorney general to seek appropriate relief pursuant to his or her
statutory or common law authority.
11. Moneys for actions taken or to be taken by the department, the
department of health or any other state agency pursuant to this title
shall be payable directly to such agencies from the drinking water
response program pursuant to section ninety-seven-b of the state finance
law.
12. a. Every person shall, upon the written request of the
commissioner or a designee, permit a duly designated officer or employee
of the department at all reasonable times to have access to and to copy
all books, papers, documents and records pertinent to an ongoing
investigation of drinking water contamination identified in section
27-1203 of this title.
b. The commissioner may sign and issue subpoenas in the name of the
department requiring the production of books, papers, documents and
other records and may take testimony by depositions under oath of any
person relating to the ongoing investigation of a drinking water
contamination identified in this title. Such subpoenas and depositions
shall be regulated by the state of New York's civil practice law and
rules. The commissioner may invoke the powers of the supreme court of
the state of New York to compel compliance with any such subpoena or any
request to take such depositions.
c. When the department has substantial evidence that such drinking
water contamination site is causing or substantially contributing to the
contamination of drinking water, and subject to the applicable notice
provisions set forth in paragraph d of this subdivision, any duly
designated officer or employee of the department, or of any state
agency, and any agent, consultant, contractor, or other person,
including an employee, agent, consultant, or contractor of a responsible
person acting at the direction of the department, so authorized in
writing by the commissioner, may enter any drinking water contamination
site and areas near such site and inspect and take samples of wastes,
soil, air, surface water, and groundwater. In order to take such
samples, the department or authorized person may utilize or cause to be
utilized such sampling methods as it determines to be necessary
including, but not limited to, soil borings and monitoring wells.
d. The department or authorized person shall not take any samples
involving the substantial disturbance of the ground surface of any
property unless it has made a reasonable effort to identify the owner of
the property and to notify such owner of the intent to take such
samples. If the owner can be identified, the department shall provide
such owner with a minimum of ten days' written notice of the intent,
unless such owners and occupants consent to an earlier date, to take
such samples, unless the commissioner makes a written determination that
such ten day notice will not allow the department to protect the
environment or public health, in which case two days' written notice
shall be sufficient. Any inspection of the property and each such taking
of samples shall take place at reasonable times and shall be commenced
and completed with reasonable promptness. If any officer, employee,
agent, consultant, contractor, or other person so authorized in writing
by the commissioner obtains any samples prior to leaving the premises,
he or she shall give to the owner or operator a receipt describing the
sample obtained and, if requested, a portion of such sample equal in
volume or weight to the portion retained. If any analysis is made of
such samples, a copy of the results of such analysis shall be furnished
promptly to the owner or operator. Upon the completion of all sampling
activities, the department or authorized person shall remove, or cause
to be removed, all equipment and well machinery and return the ground
surface of the property to its condition prior to such sampling, unless
the department or authorized person, and the owner of the property shall
otherwise agree.
e. The expense of any such mitigation by the department or the
department of health shall be paid by the drinking water response
program, but may be recovered from any responsible person in any action
or proceeding brought pursuant to the state finance law, this title,
other state or federal statute, or common law if the person so
authorized in writing is an employee, agent, consultant, or contractor
of a responsible person acting at the direction of the department, then
the expense of any such sampling and analysis shall be paid by the
responsible person.
f. Any duly designated officer or employee of the department or any
other state agency, and any agent, consultant, contractor, or other
person acting at the direction of the department, authorized in writing
by the commissioner, may enter any drinking water contamination site and
areas near such site to undertake all reasonable and necessary
mitigation and remediation for such site, provided: (a) the commissioner
has sent a written notice to the owners of record or any known occupants
of such site or nearby areas of the intended entry and work at least ten
days prior to such initial entry unless such owners and occupants
consent to an earlier date; and (b) the department has substantial
evidence that such drinking water contamination site is causing or
substantially contributing to the contamination of drinking water. In
the event the commissioner of health makes a written determination that
such ten day notice will not be sufficient to protect public health, two
days' written notice shall be sufficient.
Use and reporting of the solid waste mitigation program and
the drinking water response program.
1. Pursuant to the clean water infrastructure act of two thousand
seventeen and within the up to one hundred thirty million dollars
appropriated for such purposes, mitigation and remediation efforts to
address public drinking water contamination from emerging contaminants
and solid waste sites causing or substantially contributing to drinking
water impairment that impacts public health may be conducted in
accordance with this title.
2. The solid waste mitigation program shall receive no more than fifty
million dollars from the clean water infrastructure act of 2017 and be
made available to the department and the department of health, as
applicable, for the following purposes:
a. enumeration and assessment of solid waste sites;
b. investigation and environmental characterization of solid waste
sites, including environmental sampling;
c. mitigation and remediation of solid waste sites;
d. monitoring of solid waste sites; and
e. administration and enforcement of the requirements of section
27-1203 of this title.
3. The drinking water response program shall receive no more than
twenty million dollars annually from the clean water infrastructure act
of 2017 and be made available to the department and the department of
health, as applicable, for the following purposes:
a. mitigation of drinking water contamination;
b. investigation of drinking water contamination;
c. remediation of drinking water contamination; and
d. administration and enforcement of the requirements of this title
except the provisions of section 27-1203.
4. On or before July first, two thousand nineteen and July first of
each succeeding year, the department shall report on the status of the
programs. Such status report shall reflect information available to the
department as of March thirty-first of each year, and shall include
information regarding the number of sites referred to the inactive
hazardous waste disposal site remedial program based on information
obtained pursuant to this title and an accounting of all monies expended
or encumbered from the clean water infrastructure act of two thousand
seventeen during the preceding fiscal year, such accounting to
separately list:
a. monies expended or encumbered for the purpose of conducting site
investigations;
b. monies expended or encumbered for the purpose of conducting
remedial investigations and feasibility studies;
c. monies expended for mitigation and remediation measures; and
d. an accounting of payments received and payments obligated to be
received pursuant to this title, and a report of the department's
attempts to secure such obligations.
5. all moneys recovered pursuant to title twelve of article
twenty-seven of this chapter shall be deposited into the capital
projects fund (30000), provided that such moneys recovered shall be used
for the same purposes as are authorized by this title.
Rules and regulations.
The department shall promulgate rules and regulations necessary and
appropriate to carry out the purposes of this title and shall at a
minimum include such provisions for requisite due process and meaningful
public participation as are appropriate to any action undertaken
pursuant to this title, taking into consideration the nature and degree
of any public health impacts and the urgency of any need for
investigation or remediation of contamination.
Protection against liability and liability exemptions and
defenses.
In addition to common law defenses, the provisions of sections 27-1321
and 27-1323 of this article shall apply to a solid waste site that is
causing or substantially contributing to contamination of public
drinking water supplies or a drinking water contamination site pursuant
to this title and shall apply to emerging contaminants in the same way
applicable to hazardous materials and hazardous wastes.
TITLE 13 Inactive Hazardous Waste Disposal Sites
Definitions.
When used in this title:
1. "Hazardous waste" means a waste which appears on the list or
satisfies the characteristics promulgated by the commissioner pursuant
to section 27-0903 of this article and any substance which appears on
the list promulgated pursuant to section 37-0103 of this chapter;
provided, however, that the term "hazardous waste" does not include:
a. Natural gas, natural gas liquids, liquefied natural gas, synthetic
gas usable for fuel, or mixtures of natural gas and such synthetic gas;
nor
b. The residue of emissions from the engine exhaust of a motor
vehicle, rolling stock, aircraft, vessel, or pipeline pumping station
engine; nor
c. Source, byproduct, or special nuclear material from a nuclear
incident, as those terms are defined in the atomic energy act of 1954,
if such release is subject to requirements with respect to financial
protection established under section 170 of such act (42 U.S.C. 2210)
or, for the purpose of section 104 of the comprehensive environmental
response, compensation and liability act of 1980 (42 U.S.C. 9604), or
any other response action, any source, byproduct, or special nuclear
material from any processing site designated under section 102(a)(1) or
302(a) of the Uranium Mill Tailings Radiation Control Act of 1978 (42
U.S.C. 7912(a)(1) or 7942(a)); nor
d. Petroleum as defined in section one hundred seventy-two of the
navigation law, even if appearing on the list promulgated pursuant to
section 37-0103 of this chapter.
2. "Inactive hazardous waste disposal site" means any area or
structure used for the long term storage or final placement of hazardous
waste including, but not limited to, dumps, landfills, lagoons and
artificial treatment ponds, as to which area or structure no permit or
authorization issued by the department or a federal agency for the
disposal of hazardous waste was in effect after the effective date of
this title and any inactive area or structure on the National Priorities
List established under the authority of 42 U.S.C.A. Section 9605.
3. "Inactive hazardous waste disposal site remedial program" means
activities undertaken to eliminate, remove, abate, control or monitor
health and/or environmental hazards or potential hazards in connection
with inactive hazardous waste disposal sites or to treat or dispose of
wastes and waste contaminated materials from such sites including, but
not limited to, grading, contouring, trenching, grouting, capping,
excavation, transporting, incineration, chemical treatment, biological
treatment or construction of leachate collection and treatment
facilities.
4. "Person" means an individual, trust, firm, joint stock company,
limited liability company, corporation, joint venture, partnership,
association, state, municipality, commission, political subdivision of a
state, public benefit corporation or any interstate body. Provided,
however for purposes of this title, person shall not include a person as
defined in section 27-1323 of this title.
5. "Waste" means any garbage, refuse, sludge from a waste treatment
plant, water supply treatment plant, or air pollution control facility,
and other discarded material, whether or not such material may
eventually be used for some other purpose, including solid, liquid,
semisolid, or contained gaseous material resulting from industrial,
commercial, mining and agricultural operations or from community
activities, and source, special nuclear or by-product material as
defined in the Atomic Energy Act of 1954, as amended, except as may be
provided by existing agreements between the state of New York and the
government of the United States, but does not include solid or dissolved
material in domestic sewage, or solid or dissolved materials in
irrigation return flows or industrial discharges which are point sources
subject to permits under article seventeen of this chapter.
6. "Disposal" means the abandonment, discharge, deposit, injection,
dumping, spilling, leaking or placing of any substance so that such
substance or any related constituent thereof may enter the environment.
Disposal also means the thermal destruction of waste or hazardous waste
and the burning of such wastes as fuel for the purpose of recovering
useable energy.
7. "Environment" means any water, water vapor, any land including land
surface or subsurface, air, fish, wildlife, biota and all other natural
resources.
8. "Natural resource damages" means the amount of money sought as
compensation for injury to, destruction of, or loss of natural
resources, including the reasonable costs of assessing such injury,
destruction, or loss resulting from the disposal of hazardous waste at
an inactive hazardous waste disposal site. Damages may also include the
value of the natural resource services lost for the time period from the
disposal until the attainment of such restoration, rehabilitation,
replacement, and/or acquisition of equivalent natural resources.
9. "Natural resources" means land, fish, wildlife, biota, air, water,
and other such resources belonging to, managed by, held in trust by,
appertaining to, or otherwise controlled by the state or a municipality.
10. "Response costs" means the state's costs of developing,
implementing, and/or overseeing an inactive hazardous waste disposal
site remedial program.
11. "Responsible person" or "person responsible" for the disposal of
hazardous waste at a site means:
(a) any person who currently owns or operates a site or any portion
thereof except for a volunteer, as defined in subdivision one of section
27-1405 of this article, that is participating under a brownfield
cleanup agreement pursuant to section 27-1407 of this article, that is
in full compliance with the requirements of this chapter with respect
thereto, and is not engaging with the department in bad faith with
respect to any provisions of this title;
(b) any person who owned or operated a site or any portion thereof at
the time of disposal of the hazardous waste;
(c) any person who generated any hazardous waste disposed at a site;
(d) any person who transported any hazardous waste to a site selected
by such person;
(e) any person who disposed of any hazardous waste at a site;
(f) any person who arranged for:
(i) the transportation of any hazardous waste to a site; or
(ii) the disposal of any hazardous waste at a site; and
(g) any other person who is responsible according to the applicable
principles of statutory or common law liability pursuant to subdivision
four of section 27-1313 of this title and/or the Comprehensive
Environmental Response, Compensation, and Liability Act ("CERCLA"), 42
U.S.C. § 9601 et seq.
12. "Disadvantaged community" shall have the same meaning as
subdivision five of section 75-0101 of this chapter.
Identification of sites.
1. a. For a period of one year after the effective date of the chapter
of the laws of two thousand three designating and amending this
paragraph, each county shall, for the purpose of locating inactive
hazardous waste disposal sites, as that term was defined on January
first, two thousand three, survey its jurisdiction to determine the
existence and location of suspected inactive hazardous waste disposal
sites and shall annually thereafter submit a report to the department
describing the location of each such suspected site and the reasons for
such suspicion.
b. Commencing one year after the effective date of this paragraph,
each county shall, for the purpose of locating inactive hazardous waste
disposal sites, survey its jurisdiction to determine the existence and
location of suspected inactive hazardous waste disposal sites and shall,
after consultation with all cities, towns, and villages within its
jurisdiction, annually thereafter submit a report to the department
describing the location of each such suspected site and the reasons for
such suspicion.
2. Each county, after consultation with all cities, towns, and
villages within its jurisdiction, shall review the information
concerning such county in the registry established pursuant to section
27-1305 of this article and shall, on or before September first,
nineteen hundred eighty, and annually thereafter on the first day of
September of each succeeding year, provide the department with any
information which might correct or supplement the information in such
registry with respect to suspected inactive hazardous waste disposal
sites within the jurisdiction of such county.
3. Counties shall cooperate and coordinate with local jurisdictions,
regional organizations or state agencies to fulfill its responsibilities
under subdivisions one and two of this section. Nothing contained within
this section shall reduce the powers or responsibilities of any county,
other local jurisdiction, regional organization or state agency to
identify, investigate, assess or monitor any inactive hazardous waste
disposal site.
4. For purposes of this section, "county" shall include each city
incorporating within its boundary one or more counties but shall not
include those counties incorporated within a city.
Reports by the department; registry of sites.
1. The department shall maintain and make available for public
inspection, either at each of its regional offices and regional
sub-offices, at the office of the county clerk or register for each
county and at the office of the town clerk for each town in Suffolk and
Nassau counties, or on its website, a registry of inactive hazardous
waste disposal sites in such region or, with respect to the office of
the county clerk or register, in such county, or with respect to its
website, the entire state. The department shall provide a written copy
upon requests by any person. The department shall take all necessary
action to ensure that the registry provides a complete and up-to-date
listing of all such sites within the region. The department shall, on or
before January first, two thousand four, and annually thereafter,
transmit the updated registry to the legislature and the governor. A
notice of the availability of the updated registry shall be sent to the
department of health and the chief executive officer of every county.
Upon identification of an inactive hazardous waste disposal site not
included in the registry for the immediately preceding year, the
department shall notify in writing the chief executive officer of each
county, city, town and village and the public water supplier which
services the area in which such site is located that such site has been
so identified. For the purposes of this section, "water supplier" shall
mean any public water system as such term is defined for the purposes of
the sanitary code of the state of New York as authorized by section two
hundred twenty-five of the public health law. Such registry shall
include but need not be limited to those items among the following which
the commissioner determines to be necessary:
a. A description of the sites consisting of:
(i) a general description of the site, which shall include the name,
if any, of the site, the address of the site, the type and quantity of
the hazardous waste disposed of at the site and the name of the current
owners of the site;
(ii) an assessment by the department of any significant environmental
problems at and near the site;
(iii) an assessment prepared by the department of health of any
serious health problems in the immediate vicinity of the site and any
health problems deemed by the department of health to be related to
conditions at the site;
(iv) the status of any testing, monitoring or remedial actions in
progress or recommended by the department;
(v) the status of any pending legal actions and any federal, state or
local government permits or approvals concerning the site; and
(vi) an assessment of the relative priority of the need for action at
each site to remedy environmental and health problems resulting from the
presence of wastes at such site;
b. Address and site boundaries including tax map parcel numbers or
section, block and lot numbers, and if the site is located within a
disadvantaged community;
c. Time period of use for disposal of hazardous waste;
d. Name of the current owner and operator and names of any past and
reported owners and operators during the time period of use for disposal
of hazardous waste;
e. Names of persons responsible for the generation and transportation
of hazardous waste disposed of;
f. Type and quantity of hazardous waste disposed of;
g. Manner of disposal of hazardous waste;
h. Nature of soils at the site;
i. Depth of water table at the site;
j. Location, nature and size of aquifers at the site;
k. Direction of present and historic groundwater flows at the site;
l. Location, nature and size of all surface waters at and near the
site;
m. Levels of contaminants, if any, in groundwater, surface water, air
and soils at and near the site resulting from hazardous wastes disposed
of at the site or from any other cause and areas known to be directly
affected or contaminated by wastes from the site;
n. As determined by the department of health, current quality of all
drinking water drawn from or distributed through the area in which the
site is located when the department of health determines that water
quality may have been affected by the site in question and any known
change in the quality of such drinking water over time;
o. Proximity of the site to private residences, public buildings or
property, school, daycare, medical, or senior care facilities, places of
work or other areas where individuals may be present, or location within
a disadvantaged community; and
p. The name, address and telephone number of the public water supplier
which services the area in which such site is located.
2. a. The department shall conduct investigations of the sites listed
in the registry and shall investigate areas or sites which it has reason
to believe should be included in the registry. The purpose of these
investigations shall be to develop the information required by
subdivision one of this section to be included in the registry.
b. (1) Assessment and classification. The department shall, as part of
the registry, assess and, based upon new information received, reassess
by March thirty-first of each year, in cooperation with the department
of health, the relative need for action at each site to remedy
environmental and health problems resulting from the presence of
hazardous wastes at such sites including in such assessment whether
sites shall be prioritized under subdivision five of this section due to
site location in an area identified as a disadvantaged community;
provided, however, that if at the time of such assessment or
reassessment, the department has not placed a site in classification 1
or 2, as described in clauses (i) and (ii) of this subparagraph, and
such site is the subject of negotiations for, or implementation of, a
brownfield site cleanup agreement pursuant to title fourteen of this
article, obligating the person subject to such agreement to, at a
minimum, eliminate or mitigate all significant threats to the public
health and environment posed by the hazardous waste pursuant to such
agreement, the department shall defer its assessment or reassessment
during the period such person is engaged in good faith negotiations to
enter into such an agreement and, following its execution, is in
compliance with the terms of such agreement, and shall assess or
reassess such site upon completion of remediation to the department's
satisfaction. In making its assessments, the department shall place
every site in one of the following classifications:
(i) Causing or presenting an imminent danger of causing irreversible
or irreparable damage to the public health or environment--immediate
action required;
(ii) Significant threat to the public health or environment--action
required;
(iii) Does not present a significant threat to the public health or
environment--action may be deferred;
(iv) Site properly closed--requires continued management;
(v) Site properly closed, no evidence of present or potential adverse
impact--no further action required.
(2) Prioritization. The department shall, in accordance with
subdivision five of this section, prioritize remedial programs at sites
placed in classification 1 or 2, as described in clauses (i) and (ii) of
subparagraph one of this paragraph, that are located in disadvantaged
communities, consistent with the protection of public health and the
environment.
c. (1) Any owner or operator of a site listed pursuant to this section
may petition the commissioner for deletion of such site, modification of
the site classification, or modification of any information regarding
such site by submitting a written statement in such form as the
commissioner may require setting forth the grounds of the petition.
(2) Within ninety days after the submittal of such petition, the
commissioner may convene an administrative hearing to determine whether
a particular site should be deleted from the registry, receive a
modified site classification or whether any information regarding the
site should be modified. In any such hearing the burden of proof shall
be on the petitioner. No less than thirty days prior to the hearing the
commissioner shall cause a notice of hearing to be published in the next
available environmental notice bulletin, on the department's website,
and in a newspaper of general circulation in the county in which the
site is located. The commissioner shall also notify in writing any owner
or operator of the site, as well as the owners of record of adjacent
properties, no less than thirty days prior to the hearing. The cost of
any such hearing, including the cost of any public notification, shall
be at the petitioner's expense.
(3) No later than thirty days following receipt of the complete record
as that term is defined in the state administrative procedure act, or
following the decision not to hold a hearing the commissioner shall
provide the owner or operator with a written determination accompanied
by reason therefor regarding the deletion of such site, modification of
the site classification or modification of any information regarding
such site. Any final decision rendered by the commissioner shall be
reviewable under article seventy-eight of the civil practice law and
rules.
(4) The commissioner may not delete any site from the registry without
providing public notice no less than sixty days prior to the proposed
deletion. Such notice of deletion shall be published in the next
available environmental notice bulletin, on the department's website,
and in a newspaper of general circulation in the county in which the
site is located. The commissioner shall also notify in writing any owner
or operator of the site, if applicable, no less than sixty days prior to
the proposed deletion. The commissioner shall provide a thirty-day
period for submission of written comments and an opportunity for
submission of oral comments at a public meeting at or near the site. The
commissioner shall summarize any comments received and make the summary
available to the public on the department's website. The commissioner
may convene an administrative hearing to determine whether a particular
site should be deleted from the registry, receive a modified site
classification or whether any information regarding the site should be
modified.
(5) The department shall notify, as soon as possible and within
available resources all public repositories of the registry, including
updating its website, of any modifications or deletions to such
registry. The department shall also note any such deletions or
modifications in the next annual report and publication of the registry.
(6) The department shall, within ten days of any determination notify
the local governments of jurisdiction whenever a change is made in the
registry pursuant to this subdivision.
d. (1) Within seven months after the effective date of this
subdivision the department shall notify by certified mail the owner of
all or any part of each site or area included in the registry, of the
inclusion of the site or area by mailing notice to such owner at the
owner's last known address. Thereafter, fifteen days before any site or
area is added to the registry, the department shall notify in writing by
certified mail the owner of all or any part of such site or area of the
inclusion of such site or area by mailing notice to each such owner at
the owner's last known address.
(2) Notice pursuant to paragraph a of this subdivision shall include
but not be limited to a description of the duties and restrictions
imposed by section 27-1317 of this title and by section one thousand
three hundred eighty-nine-d of the public health law.
(3) Non-receipt of any notice mailed to an owner pursuant to this
subdivision shall in no way affect the responsibilities, duties or
liabilities imposed on any person by this title or title XII-A of
article thirteen of the public health law.
e. The department shall, in consultation with the department of
health, evaluate existing site evaluation systems and shall develop a
system to select and prioritize sites for remedial action. Such system
shall incorporate environmental, natural resource and public health
concerns, and a site's location within a disadvantaged community.
f. The department shall develop a site status reporting system and
utilize such system to ensure that the registry required by subdivision
one of this section provides a complete and up-to-date listing of all
sites in each region.
3. The department shall, as soon as possible but in no event later
than January first, nineteen hundred eighty-four, and annually
thereafter prepare and submit in writing a "state inactive hazardous
waste remedial plan," hereinafter referred to as "the plan" to the state
superfund management board. Such board shall then approve of the plan or
make such modification as it is empowered to do pursuant to section
27-1319 of this chapter and submit the approved plan or modified plan,
to the governor and the legislature on or before March first, nineteen
hundred eighty-four and annually thereafter. In preparing, compiling and
updating the plan, the department shall:
a. Conduct or cause to be conducted field investigations of high
priority sites listed in the inactive hazardous waste disposal sites
registry for the purpose of further defining necessary remedial action.
To the maximum extent practicable, the department shall utilize existing
information including, but not limited to, subsurface borings and any
analyses or tests of samples taken from such sites by owners or
operators, other responsible persons and any federal or non-federal
agencies.
b. Make any subsurface borings and any analyses or tests of samples
taken as may be necessary or desirable to effectuate the field
investigations of sites as required under this section subject to the
requirements of this title.
c. Make any record searches or document reviews as may be necessary or
desirable to effectuate the purposes of this section subject to the
requirements of this title.
d. Consider the effects on the health, environment and economy of the
state when assessing the relative priority of sites as required by this
section, especially any actual or significant threat of direct human
contact or contamination of groundwater or drinking water.
e. Detail the recommended strategy, methods and time frame by which
remedial action at sites shall be carried out, except that no
information or work product associated with actual or pending litigation
shall be divulged unless otherwise required by law.
f. Estimate, with reasonable specificity, based upon the field
investigations, assessments, analyses, document reviews and other
appropriate data gathering, the costs of remedial action for sites
included in the plan, considering the appropriate methods and techniques
as currently exist in the field of hazardous waste management and any
such estimates or recommendations shall reflect such costs as are
reasonably necessary to contain, alleviate or end the threat to life or
health or to the environment.
4. On or before July first, nineteen hundred eighty-six and July first
of each succeeding year, the department shall prepare a status report on
the implementation of the plan, and an update of the policies, program
objectives, methods and strategies as outlined in the plan which guide
the overall inactive hazardous waste site remediation program. Such
status report shall reflect information available to the department as
of March thirty-first of each year, and shall include an accounting of
all monies expended or encumbered from the environmental quality bond
act of nineteen hundred eighty-six or the hazardous waste remedial fund
during the preceding fiscal year, such accounting to separately list:
a. monies expended or encumbered for the purpose of conducting site
investigations;
b. monies expended or encumbered for the purpose of conducting
remedial investigations and feasibility studies;
c. monies expended or encumbered for the purpose of conducting
remedial design studies;
d. monies expended or encumbered for the purpose of conducting
remedial construction activities;
e. monies expended or encumbered for operation, maintenance, and
monitoring activities;
f. monies expended or encumbered for interim remedial measures;
g. monies expended or encumbered for administrative personnel costs
associated with activities conducted at inactive hazardous waste
disposal sites;
h. monies expended or encumbered for oversight activities at inactive
hazardous waste disposal sites;
i. monies expended or encumbered in stand-by contracts entered into
pursuant to section 3-0309 of this chapter and the purposes for which
these stand-by contracts were entered into; and
j. an accounting of payments received and payments obligated to be
received pursuant to this title, and a report of the department's
attempts to secure such obligations.
5. Site cleanup prioritization. The department shall, no later than
January first, two thousand twenty-six, submit to the governor and
legislature and publish on its website site cleanup prioritization
criteria. The department shall review and update criteria as necessary.
The department shall describe the criteria and processes it uses to
determine the relative prioritization of sites, and an explanation of
the rationale of such criteria and processes. In preparing and updating
such criteria, the department shall consider the effects on the health,
environment and economy of the state, with particular consideration for
the effects on disadvantaged communities.
6. Status report. The department no later than December thirty-first
of each year, shall, using the information available to it, submit to
the governor and legislature, and make public on the department's
website an inactive hazardous waste remedial program status report for
the previous fiscal year. Such report shall include a status update of
all registered sites and an accounting of all monies expended or
encumbered from the environmental quality bond act of nineteen hundred
eighty-six, the hazardous waste remedial fund, the department's natural
resource damages fund, or any other monies otherwise appropriated for
the implementation of this title, during the preceding fiscal year, such
accounting to separately list:
(i) monies expended or encumbered for the purpose of conducting site
investigations;
(ii) monies expended or encumbered for the purpose of conducting
remedial investigations and feasibility studies;
(iii) monies expended or encumbered for the purpose of conducting
remedial design studies;
(iv) monies expended or encumbered for the purpose of conducting
remedial construction activities;
(v) monies expended or encumbered for operation, maintenance, and
monitoring activities;
(vi) monies expended or encumbered for interim remedial measures;
(vii) monies expended or encumbered for oversight activities,
including personnel and contractor costs, at inactive hazardous waste
disposal sites;
(viii) monies expended or encumbered in stand-by contracts entered
into pursuant to section 3-0309 of this chapter and the purposes for
which these stand-by contracts were entered into;
(ix) an accounting of payments received and payments obligated to be
received pursuant to this title, and a report of the department's
attempts to secure such obligations; and
(x) an accounting of all response costs recovered statewide and
natural resource damages recovered at each site, including through
settlement or agreement, commissioner order, judicial determination and
award, a required instrument of financial responsibility, or an
environmental lien.
Reports to the department.
1. In order to facilitate the department's efforts to secure
information about inactive hazardous waste disposal sites in the state,
any person shall, upon the request of the department, furnish to the
department, in a form and manner prescribed by the department, the
following information:
a. The name and location of facilities within the state that have
generated significant quantities of hazardous wastes or sites within the
state which have received wastes which are now or were formerly owned or
operated by such person or to or from which such person has transported
such wastes;
b. A description of current and past waste generating and disposal
activities at facilities identified pursuant to paragraph a of this
subdivision which have generated hazardous wastes including products
manufactured or services provided, generic type of processes used in the
manufacturing of products or provision of services, the type and annual
quantity of hazardous wastes generated in significant quantities, the
locations of all sites used for the disposal of wastes generated by such
facilities, the years of use of such sites for the disposal of wastes,
the type and quantity of waste disposed of at such sites and the manner
of disposal of hazardous wastes at such sites;
c. A description of current and past waste disposal activities at
sites identified pursuant to paragraph a of this subdivision which have
received wastes including years of use of such sites for the disposal of
wastes, type and quantity of all hazardous wastes disposed of at such
sites and the manner of disposal of hazardous wastes at such sites;
d. With respect to each site identified pursuant to paragraphs a and b
of this subdivision, names of persons that have transported hazardous
wastes to such sites, a description of any testing, monitoring or
remedial actions undertaken or planned at such sites and any significant
health or environmental problems known or suspected to exist at such
sites; and
e. Any other information that the department may deem necessary to
prepare the state inactive hazardous waste remedial plan or the registry
required by section 27-1305 of this article.
2. In the event the person furnishing such information cannot fully
comply with the request for information, such person shall set forth his
efforts to comply with such request.
3. Any information submitted to the department shall be considered a
"written instrument" as defined in subdivision three of section 175.00
of the penal law.
Access to records and sites.
1. Every person shall, upon the written request of the commissioner or
a designee, permit a duly designated officer or employee of the
department at all reasonable times to have access to and to copy all
books, papers, documents and records relating to the current and past
hazardous waste generating, transporting or disposal activities of such
person.
2. The commissioner may sign and issue subpoenas in the name of the
department requiring the production of books, papers, documents and
other records and may take testimony by depositions under oath of any
person relating to the current and past waste generating, transporting
or disposal activities of such person. Such subpoenas and depositions
shall be regulated by the civil practice law and rules. The commissioner
may invoke the powers of the supreme court of the state of New York to
compel compliance with any such subpoena or any request to take such
depositions.
3. Any duly designated officer or employee of the department, or of
any state agency, and any agent, consultant, contractor, or other
person, including an employee, agent, consultant, or contractor of a
responsible person acting at the direction of the department, so
authorized in writing by the commissioner, may enter any inactive
hazardous waste disposal site and areas near such site and inspect and
take samples of wastes, soils, air, surface water, and groundwater. In
order to take such samples, the department or authorized person may
utilize or cause to be utilized such sampling methods as it determines
to be necessary including, but not limited to, soil borings and
monitoring wells.
4. The department or authorized person shall not take any samples
involving the substantial disturbance of the ground surface of any
property unless it has made a reasonable effort to identify the owner of
the property and to notify such owner of the intent to take such
samples. If the owner can be identified, the department shall provide
such owner with a minimum of ten days' written notice of the intent to
take such samples, unless the commissioner makes a written determination
that such ten day notice will not allow the department to protect the
environment or public health, in which case two days' written notice
shall be sufficient. Any inspection of the property and each such taking
of samples shall take place at reasonable times and shall be commenced
and completed with reasonable promptness. If any officer, employee,
agent, consultant, contractor, or other person so authorized in writing
by the commissioner obtains any samples prior to leaving the premises,
he or she shall give to the owner or operator a receipt describing the
sample obtained and, if requested, a portion of such sample equal in
volume or weight to the portion retained. If any analysis is made of
such samples, a copy of the results of such analysis shall be furnished
promptly to the owner or operator. Upon the completion of all sampling
activities, the department or authorized person shall remove, or cause
to be removed, all equipment and well machinery and return the ground
surface of the property to its condition prior to such sampling, unless
the department or authorized person, and the owner of property shall
otherwise agree.
5. The expense of any such sampling and analysis shall be paid by the
department, but may be recovered from any responsible person in any
action or proceeding brought pursuant to this title or common law;
provided, that if the person so authorized in writing shall be an
employee, agent, consultant, or contractor of a responsible person
acting at the direction of the department, then the expense of any such
sampling and analysis shall be paid by the responsible person.
Confidentiality.
1. The department or any other state agency shall hold confidential
any information in any report to the department made pursuant to section
27-1307 of this article or any records secured by the department or any
inspection, sampling or analysis made by the department pursuant to
section 27-1309 of this article or obtained while implementing a
remedial program pursuant to section 27-1313 of this article when the
site owner or operator or a generator who contributed to any waste
disposed of at the site requests that such information is entitled to
protection under paragraph (d) of subdivision two of section
eighty-seven of the public officers law and rules and regulations
promulgated thereunder. Release of such information shall be in
accordance with article six of the public officers law.
2. Any agent, consultant, contractor or other person authorized by the
commissioner pursuant to this title shall hold such information
confidential. Release of any such information by any agent, consultant,
contractor or other person authorized by the commissioner shall only be
made after a determination by the commissioner pursuant to the
procedures set forth in article six of the public officers law.
3. Nothing herein shall restrict the exchange of information between
the department and its agents, consultants, contractors or other persons
authorized by the commissioner pursuant to this title or between
separate agents, consultants, contractors or other persons authorized by
the commissioner pursuant to this title.
Remedial programs.
1. a. The department shall be responsible, as provided in this
section, for inactive hazardous waste disposal site remedial programs
except as provided in section one thousand three hundred eighty-nine-b
of the public health law.
b. The department shall have the authority to require the development
and implementation of a department-approved inactive hazardous waste
disposal site remedial program.
c. Section eight of the court of claims act or any other provision of
law to the contrary notwithstanding, the state shall be immune from
liability and action with respect to any act or omission done in the
discharge of the department's aforesaid responsibility pursuant to this
section; provided, however, that this paragraph shall not limit the
liability which may otherwise exist for unlawful, willful or malicious
acts or omissions on the part of the state, state agencies, or their
officers, employees or agents; or for the ownership or responsibility
for the disposal of hazardous waste, including the cost of cleanup,
pursuant to this section.
2. The department shall have the authority (a) to delegate such
responsibility for a specific site to the municipality in which such
site is located and (b) to contract with the environmental facilities
corporation and any other person to perform necessary work in connection
with such sites.
3. a. Whenever the commissioner finds that hazardous wastes at an
inactive hazardous waste disposal site constitute a significant threat
to the environment, he may order the owner of such site and/or any
person responsible for the disposal of hazardous wastes at such site (i)
to develop an inactive hazardous waste disposal site remedial program,
subject to the approval of the department, at such site, and (ii) to
implement such program within reasonable time limits specified in the
order. Provided, however, that in the event the commissioner of health
shall issue an order pursuant to subdivision three of section one
thousand three hundred eighty-nine-b of the public health law, such
order of the commissioner of health shall supersede any order issued
hereunder.
b. Whenever the commissioner, after investigation, finds:
(i) that hazardous wastes at an inactive hazardous waste disposal site
constitutes a significant threat to the environment; and
(ii) that such threat is causing or presents an imminent danger of
causing irreversible or irreparable damage to the environment; and
(iii) the threat makes it prejudicial to the public interest to delay
action until a hearing can be held pursuant to this title, the
department may, pursuant to paragraph c of subdivision five of this
section and within the funds available to the department, develop and
implement an inactive hazardous waste disposal site remedial program for
such site. Findings required pursuant to this paragraph shall be in
writing and may be made by the commissioner on an ex parte basis subject
to judicial review.
4. Any order issued pursuant to subdivision three of this section
shall be issued only after notice and the opportunity for a hearing is
provided to persons who may be the subject of such order. The
commissioner shall determine which persons are responsible pursuant to
said subdivision according to applicable principles of statutory or
common law liability. Such persons shall be entitled to raise any
statutory or common law defense at any such hearing and such defenses
shall have the same force and effect at such hearings as they would have
in a court of law. In the event a hearing is held, no order shall be
issued by the commissioner under subdivision three of this section until
a final decision has been rendered. Any such order shall be reviewable
pursuant to article seventy-eight of the civil practice law and rules
within thirty days after service of such order. The commissioner may
request the participation of the attorney general in such hearings.
5. a. Whenever a person ordered to eliminate a threat to the
environment pursuant to paragraph a of subdivision three of this section
has failed to do so within the time limits specified in the order, the
department may develop and implement an inactive hazardous waste
disposal site remedial program for such site. The reasonable expenses of
developing and implementing such remedial program by the department
shall be paid by the person to whom the order was issued and the state
may seek to recover such reasonable expenses in any court of appropriate
jurisdiction.
b. In the event that the commissioner has found that hazardous wastes
at a site constitute a significant threat to the environment, but after
a reasonable attempt to determine who may be responsible is either
unable to determine who may be responsible, or is unable to locate a
person who may be responsible, the department may develop and implement
an inactive hazardous waste disposal site remedial program for such
site. The department shall prioritize implementation of remedial
programs in accordance with subdivision five of section 27-1305 of this
title. The commissioner shall make every effort, in accordance with the
requirements for notice, hearing and review provided for in this title,
to secure appropriate relief from any person subsequently identified or
located who is responsible for the disposal of hazardous waste at such
site, including, but not limited to response costs, natural resource
damages and penalties.
c. (i) Whenever the commissioner has made findings pursuant to
paragraph b of subdivision three of this section or the commissioner of
health has made a declaration and finding pursuant to paragraph (b) of
subdivision three of section one thousand three hundred eighty-nine-b of
the public health law, the department may develop and implement an
inactive hazardous waste disposal site remedial program to contain,
alleviate or end the threat to life or health or to the environment. The
costs incurred by the department in developing and implementing such a
program shall be in an amount commensurate with the actions the
department deems necessary to eliminate such danger. In determining the
scope, nature and content of such program, the department shall consider
among others, the following factors:
(A) the technological feasibility of all actions;
(B) the nature of the danger to human health and the environment which
the actions are designed to address; and
(C) the extent to which the actions would reduce such danger to human
health or the environment or would otherwise benefit human health or the
environment, including if the actions would benefit a disadvantaged
community.
(ii) In implementing this title, the department shall consult with
appropriate representatives of Indian nations on environmental and
cultural resource issues related to this title of concern to either the
department or Indian nations.
d. Notwithstanding the provisions of subdivision c of this section,
the department shall be authorized to develop and implement an inactive
hazardous waste disposal site remedial program at the site pursuant to
this subdivision if, in the discretion of the department, it is
cost-effective for the department to develop and implement such a
remedial program. The goal of any such remedial program shall be a
complete cleanup of the site through the elimination of the significant
threat to the environment posed by the disposal of hazardous wastes at
the site and of the imminent danger of irreversible or irreparable
damage to the environment caused by such disposal. The factors to be
considered by the department in determining whether it is cost-effective
to develop and implement an inactive hazardous waste disposal site
remedial program at a site pursuant to this subdivision shall include,
among others:
(i) the ability of the department to determine, through the exercise
of its scientific judgment, whether the elimination of the imminent
danger of irreversible or irreparable damage to the environment can be
achieved through limited actions;
(ii) the ability of the department to identify the owner of the site
and/or any person responsible for the disposal of hazardous wastes at
such site with sufficient financial resources to develop and implement
an inactive hazardous waste disposal site remedial program at such site;
(iii) the nature of the danger to human health and the environment
which the actions are designed to address; and
(iv) the extent to which the actions would reduce such danger to human
health or the environment or would otherwise benefit human health or the
environment.
e. Whenever the commissioner of health makes a declaration and finding
pursuant to paragraph b of subdivision three of section one thousand
three hundred eighty-nine-b of the public health law, the department may
implement an inactive hazardous waste site remedial program in the same
manner as specified in paragraphs c and d of this subdivision.
f. The commissioner shall make every effort, in accordance with the
requirements for notice, hearing and review provided for in this title
to secure appropriate relief from the owner or operator of such site
and/or any person responsible for the disposal of hazardous wastes at
such site, including, but not limited to, response costs, natural
resource damages, and penalties.
g. When a municipality develops and implements pursuant to an
agreement with the department an inactive hazardous waste disposal site
remedial program as approved by the department for a site which is owned
or has been operated by such municipality or when the department,
pursuant to an agreement with a municipality, develops and implements
such a remedial program, the commissioner shall, in the name of the
state, agree in such agreement to provide from the hazardous waste
remedial fund, within the limitations of appropriations therefor,
seventy-five percent of the eligible design and construction costs of
such remedial program for which such municipality is liable solely
because of its ownership and/or operation of such site and which are not
recovered from or reimbursed or paid by a responsible party or the
federal government.
6. Nothing contained within this section shall be construed as
impairing or in any manner affecting the right or jurisdiction of the
attorney general to seek appropriate relief pursuant to his statutory or
common law authority.
7. Moneys for actions taken or to be taken by the department, the
department of health or any other state agency in connection with the
elimination of conditions dangerous to life or health pursuant to
subdivision five of section thirteen hundred eighty-nine-b of the public
health law or with the elimination of a significant threat to the
environment pursuant to this section shall be payable directly to such
agencies from the hazardous waste remedial fund pursuant to section
ninety-seven-b of the state finance law. This includes any inspection or
sampling of wastes, soils, air, surface water, groundwater, or other
natural resources, done on behalf of a state agency whether or not such
action is taken prior to the issuance of a declaration pursuant to
subdivision two of section thirteen hundred eighty-nine-b of the public
health law or a finding pursuant to subdivision three of this section
and any administrative expenses related thereto.
8. Any duly designated officer or employee of the department or any
other state agency, and any agent, consultant, contractor, or other
person, including an employee, agent, consultant, or contractor of a
responsible person acting at the direction of the department, so
authorized in writing by the commissioner, may enter any inactive
hazardous waste disposal site and areas near such site to implement an
inactive hazardous waste disposal site remedial program for such site,
provided the commissioner has sent a written notice to the owners of
record or any known occupants of such site or nearby areas of the
intended entry and work at least ten days prior to such initial entry.
9. Nothing herein contained shall be construed to limit or in any
manner affect the power of the commissioner to issue an order according
to the provisions of section 71-2727 of this chapter.
10. The department, by and through the commissioner, shall be
authorized to exempt a person from the requirement to obtain any state
or local permit or other authorization for any activity needed to
implement an inactive hazardous waste disposal site remedial program
pursuant to this title; provided, that the activity is conducted in a
manner which satisfies all substantive technical requirements applicable
to like activity conducted pursuant to a permit.
Rules and regulations.
1. The commissioner shall have the power to promulgate rules and
regulations necessary and appropriate to carry out the purposes of this
title. Any regulations shall include provisions which establish the
procedures for a hearing pursuant to subdivision four of section 27-1313
of this title and shall ensure a division of functions between the
commissioner, the staff who present the case, and any hearing officers
appointed. In addition, any regulations shall set forth findings to be
based on a factual record, which must be made before the commissioner
determines that a significant threat to the environment exists.
2. Such rules and regulations of the department as shall be in effect
on the effective date of this subdivision that shall have been
promulgated to carry out the purposes of this title shall be deemed to
be revised, as of the effective date of this subdivision, to include the
definition of "hazardous waste" as it appears in section 27-1301 of this
title.
Citizen technical assistance grants.
1. The commissioner is authorized to provide, or order a person acting
under order or on consent, to provide grants to any not-for-profit
corporation exempt from taxation under section 501(c)(3) of the internal
revenue code who may be affected by an inactive hazardous waste disposal
site remedial program. To qualify to receive such assistance, a
community group must demonstrate that its membership represents the
interests of the community affected by such site, and that members'
health, economic well-being or enjoyment of the environment are
potentially affected by such site. Such grants shall be known as
technical assistance grants and may be used to obtain technical
assistance in interpreting information with regard to the nature of the
hazard posed by hazardous waste located at or emanating from an inactive
hazardous waste disposal site or sites and the development and
implementation of an inactive hazardous waste disposal site remedial
program or programs. Such grants may also be used:
(a) to advise affected residents on any health assessment; and
(b) for training funds for the education of interested affected
community members to enable them to more effectively participate in the
remedy selection process.
Grants awarded under this section may not be used for the purposes of
collecting field sampling data, political activity or lobbying
legislative bodies.
2. The amount of any grant awarded under this section may not exceed
fifty thousand dollars at any one site.
3. No matching contribution from the grant recipient shall be required
for a technical assistance grant. Following a grant award, a portion of
the grant shall be made available to the grant recipient, in advance of
the expenditures to be covered by the grant, in five thousand dollar
installments.
New use of sites.
Subsequent to the adoption of regulations by the department provided
for in this section, no person may substantially change the manner in
which an inactive hazardous waste disposal site on the registry prepared
and maintained by the department pursuant to section 27-1305 of this
title is used, without notifying the department and, pursuant to section
one thousand three hundred eighty-nine-d of the public health law, the
department of health. A substantial change of use shall be defined in
rules and regulations adopted by the department and shall include, but
not be limited to, the erection of a building or other structure on such
site, the paving of such site for use as a roadway or parking lot, and
the creation of a park or other public or private recreational facility
on such site. Such notice shall be in writing, addressed to the
commissioner and the commissioner of health and shall include a brief
description of the proposed change of use. Such notice shall be
submitted at least sixty days before any physical alteration of the land
or construction shall occur or, in the event any alteration or
construction is not required to initiate such change of use, at least
sixty days before any change of use.
Subsequent to the adoption of regulations by the department provided
for in this section, no person may substantially change the manner in
which an inactive hazardous waste disposal site, for which a declaration
has been issued by the commissioner of health pursuant to subdivision
two of section one thousand three hundred eighty-nine-b of the public
health law, is used without the written approval of the commissioner and
the commissioner of health. The commissioner shall not approve such
change of use if such new use will interfere significantly with a
proposed, ongoing or completed inactive hazardous waste disposal site
remedial program at such site or expose the environment or health to a
significantly increased threat of harm.
Institutional and engineering controls.
(a) When the department approves a proposed remedial work plan that
includes institutional controls and/or engineering controls as
components of a proposed remedial program, such remedial work plan shall
include:
(i) a complete description of any proposed use restrictions and/or
institutional controls and the mechanisms that will be used to
implement, maintain, monitor, and enforce such restrictions and
controls;
(ii) a complete description of any proposed engineering controls and
any operation, maintenance, and monitoring requirements, including the
mechanisms that will be used to continually implement, maintain,
monitor, and enforce such controls and requirements;
(iii) an evaluation of the reliability and viability of the long-term
implementation, maintenance, monitoring, and enforcement of any proposed
institutional or engineering controls and an analysis of the long-term
costs of implementing, maintaining, monitoring and enforcing such
controls, including costs that may be borne by state or local
governments;
(iv) sufficient analysis to support a conclusion that effective
implementation, maintenance, monitoring and enforcement of institutional
and/or engineering controls can be reasonably expected;
(v) where required by the department, financial assurance to ensure
the long-term implementation, maintenance, monitoring, and enforcement
of any such controls; and
(vi) a requirement that any engineering control must be used in
conjunction with institutional controls to ensure the continued
integrity of such engineering control.
(b) Within one hundred eighty days of commencement of the remedial
design, the owner of an inactive hazardous waste disposal site, and/or
any person responsible for implementing a remedial program at such site,
where institutional or engineering controls are employed pursuant to
this title, shall execute an environmental easement pursuant to title
thirty-six of article seventy-one of this chapter.
(c) The owner of an inactive hazardous waste disposal site, and/or any
person responsible for implementing the remedial program at such site
where institutional or engineering controls are employed pursuant to
this title shall, unless otherwise provided in writing by the
department, annually submit to the department a written statement by an
individual licensed or otherwise authorized in accordance with article
one hundred forty-five of the education law to practice the profession
of engineering, or by such other expert as the department may find
acceptable certifying under penalty of perjury that the institutional
controls and/or engineering controls employed at such site are unchanged
from the previous certification and that nothing has occurred that would
impair the ability of such control to protect the public health and
environment, or constitute a violation or failure to comply with any
operation and maintenance plan for such controls and giving access to
such real property to evaluate continued maintenance of such controls.
State superfund management board.
1. a. There is hereby created within the department the "state
superfund management board" hereinafter referred to as the board. Such
board shall consist of fourteen members, including the commissioners of
environmental conservation and health, or their designees, and twelve at
large members appointed by the governor, two of whom shall be appointed
upon recommendation of the temporary president of the senate and two of
whom shall be appointed upon recommendation of the speaker of the
assembly, one of whom shall be appointed upon recommendation of the
minority leader of the senate and one of whom shall be appointed upon
recommendation of the minority leader of the assembly, and, of the
remaining six, two shall live within a municipality within which exists
an inactive hazardous waste site, or sites, as listed pursuant to
section 27-1305 of this title, and have been involved in a citizen's
organization that has a purpose relating to the site or sites within
that municipality, two shall be representatives of organizations whose
prime function is the protection of natural resources and enhancement of
the environmental quality of the state and two shall be representatives
of industries that generate hazardous waste in the state. None of the
members appointed by the governor shall be officers or employees of any
state department or agency and each shall be, by professional training
or experience and attainment, qualified to analyze and interpret matters
pertaining to hazardous waste management and the remediation of inactive
hazardous waste disposal sites.
b. No at large member of the board may appoint a designee to
temporarily or permanently assume his place on the board.
2. a. The commissioner of environmental conservation shall serve as
chairman of the board and the board shall elect a vice chairman from
among the appointed members to preside in the absence of the chairman.
b. Of the twelve at large members appointed by the governor, each
shall be reaffirmed or reappointed on January thirty-first, nineteen
hundred ninety-one and every two years thereafter and each shall hold
office until such time as the board shall cease to exist or until he
shall resign or be removed in the manner provided by law. Any vacancy on
the board shall be filled by appointment pursuant to subdivision one of
this section for the unexpired balance of the term.
3. The members of the board shall serve without compensation for their
services as members of the board, except that each of them shall be
allowed the necessary and actual expenses which he shall incur in the
performance of his duties under this section.
4. The board shall have the power, duty and responsibility to:
a. Serve as a working forum for the exchange of views, concerns,
ideas, information and recommendations relating to hazardous waste
management and the remediation of inactive hazardous waste disposal
sites.
b. Request and receive from the department at each meeting of the
board any portions of the plan or any revisions, amendments or changes
available for review, and any supporting documents or other pertinent
data. All information requested by or provided to the board shall also
be provided to the temporary president of the senate, the speaker of the
assembly, and the chairman of the senate and assembly environmental
conservation committees.
c. Compel the attendance at each meeting of the board of such
personnel of the department, or of other appropriate state departments
or agencies, as may reasonably be expected to supply any pertinent data
the board may request.
d. Monitor and review the implementation of the inactive hazardous
waste site remediation program and the policies, program objectives,
methods, and strategies outlined in the plan, the annual implementation
status report, any plan update, the registry, and the quarterly site
status reports by the department, as well as information which the board
may acquire from other sources.
e. Review the hazardous waste site remediation remaining to be
completed under the state inactive hazardous waste remedial plan as
updated, the estimate of the costs which would be incurred in the
completion of this remediation, the schedule under which the costs will
be incurred, the revenues and resources expected to be available to meet
these costs.
f. Review and evaluate the municipal cost sharing program established
pursuant to paragraph g of subdivision five of section 27-1313 of this
title and review the appropriate state and industry contribution to the
inactive hazardous waste site remedial program.
g. Based upon its monitoring, reviewing and other information
available to it, the board shall report to the governor and to the
legislature on or before January first of each year its assessment of
the implementation of the remediation program, together with its
comments, suggestions, and recommendations regarding the program, its
implementation, available funding and resources, and the need for steps
to assure the future availability of funding.
5. a. The board shall:
1. Meet at least quarterly;
2. Keep a record of all its proceedings and provide such record to the
public upon request; and
3. Determine the rules of its own procedures.
b. Seven members of the board shall constitute a quorum for the
transaction of any business of the board.
6. Staff services, including recording of board proceedings, shall be
performed by personnel of the department, or such state departments or
other agencies as the chairman deems appropriate or desirable.
7. For the purposes of this section, the at large members of the board
shall be considered officers or employees of public entities and shall
be afforded such defense and indemnification provided pursuant to
section eighteen of the public officers law.
8. The board shall cease to exist on the thirty-first day of March,
nineteen hundred ninety-nine.
Protection against liability.
1. Notwithstanding any other provision of law to the contrary, any
person who is, by professional training or experience and attainment,
qualified to analyze and interpret matters pertaining to the treatment,
storage, disposal, or transport of hazardous materials or hazardous
wastes, and who voluntarily and without expectation of monetary
compensation provides assistance or advice in mitigating the effects of
an accidental or threatened discharge of any hazardous materials or
hazardous wastes, or in preventing, cleaning up, or disposing of any
such discharge, shall not be subject to a penalty or to civil liability
for damages or injuries alleged to have been sustained by any person or
entity by reason of an act or omission in the giving of such assistance
or advice. For the purposes of this section, the term "hazardous
materials" shall have the same meaning as that term is defined in
regulations promulgated by the commissioner of transportation pursuant
to section fourteen-f of the transportation law, and the term "hazardous
wastes" shall mean those wastes identified or listed pursuant to section
27-0903 of this article and any rules and regulations promulgated
thereunder.
2. Nothing in subdivision one of this section shall be deemed or
construed to relieve from liability for damages or injuries any person
who: (a) is alleged to have caused said damages or injuries as the
result of gross negligence, or reckless, wanton or intentional
misconduct, or (b) is under a legal duty to respond to the incident, or
(c) receives compensation other than reimbursement for out-of-pocket
expenses for services in rendering assistance or advice.
3. Notwithstanding any other provision of law to the contrary, the
liability of any person designing, implementing or otherwise performing
services related to an inactive hazardous waste disposal site remedial
program or related to cleanup or restorative work which is conducted
pursuant to a contract with the department or pursuant to an order of
the department, the department of health or a court, for any injury to a
person or property caused by or related to such services shall be
limited to acts or omissions of the person during the course of
performing such services which are shown to have been the result of
negligence, gross negligence or reckless, wanton or intentional
misconduct. Notwithstanding any other provision of law, when (i) a
verdict or decision in an action or claim for injury to a person or
property caused by or related to such services is determined in favor of
a claimant in an action involving a person performing such services and
any other person or persons jointly liable, and (ii) the liability of
the person performing such services is found to be fifty percent or less
of the total liability assigned to all persons liable, and (iii) the
liability of the person performing such services is not based on a
finding of reckless disregard for the safety of others, or intentional
misconduct, then the liability of the person performing such services to
the claimant for loss relating to injury to property and for
non-economic loss relating to injury to a person shall not exceed the
equitable share of the person performing such services determined in
accordance with the relative culpability of each person causing or
contributing to the total liability for such losses; provided, however,
that the culpable conduct of any person not a party to the action shall
not be considered in determining any equitable share herein if the
claimant proves that with due diligence the claimant was unable to
obtain jurisdiction over such person in said action. As used in this
section, the term "non-economic loss" includes but is not limited to
pain and suffering, mental anguish, loss of consortium or other damages
for non-economic loss. However, nothing in this subdivision shall be
deemed to alter, modify or abrogate the liability of any person
performing such services for breach of any express warranty, limited or
otherwise, or an express or implied warranty under the uniform
commercial code, or to an employee of such person pursuant to the
workers' compensation law, or relieve from liability, including
liability for the costs of cleanup, the owner or any person who is a
person responsible for the disposal of hazardous wastes at the site,
pursuant to section 27-1313 of this article.
Liability exemptions and defenses.
1. Lender exemption. (a) For purposes of this title no lender shall
incur any liability from any statutory claims of the state as an owner
or operator of a site, or a person responsible for the disposal of a
hazardous waste at such site, provided such lender, without
participating in the management of such site, holds indicia of ownership
primarily to protect the lender's security interest in the site or, if
such lender did not participate in the management of such site prior to
a foreclosure on such site, notwithstanding that such lender:
(1) forecloses on such site; and
(2) after foreclosure, sells, releases (in the case of a lease finance
transaction), or liquidates such site, maintains business activities,
winds up operations, or takes any other measure to preserve, protect or
prepare such site prior to sale or disposition; provided, however, that
such lender shall take actions to sell, release (in the case of a lease
finance transaction), or otherwise divest itself of such site at the
earliest practicable, commercially reasonable time, on commercially
reasonable terms, taking into account market conditions and legal and
regulatory requirements.
(b) This exemption shall not apply to any lender that has caused or
contributed to the release or threatened release of a hazardous waste
from or onto the site, or to any lender that generated, transported, or
disposed of, arranged for, or that caused the generation,
transportation, or disposal of hazardous waste from or onto such site.
(c) For purposes of this section:
(1) The term "participating in management" means actually
participating in the management or operational affairs of a site and
does not include merely having the capacity to influence, or the
unexercised right to control, site operations.
(i) A lender who holds indicia of ownership primarily to protect a
security interest in such site shall be considered to participate in
management only if, while the borrower is in possession of such site
encumbered by the security interest, the lender:
(A) exercises decision making control over the environmental
compliance related to such site, such that the lender has undertaken
responsibility for the hazardous waste handling or disposal practices
related to such site; or
(B) exercises control at a level comparable to that of a manager of
such site, such that the lender has assumed or manifested
responsibility:
(I) for the overall management of such site encompassing day-to-day
decision making with respect to environmental compliance; or
(II) over all or substantially all of the operational functions,
excluding financial or administrative functions, of such site other than
the function of environmental compliance.
(ii) The term "participate in management" does not include:
(A) Performing an act or failing to act prior to the time at which a
security interest is created in a site;
(B) Holding a security interest or abandoning or releasing a security
interest;
(C) Including in the terms of an extension of credit, or in a contract
or security agreement relating to such extension, a covenant, warranty,
or other term or condition that relates to environmental compliance;
(D) Monitoring or enforcing the terms and conditions of the extension
of credit or security interest;
(E) Monitoring or undertaking one or more inspections of such site;
(F) Requiring a response action or other lawful means of addressing
the release or threatened release of a hazardous waste in connection
with such site prior to, during, or on the expiration of the term of the
extension of credit;
(G) Providing financial or other advice or counseling in an effort to
mitigate, prevent, or cure default or diminution in the value of such
site;
(H) Restructuring, renegotiating, or otherwise agreeing to alter the
terms and conditions of the extension of credit or security interest,
exercising forbearance;
(I) Exercising other remedies that may be available under applicable
law for the breach of a term or condition of the extension of credit or
security agreement; or
(J) Conducting a response action under 42 U.S.C. Section 9607(d) or
under the direction of an on-scene coordinator appointed under the
national contingency plan if the actions do not rise to the level of
participating in management within the meaning of this subparagraph.
(2) The term "extension of credit" includes a lease finance
transaction:
(i) In which the lessor does not initially select the leased site and
does not during the lease term control the daily operations or
maintenance of such site; or
(ii) That conforms with regulations issued by the appropriate federal
banking agency or the appropriate state bank supervisor (as those terms
are defined in section 3 of the federal deposit insurance act (12 U.S.C.
1813)) or with regulations issued by the national credit union
administration board, as appropriate.
(3) The term "financial or administrative function" includes a
function such as that of a credit manager, accounts payable officer,
accounts receivable officer, personnel manager, comptroller, or chief
financial officer, or a similar function.
(4) The terms "foreclosure" and "foreclose" mean, respectively,
acquiring and to acquire, a site through:
(i) Purchase at sale under a judgment or decree, power of sale, or
nonjudicial foreclosure sale;
(ii) A deed in lieu of foreclosure or similar conveyance from a
trustee;
(iii) Repossession if such site was security for an extension of
credit previously contracted;
(iv) Conveyance pursuant to an extension of credit previously
contracted, including the termination of a lease agreement; or
(v) Any other formal or informal manner by which the lender acquires,
for subsequent disposition, title to or possession of a site in order to
protect the lender's security interest.
(5) The term "lender" means:
(i) An insured depository institution as defined in section 3 of the
federal deposit insurance act (12 U.S.C 1813);
(ii) An insured credit union as defined in section 101 of the federal
credit union act (12 U.S.C. 1752);
(iii) A bank or association chartered under the farm credit act of
1971 (12 U.S.C. 2001 et seq.);
(iv) A leasing or trust company that is an affiliate of an insured
depository institution;
(v) Any person, including a successor or assignee of any such person,
that makes a bona fide extension of credit to or takes or acquires a
security interest from a nonaffiliated person;
(vi) The federal national mortgage association, the federal home loan
mortgage corporation, the federal agricultural mortgage corporation, or
any other entity that in a bona fide manner buys or sells loans or
interests in loans;
(vii) A person that insures or guarantees against a default in the
repayment of an extension of credit, or acts as a surety with respect to
an extension of credit, to a nonaffiliated person; and
(viii) A person that provides title insurance and that acquires a site
as a result of assignment or conveyance in the course of underwriting
claims and claims settlement.
(6) The term "operational function" includes a function such as that
of a site or plant manager, operations manager, chief operating officer,
or chief executive officer.
(7) The term "security interest" includes a right under a mortgage,
deed of trust, assignment, judgment, lien, pledge, security agreement,
factoring agreement, or lease, and any other right accruing to a person
to secure the repayment of money, the performance of a duty, or any
other obligation by a nonaffiliated person.
2. Municipal exemption. (a) For the purposes of this title no
municipality or public corporation shall incur any liability from any
statutory claims of the state as an owner or operator of a site, or a
person responsible for the disposal of a hazardous waste at such site:
(i) if such municipality or public corporation acquired such site
involuntarily, and such municipality or public corporation retained such
site without participating in the development of such site;
(ii) with respect to an airport or fire training site, if such site is
owned or operated by such municipality, public corporation, or fire
district and at which firefighting foam containing PFAS chemicals was
used pursuant to law; or
(iii) with respect to a landfill, if such landfill is owned or
operated by the municipality or public corporation.
(b) This exemption shall not apply to any municipality or public
corporation that through action or inaction has intentionally,
knowingly, recklessly, or through gross negligence caused or contributed
to the release or threatened release of a hazardous waste from or onto
the site, or to any municipality or public corporation that
intentionally, knowingly, recklessly, or through gross negligence
generated, transported, or disposed of, arranged for, or caused the
generation, transportation, or disposal of hazardous waste, from or onto
the site.
(c) When used in this section:
(1) "Public corporation" means a public corporation as defined in
section sixty-five of the general construction law, a local public
authority, supervisory district, improvement district within a county,
city, town, or village, or Indian nation or tribe recognized by the
state or the United States with a reservation wholly or partly within
the boundaries of New York state, or any combination thereof.
(2) "Involuntary acquisition of ownership or control" includes but is
not limited to the following:
(i) Acquisitions by a public corporation in its sovereign capacity,
including but not limited to acquisitions pursuant to abandonment
proceedings or bequest;
(ii) Acquisitions by a public corporation, or its agent, acting as a
conservator or receiver pursuant to a clear and direct statutory mandate
or regulatory authority;
(iii) Acquisitions of assets through foreclosure and its equivalents,
or otherwise, by a public corporation in the course of administering a
loan, loan guarantee, tax lien, or tax forbearance agreement, or loan
insurance program; or
(iv) Acquisitions by a public corporation pursuant to seizure,
injunction, condemnation, or forfeiture authority; provided that such
ownership or control is not retained primarily for investment purposes.
(3) "Airport" shall have the same meaning as provided in subdivision
five of section two hundred forty of the general business law.
(4) "Landfill" shall mean an inactive municipal solid waste site where
solid waste was intentionally placed and intended to remain and which
was designed, constructed, operated, and closed pursuant to this chapter
to minimize adverse environmental impacts and which was either (i)
permitted by the department, or (ii) for a non-permitted site, had
materially complied with requirements for permitting in accordance with
department regulations to the extent the information is reasonably
verifiable.
(5) "Firefighting foam containing PFAS chemicals" shall mean class B
firefighting foam, as defined in paragraph (a) of subdivision one of
section two hundred four-g of the general municipal law, that contains
intentionally added perfluoroalkyl and polyfluoroalkyl substances, as
defined in paragraph (d) of subdivision one of section two hundred
four-g of the general municipal law.
(d) For the purpose of this section, the terms "foreclosure" and
"foreclose" mean, respectively, acquiring or to acquire a property
through:
(1) purchase at sale under a judgment or decree, power of sale, or
non-judicial foreclosure sale;
(2) a deed in lieu of foreclosure, or similar conveyance, or
abandonment from a person or trustee;
(3) conveyance pursuant to an extension of credit or tax forbearance
previously contracted; or
(4) any other formal or informal manner by which a person acquires,
for subsequent disposition, title to or possession of a site in order to
protect the security interest of the public corporation or lender.
(e) "Participating in development" means the carrying out, or causing
or permitting the carrying out, of any above-grade improvements to the
site or any other environmental investigation or remediation, except for
those improvements which are part of a site remedial program pursuant to
this article or in furtherance of site safety, such as fencing or
lighting, but does not include licensing, regulatory oversight, or the
mere capacity to regulate or influence, or the unexercised right to
control the operation of the property. For purposes of this section,
participating in development does not include:
(1) having the capacity to influence management of a site;
(2) having the unexercised right to control or to regulate the site or
operations thereof;
(3) holding, abandoning, or releasing a security interest or tax lien
on such site;
(4) including a condition relating to environmental compliance in a
contract, permit, license, or security agreement;
(5) monitoring or enforcing the terms and conditions of an agreement
or tax forbearance agreement;
(6) monitoring or undertaking one or more inspections of a site
including, but not limited to, boring test wells;
(7) exercising other remedies available under applicable laws;
(8) licensing, permitting, or granting permits, certificates of
occupancy and variances as allowed by law and/or regulation;
(9) applying for or participating in federal or state statutory
programs or benefits; or
(10) declining to take any of the actions described in subparagraphs
one through nine of this paragraph.
(f) Any municipality or public corporation that has taken possession
of a site, or owns or operates a site, pursuant to this subdivision,
shall notify the department of any release of hazardous waste within ten
days of obtaining actual knowledge of such release, unless a shorter
notice period is required under any other provision of law, in which
case the shorter notice period controls. Failure to notify the
department within the ten day or shorter notification period shall
result in the loss of the exemption set forth in this section.
3. Fiduciary liability cap. For the purpose of this title, liability
on the part of a fiduciary shall not exceed the assets held in the
fiduciary capacity if such person is not liable independently of such
person's ownership as a fiduciary or actions taken in a fiduciary
capacity including, but not limited to, the fiduciary's negligently
causing or contributing to the release or threatened release of
hazardous waste at such site.
(a) For purposes of this subdivision:
(1) the term "fiduciary" means a person acting for the benefit of
another party as a bona fide trustee; executor; administrator;
custodian; guardian of estates or guardian ad litem; receiver;
conservator; committee of estates of incapacitated person; personal
representative; trustee (including a successor to a trustee) under an
indenture agreement, trust agreement, lease, or similar financing
agreement, for debt securities, certificates of interest or certificates
of participation in debt securities, or other forms of indebtedness as
to which the trustee is not, in the capacity of trustee, the lender; or
representative in any other capacity that the department, after
providing public notice, determines to be similar to the various
capacities previously described in this paragraph; and does not include
either a person that is acting as a fiduciary with respect to a trust or
other fiduciary estate that was organized for the primary purpose of, or
is engaged in, actively carrying on a trade or business for profit,
unless the trust or other fiduciary estate was created as part of, or to
facilitate, one or more estate plans or because of the incapacity of a
natural person or a person that acquires ownership or control of a
property with the objective purpose of avoiding liability of the person
or any other person.
(2) the term "fiduciary capacity" means the capacity of a person in
holding title to a property, or otherwise having control of or an
interest in a property, pursuant to the exercise of the responsibilities
of the person as a fiduciary.
(b) Nothing in this subdivision affects the rights or immunities or
other defenses that are available under law that are applicable to a
person subject to this section; or creates any liability for a person or
a private right of action against a fiduciary or any other person.
(c) Nothing in this subdivision applies to a person if that person
acts in a capacity other than that of a fiduciary or in a beneficiary
capacity and in that capacity, directly or indirectly, benefits from a
trust or fiduciary relationship; or is a beneficiary and a fiduciary
with respect to the same fiduciary estate and, as a fiduciary, receives
benefits that exceed customary or reasonable compensation, and
incidental benefits, permitted under other applicable law.
(d) This subdivision does not preclude a claim under this chapter
against the assets of the estate or trust administered by the fiduciary;
or a nonemployee agent or independent contractor retained by a
fiduciary.
4. Affirmative defenses. (a) There shall be no liability under this
title for a person otherwise liable who can establish by a preponderance
of the evidence that the significant threat to the environment
attributable to hazardous waste disposed at an inactive hazardous waste
disposal site was caused solely by: (1) an act of God; (2) an act of
war; or (3) an act or omission of a third party other than an employee
or agent of such person, or than one whose act or omission occurs in
connection with a contractual relationship existing directly or
indirectly with such person (except where the sole contractual
arrangement arises from a published tariff and acceptance for carriage
by a common carrier or rail), if such person establishes by a
preponderance of the evidence that: (i) such person exercised due care
with respect to the hazardous waste concerned, taking into consideration
the characteristics of such hazardous waste, in light of all relevant
facts and circumstances, and (ii) took precautions against foreseeable
acts or omissions of any such third party and the consequences that
could foreseeably result from such acts or omissions; or any combination
of them.
(b) For purposes of this section, (1) the term "act of God" means an
unanticipated grave natural disaster or other natural phenomenon of an
exceptional, inevitable, and irresistible character, the effects of
which could not have been prevented or avoided by the exercise of due
care or foresight, (2) the term "contractual relationship" includes, but
is not limited to, land contracts, deeds, or other instruments
transferring title or possession, unless the real property on which the
site concerned is located was acquired by such person after the disposal
or placement of the hazardous waste on, in, or at such site, and such
person establishes one or more of the circumstances described in clause
(i), (ii), or (iii) of this subparagraph by a preponderance of the
evidence:
(i) At the time such person acquired the site, such person did not
know and had no reason to know that any hazardous waste which is the
subject of the significant threat determination was disposed of on, in,
or at the site; or
(ii) Such person is a government entity which acquired the site by
escheat, or through any other involuntary transfer or acquisition or
through the exercise of eminent domain authority by purchase or
condemnation; or
(iii) Such person acquired the site by inheritance or bequest. In
addition to establishing the foregoing, the person must establish that
he or she has satisfied the requirements of clauses (i) and (ii) of
subparagraph three of paragraph (a) of this subdivision, provides full
cooperation, assistance, and site access to the persons that are
authorized to conduct remedial actions at the site (including the
cooperation and access necessary for the installation, integrity,
operation, and maintenance of any complete or partial remedial action at
the site), is in compliance with any land use restrictions established
or relied on in connection with the remedial action at a site, and does
not impede the effectiveness or integrity of any institutional and/or
engineering control employed at the site in connection with a remedial
action.
(c)(1) To establish that the person had no reason to know of the
matter described in clause (i) of subparagraph two of paragraph (b) of
this subdivision, the person must demonstrate to a court that:
(i) on or before the date on which the person acquired the site, the
person carried out all appropriate inquiries, as provided in
subparagraphs two and four of this paragraph, into the previous
ownership and uses of the site in accordance with generally accepted
good commercial and customary standards and practices; and
(ii) the person took reasonable steps to:
(A) stop any continuing release;
(B) prevent any threatened future release; and
(C) prevent or limit any human, environmental, or natural resource
exposure to any previously released hazardous waste.
(2) Not later than one year after the effective date of this section,
the commissioner shall by regulation establish standards and practices
for the purpose of satisfying the requirement to carry out all
appropriate inquiries under subparagraph one of this paragraph.
(3) In promulgating regulations that establish the standards and
practices referred to in subparagraph two of this paragraph, the
commissioner shall include each of the following:
(i) the results of an inquiry by an environmental professional;
(ii) interviews with past and present owners, operators, and occupants
of the site for the purpose of gathering information regarding the
potential for contamination at the site;
(iii) reviews of historical sources, such as chain of title documents,
aerial photographs, building department records, and land use records,
to determine previous uses and occupancies of the real property since
the property was first developed;
(iv) searches for recorded environmental cleanup liens against the
site that are filed under federal, state, or local law;
(v) reviews of federal, state, and local government records, waste
disposal records, underground storage tank records, and hazardous waste
handling, generation, treatment, disposal, and spill records, concerning
contamination at or near the site;
(vi) visual inspections of the site and of adjoining properties;
(vii) specialized knowledge or experience on the part of the person;
(viii) the relationship of the purchase price to the value of the
property, if the property was not contaminated;
(ix) commonly known or reasonably ascertainable information about the
property;
(x) the degree of obviousness of the presence or likely presence of
contamination at the property, and the ability to detect the
contamination by appropriate investigation.
(4)(i) With respect to property purchased before May thirty-first,
nineteen hundred ninety-seven, in making a determination with respect to
a person described in subparagraph one of this paragraph a court shall
take into account:
(A) any specialized knowledge or experience on the part of the person;
(B) the relationship of the purchase price to the value of the
property, if the property was not contaminated;
(C) commonly known or reasonably ascertainable information about the
property;
(D) the obviousness of the presence or likely presence of
contamination at the property; and
(E) the ability of the person to detect the contamination by
appropriate inspection.
(ii) With respect to property purchased on or after May thirty-first,
nineteen hundred ninety-seven, and until the commissioner promulgates
the regulations described in subparagraph two of this paragraph, the
procedures of the American Society for Testing and Materials, including
the document known as "Standard E1527-97", entitled 'Standard Practice
for Environmental Site Assessment: Phase 1 Environmental Site Assessment
Process', shall satisfy the requirements in subparagraph one of this
paragraph.
(5) In the case of property for residential use or other similar use
purchased by a nongovernmental or noncommercial entity, a site
inspection and title search that reveal no basis for further
investigation shall be considered to satisfy the requirements of this
subparagraph.
(d) Nothing in this subdivision shall diminish the liability of any
previous owner or operator of the site who would otherwise be liable
under this title. Notwithstanding this subdivision, if such person
obtained actual knowledge of the release or threatened release of a
hazardous waste at the site when such person owned the site and then
subsequently transferred ownership of the site to another person without
disclosing such knowledge, such person shall be treated as a person
responsible for the disposal of hazardous waste at the site, and no
defense under this subdivision shall be available to such person.
Nothing in this subdivision shall affect the liability under this
section of a person who, by any act or omission, caused or contributed
to the release or threatened release of a hazardous waste which is the
subject of such proceeding relating to such site.
5. Bona fide prospective purchaser. (a) The term "bona fide
prospective purchaser" means, with respect to a site:
(1) a person who:
(i) acquires ownership of the site after October seventh, two thousand
three; and
(ii) establishes by a preponderance of the evidence each of the
criteria described in paragraph (b) of this subdivision; and
(2) a person:
(i) who acquires a leasehold interest in the site after October
seventh, two thousand three;
(ii) who establishes by a preponderance of the evidence that the
leasehold interest is not designed to avoid liability under this title
by any person; and
(iii) with respect to whom any of the following conditions apply:
(A) The owner of the site that is subject to the leasehold interest is
a person described in subparagraph one of this paragraph.
(B)(I) The owner of the site that is subject to the leasehold interest
was a person described in subparagraph one of this paragraph at the time
the leasehold interest was acquired, but can no longer establish by a
preponderance of the evidence each of the criteria described in
paragraph (b) of this subdivision due to circumstances unrelated to any
action of the person who holds the leasehold interest; and
(II) The person who holds the leasehold interest establishes by a
preponderance of the evidence each of the criteria described in
subparagraphs one, three, four, five, six, seven, and eight of paragraph
(b) of this subdivision.
(C) The person who holds the leasehold interest establishes by a
preponderance of the evidence each of the criteria described in
paragraph (b) of this subdivision.
(b) Criteria. The criteria described in this paragraph are as follows:
(1) Disposal prior to acquisition. All disposal of hazardous waste at
the site occurred before the person acquired the site.
(2) Inquiries. (i) In general. The person made all appropriate
inquiries into the previous ownership and uses of the site in accordance
with generally accepted good commercial and customary standards and
practices in accordance with clause (ii) of this subparagraph.
(ii) Standards and practices. The standards and practices referred to
in subparagraphs two, four, and five of paragraph (c) of subdivision
four of this section shall be considered to satisfy the requirements of
this subparagraph.
(3) Notices. The person provides all legally required notices with
respect to the discovery or disposal of any hazardous waste at the site.
(4) Care. The person exercises appropriate care with respect to
hazardous waste found at the site by taking reasonable steps to:
(i) stop any continuing disposal;
(ii) prevent any threatened future disposal; and
(iii) prevent or limit human, environmental, or natural resource
exposure to any previously disposed hazardous waste.
(5) Cooperation, assistance, and access. The person provides full
cooperation, assistance, and access to persons that are authorized to
conduct response actions or natural resource restoration at a site
(including the cooperation and access necessary for the installation,
integrity, operation, and maintenance of any complete or partial
response actions or natural resource restoration at the site).
(6) Institutional control. The person:
(i) is in compliance with any land use restrictions established or
relied on in connection with the response action at a site; and
(ii) does not impede the effectiveness or integrity of any
institutional control employed at the site in connection with a response
action.
(7) Requests; subpoenas. The person complies with any request for
information or administrative subpoena issued by the commissioner under
this chapter.
(8) No affiliation. The person is not:
(i) potentially liable, or affiliated with any other person that is
potentially liable, for response costs at a site through:
(A) any direct or indirect familial relationship; or
(B) any contractual, corporate, or financial relationship (other than
a contractual, corporate, or financial relationship that is created by
the instruments by which title to the facility is conveyed or financed,
by a tenancy, by the instruments by which a leasehold interest in the
site is created, or by a contract for the sale of goods or services); or
(ii) the result of a reorganization of a business entity that was
potentially liable.
Financial responsibility provisions.
1. The department shall promulgate regulations regarding financial
responsibility for the implementation of an inactive hazardous waste
disposal site remedial program.
2. Financial responsibility required by subdivision one of this
section may be established in accordance with regulations promulgated by
the commissioner by any one, or any combination, of the following:
insurance, guarantee, surety bond, letter of credit, or qualification as
a self-insurer. In promulgating requirements under this section, the
commissioner is authorized to specify policy or other contractual terms,
conditions, or defenses which are necessary or are unacceptable in
establishing such evidence of financial responsibility in order to
effectuate the purposes of this article.
3. In any case where the responsible person is in bankruptcy,
reorganization, or arrangement pursuant to the Federal Bankruptcy Code
or where, with reasonable diligence, jurisdiction in any state or
federal court within the state cannot be obtained over a responsible
person likely to be solvent at the time of judgment, any claim arising
from conduct for which evidence of financial responsibility shall be
provided under this section may be asserted directly against the
guarantor providing such evidence of financial responsibility. In the
case of any action pursuant to this subdivision, such guarantor shall be
entitled to invoke all rights and defenses which would have been
available to the responsible person if any action had been brought
against the responsible person by the claimant and which would have been
available to the guarantor if an action had been brought against the
guarantor by the responsible person.
4. The total liability of any guarantor shall be limited to the
aggregate amount which the guarantor has provided as evidence of
financial responsibility to the responsible person under this chapter.
Nothing in this subdivision shall be construed to limit any other state
or federal statutory, contractual or common law liability of a guarantor
to its responsible person including, but not limited to, the liability
of such guarantor for bad faith either in negotiating or in failing to
negotiate the settlement of any claim. Nothing in this subdivision shall
be construed to diminish the liability of any person under section
27-1313 of this article or other applicable law.
5. For the purpose of this section, the term "guarantor" means any
person, other than the responsible person, who provides evidence of
financial responsibility for a responsible person under this section.
Recovery of response costs and natural resource damages.
1. Each responsible person shall be strictly liable, jointly and
severally, for all response costs and for all natural resource damages
resulting from the disposal of hazardous waste at an inactive hazardous
waste disposal site. The commissioner may request the attorney general
commence an action in a court of competent jurisdiction to recover the
response costs and/or natural resource damages. The commissioner shall
prioritize recovering response costs and natural resource damages at
sites placed in classification 1 or 2, as described in clauses (i) and
(ii) of subparagraph one of paragraph b of subdivision two of section
27-1305 of this title, that are located in disadvantaged communities.
2. A determination or assessment of natural resource damages for the
purposes of this section made or adopted by the commissioner in
accordance with any applicable regulations promulgated under section
27-1315 of this title or under section 9651(c) of title 42 of the United
States Code shall have the force and effect of a rebuttable presumption
on behalf of the commissioner in any judicial proceeding.
3. In an action to recover response costs and/or natural resource
damages, the commissioner may also seek civil penalties under section
71-2705 of this chapter.
4. All amounts received to satisfy liability for natural resource
damages shall be credited to the department's natural resource damages
fund to be used exclusively to reimburse the reasonable costs of
assessing injury, destruction, and/or loss resulting from the disposal
of hazardous waste at the site for which the natural resource damages
were recovered and for the restoration, rehabilitation, replacement,
and/or acquisition of equivalent natural resources. Provided that any
such restoration, rehabilitation, replacement and/or acquisition shall
prioritize, to the maximum extent practicable, the natural resources of
the site for which the damages were recovered.
5. The state shall have an environmental lien for all response costs
incurred by the state and for all natural resource damages for which a
judicial determination of liability has been made upon such real
property located within the state:
(a) owned by a person liable to the state for such response costs
and/or natural resource damages under this title at the time a notice of
environmental lien is filed; and
(b) upon which the disposal of hazardous wastes occurred.
6. An environmental lien shall attach when:
(a) response costs are incurred by the state and/or a judicial
judgment of liability for natural resource damages is entered;
(b) the responsible person fails to pay such costs within ninety days
after a written demand therefor by the department is mailed by certified
or registered mail, return receipt requested, and/or fails to pay such
natural resource damages within ninety days after entry of judgment; and
(c) a notice of environmental lien is filed by the department as
provided in paragraph (a) of subdivision ten of this section; provided,
however, that a copy of the notice of environmental lien is served upon
the owner of the real property subject to the environmental lien within
thirty days of such filing in accordance with the provisions of section
eleven of the lien law.
7. (a) An environmental lien shall continue against the real property
until:
(i) the claim or judgment against the person referred to in
subdivision one of this section for response costs and/or natural
resource damages is satisfied or becomes unenforceable;
(ii) the lien is released by the commissioner pursuant to this
subdivision;
(iii) the lien is discharged by payment of monies into court; or
(iv) the lien is otherwise vacated by court order.
(b) Upon the occurrence of any event under subparagraphs (i) through
(iv) of paragraph (a) of this subdivision, except where the lien is
vacated by court order, the commissioner shall execute the release of an
environmental lien and file the release as provided in subdivision ten
of this section. The commissioner may release an environmental lien
where:
(i) a legally enforceable agreement satisfactory to the commissioner
has been executed relating to the response costs and/or natural resource
damages that are the subject of the lien; or reimbursing the state for
such response costs and/or natural resource damages; or an owner or
operator of the site subject to the lien agrees to perform remedial
work, site management, or other in-kind services of sufficient value to
the commissioner; or
(ii) the attachment or enforcement of the environmental lien is
determined by the commissioner not to be in the public interest.
8. An environmental lien is subject to the rights of any other person,
including an owner, purchaser, holder of a mortgage or security
interest, or judgment lien creditor, whose interest is perfected before
a lien notice has been filed as provided in subdivision ten of this
section.
9. A notice of environmental lien shall state:
(a) that the lienor is the state of New York;
(b) the name of the record owner of the real property on which the
environmental lien has attached;
(c) the real property subject to the lien, with a description thereof
sufficient for identification;
(d) that the real property described in the notice is the property
upon which a disposal of hazardous wastes occurred and that response
costs have been incurred by the lienor and/or that natural resource
damages have been judicially determined to be due to the lienor as a
result of such disposal;
(e) that the owner is potentially liable for response costs and/or
subject to a judgment for natural resource damages pursuant to this
title; and
(f) that an environmental lien has attached to the described real
property.
10. (a) A notice of environmental lien shall be filed in the clerk's
office of the county where the property is situated. If such property is
situated in two or more counties, the notice of environmental lien shall
be filed in the office of the clerk of each of such counties. The notice
of lien shall be indexed by the county clerk in accordance with the
provisions of section ten of the lien law. The notice of lien shall be
served upon the owner of the real property subject to the lien in
accordance with the provisions of section eleven of the lien law.
(b) A release of an environmental lien shall be filed in the clerk's
office of each county where the notice of environmental lien was filed
and shall be indexed in the manner prescribed for indexing environmental
liens.
11. An environmental lien may be enforced against the property
specified in the notice of environmental lien, and an environmental lien
may be vacated or discharged, as prescribed in article three of the lien
law; provided, however, that nothing in this article or in article three
of the lien law shall affect the right of the state to bring an action
to recover response costs and/or natural resource damages under section
one hundred seven of the federal comprehensive environmental response,
compensation, and liability act (42 U.S.C. § 9607 et seq).
12. Amounts received by the commissioner to satisfy all or part of an
environmental lien for response costs shall be deposited in the
department's hazardous waste remedial fund and amounts received to
satisfy all or part of an environmental lien for natural resource
damages shall be deposited in the department's natural resource damages
fund.
13. Environmental windfall liens. (a) A bona fide prospective
purchaser whose liability under this title and/or 42 U.S.C. § 9607 et
seq. arises solely from being considered an owner or operator of such
site shall not be subject to this subdivision as long as the bona fide
prospective purchaser does not impede the performance of a response
action or natural resource restoration.
(b) If there are unrecovered response costs incurred by the department
at an inactive hazardous waste disposal site for which an owner or
operator of the site is not liable by reason of paragraph (a) of this
subdivision, and if each of the conditions described in paragraph (c) of
this subdivision are met, the department shall have an environmental
windfall lien on the facility, or may by agreement with the owner or
operator, obtain from the owner or operator a lien on any other property
or other assurance of payment satisfactory to the department, for the
unrecovered response costs.
(c) The conditions referred to in paragraph (b) of this subdivision
are the following:
(i) A response action for which there are unrecovered costs of the
department is carried out at the inactive hazardous waste disposal site.
(ii) The response action increases the fair market value of the site
above the fair market value of the site before the response action was
initiated.
(d) An environmental windfall lien under paragraph (b) of this
subdivision:
(i) shall be in an amount not to exceed the lesser of:
(A) the incremental increase in fair market value of the property,
above the fair market value before the response action was initiated,
attributable to the response action at the time of a sale or other
disposition of the property; or
(B) any unrecovered response costs not subject to an environmental
lien attached to the property pursuant to subdivision five of this
section;
(ii) shall arise at the time at which costs are first incurred by the
department with respect to a response action at the site; and
(iii) shall be subject to the requirements of subdivisions seven,
eight, nine, ten, eleven, and twelve of this section.
14. (a) Contribution. Any person may seek contribution from any other
person who is liable or potentially liable under this title during or
following any civil action under this section. Such claims shall be
brought in accordance with this section and the civil practice law and
rules, and shall be governed by New York state law. In resolving
contribution claims, the court may allocate response costs among liable
parties using such equitable factors as the court determines are
appropriate. Nothing in this subdivision shall diminish the right of any
person to bring an action for contribution in the absence of a civil
action under this section.
(b) Settlement. A person who has resolved its liability to the state
in an administrative or judicially approved settlement shall not be
liable for claims for contribution regarding matters addressed in the
settlement. Such settlement does not discharge any of the other
potentially liable persons unless its terms so provide, but it reduces
the potential liability of the others by the amount of the settlement.
(c) Persons not party to settlement. (i) If the state has obtained
less than complete relief from a person who has resolved its liability
to the state in an administrative or judicially approved settlement, the
state may bring an action against any person who has not so resolved its
liability.
(ii) A person who has resolved its liability to the state for some or
all of a response action or for some or all of the costs of such action
in an administrative or judicially approved settlement may seek
contribution from any person who is not party to a settlement referred
to in paragraph (b) of this subdivision.
(iii) In any action under this paragraph, the rights of any person who
has resolved its liability to the state shall be subordinate to the
rights of the state.
15. (a) Limitation on claims. No new action under this title may be
commenced for natural resource damages or response costs for an inactive
hazardous waste site that was the subject of any previous action
commenced prior to the effective date of the chapter of the laws of two
thousand twenty-five which added this subdivision, regardless of: the
venue in which such previous action was commenced; the statutory or
common law source of such action, including settlement agreements; the
completeness or totality of permissible recovery of such action; or the
finality of any such action.
(b) Actions for natural resource damages. Except as provided in
paragraphs (d) and (e) of this subdivision, an initial action under this
title for natural resource damages that occurs after the effective date
of the chapter of the laws of two thousand twenty-five which added this
subdivision, shall be commenced within three years after the later of
the following:
(i) the date of the discovery of the loss and its connection with the
release in question; or
(ii) for any facility listed on the federal National Priorities List,
any site listed on the New York state registry of inactive hazardous
waste disposal sites, or any site at which a remedial action under this
chapter is otherwise scheduled: the date of completion of the remedial
action, excluding operation and maintenance activities.
(c) Actions for response costs. An initial action for recovery of
response costs that occurs after the effective date of the chapter of
the laws of two thousand twenty-five which added this subdivision shall
be commenced:
(i) for a removal action, as defined by the department in regulation,
within three years after completion of the removal action, except that
such cost recovery action shall be commenced within six years after a
determination that continued response action is otherwise appropriate
and consistent with the remedial action to be taken for continued
response action; and
(ii) for a remedial action, as defined by the department in
regulation, within six years after initiation of physical on-site
construction of the remedial action, except that, if the remedial action
is initiated within three years after the completion of the removal
action, costs incurred in the removal action may be recovered in the
cost recovery action brought under this subparagraph.
(d) Declaratory judgment. In any such action described in this
subdivision, the court shall enter a declaratory judgment on liability
for response costs or natural resource damages that will be binding on
any subsequent action or actions under this title to recover further
response costs or damages. A subsequent action or actions under this
section for further response costs at the facility or site may be
maintained at any time during the response action, but must be commenced
no later than three years after the date of completion of all response
action. Except as otherwise provided in this paragraph, an action may be
commenced under this section for recovery of costs at any time after
such costs have been incurred.
(e) Limitations on actions. No action for contribution for any
response costs or natural resource damages may be commenced more than
three years after:
(i) the date of judgment in any action under this section for recovery
of such costs or damages; or
(ii) the date of a judicially approved settlement with respect to such
costs or damages.
Abatement actions.
1. (a) Maintenance, jurisdiction, etc. When the commissioner, after
investigation, determines that there may be an imminent danger to the
health or welfare of the people of the state or the environment, or an
actual or threatened release of hazardous waste from an inactive
hazardous waste disposal site, as defined in clauses (i) and (ii),
respectively, of subparagraph one of paragraph b of subdivision two of
section 27-1305 of this title, is resulting in or is likely to result in
irreversible or irreparable damage to natural resources, the
commissioner may request the attorney general to secure such relief as
may be necessary to abate such danger or threat and to grant such relief
as the public interest and the equities of the case may require. The
commissioner may issue such orders as may be necessary to protect public
health and welfare and the environment, provided the commissioner has a
reasonable belief that persons responsible for implementing such orders
have adequate financial resources to comply, there is evidence
sufficient to support liability of such person, and the department has
made all reasonable efforts to secure voluntary agreement of such person
to abate the imminent danger or threat.
(b) Any such person may request a meeting with the department to
discuss reconsideration of an order, within five business days of
receiving such order, if such person believes they are not liable. Such
request shall include a description of the reason why such person
believes they are not liable and any supporting documentation. The
department shall make all practicable efforts to hold such meeting
within five business days of receiving such request and shall consider
its evidence of such person's liability in light of any information and
documentation provided.
(c) Any such order issued by the commissioner shall be a final
determination of the department and subject to challenge pursuant to
article seventy-eight of the civil practice law and rules.
(d) No action may be taken under paragraph (a) of this subdivision
against a bona fide prospective purchaser, as defined in subdivision
five of section 27-1323 of this title.
2. Fines; reimbursement. (a) Any person who, without sufficient cause,
fails or refuses to comply with any order of the commissioner under
subdivision one of this section may, in an action brought in the
appropriate court of competent jurisdiction to enforce such order, be
fined not more than thirty-seven thousand five hundred dollars for each
day in which such violation occurs or such failure to comply continues.
(b) (i) Any person who receives and complies with the terms of any
order issued under subdivision one of this section may, within sixty
days after completion of the required action, petition the commissioner
for reimbursement from the hazardous waste remedial fund pursuant to
section ninety-seven-b of the state finance law for the reasonable costs
of such action, plus interest. Any interest payable under this
subparagraph shall accrue on the amounts expended from the date of
expenditure at the same rate as specified for interest on investments of
the hazardous substance superfund established under subchapter A of
chapter 98 of title 26 of the federal comprehensive environmental
response, compensation, and liability act.
(ii) If the commissioner refuses to grant all or part of a petition
made under this paragraph, the petitioner may within thirty days of
receipt of such refusal file an action against the department pursuant
to article seventy-eight of the civil practice law and rules.
(iii) Except as provided in subparagraph (iv) of this paragraph, to
obtain reimbursement, the petitioner shall establish by a preponderance
of the evidence that such petitioner is not liable for response costs
under section 27-1313 of this title and that costs for which such
petitioner seeks reimbursement are reasonable in light of the action
required by the relevant order.
(iv) A petitioner under subparagraph (i) of this paragraph may also
recover its reasonable costs of response to the extent that such
petitioner can demonstrate, on the administrative record, that the
commissioner's decision in selecting the response action ordered was
arbitrary and capricious or was otherwise not in accordance with law.
Reimbursement awarded under this subparagraph shall include all
reasonable response costs incurred by the petitioner pursuant to the
portions of the order found to be arbitrary and capricious or otherwise
not in accordance with law.
(v) Reimbursement awarded by a court under subparagraph (iii) or (iv)
of this paragraph may include appropriate costs, fees, and other
expenses in accordance with section eighty-six hundred one of the civil
practice law and rules.
3. The commissioner shall provide notice of the provisions of this
section to known responsible persons at sites listed in clauses (i) and
(ii) of subparagraph one of paragraph b of subdivision two of section
27-1305 of this title, within six months of the effective date of the
chapter of the laws of two thousand twenty-five which added this
section, if the commissioner intends to issue an order to such
responsible persons. No such orders shall be issued within a one-year
period after the effective date of the chapter of the laws of two
thousand twenty-five which added this section.
Community participation.
1. To facilitate an inactive hazardous waste disposal site remedial
program and enable community members to participate more fully in
decisions that affect their community, the department shall provide
opportunities for community involvement and shall consult with the
public throughout that process, before the department forms or adopts
final positions. The primary goals of the community participation
program at sites are to facilitate two-way communication between the
department and individuals, groups, and organizations that have
expressed interest in or are affected by the site or the site's remedial
program, with a special focus on sites in disadvantaged communities and
to take into account the community's interests in the decision-making
process associated with the remediation of sites.
2. All inactive hazardous waste disposal site remedial programs shall
include community participation activities which, at a minimum, shall
include, but are not limited to, the preparation of a community
participation plan, establishment of a document repository, and public
notice to interested individuals and groups with a prescribed comment
period at select milestones.
3. The design of each community participation plan, including the
level of community involvement and the tools utilized, shall take into
account the scope and scale of the proposed inactive hazardous waste
disposal site remedial program, local interest and history, location
within a disadvantaged community, and other relevant factors. While
retaining flexibility to tailor each plan to each site, community
participation plans shall embody the following principles of meaningful
community participation:
a. opportunities for community involvement should be provided as early
as possible in the decision-making process prior to the selection of a
preferred course of action by the department and/or the responsible
person;
b. activities proposed in such plan should be as reflective of the
diversity of interests and perspective found within the community as
possible, allowing the public the opportunity to have their views heard
and considered, which may include opportunities for dialogue; and
c. full, timely, and accessible disclosure and sharing of information
by the department shall be provided, including the provision of
technical data and the assumptions upon which any analyses are based.
4. Each community participation plan shall include the following
minimum elements:
a. an inactive hazardous waste disposal site remedial program site
contact list;
b. the name and address of a document repository and proof of
acceptance of this designation by the repository;
c. overview of the site's history and contamination issues, including
the nature of threats to public health and the environment, once known;
d. identification of major issues of public concern related to the
site and a description of any interim actions planned or taken to
address the issues, if appropriate;
e. a description of the phases of the major elements of the inactive
hazardous waste disposal site remedial program;
f. a description of community participation activities conducted or
planned relative to the inactive hazardous waste disposal site; and
g. a description of any additional community participation activities
needed to address public concerns.
5. All community participation plans will be subject to department
review and approval. The citizen participation plan shall be updated
during the implementation of the inactive hazardous waste disposal site
remedial program.
6. Document repository. A document repository shall be established at
a location accessible to the public where they can review the inactive
hazardous waste disposal site remedial program documents, and an
electronic repository shall also exist on the department's website.
a. Documents shall be placed in the repository, which are:
(i) approved by the department; or
(ii) otherwise designated by the department for inclusion.
b. The responsible person shall make available to the department all
appropriate documents for inclusion in the repository.
TITLE 14 Brownfield Cleanup Program
Short title.
This title shall be known and may be cited as the "Brownfield Cleanup
Program".
Declaration of policy and findings of fact.
The legislature hereby finds that there are thousands of abandoned and
likely contaminated properties that threaten the health and vitality of
the communities they burden, and that these sites, known as brownfields,
are also contributing to sprawl development and loss of open space. It
is therefore declared that, to advance the policy of the state of New
York to conserve, improve, and protect its natural resources and
environment and control water, land, and air pollution in order to
enhance the health, safety, and welfare of the people of the state and
their overall economic and social well being, it is appropriate to adopt
this act to encourage persons to voluntarily remediate brownfield sites
for reuse and redevelopment by establishing within the department a
statutory program to encourage cleanup and redevelopment of brownfield
sites. All remedies shall be fully protective of public health and the
environment including, but not limited to, groundwater according to its
classification pursuant to section 17-0301 of this chapter. A remedial
program that achieves a permanent cleanup of a contaminated site,
including the restoration of groundwater to its classified use, is to be
preferred over a remedial program that does not do so. It is the intent
of the legislature that the provisions of this brownfield cleanup
program shall not be construed as limiting or otherwise affecting any
authority conferred upon the department by any other provision of law.
Definitions.
1. "Applicant" shall mean a person whose request to participate in the
brownfield cleanup program under this title has been accepted by the
department:
(a) "Participant" shall mean an applicant who either: (i) was the
owner of the site at the time of the disposal or discharge of
contaminants or (ii) is otherwise a person responsible according to
applicable principles of statutory or common law liability, unless such
person's liability arises solely as a result of such person's ownership
or operation of or involvement with the site subsequent to the disposal
or discharge of contaminants.
(b) "Volunteer" shall mean an applicant other than a participant,
including without limitation a person whose liability arises solely as a
result of such person's ownership or operation of or involvement with
the site subsequent to the disposal or discharge of contaminants,
provided however, such person exercises appropriate care with respect to
contamination found at the facility by taking reasonable steps to:
(i) stop any continuing release;
(ii) prevent any threatened future release; and
(iii) prevent or limit human, environmental, or natural resource
exposure to any previously released contamination.
2. "Brownfield site" or "site" shall mean any real property where a
contaminant is present at levels exceeding the soil cleanup objectives
or other health-based or environmental standards, criteria or guidance
adopted by the department that are applicable based on the reasonably
anticipated use of the property, in accordance with applicable
regulations. Such term shall not include real property:
(a) listed in the registry of inactive hazardous waste disposal sites
under section 27-1305 of this article at the time of application to this
program and given a classification as described in subparagraph one or
two of paragraph b of subdivision two of section 27-1305 of this
article; provided, however, real property listed in the registry of
inactive hazardous waste disposal sites under subparagraph two of
paragraph b of subdivision two of section 27-1305 of this article, where
such real property is owned by a volunteer or under contract to be
transferred to a volunteer, shall not be deemed ineligible to
participate, provided that, prior to the site being accepted into the
brownfield cleanup program, the department has not identified any
responsible party for that property having the ability to pay for the
investigation or cleanup of the property and further provided that the
status of any such site as listed in the registry shall not be altered
prior to the issuance of a certificate of completion pursuant to section
27-1419 of this title. The department's assessment of eligibility under
this paragraph shall not constitute a finding concerning liability with
respect to the property;
(b) listed on the national priorities list established under authority
of 42 U.S.C. section 9605;
(c) subject to an enforcement action under title seven or nine of this
article, or permitted or required to be permitted as a treatment,
storage or disposal facility; provided, that nothing herein contained
shall be deemed otherwise to exclude from the scope of the term
"brownfield site" a hazardous waste treatment, storage or disposal
facility having interim status according to regulations promulgated by
the commissioner and provided further that real property owned by a
volunteer or under contract to be transferred to a volunteer shall not
be deemed ineligible to participate provided that, prior to the site
being accepted into the brownfield cleanup program, the department has
not identified any responsible party for that property having the
ability to pay for the investigation or cleanup of the property;
(d) subject to an order for cleanup pursuant to article twelve of the
navigation law or pursuant to title ten of article seventeen of this
chapter except such property shall not be deemed ineligible if it is
subject to a stipulation agreement; or
(e) subject to any other on-going state or federal environmental
enforcement action related to the contamination which is at or emanating
from the site subject to the present application.
3. "Brownfield site contact list" shall mean a list of persons,
government agencies, groups, or organizations, including, but not
limited to the chief executive officer and zoning board of each county,
city, town and village in which such site is located, in a city with a
population of one million or more, any community board in which such
site is located, the public water supplier which serves the area in
which such site is located, any site residents, any person who has
requested to be placed on the site contact list, and the administrator
of any school or day care facility located on the site for the purposes
of posting and/or dissemination at the facility. For the purposes of
this section "water supplier" means any public water system as such term
is defined for the purposes of the sanitary code of the state of New
York as authorized by section two hundred twenty-five of the public
health law. Provided, however, that where the site or adjacent real
property contains multiple dwelling units, the applicant shall work with
the department to develop an alternative method for providing such
notice in lieu of mailing to each individual.
4. "Brownfield site cleanup agreement" shall mean an agreement
executed in accordance with section 27-1409 of this title by an
applicant and the department for the purpose of completing a brownfield
site remedial program.
5. "Brownfield site remedial program" or "remedial program" shall mean
all remedial activities or actions undertaken to eliminate, remove,
treat, abate, control, manage, or monitor contamination at or emanating
from a brownfield site, including, but not limited to, the following:
(a) remedial investigation and remedy selection activities needed to
develop such a program;
(b) design activities;
(c) construction activities including without limitation grading,
contouring, trenching, grouting, capping, excavating, transporting,
incinerating, thermally treating, chemically treating, biologically
treating, constructing leachate collection and treatment systems or
application of innovative technologies approved by the department;
(d) interim remedial measures;
(e) post-construction operation, maintenance, and monitoring;
(f) restoration of the environment;
(g) involvement by local governments of jurisdiction and by the
general public; or
(h) oversight by the department.
6. "Citizen participation plan" shall mean the description of citizen
participation activities prepared and carried out pursuant to section
27-1417 of this title.
7. "Concentrated solid or semi-solid hazardous wastes" shall mean
solid or semi-solid hazardous wastes present in surface or subsurface
soil, surface water or groundwater in a concentrated form, such as
precipitated metallic salts, metal oxides, or chemical sludges.
7-a. "Contaminant" shall mean hazardous waste and/or petroleum as such
terms are defined in this section.
8. "Contamination" or "contaminated" shall mean the presence of a
contaminant in any environmental media, including soil, surface water,
groundwater, air, or indoor air.
9. "Dense non-aqueous phase liquid" or "DNAPL" shall mean a hazardous
waste that is a liquid that is denser than water and does not dissolve
or mix easily in water.
10. "Document repository" shall mean a repository of brownfield site
remedial program documents approved by the department or released for
public notice established in a publicly accessible building near the
location of such site.
11. "Engineering control" shall mean any physical barrier or method
employed to actively or passively contain, stabilize, or monitor
contamination, restrict the movement of contamination to ensure the
long-term effectiveness of a remedial program, or eliminate potential
exposure pathways to contamination. Engineering controls include, but
are not limited to, pavement, caps, covers, subsurface barriers, vapor
barriers, slurry walls, building ventilation systems, fences, access
controls, provision of alternative water supplies via connection to an
existing public water supply, adding treatment technologies to such
water supplies, and installing filtration devices on private water
supplies.
12. "Feasible" shall mean suitable to site conditions, capable of
being successfully carried out with available technology, implementable
and cost effective.
13. "Financial assurance" shall include but not be limited to surety
bonds, trust funds, letters of credit, insurance or a multiple of
financial mechanisms as determined to be adequate by the department.
14. "Free product" shall mean an immiscible non-aqueous phase liquid,
other than a dense non-aqueous phase liquid present as a liquid in
surface or sub-surface soil, surface water or groundwater in a
potentially mobile state.
15. "Grossly contaminated soil" shall mean soil which contains free
product or residual contamination which is identifiable either visually,
through the perception of odor, by elevated contaminant vapor levels, by
field instrumentation, or is otherwise readily detectable.
16. "Groundwater" shall mean water below the land surface in a
saturated zone of soil or rock. This includes perched water separated
from the main body of groundwater by an unsaturated zone.
17. "Hazardous waste" shall mean a hazardous waste as defined in
section 27-1301 of this article.
18. "Institutional control" shall mean any non-physical means of
enforcing a restriction on the use of real property that limits human or
environmental exposure, restricts the use of groundwater, provides
notice to potential owners, operators, or members of the public, or
prevents actions that would interfere with the effectiveness of a
remedial program or with the effectiveness and/or integrity of
operation, maintenance, or monitoring activities at or pertaining to a
brownfield site.
19. "Interim remedial measures" shall mean activities to address both
emergency and non-emergency site conditions, which can be undertaken
without extensive investigation and evaluation, to prevent, mitigate, or
remedy environmental damage or the consequences of environmental damage
attributable to a site, including but not limited to, the following
activities: construction of diversion ditches, collection systems, free
product recovery systems, or leachate collection systems; construction
of fences or other barriers; installation of water filters; provision of
alternative water systems; the removal of free product; or plume
control.
20. "Light Non Aqueous Phase Liquid" or "LNAPL" shall mean a
contaminant that is a liquid that is lighter than water and does not
dissolve or mix easily in water.
21. "Municipality" shall mean a local public authority or public
benefit corporation, a county, city, town, village, school district,
supervisory district, district corporation, improvement district within
a county, city, town or village or Indian nation or tribe recognized by
the United States with a reservation wholly or partly within the
boundaries of the state, or any combination thereof.
22. "Newspaper notice" shall mean the placement of a prominently
located, paid newspaper advertisement in the community bulletin section
or similar local section of a newspaper of general circulation in the
vicinity of the brownfield site which is the subject of the notice. Such
notice shall be in English and in any other language spoken by
significant numbers of people within the community.
23. "Non-aqueous phase liquid" shall mean a liquid that does not
dissolve or mix easily in water.
24. "Off-site contamination" shall mean any contamination which has
emanated from a brownfield site beyond the real property boundaries of
such site, via movement through air, indoor air, soil, surface water or
groundwater.
25. "On-site contamination" shall mean any contamination located
within the real property boundaries of a brownfield site.
26. "Permanent cleanup" or "permanent remedy" shall mean a cleanup or
remedy that would allow a site to be used for any purpose without
restriction and without reliance on the long-term employment of
institutional or engineering controls.
27. "Petroleum" shall have the meaning set forth in section one
hundred seventy-two of the navigation law.
28. "Residual contamination" shall mean contamination remaining as a
solid, semi-solid or immiscible liquid in surface or subsurface soil,
geologic matrix pore spaces or fractures and held in place by capillary
forces or other physical or chemical forces that will not drain from the
formation.
29. "Affordable housing project" shall mean (a) a project as shall be
defined in regulation by the department, after consultation with the
division of housing and community renewal, which shall at a minimum,
establish the percentage of units in the project that must be below a
defined percentage of the area median income; or (b) a project situated
on a brownfield site that demonstrates the project is the subject of a
determination by a federal, state or local government housing agency
that all or a portion of the project or site will qualify for benefits,
including but not limited to real property taxation exemptions, is or
will be eligible under an affordable housing program which requires that
a percentage of residential rental or home ownership dwelling units be
dedicated to tenants or homeowners at a defined maximum percentage or
percentages of area median income based on the occupants' households
annual gross income. Such federal, state or local affordable housing
program shall confer a benefit to the project. For the purposes of this
subdivision, the term "benefit" shall be broadly construed, and shall
include, but not be limited to, tax benefits, including real estate tax
benefits, tax credits, bond financing, subsidy financing, and zoning
variances or waivers. Further, the department may by regulation, after
consulting with the division of housing and community renewal, exclude
specific benefits from qualifying pursuant to this subdivision. To
demonstrate eligibility under this subdivision, the project must present
a certification of compliance or other evidence of eligibility by a
federal, state, or local government affordable housing agency that such
project is an affordable housing project. For purposes of this
subdivision, "area median income" shall mean the area median income for
the primary metropolitan statistical area or for the county if located
outside a metropolitan statistical area, as determined by the United
States department of housing and urban development or its successor for
a family of four, as adjusted for family size.
30. "Underutilized" shall be defined in regulation by the department,
after consultation with the business community and the city of New York.
Such regulations shall be adopted no later than October first, two
thousand fifteen and take into consideration the existing use of a
property relative to allowable development under zoning, the need for
substantial government assistance to redevelop and other relevant
factors.
31. "Upside down" shall mean a property where the projected and
incurred cost of the investigation and remediation which is protective
for the anticipated use of the property equals or exceeds seventy-five
percent of its independent appraised value, as of the date of submission
of the application for participation in the brownfield cleanup program,
developed under the hypothetical condition that the property is not
contaminated.
32. "Disadvantaged community" shall mean a community that is
identified pursuant to section 75-0111 of this chapter.
33. "Renewable energy facility site" shall mean real property: (a)
that is used for a renewable energy system, as defined in section
sixty-six-p of the public service law; or (b) any co-located system
storing energy generated from such a renewable energy system prior to
delivering it to the bulk transmission, sub-transmission, or
distribution system.
Request for participation.
1. A person who seeks to participate in this program shall submit a
request to the department on a form provided by the department. Such
form shall include information to be determined by the department
sufficient to allow the department to determine eligibility and the
current, intended and reasonably anticipated future land use of the site
pursuant to section 27-1415 of this title. Any such person shall submit
an investigation report sufficient to demonstrate that the site requires
remediation in order to meet the remedial requirements of this title.
1-a. If the person is also seeking a determination that the site is
eligible for the tangible property credit component of the brownfield
redevelopment tax credit pursuant to paragraph three of subdivision (a)
of section twenty-one of the tax law for a site located in a city having
a population of one million or more, such person shall submit
information sufficient to demonstrate that: (a) at least half of the
site area is located in an environmental zone as defined in section
twenty-one of the tax law; (b) the property is upside down or
underutilized; (c) the project is an affordable housing project; (d) the
project is within a disadvantaged community, within a designated
brownfield opportunity area, and meets the conformance determinations
pursuant to subdivision ten of section nine hundred seventy-r of the
general municipal law; or (e) the project is being developed as a
renewable energy facility site. An applicant may request an eligibility
determination for tangible property credits at any time from application
until the site receives a certificate of completion pursuant to section
27-1419 of this title except for sites seeking eligibility under the
underutilized category.
Sites are not eligible for tangible property tax credits if: (a) the
contamination from ground water or soil vapor is solely emanating from
property other than the site subject to the present application; or (b)
the department has determined that the property has previously been
remediated pursuant to titles nine, thirteen and fourteen of this
article, title five of article fifty-six of this chapter and article
twelve of the navigation law such that it may be developed for its then
intended use.
2. If the person chooses, such person may also submit a work plan for
a site investigation or a final report describing the results of an
investigation that meets the requirements of this article.
3. The department shall notify the person requesting participation in
this program within thirty days after receiving such request that such
request is either complete or incomplete. In the event the application
is determined to be incomplete the department shall specify in writing
the missing necessary information required pursuant to this article to
complete the application and shall have ten days after receipt of the
missing information to issue a written determination if the application
is complete.
4. Upon the receipt of an application, the department shall notify the
administrator of the New York environmental protection and spill
compensation fund to determine whether such person has been identified
as responsible for cleanup and removal costs for the discharge of
petroleum at or emanating from the brownfield site for which the person
is seeking participation and whether there is an outstanding claim
against such person pursuant to article twelve of the navigation law.
The administrator shall notify the department and the person within
thirty days of such notice of any outstanding claim by the fund against
such person at the brownfield site for which the person is seeking
participation.
5. Upon the determination that the application is complete, the
department shall commence a thirty day comment period and place a
notification of receipt of request to participate in this program in the
environmental notice bulletin and provide newspaper notice. The
department shall also provide notice thereof in writing to the chief
executive officer and zoning board of each county, city, town and
village in which such brownfield site is located, residents on and/or
adjacent to the site, the public water supplier which services the area
in which such brownfield site is located, any person who has requested
to be placed on the brownfield site contact list and the administrator
of any school or day care facility located on and/or adjacent to the
site for the purposes of posting and/or dissemination at the facility.
For purposes of this section "water supplier" means any public water
system as such term is defined for the purposes of the sanitary code of
the state of New York as authorized by section two hundred twenty-five
of the public health law. Provided, however, that where the site or
adjacent real property contains multiple dwelling units, the person
shall work with the department to develop an alternative method for
providing such notice in lieu of mailing to each individual.
6. The department shall use all best efforts to expeditiously notify
the applicant within forty-five days after receiving a complete
application for participation that such request is either accepted or
rejected, and, for any applicant seeking to receive the tangible
property credit component of the brownfield redevelopment tax credit
pursuant to paragraph three of subdivision (a) of section twenty-one of
the tax law, shall concurrently notify the applicant whether the
criteria for receiving such component as set forth in subdivision one of
this section have been met.
7. In the event a final investigation report describing the results of
an investigation that meets the requirements of this article was
submitted with the application, the person shall establish a document
repository, notify individuals on the brownfield site contact list, and
provide for a thirty day comment period. Within sixty days after
receiving a person's application the commissioner shall inform the
person in writing that the investigation is complete or that the
investigation is incomplete and specify the missing necessary
information required pursuant to this article to complete the
investigation and/or the final investigation report.
8. The department shall reject such request if:
(a) the department determines that the request is for real property
which does not meet the requirements of a brownfield site as defined in
this title; or
(b) there is an action or proceeding relating to the brownfield site
against the person who is requesting participation that is pending in
any civil or criminal court in any jurisdiction, or before any state or
federal administrative agency or body, wherein the state or federal
government seeks the investigation, removal, or remediation of
contamination or penalties;
(c) there is an order providing for the investigation, removal, or
remediation of contamination relating to the brownfield site against the
person who is requesting participation; or
(d) The person requesting participation is subject to an outstanding
claim as provided in subdivision four of this section.
9. The department may reject such request for participation if the
department determines that the public interest would not be served by
granting such request. The department shall consider factors, including
but not limited to, the following:
(a) The person has been determined in an administrative, civil or
criminal proceeding to have violated any provision of this article, any
related order or determination of the commissioner, any regulation
promulgated pursuant to this article, or any similar statute,
regulation, order of the federal or other state government.
(b) The person has been denied entry into this program based upon one
or more of the provisions of this subdivision, or a similar provision of
federal or other state law.
(c) The person has been found in a civil proceeding to have committed
a negligent or intentionally tortious act, or has been convicted in a
criminal proceeding of a criminal act involving the handling, storing,
treating, disposing or transporting of contaminants.
(d) The person has been convicted of a criminal offense under the laws
of any state or of the United States which involves a violent felony
offense, fraud, bribery, perjury, theft, or an offense against public
administration as that term is used in article one hundred ninety-five
of the penal law.
(e) The person has in any matter within the jurisdiction of the
department knowingly falsified or concealed a material fact or knowingly
submitted a false statement or made use of or made a false statement on
or in connection with any document or application submitted to the
department.
(f) The person is either:
(1) an individual who had a substantial interest in or acted as a high
managerial agent or director for any corporation, partnership,
association or organization which committed an act or failed to act, and
such act or failure to act could be the basis for the denial of a
request for participation pursuant to this section or regulations
promulgated thereunder if such corporation, partnership, association or
organization submitted a request under this title;
(2) a corporation, partnership, association, organization, or any
principal thereof, or any person holding a substantial interest therein,
which committed an act or failed to act, and such act or failure to act
could be the basis for the denial of a request for participation
pursuant to this section or regulations promulgated thereunder if such
corporation, partnership, association or organization submitted a
request under this title; or
(3) a corporation, partnership, association or organization or any
high managerial agent or director thereof, or any person holding a
substantial interest therein, acting as high managerial agent or
director for or holding a substantial interest in another corporation,
partnership, association or organization which committed an act or
failed to act, and such act or failure to act could be the basis for the
denial of a request for a participation pursuant to this section or
regulations promulgated thereunder had such other corporation,
partnership, association or organization submitted a request under this
title.
(g) The person's participation in any remedial program under the
department's oversight was terminated by the department or by a court
for failure to substantially comply with an agreement or order.
For the purposes of this subdivision, "high managerial agent" has the
same meaning as is given that term in section 20.20 of the penal law,
and "substantial interest" shall be defined in regulations promulgated
by the commissioner.
Brownfield site cleanup agreement.
The agreement shall include, but not be limited to, the following
provisions:
1. One describing the boundaries of the real property that is subject
to the brownfield site cleanup agreement;
2. One requiring: (a) the participant to pay for state costs,
including the recovery of state costs incurred before the effective date
of such agreement; provided, however, that such costs may be based on a
reasonable flat-fee for oversight, which shall reflect the projected
future state costs incurred in negotiating and overseeing implementation
of such agreement; and
(b) with respect to a brownfield site which the department has
determined constitutes a significant threat to the public health or
environment the department may include a provision requiring the
applicant to provide a technical assistance grant, as described in
subdivision four of section 27-1417 of this title and under the
conditions described therein, to an eligible party in accordance with
procedures established under such program, with the cost of such a grant
incurred by a volunteer serving as an offset against such state costs;
3. One setting forth a process for resolving disputes arising from the
evaluation, analysis, and oversight of the implementation of the work
plan as described;
4. One requiring an indemnification provision which holds the state
harmless from any claim, suit, action, and cost of every name and
description arising out of or resulting from the fulfillment or
attempted fulfillment of the agreement, except for those claims, suits,
actions, and costs arising from the state's gross negligence or willful
or intentional misconduct;
5. One authorizing the department to terminate a brownfield site
cleanup agreement at any time during the implementation of such
agreement if the applicant implementing such agreement fails to
substantially comply with such agreement's terms and conditions;
6. One stating that the department may exempt the applicant from the
requirement to obtain any state or local permit or other authorization
pursuant to section 27-1429 of this title;
7. One stating that the department shall not consider the applicant an
operator of such brownfield site based solely upon execution or
implementation of such brownfield site cleanup agreement for purposes of
remediation liability;
8. One requiring that the applicant conduct investigation and/or
remediation activities pursuant to one or more work plans which are
approved by the department;
9. One requiring the preparation and implementation of a citizen
participation plan consistent with the requirements of this title as
soon as possible following execution of the agreement but no later than
prior to the preparation of a draft remedial investigation plan by the
applicant which shall include a description of citizen participation
activities already performed by the applicant and/or the department;
10. One requiring a waiver by the applicant, effective upon the
execution of the brownfield site cleanup agreement, any right such
applicant has or may have to make a claim against the state of New York
pursuant to article twelve of the navigation law with respect to the
brownfield site, and a release of the New York environmental protection
and spill compensation fund from any and all legal or equitable claims
or causes of action that such applicant may have as a result of entering
into a brownfield site cleanup agreement or fulfilling a brownfield site
remedial program at such site; and
11. The inclusion of other conditions considered necessary by the
department concerning the effective and efficient implementation of this
title;
12. Nothing in this section shall prohibit or limit the department
from terminating a brownfield site cleanup agreement at any time during
its implementation if the applicant fails to comply substantially with
such agreement's terms and conditions.
13. After acceptance by the department, an executed brownfield cleanup
agreement shall be submitted and returned to the department with payment
of a nonrefundable program fee in the amount of fifty thousand dollars,
which shall be deposited to the credit of the oversight and assistance
account of the hazardous waste remedial fund pursuant to section
ninety-seven-b of the state finance law. The department shall waive such
fee upon a demonstration of financial hardship by the applicant. To
demonstrate financial hardship the applicant must show but for the
program fee, remediation of the brownfield site would not be
economically viable. When evaluating financial hardship, the department
will consider whether the applicant has waived their rights to tax
credits, whether the location of the proposed brownfield site is in a
disadvantaged community or the proposed brownfield site is being
developed as an affordable housing project, the assets and income of the
applicant, and any other factors deemed relevant. The department shall
establish regulations governing the demonstration of financial hardship.
Program fees shall not qualify for any of the tax credits available for
brownfield sites under sections twenty-one, twenty-two, and twenty-three
of the tax law.
Work plan requirements.
1. A remedial investigation work plan shall provide for the
investigation and characterization of the nature and extent of the
contamination within the boundaries of the brownfield site; provided,
however, a participant shall also be required to fully investigate and
characterize the nature and extent of contamination emanating from such
site; and a volunteer must perform a qualitative exposure assessment
pursuant to subdivision two of section 27-1415 of this title regarding
contamination emanating from such site. Such work plan shall require
that the applicant cause a final report to be prepared and submitted to
the department that identifies the investigation activities completed
pursuant to such work plan. Such final report, at a minimum, shall:
(a) Fully characterize the nature and extent of contamination at the
brownfield site; a participant shall also fully characterize the nature
and extent of contamination that has emanated from the brownfield site;
and a volunteer shall describe the findings of the off-site exposure
assessments;
(b) State whether the completed investigation has demonstrated that
conditions at the brownfield site (1) require remediation in order to
meet the remedial requirements of this title; or (2) meet the
requirements of this title without necessity for remediation;
(c) Within twenty days of the completion of the final report the
department shall make a final determination regarding whether the site
poses a significant threat based on criteria promulgated pursuant to
title thirteen of this article; and
(d) For it to be determined that the requirements of this title have
been met without the necessity for remediation, an alternatives analysis
pursuant to section 27-1413 of this title must support such
determination for all sites which do not meet the requirements in Track
1 for unrestricted use and the department must have made a final
determination that the site does not pose a significant threat.
2. A remedial work plan shall provide for the development and
implementation of a remedial program for such contamination within the
boundaries of such brownfield site; provided, however, that a
participant shall also be required to provide in such work plan for the
development and implementation of a remedial program for contamination
that has emanated from such site.
3. Interim remedial measures. (a) Interim remedial measure work plan.
For interim remedial measures that are not emergency response actions an
interim remedial measure work plan shall be prepared by the applicant
containing such provisions as the department deems appropriate.
(b) Interim remedial measure report. For interim remedial measures
that are not emergency response actions, an interim remedial measure
report must be prepared and submitted to the department which shall
include a description of all interim remedial measures completed
pursuant to the interim remedial measure work plan.
4. The commissioner shall use all best efforts to expeditiously
approve, modify, or reject a proposed work plan within forty-five days
from its receipt or within fifteen days of the close of the comment
period, whichever is later.
(a) If the commissioner rejects a proposed work plan, the commissioner
shall notify the applicant and specify the reasons for rejecting same.
(b) If the commissioner approves or modifies such proposed work plan,
the commissioner shall notify the applicant, in writing, that the
proposed work plan has been approved or modified. If the commissioner
requires a modification, the applicant may agree to modify such proposed
work plan or withdraw it from consideration.
5. Within six months of the determination that a site poses a
significant threat, in the event that the applicant is a volunteer, the
department shall bring an enforcement action against any parties known
or suspected to be responsible for contamination (other than such
volunteer) at or emanating from the site according to applicable
principles of statutory or common law liability. If such action cannot
be brought, or does not result in the initiation of a remedial program
by such party or parties at such site, the department shall use best
efforts to begin a remedial program to perform the remediation of
off-site contamination at such site within one year of the completion of
such enforcement action or the completion of the volunteer's on-site
remedial program, whichever is later. The state shall use moneys from
the hazardous waste remedial fund established pursuant to section
ninety-seven-b of the state finance law, and/or from the New York
environmental protection and spill compensation fund established
pursuant to section one hundred seventy-nine of the navigation law, as
appropriate, to undertake the investigation and/or remediation of such
contamination. The state's costs incurred relative to such off-site
contamination shall be recoverable by the state from the person or
persons responsible.
6. An applicant shall include with every report submitted to the
department a schedule for the submission of any subsequent work plan
required to meet the requirements of this title.
Alternatives analysis.
1. For sites proposed to be remediated under Track 1 pursuant to
section 27-1415 of this title, the applicant shall develop and evaluate
at least one remedial alternative.
2. For all other sites, the applicant shall develop and evaluate at
least two remedial alternatives, one of which would achieve a Track 1
cleanup. The department shall have the discretion to require the
evaluation of additional alternatives at a site that has been determined
to pose a significant threat. The applicant shall submit the
alternatives analysis as a part of the remedial work plan to the
department for review, approval, modification or rejection.
3. Unless the applicant has elected to remediate the site to Track 1,
the department may require the applicant, as a condition of continuing
under this program, to develop and evaluate a Track 2 cleanup pursuant
to section 27-1415 of this title for such non-significant threat site
upon due consideration of the following factors:
(a) the degree to which the remedy selection criteria would be better
satisfied by a Track 2 cleanup;
(b) the degree of impact a Track 2 cleanup would have on the
applicant's ability to successfully cleanup and/or redevelop the
property;
(c) the benefit to the environment to be realized by the expeditious
remediation of the property; and
(d) the economic benefit to the state to be realized by the
expeditious remediation of the property.
4. For sites that the department has determined constitute a
significant threat, the department shall select the remedy from a
department-approved alternatives analysis prepared by the applicant.
5. For sites that the department has determined do not constitute a
significant threat, the applicant may select the remedy from a
department-approved alternatives analysis, which analysis shall contain
at least two remedial alternatives as set forth in subdivision two of
this section. Provided, however, that where the department has required
the applicant to develop and evaluate a Track 2 cleanup, the department
shall have the discretion to, as a condition of continuing under this
program, require the applicant to implement such remedy.
Remedial program requirements.
1. Remedial programs. All remedial programs shall be protective of
public health and the environment including but not limited to
groundwater according to its classification pursuant to section 17-0301
of this chapter; drinking water, surface water and air (including indoor
air); sensitive populations, including children; and ecological
resources, including fish and wildlife. In all cases, the target risk of
residual contamination at a site shall not exceed an excess cancer risk
of one in one million for carcinogenic end points and a hazard index of
one for non-cancer end points.
2. Investigation. (a) Remedial investigation. A remedial investigation
shall fully characterize the nature and extent of contamination at
and/or emanating from a brownfield site. Such investigation shall
emphasize data collection and sampling and monitoring, as necessary, and
includes but is not limited to: characterization of site geologic and
hydrogeologic conditions, including groundwater flow, contaminant
movement, and the response of the groundwater system to extraction; and
assessment of the existing and potential impact of groundwater
contamination on private or community water supply wells, surface water
quality, air quality, and indoor air quality.
(b) Qualitative exposure assessment. A qualitative exposure assessment
shall qualitatively determine the route, intensity, frequency, and
duration of actual or potential exposures of humans, fish and wildlife
to contaminants. Such assessment must analyze the nature and size of the
population currently exposed or which may reasonably be expected to be
exposed to the contaminants that are present at or emanating from a
site, and shall include a determination of the reasonably anticipated
future land use of the site and affected off-site areas and the
reasonably anticipated future groundwater use. A qualitative exposure
assessment consists of characterizing the exposure setting, identifying
current and reasonably foreseeable exposure pathways, and evaluating
contaminant fate and transport. Some off-site field investigation to
identify and sample any potential areas of contamination may be required
to support the exposure assessment.
3. Selection. The remedial program for a site shall be selected upon
due consideration of the following factors:
(a) Conformance to standards and criteria that are generally
applicable, consistently applied, and officially promulgated, that are
either directly applicable, or that are not directly applicable but are
relevant and appropriate, unless good cause exists why conformity should
be dispensed with, and with consideration being given to guidance
determined, after the exercise of engineering judgment, to be
applicable. Such good cause exists if any of the following is present:
(i) the proposed action is only part of a complete program that will
conform to such standard or criterion upon completion; or
(ii) conformity to such standard or criterion will result in greater
risk to the public health or to the environment than alternatives; or
(iii) conformity to such standard or criterion is technically
impracticable from an engineering perspective; or
(iv) the program will attain a level of performance that is equivalent
to that required by the standard or criterion through the use of another
method or approach.
(b) Overall protectiveness of the public health and the environment.
(c) Short-term effectiveness.
(d) Long-term effectiveness and permanence. A remedial program that
achieves a complete and permanent cleanup of the site is to be preferred
over a remedial program that does not do so.
(e) Reduction in toxicity, mobility and/or volume of contamination
with treatment. A remedial program that permanently and significantly
reduces the toxicity, mobility and/or volume of contamination is to be
preferred over a remedial program that does not do so. The following is
the hierarchy of the remedial technologies ranked from the most
preferable to the least preferable: destruction, on-site or off-site;
separation/treatment, on-site or off-site; solidification/chemical
fixation, on-site or off-site; control and isolation, on-site or
off-site.
(f) Implementability.
(g) Cost effectiveness.
(h) Community acceptance.
(i) Land use. The current, intended, and reasonably anticipated future
land uses of the site and its surroundings shall be considered in the
selection of the remedy for soil remediation, provided the department
determines that there is reasonable certainty associated with such use.
If the use proposed for the site does not conform with applicable zoning
laws or maps or the reasonably anticipated future use of the site
determined by the department pursuant to this section, the department
shall disapprove such use. The reasonably anticipated future use of the
site and its surroundings shall be documented by the applicant and
determined by the department, taking into consideration factors
including, but not limited to, those listed below:
(i) Current use and historical and/or recent development patterns.
(ii) Applicable zoning laws and maps.
(iii) Brownfield opportunity areas as designated pursuant to section
nine hundred seventy-r of the general municipal law.
(iv) Applicable comprehensive community master plans, local waterfront
revitalization plans as provided for in article forty-two of the
executive law, or any other applicable land use plan formally adopted by
a municipality.
(v) Proximity to real property currently used for residential use, and
to urban, commercial, industrial, agricultural, school or day care
facilities and recreational areas.
(vi) Any written and oral comments submitted by members of the public
on the applicant's proposed use as part of citizen participation
activities performed by the applicant pursuant to this title.
(vii) Environmental justice concerns, which for purposes of this
title, include the extent to which the proposed use may reasonably be
expected to cause or increase a disproportionate burden on the community
in which the site is located, including low-income minority communities,
or to result in a disproportionate concentration of commercial or
industrial uses in what has historically been a mixed use or residential
community.
(viii) Federal or state land use designations.
(ix) Population growth patterns and projections.
(x) Accessibility to existing infrastructure.
(xi) Proximity of the site to important cultural resources, including
federal or state historic or heritage sites or Native American religious
sites.
(xii) Natural resources, including proximity of the site to important
federal, state or local natural resources, including waterways, wildlife
refuges, wetlands, or critical habitats of endangered or threatened
species.
(xiii) Potential vulnerability of groundwater to contamination that
might emanate from the site, including proximity to wellhead protection
and groundwater recharge areas and other areas identified by the
department and the state's comprehensive groundwater remediation and
protection program established pursuant to title thirty-one of article
fifteen of this chapter.
(xiv) Proximity to floodplains.
(xv) Geography and geology.
(xvi) Current institutional controls applicable to the site.
4. Tracks. The commissioner, in consultation with the commissioner of
health, shall propose within twelve months and thereafter timely
promulgate regulations which create a multi-track approach for the
remediation of contamination, and, commencing on the effective date of
such regulations, utilize such multi-track approach. Such regulations
shall provide that groundwater use in Tracks 2, 3 or 4 can be either
restricted or unrestricted. The tracks shall be as follows:
Track 1: The remedial program shall achieve a cleanup level that will
allow the site to be used for any purpose without restriction and
without reliance on the long-term employment of institutional or
engineering controls, and shall achieve contaminant-specific remedial
action objectives for soil which conform with those contained in the
generic table of contaminant-specific remedial action objectives for
unrestricted use developed pursuant to subdivision six of this section.
Provided, however, that volunteers whose proposed remedial program for
the remediation of groundwater may require the long-term employment of
institutional or engineering controls after the bulk reduction of
groundwater contamination to asymptotic levels has been achieved but
whose program would otherwise conform with the requirements necessary to
qualify for Track 1, shall qualify for Track 1.
Track 2: The remedial program may include restrictions on the use of
the site or reliance on the long-term employment of engineering and/or
institutional controls, but shall achieve contaminant-specific remedial
action objectives for soil which conform with those contained in one of
the generic tables developed pursuant to subdivision six of this section
without the use of institutional or engineering controls to reach such
objectives.
Track 3: The remedial program shall achieve contaminant-specific
remedial action objectives for soil which conform with the criteria used
to develop the generic tables for such objectives developed pursuant to
subdivision six of this section but may use site specific data to
determine such objectives.
Track 4: The remedial program shall achieve a cleanup level that will
be protective for the site's current, intended or reasonably anticipated
residential, commercial, or industrial use with restrictions and with
reliance on the long-term employment of institutional or engineering
controls to achieve such level. The regulations shall include a
provision requiring that a cleanup level which poses a risk in
exceedance of an excess cancer risk of one in one million for
carcinogenic end points and a hazard index of one for non-cancer end
points for a specific contaminant at a specific site may be approved by
the department without requiring the use of institutional or engineering
controls to eliminate exposure only upon a site specific finding by the
commissioner, in consultation with the commissioner of health, that such
level shall be protective of public health and environment. Such finding
shall be included in the draft remedial work plan for the site and fully
described in the notice and fact sheet provided for such work plan.
5. Source removal and control measures. The following is the hierarchy
of source removal and control measures ranked from most preferable to
least preferable. For all applicants, the remedial program selected
pursuant to this title shall address sources in the following manner:
(a) Removal and/or treatment. All free product, concentrated solid or
semi-solid contaminants, dense non-aqueous phase liquid, light
non-aqueous phase liquid and/or grossly contaminated soil shall be
removed and/or treated; provided however if the removal and/or treatment
of all such contamination is not feasible, such contamination shall be
removed or treated to the greatest extent feasible.
(b) Containment. Any source remaining following removal and/or
treatment pursuant to this subdivision shall be contained; provided
however if full containment is not feasible, such source shall be
contained to the greatest extent feasible.
(c) Elimination of exposure. Exposure to any source remaining
following removal, treatment and/or containment pursuant to this
subdivision shall be eliminated through additional measures, including
but not limited to, as applicable, the timely and sustained provision of
alternative water supplies and the elimination of volatilization into
buildings; provided however if such elimination is not feasible such
exposure shall be eliminated to the greatest extent feasible.
(d) Treatment of source at the point of exposure. Treatment of source
at the point of exposure, including but not limited to, as applicable,
wellhead treatment or the management of volatile contamination within
buildings, shall be considered as a measure of last resort.
5-a. Plume stabilization shall be evaluated for all remedies and the
further migration of contamination from the site shall be prevented to
the extent feasible, including any actions that would be necessary to
maintain and monitor such stabilization. In addition, a participant
shall prevent the further migration of plumes to the extent feasible.
6. Soil cleanup objectives. (a) The regulations shall include three
generic tables of contaminant-specific remedial action objectives for
soil based on current, intended or reasonably anticipated future use,
including: (i) unrestricted, (ii) commercial and (iii) industrial.
(b) Such objectives shall be protective of public health and the
environment pursuant to subdivision one of this section, and the level
of risk associated with remedial action objectives for individual
contaminants listed in the table or developed by the applicant pursuant
to Track 3 shall not exceed an excess cancer risk of one in one million
for carcinogenic end points and a hazard index of one for non-cancer end
points; provided, however, that if the background soil concentration for
a contaminant in rural soils in New York state exceeds such risk level,
the contaminant-specific action objective for such contaminant may be
established equal to such background concentration. In developing such
tables, the department shall consider:
(i) standards, criteria and guidance which are found by the department
to be applicable or relevant and appropriate pursuant to paragraph (a)
of subdivision three of this section;
(ii) the behaviors of children;
(iii) the protection of adjacent residential uses;
(iv) contaminants which act through similar toxicological mechanisms
or have the potential for additive and/or synergistic effects, and
exposure to the same contaminant or group of contaminants from other
sources and routes; and
(v) the feasibility of achieving more stringent remedial action
objectives, based on experience under the existing state remedial
programs, particularly where toxicological, exposure, or other pertinent
data are inadequate or nonexistent for a specific contaminant.
(c) The department shall update such tables of contaminant-specific
remedial action objectives every five years. The initial tables shall be
published in draft form for public comment with a public comment period
of one hundred twenty days, and be the subject of at least three public
hearings throughout the state. Subsequent tables shall be the subject of
at least one public hearing and a public comment period of at least
ninety days.
(d) For Track 4, exposed surface soils shall not exceed the generic
contaminant-specific remedial action objectives for soil developed for
unrestricted, commercial, or industrial use pursuant to this subdivision
which conforms with the site's current intended, or reasonably
anticipated future use. For purposes of this section "exposed surface
soils" shall mean two feet for sites used for residential use and one
foot for sites used for commercial or industrial use.
7. Institutional and engineering controls.
(a) The department may approve a proposed remedial work plan that
includes institutional controls and/or engineering controls as
components of a proposed remedial program provided the remedial work
plan includes:
(i) a complete description of any proposed use restrictions and/or
institutional controls and the mechanisms that will be used to
implement, maintain, monitor, and enforce such restrictions and
controls, both by the applicant and by state and local government;
(ii) a complete description of any proposed engineering controls and
any operation, maintenance, and monitoring requirements, including the
mechanisms that will be used to continually implement, maintain,
monitor, and enforce such controls and requirements, both by the
applicant and by state and local government;
(iii) an evaluation of the reliability and viability of the long-term
implementation, maintenance, monitoring, and enforcement of any proposed
institutional or engineering controls and an analysis of the long-term
costs of implementing, maintaining, monitoring and enforcing such
controls, including costs that may be borne by state or local
governments;
(iv) sufficient analysis to support a conclusion that effective
implementation, maintenance, monitoring and enforcement of institutional
and/or engineering controls can be reasonably expected;
(v) where required by the department, financial assurance to ensure
the long-term implementation, maintenance, monitoring, and enforcement
of any such controls; and
(vi) a requirement that any engineering control must be used in
conjunction with institutional controls to ensure the continued
integrity of such engineering control.
(b) Within one hundred eighty days of commencement of the remedial
design or at least three months prior to the date of the anticipated
issuance of the certificate of completion, the owner of a brownfield
site, and/or any person responsible for implementing a remedial program
at such site, where institutional or engineering controls are employed
pursuant to this title, shall execute an environmental easement pursuant
to title thirty-six of article seventy-one of this chapter.
(c) The owner of a brownfield site at which institutional or
engineering controls are employed pursuant to this title shall, unless
otherwise provided in writing by the department, annually submit to the
department a written statement by an individual licensed or otherwise
authorized in accordance with article one hundred forty-five of the
education law to practice the profession of engineering, or by such
other expert as the department may find acceptable certifying under
penalty of perjury that the institutional controls and/or engineering
controls employed at such site are unchanged from the previous
certification and that nothing has occurred that would impair the
ability of such control to protect the public health and environment, or
constitute a violation or failure to comply with any operation and
maintenance plan for such controls and giving access to the department
to such real property to evaluate continued maintenance of such
controls.
(d) At non-significant threat sites where contaminants in groundwater
at the site boundary contravene drinking water standards, such
certification shall also certify that no new information has come to the
owner's attention, including groundwater monitoring data from wells
located at the site boundary, if any, to indicate that the assumptions
made in the qualitative exposure assessment of offsite contamination are
no longer valid. Every five years the owner at such sites shall certify
that the assumptions made in the qualitative exposure assessment remain
valid. The requirement to provide such certifications may be terminated
by a written determination by the commissioner in consultation with the
commissioner of health, after notice to the parties on the brownfield
site contact list and a public comment period of thirty days.
(e) The commissioner shall create, update, and maintain a database
system for public information purposes and to monitor and track all
brownfield sites subject to this title. Data incorporated into such
system for each site for which information has been collected pursuant
to this title shall include, but shall not be limited to, a site
summary, name of site owner, location, status of site remedial activity,
and, if one has been created pursuant to title thirty-six of article
seventy-one of this chapter, a copy of the environmental easement, and a
contact number to obtain additional information. Sites shall be added to
such system upon the execution of a brownfield site cleanup agreement
pursuant to section 27-1409 of this title. If and when an environmental
easement is modified or extinguished, the copy of the environmental
easement contained in the database shall be updated accordingly. Such
database shall be in such a format that it can be readily searched by
affected local governments and the public for purposes including but not
limited to determining whether an environmental easement has been
recorded for a site pursuant to title thirty-six of article seventy-one
of this chapter. The database shall be available electronically.
Information from this database shall be incorporated into the geographic
information system created and maintained by the department pursuant to
section 3-0315 of this chapter.
8. Presumptive remedial strategies. Nothing herein contained shall be
deemed to require site-specific remedy selection, and the commissioner
shall have the power to develop a list of presumptive remedial
strategies that applicants may use to meet the requirements associated
with Tracks 1 through 4 of this section. Such remedies may be developed
for specific site types and/or contaminants based upon historical
patterns of remedy selection and the department's scientific and
engineering evaluation of performance data on technology implementation.
9. Use of innovative technologies. The commissioner, in consultation
with the commissioner of health, shall consider and encourage the use of
innovative technologies which will meet the remedial objectives of this
title. Consistent with the provisions of section twelve hundred
eighty-five-f of the public authorities law, the commissioner, in
consultation with the president of the environmental facilities
corporation, shall encourage the development of such technologies.
Citizen participation.
1. Citizen participation handbook. The commissioner shall prepare a
citizen participation handbook for the purpose of providing guidance to
applicants in the design and implementation of meaningful citizen
participation plans consistent with the requirements of this section for
the remediation of brownfield sites as provided in this title. Such
handbook shall encourage citizen involvement by outlining opportunities
and recommended methods for effective citizen participation. The
commissioner shall make such handbook available to all applicants and
other interested members of the public upon request and shall make it
available on the department's website.
2. Citizen participation plans. (a) The design of any citizen
participation plan, including the level of citizen involvement and the
tools utilized, shall take into account the scope and scale of the
proposed remedial program, local interest and history, and other
relevant factors. While retaining flexibility, citizen participation
plans shall embody the following principles of meaningful citizen
participation:
(1) opportunities for citizen involvement should be provided as early
as possible in the decision making process prior to the selection of a
preferred course of action by the department and/or the applicant.
(2) activities proposed in such plan should be as reflective of the
diversity of interests and perspective found within the community as
possible, allowing the public the opportunity to have their views heard
and considered, which may include opportunities for two-way dialogue.
(3) full, timely, and accessible disclosure and sharing of information
by the department shall be provided, including the provision of
technical data and the assumptions upon which the analyses are based.
(b) All citizen participation plans shall include the following
minimum elements:
(1) identification of the interested public and preparation of a
brownfield site contact list;
(2) identification of major issues of public concern related to the
brownfield site;
(3) a description and schedule of public participation activities
required pursuant to this section; and
(4) a description and schedule of any additional public participation
activities needed to address public concerns.
3. Citizen participation requirements. (a) In addition to the formal
milestones listed below, the public may provide comments at any time
during the remedial program.
(b) The person submitting a request for participation, in cooperation
with the department, shall provide a newspaper notice of the person's
request to participate in the program. The person, in cooperation with
the department, shall also provide notice thereof to the brownfield site
contact list. Such notice shall provide for a thirty day public comment
period following publication.
(c) Before the department finalizes the remedial investigation
workplan, the applicant, in cooperation with the department, must notify
individuals on the brownfield site contact list. Such notice shall
include a fact sheet describing such plan and provide for a thirty day
public comment period.
(d) Before the department approves a proposed remedial investigation
report, the department, in consultation with the applicant, shall notify
individuals on the brownfield site contact list. Such notice shall
include a fact sheet describing such report.
(e) Upon the department's determination of significant threat pursuant
to section 27-1411 of this title, the department must provide notice to
individuals on the brownfield site contact list. Such notice shall
include a fact sheet describing the basis of the department's
determination.
(f) Before the department finalizes a proposed remedial work plan or
makes a determination that site conditions meet the requirements of this
title without the necessity for remediation pursuant to section 27-1411
of this title, the department, in consultation with the applicant, must
notify individuals on the brownfield site contact list. Such notice
shall include a fact sheet describing such plan and provide for a
forty-five day public comment period. The commissioner shall hold a
public meeting if requested by the affected community and the
commissioner has found that the site constitutes a significant threat to
the public health or the environment. Further, the affected community
may request a public meeting at sites that do not constitute a
significant threat. (1) To the extent that the department has determined
that site conditions do not pose a significant threat and the site is
being addressed by a volunteer, the notice shall state that the
department has determined that no remediation is required for the
off-site areas and that the department's determination of a significant
threat is subject to this forty-five day comment period. (2) If the
remedial work plan includes a Track 2, Track 3 or Track 4 remedy at a
non-significant threat site, such comment period shall apply both to the
approval of the alternatives analysis by the department and the proposed
remedy selected by the applicant.
(g) Before the applicant commences construction at the brownfield
site, the applicant, in cooperation with the department, shall provide
notice to the individuals on the brownfield site contact list.
(h) Before the department approves a proposed final engineering
report, the department, in consultation with the applicant, must notify
individuals on such contact list. Such notice shall include a fact sheet
describing the brownfield site report, including any proposed
institutional or engineering controls.
(i) Within ten days of the issuance of a certificate of completion at
a site which will utilize institutional or engineering controls, the
applicant, in cooperation with the department, shall provide notice to
the brownfield site contact list. Such notice shall include a fact sheet
describing such controls.
4. Technical assistance grants. (a) Within the limits of
appropriations made available pursuant to paragraph j of subdivision
three of section ninety-seven-b of the state finance law, the
commissioner is authorized to provide grants to any not-for-profit
corporation exempt from taxation under section 501(c)(3) of the internal
revenue code at any site determined to pose a significant threat by the
department and which may be affected by a brownfield site remedial
program. To qualify to receive such assistance, a community group must
demonstrate that its membership represents the interests of the
community affected by such site. Furthermore, the commissioner is
authorized to direct any applicant who is a responsible party, as
defined in section 27-1313 of this article, to provide such grants. Such
grants shall be known as technical assistance grants and may be used to
obtain technical assistance in interpreting information with regard to
the nature of the hazard posed by contamination located or emanating
from a brownfield site or sites and the development and implementation
of a brownfield site remedial program or programs. Such grants may also
be used to hire health and safety experts to advise affected residents
on any health assessments and for the education of interested affected
community members to enable them to more effectively participate in the
remedy selection process. Grants awarded under this section may not be
used for the purposes of collecting field sampling data, political
activity or lobbying legislative bodies.
(b) The amount of any grant awarded under this section may not exceed
fifty thousand dollars at any one site.
(c) No matching contribution from the grant recipient shall be
required for a technical assistance grant. Following a grant award, a
portion of the grant shall be made available to the grant recipient, in
advance of the expenditures to be covered by the grant, in five thousand
dollar installments.
Certification of completion.
1. Upon certification by the applicant that the remediation
requirements of this title have been or will be achieved in accordance
with the schedules provided in reports submitted to the department on
the remedial work plan for the brownfield site, such applicant shall
submit to the department a final engineering report prepared by an
individual licensed or otherwise authorized in accordance with article
one hundred forty-five of the education law to practice the profession
of engineering.
2. A final engineering report shall include, at a minimum:
(a) a description of the remediation activities completed pursuant to
the remedial work plan and any interim remedial measures for the
brownfield site;
(b) a certification that the data submitted to the department
demonstrates that the remediation requirements set forth in the remedial
work plan and any other relevant provisions of this title have been or
will be achieved in accordance with the timeframes, if any, established
in such work plan;
(c) the boundaries of the real property that is subject to a
brownfield site cleanup agreement;
(d) a complete description of any institutional and/or engineering
controls employed at the site, including the mechanisms that will be
used to continually implement, maintain, monitor, and enforce such
controls both by the applicant, the applicant's successors and assigns,
and by state or local government;
(e) a certification that any use restrictions, institutional controls,
engineering controls and/or any operation and maintenance requirements
applicable to the site are contained in an environmental easement
created and recorded pursuant to title thirty-six of article seventy-one
of this chapter and that any affected local governments, as defined in
title thirty-six of article seventy-one of this chapter have been
notified that such easement has been recorded;
(f) a certification that an operation and maintenance plan has been
submitted by the applicant for the continual and proper operation,
maintenance, and monitoring of any engineering controls employed at the
site including the proper maintenance of any remaining monitoring wells,
and that such plan has been approved by the department; and
(g) a certification that any financial assurance mechanisms required
by the department pursuant to this title have been executed.
3. Upon receipt of the final engineering report, the department shall
review such report and the data submitted pursuant to the brownfield
site cleanup agreement as well as any other relevant information
regarding the brownfield site. Upon satisfaction of the commissioner
that the remediation requirements set forth in this title have been or
will be achieved in accordance with the timeframes, if any, established
in the remedial work plan, the commissioner shall issue a written
certificate of completion. The certificate shall include such
information as determined by the department of taxation and finance,
including but not limited to the brownfield site boundaries included in
the final engineering report, the date of the brownfield site cleanup
agreement, and the applicable percentages available as of the date of
the certificate of completion for that site for purposes of section
twenty-one of the tax law. For those sites for which the department has
issued a notice to the applicant on or after July first, two thousand
fifteen or the date of publication in the state register of proposed
regulations defining "underutilized" as provided in subdivision thirty
of section 27-1405 of this title, whichever shall be later, that its
request for participation has been accepted under subdivision six of
section 27-1407 of this title, the tangible property credit component of
the brownfield redevelopment tax credit pursuant to paragraph three of
subdivision (a) of section twenty-one of the tax law shall only be
available to the taxpayer if the criteria for receiving such tax
component have been met. For those sites for which the department has
issued a notice to the taxpayer after June twenty-third, two thousand
eight that its request for participation has been accepted under
subdivision six of section 27-1407 of this title, the applicable
percentage for the site preparation credit component pursuant to
paragraph two of subdivision (a) of section twenty-one of the tax law,
and the on-site groundwater remediation credit component pursuant to
paragraph four of subdivision (a) of section twenty-one of the tax law
shall be based on the level of cleanup achieved pursuant to subdivision
four of section 27-1415 of this title and the level of cleanup of soils
to contaminant-specific soil cleanup objectives promulgated pursuant to
subdivision six of section 27-1415 of this title, up to a maximum of
fifty percent, as follows:
(a) soil cleanup for unrestricted use, the protection of groundwater
or the protection of ecological resources, the applicable percentage
shall be fifty percent;
(b) soil cleanup for residential use, the applicable percentage shall
be forty percent, except for Track 4 which shall be twenty-eight
percent;
(c) soil cleanup for commercial use, the applicable percentage shall
be thirty-three percent, except for Track 4 which shall be twenty-five
percent;
(d) soil cleanup for industrial use, the applicable percentage shall
be twenty-seven percent, except for Track 4 which shall be twenty-two
percent.
4. The commissioner shall not issue a certificate of completion to any
applicant who has been identified by the administrator of the New York
environmental protection and spill compensation fund pursuant to
subdivision four of section 27-1407 of this title as a person
responsible for the cleanup and removal costs for the discharge of
petroleum at or emanating from the brownfield site for which the
applicant is seeking a certificate of completion where the applicant has
not resolved any outstanding claim at such site pursuant to article
twelve of the navigation law.
5. A certificate of completion issued pursuant to this section may be
transferred by the applicant or subsequent holder of the certificate of
completion to a successor to a real property interest, including legal
title, equitable title or leasehold, in all or a part of the brownfield
site for which the certificate of completion was issued. Notwithstanding
any provision of this chapter to the contrary, a certificate of
completion shall not be transferred to a responsible party. Further, a
certificate of completion may be modified or revoked by the commissioner
upon a finding that:
(a) Either the applicant, or the applicant's successors or assigns,
has failed to comply with the terms and conditions of the brownfield
site cleanup agreement;
(b) The applicant made a misrepresentation of a material fact tending
to demonstrate that: (i) it was qualified as a volunteer; or (ii) met
the criteria set forth in subdivision one-a of section 27-1407 of this
title for the purpose of receiving the tangible property credit
component of the brownfield redevelopment tax credit pursuant to
paragraph three of subdivision (a) of section twenty-one of the tax law;
(c) Either the applicant, or the applicant's successors or assigns,
made a misrepresentation of a material fact tending to demonstrate that
the cleanup levels identified in the brownfield site cleanup agreement
were reached; or
(d) There is good cause for such modification or revocation.
6. Upon the commissioner's determination pursuant to subdivision three
or five of this section, the commissioner shall provide the applicant
with notice of such determination and notice of the right to appeal such
determination. The commissioner's determination shall be final unless a
hearing is requested by certified mail sent to the commissioner within
thirty days after receiving notice of such determination. After such
hearing, the commissioner shall give notice of final determination to
such applicant. The commissioner may promulgate regulations to
effectuate the purposes of this section.
7. Nothing herein shall be construed as abrogating any powers or
duties of the administrator of the New York environmental protection and
spill compensation fund as provided in article twelve of the navigation
law.
8. A notice of such certification of completion shall be recorded and
indexed in the office of the recording officer for the county or
counties where such brownfield site is located in the manner prescribed
by article nine of the real property law within thirty days of the
issuance of the certificate of completion if the applicant is an owner
or within thirty days of acquiring title to the brownfield site if the
person is a prospective purchaser.
Brownfield cleanup program report.
1. The commissioner, in consultation with the commissioner of taxation
and finance, shall prepare on or before April thirtieth of each year, a
report concerning the brownfield cleanup program which contains the
following information for the preceding fiscal year:
a. the number of requests for participation received by the
department;
b. the number of remedial investigations commenced, and the number of
remedial investigations completed;
c. the number of requests for participation withdrawn or terminated
prior to issuance of certificate of completion;
d. for each request for participation that resulted in a certificate
of completion, the length of time from the date the department received
the request, to the date the commissioner issues the certificate of
completion;
e. the total number of certificates of completion issued; and
f. such other information as the commissioner may determine is
relevant to the status of the administration of the program.
2. Copies of this report shall be submitted to the governor, the
director of the budget, the temporary president of the senate, the
speaker of the assembly, the chair of the senate finance committee, the
chair of the assembly ways and means committee and the New York
brownfields advisory board.
Liability limitation.
1. Notwithstanding any other provision of law and except as provided
in subdivision two of this section, after the department has issued a
certificate of completion for a brownfield site, the applicant shall not
be liable to the state upon any statutory or common law cause of action,
arising out of the presence of any contamination in, on or emanating
from the brownfield site that was the subject of such certificate at any
time before the effective date of a brownfield site cleanup agreement
entered into pursuant to this title, except that a participant shall not
receive a release for natural resource damages that may be available
under law.
2. (a) The state nonetheless shall reserve all of its rights
concerning, and such liability limitation shall not extend to, any
further investigation and/or remediation the department deems necessary
due to:
(i) environmental contamination at, on, under, or emanating from the
brownfield site if, in light of such conditions, the site is no longer
protective of public health or the environment; or
(ii) non-compliance with the terms of the agreement, the remedial work
plan and the certificate of completion required by this title; or
(iii) fraud committed by the applicant in its application for or
participation in this program; or
(iv) a written finding by the department that a change in an
environmental standard, factor, or criterion upon which the remedial
work plan or no further action determination was based, renders the
brownfield site remedial program implemented at the site no longer
protective of public health or the environment; or
(v) a change in the brownfield site's use subsequent to the
department's issuance of the certificate of completion unless additional
remediation is undertaken which shall meet the standard for protection
of public health and the environment that applies under this title; or
(vi) following the certificate of completion the failure of an
applicant to make substantial progress toward completion of its proposed
development of the site within five years, or the applicant engages in
unreasonable delay and fails to complete its proposed development of the
site within a reasonable time, considering the size, scope and nature of
the development. Provided however, that this subparagraph shall not
apply in the case where a Track 1 - unrestricted use as provided in
section 27-1415 of this title is achieved.
(b) In the case of a volunteer, subparagraph (v) of paragraph (a) of
this subdivision shall not apply if Track 1-unrestricted use as provided
in section 27-1415 of this title is achieved.
3. The liability limitation provided pursuant to this section shall
run with the land, extending to the applicant's successors or assigns
through acquisition of title to the brownfield site and to a person who
develops or otherwise occupies the brownfield site; provided that such
persons act with due care and in good faith to adhere to the
requirements of the brownfield site cleanup agreement and certificate of
completion. However, such liability limitation does not extend, and
cannot be transferred, to a person who is responsible for the disposal
or the discharge of contaminants on such site according to applicable
principles of statutory or common law liability as of the effective date
of the certification of completion issued pursuant to this title, unless
that person was party to the brownfield site cleanup agreement for the
brownfield site pursuant to this article.
4. The provisions of this title shall not affect an action or a claim,
including a statutory or common law claim for contribution or
indemnification, that an applicant has or may have against a third
party.
5. Nothing in this section shall be construed to affect either the
liability of any person with respect to any costs, damages, or
investigative or remedial activities that are not included in the
brownfield site cleanup agreement or remedial investigation work plan
and/or remedial work plan for the brownfield site or the state's
authority to maintain an action or proceeding against any person who is
not subject to the brownfield site cleanup agreement.
6. A person who has received a liability limitation under this
subdivision shall not be liable for claims for contribution regarding
matters addressed in the brownfield site cleanup agreement except
nothing in this section shall effect the liability of the person
responsible for such person's own acts or omissions causing wrongful
death or personal injury. Such liability limitation does not discharge
any of the persons responsible under law to investigate and remediate
the contamination, but it reduces the potential liability of the others
by the amount of the value associated with the remediation activities
described in the final engineering report.
7. Nothing in this section shall be construed to affect the authority
of the department to reach settlement with other persons consistent with
its authority under applicable law.
8. Nothing in this section shall affect the liability of any person
with respect to any civil action brought by a party other than the
state.
9. In addition to any other powers the department may have, the
department shall have the authority to periodically inspect each
brownfield site to ensure that the use of the property complies with the
terms and conditions of the brownfield site cleanup agreement.
Change of use.
1. At least sixty days before the start of physical alteration or
construction constituting a change of use at a brownfield site or at
least sixty days before a change of use at such site not involving any
physical alteration or construction, as the case may be, the person or
entity proposing to make a change of use shall provide written
notification to the department.
2. No person shall engage in any activity at a brownfield site that is
not consistent with restrictions placed upon the use of the property, or
that will, or that reasonably is anticipated to: prevent or interfere
significantly with a proposed, ongoing, or completed remedial program;
or expose the public health or the environment to a significantly
increased threat of harm or damage from such site. If the commissioner
determines that a proposed change of use is prohibited pursuant to this
section, he or she shall, within forty-five days after receipt of the
complete notice required by this section, provide the person giving such
notice with a written determination that such change of use will not be
authorized, together with the reasons for such determination.
3. For the purposes of this section:
(a) "change of use" means the transfer of title to all or part of such
brownfield site, the erection of any structure on such site, the
creation of a park or other public or private recreational facility on
such site, or any activity that is likely to disrupt or expose
contamination or to increase direct human exposure; or any other conduct
that will or may tend to significantly interfere with an ongoing or
completed remedial program at such site and the continued ability to
implement the engineering and institutional controls associated with
such site.
(b) "complete notice" means a notice that adequately apprises the
department of the contemplated change of use of such site and how such
change of use may affect the site's proposed, ongoing, or completed
remedial program.
Permit waivers.
The department, by and through the commissioner, shall be exempt for
activities conducted pursuant to subdivision five of section 27-1411 of
this title and shall be authorized to exempt a person from the
requirement to obtain any state or local permit or other authorization
for any activity needed to implement a program for the investigation
and/or remediation of contamination at or emanating from a brownfield
site; provided that the activity is conducted in a manner which
satisfies all substantive technical requirements applicable to like
activity conducted pursuant to a permit.
Access to sites.
The department, by and through the commissioner, shall be authorized
to:
1. Require that any person permit a duly designated officer or
employee of the department or of a municipal corporation, or any agent,
consultant, or contractor of the department or of a municipal
corporation, or any other person, including an employee, agent,
consultant, or contractor of an applicant acting at the direction of the
department, so authorized in writing by the commissioner, to enter upon
any property which has or may have been the site of the disposal or
discharge of contaminants, and/or areas near such site, for the
following purposes:
a. to inspect and take samples of such contaminants and/or
environmental media, utilizing such sampling methods as may be necessary
or appropriate, including without limitation soil borings and monitoring
wells; provided, that no sampling methods involving the substantial
disturbance of the ground surface of such property may be utilized until
after a minimum of ten days' written notice thereof shall have been
provided to the owner and operator and occupant of such property, if
identifiable by reasonable efforts, unless the commissioner makes a
written determination that such notice will not allow the protection of
the public health or the environment, in which case two days' written
notice shall be sufficient;
b. to implement the investigation and/or remediation of contamination
and/or environmental media; provided that no such work may be undertaken
until after a minimum of ten days' written notice thereof shall have
been provided to the owner and operator and occupant of such property,
if identifiable by reasonable efforts, unless the commissioner makes a
written determination that such notice will not allow the protection of
the public health or the environment, in which case two days' written
notice shall be sufficient.
(i) If any designated officer or employee of the department or of a
municipal corporation, or any agent, consultant, or contractor of the
department or of a municipal corporation, or any other person, including
an employee, agent, consultant or contractor of a responsible person
acting at the direction of the department obtains any samples prior to
leaving the premises they shall give to the owner a receipt describing
the sample obtained and, if requested, a portion of such sample equal in
volume or weight to the portion retained. If any analysis is made of
such samples, a copy of the results of such analysis shall be furnished
promptly to the owner. Upon the completion of all sampling or subsequent
remediation activities, the department shall remove, or cause to be
removed, all equipment and well machinery and return the ground surface
of the property to its condition prior to such sampling unless the
department and the owner of the property shall agree otherwise.
(ii) the expense of any such sampling and analysis shall be paid by
the department, but may be recovered from any responsible person in any
action or proceeding brought pursuant to this title or common law.
c. to inspect for compliance with the site management plan approved by
the department, including (i) inspection of the performance of
maintenance, monitoring and operational activities required as part of
the remedial program for the site, (ii) inspection for the purpose of
ascertaining current uses of the site, and (iii) taking samples in
accordance with paragraph (a) of this subdivision.
2. a. Require that any person furnish to the department, in a form and
manner as prescribed by the department, information relating to the
current and past contaminant generation, treatment, storage, disposal,
and/or transportation activities of such person or any other person now
or formerly under the control of such person; in the event such person
cannot comply therewith, in whole or in part, such person shall furnish
to the department information describing all efforts made by such person
to comply therewith; any information so furnished to the department
shall be considered a "written instrument" as defined in subdivision
three of section 175.00 of the penal law;
b. Require that any person permit a duly designated officer or
employee of the department at all reasonable times to have access to and
to copy all books, papers, documents, and records relating to the
current and past contaminant generation, treatment, storage, disposal,
and/or transportation activities of such person or any person now or
formerly under the control of such person;
c. Require, by subpoena issued in the name of the department, the
production of books, papers, documents, and other records, and the
rendition of testimony by deposition under oath of any person relating
to the current and past contaminant generation, treatment, storage,
disposal, and/or transportation activities of such person or any person
now or formerly under the control of such person; such subpoenas and
depositions shall be regulated by the civil practice law and rules; the
commissioner may invoke the powers of the supreme court of the state of
New York or any other court of competent jurisdiction to compel
compliance therewith.
Waiver of interest or penalties or other charges on
brownfield properties.
Notwithstanding any provision of law to the contrary, the governing
body of any tax district shall be authorized, by resolution, to permit
the enforcing officer to effect the cancellation in whole or in part of
any interest, penalties or other charges on real property where such
real property is subject to the brownfield site clean-up agreement
entered into by a volunteer pursuant to section 27-1409 of this title.
Provided, however, that in cases where such interest, penalties, or
other charges, if collected by a tax district, belong to a municipal
corporation within such tax district, no reduction or remission in whole
or in part of such interest, penalties, or other charges shall be made
without the consent of the municipal corporation affected, which consent
may be given by resolution adopted after a public hearing. Failure of
such real property to receive a certificate of completion pursuant to
section 27-1419 of this title or revocation of such certificate shall be
grounds for revocation of any waiver of interest, penalties, or charges
granted pursuant to this section.
BCP-EZ program.
1. The department may promulgate regulations to implement a program
providing for the expedited investigation and/or remediation of
contamination at brownfield sites (BCP-EZ program), provided that:
(a) at the time of the application, the department has determined that
the brownfield site does not pose a significant threat pursuant to
section 27-1411 of this title;
(b) the applicant has waived in writing any claim for tax credits
pursuant to section twenty-one of the tax law on a form prescribed by
the department; and
(c) the activity is conducted in a manner which satisfies all
requirements applicable to like activity conducted pursuant to sections
27-1415 and 27-1417 of this title, except as provided in subdivision two
of this section and the time periods specified in paragraphs (b) and (c)
of subdivision three of section 27-1417 of this title.
2. For any site accepted into the BCP-EZ program pursuant to this
section with a remedial work plan identifying a Track 4 remediation, if
a contaminant is identified in soil in excess of the remedial action
objectives contained in an applicable generic table developed pursuant
to subdivision six of section 27-1415 of this title, the applicant may
use site-specific data to demonstrate to the department that the
concentration of the contaminant in the soils reflects background
conditions and, in that case, a contaminant-specific action objective
for such contaminant equal to such background concentration may be
established provided that such objective is protective of the public
health and the environment and is determined in a manner acceptable to
the department.
3. Upon the department's acceptance of the certification by the
applicant that the remediation requirements of this title, pursuant to
section 27-1419 of this title, have been achieved for the brownfield
site and an environmental easement, if necessary, has been created and
filed pursuant to title thirty-six of article seventy-one of this
chapter, a site in the BCP-EZ program shall be eligible to receive a
certificate of completion in accordance with section 27-1419 of this
title; provided, however, that such certificate of completion shall not
entitle the holder to any tax credits provided by section twenty-one of
the tax law.
TITLE 15 Storage, Treatment, Disposal and Transportation of Regulated Medical Waste
Definitions.
1. "Regulated medical waste" shall mean regulated medical waste as
defined pursuant to section thirteen hundred eighty-nine-aa of the
public health law and regulations promulgated thereunder, provided,
however, that "regulated medical waste" shall not include any hazardous
waste identified or listed pursuant to section 27-0903 of this article,
or any household waste as defined in regulations promulgated under such
section.
2. "Person" shall mean an individual, trust, firm, joint stock
company, corporation (including a government corporation), partnership,
association, state or federal government and any agency thereof,
municipality, commission, political subdivision of a state, or any
interstate body.
3. "Storage" shall mean the containment of regulated medical waste in
such a manner as not to constitute disposal of such waste.
4. "Transport" shall mean the movement of regulated medical waste from
the point of generation to any intermediate points and finally to the
point of ultimate disposal. For the purposes of this title, the point of
generation with regard to facilities that are generator's of regulated
medical waste shall be the point at which the regulated medical waste
leaves the generator's facility site.
5. "Treatment" shall mean any method, technique or process designed to
change the character or composition of any regulated medical waste so as
to either neutralize such waste or to render such waste not infectious
as approved by the commissioner of health pursuant to section thirteen
hundred eighty-nine-dd of the public health law.
7. "Ownership" shall mean the possession of equity in the capital, the
stock or the profits of an entity transporting regulated medical waste,
including, but not limited to, property in or title to a vehicle or
vessel or any exclusive lease or bailment of a motor vehicle for a
period of greater than thirty days.
8. "Indirect ownership" shall mean an ownership interest in an entity
that has an ownership interest in an entity transporting regulated
medical waste.
9. "Substantial interest" shall mean ownership or indirect ownership
of ten per centum or more.
11. "Infectious agents" shall be limited to those organisms that cause
disease or an adverse health impact to humans.
Applicability.
It is the purpose of this title to regulate the transportation of
regulated medical waste in a uniform manner throughout the state. All
the requirements of this title shall apply to any person or persons
engaged in the storage, containment, treatment, disposal or transfer of
regulated medical waste off the site of the facility producing such
waste. This title and the regulations promulgated pursuant hereto shall
supersede all other state and local laws relating to the transportation
of regulated medical waste to the extent such laws are not consistent
with this title and such regulations.
Regulated medical waste tracking program.
1. The commissioner shall promulgate new regulations or amend existing
regulations establishing a program for the tracking of the regulated
medical waste which is generated in this state. Such regulations shall
not be subject to the requirements of subdivision 2 of section 3-0301 of
this chapter.
2. Such program shall:
a. Provide for tracking of the transportation of the waste from the
generator to the disposal facility, except that waste that is treated
need not be tracked after treatment;
b. Include a system for providing the generator of the waste with
assurance that the waste was treated or received by the disposal
facility; and
c. Use a uniform form for tracking provided that different forms may
be required for generators of differing quantities of medical waste.
Storage and containment of regulated medical waste.
1. Containment of regulated medical waste shall be in a manner and
location which affords protection from the environment and limits
exposure to the public.
2. Unless otherwise approved by the department, regulated medical
waste shall be contained at the generator's facility and at any other
location off the site of the generator's facility only for such periods
and under such conditions pursuant to rules and regulations adopted in
furtherance of this title.
3. Containment of regulated medical waste shall be separate from other
wastes. Containers used for the containment of regulated medical waste
shall be marked with prominent warning signs on the containers with the
word "infectious" or the words "regulated medical waste".
4. Regulated medical waste, except for all discarded sharps, shall be
contained in bags which are impervious to moisture and have a strength
sufficient to resist ripping, tearing or bursting under normal
conditions of usage and of handling. The bags shall be secured so as to
prevent leakage during storage, handling or transport. All bags used for
containment and disposal of regulated medical wastes shall be red in
color.
5. All discarded sharps shall be contained for disposal in leakproof,
rigid, puncture-resistant containers which are secured to preclude loss
of the contents. Such containers shall be red in color or shall be
conspicuously labeled with the word "infectious" or the words "regulated
medical waste".
6. Before regulated medical waste is transported from the generator's
facility, regulated medical waste contained in disposable containers
shall be placed for storage or handling in disposable or reusable pails,
cartons, drums or portable bins. The containment system shall be
leakproof, have tight-fitting covers and be kept clean and in good
repair. The containers may be of any color and shall be conspicuously
labeled with the word "infectious" or the words "regulated medical
waste".
7. Reusable containers for regulated medical waste shall be thoroughly
washed and decontaminated each time they are emptied in conformity with
procedures prescribed by the department of health, unless the surfaces
of the containers have been completely protected from contamination by
disposable liners, bags or other devices removed with the waste.
8. Reusable pails, drums or bins used for containment of regulated
medical waste shall not be used for containment of waste to be disposed
of as other wastes or for other purposes except after being
decontaminated in conformity with procedures prescribed by the
department of health.
9. Trash chutes shall not be used to transfer regulated medical waste
between locations where it is contained.
Treatment and disposal of regulated medical waste.
1. Treatment or disposal of regulated medical waste shall be by one of
the following methods:
a. By incineration in a regulated medical waste incineration facility
approved and under permit pursuant to article nineteen of this chapter
which provides complete combustion of the waste to carbonized or
mineralized ash. Regulated medical waste so combusted shall be
disposable as nonhazardous waste provided it is not an otherwise
hazardous waste as defined in the regulations promulgated under section
27-0903 of this article.
b. By discharge to sewerage system if the waste is liquid or
semi-liquid except as specifically prohibited by the commissioner or the
commissioner of health.
c. By decontamination by autoclaving, or by other technique approved
by the department of health. Regulated medical waste so treated shall be
disposed of as solid waste provided it is not otherwise a hazardous
waste as defined in section 27-0903 of this article or the regulations
promulgated thereunder, and is accompanied by a certificate, in a form
prescribed by the commissioner of health which evidences such treatment.
d. By other method approved in writing by the commissioner of health.
2. Regulated medical wastes shall not be disposed of by burial at a
landfill disposal facility, unless treated in accordance with
subdivision one of this section. All sharps must be rendered
unrecognizable prior to disposal.
Transfer of regulated medical waste to off-site treatment and
disposal facilities.
1. No person shall transport regulated medical waste unless permitted
as a regulated medical waste transporter by the department.
2. Vehicles transporting more than fifty pounds of regulated medical
waste shall be identified on each side and the back of the vehicle with
the name or trademark of the transporter and with conspicuously
displayed signs or decals with the word "infectious" or the words
"regulated medical waste".
a. Regulated medical waste shall be transported to an off-site
treatment or disposal facility in a leakproof, fully enclosed container
or vehicle compartment.
b. Regulated medical waste shall not be transported in the same
vehicle with other waste unless the regulated medical waste is
separately contained in rigid reusable containers or kept separate by
barriers from other waste, or unless all of the waste is to be treated
or disposed of as regulated medical waste in accordance with the
requirements of this title.
c. Regulated medical waste shall be delivered for treatment or
disposal only to a facility to which delivery of such waste is
authorized pursuant to this article.
d. Persons manually loading or unloading containers of regulated
medical waste on or from transport vehicles shall be provided by their
employer with, and shall be required to wear, protective gloves and
other protective clothing as may be required by the department.
e. Surfaces of transport vehicles that have contacted spilled or
leaked regulated medical waste shall be decontaminated by procedures
approved by the commissioner of health.
Standards applicable to generators of regulated medical
waste.
1. The commissioner shall promulgate regulations establishing
standards which shall be applicable to all generators of any quantity of
regulated medical waste, as may be necessary to protect human health and
the environment. Such standards shall include, but need not be limited
to, requirements respecting:
a. Recordkeeping practices that accurately identify the quantities of
such regulated medical waste generated, and the disposition thereof;
b. Compliance with the marking, labeling and packaging requirements
pursuant to section 27-1505 of this title;
c. Compliance with the tracking system pursuant to section 27-1504 of
this title; and
d. Submission of an annual report to the commissioner, and additional
reports at such times as the commissioner deems necessary, on such forms
as the commissioner shall prescribe, respecting the quantities of
regulated medical waste generated during a specified time period, and
the disposition thereof.
2. Any such regulation may not exempt, but may differ in its terms as
between generators of differing quantities of regulated medical waste.
Standards applicable to transporter of regulated medical
waste.
1. The commissioner shall promulgate regulations establishing such
standards as shall be applicable to transporters of regulated medical
waste identified or listed under this title, as may be necessary to
protect human health and the environment. Such standards shall include,
but need not be limited to, requirements respecting:
a. Record keeping practices that accurately identify the regulated
medical wastes transported, their sources and delivery points, including
certification of compliance with the program to be promulgated under
section 27-1504 of this title;
b. Transportation of all such regulated medical waste only to the
facility or facilities approved by the department; and
c. Proof of ownership and inspection of vehicles used in transporting
regulated medical waste, proof of liability insurance or other form of
financial security deemed sufficient by the commissioner to meet all
responsibilities in case of release of such waste causing damage as a
condition to the issuance of a permit to a transporter as required by
this section.
2. Except as provided in paragraph a of this subdivision, no person
shall engage in the transportation of regulated medical wastes without
first complying with the requirements of standards promulgated by the
commissioner pursuant to subdivision one of this section and obtaining a
permit issued by the department. The commissioner shall assure that
permits authorizing regulated medical waste transportation are not held
by unqualified or unsuitable persons pursuant to section 27-1517 of this
title.
a. (i) No permit shall be required for the transportation by the
generator of less than fifty pounds per month of regulated medical waste
or by authorized employees of such generator acting on behalf of and
under the supervision of the generator provided that (1) such waste is
being transported from the point of generation for treatment or disposal
to a facility approved by the department, (2) such person shall comply
with the requirements of section 27-1510 of this title, (3) the
generator shall have registered with the department in a form prescribed
by the commissioner, which registration, at a minimum, shall designate
the treatment or disposal facility and the employees acting on behalf of
or under the supervision of the generator, and (4) such person would not
otherwise be subject to an adverse determination under section 27-1517
of this title.
(ii) The commissioner may, after consultation with the commissioner of
health, exempt a generator from the waste transporter program fees
pursuant to section 72-0502 of this chapter upon a showing by such
generator that compliance with such requirements would create a hardship
on the generator's business activities. The commissioner shall
promulgate guidelines for the purpose of determining the circumstances
under which such exemption may be granted. Such exemption shall be
reviewed periodically as specified by the commissioner but at least once
every two years. Any exemption granted hereunder may be revoked after
due notice and opportunity for hearing for a violation of any provision
of this title or other applicable laws, rules or regulations relating to
the transportation of regulated wastes or upon a showing that the
exempted generator no longer meets the requisite guidelines for
exemption.
b. A generator of regulated medical waste may obtain a permit pursuant
to this title to transport regulated medical waste.
c. The department may make rules and regulations implementing this
section in order to carry out and enforce the intent and purposes
thereof. Such rules and regulations and the provisions of article 70 of
this chapter and rules and regulations adopted thereunder shall govern
permit applications, permit conditions, renewals, modifications,
suspensions and revocations under this section. The responsibility for
the issuance and review of permits and the enforcement of the provisions
of this section may be delegated to regional, district or county offices
of the state department of health, or to local health departments where
their jurisdiction may apply.
d. Applications filed pursuant to this section shall indicate the
mechanical and other equipment, holding tanks and vehicles and any place
of temporary storage used or to be used by the applicant and the place
or places where and the manner in which the applicant will finally
dispose of the regulated medical wastes, and such other information as
the department deems necessary. If the department determines that the
proposed method of transportation, the place or manner in which the
waste product is to be treated, stored or disposed of or the method or
location of temporary storage will be detrimental to the protection of
public health or substantially damage or pollute the environment or
natural resources of the state, it may deny the permit or may impose
such permit conditions as may be necessary.
e. As a condition for the permit or the exemption therefrom the
department shall require the transporter to make an annual report to the
department, indicating the number and type of generators served, the
volume and nature of waste products disposed of, and the place and
manner in which such waste products were finally disposed, and such
other information as the department may require.
f. Such permit shall be renewed annually. The fees for such permit or
renewal shall be those established pursuant to section 72-0502 of this
chapter. A renewal may be denied by the department for failure of the
applicant to properly report as provided in paragraph e of this
subdivision.
g. The department may suspend or revoke any permit upon proof that the
permittee has been found guilty of a violation of the provisions of this
section as provided in title 44 of article 71 of this chapter, or if the
department determines that the permittee has violated the provisions of
this section, the rules and regulations implementing it or the rules and
regulations adopted to implement article 70 of this chapter.
3. A transporter of regulated medical waste who has been granted a
permit by the department for such activity shall notify the department
within thirty days of the following occurrences:
a. Any change of substantial interest in ownership or indirect
ownership or any change in name or location.
b. Ownership or control of a vehicle or container certified by the
department is changed.
c. A truck, trailer, semitrailer, vacuum tank, cargo tank, or
container certified by the department is involved in any spill, or in an
accident which renders or may have rendered the vehicle or container in
noncompliance with the requirements of this section.
Requirements for regulated medical waste treatment, storage
and disposal facility.
1. Any person who operates a facility for the treatment, storage or
disposal of regulated medical waste shall have a valid and appropriate
solid waste management facility permit issued by the department; except
that a solid waste management facility permit shall not be required for
operation of an on-site facility that is operated by a health care
facility licensed pursuant to the public health law that is utilized to
treat, store or dispose of regulated medical waste of the health care
facility or of other generators of regulated medical waste, pursuant to
written agreements with or among such other generators that shall be
filed with the department of health and the department.
2. The operator of any facility used for the treatment, storage or
disposal of regulated medical waste not in a category specified in
subdivision one of this section shall have and shall adhere to an
operation plan for the handling and disposal of regulated medical waste
approved by the department. The operation plan shall include the
following:
a. A method of receiving wastes which ensures that regulated medical
wastes are handled separately from other wastes until treatment or
disposal is accomplished and which prevents unauthorized persons from
having access to or contact with the waste.
b. A method of unloading and processing of regulated medical wastes
which limits the number of persons handling the wastes and minimizes the
possibility of exposure of employees and the public using or visiting
the facility to regulated medical waste.
c. A method of decontaminating emptied reusable regulated medical
waste containers, transport vehicles or facility equipment which are
known or believed to be contaminated with regulated medical waste.
d. The provision and required use of gloves and other protective
clothing as shall be required by the department.
e. The means of decontamination of any person having had bodily
contact with regulated medical waste while transporting the waste to the
treatment or disposal site or while handling or disposing of the waste
at the site.
f. A quantification of the maximum amount of regulated medical waste
to be treated, stored, or disposed of per month.
3. A new or revised operation plan for treatment, storage or disposal
of regulated medical waste shall be prepared whenever there is an
increase of more than twenty-five percent in the maximum quantity of
regulated medical waste receiving treatment, storage or disposal per
month by the facility or when changes are otherwise made in an existing
operation plan.
4. Approval for acceptance of regulated medical waste at a treatment,
storage or disposal facility may be withdrawn by the department for
noncompliance with the operation plan.
5. As a condition of approval for such permit, any person who operates
a facility for the treatment, storage and disposal of regulated medical
waste shall provide:
(a) proof of liability insurance or other form of financial security
deemed sufficient by the commissioner to meet all responsibilities in
case of release of such waste causing damage; and
(b) certification that such activities conform with existing local
zoning laws or ordinances.
Rules and Regulations.
The commissioner shall promulgate rules and regulations in conformity
with the standards for storage, containment, transportation and disposal
of regulated medical waste, pursuant to the provisions of this title.
The commissioner shall promulgate rules and regulations, consistent with
standards established by the department of health, for decontamination
and treatment of regulated medical waste pursuant to the provisions of
this title.
Permits for storage, transportation, treatment or disposal of
regulated medical waste.
1. In order to assure that permits authorizing the storage,
transportation, treatment or disposal of regulated medical waste are not
issued to or held by unqualified or unsuitable persons, the commissioner
may, consistent with articles twenty-three and twenty-three-a of the
correction law, and the provisions of section 70-0115 of this chapter,
deny, suspend, revoke or modify any permit, renewal or modification
thereto for the storage, transportation, treatment or disposal of
regulated medical waste, upon a written determination that such action
is required to protect the public health and safety and that:
a. The permit holder or applicant has been finally determined in an
administrative, civil or criminal proceeding to have violated any
provision of this article, any related order or determination of the
commissioner, any regulation promulgated pursuant to this article, a
material condition of any permit issued thereunder, or of any
substantially similar statute, regulation, order or permit condition of
the federal or other state government relating to the handling, storing,
treating, disposing or transporting of solid, hazardous, infectious,
medical or regulated medical waste; or
b. Such permit holder or applicant has been previously denied a permit
for the same or substantially similar activity based upon one or more of
the provisions of this subdivision; or
c. Such permit holder or applicant has been found in a civil
proceeding to have committed a negligent or intentionally tortious act
in relation to the handling, storing, treating, disposing or
transporting of solid, hazardous, infectious, medical or regulated
medical waste, or has been convicted in a criminal proceeding of a crime
involving the handling, storing, treating, disposing or transporting of
solid, hazardous, infectious, medical or regulated medical waste,
provided, however, that where such conviction is of a criminal offense
under the laws of any other state or of the United States, such offense
would constitute a crime under the laws of this state; or
d. Such permit holder has been convicted of a felony under the laws of
this state involving fraud, bribery, perjury, or theft, or has been
convicted under the laws of any other state or of the United States of a
criminal offense which, if committed and prosecuted in this state, would
constitute a similar felony under such laws of this state.
e. Such permit holder or applicant, in any matter within the
jurisdiction of the department, has been determined to have knowingly
falsified a material fact, or knowingly submitted a false statement, or
knowingly made use of a false statement in connection with any document
or application submitted to the department; or
f. Such permit holder or applicant is either:
(i) an individual who had a substantial interest in or acted as a high
managerial agent or director for any corporation, partnership,
association or organization which committed an act or failed to act, and
such act or failure to act could be the basis for the denial of a permit
pursuant to this section or regulations promulgated thereunder if such
corporation, partnership, association or organization applied for a
permit under this title; or
(ii) a corporation, partnership, association, or organization, or any
principal thereof, or any person holding a substantial interest therein,
which committed an act or failed to act, and such act or failure to act
could be the basis for the denial of a permit pursuant to this section
or regulations promulgated thereunder if such corporation, partnership,
association or organization applied for a permit under this title; or
(iii) a corporation, partnership, association or organization or any
high managerial agent or director thereof, or any person holding a
substantial interest therein, acting as high managerial agent or
director for or holding a substantial interest in another corporation,
partnership, association or organization which committed an act or
failed to act, and such act or failure to act could be the basis for the
denial of a permit pursuant to this section or regulations promulgated
thereunder had such other corporation, partnership, association or
organization applied for a permit under this title.
For the purposes of this subdivision, "high managerial agent" has the
same meaning as is given that term in section 20.20 of the penal law.
2. Any act or failure to act which serves as a basis for denial or
revocation of a permit pursuant to this subdivision shall have occurred
within five years from the date on which the application for a permit,
renewal or modification is submitted to the department or from the date
on which the department serves notice of intent to revoke or modify a
permit issued by the department in relation to an existing permit.
3. Any person denied a permit, renewal or modification on the grounds
specified in this section shall be entitled to a hearing within sixty
days of such denial in the case of a new permit, or within fifteen days
in the case of a renewal or modification of any existing permit. The
conduct of such hearing shall be governed by article 70 of this chapter
and regulations promulgated thereunder.
Pilot projects.
The commissioner shall cooperate with the commissioner of health to
develop pilot projects pursuant to subdivision 3 of section 1389-dd of
the public health law to promote the safe handling, treatment and
disposal of medical waste generated in private residences. The
commissioner may exempt these pilot projects from the permitting
requirements of this article.
TITLE 17 Lead-acid Battery Recycling
Lead-acid battery recycling.
1. Legislative findings. The legislature hereby finds that the
improper disposal of lead-acid batteries is a direct threat to the
health and safety of the citizens of this state. Further, the
legislature finds that the disposal of these batteries constitutes a
waste of recyclable materials. Therefore, the legislature finds and
declares it to be in the public interest to facilitate the collection
and recycling of lead-acid batteries in this state by prohibiting the
improper disposal of lead-acid batteries, establishing a financial
incentive for the return of used batteries, and requiring lead-acid
battery retailers and distributors to accept used batteries free of
charge from the public.
2. Definitions. When used in this section:
a. "Authorized hazardous waste facility" means any hazardous waste
treatment, storage and disposal facility permitted pursuant to section
27-0913 of this article which is authorized to accept lead-acid
batteries.
b. "Collector" means any person who accepts lead-acid batteries in
order to transfer them to a recycling facility, an authorized hazardous
waste facility or another collector.
c. "Consumer" means any person who purchases a lead-acid battery for
use other than resale, provided however, that consumer does not mean a
person who purchases a new or used vehicle containing a lead-acid
battery.
d. "Dispose" or "disposal" means the abandonment, discharge, deposit,
injection, dumping, spilling, leaking or placing of any substance so
that such substance or any related constituent thereof may enter the
environment. Disposal also means the thermal destruction of waste or
hazardous waste and the burning of such wastes as fuel for the purpose
of recovering useable energy.
e. "Distributor" means any person who sells lead-acid batteries to a
retailer in this state, including any manufacturer who sells to
retailers in the state.
f. "Lead-acid battery" means any battery with a capacity of six or
more volts which contains lead and sulfuric acid and which is used as a
power source in a vehicle.
g. "Manufacturer" means any person who manufactures lead-acid
batteries.
h. "Mixed municipal solid waste" means any material managed at a solid
waste management facility as defined in section 27-0701 of this article.
i. "Recycling facility" means any person who processes lead-acid
batteries and/or parts thereof in order to recover the materials
contained therein for later use.
j. "Retailer" means any person in this state who sells new lead-acid
batteries to consumers.
k. "Return incentive payment" means a payment pursuant to subdivision
five of this section to a retailer from a consumer who does not return a
used lead-acid battery at the time of purchasing a new lead-acid battery
from such retailer.
l. "Vehicle" means any motor powered device which is self-propelled
and designed for carrying persons or property or which is used for the
transportation of persons, including, but not limited to, automobiles,
buses, trucks, boats, motorcycles, snowmobiles and lawn and garden
equipment.
3. Lead-acid battery disposal prohibitions. a. No person shall dispose
of a lead-acid battery in mixed municipal solid waste or otherwise
dispose of a lead-acid battery except by delivery to a retailer,
distributor, collector, recycling facility or as a method of last resort
to an authorized hazardous waste facility.
b. No retailer shall dispose of a lead-acid battery except by delivery
to a distributor, collector, recycling facility or as a method of last
resort to an authorized hazardous waste facility.
c. No distributor shall dispose of a lead-acid battery except by
delivery to a collector, recycling facility or as a method of last
resort to an authorized hazardous waste facility.
d. No collector shall dispose of a lead-acid battery except by
delivery to a recycling facility, another collector, or as a method of
last resort to an authorized hazardous waste facility.
e. No recycling facility or authorized hazardous waste facility shall
store, recycle or dispose of a lead-acid battery except in accordance
with regulations promulgated pursuant to this chapter.
4. Lead-acid battery collection. a. Every retailer shall accept up to
two used lead-acid batteries per calendar month from any individual at
no charge to such individual.
b. Every distributor shall accept up to two used lead-acid batteries
per calendar month from any individual at no charge to such individual
and shall accept used lead-acid batteries from any retailer to which the
distributor sells lead-acid batteries at no charge to such retailer.
5. a. Any consumer purchasing a new lead-acid battery who does not
return a used lead-acid battery to the retailer at the time of such
purchase shall pay such retailer a return incentive payment of five
dollars per lead-acid battery sold.
b. A retailer shall refund to a consumer the five dollar return
incentive payment collected pursuant to this subdivision if, within
thirty days of the date of the purchase of a new lead-acid battery, the
consumer returns to such retailer a used lead-acid battery. Any return
incentive payment not refunded to the consumer pursuant to this
subdivision shall be retained by the retailer.
c. In collecting a return incentive payment pursuant to this
subdivision, the retailer shall inform the consumer of the retailer's
obligation to refund such return incentive payment to such consumer
should the consumer return a used lead-acid battery within thirty days.
6. Posting requirements. Every retailer and distributor shall post a
conspicuous sign, open to public view, displaying the universal
recycling symbol and stating: "IT IS ILLEGAL TO DISCARD VEHICLE
BATTERIES. STATE LAW REQUIRES US TO ACCEPT VEHICLE BATTERIES AT NO
CHARGE FOR RECYCLING."
7. Applicability of other laws. For the purposes of this section, any
retailer, distributor, or collector who complies with the requirements
set forth in this section shall be exempt from the provisions of titles
seven and nine of this article and article seventy-two of this chapter.
8. Any provision of any local law or ordinance, or any rule or
regulation promulgated thereto, governing the collection, return or
recycling of lead-acid batteries which is inconsistent with any
provision of this title shall upon the effective date of this title be
preempted, provided, however, that such preemption shall not extend to
any provision of a local law or ordinance prohibiting the illegal
disposal of lead-acid batteries.
9. The provisions of this title shall be severable and if any portion
thereof or the applicability thereof to any person or circumstances
shall be held invalid, the remainder of this title and the application
thereof shall not be affected thereby.
TITLE 18 Extended Producer Responsibility For Rechargeable Batteries
Short title.
This title shall be known as and may be cited as the "Extended
Producer Responsibility Law for Rechargeable Batteries".
Definitions.
When used in this title:
1. "battery manufacturer" means every person, firm or corporation
that: (i) produces rechargeable batteries sold or distributed in the
state, or packages such batteries for sale in the state, except that if
such production or packaging is for a distributor having the right to
produce or otherwise package that same brand of battery in the state,
then such distributor shall be deemed to be the battery manufacturer;
(ii) imports rechargeable batteries into the United States that are sold
or distributed in the state; or (iii) with respect to rechargeable
batteries defined in subparagraph (ii) of paragraph (a) of subdivision
four of this section, if no person, firm or corporation under paragraph
(i) or (ii) of this subdivision takes responsibility for the
requirements under this title, "battery manufacturer" means the
manufacturer of the product that comes with, or contains, the
rechargeable battery at the time the product is sold;
2. "consumer" means any person who purchases one or more rechargeable
batteries, or products containing such batteries at the time of sale,
for personal use;
3. "place of business" means the location at which a retailer sells or
offers for sale to consumers, rechargeable batteries, or products
containing such batteries at the time of sale;
4. (a) "rechargeable battery" means any of the following rechargeable
batteries weighing less than fifty pounds: (i) any nickel-cadmium,
sealed lead, lithium ion, or nickel metal hydride battery; (ii) any
battery used as the principal electric power source for an electric
scooter or bicycle with electric assist; (iii) any other such dry cell
battery capable of being recharged; or (iv) battery packs containing any
such batteries;
(b) "rechargeable battery" shall not include a battery used as the
principal electric power source for a vehicle other than as set forth in
subparagraph (ii) of paragraph (a) of this subdivision, such as, but not
limited to, an automobile, boat, truck, tractor, golf cart or
wheelchair; for storage of electricity generated by an alternative power
source, such as solar or wind-driven generators; or for memory backup
that is an integral component of an electronic device;
5. "retailer" means a person, firm or corporation that engages in the
sale of rechargeable batteries, or products containing such batteries,
to a consumer in the state, including, but not limited to, transactions
conducted through sales outlets, catalogs, by mail, telephone or the
internet. For the purposes of this section retailer shall not include a
food store; and
6. "food store" means a store selling primarily food and food products
for consumption or use off the premises that occupies less than fourteen
thousand square feet of display space.
7. "sell" or "sale" means any transfer for consideration of title or
the right to use, from a manufacturer or retailer to a person,
including, but not limited to, transactions conducted through retail
sales outlets, catalogs, mail, the telephone, the internet, or any
electronic means; "sell" or "sale" shall not include samples, donations,
and reuse.
Rechargeable battery disposal ban.
No person shall knowingly dispose of rechargeable batteries as solid
waste at any time in the state.
Rechargeable battery recycling program.
1. Rechargeable batteries shall be returned to a retailer that sells
such batteries that are similar in shape, size, function and weight to
those to be disposed of. Rechargeable batteries contained in electronic
products must be removed prior to disposal of such product.
a. Retailers having a place of business in the state shall accept from
consumers at any time during normal business hours rechargeable
batteries of a similar shape, size, function and weight as the retailer
offers for sale; provided, however, that any acceptance of batteries
from electric scooters or bicycles with electric assist shall be
voluntary, and shall only be permissible at retailers which offer for
sale electric scooters or bicycles with electric assist or their
batteries. Retailers shall take up to ten such batteries, provided,
however, with respect to rechargeable batteries defined in subparagraph
(ii) of paragraph (a) of subdivision four of section 27-1803 of this
title, retailers shall take up to five such batteries, per day from any
person regardless of whether such person purchases replacement
batteries, and retailers shall also accept as many such batteries as a
consumer purchases from the retailer, except for batteries from electric
scooters or bicycles with electric assist. Retailers, other than
retailers not participating as a collection site who sell electric
scooters or bicycles with electric assist or their batteries and no
other types of rechargeable batteries, shall conspicuously post and
maintain, at or near the point of entry to the place of business, a
legible sign, not less than eight and one-half inches by eleven inches
in size, stating that used rechargeable batteries of the size and shape
sold or offered for sale by the retailer may not enter the solid waste
stream, and that the retail establishment is a collection site for
recycling such batteries. Such sign shall state the following in letters
at least one inch in height: "It is illegal to dispose of rechargeable
batteries in the state of New York as solid waste. We accept used
rechargeable batteries for return to the manufacturer."
b. Retailers that sell rechargeable batteries to consumers in the
state through non-retail outlets such as through catalogs, or by mail,
telephone or the internet shall provide at the time of purchase or
delivery to the consumer notice of an opportunity to return used
rechargeable batteries at no cost to the consumer for reuse or
recycling.
c. Retailers in the state, other than retailers not participating as a
collection site who sell electric scooters or bicycles with electric
assist or their batteries and no other types of rechargeable batteries,
shall conspicuously maintain, at a location within the retail
establishment that is convenient for use by consumers, collection boxes
or other suitable receptacles, supplied by the manufacturer, into which
consumers may safely deposit used rechargeable batteries.
d. Retailers shall not accept rechargeable batteries defined in
subparagraph (ii) of paragraph (a) of subdivision four of section
27-1803 of this title that are damaged, defective, or recalled.
e. Retailers may not sell or offer for sale to consumers in the state
rechargeable batteries unless the battery manufacturer is operating in
accordance with a collection, transportation, and recycling plan
approved by the commissioner. The commissioner shall maintain on the
department's website a list of manufacturers operating in accordance
with approved plans, and the brands covered by such manufacturer's
plans. No retailer shall be in violation of the requirements of this
paragraph if, at the date the rechargeable battery was made available
for sale, the battery manufacturer of such battery was on the list of
manufacturers operating in accordance with an approved plan maintained
on the department's website.
f. Retailers must be in compliance with the provisions of this
subdivision no later than one hundred eighty days after the effective
date of this title or, with respect to a rechargeable battery defined in
subparagraph (ii) of paragraph (a) of subdivision four of section
27-1803 of this title, and with respect to the requirements of paragraph
e of this subdivision one year after the effective date of the chapter
of the laws of two thousand twenty-five which amended this title, or
when the commissioner has approved a new or updated plan in compliance
with such chapter, whichever is later.
2. Every battery manufacturer, or any combination of battery
manufacturers working together, shall, at the battery manufacturer's own
expense, arrange for the return of, and recycling of: all used
rechargeable batteries collected by retailers; and all rechargeable
batteries from electric scooters or bicycles with electric assist, and
such batteries that are damaged, defective, or recalled, that are
collected at permitted household hazardous waste collection sites,
registered household hazardous waste collection events, appropriate
municipal sites, and other collection sites described in the approved
plan. Every battery manufacturer or any combination of battery
manufacturers working together, shall be responsible for, at a minimum,
the following:
a. (i) Within ninety days of the effective date of this title or, with
respect to rechargeable batteries defined in subparagraph (ii) of
paragraph (a) of subdivision four of section 27-1803 of this title,
within one hundred eighty days of the effective date of the chapter of
the laws of two thousand twenty-five that amended such paragraph,
submittance to the commissioner of a new or updated plan that identifies
the methods by which battery manufacturers will safely and promptly
collect, transport, and recycle rechargeable batteries collected by
retailers, permitted household hazardous waste collection sites and
registered household hazardous waste collection events, appropriate
municipal sites, and other collection sites described in the plan, at
the expense of the battery manufacturer, including the procedures to
promptly and regularly remove batteries from these locations, and
provide retailers and collection sites with information on the safe
handling and storage of rechargeable batteries.
(ii) With respect to rechargeable batteries defined in subparagraph
(ii) of paragraph (a) of subdivision four of section 27-1803 of this
title, the plan shall:
(1) propose for the department's approval a geographic distribution of
collection sites to be established to maximize the opportunity for the
safe collection of rechargeable batteries and be sufficient to meet the
needs of consumers in an ongoing and convenient manner. Such proposal
may consider registered household hazardous waste collection events,
provided however, such events shall not alone be considered sufficient
to meet the needs of consumers in an ongoing and convenient manner;
(2) minimize the co-location of collection sites with residential
housing, to the extent feasible;
(3) be consistent with state and local fire prevention and building
code council standards;
(4) identify the criteria by which rechargeable batteries will be
determined to be damaged, defective, or recalled, and how such
information will be communicated to retailers and customers; and
(5) include provisions to ensure that employees of collection sites
who handle or have responsibility for managing such batteries are
informed about proper handling and emergency procedures.
a-1. The reimbursement to local governments of all costs incurred in
relation to the collection of rechargeable batteries from electric
scooters or bicycles with electric assist, including, but not limited
to, costs associated with safety training and storage.
a-2. The provision of appropriate containers and other equipment to
retailers and collection sites for the safe storage and handling of
rechargeable batteries.
b. Submittance to the department of annual reports, on a form
prescribed by the department, concerning: (i) the amount of rechargeable
batteries received within the state and recycled either by number or by
weight, including the weight of rechargeable batteries defined in
subparagraph (ii) of paragraph a of subdivision four of section 27-1803
of this title received within the state as well as within a city with a
population of one million or more; (ii) the location and address of all
collection sites and events and the amount of rechargeable batteries
collected at each site or event; (iii) the costs of the efforts
described in subparagraphs (i) and (ii) of this paragraph, including any
reimbursements to municipalities; and (iv) any other relevant
information as required by the department.
c. Undertaking of efforts to educate the citizens of the state
regarding the appropriate ways to recycle rechargeable batteries, which,
at a minimum, shall include:
(i) information regarding the location of retailers, collection sites,
and events, including hours of operation and rechargeable battery type
acceptance;
(ii) retailer collection site safety training and outreach, including
procedures for handling, storing, and transporting damaged or recalled
rechargeable batteries;
(iii) information for relevant municipalities regarding reimbursement;
and
(iv) promotional activities in support of program implementation,
including the maintenance of a website, distribution of educational
materials and guidance, and the use of relevant media platforms, and
other activities to maximize public awareness of collection sites.
d. Providing for the safe and prompt collection and recycling or
proper disposal of batteries from electric scooters or bicycles with
electric assist, collected by retailers of electric scooters, bicycles
with electric assist, or their batteries and accepted by permitted
household hazardous waste collection sites and registered household
hazardous waste collection events, appropriate municipal sites and other
collection sites described in the plan.
e. Providing for the safe and prompt collection, recycling, and
disposal of damaged, defective, and recalled rechargeable batteries
accepted by permitted household hazardous waste collection sites and
registered household hazardous waste collection events.
2-a. A battery manufacturer may not sell, offer for sale, or
distribute rechargeable batteries, excluding rechargeable batteries
defined in subparagraph (ii) of paragraph (a) of subdivision four of
section 27-1803 of this title, in the state unless the battery
manufacturer is implementing or participating under an approved plan in
accordance with this section. Provided however, beginning January first,
two thousand twenty-seven, a battery manufacturer of rechargeable
batteries defined in subparagraph (ii) of paragraph (a) of subdivision
four of section 27-1803 of this title may not sell, offer for sale, or
distribute such rechargeable batteries in the state unless the battery
manufacturer is implementing or participating under an approved plan in
accordance with this section.
3. The commissioner shall approve or reject any battery manufacturer's
collection, transportation, and recycling plans described in paragraph a
of subdivision two of this section within ninety days of submission and,
if rejected, inform the battery manufacturer in writing as to any
deficiencies in said plan. Battery manufacturers shall amend and
resubmit any rejected plans for reconsideration within sixty days of
notification of the rejection of said plan. The commissioner shall
approve or reject said plan within thirty days of resubmission and shall
make any approved plan public on the department's website.
4. The commissioner shall analyze the information provided by battery
manufacturers pursuant to paragraph b of subdivision two of this section
and report such analysis to the governor and the legislature every two
years. Provided further, that the department shall, no later than
January first, two thousand thirty-one, make public a report examining
voluntary collection by retailers of rechargeable batteries from
electric scooters or bicycles with electric assist established pursuant
to paragraph a of subdivision one of this section. Such report, shall,
at a minimum:
(i) examine information, if available, provided to the department from
manufacturers in their annual reports, including any known or identified
barriers to the voluntary participation of retailers to serve as
collection sites, and any concerns submitted to the department;
(ii) identify retailers participating voluntarily and examine any
trends in the number and location of retailers participating
voluntarily;
(iii) evaluate the need for additional collection sites and if the
existing number and location of collection sites is sufficient to meet
the needs of consumers in an ongoing and convenient manner; and
(iv) recommend to the legislature any changes to such law, including
an assessment of whether it is safe and feasible to expand the
collection requirements of retailers of rechargeable batteries from
electric scooters or bicycles with electric assist.
5. The commissioner is authorized to promulgate any rules and
regulations needed to implement this title.
6. The department, when approving or rejecting any updates to a
battery manufacturer's collection, transportation, and recycling plans
described in paragraph a of subdivision two of this section relating to
the inclusion of batteries defined in subparagraph (ii) of paragraph (a)
of subdivision four of section 27-1803 of this title, shall solicit
input from the office of fire prevention and control in the division of
homeland security and emergency services, and with respect to the parts
of such plan directly related to the city of New York, the fire
department of the city of New York.
Enforcement of this title.
1. Any person who violates the provisions of section 27-1805 of this
title shall be liable for a civil penalty in the amount of fifty dollars
for the first violation, one hundred dollars for a second violation
committed within twelve months of a prior violation and two hundred
dollars for a third or subsequent violation committed within twelve
months of any prior violation.
2. Any retailer as that term is defined in section 27-1803 of this
title, who violates the provisions of section 27-1807 of this title
shall be liable for a civil penalty in the amount of two hundred dollars
for the first violation, four hundred dollars for a second violation
committed within twelve months of a prior violation, and five hundred
dollars for a third or subsequent violation committed within twelve
months of any prior violation.
3. Any battery manufacturer, as that term is defined in section
27-1803 of this title, who violates the provisions of section 27-1807 of
this title shall be liable for a civil penalty in the amount of two
thousand dollars for the first violation, four thousand dollars for a
second violation committed within twelve months of a prior violation,
and five thousand dollars for a third or subsequent violation committed
within twelve months of any prior violation.
4. Civil penalties under this section shall be assessed by the
commissioner after a hearing or opportunity to be heard pursuant to the
provisions of section 71-1709 of this chapter, or shall be assessed by
the court in any action or proceeding pursuant to this section. In
addition to any civil penalties, any person, retailer or manufacturer,
as those terms are defined in section 27-1803 of this title, may by
similar process be enjoined from continuing such violation.
5. In a city with a population of one million or more, such city
shall, in addition to any authority otherwise conferred in this chapter,
have concurrent authority to enforce, by an agency or agencies
designated for such purpose by the mayor of such city, the provisions of
section 27-1805 and subdivision one of section 27-1807 of this title.
Any notice of violation issued by an agency designated by the mayor of
such city charging a violation of section 27-1805 and subdivision one of
section 27-1807 of this title shall be returnable to the environmental
control board of such city. Such environmental control board shall have
the power to impose the civil penalties set forth in subdivisions one,
two and three of this section. All civil penalties collected for any
violation of this title that have been imposed by the environmental
control board of such city shall be paid into the general fund of such
city. Such city shall share information with the department regarding
enforcement, including notices of violation issued and penalties imposed
and collected for violations in such city.
State preemption.
Jurisdiction in all matters pertaining to rechargeable battery
recycling is, by this title, vested exclusively in the state. Any
provision of any local law or ordinance, or any rule or regulation
promulgated thereto, governing rechargeable battery recycling shall,
upon the effective date of section 27-1805 of this title, be preempted;
provided, however, that nothing in this section shall preclude a person
from coordinating, for recycling or reuse, the collection of
rechargeable batteries and provided, further, however, that nothing in
this section shall preclude the enforcement of this title pursuant to
subdivision five of section 27-1809 of this title.
TITLE 19 Waste Tire Management and Recycling
Definitions.
When used in this title:
1. "Abatement" means the removal of a sufficient number of waste tires
from a noncompliant waste tire stockpile and restoration of the site to
a condition that is in substantial compliance with the rules and
regulations administered by the department for waste tire storage
facilities.
2. "Beneficial use" means the use of solid waste material, which would
otherwise need to be placed in a landfill or disposed of through
alternative means, in such a manner that the nature of the use of the
material constitutes a reuse rather than disposal. Beneficial uses
include incorporation of a solid waste material, which is a legitimate
substitute for a raw material, into a product marketable to an end user.
Waste tires which are burned as a fuel for the purposes of recovering
useable energy are considered to be beneficially used only at the point
at which they are burned.
3. "End use" means that a product requires no further processing or
manufacturing and is used by a consumer for the product's intended
application.
4. "End user" means the ultimate customer of a finished product.
5. "New tires" means tires that have never been placed on a motor
vehicle wheel rim or tires placed on a motor vehicle prior to its
original retail sale. It does not include recapped or resold tires.
6. "Noncompliant waste tire stockpile" means a facility, including a
waste tire storage facility, parcel of property, or site so designated
by the department in accordance with this title, where one thousand or
more waste tires or mechanically processed waste tires have been
accumulated, stored or buried in a manner that the department or a court
of competent jurisdiction has determined violates any judicial
administrative order, decree, law, regulation, or permit or stipulation
relating to waste tires, waste tire storage facilities or solid waste.
7. "Recycle" means to use recyclables in manufacturing a product for
an end use other than burning for recovery of useable energy.
8. "Recyclables" means solid waste materials that exhibit the
potential to be used to make marketable products for end users.
9. "Removed from service" means removed within New York state from the
service for which the tires were intended to be used when the tires and
tire casings were separated for retreading.
10. "Retail sale" means the sale to any person in the state for any
purpose other than resale.
11. "Tire service" means any person or business who sells or installs
new tires for use on any vehicle and any person or business who engages
in the retail sale of new motor vehicles. The United States of America
and any of its agencies and instrumentalities, and New York state and
any of its agencies, instrumentalities, public corporations, or
political subdivisions are excluded from this term.
12. "Vehicle" or "Motor Vehicle" means any device which by virtue of
its design could qualify for registration pursuant to section four
hundred one, four hundred ten, two thousand two hundred sixty-one, or
two thousand two hundred eighty-two of the vehicle and traffic law.
13. "Waste tire" means any solid waste which consists of whole tires
or portions of tires. Tire casings separated for retreading and tires
with sufficient tread for resale shall be included under this term,
however, crumb rubber shall not be considered a solid waste.
14. "Waste tire storage facility" means a facility at which waste
tires are stored and for which a permit or registration has been issued,
pursuant to department regulations.
Waste tire management priorities.
In the interest of public health, safety and welfare and in order to
conserve natural resources and to promote recycling and market
development for waste tires, the state of New York establishes a policy
on the management of waste tires that states:
1. The waste tire management priorities in this state are:
(a) first, to reduce the number of waste tires generated;
(b) second, to remediate waste tire stockpiles in noncompliance;
(c) third, to recycle waste tires into value-added products;
(d) fourth, to beneficially use waste tires in an environmentally
acceptable manner, including the beneficial use in civil engineering
applications; and
(e) fifth, to recover, in an environmentally acceptable manner
consistent with the purpose of this chapter, energy from waste tires
that cannot be economically recycled or otherwise beneficially used.
2. State government must make an essential contribution to the
development and implementation of environmentally, economically and
technically viable waste tire management programs. The department shall
cooperate with other state agencies, including the department of
economic development, New York state energy research and development
authority, the department of transportation, the New York state thruway
authority and the department of health, to ensure that waste tires are
effectively managed and used in environmentally acceptable ways
consistent with the purposes of this chapter.
Mandatory tire acceptance; notices.
1. A tire service that maintains a physical retail location in the
state shall, until December thirty-first, two thousand twenty-seven:
(a) accept from a customer, waste tires of approximately the same size
and in a quantity equal to the number of new tires purchased or
installed by the customer;
(b) post written notice in a prominent location, which must be at
least eight and one-half inches by fourteen inches in size and contain
the following language:
"New York State law requires us to accept and manage waste tires from
vehicles in exchange for an equal number of new tires that we sell or
install. Tire retailers are required to charge a separate and distinct
waste tire management and recycling fee of $2.50 for each new tire sold.
The retailers in addition are authorized, at their sole discretion, to
pass on waste tire management and recycling costs to tire purchasers.
Such costs may be included as part of the advertised price of the new
tire, or charged as a separate per-tire charge in an amount not to
exceed $2.50 on each new tire sold."
The written notice shall also contain one of the following statements
at the end of the aforementioned language and as part of the notice,
which shall accurately indicate the manner in which the tire service
charges for waste tire management and recycling costs, and the amount of
any charges that are separately invoiced for such costs:
"Our waste tire management and recycling costs are included in the
advertised price of each new tire.", or
"We charge a separate per-tire charge of $____ on each new tire sold
that will be listed on your invoice to cover our waste tire management
and recycling costs."; and
(c) ensure that any retail advertisement of promotional material
provided by or on behalf of the tire service that lists a tire price
which does not include waste tire management and recycling costs
contains one of the following statements conspicuously located in or on
the advertisement and in the same font as the advertised price of the
tire: "Additional fees relating to tire management and recycling costs
may apply," or, "We charge a separate per-tire charge of $____ on each
new tire sold that will be listed on your invoice to cover our waste
tire management and recycling costs where applicable." Where the latter
statement is used, it shall list the amount of the separate per-tire
charge.
2. A tire service that does not maintain a physical retail location in
the state shall, until December thirty-first, two thousand twenty-seven
make viewable to a customer in the state a statement, prior to the
purchase of new tires, that contains the following language:
"New York state law requires tire retailers to charge a separate and
distinct waste tire management and recycling fee of $2.50 for each new
tire sold."
Abatement of noncompliant waste tire stockpiles.
1. No later than one year from the effective date of this title, the
department shall prepare and submit to the governor and the legislature
a comprehensive plan designed to abate all noncompliant waste tire
stockpiles by December thirty-first, two thousand ten. This plan shall
establish a noncompliant waste tire stockpile abatement priority list
and schedule for abatement of each noncompliant waste tire stockpile
based on potential adverse impacts upon public health, safety or
welfare, the environment, or natural resources. The plan shall also
include a census of compliant and non-compliant waste tire stockpiles in
the state and the number of waste tires believed to be stored at each
site.
2. The owner or operator of a noncompliant waste tire stockpile shall,
at the department's request, submit to and/or cooperate with any and all
remedial measures necessary for the abatement of noncompliant waste tire
stockpiles with funds from the waste management and cleanup fund
pursuant to section ninety-two-bb of the state finance law.
3. No later than two years from the effective date of this title, the
department shall publish requests for proposals to seek contractors to
prepare whole and mechanically processed waste tires situated at
noncompliant waste tire stockpiles for arrangement in accordance with
fire safety requirements and for removal for appropriate processing,
recycling or beneficial use. Disposal will be considered only as a last
option. The expenses of remedial and fire safety activities at a
noncompliant waste tire stockpile shall be paid by the person or persons
who owned, operated or maintained the noncompliant waste tire stockpile,
or from the waste management and cleanup fund and shall be a debt
recoverable by the state from all persons who owned, operated or
maintained the noncompliant waste tire stockpile, and a lien and charge
may be placed on the premises upon which the noncompliant waste tire
stockpile is maintained and upon any real or personal property,
equipment, vehicles, and inventory controlled by such person or persons.
Moneys recovered shall be paid to the waste management and cleanup fund
established pursuant to section ninety-two-bb of the state finance law.
4. If execution upon a judgment for the recovery of the expenses of
any such remedial and fire safety activities at a noncompliant waste
tire stockpile is returned wholly or partially unsatisfied, such
judgment, if docketed in the place and manner required by law to make a
judgment of a court of record a lien upon real property, shall be a
first lien upon such premises, having preference over all other liens
and encumbrances whatever. Notwithstanding the foregoing, such lien
shall not have preference over any mortgage or other encumbrance for the
benefit of the state of New York or a public benefit corporation
thereof.
5. The department shall make all reasonable efforts to recover the
full amount of any funds expended from the waste management and cleanup
fund for abatement or remediation through litigation or cooperative
agreements. Any and all moneys recovered, repaid or reimbursed pursuant
to this section shall be deposited with the comptroller and credited to
such fund.
6. The department shall have authority to enter all noncompliant waste
tire stockpiles for the purpose of investigation and abatement.
Market development.
No later than one year after the effective date of this title and
continuing annually thereafter, the department of economic development
shall:
1. assist private market development with new technologies for waste
tire reuse and recycling with an emphasis on higher-value end uses in
order to further create and enhance sustainable markets;
2. provide industrial and consumer education on other benefits of
recycled waste tire product through the preparation of fact sheets and
public workshops; and
3. prepare an annual summary report and analysis of markets and
disposition of both New York state stockpiled tires and New York state
annually generated waste tires. This report shall be submitted to the
department and legislature by the last day of March of each year.
Prohibition on land burial.
1. No person shall knowingly dispose of waste tires in a landfill
except as provided in subdivision two of this section.
2. No moneys from the waste management and cleanup fund shall be used
to dispose of waste tires in a landfill unless the department has
determined that it is not feasible to convert the waste tires to a
beneficial use. Department-approved beneficial uses of
scrap-tire-derived material for leachate collection systems, or gas
collection systems in the construction or operation of a landfill are
not considered disposal.
Waste tire management and recycling fee.
1. Until December thirty-first, two thousand twenty-seven, a waste
tire management and recycling fee of two dollars and fifty cents shall
be charged on each new tire sold. The fee shall be paid by the purchaser
to the tire service at the time the new tire or new motor vehicle is
purchased; provided, however, that the fee shall be paid by a purchaser
to a tire service upon installation of new tires unless the purchaser
can demonstrate that the fee was previously paid to the seller.
The waste tire management and recycling fee does not apply to recapped
tires.
2. Until December thirty-first, two thousand twenty-seven, the tire
service shall collect the waste tire management and recycling fee from
the purchaser at the time of the sale and shall remit such fee to the
department of taxation and finance with the quarterly report filed
pursuant to subdivision three of this section.
(a) The fee imposed shall be stated as an invoice item separate and
distinct from the selling price of the tire.
(b) A tire service that maintains a physical retail location in the
state shall be entitled to retain an allowance of twenty-five cents per
tire from fees collected.
3. Each tire service that is a "person required to collect tax" as
defined in section eleven hundred thirty-one of the tax law shall make a
return to the department of taxation and finance on such form and
including such information as the commissioner of taxation and finance
may require. Such returns shall be due at the same time and for the same
periods as the sales tax return of such tire service, in accordance with
section eleven hundred thirty-six of the tax law, and payment of all
fees due for such periods shall be remitted with such returns.
4. All waste tire management and recycling fees collected by the
department of taxation and finance shall be transferred to the waste
management and cleanup fund pursuant to section ninety-two-bb of the
state finance law.
5. (a) The provisions of article twenty-eight of the tax law,
including the provisions relating to definitions, exemptions, returns,
personal liability for the tax, collection of tax from the customer,
payment of tax and the administration of the tax imposed, shall apply to
the provisions of this section in the same manner and with the same
force and effect as if the language of such article had been
incorporated in full into this section and had expressly referred to the
fee under this section, except to the extent that any provision of such
article is either inconsistent with a provision of this section or is
not relevant to this section. For purposes of this section, any
reference to a tax or the taxes imposed by article twenty-eight of the
tax law shall be deemed also to refer to the waste tire management and
recycling fee imposed under the authority of this section unless a
different meaning is clearly required.
(b) Notwithstanding the provisions of paragraph (a) of this
subdivision, the exemptions provided in section eleven hundred sixteen
of the tax law shall not apply to this section except with respect to
the entities described in paragraphs one, two, three and six of
subdivision (a) of such section.
6. (a) Until December thirty-first, two thousand twenty-seven, any
additional waste tire management and recycling costs of the tire service
in excess of the amount authorized to be retained pursuant to paragraph
(b) of subdivision two of this section may be included in the published
selling price of the new tire, or charged as a separate per-tire charge
on each new tire sold. When such costs are charged as a separate
per-tire charge: (i) such charge shall be stated as an invoice item
separate and distinct from the selling price of the tire; (ii) the
invoice shall state that the charge is imposed at the sole discretion of
the tire service; and (iii) the amount of such charge shall reflect the
actual cost to the tire service for the management and recycling of
waste tires accepted by the tire service pursuant to section 27-1905 of
this title, provided however, that in no event shall such charge exceed
two dollars and fifty cents on each new tire sold.
(b) Every tire service shall maintain accurate records of the actual
costs of waste tire management and recycling incurred by such tire
service, and accurate accounts of any charges or costs included in or on
the sale of new tires for the purpose of waste tire management and
recycling. Any tire service imposing a charge or costs for its waste
tire management and recycling shall submit an annual statement of such
charges or costs to the comptroller of the state of New York by the end
of each calendar year. The comptroller is hereby authorized and
empowered from time to time to examine the accounts and records of any
tire service that imposes any costs or charges for the costs of the tire
service for waste tire management and recycling as authorized by this
subdivision.
Use of waste tire management and recycling fee funds.
Waste tire management and recycling fees shall be deposited in the
waste management and cleanup fund established in section ninety-two-bb
of the state finance law, and shall be made available for the following
purposes:
1. costs of the department for the following:
(a) first-year costs:
(i) enumeration and assessment of noncompliant waste tire stockpiles;
and
(ii) aerial reconnaissance to locate, survey and characterize sites
environmentally, for remote sensing, special analysis and scanning;
(b) abatement of noncompliant waste tire stockpiles;
(c) administration and enforcement of the requirements of this
article, exclusive of titles thirteen and fourteen; and
(d) conducting an updated market analysis of outlets for waste tire
utilization including recycling and energy recovery opportunities, which
shall not include the incineration of waste tires.
2. costs of the department of economic development for the following:
(a) conducting an updated market analysis of outlets for waste tire
utilization including recycling and energy recovery opportunities;
(b) establishment of a program to provide funds to businesses to
develop technology that leads to increased markets for waste tires;
(c) funding of demonstration projects, including, but not limited to,
reuse in agricultural settings; and
(d) administration of requirements of this section.
3. costs of the department of transportation for the following:
(a) funding of demonstration and other projects for road base, paving
and other civil engineering uses; and
(b) administration of requirements of this section.
4. costs of the New York state thruway authority for the following:
(a) funding of demonstration and other projects for road base, paving
and other civil engineering uses; and
(b) administration of requirements of this section.
5. costs of the New York state energy research and development
authority for the following:
(a) funding research projects which will enhance sustainable waste
tire recycling activities; and
(b) administration of requirements of this section.
6. costs of the department of health for the following:
(a) recommendations to protect public health;
(b) administration of requirements of this section; and
(c) prevention or control of on-site populations of vectors, as
defined in subdivision ten of section 27-2301 of this article, using
techniques appropriate for protection of human health and the
environment to prevent the site from being a vector breeding area.
Any funds not used for a given year shall be returned to the fund and
be added to the total funds available for disbursement in the succeeding
year.
TITLE 20 Postconsumer Paint Collection Program
Definitions.
As used in this title, the following terms shall have the following
meanings:
1. "architectural paint" means interior and exterior architectural
coatings sold in containers of five gallons or less; provided, however,
that "architectural paint" shall not include industrial, original
equipment or specialty coatings.
2. "commissioner" means the commissioner of environmental
conservation.
3. "department" means the department of environmental conservation.
4. "environmentally sound management practices" means procedures for
the collection, storage, transportation, reuse, recycling and disposal
of architectural paint, to be implemented by the producer or
representative organization or by the producers or representative
organization's contracted partners to ensure compliance with all
applicable federal, state and local laws and any regulations and
ordinances for the protection of human health and the environment and
these procedures shall address adequate record keeping, tracking and
documenting of the final disposition of materials.
5. "postconsumer paint" means architectural paint not used and no
longer wanted by a consumer.
6. "producer" means a manufacturer of architectural paint who sells,
offers for sale or distributes the architectural paint in the state.
7. "program" means the postconsumer paint collection program
established pursuant to section 27-2003 of this title.
8. "recycling" means a process by which discarded products, components
and by-products are transformed into new usable or marketable materials
in a manner in which the original products may lose their identity. This
term excludes thermal treatment or the use of postconsumer paint as a
fuel substitute or for energy production.
9. "representative organization" means a not-for-profit organization
established by producers to implement the postconsumer paint collection
program.
10. "retailer" means a person that offers architectural paint for sale
at retail in the state.
11. "Reuse" means the return of a product into the economic stream for
use in the same kind of application as the product was originally
intended to be used, without a change in the product's identity.
12. "Sell" or "sale" means any transfer for consideration of title or
the right to use, from a manufacturer or retailer to a person,
including, but not limited to, transactions conducted through retail
sales outlets, catalogs, mail, the telephone, the internet, or any
electronic means; this does not include samples, donations, and reuse.
Postconsumer paint collection program.
1. No later than July first, two thousand twenty, a producer, either
individually or cooperatively, or a representative organization shall
submit to the department for the department's approval a plan for the
establishment of a postconsumer paint collection program. Such plan
shall be accompanied by a fee of five thousand dollars for an individual
producer or, in the case of a representative organization or producers
acting collectively, a fee of ten thousand dollars. The program will
minimize public sector involvement in the management of postconsumer
paint by reducing its generation, promoting its reuse and recycling and
negotiating and executing agreements to collect, transport, reuse,
recycle and properly dispose of postconsumer paint using environmentally
sound management practices.
2. A producer may satisfy the postconsumer paint collection program
requirement of this section by agreeing to participate collectively with
other producers. Any such collective postconsumer paint collection
program shall meet the same requirements as an individual producer. Such
program shall submit a registration to the department along with a
registration fee of ten thousand dollars.
3. The plan submitted by the producer or representative organization
to the department under this section shall:
(a) provide a list of each participating producer and brands covered
by the program.
(b) provide information on the architectural paint products covered
under the program.
(c) describe how the producer or representative organization will
collect, transport, recycle, and process postconsumer paint for
end-of-life management, including recycling and disposal, using
environmentally sound management practices.
(d) describe how it will provide for convenient and cost-effective
statewide collection of postconsumer paint in the state. The producer or
representative organization may coordinate the program with existing
municipal waste collection infrastructure as is mutually agreeable. A
paint retailer may participate, on a voluntary basis, as a paint
collection site if the paint retailer volunteers to act as such and
complies with all applicable laws and regulations.
(e) provide geographic modeling to determine the number and
distribution of sites for collection of postconsumer paint based on the
following criteria (i) at least ninety percent of New York residents
shall have a collection site within a fifteen mile radius; and (ii) one
additional collection site will be established for every fifty thousand
residents of an urbanized area (as defined by the United States Census
Bureau), unless the producer is a small business taxpayer as defined in
paragraph (f) of subdivision one of section two hundred ten of the tax
law or unless otherwise approved by the commissioner.
(f) describe the intended treatment, storage, transportation and
disposal options and methods for the collection of postconsumer paint.
The management of paint under the program shall promote reuse and
recycling.
(g) describe in detail education and outreach efforts to inform
consumers and retailers about the program. These materials should
include (i) information about collection opportunities for postconsumer
paint; (ii) information about the charge for the operation of the
program that shall be included by the producer in the price charged to
the retailer of all architectural paint sold in the state; and (iii)
efforts to promote the source reduction, reuse, and recycling of
architectural paint.
(h) set forth the process by which an independent financial auditor
will be selected and identify the criteria used by the producer or
representative organization in selecting an independent auditor.
(i) identify, in detail, the operational plans for interacting with
retailers on the proper handling and management of postconsumer paint.
(j) include the targeted annual collection rate.
(k) be reviewed by an independent financial auditor to assure that any
added cost to paint sold in the state as a result of the postconsumer
paint collection program does not exceed the costs of the program. The
independent auditor shall verify that the amount added to each unit of
paint will cover the costs of the postconsumer paint collection program.
4. The independent financial auditor may be selected by the department
and the department shall review the work product of any such independent
auditor. The department may terminate the services of any such
independent auditor. The cost of any work performed by such independent
auditor shall be funded by the program.
5. The department shall approve or reject a plan submitted under this
section within sixty days of submission and, if rejected, inform the
producer or representative organization in writing as to any
deficiencies in said plan. A producer or representative organization
shall amend and resubmit any rejected plans for reconsideration within
sixty days of notification of the rejection of said plan. The department
shall approve or reject said plan within thirty days of resubmission.
6. Beginning not later than January first, two thousand twenty-one or
six months after the plan is approved under subdivision five of this
section, whichever occurs later, the producer or representative
organization shall implement the postconsumer paint collection program
utilizing collection sites established pursuant to paragraph (e) of
subdivision three of this section.
7. Not later than the implementation date of the program, information
regarding the approved plan, the names of participating producers, and
the brands of architectural paint covered by the program shall be posted
on the department's website and on the website of the producer and
representative organization.
8. Upon implementation of the program, each producer shall include in
the price of any architectural paint sold to retailers and distributors
in the state the per container amount in the approved program plan. A
retailer or distributor shall not deduct this amount from the purchase
price.
9. A producer or retailer shall not sell, or offer for sale,
architectural paint to any person in the state unless the producer and
the producer's brands are registered with the department pursuant to
section 27-2003 of this title on and after the date of implementation of
the postconsumer paint collection program.
10. (a) A retailer shall be in compliance with this section if, on the
date the architectural paint was offered for sale, the producer is
listed on the department's website as implementing or participating in
an approved program or if the paint brand is listed on the department's
website as being included in the program.
(b) A paint collection site authorized under the provisions of this
section shall not charge any additional amount for the disposal of paint
when it is offered for disposal.
11. (a) A producer or the representative organization that organizes
the collection, transport and processing of postconsumer paint, in an
action solely to increase the recycling of architectural paint by a
producer, representative organization, or retailer that affects the
types and quantities being recycled or the cost and structure of any
return program shall not be liable for any claim of a violation of
antitrust, restraint of trade or unfair trade practice arising from
conduct undertaken in accordance with the program pursuant to this
section.
(b) Provided however, paragraph (a) of this subdivision shall not
apply to any agreement establishing or affecting the price of paint
except for the postconsumer paint collection assessment or the output or
production of paint or any agreement restricting the geographic area or
customers to which paint will be sold.
12. The operator of the postconsumer paint collection program shall
update the plan, as needed, when there are changes proposed to the
current program. A new plan or amendment will be required to be
submitted to the department for approval when:
(a) there is an addition to the products covered under the program; or
(b) there is a revision of the program's goals; or
(c) every four years from the date of approval of a previous plan.
The operator of the postconsumer paint collection program shall notify
the department annually, in writing, if there are no changes proposed to
the program and the producer or representative organization intends to
continue implementation of the program as previously approved by the
department.
13. Any person who becomes a producer after July first, two thousand
twenty shall submit a plan to the department prior to selling or
offering for sale in the state any architectural paint, and must comply
with the requirements of this title.
Reporting requirements.
1. On or before October fifteenth, two thousand twenty-one, and
annually thereafter, each operator of a program shall submit a report to
the commissioner that details the postconsumer paint collection program
for the prior year's program from July first to June thirtieth. The
report shall be posted on the department's website. The report shall be
posted on the website of the producer and representative organization.
Said report shall include a copy of the independent audit detailed in
paragraph (d) of this subdivision. Such annual report shall include:
(a) a detailed description of the methods used to collect, transport
and process postconsumer paint in the state including detailing
collection methods made available to consumers and an evaluation of the
program's collection convenience;
(b) the overall volume of postconsumer paint collected in the state;
(c) the volume and type of postconsumer paint collected in the state
by method of disposition, including reuse, recycling and other methods
of processing or disposal;
(d) the total cost of implementing the program, as determined by an
independent financial audit, as performed by an independent auditor;
(e) samples of all educational materials provided to consumers of
architectural paint and retailers; and
(f) a detailed list of efforts undertaken and an evaluation of the
methods used to disseminate such materials including recommendations, if
any, for how the educational component of the program can be improved.
2. The department shall submit a report regarding the implementation
of this title in this state to the governor and legislature by April
first, two thousand twenty-two and every two years thereafter. The
report must include, at a minimum, an evaluation of:
(a) the architectural and postconsumer paint stream in the state;
(b) disposal, recycling and reuse rates in the state for architectural
paint;
(c) a discussion of compliance and enforcement related to the
requirements of this title; and
(d) recommendations for any changes to this title.
Department responsibilities.
1. The department shall promulgate all necessary rules and regulations
including, but not limited to, standards for reuse.
2. The department shall (a) maintain a list of producers who are
implementing or participating pursuant to section 27-2003 of this title,
(b) maintain a list of each such producer's brands, and (c) post such
lists on the department's website.
TITLE 21 Mercury-added Consumer Products
Definitions.
As used in this title:
1. "Hazardous waste management facility" shall have the same meaning
as "commercial hazardous waste facilities" as defined in section 27-0901
of this article.
2. "Collector" means any person who accepts mercury-added consumer
products in order to transfer them to a solid waste management facility,
a hazardous waste management facility or another collector.
3. "Consumer" means any person who purchases a mercury-added consumer
product for use other than resale.
4. "Dispose" or "disposal" means the abandonment, discharge, deposit,
injection, dumping, spilling, leaking or placing of any substance so
that such substance or any related constituent thereof may enter the
environment. Disposal also means the thermal destruction of waste or
hazardous waste and the burning of such wastes as fuel for the purpose
of recovering useable energy.
5. "Distributor" means any person who sells mercury-added consumer
products to a retailer in this state, including any manufacturer who
sells to retailers in the state.
6. "Manufacturer" means any person who manufactures mercury-added
consumer products.
7. "Mercury-added consumer product" means any device or material into
which elemental mercury or mercury compounds are intentionally added
during such device's or material's formulation or manufacture, and in
which the continued presence of mercury is required to provide a
specific characteristic, appearance or quality, or to perform a specific
function. Such term shall include, but not be limited to
mercury-containing:
(a) thermostats;
(b) thermometers;
(c) switches, whether individually or as part of another product;
(d) medical or scientific instruments;
(e) electrical relays and other electrical devices;
(f) lamps; and
(g) batteries sold to consumers, not including button batteries.
8. "Mercury-added novelty consumer product" means a mercury-added
consumer product intended mainly for personal or household enjoyment or
adornment. Mercury-added novelty consumer products include, but are not
limited to, items intended for use as practical jokes, figurines,
adornments, toys, games, cards, ornaments, yard statues and figures,
candles, jewelry, holiday decorations, items of apparel (including
footwear), or similar products. A product is not a mercury-added novelty
consumer product solely on the basis that it is a game with a light
screen display containing mercury, or includes a removable battery
containing mercury.
9. "Mercury fever thermometer" or "mercury body thermometer" means a
mercury-added consumer product that is used for measuring body
temperature. A product is not a "mercury fever thermometer" or "mercury
body thermometer" solely on the basis that it includes a removable
battery containing mercury.
10. "Solid waste" means solid waste as defined in section 27-0701 of
this article.
11. "Retailer" means any person in this state who sells new
mercury-added consumer products to consumers for purposes other than
resale.
12. "Solid waste management facility" means a solid waste management
facility as defined in section 27-0701 of this article.
13. "Elemental mercury" means the material represented by the chemical
symbol Hg. Elemental Hg is a silvery-white liquid (at room temperature)
with an atomic number of 80 and an atomic mass of 200.59.
14. "Mercury barometer" means a mercury-added consumer product used
for measuring atmospheric pressure.
15. "Mercury esophageal dilator" or "mercury bougie tube" means a
mercury-added consumer product in the form of a long, flexible tube that
is passed down a patient's esophagus to dilate a narrowed area.
16. "Mercury flow meter" means a mercury-added consumer product used
for measuring the flow or quantity of a moving fluid or gas.
17. "Mercury hydrometer" means a mercury-added consumer product used
for measuring the specific gravity of a liquid.
18. "Mercury hygrometer" or "mercury psychrometer" means a
mercury-added consumer product used for measuring the water vapor
content of air.
19. "Mercury gastrointestinal tube" means a mercury-added consumer
product in the form of a tube used for addressing intestinal
obstructions.
20. "Mercury manometer" means a mercury-added consumer product used
for measuring the pressure of liquids and gases.
21. "Mercury pyrometer" means a mercury-added consumer product used
for measuring the temperature of extremely hot materials.
22. "Mercury sphygmomanometer" means a mercury-added consumer product
used for measuring blood pressure in the arteries.
23. "Mercury thermometer" means a mercury-added consumer product used
for measuring temperature.
24. "Mercury thermostat" means a mercury-added consumer product that
uses a mercury switch to sense and control room temperature through
communication with heating, ventilating or air conditioning equipment.
Such term includes thermostats used to sense and control room
temperature in residential, commercial, industrial and other buildings,
but does not include a thermostat used to control temperature as part of
a manufacturing process.
25. "Mercury relay" means a mercury-added consumer product or device
that opens or closes electrical contacts to affect the operation of
other devices in the same or another electrical circuit. Such term
includes mercury displacement relays and mercury contact relays but
shall not include mercury wetted reed relays.
26. "Mercury switch" means a mercury-added consumer product or device
that opens or closes an electrical circuit or gas valve. Such term
includes mercury float switches actuated by rising or falling liquid
levels, mercury tilt switches actuated by a change in the switch
position, mercury pressure switches actuated by a change in pressure,
and mercury temperature switches actuated by a change in temperature but
shall not include mercury flame sensors. Mercury switch does not include
a mercury thermostat.
27. "Household" means a single or multiple family residence.
28. "Manufacturer" means any person, firm, association, partnership,
limited liability company, corporation, governmental entity,
organization, combination or joint venture which is the last entity to
produce or assemble a new motor vehicle that utilizes mercury-added
components or, in the case of an imported motor vehicle, the importer or
domestic distributor of such vehicle.
29. "Mercury-added component" means a motor vehicle component that
contains greater than fifteen milligrams of mercury, which was
intentionally added to such vehicle in order to provide a specific
characteristic, appearance or quality, to perform a specific function,
or for any other purpose. Such components shall include, but not be
limited to, switches, sensors, lights and navigational systems.
30. "Mercury-added lamp" means an electric lamp to which mercury or
mercury compounds are intentionally added during the manufacturing
process, including, but not limited to, compact fluorescent lamps,
fluorescent lamps and tubular fluorescent lamps with normal or long
lifetime.
31. "Producer of mercury-added lamps" means any person who:
(a) manufactures and sells mercury-added lamps under its own brand;
(b) resells under its own brand equipment produced by other suppliers,
a reseller not being regarded as the producer of mercury-added lamps if
the brand of the producer of mercury-added lamps appears on the
equipment, as provided for in paragraph (a) of this subdivision; or
(c) serves as the importer or domestic distributor of a mercury-added
lamp if the brand name owner is located outside of the United States.
32. "General purpose lights" means lamps, bulbs, tubes, or other
electric devices that provide functional illumination for indoor
residential, indoor commercial, and outdoor use. General purpose lights
shall not include special purpose lights.
33. "Special purpose lights" means the following specialty lighting:
appliance, black light, germicidal, colored, plant light, reflector,
reprographic, shatter-resistant, cold temperature, sign service, and
preheat.
34. "Long lifetime" means more than twenty-four thousand hours when
tested on a T8 instant start ballast, a T12 rapid start ballast, or a T5
programmed start ballast, and turned on and off every three hours
("three hour starts").
Labeling.
1. Mercury-added consumer products sold or offered for sale in this
state by a distributor or retailer shall be labeled by the manufacturer
thereof in accordance with the provisions of this section.
2. Unless alternative labeling is approved by the commissioner
pursuant to subdivision four of this section, the labeling of
mercury-added consumer products shall:
(a) clearly and conspicuously inform the consumer that mercury is
present in such product and that such product shall not be disposed of
or placed in a waste stream destined for disposal in mixed municipal
solid waste until the mercury is removed and reused, recycled or
otherwise managed to ensure that the mercury does not become part of
solid waste or contaminate wastewater;
(b) be conspicuous to the consumer prior to the purchase, and during
the installation and removal of such product;
(c) be affixed to the product and be composed of a material
sufficiently durable to remain legible and so affixed for the useful
life of the product; and
(d) be printed and affixed to the product by the manufacturer thereof.
3. Automobile manufacturers shall be deemed to meet the labeling
requirements of this section, with respect to either original equipment
or service parts, if new automobiles bear a label on the doorpost that
lists the mercury-added components that may be present in such vehicle.
Such label shall, to the largest extent possible, be consistent with
labeling provisions of other states. An automobile manufacturer may
apply to the commissioner for approval of an alternative to the labeling
requirement that would be at least as effective in providing presale
notification of mercury content.
4. (a) The commissioner may promulgate rules and/or regulations
specifying labeling requirements, provided, however, that any such rules
and/or regulations shall allow for the use of labels adopted by other
states that meet the requirements of subdivision two of this section.
(b) The commissioner shall promulgate rules and/or regulations to
authorize alternative labeling, including package labeling, for
mercury-added consumer products as defined in this title under the
following conditions:
(i) a manufacturer must submit a written request for alternative
labeling documenting that a product or class of products cannot
reasonably be labeled to comply with specific requirements of this
title; and
(ii) all authorizations for alternative labeling granted under this
subdivision shall be valid for four years and may be renewed.
Disposal.
1. No person shall knowingly or intentionally dispose of a
mercury-added consumer product in solid waste or otherwise dispose of
such a product except by separated delivery thereof to a solid waste
management facility or hazardous waste management facility permitted or
authorized pursuant to title seven or nine of this article.
2. No person or collector shall knowingly or intentionally dispose of
any mercury-added consumer product by delivery to a resource recovery
facility as permitted pursuant to title seven of this article where
waste or hazardous waste is burned as fuel for the purpose of recovering
usable energy.
3. No collector, solid waste management facility, or hazardous waste
management facility shall knowingly or intentionally store, recycle or
dispose of any mercury-added consumer product except in accordance with
regulations promulgated pursuant to this article.
4. The department, in consultation with the department of health,
shall develop and disseminate informational materials on the dangers of
mercury-added consumer products, and the requirements of this section
relating to the separation and disposal of mercury-added consumer
products.
Prohibitions.
1. On and after January first, two thousand five, no person shall
sell, offer for sale or distribute free of charge in the state any
mercury-added novelty consumer product. A manufacturer that produces or
sells mercury-added novelty consumer products shall notify retailers
that sell mercury-added novelty consumer products about such product ban
and inform such retailers of how to properly dispose of the remaining
inventory.
2. On and after January first, two thousand five, no person shall
sell, offer for sale or distribute free of charge mercury fever
thermometers or mercury body thermometers except by prescription written
by a physician. A manufacturer of such thermometers shall provide the
buyer or the recipient with notice of mercury content, instructions on
proper disposal and instructions that clearly describe how to carefully
handle the thermometer to avoid breakage and on proper cleanup should a
breakage occur.
3. On or after January first, two thousand five, no person shall sell,
offer for sale or distribute free of charge in the state elemental
mercury, other than within a mercury-added consumer product, without
requiring the final purchaser or recipient to sign a statement that the
purchaser will use the mercury only for medical, pre-encapsulated dental
amalgam, research, or manufacturing purposes.
4. On or after September fourth, two thousand four, no primary or
secondary school in New York state may use or purchase elemental
mercury. Mercury-added consumer products which are not otherwise
prohibited by this title that are used by schools are not subject to
this prohibition.
5. On or after January first, two thousand six, no person shall sell,
offer for sale or distribute the following mercury-added consumer
products:
(a) mercury barometers;
(b) mercury esophageal dilators, mercury bougie tubes or mercury
gastrointestinal tubes;
(c) mercury flow meters;
(d) mercury hygrometers or mercury psychrometers; and
(e) mercury pyrometers;
The provisions of this subdivision shall not apply to the sale or
distribution of any mercury-added consumer product delineated in this
subdivision if such product is used to replace a product that is a
component in a larger product in use prior to January first, two
thousand six, or the resale of any mercury-added consumer product
delineated in this subdivision manufactured before December
thirty-first, two thousand five.
6. On or after January first, two thousand seven, no person shall
sell, offer for sale or distribute any mercury hydrometer or mercury
manometer. The provisions of this subdivision shall not apply to the
sale or distribution of any mercury-added consumer product delineated in
this subdivision if such product is used to replace a product that is a
component in a larger product in use prior to January first, two
thousand seven, or the resale of any mercury-added consumer product
delineated in this subdivision manufactured before December
thirty-first, two thousand six.
7. On or after January first, two thousand eight, no person shall
sell, offer for sale or distribute any mercury switch or mercury relay
individually or as a product component. The provisions of this
subdivision shall not apply to the sale or distribution of any
mercury-added consumer product delineated in this subdivision if such
product is used to replace a product that is a component in a larger
product in use prior to January first, two thousand eight, or the resale
of any mercury-added consumer product delineated in this subdivision
manufactured before December thirty-first, two thousand seven.
8. On or after January first, two thousand twelve, no person shall
sell, offer for sale or distribute any mercury sphygmomanometer, mercury
wetted reed relay, mercury flame sensor, mercury thermometer, or mercury
thermostat, except for mercury thermostats used by a blind or visually
impaired person. The provisions of this subdivision shall not apply to
the sale or distribution of any mercury-added consumer product
delineated in this subdivision if such product is used to replace a
product that is a component in a larger product in use prior to January
first, two thousand twelve or the resale of any mercury-added consumer
product delineated in this subdivision manufactured prior to January
first, two thousand twelve.
9. The provisions of subdivisions five, six, seven and eight of this
section shall not apply to the sale or distribution of any mercury-added
consumer product delineated in those subdivisions if the use of such
product is a federal requirement. The department shall develop
informational materials on the dangers of mercury-added consumer
products, specifically thermometers and barometers, and disseminate such
materials to antique dealers and resale establishments.
10. The department may grant a waiver from the provisions of
subdivision eight of this section upon request by the manufacturer of a
mercury-added consumer product.
(a) An application for a waiver shall be in the form prescribed by the
department and document the basis for the requested waiver or renewal of
a waiver and describe how the manufacturer will ensure that a system
exists for the proper collection, transportation and processing of the
mercury-added consumer products at the end of their useful life.
(b) The application must include at a minimum, information that
demonstrates:
(i) there are no non-mercury alternatives that are comparable in price
to, are as effective in performance as, or are as accurate and precise
as the identified mercury-added consumer product;
(ii) the use of the mercury-added consumer product provides a net
benefit to the environment, public health, or public safety when
compared to a non-mercury alternative; or
(iii) there are other factors affecting the use of non-mercury
alternatives.
(c) The manufacturer must notify the regional multi-state
clearinghouse, as identified in section 27-2115 of this title, of its
request for a waiver pursuant to this subdivision and provide the
clearinghouse with the information required in its waiver application.
(d) The department may grant or deny, in whole or in part, a request
for a waiver. In determining whether to grant or deny a waiver or waiver
renewal, the department may consult with the clearinghouse, other
states, or regional governmental organizations to promote consistency in
the implementation of this subdivision.
(e) Waivers shall be granted for a period not to exceed two years.
Upon a request by the manufacturer, the department may renew a waiver
for a period not to exceed two years if the department finds that the
manufacturer continues to meet the requirements for a waiver, that the
manufacturer has complied with all conditions of the original waiver,
and the manufacturer demonstrates that reasonable efforts have been made
to remove mercury from the product subject to the waiver.
11. On and after January first, two thousand twenty-one, no producer
of mercury-added lamps shall sell, offer for sale, or distribute such
lamps that fail to meet mercury content standards adopted by the
department pursuant to rules and regulations. Such standards shall
include what, if any, allowance should be granted for slight variations
in the amount of mercury resulting from production variances. For the
following general purpose lights, mercury content shall be no higher
than:
(a) 2.5 milligrams for screw-based compact fluorescent lamps less than
thirty watts;
(b) 3.5 milligrams for straight fluorescent T8 lamps with a normal
lifetime (excluding 8-foot models) and 3.0 milligrams for straight
fluorescent T5 lamps with a normal lifetime;
(c) 5.0 milligrams for straight fluorescent T8 and T5 lamps with a
long lifetime;
(d) 15.0 milligrams for non-linear fluorescent T8, T5, and T12 lamps
and 8-foot linear fluorescent lamps (excluding very high output models);
12. On or before December thirty-first, two thousand twenty-six,
mercury content standards established in accordance with this section
shall not apply to special purpose lights.
Advisory committee on mercury pollution.
1. There shall be established, within the department, an advisory
committee on mercury pollution to examine, evaluate and make
recommendations concerning the prevention and cleanup of mercury
pollution, and the latest technology for the remediation of mercury
pollution.
2. The advisory committee on mercury pollution shall consist of seven
members, each appointed member to serve a term of two years, to be
appointed as follows:
(a) one member appointed by the temporary president of the senate;
(b) one member appointed by the speaker of the assembly;
(c) the commissioner, or his or her designee; and
(d) four members appointed by the governor as follows:
(i) one shall be a representative of an industry that manufactures
mercury-added consumer products,
(ii) one shall be a public health specialist,
(iii) one shall be a toxicologist, and
(iv) one shall be a scientist who is knowledgeable on matters relating
to mercury contamination.
3. The members of such committee shall be broadly representative of
the geographic areas of the state. The commissioner, or his or her
designee, shall serve as the chair of the committee. Vacancies in the
membership of the committee shall be filled in the manner provided for
original appointments.
4. The members of the advisory committee on mercury pollution shall
receive no compensation for their services, but shall be allowed their
actual and necessary expenses incurred in the performance of their
duties pursuant to this section.
5. To the maximum extent feasible, the advisory committee on mercury
pollution shall be entitled to request and receive data from any
department, division, board, bureau, commission or agency of the state
or any political subdivision thereof as it may reasonably request to
carry out properly its powers and duties pursuant to this section.
6. On or before February first, two thousand six, the advisory
committee on mercury pollution shall submit a report to the governor and
the legislature relating to:
(a) the extent of mercury contamination in the soil, waters and air of
the state;
(b) the extent of any health risk from mercury contamination in the
state, especially to pregnant women, children and people that use fish
as a major source of food;
(c) the methods available to minimize the risk of further
contamination or increased health risks to the public;
(d) the potential costs of minimizing further risk and recommendations
on how to acquire the funds necessary to reduce contamination and
minimize the risk of mercury-related health problems;
(e) the effectiveness of the provisions of this title in reducing
mercury contamination and mercury-related health problems; and
(f) any necessary coordination with other states to effectively
address mercury issues.
Regulations.
The department shall promulgate and enforce any regulations necessary
to implement the provisions of this title.
Such regulations shall provide for the proper storage, recycling and
disposal of mercury-added consumer products at facilities regulated
pursuant to titles seven and nine of this article.
Exemptions.
1. The provisions of this title shall not apply to photographic film
and paper, pharmaceutical products, biological products or any substance
that may be lawfully sold over the counter without a prescription under
the federal Food, Drug and Cosmetic Act, 21 USC 301 et seq. For the
purposes of this subdivision, "biological product" means a virus,
therapeutic serum, toxin, antitoxin, vaccine, blood, blood component or
derivative, allergenic product or an analogous product, or arsphenamine,
or any other trivalent organic arsenic compound used for the prevention,
treatment or cure of a disease or condition of human beings.
2. The provisions of subdivision one of section 27-2105 of this title
shall not apply to mercury-containing lamps discarded by households.
3. The provisions of subdivision one of section 27-2105 of this title
shall not apply to mercury-containing lamps discarded by a small
business if such small business discards no more than fifteen
mercury-containing lamps per month. For the purposes of this subdivision
"small business" means any business which is resident in this state,
independently owned and operated, not dominant in its field, and
employing not more than one hundred individuals.
Interstate clearinghouse.
1. (a) The department is authorized to participate in the regional,
multi-state clearinghouse to assist in carrying out the requirements of
this title. The department is authorized to collect the following
information from product manufacturers or trade associations
representing manufacturers of a product or component to which mercury is
intentionally added during formulation or manufacture, or a product
containing one or more components to which mercury is intentionally
added during formulation or manufacture:
(i) a brief description of the product or product component;
(ii) the purpose for which mercury is used in the product or product
component;
(iii) the amount of mercury in each unit of the product or component;
(iv) the total amount of mercury contained in all units of the product
or product components; and
(v) the name and address of the manufacturer, and the name, address
and phone number of a contact person for the manufacturer.
(b) Every mercury-added consumer product or product component for
which federal law governs notice in a manner that preempts state
authority shall be exempt from the requirements of this subdivision.
(c) With the approval of the department, a manufacturer may supply the
information required by paragraph (a) of this subdivision for a product
category rather than an individual product. The manufacturer shall
update and revise the information in the notification whenever there is
a significant change in the information or when requested by the
department.
(d) A product or product component shall not be offered for final
sale, use or distributed for promotional purposes unless the
manufacturer of the product or product component or a trade association
representing manufacturers of the product or component has provided the
information required in paragraph (a) of this subdivision.
2. The clearinghouse is authorized to maintain information on behalf
of New York state, including, but not limited to: (a) a list of all
products containing mercury, including mercury-added consumer products;
and (b) a file on all exemptions granted by the states.
Phase-out of mercury-added components in motor vehicles.
1. Commencing with the motor vehicle model year for the fourth year
after the calendar year in which this subdivision takes effect, no
manufacturer shall equip any motor vehicle sold in this state with any
mercury-added component.
2. Notwithstanding the provisions of subdivision one of this section,
a motor vehicle may be equipped with a mercury-added component which is
necessary to comply with federal or state safety or health requirements,
or for the purposes of national security, provided that the manufacturer
applies for and receives an exemption from the commissioner.
3. If granted an exemption, every motor vehicle that is equipped with
a mercury-added component shall be labeled by the manufacturer as
required in subdivision 3 of section 27-2103 of this title.
Phase-out of mercury-containing flooring.
1. Commencing a year after the calendar year in which this section
takes effect, no public or nonpublic elementary or secondary school
shall install a mercury-containing floor nor shall any school install a
floor over a mercury-containing floor prior to removal of the
mercury-containing floor.
2. The time weighted average mercury vapor exposure for an employee or
student of a public or nonpublic elementary or secondary school shall
not exceed 750 ng/m (3).
3. For purposes of this section:
(a) "mercury-containing floor" shall mean a floor containing
phenyl-mercuric-acetate catalyst.
(b) "time weighted average" shall mean an employee's average airborne
exposure in an eight-hour work shift of a forty-hour work week or for a
person under the age of eighteen shall mean sixteen hours or less per
week averaged over the school year.
TITLE 22 Food Donation and Food Scraps Recycling
Definitions.
1. "Designated food scraps generator" means a person who generates at
a single location an annual average of two tons per week or more of food
scraps between January first, two thousand twenty-three and December
thirty-first, two thousand twenty-six, an annual average of one ton per
week or more of food scraps between January first, two thousand
twenty-seven and December thirty-first, two thousand twenty-eight, and
an annual average of one-half ton per week or more of food scraps
beginning January first, two thousand twenty-nine and thereafter based
on a methodology established by the department pursuant to regulations,
including, supermarkets, large food service businesses, higher
educational institutions, hotels, food processors, correctional
facilities, and sports or entertainment venues. For a location with
multiple independent food service businesses, such as a mall or college
campus, the entity responsible for contracting for solid waste hauling
services is responsible for managing food scraps from the independent
businesses.
2. "Food scraps" means inedible food, trimmings from the preparation
of food, food-soiled paper, and edible food that is not donated. Food
scraps shall not include used cooking oil, yellow grease or food from
residential sources, or any food identified in regulations promulgated
by the department in consultation with the department of agriculture and
markets or any food which is subject to a recall or seizure due to the
presence of pathogens, including but not limited to: Listeria
Monocytogenes, confirmed Clostridium Botulinum, E. coli 0157:H7 and all
salmonella in ready-to-eat foods.
3. "Organics recycler" means a facility, permitted by the department,
that recycles food scraps through use as animal feed or a feed
ingredient, rendering, land application, composting, aerobic digestion,
anaerobic digestion, fermentation, or ethanol production. Animal scraps,
food soiled paper, and post-consumer food scraps are prohibited for use
as animal feed or as a feed ingredient. The proportion of the product
created from food scraps by a composting or digestion facility,
including a wastewater treatment plant that operates a digestion
facility, or other treatment system, must be used in a beneficial manner
as a soil amendment and shall not be disposed of or incinerated.
4. "Person" means any business entity, partnership, company,
corporation, not-for-profit corporation, association, governmental
entity, public benefit corporation, public authority, firm, or
organization.
5. "Single location" means contiguous property under common ownership,
which may include one or more buildings.
6. "Incinerator" shall have the same meaning as provided in section
72-0401 of this chapter.
7. "Landfill" shall have the same meaning as provided in section
72-0401 of this chapter.
8. "Transfer facility" means a solid waste management facility,
whether owned or operated by a private or public entity, other than a
recyclables handling and recovery facility, used oil facility, or a
construction and demolition debris processing facility, where solid
waste is received for the purpose of subsequent transfer to another
solid waste management facility for processing, treating, disposal,
recovery, or further transfer.
9. "Excess edible food" means edible food that is not sold or used by
a designated food scrap generator and is still safe to be consumed but
is being disposed of by the generator, but shall not include unpackaged
fresh meat, fish or poultry, food damaged by pests, mold, bacteria or
other contamination, food subject to governmental or producer recall due
to food safety and food returned to a supplier.
10. "Food relief organization" means a religious organization or other
not-for-profit that provides food for free to needy individuals,
including, but not limited to, a food pantry, food bank, or soup kitchen
or community-based organization that provides food for free to needy
individuals.
Designated food scraps generator responsibilities.
1. Effective January first, two thousand twenty-two:
(a) all designated food scraps generators shall separate their excess
edible food for donation for human consumption to the maximum extent
practicable, and in accordance with applicable laws, rules and
regulations related to food donation; and
(b) * except as provided in paragraph (c) of this subdivision, each
designated food scraps generator that is within twenty-five miles of an
organics recycler, to the extent that the recycler has capacity to
accept all of such generator's food scraps based on the department's
yearly estimate of an organic recyclers' capacity pursuant to section
27-2211 of this title, shall:
* NB Effective until January 1, 2027
* except as provided in paragraph (c) of this subdivision, each
designated food scraps generator that is within fifty miles of an
organics recycler, to the extent that the recycler has capacity to
accept all of such generator's food scraps based on the department's
yearly estimate of an organic recyclers' capacity pursuant to section
27-2211 of this title, shall:
* NB Effective January 1, 2027
(i) separate its remaining food scraps from other solid waste;
(ii) ensure proper storage for food scraps on site which shall
preclude such materials from becoming odorous or attracting vectors,
such as a container that has a lid and a latch that keeps the lid closed
and is resistant to tampering by rodents or other wildlife and has
sufficient capacity;
(iii) have information available and provide training for employees
concerning the proper methods to separate and store food scraps; and
(iv) obtain a transporter that will deliver food scraps to an organics
recycler, self-haul its food scraps to an organics recycler, or provide
for organics recycling on-site via in vessel composting, aerobic or
anaerobic digestion or any other method of processing organic waste that
the department approves by regulation, for some or all of the food waste
it generates on its premises, provided that the remainder is delivered
to an organics recycler.
(c) The provisions of paragraph (b) of this subdivision shall not
apply to any designated food scraps generator that has all of its food
scraps processed in a mixed solid waste composting or mixed solid waste
anaerobic digestion facility.
2. All designated food scraps generators shall submit an annual report
to the department on or before March first, two thousand twenty-three,
and annually thereafter, in an electronic format. The annual report must
summarize the amount of edible food donated, the amount of food scraps
recycled, the organics recycler or recyclers and associated transporters
used, and any other information as required by the department.
3. A designated food scraps generator may petition the department for
a temporary waiver from some or all of the requirements of this title.
The petition must include evidence of undue hardship based on:
* (a) the designated food scraps generator does not meet the two tons
per week threshold;
* NB Effective until January 1, 2027
* (a) the designated food scraps generator does not meet the tonnage
per week threshold pursuant to subdivision one of section 27-2201 of
this title;
* NB Effective January 1, 2027
(b) the cost of processing organic waste is not reasonably competitive
with the cost of disposing of waste by landfill;
(c) the organics recycler does not have sufficient capacity, despite
the department's calculation; or
(d) the unique circumstances of the generator.
A waiver shall be no longer than one year in duration provided,
however, the department may renew such waiver.
Waste transporter responsibilities.
1. Any waste transporter that collects food scraps for recycling from
a designated food scraps generator shall:
(a) deliver food scraps to a transfer facility that will deliver such
food scraps to an organics recycler unless such generator has received a
temporary waiver under subdivision three of section 27-2203 of this
title; or
(b) deliver such food scraps directly to an organics recycler.
2. Any waste transporter that collects food scraps from a designated
food scraps generator shall take all reasonable precautions to not
deliver those food scraps to an incinerator or a landfill nor commingle
the material with any other solid waste unless such commingled waste can
be processed by an organics recycler or unless such generator has
received a temporary waiver under subdivision three of section 27-2203
of this title.
Transfer facility.
Any transfer facility that receives food scraps from a designated food
scraps generator must ensure that the food scraps are taken to an
organics recycler unless such generator has received a temporary waiver
under subdivision three of section 27-2203 of this title. A transfer
facility shall take all reasonable precautions to not commingle the
material with any other solid waste unless such commingled waste can be
processed by an organics recycler.
Food scraps disposal prohibition.
Incinerators and landfills shall take all reasonable precautions to
not accept food scraps from designated food scraps generators required
to send their food scraps to an organics recycler as outlined under
section 27-2203 of this title, after January first, two thousand
twenty-two, unless the designated food scraps generator has received a
temporary waiver under subdivision three of section 27-2203 of this
title.
Department responsibilities.
1. The department shall publish on its website: (a) the methodology
the department will use to determine who is a designated food scrap
generator; (b) the waiver process; (c) procedures to minimize odors and
vectors; and (d) a list of all designated food scraps generators,
organics recyclers, and all waste transporters that manage
source-separated organics.
2. No later than June first, two thousand twenty-one and annually
thereafter, the department shall assess the capacity of each organic
recycler and notify designated food scraps generators if they are
required to comply with the provisions of paragraph (b) of subdivision
one of section 27-2203 of this title.
3. The department shall develop and make available educational
materials to assist designated food scraps generators with compliance
with this title. The department shall also develop education materials
on food waste minimization and encourage municipalities to disseminate
these materials both on their municipal websites and in any such future
mailings to their residents as they may distribute.
4. The department shall regulate organics recyclers to ensure that
their activities do not impair water quality or otherwise harm human
health and the environment.
Regulations.
The department shall, after one or more public hearings, promulgate
rules and regulations necessary to implement the provisions of this
title including: (a) the methodology the department will use to
determine who is a designated food scraps generator; (b) the waiver
process; (c) procedures to minimize odors and vectors; (d) a list of all
designated food scraps generators, organics recyclers, and all waste
transporters that manage source-separated organics; and (e) how
designated food scraps generators shall comply with the provisions of
paragraph (a) and subparagraph (i) of paragraph (b) of subdivision one
of section 27-2203 of this title.
Exclusions.
1. This title shall not apply to any designated food scraps generators
located in a city with a population of one million or more which has a
local law, ordinance or regulation in place which requires the diversion
of edible food and food scraps from disposal.
2. This title does not apply to hospitals, nursing homes, adult care
facilities, and elementary and secondary schools.
Annual report.
No later than January first, two thousand twenty-three, and on an
annual basis thereafter, the department shall submit an annual report to
the governor and legislature describing the operation of the food
donation and food scraps recycling program including amount of edible
food donated, amount of food scraps recycled, sample educational
materials, and number of waivers provided.
* § 27-2218. Supermarket excess edible food.
1. For the purpose of this section, "supermarket" means a physical
retail store which has at the subject location more than ten thousand
square feet devoted to offering food for human consumption for sale to
the general public and generates an annual average of less than two tons
per week of food scraps pursuant to subdivision one of section 27-2201
of this title.
2. Every supermarket shall from time to time make excess edible food
available to food relief organizations. No supermarket shall be required
to make available a particular quantity or level of excess edible food
or to transport or distribute any excess edible food.
3. A supermarket shall be deemed in compliance with this section if it
in good faith arranges with a food relief organization that has
requested in writing to collect excess edible food from the supermarket
for the collection of such excess edible food. The rights, liabilities
or immunity of any party under this section shall be governed pursuant
to the Bill Emerson Good Samaritan Food Donation Act (42 U.S.C. § 1791
et seq.), as of January seventh, two thousand eleven.
4. A supermarket may impose reasonable restrictions as to the time and
manner of collection by a food relief organization so as not to
interfere with its business operations.
5. A supermarket may, in accordance with any applicable laws, dispose
of any excess edible food which is not picked up by a food relief
organization within a reasonable time.
6. Nothing in this section shall be construed to supersede any state
or federal health laws or regulations regarding the handling of excess
edible food.
7. A supermarket that does not meet the requirements of this section
shall not be subject to the penalties specified in title twenty-seven of
article seventy-one of this chapter.
* NB Repealed December 31, 2026
Severability.
The provisions of this title shall be severable and if any portion
thereof or the applicability thereof to any person or circumstance is
held invalid, the remainder of this title and the application thereof
shall not be affected thereby.
TITLE 23 Vehicle Dismantling Facilities
* § 27-2301. Definitions.
As used in this title:
1. "Container" shall mean any portable device in which a material is
stored, transported, treated, disposed of or otherwise handled.
2. "Contingency plan" means a document describing organized, planned
and technically coordinated and financially feasible courses of action
to be followed in case of emergency or other special conditions.
3. "Discharge" shall mean the accidental or intentional spilling,
leaking, pumping, pouring, emitting, emptying or dumping of any solid
waste, or solid waste constituent, including leachate, into or on any
air, land or water.
4. "End of life vehicle" shall mean any motor vehicle sold, given, or
otherwise disposed of as junk or salvage.
5. "Good condition" shall mean no severe rusting, apparent structural
defects or deteriorations and not leaking.
6. "Groundwater" shall mean water below the land surface in a
saturated zone of soil or rock. This includes perched water separated
from the main body of groundwater by an unsaturated zone.
7. "Leak-resistant" or "leak-proof" shall mean designed and maintained
to prevent the escape of contained liquids or other materials when
appropriately closed regardless of container orientation (i.e., upright,
tipped over).
8. "Mercury containing devices" shall mean any device or material into
which elemental mercury or mercury compounds are intentionally added
during the manufacture of such devices and which the continued presence
of mercury is required to provide a specific characteristic, appearance
or quality or to perform a specific function. Such items include but are
not limited to convenience lighting switches, antilock brake assemblies,
and high intensity discharge head lamps.
9. "Surface water" shall mean lakes, bays, sounds, ponds, impounding
reservoirs, perennial streams and springs, rivers, creeks, estuaries,
marshes, inlets, canals, the Atlantic ocean within the territorial
limits of New York state, and all other perennial bodies of surface
water, natural or artificial, inland or coastal, fresh or salt, public
or private, pursuant to article 15 of this chapter.
10. "Vector" shall mean a carrier that is capable of transmitting a
pathogen from one organism to another including, but not limited to,
flies and other insects, rodents, birds and vermin.
11. "Vehicle dismantler" shall mean any person or entity engaged in
the business of acquiring motor vehicles or trailers for the purpose of
dismantling the same for parts or reselling such vehicles as scrap, but
shall not include a person that receives no more than twenty-five end of
life vehicles per year and stores less than fifty end of life vehicles
on site at any one time.
* NB There are 2 § 27-2301's
* § 27-2303. Regulation of vehicle dismantling facilities.
All vehicle dismantlers owning or controlling a facility for the
dismantling of end of life vehicles on site shall be subject to the
requirements of this title.
1. An annual report shall be submitted to the department, to be
included on the department's website, including, but not be limited to,
the following:
(a) the number of end of life vehicles received at the facility;
(b) the number of end of life vehicles crushed and removed from the
facility;
(c) the number of end of life vehicles stored at the facility at the
end of the reporting year;
(d) the approximate area at the facility used for storage of end of
life vehicles;
(e) the quantities of waste vehicle fluids extracted from end of life
vehicles received and their disposition, including the quantity sold,
used on-site, stored on-site, and disposed; and
(f) the number and if applicable nature of any violation of all
applicable rules and regulations of the state.
2. All fluid draining, removal, and collection activities shall be
conducted on asphalt or concrete surface or other surface that allows
equivalent protections to surface and groundwater. Such surfaces shall
be cleaned daily, or more frequently when spillage has occurred, using
absorbent materials that are collected and properly disposed of.
3. All fluids shall be completely drained, removed, collected, and
stored for appropriate use, treatment or disposal.
4. End of life vehicles arriving at the facility shall be inspected
upon arrival for leaking fluids and unauthorized waste. Leaks should be
remedied or contained to avoid releases of fluids to the environment.
5. Prior to vehicle crushing or shredding, the following potential
environmental contaminants shall be drained, removed, deployed,
collected and/or stored, as appropriate and in accordance with best
management practices:
(a) fluids including engine oil, transmission fluid, transaxle fluid,
front and rear axle fluid, brake fluid, power steering fluid, coolant,
and fuel;
(b) lead acid batteries;
(c) small PCB capacitors, mercury switches or other mercury containing
devices;
(d) refrigerants used in automobile air conditioning systems; and
(e) air bags are deployed or removed.
6. Fluids shall be contained in an appropriate container for the
specific waste vehicle fluid. Fluids that are stored shall be placed in
closed containers. The containers shall be in good condition. The
containers shall be clearly and legibly marked as to contents.
Containers shall be stored on a bermed asphalt or concrete surface or
surface that allows equivalent protection to groundwater.
7. Lead acid batteries shall not be stored on the ground. All lead
acid batteries shall be covered by a tarp or other means in a manner
that severely restricts water from coming into contact with the lead
acid battery. Leaking batteries shall be stored in a leakproof container
separately from intact lead acid batteries and provisions shall be in
place to absorb any leakage.
8. Small PCB capacitors, mercury switches and other mercury containing
devices shall be stored in an appropriate labeled container for
recycling or disposal.
9. No more than one thousand waste tires off vehicles shall be stored
at the facility at any one time unless a permit is obtained pursuant to
this title.
10. Fluids shall not be intentionally released on the ground or to
surface water.
11. Ensure the safe storage of automobiles at such facilities,
including the regulation of stacking automobiles.
12. Access to and use of facility shall be continuously controlled by
fencing, gates, signs, or natural barriers.
13. Vegetation shall be controlled to prevent encroachment into fire
access lanes or driveways at the facility and to decrease the potential
of fire.
14. Ensure the safe handling, processing and storage of any residues,
including, but not limited to, product left over after an automobile is
crushed and parts have been extracted, in such a manner as to prevent
off-site migration or run-off.
15. Dust shall be effectively controlled so to not constitute a
nuisance or hazard to health, safety, or property.
16. The facility shall be maintained so as to prevent or control
on-site populations of vectors using techniques appropriate for
protection of human health and the environment and prevent the facility
from being a vector breeding area.
17. The facility shall have a contingency plan which includes a
description of the actions to be taken by facility employees in the
event of a fire, a spill or release of vehicle waste fluids, or
unauthorized material is received at the facility.
18. Upon the receipt of an end of life vehicle, the date that it is
received shall be recorded and maintained on-site.
* NB There are 2 § 27-2303's
TITLE 24 Environmental Tests Reporting Requirements
Definitions.
As used in this title:
1. "Owner" shall mean any person or persons who owns a dwelling unit
or commercial space located on real property.
2. "Real property" shall mean lands, tenements and hereditaments.
Notification requirements.
1. A person identified as a responsible party pursuant to title
thirteen of this article or a participant as defined in paragraph (a) of
subdivision one of section 27-1405 of this article shall provide within
thirty days of validation of any test undertaken pursuant to this
article or article twelve of the navigation law the results of any such
test to any identifiable owner of real property that has been tested. In
the event that such a test is undertaken by the department, the
department shall provide, within thirty days of validation of such test,
the results of such test to any identifiable owner of real property that
has been tested.
2. Such person identified as a responsible party pursuant to title
thirteen of this article or a participant as defined in paragraph (a) of
subdivision one of section 27-1405 of this article knowingly failing to
provide test results as required in subdivision one of this section
shall be considered a violation of any order on consent or a breach of
any agreement entered into with the department.
Tenant notification of indoor air contamination.
1. For purposes of this section:
a. "test results" shall include the results of any tests conducted on
indoor air, subslab air, ambient air, subslab groundwater samples, and
subslab soil samples; and
b. "issuer" means:
(i) a person subject to an order issued pursuant to title thirteen of
this article, article twelve of the navigation law, or title twelve-A of
article thirteen of the public health law,
(ii) a participant as defined in subdivision 1 of section 27-1405 of
this article subject to an agreement entered into pursuant to title
fourteen of this article, or
(iii) by a municipality subject to a contract entered into pursuant to
title five of article fifty-six of this chapter; or
(iv) by the department.
2. Any owner of real property or any owner's agent to whom indoor air
contamination test results have been provided by an issuer shall, in
cases where test results exceed department of health indoor air
guidelines or the occupational safety and health administration
guidelines for indoor air quality, provide a fact sheet and timely
notice of any public meetings required to be held to discuss such
results to all tenants and occupants and upon request such test results
and any closure letter, within fifteen days of receipt of such results.
Generic fact sheets shall be prepared by the department of health and
shall identify at a minimum the compound or contaminant of concern,
reportable detection levels established by the department of health
indoor air guidelines or the occupational safety and health
administration guidelines for indoor air quality and health risks
associated with exposure to such compound or contaminant and a means to
obtain more information on the compound or contaminant.
3. For real property for which an engineering control is in place to
mitigate indoor air contamination, or if the real property is subject to
ongoing monitoring pursuant to an ongoing remedial program, the owner or
owner's agent of real property to whom indoor air contamination test
results have been provided by an issuer shall provide, or cause to be
provided, fact sheets, and upon request any test results, or closure
letter received by such owner or owner's agent to any prospective tenant
prior to the signing of a binding lease or rental agreement. Generic
fact sheets shall be prepared by the department of health and shall
identify at a minimum the compound or contaminant of concern, reportable
detection levels established by the department of health indoor air
guidelines or the occupational safety and health administration
guidelines for indoor air quality and health risks associated with
exposure to such compound or contaminant and a means to obtain more
information on the compound or contaminant. Such notice shall be
included in the rental or lease agreement and shall contain the
following in at least twelve point type in bold face on the first page:
"NOTIFICATION OF TEST RESULTS The property has been tested for
contamination of indoor air: test results and additional information are
available upon request."
TITLE 25 Phase-out of Creosote
Definitions.
1. As used in this title, the term "creosote" means a substance
obtained from the high temperature treatment of coal and coal tar and
that is used primarily as a wood preservative.
2. As used in this title, the term "marina" shall have the same
meaning as defined in section thirty-three-c of the navigation law.
Prohibition of manufacture, sale, and use of creosote.
1. Except as set forth in subdivision two of this section and section
27-2513 of this title, on and after January first, two thousand eight,
creosote or products containing creosote shall not be manufactured,
sold, or used in this state.
2. Wood treated with creosote that is in use in this state as of such
date may continue to be used in such use.
Disposal of creosote prohibited.
On and after January first, two thousand eight, neither creosote nor
any wood or other product treated with or containing creosote shall be
disposed of in this state, except in a permitted facility pursuant to
this section, in a landfill permitted by the department and approved by
the department to accept this material and properly lined to prevent
groundwater contamination, or by any method approved by the department.
Combustion of creosote.
On and after January first, two thousand eight, neither creosote or
any wood or other product treated with or containing creosote shall be
burned in any manner in this state, including in fireplaces and stoves,
except in a facility permitted pursuant to this article and article
nineteen of this chapter to burn the specific type of creosote waste.
Powers and duties of the commissioner.
1. The commissioner shall have the power and the duty to adopt such
rules and regulations as he or she deems necessary for the
implementation of this title.
2. The commissioner may, at his or her discretion, grant an emergency
waiver to the provisions of section 27-2503 of this title on a case by
case basis to persons or entities involving acts of God, war, strike,
riot or other catastrophe as to which the negligence or willful
misconduct on the part of such person or entity was not the proximate
cause. The commissioner may adopt guidelines for applying for and
granting such waivers but in no case shall a waiver be deemed in effect
for any person or entity for more than one year without proper renewal.
3. The commissioner shall also have the authority to temporarily waive
the provisions of section 27-2503 of this title if he or she determines
such waiver to be necessary to meet the construction or reconstruction
needs as a result of a declared state of emergency.
Powers and duties of the department.
The department or the commissioner, as appropriate, shall have the
authority to:
1. Administer and enforce this title and any rules and regulations
adopted pursuant to this title.
2. Issue such orders and initiate such proceedings as may be necessary
for the enforcement of this title and any rules and regulations adopted
pursuant to this title.
3. Assist affected industries in identifying reliable supplies of
alternative construction materials that are both economical and
effective.
Exemptions.
Notwithstanding any inconsistent provision of law, this title shall
not apply to:
1. railroads, as defined in subdivisions twenty-four and twenty-nine
of section two of the transportation law or within the scope of titles
nine and eleven of article five of the public authorities law;
2. the operation and/or maintenance of railroad and railroad shipping
facilities, including but not limited to the right of way, tracks, track
sidings, team tracks and bridges;
3. any electric corporation, as defined by subdivision thirteen of
section two of the public service law, nor shall it apply to the
operation, use, or maintenance of any new or existing utility pole or
facilities owned or used, in whole or in part, by a telephone
corporation, utility company, or cable television company, as defined by
subdivisions seventeen and twenty-three of section two and subdivision
one of section two hundred twelve of the public service law,
respectively;
4. the use of one or more utility poles by any person in connection
with the suspension or support of power, communications, utility wires,
lines or cables and related equipment, antennae, lighting, signals,
electric or electronic devices or similar equipment or apparatus;
5. any public authority that owns and operates electric transmission
or distribution lines, a municipally owned electric utility or a rural
electric cooperative, nor shall it apply to the operation, use, or
maintenance of any new or existing utility pole or facilities owned or
used, in whole or in part, by any such public authority, municipally
owned electric utility, or rural electric cooperative; and
6. until January first, two thousand ten, any existing marina or other
facility for berthing and mooring of pleasure vessels, including
rowboats and canoes, and the storage thereof, and any existing facility
that services pleasure vessels other than an existing marina or other
facility for berthing and mooring of pleasure vessels, or facility that
services pleasure vessels owned and/or operated by a municipal entity.
For the purpose of this section, pleasure vessel shall have the same
meaning as in paragraph (c) of subdivision six of section two of the
navigation law.
TITLE 26 Electronic Equipment Recycling and Reuse
Definitions.
As used in this title:
1. "Cathode ray tube" means a vacuum tube or picture tube used to
convert an electronic signal into a visual image.
2. "Computer" means an electronic, magnetic, optical, electrochemical
or other high-speed data processing device performing a logical,
arithmetic or storage function, including a laptop computer and desktop
computer, and includes any cable, cord, or wiring permanently affixed to
or incorporated into such product, and may include both a computer
central processing unit and a monitor; but such term shall not include
an automated typewriter or typesetter, a portable hand-held calculator,
a portable digital assistant, server, or other similar device.
3. "Computer peripheral" means a monitor; electronic keyboard;
electronic mouse or similar pointing device; facsimile machine, document
scanner, or printer intended for use with a computer; and includes any
cable, cord, or wiring permanently affixed to or incorporated into any
such product. Computer peripheral shall not include any document scanner
or printer which weighs one hundred pounds or more.
4. "Consumer" means a person located in the state who owns or uses
covered electronic equipment, including but not limited to an
individual, a business, corporation, limited partnership, not-for-profit
corporation, the state, a public corporation, public school, school
district, private or parochial school or board of cooperative
educational services or governmental entity, but does not include an
entity involved in a wholesale transaction between a distributor and
retailer.
5. "Covered electronic equipment" means: a computer; computer
peripheral; small electronic equipment; small-scale server; cathode ray
tube; or television, as defined in this section. "Covered electronic
equipment" does not include any motor vehicle or any part thereof;
camera or video camera; portable or stationary radio; household
appliances such as clothes washers, clothes dryers, refrigerators,
freezers, microwave ovens, ovens, ranges or dishwashers; equipment that
is functionally or physically part of a larger piece of equipment
intended for use in an industrial, research and development or
commercial setting; security or anti-terrorism equipment; monitoring and
control instrument or system; thermostat; hand-held transceiver;
telephone of any type; portable digital assistant or similar device;
calculator; global positioning system (GPS) receiver or similar
navigation device; a server other than a small-scale server; a cash
register or retail self checkout system; a stand-alone storage product
intended for use in industrial, research and development or commercial
settings; commercial medical equipment that contains within it a cathode
ray tube, a flat panel display or similar video display device, and is
not separate from the larger piece of equipment; or other medical
devices as that term is defined under the Federal Food, Drug and
Cosmetic Act.
6. "Electronic waste" means covered electronic equipment that has been
discarded or is no longer wanted by its owner, or for any other reason
enters the waste collection, recovery, treatment, processing, or
recycling system. For purposes of section 27-2611 of this title,
"electronic waste" does not include the case, shell, or other enclosure
of covered electronic equipment from which incorporated assemblies,
sub-assemblies, components, materials, wiring, circuitry and commodities
have been removed.
7. "Electronic waste collection site" means a facility at a fixed or
temporary site at which electronic waste is accepted from consumers and
temporarily stored for more than five days in a calendar year before
such waste is transported to an electronic waste consolidation facility
or electronic waste recycling facility. Electronic waste collection
sites include, but are not limited to, dedicated sites and facilities
for the acceptance of electronic waste, and retail stores and outlets,
municipal or private electronic waste collection sites and
not-for-profit donation sites that have agreed to accept electronic
waste.
8. "Electronic waste consolidation facility" means a facility that
receives and stores electronic waste for the purpose of organizing,
categorizing or consolidating items of electronic waste before such
waste is transported to an electronic waste recycling facility.
Electronic waste consolidation facilities include, but are not limited
to, facilities of brokers acting as intermediaries between electronic
waste buyers and sellers, and regional centers at which electronic waste
is organized, categorized or consolidated after being transported to
such centers from electronic waste collection sites or other electronic
waste consolidation facilities.
9. "Electronic waste recycling facility" means a facility at which
electronic waste is recycled.
10. "Label" means a marker on the surface of covered electronic
equipment conveying information; for the purposes of this title, labels
must be permanent and can be attached, printed, engraved or incorporated
in any other permanent way that is obvious and visible to users of the
product.
11. "Manufacturer" means a person who: (a) assembles or substantially
assembles covered electronic equipment for sale in the state; (b)
manufactures covered electronic equipment under its own brand name or
under any other brand name for sale in the state; (c) sells, under its
own brand name, covered electronic equipment sold in the state; (d) owns
a brand name that it licenses to another person for use on covered
electronic equipment sold in the state; (e) imports covered electronic
equipment for sale in the state; or (f) manufactures covered electronic
equipment for sale in the state without affixing a brand name.
"Manufacturer" does not mean a person who assembles or substantially
assembles, and sells less than one thousand units of covered electronic
equipment annually in this state, or whose primary business is the sale
of covered electronic equipment which is comprised primarily of rebuilt,
refurbished or used components. If more than one person is a
manufacturer of a brand of covered electronic equipment, any such person
may assume responsibility for obligations of a manufacturer of that
brand under this title. If none of those persons assumes responsibility
for the obligations of a manufacturer under this title, any and all such
persons jointly and severally may be considered to be the responsible
manufacturer of that brand for purposes of this title.
12. "Manufacturer's brands" means a manufacturer's name, brand name or
brand label, and all manufacturer's names, brand names and brand labels
for which the manufacturer has a legal right or interest, including
those names, brand names, and brand labels of companies that have been
acquired by the manufacturer or in which the manufacturer asserts a
legal interest such as trademark, license, service mark, or patent.
13. "Monitor" means a separate visual display component of a computer,
whether sold separately or together with a computer central processing
unit, and includes a cathode ray tube, liquid crystal display, gas
plasma, digital light processing or other image projection technology,
greater than four inches when measured diagonally, and its case,
interior wires and circuitry, and any cable cord or wiring permanently
affixed thereto or incorporated into such product.
14. "Person" means any individual, business entity, partnership,
company, corporation, not-for-profit corporation, association,
governmental entity, public benefit corporation, public authority, firm,
organization, or any other group of individuals, or any officer or
employee or agent thereof.
15. "Recycle" means to separate, dismantle or process the materials,
components or commodities contained in electronic waste for the purpose
of preparing the materials, components or commodities for use or reuse
in new products or components thereof, but not for energy recovery or
energy generation by means of combustion, gasification, pyrolysis or
other means. Recycling includes the manual and mechanical separation of
electronic waste to recover materials, components or commodities
contained therein for the purpose of reuse or recycling, and changing
the physical or chemical composition of electronic waste to segregate
components for purposes of recycling those components.
16. "Retailer" means a person who sells covered electronic equipment
to a person in the state through any means, including, but not limited
to, transactions conducted through retail sales outlets, mail, catalogs,
the telephone or the internet, or any electronic means. "Retailer" does
not include a person who sells or offers for sale fewer than ten items
of covered electronic equipment during a calendar year.
17. "Reuse" means the use of electronic waste that is tested and
certified to be in good working order and which was removed from the
waste stream for use for the same purpose for which it was manufactured,
including the continued use of whole systems or components.
18. "Sell" or "sale" means any transfer for consideration of title or
the right to use, from a manufacturer or retailer to a person,
including, but not limited to, transactions conducted through retail
sales outlets, catalogs, mail, the telephone, the internet, or any
electronic means; this includes transfer of new products or used
products that may have been refurbished by their manufacturer or
manufacturer-approved party and that are offered for sale by a
manufacturer or retailer, but does not include consumer-to-consumer
second-hand transfer. "Sell or sale" does not include: (a) the transfer
of used covered electronic equipment or a lease of covered electronic
equipment; or (b) wholesale transactions among a manufacturer,
wholesaler and retailer.
19. "Small electronic equipment" means any portable digital music
player that has memory capability and is battery-powered, video cassette
recorder, a digital video disc player, digital video recorder, digital
converter box, cable or satellite receiver, or electronic or video game
console, and includes any cable, cord, or wiring permanently affixed to
or incorporated into any such product.
20. "Small-scale server" means a computer that typically uses desktop
components in a desktop form factor, but is designed primarily to be a
storage host for other computers. To be considered a small-scale server,
a computer must have the following characteristics: designed in a
pedestal, tower, or other form factor similar to those of desktop
computers such that all data processing, storage, and network
interfacing is contained within one box or product; intended to be
operational twenty-four hours per day and seven days a week, and
unscheduled downtime is extremely low, such as on the order of hours per
year; is capable of operating in a simultaneous multi-user environment
serving several users through networked client units; and designed for
an industry accepted operating system for home or low-end server
applications.
21. "Television" means a display system containing a cathode ray tube
or any other type of display primarily intended to receive video
programming via broadcast, cable or satellite transmission, having a
viewable area greater than four inches when measured diagonally.
Manufacturer collection; recycling surcharge.
1. (a) Beginning April first, two thousand eleven, a manufacturer of
covered electronic equipment must accept for collection, handling and
recycling or reuse electronic waste for which it is the manufacturer.
Such waste shall count toward the amount of electronic waste required to
be accepted pursuant to subdivision four of this section.
(b) Beginning April first, two thousand eleven, a manufacturer of
covered electronic equipment must accept for collection, handling and
recycling or reuse one piece of electronic waste of any manufacturer's
brand if offered by a consumer with the purchase of covered electronic
equipment of the same type by a consumer. Such waste shall count toward
the amount of the electronic waste required to be accepted pursuant to
subdivision four of this section.
2. Beginning April first, two thousand eleven, each manufacturer must
accept for collection, handling and recycling or reuse the
manufacturer's acceptance standard as specified in subdivision four of
this section.
3. Statewide recycling or reuse goal. (a) For the period from April
first, two thousand eleven through December thirty-first, two thousand
eleven, the statewide recycling or reuse goal for electronic waste shall
be the product of the latest population estimate for the state, as
published by the U.S. Census bureau multiplied by three pounds
multiplied by three-quarters.
(b) For calendar year two thousand twelve, the statewide recycling or
reuse goal for all electronic waste shall be the product of the latest
population estimate for the state, as published by the U.S. Census
bureau multiplied by four pounds.
(c) For calendar year two thousand thirteen, the statewide recycling
or reuse goal for all electronic waste shall be the product of the
latest population estimate for the state, as published by the U.S.
Census bureau multiplied by five pounds.
(d) For calendar year two thousand fourteen and annually thereafter,
the statewide recycling or reuse goal for all electronic waste is the
product of the base weight multiplied by the goal attainment percentage.
For the purposes of this paragraph, "base weight" means the greater of:
(i) the average weight of all electronic waste collected for recycling
or reuse during the previous three calendar years as reported to the
department pursuant to paragraph (b) of subdivision one of section
27-2617 of this title; or (ii) the three year average of the sum of all
electronic waste collected for recycling or reuse during the previous
three calendar years based on information reported to the department
pursuant to paragraph (b) of subdivision one, paragraph (b) of
subdivision two and paragraph (b) of subdivision three of section
27-2613 of this title.
(e) The "goal attainment percentage" means:
(i) ninety percent if the base weight is less than ninety percent of
the statewide recycling or reuse goal for the previous calendar year;
(ii) ninety-five percent if the base weight is ninety percent or
greater, but does not exceed ninety-five percent of the statewide
recycling or reuse goal for the previous calendar year;
(iii) one hundred percent if the base weight is ninety-five percent or
greater, but does not exceed one hundred five percent of the statewide
recycling or reuse goal for the previous calendar year;
(iv) one hundred five percent if the base weight is one hundred five
percent or greater, but does not exceed one hundred ten percent of the
statewide recycling or reuse goal for the previous calendar year; and
(v) one hundred ten percent if the base weight is one hundred ten
percent or greater of the statewide recycling or reuse goal for the
previous calendar year.
4. Manufacturer acceptance standard. (a) For the period April first,
two thousand eleven through December thirty-first, two thousand eleven
and annually thereafter, each manufacturer's acceptance standard is the
product of the statewide recycling or reuse goal under paragraph (a),
(b), (c) or (d) of subdivision three of this section, as appropriate,
multiplied by that manufacturer's market share pursuant to paragraph (b)
of this subdivision.
(b) Each manufacturer's market share of electronic waste shall be
determined by the department based on the manufacturer's percentage
share of the total weight of covered electronic equipment sold as
determined by the best available information, including, but not limited
to, state sales data reported by weight. Beginning April first, two
thousand eleven, and every calendar year thereafter, the department
shall provide each manufacturer with a determination of its market share
of electronic waste which shall be the quotient of the total weight of
the manufacturer's covered electronic equipment sold to persons in this
state based on the average annual retail sales during the preceding
three calendar years, as reported under sections 27-2605 and 27-2617 of
this title divided by the total weight of all manufacturers covered
electronic equipment sold to persons in this state based on the average
annual retail sales during the preceding three calendar years, as
reported under sections 27-2605 and 27-2617 of this title.
5. In the absence of a waiver by the department pursuant to
subdivision three of section 27-2615 of this title, beginning in
calendar year two thousand thirteen, a manufacturer that fails to meet
its manufacturer's acceptance standard for the previous calendar year as
required by subdivision four of this section shall be subject to a
recycling surcharge, determined as follows:
(a) If a manufacturer accepts at least ninety percent but less than
one hundred percent of its manufacturer's acceptance standard as
required by subdivision four of this section, the surcharge shall be
thirty cents multiplied by the number of additional pounds of electronic
waste that should have been accepted by such manufacturer.
(b) If a manufacturer accepts at least fifty percent but less than
ninety percent of its manufacturer's acceptance standard as required by
subdivision four of this section, the surcharge shall be forty cents
multiplied by the number of additional pounds of electronic waste that
should have been accepted by such manufacturer.
(c) If a manufacturer accepts less than fifty percent of its
manufacturer's acceptance standard as required by subdivision four of
this section, the surcharge shall be fifty cents multiplied by the
number of additional pounds of electronic waste that should have been
accepted by such manufacturer.
6. The recycling surcharge shall be paid to the department with the
annual report required pursuant to section 27-2617 of this title.
7. Beginning with calendar year two thousand fourteen, if a
manufacturer accepts more than its manufacturer's acceptance standard as
required by subdivision four of this section, the excess weight may be
used as electronic waste acceptance credits and may be sold, traded, or
banked for a period no longer than three calendar years succeeding the
year in which the credits were earned; provided, however, that no more
than twenty-five percent of a manufacturer's obligation for any calendar
year may be met with recycling credits generated in a prior calendar
year.
Manufacturer electronic waste registration and
responsibilities.
1. A manufacturer shall submit a registration on a form prescribed by
the department to the department by January first, two thousand eleven,
along with a registration fee of five thousand dollars. The department
may require such form to be filed electronically. Such registration
shall include:
(a) the manufacturer's name, address, and telephone number;
(b) the name and title of an officer, director, or other individual
designated as the manufacturer's contact for purposes of this title;
(c) a list identifying the manufacturer's brands;
(d) a general description of the manner in which the manufacturer will
comply with section 27-2603 of this title, including specific
information on the manufacturer's electronic waste acceptance program in
the state, and a current list of locations within the state where
consumers may return electronic waste;
(e) sales data reported by weight for the manufacturer's covered
electronic equipment sold in this state for the previous three calendar
years, categorized by type to the extent known. If the manufacturer
cannot provide accurate state sales data, it must explain why such data
cannot be provided, and estimate state sales data by (i) dividing its
national sales data by weight by the national population according to
the most recent census and multiplying the result by the population of
the state, or (ii) another method approved by the department;
(f) a statement disclosing whether: (i) any covered electronic device
sold in this state exceeds the maximum concentration values established
for lead, mercury, cadmium, hexavalent chromium, polybrominated
biphenyls (PBBs), and polybrominated diphenyl ethers (PBDEs) under the
restriction of hazardous substances directive (RoHS) pursuant to
2002/95/EC of the European Parliament and Council and any amendments
thereto and if so, a listing of any covered electronic equipment that is
not in compliance with such directive; or (ii) the manufacturer has
received an exemption from one or more of those maximum concentration
values under the RoHS directive that has been approved and published by
the European Commission; and
(g) any other information as the department may require.
2. A manufacturer's registration is effective upon acceptance by the
department and must be updated within thirty days of any material change
to the information required by subdivision one of this section.
3. Any person who becomes a manufacturer on or after January first,
two thousand eleven shall register with the department prior to selling
or offering for sale in the state any covered electronic equipment, and
must comply with the requirements of this title.
4. No later than April first, two thousand eleven, a manufacturer
shall not sell or offer for sale electronic equipment in the state
unless the manufacturer has registered with the department and maintains
an electronic waste acceptance program through which the manufacturer,
either directly or through an agent or designee, accepts electronic
waste from consumers in the state for recycling. The manufacturer shall
ensure that retailers are notified of such registration.
5. The electronic waste acceptance program shall include, at a
minimum:
(a) collection, handling and recycling or reuse of electronic waste
pursuant to section 27-2603 of this title in a manner convenient to
consumers. The following acceptance methods shall be considered
reasonably convenient: (i) mail or ship back return programs; (ii)
collection or acceptance events conducted by the manufacturer or the
manufacturer's agent or designee, including events conducted through
local governments or private parties; (iii) fixed acceptance locations
such as dedicated acceptance sites operated by the manufacturer or its
agent or designee; (iv) agreements with local governments, retail
stores, sales outlets and not-for-profit organizations which have agreed
to provide facilities for the collection of electronic waste; (v)
community collection events; and (vi) any combination of these or other
acceptance methods which effectively provide for the acceptance of
electronic waste for recycling or reuse through means that are available
and reasonably convenient to consumers in the state. At a minimum, the
manufacturer shall ensure that all counties of the state, and all
municipalities which have a population of ten thousand or greater, have
at least one method of acceptance that is available within such county
or municipality. The department may establish additional requirements to
ensure convenient collection from consumers;
(b) information on how consumers can destroy all data on any
electronic waste, either through physical destruction of the hard drive
or through data wiping;
(c) a public education program to inform consumers about the
manufacturer's electronic waste acceptance program, including at a
minimum: (i) an internet website and a toll-free telephone number and
written information included in the product manual for, or at the time
of sale of, covered electronic equipment that provides sufficient
information to allow a consumer of covered electronic equipment to learn
how to return the covered equipment for recycling or reuse, and in the
case of manufacturers of computers, hard drives and other covered
electronic equipment that have internal memory on which personal or
other confidential data can be stored, such website shall provide
instructions for how consumers can destroy such data before surrendering
the products for recycling or reuse; (ii) advertisements and press
releases if any; and
(d) any other information as required by the department in accordance
with regulations promulgated pursuant to this article.
6. A manufacturer shall maintain records demonstrating compliance with
this title and make them available for audit and inspection by the
department for a period of three years.
7. A manufacturer may satisfy the electronic waste collection
requirements of this section by agreeing to participate in a collective
electronic waste acceptance program with other manufacturers. Any such
collective electronic waste acceptance program must meet the same
requirements as an individual manufacturer. Any collective electronic
waste acceptance program must include a list of manufacturers that are
participating in such program along with other identifying information
as may be required by the department. Such program shall submit a
registration to the department along with a registration fee of ten
thousand dollars.
8. A manufacturer shall be responsible for all costs associated with
the implementation of the electronic waste acceptance program. The
manufacturer shall not charge consumers for the collection, handling and
recycling and reuse of electronic waste, provided that such prohibition
shall not apply to a charge on business consumers or to charges for
premium services. This prohibition shall not apply to a manufacturer's
contract with a consumer for the collection, handling, recycling or
reuse of electronic waste that was entered into prior to the effective
date of this section. For purposes of this subdivision, "business
consumer" means a for-profit entity which has fifty or more full time
employees or a not-for-profit corporation with seventy-five or more full
time employees, but not a not-for-profit corporation designated under
section 501(c)(3) of the internal revenue code. For purposes of this
subdivision, "premium services" means equipment and data security
services, refurbishment for reuse by the consumer, and other custom
services as may be determined by the department.
Retailer requirements.
1. At the location of sale of covered electronic equipment, a retailer
shall provide purchasers of covered electronic equipment with
information, if any, about opportunities for the return of electronic
waste that has been provided to the retailer by a manufacturer.
2. Beginning April first, two thousand eleven, no retailer shall sell
or offer for sale in the state any covered electronic equipment unless
the manufacturer and the manufacturer's brands are registered with the
department pursuant to section 27-2605 of this title. If the retailer
purchased covered electronic equipment from a manufacturer who fails to
register by January first, two thousand eleven, or prior to the date the
manufacturer withdrew its registration or the registration was revoked
by the department, the retailer may continue to sell the covered
electronic equipment for one hundred eighty days after April first, two
thousand eleven, or the date the registration was withdrawn or revoked.
Labeling.
Beginning April first, two thousand eleven, a manufacturer may not
offer for sale in the state or deliver to retailers for subsequent sale
covered electronic equipment unless it has a visible, permanent label
clearly identifying the manufacturer of that equipment.
Disposal ban.
1. Beginning April first, two thousand eleven, no manufacturer,
retailer, or owner or operator of an electronic waste collection site,
electronic waste consolidation facility or electronic waste recycling
facility in the state shall dispose of electronic waste at a solid waste
management facility or hazardous waste management facility, or place
electronic waste for collection which is intended for disposal at a
solid waste management facility or hazardous waste management facility.
2. Beginning January first, two thousand twelve, no person except for
an individual or household shall place or dispose of any electronic
waste in any solid waste management facility, or place electronic waste
for collection which is intended for disposal at a solid waste
management facility or hazardous waste management facility in this
state. Persons engaged in the collection of solid waste for delivery to
a solid waste management facility shall provide written information to
users of such facility on the proper methods for the recycling of
electronic waste.
3. Beginning January first, two thousand fifteen, no individual or
household shall place or dispose of any electronic waste in any solid
waste management facility, or place electronic waste for collection
which is intended for disposal at a solid waste management facility or
hazardous waste management facility in this state.
4. Beginning January first, two thousand twelve, an owner or operator
of a solid waste management facility or hazardous waste management
facility shall educate users of such facility on the proper methods for
the management of electronic waste. Such education shall include:
(a) providing written information to users of such facility on the
proper methods for recycling of electronic waste; and
(b) posting, in conspicuous locations at such facility, signs stating
that electronic waste may not be disposed of at the facility.
Electronic waste collection, consolidation and recycling.
1. Electronic waste collection sites. No later than January first, two
thousand eleven, each person who owns or operates an electronic waste
collection site in the state shall:
(a) register with the department on a form prescribed by the
department. The department may require such form to be filed
electronically. The registration shall include: (i) the name, address,
and telephone number of the owners and the operators of the electronic
waste collection site; and (ii) the name, address, and telephone number
of the electronic waste collection site. Any person who commences the
operation of an electronic waste collection site on or after January
first, two thousand eleven shall register with the department at least
thirty days prior to receiving any electronic waste at such collection
site. A registration is effective upon acceptance by the department. In
the case of collection sites operated by a retailer, a single
registration listing the name, address, and telephone number of the
individual collection sites may be submitted covering all their
collection sites;
(b) beginning March first, two thousand twelve, each person operating
an electronic waste collection site shall submit to the department an
annual report for the period of April first, two thousand eleven through
December thirty-first, two thousand eleven and each calendar year
thereafter, on a form prescribed by the department. The department may
require annual reports to be filed electronically. Annual reports shall
include, but not be limited to, the following information: (i) the
quantity, by weight, of electronic waste received from consumers in the
state; (ii) the name and address of each person to whom the electronic
waste collection site sent electronic waste during the reporting period,
along with the quantity, by weight, of electronic waste that was sent to
each such person; and (iii) the weight of electronic waste collected on
behalf of or pursuant to an agreement with each manufacturer during the
reporting period. All quantities of electronic waste reported by the
collection site must separately include electronic waste generated by
New York state consumers and electronic waste received from or shipped
outside the state;
(c) manage electronic waste in a manner that complies with all
applicable laws, rules and regulations;
(d) store electronic waste (i) in a fully enclosed building with a
roof, floor and walls, or (ii) in a secure container (e.g., package or
vehicle), that is constructed and maintained to minimize breakage of
electronic waste and to prevent releases of hazardous materials to the
environment;
(e) remove electronic waste from the site within one year of the
waste's receipt at the site, and maintain records demonstrating
compliance with this requirement.
2. Electronic waste consolidation facilities. (a) No later than
January first, two thousand eleven, each person who operates an
electronic waste consolidation facility in the state shall register with
the department on a form prescribed by the department. The department
may require such form to be filed electronically. The registration shall
include: (i) the name, address and telephone number of the owner and the
operator of the facility; and (ii) the name, address and telephone
number of the electronic waste consolidation facility. Any person who
commences the operation of an electronic waste consolidation facility on
or after January first, two thousand eleven shall register with the
department at least thirty days prior to receiving any electronic waste.
A registration is effective upon acceptance by the department. Any
registration required by this paragraph shall be accompanied by a
registration fee of two hundred fifty dollars.
(b) Beginning March first, two thousand twelve, each person operating
an electronic waste consolidation facility shall submit to the
department an annual report for the period of April first, two thousand
eleven through December thirty-first, two thousand eleven and each
calendar year thereafter, on a form prescribed by the department. The
department may require annual reports to be filed electronically. Annual
reports shall include, but not be limited to, the following information:
(i) the name and address of each electronic waste collection site from
which the consolidation facility received electronic waste during the
reporting period, along with the quantity, by weight, of electronic
waste received from each collection site; (ii) the name and address of
each person to whom the electronic waste consolidation facility sent
electronic waste during the reporting period, along with the quantity,
by weight, of electronic waste that was sent to each such person; (iii)
the weight of electronic waste collected on behalf of or pursuant to an
agreement with each manufacturer during the reporting period; and (iv) a
certification by the owner or operator of the electronic waste
consolidation facility that such a facility has complied with the
requirements of this title and all other applicable laws, rules, and
regulations. All quantities of electronic waste reported by the
consolidation facility must separately include electronic waste
generated by New York state consumers and electronic waste received from
or shipped outside the state.
(c) Each person operating an electronic waste consolidation facility
shall:
(i) manage electronic waste in a manner that complies with all
applicable laws, rules and regulations;
(ii) store electronic waste (A) in a fully enclosed building with a
roof, floor and walls, or (B) in a secure container (e.g., package or
vehicle), that is constructed and maintained to minimize breakage of
electronic waste and to prevent releases of hazardous materials to the
environment;
(iii) have a means to control entry, at all times, to the active
portion of the facility;
(iv) inform all employees who handle or have responsibility for
managing electronic waste about the proper handling and emergency
procedures appropriate to the type or types of electronic waste handled
at the facility;
(v) remove electronic waste from the site within one year of the
waste's receipt at the site, and maintain records demonstrating
compliance with this requirement; and
(vi) maintain the records required by paragraphs (a) and (b) of this
subdivision and by subparagraph (v) of this paragraph on site and make
them available for audit and inspection by the department for a period
of three years.
(d) A person operating an electronic waste consolidation facility
shall not engage in electronic waste recycling unless such person is
also registered as an electronic waste recycling facility, and complies
with the requirements of this section that are applicable to each type
of facility.
(e) A person operating an electronic waste consolidation facility may
accept electronic waste in the same manner as an electronic waste
collection site provided that such person complies with the requirements
of this section that are applicable to electronic waste collection
sites.
3. Electronic waste recycling facilities. (a) No later than January
first, two thousand eleven, each person operating an electronic waste
recycling facility in the state shall register with the department on a
form prescribed by the department. The department may require such form
to be filed electronically. The registration shall include: (i) the
name, address and telephone number of the owner and the operator of the
facility; and (ii) the name, address, and telephone number of the
electronic waste recycling facility. Any person who commences the
operation of an electronic waste recycling facility on or after January
first, two thousand eleven shall register with the department at least
thirty days prior to receiving any electronic waste. A registration is
effective upon acceptance by the department. Any registration required
by this paragraph shall be accompanied by a registration fee of two
hundred fifty dollars.
(b) Beginning March first, two thousand twelve, each person operating
an electronic waste recycling facility shall submit to the department an
annual report for the period of April first, two thousand eleven through
December thirty-first, two thousand eleven and each calendar year
thereafter, on a form prescribed by the department. The department may
require annual reports to be filed electronically. Annual reports shall
include, but not be limited to, the following information: (i) the
quantity, by weight, of electronic waste received from consumers in the
state; (ii) the name and address of each electronic waste collection
site and electronic waste consolidation facility from which electronic
waste was received during the reporting period, along with the quantity,
by weight, of electronic waste received from each person; (iii) the name
and address of each person to whom the facility sent electronic waste or
component materials during the reporting period, along with the
quantity, by weight, of electronic waste or component materials thereof
sent to each such person; (iv) the weight of electronic waste collected
on behalf of or pursuant to an agreement with each manufacturer during
the reporting period; and (v) a certification by the owner or operator
of the facility that such facility has complied with the requirements of
this title and all other applicable laws, rules, and regulations. All
quantities of electronic waste reported by the recycling facility must
separately include electronic waste generated by New York state
consumers and electronic waste received from or shipped outside the
state.
(c) Each person operating an electronic waste recycling facility
shall:
(i) manage and recycle electronic waste in a manner that complies with
all applicable laws, rules and regulations;
(ii) store electronic waste (A) in a fully enclosed building with a
roof, floor and walls, or (B) in a secure container (e.g., package or
vehicle), that is constructed and maintained to minimize breakage of
electronic waste and to prevent releases of hazardous materials to the
environment;
(iii) have a means to control entry, at all times, through gates or
other entrances to the active portion of the facility;
(iv) inform all employees who handle or have responsibility for
managing electronic waste about proper handling and emergency procedures
appropriate to the type or types of electronic waste handled at the
facility;
(v) remove electronic waste from the site within one year of the
waste's receipt at the site, and maintain records demonstrating
compliance with this requirement; and
(vi) maintain the records required by paragraphs (a) and (b) of this
subdivision and by subparagraph (v) of this paragraph on site and make
them available for audit and inspection by the department for a period
of three years.
(d) A person operating an electronic waste recycling facility may also
operate such facility as an electronic waste consolidation facility
provided that such person complies with the requirements of this section
that are applicable to each type of facility. Where a facility is
operated for both purposes, only one registration fee must be paid.
(e) A person operating an electronic waste recycling facility may
accept electronic waste in the same manner as an electronic waste
collection site provided that such person complies with the requirements
of this section that are applicable to electronic waste collection
sites.
4. Except to the extent otherwise required by law, no manufacturer or
person operating an electronic waste collection site, electronic waste
consolidation facility or electronic waste recycling facility shall have
any responsibility or liability for any data in any form stored on
electronic waste surrendered for recycling or reuse, unless such person
misuses or knowingly and intentionally, or with gross negligence,
discloses the data. This provision shall not prohibit any such person
from entering into agreements that provide for the destruction of data
on covered electronic equipment.
Department responsibilities.
1. The department is authorized to promulgate rules and regulations
necessary to implement and administer this title. At a minimum, the
department shall promulgate rules and regulations on: standards for
reuse; electronic waste acceptance credits; waivers of the recycling
surcharge; and acceptable alternative methods for the determination of
state sales data.
2. The department shall (a) maintain a list of manufacturers who are
registered pursuant to section 27-2605 of this title, (b) maintain a
list of each such manufacturer's brands, and (c) post such lists on the
department's website.
3. The department may waive the recycling surcharge payable by a
manufacturer under this title when the manufacturer demonstrates in an
application to the department it was unable to accept the weight of
electronic waste required by section 27-2603 of this title despite the
manufacturer's best efforts. The application shall be made with the
annual report required by section 27-2617 of this title. The application
shall include such information as the department requires. A waiver
provided pursuant to this subdivision shall not relieve a manufacturer
from the obligation to comply with the provisions of this title not
specifically addressed in such waiver.
Reporting requirements.
1. Beginning March first, two thousand twelve, for the period of April
first, two thousand eleven through December thirty-first, two thousand
eleven and each calendar year thereafter, a manufacturer that offers
covered electronic equipment for sale in this state shall submit a
report to the department on a form prescribed by the department that
includes the following:
(a) sales data reported by weight for the manufacturer's covered
electronic equipment sold in this state for the previous three calendar
years, categorized by type to the extent known. If the manufacturer
cannot provide accurate state sales data, it must explain why such data
cannot be provided, and estimate state sales data by (i) dividing its
national sales data by weight by the national population according to
the most recent census and multiplying the result by the population of
the state, or (ii) another method approved by the department;
(b) the quantity, by weight, of electronic waste collected for
recycling or reuse in this state, categorized by the type of covered
electronic equipment collected during the reporting period, the methods
used to accept the electronic waste, and the approximate weight of
electronic waste accepted by each method used to the extent known;
(c) all quantities of electronic waste reported by the manufacturer
must separately include electronic waste generated by New York state
consumers and electronic waste received from or shipped outside the
state: (i) the quantity, by weight, of electronic waste received
directly from consumers in the state through a mail back program; (ii)
the name and address of each electronic waste collection site,
electronic waste consolidation facility, and electronic waste recycling
facility at which electronic waste from consumers was received on behalf
of the manufacturer during the reporting period, along with the
quantity, by weight, of electronic waste received; and (iii) the name
and address of each person to whom the manufacturer sent electronic
waste or component materials during the reporting period, along with the
quantity, by weight, of electronic waste or component materials thereof
sent to each such person;
(d) the number of electronic waste acceptance credits purchased, sold,
banked and traded during the reporting period, the number of electronic
waste acceptance credits used to meet the requirements of section
27-2603 of this title, and from whom they were purchased and to whom
they were sold or traded, and the number of electronic waste acceptance
credits retained as of the date of the report;
(e) the amount of any recycling surcharge owed for the reporting
period, with sufficient information to demonstrate the basis for the
calculation of the surcharge;
(f) the names and locations of electronic waste recycling facilities
utilized by the manufacturer and entities to which electronic waste is
sent for reuse, whether in the state or outside the state, including
details on the methods of recycling or reuse of electronic waste, any
disassembly or physical recovery operation used, and the environmental
management measures implemented by such recycling facility or entity;
(g) information detailing the acceptance methods made available to
consumers in municipalities which have a population of greater than ten
thousand and in each county of the state to meet the requirements of
paragraph (a) of subdivision five of section 27-2605 of this title;
(h) a brief description of its public education program including the
number of visits to the internet website and calls to the toll-free
telephone number provided by the manufacturer as required by section
27-2605 of this title;
(i) any other information as required by the department; and
(j) a signature by an officer, director, or other individual affirming
the accuracy of the report.
2. The department may require annual reports to be filed
electronically.
3. The report shall be accompanied by an annual reporting fee of three
thousand dollars, and any recycling surcharge due pursuant to section
27-2603 of this title.
4. The department shall submit a report on implementation of the title
in this state to the governor and legislature by April first, two
thousand twelve and every two years thereafter. The report must include,
at a minimum, an evaluation of:
(a) the electronic waste stream in the state;
(b) recycling and reuse rates in the state for covered electronic
equipment;
(c) a discussion of compliance and enforcement related to the
requirements of this title;
(d) recommendations for any changes to this title; and
(e) a discussion of opportunities for business development in the
state related to the acceptance, collection, handling and recycling or
reuse of electronic equipment in this state.
Preemption.
Jurisdiction in all matters pertaining to electronic waste recycling,
including but not limited to the obligations of manufacturers,
retailers, electronic waste collection sites, electronic waste
consolidation facilities and electronic waste recycling facilities with
respect to electronic waste recycling, is, by this title, vested
exclusively in the state. Any provision of any local law or ordinance,
or any rule or regulation promulgated thereto, governing covered
electronic equipment and the collection, reuse, or recycling of
electronic waste shall upon the effective date of this title be
preempted.
Disposition of fees.
All fees and charges collected pursuant to this title shall be
deposited into the environmental protection fund established pursuant to
section ninety-two-s of the state finance law.
TITLE 27 Plastic Bag Reduction, Reuse and Recycling
* § 27-2701. Definitions.
As used in this title:
1. "Compostable plastic bag" means a plastic bag that at a minimum
meets the American Society for Testing and Materials standard D6400 for
compostable plastic, as amended.
2. "Manufacturer" means the producer of a plastic carryout bag or film
plastic sold to a store or the manufacturer's agent or broker who sold
the plastic carryout bag or film plastic to the store.
3. "Operator" means a person in control of, or having daily
responsibility for, the daily operation of a store, which may include,
but is not limited to, the owner of the store.
4. "Plastic carryout bag" means a plastic carryout bag provided by a
store to a customer at the point of sale.
5. "Reusable bag" means:
(a) a bag made of cloth or other machine washable fabric that has
handles; or
(b) a durable plastic bag with handles that is specifically designed
and manufactured for multiple reuse.
6. "Store" means a retail establishment that provides plastic carryout
bags to its customers as a result of the sale of a product and (a) has
over ten thousand square feet of retail space, or (b) such retail
establishment is part of a chain engaged in the same general field of
business which operates five or more units of over five thousand square
feet of retail space in this state under common ownership and
management.
7. "Film plastic" means uncontaminated non-rigid film plastic
packaging products composed of plastic resins, which include, but are
not limited to, newspaper bags, dry cleaning bags and shrink-wrap.
* NB There are 2 § 27-2701's
* § 27-2703. Store operator responsibilities.
1. The operator of a store shall establish an at-store recycling
program pursuant to the provisions of this title that provides an
opportunity for a customer of the store to return to the store clean
plastic carryout bags and film plastic.
2. A retail establishment that does not meet the definition of a store
and that provides plastic carryout bags to customers at the point of
sale may also adopt an at-store recycling program.
* NB There are 2 § 27-2703's
Recycling program requirements.
An at-store recycling program provided by the operator of a store
shall require:
1. a plastic carryout bag provided by the store to have printed or
displayed on the bag, in a manner visible to a consumer, the words
"PLEASE RETURN TO A PARTICIPATING STORE FOR RECYCLING". Provided,
however, such store shall be allowed for one year from the effective
date of this subdivision to use its existing stock of plastic carryout
bags. A store may also apply to the commissioner for approval of an
alternative plastic bag recycling message. The commissioner shall
approve or reject the proposed message within forty-five days;
2. a collection bin that is visible, easily accessible to the
consumer, and clearly marked that the collection bin is available for
the purpose of collecting and recycling plastic carryout bags and film
plastic. This subdivision shall apply to stores not within an enclosed
shopping mall and stores of at least fifty thousand square feet within
an enclosed shopping mall. In the case of an enclosed shopping mall, the
owner of the enclosed mall shall place bins at reasonable intervals
throughout the enclosed mall area;
3. all plastic carryout bags and film plastic collected by the store
to be collected, transported and recycled along with any other in-store
plastic recycling, except for plastic bags that are not sufficiently
free of foreign material to enter the recycling stream. Plastic carryout
bags and film plastic collected by the store or the manufacturer, which
are free of foreign material, shall not be disposed of in any solid
waste disposal facility permitted or authorized pursuant to title seven
of this article;
4. the store or its agent to maintain, for a minimum of three years,
records describing the collection, transport and recycling of plastic
carryout bags and film plastic collected by weight, provided however
that stores or its agents may weigh such bags, film plastic and any
other in-store plastic recycling at a regional collection center. Such
records shall be made available to the department upon request, to
demonstrate compliance with this title; and
5. the operator of the store to (a) make reusable bags available to
customers within the store for purchase, and (b) permit a reuseable bag
to be used in lieu of a plastic carryout bag or paper bag.
Manufacturer responsibilities.
1. When the manufacturer accepts plastic carryout bags and film
plastic for return, it or its agent shall maintain, for a minimum of
three years, records describing the collection, transport and recycling
of plastic carryout bags and film plastic collected by weight, provided
that the manufacturer or its agents may weigh such bags, film plastic
and any other plastic resins at a regional collection center. Such
records shall be made available to the department upon request, to
demonstrate compliance with this title.
2. Manufacturers of compostable plastic bags sold to stores in the
state that are subject to the provisions of this title shall have
printed on the bag, in a manner visible to the consumer, the words
"COMPOSTABLE BAG -- DO NOT PLACE IN RECYCLING BIN". Provided however,
such bags may be sold or distributed for one year from the effective
date of this section to use the store's existing stock of compostable
bags.
Department responsibility.
1. The department shall develop educational materials to encourage the
reduction, reuse and recycling of plastic carryout bags and film plastic
and shall make those materials available to stores required to comply
with this article.
2. The department shall provide information regarding the availability
of recycling facilities and companies that recycle plastic bags and film
plastic, including the addresses and phone numbers of such facilities
and companies to stores required to comply with this article.
Regulations.
The department is authorized to promulgate any rules and regulations
necessary to implement the provisions of this title and shall
promulgate, and update the most recent version of, rules and regulations
pertaining to the definition of compostable as prescribed in American
Society for Testing and Materials Standard D6400.
Preemption.
Jurisdiction in all matters pertaining to plastic bag and film plastic
recycling is by this article vested exclusively in the state. Any
provision of any local law or ordinance, or any rule or regulation
promulgated thereto, governing the recycling of plastic bags and film
plastic shall, upon the effective date of this title, be preempted.
Provided however, nothing in this section shall preclude a person from
coordinating for recycling or reuse the collection of plastic bags or
film plastic.
TITLE 28 Bag Waste Reduction
Definitions.
As used in this title:
1. "Exempt bag" means a bag: (a) used solely to contain or wrap
uncooked meat, fish, or poultry; (b) bags used by a customer solely to
package bulk items such as fruits, vegetables, grains, or candy; (c)
bags used solely to contain food sliced or prepared to order; (d) bags
used solely to contain a newspaper for delivery to a subscriber; (e)
bags sold in bulk to a consumer at the point of sale; (f) trash bags;
(g) food storage bags; (h) garment bags; (i) bags prepackaged for sale
to a customer; (j) plastic carryout bags provided by a restaurant,
tavern or similar food service establishment, as defined in the state
sanitary code, to carryout or deliver food; or (k) bags provided by a
pharmacy to carry prescription drugs.
2. "Plastic carryout bag" means any plastic bag, other than an exempt
bag, that is provided to a customer by a person required to collect tax
to be used by the customer to carry tangible personal property,
regardless of whether such person required to collect tax sells any
tangible personal property or service to the customer, and regardless of
whether any tangible personal property or service sold is exempt from
tax under article twenty-eight of the tax law.
3. "Paper carryout bag" means a paper bag, other than an exempt bag,
that is provided to a customer by a person required to collect tax to be
used by the customer to carry tangible personal property, regardless of
whether such person required to collect tax sells any tangible personal
property or service to the customer, and regardless of whether any
tangible personal property or service sold is exempt from tax under
article twenty-eight of the tax law.
4. "Reusable bag" means a bag: (a) made of cloth or other machine
washable fabric that has handles; or (b) a durable bag with handles that
is specifically designed and manufactured for multiple reuse.
5. "Person required to collect tax" means any vendor of tangible
personal property subject to the tax imposed by subdivision (a) of
section eleven hundred five of the tax law.
Plastic carryout bag ban.
1. No person required to collect tax shall distribute any plastic
carryout bags to its customers unless such bags are exempt bags as
defined in subdivision one of section 27-2801 of this title.
2. No person required to collect tax shall prevent a person from using
a bag of any kind that they have brought for purposes of carrying goods.
3. Nothing in this section shall be deemed to exempt the provisions
set forth in title 27 of this article relating to at store recycling.
Paper carryout bag reduction fee.
1. (a) Notwithstanding any other provision of law to the contrary, any
city and any county, other than a county wholly within such a city,
acting through its local legislative body, is hereby authorized and
empowered to adopt and amend local laws, ordinances or resolutions
imposing a paper carryout bag reduction fee within the territorial
limits of such city or county, to take effect on or after March first,
two thousand twenty. Notwithstanding the foregoing, if a county and a
city wholly within such county both impose such fee, the fee imposed by
such county shall not apply within the territorial limits of such city.
(b) Such paper carryout bag reduction fee, whether or not any tangible
personal property is sold therewith, shall be imposed at a rate of five
cents on each paper carryout bag provided by a person required to
collect tax to a customer in this state; provided, however, that such
paper carryout bag reduction fee shall not be imposed on paper carryout
bags that are subject to a fee on the provision of such paper carryout
bag pursuant to a local law or ordinance that was adopted prior to the
effective date of this section. The paper carryout bag reduction fee
must be reflected and made payable on the sales slip, invoice, receipt,
or other statement of the price rendered to the customer.
(c) Such paper carryout bag reduction fee shall not constitute a
receipt for the sale of tangible personal property subject to tax
pursuant to article twenty-eight and pursuant to the authority of
article twenty-nine of the tax law, and transfer of a bag to a customer
by a person required to collect tax shall not constitute a retail sale.
(d) It shall be unlawful for a municipal corporation to adopt or amend
a local law, ordinance or resolution requiring the imposition of any fee
on the provision of a paper carryout bag except as expressly authorized
by this section. Where a municipal corporation that adopted such a local
law, ordinance or resolution prior to the effective date of this section
is, or is located in, a county that has imposed a paper carryout bag
reduction fee pursuant to this section, such municipal corporation shall
be prohibited from requiring the imposition of a fee on any provision of
paper carryout bags that occurs more than one year after such county
paper carryout bag reduction fee takes effect.
2. Any such local law, ordinance or resolution adopted pursuant to
this section shall state the amount of the paper carryout bag reduction
fee and the date on which a person required to collect tax shall begin
to add such paper carryout bag reduction fee to the sales slip, invoice,
receipt, or other statement of the price rendered to its customers. No
such local law, ordinance or resolution shall be effective unless a
certified copy of such law, ordinance or resolution is mailed by
registered or certified mail to the commissioner of taxation and finance
in accordance with the provisions of subdivisions (d) and (e) of section
twelve hundred ten of the tax law.
3. The paper carryout bag reduction fee imposed by this section shall
not apply to any customer using the supplemental nutritional assistance
program, special supplemental nutrition program for women, infants and
children, or any successor programs used as full or partial payment for
the items purchased.
4. The paper carryout bag reduction fee must be reported and paid to
the commissioner of taxation and finance on a quarterly basis on or
before the twentieth day of the month following each quarterly period
ending on the last day of February, May, August and November,
respectively. The payments must be accompanied by a return in the form
and containing the information the commissioner of taxation and finance
may prescribe.
5. Any sales slip, invoice, receipt, or other statement of price
furnished by a person required to collect tax to a customer shall
separately state the paper carryout bag reduction fee and shall state
the number of bags provided to the customer.
6. (a) Except as otherwise provided in this section, any paper
carryout bag reduction fee imposed under the authority of this section
shall be administered and collected by the commissioner of taxation and
finance in a like manner as the taxes imposed by articles twenty-eight
and twenty-nine of the tax law. All the provisions of articles
twenty-eight and twenty-nine of the tax law, including the provisions
relating to definitions, exemptions, returns, personal liability for the
tax, collection of tax from the customer, payment of tax and the
administration of the taxes imposed by such article, shall apply to the
paper carryout bag reduction fee imposed under the authority of this
section, with such modifications as may be necessary in order to adapt
the language of those provisions to the paper carryout bag reduction fee
imposed under the authority of this section. Those provisions shall
apply with the same force and effect as if the language of those
provisions had been set forth in full in this section, except to the
extent that any of those provisions is either inconsistent with a
provision of this section or is not relevant to the paper carryout bag
reduction fee imposed under the authority of this section. For purposes
of this section, any reference in this chapter to a tax or the taxes
imposed by articles twenty-eight and twenty-nine of the tax law shall be
deemed also to refer to the paper carryout bag reduction fee imposed
under the authority of this section unless a different meaning is
clearly required.
(b) Notwithstanding the provisions of paragraph (a) of this
subdivision:
(1) the exemptions provided for in section eleven hundred sixteen of
the tax law, other than the exemptions in paragraphs one, two and three
of subdivision (a) of such section, shall not apply to the paper
carryout bag reduction fees imposed under the authority of this section;
(2) the credit provided in subdivision (f) of section eleven hundred
thirty-seven of the tax law shall not apply to this section.
(c) Notwithstanding the provisions of paragraph (a) of this
subdivision or subdivision (a) of section eleven hundred forty-six of
the tax law, the commissioner of taxation and finance may, in his or her
discretion, permit the commissioner or his or her authorized
representative to inspect any return related to the paper carryout bag
reduction fee filed under this section, or may furnish to the
commissioner or his or her authorized representative any such return or
supply him or her with information concerning an item contained in any
such return, or disclosed by any investigation of a liability under this
section.
7. All paper carryout bag reduction fee monies and any related
penalties and interest remitted to the commissioner of taxation and
finance under this section, except as hereinafter provided, shall be
deposited daily with such responsible banks, banking houses, or trust
companies as may be designated by the state comptroller. Of the revenues
deposited, the comptroller shall retain in the comptroller's hands such
amount as the commissioner of taxation and finance may determine to be
necessary for refunds or reimbursements of the fees collected or
received pursuant to this section, out of which the comptroller shall
pay any refunds or reimbursements of such fees to which persons shall be
entitled under the provisions of this section. The comptroller, after
reserving such refund and reimbursement fund shall, on or before the
twelfth day of each month, pay to the appropriate fiscal officers of the
counties or cities imposing tax under subdivision one of this section an
amount equal to forty percent of the paper carryout bag reduction fee
monies and any related penalties and interest collected by the
commissioner of taxation and finance in respect of each such county or
city in the preceding calendar month to be used for the purpose of
purchasing and distributing reusable bags, with priority given to low-
and fixed-income communities. Provided further that at the end of each
fiscal year, any funds which have not been used for the purpose defined
in this section shall be returned to the comptroller and be deposited
into the general fund to be used for the purpose of purchasing and
distributing reusable bags with priority given to low- and fixed-income
communities. Any remaining amount of paper carryout bag reduction fee
monies and any related penalties and interest shall be deposited monthly
into the environmental protection fund established pursuant to section
ninety-two-s of the state finance law.
Violations.
1. Any person required to collect tax who violates any provision of
section 27-2803 of this title shall receive a warning notice for the
first such violation. A person required to collect tax shall be liable
to the state of New York for a civil penalty of two hundred fifty
dollars for the first violation after receiving a warning and five
hundred dollars for any subsequent violation in the same calendar year.
For purposes of this section, each commercial transaction shall
constitute no more than one violation. A hearing or opportunity to be
heard shall be provided prior to the assessment of any civil penalty.
2. The department, the department of agriculture and markets, and the
attorney general are hereby authorized to enforce the provisions of this
title, and all monies collected shall be deposited to the credit of the
environmental protection fund established pursuant to section
ninety-two-s of the state finance law.
Preemption of local law.
Jurisdiction in all matters pertaining to plastic carryout bags is
vested exclusively in the state.
TITLE 29 Mercury Thermostat Collection Act
* § 27-2901. Definitions.
1. "Collection program" means a system for the collection,
transportation, recycling, and disposal of out-of-service mercury
thermostats that is financed and managed or provided by a thermostat
manufacturer individually or collectively with other thermostat
manufacturers in accordance with this section.
2. "Mercury thermostat" means a product or device that uses a mercury
switch to sense and control room temperature through communication with
heating, ventilation, or air-conditioning equipment and includes
thermostats used to sense and control room temperature in residential,
commercial, industrial and other buildings but does not include a
thermostat used to sense and control temperature as part of a
manufacturing process.
3. "Out-of-service mercury thermostat" means a mercury thermostat that
is removed, replaced or otherwise taken out of service.
4. "Qualified contractor" means a person engaged in the business of
installation, service or removal of heating, ventilation, and
air-conditioning components who employs seven or more service
technicians or installers.
5. "Qualified local government authorities" means any municipal
corporation or planning unit as defined in section 27-0107 of this
article, or county departments of health.
6. "Thermostat manufacturer" means a person who owns or owned a name
brand of one or more mercury thermostats sold in the state.
7. "Thermostat retailer" means a person who sells thermostats of any
kind primarily to homeowners or other nonprofessionals through any sale
or distribution mechanism including sales using the internet or
catalogs.
8. "Thermostat wholesaler" means a person who is engaged in the
distribution and wholesale selling of heating, ventilation or
air-conditioning components, including thermostats, to contractors, and
whose total wholesale sales account for eighty percent or more of its
total sales. A thermostat manufacturer is not, by virtue of
manufacturing, a thermostat wholesaler.
* NB Repealed January 1, 2027
* § 27-2903. Mercury-containing thermostat collection.
1. Each thermostat manufacturer shall, individually or collectively,
with other thermostat manufacturers, establish and maintain a program
for the collection, transportation, recycling, disposal and proper
management of out-of-service mercury thermostats in accordance with the
provisions of this section.
2. Each thermostat manufacturer shall, individually or collectively
with other thermostat manufacturers through a collection program, do the
following:
(a) On and after July first, two thousand fourteen, compile a list of
thermostat wholesalers in the state and offer each thermostat wholesaler
containers for the collection of out-of-service mercury thermostats.
(b) On and after July first, two thousand fourteen, make collection
containers available to all qualified contractors, thermostat
wholesalers, thermostat retailers, and qualified local government
authorities that request a container. Each thermostat manufacturer shall
with each container include information regarding the proper management
of out-of-service mercury thermostats.
(c) Establish a system to collect, transport, recycle, dispose and
properly manage out-of-service mercury thermostats from all collection
sites.
(d) Not include any fees or other charges to consumers or persons
participating in the program. Each thermostat wholesaler, qualified
contractor, qualified local government authority, or thermostat retailer
that is provided with one or more collection containers may be charged a
fee not to exceed twenty-six dollars to replace any collection container
that is misplaced, stolen or otherwise lost.
(e) Beginning July first, two thousand fourteen, conduct education and
outreach efforts, including, but not limited to the following:
(i) establish and maintain a public website for the dissemination of
educational materials to promote the collection of out-of-service
mercury thermostats. This website shall include templates of the
educational materials on the internet website in a form and format that
can be easily downloaded and printed. The link to this website shall be
provided to the department;
(ii) contact thermostat wholesalers at least once a year to encourage
their support and participation in educating customers on the importance
of statutory requirements for the collection and proper management of
out-of-service mercury thermostats;
(iii) create and maintain a web-based program that allows contractors
and consumers to identify collection sites for out-of-service mercury
thermostats in the state and provide a list of collection sites to the
department; and
(iv) develop informational articles, press releases, and news stories
pertaining to the importance of and opportunities for collecting and
recycling out-of-service mercury thermostats and distribute those
materials to trade publications, local media, and stakeholder groups.
(f) On or before July first, two thousand fourteen, develop and update
as necessary educational and other outreach materials for distribution
to contractors, contractor associations and consumers. These materials
shall be made available for use by participating thermostat wholesalers,
thermostat retailers, contractors, and qualified government authorities.
The materials shall include, but not be limited to, the following:
(i) signage, such as posters and cling signage, that can be
prominently displayed to promote the collection of out-of-service
mercury thermostats to contractors and consumers; and
(ii) written materials or templates of materials for reproduction by
thermostat wholesalers and thermostat retailers to be provided to
customers at the time of purchase or delivery of a thermostat. The
materials shall include, but not be limited to, information on the
importance of properly managing out-of-service mercury thermostats and
opportunities for the collection of these thermostats.
(g) Provide an opportunity for the department to review and offer
feedback and suggestions on the collection program.
3. The collection programs established by thermostat manufacturers
under this section shall be designed to achieve collectively the
following statewide goals:
(a) For calendar year two thousand fifteen, the collection of no less
than fifteen thousand five hundred out-of-service mercury thermostats;
(b) For calendar years two thousand sixteen through two thousand
twenty-three, the collection goals shall be established by the
department. The department shall establish collection goals no later
than October first, two thousand fifteen. The collection goals
established by the department shall achieve the maximum feasible number
of out-of-service mercury thermostats in the state. In developing the
collection goals, the department shall take into account, at a minimum,
(i) the effectiveness of collection programs for out-of-service mercury
thermostats in the state and other states, including education and
outreach efforts, (ii) collection requirements in other states,
including those states with the highest collection goals, (iii) any
reports or studies on the number of out-of-service mercury thermostats
that are available for collection in this state, other states, and
nationally, and (iv) other relevant factors. Prior to establishing the
collection goals, the department shall consult with stakeholder groups
that include, at a minimum, representatives of thermostat manufacturers,
environmental groups, municipal recyclers, thermostat wholesalers,
qualified contractors, and thermostat retailers.
(c) Thermostat manufacturers shall implement any collection program
revisions approved by the department within ninety days.
4. If the collection programs do not collectively achieve the
collection goals provided for in subdivision three of this section for
calendar year two thousand fifteen or any year thereafter the
department, after conducting stakeholder consultations, may require
modifications to one or more collection programs that the department
determines are necessary to achieve the collection goals. Modifications
required by the department may include improvements to outreach and
education conducted under the collection program, expansion of the
number and location of collection sites established under the program,
modification of the roles of participants, and a five dollar financial
incentive in the form of either cash or coupon offered by the
manufacturer to contractors and consumers for each out-of-service
mercury thermostat returned to a collection site.
5. No later than April first, two thousand fifteen, and no later than
April first of each year thereafter, each thermostat manufacturer shall,
individually or collectively with other thermostat manufacturers, submit
an annual report on its collection program to the department covering
the one-year period ending December thirty-first of the previous year.
Each report shall be posted on the manufacturer's or program operator's
respective internet website. The annual report shall include the
following:
(a) the number of out-of-service mercury thermostats collected and
managed under this section during the previous calendar year;
(b) the estimated total amount of mercury contained in the
out-of-service mercury thermostats collected under this section during
the previous calendar year;
(c) a list of all thermostat wholesalers, contractors, qualified local
government authorities, and thermostat retailers participating in the
program as mercury thermostat collection sites and the number of
out-of-service mercury thermostats returned by each;
(d) an accounting of the program's administrative costs;
(e) a description of outreach strategies employed under paragraph (e)
of subdivision two of this section;
(f) examples of outreach and educational materials used under
paragraph (e) of subdivision two of this section;
(g) the internet website address of addresses where the annual report
may be viewed online;
(h) a description of how the out-of-service mercury thermostats were
managed;
(i) any modifications that the thermostat manufacturer is planning to
make in its collection program; and
(j) the identification of a collection program contact and the
business phone number, mailing address, and e-mail address for the
contact.
6. All contractors, thermostat wholesalers, thermostat manufacturers,
and thermostat retailers participating in the program shall handle and
manage the out-of-service mercury thermostats in a manner that is
consistent with the requirements for the disposal of hazardous waste.
7. On and after July first, two thousand fourteen, no thermostat
wholesaler shall sell, offer to sell, distribute, or offer to distribute
thermostats unless the wholesaler participates as a collection site for
out-of-service mercury thermostats or requests and receives a waiver
from the department following a demonstration that such participation
would pose an undue burden.
* NB Repealed January 1, 2027
* § 27-2905. Thermostat wholesaler and retailer requirements.
No thermostat wholesaler or thermostat retailer shall sell, offer for
sale or distribute any thermostat for final sale unless the manufacturer
of such thermostat is listed on the department's website, in accordance
with the provisions of this title.
* NB Repealed January 1, 2027
* § 27-2907. Department responsibilities.
1. No later than June first, two thousand fifteen, the department
shall maintain on its website information regarding the collection and
proper management of out-of-service mercury thermostats in the state.
The information shall include the following:
(a) a description of the collection programs established under this
section;
(b) a report on the progress towards achieving the statewide
collection goals set forth in this title; and
(c) a list of all thermostat wholesalers, contractors, qualified local
government authorities, and thermostat retailers participating in the
program as collection sites.
2. No later than November first, two thousand eighteen, the department
shall submit a written report to the governor and the legislature
regarding the effectiveness of the collection programs established under
this section, information on the number of out-of-service thermostats
collected, how the out-of-service thermostats were managed, and an
estimate of the number of thermostats that are available for collection.
The department shall use this information to recommend whether the
provisions of this section should be extended, along with any other
statutory changes. In preparing the report, the department shall consult
with mercury thermostat manufacturers, environmental organizations,
municipal recyclers, and other interest groups.
* NB Repealed January 1, 2027
* § 27-2909. Disposal prohibition.
1. No transporter shall knowingly commingle mercury-added thermostats
with solid waste or recyclable materials.
2. No transporter shall knowingly deliver mercury-added thermostats or
knowingly cause such materials to be delivered to:
(a) an incinerator;
(b) a landfill;
(c) a transfer station; or
(d) anyone who the transporter knows or should know will either
commingle such materials with other solid waste or deliver such
materials to an incinerator or a landfill for disposal.
3. No operator of an incinerator or a landfill shall knowingly accept
mercury-added thermostats for disposal.
4. No operator of a transfer station shall knowingly commingle
mercury-added thermostats with other solid waste or cause such materials
to be transferred to an incinerator or landfill for disposal.
5. Each landfill and transfer station shall post, in a conspicuous
location at the facility, a sign stating that mercury-added thermostats
are not accepted at the facility.
* NB Repealed January 1, 2027
TITLE 30 Expanded Polystyrene Foam Containers and Polystyrene Loose Fill Packaging Ban
Definitions.
For the purposes of this title, the following terms shall have the
following meanings:
1. "Covered food service provider" means a person engaged in the
business of selling or distributing prepared food or beverages for
on-premise or off-premise consumption including but not limited to: (a)
food service establishments, caterers, temporary food service
establishments, mobile food service establishments, and pushcarts as
defined in the New York State Sanitary Code; (b) retail food stores as
defined in article 28 of the agriculture and markets law; (c)
delicatessens; (d) grocery stores; (e) restaurants; (f) cafeterias; (g)
coffee shops; (h) hospitals, adult care facilities, and nursing homes;
and (i) elementary and secondary schools, colleges, and universities.
2. "Disposable food service container" means a bowl, carton,
clamshell, cup, lid, plate, tray, or any other product that is designed
or used for the temporary storage or transport of a prepared food or
beverage including a container generally recognized by the public as
being designed for single use.
3. "Expanded polystyrene foam" means expanded foam thermoplastics
utilizing a styrene monomer and processed by any number of techniques.
Such term shall not include rigid polystyrene.
4. "Manufacturer" means every person, firm or corporation that
produces or imports polystyrene loose fill packaging or expanded
polystyrene containers that are not wholly encapsulated or encased
within a more durable container and are designed or intended to be used
for cold storage that is sold, offered for sale, or distributed in the
state.
5. "Polystyrene loose fill packaging" means a void-filling packaging
product made of expanded polystyrene foam that is used as a packaging
fill, commonly referred to as packing peanuts.
6. "Prepared food" means food or beverages that are cooked, chopped,
sliced, mixed, brewed, frozen, heated, squeezed, combined or otherwise
prepared on the premises of a covered food service provider for
immediate consumption and require no further preparation to be consumed.
Prepared food includes but is not limited to ready to eat takeout foods
and beverages.
7. "Rigid polystyrene" means plastic packaging made from rigid,
polystyrene resin that has not been expanded, extruded, or foamed.
8. "Store" means a retail or wholesale establishment other than a
covered food service provider.
Expanded polystyrene foam containers and polystyrene loose
fill packaging ban.
1. (a) Beginning January first, two thousand twenty-two, no covered
food service provider or store shall sell, offer for sale, or distribute
disposable food service containers that contain expanded polystyrene
foam in the state.
(b) Beginning January first, two thousand twenty-two, no manufacturer
or store shall sell, offer for sale, or distribute polystyrene loose
fill packaging in the state.
(c) Beginning January first, two thousand twenty-six, no covered food
service provider, manufacturer or store shall sell, offer for sale, or
distribute expanded polystyrene containers that are not wholly
encapsulated or encased within a more durable container and are designed
or intended to be used for cold storage, including but not limited to
coolers and ice chests.
2. The department is authorized to promulgate any other such rules and
regulations as it shall deem necessary to implement the provisions of
this title including criteria related to what constitutes comparable
costs pursuant to subdivision two of section 27-3005 of this title.
Exemptions and waivers.
1. Notwithstanding any inconsistent provision of law, this title shall
not apply to:
(a) Prepackaged food filled or sealed prior to receipt at a covered
food service provider; or
(b) Raw meat, pork, seafood, poultry or fish sold for the purpose of
cooking or preparing off-premises by the customer; or
* (c) Expanded polystyrene containers that are not wholly encapsulated
or encased within a more durable container and are used for cold storage
for:
(i) drugs and medical devices as defined in the federal food, drug,
and cosmetic act (21 U.S.C. Sec. 301 et seq.);
(ii) animal biologics, including vaccines, bacterins, antisera,
diagnostic kits, and other products of biological origin, and other
packaging materials regulated by the United States department of
agriculture under the virus, serum, toxin act (21 U.S.C. 151-159),
including vaccines;
(iii) tissues as defined in section forty-three hundred sixty of the
public health law or biological products as defined in the federal
Public Health Service Act (42 U.S.C. Sec 262);
(iv) temperature-sensitive samples, cultures or specialized laboratory
reagents requiring cold storage during shipment, either delivered to or
received from:
(A) the department of agriculture and market's food laboratory
pursuant to its duties under the agriculture and markets law; or
(B) laboratories for testing to help ensure human health, animal
health, and/or food safety pursuant to statutory or regulatory
requirements of, or standards established under, programs administered
by the department, the department of health, the department of
agriculture and markets, the United States department of agriculture
and/or the United States food and drug administration; or
(v) microbial cultures used for dairy, meat, or fermented beverage
manufacturing and requiring cold storage during shipment or delivery to
dairy or meat processing plants or breweries and wineries as defined in
section three of the alcoholic beverage control law.
* NB Effective until January 1, 2030
* (c) Expanded polystyrene containers that are not wholly encapsulated
or encased within a more durable container and are used for cold storage
for:
(i) drugs and medical devices as defined in the federal food, drug,
and cosmetic act (21 U.S.C. Sec. 301 et seq.);
(ii) animal biologics, including vaccines, bacterins, antisera,
diagnostic kits, and other products of biological origin, and other
packaging materials regulated by the United States department of
agriculture under the virus, serum, toxin act (21 U.S.C. 151-159),
including vaccines;
(iii) tissues as defined in section forty-three hundred sixty of the
public health law or biological products as defined in the federal
Public Health Service Act (42 U.S.C. Sec 262); or
(iv) temperature-sensitive samples, cultures or specialized laboratory
reagents requiring cold storage during shipment, either delivered to or
received from:
(A) the department of agriculture and market's food laboratory
pursuant to its duties under the agriculture and markets law; or
(B) laboratories for testing to help ensure human health, animal
health, and/or food safety pursuant to statutory or regulatory
requirements of, or standards established under, programs administered
by the department, the department of health, the department of
agriculture and markets, the United States department of agriculture
and/or the United States food and drug administration.
* NB Effective January 1, 2030 until January 1, 2035
* (c) Expanded polystyrene containers that are not wholly encapsulated
or encased within a more durable container and are used for cold storage
for:
(i) drugs and medical devices as defined in the federal food, drug,
and cosmetic act (21 U.S.C. Sec. 301 et seq.);
(ii) animal biologics, including vaccines, bacterins, antisera,
diagnostic kits, and other products of biological origin, and other
packaging materials regulated by the United States department of
agriculture under the virus, serum, toxin act (21 U.S.C. 151-159),
including vaccines; or
(iii) tissues as defined in section forty-three hundred sixty of the
public health law or biological products as defined in the federal
Public Health Service Act (42 U.S.C. Sec 262).
* NB Effective January 1, 2035
2. Any facility, regardless of its income, including soup kitchens,
food pantries and places of worship, operated by a not-for-profit
corporation or by a federal, state, or local government agency that
provides food to needy individuals at no or nominal charge, and any
covered food service provider having an annual gross income under five
hundred thousand dollars per location as stated on the income tax filing
for the most recent tax year and that: (a) does not operate ten or more
locations within the state; and (b) is not operated pursuant to a
franchise agreement may request from the department, in a manner and
form established by the department, a financial hardship waiver of the
requirements of section 27-3003 of this title. Such waiver request may
apply to one or more disposable food service containers sold, offered
for sale, or distributed by any such covered food service provider. The
department shall grant a waiver if such covered food service provider
demonstrates that there is no alternative product of comparable cost
that is not composed of expanded polystyrene foam and that the purchase
or use of an alternative product that is not composed of expanded
polystyrene foam would create an undue financial hardship. Such
financial hardship waiver shall be valid for twelve months and shall be
renewable upon application to the department.
Preemption.
1. Except as provided in subdivisions two and three of this section,
this title shall supersede and preempt all local laws, ordinances or
regulations governing the sale, offer for sale, or distribution of
disposable food service containers or containers designed or intended to
be used for cold storage containing expanded polystyrene foam and
polystyrene loose fill packaging.
2. Any local law, ordinance or regulation of any county shall not be
preempted if such local law, ordinance or regulation provides
environmental protection equal to or greater than the provisions of this
title or any rules or regulations promulgated hereunder, and such county
files with the department a written declaration of its intent to
administer and enforce such local law, ordinance or regulation.
3. This title shall not apply in a city with a population of one
million or more which has a local law, ordinance or regulation in place
which restricts the sale, offer for sale, or distribution of expanded
polystyrene containers and polystyrene loose fill packaging.
Severability.
If any clause, sentence, paragraph, section or part of this title
shall be adjudged by any court of competent jurisdiction to be invalid,
such judgment shall not affect, impair or invalidate the remainder
thereof, but shall be confined in its operation to the clause, sentence,
paragraph, section or part thereof directly involved in the controversy
in which such judgment shall have been rendered.
TITLE 31 Construction and Demolition Debris
Waste tracking documents.
1. All generators in a city with a population of one million or more
that generate construction and demolition debris, as defined in section
71-2702 of this chapter, shall provide waste transporters with a waste
tracking document for each construction and demolition debris shipment,
in a form prescribed or approved by the department, specifying the
quantity and type of construction and demolition debris, and signed and
dated by an authorized representative of the generator and with a
certification in a form prescribed by the department, which shall
contain a certification by the generator that the information therein is
true, accurate and complete.
2. All transporters of construction and demolition debris generated in
a city with a population of one million or more shall:
(a) not accept a shipment of debris that does not match the quantity
or type listed on the debris tracking document;
(b) have the debris tracking document signed by the receiving location
or facility upon delivery of the solid debris and provide a copy of the
tracking document to the receiving location or facility.
3. Failure to maintain such tracking documents is a class A
misdemeanor.
TITLE 32 Small Plastic Bottle Hospitality Personal Care Product Restrictions
Definitions.
As used in this title:
1. "Hotel" means a building or portion of a building which is
regularly used and kept open as such for the lodging of guests. Hotel
includes an apartment hotel, a motel or a boarding house, whether or not
meals are served.
2. "Hospitality personal care product" means a product provided by a
hotel and intended to be applied to or used on the human body or any
part thereof for cleansing, conditioning, or moisturizing. Hospitality
personal care product includes, but is not limited to, shampoo,
conditioner, lotion, and liquid soap.
3. "Small plastic bottle" means a plastic container with less than a
twelve ounce capacity that is intended to be non-reusable by the end
user.
Small plastic bottle hospitality personal care products.
Effective January first, two thousand twenty-five for all hotels with
fifty rooms or more and January first, two thousand twenty-six for all
hotels with less than fifty rooms, a hotel shall not provide any small
plastic bottle containing a hospitality personal care product.
Violations.
1. A hotel that violates a provision of this title shall receive a
warning notice for the first such violation, detailing the hotel's
requirement to correct the violation within thirty days from the date
the notice is sent. A hotel shall be liable to the state for a civil
penalty of two hundred fifty dollars for the first violation after
receiving a warning and failing to correct the violation within thirty
days and five hundred dollars for any subsequent violation in the same
calendar year. A hearing or opportunity to be heard shall be provided
prior to the assessment of any civil penalty.
2. The department is hereby authorized to enforce the provisions of
this title and all monies collected shall be deposited to the credit of
the environmental protection fund established pursuant to section
ninety-two-s of the state finance law.
Preemption of local law.
Jurisdiction in all matters pertaining to restrictions on the
provision of small plastic bottle hospitality personal care products is
vested exclusively in the state.
TITLE 33 Extended Producer Responsibility For Carpet
Definitions.
For the purposes of this title, the following terms shall have the
following meanings:
1. "Brand" means a name, symbol, word, or mark that attributes the
product to the owner or licensee of the brand as the producer.
2. "Carpet" means a manufactured article that is (a) used by a
consumer, (b) affixed or placed on the floor or building walking surface
as a decorative or functional building interior or exterior feature, and
(c) primarily constructed of a top surface of synthetic or natural face
fibers or yarns or tufts attached to a backing system made of synthetic
or natural materials. "Carpet" includes, but is not limited to, a
commercial or residential broadloom carpet, modular carpet tiles,
artificial turf, a pad or underlayment used in conjunction with a
carpet. "Carpet" does not include handmade rugs, area rugs, or mats.
3. "Closed loop recycling" means recycling in which materials that are
reclaimed are returned to the original process or processes in which
they were generated and they are reused in the production process.
3-a. "Carpet collection program" or "program" means a program financed
and implemented by producers, either individually, or through a
representative organization, that provides for, but is not limited to,
the collection, transportation, reuse, recycling, proper end-of-life
management, or an appropriate combination thereof, of discarded carpet.
4. "Collection site" means a permanent location in the state at which
discarded carpet may be returned by a consumer. Collection sites shall
accept all types of carpet as defined by this title regardless of brand.
5. "Consumer" means a person located in the state who purchases, owns,
leases, or uses carpet, including but not limited to an individual, a
business, corporation, limited partnership, not-for-profit corporation,
the state, a public corporation, public school, school district, private
or parochial school, or board of cooperative educational services or
governmental entity.
6. "Discarded carpet" means carpet that a consumer has used and
disposed of in the state and is no longer used for its manufactured
purpose.
7. "Energy recovery" means the process by which all or a portion of
solid waste materials are processed or combusted in order to utilize the
heat content or other forms of energy derived from such solid waste
materials.
8. "Perfluoroalkyl and polyfluoroalkyl substances" or "PFAS
substances" means a class of fluorinated organic chemicals containing at
least one fully fluorinated carbon atom.
9. "Producer" means any person who manufactures carpet that is sold,
offered for sale, or distributed in the state under the manufacturer's
own name or brand. "Producer" includes:
(a) the owner of a trademark or brand under which carpet is sold,
offered for sale, or distributed in this state, whether or not such
trademark or brand is registered in the state; and
(b) any person who imports a carpet into the United States that is
sold or offered for sale in the state and that is manufactured by a
person who does not have a presence in the United States.
10. "Recycling" means to separate, dismantle or process the materials,
components or commodities contained in discarded carpet for the purpose
of preparing the materials, components, or commodities for use or reuse
in new products or components. "Recycling" does not include: (a) energy
recovery or energy generation by any means, including but not limited
to, combustion, incineration, pyrolysis, gasification, solvolysis, waste
to fuel or any chemical conversion process; or (b) landfill disposal of
discarded carpet or discarded product component materials.
11. "Recycling rate" means the percentage of discarded carpet that is
managed through recycling or reuse, as defined by this title, and is
computed by dividing the amount of recycled output derived from
collected carpet, plus any pounds sent for reuse by the estimated total
amount of discarded carpet generated during a program year.
12. "Representative organization" means a not-for-profit organization
established by a producer or group of producers to implement the carpet
collection program.
13. "Retailer" means any person who sells or offers for sale carpet to
a consumer in the state.
14. "Reuse" means the return of a product into the economic stream for
use in the same kind of application as the product was originally
intended to be used, without a change in the product's identity.
15. "Sell" or "sale" means any transfer for consideration of title or
the right to use, from a manufacturer or retailer to a person,
including, but not limited to, transactions conducted through retail
sales outlets, catalogs, mail, the telephone, the internet, or any
electronic means; this does not include samples, donations, and reuse.
Producer plan.
1. No later than December thirty-first, two thousand twenty-five, a
producer, either individually or cooperatively with one or more
producers, or a representative organization shall submit to the
department for the department's approval a plan for the establishment of
a carpet collection program that meets the collection requirements
described in this section.
2. A producer may satisfy the carpet collection program requirement of
this section by agreeing to participate collectively with other
producers. Any such collective carpet collection program shall notify
the department.
3. A producer or representative organization shall update the plan, as
needed, when there are changes proposed to the current program. A new
plan or amendment will be required to be submitted to the department for
approval when:
(a) there is a revision of the program's goals; or
(b) every three years from the date of approval of a previous plan.
4. The plan submitted by the producer or representative organization
to the department under this section shall, at a minimum:
(a) provide a list of each participating producer and brands covered
by the program;
(b) provide information on the products covered by the program;
(c) describe how the producer or representative organization will
collect, transport, recycle, and process carpet;
(d) describe how the program will provide for collection of carpet in
the state, free of cost and in a manner convenient to consumers and
carpet installers, including how the program will achieve, at a minimum,
a convenience standard which ensures that all counties of the state and
all municipalities which have a population of ten thousand or greater
have at least one permanent collection site and one additional permanent
collection site for every thirty thousand people located in those areas,
that accepts carpet from consumers during normal business hours;
however, with respect to a city having a population of one million or
more, after consultation with the department of sanitation of such city,
the department may otherwise establish an alternative convenience
standard. The producer or representative organization may coordinate the
program with existing municipal waste collection infrastructure as is
mutually agreeable. Convenience standards shall be evaluated by the
department periodically and the department may require additional
collection locations to ensure adequate consumer convenience;
(e) describe in detail education and outreach efforts to inform
consumers, carpet installers and others engaged in the management of
discarded carpet about the program including, at a minimum, an internet
website and a toll-free telephone number and written information
included at the time of sale of carpet that provides sufficient
information to allow a consumer to learn how to return such carpet for
disposal, recycling or reuse;
(f) describe the methods to be used to reuse or recycle discarded
carpet;
(g) describe the methods to be used to manage or dispose of discarded
carpet that cannot be recycled or reused;
(h) describe how the program will meet annual performance goals, as
determined by the department, provided that at a minimum, the program
shall achieve the following recycling rates:
(i) a thirty percent recycling rate for carpets of which ten percent
shall be closed-loop recycling by five years after the plan is approved
by the department pursuant to section 27-3309 of this title;
(ii) a fifty percent recycling rate for carpets of which twenty
percent shall be closed-loop recycling by ten years after the plan is
approved by the department pursuant to section 27-3309 of this title;
and
(iii) a seventy-five percent recycling rate for carpets, of which
forty percent shall be closed-loop recycling by fifteen years after the
plan is approved by the department pursuant to section 27-3309 of this
title;
(i) describe what, if any, incentives will be used to encourage
retailer participation;
(j) describe the outreach and education methods that will be used to
encourage municipal landfill and transfer station participation;
(k) describe the sources of data and methodology for estimating the
amount of carpet discarded in the state annually; and
(l) any other information as specified by the department.
Producer responsibilities.
1. Beginning not later than July first, two thousand twenty-six, the
producer or representative organization shall implement the carpet
collection program utilizing collection sites established pursuant to
paragraph (d) of subdivision four of section 27-3303 of this title.
2. A producer shall not sell, or offer for sale, carpet to any person
in the state unless the producer is implementing or participating under
an approved plan.
3. The program shall be free to the consumer, convenient and adequate
to serve the needs of consumers in all areas of the state on an ongoing
basis.
4. A producer or representative organization shall maintain records
demonstrating compliance with the provisions of this title and make them
available for audit and inspection by the department for a period of
three years. The department shall make such records available to the
public upon request in accordance with the provisions of the state
freedom of information law and the regulations promulgated thereunder.
Record holders shall submit the records required to comply with the
request within sixty working days of written notification by the
department of receipt of the request.
5. A producer or representative organization shall be responsible for
all costs associated with the implementation of the carpet collection
program, including but not limited to the cost of collection. A
producer, producers or representative organization shall pay costs
incurred by the department in the administration and enforcement of this
title. Exclusive of fines and penalties, the department shall only be
reimbursed its actual cost of administration and enforcement.
6. Any person who becomes a producer on or after December
thirty-first, two thousand twenty-five shall submit a plan to the
department, or notify the department that it has joined an existing
plan, prior to selling or offering for sale in the state any carpet, and
shall comply with the requirements of this title.
7. On or before July first, two thousand twenty-seven, and annually
thereafter, a producer or representative organization shall submit a
report to the department that includes, for the previous program year, a
description of the program, including, but not limited to, the
following:
(a) a detailed description of the methods used to collect, transport,
and process carpet in the state, including detailing collection methods
made available to consumers and an evaluation of the program's
collection convenience;
(b) identification of all collection sites in the state;
(c) the weight of all of the producer's carpet collected in the state
by method of disposition, including reuse, recycling and other methods
of processing or disposal;
(d) an evaluation of whether the performance goals and recycling rates
have been achieved;
(e) the total cost of implementing the program;
(f) samples of all educational materials provided to consumers and a
detailed list of efforts undertaken and an evaluation of the methods
used to disseminate such materials including recommendations, if any,
for how the educational component of the program can be improved; and
(g) any other information required by the department.
8. On or before January first of each program year following
implementation of the plan pursuant to section 27-3303 of this title,
each producer, group of producers or representative organization shall
submit a report to the department that assesses compliance with
performance goals and describes any modifications necessary to achieve
such goals.
Retailer requirements.
1. Beginning July first, two thousand twenty-six, no retailer may sell
or offer for sale carpet in the state unless the producer of such carpet
is participating in a carpet collection program. A retailer shall be in
compliance with this section if, on the date the carpet was offered for
sale, the producer is listed on the department's website as implementing
or participating in an approved program or if the carpet brand is listed
on the department's website as being included in the program.
2. Any retailer may participate, on a voluntary basis, as a designated
collection site pursuant to a carpet collection program and in
accordance with all applicable laws and regulations.
Department responsibilities.
1. The department shall (a) maintain a list of producers who are
implementing or participating pursuant to section 27-3303 of this title,
(b) maintain a list of each such producer's brands, and (c) post such
lists on the department's website.
2. Beginning July first, two thousand twenty-six, the department shall
post on its website the location of all collection sites identified to
the department by the producer in its plans and annual reports.
3. The department shall post on its website each producer plan
approved by the department.
4. Within ninety days after receipt of a proposed plan or plan
amendment, the department shall approve or reject the plan or the plan
amendment. If the plan or plan amendment is approved, the department
shall notify the producer or representative organization in writing. If
the department rejects the plan or plan amendment, the department shall
notify the producer or representative organization in writing stating
the reason for rejecting the plan or plan amendment. A producer or
representative organization whose plan is rejected shall submit a
revised plan to the department within thirty days of receiving a notice
of rejection. If the department rejects the subsequent proposal, the
producer or producers at issue shall be out of compliance and subject to
enforcement provisions.
5. The department shall submit a report regarding the implementation
of this title in this state to the governor and legislature by April
first, two thousand twenty-seven and every two years thereafter. The
report shall include, at a minimum, an evaluation of:
(a) the stream of carpet in the state;
(b) disposal, recycling and reuse rates in the state for carpet;
(c) a discussion of compliance and enforcement related to the
requirements of this title; and
(d) recommendations for any changes to this title.
6. Starting four years after the plan is approved by the department
pursuant to this section, the department shall impose a penalty of
twenty-five cents per pound to be assessed on the producer or
representative organization for the number of additional pounds of
carpet that would have needed to be recycled through the program to
achieve the performance goals specified in the approved stewardship
plan. All penalties collected pursuant to this section shall be paid
over to the commissioner for deposit to the environmental protection
fund established pursuant to section ninety-two-s of the state finance
law.
Carpet stewardship advisory board.
1. There is hereby established within the department the carpet
stewardship advisory board to make recommendations to the commissioner
regarding producer plans required by this title.
2. The board shall be composed of thirteen voting members. Such
members shall include:
(a) one representative of carpet producers;
(b) two representatives of carpet retailers;
(c) one representative of carpet recyclers;
(d) two representatives of carpet collectors;
(e) one representative of a company that utilizes discarded carpet to
manufacture a new product;
(f) one representative of a carpet installer association;
(g) one representative from a statewide environmental organization;
(h) one representative from a statewide waste disposal association;
(i) one representative from the New York product stewardship council;
(j) one representative from a consumer organization; and
(k) one representative from a statewide recycling organization.
3. The members shall be appointed as follows:
(a) two members to be appointed by the temporary president of the
senate;
(b) two members to be appointed by the speaker of the assembly;
(c) one member to be appointed by the minority leader of the senate;
(d) one member to be appointed by the minority leader of the assembly;
and
(e) seven members to be appointed by the executive.
4. Such appointments shall be made no later than the first day of
January following the date on which this title takes effect. The members
shall designate a chair from among the members by majority vote. Board
members shall receive no compensation but shall be entitled to their
necessary and actual expenses incurred in the performance of their board
duties.
5. The board shall meet at least biannually by call of the chair.
Labeling and design requirements.
1. On and after one year after the plan is approved by the department
pursuant to section 27-3309 of this title, carpet sold or offered for
sale in the state shall be accompanied by the following identifying
information:
(a) Name of the producer and contact information; and
(b) Carpet material, composition, and type of construction.
2. On and after December thirty-first, two thousand twenty-six, no
carpet sold or offered for sale in the state shall contain or be treated
with PFAS substances for any purpose.
Post-consumer content requirements.
All carpet sold in the state shall be manufactured with the following
minimum amounts from post-consumer sources:
1. within one year after the plan is approved by the department
pursuant to section 27-3309 of this title, a minimum of ten percent
post-consumer content;
2. within four years thereafter, a minimum of twenty percent
post-consumer content; and
3. five years thereafter, a minimum of thirty percent post-consumer
content.
Penalties.
Any producer, representative organization, or retailer who violates
any provision of or fails to perform any duty imposed pursuant to this
title shall be liable for a civil penalty not to exceed five hundred
dollars for each violation and an additional penalty of not more than
five hundred dollars for each day during which such violation continues.
Civil penalties shall be assessed by the department after a hearing or
opportunity to be heard pursuant to the provisions of section 71-1709 of
this chapter.
Limits on liability for antitrust, restraint of trade, or
unfair trade practices.
1. A producer, representative organization, or retailer shall not be
liable for any claim of a violation of antitrust, restraint of trade, or
unfair trade practice laws arising from the performance of an action
required to be undertaken by this title or which is necessary to
implement or participate under a producer plan approved by the
department, solely to increase the collection and recycling of carpet,
which affects the types and quantities being collected and recycled or
the cost and structure of such collection program that the producer,
representative organization, or retailer is participating in pursuant to
this title.
2. Provided, however, subdivision one of this section shall not apply
to any agreement establishing or affecting the price of carpet, except,
as necessary, to fulfill producer responsibility under subdivision five
of section 27-3305 of this title, the output or production of carpet, or
restricting the geographic area or customers to which carpet will be
sold.
Rules and regulations.
The department is authorized to promulgate any rules and regulations
necessary to implement this title.
ARTICLE 28 Pollution Prevention
Declaration of policy.
It is declared to be the policy of the state of New York to promote
affordable and cost effective methods to reduce energy and resource
consumption and reduce or eliminate the use of hazardous substances and
the generation of such substances, pollution or waste at the source in
order to conserve, improve and protect New York's environment and
natural resources; enhance the health, safety and welfare of its
citizens; and increase the economic competitiveness of New York
businesses.
Declaration of purpose.
It is the purpose of this article to:
1. promote pollution prevention as a means for preventing the risks
associated with the use and production of hazardous substances,
including risks to public health and the environment;
2. promote pollution prevention as a means for reducing energy and
resource consumption, and reducing or eliminating the generation of
hazardous substances, pollution and waste;
3. promote implementation of affordable and cost effective methods of
achieving pollution prevention as means of sustaining and safeguarding
the competitive advantage of New York businesses, large and small, and
advancing innovation in the reduction of energy and resource consumption
and the reduction or elimination of hazardous substances, pollution and
waste;
4. promote voluntary implementation of pollution prevention as a means
for meeting the requirements of state or federal environmental laws or
regulations; and
5. promote coordination and cooperation between all federal, state and
local agencies and private organizations administering programs related
to pollution prevention, energy consumption, resource consumption, the
use and generation of hazardous substances, or the generation of waste
or pollution.
Definitions.
As used in this article, the following words and phrases shall mean:
1. "Hazardous substance" shall mean any substance listed as a
substance hazardous to public health, safety or the environment in
regulations promulgated pursuant to article 37 of this chapter.
2. "Local agency" shall mean any local agency, board, district,
commission or governing body, including any city, county, or other
political subdivision of the state.
3. "Pollution prevention" shall mean changes in production methods,
work practices, raw materials or the provision of services that reduce
energy or resource consumption, or that reduce, avoid or eliminate the
use of hazardous substances or the generation of such substances,
pollutants or waste per unit of product or service provided, so as to
reduce risks to public health or the environment, without shifting risks
between individuals or environmental media. Such term shall include the
redesign, modification, upgrade or replacement of processes, procedures,
equipment or technology; reformulation or redesign of products,
substitution of inputs or raw materials; improvements in housekeeping,
maintenance, training or inventory control; and extended use or reuse of
materials through methods integral to the production process or
provision of service, such as in-process, closed-loop recycling. Such
term shall not include incineration, energy recovery from the combustion
of waste, transfer from one medium of release or discharge to another
medium, off-site or out-of-production recycling, end-of-pipe treatment,
or any practice which alters the physical, chemical or biological
characteristics or volume of a hazardous substance, pollutant or solid
waste through a process or activity which itself is not integral to and
necessary for the production of a product or the providing of a service.
4. "Pollutant" shall mean any substance, contaminant, waste or
emission which contributes to pollution.
5. "Solid waste" shall mean a solid waste as such term is defined by
subdivision 1 of section 27-0701 of this chapter.
6. "State agency" shall mean any state department, agency, board,
public benefit corporation, public authority or commission.
Powers and duties of the department.
Consistent with the policy of the state as it is declared in section
28-0101 of this article, the department shall have the power to:
1. Develop, coordinate, implement and measure policies, planning and
programs to promote pollution prevention, including but not limited to,
technical assistance programs and the identification of alternative
compliance approaches that incorporate pollution prevention;
2. Provide education, training, outreach and technical assistance,
including on-site technical assistance, to the public regarding
pollution prevention, including but not limited to businesses,
not-for-profit organizations and state and local agencies;
3. Track, monitor and analyze efforts to achieve pollution prevention
and the effects of pollution prevention on the consumption of energy and
natural resources; the use of hazardous substances; and the generation
of hazardous substances, pollution and waste;
4. Promote the consideration of opportunities for pollution prevention
throughout the department's programs, including the provision of
information on pollution prevention options, technical information and
technical assistance to permit applicants, owners and operators of
facilities that are subject to departmental inspections, and to persons
who are subject to departmental enforcement actions;
5. Develop policies to facilitate, support and encourage the provision
of pollution prevention and compliance assistance, including on-site
technical assistance, by all department staff, including regulatory
program staff, to businesses, not-for-profit organizations, state and
local agencies or other persons who request such assistance, including
the adoption of policies to address how the department will respond if
violations are identified in the course of providing such assistance;
6. Coordinate pollution prevention outreach and technical assistance
with inspection and enforcement efforts, including the targeting of
specific sectors for concentrated outreach prior to inspection and
enforcement and the establishment of a technical assistance referral
system;
7. Provide opportunities for training in pollution prevention to all
appropriate department staff on an annual basis;
8. Promote and encourage the adoption of environmental management
systems as a way to achieve pollution prevention and continually improve
environmental, economic and management performance across a range of
organizations and settings, including state and local agencies,
businesses, and not-for-profit organizations;
9. Develop pollution prevention information that can be distributed by
other state agencies and public authorities that are involved in the
regulation of, or provision of financial assistance to businesses,
municipalities and not-for-profit organizations;
10. Coordinate and cooperate with federal, state and local agencies,
public and private organizations, and groups administering programs or
engaged in activities related to pollution prevention, energy
consumption, resource consumption, the use and generation of hazardous
substances, or the generation of waste or pollution; and
11. Encourage, support and undertake research, development and
technology transfer in support of pollution prevention, and coordinate
and cooperate with federal, state and local agencies, businesses and
business associations, public and private organizations, and groups
engaged in pollution prevention research, development and technology
transfer, including educational, civic and research organizations,
colleges, universities, institutes or foundations.
Small business pollution prevention and environmental
compliance assistance program.
1. The commissioner is hereby authorized and directed to establish,
develop and implement a small business pollution prevention and
environmental compliance assistance program. The purpose of such program
shall be to:
a. assist eligible businesses to achieve pollution prevention and
improved environmental performance;
b. assist eligible businesses to comply with the provisions of and
rules adopted pursuant to this chapter; and
c. support all environmental and regulatory programs carried out
pursuant to this chapter, including permitting, facility inspection and
enforcement activities. For the purposes of this section, "eligible
business" shall mean a small to medium-sized business, not-for-profit
organization or municipality which employs less than five hundred
persons on a full-time basis.
2. The commissioner, after providing notice and opportunity for public
hearing, may exclude from the small business pollution prevention and
environmental compliance assistance program any category of regulated
entity that the commissioner determines to have sufficient technical and
financial capabilities to meet the requirements of this chapter without
such assistance. The department may designate eligibility for assistance
based on whether an eligible business has sufficient technical and
financial capabilities to comply with federal and state law without such
assistance. Such determination or designation shall be based on criteria
formally adopted by the department as guidance or regulation therefor.
Such program shall include:
a. the development, collection and coordination of information
concerning pollution prevention and compliance methods, and programs to
encourage lawful cooperation among eligible businesses and other persons
to further comply with the provisions of this chapter;
b. adequate mechanisms for assisting eligible businesses with
pollution prevention, environmental compliance and accidental release
detection and prevention, including providing information concerning
alternative technologies, process changes, and products and methods of
operation that help to achieve pollution prevention;
c. the provision of assistance for eligible businesses in:
(i) determining applicable requirements of this chapter and rules and
regulations promulgated pursuant thereto,
(ii) submitting complete permit applications, and
(iii) receiving permits issued by the department in a timely and
efficient manner;
d. adequate mechanisms for referring eligible businesses to qualified
auditors, or to the extent possible, offering eligible businesses and
responding to requests from eligible businesses for audits of the
operations of such businesses to determine compliance with this chapter
and rules and regulations promulgated pursuant thereto;
e. procedures for offering eligible businesses and responding to
requests from eligible businesses for technical, pollution prevention
and environmental compliance assistance including, but not limited to:
(i) on-site technical assistance and consultations regarding the
identification and implementation of opportunities to achieve pollution
prevention or enhance compliance, including the adoption of
comprehensive pollution prevention plans or environmental management
systems;
(ii) assistance in the modification of any work practice and the
identification of affordable and cost effective alternative technologies
or technological improvements to achieve pollution prevention or to
achieve compliance with or to establish compliance procedures pursuant
to this chapter and rules and regulations promulgated pursuant thereto;
and
(iii) the establishment of a schedule of milestones for implementing
such work practice or method of pollution prevention or compliance
preceding any applicable compliance date, based on the technology and
financial capability of such eligible business. No modification shall be
recommended unless it is in compliance with the applicable requirements
of environmental laws;
f. procedures for soliciting input from and exchanging information
with the small business pollution prevention and environmental
compliance ombudsman program created pursuant to section 138 of the
economic development law, regarding pollution prevention opportunities
and compliance requirements for small businesses;
g. adequate mechanisms for the collection and dissemination of
information to eligible businesses, including the development of
guidance manuals and the establishment of a toll-free telephone number
dedicated to answering questions involving pollution prevention and
small business compliance;
h. procedures for assuring the confidentiality of information received
from eligible businesses;
i. the identification of individuals, firms and/or state and local
agencies with a distinctive competence in areas related to pollution
prevention and compliance with environmental laws, rules and
regulations, and a demonstrated ability to serve eligible businesses,
for the purpose of referring eligible businesses with identified needs
to consultants or agencies with relevant expertise; and
j. the provision of information on state-sponsored programs offering
financial or technical assistance and on funding available from private
lenders to eligible businesses, and of aid to such businesses in
applying for financial assistance or funding.
3. In developing and implementing the small business pollution
prevention and environmental compliance assistance program, the
department shall consult with the pollution prevention and environmental
compliance coordinating council as created pursuant to section 28-0111
of this article, the environmental facilities corporation, the small
business pollution prevention and environmental compliance ombudsman
program as created pursuant to section 138 of the economic development
law and the office of waste prevention services as created pursuant to
article 14 of the economic development law.
Pollution prevention and environmental compliance
coordinating council.
1. There is hereby established a pollution prevention and
environmental compliance coordinating council which shall:
a. provide guidance to the department on the development and
implementation of pollution prevention programs, including the small
business pollution prevention and environmental compliance assistance
program and the identification of alternative compliance approaches that
incorporate pollution prevention;
b. coordinate the activities of the department, the environmental
facilities corporation, the department of economic development, the New
York state energy research and development authority and the New York
foundation for science, technology and innovation to promote pollution
prevention and environmental compliance;
c. make periodic reports to the governor and the legislature
concerning the effectiveness of pollution prevention programs, including
the adequacy of funding available, and difficulties encountered; and
d. make recommendations for the development of programs to further
promote pollution prevention and assist small businesses, including
technical and financial assistance programs.
2. The pollution prevention and environmental compliance coordinating
council shall include the commissioner, the president of the
environmental facilities corporation, the commissioner of economic
development, the chairperson of the New York state energy research and
development authority, and the executive director of the New York
foundation for science, technology and innovation; or their designees.
The council shall consult with representatives of businesses;
organizations whose prime function is the enhancement of the
environmental quality of the state; municipalities, not-for-profit
organizations and private contractors which provide pollution prevention
and compliance assistance; and any other parties the coordinating
council deems appropriate.
3. The coordinating council shall meet at least quarterly and shall
designate one of its members to serve as chairperson and one of its
members to serve as secretary for the development and dissemination of
reports and advisory opinions. For the first year of its existence, the
coordinating council shall designate the commissioner or his or her
designee to serve as chairperson.
Pollution prevention institute program.
1. There is hereby established the New York state pollution prevention
institute program. The "pollution prevention institute" shall mean an
institute whose mission is to promote one or more of the purposes of
section 28-0103 of this article through research, development,
technology demonstration, technology transfer, education, outreach,
recognition and training programs in a manner consistent with the
definition of pollution prevention and the principles of pollution
prevention established by this article, including but not limited to
green chemistry and reuse and remanufacturing.
2. The commissioner is hereby directed to award, on a competitive
basis, within amounts appropriated, after consultation with the
pollution prevention and environmental compliance coordinating council,
state assistance payments to one public or private university or
non-profit institution, or more as part of a consortium, to establish,
operate and maintain a pollution prevention institute in New York state
consistent with the principles established by this article.
Pollution prevention program evaluation.
Within thirty-six months after the effective date of this article, the
department shall, in coordination with the environmental facilities
corporation and the department of economic development, prepare and
submit to the governor and the legislature a report evaluating the
programs proposed, adopted or implemented pursuant to this article. The
evaluation shall include:
1. an identification of the specific measures taken to develop and
implement such programs;
2. an evaluation of the resources available to implement such programs
and whether those resources are sufficient; and
3. an analysis of the adequacy of measures taken to assist small
businesses in achieving pollution prevention and complying with this
chapter.
ARTICLE 29 Low-level Radioactive Waste Facilities
TITLE 1 Siting
Definitions.
For the purposes of this article:
1. "Low-level radioactive waste" means radioactive material that:
a. is not high-level radioactive waste, transuranic waste, spent
nuclear fuel, or the tailings or wastes produced by the extraction or
concentration of uranium or thorium from any ore processed primarily for
its source material content; and
b. the United States nuclear regulatory commission, consistent with
federal law and in accordance with paragraph a of this subdivision,
classifies as low-level radioactive waste.
2. "Low-level radioactive waste management facilities" means
facilities authorized pursuant to section eighteen hundred fifty-four-c
of the public authorities law for permanent disposal of low-level
radioactive waste and any associated facilities for treatment and
handling of such waste, including, but not limited, to facilities for
purposes of stabilization, volume reduction, or protection of health and
safety of workers or members of the public from potential exposure to
hazards.
3. "Permanent disposal facilities" means low-level radioactive waste
management facilities for permanent disposal of low-level radioactive
waste generated within the state of New York, other than such waste
which is a federal responsibility pursuant to the provisions of federal
law pertaining to state and federal responsibilities for disposal of
low-level radioactive waste.
4. "Shallow land burial" means emplacement of low-level radioactive
waste in or within the upper thirty meters of the surface of the earth
in trenches, holes, or other excavations in which only soil provides
structural integrity, a barrier to migration of low-level radioactive
waste from or subsurface water into such excavation, or a barrier to
entry of surface water to such excavation or in a manner that fails to
allow during the institutional control period for monitoring and control
of releases of radioactivity.
5. "State agency" means any office, department, board, commission,
bureau, division, council, authority, corporation, agency, or
instrumentality of the state.
6. "Commission" means the commission for siting low-level radioactive
waste disposal facilities created pursuant to section 29-0301 of this
article.
Siting criteria for permanent disposal facilities.
1. No later than July thirty-first, nineteen hundred eighty-seven, the
department shall publish draft regulations which specify the criteria
for siting permanent disposal facilities and shall promulgate final
regulations no later than December thirty-first, nineteen hundred
eighty-seven. Such regulations shall be specific to the types of
disposal methods which may be employed at a permanent disposal site and
shall include criteria for:
a. above ground, engineered, monitored disposal;
b. underground mined repository disposal; and
c. where practicable, other disposal methods for which there are
applicable regulations but in no event including shallow land burial.
Such regulations shall specify the minimum characteristics a disposal
site and a disposal method must have under existing federal and state
law to be acceptable for use for permanent disposal facilities.
2. The department shall hold hearings on the proposed siting criteria
regulations.
3. In adopting the siting criteria regulations the department shall
not be subject to the requirements of sections two hundred two-a, two
hundred two-b and two hundred two-c of the state administrative
procedure act.
Certification of site and disposal method selection.
1. Upon application by the commission, the department shall certify
that the commission's selection of the site or sites and disposal method
or methods pursuant to section 29-0305 of this article is in conformance
with the applicable siting criteria promulgated pursuant to section
29-0103 of this title; shall certify that, with modifications proposed
by the department, the selection would be in conformance with the
applicable siting criteria; or shall refuse to certify such selection
and shall specify the manner in which such selection fails to meet the
applicable siting criteria. Such certification or refusal to certify
shall be based upon the record. The department shall hold public
hearings with respect to the draft environmental impact statement and
with respect to the application for certification. Such hearings and
such certification or refusal to certify shall be completed within one
hundred eighty days of the commission's submission of a complete
application for certification.
2. The department shall publish in the state register notice of its
decision on the application for certification of the site and disposal
method selection.
3. The department's decision on the application for certification of
the site and disposal method selection and the accompanying final
environmental impact statement shall be submitted by the department to
the governor, the legislature, and the chairman of the New York state
energy research and development authority. In addition to any other
information otherwise required for a final environmental impact
statement, such statement shall include:
a. copies of the minutes of the public hearing held on the draft
environmental impact statement on siting and disposal method selection
and of recommendations from the advisory committee established pursuant
to section 29-0501 of this article, and the department's responses to
the views, comments, information, and recommendations therein; and
b. a listing providing a brief description, identification, or
reference for each report, study, or other document relied upon by the
department for information supporting its analyses or conclusions.
TITLE 3 Commission For Siting Low-level Radioactive Waste Disposal Facilities
* § 29-0301. Appointment of the commission.
1. There is hereby created a commission for siting low-level
radioactive waste disposal facilities. The commission shall consist of
seven members appointed by the governor whose appointment shall be
effective when issued. The members of the commission, to the extent
practicable, shall be competent and knowledgeable concerning low-level
radioactive waste and shall be qualified as follows:
a. a geologist;
b. a medical doctor;
c. a health physicist;
d. a professional engineer;
e. a social scientist;
f. an environmentalist who represents a non-profit environmental
organization;
g. a private citizen who shall be designated to act as chairperson.
2. The chairperson shall appoint an executive director to the
commission.
3. In the event of resignation of one of the commission members, the
governor shall appoint a replacement. Each member shall receive the sum
of two hundred dollars for each day in which the member is actually and
primarily engaged in the performance of the duties specified herein plus
actual and necessary expenses incurred by such member in the performance
of such duties.
4. The members of the commission, the executive director and any
employees of the commission shall be considered public officers for
purposes of the public officers law.
5. Four of the seven members of the commission shall constitute a
quorum for the transaction of business of the commission and the
decision of four members of the commission shall constitute action of
the commission; provided, however, that no application for certification
pursuant to section 29-0105 of this article shall be made except upon
the affirmative vote of four or more members of the commission.
* NB Commission existence pursuant to § 29-0309
* § 29-0303. Duties of the commission.
1. The commission shall immediately commence the preparation of a
siting and disposal method selection which shall, upon certification by
the department, be the site or sites and method or methods for permanent
disposal facilities which shall be constructed or operated by the energy
research and development authority pursuant to section eighteen hundred
fifty-four-c of the public authorities law.
2. The commission shall evaluate all reasonable alternative disposal
methods including but not limited to deep vertical shaft mined disposal
and above ground monitored retrievable disposal and issue a report
providing full documentation of its evaluation of all disposal methods
it has considered, and selecting and justifying a tentative preferred
disposal method and any method-specific site selection criteria. After
opportunity for review and comment by the citizen advisory committee and
an independent technical and scientific evaluation panel established
pursuant to subdivision eleven of this section, the commission shall
issue a report and draft a generic, non-site specific, environmental
impact statement selecting and justifying a preferred disposal method
and any related method-specific site selection criteria. The commission
shall select as its preferred disposal method that method which is
projected best to meet applicable regulatory criteria and performance
objectives and maintain exposure to the general public as low as
reasonably achievable, taking into account engineering and economic
feasibility compared to other available disposal methods. The preferred
disposal method and accompanying draft generic environmental impact
statement shall be submitted to the department as an application for
decision. The standards and procedures by which the department shall
administer the commission's application are set forth in subdivision
four of section 70-0117 of this chapter and implementing regulations.
Consistent with the department's decision on preferred disposal method
or methods, the commission shall proceed to select the site or sites for
permanent disposal facilities in accordance with subdivisions five
through eight of this section.
3. The commission shall issue a report concerning all lands excluded
from consideration for siting permanent disposal facilities, which
report shall include information sufficient to permit full independent
review and evaluation by the citizen advisory committee and by an
independent technical and scientific evaluation panel, established
pursuant to subdivision eleven of this section, of the basis for such
exclusion.
4. The commission shall also make available for full independent
review and evaluation by the citizen advisory committee and by an
independent technical and scientific evaluation panel, established
pursuant to subdivision eleven of this section, the reports and other
documents which serve as the basis for or otherwise provide its detailed
explanation or justification for its decisions made prior to September
first, nineteen hundred eighty-nine, to select or narrow the range of
alternatives it was considering for sites for permanent disposal
facilities.
5. Upon completing the preparation of its site and final disposal
method selection, the commission shall submit its application for
certification of this selection by the department pursuant to section
29-0105 of this article. The commission shall simultaneously deliver a
copy of its draft environmental impact statement and application to the
governor, the legislature, the chairman of the energy research and
development authority, the citizen advisory committee and the county
government of each county within which was located any portion of a site
for which the commission conducted detailed characterization studies.
6. The site and disposal method selection and the application for
certification, together with the department's certification thereof,
shall be considered a single action for purposes of article eight of
this chapter and judicial review. The commission shall prepare a draft
environmental impact statement to accompany its application for
certification, the scope of which must be approved by the department.
For purposes of satisfying the requirements of article eight of this
chapter, the department shall be the lead agency. The commission shall
recommend a site specific mitigation program as part of the
environmental impact statement that will serve as an additional measure
to offset adverse economic, social, and environmental impacts and serve
as a form of compensation to the affected area.
7. The commission's site and disposal method selection shall identify
a site or sites and appropriate disposal method or methods for permanent
disposal facilities. Such site or sites shall not include the western
New York nuclear service center. The commission shall take into account
the following factors in the selection of the permanent disposal
facility site or sites and disposal method or methods:
a. the nature and probability of the impacts on public health and
safety, including predictable adverse effects from:
(i) accidents during transportation of low-level radioactive waste to
such facilities;
(ii) contamination of ground or surface water by leaching and runoff
from such facilities; and
(iii) fires or explosions from improper storage or disposal of
volatile, combustible, or potentially explosive materials, if any, which
may compose a portion of the low-level radioactive waste to be delivered
to such facilities;
b. the nature of the probable environmental impacts, including the
predictable adverse effects on the natural environment and ecology,
scenic, historic, agricultural, cultural, and recreational values, water
and air quality, and wildlife;
c. the potential for avoidance or mitigation of harm from the
unanticipated release of low-level radioactive waste or contaminated
materials;
d. the ability for retrieval or recovery of such waste;
e. differences in the density of population in the vicinity of the
potential sites;
f. the adequacy of routes and means for transportation of low-level
radioactive waste to such facilities;
g. the nature of the probable impact of such facilities on local
governmental units within which such facilities would be located; and
h. the comparative economic implications, including those resulting
from engineering considerations, of the potential site or sites and
disposal methods for such facilities.
8. The commission shall select one site for a permanent disposal
facility after consideration of all relevant public health and safety,
environmental and economic factors, provided, however, that an
additional site may be selected if the commission finds that the use of
an additional site presents specific advantages with respect to such
factors. To the extent the commission determines that different disposal
methods are appropriate for different categories of low-level
radioactive waste with differing physical or chemical characteristics,
the commission may select more than one disposal method to be utilized
at each particular site, specifying the particular disposal methods to
be utilized at such site for particular categories of such waste;
provided that utilization of the disposal methods selected at the site
selected shall be capable of meeting or exceeding applicable
requirements of state and federal regulations. The site or sites
selected shall be of sufficient capacity to provide for disposal, using
the selected disposal methods, of all low-level radioactive waste
estimated by the commission to be generated in New York and to require
disposal at low-level radioactive waste management facilities for a
period of at least thirty years.
9. In performing its duties, the commission shall hold periodic
meetings which shall be publicly noticed pursuant to article seven of
the public officers law.
10. Whenever the commission makes a decision to:
(i) select, or narrow the range of alternatives it is considering for,
disposal methods or sites for permanent disposal facilities,
(ii) establish the plans for pre-characterizing or characterizing, or
otherwise gathering site-specific data for, candidate sites for
permanent disposal facilities, or
(iii) project the types, quantities, or activity levels of low-level
radioactive wastes which might be disposed of at permanent disposal
facilities,
it shall promptly issue a report or other document which serves as the
basis for or otherwise provides its detailed explanation or
justification for that decision. Such report or other document shall
include information sufficient to permit full independent review and
evaluation by the department, the citizen advisory committee and by an
independent technical and scientific evaluation panel, established
pursuant to subdivision eleven of this section, of the nature, sources,
and quality of any specific data relied upon, the nature of assumptions
made, and the specific analytical methods, procedures, or techniques
employed, including modelling and calculations performed, and any other
information and analyses upon which the commission would intend to rely
in justifying its decisions to any reviewing body. The report shall be
made available to the public upon request. The commission shall
simultaneously have published in the state register, and send to any
person who has requested to be placed on the commission's mailing list,
notice of availability of that report or other document and provide a
copy of the report or other document to the governor, the speaker of the
assembly, the majority leader of the senate, the minority leader of the
assembly, the minority leader of the senate, the citizen advisory
committee, and any independent technical and scientific evaluation panel
established pursuant to subdivision eleven of this section.
11. Pursuant to contract, the department of health shall arrange to
have one or more independent panels of technical and scientific experts
review and evaluate the commission's decision and report on its
selection of a tentative preferred disposal method and decisions and
report on lands excluded from consideration for siting permanent
disposal facilities, issued in accordance with subdivisions two and
three of this section, and each other decision made and related report
issued by the commission pursuant to subdivision four or ten of this
section. For each such commission decision and report, the independent
technical and scientific evaluation panel or panels shall assess the
nature, sources and quality of any specific data the commission relied
upon, the nature of assumptions made, and the specific analytical
methods, procedures or techniques employed, including modelling and
calculations performed, and any other information and analyses relied
upon for the commission's decision. The department of health may engage
more than one panel to assess a commission decision and report, in order
to provide for complete coverage of those matters in the review and
evaluation of that decision and report. Upon completion of each such
review and evaluation, any independent technical and scientific
evaluation panel shall provide a written report containing its findings,
conclusions and recommendations to the commission, the citizen advisory
committee, the department of health and the department of environmental
conservation.
12. Whenever the commission receives written comments or a report from
the citizen advisory committee or any independent technical and
scientific evaluation panel established pursuant to subdivision eleven
of this section, it shall provide a detailed written response, within a
reasonable time, addressing the points made in the comments or report.
Upon receipt of any such report the commission shall cause it to be made
available to the public upon request and submitted to the governor, the
majority leader of the senate, the speaker of the assembly, the minority
leader of the senate and the minority leader of the assembly. Notice of
such report shall be published by the commission in the state register
and sent to any person who has requested to be placed on the
commission's mailing list.
* NB Commission existence pursuant to § 29-0309
* § 29-0305. Operation of the commission.
1. The commission may hire or contract with such persons as it deems
necessary, convenient, or desirable to carry out its duties pursuant to
this title.
2. Officers and employees of the commission shall be appointed in
accordance with civil service rules; provided, however, that officers
and employees of state departments and agencies may be transferred to
the commission without examination and without loss of any civil service
status or rights. Each employee who is transferred pursuant to this
subdivision is deemed to be on leave of absence from his or her former
position during the tenure of the commission. No such transfer may,
however, be made except with the approval of the head of the state
department or agency involved, the director of the budget and the
chairman of the commission, and in compliance with the rules and
regulations of the civil service commission of the state.
3. After the department has approved, pursuant to subdivision 2 of
section 29-0303 of this title, a preferred disposal method, the
commission, its employees, agents, consultants, or contractors may,
after proper notification and identification, enter at reasonable times
upon such lands, waters or premises as in the judgment of the commission
may be necessary, convenient, or desirable for the purpose of making
surveys, soundings, borings, and examinations to accomplish any purposes
authorized by this title, the commission being liable for actual damage
done. Each such entry shall be commenced and completed with reasonable
promptness. If the officer or employee obtains any samples prior to his
leaving the premises, he shall give to the owner, operator, or agent in
charge a receipt describing the sample obtained and, if requested, a
portion of each such sample equal in volume or weight to the portion
retained. If any analysis is made of such samples, a copy of the results
of such analysis shall be furnished promptly to the owner, operator, or
agent in charge.
4. The commission shall require all computerized data generated by its
staff and contractors, when obtainable by the public pursuant to article
six of the public officers law, to be made available in a format that is
accessible for general use.
* NB Commission existence pursuant to § 29-0309
* § 29-0307. Cooperation with other agencies.
1. All agencies and authorities of the state, municipalities, and
political subdivisions of the state are hereby directed to cooperate
with the commission in order to facilitate and expedite the
responsibilities and duties of the commission. To the extent practicable
and not otherwise inconsistent with law and upon the request of the
commission, any agency or authority of the state shall provide copies of
existing studies, surveys, plans, data, and other materials in its
possession to the commission.
2. The commission shall assure that the advisory committee appointed
pursuant to section 29-0501 of this article has a timely opportunity to
provide information and recommendations to the commission on all aspects
of its activities pursuant to section 29-0303 of this title.
3. In consultation and cooperation with the advisory committee
established pursuant to section 29-0501 of this article, the commission
shall keep the public informed of its activities in developing the draft
environmental impact statement required by section 29-0303 of this title
and encourage the public to participate by providing views, comments,
information, and analysis concerning siting and disposal method
selection for permanent disposal facilities.
4. The department of audit and control and the department of law are
hereby directed to expedite the processing of all contracts associated
with carrying out the provisions of this section.
* NB Commission existence pursuant to § 29-0309
* § 29-0309. Tenure of the commission.
The commission shall continue in existence only until final judicial
review of the department's certification of the commission's selection
pursuant to section 29-0105 of this article.
* NB Commission existence pursuant to this section.
TITLE 5 Advisory Committee On Permanent Disposal Facilities Siting and Disposal Method Selection
Citizen advisory committee on permanent disposal facilities
siting and disposal method selection.
1. A citizen advisory committee on siting and disposal method
selection for permanent disposal facilities is hereby established
independent of the commission and shall continue in existence until the
department has issued its final environmental impact statement pursuant
to section 29-0105 of this article. The members shall be appointed by
the governor and shall consist of: two representatives of non-profit
environmental organizations; two health physicists or medical doctors
knowledgeable of radiation health effects; two representatives of
low-level radioactive waste generators in New York; a private citizen
residing in New York who is technically competent and knowledgeable
concerning low-level radioactive waste; four private citizens, residing
in New York who are knowledgeable concerning low-level radioactive
waste, of whom one shall be knowledgeable and experienced in
agricultural production and one in local public health services; and one
elected local government representative of each county in which a
candidate site has been identified, which county shall be represented
until such time as no candidate site is being considered therein and,
upon issuance of the commission's draft environmental impact statement
pursuant to subdivision six of section 29-0303 of this article, three
private citizens from the county within which each proposed site is
primarily located. The governor shall designate the chairman from among
the members of the committee. No member shall receive any compensation,
but shall be entitled to reimbursement for actual and necessary expenses
in performing the duties of the citizen advisory committee.
2. The citizen advisory committee shall:
a. meet at least bi-monthly to provide information and review
activities of the commission and the department pursuant to sections
29-0103, 29-0105, 29-0303 and 29-0509 of this article and to receive a
written report from the commission, the department and the energy
research and development authority on plans and progress in carrying out
activities and duties pursuant to the low-level radioactive waste
management act. In particular, the citizen advisory committee shall
provide information and recommendations in response to the commission's
draft environmental impact statements prepared pursuant to section
29-0303 of this article, including reviewing public views, comments, and
information submitted in response thereto;
b. review and comment semi-annually on the commission's plans and
schedule for carrying out the provisions of section 29-0303 of this
article;
c. have minutes taken of each meeting of the citizen advisory
committee and make them available to the public within ten working days
from the date of the meeting, and a video or audio record of any meeting
sponsored by the committee shall be kept, copies of which shall be made
available at the actual cost of reproduction;
d. consult with and advise the commissioner of health in planning and
carrying out a public information and education program on low-level
radioactive waste pursuant to the provisions of article twenty-four-C of
the public health law;
e. hire an executive director, and clerical support, and may contract
for necessary specialized services;
f. facilitate the public review and comment process and issue reports
containing the committee's comments and recommendations concerning:
(i) the candidate disposal method selection process;
(ii) the site selection process, including previously excluded lands
and voluntary sites;
(iii) site characterization;
(iv) the process for matching the site with the preferred disposal
method;
(v) the draft environmental impact statement; and
(vi) the manner in which the commission carries out its
responsibilities to keep the public informed of its activities;
g. make copies of its reports available to the public upon request and
submit copies to the governor, the majority leader of the senate, the
speaker of the assembly, the minority leader of the senate and the
minority leader of the assembly; and
h. exercise and perform such other advisory functions related to the
commission's or the department's activities conducted pursuant to
sections 29-0103, 29-0105, 29-0303 and 29-0509 of this article as the
chairman of the commission or commissioner of environmental conservation
may request.
3. The department of health shall provide such administrative support
services to the citizen advisory committee as may be determined
reasonable for the proper execution of the committee's responsibilities.
4. All agencies and authorities of the state are hereby directed to
cooperate with the citizen advisory committee in order to facilitate and
expedite the responsibilities and duties of the committee.
State agency actions on licenses, permits, or approvals for
low-level radioactive waste management facilities.
1. With respect to any particular permanent disposal facilities, all
applications for state licenses, permits, or other approvals required
for those facilities shall be submitted contemporaneously to the
respective state agencies with jurisdiction to grant such licenses,
permits, or other approvals; and shall be accompanied by a draft
environmental impact statement for those facilities and a list
identifying each state license, permit, or other approval for which such
applications have been submitted and the jurisdictional state agency for
such license, permit, or other approval.
2. Notwithstanding any other provision of law, all applications to a
single state agency for required state licenses, permits, or other
approvals for particular low-level radioactive waste management
facilities shall be consolidated by such state agency and considered in
a single proceeding, which shall be completed as expeditiously as
possible.
3. All state agencies to which applications for required licenses,
permits, or other approvals for particular low-level radioactive waste
management facilities have been submitted shall keep each other informed
of the procedural status of such applications and the proceedings
thereon.
4. With respect to the proceedings on applications for required state
licenses, permits, and other approvals for particular low-level
radioactive waste management facilities:
a. If any such license, permit, or other approval for the particular
low-level radioactive waste management facilities in question is within
the jurisdiction of the department, the department shall be the lead
agency with respect to environmental review of all applications to state
agencies for such licenses, permits, or other approvals.
b. No later than thirty days after submission to the lead agency and
other state agencies of such applications, the lead agency and each such
other state agency shall give notice to the applicant that such
applications within their respective jurisdictions have been determined
to be complete or have been determined to be incomplete; provided,
however, that when there is a requirement pursuant to federal law for a
tentative determination or draft permit to be prepared prior to public
notice or hearing, the time within which the agency shall make its
determination whether or not the application is complete shall be
extended by thirty days. If any such application has been determined to
be incomplete, such notice shall include a detailed list of specific
deficiencies in such application.
c. No later than sixty days after the lead agency and other
jurisdictional state agencies have made their respective determinations
that such applications within their respective jurisdictions are
complete, the lead agency shall begin public hearings on the draft
environmental impact statement and all other matters related to such
applications. Any state agency, other than the lead agency, which
determines to conduct public hearings with respect to any action or
proceeding before it on such applications shall conduct such public
hearings jointly with the public hearings conducted by the lead agency
with respect to such facilities. The department shall hold an issues
conference prior to the commencement of the hearing. At least one
hearing shall be held at a reasonably convenient location in the general
geographic vicinity of each of the proposed sites.
d. No later than one hundred fifty days after the commencement of such
hearings for any low-level radioactive waste management facilities, such
hearings and the period for the receipt of any written comments,
arguments, or analyses with respect to matters raised in such hearings
shall have been completed.
e. No later than ninety days after completion of such hearings and the
period for the receipt of written comments, arguments, or analyses with
respect to matters raised in such hearings, the lead agency shall issue
a final environmental impact statement related to the applications which
were the subject of such hearings. In addition to any other information
otherwise required for a final environmental impact statement, such
statement shall include:
(i) Copies of the minutes of the public hearings held on the draft
environmental impact statement associated with a state agency action on
a license, permit, or approval for a low-level radioactive waste
management facility, and the department's responses to the views,
comments, information and recommendations thereon; and
(ii) A listing providing a brief description, identification, or
reference for each report, study, or other document relied upon by the
department for information supporting its analyses or conclusions.
f. The lead agency shall keep each other state agency before which any
such application is pending informed of the progress of its development
of the final environmental impact statement. Immediately upon issuance
of the final environmental impact statement, the lead agency shall
deliver a copy to each such other state agency. No later than thirty
days after the issuance of such final environmental impact statement,
the lead agency and each such other state agency shall issue their
decisions with respect to such licenses, permits, and other approvals
with any reasonable modifications or conditions which the lead agency,
and each such other state agency, respectively, finds required in
accordance with the provisions of law and regulations applicable to its
respective action or proceeding. Each agency shall publish notice in the
state register of its decision with respect to such licensing or other
approval. Each such decision shall be based upon the administrative
record for the respective action or proceeding.
5. In any action or proceeding of the department or any other state
agency on any application for a required state license, permit, or other
approval for any low-level radioactive waste management facilities,
including any related draft or final environmental impact statement
proposed or submitted in connection with such application, the following
matters as determined by statute or certified pursuant to section
29-0105 of this article shall not be in issue:
a. the need for such facilities or the alternative of no action;
b. the site or sites of such facilities;
c. for permanent disposal facilities, the disposal methods to be
utilized;
d. the nature or type of facilities as specifically required or
authorized by statute; and
e. the classes of waste which may be stored or disposed of at such
facilities.
General provisions on environmental review and judicial
review.
Notwithstanding any other provision of law:
1. In the event of any inconsistency between the provisions of this
article and the provisions of article eight or seventy of this chapter,
or regulations issued pursuant thereto, the provisions of this article
shall have precedence and apply to the exclusion of such provisions of
article eight or seventy of this chapter or the regulations issued
pursuant thereto.
2. a. Any person aggrieved by any administrative action or proceeding
in connection with the adoption of siting criteria regulations pursuant
to section 29-0103 of this article, with a certification or refusal to
certify a site or disposal method selection pursuant to section 29-0105
of this article or with the issuance or denial of a required state
license, permit, or other approval for low-level radioactive waste
management facilities may seek judicial review of such administrative
action or proceeding in accordance with the provisions of this
subdivision. Any such special proceeding for judicial review shall be
brought in the appellate division of the supreme court of the judicial
department embracing the county wherein the site of the facilities is
located, or, if the certification or the application for a state
license, permit, or other approval is denied, the county wherein the
commission or applicant proposed to site or locate the facilities. Such
review may be initiated only by the filing of a petition in such court
within thirty days after publication in the state register of notice of
the administrative action or decision, together with proof of service of
a demand on the commission, the department, and other state agencies, as
applicable, for the filing with the court of a copy of the
administrative record. Upon receipt of such petition and demand, a copy
of the administrative record and any decision shall forthwith be
delivered by the commission, the department, or other state agency, as
applicable, to the court. The petition and any subsequent appeal shall
be heard on the administrative record without requirement of
reproduction. No objection that has not been urged on the administrative
record shall be considered by the court, unless the failure or neglect
to urge such objection below shall be excused because the information
underlying such objection was unknown at the time of the administrative
proceeding or because of other extraordinary circumstances.
b. If such facilities are proposed to be sited or located in more than
one judicial department, such proceeding may be brought in any one but
only one of such departments. If petitions are filed in more than one
court, the court in which a petition was first filed shall retain
exclusive jurisdiction of the proceeding, and all other petitions shall
be transferred forthwith to said court. Upon motion by any party to the
proceeding, or on its own motion, said court may transfer the
proceedings to the appellate division in any other judicial department
for good cause. The jurisdiction of the appellate division shall be
exclusive and its judgment and order shall be final, subject to review
by the court of appeals in the same manner and form and with the same
effect as provided for appeals in a special proceeding. All such special
proceedings shall be heard and determined by the appellate division and
by the court of appeals as expeditiously as possible and with precedence
over all other matters except special proceedings under the election
law.
c. Except as otherwise provided in this subdivision, article
seventy-eight of the civil practice law and rules shall apply to special
proceedings and appeals therefrom taken pursuant to this subdivision.
State licenses, permits, and other approvals exclusive.
Notwithstanding any other provision of law, no county, city, village,
town, or special district, or any agency or instrumentality thereof, may
prohibit, or require any license, permit, other approval, or condition
related to, the construction or operation of low-level radioactive waste
management facilities for which required state licenses, permits, or
other approvals have been issued. Nothing in this section shall preclude
any county, city, village, town, or special district, or any agency or
instrumentality thereof, from requesting, proposing, or advocating
imposition of reasonable conditions on the construction or operation of
low-level radioactive waste management facilities in any proceeding upon
an application for a required state license, permit, or other approval
for such facilities.
Aid to local governments.
No later than the first day of April, nineteen hundred eighty-seven,
the department shall submit to the legislature and the governor a report
recommending appropriate forms of state aid to local governmental units
within the boundaries of which any low-level radioactive waste
management facilities may be located. Such report shall be developed by
the department and shall:
1. describe the nature of the probable impacts upon local governmental
units, including both impacts normally expected from the presence,
construction, operation, maintenance, closure, and post-closure care of
such low-level radioactive waste management facilities and impacts which
might result from an emergency or other abnormal or unusual event
associated with the operation, maintenance, closure, or post-closure
care of such low-level radioactive waste facilities;
2. describe the possible forms or kinds of aid or assistance which
might be appropriate to mitigate or provide off-setting benefits with
respect to each of the kinds of probable impacts on local governmental
units identified pursuant to this section; and
3. set forth the department's specific recommendations to the
legislature and the governor for the forms or kinds of state assistance
to local governmental units to mitigate or provide off-setting benefits
with respect to such impacts, together with the reasons for the
department's specific recommendations.
TITLE 7 Financial Assurance
Financial requirements for low-level radioactive waste
disposal facilities.
1. Within eighteen months after the effective date of this section,
the commissioner shall promulgate regulations applicable to facilities
for the permanent disposal of low-level radioactive waste which identify
financial requirements to be included as conditions in permits for
facilities for the management of low-level radioactive waste. Such
conditions shall provide for the remediation of failures during
operation and after facility closure, for facility closure, and for
pre-closure and post-closure facility monitoring and maintenance. Such
regulations shall:
a. Reflect due consideration of the sizes and locations of affected
facilities, the natures and volume of low-level radioactive waste
involved, the types of facilities and the degrees and durations of risk
to human health or the environment.
b. Provide for the establishment, administration, terms and conditions
of the following methods or instruments to be used as alternatives or in
combinations, in order to achieve non-duplicative coverage of the
financial assurance requirements mandated by this section:
(i) Trust funds.
(ii) Surety or performance bonds.
(iii) Letters of credit.
(iv) Liability insurance or annuities.
(v) Guarantees provided by corporate or other legal or financial
affiliates of the facility owner or operator.
c. Establish the duration of such financial requirements.
2. Any owner or operator of such a facility for the management of
low-level radioactive waste may request a modification of any of the
financial requirements established pursuant to subdivision one of this
section. A modification may be granted in the discretion of the
department if such financial requirements are found to be unnecessary or
inappropriate, consistent with the public interest and the purposes of
this section and supported by written findings setting forth the reasons
for the modification. Such a modification request shall be considered a
request for modification of the permit for the facility. In no case
shall a modification granted pursuant to this subdivision eliminate or
reduce the minimum requirements established in subdivision four of this
section.
3. In addition to the financial requirements established pursuant to
subdivision one of this section, any permits for such facilities for the
management of low-level radioactive waste issued by the department may,
if it is determined that adequate protection of the public so requires,
include conditions related to any or all of the following, including
responsibility for the costs thereof:
a. On-site environmental monitors whose function shall be to monitor
compliance with permit conditions. The commissioner may promulgate
regulations regarding the use of such monitors.
b. Site safety plans whereby the permittee shall establish, with the
cooperation of local government officials, a community and project
safety plan, including but not limited to an accident response based on
a worst-case condition, on-site and off-site, a personnel training
program, provisions for coordination with local emergency services and
regular training exercises. Any such plan shall be subject to the
approval of the department.
4. Any permits for such facilities for the management of low-level
radioactive waste issued by the department shall require the owner or
operator to provide, at a minimum, one of the methods or instruments of
financial assurance provided for in paragraph b of subdivision one of
this section. Such methods or instruments shall be designed to insure
proper facility closure, based on the estimates approved pursuant to
section 29-0703 of this title, and coverage of personal injury and
property damage to third parties caused by the operation of such
facility. Such methods or instruments shall from time to time be
reviewed and updated, pursuant to regulations promulgated by the
department, to insure their continued adequacy for the purposes of this
section.
Closure and post-closure plans.
1. Any permits for such facilities for the management of low-level
radioactive waste issued by the department shall require owners and
operators of facilities for the permanent disposal of low-level
radioactive waste to submit to the department for its approval plans for
the closure and post-closure monitoring and maintenance of their
facilities. The department may promulgate rules and regulations
concerning the contents of such plans. Such plans shall be approved
prior to the effective date of the facilities' operating permit.
2. Together with the submission of a plan for closure and post-closure
monitoring and maintenance, the owner or operator of such facilities for
the permanent disposal of low-level radioactive waste shall submit to
the department for approval a written estimate of the costs associated
with closure at the estimated point in the facilities' operating life
when the extent and manner of their operation would make closure the
most expensive, as indicated by the closure plan.
3. The owner or operator shall prepare new closure and post-closure
monitoring and maintenance cost estimates whenever a change in the
closure and post-closure monitoring and maintenance requirements affects
the cost of the closure or post-closure care.
4. One year after the approval of the cost estimates as set forth in
subdivision two of this section, and annually thereafter until closure
of the facilities, the operator's closure and post-closure monitoring
and maintenance estimates shall be adjusted to account for inflation.
5. All estimates made pursuant to this section and revision thereto
shall be subject to the review and approval of the department.
6. The methods and instruments of financial assurances for permitted
facilities for permanent disposal of low-level radioactive waste shall
be periodically reviewed by the department to determine whether they are
adequate in light of changed circumstances to insure proper closure and
post-closure monitoring and maintenance of such facilities.
ARTICLE 30 Decommissioning Nuclear Power Plant Discharges Into the Hudson River
* § 30-101. Legislative findings.
1. The legislature finds that while the energy and economic output
generated by nuclear power plants are beneficial to the state and its
residents, discharges into waters of the state of radiological agents
from nuclear power plants have various adverse and substantial economic
impacts on the state and its residents.
2. The legislature further finds that communities with interests in
the Hudson River are concerned with the economic impacts on local real
estate values and economic development with respect to the discharge of
waste from nuclear power plants into waters of the state during plant
decommissioning, which effect is no longer balanced by countervailing
economic benefits of the plant to those communities that the plant
provided during operation.
3. The legislature further finds that other methods of managing waste
from decommissioning nuclear power plants are available and would not
result in the same economic impacts.
4. The legislature therefore finds and declares that it is the duty of
the state to act to preserve the economic vitality of affected
communities.
* NB Section inadvertently added as 30-101 instead of 30-0101
Unlawful discharges.
To the extent not subject to preemption by federal law, and
notwithstanding any other state or local law, rule, or regulation to the
contrary, it shall be unlawful to discharge any radiological substance
into the Hudson River in connection with the decommissioning of a
nuclear power plant.
ARTICLE 33 Pesticides
TITLE 1 Definitions
Definitions.
1. "Active ingredient" means:
a. In the case of a pesticide other than a plant regulator, defoliant
or desiccant, an ingredient which will prevent, destroy, repel, or
mitigate insects, fungi, rodents, weeds, or other pests.
b. In the case of a plant regulator, an ingredient which, through
physiological action, will accelerate or retard the rate of growth or
rate of maturation or otherwise alter the behavior of ornamental or crop
plants or their produce.
c. In the case of a defoliant, an ingredient which will cause the
leaves or foliage to drop from a plant.
d. In the case of a desiccant, an ingredient which will artificially
accelerate the drying of plant tissue.
2. "Adulterated" shall apply to any pesticide if its strength or
purity falls below the professed standard or quality as expressed on
labeling or under which it is sold, or if any substance has been
substituted wholly or in part for the article, or if any valuable
constituent of the article has been wholly or in part abstracted.
3. "Affected area" means the area defined in a petition for the
protection of a grape growing area.
4. "Agency" means any state agency; municipal corporation; public
authority; college, as that term is defined in the education law;
railroad, as that term is defined in the railroad law; or telegraph,
telephone, telegraph and telephone, pipeline, gas, electric, or gas and
electric corporation as those terms are defined in the transportation
corporations law, which applies pesticides.
5. "Agricultural commodity" means any plant or part thereof, or
animal, or animal product, produced by a person (including farmers,
ranchers, vineyardists, plant propagators, Christmas tree growers,
aquaculturists, floriculturists, orchardists, foresters or other
comparable persons) primarily for sale, consumption, propagation or
other use by man or animals.
6. "Aircraft" means any contrivance now known, or hereafter invented,
used or designed for navigation of, or flight in, the air.
7. "Antidote" means the most practical immediate treatment in case of
poisoning and includes first-aid treatment.
8. "Application of pesticide" means any application of pesticides by
aircraft or ground equipment.
9. "Business registration" means the requirement of each person or
business providing services of commercial application of pesticides,
either entirely or as part of the business, to register with the
department.
10. "Certified applicator" means any individual who is certified to
use or supervise the use of any pesticide in any category of use covered
by his certification.
11. "Commercial application" means any application of any pesticide
except as defined in private or residential application of pesticides.
12. "Defoliant" means any substance or mixture of substances intended
for causing the leaves or foliage to drop from a plant, with or without
causing abscission.
13. "Degradation" means the decomposition of a compound by stages,
exhibiting well-defined intermediate products.
14. "Desiccant" means any substance or mixture of substances intended
for artificially accelerating the drying of plant tissue.
15. "Development" means natural and normal growth before harvest.
16. "Experimental use permit" means a permit issued to an applicant
for the use of a limited amount of a pesticide not registered pursuant
to this article to accumulate data necessary to apply to register the
pesticide.
17. "Fungi" means all non-chlorophyll-bearing thallophytes (that is,
all non-chlorophyll-bearing plants of a lower order than mosses and
liverworts) as, for example, rusts, smuts, mildews, molds, yeast, and
bacteria, except those on or in living man or other animals.
18. "Fungicide" means any substance or mixture of substances intended
for preventing, destroying, repelling, or mitigating any fungi.
19. "General use pesticide" means a pesticide which does not meet the
state criteria for a restricted pesticide as established under authority
of section 33-0303 of this article.
20. "Grape grower" means a producer of grapes for profit.
21. "Grape vineyard" means lands upon which grapevines are maintained
and harvested for profit.
22. "Ground equipment" means any machine or device (other than
aircraft) for use on land or water, designed for, or adaptable to use in
applying pesticide as spray, dust, aerosol, fog, or in any other form.
23. "Herbicide" means any substance or mixture of substances intended
for preventing, destroying, repelling, or mitigating any weed.
24. "Insect" means any of the numerous small invertebrate animals
generally having the body more or less obviously segmented, for the most
part belonging to the class Insecta, comprising six-legged, usually
winged forms, as, for example, beetles, bugs, bees, flies, and to other
allied classes of arthropods whose members are wingless and usually have
more than six legs, as, for example, spiders, mites, ticks, centipedes,
and wood lice, except those on or in living man. This term shall also
include hematodes.
25. "Inert ingredient" means an ingredient which is not an active
ingredient.
26. "Ingredient statement" means either:
a. A statement of the name and percentage of each active ingredient,
together with the total percentage of the inert ingredients, in the
pesticide; and
b. If the pesticide contains arsenic in any form, a statement of the
percentage of total and water soluble arsenic, each calculated as
elemental arsenic.
27. "Insecticide" means any substance or mixture of substances
intended for preventing, destroying, repelling, or mitigating any
insects which may be present in any environment whatsoever, except those
on or in living man.
28. "Label" means the written, printed, or graphic matter on, or
attached to, the pesticide, or its immediate container and any outside
containers or wrappers.
29. "Labeling" means all labels and other written, printed, or graphic
matter:
a. Upon the pesticide or any of its containers or wrappers;
b. Accompanying the pesticide at any time;
c. To which reference is made on the label or in literature
accompanying the pesticide, except when accurate, non-misleading
reference is made to current official publications of the United States
Department of Agriculture or Interior, the United States Public Health
Service, state agricultural experiment stations, state colleges of
agriculture, or other similar federal institutions or official agencies
of this state or other states authorized by law to conduct research in
the field of pesticides.
30. "Major source of agricultural income" means that the producers of
grapes within the affected area obtain at least ten percent of their
gross income as a group in any five year period from the production of
grapes.
31. "Metabolite" means any of the various organic compounds produced
by metabolism.
32. "Misbranded" shall apply to any pesticide:
a. If its labeling bears any statement, design, or graphic
representation relative thereto or to its ingredients which is false or
misleading in any particular;
b. If it is an imitation of or is offered for sale under the name of
another pesticide; or if its labeling bears any reference to
registration under this article;
c. If the labeling accompanying it does not contain instructions for
use which are necessary and, if complied with, adequate for the
protection of the public;
d. If the label does not contain a warning or caution statement which
may be necessary and, if complied with, adequate to prevent injury to
health and the environment;
e. If the label is not visible and readable on the outside of the
marketing package which is presented or displayed under customary
conditions of purchase;
f. If any word, statement, or other information required by or under
the authority of this article to appear on the labeling is not
prominently placed thereon with such conspicuousness (as compared with
other words, statements, designs, or graphic matter in the labeling) and
in such terms as to render it likely to be read and understood by the
ordinary individual under customary conditions of purchase and use;
g. If in the case of an insecticide, fungicide, or herbicide, when
used as directed or in accordance with commonly recognized practice, it
shall be injurious to living man or other vertebrate animals or
vegetation, except weeds, to which it is applied, or to the person
applying such pesticide; or
h. If in the case of a plant regulator, defoliant, or desiccant when
used as directed it shall be injurious to living man or other vertebrate
animals, or vegetation to which it is applied, or to the person applying
such pesticide; provided, that physical or physiological effects on
plants or parts thereof shall not be deemed injurious, when this is the
purpose for which the plant regulator, defoliant, or desiccant was
applied, in accordance with the label claims and recommendations.
i. If its labeling in any other way fails to conform to the labeling
requirements of the Federal Insecticide, Fungicide, and Rodenticide Act
of 1972, as amended.
33. "Person" means any individual, partnership, association,
corporation, organized group of persons whether incorporated or not,
private or public authority, state government or agency, political
subdivision, governmental agency or any other legal entity whatever.
34. "Pest" means (1) any insect, rodent, fungus, weed, or (2) any
other form of terrestrial or aquatic plant or animal life or virus,
bacteria or other micro-organism (except viruses, bacteria or other
micro-organisms on or in living man or other living animals) which the
commissioner declares to be a pest.
35. "Pesticide" means:
a. Any substance or mixture or substances intended for preventing,
destroying, repelling, or mitigating any pest; and
b. Any substance or mixture of substances intended for use as a plant
regulator, defoliant or desiccant.
36. "Pesticide business" means any person providing commercial
application of pesticides for hire.
37. "Plant regulator" means any substance or mixture of substances,
intended through physiological action, for accelerating or retarding the
rate of growth or rate of maturation, or for otherwise altering the
behavior of ornamental or crop plants or their produce, but shall not
include substances to the extent that they are intended as plant
nutrients, trace elements, nutritional chemicals, plant inoculants, and
soil amendments.
38. "Private application" means any application of any pesticide for
the purpose of producing an agricultural commodity
a. on property owned or rented by the applicator or the applicator's
employer, or
b. if applied without compensation other than the barter of personal
services between producers of agricultural commodities, on property
owned or rented by a party to such a barter transaction.
39. "Proximity" means a radial distance of two miles from the site of
damage to grape vineyards.
40. "Registrant" means the person registering any pesticide pursuant
to the provisions of this article.
41. "Residential application" shall mean the application of general
use pesticides by ground equipment on property owned or leased by the
applicator, excluding any establishment selling or processing food and
any residential structure other than the specific dwelling unit in which
the applicator resides.
42. "Restricted use pesticide" means a pesticide, as defined in this
article and determined as provided in section 33-0303:
a. Which (1) either (a) persists in the environment, or (b)
accumulates as either the pesticide per se, a pesticide metabolite, or a
pesticide degradation product in plant or animal tissue or product, and
is not excreted or eliminated within a reasonable period of time, and
which may be transferred to other forms of life; and (2) which by virtue
of such persistence or accumulation creates a present or future risk of
harmful effects on any organism other than the target organisms; or
b. Which the commissioner finds is so hazardous to man or other forms
of life that restrictions on its sale, purchase, use, or possession are
in the public interest.
43. "Rodenticide" means any substance or mixture of substances
intended for preventing, destroying, repelling, or mitigating rodents or
any other vertebrate animals which the commissioner shall declare to be
a pest.
44. "Target organisms" means those organisms which the pesticide is
intended to inhibit or destroy pursuant to its registered labeled usage.
45. "Weed" means any plant which grows where not wanted.
46. "Commercial lawn application" means the application of pesticide
to ground, trees, or shrubs on public or private outdoor property. For
the purposes of this article the following shall not be considered
commercial lawn application:
a. the application of pesticide for the purpose of producing an
agricultural commodity;
b. residential application of pesticides;
c. the application of pesticides around or near the foundation of a
building for the purpose of indoor pest control;
d. the application of pesticides by or on behalf of agencies except
that agencies shall be subject to visual notification requirements
pursuant to section 33-1003 where such application is within one hundred
feet of a dwelling, multiple dwelling, public building or public park;
and
e. the application of pesticides on golf courses or turf farms.
47. "Major change in labeling" shall mean any new label or labeling or
any amended label or labeling for a pesticide product which contains an
active ingredient previously registered and which (a) results in a major
change in the use pattern for the active ingredient; (b) changes the
classification of the active ingredient or the product to general use or
restricted use; increases the application rate; changes the percent
concentration of an active ingredient other than an increase due to
changes in methods of analysis; adds a previously-registered active
ingredient or deletes any active ingredient; or (c) any other change
which significantly increases the potential exposure of any non-target
organism or which increases the potential for a significant impact to
humans, property or the environment.
48. "Residential lawn application" means the application of general
use pesticides to ground, trees or shrubs on property owned by or leased
to the individual making such application. For the purposes of this
article the following shall not be considered residential lawn
application:
a. The application of pesticides for the purpose of producing an
agricultural commodity;
b. The application of pesticides around or near the foundation of a
building for the purpose of indoor pest control;
c. The application of pesticides by or on behalf of agencies except
that agencies shall be subject to visual notification requirements
pursuant to section 33-1003 of this article where such application is
within one hundred feet of a dwelling, multiple dwelling, public
building or public park; and
d. The application of pesticides on golf courses or turf farms.
49. "Abutting property" shall mean any property which has any boundary
or boundary point in common with the property on which the pesticide is
to be applied.
Exemptions.
1. The provisions of subdivisions 1 through 5 inclusive of section
33-0303 and titles 5, 7, 11, 13 and 15 of this article shall not apply
to:
a. Any carrier while lawfully engaged in transporting a pesticide
within this state, if such carrier shall, upon request, permit the
commissioner or his designated agent to copy all records showing the
transactions in and movement of the articles;
b. The manufacturer or shipper of a pesticide for experimental use
only:
(1) By or under the supervision of an agency of this state or of the
federal government authorized by law to conduct research in the field of
pesticides which has a valid experimental permit issued by the
commissioner, or
(2) By others having a valid experimental permit issued by the
commissioner if the pesticide is not sold and if the container thereof
is plainly and conspicuously marked "For experimental use only--Not to
be sold," together with the manufacturer's name and address. However, if
such a written permit has been obtained from the commissioner,
pesticides may be sold for experimental purposes subject to such
restrictions and conditions as may be set forth in the permit.
2. No article shall be deemed in violation of this article when
intended solely for export to a foreign country, and when prepared or
packed according to the specifications or directions of the purchaser.
If not so exported, all of the provisions of this article shall apply.
3. Notwithstanding any other provision of this article, registration
is not required in the case of a pesticide shipped from one plant within
this state to another plant within this state operated by the same
person.
TITLE 3 General Provisions
Declaration of policy and purposes.
The purpose of this article is to regulate the registration,
commercial use, purchase and custom application of pesticides.
Pesticides, properly used for the control of insects, fungi, weeds, and
nematodes, and as defoliants, desiccants, and plant regulators and for
related purposes, are valuable, important and necessary to the welfare,
health, economic well-being and productive and industrial capabilities
of the people of this state. However, such materials, if improperly
used, may injure health, property and wildlife. It is hereby declared to
be a matter of legislative determination that the regulation of the
registration, commercial use, purchase and custom application of
pesticides is needed in the public interest and that in the exercise of
the police power all persons be required to register or obtain permits
before engaging in such activities.
Powers and duties of the commissioner and the department.
1. Jurisdiction in all matters pertaining to the distribution, sale,
use and transportation of pesticides, is by this article vested
exclusively in the commissioner.
2. All authority vested in the commissioner by this article may be
executed with like force and effect by employees of the department
designated by the commissioner; however, all hearings held under this
article except those held under the provisions of title 9 shall be
conducted by the commissioner or by a person designated by him for that
purpose, and any decision rendered after any such hearing shall be made
by the commissioner.
3. The commissioner is authorized, after a hearing:
a. To declare as a pest any form of plant or animal life or virus
which is injurious to plants, men, domestic animals, articles, or
substances;
b. To determine whether pesticides are highly toxic to man, and to
promulgate a list of such pesticides;
c. To determine standards of coloring or discoloring for pesticides,
and to subject pesticides to the requirements of paragraph d of
subdivision 1 of section 33-l301;
d. To promulgate a list of restricted use pesticides and the usages of
such pesticides that may be permitted subject to whatever conditions or
limitations which the commissioner deems appropriate to fully protect
the public interest; provided, however, that no hearing shall be
required on individual additions to such list unless requested sixty
days after notice has been provided in the environmental notice bulletin
as prescribed in section 3-0306 of such law, as added by chapter seven
hundred fourteen of the laws of nineteen hundred seventy-five, by the
applicant or an interested party; and
e. To adopt, promulgate and issue such rules and regulations as he may
deem necessary to carry out and give full force and effect to the
provisions of this article. However, rules and regulations regarding
business registration and certification may be adopted only after a
public hearing. Such rules and regulations may prescribe methods to be
used in the application of pesticides, including the time, place, manner
and method of application and equipment used, and may restrict or
prohibit use of materials in designated areas during specified periods
of time, and shall encompass all reasonable factors which he deems
necessary to prevent damage or injury to health, property and wildlife.
Rules and regulations shall be filed and open for public inspection at
the principal office of the department and shall be filed with the
Secretary of State. The commissioner shall promulgate a regulation
authorizing the use of alternative containers for pesticides by
pesticide users.
4. In order to avoid confusion endangering the public health, or the
life or health of any other non-target organisms, resulting from diverse
requirements, particularly as to labeling and coloring of pesticides,
and to avoid increased costs to the people of this state due to the
necessity of complying with diverse requirements in the manufacture and
sale of pesticides, it is desirable that there should be uniformity
between the requirements of the several states and the federal
government relating to pesticides. To this end the commissioner is
authorized, after due public hearing, to adopt by regulation such
regulations, applicable to and in conformity with the primary standards
established by this article, as have been or may be prescribed with
respect to pesticides by departments or agencies of the United States
government.
5. The commissioner may require the submission of the complete formula
of any pesticide whenever he deems it necessary in the administration of
this article. The commissioner, of his own motion or upon complaint, may
cause an examination to be made to determine whether any pesticide
complies with the requirements of this article. If it shall appear from
such examination that a pesticide fails to comply with the provisions of
this article, the commissioner shall cause notice to be given to the
offending person in the manner provided in section 71-2903, and the
proceedings shall be as provided in such article provided that
pesticides may be seized and confiscated as provided in title 15 of this
article 33.
6. The commissioner may cooperate with any other agency of the state
or its subdivisions or with any agency of any other state or of the
federal government for the purpose of carrying out the provisions of
this article and of securing uniformity of regulations.
7. The commissioner, in consultation with the commissioner of
education and the commissioner of health, shall develop guidance on
pesticide alternatives to facilitate compliance with section four
hundred nine-k of the education law and three hundred ninety-g of the
social services law.
Fees.
All fees collected pursuant to this article shall be deposited into
the environmental conservation special revenue fund to the credit of the
environmental regulatory account; provided, however, that the first five
million dollars collected pursuant to this article shall be deposited
into the environmental protection fund established pursuant to section
ninety-two-s of the state finance law.
Severability.
If any provision of this article is declared unconstitutional, or the
applicability thereof to any person or circumstance is held invalid, by
a court of competent jurisdiction, the constitutionality of the
remainder of the article, and the applicability thereof to other persons
and circumstances shall not be affected.
TITLE 5 Testing of Pesticide Samples
Testing of pesticide samples.
1. The commissioner shall take and seal samples of pesticides in
duplicate in the presence of at least one witness and shall, tender,
and, if accepted, deliver to the person in charge of the pesticide one
of such samples.
2. The department shall examine, analyze, or test, or cause to be
examined, analyzed or tested the pesticide samples taken under the
provisions of this article.
3. At least every two years the department shall make public the
results of examinations, analyses, trials, and tests of any sample or
samples so procured, together with such additional information as
circumstances advise. These published results shall be the property of
the state of New York and shall not be used for advertising or
regulatory purposes by any person or agency, government or otherwise
without the commissioner's permission.
TITLE 7 Registration of Pesticides
Scope of registration.
Every pesticide which is used, distributed, sold, or offered for sale
within this state or delivered for transportation or transported in
intrastate commerce or between points within this state through any
point outside this state shall be registered every two years with the
office of the commissioner; provided that any pesticide imported into
this state, which is registered under the provisions of any federal act
providing for the registration of pesticides may, in the discretion of
the commissioner, be exempted from registration under this article, when
sold or distributed in the unbroken immediate container in which it was
originally shipped.
Application for registration.
The applicant shall file with the commissioner a statement including:
1. The name and address of the applicant and the name and address of
the person whose name will appear on the label, if other than the
applicant;
2. The name of the pesticide;
3. A complete copy of the labeling accompanying the pesticide and a
statement of all claims to be made for it including directions for use;
4. If requested by the commissioner a full description of the tests
made and their results upon which the claims are based. In the case of
registration of a pesticide which has been registered for the previous
year, a statement shall be required only with respect to information
which is different from that furnished when the pesticide was last
registered; and
5. For restricted use pesticides, if requested by the commissioner a
Spanish or other language translation of the label including directions
for use.
Review of applications to register pesticides.
1. For registration applications subject to review pursuant to
subdivisions two through five of this section, an application for
pesticide registration shall be determined by the commissioner to be
complete or incomplete within sixty days of receipt of an application
for registration. If the commissioner does not issue a determination of
completeness or incompleteness within sixty days of receipt of an
application for registration, the application shall be deemed complete.
Upon reaching a determination of completeness or incompleteness, the
commissioner shall send written notice to the applicant. If the
application is determined to be incomplete, the commissioner shall
include a statement of the reasons for which the application was
determined to be incomplete. The resubmission of the application or the
submission of additional information in response to a request for
additional information shall commence a new sixty calendar day period
for department review of the additional information for purposes of
determining completeness.
2. The commissioner shall issue or deny registration of a pesticide
which contains an active ingredient not previously registered by the
commissioner or which contains an active ingredient previously
registered for which a major change in labeling is proposed within one
hundred fifty days of a determination that such application is complete.
If registration of such pesticide is not granted or denied within such
period, the applicant may submit to the commissioner, in the form
prescribed by the commissioner, a request to grant or deny the
registration. If the registration is not granted or denied within thirty
days following the receipt of such a request, the registration shall be
deemed granted. Any denial of registration shall specify the grounds for
denial.
3. The commissioner shall issue or deny registration of a pesticide to
meet a special local need within sixty days of a determination that such
application is complete. If registration of such pesticide is not
granted or denied within such period, the applicant may submit to the
commissioner, in the form prescribed by the commissioner, a request to
grant or deny the registration. If the registration is not granted or
denied within ten business days following receipt of such a request, the
registration shall be deemed granted. Any denial of registration shall
specify the grounds for denial.
4. The commissioner shall issue or deny registration of a pesticide
which contains an active ingredient previously registered and which does
not propose a major change in labeling within ninety days of a
determination that such application is complete. If registration of such
pesticide is not granted or denied within such period, the applicant may
submit to the commissioner, in the form prescribed by the commissioner,
a request to grant or deny the registration. If the registration is not
granted or denied within thirty days following the receipt of such a
request, the registration shall be deemed granted. Any denial of
registration shall specify the grounds for denial.
5. The commissioner shall grant or deny registration of amended
labeling of a pesticide product previously registered, other than a
major change in labeling, within thirty days following a determination
that the application to register the amended labeling is complete. If
registration of such amended labeling is not granted or denied within
thirty days of a determination that the application is complete, the
applicant may submit, in the form prescribed by the commissioner, a
request to grant or deny registration of the amended labeling. If
registration of the amended labeling is not granted or denied within
thirty days following receipt of such a request, the registration shall
be deemed granted. Any denial shall specify the grounds for denial.
6. At any time during the review of an application to register a
pesticide the commissioner may request reasonable additional information
from the applicant with regard to any matter contained in the
application when such additional information is necessary for the
commissioner to make a decision on the registration application. Such
request shall not extend any time period within which a registration
decision must be made.
7. A request that the commissioner apply for an emergency exemption
from a federal act providing for the registration of pesticides for a
use of a pesticide for which no registration has been issued under such
federal act shall be filed with the commissioner at least one hundred
five days prior to the date on which such use is proposed to commence.
Within thirty days of receipt of such a request, the commissioner shall
determine whether the materials submitted with the request are adequate
to support an application for an emergency exemption, and shall so
inform the person submitting the request. If a request is determined to
be adequate to support an application for an emergency exemption, an
application shall be filed by the commissioner at least sixty days prior
to the date upon which such use is proposed to commence.
8. Any time period specified in this section may be extended with the
consent of the applicant.
9. The commissioner shall promulgate rules and regulations necessary
and appropriate to carry out the purposes of this title, which shall
include a definition of a complete application to register a pesticide.
Regulations defining a complete application to register a pesticide
shall be promulgated not later than April 1, 1993.
Fee for registration.
The applicant for registration shall pay a fee as follows:
a. Six hundred dollars for each pesticide proposed to be registered,
provided that the applicant has submitted to the department proof in the
form of a federal income tax return for the previous year showing gross
annual sales, for federal income tax purposes, of three million five
hundred thousand dollars or less; and
b. For all others, six hundred twenty dollars for each pesticide
proposed to be registered.
Disclosure of pesticide formulas.
The commissioner, whenever he deems it necessary in the administration
of subdivisions 1 through 5 inclusive of section 33-0303 and titles 5,
7, 11, 13 and 15 of this article, may require the submission of the
complete formula of any pesticide. Notwithstanding the provisions of
this article, information relative to formulas of products acquired by
authority of this section may be revealed, when necessary under this
section, to an advisory committee, or to any federal or state department
or agency consulted, or at a public hearing, or in findings of fact
issued by the commissioner.
Requirements for registration.
If it appears to the commissioner that the composition of the
pesticide is such as to warrant the proposed claims for it, and if the
pesticide and its labeling and other material required to be submitted
comply with the requirements of this article, he shall register the
pesticide.
Procedure when registration is denied.
If the commissioner shall decide that the pesticide does not warrant
the proposed claims for it or if the pesticide and its labeling and
other material required to be submitted do not comply with the
provisions of this article, he shall notify the applicant for
registration of the manner in which the pesticide, labeling, or other
material required to be submitted fail to comply with this article so as
to afford the registrant an opportunity to make the necessary
corrections. If, upon receipt of such notice, the applicant for
registration does not make the corrections, the commissioner shall
refuse to register the article, and shall notify the applicant of his
action and the reasons for his refusal. Whenever an application for
registration is refused, the applicant, within thirty days after service
of notice of such refusal, may file a petition requesting that the
matter be referred to an advisory committee or file objections and
request a public hearing in accordance with section 33-0717.
Cancellation of registration.
1. The commissioner, in accordance with the procedures specified in
this article may cancel the registration of a pesticide whenever it does
not appear that the article or its labeling or other material required
to be submitted complies with the provisions of this article.
2. Whenever the commissioner determines that registration of a
pesticide should be canceled, he shall notify the registrant of his
action and the reasons therefor.
3. A cancellation of registration shall be effective thirty days after
service of the foregoing notice unless within such time the registrant
(a) makes the necessary corrections; (b) files a petition requesting
that the matter be referred to an advisory committee; or (c) files
objections and requests a public hearing.
Water quality monitoring for pesticides.
The department, in coordination with the United States Geological
Survey National Water Quality Assessment Program, the New York State
Water Resources Institute, and other parties, shall conduct a water
quality monitoring program to provide an adequate understanding of the
health and environmental impacts of pesticide use in the state. The
department shall utilize this program, as it deems necessary, in: making
pesticide registration decisions; reviewing suspensions and
cancellations of pesticide registrations in the state; and assessing the
status, trends, and health impacts of any pesticide contamination of
ground and surface waters on Long Island and throughout the state.
Advisory committees.
1. The commissioner on his own motion, may at any time refer matters
concerning registration of pesticides or the suspension or cancellation
of such registration, to an advisory committee. Each advisory committee
shall be composed of experts, qualified in the subject matter and of
adequately diversified professional background selected by the
department and shall include one or more representatives from the state
college of agriculture. The committee shall not have more than seven
members. Advisory committee members shall not receive a salary or other
compensation, but shall be reimbursed for their necessary traveling and
subsistence expenses while serving away from their places of residence.
All costs may be assessed against the petitioner, unless the matter was
referred to the advisory committee upon the motion of the commissioner
without a petition. The commissioner shall furnish the committee with
adequate clerical and other assistance, and shall by rules and
regulations prescribe the procedures to be followed by the committee.
2. Whenever the applicant or registrant requests an advisory committee
hearing or the commissioner determines that a matter should be referred
to an advisory committee, the commissioner shall submit the application
for registration of the article and all relevant data before him to the
committee forthwith. The petitioner, as well as representatives of the
department shall have the right to consult with the advisory committee.
As soon as practicable after any such submission, but not later than
sixty days, the committee shall, after independent study of the data
submitted by the commissioner and all other pertinent information
available to it, submit a report and recommendation to the commissioner
as to the registration of the article, together with all underlying data
and a statement of the reasons or basis for the recommendations. After
due consideration of the views of the committee and all other data
before him the commissioner shall, within ninety days after receipt of
the report and recommendations of the advisory committee, make his
determination and issue an order, with findings of fact, with respect to
registration of the article and notify the applicant for registration or
registrant of his decision. The applicant for registration, or
registrant, may file objections and request a public hearing within
sixty days from the date of the commissioner's order made after
receiving the report and recommendations of the advisory committee.
Public hearing regarding registration.
In the event a hearing is requested, the commissioner shall, after due
notice, hold a public hearing for the purpose of receiving evidence
relevant and material to the issues raised by the objections. Any
report, recommendations, underlying data, and reasons certified to the
commissioner by an advisory committee shall be made a part of the record
of the hearing, if relevant and material. Upon request of the
commissioner, petitioner, or hearing officer, the advisory committee
shall designate one of its members to appear and testify at the hearing
with respect to its report and recommendations. However, any other
member of the advisory committee may also appear and testify at the
hearing. As soon as practicable after completion of the hearing, the
commissioner shall evaluate the data and reports before him, act upon
the objections and issue an order granting, denying, or canceling the
registration. Such order shall be based only on substantial evidence of
record at such hearing, including any report, recommendations,
underlying data, and reason certified to the commissioner by an advisory
committee, and shall set forth detailed findings of fact upon which the
order is based. In connection with consideration of any registration or
application for registration under this section, the commissioner may
consult with any federal agency or any other state department or agency.
Suspension of pesticide registration.
Notwithstanding any other provision of this article, the commissioner
may, by order, suspend the registration of a pesticide immediately when
he finds that such action is necessary to prevent an imminent hazard to
the public or any other non-target organism. In such case, he shall
give the registrant prompt notice of such action and afford the
registrant the opportunity to have the matter submitted to an advisory
committee and for an expedited hearing under this article.
Judicial review.
Final orders of the commissioner under this title shall be subject to
review under article 78 of the Civil Practice Law and Rules instituted
within thirty days after receipt by the applicant for registration or
registrant of the commissioner's order.
Experimental use permits.
1. The commissioner is hereby authorized to apply to the United States
environmental protection agency for certification pursuant to section
five of the Federal Insecticide, Fungicide and Rodenticide Act of 1972,
as amended, to issue experimental use permits, and to establish by
regulation any requirements as are necessary to qualify for such
certification.
2. After certification by the administrator of the United States
environmental protection agency to issue experimental use permits, the
commissioner is hereby authorized to issue such permits as shall be
required for the shipment, delivery, or use of a pesticide product which
is to be tested to determine the scope of limitations of its usefulness
and the effect of its use on human life and the environment. Such
permits may be issued for products for use only in experimental programs
under the supervision of qualified persons and broad scale testing under
normal conditions of use. The commissioner may require such information
and data concerning the product and the proposed testing program as is
deemed necessary to make determinations on the merits of the pesticides
being tested.
3. The commissioner is authorized to exempt from the requirement for
experimental use permits substances or mixtures of substances in early
research stages such as those being put through laboratory or greenhouse
tests or limited scale field trials or other tests for the purpose of
determining pesticide value and from which the user does not expect to
receive any benefit in pest control.
Approved agricultural uses.
A pesticide shall be used in accordance with its labeling. Unless the
labeling specifically prohibits such use, a pesticide registered for use
in New York state may be used for agricultural purposes only in a
dosage, concentration or frequency less than that specified on the
labeling.
TITLE 9 Permits and Certification
Commercial permits.
1. A commercial permit is required for the distribution, sale, offer
for sale, purchase for the purpose of re-sale or possession for the
purpose of re-sale of a restricted use pesticide.
2. Any person desiring such a permit shall file an application
containing such information required by the commissioner and in a form
prescribed by the commissioner. The commissioner shall examine the
application and shall issue or refuse to issue the permit requested
therein. The commissioner shall impose whatever restrictions or
conditions on the permit he deems appropriate in order to fully protect
the public interest. Such a permit shall not be valid for more than two
years as determined by the commissioner. A separate permit is required
for each location in the state, and a fee for each location in the state
of six hundred dollars is required.
3. Upon the sale by a commercial permit holder of a restricted use
pesticide to a purchase permit holder, the commercial permit holder
shall cancel the permit in a manner to be prescribed by the
commissioner.
4. The holder of a commercial permit may purchase restricted use
pesticides for re-sale without being required to obtain and present a
purchase permit, as provided for in section 33-0903.
5. The holder of a commercial permit must maintain and make available
to the commissioner or his agents, for at least two years, accurate and
detailed records accounting for all restricted use pesticides acquired
by him and disposed of by him, including, but not limited to dates,
names and addresses of all suppliers and the quantities acquired from
each, and the names, addresses, permit numbers or certification
identification card numbers of all purchasers, and the quantities
purchased by each.
6. The reasons for the denial of an application or revocation of a
commercial permit may include, but not be limited to, the commissioner
being satisfied of one or more of the following:
a. That any statement in the application or upon which the permit was
issued is or was false or misleading;
b. That the applicant or permit holder does not have adequate
facilities for the storage and distribution of restricted use
pesticides;
c. That the applicant or permit holder has engaged in fraudulent
business practices relating to the sale and distribution of pesticides;
d. That the applicant or permit holder has failed to comply with any
provision of subdivisions 1 through 5 inclusive of section 33-0303 and
titles 5, 7, 11, 13 and 15 of this article or rules and regulations of
the department made pursuant thereto; or
e. That the applicant or permit holder has failed to demonstrate that
he has sufficient knowledge and experience concerning the proper use and
application of pesticides.
7. A formal hearing shall not be required and the commissioner's
decision in denying or revoking a permit shall be final unless the
applicant or permit holder institutes a review within the time and in
the manner prescribed by article 78 of the Civil Practice Law and Rules.
Purchase permits.
1. A purchase permit or certification identification card is required
for the purchase, possession or use of a restricted use pesticide.
2. Any person desiring such a permit shall file an application
containing such information required by the commissioner and in a form
prescribed by the commissioner. The commissioner shall examine the
application and shall issue or refuse to issue the permit requested
therein. The commissioner shall not issue a permit to so purchase,
possess or use a particular pesticide if there is a reasonably less
dangerous alternative available capable of performing the task required.
The commissioner shall impose whatever restrictions or conditions on the
permit he deems appropriate in order to fully protect the public
interest.
3. Upon the purchase by a purchase permit holder of a restricted use
pesticide he shall present his purchase permit and have it cancelled by
the commercial permit holder selling the pesticide in a manner to be
prescribed by the commissioner.
4. The reasons for the denial of an application or revocation of a
permit may include, but not be limited to, the commissioner being
satisfied of one or more of the following:
a. That any statement in the application or upon which the permit was
issued, is or was false or misleading;
b. That the applicant or permit holder failed to justify his need for
the quantity and types of restricted use pesticides requested;
c. That the applicant or permit holder stored, applied, used or
disposed of any pesticide contrary to the registered labeled usage or
contrary to the conditions specified in his permit;
d. That the applicant or permit holder has failed to comply with any
provisions of this article or rules and regulations of the department
made pursuant thereto; or
e. That the applicant or permit holder has failed to demonstrate that
he has sufficient knowledge and experience concerning the proper use,
application and disposal of pesticides.
5. A formal hearing shall not be required and the commissioner's
decision in denying or revoking a permit shall be final unless the
applicant or permit holder institutes a review within the time and in
the manner prescribed by article 78 of the Civil Practice Law and Rules.
6. The commissioner is authorized to exempt holders of a pesticide
applicator certification from the requirement of obtaining a purchase
permit as provided for herein. Such exemption shall apply only to those
restricted use pesticides designated by the commissioner.
Pesticide applicator certification.
1. Any person who engages in the commercial or private application of
pesticides or the sale of restricted use pesticides shall be certified
by the commissioner except as provided in subdivision two of this
section. No certification shall be valid unless the certified person
also holds a valid identification card issued by the commissioner.
2. The provisions of this article relating to registration and
certification shall not apply to:
a. residential application of pesticides as defined in this article;
or
b. private application of a general use pesticide as defined in this
article.
2-a. The commissioner may, pursuant to paragraph e of subdivision
three of section 33-0303 of this article, adopt regulations on the use
of pesticides including the appropriate method and setting for the use
of pesticides classified by the United States environmental protection
agency as an exempt material under 40 CFR part 152.25, often called
minimum risk pesticides, which are exempt from the requirements of the
Federal Insecticide, Fungicide and Rodenticide Act. Such regulations
shall encompass all factors necessary to prevent damage or injury to
health, property and wildlife.
3. a. Application for pesticide applicator certification shall be made
to the commissioner. The application shall be on a form prescribed by
the commissioner and shall be accompanied by the fee or fees provided in
section 33-0911.
b. An applicant for certification shall satisfy the commissioner as to
his knowledge and experience concerning the proper use and application
of pesticides and pesticide application equipment through examination
prior to initial certification. Recertification shall be by training,
workbook, or examination as required by the commissioner.
c. Upon certification, the commissioner shall certify the applicant
for the appropriate category of certification and shall issue a
certification identification card to the applicant. The certification
may restrict the applicant to the use of a certain type or types of
equipment or materials.
d. Except as provided in paragraph e of this subdivision, pesticide
applicator certifications shall be valid for three years after which
every applicator shall recertify according to the requirements then in
effect. Certification identification cards shall be valid for three
years.
e. Private applicator certifications shall be valid for five years
after which every such applicator shall recertify according to the
requirements then in effect. Private applicator certification
identification cards shall be valid for five years.
g. The commissioner is authorized to provide all examinations,
training materials, applications, and any other forms or written
materials necessary for a private and/or commercial applicator
certification in Spanish for applicants whose primary language is
Spanish and for other languages if the commissioner deems it necessary.
The commissioner may require applicants for registration of pesticides
to make available pesticide label information and instructions in
Spanish and other languages, when necessary, for applicators certified
in Spanish or other languages.
4. Certified pesticide applicators shall maintain such records and
shall furnish such reports concerning the application of pesticides as
the commissioner shall require. All records required to be kept under
this section shall be available for inspection by the commissioner.
5. a. Every certified applicator shall, prior to the application of a
pesticide within or on the premises of a dwelling, supply the occupants
therein with a copy of the information, including any warnings,
contained on the label of the pesticide to be applied. Such information
shall be supplied in either a written, digital or electronic format
which shall be determined by the occupants of such dwelling, provided
however that the certified applicator must also have a written copy of
such information in his/her possession.
b. Except as provided in paragraph c of this subdivision, every
certified applicator shall, prior to the application of a pesticide
within or on the premises of a multiple dwelling, building, or structure
other than a dwelling supply the owner or his agent, with a copy of the
information, including all warnings, contained on the label of the
pesticide to be applied. Such information shall be supplied in either a
written, digital or electronic format which shall be determined by the
owner or his or her agent, provided however that the certified
applicator must also have a written copy of such information in his or
her possession. Such owner or agent shall make available upon request at
reasonable times such information in written or electronic form if
available to the occupants or residents of such multiple dwelling,
building, or structure.
c. In the case where an occupant of a multiple dwelling unit retains a
certified applicator to apply pesticides within such unit, such
certified applicator shall, prior to the application of a pesticide,
supply any information, including all warnings, contained on the label
of the pesticides to the occupants.
d. For the purposes of this subdivision:
(i) A "dwelling" is any building or structure or portion thereof which
is occupied in whole or in part as the home, residence or sleeping place
for one or two families;
(ii) A "multiple dwelling" shall mean any dwelling which is to be
occupied by or is occupied as the residence or home of three or more
families living independently of each other;
(iii) A "multiple dwelling unit" shall mean that portion of a multiple
dwelling occupied by one or more persons as the residence or home of
such persons; and
(iv) "Premises" shall mean land and improvements or appurtenances or
any part thereof.
Pesticide business and agency registration.
1. Any pesticide business or agency as defined in this article shall
register with the commissioner.
2. Applications for pesticide business or agency registration shall be
made to the commissioner. The application shall be on a form prescribed
by the commissioner and shall provide such information as the
commissioner shall require.
3. An applicant for pesticide business or agency registration shall
satisfy standards, as determined by the commissioner to be appropriate,
with respect to knowledge and experience concerning the proper use and
application of pesticides and pesticide equipment.
4. Business or agency registration shall be valid for three years.
Denial or revocation of certification or registration.
1. The commissioner, after due notice and opportunity of hearing to an
applicant, certified applicator, or registered pesticide business or
agency, may deny an application or revoke a certificate or registration
upon a determination that:
a. any statement in the application or upon which the certificate or
registration was issued is or was false or misleading;
b. the applicant or certified applicator has been convicted of a
felony;
c. the applicant, certified applicator, or registered business or
agency applied or used any pesticide contrary to the registered label
usage;
d. the applicant, certified applicator, or registered business or
agency has engaged in fraudulent business practices in the application
of pesticides;
e. the applicant, certified applicator, or registered business or
agency has failed to comply with any provision of this article or rules
and regulations of the department made pursuant thereto; or
f. the applicant or certified applicator has failed to demonstrate
that he has sufficient knowledge and experience concerning the proper
use and application of pesticides.
2. The commissioner's determination to refuse or revoke certification
or registration shall be final unless the aggrieved party institutes a
proceeding under article seventy-eight of the civil practice law and
rules within thirty days of service on him by personal service or by
certified mail of the commissioner's order.
Certification and registration fees.
1. Every applicant for pesticide applicator certification shall pay an
examination fee of one hundred dollars for each examination.
2. Fees for pesticide applicator certification shall be four hundred
fifty dollars for commercial pesticide applicator certification in one
individual category, one hundred fifty dollars for each additional
category and one hundred fifty dollars for each additional sub-category
chosen. For private applicators a fee of twenty-five dollars for the
initial certified private applicator and five dollars for subsequent
applicators on the same farm or business shall be charged at the time of
initial certification, renewal of certification or recertification.
3. Pesticide businesses shall pay a registration fee of nine hundred
dollars. When the applicant regularly maintains or operates more than
one business address a fee may be required for each of the applicant's
business addresses in the state. Any agency which is a state agency,
municipal corporation, public authority, or college shall be exempt from
any fee for registration.
TITLE 9-A Special Permits and Certification For Commercial Application of Aquatic Antifouling Paints
Definitions.
For the purposes of this title:
1. "Aquatic antifouling paint application business" shall mean a
business that commercially applies aquatic antifouling paints.
2. "Aquatic antifouling paints" are pesticide products used on vessel
hulls, boat bottoms, structures and other marine surfaces to inhibit the
growth of aquatic organisms.
3. "Application of aquatic antifouling paint" shall mean the
commercial application of aquatic antifouling paints.
4. "Aquatic antifouling paint applicator" shall be a person certified
by the department pursuant to section 33-0921 of this title.
Aquatic antifouling paint applicator certification.
1. Notwithstanding any other provision of law or regulation pursuant
to this title, a person who is certified by the commissioner as an
aquatic antifouling paint applicator may engage in the commercial
application of aquatic antifouling paint.
2. Application for aquatic antifouling paint applicator certification
shall be made to the commissioner. The application shall be on a form
prescribed by the commissioner and shall be accompanied by the fee or
fees provided in section 33-0911 of this article.
3. An applicant for aquatic antifouling paint applicator certification
shall successfully complete a comprehensive twenty-hour training course
approved by the department including eight hours of category-specific
training which includes topics related to the safe and proper use,
handling, storage and disposal of aquatic antifouling paints and/or
satisfy the commissioner as to the applicant's knowledge and experience
concerning the proper use and application of aquatic antifouling paint
and application equipment through examination prior to initial
certification. The commissioner may consider appropriate experience of
the applicant as specified in regulations when determining eligibility
for examination.
4. Aquatic antifouling paint applicator certification shall be valid
for three years after which every applicator shall recertify.
Recertification shall require no more than five hours of course work by
training, workbook, or examination as required by the commissioner.
5. No certification shall be valid unless the certified person also
holds a valid identification card issued by the commissioner.
Certification identification cards shall be valid for three years.
6. Certified aquatic antifouling paint applicators shall maintain such
records and shall furnish such reports concerning the application of
aquatic antifouling paints as the commissioner shall require. All
records required to be kept under this section shall be available for
inspection by the commissioner.
Aquatic antifouling paint business registration.
1. Notwithstanding any other provision of law or regulation pursuant
to this title, an aquatic antifouling paint application business as
defined in this title shall register with the commissioner.
2. Applications for aquatic antifouling paint application business
registration shall be made to the commissioner and applicants shall
provide such information as the commissioner shall require. The
application shall be on a form prescribed by the commissioner and shall
be accompanied by the fee or fees provided in section 33-0911 of this
article.
3. An applicant for aquatic antifouling paint application business
shall satisfy standards, as determined by the commissioner to be
appropriate, with respect to knowledge and experience concerning the
proper use and application of aquatic antifouling paint application and
equipment. In addition to any other standards determined by the
commissioner to be appropriate, an applicant shall: (a) employ at least
one person who is a certified commercial pesticide applicator or
technician certified in the application of aquatic antifouling paint or
an aquatic antifouling paint applicator at each location required to be
registered; or (b) have entered into a contract with another registered
business that employs a person who is a certified commercial pesticide
applicator or technician certified in the application of aquatic
antifouling paint or an aquatic antifouling paint applicator, pursuant
to which contract such registered business has agreed to apply aquatic
antifouling paint at each such location for such applicant.
4. Business registration shall be valid for three years.
5. When engaged in the commercial application of aquatic antifouling
paints, an aquatic antifouling paint application business shall ensure
that such aquatic antifouling paints are only applied by an employee who
is a certified commercial pesticide applicator or technician certified
in the application of aquatic antifouling paint or an aquatic
antifouling paint applicator, or a person who is a certified commercial
pesticide applicator or technician certified in the application of
aquatic antifouling paint or an aquatic antifouling paint applicator
employed by another registered business with which such business has
contracted to apply aquatic antifouling paints; provided, however, that
until such time as authorization for pesticide application by pesticide
apprentices is repealed, aquatic antifouling paint registered as a
general use pesticide may be applied by a commercial pesticide
apprentice who is at least seventeen years of age and employed by such
business (a) working under the direct supervision of a certified
commercial pesticide applicator, or (b) working under the supervision of
a certified pesticide technician qualified in aquatic antifouling
paints, if such application is otherwise done in compliance with the
rules and regulations of the department, and who, during the handling
and application of such paint, utilizes appropriate safety equipment
including but not limited to a respirator, eye protection and skin
protection.
6. Such aquatic antifouling paint application business shall, for a
period of five years, maintain for inspection by the department an
annual report listing the names and certification numbers of all
employees or contractors engaged in the application of aquatic
antifouling paints on behalf of such business during the prior twelve
months.
Denial or revocation of certification or registration.
The commissioner, after due notice and opportunity of hearing to an
applicant, certified applicator, or registered pesticide business or
agency, may deny an application or revoke a certificate or registration
pursuant to section 33-0909 of this article.
Certification and registration fees.
All fees established by the commissioner for certification and
registration pursuant to this title shall be the same as those
established by section 33-0911 of this article.
Sanctions.
Notwithstanding any other provision of law or regulation pursuant to
this title and/or any provision of this article as it relates to the
application of aquatic antifouling paints, any person who violates any
provision of this title or any rule, regulation or order issued
thereunder shall be liable to the people of this state for a civil
penalty of up to one thousand dollars for a first violation to be
assessed by the commissioner after a hearing or opportunity to be heard.
In determining the amount of the penalty, the commissioner shall take
into account whether the violation posed an immediate threat to the
environment or the health and safety of the public. Any subsequent
violation of this title and/or any provision of this article as it
relates to the application of aquatic antifouling paints would be
subject to the appropriate sanctions pursuant to sections 71-2907 and
71-2911 of this chapter.
TITLE 10 Special Requirements For Commercial and Residential Lawn Applications
Requirements and restrictions.
1. Prior to any commercial lawn application the applicator shall enter
into a written contract with the owner of the property or his or her
agent specifying the approximate date or dates of application, number of
applications, and total cost for the service to be provided.
2. Prior to any commercial lawn application the applicator shall
supply the property owner or his or her agent with a copy of:
a. a list of substances to be applied including brand names and
generic names of active ingredients;
b. any warnings that appear on the label of pesticides to be applied
that are pertinent to the protection of humans, animals or the
environment; and
c. the company name, address, telephone number, business registration
number and applicator certification identification card number.
Such information shall be supplied in either a written, digital or
electronic format which shall be determined by the owner or his or her
agent provided however that the applicator must also have a written copy
of such information in his or her possession.
3. In the event that application on the date or dates specified
becomes infeasible, the person who is to provide such application shall
give the owner or his agent oral or written notice of the proposed
alternate date or dates, and shall receive acceptance of such alternate
date or dates from the owner or his agent prior to initiating commercial
lawn application.
4. Persons providing commercial lawn applications shall maintain
copies of all contracts required pursuant to subdivision one of this
section.
Visual notification.
1. All persons providing commercial lawn application shall affix
markers to be placed within or along the perimeter of the area where
pesticides will be applied. Markers are to be placed so as to be clearly
visible to persons immediately outside the perimeter of such property.
Such markers shall be posted at least twelve inches above the ground and
shall be at least four inches by five inches in size.
2. The markers required pursuant to this section shall be in place on
the day during which the pesticide is being applied and shall instruct
persons not to enter the property and not to remove the signs for a
period of at least twenty-four hours. Such instruction shall be printed
boldly in letters at least three-eighths of an inch in height.
Lawn applications; certain municipalities.
1. Notwithstanding any other provision of law to the contrary, any
county not contained entirely within a city, and any city with a
population of one million or more, may, after public hearing, adopt a
local law comprised of the following provisions in their entirety and
without exception including all applicable definitions as provided in
this article:
a. All retail establishments that sell general use pesticides for
commercial or residential lawn application shall display a sign meeting
standards, established by the commissioner pursuant to subdivision one
of section 33-1005 of this article, in a conspicuous place, and such
sign shall be placed as close as possible to the place where such
pesticides are displayed.
b. (i) At least forty-eight hours prior to any commercial lawn
application of a pesticide, the person or business making such
application shall supply written notice, as defined in subdivision three
of section 33-1005 of this article to:
A. occupants of all dwellings, as defined in paragraph d of
subdivision five of section 33-0905 of this article, on abutting
property with a boundary that is within one hundred fifty feet of the
site of such application; and to owners, owners' agents, or other
persons in a position of authority for all other types of premises, as
defined in paragraph d of subdivision five of section 33-0905 of this
article, that are on abutting property with a boundary that is within
one hundred fifty feet of the site of such application. Owners or
owners' agents of multiple family dwellings shall supply such written
notice to the occupants of such multiple family dwellings and for all
other types of premises, owners, owners' agents or other persons in a
position of authority shall post such written notice in a manner
specified by the commissioner; and
B. owners, owners' agents or other persons in positions of authority
for multiple family dwellings, the property of which is the site of such
application. Owners, or owners' agents of multiple family dwellings
shall supply such written notice to the occupants of such multiple
family dwellings in a manner specified by the commissioner.
(ii) The prior notification provisions of this paragraph shall not
apply to the following:
A. the application of anti-microbial pesticides and anti-microbial
products as defined by FIFRA in 7 U.S.C. Section 136 (mm) and 136 q (h)
(2);
B. the use of an aerosol product with a directed spray, in containers
of eighteen fluid ounces or less, when used to protect individuals from
an imminent threat from stinging and biting insects, including venomous
spiders, bees, wasps and hornets. This section shall not exempt from
notification the use of any fogger product or aerosol product that
discharges to a wide area;
C. the use of non-volatile insect or rodent bait in a tamper resistant
container;
D. the application of a pesticide classified by the United States
Environmental Protection Agency as an exempt material under 40 CFR Part
152.25;
E. the application of a pesticide which the United States
Environmental Protection Agency has determined satisfies its reduced
risk criteria, including a biopesticide;
F. the use of boric acid and disodium octaborate tetrahydrate;
G. the use of horticultural soap and oils that do not contain
synthetic pesticides or synergists;
H. the application of a granular pesticide, where granular pesticide
means any ground applied solid pesticide that is not a dust or powder;
I. the application of a pesticide by direct injection into a plant or
the ground;
J. the spot application of a pesticide, where spot application means
the application of pesticide in a manually pressurized or
non-pressurized container of thirty-two fluid ounces or less to an area
of ground less than nine square feet;
K. the application of a pesticide to the ground or turf of any
cemetery; and
L. an emergency application of a pesticide when necessary to protect
against an imminent threat to human health, provided, however, that
prior to any such emergency application, the person providing such
application shall make a good faith effort to supply the written notice
required pursuant to this title. Upon making an emergency application,
the person making such application shall notify the commissioner of
health, using a form developed by such commissioner for such purposes
that shall include minimally the name of the person making such
application, the pesticide business registration number or certified
applicator number of the person making such application, the location of
such application, the date of such application, the product name and
United States Environmental Protection Agency registration number of the
pesticide applied and the reason for such application.
c. (i) All persons performing residential lawn applications treating
an area more than one hundred square feet shall affix markers to be
placed within or along the perimeter of the area where pesticides will
be applied. Markers are to be placed so as to be clearly visible to
persons immediately outside the perimeter of such property. Markers
shall be posted at least twelve inches above the ground and shall be at
least four inches by five inches in size. Such markers shall be in both
the English and Spanish languages, and any other languages if the
commissioner deems it necessary pursuant to rules and regulations.
(ii) The markers required pursuant to this paragraph shall be in place
on the day during which the pesticide is being applied and shall
instruct persons not to enter the property and not to remove the signs
for a period of at least twenty-four hours. Such instruction shall be
printed boldly in letters at least three-eighths of an inch in height.
2. Any county not contained entirely within a city or any city with a
population of one million or more that adopts a local law pursuant to
the provisions of this section, shall, in addition to any authority
otherwise conferred in this chapter, have concurrent authority to
enforce such local law administratively, provided however that all
sanctions, which shall be assessed after providing a hearing or
opportunity to be heard, shall be as specified in section 71-2907 of
this chapter and shall be payable to and deposited with the enforcing
municipality.
2-a. Within twenty days after the adoption of a local law pursuant to
this section, the clerk or other officer designated by the legislative
body shall forward one certified copy thereof to the commissioner and
one to the attorney general.
2-b. Any local law adopted pursuant to this section shall take effect
on the first day of January after it shall have been adopted.
3. The commissioner of health shall review any emergency form
submitted pursuant to this section to ensure that the circumstance did
warrant such emergency application. Such forms shall be kept on file at
the department of health for three years from the date of application
and shall be made available to any person upon request.
* § 33-1005. Rules and regulations.
The commissioner shall have the power to promulgate the rules and
regulations necessary and appropriate to carry out the purposes of this
title.
* NB There are 2 § 33-1005's
TITLE 11 Protection of Grape Growing Areas
Petition for protection of a grape growing area.
1. The requirements for a petition for protection of a grape growing
area are as follows:
a. The petition must be in a form prescribed by the commissioner;
b. The petition must be signed by ten or more grape growers in the
same or contiguous towns in the state;
c. The petition must allege that the use of 2,4-D (2,4
Dichlorophenoxyacetic acid), 2,4-5-T (Trichlorophenoxyacetic acid) or
MCP (2 Methyl, 4 Chlorophenoxyacetic acid) in proximity to grape
vineyards or crops of grapes described in the petition has proved
harmful to the development of grapevines or the grape crop in the
affected area in the same or any prior year; and
d. The petition must request that the use of such chemical substances
be prohibited or restricted within the affected area.
2. In counting the required number of petitioners, joint tenants or
tenants by the entireties shall be counted as one signer.
3. The commissioner shall ascertain whether at least ten of the
signers of the petition are grape growers and owners of grape vineyards
within the affected area.
Public hearing.
1. If the commissioner determines that the petition is properly filed,
he shall hold a public hearing.
2. The commissioner shall give at least ten days' notice of the time
and place at which the hearing will be held, as follows:
a. By posting in at least five of the most public places within the
affected area; and
b. By notice by mail to each of the petitioners and to each
manufacturer, supplier and dealer furnishing the chemical substances
complained of within the affected area, so far as is known to the
commissioner, after diligent inquiry.
3. Proof of notice shall be evidenced by affidavit of the commissioner
appended to the minutes of the hearing at which the petition is
considered.
Orders.
1. If the commissioner finds, from testimony adduced, that:
a. There has been actual damage to grapevines or grape crops within
the affected area; and
b. Such damage was caused by the use of the chemical substance
complained of in the petition, and by that cause alone; and
c. Such use was upon lands within the affected area or in proximity to
the affected area, or upon the damaged crop itself; and
d. The commercial production of grapes within the affected area
constitutes a major source of agricultural income within the affected
area; then the commissioner may issue his order prohibiting or
restricting the use of 2,4-D (2,4-D Dichlorophenoxyacetic acid), 2,4-5-T
(Trichlorophenoxyacetic acid) or MCP (2 Methyl, 4 Chlorophenoxyacetic
acid) within or in proximity to the affected area for a period of time
to be specified in the order. The affected area may be altered by
description in the order of the commissioner, if the commissioner finds
that such alteration should be made to effectuate the purposes of the
petition. All restrictions upon the use of 2,4-D
(2,4-Dichlorophenoxyacetic acid), 2,4-5-T (Trichlorophenoxyacetic acid)
or MCP (2 Methyl, 4 Chlorophenoxyacetic acid) within or in proximity to
the affected area shall be set forth in the order with particularity.
2. The order shall continue in effect from year to year unless
modified or rescinded by the commissioner. Not later than February 15 of
each year, the commissioner shall give notice of the order by
publication in a newspaper of general circulation in the area affected.
The notice shall state the terms of the order in general language and
that the order will continue in effect for the period of time specified
in the order, unless a petition for modification or rescission of the
order, signed by ten or more grape growers or fifty or more persons not
grape growers in the affected area is filed with the commissioner on or
before March 1 of such year.
3. If a request for modification or rescission is received, the
commissioner shall hold a hearing after giving notice as provided in
section 33-1103. After the hearing, the commissioner shall make such
findings as the evidence adduced justifies and may continue, modify, or
rescind the order. If the commissioner modifies or rescinds the order,
he shall give notice of his action as provided in subdivision 4 of this
section.
4. All orders shall be effected upon posting the same prominently in
at least five of the most public places within the affected area. They
shall also be published in a newspaper having general circulation in the
areas affected but such publication shall not be a condition precedent
to their effectiveness.
TITLE 12 Pesticide Sales and Use Data Base and Recordkeeping and Reporting
Pesticide sales and use computer data base.
1. a. The department shall develop a pesticide sales and use computer
data base. The data base shall be maintained at the department.
b. Such data base shall consist of all information compiled from
reports submitted to the department pursuant to sections 33-1205 and
33-1207 of this title. Such reports shall be entered into and maintained
on a computerized data base and shall be updated annually. Information
obtained for and contained in the data base shall be accessible by
interested parties only to the extent permitted pursuant to the
provisions of subdivision two of this section and paragraph a of
subdivision 1 of section 33-1203 of this title.
2. The commissioner shall prepare an annual report summarizing
pesticide sales, quantity of pesticides used, category of applicator and
region of application. Pesticide data shall be compiled and reported by
both EPA registration number and by active ingredient. The commissioner
shall not provide the name, address, or any other information which
would otherwise identify a commercial or private applicator, or any
person who sells or offers for sale restricted use or general use
pesticides to a private applicator, or any person who received the
services of a commercial applicator. In accordance with article six of
the public officers law, proprietary information contained within such
record, including price charged per product, shall not be disclosed. The
report shall be posted on the department's website annually by December
thirty-first and be submitted to the governor, the temporary president
of the senate and the speaker of the assembly.
Access to pesticide information.
1. a. The commissioner shall, upon written request of an interested
party, in printed or electronic form, as requested by such party provide
the information on pesticides submitted to the department pursuant to
sections 33-1205 and 33-1207 of this title. Such information shall be
provided by county or counties, or five-digit zip code or codes as
selected by the interested party making the written request. Pesticide
data shall be provided by EPA registration number, product name and
active ingredient. The commissioner shall not provide the name, address,
or any other information which would otherwise identify a commercial or
private applicator, or any person who sells or offers for sale
restricted use or general use pesticides to a private applicator, or any
person who received the services of a commercial applicator. In
accordance with article six of the public officers law, proprietary
information contained within such record, including price charged per
product, shall not be disclosed. The provisions of this paragraph shall
not apply to the provision of pesticide data to the commissioner of
health, the health research science board and researchers pursuant to
title one-B of article twenty-four of the public health law.
b. The department shall, upon request from the department of health,
compile pesticide application information by nine-digit zip code and
provide the information to the commissioner of health for researchers
entitled to receive information pursuant to paragraph (d) of subdivision
one of section twenty-four hundred eleven of the public health law
provided, however, if the nine-digit zip code cannot be determined, the
information shall be compiled by town or city.
2. The fees for copies of information shall not exceed twenty-five
cents per photocopy not in excess of nine inches by fourteen inches, or
the actual cost of reproducing any information.
Recordkeeping and reporting.
1. All commercial applicators shall maintain pesticide use records for
each pesticide application containing the following:
a. EPA registration number;
b. product name;
c. quantity of each pesticide used;
d. date applied;
e. location of application by address (including five-digit zip code).
Such records shall be maintained for a period of not less than three
years. All commercial applicators shall file, at least annually, a
report or reports containing such information with the department in an
electronic format developed or accepted by the department consistent
with system file specifications or on scannable forms, if developed by
the department, on or before February first for the prior calendar year.
All commercial applicators shall also maintain corresponding records of
the dosage rates, methods of application and target organisms for each
pesticide application. These records shall be maintained on an annual
basis and retained for a period of not less than three years and shall
be available for inspection upon request by the department.
2. a. Every person who sells or offers for sale restricted use
pesticides to private applicators shall issue a record to the private
applicator of each sale of a restricted use pesticide or a general use
pesticide used in agricultural crop production to such applicator. Such
record of each sale shall include the following:
1. EPA registration number;
2. product name of the pesticide purchased;
3. quantity of the pesticide purchased;
4. date purchased;
5. location of intended application by address (including five-digit
zip code) or if address is unavailable by town or city (including
five-digit zip code) if the location of intended application differs
from the billing address that appears on the record.
Every person who sells or offers for sale restricted use pesticides to
private applicators shall file, at least annually, a report or reports
containing such information with the department in an electronic format
developed or accepted by the department consistent with system file
specifications or on scannable forms, if developed by the department, on
or before February first for the prior calendar year. The department
shall not use the reports filed pursuant to this paragraph for
enforcement purposes.
b. All private applicators shall maintain, at a minimum, records of
the restricted pesticides purchased, crop treated by such, method of
application, and date of application or applications. This information
shall be maintained on an annual basis and retained for a minimum of
three years, and shall be available for inspection upon request by the
department.
c. A private applicator shall, upon request, within six months,
provide site-specific information relating to pesticide applications to
any researcher entitled to receive information pursuant to paragraph (d)
of subdivision one of section twenty-four hundred eleven of the public
health law, provided, however, such request shall not be granted during
planting and harvesting unless at a time and in a manner that is
mutually convenient.
Recordkeeping and reporting by importers and manufacturers.
1. Each person manufacturing or compounding a registered restricted
use pesticide in this state, or importing or causing a registered
restricted use pesticide to be imported into this state for use,
distribution, or storage, shall maintain records of all sales within the
state during the preceding year of each restricted use pesticide product
which he or she has imported, manufactured or compounded. The record of
each restricted use pesticide product shall include:
a. EPA registration number;
b. container size; and
c. number of containers sold to New York purchasers.
2. Such records shall be maintained for a period of not less than
three years. All manufacturers and importers shall file an annual report
containing such information with the department in an electronic format
developed or accepted by the department consistent with system file
specifications on or before February first for the prior calendar year.
TITLE 13 Unlawful Acts
Unlawful acts.
It shall be unlawful:
1. For any person to distribute, sell, offer for sale or use within
this state or deliver for transportation or transport in intrastate
commerce or between points within this state through any point outside
this state any of the following:
a. Any pesticide which has not been registered pursuant to the
provisions of this article or any pesticide if any of the claims made
for it or any of the directions for its use differ in substance from the
representations made in connection with its registration, or if the
composition of a pesticide differs from its composition as represented
in connection with its registration; provided that in the discretion of
the commissioner a change in the labeling or formula of a pesticide may
be made within a registration period without requiring reregistration of
the product.
* b. Except as specified in regulation authorizing alternative
pesticide containers, any pesticide unless it:
(1) is in the registrant's or the manufacturer's unbroken immediate
container, and there is affixed to such container, and to the outside
container or wrapper of the retail package, if there be one, through
which the required information on the immediate container cannot be
clearly read, a label bearing (i) the name and address of the
manufacturer, registrant, or person for whom manufactured;
(ii) the name, brand, or trade-mark under which said article is sold;
and
(iii) the net weight or measure of the content; subject, however, to
such reasonable variations as the commissioner may permit; or
(2) meets the requirements of subparagraph one of this paragraph
except that the container has been accidently damaged during handling
prior to sale and the damage has been repaired by such person in
accordance with his or her own specific "minor repair program" approved
by the United States environmental protection agency pursuant to its
October ninth, two thousand nine pesticide container repair interim
policy. A copy of the approved program shall be forwarded to the
department within thirty days of approval and shall be kept at the
person's place of business and be available for department review upon
request.
* NB Effective until July 1, 2028
* b. Except as specified in regulation authorizing alternative
pesticide containers, any pesticide unless it is in the registrant's or
the manufacturer's unbroken immediate container, and there is affixed to
such container, and to the outside container or wrapper of the retail
package, if there be one, through which the required information on the
immediate container cannot be clearly read, a label bearing:
(1) The name and address of the manufacturer, registrant, or person
for whom manufactured;
(2) The name, brand, or trade-mark under which said article is sold;
and
(3) The net weight or measure of the content; subject, however, to
such reasonable variations as the commissioner may permit.
* NB Effective July 1, 2028
c. Any pesticide which contains any substance or substances in
quantities highly toxic to man, determined as provided in section
33-0303, unless the label shall bear, in addition to any other matter
required by this article:
(1) The skull and crossbones;
(2) The word "poison" prominently, in red, on a background of
distinctly contrasting color; and
(3) A statement of an antidote for the pesticide.
d. The pesticide commonly known as standard lead arsenate, basic lead
arsenate, calcium arsenate, magnesium arsenate, zinc arsenate, zinc
arsenite, sodium fluoride, sodium fluosilicate, and barium fluosilicate,
unless they have been distinctly colored or discolored as provided by
regulations issued in accordance with this article, or any other white
powder pesticide which the commissioner, after investigation of and
after public hearing on the necessity for such action for the protection
of the public health and the feasibility of such coloration or
discoloration, shall, by regulation, require to be distinctly colored or
discolored; unless it has been so colored or discolored; provided, that
the commissioner may exempt any pesticide to the extent that it is
intended for a particular use or uses from the coloring or discoloring
required or authorized by this section if he determines that such
coloring or discoloring for such use or uses is not necessary for the
protection of the public health.
e. Any pesticide which is adulterated or misbranded.
2. For any person to detach, alter, deface, or destroy, in whole or in
part, any label or labeling provided for in this article or regulations
promulgated hereunder, or to add any substance to, or take any substance
from, a pesticide in a manner that may defeat the purpose of this
article.
3. For any person to use for his own advantage or to reveal, other
than to the commissioner or proper officials or employees of the state
or to the courts of this state in response to a subpoena, or to
physicians, or in emergencies to pharmacists and other qualified
persons, for use in the preparation of antidotes, any information
relative to formulas of products acquired by authority of this article.
4. For any person to store or dispose of any pesticide, or of any
container which holds or has held a pesticide, except in compliance with
the rules and regulations of the commissioner.
5. For any person to distribute, sell, offer for sale, purchase for
the purpose of re-sale, or possess for the purpose of re-sale any
restricted use pesticide without a commercial permit issued by the
commissioner.
6. For a commercial permit holder to sell restricted use pesticides
except to the holder of a non-cancelled purchase permit or to the holder
of a commercial permit or a certified applicator.
7. For any person to purchase or possess, except for the purpose of
re-sale, or use any restricted use pesticide without a purchase permit
issued by the commissioner or without being a certified applicator.
8. For any person to engage in application of pesticides without a
pesticide applicator certificate registration issued by the
commissioner, except while working under the direct supervision of a
certified applicator.
8-a. For any person or business to engage in the business of applying
pesticides unless the business is registered by the commissioner.
9. For any person to use 2,4-D (2,4-Dichlorophenoxyacetic acid),
2,4-5-T (Trichlorophenoxyacetic acid) or MCP (2 Methyl, 4
Chlorophenoxyacetic acid) within or in proximity to an affected area, in
violation of an order of the commissioner prohibiting or restricting
such use.
10. For any person to remove or dispose of a seized or quarantined
pesticide by sale or otherwise without the commissioner's permission.
11. In cities with a population of one million or more, it shall be
unlawful to use any pesticide containing the active ingredient
4-aminopyridine, including but not limited to Avitrol.
12. For any state department, agency, public benefit corporation or
any pesticide applicator employed thereby as a contractor or
subcontractor to apply glyphosate on state property, provided that the
application of glyphosate on state property is permitted only for (a)
direct application in circumstances when there is no actual or
significant threat of direct human exposure and no effective and
practicable alternative, and (b) for the following uses, pursuant to
regulations promulgated by the department:
(i) to maintain critical infrastructure;
(ii) to manage roadside vegetation to ensure public safety;
(iii) habitat management for the control of invasive species
identified pursuant to title seventeen of article nine of this chapter,
pests of significant public health importance, noxious weeds designated
by the department as injurious to ecosystem health, and the protection
of critical native plant species; and
(iv) for research purposes to develop sustainable alternatives for
agricultural and environmental usages, as well as research regarding the
environmental motility of glyphosate.
The department shall post information on its website regarding
glyphosate usage pursuant to this section, including amount and
location, by April first of each year.
13. a. It shall be unlawful for any person to apply or treat outdoor
ornamental plants and turf, except for the production of agricultural
commodities or structural commercial applications within one foot of a
building foundation perimeter to manage structural pests provided that
the application is not conducted on any blooming plant, with a pesticide
containing:
(1) the active ingredients imidacloprid, thiamethoxam or acetamiprid
on or after December thirty-first, two thousand twenty-six;
(2) the active ingredients clothianidin or dinotefuran effective
December thirty-first, two thousand twenty-four.
b. (1) The provisions of paragraph a of this subdivision shall not
apply where the department, by written order, determines that:
(i) a valid environmental emergency exists;
(ii) the pesticide would be effective in addressing the environmental
emergency; and
(iii) no other, less harmful pesticide or pest management practice
would be effective in addressing the environmental emergency.
(2) Any such order shall include the basis for the department's
determination and specify the approved time period, geographic scope,
and purpose of the permitted use of such pesticide. An order issued
pursuant to this section shall be valid for a period not to exceed one
year.
c. The provisions of this subdivision shall not apply to pesticide
applications by, or under the supervision of, a certified applicator for
treatment against invasive species affecting woody plants.
d. For the purposes of this subdivision "environmental emergency"
means: an occurrence of any pest which presents a significant risk of
harm or injury to the environment, or significant harm, injury, or loss
to agricultural crops, including, but not limited to, any exotic or
foreign pest.
e. Applicators using a pesticide containing the active ingredients
imidacloprid, thiamethoxam, acetamiprid, clothianidin, or dinotefuran
pursuant to paragraph b or c of this subdivision must take a department
approved neonicotinoid course annually and maintain a record of this
course for three years.
Registration not a defense.
In no event shall registration of a pesticide, be construed as a
defense for the commission of any offense prohibited under subdivisions
1 through 7 of section 33-1301.
TITLE 15 Seizure
Pesticides which may be seized.
1. Any pesticide that is distributed, sold, offered for sale or used
within this state or delivered for transportation or transported in
intrastate commerce or between points within this state through any
point outside this state may be seized for confiscation or be made the
subject of a stop-use order:
a. If it is adulterated or misbranded, or if it has not been
registered as required under this article;
b. If it fails to bear on its label the information required by this
article;
c. If it is a white powder pesticide and is not colored as required
under this article;
d. If a permit required by this article has not been issued in respect
to such pesticide; or
e. If there is probable cause to believe a pesticide is being used in
violation of any provision of this article, title three of article
fifteen of this chapter or rules or regulations promulgated pursuant to
any such provision.
2. Whenever the commissioner or his duly authorized representative
shall find distributed, sold, exposed or offered for sale within this
state any pesticide which is adulterated or misbranded as defined in
this article, or which fails to bear on its label the information
required by this article, or which is not colored or registered as
required under this article, or for which a permit has not been issued
for its sale, offer for sale, purchase, possession or use as required by
this article, he may seize or destroy such pesticide.
3. Whenever the commissioner finds, or has probable cause to believe,
that a pesticide is being used in violation of any provision of this
article, title three of article fifteen of this chapter, or rules and
regulations promulgated pursuant thereto, the commissioner may issue a
stop-use order requiring the user of the pesticide immediately to cease
using such pesticide and immediately to remove such pesticide to the
specified location. Within thirty days of the issuance of a stop-use
order, the commissioner shall either rescind the stop-use order or
commence a proceeding to seize and destroy such pesticides.
Procedure following seizure.
1. Whenever the commissioner finds, or has probable cause to believe,
that any pesticide is adulterated or misbranded or improperly labeled,
or is not colored within the meaning of this article, or is not
registered as required under this article, or for which a permit has not
been issued for its sale, offer for sale, purchase, possession or use as
required by this article, he may affix to such pesticide a tag or other
appropriate marking giving notice that such pesticide is or is suspected
of being adulterated or misbranded, or improperly labeled, or not
colored, or not registered as required under this article, or for which
a permit has not been issued for its sale, offer for sale, purchase,
possession or use as required by this article, and has been quarantined,
and warning all persons not to remove or dispose of such pesticide, by
sale or otherwise, until permission for removal or disposal is given by
the commissioner or his duly authorized representative.
2. Before destruction of any pesticide following seizure or
quarantine, the commissioner shall give the owner, proprietor or
custodian of such pesticide ten days' notice in writing, to be served
either personally or by mail, of a hearing for the owner, proprietor, or
custodian, to show cause why such pesticide should not be destroyed or
otherwise disposed of in accordance with the provisions of law.
3. Following such hearing, the commissioner shall render a decision in
writing and filed with the department, and a copy thereof shall be
served either personally or by mail on the owner, proprietor, or
custodian of such pesticide, but formal findings of fact shall not be
required to be made or filed. The decision shall be subject to review
under article 78 of the Civil Practice Law and Rules instituted within
thirty days after receipt by the owner, proprietor or custodian of such
pesticide of a copy of the commissioner's decision.
4. Whenever any pesticide is seized or quarantined as provided in this
section, the destruction and disposition thereof, together with any
necessary storage, handling or other incidentals between the time of
seizure or quarantine and the destruction and disposition thereof, shall
be the responsibility, both financially and otherwise, of the owner,
proprietor or custodian of such pesticide; provided, however, that such
destruction and disposition shall be carried out only under the
direction and immediate supervision of the commissioner or his duly
authorized representative.
ARTICLE 34 Coastal Erosion Hazard Areas
Statement of findings.
1. Certain sections of the coastline of the state of New York are
prone to erosion from action of the adjacent water bodies. Such erosion
may be caused by the action of waves, currents running along the shore,
tides, wind-driven water and ice as well as human activities such as
construction and shipping. Such areas are also prone to erosion caused
by the wind, runoff of rain water along the surface of the land, or
groundwater seepage as well as by human activities such as construction,
navigation and certain forms of recreation.
2. Coastal erosion causes extensive damage to publicly and privately
owned property and to natural resources as well as endangering human
lives. When this occurs, individuals and private businesses suffer
significant economic losses, as does the state's economy, either
directly through property damage or indirectly through loss of economic
return. Large public expenditures may also be necessitated for the
removal of debris and damaged structures and replacement of essential
public facilities and services.
3. Man often contributes to erosion-related problems by building
without considering the potential for damage to property, by undertaking
activities which destroy natural protective features such as dunes or
vegetation and by building structures intended for erosion prevention
which may exacerbate erosion conditions on adjacent or nearby property,
and by water action produced by wakes from boats.
4. Programs to build erosion protective structures, either with
private or public funds, are costly, often only partially effective over
time, and may even be harmful to adjacent or nearby properties, and in
some sections of the state major erosion protective structures of great
length would be required to effectively reduce future damages due to
erosion.
Declaration of policy.
It is declared to be the public policy of the state of New York that:
1. Those areas of the state's coastline most prone to erosion hazards
should be identified.
2. Any activities, development or other actions in such erosion hazard
areas should be undertaken in such manner as to minimize damage to
property, and to prevent the exacerbation of erosion hazards. Such
actions may be restricted or prohibited if necessary to protect natural
protective features or to prevent or reduce erosion impacts.
3. Local governments should be encouraged to use all authorities that
can be applied within the identified erosion hazard areas to achieve
these objectives.
4. Public actions, such as the provision of additional municipal
services, which are likely to encourage new permanent activities or
development within coastal erosion hazard areas should not occur unless
such hazard areas have been protected by erosion protection structures
or non-structural measures which are most likely to prevent damage from
effects of erosion during the anticipated life of the proposed
activities or development.
5. Publicly-financed structures to minimize erosion damage should be
utilized only where necessary to protect human life, existing investment
in development or new development which requires a location within the
erosion hazard area or adjacent coastal waters to be able to function.
Both publicly and privately financed erosion protective structures
should be designed to minimize damage to other man-made property or to
natural protective features or to other natural resources; long term
costs of such structures should be carefully weighed against public
benefits before construction is undertaken.
Definitions.
1. "Activities or development" shall mean any land use, construction
or placement by any person of a structure, or any action which
materially alters the condition of land, including grading and
excavating or other disturbance of soil. The term shall include the
division of land into lots, parcels or sites.
2. "Coastal erosion" or "erosion" shall mean loss or displacement of
land along the coastline due to the action of waves, currents running
along the shore, tides, wind-driven water or water-borne ice or other
impacts of coastal storms. It shall also mean loss or displacement of
land along the coastline due to the action of wind, runoff of surface
waters, or groundwater seepage.
3. "Coastal erosion hazard area" or "erosion hazard area" shall mean
those areas of the coastline:
(a) Which are determined as likely to be subject to erosion within a
forty-year period. The inland boundary of such areas shall be determined
on the basis of shoreline recession analysis and other pertinent studies
and surveys by starting at the bluff edge or most landward point of
active erosion and measuring along a line which is normal to the line of
mean high water a distance which is forty times the long-term average
annual rate of shoreline recession, where such average annual recession
rate is at least one foot; or
(b) Which constitute natural protective features, the alteration of
which might reduce or destroy the protection afforded other lands
against erosion, or lower the reserves of sand or other natural
materials available to replenish storm losses through natural processes.
The erosion hazard area is to be identified as provided in section
34-0104 of this article and shall be the area within which new
activities or development shall be reviewed to effectuate the policies
and purposes of this article to minimize damage caused by erosion to
structures and to prevent damage to natural protective features caused
by activities or development, as provided for in section 34-0108 of this
article.
4. "Coastline" shall mean the lands adjacent to the state's coastal
waters, including lakes Erie and Ontario, the St. Lawrence and Niagara
rivers, the Hudson river south of the federal dam at Troy, the East
river, the Harlem river, the Kill van Kull and Arthur Kill, Long Island
sound and the Atlantic ocean, their connecting water bodies, bays,
harbors, shallows and marshes.
5. "Erosion protective structure" shall mean a structure specifically
designed to reduce or prevent erosion including man made protection
features created by landfill or deposition.
6. "Land" shall mean the earth, on or below the surface of the ground,
including water and air above.
7. "Local government" shall mean a village, town (outside the area of
any incorporated village), city or county.
8. "Natural protective features" shall mean without limitation,
beaches, dunes, shoals, bars, spits, barrier islands, bluffs and
wetlands; associated natural vegetation shall also be considered as part
of such natural protective features.
9. "Person" shall mean any individual, public or private corporation,
political subdivision, government agency, partnership, association,
firm, trust, estate or any other legal entity whatsoever.
10. "State agency" shall mean any department, bureau, commission,
board, public authority or other agency of the state, including any
public benefit corporation, any member of which is appointed by the
governor.
11. "Structure" shall mean any object constructed, installed or placed
on land or in water, including, but not limited to, buildings, permanent
sheds, mobile homes, tanks, bulkheads, piers, docks, groins, jetties and
any additions or alterations thereto.
12. "Significant fish and wildlife habitat" shall mean habitats which
are essential to the survival of a large portion of a particular fish or
wildlife population, support rare or endangered species, are found at a
very low frequency within a geographic area, support fish or wildlife
populations having significant commercial or recreational value or would
be difficult or impossible to replace.
Identification of coastal erosion hazard areas.
1. The commissioner shall as soon as practicable, but no later than
thirty months after the effective date of this article, after the
adoption of rules and regulations pursuant to subdivision one of section
34-0108 of this article, and in full cooperation with and consultation
with local governments in which such land is located prepare a
preliminary identification of the erosion hazard areas of the state's
coastline. The identification may, in the discretion of the
commissioner, be carried out on a regional basis, with priority given to
the identification of critical erosion areas. Such preliminary
identification shall include, for each such area, a map showing the area
subject to erosion, a statement of the long-term average annual rate of
loss of land in such area from erosion, if applicable, and an
identification of any land areas containing or comprising natural
protective features the alteration of which might reduce or destroy the
protection afforded other lands against erosion, or lower the reserves
of sand or other natural materials available to replenish storm losses
through natural processes.
2. Upon completion of a preliminary identification of an erosion
hazard area, the commissioner or his designated hearing officer shall
hold a public hearing in a place reasonably accessible to residents of
the affected area in order to afford an opportunity for any person to
propose changes in such preliminary identification. The commissioner
shall give notice of such hearing to each owner of record, as shown on
the latest completed tax assessment rolls, of lands included within such
area, and also to the chief executive officer and clerk of each local
government within the boundaries of which any portion of such area may
be located, by certified mail at least thirty days prior to the date set
for such hearing, and shall insure that a copy of the preliminary
identification is available for public inspection at a convenient
location in such local government. The commissioner shall also cause
notice of such hearing to be published at least once, not more than
thirty days nor fewer than ten days before the date set for such
hearing, in at least one newspaper having general circulation in the
area involved and in the environmental notice publication provided for
under section 3-0306 of this chapter.
3. After considering the testimony given at such hearings and the
potential erosion hazard in accordance with the purposes and policies of
this article, and after consultation with affected local governments,
the commissioner shall issue the final identification of the erosion
hazard areas. Such final identification shall not be made less than
sixty days from the date of the public hearing required by subdivision
two hereof. A copy of such final identification shall be filed in the
office of the clerk of each local government in which such area or any
portion thereof is located. Notice that such final identification has
been made shall be given each owner of lands included within the erosion
hazard area, as such ownership is shown on the latest completed tax
assessment rolls, by certified mail in any case where a notice by
certified mail was not sent pursuant to subdivision two of this section,
and in all other cases by first class mail. Such notice shall also be
given at such time to the chief executive officer of each local
government within the boundaries of which such erosion hazard area or
any portion thereof is located.
4. The commissioner shall review the boundaries of each erosion hazard
area identified pursuant to this section ten years from the date of its
identification and every ten years thereafter. The commissioner may
revise erosion hazard area maps not sooner than twelve months after the
occurrence of a major man made or natural event or a major coastal storm
if he determines that topographical changes or loss of structural
protection at the end of such a twelve month period and as a result of
such event or such storm justify, pursuant to the regulations of the
department, adjustment of the erosion hazard area boundary by
twenty-five feet or more. Following such review, the commissioner shall
adjust the boundaries of such erosion hazard area to effect any
additions, deletions or technical changes, or to reflect any changes due
to erosion, accretion or other natural or man-made changes. The
commissioner shall follow the procedures set forth in subdivisions two
and three of this section with respect to any lands which are proposed
to be added to or deleted from an erosion hazard area because of an
adjustment of the boundaries of such erosion hazard area pursuant to
this subdivision.
5. The commissioner shall maintain a current file of maps or
descriptions of all erosion hazard areas pursuant to this article, which
shall be available to the public for inspection and examination at the
regional office of the department in which the area is wholly or partly
located and in the office of the clerk of each local government in which
each such area or part thereof is located.
Local regulation of coastal erosion hazard areas.
1. Within six months after the date on which a final identification of
an erosion hazard area is filed with the clerk of a city, town or
village pursuant to subdivision three of section 34-0104 of this
article, such city, town or village shall submit to the commissioner an
erosion hazard area ordinance or local law applicable to that portion of
such area located within its jurisdiction. Then the commissioner shall
review and certify such regulations as being consistent with the
purposes of this article and in accordance with minimum standards
promulgated under section 34-0108 of this article. All such ordinances
or local laws shall include a map or other identification of the erosion
hazard area subject to regulation, and zoning regulations, subdivision
regulations, site plan approval regulations or any other applications of
the police power, as such regulations may be authorized by the municipal
home rule law or other state enabling legislation, for the reasonable
and prudent use of erosion hazard areas in accordance with minimum
standards promulgated by the commissioner pursuant to section 34-0108 of
this article. Nothing in this article shall be construed to increase the
powers of any city, town or village; provided, however, that to carry
out the purpose of this article, any regulations adopted in compliance
with the provisions of this subdivision may be made applicable to only
that portion of such city, town or village which is located within the
erosion hazard area. The commissioner shall provide whatever technical
assistance he may deem necessary for preparation of an ordinance or
local law pursuant to this section.
2. Such erosion hazard area ordinance or local law shall be subject to
public notification and review and, be submitted to the commissioner for
approval as to its consistency with the minimum standards promulgated
pursuant to section 34-0108 of this article; the commissioner shall act
to approve or disapprove such ordinance or local law within thirty
working days of its receipt. If the commissioner disapproves the
ordinance or local law, he shall notify the city, town or village in
writing of the reasons for such disapproval, or modification necessary
for approval. The commissioner shall issue findings as part of his
decision.
3. In the case of the commissioners disapproval of a local law or
ordinance under subdivision two of this section, the commissioner, at
his discretion, may extend the six month period for the adoption of an
erosion hazard area local law or ordinance for a reasonable time period
not to exceed an additional six months, during which time, the local
government may adopt and re-submit a new or modified local law or
ordinance to the commissioner for approval as provided in subdivision
two of this section. During such extension period, provisions of section
34-0106 of this article shall not apply.
4. Prior to the adoption of any amendment to an approved erosion
hazard area ordinance or local law, the local government shall notify
the commissioner, who shall within fifteen days after receipt of such
notification advise the local government whether such amendment conforms
to the minimum standards promulgated pursuant to section 34-0108 of this
article. Any amendment to such ordinance or local law that relates to
such minimum standards shall be subject to approval by the commissioner
as provided in subdivision two of this section.
5. The commissioner shall revoke his approval of an erosion hazard
area ordinance or local law if he determines, after notice and hearing
relative thereto, that the affected city, town or village has failed to
administer or enforce such ordinance or local law to adequately carry
out the purposes and policies of this article. In the event of such
revocation, the provisions of subdivision seven of section 34-0106 of
this article or the provisions of subdivision three of section 34-0107
of this article shall apply.
6. Where an application is made for any permit, variance or other form
of approval required pursuant to any local law or ordinance enacted or
adopted and approved by the commissioner pursuant to this section, for
any activity or development within a designated erosion hazard area, the
city, town or village to which such application is made shall ascertain
what, if any, other permit, variance or hearing procedures or
applications are required with regard to such activity or by any
governing body of the state or any of its subdivisions pursuant to any
federal, state or local law or ordinance. Such city, town or village, at
the request of the applicant, shall consolidate and coordinate said
application, permit, variance and hearing procedures, as required by
each such governing authority, into a single, comprehensive hearing and
review procedure with regard to such activity or development. However,
nothing contained in this section shall be deemed to limit or restrict
the state, its subdivisions or any other governing authorities, which
are properly a party to such consolidated review proceeding, from the
independent exercise of such discretionary authority with respect to the
issuance, denial or modification of such permits, variances or other
forms of approval as they may have been granted by law.
County regulation of coastal erosion hazard areas.
1. If a city, other than a city which wholly includes one or more
counties, a town or village fails to submit an erosion hazard area
ordinance or local law to the commissioner within the time specified in
subdivision one of section 34-0105 of this article, as such time may be
extended by the commissioner under subdivision three of such section or
if an ordinance or local law has been disapproved pursuant to
subdivision two of such section, the commissioner shall notify the clerk
of the legislative body of the county in which such city, town or
village is located. Within six months from receipt of such notification,
such county shall submit to the commissioner a county erosion hazard
area local law meeting the criteria specified in subdivision one of
section 34-0105 of this article, applicable to the erosion hazard area
of such city, town or village. Notwithstanding any other provisions of
law, whether general or special, or any provision of local law or
ordinance, to carry out the purposes of this section, counties shall,
within the erosion hazard area subject to such county local law, be
deemed to possess the same implementation powers as could be exercised
by the city, town or village within which the erosion hazard area is
situated. The commissioner shall provide whatever technical assistance
he may deem necessary for preparation of a local law pursuant to this
section.
2. Such county erosion hazard area local law shall be subject to
public notification and review and, be submitted to the commissioner for
approval as to its consistency with the minimum standards promulgated
pursuant to section 34-0108 of this article; the commissioner shall act
to approve or disapprove such local law within thirty working days of
its receipt. If the commissioner disapproves the local law, he shall
notify the county legislative body in writing of the reasons for such
disapproval or modification necessary for approval. The commissioner
shall issue findings as part of his decision.
3. In case of disapproval of a county erosion hazard area local law
under subdivision two of this section, the commissioner at his
discretion may extend the six month period for adoption of such local
law for a reasonable time period not to exceed an additional six months,
during which time, the county may adopt and re-submit a new or modified
county erosion hazard area local law to the commissioner for approval as
provided in subdivision two of this section.
4. Prior to the adoption of any amendment to an approved county
erosion hazard area local law, the county shall notify the commissioner,
who shall within fifteen days after receipt of such notification advise
the county whether such amendment relates to the minimum standards
promulgated pursuant to section 34-0108 of this article. Any amendment
to such local law that relates to such minimum standards shall be
subject to approval by the commissioner as provided in subdivision two
of this section.
5. Nothing in this section shall be construed to prohibit any city,
town or village from adopting and enforcing any ordinances or local
laws, or exercising any other lawful powers within any area governed by
an approved county erosion hazard area local law; provided, however,
that to the extent of any inconsistency between a city, town or village
ordinance or local law and an approved county erosion hazard area local
law, the latter shall apply.
6. In any city, town or village where there is in effect a county
erosion hazard area local law adopted pursuant to this section, nothing
herein shall be construed as preventing such city, town or village from
submitting, at any time, an erosion hazard area ordinance or local law
to the commissioner for approval pursuant to section 34-0105 of this
article. If such ordinance or local law is approved by the commissioner,
he shall immediately notify the affected county, and the county local
law shall cease to apply to the affected erosion hazard area from the
date of receipt by the county of such notification.
7. (a) If approval of a city (other than a city which wholly includes
one or more counties), town or village erosion hazard area ordinance or
local law is revoked by the commissioner pursuant to subdivision four of
section 34-0105 of this article, the commissioner may designate the
county in which such city, town or village is located to administer and
enforce such city, town or village ordinance or local law so as to
insure compliance of activities or development in the affected erosion
hazard area with the minimum standards promulgated pursuant to section
34-0108 of this article. Such county shall be deemed to possess all
administrative and enforcement powers included in such city, town or
village ordinance or local law.
(b) The commissioner shall reinstate approval of the city, town or
village ordinance or local law when the commissioner is satisfied that
the city, town or village will carry out the purposes and policies of
this article, at which time administration and enforcement by the county
pursuant to this subdivision shall cease, and the city, town or village
shall administer and enforce such ordinance or local law.
8. The commissioner shall revoke his approval of a county erosion
hazard area local law, or shall revoke his designation pursuant to
subdivision six of this section of a county to administer and enforce a
city, town or village ordinance or local law, if he determines, after
notice and hearing relative thereto, that the affected county has failed
to administer or enforce such ordinance or local law to adequately carry
out the purposes and policies of this article. In the event of such
revocation, the provisions of subdivision three of section 34-0107 of
this article shall apply.
9. Where an application is made for any permit, variance or other form
of approval required pursuant to any local law enacted and approved by
the commissioner pursuant to this section, for any activity or
development within a designated erosion hazard area, the county to which
such application is made shall ascertain what, if any, other permit,
variance or hearing procedures or applications are required with regard
to such activity or development by any governing body of the state or
its subdivisions pursuant to any federal, state or local law or
ordinance. Such county, at the request of the applicant, shall
consolidate and coordinate said application, permit, variance and
hearing procedures, as required by each such governing authority, into a
single, comprehensive hearing and review procedure with regard to such
activity or development. However, nothing contained in this section
shall be deemed to limit or restrict the state, its subdivisions, or any
other governing authorities, which are properly a party to such
consolidated review proceeding, from the independent exercise of such
discretionary authority with respect to the issuance, denial or
modification of such permits, variances or other forms of approval as
they may have been granted by law.
Department regulation of coastal erosion hazard areas.
1. If a city which wholly includes one or more counties fails to
submit an erosion hazard area local law or ordinance to the commissioner
within the time specified in subdivision one of section 34-0105 of this
article, as such time may be extended by the commissioner under
subdivision three of such section, or if such local law or ordinance has
been disapproved pursuant to subdivision two of such section, or if a
county fails to submit an erosion hazard area local law to the
commissioner within the time specified in subdivision one of section
34-0106 of this article as such time may be extended by the commissioner
under subdivision three of such section, or if a county local law has
been disapproved pursuant to subdivision two of such section, the
commissioner shall, within ninety days after such failure or
disapproval, as the case may be, issue and enforce regulations which
apply the minimum standards promulgated pursuant to section 34-0108 of
this article within the affected erosion hazard area.
2. Prior to the issuance of regulations applicable to a particular
erosion hazard area pursuant to subdivision one of this section, the
commissioner shall hold a public hearing thereon in the affected city,
town or village, and shall give at least fifteen days prior notice
thereof by publication at least once in a newspaper having general
circulation therein. The commissioner shall issue the regulations within
thirty days after the close of such hearing, shall publish a summary of
such regulations in a newspaper having general circulation in the
affected city, town or village, and shall make such regulations
available for public inspection. Such regulations shall not take effect
until thirty days after the filing thereof with the clerk of the
affected county.
3. If the commissioner does not designate, pursuant to subdivision
eight of section 34-0106 of this article, a county to administer and
enforce a city, town or village erosion hazard area ordinance or local
law for which approval has been revoked pursuant to subdivision five of
section 34-0105 of this article, or if the commissioner, pursuant to
subdivision seven of section 34-0106 of this article, revokes his
approval of a county erosion hazard area local law or, pursuant to such
subdivision revokes his designation of a county to administer and
enforce a city, town or village erosion hazard area ordinance or local
law, he shall administer and enforce the affected ordinance or local law
in such manner as to insure compliance of activities or development in
the affected erosion hazard area with the minimum standards promulgated
pursuant to section 34-0108 of this article. The commissioner may
designate such county to commence administration and enforcement of an
ordinance or local law subject to this subdivision upon receiving
satisfactory assurance that such administration and enforcement will be
undertaken in such manner as to adequately carry out the purposes and
policies of this article.
4. Nothing in this section shall be construed to prohibit any local
government from adopting and enforcing any ordinances or local laws, or
exercising any other lawful powers within any area governed by erosion
hazard area regulations adopted pursuant to this section; provided,
however, that to the extent of any inconsistency between a county, city,
town or village ordinance or local law and erosion hazard area
regulations adopted pursuant to this section, the latter shall apply.
5. In any city, town or village where there are in effect erosion
hazard area regulations issued by the commissioner pursuant to this
section, nothing herein shall be construed as preventing such city, town
or village from submitting, at any time, an erosion hazard area
ordinance or local law to the commissioner for approval pursuant to
section 34-0105 of this article, or for any county to provide such
regulation in absence of local law or ordinance, pursuant to section
34-0106 of this article. Before county assumption of such regulation,
there shall be notification given to the city, town or village of such
intention by the county, and any objections shall be reviewed and
considered by the commissioner before approving such county regulation.
When a county, city, town or village local law or ordinance is approved
by the commissioner, the erosion hazard area regulations issued by the
commissioner pursuant to this section shall cease to apply, and a notice
to that effect shall be filed with the clerks of the affected local
governments.
6. Consistent with the provisions and purposes of article seventy of
this chapter, where an application is made to the commissioner for a
permit pursuant to section 34-0109 of this article for any activity or
development within a designated erosion hazard area, the commissioner
shall ascertain what, if any, other permit, variance or hearing
procedures or applications are required with regard to such activity or
development by any governing body of the state or any of its
subdivisions pursuant to any federal, state or local law or ordinance.
The commissioner, at the request of the applicant shall consolidate and
coordinate said application, permit, variance and hearing procedures, as
required by each such governing authority, into a single, comprehensive
hearing and review procedure with regard to such activity or
development. However, nothing contained in this section shall be deemed
to limit or restrict the state, its subdivisions or any other governing
authorities, which are properly a party to such consolidated review
proceeding, from the independent exercise of such discretionary
authority with respect to the issuance, denial or modification of such
permits, variances or other forms of approval as they may have been
granted by law.
Rules and regulations.
1. After consultation with affected state agencies and representatives
of local governments, and after conducting public hearings and review of
any other comments submitted, the commissioner shall adopt rules and
regulations implementing the provisions of this article within one
hundred eighty days after the effective date hereof.
2. The rules and regulations adopted by the commissioner shall include
a procedure pursuant to which any owner of land in an erosion hazard
area identified pursuant to section 34-0104 of this article may appeal
from the inclusion of such land in such erosion hazard area. Such
procedure shall provide that the sole basis for such appeal shall be
technical information indicating either (a) that the long-term average
annual recession or other method used in identifying the erosion hazard
area was incorrect, or (b) that an area has been identified as a natural
protective area erroneously, and that the commissioner shall decide such
appeal within thirty days after receipt thereof, and shall adjust the
boundaries of the identified erosion hazard area or identified natural
protective features accordingly.
3. The rules and regulations adopted by the commissioner pursuant to
sections 34-0105, 34-0106 and 34-0107 of this article shall establish
minimum standards and criteria to be applied to activities or
development in erosion hazard areas. Such standards and criteria shall
be used to deny, condition or modify a proposed action, if necessary, to
implement the policies and purposes of this article. Standards and
criteria promulgated pursuant to this section shall include but shall
not be limited to:
(a) minimum setback requirements for structures within coastal erosion
hazard areas taking into consideration recession rates, the useful life
of the proposed structure, and the protection afforded by natural
protective features and existing erosion protection structures.
(b) regulation of activities or development, including placement of
erosion protection structures or use of non-structural measures so there
will be no measurable increase in erosion to the development site or at
other locations.
(c) regulation of activities or development, including placement of
erosion protection structures, so as to minimize adverse effects upon
natural protective features, existing erosion protection structures or
natural resources, such as significant fish and wildlife habitat.
(d) standards and criteria shall provide that erosion protection
structures that are proposed for construction or reconstruction shall
have a reasonable probability of controlling long-term erosion on the
immediate site for a period of at least thirty years and that a
long-term maintenance program is provided for such structures; however
such standards and criteria may allow for such protection structures to
be constructed of materials which by themselves have a working life of
less than thirty years, when the maintenance program assures that they
will be regularly maintained and replaced as necessary to attain the
required thirty years of erosion protection.
(e) restoration and stabilization standards for activities which are
to be undertaken in connection with activities or development to insure
that land areas are maintained and where necessary restored to minimize
erosion on the site or to other nearby lands.
4. The rules and regulations shall provide procedure pursuant to which
the strict application of their standards and criteria may be varied or
modified in cases where practical difficulty or unnecessary hardship is
shown, provided that in granting any such variance, the following
criteria are met:
(a) for any proposed activities and development where public funds are
utilized the public benefits clearly outweigh the long-range adverse
effects.
(b) no reasonable prudent alternative site is available.
(c) all responsible means and measures to mitigate adverse impacts on
natural systems in the area have been incorporated into the project
design and will be implemented at the developer's expense.
(d) the development will be reasonably safe from flood and erosion
damage.
(e) the variance provided will be the minimum necessary to overcome
the practical difficulty or unnecessary hardship which was the basis for
requesting such variance.
5. Notwithstanding section 34-0105 or 34-0106 of this article, in the
case of any department, bureau, commission, board or other agency of the
state, or any public benefit corporation, any member of which is
appointed by the governor, a permit shall be obtained from the
department pursuant to section 34-0109 of this article provided,
however, in cases where there is a local law or ordinance in effect the
commissioner shall make a finding prior to the issuance of the permit
that the conditions of such local law or ordinance have been met,
insofar as such conditions relate to the standards and criteria adopted
pursuant to section 34-0108 of this article.
Administration; applications for permits.
1. Applicability. (a) Where the commissioner has, pursuant to
subdivision one of section 34-0107 of this article, issued regulations
which apply the minimum standards promulgated pursuant to section
34-0108 of this article to activities or development within any erosion
hazard area, any person proposing to undertake activities or development
subject to such regulations shall obtain a permit as provided in this
section.
(b) A proposed activity or development in an erosion hazard area shall
be deemed an action that is likely to require the preparation of an
environmental impact statement pursuant to subparagraph (i) of paragraph
(c) of subdivision two of section 8-0113 of this chapter.
2. Applications for permits. (a) An application for a permit shall be
submitted in such form and manner as the commissioner may prescribe, and
shall contain a detailed description of the proposed development which
is sufficient to enable the commissioner to make the findings and
determinations required by this section.
(b) Review by the commissioner of applications for permits pursuant to
this section shall be governed by the provisions of article seventy of
this chapter.
3. Decision. (a) No permit shall be granted pursuant to this section
unless the commissioner shall find that the proposed activity complies
with the minimum standards promulgated pursuant to section 34-0108 of
this article as such standards are applied to the affected erosion
hazard area by the regulations issued by the commissioner pursuant to
section 34-0107 of this article.
(b) In granting a permit, the commissioner may limit such permit or
impose reasonable conditions or limitations designed to carry out the
public policy set forth in this article. Upon a finding that the
applicant has a record of non-compliance with the terms and conditions
of permits, the commissioner may require a bond or other form of
financial security in amount and with surety and conditions satisfactory
to him to secure compliance with the terms, conditions and limitations
set forth in the permit. The commissioner may suspend or revoke a permit
if he finds that the applicant has not complied with any of the terms,
conditions or limitations set forth in the permit.
Provision of technical assistance.
The commissioner shall encourage and assist affected local governments
in the preparation and implementation of erosion hazard area ordinances
and local laws. When an erosion hazard area has been identified pursuant
to section 34-0104 of this article, the commissioner shall provide to
the affected local governments whatever technical assistance may be
necessary to enable such local governments to prepare and adopt erosion
hazard area ordinances or local laws meeting the requirements of section
34-0105 of this article or section 34-0106 of this article, as the case
may be. Such efforts shall include, as may be necessary, maps, model
erosion hazard area regulations, and other information.
Severability.
The provisions of this article shall be severable, and if any clause,
sentence, paragraph, subdivision or part of this article shall be
adjudged invalid by a court of competent jurisdiction, such order or
judgment shall be confined in its operation to the controversy in which
it was rendered, and shall not affect or invalidate the remainder of any
provision of any section or the application of any part thereof to any
other person or circumstance.
Judicial review.
Any person aggrieved by an act, order, determination or decision of
the commissioner made pursuant to this article may seek judicial review
pursuant to article seventy-eight of the civil practice law and rules in
the supreme court for the county in which the erosion hazard area
affected is located.
Applicability.
The provisions of this article shall not apply to any activities or
development for which final approval shall have been obtained from the
local government or other authorities having jurisdiction over such
activities or development, if such final approval was obtained prior to
the date of approval of erosion hazard area regulations by the
commissioner pursuant to section 34-0105 or 34-0106 of this article, or
promulgation of such regulations pursuant to section 34-0107 of this
article. As used in this section, the term "final approval" shall mean:
1. in the case of subdivision of land, conditional or preliminary
approval of such plat pursuant to section two hundred seventy-six of the
town law, section 7-728 of the village law or section thirty-two of the
general city law; provided, however, that final plat approval is granted
within six months of preliminary plat approval.
2. in the case of a site plan not involving the subdivision of land,
approval by the appropriate body or office of a city, town or village of
the site plan.
3. in those cases not covered by subdivision one or two of this
section, the issuance of a building permit or other authorization for
the commencement of the activities or development for which such permit
or authorization was issued or in those local governments which do not
require such permits or authorizations, the actual commencement of the
activities or development.
ARTICLE 35 Detergents and Other Household Cleansing Products
Scope of article.
By the enactment of this article the state fully exercises the
exclusive right to regulate and control the labelling and ingredients of
household cleansing products distributed, sold, offered, or exposed for
sale in this state, within the scope and limitations of this article.
The terms "regulation" and "control" include prohibitions or other
restrictions on the distribution, sale, offering or exposing for sale of
such products in this state. In order to assure statewide uniformity,
such regulation and control by any political subdivision of the state of
such products is prohibited after June 25, 1971 provided, however, that
any such regulation and control in effect on June 1, 1971 shall be
unaffected by this section.
Definitions.
The following terms, whenever used or referred to in this article,
shall have the following meaning unless a different meaning clearly
appears from the context:
1. "Household cleansing product" means any product, including but not
limited to soaps and detergents, containing a surfactant as a wetting or
dirt emulsifying agent and used primarily for domestic or commercial
cleaning purposes, including but not limited to, the cleansing of
fabrics, dishes, food utensils and household and commercial premises.
Household cleansing product shall not mean foods, drugs, cosmetics,
insecticides, fungicides and rodenticides or cleansing products used
primarily in industrial manufacturing, production and assembling
processes as provided by the commissioner by rule and regulation.
2. "Person" means any individual, partnership, firm or corporation.
3. "Phosphorus" means elemental phosphorus.
4. "Commercial establishment" means any premises used for the purpose
of carrying on or exercising any trade, business, profession, vocation,
or commercial or charitable activity, including but not limited to
laundries, hospitals, and food or restaurant establishments.
Distribution and sale of household cleansing products;
possession or use of household cleansing products
containing phosphorus by commercial establishments
restricted.
1. No person shall distribute, sell, offer or expose for sale in this
state any household cleansing product unless its wrapper or container
shall be plainly labeled as provided in this subdivision. The
commissioner may by rule or regulation exempt products shipped or
distributed in bulk from provisions of this subdivision. The wrapper or
container of every household cleansing product must list the weight of
each ingredient which the commissioner determines may affect adversely
human health or the environment, including but not limited to
phosphorus. Such listing shall be by percentage of total weight of such
product and by grams per recommended use, in descending order of
predominance. Labeling of ingredients shall be in accordance with the
nomenclature established by regulation of the commissioner. The
percentage by weight in the container and the weight in grams per
recommended use level of each ingredient shall be expressed to at least
two significant figures or as specified by the commissioner. Analyses to
determine actual composition shall be performed in accordance with rules
and regulations of the commissioner.
2. a. (1) No household cleansing product, except those used in
dishwashers, food and beverage processing equipment, and dairy
equipment, shall be distributed, sold, offered or exposed for sale in
this state which contains a phosphorus compound other than such trace
concentrations as may be authorized by the commissioner by regulation.
(2) No household cleansing product used in dishwashers shall be
distributed, sold, offered or exposed for sale in this state which
contains a phosphorus compound in excess of five-tenths percent by
weight expressed as phosphorus.
(3) No household cleansing product used in food and beverage
processing equipment and dairy equipment shall be distributed, sold,
offered or exposed for sale in this state which contains a phosphorus
compound in excess of eight and seven-tenths percent by weight expressed
as phosphorus.
b. No owner, occupant, or person in control of a commercial
establishment shall possess or use or authorize any other person by way
of service contract or other arrangement to possess or use in this state
any household cleansing product which contains a phosphorus compound in
excess of the amount allowed for such product under paragraph a of this
subdivision.
3. No person shall distribute, sell, offer or expose for sale in this
state any household cleansing product which does not comply with
regulations of the commissioner promulgated pursuant to subdivision 3 of
section 35-0107.
4. No household cleansing product shall be distributed, sold, offered
or exposed for sale in this state which contains 1,4-dioxane other than
such trace concentrations; such trace concentrations shall not exceed
two parts per million by December thirty-first, two thousand twenty-two;
and further, shall not exceed one part per million by December
thirty-first, two thousand twenty-three.
5. No later then May first, two thousand twenty-five, and every two
years thereafter, the department, in consultation with the department of
health, shall review such trace concentration thresholds and determine
whether such concentrations shall be lowered to better protect human
health and the environment.
6. A manufacturer of a household cleansing product, otherwise subject
to the requirements of subdivision four of this section, may apply to
the department for a one-year waiver from such requirements for a
specific household cleansing product, upon such proof that the
manufacturer has taken steps to reduce the presence of 1,4-dioxane in
that product and is unable to comply with the requirements of
subdivision four of this section. Thereafter, a manufacturer may apply
for one additional one-year waiver for such product, upon such the
satisfaction of such similar proof.
7. The department is authorized to promulgate such rules and
regulations as it shall deem necessary to implement the provisions of
this section, including rules and regulations with respect to any
allowable trace concentrations.
Powers and duties of commissioner.
1. The commissioner is hereby authorized to promulgate regulations
requiring manufacturers of household cleansing products distributed,
sold or offered for sale in this state, to furnish to the commissioner
for the public record as herein provided information regarding such
products in a form prescribed by the commissioner including the nature
and extent of investigations and research performed by the manufacturer
concerning the effects of such products on human health and the
environment. These reports shall be available to the public at the
department of environmental conservation, except those portions the
manufacturer determines, subject to the approval of the commissioner,
would be, if disclosed, seriously prejudicial to the manufacturer's
legitimate interest in trade secrets and economics of operation.
2. No later than February 1, 1973 the commissioner shall prepare and
submit a comprehensive report to the governor and legislature on the
status of progress made in research and development to provide a safe
and effective substitute for phosphates in household cleansing products.
3. Whenever the commissioner finds, after investigation, that any
ingredient of household cleansing products distributed, sold, offered or
exposed for sale in this state, other than an ingredient for which
limitations are set forth in subdivision 2 of section 35-0105, will or
is likely to materially affect adversely human health or the
environment, he may, after public hearing, restrict or limit by
regulation the use of such ingredient in such products.
Notice of public hearing held pursuant to this article;
hearing procedure.
1. Notice of public hearing shall be by publication in two newspapers
most likely to give notice to the people of this state of such hearings
at least once in each of three successive weeks, provided, however, that
notice of public hearing shall be given to the manufacturer or
manufacturers of such household cleansing products in writing, whenever
practicable or in such other form as in the commissioner's judgment will
reasonably notify such manufacturer of said hearing. Such hearing shall
not be conducted less than sixty days following the date of first
publication of notice of such hearing.
2. The commissioner may adopt other appropriate regulations
prescribing the procedures to be followed at such hearings.
ARTICLE 36 Participation In Flood Insurance Programs
Declaration of findings.
The legislature finds and declares that:
1. It is in the interest of the people of this state to provide for
participation in the national flood insurance program as enacted by the
congress of the United States;
2. The essence of the national flood insurance program is the
regulation of land uses within areas identified by the director of the
federal emergency management agency as areas of special flood hazard.
Land use regulation is principally a matter of local concern; therefore,
local governments have the principal responsibility for enacting
appropriate land use regulations that will meet federal standards and
permit the sale of flood insurance in such communities;
3. Providing for the availability of flood insurance for all residents
of the state is the policy of the state; all local governments with land
use jurisdiction over any area of special flood hazard must comply with
all national flood insurance program requirements so that the residents
of such local communities may purchase flood insurance; and
4. All publicly owned facilities within any identified area of special
flood hazard must be in compliance with the national flood insurance
program requirements.
Definitions.
1. "Area of special flood hazard" means any area subject to a one
percent or greater chance of flooding in any given year as determined by
the federal emergency management agency.
2. "Local government with land use jurisdiction" means a city; a town
as to all areas within such town outside the limits of any village; and
a village.
3. "National flood insurance program" means that act of congress
codified as chapter fifty of title forty-two of the United States code,
all acts amendatory thereof and all regulations promulgated thereunder.
Local responsibility.
1. Every local government with land use jurisdiction over any area of
special flood hazard that was, prior to the effective date of this
article, a participant in the national flood insurance program shall
continue to maintain such participation in the national flood insurance
program.
2. Every local government with land use jurisdiction over any area of
special flood hazard that was not, prior to the effective date of this
article, directly participating in the national flood insurance program
but was relying on state administration of the minimum land use
regulations necessary to meet the requirements of the national flood
insurance program, must apply for and complete all requirements for
participation in the national flood insurance program.
3. Any local government that, after the effective date of this
article, is notified by the federal emergency management agency of the
existence of an area of special flood hazard within the bounds of such
local government shall promptly, within the time frames required by the
national flood insurance program, apply for and complete all
requirements for participation in the national flood insurance program.
4. Any local government that, prior to the effective date of this
article, was notified by the federal emergency management agency of the
existence within its bounds of an area of special flood hazard and that
has not qualified as of the effective date of this article for
participation in the national flood insurance program shall, within the
time frames required by the national flood insurance program, apply for
and complete all requirements for participation in the national flood
insurance program.
Powers of local governments.
Notwithstanding any other law:
1. All local governments with land use jurisdiction over any area of
special flood hazard shall, and are authorized to, take any action
necessary to achieve and maintain participation in the national flood
insurance program.
2. Any local law or ordinance adopted for the purpose of qualifying a
local government as a participant in the national flood insurance
program shall apply to any construction or improvement undertaken within
any such local government by any county, city, town, village, school
district or public improvement district.
Sanctions.
Any local government with land use jurisdiction that fails to qualify
for participation in the national flood insurance program, or that has
had its participation terminated by the federal emergency management
agency, faces sanctions under federal law including, in areas of special
flood hazard, ineligibility for flood disaster aid, ineligibility for
federally provided loans or federally guaranteed financing, including
residential and other mortgages granted by any banking institution that
is a member of the federal deposit insurance corporation or other
federal instrumentality. The state of New York will cooperate with the
federal government in the enforcement of these sanctions.
Flood hazard evaluation of state facilities, lands and
programs.
1. State agencies shall take affirmative action to minimize flood
hazards and losses in connection with state-owned and state-financed
buildings, roads and other facilities, the disposition of state land and
properties, the administration of state and state-assisted planning
programs, and the preparation and administration of state building,
sanitary and other pertinent codes. Such action shall include, but not
be limited to, requirements for the evaluation and reduction of flood
hazards in the siting, planning, construction and maintenance of such
facilities and the administration of such programs; needed and
economically feasible flood-proofing and other protective measures of
existing state facilities; and appropriate flood hazard restrictions
binding upon purchasers and persons acquiring state lands and
properties, or interests therein, and their successors.
2. The commissioner shall assist state agencies in determining and
evaluating flood hazards and alternative protective measures, and shall
promulgate regulations, in consultation with the director of the budget,
to govern the review by the commissioner of potential flood hazards at
proposed construction sites of state, and state-financed facilities.
Such regulations shall ensure that reviews thereunder shall be
coordinated with those of appropriate environmental impact statements,
project notification and review systems, and state capital construction
funding requests.
3. The department, pursuant to designation by the governor, shall act
as the state coordinating agency for the national flood insurance
program in order to assist in its review of state agency activities and
to serve as a resource for local governments.
Miscellaneous.
1. In order to assure the continued availability of flood insurance in
any community described in subdivision two or four of section 36-0105 of
this article while it completes the process of qualifying as a
participant in the national flood insurance program, the department is
authorized and directed to provide technical assistance necessary to
enable such local governments to assume their responsibilities in as
expeditious a manner as possible.
2. The commissioner shall review, and appropriately amend or repeal,
all regulations of the department relating to the implementation of the
former article thirty-six of the environmental conservation law which
was repealed by the same chapter of the laws of nineteen hundred
ninety-two that enacted this article thirty-six.
3. Nothing contained in this article shall be construed to affect the
validity of any local law or ordinance heretofore enacted by any local
government.
4. If any provision of this article or the application thereof to any
person or circumstances shall be adjudged invalid by a court of
competent jurisdiction, such order or judgment shall be confined in its
operation to the controversy in which it was rendered, and shall not
affect or invalidate the remainder of any provision of any section or
the application of any part thereof to any other person or circumstances
and to this end the provisions of this article are hereby declared to be
severable.
ARTICLE 37 Substances Hazardous or Acutely Hazardous to Public Health, Safety or the Environment
TITLE 1 Substances Hazardous to the Environment
Definitions.
As used in this article, unless the context requires otherwise:
1. "Oral LD (rat) toxicity" means a calculated dose of a substance
which is expected to cause the death of fifty percent of an experimental
rat population when administered orally.
2. "Inhalation LC (rat) toxicity" means a calculated concentration of
substance in air, exposure to which is expected to cause death of fifty
percent of an experimental rat population when inhaled.
3. "Dermal LD (rabbit) toxicity" means a calculated dose of a
substance which is expected to cause the death of fifty percent of an
experimental rabbit population when applied to the skin.
4. "Brominated flame retardants" refers generally to any product
containing a mixture of chemicals known as brominated diphenyl ether to
prevent, reduce or retard the risk of fire in electronic devices,
furniture, and textiles.
5. "Polybrominated diphenyl ether" (PBDE) is a mixture of brominated
diphenyl ethers, usually marketed as pentabromodiphenyl ether or
octabromodiphenyl ether, according to how many hydrogen atoms in the
diphenyloxide structure are replaced with bromine atoms.
6. "Process", as used in section 37-0111 of this title, shall not
include the processing of metallic recyclables containing
pentabrominated diphenyl ether or octabrominated diphenyl ether that is
conducted in compliance with all applicable federal, state, and local
laws.
7. "Perfluoroalkyl and polyfluoroalkyl substances" or "PFAS" shall
mean a class of fluorinated organic chemicals containing at least one
fully fluorinated carbon atom.
Lists of substances hazardous or acutely hazardous to public
health, safety or the environment.
1. No later than two years from the date on which this section as
hereby amended takes effect, the commissioner shall promulgate and
thereafter from time to time amend regulations consistent with the state
administrative procedure act which contain:
(a) A list of substances hazardous to the public health, safety or the
environment, as required by paragraph (b) of subdivision ten of section
71-2702 of this chapter, which meet the following criteria:
(i) because of their quantity, concentration, or physical, chemical or
infectious characteristics cause physical injury or illness when
improperly treated, stored, transported, disposed of, or otherwise
managed; or
(ii) pose a present or potential hazard to the environment when
improperly treated, stored, transported, disposed of, or otherwise
managed; or
(iii) because of their toxicity or concentration within biological
chains, present a demonstrated threat to biological life cycles when
released into the environment.
(b) A list of substances acutely hazardous to public health, safety or
the environment, as required by paragraph (b) of subdivision eleven of
section 71-2702 of this chapter, which meet the following criteria:
(i) A. have an oral LD (rat) toxicity of less than 50 milligrams per
kilogram; or
B. have an inhalation LC (rat) toxicity of less than 2 milligrams per
liter; or
C. have a dermal LD (rabbit) toxicity of less than 200 milligrams per
kilogram; or
(ii) cause or are capable of causing death, serious illness or serious
physical injury to any person or persons as a consequence of release
into the environment.
2. In promulgating a list pursuant to paragraph (a) of subdivision one
of this section, the commissioner shall include the following:
(a) substances whose manufacture, processing, contribution in
commerce, use, possession or disposal is banned, prohibited or limited
pursuant to the federal Toxic Substances Control Act (15 U.S.C. 2601 et
seq.) as of January 1, 2008, as amended from time to time;
(b) substances and pesticides whose use or possession is prohibited
pursuant to the federal Insecticide, Fungicide and Rodenticide Act (7
U.S.C. 135 et seq.) as of January 1, 2008, as amended from time to time;
and
(c) substances defined as hazardous substances pursuant to the federal
Comprehensive Environmental Response, Compensation and Liability Act (26
U.S.C. 4611 et seq.; 42 U.S.C. 9601 et seq.) as of January 1, 2008, as
amended from time to time.
Rules and regulations.
The department is hereby authorized to promulgate rules and
regulations pertaining to the storage and release to the environment of
substances hazardous or acutely hazardous to public health, safety or
the environment. Such rules and regulations may require the users of
substances which may meet the criteria upon which the lists referred to
in paragraphs (a) and (b) of subdivision one of section 37-0103 of this
chapter are based to furnish to the department for the public record any
information regarding such substances which the said user may have, and
the nature and extent of research performed by said user concerning the
effects of such substances on human health and the environment. Prior to
promulgation of rules and regulations hereunder, public hearings shall
be held upon notice in two newspapers in the locality of said public
hearings, at least two times per week in each of three successive weeks.
Such hearings shall be conducted not less than sixty (60) days following
the date of last publication.
Prohibition against storage or release.
No person shall store or release to the environment substances
hazardous or acutely hazardous to public health, safety or the
environment in contravention of rules and regulations promulgated
pursuant hereto.
Chromated copper arsenate pressure treated lumber; public
facilities.
1. The state, and any political subdivision thereof, school district,
board of cooperative educational services or public authority, and any
agency of any such entity shall be prohibited from constructing, any
structure on any playground owned or operated by such an entity, which
uses lumber which is pressure treated with chromated copper arsenate.
2. The state, and any political subdivision thereof, school district,
board of cooperative educational services or public authority, and any
agency of any such entity shall maintain and operate all (a) structures
constructed with lumber which is pressure treated with chromated copper
arsenate, which is on any playground owned or operated by such an
entity, or (b) picnic tables constructed with lumber which is pressure
treated with chromated copper arsenate, which is on any facility owned
or operated by such an entity, in such a manner as to minimize chromated
copper arsenate from leaching from such structure or picnic table. Every
such entity shall maintain the ground cover surrounding any such
structure or picnic table in a manner to minimize exposure to potential
chromated copper arsenate contamination.
3. The commissioner shall compile and publish information on the
dangers and hazards to public health and the environment of the use of
chromated copper arsenate pressure treated lumber. In addition, the
commissioner shall compile and publish a list of less toxic materials
which may be used as an alternative to the use of chromated copper
arsenate pressure treated lumber. The department shall also compile and
publish information on non-toxic methods and materials that are
available to adequately maintain playground structures and picnic tables
constructed with chromated copper arsenate pressure treated lumber in a
manner that minimizes chromated copper arsenate from leaching from such
structures and picnic tables. The department shall insure that the
information compiled and published pursuant to this subdivision is
widely disseminated to the general public.
Prohibition against brominated flame retardants.
1. Manufacture, process, or distribution of brominated flame
retardants. (a) No person shall manufacture, process or distribute in
commerce a product, or a flame-retardant part of a product, containing
more than one-tenth of one per centum of pentabrominated diphenyl ether
or octabrominated diphenyl ether, by mass.
(b) The commissioner may waive the provisions of this section in whole
or in part upon a finding by the commissioner, in consultation with the
commissioners of health and labor in a particular instance that there is
no significant threat to the public health.
2. Administration. (a) The commissioner is hereby authorized and
directed to prescribe such rules and regulations, including provisions
for maintenance of records relating to products, fabrics or related
materials, and for the labeling for a product, fabric or related
material, as may be necessary and proper for purposes of administration
and enforcement of this article.
(b) The commissioner is hereby empowered to order the recall of or
confiscation of consumer products offered for sale which do not meet the
standards set forth in or pursuant to this section.
(c) The commissioner may obtain from any person by regulation or
subpoena issued pursuant thereto such information in the form of
testimony, books, records, or other writings as is pertinent to the
findings or determinations which he or she is required or authorized to
make pursuant to this section.
All information reported to or otherwise obtained by the commissioner
or his or her representative pursuant to this section which information
contains or relates to a trade secret shall be considered confidential,
except that such information may be disclosed to other officers or
employees concerned with carrying out this section or when relevant in
any proceeding under this section.
3. Guaranty. (a) No person shall be subject to prosecution under this
section if such person: (1) establishes a guaranty received in good
faith signed by and containing the name and address of the person
residing in the United States by whom the product, fabric or related
material guaranteed was manufactured or from whom it was received, to
the effect that reasonable and representative tests showing that the
product, fabric or related material covered by the guaranty, or used in
the product, fabric or related material covered by the guaranty meets
the requirements of this section; and (2) has not, by further
processing, affected the flammability of the product, fabric or related
material covered by the guaranty which he or she received. Such guaranty
shall be either: (A) a separate guaranty specifically designating the
product, fabric or related material guaranteed, in which case it may be
on the invoice or other paper relating to such product, fabric or
related material; or (B) a continuing guaranty filed with the department
or with the federal trade commission applicable to any product, fabric
or related material handled by a guarantor, in such form as the
department or the federal trade commission by rules or regulations may
prescribe; or (C) a continuing guaranty given by seller to buyer
applicable to any product, fabric or related material sold or to be sold
to buyer by seller in a form as the department or the federal trade
commission by rules or regulations may prescribe.
(b) The furnishing with respect to any product, fabric or related
material, of a false guaranty, except by a person relying upon a
guaranty to the same effect received in good faith and signed by and
containing the name and address of the person residing in the United
States by whom the product, fabric or related material guaranteed was
manufactured or from whom it was received, with reason to believe the
product, fabric or related material falsely guaranteed may be
introduced, sold or transported in commerce, is unlawful.
4. Exclusions. (a) The provisions of this section shall not apply to
any common carrier, contract carrier or freight forwarder with respect
to a product, fabric or related material shipped or delivered for
shipment through the state for commerce in another state or country.
(b) As used in this section, "distribute in commerce" shall not
include the resale of products manufactured prior to January first, two
thousand six or replacement parts manufactured prior to January first,
two thousand six.
5. Violations. A violation of any provision of this section or any
rule or regulation of the commissioner promulgated hereunder is a
misdemeanor. Each product, fabric or related material made, sold or
exposed for sale, shall constitute a separate violation.
6. Severability. The provisions of this section shall be severable and
and if any portion thereof or the applicability thereof to any person or
circumstances shall be held to be invalid, the remainder of this title
and the application thereof shall not be affected thereby.
Lead and mercury-added wheel weights; prohibited.
1. On and after April first, two thousand eleven any person replacing
or balancing a tire on a motor vehicle required to be registered under
article fourteen of title four of the vehicle and traffic law, shall not
use a wheel weight or other product for balancing motor vehicle wheels
if the weight or other balancing product contains more than 0.1 percent
lead by weight.
2. On and after April first, two thousand eleven, a person shall not
sell or offer to sell or distribute weights or other products for
balancing motor vehicle wheels if the weight or other balancing product
contains more than 0.1 percent lead by weight.
3. On and after April first, two thousand twelve, a person may not
sell a new motor vehicle that is equipped with a weight or other product
for balancing motor vehicle wheels if the weight or other balancing
product contains more than 0.1 percent lead by weight.
4. On or after April first, two thousand eighteen, any person
replacing or balancing a tire on a motor vehicle required to be
registered under article fourteen of title four of the vehicle and
traffic law, shall not use a wheel weight or other product for balancing
motor vehicle wheels if the weight or other balancing product contains
mercury that was intentionally added during the manufacture of the
product.
5. On and after April first, two thousand eighteen, a person shall not
sell or offer to sell or distribute weights or other products for
balancing motor vehicle wheels if the weight or other balancing product
contains mercury that was intentionally added during the manufacture of
the product.
6. For purposes of this section, the following terms shall have the
following meanings:
a. "New motor vehicle" means a motor vehicle that is required to be
registered under article fourteen of title four of the vehicle and
traffic law that has not been previously sold to any person except a
distributor, wholesaler or motor vehicle dealer for resale.
b. "Person" means any individual, firm, association, partnership,
corporation, organization, or joint venture.
Lead-containing jewelry.
For purposes of this section, the following terms shall have the
following definitions:
1. "Body piercing jewelry" means any part of jewelry that is
manufactured or sold for placement in a new piercing or a mucous
membrane, but does not include any part of that jewelry that is not
placed within a new piercing or a mucous membrane.
2. "Children" means children under the age of twelve.
3. "Children's jewelry" means jewelry that is made for, marketed for
use by, or marketed to, children and includes jewelry that meets any of
the following conditions:
(a) Represented in its packaging, display, or advertising, as
appropriate for use by children.
(b) Sold in conjunction with, attached to, or packaged together with
other products that are packaged, displayed, or advertised as
appropriate for use by children.
(c) Sized for children and not intended for use by adults.
(d) Sold in any of the following:
(1) A vending machine.
(2) Retail store, catalogue, or online web site, in which a person
exclusively offers for sale products that are packaged, displayed, or
advertised as appropriate for use by children.
(3) A discrete portion of a retail store, catalogue, or online web
site, in which a person offers for sale products that are packaged,
displayed, or advertised as appropriate for use by children.
4. "Jewelry" means any of the following ornaments worn by a person:
(a) ankle bracelet;
(b) arm cuff;
(c) bracelet;
(d) brooch;
(e) chain;
(f) crown;
(g) cuff link;
(h) hair accessory;
(i) earring;
(j) necklace;
(k) decorative pin;
(l) ring;
(m) body piercing jewelry;
(n) jewelry placed in the mouth for display or ornament;
(o) any charm, bead, chain, link, pendant, or other component of the
items listed in this definition;
(p) a charm, bead, chain, link, pendant, or other attachment to shoes
or clothing that can be removed and may be used as a component of an
item listed in this definition;
(q) a watch in which a timepiece is a component of an item listed in
this definition, excluding the timepiece itself if the timepiece can be
removed from the ornament.
5. Effective January first, two thousand twenty-one, no manufacturer
shall sell, or offer for sale, children's jewelry that contains a total
lead content in any component part of the item that is more than 0.004%
(40 parts per million) but less than 0.01% (100 parts per million) by
total weight or a lower standard for lead content as may be established
by federal or state law or rule unless that item bears a warning
statement that indicates that at least one component part of the item
contains lead.
The warning statement for children's jewelry shall contain at least
the following: "WARNING: CONTAINS LEAD. MAY BE HARMFUL IF EATEN OR
CHEWED. "
A manufacturer is in compliance if the warning statement is provided
on the children's jewelry or on the label on the immediate container of
the children's jewelry.
The warning statement requirement does not apply to any children's
jewelry:
(a) for which federal law governs warning in a manner that preempts
state authority;
(b) if the component parts of the children's jewelry containing lead
are inaccessible to a child through normal and reasonably foreseeable
use and abuse as defined by the United States Consumer Product Safety
Commission;
(c) if the component parts in question are exempt from third-party
testing as determined by the United States Consumer Product Safety
Commission; or
(d) to children's jewelry resold or offered for resale, or distributed
by consumers for consumer use.
Prohibition of cosmetic products and personal care products
containing 1,4-dioxane or mercury.
1. The term "cosmetic product" shall mean any article (a) intended to
be rubbed, sprinkled, or sprayed on, introduced into, or otherwise
applied to the human body or any part thereof for beautifying, promoting
attractiveness, or altering the appearance, and (b) intended for use as
a component of any such article. The term "cosmetic product" shall not
include any personal care product as defined in this section for which a
prescription is required for distribution or dispensation as provided in
section two hundred eighty-one of the public health law or section
sixty-eight hundred ten of the education law.
2. The term "personal care product" shall mean any product intended
for cleaning or cleansing any part of the body, such as the skin and
hair, and including but not limited to, hair shampoo, hair conditioner,
soap, bath gels and other bath products. The term "personal care
product" shall not include any product for which a prescription is
required for distribution or dispensation as provided in section two
hundred eighty-one of the public health law or section sixty-eight
hundred ten of the education law.
3. No person shall sell or offer for sale any cosmetic product
containing 1,4-dioxane, other than such trace concentrations, that
exceeds ten parts per million by December thirty-first, two thousand
twenty-two.
4. No person shall sell or offer for sale any personal care product
containing 1,4-dioxane, other than such trace concentrations, as
authorized by the commissioner, in consultation with the department of
health, by regulation; and further, such trace concentrations for
personal care products shall not exceed two parts per million by
December thirty-first, two thousand twenty-two and one part per million
by December thirty-first, two thousand twenty-three.
5. No later then May first, two thousand twenty-five, and every two
years thereafter, the department, in consultation with the department of
health, shall review such trace concentration thresholds and determine
whether such concentrations shall be lowered to better protect human
health and the environment.
6. The department is authorized to promulgate such rules and
regulations as it shall deem necessary to implement the provisions of
this section, including rules and regulations with respect to any
allowable trace concentrations.
7. A manufacturer of a cosmetic product or personal care product,
otherwise subject to the requirements of subdivisions three and four of
this section, may apply to the department for a one-year waiver from
such requirements for a specific cosmetic product or personal care
product, and upon such proof that the manufacturer has taken steps to
reduce the presence of 1,4-dioxane in that product and is unable to
comply with the requirements of subdivisions three and four of this
section. Thereafter, a manufacturer may apply for one additional
one-year waiver for such product, upon its satisfaction of such similar
proof.
8. No person shall sell or offer for sale any cosmetic product or
personal care product containing mercury, other than in trace amounts
identified by the department, in consultation with the department of
health, in regulations. Any such trace amounts shall be consistent with
the permissible concentrations of trace amounts allowed by the food and
drug administration as (a) unavoidable under conditions of good
manufacturing practice, or (b) necessary for use as a preservative in
the absence of an effective and safe nonmercurial preservative
substitute in cosmetic products intended for use only in the area of the
eye. For the purposes of this subdivision "mercury" shall mean elemental
mercury Hg, mercuric iodide, mercury oxide, mercurous chloride, ethyl
mercury, phenyl mercuric salts, ammoniated mercury, amide chloride of
mercury, mercury sulfide or cinnabaris, or mercury iodide.
* § 37-0119. Prohibition against certain uses of trichloroethylene.
1. No person shall use trichloroethylene as a vapor degreaser, an
intermediate chemical to produce other chemicals, a refrigerant, or an
extraction solvent or in any other manufacturing or industrial cleaning
process or use.
2. For purposes of this section:
(a) "Extraction solvent" means a solvent used to separate a specific
substance from a mixture.
(b) "Refrigerant" means a chemical that is used as a heat carrier in a
cooling mechanism and that changes from liquid to gas and back again in
the refrigeration cycle.
(c) "Trichloroethylene" means a chemical with the Chemical Registry
Abstract Services Number of 79-01-6.
(d) "Vapor degreaser" means a substance boiled to a vapor that
condenses onto metal parts, causing beading and dripping, and that
removes contaminants from the parts.
3. Severability. The provisions of this section shall be severable and
if any portion thereof or the applicability thereof to any person or
circumstance is held invalid, the remainder of this section and the
application thereof shall not be affected thereby.
* NB There are 2 § 37-0119's
Prohibition against the use of perfluoroalkyl and
polyfluoroalkyl substances in apparel and outdoor apparel for severe wet
conditions.
1. After January first, two thousand twenty-five, no person shall sell
or offer for sale in this state any new, not previously used, apparel
containing perfluoroalkyl and polyfluoroalkyl substances as
intentionally added chemicals.
2. In addition to the provisions of subdivision one of this section,
one year after the department's adoption of the regulations required by
this subdivision, but no later than January first, two thousand
twenty-seven, no person shall sell or offer for sale in this state any
new, not previously used, apparel containing perfluoroalkyl and
polyfluoroalkyl substances at or above a level that the department shall
establish in regulation.
3. On or after January first, two thousand twenty-eight, no person
shall sell or offer for sale in this state any new, not previously used,
outdoor apparel for severe wet conditions containing perfluoroalkyl and
polyfluoroalkyl substances: (a) at or above a level that the department
shall establish in regulation, or (b) as intentionally added chemicals.
4. For the purposes of this section, the following terms shall have
the following meanings:
(a) "Intentionally added chemical" means a chemical in a product that
serves an intended function or technical effect in the product or
product component, including the PFAS within intentionally added
chemicals and PFAS that are intentional breakdown products of an added
chemical that also have a functional or technical effect in the product
or product component.
(b) "Apparel" means clothing items intended for regular wear or formal
occasions including, but not limited to, undergarments, shirts, pants,
skirts, dresses, overalls, bodysuits, vests, dancewear, suits, saris,
scarves, tops, leggings, leisurewear, formal wear, outdoor apparel,
onesies, bibs, and diapers. "Apparel" shall not include:
(i) professional uniforms that are worn to protect the wearer from
health or environmental hazards, including personal protective
equipment; or
(ii) outdoor apparel for severe wet conditions.
(c) "Outdoor apparel" means clothing items intended primarily for
outdoor activities, including but not limited to, hiking, camping,
skiing, climbing, bicycling, and fishing.
(d) "Outdoor apparel for severe wet conditions" means outdoor apparel
that are extreme and extended use products designed for outdoor sports
experts for applications that provide protection against extended
exposure to extreme rain conditions or against extended immersion in
water or wet conditions, such as from snow, in order to protect the
health and safety of the user and that are not marketed for general
consumer use.
(e) "Manufacturer" means a person, firm, association, partnership, or
corporation:
(i) that produces or whose brand name is affixed to apparel or outdoor
apparel for severe wet conditions; or
(ii) in the case of apparel or outdoor apparel for severe wet
conditions that was imported into the United States, "manufacturer"
means the importer or first domestic distributor of the apparel or
outdoor apparel for severe wet conditions if no person who is a
manufacturer within the meaning of subparagraph (i) of this paragraph
has a presence in the United States.
5. No person that sells or offers for sale any apparel or outdoor
apparel for severe wet conditions shall be held in violation of this
section if they can show that they relied in good faith on the written
assurance of the manufacturer that such apparel or outdoor apparel for
severe wet conditions meets the requirements of this section. Such
written assurance shall take the form of a certificate of compliance
stating that such apparel or outdoor apparel for severe wet conditions
is in compliance with the requirements of this section. The certificate
of compliance shall be signed by an authorized official of the
manufacturer.
6. In addition to any other applicable penalties, it shall be a
violation of this section to provide a certificate of compliance as
contemplated by subdivision five of this section when the applicable
apparel or outdoor apparel for severe wet conditions does not satisfy
the limitations on the presence of perfluoroalkyl and polyfluoroalkyl
substances set forth in subdivisions one, two and three of this section.
TITLE 2 Hazardous Packaging
Legislative findings and intent.
The legislature finds and declares that:
1. The management of solid waste can pose a wide range of hazards to
public health and safety and to the environment; and
2. Packaging comprises a significant percentage of the overall solid
waste stream; and
3. The presence of heavy metals in packaging is a part of the total
concern in light of their likely presence in emissions or ash when
packaging is incinerated, or in leachate when packaging is landfilled;
and
4. Lead, mercury, cadmium and hexavalent chromium, on the basis of
available scientific and medical evidence, are of particular concern;
and
5. It is desirable as a first step in reducing the toxicity of
packaging waste to eliminate the addition of these heavy metals to
packaging; and
6. The intent of this title is to achieve this reduction in toxicity
without impeding or discouraging the expanded use of post-consumer
materials in the production of packaging and its components.
Definitions.
For the purposes of this title, the term:
1. "Distributor" shall mean any person, firm, association, partnership
or corporation, who or which imports or causes to be imported into the
state, any container, whether filled or unfilled, used to package
products.
2. "Manufacturer" shall mean a person, firm, association, partnership
or corporation, who or which makes containers to be used to package
products.
3. "Package" means a container providing a means of marketing,
protecting or handling a product and shall include a unit package, an
intermediate package and a shipping container. "Package" shall also mean
and include, but not be limited to, such unsealed receptacles as
carrying cases, crates, cups, pails, rigid foil and other trays,
wrappers and wrapping films, bags and tubs.
4. "Packaging component" means any individual assembled part of a
package such as, but not limited to, any interior or exterior blocking,
bracing, cushioning, weatherproofing, exterior strapping, coatings,
closures, inks and labels.
5. "Food packaging" means a package or packaging component that is
intended for direct food contact and is comprised, in substantial part,
of paper, paperboard, or other materials originally derived from plant
fibers.
6. "Perfluoroalkyl and polyfluoroalkyl substances" or "PFAS
substances" shall mean, for the purposes of food packaging, a class of
fluorinated organic chemicals containing at least one fully fluorinated
carbon atom.
Prohibitions.
1. No package or packaging component shall be offered for sale or for
promotional purposes by a manufacturer or distributor which includes in
the package itself, or in any packaging component, inks, dyes, pigments,
adhesives, stabilizers or any other additives to which lead, cadmium,
mercury or hexavalent chromium has been included as an element during
manufacture or distribution in excess of the concentration levels set
forth in subdivision three of this section.
2. No product shall be offered for sale or for promotional purposes by
a manufacturer or distributor in a package which includes, in the
package itself or in any of its packaging components, inks, dyes,
pigments, adhesives, stabilizers or any other additives to which lead,
cadmium, mercury or hexavalent chromium has been included as an element
during manufacture or distribution in excess of the concentration levels
set forth in subdivision three of this section.
3. The sum of the concentration levels of lead, cadmium, mercury or
hexavalent chromium present in any package or packaging component shall
not exceed the following prior to incineration:
600 parts per million by weight (0.06%), effective January 1, 1992
250 parts per million by weight (0.025%), effective January 1, 1993
100 parts per million by weight (0.01%), effective January 1, 1994.
Exemptions.
All packaging and packaging components shall be subject to this title
except the following:
1. Those packages or packaging components which have been delivered to
a distributor or manufacturer prior to January 1, 1992; or those
packages or packaging components with a code indicating date of
manufacture that were manufactured prior to January 1, 1992; or
2. Those packages or packaging components to which lead, cadmium,
mercury or hexavalent chromium have been added in the manufacturing,
forming, printing or distribution process in order to comply with health
or safety requirements of federal law or for which there is no
practicable alternative, as determined by the commissioner, provided
that the manufacturer of a package or packaging component must petition
the department for any exemption from the provisions of this title for a
particular package or packaging component based on either criterion;
provided further that the department may grant a two year exemption if
warranted by the circumstances; and provided further that such an
exemption may upon meeting either criterion of this subdivision be
renewed for two years; or
3. Packages and packaging components that exceed the maximum levels
set forth in subdivision three of section 37-0205 of this title only
because of the addition of post-consumer materials, provided that the
exemption for this subdivision shall expire on January 1, 1996.
4. Until January first, nineteen hundred ninety-four, any glass
container that is intended for reuse or refilling that uses pigments in
or on the container that exceed the maximum levels set forth in
subdivision three of section 37-0205 of this title.
Prohibition on the use of perfluoroalkyl and polyfluoroalkyl
substances in food packaging.
1. No person shall distribute, sell or offer for sale in this state
food packaging containing perfluoroalkyl and polyfluoroalkyl (PFAS)
substances as intentionally added chemicals.
2. For purposes of this section, "intentionally added chemical" shall
have the same meaning as subdivision eleven of section 37-0901 of this
article.
Violations.
1. A violation of any of the provisions of this title or any rule or
regulation promulgated pursuant thereto shall be punishable in the case
of a first violation, by a civil penalty not to exceed ten thousand
dollars. In the case of a second and any further violation, the
liability shall be for a civil penalty not to exceed twenty-five
thousand dollars for each violation.
2. No manufacturer or distributor of a product shall be held in
violation of this title who can show that, in the purchase of a package
or packaging component, he or she relied in good faith on the written
assurance of the manufacturer of such packaging or packaging component
that such packaging or packaging component met the requirements of this
title. Such written assurance shall take the form of a certificate of
compliance stating that a package or packaging component is in
compliance with the requirements of this title, provided however, where
compliance is achieved under an exemption provided in subdivision two or
three of section 37-0207 of this title, the certificate shall state the
specific basis upon which the exemption is claimed. The certificate of
compliance shall be signed by an authorized official of the
manufacturing or distributing company.
Reports.
The department shall include a report on the effectiveness of this
title as part of its annual solid waste management plan as required by
section 27-0103 of this chapter. The report shall contain a review of
other toxic substances contained in packaging and recommend additions to
the list of hazardous ingredients set forth in this title in order to
further reduce the toxicity of packaging waste, and shall contain a
recommendation whether to continue the recycling exemption as it is
provided for in subdivision three of section 37-0207 of this title, and
a description of the nature of the substitutes used in lieu of the lead,
mercury, cadmium, or hexavalent chromium. The department may include
recommendations of the source reduction council of the conference of
North-Eastern governors in the report. Recommendations made by the
department to eliminate toxic substances contained in packaging shall
include a determination of whether the ingredient presents or will
present an unreasonable risk to health or the environment, based upon a
recognized risk assessment protocol and taking into account the
magnitude and severity of the harm against the benefits of the substance
or mixture to society as well as the availability of substitutes for the
substance or mixture and other adverse effects which such proposed
action to eliminate such ingredient may have on society.
Rules and regulations.
The commissioner shall have the power to adopt such rules and
regulations to provide for the effective application and enforcement of
this title. The commissioner, to the extent practicable and appropriate,
shall utilize the standards designated by the American Society for
Testing and Materials in determining "unit packaging", "intermediate
packages" and "shipping containers".
TITLE 3 Government Agency Reporting of Toxic Chemical Releases
Definitions.
As used in this title, the following terms shall have the following
meanings:
1. "Facility" means all buildings, equipment, structures, and other
stationary items located on a single site or adjacent sites and owned or
operated by the same person (or by any person who controls, is
controlled by, or is under common control with, such person).
2. "State agency" means:
(a) each state department;
(b) division of military and naval affairs, division of state police,
division of housing and community renewal, division for youth, office of
general services, office of parks, recreation and historic preservation,
and state university of New York;
(c) any division, board, commission, office, or bureau of any state
department which is required to obtain a permit issued by the department
or which undertakes an activity for which it must register with the
department; and
(d) dormitory authority of the state of New York, facilities
development corporation, metropolitan transportation authority
(including the operations of all of its operating units), New York state
energy research and development authority, New York state environmental
facilities corporation, New York state olympic regional development
authority, New York state thruway authority, New York state urban
development corporation, port authority of New York and New Jersey, and
power authority of the state of New York.
3. The term "manufacture" means to produce, prepare, import, or
compound a toxic chemical.
4. The term "process" means the preparation of a toxic chemical, after
its manufacture, for distribution in commerce in the same form or
physical state as, or in a different form or physical state from, that
in which it was received by the person so preparing such chemical, or as
part of an article containing the toxic chemical.
5. The term "release" means any spilling, leaking, pumping, pouring,
emitting, emptying, discharging, injecting, escaping, leaching, dumping,
or disposing into the environment (including the abandonment or
discarding of barrels, containers, and other closed receptacles) of any
hazardous chemical, extremely hazardous substance, or toxic chemical.
6. The term "toxic chemical" means a substance on the list described
in 42 U.S.C. § 11023(c).
Applicability.
The provisions of this title shall apply to every facility owned by,
or operated on behalf of, a state agency that manufactures or processes
greater than twelve thousand five hundred pounds per year of a toxic
chemical, or otherwise uses greater than five thousand pounds per year
of a toxic chemical.
Toxic chemical release form.
1. The owner or operator of each facility subject to the requirements
of this title shall complete a toxic chemical release form as published
pursuant to subsection (g) of 42 U.S.C. § 11023, as amended and
subsections (a) and (b) of 42 U.S.C. § 13106, as amended for each toxic
chemical listed pursuant to subsection (c) of 42 U.S.C. § 11023, as
amended that was manufactured or processed in quantities greater than
twelve thousand five hundred pounds per year, or otherwise used in
quantities greater than five thousand pounds per year at each facility
during the preceding calendar year. Such form shall be submitted to the
commissioner on or before July first, nineteen hundred ninety-six and
thereafter on or before July first and shall contain data reflecting
releases during the preceding calendar year.
2. The commissioner may require that submittal be on diskette or other
compatible electronic media.
3. A facility specified in section 37-0303 of this title is exempt
from the reporting requirement set forth in subdivision one of this
section if the owner or operator of the facility certifies in writing to
the commissioner that no toxic chemical is manufactured or processed in
quantities greater than twelve thousand five hundred pounds per year, or
otherwise used in quantities greater than five thousand pounds per year
at the facility. The certification must be submitted to the commissioner
by the first applicable reporting date set forth in subdivision one of
this section. Such facility is exempt from further reporting unless a
toxic chemical is manufactured or processed in quantities exceeding
twelve thousand five hundred pounds per year, or otherwise used in
quantities exceeding five thousand pounds per year at the facility. The
commissioner may request, from the owner or operator, documentation to
support a claim that a facility qualified for this exemption.
Availability of information.
1. The release forms required under this title are intended to provide
information to government agencies and the public, including citizens of
communities surrounding covered facilities. The release form shall be
available to inform persons about releases of toxic chemicals to the
environment; to assist government agencies, researchers, and other
persons in the conduct of research and data gathering; to aid in the
development of appropriate regulations, guidelines, and standards; and
for similar purposes. Each release form shall be printed out upon
request and made available during normal working hours to the general
public at the main office of the department and at the regional office
that encompasses the region in which the facility is located.
2. The commissioner shall maintain in a computer data base a toxic
chemical inventory based on data submitted to the commissioner pursuant
to this title. Such data shall be made available upon request as a
printout and diskette, as per request.
3. By December thirty-first of each year, the commissioner shall issue
a written report that shall be available at no charge to the public in
which the information compiled pursuant to this title is summarized for
each facility subject to the provisions of this title.
TITLE 5 Bisphenol a
Short title.
This title shall be known and may be cited as the "bisphenol A-free
children and babies act".
Definitions.
As used in this title, "child care product" means all pacifiers and
unfilled beverage containers to be used by children under three years
old for the consumption of liquids including pacifiers, baby bottles,
baby bottle liners and cups, cup lids, straws and sippy cups.
Child care products.
1. Beginning December first, two thousand ten, no person, firm,
partnership, association, limited liability company or corporation shall
sell or offer for sale any child care product intended for use by a
child three years of age or younger containing bisphenol A.
2. The provisions of this section shall not apply to the sale or
distribution of child care products resold or offered for resale, or
distributed by consumers for consumer use.
Product labeling.
The commissioner may authorize product labeling of products that do
not contain bisphenol A. The label on such products may prominently
state "Bisphenol A Free" or "BPA-Free" to inform consumers that the
product does not contain the chemical bisphenol A.
Preemption.
Jurisdiction in all matters pertaining to bisphenol A which are
regulated pursuant to the provisions of this title shall be vested
exclusively in the state.
Rules and regulations.
The department is authorized to promulgate such rules and regulations
as it shall deem necessary to implement the provisions of this title.
TITLE 7 Tris
Short title.
This title shall be known and may be cited as the "TRIS-free children
and babies act".
Definitions.
As used in this title:
1. "Child care product" means a consumer product intended for use by
children under three years of age, such as baby products, toys, car
seats, nursing pillows, crib mattresses, and strollers.
2. "TRIS" shall include TCEP (TRIS (2-chloroethyl) phosphate) and
TDCPP (TRIS (1,3-dichloro-2-propyl) phosphate).
Child care products.
1. Beginning December first, two thousand thirteen, no person, firm,
partnership, association, limited liability company or corporation shall
sell or offer for sale any child care product intended for use by a
child three years of age or younger containing TRIS.
2. The provisions of this section shall not apply to the sale or
distribution of child care products resold or offered for resale, or
distributed by consumers for consumer use.
Preemption.
Jurisdiction in all matters pertaining to TRIS which are regulated
pursuant to the provisions of this title shall be vested exclusively in
the state.
Rules and regulations.
The department is authorized to promulgate such rules and regulations
as it shall deem necessary to implement the provisions of this title.
TITLE 9 Toxic Chemicals In Children's Products
Definitions.
As used in this title, unless the context otherwise indicates, the
following terms have the following meanings.
1. "Children's apparel" means any item of clothing that consists of
fabric or related material intended or promoted for use in children's
clothing. Children's apparel does not mean protective equipment designed
to prevent injury, including, but not limited to, bicycle helmets,
athletic supporters, knee pads or elbow pads.
2. "Chemical" means a substance with a distinct molecular composition
or a group of structurally related substances and includes the breakdown
products of the substance or substances that form through decomposition,
degradation or metabolism.
3. " Chemical of concern" means a chemical identified by the
department by rule pursuant to subdivision one of section 37-0905 of
this title.
4. "Children" means a person or persons aged twelve and under.
5. "Children's product" means a consumer product primarily intended
for, made for or marketed for use by children, such as baby products,
toys, car seats, school supplies, personal care products as defined in
section 37-0117 of this article, a product designed or intended by the
manufacturer to help a child with sucking or teething, to facilitate
sleep, relaxation, or the feeding of a child, and children's novelty
products, children's jewelry as defined in section 37-0115 of this
article, children's bedding, furniture, furnishings, and apparel.
"Children's product" does not include (a) batteries; (b) consumer
electronic products and their component parts including but not limited
to personal computers, audio and video equipment, calculators, wireless
phones, game consoles, video toys that can be connected to a video
screen and are operated at a nominal voltage exceeding twenty-four volts
and handheld devices incorporating a video screen, used to access
interactive software and their associated peripherals, accessories and
peripherals to children's electronic products including plugs, keyboards
and headphones, interactive software, intended for leisure and
entertainment, such as computer games, and their storage media, such as
compact disks; or (c) sporting equipment including bicycles and
tricycles, skis, snow boards, sleds, and roller skates; and hunting and
fishing equipment or components thereof; (d) science kits including
chemistry sets and model rockets; (e) toy engines and sets of darts with
metallic points; (f) motor vehicles or their component parts, watercraft
or their component parts, all-terrain vehicles or their component parts,
or off-highway motorcycles or their component parts.
6. "Consumer product" means any product that is regularly used or
purchased to be used for personal, family or household purposes.
Consumer product shall not mean: (a) a food or beverage or an additive
to a food or beverage regulated by the United States Food and Drug
Administration; or (b) a drug, biologic or medical device regulated by
the United States Food and Drug Administration.
7. "Distributor" means a person who sells children's products to
retail establishments on a wholesale basis.
8. "Manufacturer" means any person who currently manufactures a
children's product or whose brand name is affixed to the children's
product. In the case of a children's product that was imported into the
United States, "manufacturer" includes the importer or first domestic
distributor of the children's product if the person who currently
manufactures or assembles the children's product or whose brand name is
affixed to the children's product does not have a presence in the United
States.
9. "Practical quantification limit" means the lowest level that can be
reliably achieved within specified limits of precision and accuracy
during routine laboratory operating conditions.
10. "High-priority chemical" means (a) a chemical designated pursuant
to paragraph (a) of subdivision two of section 37-0905 of this title;
and
(b) a chemical adopted by the department pursuant to paragraph (b) of
subdivision two of section 37-0905 of this title.
11. "Intentionally added chemical" means a chemical in a product that
serves an intended function in the product component.
12. "Toy" means a product designed or intended by the manufacturer to
be used by children at play.
13. "Trace contaminant" means a trace amount of a chemical or
chemicals that is incidental to manufacturing, including an unintended
by-product of chemical reactions during the manufacture of the
children's product, a trace impurity in feed-stock, an incompletely
reacted chemical mixture, or a degradation product.
14. "Very persistent" means having a half-life greater than or equal
to one of the following: (a) a half-life in soil or sediment of greater
than one hundred eighty days; (b) a half-life greater than or equal to
sixty days in water or evidence of long-range transport.
15. "Very bioaccumulative" means having a bioconcentration factor or
bioaccumulation factor greater than or equal to five thousand, or if
neither are available, having a log Kow greater than 5.0.
Applicability.
1. New children's products. The provisions of this title shall apply
to chemicals of concern and high-priority chemicals in children's
products sold or distributed as new and does not apply to used
children's products that are sold or distributed for free at secondhand
stores, yard sales, on the internet or donated to charities.
2. Exceptions. (a) The requirements of this title shall not apply to
high priority chemicals used in or for industry or manufacturing,
including chemicals processed or otherwise used in or for industrial or
manufacturing processes and not included in the final product.
(b) Combustion. The requirements of this title shall not apply to
high-priority chemicals generated solely as combustion by-products or
that are present in combustible fuels.
(c) Small business exception. The requirements of this title shall not
apply to children's product manufacturers that employ five persons or
fewer and are independently owned and operated.
(d) Retailers. A retailer is exempt from the requirements of this
title unless that retailer knowingly sells a children's product
containing a high-priority chemical after the effective date of its
prohibition for which that retailer has received notification pursuant
to section 37-0913 of this title.
Chemicals of concern and high-priority chemicals.
1. Chemicals of concern.
(a) Within two years of the effective date of this title, the
department, in consultation with the department of health, shall
promulgate a list of chemicals of concern. A chemical may be listed as a
chemical of concern if it has been identified by a government entity
and/or identified on the basis of credible scientific evidence as being:
(i) a carcinogen, reproductive or developmental toxicant,
neurotoxicant, asthmagen, or endocrine disruptor;
(ii) persistent, bioaccumulative and toxic; or
(iii) very persistent and very bioaccumulative.
(b) The department shall review lists codified or promulgated in other
states as chemicals of concern to determine if such chemicals meet the
criteria of paragraph (a) of this subdivision. The department at a
minimum shall consider:
(i) 1,1,2,2-Tetrachloroethane (CAS 79-34-5)
(ii) 1,1,3,3-Tetramethyl-4-butylphenol; 4-tert-octylphenol (CAS
140-66-9)
(iii) 1,4-Dioxane (CAS 123-91-1)
(iv) 2,2',3,3',4,4',5,5',6,6'-Decabromodiphenyl ether; BDE-209 (CAS
1163-19-5)
(v) 2,4-Diaminotoluene (CAS 95-80-7)
(vi) 2-Aminotoluene (CAS 95-53-4)
(vii) 2-Ethylhexanoic acid (CAS 149-57-5)
(viii) 2-Ethyl-hexyl-2, 3, 4, 5 tetrabromobenzoate (TBB) (CAS
183658-27-7)
(ix) 2-Ethyl-hexyl-4-methoxycinnamate (CAS 5466-77-3)
(x) 2-Methoxyethanol (CAS 109-86-4)
(xi) 3,3'-Dimethylbenzidine and dyes metabolized to
3,3'-Dimethylbenzidine (CAS 119-93-7)
(xii) 4-Nonylphenol; 4-NP and its isomer mixtures including CAS
84852-15-3 and CAS 25154-52-3 (CAS 104-40-5)
(xiii) Acetaldehyde (CAS 75-07-0)
(xiv) Acrylonitrile (CAS 107-13-1)
(xv) Aniline (CAS 62-53-3)
(xvi) Antimony & antimony compounds (CAS 7440-36-0)
(xvii) Arsenic & arsenic compounds (CAS 7440-38-2) including arsenic
trioxide & dimethyl arsenic (CAS 75-60-5)
(xviii) Asbestos (CAS 1332-21-4)
(xix) Benzene (CAS 71-43-2)
(xx) Benzene, pentachloro (CAS 608-93-5)
(xxi) Benzophenone-2 (BP-2); 2,2',4,4'-tetrahydroxybenzophenone (CAS
131-55-5)
(xxii) Bis(2-ethylhexyl) tetrabromophtalate (TBPH) (CAS 26040-51-7)
(xxiii) Bis(chloromethyl) propane-1-3-diyltetrakis-(2-chloroethyl)
bis(phosphate)(V6)(CAS 38051-10-4)
(xxiv) Bisphenol A (CAS 80-05-7)
(xxv) Bisphenol F (CAS 620-92-8)
(xxvi) Bisphenol S (CAS 80-09-1)
(xxvii) Butyl benzyl phthalate (BBP) (CAS 85-68-7)
(xxviii) Butylated Hydroxyanisole; (BHA) (CAS 25013-16-5)
(xxix) C.I. solvent yellow 14 (CAS 842-07-9)
(xxx) Cadmium & cadmium compounds (CAS 7440-43-9)
(xxxi) Carbon disulfide (CAS 75-15-0)
(xxxii) Chlorinated paraffins (CAS 108171-26-2)
(xxxiii) Cobalt & cobalt compounds (CAS 7440-48-4)
(xxxiv) Decabromodiphenyl ethane (DBPE) (CAS 84852-53-9)
(xxxv) Di-2-ethylhexyl phthalate (CAS 117-81-7)
(xxxvi) Di-(2-methoxyethyl) phthalate (DMEP) (CAS 117-82-8)
(xxxvii) Dicyclohexyl phthalate (DCHP) (CAS 84-61-7)
(xxxviii) Diethyl phthalate (CAS 84-66-2)
(xxxix) Diisobutyl phthalate (DIBP) (CAS 84-69-5)
(xl) Di-n-hexyl phthalate (CAS 84-75-3)
(xli) Di-n-octyl phthalate (DNOP) (CAS 117-84-0)
(xlii) Dipentyl phthalate (DPP) (CAS 131-18-0)
(xliii) Ethylene glycol (CAS 107-21-1)
(xliv) Ethylene glycol monoethyl ester (CAS 110-80-5)
(xlv) Ethyl hexyl d-phenol phosphate (EHDPP) (CAS 1241-94-7)
(xlvi) Formaldehyde (CAS 50-0-0)
(xlvii) Hexabromocyclododecane (HBCD) (CAS 25637-99-4)
(xlviii) Hexachlorobenzene (CAS 118-74-1)
(xlix) Hexachlorobutadiene (CAS 87-68-3)
(l) Isopropylated triphenyl phosphate (IPTPP) (CAS 68437-41-7)
(li) Mercury & mercury compounds (CAS 7439-97-6) including methyl
mercury (CAS 22967-92-6)
(lii) Methyl ethyl ketone (CAS 78-93-3)
(liii) Methyl paraben (CAS 99-76-3)
(liv) Methylene chloride (CAS 75-09-2)
(lv) N-methylpyrrolidone (CAS 872-50-4)
(lvi) Nickel and nickel compounds (CAS N/A)
(lvii) N-nitrosodimethylamine (CAS 62-75-9)
(lviii) N-nitrosodiphenylamine (CAS 86-30-6)
(lvix) Perchloroethylene (CAS 127-18-4)
(lx) Perfluorooctanoic acid (PFOA & related substances) (CAS 335-67-1)
(lxi) Perfluorooctanyl sulphonic acid and its salts (PFOS) (CAS
1763-23-1)
(lxii) Phenol (CAS 108-95-2)
(lxiii) Phenol, 4-octyl- (CAS 1806-26-4)
(lxiv) P-hydroxybenzoic acid (CAS 99-96-7)
(lxv) Propyl paraben (CAS 94-13-3)
(lxvi) Styrene (CAS 100-42-5)
(lxvii) Tetrabromobisphenol A (CAS 79-94-7)
(lxviii)Tetrachloroethene (CAS 127-18-4)
(lxix) Toluene (CAS 108-88-3)
(lxx) Tricresyl phosphate (TCP) (CAS 1330-78-5)
(lxxi) Tri-n-butyl phosphate (TNBP) (CAS 126-73-8)
(lxxii) Triphenyl phosphate (TPP) (CAS 115-86-6)
(lxxiii) Tris(1-chloro-2-propyl) phosphate (TCPP) (CAS 13674-84-5)
(lxxiv) Tris(2-chloroethyl) phosphate (CAS 115-96-8)
(lxxv) Tris(2,3-dibromopropylphosphate) (CAS 126-72-7)
(lxxvi) Vinyl chloride (CAS 75-01-4)
(lxxvii) Organohalogen flame retardants
(c) The department, in consultation with the department of health,
shall periodically review the list of chemicals of concern and may
through regulation add or remove a chemical from the list on the basis
of credible scientific evidence. The department may remove a chemical
from the list of chemicals of concern if, upon review, it determines on
the basis of credible scientific evidence that such chemical no longer
meets the criteria for listing under paragraph (a) of this subdivision.
2. High-priority chemicals. (a) The following chemicals are designated
high priority chemicals for purposes of this title:
(i) Tris (1, 3 dichloro-2-propyl) phosphate (CAS 13674-87-8)
(ii) Benzene (CAS 71-43-2)
(iii) Mercury and mercury compounds, including methyl mercury (CAS
7439-97-6)
(iv) Asbestos (CAS 1332-21-4)
(v) Arsenic and arsenic compounds (CAS 7440-38-2) including arsenic
trioxide (CASRN 1327-53-3) and dimethyl arsenic (CASRN 75-60-5)
(vi) Cadmium (CAS 7440-43-9) (other than toy coatings)
(vii) Organohalogen flame retardants in upholstered bedding or
furniture
(b) The department shall periodically review the list of high priority
chemicals and may by rule add to the list of high-priority chemicals if
the criteria of paragraph (a) of subdivision one of this section are met
and the chemical is present in a children's product and meets any of the
following criteria:
(i) The chemical or its metabolites have been found through
biomonitoring to be present in humans;
(ii) The chemical has been found through sampling and analysis to be
present in household dust, indoor air, drinking water or elsewhere in
the home environment;
(iii) The chemical has been found through monitoring to be present in
fish, wildlife or the natural environment; or
(iv) The sale or use of the chemical or a children's product
containing the chemical has been banned in another state or states
within the United States because of the health effects of such chemical
or the children's product safety council established pursuant to section
37-0911 of this title has recommended the chemical be listed as a
high-priority chemical. The department shall, as part of its periodic
review, consider whether the sale or use of a chemical or a children's
product containing the chemical has been banned in another state or
within the United States because of the health effects of such chemical.
(c) The department, in consultation with the department of health, may
remove a chemical from the list of high priority chemicals if it
determines on the basis of credible scientific evidence that such
chemical no longer meets the criteria of paragraph (b) of this
subdivision.
Reporting on the use of chemicals.
1. Reporting of chemical use. No later than twelve months after a
chemical of concern or high-priority chemical appears on the lists
promulgated pursuant to section 37-0905 of this title, every
manufacturer who offers a children's product for sale or distribution in
this state that contains a chemical of concern or a high-priority
chemical shall report such chemical use at or above practical
quantification limits to the department, provided however, that the
department may, through regulation, establish an alternative threshold
for the reporting of trace contaminants.
(a) This report must at a minimum identify the children's product, the
high-priority chemical or chemicals of concern contained in the
children's product and the intended purpose of such chemicals. The
department may also require reporting of the following information:
(i) the amount of such chemical in the children's product; or
(ii) information on the likelihood that the chemical will be released
from the children's product to the environment during the product's life
cycle and the extent to which users of the product are likely to be
exposed to the chemical.
(b) The department is authorized to direct submission of such report
to the interstate chemicals clearinghouse and may otherwise provide for
reciprocal data sharing with other states which require reporting of the
same information.
2. Waiver of reporting. Upon application by a manufacturer, the
commissioner may waive all or part of the reporting requirements under
subdivision one of this section for one or more specified uses of a
high-priority chemical. In making such determination, the commissioner
may consider: (a) if substantially equivalent information is already
publicly available or that the information is not needed for the
purposes of this chapter, (b) similar waivers granted by other states,
and (c) whether the specified use or uses are minor in volume.
3. Fees. The manufacturer shall pay a fee upon submission of a report
of chemical use pursuant to subdivision one of this section or a waiver
request pursuant to subdivision two of this section to cover the
department's reasonable costs in the administration and enforcement of
this title. Exclusive of fines and penalties, the state shall only
recover its actual cost of administration and enforcement.
Sales prohibition.
1. Effective January first, two thousand twenty-three, no person shall
distribute, sell or offer for sale in this state a children's product in
which tris (1, 3 dichloro-2-propyl) phosphate (CAS 13674-87-8), benzene
(CAS 71-43-2),, or asbestos (CAS 1332-21-4) is intentionally added.
This provision shall not apply: (a) to a children's product solely based
on its containing an enclosed battery or enclosed electronic components;
(b) where state regulation of children's products is preempted by
federal law; (c) where the chemical is present as a trace contaminant;
or (d) to an inaccessible component of a children's product that during
reasonable, foreseeable use and abuse of the product would not come into
direct contact with a child's skin or mouth, as determined by the
department. The commissioner may exempt a children's product from this
prohibition if, in the commissioner's judgment, the lack of availability
of the children's product could pose an unreasonable risk to public
health, safety or welfare.
2. (a) To the extent allowed by federal law, the department may, by
regulation, prohibit the distribution, sale, or offer for sale in this
state of a children's product that contains a chemical added to the
high-priority chemicals list pursuant to section 37-0905 of this title,
or a chemical recommended for prohibition by the children's product
safety council pursuant to paragraph (b) of subdivision five of section
37-0911 of this title.
(b) In developing rules to prohibit a chemical pursuant to this
subdivision, the department shall rely on credible scientific evidence
and consider information relevant to the hazards based on the
quantitative extent of potential exposures to the chemical under its
intended or reasonably anticipated conditions of use.
Children's product safety council; established. 1. There
shall be established, within the department, the children's product
safety council. Such council shall be composed of ten members as
follows:
(a) the commissioner, or the commissioner's designee, who shall be the
chair of the council;
(b) the commissioner of health or his or her designee;
(c) a designee of the commissioner with expertise in epidemiology,
toxicology or health risk assessment;
(d) a designee of the commissioner of health with expertise in
epidemiology, toxicology or health risk assessment; and
(e) six members appointed by the governor, two of whom shall be
recommended by the temporary president of the senate, and two by the
speaker of the assembly.
2. (a) Of the four members appointed to the children's product safety
council and recommended by the temporary president of the senate and the
speaker of the assembly, the temporary president of the senate and the
speaker of the assembly shall each recommend:
(i) one member who has expertise in pediatrics; and
(ii) one member who has a background or expertise in toxicology or
health risk assessment.
(b) Of the two additional members appointed to the children's product
safety council, the governor shall appoint members who have a background
in environmental health and safety, risk assessment or medicine.
(c) The members of such council appointed pursuant to paragraph (e) of
subdivision one of this section shall serve terms of two years.
(d) The members appointed pursuant to paragraph (e) of subdivision one
of this section shall each serve his or her term of office or until his
or her successor is appointed; provided that any vacancy in the position
of an appointed member shall be filled in the same manner as the
original appointment and only for the unexpired term of the vacancy.
3. The members of the children's product safety council shall receive
no compensation for their services, but shall be allowed their actual
and necessary expenses incurred in the performance of their duties
pursuant to this title.
4. The children's product safety council shall meet at such times and
places as may be determined by its chair. The council shall meet at a
minimum of two times per year. All meetings shall be open to the public
pursuant to article seven of the public officers law. A majority of the
members of such council shall constitute a quorum for the transaction of
business. Action may be taken, and motions and resolutions adopted, at
any meeting by the affirmative vote of a majority of the full membership
of the council.
5. (a) The council shall make recommendations to the department
relating to those chemicals, which the department may list as
high-priority chemicals pursuant to section 37-0905 of this title. The
council shall provide the department with its first list of recommended
high-priority chemicals no later than one year from the initial meeting
of the council, and the council shall update the list annually
thereafter. In determining what chemicals shall be recommended as
high-priority chemicals the council shall, at a minimum, consider the
criteria of paragraph (b) of subdivision two of section 37-0905 of this
title;
(b) The council shall make recommendations to the department relating
to those chemicals which should be prohibited by the department pursuant
to subdivision two of section 37-0909 of this title.
(i) In determining what chemicals shall be recommended for
prohibition, the council shall, at a minimum, consider those chemicals
listed as high-priority chemicals pursuant to section 37-0905 of this
title.
(ii) The council shall provide the department with its first list of
such chemicals no later than two years from the initial meeting of the
council. The council shall update the list, including a review of the
chemicals listed as high-priority chemicals pursuant to section 37-0905
of this title, annually thereafter.
6. The children's product safety council shall be entitled to request
and receive information from any state, municipal department, board,
commission or agency that may be required or are deemed necessary for
the purposes of such council.
7. Before the council advances any recommendation to the department,
the council shall provide an opportunity for public and stakeholder
comments. Final recommendations of the council shall be posted on the
department's website within thirty days after the council adopts such
recommendations.
Notice to retailers and the public.
1. A manufacturer of a children's product containing a high-priority
chemical shall notify persons that offer the children's product for sale
or distribution in the state, in a form prescribed by the department, of
the use of such high-priority chemical and provide such persons with
information regarding the toxicity of such chemical, except that this
subdivision shall apply to trace contaminants in a manner consistent
with section 37-0907 of this title.
2. The department shall provide information to the public about
children's products containing chemicals of concern or high priority
chemicals by posting such information as reported by the manufacturers
on the department's website, provided however, that the department shall
not be held liable for the accuracy of a manufacturer's report.
Enforcement and implementation.
1. Failure to provide notice. A children's product containing a
high-priority chemical may not be sold, offered for sale or distributed
for sale in this state unless the manufacturer has provided a report to
the department required under section 37-0907 of this title by the date
required in such section. The commissioner may exempt a children's
product from this prohibition if, in the commissioner's judgment, the
lack of availability of the children's product could pose an
unreasonable risk to public health, safety or welfare.
2. Statement of compliance. The department may request the
manufacturer of the children's product to provide a statement of
compliance on a form provided by the department, within fifteen days of
receipt of a request from the department. The statement of compliance
shall:
(a) attest that the children's product does not contain the
high-priority chemical; or
(b) attest that notification required by section 37-0913 of this title
has been provided;
(c) attest that the manufacturer has notified persons who sell the
product in this state that the sale of the children's product is
prohibited;
(d) attest that the presence of a high-priority chemical is only as a
trace contaminant; or
(e) attest that the chemical prohibited pursuant to subdivision two of
section 37-0909 of this title is only present in an inaccessible
component of the children's product.
Regulations.
The department may adopt any rules and regulations it deems necessary
to implement the provisions of this title.
TITLE 10 Regulation of Chemicals In Upholstered Furniture, Mattresses and Electronic Enclosures
Definitions.
As used in this title:
1. "Consumer product" means any product that is regularly used or
purchased to be used for personal, family or household purposes.
Consumer product shall not mean: (a) a food or beverage or an additive
to a food or beverage regulated by the United States Food and Drug
Administration; or (b) a drug, biologic or medical device regulated by
the United States Food and Drug Administration.
2. "Covered flame retardant chemical" means any chemical that meets
both of the following criteria:
(a) A functional use for the chemical is to resist or inhibit the
spread of fire or as a synergist to chemicals that resist or inhibit the
spread of fire; and
(b) The chemical is one of the following: a halogenated,
organophosphorus, organonitrogen, or nanoscale chemical. As used in this
title:
(i) "Halogenated chemical" is any chemical that contains one or more
halogen elements, including fluorine, chlorine, bromine, or iodine.
(ii) "Organophosphorus chemical" is any chemical that contains one or
more carbon elements and one or more phosphorus elements.
(iii) "Organonitrogen chemical" is any chemical that contains one or
more carbon elements and one or more nitrogen elements.
3. "Custom upholsterer" means a person who, either by himself or
herself or through employees or agents, repairs, reupholsters, recovers,
restores, or renews upholstered furniture. A custom upholsterer shall
not include any manufacturer of new, ready to be sold furniture, or new
made to order furniture.
4. "Electronic display" means a consumer product with a display screen
and associated electronics that, as its primary function, displays
visual information from wired or wireless sources and is available for
purchase by individuals or households for personal use in a residential
space. Electronic display shall not include: (a) any electronic display
with a screen area smaller than or equal to one hundred square
centimeters or fifteen and one-half square inches; (b) projectors; (c)
virtual reality headsets; (d) all-in-one video conference systems; or
(e) displays that are integrated with appliances and are not available
for purchase as separate products by end-users.
5. "Gel foam mattress" means a mattress in which interior foam layers
are composed of polyurethane foam or latex foam which has a
polyurethane-based gel material either mixed with the foam or applied to
the outer surface of polyurethane or latex foam, or a mattress in which
the core or padding layers are composed solely of gel material.
6. "Intentionally added" shall have the same meaning as "intentionally
added chemical" in subdivision eleven of section 37-0901 of this
article.
7. "Mattress" means a ticking filled with a resilient material used
alone or in combination with other products intended or promoted for
sleeping upon.
8. "Memory foam mattress" means a mattress which contains interior
layers of foam composed of viscoelastic polyurethane foam or
low-resistance polyurethane foam.
9. "Organohalogen flame retardant chemical" means a chemical that
meets both of the following criteria:
(a) A functional use for the chemical is to resist or inhibit the
spread of fire or as a synergist to chemicals that resist or inhibit the
spread of fire; and
(b) The chemical contains one or more halogen elements, including
fluorine, chlorine, bromine, or iodine, bonded to carbon.
10. "Reupholstered furniture" means furniture whose original fabric,
padding, decking, barrier material, foam, or other resilient filling has
been replaced by a custom upholsterer, that has not been sold since the
time of the replacement.
11. "Ticking" means the outermost layer of fabric or related material
that encloses the core and upholstery materials of a mattress or
mattress pad. A mattress ticking may consist of several layers of fabric
or related materials quilted together.
12. "Upholstered furniture" means any item of furniture, that
consists, in whole or in part, of leather, plastic, fabric or other
material that contains cotton, wool, polyurethane or other natural or
synthetic material that is placed in cushions or on the frame of the
furniture.
13. "Upholstered or reupholstered furniture component" means the
separate constituent parts of upholstered furniture, specifically cover
fabrics, barrier materials, resilient filling materials, and decking
materials.
Furniture and mattresses.
1. Beginning December first, two thousand twenty-four, no person shall
sell or offer for sale in the state of New York any new, not previously
owned, upholstered furniture or mattress, that contains, or a
constituent component of which contains, any covered flame retardant
chemical, individually or in combination, that is any of the following:
(a) At or above levels set by the department in regulation; or
(b) Intentionally added.
2. Beginning December first, two thousand twenty-five, a custom
upholsterer in the state of New York shall not repair, reupholster,
re-cover, restore, or renew upholstered furniture or reupholstered
furniture using replacement components that contain any covered flame
retardant chemical, individually or in combination, that is any of the
following:
(a) At or above levels set by the department in regulation; or
(b) Intentionally added.
Exemptions.
The prohibitions in section 37-1003 of this title shall not apply to
the following:
1. Electronic components of mattresses, reupholstered furniture, or
upholstered furniture, or any associated casing for such electronic
components.
2. Upholstered or reupholstered furniture components other than those
identified in subdivision thirteen of section 37-1001 of this title.
3. Thread or fiber when used for stitching mattress components
together.
4. The natural fibers wool, silk, and other animal fibers whether used
singly or in combination with other materials.
5. Textiles made using modacrylic fiber components without antimony
trioxide when used internally as a barrier material in a memory foam or
gel foam mattress or aramid fibers when used in the fabric that covers
the bottom (non-sleep surface) of a mattress that has a sleeping surface
on only one side of the mattress. This exemption shall expire on January
first, two thousand twenty-six.
Electronic display.
Beginning December first, two thousand twenty-four, no person shall
sell or offer for sale in the state of New York any electronic display
that contains, in the enclosure or stand of such electronic display, any
organohalogen flame retardant chemical, individually or in combination,
that is any of the following:
(a) At or above levels set by the department in regulation; or
(b) Intentionally added.
Reporting.
1. For the purposes of this section, "manufacturer" shall mean a
person who: (a) assembles or substantially assembles electronic displays
for sale in the state; (b) manufactures electronic displays, under its
own brand name or under any other brand name, for sale in the state; (c)
sells, under its own brand name, electronic displays in the state; (d)
owns a brand name that it licenses to another person for use on
electronic displays sold in the state; (e) imports electronic displays
for sale in the state; or (f) manufactures electronic displays for sale
in the state without affixing a brand name.
2. Beginning one year after the effective date of this title, no
electronic display shall be sold in the state unless the manufacturer
has submitted an annual report identifying all of the organohalogen
flame retardant chemicals used in the enclosure or stand of the
electronic display in a form determined by the department.
Certification of compliance.
1. For the purpose of this section the following terms shall have the
following meanings:
(a) "covered products" shall mean:
(i) mattresses, upholstered furniture, or electronic displays; or
(ii) upholstered or reupholstered furniture components for custom
upholsterers.
(b) "manufacturer" shall mean a person who, for sale in the state:
(i) assembles or substantially assembles covered products;
(ii) manufactures covered products under its own brand name or under
any other brand name;
(iii) sells covered products under its own brand name;
(iv) owns a brand name that it licenses to another person for use on
covered products;
(v) imports covered products; or
(vi) manufactures covered products without affixing a brand name.
2. No person that sells covered products shall be held in violation of
this title if they can show that they relied in good faith on the
written assurance of the manufacturer that such covered products met the
requirements of this title. Such written assurance shall take the form
of a certificate of compliance stating that such covered product is in
compliance with the requirements of this title, provided however, where
compliance is achieved under an exemption provided in section 37-1005 of
this title, the certificate shall state the specific basis upon which
the exemption is claimed. The certificate of compliance shall be signed
by an authorized official of the manufacturer.
Severability.
If any clause, sentence, paragraph, subdivision, section or part of
this act shall be adjudged by any court of competent jurisdiction to be
invalid, such judgment shall not affect, impair, or invalidate the
remainder thereof, but shall be confined in its operation to the clause,
sentence, paragraph, subdivision, section or part thereof directly
involved in the controversy in which such judgment shall have been
rendered. It is hereby declared to be the intent of the legislature that
this act would have been enacted even if such invalid provisions had not
been included herein.
Regulations.
The department may adopt any rules and regulations it deems necessary
to implement the provisions of this title.
TITLE 11 Regulation of Coated or Treated Seeds
Unlawful acts.
1. Beginning January first, two thousand twenty-nine, it shall be
unlawful for any person to sell, offer for sale or use, or distribute
within the state any corn, soybean or wheat seeds coated or treated with
pesticides, as defined in subdivision thirty-five of section 33-0101 of
this chapter, with the active ingredients clothianidin, imidacloprid,
thiamethoxam, or any other neonicotinoid as determined by the department
in regulation unless a valid waiver is issued by the department to the
user pursuant to subdivision two of this section.
2. The commissioner in consultation with the commissioner of
agriculture and markets may issue a waiver to allow the use of such
seeds for the production of agricultural commodities.
(a) No such waiver shall be valid for more than two years.
(b) Such waiver shall be granted only if at a minimum the following
conditions are met:
(i) the farm owner must complete an integrated pest management
training;
(ii) a pest risk assessment and a pest risk assessment report must be
completed;
(iii) any such seeds may only be planted on the farm property or
properties identified in the pest risk assessment report; and
(iv) the farm owner must maintain current records of such pest risk
assessment report and records of when treated seeds are planted, both of
which shall be subject to review upon request by the department.
(c) The commissioner in consultation with the commissioner of
agriculture and markets shall promulgate any appropriate regulations
prior to undertaking this waiver process.
(d) The department shall annually report to the legislature on the
number of waivers granted.
ARTICLE 38 Chlorofluorocarbon Compounds
Declaration of policy.
It is hereby declared to be the policy of the state to protect present
and future New Yorkers from the dangers inherent in the depletion of the
world's ozone layer, by restricting the distribution and sale of
chlorofluorocarbon compounds as specified herein.
Definitions.
The following terms, whenever used or referred to in this article,
shall have the following meaning unless a different meaning clearly
appears from the context:
1. "Chlorofluorocarbon compounds" shall mean one or more of the
following substances used alone or in combination with other compounds:
CFC-11, CFC-12, CFC-113, CFC-114, or CFC-115.
2. "Ozone" means an allotropic, triatomic form of oxygen, chemically
described as O3.
3. "Halon compounds" shall mean one or more of the following
substances: halon-1211, halon-1301 and halon-2402.
4. "Person" shall mean any person, business enterprise or state
authority, locality or municipality.
5. "Motor vehicle" shall mean motor vehicle as defined by section one
hundred twenty-five and omnibus as defined by section one hundred
twenty-six of the vehicle and traffic law.
6. "Motor vehicle air conditioner" means mechanical vapor compression
refrigeration equipment used to cool the drivers or passenger
compartment of any motor vehicle.
7. "Approved motor vehicle refrigerant recapturing equipment" means
equipment that is certified by Underwriters Laboratories (or another
independent standards testing organization acceptable to the department)
to meet the Underwriters Laboratories standard applicable to equipment
for the removal and storage of used CFC refrigerants from motor vehicle
air conditioners (Underwriters Laboratories standards 1963, October 2,
1989) unless such standard is modified by the commissioner through
regulation. Equipment purchased before the date of such certification
shall be considered approved if the manufacturer provides proof that the
model is functionally identical to a model which is certified pursuant
to this section.
8. "Approved motor vehicle refrigerant recycling equipment" means
equipment that is certified by Underwriters Laboratories (or another
independent standards testing organization acceptable to the department)
to meet the society of automotive engineers standard applicable to
equipment for the extraction and reclamation of refrigerant from motor
vehicle air conditioners (SAE standard J-1990, October, 1989), unless
such standard is modified by the commissioner through regulation.
Equipment purchased before the date of such certification shall be
considered approved if the manufacturer provides proof that the model is
functionally identical to the model which is certified pursuant to this
section.
9. "Properly using" approved motor vehicle refrigerant recycling
equipment means using such equipment in conformity with the Society of
Automotive Engineers standard establishing the recommended service
procedure for containment of CFC-12 refrigerant (SAE standard J-1989 or
revisions thereof).
10. "Recycle" means to decontaminate, reclaim, or reprocess CFC
refrigerants captured from a motor vehicle air conditioner or
refrigeration system for reuse, or to destroy such compounds by methods
approved by either the United States Environmental Protection Agency or
the commissioner.
11. "Refrigeration system" shall mean and shall be limited to:
refrigerators used in retail stores, cold storage warehouse
refrigeration systems, and air conditioning systems in large buildings,
including but not limited to, those systems commonly referred to as
chillers.
Distribution and sale of products containing
chlorofluorocarbon compounds.
3. The commissioner shall be prepared to implement regulations
developed pursuant to section 38-0107 of this chapter limiting or
prohibiting the distribution, sale, or offer or exposure for sale of any
aerosol spray can containing a restricted use chlorofluorocarbon
compound as of January first, nineteen hundred seventy-eight should the
commissioner affirmatively find pursuant to that section that the
distribution, sale, or offer or exposure for sale of restricted use
chlorofluorocarbon compounds will create significant environmental or
public health hazards.
Regulation of the use of chlorofluorocarbon compounds.
1. The commissioner shall by regulation provide that:
(a) On and after January first, nineteen hundred ninety-one, no person
repairing or servicing motor vehicle air conditioners shall knowingly
vent into the atmosphere the chlorofluorocarbon compounds contained in
such air conditioners and shall capture for recycling or capture and
recycle, to the greatest extent possible, the chlorofluorocarbon
compounds during servicing and repair of such air conditioners by
properly using approved refrigerant recycling equipment provided,
however, that the provisions of this paragraph shall not apply to any
automobile repair shop with less than four covered bays, until January
first, nineteen hundred ninety-two;
(b) On and after January first, nineteen hundred ninety-two, no motor
vehicle air conditioners shall be disposed of by any means without first
having had the chlorofluorocarbon refrigerants contained within
mechanical cooling systems captured for recycling. Such recapture shall
be performed by the person accepting the motor vehicle air conditioners
for recycling or dismantling. In making captured chlorofluorocarbon
compound refrigerants, which are captured from disposed of motor vehicle
mobile air conditioning systems, suitable for reentry into the market
place, the captured chlorofluorocarbon compound refrigerants must be
recycled to a uniform level of quality such as that specified by the
Air-Conditioning and Refrigeration Institution (ARI) Standard 700
"Specifications for Fluorocarbon Refrigerants";
(c) On and after January first, nineteen hundred ninety-two, no
chlorofluorocarbon compounds shall knowingly be vented into the
atmosphere or otherwise be improperly disposed of during the repair,
servicing or disposal of refrigeration systems but instead shall to the
greatest extent possible be captured for recycling. In making captured
chlorofluorocarbon compound refrigerants, which are captured from a
refrigeration system, suitable for reentry into the market place, the
captured chlorofluorocarbon compound refrigerants must be recycled to a
uniform level of quality such as that specified by the Air-Conditioning
and Refrigeration Institute (ARI) Standard 700 "Specification for
Fluorocarbon Refrigerants".
(d) On and after January first, nineteen hundred ninety-two, no
containers containing less than fifteen pounds of chlorofluorocarbon
compounds, commonly used for recharging automotive air conditioners,
shall be sold or offered for sale within the state except for sales to
persons meeting the requirements of section three hundred ninety-eight-c
of the vehicle and traffic law and who have obtained for use in their
business approved motor vehicle refrigerant recycling equipment or
approved motor vehicle refrigerant recapturing equipment or to persons
for purposes of resale only. Persons wishing to purchase
chlorofluorocarbon compounds in containers with a capacity less than
fifteen pounds must show proof of compliance with the requirements of
this section.
2. The commissioner is hereby directed upon application by an
interested party to determine, after a hearing, whether any uses,
including but not limited to medical uses, of chlorofluorocarbon
compounds and halon compounds are so necessary to human health, safety
and welfare that they should be exempted from the application of this
section and section three hundred ninety-nine-t of the general business
law or, upon a finding that appropriate refrigerant recycling equipment
does not exist in sufficient quantities, to phase in compliance with the
provisions of subdivision one of this section by postponing the
compliance dates therein. Upon receiving an application to phase in
compliance with the provisions of paragraph (a), (b), or (c) of
subdivision one of this section, the commissioner shall approve or deny
the application within ninety days. If the commissioner fails to act
within ninety days, the application shall automatically be granted for
one hundred eighty days or until such time as the commissioner renders a
decision, whichever is longer.
Any action of the commissioner under this article shall be subject to
judicial review in a proceeding under article seventy-eight of the civil
practice law and rules instituted within thirty days of its effective
date.
3. Any local law, ordinance, rule or regulation relating to sale, use,
reuse, reclamation, or disposal of chlorofluorocarbon compounds must be
identical to or the same as the provisions of this article and the rules
and regulations adopted hereunder.
Notice of public hearing.
Notice of public hearing shall be by publication in two newspapers
likely to give notice to the people of the state of such hearings at
least once in each of three successive weeks. In addition, the
commissioner shall give notice by letter to the manufacturers of
chlorofluorocarbon compounds known to the commissioner whenever
practicable.
Severability.
The provisions of this act shall be severable, and if any clause,
sentence, paragraph, subdivision or part of this act shall be adjudged
by any court of competent jurisdiction to be invalid, such judgment
shall not affect, impair or invalidate the remainder thereof, but shall
be confined in its operation to the clause, sentence, paragraph,
subdivision or part thereof directly involved in the controversy in
which such judgment shall have been rendered.
ARTICLE 39 Sewage System Cleaners and Additives Used In Restricted Geographical Areas
Declaration of policy.
It is declared to be the public policy of this state to prevent the
pollution of water resources in restricted geographical areas through
the use of sewage system cleaners and additives by establishing a
regulatory program restricting the use of such products.
Definitions.
The following terms, whenever used or referred to in this article,
shall have the following meanings:
1. "Sewage system cleaner" means (a) any solid or liquid material
intended or used primarily for the purpose of cleaning, treating, or
unclogging any part of a sewage system or (b) any solid or liquid
material intended or used primarily for the purpose of continuously or
automatically deodorizing or disinfecting any part of a sewage system
including but not limited to solid cakes or devices placed in plumbing
fixtures. Excluded from the definition are products intended or used
primarily in the manual surface cleaning, scouring, treating,
deodorizing or disinfecting of common plumbing fixtures.
2. "Sewage system" means any part of a wastewater disposal system,
including but not limited to all toilets, urinals, piping, drains,
sewers, septic tanks, distribution boxes, absorption fields, seepage
pits, cesspools, and dry wells.
3. "Hydrocarbon chemical" means any compound composed of carbon and
hydrogen.
4. "Restricted chemical material" means (a) any halogenated
hydrocarbon chemical (aliphatic or aromatic) including but not limited
to trichloroethane, tetrachloroethylene, methylene chloride, halogenated
benzenes, carbon tetrachloride, or (b) any aromatic hydrocarbon chemical
including but not limited to benzene, toluene, naphthalene, or (c) any
halogenated phenol derivative in which a hydroxide group and two or more
halogen atoms are substituted onto the aromatic carbons of a benzene
ring including but not limited to trichlorophenol, pentachlorophenol, or
(d) acrolein, acrylonitrile, or benzidine.
5. "Restricted geographic areas" means Nassau and Suffolk counties.
Prohibition of sale and use.
1. No person shall distribute, sell, offer or expose for sale in
restricted geographical areas any sewage system cleaner or additive
containing any restricted chemical material in excess of one part per
hundred by weight.
2. No person shall use, introduce or apply or cause any other person
to use, introduce or apply in any sewage system, surface waters, or
groundwaters in restricted geographical areas any sewage system cleaner
or additive containing any restricted chemical material in excess of one
part per hundred.
Powers and duties of the commissioner.
1. The commissioner shall, within three calendar months after the
effective date of this article, promulgate regulations establishing
methods for indentification and quantification of ingredients in sewage
system cleaners and additives used in restricted geographical areas.
2. The commissioner shall, within three calendar months after the
effective date of this article, promulgate regulations requiring
manufacturers of sewage system cleaners or additives distributed, sold
or offered for sale in restricted geographical areas to furnish to the
commissioner existing information regarding chemical components
including the nature and extent of investigations and research performed
by the manufacturer concerning the effects of such products on the
quality of groundwaters, provided, however, that in lieu of furnishing
said information, such manufacturers may refer the commissioner to any
federal or state agency which has obtained said information, to the
extent that said information is available to the commissioner from any
such agency.
3. Whenever the commissioner finds, after investigation and public
hearing, that any ingredient other than a restricted chemical material
in a sewage system cleaner or additive distributed, sold, offered or
exposed for sale in restricted geographical areas is likely to have a
dangerous, deleterious or injurious effect upon the public health or
environment, he shall prohibit or restrict in restricted geographical
areas the sale, distribution, offer or exposure for sale or use by any
person of sewage system cleaners or additives containing such
ingredients.
4. The commissioner shall hold confidential any information obtained
pursuant to subdivision two of this section when shown by any
manufacturer that such information, if made public, would divulge
competitive business information, methods or processes entitled to
protection as trade secrets of such manufacturers.
ARTICLE 40 Hazardous Substances Bulk Storage Act
Legislative findings and declarations.
The legislature finds and declares that the lands, water and air of
New York state constitute an irreplaceable resource upon which is
founded the well-being of public health, economic vitality and the
state's environment. These resources may be contaminated by releases of
hazardous substances from active and abandoned storage facilities. Once
these resources are contaminated, they cannot be completely restored to
their original state and therefore, contamination of the resources must
be prevented through improved safeguards in storage, handling and
processing of hazardous substances.
The legislature finds and declares these releases to be a threat to
the public health and welfare and hereby exercises the power of the
state to prevent these releases from occurring through the establishment
of a state regulatory program governing existing, new and abandoned
facilities.
Applicability.
This article applies to all storage facilities which are used for the
storage of hazardous substances, except that this article shall not
apply to any storage facilities, regulated under:
1. Title 7, 9 or 11 of article 27 of this chapter;
2. The Natural Gas Pipeline Safety Act of 1968 (49 U.S.C. § 1671 et
seq.);
3. The Hazardous Liquid Pipeline Safety Act of 1979 (49 U.S.C. § 2001
et seq.);
4. The Natural Gas Act (15 U.S.C. § 717 et seq.);
5. The Liquefied Natural and Petroleum Gas Act (Title 17 of article 23
of this chapter); or
6. Provisions relating to liquid petroleum pipeline corporations
(article 3-C of the public service law); or
7. The Atomic Energy Act of 1954, as amended (42 U.S.C. § 2011 et
seq.).
Definitions.
1. "Abandoned storage facility" means a storage facility which is no
longer being maintained in accordance with this article or the
regulations promulgated thereunder.
2. "Authorization" means the possession, where required, of a valid
license, permit or certificate issued by an agency of the state of New
York or the federal government or an order issued by the commissioner or
the administrator of the federal environmental protection agency under
applicable statutes, rules or regulations regarding the possession or
release of hazardous substances or otherwise engaging in conduct which
is exempt under applicable statutes, rules or regulations from the
requirements of possessing such a license, permit, certificate or order.
3. "Environment" means any water, water vapor, any land including land
surface or subsurface, air, fish, wildlife, biota and all other natural
resources.
4. "Hazardous substance" means any substance listed as a substance
hazardous to the public health, safety or the environment in regulations
promulgated pursuant to article thirty-seven of this chapter; provided
however, that the term "hazardous substance" shall not include petroleum
as defined in section 17-1003 of this chapter.
5. "Modified storage facility" means a storage facility at which there
has occurred substantial reconditioning or repair of an existing tank or
storage vessel or associated pipes, lines or fixtures or replacement of
a substantial portion of the storage facility.
6. "Operator" means any person who leases, operates, controls or
supervises a facility.
7. "Owner" means any person who has legal title to a facility.
8. "Person" or "persons" means any individual, public or private
corporation, political subdivision, government agency, municipality,
co-partnership, association, firm, consortium, joint venture, interstate
body, trust, estate or any other legal entity whatsoever.
9. "Release" means any unauthorized pumping, pouring, spilling,
leaking, emitting, discharging, escaping, emptying, leaching or
disposing, directly or indirectly, of a hazardous substance so that the
substance or any related constituent thereof, or any degradation product
of such a substance or of a related constituent thereof, may enter the
environment.
10. "Storage facility" or "facility" means a single property or
contiguous or adjacent properties used for a common purpose which are
owned or operated by the same person on or in which are located one or
more tanks which are used for the storage or containment of hazardous
substances.
11. "Tank" means a device or holding vessel designed to contain an
accumulation of a hazardous substance which is constructed of
non-earthen materials that provide structural support. The term "tank"
includes all associated pipes, lines, fixtures, and other ancillary
equipment.
Such term shall not include:
a. non-stationary tanks, barrels, drums, containers or other holding
vessels stored at a facility for a period of less than ninety days, or
where individual capacity of such non-stationary tanks, barrels, drums,
containers, or other holding vessels at a facility is less than one
thousand kilograms (2,200 lbs.);
b. flow-through process tanks or other equipment wherein physical,
chemical or biological changes take place as part of a process;
c. septic tanks, stormwater or wastewater collection systems;
d. capacitors or transformers containing polychlorinated biphenyls;
e. above ground tanks on an operating farm used solely to store or
contain hazardous substances which will be used for agricultural
purposes on such farm; or
f. tanks which have been permanently closed in accordance with
regulations promulgated pursuant to section 40-0113 of this chapter.
Registration and fees.
1. On or before July first, nineteen hundred eighty-seven, the
department shall promulgate a schedule of registration fees per storage
facility for the cost of inspecting such facilities and based on the
size and type of such facilities, which shall not exceed:
a. one hundred twenty-five dollars per facility, up to two hundred
fifty facilities at a single contiguous site; and
b. seventy-five dollars per facility in excess of two hundred fifty
facilities at a single contiguous site.
In no case shall the registration fees charged to an owner exceed
fifty thousand dollars for storage facilities located at a single
contiguous site. Fees shall be paid to the department at the time of
registration or registration renewal. Registration shall be renewed
every two years or whenever title to a storage facility is transferred,
whichever first occurs. Registration shall be on forms and in accordance
with procedures prescribed by the department.
2. Within one year of the promulgation of the schedule of registration
fees pursuant to subdivision one of this section, all owners shall
identify and register each storage facility with the department.
3. The fees established pursuant to this section are intended to
provide revenues sufficient to meet the costs incurred by the department
in implementing the provisions of this article on and after the
promulgation of the schedule of registration fees. All fees collected
pursuant to this section shall be paid to the state comptroller for
deposit in the miscellaneous special revenue fund, hazardous substances
bulk storage account, and shall be subject to appropriation and
allocation pursuant to the state finance law. Expenditures from the
hazardous substances bulk storage account of the miscellaneous special
revenue fund shall be limited to the costs of the department related to
this article. The commissioner shall, on or before December
thirty-first, nineteen hundred eighty-eight, report to the legislature
and the governor on the adequacy of the fee schedule in providing
sufficient revenues necessary to implement the provisions of this
article.
Access to records and facilities.
1. To carry out the purpose of this article and any rule, regulation
or order issued thereunder, the department may, at reasonable times:
a. have the right to entry to, upon, or through any storage facility
in which a hazardous substance is stored or in which any records are
required to be maintained;
b. have access to and copy any records required to be maintained;
c. inspect any equipment, practice or method which is required by the
provisions of this article; and
d. have access to and inspect any monitoring stations or conduct tests
or take samples to identify any actual or suspected release of a
hazardous substance resulting from the operation of the facility,
including the right to take split samples.
2. Any person storing a hazardous substance may be required to furnish
the department with information on the storage facility, repairs or
replacements, hazardous substances stored, storage and handling
practices, or results of tests, monitoring and inspections.
Corrective actions and reporting.
1. Where a release of any hazardous substance is suspected or appears
probable, the department may order the owner to inspect any storage
facility, location and/or associated equipment suspected to be the
source of the release and to test for tightness and structural
soundness. If the owner fails to conduct such tests within ten days of
notification of such an order the department may conduct such tests. The
reasonable expenses of conducting such tests incurred by the department
shall be paid by the owner.
2. It shall be unlawful to continue operation of any tank where a
continuing release to the environment is occurring. The contents of such
a tank shall be promptly removed to a secure storage location. The
department may prohibit deliveries of hazardous substances to any tank
(i) that is leaking or (ii) where a leak appears probable. If the source
of the leak or a probable leak cannot be determined, the department may
prohibit deliveries to any tank or tanks that may be the probable source
of a leak until such time as the source has been identified, at which
time the prohibition on delivery will apply to the leaking tank or
tanks. In addition, the department may prohibit deliveries of hazardous
substances to any tank that is in violation of any requirement
prescribed by regulation pursuant to this title related to:
a. installing required equipment for spill prevention, overfill
protection, leak detection, corrosion protection or secondary
containment;
b. performing leak detection or inspections of tank systems;
c. properly operating or maintaining leak detection; or
d. properly operating or maintaining spill, overfill or corrosion
protection equipment.
(i) The department shall attach a tag to the tank or tanks to identify
those tanks to which delivery is prohibited and provide a written notice
to the owner and operator specifying the reasons for the prohibition of
delivery.
(ii) As promptly as possible thereafter, not to exceed fifteen days,
the commissioner shall provide the owner or operator an opportunity to
be heard and to present proof that such conditions or activity does not
violate the provisions of this section or of the rules or regulations
adopted pursuant to this title. The commissioner shall adopt rules and
regulations describing the procedure to be followed in the prohibition
of hazardous substance deliveries. In adopting such rules and
regulations the department shall allow for the owner or operator at any
time to submit information to the department to demonstrate that the
owner or operator is in compliance with the requirements or has
corrected the violation that prompted the department to prohibit
deliveries of hazardous substances and to allow the tank or tanks to be,
as promptly as possible, brought back into operation, not to exceed two
business days from the department's determination that a tank is in
compliance. The department shall use its best efforts to timely
determine compliance.
(iii) Unless otherwise authorized by the department, no person shall
tamper with or remove, or cause the tampering with or removal of, a tag
attached to any tank under the provisions of this subdivision.
(iv) No person shall deliver, cause the delivery of, deposit, or
accept a hazardous substance to any tank or tanks to which a tag is
affixed pursuant to this subdivision.
3. Any person who is the owner of, or in actual or constructive
possession or control of, a hazardous substance, as defined in section
40-0105 of this article, or any employee or agent thereof, or any person
in a contractual relationship therewith who inspects, tests or repairs
any portion of the facility which was or is used for the storage of
hazardous substances, shall promptly notify the department as soon as he
has knowledge of the release of a reportable quantity of a hazardous
substance into the environment.
Rules and regulations.
1. The department, on or before July first, nineteen hundred
eighty-eight, shall promulgate rules and regulations to implement this
article. Such rules and regulations may differ as required based on the
nature of the hazardous substance stored, the type or class of storage
facility, and the degree of environmental protection required.
The regulations shall include but are not limited to:
a. A list of hazardous substances described by subdivision four of
section 40-0105 of this article. Such list shall indicate the minimum
quantity of each such hazardous substance the storage of which shall be
subject to regulation pursuant to this article. Such list shall also
indicate the minimum quantity of each such hazardous substance which, if
released into the environment, shall be deemed to be a reportable
quantity.
b. Minimum standards and schedules for design, construction,
installation, operation, maintenance, repair, monitoring, testing and
inspection of facilities. Schedules shall be based on factors such as
type of facility, type and quantity of hazardous substances stored,
facility age, condition and construction type, soil conditions, location
of facility relative to water supplies, surrounding population, and
other environmental factors including but not limited to future physical
climate risk due to sea level rise, and/or storm surges and/or flooding,
based on available data predicting the likelihood of future extreme
weather events, including hazard risk analysis data if available.
c. Requirements for maintaining records pursuant to this article.
d. Requirements for reporting releases and corrective action in
response to such releases, and for taking such corrective action
pursuant to this article.
e. Provision for variances from specific provisions, provided it can
be shown to the satisfaction of the department that the new or alternate
design, practice or method used or proposed to be used provides
protection equal to or greater than the requirements of the regulations.
The regulations shall also include policies, procedures and criteria for
reviewing such variance requests.
f. Criteria whereby facilities are properly closed and thereby
released from testing and inspection requirements.
g. Requirements for maintaining such evidence of financial
responsibility as is deemed necessary and desirable for operating,
maintaining or closing storage facilities pursuant to this article.
Evidence of financial responsibility shall be established in
accordance with such regulations and may include, but shall not be
limited to any one or any combination of the following: insurance,
guarantee, surety bond, letter of credit, or qualification as a
self-insurer.
h. Rules and training requirements for operators of hazardous
substance storage facilities. The department shall specify training
requirements for:
(i) persons having primary responsibility for on-site operation and
maintenance of storage tank systems;
(ii) persons having daily on-site responsibility for the operation and
maintenance of storage tank systems; and
(iii) daily, on-site employees having primary responsibility for
addressing emergencies presented by a spill or release from a storage
tank system.
2. Nothing in this article shall authorize the department to adopt or
amend any rule or regulation in a manner less stringent than provided in
the Federal Resource Conservation and Recovery Act of 1976, as amended,
and in rules and regulations promulgated pursuant thereto.
Sales of hazardous substances.
1. The manufacturer or distributor of a hazardous substance must
provide the operator of the storage facility which purchases such
substances with technical guidance and recommended practices for the
storage and handling of such substances.
2. No delivery of a hazardous substance may be made to a storage
facility that is not registered pursuant to section 40-0107 of this
article.
Compliance with regulations.
It shall be unlawful to operate, maintain or close a storage facility
other than in compliance with the regulations promulgated pursuant to
this article.
Trade secret information.
Disclosure to the public by the department of any information required
to be provided under this article which is claimed to be a trade secret
or confidential business information, shall be treated as such pursuant
to the provisions of the freedom of information law (article six of the
public officers law).
Preemption and delegation.
1. Any local law or ordinance which is inconsistent with any provision
of this article or any rule or regulation promulgated thereunder shall
be preempted.
2. Notwithstanding subdivision one of this section, the department may
approve and formally delegate the administration and enforcement of the
provisions of this article to any county or to any city with a
population of one million or more, provided that, upon written
application from such county or city, the department determines that the
local law or ordinance affords an equal or greater level of
environmental protection than is afforded by the requirements of this
article or of the rules and regulations promulgated thereunder. In
approving and delegating the activities provided for under this article,
the department shall set forth the terms and conditions of such approval
and delegation necessary to meet its responsibility under this article,
including the reservation of the right to take enforcement actions.
3. Notwithstanding any other provision of law, if a county, or a city
with a population of one million or more, has a local law or ordinance
which would be approvable under subdivision two of this section, except
with respect to enforcement or penalties for violations, such county or
city may, after being so notified in writing by the department, adopt a
local law or ordinance authorizing enforcement authority and penalty
provisions equivalent to those provided in title forty-three of article
seventy-one of this chapter.
4. Upon formal delegation, the delegated county or city may directly
assess and receive the fees authorized by section 40-0107 of this
article, provided that any such fees so received are used for the
purpose of administering and enforcing the provisions of the approved
local law or ordinance. In no event shall duplicate fees be assessed by
both the department and by any delegated county or city.
Severability.
The provisions of this article shall be severable and if any phrase,
clause, sentence or provision of this article, or the applicability
thereof to any person or circumstance shall be held invalid, the
remainder of this article and the application thereof shall not be
affected thereby.
ARTICLE 41 Powers and Duties of the Department Applicable Only to the Sixth Park Region
Sixth park region; definition.
The sixth region shall consist of the counties of Hamilton and Essex
and those portions of the counties of Saint Lawrence, Lewis, Oneida,
Clinton, Franklin, Herkimer, Fulton, Ulster, Saratoga, Warren,
Washington, Greene, Delaware and Sullivan lying within the Adirondack or
Catskill parks as defined in section 9-0101 of this chapter.
Regulation of navigation.
The department shall, within the sixth park region, administer
articles 3 and 11 of the Navigation Law.
Acquisition, maintenance and operation of parks, state
recreational and historic facilities and services.
The department shall, within the sixth park region, consistent with
section 9-0109 of this chapter, acquire, establish, maintain and operate
parks, state recreational and historic facilities and services, and all
the functions, powers, duties and obligations relating thereto,
possessed by the department immediately preceding the effective date of
this chapter, are hereby continued.
Approval of certain applications and projects.
Approval by the commissioner shall be required for all applications
for funds under, and for all projects undertaken pursuant to the
following provisions of the Conservation Law, if the funds are to be
used, or the projects undertaken, in the sixth park region as defined by
section 41-0101: (a) section 1-0312, the Land and Water Conservation
Fund; (b) title 7 of article 1, the Park and Recreation Land Acquisition
Act and (c) title 8 of article 1, Park, Marine, Forest Recreation and
Historic Site Development.
ARTICLE 42 Historic Hudson-hoosic Rivers Partnership
Definitions.
1. "Partnership" shall mean the organization established as the
Historic Hudson-Hoosic Rivers Partnership pursuant to section 42-0103 of
this article.
2. "Reserve" shall mean a region in which there is a combination of
publicly and privately owned lands and land uses, within a defined area
where there are traditional patterns including agriculture and open
space, town settlement and economic activity, which due to their pattern
and configuration, and because of the need for sustained productivity
could best be protected, developed and managed through the development
of a comprehensive stewardship plan addressing matters including, but
not limited to, collaborative agriculture and open space protection,
tourism development and revitalization of main streets, recreational
development, and protection and interpretation of natural and cultural
heritage.
3. "Historic Hudson-Hoosic Rivers area" or "area" shall mean the
contiguous area in Saratoga, Washington and Rensselaer counties within
the towns of Saratoga, Stillwater, Northumberland, Easton, Fort Edward,
Waterford, Halfmoon, Greenwich, Schaghticoke, Hoosick, Moreau, White
Creek, Cambridge, Kingsbury, Corinth and Pittstown; the villages of
South Glens Falls, Cambridge, Hudson Falls, Valley Falls, Schaghticoke,
Corinth and Hoosick Falls; and the city of Mechanicville.
4. "Historic Hudson-Hoosic Rivers fund" or "fund" shall be the fund
established pursuant to section 42-0115 of this article.
The Historic Hudson-Hoosic Rivers Partnership.
1. The Historic Hudson-Hoosic Rivers Partnership is hereby established
in the department to be a body corporate and public, and to consist of
up to thirty-seven voting members. The following individuals shall be
invited to become members: the supervisor of the town of Saratoga, the
supervisor of the town of Fort Edward, the supervisor of the town of
Greenwich, the supervisor of the town of Easton, the supervisor of the
town of Stillwater, the supervisor of the town of Waterford, the
supervisor of the town of Northumberland, the supervisor of the town of
Halfmoon, the supervisor of the town of Mechanicville, the supervisor of
the town of White Creek, the supervisor of the town of Cambridge, the
supervisor of the town of Moreau, the supervisor of the town of
Schaghticoke, the supervisor of the town of Pittstown, the supervisor of
the town of Hoosick, the supervisor of the town of Kingsbury, the
supervisor of the town of Corinth, the mayor of the city of
Mechanicville, the mayor of the village of Schuylerville, the mayor of
the village of Victory, the mayor of the village of Stillwater, the
mayor of the village of Fort Edward, the mayor of the village of
Greenwich, the mayor of the village of South Glens Falls, the mayor of
the village of Cambridge, the mayor of the village of Hudson Falls, the
mayor of the village of Valley Falls, the mayor of the village of
Schaghticoke, the mayor of the village of Corinth, the mayor of the
village of Hoosick Falls and the mayor of the village of Waterford. In
addition, six members shall be appointed as follows: two shall be
appointed by the governor, two shall be appointed by the temporary
president of the senate and two shall be appointed by the speaker of the
assembly. The commissioner and the commissioners of agriculture and
markets, and parks, recreation and historic preservation shall be
nonvoting ex-officio members of the partnership. The six appointed
members of the partnership, two of which shall be residents of Saratoga
county, two of which shall be residents of Rensselaer county and two of
which shall be residents of Washington county, shall by training,
education and experience or attainment be qualified to analyze,
interpret and/or support matters relevant to historical, environmental,
economic or scenic preservation work of the partnership. Each ex-officio
member of the partnership may designate a representative to attend, in
his or her place, meetings of the partnership and to act in his or her
behalf at meetings and with respect to the business of the partnership.
2. The term of office for appointees shall be four years. Members may
serve on the partnership until they resign or are replaced. In the event
of a vacancy occurring other than by the expiration of a member's term,
such vacancy shall be filled for the balance of the unexpired term in
the same manner as the original appointment.
3. A majority of the members of the partnership shall constitute a
quorum.
4. The members of the partnership shall receive no compensation for
their services, but shall be entitled to reimbursement for their
expenses actually and necessarily incurred in the performance of their
duties.
5. Notwithstanding any inconsistent provisions of law, general,
special or local, no officer or employee of the state or any civil
division thereof, shall be deemed to have forfeited or shall forfeit his
or her office or employment by reason of his or her acceptance of
membership on the partnership.
6. At the initial meeting, the partnership shall elect officers, who
shall serve at the pleasure of the partnership.
8. The partnership shall meet at least once every two months until
approval of the plan by the commissioner as provided pursuant to section
42-0109 of this article, and at least once every quarter thereafter.
9. Every state agency and public corporation having jurisdiction of
land within municipalities located within the Historic Hudson-Hoosic
Rivers Partnership Reserve shall, to the fullest extent practicable,
cooperate and assist the partnership in carrying out the provisions of
this article.
The Historic Hudson-Hoosic Rivers Partnership Reserve.
The area encompassed within the municipal boundaries in the towns of
Saratoga, Stillwater, Northumberland, Easton, Fort Edward, Waterford,
Halfmoon, Moreau, Schaghticoke, Cambridge, White Creek, Pittstown,
Hoosick, Kingsbury, Corinth and Greenwich; the villages of South Glens
Falls, Cambridge, Hudson Falls, Valley Falls, Schaghticoke, Corinth and
Hoosick Falls; and the city of Mechanicville is hereby designated to be
the Historic Hudson-Hoosic Rivers Partnership Reserve.
Powers and duties of the partnership.
The partnership shall have the power:
1. To sue and be sued.
2. To make by-laws for the management and regulation of its affairs.
3. To make and execute contracts and all other instruments necessary
or convenient for the exercise of its powers and functions under this
article.
4. To appoint and remove an executive officer, officers, agents and
employees, and prescribe their duties and qualifications and fix their
compensation.
5. To contract for professional and technical assistance and advice,
including retaining or employing counsel, private consultants and
independent contractors.
6. To accept gifts, grants, loans, or contributions from, and enter
into contracts or other transactions with, the United States and the
state or any commission of either of them, any municipality, any public
or private corporation, individual or other legal entity, and to use any
such gifts, grants, loans or contributions to advance any of its
corporate purposes.
7. To conduct scientific, economic and environmental studies.
8. To conduct environmental education programs.
9. To facilitate and provide passive recreational activities including
hiking, nature study and photography.
10. To make recommendations regarding necessary facilities including
paths and trails, education center and related parking areas.
11. To assist individuals, corporations, associations and public
entities on ways to protect the resources of the reserve.
12. To prepare an annual report on the conduct of its activities which
shall include a recommended budget for the next year.
13. To adopt and use a seal.
14. To construct or cause to have constructed necessary facilities,
including paths and trails, a visitor education center, and related
parking areas on the land described in section three of the chapter of
the laws of two thousand fifteen that added this subdivision.
15. To exercise and perform such other powers and duties as shall have
been or may be conferred by law.
Stewardship plan.
1. The partnership shall develop a stewardship plan which shall
represent the fundamental document defining the recommended protection
and beneficial public use goals for the reserve and the means and
techniques for their attainment. To the fullest extent practicable, the
plan shall be consistent with the state open space plan and the Erie
Canalway National Heritage Corridor preservation and management plan, as
such plans are amended. The plan shall include, but need not be limited
to:
a. A survey or inventory of the following, together with the
establishment of management priorities therefor:
(i) historic resources;
(ii) scenic resources;
(iii) recreational uses; and
(iv) farmland and agricultural related uses.
b. An economic plan that shall include but not be limited to:
(i) A main street element for traditional commercial streets in
reserve communities;
(ii) A tourism plan with elements of branding, marketing and
promotion; and
(iii) A strategy for small enterprise business financing and support
to nurture entrepreneurs interested in launching business activity in
the reserve particularly relating to services for tourists and
businesses adaptively using historic structures.
c. Regional cost sharing opportunities helping municipalities in the
reserve to approach common matters collectively through agreements.
d. An education program including publications and guided activities.
e. A financial plan for implementation of plan recommendations.
2. A draft plan shall be submitted to the commissioner, the
commissioner of parks, recreation and historic preservation and
secretary of state within thirty months of the effective date of this
article. The commissioner, in consultation with the commissioner of
parks, recreation and historic preservation and secretary of state, may
approve the plan, may return the plan to the partnership with
recommendations for approval, or may reject such plan. Prior to
submission of the draft plan, the partnership shall hold at least one
public hearing on the draft plan in each county for which the plan is
applicable. The local legislative body of each city, town or village
within the boundaries designated by the draft plan must approve the plan
following the public hearing or hearings and before it is submitted to
the commissioner. A copy of the approved plan shall be provided to the
governor, the temporary president of the senate and the speaker of the
assembly.
3. Not less than once every five years the partnership shall review
the plan, and shall include as part of such review a public hearing in
each county for which the plan is applicable. The partnership shall
propose amendments to the management plan as they are deemed to be
necessary and appropriate.
Appropriations by municipalities.
To effectuate the purposes of this article, the local legislative
bodies of the towns, villages and city within the reserve and the
counties of Saratoga, Washington and Rensselaer may appropriate and pay
over to the partnership moneys to be expended by the partnership to
carry out its functions pursuant to this article.
Cooperation of state agencies.
To effectuate the purposes of this article, the partnership may
request from any department, board, bureau, commission or other agency
of the state, and the same are authorized to provide, such cooperation
and assistance, services and data as will enable the partnership
properly to carry out its functions pursuant to this article.
Stewardship fund.
1. There is hereby established in the joint custody of the state
comptroller and the commissioner of taxation and finance a special fund
to be known as the "Historic Hudson-Hoosic Rivers fund".
2. Moneys in the fund shall consist of all moneys appropriated for the
purpose of such fund, donations to the partnership and all moneys
transferred to such fund pursuant to law. Any interest received by the
comptroller on money on deposit in the fund shall be retained in and
become part of the fund.
3. Moneys in the fund may be used, pursuant to appropriation, by the
partnership for its purposes under this article.
Siena College revolutionary war institute.
The partnership may enter into an agreement with the Siena College
revolutionary war institute to provide diverse, academically based
education opportunities based on the historic resources of the Historic
Hudson-Hoosic Rivers Partnership Reserve for local schools, residents in
the reserve and visitors to the reserve to learn about our nation's
birth and democratic foundations.
ARTICLE 43 Lake George Park Commission
Legislative intent.
The preservation and enhancement of natural beauty in the state, the
preservation and conservation of pure water supplies and other natural
resources, the preservation and development of natural resources and
recreational facilities for the benefit of the public, the promotion of
the study of history, natural science, and lore, the conservation and
protection of state lands in the forest preserve and areas adjacent
thereto, and the promotion and preservation of the health and welfare of
the public residing, sojourning, or visiting therein being the concern
of the state, the legislature hereby declares it to be in the public
interest to preserve, protect, conserve and enhance the unique natural
scenic beauty and to promote the study of the history, natural science,
and lore of Lake George and the area near or adjacent thereto and to
provide means whereby owners of real property near or adjacent to the
lake, other interested individuals, corporations, associations,
organizations, and municipalities bordering on the lake may preserve,
protect and enhance the natural scenic beauty of the lake and its
surrounding countryside and regulate the use of the lake and the area
near or adjacent thereto for appropriate residential, conservation,
health, recreational, and educational purposes.
Definitions.
As used in this article:
1. "Lake George park" means the bed, waters, islands, and shore of
Lake George and all land in the counties of Essex, Warren and Washington
surrounding said lake and situate within the following described
boundaries:
Beginning at the southwesterly corner of lot 18 of the Crane Brush
Patent in the northerly bounds of the Ogilvie Patent, running from
thence northerly along the westerly bounds of the said lot 18 and the
easterly bounds of lot 11 of the said Crane Brush Patent, to the
northwesterly corner of the said lot 18 and the northeasterly corner of
the said lot 11; thence westerly along the northerly bounds of the said
lot 11 to the southeasterly corner of lot 12, Crane Brush Patent; thence
northerly along the easterly bounds of the said lot 12 to the
northeasterly corner thereof in the southerly bounds of lot 13, Crane
Brush Patent; thence easterly along the southerly bounds of a portion of
the southerly bounds of the said lot 13 to the southeasterly corner
thereof and the southwesterly corner of lot 16, Crane Brush Patent;
thence northerly along the westerly bounds of the said lot 16 to the
northwesterly corner thereof in the southerly bounds of lot 3, Garland
Patent; thence easterly along the southerly bounds of lot 3, Garland
Patent to the southeasterly corner thereof; thence northerly along the
easterly bounds of the said lot 3 to the northeasterly corner thereof in
the southerly bounds of the Norman Patent; thence northerly, crossing
the said Norman Patent in a straight line, to the southeasterly corner
of lot 10, McDonald Patent; thence northerly along the easterly bounds
of the said lot 10 to the northeasterly corner thereof in the southerly
bounds of Porter's Patent; thence westerly along the southerly bounds of
lots 7 and 6, Porter's Patent to the southwesterly corner of the said
lot 6; thence northerly along the westerly bounds of the said lot 6,
Porter's Patent, to the northwesterly corner thereof; thence running in
a straight line northerly, crossing the remaining portion of Porter's
Patent and also crossing Robert's Patent, to the southwesterly corner of
lot 86, Northwest Bay Tract; thence northwesterly along the westerly
bounds of lots 86, 91 and 99, Northwest Bay Tract, to the northwesterly
corner of the said lot 99; thence easterly along the northerly bounds of
the said lot 99 to the southwesterly corner of lot 116, Brant Lake
Tract; thence northerly along the westerly bounds of lots 116, 117, and
118, Brant Lake Tract, to the northwesterly corner of the said lot 118;
thence easterly along the northerly bounds of lots 118, and 113, Brant
Lake Tract to the northeasterly corner of the said lot 113; thence
northerly along the westerly bounds of lots 87 and 88, Brant Lake Tract,
to the northwesterly corner of the said lot 88; thence easterly along
the northerly bounds of lots 88, 79, 56, 47, 24 and 15, Brant Lake
Tract, to the northeasterly corner of the said lot 15 and to a point in
the westerly bounds of the Hague Tract; thence northerly along the
westerly bounds of the Hague Tract to the northwesterly corner of lot
38, Hague Tract; thence easterly along the northerly bounds of the said
lot 38 to the northeasterly corner thereof; thence northerly along the
westerly bounds of a portion of the westerly bounds of lot 37 and the
westerly bounds of lot 36, Hague Tract, to the northwesterly corner of
the said lot 36; thence easterly along a portion of the northerly bounds
of the said lot 36 to the southwesterly corner of lot 33, Hague Tract;
thence northerly along the westerly bounds of lots 33, 30 and a portion
of lot 29, Hague Tract, to the Warren-Essex County line; thence running
northeasterly along the said county line to the center of Trout Brook;
thence northerly, downstream, along Trout Brook as it winds and turns,
to the intersection of Trout Brook with State Highway Route 9N; thence
southwesterly along said State Highway to the intersection of the said
State Highway with Alexandria Avenue south of Ticonderoga Village;
thence easterly along Alexandria Avenue, crossing the outlet of Lake
George, and continuing along said Alexandria Avenue and said line
extended, to the American Telephone and Telegraph Company's telephone
cable line; thence southerly along said telephone cable line to the
north bounds of lot 77 of the Alexander Turner Patent; thence westerly
along the north bounds of lot 77 and lot 79 of said Patent to the
northwest corner of lot 79; thence southerly along the west bounds of
lots 79, 80, 81, 82, 83, and 84 to the southwest corner of said lot 84;
thence westerly along the division line between lots 85 and 67 of said
Turner Patent to the northwest corner of lot 67; thence southerly along
the west bounds of lots 67, 16, 17, 18, 19 and 20 of said Turner Patent
to the division line between the Town of Putnam and the Town of Dresden;
thence westerly along said town line to the northwest corner of lot 52
of the aforesaid Turner Patent; thence southerly along the west bounds
of lots 52, 51, and 50 of said Turner Patent, to the division line
between the Turner Patent and the South Bay Tract; thence southwesterly
along said division line to the northwest corner of lot 148, South Bay
Tract; thence southerly along the west bounds of lots 148 and 149 of the
South Bay Tract to the north line of lot 162 of said tract; thence
westerly along the north line of said lot 162 to the northwest corner
thereof; thence southerly along the west bounds of lots 162, 161, 160,
159, 158 and 44 to the southwest corner of said lot 44; thence westerly
along the southerly bounds of lots 39 and 22, South Bay Tract, to the
southwesterly corner of the said lot 22; thence southerly along the
westerly bounds of lot 23, South Bay Tract to the southwesterly corner
thereof; thence westerly along the southerly bounds of lot 12, South Bay
Tract, to the southwesterly corner thereof; thence southerly along the
westerly bounds of lot 11 of South Bay Tract to the southwest corner of
lot 11; thence westerly along the south bounds of lot 77 to the
southwest corner thereof; thence southerly along the west bounds of lots
76, 75, and 74 of the South Bay Tract to the southwest corner of lot 74;
thence westerly along the south bounds of lots 89, 99, 105, and 118 of
the South Bay Tract to the southwest corner of lot 118; thence southerly
along the west bounds of lots 117, 116, and 115 to the division line
between the South Bay Tract and the Westfield Tract; thence westerly
along said division line to the northwest corner of lot 56 of the
Westfield Tract; thence southerly along the westerly bounds of lots 56
and 49 of the Westfield Tract to the southwesterly corner of the said
lot 49; thence westerly along the southerly bounds of lot 50, Westfield
Tract to the southwesterly corner of the said lot 50; thence southerly
along the westerly bounds of lots 43 and 42, of the Westfield Tract to
the southwesterly corner of the said lot 42; thence running in a
straight line crossing lots 37 and 31 of the Westfield Tract to the
northwesterly corner of lot 25 of the Westfield Tract; thence westerly
along the southerly bounds of an unnumbered lot, and the southerly
bounds of lot 28, Westfield Tract and the southerly bounds of lot 47,
Lake George Tract, to the southwesterly corner of the said lot 47, and
the northwesterly corner of lot 46, and the northeasterly corner of lot
45, Lake George Tract; thence southerly along the easterly bounds of
lots 45, 39, 37 and 27, Lake George Tract; to the southeasterly corner
of the said lot 27; thence westerly along the southerly bounds of the
said lot 27 to the easterly bounds of lot 28, Lake George Tract; thence
southerly along a portion of the easterly bounds of the said lot 28 and
the easterly bounds of lot 29, Lake George Tract to the southeasterly
corner of the said lot 29; thence westerly along the southerly bounds of
the said lot 29 and a portion of the southerly bounds of lot 30, being
also along a portion of the northerly bounds of lot 23, and the
northerly bounds of lot 24, all in Lake George Tract, to the
northwesterly corner of the said lot 24; thence southerly along the
westerly bounds of the said lot 24 to the southwesterly corner thereof;
thence westerly along a portion of the northerly bounds of lot 18, Lake
George Tract, to the northwesterly corner thereof; thence southerly
along the easterly bounds of lots 17, 15, 16, 14, 12, 9 and a portion of
lot 5, Lake George Tract and continuing the same course southerly to the
center of the Farm to Market Road; thence westerly in the center of the
said road to the Warren-Washington County Line; thence southerly along
the said county line to the northeasterly corner of the Queensbury
Patent; thence westerly along the northerly bounds of the Queensbury
Patent to the southeasterly corner of the Hasborne Patent; thence
northerly along the easterly bounds of the Hasborne Patent to the
northeasterly corner thereof; thence westerly along the northerly bounds
of the Hasborne Patent and the northerly bounds of the Fairlie Patent to
the northwesterly corner of the said Fairlie Patent; thence southerly
along a portion of the westerly bounds of the Fairlie Patent to the
northeasterly corner of lot 18, French Mountain Tract; thence westerly
along the northerly bounds of lots 18, 20, 21, and 25 of the French
Mountain Tract to the northwesterly corner of the said lot 25; thence
running in a straight line westerly crossing the southerly portion of
the Houghton Patent to the northwesterly corner of lot 60, Luzerne
Tract; thence southerly along the westerly bounds of the said lot 60 to
the southwesterly corner thereof; thence westerly along the southerly
bounds of lots 59, 58 and 57, Luzerne Tract to the southwesterly corner
of the said lot 57; thence northerly along a portion of the westerly
bounds of the said lot 57 to the southeasterly corner of lot 66, Luzerne
Tract; thence westerly along the southerly bounds of the said lot 66 to
the southwesterly corner thereof; thence northerly along a portion of
the westerly bounds of the said lot 66 to the northeasterly corner of
lot 67, Luzerne Tract and being in the southerly bounds of the Randall
Location; thence westerly along the southerly bounds of the said Randall
Location to the southwesterly corner thereof; thence northerly along the
westerly bounds of the said Randall Location and the westerly bounds of
lots 75, 78, 83, 93, 98 and 107, Luzerne Tract, to a point in the
southerly bounds of lot 113, Luzerne Tract; thence westerly along a
portion of the southerly bounds of the said lot 113 to the southwesterly
corner thereof; thence northerly along the westerly bounds of the said
lot 113 to the northwesterly corner thereof in the southerly bounds of
the J. Ross Patent; thence easterly along a portion of the southerly
bounds of the J. Ross Patent to the southeasterly corner thereof; thence
northerly along the easterly bounds of the said J. Ross Patent to the
northeasterly corner thereof; thence running in a straight line
northerly to the southeasterly corner of the J. Thurman Farm; thence
northerly along a portion of the easterly bounds of the said J. Thurman
Farm to the northwesterly corner of lot 143, Luzerne Tract; thence
easterly along the northerly bounds of the said lot 143, Luzerne Tract,
to the northeasterly corner thereof in the westerly bounds of the
McCauley Patent; thence northerly along a portion of the McCauley Patent
to the northwesterly corner thereof; thence easterly along a portion of
the northerly bounds of the McCauley Patent to the southwesterly corner
of lot 6, David Smith Patent; thence easterly along the southerly bounds
of lots 6, 7, and 22 of the said Smith Patent to the southeasterly
corner of the said lot 22; thence northerly along the easterly bounds of
lots 22, 21, 20, 19, 18, 17, 16, and 15 of the said Smith Patent to the
northeasterly corner of the said lot 15 in the southerly bounds of lot
29 of the James Abeel 3000 acre Patent; thence westerly along a portion
of the southerly bounds of the said lot 29 to the southwesterly corner
thereof; thence northerly along the westerly bounds of lots 29, 27, 26,
22, 21 and 16 of the said James Abeel 3000 acre Patent to the
northwesterly corner of the said lot 16; thence westerly along the
northerly bounds of lot 17, of the James Abeel 3000 acre Patent to the
northwesterly corner thereof; thence northerly along the westerly bounds
of lots 14, 11, 8, 5 and 2 of the James Abeel 3000 acre Patent to a
point in the southerly bounds of lot 33, Northwest Bay Tract; thence
westerly along a portion of the southerly bounds of the said lot 33 to
the southwesterly corner thereof, the same being the southeasterly
corner of the John Campbell Patent; thence northerly and northeasterly
along the easterly and southeasterly bounds of the said John Campbell
Patent to the southeasterly corner of the Ogilvie Patent; thence
northeasterly along the southeasterly bounds of the said Ogilvie Patent
to the northeasterly corner thereof at the southeasterly corner of lot
10 of the Crane Brush Patent; thence westerly along the southerly bounds
of the said lots 10 and 18 to the point and place of beginning.
2. "Zone" means any area of land within the Lake George park in which
the use of land for commercial purposes is prohibited, restricted, or
controlled pursuant to the provisions of this article, local law or
ordinance, agreement, restrictive covenant, or otherwise.
3. "Commercial purposes" means use of lands, including structures
thereon for any purpose from which a profit may be derived, other than a
lease or rental of residential property for single, private family
residential purposes.
4. "Commission" means the Lake George park commission.
5. "Surface water runoff" means water which flows over the land and
does not percolate into the soil.
6. "Stormwater runoff" means any surface water runoff or runoff in
channels which results directly either from a rain storm or from the
melting of snowpack.
Lake George park commission; continuation.
There shall continue to be in the department a commission to be known
as "Lake George park commission." Such commission shall be a body
corporate and politic. It shall consist of the commissioner, ex officio,
and nine members to be appointed by the governor, by and with the advice
and consent of the senate, at least two of whom shall reside in the
county of Essex, two in the county of Warren and two in the county of
Washington and at least three of whom shall be members of a civic,
protective or service association in the Lake George area. In making
appointments pursuant hereto the governor shall give consideration to
nominations made by such associations in such area. The members shall be
appointed for overlapping nine year terms of office running from April
first of the year in which such terms shall, respectively, commence,
provided, however, that of the members first appointed one shall be
appointed for a one-year term of office beginning April 1, 1961, one for
a two-year term of office, one for a three-year term of office, one for
a four-year term of office, one for a five-year term of office, one for
a six-year term of office, one for a seven-year term of office, one for
an eight-year term of office and one for a nine-year term of office,
each of which shall commence on such date. An appointment to fill a
vacancy shall be made for the remainder of the affected term of office.
The officers thereof shall consist of a chairman, vice-chairman and
secretary-treasurer to be elected by the commission. The members of the
commission shall receive no compensation but may be reimbursed for
expenses necessarily incurred in the performance of their duties.
Powers.
The commission shall have power to:
1. Sue and be sued.
2. Make and execute contracts and all other instruments necessary or
convenient for the exercise of its powers and functions under this
article.
3. Establish and maintain such facilities as may be necessary for the
transacting of its business.
4. Utilize, to the extent feasible, the staff and facilities of
existing state agencies, pursuant to an allocation to be made by the
director of the budget.
5. Hold hearings and subpoena witnesses in the exercise of its powers,
functions and duties provided for by this article.
6. Contract for professional and technical assistance and advice.
7. Contract for and to accept assistance, including but not limited to
gifts, grants or loans of funds or of property from the federal
government or any agency or instrumentality thereof, or from any agency
or instrumentality of the state, or from any other public or private
source and to comply, subject to the provisions of this article, with
the terms and conditions thereof, subject to the approval of the
director of the budget.
8. Adopt, amend and repeal, after public hearing according to the
provisions of the state administrative procedure act (except in the case
of rules and regulations that related to the organization or internal
management of the agency), such rules and regulations, consistent with
this article, as it deems necessary to administer this article, and to
do any and all things necessary or convenient to carry out the purpose
and policies of this article and to exercise all powers granted by law.
9. Adopt, amend and repeal, after public hearing according to the
provisions of the state administrative procedure act, rules and
regulations relating to tree-cutting within the park; provided, however,
that nothing herein shall prevent a municipality from adopting a law,
code, ordinance or regulation which is more stringent than such rules
and regulations adopted by the commission.
10. Encourage individuals, corporations, associations and
organizations to acquire real property or interests or rights in real
property for the preservation of open space characterized by natural
scenic beauty or conditions enhancing parkwide qualities, and to
preserve such lands or interests or rights in real property through the
establishment of land trusts and other lawful means for protecting and
preserving such lands.
11. Encourage and assist in the creation of special local improvement
districts for purposes including control of storm water runoff problems
and the acquisition of significant environmental areas, including
wetlands, to control such problems.
12. Study, monitor and inspect for pollution from any source within
the park and to enforce the provisions of this article and any
regulations promulgated pursuant thereto, cooperate with, aid and assist
municipalities and state agencies in enforcing the laws affecting or
applying to Lake George and the area lying within the park and undertake
projects to abate pollution and preserve water quality.
13. Take into consideration the cumulative impact upon all of the
resources of the park in making any determination or taking actions
pursuant to the powers of this article.
14. Intervene in proceedings before state agencies including the
department and the Adirondack park agency on matters affecting the park.
15. Encourage individuals, corporations, associations, and
organizations to preserve and enhance the natural scenic beauty of Lake
George and lands within the Lake George park.
16. Adopt, sponsor, and encourage the use of forms of deeds,
agreements, covenants, and other legal documents by means of which
owners of real property within the Lake George park may voluntarily
prohibit, restrict, and control the use thereof for commercial purposes.
17. Encourage owners of real property within the Lake George park by
written instruments to prohibit, restrict, or control voluntarily the
use of such real property for commercial purposes.
18. Acquire interests or rights in real property within the Lake
George park for the purpose of prohibiting, restricting, or controlling
the use of such real property for commercial purposes.
19. Establish rules, regulations, and procedures by or pursuant to
which the commission may authorize or permit a necessary or desirable
use of land or prevent unnecessary hardship in an individual or
particular instance by altering or modifying in whole or in part any
restriction contained in any conveyance to or agreement with the
commission or which the commission has power to alter or modify.
20. Encourage, cooperate with, aid, and assist municipalities lying
wholly or partly within the Lake George park in the preparation and
adoption of zoning laws or ordinances and other local legislation
prohibiting, restricting, regulating, or controlling the uses of real
property for commercial purposes within the Lake George park.
21. Make maps and plans for proposed or permanent zones.
22. Establish as a proposed zone any area of land, exclusive of state
or municipally owned land, lying within the Lake George park.
23. Alter, reduce, or extend any such proposed zone.
24. Establish as a permanent zone any area of land, exclusive of state
or municipally owned land, lying within the Lake George park in which
the use of all real property for commercial purposes is (a) prohibited,
or (b) restricted or controlled.
25. Alter or extend a permanent zone under the procedure applicable to
the original establishment of a permanent zone.
26. Enter upon any land, water, or premises within the Lake George
park at reasonable times for the purpose of making surveys.
27. Cooperate with, aid, and assist municipalities and law enforcement
agencies in enforcing laws affecting or applying to Lake George and the
area lying within the Lake George park.
28. In cooperation with existing law enforcement agencies, arrange for
the appointment of patrolmen who, within the Lake George park, shall
have the powers set forth in section 71-0202 of this chapter in respect
to the enforcement of all laws and local ordinances or laws pertaining
to Lake George or the Lake George park. Pursuant to this subdivision,
members and employees of the commission may be appointed patrolmen but
if appointed shall serve without compensation. Such patrolmen shall have
the right to use sirens, display flags, or other identifying insignia
and wear badges while engaged in law enforcement activities within the
Lake George park.
29. Promote the study of the history, historical significance, natural
science, and lore of Lake George and the area within the Lake George
park and in cooperation with the Education Department to preserve the
historical relics found in or near Lake George.
30. Encourage individuals, corporations, associations, organizations,
and municipalities to protect and preserve the purity of the waters of
Lake George.
31. Establish advisory committees and enlist and accept the support
and cooperation of organizations of property owners or others interested
in promoting the purposes and objectives of this article.
32. Do all things necessary or convenient to carry out the powers
expressly granted by this article.
Expenses; employees.
The commission may appoint employees and agents and fix their
compensation within moneys available therefor. Such compensation and the
other necessary expenses of the commission shall be paid from moneys
received by the commission from appropriations from the state including
from the Lake George park trust fund pursuant to section ninety-seven-h
of the state finance law or one or more municipalities in the counties
of Essex, Warren or Washington, or from gifts or contributions, which
the commission is hereby authorized to accept. Moneys appropriated for
use of the commission by the state shall be paid out of the state
treasury on the audit and warrant of the Comptroller on vouchers
certified or approved by the chairman of the commission or by an officer
or employee of the commission designated in writing by the chairman.
Wastewater management.
1. The commission, in consultation with the department, the department
of health and each municipality located in whole or in part within the
park, and subject to approval by the department and department of
health, shall adopt, after public hearing according to the provisions of
the state administrative procedure act, rules and regulations for the
discharge of sewage or treated sewage effluent onto the land or into the
groundwater of the park to ensure optimum protection of ground and
surface waters within the park. Such rules and regulations may be more
stringent than rules and regulations adopted by the department. For
purposes of this section, the discharges shall include sewage or treated
sewage effluent applied to the soil or entering the groundwater through
runoff, seepage, percolation, spray irrigation and ground and spring
water flow.
2. The rules and regulations adopted by the commission under
subdivision one of this section shall be applicable to all development
within the park with respect to the discharge of wastewater; provided,
however, that nothing shall prevent a municipality from adopting a law,
code, ordinance or regulation which is more stringent than such rules
and regulations adopted by the commission.
3. The commission may delegate all or some of its authority under this
section to any municipality located in whole or in part within the park
subject to such conditions as the commission may establish.
Commercial use in zones.
On and after (a) the establishment, alteration, or extension of a
permanent zone, (b) the filing of the order establishing, altering, or
extending such zone, together with the map and description thereof, in
the office of the clerk of each county in which such zone is located,
(c) the recording in the appropriate county clerk's office of the
written instruments by which the use for commercial purposes of all real
property in such zone is prohibited, restricted, or controlled, and (d)
notice of the establishment, alteration, or extension of such zone has
been published four times in a newspaper having general circulation in
the area in which such zone is located, no real property within such
zone shall be used for commercial purposes except as authorized or
permitted by the terms of the order establishing, altering, or extending
such zone or as authorized or permitted pursuant to subdivision 5 of
section 43-0107 of this article.
Stormwater management and stream corridor management.
1. Stormwater management plans for lands where development is
occurring or may occur in the future. The commission shall adopt, after
public hearing according to the provisions of the state administrative
procedure act, rules and regulations for the preparation of local
stormwater management plans and stormwater regulatory programs. Such
rules and regulations shall be developed in consultation with the
department, the Adirondack park agency and each municipality located in
whole or in part within the park, and shall be subject to approval by
the department and Adirondack park agency.
a. Within eighteen months of the effective date of such rules and
regulations of the commission, each municipality located in whole or in
part within the Lake George park shall prepare a stormwater management
plan and a stormwater regulatory control program which implements such
plan consistent with such rules and regulations and subject to the
approval of the commission.
b. Stormwater management plans and their implementing stormwater
control regulatory programs shall be designed:
(1) to prevent any increase in stormwater runoff from any development
in order to reduce flooding, siltation and streambank erosion; and
(2) to prevent any increase in pollution caused by stormwater runoff
from development, which would otherwise degrade the quality of water in
Lake George and its tributaries and render it unfit for human
consumption, interfere with water-based recreation or adversely affect
aquatic life.
c. In addition to pollution standards, the stormwater control
regulatory program shall incorporate a standard which requires that the
total annual volume of surface water runoff which flows from any
specific site during and following development shall not exceed that
which prevailed prior to development. The methods used to determine the
annual volumes of surface water runoff shall be developed by the
commission and incorporated in the rules and regulations for the
preparation of the local stormwater management plans and regulatory
control programs.
d. Any municipality located in whole or in part within the park may
enter into an agreement with the commission for the commission to
develop the municipality's stormwater management plan. Such an agreement
must be entered into within ninety days of the effective date of the
commission's rules and regulations adopted pursuant to this subdivision
and, if such agreement is not made in such time period and the
municipality fails to meet the requirement of paragraph a of this
subdivision, the commission shall be deemed to have the authority to
develop such plan.
2. Stormwater management study for sites and areas where development
has occurred prior to the effective date of this section. The
commission, in consultation with the department, the Adirondack park
agency and each municipality located in whole or in part within the
park, and subject to the approval by the department and Adirondack park
agency, shall prepare a study of the feasibility of reducing the impacts
of stormwater runoff in areas of the park where development has already
occurred. This study shall assess the impact of stormwater runoff on
water quality from existing development, identify cost effective
measures to control stormwater runoff, and propose funding mechanisms
for implementation of such measures. The commission shall complete the
study within two years of the effective date of this section. Upon
completion of the study of the commission, the study's recommendations
shall be incorporated by the commission into the stormwater management
plan and by each municipality into its stormwater regulatory control
program, subject to the approval of the commission.
3. Implementation. In addition to existing powers and authorities
therefor, each municipality located in whole or in part within the park
is hereby authorized and empowered to adopt and implement a stormwater
regulatory control program consistent with the provisions of this
section. If the commission finds that any such municipality has failed
to adopt such program, to incorporate recommendations pursuant to
subdivision two of this section or to implement such program, the
commission is hereby authorized and empowered to assume the authority of
the municipality that has failed to act, adopt and implement a
stormwater regulatory program consistent with the provisions of this
section for the municipality subject to the commission's finding.
4. Nothing in this section shall be construed to limit the
department's authority to regulate discharges or stormwater.
5. The commission shall, after consultation with the department, the
department of health, the Adirondack park agency and each municipality
located in whole or in part within the park, further promulgate
regulations relative to stream corridor management which shall include
standards for the location of roads, stream channelization, the
frequency of stream crossings, and timber harvesting and vegetative
cutting restrictions within designated stream corridors. The regulations
adopted pursuant to this section may be stricter than regulations
promulgated by the department.
6. In cooperation with local lake associations and educational
institutions, the commission shall continue existing water quality
monitoring programs to monitor water quality in Lake George to determine
the effectiveness of control measures, and to identify sources of ground
and surface water contamination for investigation and enforcement
purposes.
Appropriations by municipalities in certain counties.
The governing body of any municipality in the counties of Essex,
Warren or Washington may raise, appropriate and pay over to the
commission moneys to be expended by the commission for any of the
purposes hereof.
Restrictions on use of signs and advertising devices.
1. In order to preserve and enhance the natural beauty of the Lake
George park, to protect and conserve the investment of the state in
forest lands, islands, state campsites and other interests in real
property in said park; to preserve and regulate the said park for public
uses for the resort of the public for recreation, transportation,
pleasure, air, light and enjoyment and to keep it open, safe, clean and
in good order for the welfare of society and to prevent the unrestricted
use of signs, and advertising structures and devices in said park, no
person, partnership, association or corporation shall, except as
provided in subdivisions two and three of this section, erect or
maintain or allow to be erected or maintained within the boundaries of
the Lake George park any advertising sign or advertising structure or
device of any kind, except under written permit from Lake George park
commission.
2. The provisions of this section shall not apply to:
a. Signs erected or maintained upon a parcel of land used for business
purposes in connection with the principal business or principal
businesses conducted thereon, provided that:
(1) Not more than two such signs are erected on such parcel of land,
and such signs are located at least fifty feet apart, and
(2) No such sign has an area of more than forty-eight square feet, and
(3) No such sign extends more than twenty feet above ground level, and
(4) No such sign is placed within ten feet of a highway right of way,
and
(5) No such sign is illuminated by or contains a flashing,
intermittent, rotating, or moving light or lights, and
(6) No such sign moves or the visible portion thereof contains any
moving or animated parts.
b. A sign erected or maintained within an incorporated village.
c. A sign erected by the state, a county, a town or an agency or
department thereof.
3. To effectuate the purposes enumerated in subdivision 1 of this
section, the commission shall establish uniform written rules and
procedures for the application for and granting of permits for the
erection or maintenance of signs, advertising structures and devices for
which permits are required to be obtained from it under this section.
Such rules and procedures shall contain provisions for the granting of
the requisite permit for any such sign, advertising structure or device
erected prior to the effective date of this section for a period of time
not exceeding the remaining or undepreciated useful life of such sign,
advertising structure or device as determined by an appropriate
depreciation formula, provided that no such sign shall be permitted
after July 1, 1973. For such purpose, until July 1, 1973, the commission
shall authorize the use of a formula commonly used for income tax
purposes or the depreciation formula used in the depreciation schedules
of the income tax returns of the owner of such sign, advertising
structure or device.
4. Any action of the commission by which an application for a permit
under this section is denied shall be reviewable pursuant to the
provisions of article 78 of the Civil Practice Law and Rules.
Operation of ferries and certain other boats, barges and
vessels restricted.
1. No person, partnership, or corporation shall operate a ferry or
other boat transporting motor vehicles on the waters of Lake George
without first obtaining a permit for such operation from the Lake George
park commission.
2. No person, partnership or corporation shall operate a night club,
restaurant, dance hall or other place of amusement, or engage in the
business of selling or offering for sale any kind of food or beverage on
or from a boat, barge or vessel on the waters of Lake George without
first obtaining a permit for such operation from the Lake George park
commission. The provisions of this subdivision shall not apply to any
such operation in existence prior to January 1, 1963.
3. No person, partnership or corporation shall operate, propel or tow
a boat, barge, vessel or other floating object used as, or as a vehicle
for, an advertising sign or advertising structure or device on the
waters of Lake George without first obtaining a permit therefor from the
Lake George park commission.
4. In order to protect and preserve the water quality of Lake George,
to provide reasonable public access to Lake George without overcrowding,
congestion or safety hazards, and to protect the resources of Lake
George, the commission shall, consistent with the purposes of this
article, promulgate regulations relative to the permitting of boats, the
registration and the regulation of docks, wharfs and moorings, the
regulation of marinas, the limits of speed and sound on Lake George, the
regulation of recreational activities such as regatta-type events, water
skiing, parasailing and other similar activities, and the regulation of
tour boats, boat rentals and other rental activities. Following the
promulgation of such regulations: (a) no person shall construct any
dock, wharf, mooring, marina or put any such structure to use without
first obtaining a permit from the commission, and (b) no person shall
operate any boat or vessel, or undertake any regulated activity without
complying with such regulations and obtaining a permit from the
commission, if required.
5. To effectuate the purposes enumerated in subdivision four of this
section, pending adoption by the commission of rules and regulations
relative to the registration and regulation of docks, wharfs, moorings,
and marinas, the provisions of part 646 of Title VI of the codes, rules
and regulations of the state of New York shall be continued; provided,
however, that such regulations shall be administered by the commission.
Land use restrictions within Lake George park.
1. No real property lying within the boundaries of the Lake George
park shall be used for the operation of a junk yard, automobile grave
yard, second-hand automobile parts yard, automobile service station
selling petroleum products or repairing motor vehicles, circus,
carnival, shooting gallery, outdoor drive-in theatre, commercial dance
hall, slaughter house, house trailer camp, trailer court, campsite or
similar use operated for commercial purposes in which dwelling
facilities are normally occupied for temporary periods, public dump or
public dumping ground, boarding stable or business offering riding
horses for hire without a permit therefor having been first obtained
from the village within which such real property is located, or if such
real property is not located within a village, from the town within
which such real property is located.
2. No such permit shall be granted by any village or town board until
after a public hearing has been held on the application therefor. Such a
public hearing shall be held only after notice thereof has been
published in a newspaper having general circulation in such village or
town at least ten days before such hearing and notice thereof has been
served on the department, Lake George park commission and all owners of
real property within five hundred feet of the premises for which
application for such permit is made at least ten days before such
hearing.
3. The village or town board, in granting or denying any application
for such a permit shall consider:
a. the statements made in the application for such permit, all facts
presented at such hearing and other facts known to such board,
b. the effect of the proposed use on the general welfare, safety and
health of the public and on the general welfare of the municipality,
c. the character of the area in which the real property is located,
d. the suitability of the real property for the use proposed in the
application,
e. whether the proposed use is consistent with the purposes and intent
of this article,
f. whether the real property lies within a zone or proposed zone in
which the proposed use is or is proposed to be prohibited, and
g. whether the proposed use is consistent with standards for the
granting or denying of applications for such permits established by such
boards in furtherance of the purposes of this article.
4. The action of a village or town board granting or denying any
application for such a permit shall be reviewable pursuant to article 78
of the Civil Practice Law and Rules.
5. The board of trustees of such a village or the town board of such a
town may fix reasonable fees for the making of applications for permits
pursuant to this section and reasonable fees for the issuance of such
permits.
Compliance with sewage disposal requirements.
1. Where a provision of this chapter, or rules or regulations issued
pursuant thereto, or the Public Health Law or state sanitary code
requires that the sewage disposal facilities of a building or structure
proposed to be erected or constructed comply with the requirements
thereof, no such building or structure shall be erected, constructed or
thereafter occupied within the boundaries of the Lake George park
without a permit therefor having been first obtained from the village
within which the real property on which it is to be erected, constructed
or thereafter occupied is located, or if such real property is not
located within a village, from the town within which such real property
on which it is to be erected, constructed or thereafter occupied is
located.
2. No such permit for erection or construction shall be granted by any
such village or town board until the applicant therefor has obtained the
approval required under the provisions of this chapter, or rules or
regulations issued pursuant thereto, or under the Public Health Law or
state sanitary code and no such permit for occupancy shall be granted by
any such village or town board until the applicant therefor has obtained
the approval required under the provisions of this chapter, or rules or
regulations issued pursuant thereto, or under the Public Health Law or
state sanitary code.
3. The board of trustees of such a village or a town board of such a
town may fix reasonable fees for such permits and may each delegate its
power to issue such permits to an officer or employee of the village or
town, as the case may be.
4. The action of a village or town board, or of an authorized officer
or employee thereof, in granting or denying any application for such a
permit shall be reviewable pursuant to article 78 of the Civil Practice
Law and Rules.
5. Such a village board of trustees, town board, the Lake George park
commission or any voter or taxpayer of the village or town in which such
a building or structure is located shall have the right to bring a
proceeding to enjoin the construction, continued construction or
occupancy of any building or structure which is erected, constructed or
occupied without compliance with the requirements of this section.
Environmental review.
Notwithstanding any other provision of law, rule or regulation to the
contrary, the commission shall be deemed to be a state agency for
purposes of article 8 of this chapter. The commission shall offer
assistance to local agencies within the park regarding implementation of
such article.
Regulatory and user fees.
1. The legislature finds that comprehensive environmental regulatory
management and conservation within the Lake George park are essential to
protect an important part of the environmental resources of the state
and the public health and welfare. It further declares that regulated
entities and users of the unique resources of Lake George park should
bear a significant portion of the costs of regulation, management and
conservation activities which assure the protection and continued
beneficial use of the resources of the park.
2. The following annual fees to be paid to the commission are hereby
established:
(a) Dock, wharf and mooring fees. The owner of a dock, wharf or
mooring within the park used for non-commercial residential purposes
shall pay an annual fee of fifty dollars. The owner of a dock or wharf
within the park used for commercial purposes shall pay an annual fee of
five dollars per linear foot for each such dock. The owner of a mooring
used for commercial purposes shall pay an annual fee of one hundred
dollars for each mooring. New docks constructed for commercial use after
the effective date of this section shall pay a first time fee of ten
dollars per linear foot and five dollars per linear foot annually
thereafter.
(b) Boat fees. In addition to the registration required by the state,
any mechanically propelled boat or vessel with ten horsepower or more
used on Lake George shall have an annual permit issued by the
commission. The fee therefor for boats twenty feet or less in length
overall shall be forty dollars; for boats twenty-one to twenty-five feet
in length overall, fifty dollars; and for boats over twenty-five feet in
length overall, fifty dollars plus seven dollars and fifty cents for
each foot by which the length overall exceeds twenty-five feet; for
boats over twenty-five feet in length overall outfitted for overnight
use, fifty dollars plus thirty dollars for each foot by which the
overall length exceeds twenty-five feet. The commission may establish a
one week use permit for twenty dollars. The commission may establish a
one day use permit for twelve dollars for any mechanically propelled
boat or vessel with ten horsepower or more.
3. The commission may charge a fee to an applicant for a permit in
order to recover the costs incurred in reviewing and acting upon an
application for such permit.
4. Except as otherwise provided by law, all fees collected pursuant to
this section shall be deposited to the credit of the Lake George park
trust fund pursuant to section ninety-seven-h of the state finance law.
ARTICLE 44 Hudson River Valley Greenway
Legislative intent.
The Hudson river valley region possesses unique scenic beauty, natural
and cultural resources of state and national significance. Efforts
including the creation of a state management program for the Hudson
estuarine district and fishery, establishment of the heritage task force
for the Hudson river valley, establishment of five state designated
urban cultural parks in the valley and the preparation of numerous local
government waterfront revitalization programs in the valley have been
undertaken in recent years to protect and enhance the special places of
scenic, cultural and ecological importance. It is the intention of the
legislature that these efforts be continued and strengthened under the
cooperative program of the Hudson river valley greenway in order to
continue and advance the state's commitment to the preservation,
enhancement and development of the world-renowned scenic, natural,
historic, cultural and recreational resources of the Hudson river valley
while continuing to emphasize economic development activities and
remaining consistent with the tradition of municipal home rule.
Definitions.
As used in this article, the following words and terms shall have the
following meanings unless the context indicates another or different
meaning or intent:
1. "Hudson river valley" shall mean the areas of Bronx and New York
counties designated pursuant to section 44-0109 of this article, the
counties of Westchester, Rockland, Putnam, Orange, Dutchess, Ulster,
Columbia, Greene, Albany, Rensselaer, Saratoga and Washington, excluding
any area of Greene county within the Catskill park, as defined in
subdivision two of section 9-0101 of this chapter.
2. "Compact" or "greenway compact" shall mean the overall greenway
plan adopted by the council pursuant to section 44-0119 of this article.
3. "Conservancy" or "greenway heritage conservancy" shall mean the
greenway heritage conservancy for the Hudson river valley, a public
benefit corporation, reestablished pursuant to section 44-0111 of this
article.
4. "Council" shall mean the Hudson river valley greenway communities
council reenacted pursuant to section 44-0105 of this article.
5. "Countryside" shall mean the cities, towns and villages within the
greenway which do not border the Hudson river.
6. "Greenway criteria" or "criteria" shall mean natural and cultural
resource protection, regional planning, economic development, public
access and heritage environmental education identified as the basis for
attaining the goal of a Hudson river valley greenway.
7. "Greenway" shall mean the area designated as the Hudson river
valley greenway pursuant to section 44-0109 of this article.
8. "Greenway districts" or "districts" shall mean areas made of
neighboring communities within the greenway and designated by the
council for the purpose of regional planning.
9. "Greenway trail" or "trail" means the trail established pursuant to
section 44-0121 of this article.
10. "Participating community" shall mean a county, city, town or
village which has adopted the regional plan for its district pursuant to
section 44-0119 of this article.
11. "Riverside" shall mean the cities, towns and villages within the
greenway which border the Hudson river and shall include the city of New
York, with respect to areas of Bronx and New York counties designated
pursuant to section 44-0109 of this article.
12. "Chief elected official of a county" shall mean the county
executive, or if there is none, the chairman of the board of
supervisors, or if there is neither, any other officers possessing
similar powers and duties.
13. "Fund" shall mean the Hudson river valley greenway fund
established in section ninety-seven-n of the state finance law.
Hudson river valley greenway communities council.
1. The governor's council on the Hudson river valley is hereby
recreated within the executive department to be the Hudson river valley
greenway communities council. The council shall consist of a total of
twenty-seven voting members. The governor shall appoint two members, one
of whom shall be the chairperson. The legislative body of each town,
city or village other than the city of New York which is adjacent to the
Hudson river may forward the names of a recommended council appointee to
the chief elected official of the county in which it is incorporated.
One voting member shall be appointed from among the names forwarded by
the towns, cities and villages by the chief elected official of each of
the ten counties of Westchester, Putnam, Dutchess, Columbia, Rensselaer,
Albany, Greene, Ulster, Orange and Rockland, and two voting members
shall be appointed by the mayor of the city of New York after
consultation with the presidents of the boroughs of the Bronx and
Manhattan. Two voting members shall be appointed by the temporary
president of the senate, one of whom must reside in the countryside and
two voting members shall be appointed by the speaker of the assembly,
one of whom must reside in the countryside. One voting member shall be
appointed by the minority leader of the senate and one voting member
shall be appointed by the minority leader of the assembly. Such
appointed legislative representatives may designate a duly authorized
representative to attend council meetings and to act in their place. The
following seven members shall be ex officio members: the commissioner,
the commissioner of parks, recreation and historic preservation, the
secretary of state and the commissioners of general services,
transportation, agriculture and markets and economic development or
their designated representatives who, to the extent practicable, shall
be residents of the Hudson valley. All persons responsible for
appointing members of the council shall be mindful of the importance of
assuring adequate representation on the council of the interests of
various municipal entities, conservationists, business owners and
operators, persons engaged in agricultural pursuits, minorities and
educators. Notwithstanding the foregoing provisions of this
subdivision, in the event that there is no vacancy in the membership of
the council and there is no member of the council who is a member of an
organized sporting association, club or society, the membership of the
council shall be increased to twenty-eight voting members. The
twenty-eighth voting member shall be a representative of the organized
sporting community and shall be selected from the population of the
Hudson river valley by a vote of the council. In the event of a vacancy
occurring in the office of any member, such vacancy shall be filled in
the same manner as the original appointment. The members of the council
shall serve without compensation, except that members shall be allowed
their necessary and actual expenses incurred in the performance of their
duties under this article. Any person other than an ex officio member
who serves as a member of the council, shall not serve as a member of
the conservancy.
2. The council shall meet at least once every two months and shall
encourage attendance at such meetings of representatives from local
governments in the greenway and other interested parties. Copies of the
minutes of each meeting with the date of the next scheduled meeting
shall be made available to interested parties at their request.
3. Every state agency and public corporation having jurisdiction of
land or water within the greenway or of programs relating to the
purposes and goals of this article shall, to the fullest extent
practicable, offer full cooperation and assistance to the council in
carrying out the provisions of this article.
4. Every local agency with programs relating to the greenway may offer
assistance to the council in carrying out the provisions of this
article.
Powers and duties of the council.
The council shall have the power:
1. To make by-laws for the management and regulation of its affairs.
2. To make and execute contracts and all other instruments necessary
or convenient for the exercise of its powers and functions under this
article.
3. To appoint an executive officer, officers, agents and employees,
and prescribe their duties and qualifications and fix their
compensation.
4. To utilize, to the extent feasible, the staff and facilities of
existing state agencies, pursuant to an allocation to be made by the
state division of the budget.
5. To contract for professional and technical assistance and advice.
6. To contract for and to accept assistance, including but not limited
to gifts, grants, or loans of funds or personal property from the
federal government or any agency or instrumentality thereof, or from any
agency or instrumentality of the state, or from any other public or
private source and to comply, subject to the provisions of this article,
with the terms and conditions thereof. Notwithstanding the provision of
section eleven of the state finance law, the council may accept gifts,
grants, devises and bequests, whether conditional or unconditional
providing that any gifts, grants, devises and bequests be consistent
with greenway criteria.
7. To conduct scientific, environmental, economic, tourism and
cultural studies within the valley that are germane to the greenway
criteria.
8. To annually review and update the recommendations of the governor's
council on the Hudson river valley and prepare objectives to advance
each of the five greenway criteria: natural and cultural resources
protection, regional planning, economic development including
agriculture and urban redevelopment, public access and heritage
education.
9. To review and comment as an interested agency during the
environmental review process pursuant to article eight of this chapter
on proposed actions within the greenway, and upon the filing of a draft
environmental impact statement for any such action to require the lead
agency to conduct a hearing under article eight of this chapter.
10. To review and comment on capital and long range plans of state
agencies as they affect the criteria, objectives and plans of the
greenway.
11. To review and comment on actions pursuant to section seventy-five
of the public lands law within the greenway for their consistency with
the public's right and interest in land under water for the purposes of
navigation and commerce, fishing, bathing, natural resource
conservation, recreation and access to the waters and lands underwater
of the state.
12. To review and comment upon the annual work plan submitted by the
conservancy.
13. To jointly designate and develop in agreement with the conservancy
model greenway projects to demonstrate the implementation of greenway
planning and make contracts for assistance to municipalities and
nonprofit entities within the greenway therefor.
14. To designate multi-county planning districts or subregions based
on environmental, economic and social factors linking counties, cities,
towns and villages and the recommendations of municipal officials from
such counties and their political subdivisions for the purpose of
development of the greenway compact, provided that the areas of Bronx
and New York counties designated pursuant to section 44-0109 of this
article shall be deemed to be a multi-county planning district and
region and shall not be linked with any other county, city, town or
village in a multi-county planning district or region.
15. To make recommendations on expanding the geographical area of the
greenway to include Washington county and the remainder of Saratoga
county.
16. To encourage individuals, corporations, associations and public
entities to protect and preserve the unique resources of the greenway
and make grants to municipalities and nonprofit entities within the
greenway therefor.
17. To make available or to cause to make available dispute resolution
services for conflicts over land use regulation between units of
government and/or between interests including development, conservation
and neighborhood interests upon request of all parties in dispute.
18. To organize and meet with a committee of county planners within
the greenway regarding regional projects and the provision of planning
services.
19. To prepare an annual report on the conduct of its activities which
shall include a recommended budget for the next year to be sent to the
governor and the legislature.
20. To exercise and perform such other powers and duties as shall have
been or may be from time to time conferred by law.
21. To utilize the staff and facilities of existing local agencies to
the extent that local agencies make them available.
22. To take any actions necessary to carry out the functions, powers
and duties imposed by this article.
23. To purchase the maximum insurance coverage practicable and
affordable from revenues in the fund, to be effective upon the adoption
by a community of a regional plan, from any duly authorized insurer in
this state, against any liability of any participating community or its
agents that may result from its acquisition of land, consistent with its
regional plan, or the adoption or implementation of any land use control
including, but not limited to, a zoning law or ordinance; provided,
however, such insurance shall not apply to any such claim that results
from the intentional wrongdoing, recklessness, gross negligence or an
unlawful discriminatory practice as provided in subdivisions two, two-a,
three-b, four, paragraphs (a) and (b) of subdivision five and
subdivisions six, seven, fourteen and eighteen of section two hundred
ninety-six of the executive law and 42 U.S.C. § § 1981, 1983 by such
community or its agents. Except with respect to New York city, the
council shall purchase such insurance and begin coverage upon the
adoption by a community of a regional plan, and maintain such insurance
for all participating communities. Nothing herein shall require the
council to purchase or provide coverage for New York city.
Designation.
The Hudson river valley greenway is hereby designated to include the
counties, including all cities, towns and villages therein, of
Westchester, Rockland, Orange, Putnam, Dutchess, Ulster, Columbia,
Greene, Albany, Rensselaer, Saratoga and Washington; provided the
greenway shall not include any area of Greene county within the Catskill
park as defined in subdivision two of section 9-0101 of this chapter. In
addition, in the city of New York the greenway shall include the areas
of Bronx and New York counties that are both adjacent to the Hudson
River and included as of the effective date of this section within the
boundaries of such city's waterfront revitalization program prepared
pursuant to article forty-two of the executive law. For purposes of the
powers and duties of the council and conservancy regarding the Hudson
river valley, such powers and duties shall be limited to the geographic
area of the greenway as designated in this section.
Greenway heritage conservancy for the Hudson river valley.
1. It is hereby found, determined and declared that the
reestablishment of the greenway heritage conservancy for the Hudson
river valley and the carrying out of its corporate purposes is in all
respects for the benefit of the people of the state of New York, for the
preservation and enhancement of the natural and historic resources of
the Hudson river valley and in furtherance of their welfare and
prosperity, and is a public purpose, in that the conservancy will be
performing an essential governmental function in the exercise of the
powers conferred upon it by this title and the conservancy shall not be
required to pay taxes or assessments upon any of the real property
interests or rights acquired by it or under its jurisdiction or control,
or upon its activities in the operation and maintenance of such property
interests or rights or use of any moneys, revenues or other income
received by the conservancy. All contributions of real or personal
property interests or rights made to the conservancy whether by gift,
devise or bequest shall to the extent deductible for federal income tax
purposes, be deductible for purposes of the tax law to the extent
provided therein.
2. The heritage task force for the Hudson river valley is hereby
reestablished in the executive department to be the greenway heritage
conservancy for the Hudson river valley a body corporate and politic
constituting a public benefit corporation and to consist of seventeen
voting members and nine non-voting members. All voting members shall
reside within the greenway and may designate representatives to act in
their stead. The governor shall appoint three voting members, one of
whom shall also be the chairperson. Two voting members shall be
appointed by the temporary president of the senate; two voting members
shall be appointed by the speaker of the assembly; one voting member
shall be appointed by the minority leader of the senate; one voting
member shall be appointed by the minority leader of the assembly and
eight voting members shall be appointed by the council. A member of the
council may not be appointed to be a voting member of the conservancy.
The commissioner and the commissioners of the state departments of
transportation, agriculture and markets and economic development and the
offices of parks, recreation and historic preservation and general
services, the secretary of state, the chairman of the state senate
committee on environmental conservation and the chairman of the state
assembly committee on environmental conservation, or such members'
designated representatives, shall be nonvoting, ex-officio members of
the conservancy. The term of office of voting members commencing as of
the effective date of this section shall be four years except that five
of the first voting members appointed pursuant to this section shall
have a two-year term and that another five of the first voting members
appointed pursuant to this section shall have a three-year term. Each
member appointed to such task force by the commissioner before enactment
of this section, shall continue in office until a quorum of voting
members has been appointed. In the event of a vacancy occurring in the
office of any member, such vacancy shall be filled for the balance of
the unexpired term, if applicable, in the same manner as the original
appointment.
3. The conservancy shall actively seek qualified candidates for
membership and shall recommend such candidates to the governor.
Powers and duties of the conservancy.
The conservancy shall have the power:
1. To sue on causes of action consistent with the purposes and its
responsibilities under this article and with respect to contracts to
which it is a party, but not for general enforcement of state or local
environmental or planning laws, provided that the right to sue, other
than with respect to contracts, to which it is a party, shall be limited
to causes of action arising within the boundaries of the greenway; and
to be sued.
2. To make and execute contracts and all other instruments necessary
or convenient for the exercise of its powers and functions under this
article.
3. To establish and maintain such facilities as may be necessary for
the transacting of its business.
4. To appoint an executive officer, officers, agents, employees, and
prescribe their duties and qualifications and fix their compensation.
5. To utilize, to the extent feasible the staff and facilities of
existing state agencies.
6. To hold hearings in the exercise of its powers, functions and
duties provided for by this article.
7. To contract for professional and technical assistance and advice.
8. To contract for and to accept assistance, including but not limited
to gifts, grants or loans of funds or of property from the federal
government or any agency or instrumentality thereof, or from any agency
or instrumentality of the state, or from any other public or private
source and to comply, subject to the provisions of this article, with
the terms and conditions thereof, subject to the applicable general
policies of the director of the budget.
9. To encourage individuals, corporations, associations, organizations
and public agencies to preserve and enhance the natural scenic beauty
and heritage of the Hudson river valley and the lands, water, exemplary
natural communities, aesthetic and cultural resources of the Hudson
river valley, as well as manage and conserve the fish, wildlife and
endangered plant and animal species, and to increase public access to
the waters of the Hudson river.
10. To acquire, in the name of the state, interests or rights in real
property including title by gift or devise anywhere within the greenway,
or by purchase solely for the purposes of a riverside park or
development of the greenway trail, or by easement for the conservation,
management and preservation of open space characterized by natural
scenic beauty, heritage, natural resource values or conditions enhancing
regional qualities of the Hudson river valley provided, however, that
notwithstanding any other provision of law, transfers of such interests
or rights in real property may be made to municipalities or
not-for-profit corporations which contract to hold such property for the
beneficial enjoyment of the people of the state and in no event shall
such land be sold by any such municipality or not-for-profit corporation
except for purposes consistent with the beneficial enjoyment of the
people of the state. Additionally, notwithstanding this or any other
provision of law, neither the state, nor any of its instrumentalities,
may transfer, to the conservancy, any interests or rights in real
property upon which the state is making property tax payments or
payments in lieu of taxes, unless provision is made for the continuance
of such payments by the conservancy from monies available in the fund.
11. To continue the existing subsidiary nonprofit corporation and
create committees and appoint members thereto to assist and advise the
conservancy in carrying out its functions, powers and duties and in
coordinating the activities of the conservancy with state and local
agencies functioning within the Hudson river valley.
12. To intervene in proceedings before state agencies including the
department on matters affecting the Hudson river valley.
13. To encourage and assist in the creation of special local
improvement districts consistent with the purposes of this article.
14. To identify land and water areas in the Hudson river valley that
are suited for designation as scenic areas under the provisions of
article forty-nine of this chapter and for subsequent development of
resource management plans.
15. To provide technical assistance to county and local officials,
landowners and interested organizations with regard to resource
protection, conservation and management of renewable natural resources
and preservation methods and techniques, including but not limited to:
natural resource inventories, scenic and conservation easements, deed
restrictions, local land trust, innovative zoning techniques,
establishment of urban cultural parks, historic preservation methods and
viewshed analysis.
16. To encourage and assist state, county and local governments with
the implementation of procedures for identifying and designating
critical areas under the state environmental quality review act, and to
provide similar support for utilization of scenic impact project review
guidelines.
17. To help to advance, guide and coordinate on a priority basis the
acquisition of land and water areas possessed of scenic, natural,
historical, recreational or cultural significance, for the purpose of
preserving or enhancing such areas; and to do so in cooperation with
appropriate public and private agencies.
18. To initiate the preparation of comprehensive and systematic
inventories and studies of the natural, scenic, historic, cultural and
recreational resources of the Hudson river valley.
19. To provide local governments and the private sector with improved
liaison, interpretation and focus relative to a variety of state and
federal programs which bear on the Hudson river valley and its
shorelands, including coastal management; basin level B study; wild,
scenic and recreational rivers; urban cultural parks; fisheries
management; estuarine sanctuaries; areas of national concern; historic
preservation; tourism and outdoor recreation; and grants-in-aid.
20. To help develop and implement a comprehensive program and plan at
the state, county and local levels for resource preservation, renewable
natural resource management and enhancement in scenic highway corridors.
21. To annually prepare a work plan of intended projects and
activities of the conservancy and present such plan to the council for
its review and comment and report periodically to the governor, the
legislature and the council on the conduct of its activities, but not
less than once a year, and to provide a copy of each report to
appropriate public and private entities within the Hudson river valley
which request a copy of the report.
22. To exercise and perform such other powers and duties as shall have
been or may be from time to time conveyed or imposed by law.
23. To encourage individuals, corporations, associations and public
entities to protect and preserve unique resources of the greenway and
make grants to municipalities and non-profit entities within the
greenway therefor.
24. To whenever in the opinion of the conservancy it would be in the
public interest, after prior approval of the director of the budget,
request the temporary assignment and transfer of certain employees of
any board, commission, agency or department of the state or its
political subdivisions, and said board, commission, agency or
department, if in its opinion such transfer will not interfere with the
performance of its duties and functions may make such assignment and
transfer of said employees to the conservancy. Such assignment and
transfer or extension thereof shall not in any way affect the civil
service status, continuity of service, retirement plan status, right to
compensation, grade or compensation or other rights or privileges of any
employee so transferred.
25. To submit title to all interests or rights in real property
proposed to be acquired by the conservancy for examination and approval
by the attorney general of the state who shall also furnish any and all
necessary legal services and advice required to assist the conservancy
in accomplishing its corporate purposes.
26. When funds are available, and with the approval of the governor,
enter into an agreement with a municipality or district within which
real property interests or rights have been acquired by the conservancy
providing for the payment of moneys in lieu of anticipated tax revenues
whenever the conservancy shall determine that undue hardship justifying
such financial relief has been created by such acquisition.
27. To enforce that no officer, member or employee of the conservancy
shall receive or may be lawfully entitled to receive any pecuniary
profit from the operation thereof except, to the extent available from
the fund, for expenses actually and necessarily incurred, including
reasonable compensation to employees for services in effecting one or
more of the purposes set forth herein.
28. To continue to provide certain programmatic contractual services
to the department as has heretofore been the practice.
29. To jointly designate and develop model greenway projects in
agreement with the council to demonstrate the implementation of greenway
planning and make grants for assistance to municipalities and non-profit
entities within the greenway therefor.
30. To promote the greenway as a single, tourism destination site in
conjunction with the designation and development of the greenway trail.
31. To assist in the preservation of farmlands within the greenway for
continued agricultural use.
32. To take any actions necessary to carry out the functions, powers
and duties imposed by this article.
33. Notwithstanding any other section of law the conservancy shall not
have the power of eminent domain or to acquire property by eminent
domain.
34. Notwithstanding any other section of law, the conservancy may
exercise its powers within the county of New York only for the purposes
of designating, developing, or causing to be developed a trail pursuant
to section 44-0121 of this article. For the purposes of this
subdivision, "trail" means a linear corridor or pathway, walkway or
bikeway used solely for public transportation and recreation. The
council or the conservancy shall not develop, construct or caused to be
developed or constructed any landfill, pier or structure over water
located west of the existing bulkhead or shoreline; nor shall the
council or the conservancy develop, construct or cause to be developed
or constructed any commercial or residential uses on any trail developed
pursuant to this subdivision.
State agency reports and consistency.
1. The council in carrying out its functions and responsibilities
under this article, shall consult with, cooperate with, and, to the
maximum extent practicable, coordinate its activities with other
interested state agencies.
2. The following officers of state agencies with program
responsibilities that affect aspects of the greenway criteria shall
prepare and submit to the council a program statement which shall detail
actions in the areas of planning, development, use, assistance and
regulation that can support and assist or would conflict with the
establishment and management of the greenway including the compact and
development of the trail:
a. commissioner of the office of parks, recreation and historic
preservation regarding the state historic preservation program, the
state urban cultural park program, state parks within the greenway,
outdoor recreation and trail planning;
b. commissioner of economic development regarding the state tourism
program including the identification of potential tourism destination
areas within the greenway and recommendations for a system of
interactive information outlets throughout the greenway and the impact
of greenway criteria on economic development activities;
c. commissioner of environmental conservation regarding the management
of natural resources including plants, fish and wildlife and natural
communities and protecting environmental quality;
d. commissioner of transportation regarding access and transportation;
e. secretary of state regarding the coastal zone management program
and other planning programs administered by the department of state;
f. commissioner of the office of general services regarding the
stewardship and disposition of state property; and
g. the commissioner of agriculture and markets regarding the
contribution of agricultural activities and programs to greenway
criteria.
Each such officer shall annually review such statements and submit
revisions and updates to the council as appropriate.
3. After the compact is in effect, any state agency conducting,
funding or approving activities directly affecting greenway resources
shall, to the fullest extent practicable, consult with, cooperate with,
and coordinate its activities with the council and the appropriate
participating community. Any such state agency shall conduct or support
such activities in a manner which is, to the maximum extent practicable,
consistent with the compact in addition to requirements of other laws,
including those of article forty-two of the executive law. The compact
shall be incorporated as part of the reviews of actions pursuant to the
state environmental quality review act as provided in article eight of
this chapter and the New York state historic preservation act of 1980.
For purposes of section 8-0113 of this chapter, the commissioner shall
incorporate consideration of the greenway in rules and regulations
adopted pursuant to such section. The council shall review and comment
in writing upon the statement and effects on the greenway program, made
pursuant to section 8-0109 of this chapter and section 14.09 of the
parks, recreation and historic preservation law.
4. Nothing in this article shall preempt the authority and
responsibilities of the department pursuant to article eleven of this
chapter.
Hudson river valley geographic information systems.
The conservancy shall continue, update and maintain the Hudson river
valley geographic information system and make available information
therefrom to counties, cities, towns and villages within the greenway.
The conservancy may charge a fee for such information to cover the cost
of providing the information.
Greenway compact.
1. The council shall guide and support a cooperative planning process
to establish a voluntary regional compact among the counties, cities,
towns and villages of the greenway to further the recommended criteria
of natural and cultural resource protection, conservation and management
of renewable natural resources, regional planning, economic development,
public access and heritage education.
2. Initially, the council shall offer technical assistance from the
conservancy and state agencies to the riverside communities in attaining
the goal of establishing and having maximum effective implementation of
local planning and zoning through natural and cultural resources
inventories, the adoption of a comprehensive zoning ordinance or local
law, master plan, site plan and subdivision plat review consistent with
the greenway criteria. The council shall also encourage the use of
cluster zoning, historic preservation ordinances, transfer of
development rights, conservation easements, designation of critical
environmental areas and other zoning techniques where appropriate to
attain local planning and environmental objectives and participation in
the coastal management program and the state urban cultural park
program. The council and the conservancy may each, consistent with their
respective responsibilities as provided in this article, enter into
contracts not to exceed fifty percent of project cost with riverside
communities and in consultation with appropriate state agencies for
purposes of administrating grants pursuant to this subdivision
including, but not limited to, grants to conduct natural and cultural
resources inventories, prepare or update a master plan, a zoning
ordinance, a transfer of development rights ordinance, a local
government waterfront revitalization program, an urban cultural park
feasibility study or management plan or a tourism development
feasibility study or plan. Any community which receives a grant pursuant
to this subdivision may, at the discretion of the council or the
conservancy, contribute its fifty percent of the project cost in the
form of an in kind or other non-monetary contribution.
3. Not later than four years after the effective date of this article,
the council shall convene meetings of the chief elected officials of
counties, cities, towns and villages or their designated representatives
for each of the subregional districts designated by the council. Such
officials in each district shall organize to prepare, or cause to be
prepared within twenty-four months, a comprehensive regional plan for
their district to be submitted to the council. The conservancy shall
offer technical assistance in preparation of such plans and amendments
thereof. Within funds available therefor, the council shall grant funds
to meet the cost of each regional plan and amendments thereof. Each such
regional plan shall address the greenway criteria and the objectives
adopted by the council by provisions including, but not limited to,
identifying developments of regional impact and areas of regional
concern including, but not limited to identifying necessary public
facilities and infrastructure consistent with such criteria and
objectives and providing for the voluntary adoption by action of a local
legislative body and implementation of relevant provisions by each
participating county, city, town and village. The council shall review
each regional plan for its consistency with the greenway criteria and
objectives and to assure that the regional plans conform to establish an
overall greenway compact. Upon finding such consistency and conformance,
the council shall approve the regional plan and, upon approving all the
regional plans, shall produce an overall greenway plan to be known as
the compact. If the local officials in any district fail to produce a
regional plan for their district or submit such plan which the council
cannot approve, the council may prepare or cause to be prepared a
district plan which cities, towns and villages in such district may
voluntarily adopt by local law to become participating communities. The
council's actions shall not be inconsistent with the requirements of
article forty-two of the executive law in approving any regional plan.
4. Upon approval by the council of a regional plan, each county, city,
town or village within the district for which the plan was prepared and
which adopted the plan by its local legislative body shall become a
participating community in the greenway compact by adopting the regional
plan as provided in such plan.
4-a. Notwithstanding any other provision of this article, the mayor of
the city of New York may submit those portions of such city's waterfront
revitalization program, prepared pursuant to article forty-two of the
executive law and adopted through the process for the adoption and
amendment of plans contained in the charter of such city, as such
program applies to areas within the greenway, as the regional plan for
the region comprised of the areas of Bronx and New York counties
designated pursuant to section 44-0109 of this article. The mayor of
such city may submit amendments to such regional plan adopted through
the process for the adoption and amendment of plans contained in the
charter of such city. Any such plan or amendment thereof submitted
pursuant to this subdivision shall be deemed to have been approved
pursuant to this section and, upon submission of such plan, the areas of
the city of New York designated pursuant to section 44-0109 of this
article and which are also included within such plan shall be deemed to
be a participating community and, unless otherwise specified, the mayor
of such city shall exercise the authority granted to such participating
community. Solely for purposes of subdivision five of this section the
plan submitted by the city of New York pursuant to this section and any
amendments thereto shall not be deemed a generic environmental impact
statement or regional plan.
4-b. Nothing contained in this article shall be deemed to affect,
impair or supersede the provisions of any city charter, local law, rule
or other local requirements and procedures heretofore or hereafter
adopted, including, but not limited to, any such provisions relating to
the zoning and use of land.
5. A regional plan prepared consistent with the procedures of section
8-0109 of this chapter relating to the preparation and contents of an
environmental impact statement shall be considered a generic
environmental impact statement. Actions proposed in conformance with the
conditions and thresholds established in such regional plan will require
no further compliance with article eight of this chapter.
6. Notwithstanding any other provision of law, any state agency may
provide in implementing a ranking system for allocating funds for
infrastructure, land acquisition or park assistance projects a
preference not to exceed the equivalent of an advantage of five percent
for such projects which are identified in a regional plan approved
pursuant to this section.
* 7. For each such participating community there shall be indemnity
from the state in the event of legal actions brought against the
community or its agents that may result from the community's acquisition
of land consistent with its regional plan or the adoption or
implementation of any land use control including, but not limited to, a
zoning law or ordinance. Such indemnity shall not apply to the counties
of New York and Bronx for such legal actions brought as a result of New
York City's adoption of a regional plan or amendments thereto pursuant
to subdivision four-a of this section. Such indemnity shall apply to the
extent that any such claim exceeds the insurance coverage obtained by
the council pursuant to subdivision twenty-three of section 44-0107 of
this article; provided, however, such indemnity shall not apply to any
such claim that results from intentional wrongdoing, recklessness, gross
negligence or an unlawful discriminatory practice as provided in
subdivisions two, two-a, three-b, four, paragraphs (a) and (b) of
subdivision five and subdivisions six, seven, fourteen and eighteen of
section two hundred ninety-six of the executive law and 42 U.S.C. § §
1981, 1983 by such community or its agents. In any claim against a
participating community of unlawful discriminatory practice, the
attorney general shall not represent the defendant or defendants;
provided, however, that if the plaintiff is not the prevailing party,
the defendant or defendants shall be reimbursed by the state for all
reasonable attorneys' fees and litigation expenses incurred in the
defense of the action.
* NB Repealed December 31, 2027
8. Pursuant to a chapter of the laws of New York to be enacted,
authority shall be granted for a community to utilize other innovative
zoning techniques in carrying out the compact.
9. In addition to any other funds available from the state,
participating communities and nonprofit entities designated by such
communities shall be eligible for capital, program and planning matching
grants from the council and the conservancy including, but not limited
to grants for municipal historic preservation projects to acquire,
restore or rehabilitate property listed on the state or national
registers of historic places or for educational programs related to such
historic places, municipal park projects for the acquisition,
development or improvement of recreational facilities or the acquisition
of land for open space conservation and management of renewable natural
resources and natural resource protection including the preservation of
endangered species and their natural communities, waterfront
revitalization projects to acquire land for public access to the Hudson
river or to protect river resources or to clear waterfront sites for
public or private water dependent uses or to develop, improve or
rehabilitate water dependent or waterfront facilities including wharfs
and piers, consistent with a local waterfront revitalization program,
urban cultural park projects for planning, program, acquisition or
development consistent with the purposes of article thirty-five of the
parks, recreation and historic preservation law, tourism marketing
projects, development and commercial revitalization and community
development programs and projects, natural resources inventories,
agriculture preservation projects and public and private infrastructure
improvement related to the development of the greenway trail, from money
appropriated from the Hudson river valley greenway fund. The state share
of the cost of such projects shall not exceed fifty percent of the total
project cost. Such grants shall be made by the council and the
conservancy consistent with their respective responsibilities as
provided in this article. The council and conservancy shall enter into
contracts with participating communities and in consultation with
appropriate state agencies for the purpose of administering these
grants.
10. The council and conservancy shall create a committee comprised of
three members from each who shall establish a procedure by which other
grants not delineated herein, which are consistent with the greenway
criteria, shall be made.
11. Notwithstanding any other provision of law, participating
communities shall be eligible to take part in and receive grants and
loans from the urban development corporation's urban and community
development program and regional economic development program.
12. The council may, after holding a public hearing in the appropriate
district, withdraw its approval of a regional plan where it finds that
there has been a significant failure to implement such plan by a
majority of the participating counties, cities, towns and villages
within the district. When approval has been withdrawn from a regional
plan, the communities therein may not have the benefits of participating
communities pursuant to subdivisions five through nine of this section.
The council shall report such withdrawal of approval to the governor and
the legislature stating the reasons for such action consistent with
subdivisions one through six of this section.
13. The council may promulgate rules and regulations providing for
maintaining and updating the compact.
Greenway trail.
1. The conservancy shall designate and develop or cause to be
developed a trail or pathway system consistent with the greenway
criteria connecting the city of New York from the southernmost boundary
of the area designated as the greenway to the Erie canal lock two park
in the town of Waterford, Saratoga county to be known as the Hudson
river valley greenway trail. To the fullest extent practicable, the
trail shall:
a. be located with direct physical or, if not physical, visual access
to the Hudson river;
b. be planned for both sides of the Hudson river;
c. have segments that can be restricted to non-motorized use;
d. utilize existing heritage trails, bikeways, scenic highways,
railroad rights of way and esplanades and make connections with other
trails including trails along tributaries of the Hudson river;
e. highlight and link existing parks, urban cultural parks and
historic sites;
f. provide for interpretive signage and opportunities to experience
the unique natural and cultural heritage of the valley;
g. reflect the natural and cultural diversity;
h. involve state and local agencies and private organizations in the
planning, development and maintenance of the trail of the greenway;
i. use the services of local school districts and the youth
conservation corps to participate in trail development and maintenance;
j. have segment management plans prepared for each segment of the
trail to assure uniform maintenance and upkeep; and
k. have connections to pathways that highlight the character and
resources of the countryside communities.
2. The greenway trail to the extent practicable shall be completed on
or before June first, two thousand five; provided that the conservancy
shall submit a plan for the trail to the governor and legislature within
twenty-four months of the effective date of this section and shall to
the extent practicable dedicate and open significant sections of the
trail on or before June first, two thousand. Planning for the trail
shall commence with the council and the conservancy sponsoring a Hudson
river valley greenway trail symposium to prepare a plan of action for
the planning and development of the trail. Representatives of local
governments in the greenway, interested nonprofit organizations,
representatives of the state and federal government, planners and
landscape architects along with any other interested parties shall be
invited to participate in the symposium.
3. The department and the office of parks, recreation and historic
preservation, the department of transportation and the office of general
services are hereby authorized and directed to support and assist in the
planning and development of the trail.
ARTICLE 45 State Nature and Historical Preserve Trust
Declaration of findings and purpose.
The overwhelming approval by the people of section 4 of article XIV of
the Constitution, clearly demonstrates the public awareness and desire
to preserve the great natural resources and heritage of the state.
Accordingly, the legislature now finds it necessary to provide for a
state nature and historical preserve to assure the protection of lands,
outside of forest preserve counties, of special natural beauty,
wilderness character or geological, ecological, or historical
significance so that present and future generations may share their
ecological, educational and recreational value.
Lands dedicated to the preserve shall include only those lands in
state ownership in need of the highest level of protection. The
dedication of ecologically significant lands to the preserve is intended
for unique and irreplaceable state-owned lands that are relatively
undisturbed and not presently being actively managed through modern
forest management practices, including old-growth forests.
Short title.
This article may be cited as the "State Nature and Historical Preserve
Act".
Definitions.
As used or referred to in this article unless a different meaning
clearly appears from the context:
1. The term "trust" shall mean the state nature and historical
preserve trust continued by section 45-0107 of this article.
2. The term "trustee" shall mean the commissioner of environmental
conservation.
3. The term "real property" shall mean lands and waters, including
improvements thereon, structures, and hereditaments, title to which may
be in fee simple absolute or any lesser interest, including but not
limited to, easements, rights of way, uses, leases, licenses and every
estate, interest or right, legal or equitable.
4. The term "preserve" shall mean the state nature and historical
preserve, as referred to in section 4 of article XIV of the State
Constitution.
5. The term "lands of ecological significance" shall mean state-owned
lands and waters that harbor plants, animals or ecological communities
that are rare in New York state or exemplary occurrences of more common
ecological communities. For the purposes of this article, the term
"exemplary occurrences of an ecological community" means a
representative, high quality example of a given ecological community
type, characterized by a distinctive assemblage of interacting plant and
animal populations, including old-growth forests.
6. The term "old-growth forest" shall mean a parcel of at least ten
acres which includes all of the following: an abundance of late
successional tree species, at least one hundred eighty to two hundred
years of age in a contiguous forested landscape that has evolved and
reproduced itself naturally, with the capacity for self perpetuation,
arranged in a stratified forest structure consisting of multiple growth
layers throughout the canopy and forest floor, featuring canopy gaps
formed by natural disturbances creating an uneven canopy and a
conspicuous absence of multiple stemmed trees and coppices. Typically,
old-growth forest sites also are characterized by an irregular forest
floor containing an abundance of coarse woody materials which are often
covered by mosses and lichens, show limited signs of human disturbance
since European settlement, have distinct soil horizons that include
definite organic, mineral, alluvial accumulation, and unconsolidated
layers, and have an understory that displays well developed and diverse
surface herbaceous layers.
State nature and historical preserve trust; continuation.
There is hereby continued in the department the state nature and
historical preserve trust.
Functions, powers and duties.
The trustee shall have the duty of assisting the legislature and the
governor in implementing the policy of the state as set forth in section
4 of article XIV of the State Constitution, and in order to carry out
such purposes he shall have the following functions, powers and duties:
1. To recommend to the Governor and legislature real property to be
included in the preserve. In making such recommendations, the trustee
shall first find that such real property qualifies for inclusion in the
preserve because of its natural beauty, wilderness character, it
contains old-growth forest, or is of other geological, ecological or
historical significance. Such recommendation shall include, where
appropriate, the estimated value or cost of the real property,
justification for its inclusion in the preserve, and provision for
management, care, custody and control of the real property. When the
trustee identifies a parcel of state land which may be an old-growth
forest, the trustee shall evaluate the parcel, and if it meets the
criteria of an old-growth forest, recommend the parcel be included in
the preserve. When the trustee recommends property be placed in the
preserve to protect old-growth forest, such recommendation shall include
provisions that the old-growth forest be protected with minimum
management or disturbance that only considers passive recreational
opportunities with no construction of public amenities. In those
provisions, the protection of the old-growth forest from invasive
species and diseases may be considered. Such real property may include,
but not be limited to real property presently owned in the name of the
state, unconditional or conditional grants, gifts and bequests to the
state of real property, and real property recommended by the trustee for
acquisition.
2. To prepare and submit an annual report to the Governor and the
legislature on or before February first on the activities of the trust.
3. To undertake research and studies related to activities of the
trust.
4. To maintain a current inventory of all real property which has been
dedicated to the preserve.
5. To request any state agency to render assistance in carrying out
the purposes of this article. Any state agency is authorized to render
such assistance to the trustee.
6. To make such rules and regulations as the trustee may determine
necessary for the purposes of properly carrying out his functions,
powers and duties, and to do all things necessary or convenient for
carrying out the foregoing functions.
Acquisition and dedication of real property.
1. For the purposes of this article, the department may, when
authorized by an act of the legislature, and when funds are available
therefor, acquire in the name of the people of the state of New York fee
title or any lesser interest in real property by any method of
acquisition, including, but not limited to, appropriation, condemnation,
purchase, conditional or unconditional gift, bequest or devise, in
accordance with any powers of the department to acquire real property.
2. Only real property owned by the state or real property acquired
under this article or sections 51-0705, 52-0701 or 52-0901, or articles
fifty-four and fifty-six of this chapter, or real property dedicated to
the Albany Pine Bush preserve pursuant to article forty-six of this
chapter may be dedicated for the purposes of this article. Such
dedication may be effected only by law.
Disposition of real property.
Real property dedicated to the preserve shall not be taken or
otherwise disposed of except by law enacted by two successive regular
sessions of the legislature.
Jurisdiction and administration.
1. The department is hereby authorized to manage and exercise custody
and control over lands dedicated pursuant to this article or to contract
with any city, county, town or village, or any combination thereof, or
any state agency or the Albany Pine Bush commission established under
article forty-six of this chapter for the management, custody and
control of such real property subject to such conditions as may be
approved by the director of the budget.
2. The lands dedicated to the preserve are enumerated as follows:
a. Skenoh Island in the town of Canandaigua, county of Ontario more
fully described in chapter three hundred fifty-two of the laws of
nineteen hundred seventy-five.
b. Showy Lady Slipper parcel in the town of New Hudson, county of
Allegany more fully described in chapter one hundred thirty-three of the
laws of nineteen hundred seventy-seven.
c. Parrish Gully in the town of Italy, county of Yates more fully
described in chapter one hundred thirty-three of the laws of nineteen
hundred seventy-seven.
d. Clark Gully in the towns of Middlesex and Italy, county of Yates
more fully described in chapter one hundred thirty-three of the laws of
nineteen hundred seventy-seven.
e. Cicero Swamp in the town of Cicero, county of Onondaga more fully
described in chapter one hundred thirty-three of the laws of nineteen
hundred seventy-seven.
f. Labrador Hollow in the town of Fabius, county of Onondaga and the
town of Truxton, county of Cortland more fully described in chapter
three hundred thirty-six of the laws of nineteen hundred eighty-six.
g. Reinstein Woods in the town of Cheektowaga, county of Erie more
fully described in chapter five hundred twenty-two of the laws of
nineteen hundred eighty-nine.
h. Bog Brook in the town of Southeast and Patterson, county of Putnam
more fully described in chapter five hundred twenty-two of the laws of
nineteen hundred eighty-nine.
i. The Oak Brush Plain State Preserve in the towns of Babylon and
Huntington, county of Suffolk more fully described in chapter six
hundred thirty-five of the laws of nineteen hundred eighty-seven.
j. The David A. Sarnoff Pine Barrens in the town of Southampton,
county of Suffolk more fully described in chapter two hundred forty-nine
of the laws of nineteen hundred ninety-three.
k. The Rocky Point Natural Resources Management Area in the town of
Brookhaven, county of Suffolk more fully described in chapter two
hundred forty-nine of the laws of nineteen hundred ninety-three.
l. State lands dedicated to the Albany Pine Bush preserve pursuant to
article forty-six of this chapter.
m. The Camillus forest unique area in the town of Camillus, county of
Onondaga more fully described in chapter four hundred sixty-three of the
laws of two thousand five.
n. The Zoar Valley Unique Area in the Towns of Otto and Persia, county
of Cattaraugus and the town of Collins, county of Erie more fully
described in the chapter of the laws of two thousand seven which added
this paragraph.
3. Lands dedicated to the preserve are declared to be put to their
highest, best and most important use and are to be held for one or more
of the following purposes:
a. As natural areas for maintaining plants, animals and natural
communities, including preservation of old-growth forests dedicated to
the preserve specifically for that purpose;
b. As reservoirs of natural materials and ecological processes that
contribute to the state's biological diversity;
c. As field laboratories for scientific research and education in the
natural sciences, including the fields of biology, conservation,
ecology, geology, natural history and paleontology; and
d. As places of natural and historical interest and beauty which
provide the public with passive recreational opportunities including,
where appropriate, fishing, hunting and trapping, or commercial fishing
opportunities that are compatible with protecting the ecological
significance, historic features and natural character of the area.
4. The department, or the city, county, town, village or state agency
exercising control over the site pursuant to subdivision one of this
section, shall develop a written stewardship plan for each site
dedicated to the preserve. Such plan shall include a description of
stewardship activities required to monitor, protect, enhance and where
appropriate actively manage the ecological, scenic, wilderness,
geological or historic resources that merited dedication of the site to
the preserve. Such plan shall also provide for passive recreational
uses, including, where appropriate, fishing, hunting and trapping, or
commercial fishing opportunities that are compatible with protecting the
ecological significance, historic features and natural character of the
site.
5. Nothing in this article shall be construed to diminish an existing
property right held by any person who owns any interest in any real
property that is located adjacent to any real property dedicated to the
preserve.
ARTICLE 46 Albany Pine Bush Preserve Commission
Legislative declaration and intent.
The pitch pine-scrub oak barrens or pine barrens in the city of Albany
and towns of Guilderland and Colonie and known as the "Albany Pine Bush"
or "Pine Bush" is a landscape of rare and endangered natural communities
and species identified by the New York natural heritage program. Its
location at the center of a major urban area makes it especially
valuable as an open space resource and, if properly managed, as a
passive recreation area and educational laboratory.
Both state, municipal and private actions have been taken to protect
the remaining Albany Pine Bush. Because of the fragile qualities of the
Pine Bush and its dependence on periodic fires, effective, coordinated
management of the remaining Albany Pine Bush is essential.
The legislature hereby declares it to be in the public interest to
protect and manage the Albany Pine Bush by establishing an Albany Pine
Bush preserve consisting of dedicated public and dedicated private land
and a commission made up of representatives of state and local
governments and private citizens to manage the preserve for purposes of
its protection and controlled and appropriate recreation and education
purposes.
Definitions.
As used in this article:
1. "Albany Pine Bush preserve" or "preserve" shall mean lands in the
city of Albany and towns of Guilderland and Colonie in the county of
Albany characterized by the growth of pitch pine and scrub oak, pine
barrens, vernal ponds and/or the presence of sand dunes which are
dedicated for protection and beneficial public use pursuant to section
46-0107 of this article. Land which lacks such physical or vegetative
characteristics may be dedicated pursuant to section 46-0107 of this
article as a protective or buffer zone for other dedicated lands, or
otherwise supports the management of the preserve.
2. "Albany Pine Bush preserve commission" or "commission" shall mean
the Albany Pine Bush preserve commission created pursuant to section
46-0105 of this article.
Albany Pine Bush preserve commission.
1. The Albany Pine Bush preserve commission is hereby established in
the department to be a body corporate and public and to consist of
eleven voting members who shall be as follows: the commissioner, the
commissioner of the state office of parks, recreation and historic
preservation, the mayor of the city of Albany, the town supervisors of
the towns of Colonie and Guilderland, the chief executive officer of the
county of Albany, the state director of the New York field office of the
nature conservancy and four members to be appointed by the governor with
the advice and consent of the Senate. The four appointed private citizen
members of the commission shall be by training, education, experience or
attainment qualified to analyze or interpret or support matters relevant
to the protection, maintenance and/or management of the Albany Pine
Bush. Each of the seven ex-officio members may designate a
representative to attend, in his or her place, meetings of the
commission and to act in his or her behalf. The Governor shall
designate the chairman. The term of office of the four private citizen
members shall be four years. In the event of a vacancy occurring other
than by the expiration of a member's term, such vacancy shall be filled
for the balance of the unexpired term in the same manner as the original
appointment. A majority of the members of the commission shall
constitute a quorum.
2. The members of the commission shall receive no compensation for
their services, but shall be reimbursed for their expenses actually and
necessarily incurred in the performance of their duties hereunder.
Members and staff of the commission shall be considered state employees
for the purposes of sections seventeen and nineteen of the public
officers law.
Albany Pine Bush preserve.
The commissioner shall maintain a record of the boundaries of the
lands which have been dedicated to the Albany Pine Bush preserve in text
and depicted on a map.
1. Land owned by the state may be dedicated to be part of the preserve
only by action by the commissioner, the commissioner of the state office
of parks, recreation and historic preservation or the commissioner of
the state office of general services, provided that state land dedicated
hereunder may also be dedicated to be part of the state nature and
historical preserve pursuant to article forty-five of this chapter.
2. Land owned by a local government may be dedicated to be part of the
preserve only by action of its local legislative body.
3. Land owned by private persons or organizations may be dedicated to
be part of the preserve only through the voluntary execution of a
conservation easement pursuant to article forty-nine of this chapter,
and the acceptance of such instrument by the commission; provided,
however, that the commission shall not have the power or authority,
without the consent of the landowner, to require as a condition of or a
prerequisite for obtaining any permit, license or other authorization to
conduct any activity within or adjacent to the preserve, that any lands
be dedicated to the preserve.
4. Every proposed dedication shall be reviewed and approved by the
commission.
5. The commission shall have no authority to control or manage any
private land unless such land has been dedicated pursuant to this
section or the owner thereof has executed a voluntary written agreement
with the commission authorizing the specific management actions which
may be taken by the commission.
6. Land owned by the commission shall be dedicated to be part of the
preserve upon acquisition by the commission.
Powers and duties of the commission.
The commission shall have the power:
1. To sue and be sued.
2. To make by-laws for the management and regulation of its affairs.
3. To make and execute contracts and all other instruments necessary
or convenient for the exercise of its powers and functions under this
article.
4. To appoint an executive officer, officers, agents and employees,
and prescribe their duties and qualifications and fix their
compensation.
5. To utilize, to the extent feasible, the staff and facilities of
existing state and local agencies, pursuant to an allocation to be made
by the state division of the budget or the chief executive officer of
the local government as applicable.
6. To contract for professional and technical assistance and advice.
7. To contract for and to accept assistance, including but not limited
to gifts, grants, easements or loans of funds or real property or
personal property from the federal government or any agency or
instrumentality thereof, or from any agency or instrumentality of the
state, or from any other public or private source and to comply, subject
to the provisions of this article, with the terms and conditions
thereof, subject to the approval of the division of the budget.
Notwithstanding the provision of section eleven of the state finance
law, the commission may accept gifts, grants, devises and bequests,
whether conditional or unconditional, with the approval of the director
of the budget.
8. To conduct scientific and environmental studies.
9. Notwithstanding the provisions of section 9-1105 of this chapter or
any other provision of law, to take, or cause to be taken, necessary and
appropriate fire management actions to protect the flora and fauna of
the preserve provided that:
(i) such actions have been approved in writing by the commissioner and
are pursuant to a written plan for the conduct of the requested burn,
which plan shall include provisions for limiting the area to be burned
and restricting the burn to that area, as well as emergency suppression
procedures; and
(ii) no burning shall be conducted until the chief or other official
in charge of the fire department or company within whose territorial
jurisdiction the proposed burn is located has been given the opportunity
to review and comment on the written plan and the fire department or
company dispatcher has been notified of the actual date and time and
estimated duration of such action; and
(iii) no burning shall be prescribed within seventy-five feet of
privately owned land within or adjacent to the preserve which has not
been dedicated to the preserve, except upon the approval of such
adjacent landowner.
10. To construct, or cause to have constructed, necessary facilities
including paths and trails, an environmental education center and
related parking areas on no more than five percent of the preserve.
11. To conduct environmental education programs.
12. To facilitate and provide passive recreational activities
including hiking, nature study and photography.
13. To control access and use of the preserve as is necessary and
appropriate to maintain the ecological community of the preserve
including establishment of an admission control system by permit on
either a group or individual.
14. To review and approve proposed dedications to the preserve and
recommend additions to the preserve.
15. To advise and assist state agencies, municipalities and private
property owners whose land adjoins the preserve on land use and
management techniques that are compatible with the land management needs
of the preserve.
16. To encourage individuals, corporations, associations and public
entities to protect and preserve the unique resources of the preserve.
17. To prepare an annual report on the conduct of its activities which
shall include a recommended budget for the next year.
18. To exercise and perform such other powers and duties as shall have
been or may be from time to time conferred by law.
19. To acquire real property as may be necessary for the purposes and
functions of the commission. Such real property may be acquired in the
name of the commission by purchase, exchange, gift, devise, bequest, or
by other legal means.
Management plan.
1. The commission shall prepare or cause to be prepared within thirty
months of the effective date of this section a management plan for the
preserve; provided that elements of the management plan may be prepared
and submitted for approval before the entire plan is completed. Such
plan shall cover management of all dedicated lands. At least one public
hearing on the draft management plan, or element thereof separately
submitted for approval or amendment thereto shall be held. The local
legislative bodies of the city of Albany and the towns of Guilderland
and Colonie, the county of Albany, the commissioner, the commissioner of
the state office of parks, recreation and historic preservation and the
state director of the nature conservancy may review the management plan,
elements thereof separately submitted for approval and amendments
thereto.
2. The management plan shall be the fundamental document defining the
protection and beneficial public use goals for the preserve and the
means and techniques for their attainment. The management plan shall
include, but need not be limited to:
a. A survey or inventory of the following, together with the
establishment of management priorities therefor:
(i) natural plant and wildlife resources;
(ii) historic resources;
(iii) erosion control needs and stream protection;
(iv) trails, trail development and use; and
(v) other recreational uses.
b. A fire management plan.
c. A plan for the enforcement of laws pertaining to public use
activities, which shall be implemented by rules and regulations for the
administration and use of lands dedicated to the preserve which are
promulgated by the commissioner.
d. An education program including publications and guided activities.
e. A financial plan for implementation of the management plan
recommendations.
3. Not less than once every five years the commission shall review the
management plan, and shall include as part of such review a public
hearing. The commission shall propose amendments to the management plan
as they are deemed to be necessary and appropriate.
Appropriations by municipalities.
To effectuate the purposes of this article, the local legislative
bodies of the county of Albany, city of Albany and towns of Colonie and
Guilderland may appropriate and pay over to the commission moneys to be
expended by the commission to carry out its functions thereunder.
Cooperation of state agencies.
To effectuate the purposes of this article, the commission may request
from any department, board, bureau, commission or other agency of the
state, and the same are authorized to provide, such cooperation and
assistance, services and data as will enable the commission properly to
carry out its functions thereunder.
ARTICLE 47 County and Regional Environmental Management Councils
Short title.
This article shall be known as the local environmental protection act.
Declaration of policy.
The legislature hereby finds and declares that the management and
conservation of our environment is essential to the health and wellbeing
of the people of the state. Local county or regional understanding of
the importance of all aspects of the environment is necessary for the
most balanced use of natural resources. Local participation in planning
of activities which influence the ecological balance of the locality and
therefore the state is important. It is in the best interest of the
citizens of the state to have environmental management councils which
shall be responsible for reviewing and advising local and state
government, and where resources within the county are influenced, the
federal government, on present and proposed methods of using, protecting
and conserving the environment for the benefit of all the people.
Establishment of county environmental management councils;
members and officers.
1. The county governing body of any county may establish a county
environmental management council. Such council may be constituted within
the organized structure of county government so as to provide for
effective coordination among all agencies of the county for the purposes
of this article. The council shall consist of one member of each city,
town, and village conservation advisory council within the county.
Additional members as the county appointing authority may provide, shall
be appointed to serve at the pleasure of the county appointing
authority, for a term not to exceed two years. The presiding officer or
chairman shall be appointed by the county appointing authority from
among the members of the council. In addition, the county appointing
authority may appoint members of the county governing body and the heads
of those county departments whose work particularly affects or is
particularly affected by environmental considerations, as ex officio
members of the council. For the purposes of this article, the term
county appointing authority shall mean the body or officer of a county
authorized by law to make appointments.
2. The county appointing authority is hereby authorized
notwithstanding any inconsistent provision of law to appoint up to four
members to the council who are between the ages of sixteen and
twenty-one.
3. Nothing contained in this article shall be deemed to prohibit the
establishment of a county environmental agency pursuant to other
provisions of law.
Powers of council.
1. The council may advise on all matters affecting the preservation,
conservation and ecologically suitable use of the natural resources of
the county.
2. The council shall review the state of the county environment as a
whole, and shall prepare and submit an annual report of its findings to
the county's governing body. This report also shall include an account
of the council's activities and accomplishments which shall be based on
accurate records of its meetings and other works.
3. The council in cooperation with the county planning agency and
other appropriate agencies, shall prepare a plan for the protection of
the county's environment and the management of its natural resources,
and shall transmit it to the county governing body as soon as
practicable after the effective date of the establishment of the
council. In addition, each such council shall obtain from the department
of environmental conservation a copy of the state environmental plan. To
the extent practicable, the preparation, content and subsequent
revision, if any, of the county environmental plan shall be coordinated
with the state environmental plan and a copy of said county plan and any
subsequent revision shall be filed with the state commissioner of
environmental conservation.
4. It shall investigate and recommend to the county governing body
ecologically sound methods of planning the use of the county's
resources.
5. The council shall keep an index of all open areas within the
county, with the plan of obtaining information pertinent to sound
ecological utilization of such areas including land owned by any
municipality within the county. It shall keep an index of all open marsh
lands, swamps, and all other wet lands in a like manner, and may
recommend a program for their ecologically suitable utilization.
5-a. The council shall develop and maintain an inventory of natural
resources within the county and such other environmental information as
may be appropriate. Said inventory shall include wetlands and open
spaces and may include, but not be limited to, factors relating to
geology, soils, slope, water resources, vegetation, wildlife habitat,
unique natural areas, and scenic, historic, and archaeological sites.
6. The council may cooperate with and assist such other governmental
or non-governmental boards or organizations in the preparation of plans
or reports or the review of proposals or applications as the county may
direct.
7. The council may also conduct research into the land area of the
county and may seek to coordinate the activities of unofficial bodies
organized for similar purposes. It may advertise, prepare, print and
distribute books, maps, charts, and pamphlets if in its judgment it
deems them necessary for its work.
8. In those counties in which a county executive officer exercises
supervisory and managerial responsiblility for agencies in the executive
branch of county government, pursuant to charter or local law, the
council shall submit the reports described in subdivisions 2 and 3 to
both the county governing body and said executive officer.
9. When authorized by resolution of the county governing body, a
council may accept by gift, grant, bequest, or otherwise, money or other
personal property in the name of the county, for use in furtherance of
the provisions of this article. A county governing body may accept by
gift, conditional or unconditional grant, devise or otherwise, real
property in fee, or any lesser interest including conveyance with
limitations or reversions, for the purposes of this article.
In addition, upon the written recommendation of the council, the
county governing body may acquire by purchase in fee or any lesser
interest, through negotiation or by condemnation, such real or personal
property as may be needed to fulfill the purpose of this article.
Appropriation of council.
The county may provide for compensation to be paid to the members of
the council and may make such appropriations as it may see fit for
expenses incurred by the council including appointment of such clerks
and other employees as may be necessary for the conduct of the council's
official business.
Assistance of department of environmental conservation.
To assist a council in carrying out its functions, powers and duties
the department of environmental conservation may upon request:
1. Prepare reports outlining objectives, priorities and proposed
relationships of the council to the local governing body;
2. Prepare descriptions of work to be undertaken, advantageous
techniques to be used and suggested roles of council members;
3. Provide research on conservation facts and procedures;
4. Provide, on a consulting basis, technical and research assistance
as may be required to assist the council in carrying out its work and to
enable the council to offer recommendations to the local governing body;
and
5. Describe particular areas of natural resources within the
territorial limits of the council which require particular attention.
Regional environmental management councils.
1. If in the opinion of the governing bodies of two or more counties,
the protection and management of the environment of the area could be
effectively or efficiently provided by a regional council these counties
may enter into agreement to establish a regional environmental
management council for the several counties agreeing to the
consolidation.
2. The membership of the regional councils shall be made up of members
of county environmental councils or individuals eligible to be members
of county environmental councils. Members shall be appointed by the
several county governing bodies to assure fair representation, but in no
case shall there be more than twenty official members of the regional
council other than ex officio members.
3. The regional council shall supercede and replace the individual
county councils and shall exercise all those powers otherwise accruing
to the county councils.
4. The county governing bodies of the several counties agreeing to the
formation of such a council may appropriate such funds as they see fit
for the work of the regional council including the compensation of
members, the retention of staff and other assistance, the preparation
and printing of reports, maps, books, charts, and pamphlets and the cost
of other items related to their work.
Reimbursement.
Up to one-half of the expenditures during the state fiscal year of any
county or regional environmental management council established pursuant
to this article shall be reimbursed to the counties out of funds
appropriated by the state to the Department of Environmental
Conservation for this purpose. Provided, however, that any county
environmental agency established pursuant to a provision of law other
than this article shall be entitled to such reimbursement if the
commissioner of the department of environmental conservation finds that
the powers, duties, and reporting lines for the major reports of such
council are substantially the same as those provided in section 47-0107
of this article, and that the membership structure thereof either
complies with the provisions of subdivision one of section 47-0105 of
this article or that such membership structure is designed to encourage
local participation and coordination in the planning of activities to
influence the ecological balance of the locality. Necessary and
appropriate rules and regulations for administration of the local
assistance purposes of this act may be promulgated by the commissioner.
Annual report.
The commissioner shall submit an annual report to the governor and the
legislature describing the operation of the local assistance program
established by this article. The annual report shall include a
description of activities conducted by each county and regional
environmental management council and the activities conducted by the
department in performing said activities pursuant to section 47-0115 of
this article.
ARTICLE 48 Environmental Justice
Declaration of policy.
1. It is hereby declared to be the policy of this state that all
people, regardless of race, color, religion, national origin or income,
have a right to fair treatment and meaningful involvement in the
development, implementation and enforcement of laws, regulations and
policies that affect the quality of the environment.
2. It shall further be the policy of the state that no group of
people, including a racial, ethnic or socioeconomic group, should be
disproportionately exposed to pollution or bear a disproportionate share
of the negative environmental consequences resulting from industrial,
municipal or commercial operations, or the execution of federal, state
or local programs and policies.
3. It shall further be the policy of the state that no group of
people, including a racial, ethnic or socioeconomic group, should suffer
from inequitable allocation of public resources or financial assistance
for environmental protection and stewardship, including environmental
remediation, pollution prevention, open space acquisition and/or other
protection and stewardship activities.
4. It shall further be the policy of the state that opportunities for
citizen involvement in the development of laws, regulations and policies
that affect the quality of the environment be as reflective of the
diversity of interests and perspective found within the affected
community as possible, including those of racial, ethnic and
socioeconomic groups; that such opportunities be provided as early as
possible in the decision making process; that such opportunities provide
full, timely and accessible disclosure of public records and sharing of
information by the government agency or agencies involved, including the
provision of technical data and the assumptions upon which any analyses
are based; and that such opportunities allow all people, regardless of
race, color, religion, national origin or income, the opportunity to
have their views heard and considered, including opportunities for
two-way dialogue.
Definitions.
As used in this article:
1. "Advisory group" means the permanent environmental justice advisory
group established by section 48-0105 of this article.
2. "Agency" means any state department, agency, board, bureau,
commission, division, office, council, or any public authority or public
benefit corporation.
3. "Environmental justice" means the fair treatment and meaningful
involvement of all people regardless of race, color, religion, national
origin or income with respect to the development, implementation and
enforcement of laws, regulations and policies affecting the quality of
the environment.
4. "Fair treatment" means that no group of people, including a racial,
ethnic or socioeconomic group, should be disproportionately exposed to
pollution or bear a disproportionate share of the negative environmental
consequences resulting from execution of federal, state and local
programs and policies, and further means that no such group of people
should suffer from inequitable allocation of public resources or
financial assistance for environmental protection and stewardship,
including environmental remediation, pollution prevention, open space
acquisition and other protection and stewardship activities.
5. "Meaningful involvement" means the provision of opportunities for
citizen participation in decision making that are as reflective of the
diversity of interests and perspective found within the affected
community as possible, including those of racial, ethnic and
socioeconomic groups; that are provided as early as possible in the
decision making process; that provide full, timely and accessible
disclosure of public records and sharing of information by the
government agency or agencies involved, including the provision of
technical data and the assumptions upon which any analyses are based;
and that allow all people, regardless of race, color, religion, national
origin or income, the opportunity to have their views heard and
considered, including opportunities for two-way dialogue.
Permanent environmental justice advisory group.
1. The permanent environmental justice advisory group is hereby
established in the department to consist of sixteen members, as follows:
(a) Five members shall be representatives of community-based
organizations that advise or assist minority and low-income communities
on environmental matters; and
(b) Four members shall be representatives of businesses that hold
state-issued permits or otherwise operate subject to this chapter.
(c) One of the members appointed pursuant to each of paragraphs (a)
and (b) of this subdivision shall be appointed by the temporary
president of the senate, and one of the members appointed pursuant to
each of paragraphs (a) and (b) of this subdivision shall be appointed by
the speaker of the assembly. One member shall be appointed by the
minority leader of the senate and one member shall be appointed by the
minority leader of the assembly. The remaining members shall be
representatives of state or national organizations promoting
environmental conservation, researchers, educators and members of the
general public. The other members appointed pursuant to this subdivision
shall be appointed by the governor. The replacement of any member shall
be in accordance with the provisions contained in this section for
appointment of members.
2. (a) Each member of the advisory group shall serve for a term of
four years or until his or her successor is appointed. A member
appointed to fill a vacancy shall serve the remainder of the term of the
member he or she is appointed to succeed. The members of the advisory
group shall receive no compensation for their services but shall be
reimbursed for their expenses actually and necessarily incurred in the
performance of their duties hereunder.
(b) The advisory group shall select a chair from among the members.
The advisory group shall meet as frequently as necessary, but not less
than three times per year. Such meetings shall be held at such locations
as the advisory group may determine. All such meetings shall be subject
to the open meetings law. At least one meeting annually shall be held
jointly with the environmental justice interagency coordinating council
established pursuant to section 48-0111 of this article.
Powers and duties.
The advisory group shall have the power and duty to:
1. adopt a model environmental justice policy applicable generally to
state agencies that engage in activities or operations that may have a
significant effect on the environment, including but not limited to
through the adoption of rules and regulations, issuance of permits,
acquisition or maintenance of property, or approval, funding or
undertaking of projects. Such policy shall be adopted not later than one
year after the effective date of this article. The advisory group shall
develop the model policy in consultation with representatives of
minority and low-income communities, regulated parties, the
environmental justice interagency coordinating council and other state
agencies and the public and shall hold a public hearing thereon in each
judicial department. Notice of such hearings and notice of the adoption
of the model policy shall be published in the state register;
2. make recommendations to the governor, legislature and state
agencies on measures to improve such policies;
3. provide comments on any proposed rule, regulation or policy of a
state or federal agency related to environmental justice;
4. conduct public hearings with respect to any matter within the scope
of its functions, powers and duties; and
5. adopt, amend and repeal by-laws governing its organization and
operation.
Agency responsibilities.
1. Each state agency that engages in activities or operations that
have a significant effect on the environment, including but not limited
to through the adoption of rules and regulations, issuance of permits,
acquisition or maintenance of property, or approval, funding or
undertaking of projects, shall be guided in its decision making on such
activities or operations by an environmental justice policy. Each such
agency shall adopt rules and regulations setting forth its environmental
justice policy not later than two years after the adoption of a model
environmental justice policy pursuant to section 48-0107 of this
article.
2. Each state agency subject to the requirements of subdivision one of
this section shall:
(a) appoint a staff member of the agency to serve as environmental
justice coordinator, to provide information to the public on the
policies, activities and operations of the agency related to
environmental justice and to act as liaison to the environmental justice
advisory group;
(b) notify the advisory group of the appointment of an environmental
justice coordinator; and
(c) develop an environmental justice training plan which includes the
provision of workshops and written materials to appropriate staff
regarding environmental justice and implementation of the agency's
environmental justice policy.
Environmental justice interagency coordinating council.
1. There is hereby established an environmental justice interagency
coordinating council which shall have the power and duty to:
(a) coordinate the activities of agencies required to adopt an
environmental justice policy pursuant to section 48-0109 of this article
in development and implementation of such policies; and
(b) serve as a clearinghouse for state agencies and the public for
information on environmental justice policies, environmental justice
coordinators in state agencies and related activities of state agencies,
and maintain information services, including but not limited to an
Internet site and a toll-free telephone number, to inform the public on
environmental justice.
2. The environmental justice coordinating council shall include the
commissioner; the commissioner of the department of economic
development; the commissioner of the department of transportation; the
president of the environmental facilities corporation; the president of
the New York State energy research and development authority; the
chairman of the public service commission; the chairman of the power
authority of the State of New York; or their designees; and every staff
member chosen by an agency to serve as environmental justice coordinator
pursuant to section 48-0109 of this article. The council shall consult
with the permanent environmental justice advisory group; representatives
of minority and low-income communities, including community-based
organizations that advise or assist minority and low-income communities
on environmental matters; representatives of businesses that hold
state-issued permits or otherwise operate subject to this chapter;
representatives of local governments; representatives of local, state,
or national organizations promoting environmental conservation;
researchers and educators; and any other parties the council deems
appropriate.
3. The coordinating council shall meet at least bi-annually and shall
designate one of its members to serve as chairperson and one of its
members to serve as secretary for the development and dissemination of
minutes and reports. All such meetings shall be subject to the open
meetings law. At least one meeting annually shall be held jointly with
the permanent environmental justice advisory group established pursuant
to section 48-0105 of this article. Each member shall be entitled to
designate in writing a representative to attend meetings in his or her
place and to vote or otherwise act on his or her behalf in his or her
absence.
Separability.
If any clause, sentence, paragraph, section or part of this article
shall be adjudged by any court of competent jurisdiction to be invalid,
the judgment shall not affect, impair or invalidate the remainder
thereof, but shall be confined in its operation to the clause, sentence,
paragraph, section or part thereof directly involved in the controversy
in which the judgment shall have been rendered.
ARTICLE 49 Protection of Natural and Man-made Beauty
TITLE 1 Natural and Man Made Beauty
Legislative findings.
The legislature hereby finds and declares that:
The state enjoys an abundance of natural and man-made beauty which
greatly enriches the lives of the people of this state. The
preservation, enhancement and promotion of this beauty will contribute
significantly to the enjoyment of the people who live and work in the
state, as well as the millions of visitors who come to the state each
year. Further efforts by state government are needed to coordinate and
promote programs contributing to the natural and man-made beauty, and to
provide advice and assistance to local governments.
General functions, powers and duties of the department.
The department shall have the power and it shall be its duty to:
1. Develop, after consultation with local governments and interested
persons, groups and institutions, policies and programs to preserve and
enhance the natural and man-made beauty of the state, and encourage,
facilitate and assist in the coordination of the activities of the
various state agencies in furtherance of such policies and programs.
2. Advise, encourage and assist local governments in the development
and coordination of policies, programs and activities, and in the full
utilization of powers vested in local governments by the Constitution
and laws of the state, to preserve and enhance the natural and man-made
beauty of the state.
3. Conduct and coordinate studies, surveys and inventories of the vast
natural and man-made resources contributing to the beauty of the state
by virtue of their scenic, aesthetic, or cultural values.
4. Designate scenic sites, areas, and highways in the state and
develop programs for their preservation and enhancement, including but
not limited to programs to discourage littering, defacement, and
blighting of such scenic sites, areas and highways.
5. Promote the application of aesthetic considerations in the
location, design, construction and maintenance of state lands, projects
and buildings.
6. Serve as a clearing house for information relating to the
preservation and enhancement of natural and man-made beauty.
Functions, powers and duties of other departments and
agencies.
Nothing contained in this article shall be deemed to derogate or
detract in any way from the functions, powers and duties prescribed by
law of any other department or agency of the state nor to interrupt or
preclude the direct relationships of any such department or agency with
public corporations and districts for the carrying out of such
functions, powers and duties.
Assistance of other agencies.
To effectuate the purposes of this article, the department may request
and receive from any other department, division, board, bureau,
commission or other agency of the state or any political subdivision
thereof or any public authority such assistance, information and data as
will enable the department properly to carry out its powers and duties
hereunder.
Reports.
The department shall from time to time report to the Governor, and
shall make an annual report to the governor and the legislature, not
later than May first, concerning the work of the department pursuant to
this article, in the preceding calendar year.
Grants or gifts.
The department, with the approval of the Governor, may accept as agent
of the state any gift, devise or bequest, whether conditional or
unconditional (notwithstanding the provisions of section 11 of the State
Finance Law), and including federal grants, for any of the purposes of
this article. Any moneys so received may be expended by the department
to effectuate any purpose of this article, subject to the same
limitations as to approval of expenditures and audit as are prescribed
for state moneys appropriated for the purposes of this article.
* § 49-0113. Thirty by thirty conservation goal.
1. It shall be the goal of the state to support and contribute to
national efforts to conserve at least thirty percent of United States
lands and inland waters and at least thirty percent of United States
ocean areas by the year two thousand thirty.
2. The department in consultation with the commissioner of the office
of parks, recreation and historic preservation, shall develop strategies
and a methodology to achieve the goal, including but not limited to:
(a) coordination with the state land acquisition plan;
(b) prioritizing protections for water sources and sole source
aquifers, including wetlands protections;
(c) protections and restoration projects for preserving and increasing
biodiversity, including habitat restoration, with a focus on habitats of
endangered and threatened species including resilient and connected
lands and corridors providing means for wildlife migration and
habitation;
(d) expanding access to nature and nature's benefits and equitable
outdoor access in communities in every region;
(e) consideration of a broad range of landscapes including urban,
suburban and rural natural areas, wetlands, forests, and watersheds;
(f) consideration of the state's economic sustainability, including
preservation of food security and consultation with the department of
agriculture and markets on issues related to farmland preservation of
working lands;
(g) increasing climate resilience, including reducing risk from
extreme weather events including cooling urban landscapes and natural
solutions to prevent erosion and flooding;
(h) collaboration with federal and state research institutions to
utilize innovative scientific observation technology to better
understand the state's conservation needs and biodiversity and threats
thereto;
(i) implementing actions in a manner that includes consideration of
the urgency of meeting the goal while still preserving public input and
involvement;
(j) collaboration with tribal partners to incorporate tribal expertise
and traditional ecological knowledge to better understand the state's
conservation needs and biodiversity and threats thereto; and
(k) participating in regional, national, and international efforts to
advance biodiversity protection, including preventing extinctions.
3. Conservation measures shall be undertaken in ways that serve all
communities, including low-income, disadvantaged and vulnerable
communities, including by ensuring meaningful opportunities for public
input and involvement.
4. The department shall post the draft strategies and methodology
developed to meet the goal no later than July first, two thousand
twenty-four and hold at least one public hearing thereon. The department
shall post the final goal strategies and methodology on its website.
5. The department shall maintain and, at least annually, update its
website to provide information with regard to the implementation and
status of the goal.
* NB Repealed January 1, 2031
TITLE 2 State Land Acquisition
Definitions.
As used in this title, the following terms shall include and mean:
1. "Office" shall mean the state office of parks, recreation and
historic preservation.
2. "Commissioners" shall mean the state commissioner of environmental
conservation and the state commissioner of parks, recreation and
historic preservation.
State land acquisition policy.
1. The purpose of the land acquisition program of the department and
the office is to provide for the conservation, protection, and
preservation of open space, natural, historic and cultural resources and
the enhancement of recreational opportunities.
2. The department and the office shall first consider in each
acquisition whether acquisition of conservation easement or other less
than full fee title interests would fulfill the purposes for which the
particular acquisition is sought. If it is determined that a
conservation easement or other interest would fulfill such purposes, the
department or the office will use its best efforts to acquire such
easement or interest, where practicable.
3. The department and the office shall consider future physical
climate risk due to sea level rise, and/or storm surges and/or flooding,
based on available data predicting the likelihood of future extreme
weather events, including hazard risk analysis data if applicable.
4. It is the policy of the state, acting through the department and
the office, to pursue acquisitions through voluntary agreement to the
maximum extent practicable to achieve the purposes of this article.
Accordingly, the process of eminent domain shall only be used when
reasonable efforts to obtain a voluntary agreement have been exhausted.
Notwithstanding any provision of law to the contrary, the department and
the office shall tender to the owner of any lands proposed for
acquisition by eminent domain an offer to purchase such lands for the
value thereof as determined by the department or the office in
accordance with section three hundred three of the eminent domain
procedure law. Such offer must have been made for at least ninety days
before the department or office makes a finding pursuant to article two
of the eminent domain procedure law to acquire the land by eminent
domain; however, such ninety day period shall not be required in those
cases in which the respective commissioner has made a written
determination that there is a significant risk of immediate and
irreversible environmental degradation. In the event that the department
or office undertakes the process of eminent domain and prior to the
public hearing required by section two hundred one of the eminent domain
procedure law, the respective commissioner shall give notice of such
undertaking to the state land acquisition advisory council, created
pursuant to section 49-0211 of this title. The foregoing provisions of
this paragraph shall not apply to lands acquired pursuant to article
sixteen or title thirteen of article twenty-seven of this chapter or
lands with respect to which the owner has consented to the use of
eminent domain or where the use of eminent domain is required to quiet
title.
The commissioners shall also provide the state land acquisition
advisory council with the determinations and findings required by
section two hundred four of the eminent domain procedure law.
Comprehensive inventory of lands having statewide or regional
significance.
1. In order to help provide a basis for a strategy for the
preservation of land resources in the state and the preparation of the
state land acquisition plan, the department and the office shall prepare
a comprehensive inventory of protected and unprotected resources having
statewide or regional environmental, historic, cultural or recreational
significance. Such inventory shall include the following:
a. open space, forest land and park land owned by federal, state and
local governmental entities including lands containing old-growth forest
dedicated to the state nature and historical preserve pursuant to
article forty-five of this chapter;
b. forest land in private ownership under the terms of section four
hundred eighty-a of the real property tax law;
c. wetlands protected by articles twenty-four and twenty-five of this
chapter;
d. agricultural areas, including agricultural districts created
pursuant to article twenty-five-AA of the agriculture and markets law as
recommended by the commissioner of agriculture and markets;
e. water resources, including wild, scenic and recreational rivers,
streams and aquifer recharge areas protected by article fifteen of this
chapter;
f. marine and other coastal resources, including coastal erosion
hazard areas protected by article thirty-four of this chapter;
g. open space lands, forest lands and park lands dedicated by other
than governmental entities to ecological, wildlife management, forest
management or recreational purposes; and
h. lands which possess statewide or regional significance for
historic, cultural, ecological, open space, outdoor recreation, resource
protection or wildlife management purposes, including the purpose of
restoring extirpated species, and preserving old-growth forests.
2. Such inventory, in such segments and such form as may be readily
available at any given time, shall be available to the regional land
acquisition advisory committees and other members of the public.
* § 49-0207. State land acquisition plan.
1. The department and the office shall prepare a state land
acquisition plan to guide selection of projects for state acquisition
taking into account regional advisory committee priorities and the
department's and office's assessment of need for land acquisition
projects. Such plan shall also take into account the goal of the state
to facilitate the conservation of at least thirty percent of land in New
York state by the year two thousand thirty pursuant to section 49-0113
of this article. Such plan shall include an identification of:
a. lands, by region and category, for which acquisition is of a high
priority in order to carry out the purposes of this title;
b. lands, by region, having statewide or regional environmental,
historic, cultural or recreational significance that are threatened with
diminishment of resource value;
c. the department's and office's priorities of categories of land, by
region, for future acquisition; and
d. lands, by region, having statewide or regional environmental,
historic, cultural or recreational significance which should be
considered for state acquisition, but which do not qualify for
acquisition under present law.
2. Such plan shall include consideration of the inventory prepared
pursuant to section 49-0205 of this title and shall identify those areas
within the state which are not adequately protected in such categories.
3. In preparing such plan, the department and office shall:
a. conduct one or more public hearings in each of the department's
administrative regions.
b. consult with:
(i) the regional advisory committees;
(ii) officials of departments and agencies of the state having duties
and responsibilities concerning the protection of open space and
natural, environmental, historic, cultural or recreational resources;
(iii) officials and representatives of local governments in the state;
and
(iv) persons, organizations and groups interested in the protection of
open space and natural, environmental, historic, cultural or
recreational resources of the state.
c. request and receive from any department, division, board, bureau,
commission or any other agency of the state or any political subdivision
thereof or any public authority such assistance and data as may be
necessary to enable the department and office to carry out its
responsibilities under this section.
4. The department and office shall prepare a draft plan and shall
propose, no later than January thirty-first, nineteen hundred
ninety-one, a schedule of public hearings thereon.
5. On or before January thirty-first, nineteen hundred ninety-two and
every three years thereafter, the department and office shall submit the
plan to the governor, the majority leader of the senate and the speaker
of the assembly. Upon approval by the governor such plan shall become a
guide for the implementation of the acquisition programs of the
department and office.
* NB Effective until January 1, 2031
* § 49-0207. State land acquisition plan.
1. The department and the office shall prepare a state land
acquisition plan to guide selection of projects for state acquisition
taking into account regional advisory committee priorities and the
department's and office's assessment of need for land acquisition
projects. Such plan shall include an identification of:
a. lands, by region and category, for which acquisition is of a high
priority in order to carry out the purposes of this title;
b. lands, by region, having statewide or regional environmental,
historic, cultural or recreational significance that are threatened with
diminishment of resource value;
c. the department's and office's priorities of categories of land, by
region, for future acquisition; and
d. lands, by region, having statewide or regional environmental,
historic, cultural or recreational significance which should be
considered for state acquisition, but which do not qualify for
acquisition under present law.
2. Such plan shall include consideration of the inventory prepared
pursuant to section 49-0205 of this title and shall identify those areas
within the state which are not adequately protected in such categories.
3. In preparing such plan, the department and office shall:
a. conduct one or more public hearings in each of the department's
administrative regions.
b. consult with:
(i) the regional advisory committees;
(ii) officials of departments and agencies of the state having duties
and responsibilities concerning the protection of open space and
natural, environmental, historic, cultural or recreational resources;
(iii) officials and representatives of local governments in the state;
and
(iv) persons, organizations and groups interested in the protection of
open space and natural, environmental, historic, cultural or
recreational resources of the state.
c. request and receive from any department, division, board, bureau,
commission or any other agency of the state or any political subdivision
thereof or any public authority such assistance and data as may be
necessary to enable the department and office to carry out its
responsibilities under this section.
4. The department and office shall prepare a draft plan and shall
propose, no later than January thirty-first, nineteen hundred
ninety-one, a schedule of public hearings thereon.
5. On or before January thirty-first, nineteen hundred ninety-two and
every three years thereafter, the department and office shall submit the
plan to the governor, the majority leader of the senate and the speaker
of the assembly. Upon approval by the governor such plan shall become a
guide for the implementation of the acquisition programs of the
department and office.
* NB Effective January 1, 2031
Regional advisory committees.
1. There are hereby established regional advisory committees in each
of the department's regions to provide the department and office with
advice and recommendations from the public on the implementation of the
land acquisition programs of the department and office and in order to
provide the public with information regarding the activities of the
department and office pursuant to this title.
2. Each regional committee shall:
a. recommend policies and priorities for protection of lands in the
region potentially eligible for state acquisition;
b. recommend to the department and office specific studies or
assessments which would assist in the development of land acquisition
policies and priorities for the region;
c. establish working liaison relationships with neighboring regional
advisory committees where such liaison will further overall land
acquisition objectives;
d. develop guidelines for use in identifying priorities of land
acquisition and recommending specific parcels for possible acquisition.
Such guidelines may include:
(i) the priority ranking of properties for the region;
(ii) the degree to which an acquisition will help to meet a regional
or statewide need;
(iii) the future costs and benefits which may be associated with the
project;
(iv) the economic impact on adjacent parcels, the community or region
and the local governments therein; and
(v) the ecological value of the project taking into account the type,
variety and relative scarcity of the resources therein.
e. advise the commissioners and the state land acquisition advisory
council annually with respect to plans and priorities for their
respective region, and communicate at such other times as may be needed
to fulfill its responsibilities.
f. review the state land acquisition plan prepared by the department
and office pursuant to section 49-0207 of this title at least biennially
and make recommendations regarding such plan as it affects the region.
g. review any community preservation project plans developed pursuant
to section six-s of the general municipal law.
3. Regional advisory committee members shall be knowledgeable of, and
concerned with, the land preservation, conservation, historic, cultural,
recreation and acquisition goals of this chapter. No employee of the
department or office shall serve on a regional committee. At any time
that a member of a regional committee has or may have a direct or
indirect financial interest in or resulting from the acquisition or
decision not to acquire an interest in land pursuant to this title, such
member shall not participate in any discussion or deliberation of the
committee concerning such acquisition.
4. A regional advisory committee shall consist of at least thirteen,
and not more than twenty-three members. Each county outside the city of
New York or the city of New York in the case of a county contained
within the city of New York shall appoint members to its region's
advisory committee in a manner designed to provide equal representation
for all counties within a region on such committee, provided that the
total number of local government appointees to a regional advisory
committee shall not exceed one-half of the committee's membership. The
commissioners shall appoint to each regional advisory committee
additional members equal to one more than the total number of members
eligible for appointment by local government. Each member of a regional
advisory committee shall be a resident of that region, provided however,
the commissioners may appoint to each regional advisory committee up to
two members who are not residents of that region. Each regional
committee shall meet as it may deem necessary to carry out its
responsibilities.
5. Regional committees may request and shall receive from the
department and the office such assistance and data as may be determined
reasonable for the proper execution of their responsibilities.
6. Regional committees shall be established no later than September
first, nineteen hundred ninety, and shall make initial recommendations
no later than December first, nineteen hundred ninety, to the
commissioners and the state land acquisition advisory council and shall
report at least biennially thereafter.
State land acquisition advisory council.
1. The council shall consist of seven members: the commissioner of
environmental conservation and the commissioner of parks, recreation and
historic preservation, and the following officials or their designees:
the governor, the majority leader of the senate, the speaker of the
assembly, the minority leader of the senate and the minority leader of
the assembly. The governor shall appoint the chair. Persons serving as a
member of the council pursuant to designation shall serve at the
pleasure of the designating authority, without compensation, but shall
be entitled to receive reimbursement of reasonable expenses necessarily
incurred in the performance of their duties pursuant to the provisions
of this title.
2. The provisions of section seventy-four of the public officers law
shall be applicable to the members of the council in connection with
their duties under this article. At any time that a member of the
council has or may have a direct or indirect financial interest in or
resulting from the proposed acquisition or decision not to acquire land
or an interest in land, such member shall not participate in any
discussion or deliberation of the council concerning such land or
interest.
3. The advisory council shall:
a. advise and make recommendations to the commissioners regarding
acquisition goals and priorities to ensure a balance of statewide and
regional interests in acquisition;
b. have an opportunity to review and make recommendations regarding
specific parcels proposed by the commissioners for acquisition prior to
the approval by the department or the office of any parcel for
acquisition; and
c. review the annual reporting of the regional advisory committees,
any community preservation project plans developed pursuant to section
six-s of the general municipal law, the department and the office, and
the state land acquisition plan.
4. Notwithstanding the provisions of article six of the public
officers law, no records of the advisory council shall be available for
public inspection. Notwithstanding the provisions of article seven of
the public officers law, no meeting or proceeding of the advisory
council shall be open to the public. All proceedings of the advisory
council shall be confidential. Members of the advisory council may
participate in a meeting by means of a conference telephone or similar
communications equipment and may exchange information by mail.
5. In carrying out its responsibilities pursuant to this article, the
council shall take into account the regional and state land acquisition
priorities and policies.
Annual report.
No later than January thirty-first, nineteen hundred ninety-one, and
on an annual basis thereafter, the commissioners shall report on the
department's and the office's land acquisition activities, including:
1. lands acquired, whether in fee title or by easement, funds
obligated and disbursed and acreage obtained over the past year and
cumulatively since the effective date of this title;
2. a description of the state's land acquisition plans and priorities
for the coming year; and
3. the recommendations of the regional advisory committees.
Annual budget request.
The commissioners' annual budget request for land acquisition
reappropriations shall include an itemization of contracts obligated
from such appropriations as of the date of such submission.
TITLE 3 Conservation Easements
Declaration of policy and statement of purpose.
The legislature hereby finds and declares that in order to implement
the state policy of conserving, preserving and protecting its
environmental assets and natural and man-made resources, the
preservation of open spaces, the preservation, development and
improvement of agricultural and forest lands, the preservation of areas
which are significant because of their scenic or natural beauty or
wetland, shoreline, geological or ecological, including old-growth
forest, character, and the preservation of areas which are significant
because of their historical, archaeological, architectural or cultural
amenities, is fundamental to the maintenance, enhancement and
improvement of recreational opportunities, tourism, community
attractiveness, balanced economic growth and the quality of life in all
areas of the state.
Definitions.
When used in this title:
1. "Conservation easement" means an easement, covenant, restriction or
other interest in real property, created under and subject to the
provisions of this title which limits or restricts development,
management or use of such real property for the purpose of preserving or
maintaining the scenic, open, historic, archaeological, architectural,
or natural condition, character, significance or amenities of the real
property in a manner consistent with the public policy and purpose set
forth in section 49-0301 of this title, provided that no such easement
shall be acquired or held by the state which is subject to the
provisions of article fourteen of the constitution.
2. "Not-for-profit conservation organization" means a not-for-profit
corporation organized inter alia for the conservation or preservation of
real property and which has the power to acquire interests in real
property. Such organization must have qualified as exempt for federal
tax purposes pursuant to Section 501 (c)(3) of the internal revenue code
or any similar successor statutory provision.
3. "Public body" means the state or a municipal corporation as that
term is defined in section two of the general municipal law or the
United States of America acting by and through the department of the
interior. Such term shall further include the Palisades interstate park
commission; the Central Pine Barrens joint planning and policy
commission; and a soil and water conservation district as that term is
defined in section three of the soil and water conservation districts
law.
4. "Third party enforcement right" means a right which may be granted
in a conservation easement which empowers a public body or a
not-for-profit conservation organization which is not a holder of the
easement to enforce any of the terms of the easement.
Conservation easements; certain common law rules not
applicable.
1. A conservation easement may be created or conveyed only by an
instrument which complies with the requirements of section 5-703 of the
general obligations law and which is subscribed by the grantee. It shall
be of perpetual duration unless otherwise provided in such instrument.
2. A conservation easement shall be modified or extinguished only
pursuant to the provisions of section 49-0307 of this title. Any such
modification or extinguishment shall be set forth in an instrument which
complies with the requirements of section 5-703 of the general
obligations law or in an instrument filed in a manner prescribed for
recording a conveyance of real property pursuant to section two hundred
ninety-one of the real property law.
3. (a) A conservation easement shall be held only by a public body or
not-for-profit conservation organization, except that the state shall
not be authorized or empowered to acquire or hold any conservation
easement which is subject to the provisions of article fourteen of the
constitution.
(b) Any conservation easement created pursuant to this title shall not
limit, restrict or modify the right to construct, operate or continue
the use of any facility, or impede any activity, duly authorized under
the applicable provisions of the federal natural gas act (15 U.S.C. §§
717-717 w).
4. A conservation easement shall be duly recorded and indexed as such
in the office of the recording officer for the county or counties where
the land is situate in the manner prescribed by article nine of the real
property law. The easement shall describe the property encumbered by the
easement by adequate legal description or by reference to a recorded map
showing its boundaries and bearing the seal and signature of a licensed
land surveyor, or if the easement encumbers the entire property
described in a deed of record, the easement may incorporate by reference
the description in such deed, otherwise it shall refer to the liber and
page of the deed or deeds of the record owner or owners of the real
property burdened by the conservation easement. An instrument for the
purpose of creating, conveying, modifying or terminating a conservation
easement shall not be effective unless recorded. A person causing any
such document to be so recorded shall forthwith forward a copy thereof
to the department, which shall maintain a file of conservation
easements.
5. A conservation easement may be enforced in law or equity by its
grantor, its holder or by a public body or any not-for-profit
conservation organization designated in the easement as having a third
party enforcement right, and is enforceable against the owner of the
burdened property. Enforcement shall not be defeated because of any
subsequent adverse possession, laches, estoppel or waiver. No general
law of the state which operates to defeat the enforcement of any
interest in real property shall operate to defeat the enforcement of any
conservation easement unless such general law expressly states the
intent to defeat the enforcement of such easement or provides for the
exercise of the power of eminent domain. It is not a defense in any
action to enforce a conservation easement that:
(a) It is not appurtenant to an interest in real property;
(b) It can be or has been assigned to another holder;
(c) It is not of a character that has been recognized traditionally at
common law;
(d) It imposes a negative burden;
(e) It imposes affirmative obligations upon the owner of any interest
in the burdened property, or upon the holder;
(f) The benefit does not touch or concern real property; or
(g) There is no privity of estate or of contract.
6. The holder of a conservation easement, its agents, employees, or
other representatives may enter and inspect the property burdened by a
conservation easement in a reasonable manner and at reasonable times to
assure compliance with the restriction.
7. The department shall promulgate regulations establishing standards
for conservation easements which shall specify but not be limited to:
(a) the minimum term for a conservation easement as is necessary and
appropriate to achieve the policy and purpose of this title, except that
such standards shall not preclude taxpayers who own or convey
conservation easements from qualifying for benefits under federal or
state tax laws when such benefits would otherwise be available by virtue
of such ownership or conveyance; and
(b) standards and procedures which require each conservation easement
held by a public body to include terms under which the easement shall be
modified where the commissioner has found after a non-adjudicatory
public hearing at which the public shall be given opportunity to be
heard, that such easement is inconsistent with any other interest in
land required for the local gathering, transmission or distribution of
gas, electricity, water, telephone or cable television services and that
no reasonable alternative exists for the local gathering, transmission
or distribution of such service. Notice of any such hearing shall be
given to the public pursuant to thirty days published notice in the
state register, the environmental notice bulletin and in a newspaper
having general circulation in the county where the real property
burdened by the easement is situated and individual notice shall be
given in writing to any person who may be entitled to enforce such
easement pursuant to the provisions of subdivision five of this section
at such address as such person shall file with the commissioner.
8. Where a conservation easement is modified pursuant to subdivision
seven of this section, or pursuant to any regulations promulgated
thereunder, such easement shall be modified only to the minimum extent
necessary to accommodate the local gathering, transmission or
distribution of gas, electricity, water, telephone or cable television
service.
9. Written notice shall be provided to the director of the budget and
notice published in the state register and the environmental notice
bulletin at least thirty days prior to the acquisition, or entry into a
contract for the acquisition, on behalf of the state of any conservation
easement.
Procedures for modifying or extinguishing conservation
easement.
1. A conservation easement held by a not-for-profit conservation
organization may only be modified or extinguished:
(a) as provided in the instrument creating the easement; or
(b) in a proceeding pursuant to section nineteen hundred fifty-one of
the real property actions and proceedings law; or
(c) upon the exercise of the power of eminent domain.
2. A conservation easement held by a public body outside the
Adirondack park or Catskill park, as defined in section 9-0101 of this
chapter, may only be modified or extinguished:
(a) as provided in the instrument creating the easement; or
(b) in a proceeding pursuant to section nineteen hundred fifty-one of
the real property actions and proceedings law; or
(c) upon the exercise of the power of eminent domain; or
* (d) where land subject to a conservation easement or an interest in
such land is required for a major utility transmission facility which
has received a certificate of environmental compatibility and public
need pursuant to article seven of the public service law or a major
electric transmission facility which has received a siting permit
pursuant to article VIII of the public service law, upon the filing of
such certificate or permit in a manner prescribed for recording a
conveyance of real property pursuant to section two hundred ninety-one
of the real property law or any other applicable provision of law.
* NB Effective until December 31, 2040
* (d) where land subject to a conservation easement or an interest in
such land is required for a major utility transmission facility which
has received a certificate of environmental compatibility and public
need pursuant to article seven of the public service law or is required
for a major steam electric generating facility which has received a
certificate of environmental compatibility and public need pursuant to
article eight of the public service law, upon the filing of such
certificate in a manner prescribed for recording a conveyance of real
property pursuant to section two hundred ninety-one of the real property
law or any other applicable provision of law.
* NB Effective December 31, 2040
3. A conservation easement held by a public body inside the Adirondack
park or the Catskill park, as defined in section 9-0101 of this chapter,
may be modified or extinguished:
(a) as provided in the instrument creating the easement; or
(b) upon the exercise of the power of eminent domain; or
(c) unless such easement is held by the state, in a proceeding
pursuant to section nineteen hundred fifty-one of the real property
actions and proceedings law; or
(d) where such easement is held by the state, upon a determination by
the commissioner, after a non-adjudicatory public hearing, at which the
public shall be given opportunity to be heard, that the easement can no
longer substantially accomplish its original purposes or any of the
purposes set forth in section 49-0301 of this title. Notice of any such
hearing shall be given to the public pursuant to thirty days published
notice in the state register, the environmental notice bulletin and in a
newspaper having general circulation in the county where the real
property burdened by the easement is situated and individual notice
shall be given in writing to any person who may be entitled to enforce
such easement pursuant to subdivision five of section 49-0305 of this
title at such address as such person shall file with the commissioner;
or
* (e) where land subject to a conservation easement or an interest in
such land is required for a major utility transmission facility which
has received a certificate of environmental compatibility and public
need pursuant to article seven of the public service law, a major
electric transmission facility which has received a siting permit
pursuant to article VIII of the public service law, or a major electric
generating facility or repowering project which has received a
certificate of environmental compatibility and public need pursuant to
article ten of the public service law, upon the filing of such
certificate or permit in a manner prescribed for recording a conveyance
of real property pursuant to section two hundred ninety-one of the real
property law or any other applicable provision of law, provided that
such certificate or permit contains a finding that the public interest
in the conservation and protection of the natural resources, open spaces
and scenic beauty of the Adirondack or Catskill parks has been
considered.
* NB Effective until December 31, 2040
* (e) where land subject to a conservation easement or an interest in
such land is required for a major utility transmission facility which
has received a certificate of environmental compatibility and public
need pursuant to article seven of the public service law or is required
for a major steam electric generating facility which has received a
certificate of environmental compatibility and public need pursuant to
the former article eight of the public service law, or a major electric
generating facility or repowering project which has received a
certificate of environmental compatibility and public need pursuant to
article ten of the public service law, upon the filing of such
certificate in a manner prescribed for recording a conveyance of real
property pursuant to section two hundred ninety-one of the real property
law or any other applicable provision of law, provided that such
certificate contains a finding that the public interest in the
conservation and protection of the natural resources, open spaces and
scenic beauty of the Adirondack or Catskill parks has been considered.
* NB Effective December 31, 2040
4. Where a conservation easement is modified or extinguished pursuant
to paragraph (d) of subdivision two or paragraph (e) of subdivision
three of this section, such easement shall be modified or extinguished
only to the minimum extent necessary to accommodate the facility which
is the subject of the certificate of environmental compatibility and
public need.
5. Nothing in this section shall be construed to preclude the
extinguishment or modification of a conservation easement pursuant to
the applicable provisions of the federal natural gas act (15
U.S.C. §§ 717-717 w).
Scope of this title.
This title shall not affect any interests or rights in real property
which are not conservation easements, and shall not affect the rights of
owners to convey any interests in real property which they could now
create under existing law without reference to the terms of this title.
Nothing in this title shall diminish the powers granted by any other law
to acquire interests or rights in real property by purchase, gift,
eminent domain or otherwise and to use the same for public purposes.
Nothing in this title shall be construed to alter the authority
otherwise available to any public body to acquire conservation easements
for the purposes of section 49-0301 of this title by eminent domain.
Severability.
The provisions of this title shall be severable, and if any clause,
sentence, paragraph, subdivision or part of this title shall be adjudged
by any court of competent jurisdiction to be invalid, such judgment
shall not affect, impair or invalidate the remainder thereof, but shall
be confined in its operation to the clause, sentence, paragraph,
subdivision or part thereof directly involved in the controversy in
which such judgment shall have been rendered; provided that if a
conservation easement created pursuant to this title is determined by
any court of competent jurisdiction to be land or water or an interest
in land or water subject to the provisions of article fourteen of the
constitution then the authority of the state to hold or acquire such
easement and the conveyance to the state of such easement shall be void
ab initio.
TITLE 5 State Geological Trail
Designation of geoparks and other sites.
1. For the purposes of this title, a "geopark" is an area or territory
of the state encompassing one or more sites of scientific importance,
for not only geological reasons but also by virtue of their
archaeological, ecological and cultural value.
2. The commissioner shall study and may designate areas, territories
and sites within the state which constitute geoparks and other sites
which have geological significance. Such geoparks and sites may include,
but not be limited to:
a. Cayuga heights, along state route thirty-four in the county of
Tompkins;
b. Cascadilla creek, along University avenue in the city of Ithaca,
county of Tompkins;
c. Ithaca Falls park Fall creek, along Lincoln street in the city of
Ithaca, county of Tompkins;
d. Taughannock Falls state park, in the county of Tompkins;
e. Niagara river gorge and Power Plant Haul road, in the county of
Niagara;
f. Whirlpool state park, in the county of Niagara;
g. the mouth of Eighteen Mile creek at Lake Erie, in the county of
Erie;
h. Buffalo creek at Bullisi road, in the county of Erie;
i. Fall brook along state route sixty-three, in the town of Geneseo,
county of Livingston;
j. LeRoy quarry, in the town of LeRoy, county of Genesee;
k. the Potsdam sandstone at Ausable chasm, in the county of Clinton;
l. Ausable falls, in the county of Clinton;
m. Whiteface mountain, in the county of Essex;
n. the Chattermarks on Bear mountain, in the county of Rockland;
o. the erratic and groves in Central park, in the county of New York;
p. the glacial channel in Central park, in the county of New York;
q. the burrows in sandstone in Watkins Glen, in the county of
Schuyler;
r. the upper devonian shale, siltstone and sandstone in Watkins Glen
gorge, in the county of Schuyler;
s. Watkins Glen state park, in the county of Schuyler;
t. Letchworth state park, in the county of Wyoming;
u. Penn Dixie fossil park and nature preserve, in the county of Erie;
v. Lafarge quarry, in the county of Ulster;
w. Seneca stone quarry, in the county of Seneca;
x. Taughannock park road in Taughannock Falls state park, in the
county of Tompkins;
y. State route four and twenty-two, in the town of Whitehall, county
of Washington;
z. Rondaxe road on Bald mountain, in the town of Webb, county of
Herkimer;
aa. Cannan road, in the towns of East Martinsburg and Knox, county of
Lewis;
bb. Barnet garnet mine, in the county of Warren;
cc. John Boyd Thacher state park, in the county of Albany;
dd. the Petrified Sea Gardens, in the county of Saratoga;
ee. Lester park, in the county of Saratoga;
ff. Saratoga Springs state park, in the county of Saratoga;
gg. Skytop Lane quarry, in the county of Delaware;
hh. Sidney Mountain quarry, in the county of Delaware;
ii. Sidney Mountain Bluestone quarry, in the county of Delaware;
jj. Sidney Center outcrops, in the county of Delaware;
kk. Sheetz quarry, in the county of Delaware;
ll. Pine Hill road, in the county of Delaware;
mm. Chimney Bluffs state park, in the county of Wayne;
nn. Wiscory Falls, in the county of Allegany;
oo. White creek, in the county of Allegany;
pp. Sixtown creek, in the county of Allegany;
qq. Rushford Dam park, in the county of Allegany;
rr. Caneadea Gorge overlook, in the county of Allegany;
ss. Buttermilk Falls state park, in the county of Cayuga;
tt. Chittenango Falls state park, in the county of Madison;
uu. Cohoes Falls, in the county of Saratoga;
vv. Clarksville cave, in the county of Albany;
ww. Joralemon town park, in the county of Albany;
xx. Normanskill gorge, in the county of Albany;
yy. Barton garnet mine, in the county of Warren;
zz. Kimberlite dike, in the county of Onondaga;
aaa. Howes Cave quarry, in the county of Schoharie;
bbb. Howe Caverns, in the county of Schoharie;
ccc. Kaaterskill Falls, in the county of Greene;
ddd. Knox cave, in the county of Albany;
eee. Manorkill Falls, in the county of Schoharie;
fff. McFail's Cave nature preserve, in the county of Schoharie;
ggg. Montauk Point, in the county of Suffolk;
hhh. Montour Falls, in the county of Schuyler;
iii. Niagara Falls state park, in the county of Niagara;
jjj. Onesquethaw Cave, in the county of Albany;
kkk. Stark's Knob, in the county of Saratoga;
lll. Cairo Fossil Forest, in the county of Greene;
mmm. Gilboa Fossil Forest, in the county of Schoharie; and
nnn. Herkimer Diamond Mines, in the county of Herkimer.
3. For each area, territory and site designated pursuant to
subdivision two of this section, the commissioner, in cooperation with
the commissioners of transportation and economic development, may:
a. establish a management plan designed to foster socio-economic
development that is sustainable;
b. establish methods for conserving and enhancing its geological
heritage; and
c. establish best practices for conservation.
Establishment of state geological trail.
1. The commissioner, in cooperation with the commissioners of
transportation and economic development, shall establish a state
geological trail to include the areas, territories and sites designated
by the commissioner pursuant to subdivision two of section 49-0501 of
this title. The purpose of such trail shall be to identify and promote
such areas, territories and sites to the public, and promote the
economic, scientific, cultural and conservation aspects thereof.
2. To the greatest extent practicable, the state geological trail
shall include areas and sites across the state going east and west, and
north and south throughout the entire state. Consideration shall be
given to having the designated portions of the state geological trail
intersect at the city of Albany, in recognition of its importance in the
geology of the state. In designating the state geological trail
consideration shall also be given to scientific and/or scenic importance
relating to geological, and related cultural, ecological and
archeological features.
3. In developing and approving such trail, the commissioner shall
ensure that proposed trail routes do not conflict with existing scenic
byways designated pursuant to section three hundred forty-nine-dd of the
highway law or wine trails designated pursuant to section three hundred
forty-three-k of the highway law, and ensure that the trail route is
designed and laid out so that it is relatively simple and easy to follow
for users and contains few branches or laterals that dead end.
State geological planning and advisory council.
1. For the purposes of this title, "advisory council" means the state
geological planning and advisory council established pursuant to this
section.
2. There shall be established within the department the state
geological planning and advisory council. The advisory council shall be
composed of ten members as follows:
a. the commissioner, or his or her designee who is an officer or
employee of the department;
b. the commissioner of economic development, or his or her designee
who is an officer or employee of the department of economic development;
c. the commissioner of parks, recreation and historic preservation, or
his or her designee who is an officer or employee of the office of
parks, recreation and historic preservation;
d. the commissioner of transportation, or his or her designee who is
an officer or employee of the department of transportation;
e. two members appointed by the governor, of whom:
(1) one shall have been or is engaged in trail planning and/or
management, and
(2) one shall teach geology or be a geology professional;
f. two members appointed by the temporary president of the senate,
having expertise in the field of ecology, conservation or trail
planning; and
g. two members appointed by the speaker of the assembly, having
expertise in the field of ecology, conservation or trail planning.
3. The members of the advisory council appointed pursuant to
paragraphs e, f and g of subdivision two of this section shall serve
terms of four years. Vacancies in the membership of the advisory council
shall be filled in the manner provided for original appointments.
4. The commissioner, or his or her designee, shall be the chair of the
advisory council. The advisory council shall meet not less than three
times each calendar year, and more frequently at the call of the chair.
5. The advisory council may establish:
a. criteria for signage on the state geological trail, including means
of providing information about geological features associated with each
particular portion of such trail. Provided, however, that all such
signage shall comply with the New York state manual and specifications
for a uniform system of traffic control devices as such manual and
specifications may be amended from time to time, certified by a licensed
professional engineer who specializes in traffic operations. For the
purposes of this section, the term "New York state manual and
specifications for a uniform system of traffic control devices" shall
mean the national manual of uniform traffic control devices promulgated
by the federal highway administration pursuant to subpart (f) of part
655 of title 23 of the code of federal regulations and the New York
state supplement adopted by the commissioner of transportation pursuant
to section sixteen hundred eighty of the vehicle and traffic law; and
b. state geological trail publications, guidelines for interpretive
programs and themes relating to portions of the state geological trail,
and an internet website providing directional information on educational
institutions that have programs relating to the geological and
conservation aspects of the portions of the state geological trail.
ARTICLE 51 Inplementation of Environmental Quality Bond Act of 1972
TITLE 1 General Provisions
Definitions.
As used in this article the following terms shall mean and include:
1. "Commissioner" shall mean the commissioner of environmental
conservation except that within and for the purposes of title eleven of
this article, the commissioner of parks and recreation.
2. "Department" shall mean the department of environmental
conservation.
3. "Federal assistance" except for federal public works act funds
granted for New York city's Betts avenue incinerator and Hamilton avenue
transfer station and as otherwise defined in this article, shall mean
funds available, other than by loan, from the federal government to a
municipality, either directly or through allocation by the state for
construction or program purposes pursuant to any federal law or program.
4. "Governing body" shall mean
a. in the case of a town, a town board;
b. in the case of a county outside of the city of New York, the county
board of supervisors or other elective governing body;
c. in the case of a city or village, the local legislative body
thereof, as the term is defined in the municipal home rule law;
d. in the case of a public benefit corporation, the board of
directors, members or trustees thereof;
e. in the case of a school district, the board of education thereof;
f. in the case of a supervisory district, the board of cooperative
educational services thereof.
5. "Lands" shall mean lands, improvements and structures thereon or
rights, franchises, and interests therein, lands under water and
riparian rights, and shall also mean any and all interests in lands less
than full title, including without limitations, easements, permanent or
temporary, rights of way, uses, leases, licenses, and any other estate,
interests or right in lands, legal or equitable.
6. "Municipality," except as otherwise defined within this article,
shall mean a city, county, town, village, public benefit corporation or
school district or an improvement district within a city, county, town
or village, or any combination thereof.
7. "Office" shall mean the office of parks and recreation.
Allocation of moneys.
The moneys received by the state from the sale of bonds pursuant to
the environmental quality bond act of nineteen hundred seventy-two shall
be expended pursuant to appropriations, in the following amounts and (a)
for deposit in the water pollution control revolving fund established by
section twelve hundred eighty-five-j of the public authorities law, or
(b) as specifically provided for in titles 3, 5, 7, 9 and 11 of this
article:
1. For preserving, enhancing, restoring and improving the quality of
water as set forth in title 3 of this article or in section twelve
hundred eighty-five-j of the public authorities law and section 17-1909
of this chapter, six hundred fifty million dollars ($650,000,000); and
2. For preserving, enhancing, restoring and improving the quality of
air as set forth in title 5 of this article, one hundred fifty million
dollars ($150,000,000); and
3. For preserving, enhancing, restoring and improving the quality of
land as set forth in titles 7, 9 and 11 of this article, three hundred
fifty million dollars ($350,000,000).
State assistance application procedure.
1. A municipality upon the recommendation of its governing body may
submit an application for state assistance toward the cost of any
project which is eligible for state assistance pursuant to this article
to the commissioner in such form and containing such information as he
may require.
2. The commissioner shall review such project application and may
approve, disapprove or recommend modifications thereto consistent with
applicable law, criteria, standards or rules and regulations relative to
such projects.
3. Upon approval of a project application, a municipality may enter
into a contract as further provided within this article with the
commissioner for payment of state assistance to be received pursuant to
this article.
Powers and duties of the commissioner.
In administering the provisions of this article, the commissioner:
1. shall make an itemized estimate of funds or appropriations required
annually for inclusion in the executive budget.
2. may in the name of the state as further provided within this
article contract to make, within the limitations of appropriations
available therefor, a state grant for payment to a municipality
representing the state share of the cost of a project approved and to be
undertaken pursuant to this article. Such contracts shall be subject to
approval by the state comptroller and as to form by the attorney
general.
3. shall approve vouchers for the payment of local assistance pursuant
to an approved contract. All such payments shall be paid on the audit
and warrant of the state comptroller.
4. may perform such other and further acts and promulgate such rules
and regulations as may be necessary, proper or desirable to carry out
the provisions of this article.
Powers and duties of a municipality.
A municipality shall have the power and authority to:
1. undertake and carry out any project for which state assistance is
received or to be received pursuant to this article and maintain and
operate such project.
2. expend money received from the state pursuant to this article for
costs incurred in conjunction with the approved project.
3. perform such other and further acts as may be necessary, proper or
desirable to carry out a project or obligation, duty or function related
thereto.
TITLE 3 Water Quality Improvement Projects
Definitions.
As used in this title, the following terms shall mean and include:
2. "Construction". The erection, building, acquisition, alteration,
reconstruction, improvement or extension of sewage treatment works; the
inspection and supervision thereof; and the engineering, architectural,
legal, fiscal and economic investigations and studies, surveys, designs,
plans, working drawings, specifications, procedures, and other actions
necessary thereto;
3. "Eligible project". A water quality improvement project for the
construction of sewage treatment works,
a. for which a permit has been issued by the department,
b. which is, in the judgment of the commissioner, in accord with
applicable comprehensive studies and reports,
c. which is approved for federal pollution abatement assistance,
d. which conforms with applicable law, rules and regulations, and
e. which is, in the judgment of the commissioner, necessary for the
accomplishment of the state water pollution control program;
4. "Federal pollution abatement assistance". Funds available to a
municipality, either directly or through allocation by the state, from
the federal government as grants for construction of sewage treatment
works, pursuant to the federal water pollution control act and acts
amendatory thereto;
5. "Municipality". A city, county, town, village, the New York state
environmental facilities corporation, a sewer authority within a city,
or an improvement district or district corporation within a city,
county, town or village, or Indian tribes residing within New York
state, or any combination thereof;
6. "Project cost". The actual cost or estimated reasonable cost,
whichever is lower, of construction of an eligible project;
7. "Water quality improvement project". A sewage treatment works for
the purpose of treating, neutralizing or stabilizing sewage, including
treatment or disposal plants, the necessary intercepting, outfall and
outlet sewers, pumping stations integral to such plants or sewers,
equipment and furnishings thereof and their appurtenances.
Contracts for water quailty improvement projects.
1. The commissioner, in the name of the state, may enter into
contracts with municipalities having power to construct, operate and
maintain sewage treatment works, and any such municipality may enter
into a contract with the commissioner concerning eligible projects. Any
such contract may include such provisions as may be agreed upon by the
parties thereto, and shall include, in substance, the following
provisions:
a. Current estimate of the reasonable cost of the project as
determined by the commissioner at the time of execution of the contract.
The commissioner shall not be precluded by section two hundred twenty of
this title from determining a reasonable cost for any project enumerated
in such section different from the estimated cost of such section.
b. An agreement by the commissioner to pay to the municipality, during
the progress of construction subject to final computation and
determination of the total state grant upon completion of the entire
project reflecting the project cost, a portion of the non-federal share
of the cost of any project, phase or portion thereof approved for a
federal treatment works construction grant, determined by the following
formulae:
(i) for any project which has received a Federal Clean Water Act
section 202(a)(1) grant in an amount which is that per centum of the
cost of construction authorized for federal fiscal years beginning July
first, nineteen hundred seventy-one and ending September thirtieth,
nineteen hundred eighty-four, inclusive, an amount that is one-half of
the non-federal share of the cost of the eligible project, not to exceed
thirty percent thereof;
(ii) for any project which has received a grant pursuant to Federal
Clean Water Act section 202(a)(1) or section 201 as amended in nineteen
hundred eighty-one, which is that reduced per centum of the costs of
construction authorized for federal fiscal years beginning on and after
October first, nineteen hundred eighty-four, an amount that is
two-thirds of the non-federal share of the eligible cost of the project,
not to exceed thirty percent thereof;
(iii) for any project or portion of a project which has received a
federal grant for utilization of innovative or alternative treatment
processes and techniques pursuant to the provisions of section 202(a)(2)
of the Federal Clean Water Act, thirty percent of the cost of the
innovative or alternative portion of the eligible project, provided that
the local share of the innovative or alternative portion will be a
minimum of seven and one-half percent.
c. An agreement by the municipality
1. to proceed expeditiously with, and complete, the project in
accordance with plans approved by the department,
2. to commence operation of the sewage treatment works on completion
of the project, and not to discontinue operation or dispose of the
sewage treatment works without the approval of the commissioner,
3. to operate and maintain the sewage treatment works in accordance
with applicable provisions of law, the state sanitary code or rules and
regulations of the commissioner,
4. to provide for the payment of the municipality's share of the cost
of the project.
d. A provision that, in the event that federal pollution abatement
assistance which was not included in the calculation of the state
payment pursuant to paragraph b of this subdivision becomes available to
the municipality, the amount of the state payment shall be recalculated
with the inclusion of such additional federal assistance and the
municipality shall either:
1. pay to the state the amount by which the state payment actually
made exceeds the state payment determined by the recalculation or
2. if such additional federal pollution abatement assistance has not
been received by the municipality, authorize the state to receive and
retain an amount from the federal government equal to the amount to
which it would be entitled under subparagraph 1 hereof.
2. In connection with each contract, the commissioner shall keep
adequate records of the amount of the payment by the state pursuant to
paragraph b of subdivision one of this section of the amount of federal
assistance received by the municipality. Such records shall be retained
by the commissioner and shall establish the basis for recalculation of
the state payment as required by paragraph d of subdivision one of this
section.
TITLE 5 Air Quality Improvement Projects
Allocation of moneys.
The moneys received by the state from the sale of bonds pursuant to
the environmental quality bond act of nineteen hundred seventy-two shall
be expended in the following amounts pursuant to appropriation therefor:
1. For state air quality improvement projects, fifty million dollars
($50,000,000) for upgrading state facilities including the Pilgrim,
Kings Park, Middletown, Hudson River, Harlem Valley, St. Lawrence,
Utica, Marcy, Binghamton, Rochester and Gowanda State Hospitals; Green
Haven, Wallkill, Auburn and Attica Correctional Facilities; the Wassaic,
Craig and West Seneca State Schools; State University units at
Binghamton and Buffalo; the Hudson Training School for Girls; Syracuse
Psychiatric Hospital; and the Albion State Institution.
2. For municipal air quality improvement projects, one hundred million
dollars ($100,000,000).
Definitions.
As used in this title, the following terms shall include and mean:
1. "Air quality improvement project." a. The upgrading of an existing
incinerator, furnace or boiler and appurtenances thereto owned and
operated by the state or a municipality, or
b. The establishment of a solid waste recovery and management project,
as defined in subdivision two of section 51-0903 of this article, which
directly enables permanent closure of an incinerator that is operating
in a manner not in compliance with applicable air pollution control
regulations and which project in all other respects qualifies for state
assistance pursuant to title nine of this article.
2. "Cost." The cost of upgrading including the cost of all systems,
facilities, machinery and equipment, engineering and architectural
services, plans and specifications, consultant and legal services, and
other direct expenses incident to such upgrading less any federal
assistance received or to be received.
3. "Municipality." A city, county, town, village or school district or
an improvement district within a city, county, town or village, or any
combination thereof.
4. "Upgrading." Construction, reconstruction, renovation, or other
process or activity necessary to insure that an existing incinerator or
furnace or boiler meets air quality emission standards promulgated by
the commissioner.
Appoval of projects.
1. Air quality improvement projects shall be undertaken pursuant to
this title only with the approval of the commissioner, and in the case
of municipal projects, pursuant to an approved contract for state
assistance.
2. In reviewing projects, the commissioner shall give due
consideration to:
a. the urgency of the need for upgrading to meet ambient air quality
standards;
b. the age and condition of the incinerator, furnace or boiler;
c. the economic feasibility of upgrading;
d. expected increased efficiency;
e. expected life of any public facility associated with the
incinerator, furnace, or boiler;
f. the reduction in air contaminants required to bring the
incinerator, furnace, or boiler emissions into compliance with the
applicable air quality standards.
g. in the case of a project defined in paragraph b of subdivision one
of section 51-0503 of this title, the matters required to be taken into
account under sections 51-0905 and 51-0907 of this article.
3. The state share of the cost of a municipal air quality improvement
project shall not exceed fifty (50) percent of the cost thereof.
Contracts for municipal air quality improvement projects.
1. The commissioner, in the name of the state, may enter into
contracts with municipalities to undertake air quality improvement
projects, and any such municipality may enter into a contract with the
commissioner. Any such contract may include such provisions as may be
agreed upon by the parties thereto, and shall include, in substance, the
following provisions:
a. An estimate of the reasonable cost of the project as determined by
the commissioner;
b. An agreement by the commissioner to pay to the municipality, during
the progress of construction or following completion of construction as
may be agreed upon by the parties, an amount, not to exceed 50 percent
of the cost of the project;
c. An agreement by the municipality
(1) to proceed expeditiously with, and complete, the project as
approved by the commissioner,
(2) to operate and maintain the upgraded incinerator, furnace, or
boiler in accordance with applicable law and rules and regulations, and,
in the case of a project defined in paragraph b of subdivision one of
section 51-0503 of this title, the agreement shall include the
provisions contemplated by paragraph c of subdivision one of section
51-0907 of this article,
(3) to apply for and make reasonable efforts to secure federal
assistance, if any, for the project,
(4) to secure the approval of the commissioner before applying for
such federal assistance, in order to maximize the amounts of such
assistance received or to be received for all projects in New York
state,
(5) to provide for the payment of the municipality's share of the cost
of the project;
d. A provision that, in the event that federal assistance which was
not included in the calculation of the state payment becomes available
to the municipality, the amount of the state payment shall be
recalculated with the inclusion of such federal assistance and the
municipality shall pay to the state the amount by which the state
payment actually made exceeds the state payment determined by the
recalculation.
2. In connection with each contract, the commissioner shall keep
adequate records of the amount of the payment by the state and of the
amount of federal assistance, if any, received by the municipality.
Such records shall be retained by the commissioner and shall establish
the basis for recalculation of the state payment as required herein.
TITLE 7 Land Preservation and Improvement Projects
Allocation of moneys.
The moneys received by the state from the sale of bonds sold pursuant
to the environmental quality bond act of nineteen hundred seventy-two
shall be expended pursuant to appropriations therefor in accordance with
the following allocations, supplemented by such federal assistance as
may be available:
1. For forest preserve projects, fifty-nine million dollars
($59,000,000) of which fifteen million dollars ($15,000,000) is
allocated for land acquisition in the Catskill Park and forty-four
million dollars ($44,000,000) is allocated for land acquisition in the
Adirondack Park.
2. Wetland preservation and restoration projects, twenty-seven million
dollars ($27,000,000) of which four million dollars ($4,000,000) is
allocated for wetlands restoration projects; eighteen million dollars
($18,000,000) is allocated for the acquisition of five thousand (5,000)
acres of tidal wetlands; and five million dollars ($5,000,000) is
allocated for the acquisition of fifty thousand (50,000) acres of
freshwater wetlands.
3. For unique area preservation projects, ten million dollars
($10,000,000) of which four million five hundred thousand dollars
($4,500,000) is allocated for projects in the Hudson Valley-Metropolitan
New York-Long Island area; three million dollars ($3,000,000) is
allocated for projects in the Central New York area; and two million
five hundred thousand dollars ($2,500,000), is allocated for projects in
the Western New York area. Unique area preservation projects outside
forest preserve counties shall be undertaken only upon the
recommendation of the state nature and historical preserve trust and
shall be recommended by the commissioner for inclusion in the state
nature and historical preserve.
4. For stream rights acquisition projects, three million dollars
($3,000,000).
5. For public access to state land projects, eight million dollars
($8,000,000) to provide access to presently inaccessible state lands
such as the High Tor Area, Erwin Area, Capital District Area, Pharsalia
Area, Cicero Swamp, Perch River Area, and Tug Hill Area wildlife
management lands and reforestation areas in Clinton, St. Lawrence,
Lewis, Washington, Jefferson, Oneida, Cattaraugus, Steuben, Schuyler,
Allegany, Chautauqua, Schoharie, Broome, Delaware, Tioga, Tompkins and
Cortland Counties.
Definitions.
As used in this title, the following terms shall mean and include:
1. "Forest Preserve Project." A state project to acquire lands as
additions to the forest preserve within the Adirondack and Catskill
Parks.
2. "Wetlands Preservation Project." A state project to preserve
through acquisition biologically productive and vulnerable wetlands
because of their unique and irreplaceable values.
3. "Wetlands Restoration Project." A state or municipal project to
renovate dikes, levies, ditches, berms and other water level regulation
works; to establish vegetation, plants, and shrubs, or such other
necessary or desirable work to achieve optimum productivity of wetlands.
4. "Unique Area Preservation Project." A state project to acquire
lands of special natural beauty, wilderness character, geological,
ecological or historical significance for the state nature and
historical preserve and similar lands within a forest preserve county
outside the Adirondack and Catskill Parks.
5. "Stream Rights Acquisition Project." A state project to acquire
fishing rights on quality streams.
6. "Public Access to State Lands Project." A state project to provide
access to otherwise inaccessible reforestation, game management or
multiple use lands through land acquisition and development of unpaved
trails.
7. "Wetlands." Land and lands under water which may be permanently,
temporarily or intermittently covered with fresh or salt-water and
commonly referred to as flood basins or flats, meadows, marshes, shrub
swamps, wooded swamps, swamps or bogs.
8. "Cost." The cost of an approved project shall include engineering
and architectural services, plans and specifications, consultant and
legal services, and other direct expenses incident to such project less
any federal assistance received or to be received.
9. "Municipality." A city, county, town or village, or improvement
district within a city, county, town or village or any combination
thereof.
Approval and execution of state projects.
1. State forest preserve, stream rights acquisition, wetlands
preservation or restoration, unique area preservation, and public access
to state lands projects shall be undertaken pursuant to this title only
with the approval of the commissioner.
2. Such projects as have been approved by the commissioner shall be
executed by the department in the manner provided for by applicable law.
Approval of municipal wetlands restoration projects.
1. A municipal wetlands restoration project shall be undertaken
pursuant to this title only with the approval of the commissioner, and
pursuant to an approved contract for state assistance.
2. In reviewing applications for municipal wetland restoration
projects, the commissioner shall give due consideration to:
a. the urgency of need to restore such wetlands;
b. the potential ecological value of such wetlands;
c. the potential value of such wetlands for flood and storm water
control and pollution and sediment filtering;
d. the level of biological productivity which will be achieved by
restoration thereof.
Contracts for municipal wetlands restoration projects.
1. The commissioner, in the name of the state, may enter into
contracts with municipalities owning wetlands, and any such municipality
may enter into a contract with the commissioner. Any such contract may
include such provisions as may be agreed upon by the parties thereto,
and shall include, in substance, the following provisions:
a. An estimate of the reasonable cost of the project as determined by
the commissioner.
b. An agreement by the commissioner to pay to the municipality, during
the progress of restoration or following completion of restoration as
may be agreed upon by the parties, an amount equal to the actual cost of
restoration or the estimated reasonable cost whichever is the lesser.
c. An agreement by the municipality
(1) to dedicate in perpetuity the wetlands to be restored to assure
their preservation.
(2) to proceed expeditiously with, and complete, the project as
approved by the department.
(3) to thereafter maintain the wetlands in the condition to which they
have been restored.
(4) to apply for and make reasonable efforts to secure federal
assistance for the project.
(5) to secure the approval of the commissioner before applying for
federal assistance, in order to maximize the amounts of such assistance
received or to be received for all projects in New York state.
d. A provision that, in the event that federal assistance which was
not included in the calculation of the state payment pursuant to
paragraph b of this subdivision becomes available to the municipality,
the amount of the state payment shall be recalculated with the inclusion
of such additional federal assistance and the municipality shall pay to
the state the amount by which the state payment actually made exceeds
the state payment determined by the recalculation.
2. In connection with each contract, the commissioner shall keep
adequate records of the amount of the payment by the state pursuant to
paragraph b of subdivision one of this section and of the amount of
federal assistance received by the municipality. Such records shall be
retained by the commissioner and shall establish the basis for
recalculation of the state payment.
Restriction of alienation of wetlands.
Any wetlands acquired or restored in part or in whole with state
moneys pursuant to this title shall not be sold, leased or otherwise
disposed of or used for any purpose inconsistent with the character or
value of such wetlands.
No structure shall be placed thereon except water level regulation
works necessary to preserve, restore or maintain the biological
productivity thereof.
TITLE 9 Solid Waste Recovery and Management
Allocation of moneys.
Of the moneys received by the state from the sale of bonds pursuant to
the environmental quality bond act of nineteen hundred seventy-two, one
hundred seventy-five million dollars ($175,000,000) shall be expended
pursuant to appropriations thereof, for municipal solid waste management
projects, including at least five million dollars ($5,000,000) of this
amount which shall be earmarked for resource recovery equipment, source
separation equipment, or both, for the implementation of small scale,
low-technology approaches to resource recovery, including source
separation programs, recycling centers, composting projects and other
solid waste recovery and management projects with a design capacity of
less than one hundred tons per day.
Definitions.
As used in this title, the following terms shall mean and include:
1. "Solid Waste." All materials or substances discarded or rejected as
being spent, useless, worthless or in excess to the owners at the time
of such discard or rejection, including but not limited to garbage,
refuse, industrial and commercial waste, sludges from air or water
pollution control facilities or water supply treatment facilities,
rubbish, ashes, contained gaseous materials, incinerator residue,
demolition and construction debris and offal but not including sewage
and other highly diluted water carried materials or substances and those
in gaseous form.
2. "Solid Waste Recovery and Management Project." Resource recovery
equipment, source separation equipment, disposal equipment or any
combination thereof required by a solid waste recovery and management
system.
3. "Solid Waste Recovery and Management System." A municipal program
to provide environmentally sound recovery or disposal of collected solid
waste through facilities planned, designed, assembled and constructed to
assure environmental protection and to maximize the potential for
resource recovery.
4. "Resource Recovery Equipment." Structures, machinery, or devices,
singly or in combination, designed, constructed and required to
separate, process, modify, convert, treat, or prepare collected solid
waste so that component materials or substances or recoverable resources
may be used as a raw material or for their productive purposes.
5. "Disposal Equipment." Structures, machinery or devices at a
disposal site necessary to efficient and environmentally-sound land
disposal of solid wastes, including but not limited to machinery or
devices designed to move earth during burial of wastes or to increase
the density of wastes buried or to be buried. "Disposal Equipment" shall
also mean facilities, except vehicles, in which collected solid waste is
temporarily stored and concentrated prior to transport to a disposal
site.
6. "Municipality." A city, county, town, village, public benefit
corporation having power granted otherwise than under this article to
construct, operate and maintain solid waste management projects, or an
improvement district within a city, county, town or village, or any
combination thereof.
7. "Cost." The cost of resource recovery equipment, source separation
equipment or disposal equipment including interest prior to and during
construction, engineering and architectural surveys, plans and
specifications, and consultants and legal services and other direct
expenses incident to a solid waste management project, exclusive of land
acquisition, and expenses incident thereto, less any federal assistance
received or to be received.
8. "Source separation equipment" shall mean:
(a) Add-ons or trailers designed to modify collection vehicles to
allow sorting and separation of collected wastes held for the purpose of
recycling or collection vehicles whose function and design are
exclusively for such purpose;
(b) Containers for the source separation and temporary storage of
recyclable wastes by residents or business prior to collection;
(c) Bins, sheds or other facilities for the temporary storage of
materials prior to transport for the purposes of recycling.
Approval of municipal solid waste management projects.
1. Municipal solid waste recovery and management projects shall be
undertaken pursuant to this title only with the approval of the
commissioner, and pursuant to an approved contract or contracts for
state assistance.
2. In reviewing applications for solid waste recovery and management
projects, the commissioner shall give due consideration to:
a. the adequacy of the municipality's solid waste recovery and
management system and its relationship to the needs or plans of other
area municipalities;
b. the suitability and feasibility of the project in relation to the
solid waste recovery and management system and the area to be served;
c. the proportion of solid waste for which resource recovery is
contemplated;
d. implementation of the system or components thereof and their
expected terms of usefulness, singly or in combination;
e. present and projected population, land use, and rates and
composition of solid waste generation;
f. potential or contemplated markets for recovered resources;
g. potential or contemplated opportunities for direct relationships
with other public facilities, such as for processing residual materials
from existing incinerators or treating sludge from a sewage treatment
plant;
h. intergovernmental arrangements integral to the project;
i. non-governmental arrangements integral to the project;
j. the urgency of the project, in relationship to all solid waste
management project needs in the state;
k. environmental soundness, including assurance that the project will
meet all applicable law, criteria, rules or regulations.
3. The state share of the cost of a municipal solid waste management
project shall not exceed fifty percent of the cost of resource recovery
equipment and source separation equipment and twenty-five percent of the
cost of disposal equipment. The commissioner may not otherwise limit the
state's share of the cost of small scale, low technology approaches to
resource recovery.
4. The commissioner shall annually review the status of projects which
have been the subject of appropriations in furtherance of this title to
determine whether sufficient progress has been made to warrant
continuance of such appropriations. In making such determination, the
commissioner shall take into account whether and to what extent progress
has been made in accomplishing a project feasibility study, preparation
and distribution of a request for proposals, the award of a design
contract, the award of a construction contract, the commencement of
construction, the profferment of bonds by the municipality, or other
factors reasonably indicative of progress upon the project. Primary
consideration shall be given to the reallocation of funds to meet the
requirements of section 51-0901 of this title relative to small scale,
low-technology approaches. The commissioner shall annually submit his
determination made hereunder, reflecting reallocations as appropriate,
to the governor in a form and at a time sufficient to be taken into
account by the governor and legislature in fulfilling their budgetary
responsibilities.
Contracts for municipal solid waste management projects.
1. The commissioner, in the name of the state, may enter into
contracts with municipalities which may include such provisions as may
be agreed upon by the parties thereto, and shall include, in substance,
the following provisions:
a. An estimate of the reasonable cost of the project as determined by
the commissioner.
b. An agreement by the commissioner to pay to the municipality, during
the progress of construction or following completion of construction as
may be agreed upon by the parties, an amount, not to exceed fifty
percent of the cost of resource recovery equipment and source separation
equipment, and twenty-five percent of the cost of disposal equipment.
c. An agreement by the municipality:
(1) to proceed expeditiously with, and complete, the project as
approved by the commissioner;
(2) to commence operation of the project upon its completion and not
to dispose of the project or any portion thereof or change its use
without the approval of the commissioner;
(3) to operate and maintain the solid waste management project in
accordance with applicable law and rules and regulations of the
commissioner;
(4) to apply for and make reasonable efforts to secure federal
assistance for the project;
(5) to secure the approval of the commissioner before applying for
federal assistance, in order to maximize the amounts of such assistance
received or to be received for all projects in New York state;
(6) to provide for the payment of the municipality's share of the cost
of the project.
d. A provision that, in the event that federal assistance which was
not included in the calculation of the state payment becomes available
to the municipality, the amount of the state payment shall be
recalculated with the inclusion of such federal assistance and the
municipality shall pay to the state the amount by which the state
payment actually made exceeds the state payment determined by the
recalculation.
2. In connection with each contract, the commissioner shall keep
adequate records of the amount of the payment by the state and of the
amount of federal assistance, if any, received by the municipality.
Such records shall be retained by the commissioner and shall establish
the basis for recalculation of the state payment as required herein.
TITLE 11 Park Lands Preservation Projects
Allocation of moneys.
The moneys received by the state from the sale of bonds sold pursuant
to the environmental quality bond act of nineteen hundred seventy-two
shall be expended in the following amounts pursuant to appropriations
therefor:
1. For metropolitan park projects, forty million dollars
($40,000,000);
2. For open space preservation projects, fifteen million dollars
($15,000,000);
3. For waterway projects, nine million dollars ($9,000,000);
4. For trailway projects, four million dollars ($4,000,000).
Definitions.
As used in this title, the following terms shall mean and include:
1. "Metropolitan Park Project." A state project to provide new and
expanded public recreational opportunities in or near an urban
population center to relieve serious overcrowding and prevent further
deterioration of urban recreation systems through land acquisition.
2. "Open Space Preservation Project." A state project to acquire
rapidly disappearing open or natural lands in or near urban or suburban
areas necessary to serve the recreation needs thereof.
3. "Waterway Project." A state project to acquire selected lands on
major rivers, lakes, and coastal waters to provide public access to
protect the right of public use of such waters.
4. "Trailway Project." A state project to acquire lands and to develop
recreation trails thereon necessary to close gaps in the statewide
interconnecting trails network before irreversible development occurs.
Approval and execution of projects.
1. Metropolitan park, open space preservation, waterway, and trailway
projects shall be undertaken pursuant to this title only with the
approval of the commissioner.
2. Such projects as have been approved by the commissioner shall be
executed by the office in the manner provided by applicable law.
ARTICLE 52 Implementation of Environmental Quality Bond Act of 1986
TITLE 1 General Provisions
Definitions.
As used in this article the following terms shall mean and include:
1. "Commissioner" means the commissioner of environmental conservation
except that within and for the purposes of title nine of this article,
the term shall mean the commissioner of parks, recreation and historic
preservation.
2. "Cost" means the cost of an approved project, which shall include
engineering and architectural services, plans and specifications,
consultant and legal services, and other direct expenses incident to
such project less any federal assistance received or to be received and
any other assistance from responsible parties or otherwise.
3. "Department" means the department of environmental conservation.
4. "Environmentally sensitive lands project" means a state project to
preserve aquifer recharge areas, areas of exceptional scenic beauty or
exceptional forest character, open space, pine barrens, public access,
trailways, unique character, wetlands, and wildlife habitat, as defined
below:
(a) "Aquifer recharge area" means the location at which water can
enter an aquifer directly or indirectly.
(b) "Exceptional forest character" means forest possessed of such
attributes as maturity of growth, scientific harvesting potential,
aesthetic appeal or recreational opportunity.
(c) "Exceptional scenic beauty" means land forms, water bodies,
geologic formations and vegetation which possess significant scenic
qualities or significantly contribute to scenic values.
(d) "Open space" means open or natural land in or near urban or
suburban areas necessary to serve the scenic or recreation needs
thereof.
(e) "Pine barrens" means a natural community of such biota as pitch
pine, jack pine, and scrub oak which may be found associated with a
variety of natural resources.
(f) "Public access" means access to lands for public use, including
stream rights and waterways.
(g) "Trailways" means recreational trails developed under guidelines
established for the development of a statewide trails system.
(h) "Unique character" means lands of special natural beauty,
wilderness character, geological, ecological or historical significance
suitable for the state nature and historic preserve and similar lands
within a forest preserve county outside the Adirondack and Catskill
parks.
(i) "Wetlands" means freshwater wetlands as defined in article
twenty-four of this chapter and tidal wetlands as defined in article
twenty-five of this chapter.
(j) "Wildlife habitat" means specific areas essential for the
conservation of threatened and endangered species which require special
management considerations or protection for maintenance of such species.
5. "Federal assistance" shall mean funds available, other than by
loan, from the federal government, either directly or through allocation
by the state for construction or program purposes pursuant to any
federal law or program.
6. "Forest preserve project" means a state project to acquire land as
additions to the forest preserve or to acquire conservation easements
created pursuant to title three of article forty-nine of this chapter
within the Adirondack and Catskill parks.
7 "Governing body" means
(a) in the case of a town, a town board;
(b) in the case of a county outside of the city of New York, the
county board of supervisors or other elective governing body;
(c) in the case of a city or village, the local legislative body
thereof, as the term is defined in the municipal home rule law;
(d) in the case of a public benefit corporation, the board of
directors, members or trustees thereof;
(e) in the case of a school district, the board of education thereof;
(f) in the case of a supervisory district, the board of cooperative
educational services thereof.
8. "Hazardous waste" shall have the definition set forth in title nine
of article twenty-seven of this chapter.
9. "Hazardous waste site remediation project" means the same as the
term "inactive hazardous waste disposal site remedial program" as
defined in subdivision three of section 27-1301 of this chapter.
10. "Historic preservation project" means:
(a) State historic preservation projects. A state project undertaken
by the office of parks, recreation and historic preservation to improve,
restore or rehabilitate state historic properties listed on the state or
national registers of historic places to protect the historic, cultural
or architectural significance thereof.
(b) Municipal historic preservation project. A project undertaken by a
municipality to improve, restore or rehabilitate municipal property
listed on the state or national registers of historic places to protect
the historic, cultural or architectural significance thereof.
(c) Not-for-profit historic preservation projects. A project
undertaken by a not-for-profit corporation for the acquisition,
improvement, restoration or rehabilitation of property listed on the
state or national registers of historic places to protect the historic,
cultural or architectural significance thereof.
11. "Landfill" means a disposal facility or part of one at which solid
waste, or its residue after treatment, is intentionally placed in or on
land, at which solid waste will remain after closure, and which is not a
landspreading facility, a surface impoundment, or an injection well.
12. "Lands" mean lands, improvements and structures thereon or rights,
franchises, and interests therein, lands under water and riparian
rights, and shall also mean any and all interests in lands less than
full title, including without limitations, easements, permanent or
temporary, rights of way, uses, leases, licenses, and any other estate,
interests or rights in lands, legal or equitable.
13. "Municipal landfill closure project" means activities undertaken
to close, including by reclamation, a landfill owned or operated by a
municipality to achieve compliance with regulations promulgated by the
department.
14. "Municipal park project" means a project including an urban
cultural park undertaken by a municipality for the acquisition,
development or improvement of outdoor or indoor recreation facilities,
including, but not limited to site acquisition, improvement,
construction, reconstruction and improvement of structures, roads and
parking facilities.
15. "Municipality", except as otherwise defined within this article,
means a city, county, town, village, public benefit corporation or
school district or an improvement district within a city, county, town
or village, or Indian tribe residing within New York state, or any
combination thereof.
16. "Not-for-profit corporation" means a corporation formed pursuant
to the not-for-profit corporation law and qualified for tax-exempt
status under section 501(c)(3) of the federal internal revenue code.
17. "Office" means the office of parks, recreation and historic
preservation.
18. "Solid waste" shall have the definition set forth for such term in
title seven of article twenty-seven of this chapter.
19. "Urban cultural park" shall have the definition set forth for such
term in title G of article thirty-one of the parks, recreation and
historic preservation law.
Allocation of moneys.
The moneys received by the state from the sale of bonds pursuant to
the environmental quality bond act of nineteen hundred eighty-six shall
be expended in the following amounts pursuant to appropriations and as
specifically provided for in titles three, seven and nine of this
article, and title five of article fifty-four of this chapter:
1. For remediation of hazardous waste sites, as set forth in title
three of this article and for the closure of municipal landfills, as set
forth in title five of article fifty-four of this chapter, one billion
two hundred million dollars of which: (i) up to one hundred million
dollars shall be made available for state assistance payments toward the
cost of the closure of municipal landfills, as set forth in title five
of article fifty-four of this chapter; and (ii) up to one hundred
thousand dollars shall be made available for the study of hazardous
substance waste disposal sites, as defined in section 27-1316 of this
chapter; and
2. For acquisition, preservation and improvement of lands, for
historic preservation, and for municipal parks, as set forth in titles
seven and nine of this article chapter, two hundred fifty million
dollars.
State assistance application procedure for title three of
this article.
1. A municipality upon the recommendation of its governing body may
submit an application for state assistance toward the cost of a project
which is eligible for state assistance pursuant to title three of this
article to the commissioner in such form and containing such information
as he may require.
2. The commissioner shall review such project application and may
approve, disapprove or recommend modifications thereto consistent with
applicable law, criteria, standards or rules and regulations relative to
such projects.
3. Upon approval of a project application, a municipality shall enter
into a contract as further provided within this article with the
commissioner for payment of state assistance to be received pursuant to
this article.
4. For purposes of this section, "state assistance" shall mean a grant
pursuant to title three of this article.
Powers and duties of the commissioner for title three of this
article.
In administering the provisions of title three of this article, the
commissioner:
1. shall make an itemized estimate of funds or appropriations by
project required annually for inclusion in the executive budget.
2. may, in the name of the state, as further provided within this
article, contract to make, within the limitations of appropriations
available therefor, a state assistance payment to a municipality
representing the state share of the cost of a project approved and to be
undertaken pursuant to title three of this article. Such contracts shall
be subject to approval by the state comptroller and, as to form, by the
attorney general.
3. may, in the name of the state, as further provided within this
article, enter into contracts, within the limitations of appropriations
available therefor, with public benefit corporations and private
contractors for services contemplated by this article to be funded
hereunder.
4. shall approve vouchers for the payment of assistance pursuant to an
approved contract. All such payments shall be paid on the audit and
warrant of the state comptroller.
5. may perform such other and further acts as may be necessary, proper
or desirable to carry out the provisions of this article.
Powers and duties of a municipality.
A municipality shall have the power and authority to:
1. undertake and carry out any project for which state assistance in
the form of a grant is received or is to be received pursuant to this
article and maintain and operate such project.
2. expend money received from the state pursuant to this article for
costs incurred in conjunction with the approved project.
3. perform such other and further acts as may be necessary, proper or
desirable to carry out a project or obligation, duty or function related
thereto.
Equal employment opportunity program.
1. All contracts for design, construction, services and materials
pursuant to this article of whatever nature and all documents soliciting
bids or proposals therefor shall contain or make reference to the
following provisions:
a. The contractor will not discriminate against employees or
applicants for employment because of race, creed, color, national
origin, sex, age, disability, or marital status, and will undertake or
continue existing programs of affirmative action to ensure that minority
group persons and women are afforded equal opportunity without
discrimination. Such programs shall include, but not be limited to,
recruitment, employment, job assignment, promotion, upgrading, demotion,
transfer, layoff, termination, rates of pay or other forms of
compensation, and selections for training or retraining, including
apprenticeship and on-the-job training.
b. At the request of the department or the office, the contractor
shall request each employment agency, labor union, or authorized
representative of workers with which it has a collective bargaining or
other agreement or understanding and which is involved in the
performance of the contract with the agency to furnish a written
statement that such employment agency, labor union or representative
shall not discriminate because of race, creed, color, national origin,
sex, age, disability or marital status and that such union or
representative will cooperate in the implementation of the contractor's
obligations hereunder.
c. The contractor will state, in all solicitations or advertisements
for employees placed by or on behalf of the contractor in the
performance of the contract with the agency, that all qualified
applicants will be afforded equal employment opportunity without
discrimination because of race, creed, color, national origin, sex, age,
disability or marital status.
d. The contractor will include the provisions of paragraphs a through
c of this subdivision in every subcontract or purchase order in such a
manner that such provisions will be binding upon each subcontractor or
vendor as to its work in connection with the contract with the agency.
2. The department and the office shall establish procedures and
guidelines to ensure that contractors and subcontractors undertake
programs of affirmative action and equal employment opportunity as
required by this section. Such procedures may require after notice in a
bid solicitation, the submission of an affirmative action program prior
to the award of any contract, or at any time thereafter, and may require
the submission of compliance reports relating to the operation and
implementation of any affirmative action program adopted hereunder. The
department or the office may take appropriate action including
contractual sanctions for non-compliance to effectuate the provisions of
this section and shall be responsible for monitoring compliance with
this article.
Minority and women-owned business enterprise program.
1. a. In the performance of projects pursuant to this article minority
and women-owned business enterprises shall be given the opportunity for
meaningful participation. The department or the office shall establish
measures and procedures to secure meaningful participation and identify
those contracts and items of work for which minority and women-owned
business enterprises may best bid to actively and affirmatively promote
and assist their participation in the projects, so as to facilitate the
award of a fair share of contracts to such enterprises; provided,
however, that nothing in this article shall be construed to limit the
ability of the department or office to assure that qualified minority
and women-owned business enterprises may participate in the program. For
purposes hereof, minority business enterprise shall mean any business
enterprise which is at least fifty-one per centum owned by, or in the
case of a publicly owned business, at least fifty-one per centum of the
stock of which is owned by citizens or permanent resident noncitizens
who are Black, Hispanic, Asian or American Indian, Pacific Islander or
Alaskan natives and such ownership interest is real, substantial and
continuing and have the authority to independently control the day to
day business decisions of the entity for at least one year; and
women-owned business enterprise shall mean any business enterprise which
is at least fifty-one per centum owned by, or in the case of a publicly
owned business, at least fifty-one per centum of the stock of which is
owned by citizens or permanent resident noncitizens who are women, and
such ownership interest is real, substantial and continuing and have the
authority to independently control the day to day business decisions of
the entity for at least one year.
The provisions of this paragraph shall not be construed to limit the
ability of any minority or women-owned business enterprise to bid on any
contract.
b. In the implementation of this section, the department or the office
shall consider compliance by any contractor with the requirements of any
federal, state, or local law concerning minority and women-owned
business enterprises, which may effectuate the requirements of this
section. If the department or the office determines that by virtue of
the imposition of the requirements of any such law, in respect to
capital project contracts, the provisions thereof duplicate or conflict
with such law, the department may waive the applicability of this
section to the extent of such duplication or conflict.
c. Nothing in this section shall be deemed to require that overall
state and federal requirements for participation of minority and
women-owned business enterprises in programs authorized under this
article be applied without regard to local circumstances to all projects
or in all communities.
2. In order to implement the requirements and objectives of this
section, the department and the office shall establish procedures to
monitor the contractors' compliance with provisions hereof, provide
assistance in obtaining competing qualified minority and women-owned
business enterprises to perform contracts proposed to be awarded, and
take other appropriate measures to improve the access of minority and
women-owned business enterprises to these contracts.
TITLE 3 Hazardous Waste Site Remediation Projects
Projects; authorization and approval.
The commissioner is authorized to directly develop and implement, and
to cause and to approve development and implementation by municipalities
or by other parties, of hazardous waste site remediation projects
consistent with title thirteen of article twenty-seven of this chapter
and section ninety-seven-b of the state finance law.
Contracts with municipalities.
With respect to a project which the commissioner has determined
pursuant to paragraph g of subdivision five of section 27-1313 of this
chapter to be eligible for funding, funding by the state shall be up to
an amount of seventy-five percent of the eligible cost and the
commissioner and the municipality shall enter into a contract which, in
addition to such other terms and conditions that the commissioner may
deem to be appropriate, provides as follows:
1. The current estimate of the cost of the project as determined by
the commissioner at the time of execution of the agreement.
2. An agreement by the commissioner to periodically reimburse the
municipality for costs incurred during the progress of the project.
Such payments shall be subject to final computation and determination of
the total state share of the eligible costs of the entire project.
3. An agreement by the municipality to proceed expeditiously with and
complete the project in accordance with plans approved for payment of
the municipality's share of the project cost.
4. A provision that in the event that any federal payments and
responsible party payments become available which were not included in
the calculation of the state share pursuant to subdivision two of this
section, the amount of the state share shall be recalculated accordingly
and the municipality shall pay to the state for deposit in the design
and construction account of the hazardous waste remedial fund
established under section ninety-seven-b of the state finance law the
amount by which the state payment actually made exceeds the recalculated
state share.
5. For purposes of this section, the term "eligible cost" means the
non-federal share of the approved project cost less amounts collected
from responsible parties as contemplated by title thirteen of article
twenty-seven of this chapter.
TITLE 7 Land Acquisition, Preservation and Improvement Projects
Approval and execution of state projects.
1. State environmentally sensitive land projects and forest preserve
projects shall be undertaken pursuant to the provisions of this article
only with the approval of the commissioner.
2. The commissioner shall make an itemized estimate of funds or
appropriations required annually for inclusion in the executive budget.
3. The commissioner shall, after hearings and prior to the approval of
any environmentally sensitive land projects and forest preserve
projects, promulgate rules and regulations which shall include but need
not be limited to: eligibility requirements, departmental ranking and
review processes, project approval guidelines and criteria, and funding
distribution for forest preserve projects and for each type of
environmentally sensitive lands project as defined in subdivision four
of section 52-0101 of this article.
4. Real property acquired with monies provided through this title
shall not be sold or disposed of, or used for any purpose inconsistent
with the natural resource value for which it was acquired, without the
express authority of the legislature. Prior to the implementation of any
sale, disposal, or change of use authorized by the legislature, the
agency authorized to sell, dispose of or change the use of any such
lands shall first provide substitute lands of equal fair market value,
equivalent natural resource value and similarly suitable location as
approved by the commissioner.
TITLE 9 Historic Preservation, Municipal Park and Urban Cultural Parks Projects
Approval and execution of projects.
1. State historic preservation projects. State historic preservation
projects may be undertaken pursuant to the provisions of this article
only with the approval of the commissioner.
2. Municipal historic preservation projects. The commissioner and a
municipality may enter into a contract for the undertaking by the
municipality of a municipal historic preservation project. Municipal
historic preservation projects shall be recommended to the commissioner
by the governing body of the municipality and when approved by the
commissioner, may be undertaken by the municipality pursuant to this
title and any other applicable provision of law. The state share of the
cost of a municipal preservation project in no event shall exceed fifty
percent of the cost, less any federal assistance received or to be
received for the project. To assure the availability of funds for as
wide a range of projects as possible, the commissioner may, in his
discretion, limit the dollar amount that may be made available for any
project. For the purpose of determining the amount of the state share,
the cost of the project shall not be more than the amount set forth in
the application for a state share made by a municipality and approved by
the commissioner. The state share of the cost of a project shall be paid
on audit and warrant of the state comptroller on a certificate of
availability of the director of the budget.
3. Not-for-profit historic preservation projects. The commissioner and
a not-for-profit corporation may enter into a contract for the
undertaking by the not-for-profit corporation of a not-for-profit
historic preservation project. A not-for-profit historic preservation
project shall be recommended to the commissioner by the governing body
of a not-for-profit corporation which demonstrates to the satisfaction
of the commissioner that it is capable of operating and maintaining such
property for the benefit of the public. Upon approval by the
commissioner, such project may be undertaken pursuant to the provisions
of this title and any other applicable provision of law. The state share
of the cost of a not-for-profit historic preservation project shall in
no event exceed fifty percent of the cost, less any state assistance
from any source other than pursuant to this title and less any federal
assistance, received or to be received for such project. To assure the
availability of funds for as wide a range of projects as possible, the
commissioner may, in his discretion, limit the dollar amount that may be
made available for any project. For the purpose of determining the
amount of the state share, the cost of the project shall not be more
than the amount set forth in the application for a state share made by a
not-for-profit corporation and approved by the commissioner. The state
share of the costs of a project shall be paid on audit and warrant of
the state comptroller on certificate of availability of the director of
the budget.
4. Municipal park projects. The commissioner and a municipality may
enter into a contract for the undertaking by the municipality of a
municipal park project. Municipal park projects shall be recommended to
the commissioner by the governing body of the municipality, and when
approved by the commissioner, may be undertaken by the municipality
pursuant to this title and any other applicable provisions of law. The
state share of the cost of a municipal park project in no event shall
exceed fifty percent of the approved project cost, less any federal
assistance received or to be received for the project. To assure the
availability of funds for as wide a range of projects as possible, the
commissioner may, in his discretion, limit the dollar amount that may be
made available for any project. For the purpose of determining the
amount of the state share, the cost of the project shall not be more
than the amount set forth in the application for a state share made by a
municipality and approved by the commissioner. The state share of the
cost of a project shall be paid on audit and warrant of the state
comptroller on certificate of availability of the director of the
budget.
5. Urban cultural park projects. a. State urban cultural park system
projects including state environmental, cultural or recreational
facilities and sites within state designated urban cultural parks and
interpretive/visitor center facilities in each such park as such
projects are identified in a management plan prepared pursuant to
section 35.05 of the parks, recreation and historic preservation law
shall be undertaken pursuant to the provisions of this article only with
the approval of the commissioner and the director of the budget. The
state share of interpretive/visitor center facility projects shall be
one hundred percent of the cost and such projects shall be subject to an
agreement by the local urban cultural park management entity to operate
such facility.
b. Local urban cultural park resource projects. The commissioner and a
municipality, public corporation or not-for-profit corporation may enter
into a contract subject to the approval of the director of the budget
for the undertaking by the municipality, public corporation or
not-for-profit corporation of a local urban cultural park project
including parkwide and district projects identified in a management plan
prepared pursuant to section 35.05 of the parks, recreation and historic
preservation law. To assure the availability of funds for as wide a
range of projects as possible, the commissioner may, in his discretion,
limit the dollar amount that may be made available for any project. For
the purpose of determining the amount of the state share, the cost of
the project shall not be more than the amount set forth in the
application for a state share made by the municipality, public
corporation or not-for-profit corporation and approved by the
commissioner. The state share of the cost of a project shall be paid on
audit and warrant of the state comptroller on certificate of
availability of the director of the budget.
Municipal regulations; limitations.
A municipality which acquires, develops, improves, restores or
rehabilitates property with funds made available pursuant to this title
may establish reasonable rules and regulations by local law or otherwise
to assure the proper administration and development thereof, provided
that no such rule or regulation which restricts the use of such lands or
facilities by non-residents of the municipality shall be effective
without the express approval of the commissioner.
Contracts.
The commissioner shall impose such contractual requirements and
conditions upon any municipality and any not-for-profit corporation
which receive funds pursuant to this title as may be necessary and
appropriate to assure that a public benefit shall accrue from the use of
public funds by such municipality and not-for-profit corporation. Such
conditions may include, but shall not be limited to limitations on the
right of the municipality or not-for-profit corporation to demolish or
convey such property, provisions for public access where appropriate,
the granting of facade easements to the state, a requirement that all
plans for restoration, rehabilitation, improvement, demolition or other
physical change must be subject to the commissioner's approval, and such
other conditions which shall assure the preservation and protection of
the project.
Restriction on alienation.
Real property acquired, developed, improved, restored or rehabilitated
by a municipality pursuant to subdivision four of section 52-0901 of
this title with funds made available pursuant to this title shall not be
sold or disposed of or used for other than public park purposes without
the express authority of an act of the legislature, which shall provide
for the substitution of other lands of equal fair market value and
reasonably equivalent usefulness and location to those to be
discontinued, sold or disposed of, and such other requirements as shall
be approved by the commissioner.
Powers and duties of the commissioner.
1. In administering the provisions of this title, the commissioner:
(a) shall make an itemized estimate of funds or appropriations by
project required annually for inclusion in the executive budget.
(b) may in the name of the state as further provided within this
article contract to make, within the limitations of appropriations
available therefor, a state grant for payment to a municipality or
not-for-profit corporation representing the state share of the costs of
a project approved and to be undertaken pursuant to this article. Such
contracts shall be subject to approval by the state comptroller and as
to form by the attorney general.
(c) may in the name of the state as further provided within this title
enter into contracts with public benefit corporations and private
contractors for services contemplated by this article to be funded
hereunder.
(d) shall approve vouchers for the payment of assistance pursuant to
an approved contract. All such payments shall be paid on the audit and
warrant of the state comptroller.
(e) shall promulgate, after hearings and prior to the receipt of
application and/or approval of projects, rules and regulations which
shall include but need not be limited to: eligibility requirements,
application procedures, office ranking and review processes, project
approval guidelines and criteria, and funding distribution for municipal
park projects and for each type of historic preservation project.
(f) may perform such other and further acts as may be necessary,
proper or desirable to carry out the provisions of this title.
2. All actions taken by the commissioner pursuant to this title shall
be consistent with provisions of the federal internal revenue code
necessary for the preservation of tax exempt status of bonds issued
under the authority granted by the environmental quality bond act of
nineteen hundred eighty-six.
Compliance with the law.
Every applicant for funds to be made available pursuant to this title
shall comply with all applicable state, federal and local laws.
ARTICLE 53 Tree Conservation and Urban Forestry
TITLE 1 Tree Conservation
Legislative purpose.
There is a direct relationship between the planting of trees, shrubs
and associated vegetation in sufficient number in populated areas and
the health, safety, and welfare of communities. Trees and such
vegetation abate noise, provide welcome shade to people, preserve the
balance of oxygen in the air by removing carbon dioxide and fostering
air quality, and add color and verdure to human construction. They also
stabilize the soil and control water pollution by preventing soil
erosion and flooding, yield advantageous microclimatic effects, and
provide a natural habitat for wildlife. The destructive and
indiscriminate removal of trees and related vegetation causes increased
municipal costs for proper drainage control, impairs the benefits of
occupancy of existing residential properties and impairs the stability
and value of both improved and unimproved real property in the area of
destruction, and adversely affects the health, safety, and general
welfare of the inhabitants of the state. In the interests of a greener
and more livable state, it is determined by the legislature that an
affirmative program to encourage the conservation and planting of trees,
shrubs and other vegetation is necessary in the public interest in order
that coming generations will continue to enjoy and benefit by our care
in a green New York.
General functions of the department.
The department may:
1. Act in an advisory capacity to state agencies in matters relating
to neighborhood improvement and to advise such agencies in regard to
developing organized tree and other planting programs to promote urban
neighborhood improvement and to enhance and conserve existing tree and
green space resources particularly where state action results in a
substantial destruction of trees or related vegetation.
2. Advise, encourage and assist local governments in the development
and coordination of policies, programs and activities, and in the full
utilization of powers vested in local governments by the constitution
and laws of the state, to organize such tree and other planting
programs, to promote urban neighborhood improvement and to promote tree
and green space protection and maintenance.
3. Act as a clearinghouse for information on urban neighborhood
improvement programs and organized tree and other planting programs in
accordance with this article.
4. Prepare and circulate model ordinances, relating to trees,
appropriate to be used in implementation of section ninety-six-b of the
general municipal law or other applicable municipal authority, including
but not limited to ordinances or local laws for designation by
municipalities of historic or specimen trees, stands and groves, or
old-growth forests, and to provide for the recognition and protection
thereof.
5. Take such other steps as are necessary to carry out the purpose of
this article, including the appointment of advisory committees, boards
and task forces.
Reports.
The department shall from time to time report to the governor, and
shall make an annual report to the governor and the legislature, not
later than May first, concerning the effectiveness of this article in
carrying out the legislative purpose pursuant to this article, in the
preceding calendar year.
Grants or gifts.
The department, with the approval of the governor, may accept as agent
of the state any gift, devise or bequest, whether conditional or
unconditional (notwithstanding the provisions of section eleven of the
state finance law), and including federal grants, for any of the
purposes of this article. Any moneys so received may be expended by the
department to effectuate any purpose of this article, subject to the
same limitations as to approval of expenditures and audit as are
prescribed for state moneys appropriated for the purposes of this
article.
TITLE 3 Urban Forestry Programs
Legislative purpose.
The legislature finds and declares that:
1. It is the purpose of this title to promote a comprehensive urban
forestry program to assure positive benefit from urban trees planned and
managed with adequate recognition of the physical, biotic and social
surroundings in which they are encouraged to grow and provide their
benefits.
2. Trees can serve as a vital link between man in the urban setting
and his environment, if properly planned and managed.
3. Trees and shrubs can improve the quality of urban environments by
helping to prevent erosion, by providing shade, modifying extremes of
temperature and humidity, helping to reduce noise and air pollution, and
enhancing the aesthetic quality of life. Also, vegetation in urban green
space can contribute to urban water shed management and provide habitats
for desirable urban wildlife.
4. Growing conditions in urban areas for trees and associated plants
are frequent and recurrent problems because of highway and street
widening, sidewalk reconstruction, air pollution, modified drainage,
erosion, soil fertility depletion, insects and disease, mechanical
hazards and other adverse influences resulting from concentrated use of
land. On the other hand, many mature urban areas have large tracts of
open space on which more urban vegetation could be grown.
5. Improved and expanded urban tree programs for planting and
maintenance of trees and associated vegetation in urban areas would help
make urban areas more pleasant and healthful places to live, work and
visit; and
6. Trees are an important economic asset and resource to urban areas
by increasing land values and by modifying extremes of temperature,
humidity and winds and thereby have an important role in reducing the
amount of energy consumed in heating and cooling many urban buildings
and homes.
Definitions.
As used in this title:
1. "Urban forestry" means the planning, establishment, protection and
other management of trees and other vegetation in urban areas for
present and potential contribution to the physiological, sociological,
and economic well-being of urban society. An important component of
urban forestry is "arboriculture" which more specifically includes the
planting, growing, maintenance and protection of trees and shrubs,
individually and in small groups.
2. "Urban forestry plan" means a comprehensive plan for the selection,
establishment, maintenance and management of existing and future trees
and associated vegetation in an urban area, which plan shall, to the
maximum extent possible, present an analysis of physical, biotic, and
social conditions of present and potential sites for vegetation, and of
improvement needs, opportunities and planned projects within an urban
area.
3. "Urban areas" means cities, villages or towns with a population
density of greater than one thousand persons per square mile.
4. "Contributed funds" means money donated by residents of an urban
area and others to an urban area for urban forestry or arboriculture
within that urban area.
5. "Public funds" means money appropriated by a non-federal government
entity for urban forestry or arboriculture within that urban area.
6. "Vacant public land" means any land owned by a state agency, public
authority, public benefit corporation or municipal corporation that is
not used, is unoccupied or idle; including rights-of-ways but excluding
land subject to use restrictions under law.
7. "Municipal forester" means a municipal official appointed by the
chief executive officer of a municipal corporation to act as a liaison
with the department and the public for the purposes set forth in this
article.
Designation of commissioner.
For the purposes of this title, the commissioner is designated as the
appropriate state official to coordinate federal funding of urban
forestry and arboriculture programs and by regulation may provide for
the submission and approval of urban forestry and arboriculture plans.
The department will also provide technical assistance to urban areas for
urban forestry and arboriculture, and encourage the participation of
municipal foresters, private agencies, organizations, firms, and
individuals to furnish urban forestry and arboricultural services in
order to carry out the purposes of this title. The commissioner may take
steps necessary to facilitate the cooperation of private agencies and
organizations with municipalities for the purposes of this article,
including long-term contracts with private parties for the use of vacant
public lands in or around urban areas, subject to other requirements of
state law and the jurisdiction of other public agencies with respect
thereto, for purposes of urban forestry and arboriculture under this
article, and to provide trees and shrubs for planting in accordance with
an approved urban forestry or arboricultural plan. This program shall be
administered in cooperation with the Cornell cooperative extension and
the soil and water conservation districts to avoid duplication between
these agencies and the department.
Funding of department; municipal authorization for local
urban forestry and arboriculture programs.
In the absence of federal legislation funding the department's
participation under section 53-0305, no duty is imposed on the
department hereunder. Federal funding, however, is not a prerequisite to
local implementation of municipal urban forestry or arboriculture
programs, as herein provided; and any municipality may implement a local
urban forestry or arboriculture program within its jurisdiction under
the authority of this title and chapter. All charges and expenses
incurred under this section by a town shall be a charge upon the taxable
property of that part of the town outside any incorporated village.
ARTICLE 54 Environmental Protection Act
TITLE 1 General Provisions
Definitions.
As used in this article, unless otherwise specified within any title
of this article, the following terms shall mean and include:
1. "Commissioner" means the commissioner of environmental
conservation; except that within and for the purposes of the projects
undertaken by the office pursuant to title nine of this article, the
term shall mean the commissioner of the office of parks, recreation and
historic preservation.
2. "Cost" means the cost of an approved project, which shall include
engineering and architectural services, plans and specifications,
consultant and legal services, and other direct expenses incident to
such project less any federal assistance received or to be received and
any other assistance from other parties.
3. "Department" means the department of environmental conservation.
4. "Facility" means any structure or site improvement including paths,
trails, roads, bridges, ramps and buildings.
5. "Federal assistance" means funds available, other than by loan,
from the federal government, either directly or through allocation by
the state for construction or program purposes pursuant to any federal
law or program.
6. "Governing body" means:
a. in the case of a county outside of the city of New York, the county
board of supervisors or other elective governing body;
b. in the case of a city or village, the local legislative body
thereof, as the term is defined in the municipal home rule law;
c. in the case of a town, the town board;
d. in the case of a public benefit corporation, the board of
directors, members or trustees thereof;
e. in the case of a public authority, the governing board of
directors, members, or trustees thereof;
f. in the case of a not-for-profit corporation, the board of directors
thereof or such other body designated in the certificate of
incorporation to manage the corporation; and
g. in the case of an Indian tribe or nation, any governing body
recognized by the United States or the state of New York.
7. "Municipality" means a local public authority or public benefit
corporation, a county, city, town, village, or Indian tribe or nation
residing within New York state, or any combination thereof. For the
purposes of title 5 and title 9 of this article, municipality shall also
include state agencies, state public authorities and state public
benefit corporations. For the purposes of title 7 and title 9 of this
article, the term municipality shall also include a school district and
a supervisory district.
8. "Not-for-profit corporation" means a corporation formed pursuant to
the not-for-profit corporation law and qualified for tax-exempt status
under the federal internal revenue code.
9. "Office" means the office of parks, recreation and historic
preservation.
10. "Solid waste" shall have the definition set forth in title 5 of
article 27 of this chapter but shall not include hazardous waste as
defined in title 9 of article 27 of this chapter.
11. "State assistance payment" means the payment of monies by the
state for projects authorized by the environmental protection fund, to
preserve, enhance, restore and improve the quality of the state's
environment.
12. "Secretary" means the secretary of state.
Powers and duties of the commissioner or secretary.
In administering the provisions of this article the respective
commissioner or the secretary:
1. shall make an itemized estimate of funds or appropriations
requested annually for inclusion in the executive budget;
2. may, in the name of the state, as further provided within this
article, contract to make, within the limitations of appropriations
available therefor, state assistance payments to a municipality toward
the cost of a project approved and to be undertaken pursuant to this
article, or to a not-for-profit corporation toward the costs of a
project approved and to be undertaken pursuant to titles three and nine
of this article. Such contracts shall include provisions to maximize
awareness for the public that a source of funding for such project is
the New York state environmental protection fund. Such provisions shall
not require any expenditure of funds beyond that which the municipality
may decide if it communicates to the public regarding the project. Such
contracts shall be subject to approval by the state comptroller and, as
to form, by the attorney general;
3. may, in the name of the state, enter into contracts, within the
limitations of appropriations available therefor, with not-for-profit
corporations, public benefit corporations, and private contractors for
services contemplated by this article to be funded hereunder. Such
contracts shall include provisions to maximize awareness for the public
that a source of funding for such services is the New York state
environmental protection fund. Such provisions shall not require any
expenditure of funds beyond that which the not-for-profit corporations,
public benefit corporations, and private contractors may decide if it
communicates to the public regarding the project. Such contracts shall
be subject to approval by the state comptroller and, as to form, by the
attorney general;
4. shall approve vouchers for the payments pursuant to an approved
contract. All such payments shall be paid on the audit and warrant of
the state comptroller; and
5. may perform such other and further acts as may be necessary, proper
or desirable to carry out the provisions of this article.
Powers and duties of a municipality.
A municipality shall have the power and authority to:
1. Undertake and carry out any project for which state assistance
payments pursuant to contract are received or are to be received
pursuant to this article and maintain and operate such project;
2. Expend money received from the state pursuant to this article for
costs incurred in conjunction with the approved project; and
3. Perform such other and further acts as may be necessary, proper or
desirable to carry out a project or obligation, duty or function related
thereto.
Other powers not affected.
Nothing in this article shall be construed to limit or restrict any
powers of the commissioner or any other agency pursuant to any other
provision of law.
Fiscal reporting.
1. No later than fifteen days after the end of each fiscal year
quarter, the department shall report to the director of the budget, the
chairperson of the senate finance committee, the chairperson of the
assembly ways and means committee and the public on the status of each
project receiving state assistance payments pursuant to this article.
Each state agency, department, public authority or public benefit
corporation administering any project or program pursuant to this
article shall assist the department in the preparation of the report and
shall provide information as required by the department. Such report
shall include as applicable for each category, subcategory and project:
(a) total appropriations;
(b) total project costs;
(c) total commitments;
(d) total outstanding encumbrances;
(e) total year to date disbursements;
(f) total life to date disbursements; and
(g) total remaining uncommitted balance.
2. Such report shall also contain the percentage and amount of funding
directed to facilitate disabled access to department and office of
parks, recreation and historic preservation owned or managed facilities.
TITLE 3 Open Space Land Conservation Projects
Definitions.
For purposes of this title, "open space land conservation projects"
shall mean acquisition projects including the purchase of conservation
easements undertaken by the commissioner and/or the commissioner of the
office of parks, recreation and historic preservation listed in the
state open space land acquisition plan prepared pursuant to title 2 of
article 49 of this chapter.
Open space land conservation projects.
1. The commissioner and the commissioner of the office of parks,
recreation and historic preservation are authorized to undertake open
space land conservation projects.
2. a. The commissioner of the office of parks, recreation and historic
preservation may enter into an agreement for the maintenance and
operation of open space land conservation projects in urban areas or
metropolitan park projects by a municipality, or a not-for-profit
corporation or unincorporated association which demonstrates to the
commissioner's satisfaction that the future physical climate risk due to
sea level rise, and/or storm surges and/or flooding, based on available
data predicting the likelihood of future extreme weather events,
including hazard risk analysis data if applicable, has been considered
and the municipality, not-for-profit corporation or unincorporated
association is financially or otherwise capable of operating and
maintaining the project for the benefit of the public and of maximizing
public access to such project. Any such agreement shall contain such
provisions as shall be necessary to ensure that its operation and
maintenance are consistent with and in furtherance of this article and
shall be subject to the approval of the director of the budget, the
comptroller and, as to form, the attorney general.
b. The commissioner, pursuant to appropriation therefor and in order
to further the purposes of article forty-six of this chapter, may make
available to the Albany Pine Bush preserve commission, established by
article forty-six of this chapter, moneys for the operation of such
commission, including the management of lands under the jurisdiction of
such commission in accordance with a management plan prepared as
specified in section 46-0111 of this chapter.
3. The cost of an open space land conservation project shall include
the cost of preparation of a management plan for the preservation and
beneficial enjoyment of the land acquired except where such
considerations have already been undertaken as part of an existing plan
applicable to the newly acquired land.
4. To the fullest extent practicable, it is the policy of the state to
promote an equitable regional distribution of open space land
conservation funds, consistent with the purpose of this title, taking
into account regional differences in real property values, ecological
resources and recreational opportunities.
5. No project, which was not listed on the state land acquisition plan
as of the effective date of this title, shall be proposed for
acquisition by the state under this title, pursuant to the state land
acquisition plan, if any town, village or city within which such a
project is located, by resolution, within ninety days of notification by
the state of its interest in acquiring such project, objects to such
acquisition. Such objection shall be transmitted to the commissioner
through the regional land acquisition advisory committee and shall
prevent the state from undertaking such acquisition.
6. No monies shall be expended for acquisition by eminent domain of
any open space land conservation project except in accordance with the
state land acquisition policy set forth in section 49-0203 of this
chapter.
7. No monies shall be expended for open space land conservation
projects except pursuant to an appropriation therefor.
TITLE 5 Non-hazardous Municipal Landfill Closure Projects and Municipal Landfill Gas Management Projects
Definitions.
As used in this title the following terms shall mean and include:
1. "Landfill" means a disposal facility or part of one at which solid
waste, or its residue after treatment, is intentionally placed in or on
land, and at which solid waste will remain after closure and which is
not a land spreading facility, a surface impoundment, or an injection
well.
2. "Municipal landfill closure project" means activities undertaken to
close, including by reclamation, a landfill owned or operated by a
municipality to achieve compliance with regulations promulgated by the
department, or activities undertaken to implement a landfill gas
management system.
3. "Cost" means the capital cost of a municipal landfill closure
project or a municipal landfill gas management project, including
engineering and architectural services, plans and specifications,
consultant and legal services, and other direct capital expenses
incident to such project, less any federal or other assistance for such
project received or to be received.
4. "Landfill gas management system" means an active system for the
control, capture, and management of gas created within and emitted from
a solid waste landfill.
5. "Municipal landfill gas management project" means activities
undertaken to implement a landfill gas management system at an active
landfill which is owned or operated by a municipality.
Eligibility to receive state assistance payments for
municipal landfill closure projects.
Any municipality which is the owner or operator of a landfill may
apply for state assistance payments toward the cost of a municipal
landfill closure project upon showing that the following criteria, in
addition to applicable rules and regulations, have been met:
1. The landfill site has not been classified pursuant to subparagraph
one or two of paragraph b of subdivision four of section 27-1305 of this
chapter. Sites which have been removed from the registry may apply for
state assistance payments.
2. The municipality has an obligation to close the landfill by a
specific date pursuant to an administrative order, court order or permit
which requires the municipality to cease acceptance of waste at the site
within eighteen months of the date the application for state assistance
payment is approved.
3. A closure investigation report which complies with the requirements
of applicable regulations of the department, including a demonstration
that future physical climate risk due to sea level rise, and/or storm
surges and/or flooding, based on available data predicting the
likelihood of future extreme weather events, including hazard risk
analysis data if applicable, has been considered, shall have been
submitted.
4. The municipality has agreed, upon project approval, to waive any
right to state assistance for closure of the site under section 27-1313
of this chapter.
Eligibility to receive state assistance payments for
municipal landfill gas management projects.
Any municipality which is the owner or operator of a landfill may
apply for state assistance payments toward the cost of a municipal
landfill gas management project. Any application for a municipal
landfill gas management project must comply with all applicable rules
and regulations promulgated by the department.
Criteria for municipal landfill closure projects.
1. State assistance payments shall be approved only for closure
projects that include plans for closure, post-closure and construction
in accordance with the department's solid waste management regulations
applicable to new projects which were in effect six months prior to the
date of submittal of the final application.
2. Municipal landfill closure project costs incurred prior to April
first, nineteen hundred ninety-three shall not be eligible for state
assistance payments funded pursuant to this article.
3. Prior to processing applications for state assistance payments for
projects pursuant to this section, the commissioner shall promulgate, in
consultation with the director of the budget, rules and regulations
which shall include criteria for determining eligible expenditures and
procedures governing the commitment and disbursement of funds
appropriated in accordance with this section. The commissioner also
shall promulgate rules and regulations which shall include application
procedures, review processes, and project approval guidelines and
criteria.
Criteria for municipal landfill gas management projects.
Municipal landfill gas management project costs incurred prior to
April first, nineteen hundred ninety-three shall not be eligible for
state assistance payments funded pursuant to this article.
State assistance application procedure.
1. A municipality, upon the approval of its governing body, may submit
an application to the commissioner, in such form and containing such
information as the commissioner may require, for state assistance
payments toward the cost of a project which is within the state of New
York and which is eligible for state assistance pursuant to this title.
2. The commissioner shall review such project application and may
approve, disapprove or recommend modifications thereto consistent with
applicable law, criteria, standards or rules and regulations relative to
such projects. In reviewing applications for projects pursuant to this
section, the commissioner shall give due consideration to:
a. the urgency of need to provide state assistance payments for the
project in relation to the provision of monies for other project needs
in the state known at the time such application is made;
b. any adverse environmental impact resulting from the municipal
landfill, including effects on groundwater; and
c. the ability of the municipality to pay for the costs of closure.
3. No monies shall be expended for non-hazardous municipal landfill
closure projects or municipal landfill gas management projects except
pursuant to an appropriation therefor.
Contracts for state assistance payments for municipal
landfill closure projects and municipal landfill gas
management projects.
After approval of the application, the commissioner and the
municipality shall enter into a contract for state assistance payments
toward the cost of such project which shall include the following
provisions:
1. A current estimate of the cost of the project as determined by the
commissioner at the time of the execution of the contract.
2. An agreement by the commissioner to make state assistance payments
toward the cost of the project by periodically reimbursing the
municipality for costs incurred during the progress of the project. For
a municipal landfill closure project, which does not include a landfill
gas management system, such reimbursement shall be a maximum of either
fifty percent of the cost, or ninety percent of the cost for a
municipality with a population smaller than thirty-five hundred as
determined by the current federal decennial census, or two million
dollars, whichever is less. For a landfill gas management system, which
is part of a municipal landfill closure project, reimbursement shall be
a maximum of either fifty percent of the cost, or ninety percent of the
cost for a municipality with a population smaller than thirty-five
hundred as determined by the current federal decennial census, or two
million dollars, whichever is less. For a municipal landfill gas
management project, reimbursement shall be a maximum of either fifty
percent of the cost, or ninety percent of the cost for a municipality
with a population smaller than thirty-five hundred as determined by the
current federal decennial census, or two million dollars, whichever is
less. Project costs are subject to final computation and determination
by the commissioner upon completion of the project, and shall not exceed
the maximum cost set forth in the contract. For purposes of this
subdivision, the approved project cost shall be reduced by the amount of
any specific state assistance payments for municipal landfill closure or
municipal landfill gas management project purposes received by the
municipality from any source; provided, however, that non-specific state
assistance payments, such as amounts paid pursuant to section fifty-four
of the state finance law, shall not be included in such cost reduction.
3. An agreement by the municipality to proceed expeditiously with the
project and to complete the project in accordance with plans and reports
approved by the department and with the conditions of applicable
permits, administrative orders or judicial orders.
Loans for municipal landfill closure projects and municipal
landfill gas management projects.
1. A municipality eligible for a state assistance payment pursuant to
subdivision two of section 54-0509 of this title and which has a
population smaller than thirty-five hundred as determined by the current
federal decennial census is also eligible for a loan to a maximum of the
unfunded portion of such project.
2. Loans pursuant to this title shall be without interest and for a
term not to exceed twenty years.
3. Loan repayments under this title shall be deposited to the credit
of the environmental protection fund pursuant to subdivision two of
section ninety-two-s of the state finance law.
4. A municipality obtaining a loan under subdivision one of this
section shall enter into a contract with the commissioner. That contract
shall contain the following provisions:
a. the loan shall be repaid in appropriate equal installments. There
shall be a one percent per month surcharge for each month of delinquent
payment added to any such installment tendered more than sixty days
after the due date.
b. in the event a municipality shall fail to make any payment due to
the state pursuant to this title, the commissioner shall certify to the
comptroller and notify the chairman of the assembly ways and means
committee, the chairman of the senate finance committee, the director of
the division of the budget and the governing body of the municipality
that such municipality has failed to make such payment. Such certificate
shall be in the form as may be determined by the commissioner provided
such certificate shall specify the exact amount of principal and
surcharge required to satisfy such municipality's unpaid obligation. The
comptroller, upon receipt of such certificate from the commissioner,
shall withhold from such municipality any state aid payable to it to the
extent necessary to meet the certified amount of principal and surcharge
due the commissioner and shall immediately pay over to the environmental
protection fund the amount so withheld.
Powers and duties of the commissioner.
In administering the provisions of this title the commissioner:
1. shall make an itemized estimate of funds or appropriations
requested annually for inclusion in the executive budget;
2. may, in the name of the state, as further provided within this
article, contract to make, within the limitations of appropriations
available therefor, state assistance payments and loans toward the costs
of an approved project. Such contracts shall be subject to approval by
the state comptroller and, as to form, by the attorney general;
3. shall approve vouchers for the payments pursuant to an approved
contract. All such payments shall be paid on the audit and warrant of
the state comptroller; and
4. may perform such other and further acts as may be necessary, proper
or desirable to carry out the provisions of this article.
Powers and duties of a municipality.
A municipality shall have the power and authority to:
1. Undertake and carry out any project for which state assistance
payments and loans pursuant to contract are received or are to be
received pursuant to this article and maintain and operate such project;
2. Expend money received from the state pursuant to this article for
costs incurred in conjunction with the approved project; and
3. Perform such other and further acts as may be necessary, proper or
desirable to carry out a project or obligation, duty or function related
thereto.
TITLE 7 Municipal Waste Reduction or Recycling Projects
Definitions.
As used in this title the following terms shall mean and include:
1. "Cost" means the capital cost of a municipal recycling project
including engineering and architectural services, surveys, plans and
specifications; consultant and legal services; lands acquired pursuant
to the conditions set forth in section 54-0709 of this title, and other
direct capital expenses incident to such a project, less any federal
assistance or other assistance received or to be received. "Cost" shall
also include the capital, planning and promotional costs associated with
waste reduction projects, the costs related to household hazardous waste
collection and disposal programs, and the costs related to planning,
educational and promotional activities associated with a recyclables
recovery program. "Cost" shall also include beverage container
assistance program grants to municipalities and not-for-profit
organizations pursuant to section 27-1018 of this chapter. Provided,
however, "cost" shall exclude any cost incurred prior to April first,
nineteen hundred ninety-three, and shall further exclude costs related
to planning, educational and promotional activities associated with a
recyclables recovery program incurred prior to April first, two
thousand.
2. "Recyclables recovery equipment" means structures, machinery or
devices, singly or in combination, designed, constructed and required
primarily to separate, process, modify, convert, treat, or prepare
collected solid waste, which is included as part of a recyclables
recovery program so that component materials or substances or
recoverable resources may be used as a raw material for new products or
for useful purposes other than for energy recovery, and for the
collection and preparation for disposal of household hazardous waste.
3. "Recyclables recovery program" means a program undertaken by a
municipality consistent with requirements of section one hundred
twenty-aa of the general municipal law to provide for the
environmentally sound recovery of recyclables, primarily involving the
collection, aggregation and processing of recyclable materials for their
use as raw materials for new products or for other useful purposes other
than for energy recovery, through facilities planned, designed and
constructed to ensure environmental protection and to maximize the
potential for recyclables recovery. A recyclables recovery program also
shall mean planning, educational and promotional activities to increase
public awareness of and participation in recycling. Such program shall
have been approved by the commissioner and undertaken consistent with
any local solid waste management plan pursuant to section 27-0107 of
this chapter.
4. "Recycling project" means recyclables recovery equipment, source
separation equipment, a recyclables recovery program or any combination
thereof required by a recyclables recovery program and the reimbursement
to municipalities and not-for-profit corporations, as such terms are
defined in section 54-0101 of this article, for the cost of a redemption
center as defined in section 27-1003 of this chapter.
5. "Source separation equipment" means municipally-owned:
a. Add-ons or trailers designed to modify collection vehicles to allow
sorting and separation of collected wastes held for the purpose of
recycling;
b. Containers for the source separation and temporary storage of
recyclable wastes by commercial, industrial and institutional
generators, and for the source separation and temporary storage of
recyclable wastes by single family and multiple family dwellings prior
to collection;
c. Bins, sheds or other facilities for the temporary storage of
materials prior to transport for the purposes of recycling; and
d. Collection vehicles specifically designed to hold and transport
source separated recyclables.
6. "Waste reduction projects" means projects undertaken to reduce the
volume or toxicity of material entering the municipal solid waste
stream, by reducing the volume or toxicity of such material at the point
of generation. Waste reduction projects shall include planning and
educational or promotional activities to increase public awareness of
methods to prevent the generation of waste including the reuse of
certain materials, substitution of non-toxic household products, and the
promotion of backyard composting.
7. "Household hazardous waste" shall mean solid waste emanating from
households (including single and multiple residences, hotels and motels,
bunkhouses, ranger stations, crew quarters, campgrounds, picnic grounds
and day-use recreation areas) which but for their point of generation,
would be a hazardous waste under title 9 of article 27 of this chapter
or a "pesticide" as defined in article 33 of this chapter.
Approval of state assistance payments for municipal recycling
or waste reduction projects.
1. State assistance payments toward the cost of municipal recycling or
waste reduction projects shall be made pursuant to this title with the
approval of the commissioner pursuant to an approved contract or
contracts.
2. In reviewing applications for state assistance payments for
municipal recycling or waste reduction projects, the commissioner shall
give due consideration to:
a. the adequacy of the municipality's waste reduction or recycling
program and its relationship to the needs and plans of other
municipalities; provided, however, that such adequacy shall be
determined in part by the efforts undertaken to date by the municipality
to implement a mandatory source separation law or ordinance required
pursuant to section one hundred twenty-aa of the general municipal law;
b. the suitability and feasibility of the project in relation to the
recycling program and the area to be served;
c. the proportion of solid waste for which waste reduction or
recyclables recovery is contemplated and the extent to which the project
is consistent with the statewide solid waste reduction and recycling
goals established under the state solid waste management plan, pursuant
to section 27-0103 of this chapter;
d. the potential for coordination and consolidation of solid waste
management practices among municipalities within specified areas,
regions or planning units;
e. the implementation of the system or components thereof and their
expected terms of usefulness, singly or in combination;
f. the present and projected population, land use, and rates and
composition of solid waste generation;
g. the potential or contemplated markets for recovered recyclables and
the extent to which the full avoided costs of proper collection,
transportation and disposal of source separated recyclables are, or are
projected to be, greater than the cost of collection, transportation and
sale of said recyclables less the amount received from the sale of said
recyclables;
h. the intergovernmental arrangements integral to the project;
i. the non-governmental arrangements integral to the project;
j. the urgency of the project, in relationship to all recyclables
recovery program needs in the state; and
k. the environmental soundness of the project, including assurance
that the project will meet all applicable laws, criteria, and rules and
regulations.
3. State assistance payments toward the cost of a waste reduction or
municipal recycling project shall not exceed fifty percent of the cost,
and in the aggregate such payments shall in no event exceed two million
dollars. Such costs are subject to final computation and determination
by the commissioner upon completion of the project, and shall not exceed
the maximum eligible cost set forth in the contract.
Rules and regulations.
Prior to processing applications for state assistance payments toward
the cost of municipal waste reduction or recycling projects, the
commissioner shall promulgate, in consultation with the director of the
budget and the commissioner of economic development, rules and
regulations which shall include criteria for determining eligible
expenditures and procedures for governing the commitment and
disbursement of funds appropriated in accordance with this title. The
commissioner, in consultation with the commissioner of economic
development, shall also promulgate rules and regulations which shall
include application procedures, review processes, and project approval
guidelines and criteria.
State assistance application procedure.
1. A municipality, upon the approval of its governing body, may submit
an application to the commissioner, in such form and containing such
information as the commissioner may require, for state assistance
payments toward the cost of a project which is within the state of New
York and which is eligible for state assistance pursuant to this title.
2. The commissioner shall review such project application and may
approve, disapprove or recommend modifications thereto consistent with
applicable law, criteria, standards or rules and regulations relative to
such projects.
3. Upon approval of a project application, a municipality shall enter
into a contract, as further provided within this article, with the
commissioner for state assistance payments toward the cost of such
project to be received pursuant to this article.
4. No monies shall be expended for municipal waste reduction or
recycling projects except pursuant to an appropriation therefor.
Contracts for state assistance payments for waste reduction
or municipal recycling projects.
1. The commissioner may, in the name of the state, enter into
contracts with municipalities to provide state assistance payments
toward the cost of waste reduction or municipal recycling projects. Such
contracts shall include the following provisions:
a. an estimate of the costs of the project as determined by the
commissioner;
b. an agreement by the commissioner to make state assistance payments
toward the cost of the project by periodically reimbursing the
municipality, during the progress of project development or following
completion of the project as may be agreed upon by the parties, in an
amount not to exceed the amounts established elsewhere in this title;
and
c. an agreement by the municipality:
(i) to proceed expeditiously with and complete the project as approved
by the commissioner;
(ii) to operate and maintain the waste reduction or municipal
recycling project in accordance with applicable law and rules and
regulations;
(iii) to provide for the payment of the municipality's share of the
cost of the project;
(iv) to continue, upon evaluation of its effectiveness, operation of
the project and not to dispose of the project or any portion thereof or
change its use without the approval of the commissioner;
(v) to assume the full cost of any continued operation of the project;
(vi) to repay within one year of notification by the commissioner, any
state assistance payments made toward the cost of the project or an
equitable portion of such monies declared appropriate by the
commissioner, if the municipality:
(A) fails to complete the project as approved;
(B) fails to continue operation of the project;
(C) disposes of the project, or any portion thereof, without the prior
written approval of the commissioner; or
(D) changes the use of the project, or any portion thereof, without
the prior written approval of the commissioner.
No repayment, however, shall be required where the commissioner
determines that such failure, disposition or change of use was
immediately necessary to protect public health and safety;
(vii) to apply for and make reasonable efforts to secure federal
assistance for the project; and
(viii) to not sell, lease or otherwise dispose of or use lands
acquired under this title for any purpose inconsistent with the project
under which such land is acquired.
2. In connection with each contract, the commissioner shall keep
adequate records of the amount of the payment by the state and of the
amount of federal assistance, if any, received by the municipality. Such
records shall be retained by the commissioner and shall establish the
basis for recalculation of the state payment as required herein.
TITLE 9 Park, Recreation and Historic Preservation Projects
Definitions.
As used in this title the following terms shall mean and include:
1. "Municipal park project" means a project undertaken by a
municipality or a not-for-profit corporation for the planning,
structural assessment, acquisition, development or improvement of
recreational facilities including construction of structures, roads and
parking facilities.
2. "Historic preservation project" means a project undertaken by a
municipality or a not-for-profit corporation to acquire, improve,
restore or rehabilitate property listed on the state or national
registers of historic places to protect the historic, cultural or
architectural significance thereof or a project for planning or
structural assessments for such properties. "Historic preservation
project" shall also mean a project undertaken by the office to improve,
restore or rehabilitate state historic properties listed on the state or
national registers of historic places to protect the historical,
cultural or architectural significance thereof or a project for planning
relating to or structural assessments of such properties.
3. "Heritage area project" means a project undertaken by or through a
municipality, public benefit corporation or a not-for-profit corporation
for the planning, structural assessment, acquisition and development of
sites and facilities identified in a management plan prepared and/or
approved by the commissioner in accordance with the provisions of
section 35.05 of the parks, recreation and historic preservation law.
4. "Costs" means the cost of an approved project, which shall include
engineering and architectural services, plans and specifications,
consultant and legal services, and other direct expenses incident to
such project.
Approval and execution of projects.
1. State historic preservation projects may be undertaken pursuant to
the provisions of this article and other applicable provisions of law
only with the approval of the commissioner.
2. All historic preservation projects, municipal park projects and
heritage area projects shall be undertaken in the state of New York.
Except for state projects undertaken by the office at state historic
properties, the total amount of the state assistance payments toward the
cost of any such project shall in no event exceed fifty percent of the
cost, provided however, that in the case of a project located in an area
which, according to the most recent census data available, has a poverty
rate of at least ten percent for the year to which the data relates,
state assistance payments toward the cost of any such project shall in
no event exceed seventy-five percent of the cost. For the purpose of
determining the amount of the state assistance payments, the cost of the
project shall not be more than the amount set forth in the application
for state assistance payments approved by the commissioner. The state
assistance payments toward the cost of a project shall be paid on audit
and warrant of the state comptroller on a certificate of availability of
the director of the budget.
3. a. The commissioner and a municipality may enter into a contract
for the undertaking by the municipality of an historic preservation
project. Such historic preservation projects shall be recommended to
the commissioner by the governing body of the municipality and, when
approved by the commissioner, may be undertaken by the municipality
pursuant to this title and any other applicable provision of law.
b. The commissioner and a not-for-profit corporation may enter into a
contract for the undertaking by the not-for-profit corporation of an
historic preservation project. Such an historic preservation project
shall be recommended to the commissioner by the governing body of a
not-for-profit corporation which demonstrates to the satisfaction of the
commissioner that it is capable of operating and maintaining such
property for the benefit of the public. Upon approval by the
commissioner, such project may be undertaken pursuant to the provisions
of this title and any other applicable provision of law.
4. a. The commissioner and a municipality may enter into a contract
for the undertaking by the municipality of a municipal park project.
Municipal park projects shall be recommended to the commissioner by the
governing body of the municipality, and when approved by the
commissioner, may be undertaken by the municipality pursuant to this
title and any other applicable provisions of law. The office shall
assess existing parks and recreational opportunities in the
municipalities where the municipal park project is located and shall
give preference to projects which are in or primarily serve areas where
demographic and other relevant data for such areas demonstrate that the
areas are densely populated and have sustained physical deterioration,
decay, neglect or disinvestment, or where a substantial proportion of
the residential population is of low income or is otherwise
disadvantaged and is underserved with respect to the existing
recreational opportunities in the area.
b. The commissioner and a not-for-profit corporation may enter into a
contract for the undertaking by the not-for-profit corporation of a
municipal park project. Such a contract shall be contingent upon the
approval of the governing body of each municipality in which the project
is located. Such a project shall be recommended to the commissioner by
the governing body of a not-for-profit corporation which demonstrates to
the satisfaction of the commissioner that it is capable of operating and
maintaining such project for the benefit of the public. Upon approval by
the commissioner, such project may be undertaken pursuant to the
provisions of this title and any other applicable provision of law. The
office shall assess existing parks and recreational opportunities in the
municipalities where the municipal park project is located and shall
give preference to projects which are in or primarily serve areas where
demographic and other relevant data for such areas demonstrate that the
areas are densely populated and have sustained physical deterioration,
decay, neglect or disinvestment, or where a substantial proportion of
the residential population is of low income or is otherwise
disadvantaged and is underserved with respect to the existing
recreational opportunities in the area.
5. The commissioner and a municipality, public benefit corporation or
not-for-profit corporation may enter into a contract, subject to the
approval of the director of the budget, for the undertaking by or
through the municipality, public benefit corporation or not-for-profit
corporation of a local heritage area or urban cultural park project
including parkwide and district projects identified in a management plan
prepared pursuant to section 35.05 of the parks, recreation and historic
preservation law. Such projects shall be subject to an agreement by the
local heritage area or urban cultural park management entity to operate
or cause to be operated any public facility resulting from such project.
6. No monies shall be expended for park, recreation and historic
preservation projects except pursuant to an appropriation therefor.
Municipal regulations; limitations.
A municipality which acquires, develops, improves, restores or
rehabilitates property with funds made available pursuant to this title
may establish reasonable rules and regulations by local law or otherwise
to assure the proper administration and development thereof, provided
that no such rule or regulation which restricts the use of such lands or
facilities by non-residents of the municipality shall be effective
without the approval of the commissioner.
Contracts.
1. The commissioner shall impose such contractual requirements and
conditions upon any municipality and any not-for-profit corporation
which receive state assistance payments pursuant to this title as may be
necessary and appropriate to ensure that a public benefit shall accrue
from the use of public funds by such municipality or not-for-profit
corporation. Such conditions shall include limitations on the right of
the municipality or not-for-profit corporation to demolish or convey
such property, provisions for public access or use where appropriate,
the granting of facade easements to the state, a requirement that all
plans for restoration, rehabilitation, improvement, demolition or other
physical change must be subject to the commissioner's approval, and such
other conditions which shall assure the preservation and protection of
the project.
2. Any not-for-profit corporation which receives state assistance
payments pursuant to this title for the acquisition of land for outdoor
recreation or conservation purposes shall execute a contract with the
commissioner which shall include the following:
a. An agreement to make and keep the lands accessible to the public
unless the commissioner determines that public accessibility would be
detrimental to the lands or any natural resources associated therewith;
b. An agreement not to sell, lease, exchange or donate the lands
except to the state, a local government unit or another qualifying tax
exempt non-profit organization for recreation and conservation purposes
approved by the commissioner; and
c. An agreement to execute and convey to the state at no charge a
conservation easement, pursuant to title three of article forty-nine of
this chapter, over the lands to be acquired with state assistance
payments.
Restriction on alienation.
1. Real property acquired, developed, improved, restored or
rehabilitated by or through a municipality pursuant to paragraph a of
subdivision four of section 54-0903 of this title or undertaken by or on
behalf of the city of New York with funds made available pursuant to
this title shall not be sold, leased, exchanged, donated or otherwise
disposed of or used for other than public park purposes without the
express authority of an act of the legislature, which shall provide for
the substitution of other lands of equal environmental value and fair
market value and reasonably equivalent usefulness and location to those
to be discontinued, sold or disposed of, and such other requirements as
shall be approved by the commissioner.
2. Real property acquired by a not-for-profit organization with funds
made available pursuant to paragraph b of subdivision four of section
54-0903 of this title shall not be used in violation of an agreement
entered into pursuant to the provisions of paragraph b of subdivision
two of section 54-0907 of this title, or sold, leased, exchanged,
donated or otherwise disposed of without the express authority of an act
of the legislature.
Rules and regulations.
The commissioner shall adopt, prior to the acceptance of applications
for municipal park, historic preservation and urban cultural park
projects, rules and regulations which shall include eligibility
requirements, application procedures, office ranking and review
processes, project approval guidelines and criteria, and funding
distribution necessary for all state assistance payment programs
established pursuant to section 54-0903 of this title.
TITLE 11 Local Waterfront Revitalization Plans and Coastal Rehabilitation Projects
Local waterfront revitalization programs.
1. The secretary is authorized to provide on a competitive basis,
within amounts appropriated, state assistance payments and/or technical
assistance as defined in section nine hundred seventeen of the executive
law, to municipalities toward the development of any local waterfront
revitalization program, pursuant to article forty-two of the executive
law including planning projects to mitigate future physical climate
risks and updates to existing local waterfront revitalization program
plans to mitigate future physical climate risks. Eligible costs include
planning, studies, preparation of local laws, and construction projects.
2. State assistance payments and/or technical assistance, as defined
in section nine hundred seventeen of the executive law, shall not exceed
seventy-five percent of the cost of the program provided, however, in
environmental justice communities, such assistance payments and/or
technical assistance shall not exceed eighty-five percent of the cost of
the program. For the purpose of determining the amount of state
assistance payments, costs shall not be more than the amount set forth
in the application for state assistance payments approved by the
secretary. The state assistance payments shall be paid on audit and
warrant of the state comptroller on a certificate of availability of the
director of the budget.
3. The secretary shall have the power to approve vouchers for payments
pursuant to an approved contract.
4. No moneys shall be expended as authorized by this section except
pursuant to an appropriation therefor.
5. The secretary shall impose such contractual requirements and
conditions upon any municipality which receives state assistance
payments pursuant to this article as may be necessary and appropriate to
ensure that a public benefit shall accrue from the use of such funds by
the municipality including but not limited to, a demonstration that
future physical climate risk due to sea level rise, and/or storm surges
and/or flooding, based on available data predicting the likelihood of
future extreme weather events, including hazard risk analysis data if
applicable, has been considered.
Coastal rehabilitation projects.
As used in this title, "coastal rehabilitation project" shall mean
those projects which serve a public purpose for beach nourishment
necessary to maintain the natural functions of beach areas, maintenance
of the natural passage of sand along coastal areas, emergency breach
closures and similar activities undertaken by the state, a municipality,
or a not-for-profit corporation which demonstrates to the commissioner's
satisfaction that it is financially and otherwise capable of operating
and maintaining the project, for the restoration and rehabilitation of
coastal areas diminished, damaged or destroyed by natural forces.
State assistance payments for coastal rehabilitation
projects.
1. The commissioner is authorized to provide on a competitive basis,
within amounts appropriated, state assistance payments to a municipality
or a not-for-profit corporation toward the cost of any coastal
rehabilitation project approved by the commissioner provided that the
commissioner determines that future physical climate risk due to sea
level rise, and/or storm surges and/or flooding, based on available data
predicting the likelihood of future extreme weather events, including
hazard risk analysis data if applicable, has been considered.
2. The commissioner and a municipality or not-for-profit corporation
may enter into a contract for the undertaking of a coastal
rehabilitation project. Such project shall be recommended to the
commissioner by the governing body of the municipality or not-for-profit
corporation as that term is defined pursuant to subdivision six of
section 54-0101, and when approved by the commissioner, undertaken by
the municipality or not-for-profit corporation pursuant to this article
and any other applicable provisions of law.
3. State assistance payments shall not exceed fifty percent of the
project cost or two million dollars, whichever is less. Such costs are
subject to final computation and determination by the commissioner upon
completion of the project, and shall not exceed the maximum eligible
cost set forth in the contract.
4. Prior to processing applications for state assistance payments
toward the cost of coastal rehabilitation projects, the commissioner
shall promulgate rules and regulations which shall include criteria for
determining eligible expenditures and procedures for governing the
commitment and disbursement of funds appropriated in accordance with
this title. The commissioner shall also promulgate rules and regulations
which shall include application procedures, review processes, and
project approval guidelines and criteria consistent with section
State assistance application procedure and standards.
In the case of coastal rehabilitation projects, a municipality or
not-for-profit corporation, upon the approval of its governing body, may
submit an application to the commissioner, in such form and containing
such information as the commissioner may require, for state assistance
payments toward the cost of a project which is within the state of New
York and which is eligible for state assistance pursuant to this title.
The commissioner shall review such project application and may approve,
disapprove or recommend modifications thereto consistent with applicable
law, criteria, standards or rules and regulations relative to such
projects. Such criteria and standards shall include, but not be limited
to: the consistency of the project with the Coastal Erosion Hazard Areas
Act, article 34 of this chapter, notwithstanding paragraph d of
subdivision three of section 34-0108 of this chapter; the official
coastal policies of the state pursuant to article 42 of the executive
law; the extent of natural damages to the coastal area and the
suitability and feasibility of the project in relation to maintaining
natural resource features and functions; the importance of the coastal
area to recreational resources, fish and wildlife resources, and/or
endangered or threatened species habitat; and the public benefits
provided by the project.
Upon approval of a project application, a municipality or
not-for-profit corporation shall enter into a contract, as further
provided within this article, with the commissioner for state assistance
payments toward the cost of such project to be received pursuant to this
article.
Contracts for state assistance payments for coastal
rehabilitation.
1. The commissioner may, in the name of the state, enter into
contracts with municipalities or not-for-profit corporations, to provide
state assistance payments toward the cost of coastal rehabilitation
projects which shall include the following provisions:
a. an estimate of the costs of the project as determined by the
commissioner;
b. an agreement by the commissioner to make state assistance payments
toward the cost of the project by periodically reimbursing the
municipality or not-for-profit corporation during the progress of
project development or following completion of the project as may be
agreed upon by the parties, in an amount not to exceed the amounts
established elsewhere in this title; and
c. an agreement by the municipality or not-for-profit corporation:
(i) to proceed expeditiously with and complete the project as approved
by the commissioner;
(ii) to undertake and maintain the coastal rehabilitation project in
accordance with applicable law and rules and regulations;
(iii) to provide for the payment of the municipality's or
not-for-profit corporation's share of the cost of the project;
(iv) to assume the full cost of any additional elements or continued
operation of the project;
(v) to repay within one year of notification by the commissioner, any
state assistance payments made toward the cost of the project or an
equitable portion of such monies declared appropriate by the
commissioner, if the municipality or not-for-profit corporation fails to
complete the project as approved. No repayment, however, shall be
required where the commissioner determines that such failure,
disposition or change of use was immediately necessary to protect public
health and safety;
(vi) to apply for and make reasonable efforts to secure federal
assistance for the project; and
(vii) to not sell, lease, or otherwise dispose of or use lands
rehabilitated under this title for any purpose inconsistent with the
project for a period of seven years from the commissioner's approval of
the project.
2. In connection with each contract, the commissioner shall keep
adequate records of the amount of the payment by the state and of the
amount of federal assistance, if any, received by the municipality or
not-for-profit corporation. Such records shall be retained by the
commissioner and shall establish the basis for recalculation of the
state payment as required herein.
State projects.
The commissioner is authorized, within amounts appropriated, to
directly undertake a coastal rehabilitation project pursuant to this
title in accordance with section 1 of chapter 535 of the laws of 1945,
as amended, or as specifically appropriated, on state lands or state
lands underwater.
TITLE 13 Long Island Central Pine Barrens Area and South Shore Estuary Reserve Planning
Long Island central pine barrens area planning.
In order to further the purposes of article 57 of this chapter, the
commissioner shall provide, within amounts appropriated from the
environmental protection fund, state assistance payments for the
preparation of the comprehensive central pine barrens land use plan
pursuant to section 57-0121 of this chapter. State assistance payments
may be made to the central pine barrens joint planning and policy
commission established in article 57 of this chapter for all eligible
costs incurred after April first, nineteen hundred ninety-three. No
monies shall be expended for Long Island central pine barrens area
planning except pursuant to an appropriation therefor.
Long Island south shore estuary reserve planning.
In order to further the purposes of article forty-six of the executive
law, the commissioner shall provide, within amounts appropriated from
the environmental protection fund, state assistance payments for the
preparation of the comprehensive management plan for the Long Island
south shore estuary reserve as provided for in section nine hundred
sixty-six of the executive law. State assistance payments may be made to
the Long Island south shore estuary reserve council established by
section nine hundred sixty-four of the executive law for all eligible
costs incurred after April first, nineteen hundred ninety-four. No
moneys shall be expended for Long Island south shore estuary reserve
management planning except pursuant to an appropriation therefor.
TITLE 15 Climate Smart Community Projects
Definition.
For purposes of this title, "climate smart community projects" shall
mean adaptation and mitigation projects, including flood mitigation and
coastal and riparian resiliency, greenhouse gas reductions outside the
power sector and climate change adaptation planning, and clean vehicle
projects.
Climate smart community projects.
The commissioner, pursuant to appropriation therefor, is authorized to
undertake climate smart community projects.
Eligibility to receive state assistance payments for climate
smart community projects.
Any municipality may apply for state assistance payments toward the
cost of a climate smart community project. Any application must comply
with all applicable rules and regulations determined by the department.
Criteria for climate smart community projects.
Costs incurred prior to April first, two thousand sixteen, shall not
be eligible for state assistance payments funded pursuant to this title.
Projects must demonstrate an ability to identify, mitigate and/or adapt
to climate change vulnerability and risk or demonstrate potential to
reduce greenhouse gas emissions outside the power sector.
State assistance application procedure.
1. A municipality, upon the approval of its governing body, may submit
an application to the commissioner, in such form and containing such
information as the commissioner may require, for state assistance
payments toward the cost of a project which is within the state of New
York and which is eligible for state assistance pursuant to this title.
2. The commissioner shall review such project application and may
approve, disapprove or recommend modifications thereto consistent with
applicable law, criteria, standards or rules and regulations relative to
such projects. In reviewing applications for projects pursuant to this
section, the commissioner shall give due consideration to:
a. the urgency of need to provide state assistance payments for the
project in relation to the provision of monies for other project needs
in the state known at the time such application is made;
b. the project's contribution to the state's climate goals; and
c. the ability of the municipality to pay for the costs of the climate
smart community project.
State assistance payments for climate smart community
projects.
1. Unless otherwise specified by law, the commissioner is authorized
to provide on a competitive basis, within amounts appropriated, state
assistance payments to a municipality toward the cost of any climate
smart community project approved by the commissioner provided that the
commissioner determines that future physical climate risk due to sea
level rise, and/or storm surges and/or flooding, based on available data
predicting the likelihood of future extreme weather events, including
hazard risk analysis data if applicable, has been considered, except
that such determination shall not apply to rebates for eligible
purchases pursuant to section 54-1521 of this title.
2. The commissioner and a municipality may enter into a contract for
the undertaking of a climate smart community project. Such project shall
be recommended to the commissioner by the governing body of the
municipality, and when approved by the commissioner, undertaken by the
municipality pursuant to this article and any other applicable
provisions of law.
3. State assistance payments shall not exceed fifty percent of the
project cost or two million dollars, whichever is less, provided however
if a municipality meets criteria established by the department relating
to either financial hardship or disadvantaged communities pursuant to
section 75-0101 of this chapter, the commissioner may authorize state
assistance payments of up to eighty percent of the project cost or two
million dollars, whichever is less. Such costs are subject to final
computation and determination by the commissioner upon completion of the
project, and shall not exceed the maximum eligible cost set forth in the
contract. A determination of financial hardship shall be based on
criteria that clearly indicates that the municipality is experiencing
significant and widespread financial distress, with primary
consideration given to whether a municipality has a median household
income at or below eighty percent of the state median household income.
4. The commissioner shall promulgate rules and regulations which shall
include criteria for determining eligible expenditures and procedures
for governing the commitment and disbursement of funds appropriated in
accordance with this title. The commissioner shall also promulgate rules
and regulations which shall include application procedures, review
processes, and project approval guidelines and criteria.
Climate change mitigation easements.
A municipality which develops, improves, restores or rehabilitates
real property that is not owned by the municipality pursuant to this
title with funds made available pursuant to this title shall obtain a
climate change mitigation easement from the owner of the real property.
Climate change mitigation easements shall be enforced as conservation
easements are enforced in section 49-0305 of this chapter.
Contracts for state assistance payments for climate smart
community projects.
1. After approval of the application, the commissioner may, in the
name of the state, enter into contracts with municipalities, to provide
state assistance payments toward the cost of climate smart community
projects, which shall include the following provisions:
a. an estimate of the costs of the project as determined by the
commissioner;
b. an agreement by the commissioner to make state assistance payments
toward the cost of the project by periodically reimbursing the
municipality during the progress of project development or following
completion of the project as may be agreed upon by the parties, in an
amount not to exceed the amounts established elsewhere in this title;
and
c. an agreement by the municipality:
(i) to proceed expeditiously with and complete the project as approved
by the commissioner;
(ii) to undertake and maintain the climate smart community project in
accordance with applicable law and rules and regulations;
(iii) to provide for the payment of the municipality's share of the
cost of the project;
(iv) to assume the full cost of any additional elements or continued
operation of the project;
(v) to repay within one year of notification by the commissioner, any
state assistance payments made toward the cost of the project or an
equitable portion of such monies declared appropriate by the
commissioner, if the municipality fails to complete the project as
approved. No repayment, however, shall be required where the commission
determines that such failure, disposition or change of use was
immediately necessary to protect public health and safety; and
(vi) to apply for and make reasonable efforts to secure federal
assistance for the project.
2. In connection with each contract, the commissioner shall keep
adequate records of the amount of the payment by the state, if any,
received by the municipality. Such records shall be retained by the
commissioner and shall establish the basis for recalculation of the
state payment as required herein.
3. The commissioner shall impose such contractual requirements and
conditions upon any municipality which receives state assistance
payments pursuant to this title as may be necessary and appropriate to
ensure that a public benefit shall accrue from the use of public funds
by such municipality. Such conditions shall include limitations on the
right of the municipality to demolish or convey such property,
provisions for public access or use where appropriate, a requirement
that all plans for restoration, rehabilitation, improvement, demolition
or other physical change must be subject to the commissioner's approval,
and such other conditions which shall assure the preservation and
protection of the project.
Powers and duties of the commissioner.
In administering the provisions of this title the commissioner:
1. shall make an itemized estimate of funds or appropriations
requested annually for inclusion in the executive budget;
2. may, in the name of the state, as further provided within this
article, contract to make, within the limitations of appropriation
available therefor, state assistance payments toward the costs of an
approved project. Such contracts shall be subject to approval by the
state comptroller and, as to form, by the attorney general;
3. shall approve vouchers for the payments pursuant to an approved
contract. All such payments shall be paid on the audit and warrant of
the state comptroller; and
4. may perform such other and further acts as may be necessary, proper
or desirable to carry out the provisions of this article.
Powers and duties of a municipality.
A municipality shall have the power and authority to:
1. undertake and carry out any project for which state assistance
payments pursuant to contract are received or are to be received
pursuant to this article and maintain and operate such project;
2. expend money received from the state pursuant to this article for
costs incurred in conjunction with the approved project; and
3. perform such other and further acts as may be necessary, proper or
desirable to carry out a project or obligation, duty or function related
thereto.
Clean vehicle projects.
1. As used in this section, the following terms shall have the
following meanings:
a. "eligible infrastructure project" shall mean any facility (not
including a building and its structural components) that is publicly
available and used primarily for the public charging and/or fueling of
eligible vehicles as defined in this section, including but not limited
to fast chargers, that has received required federal, state and local
permits and authorizations, and complies with applicable zoning
ordinances.
b. "eligible purchase" shall mean the purchase by a municipality to
own or lease for a period of not less than thirty-six months of an
eligible vehicle placed into service on or after April first, two
thousand sixteen at a dealer located within New York.
c. "eligible vehicle" means and includes a new motor vehicle that:
(i) has four wheels;
(ii) was manufactured for use primarily on public streets, roads and
highways;
(iii) the powertrain of which has not been modified from the original
manufacturer's specifications;
(iv) has a maximum speed capability of at least fifty-five miles per
hour; and
(v) is propelled at least in part by an electric motor and associated
power electronics which provide acceleration torque to the drive wheels
sometime during normal vehicle operation, and that draws electricity
from a hydrogen fuel cell or from a battery that:
(A) has a capacity of not less than four kilowatt hours; and
(B) is capable of being recharged from an external source of
electricity.
2. a. Until April 1, 2029, the commissioner, in consultation with the
New York state energy research and development authority, is authorized
to issue rebates until the annual allocation is exhausted to
municipalities toward the cost of any eligible infrastructure projects
which support the development of clean vehicles.
b. The department, in consultation with the New York state energy
research and development authority, shall determine the amount of the
rebate for eligible infrastructure projects, provided that an applicant
for such eligible infrastructure project rebate may receive a maximum
rebate of two hundred fifty thousand dollars per facility, provided
however that infrastructure projects that will maximize access by
multiple public users who might otherwise not have access may receive a
maximum of three hundred thousand dollars per facility.
3. a. Until April 1, 2029, the commissioner, in consultation with the
New York state energy research and development authority, is authorized
to issue rebates until the annual allocation is exhausted to
municipalities toward the cost of eligible purchases of clean vehicles.
b. The department, in consultation with the New York state energy
research and development authority, shall determine the amount of the
rebate taking into consideration the electric range of the vehicle,
provided that a rebate of an eligible purchase shall be not less than
two thousand five hundred dollars per vehicle and not more than thirty
thousand dollars per vehicle.
4. The department, in consultation with the New York state energy
research and development authority, shall promulgate rules to implement
and administer this title including rules relating to the forms required
to claim a rebate, the required documentation for establishing
eligibility for a rebate, procedures and guidelines for claiming a
rebate, and the collection of economic impact data from applicants and
any other requirements the department and New York state energy research
and development authority deem necessary. The department shall determine
and publish on its website on an ongoing basis the amount of available
funding for rebates remaining in each fiscal year.
5. No later than April first, two thousand eighteen and annually
thereafter, the department shall issue a report to the temporary
president of the senate and the speaker of the assembly detailing the
status of its program to encourage the deployment of clean vehicles.
Such report shall include:
a. the amount of funding dedicated by the department for the program
in the preceding year;
b. the number of eligible purchases and eligible infrastructure
projects for which a rebate was awarded;
c. the amount and geographic distribution of rebates; and
d. any other information the department deems necessary.
Climate adaptation and mitigation projects.
1. The commissioner is authorized to provide on a competitive basis,
within amounts appropriated, state assistance payments to a municipality
toward the cost of any climate adaptation or mitigation projects. Such
projects shall include:
a. the construction of natural resiliency measures, conservation or
restoration of riparian areas and tidal marsh migration areas;
b. nature-based solutions such as wetland protections, including
mapping and restoration of freshwater wetlands, to address physical
climate risk due to sea level rise, and/or storm surges and/or flooding,
based on available data predicting the likelihood of future extreme
weather events, including hazard risk analysis data if applicable;
c. relocation or retrofit of facilities to address physical climate
risk due to sea level rise, and/or storm surges and/or flooding based on
available data predicting the likelihood of future extreme weather
events, including hazard risk analysis data if applicable;
d. flood risk reduction;
e. greenhouse gas emission reductions outside the power sector;
f. enabling communities to become certified under the climate smart
communities program, including by developing natural resources
inventories, right sizing of municipal fleets and developing climate
adaptation strategies;
g. climate change adaptation planning and supporting studies,
including but not limited to vulnerability assessment and risk analysis
of municipal drinking water, wastewater, and transportation
infrastructure;
h. to establish and implement easily-replicated renewable energy
projects, including solar arrays, heat pumps and wind turbines in public
low-income housing in suburban, urban and rural areas; and
i. land acquisition, including but not limited to flood mitigation and
coastal riparian resiliency; provided, however, no monies shall be
expended for acquisition by eminent domain.
2. To the fullest extent practicable, it is the policy of the state to
promote an equitable regional distribution of climate adaptation and
mitigation projects, consistent with the purpose of this title, taking
into account regional differences in climate change risks, socioeconomic
conditions and ecological resources.
Restriction on alienation.
Real property acquired, developed, improved, restored or rehabilitated
by a municipality pursuant to paragraph (i) of subdivision one of
section 54-1523 of this title with funds made available pursuant to this
title shall not be sold or disposed of or used for other than public
purposes without the express authority of an act of the legislature,
which shall provide for the substitution of other lands of equal
environmental and fair market value and reasonably equivalent usefulness
and location to those to be discontinued, sold or disposed of, and such
other requirements as shall be approved by the commissioner.
ARTICLE 55 Sole Source Aquifer Protection
Declaration of policy.
It is declared to be the public policy of this state to provide funds
for the preparation and implementation of groundwater watershed
protection plans in order to maintain existing water quality in special
groundwater protection areas within federally designated sole source
aquifer areas contained within counties having a population of one
million or more and to further the implementation of nonpoint source
controls for the protection of the potable supply underlying the entire
recharge area.
Legislative findings.
The legislature finds that:
1. The scientific evidence of groundwater contamination is mounting;
2. Such contamination, once it occurs, is often irreversible;
3. Within this area subject to sole source aquifer designation, due to
their particular rate of recharge and associated hydrogeological
conditions, certain groundwater recharge watershed areas are
particularly critical for the maintenance of large volumes of high
quality groundwater for long periods of time;
4. In the face of mounting cases of groundwater contamination from
toxic organic compounds, nutrients, salts and other pollutants, the
state needs a program for the designation, protection and management of
special groundwater protection areas;
5. It is desirable to maintain natural vegetative and hydrogeologic
conditions in special groundwater protection areas;
6. Prevention of the contamination of high quality groundwater and the
protection of special groundwater protection areas costs substantially
less than measures to mitigate harm following contamination; and
7. There is a demonstrated need to protect, preserve and enhance the
land and water resources of special groundwater protection areas through
a new program which combines the capabilities and resources of the
local, state and federal governments and the private sector.
8. Some of the nonpoint source control strategies developed for the
special groundwater protection areas can be used to minimize further
contamination in developed deep aquifer recharge areas.
Purpose.
It is the purpose of this article to:
1. Establish procedures for the designation of special groundwater
protection areas within designated sole source aquifer areas contained
within counties having a population of one million or more;
2. Acknowledge the variations in hydrogeology, water quality, and land
uses within designated areas, and the existence of certain areas which
are of vital importance in maintaining water quality in the designated
sole source aquifer area;
3. Assure that such vital areas within designated sole source aquifer
areas are protected and managed in such a way as to maintain or improve
existing water quality;
4. Establish procedures for the development and implementation of a
site-specific comprehensive management plan for each designated special
groundwater protection area;
5. Initiate the implementation of a portion of the state groundwater
management program using the Long Island sole source aquifer region as a
model for future state-wide application; and
6. Establish guidelines for federal-state cooperation in the planning,
funding and implementation of special groundwater protection area plans.
Definitions.
Unless the context otherwise requires, the definitions in this section
shall govern the construction of the following terms as used in this
article:
1. "Plan" shall mean the comprehensive management plan established
pursuant to section 55-0115 of this article.
2. "Recharge" shall mean the downward movement of water to the water
table through the soil overlying an aquifer.
3. "Special groundwater protection area" shall mean recharge watershed
area within a designated sole source area contained within counties
having a population of one million or more which is particularly
important for the maintenance of large volumes of high quality
groundwater for long periods of time.
4. "Watershed" shall mean an area where water drains into a specific
basin or reservoir, or, for groundwater, a region where water is
abundantly recharged to the subsurface groundwater reservoir.
Special groundwater protection areas; nomination.
1. Any municipality or person may nominate a special groundwater
protection area within a federally designated sole source aquifer
contained within counties having a population of one million or more.
2. Such a nomination petition shall be sent to the commissioner and
shall include the following information:
(a) whether the special groundwater protection area is a recharge zone
for groundwater with a present or future water supply potential;
(b) whether the special groundwater protection area is largely
undeveloped with tracts of natural vegetation, or natural geological
conditions;
(c) whether the groundwater which is recharged through the special
groundwater protection area is of high quality;
(d) whether the hydrogeologic conditions are such that development
could lead to degradation of water quality;
(e) whether portions of the groundwater within the sole source aquifer
area are already contaminated with toxic organics, nutrients, salts or
other pollutants so as to warrant special protection for areas which
recharge high quality groundwater;
(f) whether maintenance of existing high quality in the groundwater
recharged through the special groundwater protection area would have
significant economic, social, ecological, recreational or aesthetic
benefits for the sole source aquifer area; and
(g) whether degradation of such groundwater would have significant
economic, social, ecological, recreational and aesthetic costs for the
area.
3. The nomination petition shall also identify:
(a) the preliminary boundaries of the special groundwater protection
area or areas;
(b) a brief outline of the plan of work;
(c) a tentative membership list for any advisory committees; and
(d) a reasonable budget request for the project.
Special groundwater protection areas; designation.
1. The commissioner shall review all petitions of nomination for
special groundwater protection areas. If a petition complies with all
the requirements of section 55-0109 of this article, the commissioner
shall certify such compliance and approve the petition. The
commissioner shall determine within thirty days of receipt of the
petition, the completeness of the petition and respond to the petitioner
of his findings. The commissioner shall have ninety days from the date
of receipt to certify in writing to the petitioner that a petition has
been approved, approved with modifications, or disapproved. If a
petition is disapproved, the commissioner shall include in the
notification to the petitioner the reasons for disapproval and allow the
petitioner to resubmit the petition. Any petition resubmission shall
reinitiate the review process. If the commissioner does not respond to
the petitioner within the time prescribed, the petition shall be
considered to be approved.
2. Once a petition has been officially approved, the designated
planning entity shall be eligible for such funds to develop the plan and
comply with all the requirements of this article for a period not to
exceed three years.
Special groundwater protection areas; Long Island
designation.
1. Nine areas shall be designated for the purposes of this article as
special groundwater protection areas. They are identified as follows:
(a) the North Hills area of the town of North Hempstead, Nassau
county;
(b) the area of the Northeastern villages of the town of Oyster Bay,
Nassau county;
(c) the Woodbury road-West Pulaski road area, town of Huntington,
Suffolk county;
(d) the West Hills area of the town of Huntington, Suffolk county;
(e) the Oak Brush Plains of the towns of Babylon and Huntington,
Suffolk county;
(f) the Setauket Pine Barrens, town of Brookhaven, Suffolk county;
(g) the Central Pine Barrens of the towns of Brookhaven, Riverhead and
Southampton, Suffolk county;
(h) the South Fork Morainal Forest of the towns of Southampton and
East Hampton, Suffolk county; and
(i) the Hither Hills area of the town of East Hampton, Suffolk county.
2. Such areas identified for Long Island in this section shall be
addressed concurrently as a single planning project in order to insure
consistency and uniformity in the development of a management plan that
recognizes the regional importance of the special groundwater protection
areas.
3. The preliminary boundaries of the special groundwater protection
areas designated in subdivision one of this section shall be those
identified in the state groundwater management plan except for said
areas designated in paragraphs (a) and (b) of subdivision one of this
section which shall be the same as those areas adopted by the Nassau
County Board of Health pursuant to article ten of the Nassau County
Public Health Ordinance on December twelfth, nineteen hundred
eighty-four. Final boundaries shall be determined on the basis of
information developed in accordance with the requirements of section
55-0115 of this article.
4. Other areas not identified in this section can be petitioned for
according to the guidelines set forth in section 55-0109 of this
article.
5. The Long Island regional planning board is designated as the
planning entity for the nine special groundwater protection areas herein
identified on Long Island, and is authorized to carry out the planning
work specified in this article.
6. An advisory group to be known as the "special groundwater
protection area advisory council" shall be established. The voting
membership shall consist of representatives of the following
organizations: one member from the Nassau county department of health;
one member from the Nassau county department of public works; one member
from the Nassau county planning commission; two members from the Suffolk
county department of health services; one member from the New York state
department of environmental conservation; one member from the New York
state department of health; two members from the New York state
legislative commission on water resource needs of Long Island; two
members from conservation organizations having property or other
interests in one or more of the special groundwater protection areas;
and a member from each town which contains part or all of a special
groundwater protection area. The special groundwater protection area
advisory council shall serve as an advisory group to the Long Island
regional planning board and shall assist in the development, review, and
implementation of the management plan.
7. The Long Island regional planning board shall submit an outline of
the plan of work designed to complete the requirements of sections
55-0115 and 55-0117 of this article, acceptable to the commissioner and
a budget request, therefor.
8. No municipality located within a special groundwater protection
area designated in paragraph (a) of subdivision one of this section
shall use public funds to acquire land within such special groundwater
protection area being used as a recreational facility or open space at
the time of proposed acquisition unless such land is being offered for
sale or a change of use for such land is proposed by the owner thereof.
Comprehensive management plan; contents.
The designated planning entity shall prepare the plan for the special
groundwater protection area. The plan shall be designed to ensure the
non-degradation of the high quality of groundwater recharged within the
special groundwater protection area. Where local plans already exist
which effectuate the goals of this article, such local plans shall be
evaluated and incorporated as is appropriate into the work of the
planning entity. Such plan shall include but not be limited to:
1. A determination of the quality of the existing groundwater
recharged through said special groundwater protection area, the natural
recharge capabilities of the special groundwater protection area
watershed and the dependence of any natural ecosystems in the special
groundwater protection area on the water quality and natural recharge
capabilities of said area;
2. An identification of all known existing and potential point and
non-point sources of groundwater degradation;
3. Development of specific watershed rules and regulations pursuant to
section eleven hundred of the public health law, which are designed to
accomplish the purposes of this article;
4. A map showing the detailed boundary of the special groundwater
protection area or areas as well as a precise written description of
such boundaries;
5. A resource assessment which determines the amount and type of human
development and activity which the ecosystem can sustain while still
maintaining existing ground and surface water quality and protecting
unique ecological features;
6. The identification and proposal of limits on federal, state and
local government financially assisted activities and projects which,
directly or indirectly, may contribute, in any way whatsoever, to any
degradation of such groundwater or any loss of natural surface and
subsurface infiltration or purification capability of the special
groundwater protection area watershed;
7. Development of a comprehensive statement of land use management as
it pertains to the maintenance and enhancement of groundwater quality
and quantity;
8. Proposal of limits on land uses that might have an adverse impact
on water quality and/or recharge capabilities in the special groundwater
protection area;
9. Consideration and proposal of specific techniques, including, but
not limited to: clustering, large lot zoning, purchase, exchange or
donation of conservation easements or development rights, and other
innovative measures sufficient to achieve the objectives of this
section;
10. Designation of specific areas within special groundwater
protection areas suitable and appropriate for public acquisition; and
11. A program for local governmental implementation of the
comprehensive management plan described in this subdivision in a manner
that will insure the continued, uniform, consistent protection of this
area in accord with the purposes of this article.
Comprehensive management plan; approval.
1. The planning entity shall:
(a) consult with appropriate officials of any local, state or federal
agency which has jurisdiction over lands and waters within the area;
(b) consult with the officials of any municipality which has
jurisdiction over lands and waters within areas designated or proposed
as special groundwater protection areas;
(c) consult with interested professional, scientific and citizens'
organizations;
(d) consult with citizen's advisory committees;
(e) transmit any draft and final plan to all affected municipalities
for review and comment; and
(f) conduct public hearings at places within the area, and at such
other places as may be appropriate, for the purpose of providing
interested persons with an opportunity to express their views with
respect to matters covered by the plan.
2. The plan shall be submitted to the commissioner. The plan shall be
accompanied by a transmittal letter in which the planning entity
certifies that:
(a) the plan when implemented will achieve its stated water quality
objectives and protect the ecological values of the special groundwater
protection area which are significant for maintenance of water quality;
(b) the plan requires the exercise of land use and zoning
responsibilities to the greatest extent practicable to regulate the use
of land and water resources in a manner consistent with the purposes of
this article;
(c) the planning entity has afforded adequate opportunity, including
public hearings, for public governmental involvement in the preparation
and review of the plan, and whether such review and comment thereon were
considered in the plan; and
(d) the extent to which adequate assurances have been received from
appropriate local officials that the recommended implementation program
identified in the plan will be initiated within a reasonable time after
the date of approval of the plan and such program will insure effective
implementation of the local aspects of the plan.
3. The commissioner shall review the plan and within ninety days
certify that the plan conforms with all applicable state laws, official
rules and regulations, state water resource management plans, and where
submitted, the nominating petition as defined in section 55-0109 of this
article. As part of the review and certification process, the
commissioner shall also certify the boundaries.
4. If the commissioner finds that the plan is still not in compliance
with applicable state law, official rules and regulations, and state
water resource management plans, after a second review, he shall
withhold approval of all outstanding planning entity claims for
reimbursement pending satisfactory revision of the plan.
5. Upon certification of the plan and the boundaries, the identified
area or areas are officially adopted by the commissioner as special
groundwater protection areas.
6. Upon adoption of the boundaries by the planning entity, the special
groundwater protection areas shall be designated as critical
environmental areas as defined by regulations pursuant to section 8-0113
of this chapter and an environmental impact statement shall be prepared
pursuant to section 8-0109 of this chapter for any action found to have
a significant impact upon such areas. Such statement shall meet the
requirements of the most detailed environmental impact statement
required by section 8-0109 of this chapter or by any rule or regulation
promulgated pursuant to such section. Upon certification of the plan by
the commissioner, such statement shall include a detailed statement of
the effects of any proposed action on, and its consistency with, the
comprehensive management plan of the special groundwater protection area
program, as implemented by the commissioner pursuant to this article.
Local land use regulation within a special groundwater
protection area.
Any land use regulation enacted by any town or village located within
a special groundwater protection area which includes a definition of
"open space" must consider the impact of such definition on the water
quality and/or recharge capabilities of the area. Any such definition of
"open space" may also consider other purposes of open space, including,
but not limited to, protection of habitat, farmland, forest, air
quality, view shed protection and recreation. Provided however, that any
definition of open space that allows for or includes recreational uses,
must provide clear guidance as to which recreational uses, improvements
or facilities serve the purpose of protecting water quality and/or
recharge capabilities. "Land use regulation" shall mean an ordinance or
local law enacted by a municipality with responsibility for zoning and
includes any zoning, subdivision, special use permit or site plan
regulation or any other regulation which prescribes the appropriate use
of property, or scale, location and intensity of development.
ARTICLE 56 Implementation of the Clean Water/clean Air Bond Act of 1996
TITLE 1 General Provisions
Definitions. As used in this article the following terms
shall mean and include:
1. "Aquatic habitat restoration project" means the planning, design,
construction, management, maintenance, reconstruction, revitalization,
or rejuvenation activities intended to improve waters of the state of
ecological significance or any part thereof, including, but not limited
to ponds, bogs, wetlands, bays, sounds, streams, rivers, or lakes and
shorelines thereof, to support a spawning, nursery, wintering,
migratory, nesting, breeding, feeding, or foraging environment for fish
and wildlife and other biota.
2. "Clean water project" means a project undertaken pursuant to title
3 of this article but shall not include navigational dredging projects.
3. "Combined or separate sewer overflow abatement" means the planning,
design, construction of, or improvement to, a system that prevents,
eliminates, or partially eliminates raw untreated sewage from entering
the receiving water as the result of a precipitation event, including
but not limited to temporary storage tanks, pumping stations related
thereto, sewer pipe, and pilot or demonstration technologies.
4. "Cost" means the cost of an approved project, which shall include
appraisal, surveying, engineering and architectural services, plans and
specifications, consultant and legal services, construction and other
direct expenses incident to such project less any federal or state
funds, other than those provided pursuant to this article, for such
project received or to be received.
5. "Drinking water infrastructure project" or "water supply project"
means the planning, design, construction, improvement, or acquisition of
facilities, equipment, sites, or buildings for the supply, control,
treatment, distribution, and transport of drinking water and the testing
and monitoring to ensure the integrity and quality of such water
intended to improve drinking water facilities including achievement of
compliance with the federal safe drinking water act or other applicable
federal law and state drinking water quality goals and standards taking
into consideration the water resources management strategy prepared
pursuant to title twenty-nine of article fifteen of this chapter.
6. "Environmental compliance assistance project" means the planning,
design, construction, improvement, maintenance, or acquisition of
facilities, production processes, equipment, buildings or water or
wastewater infrastructure for compliance with environmental laws and
regulations or other pollution avoidance activities.
7. "Environmental restoration project" means a project to investigate
or to remediate contamination pursuant to title five of this article.
8. "Federal assistance" means funds available, other than by loan,
from the federal government, either directly or through allocation by
the state for construction or program purposes pursuant to any federal
law or program.
9. "Governing body" means:
(a) in the case of a county outside of the city of New York, the
county board of supervisors or other elective governing body;
(b) in the case of a city or village, the local legislative body
thereof, as the term is defined in the municipal home rule law;
(c) in the case of a town, the town board;
(d) in the case of a school district, the board of education thereof;
(e) in the case of a supervisory district, the board of cooperative
educational services thereof;
(f) in the case of a public benefit corporation, the board of
directors, members or trustees thereof;
(g) in the case of a public authority, the governing board of
directors, members, or trustees thereof;
(h) in the case of a not-for-profit corporation, the board of
directors thereof or such other body designated in the certificate of
incorporation to manage the corporation; and
(i) in the case of an Indian tribe, any governing body recognized by
the United States or the state of New York.
10. "Air quality project" means a project undertaken pursuant to title
six of this article.
11. "Hazardous substances" mean substances found on the list of
substances hazardous to the public health, safety or the environment
promulgated pursuant to article 37 of this chapter and petroleum, as
that term is defined in subdivision fifteen of section one hundred
seventy-two of the navigation law.
12. "Heritage area project" means a project undertaken by or through a
municipality, public benefit corporation or a not-for-profit corporation
identified in a management plan prepared and approved by the
commissioner of the office of parks, recreation and historic
preservation in accordance with the provisions of section 35.05 of the
parks, recreation and historic preservation law.
13. "Historic preservation project" means a project undertaken by a
municipality or a not-for-profit corporation to acquire, improve,
restore or rehabilitate property listed on the state or national
registers of historic places, including, but not limited to, projects at
zoos, botanical gardens, and aquaria, to protect the historic, cultural,
archeological, or architectural significance thereof, or undertaken by
the office of parks, recreation and historic preservation to improve,
restore or rehabilitate state historic properties listed on the state or
national registers of historic places to protect the historical,
cultural or architectural significance thereof.
14. "Marine holding tank" means any container aboard any vessel, as
defined in section two of the navigation law, that is designed and used
for the purpose of collecting and storing treated or untreated sewage
from marine toilets.
15. "Municipality" means a local public authority or public benefit
corporation, a county, city, town, village, school district, supervisory
district, district corporation, improvement district within a county,
city, town or village, or Indian nation or tribe recognized by the state
or the United States with a reservation wholly or partly within the
boundaries of New York state, or any combination thereof. In the case of
aquatic habitat restoration projects, the term municipality shall
include the state.
16. "Not-for-profit corporation" means a corporation formed pursuant
to the not-for-profit corporation law and qualified for tax-exempt
status under the federal internal revenue code.
17. "Office" means the office of parks, recreation and historic
preservation.
18. "Open space land conservation project" means acquisition projects
undertaken with willing sellers including, but not limited to, the
purchase of conservation easements, undertaken by the commissioner, the
commissioner of the office of parks, recreation and historic
preservation or by municipalities pursuant to article twenty-five-AAA of
the agriculture and markets law.
19. "Park project" means a project undertaken by a municipality, state
agency, public benefit corporation, public authority, or not-for-profit
corporation for the acquisition, development or improvement of parks,
preserves, beaches, shorefronts, recreational sites and facilities
including construction of structures, roads and parking facilities.
20. "Pollution prevention project" means the planning, design,
construction, improvement, maintenance or acquisition of facilities,
production processes, equipment or buildings owned or operated by
municipalities for the reduction, avoidance, or elimination of the use
of toxic or hazardous substances or the generation of such substances or
pollutants so as to reduce risks to public health or the environment,
including changes in production processes or raw materials; such
projects shall not include incineration, transfer from one medium of
release or discharge to another media, off-site or out-of-production
recycling, end-of-pipe treatment or pollution control.
21. "Responsible party" means a party responsible under applicable
principles of statutory or common law liability to remediate the
contamination located at, or emanating from, real property subject to an
environmental restoration project.
22. "Safe drinking water project" means a project undertaken pursuant
to title 2 of this article.
23. "Small business" means any business which is resident in this
state, independently owned and operated, not dominant in its field, and
employs not more than one hundred individuals.
24. "Solid waste project" means a project undertaken pursuant to title
4 of this article.
25. "Solid waste" shall have the definition set forth in title 5 of
article 27 of this chapter but shall not include hazardous waste as
defined in title 9 of article 27 of this chapter.
26. "State assistance payment" means payment of the state share of the
cost of projects authorized by this act to preserve, enhance, restore
and improve the quality of the state's environment.
27. "Stormwater collecting system" means systems of conduits and all
other constructions, devices, and appliances appurtenant thereto,
designed and used to collect and carry stormwater and surface water,
street wash, and other wash and drainage waters to a point source for
discharge.
28. "Vessel pumpout station" means a project for the planning, design,
acquisition or construction of a permanent or portable device capable of
removing human sewage from a marine holding tank.
29. "Wastewater treatment improvement project" means the planning,
design, construction, acquisition, enlargement, extension, or alteration
of a sewage treatment plant to treat, neutralize, stabilize, eliminate
or partially eliminate sewage or reduce pollutants in treatment plant
effluent or to create mechanisms to transport wastewater to a treatment
plant, including permanent or pilot demonstration wastewater treatment,
outfall and dispersal apparatus, pumping stations integral to such
plants or sewers, sewer pipes, combined sewer overflow abatement,
stormwater collecting systems, vessel pumpout stations, or equipment or
furnishings thereof.
30. "Waterbodies" means waters or waters of the state as defined in
section 17-0105 of this chapter except private waters which do not
provide public access.
31. "Water quality improvement project" means:
(a) wastewater treatment improvement projects;
(b) non-point source abatement and control program projects developed
pursuant to section eleven-b of the soil and water conservation
districts law, title 14 of article 17 of this chapter, section 1455b of
the federal coastal zone management act, or article forty-two of the
executive law;
(c) aquatic habitat restoration projects; and
(d) pollution prevention projects.
32. "Contamination" or "contaminated" shall have the same meaning as
provided in section 27-1405 of this chapter.
Allocation of moneys.
The moneys received by the state from the sale of bonds pursuant to
the Clean Water/Clean Air Bond Act of 1996 shall be disbursed in the
following amounts pursuant to appropriations as specifically provided
for in titles 2, 3, 4, 5, and 6 of this article:
1. For creation of a state safe drinking water program as set forth
in title 2 of this article, three hundred fifty-five million dollars
($355,000,000).
2. For preserving, enhancing, restoring and improving the quality of
water as set forth in title 3 of this article, seven hundred ninety
million dollars ($790,000,000).
3. For solid waste projects as set forth in title 4 of this article,
one hundred seventy-five million dollars ($175,000,000).
4. For restoring and improving contaminated areas and returning them
to productive use as set forth in title 5 of this article, two hundred
million dollars ($200,000,000).
5. For preserving, enhancing, restoring and maintaining the quality
of the air as set forth in title 6 of this article, two hundred thirty
million dollars ($230,000,000).
Powers and duties.
In administering the provisions of this article the respective
commissioner or the secretary of state:
1. shall make an itemized estimate of funds or appropriations
requested annually for inclusion in the executive budget;
2. shall, in the name of the state, as further provided within this
article, contract to make, within the limitations of appropriations
available therefor, state assistance payments toward the cost of a
project approved, and to be undertaken pursuant to this article;
3. shall approve vouchers for the payments pursuant to an approved
contract; and
4. may perform such other and further acts as may be necessary, proper
or desirable to carry out the provisions of this article.
5. Shall give a priority and preference to a project in any brownfield
opportunity area designated pursuant to section nine hundred seventy-r
of the general municipal law.
Powers and duties of a municipality.
A municipality shall have the power and authority to:
1. Undertake and carry out any project for which state assistance
payments pursuant to contract are received or are to be received
pursuant to this article and maintain and operate such project;
2. Expend money received from the state pursuant to this article for
costs incurred in conjunction with the approved project; and
3. Perform such other and further acts as may be necessary, proper or
desirable to carry out a project or obligation, duty or function related
thereto.
Sale of bonds; certain limitations.
Notwithstanding any other section of law, no money received by the
state from the sale of bonds pursuant to the Clean Water/Clean Air Bond
Act of 1996 shall be used to fund any project committed to by the state
in any agreement with New York city regarding the New York city
watershed.
Consistency with federal tax law.
All actions taken pursuant to this article shall be reviewed for
consistency with provisions of the federal internal revenue code and
regulations thereunder, in accordance with procedures established in
connection with the issuance of any tax exempt bonds pursuant to this
article, to preserve the tax exempt status of such bonds.
Compliance with other law.
Every recipient of funds to be made available pursuant to this article
shall comply with all applicable state, federal and local laws.
TITLE 2 Safe Drinking Water Projects
Safe drinking water projects.
Of the moneys received by the state from the sale of bonds pursuant to
the Clean Water/Clean Air Bond Act of 1996, three hundred fifty-five
million dollars ($355,000,000) shall be used for the capitalization of a
drinking water revolving fund administered by the environmental
facilities corporation pursuant to section one thousand two hundred
eighty-five-m of the public authorities law and by the department of
health pursuant to title four of article eleven of the public health law
to finance drinking water infrastructure projects pursuant to the
provisions of paragraph a of subdivision three of section one thousand
two hundred eighty-five-m of the public authorities law, including
financing of the state match for federal capitalization grants for the
drinking water revolving fund.
TITLE 3 Clean Water Projects
Allocation of moneys.
Of the moneys received by the state from the sale of bonds pursuant to
the Clean Water/Clean Air Bond Act of 1996, five hundred ten million
dollars ($510,000,000) shall be available for disbursements for state
assistance payments to municipalities or county soil and water
conservation districts for water quality improvement projects in
accordance with section 56-0303 and for dam safety projects pursuant to
section 56-0311 of this article. One hundred fifty million dollars
($150,000,000) shall be available for disbursements for projects
developed pursuant to section 56-0307, fifty million dollars shall be
available for municipal park projects, and historic preservation, and
heritage area projects developed pursuant to section 56-0309 of this
article and fifty million dollars shall be available for state park
projects. Thirty million dollars ($30,000,000) shall be available for
environmental compliance assistance projects to enhance water quality.
Management programs, plans and projects.
1. Of the moneys received by the state from the sale of bonds pursuant
to the Clean Water/Clean Air Bond Act of 1996, five hundred twenty-five
million dollars ($525,000,000) shall be allocated to water quality
improvement projects identified as follows:
(a) Twenty-five million dollars ($25,000,000) shall be available for
state assistance payments to municipalities for the cost of water
quality improvement projects intended to implement the Hudson River
estuary plan as set forth in section 11-0306 of this chapter.
(b) Two hundred million dollars ($200,000,000) shall be available for
state assistance payments to municipalities for the cost of water
quality improvement projects intended to implement the Long Island Sound
comprehensive conservation and management plan developed pursuant to
section 320 of the federal clean water act.
(c) Fifteen million dollars ($15,000,000) shall be available for state
assistance payments to municipalities for the cost of water quality
improvement projects intended to implement the Lake Champlain management
plan developed pursuant to the federal Lake Champlain special
designation act of 1990.
(d) Seventy-five million dollars ($75,000,000) shall be available for
state assistance payments to municipalities for the cost of water
quality improvement projects intended to implement the Onondaga Lake
plan developed pursuant to the consent order issued by the United States
District Court for the Northern District of New York agreed to among
Onondaga County, the state of New York, and the Atlantic States Legal
Foundation, Inc. Provided, however, that such municipality shall adhere
to the construction timetable set forth in said plan and shall provide
the department with periodic updates as to the progress of said
construction and the prospect of any pilot or demonstration technologies
set forth in said plan. The commissioner shall have discretion not to
make any disbursement until these conditions have been met to his or her
satisfaction and upon the approval of the state comptroller.
(e) Twenty-five million dollars ($25,000,000) shall be available for
state assistance payments to municipalities for the cost of water
quality improvement projects intended to implement the New York/New
Jersey harbor comprehensive conservation and management plan, developed
pursuant to section 320 of the federal clean water act.
(f) Twenty-five million dollars ($25,000,000) shall be available for
state assistance payments to municipalities for the cost of water
quality improvement projects intended to implement the department's
great lakes program developed in accordance with the federal great lakes
critical programs act of 1990 and the great lakes water quality
agreement of 1987, as amended, between the governments of Canada and the
United States of America.
(g) Twenty-five million dollars ($25,000,000) shall be available for
state assistance payments to municipalities for the cost of water
quality improvement projects for the finger lakes and their tributaries
which are approved by the secretary of state pursuant to article
forty-two of the executive law or by the commissioner.
(h) For state assistance payments for the cost of water quality
improvement projects intended for any waters of the state for projects
to support a study of groundwater quality in Long Island or open space
land conservation projects which have been (a) approved by the
commissioner, (b) identified in plans in accordance with section 1455b
of the federal coastal zone management act or article forty-two of the
executive law and approved by the secretary of state, or (c) developed
in accordance with title eleven-b of article two of the soil and water
conservation districts law and approved by the state soil and water
conservation committee and commissioner of agriculture and markets.
(i) Twenty-five million dollars ($25,000,000) shall be available for
the expenses of projects at facilities owned by the state of New York
which enhance the quality of the waters of the state by remedying
environmental deficiencies or complying with environmental laws and
regulations.
(j) Fifty million dollars ($50,000,000) shall be available to
municipalities for wastewater treatment improvement projects and the
cost of municipal flood control projects in villages, towns, and cities
with a population of seventy-five thousand or less.
(k) Thirty million dollars ($30,000,000) shall be available for state
assistance payments to municipalities for the cost of water quality
improvement projects intended to implement the comprehensive
conservation management plan for the peconic estuary developed pursuant
to section 320 of the federal clean water act and for the comprehensive
management plan for the south shore estuary reserve plan developed
pursuant to article forty-six of the executive law.
(l) Thirty million dollars ($30,000,000) shall be available for state
assistance payments through the environmental facilities corporation to
villages, towns, and cities with a population of less than one million,
for environmental compliance assistance projects for businesses which
enhance the quality of the waters of the state through compliance with
environmental laws and regulations, or to remedy or prevent
environmental deficiencies.
(1) The president of the environmental facilities corporation is
authorized to provide state assistance payments to villages, towns, and
cities with a population less than one million, for implementation of
environmental compliance assistance projects which enhance the quality
of the waters of the state.
(2) A village, town, and city with a population of less than one
million may submit an application to the president, in such form and
manner as the president may require, for state assistance payments
toward the cost of environmental compliance assistance projects.
(3) Upon receipt of a request for state assistance application, the
president shall review and, within ninety days from the receipt of a
complete application, may approve, disapprove, or recommend
modifications thereto consistent with applicable law criteria,
standards, or rules and regulations relative to such projects.
(m) Notwithstanding any provision of law to the contrary, amounts
allocated in paragraphs (a), (b), (c), (d), (e), (f) and (g) of this
subdivision may be interchanged between such paragraphs and may be
interchanged to amounts allocated in paragraph (h) of this subdivision.
2. At least three wastewater treatment improvement projects funded
pursuant to this title shall be projects designed to refine innovative
technologies for use in the physical environment of New York state and
serve as a catalyst for technology transfer. Such technologies may
include, but shall not be limited to, technologies that reduce the
amount and toxicity of sewage sludge and effluent; increase reliability
and cost efficiency; reduce energy consumption; or achieve more reliable
pathogen destruction.
Application procedure.
1. Any municipality or soil and water conservation district may make
an application for such state assistance payment, in a manner, form, and
time frame and containing such information as the respective
commissioner, the president of the environmental facilities corporation
or the secretary of state may require. Subject to the provisions of
section thirty-two of the chapter of the laws of 1996 which added this
section, the respective commissioner, the president of the environmental
facilities corporation or the secretary of state shall review such
application and may approve, disapprove, or recommend modifications
thereto consistent with applicable law, criteria, standards, or rules
and regulations relative to such projects.
2. In reviewing such applications for eligibility, the respective
commissioner, the president of the environmental facilities corporation
or the secretary of state shall give due consideration to:
(a) the suitability and feasibility of the project in relation to the
goals of the applicable program or plan;
(b) the priority of the project in relationship to other projects
proposed under the same program or plan. Highest priority shall be
granted to projects which will provide the greatest reduction in
pollutants or most significant habitat improvement. For water quality
improvement projects which have been developed with the assistance of,
or by any other state agencies, the respective commissioner, the
president of the environmental facilities corporation or secretary of
state shall be consulted with when determining the priority of the
project;
(c) the availability of matching funds on the part of the municipality
or the soil and water conservation district to finance the
municipality's or soil and water conservation district's share of the
project cost. In submitting the application, the municipality or soil
and water conservation district shall submit proof to the satisfaction
of the respective commissioner, the president of the environmental
facilities corporation or secretary of state of the availability of such
matching funds; and
(d) the urgency of the need to provide state assistance payments for
the project in relation to the availability of other funding sources and
the municipality's or soil and water conservation district's ability to
finance such project based on the availability of other moneys including
federal funds.
3. Upon approval of an application for such assistance payment, the
respective commissioner, the president of the environmental facilities
corporation or the secretary of state and the municipality or soil and
water conservation district shall enter into a contract for such payment
toward the cost of the approved project which shall include the
following provisions:
(a) A current estimate of the cost of the project as determined by the
respective commissioner, the president of the environmental facilities
corporation or the secretary of state at the time of the execution of
the contract and a specific timetable for progress and completion of the
project;
(b) An agreement by the respective commissioner, the president of the
environmental facilities corporation or secretary of state to make state
assistance payments toward the cost of the project by periodically
reimbursing the municipality or soil and water conservation district for
costs incurred during the progress of the project to the maximum agreed
upon state share. Such costs are subject to final computation and
determination by the respective commissioner, the president of the
environmental facilities corporation or secretary of state upon
completion of the project; and
(c) An agreement by the municipality or soil and water conservation
district to proceed expeditiously with the project and to complete the
project in accordance with the timetable set out in the contract as so
approved by the respective department or authority and with the
conditions of applicable permits, administrative orders, or judicial
orders. A finding by the respective commissioner, the president of the
environmental facilities corporation or secretary of state that the
municipality or soil and water conservation district has not met the
conditions of the contract in good faith shall constitute a material
breach of the contract.
Open space land conservation projects.
1. The commissioner and the commissioner of the office of parks,
recreation and historic preservation are authorized to undertake open
space land conservation projects, in cooperation with willing sellers.
In undertaking projects, the respective commissioner shall give
consideration to the plan prepared pursuant to section 49-0207 of this
chapter. Projects shall develop, expand or enhance water quality
protection or public access to water bodies, including but not limited
to coastlines, aquifers, watersheds, lakes, rivers and streams.
2. Projects which are not identified in the state land acquisition
plan prepared pursuant to section 49-0207 of this chapter shall not be
proposed for acquisition by the state under this section if any town,
village, or city within which such project is located notifies the state
of its objection to such acquisition. Such objection shall be
transmitted by resolution within ninety days of the notification by the
state of its interest in such acquisition to the commissioner of the
office of parks, recreation and historic preservation and shall
effectively prevent the state from undertaking such acquisition.
3. The commissioner or the commissioner of the office of parks,
recreation and historic preservation may enter into an agreement for the
maintenance and operation of open space land conservation projects
outside the Adirondack or Catskill Parks undertaken pursuant to this
section by a municipality, a not-for-profit corporation, or
unincorporated association which demonstrates to the commissioner's
satisfaction that it is financially or otherwise capable of operating
and maintaining the project for the benefit of the public and of
maximizing public access to such project. Any such agreement shall
contain such provisions as shall be necessary to ensure that its
operation and maintenance are consistent with, and in furtherance of,
this article and shall be subject to the approval of the director of the
budget, the comptroller and, as to form, the attorney general.
4. The cost of an open space land conservation project shall include
the cost of preparation of a management plan for the preservation and
beneficial enjoyment of the land acquired pursuant to this section
except where such considerations have already been undertaken as part of
any existing plan applicable to the newly acquired land.
5. The commissioner of agriculture and markets is authorized to
provide state assistance payments to county agricultural and farmland
protection boards, or to municipalities provided the proposed project is
endorsed for funding by the agricultural and farmland protection board
for the county in which the municipality is located, for implementation
of projects identified in agricultural protection plans pursuant to the
program as set forth in article twenty-five-AAA of the agriculture and
markets law.
Park, historic preservation and heritage area projects.
1. For purposes of this section "commissioner" means the commissioner
of the office of parks, recreation and historic preservation.
2. Park projects and historic preservation projects may be undertaken
by the office pursuant to the provisions of this article and other
applicable provisions of law pursuant to the approval of the
commissioner.
3. All historic preservation projects, park projects and heritage
area projects shall be undertaken in the state of New York. Except for
projects undertaken by the state, the total amount of the state
assistance payments toward the cost of any such project shall not exceed
fifty percent of the cost. For the purpose of determining the amount of
the state assistance payments, the cost of the project shall not be more
than the amount set forth in the application for state assistance
payments approved by the commissioner. Park and heritage area projects
shall develop, expand, or enhance public access to water bodies, promote
water based recreation, or enhance the natural, cultural, or historic
aspects of water bodies.
4. The commissioner and a municipality may enter into a contract for
the undertaking by the municipality of an historic preservation project.
Such historic preservation projects shall be recommended to the
commissioner by the governing body of the municipality and, when
approved by the commissioner, may be undertaken by the municipality
pursuant to this title and any other applicable provision of law.
5. The commissioner and a not-for-profit corporation may enter into a
contract for the undertaking by the not-for-profit corporation of an
historic preservation project. Such a historic preservation project
shall be recommended to the commissioner by the governing body of a
not-for-profit corporation which demonstrates to the satisfaction of the
commissioner that it is capable of operating and maintaining such
property for the benefit of the public. Upon approval by the
commissioner, such project may be undertaken pursuant to the provisions
of this title and any other applicable provision of law.
6. The commissioner and a municipality may enter into a contract for
the undertaking by the municipality of a park project. Such park
projects shall be recommended to the commissioner by the governing body
of the municipality, and when approved by the commissioner, may be
undertaken by the municipality pursuant to this title and any other
applicable provisions of law. The office shall also assess existing
parks and recreational opportunities in the municipalities where the
park project is located and shall give preference to projects which are
in or primarily serve areas where demographic and other relevant data
for such areas demonstrate that the areas are densely populated and have
sustained physical deterioration, decay, neglect or disinvestment, or
where a substantial proportion of the residential population is of low
income or is otherwise disadvantaged and is underserved with respect to
the existing recreational opportunities in the area.
7. The commissioner and a not-for-profit corporation may enter into a
contract for the undertaking by the not-for-profit corporation of a park
project on behalf of a municipality. Such a contract shall be contingent
upon the approval of the governing body of each municipality in which
the project is located. Such a project shall be recommended to the
commissioner by the governing body of a not-for-profit corporation which
demonstrates to the satisfaction of the commissioner that it is capable
of operating and maintaining such project for the benefit of the public.
Upon approval by the commissioner, such project may be undertaken
pursuant to the provisions of this title and any other applicable
provision of law. The office shall assess existing parks and
recreational opportunities in the municipalities where the park project
is located and shall give preference to projects which are in or
primarily serve areas where demographic and other relevant data for such
areas demonstrate that the areas are densely populated and have
sustained physical deterioration, decay, neglect or disinvestment, or
where a substantial proportion of the residential population is of low
income or is otherwise disadvantaged and is underserved with respect to
the existing recreational opportunities in the area.
8. The commissioner and a municipality, public benefit corporation or
not-for-profit corporation may enter into a contract, subject to the
approval of the director of the budget, for the undertaking by or
through the municipality, public benefit corporation or not-for-profit
corporation of a heritage area project including parkwide and district
projects identified in a management plan prepared pursuant to section
35.05 of the parks, recreation and historic preservation law. Such
projects shall be subject to an agreement by the heritage area
management entity to operate or cause to be operated any public facility
resulting from such project.
9. A municipality which acquires, develops, improves, restores or
rehabilitates property with funds made available pursuant to this title
may establish reasonable rules and regulations by local law or otherwise
to assure the proper administration and development thereof, provided
that no such rule or regulation which restricts the use of such lands or
facilities by non-residents of the municipality shall be effective
without the approval of the commissioner.
10. The commissioner shall impose such contractual requirements and
conditions upon any municipality and any not-for-profit corporation
which receive state assistance payments pursuant to this title as may be
necessary and appropriate to ensure that a public benefit shall accrue
from the use of public funds by such municipality or not-for-profit
corporation. Such conditions shall include limitations on the right of
the municipality or not-for-profit corporation to demolish or convey
such property, provisions for public access or use where appropriate,
the granting of facade easements to the state, a requirement that all
plans for restoration, rehabilitation, improvement, demolition or other
physical change must be subject to the commissioner's approval, and such
other conditions which shall assure the preservation and protection of
the project.
11. Any not-for-profit corporation which receives state assistance
payments pursuant to this section for the acquisition of land for
outdoor recreation or conservation purposes shall execute a contract
with the commissioner which shall include the following:
(a) An agreement to make and keep the lands accessible to the public
unless the not-for-profit corporation can demonstrate to the
commissioner's satisfaction that public accessibility would be
detrimental to the lands or any natural resources associated therewith;
(b) An agreement not to sell, lease, exchange or donate the lands
except to the state, a local government unit or another qualifying tax
exempt non-profit organization for recreation and conservation purposes
consistent with this title and approved by the commissioner; and
(c) An agreement to execute and convey to the state at no charge a
conservation easement, pursuant to title three of article forty-nine of
this chapter, over the lands to be acquired with state assistance
payments.
12. Real property acquired, developed, improved, restored or
rehabilitated by or through a municipality for park projects undertaken
pursuant to this section with funds made available pursuant to this
section shall not be sold, leased, exchanged, donated or otherwise
disposed of or used for other than public park purposes without the
express authority of an act of the legislature, which shall provide for
the substitution of other lands of equal environmental value and fair
market value and reasonably equivalent usefulness and location to those
to be discontinued, sold or disposed of, and such other requirements as
shall be approved by the commissioner.
13. Real property acquired by a not-for-profit organization with funds
made available pursuant to this section for park projects undertaken
pursuant to this section shall not be used in violation of an agreement
entered into pursuant to this section, or sold, leased, exchanged,
donated or otherwise disposed of without the express authority of an act
of the legislature.
14. The commissioner shall adopt, prior to the acceptance of
applications for park, historic preservation and heritage area projects,
rules and regulations which shall include eligibility requirements,
application procedures, office ranking and review processes, project
approval guidelines and criteria, and funding distribution necessary for
all state assistance payment programs established pursuant to this
title.
15. Notwithstanding any other provision of law, no state assistance
payment under this article may be applied, with respect to any project
located within the area of New York county bounded by (a) the northern
boundary of Fifty-ninth street and Fifty-ninth street extended; (b) the
United States pierhead line; (c) the northern boundary of the area known
as Battery Park City; and (d) eight hundred feet inland easterly from
the United States bulkhead line:
(i) for, other than for recreational use or access inland of the
existing bulkhead line, any roads, bridges, ramps or parking facilities
or sewers or water mains;
(ii) for any site improvement, including sewers, or water mains, to
support residential, industrial or commercial development;
(iii) to excavate, place fill or plantings in, or place any piling,
platform or structure, including a floating structure, in the Hudson
river; or
(iv) to plan, evaluate or study any project involving such excavation
or placement as described in subparagraph (iii) of this paragraph; and
provided further that no contract, or subcontract, with a public benefit
corporation, public authority, or any other person or entity, or
municipality other than the city of New York shall be entered into for
any state assistance payments under this article with respect to any
project, or portion thereof, located in the area described in this
subdivision without the affirmative approval of the community board or
boards wherein the project, or portion thereof, will be located.
16. Notwithstanding the provisions of this section, moneys received
from the sale of bonds pursuant to the Clean Water/Clean Air Bond Act of
1996, and available for disbursements for projects developed pursuant to
this section, shall also be available for state assistance payments to
municipalities and not-for-profit corporations for the capital cost of
projects described in subdivision nine of section 44-0119 of this
chapter and subject to the review delineated in subdivision ten of
section 44-0119 of this chapter. Such monies shall be subject to
appropriation.
Dam safety projects.
Of the moneys received by the state from the sale of the bonds
pursuant to the Clean Water/Clean Air Bond Act of 1996, fifteen million
dollars shall be used for state assistance payments to municipalities
for the cost of dam safety projects which have been approved by the
commissioner.
TITLE 4 Solid Waste Projects
Allocation of moneys.
Of the moneys received by the state from the sale of bonds pursuant to
the Clean Water/Clean Air Bond Act of 1996 to be used for solid waste
projects, fifty million dollars ($50,000,000) shall be available for
disbursements for municipal landfill projects, excluding any landfill
closure project in the city of New York; fifty million dollars
($50,000,000) shall be available for disbursements for municipal
recycling projects, of which twenty-five million dollars ($25,000,000)
shall be available for municipal recycling projects in the city of New
York; and seventy-five million dollars ($75,000,000) shall be available
for disbursements for the closure of Fresh Kills Landfill in the city of
New York.
Municipal landfill projects.
1. As used in this title the following terms mean and include:
(a) "Landfill" means a disposal facility or part of one at which solid
waste, or its residue after treatment, is intentionally placed in or on
land, and at which solid waste will remain after closure and which is
not a land spreading facility, a surface impoundment, or an injection
well.
(b) "Municipal landfill closure project" means activities undertaken
to close, including by reclamation, a landfill owned or operated by a
municipality to achieve compliance with regulations promulgated by the
department, or activities undertaken to implement a landfill gas
management system project.
(c) "Landfill gas management system" means a system for the control,
capture, and management of gas created within and emitted from a solid
waste landfill.
(d) "Adirondack landfill project" means a project undertaken by the
state and a municipality or municipalities, where such project has the
effect of eliminating the potential for the disposal of waste
originating outside the Adirondack park at a municipal solid waste
landfill located within the Adirondack park.
2. A municipality, upon the approval of its governing body, may submit
an application to the commissioner, in such form and containing such
information as the commissioner may require, for state assistance
payments toward the cost of a municipal landfill closure project
incurred after April first, nineteen hundred ninety-three or Adirondack
landfill project which is within the state of New York and which is
eligible for state assistance pursuant to this title.
3. The commissioner shall review such project application and may
approve, disapprove or recommend modifications thereto consistent with
applicable law, criteria, standards or rules and regulations relative to
such projects. In reviewing applications for projects pursuant to this
section, the commissioner shall give due consideration to:
(a) the urgency of need to provide state assistance payments for the
project in relation to the provision of monies for other project needs
in the state known at the time such application is made;
(b) any adverse environmental impact resulting from the municipal
landfill, including effects on groundwater; and
(c) the ability of the municipality to pay for the costs of the
project.
4. After approval of an application, the commissioner and the
municipality shall enter into a contract for state assistance payments
toward the cost of such project which shall include the following
provisions:
(a) A current estimate of the cost of the project as determined by the
commissioner at the time of the execution of the contract.
(b) An agreement by the commissioner to make state assistance payments
toward the cost of the project by periodically reimbursing the
municipality for costs incurred during the progress of the project to a
maximum of either fifty percent of the cost, or ninety percent of the
cost for a municipality with a population smaller than thirty-five
hundred as determined by the current federal decennial census, or two
million dollars, whichever is less. The commissioner may consider
landfill gas management projects separately from landfill closure
projects. Such costs are subject to final computation and determination
by the commissioner upon completion of the project. For purposes of this
subdivision, the approved project cost shall be reduced by the amount of
any specific state assistance payments for landfill closure purposes
received by the municipality from any source; provided, however, that
non-specific state assistance payments such as amounts paid pursuant to
section fifty-four of the state finance law, shall not be included in
such cost reduction.
(c) An agreement by the municipality to proceed expeditiously with the
project and to complete the project in accordance with plans and reports
approved by the department and with the conditions of applicable
permits, administrative orders or judicial orders.
5. In administering the provisions of this title the commissioner:
(a) shall make an itemized estimate of funds or appropriations
requested annually for inclusion in the executive budget;
(b) may, in the name of the state, as further provided within this
article, contract to make, within the limitations of appropriations
available therefor, state assistance payments toward the costs of an
approved project. Such contracts shall be subject to approval by the
state comptroller and, as to form, by the attorney general;
(c) shall approve vouchers for the payments pursuant to an approved
contract. All such payments shall be paid on the audit and warrant of
the state comptroller; and
(d) may perform such other and further acts as may be necessary,
proper or desirable to carry out the provisions of this article.
6. A municipality shall have the power and authority to:
(a) undertake and carry out any project for which state assistance
payments and loans pursuant to contract are received or are to be
received pursuant to this article and maintain and operate such project;
(b) expend money received from the state pursuant to this article for
costs incurred in conjunction with an approved project; and
(c) perform such other and further acts as may be necessary, proper or
desirable to carry out a project or obligation, duty or function related
thereto.
7. Any municipal solid waste landfill or portion thereof that has
closed or is in the process of closing that is required by federal or
state law or regulation to install a landfill gas management system
shall be eligible for state assistance for such landfill gas management
system project pursuant to this section.
8. Notwithstanding paragraph (b) of subdivision four of this section,
the commissioner, the commissioners of the Adirondack park agency, and
such other state agencies as may be appropriate, may enter into an
agreement with a municipality or municipalities for an Adirondack
landfill project, the capital costs of which shall be eligible for state
assistance payments pursuant to this section. Such project may be part
of a locally created, region wide solution to the solid waste problems
within the adirondack park.
Municipal recycling projects.
1. As used in this section the following terms mean:
(a) "Recyclables recovery equipment" means structures, machinery or
devices, singly or in combination, designed, constructed and required
primarily to separate, process, modify, convert, treat, or prepare
collected solid waste, including household hazardous waste, which is
included as part of a recyclables recovery program so that component
materials or substances or recoverable resources may be used as a raw
material for new products or for useful purposes other than for energy
recovery.
(b) "Recyclables recovery program" means a program undertaken by a
municipality consistent with requirements of section one hundred
twenty-aa of the general municipal law to provide for the
environmentally sound recovery of recyclables, primarily involving the
collection, aggregation and processing of recyclable materials for their
use as raw materials for new products or for other useful purposes other
than for energy recovery, through facilities planned, designed and
constructed to ensure environmental protection and to maximize the
potential for recyclables recovery. Such program shall have been
approved by the commissioner and undertaken consistent with any local
solid waste management plan pursuant to section 27-0107 of this chapter.
(c) "Recycling project" means recyclables recovery equipment, source
separation equipment, a recyclables recovery program or any combination
thereof required by a recyclables recovery program.
(d) "Source separation equipment" means municipally owned:
(i) add-ons or trailers designed to modify collection vehicles to
allow sorting and separation of collected wastes held for the purpose of
recycling;
(ii) containers for the source separation and temporary storage of
recyclable wastes by commercial, industrial and institutional
generators, and for the source separation and temporary storage of
recyclable materials by single family and multiple family dwellings
prior to collection;
(iii) bins, sheds or other facilities for the temporary storage of
materials prior to transport for the purposes of recycling; and
(iv) collection vehicles specifically designed to hold and transport
source-separated recyclables.
2. State assistance payments toward the cost of municipal recycling
projects shall be made pursuant to this title with the approval of the
commissioner.
3. In reviewing applications for state assistance payments for
municipal recycling projects, the commissioner shall give due
consideration to:
(a) the adequacy of the municipality's recycling program and its
relationship to the needs and plans of other municipalities; provided,
however, that such adequacy shall be determined in part by the efforts
undertaken to date by the municipality to implement a mandatory source
separation law or ordinance required pursuant to section one hundred
twenty-aa of the general municipal law;
(b) the suitability and feasibility of the project in relation to the
recycling program and the area to be served;
(c) the proportion of solid waste for which recyclables recovery is
contemplated and the extent to which the project is consistent with the
statewide solid waste recycling goals established under the state solid
waste management plan, pursuant to section 27-0103 of this chapter;
(d) the potential for coordination and consolidation of solid waste
management practices among municipalities within specified areas,
regions or planning units;
(e) the implementation of the system or components thereof and their
expected terms of usefulness, singly or in combination;
(f) the present and projected population, land use, and rates and
composition of solid waste generation;
(g) the potential or contemplated markets for recovered recyclables
and the extent to which the full avoided costs of proper collection,
transportation and disposal of source separated recyclables are, or are
projected to be, greater than the cost of collection, transportation and
sale of said recyclables less the amount received from the sale of said
recyclables;
(h) the intergovernmental arrangements integral to the project;
(i) the non-governmental arrangements integral to the project;
(j) the urgency of the project, in relationship to all recyclables
recovery program needs in the state; and
(k) the environmental soundness of the project, including assurance
that the project will meet all applicable laws, criteria, and rules and
regulations.
4. A municipality, upon the approval of its governing body, may submit
an application to the commissioner, in such form and containing such
information as the commissioner may require, for state assistance
payments toward the cost of municipal recycling projects incurred after
April first, nineteen hundred ninety-three which is within the state of
New York and which is eligible for state assistance pursuant to this
title. The commissioner shall review such project application and may
approve, disapprove or recommend modifications thereto consistent with
applicable law, criteria, standards or rules and regulations relative to
such projects. Upon approval of a project application, a municipality
shall enter into a contract, as further provided within this article,
with the commissioner for state assistance payments toward the cost of
such project to be received pursuant to this article.
5. The commissioner may, in the name of the state, enter into
contracts with municipalities to provide state assistance payments
toward the cost of municipal recycling projects which shall include the
following provisions:
(a) an estimate of the costs of the project as determined by the
commissioner;
(b) an agreement by the commissioner to make state assistance payments
toward the cost of the project by periodically reimbursing the
municipality, during the progress of project development or following
completion of the project as may be agreed upon by the parties, in an
amount not to exceed the amounts established elsewhere in this title;
and
(c) an agreement by the municipality:
(i) to proceed expeditiously with and complete the project as approved
by the commissioner;
(ii) to operate and maintain the municipal recycling project in
accordance with applicable laws and rules and regulations;
(iii) to provide for the payment of the municipality's share of the
cost of the project;
(iv) to continue, upon evaluation of its effectiveness, operation of
the project and not to dispose of the project or any portion thereof or
change its use without the approval of the commissioner;
(v) to assume the full cost of any continued operation of the project
and to assume the full cost of any continued operation for a period no
less than three years;
(vi) to repay within one year of notification by the commissioner, any
state assistance payments made toward the cost of the project or an
equitable portion of such moneys declared appropriate by the
commissioner, if the municipality:
(A) fails to complete the project as approved;
(B) fails to continue operation of the project;
(C) disposes of the project, or any portion thereof, without the prior
written approval of the respective commissioner; or
(D) changes the use of the project, or any portion thereof, without
the prior written approval of the commissioner. No repayment, however,
shall be required where the commissioner determines that such failure,
disposition or change of use was immediately necessary to protect public
health and safety;
(vii) to apply for and make reasonable efforts to secure federal
assistance for the project; and
(viii) to not sell, lease or otherwise dispose of or use lands
acquired under this title for any purpose inconsistent with the project
under which such land is acquired.
In connection with each contract, the commissioner shall keep adequate
records of the amount of the payment by the state and of the amount of
federal assistance, if any, received by the municipality. Such records
shall be retained by the commissioner and shall establish the basis for
recalculation of the state payment as required herein.
Fresh Kills landfill closure project.
1. The commissioner, in the name of the state, may enter into a
contract with the city of New York for state assistance payments for the
Fresh Kills landfill closure project.
2. After approval of an application, the commissioner and the
municipality shall enter into a contract for state assistance payments
toward the cost of such project which shall include the following
provisions:
(a) A current estimate of the cost of the project as determined by the
commissioner at the time of the execution of the contract.
(b) An agreement by the commissioner to make state assistance payments
toward the cost of the project by periodically reimbursing the
municipality for costs incurred during the progress of the project.
Such costs are subject to final computation and determination by the
commissioner upon completion of the project. For purposes of this
subdivision, the approved project cost shall be reduced by the amount of
any specific state assistance payments for landfill closure purposes
received by the municipality from any source; provided, however, that
non-specific state assistance payments, such as amounts paid pursuant to
section fifty-four of the state finance law, shall not be included in
such cost reduction.
(c) An agreement by the municipality to proceed expeditiously with
the project and to complete the project in accordance with plans and
reports approved by the department and with the conditions of applicable
permits, administrative orders or judicial orders.
TITLE 5 Environmental Restoration Projects
Allocation of moneys.
1. Of the moneys received by the state from the sale of bonds pursuant
to the Clean Water/Clean Air Bond Act of 1996, two hundred million
dollars ($200,000,000) shall be available for disbursements for
environmental restoration projects.
2. Beginning in state fiscal year two thousand fifteen--two thousand
sixteen, environmental restoration projects may be funded using the
proceeds of bonds issued pursuant to section twelve hundred
eighty-five-q of the public authorities law provided that funding for
such projects shall conform to the limitations provided in subdivision
one of such section.
Definitions.
1. "Community based organization" shall mean a not-for-profit
corporation, exempt from taxation under section 501(c)(3) of the
internal revenue code whose stated mission is promoting reuse of
brownfield sites within a specified geographic area in which the
community based organization is located, which has twenty-five percent
or more of its board of directors residing in the community in such
area; and represents a community with a demonstrated financial need.
"Community based organization" shall not include any not-for-profit
corporation that has caused or contributed to the release or threatened
release of contamination from or onto the brownfield site, or any
not-for-profit corporation that generated, transported, or disposed of,
or that arranged for, or caused, the generation, transportation, or
disposal of contamination from or onto the brownfield site. This
definition shall not apply if more than twenty-five percent of the
members, officers or directors of the not-for-profit corporation are or
were employed by or receiving compensation from any person responsible
for a site under title thirteen of article twenty-seven of this chapter
or article twelve of the navigation law or under applicable principles
of statutory or common law liability.
1-a. "Contamination" or "contaminated" shall have the same meaning as
provided in section 27-1405 of this chapter.
2. "Cost", for purposes of this title, shall have the same meaning as
provided in subdivision four of section 56-0101 of this article, except
that such term shall not include the requirement to reduce the cost of
an approved project in accordance with any federal or state funds for
the project received or to be received by the municipality.
3. "Environmental restoration investigation project" shall mean a
project, undertaken in accordance with the requirements of this title,
to investigate contamination located in, on, or emanating from real
property held in title by a municipality.
4. "Environmental restoration remediation project" shall mean a
project, undertaken in accordance with the requirements of this title,
to remediate contamination located in, on, or emanating from real
property held in title by a municipality.
5. "Municipality", for purposes of this title, shall have the same
meaning as provided in subdivision fifteen of section 56-0101 of this
article, except that such term shall not refer to a municipality that
generated, transported, or disposed of, arranged for, or that caused the
generation, transportation, or disposal of contamination located at real
property proposed to be investigated or to be remediated under an
environmental restoration project. For purposes of this title, the term
municipality includes a municipality acting in partnership with a
community based organization.
6. "State assistance", for purposes of this title, shall mean in the
case of a contract authorized by subdivision one of section 56-0503 of
this title, payments made to a municipality to reimburse the
municipality for the state share of the costs incurred by the
municipality to undertake an environmental restoration project or in the
case of a written agreement authorized by subdivision three of section
56-0503 of this title, costs incurred by the state to undertake an
environmental restoration project but not reimbursed by a municipality.
Environmental restoration projects; state assistance.
1. The commissioner may enter into a contract with a municipality to
provide state assistance to such municipality to undertake an
environmental restoration project. The amount of state assistance
payment for such project shall be up to an amount of:
(a) ninety percent of the eligible costs of such project, subject to
the provisions set forth in paragraph (b) of this subdivision;
(b) one hundred percent of the eligible costs of any remediation
directed by the department to be undertaken outside the boundaries of
the real property that is subject to an environmental restoration
project approved by the department.
2. In addition to such other terms and conditions that the
commissioner may deem to be appropriate, a contract authorized by
subdivision one of this section shall provide as follows:
(a) An estimate of the cost of such project as determined by the
commissioner at the time of such contract's execution;
(b) An agreement by the commissioner to periodically reimburse the
municipality for eligible costs incurred during the progress of such
project. Such payments shall be subject to final computation and
determination of the total state assistance share of the eligible costs
of the entire environmental restoration project;
(c) A provision that the municipality shall assist in identifying a
responsible party by searching local records, including property tax
rolls, or document reviews, and if, in accordance with the required
departmental approval of any settlement with a responsible party, any
responsible party payments become available to the municipality, before,
during or after the completion of an environmental restoration project,
which were not included when the state share was calculated pursuant to
this section, the state assistance share shall be recalculated, and the
municipality shall pay to the state, for deposit into the environmental
restoration project account of the hazardous waste remedial fund
established under section ninety-seven-b of the state finance law, the
difference between the original state assistance payment and the
recalculated state share. Recalculation of the state share shall be done
each time a payment from a responsible party is received by the
municipality;
(d) A provision that if any monies received from the disposition of
the real property subject to an environmental restoration project exceed
the municipality's cost of such property, including taxes owed to the
municipality upon acquisition, and the municipality's cost of the
environmental restoration project, the amount of such excess necessary
to reimburse the state of New York for the state assistance provided to
the municipality under this title shall be paid to the state of New York
for deposit into the environmental restoration project account of the
hazardous waste remedial fund established under section ninety-seven-b
of the state finance law;
(e) An agreement by the municipality to proceed expeditiously with and
complete such project in accordance with plans approved for payment of
the municipality's share of such project's cost;
(f) An agreement by the municipality that it shall prepare and
implement a public participation plan for environmental restoration
projects undertaken pursuant to this title. The requirements of the plan
shall be governed by decision of the municipality to proceed with
remediation of the property under this title. However, in all cases,
implementation of the plan shall be completed as part of the project. In
those cases where the municipality does not intend to proceed with
remediation of the property, the plan shall provide timely and
accessible disclosure of the results of the investigation to the
interested public. The plan shall provide for adequate public notice of
the availability of the investigation results; an opportunity for
submission of written comments; and a filing of a notice of the results
of the investigation as authorized by subdivision three of section three
hundred sixteen-b of the real property law. Where the municipality
intends to proceed with remediation of the property under this title,
the plan shall provide opportunities for early, inclusive participation
prior to the selection of a preferred course of action, facilitate
communication, including dialogue among the municipality, the
department, and the interested public, and provide timely and accessible
disclosure of information. At a minimum, the design of the plan shall
take into account the scope and scale of the proposed environmental
restoration remediation project, local interest, and other relevant
factors. The plan shall also provide for: adequate public notice of the
availability of a draft remedial plan; a forty-five day period for
submission of written comments; a public meeting on such plan if
substantive issues are raised by members of the affected community; and
technical assistance if so requested by members of the affected
community. Provided, however, that the requirements of this subdivision
shall not apply to interim remedial measures undertaken as part of an
environmental restoration project to address emergency site conditions.
In such instance, the department or such persons implementing the
interim remedial measure or making the request shall conduct public
participation activities as the department deems necessary and
appropriate under such circumstances.
(g) An agreement by the municipality that it shall put into place any
engineering and/or institutional controls (including environmental
easements pursuant to title thirty-six of article seventy-one of this
chapter) that the department may deem necessary to allow the
contemplated use to proceed, that such engineering and/or institutional
controls shall be binding on such municipality, any successor in title,
and any lessees and that any successors in title and any lessees cannot
challenge state enforcement of such controls;
(h) In the event that such engineering controls and/or institutional
controls are necessary, the municipality shall develop a plan consistent
with the requirements set forth in section 27-1415 of this chapter. Such
plan shall be approved by the department. Failure to implement the plan
or maintain such controls shall constitute a violation of such contract
and shall terminate for the duration of such failure the protection
afforded under subdivision one of section 56-0509 of this title;
(i) In the event that an easement is required, such municipality shall
cause such easement to be recorded and indexed in accordance with the
requirements set forth in title thirty-six of article seventy-one of
this chapter; and
(j) A provision that exempts a municipality and any successor in title
from the requirement to obtain any state or local permit or other
authorization for any activity needed to implement a project to
investigate or remediate contamination pursuant to this title; provided
that the activity is conducted in a manner which satisfies all
substantive technical requirements applicable to like activity conducted
pursuant to a permit.
3. The department may undertake an environmental restoration project
on behalf of a municipality upon request. If the department undertakes
the project on behalf of the municipality, the state shall enter into a
written agreement with the municipality and the agreement shall require
the municipality to periodically provide its share to the state for
costs incurred during the progress of such project. The municipality's
share shall be the same as would be required under subdivision one of
this section. The agreement shall include all provisions specified in
subdivision two of this section as appropriate.
Environmental restoration projects; criteria.
1. The department shall determine the eligibility of an environmental
restoration project for state assistance under this title based upon the
following criteria:
(a) the benefit to the environment realized by the expeditious
remediation of the property proposed to be subject to such project;
(b) the economic benefit to the state by the expeditious remediation
of the property proposed to be subject to such project;
(c) the potential opportunity of the property proposed to be subject
to such project to be used for public recreational purposes;
(d) real property in a designated brownfield opportunity area pursuant
to section nine hundred seventy-r of the general municipal law; and
(e) the opportunity for other funding sources to be available for the
remediation of such property, including, but not limited to, enforcement
actions against responsible parties (other than the municipality to
which state assistance was provided under this title; or a successor in
title, lender, or lessee who was not otherwise a responsible party prior
to such municipality taking title to the property), state assistance
payments pursuant to title thirteen of article twenty-seven of this
chapter, and the existence of private parties willing to remediate such
property using private funding sources. Highest priority shall be
granted to projects for which other such funding sources are not
available.
2. The department shall not enter into a contract with a municipality
pursuant to section 56-0503 of this title for an environmental
restoration project for any site listed in the registry of inactive
hazardous waste sites under section 27-1305 of this chapter and given a
classification as described in subparagraph one or two of paragraph b of
subdivision two of such section 27-1305.
3. The remediation objective of an environmental restoration
remediation project shall meet the same standard for protection of
public health and the environment that applies to remedial actions
undertaken pursuant to section 27-1313 of this chapter.
4. After completion of such project, the municipality may use the
property for public purposes or may dispose of it. If the municipality
shall dispose of such property by sale to a responsible party, such
party shall pay to such municipality, in addition to such other
consideration, an amount of money constituting the amount of state
assistance provided under this title plus accrued interest and
transaction costs and the municipality shall deposit that money into the
environmental restoration project account of the hazardous waste
remedial fund established under section ninety-seven-b of the state
finance law.
5. In the event that an environmental restoration project's
remediation objective shall not have been attained to the department's
satisfaction at the time of the municipality's disposition of such
property, such municipality shall be liable to ensure that such
objective is attained within the time called for in the state assistance
contract.
Recovery of state assistance.
1. A municipality receiving state assistance under this title
undertakes an environmental restoration project as agent of the state
with respect to the incurrence of eligible costs.
2. The state shall make all reasonable efforts to recover the full
amount of any state assistance provided under this title through
litigation brought under this section or other statute or under the
common law, or through cooperative agreements, with responsible parties
(other than the municipality to which state assistance was provided
under this title; or a successor in title, lender, or lessee who was not
otherwise a responsible party prior to the municipality's taking title
to such property).
3. Any and all monies recovered or reimbursed pursuant to this section
shall be deposited into the environmental restoration project account of
the hazardous waste remedial fund established under section
ninety-seven-b of the state finance law.
Foreclosure of a tax lien.
Notwithstanding any general, special or local law or ordinance to the
contrary:
1. upon the commencement of a proceeding to foreclose a tax lien, the
taxing district bringing the proceeding or any taxing district other
than the one foreclosing the tax lien, having any right, title, or
interest in, or lien upon, any parcel described in the petition of
foreclosure may upon twenty days notice to all parties having any right,
title, or interest in, or lien upon such parcel, move, at a special term
in the court in which the foreclosure proceeding was brought, for an
order granting such taxing district the temporary incidents of ownership
of such parcel for the sole purpose of entering the parcel and
conducting an environmental restoration investigation project upon such
parcel.
2. unless prior to the return date of the motion brought pursuant to
this section the parcel has been redeemed by a party having the right of
redemption, the court shall enter an order granting such relief to such
taxing district, or, if more than one taxing district applies for such
right, to the taxing district which the court determines has the
greatest public interest, but, where possible and proper, preferences
for such relief should be accorded first to cities and villages, second
to towns, and third to counties. Such order shall be granted upon such
terms and conditions as the court shall deem just and proper to permit
the environmental investigation to go on unhindered as well as to
protect the interests of all other parties having a right, title, or
interest in such parcel. Such order shall act as a stay to the
foreclosure action on such parcel until the environmental restoration
investigation project has been completed and the final investigation
report filed with the court pursuant to subdivision four of this section
or such other time as the court may deem proper, and particularly upon a
finding by the court that the investigation has not been carried out in
an expeditious manner.
3. such temporary incidents of ownership by such taxing district shall
also qualify it as being the owner of such property to be eligible for
funding from the state of New York for such environmental restoration
investigation project under this article or for such funding from any
source pursuant to any other state, federal, or local law, but such
incidents of ownership shall not be sufficient to qualify it as the
owner of such property for the purposes of holding it wholly or
partially liable for any damages, past, present, or future from any
release of any hazardous material, substance, or contaminant into the
air, ground, or water, unless such release was caused by such taxing
district.
4. within thirty days of the completion of the environmental
restoration investigation project and the receipt by the taxing
jurisdiction of the final report of such investigation, such taxing
jurisdiction shall file such report with the court on notice to the
court and all other parties of record, and the stay of the foreclosure
shall be lifted (unless lifted earlier by a prior court order), and all
incidents of temporary ownership of the taxing jurisdiction that was
awarded such taxing district, except any right for the environmental
restoration investigation project to be funded, shall cease to exist,
and nothing in this subdivision shall preclude the taxing jurisdiction
that conducted the environmental restoration investigation project or
the taxing jurisdiction that commenced the foreclosure action, if it is
a different taxing jurisdiction than the taxing jurisdiction which
conducted the investigation, from withdrawing the parcel from
foreclosure pursuant to section eleven hundred thirty-eight of the real
property tax law.
5. all costs associated with any environmental restoration
investigation project conducted pursuant to the authority of this
section shall be added to the taxes owed to, and the tax lien of, the
taxing district that undertook the environmental restoration
investigation project pursuant to this section.
Liability limitation.
1. (a) Notwithstanding any other provision of law and except as
provided in subdivision two of this section and in paragraph (h) of
subdivision two of section 56-0503 of this title, the following shall
not be liable to the state upon any statutory or common law cause of
action, or to any person upon any statutory cause of action arising out
of the presence of any contamination in or on property at any time
before the effective date of a contract entered into pursuant to this
title or written agreement pursuant to subdivision three of section
56-0503 of this title:
(i) a municipality receiving state assistance under this title to
undertake, or under written agreement pursuant to subdivision three of
section 56-0503 of this title for the state to undertake an
environmental restoration project and complying with the terms and
conditions of the contract or written agreement pursuant to subdivision
three of section 56-0503 of this title providing such assistance; and
(ii) a successor in title to the real property subject to an
environmental restoration project; any lessee of such property; and any
person that provides financing to such party relative to the
remediation, restoration, or redevelopment of such property; provided
that such successor in title, lessee, or lender did not generate,
arrange for, transport, or dispose, and did not cause the generation,
arrangement for, transportation, or disposal of any contamination
located at such property, and did not own such property.
(b) Notwithstanding any other provision of this title, any person
seeking the benefit of this subdivision shall bear the burden of proving
that a cause of action, or any part thereof, is attributable solely to
contamination present in or on such parcel before the effective date of
such contract.
2. Subdivisions one and three of this section shall not apply to
relieve any municipality, successor in title, lessee, or lender from
liability arising from:
(a) failing to implement such project to the department's satisfaction
or failing to comply with the terms and conditions of the contract;
(b) fraudulently demonstrating that the cleanup levels identified in
or to be identified in accordance with such project were reached;
(c) causing the release or threat of release at the property subject
to such project of any contamination after the effective date of such
contract; or
(d) changing such property's use from the intended use as identified
in the contract pursuant to section 56-0503 of this title to a use
requiring a lower level of residual contamination unless the additional
remedial activities are undertaken which shall meet the same standard
for protection of public health and the environment that applies to
remedial actions undertaken pursuant to 27-1313 of this chapter so that
such use can be implemented with sufficient protection of public health
and the environment.
3. The state shall indemnify and save harmless any municipality,
successor in title, lessee, or lender identified in paragraph (a) of
subdivision one of this section in the amount of any judgment or
settlement, obtained against such municipality, successor in title,
lessee, or lender in any court for any common law cause of action
arising out of the presence of any contamination in or on property at
anytime before the effective date of a contract entered into pursuant to
this title. Such municipality, successor in title, lessee, or lender
shall be entitled to representation by the attorney general, unless the
attorney general determines, or a court of competent jurisdiction
determines, that such representation would constitute a conflict of
interest, in which case the attorney general shall certify to the
comptroller that such party is entitled to private counsel of its
choice, and reasonable attorneys' fees and expenses shall be reimbursed
by the state. Any settlement of such an action shall be subject to the
approval of the attorney general as to form and amount, and this
subdivision shall not apply to any settlement of any such action which
has not received such approval.
4. A municipality receiving state assistance and any successor in
title shall implement a department-approved environmental sampling
program and, in the event that conditions on such property are not
sufficiently protective of human health for its current use due to
environmental conditions related to the property subject to such project
that were unknown to the department as of the effective date of such
contract or due to information received in whole or in part after the
department's approval of such project's final engineering report and
certification, take such emergency measures that are necessary to
maintain sufficient protection of human health for such property's
current use until such conditions are addressed; and the department
shall take such measures as it may determine are necessary to return
such property to a condition sufficiently protective of human health
using monies from the environmental restoration project account of the
hazardous waste remedial fund established under section ninety-seven-b
of the state finance law.
5. In addition to any other powers the department may have, including,
but not limited to, the powers set forth in section 56-0515 of this
title, the department shall have the authority to periodically inspect
property to ensure that the use of the property complies with the terms
and conditions of the contract and any engineering and/or institutional
controls placed on the property.
Change of use.
1. At least sixty days before the start of physical alteration or
construction constituting a change of use at a property investigated or
remediated under an environmental restoration project, or at least sixty
days before a change of use at such a property not involving any
physical alteration or construction, as the case may be, the person or
entity proposing to make a change of use shall provide written
notification to the department and the clerks of the county and other
municipalities in which such property is located.
2. No person shall engage in any activity at a property investigated
or remediated under an environmental restoration project that is not
consistent with restrictions placed upon the use of the property, or
that will, or that reasonably is anticipated to: prevent or interfere
significantly with a proposed, ongoing, or completed project; or expose
the public health or the environment to a significantly increased threat
of harm or damage from such property. If the commissioner determines
that a proposed change of use is prohibited pursuant to this section, he
or she shall, within forty-five days after receipt of the complete
notice required by this section, provide the person giving such notice
with a written determination that such change of use will not be
authorized, together with the reasons for such determination.
3. For the purposes of this section:
(i) "change of use" means the transfer of title to all or part of
property subject to an environmental restoration project, the erection
of any structure on such property, and the creation of a park or other
public or private recreational facility on such property, or any
activity that is likely to disrupt or expose contamination or to
increase direct human exposure; or any other conduct that will or may
tend to significantly interfere with an ongoing or completed
environmental restoration project.
(ii) "complete notice" means a notice that adequately apprises the
department of the contemplated physical alteration of the property and
how such alteration may affect the property's proposed, ongoing, or
completed project, or of the proposed new owner's ability to implement
the engineering and institutional controls associated with the property.
Permit waivers.
1. The department shall be exempt from the requirement to obtain any
state or local permit or other authorization for any activity needed to
implement a project to investigate or remediate contamination pursuant
to this title; provided that the activity is conducted in a manner which
satisfies all substantive technical requirements applicable to like
activity conducted pursuant to a permit.
2. The department, by and through the commissioner, shall be
authorized to exempt any agent, consultant, or contractor of the
department from the requirement to obtain any state or local permit or
other authorization for any activity needed to implement a project to
investigate or remediate contamination pursuant to this title; provided
that the activity is conducted in a manner which satisfies all
substantive technical requirements applicable to like activity conducted
pursuant to a permit.
Access to sites.
The department, by and through the commissioner, shall be authorized
to:
1. Require that any person permit a duly designated officer or
employee of the department or of a municipal corporation, or any agent,
consultant, or contractor of the department or of a municipal
corporation, so authorized in writing by the commissioner, to enter upon
any property which has or may have a contamination on such property,
and/or areas near such property, for the following purposes:
(a) To inspect and take samples of such contaminate and/or
environmental media, utilizing such sampling methods as may be necessary
or appropriate, including without limitation soil borings and monitoring
wells; provided that no sampling methods involving the substantial
disturbance of the ground surface of such property may be utilized until
after a minimum of ten days' written notice thereof shall have been
provided to the owner and operator and occupant of such property, if
identifiable by reasonable efforts, unless the commissioner makes a
written determination that such notice will not allow the protection of
the public health or the environment, in which case two days' written
notice shall be sufficient;
(b) To implement the cleanup, removal, remediation, or restoration of
contamination and/or environmental media; provided that no such work may
be undertaken until after a minimum of ten days' written notice thereof
shall have been provided to the owner and operator and occupant of such
property, if identifiable by reasonable efforts, unless the commissioner
makes a written determination that such notice will not allow the
protection of the public health or the environment, in which case two
days' written notice shall be sufficient.
2. (a) Require that any person furnish to the department, in a form
and manner as prescribed by the department, information relating to the
current and past contamination generation, treatment, storage, disposal,
and/or transportation activities of such person or any other person now
or formerly under the control of such person; in the event such person
cannot comply therewith, in whole or in part, such person shall furnish
to the department information describing all efforts made by such person
to comply therewith; any information so furnished to the department
shall be considered a "written instrument" as defined in subdivision
three of section 175.00 of the penal law;
(b) Require that any person permit a duly designated officer or
employee of the department at all reasonable times to have access to and
to copy all books, papers, documents, and records relating to the
current and past contamination generation, treatment, storage, disposal,
and/or transportation activities of such person or any person now or
formerly under the control of such person;
(c) Require, by subpoena issued in the name of the department, the
production of books, papers, documents, and other records, and the
rendition of testimony by deposition under oath of any person relating
to the current and past contamination generation, treatment, storage,
disposal, and/or transportation activities of such person or any person
now or formerly under the control of such person; such subpoenas and
depositions shall be regulated by the civil practice law and rules; the
commissioner may invoke the powers of the supreme court of the state of
New York to compel compliance therewith.
TITLE 6 Air Quality Projects
Allocation of monies.
Of the monies received by the state from the sale of bonds pursuant to
the Clean Water/Clean Air Bond Act of 1996, two hundred thirty million
dollars ($230,000,000), of which five million dollars ($5,000,000) shall
be available for diesel-fueled school bus retrofit equipment projects,
shall be used to fund air quality projects as set forth in this title.
State clean-fueled vehicle projects.
1. The office of general services is authorized, consistent with the
strategy developed pursuant to subdivision three of section two hundred
one-a of the executive law, to conduct a project to acquire clean-fueled
vehicles and to develop and acquire the associated infrastructure
including depot construction.
2. For the purposes of this section, the term "clean-fueled vehicle"
shall mean any motor vehicle as defined in section one hundred
twenty-five of the vehicle and traffic law, that uses electricity,
including electricity generated from solar energy, either stored or
generated on-board, as its primary motive force, or that is fueled by
compressed natural gas, propane, methanol, hydrogen or ethanol.
Clean-fueled buses projects.
1. The New York state energy research and development authority in
cooperation with the department of transportation is authorized to make
state assistance payments to "clean-fueled buses projects".
2. For the purposes of this section, the term "clean-fueled bus" shall
mean any motor vehicle having a seating capacity of fifteen or more
passengers in addition to the driver and used for the transportation of
persons on public highways, that is fueled by compressed natural gas,
propane, methanol, hydrogen, biodiesel or ethanol, or uses electricity,
including electricity generated from solar energy, either stored or
generated on-board, as its primary motive force. For the purposes of
this section, the term "diesel-fueled school bus retrofit equipment"
shall mean equipment and/or technologies, including, but not limited to,
particulate traps or filters and catalytic converters that reduce
emissions of particulate matter, hydrocarbons, oxides of nitrogen,
carbon monoxide, or toxic air pollutants.
3. Any municipality, state agency or department, state public
authority, or school district upon the approval of its governing body,
may submit an application to the authority, in such a form and
containing such information as the authority may require, for state
assistance payments toward the cost of acquisition of clean-fueled
buses, purchase and installation of diesel-fueled school bus retrofit
equipment on diesel-fueled school buses and for installation of
infrastructure, including depot construction directly associated with
such acquisitions. The authority shall suballocate to the department
such funds as are necessary for the development of a single facility to
evaluate heavy duty vehicle emissions.
4. The authority shall review such application, and may approve,
disapprove or recommend modifications thereto consistent with applicable
law, criteria, standards or rules and regulations relative to such
application. Reasons for disapproval shall be provided to the applicant
in writing.
5. After approval of the application, the authority and the
municipality, state agency or department, state public authority, or
school district shall enter into a contract for state assistance
payments towards the cost of such project which shall include the
following provisions:
(a) A current estimate of the cost of the project as determined by the
authority at the time of the execution of the contract;
(b) An agreement by the authority to make state assistance payments
towards the cost of the project; and
(c) An agreement by the municipality, state agency or department,
state public authority, or school district to proceed expeditiously with
the project and to complete the project in accordance with plans
approved by the authority and provide reports as required by the
authority.
Other air quality projects.
Of monies received by the state from the sale of bonds pursuant to the
Clean Water/Clean Air Bond Act of 1996, up to twenty million dollars
($20,000,000) shall be available for disbursements for air quality
projects pursuant to this section.
The commissioner is authorized in consultation with other state
agencies as may be necessary, to make state assistance payments or to
enter into contracts in the name of the state for projects that will
enhance the quality of the state's environment and the state's air
quality.
Clean air for schools projects.
1. Of the monies received by the state from the sale of bonds pursuant
to the Clean Water/Clean Air Bond Act of 1996, one hundred twenty-five
million dollars ($125,000,000) shall be available for disbursements for
clean air for schools projects.
The power authority is authorized to undertake clean air for schools
projects for elementary, middle and secondary schools. The power
authority may undertake such projects in cooperation with local gas and
electric corporations and/or energy service companies.
For the purposes of this section, "clean air for schools projects"
shall mean projects to improve air quality by schools including, but not
limited to, projects that replace coal-fired furnaces and heating
systems with furnaces and systems fired by oil or gas.
2. Any school district may make an application to the power authority
for state assistance payments from funds made available under this
article toward the costs of clean air for schools projects.
a. The power authority shall review such applications and may approve,
deny, or recommend modifications thereto, consistent with applicable law
and consistent with criteria, standards, or rules and regulations, as
the power authority may establish, relative to such projects. In the
event that an application is denied, the power authority shall provide,
in writing, reasons for the denial to the applicant.
b. In reviewing such applications, the power authority shall give due
consideration to the following criteria:
(i) the extent to which the project provides the greatest improvement
in air quality both within the school and in the surrounding
neighborhood;
(ii) the age of the system being replaced; and
(iii) the potential for energy cost savings from efficiency
improvements.
c. Upon approval of an application, the power authority may enter into
a contract with the school district to undertake a clean air for schools
project.
3. Notwithstanding any provision of law to the contrary, the
comptroller is authorized and directed to release monies constituting
state assistance payments, in amounts set forth in a schedule approved
by the director of the budget, to the power authority for the purposes
authorized by this section. Any monies constituting state assistance
payments made available to the power authority for the purposes
specified by this section shall not be subject to the requirements of
section one thousand thirteen of the public authorities law.
Environmental compliance projects.
Of moneys made available under this title thirty million dollars
($30,000,000) shall be made available for state assistance payments
through the environmental facilities corporation to villages, towns, and
cities with a population of less than one million, for small business
environmental compliance assistance projects which enhance the quality
of the air of the state through compliance with environmental laws and
regulations, or by remedy or prevention of environmental deficiencies.
1. The president of the environmental facilities corporation is
authorized to provide state assistance payments to villages, towns, and
cities with a population of less than one million, for implementation of
small business environmental compliance assistance projects which
enhance the quality of the air of the state.
2. A village, town, and city with a population of less than one
million may submit an application to the president, in such form and
manner as the president may require, for state assistance payments
toward the cost of environmental compliance assistance projects.
3. Upon receipt of a request for a state assistance application, the
president shall review the request and, within ninety days from the
receipt of a complete application, may approve, disapprove, or recommend
modifications thereto consistent with applicable law criteria,
standards, or rules and regulations relative to such projects.
ARTICLE 57 Long Island Pine Barrens Maritime Reserve Act
TITLE 1 Long Island Pine Barrens Maritime Reserve Act
Short title.
This title shall be known and may be cited as the "Long Island Pine
Barrens maritime reserve act".
Legislative declaration.
The legislature hereby declares it to be in the public interest to
protect and manage the Pine Barrens-Peconic Bay system, in the county of
Suffolk, by establishing a Long Island Pine Barrens maritime reserve. It
is further in the public interest to establish a council made up of
representatives of state and local governments and private citizens to
prepare a comprehensive management plan and make recommendations to
preserve, protect and enhance the natural, recreational, economic and
educational values of the region, which the state and local governments
may adopt. In addition, it is further in the public interest to
establish a commission made up of a governor's appointee, the county
executive of Suffolk county and the supervisors of the towns of
Brookhaven, Riverhead and Southampton to prepare, oversee and
participate in the implementation of a comprehensive land use plan for
the Central Pine Barrens area to guide development therein in a manner
suitable to the needs for preservation of the core preservation area and
compatible growth and development in the compatible growth area.
Legislative findings and intent.
The legislature hereby finds that eastern Long Island contains a
maritime region of statewide importance known as the Pine
Barrens-Peconic Bay system.
The legislature finds that within the Pine Barrens-Peconic Bay system
the federal, state, county and local governments own and manage
significant properties in the form of parks, preserves, historic sites
and protected open space, where there is an interdependent and
reciprocal relationship between human activities and natural processes,
and where fishing, agriculture and tourism have been the dominant
industries for more than three hundred fifty years.
The legislature also finds that within the Pine Barrens-Peconic Bay
system natural processes have created unique landforms such as Robin's
Island, Shelter Island, Gardiners' Island, Fisher's Island, Long
Island's North and South Forks, and numerous wetlands, bluffs and
beaches.
The legislature finds that the Long Island Pine Barrens, an area
encompassing over one hundred thousand acres in the county of Suffolk,
is of critical importance to the state because it overlies the largest
source of pure groundwater in New York. The Pine Barrens are
interconnected to the Peconic Bay system by the Peconic River, the
longest groundwater river in New York, and the ecologic and hydrologic
integrity of this system should be protected in a comprehensive plan
adopted by the state and individual local governments.
The legislature also finds that the Pine Barrens-Peconic Bay system
contains one of the greatest concentrations and diversities of
endangered, threatened and special concern species of plants and animals
to be found in the state, and that protection of their habitats is in
the best interest of the people of New York.
The legislature further finds that the Pine Barrens-Peconic Bay system
contains many other unique natural, agricultural, historical, cultural
and recreational resources that are mutually supportive and ultimately
dependent upon maintenance of the hydrologic and ecologic integrity of
this region.
Therefore, the legislature finds that the purpose of this title is to
allow the state and local governments to protect, preserve and properly
manage the unique natural resources of the Pine Barrens-Peconic Bay
system and to encourage coordination of existing programs and studies
affecting land and water resources in the region and to protect the
value of the existing public and private investment that has already
been made to acquire land in the region.
The legislature further finds that a portion of the system known as
the Central Pine Barrens area requires the preparation and
implementation of a state supported regional comprehensive land use plan
that will provide for the preservation of the core preservation area,
protection of the Central Pine Barrens area and for the designation of
compatible growth areas to accommodate appropriate patterns of
development and regional growth with recognition of the rights of
private land owners and the purpose of preservation of the core area.
The legislature recognizes that the provisions of this title may
restrict the beneficial use of some lands currently in private
ownership. These restrictions are deemed to be necessary and desirable
to protect and preserve the hydrologic and ecologic integrity of the
Central Pine Barrens area as well as the public's health and welfare for
future generations. The legislature intends that a comprehensive
regional land use plan be implemented whereby private landowners whose
property is located within the Central Pine Barrens area are afforded an
opportunity to receive benefits from the plan such as transferable
development rights, conservation easements, rights and values transfers,
purchase of development rights and/or fee acquisition with monetary
compensation.
Definitions.
As used in this title, the following terms shall mean and include:
1. "Council" shall mean the Long Island Pine Barrens maritime reserve
council created by section 57-0111 of this title.
2. "Long Island Pine Barrens maritime reserve" shall mean the reserve
created pursuant to section 57-0109 of this title.
3. "Long Island Pine Barrens preserve" or "preserve" shall mean lands
within the Long Island Pine Barrens Maritime reserve that are critical
to the protection of the hydrologic and ecologic integrity of the region
including land characterized by the growth of pitch pine, dwarf pine
and/or scrub oak pine barrens which are dedicated for protection and
beneficial public use pursuant to section 57-0117 of this title. Lands
which are not deemed critical may be dedicated pursuant to section
57-0117 of this title as a protective or buffer zone for other dedicated
lands, or to otherwise support the management of the preserve.
4. "Peconic Bay system" shall mean the series of interconnected bodies
of surface waters, including Flanders Bay, Great Peconic Bay, Little
Peconic Bay, Noyack Bay, Shelter Island Sound, Southold Bay, Northwest
Harbor, Orient Harbor, Gardiners Bay, Napeague Bay, Fort Pond Bay, the
western portion of Block Island Sound, other semi-enclosed bays and
harbors contiguous thereto, and all of the tidal creeks and freshwater
streams that discharge into these interconnected basins.
5. "Plan" shall mean the comprehensive management plan created
pursuant to section 57-0115 of this title.
6. "Reserve" shall mean a region in which there is a combination of
publicly and privately owned lands and land uses, within a defined area
where there are traditional cultural patterns including agriculture,
finfishing, shellfishing and tourism, which due to their pattern and
configuration, and because of the need for sustained productivity could
best be protected and managed through the development of a comprehensive
management plan around a preserve of protected, publicly owned lands
and/or privately owned land dedicated for such purposes.
7. "Land use plan" shall mean the comprehensive Central Pine Barrens
land use plan pursuant to section 57-0121 of this title, including the
generic environmental impact statement thereon.
8. "Commission" shall mean the Central Pine Barrens Joint Planning and
Policy Commission established pursuant to section 57-0119 of this title.
9. "Advisory committee" shall mean the Central Pine Barrens advisory
committee to the commission established pursuant to subdivision nine of
section 57-0119 of this title.
* 10. "Central Pine Barrens area" shall mean the contiguous area as
described and bounded as follows:
Beginning at a point where the southerly side of Route 25A intersects
the easterly side of Miller Place Road; thence southward along the
easterly boundary of Miller Place Road to Helme Avenue; thence southward
along the easterly boundary of Helme Avenue to Miller Place-Middle
Island Road; thence southward along the easterly boundary of Miller
Place-Middle Island Road to Whiskey Road; thence westward along the
southerly boundary of Whiskey Road to Mount Sinai-Coram Road; thence
southward along the easterly boundary of Mount Sinai-Coram Road to
Middle Country Road (Route 25); thence westward along the southerly
boundary of Route 25 to Patchogue-Mount Sinai Road (County Route 83);
thence southward along the easterly boundary of County Route 83 to
Bicycle Path Drive; thence southeastward along the easterly side of
Bicycle Path Drive to Mt. McKinley Avenue; thence southward along the
easterly boundary of Mt. McKinley Avenue to Granny Road; thence
northeastward along the northerly boundary of Granny Road to Port
Jefferson-Patchogue Road (Route 112); thence southward along the
easterly boundary of Route 112 to Horse Block Road (County Route 16);
thence eastward along the northerly boundary of County Route 16 to Maine
Avenue; thence northward along the westerly boundary of Maine Avenue to
Fire Avenue; thence eastward along the northerly boundary of Fire Avenue
to John Roe Smith Avenue; thence southward along the easterly boundary
of John Roe Smith Avenue to Jeff Street; thence eastward along the
northerly boundary of Jeff Street to Hagerman Avenue; thence southward
along the easterly boundary of Hagerman Avenue to the Long Island
Expressway (Route 495); thence eastward along the northerly boundary of
Route 495 to the westerly side of Yaphank Avenue (County Road 21);
thence southward along the westerly side of Yaphank Avenue to the south
side of the Long Island Expressway (Route 495); thence eastward along
the southerly side of the Long Island Expressway (Route 495) to the
easterly side of Yaphank Avenue; thence southward along the easterly
side of Yaphank Avenue, crossing Sunrise Highway (Route 27) to the south
side of Montauk Highway (County Road 80); thence southwestward along the
south side of Montauk Highway (County Road 80) to South Country Road;
thence southward along the easterly side of South Country Road to
Fireplace Neck Road; thence southward along the easterly side of
Fireplace Neck Road to Beaver Dam Road; thence eastward along the
northerly side of Beaver Dam Road to the westerly boundary of the
Carmans River and the lands owned by the United States known as Wertheim
National Wildlife Refuge (the "Refuge"); thence generally westerly and
southerly to the waters of Bellport Bay; thence generally easterly
across the Bay and northerly along the easterly boundary of the Refuge,
including all lands currently part of the Refuge and any lands which may
become part of the Refuge in the future, to the east side of the
southern terminus of Smith Road; thence northward along the easterly
side of Smith Road to the southwesterly corner of the property
identified as District 200, Section 974.50, Block 1, Lot 11; thence
eastward, northward and westward in a counter-clockwise direction along
the southern, eastern and northern boundaries of that property to the
easterly side of Smith Road; thence northward along the east side of
Smith Road to Merrick Road; thence northeasterly along the northerly
side of Merrick Road to the easterly side of Surrey Circle and the
southwest corner of the property identified as District 200, Section
880, Block 3, Lot 58.1; running thence easterly along the southerly side
of said lot to the west side of William Floyd Parkway (County Road 46);
thence northerly along the westerly side of William Floyd Parkway
(County Road 46), crossing Route 27, to the Long Island Railroad (LIRR);
thence eastward along the northerly boundary of the Long Island Rail
Road tracks 7,500 feet; thence southward 500 feet; thence eastward 525
feet to the intersection of North Street and Manor-Yaphank Road; thence
southward along the easterly boundary of Manor-Yaphank Road to
Moriches-Middle Island Road; thence eastward along the northerly
boundary of Moriches-Middle Island Road to a point due north of the
easterly boundary of Cranford Boulevard; thence southward across
Moriches-Middle Island Road and along the easterly boundary of Cranford
Boulevard to the south-western corner of the property identified as
District 200, Section 645, Block 3, Lot 29.1; thence southeastward along
the southerly boundary of said property to its intersection with
property identified as District 200, Section 712, Block 9, Lot 1; thence
generally southward along the westerly boundary of said property to its
intersection with the northerly side of the eastward extension of Grove
Drive, known as Grove Street; thence southward crossing Grove Street to
its south side; thence westward along the southerly boundary of the
Grove Street road extension to the northwestern corner of the property
identified as District 200, Section 749, Block 3, Lot 41.1; and
comprised of parcels owned by the county of Suffolk and the town of
Brookhaven; thence southward to the southwestern corner of property
identified as District 200, Section 749, Block 3, Lot 43; thence
eastward along the southerly boundary of said property to the west side
of Lambert Avenue; thence crossing Lambert Avenue to its easterly side;
thence southward along the easterly boundary of Lambert Avenue to the
northerly boundary of the Sunrise Highway Service Road; thence
northeastward along the northerly boundary of the Sunrise Highway
Service Road to Barnes Road; thence northward along the westerly
boundary of Barnes Road to the northeastern corner of property
identified as District 200, Section 750, Block 3, Lot 40.2; thence
westward along the northerly boundary of said property to the property
identified as District 200, Section 713, Block 1, Lot 2; thence westward
along the northerly boundary of property identified as District 200,
Section 713, Block 1, Lot 2 and District 200, Section 713, Block 1, Lot
1; thence northward along the westerly side of Weeks Avenue to the
northeastern corner of property identified as District 200, Section 713,
Block 3, Lot 1; thence westward along the northerly boundary of said
property to Michigan Avenue; thence northward along the easterly
boundary of Michigan Ave to Moriches-Middle Island Road; thence across
Moriches-Middle Island Road to its north side; thence eastward along the
northerly boundary of Moriches-Middle Island Road to Sunrise Highway
(Route 27); thence eastward along the northerly boundary of Route 27 to
an old railroad grade (unpaved); thence southeastward along the
northerly boundary of the old railroad grade (unpaved) to Old County
Road (Route 71); thence eastward along the northerly boundary of Route
71 to the Long Island Rail Road tracks; thence eastward along the
northerly boundary of the Long Island Rail Road tracks to Montauk
Highway; thence eastward along the northerly boundary of Montauk Highway
to Route 24; thence northward along the westerly boundary of Route 24 to
Sunrise Highway (Route 27); thence eastward along the northerly boundary
of Route 27 to Squiretown Road; thence northward along the westerly
boundary of Squiretown Road to Upper Red Creek Road; thence westward
along the southern boundary of Upper Red Creek to Lower Red Creek Road;
thence southward along the easterly boundary of Lower Red Creek Road to
Hubbard County Park; thence westward along the northern boundary of
Hubbard County Park to Riverhead-Hampton Bays Road (Route 24); thence
westward along the southerly boundary of Route 24 to Peconic Avenue;
thence northward along the westerly boundary of Peconic Avenue to the
Riverhead-Southampton border; thence westward along the
Riverhead-Southampton border and the Riverhead-Brookhaven border to the
Forge Road Bridge; thence northward along the westerly boundary of the
Forge Road Bridge to Forge Road; thence northwestward along the westerly
boundary of Forge Road to the railroad tracks; thence northward along
the westerly boundary of Forge Road (unpaved) to the intersection of
Route 25 and River Road; thence westward along the southerly boundary of
River Road to Edwards Avenue; thence northward along the westerly
boundary of Edwards Avenue 3,800 feet; thence westward 4,400 feet to an
unnamed, unpaved road; thence northward along the westerly boundary of
the unnamed, unpaved road 150 feet; thence westward and northwestward
along the eastern boundary of the United States Navy/Grumman Aerospace
Corporation property (as of 1982) up to its intersection with Middle
Country Road (Route 25); thence westward along the southerly boundary of
Route 25 to the intersection of Route 25 and 25A; thence northeastward,
westward, and southwestward along the eastern and northern boundary of
the United States Navy/Grumman Aerospace Corporation (as of 1982) and
located immediately east of Route 25A, to its intersection with Route
25A; thence westward along the southerly boundary of Route 25A to a
point due south of the southeast corner of the parcel identified as
District 200, Section 128, Block 1, lot 3.1; thence northward across
Route 25A to its northerly side at the southeast corner of parcel
identified as District 200, Section 128, Block 1, Lot 3.1; thence
northward along the easterly side of the property identified as District
200, Section 128, Block 1, lot 3.1 to its intersection with the
southerly boundary of District 200, Section 128, Block 1, Lot 1; thence
eastward, northward and westward along the southerly, easterly and
northerly sides of the parcel identified as District 200, section 128,
Block 1, lot 1 to the southeast corner of the parcel identified as
District 200, Section 82, Block 1, Lot 5.2; thence northward along the
east side of this parcel to its intersection with the south side of
North Country Road; thence northward crossing North Country Road to its
northerly side; thence eastward along the northerly side of North
Country Road to the Brookhaven Town-Riverhead Town line; thence in a
generally northwestward direction along said town line to a point in
Wading River Creek with the coordinates 40.96225 latitude and -72.863633
longitude; thence westward a distance of approximately 90 feet to the
easterly side of LILCO Road; thence southward along LILCO Road to its
intersection with the north side of North Country Road; thence westward
along the north side of North Country Road to the southeast corner of
the parcel identified as District 200, Section 39, Block 1, Lot 2;
thence in a northward and westward direction along the easterly and
northerly sides of said parcel to its northwest corner; thence northward
along the westerly boundary of the parcel identified as District 200,
Section 83, Block 1, Lot 1.4 to its northwest corner; and the southerly
shoreline of Long Island Sound thence westward along the northerly side
of the parcel identified as District 200, Section 39, Block 1, Lot 1.2
and the southerly extent of Long Island Sound to the northwest corner of
the property identified as District 200, Section 39, Block 1, Lot 1.2;
thence southward along the westerly boundary of said property to North
Country Road; thence southward crossing North Country Road to its
southerly side; thence west along the southerly boundary of North
Country Road to the northwestern corner of property identified as
District 200, Section 82, Block 1, Lot 1.1; thence south along the
westerly boundary of said property and the westerly boundary of the
property identified as District 200, Section 82, Block 1, Lot 1.2 to the
northwest corner of property identified as District 200, Section 82,
Block 1, Lot 5.1; thence southward along the westerly boundary of said
property and along the easterly boundary of property identified as
District 200, Section 81, Block 1, Lot 14.8 and along the easterly
boundary of property identified as District 200, Section 105, Block 3,
Lot 1 to the northeast corner of the property identified as District
200, Section 105, Block 3, Lot 5; thence southward along the easterly
boundary of said property to the north side of Route 25A; thence
southward crossing Route 25A to its south side; thence westward along
the southerly boundary of Route 25A to the point or place of beginning,
and excluding three distinct areas described as follows: The first area
defined as beginning at a point where the westerly side of William Floyd
Parkway (County Road 46) meets northerly side of the Long Island
Railroad (LIRR); thence westward along the northerly side of the LIRR to
Moriches-Middle Island Road; thence generally northwestward along the
northerly side of Moriches-Middle Island Road to the southerly side of
Long Island Expressway (Route 495); thence eastward along the southerly
side of the Long Island Expressway (Route 495) to the westerly side of
William Floyd Parkway (County Road 46); thence southward along the
westerly side of William Floyd Parkway (County Road 46) and containing
the subdivision known as RB Industrial Park, to the point or place of
beginning and the second area defined as the property described as
District 200, Section 39, Block 1, Lot 1.1 and the third area defined as
all parcels of real property identified as follows:
district 200, section 749, block 6, lot 24;
district 200, section 749, block 6, lot 25;
district 200, section 750, block 2, lot 27.1;
district 200, section 749, block 6, lot 14;
district 200, section 713, block 1, lot 2;
district 200, section 750, block 2, lot 38;
district 200, section 750, block 2, lot 39;
district 200, section 749, block 6, lot 26;
district 200, section 749, block 6, lot 22;
district 200, section 713, block 3, lot 2.3;
district 200, section 713, block 3, lot 2.1;
district 200, section 786, block 3, lot 13;
district 200, section 786, block 3, lot 14.2;
district 200, section 750, block 2, lot 8;
district 200, section 749, block 6, lot 13;
district 200, section 749, block 6, lot 20.2;
district 200, section 786, block 3, lot 7;
district 200, section 749, block 6, lot 23.1;
district 200, section 749, block 6, lot 20.1;
district 200, section 674, block 1, lot 39;
district 200, section 749, block 3, lot 15;
district 200, section 712, block 9, lot 1;
district 200, section 674, block 1, lot 38;
district 200, section 750, block 3, lot 40.1;
district 200, section 749, block 6, lot 21;
district 200, section 674, block 1, lot 35;
district 200, section 786, block 3, lot 1.1;
district 200, section 749, block 3, lot 43;
district 200, section 750, block 3, lot 19.1;
district 200, section 750, block 3, lot 19.2;
district 200, section 750, block 3, lot 19.3;
district 200, section 750, block 3, lot 19.4;
district 200, section 750, block 3, lot 19.5;
district 200, section 750, block 3, lot 19.6;
district 200, section 750, block 3, lot 19.7;
district 200, section 750, block 2, lot 7.1;
district 200, section 750, block 2, lot 7.2;
district 200, section 750, block 2, lot 37;
district 200, section 713, block 1, lot 1;
district 200, section 786, block 3, lot 3;
district 200, section 786, block 3, lot 4;
district 200, section 786, block 3, lot 6;
district 200, section 786, block 3, lot 1.2;
district 200, section 786, block 3, lot 8;
district 200, section 750, block 3, lot 25.1;
district 200, section 750, block 3, lot 26.1;
district 200, section 750, block 3, lot 39.1;
district 200, section 750, block 3, lot 6.1;
district 200, section 750, block 2, lot 24;
district 200, section 750, block 2, lot 35;
district 200, section 750, block 2, lot 36.1;
district 200, section 750, block 3, lot 42.1;
district 200, section 750, block 3, lot 5.1;
district 200, section 749, block 7, lot 15;
district 200, section 749, block 7, lot 16;
district 200, section 786, block 3, lot 9;
district 200, section 750, block 3, lot 37.1;
district 200, section 749, block 6, lot 10;
district 200, section 749, block 6, lot 7;
district 200, section 786, block 3, lot 14.1;
district 200, section 749, block 6, lot 23.2;
district 200, section 749, block 6, lot 11;
district 200, section 749, block 6, lot 5;
district 200, section 750, block 2, lot 21.1;
district 200, section 750, block 3, lot 35.1;
district 200, section 750, block 3, lot 35.2;
district 200, section 749, block 6, lot 9;
district 200, section 749, block 7, lot 18.1;
district 200, section 750, block 2, lot 20;
district 200, section 750, block 2, lot 22.1;
district 200, section 750, block 2, lot 25.2;
district 200, section 750, block 2, lot 25.1;
district 200, section 750, block 2, lot 33;
district 200, section 750, block 3, lot 40.2;
district 200, section 750, block 2, lot 23.1;
district 200, section 750, block 2, lot 34;
district 200, section 750, block 3, lot 41.1;
district 200, section 750, block 2, lot 18;
district 200, section 749, block 7, lot 14;
district 200, section 749, block 7, lot 43;
district 200, section 749, block 6, lot 4.4;
district 200, section 749, block 6, lot 12.3.
* NB Effective until ... (see 58/2018 Pt. CC § 5 for expiration
provisions)
* 10. "Central Pine Barrens area" shall mean the contiguous area as
described and bounded as follows:
Beginning at a point where the southerly side of Route 25A intersects
the easterly side of Miller Place Road; thence southward along the
easterly boundary of Miller Place Road to Helme Avenue; thence southward
along the easterly boundary of Helme Avenue to Miller Place-Middle
Island Road; thence southward along the easterly boundary of Miller
Place-Middle Island Road to Whiskey Road; thence westward along the
southerly boundary of Whiskey Road to Mount Sinai-Coram Road; thence
southward along the easterly boundary of Mount Sinai-Coram Road to
Middle Country Road (Route 25); thence westward along the southerly
boundary of Route 25 to Patchogue-Mount Sinai Road (County Route 83);
thence southward along the easterly boundary of County Route 83 to
Bicycle Path Drive; thence southeastward along the easterly side of
Bicycle Path Drive to Mt. McKinley Avenue; thence southward along the
easterly boundary of Mt. McKinley Avenue to Granny Road; thence
northeastward along the northerly boundary of Granny Road to Port
Jefferson-Patchogue Road (Route 112); thence southward along the
easterly boundary of Route 112 to Horse Block Road (County Route 16);
thence eastward along the northerly boundary of County Route 16 to Maine
Avenue; thence northward along the westerly boundary of Maine Avenue to
Fire Avenue; thence eastward along the northerly boundary of Fire Avenue
to John Roe Smith Avenue; thence southward along the easterly boundary
of John Roe Smith Avenue to Jeff Street; thence eastward along the
northerly boundary of Jeff Street to Hagerman Avenue; thence southward
along the easterly boundary of Hagerman Avenue to the Long Island
Expressway (Route 495); thence eastward along the northerly boundary of
Route 495 to the westerly side of Yaphank Avenue (County Road 21);
thence southward along the westerly side of Yaphank Avenue to the south
side of the Long Island Expressway (Route 495); thence eastward along
the southerly side of the Long Island Expressway (Route 495) to the
easterly side of Yaphank Avenue; thence southward along the easterly
side of Yaphank Avenue, crossing Sunrise Highway (Route 27) to the south
side of Montauk Highway (County Road 80); thence southwestward along the
south side of Montauk Highway (County Road 80) to South Country Road;
thence southward along the easterly side of South Country Road to
Fireplace Neck Road; thence southward along the easterly side of
Fireplace Neck Road to Beaver Dam Road; thence eastward along the
northerly side of Beaver Dam Road to the westerly boundary of the
Carmans River and the lands owned by the United States known as Wertheim
National Wildlife Refuge (the "Refuge"); thence generally westerly and
southerly to the waters of Bellport Bay; thence generally easterly
across the Bay and northerly along the easterly boundary of the Refuge,
including all lands currently part of the Refuge and any lands which may
become part of the Refuge in the future, to the east side of the
southern terminus of Smith Road; thence northward along the easterly
side of Smith Road to the southwesterly corner of the property
identified as District 200, Section 974.50, Block 1, Lot 11; thence
eastward, northward and westward in a counter-clockwise direction along
the southern, eastern and northern boundaries of that property to the
easterly side of Smith Road; thence northward along the east side of
Smith Road to Merrick Road; thence northeasterly along the northerly
side of Merrick Road to the easterly side of Surrey Circle and the
southwest corner of the property identified as District 200, Section
880, Block 3, Lot 58.1; running thence easterly along the southerly side
of said lot to the west side of William Floyd Parkway (County Road 46);
thence northerly along the westerly side of William Floyd Parkway
(County Road 46), crossing Route 27, to the Long Island Railroad (LIRR);
thence eastward along the northerly boundary of the Long Island Rail
Road tracks 7,500 feet; thence southward 500 feet; thence eastward 525
feet to the intersection of North Street and Manor-Yaphank Road; thence
southward along the easterly boundary of Manor-Yaphank Road to
Moriches-Middle Island Road; thence eastward along the northerly
boundary of Moriches-Middle Island Road to Sunrise Highway (Route 27);
thence eastward along the northerly boundary of Route 27 to an old
railroad grade (unpaved); thence southeastward along the northerly
boundary of the old railroad grade (unpaved) to Old County Road (Route
71); thence eastward along the northerly boundary of Route 71 to the
Long Island Rail Road tracks; thence eastward along the northerly
boundary of the Long Island Rail Road tracks to Montauk Highway; thence
eastward along the northerly boundary of Montauk Highway to Route 24;
thence northward along the westerly boundary of Route 24 to Sunrise
Highway (Route 27); thence eastward along the northerly boundary of
Route 27 to Squiretown Road; thence northward along the westerly
boundary of Squiretown Road to Upper Red Creek Road; thence westward
along the southern boundary of Upper Red Creek to Lower Red Creek Road;
thence southward along the easterly boundary of Lower Red Creek Road to
Hubbard County Park; thence westward along the northern boundary of
Hubbard County Park to Riverhead-Hampton Bays Road (Route 24); thence
westward along the southerly boundary of Route 24 to Peconic Avenue;
thence northward along the westerly boundary of Peconic Avenue to the
Riverhead-Southampton border; thence westward along the
Riverhead-Southampton border and the Riverhead-Brookhaven border to the
Forge Road Bridge; thence northward along the westerly boundary of the
Forge Road Bridge to Forge Road; thence northwestward along the westerly
boundary of Forge Road to the railroad tracks; thence northward along
the westerly boundary of Forge Road (unpaved) to the intersection of
Route 25 and River Road; thence westward along the southerly boundary of
River Road to Edwards Avenue; thence northward along the westerly
boundary of Edwards Avenue 3,800 feet; thence westward 4,400 feet to an
unnamed, unpaved road; thence northward along the westerly boundary of
the unnamed, unpaved road 150 feet; thence westward and northwestward
along the eastern boundary of the United States Navy/Grumman Aerospace
Corporation property (as of 1982) up to its intersection with Middle
Country Road (Route 25); thence westward along the southerly boundary of
Route 25 to the intersection of Route 25 and 25A; thence northeastward,
westward, and southwestward along the eastern and northern boundary of
the United States Navy/Grumman Aerospace Corporation (as of 1982) and
located immediately east of Route 25A, to its intersection with Route
25A; thence westward along the southerly boundary of Route 25A to the
point or place of beginning, and excluding one distinct area described
as follows: The area defined as beginning at a point where the westerly
side of William Floyd Parkway (County Road 46) meets northerly side of
the Long Island Railroad (LIRR); thence westward along the northerly
side of the LIRR to Moriches-Middle Island Road; thence generally
northwestward along the northerly side of Moriches-Middle Island Road to
the southerly side of Long Island Expressway (Route 495); thence
eastward along the southerly side of the Long Island Expressway (Route
495) to the westerly side of William Floyd Parkway (County Road 46);
thence southward along the westerly side of William Floyd Parkway
(County Road 46) and containing the subdivision known as RB Industrial
Park, to the point or place of beginning.
* NB Effective ... (see 58/2018 Pt. CC § 5 for expiration provisions)
* 11. "Core preservation area" shall mean the core preservation area
of the Central Pine Barrens area which comprise the largest intact areas
of undeveloped pine barrens as described and bounded as follows:
Beginning at a point where the northwestern corner of the New York
State Rocky Point Natural Resource Management Area (the "NYS Rocky Point
Land") intersects the southerly side of NYS Route 25A; thence generally
southward and eastward along the generally westerly and southerly
boundaries of the NYS Rocky Point Land (including the Currans Road Pond
State Wildlife Management Area, all adjacent or contiguous undeveloped
Town of Brookhaven parks, preserves, open space areas, or reserved
areas, and the crossings of the undeveloped Suffolk County property
known as the Port Jefferson - Westhampton road right of way, Whiskey
Road, County Route 21, and Currans Road), and including those properties
identified as District 200, Section 346, Block 1, Lots 3 and 4, to the
point where the NYS Rocky Point Land meets the northerly side of NYS
Route 25 (Middle Country Road); thence eastward along the northerly
boundary of NYS Route 25 to the southeastern corner of that property
west of Woodlots Road which is identified as District 200, Section 349,
Block 2, Lot 1.3; thence northward along the easterly boundary of that
property to the Suffolk County Pine Trail Nature Preserve; thence
eastward and southeastward along the southerly boundary of the Suffolk
County Pine Trail Nature Preserve where the Preserve is adjacent to
developed parcels or parcels in agricultural or horticultural use, or
along a line parallel to, and 100 (one hundred) feet south of, the
Preserve where the Preserve is adjacent to parcels which are undeveloped
as of June 1, 1993, to County Route 46; thence southward along the
easterly boundary of County Route 46 to NYS Route 25; thence eastward
along the southerly boundary of NYS Route 25 to the Suffolk County Pine
Trail Nature Preserve; thence southward along the westerly boundary of
the Suffolk County Pine Trail Nature Preserve where the Preserve is
adjacent to developed parcels, or along a line parallel to, and 100 (one
hundred) feet west of, the Preserve where the Preserve is adjacent to
parcels which are undeveloped as of June 1, 1993, to the northern
boundary of the United States land known as Brookhaven National
Laboratory; thence generally westward along the northerly boundary of
Brookhaven National Laboratory to County Route 46 (William Floyd
Parkway); thence generally northwestward on a straight line to the
intersection of Sally Lane and Pond Lane; thence westward along the
southerly side of Pond Lane to Ruth Lane; thence northward along the
westerly side of Ruth Lane to NYS Route 25; thence westward along the
northerly side of NYS Route 25 to the southeast corner of the NYS Middle
Island State Game Farm and Environmental Education Center; thence
northward, westward, and southward along the easterly, northerly, and
westerly boundaries of the NYS Middle Island State Game Farm and
Environmental Education Center to NYS Route 25; thence westward along
the southerly side of NYS Route 25, excluding all parcels abutting that
road which are developed as of June 1, 1993, to Giant Oak Road; thence
southward along the easterly side of Giant Oak Road to Medford Road;
thence southwestward along the southeasterly side of Medford Road
crossing to the west side of Smith Road; thence southerly along the
westerly side of Smith Road to the southeast corner of District 200,
Section 406, Block 1, Lot 6; thence westward and northward along the
southerly and westerly sides of said parcel to the southerly side of the
developed lands known as Strathmore Ridge; thence westward, northward
and eastward along the southerly, westerly and northerly sides of the
developed lands known as Strathmore Ridge to the westerly side of Smith
Road; thence northerly along the westerly side of Smith Road to the
southerly side of NYS Route 25; thence westerly along the southerly side
of NYS Route 25, to the northwestern corner of that property which is
identified as District 200, Section 406, Block 1, Lot 4.3; thence
southerly along the westerly boundary of that property and continuing
southward along the westerly sides of the properties identified as
District 200, Section 406, Block 1, Lot 4.6; District 200, Section 406,
Block 1, Lot 4.4 and District 200, Section 504, Block 1, Lot 2 to the
southerly side of Longwood Road; thence eastward along the southerly
side of Longwood Road to the northwest corner of the property identified
as District 200, Section 504, Block 1, Lot 7.2; thence southward and
westward along the generally westerly boundary of that parcel to the
eastern end of Rugby Lane (also known as Rugby Avenue or Rugby Road), a
paper street shown on Suffolk County tax maps District 200, Sections
500, 502, and 503; thence westward along the northerly boundary of Rugby
Lane, across County Route 21, to the westerly boundary of County Route
21 (Yaphank - Middle Island Road); thence southward along the westerly
boundary of County Route 21 to the northeastern corner of the parcel
identified as District 200, Section 529, Block 1, Lot 28, and which is
coterminous with the southerly boundaries of the parcels located on the
south side of Rustic Lane; thence westward along the northerly boundary
of that parcel to the southwest corner of the parcel identified as
District 200, Section 528, Block 5, Lot 2; thence northward along a
portion of the easterly boundary of the Carmans River, which comprises
the easterly boundary of the parcel identified as District 200, Section
528, Block 5, Lot 1, to its intersection with the southern boundary of
the Suffolk County Nature Preserve parcel identified as District 200,
Section 500, Block 1, Lot 1.4; thence eastward along the southern
boundary of that parcel to the southeast corner of that parcel; thence
northward along the easterly boundary of that Suffolk County Nature
Preserve parcel to the southeast corner of the Suffolk County Nature
Preserve parcel identified as District 200, Section 500, Block 1, Lot
3.1, thence generally northward along the easterly boundary of that
parcel to the north side of East Bartlett Road; thence easterly along
the north side of East Bartlett Road to the east side of County Road 21;
thence southerly along the east side of County Road 21 to the southwest
corner of District 200, Section 501, Block 1, Lot 2.1; thence easterly
and northerly along the southern and eastern sides of that property and
northward along the easterly side of District 0200, 50100, Block 0100,
Lot 002002 and across to the north side of Longwood Road; thence
westerly along the north side of Longwood Road to the southeast corner
of District 200, Section 482, Block 1, Lot 3.1; thence northward and
eastward along the easterly and southerly boundaries of that parcel to
the northwest corner of the parcel identified as District 200, Section
483, Block 2, Lot 1.4; thence eastward along the southerly property
boundary of the parcel identified as District 200, Section 482, Block 1,
Lot 4 to the southeast corner of that parcel; thence northward along the
easterly boundary of that parcel to the northeast corner of that parcel;
thence eastward and northward along the southerly and easterly
boundaries of the parcel identified as District 200, Section 456, Block
2, Lot 4 to the northeast corner of that parcel; thence generally
northerly and westerly along the easterly and northerly boundary of
Prosser Pines County Nature Preserve to County Road 21; thence westward
(directly across County Route 21) along the southerly boundary of the
property identified as District 200, Section 434, Block 1, Lot 12.1, to
the southwest corner of the property identified as District 200, Section
434, Block 1, Lot 14.3, adjacent to the eastern side of Cathedral Pines
County Park; thence northward along the eastern boundary of Cathedral
Pines County Park to the southeast corner of the property identified as
District 200, Section 402, Block 1, Lot 23.1, thence continuing
northward along the easterly boundary of that property to the southerly
side of Lafayette Road; thence westward along the southerly side of
Lafayette Road to the eastern boundary of the property identified as
District 200, Section 402, Block 1, Lot 24.7; thence generally in a
counter-clockwise direction along the easterly, northerly, westerly and
northerly boundaries of that property to the easterly boundary of the
parcel identified as District 200, Section 402, Block 1, Lot 19.2;
thence northerly along the easterly side of said lot to the southeast
corner of the property identified as District 200, Section 402, Block 1,
Lot 20, thence westward and northward along the southerly and westerly
sides of that property to the southerly side of NYS Route 25; thence
westward along the southerly boundary of NYS Route 25 to the
northwestern corner of the parcel identified as District 200, Section
402, Block 1, Lot 16.4; thence generally southward along the westerly
boundary of that parcel to the northerly boundary of the parcel
identified as District 200, Section 454, Block 1, Lot 9.1; thence
westward along the northerly boundary of that parcel to East Bartlett
Road; thence southward along the easterly boundary of East Bartlett Road
to its intersection with Ashton Road; thence westward to the
northeastern corner of the old filed map shown on District 200, Section
499; thence westward and southward along the northerly and westerly
boundaries of the old filed map shown on Suffolk County tax maps
District 200, Sections 498, 499, and 527 to Hillcrest Road; thence
eastward along the southerly boundary of Hillcrest Road to Ashton Road;
thence southward along the easterly side of Ashton Road to Granny Road;
thence eastward along the southerly side of Granny Road to the
northwesterly corner of District 200, Section 547, Block 1, Lot 18.1;
thence generally southward, westward, southward, eastward and northward
in a counter-clockwise direction along the western, northern, southern
and eastern boundaries of said parcel to the southeast corner of the
parcel identified as District 200, Section 548, Block 1, Lot 3; thence
northward along the easterly boundary of that parcel to its northeast
corner; thence generally northward, northeastward and eastward along the
westerly, northwesterly and northerly sides of German Boulevard to its
intersection with the northeasterly side of Lakeview Boulevard; thence
southeastward along the northeasterly side of Lakeview Boulevard to the
westerly boundary of the parcel identified as District 200, Section 611,
Block 1, Lot 5; thence northward along the westerly boundary of that
parcel to its northwest corner; thence southward along the westerly
boundary of the parcel identified as District 200, Section 579, Block 3,
Lot 1, comprising part of the western bank of the Carmans River also
known as Upper Lake, to the northerly side of Mill Road, also known as
County Route 101; thence eastward along the northerly side of Mill Road
to the northeast corner of the parcel identified as District 200,
Section 579, Block 3, Lot 19; thence westerly along the northerly
boundary of that parcel to the eastern boundary of the parcel identified
as District 200, Section 579, Block 3, Lot 1; thence northward along the
easterly side of that parcel, comprising part of the eastern bank of the
Carmans River also known as Upper Lake, to the southwest corner of the
parcel identified as District 200, Section 548, Block 2, Lot 5.1; thence
eastward along the southern boundary of that parcel to its southeast
corner; thence eastward across County Route 21 to its easterly side;
thence northward along the easterly boundary of County Route 21 to the
southwest corner of the Suffolk County Nature Preserve parcel known as
Warbler Woods and identified as District 200, Section 551, Block 1, Lot
4; thence generally eastward along the southerly boundary of the Warbler
Woods parcel and then southward along the westerly boundary of an
extension of that parcel's southerly boundary to the southeast corner of
the southern terminus of Harold Road; thence generally westward,
southward and westward in a counter-clockwise direction along the
northerly, westerly, northerly and westerly boundaries of the Suffolk
County Nature Preserve parcel known as Fox Lair, and identified as
District 200, Section 580, Block 3, Lot 24.2, to the northwest corner of
the parcel Suffolk County Water Authority parcel identified as District
200, Section 580, Block 3, Lot 24.6; thence southward, eastward and
southward along the westerly boundary and southerly boundaries of that
Suffolk County Water Authority parcel to Main Street; thence eastward
along the north side of Main Street to the southeast corner of said
Suffolk County Water Authority parcel to its southeast corner; thence
northward along the easterly boundary of that parcel to the southwest
property boundary of the Suffolk County Nature Preserve parcel known as
Fox Lair and identified as District 200, Section 580, Block 3, Lot 24.2,
thence generally eastward, southward, eastward, northward and eastward
along the southerly boundaries of said parcel and eastward along the
southerly boundary of the Suffolk County Nature Preserve parcel
identified as District 200, Section 583, Block 1, Lot 4.1, to the west
side of the unimproved north-south oriented road known variously as
Smith Road, Longwood Road and Private Road; thence southward along the
westerly boundary of Smith Road to the north side of the Long Island
Expressway; thence westward along the northerly boundary of the Long
Island Expressway to the south side of Main Street in Yaphank; thence
westward along the southerly boundary of Main Street in Yaphank to the
westernmost extent along Main Street of the Southaven County Park
boundary; thence westward across County Road 21 to the western boundary
of the County Road 21 right-of-way; thence southward along the western
boundary of the County Road 21 right-of-way to the northerly side of the
parcel identified as District 200, Section 611, Block 3, Lot 16,
comprising the northerly bank of the Carmans River known as Lower Lake;
thence westward along the northerly side of that property to the
southwest corner of the parcel identified as District 200, Section 612,
Block 4, Lot 1; thence northward along the westerly boundary of that
parcel to the southerly side of County Route 21 known as Main Street;
thence westward along the southerly side of County Route 21 known as
Main Street to the northeast corner of the parcel identified as District
200, Section 612, Block 2, Lot 12; thence southward along the easterly
boundary of that parcel to the southeast corner of the parcel identified
as District 200, Section 612, Block 2, Lot 11; thence westward and
northwestward along the northerly and northeasterly boundaries of the
Town of Brookhaven parcel identified as District 200, Section 611, Block
3, Lot 9 to the south side of Mill Road, also known as County Road 101;
thence generally westward and southward along the southerly side of Mill
Road and continuing southward along the eastern side of
Patchogue-Yaphank Road, also known as County Road 101, to the southerly
side of Gerard Road; thence eastward along the southerly side of Gerard
Road to its westerly boundary known as the map of Grand Heights, filed
in the offices of the Suffolk County clerk; thence southward along the
westerly map line of the filed map known as Grand Heights to the north
side of the Long Island Expressway NYS Route 495; thence easterly along
the northerly side of the Long Island Expressway NYS Route 495 to the
westerly side of County Route 21 known as Yaphank Avenue; thence
southward along the westerly side of Yaphank Avenue to the south side of
the Long Island Expressway; thence eastward along the south side of the
Long Island Expressway to the westerly boundary of Southaven County
Park, thence generally southward along the westerly boundary of
Southaven County Park to the northeast corner of the lands of Suffolk
County identified as District 200, Section 665, Block 2, Lot 1; thence
generally southward along the easterly boundary of said lot, crossing
the LIRR and Park Street and continuing southward along the westerly
boundary of Davenport Avenue as shown on the old filed map known as
Bellhaven Terrace; thence southward and eastward along the westerly and
southerly boundaries of the parcel identified as District 200, Section
744, Block 1, Lot 10 to the westerly boundary of the parcel identified
as District 200, Section 781, Block 1, Lot 3.1; thence continuing
southerly along the westerly boundary of that parcel to the easterly
boundary of Gerard Road; thence southward along the easterly boundary of
Gerard Road to Victory Avenue; thence eastward along the northerly
boundary of Victory Avenue to a point where the west bank of the Carmans
River passes under Victory Avenue and Route 27; thence south under Route
27 to the southerly side of Montauk Highway also known as County Road
80; thence westward along the southerly side of Montauk Highway County
Road 80, including lands owned by the United States known as Wertheim
National Wildlife Refuge (the "Refuge"), to the eastern side of Old
Stump Road; thence southward along the easterly side of Old Stump Road
to the northerly side of Beaver Dam Road; thence eastward along the
northerly side of Beaver Dam Road to the lands owned by the United
States known as Wertheim National Wildlife Refuge (the "Refuge"),
including the Carmans River; thence generally westerly and southerly to
the waters of Bellport Bay; thence generally easterly across the Bay and
northerly along the easterly boundary of the Refuge, including all lands
currently part of the Refuge and any lands which may become part of the
Refuge in the future to the east side of the southern terminus of Smith
Road; thence northward along the easterly side of Smith Road to the
southwesterly corner of the property identified as District 200, Section
974.50, Block 1, Lot 11; thence eastward, northward and westward in a
counter-clockwise direction along the southern, eastern and northern
boundaries of that property to the easterly side of Smith Road; thence
northward along the easterly side of Smith Road to the northerly side of
Montauk Highway County Road 80; thence northeasterly to the
southwesterly corner of the property identified as District 200, Section
849, Block 2, Lot 2; thence eastward along the northerly boundary of
Montauk Highway to the southeasterly corner of the property identified
as District 200, Section 850, Block 3, Lot 8; thence northward to the
northeasterly corner of that parcel, including all lands owned by the
United States known as Wertheim National Wildlife Refuge (the "Refuge")
at any time between June 1, 1993 and the present, and any lands which
may become part of the Refuge in the future; thence northwestward across
Sunrise Highway (NYS Route 27) to the southwesterly corner of the
property identified as District 200, Section 850, Block 2, Lot 1; thence
northward along the westerly boundary of that parcel across to the
northerly boundary of Victory Avenue; thence westward along the
northerly boundary of Victory Avenue to the westerly boundary of River
Road; thence northward along the westerly boundary of River Road to the
north side of the Long Island Rail Road right-of-way; thence easterly
along the northerly side of the Long Island Rail Road right-of-way to
the north side of Moriches-Middle Island Road; thence generally
northward and westward along the northerly side of Moriches-Middle
Island Road to the northerly side of the Long Island Expressway; thence
westward along the northerly boundary of the Long Island Expressway to
the southeasterly corner of the Longwood Greenbelt property (the
property identified as District 200, Section 583, Block 2, Lot 1.1);
thence northward along the easterly boundary of the Longwood Greenbelt
property to its northeast corner; thence eastward to the southwesterly
corner of the property known as District 200, Section 552, Block 1, Lot
8; thence generally northeastward along the easterly boundary of the
property identified as District 200, Section 552, Block 1, Lot 1.7 to
the northeasterly corner of that parcel; thence eastward along the
southerly boundaries of the parcels identified as District 200, Section
504, Block 1, Lot 8, and District 200, Section 504, Block 1, Lot 11, to
the westerly boundary of the William Floyd Parkway (County Route 46);
thence northward along the westerly side of County Route 46 to a point
2000 (two thousand) feet south of the southern bank of the Peconic River
crossing of County Route 46; thence generally southeastward along a line
parallel to, and 2000 (two thousand) feet generally south or southwest
of, and parallel to, the southernmost bank of the Peconic River to a
point where the Peconic River crosses the unpaved, unnamed, north-south
firebreak and patrol road on the eastern half of the Brookhaven National
Laboratory property; thence southward and southwestward along the
easterly and southeasterly boundaries of the unpaved, unnamed,
north-south firebreak and patrol road starting on the eastern half of
the Brookhaven National Laboratory property to the Brookhaven National
Laboratory road known as Brookhaven Avenue; thence due westward along a
straight line to the Brookhaven National Laboratory road known as
Princeton Avenue; thence westward along the southerly boundary of
Princeton Avenue to the unnamed Laboratory road which diverts southwest
in the vicinity of the Laboratory gate house; thence southwestward along
the southerly side of the unnamed Laboratory road just described to
County Route 46; thence southward along the easterly side of County
Route 46 to NYS Route 495; thence eastward along the northerly boundary
of NYS Route 495 to County Route 111; thence southeastward along the
northerly boundary of County Route 111 to NYS Route 27 (Sunrise
Highway); thence generally southward across NYS Route 27 to the
westernmost extent along NYS Route 27 of the undeveloped portion (as of
June 1, 1993) of the parcel assemblage comprised of those parcels
identified as District 200, Section 594, Block 2, Lot 4 and District
900, Section 325, Block 1, Lot 41.2; thence southward along the westerly
boundary of the undeveloped portion (as of June 1, 1993) of that parcel
assemblage to County Route 71 (Old Country Road); thence eastward along
the northerly boundary of County Route 71 to the southeastern corner of
the Suffolk County Nature Preserve lands which run from NYS Route 27
south to County Route 111 and which adjoin the easterly side of the
preceding assemblage; thence northward along the easterly boundary of
that Suffolk County Nature Preserve assemblage (crossing the County
Route 111 right of way) to NYS Route 27; thence eastward along the
southerly boundary of NYS Route 27 to the westerly end of 19th Street as
shown in the old filed map contained within the tax map identified as
District 900, Section 276, Block 2; thence southward along the westerly
boundary of that old filed map (shown in District 900, Sections 276,
302, 303, 327, and 328), and coterminous with the westerly side of those
parcels along the westerly side of Oishei Road, to County Route 71;
thence eastward along the northerly boundary of County Route 71 to the
southeasterly corner of the parcel identified as District 900, Section
328, Block 2, Lot 19; thence northward along the easterly boundary of
that old filed map surrounding Oishei Road, and coterminous with the
easterly side of those parcels along the easterly side of Oishei Road,
to a point along that line due west of the northwesterly corner of the
parcel containing the Suffolk County facilities identified as District
900, Section 331, Block 1, Lot 1; thence due eastward along a straight
line to the northwesterly corner of that parcel; thence eastward along
the northerly boundary of that parcel to its northeasterly corner shown
in District 900, Section 307; thence due eastward along a straight line
to Summit Boulevard; thence southward along the westerly side of Summit
Boulevard to County Route 71; thence eastward along the northerly side
of County Route 71, excluding all parcels abutting that road which are
developed as of June 1, 1993, to the Long Island Rail Road tracks;
thence eastward along the northerly boundary of the Long Island Rail
Road tracks to County Route 31 (Old Riverhead Road); thence northward
along the westerly boundary of County Route 31 to that point opposite
the point along the easterly side of County Route 31 (north of the
Stewart Avenue intersection) at which the undeveloped portion (as of
June 1, 1993) of the Suffolk County Airport (Gabreski Airport) occurs;
thence generally northward, eastward and southward around the westerly,
northerly and easterly boundaries of the undeveloped portion (as of June
1, 1993) of the airport property (excluding from the Core Preservation
Area those portions of the airport property which are occupied by the
runways, their associated maintenance areas, and those areas identified
for future use in the Suffolk County Airport Master Plan approved by the
County Legislature) to the Long Island Rail Road tracks (including in
the Core Preservation Area those portions of the airport property which
are adjacent to the Quogue Wildlife Refuge's westerly boundary and which
are in their natural state); thence eastward along the northerly
boundary of the Long Island Rail Road tracks to the southeasterly corner
of the Town of Southampton parcel identified as District 902, Section 1,
Block 1, Lot 22.1; thence generally northward and eastward along the
easterly border of that parcel and the Town of Southampton parcels to
the immediate north identified as District 900, Section 313, Block 1,
Lot 42.1 and District 900, Section 287, Block 1, Lot 1.55 to County
Route 104; thence northward along the westerly boundary of County Route
104 to a point 1000 (one thousand) feet southward of NYS Route 27;
thence eastward along a line parallel to, and 1000 (one thousand) feet
south of, NYS Route 27, to the westerly boundary of the parcel
identified as District 900, Section 252, Block 1, Lot 1; thence
southward along the westerly boundary of that parcel to the Long Island
Rail Road tracks; thence eastward along the northerly boundary of the
Long Island Rail Road tracks to Montauk Highway; thence eastward along
the northerly boundary of Montauk Highway to that point where the
boundary of Sears-Bellows County Park heads northward along the eastern
side of the Munns Pond portion; thence northward along the easterly
boundary of Sears-Bellows County Park, to NYS Route 27; thence eastward
along the northerly boundary of NYS Route 27 to NYS Route 24 (Riverhead
- Hampton Bays Road); thence generally northwestward and westward along
the southwesterly boundary of NYS Route 24 to the easternmost extent
along NYS Route 24 of the Suffolk County Parkland known as Flanders or
Hubbard County Park; thence generally northward, westward, and southward
along the easterly, northerly, and westerly boundaries of Flanders or
Hubbard County Park, including all adjacent or contiguous undeveloped
Town of Southampton parks, preserves, open space areas, or reserved
areas, to NYS Route 24; thence westward along the southerly boundary of
NYS Route 24 to Pleasure Drive; thence southward along the easterly
boundary of Pleasure Drive a distance of 2000 (two thousand) feet,
excluding all parcels abutting that road which are developed as of June
1, 1993; thence generally westward along a straight line to the
southernmost extent of the NYS David Sarnoff Preserve along the westerly
boundaries of the parcels on the westerly side of Brookhaven Avenue;
thence generally northward and westward along the easterly and northerly
boundary of the NYS David Sarnoff Pine Barrens Preserve, crossing County
Routes 105 and 104, to County Route 63 (Riverhead-Moriches Road); thence
generally westward and northward along the northerly boundary of the
Suffolk County Cranberry Bog County Nature Preserve to County Route 51;
thence southwesterly along the westerly side of County Route 51 to the
boundary of the Cranberry Bog County Nature Preserve; thence westward
and northward along the northeasterly boundary of Cranberry Bog County
Nature Preserve to County Route 94 (also known as NYS Route 24, or
Nugent Drive); thence eastward along the northerly side of County Route
94 to the County Route 94A bridge; thence northward along the westerly
side of the County Route 94A bridge to the Riverhead-Southampton border;
thence westward along the Riverhead-Southampton border, and the
Riverhead-Brookhaven Border, to the Forge Road Bridge; thence northward
along the westerly boundary of the Forge Road Bridge to Forge Road;
thence northwestward along the westerly boundary of Forge Road to the
Long Island Rail Road tracks; thence northward along the westerly
boundary of Forge Road (unpaved) to the intersection of NYS Route 25 and
River Road; thence westward along the southerly boundary of River Road
to Edwards Avenue; thence westward along the southerly boundary of River
Road (Grumman Boulevard or Swan Pond Road) to the southeast corner of
that parcel containing Conoe (or Canoe) Lake and identified as District
600, Section 137, Block 1, Lot 1; thence northward, westward, and
southward along the borders of that parcel containing Conoe (or Canoe)
Lake to River Road (Grumman Boulevard); thence westward along the
northerly boundary of Grumman Boulevard to the southeasternmost corner
of the undeveloped portion (as of June 1, 1993) of the United States
Navy/Grumman Corporation property located on the north side of Grumman
Boulevard and adjacent to the Grumman entrance known as the South Gate;
thence due north along the easternmost edge of that undeveloped portion
(as of June 1, 1993) of the United States Navy/Grumman Corporation
property to NYS Route 25; thence along a straight line to the northerly
side of NYS Route 25 to a point occupied by the southeasternmost corner
of the parcel assemblage comprised of District 600, Section 75, Block 3,
Lot 10.1, and District 600, Section 96, Block 1, Lot 14, and otherwise
known as Camp Wauwepex; thence northward, westward, and generally
southward along the easterly, northerly, and generally westerly
boundaries of the Camp Wauwepex assemblage to NYS Route 25; thence
westward along the northerly side of NYS Route 25 to Montauk Trail;
thence northeastward along the northwesterly side of Montauk Trail to
Panamoka Trail; thence northward along the westerly side of Panamoka
Trail, excluding all parcels abutting that road which are developed as
of June 1, 1993, to Matinecock Trail; thence westward along the
southerly side of Matinecock Trail to the easterly boundary of
Brookhaven State Park; thence generally northward along the easterly
boundary of Brookhaven State Park, including all adjacent or contiguous
undeveloped Town of Brookhaven parks, preserves, open space areas, or
reserved areas, to its intersection with NYS Route 25A; thence eastward
along the southerly boundary of Route 25A to a point due south of the
southeast corner of the parcel identified as District 200, Section 128,
Block 1, Lot 3.1; thence northward across Route 25A to its northerly
side at the southeast corner of parcel identified as District 200,
Section 128, Block 1, Lot 3.1; thence northward along the easterly side
of the property identified as District 200, Section 128, Block 1, Lot
3.1 to its intersection with the southerly boundary of District 200,
Section 128, Block 1, Lot 1; thence eastward, northward and westward
along the southerly, easterly and northerly sides of the parcel
identified as District 200, Section 128, Block 1, Lot 1 to the southeast
corner of the parcel identified as District 200, Section 82, Block 1,
Lot 5.2; thence northward along the east side of this parcel to its
intersection with the south side of North Country Road; thence northward
crossing North Country road to its northerly side; thence eastward along
the northerly side of North Country Road to the Brookhaven
Town-Riverhead Town line; thence in a generally northwestward direction
along said town line to a point in Wading River Creek with the
coordinates 40.96225 latitude and -72.863633 longitude; thence westward
a distance of approximately 90 feet to the easterly side of LILCO Road;
thence southward along LILCO Road to its intersection with the north
side of North Country Road; thence westward along the north side of
North Country Road to the southeast corner of the parcel identified as
District 200, Section 39, Block 1, Lot 2; thence in a northward and
westward direction along the easterly and northerly sides of said parcel
to its northwest corner; thence northward along the westerly boundary of
the parcel identified as District 200, Section 83, Block 1, Lot 1.4 to
its northwest corner and the shoreline of Long Island Sound; thence
westward along the northerly side of the parcel identified as district
200, section 39, Block 1, lot 1.2 and the southerly extent of the Long
Island Sound to the northwest corner of the property identified as
District 200, Section 39, Block 1, Lot 1.2; thence southward along the
westerly boundary of said property to North Country Road; thence
southward crossing North Country Road to its southerly side; thence west
along the southerly boundary of North Country Road to the northwestern
corner of the property identified as District 200, Section 82, Block 1,
Lot 1.1; thence south along the westerly boundary of said property and
the westerly boundary of the property identified as District 200,
Section 82, Block 1, Lot 1.2 to the northwest corner of property
identified as District 200, Section 82, Block 1, Lot 5.1; thence
southward along the westerly boundary of said property and along the
easterly boundary of property identified as District 200, Section 81,
Block 1, Lot 14.8 and along the easterly boundary of property identified
as District 200, Section 105, Block 3, Lot 1 to the northeast corner of
property identified as District 200, Section 105, Block 3, Lot 5; thence
southward along the easterly boundary of said property to the north side
of Route 25A; thence eastward along the north side of Route 25A to a
point directly north of the northeast corner of the Shoreham-Wading
River school district property, identified as District 200, Section 243,
Block 1, Lot 3; thence southward, crossing Route 25A to its southerly
boundary and the northeast corner of the Shoreham-Wading river school
district property, identified as District 200, Section 243, Block 1, Lot
3; thence southward and westward, along the easterly and southerly
boundaries of the aforesaid parcel to its southwest corner; thence
southward along the easterly boundary of the Shoreham-Wading River
school district property identified as District 200, Section 243, Block
1, Lot 1.10 to its southeast corner; thence westward, northward,
eastward, southward, eastward, northward, westward, northward, westward
and northward in a clockwise fashion along the southerly and westerly
boundaries of the aforesaid Shoreham-Wading River school district
property to NYS Route 25A; thence westward along the southerly side of
NYS Route 25A to County Route 46; thence southward along the easterly
side of County Route 46 to its intersection with the Suffolk County Pine
Trail Nature Preserve; thence westward along the northerly boundary of
the Suffolk County Pine Trail Nature Preserve where the Preserve is
adjacent to developed parcels or parcels in agricultural or
horticultural use, or along a line parallel to, and 100 (one hundred)
feet north of, the Preserve where the Preserve is adjacent to parcels
which are undeveloped as of June 1, 1993, to the southeastern corner of
the parcel west of Woodlots Road and identified as District 200, Section
291, Block 1, Lot 14.1; thence northward and westward along the easterly
and northerly boundaries of that parcel to Whiskey Road; thence westward
along the southerly side of Whiskey Road to Wading River Hollow Road;
thence northward along the westerly side of Wading River Hollow Road to
the boundary of the NYS Rocky Point Land; thence generally northward
along the easterly boundary of the NYS Rocky Point Land, including all
adjacent or contiguous undeveloped Town of Brookhaven parks, preserves,
open space areas, or reserved areas, to NYS Route 25A; thence westward
along the southerly side of NYS Route 25A, excluding those parcels
abutting that road which are developed as of June 1, 1993, and those
lands identified for the reroute of Route 25A by the NYS Department of
Transportation, to the northeastern corner of the parcel identified as
District 200, Section 102, Block 3, Lot 1.4; thence southward along the
westerly boundary of that parcel to the parcel identified as District
200, Section 102, Block 3, Lot 1.6; thence generally westward and
southward along the westerly boundaries of that parcel and the adjoining
southerly parcel identified as District 200, Section 102, Block 3, Lot
1.5 to the boundary of the NYS Rocky Point Land; thence westward along
the northerly boundary of the NYS Rocky Point Land to County Route 21;
thence generally westward along a straight line across County Route 21
to the northernmost extent along County Route 21 of the NYS Rocky Point
Land; thence generally westward along the generally northerly boundary
of the NYS Rocky Point Land to the point or place of beginning, and
excluding the area defined as beginning at a point where the southerly
boundary of NYS Route 25 meets the easterly side of the Suffolk County
Pine Trail Nature Preserve; thence southeastward along the easterly side
of the Suffolk County Pine Trail Nature Preserve where the Preserve is
adjacent to developed parcels, or along a line parallel to, and 100 (one
hundred) feet east of, the Preserve where the Preserve is adjacent to
parcels which are undeveloped as of June 1, 1993, to the Long Island
Lighting Company high voltage transmission lines; thence northward along
the westerly side of the Long Island Lighting Company high voltage
transmission lines to NYS Route 25; thence westward along the southerly
side of NYS Route 25 to the point or place of beginning;
and excluding four distinct areas described as follows: Area One is the
area defined as beginning at a point where the southerly boundary of NYS
Route 25 meets the easterly side of the Suffolk County Pine Trail Nature
Preserve; thence southeastward along the easterly side of the Suffolk
County Pine Trail Nature Preserve where the Preserve is adjacent to
developed parcels, or along a line parallel to, and 100 (one hundred)
feet east of, the Preserve where the Preserve is adjacent to parcels
which are undeveloped as of June 1, 1993, to the Long Island Lighting
Company high voltage transmission lines; thence northward along the
westerly side of the Long Island Lighting Company high voltage
transmission lines to NYS Route 25; thence westward along the southerly
side of NYS Route 25 to the point or place of beginning; Area Two is the
area defined as beginning at the northwest corner of the parcel
identified as District 200, Section 552, Block 1, Lot 3; thence
eastward, southwestward and generally northward along the northerly,
southeasterly and westerly boundaries of that parcel, containing the
sewage treatment facility known as the Dorade facility, to the point of
beginning; Area three is defined as the parcel identified as district
200, section 82, block 1, lot 3; Area four is defined as the property
identified as district 200, section 39, block 1, lot 1.1;
and including in the core preservation area only the municipally owned
lands and the property identified as District 200, Section 750, Block 3,
Lot 44; within the area beginning at a point on the southeasterly corner
of the intersection of Moriches-Middle Island Road and Cranford
Boulevard and thence southward along the easterly boundary of Cranford
Boulevard to the southwestern corner of property identified as District
200, Section 645, Block 3, Lot 29.l; thence southeastward along the
southerly boundary of said property to its intersection with property
identified as District 200, Section 712, Block 9, Lot 1; thence
generally southward along the westerly boundary of said property to its
intersection with the northerly side of the eastward extension of Grove
Drive, known as Grove Street; thence southward crossing Grove Street to
its south side; thence westward along the southerly boundary of the
Grove Street road extension to the northwestern corner of the property
identified as District 200, Section 749, Block 3, Lot 41.1 and comprised
of parcels owned by the county of Suffolk and the town of Brookhaven;
thence southward to the southwestern corner of property identified as
District 200, Section 749, Block 3, Lot 43; thence eastward along the
southerly boundary of said property to the west side of Lambert Avenue;
thence crossing Lambert Avenue to its easterly side; thence southward
along the easterly boundary of Lambert Avenue to the northerly boundary
of the Sunrise Highway Service Road; thence northeastward along the
northerly boundary of the Sunrise Highway Service Road to Barnes Road;
thence northward along the westerly boundary of Barnes Road to the
northeastern corner of the property identified as District 200, Section
750, Block 3, Lot 40.2; thence westward along the northerly boundary of
property identified as District 200, Section 713, Block 1, Lot 2; thence
westward along the northerly boundary of property identified as District
200, Section 713, Block 1, Lot 1; thence northward along the westerly
side of Weeks Avenue to the northeastern corner of property identified
as District 200, Section 713, Block 3, Lot 1; thence westward along the
northerly boundary of said property to Michigan Avenue; thence northward
along the easterly boundary of Michigan Avenue to Moriches-Middle Island
Road; thence westward along the southerly boundary of Moriches-Middle
Island Road to the point of beginning.
* NB Effective until ... (see 58/2018 Pt. CC § 5 for expiration
provisions)
* 11. "Core preservation area" shall mean the core preservation area
of the Central Pine Barrens area which comprise the largest intact areas
of undeveloped pine barrens as described and bounded as follows:
Beginning at a point where the northwestern corner of the New York
State Rocky Point Natural Resource Management Area (the "NYS Rocky Point
Land") intersects the southerly side of NYS Route 25A; thence generally
southward and eastward along the generally westerly and southerly
boundaries of the NYS Rocky Point Land (including the Currans Road Pond
State Wildlife Management Area, all adjacent or contiguous undeveloped
Town of Brookhaven parks, preserves, open space areas, or reserved
areas, and the crossings of the undeveloped Suffolk County property
known as the Port Jefferson - Westhampton road right of way, Whiskey
Road, County Route 21, and Currans Road), and including those properties
identified as District 200, Section 346, Block 1, Lots 3 and 4, to the
point where the NYS Rocky Point Land meets the northerly side of NYS
Route 25 (Middle Country Road); thence eastward along the northerly
boundary of NYS Route 25 to the southeastern corner of that property
west of Woodlots Road which is identified as District 200, Section 349,
Block 2, Lot 1.3; thence northward along the easterly boundary of that
property to the Suffolk County Pine Trail Nature Preserve; thence
eastward and southeastward along the southerly boundary of the Suffolk
County Pine Trail Nature Preserve where the Preserve is adjacent to
developed parcels or parcels in agricultural or horticultural use, or
along a line parallel to, and 100 (one hundred) feet south of, the
Preserve where the Preserve is adjacent to parcels which are undeveloped
as of June 1, 1993, to County Route 46; thence southward along the
easterly boundary of County Route 46 to NYS Route 25; thence eastward
along the southerly boundary of NYS Route 25 to the Suffolk County Pine
Trail Nature Preserve; thence southward along the westerly boundary of
the Suffolk County Pine Trail Nature Preserve where the Preserve is
adjacent to developed parcels, or along a line parallel to, and 100 (one
hundred) feet west of, the Preserve where the Preserve is adjacent to
parcels which are undeveloped as of June 1, 1993, to the northern
boundary of the United States land known as Brookhaven National
Laboratory; thence generally westward along the northerly boundary of
Brookhaven National Laboratory to County Route 46 (William Floyd
Parkway); thence generally northwestward on a straight line to the
intersection of Sally Lane and Pond Lane; thence westward along the
southerly side of Pond Lane to Ruth Lane; thence northward along the
westerly side of Ruth Lane to NYS Route 25; thence westward along the
northerly side of NYS Route 25 to the southeast corner of the NYS Middle
Island State Game Farm and Environmental Education Center; thence
northward, westward, and southward along the easterly, northerly, and
westerly boundaries of the NYS Middle Island State Game Farm and
Environmental Education Center to NYS Route 25; thence westward along
the southerly side of NYS Route 25, excluding all parcels abutting that
road which are developed as of June 1, 1993, to Giant Oak Road; thence
southward along the easterly side of Giant Oak Road to Medford Road;
thence southwestward along the southeasterly side of Medford Road
crossing to the west side of Smith Road; thence southerly along the
westerly side of Smith Road to the southeast corner of District 200,
Section 406, Block 1, Lot 6; thence westward and northward along the
southerly and westerly sides of said parcel to the southerly side of the
developed lands known as Strathmore Ridge; thence westward, northward
and eastward along the southerly, westerly and northerly sides of the
developed lands known as Strathmore Ridge to the westerly side of Smith
Road; thence northerly along the westerly side of Smith Road to the
southerly side of NYS Route 25; thence westerly along the southerly side
of NYS Route 25, to the northwestern corner of that property which is
identified as District 200, Section 406, Block 1, Lot 4.3; thence
southerly along the westerly boundary of that property and continuing
southward along the westerly sides of the properties identified as
District 200, Section 406, Block 1, Lot 4.6; District 200, Section 406,
Block 1, Lot 4.4 and District 200, Section 504, Block 1, Lot 2 to the
southerly side of Longwood Road; thence eastward along the southerly
side of Longwood Road to the northwest corner of the property identified
as District 200, Section 504, Block 1, Lot 7.2; thence southward and
westward along the generally westerly boundary of that parcel to the
eastern end of Rugby Lane (also known as Rugby Avenue or Rugby Road), a
paper street shown on Suffolk County tax maps District 200, Sections
500, 502, and 503; thence westward along the northerly boundary of Rugby
Lane, across County Route 21, to the westerly boundary of County Route
21 (Yaphank - Middle Island Road); thence southward along the westerly
boundary of County Route 21 to the northeastern corner of the parcel
identified as District 200, Section 529, Block 1, Lot 28, and which is
coterminous with the southerly boundaries of the parcels located on the
south side of Rustic Lane; thence westward along the northerly boundary
of that parcel to the southwest corner of the parcel identified as
District 200, Section 528, Block 5, Lot 2; thence northward along a
portion of the easterly boundary of the Carmans River, which comprises
the easterly boundary of the parcel identified as District 200, Section
528, Block 5, Lot 1, to its intersection with the southern boundary of
the Suffolk County Nature Preserve parcel identified as District 200,
Section 500, Block 1, Lot 1.4; thence eastward along the southern
boundary of that parcel to the southeast corner of that parcel; thence
northward along the easterly boundary of that Suffolk County Nature
Preserve parcel to the southeast corner of the Suffolk County Nature
Preserve parcel identified as District 200, Section 500, Block 1, Lot
3.1, thence generally northward along the easterly boundary of that
parcel to the north side of East Bartlett Road; thence easterly along
the north side of East Bartlett Road to the east side of County Road 21;
thence southerly along the east side of County Road 21 to the southwest
corner of District 200, Section 501, Block 1, Lot 2.1; thence easterly
and northerly along the southern and eastern sides of that property and
northward along the easterly side of District 0200, 50100, Block 0100,
Lot 002002 and across to the north side of Longwood Road; thence
westerly along the north side of Longwood Road to the southeast corner
of District 200, Section 482, Block 1, Lot 3.1; thence northward and
eastward along the easterly and southerly boundaries of that parcel to
the northwest corner of the parcel identified as District 200, Section
483, Block 2, Lot 1.4; thence eastward along the southerly property
boundary of the parcel identified as District 200, Section 482, Block 1,
Lot 4 to the southeast corner of that parcel; thence northward along the
easterly boundary of that parcel to the northeast corner of that parcel;
thence eastward and northward along the southerly and easterly
boundaries of the parcel identified as District 200, Section 456, Block
2, Lot 4 to the northeast corner of that parcel; thence generally
northerly and westerly along the easterly and northerly boundary of
Prosser Pines County Nature Preserve to County Road 21; thence westward
(directly across County Route 21) along the southerly boundary of the
property identified as District 200, Section 434, Block 1, Lot 12.1, to
the southwest corner of the property identified as District 200, Section
434, Block 1, Lot 14.3, adjacent to the eastern side of Cathedral Pines
County Park; thence northward along the eastern boundary of Cathedral
Pines County Park to the southeast corner of the property identified as
District 200, Section 402, Block 1, Lot 23.1, thence continuing
northward along the easterly boundary of that property to the southerly
side of Lafayette Road; thence westward along the southerly side of
Lafayette Road to the eastern boundary of the property identified as
District 200, Section 402, Block 1, Lot 24.7; thence generally in a
counter-clockwise direction along the easterly, northerly, westerly and
northerly boundaries of that property to the easterly boundary of the
parcel identified as District 200, Section 402, Block 1, Lot 19.2;
thence northerly along the easterly side of said lot to the southeast
corner of the property identified as District 200, Section 402, Block 1,
Lot 20, thence westward and northward along the southerly and westerly
sides of that property to the southerly side of NYS Route 25; thence
westward along the southerly boundary of NYS Route 25 to the
northwestern corner of the parcel identified as District 200, Section
402, Block 1, Lot 16.4; thence generally southward along the westerly
boundary of that parcel to the northerly boundary of the parcel
identified as District 200, Section 454, Block 1, Lot 9.1; thence
westward along the northerly boundary of that parcel to East Bartlett
Road; thence southward along the easterly boundary of East Bartlett Road
to its intersection with Ashton Road; thence westward to the
northeastern corner of the old filed map shown on District 200, Section
499; thence westward and southward along the northerly and westerly
boundaries of the old filed map shown on Suffolk County tax maps
District 200, Sections 498, 499, and 527 to Hillcrest Road; thence
eastward along the southerly boundary of Hillcrest Road to Ashton Road;
thence southward along the easterly side of Ashton Road to Granny Road;
thence eastward along the southerly side of Granny Road to the
northwesterly corner of District 200, Section 547, Block 1, Lot 18.1;
thence generally southward, westward, southward, eastward and northward
in a counter-clockwise direction along the western, northern, southern
and eastern boundaries of said parcel to the southeast corner of the
parcel identified as District 200, Section 548, Block 1, Lot 3; thence
northward along the easterly boundary of that parcel to its northeast
corner; thence generally northward, northeastward and eastward along the
westerly, northwesterly and northerly sides of German Boulevard to its
intersection with the northeasterly side of Lakeview Boulevard; thence
southeastward along the northeasterly side of Lakeview Boulevard to the
westerly boundary of the parcel identified as District 200, Section 611,
Block 1, Lot 5; thence northward along the westerly boundary of that
parcel to its northwest corner; thence southward along the westerly
boundary of the parcel identified as District 200, Section 579, Block 3,
Lot 1, comprising part of the western bank of the Carmans River also
known as Upper Lake, to the northerly side of Mill Road, also known as
County Route 101; thence eastward along the northerly side of Mill Road
to the northeast corner of the parcel identified as District 200,
Section 579, Block 3, Lot 19; thence westerly along the northerly
boundary of that parcel to the eastern boundary of the parcel identified
as District 200, Section 579, Block 3, Lot 1; thence northward along the
easterly side of that parcel, comprising part of the eastern bank of the
Carmans River also known as Upper Lake, to the southwest corner of the
parcel identified as District 200, Section 548, Block 2, Lot 5.1; thence
eastward along the southern boundary of that parcel to its southeast
corner; thence eastward across County Route 21 to its easterly side;
thence northward along the easterly boundary of County Route 21 to the
southwest corner of the Suffolk County Nature Preserve parcel known as
Warbler Woods and identified as District 200, Section 551, Block 1, Lot
4; thence generally eastward along the southerly boundary of the Warbler
Woods parcel and then southward along the westerly boundary of an
extension of that parcel's southerly boundary to the southeast corner of
the southern terminus of Harold Road; thence generally westward,
southward and westward in a counter-clockwise direction along the
northerly, westerly, northerly and westerly boundaries of the Suffolk
County Nature Preserve parcel known as Fox Lair, and identified as
District 200, Section 580, Block 3, Lot 24.2, to the northwest corner of
the parcel Suffolk County Water Authority parcel identified as District
200, Section 580, Block 3, Lot 24.6; thence southward, eastward and
southward along the westerly boundary and southerly boundaries of that
Suffolk County Water Authority parcel to Main Street; thence eastward
along the north side of Main Street to the southeast corner of said
Suffolk County Water Authority parcel to its southeast corner; thence
northward along the easterly boundary of that parcel to the southwest
property boundary of the Suffolk County Nature Preserve parcel known as
Fox Lair and identified as District 200, Section 580, Block 3, Lot 24.2,
thence generally eastward, southward, eastward, northward and eastward
along the southerly boundaries of said parcel and eastward along the
southerly boundary of the Suffolk County Nature Preserve parcel
identified as District 200, Section 583, Block 1, Lot 4.1, to the west
side of the unimproved north-south oriented road known variously as
Smith Road, Longwood Road and Private Road; thence southward along the
westerly boundary of Smith Road to the north side of the Long Island
Expressway; thence westward along the northerly boundary of the Long
Island Expressway to the south side of Main Street in Yaphank; thence
westward along the southerly boundary of Main Street in Yaphank to the
westernmost extent along Main Street of the Southaven County Park
boundary; thence westward across County Road 21 to the western boundary
of the County Road 21 right-of-way; thence southward along the western
boundary of the County Road 21 right-of-way to the northerly side of the
parcel identified as District 200, Section 611, Block 3, Lot 16,
comprising the northerly bank of the Carmans River known as Lower Lake;
thence westward along the northerly side of that property to the
southwest corner of the parcel identified as District 200, Section 612,
Block 4, Lot 1; thence northward along the westerly boundary of that
parcel to the southerly side of County Route 21 known as Main Street;
thence westward along the southerly side of County Route 21 known as
Main Street to the northeast corner of the parcel identified as District
200, Section 612, Block 2, Lot 12; thence southward along the easterly
boundary of that parcel to the southeast corner of the parcel identified
as District 200, Section 612, Block 2, Lot 11; thence westward and
northwestward along the northerly and northeasterly boundaries of the
Town of Brookhaven parcel identified as District 200, Section 611, Block
3, Lot 9 to the south side of Mill Road, also known as County Road 101;
thence generally westward and southward along the southerly side of Mill
Road and continuing southward along the eastern side of
Patchogue-Yaphank Road, also known as County Road 101, to the southerly
side of Gerard Road; thence eastward along the southerly side of Gerard
Road to its westerly boundary known as the map of Grand Heights, filed
in the offices of the Suffolk County clerk; thence southward along the
westerly map line of the filed map known as Grand Heights to the north
side of the Long Island Expressway NYS Route 495; thence easterly along
the northerly side of the Long Island Expressway NYS Route 495 to the
westerly side of County Route 21 known as Yaphank Avenue; thence
southward along the westerly side of Yaphank Avenue to the south side of
the Long Island Expressway; thence eastward along the south side of the
Long Island Expressway to the westerly boundary of Southaven County
Park, thence generally southward along the westerly boundary of
Southaven County Park to the northeast corner of the lands of Suffolk
County identified as District 200, Section 665, Block 2, Lot 1; thence
generally southward along the easterly boundary of said lot, crossing
the LIRR and Park Street and continuing southward along the westerly
boundary of Davenport Avenue as shown on the old filed map known as
Bellhaven Terrace; thence southward and eastward along the westerly and
southerly boundaries of the parcel identified as District 200, Section
744, Block 1, Lot 10 to the westerly boundary of the parcel identified
as District 200, Section 781, Block 1, Lot 3.1; thence continuing
southerly along the westerly boundary of that parcel to the easterly
boundary of Gerard Road; thence southward along the easterly boundary of
Gerard Road to Victory Avenue; thence eastward along the northerly
boundary of Victory Avenue to a point where the west bank of the Carmans
River passes under Victory Avenue and Route 27; thence south under Route
27 to the southerly side of Montauk Highway also known as County Road
80; thence westward along the southerly side of Montauk Highway County
Road 80, including lands owned by the United States known as Wertheim
National Wildlife Refuge (the "Refuge"), to the eastern side of Old
Stump Road; thence southward along the easterly side of Old Stump Road
to the northerly side of Beaver Dam Road; thence eastward along the
northerly side of Beaver Dam Road to the lands owned by the United
States known as Wertheim National Wildlife Refuge (the "Refuge"),
including the Carmans River; thence generally westerly and southerly to
the waters of Bellport Bay; thence generally easterly across the Bay and
northerly along the easterly boundary of the Refuge, including all lands
currently part of the Refuge and any lands which may become part of the
Refuge in the future to the east side of the southern terminus of Smith
Road; thence northward along the easterly side of Smith Road to the
southwesterly corner of the property identified as District 200, Section
974.50, Block 1, Lot 11; thence eastward, northward and westward in a
counter-clockwise direction along the southern, eastern and northern
boundaries of that property to the easterly side of Smith Road; thence
northward along the easterly side of Smith Road to the northerly side of
Montauk Highway County Road 80; thence northeasterly to the
southwesterly corner of the property identified as District 200, Section
849, Block 2, Lot 2; thence eastward along the northerly boundary of
Montauk Highway to the southeasterly corner of the property identified
as District 200, Section 850, Block 3, Lot 8; thence northward to the
northeasterly corner of that parcel, including all lands owned by the
United States known as Wertheim National Wildlife Refuge (the "Refuge")
at any time between June 1, 1993 and the present, and any lands which
may become part of the Refuge in the future; thence northwestward across
Sunrise Highway (NYS Route 27) to the southwesterly corner of the
property identified as District 200, Section 850, Block 2, Lot 1; thence
northward along the westerly boundary of that parcel across to the
northerly boundary of Victory Avenue; thence westward along the
northerly boundary of Victory Avenue to the westerly boundary of River
Road; thence northward along the westerly boundary of River Road to the
north side of the Long Island Rail Road right-of-way; thence easterly
along the northerly side of the Long Island Rail Road right-of-way to
the north side of Moriches-Middle Island Road; thence generally
northward and westward along the northerly side of Moriches-Middle
Island Road to the northerly side of the Long Island Expressway; thence
westward along the northerly boundary of the Long Island Expressway to
the southeasterly corner of the Longwood Greenbelt property (the
property identified as District 200, Section 583, Block 2, Lot 1.1);
thence northward along the easterly boundary of the Longwood Greenbelt
property to its northeast corner; thence eastward to the southwesterly
corner of the property known as District 200, Section 552, Block 1, Lot
8; thence generally northeastward along the easterly boundary of the
property identified as District 200, Section 552, Block 1, Lot 1.7 to
the northeasterly corner of that parcel; thence eastward along the
southerly boundaries of the parcels identified as District 200, Section
504, Block 1, Lot 8, and District 200, Section 504, Block 1, Lot 11, to
the westerly boundary of the William Floyd Parkway (County Route 46);
thence northward along the westerly side of County Route 46 to a point
2000 (two thousand) feet south of the southern bank of the Peconic River
crossing of County Route 46; thence generally southeastward along a line
parallel to, and 2000 (two thousand) feet generally south or southwest
of, and parallel to, the southernmost bank of the Peconic River to a
point where the Peconic River crosses the unpaved, unnamed, north-south
firebreak and patrol road on the eastern half of the Brookhaven National
Laboratory property; thence southward and southwestward along the
easterly and southeasterly boundaries of the unpaved, unnamed,
north-south firebreak and patrol road starting on the eastern half of
the Brookhaven National Laboratory property to the Brookhaven National
Laboratory road known as Brookhaven Avenue; thence due westward along a
straight line to the Brookhaven National Laboratory road known as
Princeton Avenue; thence westward along the southerly boundary of
Princeton Avenue to the unnamed Laboratory road which diverts southwest
in the vicinity of the Laboratory gate house; thence southwestward along
the southerly side of the unnamed Laboratory road just described to
County Route 46; thence southward along the easterly side of County
Route 46 to NYS Route 495; thence eastward along the northerly boundary
of NYS Route 495 to County Route 111; thence southeastward along the
northerly boundary of County Route 111 to NYS Route 27 (Sunrise
Highway); thence generally southward across NYS Route 27 to the
westernmost extent along NYS Route 27 of the undeveloped portion (as of
June 1, 1993) of the parcel assemblage comprised of those parcels
identified as District 200, Section 594, Block 2, Lot 4 and District
900, Section 325, Block 1, Lot 41.2; thence southward along the westerly
boundary of the undeveloped portion (as of June 1, 1993) of that parcel
assemblage to County Route 71 (Old Country Road); thence eastward along
the northerly boundary of County Route 71 to the southeastern corner of
the Suffolk County Nature Preserve lands which run from NYS Route 27
south to County Route 111 and which adjoin the easterly side of the
preceding assemblage; thence northward along the easterly boundary of
that Suffolk County Nature Preserve assemblage (crossing the County
Route 111 right of way) to NYS Route 27; thence eastward along the
southerly boundary of NYS Route 27 to the westerly end of 19th Street as
shown in the old filed map contained within the tax map identified as
District 900, Section 276, Block 2; thence southward along the westerly
boundary of that old filed map (shown in District 900, Sections 276,
302, 303, 327, and 328), and coterminous with the westerly side of those
parcels along the westerly side of Oishei Road, to County Route 71;
thence eastward along the northerly boundary of County Route 71 to the
southeasterly corner of the parcel identified as District 900, Section
328, Block 2, Lot 19; thence northward along the easterly boundary of
that old filed map surrounding Oishei Road, and coterminous with the
easterly side of those parcels along the easterly side of Oishei Road,
to a point along that line due west of the northwesterly corner of the
parcel containing the Suffolk County facilities identified as District
900, Section 331, Block 1, Lot 1; thence due eastward along a straight
line to the northwesterly corner of that parcel; thence eastward along
the northerly boundary of that parcel to its northeasterly corner shown
in District 900, Section 307; thence due eastward along a straight line
to Summit Boulevard; thence southward along the westerly side of Summit
Boulevard to County Route 71; thence eastward along the northerly side
of County Route 71, excluding all parcels abutting that road which are
developed as of June 1, 1993, to the Long Island Rail Road tracks;
thence eastward along the northerly boundary of the Long Island Rail
Road tracks to County Route 31 (Old Riverhead Road); thence northward
along the westerly boundary of County Route 31 to that point opposite
the point along the easterly side of County Route 31 (north of the
Stewart Avenue intersection) at which the undeveloped portion (as of
June 1, 1993) of the Suffolk County Airport (Gabreski Airport) occurs;
thence generally northward, eastward and southward around the westerly,
northerly and easterly boundaries of the undeveloped portion (as of June
1, 1993) of the airport property (excluding from the Core Preservation
Area those portions of the airport property which are occupied by the
runways, their associated maintenance areas, and those areas identified
for future use in the Suffolk County Airport Master Plan approved by the
County Legislature) to the Long Island Rail Road tracks (including in
the Core Preservation Area those portions of the airport property which
are adjacent to the Quogue Wildlife Refuge's westerly boundary and which
are in their natural state); thence eastward along the northerly
boundary of the Long Island Rail Road tracks to the southeasterly corner
of the Town of Southampton parcel identified as District 902, Section 1,
Block 1, Lot 22.1; thence generally northward and eastward along the
easterly border of that parcel and the Town of Southampton parcels to
the immediate north identified as District 900, Section 313, Block 1,
Lot 42.1 and District 900, Section 287, Block 1, Lot 1.55 to County
Route 104; thence northward along the westerly boundary of County Route
104 to a point 1000 (one thousand) feet southward of NYS Route 27;
thence eastward along a line parallel to, and 1000 (one thousand) feet
south of, NYS Route 27, to the westerly boundary of the parcel
identified as District 900, Section 252, Block 1, Lot 1; thence
southward along the westerly boundary of that parcel to the Long Island
Rail Road tracks; thence eastward along the northerly boundary of the
Long Island Rail Road tracks to Montauk Highway; thence eastward along
the northerly boundary of Montauk Highway to that point where the
boundary of Sears-Bellows County Park heads northward along the eastern
side of the Munns Pond portion; thence northward along the easterly
boundary of Sears-Bellows County Park, to NYS Route 27; thence eastward
along the northerly boundary of NYS Route 27 to NYS Route 24 (Riverhead
- Hampton Bays Road); thence generally northwestward and westward along
the southwesterly boundary of NYS Route 24 to the easternmost extent
along NYS Route 24 of the Suffolk County Parkland known as Flanders or
Hubbard County Park; thence generally northward, westward, and southward
along the easterly, northerly, and westerly boundaries of Flanders or
Hubbard County Park, including all adjacent or contiguous undeveloped
Town of Southampton parks, preserves, open space areas, or reserved
areas, to NYS Route 24; thence westward along the southerly boundary of
NYS Route 24 to Pleasure Drive; thence southward along the easterly
boundary of Pleasure Drive a distance of 2000 (two thousand) feet,
excluding all parcels abutting that road which are developed as of June
1, 1993; thence generally westward along a straight line to the
southernmost extent of the NYS David Sarnoff Preserve along the westerly
boundaries of the parcels on the westerly side of Brookhaven Avenue;
thence generally northward and westward along the easterly and northerly
boundary of the NYS David Sarnoff Pine Barrens Preserve, crossing County
Routes 105 and 104, to County Route 63 (Riverhead-Moriches Road); thence
generally westward and northward along the northerly boundary of the
Suffolk County Cranberry Bog County Nature Preserve to County Route 51;
thence southwesterly along the westerly side of County Route 51 to the
boundary of the Cranberry Bog County Nature Preserve; thence westward
and northward along the northeasterly boundary of Cranberry Bog County
Nature Preserve to County Route 94 (also known as NYS Route 24, or
Nugent Drive); thence eastward along the northerly side of County Route
94 to the County Route 94A bridge; thence northward along the westerly
side of the County Route 94A bridge to the Riverhead-Southampton border;
thence westward along the Riverhead-Southampton border, and the
Riverhead-Brookhaven Border, to the Forge Road Bridge; thence northward
along the westerly boundary of the Forge Road Bridge to Forge Road;
thence northwestward along the westerly boundary of Forge Road to the
Long Island Rail Road tracks; thence northward along the westerly
boundary of Forge Road (unpaved) to the intersection of NYS Route 25 and
River Road; thence westward along the southerly boundary of River Road
to Edwards Avenue; thence westward along the southerly boundary of River
Road (Grumman Boulevard or Swan Pond Road) to the southeast corner of
that parcel containing Conoe (or Canoe) Lake and identified as District
600, Section 137, Block 1, Lot 1; thence northward, westward, and
southward along the borders of that parcel containing Conoe (or Canoe)
Lake to River Road (Grumman Boulevard); thence westward along the
northerly boundary of Grumman Boulevard to the southeasternmost corner
of the undeveloped portion (as of June 1, 1993) of the United States
Navy/Grumman Corporation property located on the north side of Grumman
Boulevard and adjacent to the Grumman entrance known as the South Gate;
thence due north along the easternmost edge of that undeveloped portion
(as of June 1, 1993) of the United States Navy/Grumman Corporation
property to NYS Route 25; thence along a straight line to the northerly
side of NYS Route 25 to a point occupied by the southeasternmost corner
of the parcel assemblage comprised of District 600, Section 75, Block 3,
Lot 10.1, and District 600, Section 96, Block 1, Lot 14, and otherwise
known as Camp Wauwepex; thence northward, westward, and generally
southward along the easterly, northerly, and generally westerly
boundaries of the Camp Wauwepex assemblage to NYS Route 25; thence
westward along the northerly side of NYS Route 25 to Montauk Trail;
thence northeastward along the northwesterly side of Montauk Trail to
Panamoka Trail; thence northward along the westerly side of Panamoka
Trail, excluding all parcels abutting that road which are developed as
of June 1, 1993, to Matinecock Trail; thence westward along the
southerly side of Matinecock Trail to the easterly boundary of
Brookhaven State Park; thence generally northward along the easterly
boundary of Brookhaven State Park, including all adjacent or contiguous
undeveloped Town of Brookhaven parks, preserves, open space areas, or
reserved areas, to its intersection with NYS Route 25A; thence westward
along the southerly side of NYS Route 25A to the northeast corner of the
Shoreham-Wading River school district property; thence southward,
westward, and northward along the easterly, southerly, and westerly
boundaries of the Shoreham-Wading River school district property to NYS
Route 25A; thence westward along the southerly side of NYS Route 25A to
County Route 46; thence southward along the easterly side of County
Route 46 to its intersection with the Suffolk County Pine Trail Nature
Preserve; thence westward along the northerly boundary of the Suffolk
County Pine Trail Nature Preserve where the Preserve is adjacent to
developed parcels or parcels in agricultural or horticultural use, or
along a line parallel to, and 100 (one hundred) feet north of, the
Preserve where the Preserve is adjacent to parcels which are undeveloped
as of June 1, 1993, to the southeastern corner of the parcel west of
Woodlots Road and identified as District 200, Section 291, Block 1, Lot
14.1; thence northward and westward along the easterly and northerly
boundaries of that parcel to Whiskey Road; thence westward along the
southerly side of Whiskey Road to Wading River Hollow Road; thence
northward along the westerly side of Wading River Hollow Road to the
boundary of the NYS Rocky Point Land; thence generally northward along
the easterly boundary of the NYS Rocky Point Land, including all
adjacent or contiguous undeveloped Town of Brookhaven parks, preserves,
open space areas, or reserved areas, to NYS Route 25A; thence westward
along the southerly side of NYS Route 25A, excluding those parcels
abutting that road which are developed as of June 1, 1993, and those
lands identified for the reroute of Route 25A by the NYS Department of
Transportation, to the northeastern corner of the parcel identified as
District 200, Section 102, Block 3, Lot 1.4; thence southward along the
westerly boundary of that parcel to the parcel identified as District
200, Section 102, Block 3, Lot 1.6; thence generally westward and
southward along the westerly boundaries of that parcel and the adjoining
southerly parcel identified as District 200, Section 102, Block 3, Lot
1.5 to the boundary of the NYS Rocky Point Land; thence westward along
the northerly boundary of the NYS Rocky Point Land to County Route 21;
thence generally westward along a straight line across County Route 21
to the northernmost extent along County Route 21 of the NYS Rocky Point
Land; thence generally westward along the generally northerly boundary
of the NYS Rocky Point Land to the point or place of beginning, and
excluding the area defined as beginning at a point where the southerly
boundary of NYS Route 25 meets the easterly side of the Suffolk County
Pine Trail Nature Preserve; thence southeastward along the easterly side
of the Suffolk County Pine Trail Nature Preserve where the Preserve is
adjacent to developed parcels, or along a line parallel to, and 100 (one
hundred) feet east of, the Preserve where the Preserve is adjacent to
parcels which are undeveloped as of June 1, 1993, to the Long Island
Lighting Company high voltage transmission lines; thence northward along
the westerly side of the Long Island Lighting Company high voltage
transmission lines to NYS Route 25; thence westward along the southerly
side of NYS Route 25 to the point or place of beginning;
and excluding two distinct areas described as follows: Area One is the
area defined as beginning at a point where the southerly boundary of NYS
Route 25 meets the easterly side of the Suffolk County Pine Trail Nature
Preserve; thence southeastward along the easterly side of the Suffolk
County Pine Trail Nature Preserve where the Preserve is adjacent to
developed parcels, or along a line parallel to, and 100 (one hundred)
feet east of, the Preserve where the Preserve is adjacent to parcels
which are undeveloped as of June 1, 1993, to the Long Island Lighting
Company high voltage transmission lines; thence northward along the
westerly side of the Long Island Lighting Company high voltage
transmission lines to NYS Route 25; thence westward along the southerly
side of NYS Route 25 to the point or place of beginning; Area Two is the
area defined as beginning at the northwest corner of the parcel
identified as District 200, Section 552, Block 1, Lot 3; thence
eastward, southwestward and generally northward along the northerly,
southeasterly and westerly boundaries of that parcel, containing the
sewage treatment facility known as the Dorade facility, to the point of
beginning.
* NB Effective ... (see 58/2018 Pt. CC § 5 for expiration provisions)
12. "Compatible growth area" shall mean the compatible growth area
which comprises that area within the central pine barrens, but outside
the core preservation area as defined.
13. "Development" shall mean the performance of any building activity
or mining operation, the making of any material change in the use or
intensity of use of any structure or land and the creation or
termination of rights of access or riparian rights. Without limitation,
the following activities or uses shall be taken for the purposes of this
title to involve development as defined in this subdivision:
(a) a change in type of use of a structure or land or, if the
ordinance or rule divides uses into classes, a change from one class of
use designated in an ordinance or rule to a use in another class so
designated;
(b) a material increase in the intensity of use of land or
environmental impacts as a result thereof;
(c) commencement of mining, excavation or material alteration of grade
or vegetation on a parcel of land excluding environmental restoration
activities;
(d) material alteration of a shore, bank or flood plain of a river,
stream, lake, pond, or artificial body of water;
(e) re-establishment of a use which has been abandoned for one year;
(f) departure from the normal use for which development permission has
been granted, or material failure to comply with the conditions of an
ordinance, rule or order granting the development permission under which
the development was commenced or is continued.
The following operations or uses do not constitute development for the
purposes of this title:
(i) public improvements undertaken for the health, safety or welfare
of the public. Such public improvements shall be consistent with the
goals and objectives of this title, and shall include, but not be
limited to, maintenance of an existing road or railroad track;
(ii) work by any utility not involving substantial engineering
redesign for the purpose of inspection, maintenance or renewal on
established utility rights-of-way or the likes, and any work pertaining
to water supply for the residents of Suffolk county;
(iii) work for the maintenance, renewal, replacement, reconstruction,
improvement, or alteration of any existing structure or additions to an
existing residence or residential property owned by an association
formed for the common interest in real property;
(iv) the use of any structure or land devoted to dwelling uses for any
purposes customarily incidental and otherwise lawful;
(v) the use of any land for the purpose of agriculture or
horticulture;
(vi) work by a utility performed for the purpose of public health,
safety, or welfare and consistent with the goals and objectives of this
title;
(vii) existing or expanded recreational use consistent with the
purposes of this title including scouting activities, the maintenance or
expansion of facilities associated with or necessary for such scouting
activities including, but not limited to, the addition, modification,
expansion or replacement of structures necessary for such activities and
such clearing as may be reasonably required for the maintenance or
expansion of scouting activities;
(viii) a change in use of land or structure from a use within a class
specified in an ordinance or rule to another use in the same class;
(ix) residential development on any subdivision, residential clustered
development, land division or site plan which has received preliminary
or final approval on or before June first, nineteen hundred
ninety-three, providing the lots to be built upon conform to the lot
area requirements of the current zoning, are subject to the three year
exemption contained in section two hundred sixty-five-a of the town law,
or are subject to an exemption from an upzoning adopted by a town board;
(x) in the core preservation area, construction of one single family
home and customary accessory uses thereto on those parcels identified in
the comprehensive land use plan adopted by the commission in June of
nineteen hundred ninety-five and as amended on February twenty-first,
two thousand one;
(xi) in the compatible growth area, construction of single family
homes and customary accessory uses thereto on any lot held on June 1,
1993 in ownership singly and separately from adjacent lots;
(xii) in the compatible growth area, continuation of existing
non-conforming uses, and activities permitted by special permit or
special exception, including renewals of said special permits or
exceptions;
(xiii) in the compatible growth area, land divisions or subdivisions
in the compatible growth area consisting of five or fewer residential
lots which conform to the lot area requirement of the existing zoning
for the subject parcel;
(xiv) in the compatible growth area, renovations, reconstructions,
additions or extensions to existing commercial or industrial uses
providing the addition or extension conforms to the uses permitted in
the zoning district in which said parcel is located and which does not
increase existing square footage by more than twenty-five percent; or
(xv) in the core preservation area, the state or public corporation
projects on parcels identified in the comprehensive land use plan
adopted by the commission in June of nineteen hundred ninety-five, as
amended on February twenty-first, two thousand one and October
twentieth, two thousand four.
Development as designated in an ordinance, rule, or development permit
includes all other development customarily associated with it unless
otherwise specified.
14. "Agriculture" or "horticulture" shall mean any production of
plants or animals useful to man, including but not limited to: forage or
sod crops; grains and feed crops; dairy animals and dairy products;
poultry and poultry products; livestock, including beef cattle, sheep,
swine, horses, ponies, mules or goats, and including the breeding and
grazing of any or all of such animals; bees and apiary products; fur
animals; trees and forest products; fruits of all kinds including
wineries; vegetables; nursery, floral, ornamental and greenhouse
products and farmstands for selling products raised or produced on site
and other associated structures required for their production.
Establishment of Long Island Pine Barrens maritime reserve;
core preservation area and compatible growth area.
1. The region encompassing and distinguished by the Peconic Bay
system, lands which gather and transmit precipitation as either
groundwater or runoff into the Peconic Bay system, lands characterized
by the growth of pitch pine, dwarf pine and/or scrub oak pine barrens
including lands currently under the review and jurisdiction of the
Suffolk county Pine Barrens review commission and lands used in
traditional patterns for agriculture, finfishing, shellfishing and
tourism and made up of all lands and waters located in the towns of
Riverhead, Southold, Shelter Island, Southampton and East Hampton and
the portion of the town of Brookhaven east of a north south line defined
by extending County Road 83 to the northern most and southern most
extension to their respective water boundaries of Brookhaven town and
the town's incorporated villages is hereby established and designated to
be the Long Island Pine Barrens Maritime reserve.
2. Within the reserve and within forty-five days of the effective date
of this subdivision, the commission shall file with the secretary of
state the maps of the Central Pine Barrens area classifying and
depicting the core preservation area as defined, which comprises the
largest essentially intact areas of undeveloped pine barrens ecology,
and the compatible growth area where appropriate patterns of development
and regional growth shall be permitted and shall file a certified copy
thereof with the county clerk of Suffolk county and the clerk of each
town or village whose boundaries are included within the Central Pine
Barrens area. Notice of the filing and availability of such map shall be
published at least twice in the paper of general circulation in the
county of Suffolk. An affected property owner may petition the
commission for precise delineation or adjustment of boundary as it
applies to the affected property. The commission shall have
discretionary powers to modify the boundaries of the core preservation
area by up to three hundred feet as circumstances warrant after
notification to the affected property owner or owners, except no
boundary defined by a state or county highway or navigable waterway
shall be modified to extend beyond such highway or waterway.
Long Island Pine Barrens maritime reserve council.
1. There is hereby established, within the department, a Long Island
Pine Barrens maritime reserve council to help local governments and the
state coordinate the efforts of all municipal, county, state and federal
agencies involved in the management of the preserve and to oversee and
prepare a comprehensive intergovernmental management plan for the Long
Island Pine Barrens maritime reserve that the state and local
governments may adopt.
2. The council shall be composed of seventeen voting members. The
governor shall appoint three members. The county executive of the county
of Suffolk, with the advice and consent of the county legislature, shall
appoint four members. The town supervisors of the towns of Riverhead,
Southold, Shelter Island, Southampton, East Hampton and Brookhaven shall
each appoint one member. The commissioner or his or her designee, the
commissioner of parks, recreation and historic preservation or his or
her designee, the secretary of state or his or her designee for purposes
of matters related to coastal resources and the commissioner of economic
development or his or her designee for purposes of tourism shall serve
as ex-officio members. All members, except ex-officio members shall be
residents of the county of Suffolk and shall have demonstrated expertise
in the functional areas to be addressed by the commission. All initial
appointments shall be made within sixty days of the effective date of
this title.
3. Members of the council shall serve for a term of two years or
thereafter until a successor is appointed. A chairperson shall be
designated by the governor. The council shall elect a vice-chairperson
and such other officers as it may determine are necessary for the
conduct of its duties.
4. Ten members of the council shall constitute a quorum.
5. The members of the council shall serve without compensation.
Duties of the council.
The council shall have the following powers and duties:
1. to conduct scientific and environmental studies;
2. to review and approve proposed dedications of lands to the Long
Island Pine Barrens maritime preserve and recommend additional
dedications to such maritime preserve;
3. to utilize to the extent feasible, the staff and facilities of
state agencies, subject to the approval of the director of the budget,
and local agencies to carry out the provisions of this title;
4. to hold public hearings;
5. to contract within amounts appropriated for or otherwise available
for professional and technical assistance or advice;
6. to meet not less than once every two months and to encourage the
attendance at such meetings of representatives of local governments and
interested parties affected by the deliberations of the council;
7. to send copies of the minutes of each meeting to each town and
village within the Long Island Pine Barrens maritime reserve, the
members of the assembly and senators representing such area and any
other interested party upon request;
8. to encourage individuals, corporations, associations and public
entities to protect and preserve the unique resources of the reserve
including the preserve; and
9. to contract for and to accept assistance, including but not limited
to gifts, easements or loans of funds or real property or personal
property from the federal government or any agency or instrumentality
thereof, or from any agency or instrumentality of the state, or from any
other public or private source and to comply, subject to the provisions
of this title, with the terms and conditions thereof, subject to the
approval of the division of the budget. Notwithstanding the provisions
of section eleven of the state finance law, the commission may accept
gifts, grants, devises and bequests, whether conditional or
unconditional, with the approval of the director of the budget.
Comprehensive management plan.
1. The council shall, after holding public hearings, prepare and adopt
a comprehensive management plan for the Long Island Pine Barrens
maritime reserve, which the state and local governments may adopt. Such
plan shall include, but not be limited to:
a. a statement of the public values of the area, including their
educational, ecological and hydrological values, together with the
general goals and policies which will best protect and enhance such
values;
b. a map of the area, delineating the boundaries of the Long Island
Pine Barrens maritime reserve;
c. a brief and general historical overview regarding the lands of the
Long Island Pine Barrens maritime reserve;
d. an inventory of all public lands and lands available for public use
within the Long Island Pine Barrens maritime reserve specifying use,
facilities for public use, and the management agency with jurisdiction
over the property;
e. management guidelines for the preservation, recreational and
educational use of resources of the Long Island Pine Barrens maritime
reserve;
f. management guidelines for protecting and supporting indigenous
economic activities like agriculture, fishing, recreation and tourism;
g. a plan for protection and management for dedicated land in the Long
Island Pine Barrens preserve including:
(1) A survey or inventory of the following, together with the
establishment of management priorities therefor:
(i) natural plant and wildlife resources;
(ii) historic resources;
(iii) erosion control needs and stream protection;
(iv) trails, trail development and use; and
(v) other recreational uses.
(2) Recommendations for the enforcement of laws pertaining to public
use activities, which can be implemented by rules and regulations for
the administration and use of lands dedicated to the preserve.
(3) Recommendations for acquisition of open space suitable for
dedication in the preserve.
(4) Recommendations for institutional arrangements to coordinate
management of dedicated land held by separate owners;
h. a local participation plan, which describes how local citizens,
officials and members of the tourism, agricultural and fishing
industries will participate in the planning and implementation of the
management program and which contains a statement identifying support
for such program by the participating local governments; and
i. a financial statement estimating the necessary costs and potential
funding sources to carry out recommendations in the study over a five
year period and the benefits therefrom.
2. A draft plan shall be prepared and made available to the public and
the local governments within the Long Island Pine Barrens maritime
reserve prior to adopting the plan. The council shall hold public
hearings at different locations within the Long Island Pine Barrens
maritime reserve. There shall be two public hearings on the draft plan
and there shall also be a public hearing on the completed plan before
the plan is submitted to the commissioner.
Dedications to the Long Island Pine Barrens preserve;
legislative protection.
1. The commissioner shall maintain a record of the boundaries of the
lands which have been dedicated to the Long Island Pine Barrens preserve
in text and depicted on a map.
2. Land owned by the state within the Long Island Pine Barrens
maritime reserve may be dedicated to be part of the Long Island Pine
Barrens preserve by the action of the commissioner or the commissioner
of parks, recreation and historic preservation, or by action of the
legislature.
3. Land owned by a local government within the Long Island Pine
Barrens maritime reserve may be dedicated to the Long Island Pine
Barrens preserve by the action of its local legislative body.
4. Land owned by private individuals within the Long Island Pine
Barrens maritime reserve may be dedicated to be part of the Long Island
Pine Barrens preserve by the execution of a conservation easement.
5. Land in the core preservation area which come in the public domain
shall be deemed to be dedicated to the Long Island Pine Barrens
Preserve.
6. Except for the core preservation area which shall be deemed to be
dedicated to the preserve, the council shall review and must approve
each dedication of land to the preserve.
7. No publicly owned real property, dedicated to the Long Island Pine
Barrens preserve, shall be alienated except by law enacted by two
successive regular sessions of the legislature, but easements for public
water supply purposes may be maintained consistent with local
ordinances.
8. The council shall have no authority to manage any private land
unless such land has been voluntarily dedicated pursuant to this title
or the owner has executed a voluntary written agreement with the council
authorizing the specific management actions taken.
9. Nothing contained in this title shall affect any previous
dedication of state land to the State Nature and Historic preserve. Any
state land dedicated to the Long Island Pine Barrens preserve may also
be dedicated to the State Nature and Historic preserve.
Central Pine Barrens joint planning and policy commission.
1. It is hereby found, determined and declared that the Long Island
Central Pine Barrens area is a major resource area of statewide
significance where the hydrological and ecological integrity is
endangered; that a public entity representative of town, county and
state government is necessary and appropriate to plan, manage and
oversee land use within the Central Pine Barrens area of Long Island
Pine Barrens Maritime reserve in the public interest for present and
future generations; and that the Central Pine Barrens joint planning and
policy commission created by this section and its purposes are in all
respects for the benefit of the people of the state of New York and are
a public purpose.
2. There is hereby established, the Central Pine Barrens joint
planning and policy commission to consist of five voting members: one
member appointed by the governor who will serve at the pleasure of the
governor and four ex officio members who are the county executive of
Suffolk county, the supervisor of the town of Brookhaven, the supervisor
of the town of Riverhead and the supervisor of the town of Southampton.
Each ex officio member may appoint a designated representative, by
official authority filed with the commission, to exercise his or her
powers and perform his or her duties, including the right to vote, on
the commission. The commission shall elect one of its members as
chairperson. Four members shall constitute a quorum for the transaction
of any business or the exercise of any power or function of the
commission. An affirmative vote of three or more members shall be
required to pass a resolution or otherwise exercise any functions or
powers of the commission, except the adoption of the plan which requires
a unanimous vote of the commission.
3. The commission shall hold its initial meeting within thirty days of
enactment of this section, following public notice by the county
executive.
4. Every state agency and public corporation having jurisdiction of
land or water within the Central Pine Barrens area or of programs
relating to the purposes and goals of this title shall, to the fullest
extent practicable, offer full cooperation and assistance to the
commission in carrying out the provisions of this title.
5. Every local or regional agency with activities relating to the
Central Pine Barrens area may offer assistance to the commission in
carrying out the provisions of this title.
6. The commission shall have the power:
(a) To prepare, adopt, enforce and ensure implementation of the
comprehensive land use plan, with the advice of the advisory committee;
(b) To sue and be sued;
(c) To make and execute contracts and all other instruments necessary
or convenient for the exercise of its powers and functions under this
title;
(d) To establish and maintain such facilities as may be necessary for
the transacting of its business;
(e) To appoint an executive officer, officers, agents, employees, and
prescribe their duties and qualifications and fix their compensation;
(f) To utilize to the extent feasible the staff and facilities of
existing state and county agencies, pursuant to an agreement to be made
by the state or by the county of Suffolk;
(g) To hold hearings in the exercise of its powers, functions and
duties provided for by this title;
(h) To contract for professional and technical assistance and advice;
(i) To contract for and to accept any assistance, including but not
limited to gifts, grants or loans of funds or of property from the
federal government or any agency or instrumentality thereof, or from any
agency or instrumentality of the state, or from any other public or
private source and to comply, subject to the provisions of this title,
with the terms and conditions thereof;
(j) To establish regulations, values, and standards which may include
a system of bonuses and incentives in order to purchase, sell, hold and
trade development rights as defined in paragraph a of subdivision one of
section two hundred sixty-one-a of the town law; such transfers may
cross municipal and special district boundaries;
(k) To adopt, amend and repeal, after public hearing (except in the
case of rules and regulations that relate to the organization or
internal management of the agency), such rules and regulations,
consistent with this title, as it deems necessary to administer this
title, and to do any and all things necessary or appropriate to carry
out the purposes and policies of this title and exercise powers granted
by law;
(k-1) To purchase the maximum insurance, practicable and affordable
from revenues in the Pine Barrens fund pursuant to section
ninety-seven-o of the state finance law, from any duly authorized
insurer in this state, against any liability subject to indemnity
pursuant to subdivision six of section 57-0123 of this chapter;
(k-2) To acquire, hold lands and interest in land, and utilize the
power of eminent domain within available funds in the Pine Barrens fund
pursuant to section ninety-seven-o of the state finance law or made
available by local, county, or state government;
(l) To provide scientific and technical assistance or to make grants
to municipalities, towns and the county for revisions of local master
plans, or the relevant ordinances designed to bring such plans and
ordinances into conformance with the comprehensive land use plan
prepared and adopted by the commission. The commission may make such
grants from any funds which may be appropriated or otherwise made
available to it for such purpose;
(m) To establish and maintain an education and outreach program
relating to the commission's work;
(n) To convene conferences, seminars, meetings, technical sessions on
its own or in coordination with federal, state, county, town or private
organizations as deemed necessary relative to its responsibilities;
(o) To report periodically to the governor and the legislature on the
conduct of its activities not less than once a year, furnishing a copy
of each such report to the legislative bodies of Suffolk county and the
towns and villages in whole or in part within the Central Pine Barrens
area;
(p) To assist local, county and state government in prioritization and
negotiation with private landowners whose property is restricted by the
land use plan, to evaluate the impact of any restrictions and develop a
package of benefits; and
(q) To have and exercise such other incidental and usual powers as are
necessary and appropriate to carry out its duties.
7. The commission shall within six months of the first meeting of the
commission:
(a) Inventory all private parcels within the core preservation area.
(b) Upon completion of the inventory, notify property owners and
assign and calculate the development yield for each property located in
the core preservation area. Development yield may be calculated in
accordance with such factors as area, floor area, floor area ratios,
density, height limitations or other criteria that will effectively
quantify a value for establishing development rights in a reasonable and
uniform manner that will carry out the objectives of this title.
8. The commission shall within twelve months of the first meeting of
the commission:
(a) Identify receiving districts within and without the Central Pine
Barrens sufficient to receive and transfer of rights and values of the
core preservation area and for the continuation of an adequate program
of development rights or development values.
(b) Consider the fiscal impact of the established transfer of
development rights and values system.
9. There is hereby created a Central Pine Barrens advisory committee
to actively assist and advise the commission in the preparation,
adoption and implementation of the Central Pine Barrens comprehensive
land use plan. The committee shall consist of not more than twenty-eight
members which shall include representatives of environmental groups,
economic development and real estate interests, farmers, water
suppliers, civic groups, planners, biologists, water quality scientists
and recreational interests. The members of the committee shall serve
without compensation. The initial members of the advisory committee
shall include a representative of the Long Island Association, Long
Island Builders Institute, Association For A Better Long Island, Long
Island Board of Realtors, Long Island Farm Bureau, Suffolk County Water
Authority, SUNY at Stony Brook, Regional Plan Association, Long Island
Pine Barrens Society, Group For The South Fork, The Nature Conservancy,
North Fork Environmental Council, Open Space Council, Long Island
Greenbelt Trail Conference, Environmental Defense Fund, Eastern Suffolk
Board of Realtors, Southampton Alliance, South Fork Promotion Committee
or their successors and interests, a member from the Long Island
regional planning board, two members from the New York state legislative
commission on water resource needs of Long Island and a civic
representative from each of the towns of Southampton, Brookhaven and
Riverhead designated by the supervisor thereof. The committee may be
expanded as necessary to incorporate other interests in the development
and preservation of the Central Pine Barrens preserve. Each member shall
serve at the pleasure of the entity which designated it. The committee
by a majority vote shall elect a chairperson. The commission shall meet
periodically with the advisory committee, make available working draft
and other documents, and shall provide services to the advisory
committee as are necessary and appropriate to carry out its functions
under this title.
Central Pine Barrens comprehensive land use plan; interim
regulations.
1. As soon as practicable and within twelve months of the effective
date of this section, the commission shall, after consultation with the
advisory committee, prepare or cause to be prepared a draft
comprehensive land use plan and generic environmental impact statement
thereon which shall be part of the plan for the Central Pine Barrens
area. The land use plan shall be designed to preserve the Pine Barrens
ecology and to ensure the high quality of groundwater within the Central
Pine Barrens area and to balance the public and private interests in
development and in protection of the Pine Barrens ecology consistent
with the objectives of the land use plan. Where local plans exist, the
commission shall evaluate and incorporate such plans as is appropriate
in the land use plan.
2. The land use plan for the Central Pine Barrens area shall be
designed to:
(a) protect, preserve and enhance the functional integrity of the Pine
Barrens ecosystem and the significant natural resources, including plant
and animal populations and communities, thereof;
(b) protect the quality of surface water and groundwater;
(c) discourage piecemeal and scattered development;
(d) promote active and passive recreational and environmental
educational uses that are consistent with the land use plan; and
(e) accommodate development, in a manner consistent with the long term
integrity of the Pine Barrens ecosystem and to ensure that the pattern
of development is compact, efficient and orderly.
3. The land use plan with respect to the core preservation area shall
be designed to protect and preserve the ecologic and hydrologic
functions of the Pine Barrens by:
(a) preserving the Pine Barrens area in their natural state thereby
insuring the continuation of Pine Barrens environments which contain the
unique and significant ecologic, hydrogeologic and other resources
representative of such environments;
(b) promoting compatible agricultural, horticultural and open space
recreational uses within the framework of maintaining a Pine Barrens
environment and minimizing the impact of such activities thereon;
(c) prohibiting or redirecting new construction or development;
(d) accommodating specific Pine Barrens management practices, such as
prescribed burning, necessary to maintain the special ecology of the
preservation area;
(e) protecting and preserving the quality of surface and groundwaters;
and
(f) coordinating and providing for the acquisition of private land
interests as appropriate and consistent with available funds.
4. The land use plan with respect to the compatible growth areas shall
be designed to:
(a) preserve and maintain the essential character of the existing Pine
Barrens environment, including plant and animal species indigenous
thereto and habitats therefor;
(b) protect the quality of surface and groundwaters;
(c) discourage piecemeal and scattered development;
(d) encourage appropriate patterns of compatible residential,
commercial, agricultural, and industrial development in order to
accommodate regional growth influences in an orderly way while
protecting the Pine Barrens environment from the individual and
cumulative adverse impacts thereof;
(e) accommodate a portion of development redirected from the
preservation area. Such development may be redirected across municipal
boundaries; and
(f) allow appropriate growth consistent with the natural resource
goals pursuant to this title.
5. Preparation of the land use plan shall be based on the following
planning studies and reports:
(a) Previously undertaken and current groundwater and ecological
studies pertaining to the reserve, generally, and the Central Pine
Barrens area, specifically;
(b) General planning studies of the reserve, generally, and the
Central Pine Barrens area, specifically, including but not limited to:
(i) population and population distribution;
(ii) amount, type, intensity, and general location of commerce,
industry and agricultural production;
(iii) amount, type, quality, and general location of housing;
(iv) general location and extent of existing or currently planned
major transportation, utility, and community facilities;
(v) amount, general location, and interrelationship of different
categories of land use;
(vi) areas, sites, or structures of historical, archaeological,
architectural, or scenic significance;
(vii) natural resources, including air, water, open spaces, forests,
soils, rivers, wetlands and other waters, shorelines, fisheries,
wildlife, vegetation, threatened species, and minerals; and
(viii) any other matter found to be important to preservation and
future development.
(c) Scientific research prepared for other hydrological or ecological
areas analogous to the reserve, generally, and the Central Pine Barrens
area specifically. Such studies and reports may include, but are not
limited to those undertaken by the New Jersey Pinelands commission or
Cape Code commission.
(d) Public improvement studies including but not limited to the area
or subareas within the Central Pine Barrens area or outside such area
having an aggregation of sites with development potential to facilitate
application of transfer of development rights that could create the need
for new public improvements and/or public improvement expansions;
(e) Advisory committee recommendations or reports.
6. The land use plan shall provide for, address and include but not be
limited to the following:
(a) Statements of objectives, policies and standards as they pertain
to the purposes of this title and the land use plan.
(b) A map depicting the core preservation area.
(c) A map depicting compatible growth areas in the Central Pine
Barrens area where orderly and environmentally compatible development
can be encouraged and to which development potential within the preserve
may be transferred.
(d) A phased public improvement element for providing the public
facilities necessary for carrying out the goals for the core
preservation and compatible growth areas.
(e) Identification and mapping of critical resource areas within the
Central Pine Barrens area which are of regional or statewide
significance. Such areas shall include fragile lands, significant
shorelands of rivers, lakes, and streams; freshwater wetlands;
significant wildlife habitats; unique scenic or historic features; and
rare or valuable ecosystems and geological formations which are of
regional or statewide significance.
(f) Identification of sending districts in core preservation and
compatible growth areas and receiving districts in compatible growth
areas and outside the Central Pine Barrens area for the purpose of
providing for the transfer of development rights and values to further
the preservation and development goals of the land use plan and
methodologies and standards for procedural equity and appropriate values
in establishing rights and values consistent with the provisions of
section two hundred sixty-one-a of the town law.
(g) Identification of land suitable for agricultural use and necessary
and appropriate strategies to protect land capable of agricultural
production.
(h) Development criteria and performance standards.
(i) An intergovernmental coordination and consistency component
establishing the ways in which state and local programs and policies may
best be coordinated to promote the goals and implement the policies of
the land use plan.
(j) A financial component analyzing the public and private costs of
developing and implementing the land use plan which shall include:
(i) detailed costs including those for infrastructure improvements,
acquisition of fee simple or other interests in lands for preservation
or recreation purposes, compensation guarantees, general administrative
costs and any anticipated extraordinary or continuing costs; and
(ii) the source of revenue for covering such costs, including, but not
limited to, grants, donations and loans from local, state and federal
departments and agencies and from the private sector.
(k) A program for state, county and local governmental implementation
of the comprehensive land use plan and the various elements thereof in a
manner that will insure the continued, uniform, and consistent
protection of the Pine Barrens ecosystem and development objectives
including:
(i) minimum standards for the adoption, as required in this title, of
municipal and county plans, codes and ordinances concerning the
development and use of land including, but not limited to, standards for
minimum lot sizes, site clearance and wetland setbacks, appropriate
population and densities and regulated or prohibited uses for specific
portions of the Pine Barrens area and procedures for determining
hardship consistent with the purposes and provisions of this title;
(ii) guidelines and standards for review of projects of regional
significance which because of scale of intensity of use or location are
likely to impede implementation of the land use plan; and
(iii) guidelines for consistency with the land use plan by state,
county and local agencies.
(l) Professional staffing requirements necessary to carry out the land
use plan.
(m) Land protection mechanisms, including, but not limited to,
acquisition, conservation easements, rights and values transfers,
purchase of development rights, donations and clustering, planned unit
development, land trusts, exchanges between privately and publicly owned
lands, or other zoning activities consistent with the provisions of this
title.
(n) Provisions for use of best management practices, in all natural
resource-dependent commercial and industrial activities, including
agriculture, horticulture and related activities.
(o) Provisions for restoration of natural and cultural resources where
such resources have been damaged, lost, or otherwise impaired. Such work
shall address restoration of Pine Barrens habitats, stream and shore
revitalization, historic structures, traditional industries
demonstration programs, and strengthening of community character which
will be consistent with the provisions of the comprehensive management
plan pursuant to section 57-0115 of this title.
(p) Provisions for cumulative impact analyses, both environmental and
economic, for the effects of development, preservation, financial
policies and related factors upon the Central Pine Barrens area, its
private and public open space, its residents and constituents, school
and other special districts, and other pertinent aspects or demographic
sectors.
(q) Recommendations for further legislation at the state, county, and
local levels as may be necessary to fully implement the provisions of
this title.
(r) Provisions for management and stewardship of natural and cultural
resources which shall include coordination by owners of public lands
which will be consistent with the provisions of the comprehensive
management plan pursuant to section 57-0115 of this title.
(s) Provisions for appropriate and relevant scientific research
relating to the species, ecological communities and processes, natural
landscape features, and surface and groundwater resources of the Central
Pine Barrens necessary to ensure and enhance the long-term management of
the preserve. Such research may be addressed in a cooperative effort
with the state university of New York at Stony Brook through its
biological research station, established by the department of ecology
and evolution.
(t) Provisions for fire management for controlled, prescribed burning,
and responses to unanticipated fires. This shall include coordination
among the department and local fire departments.
(u) Description of developments of regional significance.
The land use plan shall also, as funds permit, provide for a follow-up
plan to be undertaken by the commission for a partnership infrastructure
and sustainable development plan for the reserve. Based on the land use
plan and the comprehensive management plan, such follow up plan shall be
designed to (i) coordinate the activities of all governmental entities
in the provision of infrastructure necessary to support orderly
development in the compatible growth areas and support of sustainable
development in the reserve outside of the preserve; and (ii) coordinate
and focus investment in sustainable development efforts.
7. Notwithstanding any provision contrary to any other provisions of
article eight of this chapter, the commission shall be the lead agency
for the generic environmental impact statement which is part of the land
use plan. Such generic environmental impact statement shall be prepared
in accordance with the provisions of article eight of this chapter.
8. In order to effectuate the purposes and provisions of this title,
no person, public corporation or the state shall undertake or otherwise
engage in development within the Central Pine Barrens area prior to
approval and implementation of the land use plan except as provided by
this section. No amendments to the existing town or village zoning laws,
ordinances or regulations affecting development within the Central Pine
Barrens area shall take effect prior to the approval of the land use
plan as provided in this chapter except that a town may as part of a
zoning ordinance adopted pursuant to article sixteen of the town law or
by local law pursuant to other enabling law, provide for a planned unit
development or planned development district ordinance for a development
for which the designated lead agency, on or before June first, nineteen
hundred ninety-three, accepted a draft environmental impact statement or
draft generic environmental impact statement under article eight of this
chapter. The provisions of this section shall not apply to development
in the compatible growth area for which:
(a) the designated lead agency, on or before June first, nineteen
hundred ninety-three, accepted a draft environmental impact statement or
draft generic environmental impact statement or issued a conditioned
negative declaration or a negative declaration under article eight of
this chapter, or
(b) all required municipal and state permits and approvals were issued
on or before June first, nineteen hundred ninety-three (except that a
building permit need not have been issued by said date), or
(c) The designated lead agency, after June first, nineteen hundred
ninety-three and prior to ninety days immediately following adoption of
this section or as extended at the discretion of the commission in its
interim rules and regulations adopted pursuant to section nine herein,
issues on an active application a conditioned negative declaration or a
negative declaration under article eight of this chapter and which does
conform to the use and lot area requirements of the zoning in effect in
the relevant municipality on June first, nineteen hundred ninety-three,
and does not necessitate a use variance. Notwithstanding the foregoing,
in the event a commissioner within thirty days of receiving notice of
said issuance requests review of the action by the full commission, the
development shall be subject to the interim rules and regulations and
reviewed as provided for in section nine herein.
In the event that an event referred to herein (acceptance of a draft
environmental impact statement or draft generic environmental impact
statement; issuance of a conditioned negative declaration or negative
declaration; or issuance of a required permit or approval) is annulled
or vacated by a court of competent jurisdiction and such judicial action
has not been reversed by a superior court, then, for purposes of this
section, such event shall be deemed not to have taken place.
Notwithstanding any other provision of law, any development which
includes land within the core preservation area for which the designated
lead agency, on or before June first, nineteen hundred ninety-three,
accepted a draft environmental impact statement or draft generic
environmental impact statement shall not require a supplemental draft or
generic environmental impact statement under article eight of this
chapter solely because such development includes land within the core
preservation area.
9. Within three months of the effective date of this section, the
commission shall publish interim goals and standards for development and
for hardship before the land use plan is implemented in compatible
growth areas identified in the map. The commission may vary the
procedures and time periods for compliance with article eight of this
chapter as necessary and appropriate to comply with the three month
deadline of this subdivision. Upon such publication, development may
proceed in such compatible growth areas subject to existing laws,
regulations and approval procedures and subject to the review and
approval of the commission. Any person, the state or a public
corporation applying for development in such compatible growth areas who
has received all necessary local and state approvals may petition the
commission for approval of the development. Within thirty days of an
application being received, the commission shall provide the applicant
and any other interested party an opportunity to be heard. Notice of
such hearing shall be published in a newspaper having a general
circulation in the Central Pine Barrens area, and notice of such hearing
shall also be given by registered mail to the chief administrative
officer of each town and village within whose boundary any proposed
development is located. If the proposed development is consistent with
the commission's interim goals and standards, the commission shall
approve the development and may include conditions for approval. If the
applicant seeks an exemption based upon a demonstration of hardship, the
commission may approve development in the compatible growth area upon
the finding that such interim goals and standards caused an unnecessary
hardship. In making such finding the commission shall consider the
criteria for a use variance pursuant to section two hundred
sixty-seven-b of the town law. The commission must make a decision
within one hundred twenty days of receipt of a complete application. If
the commission fails to make a decision within one hundred twenty days,
the development shall be deemed to be approved by the commission, unless
extended by mutual agreement of the applicant and commission.
10. Any person, the state or a public corporation upon a showing of
hardship caused by the provisions of subdivision eight of this section
on development in the core preservation area, may apply to the
commission for a permit exempting such applicant from such subdivision
eight in connection with any proposed development in the core
preservation area. Such application for an exemption pursuant to the
demonstration of hardship within the core preservation area shall be
approved only if the person satisfies the following conditions and
extraordinary hardship or compelling public need is determined to have
been established under the following standards or for development by the
state or a public corporation or proposed for land owned by the state or
a public corporation compelling public need is determined to have been
established under the following standards:
(a) The particular physical surroundings, shape or topographical
conditions of the specific property involved would result in an
extraordinary hardship, as distinguished from a mere inconvenience, if
the provisions of this act are literally enforced. A person shall be
deemed to have established the existence of extraordinary hardship only
if he or she demonstrates, based on specific facts, that the subject
property does not have any beneficial use if used for its present use or
developed as authorized by the provisions of this title, and that this
inability to have a beneficial use results from unique circumstances
peculiar to the subject property which:
(i) Do not apply to or affect other property in the immediate
vicinity;
(ii) Relate to or arise out of the characteristics of the subject
property rather than the personal situation of the applicant; or
(iii) Are not the result of any action or inaction by the applicant or
the owner or his or her predecessors in title including any transfer of
contiguous lands which were in common ownership on or after June 1,
1993.
(b) A person, the state or a public corporation shall be deemed to
have established compelling public need if the applicant demonstrates,
based on specific facts, one of the following:
(i) The proposed development will serve an essential health or safety
need of the municipalities in the Central Pine Barrens such that the
public health and safety require the requested waiver, that the public
benefits from the proposed use are of a character that overrides the
importance of the protection of the core preservation area as
established in this title, that the proposed use is required to serve
existing needs of the residents, and that no feasible alternatives exist
outside the core preservation area to meet the established public need
and that no better alternatives exist within the county; or
(ii) The proposed development constitutes an adaptive reuse of an
historic resource designated by the commission and said reuse is the
minimum relief necessary to ensure the integrity and continued
protection of the designated historic resource and further that the
designated historic resource's integrity and continued protection cannot
be maintained without the granting of a permit.
(c) An application for a permit in the core preservation area shall be
approved only if it is determined that the following additional
standards also are met:
(i) The granting of the permit will not be materially detrimental or
injurious to other property or improvements in the area in which the
subject property is located, increase the danger of fire, endanger
public safety or result in substantial impairment of the resources of
the core preservation area;
(ii) The waiver will not be inconsistent with the purposes, objectives
or the general spirit and intent of this title; or
(iii) The waiver is the minimum relief necessary to relieve the
extraordinary hardship, which may include the granting of a residential
development right to other lands in the compatible growth area that may
be transferred or clustered to those lands to satisfy the compelling
public need.
Any waiver or exemption granted under the provisions of this part
shall only be considered an exemption or waiver of the particular
standard of this title which the commission waived. It shall not
constitute an approval of the entire development proposal. Nor shall it
constitute a waiver from any requirements contained within any local,
county or state law or ordinance.
Within thirty days of the application being received, the commission
shall provide the applicant and any other interested party an
opportunity to be heard. Notice of any public hearing conducted in
connection with an application for such a permit shall be published in a
newspaper of general circulation in the Central Pine Barrens area. If
the proposed development is not contrary to the policy or any provision
of this title and meets the standards of extraordinary hardship or
public need herein, and the commission so finds, it may issue a permit
allowing the development or such development subject to appropriate
conditions or modifications to occur, provided that permission may be
revoked by the commission if its terms are violated, and provided
further that any such hardship permit issued by the commission shall be
in addition to, and not in lieu of, such permit or permits as may be
required by any state agency or municipality within whose boundary such
development is located. The time within which the commission must decide
a core preservation area hardship application for which a negative
declaration has been made by the commission pursuant to article eight of
this chapter is one hundred twenty days from receipt of such
application. The time within which the commission must decide a core
preservation area hardship application for which a positive declaration
has been made by the commission pursuant to article eight of this
chapter is sixty days from issuance of a findings statement by the
commission pursuant to article eight of this chapter. If the commission
fails to make a decision within the aforesaid time periods, the
development shall be deemed to be approved by the commission, unless
extended by mutual agreement of the applicant and commission.
11. In preparation of the land use plan, the commission shall:
(a) consult with appropriate officials of any regional, state or
federal agency which has jurisdiction over lands and waters within the
Central Pine Barrens area;
(b) consult with the officials of any municipality which has
jurisdiction over lands and waters within the Central Pine Barrens area;
(c) consult with interested professional, scientific and citizens'
organizations; and
(d) consult with citizens' committees.
12. Following consultation with the advisory committee and within the
twelve month period established therefor, the commission shall publish
the draft land use plan. Within three months of such publication, the
commission shall hold public informational meetings in the towns of
Brookhaven, Riverhead and Southampton and at least one public hearing
within the Central Pine Barrens area. During this period the commission
shall receive and review comments on the draft land use plan-generic
environmental impact statement from state and local governments and the
public and within three months, the commission shall recommend a revised
comprehensive land use plan pursuant to this title to the respective
town boards of such towns for their ratification and adoption. Within
two months of the commission recommending the plan to the respective
town boards, the town boards shall perform a comprehensive review of the
plan and shall provide final comments to the commission. The commission
at its discretion may modify the plan as requested by the town
representatives. After modifying the plan as necessary, the commission
shall prepare a draft supplemental generic environmental impact
statement and a final generic environmental impact statement, and the
towns and commission shall adopt the necessary statement of findings
pursuant to article eight of this chapter. Ratification and adoption of
the plan by the town boards of Brookhaven, Riverhead, and Southampton
shall represent commitment to implementation of the provisions contained
therein. Upon ratification and adoption by such three towns, the
commission itself will formally adopt the plan-generic environmental
impact statement and its provisions shall be in full force. Adoption by
the commission shall only be upon the signature of the governor, county
executive of Suffolk county, supervisor of the town of Brookhaven,
supervisor of the town of Riverhead and supervisor of the town of
Southampton.
13. Not less than once every five years after the land use plan has
become effective, the commission shall review and, if appropriate, make
amendments to the land use plan and update the generic impact statement.
Within each such period, the commission shall hold a public hearing and
shall receive comments on the effectiveness of implementation of the
land use plan. Not less than thirty days before voting on an amendment
to the land use plan, the commission shall publish notice thereof in a
newspaper of general circulation in the Central Pine Barrens area.
Implementation of the Central Pine Barrens comprehensive land
use plan.
1. Within three months after the land use plan has been adopted by the
commission, each town board and village board with jurisdiction within
the Central Pine Barrens area shall adopt and amend as necessary land
use and zoning regulations, by local law or ordinance, rule or
regulation to conform their land use regulations to the land use plan.
Such action shall not be subject to the provisions of article eight of
this chapter if it is in conformance with the conditions and thresholds
of the land use plan. At least thirty days before adoption thereof, the
town or village board shall submit the proposed regulations to the
commission for its review and approval. Within ten days of receipt of
such proposed regulations, the commission shall review and approve such
proposed regulations, or if it does not approve them, return them with
comments on what needs to be done to make them approvable. For each
jurisdiction, the land use plan shall be deemed to be implemented upon
adoption by the town or village board of approved land use regulations.
The interim regulation provisions of subdivisions eight, nine, and ten
of section 57-0121 of this title shall remain in effect for each town or
village until it has adopted approved land use regulations to conform to
the adopted comprehensive management plan. Within villages that were
incorporated on or before June 30, 1993, whose land use and zoning
regulations are approved by the commission consistent with the land use
plan pursuant to section 57-0121 of this title, development which
conforms to such land use and zoning regulations and does not have
significant adverse impacts on the goals of the land use plan shall not
be subject to review by the commission. After town or village land use
regulations have been approved and upon a finding that a town or village
has changed such regulations in a manner substantially inconsistent with
the land use plan or has administered its approved land use regulations
in a manner substantially inconsistent with the land use plan, the
commission shall withdraw approval of such land use regulations and the
provisions of subdivisions eight, nine and ten of section 57-0121 of
this title shall be reinstituted. Such withdrawal of approval shall be
made not before fourteen days after the commission holds a public
hearing in the affected town or village on the proposed withdrawal.
Notice of such hearing shall be published in a newspaper having general
circulation in the Central Pine Barrens area and notice of such hearing
shall also be given by registered mail to the affected supervisor or
mayor.
2. (a) The commission shall have jurisdiction to review and approve
all proposed development in critical resource areas and developments of
regional significance as identified in the land use plan and proposed
developments found by the commission after petition by a commissioner to
have significant adverse impact on the land use plan. Any commissioner
may petition the commission to assert review jurisdiction over a
proposed development outside of a critical resource area or which is
other than a project of regional significance which has a significant
adverse impact on the goals of the land use plan. If the commissioner by
majority vote asserts jurisdiction, such project or action shall be
subject to review by the commission. For the purposes of review and
identification of projects coming under the jurisdiction of the
commission by virtue of critical resource area or area of regional
impact or at the request of any commission member, the commission shall
designate the responsible planning entity or staff for the purposes of
advising the commission with respect to such applications or projects.
To the fullest extent possible, the commission shall consolidate and
coordinate its review with the appropriate local government. A person,
the state or a public corporation proposing development in a critical
resource area or development of regional significance shall apply to the
commission for approval of the development. Applications shall be made
to the commission on forms and in such manner as the land use plan and
commission shall designate.
(b) The commission must make a decision within one hundred twenty days
of the receipt of a complete application. If the commission fails to
make a decision within one hundred twenty days, the development shall be
deemed to be approved by the commission, unless extended by mutual
agreement of the applicant and the commission. The commission must make
a decision within one hundred twenty days of asserting jurisdiction over
a project that is before the commission based on the petition by a
commissioner. If the commission fails to make a decision within one
hundred twenty days of the date of asserting jurisdiction, the
development shall be deemed to be approved by the commission, unless
extended by mutual agreement of the applicant and the commission.
3. (a) Subsequent to the adoption of the land use plan, the provisions
of any other law, ordinance, rule or regulation to the contrary
notwithstanding, no application for development within the Central Pine
Barrens area shall be approved by any municipality or county or agency
thereof or the commission, and no state approval, certificate, license,
consent, permit, or financial assistance for the construction of any
structure or the disturbance of any land within such area shall be
granted, unless such approval or grant conforms to the provisions of
such land use plan; provided, however, that the commission by majority
vote is hereby authorized to waive strict compliance with such plan or
with any element or standard contained therein, for an application for
development of any person, upon finding that such waiver is necessary to
alleviate hardship for proposed development in the core preservation
area according to the conditions and finding of extraordinary hardship
or compelling public need pursuant to subdivision ten of section 57-0121
of this title, or for an application for development by the state or
public corporation or proposed for land owned by the state or public
corporation finding that such waiver is necessary to alleviate hardship
for proposed development in the core preservation area according to the
conditions and finding of compelling public need pursuant to subdivision
ten of section 57-0121 of this title, and every application is
consistent with the purposes and provisions of this article and would
not result in substantial impairment of the resources of the Central
Pine Barrens area.
(b) The commission by majority vote is also authorized to waive strict
compliance with such plan or with any element or standard contained
therein, upon finding that such waiver is necessary to alleviate
hardship for development proposed by any person, the state or a public
corporation in the compatible growth area according to the conditions
and findings of hardship pursuant to subdivision nine of section 57-0121
of this title, is consistent with the purposes and provisions of this
title and would not result in substantial impairment of the resources of
the Central Pine Barrens area.
(c) The commission must make a decision within the time periods
established pursuant to subdivision ten of section 57-0121 of this
title. If the commission fails to make a decision within the aforesaid
time periods, the development shall be deemed to be approved by the
commission, unless extended by mutual agreement of the applicant and the
commission. The aforesaid time period and the processing and review of
an application shall be suspended by the commission with notice to the
applicant where a proceeding pursuant to section 57-0136 of this title
is pending against the applicant with respect to the property at issue
or otherwise arising out of the ownership or use of such property.
4. Notwithstanding any inconsistent provisions in article eight of
this chapter and within towns and villages with approved land use
regulations, actions wholly within the Central Pine Barrens area in
conformance with the conditions and thresholds of the land use plan and
the generic environmental impact statement thereof shall require no
further environmental impact statement with respect to impacts addressed
in such generic environmental impact statement. Further project-specific
compliance with article eight of this chapter may be required. Upon
ratification by the towns and adoption of the land use plan by the
commission, the consistency provisions of article fifty-five are no
longer required.
5. Notwithstanding any other provision of law, any state agency may
provide in implementing a ranking system for allocating funds for
infrastructure, land acquisition, farmland preservation or park
assistance projects a preference not to exceed the equivalent of an
advantage of five percent for such projects which are identified in a
land use plan.
6. For the county of Suffolk, and each town or village implementing
regulations wholly within the Central Pine Barrens area approved by the
commission, there may be defense by and shall be indemnity from the
state in the event of legal actions or proceedings brought against any
such municipalities or their agents, servants, officials or employees
that may result from the municipal acquisition of land consistent with
the land use plan or comprehensive management plan or the adoption or
implementation of any land use control including, but not limited to,
the provisions of a zoning law, ordinance, or regulation consistent with
this title or required by the minimum standards and criteria of the land
use plan. Indemnity shall not apply to any such claim in which a final
court determination results in a finding of intentional wrongdoing,
recklessness, or an unlawful discriminatory practice including the
finding that the land use control was intended to exclude a particular
group or individual, or gross negligence on the part of such
municipality or its agents, servants, officials, or employees. Actions
or proceedings brought under subdivisions two, two-a, three-b, four,
paragraphs (a) and (b) of subdivision five and subdivisions six, seven,
fourteen, and eighteen of section two hundred ninety-six of the
executive law and 42 U.S.C. 55 1981, 1983, 1988 shall be indemnified by
the state only so far as the grievance alleged in such action or
proceeding was the result of an act consistent with this title or the
plan.
(a) Such indemnity shall apply only to the extent that any such claim
exceeds any insurance coverage obtained by the commission from revenues
in the Pine Barrens fund.
(b) Such indemnity shall be conditioned upon (i) delivery by the
governing body or its agent against whom the legal action or proceeding
was commenced to the attorney general or an assistant attorney general
at an office of the department of law in the state the original or a
copy of any summons, complaint, process, notice, demand or pleading
within fifteen days after such document is served upon such governing
body or its agent, and (ii) the full cooperation of the governing body
or its agents against whom the action or proceeding was commenced in the
defense of such action or proceeding and in defense of any action or
proceeding against the state based upon the same act or omission, and in
the prosecution of any appeal.
(c) There shall be no indemnity in the event of a settlement between
or among the parties to such legal action or proceeding in those
instances in which the attorney general is not providing the defense for
the governing body or its agents, unless such settlement is approved by
the commission with the concurrence of the attorney general.
7. Notwithstanding any other provision of law to the contrary and in
addition to any existing authority therefor, a town or village in
implementing regulations approved by the commission and acting in
furtherance of the land use plan may enter into an agreement to
condition a zoning amendment.
Addition of towns.
1. The legislature finds that in order to facilitate regional planning
for Long Island, local governments within the reserve but located
outside of the Central Pine Barrens area may similarly benefit from the
planning effort undertaken by the commission. Therefore, after the
completion, ratification, and adoption of the comprehensive land use
plan and upon application to the commission, the towns of East Hampton,
Shelter Island, and Southold may elect, by duly adopted resolution of
their town boards, to join the commission or establish a similar
planning effort for those areas outside the Central Pine Barrens area
and within the reserve that warrant and would benefit from such regional
efforts consistent with the goals and objectives of this title.
2. All benefits and obligations which accrue to municipalities which
participate with the commission shall be afforded to the municipalities
of the South and North Fork which elect to voluntarily participate in
this process, subject to the obligations of this title. Such benefits
may include funding for the development and implementation of regional
plans. The provisions of this title with respect to the interim
provisions shall not apply. To the extent feasible, towns electing to
develop and implement such regional plans consistent with this title,
shall utilize the commission and its supportive structure.
3. Upon completion, ratification, and adoption of the comprehensive
land use plan, and an expressed interest on the part of the towns of
East Hampton, Shelter Island, or Southold, the commission shall
establish criteria for participating in this process. Such criteria may
not include the imposition of a moratorium or restriction of development
as a requirement for participation.
Cooperation of state and municipal agencies.
The council may request and shall be provided with such cooperation,
assistance, services and data, from any department, agency, advisory
board, task force, commission, bureau or any other agency having
jurisdiction over land or water within the Long Island Pine Barrens
maritime reserve, as are necessary to carry out the council's function
pursuant to this title. The council shall coordinate its actions with
the region 1 regional advisory committee, established by section 49-0209
of this chapter. Every state agency is authorized to provide, within
amounts appropriated therefor and subject to the approval of the
director of the budget, such assistance and services as the council may
request.
Acceptance of monies.
The council may accept any grant or appropriation from federal, state
and municipal sources and any gift for use to carry out the provisions
of this title. Such monies shall be expended by the council to carry out
the provisions of this title, except that such expenditures shall not
exceed the grants, appropriations and gifts received by the council.
Limitations on regulation of hunting, fishing and recreation
activities; nonregulation of federal conservation
activities.
Nothing in this title shall be interpreted to authorize the regulation
of hunting, shellfishing, fishing, trapping, possession of wildlife or
other recreational activities in the Long Island Pine Barrens maritime
reserve, except as otherwise provided by law. This title shall not apply
to any action undertaken by any federal agency or federal department in
fulfillment of its obligations or duties pursuant to any federal law,
federal regulation, federal agency policy, or federal management
activity relating to wildlife, game or nongame species management,
habitat protection, or migratory species protection.
Affect on other laws.
Except as otherwise provided in the provisions of this title, this
title shall not affect:
1. the police powers, local planning powers, zoning powers or
authority to regulate land uses by villages and towns within the Long
Island Pine Barrens maritime reserve; or
2. the police power of the state to regulate any activity carried upon
any lands, in the Long Island Pine Barrens maritime reserve; or
3. the authority of any state or public agency in the management of
any state or public lands in the Long Island Pine Barrens maritime
reserve.
Judicial review.
Any person aggrieved by a final determination by any governing body
acting under this title, may within thirty days from the date of such
determination seek judicial review pursuant to article seventy-eight of
the civil practice law and rules in the supreme court. The commission
shall be a party to any such proceeding. In the event that the court
finds that the determination of such governing body constitutes the
equivalent of taking without just compensation, the commission may set
aside the determination of such governing body, or if the land so
regulated otherwise meets the goals and objectives of this title and if
the commission or the governing body has sufficient funds therefor, the
commission or the governing body may acquire such land or interest in
lands as have been taken, proceeding under the power of eminent domain.
All issues in any proceeding under the power of eminent domain shall
have preference over all other civil actions or proceedings.
Penalties and enforcement.
1. Violations. (a) All of the rights and remedies provided for in this
section are in addition to all of the rights and remedies available to
the villages and towns located within the "Central Pine Barrens Area" as
specifically defined in subdivision ten of section 57-0107 of this
title. All of the rights and remedies provided for in this section are
in addition to all of the rights and remedies available to the attorney
general as provided for in state law.
(b) With respect to any land use conduct within the Central Pine
Barrens Area that violates any provision of an applicable village or
town law, the responsibility for enforcement of such violation shall lie
with the applicable village or town in the first instance as provided
for in the laws of the respective town or village. The applicable
village or town shall provide written notice to the commission of all
such enforcement efforts. In the event the applicable village or town
does not commence an enforcement action within sixty days from the
receipt of a written notice to the applicable village or town of any
land use conduct within the Central Pine Barrens Area that may violate
any provision of an applicable village or town law, the commission, or
the attorney general at the request of the commission or upon his or her
own initiative, may institute enforcement action for such violation as
set forth in subdivisions two, three and four of this section.
(c) With regard to any violation of this title, the land use plan
adopted by the commission, any regulation promulgated by the commission,
or any order, determination or permit condition issued by the
commission, there shall be independent jurisdiction among the village or
town in which such violation occurred or is occurring to investigate and
prosecute such violation as set forth in subdivisions two, three and
four of this section. The commission or the attorney general at the
request of the commission or upon the attorney general's own initiative
shall also have independent jurisdiction to investigate and prosecute
such violation as set forth in subdivisions two, three and four of this
section.
The party initiating such a prosecution shall consult with the other
governmental entities named in this section before initiating such an
action, except in a case involving a threat of irreparable harm or
imminent violation or repeated violations of this title, the land use
plan adopted by the commission, any regulation promulgated by the
commission, or any order, determination or permit condition issued by
the commission.
(d) With regard to any land use conduct within the Central Pine
Barrens Area that is a violation of the applicable village or town law
in addition to being a violation of the specific requirements of this
title, the land use plan adopted by the commission, or the terms or
conditions of any order, permit or determination issued by the
commission, the commission, or the attorney general at the request of
the village or town, may jointly institute with the village and town an
enforcement action as set forth in subdivisions two, three and four of
this section. In such event, any penalties or fines collected shall be
deposited with the applicable village or town to be maintained in a
segregated account to be used exclusively for the acquisition of real
property or transferable development rights interests or capital
projects associated with enhancement and/or restoration of the natural
resources and ecosystems located within the Central Pine Barrens Area.
2. Civil penalties. (a) For a violation that takes place in the "core
preservation area" as defined in subdivision eleven of section 57-0107
of this title, any person who violates any provision of this title, the
land use plan adopted by the commission, any regulation promulgated by
the commission, or the terms or conditions of any order, permit, or
determination issued by the commission pursuant to this title shall be
liable for a civil penalty of not more than twenty-five thousand dollars
for each violation and an additional civil penalty of not more than one
thousand dollars for each day that such violation continues.
(b) For a violation that takes place in the "compatible growth area"
as defined in subdivision twelve of section 57-0107 of this title, any
person who violates any provision of this title, the land use plan
adopted by the commission, any regulation promulgated by the commission,
or the terms or conditions of any order, permit, or determination issued
by the commission pursuant to this title shall be liable for a civil
penalty of not more than ten thousand dollars for each violation and an
additional civil penalty of not more than one thousand dollars for each
day that such violation continues.
3. Criminal penalties. (a) For a violation that takes place in the
"core preservation area" as defined in subdivision eleven of section
57-0107 of this title, any person who willfully or intentionally
violates any provision of this title, the land use plan adopted by the
commission, any regulation promulgated by the commission, or the terms
or conditions of any order, permit, or determination issued by the
commission pursuant to this title shall be guilty of a misdemeanor
punishable by a fine of not more than twenty-five thousand dollars for
each violation and an additional fine of not more than one thousand
dollars for each day that such violation continues.
(b) For a violation that takes place in the "compatible growth area"
as defined in subdivision twelve of section 57-0107 of this title, any
person who willfully or intentionally violates any provision of this
title, the land use plan adopted by the commission, any regulation
promulgated by the commission, or the terms or conditions of any order,
permit, or determination issued by the commission pursuant to this title
shall be guilty of a misdemeanor punishable by a fine of not more than
ten thousand dollars for each violation and an additional fine of not
more than one thousand dollars for each day that such violation
continues.
4. Additional remedies. (a) Alternatively, or in addition to an action
seeking civil penalties or criminal fines or imprisonment as provided by
subdivisions two and three of this section, the commission, the Suffolk
county district attorney or the attorney general may institute any
appropriate action or proceeding to prevent, restrain, enjoin, correct,
or abate any violation of, or to enforce, any provision of this title,
the land use plan adopted by the commission, any regulation promulgated
by the commission, or the terms or conditions of any order, permit, or
determination issued by the commission pursuant to this title. The court
in which the action or proceeding is brought may order the person
responsible for the violation to take such affirmative measures as are
necessary to correct or remediate the violation. Such an action or
proceeding may also seek restitution for any such violation.
(b) In addition to the penalties set forth in subdivisions two and
three of this section, a police officer or peace officer may immediately
impound any all-terrain vehicle, as defined in section twenty-two
hundred eighty-one of the vehicle and traffic law, provided that such
seizure is conducted pursuant to section five hundred eleven-b of the
vehicle and traffic law. A five hundred dollar surcharge may be added to
any such impoundment.
Severability.
The provisions of this title shall be severable and if any portion
thereof or the applicability thereof to any person or circumstances
shall be held invalid, the remainder of this title and the application
thereof shall not be affected thereby.
TITLE 2 Peconic Bay Region Watershed Protection Act
Short title.
This title shall be known and may be cited as the "Peconic Bay region
watershed protection act".
Definitions.
1. "Study area" shall mean those lands within the Long Island Pine
Barrens maritime reserve designated by a town for study in order to
protect groundwater and surface watersheds within the Peconic estuary
watershed.
2. "Protection area" shall mean those lands identified by a town for
preservation and protection in perpetuity after completion of a
comprehensive plan amendment and generic environmental impact statement
in order to protect groundwater and surface watersheds.
3. "Town" shall mean the towns of East Hampton, Riverhead, Shelter
Island, Southampton, and Southold in the county of Suffolk.
4. "Development" shall mean the performance of any building activity
or mining operation, the making of any material change in the use or
intensity of use of any structure or land and the creation or
termination of rights of access or riparian rights. Without limitation,
the following activities or uses shall be taken for the purposes of this
title to involve development as defined in this subdivision:
(a) a change in type of use of a structure or land or, if a zoning
ordinance divides uses into classes, a change from one class of use
designated in a zoning ordinance to a use in another class so
designated;
(b) a material increase in the intensity of use of land or
environmental impacts as a result thereof;
(c) commencement of mining, excavation, or material alteration of
grade or vegetation on a parcel of land excluding environmental
restoration activities;
(d) material alteration of a shore, bank, or flood plain of a river,
stream, lake, pond, or artificial body of water;
(e) re-establishment of a use which has been abandoned for one year;
and
(f) departure from the normal use for which development permission has
been granted, or material failure to comply with the conditions of an
ordinance, rule or order granting the development permission under which
the development was commenced or is continued.
The following operations or uses do not constitute development for the
purposes of this title:
(i) public improvements undertaken for the health, safety, or welfare
of the public. Such public improvements shall be consistent with the
goals and objectives of this title, and shall include, but not be
limited to, maintenance of an existing road or railroad track;
(ii) work by any utility not involving substantial engineering
redesign for the purpose of inspection, maintenance or renewal on
established utility rights-of-way or the likes, and any work pertaining
to water supply for the residents of Suffolk county;
(iii) work for the maintenance, renewal, replacement, reconstruction,
improvement, or alteration of any existing structure or additions to an
existing residence or residential property owned by an association
formed for the common interest in real property;
(iv) the use of any structure or land devoted to dwelling uses for any
purposes customarily incidental and otherwise lawful;
(v) the use of land for the purpose of agriculture or horticulture;
(vi) work by a utility performed for the purpose of public health,
safety, or welfare and consistent with the goals and objectives of this
title;
(vii) existing or expanded recreational use consistent with the
purposes of this title including scouting activities, the maintenance or
expansion of facilities associated with or necessary for such scouting
activities including, but not limited to, the addition, modification,
expansion, or replacement of structures necessary for such activities
and such clearing as may be reasonably required for the maintenance or
expansion of scouting activities; and
(viii) a change in use of land or structure from a use within a class
specified in a zoning ordinance to another use in the same class.
Development as designated in an ordinance, rule, or development permit
includes all other development customarily associated with it unless
otherwise specified.
5. "Plan" shall mean a comprehensive management plan prepared by a
town to protect groundwater and surface watersheds.
6. "Peconic estuary watershed" shall mean the area located on the
eastern end of Long Island, New York, and bordered by Long Island's
north and south forks. The major river discharging freshwater into the
estuary is the Peconic River. The eastern end of the Peconic estuary
watershed is an imaginary line through Block Island Sound between Plum
Island and Montauk Point, beyond which lies the open sea. The western
boundary is at the headwaters of the Peconic River, just west of the
William Floyd Parkway. The Peconic estuary watershed also includes those
land areas that contribute groundwater and stormwater runoff to the
river and estuary.
Plan contents.
1. Protection areas. The plan shall provide for protection areas
within the study area that are designed to protect and preserve
watershed functions in the Peconic Bay watershed by:
(a) preserving lands in their natural state;
(b) promoting compatible agricultural, horticultural, and open space
recreational uses;
(c) prohibiting development or redirecting development outside the
protection areas;
(d) accommodating necessary management practices;
(e) protecting the quality of surface waters and groundwaters; and
(f) coordinating and providing for the acquisition of private lands
interests as appropriate and consistent with available funds.
2. Permit provisions for development. (a) Any person, upon a showing
of extraordinary hardship or compelling public need caused by the
provisions of subdivision one of this section, may apply to the town
board for a permit exempting such person from the development
prohibition provided for in subdivision one of this section. Such
application for a permit shall be approved if the applicant satisfies
the standards for either extraordinary hardship or compelling public
need. In the case where a governmental entity is the applicant a permit
may be granted only upon a showing of compelling public need.
(b) Extraordinary hardship shall be deemed to have been met if the
applicant has established, based upon specific facts, that the subject
property does not have any beneficial use if used for its present use or
developed as permitted by the provisions of subdivision one of this
section and that this inability to have a beneficial use results from
unique circumstances peculiar to the subject property which: (i) do not
apply to or affect other property in the immediate vicinity; (ii) relate
to or arise out of characteristics of the subject property, rather than
the personal situation of the applicant; or (iii) do not arise out of
the action or inaction of the applicant.
(c) Compelling public need shall be deemed to have been met if:
(i) the proposed development will serve an essential health or safety
need of the town;
(ii) the public benefits from the proposed development would override
the preservation of the protection area;
(iii) that the proposed use is required to serve the existing needs of
the residents; and
(iv) no feasible alternatives exist outside the protection area to
meet the established public need.
(d) A permit for development in the protection area shall also meet
the following additional standards:
(i) the granting of the permit will not be materially detrimental or
injurious to other property or improvements in the protection area in
which the property is located or endanger public safety or result in the
substantial impairment of the resources of the protected area;
(ii) the permit will not be inconsistent with the purposes,
objectives, or general spirit and intent of this title; and
(iii) the permit is the minimum relief necessary.
(e) The town board shall make a decision on such application within
sixty days of the receipt of a complete application for a permit.
Plan adoption.
1. After completion of a draft plan consistent with the requirements
of section 57-0205 of this title, the town board shall hold a public
hearing on said draft plan upon not less than ten days notice to the
public. Notice shall be provided in the same manner as for the adoption
of a local law.
2. The town board shall receive and review all comments on the draft
plan before final adoption.
3. The town board shall adopt the final plan by resolution.
Plan implementation.
1. Implementation of the final plan shall be accomplished by a local
law which amends the zoning and other codes of the town to conform to
the recommendations of the plan.
2. Where the town seeks the benefits from the state of defense,
attorneys' fees, court costs and state funding as provided by sections
57-0211 and 57-0213 of this title, the plan and local law shall be
submitted to the commissioner.
3. Where the commissioner certifies by resolution that the plan and
local law are in compliance with this title, then the benefits of
sections 57-0211 and 57-0213 of this title shall accrue to the town.
4. The commissioner shall render a decision upon certification within
ninety days of submission by the town.
5. The town, from time to time, but not less than once every five
years after the plan has been adopted, shall cause the plan to be
reviewed, and if appropriate, amended. Where the plan is amended, the
procedures for adoption, implementation, and certification shall be the
same as for its original adoption, implementation and certification.
State funding.
Projects which implement the plan, including the acquisition of
interests in real property for the purpose of protecting open spaces or
open areas where such properties are part of the state open space plan,
shall be eligible for state funding under the environmental protection
fund, pursuant to article fifty-four of this chapter, where such
projects meet the existing eligibility requirements of such article,
subject to available appropriation. No funding shall be provided unless
the commissioner determines that a town is in compliance with all the
provisions of this title.
Defense, attorneys' fees, court costs.
1. For each town adopting a local law implementing regulations in the
protection areas consistent with this title, there shall be a defense by
the state against any damages, losses, costs, or expenses of any kind or
nature incurred or suffered by such town or its agents, servants,
officials or employees, in the event of legal actions or proceedings
brought against the town or its agents, servants, officials, or
employees that may result from the municipal acquisition of land or the
adoption or implementation of a local law consistent with this title.
2. The state shall pay reasonable attorneys' fees and court costs
incurred by each town in connection with such legal actions or
proceedings, including any appeal.
3. Such defense shall be conditioned upon:
(a) delivery by the town board or its agent, servant, official or
employee against whom the legal action or proceeding was commenced to
the attorney general or an assistant attorney general at an office of
the department of law in the state, the original or a copy of any
summons, complaint, process, notice, demand, or pleading within thirty
days after such document is served upon the town board or such other
party; and
(b) the full cooperation of the town board or such other party against
whom the action or proceeding was commenced in the defense of such
action or proceeding and in defense of any action or proceeding against
the state based upon the same act or omission, and in the prosecution of
any appeal.
ARTICLE 58 Implementation of the "clean Water, Clean Air, and Green Jobs Environmental Bond Act of 2022 "
TITLE 1 General Provisions
Definitions.
As used in this article the following terms shall mean and include:
1. "Bonds" shall mean general obligation bonds issued pursuant to the
"clean water, clean air, and green jobs environmental bond act of 2022 "
in accordance with article VII of the New York state constitution and
article five of the state finance law.
2. "Cost" means the expense of an approved project, which shall
include but not be limited to appraisal, surveying, planning,
engineering and architectural services, plans and specifications,
consultant and legal services, site preparation, demolition,
construction and other direct expenses incident to such project.
3. "Department" shall mean the department of environmental
conservation.
4. "Disadvantaged communities" shall mean a community that is
identified pursuant to section 75-0111 of this chapter.
5. "Endangered or threatened species project" means a project to
restore, recover, or reintroduce an endangered, threatened, or species
of special concern pursuant to a recovery plan or restoration plan
prepared and adopted by the department, including but not limited to the
state's wildlife action plan.
6. "Flood risk reduction project" means projects that use nature-based
solutions where possible to reduce erosion or flooding, and projects
which mitigate or adapt to flood conditions.
7. "Green buildings project" means (i) installing, upgrading, or
modifying a renewable energy source at a state-owned building or for the
purpose of converting or connecting a state-owned building or a public
school building, or portion thereof, to a renewable energy source; (ii)
reducing energy use or improving energy efficiency or occupant health at
a state-owned building or a public school building; (iii) installing a
green roof at a state-owned building or a public school building; (iv)
installation of renewable heating and cooling systems at a state-owned
building or a public school building; or (v) emission reduction
projects.
8. "Municipality" means a local public authority or public benefit
corporation, a county, city, town, village, school district, supervisory
district, district corporation, improvement district within a county,
city, town or village, or Indian nation or tribe recognized by the state
or the United States with a reservation wholly or partly within the
boundaries of New York state, or any combination thereof.
9. "Nature-based solution" means projects that are supported or
inspired by nature or natural processes and functions and that may also
offer environmental, economic, and social benefits, while increasing
resilience. Nature-based solutions include both green and natural
infrastructure.
10. "Open space land conservation project" means purchase of fee title
or conservation easements for the purpose of protecting lands or waters
and/or providing recreational opportunities for the public that (i)
possess ecological, habitat, recreational or scenic values; (ii) protect
the quality of a drinking water supply; (iii) provide flood control or
flood mitigation values; (iv) constitute a floodplain; (v) provide or
have the potential to provide important habitat connectivity; (vi)
provide open space for the use and enjoyment of the public; or (vii)
provide community gardens in urban areas.
11. "Recreational infrastructure project" means the development or
improvement of state and municipal parks, campgrounds, nature centers,
fish hatcheries, and infrastructure associated with open space land
conservation projects.
12. "State assistance payment" means payment of the state share of the
cost of projects authorized by this article to preserve, enhance,
restore and improve the quality of the state's environment.
13. "State entity" means any state department, division, agency,
office, public authority, or public benefit corporation.
14. "Water quality improvement project" for the purposes of this
title, means projects designed to improve the quality of drinking and
surface waters.
15. "Wetland and stream restoration project" means activities designed
to restore freshwater and tidal wetlands, and streams of the state, for
the purpose of enhancing habitat, increasing connectivity, improving
water quality, and flood risk reduction.
Allocation of moneys.
The moneys received by the state from the sale of bonds pursuant to
the environmental bond act of 2022 shall be disbursed in the following
amounts pursuant to appropriations as specifically provided for in
titles three, five, seven, and nine of this article:
1. Not less than one billion one hundred million dollars
($1,100,000,000) for restoration and flood risk reduction as set forth
in title three of this article.
2. Up to six hundred fifty million dollars ($650,000,000) for open
space land conservation and recreation as set forth in title five of
this article.
3. Up to one billion five hundred million dollars ($1,500,000,000) for
climate change mitigation as set forth in title seven of this article.
4. Not less than six hundred fifty million dollars ($650,000,000) for
water quality improvement and resilient infrastructure as set forth in
title nine of this article.
Powers and duties.
In implementing the provisions of this article the department is
hereby authorized to:
1. Administer funds generated pursuant to the "clean water, clean air,
and green jobs environmental bond act of 2022 ".
2. In the name of the state, as further provided within this article,
contract to make, within the limitations of appropriations available
therefor, state assistance payments toward the cost of a project
approved, and to be undertaken pursuant to this article.
3. Approve vouchers for the payments pursuant to an approved contract.
4. Enter into contracts with any person, firm, corporation,
not-for-profit corporation, agency or other entity, private or
governmental, for the purpose of effectuating the provisions of this
article.
5. Promulgate such rules and regulations and to develop such forms and
procedures necessary to effectuate the provisions of this article,
including but not limited to requirements for the form, content, and
submission of applications by municipalities for state financial
assistance.
6. Delegate to, or cooperate with, any other state entity in the
administration of this article.
7. Perform such other and further acts as may be necessary, proper or
desirable to carry out the provisions of this article.
Powers and duties of a municipality.
A municipality shall have the power and authority to:
1. Undertake and carry out any project for which state assistance
payments pursuant to contract are received or are to be received
pursuant to this article and maintain and operate such project.
2. Expend money received from the state pursuant to this article for
costs incurred in conjunction with the approved project.
3. Apply for and receive moneys from the state for the purpose of
accomplishing projects undertaken or to be undertaken pursuant to this
article.
4. Perform such other and further acts as may be necessary, proper or
desirable to carry out a project or obligation, duty or function related
thereto.
Consistency with federal tax law.
All actions undertaken pursuant to this article shall be reviewed for
consistency with provisions of the federal internal revenue code and
regulations thereunder, in accordance with procedures established in
connection with the issuance of any tax exempt bonds pursuant to this
article, to preserve the tax exempt status of such bonds.
Compliance with other law.
Every recipient of funds to be made available pursuant to this article
shall comply with all applicable state, federal and local laws.
TITLE 3 Restoration and Flood Risk Reduction
Allocation of moneys.
Of the moneys received by the state from the sale of bonds pursuant to
the environmental bond act of 2022, not less than one billion one
hundred million dollars ($1,100,000,000) shall be available for
disbursements for restoration and flood risk reduction projects
developed pursuant to section 58-0303 of this title. Not more than two
hundred fifty million dollars ($250,000,000) of this amount shall be
available for projects pursuant to subdivision two of section 58-0303 of
this title and not less than one hundred million dollars ($100,000,000)
each shall be available for coastal rehabilitation and shoreline
restoration projects and projects which address inland flooding,
pursuant to paragraph a of subdivision one of section 58-0303 of this
title.
Programs, plans and projects.
1. Eligible restoration and flood risk reduction projects include, but
are not limited to costs associated with:
a. (1) projects identified in state and regional management and
restoration programs and plans including but not limited to the Great
Lakes Action Agenda, Mohawk River Basin Action Agenda, Ocean Action
Plan, Hudson River Estuary Action Agenda, Long Island Sound
Comprehensive Conservation and Management Plan, South Shore Estuary
Reserve Comprehensive Management Plan, Peconic Estuary Comprehensive
Conservation and Management Plan, Delaware Action Plan, Susquehanna
Action Plan, forest management framework for New York City and New
York/New Jersey Harbor Estuary Plan;
(2) local waterfront revitalization plans prepared pursuant to article
forty-two of the executive law; and
(3) coastal rehabilitation and shoreline restoration projects,
including nature-based solutions;
b. flood risk reduction projects including but not limited to:
acquisition of real property; moving, lifting or raising of existing
flood-prone infrastructure or structures; relocation, repair, or raising
of flood-prone or repeatedly flooded roadways; and projects to remove,
alter, or right-size dams, bridges, and culverts, but shall not include
routine construction or maintenance undertaken by the state and
municipalities which does not provide flood risk reduction benefits; and
c. restoration projects including but not limited to: floodplain,
wetland and stream restoration projects; forest conservation; endangered
and threatened species projects; and habitat restoration projects,
including acquisition of fee title and easements, intended to improve
the lands and waters of the state of ecological significance or any part
thereof, including, but not limited to forests, ponds, bogs, wetlands,
bays, sounds, streams, rivers, or lakes and shorelines thereof, to
support a spawning, nursery, wintering, migratory, nesting, breeding,
feeding, or foraging environment for fish and wildlife and other biota.
2. The commissioner and the commissioner of the division of housing
and community renewal are authorized pursuant to paragraph b of
subdivision one of this section to purchase private real property
identified as at-risk to flooding, from willing sellers. The
commissioner of the division of housing and community renewal shall be
authorized to transfer to any state agency or public authority any real
property in order to carry out the purposes of this article. In
connection therewith, the housing trust fund corporation shall be
authorized to create a subsidiary corporation to carry out the program
authorized under this subdivision. Such subsidiary corporation shall
have all the privileges, immunities, tax exemption and other exemptions
of the agency to the extent the same are not inconsistent with this
section.
a. The commissioner and the commissioner of the division of housing
and community renewal or any other department or state agency that has
received funds suballocated pursuant to this section may enter into
agreements with municipalities, and not-for-profit corporations for the
purpose of implementing a program pursuant to this section.
b. The department and the division of housing and community renewal
shall prioritize projects in communities based on past flood risk or
those that participate in the federal emergency management agency's
(FEMA) community rating system.
c. Any state agency or authority, municipality, or not-for-profit
corporation purchasing private real property may expend costs associated
with:
(1) the acquisition of real property, based upon the pre-flood fair
market value of the subject property;
(2) the demolition and removal of structures and/or infrastructure on
the property; and
(3) the restoration of natural resources to facilitate beneficial open
space, flood mitigation, and/or shoreline stabilization.
d. Notwithstanding any provision of law to the contrary, any structure
which is located on real property purchased pursuant to this program
shall be demolished or removed, provided that it does not serve a use or
purpose consistent with paragraph f of this subdivision.
e. Notwithstanding any provision of law to the contrary, real property
purchased with funding pursuant to this program shall be property of the
state, municipality, or a not-for-profit corporation.
f. Notwithstanding any provision of law to the contrary, real property
purchased with funding pursuant to this program shall be restored and
maintained in perpetuity in a manner that, aims to increase ecosystem
function, provide additional flood damage mitigation for surrounding
properties, protect wildlife habitat, and wherever practicable and safe,
allow for passive and/or recreational community use. Municipal flood
mitigation plans, resilience, waterfront revitalization plans or hazard
mitigation plans, when applicable, shall be consulted to identify the
appropriate restoration and end-use of the property.
g. All or a portion of the appropriation in this section may be
provided to the department or the division of housing and community
renewal or suballocated to any other department, state agency or state
authority.
h. Private real property identified as at-risk to flooding should
generally be limited to those: (1) identified as being within the one
hundred-year floodplain on the most recent FEMA flood insurance maps;
(2) flooded structures that would qualify for buyout under criteria
generally applicable to FEMA post-emergency acquisitions; (3) structures
identified in a state, federal, local or regional technical study as
suitable for the location of a flood risk management or abatement
project in areas immediately proximate to inland or coastal waterways;
or (4) structures located in coastal or riparian areas that have been
determined by a state, federal, local or regional technical study to
significantly exacerbate flooding in other locations.
3. The department, the office of parks, recreation, and historic
preservation and the department of state are authorized to provide state
assistance payments or grants to municipalities and not-for-profit
corporations and undertake projects pursuant to paragraph a of
subdivision one of this section.
4. The department and the office of parks, recreation, and historic
preservation are authorized to provide state assistance payments or
grants to municipalities and not-for-profit corporations and undertake
projects pursuant to paragraph b of subdivision one of this section.
Culvert and bridge projects shall be in compliance with the department's
stream crossing guidelines and best management practices, and engineered
for structural integrity and appropriate hydraulic capacity including,
where available, projects flows based on flood modeling that
incorporates climate change projections and shall not include routine
construction or maintenance undertaken by the state or municipalities.
5. The department and the office of parks, recreation, and historic
preservation are authorized to provide state assistance payments or
grants to municipalities and not-for-profit corporations and undertake
projects pursuant to paragraph c of subdivision one of this section.
6. Provided that for the purposes of selecting projects for funding
under paragraphs b and c of subdivision one of this section, the
relevant agencies shall develop eligibility guidelines and post
information on the department's website in the environmental notice
bulletin providing for a thirty-day public comment period and upon
adoption post such eligibility guidelines on the relevant agency's
website.
TITLE 5 Open Space Land Conservation and Recreation
Allocation of moneys.
Of the moneys received by the state from the sale of bonds pursuant to
the environmental bond act of 2022 to be used for open space land
conservation and recreation projects, up to six hundred fifty million
dollars ($650,000,000) shall be available for programs, plans, and
projects developed pursuant to section 58-0503 of this title, however,
not more than seventy-five million dollars ($75,000,000) shall be made
available for the creation of a fish hatchery, or the improvement,
expansion, repair or maintenance of existing fish hatcheries, not less
than three hundred million dollars ($300,000,000) shall be made
available for open space land conservation projects pursuant to
paragraph a of subdivision one of section 58-0503 of this title and not
less than one hundred fifty million dollars ($150,000,000) shall be made
available for farmland protection pursuant to paragraph b of subdivision
one of section 58-0503 of this title.
Programs, plans and projects.
1. Eligible open space working lands conservation and recreation
projects include, but are not limited to:
a. costs associated with open space land conservation projects;
b. costs associated with purchasing conservation easements to protect
farmland pursuant to article twenty-five-aaa of the agriculture and
markets law; and
c. costs associated with recreational infrastructure projects.
2. The department or the office of parks, recreation and historic
preservation are authorized to undertake open space land conservation
projects, in cooperation with willing sellers pursuant to subdivision
one of this section and may enter into an agreement for purchase of real
property or conservation easements on real property by a municipality or
a not-for-profit corporation. Any such agreement shall contain such
provisions as shall be necessary to ensure that the purchase is
consistent with, and in furtherance of, this title and shall be subject
to the approval of the comptroller and, as to form, the attorney
general. In undertaking such projects, such commissioners shall consider
the state land acquisition plan prepared pursuant to section 49-0207 of
this chapter. Further, the department or the office of parks, recreation
and historic preservation are authorized to provide state assistance
payments to municipalities for eligible projects consistent with
paragraphs a and c of subdivision one of this section.
3. The cost of an open space land conservation project shall include
the cost of preparing a management plan for the preservation and
beneficial public enjoyment of the land acquired pursuant to this
section except where such a management plan already exists for the
acquired land.
4. The department and the department of agriculture and markets are
authorized to provide, pursuant to paragraph b of subdivision one of
this section, farmland preservation implementation grants to county
agricultural and farmland protection boards pursuant to article
twenty-five-aaa of the agriculture and markets law, or to
municipalities, soil and water conservation districts or not-for-profit
corporations for implementation of projects.
5. The department is authorized to expend moneys to purchase
equipment, devices, and other necessary materials and to acquire fee
title or conservation easements in lands for monitoring, restoration,
recovery, or reintroduction projects for species listed as endangered or
threatened or listed as a species of special concern pursuant to section
11-0535 of this chapter.
6. The department or the office of parks, recreation and historic
preservation are authorized to expend moneys for the planning, design,
and construction of projects to develop and improve parks, campgrounds,
nature centers, fish hatcheries, and other recreational facilities.
7. The commissioner and a not-for-profit corporation may enter into a
contract for the undertaking by the not-for-profit corporation of an
open space land acquisition project.
8. Real property acquired, developed, improved, restored or
rehabilitated by or through a municipality pursuant to paragraph a of
subdivision one of this section or undertaken by or on behalf of a
municipality with funds made available pursuant to this title shall not
be sold, leased, exchanged, donated or otherwise disposed of or used for
other than public park purposes without the express authority of an act
of the legislature, which shall provide for the substitution of other
lands of equal environmental value and fair market value and reasonably
equivalent usefulness and location to those to be discontinued, sold or
disposed of, and such other requirements as shall be approved by the
commissioner.
9. Provided that for the purposes of selecting projects for funding
under paragraphs a and b of subdivision one of this section, the
relevant agencies shall develop eligibility guidelines and post
information on the department's website in the environmental notice
bulletin providing for a thirty day public comment period and upon
adoption post such eligibility guidelines on the relevant agency's
website.
TITLE 7 Climate Change Mitigation
Allocation of moneys.
Of the moneys received by the state from the sale of bonds pursuant to
the environmental bond act of 2022, up to one billion five hundred
million dollars ($1,500,000,000) shall be made available for
disbursements for climate change mitigation projects developed pursuant
to section 58-0703 of this title. Not less than four hundred million
dollars ($400,000,000) of this amount shall be available for green
buildings projects, not less than one hundred million dollars
($100,000,000) for climate adaptation and mitigation projects pursuant
to paragraph c of subdivision one of section 58-0703 of this title, not
less than two hundred million dollars ($200,000,000) shall be available
for disbursement to reduce or eliminate water pollution or air pollution
affecting disadvantaged communities pursuant to paragraphs f and g of
subdivision one of section 58-0703 of this title, and not less than five
hundred million dollars ($500,000,000) for costs associated with the
purchase of or conversion to zero emission school buses and supporting
infrastructure as set forth in paragraph h of subdivision one of section
58-0703 of this title.
Programs, plans and projects.
1. Eligible climate change mitigation projects include, but are not
limited to:
a. costs associated with green building projects, projects that
increase energy efficiency or the use or siting of renewable energy on
state-owned buildings or properties including buildings owned by the
state university of the state of New York, city university of the state
of New York, community colleges, and public schools;
b. costs associated with projects that utilize natural and working
lands to sequester carbon and mitigate methane emissions from
agricultural sources, such as manure storage through cover and methane
reduction technologies;
c. costs associated with implementing climate adaptation and
mitigation projects pursuant to section 54-1523 of this chapter;
d. costs associated with urban forestry projects such as forest and
habitat restoration, for purchase and planting of street trees and for
projects to expand the existing tree canopy and bolster community
health;
e. costs associated with projects that reduce urban heat island
effect, such as installation of green roofs, open space protection,
community gardens, cool pavement projects, projects that create or
upgrade community cooling centers, and the installation of reflective
roofs where installation of green roofs is not possible;
f. costs associated with projects to reduce or eliminate air pollution
from stationary or mobile sources of air pollution affecting
disadvantaged communities;
g. costs associated with projects which would reduce or eliminate
water pollution, whether from point or non-point discharges, affecting
disadvantaged communities; and
h. costs associated with the purchase or conversion to zero emission
school buses, including costs associated with the supporting
infrastructure.
2. The department, the department of agriculture and markets, the
office of parks, recreation and historic preservation, the New York
state energy research and development authority and the office of
general services are authorized to provide state assistance payments or
grants to municipalities and not-for-profit corporations or undertake
projects pursuant to this section.
3. Provided that for the purposes of selecting projects for funding
under this section, the relevant agencies shall develop eligibility
guidelines and post information on the department's website in the
environmental notice bulletin providing for a thirty-day public comment
period and upon adoption post such eligibility guidelines on the
relevant agency's website.
TITLE 9 Water Quality Improvement and Resilient Infrastructure
Allocation of moneys.
Of the moneys received by the state from the sale of bonds pursuant to
the environmental bond act of 2022 for disbursements for state
assistance for water quality improvement projects as defined by title
one of this article, not less than six hundred fifty million dollars
($650,000,000) shall be available for water quality improvement projects
developed pursuant to section 58-0903 of this title. Not less than two
hundred million dollars ($200,000,000) of this amount shall be available
for wastewater infrastructure projects undertaken pursuant to the New
York state water infrastructure improvement act of 2017 pursuant to
paragraph e of subdivision one of section 58-0903 of this title, and not
less than two hundred fifty million dollars ($250,000,000) shall be
available for municipal stormwater projects pursuant to paragraph a of
subdivision one of section 58-0903 of this title.
Programs, plans and projects.
1. Eligible water quality improvement project costs include, but are
not limited to:
a. costs associated with grants to municipalities for projects that
reduce or control storm water runoff, using green infrastructure where
practicable;
b. costs associated with projects that reduce agricultural nutrient
runoff and promote soil health such as projects which implement
comprehensive nutrient management plans, other agricultural nutrient
management projects, and non-point source abatement and control programs
including projects developed pursuant to sections eleven-a and eleven-b
of the soil and water conservation districts;
c. costs associated with projects that address harmful algal blooms
such as abatement projects and projects focused on addressing nutrient
reduction in freshwater and marine waters, wastewater infrastructure
systems that treat nitrogen and phosphorus, and lake treatment systems;
d. costs associated with wastewater infrastructure projects including
but not limited to extending or establishing sewer lines to replace
failing septic systems or cesspools and projects as provided by section
twelve hundred eighty-five-u of the public authorities law;
e. costs associated with projects to reduce, avoid or eliminate point
and non-point source discharges to water including projects authorized
by the New York state water improvement infrastructure act of 2017 and
section twelve hundred eighty-five-s of the public authorities law;
f. costs associated with the establishment of riparian buffers to
provide distance between farm fields and streams or abate erosion during
high flow events; and
g. costs associated with lead service line replacement pursuant to
section eleven hundred fourteen of the public health law.
2. The department and the New York state environmental facilities
corporation are authorized to provide state assistance payments or
grants to municipalities for projects authorized pursuant to paragraphs
a, b, and d of subdivision one of this section.
3. The department of agriculture and markets shall be authorized to
make state assistance payments to soil and water conservation districts
for the cost of implementing agricultural environmental management
plans, including purchase of equipment for measuring and monitoring soil
health and soil conditions.
4. The department is authorized to make grants available to
not-for-profits and academic institutions for paragraphs b, c, and f of
subdivision one of this section, and make state assistance payments to
municipalities and undertake projects pursuant to this section.
5. Provided that for the purposes of selecting projects for funding of
this section, the relevant agencies shall develop eligibility guidelines
and post information on the department's website in the environmental
notice bulletin providing for a thirty-day public comment period and
upon adoption post such eligibility guidelines on the relevant agency's
website.
TITLE 11 Environmental Justice and Reporting
Benefits of funds.
The department shall make every effort practicable to achieve a goal
that forty percent of the funds pursuant to this article benefit
disadvantaged communities; however, disadvantaged communities shall
receive no less than thirty-five percent of the benefit of the funds
pursuant to this article.
Reporting.
1. No later than sixty days following the end of each fiscal year,
each department, agency, public benefit corporation, and public
authority receiving an allocation or allocations of appropriation
financed from the clean water, clean air, and green jobs environmental
bond act of 2022 shall submit to the commissioner in a manner and form
prescribed by the department, the following information as of March
thirty-first of such fiscal year, within each category listed in this
title: the total appropriation; total commitments; year-to-date
disbursements; remaining uncommitted balances; and a description of each
project.
2. No later than one hundred twenty days following the end of each
fiscal year, the department shall submit to the governor, the temporary
president of the senate, and the speaker of the assembly a report that
includes the information received. A copy of the report shall be posted
on the department's website.
TITLE 13 Labor Standards
Labor standards.
1. Projects funded pursuant to this article shall require compliance
with prevailing wage requirements pursuant to section two hundred twenty
of the labor law.
2. Any state entity or municipality receiving at least twenty-five
million dollars ($25,000,000) from funds allocated pursuant to this
article for a project costing greater than fifty million dollars
($50,000,000) shall require use of apprenticeship agreements as defined
by article twenty-three of the labor law.
3. (a) Any state entity or municipality receiving at least twenty-five
million dollars ($25,000,000) from funds allocated pursuant to this
article for a project which involves the construction, reconstruction,
alteration, maintenance, moving, demolition, excavation, development or
other improvement of any building, structure or land, shall be subject
to section two hundred twenty-two of the labor law.
(b) Any privately owned project receiving funds allocated pursuant to
this title which utilizes a project labor agreement on such project
shall not be subject to article eight of the labor law.
4. If determined applicable, a municipality or state entity may
require that the private owner of a project, or a third party acting on
the owner's behalf, enter into a labor peace agreement with at least one
bona fide labor organization either: (a) where such bona fide labor
organization is actively representing non-construction employees; or (b)
upon notice by a bona fide labor organization that is attempting to
represent non-construction employees. For purposes of this section
"labor peace agreement" means an agreement between an entity and labor
organization that, at a minimum, protects the state's proprietary
interests by prohibiting labor organizations and members from engaging
in picketing, work stoppages, boycotts, and any other economic
interference.
5.(a) Any municipality or state entity, or a third party acting on
behalf and for the benefit of the municipality or state entity, in each
contract for construction, reconstruction, alteration, repair,
improvement or maintenance of a project receiving funds under this
article that is a public work, shall ensure that such contract contains
a provision that the structural iron and structural steel used or
supplied in the performance of the contract or any subcontract thereto
and that is permanently incorporated into the public work, shall be
produced or made in whole or substantial part in the United States, its
territories or possessions. In the case of a structural iron or
structural steel product, all manufacturing must take place in the
United States, from the initial melting stage through the application of
coatings, except metallurgical processes involving the refinement of
steel additives. For the purposes of this subdivision, "permanently
incorporated" shall mean an iron or steel product that is required to
remain in place at the end of the project contract, in a fixed location,
affixed to the public work to which it was incorporated. Iron and steel
products that are capable of being moved from one location to another
are not permanently incorporated into a public work.
(b) The provisions of paragraph (a) of this subdivision shall not
apply if the head of the department, agency, or municipal entity
constructing the public work, in his or her sole discretion, determines
that the provisions would not be in the public interest, would result in
unreasonable costs, or that obtaining such steel or iron in the United
States would increase the cost of the contract by an unreasonable
amount, or such iron or steel, including without limitation structural
iron and structural steel, cannot be produced or made in the United
States in sufficient and reasonably available quantities and of
satisfactory quality.
ARTICLE 70 Uniform Procedures
Purpose.
It is the purpose of this article to establish uniform review
procedures for major regulatory programs of the department and to
establish time periods for department action on permits under such
programs.
Legislative findings and declarations.
The legislature finds and declares that:
1. It is the intent of the legislature to assure the fair, expeditious
and thorough administrative review of regulatory permits.
2. It is the intent of the legislature that, to the extent feasible
and appropriate, statutory and regulatory procedures shall be made
uniform and inconsistencies and redundancies shall be eliminated.
3. It is the intent of the legislature to establish reasonable time
periods for administrative agency action on permits.
4. It is the intent of the legislature to encourage public
participation in government review and decision-making processes and to
promote public understanding of all government activities.
5. It is the intent of the legislature that, to the maximum extent
feasible, a comprehensive project review approach shall replace separate
and individual permit application reviews.
Definitions.
Unless the context otherwise requires, the definitions in this section
shall govern the construction of the following terms as used in this
article:
1. "Environmental notice bulletin" shall mean the publication of the
department published pursuant to section 3-0306 of this chapter.
2. "Complete application" shall mean an application for a permit which
is in an approved form and is determined by the department to be
complete for the purpose of commencing review of the application but
which may need to be supplemented during the course of review as to
matters contained in the application in order to enable the department
to make the findings and determinations required by law. A complete
application shall include such draft impact statement as may be required
pursuant to article eight of this chapter.
3. "Minor project" shall mean a proposed project which by its nature
and with respect to its location will not have a significant impact on
the environment and will not exceed criteria established in rules and
regulations adopted by the department pursuant to subdivision one of
section 70-0107 of this article.
4. "Permit" shall mean any permit, certificate, license or other form
of department approval, modification, suspension, revocation, renewal,
reissuance or recertification issued in connection with any regulatory
program referred to in subdivision three of section 70-0107 of this
article as further specified by rule and regulation.
5. "Project" shall mean any activity that requires one or more
department permits.
6. "Emergency" shall mean a natural or an accidental human-made event
which presents an immediate threat to life, health, property, or natural
resources.
Rules and regulations; applicability.
1. The department, after public hearing, shall adopt rules and
regulations to assure the efficient and expeditious administration of
this article. Such rules and regulations shall include but not be
limited to provisions regarding notice, review, public participation and
public hearings.
2. Notwithstanding any inconsistent provisions of this chapter or any
rule or regulation of the department, the procedures provided in this
article and in rules and regulations adopted by the department pursuant
to subdivision one of this section shall govern the review by the
department of applications for permits for proposed projects and
modifications, suspensions, revocations, renewals, reissuances and
recertifications of permits under the regulatory programs of the
department specified in subdivision three of this section. Such
procedures shall also apply to any government entity to which the
commissioner has delegated powers to administer such programs pursuant
to section 3-0301 of this chapter, to the extent specified in such
delegation.
3. The following regulatory programs of this chapter shall be subject
to the procedures provided in this article:
(a) protection of waters (title five of article fifteen);
(b) water supply and water transport (title fifteen of article
fifteen);
(c) wild, scenic and recreational rivers system (title twenty-seven of
article fifteen), except for that part of article twenty-four
administered by the Adirondack park agency, which shall be subject to
the procedures provided in section eight hundred nine of the executive
law;
(d) certifications under section 401 of the federal water pollution
control act amendments of 1972 (public law 92-500) pursuant to article
three of this chapter;
(e) state pollutant discharge elimination system (title eight of
article seventeen);
(f) realty subdivisions: sewerage service (title fifteen of article
seventeen);
(g) air pollution control (article nineteen);
(h) liquefied natural and petroleum gas (title seventeen of article
twenty-three);
(i) mined land reclamation (title twenty-seven of article
twenty-three);
(j) freshwater wetlands (article twenty-four), except for that part of
article twenty-four administered by the Adirondack park agency, which
shall be subject to the procedures provided in section eight hundred
nine of the executive law;
(k) tidal wetlands (article twenty-five);
(l) collection, treatment and disposal of refuse and other solid waste
(article twenty-seven); and
(m) coastal erosion hazard areas (article thirty-four).
Time periods for department action on permit applications.
1. (a) On or before fifteen calendar days after the receipt of an
application for a permit which has been filed in a manner and in a form
prescribed by the department, the department shall mail written notice
to the applicant of its determination whether or not the application is
complete.
(b) If the department fails to mail written notice to an applicant of
its determination whether or not an application is complete within such
fifteen calendar day period, the application shall be deemed complete.
(c) If the department determines the application is not complete, the
notice shall include a concise statement of the respects in which the
application is incomplete.
(d) The resubmission of the application or the submission of such
additional information shall commence a new fifteen calendar day period
for department review of the additional information for purposes of
determining completeness.
(e) If the department determines the application is complete, the
notice shall so state.
2. (a) Immediately upon determining that an application is complete,
the department shall cause a notice of application to be published in
the next available environmental notice bulletin which shall be not
later than ten calendar days after the date of such determination and
not less than once during the fifteen calendar day period following such
determination in a newspaper having general circulation in the area in
which the project is proposed to be located, and shall provide notice to
the chief executive officer of each municipality in which the proposed
project is located, and may direct the applicant to provide such
reasonable notice and opportunity for comment to the public as the
department deems appropriate. Newspaper publications shall be provided
by the applicant.
(b) The time period for public comment on a permit application shall
be stated in the notice of application.
3. (a) Within the time periods specified in subparagraphs (i) and (ii)
of this subdivision and subject to the provisions of subdivisions four,
five and six of this section, the department shall make a decision on an
application for a permit by mailing the applicant a permit, a permit
with conditions or a statement that the permit applied for has been
denied.
(i) In the case of an application for a permit for which no public
hearing has been held, such decision shall be mailed on or before ninety
calendar days after the department mails written notice to the applicant
that the application is complete or on or before ninety calendar days
after the application is deemed complete pursuant to the provisions of
this article.
(ii) In the case of an application for a permit for which a public
hearing has been held, the department shall mail its decision to the
applicant and to all parties to the hearing on or before sixty calendar
days after receipt by the department of a complete record, as that term
is defined in paragraphs (a) through (e) of subdivision one of section
three hundred two of the state administrative procedure act.
(b) If the department fails to mail a decision on an application for a
permit within the time periods specified, the applicant may cause notice
of such failure to be made to the department by means of certified mail
return receipt requested addressed to the commissioner. If, within five
working days after the receipt of such notice, the department fails to
mail a decision, the application shall be deemed approved and a permit
deemed granted subject to any standard terms or conditions applicable to
such a permit. However, no permit shall be deemed approved where such
permit is issued in lieu of a federal permit pursuant to an
authorization granted to the state pursuant to either Public Law 94-580,
the "Federal Resource Conservation and Recovery Act of 1976", or Title V
of Public Law 101-549, the "Clean Air Act", and where the issuance of a
permit in such a manner is contrary to such authorization.
4. The time periods for a department decision on an application for a
permit as specified in subdivision three of this section shall be
suspended pending receipt by the department of any final environmental
impact statement and any explicit findings related to a proposed project
as may be required pursuant to article eight (environmental quality
review) of this chapter when the department is not the lead agency as
that term is used in rules and regulations adopted by the department
pursuant to section 8-0113 of said article.
5. The department shall make no decision and no permit shall be deemed
granted until the applicant has paid all applicable fees and costs.
6. Any time period specified in this article may be waived and
extended for good cause by written request by the applicant with the
consent of the department, or by the written request of the commissioner
or his designee with the consent of the applicant.
Minor projects.
(a) On or before fifteen calendar days after the receipt of an
application for a permit for a minor project, the department shall mail
written notice to the applicant of its determination whether or not the
application is complete. If the department fails to mail written notice
to an applicant of its determination whether or not an application is
complete within such fifteen calendar day period, the application shall
be deemed complete.
(b) Within forty-five calendar days after the department mails written
notice to the applicant that an application for a permit for a minor
project is complete or within forty-five calendar days after the
application is deemed complete pursuant to the provisions of this
article and subject to the provisions of subdivisions four, five, and
six of section 70-0109, the department shall make a decision on the
application by mailing the applicant a permit, a permit with conditions
or a statement that the permit applied for has been denied.
(c) If the department fails to make a decision on an application for a
permit for a minor project within such forty-five calendar day period,
then the provisions of paragraph (b) of subdivision three of section
70-0109 shall apply.
(d) The department may provide, by rule and regulation pursuant to
section 70-0107 of this article, for the issuance of general permits
covering minor projects. Such general permits may be issued following
such events as natural disasters or acts of God which lead numbers of
individuals to seek to undertake similar types of minor projects that
are of a remedial nature. Such permits may be issued only upon a written
statement of necessity by the commissioner justifying the issuance of
such general permit and may be issued only for a specified duration of
time.
Confidentiality.
The provisions of section eighty-eight of article six of the public
officers law shall apply to information confidentially disclosed by
applicants to the department, except as otherwise provided in this
chapter.
Permit modifications, suspensions, revocations, renewals,
reissuances and recertifications.
1. Upon the provision of notice stating the grounds for its action and
giving an opportunity for hearing to the permit holder, the department
may modify, suspend or revoke a permit.
2. A permit holder may make written request to the department for the
renewal, reissuance, recertification or modification of an existing
permit. Such a request shall be accompanied by sufficient information
supporting the request for the departmental action sought.
(a) In the case of a request (i) which does not involve a material
change in permit conditions, then applicable law, environmental
conditions or technology since the date of issuance of the existing
permit, or (ii) for which an opportunity for public comment or hearing
or both is not required by applicable law, the department shall on or
before fifteen calendar days after the receipt of a request mail a
written determination to the permit holder of its decision on the
request. If the decision is to deny the request, the permit holder shall
be afforded an opportunity for hearing and notice of such decision shall
be given by the department in the next available issue of the
environmental notice bulletin.
(b) In the case of a request which may involve a material change as
described in paragraph (a) of this subdivision, or for which an
opportunity for public comment or hearing or both is required by
applicable law, the department shall on or before fifteen calendar days
after the receipt of a request mail a written determination to the
permit holder that the request shall be treated as an application for a
new permit.
(c) In the case of a request for the renewal, reissuance,
recertification or modification of an existing state pollutant discharge
elimination system permit issued in lieu of a national pollutant
discharge elimination system permit the request shall be treated as an
application for a new permit. Any other request may be treated as an
application for a new permit.
(d) In the case of a request for the renewal, reissuance,
recertification or modification of an existing permit issued pursuant to
article nineteen of this chapter, the request may be treated as an
application for a new permit.
If, pursuant to paragraph (a) or (b) of this subdivision, the
department fails to mail a written determination to the permit holder
within such fifteen calendar day period, then the provisions of
paragraph (b) of subdivision three of section 70-0109 of this chapter
shall apply.
Emergency authorization.
1. The department may waive the procedural requirements of this
article to issue an emergency authorization for an action which is
immediately necessary to respond to an emergency.
2. Emergency authorization may be given only if the department makes a
finding of emergency. Such emergency authorization may be issued for a
term not to exceed thirty days. It may be renewed for one term not to
exceed thirty days. On or before sixty days from the department's
original approval, the action must be concluded or the authorized party
must file with the department a complete application for a permit and be
subject to all the procedural requirements of this article.
3. The department must be notified prior to the commencement of the
action. If circumstances warrant immediate action by a state or local
government agency such that prior notice to the department is not
possible, then the department must be notified by that agency within
twenty-four hours after commencement of the action. In any event, the
department must respond by either granting or denying emergency
authorization within two business days of its receipt of such notice.
4. Actions taken pursuant to a grant of emergency authorization must
be carried out in a manner that will cause the least change,
modification or adverse impact to life, health, property or natural
resources. The department may attach conditions to its emergency
authorizations and shall enforce them in order to assure compliance with
this and other regulatory standards that would apply to such actions
absent an emergency.
5. The department may require plans or any other information it deems
necessary to review the proposed action to determine whether emergency
authorization is warranted and whether the proposed action is consistent
with regulatory standards.
6. The department shall issue an order summarily suspending an action
taken before the grant of an emergency authorization if the department
finds that no emergency exists or the department shall issue an order
suspending an emergency authorization if the department finds that the
action is no longer immediately necessary to protect life, health,
property or natural resources. Such action shall be ceased immediately
upon receipt of such order by the authorized party.
7. (a) Violations will be enforced pursuant to article seventy-one of
this chapter.
(b) A person who violates any provision of this section or any term or
condition of an emergency authorization shall also be required to
perform restoration, mitigation, or elimination of environmental damage,
which is necessary as a direct result of that action. In the event that
such person fails to undertake such work, the department or its agent
may enter upon the lands and waters where the action took place and
perform restoration or other activities which may be necessary to
mitigate or eliminate environmental damage caused by such action. Should
the department undertake such work, or cause it to be undertaken, the
full cost for it shall be charged to and become the responsibility of
the person who conducted the action.
8. The provisions of this section and the regulations promulgated
hereunder shall apply notwithstanding any inconsistent provision of law.
Special provisions.
1. (a) An applicant may submit simultaneously all applications for
permits associated with a proposed project in order to facilitate a
comprehensive project review.
(b) Except for good cause shown by the applicant, the department may
require an applicant to submit simultaneously any or all applications
for permits associated with a proposed project when, in the department's
judgment, it is necessary to facilitate a comprehensive review of the
project.
2. At any time during the review of an application for a permit or a
request by a permit holder for the renewal, reissuance, recertification
or modification of an existing permit, the department may request
additional information from the applicant or permit holder with regard
to any matter contained in the application or request when such
additional information is necessary for the department to make any
findings or determinations required by law. Such a request shall not
extend any time period for department action contained in this article.
Failure by the applicant or permit holder to provide such information
may be grounds for denial by the department of the application or
request.
3. Where there is a requirement pursuant to federal law for a
tentative determination or draft permit to be prepared prior to public
notice or hearing, the time within which the department shall make its
determination whether or not the application is complete shall be
extended by forty-five calendar days. This subdivision shall not apply
to applications for state pollutant discharge elimination system permits
for the discharge of sewage (as defined in section 17-0105 of this
chapter) only.
4. In conjunction with one or more applications for permits, the
department may, on request of an applicant undertake a conceptual review
of a proposed project evaluating the general approvability or
nonapprovability of a proposed project, including all proposed phases or
segments thereof, subject to the development and submission of more
detailed plans and information and such additional applications for
permits in the future as may be necessary. The department shall, in
rules and regulations, establish criteria and guidelines for the
conceptual review of proposed projects. The department shall establish,
in rules and regulations adopted pursuant to section 70-0107 of this
chapter, procedures governing the conceptual review of proposed
projects.
5. (a) Under the state pollutant discharge elimination system program
(article seventeen of this chapter), the department may issue a general
permit, upon application or on its own initiative, to cover ballast
discharges from vessels, including tankers, while moored in port which
(i) are within a stated geographical area, (ii) involve the same or
substantially similar type of operations, (iii) discharge the same types
of pollutants, (iv) require the same effluent limitations or operating
conditions, (v) require the same or similar monitoring, and (vi) which
will result in minimal adverse cumulative impacts.
(b) General permits can only be issued if the department determines
such discharges, by virtue of their nature and location, are more
appropriately controlled under a general permit than under individual
permits.
(c) Any general permit issued under this subdivision shall set forth
the conditions which shall apply to any discharge authorized by such
general permit.
(d) The department may require any person authorized by a general
permit to apply for and obtain an individual permit and the department
shall adopt rules and regulations specifying circumstances under which
an individual permit may be required.
(e) General permits shall be governed by the procedures set forth in
this article for the review of major projects and shall be subject to
the provisions of article seventy-two of this chapter.
6. (a) Under the state pollutant discharge elimination system program
(article seventeen of this chapter), the department may issue a general
permit, upon application or on its own initiative, to cover a category
of point sources of one or more discharges within a stated geographical
area which (i) involve the same or substantially similar types of
operations, (ii) discharge the same types of pollutants, (iii) require
the same effluent limitations or operating conditions, (iv) require the
same or similar monitoring, and (v) which will result in minimal adverse
cumulative impacts.
(b) General permits can only be issued for the following categories of
discharges, if, by virtue of their nature and location, the department
determines such discharges are more appropriately controlled under a
general permit than under individual permits:
(i) separate storm sewers or stormwater conveyance systems; or
(ii) less than ten thousand gallons per day of sewage effluent without
the admixture of industrial waste or other wastes; or
(iii) thermal discharges of less than one million gallons per day.
(c) Any general permit issued under this subdivision shall set forth
the conditions which shall apply to any discharge authorized by such
general permit.
(d) The department may require any person authorized by a general
permit to apply for and obtain an individual permit and the department
shall adopt rules and regulations specifying circumstances under which
an individual permit may be required.
(e) General permits shall be governed by the procedures set forth in
this article for the issuance of major permits.
7. Notwithstanding any other provision of law, the department shall
not charge any application fee or any other fee for any activity
undertaken pursuant to an adopt-a-park, shoreline, roadway or lake
program pursuant to section two hundred seventy-seven of the general
municipal law.
8. (a) All persons required to obtain a permit from the department
pursuant to section 24-0701 of this chapter shall submit to the
department an application fee in an amount not to exceed the following:
(i) one hundred dollars per application for a modification to any
existing permit issued pursuant to section 24-0701 of this chapter;
(ii) three hundred dollars per application for one new single family
dwelling and customary appurtenances thereto;
(iii) five hundred dollars per application for multiple new single
family dwellings, or a new multiple family dwelling and customary
appurtenances thereto;
(iv) one thousand dollars per application for new commercial or
industrial structures or improvements;
(v) one hundred dollars per application for a permit for any other
project as defined in this article.
(b) All persons required to obtain a permit from the department
pursuant to section 25-0402 of this chapter shall submit to the
department an application fee in an amount not to exceed the following:
(i) three hundred dollars per application for a permit for a minor
project as defined in this article or modification to any existing
permit issued pursuant to section 25-0402 of this chapter;
(ii) two thousand dollars per application for subdivision of land or
new commercial or industrial structures or improvements;
(iii) one thousand dollars per application for a permit for a project
as defined in this article.
(c) Fees collected pursuant to paragraph (a) of this subdivision shall
be deposited to the credit of the conservation fund. Fees collected
pursuant to paragraph (b) of this subdivision shall be deposited to the
credit of the marine resources account of the conservation fund.
(d) Application fees required pursuant to this subdivision will not be
required for any state department.
9. Applicants for major projects. Applicants for major projects for
the regulatory programs of paragraphs (a), (f), (h), (i), (j), (k) and
(m) of subdivision 3 of section 70-0107 of this article shall be
required to demonstrate that future physical climate risk due to sea
level rise, and/or storm surges and/or flooding, based on available data
predicting the likelihood of future extreme weather events, including
hazard risk analysis data if applicable, has been considered.
Disproportionate impacts on disadvantaged communities.
1. For the purposes of this section:
(a) "Disadvantaged communities" shall have the same meaning as
subdivision five of section 75-0101 of this chapter.
(b) "Applicable permit" shall mean a permit, excluding a general
permit, applied for pursuant to:
(i) title fifteen of article fifteen of this chapter for a facility
withdrawing and using over twenty million gallons per day of water for
cooling purposes;
(ii) article seventeen of this chapter;
(iii) article nineteen of this chapter;
(iv) title seventeen of article twenty-three of this chapter; or
(v) title three, title seven, title nine or title eleven of article
twenty-seven of this chapter.
2. (a) When a new project subject to an applicable permit may cause or
contribute more than a de minimis amount of pollution to any
disproportionate pollution burden on a disadvantaged community, the
department shall require the applicant to prepare or cause to be
prepared an existing burden report.
(b) In the case of an application for renewal or modification of an
applicable permit not subject to the provisions of paragraph (a) of this
subdivision which may cause or contribute more than a de minimis amount
of pollution to any disproportionate pollution burden on a disadvantaged
community the department shall require the applicant to prepare or cause
to be prepared an existing burden report; provided, however that the
department may elect not to require such existing burden report if the
permit would serve an essential environmental, health, or safety need of
the disadvantaged community for which there is no reasonable
alternative.
(c) Notwithstanding the requirements of paragraphs (a) or (b) of this
subdivision, no existing burden report shall be required for an
application for a renewal of a permit if an existing burden report has
been prepared with respect to such permit within the previous ten years.
3. (a) When considering an application for an applicable permit, the
department shall consider the existing burden report, if any, and an
administrative record that includes, but is not limited to, comments
received from the public in the disadvantaged community.
(b) The department shall not issue an applicable permit for a new
project if it determines that the project will cause or contribute more
than a de minimis amount of pollution to a disproportionate pollution
burden on the disadvantaged community.
(c) In the case of an application for a modification of an applicable
permit, the department shall not issue an applicable permit if it
determines that the issuance of the permit would significantly increase
the existing disproportionate pollution burden on the disadvantaged
community.
(d) In the case of an application for renewal of an applicable permit,
the department shall not issue an applicable permit if it determines
that the project would significantly increase the existing
disproportionate pollution burden on the disadvantaged community.
4. The department shall require actions to implement any appropriate
operational changes which would reduce the pollution burden on the
disadvantaged community as a condition of an applicable permit, only if
such actions are reasonable and practicable, as determined by the
department.
5. The department, in consultation with the department of health,
shall develop the scope of the existing burden report and may adapt such
requirements based on whether a permit application is for a new project,
modification, or a renewal of a permit. The department shall provide for
at least a thirty-day public comment period prior to finalizing the
scope of the report. The report shall provide for an assessment of the
following information:
(a) relevant baseline data on existing burdens, including from
relevant criteria used to designate the particular disadvantaged
communities pursuant to subdivision one of section 75-0111 of this
chapter;
(b) the environmental or public health stressors already borne by the
disadvantaged community as a result of existing conditions located in or
affecting the disadvantaged community;
(c) the potential or projected contribution of the proposed action to
existing pollution burdens in the community; and
(d) existing and potential benefits of the project to the community
including increased housing supply, or alleviation of existing pollution
burdens that may be provided by the project, including operational
changes to the project that would reduce the pollution burden on the
disadvantaged community.
Public hearings.
1. After evaluating an application for a permit and any comments of
department staff, other state agencies or units of government or members
of the public, the department shall, on or before sixty calendar days
after it mails notice to the applicant that the application is complete
or on or before sixty days after the application is deemed complete
pursuant to the provisions of this article, determine whether or not to
conduct a public hearing on the application and mail written notice to
the applicant of a determination to conduct a public hearing. Such
determination shall be based on whether the evaluation or comments raise
substantive and significant issues relating to any findings or
determinations the department is required to make pursuant to this
chapter, including the reasonable likelihood that a permit applied for
will be denied or can be granted only with major modifications to the
project because the project as proposed may not meet statutory or
regulatory criteria or standards; provided, however, where any comments
received from members of the public or otherwise raise substantive and
significant issues relating to the application and resolution of any
such issue may result in denial of the permit or the imposition of
significant conditions thereon, the department shall hold a public
hearing on the application.
2. If a public hearing is to be held, it shall commence on or before
ninety calendar days after the department mails written notice to the
applicant that the application is complete or on or before ninety
calendar days after the application is deemed complete pursuant to the
provisions of this article. Reasonable notice of the hearing shall be
given to the applicant and to persons who have made written request to
participate in it and notice to the public shall be given by publication
of a notice of hearing in the environmental notice bulletin, in a
newspaper as otherwise required by law, and in such other manner as the
department may direct, if any.
3. The department may require an applicant to pay the cost of renting
a hearing room and of preparing a transcript associated with a public
hearing conducted pursuant to this article. Prior to commencing a public
hearing pursuant to this article, the department may require an
applicant to post a bond or other suitable undertaking to assure payment
of such costs.
4. When an applicant has submitted applications for one or more
permits associated with a project and more than one public hearing is
required, including public hearings pursuant to article eight of this
chapter, said public hearings shall be consolidated into a single public
hearing at the request of the applicant wherever practicable. Public
hearings associated with a project shall also be consolidated or held
jointly with one or more other state or local agencies, whenever
practicable.
5. Public hearings pursuant to this article shall be conducted as
provided in rules and regulations adopted by the department pursuant to
section 70-0107 and as provided in the state administrative procedure
act.
Severability.
The provisions of this article shall be severable, and if any clause,
sentence, paragraph, subdivision or part of this article shall be
adjudged by any court of competent jurisdiction to be invalid, such
judgment shall not affect, impair or invalidate the remainder, but shall
be confined in its operation to the clause, sentence, paragraph,
subdivision or part thereof directly involved in the controversy in
which such judgment shall have been rendered.
ARTICLE 71 Enforcement
TITLE 1 Effect of the Penal Law and Criminal Procedure Law
Effect of the Penal Law and Criminal Procedure Law.
Notwithstanding any provision of this chapter, the provisions of the
Penal Law and of the Criminal Procedure Law control over the provisions
of this chapter to the same extent they controlled over the provisions
of law from which this chapter is derived, on the date immediately
preceding the effective date of this chapter.
For the purpose of section 80.10 of the penal law all fines contained
within this chapter, and not already so designated, shall be deemed
special corporate fines.
TITLE 2 General Law Enforcement Provisions
General law enforcement authority.
Every police officer and any employee of the department as may be
designated by the commissioner, shall enforce the provisions of this
chapter, and the rules, and regulations and orders enacted or
promulgated thereunder. Such officers shall be authorized to issue an
appearance ticket or, in lieu thereof, a uniform appearance ticket or,
in lieu thereof, a uniform appearance ticket and simplified information
as provided in section 71-0203, for any violation of this chapter or
rule, regulation or order adopted thereunder. Law enforcement officers
of the Fish and Wildlife Service of the United States Department of the
Interior or the National Marine Fisheries Service of the United States
Department of Commerce may enforce the provisions of articles 11 and 13
of this chapter and shall be authorized to issue an appearance ticket
or, in lieu thereof, a uniform appearance ticket and simplified
information as provided in section 71-0203, for any violation of article
11, article 13 or rule, regulation or order adopted pursuant to such
article.
Enforcement; designated employees to have certain powers.
Such employees as may be designated by the commissioner shall be
authorized to issue uniform appearance tickets, simplified traffic
informations, simplified parks informations, simplified environmental
conservation informations, and uniform navigation summons and/or
complaint, when acting pursuant to their special duties.
Uniform appearance ticket and simplified information.
1. The commissioner shall prescribe the form of an appearance ticket
and simplified information for all cases involving a violation of any
provision of this chapter or of any rule, regulation or order adopted or
promulgated thereunder, or of any class or category of such cases, and
to establish procedures for proper administrative controls over the
disposition thereof.
2. The chief executive officer of each local police force including
county, town, city and village police departments, sheriffs and the
superintendent of state police shall prepare or cause to be prepared
such records and reports as may be prescribed hereunder.
3. The commissioner shall have the power to adopt such rules and
regulations as may be deemed necessary to accomplish the purposes and
enforce the provisions of this section including requirements for
reporting by trial courts having jurisdiction over such offenses.
4. Any person who disposes of any uniform appearance ticket and
simplified information in any other manner than that prescribed by law,
rule or regulation shall be guilty of a class B misdemeanor.
5. The provisions of this section shall not apply to any offense for
which a uniform summons and complaint is prescribed by the commissioner
of motor vehicles pursuant to section two hundred seven of the vehicle
and traffic law or by the commissioner of parks and recreation pursuant
to article twenty-seven of the parks and recreation law.
Verification or affirmation of accusatory instruments.
1. When an appearance ticket as authorized under section 71-0203 has
been served by an officer described in section 71-0201, any supervisor
of such enforcement officer to whom the service of the appearance ticket
is reported is hereby authorized to administer to such enforcement
officer all necessary oaths in connection with the execution of the
accusatory instrument to be presented in court by such enforcement
officer in the prosecution of the offense involved.
2. A simplified information need not be verified if it is affirmed by
the issuing officer, under penalty of perjury.
Pleas by mail.
A defendant charged with a violation of any provision of this chapter
or rule, regulation or order promulgated or adopted thereunder may
himself plead guilty to the charge in open court. He may also submit to
the magistrate having jurisdiction, in person, by duly authorized agent,
or by registered mail, a statement (a) that he waives arraignment in
open court and the aid of counsel, (b) that he pleads guilty to the
offense as charged, (c) that he elects and requests that the charge be
disposed of and the fine or penalty fixed by the court, (d) of any
explanation that he desires to make concerning the offense charged, and
(e) that he makes all statements under penalty of perjury. Thereupon
the magistrate may proceed as though the defendant had been convicted
upon a plea of guilty in open court, provided however, that any
imposition of fine or penalty hereunder shall be deemed tentative until
such fine or penalty shall have been paid and discharged in full. If
upon receipt of the aforesaid statement the magistrate shall deny the
same, he shall thereupon notify the defendant of this fact, and that he
is required to appear before the said magistrate at a stated time and
place to answer the charge which shall thereafter be disposed of
pursuant to the applicable provisions of law.
Convictions; bail forfeitures; failure to appear.
1. The trial court or clerk thereof shall certify to the commissioner
the facts of any case involving a violation of any provision of this
chapter, or of any rule, regulation or order adopted pursuant thereto,
(a) within five days of the date of conviction of such violation;
(b) within five days of a forfeiture of bail in such case; or
(c) within ninety days of a failure of the defendant to appear on the
initial date of appearance, or any adjourned date for appearance or
trial.
2. The commissioner may, by regulation, provide for the form and
content of such certification and limit the violations for which
certifications shall be required. Such certifications shall be
presumptive evidence of the facts therein contained and may, in the
discretion of the commissioner, be recorded in the records of the
department. In the event a conviction which has been so recorded is
subsequently reversed, the commissioner, upon receiving due notice
thereof, shall record such fact in such records.
3. Upon the conviction of any person of a violation for which a
certification must be made to the commissioner, pursuant to this
section, the court or clerk shall also enter such conviction on any
license or certificate issued by the department if such entry is
required by the regulations of the commissioner.
Disposition of fees and penalties.
1. Notwithstanding any other provisions of law to the contrary, all
fines and penalties collected pursuant to title nineteen of this
article, except amounts required to be paid into the conservation fund
pursuant to subdivision two of section 71-1929 of such title; title
twenty-one of this article; title twenty-seven of this article, except
amounts required to be paid into the hazardous waste remedial fund
pursuant to subdivision two of section 71-2725 of such title; and title
forty-one of this article shall be paid into the general fund to the
credit of the state purposes account.
2. Unless otherwise provided in this chapter, not later than the tenth
day of each month, all fines, penalties and forfeitures collected for
violations of this chapter or rules, regulations, local laws or
ordinances adopted thereunder under judgment of any town or village
court, shall be paid over by such court to the comptroller of the state,
with a statement accompanying the same, setting forth the action or
proceeding in which such moneys were collected, the name and residence
of the defendant, the nature of the offense, and the fines and penalty
imposed. The comptroller shall pay these funds into the general fund of
the state.
All fines and penalties collected for violations of this chapter by
courts operating pursuant to section thirty-nine of the judiciary law
shall be paid to the state commissioner of taxation and finance on a
monthly basis no later than ten days after the last day of each month.
All such fines and penalties shall be the property of the state.
Mandatory surcharge.
1. Whenever proceedings result in a conviction for an offense under
this chapter there shall be levied, in addition to any sentence required
or permitted by law, the following mandatory surcharges: (a) in the
amount of twenty-five dollars for violations of sportfishing regulations
set forth in 6 NYCRR 10; (b) in the amount of seventy-five dollars for
all other offenses under this chapter provided, however, that
convictions for offenses under articles seventeen, nineteen or
twenty-seven of this chapter shall be subject to a mandatory surcharge
equal to the greater of seventy-five dollars or six percent of any
penalty or fine imposed. The mandatory surcharge shall be paid to the
clerk of the court who shall remit such mandatory surcharge to the state
comptroller provided, however, that in cases where the conviction was
rendered by a town or a village justice court, the clerk of such court
shall pay twenty-five dollars of such surcharge to the chief fiscal
officer of the town or village in the case of surcharges resulting from
paragraph (b) of this subdivision and ten dollars in the case of
surcharges resulting from paragraph (a) of this subdivision and shall
pay the remaining amounts of such mandatory surcharges to the state
comptroller in the same manner as provided in section 71-0211 of this
article. The comptroller shall pay such monies into the state treasury
to the credit of the general fund.
2. Any person who has paid a mandatory surcharge under the authority
of this section which is ultimately determined not to be required by
this section shall be entitled to a refund of such mandatory surcharge
upon application to the state comptroller. The state comptroller shall
require such proof as is necessary to determine whether a refund is
required by law.
TITLE 3 Summary Abatement
Summary abatement.
Notwithstanding any inconsistent provisions of law, whenever the
commissioner finds, after investigation, that any person is causing,
engaging in or maintaining a condition or activity which, in his
judgment, presents an imminent danger to the health or welfare of the
people of the state or results in or is likely to result in irreversible
or irreparable damage to natural resources, and relates to the
prevention and abatement powers of the commissioner and it therefore
appears to be prejudicial to the interests of the people of the state to
delay action until an opportunity for a hearing can be provided, the
commissioner may, without prior hearing, order such person by notice, in
writing wherever practicable or in such other form as in the
commissioner's judgment will reasonably notify such person whose
practices are intended to be proscribed, to discontinue, abate or
alleviate such condition or activity, and thereupon such person shall
immediately discontinue, abate or alleviate such condition or activity.
As promptly as possible thereafter, not to exceed fifteen days, the
commissioner shall provide the person an opportunity to be heard and to
present proof that such condition or activity does not violate the
provisions of this section. The commissioner shall adopt any other
appropriate rules and regulations prescribing the procedure to be
followed in the issuance of such orders. Any person who violates any of
the provisions of, or who fails to perform any duty imposed by this
section, or any rule, regulation or order promulgated by the
commissioner hereunder, shall be liable to a civil penalty of not more
than twenty-five hundred dollars for each such violation and an
additional penalty of not more than five hundred dollars for each day
during which such violation continues, and, in addition thereto, such
person may be enjoined from continuing such violation. Penalties and
injunctive relief provided herein shall be recoverable in an action
brought by the attorney general at the request and in the name of the
commissioner.
TITLE 4 Delegation of Enforcement
Delegation of civil enforcement authority.
Whenever the attorney general is authorized under this chapter to
initiate or prosecute a civil action or proceeding on behalf of the
department, such authority may in the discretion of the attorney general
be delegated to the department, to initiate or prosecute any such action
or proceeding.
Delegation of criminal enforcement authority.
Whenever the attorney general is authorized under this chapter to
prosecute a criminal proceeding on behalf of the department, such
authority may in the discretion of the attorney general be delegated to
the department, to initiate or conduct any such prosecution. Provided,
however, that in any event the district attorney of the county in which
the violation occurs may initiate or conduct any such prosecution.
TITLE 5 Enforcement of Provisions Derived From Former Conservation Law
Investigation by department.
1. Any investigation, inquiry or hearing which the department has
power to undertake or to hold may be undertaken or held by or before the
commissioner, the deputy commissioner or the head of a division, or
before any other officer or employee of the department designated for
such purpose by written order of the commissioner, filed in the office
of the department. All investigations, inquiries, hearings and decisions
of the commissioner, the deputy commissioner or the head of a division,
shall be and be deemed to be the investigations, inquiries, hearings and
decisions of the department, and every order or decision made by the
commissioner, and every order or decision made by the deputy
commissioner or a head of division and approved and confirmed by the
commissioner and ordered filed in the office of the department, shall be
and be deemed to be the order or decision of the department.
2. The commissioner, deputy commissioner, a head of a division, or an
officer or employee of the department duly designated by the
commissioner, shall have the power to administer oaths in any
proceedings which the department is required or authorized by law to
conduct.
3. The department shall have power to subpoena and require the
attendance in this state of witnesses and the production by them of
books and papers pertinent to the investigations and inquiries which it
is authorized to make under any provision of this chapter listed in
section 71-0501 or under titles 5 through 15 inclusive and title 33 of
this article and to examine them and such public records as it shall
require in relation thereto, and for the purpose of such examinations
the department shall possess all the powers conferred by the Legislative
Law upon a commitee of the Legislature or by the Civil Practice Law and
Rules upon a board or committee, and may invoke the power of any court
of record in the state to compel the attendance and testifying of
witnesses and the production by them of books and papers as aforesaid. A
subpoena issued under this section shall be regulated by the Civil
Practice Law and Rules.
4. In any investigation or inquiry by or upon any hearing before the
department, the commissioner, his deputy or any other officer conducting
the investigation, inquiry or hearing may confer immunity in accordance
with the provisions of section 50.20 of the Criminal Procedure Law.
Suits and prosecution.
1. The commissioner shall have the power to bring actions suits or
proceedings as in his judgment may be necessary or proper to perform any
of the powers, functions or duties imposed upon him or upon the
department or any division thereof by any of the provisions of this
chapter listed in section 71-0501 or under titles 5 through 15 inclusive
and title 33 of this article or to prevent the violation by any person,
public or private, of any of the provisions thereof; and shall have the
power to defend such actions, suits or proceedings as may arise through
the performance of any of the powers, duties or functions imposed upon
him or upon the department or any division thereof.
2. It shall be the duty of the Attorney General, when requested by the
department, to appoint an Assistant Attorney General, and such
assistants as may be necessary and assign them to the department. Such
Assistant Attorney General and assistants shall receive salaries, to be
fixed by the Attorney General within the appropriation therefor. It
shall be the duty of such assistant, in the name of the Attorney
General, to conduct all prosecutions for penalties imposed by the
provisions of this chapter listed in section 71-0501 or under titles 5
through 15 inclusive and title 33 of this article and to bring all
actions, suits and proceedings, which the department shall be authorized
to institute and maintain, and to defend all actions, suits and
proceedings brought against the department, its officers or employees of
or on account of any act or any thing done by the said department, its
officers or employees when such act or thing was, in the opinion of the
Attorney General, done in the discharge of any official duty or in
reasonable exercise of authority.
3. No action, suit or proceeding in which the title to lands of the
state in forest preserve counties shall be involved shall be withdrawn
or discontinued, nor shall judgment therein against the state be entered
on consent except on special permission of the court and after
application made in open court, on which application all the terms and
conditions of the settlement shall be fully stated in writing and the
reasons therefor set forth at length.
Actions for penalties generally.
1. Actions for penalties for violation of any provisions of this
chapter listed in section 71-0501 or under titles 5 through 15 inclusive
and title 33 of this article, except as otherwise expressly provided,
a. Shall be in the name of the "People of the State of New York";
b. Must be brought on order of the department; and
c. May be compromised, settled and discontinued as provided in
sections 71-0505 and 71-0519 and subdivision 11 of section 11-0505.
2. Such actions, if in justices' courts, may be brought in any town of
the county in which the penalty is incurred, or, if the defendant
resides in another county, in any town of the county in which the
defendant resides.
3. Moneys received by a town justice or a village justice in any
action for a penalty brought under the provisions of this chapter listed
in section 71-0501 of titles 5 through 15 inclusive and title 33 or upon
the settlement or compromise thereof, or a fine for a violation of the
provisions of this chapter listed in section 71-0501 and titles 5
through 15 inclusive and title 33 of this article shall be paid to the
State Comptroller as provided in section 27 of the Town Law and section
4-410 of the village law. From the moneys so received, the State
Comptroller shall pay all lawful fees for services rendered in such
actions when instituted by order of the department or upon information
of a conservation officer, regional and assistant regional conservation
officer, special game protector, district ranger, forest ranger, or
member of the state police. The balance of such moneys arising from
penalties under articles 11 or 13 or title 9 of this article or upon the
settlement or compromise thereof or from fines for violations of any of
the provisions of articles 11 or 13 or title 9 of this article after the
payment of lawful fees shall be credited by the Comptroller to the
conservation fund. The Comptroller shall adjust and settle his account
with the conservation fund in the manner provided by section 99-a of the
State Finance Law. The balance of all other such moneys after payment of
lawful fees shall be credited by the Comptroller to the general fund.
4. All moneys received by any other person or court in an action for a
penalty brought under the provisions of this chapter listed in section
71-0501 and titles 5 through 15 inclusive and title 33 of this article
or upon the settlement or compromise thereof, or a fine for a violation
of the provisions of this chapter listed in section 71-0501 and titles 5
through 15 inclusive and title 33 of this article, shall be paid by such
person or court to the department within thirty days after receipt
thereof. The department shall pay the expenses of collection and the
lawful fees of magistrates and constables for services performed in
criminal actions brought upon information of a conservation officer,
regional and assistant regional conservation officer, special game
protector, district ranger, forest ranger, or member of the state
police. Such moneys derived from fines or penalties for violations of
articles 11 or 13 or title 9 of this article or from the settlement or
compromise thereof shall be paid by the department to the Commissioner
of Taxation and Finance and credited to the conservation fund. All other
moneys so received by the department shall be paid to the Commissioner
of Taxation and Finance and credited to the general fund.
Costs in actions by the people.
In case of recovery of any amount in an action brought for a penalty
under the provisions of this chapter listed in section 71-0501 or under
titles 5 through 15 inclusive and title 33, of this article or any
action authorized by such law as amended, in any court of record the
people shall be entitled to recover full costs, of course, and at the
rates as provided for civil actions.
Judgments; how enforced.
Judgments recovered under the provisions of this chapter listed in
section 71-0501 or under titles 5 through 15 inclusive and title 33 of
this article may be enforced by contempt.
Jurisdiction of courts in criminal cases.
1. Except as provided in subdivision 2 of this section, County Courts,
and subject to the power of removal provided in the Criminal Procedure
Law, district courts, the New York City criminal court, town courts and
village courts shall have, in the first instance, concurrent
jurisdiction of offenses committed under the provisions of this chapter
listed in section 71-0501 or under titles 5 through 15 inclusive and
title 33 of this article, provided, however, that an action before a
town court shall be brought in the town in which the offense was
committed or an adjoining town, and that an action before a County Court
shall be brought in the county in which the offense was committed. A
warrant shall be returnable before the local criminal court issuing the
same.
2. This section does not apply to offenses committed under articles 11
and 13 or title 9 of this article.
Witnesses not excused from testifying.
No person shall be excused from testifying or producing any books,
papers or other documents in any civil or criminal action or proceeding
taken or had under the provisions of this chapter listed in section
71-0501 or under titles 5 through 15 inclusive and title 33 of this
article, upon the ground that his testimony might tend to convict him of
a crime, or subject him to a penalty or forfeiture. But no person shall
be prosecuted, punished or subjected to any penalty or forfeiture for or
on account of any act, transaction, matter or thing concerning which he
shall, under oath, have testified or produced documentary evidence, and
no testimony so given or produced shall be received against him upon any
criminal investigation or proceeding; provided, however, that no person
so testifying shall be exempt from prosecution or punishment for any
perjury committed by him in his testimony. Nothing herein contained is
intended to give, or shall be construed as in any manner giving, unto
any corporation, immunity of any kind.
Compromise of civil penalty.
1. A person who has violated any of the provisions of this chapter
listed in section 71-0501 or under titles 5 through 15 inclusive and
title 33 of this article, and who desires to compromise and settle his
civil liability therefor, may appear with any conservation officer,
regional and assistant regional conservation officer, special game
protector, district ranger, forest ranger, or member of the state
police, before a court or justice having jurisdiction in civil actions,
and thereupon such person may, upon the consent of the representative of
the department appearing, compromise and settle his liability for civil
penalties, for an amount agreed upon between said court or justice, the
representative of the department and the person who committed such
violation.
2. The agreed amount shall not be less than ten dollars nor more than
the amount for which such person would be liable in a civil action for
penalties; provided that any person who has violated the provisions of
this chapter listed in section 71-0501 or under titles 5 through 13
inclusive and titles 27 and 33 of this article, involving the taking of
a deer with the aid of an artificial light, or has illegally taken a
deer prior to the first day of the open season or after the last day of
the open season in the county in which taken, or has otherwise illegally
taken a deer, and who desires to compromise and settle his civil
liability therefor, may, in the manner herein provided, compromise and
settle his liability for civil penalties under the provisions of this
chapter listed in section 71-0501 or under titles 5 through 13 inclusive
and titles 27 and 33 of this article, in an amount not less than one
hundred dollars nor more than the amount for which such person would be
liable in a civil action for penalties.
3. If such compromise be made, such person shall forthwith subscribe
his name to a statement setting forth concisely the facts constituting
such violation, the amount agreed upon, and that a judgment may be
entered against him for that sum. Upon said statement being sworn to
before and filed with said court or justice, he shall forthwith enter in
his civil docket a record of the proceedings and amount of the judgment.
4. Said court or justice shall upon the entry of such judgment be
entitled to a fee of two dollars and fifty cents to be paid by the
person who committed such violation, provided, however, that if the
justice is a justice of a town or village, such fee shall be the
property of the town or village of which he is an officer, and shall be
paid by said justices to the State Comptroller in the same manner as
other fees received by such justice.
5. A judgment entered as provided herein may be enforced by an
execution against the property of the defendant, but no body execution
shall issue thereon. Such judgment shall be a bar to a criminal action
for the same violation, if satisfied within thirty days from the date of
the entry thereof.
6. Whenever a person who desires to compromise and settle his civil
liability pursuant to the provisions of this section is an infant over
the age of fourteen years, upon his appearance for such purpose, the
court or justice before whom such appearance is made, may, upon the
application of such person appoint a person to appear as his guardian
for the purpose of compromising and settling his said civil liability.
The written consent of the person so appointed must be filed with the
court or justice before his appointment.
Certificate by court or justice.
The court or justice, other than a town justice or a village police
justice, before whom any person shall be tried or before whom a
compromise of the civil penalties for a violation of any provision of
this chapter listed in section 71-0501 or under titles 5 through 15
inclusive and title 33 of this article, shall have been made, or the
clerk of the court, if there be a clerk, shall, at the termination of
such trial or proceeding, forthwith mail or deliver to the department at
Albany, or to its representative at such trial or proceeding, a
certified statement of the disposition of the case or proceeding, giving
the date thereof, the name of the defendant, the name of the person upon
whose information the action or proceeding was instituted, the date and
place of the violation, the name of each witness sworn in support of the
charges, and the costs of the court or fees of the justice, and the fees
of the constable, if any. Provided, however, that a town justice or a
village police justice before whom any person shall be tried or before
whom a compromise of the civil penalties for a violation of any
provision of this chapter listed in section 71-0501 or under titles 5
through 15 inclusive and title 33 of this article, shall have been made
shall forthwith mail or deliver to the department at Albany or to its
representative in attendance at such trial or proceeding such certified
statement, and within the first ten days of the month following the
termination of such trial or proceeding deliver to the State Comptroller
at Albany a statement in such form as the Comptroller may require. The
Comptroller upon receipt of such statement shall, as provided in section
71-0507, audit the bills of the justice of the peace and the constable
for fees in such trial or proceeding and shall pay to the persons
entitled thereto the amounts allowed by such audit and shall charge same
to the conservation fund.
Power of the department to settle or compromise an action.
The department shall empowered to settle or compromise in its
discretion any action or cause of action to recover a penalty under the
provisions of this chapter listed in section 71-0501 or under titles 5
through 15 inclusive and title 33 of this article, as it may deem
advantageous to the state.
Powers of designated departmental officers and employees and
members of the state police.
1. All police officers, such employees as may be designated by the
commissioner, and all peace officers, when acting pursuant to their
special duties, shall enforce the provisions of this chapter listed in
section 71-0501 or under titles 5 through 15 inclusive and title 33 of
this article, or of judgments obtained for violation thereof, and shall
have, particularly, the following powers:
a. To execute all warrants and search warrants issued for violation of
articles 11 and 13 and titles 9 of this article and to serve subpoenas
issued for examination, investigation or trial of offenses against any
of its provisions;
b. To search without search warrant any boat or vehicle of any kind,
any box, locker, basket, creel, crate, game bag, package or any
container of any nature and the contents of any building other than a
dwelling whenever they have cause to believe that any provision of this
article or of any law for the protection of fish, shellfish, crustacea,
wildlife, game or protected insects has been or is being violated, and
to use such force as may be necessary for the purpose of examination and
search;
c. To search any dwelling and its contents, provided they have a
search warrant to do so;
d. To arrest without warrant any person committing in their presence a
misdemeanor under this chapter listed in section 71-0501 or under titles
5 through 15 inclusive and title 33 of this article and to take such
person immediately before a magistrate having jurisdiction for trial.
2. A peace officer, acting pursuant to his special duties or a police
officer shall have the same powers as environmental conservation
officers and state police under the fish and wildlife law, except the
power to search without a warrant.
TITLE 7 Enforcement of Article 9
Penalties.
In order to secure the enforcement of the several sections of article
9 the following fines and civil penalties are provided:
1. Except as otherwise provided in subdivision 4, 5, 6 or 7 of this
section, any person who violates any provision of article 9 or the
rules, regulations or orders promulgated pursuant thereto or the terms
of any permit issued thereunder, or who fails to perform any duty
imposed by any provision thereof shall be guilty of a violation, and,
upon conviction, shall be punished by a fine of not more than two
hundred fifty dollars, or by imprisonment for not more than fifteen
days, or by both such fine and imprisonment, and in addition thereto
shall be liable to a civil penalty of not less than ten nor more than
one hundred dollars.
2. The violation of any of the provisions of the following sections
shall subject the person guilty thereof to the following civil penalties
in addition to the liability prescribed in subdivision 1 of this
section:
a. Section 9-1113 of this chapter, two dollars per tree;
b. Subdivision 3 of section 9-1105 of this chapter, twenty-five
dollars per day;
c. Subdivision 4 of section 9-1105 of this chapter, and subdivision 1
of section 9-1117 of this chapter, ten dollars per mile per day;
d. Section 9-1115 of this chapter, ten dollars per mile;
e. Subdivision 2 of section 9-1117 of this chapter, one hundred
dollars per each offense; and
f. Section 9-1119 of this chapter, one hundred dollars per day per
locomotive.
With respect to the penalty for violation of subdivision 4 of section
9-1105 of this chapter, the owner and every person engaged in such
cutting shall be liable therefor; however, the liability for penalty
shall not arise until the expiration of twenty days after service,
personally or by mail upon the alleged violator at his last known place
of residence of a written notice of failure to comply with the
requirements of subdivision 4 of section 9-1105 of this chapter.
3. Any person who molests, injures, removes, destroys or withholds
supplies or other material maintained for forest fire protection
purposes shall be guilty of a violation and shall be punishable and
liable to a civil penalty as provided in subdivision 1 of this section.
4. Any person who sets fire wilfully in violation of subdivision 1 of
section 9-1105 of this chapter shall be guilty of a felony.
5. In addition to any prosecution as provided under article one
hundred fifty-five of the penal law, any person who violates subdivision
1 of section 9-0303 or section 9-1501 of this chapter except where the
lawful exercise of an easement or right of way on land not owned by the
state is involved shall be guilty of a class A misdemeanor. Upon
conviction, such person shall be sentenced to a fine and/or imprisonment
as provided in the penal law.
6. (a) In addition to any other penalty provided by law, any person
who violates subdivision 1 of section 9-0303 of this chapter shall be
liable to a civil penalty of two hundred fifty dollars per tree or
treble damages, based on the stumpage value of such tree or both. Where
the order or decision finds that the defendant established by clear and
convincing evidence, that when such defendant committed the violation,
he or she had cause to believe that the land was his or her own, or that
he or she had an easement or right of way across such land which
permitted such action, damages shall be awarded on the basis of the
stumpage value of such tree or trees in the market as if they were
privately owned. Notwithstanding the foregoing, this section shall not
be construed to authorize the cutting of timber or removal of trees
where such action would otherwise be violative of any provision of the
state constitution or law.
(b) In addition to any other penalty provided by law, a person who
violates section 9-1501 of this chapter shall be liable for a civil
penalty of two hundred fifty dollars per tree or treble damages or both,
based on the stumpage value of such tree or trees. Where the order or
decision finds that the defendant established by clear and convincing
evidence, that when such defendant committed the violation, he or she
had cause to believe that the land was his or her own or that he or she
had an easement or right of way across such land which permitted such
action, damages shall be awarded on the basis of the stumpage value of
such tree or trees. Notwithstanding the foregoing, this section shall
not be construed to authorize the cutting of timber or removal of trees
where such action would otherwise be violative of any provision of the
state constitution or law.
(c) For purposes of this subdivision, "stumpage value" shall mean the
current fair market value of a tree as it stands prior to the time of
sale, cutting, or removal. Stumpage value shall be determined by one or
more of the following methods: the sale price of the tree in an
arm's-length sale, a review of solicited bids, the stumpage price report
prepared by the department of environmental conservation, comparison
with like sales on trees on state or private lands, or other appropriate
means to assure that a fair market value is established within an
acceptable range based on the appropriate geographic area.
7. In addition to the penalties otherwise provided, any person who
violates any of the provisions of subdivision 1 of section 9-0303 or
section 9-1501 of this chapter may be ordered by the commissioner or the
court to make reparations for any permanent and substantial damage
caused to the land or the improvements thereon as a result of such
violation. Such reparations shall be of such kind, nature and extent as
will reasonably restore the lands affected by the violation to their
condition immediately before the violation and may be made by physical
restoration of such lands and/or by the assessment of a monetary payment
to make such restoration.
8. Any person who violates any provision of any proclamation issued by
the governor pursuant to the provisions of section 9-1101 of this
chapter shall be guilty of a violation and shall be punishable and
liable to a civil penalty as provided in subdivision 1 of this section.
9. a. Any person who transports, sells, imports or introduces invasive
species, in violation of the regulations promulgated pursuant to section
9-1709 of this chapter shall be subject to the following:
For any first violation in lieu of a penalty there may be issued a
written warning by the department and there may also be issued education
materials at the discretion of the department regarding requirements
related to invasive species. Such person shall, however, for any
subsequent violation thereafter be subject to a fine of no less than two
hundred fifty dollars.
b. Any nursery grower licensed pursuant to article fourteen of the
agriculture and markets law, any person who owns or operates a public
vessel as such term is defined in paragraph (a) of subdivision six of
section two of the navigation law, or any person who owns or operates a
commercial fishing vessel who transports, sells, imports or introduces
invasive species in violation of the regulations promulgated pursuant to
section 9-1709 of this chapter, shall be subject to a fine of not less
than six hundred dollars upon the first penalty. Upon the second penalty
such person shall be subject to a fine of not less than two thousand
dollars. Upon a subsequent penalty and after a hearing or opportunity to
be heard upon due notice the following penalties may apply: (i) such
nursery grower may be subject to the revocation procedures of section
one hundred sixty-three-c of the agriculture and markets law (ii) such
person's vessel registration may be suspended or (iii) such person's
fishing permit may be revoked by the department.
10. Any person who violates section 9-1710 of this chapter shall be
guilty of a violation and shall be punishable and liable to a civil
penalty as provided in subdivision one of this section, provided,
however, that for any first violation in lieu of a penalty there shall
be issued a written warning by the department and there shall also be
issued education materials at the discretion of the department regarding
requirements related to invasive species. Such person shall be subject
to a fine of up to one hundred fifty dollars for a second offense, up to
two hundred fifty dollars for a third offense, and no less than two
hundred fifty dollars nor more than one thousand dollars for a fourth or
subsequent offense.
Enforcement.
1. All police officers and peace officers, when acting pursuant to
their special duties, shall have the power to arrest without warrant any
person committing an offense under the provisions of article 9 and may
take such persons immediately before a magistrate having jurisdiction
for trial, and exercise such other powers of peace officers as may be
necessary for the enforcement of the provisions of article 9. No
employees, police officers or peace officers shall compromise or settle
any violation of article 9 without the order of the department.
2. In lieu of arrests, such persons designated pursuant hereto may
issue appearance tickets as provided for in article one hundred fifty of
the criminal procedure law to persons committing an offense other than a
felony under the provisions of this article.
Resisting or obstructing departmental agent or employee.
Any person who resists or obstructs an authorized agent or employee of
the department while he is engaged in carrying out any provision of
section 9-0305 shall be guilty of a violation which shall be punishable
by a fine not exceeding one hundred dollars and by an additional fine of
not exceeding twenty-five dollars for each additional day of such
resistance or obstruction.
Injury to state lands.
Any person who intentionally or negligently causes a fire which burns
on or over state lands shall be liable to the state for treble damages
and, in addition, to a civil penalty of ten dollars for every tree
killed or destroyed by such fire. Damages to state lands and timber
shall be ascertained and determined at the same rate of value as if such
property were privately owned.
Injury to municipal or private lands.
Any person who causes a fire which burns on or over lands belonging to
another person or to a municipality shall be liable to the party injured
(a) for actual damages in case of fire negligently caused or (b) for the
higher of actual damages or damages at the rate of five dollars for each
tree killed or destroyed in case of fire wilfully caused.
Timber theft and trespass education-training.
Within such funds as may be specifically appropriated therefor, the
commissioner is hereby authorized to seek the cooperation and assistance
of the attorney general's office and the office of court administration
to develop and provide educational-training programs for municipal
justice courts, district attorneys and law enforcement agencies in
relation to the control and prosecution of timber theft and trespass.
Recovery for damages from fires.
The state, a municipality or any person may sue for and recover
damages under section 71-0709 and 71-0711, notwithstanding the distance
from the place where the fire was set or started and nottwithstanding
the same may have burned over and across several separate, intervening
and distinct tracts, parcels or ownerships of land.
Rules of evidence applicable to forest fire cases.
1. Prima facie cause on railroad right of way. The fact that a fire
originates upon the right of way of a railroad shall be prima facie
evidence that the fire was caused by the negligence of the railroad
company.
2. Prima facie cause in clearing lands. Whenever a fire has been set
for the purpose specified in subdivision 5 of section 9-1105 in any of
the fire towns it shall be prima facie evidence that the fire was
started by the owner or occupant of the land.
TITLE 9 Enforcement of Articles 11 and 13--the Fish and Wildlife Law
Applicability of title.
In addition to the provisions of sections 71-0101, 71-0301 and title 5
of this article the provisions of this title shall be applicable to the
enforcement of articles 11 and 13 of this chapter. This title shall
also apply to enforcement undertaken pursuant to the functions, powers,
duties and obligations of the Department of Environmental Conservation
provided for in section 41-0105.
Accessories guilty as principals.
1. A person who counsels or aids in a violation of any provision of
the Fish and Wildlife Law or a regulation or order of the department
pursuant to the Fish and Wildlife Law, or knowingly shares in any of the
proceeds of such a violation by receiving or possessing fish, game,
wildlife, shellfish, crustacea or protected insects is guilty of the
violation which he counsels or aids, or the proceeds of which he
knowingly shares.
2. In any case where possession, transportation, buying or selling of
fish, game, wildlife, shellfish, crustacea or insects is unlawful solely
because the taking thereof was unlawful, such possession,
transportation, buying or selling by a person other than a person guilty
of the unlawful taking shall be punishable only if done with knowledge
that the taking was unlawful.
Penal Law, Criminal Procedure Law and other laws not
affected.
1. No provision or language of the Fish and Wildlife Law shall be
construed as amending, repealing, superseding or limiting any provision
of the Penal Law, Criminal Procedure Law or other law, except to the
extent that such provision or language is expressly stated to be
applicable notwithstanding such law, or notwithstanding any other law.
Except to such extent, any provisions of the Fish and Wildlife Law
inconsistent with the provisions of any other law shall be deemed to be
effective for the purposes of the Fish and Wildlife Law only.
Powers and duties of enforcement officers.
1. All officers and employees, designated by the commissioner, and all
peace officers, when acting pursuant to their special duties and all
police officers, shall enforce all laws of the state relating to fish,
wildlife, shellfish, crustacea, protected insects and game. Such
officers may include conservation officers, regional and assistant
regional conservation officers, special game protectors, inspectors of
the office of parks and recreation, bay constables, and forest rangers.
2. All police officers, and all peace officers, when acting pursuant
to their special duties, and all officers and employees of the
department, as may be designated by the commissioner, shall enforce the
provisions of title 21 of article 11 of the Fish and Wildlife Law, and
the provisions of article 71 applicable thereto, except that the
department and its enforcement officers are not obligated to enforce the
provisions of section 11-2113 prohibiting trespass upon lands privately
owned, other than licensed game preserves and shooting preserves, unless
the trespass committed consists of (a) hunting, fishing or trapping or
disturbing wildlife; or (b) cutting, pulling or digging of trees; or (c)
the removal of trees.
3. The officers named in subdivision 1 shall enforce the provisions of
this chapter listed in section 71-0501 or under titles 5 through 15
inclusive and title 33 of this article or of judgments obtained for
violation thereof, and shall have, particularly, the powers stated in
subdivision 4. Peace officers shall have the same powers as conservation
officers, and state police under the Fish and Wildlife Law, except the
power to search without warrant.
4. Officers named in subdivision 1 shall have power:
a. To execute all warrants and search warrants issued for violation of
the Fish and Wildlife Law and to serve subpoenas issued for examination,
investigation or trial of offenses against any of its provisions;
b. To search without search warrant any boat or vehicle of any kind,
any box, locker, basket, creel, crate, game bag, package or any
container of any nature and the contents of any building other than a
dwelling whenever they have cause to believe that any provision of this
article or of any law for the protection of fish, shellfish, crustacea,
wildlife, game or protected insects has been or is being violated, and
to use such force as may be necessary for the purpose of examination and
search;
c. To search any dwelling and its contents, provided they have a
search warrant to do so;
d. To arrest without warrant any person committing in their presence a
misdemeanor under the provisions of this chapter listed in section
71-0501 or under titles 5 through 15 inclusive and title 33 of this
article and to take such person immediately before a magistrate having
jurisdiction for trial;
e. To seize as evidence without warrant any fish, shellfish,
crustacea, wildlife, game, or parts thereof, protected insects or
plumage as defined in section 11-1729, whenever they have cause to
believe it is possessed or transported in violation of law, or it bears
evidence of illegal taking, or it is possessed or transported under
circumstances making the possession or transportation presumptive
evidence of illegal taking;
f. To seize as evidence without warrant
(1) Any net, trap or other device constituting a nuisance as defined
in section 71-0915;
(2) Any net, trap or device other than a boat, a vehicle, or aircraft
or a firearm when they have cause to believe that its possession or use
is in violation of any provision of the Fish and Wildlife Law or
regulation pursuant thereto;
(3) Any firearm, when they have cause to believe that it has been used
in a violation of the Fish and Wildlife Law constituting a misdemeanor
involving the illegal taking or attempting to take wild deer;
(4) Any rakes, tongs, dredges, or device other than a boat or vehicle
used, or in possession for purpose of use, for the taking of shellfish
in violation of subdivisions 1 or 2 of section 13-0309. For the
purposes of this paragraph "device" includes a bird, dog, or other
animal used in or as an aid in taking fish or wildlife, any jack light,
spot light or other artificial light other than a headlight attached in
proper position to a motor vehicle, any hunting appliance or apparatus
and any fishing or netting gear or tackle. This paragraph does not
limit any power of seizure pursuant to warrant.
(5) Any boat or vehicle, when they have probable cause to believe it
has been used for the taking of shellfish in violation of subdivision 2
or 3 of section 13-0309 of this chapter by a person possessing, at the
time of such use, commercial shellfish harvesting gear or shellfish in
excess of two pecks. For the purposes of this subparagraph "commercial
shellfish harvesting gear" shall mean rakes, tongs, dredges and other
devices commonly used to harvest shellfish for commercial purposes.
5. To retain custody of and provide for the safekeeping of any thing
seized as provided in paragraph e or f of subdivision 4 of this section,
or deposit it for safekeeping with any police officer, as he deems
appropriate, subject to regulations of the department, or of the
Superintendent of State Police in the case of a member of the state
police, and subject to order of any court having jurisdiction, until
determination of any prosecution, civil or criminal, arising from the
violation or alleged violation with respect to which they are evidence.
6. No officer named in subdivision 1 shall compromise or settle out of
court any civil liability for any violation of the Fish and Wildlife
Law.
7. No person shall fail or refuse to comply with any lawful order or
directive of any conservation officer or other person duly empowered to
enforce all laws of the state relating to fish, wildlife, shellfish,
crustacea, protected insects and game.
8. Notwithstanding section 13-0334 of this chapter to the contrary, a.
where a commercial fishing vessel, lawfully operating under the fishing
permits of another state: (1) encounters or is forecasted to encounter
unsafe weather conditions defined as high winds thirty-five knots or
greater or waves ten feet or higher or ice or other adverse condition
that make the continuation of the voyage unsafe and poses a risk to life
and property, or (2) experiences a mechanical problem, that makes the
continuation of the voyage unsafe and poses a risk to life and property
including compromised hull integrity or pump failures or (3) experiences
a significant medical emergency which requires immediate medical
attention necessary to protect the health of any person on board, or (4)
experiences loss of essential gear such as support systems that renders
the vessel unable to remain at sea said commercial fishing vessel may
dock at a New York port. A sinking vessel or a vessel leaking oil or
fuel may be otherwise directed when the safety of persons is maintained
and the vessel poses a significant threat to the waters of New York. The
commercial fishing vessel may be required by the department to
independently verify the reason for the unscheduled dockage with a
mechanic deemed qualified by New York state, the National Weather
Service or a medical professional, as appropriate. b. The fishing vessel
shall immediately notify the department and the permitting state as soon
as the danger is known and communication signals allow. The commercial
fishing vessel shall provide the department with: (1) details on the
vessel including the vessel captain's name; (2) identity of the
permitting state; (3) the nature of the problem; (4) identity of the
intended docking location, estimated time of arrival, and quantities and
types of fish on board and, (5) a call back phone number or other method
of contact. c. The commercial fishing vessel shall not offload cargo
without the express authorization of and supervision by department
personnel. Authorization to offload fish may be granted where the fish
on board the vessel will become unmarketable due to the duration of the
unscheduled dockage. Authorization may be limited according to the
willingness of the permitting state to accept the fish under that
state's fish allocation.
Forfeitures.
1. If the defendant in any prosecution, civil or criminal, for a
violation involving the taking of deer with the aid of an artificial
light, is held liable or found guilty, or shall effect a civil
settlement of any action or cause of action in favor of the state
arising out of such violation, the defendant's interest in all things
seized as provided in paragraph f of subdivision 4 of section 71-0907 in
connection with such violation shall be declared confiscated by and
forfeit to the state. Unless a claim of ownership by some other person
is made to the department within thirty days after the date of seizure
and is established by order of a court or to the satisfaction of the
department, all such things shall be disposed of as the department shall
direct.
2. If the defendant in any prosecution, civil or criminal, for a
violation involving the illegal taking, possession, or transportation of
any fish, shellfish, crustacea, wildlife, game or protected insects, is
held liable or found guilty, the ownership and right of possession
thereof shall be deemed vested or revested in the state for all
purposes, notwithstanding any claim of the defendant or of any other
person to private ownership lawfully acquired prior to the act or
possession constituting such violation, unless such claim shall be
established or the operation of this subdivision shall be stayed by
order of a court having jurisdiction of the prosecution or an appeal
therefrom, or of the subject matter of the claim, before judgment in
such prosecution is rendered. If any such claim is asserted by or on
behalf of any person in the course of any such prosecution, the court in
which the proceedings are had may make such order, or may stay the
judgment for such time as he deems proper to permit determination of the
claim or application for a stay of the operation of this subdivision.
3. If the defendant is held liable or found guilty in any prosecution,
civil or criminal, for a violation involving: a. the illegal use of a
net or other device, other than a boat, vehicle, aircraft or firearm,
the use of which is prohibited under any and all circumstances for
taking the species for which it was used in the violation involved, or
is so prohibited except in accordance with a permit issued by the
department or; b. possession of nets in any case where such possession
is prohibited by section 11-1517 or subdivision 16 of section 13-0343,
or if the defendant shall effect a civil settlement of any action or
cause of action in favor of the state arising out of such violation, the
defendant's interest in the device shall be forfeited to the state.
Unless a claim of ownership of such device shall be made to the
department by some other person within thirty days thereafter, and shall
be established by order of a court or to the satisfaction of the
department, such device shall be disposed of as the department shall
direct.
4. If the defendant is held liable or found guilty in any prosecution,
civil or criminal, of the taking of shellfish in violation of
subdivisions 1 or 2 of section 13-0309 or if the defendant shall effect
a civil compromise of any action or cause of action in favor of the
state arising out of such violation, the defendant's interest in any and
all rakes, tongs, dredges or devices other than a boat or vehicle, used
for the purpose of taking shellfish in violation of such provisions
shall be forfeited to the state. Unless a claim of ownership of such
device shall be made to the department by some other person within
thirty days thereafter, and shall be established by order of a court or
to the satisfaction of the department, such device shall be disposed of
as the department shall direct.
4-a. In addition to any other penalties imposed by this chapter, the
violation of subdivision 2 or 3 of section 13-0309 of this chapter shall
be punishable by forfeiture of any boat or vehicle employed in the
violation of such subdivisions.
5. a. For the purposes of this section, a claim of ownership shall
mean any lawful interest, including a part interest or security
interest.
b. A claim of ownership shall not prevent vesting or revesting of
ownership and right of possession in the state pursuant to subdivision 2
of this section unless the person establishing it either establishes a
right of ownership exclusive of any interest in the defendant or shall
purchase or redeem from the state any interest of the defendant by
payment to the state of the value thereof together with the reasonable
expenses of safekeeping of such property between the time of seizure and
such redemption. Establishment of a claim of ownership shall not in any
event prevent such revesting in the state if the state shall establish
that the illegal possession or transportation of which the defendant is
held liable or found guilty was expressly or impliedly permitted by the
person establishing the claim of ownership.
c. Establishment of a claim of ownership consisting of a part
ownership or a security interest shall not entitle the person
establishing it to delivery of property as to which the interest of the
defendant is declared confiscated or forfeit as provided in subdivision
1 of this section or is forfeited as provided in subdivisions 3 and 4 of
this section unless the person establishing it shall redeem any interest
of the defendant by payment to the state of the value thereof together
with the reasonable expenses of safekeeping of such property between the
time of seizure and such redemption. Establishment of a claim of
ownership shall not in any event entitle the person establishing it to
delivery of the property if the state shall establish that the illegal
use or possession of such property, in the manner or for the purposes or
in the circumstances making such use or possession illegal, was
expressly or impliedly permitted by the person establishing such claim
of ownership.
d. Where a person establishing a claim of ownership is required to
purchase or redeem any interest of the defendant in a civil or criminal
prosecution in order to be entitled to delivery of property in which
such claim of ownership is established, such interest of the defendant
must be so purchased or redeemed not less than ten days after the price
of purchase or redemption shall have been fixed by order of the court or
agreed between the person whose claim is so established and the
department. The department shall have power to enter into such agreement
on behalf of the state. If a person establishing a claim of ownership
shall fail to purchase or redeem the interest of the defendant within
the time provided in this subdivision, or such longer time as may be
provided by order of the court or agreement of the department, he shall
be deemed to have abandoned his claim of ownership, and the property may
be disposed of as if no such claim had been asserted.
e. All moneys received in payment of the price of redeemption or
purchase of the defendant's interest shall be deposited in the
conservation fund provided by section 83 of the State Finance Law.
6. A person asserting a claim of ownership as provided in this section
shall have the burden of proof.
7. In any action or proceeding in which any person asserts a claim of
ownership with respect to property in which the interest of the
defendant is declared confiscated and forfeited as provided in
subdivision 1 of this section or is forfeited as provided in subdivision
3 of this section, the testimony of such person, or of the defendant in
the civil or criminal prosecution, or of both, shall not be deemed
sufficient to establish his claim unless corroborated by documentary
evidence or by testimony of some other person not interested in the
event.
Search warrants; when issued.
Whenever it appears probable that fish, wildlife or game, shellfish,
crustacea, protected insect, or parts thereof taken or possessed
contrary to the Fish and Wildlife Law are concealed, or that a net
possessed contrary thereto is concealed, any local criminal court having
criminal jurisdiction shall issue a search warrant for the discovery
thereof in accordance with the practice provided in article 690 of the
Criminal Procedure Law, as far as it is applicable.
Reciprocal enforcement of violations in boundary waters.
If and when the state of Vermont, or the state of New Jersey, or the
state of Pennsylvania, or the state of Connecticut, or the state of
Rhode Island, as the case may be, shall enact a similar law for the
arrest and punishment of violations of the conservation law or fish laws
of such state or of the provisions listed in section 71-0501 or under
titles 5 through 15 inclusive and title 33 of this article, committed or
attempted by any person fishing in any waters or parts thereof lying
between such state and the state of New York, any conservation officer
or other person, who is authorized to make arrests for violations of the
conservation or fish laws of such state or of the provisions listed in
section 71-0501 or under titles 5 through 15 inclusive and title 33 of
this article, shall have power and authority to make arrests on any part
of such waters between such state and the State of New York, or the
shores thereof, and to take the person so arrested for trial to the
state in which the violation was committed and there to prosecute him
according to the laws of such state.
Abatement of nuisances.
1. The following are declared to be nuisances which may be abated as
provided in this section:
a. Any trap, snare or net, set or used without permit from the
Department for taking a wild bird;
b. Any trap set or used in violation of section 11-1101;
c. Any net, bait-line, set line, eel weir or pot, tip-up, baitfish
trap, or other device for taking fish or crustacea, and any device for
taking insects, set or used in violation of any law or regulation under
which use of the device is prohibited, or its use is prohibited at the
time or place, or in the manner or circumstances in which it is used,
except where the violation consists only in the fact that the device was
set or used without first obtaining a license and, under laws and
regulations in effect at the time the device is set or used, such
license is issuable upon application therefor and payment of the fee, if
any, applicable thereto.
2. Nuisances defined in paragraph a of subdivision 1 may be abated
summarily by any person. Nuisances defined in paragraph a, b or c of
subdivision 1 may be abated by any conservation officer.
3. Upon abatement of such nuisance, the conservation officer shall
take into custody the net or device so used in any case where the person
guilty of the violation is not present or cannot be identified at the
time the nuisance is abated. If the net or device is thereafter
forfeited as provided in section 71-0909, or, not being so forfeited,
shall remain unclaimed by the owner for thirty days, it shall be
disposed of as the department shall direct.
4. In any case where the person guilty of the violation is arrested or
served with a summons at the time of the abatement of the nuisance, the
conservation officer may seize the net or other device as evidence.
5. Upon abatement of any nuisance defined in this section, any fish,
crustacea, wildlife or protected insect trapped, confined, hooked or
caught shall be:
a. Released, permitted to escape, or returned to the water or other
habitat; or
b. Destroyed; or
c. Seized as evidence; or
d. Taken into custody for future disposition pursuant to section
11-0519, as may be appropriate to the circumstances, the kind of animal
involved and its condition.
6. Action taken by an enforcement officer as provided in this section
or pursuant to this section and section 11-0519 shall not subject him or
the state to liability, even though it is subsequently determined that
the trap, net or other device involved was not in violation of law, if
it is established that the enforcement officer had reasonable grounds to
believe that it constituted a nuisance as provided in this section.
Presumptions from possession.
1. Possession of any fish, shell-fish, crustacea or game, or parts
thereof, at a time when there is no open season anywhere in the state
for the species possessed, shall be presumptive evidence that it was
taken unlawfully.
2. Possession of any fish, shell-fish, crustacea, wildlife or
protected insect shall be presumptive evidence that it was taken by the
possessor.
Punishment of violations of Fish and Wildlife Law.
1. Any person who violates any provision of the Fish and Wildlife Law
or any lawful order, rule or regulation of the department promulgated
pursuant thereto or the terms of any permit issued thereunder, and any
person, including a public officer, who fails to perform any duty
thereby imposed on him:
a. In the case of offenses specified in section 71-0921 of this
chapter, is guilty of a misdemeanor, punishable as provided in that
section, and
b. In the case of any other offense, is guilty of a violation,
punishable as provided in section 71-0923 of this chapter, and
c. In addition thereto is liable in either case to the penalties
provided in the schedule set forth in section 71-0925 or provided
elsewhere in this chapter; and
d. In the cases provided in sections 11-0719 and 11-2115, is liable to
revocation of licenses to hunt, fish or trap or for bowhunting privilege
or muzzle-loading privilege, disqualification for such licenses and/or
for bowhunting privilege or muzzle-loading privilege and denial of the
ability to obtain any hunting, fishing or trapping license and
bowhunting privilege and muzzle-loading privilege, as provided in those
sections; and
e. In the case of violations for which such forfeiture or revocation
is provided, is subject to revocation or forfeiture of other licenses
issued pursuant to the Fish and Wildlife Law; and
f. In the cases provided in section 71-0909, is liable to forfeiture
and confiscation of property involved in such violations, as provided in
that section.
g. In the case of having a license privilege revoked or suspended by a
participating state in the Interstate Wildlife Violator Compact enacted
under title twenty-five of article eleven of this chapter, the violation
and subsequent revocation or suspension in the participating state shall
constitute the basis for revocation or suspension in this state for the
same privileges and period of time.
Misdemeanors.
The following acts are misdemeanors, punishable as herein provided,
when they are done in violation of the section or subdivision thereof
specified, or if no section is specified, in violation of any section of
the Fish and Wildlife Law:
1. (a) The illegal taking of big game prior to the first day of the
open season or after the last day of the open season in the county or
part thereof where taken, or the taking of big game with aid of an
artificial light. Each such misdemeanor for a violation of this
paragraph shall be punishable by imprisonment for not more than one year
or by a fine of not less than five hundred dollars nor more than three
thousand dollars, or by both such imprisonment and fine.
(b) Any illegal taking of a deer, other than a taking described in
paragraph (a) of this subdivision, such misdemeanor shall be punishable
by imprisonment for not more than one year or by a fine of not less than
two hundred fifty dollars nor more than two thousand dollars, or by both
such imprisonment and fine.
2. The illegal taking of a bear less than one year old or the taking
of a bear by a means or method not permitted by this chapter. Such
misdemeanor shall be punishable by imprisonment for not more than one
year or by a fine of not more than two thousand dollars, or by both such
imprisonment and fine. The sale of bear gallbladder/bile in violation of
paragraph b of subdivision nine of section 11-0917 of this chapter shall
be punishable by a fine of five thousand dollars per violation.
3. Possession, use or discharge of a firearm in violation of
subdivision 1, 2, 4, 5, or 6 of section 11-0931 of this chapter. Each
such misdemeanor shall be punishable by imprisonment for not more than
three months or by a fine of not less than two hundred dollars nor more
than one thousand dollars, or by both such imprisonment and fine.
4. a. Violations of:
(1) subdivision one of section 13-0309 of this chapter involving the
taking of shellfish from uncertified shellfish lands, or the possession,
transportation, sale or trafficking in shellfish so taken;
(2) subdivision two of section 13-0309 of this chapter involving the
taking of shellfish between sunset and sunrise;
(3) subdivision ten of section 13-0309 of this chapter involving the
possession of a stick dredge after one prior conviction under such
subdivision for such activity;
(4) subdivision one of section 13-0311 of this chapter involving the
taking of shellfish without the required digger's permit;
(5) subdivision seven of section 13-0311 of this chapter involving the
taking of shellfish while one's digger's permit is suspended or revoked;
(6) subdivision one of section 13-0315 of this chapter involving the
processing, transportation, shipment or sale of shellfish without the
required shipper's or processor's permit;
(7) regulations promulgated by the department pursuant to section
13-0319 of this chapter involving the failure to tag or seal shellfish
or the falsifying of any information required on any tag or seal
required by said regulations;
(8) subdivision five of section 13-0325 of this chapter, regarding the
taking of undersized clams, where the taking involves more than
twenty-four percentum of clams of less than legal size;
(9) regulations promulgated by the department pursuant to section
13-0327 of this chapter, regarding the taking of undersized scallops,
where the taking involves more than twenty-four percentum of scallops of
less than legal size; and
(10) section 13-0344 of this chapter involving the dumping of objects
into the water after being signaled by a police officer or peace officer
to stop for inspection.
b. Each such misdemeanor identified in paragraph a of this subdivision
shall be punishable as follows:
(1) For a first conviction for any of the violations listed in
paragraph a of this subdivision, by imprisonment for not more than sixty
days, a fine of not less than two hundred fifty dollars nor more than
one thousand dollars plus, if applicable, an amount equal to the market
value of the shellfish involved in the violation, or by both such
imprisonment and fine.
(2) For a second conviction for any of the violations listed in
paragraph a of this subdivision, by imprisonment for not more than
ninety days, a fine of not less than five hundred dollars nor more than
twenty-five hundred dollars plus, if applicable, an amount equal to
three times the market value of the shellfish involved in the violation,
or by both such imprisonment and fine.
(3) For a third or subsequent conviction for any of the violations
listed in paragraph a of this subdivision, by imprisonment for not more
than one hundred eighty days, a fine of not less than one thousand
dollars nor more than ten thousand dollars plus, if applicable, an
amount equal to three times the market value of the shellfish involved
in the violation, or by both such imprisonment and fine.
(4) Provided, further, that all equipment or conveyances used to
harvest, transport or traffic in such illegal shellfish may be forfeited
for any third or subsequent conviction of the above violations, in
addition to such penalties or imprisonment. Such forfeiture shall be in
addition to any forfeiture authorized by section 71-0909 of this
article.
5. a. Violations of:
(1) subdivision three of section 13-0309 of this chapter involving the
illegal use of dredges, scrapes or other devices operated by power or by
boats propelled by motor or other mechanical means for the purpose of
taking shellfish;
(2) subdivision eight of section 13-0309 of this chapter involving the
operation, use or placing, for whatever purpose, of dredges, rakes,
tongs or other devices for the taking of shellfish in uncertified
shellfish lands after a prior conviction under such subdivision for such
activity;
(3) subdivision nine of section 13-0309 of this chapter involving the
altering, damaging, mutilating, moving or carrying away of buoys or
markers used to designate the uncertified waters of the state;
(4) subdivision five of section 13-0325 of this chapter regarding the
taking of undersized clams, where the taking involves between ten and
twenty-four percentum of clams of less than legal size; and
(5) regulations promulgated by the department pursuant to section
13-0327 of this chapter, regarding the taking of undersized scallops,
where the taking involves between ten and twenty-four percentum of
scallops of less than legal size.
b. Each such misdemeanor identified in paragraph a of this subdivision
shall be punishable as follows:
(1) For a first conviction of any of the violations listed in
paragraph a of this subdivision, by imprisonment for not more than
thirty days, a fine of not less than two hundred fifty dollars nor more
than five hundred dollars plus, if applicable, an amount equal to the
market value of the shellfish involved in the violation, or by both such
imprisonment and fine.
(2) For a second conviction for any of the violations listed in
paragraph a of this subdivision, by imprisonment not to exceed sixty
days, a fine of not less than five hundred dollars nor more than one
thousand dollars plus, if applicable, an amount equal to the market
value of the shellfish involved in the violation, or by both such
imprisonment and fine.
(3) For a third or subsequent conviction for any of the violations
listed in paragraph a of this subdivision, by imprisonment for not more
than one hundred eighty days, a fine of not less than one thousand
dollars nor more than five thousand dollars plus, if applicable, an
amount equal to the market value of the shellfish involved in the
violation, or by both such imprisonment and fine.
6. Violations of paragraph b of subdivision 3 or subdivision 5 or 12
of section 13-0329 of this chapter. Each such misdemeanor shall be
punishable by imprisonment for not more than one year or by a fine of
not less than five hundred dollars nor more than two thousand dollars,
or by both such imprisonment and fine.
7. Violations of subdivision 7 or 11 of section 13-0329 of this
chapter. Each such misdemeanor shall be punishable by imprisonment for
not more than ninety days or by a fine of not less than five hundred
dollars nor more than one thousand dollars, or by both such imprisonment
and fine.
8. Making a false statement in applying for a license, privilege or
permit under the Fish and Wildlife Law, or for a certificate in lieu of
a lost license or privilege or a duplicate hunting license tag under
title 7 of article 11 of this chapter. Each such misdemeanor shall be
punishable by imprisonment for not more than three months, or by a fine
of not more than two hundred dollars, or by both such imprisonment and
fine. In addition, the department may immediately revoke the license,
privilege, permit or certificate for which application was made for the
remainder of its effective term.
9. Failure to give the department the prompt notification required
under subdivision 10 of section 13-0301 of this chapter, when the
specified buoys or markers are destroyed. Each such misdemeanor shall be
punishable by imprisonment for not more than one year or by a fine of
not more than one thousand dollars, or by both such imprisonment and
fine.
10. Violation of subdivision 10 of section 11-0901 involving the
illegal taking of a moose. Each such misdemeanor shall be punishable by
imprisonment for not more than one year or by a fine of not more than
two thousand dollars, or by both such imprisonment and fine.
10-a. Violations of subdivision fourteen of section 11-0901 of this
chapter involving unlawful contests, competitions, tournaments and
derbys to take wildlife. Each such violation shall be punishable by a
fine of not less than five hundred dollars nor more than two thousand
dollars.
11. Any person who violates the provisions of section 11-0537 of this
chapter, in the case of a first violation, shall be guilty of a class B
misdemeanor and, upon conviction thereof, shall be punished by a fine
not to exceed five thousand dollars or by imprisonment not to exceed
ninety days, or both; provided that in the case of a second or
subsequent violation such person shall be guilty of a class A
misdemeanor and, upon conviction thereof, shall be punished by a fine
not to exceed ten thousand dollars or imprisonment not to exceed one
year, or both; provided, further, that the commission of each taking or
other act prohibited by section 11-0537 of this chapter with respect to
a bald or golden eagle shall constitute a separate violation of this
section; provided, further, that one-half of any such fine, but not to
exceed two thousand five hundred dollars, shall be paid to the person or
persons giving information which leads to conviction.
12. Any violation of section 13-0344 of this chapter is punishable by
imprisonment for not more than thirty days, or by a fine of not less
than two hundred fifty dollars nor more than one thousand dollars, or by
both such fine and imprisonment.
13. Violations of subdivision one or two of section 11-1904 of this
chapter. Each such misdemeanor shall be punishable by a fine of not more
than two thousand five hundred dollars, or by imprisonment for not more
than one year, or by both such fine and imprisonment; except that where
the person convicted of violating such subdivision has gained money or
property through the commission of the violation, in lieu of the two
thousand five hundred dollar maximum fine provided for herein, the court
may impose a fine in accordance with the provisions of subdivision five
of section 80.05 of the penal law.
14. Violation of subparagraph one, two or four of paragraph b of
subdivision one of section 11-0719 of this chapter involving the
revocation and suspension of hunting, trapping, or fishing licenses.
Each such misdemeanor shall be punishable by imprisonment for not more
than ninety days, or by a fine of not less than five hundred dollars nor
more than one thousand dollars, or by both such imprisonment and fine.
Violations.
1. Any offense specified in section 71-0919 of this article, unless
made a misdemeanor by section 71-0921 of this article or another
provision of such chapter, shall be a violation, punishable, except as
otherwise provided in this section, by imprisonment for not more than
fifteen days, or by a fine of not more than two hundred fifty dollars,
or by both such fine and imprisonment.
2. A violation of subdivision 1 of section 11-0705 of this chapter
shall be punishable as follows:
a. As provided in subdivision 1 of this section, if the violation
consisted of a refusal to exhibit a license on demand of any
environmental conservation officer or other person;
b. By forfeiture of the license and by a fine of not more than
twenty-five dollars if the violation was committed while exercising the
privileges of a special antlerless deer license and consisted of failure
of the offender to have on his person a license held by him entitling
him to exercise those privileges.
3. A violation of subdivision 2 of section 11-0705 of this chapter
shall be punishable by forfeiture of licenses and tags issued pursuant
to this chapter which authorizes the holder to hunt wildlife and by a
fine of not more than twenty-five dollars.
4. When a license or license tag is forfeited as provided in this
section, the licensee shall surrender it to any environmental
conservation officer, special game protector or any other person
authorized by the department to receive it. Such forfeiture does not
prevent the procurement of another license.
5. A violation of subdivision one of section 11-0923 is punishable by
imprisonment for not more than ten days, or by a fine of not less than
two hundred dollars, or by both such fine and imprisonment.
6. A first conviction for a violation of subdivision eight of section
13-0309 of this chapter, involving devices for taking shellfish in
uncertified lands, or a violation of subdivision ten of section 13-0309
of this chapter, involving possession of a stick dredge, shall be
punishable as a violation under this section.
8. Any violation of sections 13-0329, 13-0330, 13-0331, 13-0333,
13-0334, 13-0335, subdivision one of section 13-0337, 13-0338, 13-0339,
13-0339-a, 13-0340, 13-0340-a through 13-0340-g, 13-0341, 13-0342,
13-0343, 13-0347, and 13-0349 of this chapter, or of any regulation
adopted pursuant to the foregoing sections, shall be punishable by
imprisonment of not more than fifteen days or by a fine of the greater
of two hundred fifty dollars or:
a. for violations involving one to five fish, shellfish or
crustaceans, twenty-five dollars for each fish, shellfish or crustacean
taken or possessed in violation of the above sections;
b. for violations involving six to twenty-five fish, shellfish or
crustaceans, fifty dollars for each fish, shellfish or crustacean taken
or possessed in violation of the above sections;
c. for violations involving more than twenty-five fish, shellfish or
crustaceans, one hundred dollars for each fish, shellfish or crustacean
taken or possessed in violation of the above sections; or by both such
fine and imprisonment.
For purposes of determining the applicable fine pursuant to this
subdivision, the number of fish, crustaceans or shellfish shall be the
aggregate number involved in the violation, regardless of species.
9. A violation of section 11-0110 of this chapter is punishable by
imprisonment for not more than ten days, or by a fine of not more than
two hundred fifty dollars, or by both such fine and imprisonment.
10. A violation of subdivision twelve of section 11-1101 of this
chapter is punishable by imprisonment of not more than ten days, or by a
fine of not more than one hundred dollars, or by both such fine and
imprisonment.
11. A violation of subdivision eight of section 11-0505 of this
chapter shall be punishable by a fine of not more than fifty dollars.
12. A violation of section 11-1906 of this chapter shall be punishable
by a fine of not more than two thousand five hundred dollars.
Illegal commercialization of fish, shellfish, crustaceans,
and wildlife.
Notwithstanding any other provision of this chapter, when a violation
involves the sale, trade or barter of fish, shellfish, crustaceans,
wildlife, or parts thereof, the sale, trade or barter of which is
prohibited by the fish and wildlife law, the following additional
penalties shall be imposed:
1. where the value of fish, shellfish, crustaceans, wildlife, or parts
thereof, is two hundred fifty dollars or less, the offense shall be a
violation punishable by a fine of five hundred dollars and/or not more
than fifteen days of imprisonment;
2. where the value of fish, shellfish, crustaceans, wildlife, or parts
thereof, is more than two hundred fifty dollars but does not exceed one
thousand five hundred dollars, the offense shall be a misdemeanor
punishable by a fine of five thousand dollars and/or not more than one
year of imprisonment;
3. where the value of fish, shellfish, crustaceans, wildlife, or parts
thereof, exceeds one thousand five hundred dollars, the offense shall
constitute a class E felony under the provisions of the penal law; and
4. where the value of ivory articles, as defined in section 11-0535-a
of this chapter, exceeds twenty-five thousand dollars, the offense shall
constitute a class D felony under the provisions of the penal law.
5. For the purposes of this section the value of fish, shellfish,
crustaceans and wildlife shall be the fair market value of or actual
price paid for such resource, whichever is greater. For purposes of this
section, "sale" shall include the acts of selling, trading or bartering
and all related acts, such as the act of offering for sale, trade or
barter, and shall also include the illegal possession of fish,
shellfish, wildlife or crustacea with intent to sell. It shall be
presumptive evidence of possession with intent to sell when such fish,
shellfish, wildlife or crustacea is possessed in quantities exceeding
the allowable recreational quantities, or is possessed in a retail or
wholesale outlet commonly used for the buying or selling of such fish,
shellfish, wildlife or crustacea, provided, however, that nothing in
this subdivision shall preclude the admission of other evidence which
may serve to independently prove a defendant's intent to sell.
Civil penalties.
The penalties referred to in section 71-0919, to which a person is
liable upon violation of provisions of the Fish and Wildlife Law or any
order, rule or regulation of the department, shall be:
1. Unless another penalty is specifically provided for in this
subdivision or elsewhere in the Fish and Wildlife Law, two hundred
dollars and an additional penalty of one hundred dollars for each fish,
bird or animal or part thereof, other than shellfish or crustacea,
involved in the violation; an additional penalty of one hundred dollars
for each bushel of shellfish or each crustacean, including lobster, or
part thereof, plus an amount equal to the market value or actual price
paid, whichever is greater, of the shellfish or crustacea involved in
the violation;
2. Except as provided in subdivision 3 or another provision of the
Fish and Wildlife Law, if the violation relates to deer, bear, elk,
except captive bred and raised North American elk (Cervus elaphus),
moose, caribou, antelope, wild turkey, lynx, beaver, or a part thereof,
two hundred dollars, and an additional penalty of two hundred dollars
for each such animal or part thereof involved in the violation;
3. (a) If the violation involves the illegal taking of a deer prior to
the first day of the open season or after the last day of the open
season in the county or part of a county in which taken, or the taking
of deer with aid of an artificial light, not less than five hundred
dollars and not more than one thousand dollars for the first deer taken
and a further penalty of not less than five hundred dollars and not more
than one thousand dollars for each succeeding deer taken; provided,
however, that any person having been held liable for a violation
pursuant to this paragraph in the preceding five years shall be subject
to a fine of not less than seven hundred fifty dollars and not more than
two thousand dollars for the first deer taken and a further penalty of
not less than seven hundred fifty dollars and not more than two thousand
dollars for each succeeding deer taken;
(b) If the violation involves any illegal taking of a wild deer, other
than a taking described in paragraph (a) of this subdivision, five
hundred dollars for the first deer taken and a further penalty of five
hundred dollars for each succeeding deer taken;
4. If the violation was an act prohibited by section 11-1321 or by
subdivision 2 of section 11-0503, or by subdivision 2 of section
11-0505, or section 13-0345, five hundred dollars, and an additional
penalty of ten dollars for each fish taken, killed or possessed in
violation thereof;
5. If the violation was any act prohibited by subdivision 1 of section
11-0503, not less than five hundred dollars nor more than one thousand
dollars for each offense and an additional penalty of ten dollars for
each fish killed in violation thereof;
6. If the violation was a violation of paragraph b of subdivision 4 of
section 11-0321, a violation of subdivision 1 of section 11-2113, or a
violation of section 11-2115, not less than twenty-five dollars nor more
than one hundred dollars; and in addition, as determined by the court,
to either actual damages or the sum of ten dollars for each sign
injured, defaced or removed in violation of section 11-2113, which shall
be payable to the person sustaining the damage, injury, defacement or
removal of such sign, and costs of suit, all of which may be recovered
in the same action;
7. If the violation was a violation of sections 13-0329, 13-0330,
13-0331, 13-0333, 13-0334, 13-0335, subdivision one of section 13-0337,
13-0338, 13-0339, 13-0339-a, 13-0340, 13-0340-a through 13-0340-g,
13-0341, 13-0342, 13-0343, 13-0347, and 13-0349 of this chapter, or of
any regulation adopted pursuant to the foregoing sections, the greater
of two hundred fifty dollars or:
a. for violations involving one to five fish, shellfish or
crustaceans, twenty-five dollars for each fish, shellfish or crustacean
taken or possessed in violation of the above sections;
b. for violations involving six to twenty-five fish, shellfish or
crustaceans, fifty dollars for each fish, shellfish or crustacean taken
or possessed in violation of the above sections;
c. for violations involving more than twenty-five fish, shellfish or
crustaceans, one hundred dollars for each fish, shellfish or crustacean
taken or possessed in violation of the above sections.
For purposes of determining the applicable fine pursuant to this
subdivision, the number of fish, crustaceans or shellfish shall be the
aggregate number involved in the violation, regardless of species;
7-a. If the violation was a violation of subdivision 1 or 2 of section
13-0309, or section 13-0323 or 13-0327, or section 13-0344, not less
than two hundred fifty dollars nor more than one thousand dollars for
each offense;
7-b. If the violation was a violation of subdivision one or two of
section 13-0325 of this chapter there shall be a minimum penalty of
twenty-five dollars and a maximum of two hundred fifty dollars per
container or bushel involved in the violation.
7-c. If the violation was a violation of subdivision 4 or 5 of section
13-0333, not less than two thousand five hundred dollars nor more than
ten thousand dollars for each offense;
8. If a violation of subdivisions 1 or 2 of section 13-0309 occurs
during the time when a permit or license to take shellfish has been
suspended or revoked pursuant to the provisions of subdivision 3 of
section 13-0311 or subparagraph (3) of paragraph b of subdivision 1 of
section 11-0719, not less than five hundred dollars nor more than
fifteen hundred dollars for each offense, and in addition the forfeiture
to the state of the tongs, rakes, dredges or devices other than boats
used by or in connection with such illegal taking;
9. If the violation was a failure by any public officer to perform any
duty imposed by the Fish and Wildlife Law or by any rule or regulation
of the department, one hundred dollars;
10. If the violation was an act prohibited by section 11-2117, one
hundred dollars, one-half of which shall be payable to the owner or
occupant of the damaged property, in addition to the actual damages, if
any, recoverable by the person sustaining the damage;
11. If the violation involved the illegal taking or possessing of
muskrats taken from a registered muskrat marsh covered by a permit under
section 11-1109, when the violation is committed by the registrant
holding the permit or other person designated in writing to trap on the
marsh of such registrant, while the permit is in force, not less than
one hundred dollars nor more than five hundred dollars;
12. If the violation was a violation of section 11-1731; relating to
bird plumage for fish-fly tying, five hundred dollars.
13. If the violation was an act prohibited by subdivision two of
section 11-0535 or by section 11-0536 of this chapter, or by any lawful
rule or regulation of the department promulgated pursuant thereto, not
more than four thousand dollars, and an additional penalty of not more
than seven hundred dollars for each fish, shellfish, crustacea, wildlife
or part thereof involved in the violation. If the violation was an act
prohibited by any regulation of the department promulgated pursuant to
subdivision three of section 11-0535 of this chapter, then such penalty
shall be not more than two thousand dollars, and an additional penalty
of not more than four hundred dollars for each fish, shellfish,
crustacea, wildlife or part thereof involved in the violation.
14. If the violation was a violation of subdivision ten of section
11-0901 involving the illegal taking of a moose, two thousand dollars.
15. If the violation was a first or second violation of section
11-0514 of this chapter, a fine of up to five hundred dollars for each
animal for each act of importation, possession, introduction, sale,
offer for sale, distribution, transportation or otherwise marketing or
trading. For a third or subsequent separate violation of section
11-0514 of this chapter, the greater of a. a fine of one thousand
dollars for each animal for each act of importation, breeding,
possession, introduction, sale, offer for sale, distribution,
transportation or otherwise marketing or trading or b. an amount equal
to three times (1) the financial security provided by customers for the
opportunity to take the animal or (2) the value of a boar for meat
production or as breeding stock.
16. If the violation was an act prohibited by section 11-0535-a of
this chapter, not more than three thousand dollars or not more than two
times the value of the article involved, whichever is greater. If the
violation is a second or subsequent violation of such section 11-0535-a,
not more than six thousand dollars or not more than three times the
value of the article involved, whichever is greater.
17. If the violation was an act prohibited by section 11-0535-b of
this chapter, not more than one thousand dollars or not more than two
times the value of the article involved, whichever is greater. If the
violation is a second or subsequent violation of such section 11-0535-b,
not more than two thousand dollars or not more than three times the
value of the article involved, whichever is greater.
Mandatory license revocation.
1. Anyone convicted of violating the prohibition against harvesting,
taking, possessing or transporting shellfish under facts and
circumstances meeting the criteria for imposition of sanctions pursuant
to subdivision 3 of section 71-0924; or anyone convicted two or more
times within five years of violating the prohibition against harvesting,
taking, possessing or transporting shellfish under facts and
circumstances meeting the criteria for imposition of sanctions pursuant
to subdivision 2 of section 71-0924, or of violating subdivision 1 or 2,
paragraph e or f of subdivision 3, subdivision 6, 8, 9, 10, 11, or 13 of
section 13-0309, section 13-0317, subdivision 2 of section 13-0323,
section 13-0325, subdivision 3 or 5 of section 13-0327, or section
13-0344 of this chapter shall have his license to take and land
shellfish revoked and shall not be relicensed for a minimum of five
years thereafter, in addition to any other sanction imposed pursuant to
this article.
1-a. Anyone convicted two or more times within five years of violating
subdivision 4, 5 or 7 of section 13-0333 of this chapter shall have his
license to take and land menhaden revoked and shall not be relicensed
for a minimum of five years thereafter, in addition to any other
sanction imposed pursuant to this article.
2. Anyone convicted of unlawfully harvesting, taking, possessing or
transporting any marine fish, shellfish or crustacea under facts and
circumstances meeting the criteria for imposition of sanctions pursuant
to subdivision 3 of section 71-0924; or anyone convicted two or more
times within five years of unlawfully harvesting, taking, possessing or
transporting any marine fish, shellfish or crustacea under facts and
circumstances meeting the criteria for imposition of sanctions pursuant
to subdivision 2 of section 71-0924, or of violating subdivision 1,
paragraph c of subdivision 2, subdivision 5, 6, 7 or 9 of section
13-0329, or section 13-0344 of this chapter shall have his license to
take and land lobsters revoked and shall not be relicensed for a minimum
of five years thereafter, in addition to any other sanction imposed
pursuant to this article.
3. Any person convicted of violating the prohibition against
harvesting, taking, possessing or transporting any marine food fish
under facts and circumstances meeting the criteria for imposition of
sanctions pursuant to subdivision 3 of section 71-0924; or any person
convicted two or more times within five years of violating the
prohibition against harvesting, taking, possessing or transporting any
marine food fish under facts and circumstances meeting the criteria for
imposition of sanctions pursuant to subdivision 2 of section 71-0924, or
of violating section 13-0344 of this chapter, shall have his license to
take and land marine food fish revoked and shall not be licensed for a
minimum of five years thereafter, in addition to any other sanctions
imposed pursuant to this article.
4. The provisions of this section shall be in addition to the ability
of the department to suspend licenses pursuant to section 13-0309,
13-0311 or 13-0329 of this chapter or any other provision of law.
Revocations pursuant to this section shall be automatic upon the second
conviction and shall not require any hearing for the revocation.
5. For the purposes of this section, convictions shall only include
convictions for violations of this chapter and shall not include
convictions for violation of department regulations promulgated pursuant
to this chapter. Conviction shall also not include an admission of guilt
through stipulation or a consent order or a compromise of civil penalty
under section 71-0519 of this article.
6. Any person who has had his license revoked pursuant to subdivision
1 or 2 of this section may, more than sixty days subsequent to such
revocation, apply to the commissioner for a reinstatement of such
license. The commissioner may reinstate such revoked license for such
period as determined by the commissioner and upon such conditions deemed
appropriate and necessary to protect the public health and natural
resources of the state, including, but not limited to the posting of
bond.
TITLE 11 Enforcement of Article 15
Power to sue.
The department may bring actions, suits or proceedings as in its
judgment may be necessary and proper to enable it to perform any of the
duties imposed upon it by the provisions of article 15 except section
15-1713 thereof as amended or to prevent the violation by any person or
public corporation of any of the provisions thereof; and may defend such
actions, suits or proceedings as may arise through the performance of
any duties or functions imposed upon it by the provisions of article 15
except section 15-1713 thereof, as amended.
Enforcement of subdivision 4 of section 15-0313.
Any violation of subdivision 4 of section 15-0313 shall be a
violation, punishable by a fine of not more than one thousand eight
hundred dollars, and in addition thereto, by a civil penalty of not more
than one thousand eight hundred dollars.
Punishment for violations of title 5 of article 15.
1. A violation of section 15-0501, 15-0503 or 15-0505, shall
constitute a misdemeanor, punishable by a fine of not to exceed ten
thousand dollars, or by imprisonment not to exceed one year or by both
such fine and imprisonment and, in addition thereto, by a civil penalty
of not more than five thousand dollars.
2. A subcontractor, employee or agent of such person or public
corporation, or of a state department who knowingly and intentionally
acts, or a prime contractor of such person, public corporation or state
department who acts with or without an intention to violate the
provisions of title 5 of article 15, in disregard of specifications
provided in a construction contract protecting against stream damage,
shall be guilty of a violation punishable by a fine of not less than
twenty-five dollars, nor more than two hundred fifty dollars, or by
imprisonment for not more than fifteen days, or by both such fine and
imprisonment, and, in addition, thereto, by a civil penalty of not more
than five thousand dollars.
Enforcement of subdivisions 1 and 4 of section 15-0507.
1. Any owner violating subdivision 1 of section 15-0507 or any
regulations promulgated pursuant thereto may be liable for a penalty not
to exceed five hundred dollars for each and every offense; every
violation of such subdivision shall be a separate and distinct offense;
and in case of a continuing violation, every day's continuance thereof
shall be deemed a separate and distinct offense.
2. Any owner violating subdivision 4 of section 15-0507 may be liable
for a penalty not to exceed five thousand dollars for each and every
offense; every violation of an order referred to in such subdivision
shall be a separate and distinct offense; and in case of a continuing
violation, every day's continuance thereof shall be deemed a separate
and distinct offense.
Enforcement of subdivision 3 of section 15-0511.
Any person or local public corporation violating subdivision 3 of
section 15-0511 may be liable for a penalty not to exceed five thousand
dollars for each and every offense; every violation of an order referred
to in such subdivision shall be a separate and distinct offense; and in
case of a continuing violation, every day's continuance thereof shall be
deemed a separate and distinct offense.
Enforcement of title eight of article fifteen.
1. The attorney general, on his own initiative or at the request of
the commissioner, or the corporation counsel, at the request of the city
of New York shall bring an action to restrain or enjoin any violation of
any provision of title eight of article fifteen of this chapter or any
provision of any rule or regulation promulgated pursuant to such title.
The commissioner shall furnish the attorney general or the corporation
counsel with such material, evidentiary matter or proof as may be
requested by either of them in connection with such action.
2. Notwithstanding the provisions of any other law, the venue of any
action commenced or proceeding brought pursuant to this section may be
in the county of Albany.
Enforcement of sections 15-1505 and 15-1506.
1. The department shall enforce the provisions of sections 15-1505 and
15-1506 of this chapter and the Supreme Court by injunction may upon
application of the department prevent any unauthorized diversion or
transportation.
2. Any person who violates the provisions of section 15-1506 of this
chapter or the rules, regulations, orders or determinations of the
commissioner promulgated thereto or the terms of any permit issued
thereunder, shall be liable for a civil penalty not less than
twenty-five hundred dollars nor more than ten thousand dollars per day
of such violation.
Enforcement of section 15-1525.
Any person violating the provisions of section 15-1525 shall be guilty
of a violation punishable by a fine of not more than one thousand
dollars, and in addition thereto, shall be liable for a civil penalty of
not more than fifteen hundred dollars.
Enforcement of section 15-1745.
1. Any person or public corporation violating subdivision 1 of section
15-1745, shall be guilty of a violation punishable by a fine of not more
than five thousand dollars.
2. In addition, the department may, in an action instituted by it in
any court of competent jurisdiction, recover from any such person or
public corporation the sum of one hundred fifty dollars per day for each
day that such person or public corporation continues to take, draw,
divert or make use of any part or portion of such waters.
3. The department may bring actions through the Attorney General to
enjoin violations of section 15-1745.
4. The prima facie evidence provision in subdivision 2 of section
15-1745 shall apply in all proceedings, criminal or civil, under this
section 71-1117.
Enforcement of subdivision 2 of section 15-1947.
Violation of subdivision 2 of section 15-1947 shall constitute a
violation, punishable by a fine of not more than one thousand dollars,
and in addition thereto, a civil penalty of not more than fifteen
hundred dollars.
Enforcement of section 15-2133.
1. Any neglect of the provisions of section 15-2133 by any officer or
person in charge of any reservoir shall be a violation punishable by a
fine of not more than one thousand dollars, and in addition thereto, by
a civil penalty of not more than fifteen hundred dollars.
2. Any person violating the provisions of subdivision 3 of section
15-2133 shall be guilty of a violation punishable by a fine of not more
than one thousand dollars, and in addition thereto, shall be liable for
a civil penalty of not more than fifteen hundred dollars.
Enforcement of section 15-2315.
Any person who violates the provisions of the first sentence of
section 15-2315 shall be guilty of a violation punishable by a fine of
not more than one thousand dollars, and in addition thereto, shall be
liable for a civil penalty of not more than fifteen hundred dollars.
Violations; civil liability.
1. Any person who violates any of the provisions of, or who fails to
perform any duty imposed by article 15 except section 15-1713, or who
violates or who fails to comply with any rule, regulation, determination
or order of the department heretofore or hereafter promulgated pursuant
to article 15 except section 15-1713, or any condition of a permit
issued pursuant to article 15 of this chapter, or any determination or
order of the former water resources commission or the department
heretofore promulgated pursuant to former article 5 of the Conservation
Law, shall be liable for a civil penalty of not more than two thousand
five hundred dollars for such violation and an additional civil penalty
of not more than five hundred dollars for each day during which such
violation continues, and, in addition thereto, such person may be
enjoined from continuing such violation as otherwise provided in article
15 except section 15-1713.
2. The penalties provided by subdivision 1 of this section shall be
recoverable in an action instituted in the name of the department by the
Attorney General upon the request of the department.
3. An action or cause of action for the recovery of a penalty under
article 15 or sections 71-1103 through 71-1129 inclusive may be settled
or compromised in an amount to be approved by the department either
before or after proceedings are brought to recover such penalties and
prior to the entry for judgment therefor.
Emergencies excepted.
The civil liabilities imposed upon persons violating the provisions of
article 15, except section 15-1713, shall not be construed to include
any violation which was caused by an act of God, war, strike, riot or
other catastrophe as to which negligence or willful misconduct on the
part of such person was not the proximate cause.
Violations; criminal liability.
Except as otherwise specifically provided, any person who violates any
of the provisions of article 15 of this chapter, or any rule, regulation
or order promulgated pursuant thereto, or the terms of any permit issued
thereunder shall be guilty of a violation punishable by a fine of not
more than five hundred dollars.
TITLE 12 Enforcement of Article 22
Applicability of title.
The provisions of this title shall be applicable to the enforcement of
article twenty-two of this chapter.
Penalties.
Any person who violates the provisions of article twenty-two of this
chapter shall be subject to a civil penalty not to exceed ten thousand
dollars for each day during which such violation occurred; provided,
however, that the total penalty to be imposed shall not exceed one
million dollars.
Enforcement.
1. The attorney general shall, at the request of the commissioner, or
may, on his own initiative, seek equitable relief to restrain any
violation or threatened violation of article twenty-two of this chapter.
2. The attorney general shall, at the request of the commissioner, or
may, on his own initiative, commence a civil action to recover damages,
including punitive damages, for any willful, reckless or negligent
violation of the provisions of such article suffered by reason of a
violation thereof. The costs including but not limited to filing fees
and costs for expert witnesses incurred by the attorney general in
prosecuting any such action shall be assessed against any person who
violates such provisions.
Rights of aggrieved individuals.
The provisions of this title shall not affect, impair or in any manner
restrict or limit the rights of any person seeking damages arising out
of a violation of article twenty-two of this chapter.
TITLE 13 Enforcement of Article 23
Subpoenas, testimony and enforcement thereof.
1. To aid in the administration of article 23, the commissioner or any
person designated by him may issue subpoenas in his name requiring the
attendance and giving of testimony by witnesses and the production of
books, papers and other evidence for any hearing, proceeding or
investigation conducted or to be conducted by or before the department.
Service of such a subpoena, enforcement of obedience thereto, and
punishment for disobedience thereof shall be had as and in the manner
provided by the civil practice law and rules relating to enforcement of
any subpoena issued by a board or committee except that in the case of
hearings, proceedings or investigations before or conducted by the
department neither the holder of a permit or lease issued pursuant to
article 23, nor an employee of such permit holder or lessee, nor an
officer or stockholder in a permittee or lessee corporation, when
required to attend as a witness, shall be entitled to any subpoena fee
or mileage. Any member of the department or any person who may be
designated hereunder by the department to hold hearings may administer
oaths to witnesses. The department also may provide for the taking of
depositions of witnesses for the purpose of any such hearing. In such
case such officer, employee or other person may administer oaths to the
witnesses whose depositions are to be taken. Each deposition shall be
reduced to writing and subscribed by the deponent.
2. The provisions of this section shall apply only to the
administration of article 23.
Offenses.
It shall be unlawful for any person to:
1. Waste oil or gas.
2. Violate any of the provisions of or fail to perform any duty
imposed by article 23 of this chapter or any rule or regulation
promulgated thereunder or any order or condition of any permit of the
department made pursuant thereto.
3. Abandon a mine without the approval of the department before all
affected land has been reclaimed. A mine shall be considered as
abandoned when mining and reclamation activities shall cease on land
affected by mining without prior notification to the department or
without describing such cessation in a mined land use plan approved by
the department.
4. Commence operations for the drilling or redrilling of a well for
oil or gas or solution mining, or an intake well, or for the storage of
oil or gas without first obtaining a permit from the department as.
5. Abandon any oil, gas or solution mining well, or an intake well, or
a well for the storage of oil or gas without first obtaining a permit
from the department.
6. Store gas underground in any manner, unless the storage operator
has received such right by grant, lease or other agreement or is
operating in compliance with section 23-1301 of this chapter and is
authorized to maintain condemnation proceedings pursuant to section
23-1303 of this chapter.
Sanctions.
1. Administrative sanctions. Any person who violates any provision of
article 23 of this chapter or commits any offense described in section
71-1305 of this title shall be liable to the people of the state for a
civil penalty not to exceed eight thousand dollars and an additional
penalty of two thousand dollars for each day during which such violation
continues, to be assessed by the commissioner after a hearing or
opportunity to be heard. The commissioner, acting by the attorney
general, may bring suit for collection of such assessed civil penalty in
any court of competent jurisdiction. Such civil penalty may be released
or compromised by the commissioner before the matter has been referred
to the attorney general; and where such matter has been referred to the
attorney general, any such penalty may be released or compromised and
any action commenced to recover the same may be settled and discontinued
by the attorney general with the consent of the commissioner. In
addition, the commissioner shall have the power, following a hearing
conducted pursuant to rules and regulations adopted by the department,
to direct the violator to cease the violation and reclaim and repair the
affected site to a condition acceptable to the commissioner, to the
extent possible within a reasonable time and under the direction and
supervision of the commissioner. Any such order of the commissioner
shall be enforceable in any action brought by the commissioner in any
court of competent jurisdiction. Any civil penalty or order issued by
the commissioner under this subdivision shall be reviewable in a
proceeding under article seventy-eight of the civil practice law and
rules.
2. Civil sanctions. In lieu of seeking administrative sanctions, the
commissioner may refer any violation described in subdivision 1 of this
section to the attorney general who shall be empowered to bring a civil
suit to seek any of the sanctions described in subdivision 1 of this
section. Any such sanctions imposed may be released or compromised or
the action may be settled and discontinued by the attorney general with
the consent of the commissioner.
3. Criminal sanctions. Any person who, having any of the culpable
mental states defined in sections 15.05 and 20.20 of the penal law,
violates any provision of article 23 of this chapter or commits any
offense described in section 71-1305 of this title shall be guilty of a
misdemeanor and, upon conviction thereof, shall be punished by a fine
not to exceed one thousand dollars for each day during which such
violation continues or by imprisonment for a term of not more than one
year, or by both such fine and imprisonment. If the conviction is for a
subsequent offense committed after a first conviction of such person
under this subdivision, punishment shall be by a fine not to exceed
eight thousand dollars for each day during which such violation
continues or by imprisonment for a term of not more than one year, or by
both such fine and imprisonment.
4. This section shall not affect the rights of any other person
seeking damages arising out of a violation.
5. All fines collected pursuant to this section shall be paid into the
environmental protection fund established pursuant to section
ninety-two-s of the state finance law.
Aiders and abettors.
Any person knowingly aiding or abetting any other person in the
violation of any provision of article 23, or any rule, regulation, or
order of the department made pursuant thereto shall be subject to the
same punishment and penalty as that prescribed by this title for the
violation by such other person.
Injunction against violations.
1. Whenever it appears that any person is violating or threatening to
violate any provision of article 23 of this chapter or is committing any
offense described in section 71-1305 of this title, the department,
acting by the Attorney General, may bring suit against such person in
any court of competent jurisdiction to restrain such person from
continuing such violation or from carrying out the threat of violation.
In any such suit, the court shall have jurisdiction to grant to the
department without bond or other undertaking, such prohibitory or
mandatory injunctions as the facts may warrant, including temporary
restraining orders and preliminary injunctions.
2. If the department, acting by the Attorney General, shall fail to
bring suit to enjoin a violation or threatened violation of any
provision of article 23, or any rule, regulation, or order of the
department made pursuant hereto, within ten days after receipt of
written request to do so by any person who is or will be adversely
affected by such violation, the person making such request may bring
suit in his own behalf to restrain such violation or threatened
violation in any court in which the department might have brought suit.
The department shall be made a party in such suit in addition to the
person violating or threatening to violate a provision of article 23, or
a rule, regulation, or order of the department, and the action shall
proceed and injunctive relief may be granted to the department without
bond, or other undertaking in the same manner as if suit had been
brought by the department.
TITLE 15 Enforcement of Title 25 of Article 27
Enforcement of title 25 of article 27.
For any first violation by any person who violates any of the
provisions of, or who fails to perform any duty imposed by title 25 of
article 27 or any regulation promulgated by the commissioner pursuant to
such title 25, in lieu of a penalty, there may be issued a written
warning by the department and there may also be issued educational
materials at the discretion of the department regarding the requirements
of title 25 of article 27. Such person shall, however, for any
subsequent violation thereafter, be liable to a civil penalty of not
more than twenty-five hundred dollars for each such violation and an
additional penalty of not more than five hundred dollars for each day
during which such violation continues and, in addition thereto, such
person may be enjoined from continuing such violation. Penalties and
injunctive relief provided pursuant to this title may also be
recoverable in an action brought by the attorney general at the request
of the commissioner.
TITLE 17 Enforcement of Provisions Derived From Public Health Law
Applicability of this title.
This title shall be applicable to the enforcement of titles 1 through
11 and titles 15 through 19 of article 17; article 19; and titles 1 and
33 of article 27.
Legal presumptions; evidence.
1. The actions, proceedings, authority, and orders of the department
in enforcing the provisions of this chapter listed in section 71-1701,
and of titles 17 through 21 inclusive of this article applying them to
specific cases shall at all times be regraded as in their nature
judicial, and shall be treated as prima facie just and legal.
2. The written reports of state and local health officers, inspectors,
investigators, nurses and other representatives of state and local
health officers on questions of fact pertaining to, concerning or
arising under and in connection with complaints, alleged violations,
investigations, proceedings, actions, authority and orders, related to
the enforcement of this chapter, the sanitary code or any local health
regulation shall be presumptive evidence of the facts so stated therein,
and shall be received as such in all courts and places. The presons
making such reports shall be exempt from personal liability for the
statements therein made, if they have acted in good faith.
Rules and regulations of the department; evidence.
The rules and regulations of the department promulgated pursuant to
the provisions of this chapter listed in section 71-1701, and of titles
17 through 21 inclusive of this article, or the statutes from which they
were derived, may be read in evidence from the official compilation of
codes, rules and regulations of the state of New York, or supplement
thereto. To entitle any copy of the said rules and regulations, other
than those in the official compilation or supplement thereto, to be read
in evidence there shall be contained in the same book or pamphlet a
printed certificate of the Secretary of State that such copy is a
correct transcript of the text of the said rules and regulations as
published in the official compilation or supplement thereto. For such a
certificate the secretary of state shall collect such a fee as he shall
deem just and reasonable.
Violations of health laws or regulations; penalties.
1. Any person who violates, disobeys or disregards any term or
provision of this chapter listed in section 71-1701, or of titles 17
through 21 inclusive of this article or of any lawful notice, order or
regulation pursuant thereto for which a civil penalty is not otherwise
expressly prescribed by law, shall be liable to the people of the state
for a civil penalty of not to exceed one thousand dollars for every such
violation.
2. The penalty provided for in subdivision one of this section may be
recovered by an action brought by the commissioner in any court of
competent jurisdiction.
3. Nothing in this section contained shall be construed to alter or
repeal any existing provision of law declaring such violations or any of
them to be misdemeanors or felonies or prescribing the penalty therefor.
4. Such civil penalty may be released or compromised by the
commissioner before the matter has been referred to the Attorney
General, and where such matter has been referred to the Attorney
General, any such penalty may be released or compromised and any action
commenced to recover the same may be settled and discontinued by the
Attorney General with the consent of the commissioner.
Formal hearings; notice and procedure.
1. The commissioner, or any person designated by him for this purpose,
may issue subpoenas and administer oaths in connection with any hearing
or investigation under or pursuant to the provisions of this chapter
listed in sections 71-1701 and 71-2503, and of titles 17 through 21
inclusive and title 43 of this article, and it shall be the duty of the
commissioner and any persons designated by him for such purpose to issue
subpoenas at the request of and upon behalf of the respondent.
2. The commissioner and those designated by him shall not be bound by
the laws of evidence in the conduct of hearing proceedings, but the
determination shall be founded upon sufficient legal evidence to sustain
it.
3. Notice of hearing shall be served at least fifteen days prior to
the date of the hearing, provided that, whenever because of danger to
the public health it appears prejudicial to the interests of the people
of the state to delay action for fifteen days, the commissioner may
serve the respondent with an order requiring certain action or the
cessation of certain activities immediately or within a specified period
of less than fifteen days and the commissioner shall provide an
opportunity to be heard within fifteen days after the date the order is
served.
4. Service of notice of hearing or order shall be made by personal
service or by registered or certified mail. Where service, whether by
personal service or by registered or certified mail, is made upon an
infant, incompetent, partnership, corporation, governmental subdivision,
board or commission, it shall be made upon the person or persons
designated to receive personal service by article 3 of the Civil
Practice Law and Rules.
5. The Attorney General may prefer charges, attend hearings, present
the facts, and take any and all proceedings in connection therewith.
6. At a hearing, the respondent may appear personally, shall have the
right of counsel, and may cross-examine witnesses against him and
produce evidence and witnesses in his behalf.
7. Following a hearing, the commissioner may make appropriate
determinations and issue an order in accordance therewith.
8. The commissioner may adopt, amend and repeal administrative rules
and regulations governing the procedures to be followed with respect to
hearings, such rules to be consistent with the policy and purpose of the
provisions of this chapter listed in section 71-1701, and of titles 17
through 21 inclusive and title 43 of this article and the effective and
fair enforcement of their provisions.
9. The provisions of this section shall be applicable to all hearings
held pursuant to the provisions of this chapter listed in section
71-1701, and of titles 17 through 21 inclusive and title 43 of this
article, except where other provisions of such articles, titles,
sections and subdivisions applicable thereto are inconsistent therewith,
in which event such other provisions shall apply.
Willful violation of health laws.
1. A person who willfully violates or refuses or omits to comply with
any lawful order or regulation prescribed by any local board of health
or local health officer, is guilty of a misdemeanor; except, however,
that where such order or regulation applies to a tenant with respect to
his own dwelling unit or to an owner occupied one or two family
dwelling, such person is guilty of an offense for the first violation
punishable by a fine not to exceed fifty dollars and for a second or
subsequent violation is guilty of a misdemeanor punishable by a fine not
to exceed five hundred dollars or by imprisonment not to exceed six
months or by both such fine and imprisonment.
2. A person who willfully violates any provision of this chapter
listed in section 71-1701, or of titles 17 through 21 inclusive of this
article, or any regulation lawfully made or established by any public
officer or board under authority of such provisions, the punishment for
violating which is not otherwise prescribed by such provisions or any
other law, is punishable by imprisonment not exceeding one year, or by a
fine not exceeding two thousand dollars or by both.
Obstructing health officer in performance of his duty.
A person who wilfully opposes or obstructs a health officer or
physician charged with enforcement of the health laws, in performing any
legal duty, is guilty of a misdemeanor.
Enforcement: against officers.
The performance of any duty or the doing of any act enjoined,
prescribed or required by the provisions of this chapter listed in
section 71-1701, or by titles 17 through 21 inclusive of this article,
may be enforced by a proceeding pursuant to article 78 of the Civil
Practice Law and Rules at the instance of the department or of a local
board of health, or of any citizen of full age resident of the
municipality where the duty should be performed or the act done.
Examination and inspection of public works.
For purposes of enforcing the provisions of this chapter listed in
section 71-1701, and of titles 17 through 21 inclusive of this article,
all persons having the control, charge or custody of any public
structure, work or ground, or of any plan, description, outline, drawing
or chart thereof or relating thereto, made, kept or controlled by or
under any public authority, shall permit and facilitate the examination,
inspection and copying thereof by the commissioner, or by any person
authorized by him to make such examination or inspection of such copies.
Summary action.
Whenever the commissioner, after investigation, is of the opinion that
any person is causing, engaging in or maintaining a condition or
activity which in his opinion constitutes danger to the health of the
people, and that it therefore appears to be prejudicial to the interest
of the people to delay action for fifteen days until an opportunity for
a hearing can be provided in accordance with the provisions of section
71-1709, the commissioner shall order the person, including any state
agency or political subdivision having jurisdiction, by written notice
to discontinue such dangerous condition or activity or take certain
action immediately or within a specified period of less than fifteen
days. As promptly as possible thereafter, within not to exceed fifteen
days, the commissioner shall provide the person an opportunity to be
heard and to present any proof that such condition or activity does not
constitute a danger to the health of the people. This section shall
apply only to enforcement of the provisions of this chapter listed in
section 71-1701, and of titles 17 through 21 inclusive of this article.
Commissioner's enforcement power and duty.
The commissioner shall have the power and the duty to enforce this
title and the provisions of this chapter listed in section 71-1701.
Issuance of subpoenas; compelling the attendance and
testimony of witnesses.
The commissioner may issue subpoenas, compel the attendance of
witnesses and compel them to testify in any matter or proceeding before
him, brought under this title or the provisions of this chapter listed
in section 71-1701. In any such matter or proceeding the commissioner
may also require a witness to attend and give testimony in a county
where he resides or has a place of business without the payment of any
fees.
Assessment of Penalties.
The commissioner may assess any penalty prescribed for a violation of
or a failure to comply with any provision contained in this title or
listed in section 71-1701, or any lawful notice, order or regulation
prescribed by the commissioner under any such provision, one thousand
dollars for every such violation or failure, which penalty may be
assessed after a hearing or an opportunity to be heard.
TITLE 19 Enforcement of Titles 1 Through 11 and 15 Through 21 Inclusive of Article 17 and Spills of Bulk Liquids
Enforcement of section 17-1703.
A violation of the provisions of section 17-1703 shall be a
misdemeanor.
Enforcement of section 17-1705.
Any person violating any provision of section 17-1705 shall forfeit to
the county where the violation occurred the sum of fifty dollars for
every such violation.
Enforcement of section 17-1707.
1. Every person violating any provision of section 17-1707 shall
forfeit to the municipality having a local board of health where the
violation occurs the sum of twenty-five dollars for the first day when
the violation takes place, and the sum of ten dollars for every
subsequent day that such violation is repeated or continued.
2. The board of health of any such municipality shall examine into any
alleged offense against section 17-1707 and cause the same to be abated,
if found to exist.
Enforcement of section 17-1709.
1. Any board of health named in subdivision 1 of section 17-1709 shall
examine into any alleged offense against section 17-1709 within its
jurisdiction and cause the same to be abated, by injunction or
otherwise, if found to exist.
2. Any person violating any provision of section 17-1709 shall be
guilty of a misdemeanor, and punishable by a fine of not more than seven
hundred fifty dollars or by imprisonment for not more than one year or
by both such fine and imprisonment.
Enforcement of section 17-1711.
Any person violating any provision of section 17-1711 shall be guilty
of an offense, and punishable by a fine of not more than seventy-five
dollars.
Enforcement of section 17-1713.
1. Any board of health named in subdivision 1 of section 17-1713 shall
examine into any alleged offense against section 17-1713 within its
jurisdiction and cause the same to be abated, by injunction or
otherwise, if found to exist.
2. Any person violating any provision of section 17-1713 shall be
guilty of a misdemeanor, and punishable by a fine of not more than five
hundred dollars or by imprisonment for not more than one year or by both
such fine and imprisonment.
Enforcement of section 17-1715.
1. Any person violating any provision of section 17-1715 shall be
guilty of a misdemeanor, and punishable by a fine of not more than five
hundred dollars or by imprisonment for not more than one year or by both
such fine and imprisonment.
2. It shall be the duty of the board of health of any municipality
where any violation of section 17-1715 shall occur to cause the same to
be abated; provided that any person aggrieved by any such fall, flow or
discharge may also cause such abatement, by injunction or other
appropriate action or proceeding.
Approval and enforcement of orders issued under section
An order issued under section 17-1717 shall not be valid until
approved by the Governor and the Attorney General, and when so approved
it shall be the duty of the Attorney General to enforce such order.
Actions by municipalities to prevent discharge of sewage into
waters.
1. Any incorporated city or village in the state of New York, which
has made such provision for the disposal of its sewage as not to pollute
or contaminate therewith any river, stream, lake or other body of water,
may have and maintain an action in the Supreme Court to prevent the
discharge of any sewage or substance deleterious to health, or which
shall injure the potable qualities of the water in any river, stream,
lake or other body of water, from which such incorporated city or
village shall take or receive its water supply, provided, that such
river, stream, lake or other body of water is wholly, or in part, within
the boundaries of the county in which such plaintiff is located.
2. Whenever action shall be brought under the provisions of this
section, it shall be the duty of the Supreme Court upon proof of the
existence of facts justifying the bringing and maintenance of such
action under the provisions of this section to render a judgment in
which shall be incorporated a mandatory injunction requiring the person,
body, board, corporation, municipality, village, county or town, being a
defendant to said action which directly or indirectly, or by its
servants, agents or officers shall discharge or dispose of its sewage,
or any other substance deleterious to health or which shall injure the
potable qualities of the water in such wise as that the same shall enter
into any river, stream, lake or other body of water, from which such
plaintiff shall take or receive its water supply, within such reasonable
time as may be prescribed by the court, to take such action as shall
prevent such discharge or the disposal of such sewage or other substance
into such waters, or the pollution thereof, with such further directions
in the premises as may be proper and desirable to effect such purpose,
provided that such river, stream, lake or other body of water is wholly,
or in part, within the boundaries of the county in which such plaintiff
is located.
Enforcement of section 17-1729.
1. Any person putting in or constructing or maintaining a conduit,
discharge pipe or other means of discharging or casting any refuse or
waste matter in violation of section 17-1729 shall forfeit to the people
of the state five dollars a day for each day the same is used or
maintained for such purpose, to be collected in an action brought by the
commissioner.
2. The commissioner may maintain an action in the name of the people
to restrain a violation of section 17-1729.
Enforcement of section 17-1735.
Upon receipt of a report from a local board of health under
subdivision 2 of section 17-1735 the commissioner shall investigate the
matter immediately and shall hold a hearing and give the person or
persons charged with such violation or noncompliance an opportunity to
present evidence on his or their behalf, and upon ascertaining that a
violation or noncompliance exists, he may bring an action in the name of
the people of the state in a court of record against the person or
persons responsible for the violation or noncompliance for the recovery
of the penalties incurred and for an injunction against the continuation
of the violation or noncompliance.
* § 71-1925. Penalties.
1. The penalty for the discharge of sewage from any public sewer
system into any of the waters of the state without a duly issued permit
for which a permit is required by title 17 of article 17 shall be five
hundred dollars, and a further penalty of fifty dollars per day for each
day the violation is continued.
2. The penalty for the discharge of sewage from any public sewer
system into any of the waters of the state without filing a report for
which a report is required to be filed with the board of health of the
municipality shall be fifty dollars.
3. The penalty for the discharge of refuse or waste matter from any
shop, factory, mill or industrial establishment for which a permit is
required by title 17 of article 17 without such permit shall be one
hundred dollars and ten dollars per day for each day the violation is
continued.
4. The penalty for the discharge of refuse or waste matter from any
shop, mill, factory or industrial establishment, without filing a report
where a report is required by title 17 of article 17 to be filed shall
be twenty-five dollars and five dollars per day for each day the
violation is continued.
5. The penalty for discharging into any of the waters of the state any
other matter prohibited by section 17-1701 besides that specified above,
shall be twenty-five dollars and five dollars per day for each day the
violation is continued.
* NB Expired September 1, 1973
Enforcement of titles 1 through 11 inclusive and title 19 of
article 17.
The commissioner is hereby authorized to:
1. Institute or cause to be instituted in a court of competent
jurisdiction proceedings to compel compliance with the provisions of
titles 1 through 11 inclusive and title 19 of article 17 or the
determinations and orders of the commissioner.
2. Settle or compromise, with the approval of the Attorney General,
any action or cause of action for the recovery of a penalty under titles
1 through 11 inclusive and title 19 of article 17 as he may deem
advantageous to the state.
Violations; civil liability.
1. A person who violates any of the provisions of, or who fails to
perform any duty imposed by titles 1 through 11 inclusive and title 19
of article 17, or the rules, regulations, orders or determinations of
the commissioner promulgated thereto or the terms of any permit issued
thereunder, shall be liable to a penalty of not to exceed thirty-seven
thousand five hundred dollars per day for each violation, and, in
addition thereto, such person may be enjoined from continuing such
violation as hereinafter provided. Violation of a permit condition shall
constitute grounds for revocation of such permit, which revocation may
be accomplished either as provided in paragraph f of subdivision 4 of
section 17-0303 or by order of judgment of the supreme court as an
alternate or additional civil penalty in an action brought pursuant to
subdivision 3 of this section.
2. Any penalties for violations of titles 1 through 11 inclusive and
title 19 of article 17 resulting in the killing of fish or shellfish,
shall be credited to the conservation fund established by section 83 of
the State Finance Law and shall be available for the uses and purposes
of such fund.
3. The penalties provided by subdivisions one and two shall be
recoverable in an action brought by the Attorney General.
4. An action or cause of action for the recovery of a penalty under
this title may be settled or compromised by the Attorney General after
proceedings are brought to recover such penalties and prior to the entry
for judgment therefor.
Injunctions.
It shall be the duty of the Attorney General upon the request of the
commissioner to bring an action for an injunction against any person
violating any of the provisions of titles 1 through 11 inclusive and
title 19 of article 17 or violating any rule or regulation promulgated
pursuant thereto, or any order or determination of the commissioner or a
condition of any certificate or permit issued by the department;
provided, however, that the department or the commissioner shall furnish
the Attorney General with such material, evidentiary matter or proof as
may be requested by the Attorney General for the prosecution of such an
action. In any action for an injunction brought pursuant hereto any
finding of the commissioner or hearing officer or panel appointed and
designated by the commissioner shall be prima facie evidence of the fact
or facts found therein.
Definitions.
As used in section 71-1933 of this title, the following terms shall
have the following meanings:
1. "Hazardous substance" means any substance which:
a. is identified or listed as a hazardous waste or acute hazardous
waste in regulations promulgated pursuant to section 27-0903 of this
chapter and all amendments thereto, regardless of whether at the time of
release the substance was actually a waste; or
b. appears on the list of substances hazardous or acutely hazardous to
public health, safety or the environment promulgated pursuant to
paragraphs (a) and (b) of subdivision one of section 37-0103 of this
chapter and all amendments thereto.
2. "Organization" means a legal entity, other than a government,
established or organized for any purpose, including, a corporation,
company, association, firm, partnership, joint stock company,
foundation, institution, trust, society, union or any other association
of persons.
3. "Person" means an individual, public or private corporation,
responsible corporate officer, political subdivision, government agency,
department or bureau of the state or federal government, municipality,
industry, co-partnership, association, firm, trust, estate or any other
legal entity whatsoever.
4. "Pollutant" means dredged spoil, solid waste, incinerator residue,
sewage, garbage, sewage sludge, munitions, chemical wastes, biological
materials, radioactive materials, heat, wrecked or discarded equipment,
rock, sand and industrial, municipal and agricultural waste.
5. "Serious bodily injury" means "serious physical injury" as defined
in subdivision ten of section ten of the penal law.
6. "Sewer system" means pipe lines or conduits, pumping stations, and
force mains, and all other constructions, devices, and appliances
appurtenant thereto, used for conducting sewage, industrial waste or
other wastes to a point of ultimate disposal.
7. "Treatment works" means any plant, disposal field, lagoon, pumping
station, constructed drainage ditch or surface water intercepting ditch,
incinerator, area devoted to sanitary landfills, or other work not
specifically mentioned herein, installed for the purpose of treating,
neutralizing, stabilizing, or disposing of sewage, industrial wastes or
other wastes.
Violations; criminal liability.
1. Any person who, having any of the culpable mental states defined in
section 15.05 of the penal law, shall violate any of the provisions of
titles 1 through 5, 9 through 11 and 19 of article 17 or the rules,
regulations, orders or determinations of the commissioner promulgated
thereto, or the terms of any permit issued thereunder, shall be guilty
of a misdemeanor and, upon conviction thereof, shall be punished by a
fine of not less than three thousand seven hundred fifty dollars nor
more than thirty-seven thousand five hundred dollars per day of
violation or by imprisonment for a term of not more than one year, or by
both such fine and imprisonment. If the conviction is for an offense
committed after a first conviction of such person under this
subdivision, punishment shall be by a fine of not more than seventy-five
thousand dollars per day of violation, or by imprisonment for not more
than two years, or by both.
2. No prosecution under this section shall be instituted until after
final disposition of an appeal or review, if any, provided by section
17-0909 or its predecessor, section 1244 of the Public Health Law.
3. Any person who with criminal negligence, as defined in section
15.05 of the penal law,
a. violates
i. any provision of title 7 or 8 of article 17 of this chapter, or
ii. the rules or regulations promulgated thereunder, or
iii. any term of any permit issued thereunder, or
iv. any requirement imposed in a pretreatment program approved
pursuant to section 402(a)(3) or 402(b)(8) of the Federal Water
Pollution Control Act (33 USC § 1342(a)(3) or § 1342(b)(8)) or approved
pursuant to title 7 or 8 of article 17 of this chapter, or
v. any final administrative orders issued pursuant to this article
where an opportunity for a hearing is provided, or
b. introduces into a sewer system or publicly owned treatment works
any pollutant or hazardous substance
i. when such person knew that such introduction was likely to cause
personal injury or property damage, except if that introduction was in
compliance with all applicable federal, state or local requirements or
permits, or
ii. which causes the treatment works to violate any term of any permit
issued under title 7 or 8 of article 17 of this chapter or the rules or
regulations promulgated thereunder except if that introduction was in
compliance with all applicable federal, state or local requirements or
permits; shall be guilty of a class A misdemeanor.
4. Any person who knowingly, as defined in section 15.05 of the penal
law,
a. violates
i. any provision of title 7 or 8 of article 17 of this chapter, or
ii. the rules or regulations promulgated thereunder, or
iii. any term of any permit issued thereunder, or
iv. any requirement imposed in a pretreatment program approved
pursuant to section 402(a)(3) or 402(b)(8) of the Federal Water
Pollution Control Act (33 USC § 1342(a)(3) or § 1342(b)(8)) or approved
pursuant to title 7 or 8 of article 17 of this chapter, or
v. any final administrative orders issued pursuant to this article
where an opportunity for a hearing was provided, or
b. introduces into a sewer system or publicly owned treatment works
any pollutant or hazardous substance
i. when such person knew that such introduction was likely to cause
personal injury, except if that introduction was in compliance with all
applicable federal, state or local requirements or permits, or
ii. which causes the treatment works to violate any term of any permit
issued under title 7 or 8 of article 17 of this chapter or the rules or
regulations promulgated thereunder except if that introduction was in
compliance with all applicable federal, state or local requirements or
permits; shall be guilty of a class E felony.
5. Any person who intentionally, as defined in section 15.05 of the
penal law,
a. violates
i. any provision of title 7 or 8 of article 17 of this chapter, or
ii. the rules or regulations promulgated thereunder, or
iii. any term of any permit issued thereunder, or
iv. any final administrative orders issued pursuant to this article
where an opportunity for a hearing was provided, and
b. knows at that time that he thereby places another person who is not
a participant in the crime in imminent danger of death or serious bodily
injury shall be guilty of a class C felony.
c. for the purpose of paragraphs a and b of this subdivision:
in determining whether a defendant who is an individual knew that his
conduct placed another person in imminent danger of death or serious
bodily injury
(a) the person is responsible only for actual awareness or actual
belief that he possessed; and
(b) knowledge possessed by a person other than the defendant but not
by the defendant himself may not be attributed to the defendant.
6. For purposes of subdivisions three, four and five of this section,
a single operational upset which leads to simultaneous violations of
more than one pollutant parameter shall be treated as a single
violation.
7. Any person who, with intent to deceive, makes any false material
statement, representation, or certification in any application, record,
report, plan or other document filed or required to be maintained
pursuant to title 7 or 8 of article 17 of this chapter or who
intentionally falsifies, tampers with, or renders inaccurate any
monitoring device or method required to be maintained pursuant to title
7 or 8 or article 17 of this chapter shall be guilty of a class E
felony.
8. a. When a person is convicted of a crime under the provisions of
this section, the sentence of the court shall be as follows:
i. A fine, as set forth in paragraph b of this subdivision;
ii. A sentence of imprisonment, as set forth in paragraph c of this
subdivision; or
iii. Any combination of such fine or imprisonment.
b. Fines. A sentence to pay a fine shall be a sentence to pay an
amount fixed by the court, not exceeding:
i. $750,000 for a class C felony committed by an organization as
defined in section 71-1932 of this title;
ii. $375,000 for a class C felony;
iii. $75,000 per day of continuing violation for a class E felony
defined under subdivision four of this section but in no event less than
$7,500; and $15,000 for a class E felony defined under subdivision seven
of this section;
iv. $37,500 per day of continuing violation for a class A misdemeanor
but in no event less than $3,750.
c. Imprisonment. A sentence of imprisonment shall be a sentence of
imprisonment authorized by article seventy of the penal law.
9. All prosecutions under this section shall be instituted by the
department or the commissioner and shall be conducted by the Attorney
General in the name of the people of the state of New York.
10. In the prosecution of any criminal proceeding under this section
by the Attorney General and, in any proceeding before a grand jury in
connection therewith, the Attorney General shall exercise all the powers
and perform all the duties which the District Attorney would otherwise
be authorized or required to exercise or perform, and in such a
proceeding the District Attorney shall exercise such powers and perform
such duties as are requested of him by the Attorney General.
Emergencies excepted.
The civil and criminal liabilities imposed by sections 71-1929 and
71-1933 of this title upon persons violating the provisions of titles 1
through 11 inclusive and title 19 of article 17 and by sections 71-1929
and 71-1933 of this title shall not be construed to include any
violation which was caused by an act of God, war, strike, riot or other
catastrophe as to which negligence or willful misconduct on the part of
such person was not the proximate cause.
Jurisdiction of courts in criminal cases.
County courts shall have, in the first instance, jurisdiction of
felonies committed under titles 1 through 11 inclusive and title 19 of
article 17 and sections 71-1929 through 71-1939 of this article. Subject
to the power of removal provided in the Criminal Procedure Law, police
courts shall have, in the first instance, concurrent jurisdiction of
misdemeanors committed under titles 1 through 11 inclusive and title 19
of article 17 and sections 71-1929 through 71-1939 of this article. An
action before a justice of the peace shall be brought in the town in
which the offense was committed or an adjoining town and an action
before a county court shall be brought in the county in which the
offense was committed. A warrant shall be returnable before the
magistrate or county judge issuing the same.
Local enforcement.
1. The health commissioner of any county or part-county health
district or city is hereby authorized and empowered to bring an action
in any court of competent jurisdiction for the recovery of any penalty
provided in section 71-1929 for any violation of the provisions of
titles 1 through 11 inclusive and title 19 of article 17 and sections
71-1929 through 71-1939 of this article occurring in the district or
city in which such health commissioner has jurisdiction,
a. from a source described in subdivision 5 of section 17-0701, or
b. resulting from a failure to comply with the terms of a permit
issued by such county or city pursuant to subdivision 6 of section
17-0701. Such health commissioner may, in his discretion, compromise
any penalty sued for in such action at any stage thereof before
judgment.
2. Any penalty collected pursuant to this section shall be paid to the
district or city, except that any penalty for a violation resulting in
the killing of fish or shellfish shall be credited to the conservation
fund established by section 83 of the State Finance Law, and shall be
available for the uses and purposes of such fund.
3. a. The health commissioner of any county which has been approved by
the commissioner pursuant to section 17-1017 of this chapter to
administer and enforce a local law or ordinance related to the
provisions of title ten of article seventeen of this chapter is hereby
authorized and empowered to bring an action in any court of competent
jurisdiction for the recovery of any penalty provided in section 71-1929
of this title for any violation of title ten of article seventeen of
this chapter occurring in the county in which the county health
commissioner has jurisdiction.
b. All fines and penalties collected pursuant to this subdivision
shall be paid to the district or county, provided, however, that
one-quarter of such fines and penalties received shall be paid to the
general fund to the credit of the state purposes account.
4. Within three days after bringing any action authorized by this
section said health commissioner shall by registered mail serve upon the
Attorney General and the commissioner a copy of the summons and
complaint, if any, in such action, with a statement as to the date or
dates of service thereof upon the defendant or defendants, or, if a
complaint has not been served with the summons, a statement of the
particulars of the violation or violations upon which such action was
based. The Attorney General is hereby authorized to intervene in any
such action in order to protect the interests of the state.
Penalties and liability for spills of bulk liquids.
1. Except where the owner of or a person in actual or constructive
possession or control of more than one thousand one hundred gallons, in
bulk, of any liquid including petroleum which, if released, would or
would be likely to pollute the lands or waters of the state including
the groundwaters thereof can prove that the entry or presence of any
part of such liquid onto such lands or into or in such waters causing or
contributing to a condition therein in contravention of the standards
adopted or deemed adopted by the water pollution control board or any of
its legal successors was caused solely by (A) an act of God, (B) an act
of war, (C) negligence on the part of the United States or New York
State Government or (D) an act or omission of a third party without
regard to whether any such act or omission was or was not negligent, or
any combination of the foregoing clauses, such owner or person shall be
liable for a penalty of not more than three thousand seven hundred fifty
dollars for an initial incident resulting in or contributing to such a
contravention and for an additional penalty not to exceed seven hundred
fifty dollars for each day during which such contravention or
contribution thereto continues, and in addition shall be liable to the
people of the state of New York for the actual costs incurred by or on
behalf of the people of the state for the removal or neutralization of
such liquid and for any and all reasonable measures taken or attempted
to reduce, limit or diminish the extent or effect of such contravention.
2. Such penalty or reimbursement or both due the people of the state
by reason of the liability provided in subdivision one of this section
may be assessed by the commissioner by order after a hearing or hearings
noticed and conducted and reviewable as provided in title nine of
article seventeen, or opportunity to be heard, or be recovered in an
action or actions brought by the attorney general.
3. In assessing the amount of any such penalty the commissioner or
court shall consider:
a. The type, extent and amount of damage which resulted from such
incident.
b. The degree of care taken by or on behalf of the party charged to
prevent the occurrence of the incident.
c. The efforts made by or on behalf of the party charged to reduce or
mitigate the damage which resulted from the incident.
Enforcement of section 17-1743.
Any person who fails to so notify the department of such release,
discharge or spill into the waters of the state as described in section
17-1743 of this chapter shall, upon conviction, be fined not more than
three thousand seven hundred fifty dollars or imprisoned for not more
than one year, or both.
Enforcement of title 21 of article 17.
1. Except as otherwise provided in this section, any person who
violates any provision of title 21 of article 17 of this chapter or any
rule, regulation or order issued thereunder shall be liable to the
people of the state for a civil penalty not to exceed five hundred
dollars for a first violation, and not to exceed one thousand dollars
for each subsequent violation, to be assessed by the commissioner after
a hearing or opportunity to be heard.
2. Any owner or owner's agent, or occupant of a household who violates
any provision of title 21 of article 17 of this chapter or any rule,
regulation or order issued thereunder shall, for a first violation be
issued a written warning and be provided educational materials. Upon a
second violation, the owner or owner's agent, or occupant of a household
shall be liable to the people of the state for a civil penalty not to
exceed one hundred dollars, and for any subsequent violations shall be
liable to the people of the state for a civil penalty not to exceed two
hundred fifty dollars. No owner or owner's agent of a household shall be
held liable for any violation by an occupant. Such penalties may be
assessed by the commissioner after a hearing or opportunity to be heard.
TITLE 21 Enforcement of Article 19 and Air Pollution Emergency Rules and Regulations
Violations; civil liability.
1. Except as provided in section 71-2113, any person who violates any
provision of article nineteen or any code, rule or regulation which was
promulgated pursuant thereto; or any order except an order directing
such person to pay a penalty by a specified date issued by the
commissioner pursuant thereto, shall be liable, in the case of a first
violation, for a penalty not less than five hundred dollars nor more
than eighteen thousand dollars for said violation and an additional
penalty of not to exceed fifteen thousand dollars for each day during
which such violation continues. In the case of a second or any further
violation, the liability shall be for a penalty not to exceed twenty-six
thousand dollars for said violation and an additional penalty not to
exceed twenty-two thousand five hundred dollars for each day during
which such violation continues. In addition thereto, such person may be
enjoined from continuing such violation as hereinafter provided.
2. The penalty provided for in subdivision 1 of this section shall be
recoverable in an action brought by the Attorney General.
3. An action or cause of action for the recovery of a penalty under
article 19 may be settled or compromised by the Attorney General after
proceedings are brought to recover such penalties prior to the entry of
judgment therefor.
4. Any fines collected for violations of section 19-0320 of this
chapter shall be deposited in the clean air fund, to the credit of the
mobile source account, in accordance with the provisions of section
ninety-seven-oo of the state finance law.
Criminal liability for violations.
1. Except as provided in section 71-2113, any person who shall
wilfully violate any of the provisions of article 19 or any code, rule
or regulation promulgated pursuant thereto or any final determination or
order of the commissioner made pursuant to article 19 shall be guilty of
a misdemeanor, and, upon conviction thereof, shall be punished by a
fine, in the case of a first conviction, of not less than five hundred
dollars nor more than eighteen thousand dollars or by imprisonment for a
term of not more than one year, or by both such fine and imprisonment,
for each separate violation. If the conviction is for an offense
committed after the first conviction of such person under this
subdivision, such person shall be punished by a fine not to exceed
twenty-six thousand dollars, or by imprisonment, or by both such fine
and imprisonment. Each day on which such violation occurs shall
constitute a separate violation.
2. No prosecution under this section shall be instituted until after
final disposition of an appeal or review, if any, provided by section
3. All prosecutions under this section shall be instituted by the
commissioner and shall be conducted by the Attorney General in the name
of the people of the state of New York.
4. In the prosecution of any criminal proceeding under this section by
the Attorney General and, in any proceeding before a grand jury in
connection therewith, the Attorney General shall exercise all the powers
and perform all the duties which the District Attorney would otherwise
be authorized or required to exercise or perform, and in such a
proceeding the District Attorney shall exercise such powers and perform
such duties as are requested of him by the Attorney General.
Injunctions.
It shall be the duty of the attorney general upon the request of the
commissioner to bring an action for an injunction against any person
violating a provision of article nineteen; any code, rule or regulation
promulgated pursuant thereto; or any order of the commissioner issued
pursuant thereto; provided, however, that the commissioner shall furnish
the attorney general with such material, evidentiary matter, or proof as
may be requested by the attorney general for the prosecution of such
action. In any action for injunction brought pursuant to this title, any
finding of the commissioner shall be prima facie evidence of the fact or
facts found therein.
Emergencies excepted.
The civil liabilities which shall be imposed pursuant to the
provisions of this title upon persons violating the provisions of any
code, rule or regulation shall not be so construed as to include any
violation which was caused by an act of God, war, strike, riot,
catastrophe or other condition as to which negligence or willful
misconduct on the part of such person was not the proximate cause.
Enforcement of air pollution emergency rules and regulations.
Any person who violates any of the provisions of any regulation
promulgated by the commissioner under authority of paragraph y of
subdivision one of section 3-0301 shall be liable for a civil penalty of
not more than twenty-five hundred dollars for each such violation and an
additional penalty of not more than five hundred dollars for each day
during which such violation continues, and, in addition thereto, such
persons may be enjoined from continuing such violation. Penalties and
injunctive relief provided herein shall be recoverable in an action
brought by the attorney general at the request and in the name of the
commissioner.
Violations of section 19-0304 of article 19 of this chapter.
1. Civil and administrative sanctions. Any person who violates any of
the provisions of, or who fails to perform any duty imposed by section
19-0304 of this chapter, or any rule or regulation promulgated pursuant
thereto, or any term or condition of any certificate or permit issued
pursuant thereto, or any final determination or order of the
commissioner made pursuant to article 19 of this chapter concerning a
violation of section 19-0304 of this chapter shall be liable in the case
of a first violation, for a civil penalty not to exceed thirty-seven
thousand five hundred dollars and an additional penalty of not more than
thirty-seven thousand five hundred dollars for each day during which
such violation continues, to be assessed by the commissioner after an
opportunity to be heard pursuant to the provisions of section 71-1709 of
this article, or by the court in any action or proceeding pursuant to
section 71-2107 of this title, and, in addition thereto, such person may
by similar process be enjoined from continuing such violation and any
permit or certificate issued to such person may be revoked or suspended
or a pending renewal application denied. In the case of a second and any
further violation, the liability shall be for a civil penalty not to
exceed seventy-five thousand dollars for each such violation and an
additional penalty not to exceed seventy-five thousand dollars for each
day during which such violation continues.
2. Criminal sanctions. Any person who, having any of the culpable
mental states defined in section 15.05 of the penal law, shall violate
any of the provisions of or who fails to perform any duty imposed by
section 19-0304 of this chapter, or any rules and regulations
promulgated pursuant thereto, or any term or condition of any
certificate or permit issued pursuant thereto, or any final
determination or order of the commissioner made pursuant to article 19
of this chapter concerning a violation of section 19-0304 of this
chapter shall be guilty of a misdemeanor and, upon conviction thereof,
shall for a first conviction be punished by a fine not to exceed
thirty-seven thousand five hundred dollars per day of violation or by
imprisonment for a term of not more than one year, or both such fine and
imprisonment. If the conviction is for an offense committed after a
first conviction of such person under this subdivision, punishment shall
be by a fine not to exceed seventy-five thousand dollars per day of
violation, or by imprisonment for not more than two years or by both
such fine and imprisonment.
Penalty assessment criteria.
In determining the amount of any fine, penalty or sentence imposed
pursuant to this title, the commissioner or the court shall take into
consideration any evidence introduced by a party regarding the economic
impact of a penalty on a business, the compliance history of a violator,
good faith efforts of a violator to comply, any economic benefit
obtained from noncompliance, the amount of risk or damage to public
health or the environment caused by a violator, whether the violation
was procedural in nature, or such other factors as justice may require.
TITLE 22 Enforcement of Title 23 of Article 23
Enforcement of title 23 of article 23 of this chapter.
Administrative and civil sanctions. 1. Any person who violates any of
the provisions of, or who fails to perform any duty imposed by title 23
of article 23 except the duty to accept used oil pursuant to section
23-2307 or any person subject to section 23-2308 or any rule or
regulation promulgated pursuant thereto, or any term or condition of any
certificate or permit issued pursuant thereto, or any final
determination or order of the commissioner made pursuant to this section
shall be liable for a civil penalty not to exceed one thousand dollars
for each such violation and an additional penalty of not more than five
hundred dollars for each day during which such violation continues, to
be assessed by the commissioner after a hearing or opportunity to be
heard pursuant to the provisions of section 71-1709 of this chapter,
and, in addition thereto, such person may by similar process be enjoined
from continuing such violation and any permit or certificate issued to
such person may be revoked or suspended or a pending renewal application
denied.
2. Any person who refuses to accept used oil as required pursuant to
subdivision two of section 23-2307 shall be liable for a civil penalty
not to exceed one hundred dollars.
3. Any person who violates any provision of section 23-2308 of this
chapter shall be subject to a civil penalty not to exceed two hundred
fifty dollars for each violation.
4. Notwithstanding any other provision of law, any person who shall
violate the provisions of paragraph (c) of subdivision one of section
23-2307 or paragraph (d) of subdivision two of section 23-2307 of this
chapter shall be liable for a civil penalty of not more than five
hundred dollars, and an additional civil penalty of not more than five
hundred dollars for each day during which such violation continues, not
to exceed ten thousand dollars.
TITLE 23 Enforcement of Article 24
Violation; penalties.
1. Civil sanctions. a. Any person who violates, disobeys or disregards
any provision of article twenty-four, including title five and section
24-0507 thereof or any rule or regulation, local law or ordinance,
permit or order issued pursuant thereto, shall be liable to the people
of the state for a civil penalty of not to exceed eleven thousand
dollars for every such violation, to be assessed, after a hearing or
opportunity to be heard upon due notice and with the rights to
specification of the charges and representation by counsel at such
hearing, by the commissioner or local government or in an action
initiated by the attorney general pursuant to section 71-2305 of this
title or on the attorney general's own initiative. Each violation shall
be a separate and distinct violation and, in the case of a continuing
violation, each day's continuance thereof shall be deemed a separate and
distinct violation. Such penalty assessed by the commissioner or local
government may be recovered in an action brought by the attorney general
at the request and in the name of the commissioner or local government
in any court of competent jurisdiction. Such civil penalty may be
released or compromised by the commissioner or local government before
the matter has been referred to the attorney general; and where such
matter has been referred to the attorney general, any such penalty may
be released or compromised and any action commenced to recover the same
may be settled and discontinued by the attorney general with the consent
of the commissioner or local government. In addition, the commissioner
or local government shall have power, following a hearing held in
conformance with the procedures set forth in section 71-1709 of this
article, to direct the violator to cease violating the act and to
restore the affected freshwater wetland to its condition prior to the
violation, insofar as that is possible within a reasonable time and
under the supervision of the commissioner or local government. Any such
order of the commissioner or local government shall be enforceable in an
action brought by the attorney general at the request and in the name of
the commissioner or local government in any court of competent
jurisdiction. Any civil penalty or order issued by the commissioner or
local government pursuant to this subdivision shall be reviewable in a
proceeding pursuant to article seventy-eight of the civil practice law
and rules.
b. Upon determining that significant damage to the functions and
benefits of a freshwater wetland is occurring or is imminent as a result
of any violation of article twenty-four of this chapter, including but
not limited to (i) activity taking place requiring a permit under
article twenty-four of this chapter but for which no permit has been
granted or (ii) failure on the part of a permittee to adhere to permit
conditions, the commissioner or local government shall have power to
direct the violator to cease and desist from violating the act. In such
cases the violator shall be provided an opportunity to be heard within
ten days of receipt of the notice to cease and desist.
2. Criminal sanctions. Any person who violates any provision of
article twenty-four of this chapter, including any rule or regulation,
local law or ordinance, permit or order issued pursuant thereto, shall,
in addition, for the first offense, be guilty of a violation punishable
by a fine of not less than two thousand nor more than five thousand
dollars; for a second and each subsequent offense he shall be guilty of
a misdemeanor punishable by a fine of not less than four thousand nor
more than ten thousand dollars or a term of imprisonment of not less
than fifteen days nor more than six months or both. In addition to these
punishments, any offender may be punishable by being ordered by the
court to restore the affected freshwater wetland or adjacent area to its
condition prior to the offense, insofar as that is possible. The court
shall specify a reasonable time for the completion of such restoration,
which shall be effected under the supervision of the commissioner or
local government. Each offense shall be a separate and distinct offense
and, in the case of a continuing offense, each day's continuance thereof
shall be deemed a separate and distinct offense.
3. All fines collected pursuant to this section shall be paid into the
environmental protection fund established pursuant to section
ninety-two-s of the state finance law.
Enforcement.
1. The attorney general, upon their own initiative or upon complaint
of the commissioner or local government, shall prosecute persons alleged
to have violated article twenty-four of this chapter.
2. The commissioner or local government shall have the right to seek
equitable relief to restrain any violation or threatened violation of
any provisions of article twenty-four.
3. In exercising its authority pursuant to title eight of article
twenty-four of this chapter, the Adirondack park agency shall have
authority to exercise the powers of the commissioner to enforce article
twenty-four set forth in this title; provided, however, that nothing
herein contained shall empower the agency to exercise the powers granted
the commissioner by section 71-0525 of this article.
Abatement of pollution.
Where any freshwater wetlands have been damaged or endangered by
pollution or are subject to pollution, the commissioner shall take all
appropriate action to abate the pollution. The commissioner may restrict
or order cessation of solid waste disposal, deep well disposal, or
liquid waste disposal where such is polluting a given freshwater
wetland.
TITLE 25 Enforcement of Article 25
Applicability of this title.
The provisions of this title shall be applicable to the enforcement of
article twenty-five.
Violation; penalties.
1. Administrative sanctions.
a. Any person who violates, disobeys or disregards any provision of
article twenty-five shall be liable to the people of the state for a
civil penalty of not to exceed ten thousand dollars for every such
violation, to be assessed, after a hearing or opportunity to be heard,
by the commissioner. Each violation shall be a separate and distinct
violation and, in the case of a continuing violation, each day's
continuance thereof shall be deemed a separate and distinct violation.
The penalty may be recovered in an action brought by the commissioner in
any court of competent jurisdiction. Such civil penalty may be released
or compromised by the commissioner before the matter has been referred
to the attorney general; and where such matter has been referred to the
attorney general, any such penalty may be released or compromised and
any action commenced to recover the same may be settled and discontinued
by the attorney general with the consent of the commissioner.
b. Upon determining that significant damage to the functions and
benefits of tidal wetlands is occurring or is imminent as a result of
any violation of article twenty-five, including but not limited to (i)
activity taking place requiring a permit under article twenty-five but
for which no permit has been granted or (ii) failure on the part of a
permittee to adhere to permit conditions, the commissioner shall have
power to direct the violator to cease and desist from violating the act.
In such cases the violator shall be provided an opportunity to be heard
within ten days of receipt of the notice to cease and desist.
c. Following a hearing held pursuant to section 71-1709 of this
article, the commissioner shall have power to direct the violator to
cease and desist from violating the act and to restore the affected
tidal wetland or area immediately adjacent thereto to its condition
prior to the violation, insofar as that is possible within a reasonable
time and under the supervision of the commissioner. Any order of the
commissioner shall be enforceable in an action brought by the
commissioner in any court of competent jurisdiction. Any civil penalty
or order issued by the commissioner under this subdivision shall be
reviewable in a proceeding under article seventy-eight of the civil
practice law and rules.
2. Criminal sanctions. Any person who violates any provision of
article twenty-five shall, in addition, for the first offense, be guilty
of a violation punishable by a fine of not less than five hundred nor
more than five thousand dollars; for a second and each subsequent
offense such person shall be guilty of a misdemeanor punishable by a
fine of not less than one thousand nor more than ten thousand dollars or
a term of imprisonment of not less than fifteen days nor more than six
months or both. In addition to or instead of these punishments, any
offender shall be punishable by being ordered by the court to restore
the affected tidal wetland or area immediately adjacent thereto to its
condition prior to the offense, insofar as that is possible. The court
shall specify a reasonable time for the completion of the restoration,
which shall be effected under the supervision of the commissioner. Each
offense shall be a separate and distinct offense and, in the case of a
continuing offense, each day's continuance thereof shall be deemed a
separate and distinct offense.
3. The proceeds of any penalty or fine assessed under this section
shall be deposited to the credit of the marine resources account of the
conservation fund.
Enforcement.
The attorney general, on his own initiative or at the request of the
commissioner, shall prosecute persons who violate article twenty-five.
In addition the attorney general, on his own initiative or at the
request of the commissioner, shall have the right to recover a civil
penalty of up to ten thousand dollars for every violation of any
provision of such article, and to seek equitable relief to restrain any
violation or threatened violation of such article and to require the
restoration of any affected tidal wetland or area immediately adjacent
thereto to its condition prior to the violation, insofar as that is
possible, within a reasonable time and under the supervision of the
commissioner. In the case of a continuing violation, each day's
continuance thereof shall be deemed a separate and distinct violation.
Pollution of tidal wetlands.
Where any tidal wetlands are subject to pollution, the commissioner
and attorney general shall take all appropriate action to abate the
pollution. In addition, the commissioner may restrict or order cessation
of solid waste disposal, deep well disposal, or liquid waste disposal
where such is polluting a given area of tidal wetland. Where pesticides,
chemical products, or fertilizer residues are the polluting agents, the
commissioner shall confer with other appropriate public officials to
limit the use of such substances at their source; after appropriate
consultations, the commissioner may make such rules and regulations as
he deems necessary under section 3-0301 of the environmental
conservation law.
TITLE 27 Enforcement of Article 27 and Article 71
Definitions.
As used in section 27-0914 of this chapter, and this title, the
following terms shall have the following meanings:
1. "Hazardous wastes" means:
(a) Those wastes identified or listed in regulations promulgated
pursuant to section 27-0903 of this chapter and all amendments thereto;
(b) Acute hazardous wastes and;
(c) Waste oils, including but not limited to, used engine lubricating
oil, fuel oil, motor oil, gear oil, cutting oil, transmission fluid,
hydraulic fluid, dielectric fluid, oil storage tank residue, animal oil,
and vegetable oil, which have been contaminated by physical or chemical
impurities, through use or accident, and have not been subsequently
rerefined, and which fail one or more of the characteristic tests listed
in regulations promulgated pursuant to section 27-0903 of this chapter
and all amendments thereto or which contain any waste identified or
listed in regulations promulgated pursuant to section 27-0903 of this
chapter and all amendments thereto.
2. "Acute hazardous wastes" means those wastes identified or listed as
"acute hazardous wastes" in regulations promulgated pursuant to section
27-0903 of this chapter and all amendments thereto.
3. "Authorization" means the possession, where required, of a valid
license, permit or certificate issued by an agency of the state of New
York or the federal government or an order issued by the commissioner or
the administrator of the federal environmental protection agency under
applicable statutes, rules or regulations regarding the possession or
release of hazardous or acutely hazardous wastes or substances hazardous
or acutely hazardous to public health, safety or the environment or
otherwise engaging in conduct which is exempt under applicable statutes,
rules or regulations from the requirements of possessing such a license,
permit, certificate or order.
4. "Site of generation" means premises where hazardous wastes are
produced, used, or stored pursuant to authorization or registration
under the federal solid waste disposal act or under article twenty-seven
of this chapter, and all contiguous property owned or leased by the
owner or lessor of said premises, including contiguous property which
may be otherwise divided by a public or private right-of-way, provided
the entrance and exit between the properties is at a crossroads
intersection, and access is by crossing as opposed to going along the
right-of-way, and non-contiguous property owned or leased by the owner
or lessor of said premises, but connected by a right-of-way which he
controls and to which the public does not have access.
5. "Disposal" means the discharge, deposit, injection, dumping,
spilling, leaking or placing of any substance so that such substance or
any related constituent thereof may enter the environment, or the
abandonment of any substance. Disposal also means the thermal
destruction of waste or hazardous waste and the burning of such wastes
as fuel for the purpose of recovering useable energy.
6. "Primary water supply" means a body of surface water, fresh or
saline or water in a saturated zone or stratum beneath the surface of
land or water, best usage of which includes being used for drinking,
culinary or food processing, including potable mineral waters, and so
classified in regulations promulgated pursuant to section 15-0313 or
17-0301 of this chapter, as amended.
7. "Water" includes lakes, bays, ponds, rivers, streams, and other
waters as further defined in subdivision two of section 17-0105 of this
chapter.
8. "Pound" means an avoirdupois pound.
9. "Gallon" means a unit of liquid capacity equal to two hundred
thirty-one cubic inches or four quarts.
10. "Substance hazardous to public health, safety or the environment"
means any substance which:
(a) is identified or listed as a hazardous waste in regulations
promulgated pursuant to section 27-0903 of this chapter and all
amendments thereto, regardless of whether at the time of release the
substance was actually a waste; or
(b) appears on the list in regulations promulgated pursuant to
paragraph (a) of subdivision one of section 37-0103 of this chapter and
all amendments thereto.
11. "Substance acutely hazardous to public health, safety or the
environment" means any substance which:
(a) is listed as an acute hazardous waste in regulations promulgated
pursuant to section 27-0903 of this chapter and all amendments thereto,
regardless of whether at the time of release the substance was actually
a waste; or
(b) appears on the list in regulations promulgated pursuant to
paragraph (b) of subdivision one of section 37-0103 of this chapter and
all amendments thereto.
12. "Environment" means any water, water vapor, any land including
land surface or subsurface, air, fish, wildlife, biota, and all other
natural resources.
13. "Release" means any pumping, pouring, emitting, emptying, or
leaching, directly or indirectly, of a substance so that the substance
or any related constituent thereof, or any degradation product of such a
substance or of a related constituent thereof, may enter the
environment, or the disposal of any substance.
14. "Abandonment" means the intentional relinquishment or forsaking of
all possession or control of any substance. In any prosecution under
this title, it is an affirmative defense to an allegation of abandonment
that the defendant surrendered possession or control of such substance
to another party who knowingly and voluntarily consented to assume such
possession or control.
15. For the purposes of section 27-3101 of this chapter and
subdivision five of section 71-2712, subdivisions seven, eight and nine
of section 71-2713 and subdivision three of section 71-2714 of this
title:
(a) "construction and demolition debris" shall mean waste resulting
from construction, remodeling, repair and demolition of structures,
buildings and roads, including but not limited to excavated material.
Construction and demolition debris shall not include, even if generated
from construction, remodeling, repair and demolition activities,
municipal solid waste and such other materials that may be listed for
exclusion from this definition pursuant to regulations promulgated by
the department.
(b) "excavated material" means excess soil, rock, fill, or other
material excavated during construction or maintenance activities. "Fill"
shall include soil or other granular, compactible material that is
authorized for use pursuant to regulations promulgated by the
department.
Violations of title 3 or 7 of article 27 of this chapter.
1. Civil and administrative sanctions. a. Any person who violates any
of the provisions of, or who fails to perform any duty imposed by title
3 or 7 of article 27 of this chapter or any rule or regulation
promulgated pursuant thereto, or any term or condition of any
certificate or permit issued pursuant thereto, or any final
determination or order of the commissioner made pursuant to this title
shall be liable for a civil penalty not to exceed seven thousand five
hundred dollars for each such violation and an additional penalty of not
more than one thousand five hundred dollars for each day during which
such violation continues, to be assessed by the commissioner after an
opportunity to be heard pursuant to the provisions of section 71-1709 of
this article, or by the court in any action or proceeding pursuant to
section 71-2727 of this title, and, in addition thereto, such person may
by similar process be enjoined from continuing such violation and any
permit or certificate issued to such person may be revoked or suspended
or a pending renewal application denied.
b. i. Any person who violates any of the provisions of, or who fails
to perform any duty imposed by, title 3 or 7 of article 27 of this
chapter, or any rule or regulation promulgated pursuant thereto, or any
term or condition of any certificate or permit issued pursuant thereto
and thereby causes the release of solid waste into the environment,
shall be liable for a civil penalty not to exceed eleven thousand two
hundred fifty dollars for each such violation and an additional penalty
of not more than eleven thousand two hundred fifty dollars for each day
during which such violation continues, to be assessed by the
commissioner after an opportunity to be heard pursuant to the provisions
of section 71-1709 of this article, or by the court in any action or
proceeding pursuant to section 71-2727 of this title, and, in addition
thereto, such person may by similar process be enjoined from continuing
such violation and any permit or certificate issued to such person may
be revoked or suspended or a pending renewal application denied.
ii. Any person who violates any of the provisions of, or who fails to
perform any duty imposed by, title 3 or 7 of article 27 of this chapter,
or any rule or regulation promulgated pursuant thereto, or any term or
condition of any certificate or permit issued pursuant thereto and
thereby causes the release of more than ten cubic yards of solid waste
into the environment, shall be liable for a civil penalty not to exceed
twenty-two thousand five hundred dollars for each such violation and an
additional penalty of not more than twenty-two thousand five hundred
dollars for each day during which such violation continues, to be
assessed by the commissioner after an opportunity to be heard pursuant
to the provisions of section 71-1709 of this article, or by the court in
any action or proceeding pursuant to section 71-2727 of this title, and,
in addition thereto, such person may by similar process be enjoined from
continuing such violation and any permit or certificate issued to such
person may be revoked or suspended or a pending renewal application
denied.
c. The court in any action or proceeding pursuant to section 71-2727
of this chapter may exercise all powers exercisable by the commissioner.
2. Criminal sanctions. a. Any person who, having any of the culpable
mental states defined in section 15.05 of the penal law, shall violate
any of the provisions of or who fails to perform any duty imposed by
title 3 or 7 of article 27 of this chapter, or any rules and regulations
promulgated pursuant thereto, or any final determination or order of the
commissioner made pursuant to this title shall be guilty of a violation
and, upon conviction thereof, shall be punished by a fine of not less
than one thousand five hundred dollars nor more than fifteen thousand
dollars per day of violation or by imprisonment for not more than
fifteen days or by both such fine and imprisonment.
b. i. Any person who shall violate paragraph a of this subdivision and
thereby causes or attempts to cause the release of more than ten cubic
yards of solid waste into the environment shall be guilty of a class B
misdemeanor and, upon conviction thereof, shall be punished by a fine of
not less than three thousand seven hundred fifty dollars per day nor
more than twenty-two thousand five hundred dollars per day of violation,
or by imprisonment for a term in accordance with the penal law, or by
both such fine and imprisonment.
ii. Any person who shall violate paragraph a of this subdivision and
thereby causes or attempts to cause the release of more than ten cubic
yards of solid waste into the environment, after having been convicted
of a violation of this subdivision within the preceding five years,
shall be guilty of a class A misdemeanor and, upon conviction thereof,
shall be punished by a fine of not less than three thousand seven
hundred fifty dollars per day nor more than thirty-seven thousand five
hundred dollars per day of violation, or by imprisonment for a term in
accordance with the penal law, or by both such fine and imprisonment.
c. i. Any person who shall violate paragraph a of this subdivision and
thereby causes or attempts to cause the release of more than seventy
cubic yards of solid waste into the environment shall be guilty of a
class A misdemeanor and, upon conviction thereof, shall be punished by a
fine of not less than three thousand seven hundred fifty dollars per day
nor more than thirty-seven thousand five hundred dollars per day of
violation, or by imprisonment for a term in accordance with the penal
law, or by both such fine and imprisonment.
ii. Any person who shall violate paragraph a of this subdivision and
thereby causes or attempts to cause the release of more than seventy
cubic yards of solid waste into the environment, after having been
convicted of a violation of this subdivision within the preceding five
years, shall be guilty of a class E felony and, upon conviction thereof,
shall be punished by a fine of not less than seven thousand five hundred
dollars per day nor more than seventy-five thousand dollars per day of
violation, or by imprisonment for a term in accordance with the penal
law, or by both such fine and imprisonment.
3. Additional sanctions. Any person who violates any of the provisions
of, or who fails to perform any duty imposed by title 7 of article 27,
with regard to the construction and operation of facilities for the
disposal of construction and demolition debris or any rule or regulation
promulgated pursuant thereto, or any term or condition of any
certificate or permit issued pursuant thereto or any final determination
or order of the commissioner made pursuant to this title shall be liable
for a civil penalty not to exceed fifteen thousand dollars and each day
of such deposition shall constitute a separate violation and said civil
penalty is in addition to any other fines or penalties which may be
applied pursuant to this title.
4. Definition. As used in this section, the following term shall have
the following meaning "release" means any pumping, pouring, emitting,
emptying, discharge, deposit, injection, dumping, spilling or placing of
a substance.
5. Penalty assessment criteria. In determining the amount of any fine,
penalty or sentence imposed pursuant to this section, the commissioner
or the court shall take into consideration any evidence introduced by a
party regarding the economic impact of a penalty on a business, the
compliance history of a violator, good faith efforts of a violator to
comply, any economic benefit obtained from noncompliance, the amount of
risk or damage to public health or the environment caused by a violator,
whether the violation was procedural in nature, or such other factors as
justice may require.
Violations of titles 9, 11 and 13 of article 27 of this
chapter.
1. Civil and administrative sanctions. Any person who violates any of
the provisions of, or who fails to perform any duty imposed by titles 9,
11 and 13 of article 27 or any rule or regulation promulgated pursuant
thereto, or any term or condition of any certificate or permit issued
pursuant thereto, or any final determination or order of the
commissioner made pursuant to this title shall be liable in the case of
a first violation, for a civil penalty not to exceed sixty-five thousand
dollars and an additional penalty of not more than sixty-five thousand
dollars for each day during which such violation continues, to be
assessed by the commissioner after an opportunity to be heard pursuant
to the provisions of section 71-1709 of this article, or by the court in
any action or proceeding pursuant to section 71-2727 of this title, and,
in addition thereto, such person may by similar process be enjoined from
continuing such violation and any permit or certificate issued to such
person may be revoked or suspended or a pending renewal application
denied. In the case of a second and any further violation, the liability
shall be for a civil penalty not to exceed one hundred twenty-five
thousand dollars for each such violation and an additional penalty not
to exceed one hundred twenty-five thousand dollars for each day during
which such violation continues.
2. Criminal sanctions. Any person who, having any of the culpable
mental states defined in section 15.05 of the penal law, shall violate
any of the provisions of or who fails to perform any duty imposed by
titles 9, 11 and 13 of article 27 or any rules and regulations
promulgated pursuant thereto, or any term or condition of any
certificate or permit issued pursuant thereto, or any final
determination or order of the commissioner made pursuant to this title
shall be guilty of a misdemeanor and, upon conviction thereof, shall for
a first conviction be punished by a fine not to exceed sixty-five
thousand dollars per day of violation or by imprisonment for a term of
not more than one year, or both such fine and imprisonment. If the
conviction is for an offense committed after a first conviction of such
person under this subdivision, punishment shall be by a fine not to
exceed one hundred twenty-five thousand dollars per day of violation, or
by imprisonment for not more than two years or by both such fine and
imprisonment.
Enforcement of section 27-1311.
Any person not subject to subdivision four of section seventy-four of
the public officers law, who knowingly and willfully discloses
confidential information which is entitled to protection under article
six of the public officers law and section 27-1311 of this chapter shall
be guilty of a misdemeanor.
Unlawful possession of hazardous wastes in the second degree.
No person shall:
1. Knowingly possess more than one hundred gallons or one thousand
pounds, whichever is less, of an aggregate weight or volume of hazardous
wastes at a place other than the site of generation; or
2. Recklessly possess more than two hundred gallons or two thousand
pounds, whichever is less, of an aggregate weight or volume of hazardous
wastes at a place other than the site of generation.
Unlawful possession of hazardous wastes in the second degree is a
class E felony.
Unlawful possession of hazardous wastes in the first degree.
No person shall:
1. Knowingly possess acute hazardous wastes at a place other than the
site of generation; or
2. Knowingly possess more than fifteen hundred gallons or fifteen
thousand pounds, whichever is less, of an aggregate weight or volume of
hazardous wastes at a place other than the site of generation; or
3. Recklessly possess more than twenty-five hundred gallons or
twenty-five thousand pounds, whichever is less, of an aggregate weight
or volume of hazardous wastes at a place other than the site of
generation.
Unlawful possession of hazardous waste in the first degree is a class
D felony.
Endangering public health, safety or the environment in the
fifth degree.
A person is guilty of endangering public health, safety or the
environment in the fifth degree when with criminal negligence he engages
in conduct which causes the release of more than five gallons or fifty
pounds, whichever is less, of an aggregate weight or volume of a
substance hazardous to public health, safety or the environment.
Endangering public health, safety or the environment in the fifth
degree is a class B misdemeanor.
Endangering public health, safety or the environment in the
fourth degree.
A person is guilty of endangering public health, safety or the
environment in the fourth degree when:
1. With criminal negligence, he engages in conduct which causes the
release of a substance acutely hazardous to public health, safety or the
environment; or
2. With criminal negligence, he engages in conduct which causes the
release of more than one hundred gallons or one thousand pounds,
whichever is less, of an aggregate weight or volume of a substance
hazardous to public health, safety or the environment; or
3. He knowingly or recklessly engages in conduct which causes the
release of a substance hazardous to public health, safety or the
environment.
Endangering public health, safety or the environment in the fourth
degree is a class A misdemeanor.
Endangering public health, safety or the environment in the
third degree.
A person is guilty of endangering public health, safety or the
environment in the third degree when:
1. He recklessly engages in conduct which causes the release of a
substance acutely hazardous to public health, safety or the environment;
or
2. He recklessly engages in conduct which causes the release of more
than two hundred gallons or two thousand pounds, whichever is less, of
an aggregate weight or volume of a substance hazardous to public health,
safety or the environment; or
3. He recklessly engages in conduct which causes the release of more
than one hundred gallons or one thousand pounds, whichever is less, of
an aggregate weight or volume of a substance hazardous to public health,
safety or the environment and such release creates a substantial risk
of physical injury to any person who is not a participant in the crime;
or
4. He or she knowingly engages in conduct which causes the release of
more than one hundred gallons or one thousand pounds, whichever is less,
of an aggregate weight or volume of a substance hazardous to public
health, safety or the environment; or
5. With intent to dispose of construction and demolition debris, he or
she intentionally engages in conduct that causes the unlawful disposal
or release of either ten cubic yards or more, or twenty thousand pounds
or more, of construction and demolition debris, as defined in section
71-2702 of this title.
Endangering public health, safety or the environment in the third
degree is a class E felony.
Endangering public health, safety or the environment in the
second degree.
A person is guilty of endangering public health, safety or the
environment in the second degree when:
1. He knowingly engages in conduct which causes the release of a
substance hazardous to public health, safety or the environment and such
release causes physical injury to any person who is not a participant in
the crime; or
2. He knowingly engages in conduct which causes the release of a
substance acutely hazardous to public health, safety or the environment
or the release of a substance which at the time of the conduct he knows
to meet any of the criteria set forth in paragraph (b) of subdivision
one of section 37-0103 of this chapter; or
3. He knowingly engages in conduct which causes the release of more
than one thousand five hundred gallons or fifteen thousand pounds,
whichever is less, of an aggregate weight or volume of a substance
hazardous to public health, safety or the environment; or
4. He recklessly engages in conduct which causes the release of a
substance acutely hazardous to public health, safety or the environment
and such release causes physical injury to any person who is not a
participant in the crime; or
5. He knowingly engages in conduct which causes the release of more
than one hundred gallons or one thousand pounds, whichever is less, of
an aggregate weight or volume of a substance hazardous to public health,
safety or the environment and such substance enters water; or
6. He or she knowingly or recklessly engages in conduct which causes
the release of a substance hazardous to public health, safety or the
environment and such substance enters a primary water supply; or
7. With intent to dispose of construction and demolition debris, he or
she intentionally engages in conduct that causes the unlawful disposal
or release of either seventy cubic yards or more, or one hundred forty
thousand pounds or more, of construction and demolition debris, as
defined in section 71-2702 of this title; or
8. With intent to dispose of a hazardous substance on the property of
another he or she intentionally engages in conduct that causes the
unlawful disposal or release of a hazardous substance; or
9. He or she recklessly disposes of any acutely hazardous substance on
any property.
Endangering public health, safety or the environment in the second
degree is a class D felony.
Endangering public health, safety or the environment in the
first degree.
A person is guilty of endangering public health, safety or the
environment in the first degree when:
1. He intentionally engages in conduct which causes the release of a
substance acutely hazardous to public health, safety or the environment
or the release of a substance which at the time of the conduct he knows
to meet any of the criteria set forth in paragraph (b) of subdivision
one of section 37-0103 of this chapter when he is aware that such
conduct creates a substantial risk of serious physical injury to any
person who is not a participant in the crime; or
2. He or she knowingly engages in conduct which causes the release of
a substance acutely hazardous to public health, safety or the
environment or the release of a substance which at the time of the
conduct he or she knows to meet any of the criteria set forth in
paragraph (b) of subdivision one of section 37-0103 of this chapter and
such release causes physical injury to any person who is not a
participant in the crime;
3. With intent to dispose of an acutely hazardous substance, he or she
intentionally engages in conduct that causes the unlawful disposal or
release of an acutely hazardous substance on any property.
Endangering public health, safety or the environment in the first
degree is a class C felony.
Unlawful dealing in hazardous wastes in the second degree.
No person shall:
1. With intent that another person possess or dispose of hazardous
wastes without authorization, solicit, request, command, importune or
otherwise attempt to cause such other person to engage in such conduct;
or
2. Believing it probable that he is rendering aid to a person who
intends to possess or dispose of hazardous wastes without authorization,
engage in conduct which provides such person with the means or
opportunity for the commission thereof and which in fact aids such
person to commit such act.
Unlawful dealing in hazardous waste in the second degree is a class A
misdemeanor.
Unlawful dealing in hazardous wastes in the first degree.
No person shall:
1. Remove, assist in the removal, or make available for removal, more
than one hundred gallons or one thousand pounds, whichever is less, of
an aggregate weight or volume of hazardous wastes intending that such
wastes are to be possessed or disposed of by a person who does not have
authorization; or
2. Solicit, agree to receive or receive a benefit for possession or
disposal of hazardous wastes intending that the possession or disposal
is to be done without authorization; or
3. Offer, agree to confer, confer upon another or authorize or direct
anyone to offer, agree to confer or confer upon another a benefit for
possession or disposal of hazardous wastes intending that the person who
is to perform such possession or disposal does not have authorization.
Unlawful dealing in hazardous waste in the first degree is a class E
felony.
Presumptions.
1. Possession of fifteen hundred gallons or fifteen thousand pounds,
whichever is less, of an aggregate weight or volume of hazardous wastes
or substances hazardous to public health, safety or the environment,
shall be presumptive evidence of knowledge on the part of the person in
possession that the material is a hazardous waste or a substance
hazardous to public health, safety or the environment; and
2. Possession of five gallons or fifty pounds, whichever is less, of
an aggregate weight or volume of acute hazardous wastes or substances
acutely hazardous to public health, safety or the environment shall be
presumptive evidence of knowledge on the part of the person in
possession that the material is an acute hazardous waste or a substance
acutely hazardous to public health, safety or the environment.
Exemption.
1. For activities requiring a New York state or federal license,
permit or certificate or which are subject to an order of the
commissioner or the administrator of the federal environmental
protection agency, the provisions of sections 71-2707 through 71-2714 of
this chapter shall not apply to persons who possess and whose conduct is
subject to and in compliance with such a valid license, permit,
certificate or order or to persons whose conduct has been granted
interim status pursuant to the federal solid waste disposal act as
amended by the resource conservation and recovery act of 1976 (42 U.S.C.
sec. 6901 et seq.) or pursuant to article 27 of this chapter or the
rules and regulations promulgated thereunder.
2. In addition, no person who meets the requirements for an exemption
from a New York state or federal license, permit, certificate or order
shall be deemed in violation of sections 71-2707 through 71-2714 for
engaging in conduct which would otherwise require such a license,
permit, certificate or order.
3. No officer or employee of a municipal corporation shall be deemed
in violation of sections 71-2707 through 71-2714 of this chapter if the
possession or release was caused by such officer or employee pursuant to
the reasonable exercise of his or her official powers, duties or
functions on behalf of such corporation.
Enforcement of Article 27 and this title.
1. When a person is convicted of a crime under the provisions of this
title, the sentence of the court shall be as follows:
(a) A fine, as set forth in subdivision two of this section;
(b) Following a hearing in accordance with the procedures set forth in
section 71-2723 of this chapter, payment of the cost of legally
disposing of the hazardous waste unlawfully possessed and restoring to
its original state the area where substances were released unlawfully in
violation of sections 27-0914, 71-2710, 71-2711, 71-2712, 71-2713 and
71-2714 of this chapter;
(c) Any other sentence authorized by law, including imprisonment; or
(d) Any combination of such fine, payment of the cost of disposal and
restoration, and any other sentence authorized by law, including
imprisonment.
2. Fines. A sentence to pay a fine shall be a sentence to pay an
amount fixed by the court, not exceeding the higher of:
(a) Three hundred thousand dollars for a class C felony;
(b) Two hundred twenty-five thousand dollars for a class D felony;
(c) One hundred fifty thousand dollars for a class E felony;
(d) Thirty-seven thousand five hundred dollars for a class A
misdemeanor;
(e) Fifteen thousand dollars for a class B misdemeanor; or
(f) Double the amount of the defendant's gain from the commission of
the crime.
Enforcement of section 27-1701 of this chapter.
Administrative and civil sanctions. 1. Any person who knowingly or
intentionally violates any of the provisions or fails to perform any
duty imposed by section 27-1701 of this chapter, except the duty to
accept a lead-acid battery pursuant to subdivision four of such section,
shall be liable for a civil penalty not to exceed seventy-five dollars
for each violation, provided that such civil penalty shall be in
addition to any other penalties authorized under other state or local
laws governing the illegal disposal of lead-acid batteries.
2. Any retailer or distributor who refuses to accept a lead-acid
battery as required pursuant to subdivision four of section 27-1701 of
this chapter shall be liable for a civil penalty not to exceed seven
hundred fifty dollars.
3. Penalties under this section shall be assessed by the commissioner
after a hearing or opportunity to be heard pursuant to the provisions of
section 71-1709 of this article, and, in addition thereto, any person
found to have violated the provisions of section 27-1701 of this chapter
may by similar process be enjoined from continuing such violation. For
the purposes of this section, disposal of each lead-acid battery except
as authorized pursuant to subdivision three of section 27-1701 of this
chapter shall constitute a separate violation.
4. In the city of New York, the provisions of title seventeen of
article twenty-seven of this chapter shall be enforceable by an agency
or agencies designated for such purpose by the mayor of such city, and
notice of violation shall be returnable to the environmental control
board of such city which shall have the power to impose civil penalties
as provided in subdivisions one and two of this section. Outside the
city of New York, the provisions of such title seventeen shall be
enforceable by a local agency or agencies duly designated by the
commissioner.
5. All civil penalties and fines collected for any violation of such
title seventeen shall be paid over to the commissioner for deposit in
the general fund; provided however, that all civil penalties collected
for any violation of such title seventeen which have been imposed by the
environmental control board of the city of New York, or a local
adjudicatory body pursuant to subdivision four of this section, shall be
paid into an environmental fund of such city or locality.
Procedure for determining the amount of the cost of disposing
of wastes or of restoring an area to its original state
following a defendant's conviction under sections 27-0914,
71-2707, 71-2709, 71-2710, 71-2711, 71-2712, 71-2713,
71-2714, 71-2715 and 71-2717 of this chapter.
1. Order directing a hearing. In any case where the court is of the
opinion that the sentence should consist of or include the amount of the
cost of legally disposing of a hazardous waste when such waste is
unlawfully possessed or restoring to its original state the area where a
substance was unlawfully released in violation of sections 27-0914,
71-2710, 71-2711, 71-2712, 71-2713 and 71-2714 of this chapter, the
court shall order a hearing to determine the amount of the cost of such
disposal or restoration. For the purposes of this section, the "original
state of the area" shall mean the reasonably ascertainable condition of
the property immediately prior to the unlawful disposal or if
impracticable to determine such condition, then it shall be the
reasonable environmentally sound condition of the property. The order
must be filed with the clerk of the court and must specify a date for
the hearing not less than ten days after the filing of the order.
2. Notice of hearing. Upon receipt of the order, the clerk of the
court must send a notice of the hearing to the defendant, his counsel
and the people. Such notice must specify the time and place of the
hearing and the fact that the purpose thereof is to determine the amount
of the cost of legally disposing of a hazardous waste when such waste is
unlawfully possessed or restoring to its original state the area where a
substance was released unlawfully in violation of sections 27-0914,
71-2710, 71-2711, 71-2712, 71-2713 and 71-2714 of this chapter.
3. Hearing. When the defendant appears for the hearing the court must
ask him whether he wishes to make any statement or offer any evidence
with respect to the amount of the cost of legally disposing of the
hazardous waste when such waste is unlawfully possessed or restoring to
its original state the area where a substance was released unlawfully in
violation of sections 27-0914, 71-2710, 71-2711, 71-2712, 71-2713 and
71-2714 of this chapter.
4. Burden and standard of proof; evidence. At any hearing held
pursuant to this section the burden of proof rests upon the people. For
the purpose of any hearing held pursuant to this section, a finding:
(a) as to the amount of the cost of legally disposing of the hazardous
waste when such waste is unlawfully possessed;
(b) as to the amount of the cost of legally restoring to its original
state the area where the substance was released unlawfully in violation
of sections 27-0914, 71-2710, 71-2711, 71-2712, 71-2713 and 71-2714 of
this chapter must be based upon a preponderance of the evidence. The
defendant shall be permitted to rebut any evidence offered by the
people.
5. Conclusion of hearing. At any time during the pendency of a hearing
pursuant to this section the court may, in its discretion, terminate the
hearing without making any finding, provided the court states on the
record its reasons for the termination. In all other cases the court
shall enter its findings and judgment upon the record at the conclusion
of the hearing.
6. Judgment. (a) The judgment may require the defendant to pay an
amount for the disposal of hazardous wastes or the restoration of the
property or to perform duties of disposal or restoration or to perform
both.
(b) When the court orders the defendant to pay an amount for the
disposal of hazardous wastes or the restoration of the property, the
provisions of article four hundred twenty of the criminal procedure law
shall govern the collection of the amount which shall be paid to the
commissioner for deposit to the credit of the hazardous waste remedial
fund established by section ninety-seven-b of the state finance law.
(c) Where the court orders the defendant to perform duties of the
disposal of hazardous wastes or the restoration to the property the
court may authorize the department to supervise and report to it on the
conduct of such duties; provided, however, that, section eight of the
court of claims act or any other provision of law to the contrary
notwithstanding, the state shall be immune from liability and action
with respect to any act or omission done in the exercise of the
department's authority as so conferred by the court; and provided
further that this subdivision shall not limit any liability which may
otherwise exist for unlawful, willful or malicious acts or omissions on
the part of the state, state agencies, or their officers, employees or
agents.
(d) In order to most likely assure the disposal of the hazardous
wastes or the restoration of the property, where there are two or more
defendants the court may apportion the costs or assign the performance
duties of disposal or restoration, or both, between or among the
defendants as the interests of justice may appear to the court.
Enforcement of title 21 of article 27.
1. Any person who knowingly or intentionally violates any provision of
or fails to perform any duty pursuant to title twenty-one of article
twenty-seven of this chapter, except subdivision one of section 27-2105
of this chapter, shall upon the first finding of such a violation be
liable for a civil penalty not to exceed one hundred dollars. Any person
convicted of a second or subsequent violation shall be liable for a
civil penalty not to exceed five hundred dollars for each violation.
2. Any person who knowingly or intentionally violates or fails to
perform any duty imposed by subdivision one of section 27-2105 of this
chapter shall upon the first finding of such a violation be provided
with educational materials describing the requirements for mercury
disposal and the effects of improper mercury disposal, and be warned
that future violations shall result in the imposition of a fine. Any
person convicted of a second violation shall be liable for a civil
penalty not to exceed fifty dollars. Any person convicted of a third
violation shall be liable for a civil penalty not to exceed seventy-five
dollars. Any person convicted of a fourth or subsequent violation shall
be liable for a civil penalty not to exceed one hundred dollars for each
violation.
3. Penalties under this section shall be assessed by the commissioner
after a hearing or opportunity to be heard pursuant to the provisions of
section 71-1709 of this article, and, in addition thereto, any person
found to have violated title twenty-one of article twenty-seven of this
chapter may by similar process be enjoined from continuing such
violation.
4. All civil penalties and fines collected for any violation of title
twenty-one of article twenty-seven of this chapter shall be paid over to
the commissioner for deposit in the environmental protection fund
established by section ninety-two-s of the state finance law.
Disposition of penalties and fines.
1. a. All penalties and fines accumulated prior to April first,
nineteen hundred eighty-eight, pursuant to sections 71-2705, 71-2721 and
71-2723 of this title shall be paid over to the commissioner for deposit
to the credit of the hazardous waste remedial fund established by
section ninety-seven-b of the state finance law.
b. All penalties and fines collected pursuant to sections 71-2705,
71-2721 and 71-2723 of this title shall be paid into the general fund to
the credit of the state purposes account.
2. All moneys collected in any action brought on behalf of the state
for damage resulting from improper or unlawful dissemination or disposal
of hazardous wastes shall be paid over to the commissioner for deposit
to the credit of the hazardous waste remedial fund established by
section ninety-seven-b of the state finance law.
Payment of rewards for aid in apprehension and conviction of
persons guilty of felony or misdemeanor.
The commissioner is authorized to offer and pay rewards of not more
than twenty-five thousand dollars for information which leads to the
detection, arrest and conviction of a person guilty of felony or
misdemeanor pursuant to the provisions of this title; provided, however,
that no police officer, as that term is defined under subdivision
thirty-four of section 1.20 of the criminal procedure law, peace
officer, as that term is defined in section 2.10 of the criminal
procedure law, or any other authorized law enforcement officer or
official shall be entitled, directly or indirectly, to collect or
receive any such reward or part thereof.
Enforcement of articles 27 and 71 of this chapter.
1. The commissioner, after investigation, notice and an opportunity to
be heard, may issue, modify and revoke orders prohibiting violations of
any of the provisions of article 27 or 71 or of any rule or regulation
promulgated pursuant thereto and requiring the taking of such remedial
measures as may be necessary or appropriate.
2. The attorney general, on his own initiative, or at the request of
the commissioner, may initiate any appropriate action or proceeding to
enforce any provision of article 27 or 71 or any rule or regulation
promulgated pursuant thereto and any order issued or penalty assessed
pursuant to this title.
3. a. The commissioner, after investigation, notice and an opportunity
to be heard, may issue, modify and revoke orders requiring corrective
action, including corrective action beyond the facility boundary where
necessary to protect human health and the environment, for all releases
of hazardous waste or constituents from any solid waste management unit
at any treatment, storage or disposal facility which is either permitted
or seeking a permit under title 7 or 9 of article 27 of this chapter,
regardless of the time at which waste was placed in such unit.
b. Whenever on the basis of any information the commissioner
determines that there is or has been a release of hazardous waste or
constituents into the environment from a facility which has or has had
interim status according to regulations adopted pursuant to title 7 or 9
of article 27 of this chapter but which has not received a final status
permit pursuant to such regulations, the commissioner may issue an order
requiring corrective action or such other response measures as he deems
necessary to protect human health or the environment.
Enforcement of title 27 of article 27 of this chapter.
1. Any person who knowingly or intentionally violates any provision of
or fails to perform any duty imposed pursuant to title 27 of article 27
of this chapter shall upon the first finding of such a violation be
provided with a warning that future violations shall result in the
imposition of a fine. Any person convicted of a second violation shall
be liable for a civil penalty not to exceed one hundred dollars. Any
person convicted of a third or subsequent violation shall be liable for
a civil penalty not to exceed five hundred dollars.
2. Penalties under this section shall be assessed by the commissioner
after a hearing or opportunity to be heard pursuant to the provisions of
section 71-1709 of this article and, in addition thereto, any person
found to have violated title 27 of article 27 of this chapter may by
similar process be enjoined from continuing such violation.
3. All civil penalties and fines collected for any violation of title
27 of article 27 of this chapter shall be paid over to the commissioner
for deposit in the environmental protection fund established by section
ninety-two-s of the state finance law.
Enforcement of title 26 of article 27 of this chapter.
1. a. Any consumer, as defined in title twenty-six of article
twenty-seven of this chapter, who violates any provision of, or fails to
perform any duty imposed by, section 27-2611 of this chapter, shall be
liable for a civil penalty not to exceed one hundred dollars for each
violation.
b. Any person, except a consumer, manufacturer, or an owner or
operator of an electronic waste collection site, electronic waste
consolidation facility, or electronic waste recycling facility as these
terms are defined in title twenty-six of article twenty-seven of this
chapter, who violates any provision, or fails to perform any duty
imposed by section 27-2611 of this chapter, shall be liable for a civil
penalty not to exceed two hundred fifty dollars for each violation.
c. Any manufacturer, or any person operating an electronic waste
collection site, an electronic waste consolidation facility, or an
electronic waste recycling facility as those terms are defined in title
twenty-six of article twenty-seven of this chapter, who:
i. fails to submit any report, registration, fee, or surcharge to the
department as required by title twenty-six of article twenty-seven of
this chapter shall be liable for a civil penalty not to exceed one
thousand dollars for each day such report, registration, fee, or
surcharge is not submitted; and
ii. violates any other provision of title twenty-six of article
twenty-seven of this chapter or fails to perform any duty imposed by
such title, except for subdivision four of section 27-2603 of this
chapter, shall be liable for a civil penalty for each violation not to
exceed one thousand dollars for the first violation, two thousand five
hundred dollars for the second violation and five thousand dollars for
the third and subsequent violations of this title within a twelve-month
period.
d. Any retailer, as defined by section 27-2601 of this chapter, who
violates any provision of title twenty-six of article twenty-seven of
this chapter or fails to perform any duty imposed by such title, shall
be liable for a civil penalty for each violation not to exceed two
hundred fifty dollars for the first violation, five hundred dollars for
the second violation and one thousand dollars for the third and
subsequent violations of this title in a twelve-month period.
e. Civil penalties under this section shall be assessed by the
commissioner after a hearing or opportunity to be heard pursuant to the
provisions of section 71-1709 of this article, or by the court in any
action or proceeding pursuant to this section, and, in addition thereto,
such person may by similar process be enjoined from continuing such
violation.
2. All penalties collected pursuant to this section shall be paid over
to the commissioner for deposit to the environmental protection fund
established pursuant to section ninety-two-s of the state finance law.
Enforcement of title 30 of article 27 of this chapter.
1. Any person who shall violate section 27-3003 of this chapter shall
be liable to the state of New York for a civil penalty of not more than
two hundred fifty dollars for the first violation, not more than five
hundred dollars for the second violation in the same calendar year, and
not more than one thousand dollars for the third and each subsequent
violation in the same calendar year. A hearing or opportunity to be
heard shall be provided prior to the assessment of any civil penalty.
2. (a) The department, the department of agriculture and markets, the
department of health, and the attorney general are hereby authorized to
enforce the provisions of section 27-3003 of this chapter.
(b) The provisions of section 27-3003 of this chapter may also be
enforced by a county and the local legislative body thereof may adopt
local laws, ordinances or regulations consistent with this title
providing for the enforcement of such provisions. Provided that a
violation of this title may not be enforced by both the state and a
county, and provided further that any county that has filed a written
declaration pursuant to subdivision two of section 27-3007 of this title
shall not enforce the provisions of this title.
3. Any fines that are collected by the state during proceedings by the
state to enforce the provisions of section 27-3003 of this chapter shall
be paid into the environmental protection fund established pursuant to
section ninety-two-s of the finance law.
* 4. Any fines that are collected by a county during proceedings by
the county to enforce the provisions of section 27-3003 of this title
within the county shall be retained by the county.
* NB Repealed January 1, 2030
TITLE 28 Enforcement of Article 30
Penalties.
Any person who violates section 30-0103 of this chapter shall be
liable for a civil penalty not to exceed thirty-seven thousand five
hundred dollars for the first day of the violation, not to exceed
seventy-five thousand dollars for the second day of the violation, and
not to exceed one hundred fifty thousand dollars per violation
thereafter. For purposes of this section, each day in which a violation
occurs shall be considered a separate violation.
Attorney general enforcement.
The penalties provided by section 71-2803 of this title shall be
recoverable in an action brought by the attorney general.
TITLE 29 Enforcement of Article 33
Applicability of this title.
This title shall apply to the enforcement of article 33 of this
chapter.
Investigations.
1. The commissioner, or any officer of the department when authorized
by the commissioner, may investigate and report as to all matters within
or pertaining to the powers and jurisdiction of the department for the
purpose of carrying into effect the provisions of article 33 of this
chapter or this title and the rules of the department made pursuant
thereto.
2. To aid in the administration of article 33, the commissioner or any
person designated by him may issue subpoenas in his name requiring the
attendance and giving of testimony by witnesses and the production of
books, papers and other evidence for any hearing, proceeding or
investigation conducted or to be conducted by or before the department.
Service of such a subpoena, enforcement of obedience thereto, and
punishment for disobedience thereof shall be had as and in the manner
provided by the civil practice law and rules relating to enforcement of
any subpoena issued by a board or committee except that in the case of
hearings, proceedings, or investigations before or conducted by the
department neither any person certified to apply pesticides nor the
holder of a business registration issued pursuant to article 33, nor an
employee of such registration holder or, nor an officer or stockholder
in a registered corporation, when required to attend as a witness, shall
be entitled to any subpoena fee or mileage. Any member of the department
or any person who may be designated hereunder by the department to hold
hearings may administer oaths to witnesses. The department also may
provide for the taking of depositions of witnesses for the purpose of
any such hearing. In such case, such officer, employee or other person
may administer oaths to the witnesses whose depositions are to be taken.
Each deposition shall be reduced to writing and subscribed by the
deponent.
Immunity of witnesses.
In any investigation, hearing or inquiry, conducted pursuant to
article 33 of this chapter or this title or the rules of the department
made pursuant thereto, the commissioner, or his deputy or other officer
presiding at such investigation, hearing or inquiry, may confer immunity
in accordance with the provisions of section 50.20 of the criminal
procedure law.
Sanctions.
1. Administrative sanctions. Except as otherwise provided in this
subdivision, any person who violates any provision of article 33 of this
chapter or any rule, regulation or order issued thereunder or commits
any offense described in section 33-1301 of this chapter shall be liable
to the people of the state for a civil penalty not to exceed five
thousand dollars for a first violation, and not to exceed ten thousand
dollars for a subsequent offense, to be assessed by the commissioner
after a hearing or opportunity to be heard. Notwithstanding any
provision of law to the contrary, an owner or owner's agent of a
multiple dwelling or owner, owner's agent or a person in a position of
authority for all other types of premises, as such terms are defined in
paragraph d of subdivision five of section 33-0905 of this chapter, who
violates any provision of a local law adopted pursuant to subdivision
one of section 33-1004 of this chapter relating to paragraph b of such
subdivision, and a person, who violates any provision of a local law
adopted pursuant to subdivision one of section 33-1004 of this chapter
relating to paragraph c of such subdivision, and a person who violates
the provisions of subdivision three of section three hundred ninety-c of
the social services law shall, for a first such violation, in lieu of a
penalty, be issued a written warning and shall also be issued
educational materials pursuant to subdivision two of section 33-1005 of
this chapter. Such person shall, however, for a second violation, be
liable to the people of the state for a civil penalty not to exceed one
hundred dollars, and not to exceed two hundred fifty dollars for any
subsequent violation, such penalties to be assessed by the commissioner
after a hearing or opportunity to be heard.
Notwithstanding any provision of law to the contrary, any person who
violates the provisions of a local law adopted pursuant to subdivision
one of section 33-1004 of this chapter relating to paragraph a of such
subdivision, shall be issued a warning for the first violation and shall
be provided seven days to correct such violation; and shall be liable to
the people of the state for a civil penalty not to exceed one hundred
dollars for a second violation, and not to exceed two hundred fifty
dollars for a subsequent violation, to be assessed by the commissioner
after a hearing or opportunity to be heard. The commissioner, acting by
the attorney general, may bring suit for collection of such assessed
civil penalty in any court of competent jurisdiction. Such civil penalty
may be released or compromised by the commissioner before the matter has
been referred to the attorney general; and where such matter has been
referred to the attorney general, any such penalty may be released or
compromised and any action commenced to recover the same may be settled
and discontinued by the attorney general with the consent of the
commissioner. Any civil penalty assessed by the commissioner under this
subdivision shall be reviewable in a proceeding under article 78 of the
civil practice law and rules.
2. Civil sanctions. In lieu of seeking administrative sanctions, the
commissioner may refer any violation described in subdivision 1 of this
section to the attorney general who shall be empowered to bring a civil
suit to seek any of the sanctions described in subdivision 1 of this
section. Any such sanctions imposed may be released or compromised or
the action may be settled and discontinued by the attorney general with
the consent of the commissioner.
3. Criminal sanctions. Any person who, having the culpable mental
states defined in subdivision one or two of section 15.05 or in section
20.20 of the penal law, violates any provision of article 33 of this
chapter or any rule, regulation thereunder or commits any offense
described in section 33-1301 of this chapter, except an offense relating
to the application of a general use pesticide shall be guilty of a
misdemeanor and, upon conviction thereof, shall be punished by a fine
not to exceed five thousand dollars for each day during which such
violation continues or by imprisonment for a term of not more than one
year, or by both such fine and imprisonment. If the conviction is for a
subsequent offense committed after a first conviction of such person
under this subdivision, punishment shall be by a fine not to exceed ten
thousand dollars for each day during which such violation continues or
by imprisonment for a term of not more than one year, or by both such
fine and imprisonment. When a violation consists of the manufacture or
production of any prohibited article, each day during which or any part
of which such manufacture or production is carried on or continued,
shall be deemed a separate violation. Any person who violates any
provision of article 33 of this chapter or any rule or regulation
thereunder or commits any offense described in section 33-1301 of this
chapter relating to the use of a general use pesticide shall be guilty
of a violation and, upon conviction thereof, shall be punished by a fine
not to exceed twenty-five hundred dollars. If the conviction is for a
subsequent offense committed after the first such conviction of such
person under this subdivision, punishment shall be by a fine not to
exceed five thousand dollars. Prosecution hereunder may be conducted by
either the attorney general or the district attorney consistent with
section 71-0403 of this article. With respect to violations of section
33-1004 of this chapter, penalties imposed pursuant to this subdivision
may be assessed only against a person providing a commercial lawn
application.
4. When a violation consists of the sale, or the offering or exposing
for sale or exchange of any prohibited article or substance, the sale of
each one of several packages shall constitute a separate violation, and
each day on which any such article or substance is offered or exposed
for sale or exchange shall constitute a separate violation. When the use
of any such article or substance is prohibited, each day during which or
any part of which such article or substance is so used or furnished for
use, shall constitute a separate violation, and the furnishing of the
same for use to each person to whom the same may be furnished shall
constitute a separate violation. When the storage of any article is
prohibited beyond a certain period, each day during which or any part of
which any article is so stored beyond the period provided for by article
33 of this chapter or this title shall constitute a separate violation.
5. This section shall not affect the rights of any other person
seeking damages arising out of a violation.
Aiders and abettors.
Any person knowingly aiding or abetting any other person in the
violation of any provision of article 33 of this chapter or any rule,
regulation, or order of the department made pursuant thereto shall be
subject to the same punishment and penalty as that prescribed by this
title for the violation by such other person.
Injunction against violations.
Whenever it appears that any person is violating or threatening to
violate any provision of article 33 of this chapter or any rule,
regulation or order issued thereunder or is committing any offense
described in section 33-1301 of this chapter, the department, acting by
the attorney general, may bring suit against such person in any court of
competent jurisdiction to restrain such person from continuing such
violation or from carrying out the threat of violation. In any such
suit, the court shall have jurisdiction to grant to the department
without bond or other undertaking, such prohibitory or mandatory
injunctions as the facts may warrant, including temporary restraining
orders or preliminary injunctions.
Act of officer or agent deemed act of principal.
In construing and enforcing the provisions of article 33 of this
chapter or this title relating to penalties, the act of a director,
officer, agent or other person acting for or employed by a person,
association or corporation subject to the provisions of article 33 of
this chapter or this title and acting within the scope of his
employment, shall be deemed the act of such person, association or
corporation.
Disposal of fines and moneys recovered.
Except as otherwise provided in article 33 of this chapter or this
title, all moneys recovered, either as fines, penalties, forfeitures or
otherwise, for the violation of any of the provisions of article 33 of
this chapter or this title, or of the rules of the department, and all
bail forfeited by persons charged with such violations, shall be the
property of the state. Moneys so recovered by town justices shall be
paid to the state comptroller in accordance with the provisions of
section 27 of the town law and moneys so recovered by village justices
to the state comptroller in accordance with the provisions of section
4-410 of the village law. The same disposal shall be made of all moneys
recovered upon any bond given by any officer by virtue of the provisions
of article 33 of this chapter or this title. The comptroller shall
deposit all such moneys into the general fund to the credit of the state
purposes account.
TITLE 31 Enforcement of Article 35
Enforcement of article 35.
Any person who violates any of the provisions of, or who fails to
perform any duties imposed by article 35 or any regulation promulgated
by the commissioner thereunder, shall be liable to a civil penalty of
not more than twenty-five hundred dollars for each such violation and an
additional penalty of not more than five hundred dollars for each day
during which such violation continues, and, in addition thereto, such
person may be enjoined from continuing such violation. Penalties and
injunctive relief provided herein shall be recoverable in an action
brought by the Attorney General at the request and in the name of the
commissioner.
TITLE 33 Enforcement of Article 43
Applicability of this title.
This title shall apply to the enforcement of article forty-three of
this chapter. In addition to the provisions contained herein, the
provisions of sections 71-0101 and 71-0301 and titles two and five of
this article shall apply to enforcement of article forty-three of this
chapter; provided, however, whenever such sections reference the
department or commissioner, such references shall be deemed to be
references to the Lake George park commission for the purposes of this
article.
Civil and administrative sanctions.
1. Any person who violates any provision of, or fails to perform any
duty imposed by article forty-three of this chapter or any rule or
regulation promulgated pursuant thereto, or any term or condition of any
certificate or permit issued pursuant thereto, or any final
determination or order of the Lake George park commission made pursuant
to article forty-three of this chapter shall be liable for a civil
penalty not to exceed five hundred dollars for each such violation and
an additional penalty of five hundred dollars for each day during which
such violation continues, to be assessed by the Lake George park
commission after an opportunity to be heard, or by the court in any
action or proceeding initiated by the attorney general in the name of
the Lake George park commission. In addition thereto, such person may,
by similar process, be enjoined from continuing such violation, and any
permit or certificate issued to such person may be revoked or suspended,
or a pending renewal application denied based upon such violation.
2. Such civil penalty may be released or compromised by the Lake
George park commission before the matter has been referred to the
attorney general; and, where such matter has been referred to the
attorney general, any such penalty may be released or compromised and
any action commenced to recover the same may be settled and discontinued
by the attorney general with the consent of the Lake George park
commission.
Administrative procedures.
1. In any proceeding initiated by the Lake George park commission
pursuant to this title, the commission or any person designated by the
commission for this purpose, may issue subpoenas and administer oaths in
connection with any hearing or investigation under or pursuant to the
provisions of this chapter, and it shall be the duty of the Lake George
park commission and any persons designated by it for such purpose to
issue such subpoenas at the request of and on behalf of any respondent.
2. The Lake George park commission and those persons designated by it
shall not be bound by the laws of evidence in the conduct of hearing
proceedings, but the determination shall be founded upon sufficient
legal evidence to sustain it.
3. All proceedings where the administrative penalties sought by the
Lake George park commission exceeds five thousand dollars, shall be
referred to the commissioner for processing in accordance with the
procedures specified in section 71-1709 of this chapter, except that,
following the processing of such proceedings, the Lake George park
commission shall make appropriate determinations and issue an order in
accordance therewith in lieu of such action by the commissioner. All
proceedings where the administrative penalties sought are less than or
equal to five thousand dollars, may either be referred to the
commissioner as provided herein, or the Lake George park commission may
appoint a hearing officer who must be an attorney admitted to practice
law in the state of New York, who shall preside over such hearing and
report to the Lake George park commission regarding the hearing. The
commission shall establish by rules and regulations regarding
qualifications of such hearing officers and appointment procedures,
including per diem fees not to exceed two hundred fifty dollars.
Criminal sanctions.
Any person who, having any of the culpable mental states defined in
section 15.05 of the penal law, shall violate any of the provisions of
or who fails to perform any duty imposed by article forty-three of this
chapter or any rules or regulations promulgated thereto, or any final
determination or order of the Lake George park commission shall be
guilty of a violation, and, upon conviction thereof, shall be punished
by a fine not to exceed five hundred dollars for each violation and five
hundred dollars for each day such violation shall continue.
TITLE 35 Miscellaneous Enforcement Provisions
Putting noisome or unwholesome substances or maintaining
noisome business on or near highway.
A person, who deposits, leaves or keeps, on or near a highway or route
of public travel, either on the land or on the water, any noisome or
unwholesome substance, or establishes, maintains or carries on, upon or
near a public highway or route of public travel, either on the land or
on the water, any business, trade or manufacture which is noisome or
detrimental to public health, is guilty of a misdemeanor, punishable by
a fine of not less than one hundred dollars, or by imprisonment not less
than three nor more than six months, or both.
Throwing gas tar or refuse into public waters.
A person, who throws or deposits gas tar, or the refuse of a gas house
or gas factory, or offal, refuse, or any other noxious, offensive, or
poisonous substance into any public waters, or into any sewer or stream
running or entering into such public waters, is guilty of a misdemeanor.
TITLE 36 Environmental Easements
Declaration of policy and statement of purpose.
The legislature hereby finds and declares that contaminated site
remedial programs are an important and necessary component of the
state's policy of restoring and revitalizing real property located
throughout New York state. The legislature further finds that when an
environmental remediation project leaves residual contamination at
levels that have been determined to be safe for a specific use, but not
all uses, or includes engineered structures that must be maintained or
protected against damage to be effective, it is necessary to provide an
effective and enforceable means of ensuring the performance of
maintenance, monitoring or operation requirements, and of ensuring the
potential restriction of future uses of the land, including restrictions
on drilling for or pumping groundwater for as long as any residual
contamination remains hazardous. The legislature declares, therefore,
that it is in the public interest to create environmental easements
because such easements are necessary for the protection of human health
and the environment and to achieve the requirements for remediation
established at contaminated sites.
Definitions.
When used in this title:
1. "Affected local government" shall mean every municipality in which
land subject to an environmental easement is located.
2. "Environmental easement" shall mean an interest in real property,
created under and subject to the provisions of this title which contains
a use restriction and/or a prohibition on the use of land in a manner
inconsistent with engineering controls; provided that no such easement
shall be acquired or held by the state which is subject to the
provisions of article fourteen of the constitution.
Environmental easements; certain common law rules not
applicable.
1. An environmental easement shall be granted by the title owners of
the relevant real estate only by an instrument, that complies with the
requirements of section 5-703 of the general obligations law.
2. The title owners shall furnish to the department abstracts of title
and other documents sufficient to enable the department to determine
that the easements shall be enforceable. An environmental easement shall
be in a form prescribed by the department. An environmental easement
shall describe the property encumbered by the easement by adequate legal
description or by reference to a recorded map showing its boundaries and
bearing the seal and signature of a licensed land surveyor or, if the
easement encumbers the entire property described in a deed of record,
the easement may incorporate by reference the description in such deed,
otherwise it shall refer to the liber and page of the deed or deeds of
the record owner or owners of the real property burdened by the
environmental easement. An environmental easement shall:
(a) name the state, acting through the department, as grantee;
(b) contain a complete description of any use restrictions and/or
engineering control to which the real property is subject;
(c) run with the land, binding the owner of the land and the owner's
successors and assigns;
(d) include an acknowledgment by the commissioner of acceptance of the
easement by the department; and
(e) include an agreement to incorporate, either in full or by
reference, the environmental easement in any leases, licenses, or other
instruments granting a right to use the property that may be affected by
such easement.
3. Until such time as the environmental easement is extinguished, the
property deed and all subsequent instruments of conveyance relating to
the subject property shall state in at least fifteen-point bold-faced
type: "This property is subject to an environmental easement held by the
New York state department of environmental conservation pursuant to
title 36 of article 71 of the environmental conservation law."
4. An environmental easement granted pursuant to this title shall be
enforceable in perpetuity. After the recording of the easement, each
instrument transferring an interest in the area affected by the easement
shall include a specific reference to the recorded easement.
5. An environmental easement granted pursuant to this section may be
extinguished or amended only by a release or amendment of the easement
executed by the commissioner and filed with the office of the recording
officer for the county or counties where the land is situated in the
manner prescribed by article nine of the real property law.
6. For any person who intentionally violates an environmental easement
the department may revoke the certificate of completion provided by
section 27-1419 of this chapter as to the relevant real estate.
7. An environmental easement shall be held only by the state, except
that the state shall not be authorized or empowered to acquire or hold
any environmental easement which is subject to the provisions of article
fourteen of the constitution.
8. An environmental easement shall be duly recorded and indexed as
such in the office of the recording officer for the county or counties
where the land is situate in the manner prescribed by article nine of
the real property law. The property deed and all subsequent instruments
of conveyance relating to the property encumbered by the easement shall
reference, by book and page number, the environmental easement. Such
deed and instrument shall also specify that the eligible property is
subject to the restrictions contained in such easement. An instrument
for the purpose of creating, conveying, modifying, or terminating an
environmental easement shall not be effective unless recorded.
9. The department shall include a copy of each environmental easement
in the database created pursuant to section 27-1415 of this chapter and
make such database readily searchable.
10. An environmental easement may be enforced in law or equity by its
grantor, by the state, or any affected local government as defined in
section 71-3603 of this title. Such easement is enforceable against the
owner of the burdened property, any lessees, and any person using the
land. Enforcement shall not be defeated because of any subsequent
adverse possession, laches, estoppel, reversion or waiver. No general
law of the state which operates to defeat the enforcement of any
interest in real property shall operate to defeat the enforcement of any
environmental easement unless such general law expressly states the
intent to defeat the enforcement of such easement or provides for the
exercise of the power of eminent domain. It is not a defense in any
action to enforce an environmental easement that:
(a) it is not appurtenant to an interest in real property;
(b) it is not of a character that has been recognized traditionally at
common law;
(c) it imposes a negative burden;
(d) it imposes affirmative obligations upon the owner of any interest
in the burdened property;
(e) the benefit does not touch or concern real property;
(f) there is no privity of estate or of contract; or
(g) it imposes an unreasonable restraint on alienation.
11. Agents, employees, or other representatives of the state may enter
and inspect the property burdened by an environmental easement in a
reasonable manner and at reasonable times to assure compliance with the
restriction.
12. The department may promulgate regulations establishing standards
and procedures for environmental easements.
Coordination with local governments.
1. Whenever the department is granted an environmental easement, it
shall provide each affected local government with a copy of such
easement and shall also provide a copy of any documents modifying or
terminating such environmental easement.
2. Whenever an affected local government receives an application for a
building permit or any other application affecting land use or
development of land that is subject to an environmental easement and
that may relate to or impact such easement, the affected local
government shall notify the department and refer such application to the
department. The department shall evaluate whether the application is
consistent with the environmental easement and shall notify the affected
local government of its determination in a timely fashion, considering
the time frame for the local government's review of the application. The
affected local government shall not approve the application until it
receives approval from the department.
Scope of this title.
This title shall not affect any interests or rights in real property
which are not environmental easements, and shall not affect the rights
of owners to convey any interests in real property which they could now
create under existing law without reference to the terms of this title.
Nothing in this title shall diminish the powers granted by any other law
to acquire interests or rights in real property by purchase, gift,
eminent domain, or otherwise and to use the same for public purposes.
Severability.
The provisions of this title shall be severable, and if any clause,
sentence, paragraph, subdivision, or part of this title shall be
adjudged by any court of competent jurisdiction to be invalid, such
judgment shall not affect, impair or invalidate the remainder thereof,
but shall be confined in its operation to the clause, sentence,
paragraph, subdivision, or part thereof directly involved in the
controversy in which such judgment shall have been rendered; provided
that if an environmental easement created pursuant to this title is
determined by any court of competent jurisdiction to be land or water or
an interest in land or water subject to the provisions of article
fourteen of the constitution, then the authority of the state to hold or
acquire such easement and the conveyance to the state of such easement
shall be void ab initio.
TITLE 37 Enforcement of Article 37
Enforcement of article 37.
1. Any person who violates any of the provisions of, or who fails to
perform any duty imposed by section 37-0107 or any rule or regulation
promulgated pursuant hereto, shall be liable for a civil penalty not to
exceed two thousand five hundred dollars for each such violation and an
additional penalty of not more than five hundred dollars for each day
during which such violation continues, and, in addition thereto, such
person may be enjoined from continuing such violation.
2. Any person who violates any of the provisions of, or who fails to
perform any duty imposed by section 37-0505 or any rule or regulation
promulgated pursuant hereto, shall be liable for a civil penalty not to
exceed one thousand dollars for each day during which such violation
continues, and in addition thereto, such person may be enjoined from
continuing such violation. Such person shall for a second violation be
liable to the people of the state for a civil penalty not to exceed two
thousand five hundred dollars for each day during which such violation
continues.
3. Any person who violates any of the provisions of, or who fails to
perform any duty imposed by section 37-0705 or any rule or regulation
promulgated pursuant hereto, shall be liable for a civil penalty not to
exceed one thousand dollars for each day during which such violation
continues, and in addition thereto, such person may be enjoined from
continuing such violation. Such person shall for a second violation be
liable to the people of the state for a civil penalty not to exceed two
thousand five hundred dollars for each day during which such violation
continues.
4. Any person who violates any of the provisions of, or who fails to
perform any duty imposed by section 37-0117 or any rule or regulation
promulgated pursuant hereto, shall be liable for a civil penalty not to
exceed one thousand dollars for each day during which such violation
continues, and in addition thereto, such person may be enjoined from
continuing such violation. Such person shall for a second violation be
liable to the people of the state for a civil penalty not to exceed two
thousand five hundred dollars for each day during which such violation
continues.
5. Any person who violates any of the provisions of or who fails to
perform any duty imposed by sections 37-1003 and 37-1007 of this chapter
or any rule or regulation promulgated pursuant hereto, shall be liable
for a civil penalty not to exceed one thousand dollars for each day
during which such violation continues, and in addition thereto, such
person may be enjoined from continuing such violation. Such person shall
for a second violation be liable to the people of the state for a civil
penalty not to exceed two thousand five hundred dollars for each day
during which such violation continues.
6. Any person who violates any of the provisions of, or who fails to
perform any duty imposed by section 37-0121 of this chapter or any rule
or regulation promulgated pursuant hereto, shall be liable for a civil
penalty not to exceed one thousand dollars for each day during which
such violation continues, and in addition thereto, such person may be
enjoined from continuing such violation. Such person shall for a second
violation be liable to the people of the state for a civil penalty not
to exceed two thousand five hundred dollars for each day during which
such violation continues.
7. Any person who violates any of the provisions of, or who fails to
perform any duty imposed by section 37-1101 of this chapter or any rule
or regulation promulgated pursuant hereto, shall be liable for a civil
penalty not to exceed one thousand dollars for each day during which
such violation continues, and in addition thereto, such person may be
enjoined from continuing such violation. Such person shall for a second
violation be liable to the people of the state for a civil penalty not
to exceed two thousand five hundred dollars for each day during which
such violation continues.
Enforcement of section 37-0115.
1. Any person who violates any provision of or fails to perform any
duty imposed by section 37-0115 of this chapter shall upon the first
finding of such a violation be liable for a civil penalty not to exceed
five hundred dollars for each violation. Any person convicted of a
second or subsequent violation shall be liable for a civil penalty not
to exceed twenty-five hundred dollars for each violation.
2. All civil penalties and fines collected for any violation of
section 37-0115 of this chapter shall be paid over to the commissioner
for deposit in the environmental protection fund established by section
ninety-two-s of the state finance law.
TITLE 38 Enforcement of Article 38
Enforcement of article thirty-eight.
Any person who violates any of the provisions of, or who fails to
perform any duty imposed by article thirty-eight or any regulation
promulgated by the commissioner thereunder, shall be liable to a civil
penalty of not more than twenty-five hundred dollars for each such
violation and an additional penalty of not more than five hundred
dollars for each day during which such violation continues, and, in
addition thereto, such person may be enjoined from continuing such
violation. Penalties and injunctive relief provided herein shall be
recoverable in an action brought by the attorney general acting alone or
at the request of the commissioner.
TITLE 39 Enforcement of Article 39
Applicability of this title.
The provisions of this title shall be applicable to the enforcement of
article thirty-nine.
Violations; penalties.
1. Administrative sanctions. Any person who violates, disobeys or
disregards any provision of article thirty-nine shall be liable to the
people of the state for a civil penalty of not to exceed three thousand
dollars for every such violation, to be assessed by the commissioner
after a hearing or opportunity to be heard. The penalty may be recovered
in an action brought by the commissioner in any court of competent
jurisdiction. Such civil penalty may be released or comprised by the
commissioner before the matter has been referred to the attorney
general; and where such matter has been referred to the attorney
general, any such penalty may be released or comprised and any action
commenced to recover the same may be settled and discontinued by the
attorney general with the consent of the commissioner. In addition, the
commissioner shall have power, following a hearing, to direct the
violator to cease his violation of article thirty-nine and, where
appropriate, to recall any sewage system cleaners or additives sold or
distributed in violation of said article. Any such order of the
commissioner shall be enforceable in an action brought by the
commissioner in any court of competent jurisdiction. Any civil penalty
or order issued by the commissioner under this subdivision shall be
reviewable in a proceeding under article seventy-eight of the civil
practice law and rules commenced within thirty days of such penalty or
order.
2. Criminal sanctions. Any person who knowingly violates any provision
of section 39-0105 of this chapter shall, in addition to the sanctions
provided in subdivision one of this section, for the first offense, be
guilty of a violation punishable by a fine of not less than five hundred
nor more than one thousand dollars; for a second and each subsequent
offense he shall be guilty of a misdemeanor punishable by a fine of not
less than one thousand nor more than three thousand dollars or a term of
imprisonment of not more than six months or both. In addition to or
instead of these sanctions, any offender shall be punishable by being
ordered by the court to recall any sewage system cleaners or additives
sold or distributed in violation of article thirty-nine. The court shall
specify a reasonable time for the completion of the recall. Each offense
shall be a separate and distinct offense and, in the case of a
continuing offense, each day's continuance thereof shall be deemed a
separate and distinct offense.
Enforcement.
The attorney general or a district attorney, at the request of the
attorney general or the commissioner, may prosecute persons who violate
article thirty-nine. In addition the attorney general, on his own
initiative or at the request of the commissioner, shall have the right
to recover a civil penalty of not to exceed three thousand dollars for
every violation of any provision of said article, and to seek equitable
relief to restrain any violation or threatened violation of such article
and to require the recall of any sewage system cleaners or additives
sold or distributed in violation of said article.
Warrants; seizure.
Any police officer shall have authority to execute any warrant to
search for and seize any sewage system cleaners or additives sold,
distributed or offered or exposed for sale in violation of article
thirty-nine. Such cleaners or additives shall be held pending
proceedings in any court of competent jurisdiction, and upon conviction
or upon the entry of a judgment restraining the sale, distribution or
offer or exposure for sale of said cleaners or additives on the ground
that said items were sold, distributed or exposed or offered for sale in
violation of article thirty-nine, the seized items shall be forfeited
and, upon forfeiture, destroyed under the supervision of the
commissioner. Where property has been seized pursuant to the provisions
of this article from a person who was not convicted of an offense or
subject to a restraining order, a notice of the institution of a
forfeiture proceeding shall be served on that person, and the person
shall be allowed to appear and shall be given an opportunity to be heard
at the forfeiture proceeding.
TITLE 40 Other General Provisions
General criminal penalty.
Except as otherwise specifically provided elsewhere in this chapter or
in the penal law, (a) a person who violates any provision of this
chapter, or any rule, regulation or order promulgated pursuant thereto,
or the terms or conditions of any permit issued thereunder, shall be
guilty of a violation; (b) each day on which such violation occurs shall
constitute a separate violation; and (c) for each such violation the
person shall be subject upon conviction to imprisonment for not more
than fifteen days or to a fine of not more than nine hundred dollars, or
to both such imprisonment and such fine.
General civil penalty.
Except as otherwise specifically provided elsewhere in this chapter, a
person who violates any provision of this chapter, or any rule,
regulation or order promulgated pursuant thereto, or the terms or
conditions of any permit issued thereunder, shall be liable to a civil
penalty of not more than one thousand dollars, and an additional civil
penalty of not more than one thousand dollars for each day during which
each such violation continues. Any civil penalty provided for by this
chapter may be assessed following a hearing or opportunity to be heard.
TITLE 41 Enforcement of Article 72
Applicability of this title.
The provisions of this title shall be applicable to the enforcement of
article seventy-two.
Enforcement of article seventy-two.
Any person who violates any of the provisions of article seventy-two
of this chapter or the regulations promulgated thereunder shall be
liable for a civil penalty of up to one thousand dollars in addition to
any amount assessed as a penalty pursuant to subdivision five of section
72-0201 of this chapter, except that any person who fails to pay fees
required pursuant to section 72-0303 of this chapter shall be subject to
penalty provisions pursuant to subdivision twelve of section 72-0201 of
this chapter.
TITLE 43 Enforcement of Article 40
Applicability of title.
The provisions of this title shall apply to the enforcement of article
forty of this chapter.
Violations of article forty of this chapter.
1. Civil and administrative sanctions. Any person who violates any of
the provisions of, or who fails to perform any duty imposed by, article
forty of this chapter or any rule or regulation promulgated thereunder,
or any terms or conditions of any certificate or permit issued pursuant
thereto, or any final determination or order of the commissioner made
pursuant to this title, shall be liable in the case of a civil penalty
not to exceed twenty-five thousand dollars and an additional penalty of
not more than twenty-five thousand dollars for each day during which
such violation continues, to be assessed by the commissioner after an
opportunity to be heard pursuant to the provisions of section 71-1709 of
this article or by a court in any action or proceeding pursuant to this
title, and, in addition thereto such person may by similar process be
enjoined from continuing such violation. In addition, upon the provision
of notice stating the grounds for its action and giving an opportunity
for hearing, the commissioner may revoke, suspend or deny a certificate
or a renewal of a certificate issued pursuant to article forty of this
chapter. In the case of a second violation, the liability shall be for a
civil penalty not to exceed fifty thousand dollars for such violation
and an additional penalty not to exceed fifty thousand dollars for each
day during which such violation continues.
2. Criminal sanctions. Any person who, having any of the culpable
mental states defined in section 15.05 of the penal law, shall violate
any of the provisions of or who fails to perform any duty imposed by
article forty of this chapter or any rules or regulations promulgated
pursuant thereto, or any term or condition of any certificate or permit
issued pursuant thereto, or any final determination or order of the
commissioner made pursuant to this title shall be guilty of a
misdemeanor and, upon conviction thereof, shall for a first conviction
be punished by a fine not to exceed twenty-five thousand dollars per day
of violation or by imprisonment for a term of not more than one year, or
by both such fine and imprisonment. If the conviction is for an offense
committed after a first conviction of such person under this
subdivision, punishment shall be by a fine not to exceed fifty thousand
dollars per day of violation, or by imprisonment for not more than two
years or by both such fine and imprisonment.
Enforcement of article forty of this chapter.
1. The commissioner, after investigation, notice and an opportunity to
be heard, may issue, modify and revoke orders prohibiting violations of
any of the provisions of article forty or of any rule or regulation
promulgated pursuant thereto and requiring the taking of such remedial
measures as may be necessary or appropriate.
2. The attorney general, on his own initiative after consultation with
the commissioner or at the request of the commissioner, may initiate any
appropriate action or proceeding to enforce any provision of article
forty of this chapter or any rule or regulation promulgated pursuant
thereto or any order issued or penalty assessed pursuant to this title.
TITLE 44 Enforcement of Title 15
ARTICLE 72 Environmental Regulatory Program Fees
TITLE 1 Declaration of Policy; Definitions
Declaration of policy.
The legislature of the state of New York hereby declares that
comprehensive environmental regulatory management programs are essential
to protect New York state's environmental resources and the public's
health and welfare. It further declares that those regulated entities
which use or have an impact on the state's environmental resources
should bear the costs of the regulatory provisions which permit the use
of these resources in a manner consistent with the environmental,
economic and social needs of the state. The legislature further declares
that regulatory fees are an appropriate mechanism to pay a portion of
the costs of the department's regulatory functions and programs and a
portion of the costs to fund the cleanup of inactive hazardous waste
disposal sites and that such fees should be borne by the state's
regulated entities in order to further strengthen the state's
capabilities to achieve its environmental quality objectives. The
legislature further declares that the department's regulatory programs
and corresponding costs vary according to certain relevant technical
criteria which shall be considered in determining adjustments to fees as
provided in this chapter.
Definitions.
When used in this article:
"State environmental regulatory program" means any of the regulatory
or permit programs for which fees are assessed under this article.
TITLE 2 Annual Program Costs and Fees
Fees and penalties.
1. a. Notwithstanding any general or special law to the contrary, all
persons who require a permit or approval pursuant to a state
environmental regulatory program, or who are subject to regulation under
a state environmental regulatory program shall submit a fee as
authorized under this article annually to the department, on such forms
and at such times as specified by the department.
b. Notwithstanding any general or special law to the contrary,
one-half of all monies collected by the department pursuant to section
72-0502 of this article shall be deposited in the hazardous waste
remedial fund, created pursuant to section ninety-seven-b of the state
finance law.
c. Notwithstanding any general or special law to the contrary, all
monies collected by the department pursuant to subdivision twelve of
this section and section 72-0303 of this article shall be deposited in
the operating permit program account of the clean air fund created
pursuant to section ninety-seven-oo of the state finance law.
d. Notwithstanding any general or special law to the contrary, all
monies collected by the department pursuant to title ten of this article
shall be deposited in the mined land reclamation program account created
pursuant to section 72-1011 of this article.
e. Notwithstanding any general or special law to the contrary, all
monies collected by the department pursuant to section 72-0402 of this
article shall be deposited as follows: (i) fifteen percent in the
environmental protection fund established by section ninety-two-s of the
state finance law not to exceed two million one hundred thousand
dollars; and (ii) seventy-one percent in the industry fee transfer
account of the hazardous waste remedial fund established by subdivision
one of section ninety-seven-b of the state finance law.
2. All persons subject to regulation under a state environmental
regulatory program including those persons holding existing permits,
certificates or approvals under such programs shall be liable for fees
authorized by this article on and after April first, nineteen hundred
eighty-three.
3. Liability for fees authorized by this chapter for persons receiving
new permits, certificates or approvals shall equal the annual fee
established pursuant to this title and prorated from the date of
issuance.
4. Payment of fees shall be due within thirty days of billing by the
department.
5. If the amount of the fee is not paid within forty-five days of the
last date prescribed under subdivision four of this section, a penalty
shall be imposed on such deficiency. The amount of such penalty shall
not exceed five percent of such deficiency per month and the total
penalty shall not exceed twenty-five percent of the deficiency.
Notice of the determination of a penalty, and notice of the right to
appeal such determination shall be given to the person liable for the
payment of the fee and any penalty due. The penalty as determined
pursuant to this subdivision shall be finally and irrevocably assessed
unless a hearing is requested by certified mail to the commissioner
within thirty days after receiving notice of the determination of a
penalty, or unless the commissioner on his own motion shall redetermine
such penalty. After such hearing the commissioner shall give notice of
final determination to the person against whom the fee and penalty is
assessed. No such penalty as defined in this subdivision shall be
assessed until after the expiration of the period in which a hearing may
be requested, or after the issuance of a final determination following a
hearing, whichever comes later.
6. In addition to any penalty that may be assessed pursuant to
subdivision five of this section, there shall be collected interest upon
the unpaid amount at the underpayment rate set by the commissioner of
taxation and finance pursuant to section one thousand ninety-six of the
tax law, minus four percentage points. Such interest shall accrue thirty
days from the date prescribed for fee payment until payment is actually
made to the department.
7. In the event that a person fails to pay any fee as finally
determined, such determination to be final when all administrative and
judicial appeals thereof, if any, have been completed, the department
may suspend, until the fee is paid, the permit, certificate or approval
for the activity which is subject to that fee.
8. The commissioner shall promulgate regulations necessary to
effectuate the purposes of this article. Such regulations may also
include provisions regarding hearings to resolve disputed fee and
penalty determinations.
9. a. In the event a penalty or interest is collected pursuant to
subdivision five or six of this section for fees due under section
72-0402, or section 72-0502 of this article, one-half of the penalty or
interest shall be deposited by the department in the industry fee
transfer account of the hazardous waste remedial fund.
b. In the event a penalty or interest is collected pursuant to
subdivision five or six of this section for fees due under section
72-0403 of this article, such penalty or interest shall be deposited in
the industry fee transfer account of the hazardous waste remedial fund
established by subdivision one of section ninety-seven-b of the state
finance law.
10. No portion of the fees collected pursuant to this article shall be
used for any purpose if such use, under federal law, would preclude the
collection of such a fee.
11. a. All fees collected pursuant to this article shall be paid into
the environmental conservation special revenue fund to the credit of the
environmental regulatory account, unless herein provided otherwise.
b. Moneys of such account shall include interest earnings on any
account balances and shall be available for appropriation and allocation
for the purposes of carrying out the provisions of this chapter.
c. The moneys of the account shall be paid out on the audit and
warrant of the comptroller on vouchers certified or approved by the
commissioner or his duly designated representative.
d. Notwithstanding the provisions of any general or special law, no
moneys shall be available from the account until a certificate of
allocation and a schedule of amounts to be available therefor shall have
been issued by the director of the budget, and a copy of such
certificate filed with the comptroller. Such certificate may be amended
from time to time by the director of the budget and a copy of each such
amendment shall be filed with the comptroller.
e. Any reference to the environmental enforcement account in any
special or general law shall be deemed to be a reference to the
environmental regulatory account.
12. Notwithstanding any other provision of this section, any person
who fails to pay fees required pursuant to section 72-0303 of this
article shall pay a penalty of fifty per centum of the unpaid fee
amount, plus interest on the unpaid fee amount computed in accordance
with section 6621(a)(2) of the United States internal revenue code of
1986 (Public Law 99-514, 26 U.S.C. section 1 et seq.) from the date the
fee was required to be paid.
Collection of annual program fees.
1. Bills issued for the air quality control, hazardous waste, and
state pollutant discharge elimination system annual program fees due for
the state fiscal year beginning April first, nineteen hundred
eighty-five shall cover the period April first, nineteen hundred
eighty-five through December thirty-first, nineteen hundred eighty-five.
The fee for the period April first, nineteen hundred eighty-five through
December thirty-first, nineteen hundred eighty-five shall be equal to
three-quarters of the amount calculated in the manner prescribed by
sections 72-0302, 72-0402 and 72-0602 of this article.
2. Air quality control, hazardous waste, and state pollutant discharge
elimination system program fees for periods beginning after December
thirty-first, nineteen hundred eighty-five shall be calculated based
upon the calendar year.
3. Waste transporter program fees shall be calculated based upon the
permit year.
Annual report.
Notwithstanding any other provision of law, the department shall
submit, no later than January fifteenth in each year, a report to the
governor, the chairmen of the senate finance committee and assembly ways
and means committee, consisting of a summary and analysis of all moneys
paid pursuant to this article and all penalties, fines and other sums
collected or received pursuant to titles nineteen, twenty-one and
twenty-seven of article seventy-one of this chapter. The report shall
also include data relating to the moneys paid pursuant to this article
to the costs of regulation by permit category as defined in this
article.
TITLE 3 Air Quality Control Program Fee
Definitions.
When used in this title:
1. The "Act" shall mean the Clean Air Act, 42 U.S.C. §7401 et seq., as
amended by P.L. 101-549, November 15, 1990.
2. "Actual emissions" means the emissions which were emitted to the
ambient air, and shall include fugitive emissions if such emissions are
considered in determining whether a source is a major air contamination
source.
3. "Air contamination source" means all sources required to obtain a
permit, certificate or approval pursuant to article nineteen of this
chapter.
4. "Combustion installation" means one or more furnace, device, engine
or turbine in which fossil fuel or wood is burned with air or oxygen and
the air contaminant emissions include only those products resulting
from:
a. combustion of the fuel;
b. additives or impurities in the fuel; and
c. material introduced for the purpose of altering air contaminant
emissions.
A combustion installation may consist of:
(1) a single furnace exclusively connected to an air cleaning device
or stack; or
(2) two or more furnaces connected to a common air cleaning device or
stack.
5. "Emission point" means any conduit, chimney, duct, vent, flue,
stack or other functionally equivalent opening through which regulated
air contaminants are emitted to the ambient air.
6. "Fugitive emissions" means those emissions of a regulated air
contaminant that could not reasonably pass through an emission point.
7. "Gasoline dispensing site" means any site where gasoline is
dispensed into portable containers used to fuel any motor from any
stationary storage container or containers and that is required to
obtain a permit pursuant to article nineteen of this chapter.
8. "Incinerator" means any structure or furnace in which combustion
takes place and type 0, 1, 2, 3 or 4 refuse, as classified in Table 1 of
6 NYCRR Appendix 2, is used as a fuel, alone or in conjunction with
fossil fuel.
9. "Major air contamination source" shall have the meaning set forth
in subdivision 19 of section 19-0107 of this chapter.
10. "Permitted emission" means those emissions of a regulated air
contaminant which are authorized by permit to be emitted.
11. "Person" means an individual, trust, firm, joint stock company,
corporation (including a government corporation), partnership,
association, state, federal government and any agency thereof,
municipality, commission, political subdivision of a state or any
interstate body.
12. "Potential to emit" means the maximum capacity of a stationary
source to emit any regulated air contaminant under its physical and
operational design. Any physical or operational limitation on the
capacity of such source to emit a regulated air contaminant, including
air pollution control equipment and restrictions on the hours of
operation or on the type or amount of material combusted, stored or
processed, shall be treated as part of its design if the limitation is
enforceable by the commissioner and the administrator of the United
States environmental protection agency provided, however, that physical
or operational limitations enforceable by the commissioner shall be
treated as part of a source's design, if the commissioner is given such
authorization by the administrator.
13. "Process air contamination source" means:
a. any industrial, commercial, agricultural or other activity,
operation, manufacture or treatment (except incineration of type 0, 1,
2, 3 and 4 refuse, as classified in Table 1 of 6 NYCRR Appendix 2, open
burning and operation of combustion installations) in which chemical,
biological or physical properties of the material or materials are
changed, and which emits air contaminants to the outdoor atmosphere; or
b. any system which removes air contamination from any industrial,
commercial, agricultural or other activity, operation, manufacture or
treatment (except incineration of type 0, 1, 2, 3 and 4 refuse, as
classified in Table 1 of 6 NYCRR Appendix 2, open burning and operation
of combustion installations) and transports them from their point of
generation to the outdoor atmosphere.
14. "Regulated air contaminant" shall have the meaning set forth in
subdivision twenty-two of section 19-0107 of this chapter.
15. "Severe ozone nonattainment area" means that part of the state
designated pursuant to section 7407 of the Act as not meeting the
national ambient air quality standard for ozone, as classified under
section 7511 of the Act.
16. "State air quality control program" means those activities of the
department as specified in titles three and five of article nineteen of
this chapter relating to air pollution and air contamination and any
related enforcement activities.
State air quality control fees.
1. All persons, except those required to pay a fee under section
72-0303 of this title, who are required to obtain a permit, registration
or approval pursuant to the state air quality control program and the
rules and regulations adopted by the department hereunder shall submit
to the department a per emission point fee in an amount established as
follows:
a. $11,000.00 for a stationary combustion installation having a
maximum operating heat input equal to or greater than fifty million
British thermal units per hour as stated on the most recent application
for a permit or registration to operate and which emits or has the
potential to emit equal to or greater than any one of the following:
(i) one hundred tons per year of oxides of nitrogen, or if located in
a severe ozone nonattainment area, twenty-five tons per year; or
(ii) one hundred tons per year of sulfur dioxide; or
(iii) one hundred tons per year of particulates.
b. $2,000.00 for all stationary combustion installations which are not
included under paragraph a of this subdivision and which have a maximum
operating heat input greater than fifty million British thermal units
per hour as stated on the most recent application for a permit or
registration to operate.
c. $100.00 for a stationary combustion installation having a maximum
operating heat input less than fifty million British thermal units per
hour as stated on the most recent application for a permit or
registration to operate.
d. $2,000.00 for a process air contamination source for an annual
emission rate equal to or greater than twenty-five tons per year of any
one of the following: sulfur dioxide, nitrogen dioxide, total
particulates, carbon monoxide, total volatile organic compounds and
other specific air contaminants. The annual emission rate shall be the
actual annual emission rate as stated on the most recent application for
a permit or registration to operate. In the event that hours of
operation have not been specified on the application then maximum
possible hours of operation (8760 hours) will be used to calculate
actual annual emissions.
e. $160.00 for a process air contamination source, except a gasoline
dispensing site, for an annual emission rate less than twenty-five tons
per year of any one of the following: sulfur dioxide, nitrogen dioxide,
total particulates, carbon monoxide, total volatile organic compounds
and other specific air contaminants. The annual emission rate shall be
the actual annual emission rate as applied for on the most recent
application for a permit or registration to operate. In the event that
hours of operation have not been specified on the application then
maximum possible hours of operation (8760 hours) will be used to
calculate actual annual emissions.
f. $2,000.00 for an incinerator capable of charging two thousand
pounds of refuse per hour or greater. The charging capacity will be
established in accordance with the application for the most recent
permit or registration to operate the incinerator source and will be
calculated on an emission point basis.
g. $160.00 for an incinerator with a maximum design charge rate of
less than two thousand pounds of refuse per hour. The charging capacity
will be established in accordance with the application for the most
recent permit or registration to operate the incinerator source and will
be calculated on an emission point basis.
Provided, however, that where a city or county is delegated the
authority to administer the state air quality control program, or any
portion thereof, pursuant to paragraph p of subdivision two of section
3-0301 of this chapter and such city or county collects a fee in
connection with the issuance of a permit, registration or approval
pursuant to the state air quality control program, no additional
liability for fees under this section shall accrue for the particular
combustion installation, incinerator or process air contamination source
that is subject to the delegation.
Operating permit program fees.
* 1. Commencing January first, two thousand fifteen and every year
thereafter, all sources of regulated air contaminants identified
pursuant to subdivision one of section 19-0311 of this chapter shall
submit to the department an annual base fee of two thousand five hundred
dollars. This base fee shall be in addition to the fees listed below.
Commencing January first, nineteen hundred ninety-four and every year
thereafter all sources of regulated air contaminants identified pursuant
to subdivision one of section 19-0311 of this chapter shall submit to
the department an annual fee not to exceed the per ton fees described
below. The per ton fee is assessed on each ton of emissions up to seven
thousand tons annually of each regulated air contaminant as follows:
sixty dollars per ton for facilities with total emissions less than one
thousand tons annually; seventy dollars per ton for facilities with
total emissions of one thousand or more but less than two thousand tons
annually; eighty dollars per ton for facilities with total emissions of
two thousand or more but less than five thousand tons annually; and
ninety dollars per ton for facilities with total emissions of five
thousand or more tons annually. Such fee shall be sufficient to support
an appropriation approved by the legislature for the direct and indirect
costs associated with the operating permit program established in
section 19-0311 of this chapter. Such fee shall be established by the
department and shall be calculated by dividing the amount of the current
year appropriation from the operating permit program account of the
clean air fund by the total tons of emissions of regulated air
contaminants that are subject to the operating permit program fees from
sources subject to the operating permit program pursuant to section
19-0311 of this chapter up to seven thousand tons annually of each
regulated air contaminant from each source; provided that, in making
such calculation, the department shall adjust their calculation to
account for any deficit or surplus in the operating permit program
account of the clean air fund established pursuant to section
ninety-seven-oo of the state finance law; any loan repayment from the
mobile source account of the clean air fund established pursuant to
section ninety-seven-oo of the state finance law; and the rate of
collection by the department of the bills issued for the fee for the
prior year.
Notwithstanding the provisions of the state administrative procedure
act, such calculation and fee shall be established as a rule by
publication in the Environmental Notice Bulletin no later than thirty
days after the budget bills making appropriations for the support of
government are enacted or July first, whichever is later, of the year
such fee will be effective. In no event shall the fee established herein
be any greater than the maximum fee identified pursuant to this section.
* NB Effective until January 1, 2027
* 1. Commencing January first, two thousand twenty-seven and every
year thereafter, all sources of regulated air contaminants identified
pursuant to subdivision one of section 19-0311 of this chapter shall
submit to the department an annual base fee of eight thousand five
hundred dollars per facility. This base fee shall be in addition to the
fees listed below. Commencing January first, two thousand twenty-seven
and every year thereafter, all sources of regulated air contaminants
identified pursuant to subdivision one of section 19-0311 of this
chapter shall submit to the department an annual fee not to exceed the
per ton fees described below. The per ton fee is assessed on each ton of
emissions of each regulated air contaminant as follows: two hundred
dollars per ton for facilities with total emissions less than one
thousand tons annually; two hundred twenty-five dollars per ton for
facilities with total emissions of one thousand or more but less than
two thousand tons annually; two hundred fifty dollars per ton for
facilities with total emissions of two thousand or more but less than
five thousand tons annually; and three hundred dollars per ton for
facilities with total emissions of five thousand or more tons annually.
Such fees shall be sufficient to support an appropriation approved by
the legislature for the direct and indirect costs associated with the
operating permit program established in section 19-0311 of this chapter.
Such fees shall be established by the department and shall be calculated
by dividing the amount of the current year appropriation from the
operating permit program account of the clean air fund by the total tons
of emissions of regulated air contaminants, including hazardous air
pollutants, that are subject to the operating permit program fees from
sources subject to the operating permit program pursuant to section
19-0311 of this chapter; provided that, in making such calculation, the
department shall adjust their calculation to account for any deficit or
surplus in the operating permit program account of the clean air fund
established pursuant to section ninety-seven-oo of the state finance law
and the rate of collection by the department of the bills issued for the
fees for the prior year.
Notwithstanding the provisions of the state administrative procedure
act, such calculation and fees shall be established as a rule by
publication in the Environmental Notice Bulletin no later than thirty
days after the budget bills making appropriations for the support of
government are enacted or July first, whichever is later, of the year
such fees will be effective. In no event shall the fees established
herein be any greater than the maximum fee identified pursuant to this
section.
* NB Effective January 1, 2027
* 2. Bills issued for the fee shall be based on actual emissions for
the prior calendar year, as demonstrated to the department's
satisfaction, or in the absence of such demonstration, on permitted
emissions, or, where there is no permit, on potential to emit. Persons
required to submit an emissions statement to the department shall use
such statement to demonstrate actual emissions under this section.
* NB Effective until January 1, 2027
* 2. Bills issued for the fees established by subdivision one of this
section shall be based on actual emissions for the prior calendar year,
as demonstrated to the department's satisfaction, or in the absence of
such demonstration, on permitted emissions, or, where there is no
permit, on potential to emit. Persons required to submit an emissions
statement to the department shall use such statement to demonstrate
actual emissions under this section.
* NB Effective January 1, 2027
3. Effective January first, nineteen hundred ninety-seven through
December thirty-first, nineteen hundred ninety-eight, and
notwithstanding the requirements of the state administrative procedure
act, the cap of twenty-five dollars per ton shall increase by the
percentage, if any, by which the consumer price index exceeds the
consumer price index for the calendar year nineteen hundred eighty-nine.
a. The consumer price index for any calendar year is the average of
the consumer price index for all urban consumers published by the United
States department of labor, as of the close of the twelve-month period
ending on August thirty-first of each calendar year.
b. The revision of the consumer price index for the calendar year
nineteen hundred eighty-nine shall be used in the event the department
of labor revises its method of determining the consumer price index.
4. The fees established pursuant to this section shall not be assessed
on emissions of carbon monoxide or any class I or II substance subject
to a standard promulgated pursuant to section 7671 of the Act.
5. Any regulated air contaminant subject to the fees imposed pursuant
to this section which qualifies as both a volatile organic compound and
a hazardous air pollutant regulated pursuant to section 7412 of the Act
shall not be counted under both categories for the purpose of assessing
fees.
6. On or before April first, nineteen hundred ninety-four, and
biennially thereafter, the department of audit and control shall prepare
and submit to the governor and the legislature an audit on the fiscal
status of the operating permit program created pursuant to section
19-0311 of this chapter. Such audit shall include:
a. an assessment of the actual direct and indirect costs of the
operating permit program incurred, and the revenues received from fees
imposed pursuant to this section and penalties imposed pursuant to
subdivision twelve of section 72-0201 of this article during the
previous fiscal year;
b. an estimate of the direct and indirect costs of the operating
permit program that will be incurred, and the revenues estimated to be
received from fees imposed pursuant to this section and penalties
imposed pursuant to subdivision twelve of section 72-0201 of this
article during the current fiscal year; and
c. an estimate of any balance in the account that will be available at
the end of the current fiscal year.
7. The department may reduce the fee charged for categories of
stationary sources, taking into account the financial resources of such
sources, consistent with the provisions of section 7661f(f) of the Act.
8. If a city or county shall be delegated the authority to administer
the operating permit program established pursuant to section 19-0311 of
this chapter it may collect the fees established pursuant to this
section and no additional liability for fees under this section shall
accrue for any such source.
9. No later than September thirtieth, nineteen hundred ninety-four and
before September thirtieth of each subsequent year, the department shall
report to the governor, the legislature and the department of audit and
control on: (i) the actual direct and indirect costs of the operating
permit program incurred, and the revenues received pursuant to fees
imposed by this section, during the previous fiscal year; (ii) the
estimated direct and indirect costs of the operating permit program that
will be incurred, and the anticipated revenues received or anticipated
to be received pursuant to fees imposed by this section, during the
current fiscal year; (iii) an estimate of the direct and indirect costs
of the operating permit program that will be incurred, and the tonnages
of pollutants anticipated to be subject to the fees imposed by this
section, during the subsequent fiscal year; (iv) an estimate of any
balance in the operating permit program account of the clean air fund
that will be available at the end of the current fiscal year; (v) a
recommendation regarding adjustments to the fees imposed under this
section necessary to assure that the operating permit program account
has adequate funds to finance the direct and indirect cost of the
operating permit program during future fiscal years; and (vi) the number
of operating permit applications upon which the department has taken
final action in the previous fiscal year, the average review time per
permit, the number of person hours spent per permit, and the number of
completed permit applications which are pending final action. Reports
and accountings required to be filed with the administrator of the
United States environmental protection agency may serve to satisfy this
requirement.
TITLE 4 Hazardous Waste Program Fee
Definitions.
When used in this title:
1. "Characteristic hazardous waste" means a waste which satisfies the
characteristics promulgated by the commissioner pursuant to title nine
of article twenty-seven of this chapter and is not listed hazardous
waste as defined in subdivision ten of this section.
2. "Disposal" means the abandonment, discharge, deposit, injection,
dumping, spilling, leaking or placing of any substance so that such
substance or any related constituent thereof may enter the environment.
Disposal also means the thermal destruction of waste or hazardous waste
and the burning of such wastes as fuel for the purpose of recovering
useable energy.
3. "Facility operator" means the person who is responsible for the
operation of a treatment, storage or disposal facility as defined in
subdivision sixteen of this section.
4. "Facility owner" means the person who owns a facility or part of a
facility.
5. "Generator" means any person, by site, whose act or process
produces hazardous waste or whose act first causes a hazardous waste to
become subject to regulation.
6. "Hazardous waste" means a waste identified or listed as hazardous
pursuant to title nine of article twenty-seven of this chapter.
7. "Hazardous waste generation" means the act or process of producing
hazardous waste.
8. "Incinerator" means an enclosed device using controlled flame
combustion, the primary purpose of which is to thermally break down
solid, liquid, or gaseous combustible hazardous wastes, producing
residue that contains little or no combustible materials.
9. "Landfill" means a disposal facility or part of a facility where
solid waste, including hazardous waste, is placed in or on land, and
which is not a land treatment facility, a surface impoundment, or an
injection well.
10. "Listed hazardous waste" means a waste which appears on the list
promulgated by the commissioner pursuant to title nine of article
twenty-seven of this chapter.
11. "Person" means an individual, trust, firm, joint stock company,
corporation (including a government corporation), partnership,
association, state, federal government and any agency thereof,
municipality, commission, political subdivision of a state, or any
interstate body.
12. "State hazardous waste program" means those activities of the
department as specified in titles three, seven, nine, and eleven of
article twenty-seven of this chapter related to hazardous waste and any
related enforcement activities.
13. "Storage" means the containment of hazardous waste, either on a
temporary basis or for a period of years, in such a manner as not to
constitute disposal of such hazardous waste.
14. "Surface impoundment" or "impoundment" means a facility or part of
a facility which is a natural topographical depression, man-made
excavation, or diked area formed primarily of earthen materials
(although it may be lined with man-made materials), which is designed to
hold an accumulation of solid waste in semi-solid or liquid form, and
which is not an injection well.
15. "Treatment" means any method, technique, or process, including
neutralization, designed to change the physical, chemical or biological
character or composition of any hazardous waste so as to neutralize such
waste or as to render such waste nonhazardous, safer for transport,
amenable for recovery, amenable for storage, or reduced in volume.
16. "Treatment, storage or disposal facility" or "facility" means all
contiguous land and structures, other appurtenances and improvements on
the land, used for treating, storage or disposing of hazardous waste. A
facility may consist of several treatment, storage or disposal
operational units. For purposes of this title, a facility subject to
regulation under section 307(b) of the Clean Water Act shall not be
assessed a separate fee for the pre-treatment of hazardous wastes.
17. "Environment" means any water, water vapor, any land including
land surface or subsurface, air, fish, wildlife, biota and all other
natural resources.
19. "Wastewater" means liquid waste that contains:
a. a minimum of ninety-five percent water by weight, and
b. a maximum of one percent by weight of total organic carbon, and
c. a maximum of one percent by weight of total suspended solids (i.e.,
total filterable solids).
Hazardous waste program fees.
1. a. For the period beginning January 1, 2010, all generators of
equal to or greater than fifteen tons per year of hazardous waste shall
submit annually to the department a fee in the amount of one hundred
thirty dollars per ton of hazardous waste generated not to exceed
$300,000, except not to exceed $400,000 for those with greater than
4,000 tons generated and less than or equal to 10,000 tons generated,
and not to exceed $800,000 for those with greater than 10,000 tons
generated.
b. $3,000 for generators of equal to or greater than fifteen tons per
year of hazardous wastewater, payable in addition to fees for hazardous
wastes, other than wastewater, as required by paragraph a of this
subdivision.
c. $6,000 for generators of equal to or greater than fifteen thousand
tons per year of hazardous wastewater, payable in addition to the fees
for hazardous wastes, other than wastewater, as required by this
subdivision.
d. No fee shall be payable for waste resulting from services which are
provided:
(i) under a contract with the department, or with the department's
written approval and in compliance with department regulations, or
pursuant to an order of the department, the United States environmental
protection agency or a court of competent jurisdiction, related to the
cleanup or remediation of a hazardous materials or hazardous waste
spill, discharge, or surficial cleanup, pursuant to this chapter; or
(ii) under a contract for, or with the department's approval and in
compliance with department regulations for, the cleanup and removal of a
petroleum spill or discharge, pursuant to subdivision seven of section
one hundred seventy-six of the navigation law; or
(iii) under the order of a court, the department or the department of
health, or the United States environmental protection agency related to
an inactive hazardous waste disposal site pursuant to section 27-1313 of
this chapter, section thirteen hundred eighty-nine-b of the public
health law, or the Comprehensive Environmental Response, Compensation
and Liability Act (42 U.S.C. 9601 et seq.); or
(iv) voluntarily and without expectation of monetary compensation in
accordance with subdivision one of section 27-1321 of this chapter; or
(v) under permit or order requiring corrective action pursuant to
title nine of article twenty-seven of this chapter, title twenty-seven
of article seventy-one of this chapter or the Resource Conservation and
Recovery Act (42 U.S.C. 6901 et seq.); or
(vi) under a brownfield site cleanup agreement with the department
pursuant to section 27-1409 of this chapter or under a written agreement
with a municipality which has entered into a memorandum of agreement
with the department related to the remediation of brownfield sites as of
August fifth, two thousand ten; or
(vii) under an environmental restoration project state assistance
contract with the department pursuant to section 56-0503 of this
chapter.
e. Notwithstanding any other provision of this section, no fee shall
be payable for the generation of universal wastes. For purposes of this
paragraph, "universal wastes" shall mean those defined and listed in
regulations promulgated pursuant to this title, provided that such
wastes are regulated consistent with rules adopted by the administrator
pursuant to RCRA for the management of universal wastes.
f. In any case where a generator either (i) recycles more than ninety
percent of the total tons of hazardous waste or more than ninety percent
of the total tons of hazardous wastewater which it generated during that
calendar year, as certified to the commissioner, or (ii) recycles more
than four thousand tons of hazardous waste or more than four thousand
tons of hazardous wastewater which it generated in that calendar year,
as certified to the commissioner, the fee imposed pursuant to this
section shall be calculated and imposed based upon the net amount of
hazardous waste or the net amount of hazardous wastewater generated that
is not recycled in that calendar year, rather than upon the gross
amounts of hazardous waste and hazardous wastewater generated in such
calendar year.
2. All facility operators required to obtain a permit or certificate
for the treatment, storage or disposal of hazardous waste pursuant to
title nine of article twenty-seven of this chapter shall submit annually
to the department a fee in an amount to be determined for all methods of
hazardous waste treatment, storage or disposal as follows:
a. $12,000 for each facility that receives less than or equal to one
thousand tons per year of hazardous waste; and
b. $30,000 for each facility that receives greater than one thousand
tons per year of hazardous waste.
In addition, the fee determined pursuant to this section shall
include:
(i) $100,000 for each facility when the gross receipts tax is below
3.3 million dollars per year; $200,000 for each facility when the gross
receipts tax is between 3.3 million dollars per year and 4.4 million
dollars per year; and $300,000 for each facility when the gross receipts
tax exceeds 4.4 million dollars per year for which a permit pursuant to
title nine of article twenty-seven of this chapter is required to
operate one or more landfills to receive hazardous waste at such
facility, except that such fee shall be $100,000 if such facility is
used by the facility operator or owner for the disposal of hazardous
waste generated solely by such facility operator or owner; and
(ii) $10,000 for each incinerator as defined in section 72-0401 of
this title which is and each unit which burns listed hazardous waste for
energy recovery located at the facility operator's hazardous waste
treatment, storage or disposal facility; and
(iii) $10,000 for each unit which burns listed hazardous waste for
energy recovery at the facility operator's hazardous waste treatment,
storage or disposal facility; and
(iv) $24,000 for each facility which provides for the treatment,
storage or disposal of hazardous waste in one or more surface
impoundments.
3. All facility operators required to obtain a permit, certificate or
approval for the post-closure care period pursuant to title nine of
article twenty-seven of this chapter shall submit annually to the
department a fee in the amount of $3,000 for each such closed hazardous
waste management facility.
4. Bills issued for annual hazardous waste program fees shall be based
upon actual hazardous waste generated for the prior calendar year, as
demonstrated to the department's satisfaction. During the first year of
implementation of this subdivision, bills will be based on the average
quantity of hazardous waste generated for the previous three calendar
years.
TITLE 5 Waste Transporter Program Fee
Definitions.
1. "Industrial-commercial waste" means a waste which originates at, is
generated by, or occurs as a result of any industrial or commercial
activity. The forms of waste included are exemplified by but not limited
to the following:
a. liquids such as: acids, alkalis, caustics, leachate, petroleum (and
its derivatives), and process of treatment wastewaters;
b. sludges which are semisolid substances resulting from process or
treatment operations, or residues from storage or use of liquids;
c. solids such as: solidified chemicals, paints or pigments; the end
or by-products of incineration ash; foundry sand; dredge spoil;
d. contained gaseous materials;
e. hazardous waste as defined in title nine of article twenty-seven of
this chapter; and
f. any liquid, sludge, septage, solid, semisolid substance or
contained gaseous material in which any of the foregoing is intermixed
or absorbed, or onto which any of the foregoing is adhered.
2. "Low-level radioactive waste" means radioactive material that:
a. is not high-level radioactive waste, transuranic waste, spent
nuclear fuel, or the tailings or wastes produced by the extraction or
concentration of uranium or thorium from any ore processed primarily for
its source material content; and
b. the United States nuclear regulatory commission, consistent with
federal law and in accordance with paragraph a of this subdivision,
classifies as low-level radioactive waste.
3. "Regulated waste" means any one of the following types of waste,
raw sewage, septage, sludge from a sewage or water supply treatment
plant, industrial-commercial waste or waste oil.
4. "Septage" means the contents of a septic tank, cesspool or other
individual sewage treatment facility which received domestic sewage
wastes.
5. "Waste" means any garbage, refuse, sludge from a waste treatment
plant, water supply treatment plant or air pollution control facility,
and other discarded material, including solid, liquid, semisolid or
contained gaseous material resulting from industrial, commercial, mining
and agricultural operations and from community activities, but does not
include solid or dissolved materials in domestic sewage, or solid or
dissolved materials in irrigation return flows or industrial discharges
which are point sources subject to permits under article seventeen of
this chapter, or source, special nuclear or by-product material as
defined in the Atomic Energy Act of 1954, as amended (68 Stat. 923)
except as may be provided by existing agreements between the state and
the federal governments.
6. "Waste oil" means used engine lubricating oil and any other oil,
including but not limited to, fuel oil, motor oil, gear oil, cutting
oil, transmission fluid, hydraulic fluid, dielectric fluid, oil storage
tank residue, animal oil, and vegetable oil, which has been contaminated
by physical or chemical impurities through use or accident, and has not
subsequently been rerefined.
7. "Regulated medical waste" shall have the same meaning as such term
is defined in title 15 of article 27 of this chapter.
Waste transporter program fees.
1. All persons required to obtain a permit, certificate or approval
pursuant to the waste transporter permit requirements set forth in title
three of article twenty-seven of this chapter shall submit annually to
the department a fee in an amount to be determined as follows:
a. In the case of persons permitted pursuant to title three of article
twenty-seven of this chapter to transport industrial-commercial waste or
low-level radioactive waste:
(i) $500.00 for the first vehicle permitted pursuant to title three of
article twenty-seven of this chapter; and
(ii) $200.00 per each additional vehicle permitted.
b. In the case of all other persons:
(i) $250.00 for the first vehicle permitted pursuant to title three of
article twenty-seven of this chapter; and
(ii) $100.00 per each additional vehicle permitted.
2. All persons required to obtain a permit, certificate or approval
pursuant to the waste transporter permit requirements set forth in title
15 of article 27 of this chapter shall submit annually to the department
a fee in the amount of five hundred dollars ($500.00) for the first
vehicle permitted, certified or approved for the transportation of
regulated medical waste, and two hundred dollars ($200.00) for each
additional vehicle so permitted, certified or approved.
Provided, however, that where a city or county is delegated the
authority to administer the state waste transporter program pursuant to
subdivision four of section 27-0305 of this chapter and such city or
county collects a fee in connection with the issuance of a permit,
certificate or approval for a waste transporter, no additional liability
for fees under this section shall accrue.
TITLE 6 State Pollutant Discharge Elimination System Program Fee
Definitions.
When used in this title:
1. "Facility" means any establishment for which a general permit has
been issued pursuant to subdivision six of section 70-0117 of this
chapter or any industrial, municipal or private/commercial/institutional
(P/C/I) establishment, or any vessel for which a permit is required
under titles seven and eight of article seventeen of this chapter.
2. "Industrial facility" means any manufacturing operation including,
but not limited to animal feeding operations, aquatic animal production
facilities, mining and silvicultural operations, and solid waste
management facilities.
3. "Municipal facility" means a publicly owned treatment works,
including raw discharges and combined sewer overflows, or a publicly
owned drinking water treatment plant.
4. "P/C/I" means a private/commercial/institutional facility which
primarily discharges sewage.
5. "Power plant" means any facility which generates electricity using
a steam turbine and generator, which may be fired by coal, oil, natural
gas, nuclear energy, or other fuel source.
6. "State pollutant discharge elimination system program" or "SPDES
program" means those activities of the department as specified in titles
seven and eight of article seventeen of this chapter related to
discharges into the waters of the state and any related enforcement
activities.
State pollutant discharge elimination system program fees.
All persons required to obtain a permit or certificate pursuant to the
state pollutant discharge elimination system (SPDES) program as defined
in section 72-0601 of this title shall submit annually to the department
a fee in an amount to be determined as follows:
a. $330.00 for any P/C/I facilities having a permit to discharge or
discharging at an average daily rate of less than 100,000 gallons;
b. $675.00 for P/C/I facilities having a permit to discharge or
discharging at an average daily rate of 100,000 gallons or more;
c. $675.00 for industrial facilities having a permit to discharge or
discharging at an average daily rate of less than 10,000 gallons;
d. $2,300.00 for industrial facilities having a permit to discharge or
discharging at an average daily rate of between 10,000 gallons and
99,999 gallons;
e. $6,700.00 for industrial facilities having a permit to discharge or
discharging at an average daily rate of between 100,000 gallons and
499,999 gallons;
f. $22,500.00 for industrial facilities having a permit to discharge
or discharging at an average daily rate of between 500,000 and 999,999
gallons;
g. $33,500.00 for industrial facilities having a permit to discharge
or discharging at an average daily rate of between 1,000,000 and
9,999,999 gallons;
h. $56,000.00 for industrial facilities having a permit to discharge
or discharging at an average daily rate of 10,000,000 gallons or more;
i. $56,000.00 for any power plant;
j. $425.00 for municipal facilities having a permit to discharge or
discharging at an average daily rate of less than 200,000 gallons;
k. $2,000.00 for municipal facilities having a permit to discharge or
discharging at an average daily rate of between 200,000 and 999,999
gallons;
l. $8,000.00 for municipal facilities having a permit to discharge or
discharging at an average daily rate of between 1,000,000 and 4,999,999
gallons;
m. $15,500.00 for municipal facilities having a permit to discharge or
discharging at an average daily rate of between 5,000,000 and 39,999,999
gallons;
n. $38,500.00 for municipal facilities having a permit to discharge or
discharging at an average daily rate of 40,000,000 gallons or more;
o. $100.00 for any facility having a permit to discharge or
discharging ballast no more than 1,000,000 gallons in any twenty-four
hour period;
p. $500.00 for any facility having a permit to discharge or
discharging ballast in excess of 1,000,000 gallons in any twenty-four
hour period;
q. $110.00 per acre disturbed plus $675.00 per future impervious acre
for any facility, not owned or managed by a local government or a state
department, agency, or authority, discharging or authorized to discharge
pursuant to a SPDES permit for stormwater discharges from construction
activity. For the purposes of this subdivision, acres disturbed are
acres subject to clearing, grading, or excavating subject to SPDES
permitting and future impervious acres are acres that will be newly
paved or roofed during construction;
r. $50.00 for a medium concentrated animal feeding operation
discharging or authorized to discharge pursuant to a general permit;
s. $50.00 for a large concentrated animal feeding operation
discharging or authorized to discharge pursuant to a general permit;
t. $110.00 for any facility, other than a municipal separate storm
sewer as defined by 40 CFR §122.26 (b) (8), discharging or authorized to
discharge pursuant to a general permit unless a specific fee is imposed
pursuant to subdivisions a through s of this section for such discharge
or authorization to discharge.
TITLE 7 Water Transport Permit Program Fee
Definitions.
When used in this title:
1. "Facility" means any stationary or movable intake mechanism for the
withdrawal of fresh water. For the purposes of this title multiple
intake mechanism on shoreline facilities or vessels shall be considered
as part of one facility.
2. "Water transport permit" means a permit required by section 15-1506
of this chapter.
Water transport permit program fee.
All persons and public corporations required to obtain a water
transport permit pursuant to section 15-1506 of this chapter shall
submit to the department a fee for each facility equal to one hundred
dollars per million gallons of fresh water withdrawn or transported
pursuant to such permit.
TITLE 10 Mined Land Reclamation Program Fees
Definitions.
1. "Affected land" and "land affected by mining" means the sum of that
surface area of land or land under water which:
(a) has been disturbed by mining since April first, nineteen hundred
seventy-five, and has not been reclaimed, and
(b) is to be disturbed by mining during the term of the permit to
mine.
2. "Mining" means the extraction of overburden and minerals from the
earth; the preparation and processing of minerals, including any
activities or processes or parts thereof for the extraction or removal
of minerals from their original location and the preparation, washing,
cleaning, crushing, or other processing of minerals at the mine location
so as to make them suitable for commercial, industrial or construction
use, exclusive of manufacturing processes, at the mine location; the
removal of such materials through sale or exchange, or for commercial,
industrial or municipal use; and the disposition of overburden, tailings
and waste at the mine location. "Mining" shall not include the
excavation, removal and disposition of minerals from construction
projects, exclusive of the creation of water bodies, or excavations in
aid of agricultural activities.
3. "Minor projects" means projects which meet all of the following
criteria:
(a) total acreage affected by mining for the entire mining site is
less than five acres, regardless of length of mining period;
(b) total depth of mine from floor to top of mine face is less than
twenty feet;
(c) there is no on-site processing of minerals (e.g., washing,
crushing);
(d) there is no mining within one hundred feet of any surface waters;
(e) there is no mining of consolidated minerals;
(f) there is no mining within five hundred feet of any dwelling; and
(g) there is no mining below the water table at the mine site.
Fees.
All persons required to obtain a permit or approval or subject to
regulation under this title shall submit annually to the department a
fee in the amount to be determined for affected land as follows:
1. four hundred dollars for minor projects; or
2. seven hundred dollars for affected land of an acreage equal to or
less than five acres; or
3. nine hundred dollars for affected land of an acreage greater than
five acres and equal to or less than ten acres; or
4. fifteen hundred dollars for affected land of an acreage greater
than ten acres and equal to or less than twenty acres; or
5. four thousand dollars for affected land of an acreage greater than
twenty acres and equal to or less than thirty acres; or
6. eight thousand dollars for affected land of an acreage greater than
thirty acres.
Liability for fees.
Liability for fees authorized by this title shall be as follows:
1. for persons holding permits or approvals or subject to regulation
under this title on January first in any year beginning with the year
nineteen hundred ninety-one, liability for fees shall commence on
January first;
2. for persons receiving new permits or approvals or subject to
regulation under this title after September first, nineteen hundred
ninety-one, liability for fees shall equal the annual fee established
pursuant to this title and shall be prorated from the date of issuance;
3. for all persons holding permits or approvals, or subject to
regulation under this title liability to pay annual fees shall continue
until such time as reclamation has been completed and approved by the
department and any required financial security has been released, and
shall be prorated to the date of approval by the department.
Disposition of fees.
All fees collected pursuant to this title shall be paid into the
miscellaneous special revenue fund, to the credit of the mined land
reclamation program account. Moneys in such account shall be kept
separately from and shall not be commingled with any other moneys in the
joint or sole custody of the state comptroller.
Environmental regulatory account.
1. The environmental regulatory account shall be credited with all
moneys received from fees and fee interest collected; all other moneys
collected by the department pursuant to title twenty-seven of article
twenty-three of this chapter, except as identified under article six of
the public officers law; and any other contributions or donations by the
public to such account.
2. Moneys in the account, following appropriation by the legislature,
shall be allocated upon the certification of approval for availability
by the director of the budget for the administration and enforcement of
title twenty-seven of article twenty-three of this chapter, including
but not limited to monitoring, surveillance, enforcement, training,
research, administration and cooperation with any federal, state or
local agency.
Mined land reclamation program account.
1. There is hereby established in the joint custody of the
commissioner of taxation and finance and the comptroller a special
revenue fund to be known as the "mined land reclamation program
account".
2. The account shall consist of all moneys received from fees, fee
penalties, and fee and fee penalty interest collected pursuant to this
title, and any other moneys collected therefor or credited or
transferred thereto from any other fund, account or source.
3. Moneys in the mined land reclamation program account, following
appropriation by the legislature, shall be disbursed, upon the
certification of approval for availability by the director of the
budget, for the administration and enforcement of title twenty-seven of
article twenty-three of this chapter, including but not limited to
monitoring, surveillance, enforcement, training and research.
ARTICLE 73 New York State Canal Flood Mitigation Task Force
* § 73-0101. Flood mitigation task force.
The New York state canal flood mitigation task force, referred to in
this article as the task force, is hereby established to identify
reasonable measures that can be taken to enhance flood management and
mitigation in and along the New York state canal system, including the
Erie Canal and major water bodies within the Oswego river basin that
contribute to the flooding of the canal, and to make recommendations
with respect to such measures.
* NB Repealed 120 days after the New York State canal flood mitigation
task force has submitted its completed report (see ch. 456/2007 §2)
* § 73-0103. Definitions.
When used in this article:
1. "Adaptive measures" means any adjustment, whether passive, reactive
or anticipatory, that may be taken to ameliorate the anticipated adverse
consequences associated with flood events.
2. "Flood control study sector" means a particular aspect of the
natural or built environment, economy, or society that could potentially
be adversely impacted by flood events. Such term includes, but is not
limited to, stream and river banks, locks and dams, wetlands and
waterfront areas, water resources, transportation infrastructure, water
supply and wastewater infrastructure, human health, recreation, tourism,
power generation and business, residential, farm and municipal sectors.
3. "Flood event" means an overflow or inundation that comes from a
river or other body of water, whether caused by rainfall, waterway
operation, dam break, water runoff or other means, and causes or
threatens damage.
4. "Canal system" shall mean the canal waterways, lands and
infrastructure as set out in section two of the canal law.
* NB Repealed 120 days after the New York State canal flood mitigation
task force has submitted its completed report (see ch. 456/2007 §2)
* § 73-0105. Task force composition.
1. The task force shall consist of fourteen members; nine of whom
shall be the director of the canal corporation, commissioner of the
department of environmental conservation, the secretary of state, the
commissioner of transportation, the director of the state emergency
management office, the commissioner of parks, recreation and historic
preservation, the commissioner of agriculture and markets, the chairman
of the power authority of the state of New York and the commissioner of
economic development or designee; and five additional members who shall
be from outside the public offices listed in this section and who shall
have professional experience in the fields of hydrology, civil
engineering, climatology, emergency management and soil and water
conservation. The governor shall appoint three of the five additional
members and the temporary president of the senate and speaker of the
assembly shall each appoint one of each of the five additional members.
2. The task force shall appoint a chairperson from among its members.
3. The members of the task force shall receive no compensation for
their services, but shall be allowed their actual and necessary expenses
incurred in the performance of their duties.
4. The task force shall consult with the emergency management officer,
or appropriate county officer, from each county adjacent or intersected
by the canal system or the Oswego river basin and each such officer
shall provide to the task force a document listing their concerns and
recommendations related to flooding along the canal system. The task
force shall consider such concerns and recommendations in its
deliberations and in the formulation of its determinations and
recommendations.
5. The task force shall also solicit the views of persons who reside
adjacent to the canal system or major bodies within the Oswego river
basin to assist it in making its determinations and formulating its
recommendations.
6. To help ensure the task force's receipt of a comprehensive and
diverse array of views, a citizen advisory board to the task force shall
be established. The advisory board shall consist of up to thirteen
members appointed for two years, seven members shall be appointed
following the recommendation of the governor; two members shall be
appointed following the recommendation of the temporary president of the
senate; two members shall be appointed following the recommendation of
the speaker of the assembly; one member shall be appointed following the
recommendation of the minority leader of the senate; and one member
shall be appointed following the recommendation of the minority leader
of the assembly. The advisory board shall represent a diverse array of
interests, including property owners residing adjacent to or in close
proximity to the canal system or major water bodies within the Oswego
river basin, recreational and commercial users of the canal system,
environmental groups and hydroelectric power generators that operate
facilities within the canal system. No member of the advisory board may
be concurrently employed by, or provide goods or services to, any agency
or public corporation which is represented on the task force. The
commissioner shall select a member of the advisory board to serve as
chairperson.
7. The members of the advisory board shall receive no compensation for
their services, but shall be allowed their actual and necessary expenses
incurred in the performance of their duties.
8. The advisory board shall advise the task force on relevant
information and issues related to flooding and flood mitigation in the
canal system or the Oswego river basin; make recommendations to fulfill
the purposes of this article; and provide advice and assistance required
by the task force.
9. The task force shall meet at least six times at the call of the
chairperson.
* NB Repealed 120 days after the New York State canal flood mitigation
task force has submitted its completed report (see ch. 456/2007 §2)
* § 73-0107. Task force duties.
The role of the task force includes, but is not limited to:
1. Conduct an in-depth examination of flood control study sectors and
issues related to floodplain management, flood control and flood
mitigation in and along the canal system including:
(a) Adaptive measures that can be taken to mitigate flood damages,
including but not limited to feasible floodplain management activities,
wetland restoration, flood control structures, communication systems and
structures and associated costs;
(b) Evaluation which should include impacts on agriculture,
transportation, land use, health, insurance and economic sectors such as
shipping, fisheries, power generation, tourism, and recreation. Impacts
on infrastructure, including bridges, low-lying roads, dams, locks,
causeways, water and wastewater treatment plants and docks shall be
included in the evaluation; and
(c) Evaluation of canal operation procedures and plans which may have
a direct or indirect impact on flood mitigation and flood management
including, but not limited to, debris management, communication, water
management and flood response.
2. Evaluation and assessment of any flood control or mitigation
measures identified in terms of feasibility, economic and public health
impacts, and effectiveness, as well as identifying impediments to
implementing flood control and mitigation measures and where possible,
actions that could be taken to resolve these issues.
3. The department and the canal corporation shall provide the task
force with such facilities, assistance and data as will enable the task
force to carry out its powers and duties. Additionally, all other
agencies of the state or subdivisions thereof shall, at the request of
the chair provide the task force with such facilities, assistance, and
data as will enable the task force to carry out its powers and duties.
4. The task force shall have the power to:
(a) Contract for professional and technical assistance and advice;
(b) Contract for and accept assistance including, but not limited to
gifts, grants, easements, and loans of funds, real property and personal
property from the federal government or any agency or instrumentality of
the state, or from any other public or private source to comply, subject
to the provisions of this article, with the terms and conditions
thereof, subject to the approval of the division of the budget.
Notwithstanding the provisions of section eleven of the state finance
law, the task force may accept gifts, grants, devises and bequests,
whether conditional or unconditional with the approval of the director
of the budget; and
(c) Conduct scientific and environmental studies.
* NB Repealed 120 days after the New York State canal flood mitigation
task force has submitted its completed report (see ch. 456/2007 §2)
ARTICLE 75 Climate Change
Definitions.
For the purposes of this article the following terms shall have the
following meanings:
1. "Allowance" means an authorization to emit, during a specified
year, up to one ton of carbon dioxide equivalent.
2. "Carbon dioxide equivalent" means the amount of carbon dioxide by
mass that would produce the same global warming impact as a given mass
of another greenhouse gas over an integrated one hundred-year time frame
after emission.
3. "Co-pollutants" means hazardous air pollutants produced by
greenhouse gas emissions sources.
4. "Council" means the New York state climate action council
established pursuant to section 75-0103 of this article.
5. "Disadvantaged communities" means communities that bear burdens of
negative public health effects, environmental pollution, impacts of
climate change, and possess certain socioeconomic criteria, or comprise
high-concentrations of low- and moderate- income households, as
identified pursuant to section 75-0111 of this article.
6. "Emissions reduction measures" means programs, measures and
standards, authorized pursuant to this chapter, applicable to sources or
categories of sources, that are designed to reduce emissions of
greenhouse gases.
7. "Greenhouse gas" means carbon dioxide, methane, nitrous oxide,
hydrofluorocarbons, perfluorocarbons, sulfur hexafluoride, and any other
substance emitted into the air that may be reasonably anticipated to
cause or contribute to anthropogenic climate change.
8. "Greenhouse gas emission limit" means the maximum allowable level
of statewide greenhouse gas emissions, excluding emissions identified
under paragraph f of subdivision two of section 75-0105 of this article,
in a specified year, expressed in tons of carbon dioxide equivalent, as
determined by the department pursuant to this article.
9. "Greenhouse gas emission offset" means a deduction representing one
metric ton of carbon dioxide equivalent emissions, reduced, avoided, or
sequestered by a greenhouse gas emission offset project from a measured
baseline of emissions pursuant to the statewide greenhouse gas emissions
report.
10. "Greenhouse gas emission offset projects" means one or more
projects, including:
a. Natural carbon sinks including but not limited to afforestation,
reforestation, or wetlands restoration;
b. Greening infrastructure;
c. Restoration and sustainable management of natural and urban forests
or working lands, grasslands, coastal wetlands and sub-tidal habitats;
d. Efforts to reduce hydrofluorocarbon refrigerant, sulfur
hexafluoride, and other ozone depleting substance releases;
e. Anaerobic digesters, where energy produced is directed toward
localized use;
f. Carbon capture and sequestration;
g. Ecosystem restoration; and
h. Other types of projects recommended by the council in consultation
with the climate justice working group that provide public health and
environmental benefits, and do not create burdens in disadvantaged
communities.
11. "Greenhouse gas emission source" or "source" means any
anthropogenic source or category of anthropogenic sources of greenhouse
gas emissions, determined by the department:
a. whose participation in the program will enable the department to
effectively reduce greenhouse gas emissions; and,
b. that are capable of being monitored for compliance.
12. "Leakage" means a reduction in emissions of greenhouse gases
within the state that is offset by an increase in emissions of
greenhouse gases outside of the state.
13. "Statewide greenhouse gas emissions" means the total annual
emissions of greenhouse gases produced within the state from
anthropogenic sources and greenhouse gases produced outside of the state
that are associated with the generation of electricity imported into the
state. Statewide emissions shall be expressed in tons of carbon dioxide
equivalents.
14. "Statewide greenhouse gas emissions limit" or "statewide emissions
limit" means the maximum allowable level of statewide greenhouse gas
emissions in a specified year, as determined by the department pursuant
to this article.
15. "Environmental justice advisory group" shall mean the permanent
environmental justice advisory group established by a chapter of the
laws of two thousand nineteen amending the environmental conservation
law relating to establishing a permanent environmental justice advisory
group and an environmental justice interagency coordinating council, as
proposed in legislative bills numbers S. 2385 and A. 1564.
New York state climate action council.
1. There is hereby established the New York state climate action
council ("council") which shall consist of the following twenty-two
members:
a. the commissioners of transportation, health, economic development,
agriculture and markets, housing and community renewal, environmental
conservation, labor, the chairperson of the public service commission,
the presidents of the New York state energy research and development
authority; New York power authority; Long Island power authority; the
secretary of state, or their designees.
b. two non-agency expert members appointed by the governor;
c. three members to be appointed by the temporary president of the
senate;
d. three members to be appointed by the speaker of the assembly;
e. one member to be appointed by the minority leader of the senate;
and
f. one member to be appointed by the minority leader of the assembly.
2. The at large members shall include at all times individuals with
expertise in issues relating to climate change mitigation and/or
adaptation, such as environmental justice, labor, public health and
regulated industries.
3. Council members shall receive no compensation for their services
but shall be reimbursed for actual and necessary expenses incurred in
the performance of their duties.
4. The co-chairpersons of the council shall be the commissioner of
environmental conservation and the president of the New York state
energy research and development authority or their designee.
5. Each member of the council shall be entitled to one vote. The
council's approval and adoption of the final scoping plan pursuant to
this section, and any subsequent interim updates thereto, shall require
a supermajority of the council. No action may be taken by the council
unless there is a quorum, which shall at all times be a majority of the
members of the council.
6. Any vacancies on the council shall be filled in the manner provided
for the initial appointment.
7. The council shall convene advisory panels requiring special
expertise and, at a minimum, shall establish advisory panels on
transportation, energy intensive and trade-exposed industries, land-use
and local government, energy efficiency and housing, power generation,
and agriculture and forestry. The purpose of the advisory panels shall
be to provide recommendations to the council on specific topics, in its
preparation of the scoping plan, and interim updates to the scoping
plan, and in fulfilling the council's ongoing duties.
a. Each advisory panel shall be chaired by the relevant agency head or
his or her designee. The council may convene and dissolve additional
advisory panels, in its sole discretion, and pursuant to the
requirements herein.
b. Advisory panels shall be comprised of no more than five voting
members. The council shall elect advisory panel members, and such
membership shall at all times represent individuals with direct
involvement or expertise in matters to be addressed by the advisory
panels pursuant to this section.
c. Advisory panels shall work directly with the council on the
preparation of the scoping plan pursuant to this section. Each advisory
panel shall coordinate with the environmental justice advisory group and
climate justice working group.
d. All agencies of the state or subdivisions thereof may, at the
request of any such advisory panel or the council, provide the advisory
panel with such facilities, assistance, and data as will enable advisory
panels to carry out their powers and duties.
8. The council shall convene a just transition working group. The
working group shall be chaired by the commissioner of labor and the
president of the New York state energy research and development
authority and shall consist of no less than thirteen, but no more than
seventeen members and shall include the commissioners of housing and
community renewal, the chair of the department of public service,
representatives of environmental justice communities and representatives
of labor organizations, clean energy developers and at least five
representatives of distinct energy-intensive industries. The just
transition working group shall:
a. advise the council on issues and opportunities for workforce
development and training related to energy efficiency measures,
renewable energy and other clean energy technologies, with specific
focus on training and workforce opportunities for disadvantaged
communities, and segments of the population that may be underrepresented
in the clean energy workforce such as veterans, women and formerly
incarcerated persons;
b. identify energy-intensive industries and related trades and
identify sector specific impacts of the state's current workforce and
avenues to maximize the skills and expertise of New York state workers
in the new energy economy;
c. identify sites of electric generating facilities that may be closed
as a result of a transition to a clean energy sector and the issues and
opportunities presented by reuse of those sites;
d. with respect to potential for greenhouse gas emission limits
developed by the department of environmental conservation pursuant to
this article, advise the council on the potential impacts of carbon
leakage risk on New York state industries and local host communities,
including the impact of any potential carbon reduction measures on the
competitiveness of New York state business and industry;
e. advise the council and conduct stakeholder outreach on any other
workforce matters directed by the council; and
f. at a time frame determined by the council, prepare and publish
recommendations to the council on how to address: issues and
opportunities related to the energy-intensive and trade-exposed
entities; workforce development for trade-exposed entities,
disadvantaged communities and underrepresented segments of the
population; measures to minimize the carbon leakage risk and minimize
anti-competitiveness impacts of any potential carbon policies and energy
sector mandates.
g. The just transition working group is hereby authorized and directed
to conduct a study of and report on:
i. The number of jobs created to counter climate change, which shall
include but not be limited to the energy sector, building sector,
transportation sector, and working lands sector;
ii. The projection of the inventory of jobs needed and the skills and
training required to meet the demand of jobs to counter climate change;
and
iii. Workforce disruption due to community transitions from a low
carbon economy.
9. The department and the New York state energy research and
development authority shall provide the council with such facilities,
assistance and data as will enable the council to carry out its powers
and duties. Additionally, all other agencies of the state or
subdivisions thereof may, at the request of the co-chairpersons, provide
the council with such facilities, assistance, and data as will enable
the council to carry out its powers and duties.
10. The council shall consult with the climate justice working group
established in section 75-0111 of this article, the department of state
utility intervention unit, and the federally designated electric bulk
system operator.
11. The council shall on or before two years of the effective date of
this article, prepare and approve a scoping plan outlining the
recommendations for attaining the statewide greenhouse gas emissions
limits in accordance with the schedule established in section 75-0107 of
this article, and for the reduction of emissions beyond eighty-five
percent, net zero emissions in all sectors of the economy, which shall
inform the state energy planning board's adoption of a state energy plan
in accordance with section 6-104 of the energy law. The first state
energy plan issued subsequent to completion of the scoping plan required
by this section shall incorporate the recommendations of the council.
12. The draft scoping plan shall be developed in consultation with the
environmental justice advisory group, and the climate justice working
group established pursuant to section 75-0111 of this article and other
stakeholders.
a. The council shall hold at least six regional public comment
hearings on the draft scoping plan, including three meetings in the
upstate region and three meetings in the downstate region, and shall
allow at least one hundred twenty days for the submission of public
comment.
b. The council shall provide meaningful opportunities for public
comment from all segments of the population that will be impacted by the
plan, including persons living in disadvantaged communities as
identified pursuant to section 75-0111 of this article.
c. On or before three years of the effective date of this article, the
council shall submit the final scoping plan to the governor, the speaker
of the assembly and the temporary president of the senate and post such
plan on its website.
13. The scoping plan shall identify and make recommendations on
regulatory measures and other state actions that will ensure the
attainment of the statewide greenhouse gas emissions limits established
pursuant to section 75-0107 of this article. The measures and actions
considered in such scoping plan shall at a minimum include:
a. Performance-based standards for sources of greenhouse gas
emissions, including but not limited to sources in the transportation,
building, industrial, commercial, and agricultural sectors.
b. Measures to reduce emissions from the electricity sector by
displacing fossil-fuel fired electricity with renewable electricity or
energy efficiency.
c. Land-use and transportation planning measures aimed at reducing
greenhouse gas emissions from motor vehicles.
d. Measures to achieve long-term carbon sequestration and/or promote
best management practices in land use, agriculture and forestry.
e. Measures to achieve six gigawatts of distributed solar energy
capacity installed in the state by two thousand twenty-five, nine
gigawatts of offshore wind capacity installed by two thousand
thirty-five, a statewide energy efficiency goal of one hundred
eighty-five trillion British thermal units energy reduction from the two
thousand twenty-five forecast; and three gigawatts of statewide energy
storage capacity by two thousand thirty.
f. Measures to promote the beneficial electrification of personal and
freight transport and other strategies to reduce greenhouse gas
emissions from the transportation sector.
g. Measures to achieve reductions in energy use in existing
residential or commercial buildings, including the beneficial
electrification of water and space heating in buildings, establishing
appliance efficiency standards, strengthening building energy codes,
requiring annual building energy benchmarking, disclosing energy
efficiency in home sales, and expanding the ability of state facilities
to utilize performance contracting.
h. Recommendations to aid in the transition of the state workforce and
the rapidly emerging clean energy industry.
i. Measures to achieve healthy forests that support clean air and
water, biodiversity, and sequester carbon.
j. Measures to limit the use of chemicals, substances or products that
contribute to global climate change when released to the atmosphere, but
are not intended for end-use combustion.
k. Mechanisms to limit emission leakage as defined in subdivision
eleven of section 75-0101 of this article.
l. Verifiable, enforceable and voluntary emissions reduction measures.
14. In developing such plan the council shall:
a. Consider all relevant information pertaining to greenhouse gas
emissions reduction programs in states in the United States Climate
Alliance, as well as other states, regions, localities, and nations.
b. Evaluate, using the best available economic models, emission
estimation techniques and other scientific methods, the total potential
costs and potential economic and non-economic benefits of the plan for
reducing greenhouse gases, and make such evaluation publicly available.
In conducting this evaluation, the council shall quantify:
i. The economic and social benefits of greenhouse gas emissions
reductions, taking into account the value of carbon, established by the
department pursuant to section 75-0113 of this article, any other tools
that the council deems useful and pertinent for this analysis, and any
environmental, economic and public health co-benefits (such as the
reduction of co-pollutants and the diversification of energy sources);
and
ii. The costs of implementing proposed emissions reduction measures,
and the emissions reductions that the council anticipates achieving
through these measures.
c. Take into account the relative contribution of each source or
source category to statewide greenhouse gas emissions, and the potential
for adverse effects on small businesses, and recommend a de minimis
threshold of greenhouse gas emissions below which emission reduction
requirements will not apply.
d. Identify measures to maximize reductions of both greenhouse gas
emissions and co-pollutants in disadvantaged communities as identified
pursuant to section 75-0111 of this article.
15. The council shall update its plan toward achieving the statewide
greenhouse gas emissions limits and shall make such updates available to
the governor, the speaker of the assembly and the temporary president of
the senate and post such updates on its website. The first update shall
occur in two thousand twenty-eight with subsequent updates due every six
years thereafter.
16. The council shall identify existing climate change mitigation and
adaptation efforts at the federal, state, and local levels and may make
recommendations regarding how such policies may improve the state's
efforts.
17. The council shall maintain a website that includes public access
to the scoping plan and greenhouse gas limit information.
Statewide greenhouse gas emissions report.
1. No later than two years after the effective date of this article,
and each year thereafter, the department shall issue a report on
statewide greenhouse gas emissions, expressed in tons of carbon dioxide
equivalents, from all greenhouse gas emission sources in the state,
including the relative contribution of each type of greenhouse gas and
each type of source to the statewide total.
2. The statewide greenhouse gas emissions report shall be a
comprehensive evaluation, informed by a variety of data, including but
not limited to:
a. information relating to the use of fossil fuels by sector,
including for electricity generation, transportation, heating, and other
combustion purposes;
b. information relating to fugitive and vented emissions from systems
associated with the production, processing, transport, distribution,
storage, and consumption of fossil fuels, including natural gas;
c. information relating to emissions from non-fossil fuel sources,
including, but not limited to, garbage incinerators, biomass combustion,
landfills and landfill gas generators, and anaerobic digesters;
d. information relating to emissions associated with manufacturing,
chemical production, cement plants, and other processes that produce
non-combustion emissions;
e. information from sources that may be required to participate in the
registration and reporting system pursuant to subdivision four of this
section; and
f. carbon dioxide emissions from biogenic sources shall be reported
separately, consistent with treatment of biogenic carbon dioxide
emissions under the methodologies of the Intergovernmental Panel on
Climate Change.
3. The statewide greenhouse gas emissions report shall also include an
estimate of greenhouse gas emissions associated with the generation of
imported electricity and with the extraction and transmission of fossil
fuels imported into the state which shall be counted as part of the
statewide total.
4. Within one year after the effective date of this article, the
department shall consider establishing a mandatory registry and
reporting system from individual sources to obtain data on greenhouse
gas emissions exceeding a particular threshold. If established, such
registry and reporting system shall apply a consistent reporting
threshold to ensure the unbiased collection of data.
5. The statewide greenhouse gas emissions report shall also include an
estimate of what the statewide greenhouse gas emissions level was in
1990.
6. The statewide greenhouse gas emissions report shall utilize best
available science and methods of analysis, including the comparison and
reconciliation of emission estimates from all sources, fuel consumption,
field data, and peer-reviewed research.
7. The statewide greenhouse gas emissions report shall clearly explain
the methodology and analysis used in the department's determination of
greenhouse gas emissions and shall include a detailed explanation of any
changes in methodology or analysis, adjustments made to prior estimates,
as needed, and any other information necessary to establish a
scientifically credible account of change.
8. The department shall hold at least two public hearings to seek
public input regarding the methodology and analysis used in the
determination of statewide greenhouse gas emissions, and periodically
thereafter.
Statewide greenhouse gas emissions limits.
1. No later than one year after the effective date of this article,
the department shall, pursuant to rules and regulations promulgated
after at least one public hearing, establish a statewide greenhouse gas
emissions limit as a percentage of 1990 emissions, as estimated pursuant
to section 75-0105 of this article, as follows:
a. 2030: 60% of 1990 emissions.
b. 2050: 15% of 1990 emissions.
2. Greenhouse gas emission limits shall be measured in units of carbon
dioxide equivalents and identified for each individual type of
greenhouse gas.
3. In order to ensure the most accurate determination feasible, the
department shall utilize the best available scientific, technological,
and economic information on greenhouse gas emissions and consult with
the council, stakeholders, and the public in order to ensure that all
emissions are accurately reflected in its determination of 1990
emissions levels.
4. In order to comply with the statewide greenhouse gas emissions
limits promulgated pursuant to this section, a source may utilize the
alternative compliance mechanism established pursuant to subdivision
four of section 75-0109 of this article. The use of such mechanism shall
be in accordance with the provisions of that subdivision.
Promulgation of regulations to achieve statewide greenhouse
gas emissions reductions.
1. No later than December thirty-first, two thousand twenty-eight, the
department, after public workshops and consultation with the council,
the environmental justice advisory group, and the climate justice
working group established pursuant to section 75-0111 of this article,
representatives of regulated entities, community organizations,
environmental groups, health professionals, labor unions, municipal
corporations, trade associations and other stakeholders, shall, after no
less than two public hearings, promulgate, in accordance with
subdivision three of this section, rules and regulations designed to:
(i) achieve, to the maximum extent feasible and cost effective, a sixty
percent reduction in statewide greenhouse gas emissions from 1990
emissions by two thousand forty; and (ii) to ensure compliance with the
statewide emissions reduction limit established in paragraph b of
subdivision one of section 75-0107 of this article, and work with other
state agencies and authorities to promulgate regulations required by
section eight of chapter one hundred six of the laws of two thousand
nineteen.
2. The regulations promulgated by the department pursuant to this
section shall:
a. Ensure that the aggregate emissions of greenhouse gases from
greenhouse gas emission sources will not exceed the statewide greenhouse
gas emissions limits established in section 75-0107 of this article.
b. Include legally enforceable emissions limits, performance
standards, or measures or other requirements to control emissions from
greenhouse gas emission sources, with the exception of agricultural
emissions from livestock.
c. Reflect, in substantial part, the findings of the scoping plan
prepared pursuant to section 75-0103 of this article.
d. Include measures to reduce emissions from greenhouse gas emission
sources that have a cumulatively significant impact on statewide
greenhouse gas emissions, such as internal combustion vehicles that burn
gasoline or diesel fuel and boilers or furnaces that burn oil or natural
gas.
3. In promulgating these regulations, the department shall:
a. Design and implement all regulations in a manner that seeks to be
equitable, to minimize costs and to maximize the total benefits to New
York, and encourages early action to reduce greenhouse gas emissions;
b. Ensure that greenhouse gas emissions reductions achieved are real,
permanent, quantifiable, verifiable, and enforceable by the department;
c. Ensure that activities undertaken to comply with the regulations do
not result in a net increase in co-pollutant emissions or otherwise
disproportionately burden disadvantaged communities as identified
pursuant to section 75-0111 of this article;
d. Prioritize measures to maximize net reductions of greenhouse gas
emissions and co-pollutants in disadvantaged communities as identified
pursuant to section 75-0111 of this article and encourage early action
to reduce greenhouse gas emissions and co-pollutants;
e. Incorporate measures to minimize leakage; and
f. Consider the following, in the course of developing a regulatory
program or programs as required by this section:
i. the feasibility and adoption of: programs that utilize regulatory
mechanisms, including a market-based economy-wide cap-and-invest program
that could be linked to other jurisdictions and provide market
certainty; clean energy supply standards; and other regulations;
ii. the affordability of the programs identified in subparagraph i of
this paragraph for state residents, businesses and other entities,
including how the pace and sequencing of the emissions reduction
strategies affect total costs over time, and through assessing energy
cost impacts across customer classes and uses, as well as the
utilization of effective cost containment measures as needed;
iii. the importance of fostering the state's economic growth and
competitiveness, including the creation and maintenance of well-paying
and family-sustaining jobs;
iv. the economy-wide emissions reduction strategies that result in
improved public health, increased quality of life, and a cleaner
environment for all New Yorkers, and that any new revenue equitably
supports these outcomes;
v. the ability to maximize available funding and other resources to
support emissions reductions; and
vi. the development and commercialization of low and zero emission
technologies to achieve the goals of programs identified in subparagraph
i of this paragraph.
4. a. The department may establish an alternative compliance mechanism
to be used by sources subject to greenhouse gas emissions limits to
achieve net zero emissions.
b. The use of such mechanism shall account for not greater than
fifteen percent of statewide greenhouse gas emissions estimated as a
percentage of nineteen ninety emissions pursuant to section 75-0105 of
this article, provided that the use of this mechanism must offset a
quantity greater than or equal to the greenhouse gases emitted. The
offset of greenhouse gas emissions shall not result in disadvantaged
communities having to bear a disproportionate burden of environmental
impacts.
c. The department shall verify that greenhouse gas emission offset
projects authorized pursuant to this subdivision represent greenhouse
gas equivalent emission reductions or carbon sequestration that are
real, additional, verifiable, enforceable, and permanent.
d. Any greenhouse gas emissions offset project shall comply with all
of the requirements of this subdivision.
e. The department shall establish an application process that, at a
minimum, requires a source to sufficiently demonstrate that compliance
with the greenhouse gas emissions limits is not technologically
feasible, and that the source has reduced emissions to the maximum
extent practicable. After an initial four year period, the department
shall review the participation of a source in this mechanism, and make a
determination as to the source's continued need for an alternative
compliance, considering the extent to which the source is utilizing the
best available technology standards.
f. Sources in the electric generation sector shall not be eligible to
participate in such mechanism.
g. The following types of projects shall be prohibited:
i. waste-to-energy projects, including incineration and pyrolysis; and
ii. biofuels used for energy or transportation purposes.
h. Any greenhouse gas emission offset project approved by the
department shall:
i. be designed to provide a discernable benefit to the environment
rather than to the source;
ii. be located in the same county, and within twenty-five linear
miles, of the source of emissions, to the extent practicable;
iii. enhance the conditions of the ecosystem or geographic area
adversely affected; and
iv. substantially reduce or prevent the generation or release of
pollutants through source reduction.
i. A greenhouse gas emission offset project shall not be approved by
the department where the project:
i. is required pursuant to any local, state or federal law,
regulation, or administrative or judicial order;
ii. contains measures which the source would have undertaken anyway
within the next five years;
iii. contributes to environmental research at a college or university;
or
iv. is a study or assessment without a commitment to implement the
results.
j. In approving greenhouse gas emission offset projects, the
department shall prioritize projects that maximize public health and
environmental benefits within the state and especially localized
benefits in disadvantaged communities, defined pursuant to section
75-0111 of this article.
k. The department shall establish a public registry of greenhouse gas
emission offset projects approved pursuant to this subdivision.
l. Prior to the inclusion of any alternative compliance mechanism in
the regulations, to the extent feasible and in the furtherance of
achieving the statewide greenhouse gas emissions limit, the department
shall do all of the following:
i. consult with the council, the environmental justice advisory group,
and the climate justice working group;
ii. consider the potential for direct, indirect, and cumulative
emission impacts from this mechanism, including localized impacts in
disadvantaged communities as identified pursuant to section 75-0111 of
this article;
iii. design the alternative compliance mechanism to prevent any
increase in the emissions of co-pollutants; and
iv. maximize additional environmental, public health, and economic
benefits for the state and for disadvantaged communities identified
pursuant to section 75-0111 of this article, as appropriate.
Climate justice working group.
1. There is hereby created within the department, no later than six
months after the effective date of this article, a "climate justice
working group". Such working group will be comprised of representatives
from: environmental justice communities, the department, the department
of health, the New York state energy and research development authority,
and the department of labor.
a. Environmental justice community representatives shall be members of
communities of color, low-income communities, and communities bearing
disproportionate pollution and climate change burdens, or shall be
representatives of community-based organizations with experience and a
history of advocacy on environmental justice issues, and shall include
at least three representatives from New York city communities, three
representatives from rural communities, and three representatives from
upstate urban communities.
b. The working group, in consultation with the department, the
departments of health and labor, the New York state energy and research
development authority, and the environmental justice advisory group,
will establish criteria to identify disadvantaged communities for the
purposes of co-pollutant reductions, greenhouse gas emissions
reductions, regulatory impact statements, and the allocation of
investments related to this article.
c. Disadvantaged communities shall be identified based on geographic,
public health, environmental hazard, and socioeconomic criteria, which
shall include but are not limited to:
i. areas burdened by cumulative environmental pollution and other
hazards that can lead to negative public health effects;
ii. areas with concentrations of people that are of low income, high
unemployment, high rent burden, low levels of home ownership, low levels
of educational attainment, or members of groups that have historically
experienced discrimination on the basis of race or ethnicity; and
iii. areas vulnerable to the impacts of climate change such as
flooding, storm surges, and urban heat island effects.
2. Before finalizing the criteria for identifying disadvantaged
communities and identifying disadvantaged communities pursuant to
subdivision one of this section, the department shall publish draft
criteria and a draft list of disadvantaged communities and make such
information available on its website.
a. The council shall hold at least six regional public hearings on the
draft criteria and the draft list of disadvantaged communities,
including three meetings in the upstate region and three meetings in the
downstate region, and shall allow at least one hundred twenty days for
the submission of public comment.
b. The council shall also ensure that there are meaningful
opportunities for public comment for all segments of the population that
will be impacted by the criteria, including persons living in areas that
may be identified as disadvantaged communities under the proposed
criteria.
3. The group will meet no less than annually to review the criteria
and methods used to identify disadvantaged communities and may modify
such methods to incorporate new data and scientific findings. The
climate justice working group shall review identities of disadvantaged
communities and modify such identities as needed.
Value of carbon.
1. No later than one year after the effective date of this article,
the department, in consultation with the New York state energy research
and development authority, shall establish a social cost of carbon for
use by state agencies, expressed in terms of dollars per ton of carbon
dioxide equivalent.
2. The social cost of carbon shall serve as a monetary estimate of the
value of not emitting a ton of greenhouse gas emissions. As determined
by the department, the social cost of carbon may be based on marginal
greenhouse gas abatement costs or on the global economic, environmental,
and social impacts of emitting a marginal ton of greenhouse gas
emissions into the atmosphere, utilizing a range of appropriate discount
rates, including a rate of zero.
3. In developing the social cost of carbon, the department shall
consider prior or existing estimates of the social cost of carbon issued
or adopted by the federal government, appropriate international bodies,
or other appropriate and reputable scientific organizations.
Community air monitoring program.
1. For purposes of this section, the following definitions and related
provisions shall apply:
a. "Community air monitoring system" means advanced sensing monitoring
equipment that measures and records air pollutant concentrations in the
ambient air at or near sensitive receptor locations in disadvantaged
communities.
b. "Disadvantaged community" means a community identified as
disadvantaged pursuant to the criteria set forth in section 75-0111 of
this article.
c. "Sensitive receptors" includes hospitals, schools and day care
centers, and such other locations as the department may determine.
2. a. On or before October first, two thousand twenty-two, the
department shall prepare, in consultation with the climate justice
working group, a program demonstrating community air monitoring systems.
b. The program shall identify the highest priority locations in
disadvantaged communities around the state to deploy community air
monitoring systems, which shall be communities with potentially high
exposure burdens for toxic air contaminants and criteria air pollutants.
The program shall be undertaken in no less than four communities
statewide with regional consideration.
c. The department shall publish the air quality data produced by the
community air monitoring systems deployed pursuant to this section on
its website as it becomes available.
3. On or before June first, two thousand twenty-four, the department
shall prepare, in consultation with the climate justice working group, a
strategy to reduce emissions of toxic air contaminants and criteria air
pollutants in disadvantaged communities affected by a high cumulative
exposure burden. The strategy shall include criteria for the development
of community emission reduction programs. The criteria presented in the
strategy shall include, but are not limited to, the following:
a. an assessment and identification of communities with high
cumulative exposure burdens for toxic air contaminants and criteria air
pollutants.
b. a methodology for assessing and identifying the contributing
sources or categories of sources, including, but not limited to,
stationary and mobile sources, and an estimate of their relative
contribution to elevated exposure to air pollution in impacted
communities identified pursuant to paragraph a of this subdivision.
c. an assessment of the existing and available measures for reducing
emissions from the contributing sources or categories of sources
identified pursuant to paragraph b of this subdivision.
4. a. Based on the assessment and identification of disadvantaged
communities with high cumulative exposure burdens for toxic air
contaminants and criteria air pollutants completed pursuant to paragraph
a of subdivision three of this section, the department shall select
disadvantaged communities around the state for preparation of community
emissions reduction programs. The department may select additional
locations annually thereafter, as appropriate.
b. The department shall have the authority to adopt regulations
establishing programs to achieve emissions reductions for the locations
selected using the most cost-effective measures identified pursuant to
paragraph c of subdivision three of this section.
Investment of funds.
State agencies, authorities and entities, in consultation with the
environmental justice working group and the climate action council,
shall, to the extent practicable, invest or direct available and
relevant programmatic resources in a manner designed to achieve a goal
for disadvantaged communities to receive forty-five percent of overall
benefits of spending on clean energy and energy efficiency programs,
projects or investments in the areas of housing, workforce development,
pollution reduction, low income energy assistance, energy,
transportation and economic development, provided however, that
disadvantaged communities shall receive no less than forty percent of
the overall benefits of spending on clean energy and energy efficiency
programs, projects or investments and provided further that this section
shall not alter funds already contracted or committed as of the
effective date of this section.
Implementation reporting.
1. The department in consultation with the council shall, not less
than every four years after the promulgation of regulations pursuant to
section 75-0109 of this article, publish a report which shall include
recommendations regarding the implementation of greenhouse gas reduction
measures.
2. The report shall, at minimum, include:
a. Whether the state is on track to meet the statewide greenhouse gas
emissions limits established in section 75-0107 of this article.
b. An assessment of existing regulations and whether modifications are
needed to ensure fulfillment of the statewide greenhouse gas emissions
limits.
c. An overview of social benefits from the regulations or other
measures, including reductions in greenhouse gas emissions and
copollutants, diversification of energy sources, and other benefits to
the economy, environment, and public health.
d. An overview of compliance costs for regulated entities and for the
department and other state agencies.
e. Whether regulations or other greenhouse gas reduction measures
undertaken are equitable, minimize costs and maximize the total benefits
to the state, and encourage early action.
f. Whether activities undertaken to comply with state regulations
disproportionately burden disadvantaged communities as identified
pursuant to section 75-0111 of this article.
g. An assessment of local benefits and impacts of any reductions in
co-pollutants related to reductions in statewide and local greenhouse
gas emissions.
h. An assessment of disadvantaged communities' access to or community
ownership of the services and commodities identified in section six of
the chapter of the laws of two thousand nineteen which added this
article.
i. Whether entities that have voluntarily reduced their greenhouse gas
emissions prior to the implementation of this article receive
appropriate credit for early voluntary reductions.
j. Recommendations for future regulatory and policy action.
3. In preparing this report, the department shall, at a minimum,
consult with the council, and the climate justice working group
established in section 75-0111 of this article.
4. The report shall be published and posted on the department's
website.
ARTICLE 76 Climate Change Adaptation Cost Recovery Program
Definitions.
For the purposes of this article the following terms shall have the
following meanings:
1. "Affiliate" means, with respect to any specified entity, an entity
that directly, or indirectly through one or more intermediaries,
controls or is controlled by, or is under common control with, the
entity specified.
2. "Applicable payment date" means December thirty-first of the fourth
calendar year following the year in which this article is enacted into
law.
3. "Climate change adaptive infrastructure project" means an
infrastructure project for purposes of climate change adaptation that:
a. includes but is not limited to projects designed to avoid,
moderate, repair, or adapt to negative impacts caused by climate change,
and to assist communities, households, and businesses in preparing for
future climate change-driven disruptions. Such project types include but
are not limited to restoring coastal wetlands and developing other
nature-based solutions and coastal protections; upgrading storm water
drainage systems; making defensive upgrades to roads, bridges, subways,
and transit systems; preparing for and recovering from hurricanes and
other extreme weather events; undertaking preventive health care
programs and providing medical care to treat illness or injury caused by
the effects of climate change; relocating, elevating, or retrofitting
wastewater treatment plants vulnerable to flooding; installing energy
efficient cooling systems and other weatherization and energy efficiency
upgrades and retrofits in public and private buildings, including
schools and public housing; upgrading parts of the electrical grid to
increase stability and resilience, including supporting the creation of
self-sufficient clean energy microgrids; addressing urban heat island
effects through green spaces, urban forestry, and other interventions;
and responding to harmful algal blooms, loss of agricultural topsoil,
and other climate-driven ecosystem threats to forests, farms, fisheries,
and food systems; and
b. is guided by the project criteria identified in the statewide
climate change adaptation and resilience plan adopted pursuant to
subdivision six of section 76-0103 of this article.
4. "Control" (including the terms controlling, controlled by and under
common control with) means the possession, direct or indirect, of the
power to direct or cause the direction of the management and policies of
an entity, whether through the ownership of voting securities, by
contract, or otherwise.
5. "Controlled group" means two or more entities that are affiliates
of each other.
6. "Cost recovery amount" means seventy-five billion dollars.
7. "Cost recovery demand" means the portion of the cost recovery
amount determined by the department pursuant to the program to be owed
by a responsible party for payment to the fund.
8. "Covered greenhouse gas emissions" means, with respect to any
entity, the total quantity of greenhouse gas emissions, expressed in
metric tons of carbon dioxide equivalent, as defined in section 75-0101
of this chapter, attributable to the total amount of fossil fuels
extracted by that entity during the covered period, as well as the total
amount of crude oil refined by that entity during the covered period.
For the purposes of this article, covered greenhouse gas emissions
include those emissions attributable to all fossil fuel extraction and
refining worldwide by such entity and are not limited to such emissions
within the state.
9. "Covered period" means the period that began January first, two
thousand and ended on December thirty-first, two thousand twenty-four.
10. "Crude oil" means oil or petroleum of any kind and in any form,
including bitumen, oil sands, heavy oil, conventional and unconventional
oil, shale oil, natural gas liquids, condensates, and related fossil
fuels.
11. "Entity" means any individual, trustee, agent, partnership,
association, corporation, company, municipality, political subdivision,
or other legal organization, that holds or held an ownership interest in
a fossil fuel business during the covered period. For purposes of this
article, entities in a controlled group are treated as a single entity
for the purposes of meeting the definition of responsible party and
shall be jointly and severally liable for payment of any cost recovery
demand owed by any entity in the controlled group.
12. "Fossil fuel" shall have the same definition as in section 1-103
of the energy law.
13. "Fossil fuel business" means a business engaging in the extraction
of fossil fuels or the refining of petroleum products.
14. "Fund" means the climate change adaptation fund established
pursuant to section ninety-seven-m of the state finance law.
15. "Greenhouse gas" shall have the same definition as in section
75-0101 of this chapter.
16. "Nature-based solutions" shall mean projects that utilize or mimic
nature or natural processes and functions and that may also offer
environmental, economic, and social benefits, while increasing
resilience. Nature-based solutions include both green and natural
infrastructure.
17. "Notice of cost recovery demand" means the written communication
informing an entity that they are a responsible party and of the amount
of the cost recovery demand payable to the fund.
18. "Petroleum products" shall have the same definition as in section
1-103 of the energy law.
19. "Program" means the climate change adaptation cost recovery
program established under section 76-0103 of this article.
20. "Qualifying expenditure" means a payment from the fund in support
of a climate change adaptive infrastructure project, including its
operation and maintenance, as defined by the department.
21. "Responsible party" means any entity (or a successor in interest
to such entity described herein), which, during any part of the covered
period, was engaged in the trade or business of extracting fossil fuel
or refining crude oil and is determined by the department to be
responsible for more than one billion tons of covered greenhouse gas
emissions. The term responsible party shall not include any person who
lacks sufficient contacts with the state to satisfy the due process
clause of the United States Constitution.
The climate change adaptation cost recovery program.
1. There is hereby established a climate change adaptation cost
recovery program to be administered by the department.
2. The purposes of the program shall be the following:
a. To secure compensatory payments from responsible parties based on a
standard of strict liability to provide a source of revenue for climate
change adaptive infrastructure projects within the state. Such payments
in aggregate shall total the cost recovery amount and shall be due and
payable on the applicable payment date.
b. To determine proportional liability of responsible parties for the
cost recovery amount pursuant to subdivision three of this section;
c. To impose cost recovery demands on responsible parties and issue
notices of cost recovery demand;
d. To accept and collect payment from responsible parties;
e. To identify climate change adaptive infrastructure projects;
f. To disperse funds to climate change adaptive infrastructure
projects; and
g. To allocate funds in such a way as to achieve a goal that at least
forty percent of the qualified expenditures from the program, but not
less than thirty-five percent of such expenditures, shall go to climate
change adaptive infrastructure projects that benefit disadvantaged
communities as defined in section 75-0101 of this chapter.
3. a. A responsible party shall be strictly liable, without regard to
fault, for a share of the cost recovery amount, which shall be used for
the costs of climate change adaptive infrastructure projects, including
their operation and maintenance, supported by the fund.
b. With respect to each responsible party, the cost recovery demand
shall be equal to an amount that bears the same ratio to the cost
recovery amount as the responsible party's applicable share of covered
greenhouse gas emissions bears to the aggregate applicable shares of
covered greenhouse gas emissions of all responsible parties.
c. The applicable share of covered greenhouse gas emissions taken into
account under this section for any responsible party shall be the amount
by which the covered greenhouse gas emissions attributable to such
responsible party exceeds one billion metric tons.
d. In determining the amount of greenhouse gas emissions attributable
to any entity, the department may: i. require an entity to provide
information to the department related to past practices, production,
extraction, refining, emissions, or other historical information about
such entity necessary or appropriate to enable the department to
determine whether such entity is a responsible party and, if so, the
amount of such responsible party's covered greenhouse gas emissions; ii.
apply consistent emissions factors, consistent with the climate
leadership and community protection act pursuant to chapter one hundred
six of the laws of two thousand nineteen, to convert extraction and
refining data into greenhouse gas emissions; and iii. utilize
information received from the department of taxation and finance
pursuant to subdivision (a) of section three hundred fourteen of the tax
law.
e. i. The department shall issue notices of cost recovery demand to
all responsible parties at the times set forth in paragraph a of
subdivision four of this section. Payment of a cost recovery demand
shall be made in full on the applicable payment date provided that,
notwithstanding paragraph a of subdivision two of this section, the
department may provide that a responsible party may elect to pay an
amount no greater than ninety-two percent of the amount of the cost
recovery demand after the applicable payment date. Any such payments
permitted to be made after the applicable payment date shall be made
within twenty-four years of the applicable payment date, shall be no
less frequent than annual beginning in the year following the applicable
payment date, and shall not increase over time.
ii. Any responsible party who fails to make a payment required
pursuant to this subdivision shall pay a penalty of fifty per centum of
the unpaid payment amount, plus interest on the unpaid payment amount
computed in accordance with section 6621(a)(2) of the United States
internal revenue code of 1986 (Public Law 99-514, 26 U.S.C. section 1 et
seq.) from the date the payment was required to be paid.
f. If there is any addition to the original amount of the final cost
recovery demand as of the applicable payment date for failure to timely
pay any amount required to be paid under this subdivision, a liquidation
or sale of substantially all the assets of the responsible party
(including in a proceeding under U.S. Code: Title 11 or similar case), a
cessation of business by the responsible party, or any similar
circumstance, then the unpaid balance of all unpaid amounts shall be due
on the date of such event (or in the case of a proceeding under U.S.
Code: Title 11 or similar case, on the day before the petition is
filed). The preceding sentence shall not apply to the sale of
substantially all of the assets of a responsible party to a buyer if
such buyer enters into an agreement with the department under which such
buyer is liable for all unpaid amounts due in the same manner as if such
buyer were the responsible party.
4. a. Within thirty months of the effective date of this article, the
department shall promulgate such regulations as are necessary or
appropriate to carry out this article, including but not limited to:
i. provisions for the department to require an entity to provide
information to the department related to past practices, production,
extraction, refining, emissions, or other historical information about
such entity necessary or appropriate to enable the department to
determine whether such entity is a responsible party and, if so, the
amount of such responsible party's covered greenhouse gas emissions;
ii. adopting uniform and consistent methodologies using the best
available information, such as publicly available databases of
historical production data, to determine responsible parties and their
applicable share of covered greenhouse gas emissions consistent with the
provisions of this article;
iii. registering entities that are responsible parties under the
program;
iv. issuing notices of cost recovery demand, no later than June
thirtieth of the fourth calendar year following the effective date of
this article, for each responsible party's cost recovery demand;
v. establishing a process such that:
(1) a responsible party may file a request for reconsideration of its
cost recovery demand with the department within sixty days following
service of the notice of cost recovery demand if within the United
States, and within ninety days following such service outside the United
States, and in doing so shall exhaust administrative remedies;
(2) a request for reconsideration shall state the grounds for the
request and include supporting documentation, which may include but is
not limited to documentation of the party's covered greenhouse gas
emissions and the party's contacts with the state;
(3) the department shall consider whether any such requests for
reconsideration, including whether a responsible party refining
petroleum products, or who is a successor in interest to such an entity,
establishes to the satisfaction of the department that a portion of the
cost recovery demand amount was attributable to the refining of crude
oil extracted by a responsible party, or who is a successor in interest
to such an entity, that was accounted for in determining the cost
recovery demand amount of such responsible party, and whether notices of
cost recovery demand should be updated, and shall issue updated notices
of cost recovery demand, if applicable, which shall include a statement
of the grounds of the department's determination, within sixty days
following the expiration of all periods for submitting a request for
reconsideration under item one of this subparagraph;
(4) if notices of cost recovery demand issued pursuant to item three
of this subparagraph result in a new responsible party receiving a
notice of cost recovery demand that was not issued a notice of cost
recovery demand by the date required by subparagraph iv of this
paragraph, then, in the same manner as set forth in items one, two and
three of this subparagraph, such responsible party shall have sixty days
from service within the United States, and ninety days from service
outside the United States, to file a request for reconsideration, which
filing shall exhaust such responsible party's administrative remedies,
and the department shall consider such request for reconsideration and
issue updated notices of cost recovery demand, if applicable, in the
manner contemplated by item three of this subparagraph;
(5) if any updating of notices of cost recovery demand pursuant to
such processes for reconsideration results in a new responsible party
that was not previously issued a cost recovery demand, such new
responsible party shall also be given the opportunity to file a request
for reconsideration in the same manner as set forth in item four of this
subparagraph, and such process shall continue until no new responsible
party results from issuance of notices of cost recovery demand; and
(6) if the processes in this subparagraph result in issuances of
notices of cost recovery demand after the applicable payment date, then
the applicable payment date shall be the date which is thirty days after
the final issuance of notices of cost recovery demand; and
vi. accepting payments from, pursuing collection efforts against, and
negotiating settlements with responsible parties.
b. The department shall hold at least two public hearings, one
in-person and one virtual, on proposed regulations, with a minimum of
thirty days' public notice in compliance with the provisions of article
seven of the public officers law.
5. The department shall develop procedures to make publicly available,
by posting on its website, all data related to fossil fuel extraction
and refining by entities which the department obtains pursuant to the
program, to the maximum extent practicable.
6. Within eighteen months of the promulgation of the final regulations
pursuant to subdivision four of this section, the department shall
complete a statewide climate change adaptation and resilience plan,
which shall be publicly available, including at a minimum on the
department's website, and updated no less than every three years
following the procedures of this subdivision, for the purpose of guiding
the dispersal of funds, pursuant to section ninety-seven-m of the state
finance law, to all regions of the state in a timely, efficient, and
equitable manner in accordance with the provisions of this chapter. In
completing such plan, the department shall:
a. collaborate with the department of state, homes and community
renewal, the department of agriculture and markets, the New York state
energy research and development authority, the department of public
service, the department of transportation, the department of health, the
division of budget and the division of homeland security and emergency
services;
b. assess the adaptation needs of various areas vital to the state's
economy, normal functioning, and the health and well-being of New
Yorkers, including but not limited to: agriculture, biodiversity,
ecosystem services, education, finance, healthcare, manufacturing,
housing and land use, retail, tourism (including state and municipal
parks), transportation, and municipal and local government.
c. identify major potential, proposed, and ongoing climate change
adaptive infrastructure projects throughout the state;
d. identify opportunities for alignment with existing federal, state,
and local funding streams;
e. identify potential municipal, not-for-profit, and community
organization grant programs;
f. include in such plan project criteria, project types and
recommendations for identifying and selecting climate change adaptive
infrastructure projects eligible to receive qualifying expenditures.
When considering projects intended to stabilize tidal shorelines, the
department shall encourage the use of nature-based solutions;
g. consult with stakeholders, including local governments, businesses,
environmental advocates, the federally designated bulk system operator,
relevant subject area experts, and representatives of disadvantaged
communities; and
h. provide opportunities for public engagement in all regions of the
state, including by holding at least two public hearings, one in-person
and one virtual, with meaningful opportunities for participation and
public comment from all segments of the population, including persons
living in disadvantaged communities as identified pursuant to section
75-0111 of this chapter, a minimum of sixty days' public notice in
compliance with the provisions of article seven of the public officers
law, on a draft of the plan, a summary and analysis of the public
comments and a description of any changes made to the plan based on the
public comments received.
7. Total qualifying expenditures shall be allocated in such a way as
to achieve a goal that at least forty percent of the qualified
expenditures from the program, but not less than thirty-five percent of
such expenditures, shall go to climate change adaptive infrastructure
projects that benefit disadvantaged communities as defined in section
75-0101 of this chapter.
8. The department and the attorney general are hereby authorized to
implement and enforce the provisions of this article.
9. Moneys received from cost recovery demands shall be deposited in
the climate change adaptation fund established pursuant to section
ninety-seven-m of the state finance law.
10. a. The department shall conduct an evaluation of the climate
change adaptation cost recovery program. The purpose of this evaluation
is to determine the effectiveness of the program in achieving its
purposes as defined in subdivision two of this section. Such evaluation
shall include, at minimum:
i. a list of all responsible parties and their respective cost
recovery demands, as well as any changes to an entity's status as a
responsible party during the preceding program year;
ii. an accounting of all cost recovery demands made to responsible
parties, actual monies collected, and penalties or other collection
measures taken during the preceding program year;
iii. an accounting of all expenditures from the climate change
adaptation fund established pursuant to section ninety-seven-m of the
state finance law, including at a minimum:
(1) expenditures that benefit disadvantaged communities as defined in
section 75-0101 of this chapter;
(2) expenditures by project type;
(3) expenditures by percentage of overall funding used for grant
programs for municipalities and not-for-profit and community
organizations; and
(4) expenditures for administration and implementation support;
iv. a review of climate change adaptive infrastructure projects'
status, including the number of projects that have been completed and
those projects which have been identified and remain unfunded;
v. a summary of the geographic distribution of climate change adaptive
infrastructure projects; and
vi. identification of future spending needs.
b. Such evaluation shall be made public on the department's website
and provided to the governor, the temporary president of the senate and
the speaker of the assembly on or before January first of the second
calendar year following the year in which this article is enacted into
law, and annually on or before September thirtieth thereafter.
11. The department shall publish all information, requests for
proposals, application forms, procedures and guidelines relating to
climate change adaptive infrastructure projects on its website and in a
manner that is accessible to the public and all potential recipients.
Requirements for climate change adaptive infrastructure
projects.
For each contract for climate change adaptive infrastructure projects,
funded in part or in whole from the climate change adaptation fund
established pursuant to section ninety-seven-m of the state finance law,
by a public entity, or a third party acting on behalf and for the
benefit of a public entity, the "public work" for the purposes of this
subdivision shall ensure that such contract shall contain a provision
that the iron and steel used or supplied in the performance of the
contract or any subcontract thereto, shall be produced or made in whole
or substantial part in the United States, its territories or
possessions. In the case of an iron or steel product all manufacturing
must take place in the United States, from the initial melting stage
through the application of coatings, except metallurgical processes
involving the refinement of steel additives.