NY-ENV Environmental Conservation Law NY

Contents

ARTICLE 1 General Provisions

TITLE 1 Declaration of Policy

§ 1-0101 — Declaration of policy

Declaration of policy.

1. The quality of our environment is fundamental to our concern for

the quality of life. It is hereby declared to be the policy of the State

of New York to conserve, improve and protect its natural resources and

environment and to prevent, abate and control water, land and air

pollution, in order to enhance the health, safety and welfare of the

people of the state and their overall economic and social well being.

2. It shall further be the policy of the state to improve and

coordinate the environmental plans, functions, powers and programs of

the state, in cooperation with the federal government, regions, local

governments, other public and private organizations and the concerned

individual, and to develop and manage the basic resources of water,

land, and air to the end that the state may fulfill its responsibility

as trustee of the environment for the present and future generations.

3. It shall further be the policy of the state to foster, promote,

create and maintain conditions under which man and nature can thrive in

harmony with each other, and achieve social, economic and technological

progress for present and future generations by:

a. Assuring surroundings which are healthful and aesthetically

pleasing;

b. Guaranteeing that the widest range of beneficial uses of the

environment is attained without risk to health or safety, unnecessary

degradation or other undesirable or unintended consequences;

c. Promoting patterns of development and technology which minimize

adverse impact on the environment;

d. Preserving the unique qualities of special resources such as the

Adirondack and Catskill forest preserves;

e. Providing that care is taken for the air, water and other resources

that are shared with the other states of the United States and with

Canada in the manner of a good neighbor.

TITLE 3 Short Title; General Definitions

§ 1-0301 — Short title

Short title.

This chapter shall be known as the "Environmental Conservation Law,"

and may be cited as "ECL."

§ 1-0303 — General definitions

General definitions.

Whenever used in this chapter, unless a different meaning clearly

appears from the context or unless a different meaning is stated in a

definition applicable to only a portion of this chapter:

1. "Air pollution emergency" means a combination of circumstances

which requires immediate action to reduce the quantity of contaminants

in the atmosphere due to danger to public health and welfare, injury to

agricultural crops and livestock, damage to and deterioration of

property, hazards to air and ground transportation or impairment of

environmental quality.

2. "Article," "title," "section" and "subdivision" shall mean such

article, title, section or subdivision of this chapter.

4. "Commissioner" shall mean the state Commissioner of Environmental

Conservation.

5. "Consolidated health district" shall mean a health district

established under section 390 of the Public Health Law.

6. "Council" shall mean the Council of Environmental Advisers.

7. "County department of health" shall mean that division of the

county government having jurisdiction over the public health of a county

or part-county health district.

8. "County health commissioner" shall mean the executive officer of a

county department of health.

9. "County health district" shall mean a health district comprising

the entire county heretofore or hereafter established.

10. "County legislative body" shall mean the board of supervisors, or

the elected county legislative body, if the county has one.

11. "Department" shall mean the state Department of Environmental

Conservation.

12. "Health district" shall mean a county health district, part-county

health district, city, town, village or consolidated health district

having a separate board of health.

13. "Local board of health" shall mean the board of health of a

county, part-county, city, village, town or consolidated health

district.

14. "Local health officer" shall mean the health officer of a county,

part-county, city, village, town or consolidated health district.

15. As used in sections 3-0109 through 3-0115, inclusive, and sections

3-0305 and 3-0307 of article 3; articles 9, 11, 13 and 15; titles 7, 9,

11 and 13 of article 21; article 23; title 3 of article 27; articles 43,

45 and 47; and titles 1 through 13 inclusive and title 33 of article 71

applicable to these provisions, "local public corporation" shall mean

any "municipal corporation" or "district corporation" as defined in

subdivisions two and three of section sixty-six of the general

construction law.

16. As used in articles 17 and 19 of this chapter, "municipality"

shall mean a city, village, town or consolidated health district.

17. "Part-county health district" shall mean all that part of a county

outside of a city or cities having a population of fifty thousand or

more heretofore or hereafter established as a health district.

18. "Person" shall mean any individual, public or private corporation,

political subdivision, government agency, department or bureau of the

state, municipality, industry, co-partnership, association, firm, trust,

estate or any other legal entity whatsoever. Provided, however, that for

purposes of sections 3-0109 through 3-0115 inclusive, and sections

3-0305 and 3-0307 of article 3; articles 9, 11, 13 and 15; titles 7, 9,

11 and 13 of article 21; article 23; articles 43, 45 and 47; sections

57-0121 and 57-0123 of article 57; and titles 1 through 13 inclusive and

title 33 of article 71 applicable to these provisions, "person" means

any individual, firm, co-partnership, association or corporation other

than the state and a "public corporation".

19. "Pollution" shall mean the presence in the environment of

conditions and or contaminants in quantities of characteristics which

are or may be injurious to human, plant or animal life or to property or

which unreasonably interfere with the comfortable enjoyment of life and

property throughout such areas of the state as shall be affected

thereby.

20. As used in sections 3-0109 through 3-0115 inclusive, and sections

3-0305 and 3-0307 of article 3; articles 9, 11, 13 and 15; titles 7, 9,

11 and 13 of article 21; article 23; title 3 of article 27; articles 43,

45 and 47; and titles 1 through 15 inclusive and title 33 of article 71

applicable to these provisions, "public corporation" shall mean "public

corporation" as defined in subdivision 1 of section 3 of the General

Corporation Law and includes all public authorities.

21. As used in sections 3-0109 through 3-0115 inclusive, and sections

3-0305 and 3-0307 of article 3; articles 9, 11, 13 and 15; titles 7, 9,

11 and 13 of article 21; article 23; title 3 of article 27; articles 43,

45 and 47; and titles 1 through 15 inclusive and title 33 of article 71

applicable to these provisions, "state public corporation" shall mean

public benefit corporation to which the Governor appoints a majority of

the members. A person who is a member of a public corporation by virtue

of holding another state office shall be deemed to be selected as a

member of the public benefit corporation in the manner in which he was

selected for such other office.

22. "Infant" or "minor" shall mean any person who has not attained the

age of eighteen years.

23. "Arbor day" shall mean the last Friday of April.

24. "Sole source aquifer" shall mean an aquifer system that the United

States environmental protection agency, pursuant to Public Law 93-523

which is known as the federal Safe Drinking Water Act of 1974, has

designated as the sole or principal drinking water source for an area

and which, if contaminated, would create a significant hazard to public

health.

25. "Telecommuting" shall mean the conservation of energy through the

reduction of travel by employees of the department to and from their

designated workplace through the use of telecommunication and computer

technology in tasks including, but not limited to, information transfer

and processing.

26. "Nature-based solution" shall mean a project that utilizes or

mimics nature or natural processes and functions and that may also offer

environmental, economic, and social benefits, while increasing

resilience. Nature-based solutions include both green and natural

infrastructure.

ARTICLE 3 Department of Environmental Conservation; General Functions, Powers, Duties and Jurisdiction

TITLE 1 Department of Environmental Conservation

§ 3-0101 — Continuation of department

Continuation of department.

The Department of Environmental Conservation, which was established by

chapter 140 of the Laws of 1970, is hereby continued, and all the

powers, functions, duties and obligations possessed by the department

pursuant to such chapter immediately preceding the effective date of

this chapter are hereby continued.

§ 3-0103 — Commissioner of environmental conservation

Commissioner of environmental conservation.

The head of the department shall be the Commissioner of Environmental

Conservation, who shall be appointed by the Governor, by and with the

advice and consent of the Senate, and hold office at the pleasure of the

Governor by whom he was appointed and until his successor is appointed

and has qualified.

§ 3-0105 — Offices of department

* § 3-0105. Offices of department.

The principal office of the department shall be in the County of

Albany.

* NB Effective prior to Dept. of Environmental Conservation moving to

the city of Albany

* § 3-0105. Offices of the department.

The principal office of the department shall be in the city of Albany.

* NB Effective upon Dept. of Environmental Conservation moving to the

city of Albany

§ 3-0107 — Organization of department; officers and employees

Organization of department; officers and employees.

1. Notwithstanding any inconsistent provision of law the commissioner

may, from time to time, create, abolish, transfer and consolidate

divisions, bureaus, field offices and other units within the department,

including those transferred to the department by chapter 140 of the laws

of 1970, as he may determine necessary for the efficient operation of

the department, subject to the approval of the Director of the Budget.

2. The commissioner may appoint such deputies, directors, assistants

and other officers and employees as may be needed for the performance of

his duties and may prescribe their powers and duties and fix their

compensation within the amounts appropriated therefor, subject to the

approval of the Director of the Budget.

§ 3-0109 — Eligibility for certain offices

Eligibility for certain offices.

No person shall be eligible for or shall continue to hold the office

of commissioner, deputy commissioner, secretary to the department, if

any there be, or head of a division who is engaged in the business of

lumbering in any forest preserve county or who is engaged in any

business in the prosecution of which hydraulic power is used or in which

water is distributed or sold under any public franchise or who is an

officer or holder of stocks or bonds of any corporation engaged in such

business within the state.

§ 3-0113 — The New York State Conservationist

The New York State Conservationist.

1. To the end that there shall be promoted a wider understanding of

the problems affecting conservation of natural resources in this state,

it is declared advisable to authorize the agents who issue hunting,

fishing and trapping licenses to sell annual subscriptions to the

official magazine of the department, "The New York State

Conservationist."

2. Any entity which is authorized by section 11-0713 of this chapter

to sell hunting, trapping and fishing licenses is hereby authorized, but

not required, to sell annual subscriptions to the department's official

magazine, "The New York State Conservationist." The fee to be charged

for a subscription to such magazine shall be such fee as the

commissioner may, after consultation with the division of the budget,

deem necessary for the best interest of the state. Such fee shall be

collected from each subscriber at the time of receiving application for

subscription. All collected fees, minus a 5.5 percent commission, shall

be remitted monthly, on a schedule to be determined by the department.

All receipts of the department from subscriptions shall be deposited in

an account in the miscellaneous special revenue fund-other. The

comptroller is authorized and directed to permit interest earnings on

any balances to accrue to the benefit of this account.

§ 3-0115 — Establishment of forestry and wildlife management areas by United States; consent of state

Establishment of forestry and wildlife management areas by

United States; consent of state.

1. To implement and supplement federal statutes now in effect and to

authorize the acquisition by the United States of America of upland area

for conservation purposes, the consent of the State of New York is

hereby granted to the United States of America:

a. To acquire, on or before July 1, 1940, by means of purchase,

devise, gift or condemnation such upland areas in the State of New York

and outside the statutory boundaries of the Adirondack and Catskill

parks as are necessary and suitable for forestry and wildlife management

areas; and

b. To forest or reforest such areas and to construct or erect upon

such lands, such truck trails, bridges, ditches, fire lanes, water

holes, service structures and similar improvements as are necessary for

the protection and administration of these lands as forestry or wildlife

management areas; and

c. To hold title to such upland areas herein described and heretofore

acquired for the foregoing purposes, reserving, however, to the State of

New York, full and complete jurisdiction and authority over all such

areas not incompatible with the administration, maintenance, and

protection thereof by the United States of America; provided, however,

that the United States of America shall make no regulations governing

such areas which shall be in conflict with the provisions of the

Conservation Law, as amended or as may hereafter be amended, or those

provisions of the Environmental Conservation Law of the State of New

York which were derived from the Conservation Law.

2. Such lands as are under contract of purchase by the United States

of America, or to acquire which condemnation proceedings have been

commenced on or before July 1, 1940 shall be deemed acquired within the

meaning of paragraph a of subdivision one of this section.

§ 3-0117 — Activities of local governmental agencies

Activities of local governmental agencies.

1. Activities of local health boards, departments and officers and

other local government agencies pertaining to functions, powers and

duties which were transferred pursuant to chapter 140 of the Laws of

1970, from the Department and Commissioner of Health to the Department

and Commissioner of Environmental Conservation shall be eligible for aid

under the provisions of titles 1, 2, and 3 of article 6 of the Public

Health Law to the same extent such activities were eligible for such aid

if conducted immediately prior to the effective date of chapter 140 of

the Laws of 1970. The Commissioner of Environmental Conservation shall

exercise the same powers of approval and supervision with respect to

such activities as were exercised by the Commissioner of Health

immediately prior to the effective date of that chapter.

2. Counties and cities shall be eligible for aid for other

environmental conservation activities pertaining to functions, powers

and duties other than those which were so transferred pursuant to

chapter 140 of the Laws of 1970. Such other activities shall be

described under rules and regulations adopted pursuant to subdivision

four of this section.

3. A county or city shall be eligible for aid whenever it shall

appropriate or otherwise make funds available and expend monies for the

purpose of defraying expenses incurred in undertaking environmental

conservation activities under this section. The appropriations made or

to be made by the legislature for the purpose of carrying out the

provisions of this section shall be apportioned and made available by

the director of the budget to the Commissioner of Environmental

Conservation. The rate of aid shall be set annually by the Commissioner

of Environmental Conservation, provided however, that except as

otherwise provided in the public health law, the rate shall not exceed

fifty percentum of the amount expended annually by a county or city. In

the event that the amount appropriated by the legislature is

insufficient to make full payment of all state aid to which eligible

counties and cities would otherwise be entitled under this section, the

amounts appropriated shall be apportioned in proportion to the amounts

to which such counties and cities would otherwise be entitled.

4. The Department of Environmental Conservation shall adopt rules and

regulations to implement the provisions of this section, which shall

include, but not be limited to the establishment of the following:

information and reporting requirements; activity, facility,

construction, equipment, service, administration and work eligibility

requirements and standards; department inspection, examination and

approval procedures; qualifications for persons engaged in environmental

conservation activities; and minimum criteria for the composition of

county and city government bodies that may be authorized to engage in

activities for which aid may be sought.

§ 3-0119 — Laboratory tests

Laboratory tests.

Any laboratory tests or sample analysis required pursuant to article

seventeen, nineteen or twenty-seven of this chapter for which the

commissioner of health issues certificates of approval pursuant to

section five hundred two of the public health law shall be conducted by

a laboratory which has been issued a certificate of approval.

TITLE 3 General Functions, Powers, Duties and Jurisdiction

§ 3-0301 — General functions, powers and duties of the department and the commissioner

General functions, powers and duties of the department and the

commissioner.

1. It shall be the responsibility of the department, in accordance

with such existing provisions and limitations as may be elsewhere set

forth in law, by and through the commissioner to carry out the

environmental policy of the state set forth in section 1-0101 of this

chapter. In so doing, the commissioner shall have power to:

a. Coordinate and develop policies, planning and programs related to

the environment of the state and regions thereof;

b. Promote and coordinate management of water, land, fish, wildlife

and air resources to assure their protection, enchancement, provision,

allocation, and balanced utilization consistent with the environmental

policy of the state and take into account the cumulative impact upon all

of such resources in making any determination in connection with any

license, order, permit, certification or other similar action or

promulgating any rule or regulation, standard or criterion;

bb. Prescribe the qualifications for operators of public sewage

treatment plants.

c. Provide for the propagation, protection, and management of fish and

other aquatic life and wildlife and the preservation of endangered

species;

cc. Prescribe and certify the qualifications for operators of solid

waste management facilities as defined in section 27-0701 of this

chapter; provided, however, that the commissioner shall not require the

certification of operators until the commissioner shall have identified

or established programs of training within the state that satisfy such

qualifications;

d. Provide for the care, custody, and control of the forest preserve;

e. Provide for the protection and management of marine and coastal

resources and of wetlands, estuaries and shorelines;

f. Foster and promote sound practices for the use of agricultural

land, river valleys, open land, and other areas of unique value;

g. Encourage industrial, commercial, residential and community

development which provides the best usage of land areas, maximizes

environmental benefits and minimizes the effects of less desirable

environmental conditions;

gg. Develop a plan to maximize the use of telecommuting to conserve

energy otherwise used by the personnel of the department in commuting to

their assigned workplace. Within one year of the effective date of this

paragraph, the department shall submit a report to the governor and the

legislature on the impact of such plan to include, but not be limited

to, energy conservation, air quality, workforce acceptance, office costs

and potential cost savings.

h. Assure the preservation and enhancement of natural beauty and

man-made scenic qualities;

hh. Cooperate with the office of probation and correctional

alternatives by identifying appropriate worksites where persons

performing community service as part of a criminal disposition may be

assigned to provide cleanup and other maintenance services in order to

preserve and enhance the state's natural beauty and human-made scenic

qualities. Such sites may include but are not limited to the state's

shorelines, beaches, parks, roadways, historic sites and other natural

or human-made resources.

i. Provide for prevention and abatement of all water, land and air

pollution including, but not limited to, that related to hazardous

substances, particulates, gases, dust, vapors, noise, radiation, odor,

nutrients and heated liquids;

j. Promote control of pests and regulate the use, storage and disposal

of pesticides and other chemicals which may be harmful to man, animals,

plant life, or natural resources;

k. Promote control of weeds and aquatic growth, develop methods of

prevention and eradication, and regulate herbicides;

l. Provide and recommend methods for the recovery, recycling and

reuse; or, where recycling and reuse are not possible, the disposal of

solid wastes, including domestic and industrial refuse, junk cars,

litter and debris consistent with sound health, scenic, environmental

quality, and land use practices;

m. Prevent pollution through the regulation of the storage, handling

and transport of solids, liquids and gases which may cause or contribute

to pollution;

n. Promote restoration and reclamation of degraded or despoiled areas

and natural resources;

o. Encourage recycling and reuse of products to conserve resources and

reduce waste products;

p. Administer properties having unique natural beauty, wilderness

character, or geological, ecological or historical significance

dedicated by law to the state nature and historical preserve;

q. Formulate guides for measuring presently unquantified environmental

values and relationships so they may be given appropriate consideration

along with social, economic, and technical considerations in

decision-making;

r. Encourage and undertake scientific investigation and research on

the ecological process, pollution prevention and abatement, recycling

and reuse of resources, and other areas essential to understanding and

achievement of the environmental policy;

s. Assess new and changing technology and development patterns to

identify long-range implications for the environment and encourage

alternatives which minimize adverse impact;

t. Monitor the environment to afford more effective and efficient

control practices, to identify changes and conditions in ecological

systems and to warn of emergency conditions;

u. Encourage activities consistent with the purposes of this chapter

by advising and assisting local governments, institutions, industries,

and individuals;

v. Undertake an extensive public information and education program to

inform and involve other public and private organizations and groups and

the general public in the commitment to the principles and practices of

environmental conservation and develop programs for the teaching by

others of such principles and practices;

w. Cooperate with the executive, legislative and planning authorities

of the United States, neighboring states and their municipalities and

the Dominion of Canada in furtherance of the policy of this state as set

forth in section 1-0101;

x. Exercise and perform such other functions, powers and duties as

shall have been or may be from time to time conveyed or imposed by law,

including, but not limited to, all the functions, powers and duties

assigned and transferred to the department from the Department of

Health, Conservation Department, Department of Agriculture and Markets,

and Office for Local Government in the Executive Department by chapter

140 of the laws of 1970.

y. To prevent and control air pollution emergencies, as defined in

subdivision 1 of section 1-0303 hereof. In exercising such prevention

and control the department and the commissioner may limit the

consumption of fuels and use of vehicles, curtail or require the

cessation of industrial processes and limit or require the cessation of

incineration and open burning, and take any other action he may deem

necessary to prevent and/or control air pollution emergencies. The

department and commissioner shall adopt and implement by rule and

regulation a plan designed to prevent and control such air pollution

emergencies.

z. Within amounts appropriated to the department, to contract, outside

the city of New York, with federally-funded nonprofit organizations that

are organized for the purpose of beautification of highways, parks and

recreation areas and employ persons sixty years of age or older whose

net annual income does not exceed one thousand dollars to carry out such

activities. The contract shall name the organization, the amount and

manner of payment for the service to be rendered, nature of such

service, the rendering of a verified account of the disbursements and

verified or certified vouchers therefor attached, a refund of any unused

amount, and such other conditions upon the use thereof as may be deemed

proper.

2. To further assist in carrying out the policy of this state as

provided in section 1-0101 of the chapter the department, by and through

the commissioner, shall be authorized to:

a. Adopt, amend or repeal environmental standards, criteria and those

rules and regulations having the force and effect of standards and

criteria to carry out the purposes and provisions of this act. Any such

environmental standard, criterion, rule or regulation or change thereto

shall become effective thirty days after being filed with the Secretary

of State for publication in the "Official Compilation of Codes, Rules,

and Regulations of the State of New York" published pursuant to section

one hundred two of the Executive Law. This provision shall not in any

way restrict the commissioner in the exercise of any function, power or

duty transferred to him or her and heretofore authorized to be exercised

by any other department acting through its commissioner to promulgate,

adopt, amend or repeal any standards, rules and regulations. No such

environmental standards, criterion, rule or regulation or change thereto

shall be proposed for approval unless a public hearing relating to the

subject of such standard shall be held by the commissioner prior thereto

not less than sixty days after date of notice therefor, any provision of

law to the contrary notwithstanding. Notice shall be given by public

advertisement of the date, time, place and purpose of such hearing.

aa. (1) A "construction emergency" is damage to or an imminent danger

of failure, or the malfunction of buildings, structures or property

caused by a sudden and unexpected occurrence which involves a pressing

necessity for immediate repair, reconstruction or maintenance in order

to permit the safe continuation of necessary public use or function, or

to protect the property of the state of New York, or the life, health or

safety of any person.

(2) Whenever the commissioner determines and declares that a

construction emergency exists, the commissioner may have immediate work

performed to protect life, limb, property, public health or safety, or

essential services by utilizing the services of a contractor selected in

accordance with procedures developed by the department and approved by

the state comptroller.

(3) Such procedures shall provide for consideration of solicitation of

sufficient competition to the extent practicable, from responsible

contractors representative of the contracting community by inviting at

least five contractors who are capable of performing such work;

permitting said contractors to examine the site and submit bids for the

required emergency restoration work at a time and place to be determined

by the commissioner; and submission of a notice of emergency award for

publication in the procurement opportunities newsletter as soon as

practicable after the award.

(4) Such emergency work shall reasonably be expected to be completed

within a period of thirty days and emergency contracts shall be let only

for work necessary to remedy or alleviate a construction emergency.

(5) If the selected contractor is already under contract to the

department such work may be undertaken as additional work on the

existing contract, notwithstanding the existing scope of work.

(6) The commissioner shall promptly notify the office of the state

comptroller, the office of the attorney general, and the office of the

division of the budget, and shall provide an estimate of the cost and

duration of the emergency work.

b. Enter into contracts with any person to do all things necessary or

convenient to carry out the functions, powers and duties of the

department.

bb. Develop and implement an "I Love New York Fishing" passbook

program to encourage additional fishing in this state. The program shall

be administered according to the provisions of subdivision five of

section 11-1307 of this chapter.

c. Review and appraise programs and activities of state departments

and agencies in light of the policy set forth in section 1-0101 of this

chapter for the purpose of determining the extent to which such programs

and activities are contributing to the achievement of such policy and to

make recommendations to such departments and agencies with respect

thereto, including but not limited to, environmental guidelines for

their use.

cc. Cooperate with the department of agriculture and markets, the

environmental facilities corporation, and other state agencies and

public authorities to establish methods to facilitate loans to eligible

borrowers to prevent and control non-point source water pollution and to

develop educational materials for potential borrowers, including,

without limitation, members of the agricultural community, about the

low-interest loans available through the water pollution control linked

deposit program and to develop an application form to be provided to

lenders for the linked deposit loan requests. The department may

promulgate rules and regulations necessary and reasonable for the

operation of the program.

d. Consult with and co-operate with:

(1) Officials of departments and agencies of the state having duties

and responsibilities concerning the environment;

(2) Officials and representatives of any public benefit corporation in

the state;

(3) Officials and representatives of the federal government, of other

states and of interstate agencies on problems affecting the environment

of this state;

(4) Persons, organizations and groups, public and private, utilizing,

served by, interested in or concerned with the environment in the state;

(5) The appropriate committee or committees of the Legislature.

e. Appear and participate in proceedings before any federal regulatory

agency involving or affecting the purposes of this department.

f. Undertake any studies, inquiries, surveys or analyses it may deem

relevant through the personnel of the department or in co-operation with

any public or private agencies, including educational, civic and

research organizations, colleges, universities, institutes or

foundations, for the accomplishment of the purposes of the department.

g. Enter and inspect any property or premises for the purpose of

investigating either actual or suspected sources of pollution or

contamination or for the purpose of ascertaining compliance or

noncompliance with any law, rule or regulation which may be promulgated

pursuant to this chapter. Any information relating to secret processes

or methods of manufacture shall be kept confidential.

h. Conduct investigations and hold hearings and compel the attendance

of witnesses and the production of accounts, books, documents, and

nondocumentary evidence by the issuance of a subpoena.

i. Advise and cooperate with municipal, county, regional and other

local agencies and officials within the state, to carry out the purposes

of chapter 140 of the laws of 1970.

j. Act as the official agency of the state in all matters affecting

the purposes of the department under any federal laws now or hereafter

to be enacted, and as the official agency of a county, town, city,

village or authority in connection with the grant or advance of any

federal or other funds or credits to the state or through the state to

its local governing bodies for the purposes of chapter 140 of the laws

of 1970.

k. Report from time to time to the Governor and make an annual report

to the Governor and the Legislature.

l. Formulate and execute contracts, keep accounts, record personnel

data, acquire real or personal property, including acquisition by

condemnation, appropriation, gift grant, devise or bequest, adjust

claims, compile statistics and engage in research opportunities; all

according to the statutes or department orders and regulations in such

cases made and provided.

m. Adopt such rules, regulations and procedures as may be necessary,

convenient or desirable to effectuate the purposes of this chapter.

n. Study, monitor, control and regulate pollution from motor vehicle

exhaust emissions.

o. When requested to do so by another state with which New York has

reciprocally agreed to provide personnel and equipment, provide such

personnel and equipment for use in suppression of forest fires upon

lands within such other state.

p. Notwithstanding any other provision of this chapter, delegate to

municipal health or environmental departments or agencies or other

appropriate governmental entities including the state soil and water

conservation committee and the soil and water conservation districts,

any of which shall meet such qualifications relating to adequate

authority, expertise, staff, funding and other matters as may be

prescribed, such functions of review, approval of plans, issuance of

permits, licenses, certificates or approvals required or authorized by

this chapter as the commissioner may deem appropriate in order to

expedite the review of matters within the jurisdiction of the

department, to provide for better coordination among different levels of

government or to enhance environmental protection, subject to such

conditions as he may establish. The powers delegated pursuant to this

part may be withdrawn by the commissioner, at any time, upon thirty days

written notice to the department, agency or other governmental entity

including the state soil and water conservation committee and the soil

and water conservation districts holding such powers by virtue of this

paragraph.

q. Require that a written instrument submitted pursuant to this

chapter or a rule or regulation adopted pursuant hereto contain a form

notice to the effect that false statements made therein are punishable

pursuant to section 210.45 of the penal law.

r. Notwithstanding the provisions of article six of the public

officers law, deny access to inspection of records which identify

locations of habitats of species designated endangered pursuant to

section 11-0535 of this chapter, protected pursuant to section 9-1503 of

this chapter or any other species or unique combination of species of

flora or fauna where the destruction of such habitat or the removal of

such species therefrom would impair their ability to survive provided,

however, that the commissioner may, in his discretion permit access to

such inspection to persons engaged in legitimate scientific and academic

research.

s. Coordinate and conduct Arbor day ceremonies on the last Friday of

April in cooperation with the department of education and the department

of agriculture and markets.

t. Establish a program, in consultation with the conservation fund

advisory council for the sale of limited edition prints of fish and

wildlife paintings with the proceeds to be credited to the conservation

fund established pursuant to section eighty-three of the state finance

law.

u. Notwithstanding any other provisions of this chapter, establish a

program to offer for sale to the public of items symbolic of

contributions made to support department activities performed as steward

of lands under its jurisdiction. The terms upon which such items will be

available and the relevant donations for such items shall be set forth

in regulations to be promulgated by the commissioner provided, however,

that no such item shall be offered unless the amount of such donation

exceeds the value of the item. All receipts of the department from such

contributions shall be deposited in and separately accounted for in an

account in the miscellaneous state special revenue fund, expenditures

from which shall be limited to the activities of the department pursuant

to this paragraph and activities performed as steward of lands under its

jurisdiction.

v. Except for the forest preserve which is under the care, custody and

control of the department pursuant to paragraph d of subdivision one of

this section and subdivision one of section 9-0105 of this chapter,

administer and manage the real property under the jurisdiction of the

department for the purpose of preserving, protecting and enhancing the

natural resource value for which the property was acquired or to which

it is dedicated, employing all appropriate management activities.

w. Shall prepare and submit to the federally appointed "Aquatic

Nuisance Species Task Force" two comprehensive management plans, after

notice and opportunity for public comment, for funding of New York state

activities under the Federal Non-indigenous Aquatic Nuisance Prevention

and Control Act of 1990, Public Law 101-646, by January 1, 1992. One

such plan shall identify those areas or activities within the state,

other than those related to public facilities, where technical and

financial assistance is needed within the state to eliminate or reduce

environmental, public health and safety risks and to mitigate the

financial impact upon the state associated with non-indigenous aquatic

species, particularly zebra mussels. The other plan shall be a "public

facility management plan" which is limited solely to identifying those

public facilities within the state for which technical and financial

assistance is needed to reduce infestations of zebra mussels. Each plan

shall identify the management practices and measures that will be

undertaken to reduce infestations of aquatic nuisance species,

especially zebra mussels, and include the following: (1) a description

of the state and local programs for environmentally sound prevention and

control of the target species; (2) a description of federal activities

that may be needed for environmentally sound prevention and control of

aquatic nuisance species and a description of the manner in which those

activities should be coordinated with state and local government

activities; and (3) a schedule for implementing the plan, including a

schedule of annual objectives. In developing and implementing these

management plans, the department shall, to the maximum extent

practicable, involve local governments, regional entities and public and

private organizations that have expertise in the control of aquatic

nuisance species. Copies of these plans shall also be submitted to the

temporary president of the senate and the speaker of the assembly, and

the department shall annually, on or before January first, submit to the

temporary president of the senate and speaker of the assembly a report

on the activities of the department under these plans.

x. Consistent with paragraph v of subdivision 1 of this section, offer

for sale advertising or corporate sponsorship space in various

departmental publications, including but not limited to "The

Conservationist", the annual compilation and syllabus of laws, rules and

regulations governing fish and wildlife as required by section 11-0323

of this chapter, and offer for sale informational and promotional

material related to lands, facilities and resources under the

jurisdiction of the department. Any proceeds realized from the sale of

advertising or corporate sponsorships shall be deposited in a special

revenue account to be selected by the department and the division of the

budget except that proceeds from advertising or corporate sponsorship in

"The Conservationist" shall be deposited in the environmental

conservation special revenue fund, "The Conservationist" magazine

account, and proceeds from advertising or corporate sponsorship in the

annual compilation and syllabus of laws, rules and regulations governing

fish and wildlife as required by section 11-0323 of this chapter shall

be deposited in the conservation fund.

* y. The department, by contract or otherwise, is hereby authorized to

engage in games, contests or other promotions or advertising schemes or

plans, hereinafter referred to as "an event or events," which are

intended to increase, improve, stabilize or otherwise assist in

development of the subscriber base of "The Conservationist" in

accordance with the following:

(1) An event may include sweepstakes and other similar marketing

techniques intended to heighten public awareness, interest and

participation in department programs including but not limited to

purchasing of subscriptions, licenses, or camping permits.

(2) The department is authorized to offer the opportunity to receive

gifts, prizes or gratuities, as determined by chance, without any

consideration therefor.

(3) The department shall develop a statement, which shall be included

in any and all promotions of an event, which shall contain the following

information:

(i) the minimum number of entry forms to be made available;

(ii) the minimum number of prizes that shall be included in the event;

(iii) the proportionate opportunity of winning prizes;

(iv) the minimum value of prizes to be made available;

(v) the rules pertaining to the event, which shall include the period

of time and the geographic area to be covered by the event and which

shall not be subject to the rulemaking procedures of the state

administrative procedure act; and

(vi) such additional information as may be deemed in the best

interests of the state as determined by the commissioner.

(4) The department is authorized to accept donations for the purposes

of providing publicity, prizes, incentives or other inducements for

participation in the event. Donations may be of goods and services,

shall not exceed five thousand dollars in value, per donor per contest,

and must be of a nature consistent with the purposes of the department,

and in the best interests of the state as determined by the

commissioner.

* NB Repealed August 1, 2027

z. Issue and amend guidance memoranda and similar documents of general

applicability which are to be relied upon by department personnel for

implementation of this chapter, and rules and regulations promulgated

pursuant thereto, and for guidance to the general public in complying

with the requirements of this chapter; provided, however, that (1) in no

event shall any such document be issued by the department in violation

of the state administrative procedure act where and to the extent that a

duly promulgated rule or regulation would be required, and (2) no such

document shall be implemented until thirty days after the full text, or

a summary thereof, along with information on how the full text may be

obtained, has been published in the environmental notice bulletin, as

defined in section 70-0105 of this chapter. At a minimum, the full text

of each such document shall be made available by the department on and

after the date of such publication to the public upon request, and, in

addition, at least one copy shall be made available in the department's

main office and in each regional office for public inspection. The

department shall publish and invite public comment on a draft version of

any such document, unless it determines that to do so would delay or

otherwise impede compliance with the underlying statute or regulation,

provided that, when a document is issued without making provisions for

public comment, the department shall also publish its reason or reasons

for deeming such provisions inappropriate. This paragraph shall not

apply to (i) declaratory rulings issued pursuant to section two hundred

four of the state administrative procedure act or (ii) documents which

only concern the internal management of the agency and which do not have

any effect on the rights of or procedures or practices available to the

public. Each January, the department shall publish in the environmental

notice bulletin an index of its existing guidance documents, and

indicate how the full text thereof may be obtained; provided, however,

that the secretary of state may exempt the department from compliance

with this publication requirement upon a determination that the

department has published on its website the full text of all guidance

documents on which it currently relies. The secretary of state shall

publish a notice of such determination identifying the website in the

state register.

2-a. a. To further assist in carrying out the policy of this state as

provided in section 1-0101 of this chapter, the department, by and

through the commissioner shall:

(1) authorize and encourage the use of nature-based solutions as the

preferred alternative, where appropriate, for stabilizing tidal

shorelines in the state when promulgating and implementing rules and

regulations relating thereto, specifically including, but not limited

to, those promulgated and implemented for articles fifteen, twenty-five

and thirty-four of this chapter. The department shall consult with the

United States army corps of engineers to ensure the minimization of

conflicts with federal law and regulation.

(2) continue developing integrated guidance for the management of

tidal shoreline systems to provide a technical basis for the

coordination of permit decisions required by any regulatory entity

exercising authority over a shoreline management project. Such guidance

shall:

(i) communicate to stakeholders and regulatory authorities that it is

the policy of the state that some shorelines shall remain natural unless

stabilization is necessary, and when stabilization is deemed necessary,

it shall support nature-based solutions as the preferred alternative for

stabilizing tidal shorelines;

(ii) identify preferred shoreline management approaches for the

shoreline and community types found in the state;

(iii) explain the risks and benefits of protection provided by various

shoreline system elements associated with each management option; and

(iv) recommend procedures to achieve efficiency and effectiveness by

the various regulatory entities exercising authority over a shoreline

management project.

(3) give preference to a permit application for a shoreline management

project based on nature-based solution design unless an alternative

analysis containing a review of nature-based solutions that have been

evaluated using the best available information shows that such

approaches are not suitable. If this analysis shows that a nature-based

solution approach is unsuitable or inconsistent with land-use

regulations, the department shall require the applicant to incorporate,

to the maximum extent possible, elements of a nature-based solution that

are suitable for the project where appropriate.

b. (1) For the purposes of this subdivision, "nature-based solution"

shall have the same meaning as defined in subdivision twenty-six of

section 1-0303 of this chapter and shall specifically mean techniques

applied within the tidal zone that incorporate natural, native living

features.

(2) When considering a nature-based solution the department should

prioritize techniques, including but not limited to those that:

(i) control or reduce shoreline erosion while maintaining benefits

comparable to the natural shoreline including, but not limited to,

allowing for natural sediment movement;

(ii) improve, restore, or maintain the connection between the upland

and water habitats; and

(iii) incorporate habitat enhancement and natural elements, including

but not limited to native re-vegetation or establishment of new

vegetation consistent with a natural shoreline typical of the current

site location either:

(A) under current conditions, or

(B) as adjusted for science-based state sea-level rise projections,

utilizing the appropriate projection scenario at a time interval

appropriate for the anticipated lifespan of the project but not less

than twenty years after the anticipated project completion, pursuant to

section 3-0319 of this title for such location.

3. The department shall not alter the boundaries of any of the nine

administrative regions from the boundaries existing on January first,

nineteen hundred seventy-seven without first holding public hearings in

each region affected.

4. The commissioner shall cooperate with the commissioner of the state

department of health, district attorneys and the department of law in

providing assistance in the investigation and prosecution of violations

of article twenty-seven of this chapter.

5. To facilitate the practice of forestry by electing to comment upon

proposed local laws or ordinances that may restrict the practice of

forestry.

§ 3-0302 — Review of state-owned lands

Review of state-owned lands.

Within amounts appropriated therefor, by January first, nineteen

hundred ninety-five, the commissioner, in consultation with the New York

state biodiversity research institute created pursuant to section two

hundred thirty-five-a of the education law, shall conduct a review of

lands currently in state-ownership and under the department's

jurisdiction to identify lands and waters that harbor plants, animals,

and ecological communities that are rare in New York state.

§ 3-0303 — Statewide environmental plan

Statewide environmental plan.

1. The department shall formulate and from time to time revise a

statewide environmental plan for the management and protection of the

quality of the environment and the natural resources of the state, in

furtherance of the legislative policy and purposes expressed in chapter

140 of the laws of 1970.

2. The department shall submit such plan to the Governor and to the

Department of State on or before October first, nineteen hundred

seventy-five, and thereafter shall submit periodic revisions of such

plan to the governor and to the Department of State. The Department of

State shall review such plan and such revisions and shall submit a

report thereon together with such recommendations within sixty days as

it may deem appropriate to the Governor. The governor shall approve,

approve with modifications, or reject such plan within sixty days.

3. In formulating such plan and any revisions, the department shall:

a. Conduct one or more public hearings;

b. Consult with and cooperate with:

(1) Officials of departments and agencies of the state having duties

and responsibilities concerning the environment;

(2) Officials and representatives of the federal government, of

neighboring states and of interstate agencies on problems affecting the

environment of this state;

(3) Officials and representatives of local government in the state;

(4) Officials and representatives of science, industry, and education;

(5) Persons, organizations and groups, public or private, utilizing,

served by, interested in or concerned with the environment of the state;

and

c. Request and receive from any department, division, board, bureau,

commission or other agency of the state or any political subdivision

thereof or any public authority such assistance and data as may be

necessary to enable the department to carry out its responsibilities

under this section.

§ 3-0304 — The department shall compile and maintain an inventory of educational resources for teaching the principles of environmental conservation...

The department shall compile and maintain an inventory of

educational resources for teaching the principles of

environmental conservation in New York state.

Inventory of educational resources for teaching the principles of

environmental conservation in New York state. l. Legislative findings.

The people of the state of New York, through the temporary state

commission on youth education in environmental conservation, have

expressed the need for resource information assistance if they are to

improve their local programs in environmental education.

The legislature hereby affirms this need and declares that a

regionally responsive system for identifying resources through a

statewide inventory and for referring inquiries to appropriate sources

must be developed if we are to maintain and improve the quality of our

environment.

The department, in consultation with the department of education and

the office of parks, recreation and historic preservation shall compile

and maintain an inventory of education resources for teaching the

principles of environmental conservation in New York state.

2. This information shall be used as the basis for a clearing house

for materials pertaining to environmental conservation education which

shall be available for public use. A revised and up-to-date inventory

shall be available to the public and widely distributed on or before

September 1, 1991. The clearinghouse shall maintain information on, but

not limited to, the following:

a. Natural resources and facilities which can be used for educational

purposes.

b. Conservation and environmental organizations, both public and

private.

c. Resource personnel.

d. Curriculum resources.

e. A calendar of environmental education activities.

§ 3-0305 — Acquirement of real property by purchase or appropriation

Acquirement of real property by purchase or appropriation.

1. The commissioner when moneys therefor have been appropriated by

the legislature or are otherwise available, may acquire any real

property which he deems necessary for any of the purposes or functions

of the department, by purchase or as provided in the eminent domain

procedure law. Title to such real property shall be taken in the name

of and be vested in the people of the state of New York. No real

property shall be so acquired by purchase unless the title thereto is

approved by the attorney general. The terms "property" or "real

property" as used in this section shall mean "real property" as defined

by section one hundred three of the eminent domain procedure law.

2. Whenever real property is to be so acquired pursuant to the

provisions of the eminent domain procedure law, by appropriation, the

commissioner shall cause to be made an accurate acquisition map as so

provided in said law.

3. On the approval of such map by the commissioner, the original

tracing of map shall, pursuant to the eminent domain procedure law, be

filed in the main office of the department.

4. If the commissioner shall determine, prior to the filing of a copy

of such acquisition map in the office of the county clerk, that changes,

alterations or modifications of such map as filed in the main office of

the department should be made, he or she shall, subject to the

provisions of article two of the eminent domain procedure law, if

applicable, direct the preparation of an amended map. On the approval of

such amended map by the commissioner, it shall be filed in the main

office of the department in the same manner as the original map was

filed and the amended map shall thereupon in all respects and for all

purposes supersede the map previously filed.

5. If the commissioner shall determine prior to filing a copy of an

acquisition map in the office of the county clerk, as provided in

section four hundred two of the eminent domain procedure law, that such

map should be withdrawn, he or she shall file a certificate of

withdrawal in the offices of the department and of the department of

law. Upon the filing of such certificate of withdrawal, the map to which

it refers shall be cancelled and all rights thereunder shall cease and

determine.

6. The commissioner shall deliver to the attorney general a copy of

such acquisition map, whereupon it shall be the duty of the attorney

general to advise and certify to the commissioner the names of the

owners of the real property described in the said acquisition map,

including the owners of any right, title or interest therein, pursuant

to the requirements of section four hundred three of the eminent domain

procedure law.

7. If, at or after the vesting of title to such property in the

people of the state of New York in the manner provided for in the

eminent domain procedure law, the commissioner shall deem it necessary

to cause the removal of an owner or other occupant from such property,

he may cause such owner or occupant to be removed therefrom by

proceeding in accordance with section four hundred five of such law.

The proceeding shall be brought in the name of the commissioner as agent

of the state and the attorney general shall represent the petitioner in

the proceedings. No execution shall issue for costs, if any, awarded

against the state or the commissioner, but they shall be part of the

costs of the acquisition of the real property and be paid in like

manner. Proceedings may be brought separately against one or more of

the owners or occupants of any such property, or one proceeding may be

brought against all or several of the owners or occupants of any or all

such property within the territorial jurisdiction of the same court,

justice or judge; judgment shall be given for immediate removal of

persons defaulting in appearance or in answering, or withdrawing their

answers, if any, without awaiting the trial or decision of issues raised

by contestants, if any.

8. Upon making any agreement provided for in section three hundred

four of the eminent domain procedure law, the commissioner shall deliver

to the comptroller such agreement and a certificate stating the amount

due such owner or owners thereunder on account of such appropriation of

his or their property and the amount so fixed shall be paid out of the

state treasury after audit by the comptroller from moneys appropriated

for the acquisition of such real property, but not until there shall

have been filed with the comptroller a certificate of the attorney

general showing the person or persons claiming the amount so agreed upon

to be legally entitled thereto.

9. Application for reimbursement as provided in section seven hundred

two of the eminent domain procedure law, shall be made to the

commissioner upon forms prescribed by him and shall be accompanied by

such information and evidence as the commissioner may require. Upon

approval of such application, the commissioner shall deliver a copy

thereof to the comptroller together with a certificate stating the

amount due thereof, and the amount so fixed shall be paid out of the

state treasury after audit by the comptroller from moneys appropriated

for the acquisition of property under this section.

10. The commissioner with the approval of the director of the budget,

shall establish and may from time to time amend rules and regulations

authorizing the payment of actual reasonable and necessary moving

expenses of occupants of property acquired pursuant to this section; of

actual direct losses of tangible personal property as a result of moving

or discontinuing a business or farm operation, but not exceeding an

amount equal to the reasonable expenses that would have been required to

relocate such property, as determined by the commissioner; and actual

reasonable expenses in searching for a replacement business or farm, or

in hardship cases for the advance payment of such expenses and losses.

For the purposes of making payment of such expenses and losses only the

term "business" means any lawful activity conducted primarily for

assisting in the purchase, sale, resale, manufacture, processing or

marketing of products, commodities, personal property or services by the

erection and maintenance of an outdoor advertising display or displays,

whether or not such display or displays are located on the premises on

which any of the above activities are conducted. Such rules and

regulations may further define the terms used in this subdivision. In

lieu of such actual reasonable and necessary moving expenses, any such

displaced owner or tenant of residential property may elect to accept a

moving expense allowance, plus a dislocation allowance, determined in

accordance with a schedule prepared by the commissioner and made a part

of such rules and regulations. In lieu of such actual reasonable and

necessary moving expenses, any such displaced owner or tenant of

commercial property who relocates or discontinues his business or farm

operation may elect to accept a fixed relocation payment in an amount

equal to the average annual net earnings of the business or farm

operation, except that such payment shall be not less than two thousand

five hundred dollars nor more than ten thousand dollars. In the case of

a business, no such fixed relocation payment shall be made unless the

commissioner finds and determines that the business cannot be relocated

without a substantial loss of its existing patronage, and that the

business is not part of a commercial enterprise having at least one

other establishment, which is not being acquired by the state or the

United States, which is engaged in the same or similar business. In the

case of a business which is to be discontinued but for which the

findings and determinations set forth above cannot be made, the

commissioner may prepare an estimate of what the actual reasonable and

necessary moving expenses, exclusive of any storage charges, would be if

the business were to be relocated and enter into an agreed settlement

with the owner of such business for an amount not to exceed such

estimate in lieu of such actual reasonable and necessary moving

expenses. Application for payment under this subdivision shall be made

to the commissioner upon forms prescribed by him and shall be

accompanied by such information and evidence as the commissioner may

require. Upon approval of such application, the commissioner shall

deliver a copy thereof to the comptroller together with a certificate

stating the amount due thereunder, and the amount so fixed shall be paid

out of the state treasury after audit by the comptroller from moneys

appropriated for the acquisition of property under this section. As

used in this subdivision the term "commercial property" shall include

property owned by an individual, family, partnership, corporation,

association or a non-profit organization and includes a farm operation.

As used in this subdivision the term "business" means any lawful

activity, except a farm operation, conducted primarily for the purchase,

sale, lease and rental of personal and real property, and for the

manufacture, processing, or marketing of products, commodities, or any

other personal property; for the sale of services to the public; or by a

non-profit organization.

11. The commissioner pursuant to section three hundred five of the

eminent domain procedure law, may make agreements on such terms,

condition and consideration as he deems beneficial to the state with

respect to any property heretofore or hereafter acquired, whereby such

property may be used and occupied by the former owner, tenant or by any

other party from a date specified in said agreement, until such time as

the state requires and obtains actual physical possession. The

agreements for the use and occupancy of such property may be managed,

supervised and enforced (1) by the staff, forces and equipment of the

department of environmental conservation; or (2) by the commissioner of

environmental conservation contracting for the management, supervision

and enforcement thereof with any person, firm or corporation; or (3) by

a combination of such methods.

The use and occupancy of such property under the provisions of this

section and the right of the state or its duly authorized agent to

recover possession thereof shall not be subject to the emergency housing

rent control law.

Expenses which are determined by the commissioner to have been

incurred in connection with the use and occupancy of such property may

be paid out of the state treasury after audit by the comptroller from

moneys appropriated for the duly authorized project for which the

property was acquired. However, such expenses incurred under a contract

for management and supervision of such property may be paid out of the

gross revenue therefrom. All moneys received by the commissioner for

such use or occupancy shall be paid into the treasury of the state to

the credit of the capital construction fund.

12. Authorization is hereby given to the commissioner to make

supplemental relocation payments, separately computed and stated, to

displaced owners and tenants of residential property acquired pursuant

to this section who are entitled thereto, as determined by him. The

commissioner with the approval of the director of the budget, may

establish and from time to time amend rules and regulations providing

for such supplemental relocation payments. Such rules and regulations

may further define the terms used in this subdivision. In the case of

property acquired pursuant to this section, which is improved by a

dwelling actually owned and occupied by the displaced owner for not less

than one hundred eighty days immediately prior to initiation of

negotiations for the acquisition of such property, such payment to such

owner shall not exceed fifteen thousand dollars. Such payment shall be

the amount, if any, which, when added to the acquisition payment equals

the average price, established by the commissioner on a class, group or

individual basis, required to obtain a comparable replacement dwelling

that is decent, safe and sanitary to accommodate the displaced owner,

reasonably accessible to public services and places of employment and

available on the private market, but in no event shall such payment

exceed the difference between acquisition payment and the actual

purchase price of the replacement dwelling. Such payment shall include

an amount which will compensate such displaced owner for any increased

interest costs which such person is required to pay for financing the

acquisition of any such comparable replacement dwelling. Such amount

shall be paid only if the dwelling acquired pursuant to this section was

encumbered by a bona fide mortgage which was a valid lien on such

dwelling for not less than one hundred eighty days prior to the

initiation of negotiations for the acquisition of such dwelling. Such

amount shall be equal to the excess in the aggregate interest and other

debt service costs of that amount of the principal of the mortgage on

the replacement dwelling which is equal to the unpaid balance of the

mortgage on the acquired dwelling, over the remainder term of the

mortgage on the acquired dwelling, reduced to discounted present value.

The discount rate shall be the prevailing interest rate paid on savings

deposits by commercial banks in the general area in which the

replacement dwelling is located. Any such mortgage interest

differential payment shall, notwithstanding the provisions of section

twenty-six-b of the general construction law, be in lieu of and in full

satisfaction of the requirements of such section. Such payment shall

include reasonable expenses incurred by such displaced owner for

evidence of title, recording fees and other closing costs incident to

the purchase of the replacement dwelling, but not including prepaid

expenses. Such payment shall be made only to a displaced owner who

purchases and occupies a replacement dwelling which is decent, safe and

sanitary within one year subsequent to the date on which he is required

to move from the dwelling acquired pursuant to this section or the date

on which he receives from the state final payment of all costs of the

acquired dwelling, whichever occurs later, except advance payment of

such amount may be made in hardship cases. In the case of property

acquired pursuant to this section from which an individual or family,

not otherwise eligible to receive a payment pursuant to the above

provisions of this subdivision, is displaced from any dwelling thereon

which has been actually and lawfully occupied by such individual or

family for not less than ninety days immediately prior to the initiation

of negotiation, for the acquisition of such property, such payment to

such individual or family shall not exceed four thousand dollars. Such

payment shall be the amount which is necessary to enable such individual

or family to lease or rent for a period not to exceed four years, a

decent, safe, and sanitary dwelling of standards adequate to accommodate

such individual or family in areas not generally less desirable in

regard to public utilities and public and commercial facilities and

reasonably accessible to his place of employment, but shall not exceed

four thousand dollars, or to make the down payment, including reasonable

expenses incurred by such individual or family for evidence of title,

recording fees, and other closing costs incident to the purchase of the

replacement dwelling, but not including prepaid expenses, on the

purchase of a decent, safe and sanitary dwelling of standards adequate

to accommodate such individual or family in areas not generally less

desirable in regard to public utilities and public and commercial

facilities, but shall not exceed four thousand dollars, except if such

amount exceeds two thousand dollars, such person must equally match any

such amount in excess of two thousand dollars, in making the down

payment. Such payments may be made in installments as determined by the

commissioner. Application for payment under this subdivision shall be

made to the commissioner upon forms prescribed by him and shall be

accompanied by such information and evidence as the commissioner may

require. Upon approval of such application, the commissioner shall

deliver a copy thereof to the comptroller, together with a certificate

stating the amount due thereunder, and the amount so fixed shall be paid

out of the state treasury after audit by the comptroller from moneys

appropriated for the acquisition of property under this section.

13. Any owner may present to the court of claims, pursuant to section

five hundred three of the eminent domain procedure law, a claim for the

value of such property appropriated and for legal damages, as provided

by law for the filing of claims with the court of claims. Awards and

judgments of the court of claims shall be paid in the same manner as

awards and judgments of that court for the acquisition of lands

generally and shall be paid out of the state treasury after audit by the

comptroller from moneys appropriated for the acquisition of such real

property.

14. Expenses incurred in the acquisition of the real property,

including the cost of making surveys, and preparing maps of property to

be acquired, serving notices, making appraisals and agreements and of

searches ordered and examinations and readings of title made by the

attorney general, and expenses incurred by the commissioner or attorney

general in proceedings for removal of owners and occupants, shall be

deemed to be part of the cost of the acquisition of such real property.

15. If the commissioner shall determine subsequent to the acquisition

of a temporary easement in any real property that the purposes for which

such easement right was acquired have been accomplished and that the

exercise of such easement is no longer necessary, the commissioner shall

make a certificate that the exercise of such easement is no longer

necessary and that such easement right is therefore terminated, released

and extinguished. The commissioner shall cause such certificate to be

filed in the main office of the department and upon such filing all

rights acquired by the state in such real property shall cease and

determine. The commissioner shall cause a certified copy of such

certificate as so filed in the main office of the department to be

mailed to the owner of the property affected, as certified by the

attorney general, if the place of residence of such owner is known or

can be ascertained by a reasonable effort and such commissioner shall

cause a further certified copy of such certificate to be filed in the

office of the recording officer of each county in which the property

affected or any part thereof is situated. On the filing of such

certified copy of such certificate with such recording officer, it shall

be his duty to record the same in his office in the books used for

recording deeds and to index the same against the name of the people of

the state of New York as grantor.

16. The commissioner may, by official order filed in the department

and subject to such limitations as he may prescribe, authorize the

exercise of any of his powers or the performance of any of his duties

under this section by such deputy commissioners as he may designate; and

any act performed pursuant to such authorization shall be as valid and

effectual as if performed by the commissioner pursuant to this section.

§ 3-0306 — Registry of public agencies and private organizations; notice of department hearings

Registry of public agencies and private organizations; notice

of department hearings.

1. The commissioner shall develop and maintain a registry of

government agencies and officials and of private organizations of

statewide, regional, county and local scope, with interests in the

regulatory and other programs of the department for the purpose of

providing written notice to such agencies and organizations of the time,

date, place, subject and nature of hearings on rules and regulations

under consideration by the department, or on applications to the

department for permits relating to the use, improvement, construction,

change or any modification whatsoever of the air, land, or water

resources within the state, or in relation to any other business before

the department for which issuance of a public notice is required or is

appropriate and desirable in accord with the interests of public

participation in environmental planning and decision-making.

2. To aid in the compilation of the registry, the commissioner shall

advertise its purposes no less than annually to governmental agencies

and the public through news releases and other media available to the

department, stating that interested agencies and organizations may apply

to be listed in the registry by completing forms requiring such

information as may be prescribed by the commissioner. Said registry

shall be prepared by the department to be as comprehensive as possible

and the entries contained therein shall not be limited to those obtained

in response to advertisement by the department of the purposes of the

registry.

3. The commissioner shall publish and distribute or cause to be

published and distributed said registry, not less frequently than

annually and in whole or in part as deemed appropriate and desirable by

the commissioner, for the purpose of providing a directory to assist

with communications between public agencies and private organizations in

all manner of environmental affairs.

4. Notices, as described herein, shall, at the discretion of the

commissioner, be published not less frequently than once every two weeks

in a departmental publication which shall be mailed to registered

agencies and organizations in the area to be affected by the subject of

said notices and to other persons subscribing to such publication;

provided that the commissioner may require the payment of a subscription

fee not to exceed the reasonable costs of such publication; and provided

further that the commissioner may in lieu of publishing any such notice

mail a copy thereof to registered agencies or organizations. In setting

such fee the commissioner shall take into account the purposes of this

section to provide broad public notice of department actions. Unless

otherwise provided by statute or regulation, failure to provide notice

as herein described shall in no way affect the ordinary proceedings of

the department.

§ 3-0307 — Acquisition of federal lands

Acquisition of federal lands.

The State of New York may acquire from the United States of America by

gift, lease or purchase or otherwise, and subject to such conditions as

may be prescribed by the United States of America, lands suited for

reforestation, game management, fish propagation, park purposes and/or

any other activities permitted by sections 3-0109 through 3-0115

inclusive, and sections 3-0305 and 3-0307 of article 3; articles 9, 11,

13 and 15; titles 7, 9, 11 and 13 of article 21; article 23; title 3 of

article 27; articles 43, 45 and 47; and titles 1 through 15 inclusive

and title 33 of article 71 applicable to these provisions and may by

written order of the commissioner filed in the office of the department,

assign and transfer at anytime, wholly or in part, the direct

jurisdiction and control of any such lands to one or more divisions of

the department to be administered in connection with any of the various

activities permitted by such provisions. Upon the assignment of such

lands to a division and notwithstanding any other provision of law, such

division may expend any funds appropriated for such activities in the

development, maintenance and operation of lands so acquired.

§ 3-0309 — Stand-by contracts

Stand-by contracts.

1. Consistent with the commissioner's authority to undertake such

activities pursuant to this chapter, the state public health law, the

public authorities law and the state finance law, the commissioner may

enter into stand-by contracts for the purpose of achieving timely and

effective remedies in a cost-effective manner for:

a. services related to a release or a suspected release of a hazardous

substance as defined in section 40-0105 of this chapter and regulations

promulgated thereunder;

b. other than for major physical construction associated with

permanent remedial actions, the cleanup or return to its original state

of any area where hazardous wastes were disposed, possessed, or dealt in

unlawfully in violation of section 27-0914 of this chapter;

c. emergency response action to clean up spills or abate other public

health or environmental hazards involving hazardous wastes; and

d. other than for major physical construction associated with

permanent remedial actions, all services related to the investigation in

support of, or to the development, implementation and oversight of the

program for remediation of inactive hazardous waste disposal sites

pursuant to article 27 of this chapter.

2. For the purposes of this section, a stand-by contract shall mean a

contract which provides for services and goods to be rendered to the

department, at prenegotiated rates or predetermined unit prices, with

such services or goods to be supplied by the contractor only when and

where directed to do so by the commissioner. All such contracts shall be

subject to the approval of the state comptroller in accordance with

section one hundred twelve of the state finance law; however, such

approval shall not obligate to any particular contract any specific

amount of funds, but shall obligate on an individual basis, as such

contracts are utilized, the actual amount required to pay for work

performed pursuant to such contracts except that a maximum dollar amount

shall be placed on each such contract. Any necessary approvals of

availability of funds for a particular project in accordance with any

provision of the state finance law shall be made as soon as possible

after any activity identified in subdivision one of this section is

ordered by the commissioner, or undertaken by the contractor.

3. Nothing in this section shall be deemed to alter the authority

conferred upon the commissioner to conduct the activities identified in

subdivision one of this section, or to modify the requirements which are

established by this chapter, the state public health law, the public

authorities law, or section ninety-seven-b of the state finance law and

are applicable to such activities.

4. The department in cooperation with the state comptroller shall as

soon as practicable and prior to the execution of stand-by contracts

pursuant to this section develop and implement a stand-by contract

management protocol system. Such system shall provide for but not be

limited to:

a. guidelines for selecting contractors based upon section one hundred

thirty-six-a of the state finance law, if applicable, and upon other

factors which shall include but are not limited to past performance,

reasonableness of prices charged for specific tasks, and overall

qualifications of the contractor;

b. departmental bid or proposal analysis and negotiation documentation

requirements;

c. contractor reporting and documentation requirements;

d. formal procedures for inspecting contractor work and reviewing

payment requests;

e. maintenance of equipment inventory with location; and

f. requirements and controls for subcontractors.

5. The department shall submit to the director of the division of the

budget, the temporary president and minority leader of the senate, the

speaker and minority leader of the assembly, the chairman and ranking

minority member of the senate finance committee and the chairman and

ranking minority member of the assembly ways and means committee an

evaluation and audit of the department's use of stand-by contracts

pursuant to this section prepared by an entity independent of the

department. Such entity may be the office of the state comptroller.

Such evaluation and audit shall be submitted by September first,

nineteen hundred ninety and by September first, every two years

thereafter.

§ 3-0311 — Municipal notification of environmental violations

* § 3-0311. Municipal notification of environmental violations.

Notwithstanding any other provision of law and except when any

criminal investigation is pending, the commissioner shall notify the

chief executive officer of the municipality together with the chief

executive officer of the county where any violations of article 17, 19,

24, 25 or 27 of this chapter are found to exist within the boundaries of

such municipalities including, but not limited to, any municipal

landfill or municipal solid waste disposal or recovery facility within

seventy-two hours of determining that sufficient evidence exists to

commence an enforcement action.

* NB There are 2 § 3-0311's

§ 3-0313 — Adopt-a-beach stewardship program

Adopt-a-beach stewardship program.

1. The commissioner may enter into stewardship agreements with any

person or persons for the purposes of preserving, maintaining, or

enhancing a state-owned beach, shoreline area or portion thereof in

accordance with the policies of this chapter.

2. The stewardship agreement shall provide that the beach or shoreline

area be preserved and maintained in its natural state or managed to

enhance or restore the natural values it provides, consistent with the

provisions of this chapter. Activities may include: remediating

vandalism and storm damage, picking up litter and trash, establishing or

maintaining access or nature trails, providing interpretive services for

school groups and other citizens, and otherwise providing positive

benefits to the beach or shoreline area.

3. Stewardship agreement with any person or persons may provide for

assistance of personnel, facilities and supplies of the department for

the purposes of supporting appropriate activities under such stewardship

agreement, in accordance with the provisions of this chapter.

4. The department shall establish procedures by which a person or

persons may apply for a stewardship agreement, and shall be responsible

for working with such persons to identify specific sections of a

state-owned beach or shoreline area and specific activities deemed

appropriate for such stewardship agreement. The department may consider

factors such as safety, environmental sensitivity, need, cost and other

factors deemed relevant in determining which beach or shoreline areas or

activities may be eligible or appropriate for a stewardship agreement.

5. The department shall provide recognition of the stewardship

activities by appropriate signage on or near the adopted beach or

shoreline area, and may provide recognition by such other measures as it

may determine to be appropriate, including but not limited to press

releases, certificates, and newsletters.

6. The stewardship agreement may be modified in scope or altered in

any other manner at the sole discretion of the department, not

inconsistent with the provisions of this section. The person or persons

shall have the option of renewing the agreement subject to the approval

of the department and the continuation by the department of the

adopt-a-beach stewardship program. The department may immediately remove

the signs and it may terminate the agreement upon thirty days notice, if

in its sole judgment it finds and determines that the person or persons

are not meeting the terms and conditions of the agreement.

7. Notwithstanding any inconsistent provision of law, the state and

its employees shall not be liable for damages suffered by any person

resulting from the actions or activities of such volunteers.

§ 3-0315 — Geographic information system

Geographic information system.

1. The department in conjunction with the commissioner of health shall

create and maintain a geographic information system, and associated data

storage and analytical systems for purposes of collecting, streamlining,

and visualizing integrated data, permits, and relevant sites about

drinking water quality including, but not limited to, incorporating

supply well and monitoring well data, emerging contaminant data, water

quality monitoring data, pertinent data from remediation and landfill

sites, permitted discharge locations and other potential contamination

risks to water supplies. Such system shall also incorporate information

from the source water assessment program collected by the department of

health, data from annual water supply statements prepared pursuant to

section eleven hundred fifty-one of the public health law, information

from the database pursuant to title fourteen of article twenty-seven of

this chapter, and any other existing data regarding soil and groundwater

contamination currently gathered by the department, as well as data on

contamination that is readily available from the United States

geological survey and other sources determined appropriate by the

department. In addition to facilitating interagency coordination and

predictive analysis to protect water quality, such system shall provide

state agency information to the public through a website, within

reasonable limitations to ensure confidentiality and security.

2. The department shall make reasonable efforts to include additional

data, including data from well logs currently required to be filed with

the department pursuant to section 15-1525 of this chapter.

3. Parties required to submit data pursuant to any reporting

requirements set forth in this section shall, upon request of the

department, submit such data in an electronic format acceptable to the

department.

§ 3-0317 — Cancer incidence and environmental facility maps project

* § 3-0317. Cancer incidence and environmental facility maps project.

1. For purposes of this section, "environmental facility" shall mean a

facility or site which is:

(a) permitted as an industrial or municipal facility pursuant to

titles 7 or 8 of article 17 of this chapter;

(b) registered pursuant to title 10 of article 17 of this chapter;

(c) permitted pursuant to article 19 of this chapter;

(d) permitted or registered pursuant to title 7 or 9 of article 27 of

this chapter;

(e) required to file an annual report pursuant to subdivision 6 of

section 27-0907 of this chapter;

(f) regulated pursuant to title 13 or 14 of article 27 of this

chapter;

(g) regulated as a vehicle dismantler pursuant to title 23 of article

27 of this chapter;

(h) permitted pursuant to article 29 of this chapter;

(i) a holder of a commercial permit pursuant to section 33-0901 of

this chapter;

(j) registered pursuant to article 40 of this chapter;

(k) the subject of an environmental restoration project pursuant to

title 5 of article 56 of this chapter;

(l) subject to corrective action pursuant to section 71-2727 of this

chapter;

(m) participating in the department's voluntary cleanup program; or

(n) licensed pursuant to article 12 of the navigation law as a major

oil storage facility.

2. The department shall, pursuant to established security protocols,

provide to the department of health the GPS coordinates, category of

license or permit, facility identification number, and address on

current environmental facilities that are necessary for the department

of health to develop and maintain cancer incidence and environmental

facility maps required pursuant to section twenty-four hundred one-b of

the public health law, and shall provide any technical assistance

necessary for the development of such maps. The department, in

consultation with the department of health, shall update such data not

less than once every five years.

3. The department shall work with the office of homeland security to

establish security protocols regarding the disclosure of data on current

environmental facilities.

* NB Repealed May 1, 2028

§ 3-0319 — Sea level rise projections

Sea level rise projections.

The department shall, no later than January first, two thousand

sixteen, adopt regulations establishing science-based state sea level

rise projections. In adopting such regulations, the department shall

consider information including, but not limited to, reports of the

Intergovernmental Panel on Climate Change, the National Oceanic

Atmospheric Administration Climate Assessment, the Sea Level Rise Task

Force report created pursuant to chapter six hundred thirteen of the

laws of two thousand seven, projections prepared by the New York City

Panel on Climate Change and any other relevant regional, state and local

reports. The department shall update such regulations no less than every

five years.

§ 3-0321 — Gifts, donations, capital improvements

Gifts, donations, capital improvements.

1. Notwithstanding the provisions of the state finance law, or any

other state law to the contrary, and subject to approval of the director

of the budget, the commissioner is authorized to accept an unconditional

grant, gift, devise or bequest, either absolutely or in trust, from

persons and entities for the maintenance of any educational or

recreational facilities or for programs that promote the use or

stewardship of state owned lands under the department's jurisdiction or

management; establish a special fund or funds consisting of monies so

acquired and administer such fund or funds; and expend such monies.

2. Notwithstanding the provisions of the state finance law, or any

other state law to the contrary, the commissioner is authorized to:

(a) receive, hold and administer personal property and any income

thereof, acquired by grant, unconditional gift, devise or bequest,

either absolutely or in trust, for the maintenance of any educational or

recreational facilities or for programs that promote the use or

stewardship of state owned lands under the department's jurisdiction or

management; establish a special fund or funds consisting of monies so

acquired and administer such fund or funds; and expend such monies; and

(b) seek investment from private philanthropic interest or

not-for-profit corporations for capital improvements at state owned

facilities under the department's jurisdiction or management.

3. For purposes of this section, educational or recreational

facilities or programs that promote the use or stewardship of

state-owned lands under the department's jurisdiction or management

shall include, but not be limited to, campgrounds, fish hatcheries,

historic areas and facilities, kiosks, signage, programs for maintenance

and development of roads and trails, and programs to improve access for

persons with disabilities.

4. The commissioner shall not accept any grant, gift, devise or

bequest from or enter into any contract or agreement authorized pursuant

to subdivisions one, two, and, three of this section with persons or

entities:

(a) named in a pending lawsuit by or against the department;

(b) under investigation by the department;

(c) with a permit or license application pending before the department

or currently holding a department-issued permit or license, except for

permits or licenses that are ministerial in nature, such as sporting

licenses, use of state land permits, or general permits;

(d) engaged in settlement negotiations with the department regarding

any civil, criminal or administrative matter; or

(e) subject to a consent order issued by the department.

ARTICLE 6 State Smart Growth Public Infrastructure Policy Act

§ 6-0101 — Short title

Short title.

This article shall be known and may be cited as the "state smart

growth public infrastructure policy act".

§ 6-0103 — Definitions

Definitions.

As used in this article:

1. "Criteria" shall mean the state smart growth public infrastructure

criteria provided in section 6-0107 of this article.

2. "State infrastructure agency" shall mean the department, the

department of transportation, the department of education, the

department of health, the department of state, the New York state

environmental facilities corporation, the New York state housing finance

agency, the housing trust fund corporation, the dormitory authority, the

thruway authority, the port authority of New York and New Jersey, the

empire state development corporation, the New York state urban

development corporation and all other New York authorities. Any

subsidiary of, or corporation with the same members or directors as, a

public benefit corporation identified in this subdivision shall also be

deemed to be within the definition of state infrastructure agency under

this article.

3. "Municipal centers" shall mean areas of concentrated and mixed land

uses that serve as centers for various activities, including, but not

limited to, central business districts, main streets, downtown areas,

brownfield opportunity areas, downtown areas of local waterfront

revitalization program areas, transit-oriented development,

environmental justice areas, and hardship areas. Municipal centers shall

also include: areas adjacent to municipal centers, as defined in this

subdivision, which have clearly defined borders, are designated for

concentrated development in the future in a municipal or regional

comprehensive plan, and exhibit strong land use, transportation,

infrastructure and economic connections to a municipal center; and areas

designated in a municipal or comprehensive plan, and appropriately zoned

in a municipal zoning ordinance, as a future municipal center.

§ 6-0105 — State smart growth public infrastructure policy

State smart growth public infrastructure policy.

It is the purpose of this article to augment the state's environmental

policy by declaring a fiscally prudent state policy of maximizing the

social, economic and environmental benefits from public infrastructure

development through minimizing unnecessary costs of sprawl development

including environmental degradation, disinvestment in urban and suburban

communities and loss of open space induced by sprawl facilitated by the

funding or development of new or expanded transportation, sewer and

waste water treatment, water, education, housing and other publicly

supported infrastructure inconsistent with smart growth public

infrastructure criteria.

§ 6-0107 — State smart growth public infrastructure criteria

State smart growth public infrastructure criteria.

1. In addition to meeting other criteria and requirements of law

governing approval, development, financing and state aid for the

construction of new or expanded public infrastructure or the

reconstruction thereof, no state infrastructure agency shall approve,

undertake, support or finance a public infrastructure project, including

providing grants, awards, loans or assistance programs, unless, to the

extent practicable, it is consistent with the relevant criteria

specified in subdivision two of this section.

2. The following are the state smart growth public infrastructure

criteria:

a. to advance projects for the use, maintenance or improvement of

existing infrastructure;

b. to advance projects located in municipal centers;

c. To advance projects in developed areas or areas designated for

concentrated infill development in a municipally approved comprehensive

land use plan, local waterfront revitalization plan and/or brownfield

opportunity area plan;

d. to protect, preserve and enhance the state's resources, including

agricultural land, forests, surface and groundwater, air quality,

recreation and open space, scenic areas, and significant historic and

archeological resources;

e. to foster mixed land uses and compact development, downtown

revitalization, brownfield redevelopment, the enhancement of beauty in

public spaces, the diversity and affordability of housing in proximity

to places of employment, recreation and commercial development and the

integration of all income and age groups;

f. to provide mobility through transportation choices including

improved public transportation and reduced automobile dependency;

g. to coordinate between state and local government and intermunicipal

and regional planning;

h. to participate in community based planning and collaboration;

i. to ensure predictability in building and land use codes; and

j. to promote sustainability by strengthening existing and creating

new communities which reduce greenhouse gas emissions and do not

compromise the needs of future generations, by among other means

encouraging broad based public involvement in developing and

implementing a community plan and ensuring the governance structure is

adequate to sustain its implementation.

k. to mitigate future physical climate risk due to sea level rise,

and/or storm surges and/or flooding, based on available data predicting

the likelihood of future extreme weather events, including hazard risk

analysis data if applicable.

3. Before making any commitment, including entering into an agreement

or incurring any indebtedness for the purpose of acquiring,

constructing, or financing any project covered by the provisions of this

article, the chief executive officer of a state infrastructure agency

shall attest in a written smart growth impact statement that the

project, to the extent practicable, meets the relevant criteria set

forth in subdivision two of this section, unless in any respect the

project does not meet such criteria or compliance is considered to be

impracticable, which shall be detailed in a statement of justification.

4. Nothing in this section shall contravene any federal law governing

the expenditure of disbursement of federal infrastructure funding

administered by the state.

§ 6-0109 — Smart growth advisory committees

Smart growth advisory committees.

The chief executive officer of each state infrastructure agency shall

create a smart growth advisory committee to advise the agency regarding

the agencies' policies, programs and projects with regard to their

compliance with the state smart growth public infrastructure criteria.

Such committees shall consist of appropriate agency personnel designated

by the chief executive officer to conduct the evaluation required by

section 6-0107 of this article. Such committees shall solicit input from

and consult with various representatives of affected communities and

organizations within those communities, and shall give consideration to

the local and environmental interests affected by the activities of the

agency or projects planned, approved or financed through such agency.

§ 6-0111 — Private right of action

Private right of action.

Nothing contained in this article or in the administration or

application hereof shall be construed to create any private right of

action on the part of any person, firm or corporation against the state

of New York or any state infrastructure agency as defined in subdivision

two of section 6-0103 of this article.

ARTICLE 7 Council of Environmental Advisers

§ 7-0101 — Council of environmental advisors; creation; membership; qualifications

Council of environmental advisors; creation; membership;

qualifications.

There is hereby continued in the Executive Department a council to be

known as the Council of Environmental Advisers, to provide special

counsel to the Governor on environmental policy matters affecting the

state. The council shall consist of seven members who shall be private

citizens, representative of a broad range of interests and disciplines

related to the quality of our environment and responsive to the full

range of needs and concerns of our present and future generations. The

Governor shall appoint the members by and with the advice and consent of

the Senate and designate one from among the members to serve as chairman

of the council.

§ 7-0103 — Terms of office; vacancies

Terms of office; vacancies.

1. The members of the council shall hold office at the pleasure of the

Governor.

2. Vacancies shall be filled by appointment by the Governor, by and

with the advice and consent of the Senate.

§ 7-0105 — Personnel

Personnel.

1. The council shall appoint an executive director and shall assign to

such director such powers, functions and duties as it shall deem

appropriate to fulfill the purposes of this article.

2. The council shall have the power to employ and compensate, within

appropriations available therefor, such other personnel as it shall

determine necessary to carry out its duties under this article.

§ 7-0107 — General functions, powers and duties

General functions, powers and duties.

1. In providing counsel to the Governor on environmental policy

matters, the council shall:

a. Advise the Governor on comprehensive environmental management

policy for the state.

b. At the request of the Governor, provide an overview in both the

public and private sector on matters affecting the environment, giving

its judgment on specific matters referred to it.

c. Develop or cause to be developed guidelines for weighing the

complex interrelationships between environmental quality, economic

development, and the growing population associated with economic growth.

d. Study and from time to time report to the Governor on environmental

conditions and trends in the state.

e. Recommend state environmental policies, including legislation for

implementation thereof, to improve the functioning of the state and the

environment of the state.

2. To assist in carrying out the aforementioned functions as provided

in this section, the council may:

a. Request and shall receive from any court, department, division,

board, bureau, commission or agency of the state or any political

subdivision thereof, such assistance as will enable it properly to carry

out its powers and duties under this section.

b. Make or recommend such special environmental studies as it deems

appropriate or desirable.

c. Hold public and private hearings for specified purposes, take

testimony, subpoena witnesses, and require production of books, records,

and papers.

d. Report its findings to the Governor.

§ 7-0109 — Compensation

Compensation.

The members of the council shall receive no compensation for their

services but shall be allowed their actual and necessary expenses

incurred in the performance of their duties.

ARTICLE 8 Environmental Quality Review

§ 8-0101 — Purpose

Purpose.

It is the purpose of this act to declare a state policy which will

encourage productive and enjoyable harmony between man and his

environment; to promote efforts which will prevent or eliminate damage

to the environment and enhance human and community resources; and to

enrich the understanding of the ecological systems, natural, human and

community resources important to the people of the state.

§ 8-0103 — Legislative findings and declaration

Legislative findings and declaration.

The legislature finds and declares that:

1. The maintenance of a quality environment for the people of this

state that at all times is healthful and pleasing to the senses and

intellect of man now and in the future is a matter of statewide concern.

2. Every citizen has a responsibility to contribute to the

preservation and enhancement of the quality of the environment.

3. There is a need to understand the relationship between the

maintenance of high-quality ecological systems and the general welfare

of the people of the state, including their enjoyment of the natural

resources of the state.

4. Enhancement of human and community resources depends on a quality

physical environment.

5. The capacity of the environment is limited, and it is the intent of

the legislature that the government of the state take immediate steps to

identify any critical thresholds for the health and safety of the people

of the state and take all coordinated actions necessary to prevent such

thresholds from being reached.

6. It is the intent of the legislature that to the fullest extent

possible the policies, statutes, regulations, and ordinances of the

state and its political subdivisions should be interpreted and

administered in accordance with the policies set forth in this article.

However, the provisions of this article do not change the jurisdiction

between or among state agencies and public corporations.

7. It is the intent of the legislature that the protection and

enhancement of the environment, human and community resources shall be

given appropriate weight with social and economic considerations in

public policy. Social, economic, and environmental factors shall be

considered together in reaching decisions on proposed activities.

8. It is the intent of the legislature that all agencies conduct their

affairs with an awareness that they are stewards of the air, water,

land, and living resources, and that they have an obligation to protect

the environment for the use and enjoyment of this and all future

generations.

9. It is the intent of the legislature that all agencies which

regulate activities of individuals, corporations, and public agencies

which are found to affect the quality of the environment shall regulate

such activities so that due consideration is given to preventing

environmental damage.

§ 8-0105 — Definitions

Definitions.

Unless the context otherwise requires, the definitions in this section

shall govern the construction of the following terms as used in this

article: 1. "State agency" means any state department, agency, board,

public benefit corporation, public authority or commission.

2. "Local agency" means any local agency, board, district, commission

or governing body, including any city, county, and other political

subdivision of the state.

3. "Agency" means any state or local agency.

4. "Actions" include:

(i) projects or activities directly undertaken by any agency; or

projects or activities supported in whole or part through contracts,

grants, subsidies, loans, or other forms of funding assistance from one

or more agencies; or projects or activities involving the issuance to a

person of a lease, permit, license, certificate or other entitlement for

use or permission to act by one or more agencies;

(ii) policy, regulations, and procedure-making.

5. "Actions" do not include:

(i) enforcement proceedings or the exercise of prosecutorial

discretion in determining whether or not to institute such proceedings;

(ii) official acts of a ministerial nature, involving no exercise of

discretion;

(iii) maintenance or repair involving no substantial changes in

existing structure or facility.

6. "Environment" means the physical conditions which will be affected

by a proposed action, including land, air, water, minerals, flora,

fauna, noise, objects of historic or aesthetic significance, existing

patterns of population concentration, distribution, or growth, and

existing community or neighborhood character.

7. "Environmental impact statement" means a detailed statement setting

forth the matters specified in section 8-0109 of this article. It

includes any comments on a draft environmental statement which are

received pursuant to section 8-0109 of this article, and the agency's

response to such comments, to the extent that such comments raise issues

not adequately resolved in the draft environmental statement.

8. "Draft environmental impact statement" means a preliminary

statement prepared pursuant to section 8-0109 of this article.

9. "Disadvantaged community" shall have the same meaning as

subdivision five of section 75-0101 of this chapter.

10. "Pollution" shall have the same meaning as defined by subdivision

nineteen of section 1-0303 of this chapter.

11. "Previously disturbed site" means a parcel of land that:

(i) is determined by a responsible agency to have been substantially

altered by an occupied, formerly occupied, or demolished building or by

another improvement or use at least two years prior to the application

for a permit or authorization for an action;

(ii) for any parcel located within a city, town, or village with a

population of fewer than one million persons and located outside of an

urban area, as such term or equivalent term is or comes to be defined by

the United States Census Bureau in the most recent decennial census

beginning on or after the two thousand twenty decennial census, such

parcel shall abut, adjoin, or be opposite from another parcel that is or

has been occupied or formerly occupied by a building, or demolished

building, or another improvement or use at least two years prior to the

application for a permit or authorization for an action, provided such

abutting, adjoining, or opposite parcel shall not be occupied by an

industrial or agricultural use;

(iii) for any parcel that is located within a city, town, or village

with a population of fewer than one million persons, is not located in a

Federal Emergency Management Agency (FEMA) designated 100-year

floodplain, or special flood hazard area, provided that this paragraph

shall not apply if such a city, town, or village has adopted a law or

ordinance that requires new construction to be elevated above the base

flood elevation as defined by FEMA;

(iv) for any parcel that is located within a city, town, or village

with a population of more than one million persons, is not located in a

flood hazard area, as defined in section two hundred two of the New York

city building code, provided that this paragraph shall not apply if such

a city, town, or village has adopted a law or ordinance that requires

new construction to be elevated above the base flood elevation as

defined by FEMA;

(v) is not currently being used for agricultural purposes and has not

been used for agricultural purposes within: (a) the immediately

preceding two years, or (b) three of the last five years before the

application for a permit or authorization for an action; and

(vi) is not located in a designated coastal erosion hazard area.

12. "Small community water system" means a public water system which

serves at least five service connections used by year-round residents or

regularly serves at least twenty-five year-round residents, and serves

thirty-three hundred or fewer persons.

13. "Public school facilities" shall mean educational facilities, as

defined in section twenty-five hundred ninety-a of the education law, of

a city school district in a city having a population of one million or

more persons, over which the department of education for such city has

jurisdiction, for purposes of meeting the class size compliance targets

set forth in subdivision two of section two hundred eleven-d of the

education law.

§ 8-0107 — Agency implementation

Agency implementation.

All agencies shall review their present statutory authority,

administrative regulations, and current policies and procedures for the

purpose of determining whether there are any deficiencies or

inconsistencies therein which prohibit full compliance with the purposes

and provisions of this article, and shall recommend or effect such

measures as may be necessary to bring their authority and policies into

conformity with the intent, purposes, and procedures set forth in this

article. They shall carry out its terms with minimum procedural and

administrative delay, shall avoid unnecessary duplication of reporting

and review requirements by providing, where feasible, for combined or

consolidated proceedings, and shall expedite all proceedings hereunder

in the interests of prompt review.

§ 8-0109 — Preparation of environmental impact statement

Preparation of environmental impact statement.

1. Agencies shall use all practicable means to realize the policies

and goals set forth in this article, and shall act and choose

alternatives which, consistent with social, economic and other essential

considerations, to the maximum extent practicable, minimize or avoid

adverse environmental effects, including effects revealed in the

environmental impact statement process.

2. All agencies (or applicant as hereinafter provided) shall prepare,

or cause to be prepared by contract or otherwise an environmental impact

statement on any action they propose or approve which may have a

significant effect on the environment. Such a statement shall include a

detailed statement setting forth the following:

(a) a description of the proposed action and its environmental

setting;

(b) the environmental impact of the proposed action including

short-term and long-term effects;

(c) any adverse environmental effects which cannot be avoided should

the proposal be implemented;

(d) alternatives to the proposed action;

(e) any irreversible and irretrievable commitments of resources which

would be involved in the proposed action should it be implemented;

(f) mitigation measures proposed to minimize the environmental impact;

(g) the growth-inducing aspects of the proposed action, where

applicable and significant;

(h) effects of the proposed action on the use and conservation of

energy resources, where applicable and significant, provided that in the

case of an electric generating facility, the statement shall include a

demonstration that the facility will satisfy electric generating

capacity needs or other electric systems needs in a manner reasonably

consistent with the most recent state energy plan;

(i) effects of proposed action on solid waste management where

applicable and significant;

(j) effects of any proposed action on, and its consistency with, the

comprehensive management plan of the special groundwater protection area

program, as implemented by the commissioner pursuant to article

fifty-five of this chapter;

(k) effects of any proposed action on disadvantaged communities,

including whether the action may cause or increase a disproportionate

pollution burden on a disadvantaged community; and

(l) such other information consistent with the purposes of this

article as may be prescribed in guidelines issued by the commissioner

pursuant to section 8-0113 of this chapter.

Such a statement shall also include copies or a summary of the

substantive comments received by the agency pursuant to subdivision four

of this section, and the agency response to such comments. The purpose

of an environmental impact statement is to provide detailed information

about the effect which a proposed action is likely to have on the

environment, to list ways in which any adverse effects of such an action

might be minimized, and to suggest alternatives to such an action so as

to form the basis for a decision whether or not to undertake or approve

such action. Such statement should be clearly written in a concise

manner capable of being read and understood by the public, should deal

with the specific significant environmental impacts which can be

reasonably anticipated and should not contain more detail than is

appropriate considering the nature and magnitude of the proposed action

and the significance of its potential impacts.

3. An agency may require an applicant to submit an environmental

report to assist the agency in carrying out its responsibilities,

including the initial determination and, (where the applicant does not

prepare the environmental impact statement), the preparation of an

environmental impact statement under this article. The agency may

request such other information from an applicant necessary for the

review of environmental impacts. Notwithstanding any use of outside

resources or work, agencies shall make their own independent judgment of

the scope, contents and adequacy of an environmental impact statement.

4. As early as possible in the formulation of a proposal for an action

but not more than one year from the establishment of a lead agency, the

responsible agency shall make an initial determination as to whether an

environmental impact statement need be prepared for the action. In

making such determination for any proposed action the responsible agency

shall consider whether such action may cause or increase a

disproportionate pollution burden on a disadvantaged community that is

directly or significantly indirectly affected by such action. When an

action is to be carried out or approved by two or more agencies, such

determination shall be made as early as possible after the designation

of the lead agency.

With respect to actions involving the issuance to an applicant of a

permit or other entitlement, the agency shall notify the applicant in

writing of its initial determination specifying therein the basis for

such determination. Notice of the initial determination along with

appropriate supporting findings on agency actions shall be kept on file

in the main office of the agency for public inspection.

If the agency determines that such statement is required, the agency

or the applicant at its option shall prepare or cause to be prepared a

draft environmental impact statement. If the applicant does not exercise

the option to prepare such statement, the agency shall prepare it, cause

it to be prepared, or terminate its review of the proposed action. Such

statement shall describe the proposed action and reasonable alternatives

to the action, and briefly discuss, on the basis of information then

available, the remaining items required to be submitted by subdivision

two of this section. The purpose of a draft environmental statement is

to relate environmental considerations to the inception of the planning

process, to inform the public and other public agencies as early as

possible about proposed actions that may significantly affect the

quality of the environment, and to solicit comments which will assist

the agency in the decision making process in determining the

environmental consequences of the proposed action. The draft statement

should resemble in form and content the environmental impact statement

to be prepared after comments have been received and considered pursuant

to subdivision two of this section; however, the length and detail of

the draft environmental statement will necessarily reflect the

preliminary nature of the proposal and the early stage at which it is

prepared.

For any action for which the agency determines that such statement is

not required and which would take place in a special groundwater

protection area, as defined in section 55-0107 of this chapter, the

agency shall show how such action would or would not be consistent with

the comprehensive management plan of the special groundwater protection

program, as implemented by the commissioner pursuant to article

fifty-five of this chapter.

The draft statement shall be filed with the department or other

designated agencies and shall be circulated to federal, state, regional

and local agencies having an interest in the proposed action and to

interested members of the public for comment, as may be prescribed by

the commissioner pursuant to section 8-0113. In addition, unless

impracticable, the draft statement shall be posted on a

publicly-available Internet website. The website posting of such draft

statement may be discontinued when the environmental impact statement is

posted pursuant to subdivision six of this section.

5. After the filing of a draft environmental impact statement the

agency shall determine whether or not to conduct a public hearing on the

environmental impact of the proposed action. If the agency determines to

hold such a hearing, it shall commence the hearing within sixty days of

the filing and unless the proposed action is withdrawn from

consideration shall prepare the environmental impact statement within

forty-five days after the close of the hearing, except as otherwise

provided. The need for such a hearing shall be determined in accordance

with procedures adopted by the agency pursuant to section 8-0113 of this

article. If no hearing is held, the agency shall prepare and make

available the environmental impact statement within sixty days after the

filing of the draft, except as otherwise provided.

Notwithstanding the specified time periods established by this

article:

(a) an agency shall vary the times so established herein for

preparation, review and public hearings to coordinate the environmental

review process with other procedures relating to review and approval of

an action. An application for a permit or authorization for an action

upon which a draft environmental impact statement is determined to be

required shall not be complete until such draft statement has been filed

and accepted by the agency as satisfactory with respect to scope,

content and adequacy for purposes of subdivision four of this section.

Commencing upon such acceptance, the environmental impact statement

process shall run concurrently with other procedures relating to the

review and approval of the action so long as reasonable time is provided

for preparation, review and public hearings with respect to the draft

environmental impact statement; and

(b) for actions involving applications for a permit or authorization,

the agency shall prepare and make available the environmental impact

statement within two years after the date a draft environmental impact

statement is determined to be required, unless the agency extends the

deadline in writing and, in consultation with an applicant and at the

discretion of the agency, establishes a new deadline that provides only

so much additional time as is necessary to complete the environmental

impact statement, considering any changes made by the applicant to the

project design after the issuance of the scoping document that result in

new significant environmental impacts, or additional actions that could

not have been reasonably anticipated during scoping, or the failure of

an applicant to timely provide necessary information despite good faith

effort by an agency, or delay in circumstances beyond the control of an

agency or an applicant.

6. To the extent as may be prescribed by the commissioner pursuant to

section 8-0113, the environmental impact statement prepared pursuant to

subdivision two of this section together with the comments of public and

federal agencies and members of the public, shall be filed with the

commissioner, made available to the public, and, unless impracticable,

posted on a publicly-available Internet website prior to acting on the

proposal which is the subject of the environmental impact statement. The

website posting of such statement may be discontinued one year after all

necessary permits have been issued by the federal, state and local

governments.

7. a. An agency may charge a fee to an applicant in order to recover

the costs incurred in preparing or causing to be prepared or reviewing a

draft environmental impact statement or an environmental impact

statement on the action which the applicant requests from the agency;

provided, however, that an applicant may not be charged a separate fee

for both the preparation and review of such statements. The technical

services of the department may be made available on a fee basis

reflecting the costs thereof, to a requesting agency, which fee or fees

may appropriately be charged by the agency to the applicant under rules

and regulations to be issued under section 8-0113.

b. Such rules and regulations shall require the applicant to reimburse

the conservation fund, as established pursuant to subdivision (a) of

section eighty-three of the state finance law, in order to recover all

costs incurred in preparing or causing to be prepared or reviewing a

draft environmental impact statement or an environmental impact

statement by employees of the department, whose salary and expenses are

paid, in whole or in part, from the conservation fund.

8. When an agency decides to carry out or approve an action which has

been the subject of an environmental impact statement, it shall make an

explicit finding that the requirements of this section have been met and

that consistent with social, economic and other essential

considerations, to the maximum extent practicable, adverse environmental

effects revealed in the environmental impact statement process will be

minimized or avoided.

9. An environmental impact statement shall be prepared for any action

found to have a significant impact on the special groundwater protection

area, as defined in section 55-0107 of this chapter. Such statement

shall meet the requirements of the most detailed environmental impact

statement required by this section or by any such rule or regulation

promulgated pursuant to this section.

§ 8-0111 — Coordination of reporting; limitations; lead agency

Coordination of reporting; limitations; lead agency.

1. State and federal reports coordinated. Where an agency as herein

defined directly or indirectly participates in the preparation of or

prepares a statement or submits material relating to a statement

prepared pursuant to the requirements of the National Environmental

Policy Act of 1969, whether by itself or by another person or firm,

compliance with this article shall be coordinated with and made in

conjunction with federal requirements in a single environmental

reporting procedure.

2. Federal report. Where the agency does not participate, as above

defined, in the preparation of the federal environmental impact

statement or in preparation or submission of materials relating thereto,

no further report under this article is required and the federal

environmental impact statement, duly prepared, shall suffice for the

purpose of this article.

3. State and local coordination. Necessary compliance by state or

local agencies with the requirements of this article shall be

coordinated in accordance with section 8-0107 and with other

requirements of law in the interests of expedited proceedings and prompt

review.

4. Effective date of coordinated reporting. The requirements of this

section with regard to coordinated preparation of federal and state

impact materials and reporting shall not apply to statements prepared

and filed prior to the effective date of this article.

5. Exclusions. The requirements of this article shall not apply to:

(a) Actions undertaken or approved prior to the effective date of this

article, except:

(i) In the case of an action where it is still practicable either to

modify the action in such a way as to mitigate potentially adverse

environmental effects or to choose a feasible and less environmentally

damaging alternative, in which case the commissioner may, at the request

of any person or on his own motion, in a particular case, or generally

in one or more classes of cases specified in rules and regulations,

require the preparation of an environmental impact statement pursuant to

this article; or

(ii) In the case of an action where the responsible agency proposes a

modification of the action and the modification may result in a

significant adverse effect on the environment, in which case an

environmental impact statement shall be prepared with respect to such

modification.

* (b) Actions subject to the provisions requiring a certificate of

environmental compatibility and public need in articles seven and ten of

the public service law or requiring a major renewable energy facility or

a major electric transmission facility siting permit under article eight

of the public service law; or

* NB Effective until December 31, 2040

* (b) Actions subject to the provisions requiring a certificate of

environmental compatibility and public need in articles seven, ten and

the former article eight of the public service law or requiring a siting

permit under section ninety-four-c of the executive law; or

* NB Effective December 31, 2040

(c) Actions subject to the class A or class B regional project

jurisdiction of the Adirondack park agency or a local government

pursuant to section eight hundred seven, eight hundred eight or eight

hundred nine of the executive law, except class B regional projects

subject to review by local government pursuant to section eight hundred

seven of the executive law located within the Lake George park as

defined by subdivision one of section 43-0103 of this chapter.

5-a. Exemptions. (a) Notwithstanding any law, rule, or regulation to

the contrary, the qualified actions listed in paragraph (b) of this

subdivision shall be exempt from the requirements of this article as

determined by the responsible agency. In making this determination, the

responsible agency shall consider the action as a whole. If the

responsible agency determines that no aspect of the action requires

review under this article, meaning every aspect of the action meets

criteria for exemption pursuant to paragraph (b) of this subdivision or

is otherwise exempt from the requirements of this article, the agency

may proceed in accordance with the criteria and standards for final

decision under other applicable laws, regulations, and ordinances.

(b) An action that is not otherwise exempt from the requirements of

this article, which may include building permits, special use permits,

variances, subdivision approvals, site plan approvals, zoning text or

map amendments, disposition or acquisition of real property, provision

of financial assistance, any other actions governed by laws, rules,

regulations, or procedures concerning land use, zoning, permitting, real

property acquisition or disposition, or development financial

assistance, or any combination thereof, shall be a qualified action

exempt from the requirements of this article if the responsible agency

determines that the action is for the purposes of:

(i) construction of housing in cities, towns, and villages with

populations of one million or more that shall:

(1) be connected to existing community or public water and sewerage

systems at the commencement of habitation;

(2) be located at a previously disturbed site;

(3) not be located within an area zoned exclusively for industrial

uses;

(4) contain no more than fifty thousand square feet of commercial,

retail, community facility, or other non-industrial non-residential

uses;

(5) not exceed two hundred fifty dwelling units, provided, however,

that for housing that shall be located within a zoning district where,

at the time of application, (A) the standard maximum residential

building height is greater than forty-five feet, (B) the maximum height

of a building is regulated by something other than a horizontal plane

and that allows residential buildings to exceed forty-five feet, or (C)

there is no such maximum building height, such housing shall not exceed

five hundred dwelling units; and

(6) not include construction of only one single-family residence on a

parcel of one-half or more acres;

(ii) construction of housing in cities, towns, and villages with

populations of fewer than one million persons that shall:

(1) be connected to existing community or public water and sewerage

systems at the commencement of habitation;

(2) be located at a previously disturbed site;

(3) contain no more than twenty percent commercial, retail, community

facility, or other non-industrial non-residential uses by gross floor

area;

(4) not exceed one hundred dwelling units, provided, however, for

housing within cities, towns, or villages without zoning, such housing

shall not exceed twenty dwelling units, and provided further, that for

housing not within cities, towns, or villages without zoning but within

an urban area, as such term or equivalent term is or comes to be defined

by the United States Census Bureau in the most recent decennial census

beginning on or after the two thousand twenty decennial census, such

housing shall not exceed three hundred dwelling units; and

(5) not include construction of only one single-family residence on a

parcel of one or more acres;

(iii) construction located at a previously disturbed site of public

parks that do not include performance centers, athletic stadiums, or

other venues for mass gatherings, or other buildings or structures which

do not serve public park, recreation, or open space purposes;

(iv) construction located at a previously disturbed site of multi-use

bicycle and pedestrian trails;

(v) construction of public school facilities to be connected at the

commencement of use to existing community or public water and sewerage

systems, including sewage treatment works, in a city with a population

of one million or more;

(vi) water and wastewater infrastructure projects that:

(1) replace, rehabilitate or reconstruct municipal water or wastewater

infrastructure, in-kind and on the same site, including lead service

line replacement;

(2) replace, rehabilitate, upgrade or reconstruct an existing small

community water system, including lead service line replacement; or

(3) provide sewer service to a disadvantaged community served by one

or more inadequate sewage treatment systems that has been determined by

the department not to require a permit or approval pursuant to articles

fifteen, twenty-four or twenty-five of this chapter or any rules or

regulations promulgated thereunder; or

(vii) retrofit of an existing structure and its appurtenant areas to

incorporate green infrastructure.

(c) (i) For an application for a permit or authorization for a

qualified action listed in subparagraph (i) or (v) of paragraph (b) of

this subdivision, to qualify for exemption from the requirements of this

article pursuant to this subdivision, such action shall be subject to a

requirement to comply with local municipal requirements regarding

hazardous materials remediation to the extent applicable, and the

applicant for a permit or authorization for such qualified action shall

certify that (1) it has followed and will follow all applicable laws,

rules, and regulations regarding hazardous waste, (2) for an application

for a permit or authorization for a qualified action other than a land

use action, zoning text amendment, zoning map amendment, or variance, a

Phase I Environmental Site Assessment has been conducted for the parcel

in accordance with the all appropriate inquiries regulations of the

United States Environmental Protection Agency under the federal

Comprehensive Environmental Response, Compensation and Liability Act (40

CFR § 312) to identify any recognized environmental conditions, (3) it

has followed or will follow all applicable recommendations of the Phase

I Environmental Site Assessment, and (4) it will report contamination

at, on, or under the parcel as required by applicable laws, rules, and

regulations.

(ii) For an application for a permit or authorization for a qualified

action listed in subparagraph (ii) of paragraph (b) of this subdivision,

other than a land use action, zoning text amendment, zoning map

amendment, or variance, to qualify for exemption from the requirements

of this article pursuant to this subdivision, the applicant for a permit

or authorization for such qualified action shall certify to the

responsible agency that (1) a Phase I Environmental Site Assessment has

been conducted for the parcel in accordance with the all appropriate

inquiries regulations of the United States Environmental Protection

Agency under the federal Comprehensive Environmental Response,

Compensation and Liability Act (40 CFR § 312) to identify any recognized

environmental conditions, (2) it has followed and will follow all

applicable laws, rules, and regulations regarding hazardous waste,

including, to the extent applicable, complying with local municipal

requirements regarding hazardous materials remediation, (3) it has

followed or will follow all applicable recommendations of the Phase I

Environmental Site Assessment, and (4) it will report contamination at,

on, or under the parcel as required by applicable laws, rules, and

regulations.

(iii) The requirements of this paragraph shall not apply (1) to a

qualified action initiated by an agency, or (2) if the applicant was

previously granted an exemption pursuant to subparagraphs (i), (ii), or

(v) of paragraph (b) of this subdivision for the same parcel.

(d) For actions involving applications for a permit or authorization,

the responsible agency shall determine whether such action is a

qualified action pursuant to this subdivision within one hundred twenty

days of receipt of such application, unless the responsible agency

extends the deadline in writing and, in consultation with an applicant

and at the discretion of the agency, establishes a new deadline that

provides only so much additional time as is necessary to make such

determination. In no event shall the deadline be extended by more than

thirty days, except where (i) changes are made by the applicant to the

application after its submission to the responsible agency and such

changes relate to the criteria for exemption pursuant to paragraph (b)

of this subdivision, (ii) an applicant fails to timely provide necessary

information despite good faith effort by an agency, or (iii) there are

circumstances beyond the control of the agency or an applicant that

cause delay requiring an extension beyond thirty days. If the

responsible agency fails to make a determination pursuant to this

subdivision within the delineated time limits, an applicant may

institute a proceeding in a court of competent jurisdiction under

article seventy-eight of the civil practice law and rules seeking

appropriate relief from the court, which may include an order directing

the agency to make a determination by a deadline specified by the court.

6. Lead Agency. When an action is to be carried out or approved by two

or more agencies, the determination of whether the action may have a

significant effect on the environment shall be made by the lead agency

having principal responsibility for carrying out or approving such

action and such agency shall prepare, or cause to be prepared by

contract or otherwise, the environmental impact statement for the action

if such a statement is required by this article. In the event that there

is a question as to which is the lead agency, any agency may submit the

question to the commissioner and the commissioner shall designate the

lead agency, giving due consideration to the capacity of such agency to

fulfill adequately the requirements of this article.

7. Statute of limitations. The time to commence a proceeding to review

an agency determination under the provisions of this article or under

the rules or regulations implementing the provisions of this article

shall begin to accrue when the agency determination to approve or

disapprove the action becomes final and binding upon the petitioner or

the person whom the petitioner represents in law or in fact.

8. Construction. Nothing contained in the chapter of the laws of two

thousand twenty-six which added this subdivision shall be interpreted or

construed as superseding, limiting, modifying or affecting any

authorizations, requirements, or procedures under the national historic

preservation act of nineteen hundred sixty-six, the New York state

historic preservation act of nineteen hundred eighty, the parks,

recreation and historic preservation law, or any other state or local

law governing the identification, protection, or management of historic

properties, or under any rules or regulations promulgated thereunder.

Nor shall anything in the chapter of the laws of two thousand twenty-six

which added this subdivision be interpreted or construed as superseding,

limiting, modifying or affecting any authorizations, requirements, or

procedures, including but not limited to laws, rules and regulations

applicable to disadvantaged communities, stormwater management or the

protection of water quality, air quality, soil erosion and drainage,

freshwater wetlands, tidal wetlands, critical environmental areas, or

threatened or endangered species, or any otherwise applicable statutory

or regulatory standards, criteria, and permitting procedures, other than

those pertaining to environmental review conducted pursuant to this

article and any state and local regulations promulgated thereunder. Nor

shall anything in the chapter of the laws of two thousand twenty-six

which added this subdivision be interpreted or construed as superseding,

limiting, modifying or affecting the authority or discretion of cities,

towns, and villages under applicable state or local law, rule,

regulation, charter, code, resolution, or ordinance regarding zoning or

land use, including but not limited to any such authority or discretion

regarding site plan review or other discretionary zoning or land use

permits, procedures, review, or approvals, such as traffic studies,

contamination testing, and determinations of the sufficiency of

wastewater and drinking water capacity.

§ 8-0113 — Rules and regulations

Rules and regulations.

1. After consultation with the other agencies subject to the

provisions of this article, including state agencies and representatives

of local governments and after conducting public hearings and review of

any other comments submitted, the commissioner shall adopt rules and

regulations implementing the provisions of this article within one

hundred and twenty days after the effective date of this section.

2. The rules and regulations adopted by the commissioner specifically

shall include:

(a) Definition of terms used in this article;

(b) Criteria for determining whether or not a proposed action may have

a significant effect on the environment, taking into account social and

economic factors to be considered in determining the significance of an

environmental effect, including whether it may cause or increase a

disproportionate pollution burden on a disadvantaged community;

(c) Identification on the basis of such criteria of:

(i) Actions or classes of actions that are likely to require

preparation of environmental impact statements;

(ii) Actions or classes of actions which have been determined not to

have a significant effect on the environment and which do not require

environmental impact statements under this article. In adopting the

rules and regulations, the commissioner shall make a finding that each

action or class of actions identified does not have a significant effect

on the environment;

(d) Typical associated environmental effects, and methods for

assessing such effects, of actions determined to be likely to require

preparation of environmental impact statements;

(e) Categorization of actions which are or may be primarily of

statewide, regional, or local concern, with provisions for technical

assistance including the preparation or review of environmental impact

statements, if requested, in connection with environmental impact review

by local agencies.

(f) Provision for the filing and circulation of draft environmental

impact statements pursuant to subdivision four of section 8-0109, and

environmental impact statements pursuant to subdivision six of section

8-0109, including, in addition to any other circulation and public

availability requirements, making such statements available free of

charge to the public and government agencies on the publicly-available

Internet website, unless impracticable. Printed filings and public

notices shall clearly indicate the address of the website at which such

filing is posted;

(g) Scope, content, filing and availability of findings required to be

made pursuant to subdivision eight of section 8-0109;

(h) Form and content of and level of detail required for an

environmental impact statement; and

(i) Procedures for obtaining comments on draft environmental impact

statements, holding hearings, providing public notice of agency

decisions with respect to preparation of a draft environmental

statement; and for such other matters as may be needed to assure

effective participation by the public and efficient and expeditious

administration of the article.

(j) Procedure for providing applicants with estimates, when requested,

of the costs expected to be charged them pursuant to subdivision seven

of section 8-0109 of this article.

(k) Appeals procedure for the settlement of disputed costs charged by

state agencies to applicants pursuant to subdivision seven of section

8-0109 of this article. Such appeal procedure shall not interfere or

cause delay in the determination of environmental significance or

prohibit an action from being undertaken.

(l) A model assessment form to be used during the initial review to

assist an agency in its responsibilities under this article.

3. Within the time periods specified in section 8-0117 of this article

the agencies subject to this article shall, after public hearing, adopt

and publish such additional procedures as may be necessary for the

implementation by them of this article consistent with the rules and

regulations adopted by the commissioner.

(a) Existing agency environmental procedures may be incorporated in

and integrated with the procedures adopted under this article, and

variance in form alone shall constitute no objection thereto. Such

individual agency procedures shall be no less protective of

environmental values, public participation, and agency and judicial

review than the procedures herein mandated.

(b) Such agency procedures shall provide for interagency working

relationships in cases where actions typically involve more than one

agency, liaison with the public, and such other procedures as may be

required to effect the efficient and expeditious administration of this

article.

4. Coordination with agricultural districts program. The commissioner,

in consultation with the commissioner of agriculture and markets, shall

amend the regulations promulgated pursuant to the provisions of this

section as necessary and appropriate to assure the adequate

consideration of impacts of public acquisitions, or the advancement of

public monies for non-farm development on lands used in agricultural

production and unique and irreplaceable agricultural lands within

agricultural districts in accordance with the provisions of subdivision

four of section three hundred five of the agriculture and markets law.

§ 8-0115 — Severability

Severability.

The provisions of this article shall be severable, and if any clause,

sentence, paragraph, subdivision or part of this article shall be

adjudged by any court of competent jurisdiction to be invalid, such

judgment shall not affect, impair or invalidate the remainder thereof,

but shall be confined in its operation to the clause, sentence,

paragraph, subdivision or part thereof directly involved in the

controversy in which such judgment shall have been rendered.

§ 8-0117 — Phased implementation

Phased implementation.

1. With respect to the actions directly undertaken by any state

agency, the requirement of an environmental impact statement pursuant to

subdivision two of section 8-0109 of this article shall take effect on

the first day of September, nineteen hundred seventy-six.

2. With respect to actions or classes of actions identified by the

department as likely to require preparation of environmental impact

statements pursuant to subparagraph (i) of paragraph (c) of subdivision

two of section 8-0113 of this article directly undertaken by any local

agency, whether or not such actions are supported in whole or in part

through contracts, grants, subsidies, loans, or other forms of funding

assistance from one or more state agency; and all other actions or

classes of actions identified by the department as likely to require

preparation of environmental impact statements pursuant to subparagraph

(i) of paragraph (c) of subdivision two of section 8-0113 of this

article supported in whole or in part through contracts, grants,

subsidies, loans, or other forms of funding assistance from one or more

state agency, the requirement of an environmental impact statement

pursuant to subdivision two of section 8-0109 of this article shall take

effect on the first day of June, nineteen hundred seventy-seven.

3. With respect to actions or classes of actions identified by the

department as likely to require preparation of environmental impact

statements pursuant to subparagraph (i) of paragraph (c) of subdivision

two of section 8-0113 of this article supported in whole or in part

through contracts, grants, subsidies, loans, or other forms of funding

assistance from one or more local agency; and with respect to actions or

classes of actions identified by the department as likely to require

preparation of environmental impact statements pursuant to subparagraph

(i) of paragraph (c) of subdivision two of section 8-0113 of this

article involving the issuance to a person of a lease, permit,

certificate or other entitlement for use or permission to act by one or

more state or local agency, the requirement of an environmental impact

statement pursuant to subdivision two of section 8-0109 of this article

shall take effect on the first day of September, nineteen hundred

seventy-seven.

4. With respect to all other actions not included in subdivision two

or three of this section which are subject to this article, the

requirement of an environmental impact statement pursuant to subdivision

two of section 8-0109 of this article shall take effect on the first day

of November, nineteen hundred seventy-eight.

5. Agencies subject to this article shall adopt and publish the

additional necessary procedures described in subdivision three of

section 8-0113 of this article, as follows:

(a) With respect to actions included within subdivision one of this

section, no later than August 1, 1976.

(b) With respect to actions included within subdivision two of this

section, no later than April 1, 1977.

(c) With respect to actions included within subdivision three of this

section, no later than July 1, 1977.

(d) With respect to actions included within subdivision four of this

section, no later than November 1, 1978.

Any agency which has not adopted and published the additional

necessary procedures described in subdivisions two and three of section

8-0113 of this article according to the dates set forth in this section

shall utilize those procedures found in Part 617 of title six

(environmental conservation) of the official compilation of the codes,

rules and regulations of the state of New York for purposes of

implementing this article until such time as such agency has adopted and

published its own procedures.

ARTICLE 9 Lands and Forests

TITLE 1 General Provisions

§ 9-0101 — Definitions

Definitions.

The following words and phrases, when used in this article, unless

otherwise expressly stated, are defined as follows:

1. The "Adirondack park" shall include all lands located in the forest

preserve counties of the Adirondacks within the following described

boundaries, to wit: Beginning at the most southerly corner of lot 166 of

the John Glen and 44 Others Patent in the line between such patent and

the twenty-first allotment of the Kayaderosseras Patent; thence

northeasterly along the said line and along the southerly bounds of John

Glen and 44 Others Patent and of the Sanders Patent to the southeasterly

corner of the Sanders Patent; thence continuing northeasterly along the

division line between the twenty-second and twenty-fourth allotments of

the Kayaderosseras Patent to the southeasterly corner of the

twenty-fourth allotment of the Kayaderosseras Patent; thence northerly

along the division line between the twenty-fourth and the twenty-fifth

allotments of that patent to the northeasterly corner of the

twenty-fourth allotment; thence easterly along the north line of the

twenty-fifth allotment and the southerly lines of John Glen and 44

Others Patent, the Luzerne Tract and the Glen Patent to the

southeasterly corner of the Glen Patent; thence northerly along the

easterly lines of the Glen Patent and the Luzerne Tract to the

northwesterly corner of the Queensbury Patent; thence easterly along the

northerly bounds of the Queensbury Patent to the northeasterly corner

thereof; thence southerly along the easterly bounds of the Queensbury

Patent to the northwesterly corner of the Kingsbury Patent; thence

easterly along the northerly bounds of the Kingsbury Patent to the

southwesterly corner of the Artillery Patent; thence northerly along the

westerly line of the Artillery Patent to the northwesterly corner of the

Artillery Patent; thence easterly along the northerly bounds of the

Artillery Patent to the southwesterly corner of the town of Whitehall;

thence northerly along the westerly line of the town of Whitehall to the

southern boundary of the town of Dresden; thence in a general northerly

and easterly direction along the town line to the state boundary at the

outlet of South Bay; thence in a northerly direction along the state

boundary to the northeastern corner of the town of Peru in Clinton

county; thence in a westerly direction to the low water line of Valcour

Island; thence in a general northerly and westerly direction along the

northern shore of Valcour Island to the northern boundary of the town of

Peru; thence in a westerly direction along the northern boundary of the

town of Peru to the eastern edge of the Delaware and Hudson railroad

right-of-way; thence southerly along said eastern edge of the railroad

right-of-way to the intersection of said right-of-way with the eastern

edge of the right-of-way of U. S. Highway No. 9; thence in a general

southerly direction along the eastern edge of said highway right-of-way

to the southern boundary of the town of Peru; thence westerly along the

southern boundary of the town of Peru to the western boundary of Platt's

Great Location; thence northerly to the northeastern corner of lot 4 of

Tharp's Tract; thence westerly along the northern line of lots 4, 7, 14,

17 and 24; thence northerly along the westerly line of Tharp's Tract to

the northern boundary of the town of Peru; thence westerly along the

town of Peru boundary to the southwestern corner of lot 30 of

Livingston's Patent in the town of Saranac; thence in a northerly

direction along the western line of lots 30, 29, 28, 27 and 26 to the

northern line of Livingston's Patent; thence easterly to the

southwestern corner of lot 12 of Canada and Nova Scotia Refugee Tract in

the town of Saranac; thence northerly along the western line of lot 12

to the southwestern corner of lot 11; thence easterly along the northern

line of lot 12 to the eastern boundary of the town of Saranac; thence

northerly along the eastern boundary of the town of Saranac to the

southern boundary of the town of Dannemora; thence easterly along the

southern boundary of the town of Dannemora to the southeastern corner of

said town; thence northerly along the eastern boundary of the town of

Dannemora to the northeastern corner of said town; thence northerly

along the eastern line of lots 22 to 15 inclusive of Duer's Patent in

the town of Altona to the northeastern corner of lot 15; thence westerly

along the northern line of lots 15 and 14 of Duer's Patent to the

southwestern corner of lot 160 of the Canada and Nova Scotia Refugee

Tract in the town of Altona; thence northerly along the western line of

lots 160 and 161 to the northwest corner of lot 161; thence in a

westerly direction along the northern line of lots 163 and 186 to the

northwestern corner of lot 186; thence southerly along the western line

of lot 186 to the northeastern corner of lot 188; thence westerly along

the northern boundary of lot 188 to the eastern line of the B. Wallace

Patent; thence southerly and westerly along the B. Wallace Patent

boundary to the eastern boundary of the town of Ellenburg; thence

northerly along the town of Ellenburg line to the northeastern corner of

lot 1 of the Hannah Murray Allotment; thence westerly along the northern

boundary of lots 1 to 30 inclusive to the northeastern corner of lot 1,

Township 8, Old Military Tract on the county line between Clinton and

Franklin counties; thence along the northern line of Township 8 to the

western boundary of the town of Bellmont; thence southerly along the

town of Bellmont boundary to the southwestern corner of lot 80, Township

8 of the Old Military Tract; thence easterly along the southern line of

lots 80 and 79 to the southeastern corner of lot 79; thence southerly

along the westerly line of lots 88 and 98 to the line between townships

8 and 9 of the Old Military Tract; thence westerly to the southwesterly

corner of township 8, said tract; thence northerly along the line

between the towns of Bellmont and Duane to the northeasterly corner of

the town of Duane; thence westerly along the southerly bounds of the

towns of Malone, Brandon and Dickinson and the northerly bounds of

Duane, Santa Clara and Waverly to the easterly bounds of great tract 2,

Macomb's Purchase, and the line between Franklin and St. Lawrence

counties; thence northerly along said county line to the northeasterly

corner of township number 15 Macomb's Purchase, great tract 2; thence

westerly along the northerly line of said township to the easterly line

of township number 14 in said great tract; thence southerly along the

line between townships 14 and 15 to the northeasterly corner of lot

number 2 in said township number 14; thence westerly along the northerly

bounds of lots 2, one, 32, 31, 14 and 13 of township 14 and of lots 47

and 39 of township 13, said great tract, to the northwesterly corner of

lot number 39; thence southerly along the westerly bounds of lots 39,

38, and 37 in township 13 to the northerly line of township number 11 in

great tract number 2; thence westerly along the northerly line of

township 11 to the northwesterly corner thereof and the northeasterly

corner of the town of Colton; thence southerly along the westerly line

of township 11 and the line between the towns of Colton and Parishville

to the southwesterly corner of lot number 31 in township number 11;

thence westerly along the northerly lines of lots 42, 41, 40, 39, 38 and

37 of township 10, great tract 2, to the westerly line of township 10;

thence southerly along the westerly line of township 10 to the

northeasterly corner of township 6, Macomb's Purchase, great tract

number 3, and the northeasterly corner of the town of Clare; thence

westerly along the northerly line of township number 6 and of the town

of Clare to the northwesterly corners thereof; thence southerly along

the westerly lines of township number 6 and of township number 10 in the

great tract and along the line between the towns of Clare and Russell to

the northeasterly corner of the town of Fine; thence westerly along the

northerly bounds of the town of Fine to the northwesterly corner

thereof; thence southerly along the line between the town of Fine and

the towns of Edwards and Pitcairn to the northeasterly corner of lot

number 90 in township 11, Macomb's Purchase, great tract number 3;

thence westerly along the northerly line of lots 90, 89, 88, 87, 86, 85,

84, 83, and 24 of township 11 to the northwesterly corner of lot number

24; thence southerly along the westerly lines of lots 24, 99, 102, 119

and 123 to the southwesterly corner of lot number 123 in the northerly

line of lot number 140 in township 11; thence westerly along the

northerly line of lot number 140 to the line between the counties of St.

Lawrence and Lewis; thence southeasterly along the county line to the

most northerly corner of lot number one, Macomb's Purchase, great tract

4 in the town of Diana; thence southwesterly along the northwesterly

line of lots one, 2 and 3 in the great tract and town to the most

westerly corner of lot number 3; thence southeasterly along the

southerly lines of lots 3, 9 and 14 to the most northerly corner of lot

number 16; thence southwesterly along the northwesterly line of lot

number 16 to the northerly bounds of great tract 5, Macomb's Purchase,

and the line between the towns of Diana and Croghan; thence easterly

along said line to the northwesterly corner of lot number 24, range 11,

Macomb's Purchase, great tract 5, Chassanis Tract; thence southerly

along the line between ranges 10 and 11 of said great tract to the most

southerly corner of lot number 13 in range 11 of said tract, and the

northerly line of Watson's West Triangle in the line between the towns

of Croghan and Watson; thence southwesterly along the said town line and

along the northwesterly bounds of Watson's West Triangle and the

northerly line of lots 292 and 302 of Watson's West Triangle to the

westerly line of lot number 302, Watson's West Triangle; thence

southerly along the westerly lines of lots 302, 301, 300, 299, 298, 297,

296, 295, 294 and 293 to the line between the towns of Watson and Greig

and the northerly line of the Brantingham Tract; thence westerly along

the northerly bounds to the northwesterly corner of lot number 7 in said

tract; thence southerly along the westerly lines of lots 7, 25, 43, 61,

79, 97, 115, 133, 151, 169, and 187; thence westerly along the northern

line of lots 204 and 203 to the midpoint of the northern line of lot

203; thence southerly to the midpoint of the southern line of lot 203;

thence easterly along the southern line of lots 203 and 204 to the

southeastern corner of lot 204; thence southerly along the westerly line

of lots 223, 241, 259, 276, 293, 309, 325 and 340 to the southwesterly

corner of lot number 340 in the Brantingham Tract; thence easterly along

the southerly lines of lots 340, 341, 342, 343, 344, 345 and 346 to the

southeasterly corner of lot 346 and the westerly line of lot number 347;

thence southerly along the westerly line of lot 347 to the line between

the counties of Oneida and Lewis and in the north line of the Seymour

Tract in Adgates Eastern Tract; thence southwesterly along the

northwesterly line of the Adgates Eastern Tract to the westerly line of

said tract; thence southerly along the westerly line and along the line

between the towns of Boonville and Forestport to the southwesterly

corner of said Adgates Eastern Tract; thence easterly along the line

between Adgates Eastern Tract and the Woodhull Tract to the line between

the counties of Oneida and Herkimer; thence southerly along the said

county line to the northeastern corner of lot 8 of the Woodhull Tract;

thence westerly along the northern line of lot 8; thence southerly along

the western line of lot 8, thence easterly along the southern line of

lot 8 to the county line; thence southerly along the county line; thence

southerly to the northern line of the Remsenburg Patent; thence

southwesterly along the northern line of lot 8; thence southerly along

the western line of lot 8 to the midpoint of said line; thence

northeasterly along the southern boundary of state land in lot 8 to the

county line; thence southerly along the county line to the northern line

of lot 84 of the Remsenburg Patent; thence southwesterly along the

northern line of lot 84, thence southerly along the western line of lot

84 to the northern boundary of the Walker Tract; thence northeasterly

along this boundary to the county line; thence southerly along the said

county line to its intersection with the southerly line of the

Jerseyfield Patent; thence southeasterly along the southerly line of the

Jerseyfield Patent to the northwestern corner of lot 142 of the Fourth

Allotment of the royal grant in the town of Salisbury; thence southerly,

easterly and northerly along the boundaries of the forest preserve land

in lot 142 to the southerly line of the Jerseyfield Patent; thence

southeasterly along the southerly line of the Jerseyfield Patent to the

line between the counties of Herkimer and Fulton; thence southerly along

the county line to the southwesterly corner of Lott and Low's Patent;

thence southeasterly along the southerly line of said Lott and Low's

Patent to the southeasterly corner thereof; thence northerly along the

line between said Lott and Low's Patent and the Kingsborough Patent to

the division line between the towns of Johnstown and Caroga; thence

northeasterly along the line between the towns of Caroga and Johnstown

to the southeasterly corner of the town of Caroga; thence northerly

along said town line to the southerly line of the Mayfield Patent;

thence easterly along the southerly line of the Mayfield Patent to the

southeasterly corner thereof and the westerly line of the Sacandaga

Patent; thence southeasterly along the southwesterly lines of lots 41

and 28 in said patent to the most southerly corner of lot 28 and the

westerly line of John Glen and 44 Others Patent; thence northerly,

southeasterly and northeasterly along the line between the Sacandaga and

the said John Glen and 44 Others Patent to the northwesterly corner of

lot 161 of John Glen and 44 Others Patent; thence southeasterly along

the southwesterly line of lots 161 and 166 of said patent to the place

of beginning.

2. The "Catskill park" shall include all lands located in the counties

of Greene, Delaware, Ulster and Sullivan within the following described

boundaries, to wit: Beginning in Ulster county at the intersection of

the easterly line of the Hardenburgh Patent with the southerly bounds of

the Rondout Reservoir; thence running southwesterly along the easterly

line of Great Lot 4 of the Hardenburgh Patent to the southeasterly

corner of lot one of the East Allotment, east division of Great Lot 4;

thence northwesterly along the southerly bounds of lots one, 7, 8, 14,

17, 22, 26, 33, 37 and 46 of said East Allotment, east division of Great

Lot 4 and along the southerly bounds of lots 67, 49, 48, 47, 46, 45, 44,

43, 42 and 41 of the Middle Allotment, east division of Great Lot 4 to

the center of the Neversink creek; thence northerly along the center of

the Neversink creek to the southeasterly corner of lot 37 of the West

Allotment, east division of Great Lot 4; thence northwesterly along the

southerly bounds of lots 37, 27, 22, 11 and 6 of said West Allotment,

east division of Great Lot 4 to a point in the easterly line of the town

of Rockland in Sullivan county; thence southerly along the easterly line

of the town of Rockland in Sullivan county to the northeasterly corner

of the town of Liberty; thence northwesterly along the northerly line of

the town of Liberty in Sullivan county to the southwesterly corner of

lot 120 of the East Allotment, middle division of Great Lot 4; thence

northwesterly along the southerly bounds of lots 119 and 118 of the East

Allotment, middle division of Great Lot 4 to a point in the center of

the Willowemoc creek; thence westerly down the center of the Willowemoc

creek to its confluence with the Beaver Kill; thence northwesterly down

the center of said Beaver Kill to the southwesterly line of the town of

Colchester in Delaware county; thence northwesterly along said

southwesterly line of the town of Colchester in Delaware county to the

westerly bank of the east branch of the Delaware river; thence along the

westerly bank of the said east branch of the Delaware river and the

westerly bounds of the Pepacton reservoir to its intersection with the

mouth of the Bush Kill at or near the village of Arkville; thence up

along the center of said Bush Kill to the New York Central Railroad;

thence along the said New York Central Railroad easterly to the line

between the counties of Delaware and Ulster; thence northeasterly along

that line to the southerly line of Greene county; thence northwesterly

along the southerly line of Greene county to the southwesterly corner of

Great Lot No. 21, Hardenburgh Patent; thence northeasterly along the

westerly line of said Great Lot No. 21, Hardenburgh Patent to the south

bank of the Batavia Kill; thence along the southerly bank of the Batavia

Kill easterly to the west line of the State Land Tract; thence

northerly, easterly and southerly along the line of the said State Land

Tract to the line of the Hardenburgh Patent; thence easterly and

southerly along the general easterly line of the Hardenburgh Patent to

the southwest corner of the town of Saugerties in Ulster county; thence

easterly along the southerly line of the town of Saugerties to the

westerly bounds of the New York State Thruway; thence southerly along

the westerly bounds of the said New York State Thruway to the northerly

bounds of the Esopus creek; thence in a general westerly direction up

and along the northerly bounds of said Esopus creek to its intersection

with the southwesterly line of the town of Ulster; thence northwesterly

to the southwest corner of the Hurley Patentee Woods Allotment; thence

in a general southwesterly direction along the southeasterly line of the

Hurley Patentee Woods Allotment to the northerly line of the town of

Marbletown; thence northwesterly along said northerly line of the town

of Marbletown to the town of Olive; thence southwesterly along the line

between the towns of Olive and Marbletown to the line of the town of

Rochester; thence northwesterly along the line between the towns of

Olive and Rochester to the point where the Mettacahonts creek crosses

the same flowing easterly; thence southwesterly parallel with the

northwesterly line of the town of Rochester to the southerly bounds of

the Rondout creek; thence westerly along the southerly bounds of the

Rondout creek and the southerly bounds of the Rondout Reservoir to the

easterly line of the Hardenburgh Patent, the point or place of

beginning.

3. A "fire patrolman" shall be an able-bodied person whose duty is to

patrol a given portion of railroad right of way for the purpose of

detecting promptly any fires which may be caused by the operation of the

railroad, or other fires which may occur upon such portion of the

railroad right of way, and secure their extinguishment.

4. A "forest fire" is a fire which is burning forest or wood lands, or

which, if permitted to extend, would burn forest or upon forest lands.

5. "Forest land" includes not only lands which may be covered with

tree growth but also lands which are best adapted to forests.

6. The "forest preserve" shall include the lands owned or hereafter

acquired by the state within the county of Clinton, except the towns of

Altona and Dannemora, and the counties of Delaware, Essex, Franklin,

Fulton, Hamilton, Herkimer, Lewis, Oneida, Saratoga, Saint Lawrence,

Warren, Washington, Greene, Ulster and Sullivan, except:

a. Lands within the limits of any village or city;

b. Lands not wild lands and not situated within either the Adirondack

park or the Catskill park acquired by the state on foreclosure of

mortgages made to loan commissioners; and

c. Lands acquired under the provisions of sections 9-0107 and 9-0501.

7. "Person" means any individual, firm, co-partnership, association or

corporation, other than the state or a public corporation, as the latter

is defined in subdivision 1 of section 3 of the General Corporation Law.

8. "Railroad" or "railroad company" includes all common or contract

carriers or other transportation facilities operating on rails.

9. "Railroad right of way" is the land adjacent to the tracks of a

railroad and shall be construed to be 50 feet in width on each side of

the center of the track but if the company owns a lesser width it shall

include the entire width owned by it.

§ 9-0105 — General powers and duties

General powers and duties.

For the purpose of carrying out the provisions of this article, the

department shall have the power, duty and authority to:

1. Exercise care, custody and control of the several preserves, parks

and other state lands described in this article.

2. Consistent with the provisions of section 9-0109 of this chapter,

establish, acquire, control and manage state parks, historic sites and

parkways in the forest preserve counties within the sixth park region as

defined in section 41-0101 and to acquire lands for such purposes when

moneys have been appropriated therefor.

3. Make necessary rules and regulations to secure proper enforcement

of the provisions hereof. In particular, the department shall have

authority to make rules and regulations prohibiting any person or

persons from entering upon any state-owned lands, or restricting the

activities of the public on such lands, whenever it determines that a

serious fire hazard exists thereon, and with the consent of the owner to

extend the applicability of such rules and regulations, in whole or in

part, to privately-owned forest lands.

4. Establish, operate and maintain nurseries for the production of

trees to be used in reforestation. Such trees may be used to reforest

any land owned by the state, supplied to owners of private land at a

price not exceeding cost of production, or used for planting on public

lands under such terms as may be deemed to be for the public benefit.

5. Prepare, print, post or distribute printed matter relating to

forestry and make investigations or experiments with regard to forestry

practices.

6. Receive and accept, in the name of the people of the state, by

gift, devise, or otherwise, the fee or other interest or estate therein

of lands or timber or both, for general conservation purposes, including

but not limited to water-shed protection, forest management, production

of timber or other forest products, silviculture, forest and outdoor

recreation and kindred purposes.

7. Acquire, when moneys therefor have been appropriated by the

legislature or are otherwise available, real property or any interest in

any timber thereon, situated within the Adirondack or the Catskill parks

or contiguous, connected with or adjacent to either park, deemed

necessary for the enlargement of the forest preserve or for the

conservation of the lands, forests and waters within the state, and real

property deemed necessary for the purpose of protecting the forests

within the state from fire.

7-a. Acquire, with the approval of the director of the budget and

within such appropriations as may be made available therefor by the

legislature, such abandoned railroad rights-of-way and other real

property pursuant to subdivision seven of this section as may be

necessary to develop a system of trails in the Adirondack and Catskill

parks which shall mesh, where possible, with the comprehensive statewide

trails system promulgated by the commissioner of parks and recreation;

and promulgate, develop and improve such trails systems within said

parks in order to make such trails suitable and available for use. For

the purposes of this subdivision "trails" shall include footpaths,

bikeways, snowmobile trails, horse trails, cross country ski trails,

roads and other rights-of-way suitable for hiking, strolling, cycling,

horseback riding, skiing and other means of motorized and non-motorized

travel for recreational purposes and shall include combinations and

systems of trails, including connecting and side trails, and trails

leading to scenic and recreational areas.

8. Examine the forest lands under the charge of the several state

institutions, boards or other management for the purpose of advising and

cooperating in securing proper forest management of such lands.

9. Bring any action or proceeding for the following purposes:

a. to enforce the state's rights or interests in real property which

an owner of land would be authorized to bring in like cases;

b. to insure the enforcement of the provisions of this article;

c. to determine in trespass, ejectment or other suitable actions, the

title to any land claimed adversely to the state;

d. to cancel tax sales or to set aside cancellations of tax sales.

10. Compromise or adjust any judgment or claims arising out of

violations of any provisions of this article, except where title to land

is involved.

11. Have custody of all abstracts of title, papers, contracts or

memoranda relating thereto, except original deeds to the state, for any

lands purchased or conveyed to the state for forest preserve purposes.

12. Enter into cooperative agreement with the United States Department

of Agriculture, the United States Department of Labor, the United States

Office of Economic Opportunity, municipalities or persons for the

purpose of better protecting the forests of the state from fire and

pests and promoting the practice of forestry. Moneys received from the

United States government, municipalities or persons in accordance with

such agreements shall be deposited with the Division of Finance in the

Department of Taxation and Finance, and may be withdrawn by the Division

of Finance upon the warrant or order of the Commissioner of

Environmental Conservation. The provisions of section 121 of the State

Finance Law shall not apply to any moneys received pursuant to the

provisions of this subdivision if used for the purposes indicated.

13. When an honest dispute arises as to the location of the boundary

line between land owned by the state, over which the department has

control and supervision, and land privately owned, execute a boundary

line agreement between the owners of such private lands and the state,

subject to the approval of the Commissioner of General Services.

14. Designate or approve, whenever the Commissioner of Correction or

the director of the division for Youth so requests, sites on land under

its control for the establishment of work camps to which persons

transferred to the correctional camps for youth, or to youth opportunity

or youth rehabilitation centers may be sent; designate and approve work

for such persons in conservation projects on publicly owned lands or

lands over which the State has a permanent easement for fishing right

purposes, and provide technical supervision for such work; and designate

and approve work for such persons in conservation projects on lands

owned by Cornell University for the use of the State University College

of Agriculture, and by Syracuse University for the use of the State

University of New York College of Environmental Science and Forestry.

15. Make rules and regulations and issue permits for the temporary use

of the forest preserve.

16. Nothing in this chapter shall be construed as extending the

jurisdiction of the department over the real or personal property now or

hereafter under the control or in the custody of Palisades Interstate

Park Commission, but the department, subject to the powers of the

commissioner, is authorized to cooperate with Palisades Interstate Park

Commission by the joint employment of wardens, foresters and keepers for

the mutual protection of the lands under their respective jurisdiction

and other commissions and the preservation of the forests thereon and of

the fish and game therein.

17. Refund, to the persons entitled thereto, moneys heretofore or

hereafter received by the department pursuant to any law or to an order,

rule or regulation made and prescribed by the commissioner regulating

the discharge of the functions, powers and duties of the department and

deposited to the general fund, upon satisfactory proof of entitlement.

Such refunds shall, upon approval of the commissioner and after audit by

the Comptroller, be paid from any moneys available to the department in

the general fund.

18. Establish, operate and maintain a search and rescue program in

fire towns and fire districts of the state. For the purposes of this

section fire towns shall mean such towns provided for in section 9-1107

of this chapter and fire districts shall be deemed to be the fire

protection areas provided for in section 9-1109 of this chapter and

regulations promulgated pursuant to the authority of such sections.

Pursuant to such program the forest ranger force of the department shall

have the authority to organize, direct and execute search operations for

lost persons or civilian aircraft and conduct rescue operations for

persons injured or in serious danger of injury in the wild, remote and

forested areas of fire towns and fire districts of the state; provided

that, where criminal conduct is suspected or fugitive search is involved

such search or rescue operations shall be conducted under the

jurisdiction of the appropriate law enforcement agency. Search and

rescue operations outside of fire towns and fire districts may be

conducted by the forest ranger force upon request of the agency

conducting such operation.

19. Identify, manage and conserve plants and ecological communities

that are rare in New York state, located on state-owned lands under the

jurisdiction of the department, and participate in the New York natural

heritage program, created pursuant to section 11-0539 of this chapter,

to identify rare plants, animals and ecological communities.

20. Exercise such other powers and duties as are provided by law.

§ 9-0107 — Acceptance by department of lands for parks and for silvicultural research

Acceptance by department of lands for parks and for

silvicultural research.

Notwithstanding any other provisions of this article, the department

is hereby authorized to accept, for the state, grants or deeds of gift

of any lands, upon approval of the title thereto by the Attorney

General, as follows:

1. a. Lands, located in any county named in subdivision 2 of section

9-0105, or in subdivision 6 of section 9-0101 of this article, which the

department may deem suitable for park or reservation purposes. The grant

or deed must recite that it is given for acceptance under the provisions

of this subdivision of this section.

b. Property so accepted shall forever be under the jurisdiction of the

commissioner and his successors in office and, by virtue of the

acceptance thereof, shall be irrevocably dedicated to be used for the

purposes of a public park or reservation under the care, custody,

control and management of the department and shall not become a part of

the forest preserve. Such property shall forever remain open to the

public for the enjoyment of the scenic and natural beauties of the

premises, and receive such improvement or development, by the erection

of buildings, roads, highways, railroads and other structures, including

the improvement, alteration and maintenance of the structures now on

such premises as the legislature may from time to time determine. The

department may, in its discretion, lease a part or all of such premises

upon such terms and conditions as it may determine not inconsistent with

the reasonable use of such premises by the public, provided that any

such lease shall first have been approved by the Attorney General as to

form.

2. a. Lands, located in any county named in subdivision 6 of section

9-0101 of this article, which the department may deem suitable for use

for the purposes of silvicultural research and experimentation in the

science of forestry to the end that forest practices most beneficial to

the economy of the state and the health, welfare and comfort of the

people of the state may be ascertained and demonstrated. The grant or

deed to the state of any such lands must recite that it is given for

acceptance under the provisions of this subdivision of this section.

b. Property so accepted shall be under the jurisdiction of the

commissioner and his successors in office and, until otherwise provided

by law, shall be dedicated for use only for the purposes of

silvicultural research and experimentation in the science of forestry,

including purposes incidental thereto, under the care, custody, control

and management of the department and its successors in office and shall

not become a part of the forest preserve. Under such conditions as it

may deem consistent with the purposes aforesaid, and upon such terms as

it may deem to be for the best interests of the state, the department

may sell trees, timber and other products on any such lands. All trees,

timber or other products to be sold shall be plainly marked or otherwise

designated prior to cutting and no such material shall be removed from

such land until paid for. No such material shall be sold at less than

the fair market value in the county or counties in which it is located,

which value shall be the value fixed by a department forester or other

competent appraiser in a report made after an examination of the

materials to be sold, provided such appraisal is approved by the

department. The department may sell any such materials at not less than

the fair market value so fixed and under such conditions as it may

prescribe, provided, however, that no sale of such materials appraised

at five hundred dollars or more shall be made without public notice of

sale, and after receipt of sealed bids. The award shall be made only to

the highest bidder. Such notice of sale and bids, the awarding of the

contract and the execution and filing of the contract shall otherwise be

in accordance with the procedure specified in sections 9-0501 through

9-0505 of this article for the sale after public notice, of trees,

timber, and other forest products on reforestation areas. All moneys

received from any such sale shall be paid over to the State Comptroller

and shall be deposited by him in the forest preserve expansion fund

established by section 97-e of the State Finance Law.

§ 9-0109 — Acquisition of lands within the Adirondack or Catskill parks

Acquisition of lands within the Adirondack or Catskill parks.

1. Unless deemed necessary for the conservation of critical and unique

natural land areas or of significant wild forest land areas, the state

shall not acquire or accept fee simple ownership of structures or

improvements in the Adirondack or Catskill parks listed or eligible to

be listed on the state register of historic places including that amount

of land on which such structures or improvements are located that is

necessary for their maintenance and use.

2. Prior to any land acquisition by a state agency within the

Adirondack or Catskill parks, the commissioner or responsible chief

executive officer proposing such acquisition shall undertake a review of

such action pursuant to the state environmental quality review act as

provided in article eight of this chapter and, when applicable, the New

York state historic preservation act of 1980.

3. If such structures or improvements in the Adirondack or Catskill

parks are offered to the state for purchase or as a gift, it shall be

the responsibility of the state agency to which such offer is made, in

accordance with guidelines prepared for notifying potential private

purchasers, to search for a private purchaser or donee who would

preserve such structures or improvements, if the present owner thereof

consents.

4. Historic structures and improvements which are located within the

Adirondack and Catskill parks and owned by the state prior to the

effective date of this section and which existed prior to acquisition by

the state may be maintained provided that:

a. the commissioner of parks, recreation and historic preservation

finds that such structures and improvements are listed or are eligible

to be listed on the state register of historic places pursuant to

subdivision one of section 14.07 of the parks, recreation and historic

preservation law; and

b. the commissioner finds that such structures and improvements can be

maintained for public enjoyment and understanding of the forest preserve

or for departmental activities necessary in protecting forest preserve

lands in the parks in a manner that will not disturb the existing degree

of wild forest character of land on which the pre-existing structures or

improvements are located or the wild forest character of land adjacent

thereto; and

c. such maintenance is in accordance with reasonable regulation of the

forest preserve in the Adirondack and Catskill parks consistent with

article fourteen of the state constitution.

The recording provisions of section sixty-three of the public

buildings law shall apply if such structures and improvements are not

maintained or are substantially altered or demolished.

§ 9-0111 — Delegation of authority to license guides

Delegation of authority to license guides.

The commissioner may delegate the authority to administer the

licensing of guides pursuant to section 11-0533 of this chapter to the

office of public protection.

§ 9-0113 — Adopt-a-natural resource stewardship program

Adopt-a-natural resource stewardship program.

1. The commissioner may enter into stewardship agreements with any

person or persons for the purposes of preserving, maintaining, or

enhancing a state-owned natural resource or portion thereof in

accordance with the policies of this article.

2. The stewardship agreement shall provide that the natural resource

be preserved and maintained in its natural state or managed to enhance

or restore the natural resource values they provide, consistent with the

provisions of this chapter and purposes of this article. Activities may

include: remediating vandalism, picking up litter and trash,

establishing or maintaining access or nature trails, providing

interpretive services for school groups and other citizens, managing

fish and wildlife habitat, and otherwise providing positive benefits to

the natural resource.

3. Stewardship agreement with any person or persons may provide for

assistance of personnel, facilities and supplies of the department for

the purposes of supporting appropriate activities under such stewardship

agreement, in accordance with the provisions of this article.

4. The department shall establish procedures by which a person or

persons may apply for a stewardship agreement, and shall be responsible

for working with such persons to identify specific sections of a

state-owned natural resource and specific activities deemed appropriate

for such stewardship agreement. The department may consider factors such

as safety, environmental sensitivity, need, cost and other factors

deemed relevant in determining which natural resource or activities may

be eligible or appropriate for a stewardship agreement.

5. Consistent with other laws of the state and regulations of the

department, the department shall provide recognition of the stewardship

activities by appropriate signage on or near the adopted natural

resource, and may provide recognition by such other measures as it may

determine to be appropriate, including but not limited to press

releases, certificates, newsletters, and articles in the

conservationist.

6. The stewardship agreement may be modified in scope or altered in

any other manner at the sole discretion of the department, not

inconsistent with the provisions of this section. The person or persons

shall have the option of renewing the agreement subject to the approval

of the department and the continuation by the department of the

adopt-a-natural resource stewardship program. The department may

terminate the agreement and remove the signs upon thirty day notice, if

in its sole judgment it finds and determines that the person or persons

are not meeting the terms and conditions of the agreement.

7. The department shall, to the maximum extent practicable, provide

assistance to other state agencies that are interested in developing

stewardship programs for natural resources under their jurisdiction.

8. Notwithstanding any inconsistent provision of law, the state and

its employees shall not be liable for damages suffered by any person

resulting from the actions or activities of such volunteers.

TITLE 3 Use of Lands and Forests

§ 9-0301 — Use and diminution of Adirondack and Catskill parks

Use and diminution of Adirondack and Catskill parks.

1. All lands in the Catskill park and in the Adirondack park, except

those lying within the town of Dannemora, now owned or which may

hereafter be acquired by the state, shall be forever reserved and

maintained for the free use of all the people, except that nothing

herein shall prohibit the charging of a fee for services rendered or

facilities provided.

2. No law diminishing the area of the Adirondack and Catskill parks,

as defined in section 9-0101 hereof, shall be effective unless enacted

by the legislature at two successive regular sessions.

§ 9-0303 — Restrictions on use of state lands

Restrictions on use of state lands.

In order to protect the state lands described in this article the

following provisions shall apply:

1. Trees or timber. Except as provided in subdivision 2 of section

9-0107 and in sections 9-0501 through 9-0507 of this article no person

shall cut, remove, injure, destroy or cause to be cut, removed, injured

or destroyed any trees or timber or other property thereon or enter upon

such lands with intent to do so.

2. Structures. No building shall be erected, used or maintained upon

state lands except under permits from the department.

3. Agricultural use. No person shall use any portion of the forest

preserve for agricultural purposes, nor shall cattle or domestic animals

of any kind be permitted to graze thereon.

4. Deposit rubbish. No person shall deposit or leave on state lands

any rubbish or other waste material.

5. Transfer or lease. No person shall lease, transfer or accept any

lease or transfer of any lands in the forest preserve or of any

improvements thereon.

6. Disposal of improvements. The department may dispose of any

improvements upon state lands under such conditions as it deems to be to

the public interest.

7. Removal of materials generally. No person shall remove any material

belonging to the state from the state lands without the authorization of

the department.

§ 9-0305 — Signs and advertising in Adirondack and Catskill parks

Signs and advertising in Adirondack and Catskill parks.

1. In order to conserve the natural beauty of the Adirondack and

Catskill parks, to preserve and regulate the said parks for public uses

for the resort of the public for recreation, pleasure, air, light and

enjoyment, to keep them open, safe, clean, and in good order for the

welfare of society, and to protect and conserve the investment of the

state in forest lands, campsites and other interests in real property in

said parks, no person shall erect or maintain within the boundaries

thereof any advertising sign, advertising structure or device of any

kind, except under written permit from the department. The provisions of

this section shall not apply to signs erected or maintained upon a

parcel of real property in connection with the principal business or

principal businesses conducted thereon and which advertise such business

or businesses only, or to signs within the limits of an incorporated

village.

As to signs, structures or devices existing within the Catskill park

on May 26, 1969, and which require a permit pursuant to this section,

the same may continue to be maintained without permit until January 1,

1976 provided that the property owner or owner of such sign, structure

or device registers the same with the department on or before January 1,

1972.

As to signs, structures or devices existing on May 31, l972 in those

portions of the Adirondack park added thereto by chapter six hundred

sixty-six of the laws of nineteen hundred seventy-two, and which require

a permit pursuant to this section, the same may continue to be

maintained without permit until January 1, 1978, provided that the

property owner or owner of such sign, structure or device registers the

same with the department on or before January 1, 1975.

2. Whenever a sign, structure or device has been erected or is being

maintained in violation of the provisions of subdivision one of this

section, the commissioner shall cause a notice of such violation,

specifying as nearly as may be the nature and location of such sign,

structure or device, to be personally served upon the owner of record of

the real property upon which the same is located, hereinafter referred

to as the property owner. In addition, a copy of such notice shall be

personally served upon the owner of such sign, structure or device, if

his name and address and the fact that he is the owner is clearly

indicated thereon.

3. The property owner or the owner of such sign, structure or device

shall remove the same within ten days from the date of the last service

of such notice or copy thereof as hereinabove specified. In the event of

the failure of the property owner or the owner to remove such sign,

structure or device within such ten day period, the commissioner may

cause an agent or employee of the department to enter upon the property

where such sign, structure or device is located and to remove the same.

4. No action for trespass or damages shall lie on account of entry

upon private property by an authorized agent or employee of the

department engaged in carrying out any of the provisions of this

section.

§ 9-0307 — Forest preserve lands; detached parcels outside Adirondack and Catskill parks

Forest preserve lands; detached parcels outside Adirondack and

Catskill parks.

Any lands of the state, now owned or hereafter acquired, constituting

the forest preserve, but outside of the Adirondack and Catskill parks as

now fixed by law and not acquired or dedicated for the practice of

forest or wild life conservation, and consisting in any case of not more

than 100 contiguous acres entirely separated from any other portion of

the forest preserve, may be dedicated, used, sold or exchanged as

follows:

1. The department may dedicate any of such lands for the practice of

forest or wild life conservation, or may use any of such lands for

public recreational or other state purposes, under the care, custody and

control of the division of lands and forests. Such dedication or use

shall be by written order of the commissioner, filed in his office, a

certified copy of which shall be forthwith filed by him in the office of

the Secretary of State.

2. The department may consent to a transfer of jurisdiction over any

such lands by the Office of General Services, and such office may make

such transfer in accordance with the provisions of subdivision 4 of

section 3 of the Public Lands Law governing transfers of jurisdiction in

general, for the purpose of thereby dedicating such lands for the

practice of forest or wild life conservation or for the use thereof for

public recreational or other state purposes.

3. The department may consent to a sale or exchange of any of such

lands in accordance with the provisions of section 24 of the Public

Lands Law.

TITLE 5 Reforestation Areas

§ 9-0501 — Power to acquire reforestation areas; prohibition against compensation or gratuity

Power to acquire reforestation areas; prohibition against

compensation or gratuity.

1. In order to provide for the acquisition of lands outside of the

Adirondack park and the Catskill park as defined by subdivisions 1 and 2

of section 9-0101, which are adapted for reforestation and the

establishment and maintenance thereon of forests for watershed

protection, the production of timber and other forest products, and for

recreation and kindred purposes, the department may acquire in the name

of the state, by gift, purchase or appropriation, reforestation areas

which shall consist respectively of not less than five hundred acres of

contiguous lands, which shall be forever devoted to the planting, growth

and harvesting of such trees as shall be deemed by the commissioner best

suited for the lands to be reforested. Lands divided only by highway,

railroad, transmission line, telephone line, telegraph line, pipe line

or other rights of way or only by canals or streams shall be deemed to

be contiguous within the meaning of this section. Plantations and other

forests thereon shall be established, managed and protected under his

supervision pursuant to such provisions of law as shall from time to

time be established or to such rules and regulations as may be

prescribed by him.

2. No officer or any other person acting for the department in

securing options for the purchase of lands acquired or to be acquired

under provisions of this title 5 shall directly or indirectly receive or

accept from a vendor of lands acquired or to be acquired by the state as

herein provided any commission, compensation or gratuity, and no town or

county officer shall receive any compensation for services rendered to

the department in connection with such acquisition.

§ 9-0503 — Certificate of purchase; exemption from taxation

Certificate of purchase; exemption from taxation.

Immediately upon acquiring by gift, purchase or appropriation lands

for a reforestation area the commissioner shall transmit to the state

agency authorized by law to approve assessments of state lands and to

the Department of Audit and Control, respectively, a certificate which

shall set forth, with respect to each parcel of such lands so acquired,

a description thereof, the area in acres, from whom acquired, whether

acquired by gift, purchase or appropriation, the price paid for such

parcel in the case of a purchase (except as hereinafter provided), the

date of the recording of the deed, if acquired by deed, the effective

date of the devise, if acquired by devise, and the assessed valuation of

such parcels as shown by the assessment rolls of the town in which such

parcel is located two years prior to the gift, if acquired by gift and

separately assessed. If such a purchase shall include more than one

parcel of such lands and it is impossible for the commissioner to

determine the price paid for such parcel included in such purchase, he

shall specify in such certificate the price paid for the entire tract

purchased. Such lands shall be exempt from taxation only as provided in

the Real Property Tax Law.

§ 9-0505 — Sale of products from reforestation areas

Sale of products from reforestation areas.

1. The commissioner, upon such terms as may be deemed by him to be for

the best interests of the state and subject to the following rules and

regulations, may sell the trees, timber and other products on any areas

outside of the forest preserve counties heretofore or hereafter acquired

by gift, purchase or appropriation and on any lands within the forest

preserve counties, but outside of the Adirondack and Catskill parks as

now fixed, or hereafter extended by law, heretofore or hereafter

acquired pursuant to this section by the department. For the purposes of

this section, the term "other products" shall also include, but not be

limited to, the sap from maple trees.

2. All trees, timber or other products to be sold shall be plainly

marked or otherwise designated prior to selling and no such material

shall be removed from said land until paid for.

3. No such material shall be sold at less than the fair market value

in the county or counties in which it is located. Fair market value

shall be the value fixed by a department forester or other competent

appraiser in a report made after an examination of the materials to be

sold, provided such appraisal is approved by the commissioner. The

commissioner shall have authority to sell such materials at not less

than the value thus fixed and under such conditions as he may prescribe.

4. a. No sale of such materials appraised at ten thousand dollars or

more shall be made without public notice of sale, and after receipt of

sealed bids which shall be opened only at the time and place specified

in the notice of sale. Award shall be made only to the highest bidder.

b. The public notice of the sale of such materials shall be a notice

describing the materials and location thereof, the date when and place

where bids will be opened and the address at which said forms and

specific details of the sale may be obtained. Such notice shall be

printed in the Procurement Opportunity Newsletter, and in such other

newspapers as will be most likely to give adequate notice of the sale of

such materials, for such time and in such manner as shall be determined

by the commissioner.

c. The state may reject all bids submitted if the highest bid is below

the fair market value as determined above. No bids shall be withdrawn or

cancelled until after the award shall have been made, but the state may

reject any bids which do not conform to rules and regulations and may

reject all bids and again advertise for bids in the manner herein

provided if the interests of the state shall be promoted thereby. Each

bidder with his bid shall deposit with the commissioner a certified

check drawn upon some legally incorporated bank in this state or money

for five per centum of the amount of his bid as a guarantee that he will

enter into the contract of sale if it be awarded to him. Notice of the

requirement of such deposit with the bid shall be embodied in the public

notice for such letting and such notice shall also require the giving of

a bond in such amount as the commissioner may prescribe for the faithful

performance of the contract and for the indemnification of the state for

any unnecessary injury to property of the state, forest growth or other

materials not marked or otherwise designated for removal under such

contract, which may result from the removal of the materials sold. In

lieu of such bond the bidder may deposit cash or a certified check with

the commissioner. The contract when awarded shall be executed in

triplicate, one triplicate original shall be forthwith filed in the

office of the commissioner, one together with the bond accompanying such

contract in the office of the State Comptroller and one furnished to the

contractor. The contractor shall present to the commissioner evidence

that he is insured against all claims for workmen's compensation and

public liability.

d. For sales appraised at more than five hundred dollars and less than

ten thousand dollars the commissioner, at a minimum, shall develop a

local bid procedure to ensure that the public is aware of such sales and

that such sales be awarded to the highest responsible bidder.

5. Notwithstanding any rule or regulation to the contrary, the

commissioner shall be authorized to enter into contracts for the lease

or use of state lands for the purpose of tree tapping and sap production

for a term of up to, but not to exceed, ten years. For the purposes of

this section, the terms "tree tapping" and "sap production" shall

include trees and sap from species of trees including, but not limited

to, maple.

§ 9-0507 — Leasing of oil and gas rights on reforestation areas

Leasing of oil and gas rights on reforestation areas.

Notwithstanding any provisions of Article VII of the Public Lands Law

to the contrary, the department, with the approval of the state

geologist, may, in any lands acquired by the state in accordance with

section 9-0501, enter into leases for the purpose of aiding in

discovering and removing any oil or gas upon such lands or storage of

gas or oil thereon, under such terms as may be prescribed by the

department, and upon such conditions that the exercise of such leasehold

rights shall not interfere with the operation of such reforestation

areas for the purposes for which they were acquired and as defined in

Section 3 of article XIV of the Constitution. Any lease made and entered

into pursuant to this section shall be recorded in the Office of General

Services.

§ 9-0509 — Lease of land to federal government for use by the federal aviation agency

Lease of land to federal government for use by the federal

aviation agency.

1. Notwithstanding any contrary provision of this article, the

department is hereby authorized upon such terms and conditions as it may

deem appropriate to lease to the federal government, for use by the

federal aviation agency, the following described land:

From the United States Coast and Geodetic Survey Monument "SHED"

located at Latitude North 42Á-47'-21", Longitude West 75Á-49'-37"

proceed S 88Á-15" E a distance of 325 feet to a point on the common

property line between the lands of Howard Williams and the lands of the

New York State Department of Environmental Conservation, said point

being the Northeast corner of Lot 12, Proposal B, Reforestation Area 3,

Madison County and also the point of beginning of the herein described

area:

Thence S 8Á-15' W a distance of 540.0 feet to a point;

Thence S 41Á-15' W a distance of 565.0 feet to a point;

Thence N 36Á-15' W a distance of 638.0 feet to a point;

Thence N 11Á-15' E a distance of 535.0 feet to a point;

Thence S 83Á-30' E a distance of 725.0 feet to a point of beginning,

containing in all 14 acres more or less, all being situated in Lot 12,

Proposal B, Reforestation Area 3, Madison County, State of New York. All

bearings are magnetic.

2. The lease of the above described premises shall include the right

to construct thereon a very high frequency omni-range navigation

facility, together with the right to operate and maintain the same, with

easements of access for laying, operating and maintaining utility lines

in connection therewith.

TITLE 7 Cooperative Forest Management Program

§ 9-0701 — Purpose of program

Purpose of program.

In order that the practice of forestry may be encouraged, the damage

caused by unplanned cutting may be avoided and the industries of the

state dependent upon forest products may be stabilized as far as

possible, the cooperative program provided in this title 7 is hereby

authorized.

§ 9-0703 — Forest regions

Forest regions.

The commissioner shall establish not to exceed nine forest regions of

one or more counties each, which shall include all counties of the

state.

§ 9-0713 — State assistance

State assistance.

The commissioner shall adopt forest practice standards. The department

shall notify owners of forest land that the commissioner is prepared to

assist cooperating owners in connection with the application of forest

practice standards. The commissioner shall provide to cooperating forest

and farm woodland owners technical services in connection with all

phases of forest management including but not limited to, plantation

establishment and care, the marking of timber, marketing assistance and

silvicultural treatment of immature stands.

§ 9-0715 — Cooperating owner

Cooperating owner.

A cooperating forest or farm woodland owner shall be an owner of

forest land within a forest region who shall agree with the commissioner

or his representative to comply with the approved forest practice

standards of the forest region, in which his land is located, for a

specified period of time which may be extended from time to time by

mutual consent and may be reduced to writing at the option of the

commissioner. The failure of such owner to comply with the provisions of

such agreement will relieve the commissioner and the state forthwith

from the obligation to render to any such failing owner any state

assistance provided for in section 9-0713. The commissioner may provide

limited or sample services to non-cooperating owners with such owners'

consent and without agreement.

§ 9-0717 — Community forests

Community forests.

1. Power and authority. A county, city, town, village, school district

or any other political subdivision of the state, may acquire by

purchase, or gift, or take over lands in its possession within the

boundaries of the state and use the same for forestry purposes. The

governing board of a county, city, town or school district may

appropriate money for the purchase of lands for the purposes herein

provided, to establish forest plantations or for the care and management

of forests.

2. Procedure. Such boards may undertake such work at regular or

special meetings by majority vote of such board after two weeks' public

notice setting forth the fact that such plan is contemplated and that

moneys are to be appropriated for such purposes.

3. Assistance and trees and shrubs. The department may assist and

advise such boards in its reforesting and wildlife habitat improvement

work, and the department may furnish trees and shrubs for planting such

publicly owned lands without charge provided they are planted in

accordance with the instructions of the department.

4. Use. Such governing board shall have full power and authority to

acquire, maintain, manage and operate such forests, and sell the produce

thereof, for the benefit of the inhabitants of its district.

5. Revenue. The net income from such lands shall be paid into the

general fund of such municipal division and shall be used only upon

order of its governing board.

TITLE 8 Forest Resources Planning

§ 9-0801 — Legislative purpose and findings

Legislative purpose and findings.

It is the purpose of this act to provide for the development and

maintenance of a forest resources planning program, consistent with

article fourteen of the state constitution, in furtherance of the policy

of the state of New York to conserve, improve and protect its natural

resources and environment. The legislature recognizes that the needs and

opportunities which affect the use, management and protection of the

forest resources of the state are interrelated and require a

comprehensive approach to issue resolution and policy development. To

best serve the public interest, forest resources programs and efforts

should be based upon periodic assessments and analyses of present and

anticipated use, demand for, and supply of renewable forest resources

from the public and private forest lands of the state. The department

shall consult and cooperate with the Adirondack park agency in the

preparation of those parts of the assessment and plan with respect to

the forest resources of the Adirondack park. The legislature hereby

designates the department of environmental conservation as the official

state agency with the responsibility to plan for present and future

demands on the state's forest resources and declares that the department

shall conduct a program of long range comprehensive forest resource

planning which planning program shall include the periodic preparation

of a forest resources assessment and the periodic development of a

forest resources plan.

§ 9-0803 — Forest resources assessment

Forest resources assessment.

The department is authorized to carry out a comprehensive statewide

assessment (hereinafter referred to as the assessment) of the present

and anticipated future conditions of the forest resources of New York

state. The initial assessment shall be prepared on or before September

thirtieth, nineteen hundred eighty-six and subsequent assessments shall

be prepared at least once every ten years. Assessments shall include but

not be limited to the following:

1. an inventory of present supply of and demand for renewable forest

resources;

2. an analysis of future supply of and demand for renewable forest

resources; and

3. a description of present programs and responsibilities of all major

organizations involved in the management of public and private forest

resources.

The assessment will include all of the ecologic, sociologic,

aesthetic, and economic data necessary to achieve the purposes of this

act. The department shall develop and maintain an efficient system for

collecting, storing, and analyzing these data, and shall prepare an

assessment update at least once every five years.

§ 9-0805 — Forest resources plan

Forest resources plan.

The department shall prepare a comprehensive statewide forest

resources plan. The plan shall be prepared no later than March

thirtieth, nineteen hundred eighty-seven and shall be updated at least

every fifth year thereafter. The plan shall include but not be limited

to the following:

1. an inventory of significant forest resources issues, specific

needs, and opportunities facing public and private forest resources;

2. an identification of alternative goals and strategies which address

such issues, needs and opportunities and which propose specific actions

to be taken; and

3. an identification of final recommended goals and strategies.

§ 9-0807 — Committees

Committees.

The commissioner shall appoint an advisory committee and a technical

review committee to assist directly in carrying out the provisions of

this act by promoting a constructive interchange among agencies and

organizations interested in planning for the use, management and

protection of public and private forest resources and to enhance the

prospect of common acceptance of plan recommendations.

1. The advisory committee membership shall be representative of forest

resources related agencies and organizations in this state. The

committee shall provide interdisciplinary review and analysis of policy

development throughout the planning process. The committee shall meet at

least annually and shall file a written annual report to the department

and the legislature which report shall include a statement of progress

made toward attaining the goals and objectives stated in the forest

resource plan, recommendations for amendment of the plan and any other

matter the committee deems necessary to be included. The members of the

advisory committee shall not receive any remuneration except that the

department may reimburse members thereof for reasonable expenses

incurred in attending meetings.

2. The technical review committee membership shall be representative

of the full range of expertise in use, management and protection of

forest resources. The committee will provide scientific and technical

review and analysis in development of the forest resources assessment.

The members of the technical review committee shall not receive any

remuneration except that the department may reimburse members thereof

for reasonable expenses incurred in attending meetings.

§ 9-0809 — Public participation

Public participation.

To assure that all segments of the public have an opportunity to

participate in the development of the plan, the planning program will be

conducted with a structured program of public participation. The

department shall establish procedures to keep the public informed about

the planning process and to provide opportunities for the public to

contribute to that process.

§ 9-0811 — Cooperation with federal agencies

Cooperation with federal agencies.

To assure the availability and compatibility of planning data and

federal assistance, the department shall cooperate with the United

States department of agriculture, forest service, as provided for by the

Forest and Rangeland Renewable Resources Planning Act of 1974 (16 USC

1601 et seq.) and the Cooperative Forestry Assistance Act of 1978 (16

USC 2101 et seq.). The department shall cooperate with any other federal

agency that may be involved with planning for forest resources.

§ 9-0813 — Assistance from state agencies

Assistance from state agencies.

The department is authorized to seek assistance from the professional

staff of other state agencies when the expertise of the staff of such

other state agency is needed for the development of the plan. Nothing

in this title shall alter or supercede section eight hundred one of the

executive law.

§ 9-0815 — Request for comment on local laws or ordinances pertaining to the practice of forestry

Request for comment on local laws or ordinances pertaining to

the practice of forestry.

The commissioner upon his or her own initiative, or upon the written

request of a municipality or an owner of forest land within the

municipality, may elect to comment upon a proposed local law or

ordinance which may restrict the practice of forestry. The requesting

municipality or owner of forest land shall provide, at a minimum, the

full text of the proposed local law or ordinance to the commissioner

with such request.

1. Upon receipt of such written request or upon the commissioner's

determination to comment on a local law or ordinance, the commissioner

shall notify the municipal legislative body, in writing, of the receipt

date or the date of such determination.

2. An owner of forest land shall provide notice to the municipal

legislative body proposing the local law or ordinance of a written

request to the commissioner in the time, manner, and form as may be

prescribed by the commissioner.

3. The commissioner, in preparing his or her comments for

consideration by the municipality, may consider factors including, but

not limited to, the impact of the proposed local law or ordinance upon

the long-term viability of forests in the municipality and any

modifications or alternatives which a municipality may undertake to

minimize the impacts to the practice of forestry in preparing his or her

comments.

4. The commissioner shall have forty-five days after receipt of an

ordinance to provide his or her comments, if any, to the municipal

legislative body proposing the law or ordinance. Any municipal

legislative body shall defer the adoption of such local law or ordinance

pending receipt of comments, if any, from the commissioner or the

passage of forty-five days from the date of receipt of the proposed

local law or ordinance by the commissioner. The commissioner shall have

the opportunity to respond only to the original proposal considered by

the local governing body.

5. For purposes of this section, "forest land" shall mean land that is

suitable to forest crop production.

TITLE 9 Recreation

§ 9-0901 — Jurisdiction of certain parks and reservations

Jurisdiction of certain parks and reservations.

The department shall have care, custody, control and management of the

Crown Point reservation in Essex county and Lake George battlefield

park.

§ 9-0903 — Recreation facilities

Recreation facilities.

1. The department shall have care, custody, control and management of

the Lake George beach facility in Warren county, the Belleayre mountain

ski center in Ulster and Delaware counties, the Whiteface mountain ski

center and the New York world war veterans memorial highway in Essex

county and the Gore mountain ski center and the Prospect Mountain

Veteran's Memorial Highway in Warren county. The New York world war

veterans memorial highway in Essex county and the Prospect Mountain

Veteran's Memorial Highway in Warren county shall continue to be

maintained by the Department of Transportation.

2. The commissioner shall have the power and is authorized to impose

and provide for the collection of such fees or charges as he may deem

necessary and for the best interests of the state for the use of all

facilities and their appurtenances. All moneys received therefrom shall

be deposited in the State Treasury pursuant to the provisions of the

State Finance Law.

3. The department shall have the supervision and jurisdiction over all

locks and adjacent state property between the Saranac river and lower

Saranac lake and between lower Saranac and middle Saranac lake in the

county of Franklin and make such improvements and repairs thereto from

time to time as may be necessary.

4. The commissioner shall have the power and is authorized to

encourage investment by the private sector for the provision of

equipment and capital improvements for concession facilities operated at

the Belleayre Mountain ski center and the Gore Mountain ski center by

entering into concession license agreements for extended periods not to

exceed ten years in total. Such extended term shall be for the purpose

of assuring a concessionaire of adequate protection against loss of

investment in structures, fixtures, equipment, supplies and other

improvements, and the length of such term shall have a direct

relationship to the period required to amortize the investment. The bid

prospectus submitted to prospective bidders shall contain specific

information concerning the nature of the capital improvements or

equipment to be provided by the successful bidder.

TITLE 11 Forest Fire Control

§ 9-1101 — Proclamation by Governor

Proclamation by Governor.

Whenever the forests of the state are in danger of fire, the Governor

by proclamation may (a) prohibit any person or persons from entering

forests, woodlands, waters and open lands; (b) prohibit the starting of

fires in the out-of-doors; (c) prohibit the smoking of tobacco in

forests, woodlands and open lands and (d) suspend any open season for,

or prohibit the taking of, fish, birds and quadrupeds. Such proclamation

may contain exceptions to the activities prohibited, and may apply to

all or a portion of the state. Such proclamation shall be in full force

and effect at the expiration of 24 hours after notice is given in such

manner as the Governor may determine and shall remain in full force

until rescinded by the Governor.

§ 9-1103 — Additional powers of the department

Additional powers of the department.

In addition to the powers provided in section 9-0105 and in connection

with the control of fire, the department shall have the power to:

1. Maintain a system of forest fire protection in such areas of the

state as the department determines necessary.

2. Purchase necessary equipment, tools or supplies, employ men or

incur other expenses as may be necessary to furnish adequate forest fire

protection.

3. Establish, maintain, equip and operate forest fire observation

stations, telephone lines or other structures therefor as the public

interest requires.

4. Make contracts, agreements or purchases either for construction,

operation or maintenance of telephone lines for fire protection

purposes. Any telephone company may grant the state a preferred rate.

5. With consent of owner build or improve fire roads, ditches, trails

or fire lines. No action for trespass shall lie on account of injury to

private property on such account, if the act is performed in the

protection of the forests from fire.

6. Appoint necessary employees to perform such duties as are required

by this title 11.

7. Order removed from service, on forty-eight hours' notice, any

railroad locomotive, operating in the fire towns, not properly equipped

with fire protection devices.

8. Grant an extension of time in which owners may comply with section

9-1113 when the department is satisfied that such an extension of time

will not endanger the forests to fire, but in no case shall an extension

be granted for a period of more than six weeks from the time of cutting,

except in connection with operations for the clearing of a reservoir

site under the authority of section 15-1507.

9. Relieve railroads from maintaining railroad fire patrol, or

clearing right of way when in the judgment of the department the absence

of such patrol or clearing will not subject the forests to fire menace.

10. Request the Public Service Commission to hear and determine

whether any railroad, person or company operating railroad locomotives

through forest land is using such devices and precautions against the

setting of forest fires, as the public interest requires.

11. Designate persons who shall have authority to issue permits as

required by subdivision 5 of section 9-1105.

12. Enter into working agreements with land owners for the purpose of

securing better forest fire protection in the fire towns.

13. Make rules and regulations to secure better fire protection within

all or any portion of those areas designated as fire districts under

subdivision 2 of section 9-1109 or defined as fire towns by section

9-1107.

§ 9-1105 — General prohibitions

General prohibitions.

1. The following are prohibited:

(a) setting of fires on or near forest land and leaving such fires

unattended and unquenched;

(b) setting of a fire which will endanger the property of another;

(c) setting of forest land on fire except where necessary to implement

any provision of this chapter, including, but not limited to, paragraph

v of subdivision two of section 3-0301 of this chapter; provided,

however, that nothing contained in this paragraph shall permit the

setting on fire of any land constituting the forest preserve or of any

state land within the Adirondack Park or the Catskill Park for any

purpose other than fire suppression. The department shall promulgate

regulations governing the use of fire which shall include provisions for

notification of, or waiver of notification by, local fire officials;

(d) setting of a permitted fire in or near forest land without all

inflammable material having first been removed for a distance of 3 feet

around the fire;

(e) the dropping, throwing or otherwise scattering of lighted matches,

burning cigars, cigarettes or tobacco on forest land;

(f) the defacing, destruction or removal of any posted notice

containing forest fire warnings, laws or rules and regulations.

2. It shall be unlawful to deposit, and leave in any of the fire

towns, or in any town included in a fire district as defined in

subdivision 2 of section 9-1109 of this title, brush or inflammable

material upon the right of way of highways.

3. No device for generating power which burns wood, coke, lignite or

coal shall be operated in, through or near forest land, unless the

escape of sparks, cinders or coals shall be prevented in such manner as

may be required by the department.

4. In any of the fire towns, or in any town included in a fire

district as defined in subdivision 2 of section 9-1109, brush, logs,

slash or other inflammable material shall not be left or allowed to

remain on land within 25 feet of the right of way of a railroad or

within 20 feet of the right of way of a public highway.

5. It shall be unlawful to set or cause to be set or sustain any open

fire for purpose of burning logs, leaves, sawdust, slabs, brush, stumps,

dry grass or other debris, in any of the fire towns, without first

having obtained from the department a written permit so to do.

6. Prescribed burns. (a) For the purposes of this subdivision, the

term "prescribed burn" shall mean the intentional setting of forest land

on fire, under carefully controlled conditions, in order to manage,

enhance, or restore populations of plants or animal species or natural

communities on such land.

(b) Notwithstanding the provisions of this section or any other

provision of law, the department may authorize a landowner to conduct

prescribed burn activities pursuant to a written prescribed burn

management plan prepared by or for such landowner. The prescribed burn

management plan shall include, but not be limited to, the following

elements:

(i) a discussion of the landowner's training and expertise in

conducting prescribed burn activities;

(ii) a map and narrative description identifying the area or areas on

which prescribed burn activities will be undertaken;

(iii) a description of the ecological purposes and objectives of the

prescribed burn, including an identification of the specific species or

natural communities that are intended to be impacted by the burn;

(iv) a description of the vegetative cover and fuel loads on each area

to be subjected to prescribed burning;

(v) a description of physical parameters, such as time of year, wind

speed and direction, and air temperature and humidity, which must be met

before a prescribed burn is initiated;

(vi) a description of the anticipated intensity and duration of the

prescribed burn given the fuel loads and physical prescriptions

established in subparagraphs (iv) and (v) of this paragraph;

(vii) a description of the logistics of the prescribed burn operation,

number of personnel, and fire management equipment that will be deployed

to assure that the burn is restricted to the area or areas identified

for prescribed burn management;

(viii) a description of fire suppression activities to be immediately

implemented should the prescribed burn threaten to escape, or actually

escape, beyond the boundaries identified for such burn;

(ix) a procedure for notifying appropriate local fire officials and

law enforcement personnel of the actual date, time, and estimated

duration of any prescribed burn;

(x) a procedure for notifying adjacent landowners prior to the

undertaking of a prescribed burn;

(xi) a description of the procedures that will be undertaken to assure

that the prescribed burn is fully extinguished at the conclusion of the

burn.

(c) The department shall promulgate regulations implementing this

subdivision prior to authorizing any landowner to undertake prescribed

burn activities. Such regulations shall include, but not be limited to,

a listing of the necessary elements of the prescribed burn management

plan, and standards for determining whether a request for authorization

to conduct prescribed burn activities should be granted.

(d) The department shall reject any application for authorization to

conduct a prescribed burn pursuant to this subdivision if the department

determines that the landowner has not demonstrated the necessary

expertise to properly implement the prescribed burn plan.

(e) Before granting a landowner authorization to conduct prescribed

burn activities, the department shall give the chief or other official

in charge of the fire department or company within whose territorial

jurisdiction the proposed prescribed burn is located an opportunity to

review and comment on the written prescribed burn management plan.

(f) No burning shall be prescribed under this subdivision within

seventy-five feet of the boundary of a landowner's property without the

written approval of the adjacent landowner. In addition, the department

may prohibit burning in a buffer zone in excess of seventy-five feet

from the boundary of an adjacent property owner if specific conditions

at the site warrant such buffer.

§ 9-1107 — Fire towns

Fire towns.

The following towns, including the area within the boundaries of

incorporated villages, are hereby designated as "fire towns": All towns

in Essex and Hamilton counties; the towns of Altona, Ausable, Black

Brook, Dannemora, Ellenburg and Saranac, Clinton county; the towns of

Andes, Colchester, Hancock and Middletown, Delaware county; the towns of

Altamont, Belmont, Brighton, Duane, Franklin, Harrietstown, Santa Clara

and Waverly, Franklin county; the towns of Bleecker, Caroga, Mayfield,

Northampton and Stratford, Fulton county; the towns of Hunter, Jewitt,

Lexington and Windham, Greene county; the towns of Ohio, Russia,

Salisbury and Webb, Herkimer county; the towns of Crogham, Diana, Grieg,

Lyonsdale and Watson, Lewis county; the towns of Forestport and Remsen,

Oneida county; the towns of Corinth, Day, Edinburg and Hadley, Saratoga

county; the towns of Clare, Clifton, Colton, Fine, Hopkinton,

Parishville, Piercefield, Pitcairn, Saint Lawrence county; the towns of

Neversink, Rockland, Sullivan county; the towns of Denning, Gardiner,

Hardinburgh, Olive, Rochester, Shandaken, Shawangunk, Wawarsing and

Woodstock, Ulster county; the towns of Bolton, Chester, Hague, Horicon,

Johnsburgh, Lake George, Luzerne, Queensbury, Stoney Creek, Thurman and

Warrensburgh, Warren county; the towns of Dresden, Fort Ann and Putnam,

Washington County.

§ 9-1109 — Fire protection areas

Fire protection areas.

Facilities for protection against forest fire shall be available as

follows:

1. In fire towns. The department, for the prevention of forest fires

and the extinguishment of fires burning or threatening forests, shall,

in the fire towns defined in section 9-1107, maintain an approved fire

protection system, including fire observation stations and other

equipment necessary to prevent and extinguish forest fires.

2. In forest fire districts. The department may establish a forest

fire protective system in such other parts of the state as it may deem

necessary. In such regions the department may maintain an approved fire

protection system, including fire observation stations and other

equipment necessary to prevent and extinguish forest fires.

§ 9-1111 — Forest fire protection

Forest fire protection.

1. Towns adjacent to fire towns and fire districts. The department may

when necessary in its judgment, in order to protect the forests in the

fire towns and fire districts from fire, take steps to extinguish fires

actually burning in any town adjacent to a fire town or district.

2. Impressing fire fighting assistance. Any department employee or any

other officer charged by the department with the duty of fire fighting

shall, notwithstanding the provisions of any other law to the contrary

or in conflict herewith, have the power to summon and hire for the

purpose of fighting fires any person who shall have attained sixteen

years of age, and to incur other expenses deemed necessary to the

extinguishment of particular fires.

3. Additional protection by towns in Suffolk county. Any town in the

county of Suffolk may appropriate not exceeding the sum of one thousand

dollars in any one year without the vote of town meeting for the purpose

of purchasing equipment and establishing fire patrols for the prevention

of forest fires within any such town. The patrols and equipment shall be

under the direction and supervision of the town board. Moneys

appropriated pursuant to this subdivision shall be assessed, levied and

collected in the same manner as moneys for other town charges are

assessed, levied and collected.

§ 9-1113 — Top lopping evergreen trees

Top lopping evergreen trees.

Every person who shall, within any of the fire towns or within any

fire district or part thereof when so designated by department

regulation, fell or cause to be felled or permit to be felled any

evergreen tree for sale or other purposes or engage in salvaging any

blown down evergreen tree shall cut off or cause to be cut off from the

tree at the time of felling or salvaging the tree, unless otherwise

authorized by the department before the trees are felled or salvaged,

all the limbs thereof up to a point where the trunk of the tree has a

longest diameter which does not exceed three inches, unless the tree be

felled or salvaged for use with the limbs thereon.

§ 9-1115 — Railroad patrol

Railroad patrol.

All railroads shall, on such parts of their rights of way as are

operated through forest lands, maintain from April first to November

fifteenth of each year a sufficient number of competent fire patrolmen

unless relieved by the department. The railroad shall file in the office

of the department on or before April first of each year a complete list

of such patrol indicating the names of the persons, their post-office

address and portion of right of way assigned to each patrolman. If any

changes are subsequently made similar data shall be furnished the

department.

§ 9-1117 — Condition of rights of way

Condition of rights of way.

1. The railroad right of way of all railroads which are operated

through forest lands shall be kept cleared of all inflammable material

whenever required by the department.

2. Fire, live coals or hot ashes shall not be deposited unless

properly protected upon any track or railroad right of way on or near

forest land.

§ 9-1119 — Use of protective devices

Use of protective devices.

1. Employees of a railroad which operates through forest lands shall

at all times use in a proper and effective manner the fire protective

appliances provided by such railroad.

2. No locomotive operating through forest lands shall be operated

unless equipped with fire protective devices of ash pan and front end

which have been approved by the department. Such devices shall be

maintained and properly used.

§ 9-1121 — Fire moneys and accounts

Fire moneys and accounts.

In order to carry into effect the provisions of this title the

following is prescribed:

1. Temporary loan. The State Comptroller shall have, subject to the

approval of the Governor, the authority to make, on behalf of the state

a temporary loan not exceeding one hundred thousand dollars in any

fiscal year, for the use of the department in protecting the forests and

extinguishing fires as provided by title 11 of this article upon the

certification of the department that any emergency exists whereby

through insufficiency of appropriations it is found to be impossible to

protect the forests from fire. The Comptroller shall thereupon borrow

such sums as may be directed by the Governor for such purposes and shall

report such transactions to the legislature which shall thereupon

appropriate the moneys borrowed. Section 41 of the State Finance Law

shall not apply to any indebtedness so incurred.

2. Payment of fire bills. All salaries and other expenses incurred by

the department and its employees in protecting the forests from fire

shall be paid by the state.

3. Rebate by counties. The full expense incurred by a town supervisor

acting as superintendent of fires as provided in subdivision twelve of

section twenty-nine of the town law and paid by the town in

extinguishing fires actually burning except salaries and expenses of

regular employees shall be a charge upon the county in which the fire

burned provided that the county has within its borders any fire town or

fire district as provided in subdivision 1 or 2 of section 9-1109 of

this title and provided that no part of the expenses incurred in

extinguishing fires on Indian reservations located in Cattaraugus or

Suffolk county shall be a charge upon or payable by such counties. The

supervisors acting as superintendents of fires shall on or before

September first, of each year, transmit to the clerk of the board of

supervisors or county legislative body of each county in which such

expense of extinguishing fires was incurred, a summary statement of

expenses incurred together with the amount charged against the county,

except that a detailed statement of expenses shall be furnished for any

designated fire or fires when so requested by a county. The clerk shall

thereupon cause the amount due to the town to be included in the budget

and levied upon the taxable property of such county at the same time and

in the same manner as other county charges, and the amount due the town

so levied shall be paid by the County Treasurer, on or before May first

following the levy thereof to the town supervisor according to such

claim.

4. May pay accounts. If any person incurs expenses fighting forest

fires in a fire town, or in a town included in a fire district as

defined in subdivision 2 of section 9-1109, the department may upon the

receipt of satisfactory proof and accounts filed in its offices within

sixty days from the time the expense was incurred audit and pay all or

such portion thereof as in its judgment the public interest requires.

5. Recovery of expenses. Any moneys necessarily expended by the state,

a municipality, or any person in fighting forest fires may be sued for

by the state, municipality or person expending the same and recovered

from the person causing the fire. Such actions may be maintained in

addition to other actions for damages or penalties and may be demanded

in the same or separate actions.

6. Certain towns raise fire fund. Towns other than fire towns may

raise necessary funds for prevention and extinguishment of forest fires

in their towns either by levy or pursuant to the Local Finance Law.

7. Advance by Comptroller. Upon request of the department, the

Comptroller may advance a sum, not to exceed five thousand dollars at

any time, to the department for the purpose of facilitating payment of

fire accounts.

§ 9-1123 — Northeastern Interstate Forest Fire Protection Compact

Northeastern Interstate Forest Fire Protection Compact.

The Northeastern Interstate Forest Fire Protection Compact as first

enacted by chapter seven hundred forty-four of the laws of nineteen

hundred forty-nine, and as re-enacted by chapter two hundred sixty-three

of the laws of nineteen hundred sixty-three, is hereby continued as

follows:

NORTHEASTERN INTERSTATE FOREST FIRE PROTECTION COMPACT

Article I

The purpose of this compact is to promote effective prevention and

control of forest fires in the northeastern region of the United States

and adjacent areas in Canada by the development of integrated forest

fire plans, by the maintenance of adequate forest fire fighting services

by the member states, by providing for mutual aid in fighting forest

fires among the states of the region and for procedures that will

facilitate such aid, and by the establishment of a central agency to

coordinate the services of member states and perform such common

services as member states may deem desirable.

Article II

This agreement shall become operative immediately as to those states

ratifying it whenever any two or more of the states of Maine, New

Hampshire, Vermont, Rhode Island, Connecticut, New York and the

Commonwealth of Massachusetts have ratified it and the congress has

given its consent. Any state not mentioned in this article which is

contiguous with any member state may become a party to this compact.

Subject to the consent of the congress of the United States, any

province of the Dominion of Canada which is contiguous with any member

state may become a party to this compact by taking such action as its

laws and the laws of the Dominion of Canada may prescribe for

ratification. In this event, the term "state" in this compact shall

include within its meaning the term "province" and the procedures

prescribed shall be applied in the instance of such provinces, in

accordance with the forms and practices of the Canadian government.

Article III

Each state joining herein shall appoint three representatives to a

commission hereby designated as the Northeastern Forest Fire Protection

Commission. One shall be the state forester or officer holding an

equivalent position in such state who is responsible for forest fire

control. The second shall be a member of the legislature of such state

designated by the commission or committee on interstate cooperation of

such state, or if there be none, or if said commission on interstate

cooperation cannot constitutionally designate the said member, such

legislator shall be designated by the governor thereof; provided that if

it is constitutionally impossible to appoint a legislator as a

commissioner from such state, the second member shall be appointed by

the governor of said state in his discretion. The third member shall be

a person designated by the governor as the responsible representative of

the governor. In the event that any province of the Dominion of Canada

shall become a member of this commission, it shall designate three

members who will approximate this pattern of representation to the

extent possible under the law and practices of such province. This

commission shall be a body corporate with the powers and duties set

forth herein.

Article IV

It shall be the duty of the commission to make inquiry and ascertain

from time to time such methods, practices, circumstances and conditions

as may be disclosed for bringing about the prevention and control of

forest fires in the area comprising the member states, to coordinate the

forest fire plans and the work of the appropriate agencies of the member

states and to facilitate the rendering of aid by the member states to

each other in fighting forest fires.

The commission shall formulate and, in accordance with need, from time

to time, revise a regional forest fire plan for the entire region

covered by the compact which shall serve as a common forest fire plan

for that area.

The commission shall, more than one month prior to any regular meeting

of the legislature in any signatory state, present to the governor and

to the legislature of the state its recommendations relating to

enactments to be made by the legislature of that state in furthering the

interests and purposes of this compact.

The commission shall consult with and advise the appropriate

administrative agencies of the states party hereto with regard to

problems connected with the prevention and control of forest fires and

recommend the adoption of such regulations as it deems advisable.

The commission shall have power to recommend to the signatory states

any and all measures that will effectuate the prevention and control of

forest fires.

Article V

Any two or more member states may designate the Northeastern Forest

Fire Protection Commission as a joint agency to maintain such common

services as those states deem desirable for the prevention and control

of forest fires. Except in those cases where all member states join in

such designation for common services, the representatives of any group

of such designating states in the Northeastern Forest Fire Protection

Commission shall constitute a separate section of such commission for

the performance of the common service or services so designated provided

that, if any additional expense is involved, the states so acting shall

appropriate the necessary funds for this purpose. The creation of such a

section as a joint agency shall not affect the privileges, powers,

responsibilities or duties of the states participating therein as

embodied in the other articles of this compact.

Article VI

The commission may request the United States forest service to act as

the primary research and coordinating agency of the Northeastern Forest

Fire Protection Commission, in cooperation with the appropriate agencies

in each state and the United States forest service may accept the intial

responsibility in preparing and presenting to the commission its

recommendations with respect to the regional fire plan. Representatives

of the United States forest service may attend meetings of the

commission and of groups of member states.

Article VII

The commission shall annually elect from its members a chairman and a

vice-chairman. The commission shall appoint such officers or employees

as may be required to carry the provisions of this compact into effect,

shall fix and determine their duties, qualifications and compensation,

and may at its pleasure, remove or discharge any such officer or

employee. The commission shall adopt rules and regulations for the

conduct of its business. It may establish and maintain one or more

offices for the transaction of its business and may meet at any time or

place but must meet at least once a year.

A majority of the members of the commission representing a majority of

the signatory states shall constitute a quorum for the transaction of

its general business, but no action of the commission imposing any

obligation on any signatory state shall be binding unless a majority of

the members from such signatory state shall have voted in favor thereof.

For the purpose of conducting its general business, voting shall be by

state units.

The representatives of any two or more member states, upon notice to

the chairman as to the time and purpose of the meeting, may meet as a

section for the discussion of problems common to those states.

Sections established by groups of member states shall have the same

powers with respect to officers, employees and the maintenance of

offices as are granted by this article to the commission. Sections may

adopt such rules, regulations and procedures as may be necessary for the

conduct of their business.

Article VIII

It shall be the duty of each member state to formulate and put in

effect a forest fire plan for that state and to take such measures as

may be recommended by the commission to integrate such forest fire plan

with the regional forest fire plan.

Whenever the state forest fire control agency of a member state

requests aid from the state forest fire control agency of any other

member state in combatting, controlling or preventing forest fires, it

shall be the duty of the state forest fire control agency of that state

to render all possible aid to the requesting agency which is consonant

with the maintenance of protection at home.

Each signatory state agrees to render aid to the forest service or

other agencies of the government of the United States in combatting,

controlling or preventing forest fires in areas under their jurisdiction

located within the member state or a contiguous member state.

Article IX

Whenever the forces of any member state are rendering outside aid

pursuant to the request of another member state under this compact, the

employees of such state shall, under the direction of the officers of

the state to which they are rendering aid, have the same powers (except

the power of arrest), duties, rights, privileges and immunities as

comparable employees of the state to which they are rendering aid.

No member state or its officers or employees rendering outside aid

pursuant to this compact shall be liable on account of any act or

omission on the part of such forces while so engaged, or on account of

the maintenance or use of any equipment or supplies in connection

therewith.

All liability that may arise either under the laws of the requesting

state or under the laws of the aiding state or under the laws of a third

state on account of or in connection with a request for aid, shall be

assumed and borne by the requesting state.

Any member state rendering outside aid pursuant to this compact shall

be reimbursed by the member state receiving such aid for any loss or

damage to, or expense incurred in the operation of any equipment

answering a request for aid, and for the cost of all materials,

transportation, wages, salaries, and maintenance of employees and

equipment incurred in connection with such request. Provided, that

nothing herein contained shall prevent any assisting member state from

assuming such loss, damage, expense or other cost or from loaning such

equipment or from donating such services to the receiving member state

without charge or cost.

Each member state shall provide for the payment of compensation and

death benefits to injured employees and the representatives of deceased

employees in case employees sustain injuries or are killed while

rendering outside aid pursuant to this compact, in the same manner and

on the same terms as if the injury or death were sustained within such

state.

For the purposes of this compact the term employee shall include any

volunteer or auxiliary legally included within the forest fire fighting

forces of the aiding state under the laws thereof.

The commission shall formulate procedures for claims and reimbursement

under the provisions of this article.

Aid by a member state to an area subject to federal jurisdiction

beyond the borders of such state shall not be required under this

compact unless substantially the same provisions of this article

relative to powers, liabilities, losses and expenses in connection with

such aid are embodied in federal laws.

Article IX-A

The provisions of article IX of this compact which relate to mutual

aid in combating, controlling or preventing forest fires shall be

operative as between any member state and any other state which is party

to a regional forest fire protection compact in another region; provided

that the legislature of such other state shall have given its consent to

such mutual aid provisions of this compact.

Article X

When appropriations for the support of this commission or for the

support of common services maintained by the commission or a section

thereof under the provisions of article V are necessary, the commission

or section thereof shall allocate the costs among the states affected

with consideration of the amounts of forested land in those states that

will receive protection from the service to be rendered and the extent

of the forest fire problem involved in each state, and shall submit its

recommendations accordingly to the legislatures of the affected states.

The commission shall submit to the governor of each state, at such

time as he may request, a budget of its estimated expenditures for such

period as may be required by the laws of such state for presentation to

the legislature thereof.

The commission shall keep accurate books of account, showing in full

its receipts and disbursements, and said books of account shall be open

at any reasonable time to the inspection of such representatives of the

respective signatory states as may be duly constituted for that purpose.

On or before the first day of December of each year, the commission

shall submit to the respective governors of the signatory states a full

and complete report of its activities for the preceding year.

Article XI

The representatives from any member state may appoint and consult with

an advisory committee composed of persons interested in forest fire

protection.

The commission may appoint and consult with an advisory committee of

representatives of all affected groups, private and governmental.

Article XII

The commission may accept any and all donations, gifts and grants of

money, equipment, supplies, materials and services from the federal or

any local government, or any agency thereof and from any person, firm or

corporation, for any of its purposes and functions under this compact,

and may receive and utilize the same subject to the terms, conditions

and regulations governing such donations, gifts and grants.

Article XIII

Nothing in this compact shall be construed to authorize or permit any

member state to curtail or diminish its forest fire fighting forces,

equipment, services or facilities, and it shall be the duty and

responsibility of each member state to maintain adequate forest fire

fighting forces and equipment to meet normal demands for forest fire

protection within its borders.

Nothing in this compact shall be construed to limit or restrict the

powers of any state ratifying the same to provide for the prevention,

control and extinguishment of forest fires, or to prohibit the enactment

or enforcement of state laws, rules or regulations intended to aid in

such prevention, control and extinguishment in such state.

Nothing in this compact shall be construed to affect any existing or

future cooperative relationship or arrangement between the United States

forest service and a member state or states.

Article XIV

1. This compact shall continue in force and remain binding on each

state ratifying it until the legislature or the governor of such state

takes action to withdraw therefrom. Such action shall not be effective

until six months after notice thereof has been sent by the chief

executive of the state desiring to withdraw to the chief executive of

all states then parties to the compact.

2. The original notice of ratification received from the governor or

other duly authorized official of any state or province joining in the

compact shall be filed with the official copy of the compact in the

office of the secretary of state of this state, and such notice, if any,

as may be received from the president or the congress of the United

States, signifying the consent of the congress to the compact, shall be

filed in the same manner.

3. Pursuant to article three of the compact the three representatives

of this state on the Northeastern Forest Fire Protection Commission,

hereinafter called commissioners, shall be: an officer of the Department

of Environmental Conservation designated by the Commissioner of

Environmental Conservation; a member of the legislature who is also a

member of the joint legislative committee on interstate cooperation, who

shall be designated by said committee; and a citizen of the state

designated by the Governor as his responsible representative to serve at

the pleasure of the Governor. The commissioners shall have, exercise and

perform, on behalf of the state of New York, all of the powers and

duties conferred and imposed by the compact upon members of the

Northeastern Forest Fire Protection Commission. They shall serve as such

commissioners without compensation, but shall be reimbursed for their

expenses, including travel and other expenses both within and without

the state, actually and necessarily incurred by them in the performance

of their duties under this section and such compact. Such expenses shall

be payable on the audit and warrant of the Comptroller, on vouchers

certified or approved by the Commissioner of Environmental Conservation

in the manner prescribed by law, out of any moneys appropriated or

available therefor to the Department of Environmental Conservation. The

commissioners serving on the effective date of this section shall

continue in office until their successors have qualified, or until

otherwise ceasing to be commissioners pursuant to law.

4. The Comptroller of the state of New York is hereby authorized and

empowered to examine from time to time the accounts and books of the

commission, including its receipts, disbursements and such other items

referring to its financial condition as he may deem proper and to report

the results of such examinations to the Governor of this state.

5. a. The Northeastern Forest Fire Protection Commission shall submit

annually, in accordance with the laws and practices of this state, to

the Governor for study and consideration by him, an estimate of moneys

required to administer, manage and support the commission. Such estimate

shall include any request for appropriation of funds by New York and

shall be accompanied by a tabulation of similar requests which the

commission expects to make to each other member state and the formula or

factors upon which such respective requests are based.

b. The Commissioner of Environmental Conservation shall be afforded an

opportunity to comment on any budget request by the commission, and the

commission shall be furnished with a copy of any such comments.

6. No provision of the Conservation Law and no provision of the

Environmental Conservation Law, if such provision of the Environmental

Conservation Law was derived from a provision of the Conservation Law,

which is inconsistent with the provisions of the Northeastern Interstate

Forest Fire Protection Compact shall be applicable to the commission or

to any matter governed by the Northeastern Interstate Forest Fire

Protection Compact.

7. On August 15, 1964 and at intervals of four years thereafter, the

Commissioner of Environmental Conservation shall evaluate the role of

the commission with respect to forest fire protection in New York and

shall report to the commission thereon. The Commissioner of

Environmental Conservation shall transmit a copy of such report to the

Governor. The Commissioner of Environmental Conservation may make such

additional reports to the commission and the Governor as he deems

appropriate.

8. If any part or provision of this section or of the compact

contained herein shall be adjudged unconstitutional by a court of

competent jurisdiction, all other parts of this section or of such

compact, as the case may be, shall nevertheless continue in full force

and effect. If it shall be adjudged by a court of competent jurisdiction

that any commissioner appointed pursuant to subdivision three of this

article is disqualified from serving or is ineligible to serve as such

commissioner for any reason or cause, such commissioner shall not

thereby forfeit any other public office then held by him or any of the

emoluments thereof and the vacancy on the commission thereby created

shall be filled by the Governor by the appointment of a citizen and

resident of this state not subject to such disqualification or

ineligibility.

TITLE 13 Forest Insect and Disease Control

§ 9-1301 — White pine blister rust and currant rust

White pine blister rust and currant rust.

For the purpose of suppressing and controlling white pine blister rust

and currant rust (Cronartium ribicola), the following provisions shall

apply:

1. Certain cultivars of black currant declared a public nuisance.

Unless otherwise provided for by this section, the planting, growing,

propagating, cultivating, or selling plants, roots, or cuttings of any

species of cultivated black currants (Ribes nigrum) other than cultivars

that are immune or resistant to white pine blister rust or currant rust

is hereby prohibited in this state; provided, however, that the

planting, growing, propagating, cultivating, or selling plants, roots or

cuttings of any species of cultivated black currants is authorized in

all fruiting currant districts or potentially fruiting currant

districts. Such unauthorized bushes, roots, cuttings, or plants may be

destroyed by the agents of the department.

2. Fruiting currant districts and potential fruiting currant districts

defined. Districts where the growing of all species of currants,

including black currants, for the production of fruit is carried on and

is a commercial enterprise or a potentially important commercial

enterprise shall be determined and designated as "fruiting currant

districts" or "potential fruiting currant districts", and in such

districts the provisions of subdivision three of this section shall

apply. The location and extent of such districts shall be determined by

the department and the state department of agriculture and markets.

3. No measures for the control of white pine blister rust shall be

undertaken by the department within the boundaries of designated

fruiting currant districts or potential fruiting currant districts.

4. Control measures outside of fruiting currant districts or potential

fruiting currant districts. Whenever such action is desirable as a means

of controlling white pine blister rust or currant rust, the department

or its duly authorized agents may eradicate any unauthorized plants of

the genus Ribes (currants and gooseberries), either wild or cultivated,

except within nurseries which are annually certified by the state

department of agriculture and markets to be free from disease. Owners

shall remove from their lands, subject to the direction and the approval

of the duly authorized agents of the department, the plants of the genus

Ribes within a distance of not more than 900 feet of the white pine on

the land of adjoining owners who have protected their white pine from

white pine blister rust. If any owner, upon not less than thirty days'

notice in writing, fails to destroy unauthorized Ribes on his or her

property as provided in this subdivision, the commissioner may cause

such plants to be destroyed, and the expense of such work shall be a

charge against the owner, which shall constitute a lien upon the land.

5. Quarantine regulations. The department shall have the authority, by

order, to establish quarantine districts in any part or parts of the

state. In such districts, it may prohibit the possession of any

five-leafed pine trees or plants of the genus Ribes (currants and

gooseberries), or so much thereof as is deemed necessary. It may also

prohibit the transportation of any plants, roots, or cuttings of the

genus Ribes (currants and gooseberries) from or to any quarantine

district within the state, or from any diseased area or locality in

which the disease exists outside of the state to any point within the

state. Such prohibitions shall be effective on and after the tenth day

from the date of the order made with respect thereto. On the making of

such order, the department shall cause a certified copy of the same to

be filed in the office of the clerk of each county affected by such

quarantine and shall give such other notice thereof as it may deem

necessary. The provisions of this subdivision shall not apply to

undiseased cultivated plants or to the fruit of diseased plants of the

genus Ribes (currants and gooseberries) included within fruiting currant

districts or potential fruiting currant districts or to the merchantable

contents of any pine trees; provided that any diseased part thereof is

first destroyed.

6. Diseased trees or plants defined. A plant of the genus Ribes which

is visibly infected by Cronartium ribicola or any five-leafed pines upon

which white pine blister rust has been found growing shall be construed

to be and be, within the meaning of this section only, a diseased plant,

and, as such, may be destroyed without compensation under the provisions

of this section.

7. Authority to eradicate and compensation. Agents or employees of the

department may enter upon any land to carry out the provisions of this

section if proper precautionary measures are taken by them to prevent

the spread of this disease, and no action for trespass shall lie

therefor. Fair compensation shall be allowed for all undiseased trees or

undiseased cultivated Ribes destroyed, except for prohibited varieties

of cultivated black currants (Ribes nigrum) located outside of a

fruiting currant district or potential fruiting currant district. No

compensation shall be paid by the state for any species of Ribes

destroyed in connection with the establishment of a Ribes-free zone

around commercial nurseries, but fair compensation for such Ribes must

be paid by the person owning or operating the nursery protected by such

destruction of bushes. The rate of fair compensation shall be determined

by the commissioner of agriculture and markets or a committee appointed

by him or her. If the commissioner of agriculture and markets determines

to appoint a committee for the purpose of making such determination,

such committee shall be appointed prior to May 1 in each year.

§ 9-1303 — Forest insects and other forest tree diseases

Forest insects and other forest tree diseases.

For the purpose of control and preventing the spread of forest insects

and forest tree diseases (except white pine blister rust and currant

rust, covered by section 9-1301) the following provisions shall apply:

1. The department may enter into cooperative agreements with any other

state, the federal government, any foreign government, any municipal

subdivision of New York state or private individuals in order to obtain

proper working agreements.

2. The department may accept and expend gifts of money for control and

prevention work.

3. The department may conduct necessary investigations for the purpose

of discovering better methods of control or prevention of spread of

forest insects and forest tree diseases either within or without the

state.

4. Duly authorized agents of the department may enter upon any lands

for the purpose of determining if such property is infested with forest

insects or forest tree diseases, and the extent of such infestation.

5. The department shall have the authority by order to establish

quarantine districts in any part or parts of the state, and to prohibit

the movement of materials which may be harboring forest insects or

forest tree diseases in any of their different forms. On the making of

such an order, the department shall cause a certified copy of the same

to be filed in the office of the clerk of each county, affected by such

quarantine, and shall give such other notice thereof as it may deem

necessary. Such order shall be effective on and after the tenth day from

the filing thereof.

6. The department shall have discretionary authority to poison forest

areas in or near sections infested by insect pests or forest tree

diseases.

7. The department may take steps to establish barrier or protective

zones for the purpose of preventing the spread of forest insect and

disease pests, and in so doing shall have the authority and right to

enter upon private lands for this purpose, and thereon make such

modifications in the composition of the forest growth as it may deem

necessary. In such barrier or protective zones trees or other vegetation

may be sprayed, cut, destroyed, or otherwise treated when in the

judgment of the department, the same may be necessary, but the owner of

the property shall be entitled to a just compensation for damage done

through the acts of such agents, except that no compensation shall be

paid for the destruction of infested trees.

8. The department shall have power to ascertain the amount of damage

done upon lands of private owners by the acts of the agents of the

department in establishing and maintaining barrier zones, by having an

agent of the department appraise the same. If the owner is not satisfied

with the amount of damage as fixed by such appraisal, he may, within six

months after service upon him of a copy of such appraisal, take an

appeal therefrom to the Court of Claims, which court is hereby

authorized to pass upon the questions involved and determine the amount

due such owner.

9. The department may by order make rules and regulations governing

any and all operations designed for the purpose of preventing the spread

of or for the purpose of controlling forest insects and forest tree

diseases, their pupae, eggs and caterpillars, and plants or trees

infested by them, all of which are hereby declared a public nuisance.

Such rules and regulations shall become effective in any county on and

after the tenth day from the filing of a certified copy in the office of

the clerk of that county.

10. No action for trespass shall lie on account of entry on private

lands by an agent of the department for the exercise of any power

authorized by this section.

11. No person shall wilfully resist or obstruct the work of any agents

duly employed by the department, engaged in the suppression of forest

insects or forest tree diseases.

12. The department shall have the authority to incur expenses in

connection with the training of persons at points outside of the state

of New York, if the same is deemed by it necessary.

TITLE 15 Removal of Trees and Protected Plants

§ 9-1501 — Removal of trees

Removal of trees.

No person shall cut, pull or dig up for the purpose of removal, injure

or destroy or cause to be so removed, injured or destroyed, any tree on

the lands of another without consent of the owner. Any peace officer,

acting pursuant to his or her special duties, or police officer may

enforce the provisions of this section.

§ 9-1503 — Removal of protected plants

Removal of protected plants.

1. For the purposes of this section, "plants" shall mean species of

native shrubs, trees, herbs, ferns, fern-allies and wild flowers;

"endangered species" shall mean those species of plants in danger of

extinction throughout all or a significant portion of their ranges

within the state, and requiring remedial action to prevent such

extinction; "threatened species" shall mean those species of plants that

are likely to become endangered within the foreseeable future throughout

all or a significant portion of their ranges within the state; "rare

species" shall mean those species of plants that have small populations

within their ranges in the state, and "exploitably vulnerable species"

shall mean those species of plants that are likely to become threatened

in the near future throughout all or a significant portion of their

ranges within the state if causal factors continue unchecked.

2. The department may, by rule and regulation, promulgate and adopt a

list or lists of protected plants which by reason of their endangered,

rare, threatened or exploitably vulnerable status should not be picked

or removed from their natural habitat. In promulgating and adopting such

list or lists the department shall consult with and cooperate with the

departments of agriculture and markets and education and other affected

public or private organizations. Plants included in such list or lists

may be so included for purposes of the entire state or portions thereof.

Such list or lists may be modified in whole or in part through the

institution of a permit or waiver-issuing procedure.

3. No person shall, in any area designated by such list or lists,

knowingly pick, pluck, sever, remove, damage by the application of

herbicides or defoliants or carry away, without the consent of the owner

thereof, any protected plant. An offense under this section shall be a

violation, punishable by a fine of not to exceed twenty-five dollars.

4. The department is authorized to regulate the harvesting,

collection, sale, and exportation of American ginseng (Panax

quinquefolius) plants, roots and cuttings. The department is further

authorized to promulgate rules and regulations to implement the

authority conferred herein.

TITLE 17 New York Invasive Species Council

§ 9-1701 — Legislative findings

Legislative findings.

The legislature finds that invasive plant and animal species pose an

unacceptable risk to New York state's environment and economy and that

this risk is increasing through time as more invasive species become

established within the state. The legislature additionally finds that

invasive species are having a detrimental effect upon the state's fresh

and tidal wetlands, water bodies and waterways, forests, agricultural

lands, meadows and grasslands, and other natural communities and systems

by out-competing native species, diminishing biological diversity,

altering community structure and, in some cases, changing ecosystem

processes. Moreover, the legislature recognizes that the ecological

integrity of an increasing number of publicly and privately-owned parks

and preserves is being adversely affected by invasive plants and

animals, challenging the ability of land management agencies to

effectively manage these sites. The legislature further recognizes that

nearly half (forty-six percent; fifty-seven percent of the plants,

thirty-nine percent of the animals) of the species on the federal list

of endangered species are declining, at least in part, due to invasive

species. The legislature additionally finds that invasive species have

an adverse impact on the New York state economy. Particularly affected

by these species are the water supply, agricultural, and recreational

sectors of the state economy. The economic impact to the national

economy has been estimated to be as high as one hundred thirty-seven

billion dollars annually.

§ 9-1703 — Definitions

Definitions.

As used in this title:

1. "Advisory committee" means the New York invasive species advisory

committee established by section 9-1707 of this title.

2. "Council" means the New York invasive species council established

by section 9-1705 of this title.

3. "Control" means, as appropriate, eradicating, suppressing,

reducing, or managing invasive species populations, preventing spread of

invasive species from areas where they are present, and taking steps

such as restoration of native species and habitats to reduce the effects

of invasive species and to prevent further invasions.

4. "Ecosystem" means the complex of a community of organisms and its

environment.

5. "Introduction" means the intentional or unintentional escape,

release, dissemination, or placement of a species into an ecosystem as a

result of human activity.

6. "Native species" means, with respect to a particular ecosystem, a

species that, other than as a result of an introduction, historically

occurred or currently occurs in that ecosystem.

7. "Species" means a group of organisms all of which have a high

degree of physical and genetic similarity, generally interbreed only

among themselves, and show persistent differences from members of allied

groups of organisms.

8. "Plan" means the plan developed pursuant to section 9-1705 of this

title.

9. "GIS" means geographic information system.

10. "Invasive species" means a species that is:

(a) nonnative to the ecosystem under consideration; and

(b) whose introduction causes or is likely to cause economic or

environmental harm or harm to human health. For the purposes of this

paragraph, the harm must significantly outweigh any benefits.

§ 9-1705 — New York invasive species council

New York invasive species council.

1. There is hereby established the New York invasive species council.

Such council shall consist of a total of nine members and shall include

the commissioner, the commissioners of agriculture and markets,

transportation, parks, recreation and historic preservation, education,

the secretary of state, the chairperson of the New York state thruway

authority, the director of the New York state canal corporation, and the

chairperson of the Adirondack Park agency, or a designee of such

department, agency or public authority.

2. The commissioner of agriculture and markets and the commissioner or

their designees shall serve as joint chairs of the council.

3. The council shall meet at least quarterly and shall regularly

consult with the advisory committee.

4. The council may consult with any organization, educational

institution, or governmental agency, including, but not limited to, the

United States Department of Agriculture, the United States Coast Guard,

the port authority of New York and New Jersey, the National Invasive

Species Council and the New York Ocean and Great Lakes Ecosystem

Conservation Council.

5. The role of the council includes, but is not limited to:

(a) from time to time assessing the nature, scope and magnitude of the

environmental, ecological, agricultural, economic, recreational, and

social impacts caused by invasive species in the state;

(b) from time to time identifying actions taken by members of the

council, state and local governments and the public to: prevent the

introduction of invasive species; detect and respond rapidly to and

control populations of invasive species in a cost-effective and

environmentally sound manner; monitor invasive species populations

accurately and reliably; provide for restoration of native species and

habitat conditions in ecosystems that have been invaded; conduct

research on invasive species and develop technologies to prevent

introduction; provide for environmentally sound control of invasive

species; promote public education on invasive species; and the means to

address invasive species;

(c) the development of a "comprehensive plan for invasive species

management". Such plan shall address all taxa of invasive species. The

comprehensive plan should, at a minimum: recommend interagency

responsibilities; describe coordination among different agencies and

organizations; recommend approaches to funding invasive species work;

address prevention, early detection and rapid response; identify

opportunities for control and restoration, including research needs; and

describe effective outreach and education. Such plan shall recommend

responsibilities for different agencies with the goal of reducing or

eliminating, where practicable, contradictory or conflicting policies or

programs. Such plan should identify needs for additional staff positions

at state agencies and recommend New York state or federal legislation or

regulation. Such plan shall place an emphasis on both prevention and

early detection and rapid response to prevent future damage. Such plan

shall evaluate and incorporate, as appropriate: the approved New York

State Aquatic Nuisance Species Management Plan; the Lake Champlain Basin

Aquatic Nuisance Species Management Plan; and the Adirondack Park

Aquatic Nuisance Species Management Plan;

(d) providing input on funding priorities and grant applications

regarding monies made available for the implementation of this title and

grants for projects related to the control and management of invasive

species, education and outreach efforts, and for projects aimed at the

early detection and prevention of invasive species;

(e) organizing and convening a biennial invasive species summit to

focus and maintain attention on the state's comprehensive invasive

species program;

(f) encouraging industries and trade organizations to develop and

adopt voluntary codes of conduct designed to reduce or eliminate the use

and distribution of invasive species, reviewing such voluntary codes of

conduct and officially recognizing approved codes;

(g) supporting within available funds and encouraging Partnerships for

Regional Invasive Species Management in their efforts to address

invasive species through coordination, recruitment and training of

volunteers, education, early detection, rapid response, eradication,

research, and planning;

(h) submitting to the legislature and the governor prior to January

first, two thousand ten a report, produced in consultation with the

advisory committee, recommending a four-tier system for nonnative animal

and plant species. The system shall contain: (i) a list of prohibited

species, which should be unlawful to possess, import, purchase,

transport, or introduce except under a permit for disposal, control,

research, or education; (ii) a list of regulated species which should be

legal to possess, sell, buy, and transport but not be introduced into a

free-living state; (iii) a list of unregulated species which are

nonnative species that should not be subject to regulation; and (iv) a

procedure for the review of a nonnative species that is not on the

prohibited, regulated, or unregulated lists before the use, distribution

or release of such nonnative species. Nothing contained in the report

shall have the force of law. The council shall recommend legislation

regarding the four-tier system, including penalties for violations of

the four-tier system; and

(i) developing recommendations on statutory actions to prohibit,

manage and control invasive species.

§ 9-1707 — New York invasive species advisory committee

New York invasive species advisory committee.

1. There shall be established a New York invasive species advisory

committee which shall provide information, advice and guidance to the

council, including but not limited to providing assistance with the

development of the four-tier classification system for nonnative animal

and plant species.

2. The commissioner and the commissioner of agriculture and markets

shall select up to twenty-five at-large members with at least one member

from each of the following: New York biodiversity research institute,

New York state's land grant university, New York sea grant, a statewide

organization formed to address invasive species, a statewide land

conservation organization, a statewide agricultural organization, a

nursery business, a boating organization, the darrin freshwater

institute, the soil and water conservation districts, the natural

heritage program, a New York state forestry school, a lake association,

the New York city department of environmental protection, and a

statewide local government organization.

3. The members of the advisory council shall serve without

compensation, except members shall be allowed their necessary and actual

expenses incurred in the performance of their duties under this section.

§ 9-1709 — General powers and duties of the department

General powers and duties of the department.

1. The department, in cooperation with the department of agriculture

and markets, shall restrict the sale, purchase, possession, propagation,

introduction, importation, transport and disposal of invasive species

pursuant to this section. The department and the department of

agriculture and markets in consultation with the council, shall, after

public hearing, promulgate joint regulations to develop:

(a) a permit for prohibited species disposal, control, research and

education;

(b) a list of prohibited species, which shall be unlawful to knowingly

possess with the intent to sell, import, purchase, transport or

introduce;

(c) a list of prohibited species which shall be unlawful to import,

sell, purchase, propagate, transport, or introduce except under a permit

for disposal, control, research, or education; and

(d) a list of regulated species which shall be legal to possess, sell,

buy, propagate and transport but may not be knowingly introduced into a

free-living state or introduced by a means that one knew or should have

known would lead to the introduction into a free-living state.

As part of the regulatory process, the departments and the council

shall consider establishing grace periods for prohibited and regulated

species so businesses can plan the management of existing stock.

2. For the purpose of carrying out the provisions of this title, the

department in cooperation with the department of agriculture and markets

shall have the authority, within funds available, to:

(a) establish, operate and maintain state-wide databases and

clearinghouses for all taxa of invasive species that incorporate

existing data from agencies and organizations in the state, as well as

from nearby states, provinces, Canada, and the federal government. Such

databases and clearinghouses may provide the aggregate data on-line in a

GIS;

(b) coordinate state agency and public authority actions to do the

following:

(i) phasing out uses of invasive species;

(ii) expanding use of native species;

(iii) promoting private and local government use of native species as

alternatives to invasive species; and

(iv) wherever practical and where consistent with watershed and/or

regional invasive species management plans, prohibiting and actively

eliminating invasive species at project sites funded or regulated by the

state; and

(c) in collaboration with the council, aid in the review and reform of

relevant regulatory processes to remove unnecessary impediments to the

restoration of invaded ecosystems.

§ 9-1710 — Aquatic invasive species; spread prevention

Aquatic invasive species; spread prevention.

1. For purposes of this section:

(a) "Watercraft" shall mean every motorized or non-motorized boat or

vehicle capable of being used or operated as a means of transportation

or recreation in or on water.

(b) "Launch" shall mean to place a watercraft or floating dock into a

public waterbody or any inlet or outlet to such waterbody for any

purpose, including by trailer or other device or carrying by hand a

watercraft into the waterbody.

2. No person shall launch a watercraft or floating dock unless it can

be demonstrated that reasonable precautions such as removal of any

visible plant or animal matter, washing, draining or drying as defined

by the department pursuant to rules and regulations, have been taken.

3. The department may create and maintain a self-issuing certification

designed for a person to demonstrate that reasonable precautions have

been taken prior to launching a watercraft.

4. The department shall conduct education and outreach efforts

including, but not limited to the following:

(a) establish and maintain a public website for the dissemination of

educational materials to promote cleaning, draining and drying of

watercrafts;

(b) develop and distribute educational materials including, but not

limited to, the most effective methods to prevent the spread of aquatic

invasive species, and the potential for live wells and other interior

water compartments to carry all stages of aquatic invasive species

including those that are small-bodied and microscopic; and

(c) include boat washing education in approved boating safety courses.

§ 9-1711 — Aquatic invasive species inspection stations in the Adirondack park

Aquatic invasive species inspection stations in the Adirondack

park.

1. The department may establish aquatic invasive species inspection

stations at any location in the Adirondack park and within a ten-mile

radius of the Adirondack park boundary, including, but not limited to

locations adjacent to or near waters; and at state-owned facilities to

provide compliance with the requirements of section 9-1710 of this

title.

2. When an aquatic invasive species inspection station adjacent to a

public waterbody is open for operation, owners or operators of motorized

watercraft who are not in possession of either a self-issuing

certification or an inspection or decontamination certificate from an

aquatic invasive species inspection station, issued since the last

operation of such watercraft in a waterbody, shall obtain such

certification or certificate before entering the public waterbody to

ensure compliance with section 9-1710 of this title. The department

shall maintain on their website a list of such stations and their

operating hours in order to assist motorized watercraft owners and

operators in locating stations where they can inspect and clean their

watercraft.

3. The department or other entity designated by the department may

issue an inspection or decontamination certificate to the owner or

person in possession of a motorized watercraft that has been inspected.

Such certificate shall include the following details: (a) the name of

the department or program that conducted the inspection; (b) the date,

place, and time of inspection; and (c) any preventative measures

performed.

4. If the department or designated entity issues an inspection or

decontamination certificate to the owner or person in possession of the

motorized watercraft, the department or designated entity may attach a

tamperproof tag to the motorized watercraft to certify such motorized

watercraft arriving at a boat launch with unbroken tags could launch

without an additional inspection. Such tag may only be removed prior to

a launch.

5. The department may recognize an inspection or decontamination

certificate issued by another governmental entity, if the other

governmental entity adheres to the minimum standards for inspection and

decontamination as determined by the department, including but not

limited to recognized uniform standards.

6. Annually the department will review all data collected at aquatic

invasive species inspection stations, including any data from designated

entities, to identify practical improvements to reduce the potential

spread of aquatic invasive species.

TITLE 19 Township Forty Settlement Act

§ 9-1901 — Legislative purpose and intent

Legislative purpose and intent.

1. During the last one hundred years, both the state and private

parties have claimed title to identical portions of township forty,

Totten and Crossfield Purchase, in the town of Long Lake, county of

Hamilton. Indeed, some private parties have occupied and improved a

number of such parcels to which the state claims title and, in many

cases, both the state and private parties have paid taxes on such

parcels. In the last several decades, the state and some private parties

have commenced litigation, at significant expense and with limited

success, to establish their respective claims over disputed parcels. As

a result of longstanding claims to disputed parcels, the free transfer

of the parcels has been inhibited, thereby creating economic and social

hardship in township forty which, in turn, has prevented both state and

private parties from the full use and enjoyment of the parcels. The

legislature has determined that the judicial system is not an

appropriate forum to resolve these longstanding title disputes and that

a statutory solution is required.

2. For these reasons and as authorized by the provisions of section

one of article fourteen of the state constitution, the legislature finds

that it is in the public interest to comprehensively and expeditiously

resolve these longstanding title disputes in a manner which is fair and

equitable. The legislature finds that it is in the best interests of the

state, the county of Hamilton, the town of Long Lake, and the private

parties who claim title to portions of township forty to resolve these

title disputes in a structured and efficient manner that results in

clarification of ownership interests, enhancement of public access to

forest preserve lands, and the quiet enjoyment of private property.

3. The legislature further finds that resolution of these title

disputes shall be accomplished in a manner that ensures the integrity of

the forest preserve in the Adirondack park and that results in a net

benefit to the forest preserve when compared to the contested parcels.

4. The legislature further finds that the title disputes associated

with township forty constitute a unique situation, found nowhere else in

the state, and that consequently it is equitable and appropriate for the

state to relinquish its claim of title to disputed parcels within the

township. This relinquishment of claims to title shall not be deemed to

set precedent for the relinquishment of claims to title with respect to

other lands owned by the state.

§ 9-1903 — Definitions

Definitions.

For purposes of this title, the following terms shall have the

following meanings:

1. "County" means the county of Hamilton.

2. "Disputed parcel" means a parcel of land located in township forty

to which both the state and a person claim title.

3. "Person" means any individual, firm, partnership, association,

trust, limited liability company or corporation that claims title to a

disputed parcel.

4. "Town" means the town of Long Lake, in the county of Hamilton.

5. "Township forty" means township forty, Totten and Crossfield

Purchase.

§ 9-1905 — List of disputed parcels

List of disputed parcels.

The following parcels of land, identified by the county's two thousand

twelve assessment rolls and the county's online mapping system as of

October, two thousand twelve, and any subsequent conveyances therefrom,

are the disputed parcels that are the subject of the provisions of this

title:

37.016-1-1.100

37.016-1-1.210

37.016-1-1.220

37.016-1-2

37.016-1-3

37.016-1-4.110

37.016-1-4.120

37.016-1-4.131

37.016-1-4.132

37.016-1-4.140

37.016-1-4.150

37.016-1-4.160

37.016-1-4.200

37.016-1-4.300

37.016-1-5

37.016-1-6

37.016-1-8.100

37.016-1-10

37.018-1-1

44.000-1-18

44.000-1-19

44.000-1-20

44.000-1-22

44.000-1-26.100

44.000-1-26.111

44.000-1-26.112

44.000-1-26.121

44.000-1-27.112

44.000-1-27.113

44.000-1-27.120

44.000-1-27.211

44.000-1-27.212

44.000-1-27.220

44.000-1-28

44.000-1-3

44.000-1-4.111

44.000-1-4.121

44.000-1-4.200

44.000-1-8

44.000-1-9

44.000-1-10

44.000-1-11

44.000-2-32.100

44.000-2-33.100

44.000-3-1

44.000-3-10

44.000-3-11

44.000-3-12

44.000-3-13

44.000-3-14

44.000-3-15

44.000-3-16

44.000-3-17

44.000-3-2.100

44.000-3-2.200

44.000-3-3

44.000-3-4

44.000-3-5

44.000-3-6

44.000-3-7

44.000-3-8

44.000-3-9.100

44.000-4-1.100

44.000-4-1.200

44.000-4-1.300

44.014-1-10

44.014-1-11.100

44.014-1-12

44.014-1-13

44.014-1-2

44.014-1-3.100

44.014-1-3.200

44.014-1-4.200

44.014-1-5

44.014-1-6

44.014-1-7

44.014-1-8

44.014-1-9

44.014-2-1

44.015-1-1

44.015-1-2

44.015-1-3

44.015-1-4

44.015-1-5

44.015-1-6

44.015-1-7

44.015-1-8

44.015-1-9

44.018-1-1.110

44.018-1-10

44.018-1-11

44.018-1-12

44.018-1-13

44.018-1-14

44.018-1-15

44.018-1-17

44.018-1-18

44.018-1-19

44.018-1-2

44.018-1-20

44.018-1-21

44.018-1-22.111

44.018-1-22.112

44.018-1-22.114

44.018-1-22.115

44.018-1-22.116

44.018-1-22.120

44.018-1-22.200

44.018-1-23.111

44.018-1-23.112

44.018-1-23.120

44.018-1-23.130

44.018-1-23.200

44.018-1-23.311

44.018-1-23.312

44.018-1-23.320

44.018-1-27.110

44.018-1-27.200

44.018-1-28.100

44.018-1-3

44.018-1-4

44.018-1-5

44.018-1-6.100

44.018-1-8.100

44.018-1-8.200

44.018-1-8.300

44.018-1-9

44.018-3-1

44.018-3-2

44.018-3-2.100

52.006-1-13

52.006-1-18

52.006-1-19.100

52.006-1-19.200

52.006-1-19.300

52.006-1-20

52.006-1-22

52.006-1-23

52.006-1-24

52.006-1-25

52.006-1-26

52.006-1-27

52.006-2-1

52.006-2-10

52.006-2-11

52.006-2-12

52.006-2-13

52.006-2-14

52.006-2-15

52.006-2-16

52.006-2-17

52.006-2-18

52.006-2-19.100

52.006-2-19.200

52.006-2-2.121

52.006-2-2.122

52.006-2-2.123

52.006-2-2.124

52.006-2-2.200

52.006-2-20

52.006-2-21.111

52.006-2-21.112

52.006-2-22.110

52.006-2-22.120

52.006-2-23.111

52.006-2-23.112

52.006-2-23.113

52.006-2-23.114

52.006-2-23.115

52.006-2-23.116

52.006-2-23.117

52.006-2-23.118

52.006-2-23.119

52.006-2-23.120

52.006-2-24./1

52.006-2-24.100

52.006-2-25.100

52.006-2-26.100

52.006-2-26.200

52.006-2-27

52.006-2-28.111

52.006-2-28.112

52.006-2-28.113

52.006-2-28.114

52.006-2-28.120

52.006-2-28.200

52.006-2-29

52.006-2-3

52.006-2-4

52.006-2-5

52.006-2-6

52.006-2-7

52.006-2-8.100

52.006-2.8.200

52.006-2-9

52.011-1-1

52.011-1-10.100

52.011-1-10.200

52.011-1-11

52.011-1-2.111

52.011-1-2.112

52.011-1-2.114

52.011-1-2.120

52.011-1-2.200

52.011-1-4.200

52.011-1-5

52.011-1-6

52.011-1-7.100

52.011-1-8

52.011-1-9.110

52.011-1-9.120

52.011-1-9.211

52.011-1-9.212

52.011-1-9.220

52.011-1-9.230

52.011-1-9.300

The disputed parcels identified in this section are not intended to be

legal descriptions, but are intended to identify disputed parcels by tax

lot number only.

§ 9-1907 — Process for clearing title

Process for clearing title.

1. Within thirty days of the effective date of this section, the

department shall submit a written request to the county tax assessor for

a certified list, to be prepared from the most current tax roll, of the

names and addresses of all persons who claim title to the disputed

parcels listed in section 9-1905 of this title. The assessor shall

prepare such a list within seven days after receiving the department's

request, and include on the list the names and addresses of all persons

on the most current tax roll and the names and addresses of all persons

who, not less than seven days prior to the date on which the assessor

received the department's request, notified the assessor that they claim

title to a disputed parcel. The department shall be entitled to rely

upon the information contained in the certified list, and failure by the

department to give notice to any person claiming title who is not

included on the list or is not at the address included on the list shall

not invalidate any proceeding or actions authorized by this title.

Within thirty days after receipt of the certified list from the

assessor, the department shall send, by first class mail, a letter to

each person included on the list, informing the person that a

constitutional amendment has been adopted and legislation enacted that

authorizes a resolution of title issues on disputed parcels in township

forty, including the disputed parcel to which the person claims

ownership rights. The department shall send a separate letter to each

person claiming title to each disputed parcel. Such letter shall

describe the process for resolving title set forth in this title and

state that, until such time as the state is estopped from asserting its

claim of title to the disputed parcel pursuant to subdivision seven of

this section, any person claiming title to the disputed parcel shall

assume all the risk with respect to subdividing or adding new structures

or improvements to the disputed parcel. The department shall provide a

copy of each such letter to the attorney general. The department shall

also, within thirty days after receipt of the list from the assessor,

publish written notice of the process to clear title, including a list

by tax lot number of the parcels listed in section 9-1905 of this title,

in the state register, the environmental notice bulletin and a newspaper

of general circulation in township forty.

2. Within ninety days of the receipt of the department's letter,

pursuant to subdivision one of this section, for each disputed parcel, a

person shall provide to the department, with copies to the office of the

attorney general and the town, a separate notarized statement as set

forth in section 9-1915 of this title, notifying the department either:

a. that he or she will participate in the process set forth in this

title to resolve title to the disputed parcel or parcels, and, if so,

whether he or she intends to provide as a gift to the state a specified

portion of a disputed parcel in fee simple without reservations for

inclusion in the forest preserve or a conservation easement to the town

restricting development over all or a specified portion of a disputed

parcel, with a secondary right of enforcement in the state; or

b. that he or she declines to participate in the process established

by this title to resolve title to disputed parcels.

3. With respect to a parcel or conservation easement which the person

intends to provide as a gift to the state or the town, respectively, as

specified in paragraph a of subdivision two of this section, the town

shall provide the person with an assessed value of the proposed

conveyance, with a copy to the department, within one hundred twenty

days of the town's receipt of a copy of the notification concerning such

gift.

4. Within twelve months of the date of the letters sent by the

department pursuant to subdivision one of this section, all persons who

are participating in the process set forth in this title to resolve

title to disputed parcels shall convey to the state any land which such

persons expressed an intent to so convey pursuant to paragraph a of

subdivision two of this section, convey to the town any conservation

easements which such persons expressed an intent to so convey pursuant

to paragraph a of subdivision two of this section, and make payment to

the town in the amount due pursuant to subdivision five of this section.

5. Within twelve months of the date of the letters sent by the

department pursuant to subdivision one of this section, persons

participating in the process set forth in this title to resolve title to

disputed parcels shall pay the town an amount that approximates the

state's administrative costs in resolving the disputed parcels situated

within township forty. The payment amount for each individual disputed

parcel shall be the sum of: (a) a flat rate of two thousand dollars per

parcel; and (b) an amount equal to the total assessed value of the

parcel, including structures and improvements situated thereon, as

determined by the two thousand twelve town assessment, less the assessed

value of any portion of such parcel conveyed to the state in fee or any

conservation easement conveyed to the town, pursuant to paragraph a of

subdivision two of this section, divided by the total assessed value of

all disputed parcels, including structures and improvements situated

thereon as determined by the two thousand twelve town assessment,

multiplied by two hundred thousand dollars. The town shall use all such

payments to acquire land for inclusion in the forest preserve pursuant

to subdivision six of this section.

6. Within eighteen months of the date of the letters sent by the

department pursuant to subdivision one of this section, the department

shall identify lands for the town to acquire for inclusion in the forest

preserve. Subject to legislative approval, such lands shall provide a

net benefit to the forest preserve as compared to the disputed parcels

to which the state is estopped from asserting a claim pursuant to

subdivision seven of this section. The town shall use all payments

acquired pursuant to subdivision five of this section for the

acquisition of such lands. Such lands shall be conveyed from the owner

directly to the state. Title to land to be conveyed to the state

pursuant to this title and the deed to the state shall be approved by

the attorney general, as to form and manner of execution and

recordability, before the deed shall be accepted on behalf of the state.

7. The commissioner shall cause to be prepared an accurate survey map

showing the boundaries of all disputed land to which the state will be

releasing and extinguishing its right, title and interest and record the

survey map in the Hamilton county clerk's office. The commissioner shall

also cause legal descriptions of such boundaries to be prepared from the

map. Except for those parcels the title to which will be litigated

pursuant to section 9-1909 of this title, upon legislative approval of

the lands to be provided to the state pursuant to subdivision six of

this section, the completion of the conveyances to the state, and

certification by the commissioner that each respective person has

complied with all applicable terms and conditions of this title, and

notwithstanding the provisions of the public lands law, the commissioner

shall be authorized to release and extinguish all right, title and

interest of the state in the disputed parcels that are located within

these surveyed boundaries, without reservation and exception. The legal

descriptions shall be approved by the commissioner and incorporated into

the release and extinguishment document. The commissioner shall send

notice of the state's release and extinguishment of rights to a disputed

parcel by separate letter to each person for each parcel of land the

title to which has been settled pursuant to this title, and upon release

and extinguishment of rights, the state shall be estopped from asserting

any claim of title to disputed parcels based upon (a) facts or actions

that occurred prior to the effective date of this title, and (b) deeds,

tax sales or other documents that predate the effective date of this

title. The commissioner shall also cause to be prepared an accurate

survey map, to be recorded in the county clerk's office, and a legal

description from the survey map, for each individual parcel of land the

claimant of which has filed a notice pursuant to paragraph b of

subdivision two of this section or has not complied in a timely fashion

with the requirements of subdivisions two, four or five of this section.

The department shall provide a copy of such survey and legal description

to the office of the attorney general to assist in the litigation

required by section 9-1909 of this title.

§ 9-1909 — Attorney general to file suit

Attorney general to file suit.

The attorney general, within twenty-four months of either a person's

failure to comply with the requirements of subdivision two of section

9-1907 of this title with respect to a particular disputed parcel, a

person's filing of a notice of nonparticipation pursuant to paragraph b

of subdivision two of section 9-1907 of this title with respect to a

particular disputed parcel, a person's failure to make the required

conveyance required by subdivision four of section 9-1907 of this title

with respect to a particular disputed parcel, or a person's failure to

make the required payment required by subdivisions four and five of

section 9-1907 of this title with respect to a particular disputed

parcel, shall commence an action in a court of competent jurisdiction

pursuant to the real property actions and proceedings law to determine

title to such parcel. Nothing contained in this title shall be

applicable to such action. Failure by the attorney general to commence

such action within such time frame shall not subsequently prevent the

attorney general from commencing such an action or create a presumption

against the state's claim of title.

§ 9-1911 — Conveyances to the state

Conveyances to the state.

Nothing in this title shall be interpreted as at any time preventing

any person claiming a disputed parcel from offering to convey any such

parcel, any portion of such parcel, or any interest in such parcel to

the state on such terms and conditions as the owner finds acceptable,

provided the state may, solely in its discretion, decide whether to

accept any such offer.

§ 9-1913 — Adirondack park agency jurisdiction

Adirondack park agency jurisdiction.

Nothing in this title shall be interpreted as altering or affecting

the regulatory jurisdiction of the Adirondack park agency over any land

located within township forty.

§ 9-1915 — Notarized statement

Notarized statement.

The format for the notarized statement described in subdivision two of

section 9-1907 of this title shall be as follows:

NOTARIZED STATEMENT RELATING TO THE SETTLEMENT OF COMPETING CLAIMS OF

TITLE

TOWNSHIP FORTY, TOTTEN AND CROSSFIELD PURCHASE

TOWN OF LONG LAKE, COUNTY OF HAMILTON

Name(s):

Mailing address(es):

Telephone number(s):

Tax parcel number:

Circle either 1 or 2; if you circle 1, you must also circle a or b:

1. I (we) elect to participate in the process to resolve title issues

regarding the above-referenced parcel as authorized by title nineteen of

article nine of the environmental conservation law.

a. I (we) intend to reduce my (our) payment by gifting to the state a

specified portion of a disputed parcel in fee simple without reservation

for inclusion in the forest preserve or a conservation easement to the

town restricting development over all or a specified portion of a

disputed parcel, with a secondary right of enforcement in the state. The

intended gift is described in the attached document.

b. I (we) do not intend to reduce my (our) payment to the state by

gifting any portion of the parcel to the state or by gifting a

conservation easement over any portion of the parcel to the town; or

2. I (we) elect to not participate in the special process to resolve

title issues regarding the above-referenced parcel as authorized by

title nineteen of article nine of the environmental conservation law. I

(we) understand that: within twenty-four months of my (our) filing of

this notice, the attorney general shall commence an action in a court of

competent jurisdiction to determine title to such parcel; nothing in

title nineteen of article nine of the environmental conservation law

shall be applicable to such litigation; and failure by the attorney

general to commence such action within such twenty-four month time frame

shall not subsequently prevent the attorney general from commencing such

an action or create a presumption against the state's claim of title.

Signature

(Notarization)

TITLE 21 Forest Preserve Health and Safety Land Account and Public Utility Improvements

§ 9-2101 — Health and safety land account creation and use

Health and safety land account creation and use.

1. Definitions. For purposes of this section:

a. "eligible project" means a public health or safety-related project

necessary where no viable alternative exists, limited to the following:

(i) address bridge hazards to improve public safety on county highways

and town highways;

(ii) elimination of the hazards of dangerous curves and grades on

county and town highways to improve public safety;

(iii) relocation, maintenance, and reconstruction of county highways

and town highways, including associated culverts, for the purpose of

addressing public safety provided that no relocation of any single

relocated portion shall exceed one mile in length;

(iv) water wells and necessary appurtenances when such wells are

necessary to meet drinking water quality standards and are located

within five hundred thirty feet of state highways, county highways and

town highways; and

(v) stabilization devices for an existing utility pole adjacent to, or

no more than the minimum distance from the width of highway necessary to

comply with standard safety practices.

Eligible projects shall not include the use of chemicals/herbicides

for clearing state land; the removal of trees and vegetation shall be

minimized and the area shall promptly be restored to pre-project

conditions to the maximum extent practicable.

b. "county highway" shall have the same meaning as defined in

subdivision four of section three of the highway law.

c. "forest preserve expansion fund" shall mean the fund established

pursuant to section ninety-seven-e of the state finance law.

d. "project sponsor" means a town, village, or county located in the

counties of Clinton, Delaware, Essex, Franklin, Fulton, Greene,

Hamilton, Herkimer, Lewis, Oneida, Saratoga, Saint Lawrence, Sullivan,

Ulster, Warren and Washington.

e. "no viable alternative" means that no other option exists for the

eligible project to address ongoing public health or safety concerns

other than through the use of state lands.

f. "state highway" means a state highway as defined in subdivisions

one, two and three of section three of the highway law.

g. "state lands" means lands owned by the state in forest preserve

counties that are under the jurisdiction of the department.

h. "town highway" means a town highway, as defined in subdivision five

of section three of the highway law, in existence as of January first,

two thousand fifteen, listed on the local highway inventory maintained

by the department of transportation, and annually plowed and regularly

maintained.

i. "width of the highway" shall have the same meaning as paragraph k

of subdivision one of section 9-2103 of this title.

2. Following approval by the legislature of two hundred fifty acres of

land to be added to the forest preserve, a health and safety land

account of not more than two hundred fifty acres is created for use by

project sponsors for eligible projects necessary to protect health and

safety where no viable alternative is available. The account will be

administered by the department.

3. A project sponsor with an eligible project may apply to the health

and safety land account to receive fractional or whole acreage for an

eligible project. Such application shall include:

a. a resolution from the governing body of the project sponsor that

includes:

(i) attestation that the project is necessary to address public health

or safety and no viable alternatives exist;

(ii) attestation that such lands will only be used for eligible

purposes and that any real property acquired shall not be sold, leased,

exchanged, donated or otherwise disposed of or used for other than the

eligible purposes for which it was approved without the express

authority of an act of the legislature.

b. a detailed summary of the proposed eligible project, including the

whole action and all related activities, a detailed summary of the

alternatives the project sponsor explored prior to arriving at the

conclusion there were no viable alternatives;

c. specific metes and bounds, including total proposed acreage;

d. a narrative about the project, including a justification that the

size of the fractional or whole acreage sought for such eligible project

from the health and safety land account is the minimum amount required;

e. monies at least equivalent to the fair market value of the state

land proposed to be conveyed;

f. any necessary permits and authorizations; and,

g. an accurate survey.

4. Immediately upon determining that an application is complete, the

department shall cause a notice of application, which shall also include

the time period for public comments, to be published in the next

available state register and environmental notice bulletin as well as in

a newspaper having general circulation in the area in which the eligible

project is proposed to be located. Newspaper publications shall be

provided by the project sponsor.

5. The department shall hold a public hearing on each eligible project

at which the public shall be given an opportunity to be heard.

6. The department, following consultation with the department of

transportation to determine that any required authorization has been

provided, shall only deem a project sponsor eligible to receive

fractional or whole acreage from the health and safety land account

following a determination that:

a. the project meets the eligible project criteria, is necessary to

protect public health or safety and the eligible project has no viable

alternative on land not owned by the state;

b. the project minimizes adverse environmental impact to the maximum

extent practicable;

c. the project will not adversely impact viewsheds or lands with

historical, ecological, environmental or recreational value, as

determined by the department based on a resource inventory and

assessment;

d. the monies to be paid by the project sponsor into the forest

preserve expansion fund, are at least equivalent to the fair market

value of the state land proposed to be conveyed; and

e. the project minimizes the fractional or whole acreage from the

health and safety land account to the maximum extent practicable.

7. Once an application has been approved the commissioner shall cause

to be prepared an accurate survey map showing the boundaries of all

state land proposed to be conveyed and shall notify the legislature.

8. a. Prior to the actual transfer of title or issuance of letters

patent for an eligible project that is longer than one quarter mile that

has been approved by the department, the legislature shall approve each

eligible project and the monies to be paid into the forest preserve

expansion fund equal to or greater than the fair market value of the

acreage to be conveyed from the health and safety land account. Once

approved by the legislature, title to the land shall be approved and the

deed to the people of the state of New York of any lands dedicated shall

be approved by the attorney general as to form and manner of execution

and recordability prior to its delivery.

b. Prior to the actual transfer of title or issuance of letters patent

for an eligible project that is less than one quarter linear mile total,

which shall run and be measured parallel to the county highway or town

highway, and which runs no more than ten feet perpendicular beyond the

width of the highway which shall mean three rods or the deeded, recorded

municipal or state right of way or municipal or state easement in the

existence as of January first, two thousand fifteen and, which has been

approved by the department, title to land shall be approved and the deed

to the people of the state of New York of any lands dedicated shall be

approved by the attorney general as to form and manner of execution and

recordability prior to its delivery.

9. Real property acquired, developed, improved, restored or

rehabilitated by or through a project sponsor pursuant to this section

shall not be leased, exchanged, donated or otherwise disposed of or used

for other than the eligible project for which it was approved without

the express authority of an act of the legislature. When the project

sponsor determines such eligible project is no longer needed, the lands

shall revert to the state for inclusion in the forest preserve. The

department shall prescribe the terms and conditions for the removal of

any improvements to the land and restoration of the land to a natural,

vegetative state.

§ 9-2103 — Highway right of way public utility improvements

Highway right of way public utility improvements.

1. Definitions. For purposes of this section:

a."county highway" shall have the same meaning as defined in

subdivision four of section three of the highway law.

b. "eligible project" shall mean burial or co-location of a public

utility line or construction and maintenance of bicycle paths by a

project sponsor within the width of a highway of a town highway, county

highway or state highway that traverses state forest preserve land.

c. "project sponsor" shall mean a village, town, a county, located in

the counties of Clinton, Delaware, Essex, Franklin, Fulton, Greene,

Hamilton, Herkimer, Lewis, Oneida, Saratoga, Saint Lawrence, Sullivan,

Ulster, Warren and Washington or, for:

(i) bicycle paths, the department of transportation,

(ii) for water lines, a public water supplier; or

(iii) for electric, telephone or broadband lines, a public utility

company.

d. "public utility company" shall have the same meaning as such term

is defined in section two of the public service law; provided, however,

that for broadband projects a person subject to article eleven of the

public service law shall be included.

e. "public utility line" shall mean only electric, telephone,

broadband, water or sewer lines, including any necessary conduit used to

protect such lines. Public utility line shall not include the

construction of any new intrastate natural gas or oil pipelines that

have not received all necessary state and local permits and

authorizations as of June first, two thousand sixteen.

f. "public water supplier" shall mean a county or town water

improvement district, village, New York city, public benefit corporation

or public authority established pursuant to state law and empowered to

construct and operate a municipal water management facility, as defined

in section twelve hundred eighty-one of the public authorities law.

g. "state highway" shall mean a state highway as defined in

subdivisions one, two and three of section three of the highway law.

h. "state lands" shall mean lands owned by the state in forest

preserve counties that are under the jurisdiction of the department.

i. "town highway" shall mean a town highway, as defined in subdivision

five of section three of the highway law, in existence as of January

first, two thousand fifteen, listed on the local highway inventory

maintained by the department of transportation, and annually plowed and

regularly maintained.

j. "water supply projects" shall mean drinking water wells.

k. "width of the highway" shall mean three rods or the deeded,

recorded municipal or state right of way or easement in existence as of

January first, two thousand fifteen.

2. Pursuant to approval by the department and the department of

transportation and following a public hearing on each eligible project

at which the public shall be given an opportunity to be heard, a public

utility line may be co-located within or buried beneath the width of the

highway of any state highway, county highway, or town highway.

3. A project sponsor for an eligible project within the width of the

highway shall submit an application for a permit to the department that

at minimum shall include:

a. a resolution from the governing body of the project sponsor, or in

the case of a public utility seeking to utilize the width of highway of

a town highway, the governing body of the town, or the width of highway

of a county, the county governing board, that includes:

(i) approval of the project;

(ii) attestation that such width of highway lands will only be used

for eligible purposes;

(iii) attestation that the project will minimize the removal of trees

and vegetation and restore the area to pre-project condition to the

maximum extent practicable.

b. specific metes and bounds, including total proposed acreage of the

width of highway land sought;

c. a narrative about the project, including a justification;

d. any necessary permits and authorizations; and,

e. an accurate survey.

4. Immediately upon determining that an application is complete, the

department shall cause a notice of application, which shall also include

the time period for public comments, to be published in the next

available state register and environmental notice bulletin as well as in

a newspaper having general circulation in the area in which the eligible

project is proposed to be located. Newspaper publications shall be

provided by the project sponsor.

5. The department shall hold a public hearing on each eligible project

at which the public shall be given an opportunity to be heard.

6. The department, following consultation with the department of

transportation to determine that any required authorization has been

provided, shall only approve an application for an eligible project

permit following a determination that:

a. the eligible project meets the eligible project criteria;

b. the eligible project minimizes adverse environmental impact to the

maximum extent practicable; and

c. the eligible project will not adversely impact lands with

environmental, ecological or recreational value, as determined by the

department based on a resource inventory and assessment.

7. After a hearing and opportunity to be heard, if the commissioner

determines that a project sponsor is utilizing land for a purpose other

than as authorized by the department, the commissioner may require

removal of any improvements to the land and restoration of the land to a

natural, vegetative state.

8. The department is authorized to promulgate such rules and

regulations as may be necessary to implement and administer the

provisions of this article.

§ 9-2105 — Department reporting

Department reporting.

1. The department shall issue an annual report to the legislature

detailing the use of the health and safety land account and the highway

right of way public utility improvement permits including: the number of

applications received; the number of eligible projects applications

approved and denied; the project description, narrative and acreage of

eligible projects; the cumulative total of eligible projects listed by

project sponsor; total deposits by each project sponsor into the forest

preserve fund; annual disbursements from the forest preserve fund and

the amount of land acquired with such disbursements; total number of

public utility improvement permits issued; and the cumulative total and

project type of permits issued listed by project sponsor.

2. The information contained in such report shall also be made

available on the department's website and updated no less than annually.

TITLE 23 The Mount Van Hoevenberg Olympic Sports Complex

§ 9-2301 — Legislative purpose and intent

* § 9-2301. Legislative purpose and intent.

1. It is the intent of the legislature to hereby implement the

amendment to section one of article fourteen, of the New York state

constitution pertaining to the Mount Van Hoevenberg Olympic Sports

Complex located on forest preserve lands in the town of North Elba in

Essex County.

2. The legislature further intends that implementation of the

constitutional amendment should be accomplished in a manner that ensures

the integrity of the forest preserve land on which the sports complex is

situated and results in a significant increase of forest preserve

acreage in the Adirondack park.

3. The legislature intends that, as offset for the use of forest

preserve lands for the sports complex, the state shall acquire as an

addition to the forest preserve at least two thousand five hundred acres

of true forest land located in the Adirondack park. To ensure that such

lands will be acquired and have characteristics suitable for inclusion

in to the forest preserve, the legislature intends to review and approve

the acquisition of such lands.

4. For these reasons and as authorized by the provisions of section

one of article fourteen of the state constitution, the legislature finds

that it is in the public interest to hereby implement the constitutional

amendment pertaining to the Mount Van Hoevenberg Olympic Sports Complex.

* NB Effective on the same date as a certain CONCURRENT RESOLUTION OF

THE SENATE AND ASSEMBLY (see chapter 488 of 2025 § 2)

§ 9-2302 — Definitions

* § 9-2302. Definitions.

For purposes of this title, the following terms shall have the

following meanings:

1. "Appurtenances" shall mean those facilities that are directly

related to and necessary for the construction, operation, maintenance,

and public use of modern Nordic skiing and biathlon trails, such as

access roads, parking lots, sanitary facilities, offices, day lodges and

amenities, snowmaking, five kilometer of paved training trails, and an

open-air Nordic skiing and biathlon stadium. This term shall not

include:

(a) facilities such as zip lines, hotels, condominiums, swimming

pools, all-terrain vehicles or off-road vehicles for public use, tennis

courts and other structures and improvements which are not directly

related to and necessary for operation, maintenance, and public use of

the sports complex; or

(b) any structure located at or above an elevation of two thousand two

hundred feet above sea level used for the sale of any goods, services,

merchandise, food, or beverage.

2. "Mount Van Hoevenberg Olympic Sports Complex" means a one thousand

thirty-nine and two-tenths acre parcel of forest preserve land located

in the town of North Elba in Essex County on which the Mount Van

Hoevenberg Olympic Sports Complex is currently located. For purposes of

this title, land owned by the town of North Elba which is located

adjacent to forest preserve land and over which the state has an

easement, including land on which the Olympic bobsled run is located,

shall not be considered part of such sports complex.

* NB Effective on the same date as a certain CONCURRENT RESOLUTION OF

THE SENATE AND ASSEMBLY (see chapter 488 of 2025 § 2)

§ 9-2303 — Construction, operation, and maintenance of the Mount Van Hoevenberg Olympic Sports Complex

* § 9-2303. Construction, operation, and maintenance of the Mount Van

Hoevenberg Olympic Sports Complex.

Not more than three hundred twenty-two and twenty-six hundredths acres

of forest preserve land at the Mount Van Hoevenberg Olympic Sports

Complex may be used for the construction, operation, and maintenance of

Nordic skiing and biathlon trails, and appurtenances thereto. Any and

all development at the sports complex shall conform to guidelines set

forth in the Adirondack park state land master plan and shall be

authorized by a unit management plan, as required by section eight

hundred sixteen of the executive law.

* NB Effective on the same date as a certain CONCURRENT RESOLUTION OF

THE SENATE AND ASSEMBLY (see chapter 488 of 2025 § 2)

§ 9-2304 — Land to be acquired for inclusion in the forest preserve in the Adirondack park

* § 9-2304. Land to be acquired for inclusion in the forest preserve in

the Adirondack park.

As an offset for the use of forest preserve lands for the sports

complex, the state shall acquire no less than two thousand five hundred

acres of land for inclusion in the forest preserve in the Adirondack

park, subject to legislative approval. Such approval shall include a

metes and bounds description and an accurate survey of the lands

proposed for inclusion in the forest preserve.

* NB Effective on the same date as a certain CONCURRENT RESOLUTION OF

THE SENATE AND ASSEMBLY (see chapter 488 of 2025 § 2)

ARTICLE 11 Fish and Wildlife

TITLE 1 Short Title; Definitions; General Provisions

§ 11-0101 — Short title

Short title.

Article 11 together with article 13 of the Environmental Conservation

Law shall be known as the Fish and Wildlife Law. Sections of article 11

or of article 13 may be cited either as sections of the Environmental

Conservation Law or as sections of the Fish and Wildlife Law.

§ 11-0103 — Definitions

Definitions.

As used in the Fish and Wildlife Law:

1. a. "Fish" means all varieties of the super-class Pisces.

b. "Food fish" means all species of edible fish and squid

(cephalopoda).

c. "Migratory fish of the sea" means both catadromous and anadromous

species of fish which live a part of their life span in salt water

streams and oceans.

d. "Fish protected by law" means fish protected, by law or by

regulations of the department, by restrictions on open seasons or on

size of fish that may be taken.

e. Unless otherwise indicated, "Trout" includes brook trout, brown

trout, red-throat trout, rainbow trout and splake. "Trout", "landlocked

salmon", "black bass", "pickerel", "pike", and "walleye" mean

respectively, the fish or groups of fish identified by those names, with

or without one or more other common names of fish belonging to the

group. "Pacific salmon" means coho salmon, chinook salmon and pink

salmon.

* f. "Speargun" and "under-water gun" means any speargun that stores

potential energy provided from the spearfisher's muscles only and is

used while submerged under the water. Such gun may only release that

amount of energy that the diver has provided to it from such diver's own

muscles. Common temporary energy storing devices for spearguns shall

include, but not be limited to: rubber bands, springs, and sealed air

chambers.

* NB Repealed June 1, 2029

2. "Game" is classified as (a) game birds; (b) big game; (c) small

game.

a. "Game birds" are classified as (1) migratory game birds and (2)

upland game birds.

(1) "Migratory game birds" means the Anatidae or waterfowl, commonly

known as geese, brant, swans and river and sea ducks; the Rallidae,

commonly known as rails, American coots, mud hens and gallinules; the

Limicolae or shorebirds, commonly known as woodcock, snipe, plover,

surfbirds, sandpipers, tattlers and curlews; the Corvidae, commonly

known as jays, crows and magpies.

(2) "Upland game birds" (Gallinae) means wild turkeys, grouse,

pheasant, Hungarian or European gray-legged partridge and quail. Grouse

means ruffed grouse and every member of the grouse family. Pheasant

means the ring-necked, dark-necked and mutant pheasants and all species

and subspecies of the genus Phasianus representing the true or game

pheasants.

b. "Big game" means deer, bear, moose, elk, except captive bred and

raised North American elk (Cervus elaphus), caribou and antelope.

c. "Small game" means black, gray and fox squirrels, European hares,

varying hares, cottontail rabbits, native frogs, native salamanders,

native turtles, native lizards, native snakes, coyotes, red fox (Vulpes

vulpes) and gray fox (Urocyon cinereoargenteus) except captive bred red

fox or gray fox, raccoon, opossum, or weasel, skunk, bobcat, lynx,

muskrat, mink, except mink born in captivity, fisher, otter, beaver,

sable and marten but does not include coydogs.

3. "Wild game" means all game, except (a) domestic game bird and

domestic game animal as defined in subdivision 4; (b) carcasses of

foreign game as defined in section 11-1717, imported from outside the

United States; (c) game propagated or kept alive in captivity as

provided in section 11-1907 of this article; (d) game imported alive

pursuant to license of the department, or artificially propagated, until

such game is liberated; and (e) game so imported or propagated when

liberated for the purpose of a field trial and taken during the field

trial for which it was liberated.

4. a. "Domestic game bird" means ducks, geese, brant, swans,

pheasants, quail, wild turkey, ruffed grouse, Chukar partridge and

Hungarian or European gray-legged partridge, propagated under a domestic

game bird breeder's license pursuant to section 11-1901 or a shooting

preserve license pursuant to section 11-1903, or propagated on a

preserve or island outside the state under a law similar in principle to

title 19 of this article.

b. "Domestic game animal" means white-tailed deer propagated under a

domestic game animal breeder's license pursuant to section 11-1905 or

propagated on a preserve or island outside the state under a law similar

in principle to title 19 of this article.

c. To qualify as such domestic game bird or domestic game animal, (1)

live game must be held in private ownership, on such licensed premises,

and in the case of deer must be held on a preserve which is fenced, or

is an island, as provided in section 11-1905, or must be held in

confinement in course of transportation, and (2) the carcasses or flesh

of such game coming from outside the state must originate on premises

operated by the holder of a domestic game certificate as provided in

section 11-1715.

5. a. "Unprotected wild birds" means the English sparrow and starling,

and also includes pigeons and psittacine birds existing in a wild state,

not domesticated.

b. "Protected birds" means all wild birds except those named in

paragraph a of this subdivision.

6. a. "Wildlife" means wild game and all other animal life existing in

a wild state, except fish, shellfish and crustacea.

b. "Wild bird" means birds which are "wildlife".

c. "Protected wildlife" means wild game, protected wild birds,

protected insects, species of special concern and endangered and

threatened species of wildlife designated by the department pursuant to

section 11-0535 of this article, species listed in section 11-0536 of

this article and species protected pursuant to section 11-0311 of this

article.

d. "Unprotected wildlife" means all wildlife which is not "protected

wildlife".

e. "Wild animal" shall not include "companion animal" as defined in

section three hundred fifty of the agriculture and markets law. Wild

animal includes, and is limited to, any or all of the following orders

and families:

(1) Nonhuman primates and prosimians,

(2) Felidae and all hybrids thereof, with the exception of the species

Felis catus (domesticated and feral cats, which shall mean domesticated

cats that were formerly owned and that have been abandoned and that are

no longer socialized, as well as offspring of such cats) and hybrids of

Felis catus that are registered by the American Cat Fanciers Association

or the International Cat Association provided that such cats be without

any wild felid parentage for a minimum of five generations,

(3) Canidae (with the exception of domesticated dogs and captive bred

fennec foxes (vulpes zerda)),

(4) Ursidae,

(5) All reptiles that are venomous by nature, pursuant to department

regulation, and the following species and orders: Burmese Python (Python

m. bivittatus), Reticulated Python (Python reticulatus), African Rock

Python (Python sabae), Green Anaconda (Eunectes maurinus), Yellow

Anaconda (Eunectes notaeus), Australian Amethystine Python (Morelia

amethistina and Morelia kinghorni), Indian Python (Python molurus),

Asiatic (water) Monitor (Varanus salvator), Nile Monitor (Varanus

nilocitus), White Throat Monitor (Varanus albigularis), Black Throat

Monitor (Varanus albigularis ionides) and Crocodile Monitor (Varanus

salvadori), Komodo Dragon (Varanus komodensis) and any hybrid thereof,

(6) Crocodylia.

7. "Protected insect" means any insect with respect to the taking of

which restrictions are imposed by the Fish and Wildlife Law or

regulations of the department pursuant thereto.

8. "Plumage" is defined in section 11-1729.

9. "Shellfish" means oysters, scallops, and all kinds of clams and

mussels.

10. "Hunting" means pursuing, shooting, killing or capturing (other

than trapping as defined in subdivision 11) wildlife, except wildlife

which has been lawfully trapped or otherwise reduced to possession, and

includes all lesser acts such as disturbing, harrying or worrying,

whether they result in taking or not, and every attempt to take and

every act of assistance to any other person in taking or attempting to

take wildlife.

11. "Trapping" means taking, killing and capturing wildlife with

traps, deadfalls and other devices commonly used to take wildlife, and

the shooting or killing of wildlife lawfully trapped, and includes all

lesser acts such as placing, setting or staking such traps, deadfalls

and other devices whether they result in taking or not, and every

attempt to take and every act of assistance to any other person in

taking or attempting to take wildlife with traps, deadfalls or other

devices.

12. a. "Fishing" means the taking, killing, netting, capturing or

withdrawal of fish from the waters of the state by any means, including

every attempt to take and every act of assistance to any other person in

taking or attempting to take fish.

b. "Angling" means taking fish by hook and line. It includes bait and

fly fishing, casting, trolling and also includes the use of landing nets

in completing the catch of fish taken by hook and line. To constitute

"angling" the taking must be in accordance with the following

requirements: (1) the operator must be present and in immediate

attendance when lines are in the water;

* (2) one person may operate not more than two lines, with or without

rod, except that one person may operate up to three lines in freshwater;

* NB Effective until December 31, 2027

* (2) one person may operate not more than two lines, with or without

rod;

* NB Effective December 31, 2027

(3) each line shall have not more than five lures or baits, or a

combination of both, and in addition each line shall have not exceeding

fifteen single hooks, or seven double hooks, or five triple hooks, or

any combination of such hooks, provided the total number of hook points

thereof does not exceed fifteen. Angling does not include snatching or

hooking or the use of tip-ups.

c. "Hooking", "snatching" or "snagging" means taking fish that have

not taken or attempted to take a bait or artificial lure into their

mouth, by impaling fish with one or more hooks or similar devices,

whether or not baited, into any part of their body.

d. "Net" means a non-metallic fabric wrought or woven into meshes and

includes the types known as seine, gill, pound, trap, scap, fyke, dip,

scoop and stake net.

e. "Spear" means a hand-propelled single or multiple pronged pike,

blade or harpoon, and does not include the mechanically propelled device

commonly called a spear gun or under-water gun.

13. "Taking" and "take" include pursuing, shooting, hunting, killing,

capturing, trapping, snaring and netting fish, wildlife, game,

shellfish, crustacea and protected insects, and all lesser acts such as

disturbing, harrying or worrying, or placing, setting, drawing or using

any net or other device commonly used to take any such animal. Whenever

any provision of the Fish and Wildlife Law permits "taking", the taking

permitted is a taking by lawful means and in a lawful manner.

14. "Baiting" means the placing, exposing, depositing, distributing or

scattering of shelled, shucked, or unshucked corn, wheat or other grain,

salt or other feed in such a manner as to lure, attract, or entice

upland game birds to any area where hunters are attempting to take them;

"baited area" means any area where shelled, shucked, or unshucked corn,

wheat or other grain, salt or other feed whatsoever capable of luring,

attracting, or enticing such birds is placed, exposed, deposited,

distributed or scattered.

15. "Marine district" means the waters described in section 13-0103.

16. a. "Northern Zone" as used in the Fish and Wildlife Law or in any

regulation of the department pursuant thereto means that part of the

state situated northerly of a line commencing at a point at the north

shore of the Salmon river and its junction with Lake Ontario and

extending easterly along the north shore of that river to the village of

Pulaski, thence southerly along Route 11 to its intersection with Route

49 in the village of Central Square, thence easterly along Route 49 to

its junction with Route 365 in the city of Rome, thence easterly along

Route 365 to its junction with Route 28 in the village of Trenton,

thence easterly along Route 28 to its junction with Route 29 in the

village of Middleville, thence easterly along Route 29 to its junction

with Route 4, thence northerly along Route 4 to its junction with Route

22, thence northerly and westerly along Route 22 to the eastern shore of

South Bay on Lake Champlain in the village of Whitehall, thence

northerly along the eastern shore of South Bay to the New York-Vermont

boundary.

b. "Southern Zone" as used in the Fish and Wildlife Law or in any

regulation of the department pursuant thereto means that part of the

state not included in the "Northern Zone".

17. "Wilderness Hunting Areas" means the following areas:

a. South branch of Moose river--West Canada creek area. Commencing at

a point in the village of Indian Lake at the intersection of Route 28

with Route 30, thence southerly along Route 30 to the village of

Speculator and its junction with Route 8, thence westerly along Route 8

to its junction with Route 287, thence westerly along Route 287 to its

intersection with the Herkimer county line, thence northerly along the

Herkimer county line to its intersection with Route 28 near the village

of McKeever, thence northerly and easterly along Route 28 to the point

of beginning.

b. Essex Chain Lakes area. Commencing with the village of Indian Lake

on Route 28, thence northwesterly on Route 28 to its junction with Route

28-N at the village of Blue Mountain Lake, thence northerly along Route

28-N to the village of Long Lake, thence easterly, and southerly along

Route 28-N to its junction with Route 28 in the village of North Creek,

thence northwesterly along Route 28 to the point of beginning.

c. Cold River area. Commencing at the village of Long Lake, thence

northerly along Route 30 to its junction with Route 3 in the village of

Tupper Lake, thence easterly along Route 3 to its intersection with

Route 86 in the village of Saranac Lake, thence easterly along Route 86

to its junction with Route 73 in the village of Lake Placid, thence

easterly and southerly along Route 73 to its junction with Route 9,

thence southerly along Route 9 to the village of Schroon River and the

junction of the Blue Ridge road, thence westerly along the Blue Ridge

road through the village of Blue Ridge to its junction with the Tahawus

road, thence southerly along the Tahawus road to its junction with Route

28-N, thence westerly along Route 28-N to the point of beginning.

d. Oswegatchie-Beaver river flow area and Independence river area.

Commencing in the village of Blue Mountain Lake, thence westerly along

Route 28 through Old Forge to the intersection of Route 28 with the

Adirondack state park boundary at the vicinity of White Lake, thence

westerly and northerly along the Adirondack state park boundary to the

point where said boundary crosses Route 3 between the villages of East

Pitcairn and Fine, thence easterly along Route 3 to its intersection

with Route 30 at the village of Tupper Lake, thence southerly along

Route 30 to the point of beginning.

e. Middle branch of Grass river area. Commencing in the village of

Cranberry Lake on Route 3, thence northeasterly along Route 3 to its

junction with Route 56 near the village of Sevey, thence northerly along

Route 56 to its intersection with the Adirondack state park boundary

southeast of the village of South Colton, thence west and south along

said park boundary to its intersection with the Degrasse-Cranberry Lake

road, thence easterly and southerly along said road to its junction with

Route 3 approximately one mile west of the village of Cranberry Lake

thence easterly along Route 3 to the point of beginning.

f. West branch of St. Regis river area. Commencing at the village of

Tupper Lake, thence northeasterly along Route 30 to the junction of the

Brandon road leading from Paul Smiths to St. Regis Falls, thence

westerly and northerly along said Brandon road to its junction with

Route 72 about three miles west of the village of Santa Clara, thence

northwesterly along Route 72 to its junction with the St. Regis-Lake

Ozonia road, thence southerly and westerly along the St. Regis-Lake

Ozonia road to Lake Ozonia, thence northerly and westerly along the Lake

Ozonia-Hopkinton road to its intersection with the Adirondack state park

boundary, thence westerly, southerly, and westerly along the Adirondack

state park boundary to its intersection with the Parishville-Stark road,

thence southerly along said road to the village of Stark, thence

westerly along the Stark-Hubbards road to its junction with Route 56,

thence southerly along Route 56 to its junction with Route 3 near the

village of Sevey, thence easterly along Route 3 to the point of

beginning.

18. "Inhabited" means a permanent occupancy by a species as contrasted

with a temporary presence of an occasional individual.

19. a. "Person" means an individual, a co-partnership, joint stock

company or corporation.

b. In construing any provision of the Fish and Wildlife Law, gender

and number shall be disregarded whenever necessary to give effect to the

purpose of the provision.

c. A reference to the "immediate family" of a person means all persons

who are related by blood, marriage or adoption to the person whose

immediate family is referred to, and are domiciled in the house of such

person.

20. "Environmental conservation officer" includes sworn officers in

the division of law enforcement in the department.

21. "Carrier" means a person engaged in the business of transporting

goods, and includes a common carrier, contract carrier and private

carrier.

22. "Closed area" means any area of lands, or waters, or lands and

waters of the state, in which the taking of fish, wildlife or protected

insects, or one or more of them, is prohibited, or in which hunting,

fishing or trapping, or one or more of them, is prohibited by the Fish

and Wildlife Law, by proclamation of the Governor pursuant to section

9-1101, or by rule or regulation of the department.

23. a. "Open season" means the time during which fish, game, wildlife,

shellfish, crustacea or protected insects may be legally taken. "Closed

season" means the time during which they may not legally be taken.

b. Whenever an open season or a closed season is provided by the

fixing of dates, such dates shall be deemed part of such open season or

closed season.

24. "Enclosed lands" or "wholly enclosed lands" means lands the

boundaries of which may be indicated by wire, ditch, hedge, fence, road,

highway or water, or in any visible or distinctive manner which

indicates a separation from the surrounding contiguous territory. Except

as otherwise provided, any such indication of boundaries is sufficient

to constitute the lands within the boundaries "enclosed".

25. "Hunting related incident" means the injury to or death of a

person caused by the discharge of a firearm, crossbow or longbow while

the person causing such injury or death, or the person injured or

killed, is taking or attempting to take game, wildlife or fish.

26. "Muzzle loading firearm" means a gun which is loaded through the

muzzle, shooting a single projectile and having a minimum bore of .44

inch.

27. "Leashed tracking dog" means a leashed dog which has been

certified by the department pursuant to section 11-0928 of this chapter

to track and find wounded or injured big game.

28. "Captive bred" means born in captivity.

29. "Non-native big game mammal" means a mammal species presently

found in the wild and hunted as big game that is:

a. Native or an original inhabitant of the continents of Africa, Asia,

South America, Australia, or Europe, whether or not captive bred; or

b. A captive bred North American big game mammal including: cougar,

wolf, bear, bison, big horn sheep, mountain goat, antelope, elk, musk

ox, mule deer, black tailed deer, caribou, and a domestic game animal as

defined in paragraph b of subdivision four of this section, provided,

however, that nothing herein shall be deemed to expand, diminish, or

alter the department's authority under existing statute or regulation to

regulate the taking of big game as defined in paragraph b of subdivision

two of this section or other protected wildlife as defined in paragraph

c of subdivision six of this section.

30. "Facility" means any type of zoo, petting zoo, circus, game farm,

game preserve, or similar entity, or part thereof, where non-native big

game mammals are housed, held, fed or provided for in any manner.

31. "Pet" means an animal kept for the primary purpose of

companionship that is normally maintained in or near the household of

the owner or person who cares for such domesticated animal.

32. "Wildlife sanctuary" means an organization as described in section

170(b)(1)(A)(vi) of the Internal Revenue Code of 1986 and that is in

compliance with all applicable provisions of the Animal Welfare Act, 7

USC Sec. 2131 et seq. and operates a place of refuge where abused,

neglected, unwanted, impounded, abandoned, orphaned, or displaced wild

animals are provided care for their lifetime or rehabilitated and

released back to their natural habitat, and, with respect to any animal

owned by the organization, does not:

a. Use the animal for any type of entertainment, recreational or

commercial purpose except for the purpose of exhibition as defined by

the department;

b. Sell, trade, lend or barter the animal or the animal's body parts;

or

c. Breed the animal.

33. "Long bow" includes longbows, recurve bows, compound bows, and

crossbows.

§ 11-0105 — State ownership and control

State ownership and control.

The State of New York owns all fish, game, wildlife, shellfish,

crustacea and protected insects in the state, except those legally

acquired and held in private ownership. Any person who kills, takes or

possesses such fish, game, wildlife, shellfish, crustacea or protected

insects thereby consents that title thereto shall remain in the state

for the purpose of regulating and controlling their use and disposition.

§ 11-0107 — Application of Fish and Wildlife Law

Application of Fish and Wildlife Law.

1. No person shall, at any time of the year, pursue, take, wound or

kill in any manner, number or quantity, any fish protected by law, game,

protected wildlife, shellfish, harbor seals, crustacea protected by law,

or protected insects, except as permitted by the Fish and Wildlife Law.

2. No person shall, at any time of the year, buy, sell, offer or

expose for sale, transport, or have in his possession any fish protected

by law, game, protected wildlife, shellfish, harbor seals, crustacea

protected by law, or part thereof, or protected insect, whether taken

within the state or coming from without the state, except as permitted

by the Fish and Wildlife Law.

§ 11-0109 — Standard Time of the state

Standard Time of the state.

Provisions of the Fish and Wildlife Law, or regulations of the

department pursuant thereto, stating the periods of the day during which

fish, game or wildlife may be taken shall be construed as referring to

the Standard Time of the state as defined in section 52 of the General

Construction Law, notwithstanding any act of Congress of the United

States or of the legislature of this state or any law or ordinance of a

subdivision of the state declaring another basis of reckoning time.

§ 11-0110 — Interference with lawful taking of wildlife prohibited

Interference with lawful taking of wildlife prohibited.

1. As used in this section "wildlife" means wild game and all other

animal life existing in a wild state, including fish, shellfish and

crustacea, and "process of taking", in addition to any act described in

subdivision thirteen of section 11-0103 of this article, includes

travel, camping, and other acts preparatory to taking, which occur on

lands or waters upon which the affected person has the right or

privilege to take such wildlife.

2. A person is guilty of interfering with the lawful taking of

wildlife when, with intent to prevent the taking of wildlife, in season,

in a place where hunting, fishing or trapping is lawful, and by a person

properly licensed to take such wildlife, he:

(a) strikes, shoves, kicks or otherwise subjects the licensed person

to physical contact, or attempts or threatens to do the same; or

(b) follows the licensed person in or about such place and engages in

a course of conduct or repeatedly commits acts which alarm or seriously

annoy such licensed person and which serve no legitimate purpose.

Notwithstanding any other provision of law to the contrary, no one

shall be arrested for violation of this section by other than a duly

designated peace officer acting pursuant to his special duties, or a

police officer.

§ 11-0111 — Limitation of powers of boards of supervisors and county legislative bodies

Limitation of powers of boards of supervisors and county

legislative bodies.

Boards of supervisors of counties and county legislative bodies shall

not, except as expressly provided in the Fish and Wildlife Law, exercise

powers (other than powers to appropriate money), vested in them by any

other law, to provide for the protection, preservation or propagation of

fish, game, wildlife, or shellfish within the county, or to prescribe or

enforce collection of penalties for the violation thereof.

§ 11-0113 — Manner of reference to and amendment of provisions contained in tables

Manner of reference to and amendment of provisions contained

in tables.

1. Any portion of any table contained in a section of the Fish and

Wildlife Law, which portion is capable of identification by reference as

provided in this section or otherwise may be quoted, cited, amended or

repealed, as if the portion so quoted, cited, amended or repealed,

constituted a complete numbered paragraph.

2. In the tables in sections 11-0905 and 11-0907 each letter of the

alphabet in column one identifies and furnishes the citation for the

matter in column one following such letter and also identifies and

furnishes the citation for the matter appearing in column two and column

three opposite the matter so identified in column one.

3. All matter identified by a letter of the alphabet printed in

lower-case print and enclosed in parentheses may be referred to as an

"item"; all matter identified by a figure printed in arabic numerals and

enclosed in parentheses may be referred to as a "sub-item".

4. The headings appearing at the top of the columns are not part of

the identification and citation of any part of the table, but the

portion of any item or sub-item appearing in a column may be referred to

as the portion of that item appearing in that column and "relating to"

species, open season, bag limit, area, game and open season, manner of

taking, specified waters of the state, or open season, size limits and

limits of catch, as the case may be.

5. This section does not make ineffective or affect the construction

or operation of any other form or manner of reference used in any act

enacted by the legislature.

TITLE 3 General Powers and Duties of the Department

§ 11-0303 — Management of fish and wildlife resources; general purposes and policies governing manner of exercise of powers

Management of fish and wildlife resources; general purposes

and policies governing manner of exercise of powers.

1. The general purpose of powers affecting fish and wildlife, granted

to the department by the Fish and Wildlife Law, is to vest in the

department, to the extent of the powers so granted, the efficient

management of the fish and wildlife resources of the state. Such

resources shall be deemed to include all animal and vegetable life and

the soil, water and atmospheric environment thereof, owned by the state

or of which it may obtain management, to the extent that they constitute

the habitat of fish and wildlife as defined in section 11-0103. Such

management shall be deemed to include both the maintenance and

improvement of such resources as natural resources and the development

and administration of measures for making them accessible to the people

of the state. To obtain these results it shall include, to the extent

authorized by law, the undertaking and execution of reciprocal and

cooperative arrangements with the government of the United States, with

other states, and with other departments and agencies of this state,

political subdivisions and public corporations of this state and owners

and lessees of privately owned lands and waters, and shall also include

continuation of research and educational programs.

2. To such extent as it shall deem feasible without prejudice to other

functions in the management of fish and wildlife resources of the state

and the execution of other duties imposed by law, the department is

directed, in the exercise of the powers conferred upon it, to develop

and carry out programs and procedures which will in its judgment, (a)

promote natural propagation and maintenance of desirable species in

ecological balance, and (b) lead to the observance of sound management

practices for such propagation and maintenance on lands and waters of

the state, whether owned by the state or by a public corporation of the

state or held in private ownership, having regard to (1) ecological

factors, including the need for restoration and improvement of natural

habitat and the importance of ecological balance in maintaining natural

resources; (2) the compatibility of production and harvesting of fish

and wildlife crops with other necessary or desirable land uses; (3) the

importance of fish and wildlife resources for recreational purposes; (4)

requirements for public safety; and (5) the need for adequate protection

of private premises and of the persons and property of occupants thereof

against abuse of privileges of access to such premises for hunting,

fishing or trapping.

3. The department may, until December thirty-first, two thousand

twenty-seven, fix by regulation measures for the management of striped

bass, including size limits, catch and possession limits, open and

closed seasons, closed areas, restrictions on the manner of taking and

landing, requirements for permits and eligibility therefor,

recordkeeping requirements, requirements on the amount and type of

fishing effort and gear, and requirements relating to transportation,

possession and sale, provided that such regulations are no less

restrictive than requirements set forth in this chapter and provided

further that such regulations are consistent with the compliance

requirements of applicable fishery management plans adopted by the

Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

§ 11-0305 — General powers and duties of the department

General powers and duties of the department.

In addition to the powers and duties provided in other sections of the

Fish and Wildlife Law, the department shall have the following powers

and duties:

1. To sell or furnish trees, shrubs and other plants to owners or

lessees of private lands situated in the state on such terms as it deems

to be for the public benefit;

2. To issue the licenses and permits provided for by law, to fix their

terms, and the fees therefor, when no statutory provision is made, to

designate agents to sell and promote the sale of licenses, to adopt

procedures for the issuance of licenses, to establish the design and

format of licenses and the information to be contained thereon, to

provide where it deems appropriate for tags and buttons, to adopt

license conditions respecting tagging or identifying fish and wildlife

being possessed or transported, to establish procedures and requirements

for reporting license sales and handling and remittance of license

revenues by persons or entities issuing such licenses, to provide for

acceptable methods of payment of license fees, and to revoke licenses

and permits as provided by law;

3. To regulate the taking of fish in any manner other than angling,

except as to migratory fish of the sea within the marine district;

4. To increase by regulation the size, as established by statute, of

mesh of nets that may be used for taking fish;

5. To declare by regulation that waters, specified in the regulation,

are not inhabited by trout, whenever it shall determine that the waters

specified in the regulation, previously inhabited by trout, are no

longer so inhabited, or shall determine that the waters specified in the

regulation are unsuitable for trout;

6. To control, manage, propagate and distribute, and to regulate the

transportation, importation and exportation of shellfish, cephalopoda

and crustacea;

7. To regulate the examination and inspection of shellfish grounds,

boats used in taking and buildings used for storage of shellfish, the

handling and shipment of shellfish, the floating of shellfish, the

removal of shellfish from unsanitary beds and their deposit on

unpolluted grounds;

8. To enforce all laws relating to lands under water which have been

or shall be designated, surveyed and mapped out pursuant to law as

oyster beds or shellfish grounds and to grant leases of such lands,

belonging to the state, for shellfish culture, according to law;

9. To conduct, manage and control all hatching and biological

stations, game farms, game refuges, rearing stations and public hunting

and fishing grounds owned or operated by the state;

10. To enforce all provisions of the Fish and Wildlife Law and

regulations pursuant thereto, and all laws relating to fish, wildlife,

protected insects, shellfish, crustacea and game;

11. To settle or compromise in its discretion any action or cause of

action to recover a penalty under the provisions of this chapter as it

may deem advantageous to the state;

12. To grant refunds of moneys erroneously received by the department,

within two years of receipt thereof and upon satisfactory proof of

entitlement, which refunds, upon approval of the commissioner and audit

by the State Comptroller, shall be paid from any moneys available to the

department in the Conservation fund.

13. Notwithstanding any other provision of law, to regulate the

possession, transportation, sale, barter and purchase of Pacific salmon

and parts thereof; and to require permits or otherwise regulate the

sale, barter and purchase of raw or unprocessed Pacific salmon eggs.

14. Notwithstanding any inconsistent provision of law, the

commissioner may designate no more than eight days in each year that

shall be effective in every administrative region of the department, as

free sport fishing days during which any person may, without having a

sport fishing license and without the payment of any fee, exercise the

privileges of a holder of a sport fishing license, subject to all of the

limitations, restrictions, conditions, laws, rules and regulations

applicable to the holder of a sport fishing license. Free sport fishing

days shall be designated in a manner determined by the department to

best provide public notice thereof and to maximize public participation

therein, so as to promote the recreational opportunities afforded by

sport fishing.

15. To identify, manage and conserve plants, animals and ecological

communities that are rare in New York state, located on state-owned

lands under the jurisdiction of the department.

16. Notwithstanding any inconsistent provision of law, to authorize

free sport fishing clinics. A free sport fishing clinic shall include,

but not be limited to, instruction provided by employees of the

department or its designee in recreational angling, including its

benefits and values, and may also include instruction and other

information relevant to an understanding of fisheries management, ethics

and aquatic ecology and habitat. No license or recreational marine

fishing registration is required to take fish by angling while

participating in a fishing clinic conducted by the department or its

designee that has been designated by the commissioner as a free sport

fishing clinic. Such clinics shall be implemented consistent with

department standards and in a manner determined by the department to

best provide public notice thereof and to maximize public participation

therein, so as to promote the recreational opportunities afforded by

sport fishing. Further, the commissioner may designate additional

fishing events organized through the department that provide physical or

emotional rehabilitation for veterans, as defined in subdivision three

of section one of the veterans' services law, or active duty members of

the armed forces of the United States. No license or recreational marine

fishing registration shall be required for such veterans or active duty

members to take fish by angling while participating in these events.

17. To prepare or cause to be prepared voluntary habitat stamps and

furnish such stamps annually to license issuing agents and officers for

sale and issuance in the same manner as licenses and other types of

stamps. The department shall, by rule, establish the fee for the habitat

stamp which shall be no less than five dollars plus an additional amount

for the issuing agent or officer. The purchase of a stamp is voluntary

and a stamp need not be possessed in order to take fish or wildlife.

18. To provide a mechanism for a one dollar voluntary contribution to

the venison donation account on all hunting and fishing license

applications administered by the department. The option to utilize the

mechanism shall be voluntary and the mechanism need not be utilized in

order to process hunting or fishing license applications.

§ 11-0306 — The Hudson River estuary management program

The Hudson River estuary management program.

1. There is established a Hudson River estuarine district which shall

include the tidal waters of the Hudson River, including the tidal waters

of its tributaries and wetlands from the federal lock and dam at Troy to

the Verrazzano-Narrows.

2. The department shall establish a Hudson River estuary management

program for the Hudson River estuarine district and associated

shorelands, with consideration to the remainder of the Hudson River, New

York bight, and the waters around Long Island only as they impact the

Hudson River estuary, in order to protect, preserve and, where possible,

restore and enhance the Hudson River estuarine district.

3. The commissioner shall appoint a Hudson River estuary management

advisory committee with whom he or she shall consult on regulatory,

policy and other matters affecting the management, protection and use of

the Hudson River estuarine district and on the formulation of a Hudson

River estuary management program. Such committee shall consist of not

less than eleven members who represent interests directly involved in

the Hudson River estuarine district and shall include representatives of

commercial fishing, sportsmen, research, conservation, and recreation.

For the purpose of immediate implementation of this section, the

committee shall consist of the current members of the Hudson River

fishery advisory committee.

4. The commissioner shall maintain in the department the position of

Hudson River estuary coordinator to manage the Hudson River estuary

management program and to assist the commissioner and the advisory

committee in its development and implementation.

5. There is established a Hudson River estuarine sanctuary for the

purpose of protecting areas of special ecological significance within

the Hudson River estuarine district and associated shorelands. The

estuarine sanctuary shall be managed as a long-term estuarine field

laboratory for research and education concerning the Hudson River

ecosystem. The estuarine sanctuary shall be composed initially of the

four sites now within the Hudson River national estuarine research

reserve (HRNERR). The department shall adopt the Hudson River national

estuarine research reserve program as a program of the department for

the purpose of operating the estuarine sanctuary. The sanctuary shall be

managed by the department in cooperation with the Hudson River estuary

management advisory committee and the commissioner shall have the

authority to designate additional sites for inclusion within the

estuarine sanctuary. The estuarine sanctuary shall be open to those

activities that are compatible with the primary purposes and management

goals of the estuarine sanctuary and its individual sites.

6. The department, in cooperation with the Hudson River estuary

management advisory committee, shall report to the chairpersons of the

assembly committee on environmental conservation and the senate

committee on environmental conservation on or before March first,

nineteen hundred eighty-eight with an estuary management strategy for

the development of a continuing fifteen-year estuary management program

for the preservation, protection, restoration and enhancement of the

Hudson River estuarine district and associated shorelands including but

not limited to its natural resources, its fish and wildlife and the

habitats within it. The estuary management strategy shall include but

not be limited to the following:

a. A discussion of how the Hudson River estuary functions and the

relative role of different species and an explanation of the role of the

Hudson River estuary as a distinct ecosystem, as a habitat for fish and

wildlife, as a commercial fishery and as a recreational resource.

b. Identification of areas of special ecological significance within

the estuarine district and associated shoreland including but not

limited to spawning, nursery, wintering, feeding and foraging habitat

for marine, anadromous, catadromous, riverine, and freshwater species

and a description of the annual dynamics of such habitats including the

geochemical, thermodynamic, biological, hydrodynamic and hydrological

states and mechanisms critical to habitat maintenance.

c. A plan for the development and operation of the Hudson River

estuarine sanctuary which shall include criteria for the identifcation

of additional areas of special ecological significance and for additions

to the Hudson River estuarine sanctuary and a program of education and

research which shall be consistent with the purposes of subdivision five

of this section.

d. A status report on the populations and relative abundance of

species that have potential or existing recreational or commercial value

or that play a key role in the functioning of the estuary and on the

diversity of species in the estuarine district, including a plan for

maintaining an accurate evaluation of populations and relative abundance

and diversity on an annual basis.

e. Evaluation of the impact of the uses of water on the Hudson River

estuarine district including present and future demands for water and

their impact on the balance of fresh and salt water in the estuary and

the role of the location of the salt front in the estuary.

f. Identification of areas of potential ecological significance which

may require rehabilitation.

g. A status report on the levels of toxicants in and their effects on

important estuarine indicator species and for species that have

potential or existing recreational or commercial value.

h. Identification of the anthropogenic activities and the conservation

and management problems that pose an existing or potential threat to the

resources and the functioning of the estuary.

i. An inventory of ownership and tenancy of underwater lands in the

estuarine district.

j. Recommendations for developing the economic potential of the Hudson

River fishery and maintaining its traditional commercial fishery.

k. Recommendations for implementation of a fifteen-year estuary

management program including a list of tasks that must be accomplished

to implement the purposes stated in this subdivision and address the

findings and implement the recommendations of the estuary management

strategy.

l. Evaluation of the existing resources and authority of the

department to implement the estuary management program including

research, information and data needs and legislative, administrative and

regulatory recommendations and the potential role of private sources and

institutions.

7. On or before January first, nineteen hundred eighty-nine, the

commissioner shall present the department's Hudson River estuary

management program at a public hearing. This public hearing shall be

advertised in official newspapers in each county along the Hudson River

corridor from the city of New York to Albany and Rensselaer counties.

The program and public comments regarding it shall be included in a

report on the program to be filed with the chairperson of the assembly

environmental conservation committee and the chairperson of the senate

committee on environmental conservation on or before March first,

nineteen hundred eighty-nine.

8. On or before the first day of March of each year, commencing on

March first, nineteen hundred ninety, the commissioner shall prepare a

report detailing the progress of the estuary management program

including but not limited to consideration of those matters listed in

subdivision six of this section as well as any planned or anticipated

regulatory or policy changes which may affect the estuarine district.

The commissioner shall present the department's annual report at a

special public meeting for the purpose of public review and to hear

public comment on the annual report. The report shall be filed with the

chairpersons of the assembly committee on environmental conservation and

the senate committee on conservation and recreation.

9. The commissioner shall consult with the advisory committee

regularly and in a timely fashion in the preparation of the estuary

management strategy, the estuary management program and his or her

yearly report to the legislature regarding any planned or anticipated

regulatory or policy changes which will affect the estuarine district.

The commissioner shall include in his or her reports to the legislature

the comments, recommendations and observations of the advisory committee

and a discussion of the consulting role that was played by the advisory

committee.

10. The advisory committee shall consult with department personnel on

matters affecting the Hudson River estuary on a regular basis and report

to the commissioner on or before the first day of December of each year

on its activities and concerns.

11. Any agreement or negotiated settlement which existed between the

commissioner and the previously existing Hudson River fishery advisory

committee, whose membership will comprise the Hudson River estuary

management advisory committee for the immediate purposes of implementing

this section, shall be binding between the commissioner and the Hudson

River estuary management advisory committee.

§ 11-0306-a — The Flax Pond tidal wetlands sanctuary

The Flax Pond tidal wetlands sanctuary.

1. There is established a Flax Pond tidal wetlands sanctuary for the

purpose of protecting areas of special ecological significance within

the Flax Pond tidal marsh. The sanctuary shall be composed of the tidal

wetlands located in the village of Old Field, county of Suffolk as

designated on the March tenth, nineteen hundred sixty-six survey filed

in the Suffolk County Clerk's office as file number 136899 and including

a permanent easement for the State University of New York as designated

on the March ninth, nineteen hundred sixty-six survey filed in the

Suffolk County Clerk's office as file number 81558, and including

acreage of 146.162 acres. The sanctuary shall be managed by the

department in cooperation with the state university at Stony Brook. The

sanctuary shall be managed as a long-term field laboratory for research

and education to provide:

a. a natural area for academic research across a wide variety of

disciplines including, but not limited to, the fields of community

ecology, population ecology, predator-prey relationships, food chain and

web dynamics, nutrient and energy flow, hydrology, ornithology, botany,

and forestry management;

b. opportunities for instruction between teaching faculty and students

by using the property as an "outdoor classroom";

c. opportunities for students, faculty, and the public to connect with

the natural world around them;

d. a meaningful contribution toward protection of local and regional

biodiversity;

e. lawful recreational angling, however no commercial fishing or

shellfishing, nor the taking of invertebrates for bait shall be

permitted within the sanctuary;

f. lawful waterfowl hunting during the appropriate open season

following receipt of a tidal wetlands access permit issued pursuant to

department regulations; and

g. boating by sail, human propelled oar or paddle, or mechanically

propelled vessels having a source of power less than ten horsepower.

§ 11-0307 — Migratory game birds; regulation

Migratory game birds; regulation.

* 1. The department may adopt rules and regulations in relation to

migratory game birds, provided such regulations are no less restrictive

than federal regulations made under authority of the Migratory Bird

Treaty Act of July 3, 1918, (16 U.S.C. secs. 703-711), as may be amended

from time to time.

* NB Effective until December 31, 2027

* 1. The department shall adopt rules and regulations in relation to

migratory game birds consistent with federal regulations made under

authority of the Migratory Bird Treaty Act of July 3, 1918, (16 U.S.C.

secs. 703-711), as presently constituted or as hereafter amended.

* NB Effective December 31, 2027

2. The department shall, by rule and regulation, establish the means

or method for creation of both voluntary migratory bird stamps and

migratory bird art prints, their administration, sale and distribution

and other matters relating to such voluntary stamps and art prints. The

department shall select appropriate works of art that will reflect

migratory bird species and/or aquatic ecosystem scenes. The department

may prepare or cause to be prepared voluntary migratory bird stamps and

prints for any year in excess of the number otherwise to be issued for

sale to collectors or other persons desiring to purchase such voluntary

stamps or prints.

3. The department shall prepare or cause to be prepared voluntary

migratory bird stamps and shall furnish such migratory bird stamps

annually to license issuing agents and officers for issuance or sale in

the same manner as other types of licenses. The department shall, by

rule and regulation, establish the fee for such voluntary stamps which

shall not exceed five dollars as a fee and fifty cents for the issuing

agent or officer for a stamp sold in the year in which it was issued.

The purchase of a stamp is voluntary and need not be possessed in order

to hunt migratory waterfowl.

§ 11-0308 — Sale of small lead fishing sinkers prohibited

Sale of small lead fishing sinkers prohibited.

1. No person shall sell at retail or offer for retail sale lead

fishing sinkers weighing one-half ounce or less. Each day of sale or

offering for sale shall constitute a separate violation of this section.

2. For the purposes of this section, the following terms shall have

the following meanings:

(a) "sinker" shall mean any device that is designed to be attached to

a fishing line and intended to sink the line. Such term shall not

include artificial lures, weighted line, weighted flies or jig heads.

(b) "sell at retail" or "retail sale" shall mean the sale to any

person in the state for any purpose other than for resale.

3. The department shall provide notice of the prohibition of the

retail sale or offering for sale of lead fishing sinkers weighing

one-half ounce or less in the state fishing regulations guide.

§ 11-0309 — Extension of open seasons after emergency closing

Extension of open seasons after emergency closing.

Whenever open seasons for hunting, fishing or trapping have been

curtailed by a proclamation of the Governor pursuant to section 9-1101

of this chapter closing forests and woodlands, or open lands or waters

to the public, or suspending an open season for taking fish or wildlife,

because of danger of fire, the department, at the expiration of the

effective period of the proclamation, shall have power, within the

limits of counties affected by the proclamation, to extend by regulation

any open season, for a period not to exceed the effective period of the

proclamation.

§ 11-0311 — Additional or other protection

Additional or other protection.

1. The department shall have power to give to any wildlife or fish,

other than migratory fish of the sea, protection or additional

protection to that afforded by this article, if ten or more citizens

file with the department a petition signed by them stating the grounds

on which such protection is necessary and giving their addresses. If the

department entertains the petition it shall within twenty days

thereafter hold a public hearing thereon in a place determined by it in

the locality affected. At least ten days before the hearing, notice

thereof shall be advertised in a newspaper published in each county

affected. The notice shall state the grounds of the application and a

copy thereof shall be mailed to each petitioner at least ten days before

the hearing.

2. If after the hearing the department determines that by reason of

disease danger of extermination or from other cause or reason, such

species of fish or wildlife requires such additional or other

protection, either local or state-wide, the department may adopt

regulations restricting the destruction, disturbance or taking of such

species. Such regulations may be adopted for the entire state or any

part of it.

3. A regulation adopted pursuant to this section is effective

according to its terms notwithstanding any other provision of the Fish

and Wildlife Law.

§ 11-0313 — Waters closed to taking of fish

Waters closed to taking of fish.

The department shall have power by regulation to close any waters of

the state to the taking of fish whenever an environmental investigation

it causes to be made reveals that fish life in such waters is in

imminent danger of undue depletion because of low water levels brought

on by drought. Any such regulation shall remain in force until the

department finds that the low water emergency has passed and repeals the

regulation.

§ 11-0315 — Hudson River shad fishery

Hudson River shad fishery.

The department is authorized in its discretion to adopt regulations

establishing restrictions as to numbers and lengths and types of nets

and other gear, compulsory lift periods, licenses, closed season,

protected waters or other like measures, as in its judgment may be

desirable for the protection of the shad fishing in the Hudson River. In

adopting any such regulation, due regard shall be given to the needs of

persons earning their livelihood by shad fishing, opportunity to be

heard shall be given, and there shall be no discrimination in such

additional regulations against the citizens of any other state.

§ 11-0317 — Seasons and limits for taking fish in certain border waters

Seasons and limits for taking fish in certain border waters.

1. After consultation with the appropriate agencies of the neighboring

states or provinces mentioned in this section, the department shall have

power to adopt regulations establishing open seasons, minimum size

limits, manner of taking, creel and seasonal limits for the taking of

fish in the waters of Indian Lake and Mianus Reservoir, both situated

partly in New York and partly in Connecticut, and in the waters of

Greenwood Lake, situate partly in New York and partly in New Jersey, and

in the Delaware River, situate partly in New York and partly in

Pennsylvania and in the waters of Lake Champlain situate partly in New

York, partly in Vermont and partly in the Province of Quebec. Such open

seasons, manner of taking and limits shall, whenever possible, be made

uniform, with those fixed by the neighboring state or province for the

waters in question with respect to all species upon which agreement can

be reached with the appropriate agency of that jurisdiction.

2. When the department shall find that conditions permit restoration

and maintenance of the shad run of the Delaware River and that

restrictions imposed under the foregoing powers are inadequate to

cooperate with Pennsylvania and New Jersey in maintaining the maximum

sustained yield of such fishery, the department is authorized after

consultation with the appropriate agencies of Pennsylvania and New

Jersey to declare by regulation that an emergency exists and in its

discretion to impose such additional restrictions for the taking of shad

in the Delaware River and its tributaries as to numbers and lengths and

types of nets and other gear, compulsory lift periods, licenses, closed

season, protected waters or other like measures as may in its judgment

be necessary to maintain such maximum sustained yield. In adopting any

such regulation, the department shall observe the conditions prescribed

in section 11-0315.

3. After consultation with the appropriate agencies of the neighboring

states and the Province of Ontario, the department shall have power to

adopt regulations establishing open seasons, minimum size limits, manner

of taking, and creel and seasonal limits for the taking of fish in the

waters of Lake Erie, Lake Ontario, the Niagara river and the St.

Lawrence river. Such open seasons, manner of taking and limits shall,

whenever possible, be made uniform with those fixed by the neighboring

states and the Province of Ontario, as the case may be, for the waters

in question with respect to all species upon which agreement can be

reached with the appropriate agency of that jurisdiction.

§ 11-0319 — Seasons, limits and manner of taking fish in waters of New York City water supply open to public

Seasons, limits and manner of taking fish in waters of New

York City water supply open to public.

Notwithstanding any other provision of this article and subject to the

approval of the New York City Department of Environmental Protection,

the department shall have power to adopt regulations establishing open

seasons, minimum size limits, manner of taking and daily and seasonal

limits for taking fish in the waters of the New York City water supply

which are open or may be opened in the future to the public for fishing.

§ 11-0321 — "Restricted areas"; additional enforcement on private premises

"Restricted areas"; additional enforcement on private

premises.

1. Without limitation of the purpose and policy described in section

11-0303, or of the powers conferred in other sections, the department is

authorized:

a. to adopt by regulation, classifications of "restricted areas" lying

within the boundaries of premises, or of two or more sets of contiguous

premises, privately owned and with respect to which a cooperation

agreement pursuant to section 11-0501 is in force, or owned by the state

or a political subdivision or public corporation thereof, in which

hunting, fishing or trapping, or any of them, shall be, as provided by

such regulation with respect to the classification in question,

prohibited, or shall be restricted or regulated as to the manner, time

or conditions applicable to the exercise in such "restricted areas" of

the privilege of entry upon such premises for purposes of hunting,

fishing or trapping;

b. to adopt regulations with respect to the manner in which, and the

conditions upon which, such "restricted areas" shall be recognized,

including obligations to be undertaken by the owner or lessee of the

premises for the furtherance of sound management practices and public

access for hunting, fishing or trapping, to premises outside the

"restricted area", identification and notice to the public of the

boundaries of the "restricted area", and the manner in which, and the

grounds upon which, the recognition of a "restricted area" may be

revoked or its classification changed;

c. to adopt regulations with respect to prohibitions applicable to

each classification of a "restricted area";

2. Such restricted areas may be established pursuant to this section

and regulations may be made with respect to the use of such areas for

one or more of the following purposes:

a. providing safety zones in and around buildings;

b. providing safety zones deemed necessary for temporary periods of

time for the protection of life or property during farm and woodlot

operations;

c. protecting agricultural or forest crops from trampling or other

damage during critical growth periods;

d. development or carrying out of a program of research in game

management in connection with which the department deems it desirable to

control the hunting, fishing or trapping pressures or to put into effect

special regulations authorized by section 11-0311 or by any other

provision of the Fish and Wildlife Law;

e. protecting the water supply or otherwise providing for the

protection of the health of the people of the state;

f. such other purposes relating to farm operation, woodlot

development, fish and wildlife habitat improvement or public health and

safety which in the opinion of the department require special

restrictions on the use of particular premises.

3. No person shall charge or collect a fee or rental for the privilege

of hunting, fishing or trapping in a restricted area established under

the authority of this section.

4. a. Notwithstanding the provisions of section 11-2111, a restricted

area shall be deemed to be in existence and subject to the regulations

established pursuant to this section with respect to restricted areas of

the classification to which it is assigned, when signs identifying its

existence shall have been erected on the premises in such manner as may

be required by the regulations of the department applicable thereto,

made as prescribed in paragraph b of subdivision 1 of this section.

b. No person shall enter or remain unlawfully or engage in any

activity upon land which has been posted pursuant to such regulations in

violation of the terms of such posted signs.

c. No unauthorized person shall injure, conceal, deface or remove a

sign erected and maintained in accordance with such regulations.

d. The requirements of posting provided in section 11-2111 shall not

be applicable to the erection of signs identifying a restricted area.

e. Restricted areas may be established notwithstanding that the lands

or waters or part of them, included within said restricted area may have

been stocked with fish and game by the state.

f. The existence of the restricted area shall terminate in such manner

as may be provided by regulations of the department.

5. The department is further authorized, at the discretion of the

commissioner, to exercise all of the powers and authority set forth in

this section, in relation to premises with respect to which agreements

are in effect between the owner of such premises and the Agricultural

Stabilization and Conservation Service of the United States Department

of Agriculture and such agreements provide for such regulations, whether

or not such premises are the subject of an agreement pursuant to section

11-0501. Payments to such landowners by the United States Department of

Agriculture under such agreements shall not constitute a fee or rental

within the meaning of subdivision 3 of this section.

§ 11-0323 — Publication of Fish and Wildlife Law

Publication of Fish and Wildlife Law.

1. The department shall compile and index each year after the

adjournment of the legislature the laws relating to fish and wildlife,

as well as invasive species (as defined in section 9-1703 and 9-1710 of

this chapter), as amended to date. Copies of the compilation shall be

printed in pamphlet form of pocket size in the number for which the

legislature may appropriate funds.

2. The department shall also prepare a syllabus of such laws and

information informing migratory game bird hunters where they can obtain

information regarding open seasons and bag limits, federal regulations

pursuant to sections 11-1721 and 11-1723 of this article and of laws

relating to invasive species (as defined in section 9-1703 of this

chapter). The department shall deliver copies of such syllabus to

county, city, town and village clerks in numbers sufficient for the

furnishing of one copy to each person to whom a hunting, trapping or

fishing license is issued. Each such licensee shall be entitled to one

copy of such syllabus.

§ 11-0325 — Control of dangerous diseases

Control of dangerous diseases.

1. Whenever it is jointly determined by the Department of

Environmental Conservation and the Department of Health or the

Department of Agriculture and Markets, and certification is made to the

Commissioner of Environmental Conservation by the Commissioner of Health

or the Commissioner of Agriculture and Markets, that a disease, which

endangers the health and welfare of fish or wildlife populations, or of

domestic livestock or of the human population, exists in any area of the

state, or is in imminent danger of being introduced into the state, the

department shall adopt any measures or regulations with respect to the

taking, transportation, sale, offering for sale or possession of native

fish or feral animals it may deem necessary in the public interest to

prevent the introduction or spread of such disease. The department may

undertake such fish or wildlife control measures it may deem necessary

to eliminate, reduce or confine the disease.

2. Whenever it is determined by the Department of Environmental

Conservation that an epizootic disease which endangers the health and

welfare of native fish or feral animal populations only, exists in any

area of the state, or is in imminent danger of developing or being

introduced into the state, the department may adopt any measures or

regulations with respect to the taking, transportation, sale, offering

for sale or possession of native fish or feral animals deemed necessary

in the public interest to prevent the development, spread or

introduction of such disease.

§ 11-0327 — Conservation fund advisory board

Conservation fund advisory board.

1. Creation of conservation fund advisory board. (a) The conservation

fund advisory council is hereby continued and reestablished in the

department to be the conservation fund advisory board, which shall make

recommendations to state agencies on state government plans, policies,

and programs affecting fish and wildlife as more specifically outlined

below. Such board shall be composed of eleven voting members, including

a member designated by the state fish and wildlife management board, a

member designated by the New York state conservation council, three

members appointed by the governor, two members appointed by the

temporary president of the senate, one member appointed by the minority

leader of the senate, two members appointed by the speaker of the

assembly, and one member appointed by the minority leader of the

assembly. None of the members shall be employees of the department. Of

the members appointed by the governor, the temporary president of the

senate, the minority leader of the senate, the speaker of the assembly,

and the minority leader of the assembly, no two shall be residents of

the same department of environmental conservation region. Each member

shall be a resident of the region which that person is appointed to

represent. The board shall be representative of individual and organized

sportsmen's interests in each region of the state. In addition to these

voting members, the commissioner and the chairmen of the senate finance

committee, the senate environmental conservation committee, the assembly

ways and means committee and the assembly committee on environmental

conservation or their designees shall serve as ex officio, non-voting

members of the advisory board.

(b) Persons designated or appointed to the advisory board, excluding

ex officio members, shall have demonstrated a long-standing interest,

knowledge and experience in fish and wildlife management, including

hunting or fishing, as evidenced in part by the holding of a valid New

York state hunting, fishing or trapping license at the time they are

designated or appointed to such board and for each of the three years

immediately preceding their designation or appointment to such board.

One member, who may not be an ex officio member, shall be elected

chairman of the advisory board by a majority vote of the members of such

board, excluding ex officio members.

(c) The designation or appointment of any person to the advisory

board, excluding ex officio members, shall be considered terminated if,

in the course of any one-year period commencing from the date of their

designation or appointment, such person shall have accrued three

unexcused absences from meetings of the board. Excuses for absences are

to be accepted at the discretion of the chairman. In the event of such

termination, the resulting vacancy shall be filled as described in

subdivision five of this section.

2. Meetings of the advisory board. The board shall meet at least

quarterly at the call of the chairman.

3. Duties of the advisory board. The advisory board shall have the

following powers and duties:

(a) To review the allocations and expenditures of the department for

fish and wildlife purposes as provided in section 11-0303 of this title

and report to the commissioner by November fifteenth of each year. To

assist the board in its review, the department shall by September first

of each year make available to the board, the governor and the

legislature current and anticipated income and expenditures for the fish

and wildlife programs, including planned expenditures by time and

activity code for the next fiscal year. Such report shall include the

findings of the advisory board regarding such allocations and

expenditures, including expenditures and appropriations from the

conservation fund and the extent to which such expenditures and

appropriations are consistent with the requirements of state law. The

report shall also include recommended maximum annual fees for the

licenses and bowhunting and/or muzzle-loading privileges identified in

subdivision 3 of section 11-0715 of this article. In recommending such

fees the board shall consider economic indicators, the status of the

conservation fund, and such program indicators as it may deem

appropriate. The commissioner shall submit such report, in its entirety,

to the governor and the legislature.

(b) To make reports and release information from time to time, as it

deems necessary, to sportsmen and the general public regarding the

conservation fund and the fish and wildlife program.

(c) To consult with fish and wildlife interests and render annual

reports to the commissioner on fiscal needs and make recommendations on

how such needs shall be met.

(d) To assist the department's efforts to expand the available sources

of income for the conservation fund and advise the department with

respect to the needs of various fish and wildlife programs.

(e) To adopt, promulgate, amend or rescind suitable procedural rules

with respect to the composition, internal organization and functioning

of the board; and such other rules, regulations and procedures as may be

necessary or desirable to effectuate the purposes of this section.

(f) To work to encourage both residents and non-residents to hunt,

fish and trap in New York, and to promote conservation and management of

New York's natural resources.

4. Advisory board members; expenses. Conservation fund advisory board

members shall receive no salary, but the necessary traveling expenses of

voting members when attending meetings of the board shall be paid from

moneys appropriated to the board for travel and shall be paid on

vouchers certified by the chairman of the board upon the audit of the

comptroller in the manner provided by law.

5. Term of office. All voting members of the board shall serve terms

of three years. An appointment to fill a vacancy shall be made for the

remainder of the affected term in the same manner as the original

appointment was made. Such appointment shall be made within sixty days

of the date the position becomes vacant.

6. State assistance. The commissioner shall, at any time requested by

the board, make any and all information readily available to the board

which the board indicates is needed to properly and thoroughly carry out

its responsibilities. The commissioner shall also make available to the

board such secretarial and/or clerical aid reasonably necessary to allow

the board to carry out its duties and responsibilities.

§ 11-0329 — Outdoor recreation and trail maintenance; regulation

Outdoor recreation and trail maintenance; regulation.

1. The department shall, by rule and regulation, establish the means

or method for the creation of voluntary outdoor recreation and trail

maintenance pins and patches, their administration, sale and

distribution, the fee therefor, and other matters relating to such

voluntary pins and patches.

2. The department shall prepare or cause to be prepared voluntary

outdoor recreation and trail maintenance pins and patches and furnish

such pins and patches annually to license issuing agents and officers

for sale and issuance in the same manner as licenses and other types of

pins and patches. The purchase of such pins and patches shall be

voluntary and need not be possessed in order to participate in outdoor

recreational activities.

TITLE 5 Fish and Wildlife Management Practices Cooperative Program; Prohibitions; Taking of Fish, Wildlife, Shellfish and Crustacea For Scientific or Propagation Purposes; Destructive Wildlife; Rabies Control; Guides; Endangered Species

§ 11-0501 — Fish and wildlife management practices cooperative program

Fish and wildlife management practices cooperative program.

1. Purpose.

The cooperative program provided in this section is authorized for the

purpose of obtaining on the privately owned or leased lands and waters

of the state practices of fish and wildlife management which will

preserve and develop the fish and wildlife resources of the state and

improve access to them for recreational purposes by the people of the

state.

2. Definitions.

a. "Fish and wildlife management" means management of either fish or

wildlife, or both.

b. "Region" means a fish and wildlife management region established as

provided in subdivision 3.

c. "Regional board" means a board constituted as provided in

subdivision 4. "State board" means the board constituted as provided in

subdivision 5.

d. "Cooperator" means a person with whom an agreement is made as

provided in subdivision 9.

e. "Regional supervisor for natural resources" means the employee of

the department bearing that title in each region.

f. "Department", "commissioner", "fish" and "wildlife" have the

meanings stated in section 11-0103.

3. Fish and wildlife management regions.

The commissioner shall establish not to exceed fifteen fish and

wildlife management regions of one or more counties each, which shall

include all counties of the state not wholly included within a city.

4. Regional fish and wildlife management boards.

a. A regional fish and wildlife management board shall be appointed in

each of the regions established under subdivision 3 of this section.

Such regional board shall consist of three members from each county

within the region which has appointed its members. In each county, one

member shall be a member of or represent the board of supervisors or

county legislative body, one member shall represent the landowners of

the county and one member shall represent the sportsmen of the county.

Such members from each county shall be appointed by the chairman of the

board of supervisors of such county with the approval of the board of

supervisors, except that in a county having a county president, a county

executive or other chief executive officer, the chief executive officer

shall appoint the members representing such county with the approval of

the board of supervisors of such county. In a county having an elected

legislative body the presiding officer shall appoint the members

representing such county with the approval of the legislative body. If

there is no presiding officer then the members representing such county

shall be appointed by the legislative body as a whole. If a member of

the board of supervisors or legislative body is not available to

actively participate on the fish and wildlife management board, a

representative shall be selected who is an elected county official or

who is employed by the county government in a position having

administrative or managerial authority. A landowner representative must

actually reside upon rural lands within the county and actually be

engaged in the operation of such lands for production of agricultural

commodities or forest products. If a landowner representative with such

qualifications is not available to actively participate on the fish and

wildlife management board, a representative may be appointed who has

been for at least five of the past ten years, before commencing his

first term in any series of consecutive terms, engaged in such operation

of rural lands, and who resides within the county he represents. If no

landowner representative with either of these qualifications is

available to actively participate on the fish and wildlife management

board a representative may be appointed who is a resource manager

engaged in such operations on rural lands, and designated by the

corporate owner of those lands to represent the landowner's agricultural

or silvicultural interests. In the case of certain counties designated

by the full state board with a scarcity of rural lands operated for

production of agricultural commodities or forest products, the landowner

representative shall own such rural lands in New York state, whether or

not those properties lie within the county wherein he resides and

represents. A sportsman representative must be a resident of the county.

The said chief executive officer, presiding officer or legislative body

shall receive and consider for appointment as the landowner

representative, the recommendations made by the county farm bureau and

Pomona grange, and for appointment as the sportsmen's representative,

the recommendations made by the county units of organized sportsmen's

groups, as well as considering the advantages of new representatives.

The term of office of regional board members shall be two calendar

years. A member shall be eligible for reappointment to successive terms

of office where otherwise qualified. The term of the sportsmen's

representative and the board of supervisors or county legislative body

representative shall expire at the end of the odd numbered years; the

term of the landowner representative shall expire at the end of the even

numbered years. An alternate board of supervisors or county legislative

body representative, sportsmen's representative and landowner

representative may also be appointed, who shall be available to serve in

the event of the temporary inability of the member sportsmen's

representative or member landowner representative or board of

supervisors or county legislative body representative to so function. A

vacancy in membership of a regional board shall be filled in the same

manner as the original appointment for the balance of the unexpired term

during which the vacancy occurs; if a supervisor member or county

legislative body member shall cease to be a supervisor or member of the

legislative body before the expiration of his term as a member of the

regional board, a successor shall be appointed for the unexpired balance

of the term as a member of the regional board. The chairman of the Board

of Directors of each soil and water conservation district and the

chairman of each regional forest practice board within the fish and

wildlife management region, or his or their representatives, shall be

advisory members without vote.

b. Each regional board shall elect annually from its members a

chairman, a vice chairman and a representative to the state board and

may elect a secretary. The regional supervisor for natural resources may

serve as secretary of the board if the board so requests, but in any

event such supervisor's services shall always be available to the board.

5. State fish and wildlife management board.

a. There shall be a state fish and wildlife management board which

shall consist of three representatives, one each representing

landowners, sportsmen, and county legislative bodies, from each of the

existing regional boards, and, as advisory members of the board without

vote, the following persons during their term of office as such, or

their representatives: the Commissioner of Environmental Conservation,

the Commissioner of Agriculture and Markets, the Commissioner of

Transportation, the Commissioner of Parks, Recreation and Historic

Preservation, the dean of the New York State College of Agriculture and

Life Sciences, the president of the State University of New York College

of Environmental Science and Forestry, the chairman of the State Soil

and Water Conservation Committee, the chairman of the State Forest

Practice Board, the president of the New York Farm Bureau, the Master of

the New York State Grange, the president of the New York State

Conservation Council, and the president of the New York State Division

of Izaak Walton League.

b. Each member other than the advisory members shall be elected by and

from the membership of the respective regional boards for a term of one

year from the day of his election, unless within such period he shall

cease to be a member of the regional board which elected him, in which

event he shall cease to be a member of the state board on the day he

ceases to be a member of such regional board. Any vacancy in the state

board other than in the office of an advisory member shall be filled for

the balance of the unexpired term so vacated by election from its

membership by the regional board in which such vacancy occurred.

c. The members of the state board shall elect one of their voting

members to serve as chairman, and another as vice chairman, to serve in

the absence or inability to serve of the chairman. An officer of the

department designated by the commissioner may act as secretary for the

board if the board so elect; otherwise a secretary shall be elected from

the membership.

d. The state board shall meet at the call of the chairman or secretary

when and where necessary within the state.

6. Regional and state board members; expenses.

Regional and state board members, including advisory members, shall

receive no salary, but their necessary traveling expenses when attending

meetings of the regional or state boards shall be paid from moneys

appropriated to the department for travel and shall be paid on vouchers

certified by the chairman of the appropriate regional board or state

board upon the audit of the comptroller in the manner provided by law.

7. Duties of regional boards.

a. Each regional board shall formulate a statement of fish and

wildlife management practices appropriate for its region and submit it

for approval to the state board and the commissioner. After such a

statement of practices has been approved by the state board and the

commissioner, the regional board shall formally adopt such statement of

practices and encourage landowners, lessees and sportsmen within the

region to adopt and carry out the practices approved.

b. A copy of each resolution so adopting a statement of practices

shall be filed in the principal office of the department.

c. Any practices formulated in specific terms shall, unless otherwise

expressly limited by the words "without variation", "without

alternative", or the like, be interpreted as permitting such variations

or alternatives as shall be accepted by the regional board as satisfying

the purpose of the practices. But no such variation or alternatives

shall be deemed to be a compliance with the practices for purposes of

subdivisions 9 and 10 unless the approval of the regional board is

recorded in writing.

8. Duties of the state board.

a. The state board shall pass upon and approve or disapprove the fish

and wildlife management practices formulated by the regional boards. The

state board may, with the advice of the commissioner, and upon

recommendations from the regional boards, formulate recommended uniform

fish and wildlife management practices for similar ecological types

within the various ecological regions of the state. Such uniform

practices may thereafter be incorporated expressly or by reference in

the statement of practices formulated by regional boards, but shall not

be operative as practices of any region unless so incorporated.

b. The state board shall also have the following duties and powers:

(1) to recommend to the regional boards such policies and procedures

for the carrying out of fish and wildlife management practices as it

deems appropriate;

(2) to keep the several regional boards informed of the activities and

experience of all other regional boards in the state and to facilitate

an interchange of advice and experience between such regional boards and

cooperation between them, and to provide advice and assistance in

coordinating the programs of the several regional boards.

c. The state board may submit to the commissioner, recommendations

with respect to matters delegated by statute to the department in any

case where a statute or regulation of the department may affect the

carrying out of fish and wildlife management practices under this

section.

9. Cooperation agreements.

a. The commissioner shall have power, through his representative, to

enter into an agreement in writing with an owner or lessee of rural

lands or waters lying within a fish and wildlife management region or an

interest in such lands or waters, or with two or more such owners or

lessees who agree jointly and severally, for furnishing of services and

benefits as provided in subdivision 10, in exchange for and subject to

the condition that such owner or lessee, or owners or lessees, adopt and

carry out for a specified period of time, upon such premises or

specified parts thereof, one or more of the fish and wildlife management

practices adopted by the regional board.

b. The commissioner shall provide standard forms for such cooperation

agreements.

c. The agreement shall state the period during which it shall be in

force and may provide for renewal. It may also provide for termination

before the expiration of such period, and for the conditions upon which

and the manner in which any privilege of termination may be exercised.

d. Without limitation by paragraph c or by any term of the agreement

pursuant to paragraph c the failure of a cooperator, or of any one of

two or more cooperators who agree jointly and severally, to perform his

agreement shall relieve the commissioner and the state from the

obligation to furnish the services and benefits provided for in

subdivision 10.

10. State assistance.

a. Upon the establishment of such region, the commissioner may, and

upon organization of the regional board, the commissioner shall provide

personnel from the department to assist the boards and the cooperators

within the region.

b. The commissioner shall furnish to cooperators:

(1) technical services;

(2) trees and shrubs from any of the nurseries operated by the

department without charge at the nursery, to the extent and subject to

the conditions specified in the agreement with the cooperator;

(3) a subscription, without cost, to the New York State

Conservationist magazine.

c. The commissioner may also furnish to cooperators such further

technical assistance, labor and materials, as may be required in

compliance with practices approved by the region and authorized by order

of the commissioner.

d. The commissioner may also furnish to premises covered by an

agreement and to fish and wildlife upon such premises such protection by

way of posting, patrol by environmental conservation officers or forest

rangers, inspection or checking stations, fire patrols or other

appropriate means, within the limitation of appropriations and of the

manpower available as may be advisable in his judgment to protect fish

and wildlife resources, provide for public safety and encourage the

opening of private lands and waters to public hunting and fishing; but

neither this subdivision nor any provision of any agreement pursuant to

this section shall be deemed to constitute an undertaking by the state

or the department on its behalf to furnish such posting, patrol or

protection and neither such agreement nor any provision of the Fish and

Wildlife Law shall be deemed to create a ground of liability of the

state for damage to person or property caused by the failure or neglect

of the state or its agents, officers or employees to furnish such

posting, patrol or protection.

e. The agreement with the cooperator may provide for use by him for

purposes compatible with its function in wildlife management, of any

structure or facility created or maintained on his premises with funds

of the department, or for furnishing to him the incidental products of

any activity conducted on his premises for purposes of wildlife

management.

§ 11-0503 — Polluting streams prohibited

Polluting streams prohibited.

1. No dyestuffs, coal tar, refuse from a gas house, cheese factory,

creamery, condensary or canning factory, sawdust, shavings, tan bark,

lime, acid, oil or other deleterious or poisonous substance shall be

thrown or allowed to run into any waters, either private or public, in

quantities injurious to fish life, protected wildlife or waterfowl

inhabitating those waters or injurious to the propagation of fish,

protected wildlife or waterfowl therein.

2. a. No person shall place sewage or other matter injurious to fish

where it can find its way into water used by any state fish hatchery or

allow others to do so on or through premises owned or occupied by him.

b. No person shall erect or maintain any privy, pigsty, inclosure for

poultry, barn or barnyard, or drain from any building, whence drainage

or refuse may find its way into water used by any state fish hatchery.

Every such privy, pigsty, inclosure, barn, barnyard and drain is hereby

declared to be a public nuisance and may be summarily abated by the

department.

3. Oil, acid, sludge, cinders or ashes from a vessel of any type shall

not be thrown, dumped or allowed by any person to run into the waters of

the Hudson or Mohawk rivers.

4. No earth, soil, refuse or other solid substances, except snow or

ice, shall be disposed of in any stream or tributary thereto which is

inhabited by trout; nor shall any earth, soil, refuse or other solid

substance, except snow or ice, be disposed of on the banks of trout

streams or tributaries thereto in such a manner that such solid

substance can enter the stream at any stage of water level. Dumps and

disposal areas for refuse along the banks of trout streams, or

tributaries thereto, shall be operated by the owner or lessee of such an

area in such manner that the solid substances deposited thereon shall

not enter the stream at any stage of water level.

5. This section does not prohibit the control or elimination of

aquatic vegetation, insects and aquatic animals, authorized by the

department in order to effectuate the provisions of paragraph a of

subdivision 2 of section 11-1911 and subdivision 8 of section 11-1913 of

the Fish and Wildlife Law.

6. Nothing contained in this section shall prohibit the enactment by

the appropriate governing or legislative body of any county, city, town

or village of local laws, not inconsistent with this chapter,

prohibiting the disposal of earth, soil, refuse, or other solid

substance, in streams, ponds or lakes within its jurisdiction.

§ 11-0505 — Interference with fish and wildlife

Interference with fish and wildlife.

1. a. Except as permitted by the department, no person shall obstruct

the passage of fish in any stream or river by a screen or otherwise. The

department may order such obstruction removed by the person erecting the

same or by the owner of the land on which it is located. A copy of the

order shall be served on such person or owner and failure to comply with

its terms within ten days after service thereof shall be deemed a

violation of this subdivision. This subdivision shall not apply to dams

heretofore or hereafter erected.

b. Flumes or raceways in streams stocked with fish by the state shall

be screened as the department may direct.

2. No person shall:

a. hold back or divert water in any stream which supplies a state

hatchery so as to prevent the flow of sufficient water for hatchery

purposes, or

b. take fish from the waters of any state hatchery operated by the

department, except under the authority of the department.

* 3. No deer or bear traps shall be made, set or used upon land

inhabited by deer or bear. No salt lick shall be made, set or used upon

land inhabited by deer or bear, except that:

a. the department may do so on state wildlife refuges and wildlife

management areas; and

b. a nuisance wildlife specialist with a permit issued pursuant to

section 11-0522 of this title may do so provided that such activities

are in furtherance of the site-specific deer management plan.

c. a nuisance wildlife specialist with a permit issued pursuant to

section 11-0522-a of this title may do so provided that such activities

are in furtherance of the site-specific deer management plan.

* NB Effective until January 1, 2027

* 3. No deer or bear traps shall be made, set or used upon land

inhabited by deer or bear. No salt lick shall be made, set or used upon

land inhabited by deer or bear, except that the department may do so on

state wildlife refuges and wildlife management areas.

* NB Effective January 1, 2027

4. No person shall use any device which prevents frogs from having

free access to and egress from water.

5. No person shall rob or wilfully destroy a nest of any protected

birds unless a permit shall first be obtained from the department.

6. Except as permitted by the department, no person shall at any time

disturb a beaver dam, house or den or a muskrat house or den or any

structure constructed by a muskrat in which it can take shelter.

7. No person shall at any time disturb a nest box or any structure

constructed for the purpose of harboring wild birds whether or not such

structure is inhabited by wild birds, except for annual maintenance of

such structure or when deemed necessary by the owner of the property

whereupon such structure is located.

8. No person shall place, give, expose, deposit, distribute or scatter

any substance with the intent to attract or entice deer to feed within

three hundred feet of a public highway. Normal agricultural practice of

planting, cultivating or harvesting and the feeding of deer held captive

for agricultural purposes or the feeding of deer held captive in zoos

and wildlife parks shall not be considered attracting or enticing deer

to feed for the purposes of this section.

* 9. A nuisance wildlife specialist with a permit issued pursuant to

section 11-0522 of this title may, in accordance with the parameters of

such permit and the consultation of local law enforcement, entice deer

in the manner prohibited in subdivision eight of this section provided

that such activities are in furtherance of the site-specific deer

management plan.

* NB Repealed January 1, 2027

* 10. A nuisance wildlife specialist with a permit issued pursuant to

section 11-0522-a of this title may, in accordance with the parameters

of such permit and the consultation of local law enforcement, entice

deer in the manner prohibited in subdivision eight of this section

provided that such activities are in furtherance of the site-specific

deer management plan.

* NB Repealed January 1, 2027

§ 11-0507 — Liberation of fish, shellfish and wildlife

Liberation of fish, shellfish and wildlife.

1. Fish or fish eggs shall not be placed in any waters of the state

unless a permit is first obtained from the department; but no permit

shall be required to place fish or fish eggs in an aquarium.

2. No person shall liberate or import or cause to be imported for the

purpose of liberation within the state any European hare (Lepus

europaeus), European or San Juan rabbit (Oryctolagus cuniculus), Texas

or jack rabbit (Lepus californicus), gray fox (Urocyon

cinereoargenteus), including captive bred gray fox, red fox (Vulpes

vuples), including captive bred red fox or nutria (Myocastor coypus),

whether taken from within or without the state. Nutria may be imported

only by permit of the department for scientific, exhibition or for

breeding purposes.

3. No person shall willfully liberate within the state any wildlife

except under permit from the department. The department may issue such

permit in its discretion, fix the terms thereof and revoke it at

pleasure. These provisions do not apply to migratory game birds,

importation of which is governed by regulation of the department.

4. No person shall intentionally liberate zebra mussels (Dreissena

polymorpha) into any waters of the state. No person shall buy, sell, or

offer to buy or sell, or intentionally possess or transport zebra

mussels except under a license or permit issued pursuant to section

11-0515. Zebra mussels, except those lawfully held pursuant to a license

or permit, may be destroyed by any person at any time.

§ 11-0509 — Water chestnut

Water chestnut.

No person shall plant, transport, transplant or traffic in plants of

the water chestnut or the seeds or nuts thereof nor in any manner cause

the spread or growth of such plants.

§ 11-0511 — Possession and transportation of wildlife

Possession and transportation of wildlife.

Subject to the provisions of section 11-0512 of this article, no

person shall, except under a license or permit first obtained from the

department containing the prominent warning notice specified in

subdivision nine of section 11-0917 of this article, possess, transport

or cause to be transported, imported or exported any live wolf, wolfdog,

coyote, coydog, fox, skunk, raccoon, venomous reptile, endangered

species designated pursuant to section 11-0535 of this title, species

named in section 11-0536 of this title or other species of native or

non-native live wildlife or fish where the department finds that

possession, transportation, importation or exportation of such species

of wildlife or fish would present a danger to the health or welfare of

the people of the state, an individual resident or indigenous fish or

wildlife population. Environmental conservation officers, forest rangers

and members of the state police may seize every such animal possessed

without such license or permit. No action for damages shall lie for such

seizure, and disposition of seized animals shall be at the discretion of

the department.

§ 11-0512 — Possession, sale, barter, transfer, exchange and import of wild animals as pets prohibited

Possession, sale, barter, transfer, exchange and import of

wild animals as pets prohibited.

1. It shall be prohibited for any person to:

a. knowingly possess, harbor, sell, barter, transfer, exchange or

import any wild animal for use as a pet in New York state, except as

provided in subdivision three of this section; or

b. intentionally release or set at-large any wild animal, authorized

by this section for use as a pet, from the location where the animal is

permitted to be possessed or harbored.

2. This section shall not apply to the following persons and entities

with respect to wild animals owned or harbored by them solely for a

purpose other than for use as a pet:

a. Zoological facilities licensed pursuant to 7 USC. Sec. 2131 et

seq.;

b. Exhibitors licensed pursuant to the Animal Welfare Act, 7 USC.

Sections 2132-2134 and reptile exhibitors who have demonstrated to the

department, in accordance with regulations promulgated by the

commissioner, that the sole purpose for which the wild animal or animals

are used is for exhibition to the public for profit or compensation;

c. Research facilities as defined in the Animal Welfare Act, 7 USC.

Section 2132 (e), which are licensed by the United States Secretary of

Agriculture;

d. Licensed veterinarians and incorporated humane societies, animal

shelters, societies for the prevention of cruelty to animals or animal

welfare organizations in temporary possession of wild animals;

e. State universities, private colleges or universities, or state

agencies working with wild animals;

f. Wildlife rehabilitators licensed pursuant to the provisions of

subdivision three of section 11-0515 of this title and regulations

promulgated thereunder, who are tending to sick or injured wild animals;

g. A person having custody of a wild animal solely for the purpose of

transporting it to a licensed veterinarian, wildlife rehabilitator,

humane society or other entity authorized by this section to handle or

treat wild animals;

h. A wildlife sanctuary as defined in subdivision thirty-two of

section 11-0103 of this article;

i. A person who is not a resident of this state who is in the state

only for the purpose of travelling between locations outside the state.

In no event shall this time period exceed ten days;

j. A person who is paralyzed from the neck down who possesses a new

world monkey trained to perform tasks for its owner by an organization

described in section 501(c) of the Internal Revenue Code of 1986 and

dedicated to improving the quality of life of persons paralyzed from the

neck down.

3. Any person who possesses or harbors a wild animal for use as a pet

at the time that this section takes effect may retain possession of such

animal for the remainder of its life, provided that such person:

a. Has not been convicted of any offense relating to cruelty to

animals or under a judicial order prohibiting possession of animals;

b. Applies to the department within six months of the effective date

of this section, and obtains from the department, a license pursuant to

subdivision four of this section;

c. Complies with all applicable federal, state, or local laws,

including any ordinance, rule or regulation adopted by a local board of

health, or any rules and regulations established by the department as

requisites for ownership of such wild animal; and

d. Reports a release to the local police department and animal control

immediately upon discovery of the release. Each escape during a twelve

month period of time will subject the possessor to penalties by the

department pursuant to subdivisions eight and nine of this section.

4. The department shall be required to issue licenses authorizing

possession of wild animals only to those persons who comply with the

provisions of subdivision three of this section and with any regulations

promulgated by the department thereunder. Such licenses shall be valid

in any jurisdiction within the state where possession of a wild animal

is not prohibited by local law or ordinance, rule or regulation adopted

by a local board of health, and shall be renewable biennially during the

life of the animal subject to continued compliance with the provisions

of this section and with any regulations promulgated thereunder. The

department shall forward copies of such licenses to the clerk of the

city, town or village in which each wild animal is harbored.

a. License applications shall include, but shall not be limited to,

the following:

(1) The name, address and telephone number of the person who owns,

possesses or harbors the wild animal or animals, including an

acknowledgment that the person who owns, possesses or harbors the wild

animal or animals is twenty-one years of age or older.

(2) The address of the location where the wild animal or animals will

be kept, if different from the above.

(3) A detailed description of each wild animal owned, possessed or

harbored, including species, gender, age, any identifying

characteristics, and an identification tag or tattoo if required by the

department, with proof, acceptable to the department, that each such

wild animal was acquired prior to the effective date of this section.

(4) The name, address and telephone number of the veterinarian, who

has agreed to treat the wild animal.

(5) An acknowledgment indicating that the wild animal or animals will

not be bred.

(6) A detailed certification establishing that the location in which

the wild animal will be kept complies with all appropriate standards of

care and at minimum complies with the standards for animal care set

forth in the Federal Animal Welfare Act and other applicable federal,

state and local standards, including, but not limited to housing,

temperature, ventilation, drainage, sanitation, food, water, exercise

and veterinary care appropriate to the species and sufficient to

maintain the wild animal in good health.

(7) An acknowledgment that the wild animal will not be tied, tethered,

or chained outdoors, allowed to run at large and that the wild animal

will not be brought to any public park or commercial or retail

establishment unless it is being brought to a veterinarian or veterinary

clinic.

(8) An acknowledgment that possession, harboring or owning such wild

animal does not violate any applicable federal, state or local law,

including any ordinance, rule or regulation adopted by a local board of

health.

b. The department shall set biennial license fees for the possession

of wild animals pursuant to subdivision three of this section in an

amount determined to be reasonable but not more than one hundred

seventy-five dollars for two years for each wild animal. License fees

shall be used solely for the implementation and enforcement of this

section.

5. The provisions of the state administrative procedure act shall

apply to the denial or revocation of a license.

6. Any person in possession of a wild animal as a pet that has been

granted a license pursuant to subdivision four of this section shall not

breed, or sell, trade, barter or exchange such wild animal.

7. A person possessing, owning or harboring a wild animal who is

denied a license pursuant to subdivision four of this section, or whose

license is revoked, shall surrender such wild animal to the department

or an authorized agent thereof at a location designated by the

department for such surrender or a police or peace officer of this

state, a local animal control officer, or a duly incorporated society

for the prevention of cruelty to animals, or provide proof that the

animal has been humanely euthanized according to American Veterinary

Medical Association standards by a licensed veterinarian.

8. The department, any police or peace officer of this state, a local

animal control officer, or a duly incorporated society for the

prevention of cruelty to animals is hereby authorized to enforce the

provisions of this section and issue notices of violation to persons in

violation of this section, and shall have the authority to seize any

wild animal held in violation of this section. A county society for the

prevention of cruelty to animals must obtain a warrant before seizing a

wild animal or arresting a person who owns or possesses a wild animal

under this section. Wild animals seized or surrendered pursuant to the

provisions of this section shall be transferred to a duly incorporated

wildlife sanctuary as defined in this section, or a zoological facility,

or shall be humanely euthanized. Any costs associated with seizing,

transferring, recapturing or euthanizing a wild animal shall be borne by

the person who owned, harbored or possessed the animal. The department

shall also have the authority to seek injunctive relief in any court of

appropriate jurisdiction to prevent continued violations of this

section.

9. Notwithstanding any other provision of law, any person who

knowingly breeds a wild animal or knowingly possesses, owns, harbors,

sells, barters, transfers, exchanges, or imports a wild animal for use

as a pet or intentionally releases or sets at-large any wild animal,

authorized by this section for use as a pet, from the location where the

animal is permitted to be possessed or harbored in violation of the

provisions of this section shall be subject to a penalty of not more

than five hundred dollars for the first offense and not more than one

thousand dollars for a second and subsequent offenses. Each instance of

breeding, owning, harboring, sale, barter, release, transfer, exchange,

or import of a wild animal in violation of this section shall constitute

a separate offense.

10. Nothing contained in this section shall prevent any city, town or

county from enacting more restrictive provisions governing the

possession of wild animals for use as pets.

§ 11-0513 — Pigeons

Pigeons.

1. No person shall at any time, by any means or in any manner capture,

kill or attempt to capture or kill any Antwerp or homing pigeon, wearing

a ring or seamless leg band with its registered number stamped thereon;

nor shall any person remove such mark. No person except the lawful owner

shall detain, possess, or transport Antwerp or homing pigeons wearing a

ring or seamless leg band with the registered number thereon.

2. Notwithstanding any other law to the contrary, the local

legislative body of any city, town or village, or in the city of New

York the Department of Health may take or issue a permit to any person

to take pigeons at any time and in any humane manner in such

municipality, whenever such body or administration finds that pigeons

within such municipality are or may become a menace to public health or

a public nuisance; provided, however, that no pigeon may be taken in a

manner which will endanger other animal life, persons or property.

§ 11-0514 — Eurasian boars prohibited

Eurasian boars prohibited.

1. For purposes of this section, "Eurasian boar" shall mean any

subspecies, breed, or hybrid of swine recognized as Eurasian boar,

Russian boar, wild boar, wild hog, razorback, or feral swine. "Eurasian

boar" shall not include domestic pigs (sus scrofa domestica) possessed

for meat production or as pets, or animals possessed or owned by a

zoological park accredited by the Association of Zoos and Aquariums.

2. No person, firm, partnership, corporation, or government entity

shall knowingly import, allow to breed, or introduce into the wild

Eurasian boars.

3. Beginning September first, two thousand fifteen, no person, firm,

partnership, corporation or government entity shall knowingly possess,

sell, offer for sale, distribute, transport, or otherwise market or

trade live Eurasian boars.

4. The department may adopt rules and regulations necessary to

implement and administer this section.

§ 11-0515 — Licenses to collect, possess or sell for propagation, scientific or exhibition purposes

Licenses to collect, possess or sell for propagation,

scientific or exhibition purposes.

1. The department may issue to any person a license revocable at its

pleasure to collect or possess fish, wildlife, shellfish, crustacea, or

aquatic insects, birds' nests or eggs for propagation, banding,

scientific or exhibition purposes. The department in its discretion may

require an applicant to pay a license fee of ten dollars, and to file a

bond of two hundred dollars to be approved by the department that he or

she will not violate any provisions of this article. Each licensee shall

file with the department a report containing such information as the

department may require. Such license shall be in force for one year only

and shall not be transferable.

2. The department may also issue a license revocable at its pleasure

to possess and sell protected fish, wildlife, shellfish, crustacea or

aquatic insects for propagation, scientific or exhibition purposes. The

department in its discretion may require a license fee of ten dollars.

Such license shall be in force for one year only and shall not be

transferable. Each licensee shall file with the department a report

containing such information as the department may require. Fish,

wildlife, shellfish, crustacea or aquatic insects lawfully possessed

under this section may be sold at any time by the licensee for

propagation, scientific or exhibition purposes only.

3. The department may also issue a revocable license to possess

distressed wildlife for rehabilitation purposes. The department may

adopt regulations concerning the qualifications, appointment and duties

of wildlife rehabilitators and the procedures for license issuance and

revocation.

4. The department shall have power to make regulations governing the

possession of such fish, wildlife, shellfish, crustacea and aquatic

insects to protect them from cruelty, disease or undue discomfort and to

protect the public from attack or contamination.

§ 11-0517 — Taking for propagation and stocking; fish hindering propagation of food fish or shellfish

Taking for propagation and stocking; fish hindering

propagation of food fish or shellfish.

1. The department may take, or it may permit any person to take

wildlife for propagation or stocking purposes, or fish or shellfish for

propagation purposes.

2. It may also remove, or permit to be removed, in any manner it may

prescribe, from either public or private waters, fish or shellfish which

hinder the propagation of food fish or shellfish, or which are in

imminent danger of being killed by pollution or otherwise. Such fish or

shellfish shall be disposed of as the department may direct.

3. No person shall take fish within one hundred feet of any leader or

net operated by the department or permitted under subdivisions 1 or 2 of

this section and fish confined therein shall be handled or taken

therefrom only by an employee of the department or by the permittee.

§ 11-0519 — Disposition of fish, wildlife, game, shellfish, crustacea or protected insects seized by or surrendered to enforcement officers

Disposition of fish, wildlife, game, shellfish, crustacea or

protected insects seized by or surrendered to enforcement

officers.

1. When any fish, game, wildlife, shellfish, crustacea or part

thereof, or any protected insect, or any bird plumage, is

a. seized by an enforcement officer as provided in section 71-0907 and

it is thereafter determined that the possession thereof, by the person

from whom it was seized, was unlawful under any provision of the Fish

and Wildlife Law or regulation pursuant thereto; or

b. found in or released from a trap, snare, net or other device

constituting a nuisance which the officer is authorized summarily to

abate as provided in section 71-0915; or

c. surrendered to an enforcement officer for disposition by any person

having lawful custody or possession; possession thereof shall be deemed

vested in the department on behalf of the state. All such things shall

be disposed of as may be determined by the enforcement officer, subject

to law and any applicable regulations of the department.

§ 11-0521 — Destructive wildlife; taking pursuant to permit

Destructive wildlife; taking pursuant to permit.

1. The department may direct any environmental conservation officer,

or issue a permit to any person, to take any wildlife at any time

whenever it becomes a nuisance, destructive to public or private

property or a threat to public health or welfare, provided, however,

that where such wildlife is a bear, no such permit shall be issued

except upon proof of damage to such property or threat to public health

or safety presented to the department. Upon presentation of such proof,

the department may issue a permit authorizing the use of trained

tracking dogs pursuant to section 11-0928 of this article, and, if the

department has determined that no other alternative is feasible, a

separate permit to take the bear. Wildlife so taken shall be disposed of

as the department may direct. Any person, agency, corporation or

municipality who obtains a migratory bird depredation permit or order

issued by the federal department of the interior pursuant to 50 C.F.R.

13 and 50 C.F.R. 21, as may be amended from time to time, shall not be

required to obtain a permit from the department to conduct the

authorized activities.

2. The department may, by permit issued to a landowner, permit such

landowner, and any person he may designate in writing as his agent, to

take beaver on lands owned by the permittee, during any specified

period, in any specified number, and by any specified means,

notwithstanding the provision contained in paragraph d of subdivision 3

of section 11-0901 or any other provision of the Fish and Wildlife Law.

Beaver so taken shall be disposed of as the department may direct.

3. Nothing in this section shall be construed as requiring or

obligating the department to issue a permit to take wildlife or to

direct the taking of any wildlife when in its opinion the nuisance,

destruction of property or threat to public health and welfare will not

be effectively abated thereby.

§ 11-0522 — Urban deer management pilot program

* § 11-0522. Urban deer management pilot program.

1. For the purposes of this section, " nuisance wildlife specialist"

shall mean an employee of or a contractor for the federal or state

government responsible for wildlife management acting pursuant to a deer

management plan and deer cull permit. A nuisance wildlife specialist

must be in compliance with criteria established by the department that

at a minimum shall require:

a. a minimum level of marksmanship qualifications appropriate to the

firearm or hunting implement to be used;

b. liability insurance coverage or other financial arrangements

identified by the department;

c. a copy of the cull permit and a copy of the log of nuisance

wildlife specialists using the permit, be on the nuisance wildlife

specialist's person when exercising any privilege of such permit; and

d. reporting requirements.

2. The department may, after reviewing the city of Syracuse's cull

permit application and site-specific deer management plan, and upon a

finding by the city of Syracuse that deer have become a nuisance,

destructive to public or private property or a threat to public health

or welfare, issue a deer cull permit for use within the boundaries of

the city of Syracuse, authorizing use of a nuisance wildlife specialist

to take deer pursuant to the terms of the deer cull permit.

3. Each cull permit application shall at a minimum include

requirements for: the timeframe during which the permit must be used, a

site-specific deer management plan, a geographic description of the area

for which the permit is being requested, a written contract with the

city of Syracuse, a list which identifies participating nuisance

wildlife specialists and eligibility based on the criteria established

by the department, provided by the city of Syracuse, requests for any

authorization pursuant to subdivisions three and nine of section 11-0505

of this title, subdivision two of section 11-0901 of this article, and

subdivisions two and four of section 11-0931 of this article, provided

that any such authorization subsequently granted shall be explicitly

included on any cull permit, and details regarding expected local law

enforcement consultation.

4. Nothing in this section shall be construed as requiring or

obligating the department to issue a permit to take deer when in its

opinion the nuisance, destruction of property or threat to public health

and welfare will not be effectively abated thereby.

* NB Repealed January 1, 2027

§ 11-0522-a — Long Island deer management pilot program

* § 11-0522-a. Long Island deer management pilot program.

1. For the purposes of this section, " nuisance wildlife specialist"

shall mean an employee of or a contractor for the federal or state

government responsible for wildlife management acting pursuant to a deer

management plan and deer cull permit. A nuisance wildlife specialist

must be in compliance with criteria established by the department that

at a minimum shall require:

a. a minimum level of marksmanship qualifications appropriate to the

firearm or hunting implement to be used;

b. liability insurance coverage or other financial arrangements

identified by the department;

c. a copy of the cull permit and a copy of the log of nuisance

wildlife specialists using the permit, be on the nuisance wildlife

specialist's person when exercising any privilege of such permit; and

d. reporting requirements.

2. The department may, after reviewing the town of Southold's cull

permit application and site-specific deer management plan, and upon a

finding by the town of Southold that deer have become a nuisance,

destructive to public or private property or a threat to public health

or welfare, issue a deer cull permit for use within the boundaries of

the town of Southold, authorizing the use of a nuisance wildlife

specialist to take deer pursuant to the terms of the deer cull permit.

3. Each cull permit application shall at a minimum include

requirements for: the timeframe during which the permit must be used, a

site-specific deer management plan, a geographic description of the area

for which the permit is being requested, a written contract with the

town of Southold, a list which identifies participating nuisance

wildlife specialists and eligibility based on the criteria established

by the department, provided by the town of Southold, requests for any

authorization pursuant to subdivisions three and nine of section 11-0505

of this title, subdivision two of section 11-0901 of this article, and

subdivisions two and four of section 11-0931 of this article, provided

that any such authorization subsequently granted shall be explicitly

included on any cull permit, and details regarding expected local law

enforcement consultation.

4. Nothing in this section shall be construed as requiring or

obligating the department to issue a permit to take deer when in its

opinion the nuisance, destruction of property or threat to public health

and welfare will not be effectively abated thereby.

* NB Repealed January 1, 2027

§ 11-0523 — Destructive or menacing wildlife; taking without permit

Destructive or menacing wildlife; taking without permit.

1. Owners and lessees and members of their immediate families actually

occupying or cultivating lands, and persons authorized in writing and

actually employed by them in cultivating such lands, may take (a)

unprotected wildlife other than birds and (b) starlings, common crows

and, subject to section 11-0513, pigeons, when such wildlife is injuring

their property or has become a nuisance thereon. Such taking may be done

in any manner, notwithstanding any provision of the Fish and Wildlife

Law, except section 11-0513, or the Penal Law or any other law.

2. Any bear killing or worrying livestock on land occupied or

cultivated, or destroying an apiary thereon, may be taken or killed, at

any time, by shooting or device to entrap or entice on such land, by the

owner, lessee or occupant thereof, or any member of the owner's,

lessee's or occupant's immediate family or by any person employed by

such owner, lessee or occupant. The owner or occupant of such lands

shall promptly notify the nearest environmental conservation officer and

deliver to such officer the carcass of any bear killed pursuant to this

subdivision. The environmental conservation officer shall dispose of the

carcass as the department may direct.

3. Red-winged blackbirds, common grackles and cowbirds destroying any

crop may be killed during the months of June, July, August, September

and October by the owner of the crop or property on which it is growing

or by any person in his employ.

4. Varying hares, cottontail rabbits and European hares which are

injuring property on occupied farms or lands may be taken thereon, at

any time, in any manner, except by the use of ferrets, fitch-ferrets or

fitch, by the owners or occupants of such farms or lands or by a person

authorized in writing by them and actually employed by them in

cultivating such farm lands.

5. Skunks injuring property or which have become a nuisance may be

taken at any time in any manner.

6. Raccoons, muskrats, coyotes or fox injuring private property may be

taken by the owner, occupant or lessee thereof, or an employee or family

member of such owner, occupant or lessee, at any time in any manner.

7. Whenever black, grey and fox squirrels, opossums or weasels are

injuring property on occupied farms or lands or dwellings, they may be

taken at any time in any manner, by the owners or occupants thereof or

by a person authorized in writing by such owner or occupant.

8. No license or permit from the department is required for any taking

authorized by this section.

9. Varying hares, cottontail rabbits, skunks, black, grey and fox

squirrels, raccoons, muskrats, opossums or weasels taken pursuant to

this section in the closed season or in a manner not permitted by

section 11-0901 shall be immediately buried or cremated. No person shall

possess or traffic in such skunks or raccoons or the pelts thereof or in

such varying hares or cottontail rabbits or the flesh thereof.

§ 11-0524 — Nuisance wildlife control operators

Nuisance wildlife control operators.

1. No person shall charge a fee to take, possess, transport or release

wildlife whenever it becomes a nuisance pursuant to section 11-0505,

11-0507, 11-0521, or 11-0523 of this title unless such person has been

issued a nuisance wildlife control operator license by the department.

2. No person shall be issued a license by the department under this

section unless he or she provides evidence satisfactory to the

department, that he or she has completed nuisance wildlife control

training. In addition to any other requirements of the department, such

training shall include training in site evaluation, methods of resolving

common nuisance wildlife problems, including, but not limited to,

non-lethal methods; exclusion methods; habitat modification; and capture

and handling techniques.

3. The department may issue a revocable nuisance wildlife control

operator license and adopt regulations concerning the qualifications for

such license and the terms and conditions of such license provided,

however, that any such regulations, terms and conditions include

training requirements consistent with subdivision two of this section.

4. The fee for a nuisance wildlife control operator license shall be

fifty dollars paid annually to be deposited in the conservation fund

established pursuant to section eighty-three of the state finance law,

provided, however, that a municipality shall not be subject to this fee.

5. Any person licensed pursuant to this section shall submit annually

a report to the department which specifies each client's name and

address, the date work was performed, the species controlled, the

abatement method used, the disposition of the animal, and any other

information as required by the department. The department shall annually

update a list of nuisance wildlife control operators and make it

available to the public in both printed and electronic formats.

§ 11-0525 — Control of rabies in wildlife

Control of rabies in wildlife.

1. Whenever the disease rabies occurs in any area of the state and the

infection of wild foxes or other wildlife populations is certified to

exist therein by the joint determination of the Departments of Health,

Agriculture and Markets and Environmental Conservation, and

certification is made to the Commissioner of Environmental Conservation

by the Commissioners of Health and of Agriculture and Markets that the

health and welfare of the human population or the health and welfare of

domestic livestock are in danger therefrom, the department is thereupon

authorized and directed to undertake through the use of professional

trappers or by other means such fox control or wildlife control measures

in the certified area as in its judgment will eliminate, reduce or

confine the disease.

2. Such control measures shall be continued until the Commissioners of

Health, Agriculture and Markets and Environmental Conservation shall

jointly determine that control measures should be terminated.

3. Necessary expenses for such control work shall be financed by

moneys made available by appropriation or otherwise to the department

out of moneys in the state treasury, in the general fund, to the credit

of the state purpose fund not otherwise appropriated.

§ 11-0527 — State aid to counties participating in control of rabies in wildlife

State aid to counties participating in control of rabies in

wildlife.

1. The board of supervisors or county legislative body of any county

may appropriate moneys for the purpose of controlling the disease rabies

in wildlife.

2. Any county situated in an area wherein the infection of wild foxes

or other wildlife populations is certified to exist with danger to

health and welfare, in accordance with the provisions of section

11-0525, may submit a plan for joint approval by the state departments

of Health, Agriculture and Markets and Environmental Conservation for

the purposes of eliminating, reducing or confining the disease rabies.

If such plan, or a modification of such plan, is approved by such

departments and is duly carried out by any such county in accordance

with such regulations as may be adopted by the Department of

Environmental Conservation (which regulations when adopted shall be made

a part of such plan) then such county shall be reimbursed by the state

to the extent of fifty per centum of the amount by it expended in the

execution of such plan; provided, however, that such reimbursement to

any county shall not exceed six thousand dollars in any state fiscal

year.

3. A county shall not be reimbursed for any moneys expended by it for

the payment of bounties for the taking of wildlife.

4. Not later than the last day of each of the months of June,

September, December and March the county treasurer of each such county

which has been certified under section 11-0525 and approved under this

section, and has incurred expenditures pursuant to the provisions of

this section during the three months' period ending on such days, shall

make a report to the Commissioner of Environmental Conservation of the

amount of such expenditures and apply for the state reimbursement herein

authorized.

5. Such report and application shall be in such form and contain such

information as may be required by the Commissioner of Environmental

Conservation. The commissioner shall thereupon promptly certify to the

comptroller for payment the amount of state reimbursement due the county

thereon. The amounts so certified by the Commissioner of Environmental

Conservation, after audit by and on the warrant of the Comptroller,

shall be paid to the county treasurers of the respective counties to

which such reimbursement is due, from any moneys available by

appropriation therefor. No reimbursement shall be made for expenditures

incurred by any county after such time as the Departments of Health and

Agriculture and Markets shall have certified that danger to health and

welfare from the disease rabies no longer exists in such county.

§ 11-0529 — Cats hunting birds; dogs pursuing deer or killing other wildlife in certain areas

Cats hunting birds; dogs pursuing deer or killing other

wildlife in certain areas.

1. Any person over the age of twenty-one years possessing a hunting

license may, and environmental conservation officers and peace officers,

acting pursuant to their special duties, or police officers shall

humanely destroy cats at large found hunting or killing any protected

wild bird or with a dead bird of any protected species in its

possession.

2. Every environmental conservation officer, forest ranger and member

of the state police may kill any dog (a) pursuing or killing deer within

the Adirondack or Catskill parks, at any time; (b) pursuing or killing

any game or wildlife on a state-owned game farm or wildlife refuge; or

(c) pursuing or killing any game or wildlife on a state-owned or leased

wildlife management area, except a dog being legally used for hunting

small game or for dog training.

3. Every park patrolman, park ranger and member of the state police,

county police and town police may kill any dog pursuing or killing deer

within any state park or state park reservation at any time.

4. At any time (a) any environmental conservation officer, dog warden,

forest ranger or member of the state police, anywhere in the state, (b)

any member of any town police within the limits of the town of which

such member is an officer, (c) any member of the Westchester County

Parkway police on any park, parkway or reservation owned or controlled

by the county of Westchester or (d) any member of a police force or

department of any county, city, town or village in which such member has

jurisdiction and is regularly employed may kill any dog pursuing or

killing deer and any coyote killing a domestic animal.

5. No action for damages shall lie against any authorized person for

the killing of a cat, dog or coyote as provided in this section.

§ 11-0531 — Bounties prohibited

Bounties prohibited.

Notwithstanding any other provision of this chapter, or any other law,

rule or regulation to the contrary, it shall be unlawful for any

department or division of this state, or any political subdivision

thereof to pay bounties on the taking of wildlife, except when the state

Department of Health, or any local health authorities, determine that a

given type or class of animals constitute a health hazard as carriers or

potential carriers of disease.

§ 11-0533 — Licensing of guides

Licensing of guides.

1. As used in this section, the term "guide" shall mean a person who

offers services for hire part or all of which includes directing,

instructing, or aiding another in fishing, hunting, camping, hiking,

white water canoeing, rafting or rock and ice climbing.

2. All guides engaging in the business of guiding on all lands and

waters of the state shall possess a license issued by the department,

except for any persons operating or assisting upon a public vessel for

hire (passenger carrying vessels), licensed by the United States Coast

Guard or New York state, upon the Atlantic Ocean and all other marine

and coastal waters, tidal waters including the Hudson river up to the

Troy barrier dam, St. Lawrence river, Great Lakes and the navigable

portion of their tributaries, and other navigable waters, as determined

by the department.

3. Except while guiding for the purposes of hunting and/or fishing, no

license as defined in section 11-0701 is required for such acts.

4. Employees of children's camps as defined in subdivision one of

section one thousand four hundred of the public health law shall be

exempt from the provisions of subdivisions one and two of this section,

provided such activities are carried out within the scope of said

employment.

5. A license as required under subdivision two of this section shall

be issued for a period of five calendar years and the fee therefor shall

be established by the department, not to exceed two hundred dollars.

6. Every licensed guide while engaged in guiding shall wear in plain

sight identification furnished by the department. Licensed guides shall

be at least eighteen years of age. They shall be skilled in the use of

boats and canoes whenever use of these craft is required and shall be

persons competent to guide one or more of the following: camping,

hunting, fishing, hiking, white water canoeing/rafting, rock or ice

climbing or other similar activities. The department shall by regulation

establish standards and procedures for testing and licensing of guides.

7. Any licensed guide who violates any provision of this chapter or

who makes any false statement in his application for a license shall in

addition to any other penalties, immediately surrender his license to

the department, which may be revoked by the department for up to one

year following the date of such surrender.

8. The department shall publish a list of guides annually.

§ 11-0535 — Endangered and threatened species, species of special concern

Endangered and threatened species, species of special

concern.

1. For the purposes of this section, "endangered species" shall mean

those species of fish, shellfish, crustacea and wildlife designated by

the department, by regulation filed with the Secretary of State, as

seriously threatened with extinction, "threatened species" shall mean

those species of fish and wildlife designated by the department, by

regulation filed with the Secretary of State, which are likely to become

endangered species within the foreseeable future throughout all or a

significant portion of their range, and "species of special concern"

shall mean those species of fish and wildlife designated by the

department, by regulation filed with the Secretary of State, which are

found by the department to be at risk of becoming threatened in New

York. Such regulation shall include, but not be limited to, endangered

and threatened species as so designated by the Secretary of the

Interior, provided, however, that such regulation shall take effect

sixty days after it has been filed with the Secretary of State, and

provided, further, that any endangered or threatened species as so

designated by the Secretary of the Interior shall be subject to the

restrictions of this section, regardless of the removal of such

designation as an endangered or threatened species by the Secretary of

the Interior. The commissioner may exclude any such species as the

commissioner may determine after investigation to be no longer

endangered or threatened from the restrictions of this section.

2. Notwithstanding any other provision of this chapter, the taking,

importation, transportation, possession or sale of any endangered or

threatened species of fish, shellfish, crustacea or wildlife, or hides

or other parts thereof, or the sale or possession with intent to sell

any article made in whole or in part from the skin, hide or other parts

of any endangered or threatened species of fish, shellfish, crustacea or

wildlife is prohibited, except under license or permit from the

department.

3. Notwithstanding any other provision of this chapter, the department

may promulgate regulations to the taking, importation, transportation,

possession or sale of any species of special concern as the department

deems necessary for the proper protection of such species.

§ 11-0535-a — Illegal ivory articles and rhinoceros horns

Illegal ivory articles and rhinoceros horns.

1. As used in this section:

a. "Distribute" means a transfer or change in possession with an

accompanying change in legal ownership.

b. "Ivory article" means any item containing worked or raw ivory from

any species of elephant or mammoth.

c. "Raw ivory" means any elephant or mammoth tusk, and any piece

thereof, the surface of which, polished, or unpolished, is unaltered or

minimally carved.

d. "Worked ivory" means any elephant or mammoth tusk, and any piece

thereof, which is not raw ivory.

2. Except as otherwise provided in subdivision three of this section,

no person shall sell, offer for sale, purchase, trade, barter or

distribute an ivory article or rhinoceros horn.

3. Unless such activity is prohibited by federal law, rule or

regulation, the commissioner may issue licenses or permits for the sale,

offering for sale, purchase, trading, bartering or distribution of ivory

articles or rhinoceros horns, provided that:

a. the ivory article or rhinoceros horn is part of a bona fide antique

and is less than twenty percent by volume of such antique, and the

antique status of such antique is established by the owner or seller

thereof with historical documentation evidencing provenance and showing

the antique to be not less then one hundred years old;

b. the distribution or change of possession of the ivory article or

rhinoceros horn is for bona fide educational or scientific purposes, or

to a museum chartered by the board of regents pursuant to the education

law or to a museum authorized by a special charter from the legislature

of this state; or

c. the distribution of the ivory article or rhinoceros horn is to a

legal beneficiary of a trust or to an heir or distributee of an estate;

or

d. the ivory article or rhinoceros horn is part of a musical

instrument, including, without limitation, string and wind instruments

and pianos, and the owner or seller provides historical documentation as

the department may require, demonstrating provenance and showing the

item was manufactured no later than nineteen hundred seventy-five.

§ 11-0535-b — Vulnerable species

Vulnerable species.

1. As used in this section, "vulnerable species" shall mean any

species of wildlife designated by the department, by regulation filed

with the secretary of state, which meet the following criteria:

(a) On the basis of credible scientific evidence, which may include

information contained on the international union for conservation of

nature and natural resources red list of threatened species, or other

similar data:

(i) the species has an observed, estimated or projected population

decline that if unreversed, will likely result in the species becoming

endangered or threatened within the foreseeable future; or

(ii) other factors that may cause the species to go extinct if they

are not identified and reversed;

(b) The species is known to be in trade in this state;

(c) The species is not protected as an endangered or threatened

species by the secretary of the interior; and

(d) The species is not protected under the Marine Mammal Protection

Act.

2. Except as otherwise provided in subdivision three of this section,

no person shall sell, or possess with the intent to sell, any article

made in whole or in part from the skin, hide, or other parts of any

vulnerable species, except under license or permit from the department.

3. The commissioner may issue licenses or permits for the sale or

possession with intent to sell of any article made in whole or in part

from the skin, hide, or other parts of any vulnerable species, provided

that:

(a) the article is part of a bona fide antique and the antique status

of such antique is established by the owner or seller thereof with

historical documentation evidencing provenance and showing the antique

to be not less than one hundred years old; or

(b) the article is for bona fide educational or scientific purposes,

or to be made part of a temporary or permanent collection of a museum

chartered by the board of regents pursuant to the education law or to a

museum authorized by a special charter from the legislature of this

state, provided that the article is not thereafter sold to any private

party.

4. The department shall maintain a list of vulnerable species

identified pursuant to this section and post such list on the

department's website.

5. Species shall not be designated as a vulnerable species for the

purposes of this section if:

(a) the species is protected pursuant to any other provision of this

chapter; or

(b) the taking of the species is regulated by the department pursuant

to permit or license.

§ 11-0535-c — Endangered and threatened species mitigation bank fund

* § 11-0535-c. Endangered and threatened species mitigation bank fund.

1. The department is hereby authorized to utilize funds in the

endangered and threatened species mitigation bank fund, established

pursuant to section ninety-nine-hh of the state finance law, for the

purposes of implementing an endangered and threatened species mitigation

plan approved by the department.

2. Such fund shall consist of contributions, in an amount determined

by the department, deposited by an applicant granted a siting permit to

construct a major renewable energy facility, where such applicant has

been ordered to mitigate harm to a threatened or endangered species or

its habitat.

3. In administering the provisions of this article, the commissioner:

a. May, in the name of the state, enter into contracts with

not-for-profit corporations, private or public universities, and private

contractors for services contemplated by this title. Such contracts

shall be subject to approval by the state comptroller and, as to form,

by the attorney general.

b. Shall approve vouchers for payments pursuant to an approved

contract. All such payments shall be paid on the audit and warrant of

the state comptroller;

c. May, in the name of the state, enter into contracts with a

not-for-profit corporation to administer grants made pursuant to this

title, including the approval and payment of vouchers for approved

contracts; and

d. May perform such other and further acts as may be necessary,

proper, or desirable to carry out the provisions of this article.

4. Nothing in this article shall be construed to limit or restrict any

powers of the commissioner or any other agency pursuant to any other

provision of law.

5. The commissioner is authorized and directed to promulgate any

regulations deemed necessary to implement this section.

** 6. The commissioner shall annually report to the department of

public service, the governor, the temporary president of the senate and

the speaker of the assembly on the status of the fund and all monies

added to and expended from the fund.

** NB Repealed December 31, 2040

* NB Repealed December 31, 2030

§ 11-0536 — Sale of certain wild animals or wild animal products prohibited

Sale of certain wild animals or wild animal products

prohibited.

1. Except as provided in subdivision three hereof, no part of the skin

or body, whether raw or manufactured, of the following species of wild

animals or the animal itself may be sold or offered for sale by any

individual, firm, corporation, association or partnership within the

state of New York:--Leopard (Panthera pardus), Snow Leopard (Uuncia),

Clouded Leopard (Neofelis nebulosa), Tiger (Panthera tigres), Asiatic

Lion (Panthera leo persica), Cheetah (Acinoyx jubatus), Alligators,

Caiman or Crocodile of the Order Crocodylia (except as provided in

subdivision two of this section), tortoises of the genus Gopherus,

marine turtles of the family Cheloniidae and the family Dermochelidae,

Vicuna (Vicugna vicugna), Wolf (Canis lupus), Red Wolf (Canis niger), or

Tasmanian Forester Kangaroo (Macropus giganteus tasmaniensis) or Polar

Bear (Thalarctos maritimus), Mountain Lion, sometimes called Cougar

(Felis Concolar), Jaguar (Panthera onca), Ocelot (Felis pardalis), or

Margay (Felis wiedii), Sumatran Rhinoceros (Dicerorhinus sumatrensis),

or Black Rhinoceros (Dicero bicornis).

2. The commissioner may permit, under such terms and conditions as he

may prescribe, the importation and sale of the skin, body or parts

therefrom of Alligators, Caiman or Crocodile of the Order Crocodylia.

3. Any officer or agent authorized by the commissioner, or any police

officer of the state of New York, or any police officer of any

municipality within the state of New York, shall have authority to

execute any warrant to search for and seize any goods, merchandise or

wildlife sold or offered for sale in violation of this section, or any

property or item used in connection with a violation of this section;

such goods, merchandise, wildlife or property shall be held pending

proceedings in any court of proper jurisdiction. Upon conviction, or

upon the entry of a judgment restraining the sale or offer for sale of

such goods, merchandise or wildlife on the ground that such items were

sold or offered for sale in violation of this section, such seized

goods, merchandise or wildlife shall be forfeited and, upon forfeiture,

either offered to a recognized institution for scientific or educational

purposes, or destroyed.

4. The commissioner may permit, under such terms and conditions as he

may prescribe, the importation, transportation, possession or sale of

any species or subspecies of fish or wildlife listed in this section for

zoological, educational, and scientific purposes, and for the

propagation of such fish or wildlife in captivity for preservation

purposes, unless such importation, transportation, possession or sale is

prohibited by any federal law or regulation.

§ 11-0537 — Bald and golden eagles; prohibited acts

Bald and golden eagles; prohibited acts.

It shall be unlawful to knowingly or with wanton disregard for the

consequences of this act to take, possess, sell, purchase, barter, offer

to sell, purchase or barter, transport, export or import, at any time or

in any manner, any bald eagle commonly known as the American eagle, or

any golden eagle, alive or dead, or any part, nest, or egg thereof of

the foregoing eagles without a permit from a lawful authority.

§ 11-0538 — Direct contact between public and big cats prohibited

Direct contact between public and big cats prohibited.

1. As used in this section:

(a) "Big cat" shall mean any live species of lion (panthera leo),

tiger (panthera tigres), leopard (panthera pardus) (with the exception

of clouded leopards (neofelis nebulosa)), jaguar (panthera onca),

mountain lion, sometimes called cougar (felis concolar) or any hybrid of

such species.

(b) "Direct contact" means physical contact or proximity where

physical contact is possible, including, but not limited to, allowing a

photograph to be taken without a permanent physical barrier designed to

prevent physical contact between the public and big cats.

(c) "Dealer" shall mean any person who, in commerce, for compensation

or profit, delivers for transportation, or transports, except as a

carrier, buys, sells, or negotiates the purchase or sale of any animals.

(d) "Exhibitor" shall mean any person (public or private) exhibiting

any animals, which were purchased in commerce or the intended

distribution of which affects commerce, or will affect commerce, to the

public for compensation, as determined by the commissioner, and such

term includes carnivals, circuses, and zoos exhibiting such animals

whether operated for profit or not.

2. It shall be unlawful for any person licensed or required to be

licensed as an exhibitor or dealer pursuant to the Animal Welfare Act, 7

USC 2132-2134, including agents or employees of such person, to

knowingly allow the public to have direct contact with a big cat.

3. Any person who violates the provisions of this section shall be

subject to a penalty of not more than five hundred dollars for the first

offense and not more than one thousand dollars for a second and

subsequent offenses. Each instance of allowing direct contact of a big

cat with the public in violation of this section shall constitute a

separate offense.

4. Nothing in this section shall be construed to limit or restrict

veterinary examination, treatment or care of a big cat or transportation

of the animal for such purpose.

§ 11-0539 — New York natural heritage program

New York natural heritage program.

1. There is hereby established within the department the New York

natural heritage program. The program is charged with:

a. analyzing existing sources of information, monitoring and taking

censuses of plant and animal populations, and cooperating with other

public agencies and scientific and educational institutions, including

the New York state museum and the office of parks, recreation and

historic preservation, to identify the location and status of plant and

animal species and ecological communities, with an emphasis on rare

species and rare ecological communities;

b. developing systems for ranking the state and global rarity of plant

and animal species and ecological communities and producing lists of

such rankings in consultation with the state biological survey and other

appropriate entities and individuals; and

c. maintaining comprehensive data management systems integrating

information on the location and status of rare plants, animals, and

ecological communities, and analyzing and interpreting such information

for the purpose of conserving and managing the state's biological

diversity.

2. Upon request, and subject to the provisions of subdivision four of

this section, the department shall provide information from the New York

natural heritage program to other state agencies, public authorities,

counties, towns, villages, cities and landowners or their authorized

representatives.

3. The department may contract with a private entity to administer the

New York natural heritage program.

4. Notwithstanding the provisions of article six of the public

officers law or any other provision of law, the department may deny

access to inspection of records, data or information collected or

maintained by the New York natural heritage program that identify

locations or habitats of rare, threatened or endangered species or

ecological communities where the destruction of such habitat or the

removal of such species therefrom would impair their ability to survive,

provided, however, that the commissioner may permit access to such

records, data or information to persons, educators, schools or

universities engaged in legitimate scientific and academic research.

5. No provision contained in this section shall in any way be

construed to diminish or extend the department's authority to protect

threatened or endangered species of wildlife or rare, threatened or

endangered species of plants pursuant to sections 9-1503, 11-0535 and

11-0536 of this chapter or any other provision of law.

6. Nothing in this section shall authorize any person to enter private

land without the permission of the private landowner.

7. State-owned waters, lands or portions thereof may be designated as

natural heritage areas in order to conserve and manage plants, wildlife

or ecological communities, with an emphasis on rare plants, wildlife,

and ecological communities which support such plants or wildlife.

a. For purposes of this title, a site shall be eligible for

designation as a "natural heritage area" if it matches one or more of

the following criteria:

(i) provides habitat for "endangered species" or "threatened species"

as defined in section 11-0535 of this title for animals and 9-1503 of

this chapter for plants;

(ii) provides habitat for rare species where rare means species ranked

as S1, S2 or S3 under criteria developed pursuant to paragraph b of

subdivision one of this section; or

(iii) contains "significant ecological communities" where such term

means all rare ecological communities as well as the best examples of

common communities.

b. Any property designated as a natural heritage area shall be

described and depicted upon a map. The description shall include a

narrative setting forth the plants, animals or ecological communities

present on the property. The department shall make maps depicting

natural heritage areas available for public inspection except as

provided in subdivision four of this section.

c. Designation may be accomplished by the head of any state agency or

entity having jurisdiction over state lands or waters for such

appropriate properties as may exist within their respective

jurisdictions and consistent with their respective missions, provided

the commissioner is consulted, and approves, prior to such designation.

d. A designating state agency or entity shall publish notice

concerning the designation of a natural heritage area in the

environmental notice bulletin prior to such designation. Such notice

shall provide for a thirty day public comment period following

publication of the notice.

e. The head of any state agency or entity having jurisdiction over

state lands or waters previously designated as natural heritage areas

may seek to remove all or a portion of such lands or waters from such

designation provided, however, that prior to such removal the

commissioner publishes a finding that the designated area or portion of

such area no longer meets the criteria in paragraph a of this

subdivision. Such finding shall be published in the environmental notice

bulletin and shall provide for a thirty day public comment period

following publication of the notice.

§ 11-0540 — Prohibition on permits authorizing the use of elephants in entertainment acts

Prohibition on permits authorizing the use of elephants in

entertainment acts.

The department shall not issue any license or permit that would

authorize the use of an elephant in an entertainment act pursuant to

section three hundred eighty of the agriculture and markets law.

§ 11-0541 — Monarch preservation plan

Monarch preservation plan.

Beginning within one year of the effective date of this section, the

department shall take feasible actions to conserve monarch butterflies

and the unique habitats they depend upon for successful migration. These

actions may include, but are not limited to, habitat restoration on

department and state owned lands, education programs, and voluntary

agreements with private landowners. The department may partner with

federal agencies, state agencies, nonprofit organizations, academic

programs, private landowners, and other entities that undertake actions

to conserve monarch butterflies and aid their successful migration. When

undertaking actions to conserve monarch butterflies and their habitats

pursuant to this section, the department shall use the best available

science and consider, as appropriate and feasible, all of the following:

1. restoring or revegetating monarch caterpillar habitat using

regionally or locally appropriate native milkweed species and native

nectar plant species;

2. controlling nonnative weed species that threaten native milkweed

species, and controlling pests and disease, using current best

management practices consistent with integrated pest management

principles that pose low risk to monarch butterflies and their habitat;

3. identifying alternatives to pest management practices that may be

harmful to monarch butterflies, their food or their habitat, including

but not limited to alternatives to the use of pesticides that may cause

such harm;

4. incorporating diverse tree species, structures, and arrangements

when restoring or establishing winter habitat sites to match monarch

butterfly preferences for temperature, light, moisture, wind, and other

microclimate characteristics; and

5. increasing the number of partnerships and making the most of

partnerships to use residential and institutional landscaped areas,

agricultural lands that are not in active production, transportation

corridors, and conservation easements to create, restore, or enhance

monarch butterfly habitat.

TITLE 7 Hunting, Fishing and Trapping Licenses

§ 11-0701 — Definitions of licenses and privileges of licensees

Definitions of licenses and privileges of licensees.

1. A hunting license:

a. entitles a holder who is twelve or thirteen years of age to hunt

wildlife, except big game, as provided in title 9 of this article

subject, specifically, to the provisions of section 11-0929 of this

article. It entitles such holder to possess firearms as provided in

section 265.05 of the penal law. A holder who is twelve or thirteen

years of age shall not hunt with a crossbow.

b. entitles a holder who is fourteen or fifteen years of age to hunt

wildlife, including wild deer and bear, as provided in title 9 of this

article, subject, specifically, to the provisions of section 11-0929 of

this article. It entitles such holder to possess firearms as provided in

section 265.05 of the penal law.

2. a. A hunting license entitles the holder to hunt wildlife subject

to the following:

(1) a holder who is eighteen years of age or older may hunt wildlife

as provided in title 9 of this article,

(2) a holder who is sixteen years of age or older may hunt wildlife,

except big game, as provided in title 9 of this article, and

(3) a holder who is between the ages of sixteen and eighteen may hunt

big game pursuant to the provisions of title 9 of this article while the

holder is accompanied by a parent, guardian or person over the age of

eighteen as required by section 11-0929 of this article.

A holder may take fish with a longbow as provided in titles 9 and 13

of this article.

b. A special antlerless deer license is applicable to the hunting of

wild antlerless deer in a special open season fixed pursuant to

subdivision 6 of section 11-0903 of this article in a tract within a

Wilderness Hunting Area and entitles the holder of a hunting license to

hunt antlerless deer in such special open season, as provided in title 9

of this article if he or she has on his or her person while so hunting

both his or her hunting license and his or her special antlerless deer

license.

3. A bowhunting privilege when included on a hunting license entitles

a holder:

(1) who is between the ages of twelve and sixteen years to hunt wild

deer and bear with a longbow during the special archery season and

during the regular season, as provided in title 9 of this article,

subject to the provisions of section 11-0929 and subdivision 3 of

section 11-0713 of this article;

(2) who is eighteen years of age or older to hunt wild deer and bear

with a longbow, as provided in title 9 of this article, in a special

longbow season; and

(3) who is sixteen or seventeen years of age to exercise the same

privileges subject to the provisions of section 11-0929 and subdivision

3 of section 11-0713 of this article.

4. A fishing license entitles the holder to take fish by angling,

spearing, hooking, longbow and tipups, to take frogs by spearing,

catching with the hands or by use of a club or hook, and to take bait

fish for personal use, as provided in titles 9 and 13 of this article,

except that such license shall not entitle the holder to take migratory

fish of the sea or to take fish from the waters of the marine district.

5. A non-resident bear tag entitles a person who has not been a

resident of the state for more than thirty days who also possesses a

hunting license to hunt bear during the regular open season therefor or

in an open season fixed by regulation pursuant to subdivision eight of

section 11-0903 of this article. It entitles a non-resident holder who

also possesses a hunting license with bowhunting privilege to hunt bear

with a longbow during the open bear season. It entitles a non-resident

holder who also possesses a hunting license with muzzle-loading

privilege to hunt bear with a muzzleloader during the open bear season.

6. A seven-day fishing license entitles the holder to exercise the

privileges of a fishing license for the seven consecutive days specified

in the license.

7. A one-day fishing license entitles the holder to exercise the

privileges of a fishing license on the day specified on the license.

8. A trapping license entitles the holder to trap beaver, otter,

fisher, mink, muskrat, skunk, raccoon, bobcat, coyote, fox, opossum,

weasel, pine marten and unprotected wildlife except birds, as provided

in title 11, subject to the provisions of section 11-0713 of this

article.

9. A muzzle-loading privilege when included on a hunting license

entitles a holder who is fourteen years of age or older to hunt wild

deer and bear with a muzzle-loading firearm or crossbow, as provided in

title 9 of this article, in a special muzzle-loading firearm season.

§ 11-0702 — Lifetime hunting, fishing, trapping, archery and muzzle-loading licenses

Lifetime hunting, fishing, trapping, archery and

muzzle-loading licenses.

1. There are hereby created the following lifetime hunting, fishing,

trapping, archery and muzzle-loading privileges and fees therefor

subject to the same privileges and obligations of a comparable short

term license:

Licenses Fees

a. Lifetime license including a

hunting license, fishing license

and turkey permit. If purchased,

for a child four years

of age or younger $380.00

for a child age five through

eleven years of age $535.00

for a person age twelve through

sixty-nine years of age $765.00

for a person age seventy

and over. $65.00

b. Lifetime hunting license. $535.00

c. Lifetime fishing

license for a person age

sixty-nine or younger. $460.00

d. Lifetime fishing license

for a person age seventy

and over. $ 65.00

e. Lifetime trapping

license. $395.00

f. Lifetime archery privilege. $235.00

g. Lifetime muzzle-loading privilege. $235.00

h. For transfer to a person pursuant

to section 11-0704 of this title $50.00

The holder of a lifetime hunting license or lifetime fishing license

may, at any time, convert such license to a lifetime license pursuant to

paragraph a of this subdivision for an additional fee equal to the

difference between the current fee for the new license and the fee

originally paid for the license.

2. Legal residency within the state of New York shall be a

prerequisite for persons to obtain, or have obtained for them, any

lifetime licenses included within this section. Lifetime licenses so

obtained shall continue to be valid for use within the state by the

person to whom the lifetime license was issued, regardless of a change

in residency of that lifetime license holder. Holders of lifetime

hunting licenses who become non-residents of the state may continue to

obtain resident bowhunting and muzzle-loading privileges, including

lifetime archery and muzzle-loading privileges. Holders of lifetime

bowhunting and muzzle-loading privileges who become non-residents of the

state may continue to obtain resident hunting privileges, including any

lifetime licenses that include any hunting privileges. Possession of

lifetime licenses is nontransferable.

3. Notwithstanding any other provision of law, the commissioner shall

promulgate rules and regulations, which the department deems necessary

to implement the establishment of lifetime licenses.

Such rules and regulations shall provide:

a. for a permanent, counterfeit-resistant identification card with the

necessary identification information;

b. for annual issuance of necessary tags;

c. (i) for the replacement of a lost license upon application with a

notarized affidavit and a fee of five dollars and (ii) for gift

inscriptions, up to twenty-three characters, on lifetime licenses for an

additional fee of five dollars;

d. that conditions for lifetime licenses shall include compliance with

all conditions presently required for holders of short term licenses;

e. that lifetime license fees shall be increased only when short term

or annual licenses are increased and shall be increased at the same

percentage level and that such increases shall not be retroactive.

4. All moneys collected from the sale of lifetime licenses shall be

deposited in the state fish and game trust account pursuant to section

eighty-three of the state finance law.

§ 11-0703 — General provisions

General provisions.

1. a. The privileges of the licenses and stamps defined in section

11-0701 may be exercised only at the times and places, and in the manner

and to the extent, permitted by provisions of the Fish and Wildlife Law

and applicable regulations of the department, including provisions

contained and regulations authorized in sections of the Fish and

Wildlife Law other than those specifically referred to in section

11-0701.

b. No license or stamp authorizes the holder (a) to trespass upon

private lands or waters or to interfere with property belonging to

another person; (b) to take fish or wildlife on an Indian reservation;

(c) to enter upon, or to take or disturb fish or wildlife upon, state

lands or waters posted by the department except in accordance with a

written permit from the department or an order adopted by the

department; (d) to take any fish or wildlife in any area closed to the

taking of fish or wildlife, or to take any species of fish, wildlife or

protected insect in an area closed to the taking of such species.

2. Except as provided in section 11-0704 of this title, no license,

permit, tag or privilege is transferable. No person shall alter, change,

lend to another or attempt to transfer to another any license or any

permit, tag or privilege issued therewith. No person, while hunting,

shall possess a license, permit, tag or privilege which was issued to

another person unless actually accompanied by the person to whom such

license, permit, tag or privilege was issued. No person shall purchase,

possess or use more than one hunting license, trapping license,

bowhunting privilege, muzzle-loading privilege or special permit for the

current license year, except as permitted by regulation of the

department. Notwithstanding the prohibitions contained in this

subdivision, the department may authorize by rule or regulation the

transfer of deer management permits, issued pursuant to section 11-0913

of this article, to any person licensed to hunt deer pursuant to this

title.

3. Any license, stamp or certificate in lieu of a lost or destroyed

license, obtained by fraud, or by a person not authorized to hold it, or

who makes a false statement in applying for it, is void.

4. a. Non-resident bear tags are issuable only to non-residents and

persons who have been residents for less than thirty days immediately

preceding the date of application.

b. A person is ineligible for a hunting license, trapping license,

bowhunting privilege or muzzle-loading privilege unless such person

meets the requirements of subdivision 3 of section 11-0713 of this

title.

c. Only the following persons are eligible for resident fees: (1)

persons who have been residents in the state for thirty days immediately

prior to the date of application for the licenses, or who are enrolled

as full-time students at a college or university within the state and

who are in residence in the state for the school year, or who are out of

state or foreign exchange high school students enrolled as full-time

students in a high school within the state and who are in residence in

the state for the school year; (2) Indian residents or members of the

six nations residing on any reservation wholly or partly within the

state; and (3) members of the United States armed forces in active

service, stationed in this state, regardless of the place of residence

at the time of entry into the service.

d. Only persons who possess a hunting license are eligible for a

bowhunting privilege or muzzle-loading privilege.

e. A person under the age of twelve years is ineligible for a hunting

license.

5. a. One-day and seven-day fishing licenses expire on the date stated

on them.

b. A fishing license issued without charge to a resident as formerly

provided in subdivision 2 of section 11-0715, shall remain effective for

the life of the licensee.

c. A special antlerless deer license is effective during the special

open season for which it is issued.

d. All other licenses and privileges defined in section 11-0701 are

effective for a license year beginning September 1 and ending August 31;

provided, however, a fishing license shall remain effective one year

from the date on which it was issued.

6. a. Except as provided in section 11-0707 and section 11-0709 of

this title, no person shall (1) hunt wildlife unless such person holds

and is entitled to exercise the privileges of a hunting license; (2)

hunt antlerless deer in a special open season therefor pursuant to

subdivision 6 of section 11-0903 of this article unless such person

holds and is entitled to exercise the privileges of and has on his or

her person while so hunting a hunting license, bowhunting privilege or

muzzle-loading privilege, and a special antlerless deer license; (3)

take fish or frogs in the manner described in subdivision 4 of section

11-0701 of this title unless such person is entitled to exercise the

privileges of a fishing license; (4) trap wildlife unless such person

holds a trapping license.

b. Except as provided in section 11-0707 and section 11-0709 of this

title, no person shall (1) hunt wild deer or bear unless such person

holds and is entitled to exercise the privileges of a hunting license,

and meets the requirements of this article; (2) hunt wild deer or bear

with a longbow in a special longbow season unless such person holds and

is entitled to exercise the privileges of a hunting license with a

bowhunting privilege and meets the requirements of this article; or (3)

hunt wild deer or bear with a muzzle-loading firearm in a special

muzzle-loading firearm season unless such person is at least fourteen

years old and holds a hunting license with a muzzle-loading privilege

and meets the requirements of this article.

c. No non-resident shall hunt wild bear unless such person holds a

hunting license and a non-resident bear tag and meets the requirements

of this article.

§ 11-0704 — Transfer of a lifetime license

Transfer of a lifetime license.

A lifetime license, as provided in section 11-0702 of this title, is

not transferable to any person unless:

1. the person to whom such license and permit was issued dies within

one year of the issuance date of such license and permit; and

2. the person to whom such license and permit is to be transferred is

a legal resident of this state pursuant to this title; and

3. the person to whom such license and permit is to be transferred

would otherwise be eligible to purchase such license and permit; and

4. the person to whom such license is to be transferred is related to

the person to whom such license was issued by the first degree of

consanguinity, or legal marriage to such person, or is the adopted child

or step child or step sibling of such person; and

5. designation is made by the personal representative of the

decedent's estate; and

6. The application for transfer is made within three years of the

issuance of the license; and

7. the person to whom such license and permit is transferred pays the

fee as set forth in section 11-0702 of this title; and

8. such license and permit has not been previously transferred.

Provided, however, that subdivisions one, six and seven of this

section shall not apply when the person to whom such license was issued

was a member of the armed forces of the United States or a member of the

national guard or other reserve component of the armed forces of the

United States who died in combat zone or combat zone of operations or

while deployed for active military duty, other than training, on or

after the eleventh day of September, two thousand one.

§ 11-0705 — Failure to carry license, tag or bowhunting and/or muzzle-loading privileges

Failure to carry license, tag or bowhunting and/or

muzzle-loading privileges.

1. a. The holder of a license, tag, bowhunting privilege or

muzzle-loading privilege defined in section 11-0701 of this title shall:

(1) have such license, tag or privilege on the holder's person in an

electronic or other acceptable format pursuant to regulations, while

exercising any privilege of that license stated in section 11-0701 of

this title, or while assisting or accompanying a minor in hunting as

provided in section 11-0929 of this article, and

(2) shall exhibit it on demand to any police officer, peace officer or

owner, lessee or person in control of the lands or waters or the

designees of the owner, lessee or person in control of the lands or

waters on which the license holder is present.

2. Failure of a licensee to have the holder's license, tag or license

with bowhunting and/or muzzle-loading privilege included, on the

holder's person in an electronic or other acceptable format pursuant to

regulations, while hunting, fishing or trapping, is presumptive evidence

that the holder is hunting, fishing or trapping, as the case may be,

without holding the license, tag or license and bowhunting or

muzzle-loading privilege required by subdivision 6 of section 11-0703 of

this title.

§ 11-0706 — Gift cards for hunting and fishing licenses

Gift cards for hunting and fishing licenses.

1. The commissioner is authorized to establish gift cards for the

licenses and bowhunting and muzzle-loading privileges set forth in

section 11-0701 of this title.

2. For the purposes of this title, the term "gift card" shall mean a

restricted monetary equivalent or voucher that, when redeemed by the

holder, entitles such person to a valid license or bowhunting and/or

muzzle-loading privilege as set forth in section 11-0701 of this title.

§ 11-0707 — Exemptions from requirement of hunting, fishing and trapping licenses

Exemptions from requirement of hunting, fishing and trapping

licenses.

1. Resident owners and lessees and members of their immediate

families, actually occupying and cultivating farm lands, on such farm

lands and the waters thereof, shall have the right,

a. to hunt wildlife except wild deer and bear,

b. to trap bobcat, coyote, fox, mink, muskrat, raccoon, opossum,

weasel, skunk, and unprotected wildlife that may lawfully be taken by

trapping (except that only the owner or lessee thereof may trap without

license on a registered muskrat marsh) and

c. to take fish and frogs, except that they may not take bait fish by

net or trap, all as if they held the licenses defined in section 11-0701

and required by section 11-0703, subdivision 6.

2. Minors under the age of sixteen may take fish and frogs as if they

held fishing licenses, except that they may not take bait fish by net or

trap.

3. Any person who is a patient at any facility in this state

maintained by the United States Veterans Health Administration or at any

hospital or sanitorium for treatment of tuberculosis maintained by the

state or any municipal corporation thereof or resident patient at any

institution of the department of Mental Hygiene, or resident patient at

the rehabilitation hospital of the department of Health, or any

incarcerated individual of a conservation work camp within the youth

rehabilitation facility of the department of corrections and community

supervision, or any incarcerated individual of a youth opportunity or

youth rehabilitation center within the Office of Children and Family

Services, any resident of a nursing home or residential health care

facility as defined in subdivisions two and three of section

twenty-eight hundred one of the public health law, or any staff member

or volunteer accompanying or assisting one or more residents of such

nursing home or residential health care facility on an outing authorized

by the administrator of such nursing home or residential health care

facility may take fish as if he or she held a fishing license, except

that he or she may not take bait fish by net or trap, if he or she has

on his or her person an authorization upon a form furnished by the

department containing such identifying information and data as may be

required by it, and signed by the superintendent or other head of such

facility, institution, hospital, sanitarium, nursing home, residential

health care facility or rest camp, as the case may be, or by a staff

physician thereat duly authorized so to do by the superintendent or

other head thereof. Such authorization with respect to incarcerated

individuals of said conservation work camps shall be limited to areas

under the care, custody and control of the department.

4. If persons holding fishing licenses issued under the New York Fish

and Wildlife Law are not required to have licenses issued by a state

named in paragraph a, b, c or d of this subdivision when fishing in that

part of the waters, specified in such paragraph, which lies within that

state, then, in such case, a person holding a fishing license issued by

such state may, without a fishing license issued under the New York

State Fish and Wildlife Law, take fish as provided in title 13, from

that part of such waters specified in paragraph a, b, c or d which lies

within this state:

a. License issued by Vermont: that part of Lake Champlain lying

between New York and Vermont;

b. License issued by Pennsylvania: that part of the Delaware River

lying between New York and Pennsylvania;

c. License issued by Connecticut: those parts of Indian Lake, and of

Samuel Bargh Reservoir (Mianus Reservoir) lying between New York and

Connecticut;

d. License issued by New Jersey: that part of Greenwood Lake lying

between New York and New Jersey.

7. The owner or lessee of a registered muskrat marsh may, without

license, trap muskrat, bobcat, coyote, fox, mink, raccoon, opossum,

weasel, skunk, and unprotected wildlife permitted to be taken by

trapping, on such registered muskrat marsh.

8. The enrolled members of an Indian tribe having a reservation

located wholly or partly within the state and such other Indians as are

permitted by the tribal government having jurisdiction over such

reservation may hunt, fish, trap upon such reservation subject only to

rules, regulations and fish and wildlife laws established by the

governing body of such reservation. Before fish and wildlife taken on

reservations by Indians shall be transported or possessed off the

reservation it shall be tagged for identification purposes in a manner

to be required by the governing body of such reservation. This

subdivision shall in no way limit or otherwise impair the existing

powers of any tribal government to regulate hunting, fishing and

trapping and/or to issue licenses for same.

9. A minor under the age of twelve may accompany and assist a licensed

trapper who is the minor's parent or legal guardian or who is a person

eighteen years of age or older designated in writing by the minor's

parent or legal guardian on a form prescribed by the department and such

parent, legal guardian or designee has had at least three years of

trapping experience. Such minor may assist the licensed adult in all

aspects of trapping without possessing a trapping license.

§ 11-0709 — Circumstances in which license under section 11-0701 not required

Circumstances in which license under section 11-0701 not

required.

1. When a license or permit issued by the department, other than a

license defined in section 11-0701, permits taking of fish or wildlife,

such taking is exempted from the requirement of a license, defined in

section 11-0701, which would otherwise be required, unless the license

or permit or the statute authorizing its issuance states that such

license is required.

2. Whenever taking of destructive or menacing wildlife is authorized

in section 11-0523 of this article, such taking is exempt from the

requirement of a license which authorizes the holder to hunt wildlife or

trap, unless the provision authorizing such taking specifies that such

license is required.

3. The holder of a farm fish pond license, members of his immediate

family and persons actually employed by him in the cultivation of his

farm or in the management of the licensed pond may, without fishing

license, take fish in accordance with section 11-1911 and regulations

governing the taking of fish from such fish ponds.

4. The holder of a fishing preserve license, members of his immediate

family, and any person to whom the licensee has granted permission to

take fish from such licensed fishing preserve waters may, without

fishing or netting license, take fish in accordance with section 11-1913

and regulations governing the taking of fish from such fishing preserve

waters.

§ 11-0713 — Procedure in issuing licenses

Procedure in issuing licenses.

1. a. All licenses, bowhunting privileges, muzzle-loading privileges,

tags, permits, registrations, and permit applications authorized by this

title or section 13-0355 of this chapter, and any additional privileges

authorized by the department shall be issued by:

(1) clerks of a county, town or city, except a city having a

population of one million or more, although such clerks may request

authorization from the department to cease issuing such licenses or

registrations,

(2) clerks of a village having more than one thousand inhabitants

according to the last preceding federal census, or of a village in a

county of less than five hundred thousand inhabitants, adjoining a city

of over one million inhabitants, both according to such census, although

such clerks may request authorization from the department to cease

issuing such licenses or registrations, and

(3) license issuing officers as may be appointed by the commissioner.

Applicants for designation as license issuing officers shall be over the

age of eighteen years and shall meet such other requirements of

eligibility, including posting bond, as the department may by regulation

specify. Such issuing officers shall be entitled to receive and keep the

same fees for issuing licenses and stamps that are specified in section

11-0715 of this title for issuing clerks, and shall file reports and

remit license fees to the appropriate regional environmental

conservation officer or the department as required by regulation.

b. Special antlerless deer licenses shall be issued by the department

as provided in subdivision 6 of section 11-0903 of this article.

c. One-day fishing licenses may be issued by any person who has never

been convicted of or pleaded guilty to a misdemeanor under this chapter

within the past three years, and has not been convicted of a crime under

any other law. Such licenses shall be issued to any such person

following payment of the applicable license fee for each license.

One-day fishing licenses may be sold by the initial purchaser for no

more than the applicable license fee, plus one dollar for the person

selling such license. In the case of misuse or fraud in handling the

fishing licenses, the department shall have the authority to revoke the

privilege to buy and sell the licenses.

2. The issuing officer shall not issue a hunting license or bowhunting

privilege or muzzle-loading privilege to a person between the ages of

twelve and sixteen years unless, at the time of issuance, the applicant

is accompanied by his or her parent or legal guardian who shall consent

to the issuance of the license and shall so signify by signing his or

her name in ink across the face of it. At no time shall such licenses be

issued by mail to persons between the ages of twelve and sixteen years.

3. a. Subject to the provisions of paragraph b of this subdivision,

the issuing officer shall not issue a license, privilege, tag, permit,

or permit application which authorizes the holder to hunt wildlife, to

any person unless the applicant presents:

(1) a license which authorizes the holder to hunt wildlife issued to

him previously; or

(2) an affidavit from a license issuing officer stating that applicant

previously has been issued a license which authorizes the holder to hunt

wildlife; or

(3) a certificate of qualification in responsible hunting, responsible

bowhunting and responsible trapping practices, including safety, ethics

and landowner-hunter relations, issued or honored by the department,

pursuant to this subdivision.

b. (1) The issuing officer shall not issue a bow hunting privilege to

any person unless the applicant presents a hunting license issued to

that person for the corresponding license year and a New York state

license which authorizes the holder to exercise the privilege of hunting

with a longbow issued in 1980 or later, an affidavit as provided in

subparagraph 2 of paragraph a of this subdivision or a certificate of

qualification in responsible bowhunting practices issued or honored by

the department.

(2) The issuing officer shall not issue a trapping license to any

person unless the applicant presents a trapping license issued to him or

her previously, an affidavit as provided in subparagraph 2 of paragraph

a of this subdivision or a certificate of qualification in responsible

trapping practices.

(3) The issuing officer shall not issue a muzzle-loading privilege to

any person unless the applicant presents a hunting license issued to

that person for the corresponding license year and such person is at

least fourteen years old.

c. Certifications of qualification in responsible hunting, responsible

bowhunting and responsible trapping practices may be made by duly

qualified and designated persons, whose fitness to give instructions in

said practices has been determined by an agent of the department. The

department may designate any person it deems qualified to act as its

agent in the giving of instruction and the making of certification. No

charge shall be made for any certificate or instruction given to a

person to qualify him or her to obtain a license or privilege other than

for certain instruction and materials accredited by the department to

provide preparation for final instruction and testing by agents of the

department or for replacement education certificates for a commission of

one dollar to the issuing agent. The department shall make available to

the public courses without charge which do not require additional

preparation at the expense of students, and may also offer optional

courses which require preparatory instruction which may be at the

expense of the student. The department may make rules and regulations

which in its opinion effectuate better the purpose of this subdivision.

4. a. A person who has lost or accidentally destroyed a license or

privilege authorizing the holder to hunt, fish, or trap may apply to the

officer who issued it for a certificate in lieu thereof. Such officer

shall issue a certificate stating the name and address of the applicant,

the type of license issued and the fee, if any, paid for it.

Applications and certificates furnished by the department shall be used

for this purpose.

b. A person who has lost or accidentally destroyed a tag issued with

such a license or privilege may apply to any license issuing officer for

a duplicate and the department shall issue a duplicate tag when

satisfied that the application is made in good faith.

c. A person who has lost or accidentally destroyed a deer management

permit may apply to any license issuing officer for a duplicate. Such

officer shall issue a duplicate tag when satisfied that the application

is made in good faith. The officer shall also issue a certificate

stating the name and address of the applicant, the identifying number of

the tag that is being issued and the fee, if any, paid for it.

Applications and tags furnished by the department shall be used for this

purpose.

5. The commissioner shall establish a toll-free telephone number or a

dedicated number for use to purchase sporting licenses by credit card

purchasers. Notwithstanding any inconsistent provision of this chapter,

the commissioner may authorize the sale of licenses via the internet,

telephone or mail and establish procedures therefor, and may, through

bulk sales or otherwise, furnish licenses for retail sale to outdoor and

recreational outlets and not-for-profit organizations, and the

department may sell licenses at department facilities. Except as

provided in subdivision 1 of this section, a license sold at retail

shall not be sold for a price which exceeds the fee for such license

established in the fish and wildlife law.

6. The department shall require training in the safe use of hunting

with a crossbow and safe hunting practices in the basic hunter education

course required for all new hunters. All persons who have completed

hunter education and who have not certified their completion of a safety

course which includes crossbow hunting training prior to April first,

two thousand fourteen shall complete an online or other training program

approved by the department prior to using a crossbow to hunt.

7. The commissioner shall ensure that space is provided on any form

for application or renewal of a license issued pursuant to this title so

that the applicant shall register or decline registration in the donate

life registry for organ, eye and tissue donations pursuant to section

forty-three hundred ten of the public health law and that the following

is stated on the form in clear and conspicuous type:

"You must fill out the following section: Would you like to be added

to the Donate Life Registry? Check box for 'yes' or 'skip this

question'."

The commissioner of health shall not maintain records of any person

who checks "skip this question". Except where the application is made in

person or electronically, failure to check a box shall not impair the

validity of an application, and failure to check "yes" or checking "skip

this question" shall not be construed to imply a wish not to donate. In

the case of an applicant under eighteen years of age, checking "yes"

shall not constitute consent to make an anatomical gift or registration

in the donate life registry, except as otherwise provided pursuant to

the provisions of paragraph (b) of subdivision one of section

forty-three hundred one of the public health law. Where an applicant has

previously consented to make an anatomical gift or registered in the

donate life registry, checking "skip this question" or failing to check

a box shall not impair that consent or registration.

§ 11-0715 — Fees

Fees.

1. When any license or privilege listed in this section is issued by

the department or an officer or employee of the department, the license

fee is the amount specified in this section plus the amount, if any,

specified as a fee to the issuing clerk.

2. A member of the Shinnecock tribe or the Poospatuck tribe or a

member of the six nations, residing on any reservation wholly or partly

within the state, is entitled to receive free of charge a fishing

license, a hunting license, a muzzle-loading privilege, a trapping

license, and a bowhunting privilege; a resident of the state who is a

member of the United States armed forces in active service who is not

stationed within the state and has not been herein longer than thirty

days on leave or furlough, is entitled to receive free of charge a

fishing license, a hunting license, and a trapping license; a resident

of the state who is an active member of the organized militia of the

state of New York as defined by section one of the military law, or the

reserve components of the armed forces of the United States, and

excluding members of the inactive national guard and individual ready

reserve, is entitled to receive free of charge a fishing license, a

hunting license, and a trapping license; and a resident who is blind is

entitled to receive a fishing license free of charge. For the purposes

of this subdivision a person is blind only if either: (a) his or her

central visual acuity does not exceed 20/200 in the better eye with

correcting lenses, or (b) his or her visual acuity is greater than

20/200 but is accompanied by a limitation of the field of vision such

that the widest diameter of the visual field subtends an angle no

greater than 20 degrees.

A resident in the state for a period of thirty days immediately prior

to the date of application who has attained the age of seventy is

entitled to receive a fishing license, a trapping license, and a hunting

license, at a cost of five dollars for each license.

A resident in the state for a period of thirty days immediately prior

to the date of application who has attained the age of seventy is

entitled to receive free of charge a bowhunting privilege and a

muzzle-loading privilege.

3. Each applicant for a license, permit or privilege shall pay to the

issuing officer a fee, according to the license, permit or privilege

issued and the residence or other qualification of the applicant.

a. In the case of persons who meet the criteria set forth in paragraph

c of subdivision four of section 11-0703 of this title:

License Fee

(1) (a) Hunting $22.00

(b) Hunting ages fifteen

and under $5.00

(2) Fishing $25.00

(3)(a) Trapping $20.00

(b) Trapping ages fifteen and under $5.00

(4) Muzzle-loading privilege $15.00

(5)(a) Bowhunting privilege $15.00

(b) Bowhunting privilege

ages fifteen and under $4.00

(6) Turkey permit $10.00

(7) Seven-day fishing $12.00

(8) One-day fishing $ 5.00

b. In the case of a non-resident and persons resident in the state for

less than thirty days:

License Fee

(1) (a) Hunting $100.00

(b) Hunting ages fifteen and under $5.00

(2) Fishing $50.00

(3) Seven-day fishing $28.00

(4)(a) Trapping $275.00

(b) Trapping ages fifteen and under $5.00

(5)(a) Bowhunting privilege $30.00

(b) Bowhunting privilege ages

fifteen and under $4.00

(6) Muzzle-loading $30.00

(7) Turkey permit $20.00

(8) One-day fishing $10.00

c. In all cases:

(1) Certificates in lieu of

lost license or privilege or tag $5.00

(2) Duplicate for lost or

destroyed permit or tag $10.00

4. A person, resident in the state for at least thirty days

immediately prior to the date of application, who (a) has been honorably

discharged from service in the armed forces of the United States, or (b)

has a qualifying condition, as defined in section one of the veterans'

services law, and has received a discharge other than bad conduct or

dishonorable from such service, or (c) is a discharged LGBT veteran, as

defined in section one of the veterans' services law, and has received a

discharge other than bad conduct or dishonorable from such service, and

is certified as having a forty percent or greater service-connected

disability is entitled to receive all licenses, privileges, tags, and

permits authorized by this title for which he or she is eligible, except

turkey permits, renewable each year for a five dollar fee.

5. Prior to the first day of February in the second year following the

year in which this subdivision shall have become a law, and prior to the

first day of February of every second year thereafter, the conservation

fund advisory council shall submit recommendations to the commissioner

regarding the level of fees established by this section taking into

account economic indicators, the status of the conservation fund, and

such program indicators as it may deem appropriate. The commissioner

shall transmit the recommendations in their entirety to the governor,

the legislature and interested individuals and organizations, and the

governor may submit a budget bill incorporating his recommendations

thereon to the legislature.

6. a. License issuing officers may retain 1.1 percent of the gross

proceeds from the sale of all lifetime licenses listed in section

11-0702 of this title.

b. License issuing officers may retain 5.5 percent of the gross

proceeds from sale of all other license, privileges, certificates and

permits, including any application fees associated with such licenses,

privileges, certificates and permits.

7. Notwithstanding the provisions of subdivision three of this

section, the commissioner may offer for sale licenses, privileges and

permits listed in this section at a reduced price up to ten days per

year to encourage resident and out-of-state hunters, trappers and

anglers to utilize New York's hunting, trapping and fishing

opportunities. These days shall be designated in a manner determined by

the department to best provide public notice thereof and to maximize

public participation therein.

§ 11-0719 — Revocation and suspension of licenses and of right to hunt, fish or trap without license

Revocation and suspension of licenses and of right to hunt,

fish or trap without license.

1. a. In the circumstances described in paragraph b of this

subdivision the department may revoke any license, bowhunting privilege,

or muzzle-loading privilege, of any person, to hunt, fish or trap,

defined in section 11-0701 of this title or issued pursuant to any

provision of the Fish and Wildlife Law, or it may revoke all of such

licenses, bowhunting privileges, or muzzle-loading privileges. It may

also deny such person, for a period not exceeding five years, the

privilege of obtaining such license or licenses, bowhunting privilege,

or muzzle-loading privilege, or of hunting, trapping or fishing,

anywhere in the state with or without license, bowhunting privilege, or

muzzle-loading privilege, except as provided in subdivision 1 of section

11-0707 of this title or in section 11-0523 of this article. It may also

require that such person successfully complete a department-sponsored

course and obtain a certificate of qualification in responsible hunting

including responsible crossbow hunting, responsible bowhunting or

responsible trapping practices before being issued another license.

b. This subdivision applies to any person who:

(1) is convicted of a violation of the Fish and Wildlife Law involving

the taking of deer or bear with the aid of an artificial light or signs

an acknowledgment of such violation of that law for the purpose of

effecting a settlement by civil compromise or by stipulation; or

(2) is convicted of a violation of the Fish and Wildlife Law involving

the illegal taking of a deer, moose or bear, or signs an acknowledgment

of any such violation of that law for the purpose of effecting a

settlement by civil compromise or by stipulation; or

(3) is convicted of any violation of the Fish and Wildlife Law or

signs an acknowledgment of any violation of that law for the purpose of

effecting a settlement by civil compromise or by stipulation, and

previously during the five years immediately preceding such conviction

or the signing of such acknowledgment has been so convicted or has

signed such an acknowledgment; or

(4) is convicted of an offense involving a violation of subdivisions

one and two of section 11-0901 of this article relating to taking of

wildlife when the person taking is in or on a motor vehicle while such

motor vehicle is on a public highway or an offense involving a violation

of subdivision one of section 11-0901 of this article and subparagraph

one of paragraph a of subdivision four of section 11-0931 of this

article relating to taking wildlife when the person taking is in or on a

motor vehicle and discharging a firearm, crossbow or longbow in such a

way that the load, bolt or arrow passes over a public highway or a part

thereof or signs an acknowledgment of any such violation for the purpose

of affecting a settlement by civil compromise or by stipulation.

c. Upon receipt of a court notification of the failure of a person to

appear within three months of the return date or new subsequent

adjourned date pursuant to an appearance ticket, uniform appearance

ticket or uniform appearance ticket and simplified information charging

such person with a violation of the Fish and Wildlife Law, or any rule

or regulation adopted pursuant thereto, the department may suspend any

license of such person to hunt, fish or trap pending receipt of notice

from the court that such person has appeared in response to such

appearance ticket. Such suspension shall take effect no less than thirty

days from the day upon which notice thereof is sent by the department to

the person whose license is to be suspended.

2. a. The department may revoke the licenses, tags, bowhunting

privileges, or muzzle-loading privileges, which authorize the holder to

hunt and/or trap wildlife, and may deny the privilege of obtaining such

licenses, tags, bowhunting privileges, or muzzle-loading privileges, and

may deny the privileges of hunting and/or trapping with or without a

license.

(1) of any person who, while engaged in hunting or trapping,

(i) causes death or injury to any person by discharging a firearm,

crossbow or longbow, or

(ii) so negligently discharges a firearm, crossbow or longbow as to

endanger the life or safety of another, or

(iii) so negligently and wantonly discharges a firearm, crossbow or

longbow as to destroy or damage public or private property; or

(2) of any agent of the department authorized to issue certificates of

qualification in responsible hunting including responsible crossbow

hunting, bowhunting, or trapping practices who improperly issues any

such certification to a person whom he or she has not trained, or whom

he or she knows has not satisfactorily completed all of the requirements

necessary for such certification.

b. Action by the department resulting in the revocation of such

license or denial of the privilege to hunt and trap as provided in this

subdivision shall be only after a hearing held by the department upon

notice to the offender, at which proof of facts indicating the violation

is established to the satisfaction of the commissioner or of the hearing

officer designated by him or her and concurred in by the commissioner.

Provided that where a person, while hunting, causes death or injury to

any person by discharge of a firearm, crossbow or longbow, the

commissioner may, in his or her discretion, suspend such person's

license or licenses to hunt and suspend such person's right to hunt

without a license for a period of up to sixty days pending a hearing as

provided for in this subdivision.

c. In case such discharge of a firearm, crossbow or longbow causes

death or injury to any person, the license or licenses, bowhunting

privilege, and muzzle-loading privilege shall be revoked and the ability

to obtain any such license and of hunting or of trapping anywhere in the

state with or without a license denied, for a period not exceeding ten

years, except that no revocation shall be made in cases in which facts

established at the hearing indicate to the satisfaction of the

commissioner that there was no negligence on the part of the shooter or

bowhunter. In all other cases the license or licenses, bowhunting

privilege, or muzzle-loading privilege, shall be revoked and the

privilege of obtaining such license, bowhunting privilege, or

muzzle-loading privilege, and of hunting or of trapping anywhere in the

state with or without a license denied for a period not exceeding five

years. The department may also require that the person causing such

death or injury successfully complete a department-sponsored course and

obtain a certificate of qualification in responsible hunting including

responsible crossbow hunting or bowhunting practices before being issued

another hunting license.

d. Every person injuring himself, herself or another person in a

hunting related incident, and the investigating law enforcement officer

summoned to or arriving at the scene of such incident shall within ten

days from the occurrence of such incident file a report of the incident

in writing with the department. Every such person or law enforcement

officer shall make such other and additional reports as the department

shall require. Failure to report such incident as herein provided by

the person causing injury or to furnish relevant information required by

the department shall be a violation and shall constitute grounds for

suspension or revocation of such person's hunting licenses and

bowhunting and muzzle-loading privileges and denial of the ability to

obtain any such license and of hunting with or without a license

following a hearing or opportunity to be heard. In addition, the

department may temporarily suspend the license of the person failing to

report a hunting related incident within the period prescribed herein

until such report has been filed. In the case of a non-resident, the

failure to report an incident as herein provided shall constitute

grounds for suspension or revocation of his or her privileges of hunting

within this state. The report required by this section shall be made in

such form and number as the department may prescribe.

3. A hunting license issued to a person who is at least twelve and

less than sixteen years of age or a hunting license with bowhunting

privilege issued to a person who is between the ages of twelve and

sixteen years may be revoked by the department upon proof satisfactory

to the department that such person, while under the age of sixteen, has

engaged in hunting with a gun, crossbow or longbow, in circumstances in

which a license and/or bowhunting or muzzle-loading privilege is

required, while not accompanied by his or her parent, guardian or other

adult as provided in section 11-0929 of this article. Additionally, the

department may revoke the hunting and/or bowhunting or muzzle-loading

privilege of any parent, guardian, youth mentor or other adult upon

proof satisfactory to the department that such person allowed the holder

of a hunting license, bowhunting privilege or muzzle-loading privilege

to hunt with a gun, crossbow or longbow in violation of section 11-0929

of this article. If such license or privilege is revoked the department

shall fix the period of such revocation, which is not to exceed six

years. The department may require that such person successfully complete

a department sponsored course and obtain a certificate of qualification

in responsible hunting including responsible crossbow hunting, or

responsible bowhunting practices before being issued another hunting or

bowhunting license.

4. A person whose license to hunt, trap, or fish has been suspended or

revoked as provided in this section is ineligible for such license

during the period determined by the department as provided in this

section. No such person shall, during such period, procure any license

for which he or she is ineligible. No person shall without license hunt,

trap, or fish during any period in which the privilege to do so has been

denied by the department as provided in this section.

5. When the department has revoked a license, or has denied to any

person the ability to obtain a license, or of hunting, trapping or

fishing without a license, it shall cause the fact of such revocation or

denial, or both, as the case may be, and the terms and extent thereof,

to be entered in the minutes of the department, and shall forthwith send

a written notice of its action as so entered in the minutes to the

person affected, at his last known address, either by registered or

certified mail or by delivery personally by a representative of the

department. Within five days after service of such notice, such person

shall deliver to the department the license or licenses revoked,

together with any tags issued in connection with them. If the license

was one entitling the holder to a bowhunting or muzzle-loading privilege

and the revocation concerned some but not all of such privileges, any

license, or tag so delivered shall be returned by the department to the

person to whom it was issued, appropriately marked or stamped to show

the extent to which it is revoked.

TITLE 9 Hunting

§ 11-0901 — Prohibitions

Prohibitions.

1. No person while in or on a motor vehicle, as defined in section

11-0931 of this chapter, shall take wildlife other than migratory game

birds, or use any lights on any such vehicle for such purpose.

* 2. Wildlife shall not be taken on or from any public highway,

except:

a. that in the forest preserve counties it may be taken from highways

other than state, county or town highways; and

b. by a nuisance wildlife specialist with a permit issued pursuant to

section 11-0522 of this article provided that such activities are in

furtherance of the site-specific deer management plan.

c. by a nuisance wildlife specialist with a permit issued pursuant to

section 11-0522-a of this article provided that such activities are in

furtherance of the site-specific deer management plan.

* NB Effective until January 1, 2027

* 2. Wildlife shall not be taken on or from any public highway, except

that in the forest preserve counties it may be taken from highways other

than state, county or town highways.

* NB Effective January 1, 2027

3. a. Migratory game birds shall be taken only as permitted by

regulations of the department adopted pursuant to section 11-0307.

b. Wild deer and bear shall not be taken except by gun, crossbow or by

long bow. Where an open season, set forth in the table of open seasons

in section 11-0907 of this title or otherwise established by law or

fixed by regulation, is specified as an open season for taking such game

by shotgun or long bow only, or is specified as an open season for

taking such game by long bow only, they shall not be taken except as so

specified.

c. Wild small game and wild upland game birds shall be taken only by

longbow or gun, or by the use of raptors as provided in title 10 of this

article, except that:

(1) skunk, raccoon, bobcat, coyote, fox, mink and muskrat may be taken

in any manner not prohibited in this section or in title 11 of the Fish

and Wildlife Law;

(2) frogs may also be taken by spearing, catching with the hands, or

by the use of a club or hook; and

(3) crossbows may be used but only by licensees who are fourteen years

of age or older.

d. Muskrat shall not be taken by the use of a spear and shall not be

taken by shooting except that until the state of Vermont shall prohibit

taking of muskrats on Lake Champlain by shooting, muskrats may be taken,

by shooting with a firearm not larger than twenty-two caliber, on Lake

Champlain, exclusive of the tributary streams flowing into such lake.

Possession of pierced or stabbed muskrats shall be presumptive evidence

that they were unlawfully taken. Wild mink shall not be taken by the use

of firearms in the Northern Zone nor elsewhere within the state with a

firearm larger than twenty-two caliber. Skunk, raccoon, bobcat, mink and

muskrat shall not be taken by the use of smoke, chemicals, gas or

poison. Beaver, fisher and otter shall not be hunted.

e. Wild pheasant shall be taken only by shotgun or long bow, or by the

use of raptors as provided in title 10 of this article. Except as

specifically authorized by regulation of the department adopted pursuant

to section 11-1007 or whenever the department determines that the taking

of hen pheasants will result in better pheasant management and not be

detrimental to the natural propagation of such pheasants, only male wild

pheasants shall be taken.

f. No wildlife shall be taken with an arrow with an explosive head or

shaft, or with an arrow, dart or any device, propelled by any means,

that is used for the purpose of injecting or delivering any type of drug

into the blood system of such wildlife. Nothing in this paragraph shall

be construed as prohibiting a wildlife biologist or employee of the

department or anyone acting under a license from the department from

using any method to take wildlife if he is doing so within the scope of

his employment for the department, or pursuant to the license issued by

the department.

g. Wildlife shall not be taken by the use of a device commonly called

a spear gun.

4. a. Wild deer and bear shall not be taken in water.

b. No person shall hunt deer:

(1) with the aid of a dog, or aircraft of any kind; or

(2) with the aid of a jacklight, spotlight, headlight or other type of

artificial light; or

(3) with a pistol, revolver or rifle using rim-fire ammunition; or

(4) with a shotgun of less than twenty gauge or loaded with shells

other than shells each carrying a single round ball or a single slug,

provided however, the use of a shotgun of twenty gauge or larger having

a rifled barrel or a smooth bore barrel fitted with a rifled choke,

loaded with shells each carrying a single round ball or a single slug,

shall not be prohibited so long as only shells having a non-metallic

case, except for the base, are used; or

(5) with a long bow with a draw weight of less than thirty-five

pounds; or

(6) with an arrow or bolt with an arrowhead that measures less than

seven-eighths of an inch at its widest point or that has fewer than two

sharp cutting edges; or

(7) with the aid of a pre-established bait pile other than those areas

established by standard agricultural production practices; or

(8) with an arrow with a barbed broadhead arrowhead; or

(9) with a crossbow unless such crossbow shall consist of a bow and

string, either compound or recurve, mounted upon a stock with a trigger

that holds the string and limbs under tension until released. The

trigger unit of such crossbow must have a working safety. The minimum

peak draw weight of such crossbow shall be one hundred pounds.

c. No person shall hunt bear:

(1) with the aid of a dog, or aircraft of any kind; or

(2) with the aid of a jacklight, spotlight, headlight or other type of

artificial light; or

(3) with a pistol, revolver or rifle using rim-fire ammunition; or

(4) with a shotgun of less than twenty gauge or loaded with shells

other than shells each carrying a single round ball or a single slug,

provided however, the use of a shotgun of twenty gauge or larger having

a rifled barrel or a smooth bore barrel fitted with a rifled choke,

loaded with shells each carrying a single round ball or a single slug,

shall not be prohibited so long as only shells having a non-metallic

case, except for the base, are used; or

(5) with a long bow with a draw weight of less than thirty-five

pounds; or

(6) with an arrow or bolt with an arrowhead that measures less than

seven-eighths of an inch at its widest point or that has fewer than two

sharp cutting edges; or

(7) with the aid of a pre-established bait pile other than those areas

established by standard agricultural production practices; or

(8) with an arrow with a barbed broadhead arrowhead; or

(9) with a crossbow unless such crossbow shall consist of a bow and

string, either compound or recurve, mounted upon a stock with a trigger

that holds the string and limbs under tension until released. The

trigger unit of such crossbow must have a working safety. The minimum

peak draw weight of such crossbow shall be one hundred pounds.

d. The use upon land inhabited by deer or bear of a jacklight,

spotlight or other type of artificial light by any person who is or is

accompanied by a person who is in possession, at the time of such use,

of a long bow, a crossbow or firearm of any kind, shall be presumptive

evidence that such person is hunting deer or bear with the aid of such

light, in violation of this subdivision, unless:

(1) such long bow or crossbow is unstrung, or such a firearm is taken

down, or securely fastened in a case, or locked in the trunk of a

vehicle, or

(2) the firearm is a pistol or revolver, or

(3) the firearm is not in or on a motor vehicle and is a rifle

designed or adapted for use of rim-fire ammunition and neither the

person in possession of the gun, nor any member of his party, has in his

possession any twenty-two caliber ammunition other than twenty-two

caliber rim-fire ammunition, or

(4) the firearm is not in or on a motor vehicle and is a shotgun and

neither the person in possession of the gun, nor any member of his

party, has in his possession ammunition other than shells loaded with

scatter shot of size number four or smaller.

e. (1) No person shall use a jacklight, spotlight or other type of

artificial light upon lands inhabited by deer or bear within five

hundred feet from a dwelling house, farm building or farm structure

actually occupied or used, for the purpose of locating, spotting,

harrying, worrying or otherwise disturbing deer or bear.

(2) The prohibition contained in subparagraph one of this paragraph

shall not apply to (i) the owner or lessee of the dwelling house, or

members of his immediate family residing therein, or a person in his

employ, or the guest of the owner or lessee of the dwelling house acting

with the consent of said owner or lessee; provided however, that nothing

herein shall be deemed to authorize such persons to use a jacklight,

spotlight or other type of artificial light within five hundred feet

from any other dwelling house, farm building or farm structure actually

occupied or used, for the purpose of locating, spotting, harrying,

worrying or otherwise disturbing deer or bear or (ii) the authorized use

of a spotlight or other artificial light regularly operated and

maintained by a police department or other law enforcement agency or by

any local or state department or agency duly authorized to render

services for the protection of life and property.

5. a. Varying hares shall not be taken by the use of ferrets,

fitch-ferrets or fitch.

b. Cottontail rabbits shall not be taken by the use of ferrets,

fitch-ferrets or fitch unless permitted by regulation of the department

or unless a permit for such taking has first been obtained from the

department.

c. The possession afield of ferrets, fitch-ferrets or fitch shall be

presumptive evidence of their illegal use.

d. The department may adopt regulations specifying towns or counties

in which ferrets, fitch-ferrets or fitch may be used to take cottontail

rabbits. Whenever cottontail rabbits are injuring property on occupied

lands, the department, on request of the owner or occupant of such

lands, may issue a permit to use ferrets, fitch-ferrets or fitch to take

them if it is satisfied there exists sufficient damage to warrant its

issuance.

6. Skunks shall not be taken from holes or dens by digging or by the

aid of dogs.

7. Raccoons shall not be taken from dens or houses or by cutting den

trees.

8. Traps shall not be used except as permitted in title 5 or title 11

of the Fish and Wildlife Law.

9. No protected wild bird for which no open season is established by

law or fixed by regulation shall be taken.

10. No wild game shall be taken except in an open season established

by law as provided in section 11-0905, 11-0907 or 11-1103 or fixed by

regulation as provided in section 11-0903, or in section 11-0307 in the

case of migratory game birds, or in section 11-1103, in the areas for

which such open seasons are established or fixed, and during the hours

permitted for such taking; nor shall any wild game be taken in excess of

bag limits specified in section 11-0905 or section 11-0907, or fixed by

regulation as provided in section 11-0903 or section 11-0307.

11. No long bow equipped with a mechanical device which is used to

draw, hold or release the bow string or arrow and which is attached to a

portion of the bow other than the bow string may be used or carried

afield. The shooting of a long bow shall only be accomplished by holding

the bow at arm's length, with arrow on the string, and may only be

drawn, pulled or released by hand.

12. Upland game birds shall not be taken with the aid of baiting or on

or over any baited area.

13. Persons engaged in hunting deer and/or bear with a longbow must

possess a current bowhunting privilege or a valid certificate of

qualification in responsible bowhunting practices issued or honored by

the department.

14. It shall be unlawful for any person to organize, sponsor, conduct,

promote, or participate in any contest, competition, tournament, or

derby with the objective of taking or hunting wildlife for prizes or

other inducement, or for entertainment. The remains of any wildlife

killed during the course of a contest, competition, tournament, or derby

conducted in violation of this subdivision shall be forfeited by every

organizer, promoter, participant or any other person conducting or

involved in such contest, competition, tournament, or derby and the

remains of such wildlife shall become the property of the department.

The provisions of this subdivision shall not apply to: (a) any contest,

competition, tournament, or derby with the object of taking or hunting

white-tailed deer, turkey, or bear; or (b) special dog training areas or

field trials pursuant to sections 11-0925 and 11-0927 of this title, or

any similar canine performance events.

15. This section does not:

a. restrict the authority of any special permit or license issued by

the department;

b. limit title 11 or provisions of title 3, title 5, or title 19

authorizing taking of wildlife;

c. limit prohibitions set forth in any other section of the Fish and

Wildlife Law.

16. Notwithstanding any inconsistent provision of this section, the

department may adopt regulations to allow the taking of big game or

small game by the use of a long bow equipped with a mechanical device

for holding and releasing the bowstring, attached to the handle section

of an otherwise legal long bow, to any person with a physical disability

who is physically incapable of drawing and holding a long bow because of

a physical disability, subject to such restrictions as the department

may adopt by regulation. For the purpose of this subdivision, a person

with a physical disability shall mean any person who submits to the

department a statement of a physician duly licensed to practice medicine

that such person is physically incapable of arm movement sufficient to

draw, hold and release a long bow as defined in subdivision four of this

section or as otherwise defined in department regulation. The department

is authorized to adopt regulations requiring documentation to establish

that an applicant is eligible to use a mechanical device pursuant to

this subdivision.

17. Notwithstanding any inconsistent provision of this section, the

department may issue to a physically disabled person a permit to take

big game or small game by the use of a cross-bow equipped with an

apparatus permitting release of the bowstring by means of such person's

discharge of breath. For the purposes of this subdivision, "physically

disabled person" shall mean any person who submits to the department a

statement of a physician duly licensed to practice medicine in this

state that such person is permanently physically incapable of arm

movement sufficient to release a pre-drawn bow authorized under

subdivision fifteen of this section.

§ 11-0903 — Open hunting seasons and bag limits fixed by regulation

Open hunting seasons and bag limits fixed by regulation.

* 1. Open seasons and bag limits with respect to migratory game birds

shall be those published annually in the federal register by the U.S.

Department of the Interior, unless the department adopts regulations

pursuant to section 11-0307. Notice of such open seasons and bag limits

shall be provided by department press release and any other means that

the department determines to be appropriate and effective, including

posting on the department's public website.

* NB Effective until December 31, 2027

* 1. Open seasons and bag limits with respect to migratory game birds

shall be those fixed by the department in regulations pursuant to

section 11-0307, to conform with federal regulations made under

authority of the Migratory Bird Treaty Act of July 3, 1918 (16 U.S.C.

§§ 703-711).

* NB Effective December 31, 2027

2. The department may fix annually by regulation the open seasons and

bag limits for wild game of the following species, until the date

specified:

a. Hungarian partridge;

b. black, gray and fox squirrels, bobcat, lynx, coyote, fox, European

hare, varying hare and cottontail rabbits, and may regulate or prohibit

the use of dogs in hunting varying hare during any regular open season

for deer;

c. pheasants anywhere in the state other than Long Island;

* c-1. pheasants on Long Island, but only for those individuals who

hold a junior license, and provided that such youth pheasant hunting

days are held prior to the start of the open season as indicated in

paragraph d of subdivision two of section 11-0905 of this title;

* NB Repealed December 31, 2028

d. raccoon;

e. wild turkeys;

f. frogs, salamanders, turtles, lizards and snakes.

Such open seasons and bag limits may be fixed for the entire state,

except on Long Island in the case of pheasants, or for any county or

part thereof, giving due regard to abundance of the species and

potential hunting pressure. The department may regulate the taking,

possession and disposition of wild turkeys.

3. Any open season for pheasants, fixed by regulation of the

department in the counties of Albany, Clinton, Columbia, Delaware,

Dutchess, Essex, Franklin, Fulton, Greene, Herkimer, Jefferson, Lewis,

Montgomery, Oneida, Orange, Oswego, Otsego, Putnam, Rensselaer,

Rockland, St. Lawrence, Schenectady, Sullivan and Ulster shall include

the intervening Sundays as part of such open season.

4. The department shall fix annually by regulation open seasons and

bag limits for ruffed grouse and, whenever possible, and in its opinion

it is in the public interest, shall make such seasons run concurrently

with open seasons for taking woodcock.

5. Whenever in its opinion deer shall become numerous enough, on state

or federal lands closed to the hunting of deer with firearms, to require

population control for proper deer management, the department may by

regulation permit the taking of deer of either sex, by long bow only, on

such lands or any parts thereof during the regular open season for the

surrounding area as provided in subdivision 2 of section 11-0907,

provided, however, that no regulation adopted pursuant hereto shall

include within its provisions any of the areas set forth in subdivision

5 of section 11-0907. Only persons properly licensed to hunt during the

special archery season established in paragraph a of subdivision 1 of

section 11-0907 shall be eligible to hunt pursuant to this subdivision.

6. a. Whenever investigation made by the department within the

Adirondack park shows that deer have become numerous enough to cause

overbrowsing of the range within any "Wilderness Hunting Area" defined

in section 11-0103, the department may fix by regulation an open season

for taking antlerless deer in a tract within such area. The boundaries

of any such tract shall not be less than three miles from any state,

county or township road. Any such open season shall be fixed within the

open season established by law, in the county or part of the county

affected, for deer having antlers not less than three inches in length.

For the purposes of this subdivision and of other provisions referring

thereto, "antlerless deer" means deer having no antlers or having

antlers measuring less than three inches in length.

b. Subject to this section and other applicable provisions of the Fish

and Wildlife Law, the department shall have power to fix the conditions

for taking "antlerless deer" in any such open season, and of possession,

transportation and tagging thereof, and to regulate the issuance of

special antlerless deer licenses applicable to the tracts in which such

open season is fixed and of seals to be issued to licensees.

c. The department shall issue special antlerless deer licenses, in

such form as it shall prescribe, for each tract in which an open season

is fixed pursuant to this subdivision and shall have power to limit the

number of such licenses to the number necessary in its judgment for

proper management with respect to deer in the Area in which such tract

is situated. Announcement of the opening of a tract to the taking of

antlerless deer and of the number of licenses to be issued for such

tract shall be made not later than August 1 of the year in which such

open season is fixed. Application for such licenses shall be made not

earlier than September 1, and the method of application for and issuance

of such licenses, including eligibility and allocation among applicants,

shall be specified in the regulations fixing the open season for the

tract. No person shall be entitled to hold more than one special

antlerless deer license in a calendar year.

7. Notwithstanding any other provision of this title, the department

may, by regulation fix open seasons for taking wild deer of either sex

in the counties of Westchester and Suffolk, or any part thereof, and may

fix the conditions of such season provided the regulations pertaining

thereto shall conform to the following:

a. In Westchester county, such season shall not include Saturdays or

Sundays;

b. Such season shall not commence earlier than during the first full

week in January nor shall it continue later than January 31 in any year;

c. Deer may be taken only by holders of a license authorizing the

taking of big game who have also obtained a special permit provided by

the department and issued by the town clerk of each town where such

season is fixed; provided, however, in Suffolk county a town may, by

local law, waive the requirements that a permit is necessary to take

deer during such seasons;

d. Permits issued by a town clerk shall authorize hunting only within

the town where issued and only on property where permission of the owner

or lessee is granted to the permittee for such hunting;

e. Applications for permits shall be only on forms provided by the

department, and each application, before being presented to a town

clerk, shall be endorsed by a person who owns or leases ten or more

acres of land in the town where application is to be made, certifying

that such owner or lessee gives consent to the applicant to hunt deer on

his premises in accordance with the conditions of such season;

f. The number of permits to be issued in each town shall be fixed by

the department and the town clerk shall issue permits in the order in

which valid applications are received until the number fixed for the

town is exhausted;

g. Town clerks shall be entitled to charge and receive a fee of one

dollar for each permit issued;

h. Such a season shall be fixed only in towns or parts thereof where

the discharge of firearms is not prohibited by town ordinance, and deer

shall be taken only by means of shotguns using a single ball or slug or

muzzle loading firearms, provided, however that a deer may also be taken

by long bow in Suffolk county.

8. Notwithstanding any provision of law, rule or regulation to the

contrary, the department may, until December thirty-first, two thousand

twenty-seven, fix by regulation the open seasons, open areas, bag limit,

manner of taking, possession and disposition of bear and parts of bears,

and the intentional and incidental feeding of bears. Such regulations

shall implement the provisions of this article. Such regulations, as the

department deems appropriate, may provide for special permits and permit

quotas. When a special permit is required, the department may fix by

regulation a fee for each such permit issued.

9. a. Until December thirty-first, two thousand twenty-seven, whenever

in its opinion deer shall become numerous enough in any area to cause

substantial damage to property or overbrowsing of deer range, the

department may fix by regulation special open seasons for taking wild

deer of either sex. Subject to this subdivision, the department may fix

the conditions of such seasons.

b. Such seasons may be fixed only in counties or parts of counties in

which an open season for taking deer by the use of firearms is

established by law.

c. Such seasons may be fixed for any number of days during the period

beginning on the eleventh day after the close of a regular open season

for deer established by law and ending on February 10 immediately

following.

d. The department shall designate by regulation areas of the state

consisting of a county, a part of a county, or any combination of

counties or parts of counties, excluding the northern zone as defined in

subdivision sixteen of section 11-0103 of this chapter, for which

separate special open seasons are fixed, and shall issue separate

special permits for hunting in each such area so designated, and for

each permit shall receive a fee of three dollars to cover the cost of

permit issuance and special deer tags.

e. A regulation fixing a season pursuant to this subdivision shall

include:

(1) a requirement that hunting deer during such special season shall

be only by holders of both a license authorizing the taking of big game

and a special permit for the area where hunting is permitted,

(2) a limitation on the number of such special permits to be issued

for the area where such open season is fixed,

(3) the method of application for and issuance of such special

permits,

(4) suspension of the provisions of subdivision one of section 11-0911

with regard to the manner of reporting deer taken, provided an

alternative method of reporting is established, and

(5) such other rules and regulations as the department shall deem

necessary for the orderly and efficient conduct of such seasons.

f. This subdivision does not increase the limit of one deer per person

per license year.

10. Notwithstanding any inconsistent provision of subdivision 10 of

section 11-0901 or subdivision 2, subdivision 3 or subdivision 8 of

section 11-0907 of this title, until December thirty-first, two thousand

twenty-seven, the department is authorized to adopt regulations with

respect to the manner of taking, possession, open seasons and bag limits

for deer. The authority to adopt such regulations is in addition to any

authority contained in this section or section 11-0913 of this title

respecting regulations fixing open seasons for deer and the issuance of

deer management permits.

11. The department shall have the authority to establish by

regulation, deer management assistance permits to allow land/resource

managers to meet the deer management needs of their property. Such

permits shall be valid only on the permittee's lands and shall address

site specific management goals including but not limited to agricultural

damage, areas where existing statutes do not allow for adequate harvest

and areas where public access may be limited for justifiable security

reasons. Deer taken under this subdivision are in addition to the one

deer per year authorized in section 11-0907 of this title.

§ 11-0905 — Open hunting seasons and bag limits for upland game birds and small game

Open hunting seasons and bag limits for upland game birds and

small game.

1. Game of the species listed in column one of the table set forth

below may be taken in the open season or seasons specified in column two

opposite the name of the species, in the areas for which the open season

is so specified, or if no area is specified, anywhere in the state. Such

game, of the species listed in column one, may be taken to the extent of

the bag limits specified in column three opposite the name of the

species. Unless the bag limits are stated separately for different areas

they limit the total amount of the species that may be taken by one

person in a calendar year, whether hunting is done in one area or more

than one area. Where the words "fixed annually by regulation" appear in

column two or column three, the species may be taken in open seasons,

and to the extent of bag limits, fixed by such regulations of the

department pursuant to section 11-0903 or 11-0307.

2. Table

Column One Column Two Column Three

Species Open Season Bag Limit

* a. Migratory game Fixed annually Fixed annually

birds, all species by federal by federal

regulation, regulation,

unless the unless the

state adopts state adopts

regulation regulation

* NB Effective until December 31, 2027

* a. Migratory game Fixed annually Fixed annually

birds, all species by regulation by regulation

* NB Effective December 31, 2027

b. Ruffed grouse Fixed annually Fixed annually

by regulation by regulation

c. Hungarian partridge Fixed annually Fixed annually

by regulation by regulation

d. Ring-necked Long Island November Long Island, four

pheasant 1 through December birds in one day,

31. Elsewhere, thirty during season.

fixed annually by Elsewhere, fixed

regulation annually by regulation

e. Quail Orange, Putnam and Orange, Putnam and

Westchester counties, Westchester counties;

fixed annually by four birds in one day,

regulation; ten during season.

Long Island, November Long Island, six birds

1 through December 31 in one day, forty

during season.

f. Black, gray and Fixed annually Fixed annually

fox squirrels by regulation by regulation

g. Varying hares Fixed annually Fixed annually

by regulation by regulation

h. Cottontail rabbits Fixed annually Fixed annually

by regulation by regulation

i. Frogs Fixed annually Fixed annually

by regulation by regulation

j. Raccoon Fixed annually Fixed annually

by regulation by regulation

k. Wild turkeys Fixed annually Fixed annually

by regulation by regulation

l. European hare Fixed annually Fixed annually

by regulation by regulation

m. Bobcat Fixed annually Fixed annually

by regulation by regulation

n. Lynx Fixed annually Fixed annually

by regulation by regulation

o. Coyote Fixed annually Fixed annually

by regulation by regulation

p. Fox Fixed annually Fixed annually

by regulation by regulation

q. Opossum Fixed annually Fixed annually

by regulation by regulation

r. Weasel Fixed annually Fixed annually

by regulation by regulation

s. Common snapping Fixed annually by Fixed annually by

turtle regulation. Until regulation. Until

December 31, December 31,

2006 these species 2006 the bag

may be taken limit shall be five

from July 1 through per day, thirty

September 30. per season.

t. Diamondback Fixed annually Fixed annually

terrapin by regulation. by regulation.

u. Spotted salamander, Fixed annually by Fixed annually by

red-spotted newt, regulation. Until regulation. Until

dusky salamander, December 31, 2006, December 31, 2006,

red-backed sala- the open season the bag limit for

mander, northern for these species all species combined

slimy salamander shall be all year. shall be five in one

and two-lined day, and thirty total

salamander for the season.

v. Northern Fixed annually by Fixed annually by

water snake, brown regulation. Until regulation. Until

snake, red-bellied December 31, 2006, December 31, 2006,

snake, common the open season the bag limit for

garter, green for these species all species combined

snake, northern shall be all year. shall be five in one

ringneck snake day, and thirty total

and milk snake for the season.

3. Skunk, bobcat, coyote, fox, mink and muskrat may be hunted in any

manner not prohibited in section 11-0901 during the open seasons for

such species established in section 11-1103 or fixed by regulation as

provided in section 11-1103. They may be taken in any number.

4. Notwithstanding any inconsistent provision of this section or

section 11-0903, the department is authorized to adopt regulations with

respect to taking of small game and upland game birds by trained raptors

as provided in title 10 of this article from October first through March

thirty-first in areas where an open hunting season is established, or if

no area is specified, anywhere in the state.

§ 11-0907 — Deer and bear; open hunting seasons; bag limits

Deer and bear; open hunting seasons; bag limits.

1. a. Wild deer without antlers or having antlers measuring less than

three inches in length shall not be taken unless it is taken (1) by long

bow in a special long bow season established in subdivision three of

this section, or (2) by muzzle-loading firearm in a special

muzzle-loading firearm season established in subdivision eight of this

section, or (3) by long bow in Westchester and Suffolk Counties in a

year in which a regular season for deer of either sex is established for

such counties, or (4) in a special open season for deer of either sex

fixed by regulation pursuant to subdivision five or seven of section

11-0903 of this title, or (5) pursuant to a special antlerless deer

license in a special open season for antlerless deer in a tract within a

Wilderness Hunting Area fixed by regulation pursuant to subdivision six

of section 11-0903 of this title, or (6) pursuant to a deer management

permit by a person eligible to take such deer pursuant thereto as

provided in section 11-0913 of this title, or (7) pursuant to a permit

issued to an eligible non-ambulatory person, pursuant to subdivision two

of section 11-0931 of this title, while in possession of a valid license

issued by the department which authorizes the holder to hunt big game.

Nothing in this subparagraph shall be construed to limit the power of

the department to designate by regulation an area or areas of the state

consisting of a county or part of a county where such season shall apply

and whether the number of such special permits shall be limited.

b. Except in the Northern Zone as defined in subdivision 15 of section

11-0103, bear which the taker knows or should know to be less than one

year old shall not be taken.

* c. The limit for wild deer is one deer per person in a license year

except that (1) a person entitled to exercise the privileges of a

special antlerless deer license may take an antlerless deer while

hunting pursuant to such license in addition to the limit of one deer in

a license year otherwise applicable, (2) a person who is a member of a

hunting group holding a deer management permit or permits issued

pursuant to section 11-0913 of this article may take additional deer

while hunting in accordance with the conditions of the permit or

permits, (3) the holder of a bowhunting privilege or a muzzle-loading

privilege may take up to two additional deer, pursuant to regulations

promulgated by the department, and (4) an eligible non-ambulatory

person, pursuant to subdivision 2 of section 11-0931 of this article may

take a deer of either sex in any wildlife management unit area where

deer management permits have been issued by the department, while in

possession of a valid hunting license. Nothing contained in this section

shall be construed to limit the power of the department to designate by

regulation an area or areas of the state consisting of a county or part

of a county where such season shall apply and whether the number of such

special permits shall be limited.

* NB Effective until December 31, 2027

* c. The limit for wild deer and bear is one deer and one bear per

person in a license year except that (1) a person entitled to exercise

the privileges of a special antlerless deer license may take an

antlerless deer while hunting pursuant to such license in addition to

the limit of one deer in a license year otherwise applicable, (2) a

person who is a member of a hunting group holding a deer management

permit or permits issued pursuant to section 11-0913 of this article may

take additional deer while hunting in accordance with the conditions of

the permit or permits, (3) the holder of a bowhunting privilege or a

muzzle-loading privilege may take up to two additional deer, pursuant to

regulations promulgated by the department, and (4) an eligible

non-ambulatory person, pursuant to subdivision 2 of section 11-0931 of

this article may take a deer of either sex in any wildlife management

unit area where deer management permits have been issued by the

department, while in possession of a valid hunting license. Nothing

contained in this section shall be construed to limit the power of the

department to designate by regulation an area or areas of the state

consisting of a county or part of a county where such season shall apply

and whether the number of such special permits shall be limited.

* NB Effective December 31, 2027

d. (1) A person who holds licenses and privileges authorizing the

holder to hunt deer during a special archery season and the regular open

season and who has taken a deer by longbow in a special archery season

and who has not taken a deer in a regular open season may, in addition

to the limit of one deer in a license year otherwise applicable, take

during the same license year additional deer as specified by department

regulation in a special archery season following the close of the

regular open deer season.

(2) A person who holds licenses and privileges authorizing the holder

to hunt deer during a special archery season and the regular open season

and who has taken a deer by longbow in the regular open season for deer

in Westchester or Suffolk counties may, in addition to the limit of one

deer in a license year otherwise applicable, take during the same

license year additional deer as specified by department regulation

during such Westchester or Suffolk county regular open deer season.

e. A person who holds licenses and privileges authorizing the holder

to hunt deer during a special muzzle-loading season and the regular open

season and who has taken a deer by muzzle-loading firearm in a

muzzle-loading season and who has not taken a deer in a regular open

season may, in addition to the limit of one deer in a license year

otherwise applicable, take during the same year additional deer as

specified by department regulation in a special muzzle-loading season

following the close of the regular deer season.

2. Regular seasons. * a. Regular open hunting seasons for deer are

established separately for the named regions or parts of regions, or

named counties listed in column one of the table set forth in this

subdivision, and are specified as seasons for taking by pistol, rifle,

shotgun or long bow, or for taking by shotgun, crossbow or long bow

only, or for taking by long bow only, as indicated in column three

entitled "Manner of Taking". Where taking of big game by shotgun is

permitted by this chapter such shotgun may contain rifling in all or a

portion of the barrel, provided, however, if the barrel or a portion

thereof does contain rifling only shells having non-metallic cases,

except for the base, may be used. In the areas identified in column one

except in the "closed areas" specified in subdivision five of this

section the game specified in column two may be taken in the open season

stated in column two immediately following the specification of the

game, in the manner specified in column three.

TABLE

Column One Column Two Column Three

Area Game and Open Season Manner of Taking

(a) Northern Zone Deer, next to last Pistol, rifle,

Saturday in October shotgun, crossbow

through first Sunday or long bow

in December

(b) Catskill region Deer, first Monday Pistol, rifle,

except Delaware, after November 15 shotgun, crossbow

Greene, Sullivan, through first Tuesday or long bow

Ulster counties after December 7

and those counties

or portions thereof

listed in item (i)

of this paragraph

(c) Counties of Deer, first Monday Pistol, rifle,

Delaware, Greene, after November 15 shotgun, crossbow

Sullivan and Ulster through first Tuesday or long bow

after December 7

** (d) Eastern region, Deer, first Monday Pistol, shotgun,

except Albany, after November 15 crossbow,

Columbia, Fulton, through first Tuesday muzzle loading

Orange, Rensselaer, after December 7 firearm or

Saratoga, Schenectady, long bow only

Washington Counties

and those counties

or portions thereof

listed in item (i)

of this paragraph

** NB Effective until October 1, 2028

** (d) Eastern region, Deer, first Monday Pistol, shotgun,

except Columbia, after November 15 crossbow,

Fulton, Orange, through first Tuesday muzzle loading

Rensselaer, Saratoga, after December 7 firearm or

Schenectady, long bow only

Washington Counties

and those counties

or portions thereof

listed in item (i)

of this paragraph

** NB Effective October 1, 2028

(e) Fulton, Saratoga, Deer, first Monday Pistol, rifle,

Schenectady, after November 15 shotgun, crossbow

Washington (parts through first Tuesday or long bow

in the Southern after December 7

zone), Columbia,

Orange, and

Rensselaer

counties

** (f) Southern tier, Deer, first Pistol, shotgun,

central and Western Monday after November crossbow,

region, except those 15 through first muzzle loading

counties or portions Tuesday after firearm or

thereof listed in December 7 long bow only

item (i), (j), (k),

(l), (m), (n), (o),

(p) or (q) of this

paragraph

** NB Effective until October 1, 2028

** (f) Southern tier, Deer, first Pistol, shotgun,

central and Western Monday after November crossbow,

region, except those 15 through first muzzle loading

counties or portions Tuesday after firearm or

thereof listed in December 7 long bow only

item (i), (j), (k),

(l), (m) or (n),

or (p) of this

paragraph

** NB Effective October 1, 2028 until October 1, 2027

** (f) Southern tier, Deer, first Pistol, shotgun,

central and Western Monday after November crossbow,

region, except those 15 through first muzzle loading

counties or portions Tuesday after firearm or

thereof listed in December 7 long bow only

item (i), (j), (k)

or (l), or (n) of

this paragraph

** NB Effective October 1, 2027

(g) Westchester Deer of either sex, long bow only

County November 1 through

December 31

(h) Suffolk County Deer of either sex long bow only

Second Monday in

November through

March thirty-first

(i) The counties of Deer, the first Monday Pistol, shotgun,

Allegany, Cattaraugus, after November 15 crossbow,

Cayuga, Chautauqua through first Tuesday muzzle loading

except that portion after December 7 firearm, rifle or

of the county north long bow only

of route 20, Chemung,

Chenango, Herkimer,

Madison,

Montgomery, Oneida,

Oswego, Otsego,

Schoharie, Schuyler,

Steuben, Tioga,

Wyoming, Seneca

and Yates

and that portion of

the county of

Broome east of the

Susquehanna river

(j) The county of Deer, the first Saturday Pistol, shotgun,

Genesee after November 15 crossbow, muzzle

through first Sunday loading firearm,

after December 7 rifle or long bow

(k) The county of Deer, the first Pistol, shotgun,

Ontario Saturday after November crossbow,

15 through first Sunday muzzle loading

after December 7 firearm, rifle or

long bow only

(l) The county of Deer, the first Pistol, shotgun,

Wayne Saturday after November crossbow,

15 through first Sunday muzzle loading

after December 7 firearm, rifle

or long bow only

** (m) The county of Deer, the first Pistol, shotgun,

Albany Saturday after November crossbow, muzzle

15 through first Sunday loading firearm,

after December 7 rifle or long bow

only

** NB There are 2 item (m)'s

** NB Repealed October 1, 2028

** (m) The county of Deer, the first Saturday Pistol, shotgun,

Livingston after November 15 crossbow, muzzle

through first Sunday loading firearm,

after December 7 rifle or long bow

** NB There are 2 item (m)'s

** (n) The county of Deer, the first Pistol, shotgun,

Broome west of the Saturday after November crossbow, muzzle

Susquehanna river 15 through first Sunday loading firearm,

except within the after December 7 rifle or long bow

city of Binghamton

** NB There are 2 item (n)'s

** (n) The county of Deer, the first Saturday Pistol, shotgun,

Orleans after November 15 crossbow, muzzle

through first Sunday loading firearm,

after December 7 rifle or long bow

** NB There are 2 item (n)'s

** (o) The county of Deer, the first Pistol, shotgun,

Tompkins Saturday after November crossbow, muzzle

15 through first Sunday loading firearm,

after December 7 rifle or long bow

** Repealed October 1, 2028

** (p) The county of Deer, the first Pistol, shotgun,

Onondaga Saturday after November crossbow, muzzle

15 through first Sunday loading firearm,

after December 7 rifle or long bow

** Repealed October 1, 2027

** (q) The county of Deer, the first Saturday Pistol, shotgun,

Niagara except after November 15 crossbow, muzzle

within the city of through first Sunday loading firearm,

Niagara Falls, the after December 7 rifle or long bow

city of Lockport

and the city of

North Tonawanda

** NB Repealed October 1, 2028

* NB Effective until December 31, 2027

* a. Regular open hunting seasons for big game are established

separately for the named regions or parts of regions, or named counties

listed in column one of the table set forth in this subdivision, and are

specified as seasons for taking by pistol, rifle, shotgun or long bow,

or for taking by shotgun or long bow only, or for taking by long bow

only, as indicated in column three entitled "Manner of Taking". Where

taking of big game by shotgun is permitted by this chapter such shotgun

may contain rifling in all or a portion of the barrel, provided,

however, if the barrel or a portion thereof does contain rifling only

shells having non-metallic cases, except for the base, may be used. In

the areas identified in column one except in the "closed areas"

specified in subdivision 5 the game specified in column two may be taken

in the open season stated in column two immediately following the

specification of the game, in the manner specified in column three.

TABLE

Column One Column Two Column Three

Area Game and Open Season Manner of Taking

(a) Northern Zone Deer and bear, next Pistol, rifle,

to last Saturday in shotgun,

October through first crossbow

Sunday in December or long bow

(b) Catskill region Deer and bear, first Pistol, rifle,

except Delaware, Monday after shotgun,

Greene, Sullivan, November 15 through crossbow

Ulster counties first Tuesday after or long bow

and those counties December 7

or portions thereof

listed in item (i)

of this paragraph

(c) Counties of Deer, first Monday Pistol, rifle,

Delaware, Greene, after November 15 shotgun,

Sullivan and Ulster through first Tuesday crossbow

after December 7; or long bow

Bear, first Monday

after November 15

through second

Tuesday after

December 7

(d) Eastern region, Deer and bear, Pistol, shotgun,

except Columbia, first Monday after crossbow, muzzle

Fulton, Orange, November 15 through loading firearm

Rensselaer, Saratoga, first Tuesday after or long bow only

Schenectady, December 7

Washington Counties

and those counties

or portions thereof

listed in item (i)

of this paragraph

(e) Fulton, Saratoga, Deer and bear, first Pistol, rifle,

Schenectady, Monday after November shotgun,

Washington (parts 15 through first crossbow

in the Southern Tuesday after or long bow

zone), Columbia, December 7

Orange, and

Rensselaer

counties

(f) Southern tier, Deer and bear, first Pistol, shotgun,

central and Western Monday after November crossbow, muzzle

region, except those 15 through first loading firearm

counties or portions Tuesday after or long bow only

thereof listed in December 7

item (i), (j), (j),

(k), (l) **, (m),**

**(n)** or (o) of this

paragraph

** NB "(m)" expires October 1, 2028

** NB "(n)" expires October 1, 2027

** NB "(o)" expires October 1, 2028

(g) Westchester Deer of either sex, Long bow only

County November 1 through

December 31

(h) Suffolk County Deer of either sex long bow only

Second Monday in

November through

March thirty-first

(i) The counties of Deer and bear, the Pistol, shotgun,

Allegany, Cattaraugus, first Monday after crossbow,

Chautauqua except November 15 through muzzle loading

that portion of the first Tuesday after firearm, rifle or

county north of route December 7 long bow only

20, Chenango,

Herkimer, Montgomery,

Oneida, Oswego,

Otsego, Schoharie,

Tioga and Wyoming

and that portion

of the county

of Broome east of the

Susquehanna river

** (j) The county of Deer and bear, the Pistol, shotgun,

Ontario first Saturday after crossbow,

November 15 through muzzle loading

first Sunday after firearm, rifle or

December 7 long bow only

** NB There are 2 item (j)'s

** (j) The county of Deer and bear, the first Pistol, shotgun,

Wayne Saturday after November crossbow, muzzle

15 through first Sunday loading firearm,

after December 7 rifle or long bow

only

** NB There are 2 item (j)'s

(k) The county of Deer and bear, the first Pistol, shotgun,

Livingston Saturday after November crossbow, muzzle

15 through first Sunday loading firearm,

after December 7 rifle or long bow

** (l) The county of Deer and bear, the Pistol, shotgun,

Broome west of the first Saturday after crossbow, muzzle

Susquehanna river November 15 through loading firearm,

except within the first Sunday after rifle or long

city of Binghamton December 7 bow only

** NB There are 4 item (l)'s

** (l) The county of Deer and bear, the Pistol, shotgun,

Genesee first Saturday after crossbow, muzzle

November 15 through loading firearm,

first Sunday after rifle or long

December 7 bow only

** NB There are 4 item (l)'s

** (l) The county of Deer and bear, the first Pistol, shotgun,

Seneca Saturday after November crossbow, muzzle

15 through first loading firearm,

Sunday after rifle or long

December 7 bow only

** NB There are 4 item (l)'s

** (l) The county of Deer and bear, the Pistol, shotgun,

Orleans first Saturday after crossbow, muzzle

November 15 through loading firearm,

first Sunday after rifle or long

December 7 bow only

** NB There are 4 item (l)'s

** (m) The county of Deer and bear, the Pistol, shotgun,

Tompkins first Saturday after crossbow, muzzle

November 15 through loading firearm,

first Sunday after rifle or long

December 7 bow only

** NB Repealed October 1, 2028

** (n) The county of Deer and bear, the Pistol, shotgun,

Onondaga first Saturday after crossbow, muzzle

November 15 through loading firearm,

first Sunday after rifle or long

December 7 bow only

** Repealed October 1, 2027

** (o) The county Deer and bear, the Pistol, shotgun,

of Niagara first Saturday after crossbow, muzzle

except the city November 15 through loading firearm,

of Niagara Falls, first Sunday after rifle or long

the city of Lockport December 7 bow only

and the city of North

Tonawanda

** NB Repealed October 1, 2028

* NB Effective December 31, 2027

* b. Regular open hunting seasons for bear are fixed by regulation

pursuant to subdivision 8 of section 11-0903. The implements allowed for

bear hunting will be the same as those allowed for deer hunting as

listed in column three of the table set forth in paragraph a of this

subdivision.

* NB Expires December 31, 2027

3. Special archery seasons.

* a. In every area identified in column one of the table set forth in

subdivision 2 of this section, except Westchester and Suffolk Counties

in which a regular open season for taking deer by firearms is

established and effective, a special open season is established for

taking deer of either sex, by the use of a long bow only by holders of a

hunting license with a valid bowhunting privilege.

* NB Effective until December 31, 2027

* a. In every area identified in column one of the table set forth in

subdivision 2 of this section, except Westchester and Suffolk Counties

in which a regular open season for taking deer by firearms is

established and effective, a special open season is established for

taking deer of either sex, and bear, by the use of a long bow only by

holders of a hunting license with a valid bowhunting privilege.

* NB Effective December 31, 2027

* b. Such special open deer hunting season for each area shall be from

October 15 through the day immediately preceding the regular open season

for deer stated in column two of the table set forth in subdivision 2,

except that in the Northern Zone each special season shall be from

September 27 through the Friday immediately preceding the next to last

Saturday in October, and in the Southern Zone such special season shall

also include the five days following the closing of the regular open

season.

* NB Effective until December 31, 2027

* b. Such special open season for each area shall be from October 15

through the day immediately preceding the regular open season for deer

stated in column two of the table set forth in subdivision 2, except

that in the Northern Zone each special season shall be from September 27

through the Friday immediately preceding the next to last Saturday in

October, and in the Southern Zone such special season shall also include

the five days following the closing of the regular open season.

* NB Effective December 31, 2027

* c. A similar special open bear hunting season may be fixed by

regulation pursuant to subdivision 8 of section 11-0903.

* NB Expires December 31, 2027

4. a. "Northern Zone" and "Southern Zone" are defined in section

11-0103.

b. "Catskill region" means that part of the Southern Zone consisting

of the counties of Greene, Sullivan, Ulster; those parts of Broome and

Chenango counties easterly of the Susquehanna River from its junction

with the Unadilla River at the Chenango-Otsego County boundary line to a

point where it intersects the New York-Pennsylvania line; that part of

Otsego County south of the main line tracks of the Delaware and Hudson

Railroad Company; and those parts of Delaware and Schoharie counties

lying south and west of a line beginning at the intersection of the main

line tracks of the Delaware and Hudson Railroad Company with the

Otsego-Schoharie County line to the village of Richmondville, thence

south on Route 10 to its intersection with Route 23 in the village of

Stamford, thence easterly along Route 23 to its intersection with

Schoharie County Route 342 thence easterly along Schoharie County Route

342 to its intersection with Schoharie County Route 3; thence easterly

along Schoharie County Route 3 to the Albany-Schoharie County line.

c. "Eastern region" means that part of the Southern Zone easterly of a

continuous line formed by the Susquehanna river commencing at its

intersection with the New York-Pennsylvania boundary in the town of

Windsor in Broome county to its confluence with the Unadilla river, by

the Unadilla river from its confluence with the Susquehanna river to its

intersection with the Herkimer-Otsego county boundary, by the

Otsego-Herkimer county boundary and by the Oneida-Herkimer county

boundary to the Northern Zone, except (1) the "Catskill region" defined

in paragraph b and (2) Westchester county.

d. "Southern tier, central and western region" means that part of the

Southern Zone lying westerly of the continuous line described in

paragraph c.

5. Closed areas. The following areas are closed to the taking of deer

and bear:

a. In Monroe County, the area bounded and described as follows: On the

west by Route 261 (Manitou Road) beginning at Manitou Beach on Lake

Ontario in the town of Greece and continuing southerly along such road

to its intersection with the Barge Canal, thence easterly along such

canal to East Avenue in the village of Pittsford, thence northeasterly

along East Avenue to Allen Creek in the town of Brighton, thence

northerly along Allen Creek to Irondequoit Creek, thence northerly along

Irondequoit Creek to Irondequoit Bay, thence northerly along the

easterly shore of Irondequoit Bay to Lake Ontario; except that deer of

either sex may be taken during the regular and special deer hunting

seasons provided for in this title by the use of a longbow by holders of

licenses which authorize the holder to hunt deer during a special

archery season and provided further that this exception permitting the

taking of deer by a longbow shall not apply within an area in the town

of Greece bounded and described as follows: On the west by Long Pond

Road beginning at Latta Road and continuing southerly along such road to

its intersection with Maiden Lane, thence easterly along Maiden Lane to

its intersection with Mt. Read Blvd., thence northerly along Mt. Read

Blvd. to its intersection with Latta Road, thence westerly along Latta

Road to its intersection with Long Pond Road at the point of beginning.

b. In Erie County, the area bounded by a continuous line beginning at

the point of confluence of the east branch of the Niagara River and the

Tonawanda Creek, and from said point of beginning easterly along the

south bank of Tonawanda Creek to its intersection with highway 78,

thence southerly along highway 78 to its intersection with Greiner Road,

thence easterly along Greiner Road to its junction with highway 268,

thence southerly along highway 268 to its intersection with highway 5,

thence westerly along highway 5 to its junction with Ransom Road, thence

southerly along Ransom Road to its intersection with highway 33, thence

westerly along highway 33 to its intersection with highway 78, thence

southerly along highway 78 to its intersection with highway 20, thence

southwesterly along highway 20 to its intersection with highway 20-a,

thence westerly along the extension of highway 20-a to Lake Erie, thence

northerly along the shores of Lake Erie and the Niagara River to the

place of beginning.

c. Nassau County.

d. In Herkimer county, town of Webb, the area bounded by a continuous

line beginning at the intersection of the Judson Road and the

Herkimer-Hamilton county boundary line, thence westerly to the Higby

road, continuing southwesterly to its intersection with the Big Moose

road (Herkimer county highway 1), thence north and westerly along the

Big Moose road to its intersection with the Martin road and easterly

along the Martin road to its end, thence back to the lake shore and back

along and around the shore of Big Moose lake (starting westerly) to the

Herkimer-Hamilton county boundary on the shore and then south along the

boundary line ending at the Judson road, the point of beginning.

e. In Herkimer and Hamilton counties, the area bounded by a continuous

line beginning at the junction of the South Shore Road and Route 28 in

the village of Old Forge and extending northeasterly along Route 28 to

the hamlet of Inlet and thence southwesterly along the South Shore Road

to the point of beginning.

7. Areas restricted to long bow only.

a. The area described in this subdivision is closed to the taking of

deer and bear by firearms, but shall be open for taking deer by the use

of a longbow only by holders of licenses which authorize the holders to

hunt deer during a special archery season as follows: during the special

deer season stated in subdivision 3 of this section and during the

regular season stated in subdivision 2 of this section, deer of either

sex may be taken.

b. This subdivision applies to that area in Albany county east of the

Penn Central West Shore railroad starting at the Schenectady county line

in the town of Guilderland and continuing to its confluence with the

Penn Central Hudson River connecting railroad, thence along such Penn

Central Hudson River connecting railroad until it meets Route 32 in

Feura Bush and northeast on Route 32 to its juncture with Feura Bush

road, then east along Feura Bush road to its juncture with Route 144 in

Glenmont, then south along Route 144 to the Vlaman Kill, then east along

the Vlaman Kill to the Hudson river.

8. Muzzle-loading firearm big game season.

a. In every area identified in column one of the table set forth in

subdivision two of this section, except those areas restricted to

special seasons for taking deer by longbow only, special open seasons

may be established by regulation for taking deer and/or bear, by the use

of muzzle-loading firearms, of not less than .44 caliber shooting a

single projectile by the holders of a hunting license with a valid

muzzle-loading privilege.

b. Such special open season for the Southern Zone shall be for the

seven day period immediately preceding the regular open season for deer

stated in column two of the table set forth in subdivision two of this

section, except that the department may, by regulation, fix such open

season in the Southern Zone or any portion thereof to be either the

seven days immediately preceding or immediately following the regular

open season for deer.

c. Until December thirty-first, two thousand twenty-seven, such

special season for the Northern Zone or any portion thereof may by

regulation be for up to a fourteen-day period preceding the regular open

season for deer stated in column two of the table set forth in

subdivision 2 of this section or may be for up to a fourteen-day period

following such open season or any combination thereof, provided that a

maximum of sixteen days is not exceeded for any open area. Regulations

establishing such Northern Zone muzzle-loading firearm big game season

may specify the taking of deer of either sex, antlerless deer only,

legal bucks only, or any combination thereof, and may require that

persons participating in the Northern Zone muzzle-loading firearm big

game season obtain a special permit from the department. When

establishing these regulations, the department must consider the

condition of the herd and communities', property owners', hunters' and

other relevant interests.

9. Notwithstanding any inconsistent provision of this chapter, big

game may be taken on any day of the week during open season or a special

season in those parts of New York state east of a line starting at the

juncture of the shore of Lake Ontario and West Bay road; then southerly

along West Bay road to Route 104A; then easterly along Route 104A to

Route 38; then southerly along Route 38 to the New York State Thruway

Interstate 90 at Port Byron; then southwesterly along Interstate 90 to

Route 90 near Montezuma; then southerly along Route 90 to Route 20; then

westerly along Route 20 to the east bank of Seneca River; then southerly

along the east bank of Seneca River to the east shore of Cayuga Lake;

then southerly along the east shore of Cayuga Lake to Cayuga Creek; then

southerly along the east bank of Cayuga Creek to Route 96 in Ithaca;

then southerly along Route 96 to Sabin Road in Spencer; then southerly

and westerly along Sabin Road to Dean Creek Road; then southwesterly

along Dean Creek Road to Route 34; then southerly along Route 34 to the

Pennsylvania boundary.

10. Notwithstanding any provision of this chapter, or any prior

notwithstanding language in this article, the department may, by

regulation, authorize the taking of big game by the use of a crossbow by

any licensed person in any big game season in any area in which a long

bow is permitted.

§ 11-0909 — Hunting hours

Hunting hours.

1. Bobcat, mink, muskrat, raccoon, coyote, fox and skunk may be taken

at any hour, day or night.

2. Migratory game birds shall be taken only during the hours specified

in regulations adopted by the department pursuant to section 11-0307.

3. a. Wild deer and bear, wild upland game birds, and small game other

than bobcat, mink, muskrat, raccoon, coyote, fox and skunk, taken in any

open season, shall be taken only between the hours of sunrise and

sunset, unless otherwise provided in regulations of the department.

b. The department shall have the authority to establish by regulation

hours of hunting wild deer and bear, wild upland game birds, and small

game, other than bobcat, mink, muskrat, raccoon, coyote, fox and skunk,

during the open season provided therefor.

c. Such regulations shall provide for uniform hunting hours for all

species of game for which an open season is provided, during all or any

part of the period covered by such regulations, other than bobcat, mink,

muskrat, raccoon, coyote, fox and skunk.

d. The department shall have the authority to provide in such

regulations for different hours of hunting in different areas as set

forth in such regulations, and shall have the authority in such

regulations to provide for different hours of hunting for a part or

parts of any open season.

e. A summary of regulations adopted pursuant to this subdivision shall

be published each year in the hunting and fishing syllabus of the

department issued pursuant to section 11-0323.

§ 11-0911 — Procedure on taking wild deer and bear; transportation of wild deer

Procedure on taking wild deer and bear; transportation of

wild deer.

1. a. When a wild deer is taken the taker shall immediately fill out

the deer tag in an electronic or other acceptable format as provided in

regulations of the department. The taker shall report details of the

location and date of harvest and data on the deer as required by

regulation.

b. When a bear is taken, the taker shall immediately fill out the bear

tag in an electronic or other acceptable format as provided in

regulations of the department. The taker shall report details of the

location and date of harvest and data on the bear as required by

regulation.

c. The department shall adopt regulations for the tagging or

designating by self-locking metal seals or other means of deer of either

sex taken in Westchester county pursuant to the provisions of paragraph

c of subdivision 1, of section 11-0907, in addition to the limit of one

deer in a license year.

2. The taker shall remove his deer out of the woods or open country to

a camp or other inhabited location by midnight of the day immediately

following the expiration of the open season in the county or part of a

county in which the deer was taken.

3. A person licensed to hunt deer pursuant to this chapter who has

filled all of his/her valid deer tags may assist and/or supervise other

licensed hunters in hunting deer, except that such person shall not

shoot or attempt to shoot deer.

4. a. The taker may transport the entire carcass of his deer, with the

head attached in a natural way and his license tag attached to the

carcass.

b. He may detach the head of a male deer for mounting only and

transport it to a licensed taxidermist. If the head is detached, the

taker shall immediately attach to it a tag supplied by himself bearing

his signature, address and license number, the name and address of the

taxidermist and the number of points on each antler, and the head shall

be shipped to the taxidermist immediately. The tag shall remain attached

to the head continuously until the head is received by the taxidermist

and retained by him for six months after the head is mounted. If at any

time during transportation the head is in possession of a person other

than the taker or a carrier, his name and address shall be written on

the tag at the time the head comes into his possession.

c. The head of a female deer with antlers not less than the minimum

legal length may be detached for mounting. The detached head shall be

handled in the manner provided in this subdivision with respect to the

head of a male deer.

d. The taker may transport the carcass of a male deer, from which he

has removed the head, if the carcass bears evidence of sex, or the

carcass of a female deer from which the head has been removed, if the

metal tag is attached thereto, provided in either case that his deer tag

is attached to the carcass and on the reverse side of the tag there

appears the name and address of the taxidermist to whom the head is to

be delivered and the number of points on each antler.

5. a. The taker may transport by carrier, except parcel post, one deer

to which his deer tag is attached, together with an additional tag

supplied by him stating the name and address of the consignee. He shall

be in personal attendance on the carcass of his deer while it is being

transported by any method other than by carrier, except that if the head

has not been removed, and if there are attached to the carcass the

taker's deer tag and a tag supplied by him on which is written legibly

in ink the name and address of the person transporting the deer and the

name and address of the consignee, the deer may be transported for him

by another.

b. The taker may cut portions of the meat from the carcass and

transport or cause them to be transported to consignees for consumption

as food only, provided that his deer tag remains attached at all times

to the portion of the carcass retained by him, and that each portion

transported has attached a tag supplied by the taker and personally

signed by him, on which he shall write legibly in ink his name, address

and license number, the date when the portions were cut, and the name

and address of the consignee. If at any time during transportation any

such portion is in possession of a person other than the taker or his

consignee, the name and address of such person shall be written legibly

on the tag in ink. The tag shall remain attached to the meat until it is

prepared for consumption. Where such portions are transported wrapped or

boxed, the outside of the package shall bear the word "venison" and be

marked as provided in this paragraph for tags. Portions of deer tagged

as provided in this paragraph, and packages containing portions of deer,

so marked, may be transported by carrier except parcel post.

6. a. The taker may transport the carcass of the bear, for the

purposes of harvesting the gallbladder and/or bile, only if the bear tag

is attached thereto.

b. No person taking, possessing or transporting bear shall fail to

comply with the mandatory requirements of this section and section

11-0917 of this title.

7. No person taking, possessing or transporting wild deer shall fail

to comply with the mandatory requirements of this section, and no person

shall possess or transport wild deer or any portion of a wild deer

except as provided in this section, or at a time not permitted by

section 11-0917.

§ 11-0913 — Deer management permits

Deer management permits.

1. a. Until December thirty-first, two thousand twenty-seven, whenever

in its opinion the population of deer in any area of the state except in

the northern zone is such that additional harvest of deer is reasonably

necessary to properly manage the deer herd in the state in balance with

the available deer range and natural food supply, the department may

provide by regulation for issuance of deer management permits,

permitting the taking of one deer for the permit, in addition to the

limit of one deer that may otherwise be taken by one person in a license

year.

b. In the issuance of permits, the department may give preference to

resident license holders and may give preference to service-connected

disabled veterans having 40 percent or greater service-connected

disability as evidenced by a compensation rating from the United States

Department of Veterans Affairs or the United States Department of

Defense who shall only have to provide proof of service-connected

disability at the time of initial issuance of the permit, and to the

applications of groups which include a person or the spouse of a person,

provided that such spouse lives in the same household, who owns at least

50 acres of land in one parcel in the specified area.

c. "Owner" as used in this section shall include the owner or spouse

of the owner of record of such parcel, provided that such spouse lives

in the same household as the owner, or a purchaser or spouse of such

purchaser of such parcel, provided that such spouse lives in the same

household as such purchaser, under an executory contract duly recorded

in the office of the recording officer in the county in which real

property to which it relates is situate, who actually occupy and

cultivate such parcel.

2. Each such regulation shall specify, with respect to the permits to

which it relates:

a. The open season or part thereof and the day or days of such season

in which such permits may be used;

b. The specific area in which they are valid;

c. The manner of taking for which such permits are valid, which shall

conform with the specifications as to the manner of taking deer in the

open season for which the permits may be used;

d. The method of application for and issuance of such permits,

including eligibility and allocation among applicants;

e. The number of persons, no fewer than one nor more than six, who

must join in the application; and

f. Such other regulations as the department may determine.

3. Each member of a group issued a permit pursuant to this section

shall possess a license which authorizes the holder to hunt deer before

the permit may be validated.

4. During a license year, no person shall use more than one license

which authorizes the holder to hunt deer during the regular open season

in making application for a deer management permit.

5. The provisions of paragraph a of subdivision 1 of section 11-0911

shall not apply when a deer is taken pursuant to a deer management

permit, but the department may by regulation provide an alternative

method of identifying and reporting the deer so taken.

6. With each deer management permit there shall be issued a tag or

seal and a reporting form as the department shall determine to be

appropriate, and the additional deer may be taken only by the group

member who, at the time, is in physical possession of the permit and any

tag, seal and reporting form issued with it.

7. The department shall charge and receive a fee of ten dollars for

the application and the processing of such permit or permits. Applicants

who are successful in the computerized selection shall receive the

permit or permits free of any additional charge. The application fee

shall be non-refundable. The department may waive the application fee

for holders of a lifetime sportsman license existing as of October

first, two thousand nine and holders of a hunting license less than

sixteen years of age.

8. Except with respect to deer management unit thirty-four the

provision of this section shall not apply to the "Northern Zone" of the

state as defined in subdivision sixteen of section 11-0103 of this

chapter.

9. Nothing set forth in this section shall prevent the department from

permitting the issuance of deer management permits in those portions of

Franklin, St. Lawrence, Jefferson and Lewis counties and Northern Zone

portions of Oneida and Oswego counties which are situated in the area

generally described as the Lake Ontario Plain, St. Lawrence Valley and

peripheral Adirondacks/peripheral Tug Hill region. The department is

authorized and directed to promulgate any rules or regulations necessary

to more particularly describe the region of land set forth in this

subdivision.

§ 11-0914 — Yearling buck protection program

Yearling buck protection program.

1. Definitions. a. An "antlered deer" is defined as a deer with at

least one antler measuring three inches or more in length.

b. "Wildlife management unit" means wildlife regions as demarcated by

the department.

2. Restrictions and application. a. Any person who hunts or takes

antlered deer under a valid permit or license during the bowhunting,

regular and muzzleloading deer seasons is restricted to the hunting or

taking of antlered deer with at least one antler with at least three

points. Each point must be at least one inch long measured from the main

antler beam.

b. This program applies to all public and private land within the

specified wildlife management units.

3. Wildlife management units. These restrictions shall only apply to

that portion of wildlife management unit 3A south and west of state

route twenty-eight.

4. Exemptions from requirements. Hunters under the age of seventeen

are exempt from the provisions of this section and may take any deer

with an antler or antlers measuring three inches or more in length.

§ 11-0915 — Disposal of deer, moose and bear killed unintentionally by collision

Disposal of deer, moose and bear killed unintentionally by

collision.

The owner of a motor vehicle which has been damaged by unintentional

collision with a deer, moose or bear shall be entitled to possess such

deer, moose or bear under the following conditions:

1. The accident is reported to an environmental conservation officer,

a member of the State Police, a member of the sheriff's department in

which the accident occurred or, if the accident occurred on lands under

the jurisdiction of the office of parks, recreation and historic

preservation, to an officer of the regional park police having law

enforcement responsibilities on such lands, or to any police officer of

a city, town or village located in the county of such accident within 24

hours thereafter.

2. The officer shall investigate and, if he finds the deer, moose or

bear has been killed or so injured as to require that it be killed and

the damage has been done as alleged, he shall issue a permit to the

owner of the motor vehicle entitling such owner to possess the carcass.

Such permit shall authorize the owner of the motor vehicle to transfer

the carcass to a designated person.

3. Whenever the owner of such damaged motor vehicle declines to

possess such deer, moose or bear, the officer may in his discretion,

issue a permit to possess the carcass to any other party requesting such

possession.

§ 11-0917 — Possession, transportation and sale of wild game and other wildlife

Possession, transportation and sale of wild game and other

wildlife.

1. Wild game and other wildlife, taken in this state, and parts

thereof, may, if lawfully taken, be

a. possessed.

b. transported within the state and from within to without the state,

and

c. bought and sold, as provided in this section and in the sections of

the Fish and Wildlife Law and regulations of the department to which

this section refers, and not otherwise. It shall not be possessed,

transported, bought or sold unless lawfully taken, nor transported,

bought or sold unless lawfully possessed. Nothing in this section

applies to any game which is not wild game, as defined in subdivision 2

of section 11-0103.

2. Unprotected wildlife may be possessed, transported, bought and sold

without restriction except as provided in subdivision 9 or subdivision

10.

3. Game for propagation purposes may be transported without

restriction except as provided in subdivision 8 or subdivision 10.

4. The carcasses, flesh, head, hide, feet or fur of wildlife, except

birds, may be bought and sold without restriction, except as provided in

subdivisions 8, 9 or 10. The head, skin plumage, hide, feet or fur of

wildlife may be possessed and transported without restriction except (a)

as provided in section 11-0911 with respect to deer, (b) as provided in

subdivision 9 with respect to birds, and (c) as provided in subdivision

8 or subdivision 10.

5. Game taken and possessed in one part of the state may be

transported as provided in this section by the taker, or any person who

acquires it lawfully from the taker, and possessed by the taker or by

such person in any part of the state for the period during which it may

be possessed at the place where taken.

6. Skunk, bobcat, mink, raccoon and muskrat may be bought and sold

alive during their respective open seasons.

8. Migratory game birds and beaver, fisher, otter, bobcat, coyote,

fox, raccoon, skunk, muskrat and mink shall be possessed, transported

and disposed of only as permitted by regulation of the department.

9. a. The flesh of cottontail rabbits, varying hares, European hares,

squirrels, bear and deer shall not be bought or sold.

b. Bear gallbladders and bile shall not be possessed, bartered, sold

or offered for sale or offered for barter unless a valid bear tag is

attached. For the purposes of this paragraph a valid bear tag shall mean

the tag or similar identification required by the governmental entity

that permitted the legal taking of such bear. Possession of a bear

gallbladder without a valid bear tag shall be prima facie evidence of a

violation of this paragraph. A minimum five thousand dollar penalty

shall be issued per infraction of this paragraph. Nothing in this

section prohibits an officer, employee, or agent of the federal

government or the department from possessing, transporting, delivering,

or receiving bear gallbladders or bile, for wildlife law enforcement

purposes.

c. Notwithstanding paragraph a of this subdivision, game legally taken

may be possessed, prepared and served by a non-profit organization at

any meeting for the members and guests provided that there is no charge

for the meal.

d. Game legally taken may be donated to, and possessed, prepared and

distributed by a charitable or not-for-profit organization which serves

or distributes food without cost to the poor or needy. Game or packages

of game donated pursuant to this paragraph shall, notwithstanding the

requirements for tagging and labelling of game contained in paragraph b

of subdivision 5 of section 11-0911 of this title, be tagged, labelled

or marked "not for sale" and such tag, label or marking shall identify

the type of meat, the license number of the taker, the name and address

of the professional processor of the game and the date of processing.

The department shall make available instructions for the safe and

sanitary preparation of game, a list of professional processors where

potential donors may take their game for preparation and packaging and a

list of charitable or not-for-profit organizations which accept

donations of game. Professional processors, charitable and

not-for-profit organizations may notify the department of their

intention to participate in such distribution, and the department shall

include them in its lists unless good cause otherwise exists.

e. The dead bodies of birds belonging to all species or subspecies

native to this state, defined in subdivision five of section 11-0103 of

this article, as protected wild birds, or belonging to any family of

which any species or subspecies is native to this state, and is so

defined in subdivision five of section 11-0103 of this article, shall

not be sold, offered for sale or possessed for sale, for food purposes.

f. The plumage, skin or body of any wild bird shall not be sold,

possessed for sale or offered for sale.

g. No live wolf, coyote, coydog, fox, skunk, venomous reptile or

raccoon shall be possessed or transported, except under a license or

permit issued by the department. Every such license or permit shall

contain a prominent notice thereon warning the licensee or permittee of

his or her duty to exercise due care in safeguarding the public from

attack by such wild animal or venomous reptile and that failure to do so

is a crime under section three hundred seventy of the agriculture and

markets law. The provisions of the opening paragraph of section three

hundred seventy of the agriculture and markets law except the last

sentence thereof shall be set forth on such license or permit

immediately following such warning notice.

10. No wildlife shall be possessed, transported or sold contrary to

the terms of any statute, or regulation, permit or license of the

department, pursuant to which it was taken or acquired.

§ 11-0919 — Aid to wildlife in distress

Aid to wildlife in distress.

1. Notwithstanding any provision of law, rule or regulation to the

contrary, any person who may discover protected wildlife in distress,

except foxes and skunks, may capture the same and render necessary aid.

For the purposes of this section "in distress" shall mean the apparent

inability to survive in the wild thus requiring human assistance. Such

person shall, as soon as possible after capture of such wildlife,

deliver it to a person licensed pursuant to section 11-0515 to

rehabilitate wildlife.

2. Notwithstanding any provision of law, rule or regulation to the

contrary, a wildlife rehabilitator licensed pursuant to section 11-0515

of this article shall be authorized to capture, transport, rehabilitate,

release and euthanize rabies vector species, provided that such wildlife

rehabilitator has completed a training course approved by the

commissioner or provided by the department. A rabies vector species

exhibiting signs or symptoms of central nervous system disorder when

first encountered by a wildlife rehabilitator or while under the care of

a wildlife rehabilitator shall be euthanized immediately by such

rehabilitator and disposed of as directed by the local county health

department office. The commissioner shall, in consultation with the

commissioner of health, promulgate regulations as necessary for the

implementation of this subdivision.

§ 11-0921 — Surrender of game unfit for human consumption; permit for taking another of species surrendered

Surrender of game unfit for human consumption; permit for

taking another of species surrendered.

When a wild turkey, wild deer or wild bear is taken by a person

holding a license or permit and, upon presentation to an environmental

conservation officer or other authorized employee of the department, it

is shown to the satisfaction of such officer or authorized employee that

its flesh was unfit for human consumption at the time it was killed, the

taker may surrender the carcass to the officer or authorized employee

and the officer or authorized employee shall issue the taker a special

permit to take another specimen of the same species as surrendered and

for which the season is still open.

§ 11-0923 — Dogs

Dogs.

1. No owner or trainer of a dog shall:

a. allow it to hunt deer, or to run at large on enclosed lands on

which wildlife or domestic game is possessed under license issued

pursuant to the Fish and Wildlife Law or in any state park, state park

reservation, state-owned game farm or wildlife refuge or state-owned or

leased wildlife management area;

b. allow it to run at large in fields or woods inhabited by deer

outside the limits of any city or village, except on lands actually

farmed or cultivated by the owner or trainer of the dog or a tenant of

such owner or trainer.

2. No owner or trainer of a dog shall take it afield for training on

wild game except from August 16 to April 15 or as otherwise permitted by

department order.

3. Dogs may be trained on artificially propagated game which is

shackled, or led or confined game, legally possessed, or on training

dummies or other artificial devices at any time on lands owned or leased

by the owner or trainer of the dog or on lands for which he has written

permission of the owner or lessee, provided such training is done in a

manner to preclude any disturbances injurious to wildlife.

4. During the training of a dog, the trainer and any person in his

company shall not possess afield a firearm loaded with ammunition other

than blank shells or blank cartridges, or inflict any injury to animals

or game birds contrary to law.

5. Dogs hunting deer, or hunting any wildlife or domestic game on

enclosed lands described in paragraph a of subdivision 1 or on a state

game farm or wildlife refuge or wildlife management area, may be killed

as provided in section 11-0529.

6. Wildlife, except skunk, deer and bear, may be taken with the aid of

a dog, provided, however, that the department is authorized to establish

a training season during which only persons licensed by the department

pursuant to section 11-0928 of this article may train tracking dogs on

bear. Such season shall not begin before July first and shall end at

least eight days in advance of any open hunting season for bear and no

person participating in such training shall possess a firearm of any

kind or a longbow. Nothing in this subdivision shall be construed to

invalidate or otherwise affect a permit to track or take bear issued

pursuant to subdivision one of section 11-0521 of this article.

§ 11-0925 — Special dog training areas

Special dog training areas.

1. a. A dog owner or trainer may establish and maintain a special dog

training area on land which the owner or trainer owns or has legal

control.

b. The operator of a special dog training area may at any time during

the year train the operator's own dogs or the dogs of other persons on

such area, and permit others to train dogs. The operator may hold field

trials on wild game, or on liberated game, or on liberated artificially

propagated game, or on led or confined game, or may in writing permit

others to hold such trials, under such conditions as shall be agreed

upon by the operator and such other person; but no game shall be taken

by shooting at such field trial. No persons shall, on a special dog

training area, train a dog, hold a field trial, enter accompanied by a

dog, or permit a dog of which he is the owner or trainer to enter,

except as provided in this section or in rules adopted pursuant hereto.

A permit from the department must be obtained before liberation of any

wildlife, and such a permit may be withheld if, in the opinion of the

department, granting it would endanger the health of native wildlife

species.

2. The department may adopt rules regulating the use of special dog

training areas.

3. No person shall hunt on a special dog training area except as

provided in this section or rules adopted pursuant thereto. The owner of

the lands may hunt unprotected wildlife thereon at any time, and the

owner of the land and others authorized by such owner may hunt deer

thereon during the open season but at no other time.

§ 11-0927 — Field trials

Field trials.

1. No person shall hold a field trial except as provided in this

section or take part in a field trial not conducted in accordance with

the provisions of this section.

2. a. A field trial may be held on liberated game, liberated

artificially propagated game, led or confined game legally possessed, or

on wild game on a licensed dog training area at any time without

license, provided such game is not taken by shooting or otherwise

killed; and, on areas other than a licensed dog training area, such

field trials may be held on wild game from August 16 to April 15 without

license, or at such other times when licensed by the department from

April 16 to August 15.

b. A permit from the department is required for liberation of any

wildlife.

3. Wild game shall not be taken by shooting or otherwise killed in the

course of a field trial. Other game on which a field trial may be held

as provided in this section may be taken by shooting in the course of a

field trial, except a field trial held on a licensed dog training area,

provided a license for such shooting has been procured from the

department. Game so taken shall be immediately identified on forms

provided by the department until the game is finally prepared for

consumption.

4. Game so identified may be possessed, transported, bought and sold

at any time, without limitation by section 11-0917 of this article.

§ 11-0928 — Tracking dogs

Tracking dogs.

Notwithstanding any other provision of this chapter, the department

may by regulation provide for the certification of leashed tracking dogs

and may authorize the use of such dogs by persons licensed by the

department to track and find dead, wounded or injured big game, and for

the certification of trained tracking dogs and may authorize the use of

such dogs by persons licensed by the department to track bear pursuant

to subdivision one of section 11-0521 of this article.

§ 11-0929 — Hunting by minors

Hunting by minors.

1. A licensee who is twelve or thirteen years of age shall not hunt

wildlife with a gun or a longbow unless he or she is accompanied by his

or her parent or legal guardian, or by a person twenty-one years of age

or older designated in writing by his or her parent or legal guardian on

a form prescribed by the department, who holds a hunting license. A

licensee who is twelve or thirteen years of age shall not hunt with a

crossbow.

2. A licensee who is fourteen or fifteen years of age shall not:

a. hunt wildlife with a gun, crossbow or longbow, other than wild deer

or bear as provided in paragraph b of this subdivision, unless he or she

is accompanied by his or her parent or legal guardian holding a hunting

license, or by a person eighteen years of age or older, designated in

writing by his or her parent or legal guardian, holding such license;

b. hunt wild deer or bear with a crossbow or gun unless:

(1) he or she is accompanied by his or her parent or a legal guardian,

or a youth mentor who is twenty-one years of age or older designated in

writing by the parent or legal guardian of the licensee on a form

prescribed by the department; and

(2) such parent, guardian or youth mentor has had at least three years

of experience in hunting big game; and

(3) such parent, guardian or youth mentor holds a hunting license; and

(4) such parent, guardian or youth mentor maintains physical control

over the minor he or she is accompanying at all times while hunting; and

(5) such parent, guardian or youth mentor and the minor he or she is

accompanying remain at ground level at all times while hunting; and

(6) such parent, guardian or youth mentor and the minor he or she is

accompanying shall each display either a minimum total of two hundred

fifty square inches of solid fluorescent orange or pink or patterned

fluorescent orange or pink consisting of no less than fifty percent

fluorescent orange or pink material worn above the waist and visible

from all directions, or a hat or cap with no less than fifty percent of

the exterior consisting of solid fluorescent orange or pink material and

visible from all directions. For purposes of this paragraph, "physical

control" shall mean that the physical proximity of the minor to the

parent, guardian or youth mentor is such that the parent, guardian or

youth mentor is reasonably able to issue verbal directions and

instructions, maintain constant visual contact, and otherwise provide

guidance and supervision to the minor.

3. A licensee who is sixteen or seventeen years of age and who has not

previously had a license which authorizes the holder to hunt big game

issued to him or her and engaged in hunting pursuant to it shall not

hunt deer or bear unless he or she is accompanied by his or her parent

or legal guardian, or by a person designated in writing by his or her

parent or legal guardian on a form prescribed by the department and who

is eighteen years of age or older and who has had at least one year's

experience in hunting deer or bear, and such accompanying parent,

guardian or person holds a hunting license.

4. A hunting licensee with a bowhunting privilege, who is fourteen or

fifteen years of age, shall not hunt deer or bear unless he or she is

accompanied by his or her parent or legal guardian, or by a person

designated in writing by his or her parent or legal guardian on a form

prescribed by the department who is eighteen years of age or older and

who has had at least one year's experience in hunting deer or bear by

longbow, and such accompanying parent, guardian or person holds a

hunting license with a bowhunting privilege.

5. A hunting licensee with a bowhunting privilege, who is twelve or

thirteen years of age, shall not hunt deer or bear unless:

(a) he or she is accompanied by his or her parent or legal guardian,

or by a person designated in writing by his or her parent or legal

guardian on a form prescribed by the department who is twenty-one years

of age or older and

(b) such parent, guardian or person has had at least three year's

experience in hunting deer or bear by longbow and

(c) such parent, guardian or person holds a hunting license and

(d) such parent, guardian or person maintains physical control over

the minor he or she is accompanying at all times while hunting. For the

purposes of this paragraph "physical control" shall mean that the

physical proximity of the minor to the parent, guardian or person is

such that the parent, guardian or person is reasonably able to issue

verbal directions and instructions, maintain constant visual contact,

and otherwise provide guidance and supervision to the minor.

§ 11-0931 — Prohibitions on the use and possession of firearms

Prohibitions on the use and possession of firearms.

1. No person except a law enforcement officer in the performance of

his official duties shall use in hunting or possess in the fields or

forests or on the waters of the state for any purpose:

a. the apparatus known as a silencer;

b. any automatic firearm, or any firearm which has been converted to

an automatic type, or any firearm which has a built-in mechanical

adjustment which will permit it to function as an automatic arm; or

c. any auto-loading firearm of a construction to contain more than six

shells in the magazine and chamber combined, except

(1) such a firearm using twenty-two caliber rim-fire ammunition, or

(2) such a firearm which has been altered so as to reduce its capacity

to not more than six shells at one time in the magazine and chamber

combined, or

(3) an auto-loading pistol having a barrel less than eight inches in

length.

d. An automatic firearm is defined as one which will continue to fire

as long as the trigger is held back. An auto-loading firearm is defined

as one which reloads itself after each shot and requires that the

trigger be pulled back for each shot.

* 2. a. No crossbow or firearm except a pistol or revolver shall be

carried or possessed in or on a motor vehicle unless it is uncocked, for

a crossbow or unloaded, for a firearm in both the chamber and the

magazine, except that a loaded firearm which may be legally used for

taking migratory game birds may be carried or possessed in a motorboat

while being legally used in hunting migratory game birds, and b. no

person except a law enforcement officer in the performance of his

official duties or a nuisance wildlife specialist with a permit issued

pursuant to section 11-0522-a of this article, provided that such

activities are in furtherance of the site-specific deer management plan,

shall, while in or on a motor vehicle, use a jacklight, spotlight or

other artificial light upon lands inhabited by deer if he or she is in

possession or is accompanied by a person who is in possession, at the

time of such use, of a longbow, crossbow or a firearm of any kind except

a pistol or revolver, unless such longbow or crossbow is unstrung or

such firearm or crossbow is taken down or securely fastened in a case or

locked in the trunk of the vehicle. For purposes of this subdivision,

motor vehicle shall mean every vehicle or other device operated by any

power other than muscle power, and which shall include but not be

limited to automobiles, trucks, motorcycles, tractors, trailers and

motorboats, snowmobiles and snowtravelers, whether operated on or off

public highways. Notwithstanding the provisions of this subdivision, the

department may issue a permit to any person who is non-ambulatory,

except with the use of a mechanized aid, to possess a loaded firearm in

or on a motor vehicle as defined in this section, subject to such

restrictions as the department may deem necessary in the interest of

public safety. Nothing in this section permits the possession of a

pistol or a revolver contrary to the penal law.

* NB Effective until January 1, 2027

* 2. No crossbow or firearm except a pistol or revolver shall be

carried or possessed in or on a motor vehicle unless it is uncocked, for

a crossbow or unloaded, for a firearm in both the chamber and the

magazine, except that a loaded firearm which may be legally used for

taking migratory game birds may be carried or possessed in a motorboat

while being legally used in hunting migratory game birds, and no person

except a law enforcement officer in the performance of his official

duties shall, while in or on a motor vehicle, use a jacklight, spotlight

or other artificial light upon lands inhabited by deer if he or she is

in possession or is accompanied by a person who is in possession, at the

time of such use, of a longbow, crossbow or a firearm of any kind except

a pistol or revolver, unless such longbow or crossbow is unstrung or

such firearm or crossbow is taken down or securely fastened in a case or

locked in the trunk of the vehicle. For purposes of this subdivision,

motor vehicle shall mean every vehicle or other device operated by any

power other than muscle power, and which shall include but not be

limited to automobiles, trucks, motorcycles, tractors, trailers and

motorboats, snowmobiles and snowtravelers, whether operated on or off

public highways. Notwithstanding the provisions of this subdivision, the

department may issue a permit to any person who is non-ambulatory,

except with the use of a mechanized aid, to possess a loaded firearm in

or on a motor vehicle as defined in this section, subject to such

restrictions as the department may deem necessary in the interest of

public safety. Nothing in this section permits the possession of a

pistol or a revolver contrary to the penal law.

* NB Effective January 1, 2027

3. No person shall discharge a firearm in a "restricted area"

established pursuant to section 11-0321, contrary to the terms of the

restriction prohibiting or restricting such discharge.

4. a. No person shall:

(1) discharge a firearm, crossbow or long bow in such a way as will

result in the load, bolt, or arrow thereof passing over a public highway

or any part thereof;

(2) discharge a firearm within five hundred feet, a long bow within

one hundred fifty feet, or a crossbow within two hundred fifty feet from

a dwelling house, farm building or farm structure actually occupied or

used, school building, school playground, public structure, or occupied

factory or church;

(3) use a firearm or a long bow for the hunting of migratory game

birds in Larchmont Harbor, specifically those portions bounded by the

following points of land:

BEGINNING AT A POINT KNOWN AS UMBRELLA POINT ON THE EAST SHORE OF

LARCHMONT HARBOR THEN PROCEEDING IN A NORTHERLY DIRECTION TO CEDAR

ISLAND; THENCE NORTHWESTERLY TO MONROE INLET; THENCE NORTHEASTERLY TO

DELANCY COVE BEING IN THE TOWN OF MAMARONECK; THENCE IN A SOUTHWESTERLY

DIRECTION FROM DELANCY COVE TO GREACEN POINT; THENCE RUNNING THE AREA

BETWEEN DELANCY COVE AND THE WEST SHORE OF SATANS TOE NORTHEAST; THENCE

SOUTHEAST THEN ALONG THE WEST SHORE OF SATANS TOE SOUTHWEST AND THEN

SOUTH TO THE SOUTHERLY POINT OF SATANS TOE TO EDGEWATER POINT.

(4) Use of a firearm or a long bow for the hunting of migratory game

birds in Udall's Cove, specifically those portions of Little Neck Bay

within Nassau and Queens counties lying east of a line running north

from the foot of Douglaston Parkway to the shore opposite.

b. The prohibitions contained in subparagraph 2 of paragraph a above

shall not apply to:

* (1) The owner or lessee of the dwelling house, or members of his

immediate family actually residing therein, or a person in his employ,

or the guest of the owner or lessee of the dwelling house acting with

the consent of said owner or lessee, provided however, that nothing

herein shall be deemed to authorize such persons to discharge a firearm

within five hundred feet, a long bow within one hundred fifty feet, or a

crossbow within two hundred fifty feet of any other dwelling house, or a

farm building or farm structure actually occupied or used, or a school

building or playground, public structure, or occupied factory or church;

provided further, that a nuisance wildlife specialist with a permit

issued pursuant to section 11-0522 of this article acting in furtherance

of the site specific deer management plan may discharge a firearm within

five hundred feet of any dwelling houses, structures, schools or

playgrounds, provided that the owners or lessees thereof have been

notified by certified mail of the date or dates, and time period of the

expected activity, and discharge a firearm within two hundred fifty feet

of such dwelling houses, structures, schools or playgrounds provided

that all the owners or lessees thereof have provided written consent;

provided further, that a nuisance wildlife specialist with a permit

issued pursuant to section 11-0522-a of this article acting in

furtherance of the site-specific deer management plan may discharge a

firearm within five hundred feet of any dwelling houses, structures,

schools or playgrounds, provided that the owners or lessees thereof have

been notified by certified mail of the date or dates and time period of

the expected activity, and discharge a firearm within two hundred fifty

feet of such dwelling houses, structures, schools or playgrounds

provided that all the owners or lessees thereof have provided written

consent;

* NB Effective until January 1, 2027

* (1) The owner or lessee of the dwelling house, or members of his

immediate family actually residing therein, or a person in his employ,

or the guest of the owner or lessee of the dwelling house acting with

the consent of said owner or lessee, provided however, that nothing

herein shall be deemed to authorize such persons to discharge a firearm

within five hundred feet, a long bow within one hundred fifty feet, or a

crossbow within two hundred fifty feet of any other dwelling house, or a

farm building or farm structure actually occupied or used, or a school

building or playground, public structure, or occupied factory or church;

* NB Effective January 1, 2027

(2) Programs conducted by public schools offering instruction and

training in the use of firearms or long bow;

(3) The authorized use of a pistol, rifle or target range regularly

operated and maintained by a police department or other law enforcement

agency or by any duly organized membership corporation;

(4) The discharge of a shotgun over water by a person hunting

migratory game birds if no dwelling house, farm building or farm

structure actually occupied or used, school building, school playground,

or public structure, factory or church, livestock or person is situated

in the line of discharge less than five hundred feet from the point of

discharge.

5. a. No person shall use a rifle for hunting on Long Island or in

Westchester County. If a person be found carrying a rifle in the

woodlands on Long Island or in Westchester County, that fact shall be

presumptive evidence that he is illegally using it for hunting in that

area; but this provision does not apply to members of a duly organized

target shooting club carrying unloaded rifles to and from the target

range.

b. In the counties, or parts of counties, where the use of a rifle

other than a muzzle loading firearm is not permitted in the taking of

deer, a person afield shall not possess a rifle larger than twenty-two

caliber rim-fire other than a muzzle loading firearm during the open

season for deer.

c. In the Northern Zone no person, while engaged in hunting with the

aid of a dog or while afield accompanied by a dog, shall possess a rifle

larger than .22 caliber using rim-fire ammunition or possess a shotgun

loaded with a slug, ball or buckshot, or possess a crossbow; but this

paragraph does not apply to persons, engaged in coyote hunts with dogs

during any open season on coyotes established pursuant to the provisions

of section 11-0903 of this title.

6. No person while engaged in hunting deer or bear pursuant to a

bowhunting privilege, and no person accompanying him or her or a member

of his or her party, while he or she is so engaged during a special

longbow season, shall have in his or her possession a firearm of any

kind, and no person while engaged in hunting deer or bear pursuant to a

muzzle-loading privilege, and no person accompanying him or her or a

member of his or her party, while he or she is so engaged during a

special muzzle-loading firearm season, shall have in his or her

possession a firearm of any kind other than a muzzle-loading firearm.

7. During any open season for deer, a person afield shall not possess

shotgun shells loaded with a slug or ball unless he holds a valid

license or permit to take deer or bear.

8. a. No person in Westchester, Nassau, or Suffolk county shall

discharge a crossbow within five hundred feet of a dwelling house, a

farm building or farm structure actually occupied or used, or a school

building or playground, public structure, or occupied factory or church.

b. A county not enumerated in paragraph a of this subdivision may opt

by local law to be covered by the provisions of such paragraph.

§ 11-0933 — Taking small game by crossbow

Taking small game by crossbow.

Notwithstanding any provision of this chapter, or any prior

notwithstanding language in this article, the department may, by

regulation, authorize the taking of small game and wild upland game

birds by the use of a crossbow by any licensed person fourteen years of

age or older, in any small game season, in any area designated in items

(a), (b), (c), (d), (e), (f), (i), (k), and (l) of paragraph a of

subdivision two of section 11-0907 of this title in which a shotgun or

muzzle loader is permitted.

§ 11-0935 — Deer hunting program

* § 11-0935. Deer hunting program.

1. Notwithstanding subdivision one-a of section 11-0701 and the

crossbow prohibition of subdivision one of section 11-0929, a hunting

license holder who is twelve or thirteen years of age may hunt deer with

a crossbow, rifle, shotgun, or muzzle-loading firearm as provided in

this title in an eligible area provided that:

(a) such minor is accompanied by their parent or legal guardian, or by

a person designated in writing by such parent or legal guardian on a

form prescribed by the department who is twenty-one years of age or

older; and

(b) such parent, guardian or person has had at least three year's

experience in hunting deer; and

(i) such parent, guardian or person holds a hunting license; and

(ii) such parent, guardian or person maintains physical control over

the minor at all times while hunting. For the purposes of this paragraph

"physical control" shall mean that the physical proximity of such minor

to the parent, guardian or person is such that the parent, guardian or

person is reasonably able to issue verbal directions and instructions,

maintain constant visual contact, and otherwise provide guidance and

supervision to the minor; and

(iii) such parent, guardian or person and the minor remain at ground

level at all times while hunting; and

(c) such parent, guardian or person and the minor shall each display

either a minimum total of two hundred fifty square inches of solid

fluorescent orange or pink or patterned fluorescent orange or pink

consisting of no less than fifty percent fluorescent orange or pink

material worn above the waist and visible from all directions, or a hat

or cap with no less than fifty percent of the exterior consisting of

solid fluorescent orange or pink material and visible from all

directions.

2. For the purposes of this section "eligible area" shall include a

county that has passed a local law authorizing participation in the

pilot program and has notified the department of such participation,

provided, however, that the following counties: Westchester; Richmond;

Bronx; New York; Kings; Queens; Nassau; and Suffolk shall not be deemed

to be eligible.

3. The department shall prepare a report by February first of each

year including the following information at a minimum: number of

violations; hunting related incidents and revocations pursuant to

section 11-0719; the number of counties participating; the number of

minors participating; and the number of deer taken.

* NB Repealed December 31, 2028

TITLE 10 Falconry

§ 11-1001 — Definitions

Definitions.

(1) "Raptors" means all species of the orders Strigiformes and

Falconiformes and shall include but not be limited to falcons, hawks,

owls and eagles except the golden eagle (Aquila chrysaetor) and bald

eagle (Haliaetus leucocephalus) and all birds listed as endangered or

threatened pursuant to section 11-0535 of this article. However,

properly banded peregrine falcons which are the progeny of birds

lawfully acquired prior to 1978 are raptors within the meaning of this

section. (2) "Falconry" means the sport of hunting by the use of trained

raptors and includes the training, feeding and handling of such birds

and their recapture after being released for hunting or training.

§ 11-1003 — Falconry license

Falconry license.

Any resident of this state may be issued a falconry license. The

department shall prescribe and furnish forms for application for such

license. The fee for the license shall be forty dollars. Falconry

licenses shall expire on December 31 every fifth year and shall be

renewable at the discretion of the department. A falconry license shall

authorize the licensee to obtain, buy, sell, barter, possess and train

raptors for falconry and to engage in falconry, provided that no game

shall be taken or killed except during an open season therefor, and

further provided that such licensee shall also possess a license

pursuant to this chapter which authorizes the holder to hunt wildlife.

Any non-resident, who legally possesses a raptor where he or she resides

and who may legally engage in falconry where he or she resides, may

engage in falconry in New York without a falconry license provided he or

she possesses a valid non-resident hunting license.

§ 11-1005 — Falconry advisory board

Falconry advisory board.

The commissioner shall appoint a falconry advisory board of not less

than five members who are residents of the state and who shall serve at

the pleasure of the commissioner and who shall be qualified by reason of

their association with state or national organizations or institutions

with primary interests in ornithology, falconry or wildlife

conservation. The duties of the falconry advisory board shall include

(i) recommending qualifications for eligibility of applicants for

falconry licenses, (ii) reviewing and screening applications for

falconry licenses and recommending action to be taken on each

application, (iii) recommending the species and number of raptors which

may be possessed or taken from the wild by each applicant and the manner

of such taking, and (iv) recommending falconry hunting seasons and

regulations for various game species.

§ 11-1007 — Department authority

Department authority.

The department shall make such rules and regulations governing the

issuance and use of falconry licenses as it shall deem proper and

necessary, giving due consideration to the recommendations of the

falconry advisory board. The department may fix by regulation special

open seasons for the taking of small game or upland game birds by

falconry. The department may revoke any falconry license and may seize

raptors held pursuant thereto if the licensee (i) fails to provide

proper care for the raptors in the licensee's possession, (ii) allows

raptors in the licensee's possession to become a public nuisance, (iii)

is convicted of or settles by civil compromise any violation of any

provision of this chapter or regulation of the department, or (iv) fails

to comply with any of the terms or conditions of the falconry license.

§ 11-1009 — Prohibitions

Prohibitions.

(1) Raptors for use in falconry shall not be bought, sold or bartered,

or offered for sale or barter, except that this section shall not apply

to the captive bred progeny of lawfully acquired raptors.

(2) No person shall possess or maintain in captivity any raptor or

raptors, except as otherwise provided by law, unless he shall first

obtain a falconry license.

TITLE 11 Trapping

§ 11-1101 — Prohibitions

Prohibitions.

1. Except as provided in title 5 or in sections 11-1901 or 11-1903, no

wild bird shall be trapped, netted or snared, or if so taken, possessed.

2. Traps shall not be set for the taking of any protected wildlife

except (a) in an open season as provided in section 11-1103 for taking

the species for which the trap is set; or (b) in accordance with a

license or permit issued by the department pursuant to title 5; or (c)

as provided in title 5 or title 19 with respect to rabies control and

predatory, destructive or menacing wildlife; or (d) on a registered

muskrat marsh as provided in section 11-1109. Protected wildlife taken

or captured in a trap shall not be killed or possessed while captive

unless it is a species of wildlife for which the trap was or might

lawfully have been set at the time of capture.

3. In waters of the Southern Zone, as so defined, from December 5

through January 31, no person shall set, place or maintain a trap of any

kind except (a) spring hole trap sets for the purpose of taking fox, or

(b) water sets during any open season established for the taking of

muskrat, otter and beaver, or (c) traps set on a registered muskrat

marsh pursuant to permit, issued as provided in section 11-1109.

4. On the opening day of an open season for trapping, no person shall

stake, set or place any trap or deadfall for the purpose of taking the

species of game for which such open season is established or fixed, in

the area for which such open season is established or fixed, before 7:00

A.M.

5. Except as provided in subdivision 1 or 2 of section 11-0523 with

respect to destructive and menacing wildlife, no person shall (a) set or

use a trap of the leg-gripping type having teeth in the jaws; (b) set a

trap so that wildlife when caught is suspended; (c) use, locate or set a

snare or a device consisting of a noose of any material whereby an

animal may be taken.

6. a. No person shall set or use a trap of the leg-gripping type (a)

having a spread of jaws exceeding 7 1/4" measured at right angles to the

axis upon which the jaws operate and excluding the gripping surface of

each jaw, when used under water during the open season for trapping

beaver or otter, or (b) in any other case, except as provided in title 5

or in section 11-1109, having a spread of jaws exceeding 5-3/4" as so

measured.

b. No person shall set or use a body gripping type trap with a

dimension of more than 7-1/2 inches except:

(a) when used in water during the open season for trapping beaver and

otter; or

(b) as further permitted by the department by regulation.

The dimension of the body gripping trap shall be ascertained when the

trap is set in the extreme cocked position and shall be the maximum

distance between pairs of contacting body gripping surfaces except for

rectangular devices which shall be the maximum perpendicular distance

between pairs of contacting body gripping surfaces.

c. Traps of the leg-gripping type having a spread of jaws exceeding 4"

measured as described in paragraph a of this subdivision, when set on

land (excluding traps originally set in water) (a) shall be covered at

the time the trap is set or visited; if the trap becomes uncovered after

it is set the covering shall be replaced at the time the trap is

visited; coverings shall include but not be limited to soil, sand,

leaves, needles, other plant materials, and other substances as

permitted by department regulation; such substances shall completely

cover the jaws of the trap, and (b) shall be equipped with a pan

tensioning device which shall include but not be limited to a bolt and

nut, notches grooved in the pan and dog or lever, sheer pins, a spring

under the pan or strip of band steel, or other devices or modifications

as permitted by regulation of the department.

7. Except as provided in section 11-1109, (a) no person shall take

muskrat by the use of a box, wire or cage trap, except that they may be

taken in such a trap of a construction incapable of taking any species

of wildlife until wildlife previously taken therein has been released;

(b) except as otherwise permitted by department regulation, no person

shall set, stake or use a trap within a distance of five feet from a

muskrat den or house or any structure constructed by a muskrat in which

it can take shelter; (c) smoke, chemicals, gas or poison shall not be

used on or near any trap used to take beaver, otter, fisher, bobcat,

coyote, fox, mink, raccoon, muskrat or skunk.

8. Except as permitted by the department, no person shall set, stake

or use a trap within a distance of fifteen feet from a beaver dam, den

or house.

9. No person shall take, possess or remove from any legally set trap

any lawfully trapped wildlife or shall wilfully disturb, destroy, take

or possess, any legally set trap, without the permission of the owner of

such trap.

10. Traps shall not be set or placed on a public highway.

11. Beaver, fisher and otter shall be taken only as permitted by the

department.

12. No person shall trap wildlife within one hundred feet of a

dwelling, school building, school playground or church without the

written consent of the owner or lessee of the property where the trap is

set.

§ 11-1103 — Open trapping seasons

Open trapping seasons.

1. The department may by regulation permit trapping of beaver, fisher,

otter, bobcat, coyote, fox, raccoon, opossum, weasel, skunk, muskrat,

pine marten and mink, or any of them, in specified areas, and may

regulate the taking, possession and disposition of such animals. The

periods in which trapping of such animals is so permitted are open

seasons for the trapping of the species for which the period is fixed,

in the area or areas for which it is so fixed.

2. When an investigation made by the department in the month of March

of any year reveals that during the current open season for muskrats in

any county or part thereof in the Southern Zone, reasonable

opportunities were not afforded to trappers to harvest the muskrat crop

of such season because of abnormal trapping conditions, the department

shall have power to extend by regulation the open season in such county

or part thereof for a period not to exceed twenty days.

§ 11-1105 — Procedure

Procedure.

1. Traps set for taking wildlife shall bear the name and residence

address or the assigned identification number of the operator legibly at

all times, provided, that state, county and municipal law enforcement

agencies shall have access to the name, address and telephone number of

such operator who was assigned such identification number. They shall be

visited once in each twenty-four hours, except in the Northern Zone

where they shall be visited once in each forty-eight hours or a shorter

interval of no less than twenty-four hours as the department may, by

regulation, require, and all wildlife held captive shall immediately be

removed from the traps.

2. Wildlife lawfully taken alive in traps may be killed in any manner,

except that where the taking is pursuant to a permit or special license,

it may not be killed in violation of any term of such permit or license.

§ 11-1107 — Possession, transportation and sale

Possession, transportation and sale.

Wildlife taken by trapping may be possessed, transported, bought and

sold as provided in section 11-0917, and shall not be possessed,

transported, bought or sold except as so provided.

§ 11-1109 — Registered muskrat marshes

Registered muskrat marshes.

1. Applicability. A registered muskrat marsh is an enclosed marsh

which was registered with the department prior to September 1 of the

year previous to the year in which a privilege granted or a rule

provided by this section is invoked or applied.

2. Registration. Application for registration of a muskrat marsh shall

be made upon forms supplied for such purpose by the department. If the

department is satisfied that the marsh covered by the application is

being managed in accordance with sound management practices, it shall

issue a certificate of registration which shall entitle registrant to

apply for the permission provided for in this section. The department

shall be entitled to receive ten dollars as a registration fee.

3. Control of muskrats on registered marshes. The owner or lessee of a

registered marsh may apply to the department for permission to trap

within specified dates during the closed season in order to allow the

removal of surplus muskrats, not required for breeding stock.

4. Investigation; permit. The department shall cause an investigation

to be made of the allegations of all trapping applications filed with it

by registered applicants, and may, in its discretion, issue a permit to

such applicant, allowing him, and persons whom he may designate in

writing, to trap muskrats within specified dates during the closed

season, except that no such permit shall be issued for the trapping of

muskrats during the period from May 1 through October 31. The name and

address of every person designated in writing to trap shall, prior to

the time designee begins to trap, be forwarded by the registrant to the

Department of Environmental Conservation, Albany, New York, by

registered mail.

5. Regulations. Notwithstanding any other provisions of the Fish and

Wildlife Law to the contrary, the department may make regulations

governing the manner of trapping muskrats on registered marshes;

provided, however, that no such regulations shall be made which are more

restrictive than provisions of this chapter expressly regulating the

manner of taking muskrats.

6. Reports. Registrants shall, not later than May 1 of each year,

furnish the department with a report covering the number of muskrats

trapped.

7. License. No person other than the owner or lessee thereof shall

engage in trapping on a registered marsh unless he holds a trapping

license.

TITLE 12 Hunting While Intoxicated

§ 11-1201 — Definitions

Definitions.

For the purposes of this title:

1. "Hunting" means shooting or killing wildlife, including shooting or

killing wildlife lawfully trapped or otherwise reduced to possession, or

pursuing or capturing wildlife with any weapon, projectile, or other

device or instrumentality; and includes all lesser acts such as

disturbing, harrying, or worrying, whether they result in taking or not,

when done with the aid or accompaniment of any weapon, projectile, or

other device or instrumentality; and every attempt to take and every act

of assistance to any other person in taking or attempting to take

wildlife, when done with the aid or accompaniment of any weapon,

projectile, or other device or instrumentality. "Wildlife" as used in

this subdivision means "wildlife" as that term is defined in subdivision

six of section 11-0103 of the environmental conservation law.

2. "Intoxicated condition" shall mean the presence of .08 of one per

centum or more by weight of alcohol in a person's blood as shown by

chemical analyses of his blood, breath, urine, or saliva made pursuant

to section 11-1205 of this title. An "impaired condition" shall mean a

state of impairment of a person's capacity to think or act correctly, or

of a loss, even in part of a person's control of his physical or mental

faculties due to his consumption of alcohol or use of a drug.

3. "Drug" means "drug" as that term is defined in section one hundred

fourteen-a of the vehicle and traffic law.

4. "License to hunt", or "permit to hunt" means any license, permit,

or other privilege granted pursuant to section 11-0701 of this article

which authorizes the holder to hunt wildlife.

§ 11-1203 — Hunting while intoxicated prohibited

Hunting while intoxicated prohibited.

1. No person shall engage in hunting while he is in an intoxicated

condition.

2. No person shall engage in hunting while his ability to engage in

such hunting without creating unreasonable risk of injury or death to

himself or other human life is impaired by his consumption of alcohol or

use of a drug.

§ 11-1205 — Enforcement

Enforcement.

1. Police officers and officers named in subdivision one of section

71-0907 of this chapter shall have power to enforce the provisions of

this title and to take actions, make arrests, and conduct tests

thereunder in pursuance of such enforcement.

2. Any person engaged in hunting in this state shall be deemed to have

given his consent to a chemical test of his breath, blood, urine, or

saliva for the purpose of determining the alcoholic or drug content of

his blood, provided that such test is administered at the direction of a

police officer or officer of the department of environmental

conservation: (a) having reasonable grounds to believe such person to

have been engaged in hunting in violation of any subdivision of section

11-1203 of this title, and within two hours after such person has been

placed under arrest for any such violation, or (b) within two hours

after a breath test, administered pursuant to the provisions of

subdivision one of this section, indicates that alchohol has been

consumed by such person, and in accordance with the rules and

regulations established by the law enforcement unit of which the

administering officer is a member.

3. If such person, having been placed under arrest or after a breath

test indicates the presence of alcohol in his system and having

thereafter been requested to submit to chemical test, refuses to submit

to such chemical test, the test shall not be given, and a report of such

refusal shall be forwarded by the officer under whose direction the test

was requested to the department of environmental conservation within

seventy-two hours and the department shall revoke all licenses,

bowhunting privileges, muzzle-loading privileges, and permits to hunt

which such person may possess; provided, however, that such revocation

shall become effective only after a hearing held by the department upon

notice to such person, unless such hearing is waived by such person.

4. A license, bowhunting privilege, muzzle-loading privilege, or

permit to hunt may, upon the basis of a report, verified as hereinafter

provided, of the administering officer that he had reasonable grounds to

believe such person to have been engaged in conduct in violation of any

subdivision of section 11-1203 of this title and that said person had

refused to submit to such test, be temporarily suspended without notice

pending the determination upon any such hearing. Such report may be

verified by having the report sworn to, or by affixing to such report a

form notice that false statements made therein are punishable as a class

A misdemeanor pursuant to section 210.45 of the penal law and such form

notice together with the signature of the deponent shall constitute a

verification of the report.

5. No license, bowhunting privilege, muzzle-loading privilege, or

permit to hunt shall be revoked because of a refusal to submit to such

chemical test if the hearing officer is satisfied that the person

requested to submit to such chemical test had not been warned prior to

such refusal to the effect that a refusal to submit to such chemical

test may result in the revocation of such license, bowhunting privilege,

muzzle-loading privilege, or permit to hunt whether or not he is found

guilty of the charge for which he has been arrested.

6. The department of health shall issue and file rules and regulations

approving satisfactory techniques or methods, to ascertain the

qualifications and competence of individuals to conduct and supervise

chemical analyses of a person's blood, urine, breath or saliva. If the

analyses were made by an individual possessing a permit issued by the

department of health, this shall be presumptive evidence that the

examination was properly given. The provisions of this subdivision do

not prohibit the introduction as evidence of an analysis made by an

individual other than a person possessing a permit issued by the

department of health.

§ 11-1207 — Evidence admitted in court

Evidence admitted in court.

Upon the trial of any action or proceeding arising out of conduct

alleged to have been committed by any person arrested for a violation of

any subdivision of section 11-1203 of this title, the court shall admit

evidence of the amount of alcohol or drugs in the defendant's blood as

shown by a test administered pursuant to the provisions of section

11-1205 of this title. Evidence that there was five-hundredths of one

per centum or less by weight of alcohol in such person's blood is prima

facie evidence that the ability of such person to engage in hunting

without creating unreasonable risk of injury or death to himself or

other human life was not impaired by the consumption of alcohol.

Evidence that there was less than eight one-hundredths of one per centum

by weight of alcohol in such person's blood is prima facie evidence only

that such person was not in an intoxicated condition due to the

consumption of alcohol.

§ 11-1209 — Penalties

Penalties.

1. Whoever shall hunt while his ability is impaired by the consumption

of alcohol shall be guilty of a violation of law.

2. Whoever shall hunt while in an intoxicated condition or while his

ability to hunt is impaired by the use of a drug shall be guilty of a

misdemeanor, punishable by imprisonment in a penitentiary or county jail

for not more than one year, or by a fine of not more than five hundred

dollars, or by both such fine and imprisonment.

3. Notwithstanding any provision in section 11-1205 of this title, the

department may revoke, for a period not exceeding two years, any or all

licenses, bowhunting privileges, muzzle-loading privileges, or permits

to hunt of any person who violates any subdivision of section 11-1203 of

this title. Action by the department resulting in such revocation shall

become effective only after a hearing held by the department upon notice

to such person, at which proof of facts indicating the violation is

established to the satisfaction of the commissioner, or of the hearing

officer and concurred in by the commissioner. A person whose license to

hunt has been revoked as provided in this subdivision is ineligible for

such license during the period determined by the department as provided

in this section. No such person shall, during such period, procure any

license for which he is ineligible. No person shall without license hunt

or trap during any period in which the privilege to do so has been

denied him by the department as provided in this section. When the

department has revoked a license, or has denied to any person the

ability to obtain a license, it shall cause the fact of such revocation

or denial, or both, as the case may be, and the terms and extent

thereof, to be entered in the minutes of the department, and shall

forthwith send a written notice of its action as so entered in the

minutes to the person affected, at his last known address, either by

registered or certified mail or by delivery personally by a

representative of the department. Within five days after service of such

notice, such person shall deliver to the department the license or

licenses revoked, together with any bowhunting privileges,

muzzle-loading privileges or tags issued in connection with them. If the

license was one entitling the holder to the privilege of several

licenses, and the revocation concerned some but not all of such

privileges, any license, bowhunting privilege, muzzle-loading privilege

or tag so delivered shall be returned by the department to the person to

whom it was issued, appropriately marked or stamped to show the extent

to which it is revoked.

4. Violation of any subdivision of section 11-1203 of this title shall

constitute grounds for forfeiture pursuant to the provisions of and

under the procedures prescribed in subdivisions one, two, five, six and

seven of section 71-0909 of this chapter.

§ 11-1211 — Savings clause

Savings clause.

If any word, clause, sentence, paragraph, section, or other part of

this title is adjudged by any court of competent jurisdiction to be

invalid, such judgment shall not affect, impair, or invalidate the

remainder of this title, but shall be confined in its operation to the

word, clause, sentence, paragraph, section, or other part thereof,

directly involved in the controversy in which such judgment is rendered.

TITLE 13 Fishing

§ 11-1301 — General provisions

General provisions.

1. Except as specifically provided in this article or in article 13,

or any regulation adopted pursuant thereto:

a. No fish, other than migratory food fish of the sea in the marine

and coastal district, shall be taken except by angling.

b. Fish named by regulation adopted pursuant to section 11-1303 of

this title shall be taken only during the open seasons specified in such

order and only if they are within the minimum size limits established by

such regulation.

* c. Except as otherwise prohibited by law, fish may be taken by spear

or speargun in the marine and coastal district only for recreational

purposes. A speargun must be submerged when used to take fish. Provided,

however, that no food fish may be taken by spear or speargun within one

hundred yards of a public bathing area.

* NB Repealed June 1, 2029

2. Except when taken pursuant to section 11-0515 or 11-0517 of this

article, or when taken in nets as provided by title 15 or article 13,

fish named by regulation adopted pursuant to section 11-1303 of this

title shall not be taken in excess of the daily or seasonal catch limits

established by such regulation.

3. Fish shall not be taken contrary to the restrictions contained in

any regulation of the department, made pursuant to any provision of the

Fish and Wildlife Law, closing waters to the taking of fish, or

restricting the use of nets or other devices, or fixing seasons, size

limits or daily or seasonal catch limits, or otherwise restricting the

taking of fish.

4. Fish unintentionally taken contrary to any provision of the Fish

and Wildlife Law or regulation of the department shall be returned to

the water at once without unnecessary injury.

5. Notwithstanding any inconsistent provision of the Fish and Wildlife

Law, the department may adopt regulations for catch and release fishing

in all waters of the state.

§ 11-1303 — Open seasons, size and catch limits and manner of taking fish fixed by regulation

Open seasons, size and catch limits and manner of taking fish

fixed by regulation.

Notwithstanding any other provision of this chapter, the department

may, until December thirty-first, two thousand twenty-eight, fix by

regulation open seasons, size and catch limits and manner of taking of

all species of fish in all waters of the state, except marine fish named

in subdivisions 2 and 3 of section 13-0339 of this chapter and except to

the extent that such open seasons, size and catch limits and manner of

taking are otherwise specifically provided for in article 13 of this

chapter.

§ 11-1305 — Size and catch limits

Size and catch limits.

The department may promulgate regulations restricting possession on

the waters of the state, except the marine and coastal district, of

fish, except bait fish named in section 11-1315 of this title, that have

been cleaned, filleted or skinned in such a manner that (a) the species

of fish taken cannot be identified, (b) the number of fish taken cannot

be determined, or (c) the length of fish taken cannot be ascertained.

Such regulations shall initially provide that walleye, largemouth bass,

smallmouth bass, brook trout and lake trout may not be so possessed if

they have been dismembered, filleted or otherwise prepared for cooking

or consumption beyond removal of the gills and viscera and that other

species of fish may not be so possessed if they have been dismembered or

otherwise prepared for cooking or consumption, except that the gills and

viscera may be removed and such fish may be filleted, provided the skin

is not removed from the fillet.

§ 11-1307 — Fishing promotion program

Fishing promotion program.

The commissioner shall develop and implement a fishing promotion

program. The commissioner shall, in conjunction with the commissioner of

economic development and the commissioner of parks, recreation and

historic preservation, develop and implement a program which will

encourage residents and out-of-state fishermen to utilize New York

state's fishing opportunities. Such program shall include, but not be

limited to:

1. working with conservation organizations, local sportmen's clubs,

retail stores, and county chambers to develop and conduct educational

fishing clinics for children and adults to teach angling techniques for

both fresh and salt water fishing and to provide information about

stocking programs that will increase the odds of a successful and safe

fishing experience;

2. conducting public outreach, including working with local community

and youth organizations, tourism promotion agencies and local

governments, to develop programs in conjunction with the two free

fishing days annually per department region provided by the legislature,

such as educational seminars, day-long fishing festivals, and tackle and

rod loaner programs, which will encourage individuals to take up the

sport of fishing;

3. making available to the fishing public, via both brochures and the

agency's website, the following information:

a. Public fishing sections of streams, ponds, and lakes;

b. Public access points for streams, ponds, and lakes;

c. Handicapped access points for all water bodies; and

d. The location of state lands, including forests, parks, wildlife

management areas, trails, campsites by type, ski areas, hatcheries, and

environmental education centers and camps;

4. posting fishing reports, including current fishing conditions

statewide, on the department's website;

5. developing and implementing a "learn-to-fish" and "instructional"

passbook and stamp program. a. The department shall make available,

wherever licenses are sold, a "learn-to-fish" passbook and stamps to

children under sixteen years of age. Such stamps shall include various

types of fish indigenous to New York state and shall also include with

the distribution of the "learn-to-fish" passbook one "learn-to-fish"

stamp. A child under sixteen years of age may collect stamps and when

the "learn-to-fish" passbook is complete shall return such completed

"learn-to-fish" passbook to the department via mail and the department

shall issue a patch, to be determined by the commissioner, to

"learn-to-fish" passbook holders who have participated in and completed

the "learn-to-fish" passbook program created pursuant to this

subdivision.

b. A licensee shall also be issued an "instructional passbook" and may

place a "learn-to-fish" stamp previously issued to a child under sixteen

in his or her "instructional passbook" whenever he or she teaches a

person under sixteen years of age how to fish. Once that licensee has

earned fifty "learn-to-fish" stamps in his or her "instructional

passbook", that person shall return such completed "instructional

passbook" to the department via mail and the department shall issue a

free fishing license for the season following that in which he or she

gets their fiftieth "learn-to-fish" stamp. The department shall include

in the "instructional passbook" information relating to the instruction

of fishing techniques to children, and shall also include current

fishing regulations in the "instructional passbook".

§ 11-1311 — Fishing in waters impounded by dams constructed for power purposes

Fishing in waters impounded by dams constructed for power

purposes.

The waters impounded by any dam hereafter constructed for power

purposes on any stream or waterway in the state, and impressed with a

public interest pursuant to section 15-1713 of this chapter, shall be

open to the public to fish thereon, when authorized by other applicable

provisions of this chapter, subject to the following conditions and

limitations:

a. Such fishing must be conducted in accordance with rules and

regulations of the commissioner in agreement with the person,

association or corporation proposing to construct the dam.

b. Such rules and regulations must provide, among other things, that

fishing upon any such waters shall be conducted in such a manner as not

to interfere injuriously with the operation and maintenance of the dam

or of any manufacturing plant operated by power generated therefrom.

c. Damages sustained by a person while fishing or in connection

therewith shall not constitute a claim either against the state or the

person, association or corporation owning the dam or his or its lessee

or other assignee in interest.

d. The commissioner, of his own motion or upon application, after a

public hearing held pursuant to notice, shall have power, in his

discretion, to exempt from the provisions of this section, the waters

impounded by any dam hereafter constructed for power purposes. Notice of

such a hearing shall be posted at least ten days before the hearing in

five conspicuous places in the locality where the dam is to be

constructed.

e. Rules and regulations of the commissioner, so far as practicable,

shall be uniform, but may vary in different localities of the state.

f. Warning notices or signboards not less than one foot square shall

be conspicuously posted not more than forty rods apart close to and

along the entire boundary of such impounded waters. Posting of such

notices shall be sufficient provided that illegal and destroyed signs be

replaced once a year during the months of March, July, August or

September. Warning notices shall contain such information as the

commissioner by rule or regulation may prescribe.

§ 11-1315 — Taking and sale of bait fish

Taking and sale of bait fish.

1. a. Except as provided in subdivision 2, no person, without first

obtaining the appropriate license from the department, shall take for

sale as bait, nor sell as bait the following fish: minnows (family

Cyprinidae), except carp or goldfish; top minnows or killifish (family

Cyprinodontidae); mudminnows (family Umbridae); darters (family

Estheostomidae); sticklebacks (genus Eucalia); tadpole stone cats

(genera Noturus and Schilbeodes); smelt or ice fish (Osmerus mordax);

alewives, saw bellies or blueback herring (family Clupeidae); suckers

(family Catostomidae).

b. Fish taken pursuant to such license shall be used only for bait in

hook and line fishing. All carp, goldfish, and lamprey larvae (family

Petromyzonidae) taken in nets operated pursuant to such license shall be

destroyed immediately.

2. No license under this section is required to take for sale as bait

or to sell as bait any marine species of fish taken in the marine

district. A minor under the age of sixteen years may, without a license,

sell as bait such of the fish listed in subdivision 1 as he has lawfully

taken by angling.

3. Bait fish named in subdivision 1, when otherwise permitted by law,

may be taken for use or sale as bait by:

a. angling,

b. nets when permitted by subdivisions 4 and 5 of this section, or

c. stunning in the case of tadpole stone cats. "Stunning" means

tapping a stone with implement or other stone.

4. a. Fish named in subdivision 1, taken for use as bait for personal

use and not for sale, may be taken:

(1) in waters not inhabited by trout, by means of a seine or scap net

not larger than thirty-six square feet, and

(2) in any waters of the state by means of a glass, plastic or wire

trap not more than twenty inches in length, having no wings or leaders

and having an entrance not larger than one inch in diameter, and such

trap shall bear legibly at all times when in the water the name and

address of the operator.

b. In Keuka Lake, Canandaigua Lake, Cayuga Lake, Seneca Lake, Canadice

Lake and Hemlock Lake, alewives or sawbellies taken for such purpose may

also be taken by gill nets measuring not more than twenty-five feet in

length, having a mesh not larger than one inch.

c. Nets for taking bait fish shall not be hauled after sunset or

before sunrise, except as permitted by the department.

d. Fish named in subdivision 1 may be taken for personal use or sale

as bait under license from the department in the waters of the Hudson

river by means of cast nets not exceeding ten feet in diameter.

5. Fish named in subdivision 1, taken for sale as bait under license

from the department, may be taken by the types of nets specified in such

license. In issuing such licenses the department may permit the use of

nets of metallic or plastic mesh, notwithstanding the definition of

"net" as contained in section 11-0103 of the Fish and Wildlife Law.

6. a. Carp, goldfish, and lamprey larvae (family Petromyzonidae) shall

not be used as bait or sold for bait.

b. No person shall take smelt for bait from Upper and Lower Saranac

lakes or Lake Champlain, except by angling.

c. Nets and traps for the taking of bait fish shall not be placed or

operated within one hundred feet of any dock, pier, or boat landing on

the St. Lawrence River without the consent of the owner.

7. The license provided for in subdivision 1 shall be issued only to

residents of this state and to residents of a state in which residents

of this state may be licensed, or are permitted without license, to take

such fish for sale as bait.

8. This section does not supersede any provision of section 13-0343

restricting the use of nets in certain waters of the marine district or

subdivision 2 of section 11-1307.

§ 11-1316 — Use of fish as bait

Use of fish as bait.

1. The department may, by regulation designating the waters in which

such use is not permitted, prohibit the use of minnows or other species

of fish as bait in the lakes or ponds and tributaries thereto in which:

a. trout are the predominant protected species of fish and which

lakes, ponds or tributaries are not infested with yellow perch; or

b. fish have been eradicated by chemical treatment and in which trout

or other game fish have been restocked. The list of the water to which

this section shall be applicable shall be published in the fishing

guide.

2. No person shall possess any species of fish either dead or alive,

in or on waters where the use of fish as bait is prohibited, except

species actually present in such waters naturally or by stocking or as

permitted by the department by order.

§ 11-1317 — Fish-bait; protection of aquatic insects

Fish-bait; protection of aquatic insects.

1. No aquatic insect nor any insect that lives in the water during any

of its life stages shall be taken from waters inhabited by trout nor

from the banks thereof at any time.

2. No person shall take from the waters of the state or the banks

thereof for sale as bait, and no person shall sell as bait, any such

insect, without first obtaining from the department a license to take

such insects for sale as bait or to sell such insects as bait.

3. The license provided for in subdivision 2 shall be issued only in

the discretion of the department. Licenses to take for sale as bait

insects described in this section shall be issued only to residents of

this state and to residents of a state in which residents of this state

may be licensed, or are permitted without license, to take such insects

for sale as bait.

§ 11-1319 — Possession, transportation and sale of fish

Possession, transportation and sale of fish.

1. Application.

a. This section governs possession, transportation and sale of all

fish taken in waters of the state, including the marine and coastal

district except (1) trout and black bass raised under permit from the

department and identified as provided in section 11-1909, (2) fish taken

from a farm fish pond licensed as provided in section 11-1911, and (3)

fish taken from licensed fishing preserve waters as provided in section

11-1913.

b. Fish lawfully taken may be (1) possessed, (2) transported within

the state and from within to without the state, and (3) bought and sold,

as provided in this section and in the sections of the Fish and Wildlife

Law and regulations of the department to which this section refers, and

not otherwise. Such fish shall not be possessed, transported, bought or

sold unless lawfully taken, nor transported, bought or sold, unless

lawfully possessed.

c. No fish shall be possessed, transported or sold contrary to the

terms of any statute, regulation, permit or license of the department,

pursuant to which it is taken or acquired.

2. Sale.

a. Trout, including rainbow trout, Atlantic salmon, black bass,

walleye and muskellunge shall not be bought and sold.

b. Bait fish named in section 11-1315 shall not be sold for bait

except as provided in that section.

c. The following fish may be bought and sold at any time: (1) the

marine species named in section 13-0339 or in regulations of the

department provided they are of the minimum size limits stated in such

section or in such regulations; (2) fish that may be taken with nets in

the Hudson River, Lake Erie and Lake Ontario as authorized by

regulations of the department provided they are of the minimum size

limits stated in such regulations; (3) fish not specifically named in

paragraph d of this subdivision or in section 13-0339, 11-1521 or

13-0347 or in regulation adopted pursuant to section 11-1303; (4) fish

for which such regulations specify no minimum size limits and specify

generally without exceptions, that the open season is "any time".

3. Possession.

A person shall not possess on waters of the state nor the shores

thereof, any species of fish (other than fish legally taken in a net or

fish legally taken by the holder of a license issued pursuant to section

13-0335 of this chapter) in excess of the number of such species which

may be legally taken by one person in one day.

4. Transportation.

a. Carcasses, and parts thereof, of fish which may be sold as provided

in subdivision 2 may be transported within and from within to without

the state by any person, at any time, in any number and in any manner.

b. Carcasses, and parts thereof, of fish which may not be sold as

provided in subdivision 2 may be transported within and from within to

without the state by any person, at any time, subject to the following

restrictions: (1) no person shall transport in one day a quantity of

fish for which a catch limit is provided in regulations adopted pursuant

to section 11-1303 or 11-1505 greater than the quantity that may

lawfully be taken by one person in two days, unless such transportation

is authorized by permit issued by the department or the fish so

transported is frozen or otherwise processed and packaged for storage

and is transported from a place of processing to a place of storage or

of consumption or from a place of storage to a place of storage or

consumption; (2) such carcasses or parts thereof shall not be shipped by

parcel post, and if shipped by carrier, they or the package containing

them shall have attached a card or label showing the name and address of

the taker, his license number, the name and address of the consignee,

and if the fish is shipped in a package, the nature of the contents of

the package.

§ 11-1321 — Other prohibited acts

Other prohibited acts.

1. No person shall take fish (a) by use of explosives or (b) by

shutting or drawing off water.

2. Explosives shall not be used or possessed in or on the waters of

the state or shores or islands thereof except for mining or mechanical

purposes. Possession of explosives in such places by any person shall be

presumptive evidence of violation of this subdivision.

3. Bass, walleye, trout, lake trout and salmon shall not be disturbed

on spawning beds in the closed season, nor shall their spawn or milt be

taken from spawning beds at any time.

4. Any noise or disturbance of waters or the banks thereof by any

means with intent to drive fish into a net, which practice is commonly

known as thumping, is prohibited unless expressly permitted in the terms

of a license or permit issued by the department.

5. No person owning, leasing, operating or maintaining a dam holding

back water which such person knows or has reason to know is inhabited by

fish shall draw off such water in such quantities as to cause directly

the loss of a substantial number of fish within the impoundment, if such

person knows or has reason to know that such loss is likely to occur,

without the written permission of the department. The provisions of this

subdivision shall not apply, (a) to the federal government or any agency

or subdivision thereof, (b) to any hydropower project licensed by the

Federal Energy Regulatory Commission pursuant to the Federal Power Act

(16 U.S.C. 791a et seq.), (c) in the event of an emergency, such as

fire, flood, storm, drought, and the like, where the drawing off of such

impounded water is required for public safety or public health, (d) to

any artificial or man-made body of water lying wholly within the

boundaries of privately owned or leased lands and operated as a farm

pond, licensed farm fish pond, licensed fishing preserve water or

licensed private trout or bass hatchery, or (e) to any city having a

population of one million or more.

6. No person taking or assisting in the taking of fish in other than

the marine and coastal district, as described in section 13-0103 of this

chapter shall discard any fish carcass or parts thereof into the waters

of this state or upon any public lands contiguous to and within one

hundred feet of such waters or upon any private lands contiguous to and

within one hundred feet of such waters unless such lands are owned by

such person or unless such person enters or remains with the permission

of the owner of record or his representative or agent. The provisions of

this section shall not be deemed to prohibit: the return to the water of

live fish or fish required to be returned to the water pursuant to

section 11-1301 or 11-1303 of this chapter or rules and regulations

promulgated pursuant thereto; the use of fish or parts thereof as bait;

the discarding of fish carcasses or parts thereof into waters not within

one hundred feet of any shore; the proper disposal of fish carcasses or

parts thereof into suitable garbage or refuse collection systems or by

burial; or the incidental cleaning of fish for consumption except that

no wastes resulting from such cleaning of fish may be disposed of in

waters or lands contiguous to and within one hundred feet of any public

boat launching sites or public docking facilities or on such sites or

facilities except by proper disposal into suitable garbage or refuse

collection systems or by burial.

7. Spears, spear guns and underwater guns shall not be possessed by

any person on any body of water within the Adirondack park boundary nor

within a distance of two hundred feet of the high water mark of any body

of water within the Adirondack park boundary at any time when the use of

spears in the taking of fish from such body of water within the

Adirondack park boundary is not permitted by law or regulation of the

department; except that nothing contained herein shall be construed to

prevent the possession of spears in any dwelling or building within two

hundred feet of the high water mark of such body of water.

8. Spears, spear guns, underwater guns, and snatch hooks shall not be

possessed by any person on Lake George nor within a distance of two

hundred feet of the high water mark of such lake, except in a dwelling

or building, at any time when the use of such devices in the taking of

fish in such lake is not permitted by law or regulation of the

department.

9. Pacific salmon shall not be taken by hooking, snatching or

snagging. Pacific salmon taken by hooking, snatching or snagging shall

not be possessed, transported or otherwise trafficked in.

TITLE 15 Commercial Inland Fisheries

§ 11-1501 — Application of title

Application of title.

1. This title 15 of the Fish and Wildlife Law and regulations adopted

pursuant hereto do not apply to (a) the taking of fish by angling as

permitted in title 13; (b) the taking of fish or the use of nets in the

marine and coastal district as defined in section 13-0103, or in a trout

or black bass hatchery operated under permit from the department as

provided in section 11-1909, or in a farm fish pond licensed as provided

in section 11-1911 or in a fishing preserve licensed as provided in

section 11-1913; (c) the sale or taking for sale of bait fish named in

section 11-1315.

2. This title 15 and regulations adopted pursuant hereto do not

restrict the use of landing nets in completing the catch of fish taken

by hook and line, or limit the provisions of section 11-1315 authorizing

use of nets and traps for taking bait fish, or of regulations of the

department authorizing use of eel weirs and eel pots. It does not limit

the provisions of section 11-0517, or the terms of any permit or license

issued by the department pursuant to any other provision of the Fish and

Wildlife Law.

§ 11-1503 — Nets; license required; power of department

Nets; license required; power of department.

The department may regulate the use of nets and other devices commonly

used to take fish. No person shall use a net or device to take fish

without first obtaining a license to do so. Gill nets shall not be

operated in Lake Erie. No gill net license for use in Lake Ontario,

including Chaumont Bay and all its other embayments, shall be issued

except to holders of a gill net license valid on or prior to December

31, 1986, and all licenses issued on or prior to that date are

non-transferable.

§ 11-1505 — Open seasons, size and catch limits and manner of taking and possession of fish; regulations

Open seasons, size and catch limits and manner of taking and

possession of fish; regulations.

The department may fix by regulation the manner of taking fish with

nets and other devices including but not limited to open seasons, size

and catch limits and manner of possession and transportation.

§ 11-1519 — Vessels to carry employees of department

Vessels to carry employees of department.

Any person operating a boat used in taking fish shall permit

conservation officers or other employees of the department to board it

and inspect its contents and shall carry such persons for the purpose of

inspecting nets or taking fish eggs.

§ 11-1521 — Management of striped bass in the Hudson River

Management of striped bass in the Hudson River.

Notwithstanding any provision of law to the contrary:

1. Striped bass (Morone saxatilis) less than eighteen inches in total

length may not be taken, possessed, bought, sold or offered for sale.

2. Striped bass shall not be taken in the Hudson River from the George

Washington bridge north to the Federal dam at Troy from December 1

through March 15. Striped bass unintentionally taken in violation of

this subdivision shall be returned to the water immediately without

unnecessary injury.

3. Striped bass shall not be taken in the Hudson River from the George

Washington bridge north to the Federal dam at Troy with seines, fykes,

hoop nets or trawls.

4. From March 15 through June 15, gill nets with stretched mesh size

greater than 3 1/2 inches and less than 5 inches shall not be set in the

Hudson River from the George Washington bridge north to the Federal dam

at Troy nor possessed while on those waters.

5. In addition to the restrictions set forth in subdivision four

hereof, from March 15 through June 15, no person shall set a gill net

other than a drift gill net in the waters of the Hudson River lying

between the Bear Mountain bridge and the Hamilton Fish Newburgh-Beacon

bridge nor possess any gill net other than a drift gill net while on the

shores or waters of that portion of the Hudson River. For the purposes

of this subdivision a drift gill net is defined as a gill net that is

not anchored or staked and is free to move with water currents. The

department shall identify additional spawning areas and allocate fishing

locations within these spawning areas.

6. Striped bass unintentionally taken in violation of subdivision one,

three, four or five of this section shall be returned to the water at

once without unnecessary injury, except that fish taken in gill nets

need not be so returned to the water but shall not be bought, sold or

trafficked in. For the purposes of this section "trafficked in" includes

possession or transportation in any boat or vehicle other than the boat

in which such striped bass were landed after being taken. Nothing in

this subdivision shall be construed as permitting any person to possess

striped bass of less than legal size.

7. On or before March 15, 1984 the department shall adopt rules and

regulations limiting entry to the traditional commercial fishery for

striped bass in the Hudson River. Such rules and regulations may include

the establishment of a limit on the number of commercial striped bass

licenses to be issued, the establishment of equipment restrictions

necessary to maintain traditional fishing methods, the establishment of

a striped bass harvest quota for allocation among licensees and the

establishment of a Hudson River commercial fishing board whose members

will be appointed by the commissioner and which will function to approve

or deny applications for commercial striped bass licenses on the basis

of rules promulgated by the department, to establish criteria for the

allotment of individual licensee catch quotas and to allot the catch

quotas when the department establishes striped bass harvest limits for

allocation among licensees. Such rules and regulations shall be publicly

reviewed each year by the Hudson River Advisory Committee and revised as

needed to insure maintenance of an economically viable, stable and

traditional striped bass commercial fishery in the Hudson River and to

provide proper protection for the Hudson River striped bass population.

8. No person shall sell or expose or offer for sale, trade or barter

striped bass without first obtaining a commercial striped bass license.

A commercial striped bass license is required only for initial sale,

exposing or offering for sale, trade or barter and is not required for

subsequent sales. The resident fee for such license shall be determined

by the commissioner and shall not exceed one hundred dollars. Fees for

licensing nets in the Hudson River as required by department rules and

regulations shall be credited toward purchase of the commercial striped

bass license. The nonresident fee for such license shall be two hundred

dollars.

TITLE 17 Importation and Sale of Fish, Wildlife and Game From Outside the State; Sale of Domestic and Foreign Game and Hatchery Trout; Bird Plumage; Taxidermy

§ 11-1701 — Application of sections 11-1703, 11-1705 and 11-1707

Application of sections 11-1703, 11-1705 and 11-1707.

1. Sections 11-1703, 11-1705 and 11-1707 apply to fish, wildlife and

game lawfully taken outside the state and lawfully transported from the

place of taking, except trout raised in a private hatchery, domestic

game as defined in section 11-0103, fish from a licensed fishing

preserve and carcasses of foreign game as defined in section 11-1717.

2. Sections 11-1703, 11-1705, and 11-1707 do not limit the privileges

of the holder of a license issued under section 11-0515 to import live

fish and wildlife, or his privileges with respect to possession,

transportation and sale, within the state.

3. Fish referred to by their common names are the fish so referred to

and more specifically identified in an order adopted pursuant to section

11-1303 and in section 13-0339 of this chapter. The open seasons for

fish are specified by order adopted pursuant to section 11-1305 of this

article; those for game are specified in sections 11-0905, 11-0907 and

11-1103 of this article.

4. For the purposes of sections 11-1703, 11-1705 and 11-1707, there is

an open season for a species (a) if it is a fish not protected by law or

is unprotected wildlife, at any time, and (b) in any other case, at any

time when there is an open season for taking it, anywhere in the state.

5. Sections 11-1705, 11-1711, 11-1721, 11-1723 and 11-1725 do not

apply to the importation, possession, or sale of captive bred and raised

North American elk (Cervus elaphus).

§ 11-1703 — Importation, possession and sale of fish without license or permit; prohibitions

Importation, possession and sale of fish without license or

permit; prohibitions.

1. Except as provided in subdivision 3 and subdivision 4; (a) all

species of fish taken outside the state, except trout, black bass,

muskellunge and landlocked salmon other than Atlantic salmon, may be

imported and transported by any means and in any number, and may be

possessed, bought and sold without permit or license, during the open

season; (b) Atlantic salmon taken outside the state may be imported,

transported, bought and sold at any time.

2. Except as provided in subdivision 3 and subdivision 4, any person

may, during the closed season, without license or permit, and without

limitation by section 11-1707, transport into the state, buy, possess,

transport and sell, lake sturgeon, lake trout, whitefish, pickerel,

pike, walleye and striped bass taken outside the state, provided he

keeps a record and enters therein the name, residence and post office

address of every person from whom he buys and every person to whom he

sells or ships such fish. But this subdivision does not require that a

record be kept of persons to whom such fish are sold for personal or

home consumption, nor by persons who purchase in this state for

consumption and not for resale. A person required by this subdivision to

keep records shall permit the department or its agents to examine all

books and papers relating to such purchase and sale at any time and

shall on demand furnish invoices, freight or express receipts used in

such transactions.

3. a. No person shall sell, offer for sale or expose for sale, under

the name or designation of Lake Champlain fish, any fish other than fish

that have been taken from the waters of Lake Champlain, its bays, coves

or tributaries, the Missisquoi Bay or the Richelieu River. No person

shall wilfully and with intent to deceive, affix, apply or annex, or use

in connection with any fish, or any container of the same, any words or

other symbols, tending falsely to identify the origin of the contents as

the waters described in this paragraph.

b. No person shall possess or transport into the state any fish except

eels caught in that part of Missisquoi Bay in Lake Champlain lying in

the Province of Quebec or in the Richelieu River.

4. Fish of the following species taken outside the state shall not be

bought or sold or otherwise trafficked in if they are of less than the

size limits specified in this subdivision or in the sections to which it

refers:

a. striped bass, fluke or summer flounder, blue porgie, weakfish,

mackerel, sea bass, king fish, cod fish, blackfish, winter flounder, all

as specified in section 13-0339;

b. lake trout, pickerel, Atlantic sturgeon, Atlantic (landlocked)

salmon, whitefish, northern pike, all as specified in regulations of the

department.

5. Fish named in subdivision 4 of less than the size limits specified,

may be imported, transported and possessed as provided in section

11-1707.

6. No person shall import, export, own, possess, acquire or dispose of

live piranha fish (Serrasalmus, Rooseveltiella or Pyrocentrus), grass

carp (Ctenopharyngodon idella) or hybrid grass carp within the state

without a license or permit issued at the discretion of the department

for scientific, biological or exhibition purposes.

7. Fish, except those specified in subdivision 6 of this section, may

be imported and transported at any time, for propagation purposes, and

the provisions of section 11-1707 do not apply.

§ 11-1705 — Importation, possession and sale of wildlife and game other than domestic and foreign game

Importation, possession and sale of wildlife and game other

than domestic and foreign game.

1. Frogs taken outside the state may be imported and transported by

any means and in any number, possessed, bought and sold during the open

season. During the closed season any person may transport into the

state, without license or permit, and may possess, transport, buy and

sell frogs, if he keeps a record with respect thereto, as provided in

section 11-1703, subdivision 2 with respect to fish.

2. The carcasses of varying hares and cottontail rabbits may be

imported from outside the state and possessed, transported, bought and

sold at any time without license or permit.

3. Game for propagation purposes and the plumage or skin of game birds

may be imported and transported at any time, without license or permit.

Such plumage or skin shall not be sold or offered for sale or possessed

for sale except as permitted by section 11-1729 or 11-1731.

4. Deer of all species, except white-tail deer, may be imported,

possessed, transported, bought and sold alive at any time, without

license or permit. Wild white-tail deer shall not be imported.

5. Skunk, bobcat, mink, muskrat, fisher, beaver, otter, marten or

sable may be imported alive at any time without license or permit, and

may be bought and sold, possessed and transported alive, by any means,

during their respective open seasons. During the closed season such

animals shall not be possessed or transported alive without permit or

license from the department.

6. The head, skin or hide, fur and feet of game and wildlife, except

birds, may be imported and transported, by any means, without license or

permit, at any time, and may be bought and sold at any time.

7. The flesh of game and wildlife, except birds, black, grey or fox

squirrels, lynx, bear, deer, moose, elk, caribou and antelope may be

imported and transported by any means during the open season, without

permit or license, and may be imported during the closed season, as

provided in section 11-1707, and may be bought and sold at any time.

8. The flesh of bear, deer, moose, elk, caribou, and antelope may be

imported, transported and possessed as provided in section 11-1707. The

flesh of such game, except bear and white-tail deer, may also be

imported, transported and possessed pursuant to permit under section

11-1711, and if so imported, may be bought and sold when tagged as

provided in section 11-1721, but if so imported shall not be possessed

or transported unless so tagged.

9. Flesh of bear may be imported, transported, possessed, bought and

sold for food purposes as provided in section 11-1713, under permit as

provided in that section and when tagged as provided in section 11-1721.

10. The dead bodies of birds belonging to all species or subspecies

native to this state, defined in subdivision 5 of section 11-0103, as

protected birds, or belonging to any family, any species or subspecies

of which is native to this state and is so defined, shall not be sold,

offered for sale or possessed for sale for food purposes within this

state. They may be imported, transported and possessed, except for sale,

as provided in section 11-1707.

§ 11-1707 — Importation and possession of non-saleable fish, game and wildlife and saleable fish, game and wildlife imported during the closed season

Importation and possession of non-saleable fish, game and

wildlife and saleable fish, game and wildlife imported

during the closed season.

1. a. Carcasses or parts thereof, of trout, black bass, muskellunge

and landlocked salmon, other than Atlantic salmon, and fish, the sale of

which is prohibited by subdivision 4 of section 11-1703, and of wildlife

(other than migratory game birds), sale of which without license or

permit is not authorized by section 11-1705, may be imported during the

open season as provided in subdivision 2, and may be imported during the

closed season as provided in subdivision 3 or subdivision 4.

b. Carcasses and parts thereof, of other fish and wildlife, may be

imported during the closed season as provided in subdivisions 3 or 4.

c. Importation of migratory game birds is governed by regulation of

the department pursuant to section 11-0307.

2. During the open season, carcasses described in paragraph a of

subdivision 1 may be transported by the taker from without to within the

state, without permit or license, in any manner except by parcel post,

provided that if they are shipped by carrier, they or the parcel

containing them shall have attached a card or label showing the name and

address of the taker, the name and address of the consignee, and if the

shipment is a package, the nature of its contents.

3. During the closed season, the taker may transport carcasses or

parts thereof of any fish or wildlife (other than migratory game birds),

from without to within the state, provided he accompanies them and has

with him a license issued by the department permitting such

transportation; or he may ship such carcasses or parts thereof by

carrier except parcel post if he has obtained a license issued by the

department permitting such transportation and if the carcasses or the

package containing them has attached thereto a card or label showing the

name and address of the taker, the name and address of the consignee,

and if the shipment is a package, the nature of its contents; or he may

import into the state and transport therein carcasses and parts of

lawfully taken big game animals without such license, provided he

accompanies them and the carcasses and parts are tagged and identified

in accordance with the laws of the jurisdiction where the big game

animal was taken.

4. From September 1 to February 10 any resident of the state may cause

to be transported, from without to within the state, in any manner

except parcel post, (a) carcasses of fish and wildlife described in

paragraph a of subdivision 1, or (b) carcasses of other fish and

wildlife (other than migratory game birds) for which there is no open

season at the time of such transportation, if he first obtains a license

from the department permitting such transportation, and if the shipment

has attached a tag showing the name and address of the shipper, and the

name and address of the licensee and the number of his license

permitting such transportation. The department may refuse to issue such

license to any person for any reason it deems sufficient.

5. Carcasses of fish and wildlife imported as provided in subdivision

2 or subdivision 3 may be possessed and transported within the state at

any time. Carcasses of fish and wildlife imported pursuant to

subdivision 4 may be possessed by the licensee and transported by him

within the state during the term of the license and for thirty days

immediately following.

§ 11-1709 — Importation and transportation of certain fish or fish eggs

Importation and transportation of certain fish or fish eggs.

Notwithstanding any other provision of the Fish and Wildlife Law the

department may establish by order regulations governing the importation

from without the state or transportation within the state of any live

fish or viable eggs of any species of the family Salmonidae (trout,

salmon, whitefish and grayling).

§ 11-1717 — Foreign game

Foreign game.

1. Foreign game means pheasants of all species, Scotch grouse,

Norwegian ptarmigan, Norwegian white grouse, European black game,

European black plover, European gray-legged partridge, European

red-legged partridge, Egyptian quail, tinamou and species or subspecies

of birds not native to this state, and European red deer, fallow deer

and roebuck.

2. The carcasses, or parts thereof, of foreign game imported from

outside the United States may be bought and sold.

§ 11-1721 — Identification of carcasses and parts thereof

Identification of carcasses and parts thereof.

1. The provisions of this section apply to carcasses and parts thereof

of

a. domestic game killed on the premises of the holder of a domestic

game bird breeder's license pursuant to section 11-1901 of this article,

domestic game animal breeder's license pursuant to section 11-1905 of

this article or shooting preserve license pursuant to section 11-1903 of

this article;

b. bear possessed under license pursuant to section 11-0515 of this

article or outside the state under a license similar in principle and

killed for food purposes;

c. trout, black bass, lake trout, landlocked salmon, muskellunge,

pike, pickerel and walleye taken from fishing preserve waters licensed

pursuant to section 11-1913 of this article.

2. All such carcasses and parts shall be identified with a form

provided by the department.

3. Carcasses and parts shall not be possessed unless accompanied by a

form provided by the department as required by this section.

§ 11-1723 — Sale of game and trout; transportation within the state

Sale of game and trout; transportation within the state.

1. a. Except as provided in paragraph b, game and trout required by

section 11-1721 of this title to be identified, may be possessed, bought

and sold, and subject to section 11-1725 of this title may be

transported within and from within to without the state by any means.

b. No domestic duck, goose, brant or swan killed by shooting shall be

bought or sold unless marked in accordance with requirements set forth

in rules and regulations established by the department of the interior

pursuant to 50 C.F.R. 21 as may be amended from time to time. Such

information shall be provided by department press release and any other

means that the department determines to be appropriate and effective,

including posting on the department's public website.

2. No person shall sell or offer for sale any such game or trout

unless it is so identified.

§ 11-1725 — Shipment by carriers

Shipment by carriers.

1. Carriers may receive, and may transport, within and from within to

without the state, carcasses and parts thereof of game, described in

subdivision 1 of section 11-1721 and identified as provided in that

section, when they are also labeled as provided in this section.

2. a. When received in this state by a carrier, or transported within

or from within to without the state by a carrier, every shipment of game

required by section 11-1721 to be identified, shall also have attached a

card or label with the following data plainly printed or written

thereon: names and addresses of consignor and consignee, number and kind

of carcasses or parts thereof.

b. If the consignor is the person who holds the game breeder's license

or shooting preserve license by authority of which such game (other than

imported foreign game) is saleable, or if the game is imported foreign

game shipped by a licensed game dealer, the card or label shall also

state the name and address of the holder of such license, and the number

of the license.

3. No carrier or employee thereof shall, while engaged in such

business, transport as owner any fish or game not lawfully saleable. No

carrier or employee thereof shall knowingly receive or possess any fish

or game, whether packed or unpacked, for shipment for any person, unless

(a) if it is game or trout described in section 11-1721 of this title,

it is identified as required by that section, and (b) in any case, it

bears the tag, card, identification or label required by this section or

by sections 11-0911, 11-0917, 11-1319 or 11-1913 of this article.

§ 11-1727 — Hatchery trout and domestic or imported foreign game in sealed containers

Hatchery trout and domestic or imported foreign game in

sealed containers.

Trout raised in a private hatchery under permit from the department or

outside the state under certificate pursuant to section 11-1715, and

carcasses or parts thereof of processed imported foreign game and

domestic game, packed within or without the state in sealed containers,

may be imported, transported, exported, bought and sold at any time. No

person in this state shall possess, transport, import, export, buy or

sell any such trout, imported game or domestic game in a sealed

container unless such container shall bear a label describing the

contents and the name of the person by whom processed.

§ 11-1728 — Sale of live wild birds

Sale of live wild birds.

Except as permitted by rule and regulation of the department, no

person shall sell live wild birds, as defined in paragraph b of

subdivision six of section 11-0103 of this chapter, unless such birds

were born and raised in captivity.

§ 11-1733 — Taxidermy

Taxidermy.

Persons engaged for hire in the business of preparing, stuffing or

mounting of skins of fish or wildlife shall keep in their place of

business a true and complete record, in such form as is required by the

commissioner showing the name or description of every specimen received,

the date of receipt and the name and address of the person from whom

received. In addition, such persons shall also record all bear

gallbladders and bile received along with information from the valid

bear tag required in paragraph b of subdivision nine of section 11-0917

of this article. In the event that such person sells or barters any

gallbladder or bile the record shall also include the name and address

of the person or persons to whom such items were sold or bartered. Such

information shall be reported to the department annually and retained

for at least five years. Conservation officers and other persons

authorized by the department shall have access to the register at all

times.

TITLE 19 Propagation; Shooting Preserves; Farm Fish Ponds; Fishing Preserves

§ 11-1901 — Breeding of domestic game birds

Breeding of domestic game birds.

1. The department may, in its discretion, issue to an owner or lessee

of wholly enclosed lands, or an entire island, a domestic game bird

breeder's license permitting him to possess and propagate such species

of domestic game birds as, in its opinion, he has facilities for

propagating on the licensed premises. The license shall expire on March

31 every fifth year. The department shall prescribe and furnish forms

for application for such license. Applicants shall pay to the

department, and the department shall be entitled to receive, fees

according to the type of license so issued as follows:

a. Class A license, two hundred dollars. This license shall allow the

holder thereof to purchase, possess, propagate, transport and sell

domestic game birds, dead or alive, and their eggs.

b. Class B license, forty dollars. This license shall allow the holder

thereof to purchase, possess and propagate domestic game birds for his

own use. Birds may be killed for food or released to the wild for

restocking. No live birds or their eggs or carcasses may be sold,

exchanged or given away.

2. The department may revoke the license of any licensee convicted of

a violation of this section, and no license shall be issued to him for

the ensuing two years. The licensee, unless he shall waive such right,

shall have an opportunity to be heard. Notice of hearing shall be given

by mailing the same in writing to the licensee at the address contained

in his license. Attendance of witnesses may be compelled by subpoena.

Revocation shall be deemed an administrative act reviewable by the

supreme court as such.

3. Only domestic game birds legally propagated or acquired shall be

possessed under these licenses.

4. On the licensed premises the licensee may kill domestic game birds

at any time in any manner except by shooting. Nothing in this section

shall be construed to prohibit the shooting of domestic game birds

liberated on the licensed premises if such shooting is done during the

open season for such species or pursuant to a license under section

11-1903.

5. Each such domestic duck, goose, brant and swan shall be marked in

accordance with requirements set forth in rules and regulations

established by the department of the interior pursuant to 50 C.F.R. 21

as may be amended from time to time. Such information shall be provided

by department press release and any other means that the department

determines to be appropriate and effective, including posting on the

department's public website. Birds so marked, which have escaped, may be

recaptured by the licensee. Escaped birds may be recaptured only on the

premises of the licensee.

6. The holder of a domestic game bird breeder's license shall keep

records and make reports as required by and upon forms furnished by the

department. The reports shall be subscribed by the licensee, and shall

contain an affirmation that the statements therein are made subject to

the penalties of perjury. The records shall be continuous and current

and shall be kept on the licensed premises, and the licensee shall allow

any representative of the department to enter upon the premises to

inspect his operations and records. Records must be retained for a

period of three years.

7. On the licensed premises the licensee may take any unprotected wild

bird, or any predatory wildlife except, protected birds, disturbing

domestic game. Such birds or wildlife may be taken at any time and in

any manner, except that no trap of the leg-gripping type, having teeth

in the jaws or having a greater spread of jaws than six inches, shall be

used for such purpose, nor shall a trap be set so that any wildlife when

caught shall be suspended. Carcasses of such birds or wildlife shall be

immediately buried or cremated, except that carcasses of unprotected

wildlife, and of protected wildlife other than birds if taken during

their respective open seasons, may be possessed, transported, bought and

sold to the extent permitted by section 11-0917.

8. Domestic game bird carcasses and parts shall be identified as

required by section 11-1721 of this article.

§ 11-1903 — Shooting preserves

Shooting preserves.

1. The department may, in its discretion, issue to an owner or lessee

of wholly enclosed lands or an entire island a shooting preserve license

permitting him or her to purchase, possess, rear and transport, and to

release and take by shooting therein, domestic game birds legally

possessed or acquired. No birds may be held for propagation after April

15 unless the owner or lessee also has a domestic game bird breeder's

license as provided for in section 11-1901 of this title. In the case of

leased lands, the applicant shall furnish with his or her application

evidence of a written lease executed by each lessor covering the

premises to be licensed. The license shall expire on April 15 every

fifth year. The department shall prescribe and furnish forms for

application for such license. Applicants shall pay, and the department

shall be entitled to receive, fees according to the type of license

issued as follows:

a. Class A license, two hundred dollars. This license shall allow the

holder thereof to operate a commercial club or membership shooting

preserve with a minimum of one hundred acres and charge a daily fee for

hunting or charge a fee for each bird killed or a combination thereof.

Birds may be killed by the licensee for his or her own use and may be

sold dead or alive.

b. Class B license, sixty dollars. This license shall allow the holder

thereof to operate a shooting preserve with use restricted to the

licensee, his or her family and invitees, provided no fees are charged

for the privilege of hunting or for birds shot. Birds may be killed by

the licensee for his or her own use but no live birds, or their eggs, or

carcasses may be sold unless the licensee holds a Class A game bird

breeder's license.

3. The department may revoke the license of any licensee convicted of

a violation of this section, and no license shall be issued to him or

her for the ensuing two years. The licensee, unless he or she shall

waive such right, shall have an opportunity to be heard. Notice of

hearing shall be given by mailing the same in writing to the licensee at

the address contained in his or her license. Attendance of witnesses may

be compelled by subpoena. Revocation shall be deemed an administrative

act reviewable by the supreme court as such.

5. The boundaries of a shooting preserve shall be posted with

appropriate signs in accordance with section 11-2111.

7. Domestic game birds may not be killed, by shooting, on the premises

specified in the application for the license, except under the following

conditions:

a. Birds shall be marked as provided in subdivision 5 of section

11-1901 of this title. Birds so marked, which have escaped, may be

recaptured by the licensee. Escaped birds may be recaptured only on the

premises of the licensee.

b. Ducks, geese, brant and swans liberated under this section may be

taken only under rules and regulations made by the department or adopted

by the federal department of the interior; provided, however, that any

federal regulations shall be provided by department press release and

any other means that the department determines to be appropriate and

effective, including posting on the department's public website.

c. On the premises described in the application for the license, the

licensee may kill domestic game birds by shooting from September 1

through April 15 and in any manner, other than by shooting, at any time,

or any person may take domestic game birds by shooting from September 1

through April 15 with the consent of the licensee.

8. The holder of a shooting preserve license shall keep records and

make reports as required by and upon forms furnished by the department.

The reports shall be subscribed by the licensee, and shall contain an

affirmation that the statements therein are made subject to the

penalties of perjury. The records shall be continuous and current and

shall be kept on the licensed premises, and the licensee shall allow any

representative of the department to enter upon the premises to inspect

his operations and records. Records must be retained for a period of

three years.

9. On the premises described in the application for the license, the

licensee may take any unprotected wild birds, or any predatory wildlife

except protected birds, disturbing domestic game. Such birds or wildlife

may be taken at any time and in any manner, except that no trap of the

leg-gripping type, having teeth in the jaws or having a greater spread

of jaws than six inches, shall be used for such purpose, nor shall a

trap be set so that any wildlife when caught shall be suspended.

Carcasses of such birds or wildlife shall be immediately buried or

cremated, except that carcasses of unprotected wildlife, and of

protected wildlife other than birds if taken during their respective

open seasons, may be possessed, transported, bought and sold to the

extent permitted by section 11-0917.

10. a. Carcasses and parts of domestic game birds shall be accompanied

by a form provided by the department pursuant to section 11-1721 of this

article. No domestic game birds so killed shall be possessed or

transported without such form. Only an authorized person as provided in

the rules and regulations of the department shall have in his or her

possession such form.

b. Domestic game bird carcasses and parts shall be identified as

required by section 11-1721 of this article.

11. Notwithstanding any provision in this section to the contrary, any

person may conduct a field trial on the grounds of a shooting preserve

at any time under the provisions of section 11-0927.

§ 11-1904 — Canned shoots prohibited

Canned shoots prohibited.

1. No person who owns, operates or manages a facility that harbors

non-native big game mammals shall knowingly permit:

a. The taking on such premises by any person who pays a fee to take a

live non-native big game mammal by any of the following means:

(1) the shooting or spearing of a non-native big game mammal that is

tied or hobbled;

(2) the shooting or spearing of a non-native big game mammal that is

staked or attached to any object;

(3) the shooting or spearing of a non-native big game mammal that is

confined in a box, pen, cage or similar container of ten or less

contiguous acres from which there is no means for such mammal to escape;

(4) the deliberate release of a non-native big game mammal that is

confined in a box, pen, cage or similar container of ten or less

contiguous acres in the presence of any person who is, or will be,

shooting or spearing such non-native big game mammal.

b. For purposes of this section:

(1) shooting shall mean the discharge of any type of firearm or bow

and arrow; and

(2) spearing shall mean the use of any hand or mechanically propelled

single or multiple pronged pike, blade, or harpoon.

2. Nothing contained in this section shall be deemed to prohibit:

a. The lawful taking, hunting or trapping of an animal as provided in

this chapter or other law, rule or regulation of the state of New York;

or

b. The lawful slaughtering of an animal as provided in the agriculture

and markets law of New York state or as permitted by the United States

Department of Agriculture; or

c. The killing of an animal that is menacing in a manner likely to

cause serious injury or death to human beings.

§ 11-1905 — Breeding of domestic game animals

Breeding of domestic game animals.

1. The department may, in its discretion, issue to an owner or lessee

of wholly enclosed lands or an entire island a domestic game animal

breeder's license permitting him to possess and propagate domestic game

animals provided such animals are confined and cared for according to

specifications and regulations which the department, by order, shall

adopt. The license shall expire on March 31 every fifth year. The

department shall prescribe and furnish forms for application for such

license. Applicants shall pay, and the department shall be entitled to

receive, fees in accordance with the type of license issued.

a. Class A license, two hundred dollars. This license shall allow the

holder thereof to purchase, possess, propagate, transport and sell

domestic game animals dead or alive.

b. Class B license, forty dollars. This license shall allow the holder

thereof to purchase, possess and propagate domestic game animals for his

own use. No animals may be sold, exchanged or given away except that

portions of the carcass may be given away provided they are packaged and

the package bears the name and license number of the licensee.

2. The department may revoke the license of any licensee convicted of

a violation of this section, and no license shall be issued to him for

the ensuing two years.

3. Only domestic game animals legally propagated or acquired shall be

possessed under these licenses.

4. On the premises described in the application for the license, the

licensee may kill domestic game animals at any time and in any manner

and, with the consent of the licensee, any person may take domestic game

animals by shooting at any time.

5. The holder of a domestic game animal breeder's license shall keep

records and make reports as required by and upon forms furnished by the

department. The reports shall be subscribed by the licensee, and shall

contain an affirmation that the statements therein are made subject to

the penalties of perjury. The records shall be continuous and shall be

kept on the licensed premises, and the licensee shall allow any

representative of the department to enter the premises to inspect his

operations and records. Records must be retained for a period of three

years.

6. Domestic game animal carcasses and parts shall be identified as

required by section 11-1721 of this article.

§ 11-1906 — On-line shoots prohibited

On-line shoots prohibited.

1. No person, firm, corporation, partnership, limited liability

company, association or other business entity shall:

a. own or operate a shooting range or gallery located in this state

for purposes of the on-line shooting or spearing of targets or animals;

or

b. create, maintain or utilize a website via the internet, or a

service or business via any other means, from any location within this

state for purposes of the on-line shooting or spearing of targets or

animals.

2. For purposes of this section:

a. "on-line shooting or spearing" shall mean the firing of a hunting

instrument from a remote location by using a computer, a website via the

internet or a service or business via any other means, and any

combination of cameras, viewers and sites, or any other devices or

controls, to operate such hunting instrument, regardless of whether such

operation is live-action, in real-time or delayed;

b. "hunting instrument" shall mean any type of firearm, bow and arrow

or mechanically propelled single or multiple pronged pike, blade, or

harpoon;

c. "shooting" shall mean the discharge of any type of firearm or bow

and arrow;

d. "spearing" shall mean the use of any mechanically propelled single

or multiple pronged pike, blade, or harpoon; and

e. "shooting range or gallery" shall mean any place equipped with

targets, animals or both, where a hunting instrument is fired.

§ 11-1907 — Propagation of fur-bearing animals

Propagation of fur-bearing animals.

1. Beaver, bobcat, coyote, raccoon, sable or marten, skunk, otter,

fisher, nutria and muskrat may be propagated, or kept alive in

captivity, provided a license shall first be obtained from the

department. The fee for the license shall be twenty-five dollars and the

license shall be in force during the calendar year in which it was

issued. The license is not transferable.

2. Animals propagated or kept alive in captivity pursuant to such

license may be disposed of alive for propagation, exhibition,

scientific, or educational purposes or they may be killed and pelted at

any time, in any manner. Carcasses and pelts of such animals may be

possessed, transported, bought or sold at any time.

3. On or after April first, two thousand twelve, the department shall

not issue any new licenses pursuant to this section.

§ 11-1909 — Private trout and black bass hatcheries

Private trout and black bass hatcheries.

1. The department in its discretion may issue to any person a hatchery

permit, valid during the calendar year of issue, to propagate, raise and

sell trout. The department shall establish by order regulations

governing the identification of trout raised under such a permit which

are offered for sale, sold or transported.

2. The department in its discretion may issue to any person a hatchery

permit, valid during the calendar year of issue, to propagate, raise and

sell black bass. The department shall establish by order, regulations

governing the transportation of black bass raised under such a permit.

§ 11-1911 — Farm fish ponds

Farm fish ponds.

1. "Farm fish pond" means a body of water, impounded by a dam, of not

more than ten acres of water surface when full, lying wholly within the

boundaries of privately owned or leased lands. It does not include any

pond used in connection with any private camp, boarding house, hotel or

other establishment catering to the public.

2. The department may issue to the owner or lessee of a farm fish pond

a license, effective for a period of five years, entitling the holder to

manage such fish pond for the production of fish. The department shall

fix the terms of each such license and may include therein (a)

permission to control undesirable fish, aquatic vegetation and insect

life, interfering with the production of fish and (b) permission,

notwithstanding any other provisions of this chapter to the contrary, to

release, stock and propagate fish in the licensed pond. The department

may specify in the license methods of control to be used and the manner

of taking and type, size and mesh of gear to be used in taking fish. The

department may, for cause, revoke or suspend any license issued pursuant

to this section.

3. No person shall release any species of fish into a farm fish pond

unless permission to do so is first obtained from the department.

4. A licensee, any member of his immediate family, and any person

actually employed by him in the cultivation of his farm or the

management of the licensed pond may without license issued under title 7

of the Fish and Wildlife Law, take fish of any size, in any number, at

any time, in any manner permitted by the department.

5. The holder of any type of fishing license, or a person entitled to

exercise the privileges of such a license, may, with the permission of

the licensee, take fish by angling from the licensed pond provided the

holder complies with the provisions of title 13 of the Fish and Wildlife

Law, with respect to open seasons, minimum size limits and daily and

seasonal possession limits.

6. a. Fish protected by law, except trout, black bass, muskellunge and

landlocked salmon, legally taken from a licensed farm fish pond, may be

bought and sold during their respective open seasons, and may be

possessed and transported at any time. Trout, black bass, muskellunge

and landlocked salmon, legally taken from a licensed farm fish pond may

be possessed and transported during their respective open seasons and

until March 1 immediately following, but unless such fish were taken by

a person described in subdivision 4 or are frozen or otherwise processed

and packaged for storage and are being transported to a place of storage

or consumption, no person shall transport in any one day a quantity of

such fish exceeding the quantity which may be legally taken from that

farm fish pond by a person described in subdivision 5.

b. Fish protected by law shall not be removed from the premises of the

licensee unless such fish or the package containing them bears the name

and address of the licensee and his license number and the name and

address of the person in whose possession they are.

c. Fish not protected by law, legally taken from a licensed farm fish

pond, may be possessed, transported, bought and sold at any time, except

that taking and sale of bait fish shall be permitted only under license

pursuant to section 11-1315.

§ 11-1913 — Fishing preserves

Fishing preserves.

1. "Fishing preserve waters" means any artificial or man-made body of

water, without limitation of size, lying wholly within the boundaries of

privately owned lands, operated for the purpose of permitting the owner

to provide fishing facilities to fishermen. Such waters shall not

include natural streams, natural ponds or waters impounded by the

damming of natural streams. The sources of water for such ponds shall be

limited to surface run-off, natural springs or waters diverted from a

natural stream.

2. a. The department may, in its discretion, after application on

forms furnished by it, issue to an owner of such fishing preserve waters

a fishing preserve license permitting the holder thereof to manage such

fishing preserve waters and to possess, propagate and rear, and to take

or permit others to take therefrom, fish therein legally propagated or

acquired. Such license shall expire on the last day of December in the

year in which it is issued unless previously revoked. A separate license

is required for each body of water defined in subdivision 1 as fishing

preserve waters. Two or more ponds under one ownership, supplied by one

common water source and located on one continuous parcel of land, shall

be considered as one body of water requiring one license.

b. The license so issued, shall:

(1) contain the name of the town and county in which such fishing

preserve waters are located;

(2) specify the species of fish authorized to be stocked therein;

(3) authorize the licensee to stock, propagate, raise and release such

fish in such licensed fishing preserve waters and to buy, sell or

otherwise traffic in fish taken therefrom;

(4) specify the manner of identification of fish taken from the

licensed waters, and

(5) specify the means of acquisition of fish stocked therein.

c. The license may also:

(1) authorize the licensee to control undesirable protected fish,

wildlife and insects and specify means of control of the same.

(2) specify such other restrictions and controls for the management of

the fishing preserve waters as in the judgment of the department may be

deemed advisable for proper fish management.

d. The fee for the license shall be fifty dollars, payable at the time

application is made.

e. The department may for cause revoke or suspend the license of any

licensee.

3. Lands containing fishing preserve waters so licensed shall be

posted with appropriate signs in accordance with section 11-2111.

4. A licensee or any member of his immediate family may without

license issued under title 7 of the Fish and Wildlife Law, or license to

take fish by net or device, take fish of any size, in any number, at any

time and in any manner permitted by the license.

5. a. Any licensee, during the term of his license may sell fish taken

from the licensed fishing preserve waters and may grant permission to

other persons to take fish in or from the licensed fishing preserve

waters and charge a fee for such fishing or for the fish taken, or, if

the licensee is a club, it may impose dues permitting such angling by

members of such club.

b. Persons to whom such permission to fish is granted or who have paid

for the privilege of fishing in the licensed waters or dues paying

members of a club which is a licensee may fish in such waters without

license issued under title 7 of the Fish and Wildlife Law, or other

license.

c. The licensee may prescribe such restrictions or limitations as he

sees fit with respect to the size of fish, limits of catch, open season

and manner of taking fish from the licensed waters. Except as

specifically noted in the license, the provisions of title 13 or title

15 of the Fish and Wildlife Law shall not be applicable to fishing in

such licensed fishing preserve waters.

6. a. All trout, black bass, lake trout, landlocked salmon,

muskellunge, pike, pickerel and walleye taken from the licensed fishing

preserve waters, shall be immediately identified on forms provided by

the department as prescribed in the license or by order of the

department.

b. The identification form shall accompany the fish until the same is

finally prepared for consumption.

c. No fish, required to be identified as specified in paragraph a of

this subdivision, taken pursuant to this section shall be possessed off

the premises of the fishing preserve without such identification form,

and no person shall sell such fish without such identification form.

d. Fish taken from such fishing preserves and identified as provided

in this subdivision, may be possessed, bought, sold and offered for

sale, and transported without restriction. Fish raised or possessed

under license issued under this section may be sold at any time for

scientific, exhibition, propagation or stocking purposes.

7. The holder of a fishing preserve license shall keep such records as

the department may require and make annual reports to and upon forms

furnished by the department. The records shall be continuous and shall

be kept on the licensed premises, and the licensee shall allow any

representative of the department to enter upon the premises and inspect

his operations and records.

8. Farm fish ponds, previously licensed pursuant to section 11-1911,

may be licensed as fishing preserves, provided that the waters so sought

to be licensed under this section meet the requirements of subdivision 1

hereof, and provided further that such waters have not been stocked by

the department during the five year period immediately preceding the

application for fishing preserve license.

9. The department may, by special permit or authorization contained in

the license, authorize the licensee to use fish toxins in the management

of the licensed waters, but unless so specifically authorized by permit

or license no toxins or poisons may be introduced into the licensed

waters.

10. Nothing in this section shall abridge, alter or affect the rights

or liabilities, riparian or otherwise, that would otherwise exist or

accrue by reason of the impounding of the water, except that fishing

preserve waters are waters of the state within the meaning of section

11-0503 of the Fish and Wildlife Law and article 17 of this chapter.

11. The department may, by order made pursuant to section 11-2301,

make such rules and regulations with respect to the management and

operation of fishing preserves, not inconsistent with the provisions of

this section, as it shall deem necessary and proper to carry into effect

the provisions of this section.

TITLE 20 New York State Bird Conservation Area Program

§ 11-2001 — New York state bird conservation area program

New York state bird conservation area program.

1. There shall be created a New York state bird conservation area

program which shall consist of such state-owned waters, lands, or

portions thereof as are necessary to safeguard and enhance populations

of wild birds native to New York state and the habitats therein that

birds are dependent upon for breeding, migration, shelter, and

sustenance.

2. Any property designated shall be described and depicted upon a map

and a copy of any and all such documents shall be forwarded to the

commissioner for inventory, research, and reference purposes for the

general public. A master inventory list and maps of properties that are

designated as part of the New York state bird conservation area program

shall be kept on file by the commissioner who shall also deposit a copy

of such at the New York state museum and science service, and at the

Cornell Laboratory of Ornithology.

3. For purposes of this title the term "important bird area" shall

mean a site providing habitat to one or more species of breeding or

non-breeding birds bounded by natural or anthropogenic features or

boundaries. To be eligible for designation under this section a site

must be an important bird area. Any site that meets or matches one or

more of the following criteria in this subdivision shall be eligible

for designation as part of the New York state bird conservation area

program because it is an important bird area.

a. Waterfowl concentration site: a location that regularly supports at

least two thousand birds such as loons, grebes, cormorants, geese,

ducks, coots, and moorhens.

b. Pelagic seabird site: a location that regularly supports at least

one hundred birds of open water such as shearwaters, storm-petrels,

terns, fulmars, gannets, jaegers, alcids, and other like birds and/or

ten thousand gulls at one time during some part of the year so long as

the primary food source for such birds is not anthropogenic.

c. Shorebird concentration site: a location that supports at least

three hundred birds such as plovers, sandpipers, and other like birds

during some part of the year.

d. Wading bird concentration site: a location that supports at least

one hundred birds such as bitterns, herons, egrets, ibises, and other

like birds during some part of the year.

e. Migratory concentration site: a location that is a flight corridor

rest stopover site for an exceptional number or diversity of migratory

songbirds during either spring or fall seasons.

f. Diverse species concentration site: a location that supports a

distinctive group of indigenous bird species that is the consequence of

local habitats that are resultant of unique vegetational, geological,

geographical, topographical, or microclimatological circumstances.

g. Individual species concentration site: a location that supports at

least one bird species during one or more seasons of the year as a

regionally unique, dense (for the species) population.

h. Species at risk site: (1) a location that supports a significant

population of a species that is listed either federally or by New York

state as endangered, threatened, or of special concern, or (2) which

supports a species that is verified by either the commissioner or the

state ornithologist as being rare or declining within New York state, or

(3) an exceptional, rare, or remnant native habitat, vegetative

community, or landscape segment that supports one or more significant

habitat dependent populations of wild bird species.

i. Bird research site: a location where a wild bird population

research and/or monitoring project of at least five consecutive years

duration is conducted and contributes to the science of ornithology

and/or bird conservation policy through publicly accessible scholarly

and/or scientific publications.

4. Designation may be accomplished by the head of any state agency or

entity having jurisdiction over state lands or waters for such

appropriate properties as may exist within their respective

jurisdictions and consistent with their respective missions.

5. A designating state agency or entity shall publish notice

concerning the designation of a New York state bird conservation area in

the environmental notice bulletin prior to such designation. Such notice

shall provide for a thirty day public comment period following

publication of the notice.

6. The head of any state agency or entity having jurisdiction over

state lands or waters previously designated as New York state bird

conservation areas may seek to remove all or a portion of such lands or

waters from such designation provided, however, that prior to such

removal the commissioner publishes a finding that the designated area or

portion of such area no longer meets the criteria in subdivision three

of this section. Such finding shall be published in the environmental

notice bulletin and shall provide for a thirty day public comment period

following publication of the notice.

* 7. a. The Montauk Point shoals area of the county of Suffolk, having

met the criteria of subdivision three of this section, is hereby

declared to be an important bird area and the commissioner shall

designate such area as part of the New York state bird conservation area

program.

b. For the purposes of this title, "Montauk Point shoals area" means

those marine and coastal areas off the shore of Montauk Point, in the

county of Suffolk, extending to the coastal waters within a sixty foot

bathymetric contour that encompasses the area beginning just west of

Shagwong Point on the northern shore of Montauk Point, continuing east

around Montauk Point, and terminating just east of Ditch Plains on the

Atlantic Ocean side of Montauk Point. Such area consisting of waters

that are sixty or less feet in depth, and within between three and

one-half to four miles from the shoreline. Provided, that the

commissioner shall be authorized to change the boundaries of such area,

by rule, as he or she shall deem necessary.

c. That portion of the New York state bird conservation area program

designated pursuant to this subdivision shall be known as the "Montauk

Point shoals bird conservation area".

d. Nothing in this section shall be deemed to impose new fishing

restrictions.

* NB Effective October 8, 2024

§ 11-2003 — Advisory committee

Advisory committee.

There shall be created within the department a New York state bird

conservation area program advisory committee whose non-governmental

members shall serve without pay, meet not less than twice each year, and

whose sole purpose shall be to advise as to the designation, management,

educational research and utilization of those sites that are

individually designated as part of and collectively comprise the New

York state bird conservation area program. Provided, however, the

utilization of such sites shall be consistent with the mission of the

state agency or entity designating a New York state bird conservation

area pursuant to section 11-2001 of this title. In addition to

representatives of the department, the advisory committee shall consist

of, but not be limited to one representative each from the department of

state, the Conservation Fund Advisory Board, the Conservation Council,

the office of parks, recreation and historic preservation, the state

museum, Cornell Laboratory of Ornithology, the Nature Conservancy, the

National Audubon Society, Ducks Unlimited, the New York State

Biodiversity Research Institute, and the Federation of New York State

Bird Clubs. The commissioner may appoint additional members as

appropriate, who shall serve at his pleasure.

TITLE 20-A Marine Mammal and Sea Turtle Protection Area

§ 11-2050 — Establishment of the marine mammal and sea turtle protection area

Establishment of the marine mammal and sea turtle protection

area.

1. There shall be created the marine mammal and sea turtle protection

area consisting of the waters in the area from mean high water seaward

fifteen hundred feet, except further seaward in shallow areas to the

outermost limit of waters fifteen feet in depth, around Plum Island,

Great Gull Island and Little Gull Island. Such protection area may also

be designated as a New York state bird conservation area pursuant to

section 11-2001 of this article.

2. For purposes of this title the marine mammal and sea turtle

protection area shall mean:

(a) a site providing habitat to species including:

(i) harbor seals (Phoca vitulina);

(ii) harbor porpoises (Phocoena phocoena);

(iii) gray seals (Halichoerus grypus); and

(iv) sea turtle species including kemp's ridley (Lepidochelys kempii),

green turtles (Chelonia mydas) and leatherback (Dermochelys coreacia);

(b) presence of a state-designated natural protective feature; and

(c) location within the boundaries of two estuaries of national

significance.

3. The department is authorized to promulgate regulations to prevent

the harassment and for the protection of marine mammals and sea turtles

within the marine mammal and sea turtle protection area.

TITLE 21 Conservation Areas and Facilities; Private Refuges and Posted Lands

§ 11-2101 — Powers of the department

Powers of the department.

1. The department shall have power:

a. to make regulations for the use of state-owned boat-launching sites

and state-owned boat-access sites and public hunting, trapping and

fishing grounds and to prohibit, limit and manage hunting, trapping and

fishing on lands, waters or lands and waters on which such grounds are

established, in such manner as it deems calculated to promote the public

interest, notwithstanding any other provision of the Fish and Wildlife

Law or other law;

b. by posting signs or serving notice as provided in section 11-2111

to protect any lands or waters, rights or interests therein owned,

leased or otherwise acquired by the state and assigned or made available

to the department for controlling, managing, propagating or distributing

fish or wildlife or for conducting and managing hatcheries or biological

stations, game farms, rearing stations, refuges, public hunting,

trapping and fishing grounds or game management areas;

c. to fix the terms of permits issued and regulations adopted

permitting the taking of fish or wildlife on, or entering upon, any area

or facility mentioned in this subdivision;

d. to enter into cooperative agreement with any department of the

United States government, municipality or person for the purpose of

better promoting fish and wildlife conservation practices on any lands

or waters owned, leased or otherwise acquired by the state and made

available to the department for use by the department, or on other lands

or waters as provided in sections 11-0303, 11-0321 or 11-0501.

e. to dispose of surplus products of the state's fish hatcheries and

to dispose of pheasant chicks and surplus pheasant eggs of the state's

game farms as it deems proper.

2. Whenever in the conduct of the public hunting, trapping and fishing

grounds, game refuges and other areas held for use by the department, in

the opinion of the department it becomes necessary to remove trees and

other products in order to manage such areas along lines scientific

research indicates are best calculated to produce the optimum conditions

for fish or wildlife, the department may, upon such terms as it may deem

to be for the best interests of the state, sell the trees, timber and

other products on any such grounds, refuges or other areas acquired by

purchase, gift or devise for use by the department.

§ 11-2103 — Acquisition and use of property

Acquisition and use of property.

1. The department shall have power to acquire by lease, purchase,

gift, devise, agreement or otherwise from any sources, lands, waters or

lands and waters, or any right or interest therein for the purpose of

establishing and maintaining public hunting, trapping and fishing

grounds.

2. a. The department shall have power to receive real and personal

property by gift or devise from any person or from the United States

Government and to accept such property in the name of the people of the

state. Under this power any property of any nature or any rights therein

may be received and accepted if the department deems it suitable for

purposes of fish and wildlife management.

b. Lands or waters accepted under this power shall be held for the use

of the department and shall be improved or developed as the department

deems best for such purposes. Such lands and waters shall not become

part of the forest preserve nor be subject to the limitation of section

1 of article XIV of the State Constitution.

3. The department may purchase the shooting and fishing rights on

lands or waters outside the Adirondack and Catskill parks and establish

game refuges thereon.

§ 11-2105 — State game refuges

State game refuges.

1. Any enclosed land or water owned by the state may be set aside by

the department as a refuge for the protection of fish, wildlife, trees

and plants. Not more than one hundred thousand acres in the Adirondack

park nor more than fifteen thousand acres in the Catskill park shall be

set aside for such purpose nor shall any land in the Adirondack or

Catskill park be so set aside without the approval of the board of

supervisors or county legislative body of the county affected. The

consent of the riparian owners shall first be obtained before lands

under water and the waters thereon shall be so set aside.

2. Lands and waters set aside or established by the department as a

game refuge shall remain a game refuge until the department by

regulation permits the taking of fish and wildlife thereon.

§ 11-2106 — National Wildlife refuge system; regulations

National Wildlife refuge system; regulations.

The department shall adopt regulations in relation to fish and

wildlife on lands of the national wildlife refuge system within this

state which regulations shall conform to the National Wildlife Refuge

System Administration Act of 1966 (16 U.S.C. 668dd, 668ee), as presently

constituted or as hereafter amended, and regulations of the Secretary of

the Interior adopted pursuant thereto.

§ 11-2107 — Consent for the United States to acquire land or water for the establishment of migratory bird reservations

Consent for the United States to acquire land or water for

the establishment of migratory bird reservations.

Consent of the state is given to the acquisition by the United States

by purchase, gift, devise or lease of such areas of land or water, or of

land and water, in the state of New York, as the United States may deem

necessary for the establishment of migratory bird reservations in

accordance with the Migratory Bird Conservation Act (16 U.S.C. § 715),

reserving, however, to the state of New York full jurisdiction and

authority over all such areas not incompatible with the administration,

maintenance, protection and control thereof by the United States under

the terms of such act of Congress.

§ 11-2111 — Posting; service of notice

Posting; service of notice.

1. An area protected pursuant to this title and title nineteen of this

article shall be posted with signs not less than eleven inches by eleven

inches, bearing a conspicuous statement as described in subdivision 2 of

this section which shall cover a space of not less than eighty square

inches. Such signs shall be posted not more than six hundred sixty feet

apart, close to and along the boundaries of the area protected. At least

one sign shall be posted on each side of the protected area and on each

side of each corner of the protected area, provided the corner can be

reasonably ascertained. Illegible or torn-down signs shall be replaced

at least once a year. Replacement of notices on state game refuges shall

be made in March, July, August or September.

2. Signs shall bear the name and address of the owner, lawful

occupant, or other person or organization authorized to post the

protected area. Signs shall bear a conspicuous statement which shall

either (a) consist of the word "posted", or (b) warn against entry for

specified purposes or all purposes without the consent of the person or

organization authorized to post the protected area. A statement

consisting of the word "Posted" shall have the effect of a warning

against all such acts. The department may by regulation authorize

additional contents of such signs, including but not limited to symbols

indicating the acts which are prohibited.

3. Signs to prohibit the taking of fish may be posted by the

department up to one thousand feet from a fishway or dam erected by the

state in public waters, and shall read substantially: "All persons are

prohibited by law from fishing in this stream between this point and the

fishway (or dam)."

4. Personal service upon any person, in the name of the owner, lawful

occupant, or other person or organization authorized to post signs as

provided in this section, of a notice in writing containing a

description of the premises and a warning provided by this section for a

posted sign, shall, after the service, have the same effect with respect

to the person served as if the premises described in the notice were

posted with such warning as provided in this section.

5. Private lands constituting the bed, banks and shores of waters

stocked with fish by the department, with the consent of the owner of

such lands, shall not be posted against public fishing within five years

from the date of such stocking, except where an alternate arrangement

has been agreed to in writing by the department. Owner shall mean, for

purposes of this subdivision, the owner, lawful occupant, or other

person or organization having authority to post such lands.

6. The provisions of this section shall not apply to the posting or

erection of notices identifying a restricted area pursuant to section

11-0321.

§ 11-2113 — Effect of posting or service of notice

Effect of posting or service of notice.

1. No person shall enter or remain unlawfully or engage in any

activity upon land which has been posted pursuant to section 11-2111 in

violation of the terms of such posted signs or the terms of any written

notice and warning served upon such person pursuant to subdivision four

of section 11-2111.

2. No person shall post any sign prohibiting or limiting activities on

land pursuant to this article, unless authorized to do so by the owner,

lawful occupant or other person or organization having authority to post

such lands.

3. No unauthorized person shall injure, conceal, deface or remove a

sign erected and maintained as provided in section 11-2111.

§ 11-2115 — Posted and unposted lands; failure to leave on request

Posted and unposted lands; failure to leave on request.

1. It shall be unlawful for any person engaged in hunting, trapping or

fishing without permission upon the lands of another, whether or not

posted as provided in section 11-2111 not to leave such lands

immediately when requested to do so by the owner, lessee or lawful

occupant.

2. Upon any conviction of a violation of this section, all the current

licenses held by the person convicted, issued pursuant to title 7 of the

Fish and Wildlife Law, shall be revoked and he shall be ineligible for

any such license during the ensuing license year, and in the discretion

of the court ineligible therefor during an additional period not

exceeding one license year.

3. The punishment provided in this section shall be in addition to

such other fines and penalties as the person convicted may have incurred

by violating any provision of this title 21 of the Fish and Wildlife

Law.

§ 11-2117 — Damage to property, livestock or domestic fowl by hunters and fishermen

Damage to property, livestock or domestic fowl by hunters and

fishermen.

No person, for the purpose of or while hunting, trapping or fishing,

shall without the permission of the owner, lessee or lawful occupant

enter upon the land of another and while thereon kill or injure any dog,

livestock or domestic fowl, or cut, destroy or damage any bars, gates or

fence or any part thereof, or deface or damage any vehicle, farm

equipment, buildings or appurtenances to the land, resulting in damage

to the owner or occupant of the land or of the dog, livestock, domestic

fowl, bars, gates, fences, vehicles, equipment, buildings or

appurtenances to the land.

TITLE 23 Administration of Fish and Wildlife Law

§ 11-2301 — Rules and regulations

Rules and regulations.

Rules and regulations adopted by the department pursuant to the Fish

and Wildlife Law shall be adopted as provided in the state

administrative procedure act.

§ 11-2303 — Disposition of moneys

Disposition of moneys.

1. Moneys received in accordance with the terms of any cooperative

agreement for promoting fish and wildlife conservation practices

pursuant to paragraph d of subdivision 1 of section 11-2101 unless

otherwise expressly provided, shall be deposited in the conservation

fund as provided by section 83 of the State Finance Law to be available,

after appropriation by the Legislature, for any of the purposes

specified in that section.

2. Any moneys received by gift or devise pursuant to subdivision 2 of

section 11-2103 shall be deposited and disbursed as provided by sections

11 and 83 of the State Finance Law.

§ 11-2305 — Sale of trees, timber and other products

Sale of trees, timber and other products.

Sale of trees, timber and other products sold by the department

pursuant to subdivision 2 of section 11-2101 shall be conducted as

provided in section 9-0505 of this chapter.

TITLE 25 Interstate Wildlife Violator Compact

§ 11-2501 — Short title

Short title.

This title shall be known and may be cited as "the interstate wildlife

violator compact".

§ 11-2503 — Adoption and text of compact

Adoption and text of compact.

The interstate wildlife violator compact is adopted and enacted into

law as follows:

ARTICLE I

Findings, declaration of policy and purpose.

(a) The participating states find that:

(1) Wildlife resources are managed in trust by the respective states

for the benefit of all residents and visitors.

(2) The protection of the wildlife resources of a state is materially

affected by the degree of compliance with state statutes, laws,

regulations, ordinances and administrative rules relating to the

management of such resources.

(3) The preservation, protection, management and restoration of

wildlife contributes immeasurably to the aesthetic, recreational and

economic aspects of such natural resources.

(4) Wildlife resources are valuable without regard to political

boundaries; therefore, every person should be required to comply with

wildlife preservation, protection, management and restoration laws,

ordinances, and administrative rules and regulations of the

participating states as a condition precedent to the continuance or

issuance of any license to hunt, fish, trap or possess wildlife.

(5) Violation of wildlife laws interferes with the management of

wildlife resources and may endanger the safety of persons and property.

(6) The mobility of many wildlife law violators necessitates the

maintenance of channels of communication among the various states.

(7) In some states, a person who is cited for a wildlife violation in

a state other than his or her home state:

(i) Is required to post collateral or a bond to secure appearance for

a trial at a later date; or

(ii) Is taken into custody until the collateral or bond is posted; or

(iii) Is taken directly to court for an immediate appearance.

(8) The purpose of the enforcement practices set forth in paragraph 7

of this subdivision is to ensure compliance with the terms of a wildlife

citation by the cited person who, if permitted to continue on his or her

way after receiving the citation, could return to his or her home state

and disregard his or her duty under the terms of the citation.

(9) In most instances, a person receiving a wildlife citation in his

or her home state is permitted to accept the citation from the officer

at the scene of the violation and immediately continue on his or her way

after agreeing or being instructed to comply with the terms of the

citation.

(10) The practices described in paragraph 7 of this subdivision cause

unnecessary inconvenience and, at times, a hardship for the person who

is unable at the time to post collateral, furnish a bond, stand trial or

pay a fine, and thus is compelled to remain in custody until some

alternative arrangement is made.

(11) The enforcement practices described in paragraph 7 of this

subdivision consume an undue amount of law enforcement time.

(b) It is the policy of the participating states to:

(1) Promote compliance with the statutes, laws, ordinances,

regulations and administrative rules relating to management of wildlife

resources in their respective states.

(2) Recognize the suspension of wildlife license privileges of any

person whose license privileges have been suspended by a participating

state and treat such suspension as if it had occurred in their state

provided the violation which resulted in the suspension could have been

the basis for suspension in their state.

(3) Allow a violator, except as provided in subdivision (b) of article

III of this compact, to accept a wildlife citation and, without delay,

proceed on his or her way, whether or not a resident of the state in

which the citation was issued, provided that the violator's home state

is party to this compact.

(4) Report to the appropriate participating state, as provided in the

compact manual, any conviction recorded against any person whose home

state was not the issuing state.

(5) Allow the home state to recognize and treat convictions recorded

against its residents, which convictions occurred in a participating

state, as though they had occurred in the home state.

(6) Extend cooperation to its fullest extent among the participating

states for enforcing compliance with the terms of a wildlife citation

issued in one participating state to a resident of another participating

state.

(7) Maximize effective use of law enforcement personnel and

information.

(8) Assist court systems in the efficient disposition of wildlife

violations.

(c) The purpose of this compact is to:

(1) Provide a means through which a participating state may join in a

reciprocal program to effectuate the policies enumerated in subdivision

(b) of this article in a uniform and orderly manner.

(2) Provide for the fair and impartial treatment of wildlife violators

operating within participating states in recognition of the violator's

right to due process and the sovereign status of a participating state.

ARTICLE II

Definitions. As used in this compact, unless the context requires

otherwise:

(a) "Citation" means any summons, complaint, summons and complaint,

ticket, penalty assessment or other official document issued to a person

by a wildlife officer or other peace officer for a wildlife violation

which contains an order requiring the person to respond.

(b) "Collateral" means any cash or other security deposited to secure

an appearance for trial in connection with the issuance by a wildlife

officer or other peace officer of a citation for a wildlife violation.

(c) "Compliance" with respect to a citation means the act of answering

a citation through an appearance in a court or tribunal, or through the

payment of fines, costs and surcharges, if any.

(d) "Conviction" means a conviction, including any court conviction,

for any offense related to the preservation, protection, management or

restoration of wildlife which is prohibited by state statute, law,

regulation, ordinance or administrative rule, and such conviction shall

also include the forfeiture of any bail, bond or other security

deposited to secure appearance by a person charged with having committed

any such offense, the payment of a penalty assessment, a plea of nolo

contendere and the imposition of a deferred or suspended sentence by the

court.

(e) "Court" means a court of law, including magistrate's court and the

justice of the peace court.

(f) "Home state" means the state of primary residence of a person.

(g) "Issuing state" means the participating state which issues a

wildlife citation to the violator.

(h) "License" means any license, permit or other public document which

conveys to the person to whom it was issued the privilege of pursuing,

possessing or taking any wildlife regulated by statute, law, regulation,

ordinance or administrative rule of a participating state.

(i) "Licensing authority" means the department or division within each

participating state which is authorized by law to issue or approve

licenses or permits to hunt, fish, trap or possess wildlife.

(j) "Participating state" means any state which enacts legislation to

become a member of this wildlife compact.

(k) "Personal recognizance" means an agreement by a person made at the

time of issuance of the wildlife citation that such person will comply

with the terms of the citation.

(l) "State" means any state, territory or possession of the United

States, the District of Columbia, the Commonwealth of Puerto Rico, the

provinces of Canada and other countries.

(m) "Suspension" means any revocation, denial or withdrawal of any or

all license privileges, including the privilege to apply for, purchase

or exercise the benefits conferred by any license.

(n) "Terms of the citation" means those conditions and options

expressly stated upon the citation.

(o) "Wildlife" means all species of animals including, but not limited

to, mammals, birds, fish, reptiles, amphibians, mollusks and

crustaceans, which are defined as "wildlife" and are protected or

otherwise regulated by statute, law, regulation, ordinance or

administrative rule in a participating state. Species included in the

definition of "wildlife" vary from state to state and determination of

whether a species is "wildlife" for the purposes of this compact shall

be based on local law.

(p) "Wildlife law" means any statute, law, regulation, ordinance or

administrative rule developed and enacted for the management of wildlife

resources and the uses thereof.

(q) "Wildlife officer" means any individual authorized by a

participating state to issue a citation for a wildlife violation.

(r) "Wildlife violation" means any cited violation of a statute, law,

regulation, ordinance or administrative rule developed and enacted for

the management of wildlife resources and the uses thereof.

ARTICLE III

Procedures for issuing state.

(a) When issuing a citation for a wildlife violation, a wildlife

officer shall issue a citation to any person whose primary residence is

in a participating state in the same manner as though the person were a

resident of the issuing state and shall not require such person to post

collateral to secure appearance, subject to the exception noted in

subdivision (b) of this article, if the officer receives the

recognizance of such person that he will comply with the terms of the

citation.

(b) Personal recognizance is acceptable (1) if not prohibited by local

law or the compact manual and (2) if the violator provides adequate

proof of identification to the wildlife officer.

(c) Upon conviction or failure of a person to comply with the terms of

a wildlife citation, the appropriate official shall report the

conviction or failure to comply to the licensing authority of the

participating state in which the wildlife citation was issued. The

report shall be made in accordance with procedures specified by the

issuing state.

(d) Upon receipt of the report of conviction or noncompliance pursuant

to subdivision (c) of this article, the licensing authority of the

issuing state shall transmit to the licensing authority of the home

state of the violator the information in form and content as prescribed

in the compact manual.

ARTICLE IV

Procedure for home state.

(a) Upon receipt of a report from the licensing authority of the

issuing state reporting the failure of a violator to comply with the

terms of a citation, the licensing authority of the home state shall

notify the violator and shall initiate a suspension action in accordance

with the home state's suspension procedures and shall suspend the

violator's license privileges until satisfactory evidence of compliance

with the terms of the wildlife citation has been furnished by the

issuing state to the home state licensing authority. Due process

safeguards will be accorded.

(b) Upon receipt of a report of conviction from the licensing

authority of the issuing state, the licensing authority of the home

state shall enter such conviction in its records and shall treat such

conviction as though it occurred in the home state for the purposes of

the suspension of license privileges.

(c) The licensing authority of the home state shall maintain a record

of actions taken and shall make reports to issuing states.

ARTICLE V

Reciprocal recognition of suspension.

(a) All participating states shall recognize the suspension of license

privileges of any person by any participating state as though the

violation resulting in the suspension had occurred in their state and

could have been the basis for suspension of license privileges in their

state.

(b) Each participating state shall communicate suspension information

to other participating states in form and content as contained in the

compact manual.

ARTICLE VI

Applicability of other laws.

Except as expressly required by provisions of this compact, nothing

herein shall be construed to affect the right of any participating state

to apply any of its laws relating to license privileges to any person or

circumstance or to invalidate or prevent any agreement or other

cooperative arrangement between a participating state and a

nonparticipating state concerning wildlife law enforcement.

ARTICLE VII

Compact administrator procedures.

(a) For the purpose of administering the provisions of this compact

and to serve as a governing body for the resolution of all matters

relating to the operation of this compact, a board of compact

administrators is established. The board shall be composed of one

representative from each of the participating states to be known as the

compact administrator. The compact administrator shall be appointed by

the head of the licensing authority of each participating state and

shall serve and be subject to removal in accordance with the laws of the

state he or she represents. A compact administrator may provide for the

discharge of his or her duties and the performance of his or her

function as a board member by an alternate. An alternate shall not be

entitled to serve unless written notification of his or her identity has

been given to the board.

(b) Each member of the board of compact administrators shall be

entitled to one vote. No action of the board shall be binding unless

taken at a meeting at which a majority of the total number of the

board's votes are cast in favor thereof. Action by the board shall be

only at a meeting at which a majority of the participating states are

represented.

(c) The board shall elect annually from its membership a chair and

vice-chair.

(d) The board shall adopt bylaws not inconsistent with the provisions

of this compact or the laws of a participating state for the conduct of

its business and shall have the power to amend and rescind its bylaws.

(e) The board may accept for any of its purposes and functions under

this compact any and all donations and grants of monies, equipment,

supplies, materials and services conditional or otherwise, from any

state, the United States or any governmental agency, and may receive,

utilize and dispose of same.

(f) The board may contract with, or accept services or personnel from,

any governmental or intergovernmental agency, individual, firm or

corporation, or any private nonprofit organization or institution.

(g) The board shall formulate all necessary procedures and develop

uniform forms and documents for administering the provisions of this

compact. All procedures and forms adopted pursuant to board action shall

be contained in a compact manual.

ARTICLE VIII

Entry into compact and withdrawal.

(a) This compact shall become effective at such time as it is adopted

in a substantially similar form by two or more states.

(b) (1) Entry into the compact shall be made by resolution of

ratification executed by the authorized officials of the applying state

and submitted to the chair of the board.

(2) The resolution shall substantially be in the form and content as

provided in the compact manual and shall include the following:

(i) A citation of the authority from which the state is empowered to

become a party to this compact; and

(ii) An agreement of compliance with the terms and provisions of this

compact.

(3) The effective date of entry shall be specified by the applying

state but shall not be less than sixty days after notice has been given

(i) by the chair of the board of the compact administrators or (ii) by

the secretary of the board to each participating state that the

resolution from the applying state has been received.

(c) A participating state may withdraw from participation in this

compact by official written notice to each participating state, but

withdrawal shall not become effective until ninety days after the notice

of withdrawal is given. The notice shall be directed to the compact

administrator of each member state. No withdrawal of any state shall

affect the validity of this compact as to the remaining participating

states.

ARTICLE IX

Amendments to the compact.

(a) This compact may be amended from time to time. Amendments shall be

presented in resolution form to the chair of the board of compact

administrators and shall be initiated by one or more participating

states.

(b) Adoption of an amendment shall require endorsement by all

participating states and shall become effective thirty days after the

date of the last endorsement.

ARTICLE X

Construction and severability.

This compact shall be liberally construed so as to effectuate the

purposes stated herein. The provisions of this compact shall be

severable and if any phrase, clause, sentence or provision of this

compact is declared to be contrary to the constitution of any

participating state or of the United States, or the applicability

thereof to any government, agency, individual or circumstance is held

invalid, the validity of the remainder of this compact shall not be

affected thereby. If this compact shall be held contrary to the

constitution of any participating state, the compact shall remain in

full force and effect as to the remaining states and in full force and

effect as to the participating state affected as to all severable

matters.

ARTICLE XI

Administration; expenses.

(a) The department of environmental conservation is designated as the

licensing authority in this state for purposes of this compact. The

commissioner of the department of environmental conservation shall

furnish to the appropriate authorities of the participating states any

information or documents reasonably necessary to facilitate the

administration of this compact.

(b) The compact administrator from this state is not entitled to any

additional compensation for his or her service as such but is eligible

for reimbursement for expenses incurred in connection with his or her

responsibilities as compact administrator in the same manner as expenses

incurred in connection with other responsibilities of his or her office

or employment.

ARTICLE 13 Marine and Coastal Resources

TITLE 1 General Provisions

§ 13-0101 — Short title

Short title.

Article 13 together with article 11 of the Environmental Conservation

Law shall be known as the Fish and Wildlife Law. Sections of article 13

or of article 11 may be cited either as sections of the Environmental

Conservation Law or as sections of the Fish and Wildlife Law.

§ 13-0103 — Marine and coastal district described

Marine and coastal district described.

The marine and coastal district shall include the waters of the

Atlantic Ocean within three nautical miles from the coast line and all

other tidal waters within the state, including the Hudson River up to

the Governor Mario M. Cuomo bridge.

§ 13-0105 — Marine fisheries conservation and management

Marine fisheries conservation and management.

1. (a) It is the policy of the state that the primary principle in

managing the state's marine fishery resource is to maintain the

long-term health and abundance of marine fisheries resources and their

habitats, and to ensure that the resources are sustained in usable

abundance and diversity for future generations. Utilization and

allocation of available resources will be administered consistent with

the restoration and maintenance of healthy stocks and habitats. The

state shall actively manage its marine fisheries and shall endeavor to:

protect and conserve habitats; restore habitats in areas where they have

been degraded; and maintain water quality at a level that will foster

occurrence and abundance of marine resources. The state shall optimize

the benefits of resource use so as to provide valuable recreational

experiences and viable business opportunities for commercial and

recreational fisheries.

(b) The marine fisheries conservation and management policy shall be

carried out through achievement of the following objectives:

(1) the state shall strive to obtain the best possible scientific

information through research and monitoring of the resources;

(2) the state shall use the best available scientific information in

managing the resources;

(3) the state recognizes that an informed public is integral to the

management system and shall inform and involve constituents in

management decisions;

(4) the management of the state's transboundary and migratory species

shall be consistent with any interjurisdictional management plans,

interstate or state-federal;

(5) in the event that fishery conservation and management require

actions that result in resource allocation impacts, the state shall

endeavor to assure such allocation impacts are distributed equitably

among user groups, giving priority to existing fisheries within the

state;

(6) the state shall minimize waste and reduce discard mortality of

marine fishery resources;

(7) the state shall investigate and encourage the development of

aquaculture of economically important species, both to relieve pressure

on and enhance wild stocks and to provide economic opportunity;

(8) the state shall encourage and, when feasible, provide access to

the state's marine fishery resources consistent with marine fisheries

conservation and management policy; and

(9) the state recognizes that adequate law enforcement services are

integral to the success of any marine resource management program and

shall endeavor to provide the necessary law enforcement services to

ensure the protection of the resources and compliance of users with laws

and regulations designed to manage and allocate those resources.

2. Prior to proposing regulations for the management of marine fish,

mollusks (Phylum mollusca) or crustaceans (Class crustacea) found in the

marine and coastal district, the department shall identify recreational

and commercial fisheries interests which may be affected by the proposed

regulations and directly consult with such interests. Such consultation

may include, as appropriate, the conduct of meetings with invited

representatives of fisheries interests, public information meetings,

public hearings, direct mailings of information and public comment

solicitations, and publication of proposals and comment solicitations in

trade publications, and other measures. Such consultation shall include

a meeting with the marine resources advisory council. No consultation

shall be required prior to proposing emergency regulations.

3. (a) In reviewing proposed regulations, the council may request

comments from harvesters of marine fisheries and the commercial and

recreational fishing industries.

(b) The council shall express its advice to the department as the

result of a vote of the membership on a recommendation that the proposed

regulations be adopted, not adopted, or adopted with specified

revisions.

(c) In making its final decision on such regulations, the department

shall be guided by the recommendations of the marine resources advisory

council and, consistent with the marine fisheries conservation and

management policy set forth in subdivision one of this section and the

requirements of subparagraph three of paragraph (b) of subdivision one

of this section, shall endeavor to incorporate such recommendations in

the final rulemaking. The department's assessment of public comment

published in the state register shall set forth the council's

recommendations and an explanation of the department's final decision in

regard to such recommendations and the requirements of this section.

TITLE 3 Marine Fisheries

§ 13-0301 — Lease of state-owned underwater lands for shellfish cultivation

Lease of state-owned underwater lands for shellfish

cultivation.

1. Leases. a. Except as provided in paragraph b of this subdivision,

the department may lease state-owned underwater lands within the marine

and coastal district for the cultivation of shellfish. The written

approval of the office of general services shall be obtained for the

lease of land within five hundred feet of the high water mark.

b. The following lands underwater shall not be leased: (i) lands where

there is an indicated presence of shellfish in sufficient quantity and

quality and so located as to support significant hand raking or tonging

harvesting; (ii) lands where the leasing will result in a significant

reduction to established commercial finfish or crustacean fisheries;

(iii) lands where bay scallops are produced regularly on a commercial

basis; and (iv) lands underwater of Gardiner's and Peconic bays and the

tributaries thereof between the westerly shore of Great Peconic bay and

an easterly line running from the most easterly point of Plum Island to

Goff point at the entrance of Napeaque harbor.

2. Regulations. a. Regulations adopted by the department for the

implementation and administration of this section shall include

regulations with respect to leasing forms and procedures; public notice

of leasing; execution of leases; minimum rental fees; bidding

procedures; posting and forfeiture of financial security, renewals,

termination and assignment of leases; marking and testing of grounds;

maintenance of boundary markers; collection of rental and recording

fees; submission and approval of cultivation plans; harvesting gear;

acreage of lands to be let and term of leases and other matters

pertinent to underwater land use and shellfish cultivation.

b. Regulations adopted by the department for the implementation and

administration of this section shall include the following requirements:

(i) leases shall be awarded after public auction following due notice;

(ii) leases shall be awarded to the highest responsible bidder; (iii)

bidders shall provide a detailed cultivation plan; and (iv) cultivation

of shellfish shall commence within one year of the award of the lease.

3. Summary proceedings. Upon failure to pay the rental on any date due

under the terms of the lease or upon revocation, the department may,

after written notice to the lessee, declare the lease cancelled as of

the date set forth in such notice, and may immediately thereafter evict

the lessee from such lands. The provisions of article seven of the real

property actions and proceedings law shall apply and govern the

procedure in such cases.

4. Limitations. The commissioner of general services shall not grant

or lease lands for shellfish cultivation. The public shall not be

excluded from the taking of shellfish from underwater lands granted or

leased by such commissioner for other purposes; provided, however, that

should any grant or lease made by such commissioner for such other

purposes include lands leased by the department for shellfish

cultivation the lessee for shellfish cultivation shall have the

exclusive right to use and take shellfish from such leased lands for a

period of two years from the date of the grant or lease by such

commissioner or until the expiration of the shellfish cultivation lease,

whichever is the earliest, and may prior to the expiration of such

period, remove and transplant the shellfish from such lands to other

lands leased, owned or controlled by such lessee.

§ 13-0302 — Lands underwater of Gardiner's and Peconic bays

Lands underwater of Gardiner's and Peconic bays.

1. Underwater lands ceded to county of Suffolk. All the right, title

and interest in which the people of the state of New York have in and to

the lands under water of Gardiner's and Peconic bays in the county of

Suffolk, except underwater lands within one thousand feet of the high

water mark is hereby ceded to such county, for the purposes of shellfish

or seaweed cultivation, to be managed and controlled by such county,

provided that such lands shall revert to the state when they shall cease

to be used for shellfish or seaweed cultivation. For the purposes of

this section, the term "Gardiner's and Peconic bays" shall mean the

waters of Gardiner's and Peconic bays and the tributaries thereof

between the westerly shore of Great Peconic bay and an easterly line

running from the most easterly point of Plum island to Goff point at the

entrance of Napeague harbor.

2. Ratification. The grant of lands under the waters of Gardiner's and

Peconic bays, by the commissioners of shell fisheries, in accordance

with the provisions of chapter 385 of the laws of 1884, as amended,

subsequently held and used by the grantees, heirs, successors, and

assigns on which all taxes and assessments have been paid, are hereby

ratified and confirmed. Any underwater lands in Gardiner's and Peconic

Bays previously granted that revert or escheat to the state or are

subject to tax deed by the county of Suffolk shall be available to the

county for leasing pursuant to this section. All other lands under such

waters, which pursuant to such chapters, have escheated or reverted to

the state, are hereby ceded to Suffolk county for the purposes of the

cultivation of shellfish or seaweed, subject to existing valid grants

and easements; provided however, that nothing in this section shall

interfere with the right of the commissioner of general services to

grant lands and easements under water to owners of adjacent uplands,

pursuant to the provisions of the public lands law, or of the

legislature to make such grants without regard to upland ownership, and

to grant franchises to utilities, municipalities and governmental,

educational, or scientific bodies for cables, outfalls, ecological

studies, and experimentation with controlled marine life.

3. Leases for shellfish cultivation. Suffolk county may lease lands

under water ceded to it by the state for the purpose of shellfish

cultivation. Provided if no such leases have been executed by December

thirty-first, two thousand ten, such authority to lease pursuant to this

section shall terminate.

a. Leases may be issued only within areas designated as shellfish

cultivation zones on a map or maps to be prepared and approved by the

county of Suffolk.

b. No lease shall be granted except upon written application on forms

furnished by the county of Suffolk, and properly executed and signed by

the applicant.

c. Before a lease is approved, notice shall be provided for at least

two months by posting such notice at the bureau of marine resources in

the department, the office of the county clerk, and the office of the

town clerk in which all or any part of the lands to be leased are

located. Such notice shall also be published in the official newspaper

of the county. The notice shall include the name of the lessee, the

boundaries of the lease, and the area of the lease. A copy of the

proposed lease shall be available for public inspection and copying in

the office of the county clerk.

4. Establishment of shellfish cultivation zones. Before leasing or

using the lands hereby ceded to it, the county of Suffolk shall cause an

accurate survey to be made of such lands, and a map or maps to be

prepared therefrom. Such map or maps shall establish shellfish

cultivation zones within Gardiner's and Peconic bays. Such map or maps

shall be approved by local law. After such map or maps have been

adopted, the county shall have the authority to issue leases for

shellfish cultivation within the shellfish cultivation zones, as

provided herein. Such map or maps shall be updated by the county of

Suffolk every five years.

a. Underwater lands within one thousand feet of the high water mark

shall not be included in a shellfish cultivation zone.

b. Underwater lands where bay scallops are produced regularly and

harvested on a commercial basis shall not be included in a shellfish

cultivation zone.

c. Underwater lands where there is an indicated presence of shellfish

in sufficient quantity and quality and so located as to support

significant hand raking and/or tonging harvesting shall not be included

in a shellfish cultivation zone.

d. Underwater lands where the leasing will result in a significant

reduction of established commercial finfish or crustacean fisheries

shall not be included in a shellfish cultivation zone.

5. Regulations for shellfish cultivation. The county shall, by local

law, before leasing any such underwater lands, adopt regulations

governing:

a. applications for leases;

b. notices to be given;

c. the form and terms of leases;

d. standards for the approval or denial of leases;

e. administration of leases;

f. the transfer or renewal of leases;

g. marking grounds and testing;

h. fees;

i. recording of leases;

j. bonds; and

k. such other matters as are appropriate to the leasing program.

6. Department authority over shellfish cultivation. Notwithstanding

any of the provisions of this section:

a. any person engaging in the cultivation or harvesting of shellfish

in a shellfish cultivation zone pursuant to this section shall obtain a

permit in accordance with section 13-0316 of this title; and

b. the department shall regulate and control the use of certain types

of vessels and equipment for harvesting shellfish, requirements for

reseeding, the right to enter upon such leased lands for reseeding or

making shellfish population surveys, and enforce all other applicable

state laws relating to said underwater lands.

7. Leases for seaweed cultivation. Suffolk county may lease lands

under water ceded to it by the state for the purpose of seaweed

cultivation, provided if no such leases have been executed by December

thirty-first, two thousand thirty-one, such authority to lease pursuant

to this section shall terminate. Nothing shall preclude the county from

issuing a single lease to an applicant for both shellfish and seaweed,

provided that the application complies with all the requirements of this

section. For the purposes of this section, "seaweed" means any marine

macroalgae that is native or indigenous to the marine and coastal

district and approved by the commissioner for cultivation in the waters

of Gardiner's and Peconic bays.

a. Leases may be issued only within areas designated as seaweed

cultivation zones on a map or maps to be prepared and approved by the

county of Suffolk.

b. No lease shall be granted, except upon written application on forms

furnished by the county of Suffolk, and properly executed and signed by

the applicant.

c. Before a lease is approved, notice shall be provided for at least

two months by posting such notice at the division of marine resources in

the department, the office of the county clerk, and the office of the

town clerk in which all or any part of the lands to be leased are

located. Such notice shall also be published in the official newspaper

of the county. The notice shall include the name of the lessee, the

boundaries of the lease, and the area of the lease. A copy of the

proposed lease shall be available for public inspection and copying in

the office of the county clerk.

8. Establishment of seaweed cultivation zones. Before leasing or using

the lands hereby ceded to it for seaweed cultivation, the county of

Suffolk shall cause an accurate survey to be made of such lands, and a

map or maps to be prepared therefrom. Such map or maps shall establish

seaweed cultivation zones within Gardiner's and Peconic bays. Such map

or maps shall be approved by local law. After such map or maps have been

adopted, the county shall have the authority to issue leases for seaweed

cultivation within the seaweed cultivation zones, as provided herein.

Such map or maps shall be updated by the county of Suffolk every five

years.

a. Underwater lands within one thousand feet of the high water mark

shall not be included in a seaweed cultivation zone.

b. Underwater lands where bay scallops are produced regularly and

harvested on a commercial basis shall not be included in a seaweed

cultivation zone.

c. Underwater lands where there is an indicated presence of shellfish

in sufficient quantity and quality and so located as to support

significant hand raking and/or tonging harvesting shall not be included

in a seaweed cultivation zone.

d. Underwater lands where the leasing will result in a significant

reduction of established commercial finfish or crustacean fisheries

shall not be included in a seaweed cultivation zone.

9. Regulations for seaweed cultivation. The county shall, by local

law, before leasing any such underwater lands, adopt regulations

governing:

a. applications for leases;

b. notices to be given;

c. the form and terms of leases;

d. standards for the approval or denial of leases;

e. administration of leases;

f. the transfer or renewal of leases;

g. marking grounds and testing;

h. fees;

i. recording of leases;

j. bonds; and

k. such other matters as are appropriate to the leasing program.

10. Department authority over seaweed cultivation. Notwithstanding any

of the provisions of this section:

a. any person engaging in the cultivation or harvesting of seaweed in

a seaweed cultivation zone pursuant to this section shall obtain all

permits required by this chapter;

b. the department may regulate and control the use of certain types of

vessels and equipment for harvesting seaweed, requirements for

reseeding, the right to enter upon such leased lands, and enforce all

other applicable state laws relating to said underwater lands; and

c. any person engaging in the cultivation or harvesting of seaweed in

a seaweed cultivation zone pursuant to this section shall obtain a

permit in accordance with section 13-0316 of this title.

11. Duties of the county clerk. Leases issued pursuant to this section

shall be recorded in the office of the county clerk in the manner and

form to be determined by local law as provided in subdivision five of

this section.

12. Summary proceedings. Upon the failure of a lessee to pay the

rental on any date due under the terms of the lease or upon revocation

as provided for by local law pursuant to subdivision five or seven of

this section, the county may, after written notice to the lessee declare

the lease cancelled as of the date set forth in such notice, and may

immediately thereafter evict the lessee from such lands. The provisions

of article seven of the real property actions and proceedings law shall

apply and govern the procedure in such case.

13. Disposition of fees and rents. All fees and rents received shall

be deposited into the general fund of the county. However, in the

alternative, nothing shall prohibit the county of Suffolk, by local law,

from establishing a special fund for the promotion of aquaculture where

such fees and rents shall be deposited.

14. Suffolk county shall be authorized to allow the underwater lands

at Gardiner's and Peconic Bays within the shellfish cultivation zone to

be used for the implementation of a pilot program to conduct research

and scientific assessment of the feasibility of seaweed cultivation.

Such pilot program shall be limited to persons holding a lease from

Suffolk county for shellfish cultivation and shall be limited to a total

of five acres of such cultivation zone provided that any one person may

be authorized to conduct seaweed cultivation on no more than one acre of

the lease. Suffolk county shall provide a report to the legislature and

the department on the pilot program no later than January first, two

thousand twenty-six.

§ 13-0303 — Tax on state-owned underwater lands held under lease or franchise for shellfish cultivation

Tax on state-owned underwater lands held under lease or

franchise for shellfish cultivation.

1. Tax. There shall be an annual tax of one dollar per acre on all

state-owned underwater lands held by franchise for shellfish

cultivation. The tax shall be levied and assessed by the department

before February 1 each year on such lands held on August 1 of the

preceding year. Written notice shall be mailed to each grantee showing

the number of acres so assessed and the amount of tax thereon. The

department shall keep an assessment book showing annually the names and

addresses of all grantees, the number and location of acres held by

each, the amount of tax payable and date and amount of any tax paid.

2. Payment. Such tax shall be paid on or before April 1 each year.

Such tax shall be a first lien upon all the property subject thereto,

including the shellfish thereon from February 1 in the year levied.

3. Collection of tax. If any tax shall not be paid on or before April

1, the department shall issue a warrant for collection thereof, with

interest thereon at one per centum per month from the day such tax

became due and payable until paid, together with all fees incurred in

collecting such tax, and deliver such warrant to the sheriff of the

county within whose jurisdiction the lands are situate for collection.

All moneys received by the department in payment of taxes and interest

thereon shall be accounted for and paid by it, within thirty days after

its receipt, to the Division of Finance in the Department of Taxation

and Finance, for the benefit of the state.

4. Reversion of lands for non-payment of taxes. Land under water

granted to individuals by franchise for shellfish cultivation by the

department shall revert to state-owned public grounds if the owner

defaults in payment of franchise taxes for a period of one year after

such tax became due and payable.

5. Franchises not transferable. Franchised lands under water held for

shellfish cultivation when returned to the state by default in payment

of taxes may not be assigned, reassigned, or transferred to a new owner

or owners. Such lands may be leased by the department for shellfish

cultivation as provided in section 13-0301.

6. Tax in lieu of other taxes. The tax imposed by this section shall

be in lieu of all other taxes on the property on which it is imposed,

and no other tax except as provided herein shall be levied or imposed on

such lands, or the shellfish thereon, by any authority whatsoever.

§ 13-0305 — Marking lands prohibited; injury to monuments

Marking lands prohibited; injury to monuments.

1. No person other than the lessee or the department shall mark out or

enclose in any manner, any state-owned lands under water for the purpose

of planting shellfish thereon or excluding the general public therefrom.

2. No person shall wilfully injure or remove any monument, stake or

boundary marker of any kind, placed for the purpose of delineating or

locating state owned shellfish lands except by authority of the

department.

§ 13-0307 — Sanitary surveys

Sanitary surveys.

1. The department periodically shall examine all shellfish lands

within the marine district and the Hudson River between the Governor

Mario M. Cuomo bridge and the federal dam at Troy to ascertain the

sanitary condition thereof in accordance with regulations promulgated

pursuant to section 13-0319 of this title.

2. The department, following an examination, shall certify which

shellfish lands are in such sanitary condition that shellfish thereon

may be taken for use as food. Such lands shall be designated as

certified shellfish lands, and all other shellfish lands as uncertified

shellfish lands.

3. The department, annually, and as often as it deems necessary, shall

publish in a newspaper in the county in which such lands are located a

notice containing a description, in plain language, of uncertified

shellfish lands and stating that a legal description of such lands is

available from the department. The department shall make a legal

description of uncertified shellfish lands available to the public upon

request.

§ 13-0309 — Taking, handling and importation of shellfish; general provisions

Taking, handling and importation of shellfish; general

provisions.

1. a. Shellfish shall not be taken from uncertified lands except as

provided in sections 13-0319 and 13-0321.

b. Shellfish from uncertified lands of other states shall not be

possessed, transported or trafficked in within this state, except

pursuant to permit as provided in sections 13-0319 and 13-0321.

c. Shellfish shall not be shipped or transported into this state

except as provided in sections 13-0319 and 13-0321 unless such shellfish

are harvested from certified shellfish lands whose quality is equivalent

to or better than that described in regulations promulgated pursuant to

section 13-0319.

2. a. Shellfish shall not be taken from sunset to sunrise from any

shellfish lands of this state.

b. During the period from one hour after sunset until sunrise, no

person, except pursuant to a permit issued by the department, shall

possess on board a vessel, or off-load from a vessel, more than the

quantities of shellfish allowed to be possessed pursuant to subdivision

five of section 13-0311 of this title. Possession of shellfish during

the period from one hour after sunset until sunrise in quantities

exceeding those set forth in subdivision five of section 13-0311 of this

title shall be presumptive evidence of a violation of paragraph a of

this subdivision.

3. No dredge or scrape or other device operated by power or by boats

propelled by motor or other mechanical means may be used for the taking

of shellfish from public or unleased lands under water except that

a. Sea scallops (Pecten magellanicus) may be taken from the waters of

the Atlantic Ocean by any means.

b. In the taking of soft clams (Mya arenaria) on lands below low tide,

the practice of churning with a propeller may be employed.

c. Surf, sea, hen or skimmer clams (Spisula solidissima; Spisula

polynyma) and ocean quahogs (Arctica islandica) may be taken by

mechanical means from the waters of the marine and coastal district,

except as limited by any regulations promulgated pursuant to subdivision

twelve of this section.

d. The department may permit the taking of shellfish for purposes of

transplanting only pursuant to section 13-0321, by mechanical means,

except that in the waters of Richmond county the department may permit

such taking in waters at a mean low water mark of thirty feet or more.

e. Subject to the provisions of section 13-0327, bay scallops (Pecten

irradians) may be taken with a dredge or scrape, having an opening at

the mouth not to exceed thirty-six inches in width, when towed by a boat

operated by mechanical power, or other means provided that such dredge

or scrape is brought aboard by hand power without the use of a

mechanical device.

f. The department may issue permits for the taking of mussels (Mytilus

edulis) from underwater lands as hereinafter described by means of

dredges not to exceed thirty-six inches in width, which may be equipped

to be returned to boatside by means of power or mechanical devices.

Mussels (Mytilus edulis) may be taken by such means in the following

areas:

(1) In Long Island Sound generally easterly of a line extending due

north from Herod Point on Long Island including those waters surrounding

Fishers Island.

(2) In the Atlantic Ocean easterly of a line extending due south from

the rock jetty on the east side of Shinnecock Inlet.

(3) In the bays with state-owned bottomland easterly from the Town of

Riverhead to and including Block Island Sound.

(4) The limit on mussels (Mytilus edulis) taken in such a manner is

fifteen bushels per person per day, not to exceed thirty bushels taken

per boat per day. Possession of other shellfish or possession of mussels

on a vessel possessing a dredge is presumptive evidence that such

shellfish or mussels were taken by such dredge.

g. In the taking of hard clams (Mercenaria mercenaria), a pot hauler

may be used onboard a vessel to assist in hauling or retrieving a clam

rake from the water, provided that the basket attached to the clam rake

shall not exceed twenty-six inches in width. For the purposes of this

section, "pot hauler" shall mean a mechanically operated device,

including but not limited to a winch, reel, windlass or capstan, which

is used to haul or retrieve a clam rake from the water and return it to

the harvest vessel.

4. No person shall take, carry away, interfere with or disturb

shellfish of another, lawfully possessed, planted or cultivated; nor

remove any stakes, buoys or boundary marks of lawfully possessed,

planted or cultivated lands. The possession of dredges, rakes or tongs

overboard on any such lands shall be deemed presumptive evidence of a

violation of this subdivision.

5. All boats, houses and other places, containers and equipment used

in the handling of shellfish shall be maintained in a sanitary condition

as provided in section 13-0319.

6. Shellfish shall not be treated by the process known as drinking,

floating, plumping or swelling, and shellfish so treated shall not be

possessed, bought, sold or exposed for sale; provided, however, that

shellfish may be retained in water storage as provided in section

13-0319 and provided, further, that nothing herein shall be deemed to

prohibit or render unlawful the practice of off-bottom culture of

shellfish under permit issued pursuant to section 13-0316 hereof.

7. Shellfish in the shell, or shucked, shall not be washed preparatory

to marketing except by the use of water from a water supply approved by

the department.

8. The operation, use or placing, for whatever purpose, of dredges,

rakes, tongs or other devices for the taking of shellfish in uncertified

shellfish lands, except as provided in sections 13-0319 and 13-0321, is

prohibited. The department may suspend or cancel the digger's permit of

any person who is convicted of a violation of this subdivision or who

signs an acknowledgment of a violation of this subdivision for the

purpose of effecting a settlement by civil compromise or by stipulation.

9. No person shall in any way alter, damage, mutilate, move or carry

away any buoy or marker placed by the department that is used to

designate, mark or define the uncertified waters of the state.

10. The department may issue permits for the possession of a stick

dredge for purposes it may deem necessary. No person without a permit

from the department shall possess a stick dredge in Nassau county,

Suffolk county, or in the marine and coastal district. For the purpose

of this section, a stick dredge shall be any tooth-basket combination

dredging device whose construction shall allow for the installation of a

stick or sticks of any type material whose purpose is to permit the

direction of force upon such device and which is commonly used for the

taking of Mercenaria mercenaria by being towed either directly or

indirectly by a motorboat which has its engine engaged.

11. No person without a permit from the department shall possess rakes

or tongs, of the type and design normally used by shellfish harvesters

for harvesting shellfish from shellfish lands, in Nassau county, Suffolk

county or the marine and coastal district except:

a. hand operated tongs having teeth in the heads spaced not less than

one inch apart and the basket attached to such tongs having bars not

less than fifteen-sixteenths of an inch apart, or

b. hand operated rakes having teeth spaced not less than one inch

apart and the basket attached to such rake having bars not less than

fifteen-sixteenths of an inch apart.

Rakes or tongs having wire netting or other material between the teeth

or bars shall not be used.

12. Notwithstanding any other provision of this chapter or rule or

regulation, the department shall fix by regulations open seasons,

harvest areas, size limits, catch limits, manner of taking and

possession, transportation, identification, sale and permit requirements

for surf, sea, hen and skimmer clams (Spisula solidissima, Spisula

polynyma) and ocean quahogs (Arctica islandica). Such regulation may

provide for, but not be limited to the following:

a. a daily catch limit for surf clams not to exceed eight hundred

ninety-six bushels or twenty-eight cages per vessel and a daily catch

limit for ocean quahogs not to exceed eight hundred ninety-six bushels

or twenty-eight cages per vessel, regardless of the number of permittees

aboard such vessel;

b. requirements with respect to number of vessels which may

participate in the surf clam and ocean quahog fishery;

c. limitations on harvest within specified periods of time, such as

weekly and daily harvest limits, designed to minimize the number of and

the duration of closures;

d. qualification of applicants and vessels to participate in the surf

clam and ocean quahog fishery;

e. the regulations shall take into consideration and attempt to

maintain the economic viability of those portions of the surf clam

harvesting and processing industry that have a longstanding investment

in the domestic surf clam industry; and

f. the regulations shall take into consideration and attempt to

maintain the economic viability of the traditional established New York

based commercial surf clam/ocean quahog harvesting industry, processors

and packers that rely on this fishery.

13. Possession of shellfish on a vessel equipped with a dredge, scrape

or other device operated by power and capable of being used for the

taking of shellfish, except a scallop dredge as defined in paragraph e

of subdivision three of this section, is presumptive evidence that such

shellfish were taken by the use of such dredge, scrape or other device.

14. The department, until April first, two thousand ten shall be

entitled to collect fifteen cents per bushel of surf clams and ten cents

per bushel of ocean quahogs taken from all certified waters to be

deposited in the surf clam/ocean quahog account as provided in section

eighty-three of the state finance law.

15. Unless and until regulations are adopted implementing a

comprehensive long-term management plan for the protection of surf clams

and ocean quahogs in New York waters, the following restrictions shall

apply in addition to any consistent regulations adopted prior to the

date upon which such section shall take effect:

a. a weekly catch limit not to exceed twenty-eight cages;

b. an annual catch limit in certified waters of the Atlantic Ocean for

surf clams not to exceed five hundred thousand bushels in the aggregate;

c. an annual catch limit in certified waters other than the Atlantic

Ocean for surf clams not to exceed fifty thousand bushels in the

aggregate; and

d. requiring permittees to report on a weekly basis the number of

bushels harvested in the previous seven day period, and provide that the

failure to file such weekly report may result in the revocation of such

person's permit by the department.

§ 13-0310 — Northern or lined seahorses; prohibited acts

Northern or lined seahorses; prohibited acts.

1. No person shall take any northern or lined seahorse (Hippocampus

erectus) for commercial purposes.

2. The provisions of subdivision one of this section shall not apply

to the taking of seahorses for scientific or educational purposes

including, but not limited to, public or not-for-profit zoos and

aquariums, as determined by the commissioner.

§ 13-0311 — Digger's permit to take shellfish for commercial purposes; when not required

Digger's permit to take shellfish for commercial purposes;

when not required.

1. Subject to the provisions of this article, a person may take

shellfish from under water lands in the state for commercial purposes,

including the culling, sorting or tagging of such shellfish, only upon

first obtaining a digger's permit from the department, provided,

however, that the application for such permit by a person sixteen years

of age or under shall be signed by his parent or legal guardian, who

shall thereby consent to the issuance of the permit.

2. The department shall prescribe and furnish forms for application

for such permit.

3. The fee for such permit shall be fifty dollars for a person

domiciled within the state. The fee for persons not domiciled within the

state shall be one hundred fifty dollars. Such permit shall expire on

December 31 of the year of issue. If it appears in the public interest,

the department may, after hearing held on ten day's notice, suspend or

cancel such permits, except that in case of a taking from an uncertified

area such suspension or cancellation may be without prior notice.

4. The holder of such permit shall not ship or sell shellfish, except

to a holder of a valid Class A, B, or E shipper's permit, issued

pursuant to section 13-0315 of this title, who has a place of business

in the county of Nassau or Suffolk, without first obtaining a shipper's

permit as provided in subdivision 1 of section 13-0315.

5. Subject to the provisions of this article, a person may, without

permit, take not more than a total of four pecks (one bushel) of

shellfish other than bay scallops and not more than four pecks of bay

scallops (Argopecten irradians) in any one day for the use of such

person or such person's family. Within the one bushel total limit of

species, other than bay scallops, which may be taken in one day the

following species-specific limits shall apply:

a. Hard clams (Mercenaria mercenaria). Not more than one hundred

individual organisms.

b. Blue mussels (Mytilus edulis). Not more than two pecks.

c. Oysters (Crassostrea virginica). Not more than two pecks.

d. Soft Clams (Mya arenaria). Not more than two pecks.

6. The holder of such digger's permit shall carry the permit assigned

to such holder while engaged in the permitted activities, and the

failure by such holder to exhibit the permit to any shellfish inspector,

environmental conservation officer, health official, peace officer,

acting pursuant to such officers' special duties, police officer or

magistrate shall be presumptive evidence that no valid digger's permit

has been issued to the person who fails to produce such permit.

7. No person shall take shellfish or assist another in the taking of

shellfish in any quantity, including the culling, sorting or tagging of

such shellfish, during the time that such person's digger's permit

privileges have been revoked or suspended.

8. Endorsed vessels. a. Upon application to the department on forms

furnished by the department, a shellfish digger's permit may be endorsed

for use on a vessel, in which case such permit shall authorize all

persons on board such vessel to engage in the taking of hard clams

(Mercenaria mercenaria) and oysters (Crassostrea virginica), including

the culling, sorting, and tagging of such shellfish. Each application

shall include a copy of one of the following documents as proof of

vessel length: the certificate of documentation for the vessel issued by

the United States government, or the registration for the vessel issued

by any state government within the United States.

b. The fee for endorsing a shellfish digger's permit to a vessel shall

be fifty dollars for a vessel that is forty feet or less in registered

length, and one hundred dollars for a vessel that is greater than forty

feet in registered length. Such fee shall be in addition to the permit

fee provided for in subdivision three of this section.

c. Not more than one rake, tong or other shellfish harvesting device

shall be used for the taking of hard clams and oysters at any given time

pursuant to a digger's permit which has been endorsed to a vessel.

d. A shellfish digger's permit which has been endorsed to a vessel

shall not cover any person whose shellfish digger's permit privileges

have been revoked or suspended.

e. The holder of a shellfish digger's permit which has been endorsed

to a vessel shall be on board such vessel at all times when the vessel

is being used for the taking of hard clams and oysters.

f. The holder of a shellfish digger's permit which has been endorsed

to a vessel shall be liable for all violations of this title that occur

on such vessel.

g. If the holder of a shellfish digger's permit which has been

endorsed to a vessel is a corporation, the operator of such vessel shall

possess a separate shellfish digger's permit issued in the operator's

name, and such operator shall be liable for all violations of this title

that occur on such vessel.

h. A shellfish digger's permit shall not be endorsed to more than one

vessel at any one time.

i. The holder of a shellfish digger's permit which has been endorsed

to a vessel shall maintain a daily log indicating the names and

addresses of individuals covered by such permit for each day the vessel

is used for taking hard clams and oysters and shall make such log

available to the department upon request.

§ 13-0313 — Shellfish growers; definition; bed permit

Shellfish growers; definition; bed permit.

1. Any person resident in this state one year or more may engage in

the cultivation and marketing of shellfish subject to the provisions of

sections 13-0307, 13-0309, 13-0311 and 13-0319 and shall be known as a

grower.

2. A grower shall not take shellfish, for shipping or marketing from

lands owned, leased or rented by him, except upon permit of the

department which shall certify that such lands lie within certified

areas. The department shall prescribe and furnish forms for application

for such permits.

3. The fee for such permit shall be twenty-five cents for each acre

from which shellfish are to be taken; provided, however, that the

minimum fee shall be five dollars. Such certificates shall expire on

December 31 of the year of issue.

4. If it appears in the public interest, the department may suspend or

cancel any such permit.

5. Where lands for which such permit has been issued are found to be

in part within an uncertified area, the department shall issue without

fee, a new permit covering the remaining portion of such lands.

6. In case of assignment or transfer of rights or ownership of any

private or leased lands under water, or parts thereof, a new permit

shall be required.

§ 13-0315 — Shellfish shipper's and processor's permit

Shellfish shipper's and processor's permit.

1. Prior to the processing, transportation or shipment of shellfish,

either in intra-state or inter-state commerce, an appropriate permit to

do so shall be obtained from the department. Such permit shall be

required of all shippers and dealers in fresh and frozen shellfish

within the state, except retail dealers, and shall certify that the

holder thereof has complied with all the requirements of sections

13-0309, 13-0311, 13-0313, 13-0317 and 13-0319 and rules and regulations

adopted pursuant thereto.

2. A shellfish shipper's and/or processor's permit shall be issued

only to a person eighteen years or older. The department shall prescribe

and furnish forms for application for such permit.

3. Applicants shall pay, and the department shall be entitled to

receive, fees according to the type of permit issued, as follows:

a. Class A permit. This permit shall allow the holder thereof and any

person in the employ of the permit holder, in accordance with

regulations adopted pursuant to section 13-0319 of this title, to: (i)

reship shellfish previously shipped by the holder of a class A, B, C, D

or E permit issued pursuant to this section, or similar permit issued by

the shellfish sanitation control agency of another state or foreign

country; (ii) pack or repack shellstock received from the holder of a

digger's permit, pursuant to section 13-0311 of this title; or (iii)

pack or repack shellstock from the holder of a class A, B, C, D or E

permit issued pursuant to this section, or similar permit issued by the

shellfish sanitation control agency of another state or foreign country.

The fee for a class A permit shall be three hundred dollars.

b. Class B permit. This permit shall allow the holder thereof and any

person in the employ of the permit holder to engage in the activities

authorized by a class A permit, as described in paragraph a of this

subdivision, and to otherwise process shellfish as authorized by

regulations adopted pursuant to section 13-0319 of this title. The fee

for a class B permit shall be six hundred dollars.

c. Class C permit. This permit shall allow the holder thereof and any

person in the employ of the permit holder, in accordance with

regulations adopted pursuant to section 13-0319 of this title, to reship

shellfish previously shipped by the holder of a class A, B, C, D or E

permit issued pursuant to this section, or similar permit issued by the

shellfish sanitation control agency of another state or foreign country.

The fee for a class C permit shall be two hundred dollars.

d. Class D permit. This permit shall allow the holder thereof, in

accordance with regulations adopted pursuant to section 13-0319 of this

title, to ship shellstock which the holder has legally harvested from

shellfish lands of the state. The fee for a class D permit shall be

seventy-five dollars.

e. Class E permit. This permit shall allow the holder thereof, members

of the permit holder's immediate family and not more than two employees

of the permit holder, in accordance with regulations adopted pursuant to

section 13-0319 of this title, to shuck and pack bay scallops which have

been received from the holder of a digger's permit, pursuant to section

13-0311 of this title, and to ship such scallops in the form of fresh

shucked stock only in intrastate commerce. The fee for a class E permit

shall be fifty dollars.

f. All permits issued pursuant to this section shall expire on the

thirty-first of December of the year of issue. The department may

suspend or revoke any such permit at any time on failure of the holder

thereof to comply with the conditions thereof.

§ 13-0316 — Marine hatcheries; off-bottom and on-bottom culture; permits

Marine hatcheries; off-bottom and on-bottom culture; permits.

1. Marine hatcheries. The department, in its discretion, may issue

permits for operation of marine hatcheries. No person shall operate a

marine hatchery without first obtaining a permit from the department.

The fee for such permit shall be one hundred dollars annually, except

that political subdivisions of the state shall be issued permits without

fee. Each such permit shall expire on December 31 of the year of issue.

A marine hatchery permit entitles the holder thereof, notwithstanding

any other provision hereof, to possess, raise and breed marine plant and

animal life, including but not limited to shellfish, lobster, crab,

shrimp and food fish and to sell the products of a marine hatchery,

where less than legal size, to other permitted marine hatcheries,

persons holding a valid off-bottom or on-bottom culture permit, persons

holding a valid permit issued pursuant to section 11-0515 of this

chapter, and, subject to department rules and regulations, to individual

or commercial markets for consumption or resale. Products of a marine

hatchery of legal size may be sold for consumption or resale. The

department may adopt regulations with respect to the purchase, sale,

harvesting, transplanting, relaying, receiving, possessing,

transporting, exporting or otherwise trafficking in products of a marine

hatchery including the sale to individual or commercial markets for

consumption or resale.

2. Off-bottom and on-bottom culture. The department, in its

discretion, may issue permits for off-bottom and on-bottom culture of

marine plant and animal life, including but not limited to shellfish,

lobster, crab, shrimp and fish. No person shall engage in such

off-bottom or on-bottom culture without first obtaining a permit from

the department. The fee for such permit shall be one hundred dollars

annually, except that political subdivisions of the state shall be

issued permits without fee. Each such permit shall expire on December 31

of the year of issue. No such permit shall be issued unless the

applicant has obtained any necessary permits or licenses required under

any state or federal law and has obtained the written authorization of

the person or political subdivision having title or legal control of the

underwater lands on or above which such on-bottom or off-bottom culture

shall take place. An off-bottom or on-bottom culture permit entitles the

holder thereof, notwithstanding any other provision hereof, to purchase

and possess, from within or without the state, marine plant and animal

life of legal and less than legal size for purposes of off-bottom and

on-bottom culture only and, subject to department rules and regulations,

to sell such marine animal and plant life of less than legal size.

Products of off-bottom and on-bottom culture of legal size may be sold

to individual or commercial markets for consumption or resale. The

department may adopt regulations, necessary to protect the marine

environment and public health and safety, with respect to the

construction, marketing and maintenance of off-bottom and on-bottom

culture structures and the purchase, sale, harvesting, possessing,

transporting, importing, exporting, or otherwise trafficking in products

of off-bottom or on-bottom culture of marine animal and plant life.

§ 13-0317 — Shipping tags

Shipping tags.

All persons transporting, importing, exporting or otherwise

distributing shellfish shall label or tag the same as provided under

section 13-0319.

§ 13-0319 — Shellfish regulations

Shellfish regulations.

The department may adopt regulations with respect to the harvesting,

transplanting, relaying, receiving, possessing, transporting, importing,

exporting, processing, buying, selling of or otherwise trafficking in

shellfish; the labeling or tagging thereof; the keeping of records of

shellfish received, transported and distributed; the construction,

operation and maintenance of all shellfish handling, processing and

distributing establishments, including facilities and equipment and the

cleaning, cleansing and water storage of shellfish. The provisions of

this section relating to transplanting and relaying include but are not

limited to the removal of shellfish from uncertified growing areas and

transplanting to certified areas for subsequent harvest for market

purposes and transplanting of scallops pursuant to section 13-0327. Such

regulations may provide for payment of the reasonable costs of the

department of supervision of removal of shellfish from uncertified

areas, except where such removal is being undertaken by a municipality

or political subdivision. Such regulations shall be drawn in such a

manner as to provide adequate sanitary control over all shellfish

offered for sale and distribution in the state. Such regulations shall

not be less restrictive than the minimum requirements of any federal

agency regulating the inter-state shipment of shellfish.

§ 13-0321 — Taking and importation of shellfish for transplanting and other purposes

Taking and importation of shellfish for transplanting and

other purposes.

1. Shellfish may be taken from uncertified shellfish lands for

transplanting or other purposes as the department may deem advisable

subject to supervision and regulation as provided in section 13-0319.

2. Prior to the taking from uncertified shellfish lands of this state

for transplanting or other purposes, a permit shall be obtained from the

department and shall be issued for the taking of shellfish from a

specific area. Such permit shall be valid only during the period of

operations in the uncertified land for which the permit was issued. The

holder of such permit may not receive, sell, offer for sale, transport,

or ship any shellfish taken pursuant to this permit, except as provided

by regulations made pursuant to section 13-0319.

3. Shellfish from certified or uncertified lands without the state

shall not be transplanted in this state or imported into this state for

such purposes unless a permit therefor has been obtained from the

department.

§ 13-0323 — Oysters; prohibited acts

Oysters; prohibited acts.

1. No person shall sell or offer for sale, any oysters, or label or

brand any packages containing oysters for shipment or sale under the

name of blue point oysters, other than oysters which have been planted

and cultivated at least three months in the waters of Great South Bay.

2. In no case shall oysters other than the species Crassostrea

virginica be planted or transplanted in New York waters without

procuring a permit from the department.

3. The department may, until December thirty-first, two thousand

twenty-seven, fix by regulation measures for the management of oysters

(Family Ostreidae) including size limits, catch and possession limits,

open and closed seasons, closed areas, restrictions on the manner of

taking and landing, requirements for permits and eligibility therefor,

recordkeeping and identification requirements, requirements on the

amount and type of fishing effort and gear, and requirements relating to

transportation, possession and sale, provided that such regulations are

no less restrictive than requirements set forth in this chapter.

§ 13-0325 — Clams; prohibited acts

Clams; prohibited acts.

1. Except for transplanting as provided in section 13-0321, no person

shall take, harvest, possess, sell, offer for sale or otherwise

trafficked in hard clams (Mercenaria mercenaria) measuring less than one

inch in thickness.

2. Hard clams less than one inch in thickness may be taken by

shellfish growers from leased or privately owned lands other than town

lands currently under cultivation by the grower for transplanting to

other such lands being cultivated by the same grower, and imported from

another state by a shellfish grower for transplanting to public or

private or leased lands under cultivation, provided a permit for each

separate transplanting operation is issued by the department subject to

provisions of sections 13-0319 and 13-0321. The permit, providing for

transplanting hard clams less than one inch in thickness, shall be

issued without fee. Such clams shall not be transported to a point

without the state.

3. Soft or steamer clams (Mya arenaria) less than one and one-half

inches in the longest diameter shall not be taken, possessed, bought,

sold or otherwise trafficked in.

4. a. Surf, sea, hen or skimmer clams (Spisula solidissima; Spisula

polynyma) less than three inches in the longest diameter shall not be

taken, possessed, bought, sold, or otherwise trafficked in except that

such clams less than four inches in the longest diameter shall not be

taken from the waters of the Atlantic Ocean for use as food.

b. All surf, sea, hen or skimmer clams and ocean quahogs taken from

the waters of the marine and coastal district shall be landed in the

state of New York.

c. Boats of nonresidents may be licensed to take surf, sea, hen or

skimmer clams and ocean quahogs from the waters of the Atlantic Ocean

within the marine and coastal district in accordance with paragraph c of

subdivision three of section 13-0309 hereof, provided that the boat is

registered in a state which accords reciprocal clamming privileges to

residents of this state and provided that the owner is a citizen of the

United States and a resident of a state according reciprocal privileges

to residents of this state. The license shall be issued in the name of

the boat and shall be on board during all licensed operations. The fee

for said license shall be five hundred dollars per boat. Each license

shall expire on the thirty-first day of December next succeeding its

issue, and if it appears in the public interest the department may

suspend or cancel such license on ten days notice in writing to the

holder thereof, except that in case of a taking from an uncertified

area, such suspension or cancellation may be without prior notice.

d. Any individual, while participating in the operation of a licensed

boat, shall be exempt from the requirements of section 13-0311 but shall

not ship or sell shellfish taken by such boat without first obtaining a

shellfish shipper's permit as provided for in section 13-0315.

5. Clams shall be culled when taken in accordance with rules and

regulations promulgated by the commissioner. Clams which may not be

taken, possessed, offered for sale, sold or otherwise trafficked in

pursuant to the provisions of subdivision 1, 3 or 4 of this section may

compose not to exceed three per centum of any bushel, package or

container, when unavoidably taken. Such three per centum shall be

determined by the measurement of any bushel, or other package or

container of different measurement of clams taken from the catch or in

the possession of the person offering the same for sale.

6. Each bushel, or other package or container of different measurement

containing an excess of three per centum of clams which may not be

taken, possessed, offered for sale, sold or otherwise trafficked in

pursuant to the provisions of subdivision 1, 3 or 4 of this section

determined by count shall constitute a separate violation.

7. It shall be unlawful to knowingly:

a. Transport, conceal or convey hard shell clams obtained or possessed

in contravention of the provisions of this chapter in, upon or by means

of any vehicle, vessel or aircraft; or

b. Conceal or possess hard shell clams obtained or possessed in

contravention of the provisions of this chapter in or upon any vehicle,

vessel or aircraft.

8. The department may, until December thirty-first, two thousand

twenty-eight, adopt by regulation measures for the management of hard

clams (Mercenaria mercenaria), soft or steamer clams (Mya arenaria), and

razor clams (Ensis sp.), including size limits, catch and possession

limits, open and closed seasons, closed areas, restrictions on the

manner of taking and landing, requirements for permits and eligibility

therefor, recordkeeping and identification requirements, requirements on

the amount and type of fishing effort and gear, and requirements

relating to transportation, possession and sale, provided that such

regulations are no less restrictive than requirements set forth in this

chapter.

§ 13-0327 — Scallops

Scallops.

The department may, until December thirty-first, two thousand

twenty-seven, adopt by regulation measures for the management of

scallops (Family Pectinidae) including size limits, catch and possession

limits, open and closed seasons, closed areas, restrictions on the

manner of taking and landing, requirements for permits and eligibility

therefor, recordkeeping and identification requirements, requirements on

the amount and type of fishing effort and gear, and requirements

relating to transportation, possession and sale, provided that such

regulations are no less restrictive than requirements set forth in this

chapter.

§ 13-0328 — Commercial licenses; limited entry

Commercial licenses; limited entry.

1. Commercial food fish licenses. Commercial food fish licenses

provided for by section 13-0335 of this title shall be issued as

follows:

a. for the period beginning January first, two thousand eighteen

through December thirty-first, two thousand twenty-six, the number of

resident commercial food fish licenses and the number of non-resident

commercial food fish licenses shall not exceed the following annual

limits:

(i) for two thousand eighteen, the number of licenses shall be limited

to the number of licenses issued in two thousand seventeen, plus fifty

percent of any difference between the number of licenses issued in two

thousand seventeen and nine hundred sixty-nine;

(ii) for two thousand nineteen, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(iii) for two thousand twenty, the number of licenses shall be limited

to the number of licenses established in subparagraph (i) of this

paragraph;

(iv) for two thousand twenty-one, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(v) for two thousand twenty-two, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(vi) for two thousand twenty-three, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(vii) for two thousand twenty-four, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(viii) for two thousand twenty-five, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph; and

(ix) for two thousand twenty-six, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph.

b. for the period beginning January first, two thousand twenty-three

through December thirty-first, two thousand twenty-six, persons who were

issued a commercial food fish license in the previous year shall be

eligible to be issued such license.

c. for the period beginning January first, two thousand twenty-three

through December thirty-first, two thousand twenty-six, the department

shall issue commercial food fish licenses to persons who were not issued

such license in the previous year provided that the total number of such

licenses issued to such persons does not exceed the difference between

the number of licenses established in paragraph a of this subdivision

and the number of such licenses issued pursuant to paragraph b of this

subdivision, subject to the following:

(i) licenses shall be issued in the order in which the applications

were received, except that where multiple applications are received by

the department on the same day, applicants for whom the department has

received notice of successful completion of an apprenticeship pursuant

to subdivision seven of this section shall be considered by the

department prior to other applicants;

(ii) licenses may be issued to individuals only;

(iii) licenses shall be issued to applicants who are sixteen years of

age or older at the time of the application; and

(iv) licenses shall be issued only to persons who demonstrate in a

manner acceptable to the department that they received an average of at

least fifteen thousand dollars of income over three consecutive years

from commercial fishing or fishing, or who successfully complete a

commercial food fish apprenticeship pursuant to subdivision seven of

this section. As used in this subparagraph, "commercial fishing" means

the taking and sale of marine resources including fish, shellfish,

crustacea or other marine biota and "fishing" means commercial fishing

and carrying fishing passengers for hire. Individuals who wish to

qualify based on income from "fishing" must hold a valid marine and

coastal district party and charter boat license. No more than ten

percent of the licenses issued each year based on income eligibility

pursuant to this paragraph shall be issued to applicants who qualify

based solely upon income derived from operation of or employment by a

party or charter boat. For the income evaluation of this subdivision,

the department may consider persons who would otherwise be eligible but

for having served in the United States armed forces on active duty,

provided that such individual (1) has received an honorable or general

discharge, or (2) has a qualifying condition, as defined in section one

of the veteran's services law, and has received a discharge other than

bad conduct or dishonorable from such service, or (3) is a discharged

LGBT veteran, as defined in section one of the veteran's services law,

and has received a discharge other than bad conduct or dishonorable from

such service, shall not be deemed ineligible.

2. Commercial lobster permits. Commercial lobster permits provided for

by section 13-0329 of this title shall be issued as follows:

for the period beginning January first, two thousand twenty-three,

through December thirty-first, two thousand twenty-six, only persons who

were issued a commercial lobster permit in the previous year shall be

eligible to be issued such permit.

3. Commercial crab permits. Commercial crab permits provided for by

section 13-0331 of this title shall be issued as follows:

a. for the period beginning January first, two thousand eighteen

through December thirty-first, two thousand twenty-six, the number of

resident commercial crab permits and the number of non-resident

commercial crab permits shall not exceed the following annual limits:

(i) for two thousand eighteen, the number of permits shall be limited

to the number of permits issued in two thousand seventeen, plus fifty

percent of any difference between the number of permits issued in two

thousand seventeen and five hundred sixty-three;

(ii) for two thousand nineteen, the number of permits shall be limited

to the number of permits established in subparagraph (i) of this

paragraph;

(iii) for two thousand twenty, the number of permits shall be limited

to the number of permits established in subparagraph (i) of this

paragraph;

(iv) for two thousand twenty-one, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(v) for two thousand twenty-two, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(vi) for two thousand twenty-three, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(vii) for two thousand twenty-four, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(viii) for two thousand twenty-five, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph; and

(ix) for two thousand twenty-six, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph.

b. for the period beginning January first, two thousand twenty-one

through December thirty-first, two thousand twenty-six, persons who were

issued a commercial crab permit in the previous year shall be eligible

to be issued such permit.

c. for the period beginning January first, two thousand twenty-three

through December thirty-first, two thousand twenty-six, the department

shall issue commercial crab permits to persons who were not issued such

permit in the previous year provided that the total number of such

permits issued to such persons does not exceed the difference between

the number of permits established in paragraph a of this subdivision and

the number of such permits issued pursuant to paragraph b of this

subdivision, subject to the following:

(i) permits shall be issued in the order in which the applications

were received, except that where multiple applications are received by

the department on the same day, applicants for whom the department has

received notice of successful completion of an apprenticeship pursuant

to subdivision seven of this section shall be considered by the

department prior to other applicants;

(ii) permits may be issued to individuals only;

(iii) permits shall be issued to applicants who are sixteen years of

age or older at the time of the application; and

(iv) permits shall be issued only to persons who demonstrate in a

manner acceptable to the department that they received an average of at

least fifteen thousand dollars of income over three consecutive years

from commercial fishing or fishing, or who successfully complete an

apprenticeship pursuant to subdivision seven of this section. As used in

this subparagraph, "commercial fishing" means the taking and sale of

marine resources including fish, shellfish, crustacea or other marine

biota and "fishing" means commercial fishing and carrying fishing

passengers for hire. Individuals who wish to qualify based on income

from "fishing" must hold a valid marine and coastal district party and

charter boat license. No more than ten percent of the permits issued

each year based on income eligibility pursuant to this paragraph shall

be issued to applicants who qualify based upon income derived from

operation of or employment by a party or charter boat.

4. Commercial whelk or conch licenses. Commercial whelk or conch

licenses provided for by section 13-0330 of this title shall be issued

as follows:

a. for the period beginning January first, two thousand eighteen

through December thirty-first, two thousand twenty-six, the number of

resident commercial whelk or conch licenses and the number of

non-resident commercial whelk or conch licenses shall not exceed the

following annual limits:

(i) for two thousand eighteen, the number of licenses shall be limited

to the number of licenses issued in two thousand seventeen plus fifty

percent of any difference between the number of licenses issued in two

thousand seventeen and two hundred fifty-two;

(ii) for two thousand nineteen, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(iii) for two thousand twenty, the number of licenses shall be limited

to the number of licenses established in subparagraph (i) of this

paragraph;

(iv) for two thousand twenty-one, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(v) for two thousand twenty-two, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(vi) for two thousand twenty-three, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(vii) for two thousand twenty-four, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph;

(viii) for two thousand twenty-five, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph; and

(ix) for two thousand twenty-six, the number of licenses shall be

limited to the number of licenses established in subparagraph (i) of

this paragraph.

b. for the period beginning January first, two thousand twenty-three

through December thirty-first, two thousand twenty-six, persons who were

issued a commercial whelk or conch license in the previous year shall be

eligible to be issued such license.

c. for the period beginning January first, two thousand twenty-three

through December thirty-first, two thousand twenty-six, persons who were

not issued a commercial whelk or conch license in the previous year

shall be eligible to be issued such license provided that the total

number of such licenses issued to such persons shall not exceed the

difference between the number of licenses established in paragraph a of

this subdivision and the number of such licenses issued pursuant to

paragraph b of this subdivision, subject to the following:

(i) licenses shall be issued in the order in which the applications

were received, except that where multiple applications are received by

the department on the same day, applicants for whom the department has

received notice of successful completion of an apprenticeship pursuant

to subdivision seven of this section shall be considered by the

department prior to other applicants;

(ii) licenses may be issued to individuals only;

(iii) licenses shall be issued to applicants who are sixteen years of

age or older at the time of the application; and

(iv) licenses shall be issued only to persons who demonstrate in a

manner acceptable to the department that they received an average of at

least fifteen thousand dollars of income over three consecutive years

from commercial fishing or fishing, or who successfully complete an

apprenticeship pursuant to subdivision seven of this section. As used in

this subparagraph, "commercial fishing" means the taking and sale of

marine resources including fish, shellfish, crustacea or other marine

biota and "fishing" means commercial fishing and carrying fishing

passengers for hire. Individuals who wish to qualify based on income

from "fishing" must hold a valid marine and coastal district party and

charter boat license. No more than ten percent of the licenses issued

each year pursuant to this paragraph shall be issued to applicants who

qualify based upon income derived from operation of or employment by a

party or charter boat.

5. Marine and coastal district party and charter boat licenses. Marine

and coastal district party and charter boat licenses provided for by

section 13-0336 of this title shall be issued as follows, except that

this subdivision shall not apply to the owner or operator of a party

boat or charter boat whose vessel is classified by the United States

Coast Guard as an Inspected Passenger Vessel and which is licensed to

carry more than six passengers:

a. for the years two thousand twenty-three through two thousand

twenty-six, the annual number of marine and coastal district party and

charter boat licenses issued shall not exceed five hundred seventeen.

b. for the years two thousand twenty-three through two thousand

twenty-six, persons who were issued a marine and coastal district party

and charter boat license in the previous year shall be eligible to be

issued such license.

c. for the years two thousand twenty-three through two thousand

twenty-six, the department shall issue marine and coastal district party

and charter boat licenses to persons who were not issued such license in

the previous year, provided that the total number of licenses issued

does not exceed five hundred seventeen, subject to the following:

(i) licenses shall be issued in the order in which the applications

were received;

(ii) licenses shall be issued only to persons who hold an Uninspected

Passenger Vessel license issued by the United States Coast Guard.

6. License or permit reissuance.

a. Notwithstanding the provisions of subdivisions one, two, three and

four of this section, the department may permit reissuance of a license

or permit to a member of the immediate family of the prior holder of

such license or permit; provided that the individual to whom the license

or permit is being reissued is at least sixteen years of age. The

department may permit a license or permit holder to designate in writing

a member of his or her immediate family to whom the license or permit

shall be reissued in the event that the license or permit holder dies

prior to surrendering his or her license or permit to the department.

b. In the event that a designated immediate family member does not

wish to engage in the commercial fishing activities authorized by such

license or permit, the department may permit such person to identify an

alternate person to whom the license or permit shall be reissued. The

department is authorized to adopt regulations concerning the reissuance

of licenses or permits pursuant to this subdivision.

c. The holder of a reissued license or permit shall engage in the

activity authorized by the license or permit within three years of the

reissuance date. If the license or permit holder fails to engage in such

activity during the three years following reissuance, the license or

permit shall lapse at the end of the three year period and shall not be

renewed unless the department, in its discretion, determines that the

license or permit holder's inactivity was justified by significant

hardship or unavoidable circumstances.

d. For purposes of this section, "immediate family" shall include

spouse, sibling, parent, child, grandparent, grandchild, and, in

addition, all persons who are related by blood, marriage or adoption to

the permit holder and domiciled in the house of the license or permit

holder.

7. Commercial license apprenticeship program. The department is

authorized to adopt regulations establishing an apprenticeship program

for persons who wish to obtain a commercial crab permit pursuant to

section 13-0331 of this title, a commercial food fish license pursuant

to section 13-0335 of this title or a commercial whelk (conch) license

pursuant to section 13-0330 of this title. Upon successful completion of

the apprenticeship program, a person shall become eligible to receive a

commercial crab permit, commercial food fish license or a commercial

whelk (conch) license, as applicable, subject to the provisions of

paragraph c of subdivision one, paragraph c of subdivision three, and

paragraph c of subdivision four of this section, respectively.

§ 13-0329 — Lobsters; permit to take; prohibited acts

Lobsters; permit to take; prohibited acts.

1. Any person domiciled within the state may take and land lobsters

(Homarus americanus) from the waters of the state or land lobsters in

the state taken elsewhere upon first obtaining a permit from the

department. There shall be two classes of permits: a non-commercial

permit, the fee for which shall be ten dollars, and a commercial permit,

the fee for which shall be one hundred fifty dollars. A non-commercial

permit shall allow the holder to set no more than five lobster pots and

to take or land in any one day no more than six legal lobsters by this

or any other legal method for the holder's own or family use. Holders of

non-commercial permits shall not sell, offer for sale, trade or barter,

or otherwise traffic in lobsters so taken. A commercial permit shall

allow the holder to set any number of pots and use any other legal

method for taking lobsters with no restriction on the number of legal

lobsters that may be taken, landed or possessed except that on the

waters of Long Island Sound and its adjoining bays, harbors and

estuaries (herein defined as all waters of the state north of the

northern shore lines of Long Island, Plum Island, Little Gull Island,

Great Gull Island and Fishers Island and all the waters of the state

north of the waters that separate those islands from each other) a

person holding a commercial permit who is a person operating or owning

or on board a dragger or any vessel used to operate any net defined as a

trawl in section 13-0341 shall not take, land nor possess any lobsters

or parts thereof unless there are no such nets on board, attached to in

any way, or being used by such vessel. This prohibition on the taking of

lobsters by the use of a trawl shall not allow the use of a trawl in any

waters where it is prohibited by sections 13-0341 and 13-0343. The

department shall furnish forms for application for both classes of

permits. A non-commercial permit shall be issued to an individual. A

commercial permit shall be issued to an individual and it may be

endorsed for use on a fishing vessel, in which case it shall cover all

persons on board such vessel. The holder of a commercial permit shall be

liable for all violations that occur on the vessel for which the

holder's permit is endorsed. The holder of a permit shall carry on his

or her person or post on his or her vessel such permit at all times when

fishing for lobsters. Except as provided in subdivision six of this

section, the permit holder must be present at all times while the

privileges of such permit are being exercised and while lobster fishing

gear owned by the permit holder is being set out or retrieved. The

holder of a commercial permit may endorse such permit to only one vessel

at any one time and shall be on board such vessel at all times when it

is used for fishing for lobsters.

2. a. A person not domiciled within the state but who is domiciled in

a state that provides reciprocal permits or licenses to persons

domiciled in New York state may, upon first obtaining a permit from the

department, take and land lobsters only from the waters of the state

westerly and southerly of a straight line drawn from the Flashing Green

Light Number 9 Whistle Buoy at Cerebus Shoals (located approximately

seven miles northwesterly to Montauk Point) northwesterly to Race Rock

and thence due north to the New York-Connecticut interstate boundary

line; and may land lobsters taken outside New York state waters.

b. The fee for such lobster permit shall be two hundred twenty-five

dollars. The permit shall be issued to an individual and may be endorsed

for use on a fishing vessel in which case it shall cover all persons on

board such vessel. Except as provided in subdivision six of this

section, the permit holder must be present at all times while the

privileges of such permit are being exercised and while lobster fishing

gear owned by the permit holder is being set out or retrieved. The

holder of such permit shall be liable for all violations that occur on

any vessel for which the permit may be endorsed. The holder of such

permit shall carry on his or her person or post on his or her vessel

such permit at all times when fishing for lobsters. The holder of a

commercial permit may endorse such permit to only one vessel at any one

time and shall be on board such vessel at all times when it is used for

fishing for lobsters.

c. On the waters of Long Island Sound and its adjoining bays, harbors

and estuaries (as defined in subdivision 1 of this section) a person

holding such permit who is a person operating or owning or on board a

dragger or any vessel used to operate a trawl as defined in section

13-0341 shall not take, land nor possess any lobsters or parts thereof

unless there are no such nets on board, attached to in any way, or being

used by such vessel. This prohibition on the taking of lobsters by the

use of a trawl shall not allow the use of a trawl in any waters where it

is prohibited by sections 13-0341 and 13-0343.

d. A person not domiciled in the state who is not qualified to hold a

lobster permit under paragraph a of this subdivision, or person

domiciled within the state who is not eligible to obtain a commercial

lobster permit under subdivision one of this section, may obtain a

permit to land lobsters in the state which have been legally taken

outside the state. The fee for a lobster landing permit shall be three

hundred dollars.

e. The department shall prescribe and furnish forms for such permits.

3. a. Lobster permits shall be non transferable and shall expire on

December 31 of the year of issue. If it appears in the public interest,

the department may suspend or cancel any such permit on ten days'

written notice to the holder thereof.

b. No person who has had any such permit suspended or revoked shall

take or land lobsters or aid in the taking or landing of lobsters until

such permit has been reinstated or a new permit is issued.

c. A person who holds a permit to take or land lobsters shall notify

the department of any change of address within thirty days of such

change.

4. Buoys or markers of prescribed design may be used in designating

the location of licensed lobster pots or traps in such manner as shall

be required by the department.

5. a. Except as provided in subdivisions 13, 16 and 18 of this

section, only lobsters measuring three and three-eighths inches or more

and five and one-quarter inches or less may be taken, possessed, bought,

sold, imported and exported. All measurements are from the rear end of

the eye socket along a line parallel to the center line of the body

shell (carapace) to the rear end of the body shell (carapace).

b. A lobster that has been damaged or mutilated to the extent that its

length from the rear end of the eye socket along a line parallel to the

center line of the body shell (carapace) to the rear end of the body

shell (carapace) cannot be determined shall not be possessed, sold or

offered for sale, trade or barter.

c. Lobsters in spawn shall not be taken or possessed at any time. Eggs

shall not be removed from such lobsters.

d. The landing or possession, in the marine district, of lobster, or

parts thereof, not in the shell, detached lobster tails or claws, or any

other part of a lobster that has been separated from the lobster by any

person who has a lobster permit issued by the state is prohibited.

e. The landing or possession of any V-notched female lobster is

prohibited. This prohibition applies to all persons other than a final

purchaser or consumer. V-notched female lobster shall mean any female

lobster bearing a V-shaped notch (i.e. a straight-sided triangular cut

without setal hairs, at least one-quarter inch in depth and tapering to

a sharp point) in the flipper next to the right of the center flipper as

viewed from the rear of the female lobster. V-notched female lobster

also means any female which is mutilated in a manner which could hide,

obscure or obliterate such a mark. The right flipper will be examined

when the underside of the lobster is down and its tail is toward the

person making the determination; however, the department shall have the

authority to adopt by rule or regulation a modified definition of

"V-notched female lobster" to reflect any changes to the definition the

Atlantic States Marine Fisheries Commission may adopt.

6. No person other than the licensee shall set out, tend, haul or

unduly disturb, or take or remove lobsters from, a lobster pot or trap

or other commercial gear, or damage, take, remove or possess such gear.

Possession of such gear without the consent of the licensee shall be

considered prima facie evidence of violation of this subdivision.

Provided, however, that in the event of a temporary emergency, a

licensee may provide written authorization for a different licensee to

haul and remove lobster from the licensee's pots or traps. A copy of

such written authorization shall be filed with the department and the

department shall determine what constitutes a temporary emergency and

the appropriate maximum duration of a temporary emergency for the

purposes of this subdivision.

7. a. Lobsters may be taken only by lobster pots, traps, otter trawls

or similar devices, or by skin diving, including the use of

self-contained underwater breathing apparatus (SCUBA), or by hand. The

use of spears, gigs, gaffs, or other penetrating devices to take

lobsters is prohibited.

b. The landing of more than one hundred lobsters per twenty-four hour

period by gear or methods other than lobster traps or pots is

prohibited. The landing of more than five hundred lobsters by gear or

methods other than lobster traps or pots during a trip lasting five days

or longer is prohibited.

8. A person shall not be issued a permit to take or land lobsters in

New York state if said person had a license or permit to take or land

lobsters in another state which has been suspended or revoked for an

illegal act which is also an illegal act in New York state until such

suspension or revocation has been terminated. Upon receipt of

information from another state that a license or permit of a person to

take or land lobsters has been suspended or revoked for an illegal act

which is also an illegal act in New York state, said person, if he holds

such a permit in New York state, shall have his New York permit

suspended or revoked until such suspension or revocation by another

state has been terminated.

9. On the waters of Long Island Sound and its adjoining bays, harbors

and estuaries (as defined in subdivision one of this section) lobsters

shall not be taken by any method from one hour after sunset to one hour

before sunrise. The provisions of this subdivision shall not apply to

the taking of lobsters by skin diving, including the use of

self-contained underwater breathing apparatus (SCUBA), by holders of a

valid resident non-commercial lobster permit.

10. A holder of a commercial lobster license may apply for a permit to

fish a gill net as permitted in paragraph (b) of subdivision fifteen of

section 13-0343 of this chapter. This permit is to be used for the

purposes of obtaining bait fish to be used solely by the permittee to

pursue his lobster fishery. Bait so taken shall not be sold.

11. In order to reduce mortality of lobster due to lost traps and

pots, the department may adopt regulations requiring escape panels and

vents in such traps and pots and describing their design, configuration,

composition, size and any other necessary characteristics. Any such

regulations shall be consistent with the Interstate Management Plan for

American Lobster prepared by the Atlantic States Marine Fisheries

Commission.

12. Lobsters shall not be transferred from one vessel to another

vessel on the waters of Long Island Sound or its adjacent bays, harbors

and estuaries, except that nothing in this section shall prohibit the

unloading of lobsters, lawfully taken and possessed, in harbor at a

vessel's permanent mooring to a transfer vessel for the purpose of

transporting such lawfully taken and possessed lobsters to land.

13. The department may issue a permit, revocable at pleasure, to any

person to import, possess, buy or sell lobsters of less than the size

permitted to be taken and possessed pursuant to this section for

scientific and educational purposes only.

14. Possession of a lobster trap or pot with a volume larger than

twenty-two thousand nine hundred fifty cubic inches is prohibited.

15. (a) The department shall adopt regulations to implement and

administer a lobster trap tag program. Such regulations shall be

consistent with the specific requirements of the lobster fishery

management plan adopted by the Atlantic States Marine Fisheries

Commission and any other applicable federal lobster trap tag

regulations. Lobster trap tags shall be issued by the department or an

agent authorized by the department. The cost to affected permittees for

each tag shall not be more than the cost of production and distribution

of each tag and shall not exceed the sum of twenty cents.

(b) If the department administers a lobster trap tag program, any

funds derived from such program and received by the department shall be

deposited into the marine resource account established pursuant to

subparagraph (i) of paragraph three of subdivision (a) of section

eighty-three of the state finance law.

16. The department may, until December thirty-first, two thousand

twenty-seven, adopt regulations for Atlantic States Marine Fisheries

Commission Areas One, Two, Three, Four, Five, and Outer Cape Cod, to

implement conservation measures that affect landings of lobsters,

pursuant to the recommendations of the respective Area's Lobster

Conservation Management Team as required by the Interstate Fishery

Management Plan for American Lobster adopted by the Atlantic States

Marine Fisheries Commission.

* 17. a. No lobster may be taken from Atlantic States Marine Fisheries

Commission Area Six from September eighth through November twenty-eighth

pursuant to the recommendations of the Area's Lobster Conservation

Management Team as required by the Interstate Fishery Plan for Lobsters

adopted by the Atlantic States Marine Fisheries Commission.

b. During the September eighth through November twenty-eighth closure,

lobster permit holders who use lobster traps or pots shall remove

lobster traps and pots from the water by September twenty-second.

c. No lobster trap or pot may be in the water from September

twenty-second until November fourteenth unless the lobster permit holder

also holds a permit or license that authorizes them to harvest other

species from their lobster traps or pots.

d. Lobster permit holders may set unbaited lobster traps or pots

beginning November fourteenth.

e. Lobster permit holders may set baited lobster traps or pots

beginning November twenty-first.

* NB Repealed December 31, 2027

18. a. Lobsters greater in length than provided in subdivision 5 of

this section may be imported into the state and possessed for

exportation provided that:

i. The lobsters were legally taken in the state or country where the

lobsters were landed, and, if applicable, the Atlantic States Marine

Fisheries Commission Area where the lobsters were taken;

ii. The lobsters were placed in containers and sealed with tamper

proof seals acceptable to the department in the state or country where

the lobsters were landed;

iii. The lobsters remain in the sealed containers at all times while

the lobsters are possessed in the state, including the placement of the

sealed containers in holding tanks in the state;

iv. Each sealed container is accompanied with a label, invoice, bill

of lading, purchase order or manifest identifying the state or country

where the lobsters were landed, and, if applicable, the Atlantic States

Marine Fisheries Commission Area where the lobsters were taken, the

number of lobsters contained therein, and the date the container was

sealed; and

v. The lobsters are imported, possessed and exported to or by a person

licensed pursuant to section 13-0334 of this title.

b. Lobsters greater in length than provided in subdivision 5 of this

section may be imported, possessed, sold or offered for sale in the

state provided that:

i. The lobsters were legally taken in the state or country where the

lobsters were landed, and, if applicable, the Atlantic States Marine

Fisheries Commission Area where the lobsters were taken;

ii. Each lobster is tagged in the state or country where the lobster

was landed with a tamper resistant tag acceptable to the department. The

tag shall be attached to the lobster and identify the state or country

where the lobster was landed and, if applicable, the Atlantic States

Marine Fisheries Commission Area where the lobster was taken;

iii. The tag must remain on the lobster until it is sold to the end

consumer in the state, including while in a holding tank in a restaurant

or retail outlet;

iv. Each shipment of tagged lobsters is accompanied with a label,

invoice, bill of lading, purchase order or manifest identifying the

state or country and, if applicable, the Atlantic States Marine

Fisheries Commission Area where the lobsters were taken, the number of

lobsters contained therein, and the date or dates the lobsters were

harvested; and

v. The lobsters are imported, possessed and sold or offered for sale

in the state by a person licensed pursuant to section 13-0334 of this

title.

c. The department may promulgate regulations necessary to implement

this subdivision.

19. Lobsters, or parts thereof, not in the shell, detached lobster

tails or claws, or any other part of a lobster that has been separated

from the lobster may only be possessed, purchased, offered for sale,

trade or barter, imported, or exported, provided:

a. The lobster was legally taken in the state or country where the

lobster was landed, and, if applicable, the Atlantic States Marine

Fisheries Commission Area where the lobster was taken;

b. The lobster parts are packaged with labels identifying the state,

or country where the lobster was taken and if applicable, the Atlantic

States Marine Fisheries Commission Area. Lobster parts must be packaged

and properly labeled prior to being possessed, sold, purchased or

imported in the state.

§ 13-0330 — Whelks or conchs; license to take

Whelks or conchs; license to take.

1. A person domiciled within the state may take whelks or conchs

(Busycon spp.) for commercial purposes from the waters of the state upon

first obtaining a license from the department.

a. The department shall prescribe and furnish forms for application

for such permit.

b. The fee for such whelk license shall be thirty dollars.

2. A person not domiciled in the state who is domiciled in a state

that provides reciprocal permits or licenses to persons domiciled in New

York state may take whelks or conchs (Busycon spp.) for commercial

purposes upon first obtaining a license from the department.

a. The department shall prescribe and furnish forms for application

for such permit.

b. The fee for such whelk license shall be fifty dollars.

3. Whelk licenses shall be non-transferable, and shall expire on the

last day of December of each year.

4. The holder of a whelk license must be present and must have the

license in possession and available for inspection at all times when the

privileges of the license are being exercised.

5. For purposes of this section, "commercial purposes" shall mean the

taking or landing of twenty-five or more whelks in any one day.

6. The department may, until December thirty-first, two thousand

twenty-nine, fix by regulation measures for the management of whelk or

conch (Busycon and Busycotypus spp.), including size limits, catch and

possession limits, open and closed seasons, closed areas, restrictions

on the manner of taking and landing, requirements for permits and

eligibility therefor, recordkeeping requirements, requirements on the

amount and type of fishing effort and gear, and requirements relating to

transportation, possession and sale, provided that such regulations are

no less restrictive than requirements set forth in this chapter and

provided further that such regulations are consistent with the

compliance requirements of applicable fishery management plans adopted

by the Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

§ 13-0331 — Crabs; permit to take; prohibited acts

Crabs; permit to take; prohibited acts.

* 1. No person shall take crabs, including horseshoe crabs (Limulus

sp.) for commercial purposes without first obtaining a permit from the

department. For purposes of this subdivision, a presumption of

"commercial purposes" shall be made wherein one takes or lands more than

fifty crabs in any one day or sells or barters or offers for sale or

barter any crabs he or she has taken. Permits shall be issued to

individuals only but may be endorsed for use on a vessel, in which case

it shall cover all persons on board such vessel.

* NB Effective until January 1, 2029

* 1. No person shall take crabs for commercial purposes without first

obtaining a permit from the department. For purposes of this

subdivision, a presumption of "commercial purposes" shall be made

wherein one takes or lands more than fifty crabs in any one day or sells

or barters or offers for sale or barter any crabs such person has taken.

Permits shall be issued to individuals only but may be endorsed for use

on a vessel, in which case it shall cover all persons on board such

vessel.

* NB Effective January 1, 2029

1-a. The department may, until December thirty-first, two thousand

twenty-six, fix by regulation the limit of Jonah crabs that may be taken

for commercial purposes by commercial crab permit holders and by holders

of New York commercial lobster licenses provided that such regulations

shall be consistent with the compliance requirements of applicable

fishery management plans adopted by the Atlantic States Marine Fisheries

Commission and with applicable provisions of fishery management plans

adopted pursuant to the Federal Fishery Conservation and Management Act

(16 U.S.C. section 1800 et seq.).

2. A person domiciled within the state may take crabs, for commercial

purposes, from the waters of the state upon first obtaining a crabbing

permit from the department.

a. The department shall prescribe and furnish forms for application

for such permit.

b. The fee for such crabbing permit shall be thirty dollars.

3. A person not domiciled in the state who is domiciled in a state

that provides reciprocal permits or licenses to persons domiciled in New

York state may take crabs, for commercial purposes, upon first obtaining

a crabbing permit from the department.

a. The department shall prescribe and furnish forms for application

for such permit.

b. The fee for such crabbing permit shall be fifty dollars.

4. Permits are not transferable and shall expire on December 31

following the date of issue. If it appears in the public interest, the

department may suspend or cancel such permits without prior notice.

5. Female crabs with eggs visible thereon, commonly called sponge

crabs, or any female crabs from which the egg pouch or bunion has been

removed, shall not be taken, possessed, transported or offered for sale

at any time.

6. Crabs shall not be taken by dredging in the waters of Richmond

county; Hempstead Bay and South Oyster Bay in the county of Nassau; or

in the waters of Great South Bay west of Captree bridge in the county of

Suffolk.

* 7. The department may, until December thirty-first, two thousand

twenty-nine, fix by regulation measures for the management of crabs of

any kind including horseshoe crabs (Limulus sp.), including minimum and

maximum size limits, catch and possession limits, open and closed

seasons including lunar closures, closed areas, restrictions on the

manner of taking and landing including a prohibition on the harvest of

crabs in amplexus, requirements for permits and eligibility therefor,

recordkeeping requirements, requirements on the amount and type of

fishing effort and gear, and requirements relating to transportation,

possession and sale, provided that such regulations are no less

restrictive than requirements set forth in this chapter and provided

further that such regulations are consistent with the compliance

requirements of applicable fishery management plans adopted by the

Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

* NB Effective until January 1, 2029

* 7. The department may, until December thirty-first, two thousand

twenty-nine, fix by regulation measures for the management of crabs of

any kind, excluding horseshoe crabs (Limulus sp.), including minimum and

maximum size limits, catch and possession limits, open and closed

seasons including lunar closures, closed areas, restrictions on the

manner of taking and landing including a prohibition on the harvest of

crabs in amplexus, requirements for permits and eligibility therefor,

recordkeeping requirements, requirements on the amount and type of

fishing effort and gear, and requirements relating to transportation,

possession and sale, provided that such regulations are no less

restrictive than requirements set forth in this chapter and provided

further that such regulations are consistent with the compliance

requirements of applicable fishery management plans adopted by the

Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

* NB Effective January 1, 2029

* 8. The department shall, when adopting regulation measures for the

management of horseshoe crabs (Limulus sp.) pursuant to subdivision

seven of this section, consult with any town, village or county that

requests any municipal property be subject to a harvest closure.

* NB Effective until January 1, 2029

* 8. No person shall take horseshoe crabs (Limulus sp.), including for

commercial or biomedical purposes, from the waters of this state.

Provided however that this section shall not apply to the taking of

horseshoe crabs (Limulus sp.) for bona fide scientific or educational

purposes including, but not limited to, public or not-for-profit zoos

and aquaria, as determined by the commissioner pursuant to rules and

regulations.

* NB Effective January 1, 2029

§ 13-0333 — Menhaden; prohibited acts

Menhaden; prohibited acts.

Menhaden (Brevoortia tyrannus) from which oil or meal is made, subject

to the provisions of section 13-0343, may not be taken from the waters

of the marine district with a purse seine; provided however, that the

department shall have the authority to issue a temporary order allowing

the use of purse seines for taking menhaden, pursuant to temporary

permits, if the department determines that there is an imminent risk of

a fish kill resulting from the presence of unusually large amounts of

menhaden in waters of the marine and coastal district in or adjacent to

waterbody segments that are characteristic of locations likely to

experience fish kills or that have a history of hypoxia. Prior to

issuing such temporary order, the department shall first consider other

fishing methods authorized under this chapter, including but not limited

to beach seines, and shall only issue a temporary order if the

department determines that such other fishing methods will not

sufficiently mitigate the conditions precipitating the potential fish

kill. Such order shall include the department's justification for the

use of purse seines, time, geography, and poundage specifications, and

any other conditions that the department deems appropriate and shall be

posted on the department's website. Following the adoption of such an

order, the department may issue temporary permits, not to exceed

fourteen days and subject to the conditions of the department's

temporary order, allowing for the harvest of menhaden.

§ 13-0334 — Marine and coastal district food fish and crustacea dealers and shippers license

Marine and coastal district food fish and crustacea dealers

and shippers license.

1. No person shall purchase marine food fish or crustacea, whether to

be used as food or bait, directly from the person taking such marine

food fish or crustacea for the purpose of resale trade or barter without

a valid food fish and crustacea dealers and shippers license. No person

shall operate a facility for packing, holding or storing such marine

food fish or crustacea prior to consignment, transport or sale without a

valid food fish and crustacea dealers and shippers license.

2. No person shall ship, transport or traffic in marine food fish or

crustacea for resale, trade or barter to persons other than the final

consumer within the state or export food fish or crustacea landed in New

York to outside the state without a valid food fish and crustacea

dealers and shippers license. No such license shall be required of

common carriers who transport marine food fish or crustacea. Such common

carrier must carry and have ready for inspection any bill of

consignment, bill of lading or other documentation showing thereon the

name and address of the consignee, name and address of the shipper, the

date of the shipment and the quantity of each species shipped. For

purposes of this section, "common carrier" shall mean persons engaged

solely in the transport of food fish or crustaceans which have been

consigned or sold by a licensed harvester or by a licensed dealer and

shipper to a licensed dealer and shipper within the state or to another

party outside the state. A common carrier shall hold no title, ownership

or financial interest in the food fish or crustacean being transported.

No such license shall be required of a person who is the holder of a

food fish license, a lobster license or a blue-claw crab license issued

pursuant to section 13-0335, 13-0329 or 13-0331, respectively, while

transporting the species which he or she has lawfully and personally

taken. For purposes of this section, "landed" means the bringing to any

shore food fish or crustacea taken by a holder of a license issued

pursuant to this article or the transfer of the catch taken pursuant to

this article from a vessel to any other vessel or to the land or to any

pier, wharf, dock or other similar structure.

3. No person who is the holder of a commercial food fish license or a

commercial lobster license or a commercial crab license shall sell,

trade or barter marine food fish or crustacea in New York state except

to the holder of a marine and coastal district food fish and crustacea

dealers and shippers license. Provided, however, that persons who

possess commercial food fish, lobster, or crab licenses may sell the

marine food fish or crustacea they are authorized to take for commercial

purposes directly to the consumer of such marine food fish or crustacea

and that such licensed harvesters shall report to the department such

direct sales to consumers pursuant to paragraph a of subdivision one of

section 13-0342.

4. The fee for a food fish and crustacea dealers and shippers license

shall be two hundred fifty dollars and shall cover all persons employed

by the licensee. Licenses issued pursuant to this section shall be valid

for a single business address, shall be nontransferable and shall expire

on the thirty-first day of December of each year.

5. No person licensed as a dealer or shipper shall purchase or ship

marine food fish or crustacea directly from the taker of marine food

fish or crustacea unless the taker presents the appropriate valid

license to the person making the purchase. No person who operates a

facility for the packing, holding or storing of marine food fish or

crustacea prior to consignment, transport or sale shall accept such

product without requiring the taker to provide his or her name, address

and appropriate valid license number, the date, and quantities of

product in the transaction.

6. A licensed dealer or shipper may only import, export, possess, or

offer for sale, barter, or trade, lobsters greater in length than

provided by subdivision 5 of section 13-0329 of this title if:

a. The licensed dealer or shipper has notified the department in

writing prior to taking such action on a form prescribed by the

department; and

b. The lobsters are in a secured container in accordance with

paragraph a of subdivision 18 of section 13-0329 of this title or tagged

in accordance with paragraph b of subdivision 18 of section 13-0329 of

this title.

7. No person licensed as a dealer or shipper may import, export,

possess, or offer for sale, barter, trade, lobsters, or parts thereof,

not in the shell, detached lobster tails or claws, or any other part of

a lobster that has been separated from the lobster except as authorized

by subdivision 19 of section 13-0329 of this title.

§ 13-0335 — Food fish; license; prohibited acts

Food fish; license; prohibited acts.

1. A person who is domiciled in the state may take and land food fish

for commercial purposes, upon obtaining a marine commercial food fishing

license, except as prohibited by this chapter, from the waters of the

marine and coastal district and may land food fish taken from waters

outside New York state boundaries for commercial purposes. For purposes

of this section "commercial purposes" shall mean the taking of food fish

by any method for subsequent sale, trade or barter or to offer for sale,

trade or barter and the taking of food fish when setting, maintaining,

operating or using nets, except cast nets, not in excess of twenty feet

in diameter, when operated by hand for the purposes of taking only

Atlantic menhaden (Brevoortia tyrannus) and mullets (Mugil spp), for

recreational purposes only, seines not larger than thirty feet long or

four feet deep or lift nets not larger than sixteen square feet; traps,

except bait traps not more than thirty inches in length; combs; pots; or

hook and line, except by angling. The fee for such license shall be two

hundred fifty dollars, and shall cover all persons employed by the

licensee while engaged in such employment of commercial fishing.

2. A person not domiciled in the state may take food fish, except as

prohibited by this chapter, from the waters of the marine and coastal

district and may land food fish taken from outside New York state

boundaries for commercial purposes upon first obtaining a commercial

fishing license. The fee for such license shall be one thousand two

hundred fifty dollars, and shall cover all persons employed by the

licensee while engaged in such employment of commercial fishing. Such

licenses shall be issued only to persons domiciled in states offering

reciprocal fishing privileges to persons domiciled in New York state and

which implemented the size limits and other management strategies

recommended in fisheries management plans or amendments thereto adopted

by the Atlantic States Marine Fisheries Commission or the regional

management councils as provided in the Fisheries Conservation and

Management Act (16 USC 1800 et seq.) which have been implemented in New

York State. Such license shall only be issued during the month of

January of each year.

3. A person may land food fish, except as prohibited by this chapter

and except blackfish or tautog (tautoga onitis), taken from waters

outside the marine and coastal district for commercial purposes upon

first obtaining a marine and coastal district food fish landing license.

The fee for such marine and coastal district food fish landing license

shall be five hundred dollars and shall cover all persons employed by

the licensee while engaged in such employment of landing food fish.

4. Licenses issued under this section shall be non-transferable and

shall expire on the last day of December of each year. Such licenses

shall be issued annually and the department shall not limit the number

of licenses issued. The department may, in its discretion and after an

opportunity for a hearing, revoke any such license of any person who has

been convicted of a violation of title three of this article or who

signs an acknowledgment of such violation for the purpose of effecting a

settlement by civil compromise or by stipulation. The application for

any such license by a person under the age of sixteen shall be signed by

his parent or guardian who shall thereby consent to its issuance.

5. It shall be unlawful for any person to render food fish into

fertilizer.

6. No person shall intentionally disturb or without the consent of the

licensee take or remove fish or crustacea from any legally set or

operated nets or other commercial gear, or damage, take, remove or

possess any such net or gear. Possession of any such net or gear without

the consent of the licensee shall be considered prima facie evidence of

a violation of this subdivision.

7. The holder of any license issued pursuant to this section shall

display the license and/or have the license available for inspection

according to such rules and regulations as the department may

promulgate.

8. The provisions of sections 13-0311, 13-0329, 13-0331 and 13-0333 of

this title shall be applicable to lobsters, crabs, shellfish and

menhaden and no license therefor shall be required pursuant to this

section.

9. Notwithstanding the provisions of subdivision one of this section,

a person may, upon obtaining a marine bait permit, take marine bait fish

and sell such fish as bait at retail only, subject to the following

restrictions:

a. Only Atlantic menhaden, silversides (Minidia spp.) and killifish

(Fundulus spp.) may be taken and sold pursuant to this subdivision.

b. Bait fish to be sold pursuant to this subdivision may be taken only

using cast nets not larger than twenty feet in diameter, seines not

larger than thirty feet in length or four feet in depth, or lift nets

not larger than sixteen square feet or bait traps not more than thirty

inches in length.

c. Marine bait permits shall be available to any person at a fee of

fifty dollars, shall be non-transferable, and shall expire on December

thirty-first of the year of issue and shall identify the business name

and address of the single retail business at which the bait taken

pursuant to the permit may be sold.

d. The holder of a marine bait fish permit must be present and have

the permit in possession and available for inspection at all times when

the bait harvesting privileges of the permit are being exercised.

§ 13-0336 — Marine and coastal district party and charter boat license

Marine and coastal district party and charter boat license.

1. No owner or operator of a party boat or charter boat shall carry

recreational fishing passengers in the marine and coastal district or

land fish taken outside the territorial waters of the state without

holding a party or charter boat license issued by the department for an

annual fee of two hundred fifty dollars and a recreational marine

fishing registration issued by the department. Such license and

registration shall be issued only to persons domiciled in the state or

in a state which affords reciprocal fishing privileges to persons

domiciled in New York. Such license and registration shall be available

on the vessel at all times. For purposes of this subdivision, party

boats and charter boats are vessels used to carry passengers for hire

wherein a fee is charged, either directly or indirectly, for the purpose

of taking or attempting to take marine fish for recreational purposes.

2. Party and charter boat licenses shall expire on December

thirty-first of each year.

§ 13-0337 — Return of fish, crustacea and other animals to the water

Return of fish, crustacea and other animals to the water.

1. If any fish or crustacea are unintentionally taken contrary to any

provisions of the Fish and Wildlife Law, they shall be returned to the

water at once, without unnecessary injury.

2. Starfish, drills (Urosalpinx cinerea), periwinkle (Litorinia) and

drum fish (Pogonias chromis) when taken shall not be returned alive to

the waters of the state.

§ 13-0338 — Sharks; department authority; finning prohibited

Sharks; department authority; finning prohibited.

1. For purposes of this section:

a. "Shark" means any species of the subclass Elasmobranchii except

species in the order Batoidei;

b. "Finning" means the removal of a fin or fins from a shark and not

retaining the remainder of the shark's carcass; and

c. "Shark fin" means the raw, dried or otherwise processed detached

fin including the tail.

2. No person shall engage in finning on the waters of the marine and

coastal district.

3. a. No person shall possess, sell, offer for sale, trade or

distribute a shark fin; provided, however, that this prohibition shall

not apply to any shark fin that was taken from a spiny dogfish (Squalus

acanthias) or a smooth dogfish (Mustelus canis) lawfully caught by a

licensed commercial fisherman.

b. A shark fin may be possessed by any person if the shark was

lawfully caught and the person has a recreational marine fishing

registration or a license or permit from the department for bona fide

scientific research or educational purposes.

4. The department may, until December thirty-first, two thousand

twenty-nine, fix by regulation measures for the management of sharks,

including size limits, catch and possession limits, open and closed

seasons, closed areas, restrictions on the manner of taking and landing,

requirements for permits and eligibility therefor, recordkeeping

requirements, requirements on the amount and type of fishing effort and

gear, and requirements relating to transportation, possession and sale,

provided that such regulations are no less restrictive than requirements

set forth in this chapter and provided further that such regulations are

consistent with the compliance requirements of applicable fishery

management plans adopted by the Atlantic States Marine Fisheries

Commission and with applicable provisions of fishery management plans

adopted pursuant to the Federal Fishery Conservation and Management Act

(16 U.S.C. §1800 et seq.).

* 5. Sharks, excluding spiny dogfish, shall not be taken for

commercial or recreational purposes by baited hooking except with the

use of non-stainless steel non-offset circle hooks. In addition, no

person shall conduct, sponsor or participate in any shark tournament

unless said tournament's rules and regulations require the exclusive use

of non-stainless steel non-offset circle hooks.

* NB Repealed December 31, 2026

§ 13-0339 — Marine fish; size limits of marine species; sale of marine species

Marine fish; size limits of marine species; sale of marine

species.

1. a. The taking of fish with nets in the marine and coastal district

is governed by sections 13-0333, 13-0335, 13-0341, 13-0343, 13-0347 and

11-1521, and regulations adopted pursuant to sections 11-0303, 11-1303,

13-0338, 13-0339-a, 13-0340, 13-0340-a, 13-0340-b, 13-0340-c, 13-0340-d,

13-0340-e, 13-0340-f and 13-0340-g of this chapter. The taking of fish

by other means, in the marine and coastal district, is governed by title

13 of article 11 of the Fish and Wildlife Law, subject to restrictions

in section 13-0343 as to certain waters, and to provisions of sections

13-0347 and 11-1521 and regulations adopted pursuant to section 11-0303

of this chapter as to striped bass and sections 13-0338, 13-0339-a,

13-0340, 13-0340-a, 13-0340-b, 13-0340-c, 13-0340-d, 13-0340-e,

13-0340-f and 13-0340-g as to other species of marine fish. The taking,

and sale or taking for sale, of certain bait fish are governed by

section 11-1315 of this chapter.

b. Open seasons, minimum size limits and catch limits for fish other

than the marine species named in subdivisions 2 and 3 of this section

are specified by regulations adopted pursuant to sections 11-0303,

11-1303, 13-0338, 13-0339-a, 13-0340, 13-0340-a, 13-0340-b, 13-0340-c,

13-0340-d, 13-0340-e, 13-0340-f and 13-0340-g of this chapter. All

shortnose sturgeon irrespective of size and all Atlantic sturgeon under

the size limits prescribed by regulations adopted pursuant to section

11-1303 of this chapter taken in gill nets shall be immediately returned

to the water without unnecessary injury. Other fish named by regulations

adopted pursuant to sections 11-0303, 11-1303, 13-0338, 13-0339-a,

13-0340, 13-0340-a, 13-0340-b, 13-0340-c, 13-0340-d, 13-0340-e,

13-0340-f and 13-0340-g of this chapter and under the size limits

prescribed in such regulations, shall not be bought, sold or trafficked

in.

c. The sale, possession and transportation of fish, other than the

marine species named in subdivisions 2 and 3 of this section are

governed by sections 11-1319, 11-1521 and 13-0347, and regulations

adopted pursuant to sections 11-0303, 11-1303, 13-0338, 13-0339-a,

13-0340, 13-0340-a, 13-0340-b, 13-0340-c, 13-0340-d, 13-0340-e,

13-0340-f and 13-0340-g of this chapter.

2. Fluke or summer flounder (Paralichthys dentatus) and southern

flounder (Paralichthys lethostigma) less than fourteen inches in length,

weakfish (Cynoscion regalis) less than twelve inches in length, Atlantic

cod (Gadus morhua) less than nineteen inches in length, porgy or scup

(Stenotomus chrysops) less than seven inches, black sea bass

(Centropristis striata) less than nine inches, and winter flounder

(Pleuorenectes americanus) less than eleven inches in length may not be

taken by angling for recreational purposes.

3. Fluke or summer flounder (Paralichthys dentatus) and southern

flounder (Paralichthys lethostigma) less than fourteen inches; blue fish

(Pomatomus saltatrix) less than nine inches; porgy or scup (Stenotomus

chrysops) less than nine inches; weakfish (Cynoscion regalis) less than

twelve inches; mackerel (Scomber scombrus) less than seven inches; black

sea bass (Centropristis striata) less than nine inches; Atlantic cod

(Gadus morhua) less than nineteen inches; winter flounder (Pleuorenectes

americanus) less than twelve inches, may not be taken or possessed for

commercial purposes or transported for commercial purposes nor bought,

sold or offered for sale. For purposes of this subdivision, commercial

purposes includes use of any form of net, comb, dredge or hook and line,

except angling.

4. All length measurements in this section shall be taken as the total

length which is defined as the longest straight-line measurement from

the most anterior or forward part of the fish with the jaws closed to

the tip of the tail. The tail rays of a fish with a forked tail may be

squeezed together to give the longest overall measurement.

5. Blue marlin (Makaira nigricans), white marlin (Tetrapturus

albidus), sailfish (Istiophorus platypterus), and longbill spearfish

(Tetrapturus pfluegeri) shall not be bought, sold or offered for sale.

Striped marlin (Tetrapturus audax), black marlin (Makaira indica),

shortbill spearfish (Tetrapturus angustirostris) shall not be bought,

sold or offered for sale unless identified and tagged as such prior to

entry into the state. Such identification and tag shall include at a

minimum, the species of billfish and the place of initial landing.

§ 13-0339-a — Atlantic cod (Gadus morhua), Atlantic sturgeon (Acipenser oxyrhynchus), shortnose sturgeon (Acipenser brevirostrum), American eel (Anguil...

Atlantic cod (Gadus morhua), Atlantic sturgeon (Acipenser

oxyrhynchus), shortnose sturgeon (Acipenser

brevirostrum), American eel (Anguilla rostrata), Atlantic

herring (Clupea horengus), American shad (Alosa

sapidissima), alewife (Alosa pseudoharengus), blueback

herring (Alosa aestivalis), squid (cephalopoda), and

hickory shad (Alosa mediocris).

1. The department may fix, by regulation, measures for the management

of the following species:

a. Atlantic cod (Gadus morhua) until December thirty-first, two

thousand twenty-nine,

b. American eel (Anguilla rostrata) until December thirty-first, two

thousand twenty-nine,

c. Atlantic and shortnose sturgeon (Acipenser oxyrhynchus and

brevirostrum) until December thirty-first, two thousand twenty-nine,

d. Atlantic herring (Clupea harengus) until December thirty-first, two

thousand twenty-nine,

e. American shad (Alosa sapidissima) until December thirty-first, two

thousand twenty-eight,

f. alewife (Alosa pseudoharengus) until December thirty-first, two

thousand twenty-eight,

g. blueback herring (Alosa aestivalis) until December thirty-first,

two thousand twenty-nine,

h. squid (cephalopoda) until December thirty-first, two thousand

twenty-nine, and

i. hickory shad (Alosa mediocris) until December thirty-first, two

thousand twenty-eight.

2. Such management regulations may include size limits, catch and

possession limits, open and closed seasons, closed areas, restrictions

on the manner of taking and landing, requirements for permits and

eligibility therefor, recordkeeping requirements, requirements on the

amount and type of fishing effort and gear, and requirements relating to

transportation, possession and sale, provided that such regulations are

no less restrictive than requirements set forth in this chapter and

provided further that such regulations are consistent with the

compliance requirements of applicable fishery management plans adopted

by the Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

§ 13-0340 — Bluefish (Pomatomus saltatrix)

Bluefish (Pomatomus saltatrix).

The department may, until December thirty-first, two thousand

twenty-eight, fix by regulation measures for the management of bluefish

(Pomatomus saltatrix), including size limits, catch and possession

limits, open and closed seasons, closed areas, restrictions on the

manner of taking and landing, requirements for permits and eligibility

therefor, recordkeeping requirements, requirements on the amount and

type of fishing effort and gear, and requirements relating to

transportation, possession and sale, provided that such regulations are

no less restrictive than requirements set forth in this chapter and

provided further that such regulations are consistent with the

compliance requirements of applicable fishery management plans adopted

by the Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

§ 13-0340-a — Weakfish (Cynoscion regalis)

Weakfish (Cynoscion regalis).

The department may, until December thirty-first, two thousand

twenty-eight, fix by regulation measures for the management of weakfish

(Cynoscion regalis), including size limits, catch and possession limits,

open and closed seasons, closed areas, restrictions on the manner of

taking and landing, requirements for permits and eligibility therefor,

recordkeeping requirements, requirements on the amount and type of

fishing effort and gear, and requirements relating to transportation,

possession and sale, provided that such regulations are no less

restrictive than requirements set forth in this chapter and provided

further that such regulations are consistent with the compliance

requirements of applicable fishery management plans adopted by the

Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

§ 13-0340-b — Fluke - summer flounder (Paralichthys dentatus)

Fluke - summer flounder (Paralichthys dentatus).

The department may, until December thirty-first, two thousand

twenty-nine, fix by regulation measures for the management of fluke or

summer flounder (Paralichthys dentatus), including size limits, catch

and possession limits, open and closed seasons, closed areas,

restrictions on the manner of taking and landing, requirements for

permits and eligibility therefor, recordkeeping requirements,

requirements on the amount and type of fishing effort and gear, and

requirements relating to transportation, possession and sale, provided

that such regulations are no less restrictive than requirements set

forth in this chapter and provided further that such regulations are

consistent with the compliance requirements of applicable fishery

management plans adopted by the Atlantic States Marine Fisheries

Commission and with applicable provisions of fishery management plans

adopted pursuant to the Federal Fishery Conservation and Management Act

(16 U.S.C. § 1800 et seq.).

§ 13-0340-c — Winter flounder (Pleuorenectes americanus)

Winter flounder (Pleuorenectes americanus).

The department may, until December thirty-first, two thousand

twenty-nine, fix by regulation measures for the management of winter

flounder (Pleuorenectes americanus), including size limits, catch and

possession limits, open and closed seasons, closed areas, restrictions

on the manner of taking and landing, requirements for permits and

eligibility therefor, recordkeeping requirements, requirements on the

amount and type of fishing effort and gear, and requirements relating to

transportation, possession and sale, provided that such regulations are

no less restrictive than requirements set forth in this chapter and

provided further that such regulations are consistent with the

compliance requirements of applicable fishery management plans adopted

by the Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

§ 13-0340-d — Blackfish or tautog (Tautoga onitis)

Blackfish or tautog (Tautoga onitis).

1. The department may, until December thirty-first, two thousand

twenty-eight, fix by regulation measures for the management of blackfish

(Tautoga onitis), including size limits, catch and possession limits,

open and closed seasons, closed areas, restrictions on the manner of

taking and landing, requirements for permits and eligibility therefor,

recordkeeping requirements, requirements on the amount and type of

fishing effort and gear, and requirements relating to transportation,

possession and sale, provided that such regulations are no less

restrictive than requirements set forth in this chapter and provided

further that such regulations are consistent with the compliance

requirements of applicable fishery management plans adopted by the

Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

2. The commercial possession limit for blackfish (tautog) shall be 25

per trip per vessel.

§ 13-0340-e — Scup (Stenotomus chrysops)

Scup (Stenotomus chrysops).

The department may, until December thirty-first, two thousand

twenty-nine, fix by regulation measures for the management of scup

(Stenotomus chrysops), including size limits, catch and possession

limits, open and closed seasons, closed areas, restrictions on the

manner of taking and landing, requirements for permits and eligibility

therefor, recordkeeping requirements, requirements on the amount and

type of fishing effort and gear, and requirements relating to

transportation, possession and sale, provided that such regulations are

no less restrictive than requirements set forth in this chapter and

provided further that such regulations are consistent with the

compliance requirements of applicable fishery management plans adopted

by the Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

§ 13-0340-f — Black sea bass (Centropristis striata)

Black sea bass (Centropristis striata).

The department may, until December thirty-first, two thousand

twenty-nine, fix by regulation measures for the management of black sea

bass (Centropristis striata), including size limits, catch and

possession limits, open and closed seasons, closed areas, restrictions

on the manner of taking and landing, requirements for permits and

eligibility therefor, recordkeeping requirements, requirements on the

amount and type of fishing effort and gear and requirements relating to

transportation, possession and sale, provided that such regulations are

no less restrictive than requirements set forth in this chapter and

provided further that such regulations are consistent with the

compliance requirements of applicable fishery management plans adopted

by the Atlantic States Marine Fisheries Commission and with applicable

provisions of fishery management plans adopted pursuant to the Federal

Fishery Conservation and Management Act (16 U.S.C. § 1800 et seq.).

§ 13-0340-g — Monkfish (Lophius americanus, Lophius reticulatus and Lophius gastrophysus)

Monkfish (Lophius americanus, Lophius reticulatus and

Lophius gastrophysus).

The department may, until December thirty-first, two thousand

twenty-seven, fix by regulation measures for the management of monkfish

(Lophius americanus, Lophius reticulatus and Lophius gastrophysus),

including size limits, catch and possession limits, open and closed

seasons, closed areas, restrictions on the manner of taking and landing,

requirements for permits and eligibility therefor, recordkeeping

requirements, requirements on the amount and type of fishing effort and

gear, and requirements relating to transportation, possession and sale,

provided that such regulations are no less restrictive than requirements

set forth in this chapter and provided further that such regulations are

consistent with the compliance requirements of applicable fishery

management plans adopted by the Atlantic States Marine Fisheries

Commission and with applicable provisions of fishery management plans

adopted pursuant to the Federal Fishery Conservation and Management Act

(16 U.S.C. § 1800 et seq.).

§ 13-0340-h — Atlantic bonito (Sarda sarda) and false albacore (Euthynnus alletteratus)

Atlantic bonito (Sarda sarda) and false albacore (Euthynnus

alletteratus).

The department may, until December thirty-first, two thousand

twenty-nine, fix by regulation measures for the management of Atlantic

bonito (Sarda sarda) and false albacore (Euthynnus alletteratus)

including size limits, catch and possession limits, open and closed

seasons, closed areas, restrictions on the manner of taking and landing,

requirements for permits and eligibility therefor, recordkeeping

requirements, requirements on the amount and type of fishing effort and

gear, and requirements relating to transportation, possession and sale,

provided that such regulations are no less restrictive than requirements

set forth in this chapter and provided further that such regulations are

consistent with the compliance requirements of applicable fishery

management plans adopted by the Atlantic States Marine Fisheries

Commission and with applicable provisions of fishery management plans

adopted pursuant to the Federal Fishery Conservation and Management Act

(16 U.S.C. § 1800 et seq.).

§ 13-0341 — Trawls; use prohibited in certain waters

Trawls; use prohibited in certain waters.

For the purposes of this chapter, a trawl shall be defined as a net

which is towed or dragged through the water column, capturing fish by

straining the water, but shall not include a seine which is used to

encircle fish. The term trawl shall include but not be limited to the

otter trawl, the beam trawl, the Paranzella or two-boat trawl, the pair

trawl, the Danish seine and the Scottish seine. Trawls shall not be set

or used in the water areas of the marine district described in the

following subdivisions:

1. In the waters of the county of Richmond and in the counties of

Kings or Queens, northerly and westerly of a line from the sea end of

the breakwater at Rockaway Point to Romer Shoal lighthouse, including

Jamaica Bay and its adjacent bays, inlets, creeks and basins.

2. a. In the Atlantic Ocean within one-half mile of the coastline and

in all connecting tidal waters inshore of the coastline, from Rockaway

Inlet Jetty at Rockaway Point to the Town of Babylon bathing pavilion at

Cedar Island Beach, and in all tidal waters inshore of a line from the

Town of Babylon bathing pavilion to the sea buoy (BW S-I, Bell) at the

entrance of Fire Island Inlet and thence to the seaward end of Fire

Island Inlet Jetty at Democrat Point.

b. Seaward of Rockaway Inlet within an arc with a radius of one and

one-half miles measured from the point at 40Á32.4' N latitude, 73Á56.5'

W longitude, which is at or near the most southerly terminus of the

Rockaway Inlet Jetty at Rockaway Point.

c. Seaward of East Rockaway Inlet within an arc with a radius of one

and one-half miles measured from the point at 40Á34.9' N latitude,

73Á45.3' W longitude, which is at or near the most southerly terminus of

the East Rockaway Inlet Jetty at Silver Point.

d. Seaward of Jones Inlet within an arc with a radius of two miles

measured from the point at 40Á34.4' N latitude, 73Á34.6' W longitude,

which is at or near the most southerly terminus of the East (Short Beach

side) Inlet Jetty, during the period January 1 through June 14.

e. Seaward of Fire Island Inlet within an arc with a radius of two

miles measured from the point at 40Á37.2' N latitude, 73Á18.4' W

longitude, which is at or near the most southerly terminus of the Fire

Island Inlet Jetty at Democrat Point, during the period January 1

through June 14.

3. In Mecox Inlet within one-half mile of the narrowest part of the

mouth of such inlet and seaward of Moriches and Shinnecock Inlets within

separate arcs each with a radius of one and one-half miles measured from

a point for Moriches Inlet at 40Á45.4' N latitude, 72Á45.2' W longitude,

and for Shinnecock Inlet at 40Á50.2' N latitude, 72Á28.3' W longitude,

which points are midway between the points at the most southerly termini

of the east and west jetties at the entrance to each inlet.

4. In the Harlem River and the East River east of the Robert F.

Kennedy Bridge and in Long Island Sound west of a line drawn from

Hewlett's (King's) Point to the north end of Hart Island, thence to the

south end of Glen Island, and in their adjacent bays, coves, creeks and

confluent waters.

5. In Flanders Bay, Great Peconic Bay, Little Peconic Bay, Noyac Bay

and Shelter Island Sound, including all waters forming a part thereof or

tributary thereto, lying westerly of an imaginary line extending from

the most southerly point of Orient State Park to the most easterly point

of Shelter Island, also known as Ram Head, and from this point in a

generally southerly direction to the most northerly point of Cedar

Point, including all of Orient Harbor, Hallock Bay and Northwest Harbor.

6. In the county of Suffolk in the waters lying westerly of an

imaginary line extending in a southerly direction from the most easterly

end of Plum Island to the most northerly end of Gardiners Island, and

westerly of Gardiners Island, and westerly of a line extending in a

southerly direction from the most southerly end of Gardiners Island to

Goff Point; provided, however, that vessels and motorboats owned and

operated by citizens who are residents of the state may be used in such

waters in connection with the operation of trawls and other types of

nets towed by such boats and vessels. Nothing in this subdivision shall

be construed as legalizing the operation of any trawls in the waters

described in subdivision 5 of this section.

7. In Long Island Sound, including all waters forming a part thereof

or which are tributary thereto: a. west of an imaginary line from the

New York-Connecticut boundary shore line extending easterly and

southerly to Eaton's Point Neck on Long Island from April 1 to November

1.

b. South of a line from Hewlett Point on Great Neck eastward to Sands

Point on Manhassett Neck, then to Matinicock Point, then to Oak Neck

Point, then to Rocky Point at Centre Island, then to Lloyd Point, then

to Eaton's Neck Point, buoy 13, then to buoy "1" (privately maintained)

off the Northport Power Plant, then to buoy "NR" off the north of the

Nissequogue river, then to buoy "1" off Stony Brook Harbor, and then to

Crane Neck Point.

c. In the Nissequogue River.

d. Within Stony Brook Harbor.

e. Within one-half mile of the shore between an imaginary line

extending north from Crane Neck Point and an imaginary line extending

north from the shore intersect of the Riverhead-Brookhaven town line

near Wading River, including all bays, harbors and tributaries landward

thereof, including Port Jefferson Harbor, Conscience Bay, Setauket

Harbor and Mount Sinai Harbor.

f. Within one mile of the shore of Fishers Island, or between the

shore of Fishers Island and the Connecticut-New York State boundary line

wherever such boundary line is within less than one mile of the shore of

Fishers Island.

8. In the waters of the Great South Bay, Moriches Bay and Shinnecock

Bay, including all tidal waters and all waters forming a part thereof or

tributary thereto.

9. The department is authorized to adopt regulations prescribing the

minimum size net mesh, and the manner in which such nets may be

possessed and used, in trawl fisheries for summer and winter flounder.

§ 13-0342 — Marine fisheries data

Marine fisheries data.

1. a. The department is authorized to adopt regulations which require

reporting of catch, effort, area fished, gear used, by-catch, and volume

and value of product purchased from fishermen, by holders of all

categories of commercial food fish, lobster, and crab fishing and

landing licenses, marine and coastal district food fish and crustacea

dealers and shippers licenses, marine and coastal district party and

charter boat license, menhaden licenses, shellfish shippers permits and

diggers permits.

b. Beginning May first, nineteen hundred ninety-nine and every May

first thereafter, the department shall submit a report to the

legislature on the data collected pursuant to this section. Such report

shall include the catch, effort, area fished, gear used, by-catch, and

volume and value of product purchased from fishermen, by holders of all

categories of commercial food fish, lobster, and crab fishing and

licenses, marine and coastal district party and charter boat licenses,

menhaden licenses, shellfish shippers permits and diggers permits.

2. The department may, by rule and regulation, provide that data

collected by the department or available to the department shall be

confidential and shall not be disclosed except when required under court

order. The department may, by rule and regulation, prescribe such

procedures as may be necessary to preserve such confidentiality except

that the department may release or make public any statistics in an

aggregate or summary form which does not directly or indirectly disclose

the identity or business of any person who submits such statistics.

§ 13-0343 — Nets other than trawls; restrictions on use of nets and trawls

Nets other than trawls; restrictions on use of nets and

trawls.

1. Nets other than trawls shall not be placed, maintained or used in

any of the following waters except: (a) as permitted by this section;

(b) landing nets may be used in completing the catch of fish hooked by

angling; and (c) cast nets, not in excess of twenty feet in diameter,

operated by hand may be used to take Atlantic menhaden (Brevoortia

tyrannus) and mullets (Mugil spp), except in the waters described in

subdivisions four, eight and twelve of this section. The use of cast

nets shall be limited to one per boat.

2. In the waters of the marine district in the county of Richmond

purse seines may not be used to take menhaden; and nets of not more than

ten feet in length, operated by hand, may be used to take minnows and

shrimp for bait.

3. In the Harlem River and the East River east of the Robert F.

Kennedy Bridge and in Long Island Sound west of a line drawn from

Hewlett's (King's) Point to the north end of Hart Island, thence to the

south end of Glen Island, and in their adjacent bays, coves, creeks and

confluent waters, only such nets as are used to take lobsters or crabs

may be used.

4. In the Nissequogue River fish may be taken by angling only except

that nets of not more than twenty feet in length and four feet in depth,

operated by hand, may be used to take bait fish during daylight hours

only.

5. a. In the inland tidal waters within the town of Hempstead, no

person shall at any time engage in eel dredging by the use of nets

accompanied by cutting boards, chains or other similar devices.

b. In the inland tidal waters within the town of Hempstead westerly of

the Wantagh State Parkway causeway, nets shall not be used except nets,

not over forty feet long and four feet deep, may be used to take minnows

or shrimp for bait.

6. In Jamaica Bay and its adjacent creeks, inlets and basins, nets

shall not be used inshore of a line from the beacon at Rockaway Point

jetty to the municipal bath houses on Coney Island, except that minnows

and shrimp may be taken by hand nets not over forty feet long and four

feet deep and except that nets other than trawls may be used from

October 10 to December 31 in that part of such area southerly of a line

from the lighted beacon at Manhattan Beach to the most southerly point

on Barren Island and westerly of the Marine Parkway bridge across

Rockaway Inlet.

7. In Gravesend Bay, and in the Atlantic Ocean within one-half mile of

the shore from Norton's point to the municipal bath houses on Coney

Island and within one-half mile of the shore from the Rockaway Inlet

jetty at Rockaway Point to the East Rockaway Inlet jetty at Silver

Point, nets shall not be used except as follows:

a. To take minnows or shrimp for bait, hand nets not more than forty

feet long and four feet deep.

b. To take eels, spears and eel weirs.

c. To take menhaden, vessels of forty tons or less register using nets

other than trawls, except where prohibited by subdivision 13 of this

section.

8. In the Carmans river, Suffolk county.

a. Nets shall not be used in the river north of a line running from

the most southerly point of land within the Wertheim National Wildlife

Refuge on the western shore of the river easterly to the point where the

southern boundary of the refuge meets the eastern shore of the river.

b. Eel pots shall not be used north of the point where Beaver Dam road

(Brookhaven avenue) meets the river. Between the point where Beaver Dam

road meets the river and the line described in paragraph a of this

subdivision eel pots may be used only to take eels.

9. In Jones' Inlet, nets, except haul seines of not more than one

hundred twenty feet in length and six feet in depth used to take bait

fish or crustacea, shall not be used inshore from an east and west line

drawn from a point one-half mile southerly of the municipal bathing

pavilion at Point Lookout, thence easterly to a point one-half mile

southerly of the Short Beach Coast Guard tower. The inshore boundary of

the Jones' Inlet area closed to certain netting shall be the bridges of

the Loop and Meadowbrook Parkway.

10. In Fire Island Inlet, nets, except during the period of time from

April first through May thirty-first haul seines of not more than one

hundred seventy-five feet in length and twenty feet in depth used to

take bait fish or crustacea, shall not be used inshore of a line drawn

from the sea end of the government jetty at Democrat Point to the town

of Babylon bathing pavilion at Cedar Island Beach. The inshore boundary

of the Fire Island Inlet area closed to certain netting shall be the

Robert Moses bridge to Fire Island.

11. Nets shall not be used in Moriches inlet, Shinnecock Inlet and in

Mecox Inlet nor in the Atlantic Ocean within one-half mile of the shores

thereof for a distance of one-half mile measured east and west along the

beach from the east and west shores of the seaward entrances to such

inlets. The department, for law enforcement purposes, may in its

discretion erect suitable markers on the beach at the limit points.

12. In the Connetquoit River nets shall not be used.

13. In the waters of the Atlantic Ocean and Fire Island Inlet, nets

shall not be used within one thousand feet of the beach between Rockaway

Inlet Jetty at Rockaway Point and the headland extending into Fire

Island Inlet known as the "sore thumb".

14. In the county of Suffolk.

a. In the waters lying westerly of an imaginary line extending in a

general southerly direction from Leaves Point in Southold town to Hay

Beach Point in Shelter Island, and a line extending in a general

northeasterly direction from Mashomack Point in Shelter Island to Cedar

Point at the eastern entrance to Sag Harbor.

(1) haul seines shall not be used measuring over one hundred fifty

fathoms in length, attached to which may be two wings, each measuring

not more than one hundred fifty fathoms in length with a stretched mesh

size including knot of not less than three and one-quarter inches in one

wing and three and one-half inches in the other wing;

(2) the use of haul seines is prohibited from midnight Thursday to

6:00 P.M. Sunday.

(3) when permitted by the commissioner, pound or trap nets may be used

in the waters described in paragraph a of this subdivision provided they

do not interfere with or obstruct navigation or the carrying out of

shellfish culture as provided in this chapter. Any such pound or trap

nets shall be marked in accordance with requirements prescribed by the

commissioner.

b. Waste fish shall not be left on shore or within the waters five

hundred feet from shore.

15. a. Nets shall not be used in Long Island sound west of an

imaginary line from the New York-Connecticut boundary shore line

extending easterly and southerly to Eaton's Point Neck on Long Island

from April 1 to November 1, nor at any time in the waters of Huntington

Bay, Lloyd Harbor, Northport Bay or Coldspring Harbor; provided,

however, that hand nets not more than forty feet long and four feet in

width may be used to take minnows and shrimp for bait, at any time.

b. Gill nets shall not be used in Long Island Sound or in harbors,

bays or other waters adjacent thereto west of an imaginary line

extending north from the easterly boundary of the town of Brookhaven on

the north shore of Long Island in the county of Suffolk. However, as

permitted under subdivision ten of section 13-0329 of this chapter, a

holder of a commercial lobster license may use no more than one gill net

not longer than three hundred feet with a stretched mesh size between

three and one-half inches and four and one-quarter inches to take bait

fish between April 1 and November 15 during each weekly period beginning

6:00 p.m., Sunday, through 9:00 a.m. Friday, providing that each net

will be buoyed on each end and identified with the permittee's

commercial lobster license number. The net shall be fished with the top

not less than four feet below the surface of the water.

16. Unless permitted by statute, or licensed or permitted by the

department, nets shall not be possessed by any person in or on waters of

the marine district, in the following instances:

a. Nets of metallic fabric shall not be possessed in or on any waters

or within one-half mile thereof;

b. In waters where use of trawls is prohibited by section 13-0341,

such trawls shall not be possessed in the waters where their use is

prohibited, or during any time when such use is so prohibited;

c. In waters where use of nets other than trawls, or use of trawls; is

prohibited by this section, the nets, or trawls, as the case may be, or

nets of the kind or kinds prohibited, shall not be possessed in the

waters where their use is prohibited or during any time when such use is

prohibited, except that where a provision of this section expressly

specifies a lesser distance from the water in which possession is

prohibited, this section does not enlarge the distance from the water in

which such possession is prohibited.

d. Nothing in this subdivision shall be construed as prohibiting

commercial fishing vessels sailing to or from offshore fishing grounds

from carrying on board fishing gear that may legally be used in such

offshore waters even though they must pass through waters where the use

of such gear is otherwise prohibited.

17. Within three nautical miles of the Atlantic coastline and in all

other tidal waters within the state, the use of purse seines for taking

food fish is prohibited.

18. Nets and seines measuring more than twenty-five feet in length and

four feet in depth shall not be used in the waters of Oyster Bay Harbor.

19. a. Gill or trammel nets set or operated in the marine and coastal

district shall be marked at each end with an orange flag at least twelve

inches square attached to a mast rising above the surface of the water

at least five feet. Nets operated after dark shall have orange and white

reflective tape attached to the mast for a minimum one foot length

immediately below the flag.

b. No gill or trammel net shall be set or operated in the marine and

coastal district within one thousand feet of a pound or trap net.

c. Except in the waters of the Atlantic Ocean, Long Island Sound,

Tiana Bay, Shinnecock Bay, Mecox Bay, Quantuck Bay, that portion of

Moriches Bay within the town of Southampton, and the marine and coastal

waters lying easterly of an imaginary line extending in a general

southerly direction from Cleaves Point in the town of Southold to Hay

Beach Point in Shelter Island, and a line extending in a general

northeasterly direction from Mashomack Point in Shelter Island to Cedar

Point at the eastern entrance to Sag Harbor, no gill or trammel net

shall be set in the waters of the marine and coastal district from

sunset Friday to sunrise Monday during the period from April first to

November first.

d. Gill or trammel nets set or operated in the waters of the Great

South Bay shall not exceed twelve hundred feet in length. In addition to

the requirements in paragraph a of this subdivision, nets set or

operated in the Great South Bay shall display surface markers at least

every one hundred feet. No gill or trammel net shall be set in the

waters of the Great South Bay from May first until May thirty-first,

inclusive. For the purposes of this subdivision, Great South Bay shall

mean the waters extending east from Wantagh State Parkway to the Smith

Point Bridge and southwest to the Robert Moses Inlet Bridge.

e. Those gill and trammel nets set in the waters of the Hudson River

in accordance with section 11-1511 of this chapter shall be exempt from

the provisions of this subdivision.

f. The use of gill or trammel nets for the taking of blackfish is

prohibited.

§ 13-0343-a — Fish pots and traps; restrictions

Fish pots and traps; restrictions.

1. No person shall utilize commercial fishing gear commonly known as

"fish pots" or "fish traps" within five hundred feet of any artificial

reef. The department may publish a list of artificial reef sites and

locations where the placing of pots or traps is prohibited.

2. The department may regulate the use and design of "fish pots" and

"fish traps", including, but not limited to, the following matters:

design, including, but not limited to, identification and marking;

configuration and material composition; requirements for escape panels

and/or vents; restrictions on the total number of traps or pots that may

be fished individually or collectively; and in addition to the

restrictions contained in subdivision one of this section, those areas

where such pots or traps may not be used.

3. The department may require those who hold licenses pursuant to

section 13-0335 of this title to first obtain a permit from the

department to set, operate, maintain or use "fish pots" or "fish traps".

The department may restrict the number of permits issued pursuant to

this section.

4. This section shall not apply to any "fish pot" or "fish trap"

exempted under section 13-0335 of this title. Any rule or regulation

proposed or adopted pursuant to this section shall be consistent with

the provisions of section 13-0105 of this article. The commissioner is

authorized to promulgate such rules or regulations as he deems necessary

to implement this section.

5. No person shall return a fish pot or trap which contains fish to

the water.

§ 13-0344 — Fish, shellfish and crustacea; dumping

Fish, shellfish and crustacea; dumping.

It shall be unlawful for any person who has been requested or signaled

to stop by any police or peace officer, to throw or dump into the water

any fish, shellfish or crustacea, or the contents of any pail, bag,

barrel or any container which may be used in the taking or storage of

fish, shellfish or crustacea, or any implements used in the taking of

fish, shellfish or crustacea before such police or peace officer has

inspected the same.

§ 13-0345 — Protection of waters; cesspools and drains

Protection of waters; cesspools and drains.

1. Sludge, acid or refuse from oil works, sugar houses or other

manufactories, sewage or any substance injurious to shellfish culture or

fish, or which shall in any manner affect the flavor, odor, color, or

sanitary condition of such shellfish so as to injuriously affect the

sale thereof, or which shall cause any injury to the public and private

shell fisheries of this state, shall not be placed or allowed to run

into waters of the state in the marine district.

2. Garbage, cinders, ashes, oils, acids, sludge or refuse of any kind

shall not be thrown, dumped or permitted to run into the waters of the

marine district.

§ 13-0347 — Management of striped bass in marine waters

Management of striped bass in marine waters.

Notwithstanding any provision of law to the contrary:

1. Striped Bass (Morone saxatilis) taken by hook and line for

recreational purposes, shall not be possessed, bought, sold or offered

for sale when less than twenty-four inches in total length.

2. Striped bass less than twenty-four inches in total length taken by

other methods including but not limited to gill nets, haul seines and

trawl nets shall not be possessed, bought, sold or offered for sale.

3. All other striped bass less than legal size shall be returned to

the water immediately without unnecessary injury.

4. No person shall take or land striped bass in the marine waters of

New York state during the period December 15 to April 15 inclusive. For

purposes of this section "marine waters" means the tidal waters of the

state including the Hudson River from the Battery to the George

Washington bridge, and "land" shall mean the setting or putting on shore

from any boat or vessel or to bring to any port or docking place any

striped bass. Possession of striped bass imported into New York other

than by boat is not prohibited during the closed season so long as such

striped bass are of legal minimum size. Striped bass unintentionally

taken in violation of this subdivision shall be returned to the water

immediately without unnecessary injury.

6. In all waters from the Robert F. Kennedy bridge west through the

East River, Harlem River and those portions of the Hudson River south of

the George Washington bridge to a line drawn from Rockaway Point to

Romer Shoals lighthouse, no person shall use a net to take fish, except

that landing nets and nets of not more than 10 feet in length, operated

by hand, may be used to take bait and shrimp, and cast nets may be used

to take Atlantic menhaden and mullets as provided in subdivision one of

section 13-0343 of this title.

§ 13-0349 — Taking of fish for commercial purposes

Taking of fish for commercial purposes.

1. No person shall take food fish, shellfish, or crustacea from the

waters of the marine and coastal district for commercial purposes using

a commercial fishing vessel longer than seventy feet in registered

length. For purposes of this section a person shall be presumed to be

taking food fish, shellfish or crustacea for commercial purposes when

setting, maintaining, operating or using nets, except seines not larger

than thirty feet long or four feet deep or lift nets not larger than

sixteen square feet; traps, except bait traps not more than thirty

inches in length; combs; dredges; pots; or hook and line, except by

angling.

2. However, vessels being used to take food fish, shellfish or

crustacea from the waters of the marine and coastal district prior to

July first, nineteen hundred ninety-seven shall be exempt from the

registered length requirement and the department shall publish a list of

such vessels. In addition, such vessels which are exempt from such

seventy foot in registered length requirement, and are on the list

published pursuant to this section, shall also be permitted to be

replaced one time without loss of such exemption.

3. All vessels of sixty-three feet or greater registered length may be

replaced one time by a new vessel of up to ten percent greater

registered length.

§ 13-0350 — Marine resources advisory council

Marine resources advisory council.

1. Legislative intent. The legislature hereby finds and declares that

the finfish and shellfish industry in this state plays a vital part in

the economy of the state in general and the Long Island region in

particular.

By establishing the marine resources advisory council the legislature

publicly declares its support for the further development and

advancement of such industry; such council's mandate to monitor and

review fishery management regulations, programs, allocations and

expenditures of the department of environmental conservation for the

care, management, protection and enlargement of finfish and shellfish

will provide proper input from that segment of our populace most

concerned with the impact this state's programs have on finfish and

shellfish resources.

2. Creation of marine resources advisory council. (a) There is hereby

created within the department a marine resources advisory council to

review proposed regulations for management of marine fisheries and to

make recommendations on plans, policies, and programs affecting marine

resources as more specifically outlined below. Such council shall be

composed of fifteen members appointed by the commissioner, none of whom

shall be employees of the department. Two council members representative

of recreational users of marine resources and two council members

representative of commercial users of marine resources shall be

designated by the majority leader of the senate and two members

representative of recreational users of marine resources and two council

members representative of commercial users of marine resources shall be

designated by the speaker of the assembly. One member will be the

director of the marine sciences research center at SUNY Stony Brook or

the director's designee who shall act as chairman. Of the members

appointed all shall be residents of a county which borders the marine

and coastal district. The council shall be representative of individual

and organized commercial and recreational shellfishing and finfishing

interests in the state. At no time shall there be less than seven

members of the council who shall be representative of commercial

harvesters of marine resources nor shall there be less than seven

members of the council who shall be representative of recreational users

and harvesters of marine resources. Appointments to the advisory council

shall be made no later than the first day of March next succeeding the

date on which this section shall have become a law.

(b) Persons designated or appointed to the advisory council shall have

demonstrated a long-standing interest, knowledge and experience in

commercial or recreational harvesting of marine resources.

3. Meetings of the council. The council shall meet at least quarterly.

4. Duties of the advisory council. The advisory council shall have the

following powers and duties:

(a) To review the allocations and expenditures of the department for

the care, management, protection and enlargement of marine resources and

report to the commissioner by January first of each year. The

commissioner shall, by February first of each year, submit such report,

in its entirety, to the governor, the legislature and interested

individuals and organizations. Such report shall include the findings of

the advisory council regarding such allocations and expenditures,

including expenditures and appropriations from the conservation fund and

the extent to which such expenditures and appropriations are consistent

with the requirements of state law.

(b) To make reports and release information from time to time as it

deems necessary to commercial and recreational harvesters and users of

marine resources and the general public regarding the marine resources

program.

(c) To consult with commercial and recreational users of marine

resources and make recommendations on program needs and on how such

needs shall be met.

(d) To assist the department's efforts to expand the available sources

of income for the marine resources account and advise the department

with respect to the needs of those industries involved with the

commercial and recreational harvesting of marine resources.

(e) To review proposed regulations pertaining to the conservation and

management of marine fisheries, to consult with commercial and

recreational users of such fisheries regarding such regulations, and to

make recommendations and comments to the department regarding the

adoption and modification of such regulations consistent with the policy

and principles set forth in section 13-0105 of this article.

5. Term of appointment. All members of the council shall serve terms

of three years provided, however, that of the members first appointed,

one-third shall be appointed for a term of three years, one-third shall

be appointed for a term of two years, and one-third shall be appointed

for a term of one year. An appointment to fill a vacancy shall be made

for the remainder of the affected term in the same manner as the

original appointment was made. Such appointment shall be made within

sixty days of the date the position becomes vacant.

5-a. Term of appointment. The new members appointed pursuant to

subdivision two of this section as amended by a chapter of the laws of

1994 entitled "AN ACT to amend the environmental conservation law, in

relation to establishing the marine fisheries conservation and

management policy, various other provisions relating to the management

of marine resources and repealing paragraph d of subdivision 2 of

section 11-1319 of such law relating to the sale of billfish" shall be

appointed to terms as follows: the member appointed by the majority

leader of the senate and the member appointed by the speaker of the

assembly shall each be appointed to a term of three years; and of the

two members appointed by the commissioner, one shall be appointed to a

term of two years and the other shall be appointed to a term of one

year.

6. State assistance. The commissioner shall make any and all documents

readily available to the council which the council indicates are needed

to properly and thoroughly carry out its responsibilities. The

commissioner shall also make available to the council such aid

reasonably necessary to allow the council to carry out its duties and

responsibilities.

§ 13-0355 — Recreational marine fishing registration

Recreational marine fishing registration.

1. Definitions of registrations; privileges. A recreational marine

fishing registration entitles the holder who is sixteen years of age or

older to take fish from the waters of the marine and coastal district

and to take migratory fish of the sea from all waters of the state,

except as provided in sections 13-0333 and 13-0335 of this title. A

recreational marine fishing registration is effective for one year from

the date it was issued.

2. General provisions. a. The privileges of a recreational marine

fishing registration may be exercised only at the times and places, and

in the manner and to the extent, permitted by the fish and wildlife law

and applicable regulations of the department.

b. Recreational marine fishing registrations are not transferable. No

person shall alter, change, lend to another person or attempt to

transfer to another person any recreational marine fishing registration.

c. A registration issued in lieu of a lost or destroyed registration

is void if it is obtained: (i) by fraud; or (ii) by a person who is not

authorized to hold it or who makes a false statement in applying for it.

d. No registration authorizes the holder (a) to trespass upon private

lands or waters or to interfere with property belonging to another

person; (b) to take fish or wildlife on an Indian reservation; (c) to

enter upon, or to take or disturb fish or wildlife upon, state lands or

waters posted by the department except in accordance with a written

permit from the department or an order adopted by the department; (d) to

take any fish or wildlife in any area closed to the taking of fish or

wildlife, or to take any species of fish, wildlife or protected insect

in an area closed to the taking of such species.

3. Failure to carry registration. a. The holder of a recreational

marine fishing registration shall:

(i) at all times have such registration on the holder's person while

exercising any privilege of that registration; and

(ii) shall exhibit such registration on demand to any police officer,

peace officer, or owner, lessee or other person in control of the lands

or waters or the designees of the owner, lessee or person in control of

the lands or waters on which the registration holder is present and is

exercising the privileges thereof.

b. Failure to have a recreational marine fishing registration on one's

person while exercising any privilege of that registration is

presumptive evidence that such person is fishing without holding the

registration required by this section.

4. Fees. No applicant for a recreational marine fishing registration

shall be required to pay a fee for such registration.

5. Exemption from requirement of recreational marine fishing

registration. a. Minors under the age of sixteen may take fish as if

they held a recreational marine fishing registration.

b. Recreational fishing passengers on a marine and coastal district

party or charter boat licensed and registered pursuant to section

13-0336 of this title may take fish as if they held a recreational

marine fishing registration.

6. Recreational marine fishing registration data. a. The department is

authorized to collect data on holders of recreational marine fishing

registrations, which shall include but not be limited to, a registrant's

name, address and date of birth.

b. Registration holder data collected by the department or available

to the department shall be confidential and shall not be disclosed

except as required to comply with section 401(g) of the Magnuson-Stevens

fisheries management and conservation act (16 U.S.C. 1881), as may be

amended from time to time, or by court order, except that the department

may release or make public any statistics in an aggregate or summary

form which does not make it possible to identify any person who submits

such data. The department may prescribe such procedures as may be

necessary to preserve such confidentiality.

7. Reciprocity in boundary waters. If persons holding recreational

marine fishing registrations issued under the New York fish and wildlife

law are not required to have licenses or registrations issued by a state

named in paragraph a, b or c of this subdivision when fishing in that

part of the waters, specified in such paragraph, which lies within that

state then, in such case, a person holding a similar license or

registration issued by such state may, without a recreational marine

fishing registration issued under the New York fish and wildlife law,

take fish as provided in this title, from that part of such waters

specified in paragraph a, b or c of this subdivision which lies within

this state:

a. License or registration issued by Connecticut: those parts of Long

Island Sound lying between New York and Connecticut.

b. License or registration issued by New Jersey: those parts of New

York Harbor, Hudson River, Kill Van Kull, Arthur Kill, Raritan Bay and

Atlantic Ocean lying between New York and New Jersey.

c. License or registration issued by Rhode Island: those parts of Long

Island Sound, Block Island Sound and Atlantic Ocean lying between New

York and Rhode Island.

§ 13-0360 — Special management areas

Special management areas.

1. For purposes of this section:

(a) "artificial reef" shall mean a hard structure, deliberately placed

in a marine or coastal water body for the purpose of imitating

environmental conditions found on natural underwater rock outcroppings,

shellfish reefs or coral reefs; and

(b) "wreck" shall mean an abandoned shipwreck which occurred through

an accidental circumstance or deliberate scuttling or sinking that was

not part of artificial reef construction activities.

2. For the purposes of protecting reef ecosystems and managing reef

fisheries, the department is hereby authorized to adopt regulations

which designate as a special management area any area of the marine and

coastal district which contains artificial reefs or wrecks simulating

artificial reefs together with the surrounding areas where the biota are

dependent upon the physical characteristics of the reef.

3. Notwithstanding any other provision of this chapter, the department

may, until December thirty-first, two thousand twenty-six, adopt

regulations restricting the taking of fish, shellfish and crustacea in

any special management area designated pursuant to subdivision two of

this section. Such regulations may restrict the manner of taking of

fish, shellfish and crustacea in such areas and the landing of fish,

shellfish and crustacea which have been taken therefrom. Such

regulations shall be consistent with all relevant federal and interstate

fisheries management plans and with the marine fisheries conservation

and management policy set forth in section 13-0105 of this article.

§ 13-0371 — Atlantic States Marine Fisheries Compact

Atlantic States Marine Fisheries Compact.

1. The Atlantic States Marine Fisheries Compact as first enacted by

chapter 500 of the laws of 1941, and as reenacted by chapter 474 of the

laws of 1961, is hereby continued. The compact is as follows:

ATLANTIC STATES MARINE FISHERIES COMPACT

The contracting states solemnly agree:

Article I

The purpose of this compact is to promote the better utilization of

the fisheries, marine, shell and anadromous, of the Atlantic seaboard by

the development of a joint program for the promotion and protection of

such fisheries by the prevention of the physical waste of the fisheries

from any cause. It is not the purpose of this compact to authorize the

states joining herein to limit the production of fish or fish products

for the purpose of establishing or fixing the price thereof, or creating

and perpetuating monopoly.

Article II

This agreement shall become operative immediately as to those states

executing it whenever any two or more of the states of Maine, New

Hampshire, Massachusetts, Rhode Island, Connecticut, New York, New

Jersey, Delaware, Maryland, Virginia, North Carolina, South Carolina,

Georgia and Florida have executed it in the form that is in accordance

with the laws of the executing state and the Congress has given its

consent. Any state contiguous with any of the aforementioned states and

riparian upon waters frequented by anadromous fish, flowing into waters

under the jurisdiction of any of the aforementioned states, may become a

party hereto as hereinafter provided.

Article III

Each state joining herein shall appoint three representatives to a

commission hereby constituted and designated as the Atlantic states

marine fisheries commission. One shall be the executive officer of the

administrative agency of such state charged with the conservation of the

fisheries resources to which this compact pertains or, if there be more

than one officer or agency, the official of that state named by the

governor thereof. The second shall be a member of the legislature of

such state designated by the commission or committee on interstate

cooperation of such state, or if there be none, or if said commission on

interstate cooperation cannot constitutionally designate the said

member, such legislator shall be designated by the governor thereof;

provided that if it is constitutionally impossible to appoint a

legislator as a commissioner from such state, the second member shall be

appointed by the governor of said state in his discretion. The third

shall be a citizen who shall have a knowledge of and interest in the

marine fisheries problem to be appointed by the governor. This

commission shall be a body corporate with the powers and duties set

forth herein.

Article IV

The duty of the said commission shall be to make inquiry and ascertain

from time to time such methods, practices, circumstances and conditions

as may be disclosed for bringing about the conservation and the

prevention of the depletion and physical waste of the fisheries, marine,

shell and anadromous, of the Atlantic seaboard. The commission shall

have power to recommend the coordination of the exercise of the police

powers of the several states within their respective jurisdictions to

promote the preservation of those fisheries and their protection against

overfishing, waste, depletion or any abuse whatsoever and to assure a

continuing yield from the fisheries resources of the aforementioned

states.

To that end the commission shall draft and, after consultation with

the advisory committee hereinafter authorized, recommend to the

governors and legislatures of the various signatory states, legislation

dealing with the conservation of the marine, shell and anadromous

fisheries of the Atlantic seaboard. The commission shall, more than one

month prior to any regular meeting of the legislature in any signatory

state, present to the governor of the state its recommendations relating

to enactments to be made by the legislature of that state in furthering

the intents and purposes of this compact.

The commission shall consult with and advise the pertinent

administrative agencies in the states party hereto with regard to

problems connected with the fisheries and recommend the adoption of such

regulations as it deems advisable. The commission shall have power to

recommend to the states party hereto the stocking of the waters of such

states with fish and fish eggs or joint stocking by some or all of the

states party hereto and when two or more of the states shall jointly

stock waters the commission shall act as the coordinating agency for

such stocking.

Article V

The commission shall elect from its number a chairman and a vice

chairman and shall appoint and at its pleasure remove or discharge such

officers and employees as may be required to carry the provisions of

this compact into effect and shall fix and determine their duties,

qualifications and compensation. Said commission shall adopt rules and

regulations for the conduct of its business. It may establish and

maintain one or more offices for the transaction of its business and may

meet at any time or place but must meet at least once a year.

Article VI

No action shall be taken by the commission in regard to its general

affairs except by the affirmative vote of a majority of the whole number

of compacting states present at any meeting. No recommendation shall be

made by the commission in regard to any species of fish except by the

affirmative vote of a majority of the compacting states which have an

interest in such species. The commission shall define what shall be an

interest.

Article VII

The fish and wildlife service of the department of the interior of the

government of the United States shall act as the primary research agency

of the Atlantic states marine fisheries commission cooperating with the

research agencies in each state for that purpose. Representatives of the

said fish and wildlife service shall attend the meetings of the

commission.

An advisory committee to be representative of the commercial fishermen

and the salt water anglers and such other interests of each state as the

commission deems advisable shall be established by the commission as

soon as practicable for the purpose of advising the commission upon such

recommendations as it may desire to make.

Article VIII

When any state other than those named specifically in article two of

this compact shall become a party thereto for the purpose of conserving

its anadromous fish in accordance with the provisions of article two the

participation of such state in the action of the commission shall be

limited to such species of anadromous fish.

Article IX

Nothing in this compact shall be construed to limit the powers of any

signatory state or to repeal or prevent the enactment of any legislation

or the enforcement of any requirement by any signatory state imposing

additional conditions and restrictions to conserve its fisheries.

Article X

Continued absence of representation or of any representative on the

commission from any state party hereto shall be brought to the attention

of the governor thereof.

Article XI

The states party hereto agree to make annual appropriation to the

support of the commission in proportion to the primary market value of

the products of their fisheries, exclusive of cod and haddock, as

recorded in the most recent published reports of the fish and wildlife

service of the United States department of the interior, provided no

state shall contribute less than two hundred dollars per annum and the

annual contribution of each state above the minimum shall be figured to

the nearest one hundred dollars.

The compacting states agree to appropriate initially the annual

amounts scheduled below, which amounts are calculated in the manner set

forth herein, on the basis of the catch record of nineteen hundred

thirty-eight. Subsequent budgets shall be recommended by majority of the

commission and the cost thereof allocated equitably among the states in

accordance with their respective interests and submitted to the

compacting states.

Schedule of initial annual state contributions:

Maine ......................................................... $700

New Hampshire .................................................. 200

Massachusetts ................................................ 2,300

Rhode Island ................................................... 300

Connecticut .................................................... 400

New York ..................................................... 1,300

New Jersey ..................................................... 800

Delaware ....................................................... 200

Maryland ....................................................... 700

Virginia ..................................................... 1,300

North Carolina ................................................. 600

South Carolina ................................................. 200

Georgia ........................................................ 200

Florida ...................................................... 1,500

Article XII

This compact shall continue in force and remain binding upon each

compacting state until renounced by it. Renunciation of this compact

must be preceded by sending six months' notice in writing of intention

to withdraw from the compact to the other states party hereto.

The states consenting to this amendment agree that any two or more of

them may designate the commission as a joint regulatory agency with such

powers as they may jointly confer from time to time for the regulation

of the fishing operations of the citizens and vessels of such

designating states with respect to specific fisheries in which such

states have a common interest. The representatives of such states on the

commission shall constitute a separate section commission for the

exercise of the additional powers so granted provided that the states so

acting shall appropriate additional funds for this purpose. The creation

of such section as a joint regulatory agency shall not deprive the

states participating therein of any of their privileges or powers or

responsibilities in the commission under the general compact.

2. "The executive officer" referred to in article three of the compact

shall, in the case of New York, be the Commissioner of Environmental

Conservation or an officer of the department designated by him. The two

other representatives shall be chosen from the classes of persons

prescribed in article three of the compact, and in the manner required

thereby.

3. The Atlantic States Marine Fisheries Commission shall submit

annually, in accordance with the laws and practice of this state, to the

Commissioner of Environmental Conservation for study and consideration

by such commissioner, an estimate of moneys required to administer,

manage and support the commission during the ensuing fiscal year. Such

estimate shall include any request for appropriation of funds by New

York and shall be accompanied by a tabulation of similar requests which

the commission expects to make to each other member state and the

formula or factors upon which such respective requests are based.

4. The Commissioner of Environmental Conservation shall include a

suitable item or items of estimated expenditures in the budget estimates

of his department, and shall give due effect to the provisions of

article eleven of the Atlantic States Marine Fisheries Compact.

5. The State Comptroller is hereby authorized and empowered from time

to time to examine the accounts and books of the commission, including

its receipts, disbursements and such other items referring to its

financial standing as such comptroller may deem proper and to report the

results of such examination to the Governor.

6. No provision of the Conservation Law and no provision of the

Environmental Conservation Law, if such provision of the Environmental

Conservation Law was derived from a provision of the Conservation Law,

which is inconsistent with the provisions of the Atlantic States Marine

Fisheries Compact shall be applicable to the Atlantic States Marine

Fisheries Commission or to any matter governed by the Atlantic States

Marine Fisheries Compact.

7. On August 15, 1964 and at intervals of four years thereafter, the

Commissioner of Environmental Conservation shall evaluate the role of

the Atlantic States Marine Fisheries Commission with respect to the

interstate fisheries of concern to New York and shall report to the

commission thereon. The commissioner shall transmit a copy of such

report to the Governor. The commissioner may make such additional

reports to the Atlantic States Marine Fisheries Commission and the

Governor as he deems appropriate.

TITLE 5 The Marine and Coastal District of New York Conservation, Education, and Research Grants Program

§ 13-0501 — Marine and coastal district of New York conservation, education, and research grants program

Marine and coastal district of New York conservation,

education, and research grants program.

1. There is hereby created within the department the marine and

coastal district of New York conservation, education, and research

grants program. The program shall make grants available to eligible

recipients for conservation, research, and education projects relating

to such marine and coastal district. For purposes of this title, the

term "eligible recipients" shall mean not-for-profit corporations

located within New York state whose purpose is to promote sport fishing,

increase participation in recreational angling, increase public

awareness and appreciation of aquatic natural resources, encourage

conservation of fisheries resources, or promote research relating to the

marine and coastal district of New York.

2. The grants program may include funding for programs containing

elements such as, but not limited to, the following:

(a) educational programs which raise public awareness and appreciation

of the need for protecting, conserving, and restoring the state of New

York's aquatic natural resources.

(b) research relating to the marine and coastal district of New York.

(c) production of informational materials in print, audio, video,

electronic, or other media.

(d) production and distribution of exhibits, public service

announcements, and advertisements.

(e) programs which promote angling and sport fishing through

information and/or training.

3. The commissioner may accept grants from public or private sources

for the program. Any such monies shall be deposited in the marine and

coastal district of New York conservation, education, and research fund

established pursuant to section ninety-five-c of the state finance law.

The commissioner, in administering this section, shall seek to

coordinate the program with other public and private efforts, and may

undertake joint or cooperative programs with other public or private

entities.

4. The commissioner shall make rules and regulations necessary and

appropriate for the implementation of this section.

§ 13-0503 — Marine and coastal district of New York conservation, education, and research board

Marine and coastal district of New York conservation,

education, and research board.

1. There is hereby established in the department the marine and

coastal district of New York conservation, education, and research board

to be composed of three members, one of whom shall be appointed by the

governor, one of whom shall be appointed by the temporary president of

the senate, and one of whom shall be appointed by the speaker of the

assembly. Each appointing official shall also appoint an alternate who

may serve in the place of the member appointed by such appointing

official. A member or alternate member of the board shall serve at the

pleasure of the official by whom he or she is appointed. The members of

the board shall choose their chairperson.

2. The board shall have the power and duty to: (a) receive and review,

and to approve or deny, applications from eligible recipients for grants

from the marine and coastal district of New York conservation,

education, and research fund, created pursuant to section ninety-five-c

of the state finance law, for conservation, research, and education

projects relating to such marine and coastal district. Approval of any

such proposed project may be granted only by unanimous vote of all three

members of the board. In the event a member of the board is unable to

vote, the alternate for such member may vote in his or her place;

(b) make by-laws for the management of its affairs and to do all

things necessary or convenient to carry out the powers expressly given

in this title;

(c) review the allocations and expenditures of the department related

to the marine resources account. To assist the board in its review, the

department shall by September first of each year make available to the

board, the governor and the legislature current and anticipated income

and expenditures for the account, including planned expenditures by time

and activity code for the next fiscal year; and

(d) consult with marine fish and wildlife interests and render annual

reports to the commissioner on fiscal needs and make recommendations on

expenditures and how such needs shall be met.

3. The board shall meet at least two times a year, at the request of

the chairperson.

4. The members of the board and alternate members shall receive no

compensation for their services, but shall be entitled to reimbursement

for actual and necessary expenses incurred in the performance of their

official duties pursuant to this section.

TITLE 7 Seagrass Protection Act

§ 13-0701 — Short title

Short title.

This act shall be known and may be cited as the seagrass protection

act.

§ 13-0703 — Definitions

Definitions.

1. "Coastal community" shall mean a municipal corporation, as defined

in section two of the general municipal law, in Nassau and Suffolk

counties.

2. "Seagrass" shall mean rooted, vascular, flowering marine plants

that are submerged in New York's bays and coastal waters, including

Zostera marina and Ruppia maritima.

§ 13-0705 — Departmental responsibilities

Departmental responsibilities.

1. The department shall designate seagrass management areas.

Designation of such areas shall include consideration, on a geographic

or estuarine basis, of likely threats to seagrass.

2. For each designated seagrass management area, the department shall

develop and adopt a seagrass management plan to guide the development of

rules and regulations pursuant to subdivision three of this section.

Such plan shall be developed after consultation with local governments,

representatives of recreational boating interests, the marine industries

(including commercial and recreational shell fishermen, and commercial

shell fish farmers), affected property owners, and other stakeholders,

so as to effectively manage and protect seagrass beds and seagrass

restoration efforts at those locations at which the restoration of

seagrass is reasonably possible. Such plans shall, to the extent

practicable, take into consideration, the goals of existing estuary

programs. In addition, seagrass management plans shall seek to preserve

traditional recreational activities, including recreational boating and

marina operations, as well as finfishing, shellfishing and tourism while

ensuring such activities do not threaten seagrass beds or negate

seagrass restoration efforts.

3. The department shall have the authority to adopt rules and

regulations to regulate coastal and marine activities that threaten

seagrass beds or seagrass restoration efforts.

4. The department shall have the authority to restrict the use of

mechanical-powered fishing or shellfishing gear which may directly

impact seagrass beds, including churning, dredges, rakes and tongs.

5. The department shall identify water quality impacts such as

nitrogen pollution and make recommendations on how to minimize such

impacts.

6. The department shall make information concerning the importance of

seagrass protection and the status of seagrass restoration efforts

available on the department website.

TITLE 9 No title

§ 13-0901

ARTICLE 14 New York Ocean and Great Lakes Ecosystem Conservation Act

§ 14-0101 — Short title

Short title.

This article shall be known and may be cited as the "New York ocean

and Great Lakes ecosystem conservation act".

§ 14-0103 — Legislative findings and declarations

Legislative findings and declarations.

The legislature finds and declares that:

1. New York's coastal ecosystems are critical to the state's

environmental and economic security, and integral to the state's high

quality of life and culture. Healthy coastal ecosystems are part of the

state's legacy, and are necessary to support the state's human and

wildlife populations;

2. The policy of the state of New York shall be to conserve, maintain

and restore coastal ecosystems so that they are healthy, productive and

resilient and able to deliver the resources people want and need;

3. The governance of coastal ecosystems shall be guided by the

following principles:

a. activities in and uses of the coastal ecosystem are sustainable;

b. ecological health and integrity is maintained;

c. ecosystems' interconnections among land, air and water are

recognized;

d. understanding of coastal ecosystems is enhanced;

e. decisions are informed by good science;

f. when risks are uncertain, caution is applied; and

g. broad public participation occurs in planning and decision making.

§ 14-0105 — Definitions

Definitions.

As used in this article:

1. "Coastal waters" means lakes Erie and Ontario, the St. Lawrence and

Niagara rivers, the Hudson river south of the federal dam at Troy, the

East river, the Harlem river, the Kill von Kull, and Arthur Kill, Long

Island sound, and the Atlantic ocean, and their connecting water bodies,

bays, harbors, shallows, and marshes.

2. "Coastal ecosystems" mean the resources of coastal waters and their

watersheds.

3. "Council" means the New York ocean and Great Lakes ecosystem

conservation council created by section 14-0107 of this article.

4. "Submerged aquatic vegetation" means native underwater plants found

in coastal waters, including but not limited to, eelgrass (Zostera

marina), widgeon grass (Ruppia maritima), wild celery (Vallisineria

Americana), and pondweed (Potomageton crispus).

5. "Submerged aquatic vegetation meadows" means those habitats in

coastal waters vegetated with one or more species of submerged aquatic

vegetation.

§ 14-0107 — New York ocean and Great Lakes ecosystem conservation council

New York ocean and Great Lakes ecosystem conservation

council.

1. There is hereby created the New York ocean and Great Lakes

ecosystem conservation council. The council shall consist of the

following thirteen members: the commissioners of agriculture and

markets, economic development, environmental conservation, general

services, parks, recreation and historic preservation, health, education

and transportation; the secretary of state; the president of the energy

research and development authority; the president of the environmental

facilities corporation; the chairman of the state soil and water

conservation committee; and the chancellor of the state university of

New York; or their respective designees.

2. The commissioner shall serve as chair of the council, and the

deputy secretary of state for coastal resources shall serve as such

council's executive director.

3. Members of the council shall receive no compensation but shall be

entitled to reimbursement for any necessary expenses incurred in

connection with the performance of their duties.

4. The council shall meet at least quarterly.

§ 14-0109 — Responsibilities of the council

Responsibilities of the council.

The New York ocean and Great Lakes ecosystem conservation council

shall:

1. Promote the understanding, protection, restoration and enhancement

of New York's ocean and Great Lakes ecosystems while promoting

sustainable and competitive economic development and job creation;

2. Ensure that community needs and aspirations are accommodated,

recognizing the interdependent goals of community well-being,

environmental quality and economic viability;

3. Define and implement an adaptive approach building upon existing

laws and programs to advance activities that affect coastal ecosystems

in order to ensure the coexistence of healthy ecosystems with human

activities;

4. Integrate and coordinate ecosystem-based management with existing

laws and programs;

5. Develop guidelines for agency programs and activities that affect

coastal ecosystems to advance the policy and principles delineated in

section 14-0103 of this article;

6. Encourage scientific research and information sharing that will

inform ecosystem-based management decisions and enhance ecosystem

management capabilities;

7. Use New York's private and public academic, research and non-profit

institutions more effectively in developing and advancing coastal

ecosystem-based management;

8. Facilitate regional coordination and cooperation to address complex

coastal resource issues which cross political and jurisdictional

boundaries.

§ 14-0111 — Report to the governor and legislature

Report to the governor and legislature.

The New York ocean and Great Lakes ecosystem conservation council

shall deliver a report to the governor and the legislature by November

first, two thousand eight which shall:

1. demonstrate improvements that can be accomplished in the eastern

Lake Ontario and the Long Island great south bay coastal ecosystems

through ecosystem-based management in cooperation with resource

managers, local governments, industry, conservation and community-based

organizations, and academic and research institutions;

2. define executive and legislative actions necessary to integrate

ecosystem-based management with existing programs needed to advance the

coastal ecosystem principles;

3. include a plan, schedule, and funding opportunities for

implementation of executive actions necessary to advance the policy and

principles in section 14-0103 of this article;

4. create an ocean and coastal resources atlas to make information

available to the public and decision makers;

5. establish a research agenda that identifies priority issues in need

of further research to enhance ecosystem-based management;

6. recommend actions to preserve, restore and protect submerged

aquatic vegetation populations and meadows; and

7. identify opportunities for regional ecosystem-based management with

neighboring states and the federal government.

§ 14-0113 — State agency assistance

State agency assistance.

Any state agency, department, public benefit corporation or division,

bureau or agency thereof may provide the council with the services of

its agents, employees and facilities without charge to the council for

the purpose of carrying out this article.

ARTICLE 15 Water Resources

TITLE 1 Short Title; Statement of Policy; Definitions; General Provisions

§ 15-0101 — Short title

Short title.

This article 15 of the Environmental Conservation Law shall be known

as the Water Resources Law. However, sections of the Environmental

Conservation Law falling within this article 15 may be cited either as

such sections of the Environmental Conservation Law or as such sections

of the Water Resources Law.

§ 15-0103 — Legislative findings

Legislative findings.

Article 15 shall be construed and administered in the light of the

following findings of fact:

1. The sovereign power to regulate and control the water resources of

this state ever since its establishment has been and now is vested

exclusively in the state of New York, except to the extent of any

delegation of power to the United States;

2. New York State has been generously endowed with water resources

which have contributed and continue to contribute greatly to the

position of preeminence attained by New York in population, agriculture,

commerce, trade, industry and outdoor recreation;

3. Adequate and suitable water for water supply, domestic, municipal,

industrial, agricultural and commercial uses, power, irrigation,

transportation, fire protection, sewage and waste assimilation, the

growth of forests, maintenance of fish and wildlife, recreational

enjoyment and other uses is essential to the health, safety and welfare

of the people and economic growth and prosperity of the state;

4. In recent years our population growth and the development and use

of new technology and processes have resulted in demands for more water

and the equitable use thereof for these purposes;

5. In recent years recreational activities are making new and greater

demands on lakes and streams of the state for boating, fishing, bathing

and water sports, and the lands adjacent thereto for campsites, access

areas and public beaches;

6. The growth of cities and urban areas and their expansion into

formerly rural areas has in many cases resulted in the filling in,

diversion and destruction of water courses, necessarily destroying

aquatic habitat and lessening supplies of water for multiple use

purposes;

7. Increased motorized highway travel and public safety are requiring

the construction of new, better and larger public highways which may

alter the water ways of the state and encroach upon water courses and

affect their uses;

8. All fish, game, wildlife, shellfish, crustacea and protected

insects in the state, except those legally acquired and held in private

ownership, are owned by the state and held for the use and enjoyment of

the people of the state, and the state has a responsibility to preserve,

protect and conserve such terrestrial and aquatic resources from

destruction and damage and to promote their natural propagation;

9. The unreasonable, uncontrolled and unnecessary interference with or

defilement and disturbance of water courses create hazards to the

health, safety and welfare of the people of the state causing great

economic loss by erosion of soil, increased costs of water purification

and treatment, the loss of crop lands and forests by flooding, the

destruction and failure of natural propagation of fish and aquatic

resources and the loss of water for domestic, industrial, navigational,

municipal, agricultural, recreational and other beneficial uses and

purposes;

10. The unreasonable and unregulated (a) interference with the

channels and beds of lakes and streams by construction of dams, roads

and other structures, (b) alteration of water courses and gradients, (c)

impounding of water, (d) dredging and filling in of stream beds, and the

unreasonable removal of sand, gravel or other materials from streams,

and by other action, have resulted in pollution of such waters, increase

in turbidity and the deposit of silt and debris, irregular variations of

velocity, temperature and levels of water, erosion of banks and uplands

and the flooding of valuable lands;

11. The department, and two of its predecessors, the Water Resources

Commission and the Water Pollution Control Board, has classified

substantially all of the waters of the state;

12. The department, pursuant to title 11 of article 15 of the

Environmental Conservation Law, is continuing the work of its

predecessor, the Water Resources Commission in undertaking comprehensive

planning for the protection, conservation and development of the water

resources of the state;

13. It is in the best interest of the state that provision be made for

the regulation and supervision of activities that deplete, defile,

damage or otherwise adversely affect the waters of the state and land

resources associated therewith.

§ 15-0105 — Declaration of policy

Declaration of policy.

In recognition of its sovereign duty to conserve and control its water

resources for the benefit of all inhabitants of the state, it is hereby

declared to be the public policy of the state of New York that:

1. The regulation and control of the water resources of the state of

New York be exercised only pursuant to the laws of this state;

2. The waters of the state be conserved and developed for all public

beneficial uses;

3. Comprehensive planning be undertaken for the protection,

conservation, equitable and wise use and development of the water

resources of the state to the end that such water resources be not

wasted and shall be adequate to meet the present and future needs for

domestic, municipal, agricultural, commercial, industrial, power,

recreational and other public, beneficial purposes;

4. With respect to the use of the waters of the state and the water

courses thereof, due consideration shall be given to the relative

importance of different uses;

5. The acquisition, storage, diversion and use of water for domestic

and municipal purposes shall have priority over all other purposes;

6. Alterations in the conditions of waters and water courses be

planned and carried out in such manner that the important uses will be

impaired as little as possible;

7. Reasonable standards of purity and quality of the waters of the

state be maintained consistent with public health, safety and welfare

and the public enjoyment thereof, the propagation and protection of fish

and wildlife, including birds, mammals and other terrestrial and aquatic

life, and the industrial development of the state, and to that end, to

require the use of all known available and reasonable methods to prevent

and control pollution, wastage and unreasonable disturbance and

defilement of the waters of the state;

8. In addition to other recognized public beneficial uses and control

of water as provided by this article 15 or by any other statute, the

regulated acquisition, storage, diversion and use of water for the

supplemental irrigation of agricultural lands within the state is a

public purpose and use, in the interests of the health, safety and

welfare of the people of the state and for their interest.

§ 15-0107 — Definitions as used in this article

Definitions as used in this article.

1. "Person" means any individual, firm, co-partnership, association or

corporation other than the state and a "public corporation."

2. "Public corporation" means "public corporation" as defined in

subdivision one of Section 3 of the General Corporation Law and includes

all public authorities, except the Power Authority of the State of New

York.

3. "Municipality" or "municipal corporation" includes a county, city,

town and village.

4. "Waters" shall be construed to include lakes, bays, sounds, ponds,

impounding reservoirs, springs, wells, rivers, streams, creeks,

estuaries, marshes, inlets, canals, the Atlantic ocean within the

territorial limits of the state of New York, and all other bodies of

surface or underground water, natural or artificial, inland or coastal,

fresh or salt, public or private, which are wholly or partially within

or bordering the state or within its jurisdiction.

5. "Water power" shall be construed to mean power developed from

falling or flowing water, and all electrical current and other forms of

energy into which such power may be transformed.

6. The term "comprehensive planning" as used in title 11 of this

article shall be deemed to mean multi-purpose planning for at least two,

and as many more as may be found to be practicable and reasonable, of

the purposes and uses as provided by this article 15 or by any other

statute, the provisions of which and the procedures authorized thereby

are to remain in full force and effect.

7. Other definitions, applicable to this article, are found in

sections 15-1301, 15-1703, 15-1973 and 15-2101.

§ 15-0109 — General jurisdiction

General jurisdiction.

The department shall exercise its powers and perform its duties in any

matter affecting the construction of improvements to or developments of

water resources for the public health, safety or welfare, including but

not limited to the supply of potable waters for the various

municipalities and inhabitants thereof, the use of water for industrial

and agricultural operations, the developed and undeveloped water power

of the state, the facilitation of proper drainage and the regulation of

flow and improvement of the rivers of the state.

§ 15-0111 — Public Authorities Law and Administrative Code of the City of New York are not affected

Public Authorities Law and Administrative Code of the City of

New York are not affected.

Nothing contained in this article shall be deemed or construed as

amending, repealing, altering or otherwise modifying in whole or in part

any provision of Title 1, Article 5 of the Public Authorities Law, as

amended, with respect to Power Authority of the State of New York, or

any provision of Title K of Chapter fifty-one and Title D of Chapter 15

of the Administrative Code of the City of New York, as amended, with

respect to the City of New York, and such acts shall remain in full

force and effect, except that notwithstanding the provisions of this

section and title 3 of article 1 of this chapter, section 15-0103 and

title 8 of this article shall apply to the city of New York, its

agencies and departments. Nothing in this article shall be deemed or

construed as adding to, diminishing or otherwise modifying the rights,

powers, duties and obligations granted to and imposed upon Power

Authority of the State of New York and the City of New York, its or

their agencies and departments by such statutes or any other statutes,

except that notwithstanding the provisions of this section and title 3

of article 1 of this chapter, section 15-0103 and of title 8 of this

article shall apply to the city of New York, its agencies and

departments.

§ 15-0113 — State to be reimbursed for costs

State to be reimbursed for costs.

In the event that the department shall carry out a project paid for by

the beneficiaries, as provided by various parts in this article, the

department may, if such procedure shall be found to be just and

reasonable, require that the state be reimbursed for costs which may

have been paid from state appropriations. This reimbursement may cover

costs and expenses incurred prior to the time the project funds could be

made available for salaries and expenses for regular employees of any

state department who may have devoted all or a part of their time to

that particular project, except this is not intended to apply to the

salaries of the members of the department engaged only in general

administrative work in connection with the project.

TITLE 3 Powers and Duties

§ 15-0301 — Investigations

Investigations.

1. The department may, of its own motion, make or cause to be made

such surveys and investigations as it may deem advisable and necessary

for the discharge of its duties under this article.

2. The department, upon its own motion, or upon a petition presented

to it by a person or public corporation pursuant to provisions of this

article, may in its discretion, extend the scope of such proceeding to

any improvements or developments of natural resources which may be done

under any provisions of this article, and if any part of the procedure

governing the matters concerning which the petition is presented cannot

be made applicable in all respects to the subject matter of the

proceedings as thus extended, then the procedure peculiar to such

additional matter as provided for in this article may be adopted to the

extent necessary.

3. The department shall make or cause to be made continuing

investigations of the water resources of the state so as to accumulate

comprehensive data as a basis of providing for their proper

conservation, development, regulation and use.

4. The department shall conduct systematic gauging of rainfall and

stream flow throughout the state when moneys shall have been

appropriated therefor.

§ 15-0303 — Examination of books, records and accounts

Examination of books, records and accounts.

For the purpose of ascertaining material information relevant to the

function of the powers and duties of the department, the department may

by its members, authorized agents or representatives freely examine at

any time the books, records and accounts of any holder of a license,

permit or other authorization, issued pursuant to this article.

§ 15-0305 — Access to property for inspection or investigation

Access to property for inspection or investigation.

The department or its duly appointed agents shall have the right to

enter at all times in or upon any property, public or private, for the

purpose of inspecting or investigating conditions relating to matters

within the jurisdiction of the department pursuant to article 15. The

department shall be liable only for actual damage done by reason of any

such entry, inspection, or investigation. The amount of such damages may

be agreed upon between the department and the owner and occupant of the

damaged property, or if they cannot agree the amount of such damages

shall be ascertained and determined by proper court action.

§ 15-0307 — Requirement of statements and reports

Requirement of statements and reports.

The department may require any holder of a license, permit or other

authorization, issued pursuant to this article, at a designated time or

times, to file with it statements and reports, in such form as it may

prescribe, covering any data or information which it deems necessary or

proper to enable it to carry into effect the provisions of this article.

§ 15-0309 — Power to sue

Power to sue.

The department may bring actions, suits or proceedings as in its

judgment may be necessary and proper to enable it to perform any of the

duties imposed upon it by the provisions of this article as amended or

to prevent the violation by any person or public corporation of any of

the provisions thereof; and may defend such actions, suits or

proceedings as may arise through the performance of any duties or

functions imposed upon it by the provisions of this article as amended.

§ 15-0311 — Eminent domain

Eminent domain.

The department may, in those situations which are specifically

enumerated in this article and subject to whatever restrictions and

limitations this article may impose, acquire real property pursuant to

this article under an exercise of the right of eminent domain.

§ 15-0313 — Powers and responsibilities with respect to water pollution control

Powers and responsibilities with respect to water pollution

control.

1. The department shall perform such duties and functions with respect

to the control of water pollution as is provided in article 17 of the

Environmental Conservation Law, and shall have such powers and authority

as may be necessary in that regard.

2. The department is hereby authorized, upon due consideration after

hearing to:

a. Alter, modify or amend the "Rules and Classifications and Standards

of Quality and Purity for Waters of New York State" for the control of

pollution of the waters of the state as provided in paragraph (c) of

subdivision 7 of section 17-0301,

b. Classify the waters of the state in accordance with best usage in

the interest of the public, and alter, reclassify, modify, change or

amend the classification of waters hitherto adopted and established by

the former Water Resources Commission and the former Water Pollution

Control Board as provided in paragraph (c) of subdivision 7 of section

17-0301,

c. Establish new, or alter, modify, change or amend existing standards

of quality and purity of the waters of the state applicable to the

classification of waters.

3. In the classification of waters and the adoption of standards of

purity and quality therefore, due consideration shall be given by the

department to the factors and considerations specifically provided in

section 17-0301.

4. The department is authorized to adopt and enforce rules and

regulations governing the direct application of chemicals to or in

surface waters for the purpose of altering water quality, or the direct

application of pesticides to or in surface waters, notwithstanding any

of the provisions of this chapter.

a. Such rules and regulations may forbid such direct application or

use of pesticides and chemicals except pursuant to a permit issued by

the department, or by an appropriate officer or agency authorized by

such rules to issue such permits, except that a permit shall not be

required for the application of a pesticide to a pond of one acre or

less in size which has no outlet to surface water.

b. Such rules and regulations may specify the pesticides and chemicals

and quantities and concentrations thereof which may be directly applied

or used, which specified chemicals and pesticides shall be selected with

maximum protection of life, health and property as criteria for their

selection, and shall also provide for giving reasonable notice to

persons likely to be adversely affected by such use of chemicals and may

require consent of persons who may reasonably be expected to suffer

substantial damage or injury thereby prior to the issuance of any permit

for such use. A fee of one hundred dollars shall accompany each permit.

c. No pesticide or chemical may be introduced into any surface waters

of the state classified pursuant to article 17 in violation of such

rules and regulations.

§ 15-0314 — Powers and responsibilities with respect to certain plumbing fixtures

Powers and responsibilities with respect to certain plumbing

fixtures.

1. On and after the effective date of this section, no individual,

public or private corporation, political subdivision, government agency,

department or bureau of the state, municipality, industry,

co-partnership, association, firm, trust, estate or other legal entity

shall, for purposes of use in this state, distribute, sell, offer for

sale, import or install any sink faucet or lavatory faucet, shower head,

drinking water fountain, urinal or water closet, including tank-type

toilets, flushometer-tank toilets, flushometer-valve toilets,

electromechanical hydraulic toilets, and all other types of toilets that

use water and associated flush-valve, if any, unless it shall meet the

water saving performance standards as provided for in subdivision two of

this section.

2. The water saving performance standards for sink and lavatory

faucets, shower heads, drinking water fountains, urinals and water

closets, including tank-type toilets, flushometer-tank toilets,

flushometer-valve toilets, electromechanical hydraulic toilets,

dual-flush toilets and all other types of toilets that use water shall

be as follows:

(a) for lavatory faucets, at a constant water pressure of sixty pounds

per square inch, maximum flow shall not exceed 1.5 gallons of water per

minute (or .25 gallons per cycle for lavatory faucets designed as

metering faucets) and provided that those faucet models installed in

public buildings must be of a self-closing variety and must be designed

to limit the discharged flow rate of water to a maximum of .5 gallons

per minute at a constant water pressure of sixty pounds per square inch

or must be of the metering type which limit the discharge of water to a

maximum of .25 gallons per cycle; and

(b) for sink faucets, at a constant water pressure of sixty pounds per

square inch, maximum flow shall not exceed 2.2 gallons of water per

minute; and

(c) for shower heads, at a constant water pressure of eighty pounds

per square inch, maximum flow shall not exceed 2.0 gallons of water per

minute; and

(d) for urinals and associated flush-valve, if any, maximum flow shall

not exceed an average of 0.5 gallons of water per flush (except for

urinals designated and marketed exclusively for use in prisons or mental

health care facilities); and

(e) except for water closets and toilets designed and marketed

exclusively for use in prisons or mental health care facilities, (1) for

water closets and associated flush-valve, if any, maximum flow shall not

exceed an average of 1.28 gallons of water per flush; (2) for dual-flush

tank-type water closets, the average of two reduced flushes and one full

flush shall not exceed 1.28 gallons of water per flush; and (3) for

dual-flush flushometer-valve water closets, maximum flow shall not

exceed an average of 1.28 gallons of water per flush; and

(f) drinking water fountains must be of a self-closing variety.

3. Each shower head, sink or lavatory faucet, both box and product,

shall be marked and labeled, and each water closet or urinal, or each

component if the water closet or urinal is comprised of two or more

components, both box and product, shall be marked and labeled in

accordance with the latest revision of the standards designated American

National Standards, written under American National Standards Institute

(ANSI), and, as applicable, the following United States Environmental

Protection Agency watersense program specification: showerheads (July

26, 2018), tank-type toilets (June 2, 2014), lavatory faucets (October

1, 2007), flushing urinals ( August 14, 2009), and flushometer-valve

toilets (December 17, 2015).

4. The commissioner may permit the sale and installation of water

closets, blow out toilets and associated flush-valves, if any, which do

not meet the standards provided for in subdivision two of this section

if after application therefor it is determined by the commissioner that

the installation of fixtures which meet such standards would be

detrimental to the operation of the existing sewerage system or part of

such system, servicing such fixtures.

5. The provisions of this section shall not apply to fixtures which

were in compliance with this section and other applicable provisions of

law on the date on which they were installed which are removed and

relocated to another room or area of the same building or to another

building owned or leased by the owner of the building from which such

fixtures were removed after the effective date of this section, nor

shall they apply to fixtures such as safety showers, bedpan washer

equipped water closets and aspirator faucets, which, in order to perform

a specialized function, cannot meet the standards specified in

subdivision two of this section.

6. "Public building" as used in this section, means any building or

portion thereof, used or controlled by any department or branch of a

state or local government, or which is constructed wholly or partially

through state or municipal funds, including tax funds, funds obtained

through bond issues or grants or loans under any state law, which is

likely to be used by the public, including, but not limited to theaters,

concert halls, auditoriums, museums, schools, libraries, recreation

facilities, transportation terminals and stations, factories, office

buildings and building establishments. In addition, "public building"

includes those facilities such as stores, restaurants and hotels which

have restrooms which are open to the public or the clientele of the

facility but not including private restrooms which are part of sleeping

quarters in such a facility. The term "public building" does not include

privately owned residential structures, public housing structures, or

police, fire or correction structures.

7. A violation of the provisions of this section shall be liable for a

penalty pursuant to section 71-1127 of this chapter.

8. The commissioner, to the extent practicable and appropriate, shall

utilize the latest revision of the standards designated American

National Standards, written under American National Standards Institute

(ANSI) procedures in determining requirements under this section, and,

as applicable, the following United States Environmental Protection

Agency watersense program specification: showerheads (July 26, 2018),

tank-type toilets (June 2, 2014), lavatory faucets (October 1, 2007),

flushing urinals (August 14, 2009), and flushometer-valve toilets

(December 17, 2015).

§ 15-0315 — Relations with other governmental bodies and agencies

Relations with other governmental bodies and agencies.

1. In order to adequately protect the interests of the state in its

water resources, the department is hereby authorized to:

a. Cooperate with the appropriate agencies of the federal government

or this or other states, or any interstate bureau, group, division or

agency with respect to the use of water from lakes, ponds, rivers and

streams, which are without or wholly or partially contained within this

state, and to endeavor to harmonize any conflicting claims which might

arise therefrom.

b. Appear, represent and act for the state in respect to any

proceeding before either a federal or state governmental body or agency

where the water resources of the state may be affected, and may do and

perform such acts in connection therewith as it deems proper to protect

the interests of the state.

c. Present for the consideration of the Congress or officers of the

federal government, as occasion requires, the just rights of the state

in relation to its waters and institute and prosecute appropriate

actions and proceedings to secure such rights, and defend any action or

proceeding calculated to impair such rights.

2. The department is designated as the agent of the state to obtain

the cooperation, aid and assistance of any appropriate federal agencies

in the performance of the functions of the department or of any regional

planning and development board created under title 11 of this article.

The department may enter into contracts, when required, with any such

federal agencies for such purposes. Wherever it is required by a federal

statute, rule or regulations that such cooperation, aid and assistance

be given on a matching-funds basis, the department, if funds have been

appropriated and are available therefor, is designated as the agent of

the state to enter into contracts on said basis; provided, however, that

payment by the state shall not exceed one-half of the cost, including

personal service, of the services rendered by the federal agencies. All

contracts entered into by the department shall be executed by its

commissioner and in the manner and form prescribed by law.

§ 15-0317 — General powers and duties

General powers and duties.

The department shall continue to exercise all the functions, powers

and duties of the former Water Resources Commission as specified in the

former Conservation Law in effect on the date of the enactment of

chapter 140 of the laws of 1970, and all the functions, powers and

duties of the Water Power and Control Commission as previously

established by chapter 242 of the laws of 1928 and of its predecessors

and all the functions, powers and duties enumerated in this article as

amended and as may hereinafter be prescribed by law.

TITLE 5 Protection of Water

§ 15-0501 — Protection of certain streams; disturbances of stream beds; permit

Protection of certain streams; disturbances of stream beds;

permit.

1. Except as provided in subdivisions 4, 5, 6 and 7 of this section,

no person or public corporation shall change, modify or disturb the

course, channel or bed of any stream as defined in subdivision 2, or

remove any sand, gravel or other material from the bed or banks of such

a stream without a permit issued pursuant to subdivision 3 of this

section.

2. For the purposes of this section, stream shall mean that portion of

any fresh surface watercourse, except lakes or ponds having a surface

area greater than ten acres at mean low water level, for which the

department has adopted or may hereafter adopt pursuant to section

17-030l, any of the following classifications or standards:

AA and AA (T),

A and A (T),

B and B (T),

C (T)

Small ponds or lakes with a surface area at mean low water level of

ten acres or less, located in the course of a stream, shall be

considered a part of the stream and subject to regulation under this

section.

3. Permit.

a. Before granting a permit, a permit renewal or a permit modification

pursuant to this section, the department shall ascertain the probable

effect on the health, safety and welfare of the people of the state, and

the effect on the natural resources of the state, including soil,

forests, water, fish and aquatic resources therein, likely to result

from the proposed project or work.

b. In order to minimize the disturbance of a stream and in order to

prevent unreasonable erosion of soil, increased turbidity of the waters,

irregular variations in velocity, temperature and level of waters, the

loss of fish and aquatic wildlife and the destruction of natural habitat

thereof, and the danger of flood or pollution, the department shall

review the permit application or request for renewal or modification of

an existing permit and may approve the manner and the extent to which

the stream bed or channel may be changed, altered or modified and may

limit the quantity of sand, gravel or other material to be removed,

designate the location in the bed, channel or banks of the stream from

which the sand, gravel or other material may be removed, or it may deny

the permit or request.

c. The rules and regulations adopted by the department to implement

this section and the provisions of article 70 of this chapter and rules

and regulations adopted thereunder shall govern the processing of permit

applications, renewals, modifications, suspensions and revocations under

this section.

4. No permit under this section shall be required of any local public

corporation which has entered into a written memorandum of understanding

with the department establishing the plan of operation to be followed in

carrying out projects or work affecting water courses so as to afford

proper protection to the public beneficial uses of such water courses.

5. No permit under this section shall be required of any state

department or state public corporation. State departments and state

public corporations may enter into a written memorandum of understanding

with the department concerning projects or work of the type for which a

permit would be required under this section if the project or work were

undertaken by a person or local public corporation. The memorandum may

establish procedures for review by the department of the plans for such

projects or work and for written recommendations by the department with

respect thereto.

6. No permit under this section shall be required for emergency work

in a stream or on its banks which is immediately necessary to protect

the health, safety and well-being of any person or persons or to prevent

damage to personal or real property, provided that the department is

given written notification by registered mail or telegraph within

forty-eight hours after the commencement of the work and within

forty-eight hours following the completion of such work. Whenever

emergency work is performed as provided in this subdivision, it shall be

performed in a manner that will cause the least change, modification,

disturbance or damage to the course or bed of the stream and its banks.

7. No permit under this section shall be required for certain

agricultural activities of persons and corporations actively cultivating

land devoted to agriculture whether or not the same be along a stream or

watercourse as described in subdivision 2; providing that these

agricultural activities consist only of crossing and recrossing of such

streams or watercourses by livestock or by wheeled farm equipment

normally used for traditional agricultural purposes; or the use of such

stream or watercourse for withdrawal of water for irrigation where such

withdrawal does not require altering the bed, banks or course of the

stream in any manner.

8. The requirements of this section shall be in addition to those

specified in section 15-0505 of this title, provided however, that the

department may, by rule and regulation, provide that only one

application for a permit or request for renewal or modification of an

existing permit need be filed with the proposed project or work requires

a department permit under this section and section 15-0505 of this

title.

§ 15-0503 — Protection of water bodies; permit

Protection of water bodies; permit.

1. Except as provided in subdivision 3 of this section

a. No dam shall be erected, constructed, reconstructed or repaired by

any person or local public corporation without a permit issued pursuant

to subdivision 2 of this section. As used in this section, and section

15-0511 of this title, "dam" means any artificial barrier including any

earthen barrier, together with its appurtenant works, which impounds or

will impound waters, provided it has (1) a height equal to or greater

than fifteen feet or (2) a maximum impoundment capacity equal to or

greater than three million gallons; except that for purposes of this

section a dam shall not include any structure which has (i) a height

equal to or less than six feet regardless of the structure's impoundment

capacity, or (ii) an impoundment capacity not exceeding one million

gallons regardless of the structure's height.

b. Except where a lease or other appropriate conveyance of an interest

authorizing the use and occupancy of state-owned lands underwater has

been obtained from the commissioner of general services pursuant to

subdivision seven of section seventy-five of the public lands law, no

dock, wharf, platform, breakwater, mooring, or other structure in, on or

above waters shall be erected, placed, constructed, reconstructed, or

expanded after the effective date of this paragraph by any person or

local public corporation without a permit issued pursuant to subdivision

2 of this section. The term "reconstructed" as used in relation to

docks, wharves, platforms, breakwaters, mooring or other structures

pursuant to this paragraph shall mean the substantial rebuilding of

structures or facilities and shall not apply to ordinary maintenance or

repair of existing functional structures or facilities, such as

repainting, redriving pilings or replacing broken boards in docks.

c. A city, town, village or county may submit to the commissioner a

local law or ordinance regulating docks or other structures as described

in paragraph b of this subdivision. The commissioner shall review such

law or ordinance to determine whether it provides environmental

protection comparable to, or greater than, the provisions of such

paragraph and any regulations promulgated thereunder. If the

commissioner determines that the local law or ordinance submitted meets

such requirements, the commissioner may delegate, upon such terms and

conditions as he or she deems appropriate, to the local government the

authority to administer the permit program and to charge a fee for

permit processing. Any delegation may be revoked by the commissioner if

he or she finds that the local government has failed to carry out the

program in accordance with the terms of the delegation.

2. Permits. a. Before granting a permit, a permit renewal or a permit

modification pursuant to this section, the department shall ascertain

the probable effect on the health, safety and welfare of the people of

the state, and the effect on the natural resources of the state likely

to result from the proposed project or work.

b. The department shall review the permit application or request for

renewal or modification of an existing permit and may approve the manner

and extent to which the waters of the state or the banks and shore

thereof will be affected by the proposed project or work and may grant

or deny the permit or request, or may grant the permit or request with

such conditions as might appear necessary to safeguard life, property

and natural resources during and after the execution of the proposed

project or work.

c. The rules and regulations adopted by the commissioner to implement

this section and the provisions of article 70 of this chapter and rules

and regulations adopted thereunder shall govern permit applications,

renewals, modifications, suspensions and revocations under this section.

d. The requirements of this section shall be in addition to those

specified in sections 15-0501 and 15-0505 of this title, provided

however, that the department may, by rule and regulation, provide that

only one application for a permit or request for renewal or modification

of an existing permit need be filed when the proposed project or work

requires a department permit under this section and any other section of

this title.

3. The requirement of a permit pursuant to this section shall not

apply to the following facilities:

a. A dock, pier, wharf or other structure used solely as a landing

place on water providing dockage for five or fewer boats and

encompassing within its outer perimeter an area less than four thousand

square feet;

b. A mooring facility providing mooring for fewer than ten boats;

c. Seasonal replacement or reinstallation of structures referenced and

listed in paragraph b of subdivision 1 of this section installed prior

to the effective date of this paragraph.

4. The design, preparation of plans, estimates and specifications and

the supervision of the erection, construction, reconstruction and repair

of all the structures hereinbefore referred to shall be done by a

licensed professional engineer, or in the case of farm ponds for which a

permit is required, by an engineer or conservationist employed by a

governmental agency cooperating with a soil conservation district, or by

an engineer employed by the department.

5. Notwithstanding the provisions of this or any other chapter or law

to the contrary, no reservoirs for any purpose shall hereafter be

constructed on the Upper Hudson River in the Adirondack park between

Luzerne and the river's source; the Boreas river from its mouth to

Durgin Brook; the Indian river from its mouth to Abanakee Dam; and the

Cedar river from its mouth to Cedar River Flow, by the state or by any

river regulating board.

§ 15-0505 — Protection of navigable waters; excavation or fill; permit

Protection of navigable waters; excavation or fill; permit.

1. No person, local public corporation or interstate authority shall

excavate or place fill below the mean high water level in any of the

navigable waters of the state, or in marshes, estuaries, tidal marshes

and wetlands that are adjacent to and contiguous at any point to any of

the navigable waters of the state and that are inundated at mean high

water level or tide, without a permit issued pursuant to subdivision 3

of this section. For the purposes of this section, fill shall include,

but shall not be limited to, earth, clay, silt, sand, gravel, stone,

rock, shale, concrete (whole or fragmentary), ashes, cinders, slag,

metal, or any other similar material whether or not enclosed or

contained by (1) crib work of wood, timber, logs, concrete or metal, (2)

bulkheads and cofferdams of timber sheeting, bracing and piling or steel

sheet piling or steel H piling, separated or in combination. Nothing

contained in this section is intended to be, nor shall be construed to

limit, impair or affect the memorandum of understanding which any state

department enters into with the Department of Environmental Conservation

or the general powers and duties of the Department of Transportation

relating to canals or the general powers and duties of the Department of

Environmental Conservation relating to flood control.

2. A permit application or request for a permit renewal or

modification shall be made on forms provided by the department and shall

consist of a description of the character and extent of the proposed

project or work, drawings, plans and specifications providing the

location and details of the proposed project or work, and such

additional information as the department may require.

3. Before granting a permit, a permit renewal or a permit modification

pursuant to this section the department shall ascertain the probable

effect on the use of such waters for navigation, the health, safety and

welfare of the people of the state and the effect on the natural

resources of the state, including soil, forests, water, fish and aquatic

resources therein, likely to result from the proposed project or work.

4. The department shall review the permit application or request for

renewal or modification of an existing permit and may grant or deny the

permit or request, or may grant the permit with such conditions as will

safeguard life or property against danger or destruction and as will

make the navigable waters safe for use by the public.

5. The rules and regulations adopted by the department to implement

this section and the provisions of article 70 of this chapter and rules

and regulations adopted thereunder shall govern the processing of permit

applications, renewals, modifications, suspensions and revocations under

this section.

6. The provisions of subdivisions 1, 2, 3 and 4 of this section shall

not apply to emergency work in waters described in subdivision 1 of this

section which is immediately necessary to protect the health, safety and

well-being of any person or persons or to prevent damage to personal or

real property, provided that the department is given written

notification by registered mail or telegraph within forty-eight hours

after the commencement of the work and within forty-eight hours

following the completion of the work. Whenever such emergency work is

performed as provided in this subdivision, it shall be performed in a

manner that will cause the least change, modification, disturbance or

damage to the environment.

7. The requirements of this section shall be in addition to those

specified in section 15-0501 of this title, provided however, that the

department may, by rule and regulation, provide that only one

application for a permit or request for renewal or modification of an

existing permit need be filed when the proposed project or work requires

a department permit under this section and section 15-0501 of this

title.

§ 15-0507 — Structures impounding waters; structures in waters; responsibility of owner; inspection

Structures impounding waters; structures in waters;

responsibility of owner; inspection.

1. Any owner of a dam or other structure which impounds waters shall

at all times operate and maintain said structure and all appurtenant

structures in a safe condition. As used in this section and section

71-1109 of this chapter, "owner" means any person or local public

corporation who owns, erects, reconstructs, repairs, maintains or uses a

dam or other structure which impounds waters. The commissioner may

promulgate regulations requiring any owner to prepare and implement a

safety program for such dam or structure as necessary to safeguard life,

property or natural resources. Regulations governing the safety program

may include requirements for inspections, monitoring, maintenance and

operation, emergency action planning, response and prevention of

terrorism and cyber terrorism, financial security, recordkeeping and

reporting or any other requirement the commissioner deems necessary to

safeguard life, property or natural resources. Such requirement shall

only apply to those dams or other structures that impound waters which

pose, in the event of failure, a threat of personal injury, substantial

property damage or substantial natural resource damage.

2. Whenever in the judgment of the department public safety requires,

the department shall investigate dams and other structures impounding

waters in the state, and docks, piers and wharves extending into such

waters.

3. In addition to any other power set forth in this chapter, including

the power to issue an order pursuant to section 71-0301 of this chapter,

the department shall have the power, whenever in the judgment of the

department it may be necessary to safeguard life or property or to

protect the natural resources of the state, after hearing on due notice,

to issue an order, setting forth the findings of fact and conclusions

therefrom, directing any owner:

a. to conduct studies, investigations and analyses necessary to

evaluate the safety of the structure, including but not limited to

visual inspections, measurements, foundation exploration and testing,

materials testing, hydraulic and hydrologic analyses, structural

stability analyses and seepage investigations; and

b. to either remove the said structure or to erect, reconstruct or

repair the same within such reasonable time and in such manner as shall

be specified in said order.

It shall be the duty of every such owner to obey, observe and comply

with such order and with the conditions therein prescribed. The

provisions of title 9 of this article with respect to administrative

procedures shall be applicable to hearings under this section.

4. It shall be unlawful for any owner to fail, omit or neglect to

comply with such order within a reasonable time as designated by the

department.

5. Upon the violation of any such order, the department shall have

power to enter upon the lands and waters where such structures are

located for the purpose of removing, repairing or reconstructing the

same and to take such other and further precautions which it may deem

necessary to safeguard life or property or protect the natural resources

of the state against danger occasioned by the presence of such

structures. In removing, repairing and reconstructing such structures or

other properties so affected the department shall not deviate from the

method, manner and specifications contained in the original order.

6. The department shall certify the amount of the costs and expenses

incurred by the department and any state departments for the removal,

repair or reconstruction aforesaid in any wise connected therewith to

the county legislative body of the county or counties in which the said

lands and waters are located, whereupon it shall be the duty of such

county legislative body of each county to add the amount so certified to

the assessment rolls of such locality or localities as a charge against

the real property upon which the dam, dock or other structure is

located, designated or described by the department as chargeable

therewith, and to issue its warrant or warrants for the collection

thereof. Thereupon it shall become the duty of such locality or

localities through their proper officers to collect the amount so

certified in the same manner as other taxes are collected in such

locality or localities and when collected to pay the same to the

department, who shall thereupon, pay the same into the State Treasury.

Any amount so levied shall thereupon become and be a lien upon the real

property affected thereby to the same extent as any tax levy becomes and

is a lien thereon. The department may also assert other rights of

recovery as may exist by law for such costs and expenses incurred.

§ 15-0509 — Bonds

Bonds.

The department may require the posting of a bond by permittees

conditioned upon compliance with the terms of permits issued pursuant to

the provisions of title 5 of this article.

§ 15-0511 — Alterations to watercourses and lakes; inspection and correction; illegal impounding of waters

Alterations to watercourses and lakes; inspection and

correction; illegal impounding of waters.

1. Whenever in the judgment of the commissioner, public safety

requires, or an illegal excavation, fill, or dam exists in or on the

waters of the state, the commissioner may cause an investigation to be

made of the nature of the hazard or violation and its probable effect on

the health, safety and welfare of the people of the state, and the

effect on the environment and natural resources including forests, soil,

water, fish and wildlife.

2. In addition to any other power set forth in this chapter,

including the power to issue an order pursuant to section 71-0301 of

this chapter, the commissioner shall have the power, after hearing on

due notice, to issue an order, setting forth the findings of fact and

conclusions therefrom, directing any person or local public corporation,

who hereafter makes or allows to be made or is making an illegal or

unsafe excavation or fill, or who constructs an illegal dam, to conduct

studies, investigations, and analyses necessary to evaluate the safety

of the structure, including but not limited to visual inspections,

measurements, foundation exploration and testing, materials testing,

hydraulic and hydrologic analyses, structural stability analysis and

seepage investigations and to remove, replace or correct the dam or

excavated or filled materials, within such reasonable time and in such

manner as shall be specified in said order, and it shall be the duty of

every such person or local public corporation to obey, observe and

comply with such order and with the conditions therein prescribed. The

provisions of title 9 of this article with respect to administrative

procedures shall be applicable to hearings under this section.

3. It shall be unlawful for any person or local public corporation to

fail, omit or neglect to comply with such order within a reasonable time

as designated by the commissioner.

4. Upon the violation of any such order, the commissioner, or a duly

appointed representative, shall have power to enter upon the lands and

waters where such illegal or unsafe disturbances are located for the

purpose of removing, replacing or correcting the same and to take such

other and further precautions which the commissioner may deem necessary

to safeguard life or property or protect the environment of the state

against danger occasioned by the presence of the illegal or unsafe

excavation, fill or dams. In removing or replacing such structures or

other properties so affected the commissioner shall not deviate from the

method, manner and specifications contained in the original order.

5. The commissioner shall certify the amount of the costs and expenses

incurred by the department and any state departments for the removal or

replacing aforesaid in anywise connected therewith to the county

legislative body of the county or counties in which the said lands and

waters are located, whereupon it shall be the duty of such county

legislative body of each county to add the amount so certified to the

assessment rolls of such locality or localities as a charge against the

real property upon which the excavation, fill or dam is located,

designated or described by the commissioner as chargeable therewith, and

to issue its warrant or warrants for the collection thereof. Thereupon

it shall become the duty of such locality or localities through their

proper officers to collect the amount so certified in the same manner as

other taxes are collected in such locality or localities and when

collected to pay the same to the department which shall thereupon pay

the same into the State Treasury. Any amount so levied shall thereupon

become and be a lien upon the real property affected thereby to the same

extent as any tax levy becomes and is a lien thereon. The department

may also assert other rights of recovery as may exist by law for such

costs and expenses incurred.

§ 15-0513 — Liability of subcontractor, employee or agent

Liability of subcontractor, employee or agent.

It shall be unlawful for a subcontractor, employee or agent of a

person or public corporation, or of a state department to knowingly and

intentionally act, or a prime contractor of a person, public corporation

or state department to act with or without an intention to violate the

provisions of sections 15-0501, 15-0503 or 15-0505 in disregard of

specifications provided in a construction contract protecting against

stream damage.

§ 15-0514 — Prohibition of certain incompatible uses over either primary groundwater recharge areas or federally designated sole source aquifers

Prohibition of certain incompatible uses over either primary

groundwater recharge areas or federally designated sole

source aquifers.

1. Definitions: The following terms, whenever used or referred to in

this section, shall have the following meanings:

a. "Primary groundwater recharge areas" shall mean those areas of the

land surface through which water of great volume and high quality

generally move downward to the deeper portions of the underlying

groundwater reservoir. In the counties of Nassau and Suffolk, primary

groundwater recharge areas shall mean Hydrogeologic Zones I, II, III, IV

and V as defined in the Long Island Comprehensive Waste Treatment

Management Plan of 1978, or any amendments to such boundaries which are

accepted by the commissioner.

a-1. "Primary water supply aquifer areas" shall mean those areas in

the counties of Nassau, Suffolk, Kings and Queens and the Schenectady

aquifer (commonly known as the Great Flats Aquifer), as identified in

the nineteen hundred eighty-one New York state department of health

report on groundwater dependence in New York state, and defined in the

United States Geologic Survey maps for such aquifers, or any amendments

to such boundaries which are accepted by the commissioner.

b. "Incompatible uses" shall mean any hazardous waste or substances as

determined by the department, that may ultimately be discharged to

groundwater, or the storage of such a substance that may contaminate the

groundwater.

c. "Long Island Comprehensive Waste Treatment Management Plan of 1978"

shall mean the study prepared by the Long Island Regional Planning Board

pursuant to section two hundred eight of the Federal Water Pollution

Control Act as amended in 1972.

d. "Sole source aquifer" shall mean an aquifer system that the United

States environmental protection agency, pursuant to Public Law 93-523

which is known as the federal Safe Drinking Water Act of 1974, has

designated as the sole or principal drinking water source for an area

and which, if contaminated, would create a significant hazard to public

health.

e. "Hazardous wastes" shall include all materials or chemicals listed

as hazardous wastes pursuant to article twenty-seven of this chapter, or

all toxic pollutants as defined in subdivision nineteen of section

17-0105 of this chapter.

f. "Hazardous substance" means:

(1) petroleum; or

(2) any substance or combination of substances designated as a

hazardous substance under section 311 of the Federal Water Pollution

Control Act (33USC1321) and which is not a hazardous waste under title 9

of article 27 of this chapter; or

(3) any substance listed by the department which because of its

quantity, concentration, or physical, chemical or infectious

characteristics may;

(i) Cause, or significantly contribute to an increase in mortality or

an increase in serious irreversible or incapacitating reversible

illness; or

(ii) Pose a substantial present or potential hazard to human health or

the environment when improperly stored or otherwise managed.

The department shall promulgate a list of hazardous substances, within

one year after the effective date of this section, including petroleum

for the purposes of carrying out the applicable provisions of this

title. Prior to the promulgation of such list the department shall

solicit information on the present practices of industry and other

commercial users of hazardous substances.

g. "Petroleum" means oil or petroleum of any kind and in any form

including, but not limited to, oil, petroleum, fuel oil, crude oil,

petroleum mixed with one or more other substances, gasoline, kerosene,

naphtha and as further defined by the department in rules and

regulations.

2. The Nassau - Suffolk Hydrogeologic Zones I, II, III, IV and V, and

their attendant boundaries as specified in the Long Island Comprehensive

Waste Treatment Management Plan of 1978, or any amendments to such

boundaries which are accepted by the commissioner are hereby adopted as

primary groundwater recharge areas for the counties of Nassau and

Suffolk for the purposes of this section.

3. The department shall propose, for the purposes of this section,

primary groundwater recharge areas within either other designated sole

source aquifer systems, excluding the counties of Nassau and Suffolk, or

within primary water supply aquifer areas based upon hydrogeological

conditions and recommendations within the department's groundwater

management plan, within twelve months subsequent to the date at which

the sole source aquifer designation becomes effective or within twelve

months of the effective date of this amended subdivision, pursuant to

the following procedures:

a. The department shall hold public hearings in regard to the proposed

locations and boundaries of the primary groundwater recharge areas.

b. Notice of each public hearing shall be by publication in a

newspaper most likely to give notice to the people residing within the

primary water supply aquifer. Notice of such hearing shall be printed at

least once in each of three successive weeks, but the hearing shall not

be conducted less than thirty days following the date of first

publication of notice of such hearing.

c. The department shall subsequently finalize and adopt specific

locations and boundaries of such primary groundwater recharge areas

within three months following the completion of such hearing.

d. Additional primary groundwater recharge areas or new boundaries of

existing primary recharge areas may be delineated by the department

based upon new hydrogeological information subject to the procedure

outlined in paragraphs a, b and c of this subdivision.

4. Copies of the adopted boundaries of the delineated areas shall be

kept on file in the offices of the commissioner and the regional

director of the department.

5. The department shall promulgate rules and regulations which will

restrict or prohibit incompatible uses over primary water supply

aquifers, giving special attention where necessary to protect primary

groundwater recharge areas.

6. In undertaking its responsibilities under this section, the

department shall give first attention to the protection of pristine,

largely undisturbed or undeveloped areas to insure the non-degradation

of the water resources of such areas.

§ 15-0515 — Review

Review.

A determination, order or issuance, modification or denial of a

permit, pursuant to sections 15-0501, 15-0503 and 15-0505 shall be

reviewable in a proceeding pursuant to article 78 of the Civil Practice

Law and Rules.

§ 15-0516 — Inspection report of dam safety

Inspection report of dam safety.

1. Within thirty days of the creation by the department of any

inspection report of any intermediate or high hazard dam, the department

shall provide, to the chief executive officer of a municipality in which

the dam is located, a copy of such report. Such report shall also be

furnished to the chief executive officer of any other municipality in

the county where the dam is located, or any county adjoining such county

upon written request of the chief executive officer of such

municipality.

2. For the purposes of this section, the term "chief executive

officer" shall mean:

(a) for the purposes of a village or city, the mayor of such village

or city;

(b) for the purposes of a town, the supervisor of such town;

(c) for the purposes of a county, the chairperson of the county

legislature or board of supervisors, or, if there be one, the county

executive.

§ 15-0517 — Water quality testing requirements for land clearing debris and compost facilities in Nassau and Suffolk counties

Water quality testing requirements for land clearing debris

and compost facilities in Nassau and Suffolk counties.

1. In Nassau and Suffolk counties, the department shall promulgate

rules and regulations to prevent water quality and other environmental

impairments resulting from land clearing debris facilities or composting

facilities. Such regulations shall at a minimum require:

(a) quarterly up gradient and down gradient water quality testing;

(b) setbacks from drinking water supply wells and surface water

bodies; and

(c) dust and odor suppression and fire risk minimization.

2. The department shall in the case of a primary recharge area, and

may for other recharge areas, promulgate rules and regulations to be

implemented twenty-four months after the effective date of this section,

to prevent water quality and other environmental impairments resulting

from land clearing debris facilities or composting facilities by

requiring the use of an impermeable liner, in addition to the

requirements of subdivision one of this section. The department may

exempt a land clearing debris facility or a composting facility from the

regulatory requirements of this subdivision following a review of the

facility's water quality testing results and a determination by the

department that such facility does not pose a risk of impairment to the

primary recharge area or, if applicable, other recharge area.

3. For the purposes of this section:

(a) "land clearing debris" shall mean vegetative matter, soil and rock

resulting from activities such as land clearing and grubbing, utility

line maintenance or seasonal or storm related cleanup such as trees,

stumps, brush and leaves and including wood chips generated from these

materials.

(b) "composting facilities" shall mean facilities that accept more

than three thousand cubic yards of waste, either processed or

unprocessed, per year.

TITLE 6 Water Efficiency and Reuse

§ 15-0601 — Definitions as used in this title

Definitions as used in this title.

1. "Water reclamation project" means a project designed to utilize

reclaimed wastewater or greywater for beneficial non-potable uses

including, but not limited to, agricultural and landscape irrigation,

commercial and industrial uses, and wetland maintenance purposes.

2. "Greywater" means untreated wastewater from bathtubs, showers,

washing machines, dishwashers and sinks, but shall not include

discharges from toilets or urinals or industrial discharges.

3. "Reclaimed wastewater" means water discharged from a treatment

works utilizing at least effective secondary treatment as defined in

section 17-0509 of this chapter.

§ 15-0603 — Reclaimed wastewater feasibility study

Reclaimed wastewater feasibility study.

1. The department, in consultation with the department of health,

shall conduct a study of potential uses of greywater and reclaimed

wastewater in New York state, and develop a strategy for promoting water

reclamation projects.

2. Such study shall be completed within eighteen months of the

effective date of this section and a report of the findings from the

study shall be presented to the governor, the speaker of the assembly

and the temporary president of the senate within ninety days of the

completion of the study.

§ 15-0605 — Standards for reuse and disposal of reclaimed wastewater

Standards for reuse and disposal of reclaimed wastewater.

The commissioner, in consultation with the department of health, shall

establish rules, regulations and standards for the reuse and disposal of

reclaimed wastewater and/or greywater. The department of health shall

advise the department on water quality and pathogens monitoring

requirements.

1. Such rules, regulations and standards shall specify:

a. the permitted uses of reclaimed wastewater and greywater with

required levels of water quality and treatment for each permitted use;

permitted uses shall include, but not be limited to: industrial cooling;

commercial and industrial landscaping; park and golf course irrigation;

groundwater recharge; surface water supply augmentation; wetland

creation and augmentation, and non-food agricultural crop and lawn

irrigation.

b. operational requirements including, but not limited to, treatment

facility reliability; storage requirements, if necessary; system

labeling and color-coding requirements; and pipe location and placement.

2. Such rules, regulations and standards shall be promulgated within

thirty months of the effective date of this section.

§ 15-0607 — Utilization of reclaimed wastewater registry

Utilization of reclaimed wastewater registry.

All persons utilizing reclaimed wastewater or greywater shall register

such project with the department. The department shall maintain such

registry.

TITLE 7 Private Rights In Waters

§ 15-0701 — Harmless alterations in watercourses and lakes; prescriptive rights or privileges; action for declaratory judgment; limitations of time

Harmless alterations in watercourses and lakes; prescriptive

rights or privileges; action for declaratory judgment;

limitations of time.

1. An alteration (whether or not it causes water to cover or permeate

land previously dry) in the natural flow, quantity, quality or condition

of a natural watercourse or lake situated in this state and either on or

below the surface of the earth, effected by the use either on or off

riparian land, withdrawal, impoundment, or obstruction of the water in

such watercourse or lake, or by the addition of water thereto, or by

changes in the banks, bed, course or other physical characteristics of

such watercourses or lake, is reasonable and lawful as against any

person, as defined in subdivision two of section 15-0107, having an

interest in such watercourse or lake, unless such alteration is causing

harm to him or it, or would cause him or it immediate harm if and when

begun. No action for nominal damages or for an injunction shall be

maintainable because of such an alteration against any person or

corporation, whether a riparian owner or not, on the ground that such

alteration is an infringement of the plaintiff's private rights and

privileges in the waters of, or with respect to, such watercourse or

lake unless such alteration is causing plaintiff harm, or would cause

him or it immediate harm if and when begun. This subdivision shall apply

to such an action regardless of whether the alteration sought to be made

the basis of it was caused before or after the effective date of this

section.

2. For the purpose of this section, "harm" shall mean:

a. Interference with a present use of the water by the complaining

party or an interference with the complaining party's present enjoyment

of riparian land occurring prior to suit, or which will immediately

occur when the alteration complained of is begun, regardless of whether

such interference has caused or will ever cause such party measurable

financial loss; or

b. A decrease in the market value of the complaining party's interest

in riparian land occurring prior to suit, or which will immediately

occur when the alteration complained of is begun, regardless of whether

his use of the water or enjoyment of riparian land was interfered with

prior to suit, or will be immediately interfered with when the

alteration complained of is begun.

3. Interference with the present enjoyment of riparian land may be

established by proof that the alteration complained of or sought to be

enjoined is rendering or will immediately render riparian land owned or

occupied by the complainant less suitable or useful for the purpose or

purposes to which he is presently devoting it. The evidence admissible

to establish a decrease in the suitability or utility of such land for

such purposes may include, but not be limited to, evidence tending to

show that the act complained of has diminished, or when begun, will

immediately diminish, the desirability for recreational purposes, or the

natural beauty of the body of water to which the land owned or occupied

by the complainant is riparian.

4. The cause of action essential to the initiation and creation of a

prescriptive right or privilege against a private riparian owner to

continue an alteration in the natural condition of such a watercourse or

lake shall not be supplied by such an alteration until it shall have

caused such riparian owner harm and then only if it is unreasonable.

5. Nothing contained in this section shall, however, be construed as

depriving any person or corporation having an interest in such

watercourse or lake of any remedy either at law or in equity which he

now has, or may hereafter acquire, under the law of this state for harm

caused him by an unreasonable alteration in the natural condition of

such a watercourse or lake, regardless of whether such alteration was

harmful and unreasonable from its initiation or subsequently became so.

6. Any person desirous of ascertaining the extent of the rights and

privileges of himself and others in the water of or with respect to the

natural condition of such a natural watercourse or lake may maintain an

action for a declaratory judgment defining the extent of such rights and

privileges. Neither proof of present harm nor of the likelihood of

future harm to the plaintiff from an alteration in the natural condition

of such watercourse or lake shall be prerequisite to the maintenance of

such an action, the judgment in which shall not affect the rights and

privileges of any person or corporation not a party thereto. Such an

action shall be maintainable by persons, corporations, governmental

units, owners of land riparian to such a natural watercourse or lake,

persons to whom such owners have granted their riparian rights in whole

or in part, and owners of prescriptive rights or privileges in the water

of or with respect to such watercourses or lakes.

7. No statute of limitations shall begin to run against a cause of

action for such a declaratory judgment until a plaintiff who is

empowered by this section to maintain it has been harmed by an

unreasonable alteration in the natural condition of such watercourse or

lake effected by the person or his predecessor in interest against whom

such an action may be maintained.

8. Notwithstanding any other provision of this section, if the harm

resulting from an unreasonable alteration of the natural condition of

such a natural watercourse or lake is one which would not ordinarily be

noticeable by an owner of land actually present thereon, no statute of

limitations shall begin to run against any cause of action referred to

in subdivisions four and five of this section until the party harmed is

fairly chargeable with knowledge that he has been harmed.

9. Nothing herein contained shall be construed to alter or affect the

right to exercise any power which the state of New York or any agency

thereof, or any county, city, town or village or any agency thereof, may

have to enjoin the initiation or continuance of an alteration in the

natural condition of a natural watercourse or lake.

TITLE 8 Regulation of Reservoir Releases

§ 15-0801 — Statement of legislative findings and policy

Statement of legislative findings and policy.

1. In addition to the statements of policy and legislative findings as

herein otherwise provided in this article, the legislature hereby finds

that the volume and abrupt changes in the volume of releases of water

from impounding reservoirs of water having a capacity of more than one

billion gallons and located in the counties of Delaware, Greene, Putnam,

Schoharie, Sullivan, Ulster and Westchester have damaged the

recreational uses, such as trout fishing and canoeing, of waters

affected by such releases, that such waters are a recreational resource

for residents from all parts of the state of New York and elsewhere,

that such recreational resource benefits the economy and welfare of this

state and that the volume and rate of change of volume of such releases

can be regulated to protect and enhance the recreational use of waters

affected by such releases while ensuring and without impairing an

adequate supply of water for power production or for any municipality

which uses water from such reservoirs for drinking and other purposes.

2. It is hereby declared to be the policy of this state that the

volume and rate of change of volume of releases of water from such

reservoirs should be regulated to protect and enhance the recreational

use of waters affected by such releases while ensuring and without

impairing an adequate supply of water for power production or for any

municipality which uses water from such reservoirs for drinking and

other purposes.

§ 15-0803 — Inventory of reservoirs

Inventory of reservoirs.

The commissioner shall, on or before the first day of January,

nineteen hundred seventy-seven file with the secretary of state an

inventory of impounding reservoirs of waters having a capacity of more

than one billion gallons and located in the counties of Delaware,

Greene, Putnam, Schoharie, Sullivan, Ulster and Westchester.

§ 15-0805 — Regulation of reservoir releases

Regulation of reservoir releases.

1. The commissioner is authorized and directed to promulgate rules and

regulations as expeditiously as possible but in no event later than the

first day of April, nineteen hundred seventy-seven for releases from

Schoharie reservoir through the Shandaken tunnel and for releases from

Neversink, Pepacton and Cannonsville reservoirs, nor later than the

first day of October, nineteen hundred seventy-eight for releases from

the remaining impounding reservoirs, to carry out the policy set out in

this title consistent with the findings and policies set out in this

article.

2. Without limiting the foregoing, such rules and regulations may

include provisions respecting the volume, timing and rate of change in

volume of releases of water, monitoring, maintenance of records,

inspection of records and premises, reporting and investigations by

representatives of the department, may vary from time to time, on a

seasonal basis and from reservoir to reservoir and shall include

provisions to insure that an adequate supply of water for power

production and for any municipality which uses water from such reservoir

for drinking and other purposes will not be impaired, to provide for the

public health and safety in the event of drought or other emergency

conditions and shall be promulgated only after affected municipalities

are provided an opportunity for consultation.

§ 15-0807 — Public notice and hearing procedures

Public notice and hearing procedures.

The promulgation of rules and regulations pursuant to this title shall

be exclusively governed by the rule-making procedures of the state

administrative procedure act, except that municipalities affected by the

releases which are the subject of such rules and regulations shall also

be provided an opportunity for consultation during the preparation of

such rules and regulations.

TITLE 9 Administrative Procedures For Article 15

§ 15-0901 — Rule-making procedure

Rule-making procedure.

The department may adopt rules in conformity with statute governing

the procedures prescribed or authorized by this article. Such rules may

include rules of practice before the department, together with forms and

instructions. To assist the persons or public corporations dealing with

it, the department shall so far as deemed practicable supplement its

rules with descriptive statements of its procedures or requirements.

§ 15-0903 — Hearing procedure

Hearing procedure.

1. The provisions of this title shall not apply to applications for

permits, requests for permit renewals and modifications, or to permit

modification, suspension or revocation proceedings initiated by the

department where any of such actions involve title 5, 15 or 27 of this

article.

2. Whenever a public hearing is to be held pursuant to this article,

the notice of such hearing shall be published in such newspaper or

newspapers as the department shall deem appropriate, once in each week

for not more than four weeks. At least one publication shall be in a

newspaper of general circulation in the area affected. Notice thereof

shall specify that on a date therein named, the department will cause

such hearing to be held at such place and time as it may specify

therein, for the purpose of receiving evidence and arguments from all

persons and public corporations that may be affected by the proposed

permit or project and shall have filed timely notices of appearance.

The public notice shall specify the last day, not more than ten days

prior to the day specified for the public hearing, on which notices of

appearance may be filed with the department. Notices of appearance in

opposition to the permit or project shall recite in the notice the

interest of the person or public corporation filing such notice, and the

specific grounds of objection to the permit or project. In the event

that no notice of appearance in opposition to the proposed permit or

project is filed within the time specified, the department may dispense

with the public hearing and shall proceed to consider and examine the

application, petition, maps, plans, proofs, arguments and other matters

submitted in support of the proposed permit or project; provided,

however, that nothing herein contained shall authorize the denial of an

application unless and until the applicant or petitioner has been

afforded an opportunity to present proof and argument in support of the

application. The notice of hearing shall also specify the subject

matter of the hearing in such detail as the department shall deem

necessary.

3. Conduct of hearing shall be as follows:

a. All hearings shall be public except as to those matters where a

public hearing may be dispensed with pursuant to the provisions of

subdivision 1 of this section.

b. The hearings herein provided for may be conducted by the

commissioner or any employee of the department to whom the commissioner

shall delegate the power and authority to conduct such hearings as a

hearing officer in the name of the department at any time and place.

c. In such hearings, the hearing officer may administer oaths to

witnesses and may issue subpoenas in the name of the department,

requiring the attendance and giving testimony by witnesses and the

production of books, papers and other documentary evidence for such

hearings.

d. The record, or summary thereof, of the proceedings of such hearings

shall be made and filed with the department. The department, on its own

motion or if requested to do so, may cause to be taken and filed with

the department a full stenographic transcript in duplicate of the

testimony presented at the hearing. The cost of such department copies

shall be paid by the applicant. The stenographer shall, upon payment of

his fees by a person requesting the same, furnish a copy of the whole or

any part of the transcript to such person.

e. The department may, for the purpose of such a hearing, provide for

the taking of depositions of witnesses before any member of the

department, or any person who may be designated hereunder by the

department to hold hearings. In such case such member, employee or other

person may administer oaths to the witnesses whose depositions are to be

taken. Each deposition shall be reduced to writing and subscribed by the

deponent and shall be filed with the department prior to the final

adjournment of the hearings.

f. The provisions of subdivision y of section 71-0503, applicable to

investigations by the department and a direction to testify made by the

department, shall apply to hearings and investigations and a direction

to testify or produce evidence made by a hearing officer at a hearing

conducted pursuant to the provisions of this article.

g. The department and hearing officers designated by it pursuant to

this article shall not be bound by the laws of evidence in the conduct

of hearing proceedings, but every decision and order shall be founded

upon competent, material evidence which is substantial in view of the

entire record.

h. No factual information or evidence other than that in the record

shall be considered in arriving at a decision in a case. However, all

evidence, including records and documents in the possession of the

department of which it desires to avail itself, may be offered and made

a part of the record in the case. All such documentary evidence may be

received in the form of copies or excerpts, or by incorporation by

reference.

i. The applicant and any person who has filed a notice of appearance

shall have the right of cross-examination of witnesses who testify, and

shall have the right to submit rebuttal evidence.

j. The department may take notice of judicially cognizable facts and

in addition may take notice of general, technical, or scientific facts

within its specialized knowledge. Parties shall be notified either

before or during the hearing, or by reference in preliminary reports or

otherwise, of material so noticed, and they shall be afforded an

opportunity to contest the facts so noticed. The department may utilize

its experience, technical competence, and specialized knowledge in the

evaluation of evidence presented to it.

4. The department shall, upon any application submitted to it or

initiated on its own motion, render its decision thereon in writing,

including or accompanied by findings of fact, and whenever required by

this article, by statutory determinations. The original of such

decision, together with all maps, plans and other papers or records

relating thereto, shall be filed and kept on file in the department. A

copy of the decision shall be delivered or mailed to the attorney of

record of the applicant and of each person who filed a notice of

appearance, or to the applicant or such person directly if not

represented by an attorney.

§ 15-0905 — Review

Review.

1. The applicant or any person or public corporation, who or which has

filed a notice of appearance in the proceedings before the department

and is affected by a decision made pursuant to this article, may review

such decision under the provisions of article 78 of the Civil Practice

Law and Rules.

2. A special proceeding for such review must be commenced within sixty

days after the service in person or by mail of a copy of the decision

upon the attorney of record of the applicant and of each person who has

filed a notice of appearance, or to such applicant in person directly if

not represented by an attorney.

3. In the event that upon such review, the judgment of the court

modifies the decision of the department or any accompanying documents or

maps, the department shall cause such judgment to be filed or recorded,

as the case may be, in each place where the final decision of the

department was filed and recorded, and such modified maps and documents

shall be final and conclusive.

§ 15-0907 — Services of notice, order or direction

Services of notice, order or direction.

Whenever this article provides for or authorizes the service of a

notice, order or direction upon a licensee or applicant for a license,

or upon any other person, and does not provide for the manner of

service, and no different time is provided, such service may be made

either personally or in the manner provided by law for the service of a

summons or by mailing a copy of the same by registered mail in a

postpaid wrapper addressed to the licensee or applicant, or any other

person, at the address given in the application or as subsequently

communicated to the department in writing, or at the project works.

Such service may be made upon a municipal corporation either personally

as above provided or by mailing a copy of the same in like manner

addressed to the mayor of the city or village or the supervisor of the

town. Service upon unknown owners shall be made by publication in the

manner provided by law for service of a summons upon unknown parties.

§ 15-0909 — Payment of costs

Payment of costs.

The expense of any hearing initiated by petition shall be certified by

the department to the person or public corporation filing such petition,

and shall be paid by such petitioner within thirty days after the

receipt of the certificate.

TITLE 11 Local and Regional Water Resources Planning and Development

§ 15-1101 — Legislative purposes

Legislative purposes.

In addition to the powers vested in the department by this article 15,

and in order to stimulate and encourage local participation and

assistance, comprehensive planning for the protection, control,

conservation, development and beneficial utilization of the water

resources of the state may be undertaken as provided in title 11 of this

article. Nothing contained herein shall be deemed to repeal, amend or

modify the powers and duties of the department as now or hereafter

provided by this article 15 or by any other statute or to repeal the

procedures authorized thereby.

§ 15-1103 — Petition; proceedings; exclusion of certain counties

Petition; proceedings; exclusion of certain counties.

1. Any county, city, town or village, when duly authorized to do so,

or any combination thereof, except as provided in subdivision 7 hereof,

may submit to the department a verified petition requesting the

department to consider a proposal for a survey and study of the water

resources of a specified region of which the petitioning municipality is

a part, for the purpose of preparing and providing a comprehensive plan

or plans for the protection, conservation, development and beneficial

use of such resources. Any such petition, prior to its submission to the

department, must be approved by the county legislative body of each

county wholly or partly within the specified region. The petition shall

set forth the facts upon which the petitioner or petitioners rely to

show that it is necessary and would be in the public interest and

benefit to undertake such survey, study and comprehensive planning. The

petition shall list the persons, public corporations and state agencies

engaged in receiving, collecting, storing, transmitting, distributing,

processing or otherwise dealing with water for a public purpose, within

the region set forth in the petition, and the names and addresses of the

clerks or other executive officers thereof. There shall be attached to

the petition a certified copy of the resolution, ordinance or other

evidence of authority authorizing the execution of the petition.

2. Upon receipt of a petition, the department with reasonable

diligence shall cause public notice to be given that on a day therein

named it will hold a public hearing at such place, within the region

specified in the petition, as is designated in the notice for the

purpose of hearing all persons, public corporations and state agencies

in favor of or opposed to the proposal. Such public notice shall be

given by publication as provided in subdivision 1 of section 15-0903.

3. In addition to such public notice, the department shall give notice

of the time and place of the public hearing in writing, at least fifteen

days prior to the date thereof, to the state Departments of Agriculture

and Markets, Commerce, Health and Transportation, and the State Soil

Conservation Committee; also to the clerks or other executive officers

of the public corporations and state agencies, persons and other

agencies as listed in the petition. The department may also give similar

written notice to any other person, body or agency it may deem would

have an interest in or would be affected by any comprehensive planning.

Any public corporation, acting through any executive office authorized

to take such action by its governing body or board, may file with the

department a written request that such public corporation be notified in

writing of any hearing under title 11 of this article in relation to any

region embraced in whole or in part within any area or areas of the

state designated by such public corporation in its written request.

After the filing of such request, where any petition shall be filed with

the department setting forth any such region, but not listing such

public corporation, the department shall give notice to such public

corporation of any hearing on such petition, in the same manner as if it

had been listed in the petition pursuant to subdivision 1 of this

section. For the purpose of any hearings or proceedings under title 11

of this article or to review a decision in the manner provided by

article seventy-eight of the Civil Practice Law and Rules relating to

any region embraced within the area or areas designated in such request,

any public corporation entitled to notice by reason of having filed such

request shall be deemed to be and shall have all of the rights of a

party to the same extent as if such public corporation had been listed

in the petition pursuant to subdivision 1 of this section. A

modification or withdrawal of any such request may be filed by any

public corporation in the same manner as an original request. Any such

modification shall have the same force and effect as an original

request. Failure of the department to give notice pursuant to such

written request shall not invalidate any proceedings had or action taken

by the department.

4. The department shall, upon the day specified in the notice, or upon

such subsequent day or days to which it may adjourn the hearing, proceed

to take testimony and proof and to hear arguments submitted in support

of and in opposition to the proposal. If in the course of the hearing,

it shall appear to the department that the region specified in the

petition should be enlarged in order to undertake a more comprehensive

and beneficial study, survey and planning, the department shall adjourn

the hearing a sufficient period of time in order to obtain the approval

of the county legislative body or bodies of the county or counties in

which the additional area is located for the inclusion of such

additional area in the proposal. If such approval is given, the

department shall give, within the additional area, similar public and

written notice, and shall give similar written notice to public

corporations which have filed requests, and in like manner, as provided

by subdivisions 2 and 3 of this section, of the time and place fixed by

the department for the resumption of the public hearing. The hearing

shall resume and proceed at such time and place as if the additional

area had been included in the petition as part of the region.

5. Within thirty days after the taking of testimony and proofs, any

person, public corporation or state agency, who or which has appeared at

the hearing, may file with the department written objections to the

proposal or parts thereof as petitioned for or as enlarged as above

provided. Such objections shall specify the grounds and reasons upon

which they are made. Briefs in support of and in opposition to the

proposal may be filed with the department within the same thirty day

period. Upon expiration of the period, the hearing shall be deemed

closed, unless the department determines that the hearing should be

reopened for the taking of further testimony or other proof.

6. Thereafter and with all convenient speed, the department shall

render its decision, determining if it is or is not in the public

interest or benefit to undertake the proposal. If the proposal is found

to be in the public interest or benefit, the department shall determine

the region of the state to be included in the study, survey and

comprehensive planning, the minimum number of specific purposes for

which the planning should be undertaken, the extent of the study, survey

and planning involved and an approximate estimate of the cost of the

study and survey.

7. Following this determination by the department, and before

proceeding thereon, the petitioner for the survey and study decide

within six months after the date of the department's determination

whether to proceed with the survey and study or to withdraw its request

therefor. Notice of its decision shall be given promptly to the

department. The department may grant one or more extensions of six

months each to the petitioner to make its decision.

8. The area of the state within the corporate limits of the city of

New York shall not be included, in whole or in part, in any region

proposed by a petition, or as enlarged or as determined by the

department under this section, which region includes in whole or in part

the counties of Nassau or Suffolk, or either of them.

§ 15-1105 — Regional planning and development board; meetings; quorum; powers and duties

Regional planning and development board; meetings; quorum;

powers and duties.

1. If the department shall determine that the proposal should be

undertaken, the department, after the expiration of the time in which a

review of its decision may be had or, in the event such a review has

been instituted, after a final judgment or order affirming the

department's decision has been entered therein, shall appoint a regional

planning board, hereinafter referred to as "the board."

2. The board shall consist of seven members residing in the region of

the proposal and of whom:

a. At least one member shall be representative of the municipal

corporations within the region of the proposal; and service as a member

of the board shall not be deemed as service rendered to any municipal

corporation;

b. At least one member shall be representative of the agricultural and

farming interests within the region of the proposal and shall be

actively interested in the improvement and development of agricultural

and farming process and techniques;

c. At least one member shall be representative of industry within the

region of the proposal and actively engaged or employed in an industrial

or commercial pursuit;

d. At least one member shall be representative of groups within the

region of the proposal interested in the needs of fisheries and

waterfowl and in forms of outdoor recreation made possible by the

state's waters; and

e. At least one member shall be actively engaged in or connected with

the acquisition, operation or management of public water supplies within

the region; and service as a member of the board shall not be deemed as

service rendered to any municipal corporation.

3. Appointments to the board shall be made by the department from

lists of nominations submitted to it, at the department's request, by

the county legislative body or bodies of the county or counties within

the region of the proposal. Each list of nominations shall contain

fourteen names including two for each of the five representative classes

specified by subdivision 2 of this section. Where more than one county

is included, the county legislative body or bodies shall make all

reasonable effort to agree upon a single list of nominations. The

department when making its requests for nominations shall specify a

date, fixed so as to permit action on the requests by the county

legislative bodies; on or before which such nominations must be

submitted, unless the department shall extend such time. The persons so

appointed by the department shall within ten days following the date of

their appointments and before entering upon the performance of their

duties, take and subscribe an oath of office in the manner and form

prescribed by law, and shall file the same in the office of the

Secretary of State of the state of New York. Each appointee shall notify

the department in writing of the date of filing his oath of office. A

vacancy shall be filled from the appropriate representative class and in

like manner as an original appointment.

4. The board shall hold its first meeting not later than thirty days

after the oaths of office of all members have been so filed for the

purpose of organization and the appointment of its officers. The board

shall select from among its members a chairman, vice chairman and

secretary.

5. The board shall be known and transact its affairs as the

"........... Regional Water Resources Planning Board" (insert in the

name of such board a word or words, chosen by the board at its first

meeting, descriptive of the region of the proposal).

6. The members of the board shall serve without compensation but shall

be reimbursed for their actual and necessary expenses incurred in the

performance of their duties. Vouchers for such expenses shall be

prepared on forms provided by the department and shall be approved by

the chairman of the board. Such vouchers shall be submitted in duplicate

to the department, which shall transmit one copy of each voucher to the

Comptroller of the state of New York for payment and shall retain the

other copy in its files.

7. The board shall expire and the terms of office of its members shall

terminate thirty days after the department has finally approved or

disapproved a plan as hereinafter provided in title 11 of this article.

However, the department, with the concurrence of the county legislative

body or bodies of the county or counties within the region, may

terminate the existence of the board and the terms of office of its

members at any time it deems it in the public interest to do so; and the

department, with the concurrence of the county legislative body or

bodies of such county or counties, may continue the existence of the

board and the terms of office of its members for a specified additional

period of time after the department has finally approved a plan, for the

purpose of furthering the objectives of the plan.

8. The board shall hold regular meetings monthly, keep a record of all

its proceedings, and determine the rules of its own proceedings.

9. Special meetings may be called by the chairman upon his own

initiative and must be called by him upon receipt of a written request

therefor signed by at least two members of the board. Written notice of

the time and place of such special meeting shall be given by the

secretary to each member at least four days before the date fixed by the

notice for such special meeting.

10. Four members of the board shall constitute a quorum to transact

the business of the board at both regular and special meetings.

11. The board shall request the department within appropriations

available to the department therefor, to provide office space and

equipment, and to select and employ or retain clerical, technical,

scientific, engineering, legal and other personnel and services to

assist the board in carrying out its duties and performing its functions

under title 11 of this article.

12. The board, using the personnel so selected and employed or

retained by the department, shall proceed to investigate, study, examine

and survey the water resources of the region of the proposal to

ascertain the present uses being made thereof, and to determine the

feasibility of their future development by proper conservation and

control measures, to provide a greater supply for, and an equitable

distribution among domestic, municipal, agricultural, commercial,

industrial and recreational users, to the end that the water resources

of the region shall not be wasted and shall be conserved and utilized

for the beneficial interests of all the people of the state. Particular

consideration shall be given to the impounding and retention of flood

waters for their future use and distribution.

13. The board may conduct informal hearings and meetings at any place

or places within the region for the purpose of obtaining necessary

information or other data to assist it in the proper performance of its

functions and duties. The board may delegate to any member, to the

secretary or to any agent of the board the power and authority to

conduct such hearings and meetings, and all reasonable efforts shall be

made to ascertain the views, wishes and opinions of the inhabitants of

the region.

14. The board and its authorized agents may enter upon any lands as in

its judgment may be necessary for the purpose of making surveys and

examinations to accomplish its functions and duties under this article,

without liability. Liability only for actual damage done during any such

entry, survey and examination is hereby assumed by the state and consent

is hereby granted to any owner of such lands to pursue his remedy for

any such actual damage pursuant to the Court of Claims Act.

15. The board shall cooperate with legislative committees and

commissions, and shall make available to such committees and

commissions, upon request, any records and other data, and shall file

monthly with the department a report of its activities and progress.

Upon termination of the board's existence, the board shall deposit all

records of its proceedings with the department.

16. The board, based upon its investigations and studies, shall

prepare a comprehensive plan or plans for the protection, conservation,

development and utilization of the water resources of the region of the

proposal, and shall submit the plan or plans to the department for its

approval.

§ 15-1107 — Plans; approval; changes, modifications and rescission

Plans; approval; changes, modifications and rescission.

1. Plans submitted pursuant to section 15-1105:

a. Shall in all cases be so drawn and of such scope as is best

calculated to assure prompt or orderly development of the water

resources for the beneficial use of the people of the region involved

and of the state as a whole;

b. Shall show the available and feasible sites for the installation

and operation of protective, conservation and regulatory works, and the

benefits estimated to be derived from such installation and operation.

The plan or plans shall be accompanied by such maps, profiles and other

data and descriptions as will set forth and show the location and

character of the works and of the property required to be taken for or

to be damaged by such installation or operation or for the protection

and maintenance of the works to be installed, together with an estimate

of the cost thereof;

c. Shall estimate the minimum annual amount of water which would be

available for all purposes if the plan or plans were to be put in

operation;

d. Shall not, in the computations of water estimated to become

available as a result of the execution of the plan or plans, include any

amount of water, the use of which has theretofore been duly acquired or

authorized pursuant to approval, license, permit or other official

sanction;

e. Shall, whenever feasible and economically justified, provide for

the storage of sufficient water for distribution and use for all the

purposes and uses contemplated by this article;

f. Shall not include in any plan or plans, any proposal or project

providing for any action or steps which would impair or diminish any

right protected by section 15-1113;

g. Shall list possible sources of income, including the sale of water,

from the operation of such works, and estimate the amount thereof; and

h. Shall recommend whether the plan or plans should be carried out as

a single or multiple stage project, and shall also recommend an agency,

existing or proposed, to undertake the project.

2. Upon receipt of a plan from the board, the department shall cause

public notice to be given that on a day therein named it will hold a

public hearing at such a place as is specified in the notice and within

the region covered by the plan, for the purpose of hearing all persons,

public corporations and agencies of the state which may be affected by

the plan. Such notice shall be published pursuant to subdivision 1 of

section 15-0903. In addition to such publication, the department shall

give written notice of the public hearing, as required by subdivision 3

of section 15-1103, and may give written notice thereof to additional

persons, public corporations or agencies of the state, as authorized by

such subdivision. At any time prior to the day specified in such notice,

specified objections in writing to the plan or parts thereof may be

filed in the office of the department. The department shall, upon the

day specified in the notice, or upon such subsequent day or days to

which it may adjourn the hearing, proceed to take testimony and proof

and to hear arguments submitted in support of and in opposition to the

plan, but no objectors shall be heard unless they have filed written

objections as authorized by this section. At the close of the hearing,

the department may fix a date or dates for the filing of briefs.

3. The department within ninety days after the last date fixed for the

filing of briefs and with all convenient speed shall render its

decision. The department, upon the proofs and evidence submitted at the

public hearing:

a. Shall determine whether the plan as proposed by the board conforms

to and complies with the purposes of title 11 of this article and would

serve the public interest and benefit, or whether it should be modified

in any respect, detail or part to accomplish such purposes;

b. Shall determine whether the plan as proposed by the board

interferes or conflicts with the plans of any other regional water

resources planning board, and would be just and equitable to the

interests of other areas of the state;

c. Shall approve such plan as submitted by the board or as modified by

the department; or shall disapprove the plan; or shall remit the

proposal to the board for further investigation, study, survey and

planning; and

d. Shall recommend with public corporations, private corporations or

agencies of the state, existing or proposed, would, in its opinion, be

best qualified to carry out expeditiously and efficiently the project

proposed by the plan, as approved by the department, and to construct,

maintain and operate the works in connection therewith. If the

department recommends that a new public corporation or state agency

should be established for such purposes, it shall transmit a

recommendation to the legislature and the Governor for the enactment of

legislation to create and establish such body or agency, or to grant

authority to existing public corporations or state agencies.

4. Upon the filing of the departments decision or, in the event such

decision is reviewed in the manner provided by article seventy-eight of

the Civil Practice Law and Rules, upon the final determination of such

review proceeding, the plan as approved by the department or as approved

or modified by the court in a review proceeding, shall be the general

plan for the conservation, development and utilization of the water

resources of the region, and such general plan shall be given

consideration by the department in any future application before it and

over which it has jurisdiction by virtue of this article or other

provision of law. None of the works or projects, included in the general

plan, nor any part or parts thereof shall be undertaken, constructed or

put into operation until detailed and specific maps and plans therefor

have been submitted to the department for approval upon the petition of

an agency authorized to undertake or construct such works or projects or

parts thereof. The department shall determine, after public hearing, if

the detailed and specific plan before it for approval conforms to and is

consistent with the general plan, and whether it is in the public

interest to undertake the construction and operation of the works or

projects as proposed. The department shall have the power to approve or

disapprove the detailed and specific maps and plans, or to so modify

them as will, on the evidence presented, bring them into conformity with

the general plan.

5. Any municipality or combination of municipalities may, except as

provided in subdivision 7 of section 15-1103, file with the department a

verified petition requesting the department to modify, change or rescind

any general plan approved by it. The petition shall set forth the facts

on which the petitioner or petitioners rely to show that it is necessary

and would be in the public interest to change or modify such plan as

requested in the petition, or to rescind such plan. Upon receipt of such

a petition, the department shall give public notice of hearing, shall

give written notice of hearing to parties and persons, shall hold a

public hearing on such petition, and shall take testimony and proof, in

the same manner as if the department were holding a public hearing on

the original submission of the plan which such petition seeks to change,

modify or rescind. The department, within ninety days after the last

date fixed for the filing of briefs and with all convenient speed, shall

render its decision changing, modifying or rescinding such plan, or

denying the petition, as the public interest shall require.

6. The department may, on its own motion, initiate proceedings to

change, modify or rescind any approved plan. The proceedings and

procedure with respect to any such proposal, including notice, hearing

and judicial review, shall be the same as in the case of a petition for

change, modification or rescission of a plan.

7. Except as hereinafter in this subdivision provided, the provisions

of sections 15-1109 and 15-1111 shall apply to the sharing and

apportionment of costs and expenses incurred by the department under

this section. In any case where an application under this section is

filed with respect to any plan by any municipality or municipalities

outside of the region specified in such plan, the share of the

department costs and expenses which would otherwise be paid by the

county or counties of such region, shall be paid by such municipality or

municipalities.

§ 15-1109 — Additional powers and duties of the department

Additional powers and duties of the department.

1. The department shall, if appropriations are available therefor,

provide the board with such office space and equipment, clerical,

technical, scientific, engineering, legal and other personnel and

services as are reasonably necessary to assist the board in carrying out

its functions, and shall fix the compensation, within appropriations

available therefor, of such personnel. The department may enter into and

execute contracts in the manner and form prescribed by law for

technical, scientific, engineering and legal services to be made

available for the board's functions, and may enter into cooperative

agreements with federal agencies for research, the investigation,

collection, compilation, study and analysis of information and data on

the water resources and the hydrology of the state, and for the

preparation and publication of reports thereon.

2. The department shall cooperate with the board and render to it

advisory and consultant services whenever practicable.

3. The department shall endeavor to coordinate the activities of

existing agencies and departments of the state charged with functions

involving waters and to secure their cooperation with and assistance for

the board in carrying out its functions, and provide the means for

coordination of the studies and development plans of all regional

boards;

4. The department shall keep a true and accurate account of all

expenditures incurred on behalf of the board including, but not limited

to, those incurred for all proceedings, hearings (except the hearing

required by section 15-1103), notifications, clerical, technical,

engineering, legal and other services and expenses;

5. The department shall, within a reasonable time after the plan has

been approved or disapproved, submit an itemized statement of the costs

and expenses so incurred and expended to the county legislative body.

Notice shall be attached to such statement that, under title 11 of this

article, twenty-five per cent of the cost and expenses is a county

charge which, if more than one county is involved, is to be equitably

apportioned among them; that the counties may by agreement determine

such equitable apportionment within sixty days from the date of such

notice, and, that in the failure of the counties so to agree, the

department, on a specified date after such sixty day period has expired,

will hear the counties at its office and proceed to make an equitable

apportionment of the county charge;

6. The department shall recommend legislation to accomplish and

further the planning and development program of the water resources of

the state.

§ 15-1111 — Duties of county; county charge; counties included within a city

Duties of county; county charge; counties included within a

city.

1. The county legislative body or bodies shall comply promptly with

the departments request for lists of nominations for membership on the

board. The county or counties shall cooperate with and assist, so far as

is reasonable and practicable, the board in carrying out its functions.

2. Of the total costs and expenses incurred by the department,

twenty-five per cent shall be a county charge and shall be audited and

paid as such in the manner prescribed by the county legislative body or

bodies. If more than one county is included within the region of the

project, the county charge of twenty-five per cent shall be equitably

apportioned among them, consideration being given to, but not limited

to, prospective benefits to accrue to each in the event that the project

is undertaken. If the counties fail to agree within sixty days after the

statement of costs and expenses from the department upon an equitable

apportionment of the county charge, the department after hearing the

counties, shall make such apportionment.

3. With respect to any or all of the counties within the city of New

York, except as provided and limited by subdivision 7 of section

15-1103:

a. All rights, powers and privileges granted to, and all duties,

obligations and charges imposed upon any county by the provisions of

title 11 of this article, are granted to or imposed upon such city; and

b. All rights, powers and privileges granted to the county legislative

body of any county by the provisions of title 11 of this article

(including, but not limited to the power to approve a petition for a

survey and study and establishment of a regional planning board) and all

duties and obligations imposed upon any such county legislative body by

title 11 of this article, are granted to or imposed upon the board of

estimate of such city.

§ 15-1113 — Existing rights and remedies preserved; limitations

Existing rights and remedies preserved; limitations.

1. Nothing in title 11 of this article is intended to or shall be

construed to alter, impair, diminish or enlarge any existing or

hereafter acquired public or private right, riparian or otherwise, or to

create any new public or private right, riparian or otherwise, with

reference to water resources and the use of the waters thereof and such

rights hereby preserved shall include, but not be limited to any such

right of the state or any agency thereof or any person or public

corporation. Any reference in this section to a public or private right

with reference to water resources and the use of the waters thereof

shall include, but shall not be limited to, any right to receive,

collect, store, control, transmit, consume, supply, sell, discharge or

dispose of water, any right to own, construct, operate and maintain any

water supply or water treatment facilities, including reservoirs, dams,

aqueducts, chlorinating and aeration plants and pumping stations, and

any right to exercise control over the level, flow, discharge or

disposition of waters, including water in reservoirs, rivers, streams

and aqueducts.

2. Nothing in title 11 of this article is intended to alter or abridge

any right of action or other remedy now or hereafter existing nor shall

any act done by virtue of title 11 of this article be construed as

estopping the exercise of such rights.

3. Nothing in title 11 of this article shall be held to repeal, limit

or modify the jurisdiction, powers and duties of any state or local

department, board, district, commission or authority, or any public

corporation, or other agency, now or hereafter possessed, or to

invalidate or modify, in whole or in part, any decision, order, license,

permit, approval, or other act, issued or taken heretofore or hereafter

by such department, board, district, commission, authority, or public

corporation or other agency, or to nullify, abate or otherwise affect

any rights acquired or action taken heretofore or hereafter pursuant to

such decision, order, license, permit, approval, or other act.

4. Nothing in title 11 of this article shall be construed as requiring

that a plan hereunder be approved for any region before any project

utilizing, affecting or involving the water resources of such region in

whole or in part may be authorized, approved, initiated or carried out

within or without such region.

TITLE 13 Comprehensive Public Water Supply Studies and Reports

§ 15-1301 — Definitions

Definitions.

1. "Comprehensive study and report" shall mean a comprehensive

engineering and economic feasibility study and the resultant plan for

the development of projects to provide adequately for present and

reasonably foreseeable area-wide public water supply system needs. The

study shall be designed to develop such information as may be required

by the department, including, but not limited to: technical feasibility;

cost estimates for construction, property rights acquisition and

contingencies and for engineering, legal and other services; proposed

methods of financing; and estimates of first costs and subsequent total

annual costs of construction, operation and maintenance of recommended

facilities. Such study shall not provide for plans and projects for

public water supply system, or portions thereof, the scope or the area

of which is less than that determined by the commission as necessary for

comprehensive area-wide water supply system planning. Such study shall

not include the preparation of detail design and engineering drawing,

specifications, and contract documents.

2. "Public water supply system" means the public treatment facilities,

transmission facilities and source of supply facilities to provide water

for residential, commercial, industrial and fire service needs for areas

located in two or more municipalities.

3. "Municipality" means a county, city, town or village.

4. "Governing body" means: (a) in a county, the county legislative

body; (b) in a city, the board of aldermen, common council, commission

or other body vested by its charter or other law with jurisdiction to

enact ordinances or local laws, except that in a city having a

population of one million or more, if there be a board of estimate, the

term "governing body" shall mean such board of estimate; (c) in a town,

the town board; and (d) in a village, the board of trustees.

5. "Local agency" means the department, bureau, commission, board,

division, agency, public benefit corporation, administration, or

committee of municipalities, designated by the governing body of each

participating municipality, or designated by the county legislative body

in the case of a county acting on its own motion, to conduct and develop

comprehensive studies and reports.

§ 15-1303 — Powers and duties of the department

Powers and duties of the department.

The department shall:

1. Promulgate, and amend from time to time, such rules and regulations

as the department shall deem necessary, proper or desirable to carry out

the provisions and purposes of this title and to assure the appropriate

coordination of water supply planning pursuant to this title with the

planning, protection, conservation, development and utilization of the

water resources of this state pursuant to the provisions of this

chapter, the Public Health Law or any other law. Such rules and

regulations shall be promulgated prior to July 1, l964;

2. Receive applications of local agencies for state aid, pursuant to

this title, in such form and containing such information as it may

require;

3. Approve the area and scope of such comprehensive studies, prior to

their execution, in accordance with the rules and regulations adopted by

the department; and upon recommendations of the state Commissioner of

Health;

4. Approve applications for state aid pursuant to this title;

5. Receive copies of final reports of local agencies; and make

advisory recommendations to the state Commissioner of Health with

respect thereto;

6. Performs such other and further acts as may be necessary, proper or

desirable to carry out effectively the provisions of this section.

§ 15-1305 — Powers and duties of the state Commissioner of Health

Powers and duties of the state Commissioner of Health.

The Commissioner of Health shall:

1. Review the area and scope of any comprehensive study prior to its

execution and make recommendations to the Department of Environmental

Conservation with respect thereto.

2. Advise legal agencies and the participating municipalities of the

approval of their applications for state aid pursuant to this title;

3. Execute contracts for the services of consulting engineers

necessary for such studies and reports jointly with the local agency

requesting state aid therefor;

4. Approve the amount of compensation to be paid for such engineering

services and the method of determining such compensation; provided,

however, that such compensation shall not be computed on a per diem or

percentage of estimated costs basis;

5. Receive and approve final reports of local agencies prior to final

payment;

6. Approve vouchers for the payment of state aid grants pursuant to

the provisions of this title;

7. Prepare and file with the Department of Environmental Conservation

for its review and evaluation an annual report on the scope and results

of comprehensive studies undertaken pursuant to this section;

8. Make an estimate of the annual funds necessary to carry out the

provisions of this title and, with the approval of the Department of

Environmental Conservation request such amount for inclusion in the

executive budget;

9. Perform such other and further acts as may be necessary, proper or

desirable to carry out effectively the provisions of this section.

§ 15-1307 — Powers of local agencies

Powers of local agencies.

A local agency may:

1. Apply to the department and contract with the state Commissioner of

Health for state aid pursuant to this title on and after September 1,

1964.

2. Select the person or firm to perform necessary consulting

engineering services for a comprehensive study and report and enter into

contracts for such services, provided, however, that the state

Commissioner of Health shall also be a party to any such contract;

3. Expend money received from the state pursuant to this title only

for purposes consistent therewith.

§ 15-1309 — State aid

State aid.

The state Commissioner of Health, may, in the name of the state, make

or contract to make, within appropriations therefor, a state grant for

payment during any of the ten successive fiscal years of the state,

beginning with its fiscal year commencing April 1, 1964, to a local

agency to cover the entire cost, as determined by him, of the

preparation of a comprehensive study and report.

§ 15-1311 — Limitations

Limitations.

Nothing in title 13 of this article shall be held to repeal, limit or

modify the jurisdiction, powers and duties of any state or local

department, board, district, commission or authority, or any public

corporation, or other agency, now or hereafter possessed, or to

invalidate or modify, in whole or in part, any decision, order, license,

permit, approval, or other act, issued or taken heretofore or hereafter

by such department, board, district, commission, authority, or public

corporation or other agency, or to nullify, abate or otherwise affect

any rights acquired or action taken heretofore or hereafter pursuant to

such decision, order, license, permit, approval, or other act.

TITLE 15 Water Supply

§ 15-1501 — Water withdrawals; permit

Water withdrawals; permit.

1. Except as otherwise provided in this title, no person who is

engaged in, or proposing to engage in, the operation of a water

withdrawal system with a capacity of greater than or equal to the

threshold volume, shall have any power to do the following until such

person has first obtained a permit or permit modification from the

department pursuant to this title:

a. To make a water withdrawal from an existing or new source or an

increased water withdrawal from an existing permitted source;

b. To take or condemn lands for the protection of any existing sources

of public water supply; or for the development or protection of any new

or additional sources of public water supply;

c. To commence or undertake the construction of any works or projects

in connection with the proposed withdrawal; or

d. To extend its supply or distribution mains into any new water

service area or extension that has not been approved by the department

or a predecessor commission; or

e. To make a significant change in the principal use of the water

withdrawal system from that specified in the permit, or permit

application.

2. All valid public water supply permits and approvals issued by the

department or its predecessors shall remain in full force and effect for

the purpose of satisfying the permit requirements of subdivision one of

this section for existing water withdrawals from a source and in an

amount authorized by such permit or approval. Until the department

promulgates regulations pursuant to subdivision four of this section,

nothing contained in subdivision one of this section concerning permits

from the department shall be applicable to water withdrawals other than

for a public water supply system.

3. Nothing contained in this title concerning permits from the

department for water withdrawals shall be deemed to nullify the

requirements of the State Sanitary Code applicable to drinking water

supplies, including public water systems and bottled water facilities,

in effect on February 15, 2012, as may be amended from time to time. No

supplier of water shall make, install or construct, or allow to be made,

installed or constructed, a public water supply system or any addition

or deletion to or modification of a public water supply system until the

plans and specifications therefor have been submitted to and approved by

the commissioner of health or his or her designee as may be required by

the state sanitary code.

4. The department shall promulgate regulations to implement a

permitting program for water withdrawals equal to or greater than the

threshold volume consistent with the requirements of this section which

shall establish: (a) minimum standards for operation and new

construction of water withdrawal systems; (b) monitoring, reporting and

recordkeeping requirements; and (c) protections for present and future

needs for sources of potable water supply. Such regulations may

establish quantitative standards that maintain stream flows protective

of aquatic life, consistent with the policy objectives of this article

and any other conditions, limitations and restrictions that the

department, in consultation with the department of health, determines

are necessary to protect the environment and the public health, safety

and welfare and to ensure the proper management of the waters of the

state. The regulations may establish exemptions from permitting

requirements in addition to those exemptions specified in this section.

5. The department is authorized to consolidate existing water supply

permits for a public water supply system into one permit, and may

require submission of an application for such permit where the

department determines that such actions are necessary to protect the

environment and the public health, safety and welfare and to ensure the

proper management of the waters of the state.

6. Each person who is required under this section to obtain a permit

shall annually, on a form prescribed by the department, report all

information requested by the department, including but not limited to

water usage and water conservation measures undertaken during the

reporting period. Information on water usage and water conservation

measures shall be posted on the department's website.

7. The following water withdrawals are exempt from the permit

requirements established by this section: (a) withdrawals used for fire

suppression or public emergency purposes; (b) withdrawals that have

received an approval from a compact basin commission which administers a

program governing water withdrawals; (c) closed loop, standing column,

or similar non-extractive geothermal heat pumps; (d) withdrawals for

which a permit has been issued pursuant to the requirements of section

15-1527 of this title; (e) existing withdrawals for agricultural

purposes provided the withdrawal has been registered with the department

pursuant to the requirements of title sixteen of this article or

reported to the department pursuant to the requirements of title

thirty-three of this article on or before February fifteenth, two

thousand twelve; and (f) withdrawals at remediation sites conducted

pursuant to a federal or state court order or federal or state

government agency agreement or order.

8. The department shall establish a water conservation and efficiency

program with the goals of (a) ensuring improvement of the waters and

water dependent natural resources, (b) protecting and restoring the

hydrologic and ecosystem integrity of watersheds throughout the state,

(c) retaining the quantity of surface water and groundwater in the

state, (d) ensuring sustainable use of state waters, and (e) promoting

the efficiency of use and reducing losses and waste of water.

9. The department shall issue an initial permit, subject to

appropriate terms and conditions as required under this article, to any

person not exempt from the permitting requirements of this section, for

the maximum water withdrawal capacity reported to the department

pursuant to the requirements of title sixteen or title thirty-three of

this article on or before February fifteenth, two thousand twelve.

§ 15-1502 — Definitions

Definitions.

When used in this title, unless otherwise expressly stated or unless

the context or subject matter otherwise requires:

1. "Coastal communities" shall mean those areas on Long Island where

the Magothy aquifer is either absent or contaminated with chlorides.

2. "Lloyd Sands" shall mean that geological strata generally known to

be the deepest and oldest water-bearing layer of the Long Island aquifer

system and shall not include bedrock.

3. "Water well" shall mean any groundwater excavation for the purpose

of obtaining water.

4. "Water well drilling" or "water well drilling activities" shall

mean the construction and reconstruction of water wells, the

establishment or repair of a connection through the well casing and the

repair of water wells including repairs which require the opening of the

well casing.

5. "Water well driller" shall mean a person who, for compensation or

as part of property development and sale, engages in water well drilling

activities; provided, however, that, for the purposes of this

subdivision, the term "person" shall not include a public corporation,

political subdivision, government agency, department, or bureau of the

state or a municipality.

6. "Enforcement officer" shall mean any person authorized to enforce

the provisions of this title or the building code in the municipality in

which the water well drilling activities are taking place.

7. "Agricultural purpose" shall mean the practice of farming for

crops, plants, vines and trees, and the keeping, grazing, or feeding of

livestock for sale of livestock or livestock products, and the on-farm

processing of crops, livestock and livestock products.

8. "Compact basin commission" shall mean an interstate commission

having jurisdiction with respect to the regulation of water resources

within a basin in the state, created by interstate compact or

federal-interstate compact, including but not limited to, the

Susquehanna river basin commission and the Delaware river basin

commission.

9. "Environmentally sound and economically feasible water conservation

measures" shall mean those measures, methods, technologies or practices

for efficient water use and for reduction of water loss and waste or for

reducing a withdrawal, consumptive use or diversion that: (i) are

environmentally sound; (ii) reflect best practices applicable to the

water use sector; (iii) are technically feasible and available; (iv) are

economically feasible and cost effective based on an analysis that

considers direct and avoided economic and environmental costs; and (v)

consider the particular facilities and processes involved, taking into

account the environmental impact, age of equipment and facilities

involved, the processes employed, energy impacts and other appropriate

factors.

10. "Interbasin diversion" shall mean the transfer of water or

wastewater from one New York major drainage basin to another drainage

basin.

11. "Person" shall mean any individual, public or private corporation,

political subdivision, government agency, department or bureau of the

state, municipality, industry, co-partnership, association, firm, trust,

estate or any other legal entity whatsoever.

12. "Potable water" shall mean water intended for human consumption

that meets the requirements for a public water system as set forth in

the state sanitary code.

13. "Public water supply system" shall mean a permanently installed

water withdrawal system including its source, collection, pumping,

treatment, transmission, storage and distribution facilities used in

connection with such system, which provides piped potable water to the

public for potable purposes, if such system has at least five service

connections used by year-round residents.

14. "Threshold volume" shall mean the withdrawal of water of a volume

of one hundred thousand gallons or more per day, determined by the

limiting maximum capacity of the water withdrawal, treatment, or

conveyance system; provided that for agricultural purposes the threshold

volume shall mean a withdrawal of water of a volume in excess of an

average of one hundred thousand gallons per day in any consecutive

thirty-day period.

15. "Water withdrawal system" shall mean any equipment or

infrastructure operated or maintained for the provision or withdrawal of

water including, but not limited to, collection, pumping, treatment,

transportation, transmission, storage, and distribution.

16. "Withdrawal" or "withdrawal of water" shall mean the removal or

taking of water for any purpose from the waters of the state.

§ 15-1503 — Permits

Permits.

1. A permit application or request for a permit renewal or

modification shall be made on forms prescribed by the department and

shall contain all information requested by the department relative to

the withdrawal, use and discharge of water, including:

a. with respect to a public water supply system, proof of adequate

authorization for the proposed project;

b. such exhibits as may be necessary clearly to indicate the scope of

the proposed project;

c. a map of any lands to be acquired;

d. project plans;

e. a statement of the need for and the reasons why the proposed source

or sources of supply were selected among the alternative sources which

are or may become available and the adequacy of the supply selected; and

f. a description of the applicant's proposed near term and long range

water conservation program that incorporates environmentally sound and

economically feasible water conservation measures, including

implementation and enforcement procedures, effectiveness to date and any

planned modifications for the future. For a public water supply system,

the water conservation program may include but need not be limited to:

i. the identification of and cost effectiveness of distribution system

rehabilitation to correct sources of lost water;

ii. measures which encourage proper maintenance and water

conservation;

iii. a public information program to promote water conservation,

including industrial and commercial recycling and reuse;

iv. household conservation measures; and

v. contingency measures for limiting water use during seasonal or

drought shortages.

2. In making its decision to grant or deny a permit or to grant a

permit with conditions, the department shall determine whether:

a. the proposed water withdrawal takes proper consideration of other

sources of supply that are or may become available;

b. the quantity of supply will be adequate for the proposed use;

c. the project is just and equitable to all affected municipalities

and their inhabitants with regard to their present and future needs for

sources of potable water supply;

d. the need for all or part of the proposed water withdrawal cannot be

reasonably avoided through the efficient use and conservation of

existing water supplies;

e. the proposed water withdrawal is limited to quantities that are

considered reasonable for the purposes for which the water use is

proposed;

f. the proposed water withdrawal will be implemented in a manner to

ensure it will result in no significant individual or cumulative adverse

impacts on the quantity or quality of the water source and water

dependent natural resources;

g. the proposed water withdrawal will be implemented in a manner that

incorporates environmentally sound and economically feasible water

conservation measures; and

h. the proposed water withdrawal will be implemented in a manner that

is consistent with applicable municipal, state and federal laws as well

as regional interstate and international agreements.

3. In order to assist the development of local water conservation

programs for public water supply systems, the department shall continue

to publish and distribute a water conservation manual that includes

beneficial near term and long range water conservation procedures which

reflect local water resource needs and conditions. Such manual shall

include examples of:

a. methods of identifying and determining the cost effectiveness of

distribution system rehabilitation to correct sources of lost water;

b. measures which encourage proper maintenance and water conservation;

c. a public information program to promote water conservation,

including industrial and commercial recycling and reuse;

d. household conservation measures; and

e. contingency measures for limiting water use during seasonal or

drought shortages.

4. The department may grant or deny a permit or grant a permit with

such conditions as may be necessary to provide satisfactory compliance

by the applicant with the matters subject to department determination

pursuant to subdivision 2 of this section, or to bring into cooperation

all persons that may be affected by the project, but it shall make a

reasonable effort to meet the needs of the applicant, with due regard to

the actual or prospective needs, interests and rights of others that may

be affected by the project.

5. The rules and regulations adopted by the department to implement

this title and the provisions of article 70 of this chapter and rules

and regulations adopted thereunder shall govern permit applications,

renewals, modifications, suspensions and revocations under this title.

6. A new permit for a water withdrawal system and any subsequent

renewal thereof shall be valid for a period of time not to exceed ten

years from the date of issuance. A new permit or permit modification

must be obtained from the department prior to any transfer or change of

ownership of a water withdrawal system.

7. For each permit issued for a public water supply system, the

department shall post on the department's website the permittee, the

maximum pumping capacity allowed under the permit, the results of well

monitoring, and the information reported pursuant to subdivision six of

section 15-1501 of this title.

§ 15-1504 — Water withdrawals for agricultural purposes

Water withdrawals for agricultural purposes.

1. Applicability.

a. This section applies to withdrawals of water for agricultural

purposes that have been registered with the department pursuant to the

requirements of title sixteen of this article or reported to the

department pursuant to the requirements of title thirty-three of this

article on or before February fifteenth, two thousand twelve.

b. All persons making a withdrawal of water for agricultural purposes

shall annually register or report the withdrawal to the department under

the provisions of this section by March thirty-first of each year.

2. When used in this section:

a. "Great Lakes basin" shall mean the watershed of the Great Lakes and

the St. Lawrence River, upstream from Trois-Rivieres, Quebec, consisting

in New York state of the Lake Erie-Niagara River, Lake Ontario minor

tributaries, Genesee River, Seneca-Oneida-Oswego River, Black River, St.

Lawrence River and Lake Champlain drainage basins.

b. "Great Lakes water" shall mean the water contained in the

watershed, including the lakes and rivers, of the Great Lakes basin.

3. Registration of water withdrawals in the Great Lakes basin.

a. All persons withdrawing Great Lakes water for agricultural purposes

in excess of an average of one hundred thousand gallons per day in any

consecutive thirty-day period shall annually register such withdrawal

with the department.

b. Each registration shall be on a form and contain such information

as may be prescribed by the department and consist of a statement of and

supporting documentation which shall include but not be limited to the

following:

(1) The place and source of the proposed or existing withdrawal;

(2) The location of any discharge or return flow;

(3) The location and nature of the proposed or existing water use;

(4) The actual or estimated average annual and monthly volumes and

rates of withdrawal; and

(5) The actual or estimated average annual and monthly volumes and

rates of water loss from the withdrawal.

c. In calculating the total amount of an existing or proposed

withdrawal for the purpose of determining the applicability of this

subdivision, a person shall combine all separate withdrawals which the

person makes or proposes to make, whether or not such withdrawals are

for a single agricultural purpose or are for related but separate

agricultural purposes.

d. Registrations shall be valid for a period of one year.

e. A registration may be transferred by submitting a notice of

transfer to the department prior to the date of a transfer or change of

ownership of a water withdrawal system associated with a registered

withdrawal.

f. The department may cooperate with state soil and water conservation

districts for the preparation and distribution of informational

materials to persons who withdraw water for agricultural purposes,

regarding the purposes, benefits and requirements of this section, and

which may also provide information on complying with the registration

program and on any general or applicable methods for calculating or

estimating water withdrawals or water loss.

4. Water withdrawal reporting.

a. Any person who withdraws water for agricultural purposes in excess

of an average of one hundred thousand gallons per day in any consecutive

thirty-day period shall annually report to the department. The report

shall be made on a form and contain such information as may be

prescribed by the department and shall be based on the water withdrawals

for the previous calendar year, and shall include but not be limited to:

(1) the water source, the location of the water source and the source

capacity if known;

(2) the amount of water withdrawn for the reporting period, including

the average or peak withdrawals for intervals specified by the

department;

(3) a description of the use of the water withdrawn; and

(4) estimated amounts of water to be returned, if any, the locations

of such returns and the method of such returns.

b. The following water withdrawals are exempt from the reporting

requirements of this subdivision:

(1) a withdrawal registered with the department under subdivision

three of this section;

(2) a withdrawal permitted pursuant to section 15-1501 of this title;

(3) a withdrawal reported to the department under any program that

requires the reporting of substantially similar data, including

withdrawals regulated by the Susquehanna River Basin Commission and the

Delaware River Basin Commission;

(4) a withdrawal permitted under section 15-1527 of this title;

(5) closed loop, standing column, or similar non-extractive geothermal

heat pumps; and

(6) reclaimed wastewater withdrawn for reuse.

5. Withdrawals of water for agricultural purposes registered or

reported to the department under the requirements of this section shall

be deemed to be in compliance with the requirements of title sixteen and

title thirty-three of this article, as applicable.

§ 15-1505 — Interbasin diversions and water supply to other states

Interbasin diversions and water supply to other states.

1. No person shall transport or carry through pipes, conduits, ditches

or canals the waters of any fresh water lake, pond, brook, river,

stream, or creek in this state or any well, subsurface or percolating

waters of this state into any other state for use therein without first

obtaining a permit from the department pursuant to this title.

2. No person shall make a new or increased interbasin diversion which

results in a diversion in excess of one million gallons per day, as

determined by the limiting maximum capacity of the treatment or

conveyance system, or construct facilities or equipment therefor, until

such person has registered the diversion with the department. No later

than February fifteenth, two thousand thirteen, all existing interbasin

diversions in excess of one million gallons per day, as determined by

the limiting maximum capacity of the treatment or conveyance system,

shall be registered with the department.

3. Registration is not required for an interbasin diversion which is

part of a water withdrawal system for which the department has issued a

permit under this title, or which is operating pursuant to a duly

authorized permit issued by the department or its predecessors.

4. Registration shall be renewed every year or whenever ownership of

the facilities which create an interbasin diversion is transferred,

whichever occurs first. Registration shall be made on forms prescribed

by the department and shall contain all information requested by the

department relative to the water withdrawal, use and discharge. Each

person who is required under this section to register shall annually, on

a form prescribed by the department, report all information requested by

the department, including the amount of water diverted. Information on

interbasin diversions shall be posted on the department's website.

5. No person shall make a new or increased interbasin diversion which

results in a significant adverse impact on the water quantity of the

source New York major drainage basin.

6. Diversions from the Great Lakes-St. Lawrence river basin are

prohibited by the Great Lakes-St. Lawrence River Basin Water Resources

Compact, as enacted in title ten of article twenty-one of this chapter.

Limited exceptions for public water supply systems will only be

considered when in compliance with that Compact.

§ 15-1506 — Transportation of water by vessel

Transportation of water by vessel.

1. Except as provided in subdivision three of this section, no person

or public corporation shall transport or carry by vessel, more than ten

thousand gallons in any one day of the waters of any freshwater lake,

pond, brook, river, stream, or creek in this state without first

obtaining a permit from the department.

2. If the department finds that the transport of such water is

reasonable, and is not contrary to the conservation of the natural

resources of the state or to other uses of the water, including health,

safety and welfare of the people of the state, the permit shall be

granted subject to reasonable conditions on the withdrawal and

transport. Such permit shall be subject to annual renewal.

3. No permit shall be necessary for the taking of a volume of ballast

water necessary for normal vessel activity, but this exemption shall not

apply to the exchange of ballast water.

4. The department shall not issue permits for the transport of water

by vessel which will conflict or be inconsistent with the provisions of

any interstate compact, commission or charter relating to the allocation

of water resources to which New York is a signitory.

§ 15-1507 — Municipal water supply reservoirs on forest preserve lands

Municipal water supply reservoirs on forest preserve lands.

Any public corporation, now or hereafter empowered by law to construct

and operate a publicly owned system for the supply of water for

drinking, domestic and public purposes to the inhabitants of any

municipality, may make application for the construction and maintenance

by the state of a water supply reservoir on lands owned by the state and

constituting a part of the forest preserve thereof in the manner

hereinafter set forth.

§ 15-1509 — Approval of plans for forest preserve reservoir projects; petition; proceedings

Approval of plans for forest preserve reservoir projects;

petition; proceedings.

1. Any publicly owned water supply project involving the construction

of a reservoir on forest preserve lands must be submitted for approval

to the department as provided in sections 15-1501 and 15-1503 of this

article, and the procedure on such an application shall be as therein

set forth except as to the additional requirements and further procedure

required by this section.

2. The petition for approval of such a project must state that it is

desired to construct a reservoir on state owned forest preserve lands,

giving a description of the location and extent of the lands to be

occupied or flooded, and shall be accompanied by a map, based on

accurate surveys, showing the boundaries of such land and the high flow

line of the water to be impounded thereon. The public notices of the

hearing shall state that the reservoir proposed to be constructed is on

state owned lands within the forest preserve.

3. In addition to the findings required by section 15-1503 of this

article, the department in such cases shall also determine whether the

needs of the applicant for water are such as require the proposed public

use of the land involved, whether the constitutional limitation as to

the amount of such land that can be used for reservoir purposes will not

be exceeded, and whether the plans are such that unsanitary conditions

will not be created by the proposed project.

4. If the application is approved, the department shall apportion all

the expenses of the proposed project upon the municipalities which it

may find to be benefited thereby, to the extent of the benefits

received; it shall also fix the amount to be paid to the state by the

municipalities benefited. Such amount to be paid to the state is to be

computed as follows:

a. The value of the state owned timber and other forest products to be

removed during the construction of the project, such amounts to be due

on the cutting of such timber or other products. Such material shall

become the property of the applicant on the payment of such amount to

the state. The department may direct that the amount due be paid in one

lump sum or may permit partial payments to be made in such amounts and

at such times as may be specified.

b. A charge of six per centum per annum on the value of the state

owned lands and rights used, unimproved and bare of timber. This value

shall be determined by the department and be redetermined by it at

intervals of ten years from the date of approval of the application. The

amount of this charge for any year shall be due and payable on the first

day of January of the succeeding year and shall be computed from the day

of the actual entry of the applicant or the department on the state

owned land for the purpose of beginning the clearing or the construction

work.

c. An annual charge, to be determined, redetermined and payable as

provided in paragraph b above, as a reasonable return to the state for

its services rendered.

5. A statement of all these matters shall be included in the decision

of the department approving the application.

§ 15-1511 — Procedure on approval of application with respect to forest preserve reservoir projects

Procedure on approval of application with respect to forest

preserve reservoir projects.

1. The decision of the department on an application shall be certified

to the applicant. Thereafter, and at any time within five years of the

date of the decision, the applicant may petition the department that it

construct the reservoir and appurtenant works in accordance with the

approved plans. Such petition shall be in writing and shall be

accompanied by plans and specifications for the structures to be built

and such other papers as may be necessary to show to the satisfaction of

the department that the project in all respects conforms to the

requirements of the decision of the department. The department may

permit minor modifications in the plans or specifications, provided that

the general features of the project as first approved are not changed.

2. If the department decides that the project which it is asked to

build is in conformity with the provisions of its decision upon the

original application it shall advertise for proposals for doing the

work. Upon the receipt of such proposals, the department shall make a

final determination of the probable cost of the project and shall

require the applicant to state that it desires the work to proceed, and

to show that it has available sufficient funds to defray the total cost

thereof. If the applicant desires to carry out the project and the

department is satisfied that sufficient funds are available for the

purpose, the department shall thereupon let contracts for and proceed

with the construction of the works.

3. In obtaining proposals and letting contracts for and in the

prosecution of this work the department shall be governed by the

provisions of title 19 of this article, insofar as they may be

applicable to the provisions of this part of article 15.

§ 15-1513 — Payment of cost of construction

Payment of cost of construction.

1. The cost of any such project shall be certified by the department

to the applicant and shall be paid by the applicant within thirty days

thereafter to the persons or corporations entitled thereto. Either total

or partial costs may be thus certified, as the department shall

determine. The applicant is hereby authorized to pay such costs from

funds which have been raised, or which it is authorized to raise for the

purpose of waterworks construction.

2. It shall be unlawful for the applicant to pay out, for any purpose

other than those specified in this section, any funds which it shall

have certified to the department to be available for defraying cost of

this construction, until such time as the department shall have

certified to the applicant that all construction costs have been paid.

§ 15-1515 — Supervision of construction and operation

Supervision of construction and operation.

1. All construction work which the Department of Environmental

Conservation is authorized to undertake by virtue of the provisions of

sections 15-1507 through 15-1519 shall be done under the direction of

the Commissioner of Transportation. After the works shall have been

constructed, they shall thereafter be maintained and operated for the

benefit of the applicant by the Commissioner of Transportation under the

direction of the Department of Environmental Conservation.

2. All costs of such supervision of construction, operation and

maintenance shall be paid by the applicant in the manner specified in

section 15-1513 of this article, except that the applicant shall not be

charged with the salaries and expenses of such officials and regular

employees of the state who, in addition to other duties, exercise only

general supervision over the work done under the provisions of sections

15-1507 through 15-1519.

3. The Department of Environmental Conservation is authorized to

employ such engineers and other persons as may in its judgment be

necessary to carry out the provisions of sections 15-1507 through

15-1519 and to fix the compensation for such employees. Such

compensation shall be paid by the applicant.

4. Except for such expenses and salaries as are specifically exempted

by subdivision 2 of this section, no moneys of the state shall be

expended, nor shall the state incur any liability or indebtedness by

virtue of the provisions of sections 15-1507 through 15-1519.

§ 15-1517 — Reservoir to be owned by the state

Reservoir to be owned by the state.

Any lands not owned by the state, but required for the purpose of the

construction of the reservoir on forest preserve lands shall be acquired

by the applicant, by purchase or condemnation, and conveyed by the

applicant to the state, provided however that no rental shall be paid to

the state for any land thus acquired. The reservoir and all dams, dikes,

spillways, gate houses, pipe lines or any other works which the

department shall construct on state owned land shall be the property of

the state, but shall be operated solely for the benefit of the

applicant. All real estate, reservoirs and appurtenant structures

acquired, taken or constructed pursuant to the provisions of sections

15-1507 through 15-1519 are hereby dedicated to the uses and purposes

for which acquired, taken or constructed, and the right, title and

interest acquired by the state therein is so acquired subject to such

use and purposes.

§ 15-1519 — Reservoir to be kept in repair

Reservoir to be kept in repair.

The reservoir and appurtenant works shall be kept in safe, sanitary

and serviceable condition and to this end shall be repaired, remodeled

or additional work done thereon at the request of the applicant or as

required by the department. All such work shall be done by the

department at the expense of the applicant. If the applicant shall at

any time determine that its needs for an additional supply of water

require the enlargement of the reservoir in order that a greater

quantity of water can be stored therein or drawn therefrom, a new water

supply application shall be made to the department asking for approval

of the desired modifications of the original plans.

§ 15-1521 — Supply of water to other public water supply systems

Supply of water to other public water supply systems.

On any application for a new or increased withdrawal of water for a

public water supply system, the department may require or authorize the

applicant to make provisions for the supply and to supply water to any

area of the state which as determined by the department in its decision

on that application properly should be supplied with water from the

source or sources of water supply sought by the applicant. The owner or

operator of any existing or proposed public water supply system within

such area may apply to the department for a permit to take water from

that source of water supply or from any part of the public water supply

system of the applicant supplied in whole or in part from that source.

If the department so requires, or if it grants a permit, it shall be the

duty of the applicant so to supply water, subject to such requirements

as the department may impose. The price to be paid for the amount of

water so to be taken may be agreed upon between the applicant and the

taker of the water, or if they cannot agree, fair and reasonable amounts

and rates shall be, after due hearings thereon, fixed by the public

service commission. Any such agreement or determination of the public

service commission may from time to time be modified by further

agreement between the parties affected thereby or by the further order

of the commission.

§ 15-1523 — Indirect damages; decision and payment as to Rochester

Indirect damages; decision and payment as to Rochester.

1. Whenever the department shall decide that the execution of any

water supply project by the city of Rochester will result in damages to

persons and property, the determination of and payment for which are not

otherwise provided for by law, the department shall so state in its

decision and it may order that such damages be determined and paid in

accordance with the provisions of this section.

2. Whenever the department shall make such a decision relating to the

determination and payment of damages pursuant to the provisions of this

section, any person who is on the date of such decision, the owner of

any real estate not taken by the applicant, or the owner of any

established business, directly or indirectly decreased in value by

reason of the acquiring of land for or on account of a new or additional

water supply project, his heirs, personal representatives and assigns,

shall have a right to damages for such decrease in value. The city of

Rochester may agree with such person as to the amount of such damages,

and, if such agreement cannot be made, such damages, if any, shall be

determined in the manner provided in the eminent domain procedure law

for the ascertaining and determining of the value of the real estate

taken for such project, and the court shall not be limited in the

reception of evidence to the rules regulating the proof of direct

damages. The amount of such damages so agreed upon, or determined, as

aforesaid, shall be paid and collected in the same manner as is provided

for the payment of awards in condemnation proceedings as provided in the

charter of the city of Rochester for the taking of real property.

3. A person employed in a manufacturing establishment, or in an

established business, or upon any lands, who is not the owner or part

owner thereof, which manufacturing establishment, or established

business, is injured or destroyed, or which lands are taken or acquired

under or on account of the carrying out of such project, and who has

been so employed continuously for at least six months prior to the date

of the decision of the department and who continues in such employment

up to the time of such injury, destruction, taking or acquisition, shall

have a claim for damages against the city of Rochester equal to the

salary or wages paid to such employee for the six months immediately

preceding the date of such decision. Such damages may be determined by

agreement with the city of Rochester, or, in case such agreement cannot

be made, such employee may maintain an action against the city of

Rochester in the Supreme Court to recover such damages, not, however, to

exceed the sum of the salary or wages paid him for the six months

immediately preceding the date of the decision of the department.

4. If the department shall so approve of a project, or a part of a

project, the execution of which is to be deferred, or, if for any reason

such execution shall thereafter be deferred, the department shall in its

decision, or in a modification thereof, fix a date, other than the date

of the decision, which shall be held to be applicable to all damages

arising from the execution of such project, or of such part of a

project.

5. The powers, rights, privileges and duties granted, conferred and

imposed by the provisions of this section are hereby granted, conferred

and imposed notwithstanding any inconsistent provision in this or any

other general or special law.

§ 15-1525 — Water well drillers in New York state to obtain certificates of registration

Water well drillers in New York state to obtain certificates

of registration.

1. No person shall engage in the business of water well drilling in

the state of New York without first obtaining a certificate of

registration from the department as hereinafter provided. All water well

drilling shall be performed in accordance with the rules and regulations

promulgated by the commissioner of health pursuant to subdivision

eighteen of section two hundred six of the public health law.

2. Application for a certificate of registration shall be made upon a

form prescribed and furnished by the department providing such

information as the department deems necessary for the purposes of

issuance of a certificate of registration.

3. The certificate of registration shall require that, before the

commencement of drilling of any well or wells, the water well driller

shall file a preliminary notice with the department; it shall also

provide that upon the completion of the drilling of any water well or

water wells, a completion report be filed with the department, giving

the log of the well, the size and depth thereof, the capacity of the

pump or pumps attached or to be attached thereto, and such other

information pertaining to the withdrawal of water and operation of such

water well or water wells as the department by its rules and regulations

may require. The water well driller shall provide a copy of such

completion report to the water well owner. The number of the certificate

of registration must be displayed on the well drilling machinery of the

registrant. The certificate of registration shall also contain a notice

to the certificate holder that the business activities authorized by

such certificate are subject to the provisions of article thirty-six-A

of the general business law. The fee for such certificate of

registration shall be ten dollars annually. The commissioner shall

promulgate a water well completion report form which shall be utilized

by all water well drillers in satisfying the requirements of this

section and any other provision of state or local law which requires the

submission of a water well completion report or water well log.

4. The department may revoke any certificate of registration for

violation of any of the provisions of this section, or violation of

rules made by the department pertaining thereto. A certificate of

registration may be revoked by the department regardless of the criminal

provisions with regard to this section found in section 71-1115.

5. a. On and after January first, two thousand three, any individual

who is responsible for the on-site supervision of water well drilling

activities must have passed, with at least a seventy percent score, a

two-part certification exam by the national ground water association or

an equivalent exam offered or approved by the commissioner. Evidence of

having passed such exam shall be provided by the person responsible for

the on-site supervision of water well drilling activities upon demand of

any enforcement officer.

b. Notwithstanding the provisions of paragraph a of this subdivision

any individual, who is responsible for the on-site supervision of the

repair or installation of water pumps, requiring the opening of the well

casing, must have passed, with at least a seventy percent score, a

certification exam developed by the national ground water association or

the water systems council, or an equivalent exam offered or approved by

the commissioner. Evidence of having passed such exam shall be provided

by the person responsible for the on-site supervision of the repair or

installation of water pumps, requiring the opening of the well casing,

upon demand of any enforcement officer.

6. Except as otherwise provided by law, nothing in this section shall

be deemed to preempt any provision of local law which requires the

license or registration of water well drillers or which otherwise

regulates the practice of water well drilling, provided that the

provisions of such local law are at least as comprehensive as the

provisions of this section.

§ 15-1527 — Permit required for certain wells in Long Island counties

Permit required for certain wells in Long Island counties.

1. No person or public corporation shall hereafter install or operate

any new or additional wells in the counties of Kings, Queens, Nassau or

Suffolk to withdraw water from underground sources for any purpose or

purposes whatsoever where the installed pumping capacity of any such new

well or wells singly or in the aggregate, or the total installed pumping

capacity of old and new wells on or for use on one property is in excess

of forty-five gallons a minute without a permit pursuant to this title.

2. Such persons or public corporations operating or proposing to

operate a well or wells in excess of such capacity in any of such

counties shall be subject to all the provisions of this article relating

to persons or public corporations, with the same force and effect as if

they were supplying or proposing to supply water to the inhabitants of a

municipal corporation or other civil division of the state. In taking

action on such an application the department shall have authority to

impose such conditions and make such requirements and limitations as may

be necessary for the protection of the interests of the applicant and of

the people of the state and may issue limited or revocable permits for

such wells.

3. All new well permits shall be valid for a period of time not to

exceed ten years from the date of issuance. The department shall develop

a permit renewal application and a time schedule for permit renewals.

Well permits may be renewed, including any modifications deemed

appropriate by the department, and such renewal shall be considered

valid for a period specified by the department but in any case shall not

exceed a period of ten years from the date of reissuance or renewal.

4. All applications for new well permits, all applications for well

permit renewals, and all reopened well permits shall be evaluated,

notwithstanding any other requirements of this title, according to

criteria established by rule or regulation of the department which shall

include but not be limited to:

a. Specific yield of the aquifer segment in which the well is or will

be screened;

b. Requested rated capacity of well and anticipated or actual amount

of withdrawal from such well, both seasonally and annually;

c. Whether the well site or proposed well site is in an over-stressed,

transitional, or unstressed area;

d. The proposed use of the water; whether the water will be or is

recharged or discharged to waste; and the likely quality of the water if

it is or will be recharged;

e. The amount of withdrawal requested and its relationship to volume

of recharge occurring locally as well as the relationship of the

requested withdrawal to the regional level of withdrawal and recharge;

f. The degree of consistency between the requested rate of withdrawal

and any regional water management plans; and

g. If the well is to be used by a water purveyor, either public or

private, or a water authority, whether such purveyor or authority has an

active and on-going water conservation program, leak detection program,

and metering program.

In addition, the department shall vigorously apply subdivision two of

section 15-1503 of this title in its decision-making process. The

department shall determine whether the watershed, which in the case of

Long Island shall mean the land surface that represents the recharge

catchment area recharging water for each respective well, has been

adequately protected. If the well is to be used as a public water supply

by a water purveyor or water authority, the department shall require as

a permit condition that the water purveyor or authority prepare and

submit watershed rules and regulations as described pursuant to section

eleven hundred of the public health law.

5. The department shall develop a system for categorizing the counties

of Kings, Queens, Nassau and Suffolk into areas that are either

unstressed, transitional, or over-stressed with respect to the quality

and/or quantity of the groundwater supply. For those areas which are

considered to be over-stressed, as determined by the department, all

valid well permits within this category shall be reopened in order to

evaluate and possibly modify, add or delete any permit conditions or

requirements. Special consideration shall be given to permit conditions

aimed at reducing the levels of withdrawal and consumptive water use in

over-stressed areas. The reopening of the well permits may be phased in

over a five year period. All reopened well permits which are deemed by

the department to be acceptable following review and any subsequent

changes may be renewed and shall, if renewed, be valid for a period of

time not to exceed ten years from the date of reissuance or renewal.

Nothing in this title shall be considered to prohibit the department

from revoking a permit following the review required by this title.

6. The provisions of this section shall not apply to the installation

of a fire well to which no pumping equipment is permanently attached

when such well is installed by a municipal corporation, fire district or

duly organized fire company or fire department.

7. The provisions of this section shall apply to the use of water for

agricultural purposes. The department shall, for the purposes of section

70-0116 of this chapter, make a finding of an emergency when a

replacement well is needed during the growing season for a crop.

Pursuant to section 70-0116 of this chapter, the department may issue an

emergency authorization for the construction and operation of such

replacement well.

§ 15-1528 — Moratorium on the drilling of new wells in the Lloyd Sands

Moratorium on the drilling of new wells in the Lloyd Sands.

1. The department is directed to identify those areas of Long Island

within the counties of Kings, Queens, Nassau and Suffolk which, for the

purposes of this section, shall be considered coastal communities.

2. A moratorium shall be established on the granting of new permits to

drill public water supply, private water supply or industrial wells into

the Lloyd Sands or to permit new withdrawals of water from the Lloyd

Sands or to permit the storage or pumping of water into the Lloyd Sands.

Such moratorium shall apply to all areas that are not coastal

communities, provided however that such moratorium shall apply to all

areas including coastal communities for the storage or pumping of water

into the Lloyd Sands. The waters of the Lloyd Sands shall be reserved

for the use of coastal communities during the moratorium, however,

nothing required herein shall affect the permits of wells presently

screened in the Lloyd Sands and withdrawing water therefrom.

3. The moratorium shall be lifted upon a directive from the

commissioner. The directive shall be based upon his finding that

sufficient research has been conducted so as to provide a sound working

knowledge of the details, dynamics, water volume, and levels of safe

withdrawal appropriate to maintain a safe quantity of Lloyd Sands water.

Further, the commissioner must find that a workable program is in place

that can properly administer a well permit program for the Lloyd Sands

water. Such program shall take into account both the localized and

regional aspects and implications of Lloyd Sands water withdrawals, with

special attention given to the prevention of water contamination and

salt water intrusion. The program must ensure that a safe level of

withdrawal from the Lloyd Sands is not exceeded.

4. The commissioner may grant exemptions to the moratorium upon a

finding of just cause and extreme hardship. Such exemptions shall not

apply to the storage or pumping of water into the Lloyd Sands. An

adjudicatory hearing shall be held and findings presented to the

commissioner prior to the granting of an exemption.

§ 15-1529 — Approval of completed water withdrawal systems

Approval of completed water withdrawal systems.

The construction of any new or modified water withdrawal system

authorized under this title shall be under the general supervision of a

person or firm licensed to practice professional engineering in the

state. Upon completion of construction, such person or firm shall

certify to the department that the water withdrawal system has been

fully completed in accordance with the approved engineering report,

plans and specifications, and the permit issued by the department

pursuant to this title. The owner shall not commence operation of the

new or modified water withdrawal system prior to the department

receiving such certificate and prior to approval of the system by the

department of health or its designee as may be required by the state

sanitary code.

§ 15-1530 — Long Island water usage information

Long Island water usage information.

In Nassau and Suffolk counties, all water purveyors, either public or

private, or a water authority, with ten thousand or more customers,

shall include water usage information along with customer bills. Such

usage information shall be specified in both gallons and cubic feet and

at a minimum include:

1. information on year to date usage;

2. a seasonal comparison; and

3. last year's usage for the same time period.

TITLE 17 Water Power

§ 15-1701 — Reservation of state control

Reservation of state control.

Where any person takes, diverts, appropriates, or otherwise uses,

whether by virtue of the provisions of title 17 of this article or

otherwise, the waters of the state over which the state has the

proprietary ownership of the flow and to the use of which the state has

the right paramount and exclusive, or concurrently with any other

jurisdiction, such waters shall remain subject to the power and control

of the state for the purposes of regulating, licensing, controlling, or

terminating the use and disposition of the same by such person, as well

as for the purpose of exacting any rentals or charges therefor.

§ 15-1703 — Definitions

Definitions.

When used in title 17 of this article unless otherwise expressly

stated or unless the context or subject matter otherwise requires:

1. "Licensee" means a person or public corporation holding a license

issued pursuant to title 17 of this article, his successor in interest

or assign;

2. "Stream" means a river or other stream and its tributaries;

3. "Water power site" means the real property including rights

appurtenant thereto or which may become appurtenant thereto which, when

a water power is developed, is necessary or useful for the construction,

maintenance and operation of a plant for the use of a fall of water for

the generation of power;

4. "Developed water power site" is a "water power site" where the

development is used or usable in its present condition for the

generation of power or where the works of such development are being

constructed or are in course of repair;

5. "Surplus canal waters" means such waters flowing in canal feeders,

artificial canals or the canalized streams of the state, as in the

judgment of the Commissioner of Transportation, are not necessary for

any canal uses or purposes;

6. "Project" means a complete unit of improvements or development,

consisting of a power plant, all water conduits, or dams and appurtenant

works and structures which are a part of such unit, and all storage,

diverting or forebay reservoirs connected therewith, the primary line or

lines transmitting power therefrom to the point of junction with the

distribution system, all miscellaneous structures used and useful in

connection with such unit or part thereof, and all water rights, rights

of ways, ditches, dams, reservoirs, lands or interest in lands, the use

and occupancy of which are necessary or appropriate in the maintenance

and operation of such unit;

7. "Project works" means physical structures of a "project;"

8. "Reconstruction cost" of a project or of any part thereof means the

actual and reasonable original cost to the licensee of the lands or

interests in the lands of such project or such part, less depreciation,

if any, plus the cost of reproducing the ways, means and works thereon

less the depreciation of such ways, means or works, including in such

costs a reasonable allowance for organization and development expenses,

but excluding therefrom any allowance for the value of the license or

any contract, lease or franchise, or value as a going concern, or future

profits in pending or existing contracts or prospective profits,

revenues, dividends or any other intangible element;

9. "Real property", without words of limitation, includes all uplands,

lands under water, waters of any lake, pond or stream, all water and

riparian rights or privileges, all dams, races, sluiceways, and

machinery connected therewith, and all land, water and rights necessary

to carry out any project or development provided for by title 17 of this

article, including the right to divert running water of any stream or

streams, and lands necessary for such diversion, and all easements and

incorporeal hereditaments, and every estate, interest and right, legal

or equitable in land and water, including terms for years and liens on

real property as above defined and all real property as above defined,

acquired and used for railroad, highway and other public purposes in any

county containing a part of the forest preserve as now constituted.

10. For other definitions, also applicable in this title, see section

15-0107.

§ 15-1705 — Licenses; approval by the Governor

Licenses; approval by the Governor.

1. The department, subject to the provisions of title 17 of this

article, may upon application issue to any person or public corporation

heretofore or hereafter authorized to develop, use, furnish or sell

power in this state or to a municipality of the state having such

authority, a license authorizing the diversion and use for power or

other purposes of any of the waters of the state in which the state has

a proprietary right or interest, or the bed of which, or the real

property required for use of such waters or the right to develop water

power, is vested in the state; or of boundary waters of the state where

the state has jurisdiction over the diversion or interference with the

flow of the same solely or concurrently with any other jurisdiction or

owner of a proprietary right; or to any such applicant when the owner of

any water power site or sites which it uses or proposes to use for the

production, sale and distribution of heat, light or power to the public;

and subject to the property right of others including riparian rights,

authorizing the construction, maintenance and operation in, across or

along any of such lands and waters of such dams, reservoirs, diverting

canals or races, water conduits, power houses, transmission lines and

other project works as are deemed necessary or convenient for the

development, transmission and utilization of the developable power and

authorizing in connection therewith the use of dams or other structures

or contiguous or adjacent lands belonging to the state. When any water

power site or property necessary to the full development of such a site

is owned by the state, or water, the use of which is dependent upon the

consent of the state, is not, in the opinion of the department suitable

or necessary for the development of power for public use, a license may

be issued to a person or public corporation for private use under like

conditions and with the same restrictions.

2. Whenever the use of water or the erection of structures under a

license may affect the navigable waters over which the United States

shall have lawfully assumed jurisdiction for purposes of navigation,

such license shall not be issued until the plans for such use and

structures have been submitted to and approved by the federal

authorities as required by law and any licenses shall be at all times

subject to the lawful exercise of such jurisdiction over the waters

affected by the license for the purposes of navigation.

3. Whenever canal lands, structures or surplus canal or canal feeder

waters are covered by the license, the license shall not issue unless

the Commissioner of Transportation certifies to the department in

writing that the same are not necessary for the navigation or operation

of the canals and shall not become effective until endorsed with his

approval. Any licensee in the use of such license, structures or water

shall be at all times subject to such reasonable rules and regulations

as the Commissioner of Transportation shall from time to time prescribe

so that the use thereof by the licensee shall not impair the efficiency

of the canals and such use shall at all times be subordinate to the

needs of the canals.

4. Notwithstanding any provision of title 17 of this article, no

license issued by the department pursuant to the provisions of title 17

of this article shall be effective unless and until it is approved in

writing by the Governor and such approval is signed by him and affixed

thereto; and notwithstanding any provision of title 17 of this article a

modification of such license shall not be effective until approved by

the Governor in like manner.

§ 15-1707 — Procedure on application for license

Procedure on application for license.

1. Each applicant for a license shall submit to the department a

written verified application in such form as the department may

prescribe and containing such data or information of the applicant's

project as the department may require. It shall be accompanied by

proposed plans and specifications showing the nature and extent of the

applicant's proposed development and estimates of cost as may be

required for a full understanding of the proposed project. Such maps,

plans and specifications when approved by the department shall be made a

part of the license; and thereafter no changes shall be made in such

maps, plans or specifications until such changes shall have been

approved and made a part of such license by the department. Applications

shall be filed with the department in the order of their receipt.

2. Each license covering water power sites or lands, the title to

which is vested in the state, shall require the payment by the licensee

of an annual charge measured by a fair rental value thereof; in other

cases, except where the state has no proprietary interest, an equitable

annual charge may be made, in determining which the department shall

give consideration to the cost of producing power by others in

competition with the licensee; and every license shall require the

payment by the licensee of an annual charge for the purpose of

reimbursing the state for the cost of administration of the provisions

of title 17 of this article. The department, by resolution, shall fix

and determine such annual charge, and the time or stage of development

from which rentals are to be computed, whereupon if one or more

applicants signifies his readiness, and establishes to the satisfaction

of the department his ability, to construct and maintain the proposed

project, to pay the charge or rental fixed by the department, and

otherwise to comply with the provisions of title 17 of this article in

the use of such water and property, it shall give notice of such

determination and of a time, not less than fifteen days from the date of

the first publication of the notice, and of the place of a meeting of

the department to take action on such application or applications.

3. A copy of such determination and notice shall be served upon each

applicant for the license not less than fifteen days previous to the

date set for the hearing. If the application applies to or may affect

any canal or canal feeder waters, a like notice shall be given to the

Commissioner of Transportation. The department shall also cause such

notice to be published as provided in subdivision 1 of section 15-0903.

4. At the time and place designated in such notice, or at a time and

place to which the meeting may be adjourned, the department shall

determine whether the plan or plans set forth in the application or

applications on file with the department, or any such plan, is or may be

consistent with the proper development, conservation and utilization in

the public interest of power resources of the water shed, stream or

localities to be affected by the determination. If it shall determine

that any of the plans is consistent with such development, conservation

and utilization and that there is no reason why the water power involved

should at the time be withheld in the public interest from development

by private interests, it may grant the application. If there be two or

more such applications it shall decide which of the plans is most

suitable for the proper development, conservation and utilization in the

public interest of the water power resources of the water shed, stream

or locality affected.

5. The department in granting the license shall accord a preference to

the applicant whose plans, being approved under the preceding

subdivision, are best adapted to properly develop the water power site

or sites covered by the application, provided that it is satisfied that

such applicant is reliable and responsible and capable of consummating

the project; and provided further that as between two or more plans

equally well adapted to such purpose, a preference may be given to the

application of a municipal corporation, if an order shall have been

previously made by the Public Service Commission approving the

installation of a municipal power plant which it proposes to install

under the license, or in default of such an application to a riparian

owner, and, otherwise, to the application first filed with the

department; and provided further that the department may impose as a

condition of granting the license that the plan be modified to improve

the development or otherwise conserve the public interest or protect

private rights.

6. The department from time to time, either before or after a license

is granted, may permit minor changes and corrections to be made in any

map, plans or specifications filed by an applicant for the purpose of

improving the same. It may also permit changes to be made therein for

the purpose of better adapting the same to the development, conservation

and utilization in the public interest of the water power resources of

the water shed, stream or locality affected. No correction or change

shall be made under this subdivision until the same has been authorized

by a resolution adopted by the department.

§ 15-1709 — Preliminary permits

Preliminary permits.

1. The department may issue preliminary permits for the purpose of

enabling applicants for a license hereunder to secure the data and to

perform the acts required by section 15-1707, provided, however, that

upon the filing of any application for a preliminary permit by any

person or public corporation, the department before granting such

application shall at once give notice of such application in writing to

any municipality which, in its judgment, is likely to be interested in

or affected by such application. Each such permit shall be for the sole

purpose of maintaining priority of application for a license under the

terms of title 17 of this article for such period or periods, not

exceeding a total of three years, as in the discretion of the department

may be necessary for making examinations and surveys, preparing maps,

plans, specifications and estimates, and making financial arrangements.

2. The permit shall set forth the conditions under which priority

shall be maintained and the license issued, and may prescribe any

condition of issuing the license for the protection of the interests of

the state. Only one preliminary permit at a time shall be issued and

outstanding for the same project. The same preference shall be accorded

by the department in considering applications for a preliminary permit

as is accorded in considering applications for a license. Each

preliminary permit shall require the permittee to proceed diligently and

immediately to secure the data and to perform the acts required by

section 15-1707.

3. All investigation work in connection with any operations carried on

under the preliminary permit shall be subject to the inspection of the

department, its agents and employees, and, from time to time upon the

request of the department, the permittee shall make full reports to the

department of the progress of the work carried on under the preliminary

permit, but such reports shall be confidential until final application

is made for the license, unless the department takes proceedings to

revoke the preliminary permit.

4. Permits shall not be transferable and may be cancelled by the

department upon failure of the permittee to comply with the conditions

thereof.

§ 15-1711 — Provisions and conditions of licenses; payment to state treasury of moneys received under this title

Provisions and conditions of licenses; payment to state

treasury of moneys received under this title.

1. The term of the license shall not exceed fifty years from its date.

2. The licensee shall agree to accept and abide by the terms and

provisions of title 17 of this article, and to pay to the state the

charge or rental, if any, fixed by the department and reserved in the

license, or as the same may be readjusted pursuant to law.

3. The license shall by reference to maps, plans, and specifications

or otherwise clearly identify and define the improvement or development

to be affected under the license.

4. If the license affects any canal or canal feeder waters, it shall

contain a provision, in substance, reserving to the Commissioner of

Transportation the right at any and all times to enter upon the property

covered by the license, and to do and perform such acts or things,

including the temporary drawing off of the water from the dam or forebay

from which the licensee is drawing water and such interruption in the

supply of water to the licensee, as may be deemed necessary for the

repair, reconstruction or improvement of the canal or any canal works or

structures and that the licensee shall be at all times subject to such

reasonable rules and regulations for the management and maintenance of

the canals and navigation thereof as the Commissioner of Transportation

shall from time to time prescribe; also a provision in substance

reserving to the department the right, on ninety days' written notice to

the licensee, to retake, recapture and resume wholly or in part the use

of the water and other property covered by the license, including all

structures erected upon and improvements to such property, and to

control and limit the manner and extent of use of such water or other

property, whenever in the opinion of the Commissioner of Transportation

or the Legislature, the necessary supply of water for the use of the

canals of the state, or any future alterations or improvements of the

canals, or the safety of the works connected therewith, may render such

resumption, control or limitation necessary; also a provision in

substance reserving to the state the right wholly to abandon or destroy

the canal, dam or works by the erection or construction of which the

surplus water covered by the license is rendered available. In either of

which events, the licensee, if he promptly complies with any and all

lawful directions of the department with respect to the cessation of the

use of water and removal from the premises may recover from the state in

the Court of Claims the damages resulting to him therefrom, but the

damages for improvements on state lands shall not exceed the

reconstruction cost. The damages for which the state shall be liable may

be specified in the license. The state shall not be liable for any

temporary interruption for the repair of or in the operation of the

canal, and in case of a substantial change in the right or privilege

granted, the department, by agreement, may readjust the charge or rental

with the licensee.

5. The license shall contain a provision in substance that if there be

a partial resumption of the use of the water or of the land which is

covered by the license, the licensee, at his option, may continue for

the remainder of the term specified in the license to use the residue of

the water and land covered by the license, under the terms and

conditions of the license, or such modified terms as may be agreed upon,

upon the payment to the state of a revised and readjusted charge or

rental, and that if the licensee refuses to accept or continue the use

of the remaining water and land at the revised and readjusted rental,

the license shall terminate and the licensee shall have his claim for

damages as provided by the preceding subdivision.

6. Except as otherwise provided by law, the terms and provisions of a

license may be altered only by mutual agreement between the department

and the licensee, after publication as provided in subdivision 1 of

section 15-0903 of a notice setting forth the time and place of the

meeting at which the proposal to alter the terms and provisions of the

license will be considered. If by any such agreement the amount of water

available for use by the licensee is curtailed or the privileges and

rights under the license are materially changed, the department may

revise and readjust the rental to be paid.

7. The license may contain a provision to the effect that the licensee

shall furnish to the state, free of charge or upon terms to be fixed as

therein provided, the hydraulic or hydro-electric power required for the

operation or lighting of certain defined state structures, works or

property.

8. The license may also contain a provision in substance, that the

licensee shall obtain the fee simple absolute of, or any lesser interest

in, all property other than that of the state used by him in the

construction of the project.

9. In issuing licenses for a minor part only of a complete project, or

for a complete project of not more than one hundred horsepower capacity,

the department may in its discretion waive such conditions, provisions

and requirements of title 17 of this article, except the license period

of fifty years, as it may deem to be to the public interest to waive

under the circumstances.

10. The department shall pay into the state treasury the moneys

received by it in the course of administering the provisions of title 17

of this article in the manner provided by section 121 of the State

Finance Law.

§ 15-1713 — Waters impounded by dams constructed for power purposes impressed with a public interest

Waters impounded by dams constructed for power purposes

impressed with a public interest.

The waters impounded by any dam hereafter constructed for power

purposes on any stream or waterway in the state, shall be impressed with

a public interest and open to the public to fish thereon, when

authorized by other applicable provisions of this chapter subject to the

conditions and limitations found in section 11-1311 of this chapter.

§ 15-1715 — Licenses and the protection of navigation

Licenses and the protection of navigation.

Before granting any license, the department shall inquire and

determine to its own satisfaction that the exercise of the privilege

conferred will not impair or interfere with navigation on the waters

covered by the license and, whenever, the public interest requires,

shall impose such conditions in granting the license as may be required

to protect and safeguard navigation.

§ 15-1717 — Provisions for the revision and readjustment of rent in licenses

Provisions for the revision and readjustment of rent in

licenses.

1. The annual charge or rental fixed by the department shall continue

for the period of the license, unless the license provides for a

readjustment of the charge or rental at a specified time or times, in

which case the charge or rental, as fixed by the license, may be revised

and readjusted by the department according to the terms of the license.

Payments on account of any such charge or rental shall be treated as a

part of the operating expense.

2. The licensee shall be given ten days' notice of the time and place

of the meeting of the department at which the question of the revision

and readjustment of such charge or rental will be considered. The

revision and readjustment shall be in the form of a resolution adopted

by the department and thereafter, the revised and readjusted rental or

charge, unless reviewed and reversed or modified as herein provided,

shall apply to and govern the license.

3. Any such decision may be reviewed by the licensee pursuant to the

provisions of section 15-0905.

4. Pending the final determination of the review proceedings, the

licensee shall pay to the state the revised and readjusted rental or

charge as fixed by the department; and if it shall be determined that

the rental or charge shall be revised, the licensee shall be credited on

later payments with any excess he may pay over the rental as finally

fixed, with interest. If the credits be insufficient to satisfy such

excess, the licensee may recover the balance in the Court of Claims.

§ 15-1719 — Equitable rental for Niagara River water

Equitable rental for Niagara River water.

The department shall have the power to fix and determine, after a

hearing held upon notice to the parties interested, the amount of an

equitable rental, which is hereby charged pursuant to the reservations

made in chapter 597 of the laws of 1918 for the diversion, as specified

in such chapter, of water from the Niagara River in excess of a daily

diversion at the rate of fifteen thousand one hundred cubic feet per

second, and also, from July 1, 1943, the amount of an equitable rental,

which is hereby charged, for the diversion of water from the Niagara

River to the extent of a daily diversion at the rate of fifteen thousand

one hundred cubic feet per second and not otherwise subject to the

imposition of an equitable rental as specified in such chapter. Such

rental shall be fixed in like manner as if application were made for a

license under the provisions of title 17 of this article before the

water was used, and the people of the state may sue for and collect in

behalf of the state such rentals as so fixed and determined.

§ 15-1721 — Reservation in the license; state control of rates and use and distribution of power

Reservation in the license; state control of rates and use

and distribution of power.

1. Every license issued pursuant to title 17 of this article for a

project shall contain a provision expressly reserving to the state the

right to regulate and control the use and distribution of the power

generated by any licensee, and to fix reasonable rates to be charged by

the licensee under all circumstances for furnishing heat, light or power

generated wholly or partly by the use of property covered by the

license, and to regulate the service, capitalization and secured debt of

the licensee and licensed project.

2. Jurisdiction is hereby conferred upon, and it shall be the duty of,

the Public Service Commission to regulate and control the use and

distribution of all power generated by any licensee under title 17 of

this article, or generated by any person or public corporation, by the

use and diversion for power purposes of any waters of the state in which

the state has a proprietary right or interest, and to fix reasonable

rates to be charged by such licensee, or such person or public

corporation, for furnishing heat, light or power generated wholly or

partly by the use of water in which the state has a proprietary right or

interest. In the exercise of such jurisdiction the Public Service

Commission shall give preference to municipalities in the use and

distribution of power generated by such licensee or by such person or

public corporation. To carry out the provisions of this section, and

until otherwise provided by law, complaints, inspections,

investigations, hearings, rules, regulations, orders and determinations

may be made or had, and rules, regulations and orders enforced, in the

manner, so far as applicable, provided in the Public Service Commission

Law in respect of electrical corporations and of the manufacture, sale

and distribution of electricity.

3. Every license issued pursuant to this article shall contain a

condition that the development of power thereunder shall be subject to

the control and authority of the Public Service Commission to the extent

conferred upon such Commission by this section.

§ 15-1723 — Contribution to the cost of headwater improvement

Contribution to the cost of headwater improvement.

Licensees and persons exercising rights conferred by title 17 of this

article shall be liable for any payments or charges resulting from the

improvement of headwaters under the provisions of title 21 and title 23

of this article, according to their respective interests in the property

benefited.

§ 15-1725 — Prosecution of project works

Prosecution of project works.

1. The licensee shall commence the construction of the project works

within the time fixed therefor in the license. He shall thereafter in

good faith and with due diligence continue the construction thereof, and

within the time fixed in the license complete and put into operation the

whole of such development work or such part or parts thereof as the

license prescribes; except that when not incompatible with the public

interest, the department may, from time to time, for good cause, by

resolution extend the time either for the commencement of construction

or for the completion thereof.

2. The licensee shall, when required by the department and as often as

once in every six months during the course of the construction, file

with the department a detailed statement of the cost of the project

during the period covered by the statement. Within six months after the

licensee has filed its final statement after the completion of the

project, the department shall file a statement of the total cost of the

investment.

3. The department at such time or times as it deems proper may examine

any statement of the licensee, whether partial or complete, and hold a

hearing to determine whether the same correctly states the cost of the

project or part thereof, as therein set forth, and shall have power to

determine whether any part of the expenditure has been made wastefully,

or in disregard of the terms of the license, or in bad faith, and to

deduct such items improperly included as may be necessary to make such

statement or statements conform to the fair and actual cost of the

project or part thereof. Subject to review as provided in section

15-0905, the determination of the department shall be conclusive for all

purposes as to the amount of such investment as shown by any such

statement.

§ 15-1727 — Maintenance of project works

Maintenance of project works.

1. The licensee shall at all times maintain the project works in good

repair and in efficient working order; shall promptly make all necessary

renewals and replacements, including such necessary renewals or

replacements as may, after a hearing, be directed by the department for

this purpose, and shall establish and maintain adequate reserves

therefor.

2. The department may at any time institute an investigation or hold a

hearing, or both, with respect to the compliance by the licensee with

the requirements of this section and the adequacy of the reserves

maintained by it for the purposes herein specified. After such

investigation or hearing, the department may issue such order or orders,

not inconsistent with title 17 of this article, as in its judgment will

insure compliance by the licensee with the provisions of title 17 of

this article, in respect to all matters so investigated.

3. The licensee shall promptly conform to and comply with such

directions, orders, rules or regulations as the department may make from

time to time in the interests of navigation, or for the protection of

life, health or property or other lawful purposes. He shall likewise

promptly conform to and comply with such lawful rules and regulations as

may from time to time be prescribed by the federal government, its duly

authorized officers or agents relating to the navigation of the waters

covered by the license.

§ 15-1729 — Eminent domain

Eminent domain.

Real property may be acquired pursuant to title 17 of this article

under an exercise of the right of eminent domain in the following cases:

1. Real property which is necessary to the full development and

utilization of any water power site of which the state is the owner, in

whole or in part.

2. Real property which is necessary to the full development of water

power sites where such water power sites on a stream, or in a given

locality cannot be developed separately as efficiently and economically

for the generation of power as under a plan for their development

together and the owner or owners of the right to the use of the greater

part of the head and volume of usable flow for power at such sites

transfer the same to a corporation organized for the production, sale

and distribution of heat, light and power to the public as herein

provided, or such right is owned by such a corporation and the

department determines by resolution that such power sites can be more

efficiently and economically developed for the production of power under

such a plan than singly, and the heat, light or power is necessary for

public use.

3. Real property, on the application of a corporation organized for

the production of heat, light or power, after a determination by the

Public Service Commission that such property is necessary to the full

development and utilization of a single undeveloped water power site, a

major part of the head and volume of the usable flow for power at which

site is owned by such corporation, for the production of heat, light or

power for sale or distribution to the public and that such heat, light

or power is necessary for public use. In any county containing a part of

the forest preserve as now constituted, for the purpose of establishing

the right to exercise the power of eminent domain under this subdivision

the ownership of wild or unoccupied land shall be presumed to be in an

applicant showing a record title under which the applicant or his

grantors has claimed for a period of ten years and it appears that the

state and county taxes thereon have been paid by or on behalf of such

applicant or his grantors for a period of five years before the

proceeding in which the application is made was begun; ownership in

other lands wherever located shall be presumed on showing record title

in the applicant for a period of ten years and possession thereunder for

a like period.

4. Such right of eminent domain shall be exercised under the

provisions of the eminent domain procedure law subject to the following

restrictions and limitations:

a. The acquisition of real property for the state shall be on the

application of the department, and payment therefor shall be made in the

manner provided for the payment of lands appropriated by the state in

the Adirondack and Catskill parks under section 3-0305 of this chapter.

b. If a water power site be taken under subdivision 2 of this section,

the owner of any such power site shall have the option to receive and

own such a proportion of the power resulting from the common development

as the head and volume of the usable flow of the water at the site bears

to the product of the total head and volume of the usable flow of the

waters of the common development, provided he pays a like proportion of

the cost of development, maintenance and operation, and consents that

his pro rata share of such power shall be pledged to secure such

payment, and assents to such reasonable and equitable provisions and

regulations in relation to the development and operation thereof for the

common benefit and to payment therefor as the department shall

prescribe. In case of the exercise of such option by the owner of a

developed water power site, such owner shall also be allowed the loss,

if any, resulting to him from the excess in value, if any, of the water

power owned by him before such common development over the water power

right owned by him after such development, after deducting from the

value of such power right his proportion of the cost of such

development. Such difference in value shall be deemed a part of the

damages in the condemnation proceeding, and the payment thereof shall be

secured as directed by the court.

c. Before any real property is taken under the provisions of

subdivision 2 of this section, the owner or owners of the right to the

use of the greater part of the head and volume of usable flow for power

at the sites to be developed in common shall, unless such a corporation

be already organized and be the owner of such rights, organize a

corporation for the production, distribution and sale of heat, light and

power to the public, and shall transfer to such corporation such sites.

Such corporation shall file with the Public Service Commission a

certified copy of its certificate of incorporation and shall also file

with such department a map of the water power sites, and property

connected therewith, of which it is the owner, with satisfactory proof

that it is the owner thereof, and a map of the water power sites and

property which it seeks to acquire for the purpose of making a common

development. It shall also file with such department a plan of its

proposed development of water power on the property which it owns and

which it seeks to acquire. Such corporation shall file copies of such

maps and plan certified by the president and engineer of the

corporation, or a majority of the directors, in the office of the clerk

of the county in which such development is to be made, or if it be in

more than one county, in the office of the clerk of each county; and

shall give written notice to all actual occupants of lands of which it

is not the owner on which such development is to be made, of the time

and place such maps and plan were filed, and that such development is to

be made on the lands of such occupants. The Public Service Commission

shall give an opportunity to persons interested to be heard, investigate

and determine whether it is in the public interest that such development

be made and whether the power to be produced is necessary for the supply

of the public with heat, light or power. If it shall so determine, it

may issue to such corporation a certificate that public convenience and

necessity require that such development be made, but in granting the

certificate the department may expressly except from its certificate any

part of the property proposed to be developed as unnecessary to the

plan. Such certificate when issued shall be conclusive evidence as to

the matters lawfully certified therein in any proceeding under the

Condemnation Law to acquire the property, or any part thereof, set forth

in such certificate.

5. Real property, on the application of a corporation authorized to do

business in this state and engaged in the production, sale and

distribution of heat, light or power to the public, which is necessary

to perfect or improve water power already developed, provided that

property taken does not impair or injure any developed water power or

developed water power site. The corporation may apply for and in a

proper case receive from the Public Service Commission a certificate of

convenience and necessity for taking the property so to be acquired in

the manner and with like effect as provided in paragraph c of

subdivision 4 of this section. Any such corporation may also exercise

the right of eminent domain to acquire real property in accordance with

the provisions of subdivisions 2, 3 and 4 of this section.

6. If it appears that there is a defect of title or any outstanding

interest in any of the real property occupied or to be occupied by the

project when completed, the corporation making, or having the right to

make, the development of the water power may exercise the right of

eminent domain for the purpose of acquiring any such outstanding

interest or any real property with respect to which the title appears to

be or is defective.

7. In any county containing a part of the forest preserve as now

constituted, real property, on the application of a corporation

organized for the production of heat, light or power, necessary for the

development of a water power site or sites, developed or about to be

developed, and occupied by a railroad and real property necessary to and

for the relocation of such railroad, upon application to and on order of

the Public Service Commission authorizing the same and upon thirty days'

notice to the railroad corporation. The Public Service Commission shall

grant the order if in its judgment the public interest will be promoted

thereby. The relocation of the railroad shall be at the expense of the

applicant and in accordance with plans and specifications to be approved

by such Public Service Commission. The applicant shall not take

possession of any real property of the railroad necessary for its

operation until such relocation of the railroad shall have been

completed. The Public Service Commission upon the assent of the railroad

may order the abandonment of such part of the railroad as is necessary

to be taken instead of ordering a relocation thereof.

8. Real property, on the application of a corporation organized for

the production of heat, light or power, which is necessary for the full

development of a water power site or sites, developed or about to be

developed, and is used or occupied as burial place or cemetery, and real

property necessary to locate and reinter any human remains removed

therefrom. Proceedings shall be had for the taking of such real property

and removal of such remains in the manner provided by section 15-2117,

in so far as the provisions thereof are applicable thereto, but such

exercise of the right of eminent domain shall be subject to the sound

discretion of the court.

§ 15-1731 — Eminent domain; transmission lines

Eminent domain; transmission lines.

Any corporation authorized to do business in this state and engaged in

the production, sale and distribution of heat, light or power to the

public may exercise the right of eminent domain pursuant to the

provisions of the eminent domain procedure law to acquire property

necessary for the construction of transmission lines for such heat,

light and power, when necessary for such sale and distribution to the

public. If the corporation is a licensee under title 17 of this article

it may apply to, and in a proper case receive from, the Public Service

Commission a certificate of convenience and necessity for any property

so required in the manner and with like effect as provided in paragraph

c of subdivision 4 of section 15-1729. The court in such proceedings of

condemnation may prescribe any reasonable limitations, restrictions or

regulations for the construction and operation of such lines so as to

protect life and prevent unnecessary injury to property.

§ 15-1733 — Use of land occupied by a public highway

Use of land occupied by a public highway.

1. Whenever, in order to complete any project as provided by title 17

of this article, it becomes necessary to use lands occupied by a public

highway the licensee shall aply to the Commissioner of Transportation

for permission to relocate such highway, the entire expense of such

relocation to be borne entirely by the licensee including any damages to

persons or property which may be caused by or result from such

relocation. The new location shall be determined by the Commissioner of

Transportation and the application of the licensee shall be accompanied

by funds in an amount sufficient to provide for the cost of a survey,

preliminary plans and all other expenses of the Commissioner of

Transportation in determining a suitable relocation.

2. The licensee shall provide the necessary land for such relocated

highway in accordance with land taking-maps prepared by the Commissioner

of Transportation. If such relocation is on state land the fee to the

land covered by the right of way shall remain in the state. If the

licensee acquires private property for right of way in the relocation of

a state or a county highway the fee in such right of way shall be deeded

to the state or to the county in which the same is situated as the case

may be. If the licensee acquires private property for right of way in

the relocation of a town highway the fee in such right of way shall be

deeded to the town or towns in which the same is situated.

3. Any such relocation shall be made by the licensee according to

plans and specifications approved by the Commissioner of Transportation.

4. Upon the completion and acceptance of such relocated highway the

original highway for which it is substituted shall be deemed abandoned

as a public highway and the relocated highway shall thereafter be

maintained in the same manner as was the original highway for which it

was substituted.

5. The highway law shall apply to the relocation of highways as

provided in this section so far as applicable thereto and not

inconsistent with title 17 of this article.

§ 15-1735 — Contracts extending beyond license period

Contracts extending beyond license period.

1. Whenever the public interest requires or justifies the execution by

a licensee whose license covers any state property, or who uses water

that cannot be lawfully used without the consent of the state, of a

contract for the sale and delivery of power for a period extending

beyond the terms of the license, such a contract may be entered into

with the approval of the department and the Public Service Commission,

in which event the duty to perform such contract after the expiration of

the license period shall devolve upon the person or corporation to whom

or which a new license covering the property of the former licensee is

issued, and such new license shall so provide.

2. A licensee making such a contract shall not be liable thereon after

the expiration of his license, if it cover any state property or the use

of water subject to state control, unless the new license is issued to

him. No such licensee without the written approval of the department

shall enter into any contract for the sale or delivery of power for a

term or period extending beyond the time fixed for the revision of the

change or rental payable under his license.

§ 15-1737 — Transfer of license restricted

Transfer of license restricted.

No voluntary sale, assignment, or transfer of any license or of the

rights thereby granted shall be made without the written approval of the

department; nor become effective until the instrument of transfer be

filed and recorded in the office of the clerk of each county in which

property covered by the license is located. Notice thereof must be given

to the department before possession is given under such transfer, and if

there be a transfer by operation of law, the transferee must give notice

thereof to the department before taking possession.

§ 15-1739 — Revocation of license

Revocation of license.

1. The department may by resolution terminate and revoke any license,

issued pursuant to the provisions of title 17 of this article for the

following reasons:

a. Failure of the licensee to commence, advance or complete

construction of the project works within the time fixed therefor, unless

the time be extended by the department; or

b. Failure of the licensee to pay, at the time or times provided in

the license, the charge or rental provided for in the license or fixed

pursuant to law; or

c. Failure of the licensee promptly to comply with any of the terms,

conditions or provisions of title 17 of this article or of the license,

or with any direction, order, rule or regulation given or made by the

department or otherwise, pursuant to the license or provisions of law.

2. No action terminating or revoking a license shall be taken until

the licensee is afforded an opportunity to appear before the department

and be heard with respect thereto. Ten days' notice of the time and

place of the meeting of the department at which the action will be

considered shall be given to the licensee.

3. In case the department revokes a license as herein provided because

of the failure of the licensee in good faith to commence actual

construction of the project works or any specified part thereof within

the required time, the licensee shall not recover any damages or

compensation from the state because of such revocation.

4. If the license is terminated or revoked, the state may elect to

take any and all interest of the licensee in and to state property

covered by the license including all works and structures thereon.

5. In such event the department may, subject to the making of adequate

appropriation therefor, provide by written agreement for the payment to

the licensee of the amount of the enhancement in value, if any, of the

state property which is covered by the license resulting from any

improvements of the same made or effected by the licensee, not

exceeding, however, the reconstruction cost, which recovery in the case

of termination and revocation pursuant to paragraph a of subdivision 1

of this section shall not include or be affected by any organization or

other expenditures preliminary to actual construction work, and in the

case of termination and revocation pursuant to paragraphs b and c of

subdivision 1 of this section shall be less a deduction equal to that

portion, if any, of the aggregate income from the project over and above

actual and reasonable expenses of operation, including repairs, which

shall exceed an amount equal to eight per centum per annum, to the time

that the state property is taken over by the state, of the actual and

reasonable cost to the licensee of the lands and interests in lands, the

actual and reasonable cost to the licensee of the ways, means and works

and the allowance made for organization and development expenses. If the

amount involved does not exceed the indebtedness which may be lawfully

incurred for such purposes without an appropriation, such agreement may

provide for the payment thereof before an appropriation is made.

6. In the event that the licensee and the department are unable to

agree upon the amount of damages payable to the licensee as above

provided, and the same does not exceed the indebtedness which may be

lawfully incurred, for such purpose without an appropriation being made

therefor, the licensee may recover from the state in the Court of Claims

the amount of enhanced value, if any, of the licensed property owned by

the state, resulting from any and all existing improvements of the same

made or effected by the licensee, not exceeding, however, the

reconstruction cost, less depreciation thereof as limited above to

proceedings pursuant to the provisions of paragraph a of subdivision 1,

or less deduction as stated above for proceedings pursuant to paragraphs

b and c of subdivision 1. If the amount of damages shall exceed the

amount of such lawful indebtedness, the revocation shall not take effect

until an adequate appropriation has been made therefor and in such case

damages may be in like manner recovered in the Court of Claims.

7. The Attorney General at the request of the department may institute

appropriate actions or proceedings in the Supreme Court in any judicial

district of the state or in any court of competent jurisdiction to carry

into effect the resolution of the department revoking any license and to

remove from state property covered by the license, any licensee whose

license has been revoked.

§ 15-1741 — Re-entry at expiration of the license period

Re-entry at expiration of the license period.

1. Upon the expiration of the original license period any and all

interest of the licensee in and to state property which is covered by

the license, together with any and all works and structures thereon,

shall vest in and become the property of the state free and clear of any

and all liens and encumbrances, provided, however, that the department

may at the time the license is granted, or at any later time during its

continuance, enter into an agreement with the licensee that an allowance

will be made to the licensee for and on account of improvements to

property of the state, or improvements the value of which is dependent

on the use of state property, for which in view of the rent paid the

licensee shall not have been compensated by the privilege of the

license, but such agreement must be made before the improvement for

which such allowance is to be made, is undertaken. If the amount of such

allowance exceeds the amount of indebtedness, which may be lawfully

incurred for such purposes without an appropriation, the time when such

property is vested in the state shall be postponed until an adequate

appropriation is made therefor. The allowance so made or to be made may

be by way of an extension of the license pursuant to an agreement

between the department and the licensee.

2. Any agreement with the licensee for an allowance on account of

improvements to property of the state or improvements the value of which

is dependent on the use of state property, shall not provide for an

allowance in excess of the reconstruction cost, less a deduction equal

to that portion, if any, of the aggregate income from the project, over

and above actual and reasonable expenses of operation, including

repairs, which shall exceed an amount equal to eight per centum per

annum, to the time that the state property is taken over by the state,

of the actual and reasonable cost to the licensee of the lands and

interests in lands, the actual and reasonable cost to the licensee of

the ways, means and works and the allowances made for organization and

development expenses.

§ 15-1743 — Renewal and extension of licenses

Renewal and extension of licenses.

The department may renew an expiring license to the same licensee on

the same or different terms, or may renew the privilege from year to

year under such terms as may be agreed upon.

§ 15-1745 — Prohibited diversions

Prohibited diversions.

1. Unless a license has been obtained therefor under this title, or

the diversion of such waters is subject to the charging or imposition of

an equitable rental under this title, it shall be unlawful for any

person or public corporation who has been notified by the department to

desist from such conduct, to willfully take, divert, draw or make use

of, for power and/or other commercial or manufacturing purposes:

a. waters, or the bed or other real property required for the use of

such waters, in which the state has a proprietary right or interest;

b. boundary waters of the state concerning which the state has

jurisdiction over the diversion or interference with the flow of the

same for power purposes, solely or concurrently with any other

jurisdiction or owner of a proprietary right.

2. The use of such water, except when the right to the use thereof has

been acquired by means of a written license issued pursuant to the

provisions of title 17 of this article, or when the diversion of such

water is subject to the charging or imposition of an equitable rental

pursuant to the provisions of subdivision 1 of section 15-1719 of this

article, shall be prima facie evidence of the wilfulness of the taking,

drawing, diversion or use thereof and of the guilt of the person taking,

diverting or making use thereof.

§ 15-1747 — False entries, statements or reports

False entries, statements or reports.

No person shall for the purpose of deceiving, make or cause to be made

any false entry in the books of accounts of a licensee, or for the

purpose of deceiving, make or cause to be made any false statement or

report in response to a request, order or direction from the department

for statements or reports under title 17 of this article.

§ 15-1749 — Previous grantees not to divert waters without a license

Previous grantees not to divert waters without a license.

A person or corporation, other than a municipal corporation, claiming

or purporting to have, or to have had, by general or special act or

other grant from the state, the right to divert water from Lake Erie,

Niagara River or the boundary waters of the state, or to divert any

waters in which the state has a proprietary interest, or the successor

in interest of such a corporation, whether or not there has been or is

now an actual diversion of waters or development of power therewith

pursuant to such act or grant, may apply for a license under title 17 of

this article to divert such waters and shall not divert such waters

without having obtained such license, unless the diversion of such

waters is subject to the charging or imposition of an equitable rental

pursuant to the provisions of title 17 of this article, and shall

otherwise be subject to the provisions of title 17 of this article.

§ 15-1751 — Right to amend and repeal reserved

Right to amend and repeal reserved.

The right to alter, amend or repeal title 17 of this article is

expressly reserved, but substantial rights acquired pursuant to title 17

of this article shall not be lost or impaired by such repeal or

amendment.

TITLE 19 Drainage

§ 15-1901 — Purpose

Purpose.

To provide for the drainage of agricultural land to the end that it

may be made more productive, and in order to benefit the public health,

safety and welfare, the department shall possess the powers and exercise

the duties hereinafter prescribed in respect to drainage.

§ 15-1903 — General provisions and definitions

General provisions and definitions.

The following words and phrases used in this title 19, when not

otherwise specified, are defined or indicate procedure, as follows:

1. Filing. Wherever it is required that copies of maps and documents

be filed, certified copies thereof shall be filed in the offices of the

clerks of each county, town, city or incorporated village, any part of

which is included in the district or proposed district.

2. Recorded. Whenever it is required that any document be recorded,

the department shall send a certified copy thereof to the clerk of each

county, any part of which is included in the district or proposed

district, and it shall be the duty of such clerk thereupon to record

such document and to collect the legal fees therefor.

3. Costs. Whenever it is practicable so to do, the department shall

include in the cost of any surveys, maps, estimates, determinations of

enhancements, apportionments of cost or assessments made, or

construction, maintenance or repair work carried out, the cost of all

proceedings, hearings, notifications, filings, recordings, engineering,

legal and other services and expenses which may lawfully be incurred,

including the cost of acquisition of lands and rights of way, suits and

prosecutions.

4. Notice. Unless otherwise specified, notice of a hearing,

contemplated act or of an act performed shall be given as provided in

section 15-0903.

5. Assessment. As used in title 19 of this article the term assessment

shall mean the whole or any appropriate part of the procedure by which

the cost of any proceeding or construction project is made a legal

charge on certain properties. It may include the determination of

enhancements and apportionment of construction and other costs. It

includes similar proceedings once specified in earlier forms of title 19

of this article, or in former or other general and special laws with

regard to drainage.

6. Initiation of proceedings. It is the intent of title 19 of this

article that petition may be made to the department to make any survey

or investigation or do any work that may fall under the purposes of

title 19 of this article notwithstanding the special provisions hereof

and that, if it is advisable or advantageous so to do, more than one

procedure may be carried on at the same time or may be followed out with

respect to a part rather than the whole of the district. Should such

petition not fully conform as to subject matter with the following

sections, the department is empowered nevertheless to give the relief

desired by following the specified procedure as nearly as may be and to

assess the cost of such investigations or work on the properties

surveyed, investigated, appraised, included in an apportionment or

improved in such manner as may be found most equitable and to conform

most nearly with the specific provisions of title 19 of this article.

Any procedure under this title 19 which may be initiated by petition may

also be initiated by the department on its own motion. In such case the

department shall adopt an initiating resolution which shall have the

same force and effect as a petition.

7. Served by. A parcel of land is served by any ditch or structure

useful for the drainage thereof. Thus any ditch which actually drains

the parcel or which intercepts and carries away water which otherwise

would reach the parcel, or any ditches which carry water collected by

such drainage or intercepting ditches serve such parcel.

§ 15-1905 — Drainage improvement districts

Drainage improvement districts.

1. Bodies corporate which shall consist of and be known as drainage

improvement districts may be created as herein provided to carry out the

purposes of title 19 of this article. Such drainage improvement

districts are declared to be public corporations and shall have

perpetual existence and the power to acquire, hold or sell such real

estate or other property as may be necessary, to sue or be sued, to

incur contract liabilities, to exercise the right of eminent domain, and

of assessment and taxation and to do all acts and exercise all powers

necessary to accomplish the purposes of title 19 of this article. Such

powers shall be exercised by and in the name of the district. The

governing body of the district shall be the department.

2. The debts, liabilities and obligations incurred by a drainage

improvement district shall in no event be construed as debts,

liabilities or obligations of the State of New York, and neither the

department, nor any member thereof in his individual capacity shall be

liable therefor. All drainage improvement districts heretofore formed

under the provisions of this chapter or its predecessor, the

Conservation Law, are hereby declared to be such bodies corporate and

all the provisions of title 19 of this article shall be applicable to

such drainage improvement districts.

3. Drainage improvement districts generally shall include all such

portions of a natural drainage basin as should be treated as one project

on the assumption that all lands in such basin needing drainage are to

be improved. The department may form a portion of such basin into a

district, on the assumption that the district may later be extended to

include the whole basin, but, in so far as may be possible, in that case

the district formed shall be so laid out that all lands which eventually

will drain into or be served by any part of the district works other

than the main drainage channel, shall be included therein. It is

intended that the boundaries of the district shall include all lands

which would be enhanced in value by the construction of complete

drainage works therefor and that land, the value of which will not be

enhanced, shall be excluded, but in order to simplify the boundaries of

the district certain relatively small areas of land not so enhanced may

be included on condition that they bear no part of the cost of any

improvement work.

§ 15-1907 — Drainage improvement associations

Drainage improvement associations.

1. There shall be in each drainage improvement district an association

to be known by the name of the district, as ............. ............

Drainage Improvement Association. It shall be the object of this

association to represent the interests of its members in drainage

matters before the department and elsewhere and to serve as a channel of

communication between the members thereof and the department. Each owner

of land within the district, each lessee of such land and each person

who has contracted to purchase such land shall be a member of and shall

have an equal vote in the association. Such association may be formed

voluntarily as soon as the department has filed its first description of

the boundaries of the district. As soon as practicable after recording

the final order creating a district, the association, if already formed,

shall call a meeting of the members of the association and perfect a

permanent organization.

2. If no association has been formed, the department may call a

meeting for the purpose of forming such association and a representative

of the department shall preside thereat until a temporary chairman is

elected. Such association shall adopt by-laws for the transaction of

its business. The association shall choose from among its members a

president, secretary and executive committee and such other officers and

committees as the by-laws may provide. It shall be the duty of the

secretary to keep a list of the members and their addresses and to

furnish the department with copies of such list on request. The annual

meeting of the association shall be held during the month of February in

each year, at which meeting the officers shall be elected and the

association shall determine upon the drainage maintenance or

construction work desired during the ensuing year.

3. Immediately after the close of the annual meeting the secretary of

the association shall submit to the department a list of the names and

addresses of the officers for the year and, if there be such, petitions

setting forth the desires of the association and of the members thereof.

4. To defray the costs of the necessary meetings, the association may

collect dues or contributions from its members.

§ 15-1909 — Entry upon lands, structures and waters; condemnation

Entry upon lands, structures and waters; condemnation.

1. For carrying out the surveys and examinations required by title 19

of this article, the department may enter upon any lands, structures and

waters as in its judgment may be necessary, as provided by section

15-0305.

2. The department, its members, officers, employees and agents may

enter upon any lands, structures and waters necessary for the purposes

of title 19 of this article and may determine what rights in and to such

property are to be acquired therein. If the owner of any property to be

acquired, or on or over which an easement is needed for such improvement

shall agree with the department upon the sum to be paid therefor, or for

the right to use and occupy the same, or for any damages sustained, such

sum shall be paid as part of the necessary expense of the project.

3. If the department cannot agree with the owners upon the

compensation and damages to be paid for the property or easement to be

acquired, the department shall proceed to take the title thereto or the

required rights therein under the provisions of the eminent domain

procedure law.

4. Whenever a construction project affects a ditch or channel which

has been constructed and in use for twenty years and upwards such use

and operation shall be conclusive evidence that a right of way therefor

and all rights in the premises through which it passes, which are

necessary and incident to the perpetual maintenance thereof, were duly

obtained when such ditch or channel was constructed. All real property

acquired by a drainage improvement district shall be exempt from

taxation.

§ 15-1911 — Petition for formation of district

Petition for formation of district.

1. Any three or more persons possessing swamp, bog, pond, meadow, or

other low or wet lands or any lands in the vicinity thereof, or any

public corporation in which such lands are located, or in the vicinity

of such lands, may present to the department a verified petition praying

for the formation of a drainage improvement district.

2. Such petition shall set forth:

a. The proposed name of such district, as the ..................

Drainage Improvement District.

b. The facts showing that the swamp, bog, pond, meadow or other low or

wet lands are a menance to the public health, safety or welfare and that

it is necessary for the conservation of the public health, safety or

welfare to drain or improve such lands by the construction of such

drains, ditches, channels, dams, dikes or other works, through or upon

such lands or through or upon the lands of others, so far as necessary

for any or all of such purposes.

c. A general description of the lands to be included in the proposed

district.

d. A general statement of the benefits which will inure from the

formation of such district and the drainage of such lands.

§ 15-1913 — Proceedings on petition

Proceedings on petition.

1. On receipt of a petition for the formation of a district the

department shall make such preliminary investigation of the proposed

district as it may find to be suitable and prepare a report thereon.

Such report shall describe tentative boundaries for the district, shall

contain a preliminary discussion of the present conditions, possible

measures of relief, approximate cost of necessary drainage works,

possible benefits and advantages therefrom, shall give an estimate of

the cost of the surveys and all proceedings necessary for and including

final fixation of boundaries of the district and shall set forth the

recommendations of the department with regard to the formation of the

proposed district.

2. Such report shall be filed and notice of such filing and of a

hearing thereon given. Such notice, among other things, shall state the

estimated cost of the surveys and all proceedings necessary for and

including final fixation of boundaries of the district and that, should

such proceedings be fully or partially completed, such cost will be

assessed in one year upon the lands in the district at a uniform amount

per acre of such lands.

§ 15-1915 — Proceedings for formation of district

Proceedings for formation of district.

1. At the hearing the department shall hear all persons affected by

the formation of the proposed district. The department may change the

tentative boundaries of the proposed district, but in that case a new

hearing shall be held thereon after due notice thereof.

2. After the final hearing the department shall determine whether or

not the tentative boundaries as described include all the lands which

should be included in the district and exclude as far as is reasonably

possible all lands which will not be benefited by drainage; whether or

not the lands included therein will be made more productive by drainage,

the public health, safety or welfare will be benefited thereby and it

will be to the public interest to form the drainage improvement district

and carry out further proceedings for final fixation of boundaries or

whether the application should be rejected. It shall embody such

determination and disposition of the case in a written order, which

shall be filed and notice of such filing given.

3. If the decision is favorable, such order shall declare the district

to be formed and shall direct the making of surveys and the taking of

the remainder of the proceedings for final fixation of boundaries for

the district all as provided by sections 15-1917 to 15-1927, inclusive.

Thereupon the order may be reviewed as provided by section 15-0905, and

in due course shall be recorded.

4. The district shall be held to have been formed on the date of such

order, but such formation shall not be effective until such order, as

made or modified on review, shall have been recorded.

§ 15-1917 — Surveys and maps

Surveys and maps.

1. The department may proceed to make such survey of the district as

may be found to be necessary. It shall prepare maps of such district

showing natural and artificial features as may be needed, the boundaries

of the district, the boundaries and area of each parcel of land in the

district together with the name of the owner thereof so far as the same

readily may be ascertained. When a parcel is intersected by a county,

town, village or city line, the area in each such political subdivision

shall be given. Each parcel of land or each subdivision thereof shall be

designated by a number. In the course of the proceeding further

subdivision of parcels may be made if necessary or convenient.

2. The department may then determine the enhancement accruing to each

such parcel due to drainage as provided in sections 15-1919 and 15-1921,

prepare designs and estimates for drainage works as provided in section

15-1923, prepare a general apportionment of cost as provided in section

15-1925 and 15-1927, and fix the final boundaries of the district as

provided in section 15-1927.

§ 15-1919 — Drainage enhancements

Drainage enhancements.

1. For the purpose of making apportionments of the cost of future

drainage construction, allowing credits for such construction already

completed, determining the economic feasibility of a contemplated

construction project and for other purposes, there shall be determined

for each parcel of land in a district what is called the drainage

enhancement for such parcel.

2. Drainage enhancement is a special form of assessed valuation made

for the purposes of title 19 of this article and used only as such.

Such enhancement is determined solely on the basis of estimated land

value without consideration of certain specified conditions and is not

dependent on or made in connection with any specific drainage

construction project, completed or proposed. The drainage enhancement of

any parcel of land is the increase in the value of such parcel which, on

the basis of prices of land locally current at the time the

determination is made, will occur as the result of improving that parcel

by drainage works from its original undrained condition to the maximum

condition of drainage which is practical. It is the maximum benefit

which can inure to an undrained parcel by drainage to the practical

limit, is the measure for the apportionment of the cost of such complete

drainage construction and, as among other parcels, is the relative

measure of benefits resulting from the construction of works giving a

less complete drainage. Such enhancement, once determined, will remain

fixed until such time as a general change in local land values is

experienced.

3. The value of each parcel shall be determined (a) on the assumption

that no drainage work has ever been done in the district and (b) on the

assumption that the land is drained to the maximum practical extent.

The difference is the drainage enhancement. In making these

determinations it shall be assumed in both instances that the land is

devoted to the highest use for which it will be fitted by drainage

regardless of the fact that it may have to be cleared or otherwise

prepared for such use, unless it can be shown that drainage will affect

the cost of such clearing and preparation in which case due allowance

shall be made therefor. If a parcel contains lands of different values

it may be subdivided and the enhancement determined for each

subdivision.

4. The department may appoint persons as assessors to assist in the

determination of such drainage enhancements.

5. These "drainage enhancements" are the same as the "benefits due to

drainage" specified in earlier forms of article VIII of the Conservation

Law, and "drainage enhancements" specified in article V of the

Conservation Law as it read on the date of the enactment of the present

chapter, and any such "benefits" heretofore determined shall remain

unchanged by this amendment, but shall, after this article takes effect,

be known and used as "enhancements."

§ 15-1921 — Proceedings on enhancements

Proceedings on enhancements.

1. The drainage enhancements shall be set forth in a statement signed

by the department, which together with the map of the district shall be

filed and notice of a hearing thereon at which grievances will be heard

shall be given. At such hearing objectors shall be heard as to the

property lines shown on the maps and the drainage enhancements shown on

the statement thereof.

2. After the close of the hearing the department may amend both maps

and statement, adopt the statement in final form and shall file such

amended maps and final statement and give notice of such filing.

Thereupon such amended maps and final statement shall be recorded when

and as provided in section 15-1927.

§ 15-1923 — Plans and estimates

Plans and estimates.

The department may make a study of the works necessary to drain the

district and prepare maps, plans, estimates and reports showing a

complete system of drainage therefor, the estimated cost of the various

ditches and other works and parts thereof and the boundaries of the land

which will be served by and therefor should contribute to the cost of

each structure. These estimates of costs shall be made on the assumption

that no drainage work has ever been done in the district. In addition

the department may show on the plans any drainage work which has

heretofore been done in the district, may estimate the cost of those

works on the same basis used for the estimate of the cost of the

proposed system and in similar manner may determine the boundaries of

the land served by the existing ditches.

§ 15-1925 — General apportionment of cost

General apportionment of cost.

1. A general apportionment of the cost of the complete system of

drainage shall be made as herein described. The total cost determined

under the provisions of section 15-1923 shall be equitably apportioned

on the various parcels of land in the district and on such public

corporations as the department may find to be justly chargeable with a

part of such cost in addition to what might be apportioned to them as

owners of property in the district. Such charge on a public corporation

shall be expressed as a percentage of the whole cost and only the

remaining percentage of the cost shall be apportioned on the individual

properties.

2. The general theory of such apportionment shall be that any parcel

using or served by any ditch or part of a ditch shall share in the cost

of that ditch or part and that share shall be in proportion to the

drainage enhancement of that parcel already determined as set forth in

section 15-1919 as compared with the sum of such drainage enhancements

of all the parcels using or served by the same ditch or part of a ditch,

but such strict rule may be modified should it lead to inequitable

results.

3. The department may divide the whole drainage system into individual

ditches and appropriate parts of ditches, estimate for each ditch or

part the total cost thereof, determine the boundaries of the lands which

would use or be served by that ditch or part, subdivide the previously

determined drainage enhancement of each parcel which may be subdivided

by such boundaries and apportion the total cost of each ditch or part of

a ditch accordingly. Finally all amounts apportioned to any one parcel

shall be added together and compared with the drainage enhancement of

that parcel. Should the total cost apportioned to any parcel exceed the

drainage enhancement of that parcel, the design of the drainage system

or the boundaries of the district shall be changed in such manner that

for no parcel shall the costs exceed the enhancements. The department

may make a similar apportionment of the cost determined under the

provisions of section 15-1923 for such drainage works heretofore done

which in its opinion are useful and may be incorporated into the

complete system of drainage.

§ 15-1927 — Proceedings on general apportionment of costs and final fixation of boundaries

Proceedings on general apportionment of costs and final

fixation of boundaries.

1. The department shall prepare and sign a statement of the general

apportionment of cost and shall file it together with the maps, reports

and estimates on which it was based and shall give notice of a hearing

thereon. At the hearing the department shall consider and hear

objections to the various matters covered by sections 15-1923 and

15-1925.

2. After the hearing the department shall make such revisions as it

may find to be proper, shall adopt the maps, plans, estimates,

boundaries and general apportionment in final form, shall file such

papers and give notice of such filing. Such general apportionment in

final form shall include an order fixing the final boundaries of the

district. Thereupon these matters may be reviewed as provided by section

15-0905 and, if not so reviewed within sixty days after date of filing,

such apportionment shall be final and conclusive and shall be recorded

together with the final statement of drainage enhancements. Thereafter

such apportionment in final form and the boundaries of the district

shall be fixed and determined. At the same time or as a separate

proceeding the apportionment of the cost of older drainage work may be

considered, heard, reviewed and recorded in like manner.

3. Thereafter all costs incurred by the department for surveys and all

proceedings necessary for and including final fixation of boundaries of

the district shall be apportioned on all parcels of land included in

such district in proportion to the areas of such parcels of land and

shall be collected on one assessment roll. Should the proceedings

necessary for and including final fixation of boundaries of a district

for any reason be abandoned or discontinued such costs shall,

notwithstanding such action, be assessed on and collected from the lands

within the boundaries of the district as fixed at the time of such

abandonment or discontinuance as herein provided.

§ 15-1929 — Corrections and revisions of statements of enhancements

Corrections and revisions of statements of enhancements.

Should it be found necessary to correct or to revise any statements of

enhancements due to drainage, general apportionment of cost, general

plan for drainage works, estimates of cost of drainage works, boundaries

of districts, boundaries of lands assessable for various portions of the

work or any other matter above treated, such corrections and revisions

may be made either upon petition or on motion of the department by

following the procedure for each case as above set forth in so far as it

can be made to apply.

§ 15-1931 — Procedure for authorization of construction

Procedure for authorization of construction.

1. Petition may at any time after the final fixation of boundaries of

a drainage improvement district be filed with the department asking that

all or a part of the proposed drainage system be constructed. If the

work desired is not shown on the plans filed or differs from that so

shown or if the cost of the work shall have changed, the department

shall on request of the association or of the executive committee

thereof make plans of such work, estimate the cost thereof and make

tentative determination of the lands on which the cost of such work

should be apportioned, making suitable subdivision of parcels and the

enhancements thereto, if necessary.

2. Such petition must be in writing, signed and acknowledged in the

manner of a deed to be recorded, by a majority of the owners of the

property to share in the cost of the work and representing at least half

of the total of the drainage enhancements of such property as shown by

the recorded statement of enhancements, with subdivision of parcels made

as above. The petition shall specify what part or parts of the work it

is desired shall be built and the estimated cost thereof as the

department may have determined.

3. On receipt of such petition the department shall prepare a

description of the proposed work and a special apportionment of the cost

thereof, shall file such statement and apportionment and, after due

notice, shall hold a hearing thereon. Thereafter the department shall

determine as to whether or not it is to the public interest to proceed

with the work. The department may approve or reject the application or

modify it and, if necessary, return it for further signatures or require

a new petition to be filed in lieu thereof.

4. If the application is approved the approving order shall fix the

boundaries of the land on which the cost is to be apportioned and the

apportionment of such cost in final form shall be attached thereto.

Certified copies of the order and apportionment in final form shall be

filed and notice of such filing given. Thereupon such order and

apportionment may be reviewed as provided by section 15-0905 and in due

course shall be recorded.

§ 15-1933 — Construction

Construction.

1. In general all construction work shall be done by contract, but in

the event that the estimated cost of such work or of a specified portion

thereof shall not exceed the sum of twenty-five thousand dollars, the

department may, on the recommendation of the Commissioner of

Transportation, authorize the Commissioner of Transportation to do such

work or part of such work by days' work under his direction.

2. All costs of supervision and inspection of construction work, costs

of making surveys, plans and estimates in connection therewith and the

costs of taking title to property and any other costs which may be

incurred in connection with or incidental to such work shall be

considered a part of the cost of such improvement.

§ 15-1935 — Contracts

Contracts.

1. The department may prepare contracts, plans and specifications for

doing such work and furnishing the necessary materials. The work may be

divided into several parts and a separate contract let for each. Each

contract shall contain a provision that no extra or unspecified work

shall be certified for payment unless such work is done pursuant to

written order of the department. The form of such contract shall be

approved by the Attorney General. Contracts shall be executed in

triplicate by the department on behalf of the district.

2. Bids or proposals for any such contract work shall be called for by

publishing a notice thereof once a week for two successive weeks in a

newspaper published in each county affected by the proposed works, which

the department shall select, and in such other papers as the department

shall direct. The advertisements shall be limited to a brief description

of the work proposed to be let with an announcement stating where the

maps, plans and specifications are on exhibition, of the terms and

conditions under which bids will be received, the time and place when

the same will be opened and such other matters as may be necessary to

carry out the provisions of title 19 of this article.

3. The Department of Transportation is authorized to furnish copies of

such contract plans and specifications to prospective bidders at a price

which it shall find to be reasonable. Every bid or proposal must be in

writing and be accompanied by a money deposit in the form of a draft or

certified check upon some national or state bank or trust company within

the state in good credit and payable at sight to the department for five

per cent of the total amount of the proposal. In case the proposer to

whom such contract shall be awarded shall fail or refuse to enter into

such contract within the time fixed by the department, such a deposit

shall be forfeited to the department and paid by it into the drainage

improvement district fund; otherwise such deposits shall be returned.

4. The proposals received pursuant to the advertisement shall be

publicly opened and read at the time and place designated. The

department may reject any or all bids and readvertise and award the

contract in the manner herein provided whenever in its judgment the

interests of the district will be benefited thereby. No contract, the

total of which exceeds by more than ten per cent the gross cost of the

work as estimated by the department, shall be awarded. The contract

shall be entered into with the person who shall offer to do and perform

the same at the lowest price and who will give adequate security for the

faithful and complete performance of the contract. Such security shall

be approved as to character and sufficiency by the department and as to

form by the Attorney General and shall be at least ten per cent of the

amount of the estimated cost of the work according to the contract

price.

5. If in the judgment of the department, the work upon any contract is

not being performed according to the contract, or for the best interests

of the district, it shall have power to suspend or stop the work under

such contract while it is in progress and it shall thereupon become the

duty of the department to complete the same in such manner as will

accord with the contract specifications and be for the best interests of

the district, or the contract may be cancelled and readvertised and

relet in the same manner above prescribed and any excess in the cost of

completing the contract beyond the price for which the same was

originally awarded shall be chargeable to and paid by the contractor

failing to perform the work. Partial payments for work actually done may

be provided for in the contracts and paid in the manner hereinbefore

provided to an amount not to exceed ninety per cent of the contract

price. The payments due on account of any such contracts, or for

necessary expense or work in connection therewith, shall be paid from

the drainage improvement district fund as hereinafter provided.

§ 15-1937 — Operation and maintenance

Operation and maintenance.

1. The care, operation and maintenance of the drainage works in a

drainage improvement district shall be subject to the control and

supervision of the department. It shall be the duty of the department,

within the limit of the funds made available for that purpose, to

maintain the drainage works in the district in serviceable condition.

2. The drainage association shall consider and make recommendations

with regard to extensions and maintenance work annually and the

department may make recommendations with regard thereto to be submitted

to the association for discussion.

3. For such maintenance work the department is authorized to hire

employees, purchase or rent land, buildings, tools, machinery or

supplies, to let work by contract or to carry out projects by day labor.

4. The procedure to be followed for the authorization, financing and

assessment of the cost of such work purchases shall be that specified in

sections 15-1941 or 15-1943, whichever is applicable, or the proceedings

may be initiated by the department of its own motion. In cases where a

permanent maintenance or operating force is necessary, the department

may annually prepare a maintenance budget which shall be treated as a

repair project under section 15-1943.

§ 15-1939 — Special apportionment of cost

Special apportionment of cost.

1. The special apportionment of the cost of a construction project, be

it new construction, enlargement, repair or maintenance, must be based

on the benefits derived from the work. This will conform to that part of

the general apportionment applicable to the particular ditch or part of

a ditch under consideration unless the department shall determine

otherwise. It is the intent of title 19 of this article that in the

interest of justice and equity and best to meet the needs and desires of

the owners of the property affected, the department may exercise some

latitude in the application of the rules herein set forth and, without

excluding other departures therefrom, the following are required or

authorized:

a. If a parcel previously has been assessed for drainage improvements

which will continue to be useful for the drainage thereof due allowance

shall be made therefor. The apportionment of the cost of previous work,

already made, will be used for this purpose, but may be modified to give

due consideration to actual records of cost, if such can be discovered.

If the present owner of such parcel has contributed labor, materials, or

money to any such drainage work the department may make such allowances

therefor as it finds to be just and proper.

b. If any parcel is uncleared or otherwise not immediately fit for the

raising of crops, the department may make a reasonable adjustment based

on the minimum time required with all due diligence to fit such parcel

for such use.

2. Except by special request of the owner the capital cost of all past

and future work serving a parcel shall not exceed the total drainage

enhancement of that parcel.

3. Any ditch may on due petition therefor be excavated to less than

full size if certain groups of properties eventually to be served by it

do not desire at that time to share in the cost thereof. In that case it

shall be unlawful for such properties to be drained until the owners

thereof have had suitable enlargements of the outlet ditches made at

their expense. If the petition shall so ask, a ditch, in the cost of

which only a part of the properties eventually to be served asked to

participate, may be made to full dimensions and the cost apportioned on

the participating lands only, provided that the petition clearly so

states and is signed by at least two-thirds of the owners of the lands

to share in the cost representing at least two-thirds of the total

enhancements to such lands. In that case the lands not sharing in the

cost shall not be drained until the owners thereof have asked that their

share of the cost be apportioned to them and such apportionment has been

made as provided above and the department shall have made suitable

provision for reimbursement or credit to the persons at that time owning

the property which bore the cost of such improvement in the first

instance.

4. The costs of making such special apportionment of cost and

proceedings thereupon shall be included in the cost of the work, or

should the work be delayed or not carried out, they shall be assessed on

one assessment roll on the participating lands in accordance with the

apportionment made.

§ 15-1941 — Major repairs of drainage works

Major repairs of drainage works.

1. Major repairs, alterations, extensions and improvements of drainage

works for a drainage improvement district may be made by the department

on petition therefor and after procedure thereon similar to that

specified in section 15-1931 for original construction. If additional

surveys are required, they may be authorized as provided in sections

15-1911, 15-1913, 15-1915 and 15-1917, except that the cost of surveys

and other expenses may be included in the cost of the improvement and

assessed on the properties to be served thereby in accordance with the

apportionment of cost of the repairs.

2. Except where the department shall otherwise determine, the cost of

improvements and repairs to a ditch already built under the provisions

of title 19 of this article, or of any former drainage laws, shall be

apportioned in the same manner as the original cost was apportioned, but

the department may make a new apportionment by following the procedure

above specified.

§ 15-1943 — Minor repairs in drainage districts

Minor repairs in drainage districts.

1. Application for the repair, enlargement or cleaning out of any

ditch originally constructed or repaired by assessment under the

provisions of title 19 of this article, or any former general or special

drainage laws, if within a drainage improvement district and if the

total cost thereof shall not exceed two per cent of the total of the

drainage enhancements of all parcels served by such ditch, may be made

by any three or more persons liable to be assessed therefor. Such

application shall be made by written petition, verified by at least one

of the signers thereof, setting forth the work desired, the estimated

cost thereof and the need therefor.

2. On receipt of such petition the department shall cause an

examination to be made of such ditch or ditches, an estimate of the cost

of such repairs and improvements and a special apportionment of the cost

thereof to be prepared, and shall file a statement of these matters.

Thereafter, after due notice, the department shall hear all interested

parties with regard thereto. The filing of written objections shall not

be required. If after the hearing the department shall determine that

the work can be done under this section, is necessary and is desired by

the owners of the lands involved, it may proceed to make such repairs or

enlargements. The cost of such repairs and expenses of the hearing and

examination generally shall be apportioned upon the properties served by

the work in accordance with the general or a previous special

apportionment of the cost of such ditch or part of a ditch.

3. If the department shall find that changes should be made in the

apportionment, or, for any other reason, that the work should not be

done under the provisions of this section, it may so specify in its

order, giving its reasons therefor, and return the case to the

applicants for further petition. Money to pay for such work shall be

raised pursuant to the Local Finance Law and as elsewhere herein

provided. The whole cost of such work shall be collected within not to

exceed three years from the date of completion of the project as may be

determined by the department.

§ 15-1945 — Minor repairs in existing drainage ditches

Minor repairs in existing drainage ditches.

1. Repairs of a minor nature may be made to ditches heretofore

constructed by assessment under the former drainage law, or the laws

from which it was derived or under the provisions of this or any other

general or special law by following the procedure set forth in section

15-1943 so far as it is applicable. The total cost of such repairs shall

not exceed the sum of five thousand dollars on any one ditch for work

done under one proceeding. The cost of such work shall be paid for out

of the drainage fund provided by section 15-1957 hereof.

2. When such repairs or enlargements shall be finished, it shall be

the duty of the department to make up an itemized account of the cost

incurred in the making of such repairs or enlargements and to file the

same as provided in section 15-1955 and such cost shall thereafter be

assessed and collected within not to exceed three years as therein

provided and as further provided herein. The expenses of such repairs

and enlargements shall be apportioned among the premises to which were

originally apportioned the cost of construction of such ditch or

ditches, as shown by the apportionment made for such original

construction and filed in the county clerk's office or elsewhere

according to the valuation thereof on the last completed assessment roll

or the drainage enhancements thereof, if such have been determined.

3. In case any public corporations have contributed to the

construction of such ditch or ditches, such public corporations shall be

liable for the repair or enlargement of the ditch or ditches, in the

same proportion that they were originally assessed for the construction

of the same, which shall also be levied and collected out of the taxable

inhabitants of such public corporation in the same manner that other

taxes are levied and collected in the corporation.

§ 15-1947 — Unlawful interference with drainage works

Unlawful interference with drainage works.

1. It shall be unlawful for any person to divert water from its

natural watershed in such manner that it flows into a drainage district,

or so to divert water in a drainage district as to prevent it from

following the course laid out for such water by the department and cause

it to flow into any stream, ditch or ditches into which it does not

naturally or was not designed to flow.

2. It shall be unlawful for any person without authorization to

interfere with, fill up, alter or change any drainage ditch or other

structure constructed under the provisions of title 19 of this article

or lawfully constructed under the provisions of the conservation or the

drainage laws or any other general or special statutes, or without

authorization to open or close gates or other regulating works in

connection therewith or to construct unauthorized ditches or drains or

other interference. This shall not be held to prevent the private

construction of drainage works within a district, provided that such

construction is done in accordance with plans approved by the department

and with its written consent.

3. It shall be unlawful to build or maintain across or in such

drainage ditch any bridge or culvert which unduly impedes the flow of

water in such ditch. No bridge or culvert across or in any drainage

channel or ditch within or without a drainage district and necessary to

the proper drainage thereof, shall hereafter be built, rebuilt or

altered by any person or authority except with the written consent and

approval of the department.

§ 15-1949 — Removal of beaver

Removal of beaver.

In the event that any drainage improvement district is inhabited by or

is invaded by beaver and the work of those animals interferes with the

proper operation of the drainage system, the commissioner may cause such

beaver to be removed or destroyed as he shall determine.

§ 15-1951 — Financing of improvements

Financing of improvements.

1. For defraying the costs of all proceedings, surveys, studies and

construction projects authorized by any section of title 19 of this

article, the department may raise funds pursuant to the Local Finance

Law. Such funds may not be borrowed unless the proceedings authorizing

such expenditures have become final.

2. In addition the department is authorized in the name of the

district to apply for, receive and expend funds or services which may be

granted or contributed for the purpose by the federal government or

other public authorities or by private persons or organizations.

Obligations issued for such purpose shall not be construed in any event

as obligations or indebtedness of the state, and neither the state, the

department or any member thereof personally shall be obligated to pay

the principal or interest therefor. Bonds issued for such purpose shall

be lawful investments for savings banks, trust companies, executors and

trustees and for any of the funds of the state which by law may be

invested.

3. The proceeds of such bonds shall be deposited in a national or

state bank or trust company either in Albany or in one of the counties

in which such improvement is made, to be designated by the Comptroller.

Before any such deposit is made, the Comptroller shall require from the

depository security for the repayment of the same to the department upon

demand of the moneys so deposited in the manner provided in section 106

of the State Finance Law.

§ 15-1953 — Drainage improvement district fund

Drainage improvement district fund.

Moneys received under the provisions of title 19 of this article shall

constitute a fund to be known as the drainage improvement district fund,

and the portion thereof applicable to each improvement shall be

separately kept by the Comptroller, and the Comptroller is authorized

and directed to pay therefrom the principal and interest of such

obligations as the same mature and become payable by the terms thereof,

and the costs and expenses of such improvement and the maintenance

thereof upon the order of the department or the authorized officer

thereof.

§ 15-1955 — Proceedings for assessment and collection of cost

Proceedings for assessment and collection of cost.

1. Except as otherwise provided by law, all costs and expenses

necessary for the formation, improvement and maintenance of a drainage

improvement district shall be met from funds collected from the owners

of lands benefited or affected or from public corporations as provided

in title 19 of this article. The fiscal year shall start on the first

day of July.

2. On or before the first day of July each year the department shall

prepare and file for each existing or proposed district having

outstanding indebtedness or for which the borrowing of money has been

authorized, an itemized statement of the amounts that must be collected

on the tax roll to be prepared that year to meet the fiscal obligations

of the district for the following fiscal year, including retirement of

outstanding or contemplated evidences of indebtedness, interest thereon,

repayments to the drainage fund and all other costs of whatever name or

nature. Such statement shall set forth separately each project or parts

of a project or other items in such manner as to facilitate the

preparation of the tax rolls as herein provided. The total of each such

item shall further be subdivided to show the amount thereof to be paid

by each county, town, city or village and the amount to be levied on the

individual properties. This last amount shall be further subdivided to

show the total amount to be levied and collected in each county, town,

city or village, all as previously determined by the department.

3. Such statement shall be approved as to the various amounts by the

Comptroller. Certified copies of each statement shall be filed with the

Comptroller, with the clerk of the county legislative body, or such

other similar official as shall have been designated by the county

legislative body, the clerk of each town and the clerk of each city or

village affected thereby.

4. The amount shown on each statement to be due from any county, town,

city or village shall be by such municipality assessed, levied and

collected in the same manner as provided by law with reference to

general taxes and paid to the treasurer of the county, who shall

forthwith forward the same to the Comptroller to be paid by him into the

drainage improvement district fund applicable to such district or

proposed district or into the drainage fund. That portion of each such

item which is to be levied on the individual properties in any town or

city shall be handled as follows. The appropriate board of assessors

shall ascertain from the maps filed and apportionment of cost filed or

recorded, the various parcels liable for any part of such item and shall

enter in appropriate columns in the annual assessment roll before the

delivery thereof to the county legislative body the number of each such

parcel, the name of the owner as far as the same can be ascertained by

the assessors and the figure to be used in determining the amount to be

borne by each parcel, be it area, enhancements, modified enhancements,

assessed valuation or percentage, all as shown by the above-mentioned

maps or statements. Should a parcel have been subdivided, each division

shall be so entered separately and the area, enhancement or other

figures shall be subdivided accordingly by the assessors.

5. The county legislative body shall each year, at the time the annual

tax levy is made, levy upon each separate parcel so shown on the

assessment rolls an amount which shall bear the same relation to the

total to be collected as shown by the annual statement as the area,

enhancement or similar figure assigned to that parcel bears to the total

of all such areas, enhancements or similar figures. Should the board of

supervisors discover errors in the work of the assessors, they hereby

are specifically empowered to correct the same so that the full amount

shown by the annual statement of the department shall be assessed upon

the properties liable therefor and it shall be the duty of the assessors

to aid the county legislative body in making such corrections.

6. The amount so levied shall be collected and shall be a like lien as

general taxes until the amount thereof is paid to the county treasurer,

superior in force and effect to all other liens except unpaid general

taxes, provided, however, that the collection of such tax shall be

enforced only by sale of the land or property assessed. On or before the

first day of June in each year the county treasurer shall pay the amount

so to be raised in his county, as shown by the annual statement of the

department of the previous year, to the Comptroller who shall pay the

same into the drainage improvement district fund or into the drainage

fund as the case may be. The tax collectors and county treasurers

collecting and paying such taxes to the Comptroller shall be governed by

and have all the powers specified in the Real Property Tax Law, which

formerly were specified in articles 4 and 7 of the Tax Law for the

collection of taxes and sale of property by county treasurers for unpaid

taxes and redemption of lands.

§ 15-1957 — Drainage fund

Drainage fund.

1. The Comptroller shall designate a depository or depositories for

receiving all moneys provided for the repair or enlargement of the

ditches or channels specified in section 15-1945. The fund thus created

shall be known as "the drainage fund." Before any such deposit shall be

received by any such depository, such depository shall execute and file

with the Comptroller a bond in such penal sum, with such sureties and

upon such conditions as shall be approved by the Comptroller.

2. The department is hereby authorized and empowered to enlarge and

repair such ditches or channels in accordance with the procedure

prescribed by that section and to pay the costs thereof from the

drainage fund herein created. All moneys received pursuant to section

15-1945 shall be deposited by the comptroller to the credit of such

drainage fund. At the time of any such deposit, the department shall

send to the Comptroller an original duplicate of the deposit slip,

together with a statement of the amount and by whom paid. The moneys of

the drainage fund shall be paid out by the Comptroller on the order of

the department or the authorized officer thereof.

3. The drainage fund may also be used to defray the costs of surveys,

determination of enhancements, apportionment of costs or similar matters

in a district or for maintenance of ditches and minor repairs thereto in

a district in lieu of raising the necessary funds pursuant to the Local

Finance Law, provided, however, that no such proceeding or project shall

cost more than five thousand dollars. Any moneys so advanced from this

fund shall be repaid to it by the Comptroller as soon as they are

collected and paid to him by the county treasurer.

§ 15-1959 — Corrections and revisions of assessments, determinations of drainage enhancements and apportionment of costs

Corrections and revisions of assessments, determinations of

drainage enhancements and apportionment of costs.

1. In the event that obvious errors or discrepancies should be

discovered in any assessment, determination of drainage enhancements or

general or special apportionments of cost, the department may correct

the same by filing corrected copies of the statement of such assessment,

determination or apportionments and following the procedure specified in

title 19 of this article.

2. Should such corrections be made, the county legislative body is

empowered to levy additional sums on or to give credit to certain

parcels to the end that the amount collected from each parcel shall be

what it should have been had an error not been made. The county

legislative body is also empowered to apply to the department for an

adjustment of assessments among the various parts into which an original

parcel may have subdivided.

3. The department shall file and record its findings in such cases as

amendments to the original or corrected assessments, and shall give

notice to the parties affected, but need hold no hearing thereon unless

such hearing be demanded by a party affected within ten days after

notice is given.

4. None of the above proceedings shall be held to reopen a

determination of enhancements or an apportionment of cost, except as to

the particular matter involved. Should the department at any time find

that a former assessment, determination or apportionment appears with

the lapse of time or in the light of new knowledge and experience to

have become inequitable, it may so declare by written order and proceed

to review the whole matter by following the full procedure laid down in

whichever one of the following sections is appropriate: 15-1919,

15-1925, 15-1937 or 15-1939.

§ 15-1961 — Drainage district with federal aid

Drainage district with federal aid.

1. In the event that any agency of the government of the United States

shall be willing to perform, direct or finance any work for the drainage

and reclamation of any swamp, bog, pond, meadow or other low or wet

lands in the state in such manner that the greater part of the cost of

such work shall be paid by such government, the department shall have

power to form a drainage improvement district including the lands so to

be drained and improved by following the procedure set forth in sections

15-1963 to 15-1967 inclusive, hereinafter referred to as the federal aid

sections, in lieu of the procedure specified in the preceding sections

of title 19 of this article.

2. It is the intent of these federal aid sections to facilitate the

carrying out of such projects by permitting changes in the normal

sequence of doing the various acts specified in the preceding sections,

but, except as specifically authorized, not to permit changes in the

manner of doing each act or in the conditions on which such act is

based.

§ 15-1963 — Formation of district with federal aid

Formation of district with federal aid.

1. The department may proceed of its own motion to form such district

and to authorize the proposed work as though petitions therefor had been

filed as provided in sections 15-1911 and 15-1913 or 15-1931. It may

negotiate with the federal government, investigate the proposed

district, study such plans of and reports on the proposed improvement as

it may find to be available and shall prepare a written report thereon

describing the proposed district, the proposed work, the fixation of the

district boundaries, giving estimates of the cost of the various parts

of the work which may be a charge against the state or the property

owners in the district and including a determination of enhancements and

an apportionment of costs of such a project. Such report shall be filed

and notice of such filing and of a hearing thereon given as provided in

sections 15-0903, 15-1913 and 15-1931.

2. After the final hearing the department shall determine whether it

is to the public interest to form the district and to proceed with the

work and, in general terms, what lands will be benefited thereby. These

matters shall be embodied in a written order, which shall, if the action

is favorable, form the district, authorize entry into agreements with

agencies of the federal government and the doing of whatever is needful

to carry out the project, all as elsewhere specified in title 19 of this

article. Certified copies of the determination and order shall be filed

and notice of such filing given. Thereupon such determination may be

reviewed as provided by section 15-0905, except that the proceedings for

such review must be initiated not later than ten days after such

filings; otherwise such determination shall be considered final and

conclusive and in due course it shall be recorded. The district shall be

held to have been formed on the date of such final order, but such

formation shall not be effective until such order shall have been

recorded.

§ 15-1965 — Construction project

Construction project.

As soon as the formation of the district becomes effective, the

department shall have full power to enter into agreements with the

proper officials of the federal government or of other agencies of the

state, to acquire or appropriate lands and rights in lands, including

sites for camps and appurtenant facilities, access roads, borrow pits,

quarries, spoil banks and all other necessary and proper matters, to

incur contractual obligations, to purchase supplies and materials, to

employ the necessary personnel and generally to do whatever is necessary

to carry out the proposed project or projects.

§ 15-1967 — Changes in project

Changes in project.

After such district is formed and the original federal project

authorized, major changes in such project, additional federal projects

or changes in district boundaries necessitated by such federal projects

may be authorized or made by following the pertinent portions of the

procedure in sections 15-1963 and 15-1965.

§ 15-1969 — Continuation of district

Continuation of district.

Except for such projects as may be carried out by the federal

government, any district formed under the provisions of section 15-1963

shall thereafter continue as a drainage improvement district, as though

formed under the provisions of section 15-1915.

§ 15-1971 — Transfer of property and discontinuance of district

Transfer of property and discontinuance of district.

Whenever a drainage improvement district created pursuant to this

article and lying wholly within a county small watershed protection

district established pursuant to article 5-D of the County Law has no

outstanding debts, liabilities and obligations, the department as the

governing body of such drainage improvement district, if it determines

after public hearing that the public interest would be served thereby,

is hereby authorized to convey, upon such terms and conditions and for

such consideration as it may deem adequate, if any, all or any part of

the real estate or an easement or easements therein, or other property

of such drainage improvement district to such county small watershed

protection district. Whenever all of the real property and other

property is conveyed as authorized herein, such drainage improvement

district and the drainage improvement association within such district

shall immediately cease to exist, and any and all functions, powers and

duties previously possessed, performed and exercised by either of them

shall be terminated.

§ 15-1973 — Drainage section association; definitions

Drainage section association; definitions.

The following words and phrases, unless otherwise specified, are

defined as follows:

1. A "drainage section" shall mean an area, of drainable acreage, as

described in articles of association which have been filed and recorded

as authorized by section 15-1975.

2. "Drainable acreage" shall mean that part of an owner's swamp, bog,

pond, meadow or other low or wet agricultural lands, which will be

drained by a drainage system as authorized by this title 19 to increase

its productivity or otherwise render it more available for agricultural

purposes, or in order to benefit the public health, safety and welfare.

3. "Aggregate drainable acreage" shall mean the total drainable

acreage owned by all owners who execute articles of association

authorized by this title 19.

4. "Owner" shall mean a person other than a municipal or public

corporation, who or which is the owner in fee of drainable acreage and

who or which executes the articles of association.

§ 15-1975 — Drainage section association; creation

Drainage section association; creation.

Three or more owners of drainable acreage may form a drainage section

association by executing and recording articles of association as

hereinafter provided.

§ 15-1977 — Articles of association; recording and filing

Articles of association; recording and filing.

1. The articles of association shall be signed by all owners as listed

therein and shall be acknowledged in the form now or hereafter required

for the recording of a deed of real property. If there be more than one

owner of a separate parcel of drainable acreage, the articles of

association shall be signed and acknowledged by each owner thereof. The

articles of association shall set forth:

a. The name and address of each owner.

b. The name of the proposed association, such as

the.................Drainage Section Association.

c. The designation of two of the owners to act as temporary president

and temporary secretary until the first annual meeting of the

association.

d. The location and amount of drainable acreage as determined and

owned by each owner and a brief description of the parcel or parcels if

there be more than one, of drainable acreage owned by each.

e. The facts showing the necessity for the proposed drainage.

f. A description of the proposed drainage works which as far as

practicable may include bearings and distances locating the proposed

alignment of drains, profiles, proposed new drains and a typical

section.

g. The names and addresses, so far as can be ascertained, of persons

who are not parties to the articles of association regarding whose lands

it will be necessary to obtain a right, pursuant to section 15-1983, to

construct, maintain and keep in repair drainage works in order to

effectuate the drainage proposed by the articles of association.

h. A map, attached to the articles of association, which generally

shall show the drainable acreage of each owner and the lands of others

on which it will be necessary to construct, maintain and keep in repair

such drainage works referred to in paragraph g of this subdivision. The

map shall show generally also the type and location of the proposed

drainage works.

i. A mutual agreement by the owners to proceed with the project, to

construct it, to maintain it and keep it clean and in repair; to pay all

costs and expenses, including legal, engineering, filing and recording

fees, all debts of the association and any damages which may be assessed

for the acquisition of a right or easement to construct or maintain

drainage works upon the lands of a person not a party to the articles of

association. Such costs, expenses, fees, debts and damages shall be

assessed against each owner in the proportion the drainable acreage

owned by him bears to the aggregate drained acreage, or in some other

proportion mutually agreed upon and specified in the articles of

association. The agreement shall further provide that if any such

apportionment is not paid within the time prescribed by the by-laws, the

association may institute an action in its own name to recover the same.

j. The articles of association shall provide that they, and the

agreement set forth therein, shall be binding upon the heirs, devisees,

assignees and grantees of each owner and shall constitute covenants

running with the land of each.

2. The articles of association shall be filed and recorded in the

office of the county clerk of the county or counties in which the

drainage section is located, with a notice appended thereto to the

county clerk or clerks to enter the same in the index of grantors of

real property under the names of all signers of the articles of

association and the name of the association. The names of all such

signers shall be alphabetically and legibly listed in such notice. A

certified copy of the articles of association, as so filed and recorded,

forthwith shall be filed in the office of the department.

§ 15-1979 — First annual meeting; members; officers; by-laws

First annual meeting; members; officers; by-laws.

1. Upon filing and recording, the articles of association shall be

deemed to be in effect and the drainage section association created

thereby shall have the power and authority and shall assume the

liabilities conferred and imposed by title 19 of this article. The

temporary secretary shall notify all members by mail of the time, not

more than ten days after such filing and recording, and of the place of

the first annual meeting of the association, at which time permanent

officers shall be elected for the coming year.

2. The original membership of the association shall consist of the

signers of the articles of association. Membership shall cease when a

member dies or when he divests himself of the entire drainable acreage

owned by him. Grantees, devisees and heirs of the fee of a member's

entire drainable acreage shall be members and entitled to all the rights

of membership, and they shall be bound by the articles of association.

Grantees, devisees and heirs of the fee of a part of a member's

drainable acreage shall be members, shall be entitled to all the rights

of membership, shall be bound by the articles of association and shall

be liable in the proportion that such granted, devised or inherited part

bears to the total of the drainable acreage of the member from whom they

have taken title.

3. The officers of the association shall be members thereof and shall

consist of a president, vice-president, and secretary-treasurer. If an

officer's membership in the association shall terminate, the association

shall call a special meeting to elect his successor for the remainder of

the term for which he was elected. The term of office of all officers

shall be one year.

4. The association shall adopt at the first annual meeting by-laws,

not inconsistent with law or with the articles of association. The

by-laws shall fix the time and place of future annual meetings and

regular meetings of the association and shall provide for the calling

and holding of special meetings; shall provide the number of members,

not less than one-third, to constitute a quorum at its meetings; shall

provide the method of conduct of elections of its officers at annual

meetings; shall provide the form of notice, in writing, to be given to

all members of the amount of assessment due to pay the debts of the

association, and to pay all costs, expenses, fees and damages as

provided in the articles of association; and may provide for the

imposition and collection of annual dues and for any other matter

necessary to carry out the conduct of the affairs of the association.

§ 15-1981 — Powers of association; limitations; voluntary dissolution

Powers of association; limitations; voluntary dissolution.

1. The association shall have:

a. Power to construct, maintain and keep in repair the drainage

project described in the articles of association;

b. Power to sue and be sued and to enter into contracts to carry out

its purposes;

c. Power to make application, pursuant to section 15-1983, to acquire

the right to construct, maintain and keep in repair, on the lands of

others, that part of the drainage project as so described in the

articles of association; and

d. No power to issue bonds or other evidences of indebtedness.

2. All actions of the association shall be taken by a majority vote,

except as hereinafter provided, of those members present at a duly

called meeting at which a quorum is present. Each member shall have but

one vote regardless of the number of parcels of drainable acreage owned

by him and included within the drainage section. If there be more than

one owner of a parcel or parcels of drainable acreage, such owners shall

be entitled collectively to but one vote.

3. No drainage section association shall be formed in an area within a

presently existing drainage improvement district. The formation of such

an association shall not prevent the inclusion of the aggregate drained

acreage within a drainage improvement district hereafter created, in

which event the association shall be deemed to be dissolved, except for

the purpose of meeting and paying its existing liabilities for debts,

costs, expenses and fees.

4. A voluntary petition to dissolve the association may be made to the

Supreme Court upon petition of the president of the association when

authorized to do so by the affirmative votes of three-fourths of the

members present at a special meeting called for that sole purpose and at

which a quorum is present. Ten days' notice, in writing of the time and

place of the presentation of such a petition shall be given to all

members and to non-members, if any, upon whose lands drainage works

shall have been constructed in accordance with the articles of

association. Public notice of the presentation of the petition shall

also be given by a notice stating the time and place of such

presentation, published once in two consecutive weeks prior to such time

in a paper published in the county in which the articles of association

have been recorded. The court, after hearing all interested persons, may

grant an order dissolving the association, upon such terms and

conditions as in its discretion are merited. The court shall not grant

such order in the absence of proof that the association has no

outstanding indebtedness. An order dissolving the association shall be

recorded in the office of the county clerk in which the articles of

association have been recorded and shall direct the county clerk to

index it under the name of the association in the index of grantors of

real property.

§ 15-1983 — Drainage of agricultural lands; procedure

Drainage of agricultural lands; procedure.

1. Any person or persons owning any swamp, bog, pond, meadow or other

low or wet agricultural lands within this state, or a drainage section

association organized pursuant to sections 15-1973 to 15-1981, who or

which shall desire to drain the same in order to increase their

productivity or otherwise render them more available for agricultural

purposes and who shall deem it necessary, in order thereto, that a drain

or drains, ditch or ditches, dike or dikes, seepage basin or basins for

the free passage or disposal of water should be constructed,

reconstructed, enlarged, cleaned or maintained on lands belonging to

others, may acquire an easement or right to effect such purpose pursuant

to the provisions of the eminent domain procedure law, or in lieu

thereof, may present a petition duly verified to the department setting

forth the following facts:

a. The name and residence of the petitioner or petitioners.

b. A map or description showing the approximate location and area of

the property which is to be drained.

c. A map or description which will show the location of such drain,

ditches, dikes and basins and the area of the lands and properties to be

occupied thereby.

d. The names and places of residence of the owners of the property to

be so occupied; if an infant, the name and place of residence of the

person with whom he resides; if a person adjudged incompetent by reason

of mental illness or other cause, the name and place of residence of his

committee or trustee, if he has one, otherwise, the name and place of

residence of the person with whom he resides; if a conservatee, the name

and place of residence of his conservator, if he has one, otherwise the

name and place of residence of the person with whom he resides; if a

non-resident, having an agent or attorney residing in the state,

authorized to contract for the sale of the property, the name and place

of residence of such agent or attorney. If the name or place of

residence of any owner cannot after diligent inquiry be ascertained, it

may be so stated with a specific statement of the extent of the inquiry

which has been made.

e. A statement that the petitioner has been unable to agree with the

owner or owners of the property for the damages to be paid for such

occupation.

f. A statement that it is the intention of the petitioner, in good

faith, to complete such drains, ditches, dikes and basins, for which

purpose the property is so occupied.

g. A request that the department determine the necessity for such

drainage and for occupying such lands and property and ascertain the

compensation to be made to the owner or owners and that the petitioner

be permitted, upon making such compensation, to construct, reconstruct,

enlarge or clean such watercourses or drains, ditches, dikes and basins,

and maintain the same across the lands specified.

2. In addition, the petition shall be accompanied by an undertaking,

satisfactory to the department as to amount and sureties, that

applicants will pay the expenses of the proceedings and determination as

hereinafter provided.

3. A person who seeks to acquire an easement or right, to effect the

purpose set forth in subdivision above, pursuant to the provisions of

the eminent domain procedure law, and who is unable to provide a

specific description of the property to be acquired and its location by

metes and bounds, with reasonable certainty, may prior to the

presentation of a petition to a special term of the Supreme Court, apply

for an order permitting such person to enter upon the property sought to

be acquired, for the purpose of viewing, surveying, measuring and

otherwise examining such property, in order to describe such property in

the petition. Application for such an order shall be made to a special

term of the Supreme Court, held in the judicial district in which the

property is located. The court shall if the facts so warrant, grant the

application upon such terms and conditions as it may deem advisable. The

court may also require the applicant to post bond to indemnify the owner

of the property for any damage caused in the making of the survey.

4. Upon receipt of such petition, the department shall take such steps

as it shall deem proper to ascertain if the relief sought can be

accomplished in the manner described in such petition and other facts

pertinent to the case and to this end may make such surveys or other

investigations as may be in its judgment necessary in the premises.

5. Notice of a hearing shall be given as follows:

a. The department shall appoint a time and place when and where it

will hold a hearing for the purpose of determining the necessity for

such drainage and for occupying such lands and properties and assess the

damages and benefits resulting therefrom. The department shall deliver

to the petitioner copies of the petition, to which shall be attached a

notice of the time and place appointed for a hearing, addressed to the

owner of each parcel to be occupied.

b. The petitioner upon receipt of such copies and notice shall, on the

same day, or the next day thereafter, excluding Sundays and holidays,

cause such copy and notice to be served upon the persons to whom it is

addressed. A copy of such notice and petition shall be served on the

owner of each parcel or to any one of several owners of a parcel in case

there be more than one. In case the owner is an infant such copy and

notice shall be served upon his general guardian, if he has one; if not,

on the person with whom he resides. If a person adjudged incompetent by

reason of age, drunkenness, mental illness or other cause, service shall

be made upon his committee or trustee, if he has one; if not, on the

person with whom he resides. If a non-resident, having an agent or

attorney residing in this state, authorized to contract for the sale of

the real property described in the petition, service upon such agent or

attorney will be sufficent service upon the owner.

c. Depositing a copy and notice in the post office properly inclosed

in an envelope addressed to the owner, guardian, committee, trustee,

agent or attorney, respectively, at his post office address, and paying

the postage thereon shall be deemed proper service. Notice of such

hearing may be given by publishing the same once a week for two

successive weeks, immediately prior thereto in two newspapers in the

county or counties in which the lands and properties affected are

located, provided personal service cannot be made. Such service shall be

made at least fifteen days prior to the date of the hearing.

6. Assessment of damages shall be as follows:

a. The department shall view the premises affected and at the time and

place appointed shall hear all parties interested and such witnesses as

they may produce. Such hearing may be adjourned at the discretion of the

department.

b. At the close of such hearing, if the department shall determine

that the occupying of the lands and properties specified is necessary

for the drainage of the lands of the petitioner, it shall assess the

damages to the person or persons owning the same and fix the

compensation to be made therefor. In fixing the amount of compensation

for lands or property to be taken, the department shall make such

allowance or deduction on account of any benefits which the owners may

derive from the proposed work as the department shall determine to be

just and equitable in the premises.

c. A copy of such determination, duly certified by the department,

shall be filed by the department in the clerk's office of the county or

counties in which such lands and properties are located. A copy of such

determination shall be served by the department by mail on each

petitioner and on each owner of each parcel or on any one of several

owners of a parcel in case there be more than one, together with a

notice of the date and place of filing such certified copy in the county

clerk's office.

7. Review shall be as follows:

a. If the petitioner or petitioners feel aggrieved by the decision of

the department, he or they may review the same as provided in section

15-0905. Unless such proceeding for review shall have been instituted

within sixty days after filing of the decision in the county clerk's

office, the decision of the department shall be deemed final. If the

final decision shall be adverse to the applicant, no other application

to the department for the construction of the same works shall be made

within one year.

b. If the owner or owners of the property to be occupied feel

aggrieved by the decision of the department only to the extent that it

determines the necessity for the occupation of the lands and properties

of such owner or owners, he or they may review the same as provided for

in section 15-0905. Unless such proceeding for review shall have been

instituted within sixty days after the filing of the decision in the

county clerk's office, the decision of the department shall be deemed

final. If such owner or owners feel aggrieved by the assessment of

damages made by the decision of the department he or they may apply,

pursuant to the applicable provisions of the eminent domain procedure

law to ascertain the compensation to be made to the owner or owners for

the property to be taken. Upon the granting of such an order the

proceeding shall continue for the ascertainment of compensation as

provided by the eminent domain procedure law as if acquisition

proceedings had been instituted by the petitioners in the first

instance. Such an application shall save to such owner or owners the

right to review the determination of necessity for the drainage works

made by the department on any appeal taken to the Appellate Division by

petitioners or owners pursuant to the provisions of the eminent domain

procedure law.

8. If after the expiration of sixty days proceedings have not been

instituted to review the decision of the department as provided in

subdivision 7 above, the petitioner or petitioners shall pay the damages

assessed by the department and may thereafter enter upon such lands or

properties for the purpose of constructing, reconstructing, enlarging,

cleaning or maintaining such drains, ditches, dikes and basins. Deposit

of the money to the credit of the owner or owners, pursuant to the

direction of the department, shall be deemed a payment within the

provisions of this section.

TITLE 21 River Regulation By Storage Reservoirs

§ 15-2101 — Definitions and construction

Definitions and construction.

The following words and phrases when used in title 21 are defined as

follows:

1. "Real estate," when used without words of limitation, includes all

uplands, lands under water, the waters of any lake, pond or stream, all

water and riparian rights or privileges, all water powers, water plants,

and all dams, races, sluiceways and machinery connected therewith, and

any and all easements and incorporeal hereditaments, and every estate,

interest and right, legal or equitable, in land or water, including

terms for years, and liens, legal or equitable, on real estate, as above

defined, in way of judgment, mortgage or otherwise, and all real estate

as above defined acquired or used for railroad, highway, or other public

purposes.

2. "Regulating reservoir" means a basin for impounding water, formed

or enlarged by a dam, constructed or maintained for the purpose of

regulating the flow of a stream or river and shall be construed to

include the dams and dikes or other structures by means of which the

water is or is to be impounded, the gate houses, including controlling

gates, sluices, screens, racks and other accessories thereto; spillways,

fishways, log or ice chutes, or barriers and all accessories thereto;

all bridges or roadways over or appurtenant to the dams and dikes; all

other structures, devices, or appliances connected with or appurtenant

to any of the structures hereinbefore enumerated, in such manner that

they cannot be removed without injury to such structures or without

impairing the usefulness thereof for the purposes for which they are

intended; the lands under the water impounded, or to be impounded, by

the dam or dams, and such lands surrounding or adjacent to the dam, or

the water impounded or to be impounded thereby, and such other real

estate and appliances, including roadways and telephone lines, as shall

be necessary for the purposes of the construction, maintenance, or

operation of a regulating reservoir, as above defined, also including

such land surrounding such reservoir as may be necessary to preserve and

protect such reservoir from unsanitary conditions, and from any

encroachment affecting its use for the purpose of regulating the flow of

the stream or river for the regulation of which it may be constructed.

Such term is not intended to include a reservoir created by a dam

constructed or maintained for power purposes, but is intended to include

a reservoir at or by reason of which there may be, as an incident to the

construction, maintenance and operation of such regulating reservoir,

the possibility of the utilization of a portion of the water stored

thereby for power purposes, without in any way interfering with the

primary purpose of a reservoir constructed under the provisions of title

21 of this article.

3. "Benefit or benefits" shall be interpreted to include benefits to

real estate, public or private, to municipal water supply, to

navigation, to agriculture and to industrial and general welfare by

reason of the maintenance and operation of a regulating reservoir,

whether such benefit shall inure to a person, a public corporation or

the state. In the event that any regulating reservoir operates to

relieve the state of any obligation by reason of diversion of the water

of any river for canal purposes, the state, to the extent that the

maintenance and operation of such reservoir may accomplish such relief,

shall be deemed to have received benefit therefrom.

4. "Board" shall mean the river regulating board of a district.

5. "Preliminary expenses" shall be construed to mean expenditures made

or incurred by the state on account of the services or expenses of its

officers or employees in making studies, investigations, surveys, plans,

specifications and estimates; in negotiating, drafting, and letting

contracts; in supervising and directing the construction of works and

structures, as authorized or required by title 21 of this article; and

the expenses of procuring searches, or abstracts of title of real estate

for the purpose of carrying out the provisions of title 21 of this

article.

6. "Regulation" means only such regulation as can be had through the

construction, maintenance and operation of regulating reservoirs,

excepting as otherwise expressly provided in title 21 of this article.

7. "Average flow" means that result in terms of cubic feet of water

per second derived by the division of the total number of cubic feet of

water flowed by any stream or river, at the location thereon where the

measurement is taken, in one year, or for an average of years, by the

number of seconds in a year.

8. "Average normal flow" means that result in terms of cubic feet of

water per second derived by the division of the total number of cubic

feet of water flowed by any stream or river, at the location thereon

where the measurement thereof is taken, on those days in a year during

which such flow did not exceed the average flow, by the number of

seconds in the total number of such days.

9. "Cost of construction" shall be construed to include in addition to

the cost of a regulating reservoir, all preliminary expenses, all

expenses of organization of the district, engineering fees, costs of

surveys, plans, advertising, salaries, compensation and expenses of the

board, together with all legal and other expenses, incidental to the

construction of such reservoirs up to time of the completion thereof.

10. "Cost of maintenance and operation" shall be construed to include

all such expenses for repairs and upkeep of the regulating reservoir,

all such expenses necessary to the proper operation of such reservoir

for the purposes for which it was constructed and all such part of the

compensation and expenses of the board, its officers and employees after

the completion of such regulating reservoir as are in the judgment of

the board and the department properly chargeable thereto.

11. "High flow line" means the line which will be made around a

reservoir by the water therein when it is at the level of the crest of

the reservoir spillway.

12. "Low flow line" means the line made by the water of a reservoir

when it is at the lowest level which, consistent with the regulation of

the flow of the river and the maintenance of sanitary conditions, the

board with the approval of the department shall fix and determine.

13. "Unsanitary condition or conditions" means such condition or

conditions as are a menace to the public health.

14. The general provisions and definitions appearing in section

15-1903 shall, where appropriate, be applicable to the functions and

duties of the department or board, as the case may be, under title 21.

§ 15-2103 — Creation of river regulating districts

Creation of river regulating districts.

1. Bodies corporate, which shall consist of and be known as river

regulating districts, may be created pursuant to title 21 of this

article to construct, maintain and operate reservoirs within such

districts, subject to the provisions of this article for the purpose of

regulating the flow of streams, when required by the public welfare,

including public health and safety. Such river regulating districts are

declared to be public corporations and shall have perpetual existence

and the power to acquire, and hold such real estate and other property

as may be necessary, to sue and be sued, to incur contract liabilities,

to exercise the right of eminent domain and of assessment and taxation

and to do all acts and exercise all powers authorized by and subject to

the provisions of this article. Such powers shall be exercised by and in

the name of the board of the district.

1-a. Notwithstanding any other provision of law, for purposes of

applying for and/or receiving any federal moneys or deriving any type of

benefit or advantage pursuant to federal law, rule or regulation river

regulating districts are hereby deemed to be municipal corporations

within the meaning of subdivision two of section sixty-six of the

general construction law.

2. Petitions may be filed as follows:

a. Any person or public corporation may present to the department a

petition for the organization of a river regulating district pursuant to

the provisions of title 21 of this article. Any such petitioner shall be

a resident or owner of real estate within the proposed district, or if a

public corporation, one whose boundaries lie wholly or partly within

such district.

b. The petition shall set forth:

(1) The proposed name of the district, as the ............... River

Regulating District.

(2) The necessity for the organization of such district, the purposes

to be accomplished thereby and the benefits to inure from the exercise

of its powers.

(3) A general description of the territory included in the proposed

district. Such description need not be given by metes and bounds, or by

political subdivisions, but it shall be sufficient to state that the

territory to be included in the proposed district constitutes the

watershed of the particular river in reference to which the petition is

filed stating generally the extent of such watershed. In the event that

the district sought to be organized does not include the whole watershed

of the particular river, but only the watershed of a tributary of the

river, then, the petition should generally set forth the extent of such

watershed, the reason why the watershed of the tributary should be

organized as a separate river regulating district, and the relation of

the regulation of the flow of such tributary to and effect upon the flow

of the river to which it is tributary.

(4) The extent of the regulation possible through the construction and

operation of reservoirs.

(5) Whether state or private lands, or both, will be required, and in

general the extent thereof, and all such facts as would show or tend to

show the public necessity for the regulation of the flow of the river.

3. Hearings shall be held as follows:

a. Immediately upon the receipt of such petition, the department shall

cause notice by publication pursuant to subdivision one of section

15-1903 to be given of the pendency of the petition, and of the time and

place of a hearing thereon, and may appoint times and places for further

hearings if deemed by it to be desirable.

b. Hearings shall be conducted in accordance with the procedure set

forth in section 15-1903 of this article. If after such a hearing or

hearings, it should appear that the purposes of title 21 of this article

would be best served by the creation of the river regulating district

sought in the petition, the department shall thereupon so decide and

declare. It shall then prepare and file a map of such district with a

certificate of its determination creating such district and showing the

name, extent and purpose of the district, with the Secretary of State

and the county clerk of each county wholly or partly within the

district, and notice of such decision shall be given in the manner set

forth in section 15-0903.

4. Review is available according to the following provisions:

a. The decision of the department may be reviewed in accordance with

the provisions of section 15-0905. Upon failure so to review within the

time prescribed or if the action of the department is sustained or

modified on such review, the district shall thereupon become a river

regulating district of the State of New York and a public corporation

with all the rights and powers granted by title 21 of this article. No

such review shall be had excepting at the instance of the Attorney

General of the state unless prior to the application for the review the

party making application shall file a bond or undertaking in a sum to be

fixed by the Supreme Court or a justice thereof with good and sufficient

sureties to be approved by the court or a justice thereof agreeing to

pay all costs and expenses caused by such review as determined by the

court in the proceeding in the event of failure to set aside or modify

the determination and order of the department creating such district.

b. After such a river regulating district shall have been created as a

public corporation hereunder, the certificate creating the same shall be

final and binding upon all the public corporations and real estate

within the district, and shall finally and conclusively establish the

regular creation and organization of such district.

c. The organization of the district shall not be directly or

collaterally questioned in any suit, action or proceeding except as

herein expressly provided.

5. Copies of the certificate certified by the department shall be

recorded in the office of the Secretary of the State and in the office

of the county clerk of each county partly or wholly within the district

and in the event of a review any order or judgment of the court

thereupon shall be likewise recorded. The county clerks and the

Secretary of the State shall receive for filing and recording such

copies and all papers to be filed and recorded by them under the

provisions of title 21 of this article. They shall also receive such

fees as are, or hereafter may be, provided by law for like services in

similar cases and all above mentioned fees shall be a part of the

preliminary expenses.

§ 15-2105 — Organization of the boards of river regulating districts

Organization of the boards of river regulating districts.

1. Within thirty days after the incorporation of a river regulating

district as hereinbefore provided, the Governor shall appoint three

persons, two at least of whom shall be resident freeholders within the

district, as a board to be known as the Board of ..................

River Regulating District; one for a term of three years, one for a term

of four years, and one for a term of five years. At the expiration of

their respective terms of office, appointments shall be made for terms

of five years. The Governor shall fill any vacancy on the board within

thirty days after it occurs.

2. The members of the board including the chairperson shall not

receive a salary or other compensation but shall receive all necessary

expenses incurred in the performance of their duties. Expenses for any

member shall be approved by the board before being paid.

3. Each member of such board, before entering upon his duties, shall

take and subscribe the constitutional oath of office, which oath shall

be filed in the office of the Secretary of State. Upon taking the oath,

the board shall choose one of its number president, and shall select

some suitable person or persons to act as secretary and treasurer, who

may or may not be a member of the board. It shall adopt a seal and shall

keep in well bound books a record of all its meetings and proceedings,

certificates, contracts, surety bonds, and corporate acts, which shall

be open to the inspection of the department, the members thereof and all

owners of real estate in the district and all other interested parties.

4. A majority of such board shall constitute a quorum, and a

concurrence of a majority in any matter shall be sufficient, for its

determination, except as otherwise provided by the Local Finance Law.

5. The secretary shall keep and be the custodian of the records of the

board, and of its corporate seal, and shall assist the board in such

particulars as it may direct in the performance of its duties. He shall

attest under the corporate seal of the district all certified copies of

the office records and files of the district that may be required of him

by the provisions of title 21 of this article or by any person ordering

the same and paying the reasonable cost of transcription. Any portion of

the records so certified and attested shall prima facie import verity.

The secretary shall also serve as treasurer of the district unless a

separate treasurer is selected by the board.

6. The board may employ such attorneys, engineers, agents, assistants

and employees as may be needful, and fix their compensation, including

the compensation of its secretary and treasurer.

7. The Governor may remove a member of such board for inefficiency,

neglect of duty or misconduct in office, giving to him a copy of the

charges against him and an opportunity of being publicly heard in person

or by counsel in his own defense upon not less than ten day's notice. If

such member shall be removed the Governor shall file in the office of

the Secretary of State a complete statement of all charges made against

such member and his findings thereon, together with a complete record of

the proceedings.

§ 15-2107 — General duties

General duties.

1. Upon its organization the board may prepare a plan for the

regulation of the flow of the river or rivers in its district. Such plan

shall show the available and feasibile reservoir sites on such river or

rivers, whether any reservoir now existing can be and should be enlarged

and to what extent, the approximate number of acres of land flowed or to

be flowed by each reservoir, whether any of such land is owned by the

state and if any, how many acres, the number of acres of private land

required, together with the estimated value of the land, and how many

acres, if any, of such land are lands of the state within the forest

preserve. Such acreage shall include such quantity of land surrounding

the reservoir to be created or enlarged as would in the judgment of the

board be required for the protection, maintenance and operation of such

reservoir. The plan shall be accompanied by such maps, profiles and

other data and descriptions as may be necessary to set forth properly

the location and character of the work and of the property to be taken

or damaged, and by estimates of cost of each such reservoir. In case

maps, plans and specifications for any such reservoir at or near the

site thereof, are on file in the office of the department, and in case

any records in any other department of the state government would be an

aid in the preparation of such plans, these shall be available to the

board for such purpose.

2. Upon the completion of such plan if the board approves of such plan

it shall certify it to the department for its approval, and the

department within forty days thereafter may approve the same, or modify

it and approve it as so modified. As so approved by the department it

shall be known as the "official plan" for the regulation of the flow of

the river or rivers of the district. Copies thereof shall be filed in

the offices of the board, the department, and of the county clerk of

each county wholly or partly within the district. Such plan in like

manner may be altered from time to time provided such alteration shall

not affect any assessment already made.

§ 15-2109 — General powers

General powers.

1. The board shall have power to make all necessary rules and

regulations which shall be effective when approved by the department.

2. The board and its authorized agents may enter upon any lands as in

its judgment may be necessary for the purpose of making surveys and

examinations to accomplish any purpose authorized by title 21 of this

article, being liable only for actual damage done.

3. The board on behalf of such district shall have and may exercise

all of the powers enumerated in subdivision 1 of section 15-2103 and in

addition thereto all such other powers as are necessary and proper to

carry into execution the powers expressly granted to it, including power

to make such channel improvements as may be necessary to prevent damage

to downstream properties by the waters released from reservoirs. The

board shall have charge of the operation of all reservoirs now in

existence, or hereafter constructed for the regulation of the flow of

the river and its tributaries of the district which it represents, not

including, however, any reservoirs which are or may be maintained

primarily to provide water for the canal system of the state. No

reservoirs for the regulation of the flow of streams or for any other

purpose except for municipal water supply shall be hereafter constructed

in Hamilton or Herkimer counties on the south branch of the Moose River

by any river regulating board.

4. The board shall have the right to establish and maintain stream

gauges and rain gauges, and may make such surveys and examinations of

rainfall, stream flow and flood conditions, and of other scientific and

engineering subjects as may be necessary and proper for the purposes of

the district and shall preserve a record thereof.

5. The board, on behalf of such district, subject to the limitations

of title 21 of this article, shall have a dominant right of eminent

domain over the right of eminent domain of public corporations, except

cities. In exercise of this right, due care shall be taken to do no

unnecessary damage to other public utilities, and in case of failure to

agree upon the mode and terms of interference, not to interfere with

their operation and usefulness beyond the actual necessities of the

case, due regard being paid to the other public interests involved.

6. The board on behalf of such district shall have power to consent to

the transfer of jurisdiction over lands under its jurisdiction to any

state department or a bureau, division or agency thereof, or to any

state agency, upon such terms and conditions and under such regulations

and restrictions as said board shall deem just and proper, providing,

however, that the use of such lands will not interfere with the purposes

for which they were acquired.

7. The board of the Hudson river-Black river regulating district shall

have the power to contract to sell water, upon such terms and conditions

as it deems advisable to any or all of the counties of Albany, Columbia,

Essex, Fulton, Green, Hamilton, Rensselaer, Saratoga, Schenectady,

Warren or Washington, which counties are contained within such district.

§ 15-2111 — Acquisition of real estate

Acquisition of real estate.

1. The board on behalf of such district shall, subject to the

limitations herein contained, have the right to condemn for the use of

the district any real estate which is determined to be necessary for the

purpose of carrying out any of the provisions of title 21 of this

article. It may acquire title to such real estate by agreement with the

owner thereof and upon payment therefor of the amount of compensation to

be paid such owner.

2. Lands of the state outside of the forest preserve, not used by

canals of the state, may be used for the purposes of title 21 of this

article. Not exceeding three per centum of the lands of the state, not

owned or hereafter acquired, constituting the forest preserve as now

fixed by law, may be used for the construction and maintenance of

reservoirs for the purpose of title 21 of this article.

3. If any real estate belonging to any county, city, town, village or

school district is required for the purposes of title 21 of this

article, the county legislative body for such county, the mayor and

common council or governing body for such city, the town board for such

town, the village board for such village, the trustees or board of

education of any school district for such district, or any persons, body

or bodies, having a like power, acting for such public corporation may

grant or surrender such real estate for such compensation as may be

agreed upon by such official representatives and the board. The

compensation agreed upon as thus provided shall be paid to the fiscal

officer of the public corporation or the person or persons from whom

such real estate is acquired.

4. Title to any such real estate owned by any infant or incompetent

person may be acquired on behalf of the board in the same manner as

provided by law with respect to the sale, mortgage or lease of real

property of such infant or incompetent person upon such terms as the

Supreme Court or the County Court of the county in which such real

estate is situated may provide, and for such purpose jurisdiction is

hereby conferred upon such courts.

5. If the board cannot agree with the owners upon the compensation and

damages to be paid for the real estate so taken, it shall thereupon

serve upon such owners a notice as hereinafter provided that the real

estate described therein has been acquired by the board for the purposes

of title 21 of this article, and shall proceed to acquire title thereto

under the provisions of the eminent domain procedure law.

6. If any real property, owned by a corporation having by law the

power to exercise the right of eminent domain, is taken under the

eminent domain procedure law, the board shall have no right to enter

upon and take possession of any such real estate until the owner thereof

shall have been paid or tendered the amount due under the final order

and judgment in such proceedings with interest.

7. If any such payments are made directly by the board, the amount so

paid shall be refunded to the board out of the general funds of the

district as provided in subdivision 7 of section 15-2119.

8. Title to all real estate acquired pursuant to the provisions of

title 21 of this article except where this expressly provides otherwise,

shall be taken in the name of the State of New York, and when so taken

shall be deemed to be taken for a public use.

9. All real estate acquired or taken pursuant to the provisions of

title 21 of this article is hereby dedicated to the use and purposes for

which it is so taken, and the right, title and interest acquired by the

state therein is so acquired subject to such use and purposes.

§ 15-2113 — Discontinuance or relocation, or both, of highways, roads and streets

Discontinuance or relocation, or both, of highways, roads and

streets.

1. If the board shall deem it necessary to discontinue a public

highway, road or street, or a part thereof, because of its interference

with the proper location of a reservoir for which preliminary plans

shall have been adopted as provided in title 21 of this article, it may

discontinue it; and if the board shall determine that the public

interest so requires, it may relocate such highway, road or street, or

the part discontinued, along a course wholly or partly within or without

the high flow line of such reservoir, and acquire, with funds of the

board applicable to the expense of such reservoir, in the manner

provided in title 21 of this article for the acquisition of real estate,

the necessary rights of way or easements for such relocated part, or in

lieu of such a relocation may establish new highways to connect with

then existing highways, roads or streets, to afford a substantial

equivalent, for purposes of highway traffic, of such a relocation. The

determination of the board to relocate or establish any such highway,

road or street, shall be by resolution, setting forth a description of

the course of such highway, road or street, a certified copy of which

shall be filed in the office of the clerk of each town and village

containing any part of the relocated or new highway, road or street. If

the highway, or part thereof, so established or relocated shall be a

state or county highway, the resolution shall not be effective until

approved by the state Commissioner of Transportation and his written

approval appended thereto. From the time of the filing of such copy or

copies of the resolution, the relocated or connecting highway shall be

deemed duly laid out.

2. After having acquired the necessary rights of way or easements

therefor, the board, with its funds, shall construct such relocated or

connecting highway, road or street, or part thereof. If the highway, or

part thereof, which is discontinued, be a state or county highway, or

part thereof, the construction of the relocated or connecting highway

shall be in accordance with plans approved by the state Commissioner of

Transportation. If the highway, or part thereof, which is discontinued,

be a county road, or part thereof, the construction of the relocated or

connecting highway shall be in accordance with plans approved by the

county superintendent of highways. In the case of any other highway ,

road or street, the board shall construct the same so as to make it

conform in kind and quality generally to the discontinued highways,

roads and streets.

3. The control and maintenance of the relocated or connecting highway,

street or road, after its completion, shall vest in the local

authorities of the city, town or village, in which it or any part

thereof is situated, and for such purpose it shall be deemed a highway,

road or street of the city, town or village, except that if the highway

or road which was discontinued, or the part thereof discontinued, was a

state or county highway, or county road, the control and maintenance of

the relocated or connecting highway or road shall vest in the state or

county authorities having charge of the discontinued highway or road,

and for such purpose it shall be deemed a state or county highway, or

county road, as the case may be.

§ 15-2115 — Taxation of real estate

Taxation of real estate.

Lands owned by the state and acquired pursuant to the provisions of

title 21 of this article, exclusive of the improvements erected thereon

by the regulating districts, shall be assessed and taxed in the same

manner as state lands subject to taxation pursuant to title 2 of article

5 of the Real Property Tax Law, provided, however, that the aggregate

assessed valuations of such lands in any town shall not be reduced below

the aggregate assessed valuations thereof with the improvements thereon

at the time of their acquisition by the regulating districts, and

provided further that in case of a general increase in assessments in

any town the assessed valuations of the lands and improvements at the

time of their acquisition by the regulating districts shall be deemed to

have been increased proportionately with the increase of other real

property in such tax district.

§ 15-2117 — Cemeteries

Cemeteries.

1. Whenever for the purposes of title 21 of this article it shall be

necessary to use any portion of any lands or premises now occupied by

graves, burial places, cemeteries, or other places of interment of human

remains, the board may acquire the same in the same manner as other real

estate may be acquired by it. Provided, however, that if lands or

premises so occupied and sought to be acquired are not within a cemetery

under the actual control and management of a then existing religious or

cemetery corporation, and proceedings shall have been instituted by the

board for their acquisition under the eminent domain procedure law, the

court, if satisfied at any stage of the proceedings, that the public

interests will be prejudiced by delay, may, by order, direct that the

board may enter immediately on such lands and premises, and, after the

provisions of subdivisions 4 through 8 of this section and sections 304

and 404 of the eminent domain procedure law have been complied with, may

devote the same to the public use specified in the petition, upon

deposit with the court of a sum to be fixed by the court; but no such

order shall be made except upon notice of the application therefor

served and posted as hereinafter provided.

2. Such notice shall be served as follows: If any of the owners or

their places of residence are unknown, notice addressed, generally, to

all owners of and persons interested in the lands used for graves,

burial places, cemetery purposes or places of interment within a certain

lot, tract or parcel of land, to be described with sufficient certainty

to identify it, shall be published in the time and manner prescribed by

subdivisions 4 through 8 with respect to the notice therein provided

for. Owners, if any, whose names and places of residence are known and

who reside within the state, shall be served with such notice personally

or by leaving the notice at the abode of the owner to be served, with a

person of suitable age and discretion residing therein. Owners, if any,

whose names and places of residence are known and who reside without the

state, shall be served with such notice by mail, the notice to be

deposited in a post office in the state, addressed to the owner to be

served, and inclosed in a securely sealed postpaid wrapper. The notice

also shall be posted conspicuously in ten places in each town in which

the lands are located, at least twenty days before the time of making

the application. If the notice be published, the time for making the

application shall be not less than eight days nor more than sixteen days

after the last publication, and in any case personal service, if any, or

service by leaving at the owner's abode, shall be made at least eight

days, and service by mail, if any, at least thirty days, before the time

of making the application. If, in the condemnation proceeding, an

attorney has been appointed by the court to represent defendants served

with the original notice otherwise than personally, under the eminent

domain procedure law, the notice also shall be served on him, at least

eight days before the time of making the application.

3. The notice shall specify the relief sought and the time and place

of making the application. The papers or proofs submitted to the court

on the application shall include due proofs of the service and posting

of the notice and proof, by affidavit, that the persons, if any, served

personally or by leaving at their abodes or by mail constitute all of

the owners of and persons interested in the lands so occupied whose

names and places of residence are known, or, if none were so served,

that all of the owners are unknown, and if certain owners were known but

not their places of residence, and therefore were not served, personally

or by mail, that fact and the names of such owners shall be stated. Such

affidavit also shall set forth the extent of the inquiry to ascertain

the names and places of residence of the owners. The provisions of the

eminent domain procedure law, as to matter subsequent to the deposit of

such moneys shall apply hereto, except that the general fund of the

district shall be applicable to the payment of any deficiency judgment

rendered pursuant to such section.

4. The board having so acquired title, or the right of immediate

entry, shall cause to be published in two newspapers in the county where

such burial place or places or graves are situated, which shall in its

judgment be best calculated to notify the persons or parties interested

or entitled to such notice, which notice shall describe the location of

such burial place, cemetery or grave in such manner as to sufficiently

identify the same. Such publication shall be made once in each week in

each of the newspapers for the space of four weeks, and such notice

shall also contain a statement to the effect that any person or persons

legally entitled to direct as to the disposition of any such remains may

remove the same to any other cemetery or burial place within sixty days

after the last publication of such notice, if they so elect, but without

expense to the board therefor. From and after the period of sixty days

from the last date of publication, the board shall advertise in the

state paper and a newspaper published in the county or counties in which

the cemetery or cemeteries are situated for bids for the removal of such

remains by contract, and their proper reinterment as hereinafter

provided.

5. All removals and transportation of such human remains shall be done

in accordance with the provisions of the Public Health Law and the local

rules or ordinances of any town, city or village wherein such cemetery,

burial ground or graves shall be located or wherein any of such remains

may be reinterred. The board may acquire such other lands as it deems

necessary within the county or in an adjoining county where such burial

place or places or graves are now located for the purpose of properly

reinterring such removed remains, which lands shall be acquired in the

same manner as provided by title 21 of this article for the acquisition

of other lands, title to be taken in the name of the particular river

regulating district, but lands shall not be acquired within the

corporate limits of a village or city except within the bounds of an

existing cemetery unless by consent of the board of trustees of the

village or common council of the city or other authorities within such

village or city occupying similar positions as trustees or aldermen

respectively.

6. The lands so acquired shall be suitable and properly fenced or

inclosed, and in such manner as to permit of proper ingress and egress

thereto before the final completion and payment for such work, and the

expense therefor shall be included within the estimate and contract for

such removal. All the bodies removed by such contractor, or by order of

the board shall, when distinguishable, be incased each in a separate box

or coffin, and each monument, headstone, footstone, slab, board or other

designation or distinguishing mark shall be properly removed and reset

at the grave of each body at the time of such reinterment. Members of

the same family shall be interred in contiguous graves.

7. Whenever any person or persons legally entitled to direct as to the

disposition of any remains now interred in such cemeteries, burying

place or graves shall request the board, in writing, to reinter such

remains in any other cemetery or burial plot, within the same county

where such cemetery, burial place or graves sought to be removed are

located or in an adjoining county, the board shall cause such remains to

be interred where requested within the same county or in an adjoining

county, and shall carefully and properly remove such remains to such

burial plot and properly reinter the same, but no payment shall be made

for a grave or graves or burial plot for such reinterment other than

that acquired by the board as hereinbefore provided. Whenever any person

or persons legally entitled to direct as to the disposition of any human

remains exhumed or to be exhumed from any cemetery, burial place or

graves as herein provided, desire to remove the same for reinterment to

any burial plot or cemetery not within the same county from which such

remains were exhumed or in an adjoining county as herein provided, such

person or persons so entitled to designate such other burial place or

plot shall be permitted to remove such exhumed remains from such county,

subject to the written consent of the board and the provisions of the

Public Health Law, and the local rules or ordinances of any town, city

or village wherein such cemetery, burial ground or graves shall be

located, or wherein such human remains may be reinterred, but no portion

of the expense of such transportation or burial in another county other

than an adjoining county shall be borne by the board. The board shall

pay all expenses connected with such removal, out of the general fund of

the district in the same manner as other payments are made.

8. Whenever any lands acquired by the board for the purposes of

reinterment of human remains as herein provided, and all the remains so

interred have been exhumed from a cemetery, burial place or grave

belonging to a corporation organized under the Religious Corporations

Law, the Membership Corporations Law, the Not-For-Profit Corporation

Law, or by special act, or belonging to a town or board of trustees

elected pursuant to the provisions of the Town Law, or to a village or

city, the board shall by a proper resolution, after completion and

acceptance thereof and final payment for all work performed as provided

in this section, execute and deliver in the name of the district, and

without expense to the grantee therefor, to the trustees or other

governing body of such corporation, by whatsoever name or title they may

hold office, or to the board of trustees of a town burial ground, or to

a duly incorporated cemetery association, and to their successors in

office, a quitclaim deed covering the lands so acquired, together with

all structures erected thereon; and where such lands were so acquired

for the purposes of reinterment of human remains exhumed from a public

or private cemetery, burial place or grave which shall have been used by

the inhabitants of any town in this state as a cemetery or burial ground

for the space of fourteen years and not having a board of trustees

pursuant to the provisions of the Town Law, the board shall by proper

resolution as provided by title 21 of this article, after completion and

acceptance thereof, and final payment for all work as by this section

provided, execute and deliver in the name of the board, and without

expense to the grantee therefor, a quitclaim deed or other proper

release to such town wherein such lands so acquired as provided by this

section may be situated, and such cemetery or burial place shall from

and after the execution and delivery thereof be deemed to be vested in

such town, and shall be subject in the same manner as other corporate

property of towns, to the government and direction of the electors in

town meeting, excepting, however, that where such lands so acquired for

the purposes set forth in this section are situate within the corporate

limits of a village or city, such quitclaim deed or release herein

provided for shall be executed and delivered to such village or city and

thereafter be and become the property of such village or city and

subject to the laws governing such village or city, and further

excepting, however, that the board, subject to the approval of the town

board, or city or village authorities herein referred to, shall have the

right to convey such lands so acquired, together with all structures

erected thereon, to a duly incorporated cemetery association. From and

after the date of the execution and delivery by the board, as by this

section provided, of the quitclaim deed or release, the board shall be

deemed to be divested of all right and title to such lands so

quit-claimed or released and shall not thereafter be liable for the

care, custody, maintenance and control thereof. This section does not

limit any existing rights of burial, or removal of remains under other

provisions of law applicable thereto.

§ 15-2119 — Procedure for construction of reservoirs

Procedure for construction of reservoirs.

1. Preliminary plans, specifications, maps, statements and estimates

are required as follows:

a. If the board shall determine as a part of the official plan or

before the official plan has been prepared that the public interest or

welfare requires that a reservoir should be constructed for the

regulation of the flow of a river or rivers, stream or streams of the

district, it shall cause to be prepared preliminary plans and

specifications of such reservoir with estimates of the total cost

thereof together with a survey of the lands upon which the same is to be

constructed, giving the location thereof, and of all lands to be taken,

flowed or damaged, with a description by survey or otherwise, showing

the amount of lands belonging to the state and to persons or public

corporations and the amount of lands of the state in the forest preserve

affected thereby.

b. The board shall also cause a map to be made, showing all such

lands, the number of acres in each separate tract, the names of the

owners and occupants thereof, so far as the board can ascertain the

same. Such maps shall also show the high flow lines of the proposed

reservoir.

c. The board shall also prepare a statement of the amount of water

power, if any, which consistent with the proper regulation of the flow

of the river or stream may be developed at or by reason of such

reservoir by the withdrawal of water for power purposes directly

therefrom with an estimate of the value thereof. The board shall also

prepare a statement showing generally the public corporations and

locality of lands to be benefited by the improvement and how and whether

the state will be benefited thereby and the public necessity for the

improvement.

d. In the event that any of the real estate required for such

reservoir shall belong to the state, the value thereof shall be

determined in the estimates, as hereinbefore provided, and in the event

that such land is outside the forest preserve and the state is

chargeable with any proportion of the expenses, such value shall be

deducted from the amount to be paid by it, and shall be chargeable as a

part of the expenses of the improvement.

e. When the board shall have completed such preliminary plans, maps,

specifications, estimates and statements, it shall certify the same with

its approval thereof to the department, which shall have power after

hearing the board, to modify such maps, plans, specifications, estimates

and statements, or any of them, and within forty days after the receipt

thereof shall approve the same as certified to or modified by it, and

shall certify the same as approved by it to the board. The board shall

thereupon cause the preliminary plans, maps, specifications, estimates

and statements so approved to be filed in the office of the county clerk

of each county having lands within such district, and in the office of

the department.

2. Upon the completion and filing of such preliminary plans, maps,

specifications, estimates and statements, as aforesaid, the board shall

forthwith give notice of such filing as provided in subdivision 1 of

section 15-0903, and shall hold a hearing thereon in the manner set

forth in section 15-0903.

3. Upon the completion of such hearing the board shall determine

whether the public welfare requires that such proposed improvement

should be proceeded with, and what, if any, modification should be made

in such plans, maps, specifications, estimates and statements. If the

board shall determine that such maps and plans, specifications,

estimates and statements should be modified in any respect, it shall

certify its proposed modifications to the department, which after

hearing, the board shall determine what, if any, modifications should be

made therein, and as modified by them shall approve the same and certify

the same with their approval to the board, which modified plans, maps,

specifications, statements and estimates shall be filed by it as

hereinbefore provided for the filing of the original thereof. If the

board shall finally determine that the proposed reservoir shall be made,

it shall thereupon make a final order directing the same to be made, and

shall cause such final order or certified copies thereof to be filed and

recorded in the office of the county clerk of each county in which any

lands within such district are located, and in the office of the

department, and forthwith give notice by publication of the making and

filing of such final order.

4. Any person or public corporation affected by the determination of

the board may review such final determination in the manner provided by

article seventy-eight of the civil practice law and rules. Unless

application shall be made for such review within sixty days after the

filing of the final order, as herein provided, the plans, maps,

specifications, statements and estimates shall be the established and

final plans, maps, specifications, statements and estimates of such

reservoir. In the event that upon such review there shall be any

modification by the court of the final order, maps, plans,

specifications, statements and estimates, the court shall direct the

modification thereof by order, and the board shall cause such order to

be filed and recorded in each place where the final order was filed and

recorded. No review of the final determination of the board shall be had

unless at the time of the application for review the person or public

corporation seeking the review shall give an undertaking approved by the

supreme court or a justice thereof, as to form, amount, and sufficiency

or sureties that in the event of failure to modify the final

determination, he or it will pay to the board all such costs and

expenses as are incurred by it on account of the review proceedings, as

shall be determined by the court.

5. The board shall have power to make such changes in the final maps,

plans and order as the nature of the work may require, provided that the

board shall give notice by publication pursuant to subdivision 1 section

15-0903, and shall give a hearing thereon as in the first instance and

the same proceedings shall be had as provided by subdivisions 3 and 4 of

this section.

6. In the event that in any such plans, estimates and statements, a

charge is made against the state for any share of the expenses of the

proposed reservoir, not including therein such preliminary expenses as

may have been necessary or expenses consisting only of assessments

against the state on account of benefits from the improvement, no such

reservoir shall be made under title 21 of this article pursuant to any

such final order until the Legislature shall make appropriation to pay

the state's share of such expenses. The sum so appropriated shall be

paid into the general fund of the river regulating district for which it

is appropriated.

7. When any such final order shall have been made, and the Legislature

shall have made appropriation for any share of the expense payable by

the state, if any, the board shall proceed as herein provided to the

acquisition of such real estate as may be necessary for the

construction, maintenance and operation of such reservoir. When

proceedings are taken under the eminent domain procedure law, the board

shall file in the Comptroller's office a certified copy of the final

order provided for in the eminent domain procedure law, and a certified

copy of the judgment therein rendered pursuant to the eminent domain

procedure law, together with the certificate of the Attorney General

that no appeal from such final order and judgment has been made, or will

be taken by the state, or if an appeal has been taken, a certified copy

of the final judgment of the appellate court. Payments of the amount due

upon such final order and judgment with interest from the date of the

judgment until thirty days after the entry of such final order and

judgment, and payments for real estate taken by agreement, shall be made

out of the general fund of the district.

8. Construction work shall be undertaken in accordance with the

following provisions:

a. After any such final order shall have been made and filed as

hereinbefore provided, the board may proceed to construct the work

according to the plans and specifications, by publishing a notice

stating the time when and the place where such bids or proposals will be

received, once a week for three weeks in one newspaper published in the

city of New York and in one newspaper in each county wholly or partly

within the district, if such papers there be, and in such other

newspapers as the board shall deem advisable.

b. The advertisement shall be limited to a brief description of the

work proposed to be let with an announcement stating where the maps,

plans and specifications are on exhibition and the terms and conditions

on which bids will be received and such other matters as may be

necessary to carry out the provisions of title 21 of this article. In

such notice the board shall reserve the right to reject any or all bids

and again advertise for further bids.

c. The proposals received pursuant to such advertisements shall be

publicly opened and read at the time and place designated. Every

proposal must be accompanied by a deposit in the form of a certified

check upon some national or state bank or trust company within the state

in good credit and payable to the board for five per cent of the amount

of the proposal. In case the proposer to whom such contract shall be

awarded shall fail or refuse to enter into such contract within the time

fixed by the board, such deposit shall be forfeited to the board and

paid by it into and become a part of its general fund. In case the

contract be made such deposit shall be returned to the contractor.

d. Before entering into any such contract a bond with sufficient

sureties to be approved by the board shall be required, conditioned that

the contractor will perform all work within the time prescribed in and

in accordance with the plans and specifications, and will pay to the

state, the regulating district and the board all damages, costs and

expenses suffered or incurred by any or all of them by reason of the

neglect or default of such contractor or his employees or any

subcontractor or his employees in the performance of such contract or in

doing such work thereunder.

e. Such contract may provide for partial payments to be made from time

to time upon the certificate of the engineer in charge of the work after

due inspection thereof for an amount not exceeding ninety per cent of

the contract price for the work actually done as shown by the

certificate. Such certificate must state the amount of the work

performed and its total value, at the price fixed by such contract, but

in all cases not less than ten per cent of the estimate thus certified

must be retained until the contract is completed and approved by the

engineer in charge of the work and by the department.

f. The board may divide the work into several parts and let separate

contracts therefor. If the estimated cost of any part of such work does

not exceed ten thousand dollars, the board may by resolution proceed to

do such part of such work by its own forces or otherwise. All such

contracts before being entered into shall be approved by the department.

g. Subject to the authority of the department to dispose of

merchantable timber and salable wood on state land, no reservoir shall

be constructed until provision shall have been made by the board for the

clearing from the reservoir site of all timber and all timber growth on

lands to be flowed, such timber and timber growth to be removed by the

board by contract or otherwise, with the approval of the department. The

board shall not permit to remain upon a reservoir site above the low

flow line of the reservoir any stump higher than twelve inches above the

bed of the reservoir adjacent thereto.

h. All merchantable timber and salable wood on state land to be flowed

shall be sold by the department in such manner as it shall deem best for

the interests of the state, but in no event for a sum less than its fair

market value, provided, however, that the department may in its

discretion sell any such merchantable timber or salable wood at public

auction after due advertisement. The proceeds of any sale or disposition

less the expenses thereof and the reasonable cost of inspecting,

scaling, lumbering, cutting and piling, if any, incurred by the

department, shall be paid into the general fund of the state. The

department may designate the trees or kinds of trees to be considered

merchantable timber or salable wood.

i. In preparation of the reservoir site the board shall do such work

as may be necessary to prevent stagnant pools above the low flow line

thereof.

§ 15-2121 — Apportionment of cost

Apportionment of cost.

1. If proceedings to review the final order of the board determining

that such proposed reservoir shall be made have not been instituted

within sixty days from the date of the filing of the same, or upon the

filing of a modification thereof as directed by order of the court, the

board shall, as soon thereafter as practicable, prepare an estimate of

the total cost of such reservoir, including interest on certificates of

indebtedness issued prior to the effective date of the Local Finance

Law, or on notes, to the maturity thereof and compensation for real

estate and all damages suffered by reason thereof and all expenses

necessarily incurred or to be incurred in connection therewith, and make

a complete and verified statement thereof.

2. The board shall then apportion such cost, less the amount which may

be chargeable to the state, among the public corporations and parcels of

real estate benefited, in proportion to the amount of benefit which will

inure to each such public corporation and parcel of real estate by

reason of such reservoir. Such apportionment shall be made in writing

and shall show the name of each public corporation and a brief

description of each parcel of real estate benefited; the name of the

owner, or owners, of each such parcel of real estate, so far as can be

ascertained; the proportion of such cost less the amount which may be

chargeable to the state to be borne by each, expressed in decimals; and

the amount to be paid by each such public corporation or the owner or

owners of each such parcel of real estate.

3. Such amount shall be determined by multiplying the total cost less

the amount which may be chargeable to the state by the decimal

representing the proportion thereof to be borne by each public

corporation or parcel of real estate.

4. The board, or a majority of the members thereof, before making such

apportionment shall view the premises and public corporations benefited.

Such apportionment shall be approved by the board and certified to the

department for its approval. Upon the approval thereof by the

department, the board shall cause a copy thereof to be served upon the

chairman or other presiding officer of the county legislative body of

each county, the mayor of each city, the supervisor of each town, and

the mayor of each village, named in the apportionment, or if service

cannot be had upon such chairman, mayor, or supervisor, then upon a

member of the county legislative body of the county, an alderman of the

city or member of the governing board thereof, a member of the town

board of the town, or a trustee of the village, and to be filed in the

office of the county clerk of each county in which any public

corporation or real property thereby affected is located. After such

service and filing of such apportionment and determination, notice shall

be given by the board, of publication of a time and place where the

board will meet to hear any public corporation or person aggrieved by

the same. The affidavit of the person serving or publishing such notice

shall be evidence of such service or publication.

5. The board shall meet at the time and place specified and hear all

persons and public corporations interested in or aggrieved by such

apportionment and may approve of or modify the same. If such

apportionment and determination be modified by the board it shall not

become effective until approved by the department and a copy thereof

served and filed in the same manner as upon the completion of the same

in the first instance. Any public corporation or any person deeming it

or himself aggrieved may upon notice to the board review the

determination of the board in the same manner as a review is had of the

determination of a board of assessors in making an assessment. Such

apportionments as so modified and as further modified by any final

judgment or order made in proceedings to review the same as herein

provided shall be final and conclusive.

6. The amount of the total cost and expense of such reservoir and the

maintenance and operation thereof including the amount of a reasonable

return to the state as herein provided for, which each such public

corporation and each such parcel of real estate is to pay and bear shall

be based upon the proportion of cost as determined in the apportionment.

If the total cost of such reservoir shall exceed the estimate made and

apportioned as hereinbefore provided, the amount of such excess cost,

less the amount which may be chargeable to the state, shall be

apportioned among the public corporations and parcels of real estate

benefited, by an additional apportionment to be made in the same manner

and by the same procedure as the original apportionment, and shall be

levied, assessed and collected in the manner provided in section 15-2123

hereof. Such apportionment and determination, when finally made, also

shall be deemed to fix and determine the apportionment and the basis of

apportionment of all subsequent expenses to be incurred in the

maintenance and operation of such reservoir, including the amount of a

reasonable return to the state, if any, as provided for in title 21 of

this article.

7. If powers be developed after such apportionment has been made or if

for any other reason any public corporation or any parcel of real estate

becomes liable equitably for such subsequent expenses, a subsequent

apportionment may be made in the same manner and subject to the same

review as the original apportionment. Provided, however, that before any

such apportionment of costs or any assessment is made by the board,

public corporations or owners of property liable for the same may

execute and deliver to the board a consent, executed and acknowledged in

like manner as a deed, by which they acknowledge that they are the

public corporations and owners of property benefited by the improvement

and consent to bear the cost thereof, less any sum previously

appropriated by the state therefor, together with charges provided for

in section 15-2125 of title 21 of this article, and to have the same

assessed against them or their property as in this article provided.

Such consent may also provide, as a condition of its acceptance by the

board, for the basis on which the assessment for the improvement shall

be made upon the parties consenting.

8. The board may accept or reject such consent. If it accepts the same

it must be by resolution providing for the levy of the entire assessment

upon the public corporations and property of the parties filing such

consent, on the basis of benefits received, if any, determined by the

terms of the consent, or if no basis of assessment be fixed by the

consent, on the basis of the benefits shared by such parties in the

manner provided in title 21 of this article. If such consent be accepted

by the board, a certified copy thereof shall be filed by the board in

the office of the county clerk of each county in which any public

corporation or real property affected by the assessment is located. Such

a consent, when executed by a public corporation, must be authorized by

the governing body thereof.

§ 15-2123 — Assessments; how levied and collected

Assessments; how levied and collected.

1. After the apportionment of cost has been made and filed in

accordance with the provisions of section 15-2121 hereof, the board

shall prepare a statement showing the name of each public corporation

and a description of each parcel of real estate benefited by such

reservoir and the amount to be borne by each as determined in the

apportionment. The board shall also determine and state whether the

amounts shall be paid in one sum or in annual installments, in such

amounts as the board shall annually determine to be necessary.

2. A copy of such statement duly verified under the seal of the

district shall be filed with the clerk of each county, town, village or

city affected or containing any real estate which is benefited. The

clerk of every such county, city, town or village shall make and deliver

to the county legislative body of such county, the common council of

such city, the board of trustees of such village, and the assessors of

such town, city or village a copy of such statement.

3. The county legislative body of every such county shall levy and

assess upon such county and upon each town specified in such statement

the amount of such cost and expense which in such statement is certified

to be the proportion thereof which should be borne by such county or

such town as a whole, and the common council or other governing body of

each city and the board of trustees of every such village shall in like

manner levy and assess upon such city and village respectively the

amount of such cost and expense which in such statement is certified to

be the proportion thereof which should be borne by such city and village

respectively. The assessors of each town or city, containing individual

real estate upon which a proportion of such cost is assessed, shall

enter on a separate page of their assessment roll a statement of the

total amount to be paid by such individual real estate, a description of

each parcel and of the property rights defined as real estate herein and

the amount chargeable thereto, as contained in the statement filed. The

county legislative body of each county wherein such property or land is

situate shall levy and assess against each such parcel and each such

property right defined as real estate herein the amount specified in the

statement, and shall by their warrant direct the collection thereof in

the same manner and by the same procedure as general taxes are

collected; and in case it is determined that the amount is to be paid in

annual installments, the county legislative body or the assessors of the

city, town or village, as the case may be, shall annually assess the

annual installment to be paid by such county, city, town or village or

person in the manner provided by this section until the whole amount

shall be paid.

4. Upon the assessment of the cost as provided in this section, the

amounts apportioned and assessed shall be paid and remain charges

against the several public corporations and liens upon the several

properties charged therewith, until paid or otherwise removed, superior

in force and effect to all other liens except unpaid general taxes. All

moneys collected under and by virtue of the provisions of this section

shall be paid to the county treasurer of the county benefited or the

county in which the town, city, village or real estate is located who

shall pay the same on or before the first day of June in each year to

the Comptroller of the state, who shall deposit the same in depository

banks to the credit of the several funds of such district as herein

provided. In event that it has been determined that the cost of the

improvement shall be paid in installments, interest for one year at a

rate not higher than the rate of interest secured by the obligations to

which the assessments are applicable, and not more than sufficient to

pay the same, shall be added to the amount of each installment, on the

cost of the improvement less the installment or installments previously

levied or assessed, and be collected in the manner provided for the

collection of the principal of the assessment. In the case of default

in payment of assessments or any installment thereof levied as herein

provided, the same penalties shall be collected as are provided in the

case of failure to pay general taxes within the time prescribed by law,

and when collected shall be deemed a part of the assessment.

5. If the assessment, together with the amount appropriated by the

state, be insufficient to pay the obligations issued on account of such

improvement, the board shall make a new assessment or assessments, as

the case may be, to make up the deficiency, and the owner and holder of

any obligations issued under title 21 of this article may by appropriate

remedy compel the assessment of such deficiency.

6. Notwithstanding the provisions of subdivision four of this section,

all moneys required to be collected under and by virtue of the

provisions of this section may be paid directly to the river regulating

district responsible for levying the assessment, provided the payment is

made prior to the thirty-first day of October of the year in which the

assessment is levied. Any direct payments received by the river

regulating district shall be forwarded by the district to the state

comptroller, who shall deposit the same in depository banks to the

credit of the several funds of such district as herein provided. Upon

receipt of any such direct payments, the river regulating district board

shall notify the appropriate county treasurer to whom such payments

would have been made under subdivision four of this section had not

direct payment been made to the river regulating district. All moneys

required to be collected and not paid directly to the river regulating

district by the thirty-first day of October of the year in which the

assessment is levied shall be payable to the county treasurer as

provided under subdivision four of this section and shall be subject to

a service fee of one percent of the total amount assessed which shall be

added to the amount to be collected and which shall be in addition to

any penalties which may be imposed in the case of failure to pay general

taxes within the time prescribed by law and when collected, such

penalties shall be deemed a part of the assessment. All service fees

collected by county treasurers pursuant to this subdivision shall be

retained by the county treasurer and deposited in the general fund of

the county, provided the moneys collected under the annual assessment

installment are paid to the comptroller of the state within thirty days

of their receipt by such county treasurer. Otherwise, the county

treasurer shall pay over the entire service fee collected to the

comptroller of the state for deposit to the credit of the several funds

of the river regulating district in the same manner as moneys collected

under the annual installments of the assessments provided for herein.

§ 15-2125 — Operation and maintenance charges

Operation and maintenance charges.

1. The board shall make an estimate of an amount sufficient to pay the

expense of the maintenance and operation of the works erected hereunder,

including interest on temporary certificates of indebtedness issued

prior to the effective date of the Local Finance Law. If lands in the

forest preserve have been used, such estimate shall include in addition

a reasonable return to the state upon the value of the rights and

property of the state used and the services of the state rendered. A

reasonable return to the state upon the value of the rights and property

of the state used shall mean six per cent upon the value of the lands

flowed, exclusive of merchantable timber and salable wood removed

therefrom for which the state shall have been paid as provided by

subdivision 8 of section 15-2119 hereof. The value of the services of

the state rendered shall be construed to mean the actual cost thereof.

2. Any amount so estimated shall be the estimated amount required for

such purposes each year, and when fixed and determined as herein

provided shall be the amount thereof for a period of three years. The

amount shall be readjustable at the end of any three-year term. The

amount less any part thereof to be paid by the state shall be the amount

to be annually collected for such purposes, and shall be apportioned

upon the public corporations and real estate benefited according to the

benefits derived therefrom respectively, and shall be levied, assessed

and collected in the same manner as the cost and expenses of the

reservoir are herein provided to be levied, assessed and collected.

3. Such estimates and determinations as from time to time fixed and

determined by the board may upon application of any party affected

thereby be reviewed in the manner provided by article seventy-eight of

the Civil Practice Law and Rules by the Supreme Court of the judicial

district in which the reservoir is located. Upon the hearing on such

application for review, the court shall take the testimony and other

proofs of the parties and may make an order affirming, vacating or

modifying any such estimate and determination.

§ 15-2127 — Error in names

Error in names.

No error in the names of the owners of real estate, or in the

descriptions thereof, shall invalidate such apportionment or the levying

of assessments or taxes based thereon if sufficient description is given

to identify such real estate, and the owners thereof.

§ 15-2129 — Financing

Financing.

1. After the cost of any improvement made or to be made under title 21

of this article has been apportioned among the public corporations and

parcels of real estate benefited as herein provided and after such

apportionment has been assessed upon such public corporations and

parcels of real estate, the board may finance the cost of any such

improvement pursuant to the Local Finance Law. Any bonds issued for such

purposes shall not be construed in any event as bonds or indebtedness of

the state, and the state shall not be obligated to pay the principal or

interest therefor. Such bonds shall be lawful investments for trustees

and savings banks of the state and for any of the funds of the state

which by law may be invested.

2. The board shall annually include in the installment of the

assessment to be collected in that year a sum sufficient to provide for

the payment of the principal of and interest on obligations issued for

such purposes and maturing in that year.

3. The proceeds of the sale of obligations issued for the purposes of

title 21 of this article, together with all other revenues of the board

from whatever source derived, shall be deposited in such national or

state bank or banks or trust company or trust companies at Albany or

within the regulating district as are approved by the Comptroller and

the board, subject, however, to the provisions of section 165.00 of the

Local Finance Law. Before any such deposit is made the Comptroller shall

require from any such bank or trust company security for repayment of

the same to such board or to the Comptroller upon demand for the money

so deposited in the manner provided in section 106 of the State Finance

Law. All moneys received by the board under the provisions of title 21

of this article, except from assessments levied to pay the cost of

construction, shall constitute a fund to be known as the "general fund"

of the district.

4. All moneys received from assessments levied to pay the cost of

construction, together with such part of any surplus in the "general

fund" as shall be determined by the board over and above the

requirements for the construction, maintenance and operation of the

reservoir, including the amount raised for a reasonable return to the

state, shall constitute a separate fund, to be known as the "debt

service fund," the moneys in which shall be applied to the payment of

principal of and interest on obligations issued for the purposes of

title 21 of this article, except when the total cost of construction is

paid without the issuance of obligations, in which case the moneys

applicable thereto shall be paid into the "general fund." Any

installment or installments of the assessment which shall become payable

before any obligations have been issued, shall be paid by the

Comptroller into the "general fund" and applied to the payment of the

cost of construction. The Comptroller is authorized and directed to pay

from the "debt service fund" the principal of and interest on

obligations issued for the purposes of title 21 of this article.

5. All moneys in said "debt service fund" shall be applied by the

Comptroller to the payment of the principal of and interest on such

obligations, except as aforesaid, and to the purchase of the same in the

open market when possible and while awaiting such purchase such excess

shall be invested or kept at interest in the same manner as sinking

funds of the state of like nature are invested. If any moneys remain in

the "debt service fund" after all outstanding obligations have been paid

up and redeemed, such moneys shall be paid into the "general fund" and

may be used to pay the expenses of maintenance and operation and other

expenses.

6. The board may invest and reinvest any moneys of the "general fund"

which are not required to be deposited in accordance with the provisions

of section 165.00 of the Local Finance Law. Any such investment shall be

made only in obligations of the federal government and the State of New

York, and in certificates of deposit of banks or trust companies or in

bank or trust accounts of banks in this state, secured by obligations of

the United States of America or of the state of New York of a market

value equal at all times to the amount of the deposit and with the

approval of the Comptroller. The board may sell and dispose of any

securities purchased for investment pursuant to this paragraph at any

time with the consent of the Comptroller, and the proceeds thereof shall

be paid to the Comptroller and deposited in the "general fund."

7. Any obligations purchased for investment pursuant to this section

shall be delivered by the seller to the Comptroller who shall be the

custodian thereof until the same are sold or otherwise disposed of. The

Comptroller also shall collect the income of such investments and

deposit such income in the "general fund." Except that certificates of

deposit purchased for the Black river regulating district shall be

retained in the office of the said Black river regulating district at

Watertown, New York and a statement shall be filed with the Comptroller

listing such certificate or certificates, the amount thereof, the

interest due and payable thereon, the mateurity date thereof, the issuer

of such certificate and such other information as shall be required by

the Comptroller.

8. All payments from the "general fund" of the district shall be made

by requisition of the board signed by the board or by the officer or

officers thereof authorized by it so to do and audited and countersigned

by the Comptroller.

9. The board shall keep in suitable books a complete record of its

financial transactions, and the books shall be audited from time to time

by the Comptroller.

§ 15-2131 — Reports

Reports.

1. The board of any river regulating district created hereunder shall

annually, as of such date as the department may provide, submit to it a

written report, which shall contain:

a. An exhibit of the personnel of the board, and all of the employees

and persons connected with the board;

b. A financial statement, showing fully and clearly the finances of

the district, the amounts and dates of maturity of all bonds, notes and

certificates of indebtedness, the amounts of money received, and from

what sources, and amounts of money paid and purposes for which same were

paid;

c. A statement of any petitions received by the board and the action

taken thereon;

d. A descriptive statement of the work done during the previous year;

and

e. A statement of the condition of reservoirs and the results secured

by the operation thereof in each case.

2. In addition to the matters outlined above the board shall report to

the department such other matters as it shall deem proper or the

department shall require.

§ 15-2133 — Operation of reservoirs

Operation of reservoirs.

1. The board shall not permit the water in any reservoir constructed

under the provisions of title 21 of this article to rise above the high

flow line thereof, except during floods or other emergencies, and if

during floods or other emergencies the water shall rise above such high

flow line the board shall immediately open the outlet gates in such

reservoir and take such other action as may be necessary to lower the

water to the high flow line of such reservoir with the least practicable

delay. The board shall keep an accurate and, so far as practicable,

continuous record of the height of water in each reservoir and shall

install and maintain at suitable places such gauges or instruments as

may be necessary therefor.

2. Except for absolutely necessary inspection or repairs, no reservoir

shall at any time be drawn off below the low flow line, or to such

extent as to expose isolated pools which may cause unsanitary

conditions, unless due provision is made for draining such pools into

the lowest water level of such reservoir. It shall be unlawful for any

officer or person in charge of any reservoir to neglect the provisions

of this section.

3. It shall be unlawful for any person to open or close or cause to be

opened or closed a gate or gates in any dam constructed pursuant to the

provisions of this title without the consent of the board or for any

person to interfere in any way with the operation of, or injure a

regulating reservoir.

4. When the flow of a river at any water power plant thereon falls

below the average normal flow thereof, the then natural flow of the

river at a reservoir dam thereon shall not be restricted without the

consent of the owner of such power plant.

5. No regulating reservoir shall be constructed pursuant to the

provisions of title 21 of this article of a capacity greater than is

required to maintain the average flow.

6. The expense of maintenance and operation of any existing reservoirs

shall be paid as now provided by law until such reservoirs are taken

over by the board pursuant to the provisions of title 21 of this

article, and thereafter such expense shall be paid as herein provided

for the maintenance and operation of reservoirs constructed pursuant to

title 21 of this article.

§ 15-2135 — Hearings; hearing officers; determinations

Hearings; hearing officers; determinations.

Whenever the department is empowered under the terms of title 21 of

this article to make a determination it may hear testimony and take

proofs material for its information and may appoint a hearing officer by

a written appointment, for that purpose. Every hearing officer so

appointed shall be authorized to take such testimony and hear such

proofs as may be material to the inquiry and report the proofs and

testimony so taken, with his opinion as to the facts established

thereby, to the department. The department may make such determination

from the proofs and testimony taken before it or before such hearing

officer or from any other data which shall be satisfactory to it, and

the expenses of taking such testimony or proofs shall be deemed a part

of the expense of the improvement to which it relates.

§ 15-2137 — Hudson River-Black River Regulating District; old boards abolished; new board created

Hudson River-Black River Regulating District; old boards

abolished; new board created.

1. The Hudson River Regulating District and the Black River Regulating

District created pursuant to this article are hereby consolidated into a

single district, to include the areas of both such districts, and to be

known as the Hudson River-Black River Regulating District.

2. Except as hereinafter provided, the board of the Hudson River

Regulating District and the board of the Black River Regulating District

are hereby abolished, and all of the jurisdiction, functions, powers,

duties and obligations possessed or exercised by, or for which

commitments have been made by, such boards, including lands or property

acquired, moneys of the boards, and actions taken or determinations made

by such boards, are hereby transferred to, assigned to and devolved upon

the Hudson River-Black River Regulating District and its board.

3. Notwithstanding any provision of titles 21, 23 and 25 of this

article, a board of the Hudson River-Black River Regulating District is

hereby created to consist of seven members to be appointed by the

governor not less than three of whom shall be residents of the territory

comprising the Black River area and not less than three of whom shall be

residents of the territory comprising the Hudson River area. The

governor shall appoint one member for a term ending September 1, 1960,

one for a term ending September 1, 1961, one for a term ending September

1, 1962, one for a term ending September 1, 1963, and one for a term

ending September 1, 1964, and thereafter, on the expiration of their

respective terms of office, appointments shall be made for terms of five

years. The governor shall appoint two additional board members, each of

whom shall serve for a term of five years from the effective date of his

or her appointment; provided, however, that the board members first

appointed on or after the effective date of the chapter of the laws of

two thousand five which amended this subdivision shall serve an initial

term of two years from the effective date of such appointment. The

governor shall fill any vacancy on such board within thirty days after

it occurs for the remainder of the term of office.

§ 15-2139 — Hudson River Regulating District and Black River Regulating District: transfer of functions; pending actions and proceedings; interpretat...

Hudson River Regulating District and Black River Regulating

District: transfer of functions; pending actions and

proceedings; interpretation of documents; existing rights

and remedies.

1. Except as hereinafter provided, the contracts, books, maps, plans,

papers, records and property of whatever description within the

jurisdiction or under the control of the Hudson River Regulating

District or the Black River Regulating District, including moneys

appropriated and available to such districts, pertaining to or used in

connection with the exercise or performance of the functions, powers and

duties hereby transferred and assigned, shall be delivered to the

secretary of the board of the Hudson River-Black River Regulating

District, who is hereby authorized to take possession thereof.

2. For the purposes of succession, the functions, powers and duties

transferred, assigned to, and devolving upon the Hudson River-Black

River Regulating District shall be deemed to constitute a continuation

of such functions, powers and duties exercised by the Hudson River

Regulating District and the Black River Regulating District, and the

acts, orders, rules, regulations and determinations of such districts

shall have, and continue with, the same force and effect as though done

by or made by the Hudson River-Black River Regulating District.

3. Any business or matter heretofore undertaken or commenced by or

before the Hudson River Regulating District or the Black River

Regulating District, or any action or proceeding heretofore brought by

or against such districts, pertaining to or connected with the

functions, powers and duties hereby transferred and assigned to the

Hudson River-Black River Regulating District may be conducted,

completed, prosecuted and defended by and in the name of the Hudson

River-Black River Regulating District. In all such actions and

proceedings the Hudson River-Black River Regulating District, upon

application to the court, may be substituted as a party.

4. When the Hudson River Regulating District or the Black River

Regulating District is referred to or designated in any law, contract or

document, such reference or designation shall be deemed to refer to and

include the Hudson River-Black River Regulating District so far as such

law, contract or document pertains to matters which are within its

jurisdiction by reason of such transfer and assignment of functions,

powers and duties.

5. No existing right or remedy of any character shall be lost, or

affected by reason of the provisions of sections 15-2137, 15-2139 and

15-2141.

§ 15-2141 — Hudson River Regulating District and Black River Regulating District: funds of the board

Hudson River Regulating District and Black River Regulating

District: funds of the board.

1. Notwithstanding the consolidation of the Hudson River Regulating

District and the Black River Regulating District into a single district,

effectuated by this title, or any other provision of title 21 of this

article, moneys constituting the respective "general fund" or "debt

service fund" or other fund or funds of either the Hudson River

Regulating Board or District or the Black River Regulating Board or

District, shall remain and be kept separate and apart and shall be

applied for the cost of maintenance and operation in the area of the

appropriate district and to pay the debts and obligations of the

appropriate board or district, on whose account such moneys were

received.

2. Notwithstanding any provision of sections 15-2137 and 15-2139 or

any other provision of title 21 of this article, all moneys hereafter

received by the Hudson River-Black River Regulating District and its

board, as consolidated, by reason of assessments or from the sale of

obligations issued or from other source, all for the purposes of the

respective areas heretofore comprising the Hudson River Regulating

District or the Black River Regulating District, shall be kept separate

and apart and shall constitute "general funds" and "debt service funds"

and other fund or funds with the same force and effect as funds

heretofore constituted by the Hudson River Regulating Board or District

and by the Black River Regulating Board or District and shall be applied

solely for the cost of maintenance and operation in the respective areas

from which the moneys were received and to pay the debts and obligations

accrued or as they become due in the areas where the debts and

obligations were incurred, provided, however, that the expenses of the

board, as consolidated by this part, and of its officers and employees

shall be paid from the appropriate "general funds" in the same

proportion as moneys are annually collected from the respective areas.

The provisions of section 15-2129, in so far as the same are applicable

and not inconsistent herewith, shall apply as they relate to the

"general fund", "debt service fund", and to the fund or funds of the

district.

TITLE 23 River Improvement

§ 15-2301 — Legislative purpose

Legislative purpose.

The purpose of title 23 of this article is to provide a method by

which a project may be undertaken to improve the channel, construct

dikes or regulate the flow of a river for the protection of life,

property and the public health or welfare from damage by floods, such

work in general to be done at the expense of the owners of the

properties and of the political subdivisions of the state benefited

thereby.

§ 15-2303 — River improvement districts

River improvement districts.

1. Bodies corporate which shall consist of and be known as river

improvement districts may be created as herein provided to carry out the

purposes of title 23 of this article on some particular stream or part

thereof. Such river improvement districts are declared to be public

corporations and shall have perpetual existence and the power to

acquire, hold or sell such real estate or other property as may be

necessary, to sue and to be sued, to incur contract liabilities, to

exercise the right of eminent domain and of assessment and taxation and

to do all acts and exercise all powers necessary to accomplish the

purposes of title 23 of this article. Such powers shall be exercised by

and in the name of the district. The governing body of the district

shall be the department, unless such district be combined with a river

regulating district as provided below. Any watershed of the state or any

integral part of such watershed may be created into a river improvement

district pursuant to the provisions of title 23 of this article. The

debts, liabilities and obligations incurred by a river improvement

district shall in no event be construed as debts, liabilities or

obligations of the State of New York, and neither the department nor any

member thereof in his individual capacity shall be liable therefor. Any

river improvement districts heretofore formed under the provisions of

this chapter are hereby declared to be bodies corporate and all the

provisions of this section shall be applicable to such river improvement

districts. The general provisions and definitions appearing in sections

15-1903 and 15-2101 are also applicable to title 23.

2. Any county, city, town or village, or any person or persons owning

lands situated on, bordering on or near any river or watercourse may

present to the department a petition, duly verified, praying for the

formation of a river improvement district. The petition shall set forth

the facts as to the effects on life, health, welfare and property of the

present flow of the stream and may state the method whereby the

petitioners believe that the conditions complained of can be remedied or

bettered. The department may by rule prescribe the form and nature of

the contents of such petition. On receipt of such petition the

department shall cause the matter to be investigated. The department may

make tentative determinations as to remedial measures, what properties

would be benefited, the cost of the work and the division of such costs

between public corporations and private owners; or it may find that the

relief sought is impracticable or not of sufficient importance to

warrant state interference.

3. Notice of a hearing shall be given as follows:

a. The department shall set forth the material in subdivision 2 above

in a report which shall be filed and notice of such filing, together

with the notice of a public hearing thereon, shall be given. If the

report is favorable, the notice shall also state that the department

contemplates the making of a survey and of an assessment of the costs of

the project, the costs of which survey and assessment will be assessed

on the properties and public corporations surveyed or assessed as

beneficiaries.

b. Whenever the department is required to give notice of a hearing or

of any act performed or contemplated, it shall be given in accordance

with the provisions of subdivision 1 of section 15-0903.

4. At the hearing the department shall hear testimony and arguments

with regard to the proposed project. Thereafter the department shall

determine whether the public health, safety or welfare require the

formation of the district and shall make a final order with regard

thereto. Such an order forming a district shall describe the boundaries

thereof and state the name of the district and shall include orders to

make surveys, studies, estimates and assessments. The final order shall

be filed and notice of such filing given.

5. The department may proceed to make such surveys of the lands in the

proposed district and the boundaries thereof and of the river and its

tributaries and such other areas as may be necessary. For the carrying

out of the purposes of this title 23 the department and its authorized

agents may enter upon any such land as in its judgment may be necessary,

the district being liable only for actual damage done thereby. The

amount of such damages may be agreed upon between the department and the

owner or occupant of such lands or if they cannot agree the amount of

such damages shall be ascertained and determined by proper court action.

6. After the completion of the surveys the department shall prepare

maps of the proposed district showing the boundaries thereof, the

boundaries and area of each public corporation in so far as it lies

within the district, the boundaries of each parcel of land in the

district which is to be directly assessed, together with the name of the

owner thereof as far as the same may be ascertained. Where a parcel is

intersected by the boundary of a public corporation, the area in such

parcel in each such public corporation shall be separately given. The

boundaries shall include all properties benefited, and may include

properties not benefited if necessary to make the district a continuous

area with reasonably simple boundaries. Such maps shall also show as far

as may be necessary the topography, and the natural and artificial

features of the lands within the district or elsewhere. The department

shall also show on such maps and other plans the location and general

structural details of such works as may be required for the proposed

improvement. The department shall also prepare a general description of

the proposed works and an estimate of the cost of constructing such

works.

7. The department shall also determine the amount of benefit which

will accrue to each parcel of land in the district and shall apportion

the cost of such work among such parcels in proportion to the benefit

which each will derive therefrom. If the department finds that any

public corporation will be benefited in its corporate capacity, it shall

state what proportion of the total cost of the works or of the various

parts thereof shall be borne by such public corporation and only the

remaining portion of the work shall be assessed on the individual

owners. The department shall prepare a statement of its assessment and

apportionment. Certified copies of such maps, plans, estimates and other

papers and of the assessment and apportionment shall be filed and notice

of such filing and of the time and place for the hearing thereof shall

be given.

8. Thereafter the department shall proceed to hold the hearing and to

consider the testimony and arguments presented thereat. If it shall

appear that additional areas should be included in the district and that

additional surveys are necessary, the department shall so determine and

may proceed to make such surveys in the same manner as is provided for

the original surveys. Upon completion of such hearings the department

shall determine whether or not it is to the public interest to grant the

petition, form the district and carry out the project, whether all

properties which will be benefited by the proposed works are included in

the district and whether the assessment and apportionment is just and

equitable, and it shall make a final order with regard thereto.

Certified copies of such final order shall be filed and notice of such

filing given. After the expiration of the time for review of such an

order, if no review is had, or after the review is completed, the

department shall cause the same to be recorded. The district shall be

held to have been formed on the date of such final order but such

formation shall not be effective until such order as made or as modified

on review shall have been recorded.

9. Any determination, apportionment, decision, order, maps or plans

which the provisions of this title require to be filed and notice of

such filing to be given, except in the case where a hearing is to be

held may be reviewed by any interested party as provided in section

15-0905.

10. Wherever it is required in title 23 of this article that copies of

maps and documents be filed, certified copies thereof shall be filed in

the offices of the clerks of each county, town, city or incorporated

village, any part of which is included in the district or proposed

district. Wherever it is required in title 23 of this article that any

document be recorded, the department shall cause a certified copy

thereof to be sent to the clerk of each county, any part of which is

included in the district or proposed district, and such clerk shall

thereupon record such document.

11. The department may change the boundaries of a district,

consolidate two or more districts or subdivide an existing district into

two or more districts, the procedure for which shall be the same as is

provided for herein for the formation of a district, in so far as the

same is applicable.

12. Apportionment of costs shall be as follows:

a. Whenever it is practicable so to do, the department shall include

in the cost of any survey made, or construction, maintenance or repair

work carried out under provisions of title 23 of this article the cost

of all proceedings, hearings, notifications, filings, recordings,

engineering, legal and all other services and expenses which lawfully

may be incurred, including the cost of acquisition of lands and

rights-of-way, suits and prosecutions.

b. To pay the expenses of the surveys, preparation of maps, plans and

estimates, the making of the assessment, the holding of the required

hearings and other matters required by the provisions of this section,

the department may make funds available therefor. The assessment of such

costs shall be divided between public corporations and private persons

in the manner set forth in the district assessment; the remaining amount

shall be assessed on all the properties in the proposed district as

shown by the maps filed in proportion to the assessed valuation of such

properties. In the event that any such property is cut by the district

boundary, the department shall request the local assessors to divide the

assessment between the portion within and that without the district and

it shall be the duty of such assessors to make such division.

13. At any time after the formation of a district petition may be made

to the department for additional construction or for major changes in

the project already adopted or the department, of its own motion, may

suggest such changes or additions. The procedure shall be that specified

in this section as far as it is applicable. The same procedure may also

be followed in order to authorize the raising of additional funds for a

project already adopted, should it be found that sufficient funds were

not originally authorized.

§ 15-2305 — River improvement associations

River improvement associations.

There shall be in each river improvement district an association to be

known by the name of the district, as..................River Improvement

Association. It shall be the object of this association to represent the

interests of its members before the department and elsewhere and to

serve as a channel of communication between the members thereof and the

department. Each public corporation and each owner of land within the

district and each lessee of such land shall be a member of and shall

have an equal vote in the association. Such association may be formed

voluntarily as soon as the department has filed its first description of

the boundaries of the district. As soon as practicable after recording

the final order creating the district the association, if already

formed, shall call a meeting of the members of the association and

perfect a permanent organization. If no association has been formed the

department shall call a meeting for the purpose of forming such an

association and a representative of the department shall preside thereat

until a temporary chairman is elected. Such association shall adopt

by-laws for the transaction of its business. The association shall

choose from among its members a president, secretary and executive

committee and such other officers and committees as the by-laws may

provide. It shall be the duty of the secretary to keep a list of the

members and their addresses and to furnish the department with a list of

such members on request. The association may require the payment of

annual dues or contributions to the association treasury, the amount of

such contribution and the manner of collecting the same to be decided by

the association. The annual meeting of the association shall be held

during the month of February in each year, at which meeting the officers

shall be elected and the association shall determine what further work,

if any, it desires during the ensuing year. Immediately after the close

of the annual meeting the secretary of the association shall submit to

the department a list of names and addresses of the officers for the

year and a petition setting forth the desires of the association.

§ 15-2307 — Construction contracts

Construction contracts.

1. In general all construction work shall be done by contract, but in

the event that the estimated cost of such work, or of a specified

portion thereof, shall not exceed the sum of ten thousand dollars, the

department may, on the recommendation of the Commissioner of

Transportation, authorize the Commissioner of Transportation to do such

work or part of such work by day's work under his direction. The

department may prepare contracts, plans and specifications for doing

such work and furnishing the necessary materials. The work may be

divided into several parts and a separate contract let for each. Each

contract shall contain a provision that no extra or unspecified work

shall be certified for payment unless such work is done pursuant to

written order of the department. The form of such contract shall be

approved by the Attorney General. Contracts shall be executed in

triplicate by the department on behalf of the district.

2. Bids or proposals for any such work shall be called for by

publishing a notice thereof once a week for two successive weeks in a

newspaper published in each county affected by the proposed works which

the department shall select and in such other papers as the department

shall direct. The advertisements shall be limited to a brief description

of the work proposed to be let with an anonuncement stating where the

maps, plans and specifications are on exhibition, of the terms and

conditions under which bids will be received, the time and place when

the same will be opened and such other matters as may be necessary to

carry out the provisions of title 23 of this article. The department is

authorized to furnish copies of such contract plans and specifications

to prospective bidders at a price which it shall find to be reasonable

and to pay the funds so received into the river improvement district

fund. Every bid or proposal must be in writing and be accompanied by a

money deposit in the form of a draft or certified check upon some

national or state bank or trust company within the state in good credit

and payable at sight to the department for five per cent of the total

amount of the proposal. In case the proposer to whom such contract shall

be awarded shall fail or refuse to enter into such contract within the

time fixed by the department, such deposit shall be forfeited to the

department and paid by it into the river improvement district fund;

otherwise such deposits shall be returned. The proposals received

pursuant to the advertisement shall be publicly opened and read at the

time and place designated. The department may reject any and all bids

and re-advertise and award the contract in the manner herein provided

whenever in its judgment the interests of the district will be enhanced

thereby.

3. No contract, the total of which exceeds by more than ten per cent

the gross cost of the work as estimated by the department shall be

awarded. The contract shall be entered into with the person, firm or

corporation who shall offer to do and perform the same at the lowest

price and who will give adequate security for the faithful and complete

performance of the contract. Such security shall be approved as to

character and sufficiency by the department and as to form by the

Attorney General and shall be at least ten per cent of the amount of the

estimated cost of the work according to the contract price. If, in the

judgment of the department, the work upon any contract is not being

performed according to the contract, or for the best interests of the

district, it shall have power to suspend or stop the work under such

contract while it is in progress and it shall thereupon become the duty

of the department to complete the same in such manner as will accord

with the contract specifications and be for the best interests of the

district, or the contract may be cancelled and re-advertised and relet

in the same manner above prescribed and any excess in the cost of

completing the contract beyond the price for which the same was

originally awarded shall be chargeable to and paid by the contractor

failing to perform the work.

4. Partial payment for work actually done may be provided for in the

contract and paid in the manner hereinbefore provided to an amount not

to exceed ninety per cent of the contract price. The payments due on

account of any such contracts, or for necessary expense or work in

connection therewith, shall be paid from the river improvement district

fund as hereinbefore provided.

§ 15-2309 — Entry upon lands, structures and waters; acquisition of property

Entry upon lands, structures and waters; acquisition of

property.

The department, its members, officers, employees and agents may enter

upon any land, structures and waters necessary for the purposes of title

23 of this article and may determine what rights in and to such property

are to be acquired therein. If the owner of any property to be taken, or

on or over which an easement is to be taken, for such improvement shall

agree with the department upon the sum to be paid therefor, or for the

right to use and occupy the same, or for any damages sustained, such sum

shall be paid as hereinafter provided as part of the necessary expense

incurred for the purpose of such improvement. If the department cannot

agree with the owners upon the compensation and damages to be paid for

the property or easement to be so taken the department shall proceed to

acquire title thereto under the provisions of the eminent domain

procedure law. All real property acquired by a river improvement

district shall be exempt from taxation.

§ 15-2311 — Financing of river improvements; assessment and collection of cost; correction and revision of assessments

Financing of river improvements; assessment and collection of

cost; correction and revision of assessments.

1. After a river improvement project has been duly authorized and the

determination of benefits and the apportionment of cost thereof duly

recorded, the department may finance such improvement pursuant to the

Local Finance Law. If obligations are issued, they shall not be

construed in any event as obligations of the state, and neither the

state, the department, nor any member thereof personally shall be

obligated to pay the principal or interest therefor. Such obligations

shall be lawful investments for savings banks, trust companies,

executors and trustees and for any of the funds of the state which by

law may be invested. The proceeds thereof shall be deposited in a

national or state bank or trust company either in Albany or in one of

the counties in which such improvement is made, to be approved by the

Comptroller. Before any such deposit is made, the Comptroller shall

require from the depository security for the repayment of the same to

the department upon demand of the moneys so deposited in the manner

provided in section 106 of the State Finance Law. Moneys received under

the provisions of title 23 of this article shall constitute a fund to be

known as the "river improvement district fund," and the portion thereof

applicable to each improvement shall be separately kept by the

Comptroller and the same are hereby pledged to the payment of the cost

and expenses of such improvement and the Comptroller is authorized and

directed to pay therefrom the costs and expenses of such improvement

upon the order of the department or the authorized officer thereof.

2. The department shall, on or before September 1 following the

issuing of any obligations and annually thereafter, prepare a statement

of the amount to be raised during the ensuing year, in order to retire

the obligations maturing during such year, together with the interest

thereon and the estimated cost of maintenance of such improvement for

the ensuing calendar year. Such statement shall be approved by the

Comptroller; it shall show the amount of the proportional share thereof

to be paid by each county, town, city or village respectively as

determined by the department, and such county, town, city or village

shall cause the same to be assessed, levied and collected in the same

manner as provided by law with reference to general taxes, and paid to

treasurer of the county, who shall forthwith forward the same to the

Comptroller to be by him paid into the river improvement district fund

applicable to such improvement; it shall also show the amount of the

proportional share thereof to be paid by the lands and properties

collectively in such improvement district within each county during such

year, to be assessed, levied and collected as hereinafter provided.

Copies of this statement shall be transmitted on or before September 1

to the Comptroller, the clerk of the county legislative body, or such

other similar official as shall have been designated by the county

legislative body, the clerk of each town, the mayor of each city and the

mayor of each village affected by such improvement.

3. The assessors of each town and city included in such improvement

district are hereby required to enter in a separate column in the annual

assessment roll of such town or city before the delivery thereof to the

county legislative body the description by number corresponding with the

number thereof on said survey, map and descriptions so filed in the

county clerk's office, each parcel of land and each designation or

description of property within the county in such improvement district,

together with the name of the then owner or owners thereof as far as the

same can be ascertained by the assessors, and set opposite such number

and description of each separate parcel or property, in the column of

the roll for the total assessed valuation of property, the amount of

benefit by reason of such improvement received by such parcel or

property as stated and specified in the determination of the department

as modified by the court if so modified, and recorded in the office of

the clerk of the county.

4. The county legislative body shall each year at the time the annual

tax levy is made levy upon each separate parcel and property in the

county within such improvement district appearing upon the assessment

rolls of the towns and cities included therein as herein provided, such

portion of the amount to be paid by all of the property in the county

within such improvement district appearing by the statement of the

department and the Comptroller made to the board as in title 23 of this

article provided as the amount so assessed against such parcel or

property on the rolls for benefit accruing thereto bears to the

aggregate amount so assessed on the rolls against all of such lands and

properties, and the taxes so levied shall be collected in the same

manner as general taxes are levied and collected, and shall be like

liens as general taxes until the amount thereof is paid to the county

treasurer of the county, superior in force and effect to all other liens

except unpaid general taxes; provided, however, that the collection of

such tax shall only be enforced by a sale of the land or property

assessed.

5. On or before the first day of June in each year the county

treasurer shall pay the amount so to be raised in his county, as shown

by the statement of the department and Comptroller of the previous year,

to the Comptroller, who shall pay the same into the river improvement

district fund. The tax collectors and county treasurers collecting and

paying such taxes to the Comptroller shall be governed by and have all

the powers specified in the Real Property Tax Law, which formerly were

specified in articles 4 and 7 of the Tax Law for the collection of taxes

and sales of property by county treasurers for unpaid taxes and

redemption of lands.

6. In the event that obvious errors or discrepancies should be

discovered in any assessment of benefits or apportionment of cost made

under the provisions of title 23 of this article, the department may

correct the same by filing corrected copies of the statement of such

assessment and apportionment and following the procedure specified

above. Should such correction be made the county legislative body are

empowered to levy additional sums on or to give credit to certain

parcels to the end that the amount collected from each parcel shall be

what it should have been had an error not been made. Such county

legislative body is also empowered to apply to the department for an

adjustment of assessments among the various parts into which an original

parcel may be subdivided. The department shall file and record its

findings in such cases as amendments to the original or corrected

assessment, and shall give notice to the parties affected, but need hold

no hearing thereon unless such hearing be demanded within ten days after

notice is given by a party affected. None of the above proceedings shall

be held to reopen the determination of an assessment or apportionment,

or both, except as to the particular matter involved. Should the

department at any time find that a former assessment or apportionment

appears with the lapse of time or in the light of new knowledge and

experience to have become inequitable it may so declare by written order

and proceed to review the whole matter by following the full procedure

laid down in section 15-2303.

§ 15-2313 — Operation, maintenance, repair and extension of river improvements

Operation, maintenance, repair and extension of river

improvements.

1. The care, operation and maintenance of any works of the river

improvement district shall be subject to the control and supervision of

the department. It shall be the duty of the department to maintain any

works constructed by it in serviceable condition. To that end the

department is authorized to hire employees, purchase or rent land,

buildings, tools or machinery, to let work by contract or to carry out

projects by day labor. The procedure to be followed for the

authorization, financing and assessment of the cost of such work or

purchases shall be that specified in section 15-2303 except that

proceedings may be initiated by the department of its own motion. In

cases where a permanent maintenance or operating force is necessary, the

department may annually prepare a maintenance budget which shall be

treated as a repair project under subdivision 2 below.

2. Major repairs, alterations, extensions and improvements in any

river improvement district may be made by the department on petition

therefor and after procedure thereon similar to that specified in

section 15-2303 hereof, for original construction. If additional surveys

are required, they may be authorized and paid for as provided in section

15-2303 hereof, except that the cost of surveys and other expenses may

be included in the cost of the improvement and assessed on the

properties benefited in accordance with the benefits to be derived from

such improvements. Except where the department shall otherwise

determine, the cost of improvements and repairs on works already built

under the provisions of title 23 of this article, shall be assessed in

the same manner as the original cost was assessed, but the department

may make a new assessment by following the procedure above specified.

Any such project for repairs, alterations, extensions and improvements

may be initiated by the department.

§ 15-2315 — Unlawful interference with improvement works

Unlawful interference with improvement works.

It shall be unlawful for any person to damage, alter, change or

interfere with any works constructed under the provisions of title 23 or

to open or close, or cause to be opened or closed, a gate or gates in

any dam or dike or a gate in any head race or obstruct any channel

constructed under title 23 so far as the same relates to such

improvements, without the consent of the department. After the

improvement of any channel or watercourse has been authorized it shall

be unlawful for any person or public authority to construct any dam or

other structure on the bed of such stream or any bridge across it until

the department has found that such construction or bridge will not

unduly affect the projected or completed improvement.

§ 15-2317 — Construction of reservoir on state-owned lands in a forest preserve

Construction of reservoir on state-owned lands in a forest

preserve.

If as a part of any project for the improvement of a district it is

necessary to construct a reservoir on any part of the forest preserve,

the department must, before making the final order, cause such lands to

be accurately surveyed and the boundaries of the lands needed and the

high flow line of the reservoir to be accurately fixed and thereafter,

after due notice, to hold a public hearing as to whether such lands are

required for such public use and, if so required, as to what will be a

reasonable return to the state upon the value of the rights and property

of the state so used and the services of the state as to such lands if

such improvement is made. If it be determined that such lands are so

required, such determination must be incorporated in the final order

with a statement of the boundaries, the high flow line, the acreage and

the amounts to be paid to the state for the lands and services. Such

payments to the state and the cost of building such portions of the

reservoir as are on state forest preserve lands shall be apportioned

like other costs and expenses on the municipalities, other public

corporations and properties benefited to the extent of the benefits

received. If additional land is required it shall be acquired or taken

in the name of the state and the entire reservoir shall be the property

of the state, although paid for by the district and dedicated for the

purposes for which constructed. Such reservoir shall always be operated

by the department or other state authority for the benefit of the

district. The reasonable return to the state shall be fixed for terms

not exceeding ten years and may be changed at the beginning of any new

term. The high flow line of a reservoir as referred to in title 23 of

this article is hereby defined as the level of the water in the

reservoir when the greatest flood reasonably to be expected is passing

over the spillway of the dam with all outlet gates closed. Before any

such state lands are flooded, the timber shall be removed therefrom and

the construction thereof shall be approved by the Commissioner of Health

as not creating or tending to create any unsanitary condition.

§ 15-2319 — Payment by the state of part of cost of river improvement

Payment by the state of part of cost of river improvement.

Should the department find that the state of New York properly should

bear a part of the cost of any river improvement, it is hereby

authorized to so recommend to the Legislature and it may not proceed

further with the project until the Legislature has made the necessary

provisions for the payment of such costs or unless the project be so

modified as to eliminate state contributions to the cost thereof. Except

under the above circumstances the state shall be liable for no costs in

connection with any such improvement except that the salaries and

general expenses of the members of the department not specifically

assigned to the particular project are not to be assessed upon the

district.

§ 15-2321 — River improvement district with federal aid

River improvement district with federal aid.

1. In the event that any agency of the government of the United States

shall be willing to perform, direct or finance any work for the

improvement of a river, as specified in title 23 of this article, in

such manner that the greater part of the cost of such work shall be paid

by such government, the department shall have power to form a river

improvement district covering the areas to be benefited by such work by

following the procedure set forth in this section, in lieu of the

procedure specified in the preceding sections of title 23 of this

article.

2. The department may proceed of its own motion to form such district

and to authorize the proposed work as though a petition therefor had

been filed as provided in section 15-2303. It may negotiate with the

federal government, investigate the proposed district and prepare a

written report thereon, describing the proposed district and the

proposed works, and giving estimates of the cost of the various parts of

the work which may be a charge against the proposed district. Such

report shall be filed and notice of such filing and of a hearing thereon

given as provided in section 15-2303, except that the period of notice

provided for in section 15-2303 shall be halved. After the final hearing

the department shall determine whether it is in the public interest to

form the district and to proceed with the work and in general terms,

what public corporations and lands will be benefited thereby. These

matters shall be embodied in a written order, which shall, if the action

is favorable, contain orders to make surveys, assessments, enter into

agreements with agencies of the federal government, acquire lands and

rights in lands and all other matters which may be needful for the

carrying out of the proposed project. Such written order shall state

whether it is planned to issue obligations pursuant to the Local Finance

Law. Certified copies of the determination and order shall be filed and

notice of such filing given. Such determination and order may be

reviewed pursuant to section 15-0905, but application for review must be

made within ten days after such filing. If no review is had, the

department shall cause the same to be recorded. The district shall be

held to have been formed on the date of such final order, but such

formation shall not be effective until such order, as made or as

modified on review, shall have been recorded.

3. As soon as the formation of the district becomes effective, the

department shall have full power to enter into agreements with the

proper officials of the federal government or of other agencies of the

state, to acquire or to appropriate lands and rights in lands, including

sites for camps and appurtenant facilities, access roads, borrow pits,

quarries, spoil banks and all necessary and proper matters, to incur

contractual obligations, to employ the necessary personnel and generally

to do whatever is necessary to carry out the proposed project or

projects.

4. After such district is formed and the original federal project

authorized, major changes in such project, additional federal projects,

changes in district boundaries necessitated by such federal projects or

the raising of required additional funds for the work may be authorized

by following the pertinent portions of the procedure in section 15-2303

above.

5. Except for such projects as may be carried out by the federal

government, any district formed under the provisions of subdivision 2

above shall thereafter continue as a river improvement district, as

though formed under the provisions of section 15-2303.

TITLE 25 Joint River Regulating, River Improvement and Drainage Improvement Districts

§ 15-2501 — Formation of joint districts

Formation of joint districts.

1. A river regulating district formed and established under the

provisions of title 21 of this article may be given extended powers and

duties by the formation by the department of a river improvement or

drainage improvement district, or both, which districts shall have the

same boundaries as the river regulating district, shall be joined with

it as one body corporate and subject to the general supervision of the

department and shall be administered by the board of the river

regulating district. If this is done, the board shall thenceforth

exercise the powers of the department as set forth in title 19 and title

23 of this article, except those under sections 15-1945 and 15-1957 and

as otherwise provided below. Whenever the department is empowered to set

up districts under title 19 and title 23 of this article, the board may,

by the same procedure, set up river or drainage improvement

sub-districts which shall not be separate bodies corporate but shall be

financial and assessment entities and each of which shall have an

association. Any function which title 19 and title 23 specify to be

performed by the Department of Transportation or the Commissioner

thereof shall be performed by the board through its engineering forces,

and legal matters may be handled by counsel to the board. Whenever the

statute requires the board to file in final form orders, statements,

schedules, reports, plans, or other papers, to give notice of such

filing and, after review, if any, to record or file the same such papers

may not be filed except with the consent and approval of the department.

All contract plans and specifications must similarly receive such

approval to make them valid. All contracts must be so approved before

they are signed and all acts authorizing the borrowing of money, making

of assessments, or statements of the amounts which must be collected

with annual taxes, must be approved by the department before they are

submitted to the Comptroller. In proper cases, any such district may be

assessed as an entity for benefits derived from the operation of another

sub-district or the construction of a regulating reservoir.

2. Proceedings for the formation of a joint district shall be as

nearly as may be those set forth in title 19 or title 23 as the case may

be. They shall be initiated by a written petition filed with the

department. On receipt thereof the department shall make such

investigation as it deems necessary, shall set the time and place for a

hearing thereon and shall give notice of the same by publication

pursuant to the provisions of subdivision 1 of section 15-0903. At the

hearing, the department will hear the applicants and the board, and such

objectors as have filed written objections. After the hearing the

department shall approve, modify and approve or reject the application

according to what it finds to be the best interest of the people of the

state. The action of the department shall be in the form of a signed

written order, copies of which shall be filed in the offices of the

clerk of each county, town, city or village, any part of which lies

within the proposed district. Notice of such filing shall be given by

publication and the acts of the department may be reviewed provided such

review is initiated within sixty days of the date of the order. If not

reviewed or if confirmed by the courts reviewing the matter, the order

shall be recorded in the offices of the clerks of the various counties;

thereupon the order shall become final and the joint district shall be

deemed to have been formed on the date of the order. Certified copies of

such order shall be served on the board and shall be its authority to

act for the new district.

§ 15-2503 — Finances

Finances.

The financial affairs of each sub-district shall be handled as a unit

and in accordance with the provisions of title 25 of this article which

apply thereto. Compensation of the members of the board, salaries of

regular employees of the regulating district, together with expenses and

general operating costs shall be allocated by the board on a time basis

among the sub-districts and paid from district funds. Such payments

shall not operate to change the status of any member, officer or

employee, nor shall they result in an increment in the rate of payment

made to them, computed on an annual basis. Preliminary costs incurred in

the formation of a sub-district shall be reimbursed from sub-district

funds if the sub-district is formed; otherwise they shall be a charge

against the signers of the petition. Funds raised under the provisions

of title 21 of this article cannot be used in connection with any river

or drainage improvement district or sub-district.

§ 15-2505 — Powers of the department

Powers of the department.

Nothing in title 25 of this article shall be held to curtail the

powers of the department as to river or drainage work within a river

regulating district prior to the time that such district is charged with

the powers and duties above set forth as to river or drainage work or

both, nor in any event shall the powers of the department under sections

15-1945 and 15-1957 be curtailed or changed. Should the department at

any time form or have formed a river or drainage improvement district in

a basin now or subsequently formed into a river regulating district,

which district is later given the extended powers herein provided, such

river or drainage improvement district shall become a sub-district

administered by the board. In such cases, all outstanding indebtedness

and financial liabilities of the district shall remain undisturbed and

not in anywise altered by the transfer and shall be met by the board.

TITLE 27 Wild, Scenic and Recreational Rivers System

§ 15-2701 — Statement of policy and legislative findings

Statement of policy and legislative findings.

1. The legislature hereby finds that many rivers of the state, with

their immediate environs, possess outstanding natural, scenic, historic,

ecological and recreational values.

2. Improvident development and use of these rivers and their immediate

environs will deprive present and future generations of the benefit and

enjoyment of these unique and valuable resources.

3. It is hereby declared to be the policy of this state that certain

selected rivers of the state which, with their immediate environs,

possess the aforementioned characteristics, shall be preserved in

free-flowing condition and that they and their immediate environs shall

be protected for the benefit and enjoyment of present and future

generations.

4. The purpose of this act is to implement this policy by instituting

a state wild, scenic and recreational rivers system, by designating the

initial components of that system and by prescribing the methods by

which and standards according to which additional components may be

added to the system from time to time.

§ 15-2703 — Definitions

Definitions.

Except as otherwise required by the context, the following terms when

used in this act shall be construed as follows:

1. "Agency" means the Adirondack park agency as created by chapter

seven hundred and six of the laws of nineteen hundred seventy-one, and

whose functions, powers and duties are provided for in article

twenty-seven of the executive law.

2. "Commissioner" means the commissioner of environmental

conservation, his successors in office and any agency which may succeed

to the duties of such office.

3. "Development" means any activity which materially affects the

existing condition, use or appearance of any land, structure or

improvement including the actual or effective division or proposed

division of land into lots, parcels or sites whether contiguous or not,

for the purpose of sale, lease, license or any form of separate

ownership or occupancy as part of a common scheme or plan, (including

any grading, road construction, installation of utilities or other

improvements or any other development preparatory or incidental to any

such division) by any person or by any other person controlled by, under

common control with or controlling such person or by any group of

persons acting in concert as part of a common scheme or plan but shall

not include the division of any land resulting from bona fide devise,

inheritance, gift or the lease of land for hunting and fishing.

4. "Forest Management" means forestry practices, including harvesting

of a forest woodland or plantation, the construction, alteration or

maintenance of wood roads, skidways, landings and fences and related

research and educational activities.

5. "Free flowing" means existing or flowing in natural condition

without impoundment, diversion, straightening, riprapping, or other

modification of the waterway, except for stream improvement structures

for fisheries management purposes expressly authorized in section

15-2709 of this chapter.

6. "Improvement" means any change in or addition to land, including

but not limited to grading, filling, excavating or adding banks, fences,

dikes, ditches, pipelines, poles, electrical conduits, roads, streets,

curbs, gutters, sidewalks, driveways, parking lots or spaces.

7. "Motor vehicle" means a device for transporting personnel or

material, incorporating a motor or an engine of any type for propulsion

and with wheels, tracks, skids, skis, air cushion or other contrivance

for traveling on, or adjacent to land and water or through water.

8. "Person" means any individual, corporation, partnership, joint

venture, association, organization, government or any agency or

political subdivision thereof, or any other entity.

9. "River" means a flowing body of water or a section, portion or

tributary thereof, including rivers, streams, creeks, runs, kills,

rills, branches, or lakes. "River area" means the term river and the

land area in its immediate environs as established by the commissioner

or the agency, but not exceeding a width of one-half mile from each bank

thereof.

10. "Road" means any highway, hard-surfaced road, improved or dirt

road.

11. "Stream improvement structures for fishery management purposes"

means structures and improvements, including but not limited to, fish

barrier dams, fish passage structures, minor diking, cribbing, bank

stabilization and stream deflectors and other structures or improvements

designed solely for fishery management purposes which do not materially

alter the natural character of the waterway.

12. "Structure" means any object constructed, installed or parked on

land to facilitate land use, such as buildings, mobile homes, sheds,

signs, tanks, outdoor lighting and any fixtures, additions and

alterations thereto and trailers, travel trailers, campers, or tents

constructed, installed, or parked on land for other than a temporary

period or for a purpose other than transient occupancy and any fixtures,

additions or alterations thereto.

13. "System" means the rivers designated as wild, scenic and

recreational rivers in this part.

§ 15-2705 — Jurisdiction of the commissioner and the Adirondack park agency

Jurisdiction of the commissioner and the Adirondack park

agency.

Notwithstanding provisions of any other general or special law, the

functions, powers and duties encompassed by this section shall be vested

in the Adirondack park agency as to any privately owned part of a river

area within the Adirondack park as defined by law which may become part

of the system; however, the commissioner shall have exclusive

jurisdiction over all other river areas in the state and of all parts of

river areas owned by the state located within the Adirondack park which

may become part of the system. This section shall not be construed to

divest the commissioner from the exercise of functions, powers and

duties which have not been delegated by law to the agency. If the

commissioner or the agency shall conduct any studies, proceedings or

activities under this section or otherwise which affect or may affect

river areas, any part of which are within the Adirondack park, they

shall consult and cooperate to carry out the purposes of this title.

§ 15-2707 — Classes of river areas includable in system, criteria; management objectives

Classes of river areas includable in system, criteria;

management objectives.

1. The following types of river areas are eligible for inclusion in

the system. All state agencies are hereby directed to pursue policies

with respect to their respective activities, functions, powers and

duties which are designated to enhance the conditions of designated

rivers in accordance with the criteria set forth for such rivers in this

section.

2. All rivers in the system shall be relatively free of pollution and

the water quality thereof of a standard sufficiently high to meet the

primary management purposes enumerated herein.

a. Wild river. Those rivers or sections of rivers that are free of

diversions and impoundments, inaccessible to the general public except

by water, foot or horse trail, and with river areas primitive and

undeveloped in nature and with development, if any, limited to forest

management and foot bridges.

(1) The minimum length of any one section shall be five miles.

(2) In general, the minimum distance from the river shore to a public

highway or a private road open to the public for motor vehicle use,

shall be one-half mile except where a physical barrier exists which

effectively screens the sight and sound of motor vehicles.

(3) Management of wild river areas shall be directed at perpetuating

them in a wild condition as defined herein.

b. Scenic river. Those rivers, or sections of rivers, that are free of

diversions or impoundments except for log dams, with limited road access

and with river areas largely primitive and largely undeveloped or which

are partially or predominantly used for agriculture, forest management

and other dispersed human activities which do not substantially

interfere with public use and enjoyment of the rivers and their shores.

(1) There shall be no minimum length of any one section.

(2) Management of scenic river areas shall be directed at preserving

and restoring the natural scenic qualities of such rivers.

c. Recreational river. Those rivers, or sections of rivers, that are

readily accessible by road or railroad, that may have development in

their river area and that may have undergone some impoundment or

diversion in the past.

(1) There shall be no minimum length of any one section.

(2) Management shall be directed at preserving and restoring the

natural scenic and recreational qualities of such river areas.

d. Exceptions. Limited existing exceptions to the criteria for all

three classes of rivers will not automatically exclude rivers from

designation. Rather, the river area shall be examined as a whole with

its overall worthiness for inclusion being the deciding factor.

§ 15-2709 — Administration of the system

Administration of the system.

1. The wild, scenic and recreational rivers system shall be

administered in accordance with their respective jurisdictions by the

commissioner or the agency according to policies and criteria set forth

in this title upon establishment of the boundaries of each river area in

accordance with section 15-2711 of this chapter. The commissioner or

agency shall make and enforce regulations necessary for the management,

protection, and enhancement of and control of land use and development

in the wild, scenic and recreational river areas. No regulations shall

be promulgated unless a publicized public hearing is held in the

environmental conservation region encompassing the affected area by the

commissioner or agency. In such administration, primary emphasis shall

be given to protecting ecological, recreational, aesthetic, botanical,

scenic, geological, fish and wildlife, historical, cultural,

archeological and scientific features of the area. In connection with

such administration, the commissioner or the agency may provide for the

preparation and implementation of management plans for individual river

areas or significant portions thereof.

2. After inclusion of any river in the wild, scenic and recreational

rivers system, no dam or other structure or improvement impeding the

natural flow thereof shall be constructed on such river except as

expressly authorized in paragraphs b and c of this subdivision.

Notwithstanding anything herein contained to the contrary, existing land

uses within the respective classified river areas may continue, but may

not be altered or expanded except as permitted by the respective

classifications, unless the commissioner or agency orders the

discontinuance of such existing land use. In the event any land use is

so directed to be discontinued, adequate compensation therefor shall be

paid by the state of New York either by agreement with the real property

owner, or in accordance with condemnation proceedings thereon. The

following land uses shall be allowed or prohibited within the exterior

boundaries of designated river areas depending on the classification of

such areas:

a. In wild river areas, no new structures or improvements, no

development of any kind and no access by motor vehicles shall be

permitted other than forest management pursuant to forest management

standards duly promulgated by regulations.

b. In scenic river areas, the continuation of present agricultural

practices, the propagation of crops, forest management pursuant to

forest management standards duly promulgated by regulations, limited

dispersed or cluster residential developments and stream improvement

structures for fishery management purposes shall be permitted. There

shall be no mining, excavation, or construction of roads, except private

roads necessary for residential, agricultural or forest management

purposes, and with the further exception that public access through new

road construction may be allowed, provided that there is no other such

access within two land miles in either direction.

c. In recreational river areas, the lands may be developed for the

full range of agricultural uses, forest management pursuant to forest

management standards duly promulgated by regulations, stream improvement

structures for fishery management purposes, and may include small

communities as well as dispersed or cluster residential developments and

public recreational areas. In addition, these river areas may be readily

accessible by roads or railroads on one or both banks of the river, and

may also have several bridge crossing and numerous river access points.

3. In addition to the provisions of article 70 of this chapter and

rules and regulations adopted thereunder, the rules and regulations

adopted by the department pursuant to this title to implement its

processing of permit applications, modifications, suspensions and

revocations shall govern permit administration by the department under

this title.

§ 15-2711 — Establishing boundaries

Establishing boundaries.

The commissioner shall, within one year after a river has been

included in the state wild, scenic and recreational rivers system,

establish detailed boundaries of the river area associated with that

river, except that in the case of river areas within the Adirondack park

said boundaries shall be mutually agreed upon by the commissioner and

the agency. Said boundaries shall not exceed a width of one-half mile

from each bank thereof.

§ 15-2713 — Initial designations

Initial designations.

The following rivers which are located within the boundaries of the

Adirondack park, as now defined by law, are to be initially included in

this system being classified by the above-stated criteria:

1. Wild rivers

a. Cedar river--Approximately seven miles from the southwest boundary

of lot 82, township 17, Totten and Crossfield's Purchase to the Hamilton

county line.

b. Cold river--Approximately fourteen miles from the Duck Hole to the

confluence with the Raquette river and the entire three-mile length of

Ouluska Pass brook.

c. Hudson river--Approximately ten and one-half miles from the

confluence of the Cedar river to the confluence with Boreas river.

d. Indian river--Approximately thirteen miles from Brook Trout lake to

the confluence with the south branch of the Moose river.

e. Opalescent river--Approximately eleven miles from Flowed Lands to

the confluence with the Hudson river.

f. East branch of the Sacandaga river--Approximately eleven and

one-half miles from Botheration pond to a point one-half mile above the

confluence with Cook brook.

g. West branch of the Sacandaga river--Approximately seven miles from

the confluence of the Piseco lake outlet to the confluence with Dugway

creek.

h. West Canada creek--Approximately eight miles from Mud lake to the

Old Mitchell dam site.

2. Scenic rivers

a. Ampersand brook--Approximately eight miles from Ampersand pond to

the confluence with the Raquette river.

b. Ausable river--Approximately nine miles from Marcy swamp to St.

Hubert's.

c. Boreas river--Approximately eleven and one-half miles from Cheney

pond to the confluence with the Hudson river.

d. Bouquet river--Approximately six miles of the North Fork from the

headwaters on Dial mountain to the bridge on route 73. Approximately

five and one-half miles of the South Fork from the headwaters to the

bridge on route 73.

e. Cedar river--Approximately five miles from the Hamilton County line

to the confluence with the Hudson river.

f. Hudson river--Approximately nine miles from the hamlet of Newcomb

to the confluence with the Cedar river and approximately four miles from

the confluence with the Boreas river to a point one mile north of the

hamlet of North river.

g. South branch of the Moose river--Approximately eighteen miles from

the east boundary of the state land immediately west of Little Moose

lake to the west boundary of state land near Rock Dam and approximately

six and one-half miles from the east boundary of state land just north

of Woodhull mountain downstream to the state land boundary near the

confluence with the middle branch of the Moose river.

3. Recreational rivers

a. West branch of Ausable river--Approximately five miles from the

state boundary along the River road east of Big Cherry Patch pond

downstream to the state boundary immediately west of High Falls.

§ 15-2714 — Additional designations

Additional designations.

In addition to the rivers designated in section 15-2713 of this

chapter, the following rivers are included in the system, being

classified by the criteria stated in section 15-2707:

1. Wild rivers

a. Cedar river - Approximately seven and three-tenths miles from the

outlet of Cedar lakes to a point where a road crosses the river

approximately one and one-half miles upstream of Cedar river flow.

b. Kunjamuk river - Approximately eight miles from the outlet of South

pond to a fish barrier dam near the southwest boundary of lot 9,

township 31, Gorton Tract.

c. Main branch of the Oswegatchie river - Approximately eighteen and

one-half miles from the Partlow Mill dam to the southernmost boundary

between private and state land at Inlet.

d. Middle branch of the Oswegatchie river - Approximately fourteen and

one-half miles from the north boundary of lot 27, Watson's East Triangle

to a point one mile downstream of the confluence with Wolf creek.

e. Piseco outlet - Approximately four and one-fifth miles from a point

one-half mile east of the route 10 bridge crossing to the confluence

with the West Branch of the Sacandaga river.

f. West branch of the Sacandaga river - Approximately nine miles from

the source near Silver lake mountain to the Silver lake wilderness

boundary near route 10 and approximately two and seven-tenths miles from

the confluence with Cow creek to the confluence with Piseco outlet.

g. South branch of West Canada creek - Approximately five and

nine-tenths miles from the headwaters near T-Lake falls to a footbridge

crossing located approximately one mile upstream of the Floe.

2. Scenic rivers

a. Black river - Approximately seven and eight-tenths miles from the

point where Farr road crosses the river to the point where the river

intersects the Adirondack park boundary.

b. Bog river - Approximately seven and three-tenths miles from the dam

below Hitchins pond to Big Tupper lake.

c. Blue Mountain stream - Approximately nine miles from the outlet of

Clear pond to the confluence with Pleasant lake stream.

d. Carmens river - Approximately two and one-quarter miles from its

headwaters at the north boundary of Cathedral Pines Park (formerly Camp

Wilderness), Suffolk county, southerly to its intersection with the

southern boundary of Camp Sobaco (Girl Scout Camp).

e. Carmens river--Approximately two and one-half miles from Yaphank

avenue, Suffolk county, southerly to the Concrete Wing dam in Southhaven

park.

f. Carmens river--Approximately two and one-half miles from the south

side of Sunrise highway, Suffolk county, southerly to the mouth of the

river (a line between Long Point and Sandy Point) at its confluence with

Great South Bay.

g. Cedar river - Approximately ten miles from a point where a road

crosses the river one and one-half miles upstream of Cedar river flow to

a point where a southerly extension of the northeast state land boundary

of lot 96, township 33, Totten and Crossfield's Purchase, would

intersect the river.

h. Deer river - Approximately six and two-tenths miles from the outlet

of Deer river flow to a point where the river intersects the Adirondack

park boundary.

i. East Canada creek - Approximately twenty and nine-tenths miles from

Powley Place to a point at which the creek intersects the Adirondack

park boundary near Sprite creek at the southwest corner of lot 45, town

of Oppenheim, Lott and Low's Patent.

i-1. The Genesee river within Letchworth State Park.

j. Middle branch of the Grasse river - Approximately fourteen and

one-half miles from the confluence of Blue Mountain stream and Pleasant

lake stream to the confluence of the South Branch of the Grasse river.

k. North branch of the Grasse river - Approximately twenty-five and

four-tenths miles from the outlet of Church pond to a point where the

North Branch intersects the Adirondack park boundary.

l. South Branch of the Grasse river - Approximately thirty-five and

two-tenths miles from the outlet of Center pond to the confluence with

the outlet of Allen pond, and approximately three and seven-tenths miles

from the most southerly point where the South Branch of the Grasse river

intersects the Adirondack park boundary, north to the confluence with

the Middle Branch of the Grasse river.

m. Independence river - Approximately twenty-six miles from the outlet

of Little Independence pond to the point where the Sperryville bridge

crosses the river.

n. Jordan river - Approximately eighteen miles from the outlet of

Marsh pond to Carry Falls reservoir.

o. Kunjamuk river - Approximately ten and four-tenths miles from a

fish barrier dam near the southwest boundary of lot 9, township 31,

Gorton Tract, to the confluence with the Sacandaga river.

p. Long Pond outlet - Approximately sixteen miles from the outlet of

Long pond to the confluence with the West Branch of the St. Regis river.

q. Marion river - Approximately five miles from the outlet of Utowana

lake to Raquette lake.

r. Main branch of the Moose river - Approximately fifteen and

four-fifths miles from the confluence of the South and Middle Branches

of the Moose river to a point where the Main Branch intersects the

Adirondack park boundary.

s. South branch of the Moose river - Approximately fourteen and

two-fifths miles from the west boundary of state land near Rock dam to

the east boundary of state land north of Woodhull mountain.

s-1. North Branch of the Moose river -- Approximately six miles from

the outlet of Big Moose lake to the confluence with the outlet of Goose

Pond.

s-2. Nissequogue river - Approximately one and four-tenths miles from

the dam at the outlet of New Mill Pond to the pedestrian bridge south of

Route 25/25A including its tributaries and ponds identified as P288

Phillips Millpond, P289 Willow Pond, P290 Upper Vail Pond, P291 Webster

Pond, and P291a Lower Vail Pond on a certain map titled "Official

Classifications - Surface Waters of Western Suffolk County," published

by the water resources council and prepared by the New York state

department of health.

t. Middle branch of the Oswegatchie river - Approximately nine miles

from the outlet of Walker lake to the north boundary of lot 27, Watson's

East Triangle and approximately fourteen and two-fifths miles from a

point one mile downstream of the confluence with Wolf Creek to a point

where the Middle Branch intersects the Adirondack park boundary at the

southeast boundary of lot 993, township of Diana, Macomb's Purchase,

great tract 4.

u. West branch of the Oswegatchie river - Approximately seven miles

from the outlet of Buck pond to a point approximately one mile upstream

of Round pond at the point where a foot and snowmobile bridge crosses

the West Branch.

v. Otter brook - Approximately ten miles from the outlet of Lost pond

to the confluence with the South Branch of the Moose river.

w. Raquette river - Approximately twenty miles from the outlet of Long

lake to the confluence with a small stream from the northeast, located

approximately one mile downstream from Trombley Landing, and

approximately thirteen and eight-tenths miles from the confluence with

Dead creek to a point where the river intersects the north boundary of

lot 1, township 5, Tannery Lot near Carry Falls reservoir.

x. Red river - Approximately nine and seven-tenths miles from the

headwaters of the river to the confluence with the South Branch of the

Moose river.

y. Rock river - Approximately six and nine-tenths miles from the

O'Neil flow road crossing to the confluence with the Cedar river.

z. Round lake outlet - Approximately two and seven-tenths miles from

the outlet of Round lake to the confluence with the Bog river.

aa. East branch of the St. Regis river - Approximately fourteen and

one-half miles from a point where route 30 crosses the East Branch near

Meacham lake, to a point one-half mile upstream from Everton falls.

bb. Main branch of the St. Regis river - Approximately fifteen and

five-tenths miles from a point where a private road to Bay pond crosses

the Main Branch in lot 16, township 17, Macomb's Purchase, great tract

1, to the confluence with Balsam brook.

cc. West branch of the St. Regis river - Approximately thirty-five

miles from the outlet of Little Fish pond to a point one-half mile

downstream from the confluence with Fenner Meadow brook.

dd. West Canada creek - Approximately seventeen miles from a point

where the creek intersects the state land boundary approximately two

miles upstream of the Old Mitchell Dam site, to the route 8 bridge

crossing near Nobleboro.

ee. West Stony creek - Approximately seven and seven-tenths miles from

the Tannery road crossing to the confluence with Hatch brook.

ff. Peconic river - Approximately ten and one-half miles from the

western boundary of the Red Maple swamp to the Long Island railroad

bridge between Connecticut and Edwards Avenue and approximately three

miles from Middle Country Road (State Route 25) to the confluence with

the previously described segment of the Peconic including tributaries

T112-5, T112-6 and T112-7.

3. Recreational rivers

a. East branch of the Ausable river - Approximately twenty-eight and

three-tenths miles from St. Huberts to the confluence with the West

Branch.

b. Main branch of the Ausable river - Approximately twenty-two miles

from the confluence of the East and West Branches of the Ausable river

to Lake Champlain.

c. West branch of the Ausable river - Approximately twenty-nine and

one-half miles from the headwaters of the West Branch near Heart lake to

the confluence with the East Branch.

d. Black river - Approximately six and three-fifths miles from the

outlet of North lake to a point where Farr road crosses the river.

e. Bouquet river - Approximately forty-seven and seven-tenths miles

from the confluence with the North Fork of the Bouquet river to Lake

Champlain.

f. Carmens river - Approximately two miles from its intersection with

the southern boundary of Camp Sobaco (Girl Scout Camp), southerly to

Yaphank Avenue, Suffolk county. However, the rules and regulations

applicable to recreational rivers as set forth in title twenty-seven of

this law shall not apply to any lands or structures included in the

proposed Yaphank historic district. This exclusion shall take effect

only upon the creation of said Yaphank historic district.

g. Carmens river - Approximately one mile southerly from the Concrete

Wing dam in Southaven park, Suffolk county, to Sunrise highway.

h. Cedar river - Approximately eleven miles from a point at which a

southerly extension of the northeast state land boundary parallel to the

southwest boundary of lot 96, township 33, Totten and Crossfield's

Purchase would intersect the river to the southwest boundary of lot 82,

township 17, Totten and Crossfield's Purchase.

i. Connetquot river - Approximately five and three-fourths miles from

Johnson Avenue, Suffolk county, south to the Sunrise highway.

j. South branch of the Grasse river - Approximately five and one-fifth

miles from the confluence with the outlet of Allen pond to the most

southerly point where the South Branch intersects the Adirondack park

boundary.

k. Hudson river - Approximately twelve and seven-tenths miles from the

confluence with the Opalescent river to a point where route 28N crosses

the Hudson river at Newcomb and approximately forty-five and nine-tenths

miles from a point one mile north of North river to the confluence with

the Sacandaga river.

l. Independence river - Approximately one-half mile from a point where

the Sperryville bridge crosses the river to a point where the river

intersects the Adirondack park boundary.

m. Indian river - Approximately eight and three-tenths miles from the

outlet of Indian lake to the confluence with the Hudson river.

m-1. Middle Branch of the Moose river -- Approximately thirteen and

four-tenths miles from the confluence with the North Branch of the Moose

river to the confluence with the South Branch of the Moose river.

m-2. North Branch of the Moose river -- Approximately thirteen miles

from the confluence with the outlet of Goose Pond to the confluence with

the Middle Branch of the Moose river.

n. Main branch of the Oswegatchie river - Approximately two and

three-tenths miles from the southernmost boundary between private and

state land at Inlet to Wanakena.

o. West branch of the Oswegatchie river - Approximately six and

one-tenth miles from a point approximately one mile upstream of Round

pond at the point where a foot and snowmobile bridge crosses the West

Branch to a point where the river intersects the Adirondack park

boundary.

p. Raquette river - Approximately twenty-two miles from the outlet of

Raquette lake to the outlet of Long lake and approximately seventeen

miles from the confluence of the Raquette river and a small stream from

the northeast, at a point approximately one mile downstream from

Trombley landing to the confluence with Dead creek.

q. Rock river - Approximately one and one-fifth miles from the outlet

of lake Durant to the O'Neil flow road crossing.

r. East branch of the St. Regis river - Approximately six and

one-tenth miles from a point one-half mile upstream of Everton falls to

the confluence with the Main Branch of the St. Regis river.

s. Main branch of the St. Regis river - Approximately seven miles from

the St. Regis Church to a point where a private road to Bay pond crosses

the Main Branch in lot 16, township 17, Macomb's Purchase, great tract

1, and approximately eighteen miles from the confluence with Balsam

brook to a point at which the river intersects the Adirondack park

boundary.

t. West branch of the St. Regis river - Approximately five and

one-half miles from a point one-half mile downstream of the confluence

with Fenner Meadow brook to a point where the West Branch intersects the

Adirondack park boundary.

u. East branch of the Sacandaga river - Approximately fourteen miles

from a point approximately one-half mile above Cook brook to the

confluence with the Main Branch of the Sacandaga river.

v. Main branch of the Sacandaga river - Approximately thirty-one miles

from the outlet of Lake Pleasant to the inlet of Great Sacandaga lake.

w. West branch of the Sacandaga river - Approximately ten and

three-fifths miles from the Silver lake wilderness boundary near the

most upstream route 10 bridge crossing to the confluence with Cow creek

and approximately seven and two-tenths miles from the confluence of

Dugway creek to the confluence with the Main Branch of the Sacandaga

river.

x. Salmon river - Approximately twelve and three-tenths miles from the

outlet of Elbow ponds to the point where the river intersects the

Adirondack park boundary.

y. Main branch of the Saranac river - Approximately sixty and

two-fifths miles from the outlet of Upper Saranac lake to the point

where the river intersects the Adirondack park boundary.

z. Schroon river - Approximately sixty-six and seven-tenths miles from

the outlet of the former Dead Water pond to the confluence with the

Hudson river.

aa. West Canada creek - Approximately eleven miles from the route 8

bridge crossing near Nobleboro to the Harvey road bridge crossing.

bb. South branch of West Canada creek - Approximately nine and

seven-tenths miles from the footbridge crossing one mile upstream of The

Floe to the confluence with the Main Branch of West Canada creek.

cc. West Stony creek - Approximately six miles from the Persch road

crossing to the Tannery road crossing and approximately two and

seven-tenths miles from the confluence with Hatch brook to the

confluence with the Main Branch of the Sacandaga river.

dd. Ramapo river -- Approximately three and one-half miles from the

Orange county line to the site of an abandoned power dam in the hamlet

of Ramapo.

ee. Nissequogue river - Approximately one and four-tenths miles from

state route 347 to the dam at the outlet of New Mill Pond including its

tributaries identified as P292-1 to Brooksite Drive and two unnamed

tributaries P292-2 and P292-3, and approximately five miles from the

pedestrian walkway and dam at the outlet of Phillips Millpond to its

confluence with Long Island sound including its tributaries and ponds

connected therewith, specifically described as T-62 on a certain map

entitled "Official Classifications-Surface Waters of Western Suffolk

County", prepared by the New York state department of health and

published by the water resources council.

ff. Shawangunk Kill river - From the border of Ulster and Orange

counties to its confluence with the Wallkill river.

gg. Peconic river - Approximately five and one-half miles from the

Long Island railroad bridge between Connecticut and Edwards Avenue to

Grangabel Park dam in Riverhead and approximately two miles of the

Little River (tributary T112-1) from and including Wildwood Lake to its

confluence with the Peconic.

hh. Fall Creek from the southern boundary of Cayuga Lake to the west

face of the foot bridge running across Fall Creek, which foot bridge is

located between Thurston Avenue on the west and Beebe Lake on the east.

The boundaries of the river corridor shall be defined as follows:

DESCRIPTION OF NORTHERN BOUNDARY OF FALL CREEK RIVER CORRIDOR

Beginning at a point at the intersection of the high water mark of

Cayuga Lake, on the southerly boundary of Cayuga Lake, and the northerly

boundary of Fall Creek, said point being in the northerly boundary of

Stewart Park; running thence northeasterly along the northerly boundary

of Stewart Park to its intersection with the westerly boundary of the

Lehigh Valley Railroad right-of-way; running thence in a southerly

direction along the westerly edge of the Lehigh Valley Railroad

right-of-way approximately 3,450 feet to a point located 50 feet

northerly along said railroad from the north bank of Fall Creek; running

thence in a southeasterly direction parallel with and 50 feet northerly

from the north bank of Fall Creek crossing Cayuga Street to a point on

the easterly boundary of Cayuga Street, located approximately 20 feet

northerly from the north bank of Fall Creek, said point being the

intersection of the easterly boundary of Cayuga Street with the extended

line of a chain link fence on Ithaca School District property running

approximately parallel with Fall Creek; running thence in a

southeasterly direction along the extended line of the chain link fence

and continuing along said chain link fence, approximately parallel to

Fall Creek to the end of the chain link fence; continuing thence in a

southeasterly direction along the extended line of said chain link fence

approximately 5 feet to the south line of a sidewalk which runs through

Ithaca School District property approximately parallel with Fall Creek;

continuing thence along the south line of said sidewalk to the

intersection of the south line of said sidewalk with the westerly

boundary of Lake Street; running thence perpendicular to Lake Street

approximately 50 feet to the east boundary of Lake Street; running

thence in a northwesterly direction along the east line of Lake Street

approximately 75 feet to a point of the northwest corner of City Tax

Parcel 12-1-1; running thence in an easterly direction along the

northerly boundary of tax parcel 12-1-1 approximately 250 feet to the

northeast corner of Tax Parcel 12-1-1; continuing thence on the same

course along a line shown on Tax Maps Numbers 12 and 11 as a match line

and along the northerly boundary line of Tax Parcel 6-2-1 approximately

600 feet to the northwest corner of Tax Parcel 11-1-1, said point being

located approximately 12.5 feet westerly from the westerly boundary of

Stewart Avenue; running thence easterly approximately 12.5 feet along

the north boundary of Tax Parcel 11-1-1 to the westerly boundary of

Stewart Avenue; running thence in a southeasterly direction along the

southwesterly boundary of Stewart Avenue approximately 464 feet to the

southeasterly corner of Tax Parcel 11-1-2; running thence in an easterly

direction perpendicular to and across Stewart Avenue to a point in the

easterly line of Stewart Avenue approximately 25 feet northerly of the

northerly boundary of the Stewart Avenue bridge; running thence

northerly and easterly along the easterly boundary of Stewart Avenue and

southerly boundary of Fall Creek Drive as it curves to a point located

approximately 145 feet southerly along Fall Creek Drive from the

intersection of the east boundary of Fall Creek Drive and the south

boundary of Thurston Avenue, said point being located at the

intersection of the easterly boundary of Fall Creek Drive and a line

extended westerly being a line 10 feet southerly from the southerly

boundary of the tennis courts located southeasterly from the

intersection of Thurston Avenue and Fall Creek Drive; running thence

easterly along said extended line and 10 feet southerly from the

southerly boundary of said tennis courts to the intersection of said

line extended easterly and the northeasterly boundary of an asphalt path

which runs southwesterly from Prudence Risley Hall to Thurston Avenue;

running thence in a southeasterly direction along the northerly boundary

of said asphalt path to the intersection of said asphalt path with the

westerly boundary of Thurston Avenue; running thence southerly along the

westerly boundary of Thurston Avenue to a point located 25 feet

northerly from the north edge of the gorge; running thence easterly

parallel with and 25 feet northerly from the north edge of the gorge to

its intersection with the line of the west face as extended northerly of

the foot bridge over the gorge; running thence southerly to and along

the west face of said foot bridge to a point in the center line of Fall

Creek.

DESCRIPTION OF SOUTHERN BOUNDARY OF FALL CREEK RIVER CORRIDOR

Beginning at a point at the intersection of the high water mark at the

south end of Cayuga Lake with the east bank of Cayuga Inlet; running

thence southerly along the east bank of Cayuga Inlet approximately 1,050

feet to a point marking the intersection of the east bank of the Cayuga

Inlet with the southwest corner of Tax Parcel 2-2-1; running thence

easterly along the south boundary of Tax Parcel 2-2-1 approximately 600

feet to a point marked by a 2-inch square iron pin, said point being

located approximately 100 feet southwesterly from the west bank of Fall

Creek; running thence southeasterly approximately 1,290 feet to a point

at the east side of the golf course access gate; running thence easterly

approximately 80 feet to the eastern edge of Pier Road; running thence

southeasterly along the east edge of Pier Road approximately 950 feet to

the north edge of a gravel access road which runs to the Lehigh Valley

Railroad right-of-way; running thence southeasterly along the north edge

of said gravel access road to the westerly right-of-way of the Lehigh

Valley Railroad; running thence northwesterly along said right-of-way to

a point located approximately 50 feet southerly from the south bank of

Fall Creek; running thence southeasterly parallel with and 50 feet

southerly from the south bank of Fall Creek to the west edge of Woodland

Place, being also the easterly right-of-way line of New York State Route

13; running thence southwesterly along the east right-of-way line of New

York State Route 13 and the west side of Woodland Place to a point in

the north boundary of Tax Parcel 13-1-5; running thence northeasterly

and southeasterly along the south line of Woodland Place, being also the

north lines of Tax Parcel Nos. 13-1-5, 13-1-6, and 13-1-7 215.6 feet to

the west boundary of North Cayuga Street; continuing thence along the

same course across Cayuga Street to a point being the northwesterly

corner of Tax Parcel No. 5-2-1; running thence southeasterly along the

northeasterly boundaries of Tax Parcel Nos. 5-2-1, 5-2-6, 5-2-7, 5-2-8,

5-2-9 and 5-2-10 a distance approximately 480 feet to the easterly

corner of Tax Parcel No. 5-2-10, said point being the intersection of

the north boundary of East York Street and the west boundary of North

Tioga Street; running thence northerly along the west boundary of North

Tioga Street to the bank of Fall Creek; running thence southeasterly

along the bank of Fall Creek to the northwest corner of Tax Parcel No.

12-2-1; running thence southeasterly along the northerly boundary of Tax

Parcel Nos. 12-2-1 and 12-2-2 360 feet to the northeast corner of Tax

Parcel No. 12-2-2; running thence easterly along the northerly boundary

of Tax Parcel No. 12-2-13 45.5 feet to the northeast corner of Tax

Parcel No. 12-2-13; running thence southerly approximately 25 feet along

the easterly boundary of Tax Parcel No. 12-2-13 to the northwest corner

of Tax Parcel No. 12-2-12; running thence easterly along the northerly

boundary of Tax Parcel No. 12-2-12 35.33 feet to a point; running thence

southerly approximately 12.5 feet; and running thence easterly along the

north boundary of Tax Parcel No. 12-2-12 approximately 40 feet to a

point; continuing thence along the northerly boundaries of Tax Parcel

Nos. 12-2-11, 12-2-10, 12-2-9, 12-2-8, 12-2-7, 12-2-6, 12-2-5 and 12-2-4

approximately 328.6 feet to the westerly boundary of Lake Street at the

southwest corner of the Lake Street bridge over Fall Creek; continuing

thence across Lake Street along the south edge of the Lake Street bridge

over Fall Creek to a point in the easterly boundary of Lake Street;

running thence southerly along the east boundary of Lake Street 401 feet

to a point marking the intersection of the east boundary of Lake Street

and the southerly boundary of Lincoln Street extended; continuing thence

easterly along the southerly boundary of Lincoln Street extended 180

feet to a point marking the southeast corner of Lincoln Street extended;

continuing thence on the same course approximately 75 feet to a point in

the east boundary of Tax Parcel No. 12-7-4; running thence northerly

along the east boundary of Tax Parcel No. 12-7-4 approximately 69 feet

to a point; running thence easterly along the northerly boundary of Tax

Parcel No. 11-3-1 100 feet to a point at the southerly boundary of Old

Penstock; running thence easterly along the southerly boundary of said

Old Penstock a chord distance of approximately 362.5 feet to a point; in

the westerly boundary of Tax Parcel No. 11-3-3; running thence southerly

along the westerly boundary of Tax Parcel No. 11-3-3 approximately 68

feet to a point marking the northwesterly corner of Willard Way; running

thence southeasterly and southerly along the northerly and easterly

boundaries of Willard Way to the southwesterly corner of Tax Parcel No.

11-3-3 said point also being the northwesterly corner of Tax Parcel No.

11-3-6; running thence easterly along the southerly boundary of Tax

Parcel No. 11-3-3 110 feet to a point in the northwesterly boundary of

Stewart Avenue; running thence northerly and easterly along the westerly

and northerly boundary of Stewart Avenue approximately 298 feet to a

point located approximately 35 feet southerly from the Stewart Avenue

bridge; running thence in an easterly direction across Stewart Avenue to

a point marking the southerly boundary of the Cayuga Trail; running

thence easterly along the southerly boundary of the Cayuga Trail to the

northwesterly boundary of University Avenue; running thence northerly

and easterly along the westerly and northerly boundaries of University

Avenue to the intersection of the north line of University Avenue and

the west line of Thurston Avenue; continuing thence easterly along the

north line of University Avenue as it becomes the north line of Forest

Home Drive and along the north line of Forest Home Drive approximately

600 feet to the intersection of the north line of Forest Home Drive with

the line of the west face of the foot bridge over Fall Creek Gorge as

extended southerly; running thence northerly along said extended line

and the west face of the said foot bridge to the center of Fall Creek.

Such boundaries shall constitute the final boundaries and shall not be

subject to amendment, alteration or modification by any action or

determination by the commissioner or the department.

Responsibility for the administration of the area designated herein

shall be delegated to the city of Ithaca pursuant to the appropriate

regulations.

The designation of Fall Creek shall not, solely by operation of this

article, be construed so as to restrict or prohibit utility or similar

facilities support related-systems or facilities support-related

activities of the land grant institution known as Cornell University

conducted in furtherance of its educational purposes, which are located

upstream of the designated area of Fall Creek. Such activities shall

include, but not be limited to, the operation of Cornell University's

chilled water plant, water filtration plant and intakes for such plants

and for its hydroelectric plant and the necessary dredging of intake

areas, storm water drains, utility lines, and foot bridges, which may

otherwise be permitted but for such designation.

§ 15-2715 — Designation of additions to the system

Designation of additions to the system.

1. The commissioner or agency shall study and from time to time submit

to the governor and to the legislature proposals for the addition to the

state wild, scenic and recreational rivers system of river areas which,

in their judgment, fall within one or more of the descriptive classes

set out in this title. Each proposal shall specify the class or classes

of the proposed addition and shall be accompanied by a detailed report

on the factors which, in the judgment of the commissioner or agency,

make the area a worthy addition to the system. The report shall show the

area included within the proposal; the characteristics which make the

area a worthy addition to the system; the current status of land

ownership and use in the area; the anticipated acquisitions of land and

scenic or other easements in the area; the potential uses of the land

and water; and the cost of acquisitions of land and scenic or other

easements and improvements proposed. The commissioner or agency shall

send the report to the legislative authority of each county, town, and

municipal corporation, any part of which is within the area, and to the

commissioner of transportation, commissioner of agriculture and markets,

commissioner of health, and commissioner of commerce. Thereafter, each

proposal shall be submitted to the governor and the legislature for

adoption or modification. This section is not intended to preclude or

discourage studies and proposals by other agencies or by citizen groups

working independently or with the commissioner or the agency, provided

that such studies and proposals shall be conducted and made in

accordance with the criteria and procedures set forth in this

subdivision and shall be submitted to the agency or the commissioner as

appropriate for comment prior to submission of any proposal to the

governor or the legislature. The commissioner and the agency shall

provide technical assistance to and cooperate with any such agencies and

citizen groups.

2. Not later than three years after the effective date upon which each

of the following rivers shall have been designated for study by

inclusion in this subdivision, the agency, after consultation and

cooperation with the commissioner with respect to rivers within the

Adirondack park, or the commissioner with respect to rivers elsewhere,

is hereby directed to consider and make proposals to the legislature for

the addition of each such river to the state wild, scenic and

recreational rivers system :

a. The Batten Kill river from the Vermont state line to the dam at

Greenwich.

b. The Delaware river from Port Jervis to the junction of the East and

West Branches of the Delaware river, and the East Branch of the Delaware

river upstream to the Downsville dam, and the West Branch of the

Delaware river upstream to the Cannonsville dam.

c. The Genesee river from the Pennsylvania state line to Letchworth

State Park.

d. The Susquehanna river from Otsego lake to Bainbridge at the Route

206 crossing.

g. Bouquet river--Approximately twenty-four miles of the North Branch

from Trout pond to the confluence with the Main Branch.

h. The Branch--Approximately sixteen miles from Elk lake to the

confluence with the Schroon river.

i. East Stoney creek--Approximately eighteen miles from Harrisburg

lake to Great Sacandaga lake.

j. Grasse river--Approximately twenty-five miles of the Main Branch

from the confluence with the South Branch to the village of Canton.

l. Osgood river--Approximately fourteen miles from Jones pond to

Meacham lake.

m. Oswegatchie river--Approximately eleven miles of the Main Branch

from the Cranberry lake outlet to River road.

n. Pleasant Lake stream--Approximately seven miles from Pleasant lake

to the confluence with the Middle Branch of the Grasse river.

o. Saranac river--Approximately seventeen miles of the North Branch

from Mud pond to the confluence with the Main Branch.

§ 15-2717 — Cooperation with the federal government

Cooperation with the federal government.

Nothing in this title shall preclude a section of the state wild,

scenic and recreational rivers system from becoming a part of the

national wild and scenic rivers system. The commissioner and the agency

are directed to encourage and assist any federal studies for inclusion

of New York State rivers in the national wild and scenic rivers system.

§ 15-2719 — Cooperation clause

Cooperation clause.

The commissioner and agency shall cooperate with each other and

coordinate their activities with respect to their respective

jurisdictions over the designated rivers within the Adirondack park to

ensure compliance for the general criteria and management objectives set

forth in this part.

§ 15-2721 — Conflict with other laws

Conflict with other laws.

Any section of the state wild, scenic and recreational rivers system

that is or shall become a part of the Forest Preserve, the Adirondack or

Catskill Parks or any other state park, wildlife refuge, or similar area

shall be subject to the provisions of this title, and the laws and

constitutional provisions under which the other areas may be

administered, and in the case of conflict between the provisions of

those laws and constitutional provisions and the provisions of this

title, the more restrictive provisions shall apply.

§ 15-2723 — Penalties and enforcement

Penalties and enforcement.

Any person who violates any provision of this title or any regulation

or order issued pursuant to this act by the commissioner or the agency

may be compelled to comply with or obey the same by injunction, mandamus

or other appropriate remedy. In addition, any such person shall pay a

civil penalty of not less than one hundred dollars or more than one

thousand dollars for each day of such violation. The commissioner or the

agency as the case may be, is authorized to commence a civil action to

recover such civil penalties or other appropriate relief.

TITLE 29 Water Resources Management Strategy

§ 15-2901 — Water resources planning council; organization

Water resources planning council; organization.

There is hereby established within the department of environmental

conservation a water resources planning council. It shall consist of

fifteen members, including the commissioners of agriculture and markets,

economic development, environmental conservation, health,

transportation, the chair of the public service commission, president of

the New York state energy research and development authority, secretary

of state and seven members to be appointed by the governor including at

least one member who shall have expertise in the science of water

resources planning and at least one member selected from a list proposed

by public interest or environmental citizens organizations. These seven

members shall serve terms of four years each. Two of the members shall

be appointed upon the recommendation of the majority leader of the

senate and two of the members shall be appointed upon the recommendation

of the speaker of the assembly. The governor shall select a chair from

among the members. Meetings of the council shall be called by the

chair. Members shall receive reimbursement for expenses.

§ 15-2903 — Water resources planning council; quorum, bylaws

Water resources planning council; quorum, bylaws.

A majority of the members of the council shall constitute a quorum for

the transaction of any business or the exercise of any power of the

council. The commissioners of agriculture and markets, commerce, energy,

environmental conservation, health, transportation, the chairman of the

public service commission and secretary of state may, by official

authority filed in their respective agencies, and with the water

resources planning council, designate a deputy or other officer to

exercise his powers and perform his duties, including the right to vote,

on the council. The council may also establish for itself bylaws for the

conduct of its affairs.

§ 15-2905 — Statewide inventory of existing significant deficiencies in water supply systems

Statewide inventory of existing significant deficiencies in

water supply systems.

The commissioner, in consultation with the commissioner of health and

utilizing information requested from the responsible local officials as

well as relevant information developed through titles eleven and

thirteen of this article, shall cause to be prepared an inventory of

existing significant deficiencies in water supply availability

throughout the state, including specific needs for improvement,

rehabilitation and establishment of water supply, distribution and

transmission facilities. Such inventory shall also identify those water

supply systems affected or threatened by intrusions of hazardous

materials or wastes and the nature of remediation required. Such

inventory shall be completed and transmitted to the governor,

legislature and the council by July first, nineteen hundred eighty-five.

The commissioner in consultation with the secretary of state, shall

also cause to be prepared a review and summary of existing statutory and

constitutional provisions relating to the provision and financing of

water supply facilities by local governments, including such provision

and financing through inter-local cooperation. Such review and summary

shall also identify any existing statutory and constitutional

constraints against the effective and efficient provision of sound

financing, on a revenue or general obligation basis, of such facilities.

Such review and summary shall be completed and transmitted to the

governor, legislature and the council by January first, nineteen hundred

eighty-six. At such time and based upon the above inventory and review

and summary, the commissioner shall also cause to be prepared a

compilation of those instances in which correction of existing

significant deficiencies appears to be beyond the reasonable financial

capabilities of the affected communities.

§ 15-2907 — Water resources management strategy; development purpose

Water resources management strategy; development purpose.

Not later than January first, nineteen hundred eighty-seven, the

department of environmental conservation, with the participation of the

department of health and whenever possible, regional planning and

development boards, shall develop and submit a complete statewide water

resources management strategy to the water resources planning council

for its review and adoption. This strategy shall be composed of substate

water resources management strategies which recognize the natural

boundaries of the water resource basins, watersheds, and aquifers and

existing significant deficiencies of water supply, and which organize

these in the most practical and manageable manner. Each substate

management strategy shall analyze the present and future demographic,

natural resource, economic development, water quality, and conservation

requirements of public and private water systems and develop regional

management strategies to meet the water resources requirements of

residential, agricultural, industrial and commercial users as well as

assure the highest possible quality and quantity of these resources.

Strategies shall analyze the efficiency and capacity of existing water

supply sources and facilities and shall contain recommendations for

appropriate modifications, restoration, and expansion or development of

new sources or facilities. Such strategies shall also include

evaluations and recommendations as to the feasibility of including

hydroelectric energy generation facilities as part of the modifications,

restoration, and expansion or development of new or existing resources

or facilities. The strategy shall also contain recommendations regarding

implementation of these strategies by the department of health, the

department of environmental conservation, other appropriate state

agencies, local governments and special districts. In addition, the

departments shall submit to the council substate water resources

management strategies as soon as such strategies are developed. The

departments shall also report regularly to the council on the

development of the strategies and receive the council's recommendations

and directions. Such substate strategies shall also be available for

public inspection as soon as such strategies are developed.

§ 15-2909 — Water resources management strategy; hearings

Water resources management strategy; hearings.

Upon receipt of the statewide water resources management strategy from

the department of environmental conservation, the council shall promptly

publish once a week for three consecutive weeks in newspapers of general

circulation notice of public hearings thereon. Public hearings shall be

conducted in each of the substate areas represented in the statewide

strategy, and shall be in accordance with regulations adopted by the

department, subject to modification by the council. Such regulations

shall, at a minimum, require a hearing on the record with sworn

witnesses and shall afford interested parties a reasonable opportunity

to sponsor witnesses and to question witnesses sponsored by others,

including department staff, consistent with the need to conclude the

hearings expeditiously so that a state water resources management

strategy can be adopted in a timely manner. The hearings shall not be

considered part of an adjudicatory proceeding, as defined in subdivision

three of section one hundred two of the state administrative procedure

act, or as part of a rule-making proceeding held under subdivision one

of section two hundred two of such act.

§ 15-2911 — Water resources management strategy; approval

Water resources management strategy; approval.

The water resources planning council shall, as expeditiously as

practicable following the conclusion of its hearings, but in no case

later than January first, nineteen hundred eighty-eight, determine,

based on the record, whether the statewide water resources management

strategy should be approved with modifications or disapproved, and shall

state in writing the reasons for its determination. If the council has

determined approval of the strategy, it shall be adopted by the

departments of health and environmental conservation and other

appropriate state agencies in the form determined by the council. If the

council has determined disapproval of the strategy, the department of

environmental conservation, in conjunction with the department of

health, shall modify the strategy in accordance with the determination

issued by the council and resubmit the strategy to the council for its

action.

§ 15-2913 — Water resources management strategy; revision

Water resources management strategy; revision.

From time to time and at least once every two years, the department of

environmental conservation, with the participation of the department of

health and whenever possible, regional planning and development boards,

shall review the strategy and shall either (a) prepare any amendments

necessary to update the strategy, or (b) issue a determination that no

amendments are necessary and the reasons supporting the determination.

Any interested person may seek such a review upon written application to

the department of environmental conservation for an amendment to the

statewide water resources management strategy. Any statement issued by

the departments that no amendments are necessary shall be submitted to

the council for approval, modification or disapproval. Amendments shall

be adopted in the same manner as the strategy itself.

TITLE 31 Groundwater Protection and Remediation Program

§ 15-3101 — Short title

Short title.

This title shall be known and may be cited as the "groundwater

protection act".

§ 15-3103 — Legislative findings and intent

Legislative findings and intent.

The legislature hereby finds and declares that:

1. The waters of the state are one of its most essential natural

resources.

2. Adequate supplies of good quality groundwater are critical to the

health and welfare of the residents of the state and to their economic

well-being. Groundwater contamination exists at levels which exceed

applicable standards, criteria and guidance values at many sites around

the state, including inactive hazardous waste disposal sites, brownfield

sites, and sites contaminated by the discharge of petroleum. The levels

and types of contaminants, the extent of contamination, and the present

and potential impacts on public health and the environment vary widely

from site to site, but cumulatively could endanger the integrity of the

water resources of New York state.

3. Due to the complexity of groundwater contamination problems, the

restoration of groundwater to its classified use may not currently be

feasible at some sites.

4. It is the intent of the legislature that groundwater be protected

for its classified use, the highest of which is drinking water.

§ 15-3105 — Purpose

Purpose.

It is the intent of the legislature that the department develop a

strategy to address contaminated groundwater and implement a program to

remediate and manage groundwater resources in a manner that will ensure

long-term sustainability.

§ 15-3107 — Groundwater information management

Groundwater information management.

Information collected pursuant to this section shall be incorporated

into the geographic information system maintained by the department to

track remedial programs, pursuant to section 3-0315 of this chapter.

§ 15-3109 — Groundwater remediation strategy

Groundwater remediation strategy.

No later than three years after the effective date of this title, the

department, in consultation with the department of health, shall develop

and publish a strategy to address the long-term remediation of

groundwater contamination, including strategies to protect groundwater

from future degradation from contaminated sites.

1. Such strategy shall govern all programs within the department

responsible for groundwater protection and remediation. Such strategy

shall include, but not be limited to:

(a) Recognition that both short- and long-term remediation strategies

may be necessary to address groundwater contamination.

(b) Identification of the long-term groundwater remedial activities

that are required to be taken by the state pursuant to title fourteen of

article twenty-seven of this chapter for sites which the department has

determined pose a significant threat, or which can be initiated by the

state pursuant to other provisions of this chapter to address

groundwater contamination.

(c) Establishment of criteria for the prioritization of long-term

groundwater remediation activities to be performed by the department.

Such criteria shall include, but not be limited to:

(i) the current or reasonably anticipated future use of contaminated

groundwater as drinking water;

(ii) the current or reasonably anticipated future use of a groundwater

aquifer into which contaminated groundwater is flowing as drinking

water;

(iii) the current or reasonably anticipated future use of contaminated

groundwater for non-potable purposes including but not limited to

recreational uses, institutional uses and agricultural or

non-agricultural irrigation;

(iv) community needs;

(v) feasibility of remediation; and

(vi) protection of natural resources and minimizing the impairment of

the resource.

Notwithstanding subparagraphs (i) through (vi) of this paragraph,

while the current use of groundwater as drinking water may be

considered, the absence of such use shall not exclude the need for

remediation.

2. A public comment period of at least one hundred twenty days shall

be held on the initial draft strategy. Such strategy shall be updated

regularly based on progress made and the availability of new remedial

technologies, scientific information, and field data. Each updated draft

strategy shall be released to the public, and will require a public

comment period of at least sixty days.

3. The department is responsible pursuant to title fourteen of article

twenty-seven of this chapter for the remediation of off-site groundwater

contamination emanating from sites being remediated by a volunteer,

which sites have been determined to be a significant threat. Within six

months of the determination of significant threat at a site being

remediated by the volunteer the department shall bring an enforcement

action against any parties known or suspected to be responsible for

contamination at or emanating from the site which is the subject of such

agreement. If such action cannot be brought, or does not result in the

initiation of a remedial program by such party or parties at such site,

the department shall use best efforts to begin a remedial program to

perform the remediation of off-site contamination at such site within

one year of the completion of such enforcement action or the completion

of the volunteer's remedial program, whichever is later.

§ 15-3111 — Rules and regulations

Rules and regulations.

The commissioner shall promulgate rules and regulations necessary and

appropriate to carry out the purposes of this title.

TITLE 33 Source Water Protection Projects

§ 15-3301 — Definitions

Definitions.

As used in this title the following terms shall mean:

1. "Land acquisition projects" means open space acquisition projects

undertaken with willing sellers including, but not limited to, the

purchase of conservation easements, undertaken by a municipality, a

not-for-profit corporation, or purchase of conservation easements by a

soil and water conservation district.

2. "Municipality" means the same as such term as defined in section

56-0101 of this chapter.

3. "Not-for-profit corporation" means a corporation formed pursuant to

the not-for-profit corporation law and qualified for tax-exempt status

under the federal internal revenue code.

4. "Soil and water conservation district" means the same as such term

as defined in section three of the soil and water conservation districts

law.

5. "State assistance payment" means payment of the state share of the

cost of projects authorized by this title to preserve, enhance, restore

and improve the quality of the state's environment.

§ 15-3303 — Land acquisition projects for source water protection

Land acquisition projects for source water protection.

1. The commissioner is authorized to provide state assistance to

municipalities, not-for-profit corporations and soil and water

conservation districts to undertake land acquisition projects for source

water protection, in cooperation with willing sellers. Land acquisition

projects for source water protection shall support, expand or enhance

drinking water quality protection, including but not limited to

aquifers, watersheds, reservoirs, lakes, rivers and streams.

2. a. Any buffer encumbered by a conservation easement acquired

pursuant to this section that encumbers lands used in agricultural

production as defined in section three hundred one of the agriculture

and markets law in a county designated state certified agricultural

district created under section three hundred three of the agriculture

and markets law may allow agricultural activity that qualifies such

lands, provided such activity on such lands does not impair drinking

water and complies with an agricultural environmental management program

plan developed by the state soil and water conservation committee, in

partnership with the department.

b. Notwithstanding any limitations provided herein on lands acquired

pursuant to this title a license or easement may be granted by the owner

of such property to a public utility for a public purpose.

3. In evaluating land acquisition projects for source water protection

pursuant to this section, the department shall give priority to projects

which protect or recharge drinking water sources and watersheds

including riparian buffers and wetlands.

4. a. No state assistance may be provided pursuant to this section to

fund any land acquisition project which is undertaken by eminent domain

unless such process is undertaken with a willing seller.

b. The department shall not provide funding pursuant to this title for

any land acquisition project for source water protection by a

not-for-profit corporation, if any town, village or city within which

such a project is located, by resolution, within ninety days of

notification by such corporation of its interest in acquiring such

projects, objects to such acquisition.

5. Consistent with section eleven-b of the soil and water conservation

districts law, the soil and water conservation committee in consultation

with the commissioner of agriculture and markets is authorized to

provide state assistance payments to county soil and water conservation

districts, within amounts appropriated, for land acquisition projects

for source water protection projects to support, expand or enhance

drinking water quality protection, including but not limited to

aquifers, watersheds, reservoirs, lakes, rivers and streams. Such

committee shall give priority to projects which establish buffers from

waters which serves as or are tributaries to drinking water supplies for

such projects using state assistance pursuant to this section.

6. Real property acquired, developed, improved, restored or

rehabilitated by or through a municipality, county soil and water

conservation district or not-for-profit corporation with funds made

available pursuant to this title shall not be sold, leased, exchanged,

donated or otherwise disposed of or used for other than the public

purposes of this title without the express authority of an act of the

legislature, which shall provide for the substitution of other lands of

equal environmental value and fair market value and reasonably

equivalent usefulness and location to those to be discontinued, sold or

disposed of, and such other requirements as shall be approved by the

commissioner.

7. If the state acquires a real property interest in land purchased by

a municipality or not-for-profit with funds made available pursuant to

this title, the state shall pay the fair market value of such interest

less the amount of funding provided by the state pursuant to this

section.

8. To the fullest extent practicable, it is the policy of the state to

promote an equitable regional distribution of funds, consistent with the

purpose of this section.

§ 15-3305 — Approval and execution of projects

Approval and execution of projects.

1. Land acquisition projects for source water protection may be

undertaken pursuant to the provisions of this article and other

applicable provisions of law only with the approval of the commissioner.

2. The commissioner shall review such project application and may

approve, disapprove or recommend modifications thereto consistent with

applicable law, criteria, standards or rules and regulations relative to

such projects. In reviewing applications for projects pursuant to this

section, the commissioner shall give due consideration to:

a. the project's contribution to the protection of drinking water

supplies;

b. the presence of a water plan, including a source water

assessment/protection plan or other similar plan which identifies

measures to reduce threats to drinking water sources and priorities for

land acquisition projects; and,

c. financial need or hardship.

3. All land acquisition projects shall be undertaken in the state of

New York. The total amount of the state assistance payments toward the

cost of any such project shall be set forth in any request for proposal

issued to solicit projects and will in no event exceed seventy-five

percent of the cost.

For the purpose of determining the amount of the state assistance

payments, the cost of the project shall not be more than the amount set

forth in the application for state assistance payments approved by the

commissioner. The state assistance payments toward the cost of a project

shall be paid on audit and warrant of the state comptroller on a

certificate of availability of the director of the budget.

4. a. The commissioner and a municipality may enter into a contract

for the undertaking by the municipality of a source water protection

project. Such project shall be recommended to the commissioner by the

governing body of the municipality and, when approved by the

commissioner, may be undertaken by the municipality pursuant to this

title and any other applicable provision of law.

b. The commissioner and a not-for-profit corporation may enter into a

contract for the undertaking by the not-for-profit corporation of a

source water protection project. Such a project shall be recommended to

the commissioner by the governing body of a not-for-profit corporation

which demonstrates to the satisfaction of the commissioner that it is

capable of operating and maintaining such property for the benefit of

drinking water and/or water quality protection. Upon approval by the

commissioner, such project may be undertaken pursuant to the provisions

of this title and any other applicable provision of law.

5. No monies shall be expended for source water protection land

acquisition projects except pursuant to an appropriation therefor.

ARTICLE 16 Flood Control

§ 16-0101 — State participation in federal flood control program

State participation in federal flood control program.

It is hereby declared that the state deems it advisable to participate

in a federal program of flood control in the state of New York in the

manner hereinafter described.

§ 16-0103 — Receipt of funds by comptroller

Receipt of funds by comptroller.

The comptroller is hereby authorized to receive from the federal

government any moneys which the federal government shall offer to the

state of New York for reimbursement for expenditures or otherwise in

connection with any federal flood control project in the state of New

York. The comptroller is authorized, upon receipt of any allotment of

moneys from the federal government for reimbursement of expenditures or

otherwise in connection with a flood control project to deposit such

moneys to the credit of the general fund.

§ 16-0105 — Appropriation for flood control purposes

Appropriation for flood control purposes.

The legislature may appropriate from any money in the state treasury

not otherwise appropriated for payment by the state for the costs of the

state's participation in federal flood control projects and for

engineering connected with these projects including personal services

and expenses. The money appropriated shall be available for the cost of

relocation and reconstruction of state highways, including structures;

for channel improvements; for check dams; for quarries, gravel pits,

spoil banks and burrow pits; for access roads; for camp sites; for

relocation of buildings, structures and facilities; for relocation of

the properties, structures, service lines and connections incident

thereto of public service utilities, both publicly and privately owned;

for relocation of railroad rights-of-way, facilities and structures; for

rights of way and for other related purposes contemplated by and

incidental to said flood control projects. The moneys appropriated shall

also be available for payment by the state for the relocation and

reconstruction of streets, sidewalks, public grounds, parks, cemeteries,

water supply systems, sewer systems and lighting systems of municipal

corporations, county roads and town highways, including structures and

including rights of way.

§ 16-0107 — Acquirement of property for flood control

Acquirement of property for flood control.

1. The commissioner of environmental conservation, for the people of

the state of New York, shall acquire any property or interest therein,

necessary for purposes connected with the flood control projects. Such

property or interest therein shall be for rights-of-way, channel

improvements, reservoirs, dams, quarries, gravel pits, borrow pits,

spoil banks, camp sites, relocation of buildings and facilities,

relocation of the facilities of public service utilities, relocation of

streets, sidewalks, public grounds, parks, cemeteries, water supply

systems, sewer systems and lighting systems of municipal corporations;

relocation of county roads and town highways; and for other purposes

connected with the flood control projects. The term "property" as used

in this section shall be deemed to mean and include "real property" as

such term is defined in section one hundred three of the eminent domain

procedure law. The manner of acquisition, including method of obtaining

possession, shall be governed by the provisions of the eminent domain

procedure law.

2. The commissioner of environmental conservation shall cause to be

prepared an accurate acquisition map of any property which he may deem

necessary for purposes connected with the flood control projects or of

any property in and to which he may deem the acquisition or exercise of

an easement, interest or right to be necessary for such purposes,

indicating and describing in each case the particular easement, interest

or right. On the approval of such map by the commissioner he shall

acquire such property, easements, interests or rights pursuant to the

provisions of the eminent domain procedure law.

3. If the commissioner shall determine, prior to the filing of such

copy of the acquisition map in the office of the county clerk, that

changes, alterations or modifications of such map should be made, he or

she shall, subject to the provisions of article two of the eminent

domain procedure law, if applicable, direct the preparation of an

amended map, either by preparing a new map or by making changes on the

original tracing of such map, with a notation indicating such changes.

On the approval of such amended map by the commissioner, it shall be

filed in the main office of the department in the same manner as the

original map was filed and the amended map shall thereupon in all

respects and for all purposes supersede the map previously filed.

4. If the commissioner shall determine, prior to the filing of such

copy of the map in the office of the county clerk as provided in section

four hundred two of the eminent domain procedure law, that such map

should be withdrawn, he or she shall file a certificate of withdrawal in

the offices of the department and department of law. Upon the filing of

such certificate of withdrawal, the map to which it refers shall be

cancelled and all rights thereunder shall cease and determine.

5. The commissioner shall deliver to the attorney general a copy of

such acquisition map, whereupon it shall be the duty of the attorney

general to advise and certify to the commissioner the names of the

owners of the property, easements, interests or rights described in the

said acquisition map, including the owners of any right, title or

interest therein, pursuant to the requirements of section four hundred

three of the eminent domain procedure law.

6. If, at or after the vesting of title to such property in the

people of the state of New York in the manner provided for in this

section, the commissioner shall deem it necessary to cause the removal

of an owner or other occupant from such property, he may cause such

owner or other occupant to be removed therefrom by proceeding in

accordance with section four hundred five of the eminent domain

procedure law. The proceedings shall be brought in the name of the

commissioner as agent of the state. If any person proceeded against

shall contest the petition by an answer, the attorney general shall be

notified, and he thereafter shall represent the petitioner in the

proceedings. No execution shall issue for costs, if any, awarded

against the state or the commissioner but they shall be part of the

costs of the acquisition and be paid in like manner. Proceedings may be

brought separately against one or more of the owners or other occupants

of a property, or one proceeding may be brought against all or several

of the owners or other occupants of any or all property within the

territorial jurisdiction of the same justice or judge; and judgment

shall be granted for immediate removal of persons defaulting in

appearance or in answering, or withdrawing their answers, if any,

without awaiting the trial or decision of issues raised by contestants,

if any.

7. Upon making any agreement provided for in section three hundred

four of the eminent domain procedure law, the commissioner of

environmental conservation shall deliver to the comptroller such

agreement and a certificate stating the amount due such owner or owners

thereunder on account of such appropriation of his or their property and

the amount so fixed shall be paid out of the state treasury from moneys

appropriated for purposes connected with the flood control projects, but

not until there shall have been filed with the comptroller a certificate

of the attorney general showing the person or persons claiming the

amount so agreed upon to be legally entitled thereto.

8. Application for reimbursement as provided in section seven hundred

two of the eminent domain procedure law, shall be made to the

commissioner upon forms prescribed by him and shall be accompanied by

such information and evidence as the commissioner may require. Upon

approval of such application, the commissioner shall deliver a copy

thereof to the comptroller together with a certificate stating the

amount due thereof, and the amount so fixed shall be paid out of the

state treasury after audit by the comptroller from monies appropriated

for the acquisition of property under this section.

9. a. The commissioner with the approval of the director of the

budget, shall establish and may from time to time amend rules and

regulations authorizing the payment of the following expenses and losses

incurred by the displaced owners or occupants of a property acquired

pursuant to this section as a result of such acquisition:

(1) actual reasonable and necessary moving expenses; and

(2) actual direct losses of tangible personal property as a result of

moving or discontinuing a business or farm operation on such property,

but not exceeding an amount equal to the reasonable expenses that would

have been required to relocate such property, as determined by the

commissioner; and

(3) actual reasonable and necessary expenses in searching for a

replacement to the business or farm operation on such property; and

(4) actual and reasonable expenses necessary to reestablish a

displaced farm operation, non-profit organization, or small business

from such property at its new site but not to exceed the maximum amount

provided for in the regulations.

b. Such regulations may provide in hardship cases for the advance

payment of any such expenses and losses. For the purposes of making

payment of such expenses and losses only, such regulations shall provide

that the term "business" includes any lawful activity conducted

primarily for assisting in the purchase, sale, resale, manufacture,

processing or marketing of products, commodities, personal property or

services by the erection and maintenance of an outdoor advertising

display or displays, whether or not such display or displays are located

on the premises on which any of the above activities are conducted. Such

rules and regulations may further define the terms used in this

subdivision. Such regulations may also provide for payments to

utilities for the relocation of their facilities under such

circumstances and in such amounts as the commissioner may determine.

c. Any person eligible for the payments authorized by paragraph a of

this subdivision, who is displaced from their residential property may,

in lieu of such payments, elect to accept an expense and dislocation

allowance, determined in accordance with a schedule prepared by the

commissioner and made a part of such rules and regulations.

d. Any person eligible for the payments authorized by paragraph a of

this subdivision, who is displaced from their business or farm operation

and who is eligible under criteria established by the department may, in

lieu of such payments, elect to accept a fixed relocation payment,

except that such payment shall be not less than the minimum nor more

than the maximum amount provided for in the regulations. However, a

person whose sole business at the property so acquired is the rental of

such property to others shall not qualify for payment under this

paragraph.

e. Application for payment under this subdivision shall be made to the

commissioner upon forms prescribed by the commissioner and shall be

accompanied by such information and evidence as the commissioner may

require. Upon approval of such application, the commissioner shall

deliver a copy thereof to the comptroller together with a certificate

stating the amount due thereunder, and the amount so fixed shall be paid

out of the state treasury after audit by the comptroller from moneys

appropriated for the acquisition of property under this section. No

payment shall be made under this subdivision for any cost, expense,

difference or other amount for which payment was previously made.

f. The regulations necessary to implement this subdivision shall be

consistent with the applicable provisions of section thirty of the

highway law, as the same may from time to time be amended, and

regulations issued thereunder.

10. The commissioner pursuant to section three hundred five of the

eminent domain procedure law, may make agreements on such terms,

conditions and consideration as he deems beneficial to the state with

respect to any property heretofore or hereafter acquired, whereby such

property may be used and occupied by the former owner, tenant or by any

other party from a date specified in said agreement, until such time as

the state requires and obtains actual physical possession. The

agreements for the use and occupancy of such property may be managed,

supervised and enforced (1) by the staff, forces and equipment of the

department of environmental conservation; or (2) by the commissioner of

environmental conservation contracting for the management, supervision

and enforcement thereof with any person, firm or corporation; or (3) by

a combination of such methods.

The use and occupancy of such property under the provisions of this

section and the right of the state or its duly authorized agent to

recover possession thereof shall not be subject to the emergency housing

rent control law.

Expenses which are determined by the commissioner to have been

incurred in connection with the use and occupancy of such property may

be paid out of the state treasury after audit by the comptroller from

moneys appropriated for the duly authorized project for which the

property was acquired. However, such expenses incurred under a contract

for management and supervision of such property may be paid out of the

gross revenue therefrom. All moneys received by the commissioner for

such use or occupancy shall be paid into the treasury of the state to

the credit of the capital construction fund.

11. a. Authorization is hereby given to the commissioner to make

supplemental relocation payments, separately computed and stated, to

displaced owners and tenants of residential property acquired pursuant

to this section who are entitled thereto, as determined by the

commissioner. The commissioner with the approval of the director of the

budget, may establish and from time to time amend rules and regulations

providing for such supplemental relocation payments. Such rules and

regulations may further define the terms used in this subdivision.

b. In the case of residential property acquired pursuant to this

section, which is improved by a dwelling actually owned and occupied by

the displaced owner for not less than one hundred eighty days

immediately prior to initiation of negotiations for the acquisition of

such property, such supplemental relocation payment to such owner shall

not exceed the maximum amount provided for in the regulations. Such

payment shall include the following elements:

(1) the amount, if any, which, when added to the acquisition payment

equals the average price, established by the commissioner, required to

obtain a comparable replacement dwelling for such displaced owner, but

in no event shall such payment exceed the difference between acquisition

payment and the actual purchase price of the replacement dwelling; and

(2) the amount which will compensate such displaced owner for any

increased interest costs required to pay for financing the acquisition

of the comparable replacement dwelling. Such amount shall be paid only

if the dwelling on the property acquired pursuant to this section was

encumbered by a bona fide mortgage which was a valid lien on such

dwelling for not less than one hundred eighty days prior to the

initiation of negotiations for the acquisition of such property. Any

such compensating interest payment made pursuant to this provision

shall, notwithstanding the provisions of section twenty-six-b of the

general construction law, be in lieu of and in full satisfaction of the

requirements of such section; and

(3) an amount which will compensate such displaced owner for

reasonable expenses incurred for evidence of title, recording fees and

other closing costs incident to the purchase of the comparable

replacement dwelling, but not including prepaid expenses.

c. Any supplemental relocation payment made pursuant to paragraph b of

this subdivision shall be made only to a displaced owner who purchases

and occupies a comparable replacement dwelling within one year

subsequent to the date on which such owner is required to move from the

dwelling on the property acquired pursuant to this section or the date

on which such owner receives from the state final payment for such

acquired dwelling, whichever occurs later. The commissioner may extend

such period for good cause; provided however, that any payment shall be

based on the costs of relocating the displaced person to a comparable

replacement dwelling within one year of such extended date. The

regulations may provide that advance payment of such payments may be

made in hardship cases.

d. In the case of residential property acquired pursuant to this

section from which an owner or tenant, not otherwise eligible to receive

a supplemental relocation payment pursuant to the provisions of

paragraph b of this subdivision, is displaced from any dwelling thereon

which has been actually and lawfully occupied by such owner or tenant

for not less than ninety days immediately prior to (1) the initiation of

negotiations for the acquisition of such property or (2) such other

event as regulations may prescribe when the displacement is not a direct

result of such acquisition, such supplemental relocation payment to such

owner or tenant shall not exceed the maximum amount provided for in the

regulations. Such payment shall be the amount which is necessary to

enable such owner or tenant to lease or rent for a period not to exceed

the maximum time specified in the regulations, a comparable replacement

dwelling but such amount shall not exceed the maximum amount specified

in the regulations. Such payments may be made in periodic installments

as determined by the commissioner. Any person eligible for a

supplemental relocation payment under this paragraph may elect to use

such payment for the down payment, including reasonable incidental

expenses incurred by such person on the purchase of, a comparable

replacement dwelling, except such payment shall not exceed the maximum

amount provided for in the regulations.

e. Application for payment under this subdivision shall be made to the

commissioner upon forms prescribed by the commissioner and shall be

accompanied by such information and evidence as the commissioner may

require. Upon approval of such application, the commissioner shall

deliver a copy thereof to the comptroller, together with a certificate

stating the amount due thereunder, and the amount so fixed shall be paid

out of the state treasury after audit by the comptroller from moneys

appropriated for the acquisition of property under this section. No

payment shall be made under this subdivision for any cost, expense,

difference or other amount for which payment was previously made.

f. The regulations necessary to implement this subdivision shall be

consistent with the applicable requirements of section thirty of the

highway law, as the same may from time to time be amended, and

regulations issued thereunder.

12. Any owner may present to the court of claims, pursuant to section

five hundred three of the eminent domain procedure law, a claim for the

value of such property appropriated and for legal damages, as provided

by law for the filing of claims with the court of claims. Awards and

judgments of the court of claims shall be paid in the same manner as

awards and judgments of that court for the acquisition of lands

generally and shall be paid out of the state treasury from moneys

appropriated for purposes connected with the flood control projects.

13. Permits for use of flood control lands. No person shall construct

any improvement, excavate, deposit material or operate a motorcycle,

motor-driven cycle, snowmobile or motor vehicle except lawn maintenance

equipment upon lands acquired or burdened by a flood control easement

pursuant hereto without a permit. Permits will be issued by the

commissioner where the proposed activity will not interfere with or

endanger the flood control works, or impede the maintenance or operation

of such works. The commissioner may adopt such rules and regulations as

he may deem necessary to protect flood control works from damage which

may interfere with their proper and safe operation, or impede their

maintenance. Failure to comply with the provisions of this section or

with rules and regulations promulgated pursuant hereto shall be a

violation.

14. The commissioner notwithstanding any other provisions of this act

or any other law, may acquire by grant or purchase any property which he

deems necessary, in order to carry out the projects herein authorized.

Payment therefor, if any, shall be made in the manner prescribed in

this section for the payment of adjusted claims, provided, however, that

no interest in real property shall be so acquired unless the title

thereto shall be approved by the attorney general.

15. The expense of such acquisitions including the cost of making

surveys, and preparing maps of property to be acquired, serving notices,

making appraisals and agreements and of searches ordered and

examinations and readings of title made by the attorney general, and

expenses incurred by the commissioner or attorney general in proceedings

for removal of owners and occupants, shall be deemed part of the cost of

such flood control projects.

16. Notwithstanding the provisions of any general, special or local

law, the commissioner, his officers or agents, and the officers, agents

or contractor of the United States when engaged on flood control

projects, may enter upon property for the purposes of making surveys,

test pits, test borings, or other investigations and also for the

purposes of temporary occupancy during construction. Any claim for

damage caused by such work or on account of such temporary occupancy,

not exceeding five thousand dollars, may be adjusted by agreement by the

commissioner without acquiring such property. Upon making any such

adjustment and agreement the commissioner shall deliver to the

comptroller such agreement and a certificate stating the amount due such

owner for damage caused by such work, or on account of such temporary

occupancy, and the amount so fixed shall be paid out of the state

treasury from moneys appropriated for purposes connected with the flood

control projects.

17. The commissioner (a) May determine whether any property taken for

any of the purposes connected with flood control projects pursuant to

this section may be leased, sold or exchanged on terms beneficial to the

state, and in all cases of such determination subject to compliance with

section four hundred six of the eminent domain procedure law, he may,

lease, sell or exchange such property; in order to carry any such lease,

sale or exchange into effect, the commissioner is hereby authorized to

execute and deliver, in the name of the people of the state, a quit

claim or lease of such property.

(b) May also convey to the United States for flood control purposes

all right, title and interest of the state in and to any property

heretofore or hereafter so taken for any of such purposes for which

reimbursement by the United States is made in accordance with section

two of the federal flood control act of nineteen hundred thirty-eight

being public law, numbered seven hundred and sixty-one, seventy-fifth

congress, and including improvements made thereon for such purposes.

Such conveyance shall be by deed or instrument of quit claim, executed

by the commissioner in the name of the people of the state, delivered to

the federal authority having jurisdiction. This paragraph shall not

prevent reservations, if any, in such a conveyance, agreed to by such

commissioner and federal authority, to protect leases or easement, if

any, theretofore lawfully made or created by such commissioner.

Whenever the United States, acting by and through said federal authority

having jurisdiction, shall cause to be filed in the office of the

secretary of state of this state, a duplicate original of the deed or

instrument of conveyance to the United States of any such property for

the purposes herein specified, such jurisdiction as may be required for

flood control purposes is thereupon ceded to the United States over the

property described in said deed or instrument of conveyance, during the

time that the United States shall be or remain the owner thereof and

shall use such property for flood control purposes.

(c) Is hereby authorized to agree with the United States as to the

value of the property appropriated and for legal damages caused by any

such appropriation thereof, as and for reimbursement by the United

States, and the commissioner is authorized to convey such property to

the United States, in the manner herein provided, specifying in such

conveyance that the consideration stated therein is the agreed value of

such property and legal damages, and is in full reimbursement thereof by

the United States.

18. The attorney general is hereby authorized and empowered to

certify to the United States of America or a department, agency or

authority thereof having jurisdiction therein, the right, title or

interest vested in the people of the state of New York in and to

property acquired for the purpose of this act for which reimbursement is

to be made by the United States of America to the people of the state of

New York.

19. If the commissioner shall determine subsequent to the acquisition

of a temporary easement right in property and subsequent to the filing

of a description and map of such property in the office of the county

clerk, as aforesaid, that the purposes for which such easement right was

acquired have been accomplished and that the use and occupancy of said

property for flood control purposes are no longer necessary, and that,

therefore, the term of such easement should be further limited, or if

the appropriation of such easement was for an indefinite period, that

such period should be fixed and determined, or that the period of such

easement has by its terms expired, the commissioner shall make a

certificate that the use and occupancy of such property for flood

control purposes are no longer necessary, that the property in which

such easement right was acquired is surrendered back to the affected

owner of said property and that such easement right is thereupon

terminated, released and extinguished. The commissioner shall cause a

copy of such certificate to be filed in the main office of the

department. Upon the filing of such certificate in the office of the

department all rights acquired by the state in such property shall cease

and determine. The commissioner shall cause a copy of such certificate

together with notice of the filing thereof in the main office of the

department to be mailed to the owner of the property affected, as

certified by the attorney general, if the place of residence of such

owner is known or can be ascertained by a reasonable effort. A further

copy of such certificate and notice of filing shall be filed in the

office of the recording officer of each county wherein the property

affected is situated. On the filing of such certificate and notice with

such officer it shall be the duty of such officer to record same in the

books used for recording deeds in the office of such officer.

§ 16-0109 — Projects authorized

Projects authorized.

The projects herein authorized consist in general of all projects for

flood control lying wholly or partially within the state of New York

which have been or may be approved by the federal government and for

which federal funds shall be made available.

§ 16-0111 — Powers and duties of commissioner

Powers and duties of commissioner.

The commissioner is hereby authorized and directed for and in behalf

of the state to carry out the state's participation in a federal program

of flood control, to sign all necessary agreements, and to do and

perform all necessary acts in connection therewith to consummate the

intent and purpose running with the approval by the federal government

of flood control projects in New York state and the allotment of moneys

for such projects, if, as and when made by the federal government. He is

authorized and empowered, notwithstanding any other law of this state,

to carry out the provisions of this act and to perform and do such other

and further acts not hereby specifically provided in this act as may be

necessary to carry out the projects herein authorized and so as to

conform with the act and rules, regulations and requirements of the

federal government made to govern the expenditures. Work may be carried

out by contract or by department forces or by a combination of these two

methods. However, if the commissioner deems it to be in the interest of

the public, he may agree with a municipal corporation affected by such

work, to have its contractor or its forces and equipment perform such

work, upon such terms as the commissioner may deem advantageous to the

state. The commissioner shall exercise his powers and duties with

respect to the said flood control projects in a manner that will comply

with any act of congress applicable thereto and any rules and

regulations made and promulgated by virtue thereof.

§ 16-0113 — Municipalities bearing cost

Municipalities bearing cost.

The commissioner together with the benefiting municipality or

municipalities as specified in a local cooperation agreement shall carry

out the relocation and reconstruction of streets, sidewalks, public

grounds, parks, cemeteries, water supply systems, sewer systems and

lighting systems, county roads and town highways, and any other

structures or facilities made necessary by the construction of federal

flood control projects. The total cost of such relocation and

reconstruction for a flood control project shall be apportioned between

the state and the benefiting municipality or municipalities pursuant to

the provisions of subdivision three of section 16-0115 of this article.

The commissioner of transportation shall approve any such relocation and

reconstruction on property under his jurisdiction.

§ 16-0115 — Municipal participation in federal program; raising and disbursement of funds; local cooperation agreements

Municipal participation in federal program; raising and

disbursement of funds; local cooperation agreements.

1. Prior to the commencement of any federal flood protection project,

the governing body of any benefiting municipality or municipalities must

execute a local cooperation agreement which will specify the cost to be

borne by the municipality. The moneys so required shall be paid by such

benefiting municipality or municipalities and shall be raised by tax or

pursuant to the local finance law, or in accordance with any local

charter or law, as the case may be. All such funds shall be paid by such

benefiting municipality or municipalities in a manner specified in a

local cooperation agreement.

2. The non-federal share of any costs related to development of any

flood control project required by the federal government shall be borne

by the state except for construction costs which shall be shared in

accordance with the percentages specified in paragraphs (a) and (b) of

subdivision three of this section.

3. The assignment of responsibility for all required non-federal items

of cooperation shall be specified in the local cooperation agreement as

follows:

(a) the state shall bear fifty percent of those costs required by the

federal government including lands, easements, rights-of-way,

relocations, and cash contributions if any.

(b) the benefiting municipality or municipalities shall bear fifty

percent of those costs required by the federal government including

lands, easements, rights-of-way, relocations, and cash contributions if

any.

(c) the costs of all lands, easements, rights-of-way and relocations

borne by the state or a benefiting municipality or municipalities shall

be a credit against the respective shares of the state and the

benefiting municipality or municipalities.

(d) the operation and maintenance of the project, once constructed,

shall be the responsibility of the benefiting municipality or

municipalities in accordance with the guidance and direction of the

state and under the controlling principle that flood control is the

primary purpose.

(e) replacement of project facilities shall be the responsibility of

the state provided that replacement is not due to deferred maintenance.

4. Notwithstanding any other provisions of this section, for any flood

control project for which a local cooperation agreement was developed or

a letter of intent was furnished to the federal government before

January first, nineteen hundred eighty-seven, the state of New York

shall not pay less than the total costs of all lands, easements,

rights-of-way, bridges and relocations, with the exception of lands

owned by the benefiting municipality or municipalities and the

relocation of facilities owned by the benefiting municipality or

municipalities.

5. Any local cooperation agreement may include such additional terms

and conditions as the commissioner may determine to be necessary.

§ 16-0117 — Use of lands acquired for other purposes for flood control; transfer by commissioner; dual purpose use

Use of lands acquired for other purposes for flood control;

transfer by commissioner; dual purpose use.

Notwithstanding any other provisions of this act or any other law, the

commissioner is authorized to use either exclusively for, or in

conjunction with, flood control purposes any property under his

jurisdiction acquired for other public purposes. Transfer of such use

shall be effected by an official order of the commissioner to be filed

in the offices of the department and of the department of state,

accompanied by a description and map of such property. When the use is

to be exclusively for flood control purposes then upon such filing of

the description, map and official order of tranfer of use, the property

shall be used and maintained for flood control purposes and be governed

as though the said property was acquired pursuant to the provisions of

this article for flood control purposes. When dual use is to be made of

such property for flood control purposes and other public purposes by

the state, the official order of transfer shall so certify, and upon

such filing of the description, map and official order of transfer, the

property shall be used and maintained for such dual purposes, and is, in

the discretion of the commissioner, to be governed either by this

article or the act under which jurisdiction was acquired by the

commissioner or both. When grade crossing elimination property is

involved, the official order of transfer shall also be approved by the

commissioner of transportation.

§ 16-0119 — Disbursements

Disbursements.

The moneys hereby appropriated shall be payable by the commissioner of

taxation and finance on the audit and warrant of the comptroller on

vouchers approved by the commissioner.

ARTICLE 17 Water Pollution Control

TITLE 1 General Provisions and Public Policy

§ 17-0101 — Declaration of policy

Declaration of policy.

It is declared to be the public policy of the state of New York to

maintain reasonable standards of purity of the waters of the state

consistent with public health and public enjoyment thereof, the

propagation and protection of fish and wild life, including birds,

mammals and other terrestrial and acquatic life, and the industrial

development of the state, and to that end require the use of all known

available and reasonable methods to prevent and control the pollution of

the waters of the state of New York.

§ 17-0103 — Statement of purpose

Statement of purpose.

It is the purpose of this article to safeguard the waters of the state

from pollution by preventing any new pollution and abating pollution

existing when the predecessor of this chapter was enacted, under a

program consistent with the declaration of policy stated in section

17-0101.

§ 17-0105 — Definitions applicable to portions of this article

Definitions applicable to portions of this article.

When used in titles 1 to 11, inclusive, and titles 14 and 19 of this

article:

1. "Person" or "persons" means any individual, public or private

corporation, political subdivision, government agency, municipality,

industry, co-partnership, association, firm, trust, estate or any other

legal entity whatsoever.

2. "Waters" or "waters of the state" shall be construed to include

lakes, bays, sounds, ponds, impounding reservoirs, springs, wells,

rivers, streams, creeks, estuaries, marshes, inlets, canals, the

Atlantic ocean within the territorial limits of the state of New York

and all other bodies of surface or underground water, natural or

artificial, inland or coastal, fresh or salt, public or private (except

those private waters which do not combine or effect a junction with

natural surface or underground waters), which are wholly or partially

within or bordering the state or within its jurisdiction.

3. "Marine district" shall include the waters of the Atlantic ocean

within three nautical miles from the coast line and all other tidal

waters within the state, except the Hudson river northerly of the south

end of Manhattan Island.

4. "Sewage" means the water-carried human or animal wastes from

residences, buildings, industrial establishments or other places,

together with such ground water infiltration and surface water as may be

present. The admixture with sewage as above defined of industrial wastes

or other wastes as hereafter defined, shall also be considered "sewage"

within the meaning of this article.

5. "Industrial waste" means any liquid, gaseous, solid or waste

substance or a combination thereof resulting from any process of

industry, manufacturing, trade, or business or from the development or

recovery of any natural resources, which may cause or might reasonably

be expected to cause pollution of the waters of the state in

contravention of the standards adopted as provided herein.

6. "Other wastes" means garbage, refuse, decayed wood, sawdust,

shavings, bark, sand, lime, cinders, ashes, offal, oil, tar, dyestuffs,

acids, chemicals, ballast and all other discarded matter not sewage or

industrial waste which may cause or might reasonably be expected to

cause pollution of the waters of the state in contravention of the

standards adopted as provided herein.

7. "Standard" or "Standards" means such measure of purity or quality

for any waters in relation to their reasonable and necessary use as may

be established by the department pursuant to section 17-0301.

8. "Sewer system" or "sewerage system" means pipe lines or conduits,

pumping stations, and force mains, and all other constructions, devices,

and appliances appurtenant thereto, used for conducting sewage,

industrial waste or other wastes to a point of ultimate disposal.

9. "Treatment works" means any plant, disposal field, lagoon, pumping

station, constructed drainage ditch or surface water intercepting ditch,

incinerator, area devoted to sanitary land fills, or other works not

specifically mentioned herein, installed for the purpose of treating,

neutralizing, stabilizing or disposing of sewage, industrial waste or

other wastes.

10. "Disposal system" means a system for disposing of sewage,

industrial waste or other wastes, and including sewer systems and

treatment works.

11. "Outlet" means the terminus of a sewer system, or the point of

emergence of any water-borne sewage, industrial waste or other wastes or

the effluent therefrom, into the waters of the state.

12. "Shellfish" includes oysters, scallops, claims, mussels and other

aquatic mollusks, and lobsters, shrimp, crawfish, crabs and other

aquatic crustaceans.

13. "State Pollutant Discharge Elimination System" or "SPDES" means

the system established pursuant hereto for issuance of permits

authorizing discharges to the waters of the state.

14. "National Pollutant Discharge Elimination System" or "NPDES" means

the national system for the issuance of permits under the Federal Water

Pollution Control Act.

15. "Effluent standard and/or limitation" means any restriction on

quantities, quality, rates and concentrations of chemical, physical,

biological, and other constituents of effluents which are discharged

into or allowed to run from an outlet or point source into waters of the

state promulgated by the federal government.

16. "Point source" means any discernible, confined and discrete

conveyance, including but not limited to any pipe, ditch, channel,

tunnel, conduit, well, discrete fissure, container, rolling stock,

concentrated animal feeding operation, vessel or other floating craft,

or landfill leachate collection system from which pollutants are or may

be discharged. This term does not include agricultural stormwater

discharges and return flows from irrigated agriculture.

17. "Pollutant" means dredged spoil, solid waste, incinerator residue,

sewage, garbage, sewage sludge, munitions, chemical wastes, biological

materials, radioactive materials, heat, wrecked or discarded equipment,

rock, sand and industrial, municipal, and agricultural waste discharged

into water; and ballast which may cause or might reasonably be expected

to cause pollution of the waters of the state in contravention of the

standards adopted as provided herein.

18. "Schedule of compliance" means a schedule of remedial measures

including an enforceable sequence of actions or operations leading to

compliance with an effluent limitation, other limitation, prohibition,

or standard.

19. "Toxic pollutant" means those pollutants, or combination of

pollutants, including disease-causing agents which after discharge and

upon exposure, ingestion, inhalation or assimilation into any organism,

either directly from the environment or indirectly through food chains,

will, on the basis of information available to the department, cause

death, disease, behavorial abnormalities, cancer, genetic mutations,

physiological malfunctions, including malfunctions in reproduction, or

physical deformations, in such organisms or their offspring.

20. "New source" means any source, the construction of which is

commenced after the publication of a standard or performance applicable

to such source under the provisions of the Act, provided such standard

is thereafter promulgated and adopted.

21. "Standard of performance" means a standard for the control of the

discharge of pollutants which reflects the greatest degree of effluent

reduction which the federal government determines to be achievable

through application of the best available demonstrated control

technology, processes, operating methods, or other alternatives,

including, where practicable, a standard permitting no discharge of

pollutants.

22. "Toxic and pretreatment effluent standard" means standards adopted

by the federal government pursuant to section 307 of the Act.

23. "Tanker" means any watercraft of more than three hundred gross

tons and having a fully loaded draft of seven feet or more used to carry

any liquid cargo, including petroleum, oil or water.

TITLE 3 Jurisdiction of the Department; Authority; Powers and Duties

§ 17-0301 — Classification of waters and adoption of standards

Classification of waters and adoption of standards.

1. It is recognized that, due to variable factors, no single standard

of quality and purity of the waters is applicable to all waters of the

state or to different segments of the same waters.

2. In order to attain the objectives of this article, the department

after proper study, and after conducting public hearing upon due notice,

shall group the designated waters of the state into classes. Such

classification shall be made in accordance with considerations of best

usage in the interest of the public and with regard to the

considerations mentioned in subdivision 3 hereof.

3. In adopting the classification of waters and the standards of

purity and quality above mentioned, the department shall give

consideration to:

a. The size, depth, surface area covered, volume, direction and rate

of flow, stream gradient and temperature of the water;

b. The character of the district bordering said waters and its

peculiar suitability for the particular uses, and with a view to

conserving the value of the same and encouraging the most appropriate

use of lands bordering said waters, for residential, agricultural,

industrial or recreational purposes;

c. The uses which have been made, are being made or may be made, of

said waters for transportation, domestic and industrial consumption,

bathing, fishing and fish culture, fire prevention, the disposal of

sewage, industrial waste and other wastes, or other uses within this

state, and, at the discretion of the department, any such uses in

another state on interstate waters flowing through or originating in

this state;

d. The extent of present defilement or fouling of said waters which

has already occurred or resulted from past discharges therein.

4. The department, after proper study, and after conducting public

hearings upon due notice, shall adopt and assign standards of quality

and purity for each such classification necessary for the public use or

benefit contemplated by such classification. Such standards shall

prescribe what qualities and properties of water shall indicate a

polluted condition of the waters of the state which is actually or

potentially deleterious, harmful, detrimental or injurious to the public

health, safety or welfare, to terrestrial or aquatic life or the growth

and propagation thereof, or to the use of such waters for domestic,

commercial, industrial, agricultural, recreational or other reasonable

purposes, with respect to the various classes established pursuant to

subdivision 2 hereof.

5. In establishing such standards, consideration shall be given to the

following factors: a. The extent, if any, to which floating solids may

be permitted in the water;

b. The extent to which suspended solids, colloids or a combination of

solids with other substances suspended in water, may be permitted;

c. Organisms of the coliform group or any other organisms from wastes

of animal or human origin shall not exceed the following prescribed

standards for usage of the classified waters of the state:

(1) Sources of water supply for drinking, culinary or food processing

purposes which, if subjected to approved disinfection treatment, with

additional treatment if necessary to remove naturally present

impurities, meet or will meet New York State Health Department drinking

water standards and any other usages: For such sources the monthly

median coliform value for one hundred ml of sample shall not exceed

fifty from a minimum of five examinations and provided that not more

than twenty percent of the samples shall exceed a coliform value of two

hundred forty for one hundred ml of sample.

(2) Sources of water supply for drinking, culinary or food processing

purposes which, if subjected to approved treatment equal to coagulation,

sedimentation, filtration and disinfection, with additional treatment if

necessary to reduce naturally present impurities, will meet New York

State Department of Health drinking water standards; bathing, fishing,

boating, and any other usages: For such sources the monthly median

coliform value for one hundred ml of sample shall not exceed five

thousand from a minimum of five examinations and provided that not more

than twenty percent of the samples shall exceed a coliform value of

twenty thousand for one hundred ml of sample.

(3) Sources of water for bathing, fishing, boating, and any other

usages except shellfishing for market purposes in tidal salt waters: For

such sources the monthly median coliform value for one hundred ml of

sample shall not exceed two thousand four hundred from a minimum of five

examinations and provided that not more than twenty percent of the

samples shall exceed a coliform value of five thousand for one hundred

ml of sample and provided further that surface waters receiving treated

sewage discharges which pass through residential communities where there

is a potential exposure of population to the surface waters shall be

protected by the requirement that all effluents from sewage treatment

plants shall be adequately disinfected prior to discharge into the

surface waters in order that the monthly median coliform value for one

hundred ml of sample shall not exceed two thousand four hundred from a

minimum of five examinations and provided that not more than twenty

percent of the samples shall exceed a coliform value of five thousand

for one hundred ml of sample.

(4) Sources of water for shellfishing for market purposes and any

other usages of tidal salt waters: Median MPN not to exceed seventy

coliform organisms per one hundred milliliter sample in a series of four

or more samples collected during any thirty-day period in the waters of

a shellfishing area, and not exceeding in more than ten percent of the

samples collected during the period an MPN of two hundred thirty

coliform organisms per one hundred milliliters for a five-tube, or an

MPN of three hundred thirty per one hundred milliliters for a three-tube

decimal dilution test in those areas most probably exposed to fecal

contamination during the most unfavorable hydrographic conditions.

(5) All samples shall be collected, analyzed, and reported in a manner

satisfactory to the commissioner.

(6) When the above prescribed standards are exceeded the commissioner

shall make an investigation to determine the source or sources of

pollution. When it shall appear to the commissioner after investigation,

that there has been a violation of any of the provisions of titles 1 to

11, inclusive, and title 19 of this article he shall take further

proceedings as provided in section 17-0905.

(7) The department may adopt and assign more restrictive standards for

the best usages of the waters of the state.

d. The extent of the oxygen demand which may be permitted in the

receiving waters;

e. Such other physical, chemical or biological properties necessary

for the attainment of the objectives of this article, as set forth in

section 17-0101.

6. The adoption, alteration or modification of the standards of

quality and purity, above prescribed, shall be made by the department

only after public hearing on due notice.

7. The "Rules and Classifications and Standards of Quality and Purity

for Waters of New York State," hitherto adopted by the former New York

water pollution control board by order made and entered October 23, 1950

effective October 25, 1950, as duly amended in the manner provided by

law, are hereby approved and adopted as the general system and plan of

the classification of the waters of the state and the standards of

quality and purity thereof applicable to such general classification of

the waters and are hereby deemed established and adopted by the

department.

8. All classifications and standards of quality and purity hitherto

assigned, by the former New York Water Pollution Control Board, or by

the former Water Resources Commission by order, duly and respectively

made and entered, to designated and specified waters of the state, are

hereby approved and adopted as the classification and standards of

quality and purity for such specified waters so respectively hitherto

classified and are hereby deemed established, adopted and so assigned by

the department.

9. The "Rules and Classifications and Standards of Quality and Purity

for Waters of New York State," so hitherto adopted by the former Water

Pollution Control Board and by the former Water Resources Commission and

hereinabove readopted may from time to time be altered or modified by

the department after public hearing thereon. Any classification of the

specified waters of the state, so hitherto assigned by the former Water

Pollution Control Board or by the former Water Resources Commission and

hereinabove readopted may from time to time be altered or modified by

the department after public hearing thereon.

10. Notices of public hearing for the consideration, adoption,

modification, alteration and/or amendment of the general

classification-standards system or of the classification of waters and

the standards of purity and quality thereof shall:

a. Be published at least twice in a newspaper regularly published or

circulated in the county or counties bordering or through which the

waters sought to be classified, or for which standards are sought to be

adopted, flow, the first date of publication of which shall be at least

thirty days before the date fixed for such hearing, and

b. Be mailed at least thirty days before such hearing to the chief

executive of each municipal corporation bordering or through which said

waters, for which standards are sought to be adopted, flow, and to such

other persons as the department has reason to believe may be affected by

the proposed standards.

11. The fact that an application for the modification or alteration of

classifications and standards of quality and purity has been made

pursuant to this section shall not of itself constitute a sufficient

ground for an injunction against, or a stay of, any proceeding or order

authorized by this article.

12. In all hearings in connection with the modification or alteration

of classifications and standards of quality and purity heretofore

assigned by the former Water Pollution Control Board or the former Water

Resources Commission or hereafter assigned by the department by order,

duly and respectively made and entered, to designated and specified

waters of the state, except as provided in paragraphs a and b of

subdivision 10 of this section, the administrative procedures to be

followed shall be governed by article two of the state administrative

procedure act.

13. The department shall not require the expense of any public hearing

initiated by petition of any person or public corporation in connection

with the adoption, modification or alteration of classification of

waters or standards of purity and quality thereof to be paid by such

person or public corporation.

14. The classification of waters and standards of quality and purity

thereof, upon adoption, shall, before becoming effective, be filed with

the Secretary of State for publication in the "Official Compilation of

Codes, Rules and Regulations of the state of New York" published

pursuant to section 102 of the Executive Law.

§ 17-0303 — General powers and duties applicable to portions of this article

General powers and duties applicable to portions of this

article.

1. The provisions of this section shall apply only to titles 1 to 11,

inclusive, and title 19 of this article.

2. The department shall have administrative jurisdiction to abate and

prevent the pollution of waters of the state in the manner herein

provided in accordance with the classification of waters adopted by the

department pursuant to section 17-0301 and in accordance with standards,

criteria, limitations, rules and regulations and permit conditions

adopted, promulgated or applied by the department pursuant to title 8

hereof.

3. The department, acting through the commissioner may, from time to

time, adopt, amend, or cancel administrative rules and regulations

governing the procedure to be followed with respect to hearing, filing

of reports, the issuance of permits, and all other matters relating to

procedure, and generally, may make such administrative rules and

regulations, and do and perform any and all acts, not inconsistent with

the provisions of this article listed in subdivision 1 of this section,

as may be necessary or proper to carry into effect such provisions of

this article listed in subdivision 1 of this section, and may make,

amend and repeal rules and regulations for the storage of liquids likely

to pollute the waters of the state including, but not limited to,

standards for the construction, installation, maintenance, protection

and diking of tanks used to store any such liquids and their associated

structures, piping, valves, fittings, fixtures and outlets, in

conjunction with the promulgation of which, the commissioner shall

consider codes and practices of industries concerned with the handling

and storage of such liquids and the time required for persons engaged in

such industries to conform with such rules and regulations. Such rules

and regulations, before becoming effective, shall be filed with the

secretary of state for publication in the "Official Compilation of

Codes, Rules and Regulations of the State of New York" published

pursuant to section 120 of the Executive Law.

4. The commissioner is hereby authorized to:

a. Hold public hearings, receive pertinent and relevant proof from any

party in interest who appears at such hearing, compel the attendance of

witnesses, make findings of fact and determinations, and asssess such

penalties therefor as are hereinafter prescribed, all with respect to

the violations of the provisions of this article listed in subdivision 1

of this section, or the orders issued by the commissioner;

b. Make, modify or cancel orders requiring the discontinuance of the

discharge of sewage, industrial waste or other wastes into any waters of

the state in accordance with the provisions of this article listed in

subdivision 1 of this section, and specifying the conditions and time

within which such discontinuance must be accomplished.

c. Institute or cause to be instituted in a court of competent

jurisdiction proceedings to compel compliance with the provisions of

this article listed in subdivision 1 of this section or the

determinations and orders of the commissioner;

d. Issue or deny permits, under such conditions as may be prescribed

for the prevention and abatement of pollution, for the discharge of

sewage, industrial waste or other wastes, or for the installation or

operation of disposal systems or parts thereof;

e. Continue any permit heretofore or hereafter issued under the

provisions of this article listed in subdivision 1 of this section, or

under the authority of laws previously enacted and thereafter repealed,

whenever, after hearing thereon, the commissioner determines that such

continuation is necessary or desirable to prevent or abate pollution of

any waters of the state;

f. Revoke or modify any construction, operating or discharge permit

heretofore or hereafter issued under the provisions of this article

listed in subdivision 1 of this section, or under the authority of laws

previously enacted and thereafter repealed, whenever, after hearing

thereon, the commissioner determines that such revocation or

modification is necessary or desirable to prevent or abate pollution of

any waters of the state provided, however, that the hearing required

under this paragraph may be waived in writing by the applicant or

permitees;

g. Conduct such investigations as may be deemed advisable and

necessary to carry out the intents and purposes of the provisions of

this article listed in subdivision 1 of this section;

h. Settle or compromise, with the approval of the attorney general,

any action or cause of action for the recovery of a penalty under the

provisions of this article listed in subdivision 1 of this section as he

may deem advantageous to the state;

i. Perform such other and further acts as may be necessary, proper or

desirable, to carry out effectively the duties and responsibilities

prescribed in the provisions of this article listed in subdivision 1 of

this section.

5. It shall be the duty and responsibility of the department to:

a. Encourage voluntary cooperation by all persons in preventing and

abating pollution of the waters of the state;

b. Encourage the formulation and execution of plans by cooperative

groups or associations of municipalities, industries, and other users of

the waters who, severally or jointly, are or may be the source of

pollution in the same waters, for the prevention and abatement of

pollution;

c. Cooperate with the appropriate agencies of the United States or

other states, or any interstate agencies in respect to pollution control

matters, or for the formulation for submission to the legislature of

interstate pollution control compacts or agreements;

d. Conduct or cause to be conducted studies and research, and provide

services by itself or in cooperation with federal, interstate, state or

municipal agencies, with respect to pollution abatement or control

problems, disposal systems, and treatment of sewage, industrial waste

and other wastes, which shall include but not be limited to (1) advances

in effectiveness and economies in waste water treatment and plant design

and operation, (2) feasible and economical means for providing sewers

and sewage treatment works for small communities, (3) economical means

for future incorporation of separate sewer service units into area-wide

systems, (4) studies of selected problems, such as industrial wastes and

changing sewage characteristics, (5) development of a data processing

system for periodic determination of the status of water pollution

control throughout the state, (6) provision of advisory services for

municipal officials in relation to sewage problems, including

information material concerning planning, construction and operation,

financial assistance programs and methods of defraying the costs of

sewers and sewage treatment plants, and (7) assimilative capacities of

streams, lakes and other waters of the state;

e. Prepare and develop a general comprehensive plan for the abatement

of existing pollution and the prevention of new pollution, by the

installation, use, and operation of practical and available systems,

methods and means for controlling pollution, recognizing different

requirements for separate waters and for different segments of the same

waters;

f. Require to be submitted to it, and to consider for approval, plans

for disposal systems or any part thereof, and to inspect the

construction thereof for compliance with the approved plans;

g. Serve as an agency of the state for the receipt of moneys from the

federal government, or other public or private agencies, and to expend

the same, after appropriation therefor, for the purpose of pollution

control, studies or research.

h. Establish a water quality surveillance network with sufficient

stations and sampling schedule to meet the needs of the state, including

ground water and surface water, both fresh and salt, and publish the

results of such water quality surveillance network periodically;

i. Develop a public education and promotion program to aid and assist

public officials in publicizing needs and securing support for pollution

control action;

j. Prepare an annual report on the status of the water pollution

control program, covering all phases of the program;

l. Promulgate rules, regulations and standards, subject to the

requirements of subdivision 3 of section 17-0303, providing for the

testing and measuring of sewage, industrial waste or other wastes, at

their outlet or point source into waters of the state, and further

providing for the maintaining of a permanent record of the resulting

data, and periodically reporting such record to the commissioner,

subject to the restriction set forth in subdivision 6 of section

17-0303.

6. The commissioner, or his authorized representative, shall have the

right to enter at all reasonable times in or upon any property, public

or private, for the purpose of inspecting and investigating conditions

relating to pollution, or the possible pollution of any waters of the

state, which inspection or examination does not involve confidential

information relating to secret processes or economics of operation.

7. The commissioner, or his authorized representative may examine any

records or memoranda pertaining to the operation of a disposal system or

treatment works which examination does not involve confidential

information relating to secret processes or to economics of operation.

8. The commissioner, or his or her authorized representative, shall

disclose to the public the date, location and source of a petroleum

spill, including, but not limited to, information pertaining to the

cleanup of such spill and the presence of methyl tertiary butyl ether

(MTBE). In the event of such spill, the department shall post such

information on its website within a reasonable period of time, including

additional related information as soon thereafter as it becomes

available.

§ 17-0305 — Establishment of a program to monitor water quality by private citizens under the direction of the department

Establishment of a program to monitor water quality by

private citizens under the direction of the department.

1. The commissioner shall establish a program which shall be known as

the "citizens statewide lake assessment program". The purpose of this

program is to establish a network of volunteers belonging to lake

associations throughout the state to monitor the condition of their

respective lakes under the guidance and direction of the department.

The volunteers, designated by the commission, will sample the assigned

lakes on a weekly basis between May and September. Water quality

information will be obtained by measuring water transparency and taking

samples for water chemistry. Samples shall be processed by the

volunteers and forwarded to a contract chemistry laboratory for

analysis.

2. The commissioner shall establish and fill a new permanent position

of program coordinator for the monitoring program within the division of

water.

3. The commissioner shall establish a training program for the purpose

of providing the volunteers with the skills necessary to accomplish

their monitoring tasks. Quality control checks will be carried out on a

regular basis by the program coordinator, and through the lake

classification and inventory survey.

4. The commissioner will provide the volunteers with all of the

equipment and materials necessary to accomplish the monitoring.

5. Chemistry parameters shall include, but are not limited to, tests

for total phosphorus, nitrate, color and chlorophyll. Additional survey

data shall include, but not be limited to, aquatic vegetation surveys,

angler surveys and questionnaires/surveys for water users concerning

problems, issues and use impairment.

6. The program coordinator shall prepare an annual report which will

include a summary of the information collected on the monitored waters

during the previous season. This information shall be distributed to the

program participants and other interested parties.

TITLE 5 Prohibitions

§ 17-0501 — General prohibition against pollution

General prohibition against pollution.

1. It shall be unlawful for any person, directly or indirectly, to

throw, drain, run or otherwise discharge into such waters organic or

inorganic matter that shall cause or contribute to a condition in

contravention of the standards adopted by the department pursuant to

section 17-0301.

§ 17-0503 — Prohibition against pollution of waters of marine district

Prohibition against pollution of waters of marine district.

1. Sewage, industrial waste or other wastes, or any substance

injurious to edible fish and shellfish, or the culture or propagation

thereof, or which shall in any manner affect the flavor, color, odor or

sanitary condition of such fish or shellfish so as to injuriously affect

the sale thereof, or which shall cause any injury to the public and

private shell fisheries of this state shall not be placed or allowed to

run into the waters of the state in the marine district nor into any

waters of Long Island, tributory to the marine district.

2. Garbage, cinders, ashes, oils, sludge or refuse of any kind shall

not be thrown, dumped or permitted to run into the waters of the marine

district.

§ 17-0505 — Prohibition against certain acts without permit

Prohibition against certain acts without permit.

The making or use of an outlet or point source discharging into the

waters of the state, and the operation or construction of disposal

systems, without a valid SPDES permit as provided by section 17-0701 or

title 8 hereof are prohibited.

§ 17-0507 — Prohibition against modification of wastes discharged through existing outlet or point source without permit

Prohibition against modification of wastes discharged through

existing outlet or point source without permit.

Increasing or altering the content of the wastes discharged through an

outlet or a point source into the waters of the state by a change in

volume or physical, chemical or biological characteristics without a

SPDES permit so to do as provided by section 17-0701 or title 8 hereof,

or standards, criteria, limitations, rules or regulations promulgated or

applied pursuant thereto, is prohibited.

§ 17-0509 — Minimum treatment required

Minimum treatment required.

1. As used in this section, the term "effective secondary treatment"

shall mean the removal of substantially all floating and settleable

solids and the removal of at least eighty-five percent of suspended

solids and at least eighty-five percent of five day biochemical oxygen

demand, or such other standard as may be adopted pursuant to the Act.

2. The minimum degree of treatment required for the discharge of

sanitary sewage into the surface waters of the state shall be effective

secondary treatment, provided, however, that additional treatment may be

required consistent with the standards established for specific waters

by the department pursuant to section 17-0301 or with standards,

criteria, limitations, rules or regulations promulgated or applied

pursuant to title 8 hereof.

§ 17-0511 — Restrictions on discharge of sewage, industrial waste or other wastes

Restrictions on discharge of sewage, industrial waste or

other wastes.

The use of existing or new outlets or point sources, which discharge

sewage, industrial waste or other wastes into waters of this state is

prohibited unless such use is in compliance with all standards,

criteria, limitations, rules and regulations promulgated or applied by

the department pursuant to this article.

TITLE 7 Permits and Certificates

§ 17-0701 — Permit for outlet, point source and for disposal system required

Permit for outlet, point source and for disposal system

required.

1. It shall be unlawful for any person, until a written SPDES permit

therefor has been granted by the commissioner, or by his designated

representative, and unless such permit remains in full force and effect,

to:

a. Make or cause to make or use any outlet or point source for the

discharge of sewage, industrial waste or other wastes or the effluent

therefrom, into the waters of this state, or

b. Construct or operate and use a disposal system for the discharge of

sewage, industrial waste, or other wastes or the effluent therefrom,

into the waters of the state, or make any change in, addition to or an

extension of any existing disposal system or part thereof which would

materially alter the volume of, or the method or effect of treating or

disposing of the sewage, industrial waste or other wastes, or

c. Increase or alter the content of the wastes discharged through an

outlet or point source into the waters of the state by a change in

volume or physical, chemical or biological characteristics.

2. Notwithstanding any other provision of this article, for the

purposes of this title, the following definitions shall be applicable:

a. "Industrial waste" means any liquid, gaseous, solid or waste

substance or a combination thereof resulting from any process of

industry, manufacturing, trade, or business or from the development or

recovery of any natural resources, which may cause or might reasonably

be expected to cause pollution of the waters of the state.

b. "Other wastes" means garbage, refuse, decayed wood, sawdust,

shavings, bark, sand, lime, cinders, ashes, offal, oil, tar, dye-stuffs,

acids, chemicals, ballast and all other discarded matter not sewage or

industrial waste which may cause or might reasonably be expected to

cause pollution of the waters of the state.

3. No permit prescribed by subdivision 1 of this section shall be

issued by the commissioner or by his designated representative until the

requirements of title 8 of this article and the regulations promulgated

thereunder have been satisfied.

4. a. A person, corporation, public authority or public benefit

corporation hereafter intending to construct a nuclear steam-electric

generating facility shall file an environmental feasibility report, in a

form prescribed by the commissioner, with the department concurrently

with the filing of the preliminary safety analysis report required to be

filed with the United States atomic energy commission for a nuclear

power plant.

b. No person, corporation, public authority, or public benefit

corporation shall construct or operate any new steam-electric generating

facility or increase the capacity of any existing steam-electric

generating facility without a permit issued in accordance with the

provisions of this subdivision allowing thermal discharge from such

facility to the waters of the state. A public hearing may be conducted

by the department prior to the issuance of any such permit.

5. A SPDES permit shall be issued to the applicant upon such

conditions as the commissioner may direct:

a. if the commissioner finds on the basis of the submitted plans or

application that the discharge from the outlet or point source or

modified disposal system will not be in contravention of the standards,

criteria, limitations, rules and regulations adopted or applied by the

department; or

b. in case no classification has been made of the receiving waters at

said outlet or point source or into which such proposed discharge is to

be made, if the commissioner finds that such proposed discharge will not

be injurious to public health and public enjoyment thereof, the

propagation and protection of fish and wild life, the industrial

development of the state and will not contravene standards, criteria,

limitations, rules and regulations adopted or applied pursuant to title

8 hereof.

6. The permit prescribed by subdivision 1 of this section and title 8

hereof shall not be required for the construction and use of a new or

modified disposal system, point source or outlet when such disposal

system, point source or outlet is designed to discharge or discharges

sewage effluent without the admixture of industrial wastes or other

wastes to the ground waters of the state when such discharge consists of

a flow of less than one thousand gallons per day. Nothing contained in

this subdivision shall be construed to permit the making or use of an

outlet or point source discharging an effluent to the waters of the

state in contravention of any standards adopted by the former Water

Pollution Control Board or the former Water Resources Commission and

continued by this article or adopted by the department or standards,

criteria, limitations, rules or regulations promulgated or applied

pursuant to title 8 hereof, or discharging an effluent in such a manner

as to expose sewage on the ground surface, impair the quality of waters

of the state used for drinking purposes or otherwise create a nuisance

or menace to health. A county, city, town or village may adopt and

enforce additional local laws, ordinances and regulations or enforce

existing local laws, ordinances and regulations relating to discharges

of sewage herein referred to, including local laws, ordinances and

regulations requiring a permit for disposal systems, point sources or

outlets for such discharges, provided that such local laws, ordinances

and regulations are not inconsistent with the provisions of this chapter

or the sanitary code.

7. The commissioner may delegate to qualified personnel of county and

city health departments his duties of review and approval of plans and

issuance of permits required in subdivisions 1, 3 and 4 of this section,

subject to such conditions as he may establish.

9. In the case of a major steam electric generating facility, as

defined in section one hundred forty of the public service law, for the

construction or operation of which a certificate is required under

article eight of such law, an applicant shall apply for and obtain such

certificate in lieu of filing plans and reports and obtaining a permit

under this section. Any reference in this article to a permit under this

section shall, in the case of such major steam electric generating

facility, be deemed for all purposes to refer to such certificate,

provided that nothing herein shall limit the authority of the

departments of health and environmental conservation to monitor the

environmental and health impacts resulting from the operation of such

major steam electric generating facility and to enforce applicable

provisions of the public health and environmental conservation laws and

the terms and conditions of the certificate governing the environmental

and health impacts resulting from such operation.

§ 17-0703 — Issuance, denial, and revocation of permits

Issuance, denial, and revocation of permits.

1. The permit provided in section 17-0701 and title 8 hereof shall be

issued by the commissioner or by his designated representative, pursuant

to regulations of the department adopted in accordance with subdivision

3 of section 17-0303 and title 8 hereof.

2. Public hearings, on due notice, shall be conducted by the

commissioner or by his designated representative in connection with the

issuance of any order or determination denying, revoking, continuing or

modifying a permit as provided by section 17-0701 paragraph f of

subdivision 4 of section 17-0303 and title 8 hereof, unless the

applicant or permittee waives said hearing in writing and no request for

a public hearing has been received from any interested party.

§ 17-0705 — Certificates of compliance for purposes of the Real Property Tax Law

Certificates of compliance for purposes of the Real Property

Tax Law.

1. For the purposes of section 477 of the Real Property Tax Law, the

commissioner or his designated representative is hereby authorized to

issue certificates of compliance concerning industrial waste treatment

facilities, and industrial waste treatment controlled process facilities

as defined in such law. No such certificate shall be issued unless the

facility to which it is applicable is in compliance with applicable

provisions of titles 1 to 11, inclusive, and title 19 of article 17,

article 19, and title 1 of article 27 of this chapter; of the Public

Health Law; of the state sanitary code and of regulations, permits or

orders issued pursuant thereto.

2. In the case of facilities which have not been completed prior to

the close of a taxable status date with respect to which an exemption

may be claimed under the Real Property Tax Law, a temporary certificate

of compliance may be issued if the commissioner or his representative is

satisfied, on the basis of the construction which has taken place, that

such facilities, when completed, will be in compliance with the

provisions of titles 1 to 11, inclusive, and title 19 of article 17,

article 19, and title 1 of article 27 of this chapter; of the Public

Health Law; of the state sanitary code, and regulations, permits or

orders issued pursuant thereto. Such a temporary certificate shall apply

only to taxes levied as of the taxable status date with respect to which

such a certificate is issued.

§ 17-0707 — Certificates of compliance for purposes of the Tax Law

Certificates of compliance for purposes of the Tax Law.

1. For the purposes of sections 208, 210, 606 and 612 of the Tax Law,

the commissioner or his designated representative is hereby authorized

to issue certificates of compliance concerning industrial waste

treatment facilities and industrial waste treatment controlled process

facilities as defined in such law. No such certificate shall be issued

unless the facility to which it is applicable is in compliance with

applicable provisions of titles 1 to 11, inclusive, and title 19 of

article 17, article 19, and title 1 of article 27 of this chapter; of

the Public Health Law; of the state sanitary code and of regulations,

permits or orders issued pursuant thereto.

2. In the case of facilities which have not been completed prior to

the close of a taxable year for which a deduction may be claimed under

the Tax Law, a temporary certificate of compliance may be issued if the

commissioner or his representative is satisfied, on the basis of the

construction which has taken place, that such facilities will be in

compliance with the provisions of titles 1 to 11, inclusive, and title

19 of article 17, article 19, and title one of article 27 of this

chapter; of the Public Health Law of the state sanitary code, and

regulations, permits or orders issued pursuant thereto. Such a temporary

certificate shall apply only to expenditures made in the taxable year

with respect to which such a certificate is issued.

TITLE 8 State Pollutant Discharge Elimination System

§ 17-0801 — Purpose

Purpose.

To create a state pollutant discharge elimination system (SPDES) to

insure that the State of New York shall possess adequate authority to

issue permits regulating the discharge of pollutants from new or

existing outlets or point sources into the waters of the state, upon

condition that such discharges will conform to and meet all applicable

requirements of the Federal Water Pollution Control Act, as amended (33

U.S.C. 1251, et seq.) hereinafter referred to as the "Act", and rules,

regulations, guidelines, criteria, standards and limitations adopted

pursuant thereto relating to effluent limitations, water quality related

effluent limitations, new source performance standards, toxic and

pretreatment effluent limitations, ocean discharge criteria, and

monitoring, and to participate in the national pollutant discharge

elimination system (NPDES) created by the Act.

§ 17-0803 — SPDES permits; application

SPDES permits; application.

Except as provided by subdivision five of section 17-0701 of this

article, it shall be unlawful to discharge pollutants to the waters of

the state from any outlet or point source without a SPDES permit issued

pursuant hereto or in a manner other than as prescribed by such permit.

The department shall, by rule and regulation, require that every

applicant for a permit to discharge pollutants into the waters of the

state shall file such information at such times and in such form as the

department may reasonably require to execute the provisions of this

article. Rules and regulations adopted hereunder may provide that in

lieu of issuance of such permit the department may accept as compliance

herewith a permit duly issued by the federal government or an agency

thereof pursuant to the provisions of the Act.

§ 17-0804 — Rules and regulations

Rules and regulations.

The rules and regulations adopted by the department to implement this

title and the provisions of article 70 of this chapter and rules and

regulations thereunder shall govern permit applications, renewals,

modifications, suspensions and revocations under this title.

§ 17-0805 — Notice and public participation; access to information

Notice and public participation; access to information.

1. a. Public notice of a complete application for a SPDES permit,

including: (i) all renewals of SPDES permits issued in lieu of NPDES

permits; (ii) other permit renewals, except renewals of permits for

projects defined as minor in article 70 of this chapter; and (iii)

modifications involving substantive changes in permit requirements or

authorized activities, except modification of permits for projects

defined as minor under article 70 of this chapter, shall be circulated

in a manner designed to inform interested and potentially interested

persons and any other state, the waters of which may be affected, of

such application. Such notice shall include, where appropriate, the

following: (i) the applicant's name and address; (ii) a brief

description of the project or proposed project and its location; (iii) a

list of all department permits directly related to the project for which

application has been made; (iv) the name and classification of the water

body to which discharges are being made or are to be made; (v) the

volume and type of the discharge authorized or to be authorized; (vi)

the permit's priority ranking score; (vii) the name and telephone number

of the department and the lead agency contact persons for the project;

(viii) a statement that copies of the permit application, the existing

or draft permit, the fact sheet, the priority ranking fact sheet,

worksheet and a description of the SPDES permit priority ranking system

are available upon request; and (ix) a statement that written comments

or requests for a public hearing on the permit application, draft

environmental impact statement or the permit's priority ranking score

may be filed by a time and at a place specified.

b. The department shall provide a period of not less than thirty days

following the date of the public notice pursuant to paragraph a of this

subdivision during which time interested persons may submit their

written views with respect to the application and the priority ranking

of the permit. The period for comment may be extended at the discretion

of the department. All written comments submitted during such thirty day

or extended period shall be retained by the department and considered in

the formulation of the final determination on the application and the

priority ranking of the permit. The department may, in its discretion,

provide an opportunity for the applicant or any interested agency,

person or group of persons to request or petition for a public hearing

with respect to such application or the priority ranking of the permit.

Such request or petition shall be made during the public notice and

comment period. The department shall promulgate rules and regulations

with respect to notice, procedures and conduct of public hearings in

accordance with due process of law for administrative proceedings and

the provisions of the Act.

2. Notwithstanding any other provision of law, any effluent data, any

SPDES permit, permit application including a permit renewal application,

priority ranking fact sheet or request for permit modification,

suspension or revocation shall be available to the public for inspection

and copying. This includes information submitted on the forms themselves

and any attachments used to supply information required by the forms.

3. Except insofar as trade secrets would be disclosed, the following

information shall be available to the public for inspection and copying;

(a) any public comments, testimony or other documentation concerning a

permit application, including a permit renewal application, priority

ranking fact sheet or request for permit modification, suspension or

revocation; and

(b) any information obtained pursuant to any monitoring, records,

reporting or sampling requirements or as a result of sampling or other

investigatory activities of the department.

4. The department shall identify and hold confidential any

information, except effluent data, SPDES permits, permit applications,

including permit renewal applications priority ranking fact sheets or

requests for permit modification, suspension or revocation, including

information submitted on the forms themselves and any attachments used

to supply information required by the forms, shown by any person to be

information which, if made public, would divulge methods or processes

entitled to protection as trade secrets of such person.

§ 17-0807 — Prohibited discharges

Prohibited discharges.

The following discharges into the waters of the state are hereby

prohibited.

1. the discharge of any radiological, chemical or biological warfare

agent or high-level radioactive waste, as such terms are defined by the

Act or pursuant thereto.

2. any discharge which would substantially impair anchorage and

navigation, as determined by the Secretary of the Army.

3. any discharge to which the federal government has objected pursuant

to any right to object provided by the Act.

4. any discharge not permitted by the provisions of this article,

rules and regulations adopted or applicable pursuant hereto, the Act, or

provisions of a permit issued hereunder.

§ 17-0808 — Municipal and industrial stormwater discharges

Municipal and industrial stormwater discharges.

1. Prior to October first, nineteen hundred ninety-two, no permit

shall be required for discharges composed entirely of stormwater, except

as provided in subdivision two of this section.

2. Subdivision one of this section shall not apply with respect to the

following stormwater discharges:

a. A discharge with respect to which a permit has been issued under

this title prior to the effective date of this section;

b. A discharge associated with industrial activities directly related

to manufacturing, processing, or raw materials storage areas at an

industrial plant;

c. A discharge from a municipal separate storm sewer system serving a

population of one hundred thousand or more; or

d. A discharge which the commissioner determines contributes to a

violation of water quality standards adopted pursuant to section 17-0301

of this article or is a significant contributor of pollutants to the

waters of the state.

3. Permits for discharges from municipal storm sewers:

a. May be issued on a system or jurisdiction-wide basis, pursuant to

paragraph (a) of subdivision seven of section 70-0117 of this chapter;

b. Shall include a requirement which regulates non-stormwater

discharges into the storm sewers; and

c. Shall require controls to reduce the discharge of pollutants to the

maximum extent practicable, including management practices, control

techniques and system design and engineering methods, and such other

provisions as the commissioner determines appropriate for the control of

such pollutants.

4. The commissioner shall promulgate regulations setting forth the

requirements for permit applications for stormwater discharges and the

deadlines for the receipt of applications.

§ 17-0809 — Effluent limitations

Effluent limitations.

1. SPDES permits issued pursuant hereto shall contain applicable

effluent limitations as required by the Act and as may be promulgated by

the department.

2. Notwithstanding any other provision of this article, any point

source the construction of which is commenced after the date of

enactment of the Act and which is so constructed as to meet all

applicable standards of performance shall not be subject to any more

stringent standard of performance during a ten-year period beginning on

the date of completion of such construction or during the period of

depreciation or amortization of such facility for the purposes of

section 167 or 169 (or both) of the Internal Revenue Code of 1986,

whichever period ends first.

3. Notwithstanding any other provision of this article, when effluent

limitations are established they must be at least as stringent as the

effluent limitations previously required unless the commissioner

determines, through regulation, that an exception is warranted as

provided in section 303(d) and 402(o) of the Federal Water Pollution

Control Act (33 U.S.C. sections 1313(d) and 1342(o)) as amended by the

Water Quality Act of 1987; provided, however, no such exceptions may be

determined to be warranted in special groundwater protection areas

designated pursuant to article fifty-five of this chapter or in Nassau

or Suffolk counties where such discharges will impact marine waters

within ten years or less. In such areas, the best available technology,

that is economically feasible and cost effective based on an analysis

that considers direct and avoided economic and environmental costs,

shall be applied with special emphasis on reducing nitrogen pollution.

§ 17-0810 — Stormwater management design manual modification

Stormwater management design manual modification.

On or before one year following the effective date of this section,

the department shall modify the New York State Stormwater Management

Design Manual to include the following provisions:

1. Require signage prohibiting swimming and wading, warning of

possible contamination or pollution of the stormwater retention pond,

and a description with the depth of the stormwater retention pond;

2. Define a reasonable slope past the aquatic bench to limit the

immediate drop off to the deeper end of the stormwater retention pond;

3. Require aquatic vegetation be established in the aquatic and safety

benches before the stormwater retention pond is rendered in-service;

4. Ensure maintenance plans include a requirement for examining the

status of safety features by the maintenance authority in their routine

maintenance schedule of stormwater retention ponds; and

5. Any other provisions the department deems essential to further

promote safety in and around stormwater retention ponds.

§ 17-0811 — Application of effluent standards and limitations; water quality standards; other requirements

Application of effluent standards and limitations; water

quality standards; other requirements.

SPDES permits issued pursuant hereto shall include provisions

requiring compliance with the following, where applicable;

1. effluent limitation.

2. standards of performance for new sources.

3. toxic and pretreatment effluent standards.

4. ocean discharge criteria adopted by the federal government.

5. any further limitations necessary to insure compliance with water

quality standards adopted pursuant to state law.

§ 17-0813 — Compliance schedules

Compliance schedules.

SPDES permits issued pursuant hereto may contain compliance schedules.

Such compliance schedules shall require that the permittee within the

shortest reasonable time consistent with the requirements of the Act

conform to and meet;

1. applicable effluent limitations.

2. any further limitations necessary to insure compliance with water

quality standards adopted pursuant to state law.

3. standards of performance for new sources.

4. ocean discharge criteria adopted by the federal government pursuant

to the Act.

5. toxic and pretreatment effluent standards.

§ 17-0815 — SPDES permits; additional terms and conditions

SPDES permits; additional terms and conditions.

SPDES permits shall include the following provisions, terms,

requirements and conditions;

1. that all discharges authorized by the permit shall be consistent

with the provisions, terms, requirements and conditions of such permit.

2. that facility expansions, production increases or process

modifications by the permittee which result in new or increased

discharges of pollutants into the waters of the state shall be reported

by the permittee by submission of a new SPDES application.

3. that the discharge of any pollutant not identified and authorized

by such permit or the discharge of any pollutant more frequently than or

at a level in excess of that permitted by such permit shall constitute a

violation of the terms of the permit.

4. that, where the permit is for a publicly owned treatment works,

notice shall be given the department of any new introduction into such

works of pollutants or substantial changes in volume or character of

pollutants.

5. that for discharges from publicly owned treatment works appropriate

measures will be established by the permittee to insure compliance by

industrial users with any system of user charges and recovery of

construction costs required under the provisions of the Act.

6. that such permit may be modified, suspended or revoked where the

department finds.

a. a violation of any term of the permit;

b. that the permit was obtained by misrepresentation or failure to

disclose fully all relevant facts; or

c. a change in conditions or the existence of a condition which

requires either a temporary or permanent reduction or elimination of the

authorized discharge.

7. such other terms, provisions, requirements or conditions as may be

necessary to meet the requirements of the Act.

8. recording, reporting, monitoring, and sampling requirements

applicable under the Act.

§ 17-0815-a — Discharge point signs

Discharge point signs.

1. Any person possessing a SPDES permit which allows the discharge of

waste water into the surface waters of the state shall post a sign as

provided for in subdivision two of this section at all discharge points

to surface waters, except for those sites where the discharge is

composed exclusively of storm water runoff.

2. (a) All SPDES permit holders for discharges to surface waters shall

erect or post a conspicuous and legible sign of not less than eighteen

inches by twenty-four inches bearing the following statement:

"N.Y.S. Permitted Discharge Point Permit No. (here insert permit

number). For information on this discharge you can contact:"

The sign shall also contain the following information: The SPDES

permit number as issued by the department; the name and telephone number

of the permit holder which shall be the business office repository of

the permit holder as required by this title; and the name, address and

telephone number of the regional department office in which the

discharging facility is located.

(b) The permit holder shall provide for public review at the business

office repository of the permit holder or at the off-premises location

of its choice (such location shall be the village, town, city or county

clerk's office, local library or such other location as the department

and permit holder shall agree upon) all the Discharge Monitoring Reports

(DMR) prepared by the permit holder to demonstrate compliance with the

SPDES permit conditions. A copy of each DMR shall be placed on file at

such location at the same time it is sent to the department. This

information shall be kept on file for the period of the effective dates

of the SPDES permit.

(c) The permit holder shall be in compliance with this title by

providing, at its option, on or off premises inspection of documents

pursuant to paragraphs (a) and (b) of this subdivision and providing the

address or location where the required information is available for

public review upon an inquiry.

3. The department shall, pursuant to the terms and conditions of the

permits issued pursuant to this title, establish the actual appearance

and location of the sign on the property of the permit holder in as

close proximity to the point of discharge into the surface waters as is

reasonably possible while ensuring the maximum visibility from the

surface water and shore.

4. It shall be the responsibility of the permit holder to periodically

and reasonably maintain the sign to ensure that it is still legible,

visible and factually correct. A good faith documented effort by permit

holder to maintain such sign will be an affirmative defense for its

absence.

5. The department may in its discretion waive all or part of the

requirements of this section if it determines that: (a) such sign cannot

be reasonably maintained; (b) such sign would be inconsistent with the

provisions of another statute; (c) such sign could not be so located as

to provide a public purpose; (d) the nature of the discharge is

temporary and of a relatively short duration; (e) the permit has been

issued under the terms and conditions of a general permit as authorized

by this title; or (f) the discharge is not a major, significant

discharge.

§ 17-0816 — Coordination with AEM program

Coordination with AEM program.

To the extent practical and consistent with the purposes of this title

and title seven of this article, SPDES permits for farm operations

participating in the agricultural environmental management (AEM) program

as set forth in article eleven-A of the agriculture and markets law

shall incorporate as part of the SPDES permit terms and conditions any

AEM plan prepared for the permit applicant.

§ 17-0817 — SPDES permits; duration and reissuance

SPDES permits; duration and reissuance.

1. SPDES permits issued in lieu of national pollutant discharge

elimination system permits shall be valid for a fixed term not to exceed

five years. All other SPDES permits issued pursuant to this chapter

shall be valid for a term not to exceed ten years.

2. All SPDES permits may be administratively renewed in accordance

with article seventy of this chapter.

3. The department shall review at least once every five years all

existing permits for conformance with new federal treatment technology,

new state water quality classifications and water quality standards.

4. The department shall develop a priority ranking system of SPDES

permits. The ranking system shall prioritize permits for full technical

review and, when necessary, modification. For purposes of this

subdivision, full technical review shall mean the complete evaluation of

all elements of the permit associated with the ranking system's priority

ranking factors, together with substantive issues identified in comments

submitted during the public comment period, and the verification of the

accuracy and appropriateness of all other information contained in the

permit. Any permits reviewed pursuant to this subdivision shall require

compliance with current effluent standards and limitations and water

quality standards.

5. Any interested party may request at any time that a permit be

modified, suspended or revoked on the grounds that newly discovered,

material information has been discovered; that a material change in

environmental conditions has occurred; that relevant technology or

applicable law or regulations have changed since the issuance of the

existing permit; or on other grounds established by the department by

regulation. All such requests shall be in writing and contain facts or

reasons supporting the request. If the department determines that the

request is not justified, it shall send the party a brief written

response giving the reasons for the decision. A copy of such request and

the department's response shall be sent to the permittee. If the

department determines that the request is justified, it shall take

action pursuant to article seventy of this chapter.

6. Within eight months after the effective date of this section the

department shall hold at least three public hearings to solicit public

comments on the SPDES permit priority ranking system, including the

permit priority ranking factors and the weighing and scoring system.

All comments submitted during the hearing process and associated comment

period shall be considered by the department in the review, and

modification if appropriate, of the SPDES permit priority ranking

system. Thereafter, whenever the department reviews the SPDES permit

priority ranking system for possible modification, the department shall

formally solicit and provide for the involvement of the public in such

review. The department shall annually publish in the environmental

notice bulletin any changes in the priority ranking list, and solicit

and provide for the involvement of the public in a review of the

priority ranking list.

§ 17-0819 — Applications, reports, notices; provisions to insure verity

Applications, reports, notices; provisions to insure verity.

All applications, reports, notices or notifications required or

authorized to be made or filed by this title or by rules or regulations

promulgated pursuant hereto or by the provisions or conditions of any

permit issued pursuant to this title or title three of this article by

or on behalf of a permittee, applicant for a permit or person in control

of an outlet into the water of the state or point source shall be

verified or sworn to in respect to all statements of fact therein or

shall bear a form notice as provided in section 210.45 of the penal law

to the effect that false statements made therein are punishable.

§ 17-0821 — Fees

Fees.

The department is hereby authorized to establish a schedule of

reasonable fees, such schedule taking into consideration the volume of

the discharge and treatment costs, for application for issuance of SPDES

permits to compensate the department for its expenses hereunder, giving

due recognition to the amount of federal assistance available; provided,

however, that the department shall not charge a publicly owned drinking

water treatment plant the rates charged industrial facilities, but shall

consider such plants to be municipal facilities for the purposes of the

imposition of fees pursuant to section 72-0602 of this chapter.

§ 17-0823 — Power plant siting

Power plant siting.

In the case of a major steam electric generating facility, as defined

in section one hundred forty of the public service law, for the

construction or operation of which a certificate is required under the

former article eight of the public service law, or a major electric

generating facility as defined in section one hundred sixty of the

public service law, for the construction or operation of which a

certificate is required under article ten of the public service law,

such certificate shall be deemed a permit under this section if issued

by the state board on electric generation siting and the environment

pursuant to federally delegated or approved environmental permit

authority. Nothing herein shall limit the authority of the department of

health and the department to monitor the environmental and health

impacts resulting from the operation of such major steam electric

generating facility or major electric generating facility and to enforce

applicable provisions of the public health law and this article and the

terms and conditions of the certificate governing the environmental and

health impacts resulting from such operation. In such case all powers,

duties, obligations and privileges conferred upon the department by this

article shall devolve upon the New York state board on electric

generation siting and the environment. In considering the granting of

permits, such board shall apply the provisions of this article and the

Act.

§ 17-0825 — Discharges of industrial waste to publicly owned treatment works

Discharges of industrial waste to publicly owned treatment

works.

Persons discharging industrial waste to a publicly owned treatment

works shall comply with toxic effluent standards and pretreatment

standards and to monitoring, reporting, recording, sampling and entry

requirements provided by the Act or adopted pursuant thereto.

§ 17-0826 — Notification of discharges affecting groundwaters

Notification of discharges affecting groundwaters.

Whenever a provision of this title is violated by a facility operating

under or pursuant to a SPDES permit and located within an area

designated pursuant to any federal or state statute as a sole source

aquifer, all public water purveyors with a service area or portion

thereof located within a three mile radius of the violating facility

shall be notified by the department of such violation if the department

determines that the violation could have a significant impact on the

water resources of the area. The department's notices pursuant to this

section shall be made within fourteen days of the official notice of

noncompliance of the SPDES permit to the violating facility.

For the purposes of this section "public water purveyor" shall mean

any person, partnership, public or private corporation, municipality, or

public authority which sells water derived from a sole source aquifer to

at least five service connections or at least twenty-five individuals.

§ 17-0826-a — Mandatory sewage release reporting and notification by publicly owned treatment works and operators of publicly owned sewer systems

Mandatory sewage release reporting and notification by

publicly owned treatment works and operators of publicly

owned sewer systems.

1. Publicly owned treatment works or the operator of a publicly owned

sewer system shall immediately, but in no case later than two hours

after discovery, report discharges of untreated or partially treated

sewage, including combined sewer overflows, except partially treated

sewage discharged directly from a publicly owned treatment works that is

in compliance with a department approved plan or permit, to the

department and the local health department, or if there is none, the New

York state health department. Such report shall, at a minimum, include,

to the extent knowable with existing systems and models:

(a) the volume and treated state of the discharge;

(b) the date and time of the discharge;

(c) the expected duration of the discharge;

(d) a brief description of the steps being taken to contain the

discharge except for wet weather combined sewer overflow discharges;

(e) the location of the discharge, with the maximum level of

specificity possible; and

(f) the reason for the discharge.

2. In addition to subdivision one of this section, as soon as

possible, but no later than four hours from discovery of the discharge,

the publicly owned treatment works or the operator of a publicly owned

sewer system shall notify the local health department or if there is

none, the New York state health department, the chief elected official

or their authorized designee of the municipality in which the discharge

occurred and the chief elected official or their authorized designee of

any adjoining municipality that may be affected. The same notification

shall also be provided within the same timeframe to the general public,

pursuant to regulations to be promulgated under subdivision four of this

section through appropriate electronic media, including, but not limited

to, electronic mail or voice communication as determined by the

department.

3. The department, in consultation with the department of health,

shall post reported information on its website expeditiously and shall

prepare a report on publicly owned treatment works and sewer system

discharges annually. The report shall, at a minimum, include: the total

number of discharges, details of such discharges including the volume

and treated state of the discharge, and the duration and location of

each discharge; as well as any remedial responses taken to mitigate

impacts and avoid further discharges.

4. The department shall promulgate rules and regulations that are

necessary for the implementation of this section. Such regulations as

are necessary for the implementation of the public notification

requirements of subdivision two of this section shall provide only for

public notification of discharges that may present a threat to public

health, considering the potential for exposure and other relevant

factors. Such regulations may also include preconditions for

notification of any discharge that is not subject to a permit issued

under this title and does not present a threat to public health,

considering the potential for exposure and other relevant factors.

§ 17-0827 — Conflicts of interest

Conflicts of interest.

The commissioner of the department or his designee responsible for

issuance of SPDES permits hereunder, is hereby prohibited from

receiving, or during two years prior to approval of an application for a

permit from having received, a significant portion of his income

directly or indirectly from permit holders or applicants for a permit.

For the purposes of this section (a) "significant portion of his income"

shall mean ten percent of gross personal income for a calendar year,

except that it shall mean fifty percent of gross personal income for a

calendar year if the recipient is over sixty years of age and is

receiving such portion pursuant to retirement, pension, or similar

arrangement; (b) "income" includes retirement benefits, consultant fees,

and stock dividends; and (c) income is not received "directly or

indirectly from permit holders or applicants for a permit" where it is

derived from mutual-fund payments, or from other diversified investments

over which the recipient does not know the identity of the primary

sources of income.

§ 17-0828 — Discharges affecting groundwaters

Discharges affecting groundwaters.

In addition to any other requirements imposed by this title, any

person seeking a SPDES permit or a renewal hereunder, within an area

designated pursuant to any federal or state statute as a sole source

aquifer, shall include as a part of the required information, the name

and address of all public water purveyors with a service area or portion

thereof located within a three mile radius of the applicant's facility.

The names of all public water purveyors identified in the SPDES permit

application or renewal shall be included in the project description as

set forth when announced in the environmental notice bulletin.

For the purposes of this section "public water purveyor" shall mean

any person, partnership, public or private corporation, municipality, or

public authority which sells water derived from a sole source aquifer to

at least five service connections or at least twenty-five individuals.

§ 17-0829 — Inspection and entry

Inspection and entry.

(a) To carry out the purposes of this Act or any rule, regulation,

order, or permit, issued thereunder, the department or its authorized

representative, upon presentation of his credentials:

(1) shall have a right of entry to, upon, or through any premises in

which any effluent source is located or in which any records are

required to be maintained;

(2) may at reasonable times have access to and copy any records

required to be maintained;

(3) may inspect any monitoring equipment or method which is required;

and

(4) may have access to and sample any discharges or pollutants to

waters or to publicly owned treatment works resulting directly or

indirectly from activities or operations of the owner or operator of the

premises in which the effluent source is located.

(b) For the purposes of this section the term "effluent source" shall

mean:

(1) a point source of the discharge of pollutants or

(2) a source of introduction of pollutants into publicly owned

treatment works by an industrial user.

§ 17-0831 — Environmental monitors for tankers

Environmental monitors for tankers.

1. At the discretion of the commissioner, a tanker withdrawing or

transporting water where such withdrawal or transport was authorized

pursuant to a permit issued under section 15-1506 of this chapter shall

be accompanied by an environmental monitor authorized by the department.

2. It shall be the duty of such environmental monitor to inspect and

monitor the compliance of such tankers with all federal, state and local

requirements for operations and ballasting.

3. Nothing in this section shall prohibit the department from entering

into a memorandum of understanding with the board of commissioners of

pilots, created by article six of the navigation law, to allow licensed

pilots to perform the functions of environmental monitors.

4. The department is authorized to set environmental monitoring fees

to recover all costs associated with such monitors. Every tanker

withdrawing or transporting water where such withdrawal or transport was

authorized pursuant to a permit issued under section 15-1506 of this

chapter shall be subject to such fees.

TITLE 9 Procedure

§ 17-0901 — Hearings

Hearings.

1. Public hearings shall be conducted by the commissioner, or his duly

designated representative or representatives prior to issuance of an

order directing any person to discontinue discharge of sewage,

industrial waste or other wastes which contravene the standards

established for any waters of the state or standards, criteria,

limitations, rules or regulations promulgated or applied pursuant to

title 8 hereof.

2. The hearings herein provided may be conducted by the commissioner,

or by the duly designated hearing officer or officers, at any time and

place.

3. A record, or summary thereof, of the proceedings of said hearings

shall be made and filed with the department. If requested to do so by

any party concerned with said hearing, the full stenographic notes of

the testimony presented at said hearing shall be taken and filed. The

stenographer shall, upon the payment of his fees allowed by law

therefor, furnish a certified transcript of the whole or any part of his

notes to any party to the action requiring the same.

4. In any such hearing, the hearing officer or any member of the

hearing panel, may administer oaths, examine witnesses, and issue, in

the name of the department, notices of hearings and subpoenas requiring

the attendance and testimony of witnesses and the production of evidence

relevant to any matter involved in any such hearing. A designation of a

person or persons by the commissioner to perform the functions herein

authorized shall be in writing and filed in the department.

5. In case of contumacy or refusal to obey a notice of hearing or

subpoena issued under this section, the supreme court shall have

jurisdiction, upon application of the commissioner or his duly

designated representative, to issue an order requiring such person to

appear and testify or produce evidence, as the case may require, and any

failure to obey such order of the court may be punished by said court as

a contempt thereof.

§ 17-0903 — Notices; service of process

Notices; service of process.

1. Notices of all public hearings held pursuant to this title shall

specify the time, date and place of hearing.

2. Service of all processes, except subpoenas, shall be made in the

same manner as a summons in a civil action or by registered or certified

mail with a return receipt requested, addressed to the individual served

in person or in a representative capacity as hereinafter provided at his

last known residence, office or place of business. Such service shall be

made upon a municipality by serving the chief executive or counsel

thereof, upon a sewer district, authority, commission or private

corporation by serving an officer thereof, or upon an unincorporated

association or partnership or other company of persons, which has a

president or treasurer, by serving either of such officers.

3. Subpoenas shall be served upon the witnesses personally, together

with such fees therefor as may be provided by law.

§ 17-0905 — Proceedings before the commissioner

Proceedings before the commissioner.

1. The commissioner may, on his own motion, investigate or make

inquiry, in a manner to be determined by him, as to the condition of any

of the waters of the state and as to any alleged act of pollution or

omission or failure to comply with any provisions of titles 1 to 11,

inclusive, or title 19 of this article.

2. Whenever it shall appear to the commissioner, after investigation,

that there has been a violation of any of the provisions of titles 1 to

11, inclusive, or title 19 of this article, he shall give written notice

to the alleged violator or violators setting forth any thing or act done

or omitted to be done or claimed to be in violation of any such

provisions, and requiring that the matters complained of be corrected,

or that the alleged violator appear in person or by attorney before the

commisisoner or his duly designated representative, at the time and

place in said notice specified, and answer the charges complained of.

3. Whenever it shall appear to the commissioner, after investigation,

that industrial or other wastes turned or allowed to run into a sewer or

sewage disposal system, the content of which ultimately is discharged

into the waters of the state, is a cause or contributes to the pollution

of the said waters, he shall also notify the person or persons allowed

to be responsible for the discharge of the industrial or other wastes

into the sewer or sewage disposal system of any alleged violations on

his or their part and shall notify him or them to appear at said hearing

and answer the charges made against him or them.

4. At least twenty days' notice of such hearing shall be given.

5. Upon the return day of such notice the person so notified shall

file with the commissioner a statement setting forth the position of the

person so notified, the answer, if any, to the charges made against him,

the methods, practices and procedures, if any, which are being taken to

prevent polluting discharges into the waters of the state or the sewer

or sewage disposal system which ultimately empties into said waters, and

any other defenses or information pertinent to the case. Pertinent and

relevant testimony of witnesses shall be received in support of or

opposition to said statement.

6. The burden of proof with respect to violations of or liability

imposed by titles 1 to 11, inclusive, and title 19 of this article

shall, except as otherwise provided in section 71-1941, be upon the

department.

7. After due consideration of the written and oral statements, and

testimony and arguments filed pursuant to subdivision 5 above, or on

default in appearance on said return day, the commissioner may issue and

enter such final order or make such final determination as he deems

appropriate under the circumstances, and shall notify such person or

persons thereof in writing, personally, or by registered mail.

§ 17-0907 — Hearings for persons aggrieved

Hearings for persons aggrieved.

1. This section shall apply only to titles 1 to 11, inclusive, and

title 19 of this article.

2. The commissioner shall grant a hearing to any person not previously

heard in connection with the making of a determination, or order, who

within twenty days after service upon him of a copy of a notice, order

or determination of the commissioner, may file a petition with the

department alleging that the said order or determination is or are

contrary to fact and injurious to him, and that said order or

determination cause him damage by the invasion of or interference with a

private right or privilege, particularly appertaining to him. At such

hearing the petitioner may appear in person or by attorney, present

witnesses, submit evidence and be given full opportunity to be heard.

Following such hearing, the commissioner shall make his determination,

which, unless an appeal is taken therefrom, shall be final and

conclusive.

§ 17-0909 — Review by courts

Review by courts.

1. The provisions of this section shall apply only to titles 1 to 11,

inclusive, and title 19 of this article.

2. All orders or determinations of the commissioner or the department

shall be subject to review as provided in article 78 of the Civil

Practice Law and Rules. Application for such review must be made within

sixty days after service in person or by mail of a copy of the

determination, or decision upon the attorney of record of the applicant

and of each person who has filed a notice of appearance, or to the

applicant in person directly if not represented by an attorney.

3. Where a review as provided by article 78 of the Civil Practice Law

and Rules is not maintainable, either because the person aggrieved was

not a party to the original proceedings, or for any other reason, an

order or determination of the former water pollution control board, the

former water resources commission, the department or the commissioner

may nevertheless be reviewed as hereinafter provided:

a. Application for relief shall be made by special proceeding. The

petition shall be verified and shall set forth that the classification

of waters, standards of quality and purity thereof, or the finding,

determination, decision or order sought to be reviewed is illegal, in

whole or in part, and specify the grounds of the illegality; it may be

accompanied by affidavits and other written proof, and shall demand the

relief to which the petitioner supposes himself entitled, in the

alternative or otherwise. Such petition may be made by any person or

persons jointly or severally aggrieved by a denial or revocation of a

permit or by any decision of the former Water Pollution Control Board,

the former Water Resources Commission, the department, or the

commissioner or any act of the executive secretary or other agent or

person acting in the name of such board, commission, department, or the

commissioner whether or not such petitioner is or was a party to the

proceedings sought to be reviewed.

b. A proceeding brought under the provisions of this subdivision must

be instituted by service of the petition and notices of application for

relief, within four months after publication as herein provided of the

classification of waters or the standards of purity and quality of

waters, or after the finding, determination, decision or order sought to

be reviewed becomes final and binding upon the petitioner or the person

whom he represents, either in law or in fact; or with the court's

permission within two years, where the petitioner or the person whom he

represents, at the time such determination became final and binding upon

him, was under the age of twenty-one years, or mentally ill, or

imprisoned on a criminal charge or sentenced for a term of less than

life.

c. In all other respects the procedure prescribed in subdivision 2

shall be applicable to a review provided by this subdivision.

TITLE 10 Control of the Bulk Storage of Petroleum

§ 17-1001 — Legislative findings and declarations

Legislative findings and declarations.

The legislature finds and declares that the lands and waters of New

York state constitute an irreplaceable resource upon which is founded

the well-being of public health, economic vitality and the state's

environment; that these resources may be contaminated by spills and

leaks of petroleum from active and abandoned petroleum bulk storage

facilities; that once contaminated the quality of these resources cannot

be completely restored to their original state; and that contamination

of these resources must be prevented through improved safeguards in

storage and handling.

The legislature declares these spills and leaks to be a threat to the

public welfare of the state and hereby exercises the power of the state

to prevent these spills and leaks from occurring through the

establishment of a state petroleum bulk storage code for new and

substantially modified facilities.

§ 17-1003 — Definitions

Definitions.

As used in this title:

1. "Facility" means a single property or contiguous or adjacent

properties used for a common purpose which are owned or operated by the

same person on or in which are located:

a. one or more stationary tanks which are used singularly or in

combination for the storage or containment of more than one thousand one

hundred gallons of petroleum; or

b. any tank whose capacity is greater than one hundred ten gallons

that is used for the storage or containment of petroleum, the volume of

which is ten percent or more beneath the surface of the ground.

This term shall not include:

(1) facilities licensed under article twelve of the navigation law;

(2) facilities regulated under the federal natural gas act;

(3) a heating oil tank used for on premises consumption at the same

site which is not interconnected to any other heating oil tank and is

used to store or contain less than one thousand one hundred gallons of

petroleum unless such tank is located on a site that otherwise meets the

definition of facility given in this subdivision;

(4) tanks eleven hundred gallons or less used to store motor fuel

(gasoline or diesel products) for non-commercial purposes (not for

resale) at a farm or residence, unless such tank or tanks are located on

a site that otherwise meets the definition of facility given in this

subdivision;

(5) tanks used to store or contain asphalt, however, tanks used to

store or contain asphaltic emulsions are included; or

(6) tanks which have been permanently closed in accordance with

regulations promulgated pursuant to section 17-1005 of this title.

2. "Substantially modified facility" means the reconditioning or

replacement of an existing tank or installation of a new tank at a

facility.

3. "Operator" means any person who leases, operates, controls or

supervises a facility.

4. "Owner" means any person who has legal or equitable title to a

facility.

5. "Petroleum" means:

a. crude oil and any fraction thereof;

b. any mixture containing crude oil or any fraction thereof; and

c. synthetic forms of lubricating oil, dielectric oils, insulating

oils, hydraulic oils and cutting oils.

Such term shall not include:

(1) hazardous waste defined pursuant to section 27-0903 of this

chapter;

(2) substances meeting the definition of hazardous substance pursuant

to section 40-0105 of this chapter;

(3) animal or vegetable oils that do not contain crude oil or

fractions thereof; or

(4) substances that are gases at standard temperature and pressure.

6. "Electronic monitoring system" means an electronic leak detection

system, approved by the department, containing a warning system capable

of operating on a continuous basis to detect petroleum prior to its

reaching ground or surface waters.

7. "Tank" means a stationary device designed to store petroleum, which

is constructed of non-earthen materials that provide structural support.

The term "tank" includes all associated pipes, lines, fixtures and other

ancillary equipment. The term "tank" does not include septic tank;

surface impoundment, pit, pond or lagoon; storm-water or wastewater

collection system; flow-through process tank; or liquid trap or

associated gathering lines directly related to oil or gas production and

gathering operations.

8. "Spill" or "leak" means any escape of petroleum from the ordinary

containers employed in the normal course of storage, transfer,

processing or use.

§ 17-1005 — Leak detection

Leak detection.

1. a. The department shall promulgate rules and regulations to provide

for the early detection of leaks or potential leaks by owners and

operators.

b. Such rules and regulations shall provide for daily measurements and

inventory records for petroleum in each facility using a gauge, gauge

stick or automatic gauging system as well as product receipt and

disbursement records. The department may exempt facilities which are not

engaged in the resale of petroleum from the requirements of this

paragraph.

2. a. The department shall establish minimum standards and schedules

for testing and inspection of those portions of facilities which are

over ten years old. Such schedules shall be based on such factors as

inventory methods and electronic monitoring systems; facility age,

condition and construction type; soil conditions, location of facility

relative to water supplies and other environmental factors.

b. The department shall establish, by rule and regulation, criteria

whereby facilities are properly closed and thereby released from testing

and inspection requirements. The department may require the owner to

provide financial assurances to ensure that the facility is properly

closed. Any decision by the department with respect to requiring such

financial assurances and the methods or instruments which are to be used

shall be accompanied by a finding regarding the public interest and

shall set forth the reasons therefor.

§ 17-1007 — Corrective actions

Corrective actions.

1. Any operator shall within forty-eight hours notify the facility

owner and the department, and if the facility is located within any

county, or city of a population of one million or more which filed with

the department a written declaration under subdivision two of section

17-1017 of this title which is approved by the commissioner in written

findings the operator shall also notify such county or city of a

population of one million or more, of any abnormal loss or gain detected

through daily inventory which cannot be explained by inaccurate record

keeping, temperature variations, or other causes not related to leakage.

For the purposes of this subdivision, "abnormal loss or gain" shall mean

a loss or gain of three-quarters of one percent or greater of the total

volume of petroleum handled over a period of ten days.

2. Where a leak or spill of petroleum is suspected or appears

probable, the department may order the owner to inspect that tank or

tanks or associated equipment suspected to be leaking and to test for

tightness and structural soundness or may prohibit delivery pursuant to

subdivision four of this section. If the owner fails within ten days to

conduct such tests as required under this subdivision, the department

may conduct such tests for tightness or structural soundness. The

reasonable expenses of conducting such tests incurred by the department

shall be paid by the owner.

3. It shall be unlawful to continue operation of any leaking tank or

associated equipment of a facility. The contents of such tank or

equipment shall be promptly removed.

4. The department may prohibit deliveries of petroleum to any tank (i)

that is leaking or (ii) where a leak appears probable. If the source of

the leak or a probable leak cannot be determined, the department may

prohibit deliveries to any tank or tanks that may be the probable source

of a leak until such time as the source has been identified, at which

time the prohibition on delivery will apply to the leaking tank or

tanks. In addition, the department may prohibit deliveries of petroleum

to any tank that is in violation of any requirement prescribed by

regulation pursuant to this title related to:

a. installing required equipment for spill prevention, overfill

protection, leak detection, corrosion protection or secondary

containment;

b. performing leak detection or inspections of tank systems;

c. properly operating or maintaining leak detection; or

d. properly operating or maintaining spill, overfill or corrosion

protection equipment.

(i) The department shall attach a tag to the tank or tanks to identify

those tanks to which delivery is prohibited and provide a written notice

to the owner and operator specifying the reasons for the prohibition of

delivery. The department may consider not prohibiting deliveries of

petroleum for up to one hundred eighty days after a determination is

made that the facility or tank meets the conditions in this subdivision

if such prohibition would jeopardize the availability of, or access to,

fuel in any rural and remote areas unless the department has determined

that the condition at the facility endangers public health, safety or

the environment.

(ii) As promptly as possible thereafter, not to exceed fifteen days,

the commissioner shall provide the owner or operator an opportunity to

be heard and to present proof that such condition or activity does not

violate the provisions of this section or of the rules or regulations

adopted pursuant to this title. The commissioner shall adopt rules and

regulations describing the procedure to be followed in the prohibition

of petroleum deliveries. In adopting such rules and regulations the

department shall allow for the owner or operator at any time to submit

information to the department to demonstrate that the owner or operator

is in compliance with the requirements or has corrected the violation

that prompted the department to prohibit deliveries of petroleum and to

allow the tank or tanks to be, as promptly as possible, brought back

into operation, not to exceed two business days from the department's

determination that a tank is in compliance. The department shall use its

best efforts to timely determine compliance. The commissioner shall

draft such rules and regulations and submit them to the state petroleum

bulk storage advisory council for comments within six months of the

effective date of this subparagraph.

(iii) Unless otherwise authorized by the department, no person shall

tamper with or remove, or cause the tampering with or removal of, a tag

attached to any tank under the provisions of this subdivision.

(iv) No person shall deliver, cause the delivery of, deposit, or

accept petroleum to any tank or tanks to which a tag is affixed pursuant

to this subdivision.

§ 17-1009 — Registration

Registration.

1. The department shall consult with the state petroleum bulk storage

advisory council to compile a list of facilities within the state.

Within thirty days of the promulgation of rules and regulations in

accordance with section 17-1005, section 17-1007, and this section of

this title, the department shall make available, upon request, a copy of

such rules and regulations.

2. All owners shall register the facility with the department. In

cases where there are multiple tank owners at a facility, the owners of

the tanks may designate one of the tank owners to be an authorized

representative to register the tanks. The department is authorized to

assess a fee according to a schedule based on the size and type of

facility, not to exceed five hundred dollars per facility. Such fee

shall be paid at the time of registration or registration renewal.

Registration shall be renewed every five years or whenever ownership of

a facility is transferred, whichever occurs first. The owner shall

notify the department when the authorized representative or operator of

the facility changes. In addition to such registration requirements and

pursuant to leak detection requirements set forth in section 17-1005 of

this title, notwithstanding any other provision of law, rule or

regulation, the department shall duly notify the facility owner of the

requirement for such owner to perform the required tightness test on a

petroleum bulk storage tank no less than forty-five days prior to the

date of the test expiration on the tank. All fees collected pursuant to

this subdivision shall be deposited in the New York environmental

protection and spill compensation fund established pursuant to section

one hundred seventy-nine of the navigation law. The owner must submit,

with each application for registration or registration renewal, a

five-year fee as follows:

Combined Storage Capacity at Facility 5-Year Fee

Greater than 110 gallons to 1,100 gallons $0 per facility

Greater than 1,100 gallons to

less than 2,000 gallons $100 per facility

Greater than 2,000 gallons to

less than 5,000 gallons $300 per facility

5,000 gallons to less than

400,000 gallons $500 per facility

3. The owner shall, within thirty days prior to reconditioning or

replacement of an existing tank or installation of a new tank at a

facility, notify the department in writing of such reconditioning,

replacement or installation.

4. Owners who become newly subject to registration requirements of

this section must, within one year of becoming subject to this section,

register the facility and complete any modifications to tanks at the

facility to be in compliance with the regulations promulgated pursuant

to this title.

§ 17-1011 — Access to records and facilities

Access to records and facilities.

1. Every owner or operator shall, upon reasonable notice of the

commissioner or his designee, permit a duly designated officer or

employee of the department at all reasonable times to have access to and

to copy all books, papers, documents and records relating to the daily

measurement and inventory of petroleum stored at a facility.

2. Any duly designated officer or employee of the department may, at

reasonable times and upon reasonable notice of the commissioner or a

designee, enter and inspect any facility, provided that such officer or

employee shall be accompanied by the owner or operator or their

designee.

§ 17-1013 — State petroleum bulk storage advisory council

State petroleum bulk storage advisory council.

1. There is hereby created within the department the "state petroleum

bulk storage advisory council" hereinafter referred to as the "council".

Such council shall consist of seven members, at least one of whom shall

be a representative of operators other than owners in the state, at

least one of whom shall be a representative of owners in the state, at

least one of whom shall be a representative of municipal corporations,

and at least two of whom shall be representatives of organizations whose

prime function is the protection of natural resources and enhancement of

the environmental quality of the state. The members of the council shall

be appointed by the commissioner within three months of the effective

date of this title. Each member shall be, by professional training or

experience and attainment, qualified to analyze and interpret matters

pertaining to bulk storage of petroleum.

2. One member shall be elected chairman of the advisory council by a

majority vote of the members of such council.

3. The members of the council shall serve without compensation for

their services as members of the council, except that each of them may

be allowed the necessary and actual expenses which he shall incur in the

performance of his duties under this section.

4. The council shall have the power, duty and responsibility to:

a. Serve as a working forum for the exchange of views, concerns,

ideas, information and recommendations relating to the bulk storage of

petroleum.

b. Advise the department on the proposal, preparation and revision of

the rules and regulations necessary to carry out the provisions of this

title.

c. Request and receive from the department at each meeting of the

council any portions of the rules and regulations then available for

review, whether in final or draft form, and any supporting documents or

other pertinent data.

d. Before promulgation of the rules and regulations required by this

title, the commissioner shall first submit such rules and regulations to

the council for review. The council shall, within sixty days of such

submission, recommend in writing to the commissioner any suggested

modifications to such rules and regulations.

5. The recording of council proceedings shall be performed by

personnel of the department.

§ 17-1015 — State petroleum bulk storage standards

State petroleum bulk storage standards.

1. The department shall, pursuant to section 17-0303 of this article,

promulgate rules and regulations establishing standards for existing and

new petroleum bulk storage facilities which shall include, but not be

limited to, design, equipment requirements, construction, installation

and maintenance. In proposing, preparing and compiling such rules and

regulations, the department shall include consideration of the future

physical climate risk due to sea level rise, and/or storm surges and/or

flooding, based on available data predicting the likelihood of future

extreme weather events, including hazard risk analysis data if

applicable. The department shall consult with the state petroleum bulk

storage code advisory council in proposing, preparing and compiling such

rules and regulations. In addition, the department shall consult with

the state fire prevention and building code council to assure that such

rules and regulations are consistent with the uniform fire prevention

and building code.

2. The department shall establish rules and regulations allowing

variances from such standards provided that it can be demonstrated to

the department that an alternate design, practice or method of storage

provides environmental protection equal to or greater than the

requirements of such standard.

3. The department shall promulgate rules and regulations establishing

training requirements for operators of petroleum bulk storage

facilities. The department shall specify training requirements for:

a. persons having primary responsibility for on-site operation and

maintenance of storage tank systems;

b. persons having daily on-site responsibility for the operation and

maintenance of storage tank systems; and

c. daily, on-site employees having primary responsibility for

addressing emergencies presented by a spill or release from a storage

tank system.

§ 17-1016 — Reduction of air pollution from petroleum bulk storage facilities

Reduction of air pollution from petroleum bulk storage

facilities.

1. Definitions. For purposes of this section, the terms below shall

have the following meanings:

a. "Shell color" shall mean any coating on the sides or shell of a

tank, which reduces volatile emissions.

b. "Roof color" shall mean any coating on the roof of a tank, which

reduces volatile emissions.

c. "Tank" shall have the meaning set forth in section 17-1003 of this

title except that for purposes of this section "tank" means an

above-ground tank, unless the department determines the tank to be

otherwise sufficiently protected against volatilization in a manner no

less protective than subdivision two of this section, and does not

include associated pipes, lines, fixtures or other ancillary equipment.

2. Tank coloring. a. No person shall own or operate a facility

containing a tank that does not meet the color requirements of this

subdivision. Such color requirements shall apply to every tank at a

facility regardless of whether the tank is in active use for storage.

b. A tank shall have a shell color and roof color of either white or

beige/cream, or which limits volatile emissions to the same or to a

greater extent as a shell color and roof color of white or beige/cream,

as determined by the department.

§ 17-1017 — Preemption of local law

Preemption of local law.

1. Except as provided in subdivision two of this section, any local

law or ordinance which is inconsistent with any provision of this title

or any rule and regulation promulgated hereunder shall be preempted.

2. a. Any local law or ordinance of any county, or of any city of a

population of one million or more, which is inconsistent with the

provisions of this title or any rules or regulations promulgated

hereunder shall not be preempted if such local law or ordinance provides

environmental protection equal to or greater than the provisions of this

title or any rules or regulations promulgated hereunder, and such county

or city files with the department a written declaration of its intent to

administer and enforce such local law or ordinance which is approved by

the commissioner in written findings which set forth the terms of such

approval.

b. When any county, or city of a population of one million or more,

files with the department a written declaration of its intent to

administer and enforce such local law or ordinance which is approved by

the commissioner in written findings which set forth the terms of such

approval, the department shall continue to administer and enforce any

provision of this title with respect to any public authority created

under the public authorities law and the public authority shall notify

in writing any such county, or city of a population of one million or

more when the public authority registers or reregisters a facility with

the department.

TITLE 11 Scope and Construction; Other Remedies

§ 17-1101 — Existing rights and remedies preserved

Existing rights and remedies preserved.

It is the purpose of titles 1 to 11, inclusive, and title 19 of this

article to provide additional and cumulative remedies to abate the

pollution of the waters of the state and nothing herein contained shall

abridge or alter rights of action or remedies now or hereafter existing,

nor shall any such provisions or any act done by virtue of such

provisions, be construed as estopping the state, persons or

municipalities, as riparian owners or otherwise, in the exercise of

their rights to suppress nuisances or to abate any pollution now or

hereafter existing.

§ 17-1103 — Persons other than the state acquire no actionable rights

Persons other than the state acquire no actionable rights.

The bases for proceedings or actions resulting from the violations of

the prohibitions contained in titles 1 to 11, inclusive, and title 19 of

this article inure solely to and are for the benefit of the people

generally of the state of New York, and it is not intended to in any way

create new, or enlarge existing rights of riparian owners or others. A

determination by the department or the commissioner that pollution

exists or that violations of any such prohibitions have occurred or are

occurring, whether or not a proceeding or action may be brought by the

state, shall create by reason thereof no presumptions of law or findings

of fact inuring to or for the benefit of persons other than the state.

§ 17-1105 — Conflicting laws

Conflicting laws.

Titles 1 to 11, inclusive, and title 19 of this article shall not be

construed as repealing any of the laws relating to the pollution of the

waters of the state not herein expressly repealed, but shall be held and

construed as ancillary to and supplementing the same and in addition to

the laws now in force, except as the same may be in direct conflict

herewith.

§ 17-1107 — Other Environmental Conservation Laws to remain in effect

Other Environmental Conservation Laws to remain in effect.

Nothing contained in titles 1 to 11, inclusive, and title 19 of this

article shall be construed as amending or repealing sections 11-0503 or

13-0345 and any parts of said sections inconsistent with the provisions

of titles 1 to 11, inclusive, and title 19 of this article or with any

rule, regulation, order or determination authorized by titles 1 to 11,

inclusive, and title 19 of this article shall be held to be effective.

TITLE 13 Approval of Marine Toilet Pollution Control Devices and Establishing Effluent Standards Therefor

§ 17-1301 — Approval of marine toilet pollution control devices and establishing effluent standards therefor

Approval of marine toilet pollution control devices and

establishing effluent standards therefor.

The department shall have all the functions, powers, obligations and

duties, regarding approval of marine toilet pollution control devices

and establishing effluent standards therefor, provided for in section

33-c of the Navigation Law.

TITLE 14 Nonpoint Source Water Pollution Control

§ 17-1401 — Purpose

Purpose.

It is the purpose of this title to safeguard the waters of the state

from nonpoint source pollution by controlling and abating new and

existing sources of nonpoint source pollution.

§ 17-1403 — Definitions

Definitions.

As used in this title:

1. "Best management practices" means methods, measures or practices

determined to be the most practical and effective in preventing or

reducing the impact of pollutants generated by nonpoint sources to a

level compatible with water quality standards established pursuant to

section 17-0301 of this article. Best management practices include, but

are not limited to, structural and nonstructural controls and operations

and maintenance procedures. Best management practices can be applied

before, during or after pollution producing activities to reduce or

eliminate the introduction of pollutants into receiving waters.

2. "Municipal corporation" means a county, city, town or village or an

entity designated to act on behalf of such.

3. "Nonpoint source" means any source of water pollution or pollutants

which is not a discrete conveyance or point source permitted pursuant to

title seven or eight of this article.

4. "Nonpoint source abatement and control program" means a program of

activities and projects for the abatement and reduction of nonpoint

source pollution through the implementation of best management

practices.

5. "District" means a county soil and water conservation district

created pursuant to section five of the soil and water conservation

districts law.

§ 17-1405 — Inventory

Inventory.

1. Within eighteen months of the effective date of this title the

commissioner, in cooperation with the state soil and water conservation

committee, shall prepare a report which:

a. identifies those water bodies within the state which, without

additional action to control nonpoint sources of pollution, cannot

reasonably be expected to attain and maintain applicable water quality

standards; and

b. identifies categories or subcategories of nonpoint sources or

particular nonpoint sources which add significant amounts of pollution

to each water body identified above.

2. The report prepared pursuant to this section shall be revised by

the commissioner in cooperation with the state soil and water

conservation committee at least every five years.

§ 17-1407 — Priority nonpoint source pollution

Priority nonpoint source pollution.

From the inventory developed pursuant to section 17-1405 of this title

the commissioner, after consultation with the state soil and water

conservation committee, shall develop a prioritized list of water

bodies, management of which will reduce and control nonpoint source

pollution and improve water quality. In developing such list,

consideration shall be given to the existing water quality of the water

body, the best usage of the water body pursuant to section 17-0301 of

this article and its potential for improvement.

§ 17-1409 — State assistance for non-agricultural nonpoint source abatement and control projects

State assistance for non-agricultural nonpoint source

abatement and control projects.

1. Subject to the availability of funds appropriated therefor, a

matching grant program is established to fund the costs of implementing

nonpoint source abatement and control projects that meet the following

criteria:

a. the project must consist of activities and projects which will

significantly reduce, abate or control nonpoint source pollution

originating from non-agricultural activities;

b. the project must be proposed for implementation by a municipal

corporation, or by a district at the formal request of such corporation;

c. the project must be located within a water body identified by the

commissioner, pursuant to section 17-1407 of this title;

d. the project must propose to implement best management practices

which meet the criteria promulgated pursuant to section 17-1411 of this

title; and

e. the municipal corporation must have funds available to pay for its

share of the eligible project costs.

1-a. Subject to the availability of funds appropriated therefore, a

matching grant program is established to fund the cost of comprehensive

watershed based water quality management designed to address the

reduction and control of nonpoint source pollution and the improvement

of water quality in a water body or water bodies identified on the

prioritized list developed pursuant to section 17-1407 of this title.

2. Applications for matching grants shall contain the following

information:

a. the name and location of the water body and the nonpoint source

problem to be addressed;

b. for projects described in subdivision one of this section, an

identification of the best management practice to be implemented;

c. a cost estimate for the proposed project;

d. the source of funds available to pay for the non-state share of the

eligible costs;

e. information sufficient to demonstrate that the criteria set forth

in subdivision one of this section have been met; and

f. such other information as may be required by the commissioner

through regulations.

3. In awarding grants pursuant to this section, the commissioner shall

give preference to those projects located or designed to address water

quality concerns for in the highest priority water bodies identified

pursuant to section 17-1407 of this title.

4. Eligible costs that may be funded pursuant to this section are

architectural and engineering services, plans and specifications,

consultant and legal services and other direct expenses related to

comprehensive watershed based water quality management and project

implementation.

5. Matching grants awarded pursuant to this section shall be up to

seventy-five percent of the eligible costs for any specified project.

6. Notwithstanding any other provision of law to the contrary, storm

water discharges of a municipality permitted pursuant to title seven or

eight of this article shall be treated as a non-agricultural nonpoint

source for the purpose of qualifying for funding pursuant to this

section.

§ 17-1411 — Regulations

Regulations.

The commissioner may promulgate regulations necessary to effectuate

the purposes of section 17-1409 of this title including, but not limited

to, regulations setting forth criteria for submission and processing of

grant applications, components of best management practices and state

standards necessary to control nonpoint source pollution.

TITLE 15 Realty Subdivisions: Sewerage Service

§ 17-1501 — Definitions

Definitions.

1. As used in sections 17-1501 to 17-1505, inclusive, and sections

17-1509 and 17-1511, the word "subdivision" shall mean any tract of land

which is divided into five or more parcels, after the effective date of

this act, along any existing or proposed street(s), highway(s),

easement(s) or right(s)-of-way for sale or for rent as residential lots

or residential building plots, and in the county of Suffolk also as

business, commercial or industrial lots or building plots, regardless of

whether the lots or plots to be sold or offered for sale, or leased for

any period of time, are described by metes and bounds or by reference to

a map or survey of the property or by any other method of description

and regardless of whether the lots or plots are contiguous. A tract of

land shall constitute a subdivision upon the sale, rental or offer for

sale or lease of the fifth residential lot or residential building plot

therefrom within any consecutive three year period, and at this time the

provisions of section 17-1505 of this chapter shall apply to all such

parcels thereof, including the first four parcels, regardless of whether

said parcels have been sold, rented or offered for sale or lease singly

or collectively.

2. The word "tract" shall mean any body of land, including contiguous

parcels of land, under one ownership or under common control of any

group of persons acting in concert as part of a common scheme or plan.

3. "Residential lot" or "residential building plot" shall mean any

parcel of land of five acres or less, any point on the boundary line of

which is less than one-half mile from any point on the boundary line of

another such lot in the same tract, unless any such lot may not legally

be used for residential purposes. Without limiting the generality of the

foregoing, the term "residential" shall include temporary, seasonal and

permanent residential use.

4. For the purposes of this title sewage shall be defined as any

substance, solid or liquid that contains any of the waste products or

excrementitious or other wastes or washings from the bodies of human

beings or animals.

§ 17-1503 — Local regulations

Local regulations.

1. Any city or county which has established or establishes a city,

county or part-county department of health may adopt regulations for the

control of such developments. Regulations adopted by a county or city

board of health may include, but not be limited to, establishment of

such requirements as it may deem necessary to guarantee the installation

of such sewage facilities in accordance with the plans heretofore or

hereinafter approved by the county or city department of health or any

approved revision or revisions thereof.

2. Nothing contained in sections 17-1501 to 17-1505, inclusive, and

sections 17-1511 and 17-1513, shall be construed to delegate the general

powers of the department nor to impair nor to deprive the department of

its powers and functions as now provided by law.

§ 17-1505 — Plans required to be filed and approved

Plans required to be filed and approved.

1. No subdivision or portion thereof shall be sold, offered for sale,

leased or rented by any corporation, company or person, and no permanent

building shall be erected thereon, until a plan or map of such

subdivision shall be filed with and approved by the department or city,

county or part-county department of health having jurisdiction and such

plan or map thereafter filed in the office of the clerk of the county in

which such subdivision is located.

2. Such plan or map shall show methods for obtaining and furnishing

adequate and satisfactory sewerage facilities to said subdivision.

3. The installation of such facilities shall be in accordance with the

plans or any revision or revisions thereof approved by the department or

city, county or part-county department of health having jurisdiction.

4. The rules and regulations adopted by the department to implement

this title and the provisions of article 70 of this chapter and rules

and regulations adopted thereunder shall govern department processing of

approval applications and modifications under this title.

§ 17-1507 — Filing fees to accompany plans

Filing fees to accompany plans.

1. At the time of submitting a plan for approval as required by this

title, a filing fee computed at the rate of one dollar and seventy-five

cents per lot shall be paid to the department or to the city, county or

part-county health district wherein such plans are filed, and where the

approval sought is from the department, such additional fee as may be

specified in article 70 of this chapter shall also be paid.

2. The department, or the city, county or part-county health district,

shall not review or approve any such subdivision map submitted for

approval after this section takes effect until such fee, as herein

provided, has been received by it.

3. If any plan submitted to the department, or to a city, county or

part-county health district, cannot be approved, such plan shall be

returned to the person who submitted the plan with a summary of the

reasons for disapproval.

§ 17-1509 — Cooperation with the Department of Health

Cooperation with the Department of Health.

Notwithstanding any other provision of this title the Commissioner of

Environmental Conservation is empowered to make administrative

arrangements with the Commissioner of Health for joint or cooperative

administration of this title and title II of Article 11 of the Public

Health Law, such that only one plan must be filed and only one fee

totalling three dollars and fifty cents per lot must be paid, except

that where department approval is sought in connection with a particular

plan or map, such additional fee as may be specified in article 70 of

this chapter shall also be paid.

§ 17-1511 — Duty of county clerk or register in respect to filing of plans and map

Duty of county clerk or register in respect to filing of

plans and map.

The county clerk or register shall not file nor record nor accept for

filing or recording any map or plat showing a subdivision of land in any

town, village or city having a population of less than one million

unless there is endorsed thereon or annexed thereto a certificate of the

department or city, county or part-county department of health having

jurisdiction approving the sewerage systems proposed or installed for

such subdivision and consenting to the filing of such map or plat.

§ 17-1513 — Remedy for purchaser of one parcel of unapproved realty subdivision

Remedy for purchaser of one parcel of unapproved realty

subdivision.

1. The owner of a parcel of land acquired as one parcel for

residential purposes may apply to the department or local health

department having jurisdiction for a certificate approving the sewage

facilities for said parcel as adequate and satisfactory. The

application shall include the description of the parcel as specified in

the instrument, by which owner acquired title.

2. The proper department shall entertain said application and issue

said certificate providing the sewage facilities will not, in the

opinion of such department, result in the contravention of standards

adopted for and assigned to the receiving waters pursuant to this

chapter, or be injurious to public health for the public enjoyment of

said waters, the propagation and protection of fish and wild life or the

industrial development of the state or result in the exposure of sewage

on the ground surface or impair the quality of the ground water for

drinking purposes or otherwise create a nuisance, or menace or potential

menace to health.

3. The certificate approving the sewage facilities for said parcel

shall contain the name of the owner-applicant and the description of the

property set forth in the application. The owner shall append the

certificate of approval to a verified petition directed to the county

clerk of the county wherein the property is located, praying that the

petition and certificate of approval annexed be recorded and indexed

against the owner-petitioner.

4. The county clerk upon receiving the petition with annexed

certificate of approval, and upon tender of the lawful recording fees,

shall record the same in his office and index it against the

owner-petitioner. The recording of the petition with annexed certificate

of approval shall be deemed compliance with section 17-1505, for the

parcel described.

5. a. This section shall apply only to a single residential lot which

was acquired without having complied with the provisions of former

section 89 of the Public Health Law or section 17-1505 of this title but

was:

1. acquired by the owner-applicant prior to January first, nineteen

hundred seventy-one; or

2. acquired by the owner-applicant through devise or intestate

succession; or

3. not at the time of acquisition of title by the owner-applicant, a

part of a subdivision, as such term is defined in section 17-1501 of

this title.

b. In addition, this section shall apply to a single residential lot

which the appropriate department deems proper for approval because of

hardship or other special circumstances established to its satisfaction

by the owner-applicant.

§ 17-1515 — Regulation by commissioner

Regulation by commissioner.

The commissioner may from time to time establish by rule or regulation

standards for subdivisions necessary to effect the purposes of this

title and not inconsistent with regulations of a city, county or

part-county department of health having jurisdiction, now or hereafter

adopted pursuant to law. In the event of and to the extent of such

inconsistency, the standards established by the commissioner shall be

deemed inapplicable.

TITLE 17 Discharge of Sewage Into Waters

§ 17-1701 — Definition of sewage; discharge of sewage and other matter into certain waters prohibited

* § 17-1701. Definition of sewage; discharge of sewage and other matter

into certain waters prohibited.

1. For the purposes of this title sewage shall be defined as any

substance, solid or liquid that contains any of the waste products or

excrementitious or other wastes or washings from the bodies of human

beings or animals.

2. No person, corporation or municipality, shall place or cause to be

placed, or discharged or cause to be discharged into any of the waters

of this state, in quantities injurious to the public health, or in

violation of standards, criteria, limitations, rules or regulations

promulgated or applied pursuant hereto, any sewage, garbage, offal, or

any decomposable or putrescible matter of any kind or the effluent from

any sewage disposal plant, or any substance, chemical or otherwise, or

any refuse or waste matter, either solid or liquid, from any sewer or

drainage system or from any shop, factory, mill or industrial

establishment; unless express permission to do so shall have been first

given in writing by the commissioner as provided in this article, except

as hereinafter provided.

3. This section shall not prevent the discharge of sewage from any

public sewer system owned and maintained by a municipality until an

order prohibiting same shall be made as hereinafter provided, or the

discharge of refuse or waste matter from any shop, factory, mill or

industrial establishment, if such sewer system was in operation and was

discharging sewage, or such shop, factory, mill or industrial

establishment was in operation and discharging refuse or waste matter,

into any of the waters of this state on or prior to May 7, 1903, and

such municipality or the proprietor of such shop, factory, mill or

industrial establishment secured exemption from this section by filing a

report with the commissioner in accordance with law, nor to any

extension or modification of such shop, factory, mill or industrial

establishment, or reconstruction thereof, provided the refuse or waste

matter discharged therefrom is not materially changed or increased; but

this exception shall not permit any increase in the discharge of such

sewage, or in the discharge of refuse or waste matter from any shop,

factory, mill or industrial establishment, nor shall it permit the

discharge of sewage from a sewer system which shall be extended,

modified or reconstructed subsequent to said date.

* NB Expired September 1, 1973

§ 17-1703 — Contamination of salt wells

Contamination of salt wells.

It shall be unlawful for any person to wilfully place, introduce or

cause to flow or enter into any spring, brook or body of water, which is

used in the manufacture of salt, or into any salt well, or salt mine, or

into any cavity or reservoir beneath the surface of the earth from which

salt or brine is taken or used in the manufacture of salt, any impure or

deleterious substance or thing whatsoever, which is liable to pollute

the waters thereof, or the brine or salt taken or manufactured

therefrom, provided that this act shall not interfere with any existing

system of drainage or sewerage.

§ 17-1704 — Discharge of sewage and other offensive matter from new or renovated wastewater disposal systems to the surface waters of the Owasco lake...

Discharge of sewage and other offensive matter from new or

renovated wastewater disposal systems to the surface waters

of the Owasco lake watershed extending from the city dam on

the outlet to the existing Moravia village outfall sewer on

the inlet are prohibited.

1. No person or corporation shall cause or permit the fall, flow or

discharge into the surface waters of the Owasco lake watershed extending

from the city dam on the outlet to the existing Moravia village outfall

sewer on the inlet, of any sewage matter, or other foul, noxious or

deleterious, solid or liquid matter or effluent from any wastewater

disposal system located therein except for those operating under a duly

authorized permit from the state or county health departments and except

for run-off from accepted agricultural practices.

2. Existing permitted surface water outlets shall be eliminated by

January 1, 1991. In the event of change of ownership or major alteration

or renovations to existing wastewater disposal systems, the existing

wastewater outlets shall be eliminated and be replaced by an approved

sub-surface disposal system.

3. The Cayuga county board of health shall examine any alleged offense

of this section within its jurisdiction and cause the same to be abated

by injunction or otherwise if found to exist.

§ 17-1705 — Discharge of sewage into Wallkill Creek prohibited

* § 17-1705. Discharge of sewage into Wallkill Creek prohibited.

No person or corporation shall permit the discharge or escape of any

sewage, or other matter deleterious to public health, or destructive to

fish, or throw or cast any dead animal, carrion or offal, or other

putrid or offensive matter into the waters of the Wallkill creek, in the

counties of Ulster and Orange.

* NB Expired September 1, 1973

§ 17-1707 — Discharge of sewage into the Susquehanna near Binghamton prohibited

* § 17-1707. Discharge of sewage into the Susquehanna near Binghamton

prohibited.

1. No person or corporation shall cause to fall, flow or discharge

into the Susquehanna river or any of its tributaries, between the Rock

Bottom dam in such river at the city of Binghamton, and a point one mile

east of the bridge that crosses such river at Conklin, any sewage

matter, or other foul, noxious or deleterious, solid or liquid matter,

or any matter that may be declared such by the board of health of any

municipality adjacent to such river within such limit.

The board of health of any such municipality shall examine into any

alleged offense against this section and cause the same to be abated, if

found to exist.

* NB Expired September 1, 1973

§ 17-1709 — Discharge of sewage and other offensive matter into Lake George and Skaneateles lake prohibited

Discharge of sewage and other offensive matter into Lake

George and Skaneateles lake prohibited.

1. No person or corporation shall cause or permit the fall, flow or

discharge into Lake George or Skaneateles lake or any of their

tributaries, of any sewage matter, or other foul, noxious or

deleterious, solid or liquid matter or effluent from any sewage disposal

plant, or any matter that may be declared such by the board of health of

any municipality adjacent to such lakes where any such fall, flow or

discharge shall occur.

2. The board of health of any such municipality shall examine into any

alleged offense against this section within its jurisdiction and cause

the same to be abated, by injunction or otherwise, if found to exist.

3. The discharge of sewage or treated sewage effluent into the

drainage basin of Lake George is hereby prohibited except as follows:

(a) Subsurface sewage disposal facilities with a design capacity of

one thousand gallons per day or less are permitted to discharge within

the basin provided said facilities are designed, constructed, operated

and maintained in accordance with all applicable laws, regulations and

permits issued pursuant thereto.

(b) Subsurface sewage disposal facilities with a design capacity of

greater than one thousand gallons per day are permitted to discharge

within the basin provided that such facilities:

(i) discharge treated sewage effluent to land or groundwater;

(ii) are designed to meet best technology available;

(iii) are in compliance with a valid state pollutant discharge

elimination system (SPDES) permit;

(iv) are designed to meet existing needs only; and

(v) are designed, operated and maintained in accordance with

applicable laws and regulations.

(c) The commissioner shall prepare a technical manual describing the

best technologies available for sewage disposal facilities within the

Lake George basin, which shall include, but not be limited to,

specifications for the design, construction, maintenance and monitoring

of such facilities and performance standards for nutrient removal. The

commissioner shall complete the manual within eighteen months of the

effective date of this subdivision and shall notice completion of the

manual in the state register and the environmental notice bulletin.

§ 17-1710 — Deposit of garbage or other refuse on or in waters of the Owasco lake watershed extending from the city dam on the outlet to the existing...

Deposit of garbage or other refuse on or in waters of the

Owasco lake watershed extending from the city dam on the

outlet to the existing Moravia village outfall sewer on the

inlet is prohibited.

No person or corporation shall deposit, dump, throw, abandon, discard,

or place, or cause to be deposited, dumped, thrown, abandoned, discarded

or placed upon or in the waters of the Owasco lake watershed extending

from the city dam on the outlet to the existing Moravia village outfall

sewer on the inlet, or upon the frozen surface thereof, any garbage,

rubbish, refuse, trash, litter, debris, abandoned properties, waste

material or any nauseous or offensive matter.

§ 17-1711 — Deposit of garbage or other refuse on or in waters of Lake George and Skaneateles lake and their tributaries prohibited

Deposit of garbage or other refuse on or in waters of Lake

George and Skaneateles lake and their tributaries

prohibited.

No person shall deposit, dump, throw, abandon, discard or place, or

cause to be deposited, dumped, thrown, abandoned, discarded or placed

upon or in the waters of Lake George or Skaneateles lake, or any of

their tributaries, or upon the frozen surfaces thereof, any garbage,

rubbish, refuse, trash, litter, debris, abandoned properties, waste

material or any nauseous or offensive matter.

§ 17-1713 — Discharge of sewage and other offensive matter into Brant Lake, Loon Lake, Friends Lake and Schroon Lake prohibited

* § 17-1713. Discharge of sewage and other offensive matter into Brant

Lake, Loon Lake, Friends Lake and Schroon Lake

prohibited.

1. No person or corporation shall cause or permit the fall, flow or

discharge into Brant lake, Loon lake or Friends lake in the county of

Warren or Schroon lake located partly in the county of Essex and partly

in the county of Warren or any of their tributaries, of any sewage

matter, or other foul, noxious or deleterious, solid or liquid matter,

or effluent from any sewage disposal plant, or any matter that may be

declared such by the board of health of any municipality adjacent to any

such lake where any such fall, flow or discharge shall occur.

2. The board of health of any such municipality shall examine into any

alleged offense against this section within its jurisdiction and cause

the same to be abated, by injunction or otherwise, if found to exist.

3. The prohibition of the discharge of sewage effluent into Schroon

lake as hereinbefore in this section provided shall not apply to the

treated effluent from a sewage or waste treatment plant which has been,

or may be constructed, maintained and operated in accordance with plans

approved and a permit issued by the former Water Pollution Control

Board. Such permit shall prohibit the discharge of sewage effluent into

Schroon lake or any of its tributaries in any quantities which will

adversely affect said waters or which will render said waters unsuitable

for any purpose recognized under the classification of said waters by

the former Water Pollution Control Board.

* NB Expired September 1, 1973

§ 17-1715 — Discharge of sewage and other offensive matter into Oneida Lake prohibited

* § 17-1715. Discharge of sewage and other offensive matter into Oneida

Lake prohibited.

1. No person or corporation shall cause or permit the fall, flow or

discharge into Oneida lake or any of its tributaries of any sewage

matter, or other foul, noxious or deleterious, solid or liquid matter,

or effluent from any sewage disposal plant, or any matter that may be

declared such by the board of health of any municipality adjacent to

such lake where any such fall, flow or discharge shall occur.

2. It shall be the duty of the board of health of any municipality

where any such fall, flow or discharge shall occur to cause the same to

be abated; provided that any person aggrieved by any such fall, flow or

discharge may also cause such abatement, by injunction or other

appropriate action or proceeding.

3. The prohibition of the discharge of sewage effluent as hereinbefore

in this section provided shall not apply to the treated effluent from a

sewage or waste treatment plant which has been, or may be, constructed,

maintained and operated in accordance with plans approved and a permit

issued by the former Water Pollution Control Board. Such permit shall

prohibit the discharge of sewage effiuent into Oneida lake or any of its

tributaries in any quantities which will adversely affect said waters or

which will render said waters unsuitable for any purpose recognized

under the classification of said waters by the former Water Pollution

Control Board.

* NB Expired September 1, 1973

§ 17-1717 — Order to discontinue pollution of waters

* § 17-1717. Order to discontinue pollution of waters.

1. Whenever the commissioner shall determine upon investigation that

sewage from any city, village, town, building, steamboat or other

vessel, or property, or any garbage, offal or any decomposable or

putrescible matter of any kind is being discharged into any of the

waters of the state, which shall include all streams and springs and all

bodies of surface and ground water, whether natural or artificial,

within or upon the boundaries of the state, and when, in the opinion of

the commissioner, such discharge is polluting such waters in a manner

injurious to or so as to create a menace to health, or so as to create a

public nuisance, he may order the municipality, corporation or person so

discharging sewage, refuse or other matter, to show cause before him why

such discharge should not be discontinued.

2. A notice shall be served on the municipality, corporation or person

so discharging sewage, refuse or other matter, directing such

municipality, corporation or person to show cause before the

commissioner on a date specified in such notice why an order should not

be made directing the discontinuance of such discharge. Such notice

shall specify the time when and place where a public hearing will be

held by the commissioner and notice of such hearing shall be published

at least twice in a newspaper of the city, village, town or county where

such discharge occurs, and shall be served personally or by mail at

least fifteen days before said hearing and in the case of a municipality

or a corporation such service shall be upon an officer thereof.

3. The commissioner shall take evidence in regard to said matter and

he may issue an order to the municipality, corporation or person

responsible for such discharge, directing that within a specified period

of time thereafter such discharge be discontinued, and such proper

method of treatment or disposal of such sewage, refuse or waste matter

be installed as shall be approved by the department.

4. Such order shall not be valid until approved by the Governor and

the Attorney General, and when so approved it shall be the duty of the

Attorney General to enforce such order.

5. Such means or method for the treatment or disposal of sewage,

refuse or other matter must be executed, completed and put in operation

within the time fixed in the order.

6. The commissioner shall have authority to require from the officials

and persons responsible for the execution of such orders satisfactory

evidence at specified times of proper progress in the execution of such

orders, and may stipulate and require that certain definite progress

shall be made at certain definite times prior to the final date fixed in

the order.

7. This section shall not apply to refuse or waste matter from any

shop, factory, mill or industrial establishment not containing sewage.

* NB Expired September 1, 1973

§ 17-1719 — Actions by municipalities to prevent discharge of sewage into waters

* § 17-1719. Actions by municipalities to prevent discharge of sewage

into waters.

1. Any incorporated city or village in the state of New York, which

has made such provision for the disposal of its sewage as not to pollute

or contaminate therewith any river, stream, lake or other body of water,

may have and maintain an action in the supreme court to prevent the

discharge of any sewage or substance deleterious to health, or which

shall injure the potable qualities of the water in any river, stream,

lake or other body of water, from which such incorporated city or

village shall take or receive its water supply, provided, that such

river, stream, lake or other body of water is wholly, or in part, within

the boundaries of the county in which such plaintiff is located.

2. Whenever action shall be brought under the provisions of this

section, it shall be the duty of the supreme court upon proof of the

existence of facts justifying the bringing and maintenance of such

action under the provisions of this section to render a judgment in

which shall be incorporated a mandatory injunction requiring the person,

body, board, corporation, municipality, village, county or town, being a

defendant to said action which directly or indirectly, or by its

servants, agents or officers shall discharge or dispose of its sewage,

or any other substance deleterious to health or which shall injure the

potable qualities of the water in such ways as that the same shall enter

into any river, stream, lake or other body of water, from which such

plaintiff shall take or receive its water supply, within such reasonable

time as may be prescribed by the court, to take such action as shall

prevent such discharge or the disposal of such sewage or other substance

into such waters, or the pollution thereof, with such further directions

in the premises as may be proper and desirable to effect such purpose,

provided that such river, stream, lake or other body of water is wholly,

or in part, within the boundaries of the county in which such plaintiff

is located.

3. No such action shall be brought as provided for in this section

until the department has examined and determined whether the sewage does

pollute or contaminate the river, stream, lake or other body of water

into which said sewage is discharged.

4. The expense of such examination by the department shall be a charge

upon and paid by the municipality in whose interests and on whose behalf

such examination is made.

5. In case the department shall find upon examination that the

discharge of said sewage does pollute or contaminate said waters or any

of them in such manner as to be a menace or danger to the health of

those using said waters the plans for the removal or disposal of the

sewage ordered to be prepared by the court as provided in this section

shall be submitted to the department for its approval.

* NB Expired September 1, 1973

§ 17-1721 — Reports of municipal authorities to local boards of health

* § 17-1721. Reports of municipal authorities to local boards of health.

1. The report of the public authorities having by law charge of the

sewer system of every municipality in the state, from which sewer system

sewage was being discharged into any of the waters of the state on May

7, 1903, transmitted by the board of health of the municipality within

which any sewer outlet of the said sewer system is located to the

commissioner and filed by him in his office, shall constitute the

evidence of exemption from the prohibition of section 17-1701.

2. No sewer system shall be exempt from the prohibition of said

section against the discharge of sewage into the waters of the state for

which a satisfactory report shall not have been filed in the office of

the commissioner in accordance with chapter 468 of the laws of 1903.

* NB Expired September 1, 1973

§ 17-1723 — Reports of proprietors of industrial establishments

* § 17-1723. Reports of proprietors of industrial establishments.

1. The report of the proprietor of every shop, factory, mill and

industrial establishment in the state, from which refuse or waste matter

was being discharged into any of the waters of the state on May 7, 1903,

filed in the office of the commissioner shall constitute the evidence of

exemption of the shop, factory, mill or industrial establishment from

the prohibition of section 17-1701.

2. No shop, factory, mill or industrial establishment shall be exempt

from the prohibition of said section against the discharge of refuse or

waste matter into the waters of the state, for which a report shall not

have been made in accordance with chapter 468 of the laws of 1903.

* NB Expired September 1, 1973

§ 17-1725 — Permission to discharge sewage

* § 17-1725. Permission to discharge sewage.

1. Upon application duly made to the commissioner by the public

authorities having by law the charge of the sewer system of any

municipality, the commissioner shall have power to consider the case of

a sewer system otherwise prohibited by section 17-1701 from discharging

sewage into any of the waters of the state, and whenever in his opinion

the general interests of the public health would not be endangered

thereby he may issue a permit for the discharge of sewage from any such

sewer system into any of the waters of the state, and may stipulate in

the permit, modification, regulations and conditions on which such

discharge may be permitted.

2. Such application must be made in a form required by the

commissioner. The plans for the construction of any sewer system or

sewage disposal plant for the extension, reconstruction or modification

of sewers, sewer systems or sewage disposal plants the permit for the

discharge from which is requested from the commissioner as provided in

this section shall be submitted to and approved by the department before

such permit becomes effective.

3. Such permit before being operative shall be recorded in the county

clerk's office of the county wherein the outlet of the said sewer system

is located, and a copy of the permit shall be transmitted by the

commissioner to the board of health of the municipality wherein the

outlet of said sewer system is located.

* NB Expired September 1, 1973

§ 17-1727 — Permission to discharge refuse or waste matter from industrial establishments

* § 17-1727. Permission to discharge refuse or waste matter from

industrial establishments.

1. Upon application duly made to the commissioner by the proprietor,

lessee or tenant of any shop, factory, mill or industrial establishment

from which the discharge of refuse or waste matter into any of the

waters of the state is otherwise prohibited by section 17-1701, the

commissioner shall have power to consider the case of the said shop,

factory, mill or industrial establishment, and whenever the public

health and purity of the waters shall warrant it, he shall issue a

permit for the discharge of refuse or waste matter from such shop,

factory, mill or industrial establishment into any of the waters of the

state, and may stipulate in the permit such modification, regulations

and conditions as the public health may require.

2. Such permit before being operative shall be recorded in the county

clerk's office of the county where such shop, factory, mill or

industrial establishment is located and a copy of such permit shall be

transmitted by the commissioner to the board of health of the

municipality wherein the outlet discharging refuse or waste matter from

such shop, factory, mill or industrial establishment shall be located.

* NB Expired September 1, 1973

§ 17-1729 — Permits for conduit or discharge pipes

* § 17-1729. Permits for conduit or discharge pipes.

1. Before any conduit or discharge pipe, or other means of discharging

or casting any refuse or waste matter from any shop, factory, mill or

industrial establishment not constructed or in process of construction

on May 7, 1903, shall be put in or constructed for the purposes of

discharging any refuse or waste matter therefrom into any waters in this

state, a statement of the purpose for which the same is to be used shall

be submitted to the commissioner. If the same is not detrimental to the

public health he shall issue a permit therefore to the applicant.

2. Before such permit becomes effective the plan or plans for any such

conduit or discharge pipe or other means of discharging or casting any

refuse or waste matter shall be submitted to and approved by the

department.

3. No such conduit, discharge pipe or other means of discharging or

casting any refuse or waste matter from any such shop, factory, mill or

establishment into any of the waters of this state shall be put in or

constructed before such permit is granted.

* NB Expired September 1, 1973

§ 17-1731 — Revocation or modification of permits

* 17-1731. Revocation or modification of permits.

1. Every permit for the discharge of sewage from a sewer system or for

the discharge of refuse or waste matter from a shop, factory, mill or

industrial establishment, shall when necessary to conserve the public

health, be revocable or subject to modification or change by the

commissioner on due notice after an investigation and hearing and an

opportunity for all interested therein to be heard thereon being served

on the public authorities of the municipality owning and maintaining the

sewer system, or on the proprietor, lessee or tenant of the shop,

factory, mill or industrial establishment.

2. Plans for any such modification shall be submitted to and approved

by the department.

3. The length of the time after receipt of the notice within which the

discharge of sewage or of refuse or waste matter shall be discontinued

may be stated in the permit, but in no case shall it exceed two years in

the case of a sewer system, or one year in the case of a shop, factory,

mill or industrial establishment, and if the length of time is not

specified in the permit, it shall be one year in the case of a sewer

system, and six months in the case of a shop, factory, mill or

industrial establishment.

4. On the expiration of the period of time prescribed after the

service of a notice of revocation, modification or change from the

commissioner, the right to discharge sewage or refuse or waste matter

into any of the waters of the state shall cease and terminate and the

prohibition of section 17-1701 against such discharge shall be in full

force as though no permit had been granted, but a new permit may

thereafter again be granted as hereinbefore provided.

* NB Expired September 1, 1973

§ 17-1733 — Record of permits; inspection of local boards of health

* § 17-1733. Record of permits; inspection of local boards of health.

1. Each local board of health shall preserve in its office and on a

form prescribed by the commissioner, a permanent record of the

following:

a. Each permit issued by the commissioner granting the right to

discharge sewage or refuse or waste matter into any of the waters of the

state within the municipality;

b. Each revocation of a permit; and

c. Each report received by the local board of health concerning each

sewer system and each shop, factory, mill or industrial establishment

which on May 7, 1903, was discharging sewage or refuse or waste matter

into any of the waters of the state within the municipality.

2. Each local board of health shall make and maintain such inspection

as will, at all times, enable it to determine whether section 17-1701 is

being complied with in respect to the discharge of sewage, refuse or

waste matter or other materials prohibited by said section, into any of

the waters of the state within that municipality.

3. For the purpose of such inspection every member of such local board

of health, or its health officer, or any person duly authorized by it,

shall have the right to make all necessary examinations of any premises,

building, shop, factory, mill, industrial establishment, process or

sewer system.

* NB Expired September 1, 1973

§ 17-1735 — Violations; service of notice; actions

* § 17-1735. Violations; service of notice; actions.

1. The board of health of each municipality shall promptly ascertain

every violation of, or noncompliance with, any of the provisions of

section 17-1701 or of the permits for the discharge of sewage or refuse

or waste material into any of the waters of the state herein provided,

which may occur within that municipality, or the commissioner may

ascertain such violations or noncompliance.

2. The local board of health shall on the discovery of every violation

of or noncompliance with any of the provisions of said section or of any

permit duly issued, report the same in writing to the commissioner.

3. Upon receipt of such report from a local board of health the

commissioner shall investigate the matter immediately and shall hold a

hearing and give the person or persons charged with such violation or

noncompliance an opportunity to present evidence on his or their behalf,

and shall ascertain whether a violation or noncompliance exists.

* NB Expired September 1, 1973

§ 17-1737 — Legal construction and limitations; riparian owners

* § 17-1737. Legal construction and limitations; riparian owners.

Nothing in titles 15 and 17 of this article shall be construed to

diminish or otherwise to modify the common law rights of riparian owners

in the quality of waters of streams covered by such rights, nor in the

case of actions brought against the pollution of waters to limit their

remedy to indemnities.

* NB Expired September 1, 1973

§ 17-1739 — Repeal of provisions

Repeal of provisions.

The provisions of sections 17-1701, 17-1705, 17-1707, 17-1713 to

17-1737, inclusive, and 71-1925, shall remain in force and effect only

until September 1, 1973.

§ 17-1741 — Sewerage; construction; villages

Sewerage; construction; villages.

1. Whenever any local board of health in any incorporated village

shall deem the sewers of such village insufficient to properly and

safely sewer such village, and protect the public health, it shall

certify such fact in writing, stating and recommending what additions or

alterations should in the judgment of such board of health be made, with

its reasons therefor, to the commissioner for his approval.

2. If such recommendations shall be approved by the commissioner, and

the plans therefor be approved by the department, it shall be the duty

of the board of trustees or other board or officials of such village

having jurisdiction of the construction of sewers therein, whether

sufficient funds shall be on hand for such purpose or not, to forthwith

make such additions to or alterations in the sewers of such village and

execute such recommendations.

3. The expenses of such additions to, or alterations to the sewerage

of such village shall be paid for wholly by said village in the same

manner as other village expenses are paid or by an assessment of the

whole amount against the property benefited, or partly by the village

and partly by an assessment against the property benefited, as the board

of trustees of such village shall by resolution determine.

4. If the board of trustees shall determine that such expenses shall

be paid partly by the village and partly by an assessment against the

property benefited, as authorized by this section, it shall in the

resolution making such determination fix the proportion of such expense

to be borne by each, and the proportion thereof to be raised by an

assessment against the property benefited shall be assessed and

collected in the same manner provided by the Village Law for the

assessment and collection of sewer assessments.

5. Said village is hereby authorized to raise such sum as may be

necessary for the payment of the expenses incurred, which are a village

charge, if any, as herein provided, in addition to the amount such

village is now authorized to raise by law for corporation purposes, and

such board shall have the right to acquire such lands, right of way, or

other easements, by gift, or purchase, or in case the same cannot be

acquired by purchase may acquire the same by condemnation in the manner

provided by law.

§ 17-1743 — Reporting of spills of liquids stored in bulk

Reporting of spills of liquids stored in bulk.

Any person who is the owner of or in actual or constructive possession

or control of more than one thousand one hundred gallons, in bulk, of

any liquid, including petroleum, which, if released, discharged or

spilled would or would be likely to pollute the lands or waters of the

state including the groundwaters thereof shall, as soon as he has

knowledge of the release, discharge or spill of any part of such liquid

in his possession or control onto the lands or into the waters of the

state including the groundwaters thereof immediately notify the

department. Within forty-eight hours of receipt of notification made

pursuant to this section of a spill of a hazardous substance or acutely

hazardous substance listed pursuant to article thirty-seven of this

chapter of a quantity that may threaten the health or safety of the

public or environment, the department shall notify the chief executive

officer in the village, town, and city in which the spill occurred, and

any adjoining city or town or village that the department deems

appropriate. In addition, the department shall provide notification of

such spill to the general public through local news outlets, newspaper

or any other media available to the department. Notification received

pursuant to this section or information obtained by the exploitation of

such notification shall not be used against any such person in any

criminal case, except a prosecution for perjury or for giving a false

statement.

§ 17-1745 — Sewage from vessels

Sewage from vessels.

1. Definitions. (a) "Dump station" means any facility designed to

receive sewage from any portable toilet carried on any vessel.

(b) "Marine holding tank" means any container aboard any vessel that

is designed and used for the purpose of collecting and storing treated

or untreated sewage from marine toilets.

(c) "Marine toilet" means any toilet on or within any vessel, except

those that have been permanently sealed and made inoperative.

(d) "Commercial marina" means any installation that is owned by any

party other than the state or any of its political subdivisions and

which provides services to the public for more than twenty vessels for a

fee.

(e) "Private marina" means any installation that is owned by any party

other than the state or any of its political subdivisions and which

serves more than twenty vessels or transient slips for a fee.

(f) "Public marina" means any installation that is owned by the state

or any of its political subdivisions and which serves more than twenty

vessels with or without charge, but shall not include quick launches or

launching ramps intended for trailered vessels.

(g) "Pumpout facility" means any device, portable or permanent,

capable of removing sewage from a marine holding tank.

(h) "Sewage" means all human body wastes and gray water.

(i) "Vessel" shall have the same meaning as in subdivision six of

section two of the navigation law.

(j) "Gray water" shall have the same meaning as in subdivision

twenty-nine of section two of the navigation law.

2. Notice of pumpout facilities and dump stations required. Every

commercial marina, public marina and private marina shall post a sign of

not less than eighteen inches by twenty-four inches in a conspicuous

location clearly stating the location of a pumpout facility and dump

station located at such marina or if no pumpout facility or dump station

is located at such marina stating the location of and distance to the

nearest pumpout facility and dump station.

3. The commissioner shall promulgate rules and regulations to

establish and maintain the Hudson River as a "no discharge zone"

pursuant to the federal clean water act and associated programs

administered by the federal environmental protection agency.

4. Pumpout facilities and dump stations required on the Hudson River.

The commissioner shall require that marinas located on the navigable

waters of the Hudson River shall provide pumpout facilities and dump

stations for the transfer and disposal of sewage and gray water from

marine holding tanks and portable toilets in accordance with the

requirements contained in subdivision three of this section.

(a) The commissioner shall authorize a grant from funds made available

in accordance with the clean vessel act of 1992 for the purchase and

installation of pumpout facilities and dump stations at public marinas

in accordance with the New York state clean vessel act plan.

(b) The commissioner shall authorize a grant from funds made available

in accordance with the clean vessel act of 1992 for the purchase and

installation of a pumpout facility and dump station at a commercial

marina, provided the owner or operator of such commercial marina agrees

to maintain the pumpout facility and dump station at no charge to the

state and provides pumpout and dump station services to the public at a

charge to be established by the commissioner in accordance with federal

guidelines as required by the clean water act.

(c) Nothing in this subdivision shall restrict the use of any public

funding source for the purchase and installation of a pumpout facility

and dump station at any public or commercial marina.

5. Public information and registry. (a) The commissioner, in

consultation with the department of motor vehicles, the department of

state, and the office of parks, recreation and historic preservation,

shall cause to be prepared periodic and timely informational material

for distribution regarding the environmental purposes of utilizing

pumpout facilities and dump stations including the location thereof on

the navigable waters of the Hudson River, the importance of proper

maintenance of vessel sanitation equipment, and information regarding

fines and penalties for the illegal discharge of sewage and litter from

vessels. The department of motor vehicles and the office of parks,

recreation and historic preservation shall assist in the distribution of

such informational material in the course of ordinary business.

(b) The commissioner, in consultation with the department of motor

vehicles, the department of state, and the office of parks, recreation

and historic preservation, shall create a registry and maintain records,

updated annually, of all public, private and commercial marinas that

identify which marinas have pumpout facilities and dump stations. The

commissioner shall, upon written request, provide such information to

any interested party.

6. Penalties. Failure to comply with the provisions of this section

shall result in fines of two hundred fifty dollars per day for each

violation.

TITLE 19 State Aid: Collection, Treatment, and Disposal of Sewage

§ 17-1901 — Comprehensive studies and reports: definitions; state aid; powers and duties of the commissioner; powers of the municipalities

Comprehensive studies and reports: definitions; state aid;

powers and duties of the commissioner; powers of the

municipalities.

1. As used in this section:

a. "Comprehensive study and report" means an engineering study for the

development of economical projects for the present and future

collection, treatment and disposal of sewage for one or more

municipalities or any portion thereof. Such study shall contain such

information as may be determined by the commissioner, including, but not

limited to, the determination of the economical service area or

administrative area for sewage works projects; cost estimates covering

construction, engineering, legal and other services, land acquisition,

and contingencies; proposed method of financing; preparation of

estimates of first costs and total annual costs for the construction,

and operation and maintenance of the recommended facilities; basic data

such as general plan for sewage treatment plant site, flow, size and

capacity of proposed units, and location, size or capacity of main trunk

sewers, subtrunks, pumping stations, force mains, and outfalls; basic

information so that sewage works and sewerage systems may be enlarged

economically to serve future areas and population; and development of

major alternative solutions. Such study shall not provide for minor

sewer extensions or for sewer plans for small subdivisions or small

areas, and shall not include the preparation of detail design and

engineering drawings, specifications, and contract documents.

b. "Municipality" means county, city, town or village, or any

designated agency thereof.

c. "Governing body" means in a county, the county legislative body; in

a city, the board of aldermen, a common council, commission or other

body vested by its charter or other law with jurisdiction to enact

ordinances or local laws, except that in a city having a population of

one million or more, if there be a board of estimate, the term

"governing body" shall mean such board of estimate; in a town, the town

board; and, in a village, the board of trustees.

d. "Agency" means the department, bureau, commission, board, division,

agency, public benefit corporation, or committee of any municipality or

municipalities, designated by the governing body of such municipality,

or by the governing body of each participating municipality in the case

of a joint undertaking, to conduct and develop comprehensive studies and

reports.

2. The commissioner may, in the name of the state, make or contract to

make, within appropriations therefor, a state grant, for payment during

any of the ten successive fiscal years of the state beginning with its

fiscal year commencing April 1, 1972, to any municipality, or to two or

more municipalities jointly, to cover the entire cost, as determined and

approved by the commissioner, of the preparation or updating of a

comprehensive study and report for the present and future collection,

treatment, and disposal of sewage in such municipality or

municipalities.

3. In administering and enforcing the provisions of this section, the

commissioner shall:

a. Make an estimate of the funds or appropriations for inclusion

annually in the executive budget;

b. Receive applications for state aid in such form and containing such

information as he may require;

c. Qualify municipalities for state aid and advise them of such

qualifications;

d. Approve the area and scope of any comprehensive study prior to its

execution;

e. Approve the person or firm selected by the municipality to perform

necessary consulting services for the comprehensive study and reports;

f. Approve the report prior to final payment;

g. Execute contracts for the services of consulting engineers

necessary for such study jointly with the municipality or municipalities

requesting state aid therefor;

h. Approve the amount of compensation to be paid for such engineering

services and the method of determining such compensation, provided,

however, that such compensation shall not be computed on a per diem or

percentage of estimated costs basis;

i. Approve vouchers for payment of state aid grants;

j. Perform such other and further acts and promulgate such rules and

regulations, pursuant to subdivision 2 of section 17-0303, as may be

necessary, proper or desirable to carry out effectively the provisions

of this section.

4. Any municipality, or municipalities acting jointly, may:

a. Apply to and contract with the commissioner for state aid pursuant

to this section;

b. Select, subject to the commissioner's approval, the person or firm

to perform necessary consulting engineering services for a comprehensive

study and report, and enter into contracts for such services, provided,

however, that the commissioner shall also be a party to any such

contract;

c. Expend money received from the state pursuant to this section only

for purposes consistent with this section.

§ 17-1903 — Contracts for construction of sewage treatment works

Contracts for construction of sewage treatment works.

1. As used in this section:

a. "Sewage treatment works" means a facility for the purpose of

treating, neutralizing or stabilizing sewage, including treatment or

disposal plants, the necessary intercepting, outfall and outlet sewers,

pumping stations integral to such plants or sewers, equipment and

furnishings thereof and their appurtenances.

b. "Construction" means the erection, building, acquisition,

alteration, reconstruction, improvement or extension of sewage treatment

works; the inspection and supervision thereof; and the engineering,

architectural, legal, fiscal and economic investigations and studies,

surveys, designs, plans, working drawings, specifications, procedures,

and other actions necessary thereto.

c. "Eligible project" means a project for the construction of sewage

treatment works, (1) for which a permit has been issued pursuant to

section 17-0701 of this article, (2) which is, in the judgment of the

commissioner, in accord with applicable comprehensive studies and

reports made pursuant to section 17-1901, if any, (3) which is, in the

judgment of the commissioner, eligible for federal pollution abatement

assistance, whether or not federal funds are then available therefor,

(4) which conforms with applicable rules and regulations of the

commissioner, (5) which is, in the judgment of the commissioner,

necessary for the accomplishment of the state water pollution control

program, and (6) either (a) the erection, building, acquisition,

alteration, reconstruction, improvement or extension of which is

commenced or is to be commenced between the date on which this act

becomes a law and March 31, 1972, or (b) any portion of the erection,

building, acquisition, alteration, reconstruction, improvement or

extension of which is undertaken between the date on which this act

becomes a law and March 31, 1972.

d. "Municipality" means any county, city, town, village, district

corporation, county or town improvement district, or sewer authority now

existing in a city, the New York State Environmental Facilities

Corporation acting pursuant to subdivision three of section twelve

hundred eighty-five of the public authorities law, or any two or more of

the foregoing which are acting jointly in connection with an eligible

project.

e. "Federal pollution abatement assistance" means funds available to a

municipality, either directly or through allocation by the state, from

the federal government as grants for construction of sewage treatment

works, pursuant to section 6 of the Federal Water Pollution Control Act

as enacted by section 1 of the Federal Water Pollution Control Act

amendments of 1956 and acts amendatory thereto.

f. "Federal assistance" means funds available, other than by loan,

from the federal government to a municipality, either directly or

through allocation by the state, for construction of sewage treatment

works or which are used for such construction, pursuant to the Federal

Water Pollution Control Act and acts amendatory thereto or pursuant to

any other federal law or program.

2. For the purpose of discharging the state responsibility with

respect to the protection and promotion of the health of the inhabitants

of the state by the provision of sewage treatment works, the

commissioner, in the name of the state, may enter into contracts with

municipalities having power to construct, operate and maintain sewage

treatment works, and any such municipality may enter into a contract

with the commissioner, concerning eligible projects. Any such contract

may include such provisions as may be agreed upon by the parties

thereto, and shall include, in substance, the following provisions:

a. An estimate of the reasonable cost of the project as determined by

the commissioner.

b. An agreement by the commissioner to pay to the municipality, during

the progress of construction of each phase of the project (said phases

to be construction of interceptors, substructure, superstructure,

outfalls or other similar major components of a project), subject to

final computation and determination of the state grant upon completion

of the entire project reflecting the actual eligible cost thereof, a

portion of the cost of the project representing the part of the

non-municipal share of the cost of the project that is not paid by the

federal government, determined in the following manner:

(1) An amount equal to thirty per cent of the actual cost of the

project, or an amount equal to thirty per cent of the estimated

reasonable cost of the project, whichever is lower, provided, however,

that the state payment under this subparagraph shall be reduced by the

amount of any federal assistance received or to be received by the

municipality which is in excess of sixty per cent of the cost of the

project, together with,

(2) If necessary to limit the municipal share of the cost of the

project to forty per cent, an additional amount which when added to the

amount of federal assistance, if any, received or to be received by the

municipality, equals thirty per cent of the actual cost of the project,

or equals thirty per cent of the estimated reasonable cost of the

project, whichever is lower.

c. An agreement by the municipality

(1) To proceed expeditiously with, and complete, the project in

accordance with plans approved pursuant to section 17-0701;

(2) To commence operation of the sewage treatment works on completion

of the project, and not to discontinue operation or dispose of the

sewage treatment works without the approval of the commissioner;

(3) to operate and maintain the sewage treatment works in accordance

with applicable provisions of this article, the state sanitary code and

rules and regulations of the commissioner;

(4) to apply for and make reasonable efforts to secure federal

assistance for the project;

(5) to secure the approval of the commissioner before applying for

federal pollution abatement assistance, in order to maximize the amounts

of such assistance received or to be received for all projects in New

York state, including amounts for reimbursement of payments made by the

state pursuant to subparagraph (2) of paragraph b of this subdivision;

and

(6) to provide for the payment of the municipality's share of the cost

of the project.

d. A provision that, in the event that federal assistance which was

not included in the calculation of the state payment pursuant to

paragraph b of this subdivision becomes available to the municipality,

the amount of the state payment shall be recalculated with the inclusion

of such additional federal assistance and the municipality shall either

(1) pay to the state the amount by which the state payment actually made

exceeds the state payment determined by the recalculation or, (2) if

such additional federal assistance has not been received by the

municipality, authorize the state to receive and retain such amount from

the federal government.

3. The commissioner may adopt rules and regulations pursuant to

subdivision 2 of section 17-0303 governing the making and enforcing of

contracts pursuant to this section.

4. All contracts entered into pursuant to this section shall be

subject to approval by the state comptroller, and by the attorney

general as to form. All payments by the state pursuant to such contracts

shall be made after audit by and upon the warrant of the comptroller on

vouchers approved by the commissioner.

5. The commissioner shall prepare and file with the department an

annual report on the scope and results of construction undertaken

pursuant to this section.

6. In connection with each contract concerning an eligible project the

commissioner shall keep adequate records of the amount of the payment by

the state pursuant to subparagraph (2) of paragraph b of subdivision 2

of this section, and of the amount of federal assistance received by the

municipality. Such records shall be retained by the commissioner and

shall establish the basis for application for federal reimbursement of

such payments made by the state. The commissioner is hereby authorized

to make such applications in appropriate cases.

7. In the event that a project is an eligible project by reason of

clause (b) of subparagraph (6) of paragraph c of subdivision 1 of this

section rather than by reason of clause (a) of such subparagraph, then

the estimated reasonable cost of the project determined pursuant to

paragraph a of subdivision 2 of this section and the actual cost of the

project for the purpose of subparagraphs (1) and (2) of paragraph b of

such subdivision shall be calculated only with respect to that portion

of the erection, building, acquisition, alteration, reconstruction,

improvement or extension of the sewage treatment works which is

undertaken after the date on which this act becomes a law.

8. The commissioner may advance funds to a municipality in accordance

with the following provisions:

a. Prior to entering into a contract authorized by subdivision 2 of

this section, the commissioner may advance funds to a municipality, in

an amount up to five per cent of the estimated reasonable cost of an

eligible project as determined by the commissioner, for the purpose of

assisting the municipality in defraying expenses of an eligible project

incurred in advance of construction. This advance shall be payable, upon

the warrant of the comptroller on a voucher approved by the

commissioner, after formal acceptance by the municipality of the federal

pollution abatement assistance offered pursuant to the provisions of the

Federal Water Pollution Control Act and amendments thereto or at the

discretion of the commissioner after state submission of the project to

the federal government and in the absence of a federal offer.

b. The amount of the advance shall be deducted from the amount of the

state payment to be made to the municipality, pursuant to the agreement

of the commissioner with the municipality, when construction of the

entire project is one-half completed.

c. The municipality shall initiate construction of the project within

the time specified in the approved project which, in any event, shall

not be later than two years after the date of such advance of funds. If

construction is not initiated within such time, the amount of the

advance shall be repaid to the state. Whenever such municipality shall

fail to make any such repayment to the state, upon request of the

commissioner, the state comptroller shall cause to be withheld from

state-collected, locally-shared taxes or state aid, whichever he shall

determine and to which such municipality would otherwise be entitled, a

sum sufficient to reimburse the state for the amount due and owing the

state.

9. To the extent that funds available pursuant to chapter 176 of the

laws of 1965 (Pure Waters Bond Act) are not needed to finance the state

share of projects, the construction of which was undertaken prior to

April 1, 1972, the commissioner is authorized to provide assistance to

municipalities for the construction of "water quality improvement

projects" as defined in section 51-0303 of this chapter. The use of

funds as authorized by this subdivision will be governed by the

provisions of titles 1 and 3 of article 51 of this chapter, provided

however, that subdivisions 1 through 8 of this section will continue to

apply to projects construction of which was undertaken prior to April 1,

1972.

§ 17-1905 — Operation and maintenance of sewage treatment works

Operation and maintenance of sewage treatment works.

1. As used in this section:

a. "Operation and maintenance" means and includes all direct costs for

labor, direct supervision, vehicles, vessels, supplies, materials, fuel,

lubricants, power, and similar costs, the direct costs charged against

labor such as retirement, social security, and insurance, and such other

charges as real property and school taxes and special assessments and ad

valorem levies on sewage treatment works located outside of the

corporate limits of the municipality, insurance premiums on sewage

treatment plant structures, and equipment. It shall not include any

administrative, legislative or overhead costs other than as outlined

above, costs of indirect supervision or costs of any capital

improvements.

b. "Sewage treatment works" means and includes the structures,

equipment, vehicles, vessels, and appurtenances of local government used

exclusively for the treatment of sewage and for the disposal of sludge

resulting from sewage treatment. Sewage treatment works shall also

include outlet sewers, overflow structures on sewer systems, diversion

chambers on intercepting sewers, and pumping stations which have

replaced a sewage treatment plant or plants. Such treatment works shall

not include any other sewers, nor any properties used in whole or in

part for the administration of sewage treatment works unless such

properties are on the site of, and an integral part of, the sewage

treatment plant.

c. "Qualifications for state assistance to municipalities" means and

includes submission by the municipality of (1) audited costs of sewage

treatment plant operation, (2) standard reports with respect to such

plant performance and effect on receiving waters, (3) evidence that the

sewage treatment plant is under the supervision of an operator qualified

pursuant to section f of chapter 11 of the State Sanitary Code, (4)

evidence that the sewage from the tributary area reaches such sewage

treatment plant for processing, within practical limitations, (5)

evidence that such sewage treatment plant is and has been constructed in

substantial compliance with the plans approved by and on file with the

commissioner or with approved amendments thereto. The burden of proof to

establish qualifications for state assistance rests with the

municipality.

d. "Municipality" means a county, city, town, village or district

corporation, or a county or town on behalf of a special improvement

district, which operates and maintains sewage treatment works, or a city

on behalf of a sewer authority now existing in such city which operates

and maintains sewage treatment works, or any of the foregoing in cases

in which the sewage treatment works is operated and maintained by the

New York State Environmental Facilities Corporation pursuant to

subdivision 1 of section 1285 of the Public Authorities Law, or the New

York state pure waters authority acting pursuant to subdivision 3 of

section 1285 of the Public Authorities Law.

2. The commissioner shall apportion and approve for payment state

assistance to each municipality which, by itself or in cooperation with

one or more other municipalities or other governments, operates and

maintains or is responsible for the payment of expenses for operation

and maintenance of sewage treatment works during all or part of a fiscal

year of such municipality, in accordance with qualifications for state

assistance applicable to the operation and maintenance of such works.

Where a special or improvement district or a sewer authority operates

and maintains sewage treatment works, state assistance paid to a county,

city or town on behalf of such district or authority shall be credited

by such county, city or town to such district or authority. Such state

assistance, when apportioned among the municipalities applying, shall be

for not more than one-third of the amount approved by the commissioner

as having been duly expended by the municipality for such operation and

maintenance during each of the two successive fiscal years of the

municipality beginning with its fiscal year commencing on or after June

1, 1974 and for one-fourth of such amount expended by the municipality

during each of the following five successive fiscal years of the

municipality beginning with its fiscal year commencing on or after June

1, 1976, for thirty-three and one-third percent of such amount expended

by the municipality for its fiscal year commencing between June 1, 1981

and May 31, 1982, for one-third of such amount expended by the

municipality for its fiscal year commencing between June 1, 1982 and May

31, 1983, for one-third of such amount expended by the municipality for

its fiscal year commencing between June 1, 1983 and May 31, 1984, for

one-third of such amount expended by the municipality for its fiscal

year commencing between June 1, 1984 and May 31, 1985, for one-third of

such amount expended by the municipality for its fiscal year commencing

between June 1, 1985 and May 31, 1986, for one-third of such amount

expended by the municipality for its fiscal year commencing between June

1, 1986 and May 31, 1987, for one-third of such amount expended by the

municipality for its fiscal year commencing between June 1, 1987 and May

31, 1988 and for one-third of such amount expended by the municipality

for its fiscal year commencing between June 1, 1988 and May 31, 1989.

Provided further, however, if the amount appropriated by the legislature

to meet the requirements of this section is insufficient to make the

full payments required herein, the amounts to be paid to municipalities

pursuant to this section shall be proportionately reduced. Such state

assistance shall be paid on account of such expenditures after the

termination of the fiscal year of the municipality and after the

commissioner shall have determined, in accordance with this section;

a. The total of such expenditures properly attributable to operation

and maintenance, and

b. That such operation and maintenance complied with the applicable

qualifications for state assistance.

All payments of such state assistance shall be made after audit by and

upon warrant of the comptroller on vouchers approved by the

commissioner.

3. A municipality applying for state assistance pursuant to this

section shall submit to the commissioner within sixty days after the

termination of a fiscal year of the municipality an application in such

form and containing such information as the commissioner shall require

in order to effectuate the purposes of this section and to perform his

functions, powers and duties thereunder.

4. In administering and enforcing the provisions of this section the

commissioner shall:

a. Annually furnish an estimate to the director of the budget of the

amount required to be included in the executive budget for state

assistance payable under this section and for such purpose shall have

power to require municipalities to file advance estimates of the amounts

of state assistance estimated to be payable to them under this section

during the next fiscal year of the state.

b. Deny state assistance to any municipality which fails to operate

and maintain its sewage treatment works in accordance with

qualifications for state assistance applicable to such works.

c. Make an annual inspection of operating conditions and results,

including the collection of necessary flow and analytical data and

sampling, at each sewage treatment plan for the maintenance and

operation of which state assistance is granted pursuant to this section.

d. Promulgate such rules and regulations pursuant to subdivision 3 of

section 17-0303 as may be necessary, proper or desirable to carry out

effectively the provisions of this section, including, but not limited

to, standards of operating efficiency for sewage treatment works, based

on the best usage of the receiving waters, type of treatment provided,

and available dilution.

e. On or before May first, nineteen hundred seventy-five, the

commissioner shall present to the governor and the legislature a study

of the system of state assistance payable under this section. The study

shall describe the effect the provision of this state assistance has had

on the quality and efficiency of the treatment of sewage by

municipalities. It shall also evaluate the effect that would be achieved

by changing the type and level of assistance provided. In evaluating

these alternatives, it shall consider among other possible courses, the

possibilities of providing aid in relation to the level of removal of

pollutants achieved, and of providing aid for certain items not now

included in approvable operating costs such as repairs and

rehabilitation of facilities, and of providing more or less state

assistance for the various types of expenses. It shall also evaluate

such other aspects of the program as shall be necessary to provide a

clear picture of the current effectiveness of the program, how it may be

improved, what the annual costs of such improvements may be and whether

such current or proposed expenditures do in fact provide a commensurate

value to the state. Such study shall contain the commissioner's

recommendations for the continuation, elimination or modification of the

system of state assistance payable under this section.

§ 17-1907 — Contracts for construction of sewer systems

Contracts for construction of sewer systems.

1. As used in this section:

a. "Construction" means and includes the building, installation, or

extension of a sewer system; the inspection and supervision thereof; the

engineering, legal, fiscal and economic investigations; studies,

surveys, designs, plans, contract drawings, specifications, procedures;

and other actions necessary thereto.

b. "Sewer system" means and includes pipe lines or conduits, pumping

stations, force mains, and all other constructions, devices, and

appliances appurtenant thereto, used for conducting sewage (the

water-carried human, animal or other treatable wastes from residences,

buildings, industrial and commercial establishments or other places) to

a point of connection to the sewage treatment works as defined in

section 17-1903.

c. "Sewer connection" means and includes a point of connection between

a building, residence or other structure and a public sewer.

d. "Residence" means and includes a building or structure which is

occupied principally as the home of one or more persons; provided,

however, that such building or structure contain not more than two

dwelling units.

e. "Municipality" means and includes any county, town, village,

district corporation, county or town improvement district, or any two or

more of the foregoing which are acting jointly in connection with an

eligible project. For purposes of this section only, an Indian

reservation located partly or wholly within New York State shall be

construed as a "municipality".

f. "Local governing body" means and includes (1) in a county, the

county legislative body (2) in a town, the town board; (3) in a village,

the board of trustees; (4) in a district corporation or an improvement

district, the governing board; (5) in an Indian reservation, the proper

tribal officials.

g. "Federal assistance" means and includes funds available, other than

by loan, from the federal government to a municipality, either directly

or through allocation by the state, for construction of a sewer system

or which are used for such construction, pursuant to any other federal

law or program.

i. "Project" means the construction of the whole or connected portion

of a sewage collection system. Where the construction of a sewage

collection system is phased over a period of years, each phase may be

considered as a project.

j. "Eligible project" means a project which in the judgment of the

commissioner meets all of the following requirements:

(1) It is in accord with applicable comprehensive studies and reports

made pursuant to section 17-1901 of this article;

(2) It conforms with applicable rules and regulations of the

commissioner and, in his opinion, reflects a reasonable effort to

develop maximum economy in planning, design and construction, with an

acceptable ratio between costs and benefits;

(3) It is necessary for the accomplishment of the state water

pollution control program;

(4) It is under construction in the period between April 1, 1965 and

March 31, 1977;

(5) No portion of the project aided herein is eligible to receive

assistance pursuant to section 17-1903;

(6) It serves inhabited residences in existence prior to the effective

date of this law;

(7) It serves the public by providing for the collection of sewage

(house connections and pipes collecting exclusively industrial,

commercial and other nonresidential waste are ineligible);

(8) The project or major part thereof is, at the time of construction,

located in: (a) a town which has a total population of seventeen

thousand or less persons, or (b) a town outside of village area which

has a population density per square mile of less than one hundred

persons.

k. "Capital cost" means the actual cost of construction of an eligible

project, not to include the cost of securing financing or interest on

funds borrowed to finance such construction, and representing that part

of the cost of the eligible project that is not paid by the federal

government.

l. "Annual debt service" means such amounts as shall be required to be

paid annually to amortize obligations (both principal and interest)

issued in order to finance the capital cost of an eligible project;

provided, however, that for the purposes of state aid, such annual debt

service shall be computed on a debt amortization schedule of not less

than thirty years nor more than forty years, as the commissioner shall

determine, and shall not include any other debt service (whether

principal or interest) on obligations of or on behalf of a municipality,

other capital costs, or expenditures for the purpose as to which state

reimbursement is claimed under any provision of law other than this

section. Where the eligible portion of the sewage collection system

serves non-residential users as well as residences, the amount of annual

debt service to be used in computing state aid shall be reduced as

determined by the commissioner, to compensate for the benefits received

by the nonresidential users from such system.

m. "State aid" means financial support made available to a

municipality by way of state participation in annual debt service,

through contracts entered into between the commissioner and the

municipality, upon such terms and conditions as the commissioner shall

deem appropriate, which shall be based on the number of residences

served by the eligible project and computed as follows:

(1) The amount of annual debt service, as defined above, minus the

municipality's share of the expense for construction of the sewage

collection system.

(2) The municipality's share shall be the product of the number of

residential sewer connections served by the project multiplied by an

adjusted rate. The adjusted rate shall be determined by applying a

valuation correction from the sum of one hundred twenty-five dollars.

(3) Valuation correction shall consist of minus one dollar for each

one thousand dollars or part thereof that the project area per capita

full value is less than the average per capita full value for the state

excluding all cities. For projects wholly located within a village or

town the project area per capita full value shall be the per capita full

value for the village, or for the town outside of village area,

respectively. For other projects, per capita full value shall be per

capita full value of the town or village within which the major portion

of the project is located. Per capita full value shall mean the full

value of such municipality or area divided by the population thereof.

The amount of such state aid shall be recomputed each year, on the

basis of data reported by the local governing body as accepted by the

commissioner. State aid shall commence in the state fiscal year

beginning April 1, l971. No state-aid payments shall be made on the

basis of any portion of the debt service of eligible projects which was

due and payable prior to April 1, 1971.

2. For the purpose of meeting the state responsibility as provided

herein, with respect to the protection and promotion of the health of

the inhabitants of the state by the provision of sewer systems, the

commissioner, in the name of the state, may enter into contracts with

municipalities having power to construct, operate and maintain sewer

systems, and any such municipality may enter into a contract with the

commissioner concerning eligible projects. Any such contract may include

such provisions as may be agreed upon by the parties thereto, and shall

include, in substance, the following provisions:

a. The cost of the eligible project as determined by the commissioner.

b. The method by which the eligible project shall be financed.

c. An agreement between the commissioner and the municipality to

provide state aid to the municipality each year, during the progress of

construction or following completion of construction as may be agreed

upon by the parties.

d. An agreement by the municipality

(1) To proceed expeditiously with, and complete, the project in

accordance with plans approved pursuant to section 17-0701 of this

article;

(2) To commence operation of the sewer system on completion of the

project, and not to discontinue operation of the sewer system without

the approval of the commissioner,

(3) To operate and maintain the sewer system in accordance with

applicable provisions of this article, the state sanitary code and rules

and regulations of the commissioner,

(4) To apply for and make reasonable efforts to secure federal

assistance for the project,

(5) To secure the approval of the commissioner before applying for

federal assistance, in order to maximize the amounts of such assistance

received or to be received for all projects in New York state,

(6) To provide for the payment of the municipality's share of the cost

of the project,

(7) To execute a contract or agreement with the owner of the sewage

treatment plant, if other than the municipality itself, to accept sewage

from the sewage collection system aided under this section, and

(8) To promulgate a municipal sewage use ordinance acceptable to the

commissioner.

e. A provision that, in the event that federal assistance which was

not included in the calculation of the capital cost becomes available to

the municipality, the amount of the state payment shall be recalculated

by deducting the amount of such federal assistance from the eligible

capital cost, and adjustment shall be made either (1) by the

municipality paying to the state the amount by which the state payments

actually made exceed the state payments determined by the recalculation

or, (2) by deducting the excess paid from subsequent payments to be made

by the state.

3. The commissioner may adopt rules and regulations pursuant to

subdivision 3 of section 17-0303 of this article governing the making

and enforcing of contracts pursuant to this section.

4. All contracts entered into pursuant to this section shall be

subject to approval by the state comptroller, and by the attorney

general as to form. All payments by the state pursuant to such contracts

shall be made after audit by and upon the warrant of the comptroller on

vouchers approved by the commissioner.

5. In connection with each contract concerning an eligible project the

commissioner shall keep adequate records of the amount of the payment by

the state pursuant to subparagraph c of subdivision two of this section,

and of the amount of federal assistance received by the municipality.

§ 17-1909 — Water pollution control revolving fund agreements

Water pollution control revolving fund agreements.

1. As used in this section:

a. "Allocation" means the amount of moneys allocated to reduce a

municipality's or group of municipalities' total financing costs for one

or more eligible projects.

b. "Construction" means the erection, building, acquisition,

alteration, reconstruction, improvement, enlargement or extension of an

eligible project; the inspection and supervision thereof; and the

engineering, architectural, legal, fiscal, and economic investigations

and studies, surveys, designs, plans, working drawings, specifications,

procedures, and other actions necessary thereto.

c. "Corporation" means the New York state environmental facilities

corporation, continued pursuant to section twelve hundred eighty-two of

the public authorities law, or any successor thereto.

d. "Eligible project" means a project for construction of a facility

which would be eligible for financing under the Federal Water Pollution

Control Act:

(i) for which all required federal and state permits have been issued;

and

(ii) which the commissioner has determined:

(a) is in accord with applicable comprehensive studies and reports

made pursuant to sections 17-0303 and 17-1901 of this article; and

(b) is necessary for the accomplishment of the state water pollution

control program formulated pursuant to sections 17-0303 and 17-1901 of

this article; and

(c) represents a reasonable effort to develop economic viability in

planning, design and construction; and

(d) is a project for which financial assistance is available from the

fund; and

(e) conforms with applicable rules and regulations of the department,

including a demonstration that design and construction consider future

physical climate risk due to sea level rise, and/or storm surges and/or

flooding, based on available data predicting the likelihood of future

extreme weather events, including hazard risk analysis data if

applicable; and

(f) includes consideration of county-wide or regional wastewater

planning.

e. "Financial assistance to a municipality" has the same meaning as

set forth in subdivision four of section twelve hundred eighty-five-j of

the public authorities law.

f. "Fund" means the water pollution control revolving fund established

under section twelve hundred eighty-five-j of the public authorities

law.

g. "Intended use plan" means the plan prepared pursuant to subdivision

two of this section, identifying the intended uses of the amounts

available in the fund, including but not limited to: (i) a list of those

projects for construction of publicly owned treatment works on the

priority list developed pursuant to subdivision two of this section;

(ii) a list of projects developed pursuant to subdivision two of this

section anticipated to be financed by the fund through the water

pollution control linked deposit program; (iii) a description of the

short and long term goals and objectives of the fund; (iv) information

on the activities to be supported, including a description of project

categories, discharge requirements under the Federal Water Pollution

Control Act, terms of financial assistance, and eligible borrowers

pursuant to the water pollution control linked deposit program served;

(v) the criteria and method established for the distribution of funds;

and (vi) the amount of moneys from the fund, not to exceed ten million

dollars annually, to be made available for linked loans under the water

pollution control linked deposit program during the period covered by

such intended use plan.

h. "Municipality" means any county, city, town, village, district

corporation, county or town improvement district, school district,

Indian reservation wholly within New York state, any public benefit

corporation or public authority established pursuant to the laws of New

York or any agency of New York state which is empowered to construct and

operate an eligible project, or any two or more of the foregoing which

are acting jointly in connection with an eligible project.

i. "Project financing agreement" means an agreement between the

corporation and one or more municipalities meeting the requirements of

subdivision four of this section.

2. The commissioner is required to establish and maintain a list of

potentially eligible projects and shall establish, pursuant to rules and

regulations, a process for listing potentially eligible projects

identified by municipalities and eligible borrowers pursuant to article

sixteen of the state finance law and a priority ranking system for the

purpose of providing financial assistance to municipalities and eligible

borrowers for such projects under this section. In establishing such

system, the commissioner shall take into account:

a. The environmental significance of such potentially eligible

projects which shall include, but need not be limited to, an assessment

of (i) public health and safety; (ii) protection of environmental

resources; (iii) population affected; (iv) attainment of state water

quality goals and standards; (v) compliance with state and federal law,

rules and regulations; and (vi) the extent to which such projects

reflect county-wide or regional wastewater planning;

b. A municipality's inability as determined by the corporation to pay

for such potentially eligible project prior to receipt of such financial

assistance;

c. The regional distribution of environmentally significant projects;

d. For agricultural projects funded through the water pollution

control linked deposit program, in consultation with the commissioner of

agriculture and markets, the extent to which the project will reduce,

abate, control, or prevent non-point source pollution originating from

agricultural sources and/or propose to implement best management

practices, as identified in section three of the soil and water

conservation districts law; and

e. For residential and small business on-site wastewater treatment

system projects funded through the water pollution control linked

deposit program, in consultation with the department of state, the

extent to which the project will prevent an increase in nutrients in

water bodies or the extent to which the project will enhance source

water or watershed protection.

3. a. The corporation is authorized to promulgate regulations,

developed in consultation with the commissioner and the director of the

division of the budget, for the purpose of carrying out its

responsibilities under this section, including establishing criteria and

standards for determining the amount of financial assistance to a

municipality for an eligible project. To the extent financial assistance

to a municipality for an eligible project is provided as a loan from the

proceeds of bonds or notes of the corporation, the amount of an

allocation applicable to the portion of such eligible project financed

with such loan shall be, subject to such maximum financial limitations

as may otherwise be necessary and prescribed by the commissioner and the

director of the division of the budget, thirty-three and one-third

percent of the principal amount of such loan outstanding at any time for

such eligible project, to the extent reasonably practicable, and subject

to such deviation as may be necessary, in connection with the

administration and investment of moneys in the fund, unless allocations

in differing amounts are necessary to preclude a determination by the

commissioner or the corporation pursuant to paragraph e of subdivision

eight of this section or unless an allocation in a differing amount is

required for an innovative technology demonstration project; provided,

however, that in the case of any municipality which has, during the

period commencing on June first, nineteen hundred ninety-two and ending

on September thirtieth, two thousand twenty-seven, (i) submitted an

application for financial assistance in the form of such a loan for an

eligible project, which application has been accepted by the

corporation, (ii) closed on such loan, and (iii) commenced construction

of such eligible project, the allocation applicable to the portion of

such project financed with such loan shall be, subject to maximum

financial limitations as may otherwise be necessary and prescribed by

the commissioner and the director of the division of the budget, fifty

percent of the principal balance outstanding on such loan at any time

for such eligible project, to the extent reasonably practicable, and

subject to such deviation as may be necessary, in connection with the

administration and investment of moneys in the fund, unless allocations

in differing amounts are necessary to preclude a determination by the

commissioner or the corporation pursuant to paragraph e of subdivision

eight of this section or unless an allocation in a differing amount is

required for an innovative technology demonstration project.

b. The corporation may enter into a project financing agreement with

up to three municipalities which provides for up to one hundred percent

subsidy of the interest on the amount of principal not to exceed three

million dollars for the construction of innovative technology

demonstration projects which shall be waste water treatment facilities

which utilize innovative technology approved by the commissioner as

defined in regulations promulgated by the United States environmental

protection agency in accordance with the Federal Water Pollution Control

Act. The commissioner shall prepare criteria for selection of eligible

projects pursuant to this paragraph including, but not limited to, the

use of innovative technology which has been proven reasonably effective

on at least a demonstration model basis.

c. The department is authorized to promulgate regulations, developed

in consultation with the director of the division of the budget, for the

purpose of carrying out its responsibilities under this section.

4. The corporation may enter into project financing agreements with

municipalities providing for the construction and financing of eligible

projects. The corporation shall prepare each project financing

agreement, which shall include but is not limited to the following

provisions:

a. A description of the eligible project;

b. An estimate of the reasonable cost of the eligible project and a

projected cash flow schedule for meeting that cost;

c. A schedule for construction of the eligible project;

d. A right of the corporation to approve all contracts for services

and construction funded pursuant to a project financing agreement, and

to inspect and review the construction of eligible projects;

e. Notwithstanding the provisions of any other law, general, special

or local, inconsistent with this section, a right of the corporation to

invest proceeds of the corporation's bonds or notes, including proceeds

of bonds or notes of the municipality, as provided in subdivision four

of section twelve hundred eighty-four and subdivision six of section

twelve hundred eighty-five-j of the public authorities law.

Such right shall include the right to invest such monies together with

any other monies held by the corporation pursuant to the provisions of

section twelve hundred eighty-five-j of the public authorities law;

f. Remedies in the event of a municipality's failure to comply with

the terms of a project financing agreement;

g. An agreement by the corporation to:

(i) lend to the municipality for the construction of an eligible

project a specified amount from the proceeds of the corporation's bonds

or notes, not to exceed the estimated reasonable cost of construction of

the eligible project established in the project financing agreement or

any loan agreement, subject to the ability of the corporation to provide

such financing, including but not limited to the approval of the

corporation's board and any other approvals required by state or federal

law;

(ii) use all reasonable efforts to issue its bonds or notes in an

amount sufficient to finance the estimated reasonable cost of the

eligible project, including but not limited to costs of issuance, credit

support fees, if any, trustees fees, interest during construction, and

such reserve funds, if any, as may be necessary to secure such bonds or

notes;

(iii) in the alternative, provide financial assistance to the

municipality for the construction of an eligible project in a specified

amount from the proceeds of any federal capitalization grant, award,

assistance, or any state moneys appropriated to or otherwise transferred

into the fund, not to exceed the estimated reasonable cost of

construction of the eligible project established in the project

financing agreement or any loan agreement, as determined by the

corporation or as directed by the commissioner pursuant to subdivision

eight of this section or subdivision four of section twelve hundred

eighty-five-j of the public authorities law;

(iv) make reimbursements for the administrative and management costs

of the department and the corporation in accordance with subdivisions

five and seven of section twelve hundred eighty-five-j of the public

authorities law;

(v) provide to the municipality, for any loan made from the proceeds

of the corporation's bonds or notes, an interest rate subsidy allocation

for the eligible project in accordance with section twelve hundred

eighty-five-j of the public authorities law and this section;

(vi) administer any federal rebate requirement in connection with

obligations of the corporation and of any municipality issued in

accordance with a project financing or loan agreement;

h. An agreement by the municipality to:

(i) proceed expeditiously with and complete the eligible project in

accordance with plans approved pursuant to titles seven and eight of

this article;

(ii) commence operation of the eligible project on completion of the

project, and not discontinue operation of or dispose of the eligible

project as long as a loan to the municipality for such project remains

outstanding, without approval of the commissioner; provided, however,

that the commissioner shall not approve disposition of the eligible

project without the concurrent approvals, as appropriate, of the

corporation and the state comptroller. None of the foregoing shall limit

the commissioner's authority to terminate or impose conditions upon the

operation of an eligible project pursuant to the provisions of this

chapter and any implementing regulations thereto;

(iii) operate and maintain the eligible project in accordance with

applicable requirements of federal and state law;

(iv) establish and maintain project accounts in accordance with the

project financing agreement and generally accepted government accounting

standards;

(v) establish a dedicated source of revenue (which may include a

general obligation of the municipality) providing for:

(a) operation and maintenance costs of the eligible project and

equipment renewal and replacement; and

(b) loan repayment regardless of whether the eligible project is in

operation;

(vi) permit any reviews or audits and provide assistance determined to

be reasonable and necessary by the department or the corporation;

(vii) retain public ownership of the eligible project; and

(viii) notwithstanding the provisions of any other law, general,

special or local, inconsistent with this section, delegate to the

corporation the authority to invest proceeds of bonds or notes issued by

the corporation or the municipality on behalf of the municipality.

i. An agreement by the corporation to certify, subject to the

availability of funds, payment upon submission of a satisfactory request

for disbursement of loan proceeds by a municipality, of an amount

equivalent to actual construction costs incurred on or before the date

of submission of the request for disbursement of loan proceeds, plus any

projected construction costs which will be incurred within ninety days

from the date of submission of the request for disbursement of loan

proceeds, less any funds already advanced;

j. An agreement in regard to financial assistance provided pursuant to

paragraph (b) of subdivision four of section twelve hundred

eighty-five-j of the public authorities law, to waive programmatic

requirements other than those mandated by federal law and subparagraph

(i) of paragraph d of subdivision one of this section, provided that the

project was in compliance with the goals and requirements of the Federal

Water Pollution Control Act, prior to July first, nineteen hundred

eighty-eight, or was subject to an administrative or judicial order

requiring compliance with the goals and requirements of the Federal

Water Pollution Control Act prior to September thirtieth, nineteen

hundred eighty-nine; and

k. Such other agreements or covenants as may be required in connection

with the issuance by the corporation of its bonds or notes.

5. For the purpose of implementing the program set forth in this

section and section twelve hundred eighty-five-j of the public

authorities law, and ensuring compliance with the requirements of Title

VI of the Federal Water Pollution Control Act, the corporation shall

ensure compliance with each project financing agreement by:

a. retaining the right to inspect and review work on each eligible

project in progress and upon completion, and determining whether such

work was undertaken and completed in compliance with all relevant plans

and the terms of such project financing agreement;

b. retaining the right to certify or refuse to certify advances and

payments to a municipality pursuant to a project financing agreement or

any loan agreement executed subsequent thereto to finance an eligible

project;

c. retaining the right to certify or refuse to certify advances and

payments to a municipality pursuant to a project financing agreement and

any loan agreement executed subsequent thereto to finance an eligible

project based upon the determinations of any review or audit;

d. establishing remedies if work on an eligible project has not been

completed in accordance with all relevant plans and the terms of such

project financing agreement due to factors within the municipality's

control; and

e. requiring a municipality to maintain project accounts with respect

to any eligible project.

Nothing herein shall be construed to affect or diminish the general

authority of the department to inspect and review the work on any

project financed pursuant to this section, or to inspect the records

relating to such project, for the purpose of determining compliance with

any other provisions of this chapter.

6. In the event the work completed pursuant to a project financing

agreement or loan agreement is deemed not in compliance with such

agreements, the corporation shall expeditiously notify the municipality

of such non-compliance and indicate the reasons for such determination.

7. For the purpose of implementing the program set forth in this

section and section twelve hundred eighty-five-j of the public

authorities law, and ensuring compliance with the requirements of Title

VI of the Federal Water Pollution Control Act, the department shall:

a. Enter into any agreement between the state of New York and the

administrator of the United States environmental protection agency and

take all other actions necessary to comply with the requirements of

Title VI of the Federal Water Pollution Control Act and state law,

including but not limited to:

(i) determining a reasonable schedule for financing and construction

of eligible projects;

(ii) directing the establishment of systems of records or accounts and

subaccounts within the water pollution control revolving fund as the

department deems necessary or desirable, and approving or disapproving

the establishment of such record systems or accounts and subaccounts as

the corporation requests for the operation of the water pollution

control revolving loan fund;

(iii) determining the accounts or subaccounts within the water

pollution control revolving fund which will be used as a source of

funding for each eligible project subject to the limitations of

subdivision six of this section; and

(iv) approving each project for qualification as an eligible project.

b. Arrange in consultation with the corporation for independently

conducted reviews and audits on at least an annual basis necessary to

carry out the objectives of the fund.

c. Submit a copy of the draft intended use plan to the governor, the

director of the division of the budget, the chairman of the senate

finance committee and the chairman of the assembly ways and means

committee on or before October thirty-first, nineteen hundred

eighty-nine and annually on or before such date thereafter and submit a

copy of the final intended use plan to such persons upon its approval by

the administrator of the United States environmental protection agency.

8. The corporation may or, if so directed by the commissioner, the

corporation shall provide financial assistance to municipalities as a

loan pursuant to paragraph (a) of subdivision four of section twelve

hundred eighty-five-j of the public authorities law from any available

moneys in the fund other than the proceeds of the corporation's bonds or

notes or moneys needed to comply with subdivision five of section twelve

hundred eighty-five-j of the public authorities law if and to the extent

any of the following conditions are met:

a. The corporation determines that it is unable to, or that it is

impracticable to, finance all or a portion of the costs of an eligible

project from the proceeds of bonds or notes that are special obligations

of the corporation; or

b. The total cost of the eligible project and related segments does

not exceed four million dollars where such project and related segments

service a municipality with a population of three thousand five hundred

or less; or

c. The commissioner or the corporation determines that failure to do

so would jeopardize the receipt or maintenance of federal capitalization

grant moneys, awards or assistance; or

d. A determination is made by the corporation that the issuance of and

use of the proceeds of the corporation's bonds to provide financial

assistance to municipalities would cause the loss of the tax-exempt

status of any bonds or other obligations of New York state, all or a

portion of the proceeds of which are appropriated or otherwise

transferred into the fund; or

e. Federal capitalization grants are provided in the form of a letter

of credit or draws under capitalization grant agreements and the

commissioner or the corporation determines, consistent with the purposes

of the fund, that providing financial assistance from the proceeds of

corporation bonds or notes would delay receipt of moneys from the

federal government under the Federal Water Pollution Control Act.

The interest rate charged on any loan made by the corporation pursuant

to this subdivision shall be no more than two-thirds of the market rate

of interest otherwise applicable thereto, provided, however, that in the

case of any municipality which has, during the period commencing on June

first, nineteen hundred ninety-two and ending on September thirtieth,

two thousand twenty-seven, (i) submitted an application for financial

assistance in the form of a loan from the corporation pursuant to this

subdivision, for an eligible project, which application has been

accepted by the corporation, (ii) closed on such loan, and (iii)

commenced construction of such eligible project, the interest rate

charged on such loan shall be no more than one-half of the market rate

otherwise applicable thereto.

9. The contracts for the construction of eligible projects constructed

and financed pursuant to a project financing agreement shall be subject

to the requirements and provisions of article 15-A of the executive law

and, for such purposes, any such contract shall be considered a "state

contract" and the department shall be the "contracting agency" for each

such contract.

10. Notwithstanding the provisions of any other law, general, special

or local, the following determinations shall be made by the corporation

in its sole and absolute discretion:

(a) In connection with any application for financial assistance from

the fund in the form of a loan from the proceeds of bonds or notes of

the corporation, the determination as to whether the municipality

receiving such loan has qualified for an allocation of fifty percent of

the principal amount of such loan outstanding at any time, pursuant to

subdivision three of this section; and

(b) In connection with any application for financial assistance from

the fund in the form of a loan from the corporation pursuant to

subdivision eight of this section, where the municipality receiving such

loan is not qualified for an interest rate of zero percent, the

determination as to whether such municipality has qualified for an

interest rate of one-half of the market rate otherwise applicable

thereto, pursuant to subdivision eight of this section.

TITLE 21 Nutrient Runoff

§ 17-2101 — Definitions

Definitions.

As used in this title:

1. "Compost" means the biologically stable humus-like material derived

from composting or the aerobic, thermophilic decomposition of organic

matter.

2. "Fertilizer" means the same as "specialty fertilizer" as defined in

section one hundred forty-three of the agriculture and markets law.

3. "Lawn" or "non-agricultural turf" means any non-crop land area that

is covered by any grass species. Lawn or non-agricultural turf does not

mean flower or vegetable gardens, pasture, hayland, trees, shrubs, turf

grown on turf farms, or any form of agricultural production.

4. "Phosphorus fertilizer" means fertilizer in which the available

phosphate (P205) content is greater than 0.67 percent by weight,

excluding compost.

§ 17-2103 — Sale or use of phosphorus fertilizer restricted

Sale or use of phosphorus fertilizer restricted.

1. No person shall apply or authorize any person by way of service

contract or other arrangement to apply in this state any phosphorus

fertilizer on lawn or non-agricultural turf, except when:

(a) A soil test indicates that additional phosphorus is needed for

growth of that lawn or non-agricultural turf; or

(b) The phosphorus fertilizer is used for newly established lawn or

non-agricultural turf during the first growing season.

2. Any retailer selling or offering for sale phosphorus fertilizer for

use on lawn or non-agricultural turf shall comply with the retail sale

requirements in section one hundred forty-six-g of the agriculture and

markets law related to display of phosphorus fertilizer and the posting

of educational signs.

3. No person shall apply fertilizer to:

(a) lawn or non-agricultural turf between December first and April

first, annually;

(b) any impervious surface including parking lots, roadways, and

sidewalks. If such application occurs, the fertilizer must be

immediately contained and either legally applied to lawn or

non-agricultural turf or placed in an appropriate container; or

(c) any lawn or non-agricultural turf on any real property within

twenty feet of any surface water, except that this restriction shall not

apply where a continuous natural vegetative buffer, at least ten feet

wide, separates an area of lawn or non-agricultural turf and surface

water, and except that, where a spreader guard, deflector shield or drop

spreader is used to apply fertilizer, such application may not occur

within three feet of any surface water. This paragraph shall not apply

to an application of fertilizer for newly established lawn or

non-agricultural turf during the first growing season.

4. Nothing in this title shall impair or supersede the authority of

the commissioner of agriculture and markets pursuant to articles ten and

twenty-five-AA of the agriculture and markets law.

§ 17-2105 — Local fertilizer regulation

Local fertilizer regulation.

A local government may enact more stringent standards for the

application of fertilizer for lawn and non-agricultural turf than

established in this title, provided, however, that any local government

that enacts such standards after January 1, 2011 must demonstrate to the

department prior to enactment that additional or more stringent

standards are necessary to address local water quality conditions.

ARTICLE 19 Air Pollution Control

TITLE 1 Short Title; Declarations of Policy and Purpose; Definitions

§ 19-0101 — Short title

Short title.

This article shall be known as the "Air Pollution Control Act".

§ 19-0103 — Declaration of policy

Declaration of policy.

It is declared to be the policy of the state of New York to maintain a

reasonable degree of purity of the air resources of the state, which

shall be consistent with the public health and welfare and the public

enjoyment thereof, the industrial development of the state, the

propagation and protection of flora and fauna, and the protection of

physical property and other resources, and to that end to require the

use of all available practical and reasonable methods to prevent and

control air pollution in the state of New York. It is further declared

that this can be done most effectively by focusing on goals to be

achieved by a maximum of cooperation among all parties concerned and

that codes, rules and regulations established under the provisions of

this article should be clearly premised upon scientific knowledge of

causes as well as of effects.

§ 19-0105 — Declaration of purpose

Declaration of purpose.

It is the purpose of this article to safeguard the air resources of

the state from pollution by: (1) controlling or abating air pollution

which shall exist when this artcle shall be enacted and (2) preventng

new air pollution, under a program which shall be consistent with the

declaration of policy above stated and in accordance with the provisions

of this article.

§ 19-0107 — Definitions

Definitions.

When used in this article:

1. "Person" means any individual, public or private corporation,

political subdivision, agency, board, department or bureau of the state,

municipality, partnership, association, firm, trust, estate or any other

legal entity whatsoever which is recognized by law as the subject of

rights and duties.

2. "Air contaminant" means a dust, fume, gas, mist, odor, smoke,

vapor, pollen, noise or any combination thereof.

3. "Air pollution" means the presence in the outdoor atmosphere of one

or more air contaminants in quantities, of characteristics and of a

duration which are injurious to human, plant or animal life or to

property or which unreasonably interfere with the comfortable enjoyment

of life and property throughout the state or throughout such areas of

the state as shall be affected thereby; excluding however all conditions

subject to the requirements of the Labor Law and Industrial Code.

4. "Air contamination" means the presence in the outdoor atmosphere of

one or more air contaminants which contribute or which are likely to

contribute to a condition of air pollution.

5. "Air contamination source" means any source at, from or by reason

of which there is emitted into the atmosphere any air contaminant,

regardless of who the person may be who owns or operates the building,

premises or other property in, at or on which such source is located or

the facility, equipment or other property by which the emission is

caused or from which the emission comes. Without limiting the generality

of the foregoing, this term includes all types of commercial and

industrial plants and works, heating and power plants and stations,

shops and stores; buildings and other structures of all types, including

single and multiple family residences, apartment houses, office

buildings, public buildings, hotels, restaurants, schools, hospitals,

churches, and other institutional buildings; automobiles, trucks,

tractors, buses and other motor vehicles (hereinafter called "motor

vehicles"); garages; vending and service locations and stations;

railroad locomotives; ships, boats and other waterborne craft; aircraft;

portable fuel-burning equipment; incinerators of all types, indoor and

outdoor; and refuse dumps and piles.

6. "Air cleaning installation" means any method, process or equipment

which removes, reduces or renders less noxious air contaminants

discharged into the atmosphere.

7. "Area of the state" means any county, city, town, village, or other

geographical area of the state as may be designated by the department.

8. "The Act" means the Federal Clean Air Act, 42 U.S.C. Section 7401

et seq., as amended by Public Law 101-549, November fifteenth, nineteen

hundred ninety.

9. "Administrator" means the administrator of the United States

environmental protection agency.

10. "Affected source" or "affected unit" shall have the meaning given

to it in the regulations promulgated under Title IV of the Act.

11. "Clean alternative fuels" means fuels, for use in motor vehicles

which meet the requirements of section 7511a(c)(4) of the Act.

12. "Clean fuel vehicle" means a vehicle in a class or category of

vehicles which has been certified to meet, for any model year, the clean

fuel vehicle standards for clean fuel vehicles specified in this article

pursuant to section 7583 of the Act.

13. "Covered fleet" means ten or more motor vehicles which are owned

or operated by a single person in an area designated as being a severe

ozone non-attainment area by the administrator pursuant to Title I of

the Act. In determining the number of motor vehicles owned or operated

by a single person for the purposes of this article, all motor vehicles

owned or operated, leased or otherwise controlled by such person, by any

person who controls such person, by any person controlled by such

person, and by any person under common control with such person shall be

treated as owned by such person. The term "covered fleet" shall not

include motor vehicles held for lease or rental to the general public,

motor vehicles held for sale by motor vehicle dealers including

demonstration vehicles, motor vehicles used for motor vehicle

manufacturer product evaluations or tests, law enforcement and other

emergency vehicles, or non-road vehicles including farm and construction

vehicles.

14. "Covered fleet vehicle" means only a motor vehicle which is (i) in

a covered fleet which is centrally fueled or is capable of being

centrally fueled and (ii) in a vehicle class for which standards are

applicable under this article.

15. "Emission offset" or "offset" means emission reductions or

emission reduction credits which are required to be obtained by an air

contamination source in order to obtain approval for a permit to

construct a new air contamination source, or modify an existing air

contamination source, in a non-attainment area pursuant to Title I of

the Act.

16. "Emission reduction" or "emission reduction credit" means the

actual decrease in emissions of a regulated air contaminant in tons per

year. Emission reductions may be created by, but not limited to,

product, process, pollution control or housekeeping changes that:

a. reduce emissions beyond that which is required by the Act;

b. are real and actually occur;

c. are quantifiable;

d. are enforceable by the commissioner or the administrator; and

e. are assured for the life of a corresponding increase.

17. "Fugitive emissions" means those emissions of regulated air

contaminants which could not reasonably pass through a stack, chimney,

vent or other functionally-equivalent openings.

18. "Operating permit" means a permit issued pursuant to section

19-0311 of this article.

19. "Major air contamination source" or "major stationary source"

means any stationary source or any group of stationary sources located

within a contiguous area and under common control and belonging to a

single major industrial grouping that:

a. emits or has the potential to emit one hundred tons per year of any

regulated air contaminant; or

b. emits or has the potential to emit ten tons per year of any air

contaminant or twenty-five tons per year of any combination of air

contaminants listed under section 7412(b) of the Act, including fugitive

emissions of such contaminants, or lesser quantities as the

administrator may establish pursuant to the Act; or

c. emits or has the potential to emit twenty-five tons per year of

volatile organic compounds or oxides of nitrogen, including fugitive

emissions of such contaminants if located in an area designated a

"severe non-attainment area" pursuant to section 7511 of the Act; or

d. emits or has the potential to emit fifty tons per year of volatile

organic compounds or one hundred tons of oxides of nitrogen if located

in an ozone transport region pursuant to section 7511(c) of the Act.

Fugitive emissions from a stationary source must be considered in

determining whether such stationary source is a major stationary source

for permit requirements if the source belongs to one of the categories

of stationary sources identified by the administrator in regulation

pursuant to section 7602(j) of the Act.

20. "Major industrial grouping" means all activities belonging to the

same major group identified in the Standard Industrial Classification

Manual (1987) published by the United States department of commerce.

21. "Potential to emit" means the maximum capacity of a stationary

source to emit any regulated air contaminant under its physical and

operational design. Any physical or operational limitation on the

capacity of such source to emit a regulated air contaminant, including

air pollution control equipment and restrictions on hours of operation

or on the type or amount of material combusted, stored, or processed,

shall be treated as part of its design if the limitation is enforceable

by the commissioner and the administrator of the United States

environmental protection agency provided, however, that physical or

operational limitations enforceable by the commissioner shall be treated

as part of a source's design, if the commissioner is given such

authorization by the administrator.

22. "Regulated air contaminant" means the following:

a. oxides of nitrogen;

b. volatile organic compounds;

c. sulfur dioxide;

d. particulate;

e. carbon monoxide;

f. any class I or II substance subject to a standard promulgated

pursuant to section 7671 of the Act;

g. any other air contaminant for which a national ambient air quality

standard has been promulgated; or

h. any air contaminant that is regulated under section 7411 or 7412

(b) and (c) of the Act and which the commissioner has listed in

regulation. The department may use emergency rulemaking pursuant to

subdivision six of section two hundred two of the state administrative

procedure act if necessary, in order to timely list such air

contaminants.

23. "State implementation plan" or "SIP" means documents prepared by

the department, and submitted to the administrator for approval, which

identify actions and programs to be undertaken by the state and its

subdivisions to implement the Act.

24. "Stationary source" means any building, structure, facility or

installation that emits or may emit any regulated air contaminant.

TITLE 3 Powers and Duties

§ 19-0301 — Powers and duties

Powers and duties.

1. Consistent with the policy of the state as it is declared in

section 19-0103, the department shall have power to:

a. Formulate, adopt and promulgate, amend and repeal codes and rules

and regulations for preventing, controlling or prohibiting air pollution

in such areas of the state as shall or may be affected by air pollution

and to include in any such codes, rules or regulations a general

provision for controlling air contamination including but not limited to

a requirement that permits to construct and certificates to operate be

obtained from the department, provided, however, that in exercising the

provisions of this subdivision the department shall conform with the

provisions of section 19-0303.

b. Include in any such codes and rules and regulations provisions

establishing areas of the state and prescribing for such areas (1) the

degree of air pollution or air contamination that may be permitted

therein, (2) the extent to which air contaminants may be emitted to the

air by any air contamination source, (3) standards for the composition

of fuels offered for sale or use of fuels or energy sources in any type

or class of air contamination source where the department finds that air

contaminants from such type or class or source will probably otherwise

be discharged in contravention of applicable emission standards or air

quality standards, and (4) requirements and standards for the approval

of plans or specifications for air cleaning installations.

c. Promulgate standards for crankcase ventilating systems and air

contaminant emission control systems, in accordance with the Vehicle and

Traffic Law.

d. Hold public hearings, conduct investigations, compel the attendance

of witnesses, receive such pertinent and relevant proof and do such

other things as it may deem to be necessary, proper or desirable in

order that it may effectively discharge its code, rule and regulation

making duties and responsibilities under this article.

e. Except as otherwise required by the Act or regulations promulgated

pursuant thereto by the administrator, formulate, adopt, and promulgate,

amend and repeal codes, rules and regulations establishing an operating

permit program in accordance with section 19-0311 of this title.

f. Delegate to the department of agriculture and markets the authority

to test fuels for conformance with applicable standards and to enforce

against violations of such standards.

2. It shall be the duty and responsibility of the department to:

a. Prepare and develop a general comprehensive plan for the control or

abatement of existing air pollution and for the control or prevention of

any new air pollution recognizing varying requirements for different

areas of the state.

b. Encourage voluntary cooperation by all persons in controlling air

pollution and air contamination, including but not limited to, educating

the public about the health and environmental impacts of idling

vehicles, such as air pollution from vehicle emissions, environmental

impacts of carbon dioxide emissions and health risks associated with

exposure to vehicle emissions. Such education shall, at a minimum,

include developing and distributing educational materials and posting

such information on the department's website.

c. Encourage the formulation and execution of plans by cooperative

groups or associations of counties, cities, towns and villages,

industries and others who severally or jointly are or may be the source

of air pollution, for the prevention and abatement of pollution.

d. Cooperate with the appropriate agencies of the United States or

other states or any interstate agencies or international agencies with

respect to the control of air pollution and air contamination, or for

the formulation for the submission to the legislature of interstate air

pollution control compacts or agreements.

e. Promulgate standards for the use of fuel or fuel additives for use

in motor vehicles or motor vehicle engines, taking due recognition of

federal standards and requirements.

3. a. The department is prohibited from adopting any rule, regulation

or standard which would require the use or sale of any type of

reformulated gasoline other than the federal reformulated gasoline that

is certified by the administrator pursuant to section 7545(k) of the Act

for sale and use in states other than California; provided, however,

that nothing in this subdivision shall be deemed to limit the authority

of the department to adopt a rule, regulation or standard for:

(1) fuel oxygen content or fuel volatility; or

(2) the composition of fuels necessary to implement section 7586 of

the Act; or

(3) the composition of fuels necessary to implement section 7507 of

the Act if such fuel standard is adopted and implemented regionally

pursuant to agreement with any three states sharing a boundary with New

York; or

(4) the composition of fuels if the commissioner finds that no other

measures would bring about timely attainment or maintenance of a

national primary or secondary ambient air quality standard for which New

York state must file a state implementation plan pursuant to the Act, or

that other existing and technically possible measures are unreasonably

costly or impracticable and the commissioner has included such measure

in the implementation plan pursuant to section 7410 of the Act.

b. No provision of this subdivision shall be deemed to authorize the

use of methyl tertiary butyl ether as an oxygenate in any motor fuel

imported into, or sold or offered for sale in this state.

4. Any final order or determination or other final action by the

commissioner and the validity or reasonableness of any code, rule or

regulation promulgated by the department pursuant to this article shall

be subject to review as provided in article seventy-eight of the civil

practice law and rules; provided however, the department may establish

by regulation a ninety day statute of limitations for review of final

permit actions by the commissioner pursuant to section 19-0311 of this

title, if required to maintain compliance with the Act.

5. The department shall certify emission reduction credits and

establish an emission reduction credit registry. Such registry shall

identify emission reduction credits, that are certified by, or used in,

New York state. Prior to certifying credits, the department shall

publish notice and provide the opportunity for public comment, pursuant

to article seventy of this chapter, on the proposed modification of a

source's permit to reflect that emission reductions will be certified as

emission reduction credits. The department shall provide information

regarding the availability of such certified emission reduction credits

to any person upon request. The department shall, to the extent

consistent with any rules or guidance related to emission offset

requirements published by the administrator, adopt rules and regulations

to provide for the use of mobile source emission reduction credits as a

means of satisfying emission offset requirements pursuant to section

7503(c) of the Act. Such rules and regulations shall include provision

for cooperating with the commissioner of motor vehicles pursuant to

paragraph one of subdivision (d) of section 301 of the vehicle and

traffic law.

§ 19-0302 — Permits and certificates

Permits and certificates.

1. The rules and regulations adopted by the department to implement

this article and the provisions of article 70 of this chapter and rules

and regulations adopted thereunder and the provisions of the state

administrative procedure act shall govern permit and certificate

applications, renewals, modifications, suspensions and revocations under

this article unless otherwise provided for in this article.

2. No permit issued pursuant to this article shall include

performance, emission or control standards more stringent than any

established by the Act or by the United States environmental protection

agency unless such standards are authorized by rules or regulations.

§ 19-0303 — Codes, rules and regulations

Codes, rules and regulations.

1. A code, rule or regulation or any amendment or repeal thereof shall

not be adopted until after a public hearing within the area of the state

concerned. Notice of such hearing shall be given at least sixty days

prior to the scheduled date of the hearing by public advertisement of

the date, time, place and purpose of such hearing. At such hearing,

opportunity to be heard by the department with respect to the subject

thereof shall be given to the public. A code, rule or regulation or an

amendment or repeal thereof shall not become effective until thirty days

after certified copies thereof shall have been filed with the secretary

of state. Any person heard at such hearing shall be given written notice

of the action of the department with respect to the subject thereof.

2. The code, rule and/or regulation or any amendment thereof which

shall be adopted by the department may differ in its terms and

provisions as between particular types and conditions of air pollution

or of air contamination; as between particular air contamination

sources; and as between particular areas of the state.

3. In exercising the power conferred upon it by section 19-0301 to

formulate, adopt and promulgate, and to amend and repeal, codes and

rules and regulations for preventing, controlling or prohibiting air

pollution, the department shall give due recognition to the fact that

the quantity or characteristics of air contaminants or the duration of

their presence in the atmosphere, which may cause air pollution in one

area of the state, may cause less air pollution or not cause any air

pollution in another area of the state, and it shall take into

consideration in this connection such factors, among others found by it

to be proper and just, as existing physical conditions, zoning

classifications, topography and prevailing wind directions and

velocities and also the fact that a code, rule or regulation and the

degree of conformance therewith which may be proper as to an essentially

residential area of the state may not be proper as to a highly developed

industrial area of the state.

4. In adopting any code, rule or regulation which contains a

requirement that is more stringent than the Act or regulations issued

pursuant to the Act by the United States environmental protection

agency, the commissioner shall, in addition to the provisions of section

two hundred two-a of the state administrative procedure act, include in

the regulatory impact statement:

(a) a detailed explanation of the reason or reasons that justify

exceeding federal minimum requirements, including:

(i) satisfying any requirement of the Act as it relates to New York

state, including any requirement for demonstrating attainment or

maintenance of ambient air quality standards or meeting reasonable

further progress pursuant to Title I of the Act;

(ii) preventing an assessment or imposition of sanctions, or the

imposition of a federal implementation plan, pursuant to the Act;

(iii) complying with a final decree of a court; or

(iv) protecting public health or the environment;

(b) an evaluation of the cost-effectiveness of the proposed code, rule

or regulation, in comparison with the cost-effectiveness of reasonably

available alternatives; and

(c) a review of the reasonably available alternative measures

considered by the commissioner and an explanation of the reasons for

rejecting such alternatives.

5. The state, through its representatives on the interstate transport

commission established pursuant to section 7506a of the Act, shall

provide for public review of proposed recommendations for additional

control measures and attainment strategies. Such public review will be

effected by the governor's designee causing a notice of such proposed

recommendations to be published in the Environmental Notice Bulletin.

Such public review may be conducted concurrently with any public review

required pursuant to the Act.

§ 19-0304 — Burning of hazardous wastes

Burning of hazardous wastes.

1. Any person applying for a permit to burn hazardous waste pursuant

to the department's rules and regulations shall be subject to the

requirements of this section.

For the purposes of this section, all burning of hazardous wastes

shall be subject to the provisions of this section, including combustion

for the recovery of the thermal value of such wastes.

As used in this section, the term "hazardous waste" shall have the

same meaning as provided in subdivision three of section 27-0901 of this

chapter except that it shall not include wastes classified as hazardous

wastes solely because they are ignitable.

2. Prior to the issuance of such permit the commissioner may require

the applicant to submit a trial burn plan. The trial burn plan shall

include but need not be limited to those items among the following which

the commissioner determines to be necessary:

a. An analysis of the waste or mixture of wastes to be burned;

b. An engineering description of the incinerator, process, or

combustion installation for which the permit is being sought;

c. A test protocol, including but not limited to the following for

each waste type:

(1) identification of waste type,

(2) waste feed rate,

(3) combustion air rate,

(4) combustion chamber temperature,

(5) gas residence time in combustion chamber,

(6) identification of actual and if used, surrogate principal organic

hazardous constituents (hereinafter referred to as "POHC") selected from

the list in appendix VIII of Part 261 of Title 40 code of Federal

Regulations,

(7) feed rate of actual POHC and if used, surrogate POHC,

(8) type and feed rate of auxiliary fuel,

(9) anticipated identification and flow rate of fuel products,

(10) estimated combustion efficiency and POHC destruction and removal

efficiency,

(11) methods of waste sampling and analysis,

(12) methods of stack sampling and analysis;

d. Procedures for rapidly stopping waste feed, shutting down the

incinerator, process, or combustion installation, and controlling the

emissions in the event of an equipment malfunction;

e. Such other information as the commissioner reasonably finds

necessary to determine whether approval of the trial burn plan will

ensure compliance with applicable performance standards.

3. The commissioner shall approve a trial burn plan if he finds that:

a. The trial burn will not present an imminent hazard to human health

or the environment;

b. The trial burn is likely to determine whether the incinerator,

process or combustion installation meet applicable performance

standards.

If the trial burn plan is not approved by the commissioner, he shall

state in writing the reasons for such disapproval to the applicant. If

the trial burn plan is approved by the commissioner, the owner/operator

shall only be required to perform a trial burn in accordance with the

approved trial burn plan. Notwithstanding the foregoing limitation, the

department may require a modification of the trial burn plan pursuant to

a written finding by the commissioner that such a modification is

required to protect the public health or the environment. Stack tests

shall be performed according to procedures established by the

commissioner to determine waste destruction and removal efficiency. The

commissioner may conduct tests to insure that trace levels of toxic air

contaminants are within acceptable limits.

4. After any approved trial burn, the applicant shall submit to the

commissioner a certification that the trial burn has been carried out in

accordance with the trial burn plan. This report shall be made within

sixty days of the trial burn. In addition, after each approved trial

burn, the applicant must furnish such information and data as required

by the commissioner pursuant to the approved trial burn plan.

5. The commissioner must either approve or disapprove the application

for an activity that includes the burning of hazardous wastes. If the

commissioner approves such application, the permit must specify the

operating conditions which must be met in burning such wastes. Such

permit must also specify the waste types described in the approved trial

burn plan. If it is necessary for the permittee to seek a modification

of the permit deemed significant by the department with respect to the

burning of hazardous waste or wastes, the commissioner may require a new

trial burn plan for the department's review.

6. If the commissioner disapproves such application he must notify the

applicant in writing of the reasons for such disapproval.

7. At a minimum, the owner or operator must continuously monitor the

combustion temperature, waste feed rate and combustion air rate when

burning hazardous wastes or use another system, subject to the approval

of the commissioner which provides at least equal assurance of on line

efficiency.

The commissioner shall require the owner or operator to periodically

inspect the incinerator, process, or combustion installation and

associated equipment to ensure that combustion efficiency is maintained.

The owner or operator must also inspect the alarm system and emergency

shut down controls at least every month, or as required by the

commissioner.

8. The commissioner, authorized officers or employees of the

department may enter any facility with an incinerator, process, or

combustion installation at any reasonable time, after proper

notification and identification, to conduct an inspection of the

installation and any records maintained pursuant to the permit.

9. The commissioner may accept a previously conducted stack test in

lieu of a trial burn plan and associated stack tests required under this

section.

§ 19-0305 — Commissioner; enforcement power

Commissioner; enforcement power.

1. The commissioner is hereby authorized to enforce the codes, rules

and regulations of the department established in accordance with this

article.

2. In addition to the powers otherwise granted under this article, and

in accordance with the policies of department, the commissioner shall

have power to:

a. Enter and inspect any property, premise or place and stop, detain

and inspect any motor vehicle for the purpose of investigating either an

actual or suspected source of air pollution or air contamination or for

the purpose of ascertaining compliance or noncompliance with any code,

rule or regulation which may be promulgated under this article. Any

information relating to secret processes, or methods of manufacture, or

production obtained in the course of the inspection or investigation

shall be kept confidential, provided that the quantity and physical and

chemical characteristics of actual and allowable air contaminant

emissions shall be considered public information. If samples of air or

air contaminants are taken for analysis during any inspection made on

the premises of a person who is suspected of causing air pollution or

air contamination or during the inspection of a motor vehicle, a

duplicate of the analytical report shall be furnished promptly to such

person or the owner of such motor vehicle.

b. Conduct or cause to be conducted studies and research with respect

to air pollution control, abatement or prevention.

c. Conduct and supervise programs of air pollution control education

including the preparation and distribution of information relating to

air pollution control.

d. Determine by means of field studies and sampling the degree of air

pollution in New York state.

e. Provide advisory technical consultation services to local

communities.

f. Develop and conduct demonstration programs in cooperation with

local communities.

g. Promote the establishment of local laboratory facilities including

essential instrumentation.

h. Provide facilities and staff for training personnel of local

communities in the principles of air sanitation.

i. Serve as the agent of the state for the receipt of monies from the

federal government or other public or private agencies and to expend

such monies after appropriation thereof for the purpose of air pollution

control studies or research.

j. Consider for approval or disapproval applications for permits and

certificates including plans or specifications for air contamination

sources and air cleaning installations or any part thereof submitted

consistent with the rules of the department, and inspect the

installation for compliance with the plans or specifications; provided

that in the case of a major steam electric generating facility, as

defined in former section one hundred forty of the public service law,

for which a certificate is required pursuant to the former article eight

of the public service law, or a major electric generating facility as

defined in section one hundred sixty of the public service law, for

which a certificate is required pursuant to article ten of the public

service law, such approval functions may be performed by the state board

on electric generation siting and the environment, as defined in the

public service law, pursuant to federally delegated or approved

environmental permitting authority, and such inspection functions shall

be performed by the department. Nothing herein shall limit the authority

of the department of health and the department to monitor the

environmental and health impacts resulting from the operation of such

major steam electric generating facility and to enforce applicable

provisions of the public health law and this chapter and the terms and

conditions of the certificate governing the environmental and health

impacts resulting from such operation.

k. Approve types of crankcase ventilating systems and air contaminant

emission control systems pursuant to standards promulgated by the

department, in accordance with the Vehicle and Traffic Law.

l. Do such other things as he may deem necessary, proper or desirable

in order that he may enforce codes, rules or regulations which have been

promulgated under this article.

§ 19-0306 — Municipal solid and regulated medical waste incineration facilities

Municipal solid and regulated medical waste incineration

facilities.

1. Definitions. When used in this section:

a. "Municipal solid waste incineration facility" means a facility that

is owned, operated, or utilized by, or under contract with, a

municipality or political subdivision and which utilizes high

temperature thermal destruction technologies, including combustion for

the recovery of thermal value or for the disposal of municipal solid

waste.

b. "Solid waste" means any materials or substances discarded or

rejected as being spent, useless, worthless, or in excess to the owner

at the time of such discharge or rejection, except sewage and other

highly diluted water carried materials or substances and those in

gaseous form.

c. "Regulated medical waste incineration facility" means an

incinerator which is operated or utilized for the disposal or treatment

of regulated medical waste, as defined in title 15 of article 27 of this

chapter and which may utilize high temperature thermal destruction

technologies, including combustion for the recovery of thermal value.

2. Within thirty days of the effective date of this section and

pursuant to the state administrative procedure act, the commissioner

shall, in consultation with the commissioner of health, propose final

draft operating requirements for emissions of air contaminants from

municipal solid waste incineration facilities. Such operating

requirements shall be effective and shall apply to municipal solid waste

incineration facilities for which a permit to construct has been issued

and final engineering drawings have been accepted by the commissioner

after one hundred twenty days after such operating requirements have

been formally promulgated. Such operating requirements shall govern the

operation and management of such facilities with respect to air

contamination, and shall include but not be limited to provisions for:

a. Maintenance of a minimum incineration temperature and the means and

location at which such temperature shall be measured;

b. Residence or exposure time for incineration;

c. Appropriate levels of control for acid gas, sulfur dioxide, oxides

of nitrogen, and hydrochloric acid with regard to the following:

(i) the level of protection provided the public health and

environment;

(ii) the likely or potential reductions of acid gas emissions from a

separate, nearby source of such emissions as a result of a proposed

facility becoming operational;

(iii) the likely economic impact of such controls due to associated

capital and operating costs, and in relation to alternative solid waste

management options, including landfilling; and

(iv) the appropriateness of reduced or modified levels of such

controls for smaller facilities;

d. Combustion efficiency;

e. Monitoring of emissions for toxic air contaminants, or surrogates

thereof where appropriate, to determine compliance with permit emission

limits twice within the first eighteen months of operation and once each

within the next two eighteen month intervals and subsequently at the

discretion of the commissioner, and following any detection of permit

violations in a manner to be determined by the commissioner;

f. Continuous monitoring for oxygen, carbon monoxide, carbon dioxide,

opacity and temperature;

g. Sampling and testing of the combined ash and dust residue at least

annually to determine appropriate disposition or disposal based on

relative toxicity; provided, however, that separate testing of ash and

dust shall be required if they are not mixed prior to disposal.

3. The department shall undertake further investigation of appropriate

cooling methods for achieving the condensation and collection of air

contaminants and of the necessity for, and appropriate means of,

regulating fine particulates. Upon such investigation, the commissioner

shall issue a report on his findings and may promulgate appropriate

regulations.

4. The department shall, in promulgating any new or revised rule or

regulation, accompany such rule making with an environmental impact

statement or a written assessment stating the extent to or means by

which such rule or regulation will prevent, control or prohibit air

pollution.

5. Operating requirements established pursuant to this section for

municipal incineration facilities shall be embodied in rules and

regulations of the department promulgated in accordance with the state

administrative procedure act.

6. On or before the effective date of this subdivision, the

commissioner shall, in consultation with the commissioner of health,

promulgate proposed operating requirements for the emission of air

contaminants from regulated medical waste incineration facilities. Such

operating requirements shall, where appropriate, be consistent with the

provisions of this section provided, however, that the commissioner

shall require such facilities to employ the best available control

technologies. Such operating requirements shall be effective and shall

apply to all regulated medical waste incineration facilities, for which

an operating permit has been issued, ninety days after such operating

requirements have been formally promulgated pursuant to the state

administrative procedure act provided, however, that where regulated

medical waste incineration facilities are owned by health care

facilities licensed pursuant to article twenty-eight of the public

health law and in operation by permit of the department on or before

September first, nineteen hundred eighty-seven, then such standards

shall become effective as to such facilities on January first, nineteen

hundred ninety-two.

7. Each person who operates a facility for the incineration of

regulated medical waste shall report to the commissioner on the volume

and sources of regulated medical waste that it incinerated on-site

during the six months next following the effective date of this

subdivision. Such report shall be the same as or similar to the report

required to be filed with the administrator. The commissioner is

authorized to require reports pursuant to this subdivision at least

annually thereafter.

§ 19-0306-a — Personal watercraft emissions regulations

Personal watercraft emissions regulations.

1. Pursuant to The Federal Clean Air Act, 42 U.S.C. section 7543

(e)(2)(b) as amended by Public Law 101-549, November fifteenth, nineteen

hundred ninety, within one year from the effective date of this section,

the commissioner shall adopt regulations which are consistent with the

California air emissions reduction and labeling regulations for new

spark ignition marine engines for use in personal watercraft. Such

regulations shall apply to every new personal watercraft that is

manufactured for sale or offered for sale in New York. The commissioner

shall review and revise such regulations annually in order to retain

their consistency with the California air emissions and labeling

regulations for spark ignition marine engines.

2. For purposes of this section, the term "personal watercraft" shall

have the same meaning as in subdivision thirty of section two of the

navigation law.

§ 19-0306-b — Zero-emissions cars and trucks

Zero-emissions cars and trucks.

1. It shall be a goal of the state that one hundred percent of new

passenger cars and trucks offered for sale or lease, or sold, or leased,

for registration in the state shall be zero-emissions by two thousand

thirty-five. It shall be a further goal of the state that one hundred

percent of medium-duty and heavy-duty vehicles offered for sale or

lease, or sold, or leased, for registration in the state be

zero-emissions by two thousand forty-five for all operations where

feasible. It shall be further a goal of the state to transition to one

hundred percent zero-emissions from new off-road vehicles and equipment

purchased beginning in two thousand thirty-five, where feasible.

2. The department, to the extent consistent with federal law, shall

develop and propose:

a. Passenger vehicle and truck regulations requiring increasing

volumes of new zero-emissions vehicles offered for sale or lease, or

sold, or leased, for registration in the state towards the target of one

hundred percent of in-state sales by two thousand thirty-five.

b. Medium-duty and heavy-duty vehicle regulations requiring increasing

volumes of new zero-emissions trucks and buses offered for sale or

lease, or sold, or leased, for registration and operated in the state

towards the target of one hundred percent of the fleet transitioning to

zero-emissions vehicles by two thousand forty-five everywhere feasible.

c. Strategies, in coordination with other state agencies, other states

and the federal environmental protection agency, to achieve one hundred

percent zero-emissions from new off-road vehicles and equipment

operations in the state by two thousand thirty-five. In implementing the

provisions of this paragraph, the department shall act consistently with

safety, technological feasibility and cost-effectiveness.

3. The New York state energy research and development authority, in

consultation with the department, the department of economic

development, the public service commission, the department of

transportation, the department of motor vehicles, and other state

agencies, local agencies and other interested parties, shall develop a

zero-emissions vehicle market development strategy by January

thirty-first, two thousand twenty-three, and an update every three years

thereafter, that:

a. Ensures coordinated and expeditious implementation of the system of

policies, programs and regulations necessary to achieve the goals and

orders established by this section.

b. Outlines state agencies' actions to support new and used

zero-emissions vehicle markets for broad accessibility for all residents

of this state.

4. The department, the New York state energy research and development

authority, the public service commission and other state agencies, shall

use existing authorities to accelerate deployment of affordable powering

options for zero-emissions vehicles, in ways that serve all communities

and particularly low-income and disadvantaged communities, consistent

with state and federal law.

5. The department, the New York state energy research and development

authority, the department of motor vehicles and the department of

transportation, in consultation with the other state agencies, shall on

or before July fifteenth, two thousand twenty-three, identify near term

actions and investment strategies to improve sustainable transportation,

freight and transit options, including where feasible:

a. Supporting bicycle and pedestrian options, particularly in

low-income and disadvantaged communities in the state, by incorporating

safe and accessible infrastructure into projects where appropriate.

b. Supporting light, medium, and heavy-duty zero-emissions vehicles

and infrastructure as part of larger transportation projects, where

appropriate.

§ 19-0307 — Certificates of compliance for purposes of the Real Property Tax Law

Certificates of compliance for purposes of the Real Property

Tax Law.

1. For the purposes of section 481 of the Real Property Tax Law, the

commissioner or his designated representative is hereby authorized to

issue certificates of compliance concerning air pollution control

facilities and air pollution controlled process facilities as defined in

such law. No such certificate shall be issued unless the facility to

which it is applicable is in compliance with applicable provisions of

titles 1 to 11, inclusive, and title 19 of article 17, article 19, and

title 1 of article 27 of this chapter; of the Public Health Law; of the

state sanitary code and of codes, rules, regulations, permits or orders

issued pursuant thereto.

2. In the case of facilities which have not been completed prior to

the close of a taxable status date with respect to which an exemption

may be claimed under the Real Property Tax Law, a temporary certificate

of compliance may be issued if the commissioner or his representative is

satisfied, on the basis of the construction which has taken place, that

such facilities, when completed, will be in compliance with the

provisions of titles 1 to 11, inclusive, and title 19 of article 17,

article 19, and title 1 of article 27 of this chapter; of the Public

Health Law, of the state sanitary code, and codes, rules, regulations,

permits or orders issued pursuant thereto. Such a temporary certificate

shall apply only to taxes levied as of the taxable status date with

respect to which such a certificate is issued.

3. The certificate of compliance may be revoked by the commissioner,

after providing an opportunity to be heard, upon a determination that

the facility to which it was applicable either is not, or has not been,

in compliance with applicable provisions of this chapter, the state

sanitary code or codes, rules, regulations, permits or orders issued

pursuant thereto. Upon revocation, the commissioner shall notify the

commissioner of taxation and finance and the assessor of the appropriate

county, city, town or village.

§ 19-0309 — Certificates of compliance for purposes of the Tax Law

Certificates of compliance for purposes of the Tax Law.

1. For the purposes of sections 208, 210, 606 and 612 of the Tax Law,

the commissioner or his designated representative is hereby authorized

to issue certificates of compliance concerning air pollution control

facilities and air pollution controlled process facilities as defined in

such law. No such certificate shall be issued unless the facility to

which it is applicable is in compliance with applicable provisions of

titles 1 to 11, inclusive, and title 19 of article 17, article 19, and

title 1 of article 27 of this chapter; of the Public Health Law; of the

state sanitary code and of codes, rules, regulations, permits or orders

issued pursuant thereto.

2. In the case of facilities which have not been completed prior to

the close of a taxable year for which a deduction may be claimed under

the Tax Law, a temporary certificate of compliance may be issued if the

commissioner or his representative is satisfied, on the basis of the

construction which has taken place, that such facilities, when

completed, will be in compliance with the provisions of titles 1 to 11,

inclusive, and title 19 of article 17, article 19, and title 1 of

article 27 of this chapter; of the Public Health Law; of the state

sanitary code, and codes, rules, regulations, permits or orders issued

pursuant thereto. Such a temporary certificate shall apply only to

expenditures made in the taxable year with respect to which such a

certificate is issued.

3. The certificate of compliance may be revoked by the commissioner,

after providing an opportunity to be heard, upon a determination that

the facility to which it was applicable either is not, or has not been,

in compliance with applicable provisions of this chapter, the state

sanitary code or codes, rules, regulations, permits or orders issued

pursuant thereto. Upon revocation, the commissioner shall notify the

State Tax Commission.

§ 19-0311 — Operating permit program for sources subject to federal Clean Air Act

Operating permit program for sources subject to federal Clean

Air Act.

1. The department shall establish an operating permit program for

sources subject to Title V of the Act. Upon approval of such program by

the administrator, the following sources of regulated air contaminants,

hereinafter referred to as "sources", shall obtain an operating permit

pursuant to this section:

a. major stationary sources;

b. any source, including an area source, subject to a standard,

limitation or other requirement under section 7412 of the Act, except

that a source is not required to obtain an operating permit pursuant to

this section solely because it is subject to regulation under section

7412(r) of the Act;

c. sources subject to a standard, limitation or other requirement

under section 7411 of the Act;

d. affected sources pursuant to Title IV of the Act; and

e. any source in a source category designated by the commissioner in

regulation, which shall be the same as the list of sources promulgated

by the administrator pursuant to the Act.

2. In implementing this section, the department shall:

a. review and revise, as necessary to be consistent with the Act and

other applicable federal and state laws, existing regulations to provide

for adequate, streamlined and reasonable procedures for processing

permit applications, for public notice and participation, including

offering an opportunity for public comment and hearing, and for

expeditious review of permit actions, including applications, renewals

and revisions;

b. notwithstanding the provisions of paragraph i of this subdivision,

establish regulations for a phased schedule for acting on complete

permit applications. Such schedule shall ensure that at least one-third

of such permits shall be acted upon by the department annually over a

period of three years after the administrator approves the operating

permit program;

c. promulgate regulations, consistent with the Act and other

applicable federal and state laws, for expeditiously determining whether

an application for a permit is complete. Such regulations shall specify

that, in order to be deemed complete, an application shall include:

(i) source identification information;

(ii) a description of the source's processes and products by Standard

Industrial Classification Code, including any associated with alternate

scenarios identified by the source;

(iii) an identification and description of emissions and emission

points, including rates of such emissions in sufficient detail to

establish the basis for the fees and applicability of requirements of

the Act;

(iv) an identification of pollution control activities and compliance

monitoring devices or activities;

(v) any limitations on operations or any work practice standards;

(vi) any calculations on which the information provided to the

department is based;

(vii) citation and description of all applicable requirements in state

and federal law;

(viii) a description of or reference to any applicable test method for

determining compliance with applicable requirements;

(ix) information determined necessary by the department to define

alternative operating scenarios identified by the permit applicant;

(x) compliance plans;

(xi) schedules of compliance;

(xii) schedules for submission of certified progress reports;

(xiii) a compliance certification;

(xiv) completed forms as required under Title IV of the Act;

(xv) certification by a responsible official that the information

submitted is true, accurate and complete; and

(xvi) any other information required by the Act or other applicable

federal or state laws and implementing regulations. Provided, however,

that applications for permit revisions need contain such information

only to the extent required by the Act or regulations promulgated

thereunder.

d. determine, consistent with subdivision 3 of section 70-0117 of this

chapter, whether an application is complete within sixty days of

receipt, provided that if the department does not make such

determination within sixty days, the application is deemed complete. If

the department deems the application to be incomplete, the department

must, consistent with subdivision 1 of section 70-0109 of this chapter,

provide a written explanation of any deficiencies found in the

application;

e. provide for issuance, after notice and opportunity for public

comment, of a general permit covering numerous similar sources for

purposes of complying with Title V of the Act or this article. Such

regulations shall ensure that the general permit complies with all

requirements applicable under the Act and this chapter and identified

criteria by which sources may qualify for such general permit.

Notwithstanding subdivision five of this section, the source shall be

subject to enforcement action for operation without a permit if the

source is determined not to qualify for the conditions and terms of the

general permit. Such regulations shall require that any source proposing

to operate pursuant to a general permit shall request such permit in

writing, and the department shall respond to such request in writing

within sixty days;

f. provide that a single permit will be issued for each source, except

upon request of a source. In no case shall the determination of whether

a source is subject to the requirement to obtain an operating permit

pursuant to this section be affected by the application for or issuance

of more than one operating permit for that source. In no case shall a

source which has been issued multiple permits be allowed to make minor

modifications which, in the aggregate, would be a significant

modification if the source had been issued a single permit, unless such

source complies with all of the requirements for a significant

modification;

g. provide for issuance of a single permit authorizing emissions from

similar operations at multiple temporary locations, provided that such

permit shall not be issued unless it includes conditions that will

ensure compliance with the requirements of this chapter and the Act at

all authorized locations and unless it requires the owner or operator to

notify the department in advance of each change in location;

h. establish provisions for notifying each state which is within fifty

miles of a source that has submitted an application for an operating

permit. Such notifications shall be consistent with section 7661d of the

Act and Article 70 of this chapter and the state administrative

procedure act;

i. take final action on a permit application within eighteen months

after the date of receipt of a complete application. Notwithstanding any

other provision of law, in the event the department fails to act on a

complete permit application or a complete permit renewal application

within eighteen months, such failure shall be treated as a final agency

action solely for the purpose of judicial review; and

j. require revisions to a permit to incorporate applicable

requirements under the Act or state law if the remaining permit term is

three years or more. If the permit term is three years or more or if the

permit has been extended pursuant to paragraph b of subdivision five of

this section, such revision shall be completed not later than eighteen

months after promulgation of the applicable requirement.

k. provide an exemption from regulation with respect to volatile

organic compounds for any bakery facility which (i) derives at least

fifty percent of its revenues from retail sales on premises, or (ii)

utilizes only batch ovens in its baking process. A "batch oven" shall be

defined as a non-conveyor belt oven operating on a single baking cycle

in which a determinate amount of product is cooked at one baking.

3. Operating permits issued pursuant to this section shall include the

following conditions:

a. emissions limitations or standards including standards established

by the Act and this article, and references to the origin of and

authority for each term and condition;

b. provisions for a fixed permit term, not to exceed five years,

unless a shorter term is requested by the source or the department

determines a shorter term is appropriate, except if a different term is

required to comply with the Act;

c. provisions for detailed monitoring, recordkeeping and reporting,

including requirements that records be kept for five years, and that

monitoring records be submitted to the department at least every six

months, provided, however, that, unless required by the Act, continuous

emissions monitoring need not be required if alternative methods are

available that provide sufficiently reliable and timely information for

determining compliance;

d. A prohibition on emissions in excess of any allowances held by an

affected source under Title IV of the Act;

e. terms and conditions, if requested by the source, for the trading

of emissions increases and decreases within a facility, to the extent

applicable requirements provide for such trading;

f. provisions for alternative operating scenarios where a source

identifies such scenarios in its permit application for department

approval, and where such scenarios are approved by the department;

g. provisions for emergencies beyond the control of the source;

notwithstanding section 71-2109 of this chapter, an "emergency" shall

mean any situation arising from sudden and reasonably unforeseeable

events beyond the control of the source, which situation requires

immediate corrective action to restore normal operation and which causes

the source to exceed a technology-based emission limitation under the

permit, due to unavoidable increases in emissions attributable to the

emergency. An emergency shall not include noncompliance to the extent

caused by improperly designed equipment, lack of preventative

maintenance, careless or improper operation, or operator error;

h. identification of the terms of the permit that are federally

enforceable;

i. provisions for inspection, entry, monitoring, compliance

certification and reporting to assure compliance with the permit terms

and conditions;

j. unless inconsistent with the Act, provisions for confidentiality of

proprietary information pursuant to subdivision two of section

eighty-seven of the public officers law, and regulations promulgated

thereunder;

k. provisions to allow an existing source to voluntarily make early

reduction(s) in hazardous air pollutants, pursuant to section 7412(I)

(5) of the Act, and provisions to establish emissions standards for

hazardous air pollutants on a case-by-case basis pursuant to section

7412(d), (g) and (j) of the Act in the event the administrator fails to

meet the deadlines established pursuant to section 7412(e) of the Act

for the promulgation of such standards applicable to a source or source

category;

l. provisions that no existing source that has installed best

available control technology (as defined in section 7479(3) of the Act),

or technology required to meet a lowest achievable emission rate (as

defined in section 7501 of the Act), prior to the promulgation of a

standard applicable to such source under section 7412(d) and (j) for the

same pollutant (or stream of pollutants) shall be required to comply

with such standard under this section until the date five years after

the date on which such installation or reduction has been achieved, as

determined by the department;

m. provision for a severability clause to ensure the continued

validity of the various permit conditions in the event of a challenge to

any portion of a permit;

n. provisions to allow that, for any performance or emission standard

or other requirement established for a source prior to the issuance of

an operating permit, such permit may contain a compliance schedule

requiring the source to achieve compliance as soon as practicable but

not later than the time required by the Act or this article or

regulations promulgated thereunder;

o. provisions requiring compliance with all conditions of the permit,

and requiring that noncompliance be grounds for enforcement action; for

permit termination, revocation and reissuance, or revision; or for

denial of a permit renewal application;

p. provisions allowing for changes within a source without requiring a

permit revision provided that such changes are not modifications under

Title I of the Act and the changes do not exceed the emissions allowable

under the permit; provided, however, that the source must provide the

department with written notification at least seven days in advance of

the proposed changes;

q. provisions specifying the conditions under which the permit may be

reopened and revised prior to the expiration, as prescribed by

regulation, and providing that reopenings shall not be initiated before

a notice of such intent is provided to the source by the department at

least thirty days in advance of the date that the permit is to be

reopened, except that the department may provide a shorter time period

in the case of an emergency; and

r. other conditions necessary to assure compliance with the Act and

other applicable federal and state laws and implementing regulations.

4. a. The department shall provide adequate, streamlined, and

reasonable procedures for expeditiously processing applications for

minor permit modifications, as defined in regulations. Minor

modifications may include those that:

(i) do not violate any applicable requirement of this article or the

Act;

(ii) do not involve significant changes to existing monitoring,

reporting, or recordkeeping requirements in the permit;

(iii) do not require or change a case-by-case determination of an

emission limitation or standard, or a source specific determination for

temporary sources of ambient impacts, or a visibility or increment

analysis;

(iv) do not seek to establish or change a permit term or condition for

which there is no corresponding underlying applicable requirement and

that the source has assumed to avoid an applicable requirement to which

the source would otherwise be subject to, including but not limited to

federally enforceable emissions caps assumed to avoid classification as

a modification under any provision of Title I or emissions limitations

approved pursuant to section 7412(i)(5) of the Act; or

(v) do not constitute a modification under Title I of the Act.

b. Upon application by a source for a minor permit modification, the

department shall determine whether such application is complete within

fifteen days after receipt of such application and whether such proposed

modification is minor within twenty-five days after receipt of such

application. The department may require public notice of such

application and the department's determination of whether the

modification is minor. If such modification is deemed minor, the source

may proceed with the modification. The department shall approve or deny

a minor permit modification within ninety days of the receipt of an

application under this subdivision or fifteen days after the end of the

administrator's forty-five day review period pursuant to section

7661d(b)(1) of the Act, whichever is later, unless such modification is

treated as a new application. The provisions of subdivision five of this

section are not applicable to minor modifications until the source

receives the final approval from the department.

5. a. The department shall include in a permit issued pursuant to this

section a provision stating that compliance with the conditions of the

permit shall be deemed compliance with the applicable requirements of

the Act as of the date of permit issuance, provided that:

(i) such applicable requirements are specifically identified in the

permit; or

(ii) the department, in acting on the permit application or revision,

determines in writing that other requirements specifically identified

are not applicable to the source, and the permit includes the

determination or a concise summary thereof. Provided further that

nothing herein shall preclude the department from revising or revoking

the permit pursuant to article seventy of this chapter or from

exercising its summary abatement authority under sections 71-0301 or

71-1719 of this chapter.

b. Consistent with section four hundred one of the state

administrative procedure act, the terms and conditions of a permit are

automatically continued pending final determination by the department on

a request for renewal or initial application for an operating permit,

provided a permittee has made a timely and complete application and paid

the fees pursuant to section 72-0303 of this chapter.

§ 19-0312 — Power plant emissions and performance standards

Power plant emissions and performance standards.

1. Definitions. As used in this section:

a. "Mercury" means elemental, oxidized, and particle-bound mercury in

source emissions.

b. "Major electric generating facility" means any electricity

generating facility with a nameplate capacity of twenty-five thousand

kilowatts or more.

2. Any major electric generating facility shall demonstrate compliance

with all applicable emission requirements established by the department

for the purpose of complying with all state and federal air quality

requirements, including requirements for Sulfur Dioxide, Nitrogen

Oxides, Mercury, Carbon Dioxide and particulate matter of less than 2.5

microns. Such facility must also comply with other applicable department

air quality requirements relating to offsetting of emissions.

3. No later than twelve months after the effective date of this

section, the commissioner shall promulgate rules and regulations

targeting reductions in emissions of carbon dioxide that would apply to

major electric generating facilities that commenced construction after

the effective date of the regulations.

§ 19-0313 — Small business stationary source technical and environmental compliance assistance program

Small business stationary source technical and environmental

compliance assistance program.

1. The commissioner is hereby authorized and directed to establish,

develop and implement a small business stationary source technical and

environmental compliance assistance program for those categories of

sources of air contamination identified in section 7661f(c) of the Act

or any other category of source the commissioner deems appropriate. The

commissioner, after consultation with the administrator of the United

States environmental protection agency, the administrator of the United

States small business administration, the small business stationary

source compliance advisory panel and the small business stationary

source ombudsman created pursuant to section one hundred thirty-seven of

the economic development law, and after providing notice and opportunity

for public hearing, may exclude from the program any category or

subcategory of sources identified in section 7661f(c) of the Act that

the commissioner determines to have sufficient technical and financial

capabilities to meet the requirements of the Act without such

assistance. The department may designate eligibility for assistance

based on whether the stationary source has sufficient technical and

financial capabilities to comply with federal and state law without such

assistance. Such program shall include:

a. the development, collection and coordination of information

concerning compliance methods and technologies for stationary sources of

air pollution, and programs to encourage lawful cooperation among such

sources and other persons to further comply with the provisions of this

article;

b. adequate mechanisms for assisting small business stationary sources

with pollution prevention and accidental release detection and

prevention, including providing information concerning alternative

technologies, process changes and products and methods of operation that

help reduce air pollution;

c. the provision of assistance for small business stationary sources

in: (i) determining applicable requirements of the Act and this article

and rules and regulations promulgated pursuant thereto; and (ii)

submitting complete permit applications consistent with the provisions

of section 19-0311 of this title, and receiving permits issued by the

department in a timely and efficient manner;

d. adequate mechanisms to assure that small business stationary

sources receive notice of their rights under the Act and this article

and rules and regulations promulgated pursuant thereto in such a manner

and form as to assure reasonably adequate time for such sources to

evaluate compliance methods and any relevant or applicable proposed or

final regulation or standard or state implementation plan revision

issued pursuant to the Act;

e. adequate mechanisms for informing small business stationary sources

of their obligations under this article and the Act, including

establishing mechanisms for referring these sources to qualified

auditors, or at the department's option upon the request of the small

business stationary source, for providing audits of the operations of

such sources to determine compliance with the Act and this article and

rules and regulations promulgated pursuant thereto;

f. procedures for consideration of, and response to, requests from

small business stationary sources for technical and environmental

compliance assistance including, but not limited to: (i) assistance in

the modification of any work practice and the identification of

affordable alternative technologies or technological improvements to

achieve compliance with or to establish compliance procedures pursuant

to the Act or this article and rules and regulations promulgated

pursuant thereto; (ii) the establishment of a schedule of milestones for

implementing such work practice or method of compliance preceding any

applicable compliance date, based on the technology and financial

capability of such small business stationary source; and (iii) on-site

consultations, if requested by a small business stationary source,

regarding achievement of compliance. No modification may be recommended

unless it is in compliance with the applicable requirements of the Act,

including applicable requirements of the state implementation plan.

Where applicable requirements are set forth in federal or state

regulations, only those modifications authorized in such regulations may

be made;

g. procedures for soliciting input from and exchanging information

with the small business stationary source ombudsman created pursuant to

section one hundred thirty-seven of the economic development law,

regarding compliance requirements for small business stationary sources;

h. adequate mechanisms for the collection and dissemination of

information to small business stationary sources, including: (i) the

development of small business stationary source guidance manuals

indicating the categories of small businesses subject to the

requirements of this article and the Act, specific compliance

requirements and options, a schedule of compliance deadlines and other

pertinent information; and (ii) the establishment of a toll-free

telephone number dedicated to answering questions involving small

business stationary source compliance;

i. procedures for assuring the confidentiality of information received

from small business stationary sources;

j. the identification of individuals and firms with a distinctive

competence in areas related to business compliance with environmental

laws, rules and regulations, and a demonstrated ability to serve small

businesses, for the purpose of referring small business stationary

sources with identified needs to consultants with relevant expertise;

and

k. the provision of information on state-sponsored programs offering

financial or technical assistance and on funding available from private

lenders to stationary sources and aid such sources in applying for

financial assistance or funding.

2. In developing the small business stationary source technical and

environmental compliance assistance program the department may contract

with either the environmental facilities corporation or any other person

the commissioner deems appropriate to carry out any or all of the

provisions of this section.

3. In developing and implementing the small business stationary source

technical and environmental compliance assistance program as required

pursuant to subdivision one of this section, the department shall

consult with the small business stationary source compliance advisory

panel as created pursuant to section 19-0315 of this title and the small

business stationary source ombudsman as created pursuant to section one

hundred thirty-seven of the economic development law.

4. The provisions of article six of the public officers law shall not

apply to records containing information supplied by small business

stationary sources to the environmental facilities corporation pursuant

to this section.

§ 19-0315 — Small business stationary source compliance advisory panel

Small business stationary source compliance advisory panel.

1. There is hereby established a small business stationary source

compliance advisory panel which shall have the responsibility to:

a. provide guidance to the department on the development of the small

business stationary source technical and environmental compliance

assistance program;

b. render advisory opinions concerning the effectiveness of the small

business stationary source technical and environmental compliance

assistance program, including the adequacy of funding available to the

program, difficulties encountered, and degree and severity of

enforcement;

c. make periodic reports to the commissioner and the administrator of

the United States environmental protection agency concerning the

compliance of the small business stationary source technical and

environmental compliance assistance program with the requirements of the

federal paperwork reduction act, 42 U.S.C. § 3501 et seq.; the

regulatory flexibility act, 42 U.S.C. § 601 et seq.; and the equal

access to justice act, 5 U.S.C. § 504;

d. review information for small business stationary sources to assure

that such information is understandable by the layperson;

e. review and advise the department on the development of rules and

regulations, the state implementation plan as it affects small business

stationary sources, and other programs affecting small business

stationary sources implemented by the department pursuant to the Act;

and

f. make recommendations for the development of programs to further

assist small business stationary sources, including technical and

financial assistance programs.

2. The small business stationary source compliance advisory panel

shall consist of nine members who shall be appointed no later than

November fifteenth, nineteen hundred ninety-three. The panel shall

consist of:

a. two persons, who are not owners or representatives of owners of

small business stationary sources, selected by the governor to represent

the general public;

b. six persons who are owners or who represent owners of small

business stationary sources, two selected by the president pro tem of

the senate, two selected by the speaker of the assembly, one selected by

the minority leader of the senate and one selected by the minority

leader of the assembly; and

c. one person selected by the commissioner to represent the

department.

3. The panel shall meet at least quarterly and shall designate one of

its members, other than the commissioner's representative, to serve as

chairperson. Members of the panel shall serve for terms of three years

from the date of their appointment, except that the members appointed by

the commissioner shall serve at the pleasure of the commissioner.

Members shall serve without compensation, except that they shall be

allowed their actual and necessary expenses incurred in the performance

of their duties pursuant to this section.

4. The department or its designee shall serve as the secretariat for

the panel for development and dissemination of reports and advisory

opinions.

§ 19-0317 — Air program evaluation

Air program evaluation.

Within eighteen months after the effective date of this section, and

biennially thereafter, the department shall, in coordination with the

department of economic development, prepare and submit to the governor

and the legislature a report evaluating the programs proposed or adopted

to implement the Act. The evaluation shall include:

1. an identification of the specific measures taken to implement the

Act, and progress made toward meeting emission reductions required by

the Act;

2. recommendations on any additional measures which must be taken if

the state is not meeting emission reductions required by the Act;

3. an evaluation of the resources available to implement the programs

required by the Act and whether those resources are sufficient;

4. an analysis of the costs of measures taken to implement the Act,

including costs imposed directly and indirectly on mobile sources,

stationary sources, consumers and businesses. The analysis shall also

identify the benefits of compliance with the Act;

5. an analysis of the adequacy of measures taken to assist small

business stationary sources in complying with the Act;

6. an identification and status of any non-compliance notifications

received from the United States environmental protection agency;

7. a summary of any significant new regulations or guidance prepared

by the United States environmental protection agency; and

8. an identification of any regulation or guidance expected from the

United States environmental protection agency necessary for the state to

implement provisions of the Act, and the effect of any past due rule or

guidance on the state's compliance efforts.

§ 19-0319 — Centrally fueled fleet program

Centrally fueled fleet program.

1. The department shall develop a centrally fueled fleet program for

light duty and heavy duty vehicles, as specified in subdivision (b) of

section 7586 of the Act, unless the department has adopted a substitute

program or programs for the centrally fueled fleet program, provided

that the substitute program meets the criteria set forth in section

7511a(c)(4)(B) of the Act for administrator approval of such program.

2. Such centrally fueled fleet program shall be developed in

consultation with fleet operators, vehicle manufacturers, fuel producers

and distributors, and other interested parties taking into account

operational range, specialty uses, vehicle and fuel availability, costs,

safety, resale value of vehicles and equipment and other relevant

factors.

3. Such centrally fueled fleet program shall contain provisions

requiring that at least a specified percentage of all new covered fleet

vehicles in model year nineteen hundred ninety-eight and thereafter

purchased by each covered fleet operator shall be clean fuel vehicles

and shall use clean alternative fuels when operating in the covered

areas. For the applicable model years (MY) and vehicle types the

specified percentages shall be no less than the percentages specified in

the following table:

CLEAN FUEL VEHICLE PHASE-IN REQUIREMENTS FOR FLEETS

Vehicle Type

MY1998 MY1999 MY2000

Light-duty trucks up to 6000 lbs.

GVWR & light-duty vehicles .................. 30% 50% 70%

Heavy-duty trucks above

8,500 lbs. GVWR ............................. 50% 50% 50%

4. Such centrally fueled fleet program shall also provide that the

choice of clean fueled vehicles and clean alternative fuels shall be

made by the covered fleet operator subject to the requirements of this

section.

5. Such centrally fueled fleet program shall require fuel providers to

make clean alternative fuel available to covered fleet operators at

locations at which covered fleets are centrally fueled.

§ 19-0320 — Emissions inspections of heavy duty vehicles

Emissions inspections of heavy duty vehicles.

1. When used in this section:

a. "Heavy duty vehicle" means any vehicle powered by diesel fuel and

having a gross vehicle weight of greater than eight thousand five

hundred pounds, except that those vehicles defined in sections one

hundred one, subparagraph two of paragraph E and subparagraph (a) of

paragraph F of subdivision seven of section four hundred one of the

vehicle and traffic law, and vehicles specified in subdivision thirteen

of section four hundred one of the vehicle and traffic law, and farm

type tractors and all terrain type vehicles used exclusively for

agricultural or mowing purposes, or for snow plowing, other than for

hire, farm equipment, including self-propelled machines used exclusively

in growing, harvesting or handling farm produce, and self-propelled

caterpillar or crawler-type equipment while being operated on the

contract site, and timber harvesting equipment such as harvesters, wood

chippers, forwarders, log skidders, and other processing equipment used

exclusively off highway for timber harvesting and logging purposes,

shall not be deemed heavy duty vehicles for purposes of this section.

b. "Roadside program" means a roadside examination program conducted

pursuant to the heavy duty vehicle emissions reduction act for the

inspection of emissions and emission control equipment, at any public or

quasi-public location as designated by the commissioner of

transportation with the concurrence of the department and, where

appropriate, the New York state thruway authority.

c. "Annual inspection program" means a program in which heavy duty

vehicles registered or required to be registered in counties in the

state designated as being in serious, severe or extreme non-attainment

of the National Ambient Air Quality Standard for ozone pursuant to the

1990 amendments of the federal Clean Air Act (42 U.S.C. 7511) are

annually inspected in accordance with this article.

2. The department, jointly with the departments of motor vehicles and

transportation, shall develop a program for the inspection of emissions

from heavy duty vehicles. Such inspection program shall consist of an

annual inspection program and a roadside program. The annual inspection

program developed in accordance with this section shall be limited to

heavy duty vehicles registered or required to be registered in counties

in the state designated as being in serious, severe or extreme

non-attainment of the National Ambient Air Quality Standard for ozone

pursuant to the 1990 amendments of the federal Clean Air Act (42 U.S.C.

7511). Under no circumstances shall such program require heavy duty

vehicles to meet emission standards more stringent than the new vehicle

emission standards to which such vehicles were certified pursuant to the

federal Clean Air Act. The department shall, with the department of

transportation and, where appropriate, the New York state thruway

authority, jointly develop criteria for roadside program site selection

and procedures for the control of traffic and operation of such sites.

3. The department, jointly with the departments of motor vehicles and

transportation, shall adopt rules and regulations establishing test

standards, method, and equipment for the period of effectiveness of this

section. The department shall adopt such rules and regulations and

implement such program by June first, nineteen hundred ninety-nine. The

department shall consider establishing a hardship waiver based on an

evaluation of fleet size and cost of effective repair, and shall

consider exempting from the roadside inspection vehicles that

successfully pass an annual inspection as approved by the commissioner.

4. Notwithstanding the provisions of title twenty-one of article

seventy-one of this chapter, operation of a heavy duty vehicle which,

when tested, exceeds emission levels set forth in regulations

promulgated pursuant to this section shall be a violation, and the

following penalties shall apply to any violation found as a result of

roadside emissions inspections:

a. First violation: $ 700.00

Second and subsequent violations: $1300.00.

b. The penalties set forth in paragraph a of this subdivision shall be

reduced to one hundred fifty dollars for the first violation and five

hundred dollars for the second and subsequent violations by the court or

administrative tribunal before which the summons or appearance ticket is

returnable if the violation set forth in the summons or appearance

ticket is corrected not later than thirty days after the issuance of the

summons or appearance ticket and proof of such correction, as defined in

paragraph c of this subdivision, is submitted to the court or

administrative tribunal. The penalties described in this section shall

not apply to vehicles defined by section one hundred forty-two of the

vehicle and traffic law or owned by a county, town, city, or village for

a first violation provided the vehicle is repaired within thirty days of

ticket issuance.

c. Acceptable proof of repair or adjustment shall be submitted to the

court or administrative tribunal on or before the return date of the

summons or appearance ticket in a form and manner prescribed by

regulations adopted pursuant to this section.

5. Notwithstanding the provisions of title twenty-one of article

seventy-one of this chapter, operation of any heavy duty vehicle

registered or required to be registered in this state without a

certificate of inspection resulting from an annual inspection as

required by regulations adopted pursuant to this section shall be a

violation, and the following violation structure shall apply to such

violations:

a. First violation: $ 700.00

Second and subsequent violations: $1300.00.

b. The penalties defined in paragraph a of this subdivision shall be

reduced to three hundred fifty dollars for the first violation and seven

hundred fifty dollars for second and subsequent violations, provided

that the vehicle in question bears a certificate which was valid within

the last thirty days. The penalties described in this section shall not

apply to vehicles defined by section one hundred forty-two or owned by a

county, town, city, or village of the vehicle and traffic law for a

first violation provided the vehicle is repaired within thirty days of

ticket issuance.

6. Vehicles found in violation of applicable emission standards

implemented pursuant to this program shall not be subject to impoundment

or otherwise prevented from engaging in commerce as a result of this

program.

6-a. Notwithstanding the provisions of this section, no penalty shall

be imposed pursuant to this section where the operator of such vehicle

has been convicted of the same violation arising from the same incident

pursuant to section three hundred one-b of the vehicle and traffic law.

7. The department shall, to the extent practicable, coordinate with

appropriate agencies in the states in the northeast ozone transport

region and which have proposed or adopted heavy duty emission inspection

programs to promote regional consistency in such programs.

§ 19-0321 — Permits to construct and operate certain municipally sponsored major facilities

Permits to construct and operate certain municipally

sponsored major facilities.

1. For the purposes of this section only:

a. "Major facility" means an air contamination source which directly

emits, or has the potential to emit, twenty-five tons per year of either

oxides of nitrogen or volatile organic compounds.

b. "Municipally sponsored facility" means a facility for which a city

with a population of one million or more or a political subdivision or

agency thereof was an applicant or co-applicant as of November

fifteenth, nineteen hundred ninety-two.

c. "Emission offset" means an emission reduction credit, as

established by the commissioner, required to be obtained from a severe

nonattainment area by an air contamination source prior to the issuance

of a permit to construct, at a ratio of 1.3 tons of reductions for each

ton of new emissions of oxides of nitrogen and volatile organic

compounds; provided that the emission offset requirement for oxides of

nitrogen may be met by oxides of nitrogen or an equivalent number of

tons of volatile organic compounds.

2. The provisions of this section shall apply only to permits to

construct and operate issued on or after November fifteenth, nineteen

hundred ninety-two for a municipally sponsored major facility located in

a city with a population of more than one million for which the permit

application was deemed complete by the department before November

fifteenth, nineteen hundred ninety-two.

3. No permit to construct shall be issued or shall be valid for a new

or modified major facility until after the applicant has obtained

emission offsets for such facility. For purposes of this section, in

addition to any other available emission offsets, emission reductions

from the following sources shall be eligible as emission offsets:

a. emission reductions that result from the closure or modification of

any solid waste incineration facilities within such city which were

operating in nineteen hundred ninety-one; and

b. emission reductions that result from the cessation of operation,

removal or sealing of any refuse burning equipment in such city pursuant

to any local law which took effect in nineteen hundred ninety-three.

Provided, that the commissioner shall have authority to establish the

amount of credit attributed to any emission reduction used to create an

emission offset to satisfy the requirements of this section.

4. Prior to the operation of a facility which as been issued a permit

to which subdivision three of this section applies, such city shall

conduct a base-line health study on a statistically representative

sample of residents within the areas most affected by the facility. No

later than one hundred eighty days after the commencement of operation

of such facility, the city shall, in conjunction with the department,

conduct stack tests of the facility and assess the health risks from

expose to such emissions; such stack tests shall be performed in

accordance with the department's rules and the results of such

assessment shall be delivered to the department within thirty days after

completion of the health risk assessment report for appropriate action.

After operation of such facility is commenced, such city shall implement

a follow-up health study that monitors on a regular basis the health

impacts from such facility with an emphasis on at-risk populations. Such

study and monitoring shall be conducted in consultation with an advisory

committee appointed by the commissioner of health which shall include

representatives of the parties to the permit proceeding for such

facility. Such study and monitoring shall be designed to avoid

duplication of efforts otherwise required by permit or by law.

5. Notwithstanding the provisions of subdivision two of this section,

any action deemed to have a significant impact on the environment

pursuant to article eight of this chapter, if such action involves a

municipally sponsored facility within a three-mile radius of a permitted

facility for which emission offsets were required pursuant to this

section, shall require an environmental impact statement which shall

include an analysis of the cumulative air impacts of such action in

conjunction with other actions involving facilities that have been

constructed or are planned within such three-mile radius.

§ 19-0323 — Use of ultra low sulfur diesel fuel and best available technology by the state

Use of ultra low sulfur diesel fuel and best available

technology by the state.

1. As used in this section, the terms:

a. "Ultra low sulfur diesel fuel" means diesel fuel having sulfur

content of 0.0015 per cent of sulfur or less.

b. "Heavy duty vehicle" or "vehicle" means any on and off-road vehicle

powered by diesel fuel and having a gross vehicle weight of greater than

8,500 pounds, except that those vehicles defined in section 101 of the

vehicle and traffic law, paragraph 2 of schedule E and paragraph (a) of

schedule F of subdivision 7 of section 401 of such law, and vehicles

specified in subdivision 13 of section 401 of such law, and farm type

tractors and all terrain type vehicles used exclusively for agricultural

or mowing purposes, or for snow plowing, other than for hire, farm

equipment, including self-propelled machines used exclusively in

growing, harvesting or handling farm produce, and self-propelled

caterpillar or crawler-type equipment while being operated on the

contract site, and timber harvesting equipment such as harvesters, wood

chippers, forwarders, log skidders, and other processing equipment used

exclusively off highway for timber harvesting and logging purposes,

shall not be deemed heavy duty vehicles for purposes of this section.

This term shall not include vehicles that are specially equipped for

emergency response by the department, office of emergency management,

sheriff's office of the department of finance, police department or fire

department.

c. "Best available retrofit technology" means technology, verified by

the United States environmental protection agency for reducing the

emission of pollutants that achieves reductions in particulate matter

emissions at the highest classification level for diesel emission

control strategies that is applicable to the particular engine and

application. Such technology shall also, at a reasonable cost, achieve

the greatest reduction in emissions of nitrogen oxides at such

particulate matter reduction level and shall in no event result in a net

increase in the emissions of either particulate matter or nitrogen

oxides.

d. "Reasonable cost" means that such technology does not cost greater

than 30 percent more than other technology applicable to the particular

engine and application that falls within the same classification level

for diesel emission control strategies, as set forth in paragraph c of

this subdivision, when considering the cost of the strategies,

themselves, and the cost of installation.

2. Any diesel powered heavy duty vehicle that is owned by, operated by

or on behalf of, or leased by a state agency and state and regional

public authority shall be powered by ultra low sulfur diesel fuel.

3. Any diesel powered heavy duty vehicle that is owned by, operated by

or on behalf of, or leased by a state agency and state and regional

public authority with more than half of its governing body appointed by

the governor shall utilize the best available retrofit technology for

reducing the emission of pollutants. The commissioner shall promulgate

regulations for the implementation of this subdivision specifying that

all vehicles covered by this subdivision shall have best available

retrofit technology on or before December 31, 2019.

This subdivision shall not apply to any vehicle subject to a lease or

public works contract entered into or renewed prior to the effective

date of this section.

4. In addition to other provisions for regulations in this section,

the commissioner shall promulgate regulations as necessary and

appropriate to carry out the provisions of this act including but not

limited to provision for waivers upon written finding by the

commissioner that (a) best available retrofit technology for reducing

the emissions of pollutants as required by subdivision 3 of this section

is not available for a particular vehicle or class of vehicles and (b)

that ultra low sulfur diesel fuel is not available.

5. In addition to any waiver which may be issued pursuant to

subdivision four of this section, the department shall issue a waiver to

a state agency, a state or regional public authority, or a person

operating any diesel-powered heavy duty vehicle on behalf of a state

agency, state or regional public authority, upon a request in a form

acceptable to the department for a waiver from the provisions of

subdivision three of this section for a vehicle engine provided that

such vehicle engine will cease to be used in the state on or before

December thirty-first, two thousand twenty. Any waiver issued pursuant

to this subdivision shall expire when a state agency, a state or

regional public authority, or a person operating any diesel-powered

heavy duty vehicle on behalf of a state agency, state or regional public

authority ceases to use the engine in the state but not later than

December thirty-first, two thousand twenty.

6. This section shall not apply where federal law or funding precludes

the state from imposing the requirements of this section.

7. On or before January 1, 2008 and every year thereafter, the

commissioner shall report to the governor and legislature on the use of

ultra low sulfur diesel fuel. On or before January 1, 2020 and every

year thereafter, the commissioner shall include in the report to the

governor and legislature the use of the best available retrofit

technology as required under this section. The information contained in

this report shall include, but not be limited to, for each state agency

and public authority covered by this section: (a) the total number of

diesel fuel-powered motor vehicles owned or operated by such agency and

authority; (b) the number of such motor vehicles that were powered by

ultra low sulfur diesel fuel; (c) the total number of diesel

fuel-powered motor vehicles owned or operated by such agency and

authority having a gross vehicle weight rating of more than 8,500

pounds; (d) the number of such motor vehicles that utilized the best

available retrofit technology, including a breakdown by motor vehicle

model, engine year and the type of technology used for each vehicle; (e)

the number of such motor vehicles that are equipped with an engine

certified to the applicable 2007 United States environmental protection

agency standard for particulate matter as set forth in section 86.007-11

of title 40 of the code of federal regulations or to any subsequent

United States environmental protection agency standard for particulate

matter that is at least as stringent; and (f) all waivers, findings, and

renewals of such findings, which, for each waiver, shall include, but

not be limited to, the quantity of diesel fuel needed to power diesel

fuel-powered motor vehicles owned or operated by such agency and

authority; specific information concerning the availability of ultra low

sulfur diesel fuel.

8. The department shall, to the extent practicable, coordinate with

regions which have proposed or adopted heavy duty emission inspection

programs to promote regional consistency in such programs.

§ 19-0325 — Sulfur reduction requirements

Sulfur reduction requirements.

(1) On or after July first, two thousand twelve, all number two

heating oil sold for use in residential, commercial, or industrial

heating within the state shall not have a sulfur content greater than

fifteen parts per million.

(2) The governor may, by issuing an executive order, temporarily

suspend the applicability of this section at any time based on the

governor's determination, after consulting with the New York energy

research and development authority, that meeting the requirement of

subdivision one of this section is not feasible due to lack of adequate

supply of the required fuel.

§ 19-0327 — Bioheating fuel requirements

Bioheating fuel requirements.

(1) Definitions. For the purpose of this section, the following terms

shall have the following meanings:

(a) "Biodiesel" shall mean a fuel, designated B100, that meets the

requirements of the ASTM international specification D6751.

(b) "Renewable Hydrocarbon Diesel" shall mean a North

American-produced fuel derived from vegetable oils, animal fats, and

other renewable feedstocks that meet the requirements of ASTM

international specification D975. Renewable hydrocarbon shall not

include any fuel from co-processed biomass with a feedstock that is not

biomass.

(c) "Bioheating fuel" shall mean a fuel comprised of biodiesel blended

with petroleum heating oil that meets the requirements of the ASTM

international specification D396, a fuel comprised of

domestically-produced renewable hydrocarbon diesel with petroleum

heating oil that meets the specifications of ASTM international

specification D975, or other specifications as determined by the

commissioner.

(d) "Heating oil" shall mean petroleum oil refined for the purpose of

use as fuel for combustion in a space and/or water heating system that

meets the requirements of the ATSM international specification D396 or

other specifications as determined by the commissioner.

(e) "Feedstock" shall mean soybean oil, oil from annual cover crops,

algal oil, biogenic waste oils, fats or greases, or non-food grade corn

oil, provided that the commissioner may, by rules and regulations,

modify the definition of feedstock based on the vegetable oils, animal

fats or cellulosic biomass listed in table 1 of 40 C.F.R. § 80.1426.

(2) On and after July first, two thousand eighteen, all heating oil

sold for use in any building within the counties of Nassau, Suffolk and

Westchester shall be bioheating fuel that contains at least five percent

biodiesel.

(3) On or after July first, two thousand twenty-two, all heating oil

sold for use in any building within the state shall be bioheating fuel

that contains at least five percent biodiesel.

(4) On or after July first, two thousand twenty-five, all heating oil

sold for use in any building within the state shall be bioheating fuel

that contains at least ten percent biodiesel.

(5) On or after July first, two thousand thirty, all heating oil sold

for use in any building within the state shall be bioheating fuel that

contains at least twenty percent biodiesel.

(6) The minimum content requirements of this section shall not apply

to kerosene.

(7) The governor may, by issuing an executive order, temporarily

suspend the applicability of this section at any time based on the

governor's determination, after consulting with the New York state

energy research and development authority and the department, that

meeting the requirement of subdivision two of this section is not

feasible due to lack of adequate supply of biodiesel or that meeting the

requirement would result in financial hardship to consumers.

(8) The requirements of this section shall not: (a) prohibit the sale

and use of bioheating fuel with the same or any greater percentage of

biodiesel blended with heating oil, or the sale and use of one hundred

percent biodiesel, for space and/or water heating purposes in the state;

and (b) preempt any laws of the city of New York with respect to

mandated percentage levels of biodiesel blends with heating oil provided

that such laws require the same or greater percentage of biodiesel

blended with heating oil as required by this section.

(9) No bioheating fuel shall be sold to a customer that would void the

manufacturer's warranty for that burner or boiler type unless the

bioheat provider warranties in writing to the customer that the use of

such bioheating fuel will be covered to the extent and time limits of

the warranty then covering such burner or boiler.

§ 19-0328 — Ozone non-attainment fee programs

Ozone non-attainment fee programs.

1. The department may implement new or revise existing regulatory or

permitting fee programs only to the extent necessary to comply with

section 7511d of the Act related to the non-attainment of national

ambient air quality standards.

2. Fees imposed pursuant to subdivision one of this section shall be

calculated in the manner set forth in the Act.

3. The department shall further establish by rule or rules additional

procedures to the extent necessary for assessment of and collection of

such fees that shall ensure sufficient notice, fee amounts and

compliance information are given to affected parties.

4. Moneys received pursuant to this section shall be deposited in the

air quality improvement fund as established in section ninety-nine-rr of

the state finance law.

§ 19-0329 — Certain fuel oil; prohibited

Certain fuel oil; prohibited.

1. On and after July first, two thousand twenty-three, no fuel oil,

grade number six, as classified by ASTM International D396-15c, shall be

used for the purpose of providing heat for any building or facility in

the state.

2. Nothing in this section shall prevent a municipality from adopting

a law, code, ordinance or regulation which is more stringent than the

requirements of this section.

§ 19-0331 — Moratorium on air permit issuance and renewal

Moratorium on air permit issuance and renewal.

1. For the period commencing on the effective date of this section and

ending two years after such date, the department, after consultation

with the department of public service, shall not approve a new

application for or issue a new permit pursuant to this article, or

article seventy of this chapter, for an electric generating facility

that utilizes a carbon-based fuel and that provides, in whole or in

part, behind-the-meter electric energy consumed or utilized by

cryptocurrency mining operations that use proof-of-work authentication

methods to validate blockchain transactions.

2. For the period commencing on the effective date of this section and

ending two years after such date, the department shall not approve an

application to renew an existing permit or issue a renewal permit

pursuant to this article for an electric generating facility that

utilizes a carbon-based fuel and that provides, in whole or in part,

behind-the-meter electric energy consumed or utilized by a

cryptocurrency mining operation that uses proof-of-work authentication

methods to validate blockchain transactions if the renewal application

seeks to increase or will allow or result in an increase in the amount

of electric energy consumed or utilized by a cryptocurrency mining

operation that uses proof-of-work authentication methods to validate

blockchain transactions.

TITLE 5 Procedure

§ 19-0501 — Notice of hearing; service of process

Notice of hearing; service of process.

1. Notices of every public hearing held pursuant to the provisions of

this article shall specify the time, date, place and purpose of the

hearing.

2. Service of all processes of the commissioner pursuant to the

provisions of this article, except subpoenas, shall be made in the same

manner as a summons in a civil action or by registered mail upon any

person to whom it is addressed, upon the mayor or counsel of a

municipality or upon an officer of a district, authority, commission,

private corporation or company, as the case may be.

3. Subpoenas issued pursuant to the provisions of this article shall

be served upon a prospective witness personally and at the same time he

shall be paid such fees therefor as may be provided by law.

§ 19-0503 — Complaints; investigation

Complaints; investigation.

In case any written complaint shall be filed with the commissioner and

he shall have cause to believe, or in case the commissioner himself

shall have cause to believe, that any person is violating any code, rule

or regulation, which was promulgated by the department pursuant to this

article, the commissioner shall cause a prompt investigation thereof to

be made.

§ 19-0505 — Notice of violation and public hearing

Notice of violation and public hearing.

Whenever it shall appear to the commissioner that there has been a

violation of any code, rule or regulation of the department promulgated

pursuant to this article, the commissioner shall cause to have issued

and served upon the alleged violator a written notice, which shall

specify the provision of the code, rule or regulation of which such

person is said to be in violation, a statement of the manner in, and of

the extent to which, such person is said to violate it, and the order

which the commissioner proposes to issue, and shall require such person

to answer the charges of such complaint at a public hearing before the

commissioner at a time not less than fifteen days after the date of

notice. The commissioner may modify the proposed order following the

hearing or upon the consent of the alleged violator. The alleged

violator may, at any time, waive such right to a public hearing.

§ 19-0507 — Conduct of hearing

Conduct of hearing.

1. The respondent to such complaint may file a written answer thereto

at least three days prior to the hearing and may appear at such hearing

in person or by representative, with or without counsel, and may submit

testimony, or may do both.

2. The hearing may be held before the commissioner or a representative

designated by the commissioner.

3. The commissioner or his delegate shall have power to subpoena and

compel the attendance of witnesses and the production for examination of

any book or paper relating to the matter under investigation. The

commissioner or his delegate at the request of any respondent to a

complaint made pursuant to this article shall subpoena and compel the

attendance of such witnesses and shall require the production for

examination of any such book or paper relating to the matter under

investigation as the respondent may reasonably designate.

4. In the case of contumacy or refusal to obey a subpoena, the supreme

court shall have jurisdiction upon the application of the commissioner

or his delegate to issue an order requiring such person to appear and

testify or produce evidence as the case may require. Any failure to obey

such an order may be judged by the court as contempt thereof.

5. The testimony taken at the hearing before the commissioner or his

delegate shall be under oath and recorded, stenographically or

otherwise.

§ 19-0509 — Order or determination; burdens of proof

Order or determination; burdens of proof.

1. After due consideration of the written and oral statements, the

testimony and arguments that shall be submitted under the provisions of

section 19-0507 or, upon default in appearance of the respondent on the

return day which shall be specified in the notice given as provided in

section 19-0505 the commissioner may issue and enter such final order,

or make such final determination as he shall deem appropriate under the

circumstances, and he shall notify the respondent thereof in writing by

registered mail.

2. Any such order may require immediate cessation of any activity in

contravention of such codes, rules and regulations.

3. In connection with determining the appropriate remedy, the

commissioner shall consider evidence received at such hearing relating

to the adequacy and practicability of various means of complying with

such codes, rules and regulations and the financial ability of the

respondent so to comply. If the commissioner finds that immediate

compliance would be impossible or impracticable either because no

adequate or practical means of compliance is known or because of

financial inability, his order shall establish the reasonable time or

times within which the required steps, both intermediate and final, are

to be taken. The burden of proving impossibility, impracticability or

financial inability shall be upon the person claiming the same.

4. As to all other issues in proceedings before the commissioner or

his designee with respect to any alleged violation of any code, rule or

regulation which shall have been promulgated by the department pursuant

to this article, the burden of proof shall be upon the commissioner.

§ 19-0511 — Review by the courts

Review by the courts.

1. Any final order or determination or other final action by the

commissioner and the validity or reasonableness of any code, rule or

regulation promulgated by the department pursuant to this article shall

be subject to review as provided in article 78 of the Civil Practice Law

and Rules.

2. When a review in accordance with article 78 of the Civil Practice

Law and Rules is not maintainable, either because the person aggrieved

was not a party to the original proceedings in which the order or

determination or other action which is sought to be reviewed was made or

taken, or for any other reason, the order or determination of the

commissioner and the validity or reasonableness of any code, rule or

regulation of the department promulgated pursuant to this article may

nevertheless be reviewed as hereinafter provided:

a. Application for relief from any code, rule or regulation of the

department or from any determination or order or other action which

shall have been made or taken by the commissioner or by any person

acting in the name of the department or commissioner shall be made by

special proceeding. The petition shall be verified and shall set forth

the code, rule or regulation or the determination or order or other

action of the department or commissioner or the part thereof which the

petitioner shall claim to be unreasonable or prejudicial to him and

shall specify the grounds therefor. Such petition may be accompanied by

affidavits or other written proof and shall demand the relief to which

the petitioner alleges he is entitled, in the alternative or otherwise.

Such petition may be made by any one or more persons jointly or

severally who shall be aggrieved by any such code, rule or regulation or

any such determination, order or act whether or not such petitioner is

or was a party to the proceeding in which such code, rule or regulation

was adopted by the department or in which such determination or order or

action was made or taken by the commissioner.

b. A proceeding brought under the provisions of this subdivision must

be instituted by service of the petition and notices of application for

relief within two months after the action of the department or

commissioner which is sought to be reviewed shall become final and

binding upon the petitioner or the person whom he represents either in

law or in fact; or, with the permission of the supreme court granted

within two years in case the petitioner or the person whom he

represented at the time such action became final and binding upon the

petitioner or such person was under the age of twenty-one years, or

mentally ill, or imprisoned on a criminal charge, or had been sentenced

for a term of less than life.

c. In all other respects the procedure prescribed in subdivision 1 of

this section shall be applicable to a review provided for in this

subdivision.

TITLE 7 Scope and Construction

§ 19-0701 — Application of article

Application of article.

The provisions of this article shall apply to all areas of the state.

§ 19-0703 — Existing rights and remedies

Existing rights and remedies.

It is the purpose of this article to provide additional and cumulative

remedies to prevent and abate air pollution and air contamination.

Nothing in this article contained shall abridge or alter rights of

action or remedies now or hereafter existing, nor shall any provision of

this article or anything done by virtue of this article be construed as

estopping individuals, counties, cities, towns or villages or the state

from the exercise of their respective rights to suppress nuisances or to

prevent or abate air pollution or air contamination.

§ 19-0705 — Persons other than the state shall not acquire actionable rights

Persons other than the state shall not acquire actionable

rights.

The basis for proceedings or other actions that shall result from

violations of any code, rule or regulation which shall be promulgated by

the department pursuant to this article shall inure solely to and shall

be for the benefit of the people of the state generally and it is not

intended to create in any way new or enlarged rights or to enlarge

existing rights. A determination by the commissioner that air pollution

or air contamination exists or that any code, rule or regulation has

been disregarded or violated, whether or not a proceeding or action may

be brought by the state, shall not create by reason thereof any

presumption of law or finding of fact which shall inure to or be for the

benefit of any person other than the state.

§ 19-0707 — Conflicting laws

Conflicting laws.

This article shall not be construed as repealing any of the laws

relating to air pollution or air contamination which are not by this

article expressly repealed, but it shall be held and construed to be as

ancillary to and supplementing the laws now in force, excepting as they

may be in direct conflict with this article.

§ 19-0709 — Local laws, ordinances and regulations

Local laws, ordinances and regulations.

Any local laws, ordinances or regulations of any governing body of a

county, city, town or village which are not inconsistent with this

article or with any code, rule or regulation which shall be promulgated

pursuant to this article shall not be superseded by it, and nothing in

this article or in any code, rule or regulation which shall be

promulgated pursuant to this article shall preclude the right of any

governing body of a county, city, town or village to adopt local laws,

ordinances or regulations which are not inconsistent with this article

or with any code, rule or regulation which shall be promulgated pursuant

to this article provided, however, that the exercise of such right by a

county shall relate only to the area thereof outside any city, village

or area of any town outside the village or villages therein during such

time as such city, village or town has local laws, ordinances or

regulations consistent with this article or with any code, rule or

regulation which shall be promulgated pursuant to this article. Any

local laws, ordinances or regulations of a county, city, town or village

which comply with at least the minimum applicable requirements set forth

in any code, rule or regulation promulgated pursuant to this article

shall be deemed consistent with this article or with any such code, rule

or regulation.

§ 19-0711 — Separability clause

Separability clause.

If any clause, sentence, paragraph, section or part of this article

shall be adjudged by any court of competent jurisdiction to be invalid,

the judgment shall not affect, impair or invalidate the remainder of

this article but shall be confined in its operation to the clause,

sentence, paragraph, section or part of this article that shall be

directly involved in the controversy in which such judgment shall have

been rendered.

TITLE 9 State Acid Deposition Control Act

§ 19-0901 — Short title

Short title.

This title may be cited as the "State Acid Deposition Control Act".

§ 19-0903 — Definitions

Definitions.

As used in this title:

1. "Acid deposition" means the wet or dry deposition from the

atmosphere of chemical compounds, usually in the form of rain or snow,

having the potential to form an aqueous compound with a pH level lower

than the level considered normal under natural conditions, or lower than

5.6, whichever is less.

2. "Acid deposition precursor" means sulfur dioxide or oxides of

nitrogen.

3. "Best available control technology" means an emission limitation or

equipment standard based on the maximum degree of reduction which the

department determines is achievable on a case-by-case basis taking into

account energy, economic, environmental and health impacts and other

costs related to the source.

4. "Coal" means bituminous coal, anthracite coal or lignite.

5. "Conversion or modification" means any construction,

reconstruction, addition to or alteration of any facility or stationary

source or other physical changes to allow burning of coal as a boiler

fuel.

6. "Emission" means the release of acid deposition precursors into the

atmosphere from any facility or stationary source.

7. "Environmental threshold value" means a deposition rate, expressed

in kilograms of sulfate per hectare per year, at which no significant

damaging chemical or biological effects of acid deposition have been

reported, and above which there is high probability that such effects

would occur.

8. "Final control target" means a limitation, expressed in terms of

fuel sulfur content or equivalent emissions reductions, that will reduce

the New York state share of total measured or estimated wet sulfate

deposition in sensitive receptor areas by the percentage derived

according to the following formula:

(Total measured or estimated

New York's contribution to wet sulfate deposition) minus

total measured or esti- (Environmental threshold value)

mated wet sulfate deposition, X _______________________________

expressed as a percentage

Total measured or estimated

wet sulfate deposition

9. "Fossil fuel" means coal, petroleum products and fuel gases.

10. "Interim control target" means a limitation, expressed in terms of

fuel sulfur content, that achieves a level of sulfur deposition

reduction that is approximately forty per centum of the final control

target.

11. "Least emissions dispatch" means the utilization of the cleanest

facility or other stationary source on a priority basis so that less

clean facilities or stationary sources are operated at full capacity

only when need arises.

12. "Major steam electric generating facility" or "facility" means a

steam electric generating facility with a generating capacity of fifty

thousand kilowatts or more which burns fossil fuel.

13. "New emission source" means any new facility or stationary source

that will emit acid deposition precursors in excess of one hundred tons

per year, and is granted a permit to construct pursuant to section

19-0305 of this article after January first, nineteen hundred

eighty-seven.

14. "New source performance standard" means a standard developed by

the department which sets limitations for emissions of acid deposition

precursors from new facilities and new stationary sources.

15. "Sensitive receptor areas" means regions of the state,

encompassing geographically significant land areas not wholly contained

within any county, that the department determines to be susceptible to

the impacts of acid deposition based upon:

a. geological information identifying areas incapable of adequately

neutralizing acid deposition;

b. the presence of plant or animal species that are particularly

sensitive to acid deposition;

c. existing acid deposition reports and data prepared by agencies of

the state or of the federal government; or

d. such other information that the department determines to be

indicative of acid sensitivity.

16. "Special limitation" means a special fuel use limitation for a

specific facility, stationary source, or specified area of the state

promulgated by the department in rules and regulations that permits the

sale, offering for sale, purchase and use of oil or coal with a sulfur

content in excess of established sulfur limits, when acceptable

diffusion analyses have demonstrated to the department's satisfaction

that such use would not contribute to the contravention of any

applicable federal ambient air quality standard nor significantly

increase acid deposition at sensitive receptor areas.

17. "Stationary source" means any source other than major steam

electric generating facilities that emits acid deposition precursors in

excess of one hundred tons per year.

§ 19-0905 — Applicability

Applicability.

The provisions of this title shall apply to:

1. All major steam electric generating facilities in the state; and

2. All stationary sources in the state.

§ 19-0907 — Sulfur deposition control program

Sulfur deposition control program.

1. No later than January first, nineteen hundred eighty-five, the

department shall:

a. Identify and publish a preliminary list of the sensitive receptor

areas of the state with respect to sulfate deposition.

b. Measure or estimate wet and dry sulfate deposition at each of these

sensitive receptor areas, including:

(i) total sulfate deposition from all sources; and

(ii) total sulfate deposition from instate sources; and

(iii) the ratio of total sulfate deposition from instate sources to

total sulfate deposition from all sources.

c. Identify and publish a preliminary list of environmental threshold

values for each sensitive receptor area.

d. Identify and publish a preliminary list or inventory of all

facilities and stationary sources in the state which emit sulfur

dioxide.

e. Prepare such supporting documentation as the department considers

appropriate.

2. a. Before publishing any preliminary list or report pursuant to

subdivision one of this section, the department shall conduct a review

of all appropriate existing acid deposition reports and data as prepared

by the department, other agencies of the state, agencies of other

states, agencies of the federal government or agencies of foreign

governments. The department shall further review appropriate acid

deposition reports, data, documents, studies, surveys or analyses as

currently exist in the scientific literature.

b. The department shall set forth in writing its presuppositions and

assumptions, mathematical modeling techniques, sampling methodologies,

and analytical protocols, based upon existing scientific knowledge, that

are utilized to derive the preliminary lists and reports required by

this section.

3. Based on the activities listed in subdivisions one and two of this

section, the department shall formulate a preliminary final control

target for each sensitive receptor area, and shall develop a strategy

identifying any emissions reductions for the various facilities and

stationary sources in the state that will be required to meet the

deposition control targets. These targets and strategies, together with

the lists, reports and supporting documentation described in this

section, and together with an analysis of the economic impact of the

implementation of such targets and strategies, shall constitute a

preliminary sulfur deposition control program.

4. a. No later than March first, nineteen hundred eighty-five, the

department shall conduct public hearings in at least three geographic

locations of the state for the purpose of soliciting information and

comments from the public on the preliminary sulfur deposition control

program. Any such public hearings shall comply with the notice

provisions and other procedures in title three and title five of this

article.

b. No later than May first, nineteen hundred eighty-five, and after

due consideration of the hearing record, independent scientific review,

if any, and the considerations listed in section 19-0303 of this

article, the department shall publish the sulfur deposition control

program, hereinafter referred to as the "program". In addition to

publishing the program, the department shall submit copies of such

program to the governor, the temporary president of the senate, the

speaker of the assembly, the chairman of the senate standing committee

on environmental conservation and recreation, and the chairman of the

assembly standing committee on environmental conservation.

c. The program shall be subject to review pursuant to the procedures

in title five of this article.

5. The department shall promulgate such rules and regulations as are

necessary to effectuate the provisions of this section.

6. The department shall publish all preliminary and final lists,

reports, targets and programs required by this section in the state

register and in the environmental notice bulletin.

§ 19-0909 — Interim control target

Interim control target.

1. a. In the absence of a controlling federal statute or program which

the commissioner determines is consistent with the purpose and intent of

this title, the department shall promulgate, no later than January

first, nineteen hundred eighty-six, an interim control target for the

control of sulfate deposition at each sensitive receptor area where the

environmental threshold value is exceeded, and rules and regulations

necessary to implement such targets.

b. Any such interim control target promulgated pursuant to this

section shall take effect on January first, nineteen hundred

eighty-eight, and all facilities and stationary sources shall be in

compliance with the interim control target by such date.

c. In connection with the promulgation of an interim control target,

the department shall prepare an analysis of the economic impact of the

implementation of such target.

2. The department shall not require or prohibit any particular control

technique to achieve any such interim control target, but shall allow

the use of any or all reasonable sulfur dioxide emission control

techniques, including but not limited to:

a. The substitution of lower sulfur content fossil fuels.

b. One or more combinations of blending various sulfur content fossil

fuels.

c. The precombustion cleaning of coal.

d. The conversion or modification of an existing boiler to a boiler

capable of burning a lower-sulfur content coal.

e. The use of best available control technology at the time of

construction, reconstruction or substantial addition to or alteration of

a facility or stationary source.

f. The installation of flue gas desulfurization equipment.

g. The installation of fluidized bed boilers.

h. For persons operating multiple boilers, the coordinated operation

of these boilers to minimize the discharge of sulfur dioxide from them.

i. The use of least emissions dispatch.

j. The decommissioning of a facility or stationary source.

k. The purchasing of electricity or steam from another person, so as

to lessen the operation of a facility or stationary source, provided

such purchase does not contribute to a net increase in acid deposition

in sensitive receptor areas.

l. The implementation of energy conservation measures to lessen the

amount of operation of a facility or stationary source.

§ 19-0911 — Final control target

Final control target.

1. a. In the absence of a controlling federal statute or program which

the commissioner determines is consistent with the purpose and intent of

this title, the department shall formulate, no later than January first,

nineteen hundred ninety-one, a final control target to bring about

reductions in the state's contribution to the total sulfate deposition

at each sensitive receptor area.

b. As part of such determination, the commissioner shall provide a

written analysis of any actions taken or being contemplated by states

that border on or are to the east of the Mississippi river or by the

Canadian provinces of Ontario or Quebec and the potential or estimated

effect of any such action on acid deposition in sensitive receptor

areas.

c. Any such final control target formulated pursuant to this

subdivision shall be submitted, in the form of legislative

recommendations, to the governor and the legislature.

2. The department shall not adopt or implement the final control

target until such time as further specific statutory authorization shall

have been enacted, except that any such final control target shall

permit the use of all reasonable sulfur dioxide emission control

techniques as identified in subdivision two of section 19-0909 of this

title.

§ 19-0913 — Nitrogen deposition control program

Nitrogen deposition control program.

In the absence of a controlling federal statute or program which the

commissioner determines is consistent with the purpose and intent of

this title, the department shall promulgate, no later that January

first, nineteen hundred eighty-seven, rules and regulations for the

control of emissions of oxides of nitrogen from any new facility or new

stationary source. Such rules and regulations shall provide for the use

of new source performance standards at the time such facility or

stationary source is constructed.

§ 19-0915 — Emission offsets or credits

Emission offsets or credits.

For the purposes of determining the attainment of, or compliance with,

the emission controls or reductions required by this article, or any

rules or regulations promulgated thereunder, the department shall allow

offsets of greater emissions of acid deposition precursors from a

facility or stationary source against lower emissions from the same or

another facility or stationary source within the state. Any such offsets

or credits shall be adjusted to reflect the proximity of the subject

facility or stationary source to sensitive receptor areas.

§ 19-0919 — General powers

General powers.

1. Nothing in this title shall be construed to require or prohibit the

department from:

a. extending compliance schedules, issuing variances or relaxing

performance standards at any specific facility or stationary source, so

long as such extension, issuance or relaxation does not result in:

(i) violation of any primary federal ambient air quality standard or

any state ambient air quality standard; or

(ii) failure to make reasonable further progress in a non-attainment

area pursuant to the federal clean air act; or

(iii) failure to attain the interim control target pursuant to section

19-0909 of this title; or

(iv) failure to attain the final control target pursuant to section

19-0911 of this title; or

(v) violation of the nitrogen control program pursuant to section

19-0913 of this title; or

(vi) creation of a public or private nuisance.

b. Continuing any special limitations until January first, nineteen

hundred ninety-six or reauthorize any special limitation which has

expired after the effective date of this title and prior to January

first, nineteen hundred eighty-six.

c. Allowing any conversion or modification of a facility or stationary

source to burn coal as a boiler fuel.

2. Nothing in this title shall be construed to establish a statewide

cap or limitation on acid deposition precursors such that new sources

would be excluded for the state.

§ 19-0921 — Enforcement

Enforcement.

1. The commissioner may use the powers granted under title three of

this article to determine attainment of, or compliance with, the

emission controls and reductions required by this article.

2. The commissioner may request the advice and assistance of other

agencies of the state, including but not limited to the commissioners of

health, commerce, energy, and parks, recreation and historic

preservation, and the chairmen of the public service commission and the

Adirondack park agency. The commissioner may further request submission

of studies conducted or reports published by such agencies that may aid

the commissioner in the enforcement of the provisions of this title.

3. The commissioner shall make a written report to the legislature

upon his finding that a Federal law has been enacted that will result in

at least a fifty percent reduction in the emissions of SO2, as defined

in section sixty-six-k of the public service law, by electric generating

sources pursuant to title four of the Federal Clean Air Act after full

implementation.

§ 19-0923 — Severability

Severability.

The provisions of this title shall be severable, and if any clause,

sentence, paragraph, subdivision or part of this title shall be adjudged

by any court of competent jurisdiction to be invalid, such judgment

shall not effect, impair or invalidate the remainder thereof, but shall

be confined in its operation to the clause, sentence, paragraph,

subdivision or part thereof directly involved in the controversy in

which such judgment shall have been rendered.

TITLE 11 Vehicle Global Warming Index Labels

§ 19-1101 — Definitions

Definitions.

For purposes of this article, the following terms shall have the

following meanings:

1. "motor vehicle" shall mean a passenger vehicle, light-duty truck

with a gross vehicle weight of eighty-five hundred pounds or less, or

any other vehicle determined by the commissioner to be a vehicle whose

primary use is noncommercial personal transportation and which is

manufactured for the model year two thousand ten or subsequent model

year; and

2. "motor vehicle global warming gases" or "global warming gases"

shall mean carbon dioxide, methane, nitrous oxide, hydrofluorocarbons,

perfluorocarbons, and sulfur hexafluoride.

§ 19-1103 — Vehicle global warming index labels

Vehicle global warming index labels.

1. No model year two thousand ten or subsequent model year motor

vehicle shall be sold in this state unless there is securely and

conspicuously affixed in a clearly visible location, a label on which

the manufacturer shall endorse clearly, distinctly, and legibly true and

correct entries disclosing information concerning the emissions of

global warming gases.

2. Unless alternative labeling is approved by the commissioner

pursuant to section 19-1105 of this title, the label required by

subdivision one of this section shall include:

a. a global warming index that contains quantitative information

presented in a continuous, easy-to-read scale, unless the commissioner

determines, after public hearing, that an alternative graphical

representation will more effectively convey the information to

consumers, and that compares the emissions of global warming gases from

the vehicle with the average projected emissions of global warming gases

from all vehicles of the same model year. For reference purposes, the

index shall also identify the emissions of global warming gases from the

vehicle model of that same model year that has the lowest emissions of

global warming gases; and

b. the use of at least one color ink, as determined by the

commissioner, in addition to black.

3. In order to ensure that the label is useful and informative to

consumers, the commissioner shall, in designing the label and to the

extent feasible within its existing resources:

a. seek input from the commissioner of motor vehicles, automotive

consumers, graphic design professionals, and persons with expertise in

environmental labeling; and

b. consider other relevant label formats consistent with paragraph a

of subdivision two of this section.

4. The index included in the label pursuant to paragraph a of

subdivision two of this section shall be updated as determined necessary

by the commissioner to ensure that the differences in emissions among

vehicles are readily apparent to the consumer.

5. Such label and index included in such label shall, to the largest

extent possible, be consistent with labels and information required by

other states. A label that complies with the requirements of the

California vehicle labeling program shall be deemed to meet the

requirements of this title. An automobile manufacturer may apply to the

commissioner for approval of an alternative to the labeling requirement

that is at least as effective in providing presale notification of the

vehicle's emissions of global warming gases as is the labeling required

by this title.

6. Nothing in this section shall be construed as prohibiting a

purchaser from removing the label required by this section, after such

purchaser has taken possession of the vehicle.

§ 19-1105 — Regulations

Regulations.

The commissioner is hereby authorized and directed to promulgate rules

and/or regulations specifying labeling requirements necessary for the

implementation of this title provided, however, that any such rules

and/or regulations may allow for the use of labels adopted by the state

of California that generally meet the requirements of this title.

ARTICLE 21 Pollution Control Compacts

TITLE 1 New England Interstate Water Pollution Control Compact

§ 21-0101 — New England Interstate Water Pollution Control Compact

New England Interstate Water Pollution Control Compact.

The New England Interstate Water Pollution Control Compact as first

entered into pursuant to chapter 764 of the laws of 1949, and as

reenacted by chapter 475 of the laws of 1961, is hereby continued. The

compact is as follows:

NEW ENGLAND INTERSTATE WATER POLLUTION CONTROL COMPACT

Whereas, the growth of population and the development of the territory

of the New England states has resulted in serious pollution of certain

interstate streams, ponds and lakes, and of tidal waters ebbing and

flowing past the boundaries of two or more states; and

Whereas, such pollution constitutes a menace to the health, welfare

and economic prosperity of the people living in such areas; and

Whereas, the abatement of existing pollution and the control of future

pollution in the interstate waters of the New England area are of prime

importance to the people and can best be accomplished through the

co-operation of the New England states in the establishment of an

interstate agency to work with the states in the field of pollution

abatement;

Now, therefore, the states of Connecticut, Maine, Massachusetts, New

Hampshire, Rhode Island and Vermont do agree and are bound as follows:

ARTICLE I

It is agreed between the signatory states that the provisions of this

compact shall apply to streams, ponds and lakes which are contiguous to

two or more signatory states or which flow through two or more signatory

states or which have a tributary contiguous to two or more signatory

states or flowing through two or more signatory states, and also shall

apply to tidal waters ebbing and flowing past the boundaries of two

states.

ARTICLE II

There is hereby created the New England Interstate Water Pollution

Control Commission (hereinafter referred to as the commission) which

shall be a body corporate and politic, having the powers, duties and

jurisdiction herein enumerated and such other and additional powers as

shall be conferred upon it by the act or acts of a signatory state

concurred in by the others.

ARTICLE III

The commision shall consist of five commissioners, from each signatory

state, each of whom shall be a resident voter of the state from which he

is appointed. The commissioners shall be chosen in the manner and for

the terms provided by law of the state from which they shall be

appointed. For each state there shall be on the commission a member

representing the state health department, a member representing the

state water pollution control board (if such exists), and except where a

state in its enabling legislation decides that the best interests of the

state will be otherwise served, a member representing municipal

interests, a member representing industrial interests, and a member

representing an agency acting for fisheries or conservation.

ARTICLE IV

The commission shall annually elect from its members a chairman and

vice chairman and shall appoint and at its pleasure remove or discharge

such officers. It may appoint and employ a secretary who shall be a

professional engineer versed in water pollution and may employ such

stenographic or clerical employees as shall be necessary, and at its

pleasure remove or discharge such employees. It shall adopt a seal and

suitable by-laws and shall promulgate rules and regulations for its

management and control. It may maintain an office for the transaction of

its business and may meet at any time or place within the signatory

states. Meetings shall be held at least twice each year. A majority of

the members shall constitute a quorum for the transaction of business

but no action of the commission imposing any obligation on any signatory

state or on any municipal agency or subdivision thereof or on any

person, firm or corporation therein shall be binding unless a majority

of the members from such signatory state shall have voted in favor

thereof. Where meetings are planned to discuss matters relevant to

problems of water pollution control affecting only certain of the

signatory states, the commission may vote to authorize special meetings

of the commissioners of the states especially concerned. The commission

shall keep accurate accounts of all receipts and disbursements and shall

make an annual report to the governor, the temporary president of the

senate, the speaker of the assembly, the chairpersons of the senate

finance and assembly ways and means committees, and the chairpersons of

the senate and assembly environmental conservation committees setting

forth in detail the operations and transactions conducted by it pursuant

to this compact, and shall make recommendations for any legislative

action deemed by it advisable, including amendments to the statutes of

the signatory states which may be necessary to carry out the intent and

purpose of this compact. The commission shall not incur any obligations

for salaries, office, administrative, traveling or other expenses prior

to the allotment of funds by the signatory state adequate to meet the

same; nor shall the commission pledge the credit of any signatory

states. Each signatory state reserves the right to provide hereafter by

law for the examination and audit of the accounts of the commission. The

commission shall appoint a treasurer who may be a member of the

commission, and disbursements by the commission shall be valid only when

authorized by the commission and when vouchers therefor have been signed

by the secretary and countersigned by the treasurer. The secretary shall

be custodian of the records of the commission with authority to attest

to and certify such records or copies thereof.

ARTICLE V

It is recognized, owing to such variable factors as location, size,

character and flow and the many varied uses of the waters subject to the

terms of this compact, that no single standard of sewage and waste

treatment and no single standard of quality of receiving waters is

practical and that the degree of treatment of sewage and industrial

wastes should take into account the classification of the receiving

waters according to present and proposed highest use, such as for

drinking water supply, industrial and agricultural uses, bathing and

other recreational purposes, maintenance and propagation of fish life,

shellfish culture, navigation and disposal of wastes.

The commission shall establish reasonable physical, chemical and

bacteriological standards of water quality satisfactory for various

classifications of use. It is agreed that each of the signatory states

through appropriate agencies will prepare a classification of its

interstate waters in entirety or by portions according to present and

proposed highest use and for this purpose technical experts employed by

state departments of health and state water pollution control agencies

are authorized to confer on questions relating to classification of

interstate waters affecting two or more states. Each signatory state

agrees to submit its classification of its interstate waters to the

commission for approval. It is agreed that after such approval all

signatory states through their appropriate state health departments and

water pollution control agencies will work to establish programs of

treatment of sewage and industrial wastes which will meet standards

estaablished by the commission for classified waters. The commission may

from time to time make such changes in definitions of classifications

and in standards as may be required by changed conditions or as may be

necessary for uniformity.

ARTICLE VI

Each of the signatory states pledges to provide for the abatement of

existing pollution and for the control of future pollution of interstate

inland and tidal waters as described in Article I, and to put and

maintain the waters thereof in a satisfactory condition consistent with

the highest classified use of each body of water.

ARTICLE VII

Nothing in this compact shall be construed to repeal or prevent the

enactment of any legislation or prevent the enforcement of any

requirement by any signatory state imposing any additional condition or

restriction to further lessen the pollution of waters within its

jurisdiction. Nothing herein contained shall affect or abate any action

now pending brought by any governmental board or body created by or

existing under any of the signatory states.

ARTICLE VIII

The signatory states agree to appropriate for the salaries, office,

administrative, travel and other expenses such sum or sums as shall be

recommended by the commission. The commonwealth of Massachusetts

obligates itself only to the extent of sixty-five hundred dollars in any

one year, the state of Connecticut only to the extent of three thousand

dollars in any one year, the state of Rhode Island only to the extent of

fifteen hundred dollars in any one year, and the states of New

Hampshire, Maine, and Vermont each only to the extent of one thousand

dollars in any one year.

ARTICLE IX

Should any part of this compact be held to be contrary to the

constitution of any signatory state or of the United States, all other

parts thereof shall continue to be in full force and effect.

ARTICLE X

The commission is authorized to discuss with appropriate state

agencies in New York state questions of pollution of waters which flow

into the New England area from New York state or vice versa and to

further the establishment of agreements on pollution abatement to

promote the interests of the New York and New England areas.

Whenever the commission by majority vote of the members of each

signatory state shall have given its approval and the state of New York

shall have taken the necessary action to do so, the state of New York

shall be a party to this compact for the purpose of controlling and

abating the pollution of waterways common to New York and the New

England states signatory to this compact but excluding the waters under

the jurisdiction of the Interstate Sanitation Commission (New York, New

Jersey, and Connecticut).

ARTICLE XI

This compact shall become effective immediately upon the adoption of

the compact by any two contiguous states of New England but only insofar

as applies to those states upon approval by Federal law. Thereafter upon

ratification by other contiguous states, it shall also become effective

as to those states.

§ 21-0103 — Membership on commission

Membership on commission.

The state shall be represented on the New England Interstate Water

Pollution Control Commission by five commissioners to be appointed by

the Governor. One shall be the Commissioner of Environmental

Conservation, one shall be an officer of the Department of Environmental

Conservation and the others shall be such persons as the Governor shall

determine will serve the best interests of the state. The commissioners

shall serve during the pleasure of the Governor. They shall have all the

powers and duties enjoined by the compact; shall serve without

compensation, but shall be reimbursed for their expenses actually and

necessarily incurred by them in the performance of their duties. The

traveling expenses of the commissioners in attending meetings of the

commission shall be paid on the audit and warrant of the Comptroller

upon vouchers approved by the Department of Environmental Conservation

from funds appropriated to the Department of Environmental Conservation

for such purposes. The Commissioner of Environmental Conservation and

the officer of the Department of Environmental Conservation may

designate, from time to time, a deputy or other subordinate in his

department to attend and participate in any meeting of or hearing by or

other proceeding of the commission, with authority to vote as a

representative of or substitute for said commissioner or officer of the

Department of Environmental Conservation.

§ 21-0105 — Budget

Budget.

The New England Interstate Water Pollution Control Commission shall

submit annually, in accordance with the laws and practice of this state,

to the Commissioner of Environmental Conservation for study and

consideration by such commissioner, an estimate of moneys required to

administer, manage and support the commission during the ensuing fiscal

year. Such estimate shall include any request for appropriation of funds

by New York and shall be accompanied by a tabulation of similar requests

which the commission expects to make to each other member state and the

formula or factors upon which such respective requests are based. The

Commissioner of Environmental Conservation shall include a suitable item

or items of estimated expenditures in the budget estimates of his

department.

§ 21-0107 — State contribution

State contribution.

The state agrees to contribute to the commission such annual amount as

may be required for its several purposes under the terms of such

compact, within appropriations therefor.

§ 21-0109 — Examination of accounts

Examination of accounts.

The state Comptroller is hereby authorized and empowered from time to

time to examine the accounts and books of the commission, including its

receipts, disbursements and such other items referring to its financial

standing as such Comptroller may deem proper and to report the results

of such examination to the Governor.

§ 21-0111 — Inconsistent provisions

Inconsistent provisions.

No provision of the Public Health Law and no provision of the

Environmental Conservation Law, if such provision of the Environmental

Conservation Law was derived from a provision of the Public Health Law,

which is inconsistent with the provisions of the New England Interstate

Water Pollution Control Compact shall be applicable to the New England

Interstate Water Pollution Control Commission or to any matter governed

by the New England Interstate Water Pollution Control Compact.

§ 21-0113 — Appraisal

Appraisal.

On August 15, 1964, and at intervals of four years thereafter, the

Commissioner of Environmental Conservation shall evaluate the role of

the New England Interstate Water Pollution Control Commission with

respect to the interstate waters of concern to New York, and to which

the compact applies, and shall report to the commission thereon. The

Commissioner of Environmental Conservation shall transmit a copy of such

report to the Governor. The Commissioner of Environmental Conservation

may make such additional reports to the New England Interstate Water

Pollution Control Commission and the Governor as he deems appropriate.

§ 21-0115 — Additional powers

Additional powers.

1. The state reaffirms its support of the cooperative approach to the

abatement and control of water pollution as embodied in the New England

Interstate Water Pollution Control Compact. In view of the increases in

population concentrations, the growing need of industry and agriculture

for water of reasonable quality and the quality reqirements of water

based recreation and other uses, the New England Interstate Water

Pollution Control Commission shall develop and maintain its programs,

including research on water quality problems at such levels as may be

appropriate including, to the extent necessary, levels above those

originally provided when the state first enacted the compact.

2. In addition to the minimal personnel authorizations contained in

article IV of the New England Interstate Water Pollution Control

Compact, the commission may employ such engineering, technical and other

professional, secretarial and clerical personnel as the proper

administration and functioning of the commission may require.

3. a. This state hereby concurs in the conferring of any powers or

duties on the New England Interstate Water Pollution Control Commission

by other states in addition to those conferred by provision of the New

England Interstate Water Pollution Control Compact. This concurrence is

pursuant to article II of said compact.

b. The concurrence is subject to the following limitations:

(1) Unless this state specifically confers a power or duty on the

commission, other than one conferred by the compact itself, no financial

or other burden or duties shall be placed upon this state, or any

agency, officer or subdivision thereof, by reason of the conferring or

exercise of the power or duty. At any time, the Governor, Attorney

General, or the State Comptroller shall have the power to make inquiry

of the commission and to examine its books and records in order to

ascertain the state of compliance with this act.

(2) The rights, privileges and responsibilities of the state with

respect to the New England Interstate Water Pollution Control Compact

and the commission established thereby shall not be limited or impaired.

(3) The commission shall include in its reports to the Governor a full

account of any additional powers or duties exercised or performed by it.

§ 21-0117 — Water quality network

Water quality network.

1. The New England Interstate Water Pollution Control Commission, in

cooperation with the state and such other states signatory to the New

England Interstate Water Pollution Control Compact as may participate,

shall establish and maintain a water quality sampling and testing

network. The network shall, to the fullest extent practicable, rely upon

the sampling and testing programs of the state and other participating

states and upon information available from agencies of the federal

government, and shall not duplicate any of their activities. However, if

the sampling and testing programs of the state and other states and the

information available from agencies of the federal government are

insufficient to provide the commission with records of water quality

adequate for its needs, the commission may supplement the sampling and

testing otherwise available to it.

2. Sampling pursuant to this section shall be at points at or near the

places where waters cross a boundary of the state and the samples shall

be tested in order to determine their quality. The sampling and testing

provided for herein shall be scheduled by the commission or in

accordance with its requests and shall include such factors or elements

as the commission shall request. Any sampling and testing done by the

Department of Environmental Conservation as part of the activities of

the commission's network shall be reported fully and promptly by the

department to the commission together with the results thereof.

3. a. If the commission ascertains that particular waters at or near a

boundary of the state do not comply with the standards of the commission

made pursuant to article V of the New England Interstate Water Pollution

Control Compact, or are not otherwise of a quality complying with state

law, the commission shall inform the Department of Environmental

Conservation and the water pollution control agency of any other state

concerned and shall afford such agencies an opportunity to verify,

explain, supplement or correct the information in the possession of the

commission and, if the facts warrant, to take or secure the taking of

any necessary remedial action.

b. If such remedial action is not taken or secured in timely fashion,

the commission may hold a public hearing on due notice, as provided in

its rules and regulations, in order to ascertain all the relevant facts

and circumstances. Following public hearing, the commission may issue an

order directed to the source or sources of waste discharge causing or

contributing to the deteriorated water quality. Such order or orders may

require reduction or cessation of waste discharges or the improvement of

their quality. An order shall not be valid unless supported by

substantial evidence adduced at the public hearing. Such order shall

prescribe the date or dates by which discharges of waste are to be

reduced, discontinued or treated, and may contain timetables or

schedules for specific steps to be taken in order to comply therewith.

An order made pursuant to this section may be enforced in any court of

competent jurisdiction. Proceedings shall be only on the record made

before the commission.

4. Unless otherwise conferred by law, the commission shall not have

power to issue permits or licenses in connection with the discharge or

treatment of wastes, or pass upon plans or specifications for particular

waste treatment or collection equipment or facilities.

TITLE 3 Ohio River Valley Water Sanitation Compact

§ 21-0301 — Ohio River Valley Water Sanitation Compact

Ohio River Valley Water Sanitation Compact.

The Ohio River Valley Water Sanitation Compact, as first enacted by

chapter 776 of the laws of 1939, and as reenacted by chapter 472 of the

laws of 1961, is hereby continued. The compact is as follows:

OHIO RIVER VALLEY WATER SANITATION COMPACT

Whereas a substantial part of the territory of each of the signatory

states is situated within the drainage basin of the Ohio river; and

Whereas the rapid increase in the population of the various

metropolitan areas situated within the Ohio drainage basin, and the

growth in industrial activity within that area, have resulted in recent

years in an increasingly serious pollution of the waters and streams

within the said drainage basin, constituting a grave menace to the

health, welfare, and recreational facilities of the people living in

such basin, and occasioning great economic loss; and

Whereas the control of future pollution and the abatement of existing

pollution in the waters of said basin are of prime importance to the

people thereof, and can best be accomplished through the cooperation of

the states situated therein, by and through a joint or common agency;

Now, therefore, the states of Illinois, Indiana, Kentucky, New York,

Ohio, Pennsylvania, Tennessee and West Virginia do hereby covenant and

agree as follows:

ARTICLE I

Each of the signatory states pledges to each of the other signatory

states faithful cooperation in the control of future pollution in and

abatement of existing pollution from the rivers, streams and waters in

the Ohio river basin which flow through, into, or border upon any of

such signatory states, and in order to effect such object, agrees to

enact any necessary legislation to enable each such state to place and

maintain the waters of said basin in a satisfactory sanitary condition,

available for safe and satisfactory use as public and industrial water

supplies after reasonable treatment, suitable for recreational usage,

capable of maintaining fish and other aquatic life, free from unsightly

or malodorous nuisances due to floating solids or sludge deposits, and

adaptable to such other uses as may be legitimate.

ARTICLE II

The signatory states hereby create a district to be known as the "Ohio

river valley water sanitation district," hereinafter called the

district, which shall embrace all territory within the signatory states

the water in which flows ultimately into the Ohio river, or its

tributaries.

ARTICLE III

The signatory states hereby create the "Ohio river valley water

sanitation commission," hereinafter called the commission, which shall

be a body corporate, with the powers and duties set forth herein, and

such additional powers as may be conferred upon it by subsequent action

of the respective legislatures of the signatory states or by act or acts

of the congress of the United States.

ARTICLE IV

The commission shall consist of three commissioners from each state,

each of whom shall be a citizen of the state from which he is appointed,

and three commissioners representing the United States government. The

commissioners from each state shall be chosen in the manner and for the

terms provided by the laws of the state from which they shall be

appointed, and any commissioner may be removed or suspended from office

as provided by the law of the state from which he shall be appointed.

The commissioners representing the United States shall be appointed by

the president of the United States, or in such other manner as may be

provided by congress. The commissioners shall serve without

compensation, but shall be paid their actual expenses incurred in and

incident to the performance of their duties; but nothing herein shall

prevent the appointment of an officer or employee of any state or of the

United States government.

ARTICLE V

The commission shall elect from its number a chairman and

vice-chairman, and shall appoint, and at its pleasure remove or

discharge, such officers and legal, clerical, expert and other

assistants as may be required to carry the provisions of this compact

into effect, and shall fix and determine their duties, qualifications

and compensation. It shall adopt a seal and suitable by-laws, and shall

adopt and promulgate rules and regulations for its management and

control. It may establish and maintain one or more offices within the

district for the transaction of its business, and may meet at any time

or place. One or more commissioners from a majority of the member states

shall constitute a quorum for the transaction of business.

The commission shall submit to the governor of each state, at such

time as he may request, a budget of its estimated expenditures for such

period as may be required by the laws of such state for presentation to

the legislature thereof.

The commission shall keep accurate books of account, showing in full

its receipts and disbursements, and said books of account shall be open

at any reasonable time to the inspection of such representatives of the

respective signatory states as may be duly constituted for that purpose.

On or before the first day of December of each year, the commission

shall submit to the respective governors of the signatory states a full

and complete report of its activities for the preceding year.

The commission shall not incur any obligations of any kind prior to

the making of appropriations adequate to meet the same; nor shall the

commission pledge the credit of any of the signatory states, except by

and with the authority of the legislature thereof.

ARTICLE VI

It is recognized by the signatory states that no single standard for

the treatment of sewage or industrial wastes is applicable in all parts

of the district due to such variable factors as size, flow, location,

character, self-purification, and usage of waters within the district.

The guiding principle of this compact shall be that pollution by sewage

or industrial wastes originating within a signatory state shall not

injuriously affect the various uses of the interstate waters as

hereinbefore defined.

All sewage from municipalities or other political subdivisions, public

or private institutions, or corporations, discharged or permitted to

flow into these portions of the Ohio river and its tributary waters

which form boundaries between, or are contiguous to, two or more

signatory states, or which flow from one signatory state into another

signatory state, shall be so treated, within a time reasonable for the

construction of the necessary works, as to provide for substantially

complete removal of settleable solids, and the removal of not less than

forty-five per centum of the total suspended solids; provided that, in

order to protect the public health or to preserve the waters for other

legitimate purposes, including those specified in article one, in

specific instances such higher degree of treatment shall be used as may

be determined to be necessary by the commission after investigation, due

notice and hearing.

All industrial wastes discharged or permitted to flow into the

aforesaid waters shall be modified or treated, within a time reasonable

for the construction of the necessary works, in order to protect the

public health or to preserve the waters for other legitimate purposes,

including those specified in article one, to such degree as may be

determined to be necessary by the commission after investigation, due

notice and hearing.

All sewage or industrial wastes discharged or permitted to flow into

tributaries of the aforesaid waters situated wholly within one state

shall be treated to that extent, if any, which may be necessary to

maintain such waters in a sanitary and satisfactory condition at least

equal to the condition of the waters of the interstate stream

immediately above the confluence.

The commission is hereby authorized to adopt, prescribe and promulgate

rules, regulations and standards for administering and enforcing the

provisions of this article.

ARTICLE VII

Nothing in this compact shall be construed to limit the powers of any

signatory state, or to repeal or prevent the enactment of any

legislation or the enforcement of any requirement by any signatory

state, imposing additional conditions and restrictions to further lessen

or prevent the pollution of waters within its jurisdiction.

ARTICLE VIII

The commission shall conduct a survey of the territory included within

the district, shall study the pollution problems of the district, and

shall make a comprehensive report for the prevention or reduction of

stream pollution therein. In preparing such report, the commission shall

confer with any national or regional planning body which may be

established, and any department of the federal government authorized to

deal with matters relating to the pollution problems of the district.

The commission shall draft and recommend to the governors of the various

signatory states uniform legislation dealing with the pollution of

rivers, streams and waters and other pollution problems within the

district. The commission shall consult with and advise the various

states, communities, municipalities, corporations, persons, or other

entities with regard to particular problems connected with the pollution

of waters, particularly with regard to the construction of plants for

the disposal of sewage, industrial and other waste. The commission

shall, more than one month prior to any regular meeting of the

legislature of any state which is a party thereto, present to the

governor of the state its recommendations relating to enactments to be

made by any legislature in furthering the intents and purposes of this

compact.

ARTICLE IX

The commission may from time to time, after investigation and after a

hearing, issue an order or orders upon any municipality, corporation,

person, or other entity discharging sewage or industrial waste into the

Ohio river or any other river, stream or water, any part of which

constitutes any part of the boundary line between any two or more of the

signatory states, or into any stream any part of which flows from any

portion of one signatory state through any portion of another signatory

state. Any such order or orders may prescribe the date on or before

which such discharge shall be wholly or partially discontinued, modified

or treated or otherwise disposed of. The commission shall give

reasonable notice of the time and place of the hearing to the

municipality, corporation or other entity against which such order is

proposed. No such order shall go into effect unless and until it

receives the assent of at least a majority of the commissioners from

each of not less than a majority of the signatory states; and no such

order upon a municipality, corporation, person or entity in any state

shall go into effect unless and until it receives the assent of not less

than a majority of the commissioners from such state.

It shall be the duty of the municipality, corporation, person or other

entity to comply with any such order issued against it or him by the

commission, and any court of general jurisdiction or any United States

district court in any of the signatory states shall have the

jurisdiction, by mandamus, injunction, specific performance or other

form of remedy, to enforce any such order against any municipality,

corporation or other entity domiciled or located within such state or

whose discharge of the waste takes place within or adjoining such state,

or against any employee, department or subdivision of such municipality,

corporation, person or other entity; provided, however, such court may

review the order and affirm, reverse or modify the same upon any of the

grounds customarily applicable in proceedings for court review of

administrative decisions. The commission or, at its request, the

attorney-general or other law enforcing official, shall have power to

institute in such court any action for the enforcement of such order.

ARTICLE X

The signatory states agree to appropriate for the salaries, office and

other administrative expenses, their proper proportion of the annual

budget as determined by the commission and approved by the governors of

the signatory states, one-half of such amount to be prorated among the

several states in proportion to their popualtion within the district at

the last preceding federal census, the other half to be prorated in

proportion to their land area within the district.

ARTICLE XI

This compact shall become effective upon ratification by the

legislatures of a majority of the states located within the district and

upon approval by the congress of the United States; and shall become

effective as to any additional states signing thereafter at the time of

such signing.

In witness whereof, the various signatory states have executed this

compact through their respective compact commissioners.

§ 21-0303 — Joinder by Virginia

Joinder by Virginia.

The state of New York hereby consents that the state of Virginia may

become a party to and a signatory state of the compact described in the

preceding section as fully as though such state had been expressly named

therein.

§ 21-0305 — Commissioners; cooperation by departments and officers

Commissioners; cooperation by departments and officers.

1. In pursuance of article four of said compact, there shall be three

members (hereinafter called commissioners) of the Ohio River Valley

Water Sanitation Commission (hereinafter called commission) from the

state of New York. The Governor, by and with the advice and consent of

the senate, shall appoint two persons as two of such commissioners, each

of whom shall be a resident and citizen of the state of New York. The

terms of such commissioners shall continue to be for six years. Each

commissioner shall hold office until his successor shall be appointed

and qualified. Vacancies occurring in the office of any such

commissioner for any reason or cause shall be filled by appointment by

the Governor, by and with the advice and consent of the senate, for the

unexpired term. The third commissioner from the state of New York shall

be the Commissioner of Environmental Conservation of the state of New

York ex officio, and the term of any such ex officio commissioner shall

terminate at the time he ceases to hold said office of Commissioner of

Environmental Conservation, and his successor as a commissioner shall be

his successor as said Commissioner of Environmental Conservation. With

the exception of the issuance of any order under the provisions of

article nine of the compact, said ex officio commissioner may delegate,

from time to time, to any deputy or other subordinate in his department

or office the power to be present and participate, including voting, as

his representative or substitute at any meeting of, or hearing by, or

other proceeding of the commission. The commissioners serving on the

effective date of this article shall continue in office until the

expiration of their terms, or until their successors have qualified, or

until otherwise ceasing to be commissioners pursuant to law.

2. Any commissioner may be removed from office by the Governor upon

charges and after a hearing, but opportunity to be heard shall be given.

3. There is hereby granted to the commission and the commissioners

thereof all the powers provided for in the said compact and all the

powers necessary or incidental to the carrying out of said compact in

every particular. All officers of the state of New York are hereby

authorized and directed to do all things falling within their respective

provinces and jurisdiction necessary or incidental to the carrying out

of said compact in every particular; it being hereby declared to be the

policy of the state of New York to perform and carry out the said

compact and to accomplish the purposes thereof. All officers, bureaus,

departments and persons of and in the state government or administration

of the state of New York are hereby authorized and directed at

convenient times and upon request of the said commission to furnish the

said commission with information and data possessed by them or any of

them and to aid said commission by loan of personnel or other means

lying within their legal powers respectively.

§ 21-0307 — Jurisdiction of court; powers of Attorney-General and other law enforcement officers

Jurisdiction of court; powers of Attorney-General and other

law enforcement officers.

The supreme court of the state of New York is hereby granted the

jurisdiction specified in article nine of said compact, and the

Attorney-General and any other law enforcement officer of the state of

New York is hereby granted the power to institute any action for the

enforcement of the orders of the commission as specified in article nine

of the compact.

§ 21-0309 — Powers to be additional

Powers to be additional.

Any powers herein granted to the commission shall be regarded as in

aid of and supplemental to and in no case a limitation upon any other

powers vested in said commission by other laws of the state of New York

or by any other jurisdiction, or by the terms of said compact.

§ 21-0311 — Financial examination; recommendations

Financial examination; recommendations.

1. The commission shall keep accurate accounts of all receipts and

disbursements and shall report to the Governor and the legislature of

the state of New York, on or before the tenth day of January in each

year, setting forth in detail the transactions conducted by it during

the preceding calendar year and shall make recommendations for any

legislative action deemed by it advisable including amendments to the

statutes of the state of New York which may be necessary to carry out

the intent and purposes of the compact between the signatory states.

The Comptroller of the state of New York is hereby authorized and

empowered from time to time to examine the accounts and books of the

commission including its receipts, disbursements and such other items

referring to its financial standing as such Comptroller may deem proper

and to report the results of such examination to the Governor of such

state.

§ 21-0313 — Budget

Budget.

1. The commission shall submit annually, in accordance with the laws

and practice of this state to the Governor, for study and consideration

by him, an estimate of moneys required to administer, manage and support

the commission. Such estimate shall include any request for

appropriation of funds by New York state and shall be accompanied by a

tabulation of similar requests which the commission expects to make to

each other member state and the formula or factors upon which such

respective requests are based.

2. The Commissioner of Environmental Conservation shall be afforded an

opportunity to comment on any budget request by the commission, and the

commission shall be furnished with a copy of any such comments.

§ 21-0315 — Inconsistent provisions

Inconsistent provisions.

No provision of the Public Health Law and no provision of the

Environmental Conservation Law, if such provision of the Environmental

Conservation Law was derived from a provision of the Public Health Law,

which is inconsistent with the provisions of the Ohio River Valley Water

Sanitation Compact shall be applicable to the commission or to any

matter governed by the Ohio River Valley Water Sanitation Compact.

§ 21-0317 — Evaluation

Evaluation.

On August 15, 1964, and at intervals of four years thereafter, the

Commissioner of Environmental Conservation shall evaluate the role of

the commission with respect to the waters within and commingled with

those in New York over which the commission has jurisdiction and shall

report to the commission thereon. The Commissioner of Environmental

Conservation shall transmit a copy of such report to the Governor. The

Commissioner of Environmental Conservation may make such additional

reports to the commission and the Governor as he deems appropriate.

TITLE 5 Tri-state Compact and Interstate Environmental Commission

§ 21-0501 — Tri-state compact

Tri-state compact.

The tri-state compact as first entered into pursuant to chapter 4 of

the laws of 1936, as reenacted by chapter 476 of the laws of 1961, and

as amended by chapter 1046 of the laws of 1969, is hereby continued. The

compact is as follows:

TRI-STATE COMPACT

Whereas, The tremendous growth of population and the development of

the territory surrounding and adjacent to the harbor of New York has

resulted in recent years in an increasingly serious pollution of the

harbor, coastal and tidal waters in such area and the tributary waters

therein; and

Whereas, Such pollution constitutes a grave menace to the health,

welfare and recreational facilities of the people living in such area

and is occasioning great economic loss; and

Whereas, The control of future pollution and the abatement of existing

pollution in the waters in such area is of prime importance to the

people living in such area and can best be accomplished through the

co-operation of the states of New Jersey and New York and Connecticut by

and through a joint or common agency;

Now, therefore, The state of New York and the state of New Jersey and

the state of Connecticut do agree and are bound as follows:

ARTICLE I

1. Each of the signatory states pledges each to the other faithful

co-operation in the control of future pollution and agrees to provide

for the abatement of existing pollution in the tidal and coastal waters

in the adjacent portions of the signatory states defined herein as

coming within the district, and consistent with such object, to enact

adequate legislation which will enable each of the signatory states to

put and maintain the waters thereof in a satisfactory sanitary condition

and particularly to protect public health; to render safe such waters as

are now used or may later become available for bathing and recreational

purposes; to abate and eliminate such pollution as becomes obnoxious or

causes a nuisance; to permit the maintenance of major fish life,

shellfish and marine life in waters now available or that may by

practicable means be made available for the development of such fish,

shellfish or marine life; to prevent oil, grease or solids from being

carried on the surface of the water; to prevent the formation of sludge

deposits along the shores or in the waterways; and with the fulfillment

of these objectives to abate and avoid incurring unnecessary economic

loss by safeguarding the rights of the public in its varied legitimate

uses of the waters of the district.

ARTICLE II

1. To that end they do agree that there shall be created and they do

hereby create a district to be known as the Interstate Environmental

District (hereinafter referred to as the district) which shall embrace

the territory described as follows:

All of the coastal, estuarial and tidal waters within or covering

portions of the signatory states as follows:

(a) In Connecticut, Long Island sound and estuaries and tidal waters

thereof between the easterly side of New Haven harbor at Morgan Point

and the Connecticut-New York state boundary, and the Housatonic river up

to the northerly boundary lines of the towns of Stratford and Milford.

(b) In New York, all of the tidal waters of Greater New York city;

including Kill Van Kull and Arthur Kill, Long Island Sound and the

estuaries and tidal waters thereof between the New York city line and

the New York-Connecticut state boundary and between the New York city

line and the easterly side of Port Jefferson harbor; the Atlantic ocean

and the estuaries and tidal waters thereof between the New York city

line and the easterly side of Fire Island inlet; and the Hudson river

and estuaries and tidal waters thereof between the New York and New

Jersey state boundary and the northerly line of Rockland county on the

westerly side and between the northerly line of New York city and the

northerly line of Westchester county on the easterly side of the river.

(c) In New Jersey, the Hudson river and New York upper bay and

estuaries and tidal waters thereof between the New York-New Jersey

boundary and Constable Point on Constable Hook, the Kill Van Kull and

Arthur Kill to the mouths of the rivers entering into the Kills; Newark

bay and the estuaries thereof up to the mouth of the Passaic river; and

up to the mouth of the Hackensack river; Raritan bay together with the

Raritan river up to the Victory bridge on said river between Perth Amboy

and South Amboy; together with the Cheesequake creek up to the New York

and Long Branch Railroad bridge on said creek at Morgan; together with

the Matawan creek up to the New York and Long Branch Railroad bridge on

said creek at Matawan; Sandy Hook bay; together with the Shrewsbury

river up to the passenger railroad bridge between Navesink Light and

Highland Beach on said river.

ARTICLE III

1. There is hereby created the Interstate Environmental Commission

(hereinafter referred to as the commission) which shall be a body

corporate and politic, having the powers, duties and jurisdiction herein

enumerated and such other and additional powers as shall be conferred

upon it by the act or acts of a signatory state concurred in by the

others and by the act or acts of congress when necessary.

ARTICLE IV

1. The commission shall consist of five commissioners from each state,

each of whom shall be a resident voter of the state from which he is

appointed.

The commissioners shall be chosen in the manner and for the terms

provided by law of the state from which they shall be appointed, and

each commissioner may be removed or suspended from office as provided by

the law of the state from which he shall be appointed. The commissioners

shall serve without compensation, but shall be paid their actual

expenses incurred and incident to the performance of their duties.

ARTICLE V

1. The commission shall elect from its number a chairman and

vice-chairman and shall appoint and at its pleasure remove or discharge

such officers and legal, clerical, expert and other assistants as may be

required to carry the provisions of this compact into effect, and shall

fix and determine their duties, qualifications and compensations.

It shall adopt a seal and suitable by-laws and shall promulgate rules

and regulations for its management and control. It may maintain one or

more offices for the transaction of its business and may meet at any

time or place within the signatory states.

A majority of the members from each state shall constitute a quorum

for the transaction of business, the exercise of any powers, or the

performance of any duties, but no action of the commission shall be

binding unless at least three of the members from each state shall vote

in favor thereof.

The commission shall keep accurate accounts of all receipts and

disbursements and shall make an annual report to the governor and the

legislature of each state setting forth in detail the operations and

transactions conducted by it pursuant to this compact, and shall make

recommendations for any legislative action deemed by it advisable,

including amendments to the statutes of the signatory states which may

be necessary to carry out the intent and purpose of this compact, and

changes in the district which concentration of population or other cause

may require.

The commission shall not incur any obligations for salaries, office or

other administrative expenses prior to the making of appropriations

adequate to meet the same; nor shall the commission pledge the credit of

any of the signatory states except by and with the authority of the

legislatures thereof. Each state reserves the right to provide hereafter

by law for the examination and audit of the accounts of the commission

by its comptroller or other official.

The commissioners shall meet and organize within ten days after the

effective date of this compact.

ARTICLE VI

1. It is recognized by the signatory states that, where tidal waters

are used for such varied purposes as bathing, navigation, shellfish

culture, the development of fish life and the disposal of wastes, no

single standard of purity is practicable in all parts of the district.

In order to attain the objects of this compact, the commission, after

proper study and after conducting public hearings upon due notice, shall

group the designated waters of the district into classes. Where local

conditions shall have changed in the future to such an extent that

changes in classification become necessary, the commission may, after

conducting public hearings upon due notice, adopt such changes.

Two general classifications shall be used:

(1) Class "A", in which the designated water areas are expected to be

used primarily for recreational purposes, shellfish culture or the

development of fish life;

(2) Class "B", in which the designated water areas are not expected to

be used primarily for recreational purposes, shellfish culture or the

development of fish life.

ARTICLE VII

1. It is agreed between the signatory states that no sewage or other

polluting matters shall be discharged or permitted to flow into, or be

placed in, or permitted to fall or move into the tidal waters of the

district, except under the following conditions and restrictions:

(1) All sewage discharged or permitted to flow into Class "A" waters

of the district shall first have been so treated as

(a) to remove all floating solids and at least sixty per centum (60%)

of the suspended solids; and

(b) to effect a reduction of organisms of the B. Coli group

(intestinal bacilli) so that the probable number of such organisms shall

not exceed one per cubic centimeter in more than fifty per centum (50%)

of the samples of sewage effluent tested by the partially confirmed

test; provided, however, that in the case of discharge into waters used

primarily for bathing this bacterial standard need not be required

except during the bathing season; and

(c) to effect a reduction in the oxygen demand of the sewage effluent

sufficient to maintain an average dissolved oxygen content in the tidal

waters of the district and in the general vicinity of the point of

discharge of the sewage into those waters, at a depth of about five feet

below the surface, of not less than fifty per centum (50%) saturation

during any week of the year.

2. All sewage discharged or permitted to flow into class "B" waters of

the district shall first have been so treated as

(a) to remove all floating solids and at least ten per centum (10%) of

the suspended solids, or such additional percentage as may by reason of

local conditions be necessary to avoid the formation of sludge deposits

in the class "B" waters of the district; and

(b) to effect a reduction in the oxygen demand of the sewage effluent

sufficient to maintain an average dissolved oxygen content in the tidal

waters of the district and in the general vicinity of the point of

discharge of the sewage into those waters, at a depth of about five feet

below the surface, of not less than thirty per centum (30%) saturation

during any week of the year.

ARTICLE VIII

1. Each of the signatory states agrees, that in so far as waters

within its jurisdiction may flow into any portion of the district, all

sewage discharged or permitted to flow into any stream tributary to the

tidal waters of the district shall be treated to that extent, if any,

which may be necessary to maintain such tributary immediately above its

confluence with the tidal waters of the district in a sanitary condition

at least equal to the classification requirements determined by the

commission for the tidal waters of the district into which it

discharges. The waters of the Hudson river, immediately above the mouth

of Sparkhill creek on the westerly side and the New York-New Jersey

boundary extended on the easterly side of the river, shall be maintained

in a sanitary condition at ebb tide at least equal to the sanitary

condition prevailing in the waters of the river immediately below said

boundary at flood tide.

ARTICLE IX

1. Nothing in this compact shall be construed to repeal or prevent the

enactment of any legislation or the enforcement of any requirement by

any signatory state imposing any additional conditions and restrictions

to further lessen or prevent the pollution of waters within its

jurisdiction.

ARTICLE X

1. Subject to the provisions of this compact the commission, as soon

as may be after its organization, after an investigation and after

conducting public hearings upon due notice, shall by order prescribe the

reasonable date on or before which each municipality or other entity

discharging sewage into the designated waters within the district shall

be treating such sewage in accordance with the standards specified in

this compact. And such order may prescribe that certain specific

progress shall be made at certain definite time prior to the final date

fixed in such order.

It is the desire of all parties to accomplish the objects herein set

forth with the least possible injury to investments which have already

been made in the construction of sewage treatment plants within the

district, and where changes or additions to such plants would be

necessary to conform to the standards herein adopted, a reasonable time

to effect such changes or additions may, in the discretion of the

commission, be granted.

ARTICLE XI

1. Each of the signatory states agrees that it will prohibit the

pollution of the said waters within the district in accordance with the

several articles of this compact, and that it will enact suitable and

adequate legislation which will accomplish effectively the objects of

this compact and which will enable its officers, departments, boards and

agents to accomplish satisfactorily the obligations and duties assumed

by the state under the terms of this compact, and it is further agreed

that the courts of the several states shall have jurisdiction to enforce

as against any person, corporation, municipality or other entity or any

employee, department or subdivision of the respective signatory states

any and all provisions of this compact.

The commission shall have authority to investigate and determine if

the requirements of the compact and/or the orders of the commission

pursuant thereto are complied with and if satisfactory progress has not

been made, to bring action in its own name in the proper court or courts

to compel the enforcement of any and all the provisions of this compact,

and/or the orders of the commission pursuant thereto.

ARTICLE XII

1. In order that future pollution be controlled and existing pollution

be abated with the greatest possible economy and efficiency, the

commission shall co-operate and advise with the respective state and

district authorities having jurisdiction over stream pollution, with a

view to coordinating their activities and securing the most satisfactory

results at lower cost. For such purpose the commission may prepare a

general plan of the most practicable and economical method of securing

conformity with the standards herein set forth, having in view the

future growth and development of the district. Such plan when completed

shall be submitted to the governor and the legislature of each state and

to the state agency or agencies or district agencies in charge of sewage

problems.

The provisions of this act shall not affect the discharge from the

outfall pipes of the Passaic valley sewerage system into the water of

New York harbor; provided, however, that said discharge shall be in

accordance with the terms and provisions of the stipulation entered into

on April fourteenth, one thousand nine hundred ten, between the United

States of America and Passaic valley sewerage commissioners.

ARTICLE XIII

1. Terms used in this compact are defined as follows:

"District" means the area more particularly described in article two

of this compact.

"Commission" means the Interstate Environmental Commission.

"Municipality" means any city, incorporated village, borough, county,

town, township, district, or any municipality governed by an improvement

commission, any joint sewer commission, or any other subdivision of any

one of the signatory states, located within the district.

"Rule" or "Regulation" means any rule or regulation established by the

commission not inconsistent with the constitution of the United States

or of any signatory state, promulgated by the commission touching the

abatement or pollution of the waters of the district.

"Tidal waters" means all those waters which ebb and flow within the

designated district.

"Dissolved oxygen" is the gaseous oxygen held in solution by the water

at any given time. It is expressed as a percentage of the maximum amount

of oxygen that would be required to saturate the water under the

existing conditions of temperature and salinity.

"Pollution" is any foreign matter which renders waters unfit to

sustain fish life and unsatisfactory for bathing.

"Sewage effluent" means the treated sewage discharged from a treatment

plant.

"Suspended solids" means those solid particles carried in suspension

in the untreated sewage or sewage effluent.

"Entity" means any organization or association owning, controlling or

operating a sewerage system or treatment plant within a municipality.

ARTICLE XIV

1. The signatory states agree to appropriate annually for the

salaries, office and other administrative expenses such sum or sums as

shall be recommended by the commission and approved by the governors of

the signatory states, the state of New York and the state of New Jersey

agreeing each to appropriate forty-five per centum (45%) thereof, and

the state of Connecticut agreeing to appropriate ten per centum (10%)

thereof. The state of New York and the state of New Jersey obligate

themselves hereunder, however, only to the extent of fifteen thousand

dollars ($15,000.00) each in any one year, and the state of Connecticut

obligated itself hereunder only to the extent of three thousand, three

hundred thirty-three dollars and thirty-four cents ($3,333.34) in any

one year.

ARTICLE XV

1. Should any part of this compact be held to be contrary to the

constitution of any signatory state or of the United States, all other

severable objects of this compact shall continue to be in full force and

effect.

ARTICLE XVI

1. This compact shall become effective as to the state of New Jersey

and the state of New York immediately upon the signing thereof by the

representatives of such states, and thereafter it shall also become

effective as to the state of Connecticut immediately upon the signing

thereof by the representatives of such state; provided, however, that

prior to the signing of this compact by the representatives of the state

of Connecticut the district as set forth in article two shall not

embrace any territory within the jurisdiction of the state of

Connecticut, nor shall the commission exercise any jurisdiction or

perform any duties or acts affecting such territory; and the

appropriations for salaries, office and other administrative expenses

shall be borne equally by the state of New York and the state of New

Jersey.

2. Nothing herein contained shall affect or abate any action now

pending brought by any governmental board or body created by or existing

under any of the signatory states.

ARTICLE XVII

In addition to, or in substitution for, the classifications of waters

set forth in Articles VI and VII of this compact and the effluent

standards made applicable thereto, the Commission may develop and, after

public hearing place in force other classifications of waters and

effluent standards within the District. Such classifications shall be on

the basis of present or intended uses of the waters in question and

shall be accompanied by requirements governing the quality of effluents,

receiving waters, or both, as the public interest may make appropriate.

Classifications, standards, and requirements adopted pursuant to this

Article shall be developed and may be revised with due consideration for

uniformity of requirements relating to the quality of effluents and

receiving waters within the same classification in all parts of the

District.

Classifications made pursuant to this Article shall be governed by and

shall implement any water and related land resource plans, water use

plans or pollution control plans adopted by appropriate agencies of the

signatory states, acting singly or in concert, or through joint

intergovernmental agencies. Any exercise of authority by the Commission

pursuant to this Article shall be subject to any procedural

requirements, if applicable, that may be contained in federal law.

Nothing contained in this Article shall be construed to abridge or

limit any power otherwise existing of a signatory state to make and

enforce classifications, standards, and requirements for effluents and

receiving waters.

§ 21-0503 — Commissioners

Commissioners.

1. The Governor shall, by and with the advice and consent of the

senate, appoint four commissioners to the interstate environmental

commission created by the tri-state compact, each of whom shall be a

resident voter of the state of New York. The Commissioner of

Environmental Conservation, and each of his successors in such office,

also shall be a commissioner of the interstate environmental commission.

Each commissioner shall hold office until his successor has been

appointed and qualified. The commissioners serving on the effective date

of this article shall continue in office until the expiration of their

terms, or until their successors have qualified, or until otherwise

ceasing to be commissioners pursuant to law. The Commissioner of

Environmental Conservation may appoint a member of his department to act

as his statutory representative on the commission.

2. At the expiration of the term of each appointive commissioner and

of each succeeding appointive commissioner, the Governor shall, by and

with the advice and consent of the senate, appoint a successor who shall

hold office for a term of four years or until his successor has been

appointed and qualified. In the event of a vacancy occurring in the

office of an appointive commissioner by death, resignation or otherwise,

the Governor shall, by and with the advice and consent of the senate,

appoint a successor, who shall hold office for the unexpired term. Any

commissioner may be removed upon charges and after hearing by the

Governor. The commissioners shall have the powers and duties, and be

subject to the limitations provided for in the compact and applicable

laws of this state. The commissioners shall serve without compensation,

but shall be paid their actual expenses incurred and incident to the

performance of their duties.

§ 21-0505 — Cooperation of other officers and agencies

Cooperation of other officers and agencies.

All state and municipal departments, commissions, boards and bodies

having to do with the waters of the state shall cooperate with the

commission and shall furnish to the commission such information as the

commission shall request, touching the pollution or the elimination

thereof, of the waters of the district.

§ 21-0507 — Enforcement proceedings

Enforcement proceedings.

Whenever the interstate environmental commission shall be of the

opinion that any person, association or corporation, municipal or

otherwise, within the district is failing or omitting, or about to fail

or omit to do anything required of it by its order or by the laws

governing the control or elimination of pollution of the waters of the

district, or is doing or is about to do anything, or permitting or about

to permit anything to be done contrary to or in violation of such orders

or such laws, or the provisions of the compact, it may direct its legal

representative to commence an action or a proceeding in the name of the

interstate environmental commission in an appropriate court having

jurisdiction for the purpose of having such violations or threatened

violations stopped and prevented. Such an action or proceeding when

directed against any person, firm, association, corporation, municipal

or otherwise, within the state may be brought in the supreme court of

this state and the said court shall have and is hereby given the

necessary and appropriate jurisdiction to determine such action or

proceeding upon the merits and/or to grant any relief appropriate to the

case.

§ 21-0509 — Powers to be additional; inconsistent provisions

Powers to be additional; inconsistent provisions.

Any powers herein granted to the interstate environmental commission

shall be regarded as in aid of and supplemental to, and in no case a

limitation upon, any other powers legally vested in said commission. No

provision of the Public Health Law and no provision of the Environmental

Conservation Law, if such provision of the Environmental Conservation

Law was derived from a provision of the Public Health Law, which is

inconsistent with the provisions of the tri-state compact shall be

applicable to the interstate environmental commission or to any matter

governed by the tri-state compact.

§ 21-0511 — Further pollution

Further pollution.

No person, firm or corporation, municipal or otherwise, shall create,

establish, cause or maintain any source of pollution within the

district, not existing on April 1, 1935; provided, however, that after

hearing and investigation on application of such person, firm or

corporation, municipal or otherwise, the commission may issue such order

relating to any such pollution as it shall find will best serve the

public interest.

§ 21-0513 — Hearings

Hearings.

Whenever the commission shall determine upon investigation that sewage

or other polluting matter from any city, village, town, county, borough,

municipality or other entity, as defined in the compact, building,

steamboat, or other vessel, or any garbage, offal or any decomposable or

putrescible matter of any kind is being discharged into any waters of

the district, and whenever in the opinion of the commission such

discharge is polluting such waters in a manner injurious to or so as to

create a menace to public health, welfare and recreational purposes, or

so as to create a public nuisance, or so as to be obnoxious, the

commission may order the municipality, corporation or person so

discharging sewage, refuse or other matter, to show cause before it or

its duly designated representative why such discharge should not be

discontinued or why said commission should not issue an order regulating

such pollution. A notice shall be served on the municipality,

corporation or person so discharging sewage, refuse or other matter,

directing such municipality, corporation or person to show cause before

the said commission on a date specified in such notice why an order

should not be made directing the discontinuance of such discharge or

otherwise regulating the said pollution. Such notice shall specify the

time when and place where a public hearing will be held by the

commission or its duly delegated representative and shall be served

personally, or by mail at least fifteen days before said hearing, and in

case of a municipality or a corporation, such service shall be upon an

officer thereof. The person or persons presiding at such hearing shall

take evidence, and after conducting such public hearing, the commission

shall by order prescribe a reasonable date on or before which such

municipality, corporation or person discharging sewage, refuse or other

matter into the designated waters within the district, shall cease to

discharge such refuse or other matter and shall treat such sewage in

accordance with the standards specified in the compact, and such order

may prescribe that certain specific progress shall be made at definite

times prior to the final date fixed in such order. The commission shall

have authority to require from the officials and persons responsible for

the execution of such orders satisfactory evidence at specified times of

proper progress in the execution of such orders.

§ 21-0515 — Preparation of plan; consultation

Preparation of plan; consultation.

The commission may prepare a general plan of the most practicable and

economical method of securing conformity with the standards set forth in

the compact, having in view the future growth and development of the

district, and to that end shall cooperate and advise with the respective

state authorities having jurisdiction over stream pollution and any

other bodies having to do with sewage and garbage disposal and the

pollution of the waters of the district, with the secretary of the army

of the United States, with appropriate committees of congress and any

and all other federal authorities having jurisdiction in the premises,

with representatives of chambers of commerce and other civic bodies

within the district, and with such bodies, commissions and legislative

committees as may exist or be created in any of the signatory states,

for the purpose of bringing about a comprehensive program for the

abatement and elimination of pollution.

§ 21-0517 — Report and recommendations

Report and recommendations.

The commission shall keep accurate accounts of all receipts and

disbursements and shall report to the Governor and the legislature of

this state on or before the twenty-fifth day of January in each year,

setting forth in detail the transactions conducted by it and shall make

recommendations for any legislative action deemed by it advisable,

including amendments to the statutes of the signatory states which may

be necessary to carry out the intent and purposes of the compact.

§ 21-0519 — Budget

Budget.

1. The interstate environmental commission shall submit annually to

the Governor in accordance with the laws and practice of this state, for

study and consideration by him, an estimate of moneys required to

administer, manage and support the commission during the ensuing fiscal

year. Such estimate shall include any request for appropriation of funds

by New York and shall be accompanied by a tabulation of similar requests

which the commission expects to make to each other member state and the

formula or factors upon which such respective requests are based.

2. The Commissioner of Environmental Conservation shall be afforded an

opportunity to comment on any budget request by the commission, and the

commission shall be furnished with a copy of any such comments.

§ 21-0521 — Financial examination

Financial examination.

The Comptroller of the state of New York is hereby authorized and

empowered, from time to time, to examine the accounts and books of the

commission including its receipts, disbursements and such other items

referring to its financial standing as such Comptroller may deem proper

and to report the results of such examination to the Governor of such

state.

§ 21-0523 — Evaluation

Evaluation.

On August 15, l964, and at intervals of four years thereafter, the

Commissioner of Environmental Conservation shall evaluate the role of

the commission with respect to the waters within and commingled with

those in New York, and any other matter over which the commission has

jurisdiction and shall report to the commission thereon. The

Commissioner of Environmental Conservation shall transmit a copy of such

report to the Governor. The Commissioner of Environmental Conservation

may make such additional reports to the commission and the Governor as

he deems appropriate.

§ 21-0525 — Interstate air pollution

Interstate air pollution.

When the state of New Jersey shall have enacted legislation of

substantially similar import and for so long as such legislation of the

state of New Jersey remains in force, the interstate environmental

commission shall, in addition to its other powers, duties and functions

have authority, in accordance with article three of the tri-state

compact set forth in section 21-0501 of this chapter, to engage in

activities with respect to interstate air pollution problems between the

states of New York and New Jersey as follows:

a. to conduct studies;

b. to undertake research, testing and development;

c. to gather, exchange and disseminate information with and among

public or private bodies, persons or organizations and to cooperate with

any of them in solving air pollution problems;

d. to take samplings and to trace sources of air pollutants;

e. to refer complaints to an appropriate enforcement agency or

agencies of the states in which the sources are located and to which air

pollutants are carried, along with such data and information as it may

have obtained with respect to the nature, characteristics, source, path

and effect of air pollutants;

f. whenever found appropriate on the basis of such studies and

research, (1) to make recommendations and reports to the governors and

legislatures of the participating states;

(2) to recommend to the legislatures, air pollution control agencies

and municipalities of the states the establishment of such specific

control and enforcement measures as may be necessary to abate air

pollution in one state which endangers the health and welfare of people

in another state;

(3) to join in a requirement upon the federal Administrator of the

Environmental Protection Agency that he convene a conference pursuant to

the federal clean air act, and to participate in such a conference; and

(4) to recommend and assist in the establishment of air pollution

monitoring systems and air pollution warning systems.

The primary effort of the interstate environmental commission under

this act shall be directed to air contaminant solids, liquids or gases

which are toxic, disagreeable or irritant, or which are destructive.

In carrying out its functions under this act, the interstate

environmental commission shall make use of the services, facilities and

information of existing state, local and federal agencies wherever

feasible and available.

In furtherance of the purposes of this act, the interstate

environmental commission is empowered to accept moneys, property and

other donations or gifts from any person whatever, whether public,

private or governmental, real or artificial.

No trade secret or secret process shall be inquired into by the

interstate environmental commission under this act, whether with respect

to one or more of the substances or one or more of the processes,

operations, techniques or devices used in connection therewith, and

whenever a trade secret or secret process is involved, the activity

under this act shall be limited to the identification of the device or

facility from which the effluent discharged into the outer air derives,

and the nature, rate and period of emission of such effluent.

All information obtained from any sampling, tracing or other specific

inquiry performed under this act shall be kept and maintained as a

confidential disclosure and, except as may be essential for the purpose

of referring a complaint to an appropriate enforcement agency and of any

enforcement proceeding by or before any such agency, shall not be

disclosed or published in any way other than such as will not identify a

given substance, process, operation, technique or device with the

physical location or identity of the source plant or facility, or with

the product made or service performed, or with the person or persons

using the same.

A printed copy of the provisions of this section shall be furnished on

request to any person furnishing information to the interstate

environmental commission and, in case of an inquiry at a plant or

facility, to the person then in charge of the same.

So long as the activities conducted pursuant to this act are limited

to the states of New York and New Jersey, all of the costs and expenses

of the same, direct and indirect, shall be met, within the limits of

available appropriations therefor, by said two states in equal shares

and all actions of the interstate environmental commission with respect

to such activities shall be governed solely by the commissioners from

the states of New York and New Jersey, with like effect as though the

state of Connecticut were not a participant of said commission, and for

this purpose the commission shall establish administratively a separate

division on interstate air pollution, and maintain separate financial

accounts to reflect its direct and allocated costs and expenses;

provided, however, that the full commission, including the members

representing the state of Connecticut, shall rule on all matters

touching the accounting systems to be used and the charging and

allocation of costs and expenses.

TITLE 7 Delaware River Basin Compact

TITLE 9 Great Lakes Basin Compact

§ 21-0901 — Great Lakes Basin Compact

Great Lakes Basin Compact.

The Great Lakes Basin Compact, as first enacted by chapter 643 of the

laws of l960, as reenacted by chapter 473 of the laws of 1961, and as

renumbered by chapter 73 of the laws of l962, is hereby continued. The

compact is as follows:

The party states solemnly agree:

ARTICLE I

The purposes of this compact are, through means of joint or

cooperative action:

1. To promote the orderly, integrated, and comprehensive development,

use, and conservation of the water resources of the Great Lakes Basin

(hereinafter called the Basin).

2. To plan for the welfare and development of the water resources of

the Basin as a whole as well as for those portions of the Basin which

may have problems of special concern.

3. To make it possible for the states of the Basin and their people to

derive the maximum benefit from utilization of public works, in the form

of navigational aids or otherwise, which may exist or which may be

constructed from time to time.

4. To advise in securing and maintaining a proper balance among

industrial, commercial, agricultural, water supply, residential,

recreational, and other legitimate uses of the water resources of the

Basin.

5. To establish and maintain an intergovernmental agency to the end

that the purposes of this compact may be accomplished more effectively.

ARTICLE II

A. This compact shall enter into force and become effective and

binding when it has been enacted by the legislatures of any four of the

States of Illinois, Indiana, Michigan, Minnesota, New York, Ohio,

Pennsylvania, and Wisconsin and thereafter shall enter into force and

become effective and binding as to any other of said states when enacted

by the legislature thereof.

B. The Province of Ontario and the Province of Quebec, or either of

them, may become states party to this compact by taking such action as

their laws and the laws of the Government of Canada may prescribe for

adherence thereto. For the purpose of this compact the word "state"

shall be construed to include a Province of Canada.

ARTICLE III

The Great Lakes Commission created by Article IV of this compact shall

exercise its powers and perform its functions in respect to the Basin

which, for the purposes of this compact, shall consist of so much of the

following as may be within the party states:

1. Lakes Erie, Huron, Michigan, Ontario, St. Clair, Superior, and the

St. Lawrence River, together with any and all natural or man-made water

interconnections between or among them.

2. All rivers, ponds, lakes, streams, and other watercourses which, in

their natural state or in their prevailing condition, are tributary to

Lakes Erie, Huron, Michigan, Ontario, St. Clair, and Superior or any of

them or which comprise part of any watershed draining into any of said

lakes.

ARTICLE IV

A. There is hereby created an agency of the party states to be known

as The Great Lakes Commission, (hereinafter called the Commission). In

that name the Commission may sue and be sued, acquire, hold and convey

real and personal property and any interest therein. The Commission

shall have a seal with the words "The Great Lakes Commission" and such

other design as it may prescribe engraved thereon by which it shall

authenticate its proceedings. Transactions involving real or personal

property shall conform to the laws of the state in which the property is

located, and the Commission may by bylaws provide for the execution and

acknowledgment of all instruments in its behalf.

B. The Commission shall be composed of not less than three

commissioners nor more than five commissioners from each party state

designated or appointed in accordance with the law of the state which

they represent and serving and subject to removal in accordance with

such law.

C. Each state delegation shall be entitled to three votes in the

Commission. The presence of commissioners from a majority of the party

states shall constitute a quorum for the transaction of business at any

meeting of the Commission. Actions of the Commission shall be by a

majority of the votes cast except that any recommendations made pursuant

to Article VI of this compact shall require an affirmative vote of not

less than a majority of the votes cast from each of a majority of the

states present and voting.

D. The commissioners of any two or more party states may meet

separately to consider problems of particular interest to their states

but no action taken at any such meeting shall be deemed an action of the

Commission unless and until the Commission shall specifically approve

the same.

E. In the absence of any commissioner, his vote may be cast by another

representative or commissioner of his state provided that said

commissioner or other representative casting said vote shall have a

written proxy in proper form as may be required by the Commission.

F. The Commission shall elect annually from among its members a

chairman and vice-chairman. The Commission shall appoint an Executive

Director who shall also act as secretary-treasurer, and who shall be

bonded in such amount as the Commission may require. The Executive

Director shall serve at the pleasure of the Commission and at such

compensation and under such terms and conditions as may be fixed by it.

The Executive Director shall be custodian of the records of the

Commission with authority to affix the Commission's official seal and to

attest to and certify such records or copies thereof.

G. The Executive Director, subject to the approval of the Commission

in such cases as its bylaws may provide, shall appoint and remove or

discharge such personnel as may be necessary for the performance of the

Commission's functions. Subject to the aforesaid approval, the Executive

Director may fix their compensation, define their duties, and require

bonds of such of them as the Commission may designate.

H. The Executive Director, on behalf of, as trustee for, and with the

approval of the Commission, may borrow, accept, or contract for the

services of personnel from any state or government or any subdivision or

agency thereof, from any intergovernmental agency, or from any

institution, person, firm or corporation; and may accept for any of the

Commission's purposes and functions under this compact any and all

donations, gifts, and grants of money, equipment, supplies, materials,

and services from any state or government or any subdivision or agency

thereof or intergovernmental agency or from any institution, person,

firm or corporation and may receive and utilize the same.

I. The Commission may establish and maintain one or more offices for

the transacting of its business and for such purposes the Executive

Director, on behalf of, as trustee for, and with the approval of the

Commission, may acquire, hold and dispose of real and personal property

necessary to the performance of its functions.

J. No tax levied or imposed by any party state or any political

subdivision thereof shall be deemed to apply to property, transactions,

or income of the Commission.

K. The Commission may adopt, amend and rescind bylaws, rules and

regulations for the conduct of its business.

L. The organization meeting of the Commission shall be held within six

months from the effective date of this compact.

M. The Commission and its Executive Director shall make available to

the party states any information within its possession and shall always

provide free access to its records by duly authorized representatives of

such party states.

N. The Commission shall keep a written record of its meetings and

proceedings and shall annually make a report thereof to be submitted to

the duly designated official of each party state.

O. The Commission shall make and transmit annually to the legislature

and Governor of each party state a report covering the activities of the

Commission for the preceding year and embodying such recommendations as

may have been adopted by the Commission. The Commission may issue such

additional reports as it may deem desirable.

ARTICLE V

A. The members of the Commission shall serve without compensation, but

the expenses of each commissioner shall be met by the state which he

represents in accordance with the law of that state. All other expenses

incurred by the Commission in the course of exercising the powers

conferred upon it by this compact, unless met in some other manner

specifically provided by this compact, shall be paid by the Commission

out of its own funds.

B. The Commission shall submit to the executive head or designated

officer of each party state a budget of its estimated expenditures for

such period as may be required by the laws of that state for

presentation to the legislature thereof.

C. Each of the Commission's budgets of estimated expenditures shall

contain specific recommendations of the amount or amounts to be

appropriated by each of the party states. Detailed commission budgets

shall be recommended by a majority of the votes cast, and the costs

shall be allocated equitably among the party states in accordance with

their respective interests.

D. The Commission shall not pledge the credit of any party state. The

Commission may meet any of its obligations in whole or in part with

funds available to it under Article IV (II) of this compact, provided

that the Commission takes specific action setting aside such funds prior

to the incurring of any obligations to be met in whole or in part in

this manner. Except where the Commission makes use of funds available to

it under Article IV (H) hereof, the Commission shall not incur any

obligations prior to the allotment of funds by the party states adequate

to meet the same.

E. The Commission shall keep accurate accounts of all receipts and

disbursements. The receipts and disbursements of the Commission shall be

subject to the audit and accounting procedures established under the

bylaws. However, all receipts and disbursements of funds handled by the

Commission shall be audited yearly by a qualified public accountant and

the report of the audit shall be included in and become a part of the

annual report of the Commission.

F. The accounts of the Commission shall be open at any reasonable time

for inspection by such agency, representative or representatives of the

party states as may be duly constituted for that purpose and by others

who may be authorized by the Commission.

ARTICLE VI

The Commission shall have power to:

A. Collect, correlate, interpret, and report on data relating to the

water resources and the use thereof in the Basin or any portion thereof.

B. Recommend methods for the orderly, efficient, and balanced

development, use, and conservation of the water resources of the Basin

or any portion thereof to the party states and to any other governments

or agencies having interests in or jurisdiction over the Basin or any

portion thereof.

C. Consider the need for and desirability of public works and

improvements relating to the water resources in the Basin or any portion

thereof.

D. Consider means of improving navigation and port facilities in the

Basin or any portion thereof.

E. Consider means of improving and maintaining the fisheries of the

Basin or any portion thereof.

F. Recommend policies relating to water resources including the

institution and alteration of flood plain and other zoning laws,

ordinances and regulations.

G. Recommend uniform or other laws, ordinances, or regulations

relating to the development, use and conservation of the Basin's water

resources to the party states or any of them and to other governments,

political subdivisions, agencies or intergovernmental bodies having

interests in or jurisdiction sufficient to affect conditions in the

Basin or any portion thereof.

H. Consider and recommend amendments or agreements supplementary to

this compact to the party states or any of them, and assist in the

formulation and drafting of such amendments or supplementary agreements.

I. Prepare and publish reports, bulletins, and publications

appropriate to this work and fix reasonable sale prices therefor.

J. With respect to the water resources of the Basin or any portion

thereof, recommend agreements between the governments of the United

States and Canada.

K. Recommend mutual arrangements expressed by concurrent or reciprocal

legislation on the part of Congress and the Parliament of Canada

including but not limited to such agreements and mutual arrangements as

are provided for by Article XIII of the Treaty of 1909 Relating to

Boundary Waters and Questions Arising Between the United States and

Canada. (Treaty Series, No. 548).

L. Cooperate with the governments of the United States and of Canada,

the party states and any public or private agencies or bodies having

interests in or jurisdiction sufficient to affect the Basin or any

portion thereof.

M. At the request of the United States, or in the event that a

Province shall be a party state, at the request of the Government of

Canada, assist in the negotiation and formulation of any treaty or other

mutual arrangement or agreement between the United States and Canada

with reference to the Basin or any portion thereof.

N. Make any recommendation and do all things necessary and proper to

carry out the powers conferred upon the Commission by this compact,

provided that no action of the Commission shall have the force of law

in, or be binding upon, any party state.

ARTICLE VII

Each party state agrees to consider the action the Commission

recommends in respect to:

A. Stabilization of lake levels.

B. Measures for combating pollution, beach erosion, floods, and shore

inundation.

C. Uniformity in navigation regulations within the constitutional

powers of the states.

D. Proposed navigation aids and improvements.

E. Uniformity or effective coordinating action in fishing laws and

regulations and cooperative action to eradicate destructive and

parasitical forces endangering the fisheries, wild life and other water

resources.

F. Suitable hydroelectric power developments.

G. Cooperative programs for control of soil and bank erosion for the

general improvement of the Basin.

H. Diversion of waters from and into the Basin.

I. Other measures the Commission may recommend to the states pursuant

to Article VI of this compact.

ARTICLE VIII

This compact shall continue in force and remain binding upon each

party state until renounced by act of the legislature of such state, in

such form and manner as it may choose and as may be valid and effective

to repeal a statute of said state, provided that such renunciation shall

not become effective until six months after notice of such action shall

have been officially communicated in writing to the executive head of

the other party states.

ARTICLE IX

It is intended that the provisions of this compact shall be reasonably

and liberally construed to effectuate the purposes thereof. The

provisions of this compact shall be severable and if any phrase, clause,

sentence or provision of this compact is declared to be contrary to the

constitution of any party state or of the United States, or in the case

of a Province, to the British North America Act of 1867 as amended, or

the applicability thereof to any state, agency, person or circumstance

is held invalid, the constitutionality of the remainder of this compact

and the applicability thereof to any state, agency, person or

circumstance shall not be affected thereby, provided further that if

this compact shall be held contrary to the constitution of the United

States, or in the case of a Province, to the British North America Act

of 1867 as amended, or of any party state, the compact shall remain in

full force and effect as to the remaining states and in full force and

effect as to the state affected as to all severable matters.

§ 21-0903 — Representation on the commission

Representation on the commission.

In pursuance of article four of the compact there shall be five

commissioners. One shall be the Commissioner of Environmental

Conservation or, if designated by him, one of his principal deputies.

The other four commissioners shall be designated by the Governor to

serve at his pleasure. Each commissioner shall have three-fifths of one

vote and is hereby given all of the powers conferred on a commissioner

by the compact or which shall be necessary or incidental to the

performance of his functions as such a commissioner. It is hereby

specifically recognized that the interests and activities of the Great

Lakes Commission contemplate many aspects of the great lakes and of

their relation to the member states. Accordingingly, it is declared to

be the legislative intent that each of the New York commissioners, and

such commissioners as a group, shall confer and consult with all other

agencies and officers of the state government whenever appropriate to

coordinate or make known the views and policies of such agencies and

officers with respect to the work of the commission or the interests of

the state in the great lakes basin.

§ 21-0905 — Budget

Budget.

1. The Great Lakes Commission shall submit annually to the

Commissioner of Environmental Conservation, in accordance with the laws

and practice of this state, for study and consideration by such

commissioner, an estimate of moneys required to administer, manage and

support the commission during the ensuing fiscal year. Such estimate

shall include any requests for appropriation of funds by New York state

and shall be accompanied by a tabulation of similar requests which the

commission expects to make to each other member state and the formula or

factors upon which such respective requests are based.

2. The Commissioner of Environmental Conservation shall include a

suitable item or items of estimated expenditures for the Great Lakes

Commission in the budget estimates of his department.

§ 21-0907 — Examination of commission accounts

Examination of commission accounts.

In accordance with paragraph F of article five of the compact, the

state Comptroller is hereby authorized and empowered from time to time

to examine the accounts and books of the commission, including its

receipts, disbursements and such other items referring to its financial

standing as such Comptroller may deem proper and to report the results

of such examination to the Governor.

§ 21-0909 — Transmittal of documents

Transmittal of documents.

The Secretary of State is hereby authorized and directed to transmit a

duly authenticated copy of this title and the act by which it has been

added to the Environmental Conservation Law to each jurisdiction party

to the compact.

§ 21-0911 — Inconsistent provisions

Inconsistent provisions.

No provision of the Conservation Law, and no provision of the

Environmental Conservation Law, if such provision of the Environmental

Conservation Law was derived from a provision of the Conservation Law,

which is inconsistent with the provisions of the Great Lakes Basin

Compact shall be applicable to the Great Lakes Commission or to any

matter governed by the Great Lakes Basin Compact.

§ 21-0913 — Appraisal of commission

Appraisal of commission.

On August 15, 1964, and at intervals of four years thereafter, the

Commissioner of Environmental Conservation shall evaluate the role of

the Great Lakes Commission with respect to the interests of this state

in the Great Lakes, and shall report to the commission thereon. The

Commissioner of Environmental Conservation shall transmit a copy of such

report to the Governor. The Commissioner of Environmental Conservation

may make such additional reports to the Great Lakes Commission and the

Governor as he deems appropriate.

§ 21-0915 — Termination

Termination.

In accordance with article eight of the compact, termination of the

participation of this state in such compact shall be evidenced by repeal

of this title. Notice of intention to withdraw from the compact shall be

executed and transmitted by the Governor.

§ 21-0917 — The Great Lakes Basin advisory council

The Great Lakes Basin advisory council.

1. As used in this section:

a. "Great Lakes Basin" means the watershed of the Great Lakes and the

St. Lawrence River, upstream from Trois Rivieres, Quebec, consisting in

New York State of the Lake Erie, Niagara River, Lake Ontario minor

tributaries, Genesee River, Seneca-Oneida Oswego River, Black River, St.

Lawrence River, and Lake Champlain drainage basins.

b. "Great Lakes region" means the geographic region composed of the

states of Illinois, Indiana, Michigan, Minnesota, New York, Ohio and

Wisconsin, the commonwealth of Pennsylvania, and the provinces of

Ontario and Quebec, Canada.

2. There is hereby established within the department the Great Lakes

Basin advisory council (hereinafter referred to as the "council")

consisting of nineteen members to advise the governor and the

commissioner on matters relating to the state's role in regional,

federal, and international activities aimed at the protection of the

quality and quantity of water in the Great Lakes, domestic, municipal,

industrial and agricultural water supplies, navigation, hydroelectric

power and energy production, recreation, fish and wildlife habitat, and

a balanced ecosystem which are all vital to the future environmental,

social, and economic health of New York State and the other states and

provinces comprising the Great Lakes region.

a. The council shall:

(i) advise the commissioner and the governor on the implementation and

any modifications to any comprehensive long-term Great Lakes management

plan developed by the department;

(ii) advise the state's members on the board of directors of the Great

Lakes protection fund;

(iii) annually identify specific research or program needs for funding

from the New York Great Lakes protection fund, after consultation with

the Great Lakes protection fund, other Great Lakes states and other

concerned parties. Such annual program, with as much detail on the scope

and expectations of each project as is practical, shall be submitted to

the commissioner, who shall select specific projects from the program,

recommended by the council and shall submit such projects to the

department for implementation; and

(iv) evaluate and report to the governor and the legislature on the

projects funded by the New York Great Lakes protection fund.

b. The governor shall appoint nine members with one representing an

institution that performs research on the issues and the problems of the

Great Lakes, one representing a labor union whose members derive their

livelihood from the Great Lakes, three representing environmental or

conservation organizations with interests in the Great Lakes Basin, two

representing business organizations whose commercial interest lies in

activities in or around Lake Ontario, Lake Erie and/or the St. Lawrence

River, one representing a municipality adjacent to Lake Erie, Lake

Ontario or the St. Lawrence River, and one representing a county having

a population of two hundred and fifty thousand people or less adjacent

to Lake Erie, Lake Ontario or the St. Lawrence River. The temporary

president of the Senate and the speaker of the Assembly shall each

appoint two members who have a demonstrated knowledge in Great Lakes

issues. The commissioner, the commissioners of the departments of state,

health, transportation, economic development and the chairman of the

power authority of the state of New York or their designated

representative shall be ex-officio members. The appointed members of the

council shall serve terms of three years; provided, however, that of the

members first appointed by the governor, three shall be appointed for a

term of three years, three shall be appointed for a term of two years

and three shall be appointed for a term of one year. An appointment to

fill a vacancy shall be made for the remainder of the affected term in

the same manner as the original appointment was made. Such appointment

shall be made within sixty days of the date the position becomes vacant.

Members shall serve until their successor has been appointed. The

governor shall designate the chairperson.

3. The advisory council shall meet at a minimum of two times annually.

4. Advisory council members shall receive no compensation for their

services, but shall be reimbursed for their actual and necessary

expenses incurred during the performance of their duties.

5. The council shall submit a report prior to January first beginning

in nineteen hundred ninety and annually thereafter to the governor, the

speaker of the Assembly, the temporary president of the Senate and the

chairmen of the Senate and Assembly committees on environmental

conservation. Such report should include an evaluation of the problems

and conditions of the Great Lakes and recommendations for departmental

or legislative solutions.

TITLE 10 Great Lakes-st Lawrence River Basin Water Resources Compact

§ 21-1001 — The Great Lakes-St

The Great Lakes-St. Lawrence River Basin Water Resources

Compact.

GREAT LAKES-ST. LAWRENCE RIVER BASIN WATER RESOURCES COMPACT

ARTICLE 1

SHORT TITLE, DEFINITIONS, PURPOSES AND DURATION

Section 1.1. Short Title. This act shall be known and may be cited as

the "Great Lakes-St. Lawrence River Basin Water Resources Compact."

Section 1.2. Definitions. For the purposes of this Compact, and of any

supplemental or concurring legislation enacted pursuant thereto, except

as may be otherwise required by the context:

Adaptive Management means a Water resources management system that

provides a systematic process for evaluation, monitoring and learning

from the outcomes of operational programs and adjustment of policies,

plans and programs based on experience and the evolution of scientific

knowledge concerning Water resources and Water Dependent Natural

Resources.

Agreement means the Great Lakes-St. Lawrence River Basin Sustainable

Water Resources Agreement.

Applicant means a Person who is required to submit a Proposal that is

subject to management and regulation under this Compact. Application has

a corresponding meaning.

Basin or Great Lakes-St. Lawrence River Basin means the watershed of

the Great Lakes and the St. Lawrence River upstream from Trois-Rivieres,

Quebec within the jurisdiction of the Parties.

Basin Ecosystem or Great Lakes-St. Lawrence River Basin Ecosystem

means the interacting components of air, land, Water and living

organisms, including humankind, within the Basin.

Community within a Straddling County means any incorporated city, town

or the equivalent thereof, that is located outside the Basin but wholly

within a County that lies partly within the Basin and that is not a

Straddling Community.

Compact means this Compact.

Consumptive Use means that portion of the Water Withdrawn or withheld

from the Basin that is lost or otherwise not returned to the Basin due

to evaporation, incorporation into Products, or other processes.

Council means the Great Lakes-St. Lawrence River Basin Water Resources

Council, created by this Compact.

Council Review means the collective review by the Council members as

described in article 4 of this Compact.

County means the largest territorial division for local government in

a State. The County boundaries shall be defined as those boundaries that

exist as of December 13, 2005.

Cumulative Impacts mean the impact on the Basin Ecosystem that results

from incremental effects of all aspects of a Withdrawal, Diversion or

Consumptive Use in addition to other past, present, and reasonably

foreseeable future Withdrawals, Diversions and Consumptive Uses

regardless of who undertakes the other Withdrawals, Diversions and

Consumptive Uses. Cumulative Impacts can result from individually minor

but collectively significant Withdrawals, Diversions and Consumptive

Uses taking place over a period of time.

Decision-Making Standard means the decision-making standard

established by Section 4.11 for Proposals subject to management and

regulation in Section 4.10.

Diversion means a transfer of Water from the Basin into another

watershed, or from the watershed of one of the Great Lakes into that of

another by any means of transfer, including but not limited to a

pipeline, canal, tunnel, aqueduct, channel, modification of the

direction of a water course, a tanker ship, tanker truck or rail tanker

but does not apply to Water that is used in the Basin or a Great Lake

watershed to manufacture or produce a Product that is then transferred

out of the Basin or watershed. Divert has a corresponding meaning.

Environmentally Sound and Economically Feasible Water Conservation

Measures mean those measures, methods, technologies or practices for

efficient water use and for reduction of water loss and waste or for

reducing a Withdrawal, Consumptive Use or Diversion that (i) are

environmentally sound, (ii) reflect best practices applicable to the

water use sector, (iii) are technically feasible and available, (iv) are

economically feasible and cost effective based on an analysis that

considers direct and avoided economic and environmental costs and (v)

consider the particular facilities and processes involved, taking into

account the environmental impact, age of equipment and facilities

involved, the processes employed, energy impacts and other appropriate

factors.

Exception means a transfer of Water that is excepted under Section 4.9

from the prohibition against Diversions in Section 4.8.

Exception Standard means the standard for Exceptions established in

Section 4.9.4.

Intra-Basin Transfer means the transfer of Water from the watershed of

one of the Great Lakes into the watershed of another Great Lake.

Measures means any legislation, law, regulation, directive,

requirement, guideline, program, policy, administrative practice or

other procedure.

New or Increased Diversion means a new Diversion, an increase in an

existing Diversion, or the alteration of an existing Withdrawal so that

it becomes a Diversion.

New or Increased Withdrawal or Consumptive Use means a new Withdrawal

or Consumptive Use or an increase in an existing Withdrawal or

Consumptive Use.

Originating Party means the Party within whose jurisdiction an

Application or registration is made or required.

Party means a State party to this Compact.

Person means a human being or a legal person, including a government

or a non-governmental organization, including any scientific,

professional, business, non-profit, or public interest organization or

association that is neither affiliated with, nor under the direction of

a government.

Product means something produced in the Basin by human or mechanical

effort or through agricultural processes and used in manufacturing,

commercial or other processes or intended for intermediate or end use

consumers. (i) Water used as part of the packaging of a Product shall be

considered to be part of the Product. (ii) Other than Water used as part

of the packaging of a Product, Water that is used primarily to transport

materials in or out of the Basin is not a Product or part of a Product.

(iii) Except as provided in (i) above, Water which is transferred as

part of a public or private supply is not a Product or part of a

Product. (iv) Water in its natural state such as in lakes, rivers,

reservoirs, aquifers, or water basins is not a Product.

Proposal means a Withdrawal, Diversion or Consumptive Use of Water

that is subject to this Compact.

Province means Ontario or Quebec.

Public Water Supply Purposes means water distributed to the public

through a physically connected system of treatment, storage and

distribution facilities serving a group of largely residential customers

that may also serve industrial, commercial, and other institutional

operators. Water Withdrawn directly from the Basin and not through such

a system shall not be considered to be used for Public Water Supply

Purposes.

Regional Body means the members of the Council and the Premiers of

Ontario and Quebec or their designee as established by the Agreement.

Regional Review means the collective review by the Regional Body as

described in Article 4 of this Compact.

Source Watershed means the watershed from which a Withdrawal

originates. If Water is Withdrawn directly from a Great Lake or from

the St. Lawrence River, then the Source Watershed shall be considered

to be the watershed of that Great Lake or the watershed of the St.

Lawrence River, respectively. If Water is Withdrawn from the watershed

of a stream that is a direct tributary to a great lake or a direct

tributary to the St. Lawrence River, then the Source Watershed shall be

considered to be the watershed of that Great Lake or the watershed of

the St. Lawrence River, respectively, with a preference to the direct

tributary stream watershed from which it was Withdrawn.

Standard of Review and Decision means the Exception Standard,

Decision-Making Standard and reviews as outlined in Article 4 of this

Compact.

State means one of the states of Illinois, Indiana, Michigan,

Minnesota, New York, Ohio or Wisconsin or the Commonwealth of

Pennsylvania.

Straddling Community means any incorporated city, town or the

equivalent thereof, wholly within any County that lies partly or

completely within the Basin, whose corporate boundary existing as of the

effective date of this Compact, is partly within the Basin or partly

within two Great Lakes watersheds.

Technical Review means a detailed review conducted to determine

whether or not a Proposal that requires Regional Review under this

Compact meets the Standard of Review and Decision following procedures

and guidelines as set out in this Compact.

Water means ground or surface water contained within the Basin.

Water Dependent Natural Resources means the interacting components of

land, Water and living organisms affected by the Waters of the Basin.

Waters of the Basin or Basin Water means the Great Lakes and all

streams, rivers, lakes, connecting channels and other bodies of water,

including tributary groundwater, within the Basin.

Withdrawal means the taking of water from surface water or

groundwater. Withdraw has a corresponding meaning.

Section 1.3. Findings and Purposes.

The legislative bodies of the respective Parties hereby find and

declare:

1. Findings:

a. The Waters of the Basin are precious public natural resources

shared and held in trust by the States;

b. The Waters of the Basin are interconnected and part of a single

hydrologic system;

c. The Waters of the Basin can concurrently serve multiple uses. Such

multiple uses include municipal, public, industrial, commercial,

agriculture, mining, navigation, energy development and production,

recreation, the subsistence, economic and cultural activities of native

peoples, Water quality maintenance, and the maintenance of fish and

wildlife habitat and a balanced ecosystem. And, other purposes are

encouraged, recognizing that such uses are interdependent and must be

balanced;

d. Future Diversions and Consumptive Uses of Basin Water resources

have the potential to significantly impact the environment, economy and

welfare of the Great Lakes-St. Lawrence River region;

e. Continued sustainable, accessible and adequate Water supplies for

the people and economy of the Basin are of vital importance; and,

f. The Parties have a shared duty to protect, conserve, restore,

improve and manage the renewable but finite Waters of the Basin for the

use, benefit and enjoyment of all their citizens, including generations

yet to come. The most effective means of protecting, conserving,

restoring, improving and managing the Basin Waters is through the joint

pursuit of unified and cooperative principles, policies and programs

mutually agreed upon, enacted and adhered to by all Parties.

2. Purposes:

a. To act together to protect, conserve, restore, improve and

effectively manage the Waters and Water Dependent Natural Resources of

the Basin under appropriate arrangements for intergovernmental

cooperation and consultation because current lack of full scientific

certainty should not be used as a reason for postponing measures to

protect the Basin Ecosystem;

b. To remove causes of present and future controversies;

c. To provide for cooperative planning and action by the Parties with

respect to such Water resources;

d. To facilitate consistent approaches to Water management across the

Basin while retaining State management authority over Water management

decisions within the Basin;

e. To facilitate the exchange of data, strengthen the scientific

information base upon which decisions are made and engage in

consultation on the potential effects of proposed Withdrawals and losses

on the Waters and Water Dependent Natural Resources of the Basin;

f. To prevent significant adverse impacts of Withdrawals and losses on

the Basin's ecosystems and watersheds;

g. To promote interstate and State-Provincial comity; and,

h. To promote an Adaptive Management approach to the conservation and

management of Basin Water resources, which recognizes, considers and

provides adjustments for the uncertainties in, and evolution of,

scientific knowledge concerning the Basin's Waters and Water Dependent

Natural Resources.

Section 1.4. Science. 1. The Parties commit to provide leadership for

the development of a collaborative strategy with other regional partners

to strengthen the scientific basis for sound Water management decision

making under this Compact.

2. The strategy shall guide the collection and application of

scientific information to support:

a. An improved understanding of the individual and Cumulative Impacts

of Withdrawals from various locations and Water sources on the Basin

Ecosystem and to develop a mechanism by which impacts of Withdrawals may

be assessed;

b. The periodic assessment of Cumulative Impacts of Withdrawals,

Diversions and Consumptive Uses on a Great Lake and St. Lawrence River

watershed basis;

c. Improved scientific understanding of the Waters of the Basin;

d. Improved understanding of the role of groundwater in Basin Water

resources management; and,

e. The development, transfer and application of science and research

related to Water conservation and Water use efficiency.

ARTICLE 2

ORGANIZATION

Section 2.1. Council Created.

The Great Lakes-St. Lawrence River Basin Water Resources Council is

hereby created as a body politic and corporate, with succession for the

duration of this Compact, as an agency and instrumentality of the

governments of the respective Parties.

Section 2.2. Council membership.

The Council shall consist of the Governors of the Parties, ex officio.

Section 2.3. Alternates.

Each member of the Council shall appoint at least one alternate who

may act in his or her place and stead, with authority to attend all

meetings of the Council and with power to vote in the absence of the

member. Unless otherwise provided by law of the Party for which he or

she is appointed, each alternate shall serve during the term of the

member appointing him or her, subject to removal at the pleasure of the

member. In the event of a vacancy in the office of alternate, it shall

be filled in the same manner as an original appointment for the

unexpired term only.

Section 2.4. Voting.

1. Each member is entitled to one vote on all matters that may come

before the Council.

2. Unless otherwise stated, the rule of decision shall be by a simple

majority.

3. The Council shall annually adopt a budget for each fiscal year and

the amount required to balance the budget shall be apportioned equitably

among the Parties by unanimous vote of the Council. The appropriation of

such amounts shall be subject to such review and approval as may be

required by the budgetary processes of the respective Parties.

4. The participation of Council members from a majority of the Parties

shall constitute a quorum for the transaction of business at any meeting

of the Council.

Section 2.5. Organization and Procedure.

The Council shall provide for its own organization and procedure, and

may adopt rules and regulations governing its meetings and transactions,

as well as the procedures and timeline for submission, review and

consideration of Proposals that come before the Council for its review

and action. The Council shall organize, annually, by the election of a

Chair and Vice Chair from among its members. Each member may appoint an

advisor, who may attend all meetings of the Council and its committees,

but shall not have voting power. The Council may employ or appoint

professional and administrative personnel, including an Executive

Director, as it may deem advisable, to carry out the purposes of this

Compact.

Section 2.6. Use of Existing Offices and Agencies.

It is the policy of the Parties to preserve and utilize the functions,

powers and duties of existing offices and agencies of government to the

extent consistent with this Compact. Further, the Council shall promote

and aid the coordination of the activities and programs of the Parties

concerned with Water resources management in the Basin. To this end, but

without limitation, the Council may:

1. Advise, consult, contract, assist or otherwise cooperate with any

and all such agencies;

2. Employ any other agency or instrumentality of any of the Parties

for any purpose; and,

3. Develop and adopt plans consistent with the Water resources plans

of the Parties.

Section 2.7. Jurisdiction.

The Council shall have, exercise and discharge its functions, powers

and duties within the limits of the Basin. Outside the Basin, it may act

in its discretion, but only to the extent such action may be necessary

or convenient to effectuate or implement its powers or responsibilities

within the Basin and subject to the consent of the jurisdiction wherein

it proposes to act.

Section 2.8. Status, Immunities and Privileges.

1. The Council, its members and personnel in their official capacity

and when engaged directly in the affairs of the Council, its property

and its assets, wherever located and by whomsoever held, shall enjoy the

same immunity from suit and every form of judicial process as is enjoyed

by the Parties, except to the extent that the Council may expressly

waive its immunity for the purposes of any proceedings or by the terms

of any contract.

2. The property and assets of the Council, wherever located and by

whomsoever held, shall be considered public property and shall be immune

from search, requisition, confiscation, expropriation or any other form

of taking or foreclosure by executive or legislative action.

3. The Council, its property and its assets, income and the operations

it carries out pursuant to this Compact shall be immune from all

taxation by or under the authority of any of the Parties or any

political subdivision thereof; provided, however, that in lieu of

property taxes the Council may make reasonable payments to local taxing

districts in annual amounts which shall approximate the taxes lawfully

assessed upon similar property.

Section 2.9. Advisory Committees.

The Council may constitute and empower advisory committees, which may

be comprised of representatives of the public and of federal, State,

tribal, county and local governments, water resources agencies,

water-using industries and sectors, water-interest groups and academic

experts in related fields.

ARTICLE 3

GENERAL POWERS AND DUTIES

Section 3.1. General.

The Waters and Water Dependent Natural Resources of the Basin are

subject to the sovereign right and responsibilities of the Parties, and

it is the purpose of this Compact to provide for joint exercise of such

powers of sovereignty by the Council in the common interests of the

people of the region, in the manner and to the extent provided in this

Compact. The Council and the Parties shall use the Standard of Review

and Decision and procedures contained in or adopted pursuant to this

Compact as the means to exercise their authority under this Compact.

The Council may revise the Standard of Review and Decision, after

consultation with the Provinces and upon unanimous vote of all Council

members, by regulation duly adopted in accordance with Section 3.3 of

this Compact and in accordance with each Party's respective statutory

authorities and applicable procedures.

The Council shall identify priorities and develop plans and policies

relating to Basin Water resources. It shall adopt and promote uniform

and coordinated policies for Water resources conservation and management

in the Basin.

Section 3.2. Council Powers.

The Council may: plan; conduct research and collect, compile, analyze,

interpret, report and disseminate data on Water resources and uses;

forecast Water levels; conduct investigations; institute court actions;

design, acquire, construct, reconstruct, own, operate, maintain,

control, sell and convey real and personal property and any interest

therein as it may deem necessary, useful or convenient to carry out the

purposes of this Compact; make contracts; receive and accept such

payments, appropriations, grants, gifts, loans, advances and other

funds, properties and services as may be transferred or made available

to it by any Party or by any other public or private agency, corporation

or individual; and, exercise such other and different powers as may be

delegated to it by this Compact or otherwise pursuant to law, and have

and exercise all powers necessary or convenient to carry out its express

powers or which may be reasonably implied therefrom.

Section 3.3. Rules and Regulations.

1. The Council may promulgate and enforce such rules and regulations

as may be necessary for the implementation and enforcement of this

Compact. The Council may adopt by regulation, after public notice and

public hearing, reasonable Application fees with respect to those

Proposals for Exceptions that are subject to Council review under

Section 4.9. Any rule or regulation of the Council, other than one which

deals solely with the internal management of the Council or its

property, shall be adopted only after public notice and hearing.

2. Each Party, in accordance with its respective statutory authorities

and applicable procedures, may adopt and enforce rules and regulations

to implement and enforce this Compact and the programs adopted by such

Party to carry out the management programs contemplated by this Compact.

Section 3.4. Program Review and Findings.

1. Each Party shall submit a report to the Council and the Regional

Body detailing its Water management and conservation and efficiency

programs that implement this Compact. The report shall set out the

manner in which Water Withdrawals are managed by sector, Water source,

quantity or any other means, and how the provisions of the Standard of

Review and Decision and conservation and efficiency programs are

implemented. The first report shall be provided by each Party one year

from the effective date of this Compact and thereafter every 5 years.

2. The Council, in cooperation with the Provinces, shall review its

Water management and conservation and efficiency programs and those of

the Parties that are established in this Compact and make findings on

whether the Water management program provisions in this Compact are

being met, and if not, recommend options to assist the Parties in

meeting the provisions of this Compact. Such review shall take place:

a. 30 days after the first report is submitted by all Parties; and,

b. Every five years after the effective date of this Compact; and,

c. At any other time at the request of one of the Parties.

3. As one of its duties and responsibilities, the Council may

recommend a range of approaches to the Parties with respect to the

development, enhancement and application of Water management and

conservation and efficiency programs to implement the Standard of Review

and Decision reflecting improved scientific understanding of the Waters

of the Basin, including groundwater, and the impacts of Withdrawals on

the Basin Ecosystem.

ARTICLE 4

WATER MANAGEMENT AND REGULATION

Section 4.1. Water Resources Inventory, Registration and Reporting.

1. Within five years of the effective date of this Compact, each Party

shall develop and maintain a Water resources inventory for the

collection, interpretation, storage, retrieval, exchange, and

dissemination of information concerning the Water resources of the

Party, including, but not limited to, information on the location, type,

quantity, and use of those resources and the location, type, and

quantity of Withdrawals, Diversions and Consumptive Uses. To the extent

feasible, the Water resources inventory shall be developed in

cooperation with local, State, federal, tribal and other private

agencies and entities, as well as the Council. Each Party's agencies

shall cooperate with that Party in the development and maintenance of

the inventory.

2. The Council shall assist each Party to develop a common base of

data regarding the management of the Water Resources of the Basin and to

establish systematic arrangements for the exchange of those data with

other States and Provinces.

3. To develop and maintain a compatible base of Water use information,

within five years of the effective date of this Compact any Person who

Withdraws Water in an amount of 100,000 gallons per day or greater

average in any 30-day period (including Consumptive Uses) from all

sources, or Diverts Water of any amount, shall register the Withdrawal

or Diversion by a date set by the Council unless the Person has

previously registered in accordance with an existing State program. The

Person shall register the Withdrawal or Diversion with the Originating

Party using a form prescribed by the Originating Party that shall

include, at a minimum and without limitation: the name and address of

the registrant and date of registration; the locations and sources of

the Withdrawal or Diversion; the capacity of the Withdrawal or Diversion

per day and the amount Withdrawn or Diverted from each source; the uses

made of the Water; places of use and places of discharge; and, such

other information as the Originating Party may require. All

registrations shall include an estimate of the volume of the Withdrawal

or Diversion in terms of gallons per day average in any 30-day period.

4. All registrants shall annually report the monthly volumes of the

Withdrawal, Consumptive Use and Diversion in gallons to the Originating

Party and any other information requested by the Originating Party.

5. Each Party shall annually report the information gathered pursuant

to this Section to a Great Lakes - St. Lawrence River Water use data

base repository and aggregated information shall be made publicly

available, consistent with the confidentiality requirements in Section

8.3.

6. Information gathered by the Parties pursuant to this Section shall

be used to improve the sources and applications of scientific

information regarding the Waters of the Basin and the impacts of the

Withdrawals and Diversions from various locations and Water sources on

the Basin Ecosystem, and to better understand the role of groundwater in

the Basin. The Council and the Parties shall coordinate the collection

and application of scientific information to further develop a mechanism

by which individual and Cumulative Impacts of Withdrawals, Consumptive

Uses and Diversions shall be assessed.

Section 4.2. Water Conservation and Efficiency Programs.

1. The Council commits to identify, in cooperation with the Provinces,

Basin-wide Water conservation and efficiency objectives to assist the

Parties in developing their Water conservation and efficiency program.

These objectives are based on the goals of:

a. Ensuring improvement of the Waters and Water Dependent Natural

Resources;

b. Protecting and restoring the hydrologic and ecosystem integrity of

the Basin;

c. Retaining the quantity of surface water and groundwater in the

Basin;

d. Ensuring sustainable use of Waters of the Basin; and,

e. Promoting the efficiency of use and reducing losses and waste of

Water.

2. Within two years of the effective date of this Compact, each Party

shall develop its own Water conservation and efficiency goals and

objectives consistent with the Basin-wide goals and objectives, and

shall develop and implement a Water conservation and efficiency program,

either voluntary or mandatory, within its jurisdiction based on the

Party's goals and objectives. Each Party shall annually assess its

programs in meeting the Party's goals and objectives, report to the

Council and the Regional Body and make this annual assessment available

to the public.

3. Beginning five years after the effective date of this Compact, and

every five years thereafter, the Council, in cooperation with the

Provinces, shall review and modify as appropriate the Basin-wide

objectives, and the Parties shall have regard for any such modifications

in implementing their programs. This assessment will be based on

examining new technologies, new patterns of Water use, new resource

demands and threats, and Cumulative Impact assessment under Section

4.15.

4. Within two years of the effective date of this Compact, the Parties

commit to promote Environmentally Sound and Economically Feasible Water

Conservation Measures such as:

a. Measures that promote efficient use of Water;

b. Identification and sharing of best management practices and state

of the art conservation and efficiency technologies;

c. Application of sound planning principles;

d. Demand-side and supply-side Measures or incentives; and,

e. Development, transfer and application of science and research.

5. Each Party shall implement in accordance with Paragraph 2 a

voluntary or mandatory Water conservation program for all, including

existing, Basin Water users. Conservation programs need to adjust to new

demands and the potential impacts of cumulative effects and climate.

Section 4.3. Party Powers and Duties.

1. Each Party, within its jurisdiction, shall manage and regulate New

or Increased Withdrawals, Consumptive Uses and Diversions, including

Exceptions, in accordance with this Compact.

2. Each Party shall require an Applicant to submit an Application in

such manner and with such accompanying information as the Party shall

prescribe.

3. No Party may approve a Proposal if the Party determines that the

Proposal is inconsistent with this Compact or the Standard of Review and

Decision or any implementing rules or regulations promulgated

thereunder. The Party may approve, approve with modifications or

disapprove any Proposal depending on the Proposal's consistency with

this Compact and the Standard of Review and Decision.

4. Each Party shall monitor the implementation of any approved

Proposal to ensure consistency with the approval and may take all

necessary enforcement actions.

5. No Party shall approve a Proposal subject to Council or Regional

Review, or both, pursuant to this Compact unless it shall have been

first submitted to and reviewed by either the Council or Regional Body,

or both, and approved by the council, as applicable. Sufficient

opportunity shall be provided for comment on the Proposal's consistency

with this Compact and the Standard of Review and Decision. All such

comments shall become part of the Party's formal record of decision, and

the Party shall take into consideration any such comments received.

Section 4.4. Requirement for Originating Party Approval.

No Proposal subject to management and regulation under this Compact

shall hereafter be undertaken by any Person unless it shall have been

approved by the Originating Party.

Section 4.5. Regional Review.

1. General.

a. It is the intention of the Parties to participate in Regional

Review of Proposals with the Provinces, as described in this Compact and

the Agreement.

b. Unless the Applicant or the Originating Party otherwise requests,

it shall be the goal of the Regional Body to conclude its review no

later than 90 days after notice under Section 4.5.2 of such Proposal is

received from the Originating Party.

c. Proposals for Exceptions subject to Regional Review shall be

submitted by the Originating Party to the Regional Body for Regional

Review, and where applicable, to the Council for concurrent review.

d. The Parties agree that the protection of the integrity of the Great

Lakes - St. Lawrence River Basin ecosystem shall be the overarching

principle for reviewing Proposals subject to Regional Review,

recognizing uncertainties with respect to demands that may be placed on

Basin Water, including groundwater, levels and flows of the Great Lakes

and the St. Lawrence River, future changes in environmental conditions,

the reliability of existing data and the extent to which Diversions may

harm the integrity of the Basin Ecosystem.

e. The Originating Party shall have lead responsibility for

coordinating information for resolution of issues related to evaluation

of a Proposal, and shall consult with the Applicant throughout the

Regional Review Process.

f. A majority of the members of the Regional Body may request Regional

review of a regionally significant or potentially precedent setting

Proposal. Such Regional Review must be conducted, to the extent

possible, within the time frames set forth in this Section. Any such

Regional Review shall be undertaken only after consulting the Applicant.

2. Notice from Originating Party to the Regional Body.

a. The Originating Party shall determine if a Proposal is subject to

Regional Review. If so, the Originating Party shall provide timely

notice to the Regional Body and the public.

b. Such notice shall not be given unless and until all information,

documents and the Originating Party's Technical Review needed to

evaluate whether the Proposal meets the Standard of Review and Decision

have been provided.

c. An Originating Party may:

i. Provide notice to the Regional Body of an Application, even if

notification is not required; or,

ii. Request Regional Review of an application, even if Regional Review

is not required. Any such Regional Review shall be undertaken only after

consulting the Applicant.

d. An Originating Party may provide preliminary notice of a potential

Proposal.

3. Public Participation.

a. To ensure adequate public participation, the Regional Body shall

adopt procedures for the review of Proposals that are subject to

Regional Review in accordance with this Article.

b. The Regional Body shall provide notice to the public of Proposal

undergoing Regional Review. Such notice shall indicate that the public

has an opportunity to comment in writing to the Regional Body on whether

the Proposal meets the Standard of Review and Decision.

c. The Regional Body shall hold a public meeting in the State or

Province of the Originating Party in order to receive public comment on

the issue of whether the Proposal under consideration meets the Standard

of Review and Decision.

d. The Regional Body shall consider the comments received before

issuing a Declaration of Finding.

e. The Regional Body shall forward the comments it receives to the

Originating Party.

4. Technical Review.

a. The Originating Party shall provide the Regional Body with its

Technical Review of the Proposal under consideration.

b. The Originating Party's Technical Review shall thoroughly analyze

the Proposal and provide an evaluation of the Proposal sufficient for a

determination of whether the Proposal meets the Standard of Review and

Decision.

c. Any member of the Regional Body may conduct their own Technical

Review of any Proposal subject to Regional Review.

d. At the request of the majority of its members, the Regional Body

shall make such arrangements as it considers appropriate for an

independent Technical Review of a Proposal.

e. All Parties shall exercise their best efforts to ensure that a

Technical Review undertaken under Sections 4.5.4.c and 4.5.4.d does not

unnecessarily delay the decision by the Originating Party on the

Application. Unless the Applicant or the Originating Party otherwise

requests, all Technical Reviews shall be completed no later than 60 days

after the date the notice of the Proposal was given to the Regional

Body.

5. Declaration of Finding.

a. The Regional Body shall meet to consider a Proposal. The Applicant

shall be provided with an opportunity to present the Proposal to the

Regional Body at such time.

b. The Regional Body, having considered the notice, the Originating

Party's Technical Review, any other independent Technical Review that is

made, any comments or objections including the analysis of comments made

by the public, First Nations and federally recognized Tribes, and any

other information that is provided under this Compact shall issue a

Declaration of Finding that the Proposal under consideration:

i. Meets the Standard of Review and Decision;

ii. Does not meet the Standard of Review and Decision; or,

iii. Would meet the Standard of Review and Decision if certain

conditions were met.

c. An Originating Party may decline to participate in a Declaration of

Finding made by the Regional Body.

d. The Parties recognize and affirm that it is preferable for all

members of the Regional Body to agree whether the Proposal meets the

Standard of Review and Decision.

e. If the members of the Regional Body who participate in the

Declaration of Finding all agree, they shall issue a written Declaration

of Finding with consensus.

f. In the event that the members cannot agree, the Regional Body shall

make every reasonable effort to achieve consensus within 25 days.

g. Should consensus not be achieved, the Regional Body may issue a

Declaration of Finding that presents different points of view and

indicates each Party's conclusions.

h. The Regional Body shall release the Declarations of Finding to the

public.

i. The Originating Party and the Council shall consider the

Declaration of Finding before making a decision on the Proposal.

Section 4.6. Proposals Subject to Prior Notice.

1. Beginning no later than five years of the effective date of this

Compact, the Originating Party shall provide all Parties and the

Provinces with detailed and timely notice and an opportunity to comment

within 90 days on any Proposal for a New or Increased Consumptive Use of

5 million gallons per day or greater average in any 90-day period.

Comments shall address whether or not the Proposal is consistent with

the Standard of Review and Decision. The Originating Party shall provide

a response to any such comment received from another Party.

2. A Party may provide notice, an opportunity to comment and a

response to comments even if this is not required under Paragraph 1 of

this Section. Any provision of such notice and opportunity to comment

shall be undertaken only after consulting the Applicant.

Section 4.7. Council Actions.

1. Proposals for Exceptions subject to Council Review shall be

submitted by the Originating Party to the Council for Council Review,

and where applicable, to the Regional Body for concurrent review.

2. The Council shall review and take action on Proposals in accordance

with this Compact and the Standard of Review and Decision. The Council

shall not take action on a Proposal subject to Regional Review pursuant

to this Compact unless the Proposal shall have been first submitted to

and reviewed by the Regional Body. The Council shall consider any

findings resulting from such review.

Section 4.8. Prohibition of New or Increased Diversions.

All New or Increased Diversions are prohibited, except as provided for

in this Article.

Section 4.9. Exceptions to the Prohibition of Diversions.

1. Straddling Communities. A Proposal to transfer Water to an area

within a Straddling Community but outside the Basin or outside the

source great lake Watershed shall be excepted from the prohibition

against Diversions and be managed and regulated by the Originating Party

provided that, regardless of the volume of Water transferred, all the

Water so transferred shall be used solely for Public Water Supply

Purposes within the Straddling Community, and:

a. All Water Withdrawn from the Basin shall be returned, either

naturally or after use, to the Source Watershed less an allowance for

Consumptive Use. No surface water or groundwater from outside the Basin

may be used to satisfy any portion of this criterion except if it:

i. Is part of a water supply or wastewater treatment system that

combines water from inside and outside of the Basin;

ii. Is treated to meet applicable water quality discharge standards

and to prevent the introduction of invasive species into the Basin;

iii. Maximizes the portion of water returned to the Source Watershed

as Basin Water and minimizes the surface water or groundwater from

outside the Basin;

b. If the Proposal results from a New or Increased Withdrawal of

100,000 gallons per day or greater average over any 90-day period, the

Proposal shall also meet the Exception Standard; and

c. If the Proposal results in a New or Increased Consumptive Use of 5

million gallons per day or greater average over any 90-day period, the

Proposal shall also undergo Regional Review.

2. Intra-Basin Transfer. A Proposal for an Intra-Basin Transfer that

would be considered a Diversion under this Compact, and not already

excepted pursuant to Paragraph 1 of this Section, shall be excepted from

the prohibition against Diversions, provided that:

a. If the Proposal results from a New or Increased Withdrawal less

than 100,000 gallons per day average over any 90-day period, the

Proposal shall be subject to management and regulation at the discretion

of the Originating Party.

b. If the Proposal results from a New or Increased Withdrawal 100,000

gallons per day or greater average over any 90-day period and if the

Consumptive Use resulting from the Withdrawal is less than five million

gallons per day average over any 90-day period:

i. The Proposal shall meet the Exception Standard and be subject to

management and regulation by the Originating Party, except that the

Water may be returned to another Great Lake watershed rather than the

Source Watershed;

ii. The Applicant shall demonstrate that there is no feasible, cost

effective, and environmentally sound water supply alternative within the

Great Lake watershed to which the Water will be transferred, including

conservation of existing water supplies; and,

iii. The Originating Party shall provide notice to the other Parties

prior to making any decision with respect to the Proposal.

c. If the Proposal results in a New or Increased Consumptive Use of 5

million gallons per day or greater average over any 90-day period:

i. The Proposal shall be subject to management and regulation by the

Originating Party and shall meet the Exception Standard, ensuring that

Water Withdrawn shall be returned to the Source Watershed;

ii. The Applicant shall demonstrate that there is no feasible, cost

effective, and environmentally sound water supply alternative within the

great lake watershed to which the Water will be transferred, including

conservation of existing water supplies;

iii. The Proposal undergoes Regional Review; and,

iv. The Proposal is approved by the Council. Council approval shall be

given unless one or more Council Members vote to disapprove.

3. Straddling Counties. A Proposal to transfer Water to a Community

within a Straddling County that would be considered a Diversion under

this Compact shall be excepted from the prohibition against Diversions,

provided that it satisfies all of the following conditions:

a. The Water shall be used solely for the Public Water Supply Purposes

of the Community within a Straddling County that is without adequate

supplies of potable water;

b. The Proposal meets the Exception Standard, maximizing the portion

of water returned to the Source Watershed as Basin Water and minimizing

the surface water or groundwater from outside the Basin;

c. The Proposal shall be subject to management and regulation by the

Originating Party, regardless of its size;

d. There is no reasonable water supply alternative within the basin in

which the community is located, including conservation of existing water

supplies;

e. Caution shall be used in determining whether or not the Proposal

meets the conditions for this Exception. This Exception should not be

authorized unless it can be shown that it will not endanger the

integrity of the Basin Ecosystem;

f. The Proposal undergoes Regional Review; and,

g. The Proposal is approved by the Council. Council approval shall be

given unless one or more Council Members vote to disapprove.

A Proposal must satisfy all of the conditions listed above. Further,

substantive consideration will also be given to whether or not the

Proposal can provide sufficient scientifically based evidence that the

existing water supply is derived from groundwater that is hydrologically

interconnected to Waters of the Basin.

4. Exception Standard. Proposals subject to management and regulation

in this Section shall be declared to meet this Exception Standard and

may be approved as appropriate only when the following criteria are met:

a. The need for all or part of the proposed Exception cannot be

reasonably avoided through the efficient use and conservation of

existing water supplies;

b. The Exception will be limited to quantities that are considered

reasonable for the purposes for which it is proposed;

c. All Water Withdrawn shall be returned, either naturally or after

use, to the Source Watershed less an allowance for Consumptive Use. No

surface water or groundwater from the outside the Basin may be used to

satisfy any portion of this criterion except if it:

i. Is part of a water supply or wastewater treatment system that

combines water from inside and outside of the Basin;

ii. Is treated to meet applicable water quality discharge standards

and to prevent the introduction of invasive species into the Basin;

d. The Exception will be implemented so as to ensure that it will

result in no significant individual or cumulative adverse impacts to the

quantity or quality of the Waters and Water Dependent Natural Resources

of the Basin with consideration given to the potential Cumulative

Impacts of any precedent-setting consequences associated with the

Proposal;

e. The Exception will be implemented so as to incorporate

Environmentally Sound and Economically Feasible Water Conservation

Measures to minimize Water Withdrawals or Consumptive Use;

f. The Exception will be implemented so as to ensure that it is in

compliance with all applicable municipal, State and federal laws as well

as regional interstate and international agreements, including the

Boundary Waters Treaty of 1909; and,

g. All other applicable criteria in Section 4.9 have also been met.

Section 4.10. Management and regulation of New or Increased

Withdrawals and Consumptive Uses.

1. Within five years of the effective date of this Compact, each Party

shall create a program for the management and regulation of New or

Increased Withdrawals and Consumptive Uses by adopting and implementing

Measures consistent with the Decision-Making Standard. Each Party,

through a considered process, shall set and may modify threshold levels

for the regulation of New or Increased Withdrawals in order to assure an

effective and efficient Water management program that will ensure that

uses overall are reasonable, that Withdrawals overall will not result in

significant impacts to the Waters and Water Dependent Natural Resources

of the Basin, determined on the basis of significant impacts to the

physical, chemical, and biological integrity of Source Watersheds, and

that all other objectives of the Compact are achieved. Each Party may

determine the scope and thresholds of its program, including which New

or Increased Withdrawals and Consumptive Uses will be subject to the

program.

2. Any Party that fails to set threshold levels that comply with

Section 4.10.1 any time before 10 years after the effective date of this

Compact shall apply a threshold level for management and regulation of

all New or Increased Withdrawals of 100,000 gallons per day or greater

average in any 90 day period.

3. The Parties intend programs for New or Increased Withdrawals and

Consumptive Uses to evolve as may be necessary to protect Basin Waters.

Pursuant to Section 3.4, the Council, in cooperation with the Provinces,

shall periodically assess the Water management programs of the Parties.

Such assessments may produce recommendations for the strengthening of

the programs, including without limitation, establishing lower

thresholds for management and regulation in accordance with the

Decision-Making Standard.

Section 4.11. Decision-Making Standard.

Proposals subject to management and regulation in Section 4.10 shall

be declared to meet this Decision-Making Standard and may be approved as

appropriate only when the following criteria are met:

1. All Water Withdrawn shall be returned, either naturally or after

use, to the Source Watershed less an allowance for Consumptive Use;

2. The Withdrawal or Consumptive Use will be implemented so as to

ensure that the Proposal will result in no significant individual or

cumulative adverse impacts to the quantity or quality of the Waters and

Water Dependent Natural Resources and the applicable Source Watershed;

3. The Withdrawal or Consumptive Use will be implemented so as to

incorporate Environmentally Sound and Economically Feasible Water

Conservation Measures;

4. The Withdrawal or Consumptive Use will be implemented so as to

ensure that it is in compliance with all applicable municipal, State and

federal laws as well as regional interstate and international

agreements, including the Boundary Waters Treaty of 1909;

5. The proposed use is reasonable, based upon a consideration of the

following factors:

a. Whether the proposed Withdrawal or Consumptive Use is planned in a

fashion that provides for efficient use of the water, and will avoid or

minimize the waste of Water;

b. If the proposal is for an increased Withdrawal or Consumptive Use,

whether efficient use is made of existing water supplies;

c. The balance between economic development, social development and

environmental protection of the proposed Withdrawal and use and other

existing or planned withdrawals and water uses sharing the water source;

d. The supply potential of the water source, considering quantity,

quality, and reliability and safe yield of hydrologically interconnected

water sources;

e. The probable degree and duration of any adverse impacts caused or

expected to be caused by the proposed Withdrawal and use under

foreseeable conditions, to other lawful consumptive or non-consumptive

uses of water or to the quantity or quality of the Waters and Water

Dependent Natural Resources of the Basin, and the proposed plans and

arrangements for avoidance or mitigation of such impacts; and,

f. If a proposal includes restoration of hydrologic conditions and

functions of the Source Watershed, the Party may consider that.

Section 4.12. Applicability.

1. Minimum Standard. This Standard of Review and Decision shall be

used as a minimum standard. Parties may impose a more restrictive

decision-making standard for Withdrawals under their authority. It is

also acknowledged that although a Proposal meets the Standard of Review

and Decision it may not be approved under the laws of the Originating

Party that has implemented more restrictive Measures.

2. Baseline. a. To establish a baseline for determining a New or

Increased Diversion, Consumptive Use or Withdrawal, each Party shall

develop either or both of the following lists for their jurisdiction:

i. A list of existing Withdrawal approvals as of the effective date of

the Compact;

ii. A list of the capacity of existing systems as of the effective

date of this Compact. The capacity of the existing systems should be

presented in terms of Withdrawal capacity, treatment capacity,

distribution capacity, or other capacity limiting factors. The capacity

of the existing systems must represent the state of the systems.

Existing capacity determinations shall be based upon approval limits or

the most restrictive capacity information.

b. For all purposes of this Compact, volumes of Diversions,

Consumptive Uses, or Withdrawals of Water set forth in the list(s)

prepared by each Party in accordance with this Section, shall constitute

the baseline volume.

c. The list(s) shall be furnished to the Regional Body and the Council

within one year of the effective date of this Compact.

3. Timing of Additional Applications. Applications for New or

Increased Withdrawals, Consumptive Uses or Exceptions shall be

considered cumulatively within ten years of any application.

4. Change of Ownership. Unless a new owner proposes a project that

shall result in a Proposal for a new or Increased Diversion or

Consumptive Use subject to Regional Review or Council approval, the

change of ownership in and of itself shall not require Regional Review

or Council approval.

5. Groundwater. The Basin surface water divide shall be used for the

purpose of managing and regulating New or Increased Diversions,

Consumptive Uses or Withdrawals of surface water and groundwater.

6. Withdrawal Systems. The total volume of surface water and

groundwater resources that supply a common distribution system shall

determine the volume of a Withdrawal, Consumptive Use or Diversion.

7. Connecting Channels. The watershed of each Great Lake shall include

its upstream and downstream connecting channels.

8. Transmission in Water Lines. Transmission of Water within a line

that extends outside the Basin as it conveys Water from one point to

another within the Basin shall not be considered a Diversion if none of

the Water is used outside the Basin.

9. Hydrologic Units. The Lake Michigan and Lake Huron watersheds shall

be considered to be a single hydrologic unit and watershed.

10. Bulk Water Transfer. A Proposal to Withdraw Water and to remove it

from the Basin in any container greater than 5.7 gallons shall be

treated under this Compact in the same manner as a Proposal for a

Diversion. Each Party shall have the discretion, within its

jurisdiction, to determine the treatment of Proposals to Withdraw Water

and to remove it from the Basin in any container of 5.7 gallons or less.

Section 4.13. Exemptions.

Withdrawals from the Basin for the following purposes are exempt from

the requirements of Article 4.

1. To supply vehicles, including vessels and aircraft, whether for the

needs of the persons or animals being transported or for ballast or

other needs related to the operation of the vehicles.

2. To use in a non-commercial project on a short-term basis for

firefighting, humanitarian, or emergency response purposes.

Section 4.14. U.S. Supreme Court Decree: Wisconsin et al. v. Illinois

et al.

1. Notwithstanding any terms of this Compact to the contrary, with the

exception of Paragraph 5 of this Section, current, New or Increased

Withdrawals, Consumptive Uses and Diversions of Basin Water by the State

of Illinois shall be governed by the terms of the United States Supreme

Court decree in Wisconsin et al. v. Illinois et al. and shall not be

subject to the terms of this Compact nor any rules or regulations

promulgated pursuant to this Compact. This means that, with the

exception of Paragraph 5 of this Section, for purposes of this Compact,

current, New or Increased Withdrawals, Consumptive Uses and Diversions

of Basin Water within the State of Illinois shall be allowed unless

prohibited by the terms of the United States Supreme Court decree in

Wisconsin et al. v. Illinois et al.

2. The Parties acknowledge that the United States Supreme Court decree

in Wisconsin et al. v. Illinois et al. shall continue in full force and

effect, that this Compact shall not modify any terms thereof, and that

this Compact shall grant the parties no additional rights, obligations,

remedies or defenses thereto. The Parties specifically acknowledge that

this Compact shall not prohibit or limit the State of Illinois in any

manner from seeking additional Basin Water as allowed under the terms of

the United States Supreme Court decree in Wisconsin et al. v. Illinois

et al., any other party from objecting to any request by the State of

Illinois for additional Basin Water under the terms of said decree, or

any party from seeking any other type of modification to said decree. If

an application is made by any party to the Supreme Court of the United

States to modify said decree, the Parties to this Compact who are also

parties to the decree shall seek formal input from the Canadian

Provinces of Ontario and Quebec, with respect to the proposed

modification, use best efforts to facilitate the appropriate

participation of said Provinces in the proceedings to modify the decree,

and shall not unreasonably impede or restrict such participation.

3. With the exception of Paragraph 5 of this Section, because current,

New or Increased Withdrawals, Consumptive Uses and Diversions of Basin

Water by the State of Illinois are not subject to the terms of this

Compact, the State of Illinois is prohibited from using any term of this

Compact, including Section 4.9, to seek New or Increased Withdrawals,

Consumptive Uses or Diversions of Basin Water.

4. With the exception of Paragraph 5 of this Section, because Sections

4.3, 4.4, 4.5, 4.6, 4.7, 4.8, 4.9, 4.10, 4.11, 4.12 (Paragraphs 1, 2, 3,

4, 6 and 10 only), and 4.13 of this Compact all relate to current, New

or Increased Withdrawals, Consumptive Uses and Diversions of Basin

Waters, said provisions do not apply to the State of Illinois. All other

provisions of this Compact not listed in the preceding sentence shall

apply to the State of Illinois, including the Water Conservation

Programs provision of Section 4.2.

5. In the event of a Proposal for a Diversion of Basin Water for use

outside the territorial boundaries of the Parties to this Compact,

decisions by the State of Illinois regarding such a Proposal would be

subject to all terms of this Compact, except Paragraphs 1, 3 and 4 of

this Section.

6. For purposes of the State of Illinois' participation in this

Compact, the entirety of this Section 4.14 is necessary for the

continued implementation of this Compact and, if severed, this Compact

shall no longer be binding on or enforceable by or against the State of

Illinois.

Section 4.15. Assessment of Cumulative Impacts.

1. The Parties in cooperation with the Provinces shall collectively

conduct within the Basin, on a Lake watershed and St. Lawrence River

Basin basis, a periodic assessment of the Cumulative Impacts of

Withdrawals, Diversions and Consumptive Uses from the Waters of the

Basin, every 5 years or each time the incremental Basin Water losses

reach 50 million gallons per day average in any 90-day period in excess

of the quantity at the time of the most recent assessment, whichever

comes first, or at the request of one or more of the Parties. The

assessment shall form the basis for a review of the Standard of Review

and Decision, Council and Party regulations and their application. This

assessment shall:

a. Utilize the most current and appropriate guidelines for such a

review, which may include but not be limited to Council on Environmental

Quality and Environment Canada guidelines;

b. Give substantive consideration to climate change or other

significant threats to Basin Waters and take into account the current

state of scientific knowledge, or uncertainty, and appropriate Measures

to exercise caution in cases of uncertainty if serious damage may

result;

c. Consider adaptive management principles and approaches,

recognizing, considering and providing adjustments for the uncertainties

in, and evolution of science concerning the Basin's water resources,

watersheds and ecosystems, including potential changes to Basin-wide

processes, such as lake level cycles and climate.

2. The Parties have the responsibility of conducting this Cumulative

Impact assessment. Applicants are not required to participate in this

assessment.

3. Unless required by other statutes, Applicants are not required to

conduct a separate cumulative impact assessment in connection with an

Application but shall submit information about the potential impacts of

a Proposal to the quantity or quality of the Waters and Water Dependent

Natural Resources of the applicable Source Watershed. An Applicant may,

however, provide an analysis of how their Proposal meets the no

significant adverse Cumulative Impact provision of the Standard of

Review and Decision.

ARTICLE 5

TRIBAL CONSULTATION

Section 5.1. Consultation with Tribes.

1. In addition to all other opportunities to comment pursuant to

Section 6.2, appropriate consultations shall occur with federally

recognized Tribes in the Originating Party for all Proposals subject to

Council or Regional Review pursuant to this Compact. Such consultations

shall be organized in the manner suitable to the individual Proposal and

the laws and policies of the Originating Party.

2. All federally recognized Tribes within the Basin shall receive

reasonable notice indicating that they have an opportunity to comment in

writing to the Council or the Regional Body, or both, and other relevant

organizations on whether the Proposal meets the requirements of the

Standard of Review and Decision when a Proposal is subject to Regional

Review or Council approval. Any notice from the Council shall inform the

Tribes of any meeting or hearing that is to be held under Section 6.2

and invite them to attend. The Parties and the Council shall consider

the comments received under this Section before approving, approving

with modifications or disapproving any Proposal subject to Council or

Regional Review.

3. In addition to the specific consultation mechanisms described

above, the Council shall seek to establish mutually agreed upon

mechanisms or processes to facilitate dialogue with, and input from

federally recognized Tribes on matters to be dealt with by the Council;

and, the Council shall seek to establish mechanisms and processes with

federally recognized Tribes designed to facilitate on-going scientific

and technical interaction and data exchange regarding matters falling

within the scope of this Compact. This may include participation of

tribal representatives on advisory committees established under this

Compact or such other processes that are mutually-agreed upon with

federally recognized Tribes individually or through duly-authorized

intertribal agencies or bodies.

ARTICLE 6

PUBLIC PARTICIPATION

Section 6.1. Meetings, Public Hearings and Records.

1. The Parties recognize the importance and necessity of public

participation in promoting management of the Water Resources of the

Basin. Consequently, all meetings of the Council shall be open to the

public, except with respect to issues of personnel.

2. The minutes of the Council shall be a public record open to

inspection at its offices during regular business hours.

Section 6.2. Public Participation.

It is the intent of the Council to conduct public participation

processes concurrently and jointly with processes undertaken by the

Parties and through Regional Review. To ensure adequate public

participation, each Party or the Council shall ensure procedures for the

review of Proposals subject to the Standard of Review and Decision

consistent with the following requirements:

1. Provide public notification of receipt of all Applications and a

reasonable opportunity for the public to submit comments before

Applications are acted upon.

2. Assure public accessibility to all documents relevant to an

Application, including public comment received.

3. Provide guidance on standards for determining whether to conduct a

public meeting(s) or hearing(s) for an Application, time and place of

such a meeting or hearing, and procedures for conducting of the same.

4. Provide the record of decision for public inspection including

comments, objections, responses and approvals, approvals with conditions

and disapprovals.

ARTICLE 7

DISPUTE RESOLUTION AND ENFORCEMENT

Section 7.1. Good Faith Implementation.

Each of the Parties pledges to support implementation of all

provisions of this Compact, and covenants that its officers and agencies

shall not hinder, impair, or prevent any other Party carrying out any

provision of this Compact.

Section 7.2. Alternative Dispute Resolution.

1. Desiring that this Compact be carried out in full, the Parties

agree that disputes between the Parties regarding interpretation,

application and implementation of this Compact shall be settled by

alternative dispute resolution.

2. The Council, in consultation with the Provinces, shall provide by

rule procedures for the resolution of disputes pursuant to this section.

Section 7.3. Enforcement.

1. Any Person aggrieved by any action taken by the Council pursuant to

the authorities contained in this Compact shall be entitled to a hearing

before the Council. Any Person aggrieved by a Party action shall be

entitled to a hearing pursuant to the relevant Party's administrative

procedures and laws. After exhaustion of such administrative remedies,

(i) any aggrieved Person shall have the right to judicial review of a

Council action in the United States District Courts for the District of

Columbia or the District Court in which the Council maintains offices,

provided such action is commenced within 90 days; and, (ii) any

aggrieved Person shall have the right to judicial review of a Party's

action in the relevant Party's court of competent jurisdiction, provided

that an action or proceeding for such review is commenced within the

time frames provided for by the Party's law. For the purposes of this

Paragraph, a State or Province is deemed to be an aggrieved Person with

respect to any Party action pursuant to this Compact.

2. a. Any Party or the Council may initiate actions to compel

compliance with the provisions of this Compact, and the rules and

regulations promulgated hereunder by the Council. Jurisdiction over such

actions is granted to the court of the relevant Party, as well as the

United States District Courts for the District of Columbia and the

District Court in which the Council maintains offices. The remedies

available to any such court shall include, but not be limited to,

equitable relief and civil penalties.

b. Each Party may issue orders within its respective jurisdiction and

may initiate actions to compel compliance with the provisions of its

respective statutes and regulations adopted to implement the authorities

contemplated by this Compact in accordance with the provisions of the

laws adopted in each Party's jurisdiction.

3. Any aggrieved Person, Party or the Council may commence a civil

action in the relevant Party's courts and administrative systems to

compel any Person to comply with this Compact should any such Person,

without approval having been given, undertake a New or Increased

Withdrawal, Consumptive Use or Diversion that is prohibited or subject

to approval pursuant to this Compact.

a. No action under this subsection may be commenced if:

i. The Originating Party or Council approval for the New or Increased

Withdrawal, Consumptive Use or Diversion has been granted; or,

ii. The Originating Party or Council has found that the New or

Increased Withdrawal, Consumptive Use or Diversion is not subject to

approval pursuant to this Compact.

b. No action under this subsection may be commenced unless:

i. A Person commencing such action has first given 60 days prior

notice to the Originating Party, the Council and Person alleged to be in

noncompliance; and,

ii. Neither the Originating Party nor the Council has commenced and is

diligently prosecuting appropriate enforcement actions to compel

compliance with this Compact.

The available remedies shall include equitable relief, and the

prevailing or substantially prevailing party may recover the costs of

litigation, including reasonable attorney and expert witness fees,

whenever the court determines that such an award is appropriate.

4. Each of the Parties may adopt provisions providing additional

enforcement mechanisms and remedies including equitable relief and civil

penalties applicable within its jurisdiction to assist in the

implementation of this Compact.

ARTICLE 8

ADDITIONAL PROVISIONS

Section 8.1. Effect on Existing Rights.

1. Nothing in this Compact shall be construed to affect, limit,

diminish or impair any rights validly established and existing as of the

effective date of this Compact under State or federal law governing the

Withdrawal of Waters of the Basin.

2. Nothing contained in this Compact shall be construed as affecting

or intending to affect or in any way to interfere with the law of the

respective Parties relating to common law Water rights.

3. Nothing in this Compact is intended to abrogate or derogate from

treaty rights or rights held by any Tribe recognized by the federal

government of the United States based upon its status as a Tribe

recognized by the federal government of the United States.

4. An approval by a Party or the Council under this Compact does not

give any property rights, nor any exclusive privileges, nor shall it be

construed to grant or confer any right, title, easement, or interest in,

to or over any land belonging to or held in trust by a Party; neither

does it authorize any injury to private property or invasion of private

rights, nor infringement of federal, State or local laws or regulations;

nor does it obviate the necessity of obtaining federal assent when

necessary.

Section 8.2. Relationship to Agreements Concluded by the United States

of America.

1. Nothing in this Compact is intended to provide nor shall be

construed to provide, directly or indirectly, to any Person any right,

claim or remedy under any treaty or international agreement nor is it

intended to derogate any right, claim, or remedy that already exists

under any treaty or international agreement.

2. Nothing in this Compact is intended to infringe nor shall be

construed to infringe upon the treaty power of the United States of

America, nor shall any term hereof be construed to alter or amend any

treaty or term thereof that has been or may hereafter be executed by the

United States of America.

3. Nothing in this Compact is intended to affect nor shall be

construed to affect the application of the Boundary Waters Treaty of

1909 whose requirements continue to apply in addition to the

requirements of this Compact.

Section 8.3. Confidentiality.

1. Nothing in this Compact requires a Party to breach confidentiality

obligations or requirements prohibiting disclosure, or to compromise

security of commercially sensitive or proprietary information.

2. A Party may take measures, including but not limited to deletion

and redaction, deemed necessary to protect any confidential, proprietary

or commercially sensitive information when distributing information to

other Parties. The Party shall summarize or paraphrase any such

information in a manner sufficient for the Council to exercise its

authorities contained in this Compact.

Section 8.4. Additional Laws.

Nothing in this Compact shall be construed to repeal, modify or

qualify the authority of any Party to enact any legislation or enforce

any additional conditions and restrictions regarding the management and

regulation of Waters within its jurisdiction.

Section 8.5. Amendments and Supplements.

The provisions of this Compact shall remain in full force and effect

until amended by action of the governing bodies of the Parties and

consented to and approved by any other necessary authority in the same

manner as this Compact is required to be ratified to become effective.

Section 8.6. Severability.

Should a court of competent jurisdiction hold any part of this Compact

to be void or unenforceable, it shall be considered severable from those

portions of the Compact capable of continued implementation in the

absence of the voided provisions. All other provisions capable of

continued implementation shall continue in full force and effect.

Section 8.7. Duration of Compact and Termination.

Once effective, the Compact shall continue in force and remain binding

upon each and every Party unless terminated.

This Compact may be terminated at any time by a majority vote of the

Parties. In the event of such termination, all rights established under

it shall continue unimpaired.

ARTICLE 9

EFFECTUATION

Section 9.1. Repealer.

All acts and parts of acts inconsistent with this act are to the

extent of such inconsistency hereby repealed.

Section 9.2. Effectuation by Chief Executive.

The Governor is authorized to take such action as may be necessary and

proper in his or her discretion to effectuate the Compact and the

initial organization and operation thereunder.

Section 9.3. Entire Agreement.

The parties consider this Compact to be complete and an integral

whole. Each provision of this Compact is considered material to the

entire Compact, and failure to implement or adhere to any provision may

be considered a material breach. Unless otherwise noted in this Compact,

any change or amendment made to the Compact by any Party in its

implementing legislation or by the U.S. Congress when giving its consent

to this Compact is not considered effective unless concurred in by all

Parties.

Section 9.4. Effective Date and Execution.

This Compact shall become binding and effective when ratified through

concurring legislation by the states of Illinois, Indiana, Michigan,

Minnesota, New York, Ohio and Wisconsin and the Commonwealth of

Pennsylvania and consented to by the Congress of the United States. This

Compact shall be signed and sealed in nine identical original copies by

the respective chief executives of the signatory Parties. One such copy

shall be filed with the Secretary of State of each of the signatory

Parties or in accordance with the laws of the state in which the filing

is made, and one copy shall be filed and retained in the archives of the

Council upon its organization. The signatures shall be affixed and

attested under the following form:

In Witness Whereof, and in evidence of the adoption and enactment into

law of this Compact by the legislatures of the signatory parties and

consent by the Congress of the United States, the respective Governors

do hereby, in accordance with the authority conferred by law, sign this

Compact in nine duplicate original copies, attested by the respective

Secretaries of State, and have caused the seals of the respective states

to be hereunto affixed this____ day of (month), (year)

§ 21-1003 — Rules and regulations

Rules and regulations.

The department is authorized to promulgate rules and regulations

necessary to implement and administer this title.

§ 21-1005 — Report and recommendations of department

Report and recommendations of department.

The department shall submit to the governor and the legislature on

or before the first day of the January next succeeding the approval of

the Compact its recommendations for any legislative action deemed by the

department advisable, including amendments to the statutes of the state

of New York as well as recommendations for rules or regulations which it

determines are necessary to carry out the intent and purposes of the

Compact. The department shall also, as it deems advisable, submit to the

governor and the legislature information on the programs and activities

of the Council as they relate to the state of New York.

§ 21-1007 — The Great Lakes Basin advisory council; convening

The Great Lakes Basin advisory council; convening.

1. Not later than three months after the effective date of this

section, the commissioner shall convene the Great Lakes Basin advisory

council pursuant to section 21-0917 of this article.

2. The advisory council shall be convened for the purpose of

developing recommendations for legislation, regulations or rules that

are necessary to implement and effectuate the requirements and purposes

of the Compact. The recommendations shall include, but shall not be

limited to the following:

a. the evaluation and recommendations of the threshold levels to be

included in the implementing legislation regulation or rules for

regulating new or increased water withdrawals in the state;

b. the establishment of a permitting program or alternative programs

in order to meet the water management objectives of this state;

c. the development of the state's water conservation and efficiency

programs;

d. the method for establishing the baseline for determining a new or

increased diversion, consumptive use, or withdrawal pursuant to Section

4.12.2 of the Compact; and

e. the collection and application of scientific information to improve

understanding of the waters of the Great Lakes Basin and the impacts of

withdrawals and diversions.

3. The advisory council shall present its final recommendations to the

governor and the legislature not later than eighteen months after the

effective date of this section.

4. The department shall not adopt any rule or regulation pursuant to

the Compact prior to advisory council issuing its final recommendations

to the governor and the legislature.

§ 21-1009 — Grievances

Grievances.

1. For the purposes of section 7.3 of the Compact, a person shall be

aggrieved only when they have exhausted all rights and remedies afforded

pursuant to article seventy-eight of the civil practice law and rules

and:

a. there is interference with a present use of the water by the

complaining person or an interference with the complaining person's

present enjoyment of riparian land occurring prior to suit, or which

will immediately occur when the withdrawal complained of is begun;

b. a decrease in the market value of the complaining person's interest

in riparian land occurring prior to suit or which will immediately occur

when the withdrawal complained of is begun, regardless of whether his or

her use of the water or enjoyment of riparian land was interfered with

prior to suit, or will be immediately interfered with when the

withdrawal complained of is begun; or

c. the complaining person is an applicant, and the complaining

person's application is denied or modified in whole or in part.

2. Nothing contained in this section shall, however, be construed as

depriving any person of any remedy either at law or in equity, which he

or she now has, or may hereafter acquire, under the laws of this state.

TITLE 11 Champlain Basin Compact

TITLE 13 Susquehanna River Basin Compact

§ 21-1301 — Susquehanna river basin compact

Susquehanna river basin compact.

The Susquehanna river basin compact as first entered into pursuant to

chapter 785 of the laws of 1967, is hereby continued as follows:

SUSQUEHANNA RIVER BASIN COMPACT

Preamble

Whereas the signatory parties hereto recognize the water resources of

the Susquehanna River Basin as regional assets vested with local, state,

and national interest for which they have a joint responsibility; and

declare as follows:

1. The conservation, utilization, development, management, and control

of the water resources of the Susquehanna River Basin under

comprehensive multiple purpose planning will bring the greatest benefits

and produce the most efficient service in the public interest; and

2. This comprehensive planning administered by a basin-wide agency

will provide flood damage reduction, conservation and development of

surface and ground water supply for municipal, industrial, and

agricultural uses, development of recreational facilities in relation to

reservoirs, lakes and streams, propagation of fish and game, promotion

of forest land management, soil conservation, and watershed projects,

protection and aid to fisheries, development of hydroelectric power

potentialities, improved navigation, control of the movement of salt

water, abatement and control of water pollution, and regulation of

stream flows toward the attainment of these goals; and

3. The water resources of the basin are presently subject to the

duplicating, overlapping, and uncoordinated administration of a large

number of governmental agencies which exercise a multiplicity of powers

resulting in a splintering of authority and responsibility; and

4. The Interstate Advisory Committee on the Susquehanna River Basin,

created by action of the states of New York, Pennsylvania, and Maryland,

on the basis of its studies and deliberation has concluded that regional

development of the Susquehanna River Basin is feasible, advisable, and

urgently needed, and has recommended that an intergovernmental compact

with Federal participation be consummated to this end; and

5. The Congress of the United States and the executive branch of the

Federal government have recognized a national interest in the

Susquehanna River Basin by authorizing and directing the Corps of

Engineers of the Department of the Army, the Department of Agriculture,

the Department of Health, Education and Welfare, the Department of

Interior, and other Federal agencies to cooperate in making

comprehensive surveys and reports concerning the water resources of the

Susquehanna River Basin in which individually or severally the technical

aid and assistance of many Federal and state agencies have been

enlisted, and which are being or have been coordinated through a

Susquehanna River Basin Study Coordinating Committee on which the Corps

of Engineers of the Department of the Army, the Department of

Agriculture, the Department of Commerce, the Department of Health,

Education and Welfare, the Department of Interior, the Department of

Housing and Urban Development and its predecessor Housing and Home

Finance Agency, the Federal Power Commission, and the States of New

York, Pennsylvania, and Maryland are or were represented; and

6. Some three million people live and work in the Susquehanna River

Basin and its environs, and the government, employment, industry, and

economic development of the entire region and the health, safety, and

general well being of its population are and will continue to be

affected vitally by the conservation, utilization, development,

management, and control of the water resources of the basin; and

7. Demands upon the water resources of the basin are expected to mount

because of anticipated increases in population and by reason of

industrial and economic growth of the basin and its service area; and

8. Water resources planning and development are technical, complex,

and expensive, often requiring fifteen to twenty years from the

conception to the completion of large or extensive projects; and

9. The public interest requires that facilities must be ready and

operative when and where needed, to avoid the damages of unexpected

floods or prolonged drought, and for other purposes; and

10. The Interstate Advisory Committee on the Susquehanna River Basin

has prepared a draft of an intergovernmental compact for the creation of

a basin agency, and the signatory parties desire to effectuate the

purposes thereof;

Now therefore

The States of New York and Maryland and the Commonwealth of

Pennsylvania, and the United States of America hereby solemnly covenant

and agree with each other, upon the enactment of concurrent legislation

by the Congress of the United States and by the respective state

legislatures, to the Susquehanna River Basin Compact which consists of

this Preamble and the Articles that follow.

ARTICLE 1--SHORT TITLE, DEFINITIONS, PURPOSES, AND LIMITATIONS

Section 1.1. Short Title.

This compact shall be known and may be cited as the Susquehanna River

Basin Compact.

1.2 Definitions.

For the purposes of this compact, and of any supplemental or

concurring legislation enacted pursuant to it:

1. "Basin" shall mean the area of drainage of the Susquehanna River

and its tributaries into Chesapeake Bay to the southern edge of the

Pennsylvania Railroad bridge between Harve de Grace and Perryvile,

Maryland.

2. "Commission" shall mean the Susquehanna River Basin Commission

hereby created, and the term "Commissioner" shall mean a member of the

commission.

3. "Cost" shall mean direct and indirect expenditures, commitment, and

net induced adverse effects, whether or not compensated for, used or

incurred in connection with the establishment, acquisition,

construction, maintenance, and operation of a project.

4. "Diversion" shall mean the transfer of water into or from the

basin.

5. "Facility" shall mean any real or personal property, within or

without the basin, and improvements thereof or thereon, and any and all

rights of way, water, water rights, plants, structures, machinery, and

equipment acquired, constructed, operated, or maintained for the

beneficial use of water resources or related land uses or otherwise

including, without limiting the generality of the foregoing, any and all

things and appurtenances necessary, useful, or convenient for the

control, collection, storage, withdrawal, diversion, release, treatment,

transmission, sale, or exchange of water; or for navigation thereon, or

the development and use of hydroelectric energy and power, and public

recreational facilities; of the propagation of fish and wildlife; or to

conserve and protect the water resources of the basin or any existing or

future water supply source, or to facilitate any other uses of any of

them.

6. "Federal government" shall mean the government of the United States

of America, and any appropriate branch, department, bureau, or division

thereof, as the case may be.

7. "Project" shall mean any work, service, or activity which is

separately planned, financed, or identified by the commission, or any

separate facility undertaken or to be undertaken by the commission or

otherwise within a specified area, for the conservation, utilization,

control, development, or management of water resources which can be

established and utilized independently or as an addition to an existing

facility and can be considered as a separate entity for purposes of

evaluation.

8. "Signatory party" shall mean a state or commonwealth party to this

compact, or the Federal government.

9. "Waters" shall mean both surface and underground waters which are

contained within the drainage area of the Susquehanna River in the

states of New York, Pennsylvania, and Maryland.

10. "Water resources" shall include all waters and related natural

resources within the basin.

11. "Withdrawal" shall mean a taking or removal of water from any

source within the basin for use within the basin.

12. "Person" shall mean an individual, corporation, partnership,

unincorporated association, and the like and shall have no gender, and

the singular shall include the plural.

1.3 Purpose and Findings.

The legislative bodies of the respective signatory parties hereby find

and declare:

1. The water resources of the Susquehanna River Basin are affected

with a local, state, regional, and national interest, and the planning,

conservation, utilization, development, management, and control of these

resources, under appropriate arrangements for intergovernmental

cooperation, are public purposes of the respective signatory parties.

2. The water resources of the basin are subject to the sovereign

rights and responsibilities of the signatory parties, and it is the

purpose of this compact to provide for a joint exercise of these powers

of sovereignty in the common interest of the people of the region.

3. The water resources of the basin are functionally interrelated, and

the uses of these resources are interdependent. A single administrative

agency is therefore essential for effective and economical direction,

supervision, and coordination of water resources efforts and programs of

federal, state, and local governments and of private enterprise.

4. Present and future demands require increasing economies and

efficiencies in the use and reuse of water resources, and these can be

brought about only by comprehensive planning, programming, and

management under the direction of a single administrative agency.

5. In general, the purposes of this compact are to promote interstate

comity; to remove causes of possible controversy; to make secure and

protect developments within the states; to encourage and provide for the

planning, conservation, utilization, development, management, and

control of the water resources of the basin; to provide for cooperative

and coordinated planning and action by the signatory parties with

respect to water resources; and to apply the principle of equal and

uniform treatment to all users of water and of water related facilities

without regard to political boundaries.

6. It is the express intent of the signatory parties that the

commission shall engage in the construction, operation, and maintenance

of a project only when the project is necessary to the execution of the

comprehensive plan and no other competent agency is in a position to

act, or such agency fails to act.

1.4. Powers of Congress; Withdrawal.

Nothing in this compact shall be construed to relinquish the

functions, powers, or duties of the Congress of the United States with

respect to the control of any navigable waters within the basin nor

shall any provisions hereof be construed in derogation of any of the

constitutional powers of the Congress to regulate commerce among the

states and with foreign nations. The power and right of the Congress to

withdraw the Federal government as a party to this compact or to revise

or modify the terms, conditions, and provisions under which it may

remain a party by amendment, repeal, or modification of any Federal

statute applicable hereto is recognized by the signatory parties.

1.5 Duration of Compact.

(a) The duration of this compact shall be for an intitial period of

100 years from its effective date, and it shall be continued for

additional periods of 100 years if not less than 20 years nor more than

25 years prior to the termination of the initial period or any

succeeding period none of the signatory states, by authority of an act

of its legislature, notifies the commission of intention to terminate

the compact at the end of the then current 100-year period.

(b) In the event this compact should be terminated by operation of

paragraph (a) above, the commission shall be dissolved, its assets and

liabilities transferred in accordance with the equities of the signatory

parties therein, and its corporate affairs wound up in accordance with

agreement of the signatory parties or, failing agreement, by act of the

Congress.

ARTICLE 2--ORGANIZATION AND AREA

Section 2.1 Commission Created.

The Susquehanna River Basin Commission is hereby created as a body

politic and corporate, with succession for the duration of this compact,

as an agency and instrumentality of the governments of the respective

signatory parties.

2.2 Commission Membership.

The members of the commission shall be the governor or the designee of

the governor of each signatory state, to act for him, and one member to

be appointed by the President of the United States to serve at the

pleasure of the President.

2.3 Alternates.

An alternate from each signatory party shall be appointed by its

member of the commission unless otherwise provided by the laws of the

signatory party. The alternate, in the absence of the member, shall

represent the member and act for him. In the event of a vacancy in the

office of alternate, it shall be filled in the same manner as the

original appointment.

2.4 Compensation.

Members of the commission and alternates shall serve without

compensation from the commission but may be reimbursed for necessary

expenses incurred in and incident to the performance of their duties.

2.5 Voting Power.

Each member is entitled to one vote. No action of the commission may

be taken unless three of the four members vote in favor thereof.

2.6 Organization and Procedure.

The commission shall provide for its own organization and procedure,

and shall adopt the rules and regulations governing its meetings and

transactions. It shall organize annually by the election of a chairman

and vice-chairman from among its members. It shall provide by its rules

for the appointment by each member in his discretion of an advisor to

serve without compensation from the commission, who may attend all

meetings of the commission and its committees.

2.7 Jurisdiction of the Commission.

The commission shall have, exercise, and discharge its functions,

powers, and duties within the limits of the basin. Outside the basin,

the commission shall act at its discretion, but only to the extent

necessary to implement its responsibilities within the basin, and where

necessary subject to the consent of the state wherein it proposes to

act.

ARTICLE 3--POWERS AND DUTIES OF THE COMMISSION

Section 3.1 General.

The Commission shall develop and effectuate plans, policies, and

projects relating to the water resources of the basin. It shall adopt

and promote uniform and coordinated policies for water resources

conservation and management in the basin. It shall encourage and direct

the planning, development, operation, and subject to applicable laws the

financing of water resources projects according to such plans and

policies.

3.2 Policy.

It is the policy of the signatory parties to preserve and utilize the

functions, powers, and duties of the existing offices and agencies of

government to the extent consistent with this compact, and the

commission is directed to utilize those offices and agencies for the

purposes of this compact.

3.3 Comprehensive Plan, Program and Budgets.

The commission in accordance with Article 14 of this compact, shall

formulate and adopt:

1. A comprehensive plan, after consultation with appropriate water

users and interested public bodies for the immediate and long range

development and use of the water resources of the basin;

2. A water resources program, based upon the comprehensive plan, which

shall include a systematic presentation of the quantity and quality of

water resources needs of the area to be served for such reasonably

foreseeable period as the commission may determine, balanced by existing

and proposed projects required to satisfy such needs, including all

public and private projects affecting the basin, together with a

separate statement of the projects proposed to be undertaken by the

commission during such period; and

3. An annual current expense budget and an annual capital budget

consistent with the commission's program, projects, and facilities for

the budget period.

3.4 Powers of Commission.

The commission may:

1. Plan, design, acquire, construct, reconstruct, complete, own,

improve, extend, develop, operate, and maintain any and all projects,

facilities, properties, activities, and services which are determined by

the commission to be necessary, convenient, or useful for the purposes

of this compact.

2. Establish standards of planning, design, and operation of all

projects and facilities in the basin to the extent they affect water

resources, including without limitation thereto water, sewage and other

waste treatment plants and facilities, pipelines, transmission lines,

stream and lake recreational facilities, trunk mains for water

distribution, local flood protection works, watershed management

programs, and ground water recharging operations.

3. Conduct and sponsor research on water resources and their planning,

use, conservation, management, development, control, and protection, and

the capacity, adaptability, and best utility of each facility thereof,

and collect, compile, correlate, analyze, report, and interpret data on

water resources and uses in the basin, including without limitation

thereto the relation of water to other resources, industrial water

technology, ground water movement, relation between water price and

water demand and other economic factors, and general hydrological

conditions.

4. Collect, compile, coordinate, and interpret systematic surface and

ground water data, and publicize such information when and as needed for

water uses, flood warning, quality maintenance, or other purposes.

5. Conduct ground and surface water investigations, tests, and

operations, and compile data relating thereto as may be required to

formulate and administer the comprehensive plan.

6. Prepare, publish, and disseminate information and reports

concerning the water problems of the basin and for the presentation of

the needs and resources of the basin and policies of the commission to

executive and legislative branches of the signatory parties.

7. Negotiate loans, grants, gifts, services, or other aids as may be

lawfully available from public or private sources to finance or assist

in effectuating any of the purposes of this compact, and receive and

accept them upon terms and conditions, and subject to provisions, as may

be required by Federal or state law or as the commission may deem

necessary or desirable.

8. Exercise such other and different powers as may be delegated to it

by this compact or otherwise pursuant to law, and have and exercise all

powers necessary or convenient to carry out its express powers and other

powers which reasonably may be implied therefrom.

9. Adopt, amend, and repeal rules and regulations to implement this

compact.

3.5 Duties of the Commission.

The commission shall:

1. Develop and effectuate plans, policies, and projects relating to

water resources, adopt, promote, and coordinate policies and standards

for water resources conservation, control, utilization, and management,

and promote and implement the planning, development, and financing of

water resources projects.

2. Undertake investigations, studies, and surveys, and acquire,

construct, operate, and maintain projects and facilities in regard to

the water resources of the basin, whenever it is deemed necessary to do

so to activate or effectuate any of the provisions of this compact.

3. Administer, manage, and control water resources in all matters

determined by the commission to be interstate in nature or to have a

major effect on the water resources and water resources management.

4. Assume jurisdiction in any matter affecting water resources

whenever it determines after investigation and public hearing upon due

notice given, that the effectuation of the comprehensive plan or the

implementation of this compact so requires. If the commission finds upon

subsequent hearing requested by an affected signatory party that the

party will take the necessary action, the commission may relinquish

jurisdiction.

5. Investigate and determine if the requirements of the compact or the

rules and regulations of the commission are complied with, and if

satisfactory progress has not been made, institute an action or actions

in its own name in any state or federal court of competent jurisdiction

to compel compliance with any and all of the provisions of this compact

or any of the rules and regulations of the commission adopted pursuant

thereto. An action shall be instituted in the name of the commission and

shall be conducted by its own counsel.

3.6 Cooperative Legislation and Further Jurisdiction.

(a) Each of the signatory parties agrees that it will seek enactment

of such additional legislation as will be required to enable its

officers, departments, commissions, boards, and agents to accomplish

effectively the obligations and duties assumed under the terms of this

compact.

(b) Nothing in the compact shall be construed to repeal, modify, or

qualify the authority of any signatory party to enact any legislation or

enforce any additional conditions and restrictions within its

jurisdiction.

3.7 Coordination and Cooperation.

The commission shall promote and aid the coordination of the

activities and programs of Federal, state, municipal, and private

agencies concerned with water resources administration in the basin. To

this end, but without limitation thereto, the commission may:

1. Advise, consult, contract, financially assist, or otherwise

cooperate with any and all such agencies;

2. Employ any other agency or instrumentality of any of the signatory

parties or of any political subdivision thereof, in the design,

construction, operation, and maintenance of structures, and the

installation and management of river control systems, or for any other

purpose;

3. Develop and adopt plans and specifications for particular water

resources projects and facilities which so far as consistent with the

comprehensive plan incorporate any separate plans of other public and

private organizations operating in the basin, and permit the

decentralized administration thereof;

4. Qualify as a sponsoring agency under any Federal legislation

heretofore or hereafter enacted to provide financial or other assistance

for the planning, conservation, utilization, development, management, or

control of water resources.

3.8 Allocations, Diversions, and Releases.

(a) The commission shall have power from time to time as the need

appears, to allocate the waters of the basin to and among the states

signatory to this compact and impose related conditions, obligations,

and release requirements.

(b) The commission shall have power from time to time as the need

appears to enter into agreements with other river basin commissions or

other states with respect to in-basin and out-of-basin allocations,

withdrawals, and diversions.

(c) No allocation of waters made pursuant to this section shall

constitute a prior appropriation of the waters of the basin or confer

any superiority of right in respect to the use of those waters, nor

shall any such action be deemed to constitute an apportionment of the

waters of the basin among the parties hereto. This subsection shall not

be deemed to limit or restrict the power of the commission to enter into

covenants with respect to water supply, with a duration not exceeding

the life of this compact, as it may deem necessary for the benefit or

development of the water resources of the basin.

3.9 Rates and Charges.

The commission, from time to time after public hearing upon due notice

given may fix, alter, and revise rates, rentals, charges, and tolls, and

classifications thereof, without regulation or control by any

department, office, or agency of any signatory party, for the use of

facilities owned or operated by it, and any services or products which

it provides.

3.10 Referral and Review.

No projects affecting the water resources of the basin, except those

not requiring review and approval by the commission under paragraph 3

following, shall be undertaken by any person, governmental authority or

other entity prior to submission to and approval by the commission or

appropriate agencies of the signatory parties for review.

1. All water resources projects for which a permit or other form of

permission to proceed with construction or implementation is required by

legislative action of a signatory party or by rule or regulation of an

office or agency of a signatory party having functions, powers, and

duties in the planning, conservation, development, management, or

control of water resources shall be submitted as heretofore to the

appropriate office or agency of the signatory party for review and

approval. To assure that the commission is apprised of all projects

within the basin, monthly reports and listings of all permits granted,

or similar actions taken, by offices or agencies of the signatory

parties shall be submitted to the commission in a manner prescribed by

it.

Those projects which also require commission approval pursuant to the

provisions of paragraphs 2(ii) and 2(iii) following shall be submitted

to the commission through appropriate offices or agencies of a signatory

party, except that, if no agency of a signatory party has jurisdiction,

such projects shall be submitted directly to the commission in such

manner as the commission shall prescribe.

2. Approval of the commission shall be required for, but not limited

to, the following:

(i) All projects on or crossing the boundary between any two signatory

states;

(ii) Any project involving the diversion of water;

(iii) Any project within the boundaries of any signatory state found

and determined by the commission or by any agency of a signatory party

having functions, powers, and duties in the planning, conservation,

development, management, or control of water resources to have a

significant effect on water resources within another signatory state;

and

(iv) Any project which has been included by the commission, after

hearing, as provided in Article 14, Section 14.1, as a part of the

commission's comprehensive plan for the development of the water

resources of the basin, or which would have a significant effect upon

the plan.

3. Review and approval by the commission shall not be required for:

(i) Projects which fall into an exempt classification or designation

established by legislative action of a signatory party or by rule or

regulation of an office or agency of a signatory party having functions,

powers, and duties in the planning, conservation, development,

management, or control of water resources. The sponsors of those

projects are not required to obtain a permit or other form of permission

to proceed with construction or implementation, unless it is determined

by the commission or by the agency of a signatory party that such

project or projects may cause an adverse, adverse cumulative, or an

interstate effect on water resources of the basin, and the project

sponsor has been notified in writing by the commission or by the agency

of a signatory party that commission approval is required.

(ii) Projects which are classified by the commission as not requiring

its view and approval, for so long as they are so classified.

4. The commission shall approve a project if it determines that the

project is not detrimental to the proper conservation, development,

management, or control of the water resources of the basin and may

modify and approve as modified, or may disapprove the project, if it

determines that the project is not in the best interest of the

conservation, development, management, or control of the basin's water

resources, or is in conflict with the comprehensive plan.

5. The commission, after consultation with the appropriate offices or

agencies of the signatory parties, shall establish the procedure of

submission, review, and consideration of projects. Any procedure for

review and approval of diversions of water shall include public hearing

on due notice given with opportunity for interested persons, agencies,

governmental units, and signatory parties to be heard and to present

evidence. A complete transcript of the proceedings at the hearing shall

be made and preserved, and it shall be made available under rules for

that purpose adopted by the commission.

6. Any determination of the commission pursuant to this article or any

article of the compact providing for judicial review shall be subject to

such judicial review in any court of competent jurisdiction, provided

that an action or proceeding or for such review is commenced within 90

days from the effective date of the determination sought to be reviewed;

but a determination of the commission concerning a diversion, under

Section 3.10-2(ii) with the claimed effect of reducing below a proper

minimum the flow of water in that portion of the basin within the area

of a signatory party, shall be subject to judicial review under the

particular provisions of paragraph 7 below.

7. Any signatory party deeming itself aggrieved by an action of the

commission concerning a diversion under Section 3.10-2(ii) with the

claimed effect of reducing below a proper minimum the flow of water in

that portion of the basin which lies within the area of that signatory

party, and notwithstanding the powers provided to the commission by this

compact, may have review of commission action approving the diversion in

the Supreme Court of the United States; provided that a proceeding for

such review is commenced within one year from the date of action sought

to be reviewed. Any such review shall be on the record made before the

commission. The action of the commission shall be affirmed, unless the

court finds that it is not supported by substantial evidence.

3.11 Advisory Committees.

The commission may constitute and empower advisory committees.

ARTICLE 4--WATER SUPPLY

Section 4.1 Generally.

The commission shall have power to develop, implement, and effectuate

plans and projects for the use of the water of the basin for domestic,

municipal, agricultural, and industrial water supply. To this end,

without limitation thereto, it may provide for, construct, acquire,

operate, and maintain dams, reservoirs, and other facilities for

utilization of surface and ground water resources, and all related

structures, appurtenances, and equipment on the river and its

tributaries and at such off-river sites as it may find appropriate, and

may regulate and control the use thereof.

4.2 Storage and Release of Waters.

(a) The commission shall have power to acquire, construct, operate,

and control projects and facilities for the storage and release of

waters, for the regulation of flows and supplies of surface, and ground

waters of the basin, for the protection of public health, stream quality

control, economic development, improvement of fisheries, recreation,

dilution and abatement of pollution, the prevention of undue salinity,

and other purposes.

(b) No signatory party shall permit any augmentation of flow to be

diminished by the diversion of any water of the basin during any period

in which waters are being released from storage under the direction of

the commission for the purpose of augmenting such flow, except in cases

where the diversion is authorized by this compact, or by the commission

pursuant thereto, or by the judgment, order, or decree of a court of

competent jurisdiction.

4.3 Assessable Improvements.

The commission may provide water management and regulation in the main

stream or any tributary in the basin and, in accordance with the

procedures of applicable state laws, may assess on an annual basis or

otherwise the cost thereof upon water users or any classification of

them specially benefited thereby to a measurable extent, provided that

no such assessment shall exceed the actual benefit to any water user.

Any such assessment shall follow the procedure prescribed by law for

local improvement assessments and shall be subject to review in any

court of competent jurisdiction.

4.4 Coordination.

Prior to entering upon the execution of any project authorized by this

article, the commission shall review and consider all existing rights,

plans, and programs of the signatory parties, their political

subdivisions, private parties, and water users which are pertinent to

such project, and shall hold a public hearing on each proposed project.

4.5 Additional Powers.

In connection with any project authorized by this article, the

commission shall have power to provide storage, treatment, pumping, and

transmission facilities, but nothing herein shall be construed to

authorize the commission to engage in the business of distributing

water.

ARTICLE 5--WATER QUALITY MANAGEMENT AND CONTROL

Section 5.1 General Powers.

(a) The commission may undertake or contract for investigations,

studies, and surveys pertaining to existing water quality, effects of

varied actual or projected operations on water quality, new compounds

and materials and probable future water quality in the basin. The

commission may receive, expend, and administer funds, Federal, state,

local, or private as may be available to carry out these functions

relating to water quality investigations.

(b) The commission may acquire, construct, operate, and maintain

projects and facilities for the management and control of water quality

in the basin whenever the commission deems necessary to activate or

effectuate any of the provisions of this compact.

5.2 Policy and Standards.

(a) In order to conserve, protect, and utilize the water quality of

the basin in accordance with the best interests of the people of the

basin and the states, it shall be the policy of the commission to

encourage and coordinate the efforts of the signatory parties to

prevent, reduce, control, and eliminate water pollution and to maintain

water quality as required by the comprehensive plan.

(b) The legislative intent in enacting this article is to give

specific emphasis to the primary role of the states in water quality

management and control.

(c) The commission shall recommend to the signatory parties the

establishment, modification, or amendment of standards of quality for

any waters of the basin in relation to their reasonable and necessary

use as the commission shall deem to be in the public interest.

(d) The commission shall encourage cooperation and uniform enforcement

programs and policies by the water quality control agencies of the

signatory parties in meeting the water quality standards established in

the comprehensive plan.

(e) The commission may assume jurisdiction whenever it determines

after investigation and public hearing upon due notice given that the

effectuation of the comprehensive plan so requires. After such

investigation, notice, and hearing, the commission may adopt such rules,

regulations, and water quality standards as may be required to preserve,

protect, improve, and develop the quality of the waters of the basin in

accordance with the comprehensive plan.

5.3 Cooperative Administration and Enforcement.

(a) Each of the signatory parties agrees to prohibit and control

pollution of the waters of the basin according to the requirements of

this compact and to cooperate faithfully in the control of future

pollution in and abatement of existing pollution from the waters of the

basin.

(b) The commission shall have the authority to investigate and

determine if the requirements of the compact or the rules, regulations,

and water quality standards of the commission are complied with and if

satisfactory progress has not been made, may institute an action or

actions in its own name in the proper court or courts of competent

jurisdiction to compel compliance with any and all of the provisions of

this compact or any of the rules, regulations, and water quality

standards of the commission adopted pursuant thereto.

5.4 Further Jurisdiction.

Nothing in this compact shall be construed to repeal, modify, or

qualify the authority of any signatory party to enact any legislation or

enforce any additional conditions and restrictions to lessen or prevent

the pollution of waters within its jurisdiction.

ARTICLE 6--FLOOD PROTECTION

Section 6.1 Flood Control Authority.

The commission may plan, design, construct, and operate and maintain

projects and facilities it deems necessary or desirable for flood plain

development and flood damage reduction. It shall have power to operate

such facilities and to store and release waters of the Susquehanna River

and its tributaries and elsewhere within the basin, in such manner, at

such times, and under such regulations as the commission may deem

appropriate to meet flood conditions as they may arise.

6.2 Regulation.

(a) The commission may study and determine the nature and extent of

the flood plains of the Susquehanna River and its tributaries. Upon the

basis of the studies, it may delineate area subject to flooding,

including but not limited to a classification of lands with reference to

relative risk of flooding and the establishment of standards for flood

plain use which will promote economic development and safeguard the

public health, welfare, safety, and property. Prior to the adoption of

any standards delineating the area or defining the use, the commission

shall hold public hearings with respect to the substance of the

standards in the manner provided by Article 15. The proposed standards

shall be available from the commission at the time notice is given, and

interested persons shall be given an opportunity to be heard thereon at

the hearings.

(b) The commission shall have power to promulgate, adopt, amend, and

repeal from time to time as necessary, standards relating to the nature

and extent of the uses of land in areas subject to flooding.

(c) In taking action pursuant to subsection (b) of this section and as

a prerequisite thereto, the commission shall consider the effect of

particular uses of the flood plain in question on the health and safety

of persons and property in the basin, the economic and technical

feasibility of measures available for the development and protection of

the flood plain, and the responsibilities, if any, of local, state, and

federal governments connected with the use or proposed use of the flood

plain in question. The commission shall regulate the use of particular

flood plains in the manner and degree it finds necessary for the factors

enumerated in this subsection, but only with the consent of the affected

signatory state, and shall suspend such regulation when and so long as

the signatory party or parties or political subdivision possessing

jurisdiction have in force applicable laws which the commission finds

give adequate protection for the purpose of this section.

(d) In order to conserve, protect, and utilize the Susquehanna River

and its tributaries in accordance with the best interests of the people

of the basin and the signatory parties, it shall be the policy of the

commission to encourage and coordinate the efforts of the signatory

parties to control modification of the river and its tributaries by

encroachment.

6.3 Flood Lands Acquisition.

The commission shall have power to acquire the fee or any lesser

interest in lands and improvements thereon within the area of a flood

plain for the purpose of regulating the use or types of construction of

such property to minimize the flood hazard, convert the property to uses

or types of construction appropriate to flood plain conditions, or

prevent constrictions or obstructions that reduce the ability of the

river channel and flood plain to carry flood water.

6.4 Existing Structures.

No rule or regulation issued by the commission pursuant to this shall

be construed to require the demolition, removal, or alteration of any

structure in place or under construction prior to the issuance thereof,

without the payment of just compensation therefor. However, new

construction or any addition to or alteration in any existing structure

made or commenced subsequent to the issuance of such rule or regulation,

or amendment, shall conform thereto.

6.5 Police Powers.

The regulation of use of flood plain lands is within the police powers

of the signatory states for the protection of public health and the

safety of the people and their property and shall not be deemed a taking

of land or lands for which compensation shall be paid to the owners

thereof.

6.6 Cooperation.

Each of the signatory parties agrees to control flood plain use along

and encroachment upon the Susquehanna and its tributaries and to

cooperate faithfully in these respects.

6.7 Other Authority.

Nothing in this article shall be construed to prevent or in any way to

limit the power of any signatory party, or any agency or subdivision

thereof, to issue or adopt and enforce any requirement or requirements

with respect to flood plain use or construction thereon more stringent

than the rules, regulations, or encroachment lines in force pursuant to

this article. The commission may appear in any court of competent

jurisdiction to bring actions or proceedings in law or equity to enforce

the provisions of this article.

6.8 Debris.

The signatory states agree that dumping or littering upon or in the

waters of the Susquehanna River or its tributaries or upon the frozen

surfaces thereof of any rubbish, trash, litter, debris, abandoned

properties, waste material, or offensive matter, is prohibited and that

the law enforcement officials of each state shall enforce this

prohibition.

ARTICLE 7--WATERSHED MANAGEMENT

Section 7.1 Watersheds Generally.

The commission shall promote sound practices of watershed management

in the basin, including projects and facilities to retard runoff and

waterflow and prevent soil erosion.

7.2 Soil Conservation and Land and Forest Management.

The commission, subject to the limitations in Section 7.4(b), may

acquire, sponsor, or operate facilities and projects to encourage soil

conservation, prevent and control erosion, and promote land reclamation

and sound land and forest management.

7.3 Fish and Wildlife.

The commission, subject to the limitations in Section 7.4(b), may

acquire, sponsor, or operate projects and facilities for the maintenance

and improvement of fish and wildlife habitat related to the water

resources of the basin.

7.4 Cooperative Planning and Operation.

(a) The commission shall cooperate with the appropriate agencies of

the signatory parties and with other public and private agencies in the

planning and effectuation of a coordinated program of facilities and

projects authorized by this article.

(b) The commission shall not acquire or operate any such project or

facility unless it has first found and determined that no other suitable

unit or agency of government is in a position to acquire or operate the

same upon reasonable conditions, or such unit or agency fails to do so.

ARTICLE 8--RECREATION

Section 8.1 Development.

The commission may provide for the development of water related public

sports and recreational facilities. The commission on its own account or

in cooperation with a signatory party, political subdivision or any

agency thereof, may provide for the construction, maintenance, and

administration of such facilities, subject to the provisions of Section

8.2 hereof.

8.2 Cooperative Planning Operation.

(a) The commission shall cooperate with the appropriate agencies of

the signatory parties and with other public and private agencies in the

planning and effectuation of a coordinated program of facilities and

projects authorized by this article.

(b) The commission shall not operate any such project or facility

unless it has first found and determined that no other suitable unit or

agency of government is available to operate the same upon reasonable

conditions.

8.3 Operation and Maintenance.

The commission, within limits prescribed by this article, shall:

1. Encourage activities of other public agencies having water related

recreational interests and assist in the coordination thereof;

2. Recommend standards for the development and administration of water

related recreational facilities;

3. Provide for the administration, operation, and maintenance of

recreation facilities owned or controlled by the commission and for the

letting and supervision of private concessions in accordance with this

article.

8.4 Concessions.

The commission, after public hearing upon due notice given shall

provide by regulation a procedure for the award of contracts for private

concessions in connection with its recreational facilities, including

any renewal or extension thereof, under terms and conditions determined

by the commission.

ARTICLE 9--OTHER PUBLIC VALUES

Section 9.1 Inherent Values.

The signatory parties agree that it is a purpose of this compact in

effectuating the conservation and management of water resources to

preserve and promote the economic and other values inherent in the

historic and the scenic and other natural amenities of the Susquehanna

River Basin for the enjoyment and enrichment of future generations, for

the promotion and protection of tourist attractions in the basin, and

for the maintenance of the economic health of allied enterprises and

occupations so as to effect orderly, balanced, and considered

development in the basin.

9.2 Project Compatibility.

To this end, the signatory parties agree that in the consideration,

authorization, construction, maintenance, and operation of all water

resources projects in the Susquehanna basin, their agencies and

subdivisions, and the Susquehanna River Basin Commission will consider

the compatibility of such projects with these other public values.

9.3 Regulation Standards.

The commission may recommend to governmental units with jurisdiction

within areas considered for scenic or historic designation minimum

standards of regulation of land and water use and such other protective

measures as the commission may deem desirable.

9.4 Local Area Protection.

The commission may draft and recommend for adoption ordinances and

regulations which would assist, promote, develop, and protect those

areas and the character of their communities. Local governments may

consider parts of their area which have been designated scenic or

historic areas under the provisions of this article separately from the

municipality as a whole, and pursuant to the laws of the state governing

the adoption of those regulations generally may enact regulations

limited to the designated area. In making recommendations to a local

government which is partly in and partly out of such a scenic or

historic area the commission may make recommendations for the entire

municipality.

ARTICLE 10--HYDROELECTRIC POWER

Section 10.1 Development.

The waters of the Susquehanna River and its tributaries may be

impounded and used by or under authority of the commission for the

generation of hydroelectric power and hydroelectric energy in accordance

with the comprehensive plan.

10.2 Power Generation.

The commission may develop and operate, or authorize to be developed

and operated, dams and related facilities and appurtenances for the

purpose of generating hydroelectric power and hydroelectric energy.

10.3 Transmission.

The commission may provide facilities for the transmission of

hydroelectric power and hydroelectric energy produced by it where such

facilities are not otherwise available upon reasonable terms, for the

purpose of wholesale marketing of power and nothing herein shall be

construed to authorize the commission to engage in the business of

direct sale to consumers.

10.4 Development Contracts.

The commission, after public hearing upon due notice given may enter

into contracts on reasonable terms, consideration, and duration under

which public utilities or public agencies may develop hydroelectric

power and hydroelectric energy through the use of dams, related

facilities, and appurtenances.

10.5 Rates and Charges.

Rates and charges fixed by the commission for power which is produced

by its facilities shall be reasonable, nondiscriminatory, and just.

ARTICLE 11--REGULATION OF WITHDRAWAL AND DIVERSIONS;

PROTECTED AREAS AND EMERGENCIES

Section 11.1 Power of Regulation.

The commission may regulate and control withdrawals and diversions

from surface waters and ground waters of the basin, as provided by this

article. The commission may enter into agreements with the signatory

parties relating to the exercise of such power or regulation or control

and may delegate to any of them such powers of the commission as it may

deem necessary or desirable.

11.2 Determination of Protected Area.

The commission, from time to time after public hearing upon due notice

given may determine and delineate such areas within the basin wherein

the demands upon supply made by water users have developed or threaten

to develop to such a degree as to create a water shortage or impair or

conflict with the requirements or effectuation of the comprehensive

plan, and any such area may be designated as a protected area, with the

consent of the member or members from the affected state or states. The

commission, whenever it determines that such shortage no longer exists,

shall terminate the protected status of such area and shall give public

notice of such termination.

11.3 Diversion and Withdrawal Permits.

In any protected areas so determined and delineated, no person shall

divert or withdraw water for domestic, municipal, agricultural, or

industrial uses in excess of such quantities as the commission may

prescribe by general regulations, except (1) pursuant to a permit

granted under this article, or (2) pursuant to a permit or approval

heretofore granted under the laws of any of the signatory states.

11.4 Emergency.

(a) In the event of a drought which may cause an actual and immediate

shortage of available water supply within the basin, or within any part

thereof, the commission after public hearing upon due notice given may

determine and delineate the area of the shortage and by unanimous vote

declare a drought emergency therein. For the duration of the drought

emergency as determined by the commission, it thereupon may direct

increases or decreases in any allocations, diversions, or releases

previously granted or required, for a limited time to meet the emergency

condition.

(b) In the event of a disaster or catastrophe other than drought,

natural or manmade, which causes or may cause an actual and immediate

shortage of available and usable water, the commission by unanimous

consent may impose direct controls on the use of water and shall take

such action as is necessary to coordinate the effort of federal, state,

and local agencies and other persons and entities affected.

11.5 Standards.

Permits shall be granted, modified, or denied, as the case may be, to

avoid such depletion of the natural stream flows and ground waters in

the protected area or in an emergency area as will adversely affect the

comprehensive plan or the just and equitable interests and rights of

other lawful users of the same source, giving due regard to the need to

balance and reconcile alternative and conflicting uses in the event of

an actual or threatened shortage of water of the quality required.

11.6 Judicial Review.

The determinations and delineations of the commission pursuant to

Section 11.2 and the granting, modification or denial of permits

pursuant to Section 11.3, 11.4, and 11.5 shall be subject to judicial

review in any court of competent jurisdiction.

11.7 Maintenance of Records.

Each signatory party shall provide for the maintenance and

preservation of such records of authorized diversions and withdrawals

and the annual volume thereof as the commission shall prescribe. Such

records and supplementary reports shall be furnished to the commission

at its request.

11.8 Existing State Systems.

Whenever the commission finds it necessary or desirable to exercise

the powers conferred with respect to emergencies by this article, any

diversion or withdrawal permits authorized or issued under the laws of

any of the signatory states shall be superseded to the extent of any

conflict with the control and regulation exercised by the commission.

ARTICLE 12--INTERGOVERNMENTAL RELATIONS

Section 12.1 Federal Agencies and Projects.

For the purposes of avoiding conflicts of jurisdiction and of giving

full effect to the commission as a regional agency of the signatory

parties, the following rules shall govern Federal projects affecting the

water resources of the basin, subject in each case to the provisions of

Section 1.4 of this compact:

1. The planning of all projects related to powers delegated to the

commission by this compact shall be undertaken in consultation with the

commission.

2. No expenditure or commitment shall be made for or on account of the

construction, acquisition, or operation of any project or facility nor

shall it be deemed authorized, unless it shall have first been included

by the commission in the comprehensive plan.

3. Each Federal agency otherwise authorized by law to plan, design,

construct, operate or maintain any project or facility in or for the

basin shall continue to have, exercise, and discharge such authority

except as specifically provided by this section.

12.2 State and Local Agencies and Projects.

For the purposes of avoiding conflicts of jurisdiction and of giving

full effect to the commission as a regional agency of the signatory

parties, the following rules shall govern projects of the signatory

states, their political subdivisions and public corporations affecting

water resources of the basin:

1. The planning of all projects related to powers delegated to the

commission by this compact shall be undertaken in consultation with the

commission;

2. No expenditure or commitment shall be made for or on account of the

construction, acquisition, or operation of any project or facility

unless it first has been included by the commission in the comprehensive

plan;

3. Each state and local agency otherwise authorized by law to plan,

design, construct, operate, or maintain any project or facility in or

for the basin shall continue to have, exercise, and discharge such

authority, except as specifically provided by this section.

12.3 Reserved Taxing Powers of States.

Each of the signatory parties reserves the right to levy, assess, and

collect fees, charges, and taxes on or measured by the withdrawal or

diversion of waters of the basin for use within the jurisdiction of the

respective signatory parties.

12.4 Project Costs and Evaluation Standards.

The commission shall establish uniform standards and procedures for

the evaluation, determination of benefits, and cost allocations of

projects affecting the basin, and for the determination of project

priorities, pursuant to the requirements of the comprehensive plan and

its water resources program. The commission shall develop equitable cost

sharing and reimbursement formulas for the signatory parties including:

1. Uniform and consistent procedures for the allocation of project

costs among purposes included in multiple-purpose programs;

2. Contracts and arrangements for sharing financial responsibility

among and with signatory parties, public bodies, groups, and private

enterprise, and for the supervision of their performance;

3. Establishment and supervision of a system of accounts for

reimbursement purposes and directing the payments and charges to be made

from such accounts;

4. Determining the basis and apportioning amounts (i) of reimbursable

revenues to be paid signatory parties or their political subdivisions,

and (ii) of payments in lieu of taxes to any of them.

12.5 Cooperative Services.

The commission shall furnish technical services, advice, and

consultation to authorized agencies of the signatory parties with

respect to the water resources of the basin, and each of the signatory

parties pledges itself to provide technical and administrative service

to the commission upon request within the limits of available

appropriations, and to cooperate generally with the commission for the

purposes of this compact, and the cost of such service may be

reimbursable whenever the parties deem appropriate.

ARTICLE 13--CAPITAL FINANCING

Section 13.1 Borrowing Power.

The commission may borrow money for any of the purposes of this

compact and may issue its negotiable bonds and other evidences of

indebtedness in respect thereto.

All such bonds and evidences of indebtedness shall be payable solely

out of the properties and revenues of the commission without recourse to

taxation. The bonds and other obligations of the commission, except as

may be otherwise provided in the indenture under which they were issued,

shall be direct and general obligations of the commission, and the full

faith and credit of the commission are hereby pledged for the prompt

payment of the debt service thereon and for the fulfillment of all other

undertakings of the commission assumed by it to or for the benefit of

the holders thereof.

13.2 Funds and Expenses.

The purposes of this compact shall include without limitation thereto

all costs of any project or facility or any part thereof, including

interest during a period of construction and a reasonable time

thereafter and any incidental expenses (legal, engineering, fiscal,

financial consultant, and other expenses) connected with issuing and

disposing of the bonds; all amounts required for the creation of an

operating fund, construction fund, reserve fund, sinking fund, or other

special fund; all other expenses connected with the planning, design,

acquisition, construction, completion, improvement, or reconstruction of

any facility or any part thereof; and reimbursement of advances by the

commission or by others for such purposes and for working capital.

13.3 Credit Excluded; Officers, State and Municipal.

The commission shall have no power to pledge the credit of any

signatory party or of any county or municipality, or to impose any

obligation for payment of the bonds upon any signatory party or any

county or municipality. Neither the commissioners nor any person

executing the bonds shall be liable personally on the bonds of the

commission or be subject to any personal liability or accountability by

reason of the issuance thereof.

13.4 Funding and Refunding.

Whenever the commission deems it expedient, it may fund and refund its

bonds and other obligations, whether or not such bonds and obligations

have matured. It may provide for the issuance, sale, or exchange of

refunding bonds for the purpose of redeeming or retiring any bonds

(including payment of any premium, duplicate interest, or cash

adjustment required in connection therewith) issued by the commission or

issued by any other issuing body, the proceeds of the sale of which have

been applied to any facility acquired by the commission or which are

payable out of the revenues of any facility acquired by the commission.

Bonds may be issued partly to refund bonds and other obligations then

outstanding, and partly for any other purpose of the commission. All

provisions of this compact applicable to the issuance of bonds are

applicable to refunding bonds and to the issuance, sale, or exchange

thereof.

13.5 Bonds: Authorization Generally.

Bonds and other indebtedness of the commission shall be authorized by

resolution of the commission. The validity of the authorization and

issuance of any bonds by the commission shall not be dependent upon or

affected in any way by: (1) the disposition of bond proceeds by the

commission or by contract, commitment or action taken with respect to

such proceeds; or (2) the failure to complete any part of the project

for which bonds are authorized to be issued. The commission may issue

bonds in one or more series and may provide for one or more consolidated

bond issues, in such principal amounts and with such terms and

provisions as the commission may deem necessary. The bonds may be

secured by a pledge of all or any part of the property, revenues, and

franchises under its control. Bonds may be issued by the commission in

such amount, with such maturities and in such denominations and form or

forms, whether coupon or registered, as to both principal and interest,

as may be determined by the commission. The commission may provide for

redemption of bonds prior to maturity on such notice and at such time or

times and with such redemption provisions, including premiums, as the

commission may determine.

13.6 Bonds, Resolutions and Indentures Generally.

The commission may determine and enter into indentures providing for

the principal amount, date or dates, maturities, interest rate,

denominations, form, registration, transfer, interchange, and other

provisions of the bonds and coupons and the terms and conditions upon

which the same shall be executed, issued, secured, sold, paid, redeemed,

funded, and refunded. The resolution of the commission authorizing any

bond or any indenture so authorized under which the bonds are issued may

include all such covenants and other provisions other than any

restriction on the regulatory powers vested in the commission by this

compact as the commission may deem necessary or desirable for the issue,

payment, security, protection, or marketing of the bonds, including

without limitation covenants and other provisions as to the rates or

amounts of fees, rents, and other charges to be charged or made for use

of the facilities; the use, pledge, custody, securing, application, and

disposition of such revenues, of the proceeds of the bonds, and of any

other moneys of the commission; the operation, maintenance, repair, and

reconstruction of the facilities and the amounts which may be expended

therefor; the sale, lease, or other disposition of the facilities; the

insuring of the facilities and of the revenues derived therefrom; the

construction or other acquisition of other facilities; the issuance of

additional bonds or other indebtedness; the rights of the bondholders

and of any trustee for the bondholders upon default by the commission or

otherwise; and the modification of the provisions of the indenture and

of the bonds. Reference on the face of the bonds to such resolution or

indenture by its date of adoption or the apparent date on the face

thereof is sufficient to incorporate all of the provisions thereof and

of this compact into the body of the bonds and their appurtenant

coupons. Each taker and subsequent holder of the bonds or coupons,

whether the coupons are attached to or detached from the bonds, has

recourse to all of the provisions of the indenture and of this compact

and is bound thereby.

13.7 Maximum Maturity.

No bond or its terms shall mature in more than fifty years from its

own date, or on any date subsequent to the duration of this compact, and

in the event any authorized issue is divided into two or more series or

divisions, the maximum maturity date herein authorized shall be

calculated from the date on the face of each bond separately,

irrespective of the fact that different dates may be prescribed for the

bonds of each separate series or division of any authorized issue.

13.8 Tax Exemption.

All bonds issued by the commission under the provisions of this

compact and the interest thereon shall at all times be free and exempt

from all taxation by or under authority of any of the signatory parties,

except for transfer, inheritance, and estate taxes.

13.9 Interest.

Bonds shall bear interest at a rate determined by the commission,

payable annually or semi-annually.

13.10 Place of Payment.

The commission may provide for the payment of the principal and

interest of bonds at any place or places within or without the signatory

states, and in any specified lawful coin or currency of the United

States of America.

13.11 Execution.

The commission may provide for the execution and authentication of

bonds by the manual, lithographed, or printed facsimile signature of

officers of the commission, and by additional authentication by a

trustee or fiscal agent appointed by the commission. If any of the

officers whose signatures or countersignatures appear upon the bonds or

coupons ceases to be an officer before the delivery of the bonds or

coupons, his signature or countersignature is nevertheless valid and of

the same force and effect as if the officer had remained in office until

the delivery of the bonds and coupons.

13.12 Holding Own Bonds.

The commission shall have power out of any funds available therefor to

purchase its bonds and may hold, cancel, or resell such bonds.

13.13 Sale.

The commission may fix terms and conditions for the sale or other

disposition of any authorized issue of bonds and may sell its bonds at

less than their par or face value. All bonds issued and sold for cash

pursuant to this compact shall be sold on sealed proposals to the

highest bidder. Prior to such sale, the commission shall advertise for

bids by publication of a notice of sale not less than ten days prior to

the date of sale, at least once in a newspaper of general circulation

printed and published in New York City carrying municipal bonds notices

and devoted primarily to financial news. The commission may reject any

and all bids submitted and may thereafter sell the bonds so advertised

for sale at private sale to any financially responsible bidder under

such terms and conditions as it deems most advantageous to the public

interest, but the bonds shall not be sold at a net interest cost

calculated upon the entire issue so advertised, greater than the lowest

bid which was rejected. In the event the commission desires to issue its

bonds in exchange for an existing facility or portion thereof, or in

exchange for bonds secured by the revenues of an existing facility, it

may exchange such bonds for the existing facility or portion thereof or

for the bonds so secured, plus an additional amount of cash, without

advertising such bonds for sale.

13.14 Negotiability.

All bonds issued under the provisions of this compact are negotiable

instruments, except when registered in the name of a registered owner.

13.15 Legal Investments.

Bonds of the commission shall be legal investments for savings banks,

fiduciaries and public funds in each of the signatory states.

13.16 Validation Proceedings.

Prior to the issuance of any bonds, the commission may institute a

special proceeding to determine the legality of proceedings to issue the

bonds and their validity under the laws of any of the signatory parties.

Such proceedings shall be instituted and prosecuted in rem, and the

judgment rendered therein shall be conclusive against all persons

whomsoever and against each of the signatory parties.

13.17 Recording.

No indenture need be recorded or filed in any public office, other

than the office of the commission. The pledge of revenues provided in

any indenture shall take effect forthwith as provided therein and

irrespective of the date of receipts of such revenues by the commission

or the indenture trustee. Such pledge shall be effective as provided in

the indenture without physical delivery of the revenues to the

commission or the indenture trustee.

13.18 Pledged Revenues.

Bond redemption and interest payments, to the extent provided in the

resolution or indenture, shall constitute a first, direct and exclusive

charge and lien on all such rates, rents, tolls, fees, and charges and

other revenues and interest thereon received from the use and operation

of the facility, and on any sinking or other funds created therefrom.

All such rates, rents, tolls, fees, charges and other revenues, together

with interest thereon, shall constitute a trust fund for the security

and payment of such bonds, and except as and to the extent provided in

the indenture with respect to the payment therefrom of expenses for

other purposes including administration, operation, maintenance,

improvements, or extensions of the facilities or other purposes shall

not be used or pledged for any other purpose so long as such bonds, or

any of them, are outstanding, and unpaid.

13.19 Remedies.

The holder of any bond may for the equal benefit and protection of all

holders of bonds similarly situated; (1) by mandamus or other

appropriate proceedings require and compel the performance of any of the

duties imposed upon the commission or assumed by it, its officers,

agents, or employees under the provisions of any indenture, in

connection with the acquisition, construction, operation, maintenance,

repair, reconstruction, or insurance of the facilities, or in connection

with the collection, deposit, investment, application, and disbursement

of the rates, rents, tolls, fees, charges, and other revenues derived

from the operation and use of the facilities, or in connection with the

deposit, investment, and disbursement of the proceeds received from the

sale of bonds; or (2) by action or suit in a court of competent

jurisdiction of any signatory party require the commission to account as

if it were the trustee of an express trust, or enjoin any acts or things

which may be unlawful or in violation of the rights of the holders of

the bonds. The enumeration of such rights and remedies, however, does

not exclude the exercise or prosecution of any other rights or remedies

available to the holders of bonds.

13.20 Capital Financing by Signatory Parties; Guarantees.

(a) The signatory parties shall provide such capital funds required

for projects of the commission as may be authorized by their respective

statutes in accordance with a cost sharing plan prepared pursuant to

Article 12 of this compact; but nothing in this section shall be deemed

to impose any mandatory obligation on any of the signatory parties other

than such obligations as may be assumed by a signatory party in

connection with a specific project or facility.

(b) Bonds of the commission, notwithstanding any other provision of

this compact, may be executed and delivered to any duly authorized

agency of any of the signatory parties without public offering and may

be sold and resold with or without the guaranty of such signatory party,

subject to and in accordance with the constitutions of the respective

signatory parties.

(c) The commission may receive and accept, and the signatory parties

may make, loans, grants, appropriations, advances, and payments of

reimbursable or nonreimbursable funds or property in any form for the

capital or operating purposes of the commission.

ARTICLE 14--PLAN, PROGRAM AND BUDGETS

Section 14.1 Comprehensive Plan.

The commission shall develop and adopt, and may from time to time

review and revise, a comprehensive plan for the immediate and long range

development and use of the water resources of the basin. The plan shall

include all public and private projects and facilities which are

required, in the judgment of the commission, for the optimum planning,

development, conservation, utilization, management, and control of the

water resources of the basin to meet present and future needs. The

commission may adopt a comprehensive plan or any revision thereof in

such part or parts as it may deem appropriate, provided that before the

adoption of the plan or any part or revision thereof the commission

shall consult with water users and interested public bodies and public

utilities and shall consider and give due regard to the findings and

recommendations of the various agencies of the signatory parties, their

political subdivisions, and interested groups. The commission shall

conduct public hearings upon due notice given with respect to the

comprehensive plan prior to the adoption of the plan or any part of the

revision thereof, except that public and private projects and facilities

which, in the judgment of the commission, are not required for the

optimum planning, development, conservation, utilization, management,

and control of the water resources of the basin and which, in the

judgment of the commission, will not significantly affect the water

resources of the basin, may be added directly to the comprehensive plan

at any time at the discretion of the commission without public hearing

thereon. The comprehensive plan shall take into consideration the effect

of the plan or any part thereof upon the receiving waters of Chesapeake

Bay.

14.2 Water Resources Program.

The commission shall annually adopt a water resources program, based

upon the comprehensive plan, consisting of the projects and facilities

which the commission proposes to be undertaken by the commission and by

other authorized governmental and private agencies, organizations, and

persons during the ensuing six years or such other reasonably

foreseeable period as the commission may determine. The water resources

program shall include a systematic presentation of:

1. The quantity and quality of water resources needs for such period;

2. The existing and proposed projects and facilities required to

satisfy such needs, including all public and private projects to be

anticipated; and

3. A separate statement of the projects proposed to be undertaken by

the commission during such period.

14.3 Annual Current Expense and Capital Budgets.

(a) The commission shall annually adopt a capital budget including all

capital projects it proposes to undertake or continue during the budget

period containing a statement of the estimated cost of each project and

the method of financing thereof.

(b) The commission shall annually adopt a current expense budget for

each fiscal year. Such budget shall include the commission's estimated

expenses for administration, operation, maintenance, and repairs,

including a separate statement thereof for each project, together with

its cost allocation. The total of such expenses shall be balanced by the

commission's estimated revenues from all sources, including the cost

allocations undertaken by any of the signatory parties in connection

with any project. Following the adoption of the annual current expense

budget by the commission, the executive director of the commission

shall:

1. Certify to the respective signatory parties the amounts due in

accordance with existing cost sharing established for each project; and

2. Transmit certified copies of such budget to the principal budget

officer of the respective signatory parties at such time and in such

manner as may be required under their respective budgetary procedures.

The amount required to balance the current expense budget in addition to

the aggregate amount of item 1 above and all other revenues available to

the commission shall be apportioned equitably among the signatory

parties by unanimous vote of the commission, and the amount of such

apportionment to each signatory party shall be certified together with

the budget.

(c) The respective signatory parties covenant and agree to include the

amount so apportioned for the support of the current expense budget in

their respective budgets next to be adopted, subject to such review and

approval as may be required by their respective budgetary processes.

Such amounts shall be due and payable to the commission in quarterly

installments during its fiscal year, provided that the commission may

draw upon its working capital to finance its current expense budget

pending remittance by the signatory parties.

ARTICLE 15--GENERAL PROVISIONS

Section 15.1 Auxiliary Powers of Commission; Functions of

Commissioners.

(a) The commission, for the purposes of this compact, may:

1. Adopt and use a corporate seal, enter into contracts, and sue and

be sued in any court of competent jurisdiction;

2. Receive and accept such payments, appropriations, grants, gifts,

loans, advances, and other funds, properties, and services as may be

transferred or made available to it by any signatory party or by any

other public or private corporation or individual, and enter into

agreements to make reimbursement for all or part thereof;

3. Provide for, acquire, and adopt detailed engineering,

administrative, financial, and operating plans and specifications to

effectuate, maintain, or develop any facility or project;

4. Control and regulate the use of facilities owned or operated by the

commission;

5. Acquire, own, operate, maintain, control, sell and convey real and

personal property and any interest therein by contract, purchase, lease,

license, mortgage, or otherwise as it may deem necessary for any project

or facility, including any and all appurtenances thereto necessary,

useful, or convenient for such ownership, operation, control,

maintenance, or conveyance;

6. Have and exercise all corporate powers essential to the declared

objects and purposes of the commission.

(b) The commissioners, subject to the provisions of this compact,

shall:

1. Serve as the governing body of the commission, and exercise and

discharge its powers and duties, except as otherwise provided by or

pursuant to this compact;

2. Determine the character of and the necessity for its obligations

and expenditures and the manner in which they shall be incurred,

allowed, and paid subject to any provisions of law specifically

applicable to agencies or instrumentalties created by this compact;

3. Provide for the internal organization and administration of the

commission;

4. Appoint the principal officers of the commission and delegate to

and allocate among them administrative functions, powers and duties;

5. Create and abolish offices, employments, and positions as it deems

necessary for the purposes of the commission, and subject to the

provisions of this article, fix and provide for the qualification,

appointments, removal, term, tenure, compensation, pension, and

retirement rights of its officers and employees;

6. Let and execute contracts to carry out the powers of the

commission.

15.2 Regulations; Enforcement.

The commission may:

1. Make and enforce rules and regulations for the effectuation,

application, and enforcement of this compact; and it may adopt and

enforce practices and schedules for or in connection with the use,

maintenance, and administration of projects and facilities it may own or

operate and any product or service rendered thereby; provided that any

rule or regulation, other than one which deals solely with the internal

management of the commission, shall not be effective unless and until

filed in accordance with the law of the respective signatory parties

applicable to administrative rules and regulations generally; and

2. Designate any officer, agent, or employee of the commission to be

an investigator or watchman and such person shall be vested with the

powers of a peace officer of the state in which he is duly assigned to

perform his duties.

15.3 Tax Exemptions.

The commission, its property, functions and activities shall be exempt

from taxation by or under the authority of any of the signatory parties

or any political subdivision thereof; provided that in lieu of property

taxes the commission, as to its specific projects, shall make payments

to local taxing districts in annual amounts which shall equal the taxes

lawfully assessed upon property for the tax year next prior to its

acquisition by the commission for a period of ten years. The nature and

amount of such payments shall be reviewed by the commission at the end

of ten years, and from time to time thereafter, upon reasonable notice

and opportunity to be heard to the affected taxing district, and the

payments may be thereupon terminated or continued in such reasonable

amount as may be necessary or desirable to take into account hardships

incurred and benefits received by the taxing jurisdiction which are

attributable to the project.

15.4 Meetings; Public Hearing; Records, Minutes.

(a) All meetings of the commission shall be open to the public.

(b) The commission shall conduct at least one public hearing in each

state prior to the adoption of the initial comprehensive plan. In all

other cases wherein this compact requires a public hearing, such hearing

shall be held upon not less than twenty days' public notice given by

posting at the offices of the commission, and published at least once in

a newspaper or newspapers of general circulation in the area or areas

affected. The commission shall also provide forthwith for distribution

of such notice to the press and by the mailing of a copy thereof to any

person who shall request such notices.

(c) The minutes of the commission shall be a public record open to

inspection at its offices during regular business hours.

15.5 Officers Generally.

(a) The officers of the commission shall consist of an executive

director and such additional officers, deputies, and assistants as the

commission may determine. The executive director shall be appointed and

may be removed by the affirmative vote of a majority of the full

membership of the commission. All other officers and employees shall be

appointed or dismissed by the executive director under such rules of

procedure as the commission may establish.

(b) In the appointment and promotion of officers and employees for the

commission, no political, racial, religious, or residence test or

qualification shall be permitted or given consideration, but all such

appointments and promotions shall be solely on the basis of merit and

fitness. Any officer or employee of the commission who is found by the

commission to be guilty of a violation of this section shall be

immediately dismissed.

15.6 Oath of Office.

An oath of office in such form as the commission shall prescribe shall

be taken, subscribed, and filed with the commission by the executive

director and by each officer appointed by him not later than fifteen

days after the appointment.

15.7 Bond.

Each officer shall give such bond and in such form and amount as the

commission may require, for which the commission shall pay the premium.

15.8 Prohibited Activities.

(a) No commissioner, officer or employee shall:

1. Be financially interested, either directly or indirectly, in any

contract, sale, purchase, lease, or transfer of real or personal

property to which the commission is a party;

2. Solicit or accept money or any other thing of value in addition to

the compensation or expense paid him by the commission for services

performed within the scope of his official duties;

3. Offer money or any thing of value for or in consideration of

obtaining an appointment, promotion, or privilege in his employment with

the commission.

(b) Any officer or employee who willfully violates any of the

provisions of this section shall forfeit his office or employment.

(c) Any contract or agreement knowingly made in contravention of this

section is void.

(d) Officers and employees of the commission shall be subject, in

addition to the provisions of this section, to such criminal and civil

sanctions for misconduct in office as may be imposed by Federal law and

the law of the signatory state in which such misconduct occurs.

15.9 Purchasing.

Contracts for the construction, reconstruction or improvement of any

facility when the expenditure required exceeds ten thousand dollars, and

contracts for the purchase of services, supplies, equipment, and

materials when the expenditure required exceeds five thousand dollars

shall be advertised and let upon sealed bids to the lowest responsible

bidder. Notice requesting such bids shall be published in a manner

reasonably likely to attract prospective bidders, which publication

shall be made at least thirty days before bids are received and in at

least two newspapers of general circulation in the basin. The commission

may reject any and all bids and readvertise in its discretion. If after

rejecting bids the commission determines and resolves that in its

opinion the supplies, equipment, and materials may be purchased at a

lower price in the open market, the commission may give each responsible

bidder an opportunity to negotiate a price and may proceed to purchase

the supplies, equipment, and materials in the open market at a

negotiated price which is lower than the lowest rejected bid of a

responsible bidder, without further observance of the provisions

requiring bids or notice. The commission shall adopt rules and

regulations to provide for purchasing from the lowest responsible bidder

when sealed bids, notice, and publication are not required by this

section. The commission may suspend and waive the provisions of this

section requiring competitive bids whenever:

1. The purchase is to be made from or the contract to be made with the

Federal or any state government or any agency or political subdivision

thereof or pursuant to any open and bulk purchase contract of any of

them;

2. The public exigency requires the immediate delivery of the articles

or performance of the service;

3. Only one source of supply is available;

4. The equipment to be purchased is of a technical nature and the

procurement thereof without advertising is necessary in order to assure

standardization of equipment and interchangeability of parts in the

public interest; or

5. Services are to be provided of a specialized or professional

nature.

15.10 Insurance.

The commission may self-insure or purchase insurance and pay the

premiums therefor against loss or damage to any of its properties;

against liability for injury to persons or property; and against loss of

revenue from any cause whatsoever. Such insurance coverage shall be in

such form and amount as the commission may determine, subject to the

requirements of any agreement arising out of the issuance of bonds by

the commission.

15.11 Annual Independent Audit.

(a) As soon as practical after the closing of the fiscal year an audit

shall be made of the financial accounts of the commission. The audit

shall be made by qualified certified public accountants selected by the

commission, who have no personal interest direct or indirect in the

financial affairs of the commission or any of its officers or employees.

The report of audit shall be prepared in accordance with accepted

accounting practices and shall be filed with the chairman and such other

officers as the commission shall direct. Copies of the report shall be

distributed to each commissioner and shall be made available for public

distribution.

(b) Each signatory party by its duly authorized officers shall be

entitled to examine and audit at any time all of the books, documents,

records, files, and accounts and all other papers, things, or property

of the commission. The representatives of the signatory parties shall

have access to all books, documents, records, accounts, reports, files,

and all other papers, things, or property belonging to or in use by the

commission and necessary to facilitate the audit and they shall be

afforded full facilities for verifying transactions with the balances or

securities held by depositaries, fiscal agents, and custodians.

(c) The financial transactions of the commission shall be subject to

audit by the General Accounting Office in accordance with the principles

and procedures applicable to commercial corporate transactions and under

such rules and regulations as may be prescribed by the Comptroller

General of the United States. The audit shall be conducted at the place

or places where the accounts of the commission are kept.

(d) Any officer or employee who shall refuse to give all required

assistance and information to the accountants selected by the commission

or to the authorized officers of any signatory party or who shall refuse

to submit to them for examination such books, documents, records, files,

accounts, papers, things, or property as may be requested shall forfeit

his office.

15.12 Reports.

The commission shall make and publish an annual report to the

legislative bodies of the signatory parties and to the public reporting

on its programs, operations, and finances. It may also prepare, publish,

and distribute such other public reports and informational materials as

it may deem necessary or desirable.

15.13 Grants, Loans, or Payments by States or Political Subdivisions.

(a) Any or all of the signatory parties or any political subdivision

thereof may:

1. Appropriate to the commission such funds as may be necessary to pay

preliminary expenses such as the expenses incurred in the making of

borings, and other studies of subsurface conditions, in the preparation

of contracts for the sale of water and in the preparation of detailed

plans and estimates required for the financing of a project;

2. Advance to the commission, either as grants or loans, such funds as

may be necessary or convenient to finance the operation and managment of

or construction by the commission of any facility or project;

3. Make payments to the commission for benefits received or to be

received from the operation of any of the projects or facilities of the

commission.

(b) Any funds which may be loaned to the commission either by a

signatory party or a political subdivision thereof shall be repaid by

the commission through the issuance of bonds or out of the other income

of the commission, such repayment to be made within such period and upon

such terms as may be agreed upon between the commission and the

signatory party or political subdivision making the loan.

15.14 Condemnation Proceedings.

(a) The commission shall have the power to acquire by condemnation the

fee or any lesser interest in lands, lands lying under water,

development rights in land, riparian rights, water rights, waters and

other real or personal property within the basin for any project or

facility authorized pursuant to this compact. This grant of power of

eminent domain includes but is not limited to the power to condemn for

the purposes of this compact any property already devoted to a public

use, by whomsoever owned or held, other than property of a signatory

party. Any condemnation of any property or franchises owned or used by a

municipal or privately owned public utility, unless the affected public

utility facility is to be relocated or replaced, shall be subjct to the

authority of such state board, commission, or other body as may have

regulatory jurisdiction over such public utility.

(b) The power of condemnation referred to in sub-section (a) shall be

exercised in accordance with the provisions of the state condemnation

law in force in the signatory state in which the property is located. If

there is no applicable state condemnation law, the power of condemnation

shall be exercised in accordance with the provisions of Federal

condemnation law.

(c) Any award or compensation for the taking of property pursuant to

this article shall be paid by the commission, and none of the signatory

parties nor any other agency, instrumentality or political subdivision

thereof shall be liable for such award or compensation.

15.15 Conveyance of Lands and Relocation of Public Facilities.

(a) The respective officers, agencies, departments, commissions, or

bodies having jurisdiction and control over real and personal property

owned by the signatory parties are authorized and empowered to transfer

and convey in accordance with the laws of the respective parties to the

commission any such property as may be necessary or convenient to the

effectuation of the authorized purposes of the commission.

(b) Each political subdivision of each of the signatory parties,

notwithstanding any contrary provisions of law, is authorized and

empowered to grant and convey to the commission, upon the commission's

request, any real property or any interest therein owned by such

political subdivision including lands lying under water and lands

already devoted to public use which may be necessary or convenient to

the effectuation of the authorized purposes of the commission.

(c) Any highway, public utility, or other public facility which will

be dislocated by reason of a project deemed necessary by the commission

to effectuate the authorized purposes of this compact shall be relocated

and the cost thereof shall be paid in accordance with the law of the

state in which the facility is located; provided that the cost of such

relocation payable by the commission shall not in any event exceed the

expenditure required to serve the public convenience and necessity.

15.16 Rights of Way.

Permission is hereby granted to the commission to locate, construct,

and maintain any aqueducts, lines, pipes, conduits, and auxiliary

facilities authorized to be acquired, constructed, owned, operated, or

maintained by the commission in, over, under, or across any streets and

highways now or hereafter owned, opened, or dedicated to or for public

use, subject to such reasonable conditions as the highway department of

the signatory party may require.

15.17 Penalty.

Any person, association, or corporation who violates or attempts or

conspires to violate any provisions of this compact or any rule,

regulation, or order of the commission duly made, promulgated, or issued

pursuant to the compact in addition to any other remedy, penalty, or

consequence provided by law shall be punishable as may be provided by

statute of any of the signatory parties within which the violation is

committed; provided that in the absence of such provision any such

person, association, or corporation shall be liable to a penalty of not

less than $50 nor more than $l,000 for each such violation to be fixed

by the court which the commission may recover in its own name in any

court of competent jurisdiction, and in a summary proceeding where

available under the practice and procedure of such court. For the

purposes of this section in the event of a continuing offense each day

of such violation, attempt, or conspiracy shall constitute a separate

offense.

15.18 Tort Liability.

The commission shall be responsible for claims arising out of the

negligent acts or omissions of its officers, agents, and employees only

to the extent and subject to the procedures prescribed by law generally

with respect to officers, agents, and employees of the government of the

United States.

15.19 Effect on Riparian Rights.

Nothing contained in this compact shall be construed as affecting or

intending to affect or in any way to interfere with the law of the

respective signatory parties relating to riparian rights.

15.20 Amendments and Supplements.

Amendments and supplements to this compact to implement the purposes

thereof may be adopted by legislative action of any of the signatory

parties concurred in by all of the others.

15.21 Construction and Severability.

The provisions of this compact and of agreements thereunder shall be

severable and if any phrase, clause, sentence, or provision of the

Susquehanna River Basin Compact or such agreement is declared to be

unconstitutional or the applicability thereof to any signatory party,

agency, or person is held invalid, the constitutionality of the

remainder of such compact or such agreement and the applicability

thereof to any other signatory party, agency, person, or circumstance

shall not be affected thereby. It is the legislative intent that the

provisions of such compact be reasonably and liberally construed.

15.22 Effective Date; Execution.

This compact shall become binding and effective thirty days after the

enactment of concurring legislation by the Federal government, the

states of Maryland and New York, and the Commonwealth of Pennsylvania.

The compact shall be signed and sealed in five identical original copies

by the respective chief executives of the signatory parties. One such

copy shall be filed with the Secretary of State of each of the signatory

parties or in accordance with the laws of the state in which the filing

is made, and one copy shall be filed and retained in the archives of the

commission upon its organization.

§ 21-1303 — Member and alternate

Member and alternate.

1. As provided in section 2.2 of the compact, the Governor or his

designee shall be this state's member on the commission established

thereby. An officer of the Department of Environmental Conservation

shall be appointed as the designee if one is appointed. The Governor

shall appoint an alternate pursuant to section 2.3 of the compact. If

the Governor does not appoint a designee to act for him, he shall

appoint an officer of the Department of Environmental Conservation as

alternate.

2. Any person serving on the Susquehanna river basin commission

pursuant to this section shall be reimbursed for all necessary expenses

incurred as an incident of such service and such reimbursement shall be

from the funds of said person's department or office.

§ 21-1305 — Advisory committee

Advisory committee.

The Department of Environmental Conservation shall provide an advisory

committee with whom the member of the Susquehanna river basin commission

from this state may consult with respect to the conduct of New York

participation in the compact.

§ 21-1307 — Consent to alteration of diversion

Consent to alteration of diversion.

1. Consent of the member from this state to the impairment,

diminution, or other adverse effect on diversions, compensating

releases, rights, conditions, obligations and provisions for the

administration thereof as contemplated by section 3.8 of the compact

shall not be given, except with the prior approval of the Department of

Environmental Conservation.

2. Except with respect to diversions governed by subdivision one of

this section the provisions of section 15-1505 of this chapter shall not

apply to any diversion or furnishing of water authorized or made

pursuant to the compact.

§ 21-1309 — Jurisdiction of courts

Jurisdiction of courts.

Except as otherwise specifically provided herein, the phrase "court of

competent jurisdiction" as used in the compact shall mean, with

reference to courts of this state, the supreme court, and said court is

hereby given all necessary and appropriate jurisdiction to hear and

determine any action or proceeding brought before it pursuant to

appropriate provisions of the compact. As used in section 11.6 of the

compact, the phrase "court of competent jurisdiction" shall mean, with

reference to courts of this state, a court in which an appropriate

proceeding under article seventy-eight of the Civil Practice Law and

Rules may be brought. As used in clause one of subdivision (a) of

section 15.1 of the compact, the phrase "court of competent

jurisdiction" shall mean with reference to courts of this state, any

court in which an action or proceeding of the class brought by the

Susquehanna river basin commission may be heard and determined.

§ 21-1311 — Prior project approval

Prior project approval.

No project requiring license, permit or other approval by any agency

or officer of this state, or any subdivision thereof, shall be given any

final license, permit or approval, by such agency or officer of this

state if such project requires approval of the Susquehanna river basin

commission pursuant to this compact and such approval has not been

given.

§ 21-1313 — Delegations of power

Delegations of power.

No agency or officer of this state or any subdivision thereof shall

accept or exercise any delegation of power pursuant to section 11.1 of

the compact unless, in the absence of the compact, it would have the

constitutional or statutory power to exercise such power on its own

account.

§ 21-1315 — Cooperative services

Cooperative services.

Departments, agencies and officers shall provide technical and

administrative services to the Susquehanna river basin commission upon

request within the limits of available appropriations and shall

cooperate generally with said commission for the purposes of the

compact.

§ 21-1316 — Report and recommendations of department

Report and recommendations of department.

The department shall submit to the governor and the legislature of

this state on or before the twenty-fifth day of January, nineteen

hundred seventy-eight, and every year thereafter, a detailed examination

and evaluation of the programs and activities of the commission as they

relate to New York state and shall make recommendations for any

legislative action deemed by the department advisable, including

amendments to the statutes of the signatory states which may be

necessary to carry out the intent and purposes of the compact.

§ 21-1317 — Budget

Budget.

The Susquehanna river basin commission shall submit annually to the

Director of the Budget, in accordance with the rules and practices of

the state for study and consideration by such Director, an estimate of

monies required to administer, manage and support the commission during

the ensuing fiscal year. Such estimate shall include any request for

appropriation of funds by New York and shall be accompanied by a

tabulation of similar requests which the commission expects to make to

each signatory and the formula or factors upon which such respective

requests are based. The provisions of section 14.3 of the compact apply

to the budgetary and other fiscal matters related to the participation

of this state in the compact.

§ 21-1319 — Audit

Audit.

Pursuant to subdivision (b) of section 15.11 of the compact, the state

Comptroller is hereby authorized and empowered from time to time to

examine the accounts and books of the commission, including its

receipts, disbursements and other items referring to its financial

standing as the Comptroller may deem proper and to report the results of

such examination to the Governor.

§ 21-1321 — Inconsistent laws

Inconsistent laws.

No provision of this chapter or of any other law of this state which

is inconsistent with the provisions of the compact shall be applicable

to the Susquehanna river basin commission or to any matter governed by

the compact.

TITLE 15 Mid-atlantic States Air Pollution Control Compact

TITLE 17 Delaware River Basin Water Commission Compact

§ 21-1701 — The Delaware river basin water commission compact approved

The Delaware river basin water commission compact approved.

The authority of the Governor to enter into a compact on behalf of the

state of New York with the states of Delaware and New Jersey and the

commonwealth of Pennsylvania in substantially the following form, which

authority was first conferred by chapter 701 of the laws of 1952, is

hereby continued:

COMPACT

BETWEEN THE STATES OF DELAWARE, NEW JERSEY

AND NEW YORK AND THE COMMONWEALTH OF

PENNSYLVANIA CREATING THE DELAWARE

RIVER BASIN WATER COMMISSION AND

DEFINING ITS POWERS AND DUTIES

Whereas, the peoples of the States of Delaware, New Jersey, and New

York and the Commonwealth of Pennsylvania have a common interest in the

waters of the Delaware River Basin; and

Whereas, it is desirable that the water and water resources of the

Delaware River and its tributaries be developed, utilized, controlled,

and conserved for the benefit of all the people; and

Whereas, the United States Supreme Court, in its decision in the

Delaware River Case (283 U.S. 336), established the principle of

equitable apportionment of the waters of the upper Delaware River Basin;

and

Whereas, political subdivisions and metropolitan areas in the States

of New Jersey and New York and the Commonwealth of Pennsylvania have

been confronted constantly with the problem of meeting existing and

prospective requirements of the people within their respective areas for

obtaining and maintaining an adequate and satisfactory supply of water,

both for domestic and industrial purposes; and

Whereas, it is essential that there be maintained an adequate minimum

flow in the Delaware River for the protection of public health, for the

benefit of industry and of fisheries, such as oysters, clams and other

shellfish, for animal and aquatic life, for recreation, for general

sanitary conditions, for the dilution and abatement of pollution, and

for the prevention of undue salinity; and

Whereas, for the purpose of promoting interstate cooperation in

various fields of governmental operations, including the utilization,

control and conservation of water resources of interstate river systems,

the States of Delaware, New Jersey, and New York and the Commonwealth of

Pennsylvania each has created and now maintains a Commission (or

Committee) on Interstate Cooperation, which Commissions have jointly

organized and established and are now maintaining, in cooperation with

each of the others, a joint advisory board known as "The Interstate

Commission on the Delaware River Basin" for the purpose, among other

activities, of formulating and recommending integrated programs for the

development, utilization, control and conservation of the water

resources of the Delaware River Basin; and

Whereas, upon the recommendation of the said Interstate Commission on

the Delaware River Basin, submitted through the Commission on Interstate

Cooperation of each of the States concerned, the legislatures of the

States of New Jersey and New York and the Commonwealth of Pennsylvania,

by reciprocal legislation, enacted laws at their 1949 Sessions (New

Jersey Laws of 1949, Chap. 105; New York Laws of 1949, Chap. 610;

Pennsylvania Laws of 1949, Act 475), authorizing and directing the said

Interstate Commission on the Delaware River Basin to make surveys and

investigations to determine and report on the feasibility and

advisability of the future construction of an integrated water project

designed, among other purposes, to meet the combined prospective water

supply requirements of political subdivisions and metropolitan areas in

the said States, both within and outside the said Basin, empowering such

Commission to enter upon lands, structures, and waters for the purposes

of such surveys and investigations, making an appropriation to such

Commission, and requiring a full report of its proceedings, findings,

conclusions, recommendations, and such draft or drafts of legislation as

it may deem necessary or proper for enactment by such States; and

Whereas, based upon a full report submitted by the Interstate

Commission on the Delaware River Basin setting forth the findings,

conclusions, and recommendations resulting from its surveys and

investigations, it is the opinion of that Commission, concurred in by

each of the aforesaid Commissions on Interstate Cooperation, that the

future construction of integrated water projects in the Delaware River

Basin is feasible, advisable, and urgently needed, and can best be

accomplished by and through a joint administrative agency created by an

agreement or compact between the States of Delaware, New Jersey, and New

York and the Commonwealth of Pennsylvania; and

Whereas, the Congress of the United States, by its joint Resolution of

March 1, 1911 (36 Stat. 961), relating to the conservation of forests

and water supply and protection of forests from fire, gave general

consent to encourage the making of agreements or compacts between States

for the purpose of conserving the forests and the water supply;

Now, Therefore, the Commonwealth of Pennsylvania and the States of New

Jersey and New York (and the State of Delaware if and when Delaware

becomes a signatory State) do hereby solemnly covenant and agree each

with the other as follows:

ARTICLE 1

CREATION AND PURPOSES OF THE COMMISSION

1. There is created hereby a body corporate and politic with perpetual

succession, to be known as The Delaware River Basin Water Commission

(hereinafter in this compact referred to as the Commission), which shall

constitute a public corporate instrumentality of the Commonwealth of

Pennsylvania and of the States of New Jersey and New York, (and of the

State of Delaware if and when Delaware becomes a signatory State), and

of each of them, to exercise an essential governmental function of each

of the signatory States, for the purposes of developing, utilizing,

controlling, and conserving the water resources of the Delaware River

Basin in order to assure an adequate water supply:

(a) to meet the domestic and industrial requirements of political

subdivisions and metropolitan areas within those States;

(b) to provide an adequate minimum flow in the Delaware River for the

protection of public health, for the benefit of industry and of

fisheries, such as oysters, clams, and other shellfish, for animal and

aquatic life, for recreation, for general sanitary conditions, for the

dilution and abatement of pollution, and for the prevention of undue

salinity; and

(c) to provide for such other uses of water as navigation, flood

control, production of hydro-electric power, and related uses.

2. In order to effectuate the foregoing purposes, the Commission shall

determine the exact locations and character of, formulate plans for, and

determine all matters in connection with, the construction, operation

and maintenance of dams, reservoirs, and appurtenant structures within

the Delaware River Basin as herein defined for the storage and effective

regulation of the water resources thereof, and treatment plants,

aqueducts, conduits, or other facilities, and shall finance, construct,

operate, and maintain such structures and facilities as are deemed

necessary to the following project, or a reasonable modification

thereof, that is to say: (a) a dam across the West Branch of the

Delaware River near Cannonsville, New York; (b) a dam across the

Delaware River near Barryville, New York; (c) a dam across the Neversink

River near Godeffroy, New York; (d) a dam across the Delaware River near

Wallpack Bend; (e) a dam across the East Branch of the Delaware River

near Fish Eddy; (f) a dam across Flat Brook near Flatbrookville, New

Jersey; (g) an aqueduct connecting the reservoir created by the dam

across the Delaware River near Barryville, New York, with the reservoir

on the Neversink River created by a dam near Godeffroy, New York; (h) an

aqueduct, with equalizing reservoir en route, to convey a supply of

water from the reservoir on the Neversink River created by the dam near

Godeffroy, New York, to municipalities in northern New Jersy and to New

York City; and (i) such dams, reservoirs, tunnels, conduits, and other

facilities as may be required to furnish water supply to Philadelphia

and adjacent areas.

3. For the purpose of this compact the "Delaware River Basin" is

defined as all that land from which surface water drains naturally into

the Delaware River.

ARTICLE II

COMMISSIONERS

1. The Commission shall consist of three members from each signatory

State, who shall be citizens and residents thereof and shall be

appointed by the Governor of that State, by and with the consent of its

Senate, unless its Constitution otherwise provides.

2. The term of each such commissioner shall be for five years,

provided, however, that the terms of the three commissioners first

appointed by each state shall be as follows, to wit: one for three

years, one for four years, and one for five years. All commissioners

shall continue to hold office after the expiration of the terms for

which they shall have been appointed until their respective successors

shall have been appointed and qualified, but no period during which any

commissioner shall hold over shall be deemed to be an extension of his

term of office for the purpose of computing the date on which his

successor's term expires.

3. Any commissioner may be removed or suspended from office as

provided by the Constitution or applicable law of the State which he

represents. In the event of a vacancy in the office of any

commissioner, from any reason or cause, such vacancy shall be filled by

appointment by the Governor of the State concerned, subject to

confirmation as above provided, for the unexpired term.

4. The commissioners shall serve without compensation but shall be

paid their actual and necessary expenses incurred in and incident to the

performance of their duties, provided, however, that the elected

officers of the Commission shall receive such compensation as may be

fixed by the Commission.

5. The Federal Government may be represented on the Commission by

three advisory members who shall serve without compensation from the

Commission. The Constitution and other laws of the United States shall

apply to the appointment or removal of such advisory members and the

term or terms during which they shall serve.

ARTICLE III

OFFICERS, EMPLOYEES, MANAGEMENT AND PROCEDURE

1. The commissioners shall have charge of the Commission's property

and affairs. The Commission shall adopt an official seal and suitable

by-laws and shall promulgate rules and regulations for its management

and control.

2. A majority of the commissioners from the signatory States shall

constitute a quorum for the transaction of business at any meeting of

the Commission. No action shall be taken by the Commission unless a

majority of the members from each state are present at a meeting of the

Commission and no action so taken, including any action which, for the

purposes of the project authorized by paragraph two of Article I of this

compact or for any expansion thereof or any new project, imposes any

financial obligation on any signatory State or on any political

subdivision therein or which allocates water for water supply or for the

maintenance of an adequate minimum flow to any signatory State or any

political subdivision therein, shall be binding or effective unless a

majority of the members from each State shall have voted in favor

thereof; provided, however, that no action taken at any meeting of the

Commission by any member shall have force or effect until the Governor

of the State, which such member represents, shall have an opportunity to

approve or veto the same. For the purpose of procuring such approval or

veto, the secretary or other officer of the Commission in charge of the

minutes of the proceedings of the Commission shall transmit to the

Governors of the signatory States at their official offices a certified

copy of the minutes of every meeting of the Commission as soon after the

holding of such meeting as such minutes can be written out. Each

Governor shall, within five days after such minutes shall have been

delivered at his official office, cause the same to be returned to the

Commission either with his approval or with his veto of any action

therein recited as having been taken by any member of the Commission

appointed from his State, provided, however, that if a Governor shall

not return the said minutes within the said period then at the

expiration thereof any action therein recited will have full force and

effect according to the wording thereof. If a Governor within the said

period returns the said minutes with a veto against the action of any

member of the Commission from his State as recited therein, then such

action of such member shall be null and void. A governor may by order

filed with the secretary of the Commission relieve the members from his

State from the duty of procuring his approval of their action upon any

particular matter or class of matters, and thereupon the secretary or

other officer in charge of the minutes of the proceedings of the

Commission shall be relieved from reporting the same to him.

3. The Commission shall elect annually a chairman and a vice-chairman.

The Commission shall appoint a secretary and a treasurer, who may be but

need not be members of the Commission. The secretary shall be custodian

of the records of the Commission with authority to affix the

Commission's official seal and to attest to and certify such records or

copies thereof. Disbursements by the Commission shall be valid only when

authorized by the Commission.

4. The Commission shall appoint and at its pleasure remove or

discharge counsel, an executive director, engineers, and such other

agents and employees as it may require for the performance of the powers

and functions of the Commission. The Commission shall determine and fix

the duties and compensation of its appointed officers and employees, and

shall fix the compensation, if any, of its elected officers.

5. The Commission may establish and maintain one or more offices

within the area of the signatory States for the transaction of its

business and may meet at any time or place, but must meet at least once

each year.

6. The Commission shall keep accurate accounts of all receipts and

disbursements. The accounts of the Commission shall be open at any

reasonable time for inspection and audit by such representative or

representatives of the respective signatory States as may be duly

constituted for that purpose, and for inspection by others who may be

authorized by the Commission.

7. The Commission shall make an annual report to the Governor and the

legislature of each signatory State setting forth in detail the

operations and transactions conducted by it pursuant to this compact,

and shall make recommendations for any legislative action deemed by it

to be advisable, including amendments to the statutes of the signatory

States which may be deemed necessary to carry out the intent and purpose

of this compact.

8. No member, agent or employee of the Commission shall have a

personal interest, either directly or indirectly, in any contract

entered into by the Commission, including the sale to the Commission of

any real or personal property. A violation of this provision shall

constitute a misdemeanor and, upon trial and conviction, shall be

punishable in accordance with the laws of the signatory State in which

the offense is committed, but, in no event, shall the punishment

therefor exceed imprisonment for more than one year or a fine of more

than five hundred dollars, or both.

9. No member, agent or employee of the Commission, while acting within

the scope of his authority, shall be personally liable for any acts

performed in the execution of the powers expressly authorized by this

compact.

ARTICLE IV

GENERAL POWERS AND LIABILITY TO SUIT

1. For the effectuation of its authorized purposes, the Commission is

hereby granted and shall have the following powers in addition to such

powers as may be provided for elsewhere in this compact, to wit:

(a) To sue in its own name in Federal and State courts.

(b) To acquire, own, hire, use, operate, and dispose of personal

property.

(c) To acquire, own, use, and operate real property and interests

therein, to make improvements thereon, and to convey, lease or otherwise

dispose of any such property no longer necessary for the authorized

purposes of the Commission.

(d) To grant, by lease or otherwise, the use of any property or

facility owned or controlled by the Commission, and to make charges

therefor.

(e) To exercise the right of eminent domain, as provided in Article V

of this compact.

(f) To borrow money, make and issue from time to time negotiable bonds

and notes, to fund and refund the same, and to provide for the rights of

the holders of its bonds and notes, as provided in Article XIII of this

compact.

(g) To establish, levy, and collect, without being subject to the

supervision or regulation of any commission, board, bureau or agency of

any of the signatory States or political subdivisions thereof, such

rentals, fees or other charges for use of the facilities of or for the

services rendered by the Commission, and to revise such rentals, fees,

or other charges as may be necessary to assure revenues at least

adequate to defray the expenses of operation and maintenance of the said

facilities, to pay the interest on and principal of any bonds or other

obligations of the Commission, and to establish any reasonable reserves

therefor.

(h) To accept such payments, appropriations, grants, gifts, loans, and

other funds, properties, and services as may be made available to it by

the Federal government or any of its agencies, by the governments and

political subdivisions of the signatory States, or by private agencies,

corporations, or individuals.

(i) To conduct surveys of dam, reservoir, treatment plant, aqueduct,

or conduit locations and study subsurface conditions affecting the

selection of such locations. Members of the Commission and its duly

accredited agents, engineers, contractors, and employees may enter upon

any lands, structures, and waters within any of the signatory States for

such purposes or whenever it is deemed necessary for any of the purposes

authorized by this compact, and such entry shall not be deemed a

trespass or an entry under any condemnation proceedings which may be

then pending. In the exercise of this power, the Commission shall save

harmless the signatory States from, and be responsible to any property

owner for, any damage caused by surveys or by entry on lands or any

other damage resulting therefrom, and the Commission shall require every

contractor or other agency performing work for said Commission to

provide security for the faithful performance of any contract with the

Commission and to save harmless the Commission and the signatory States

from damages caused as aforesaid.

(j) To determine the exact locations and character of, to formulate

plans for, and to determine all matters in connection with, the

construction, operation, and maintenance of the dams, reservoirs, and

appurtenant structures within the Delaware River Basin as herein defined

for the storage and effective regulation of the water resources thereof,

and treatment plants, aqueducts, conduits, and other facilities deemed

necessary or convenient to effectuate the structures and facilities

described in paragraph 2 of Article I of this compact, and to finance,

construct, operate and maintain such structures and facilities.

(k) To prepare, upon the request of two or more signatory States, or

upon its own initiative, in appropriate form for submission to the

legislatures of the signatory States, a report covering plans for, and

the method of financing of, any new project, or any expansion of the

project authorized and described in paragraph 2 of Article I of this

compact; and, upon approval of such report by the legislatures of the

signatory States and upon approval by the appropriate agency or agencies

of the State or States of the detailed plans and specifications, all in

accordance with the provisions of Article XI of this compact, to

finance, construct, operate and maintain such new or expanded project.

(l) To determine and to allocate, subject to the provisions of

paragraph 2 of Article III, to each of the signatory States an equitable

apportionment of available water supply in order to meet domestic and

industrial requirements of political subdivisions and metropolitan areas

therein.

(m) To release, subject to the provisions of Article IX, the quantity

of water required to be released from storage in order to maintain an

adequate minimum flow in the Delaware River during periods of low flow

therein for the protection of public health, for the benefit of industry

and of fisheries, such as oysters, clams, and other shellfish, for

animal and aquatic life, for recreation, for general sanitary

conditions, for the dilution and abatement of pollution, and for the

prevention of undue salinity.

(n) To provide for such other uses of the water and water resources of

the Delaware River Basin as navigation, flood control, production of

hydro-electric power, and related uses, and to cooperate with other

appropriate agencies for that purpose.

(o) To develop, or to provide for the development of, subject to the

provisions of Article X, hydro-electric power and energy inherent in the

development and use of the waters to which this compact relates and

incident to the control and conservation of such waters.

(p) To make, enter into, and perform contracts with the Federal

government, with any of the signatory States or any of their political

subdivisions, with public or private agencies, and with corporations or

individuals, including (1) contracts for the sale of water for water

supply, for the sale of falling water and hydro-electric power and

energy, subject to the provisions of Article X, or for other services,

(2) contracts for payments by the signatory States, or the political

subdivisions thereof, for benefits resulting from water released from

storage in order to maintain an adequate minimum flow in the Delaware

River during periods of low flow therein, and (3) any other contracts

necessary or incidental to the performance of its duties and the

execution of its powers under this compact.

(q) To take all measures necessary to guard and protect the areas in

which its facilities or developments are located or in which any work of

construction under authority of this compact is in progress, and to

protect its facilities and developments from damage by pollution or

otherwise, and to appoint a suitable number of persons as guards for

such purposes. Such persons shall possess the power and authority of a

constable, peace officer, or police officer and shall have full power to

serve as such officers within the signatory States and to enforce the

provisions of such laws thereof as are applicable to the purposes of

this paragraph.

(r) To do all acts and things necessary or convenient to carry out the

powers expressly granted in this compact.

2. The signatory States consent to suits, actions or proceedings of

any form or nature at law, in equity or otherwise (including proceedings

to enforce arbitration agreements) against the Commission, and to

appeals therefrom and reviews thereof, except as hereinafter provided in

subparagraphs (a) and (b) hereof.

(a) The foregoing consent does not extend to civil suits, actions or

proceedings for the recovery of statutory penalties.

(b) The foregoing consent does not extend to suits, actions or

proceedings for judgments, orders or decrees restraining, enjoining or

preventing the Commission from committing or continuing to commit any

act or acts, other than suits, actions or proceedings by the attorney

general of any of the signatory States. The attorney general of each of

the signatory States is hereby authorized to bring such suits, actions

or proceedings in his discretion on behalf of any person or persons

whatsoever who requests him so to do except in the cases excluded by

subparagraph (a) hereof; provided, that in any such suit, action or

proceeding, no judgment, order or decree shall be entered except upon at

least two days' prior written notice to the Commission of the proposed

entry thereof.

(c) The foregoing consent is granted upon the condition that venue in

any suit, action or proceeding against the Commission shall be laid

within a county or a judicial district, established by any of the said

signatory States or by the United States, and situated wholly or

partially within one of the signatory States. The Commission shall be

deemed to be a resident of each such county or judicial district for the

purpose of such suits, actions or proceedings. Although the Commission

is engaged in the performance of governmental functions, the signatory

States consent to liability on the part of the Commission in such suits,

actions or proceedings for tortious acts committed by it and its agents

to the same extent as though it were a private corporation.

* (d) The foregoing consent is granted upon the condition that any

suit, action or proceeding prosecuted or maintained hereunder shall be

commenced within one year after the cause of action therefor shall have

accrued, and upon the further condition that in the case of any suit,

action or proceeding for the recovery or payment of money, prosecuted or

maintained hereunder, a notice of claim shall have been served upon the

Commission by or on behalf of the plaintiff or plaintiffs at least sixty

days before such suit, action or proceeding is commenced. The provisions

of this subparagraph shall not apply to claims arising out of provisions

of any workmen's compensation law of any of the signatory States.

* NB Effective until concurrence by members of the Delaware River

Basin Water Commission

* (d) The foregoing consent is granted upon the condition that any

suit, action or proceeding prosecuted or maintained hereunder shall be

commenced within one year and ninety days after the cause of action

therefor shall have accrued, and upon the further condition that in the

case of any suit, action or proceeding for the recovery or payment of

money, prosecuted or maintained hereunder, a notice of claim shall have

been served upon the Commission by or on behalf of the plaintiff or

plaintiffs within the time limit established by and in compliance with

section fifty-e of the general municipal law. The provisions of this

subparagraph shall not apply to claims arising out of provisions of any

workmen's compensation law of any of the signatory States.

* NB Effective upon concurrence by the members of the Delaware River

Basin Water Commission

(e) The notice of claim required by subparagraph (d) hereof shall be

in writing, sworn to by or on behalf of the claimant or claimants, and

shall set forth (1) the name and post office address of each claimant

and of his attorney, if any, (2) the nature of the claim, (3) the time

when, the place where and the manner in which the claim arose, and (4)

the items of damage or injuries claimed to have been sustained so far as

then practicable. Such notice may be served in the manner in which

process may be served, or in lieu thereof, may be sent by registered

mail to the Commission at its principal office. Where the claimant is an

infant or is mentally or physically incapacitated and by reason of such

disability no notice of claim is filed or suit, action or proceeding

commenced within the time specified in subparagraph (d) hereof, or where

a person entitled to make a claim dies and by reason of his death no

notice of claim is filed or suit, action or proceeding commenced within

the time specified in subparagraph (d) hereof, then any court in which

such suit, action or proceeding may be brought may in its discretion

grant leave to serve the notice of claim and to commence the suit,

action or proceeding within a reasonable time but in any event within

three years after the cause of action accrued. Application for such

leave must be made upon an affidavit showing the particular facts which

caused the delay and shall be accompanied by a copy of the proposed

notice of claim if such notice has not been served, and such application

shall be made only upon notice to the Commission.

(f) The commissioners, officers or employees of the Commission shall

not be subject to suits, actions or proceedings for judgments, orders or

decrees restraining, preventing or enjoining them in their official or

personal capacities from committing or continuing to commit any act or

acts on behalf of the Commission other than suits, actions and

proceedings brought by the attorney general of any of the signatory

States. The attorney general of each of the signatory States is hereby

authorized to bring such suits, actions or proceedings in his discretion

on behalf of any person or persons whatsoever who requests him so to do

except in the cases excluded by subparagraph (a) hereof; provided, that

in any such suit, action or proceeding brought by an attorney general,

no judgment, order or decree shall be entered except upon at least two

days' notice to the defendant of the proposed entry thereof.

ARTICLE V

CONDEMNATION PROCEEDINGS

1. The commission shall have the power, except as hereinafter provided

and limited, to acquire by condemnation lands, lands lying under water,

rights in land, riparian rights, water rights, waters, and other

property within the Delaware River basin as defined herein or required

for aqueducts, or conduits deemed necessary or convenient to effectuate

the structures and facilities described in paragraph two of Article I of

this compact. This grant of the power of eminent domain includes, except

as hereinafter provided and limited, but is not limited to, the power to

condemn property, within the Delaware river basin as defined herein or

required for aqueducts, or conduits deemed necessary or convenient to

effectuate the structures and facilities described in paragraph two of

Article I of this compact, owned or held by a political subdivision for

municipal or public purposes, by a public district, by a public

corporation or by a public authority, and includes as well the power to

condemn any property already devoted to a public purpose, by whomsoever

owned or held, other than property owned or held by the signatory States

and other than property owned or held by the City of New York, wherever

situate, for its water supply or for its water supply system. Nothing

herein shall be deemed to include the power to condemn the lands,

structures or properties necessary or convenient to the exercise of the

rights reserved in Article XVI of this compact.

2. Such power shall be exercised in accordance with the provisions of

such special law, specifically applicable to the said Commission, as may

now or hereafter be in force in the signatory State in which such

property is located; provided, that if there be no such special law in

force in such State, condemnation proceedings shall be in accordance

with the provisions of such applicable general condemnation law as may

be in force in such State.

3. Any award or compensation for the taking of property pursuant to

this Article shall be paid by the Commission, and none of the signatory

States nor any agency, instrumentality, or political subdivision thereof

shall be liable for such award or compensation.

ARTICLE VI

CONVEYANCE OF LANDS AND RELOCATION OF PUBLIC FACILITIES

1. The signatory States hereby consent to the acquisition, use and

occupation by the Commission, pursuant to the laws of the respective

States, of any real property within the said States, or any of them,

including lands lying under water and lands already devoted to public

use, which may be or may become necessary or convenient for the

construction, operation, and maintenance of dams, reservoirs, treatment

plants, aqueducts, conduits, and other structures or facilities,

approved in accordance with the provisions of this compact; provided,

such lands and property are located within the Delaware River Basin as

defined herein or required for aqueducts, or conduits deemed necessary

or convenient to effectuate the structures and facilities described in

paragraph 2 of Article I of this compact.

2. The signatory States hereby authorize their respective officers,

agencies, departments, commissions or bodies having jurisdiction and

control over real property owned by the signatory States to convey in

accordance with the laws of the respective States, to the Commission,

with or without consideration, any such real property as may be

necessary or convenient to the effectuation of the authorized purposes

of the Commission.

3. Each political subdivision of each of the signatory States is

hereby authorized and empowered, notwithstanding any contrary provision

of law, to grant and convey to the Commission, upon the Commission's

request, but not otherwise, upon reasonable terms and conditions, any

real property owned by such political subdivision, including lands lying

under water and lands already devoted to public use, which may be

necessary or convenient to the effectuation of the authorized purposes

of the Commission.

4. The term "real property" as used in this compact shall include any

and all things and rights usually included within the said term and

includes not only fees simple absolute, but also any and all lesser

interests such as easements, rights of way, uses, leases, licenses, and

all other incorporeal hereditaments, and every estate, interest or

right, legal or equitable, including terms of years and liens thereon by

way of judgments, mortgages or otherwise, and also claims for damage to

real property.

5. Any highway, sewer, public utility, or other public facility, which

will be dislocated by reason of the constructions deemed necessary by

the Commission to effectuate the authorized purposes of this compact,

shall be relocated, providing that such relocation be required to serve

the public interest, in the manner provided for by the laws of the

respective signatory States, at the expense of the Commission.

ARTICLE VII

TAXES AND PAYMENTS IN LIEU OF TAXES

1. The effectuation of its authorized purposes by the Commission is

and will be in all respects for the benefit of the people of the

signatory States; and, since the Commission will be performing essential

governmental functions in effectuating said purposes, the bonds or other

securities or obligations issued by the Commission and the income

therefrom, or any profit made on the sale thereof, shall be exempt from

all taxation by or within the States of Delaware, New Jersey and New

York and the Commonwealth of Pennsylvania except for transfer and

inheritance taxes.

2. Lands acquired by the Commission for the purposes of this compact

shall be taxable in the tax districts wherein such lands are located at

the average value thereof as improved on the date of acquisition. Such

average value shall be determined on the basis of computation of the

average assessed value of such lands as improved for the five-year

period immediately prior to such date of acquisition. The assessed value

of such land shall be reviewed by the taxing authority at the end of

each five-year period after the date of acquisition and such assessed

valuation shall be increased or decreased percentagewise as the average

assessed valuation of all the other property in the tax district has

increased or decreased in such five-year period. However, none of the

dams, reservoirs, treatment plants, aqueducts, conduits, or other

structures, or facilities, or their appurtenances, to be built in

accordance with the authority conferred by this compact shall be

taxable, nor shall the assessed value of the lands upon which such

structures are built be increased by reason of their presence thereon.

3. Notwithstanding the provisions of the last preceding paragraph, the

Commission is hereby authorized and empowered to enter into agreements

with political subdivisions to pay a fair and reasonable sum or sums to

the said political subdivisions in lieu of taxes which otherwise would

be levied and collected with respect to any property hereafter acquired

by the Commission. Any such payment or payments made by the Commission

may be paid on an annual basis, or such payment or payments may be made

in a lump sum or sums or over a stated period of years, as shall be

agreed upon by and between the Commission and such political

subdivision; provided, however, that in any case the payment or payments

shall not be in excess of the amount of the taxes upon such property

when last assessed prior to the time of its acquisition by the

Commission. Every political subdivision wherein property shall be

acquired by the Commission is authorized and empowered to enter into

such agreement or agreements with the Commission to accept such payment

or payments.

ARTICLE VIII

CONTRACTS FOR WATER SUPPLY

1. The term "political subdivision", as used in this Article, shall

mean and include, in addition to its usual meaning, water districts,

water supply districts, and any other public authorities, public

corporations, commissions or bodies having power to own, acquire, or

contract for a public water supply.

2. Political subdivisions of the signatory States, either directly or

through any board of water commissioners, district water supply

commissioners, or any other board, commission, or public authority

having jurisdiction or control over all or any part of a water supply or

distribution system, may enter into contracts for the supplying of water

by the Commission and the payment of any fees or other charges to the

Commission. The contracts may be made for a specified or an unlimited

time notwithstanding any other provisions of law, general or special, on

any terms and conditions which may be approved by the political

subdivision and which may be agreed to by the Commission, and such

contracts shall be valid and binding upon the political subdivision,

notwithstanding that no appropriation has been made or provided to cover

the cost or estimated cost of the contract.

3. Such political subdivision is hereby authorized and directed to do

and perform any and all acts or things necessary, convenient or

desirable to carry out and perform every such contract and to provide

for the payment of any obligations thereunder in the same manner as

other obligations of such political subdivision. Each political

subdivision shall pay promptly to the Commission all fees and other

charges due the Commission.

ARTICLE IX

RELEASE OF STORED WATERS

1. No signatory State shall permit the flow in the Delaware River to

be diminished by the diversion of any water from the main channel of the

Delaware River during any period in which waters are being released from

storage reservoirs constructed under the provisions of this compact for

the purpose of maintaining an adequate minimum flow in the Delaware

River during the periods of low flow therein, except in cases where such

diversion shall have been duly authorized under the provisions of this

compact.

2. The Commission shall release water from storage for the purpose of

maintaining an adequate minimum flow in the Delaware River during

periods of low flow therein in accordance with the following provisions:

(a) Upon and after completion of a storage reservoir on the West

Branch of the Delaware River near Cannonsville, New York, sufficient

water shall be released from the aforesaid reservoir to maintain a

minimum flow in the Delaware River, as measured at the stream gaging

station at Port Jervis, New York, of at least 1800 cubic feet per

second.

(b) Upon and after completion of storage reservoirs on the West Branch

of the Delaware River near Cannonsville, New York, on the main channel

of the Delaware River near Barryville, New York, and on the Neversink

River near Godeffroy, New York, sufficient water shall be released from

the system consisting of the three aforesaid reservoirs to maintain a

minimum flow in the Delaware River, as measured at the stream gaging

station at Trenton, New Jersey, of at least 4000 cubic feet per second.

(c) Upon and after completion of storage reservoirs on the West Branch

of the Delaware River near Cannonsville, New York, on the main channel

of the Delaware River near Barryville, New York, on the Neversink River

near Godeffroy, New York, and on the main channel of the Delaware River

near Wallpack Bend, sufficient water shall be released from the system

consisting of the four aforesaid reservoirs to maintain a minimum flow

in the Delaware River, as measured at the stream gaging station at

Trenton, New Jersey, of at least 4800 cubic feet per second.

(d) The intent and purpose of the requirements of paragraphs (b) and

(c) of this article are to provide for a flow at all times of at least

4000 cubic feet per second, or at least 4800 cubic feet per second, as

the case may be, from the non-tidal section of the Delaware River above

Trenton into the tidal section of the Delaware River below Trenton.

Accordingly, the requirements for the flow of at least 4,000 cubic feet

per second, or at least 4800 cubic feet per second, at Trenton may be

reduced by the Commission in such a manner as to carry out this intent

and purpose in the event the Commission is called upon to utilize a part

of the waters which would otherwise flow in the Delaware River at

Trenton as a source of water supply for the City of Philadelphia and

other political subdivisions and metropolitan areas in the greater

Philadelphia-South Jersey area which are situated wholly within the

Delaware River Basin.

ARTICLE X

HYDROELECTRIC POWER AND ENERGY

In the exercise of its power to develop, or to provide for the

development of, hydroelectric power and energy, no water shall be used

in addition to the water which would otherwise be developed and used by

the Commission for water supply and for water required to be released

from storage in order to maintain an adequate minimum flow in the

Delaware River during periods of low flow therein. The Commission shall

not engage in the transmission and distribution of power and energy

except for its own use.

ARTICLE XI

FORMULATION AND APPROVAL OF PLANS

1. Upon the request of two or more signatory States, or upon its own

initiative, the Commission shall prepare, in appropriate form for

submission to the legislatures of the signatory States, a report

covering plans for, and the method of financing, any new project, or any

expansion of the project authorized and described in paragraph 2 of

Article I of this compact, for the construction, operation, and

maintenance of such dams, reservoirs, and appurtenant structures within

the Delaware River Basin, and such treatment plants, aqueducts,

conduits, and other facilities, as may be required to effectuate the

purposes of this compact.

2. Prior to the submission of any such report to the legislatures of

the signatory States the Commission shall:

(a) Conduct investigations in such manner as to give appropriate

consideration and weight to the interrelation of the proposed project

with projects and programs of other agencies, public and private,

federal, interstate, state, and local, concerning the development,

utilization, control and conservation of the water resources of the

Delaware River Basin.

(b) Transmit a copy of its tentative draft of a report concerning any

proposed project to the following agencies, or their respective

successors, for the purpose of affording such agencies an opportunity to

submit to the Commission, within ninety days from the date of receipt of

such tentative draft, written statements of their views and

recommendations regarding any such project: Water Pollution Control

Commission of the State of Delaware; Division of Water Policy and Supply

of the State of New Jersey; Water Power and Control Commission of the

State of New York; Water and Power Resources Board of the Commonwealth

of Pennsylvania; and the Interstate Commission on the Delaware River

Basin. Representatives of each of the aforesaid agencies may, in order

to analyze and appraise any project proposed by the Commission created

by this compact, enter upon any lands, structures, and waters within the

states in which the Delaware River Basin is located, for the purpose of

surveying dam, reservoir, treatment plant, aqueduct, or conduit

locations, studying subsurface conditions affecting the selection of

such locations, and for such other purposes as may be deemed necessary.

(c) Include in its report, for submission to the legislatures of the

signatory States, the statements of views and recommendations, if any,

of the aforesaid agencies.

3. The report, prepared after compliance with the procedures

hereinbefore provided, shall be submitted by the Commission to the

legislatures of the signatory States. The Commission shall have

authority to proceed with the project proposed in the said report when

such report has been approved by the legislatures of all the signatory

States, or by the legislatures of the States of New Jersey and New York

and the Commonwealth of Pennsylvania.

4. Prior to proceeding with any construction which is a part of the

project authorized and described in paragraph 2 of Article I of this

compact, or of any authorized expansion thereof, or of any authorized

new project, the Commission shall submit detailed plans and

specifications for the construction of any structure, or part thereof,

to, and secure the approval of, the appropriate agency or agencies of

the State or States within which such construction is necessary as a

part of the said project.

ARTICLE XII

GRANTS, LOANS, OR PAYMENTS BY STATES OR POLITICAL SUBDIVISIONS

1. Any or all of the signatory States, or any political subdivisions

thereof, may after appropriate legislative authorization for that

purpose,

(a) Appropriate to the Commission such funds as may be necessary to

pay preliminary expenses such as the expenses incurred in the making of

borings and other studies of sub-surface conditions, in the preparation

of contracts for the sale of water, and in the preparation of detailed

plans and estimates required for the financing of a construction

project.

(b) advance to the Commission, either as grants or loans, such funds

as may be necessary or convenient to finance the operation and

management of, or construction by, the Commission.

(c) make payments to the Commission for benefits received, or to be

received, from the operation of any of the structures or facilities of

the Commission.

2. Any funds which may be loaned to the Commission either by a

signatory State, or a political subdivision thereof, shall be repaid by

the Commission through the issuance of bonds, or out of other income of

the Commission, such repayment to be made within such period and upon

such terms as may be agreed upon between the Commission and the State or

political subdivision making the loan.

ARTICLE XIII

FINANCING

1. The Commission shall have power and is hereby authorized, from time

to time, to issue its negotiable bonds for any of its authorized

purposes, to issue its bonds to refund bonds issued by it, to issue its

negotiable notes in anticipation of bonds, and to pay its bonds and

notes from revenues of the Commission and the proceeds of its bonds and

other moneys of the Commission, as the resolution authorizing the

issuance may provide:

(a) Refunding bonds may be issued partially to refund bonds then

outstanding and partially for any other of its authorized purposes.

Refunding bonds may be issued whenever the Commission deems expedient,

whether the bonds to be refunded have or have not matured, and may be

exchanged for the bonds to be refunded with such cash adjustments as may

be agreed, or may be sold before the bonds to be refunded become due and

the proceeds applied to the purchase, redemption or payment of the bonds

to be refunded, including interest accrued, and any redemption premiums

payable, thereon.

(b) Except as may be otherwise expressly provided by the Commission,

every issue of bonds shall be general obligations payable out of any

moneys or revenues of the Commission, subject only to any agreements

with the holders of any bonds pledging any moneys or revenues.

(c) Whether or not bonds or notes issued by the Commission are of such

form and character as to be negotiable instruments, such bonds or notes

shall be fully negotiable within the meaning and for all the purposes of

the Negotiable Instruments Law, subject only to any provisions of the

bonds for registration.

(d) The Commission may issue temporary bonds, with or without coupons,

pending the preparation of definitive bonds, exchangeable for definitive

bonds.

(e) Bonds shall be authorized by resolution of the Commission and

shall bear such date or dates, mature at such time or times, bear

interest at such rate or rates not exceeding five per centum per annum,

be in such denominations, be in such form, either coupon or registered,

carry such registration privileges, be executed in such manner, be

payable in such medium of payment and at such place or places, and be

subject to such terms of redemption, as such resolution or resolutions

may provide, but in no event shall the redemption price of a bond exceed

the par value thereof and a premium of four per centum plus accrued

interest. The official seal of the Commission, or a facsimile thereof,

shall be impressed, engraved, or otherwise reproduced on each bond or

note, and be attested by the Secretary or by such other officer or agent

as the Commission shall appoint and authorize. If any officer or

authorized agent whose signature, or a facsimile thereof, shall appear

on any bonds, coupons, or notes, shall cease to be such officer or

authorized agent before the delivery of the bonds or notes, such

signature or such facsimile signature shall be valid and sufficient for

all purposes the same as if he had continued in office until such

delivery. The bonds shall be sold at public sale for a price not less

than ninety-six per centum of the par value thereof plus accrued

interest, provided that the interest cost to maturity of the money for

any issue of such bonds shall not exceed five per centum per annum.

(f) Any resolution of the Commission authorizing the issuance of bonds

may appoint a trustee or trustees, a fiscal agent or fiscal agents, a

paying agent or paying agents, and such other fiduciaries as such

resolution may provide. Any trustee, fiscal agent, paying agent and

other fiduciary so appointed may be any trust company or bank having the

powers of a trust company within any one of the signatory States.

(g) In order to secure the payment of its bonds the Commission shall

have power, in the resolution authorizing the issuance of the bonds

(which shall be deemed a contract with the bondholders):

(1) to pledge all or any part of its revenues to which its right then

exists or may thereafter come into existence, and the moneys derived

therefrom, and the proceeds of bonds;

(2) to covenant against pledging all or any part of its revenues, or

against mortgaging all or any part of its real or personal property then

owned or thereafter acquired, or against permitting or suffering any

lien on such revenues or property; to covenant with respect to

limitations on its right to sell, lease or otherwise dispose of any

project or any part thereof, or any property of any kind;

(3) to covenant as to the bonds to be issued and the limitations

thereon and the terms and conditions thereof and as to the custody,

application and disposition of the proceeds thereof, and to covenant as

to the issuance of additional bonds or as to limitations on the issuance

of additional bonds and on the incurring of other debts by it;

(4) to provide for the replacement of lost, destroyed or mutilated

bonds;

(5) to provide for the investment of all or a part of its funds on

deposit with the trustee or other fiduciary in such obligations as the

resolution authorizing the issuance of the bonds may provide;

(6) to covenant against extending the time for the payment of bonds or

interest thereon; to covenant as to the redemption premiums and other

terms and conditions thereof;

(7) to covenant as to the payment of the principal of or interest on

the bonds, or any other obligations, as to the sources and methods of

such payment, as to the rank or priority of any such bonds or

obligations with respect to any lien or security or as to the

acceleration of the maturity of any such bonds or obligations;

(8) to covenant as to the rates of fees or other charges to be

established and to be charged, and the amount to be raised each year or

other period of time by such charges or other revenues and as to the use

and disposition to be made thereof; to create or authorize the creation

of special funds or moneys to be held in pledge or otherwise for

construction, operating expense, payment or redemption of bonds,

reserves or other purposes and to covenant as to the use and disposition

of the moneys held in such funds;

(9) to establish the procedure, if any, by which the terms of any

contract or covenant with or for the benefit of the bondholders may be

amended or abrogated, the amount of bonds the holders of which must

consent thereto, and the manner in which such consent may be given;

(10) to covenant as to the maintenance of its real and personal

property, the replacement thereof, the insurance to be carried thereon,

and the use and disposition of insurance moneys;

(11) to provide for the rights and liabilities, powers and duties

arising upon the breach of any covenant, condition or obligation; to

prescribe the events of default and the terms and conditions upon which

any or all of the bonds shall become or may be declared due and payable

before maturity and the terms and conditions upon which any such

declaration and its consequences may be waived;

(12) to vest in a trustee or trustees such property, rights, powers

and duties in trust for the bondholders, as the Commission may

determine, which may include any or all of the rights, powers and duties

of the statutory trustee appointed by the holders of bonds pursuant to

sub-paragraph (a) of paragraph 2 of this Article; to limit or abrogate

the rights of the holders of such bonds to appoint such statutory

trustee, or to limit the rights, duties and powers of such statutory

trustee;

(13) to limit the rights of the bondholders to enforce any pledge or

covenant securing the bonds; and

(14) to make covenants other than and in addition to the covenants

herein expressly authorized, of like or different character; and to make

such covenants to do or refrain from doing such acts and things as may

be necessary or convenient or desirable in order to better secure the

bonds or which, in the absolute discretion of the commission, will tend

to make the bonds more marketable, notwithstanding that such covenants,

acts or things may not be enumerated herein.

(h) Any pledge of revenues or other moneys made by the Commission

shall be valid and binding from the time when the pledge is made; the

revenues or other moneys so pledged and thereafter received by the

Commission shall immediately be subject to the lien of such pledge

without any physical delivery thereof or further act, and the lien of

any such pledge shall be valid and binding as against all parties having

claims of any kind in tort, contract or otherwise against the

Commission, irrespective of whether such parties have notice thereof.

Neither the resolution nor any other instrument by which a pledge is

created need be filed or recorded except in the records of the

Commission.

(i) Bonds may be issued under the provisions of this compact without

obtaining the consent of any department, division, commission, board,

bureau or agency of any of the signatory States, and without any other

proceedings or the happening of any other conditions or things than

those proceedings, conditions or things which are specifically required

by this compact.

(j) The Commission shall not have power to mortgage real property.

(k) Moneys of the Commission or moneys held in pledge or otherwise for

the payment of bonds or in any way to secure bonds and the deposits of

such moneys may be secured in such manner as the Commission may require

and all banks and trust companies in each of the signatory States are

authorized to give such security therefor.

(l) Neither the members of the Commission nor any person executing the

bonds shall be liable personally on the bonds or be subject to any

personal liability or accountability by reason of the issuance thereof.

(m) The Commission shall have the power to purchase its bonds out of

any funds available therefor. The Commission may refund, or it may hold,

cancel, or resell, such bonds subject to and in accordance with

agreements with bondholders.

2. The following provisions shall be applicable to an issue of bonds

authorized or issued by the Commission, only if the resolution of the

Commission authorizing or providing for the issuance of such bonds shall

provide in substance that the holders of the bonds of such issue shall

be entitled to the benefits and be subject to the provisions of this

paragraph 2:

(a) In the event that there shall be a default in the payment of

principal of or interest on any bonds of such issue after the same shall

become due, whether at maturity or upon call for redemption, and such

default shall continue for a period of thirty days, or in the event that

the Commission shall fail or refuse to comply with the provisions of

this compact or shall fail or refuse to carry out and perform the terms

of any contract or covenant with or for the benefit of the holders of

any such bonds, and such failure or refusal shall continue for a period

of thirty days after written notice by any holder of bonds of such issue

or by a trustee for bondholders to the Commission of its existence and

nature, the holders of twenty-five per centum (25%) in aggregate

principal amount of the bonds of such issue then outstanding by

instrument or instruments filed in the office of the Secretary of State

of each signatory State and proved or acknowledged in the same manner as

a deed to be recorded, may appoint a statutory trustee to represent the

holders of the bonds of such issue for the purposes provided in this

paragraph 2.

(b) Such statutory trustee may and, upon written request of the

holders of twenty-five per centum (25%) in aggregate principal amount of

the bonds of such issue then outstanding, shall, in his or its own name:

(1) by civil action or suit, enforce all rights of the holders of such

bonds, including the right to require the Commission to charge and

collect revenues adequate to carry out any contract as to, or pledge of,

such charges and revenues, and to require the Commission to carry out

and perform the terms of any contract or covenant with or for the

benefit of the holders of such bonds or its duties under this compact;

(2) bring action or suit upon all or any part of such bonds or

interest coupons or claims appurtenant thereto;

(3) by action or suit require the Commission to account as if it were

the trustee of an express trust for the holders of such bonds;

(4) by action or suit enjoin any acts or things which may be unlawful

or in violation of the covenants of the Commission or the rights of the

holders of such bonds; or

(5) declare all such bonds due and payable, whether or not in advance

of maturity, upon thirty days' prior notice in writing to the Commission

and if all defaults shall be made good, then with the consent of the

holders of twenty-five per centum (25%) of the principal amount of such

bonds then outstanding, annul such declaration and its consequences.

(c) Before declaring the principal of all such bonds due and payable

the statutory trustee shall first give thirty days' notice in writing to

the Commission.

(d) Any such statutory trustee, whether or not the issue of bonds

represented by such trustee has been declared due and payable, shall be

entitled as of right to the appointment of a receiver of any part or

parts of the property of the Commission the revenues derived from which

property are pledged for the security of the bonds of such issue and

such receiver may enter and take possession of such part or parts of

such property and subject to any pledge or agreement with bondholders

shall take possession of all moneys and other property derived from or

applicable to the construction, operation, maintenance and

reconstruction of such part or parts of such property and proceed with

any construction thereon which the Commission is under obligation to do

and to operate, maintain and reconstruct such part or parts of the

property and collect and receive all revenues thereafter arising

therefrom subject to any pledge thereof or agreement with bondholders

relating thereto, and perform the public duties and carry out the

agreements and obligations of the Commission under the direction of the

court. In any suit, action or proceeding by the statutory trustee the

fees, counsel fees and expenses of the said trustee and of the receiver,

if any, shall constitute taxable disbursements and all costs and

disbursements allowed by the court shall be a first charge on any

revenues derived from such property.

(e) Such statutory trustee shall, in addition to the foregoing, have

and possess all of the powers necessary or appropriate for the exercise

of any function specifically set forth herein or incident to the general

representation of bondholders in the enforcement and protection of their

rights.

3. Notes issued in anticipation of bonds shall be paid from any moneys

of the Commission available therefor and not otherwise pledged or from

the proceeds of sale of the bonds of the Commission in anticipation of

which they were issued. The notes shall be issued and sold in the same

manner as the bonds and such notes and the resolution or resolutions

authorizing the same may contain any provisions, conditions or

limitations which the bonds or a bond resolution of the Commission may

contain. Such note shall be as fully negotiable as the bonds of the

Commission.

4. Bonds issued by the Commission under the provisions of this compact

are hereby made securities in which any signatory State and all

political subdivisions thereof, their officers, boards, commissions,

departments or other agencies, all banks, bankers, savings banks, trust

companies, savings and loan associations, investment companies and other

persons carrying on a banking business, all insurance companies,

insurance associations, and other persons carrying on an insurance

business, and other fiduciaries, and all other persons whatsoever,

except as hereinafter provided, who now are or may hereafter be

authorized to invest in bonds or other obligations of any signatory

State, may properly and legally invest any funds, including capital

belonging to them or within their control; provided that,

notwithstanding the provisions of any other general or special law to

the contrary, such bonds shall not be eligible for the investment of

funds, including capital, of trusts, estates or guardianships under the

control of individual administrators, guardians, executors, trustees and

other individual fiduciaries. Said bonds or other securities or

obligations are hereby made securities which may properly and legally be

deposited with and received by any State or municipal officers or agency

of any signatory State for any purpose for which the deposit of bonds or

other obligations of such State is now or may hereafter be authorized by

law.

5. Each of the signatory States hereby pledges to and agrees with the

holders of the bonds and notes issued in accordance with the provisions

of this compact, that such State will not limit or restrict the rights

hereby vested in the Commission to maintain, construct, reconstruct, and

operate any project as defined in this compact or to establish and

collect such rents, fees, receipts or other charges as may be convenient

or necessary to produce sufficient revenues to meet the expenses of

maintenance and operation thereof and to fulfill the terms of any

agreements made with the holders of bonds authorized by this compact or

in any way impair the rights or remedies of the holders of such bonds

until the bonds, together with interest thereon, are fully paid and

discharged.

ARTICLE XIV

CREDIT OF SIGNATORY STATES NOT PLEDGED

Bonds or notes issued under the provisions of this compact shall not

be deemed to constitute a debt or liability of any of the signatory

States or of any political subdivision thereof or a pledge of the faith

and credit of any of the signatory States or of any such political

subdivision. All such bonds or notes shall contain on the face thereof a

statement to the effect that none of the signatory States nor any

political subdivision thereof is obligated to pay the same or the

interest thereon and that neither the faith and credit nor the taxing

power of any signatory State or of any political subdivision thereof is

pledged to the payment of the principal of or the interest on such

bonds.

ARTICLE XV

NONIMPAIRMENT OF STATE POWERS

1. Except as provided in Article XVI of this compact, the signatory

States, as of the effective date of this compact, waive, renounce and

release any claim, or alleged claim, of or to a prior appropriation of

the waters of the Delaware river, and waive, renounce and release any

claim or alleged claim, of or to any superior right of appropriation,

diversion or use of said waters.

2. Nothing in this compact shall be construed as impairing the powers

of any signatory State to develop, improve, utilize, control, or

conserve the water resources of the upper Delaware River Basin within

the boundaries of such State; provided, however, that the exercise of

such powers by said State shall not conflict with the power of the

Commission established by this compact with respect to those water

resources authorized to be developed, improved, utilized, controlled, or

conserved by such Commission.

3. Nothing in this compact shall be deemed to authorize the taking in

any of the signatory States of a supply of water from this Commission

unless and until all of the laws of the State, in which the proposed

taking of such water is located, have been complied with, and the

approval of such taking has been secured from the appropriate agency or

agencies of said State having jurisdiction over the taking of water

supplied.

ARTICLE XVI

EXISTING RIGHTS, DEVELOPMENTS AND COMPACTS

1. Nothing in this compact shall be deemed to affect any right of the

States of New Jersey, New York, the Commonwealth of Pennsylvania and the

City of New York, or any of them, granted or reserved by or pursuant to

the decision of the United States Supreme Court in New Jersey versus New

York, et al., (283 U.S. 336), or any modification thereof by that Court.

2. Nothing in any existing compact between any two or more of the

signatory States shall be impaired or invalidated by any of the

provisions of this compact.

ARTICLE XVII

CONSTRUCTION AND SEVERABILITY

The provisions of this compact, or of agreements thereunder, shall be

severable and if any phrase, clause, sentence, or provision of this

compact or such agreement is declared to be unconstitutional or the

applicability thereof to any State, agency, or person is held invalid,

the constitutionality of the remainder of this compact or such agreement

and the applicability thereof to any other State, agency, person, or

circumstance shall not be affected thereby. It is the legislative intent

that the provisions of this compact be reasonably and liberally

construed.

ARTICLE XVIII

EFFECTIVE DATE

1. This compact shall enter into force and become effective and

binding between the States of New Jersey and New York and the

Commonwealth of Pennsylvania when (a) it has been adopted and enacted

into law by the respective legislatures of the said States and

Commonwealth, and (b) it has been signed by the respective Governors of

the said States and Commonwealth, after authorization therefor by their

respective legislatures, and has been attested by the Secretary of the

State of each of said States and Commonwealth and the Seal of each of

said States and Commonwealth has been affixed thereto, and (c) the

Congress of the United States of America has consented thereto.

2. This compact shall become effective and binding with respect to the

State of Delaware, either at the same time it becomes effective and

binding between the States of New Jersey and New York and the

Commonwealth of Pennsylvania as provided in the first paragraph of this

Article or at any time thereafter, when (a) it has been adopted and

enacted into law by the legislature of the State of Delaware, and (b) it

has been signed by the Governor of the State of Delaware, after

authorization therefor by the legislature thereof, and has been attested

by the Secretary of State of the State and the Seal of that State has

been affixed thereto.

3. This compact shall be signed, attested, and sealed in five

originals, one original to be forwarded to the Governor of each

signatory State for filing in accordance with the laws of that State and

one original to be deposited in the archives of the Commission upon its

establishment.

IN WITNESS WHEREOF, and in evidence of the adoption and enactment into

law of this compact by the legislatures of the respective States, the

respective Governors of the signatory States do hereby, in accordance

with authority conferred by the legislatures of their respective States,

sign this compact in five originals, as attested by the respective

Secretaries of State of the said States, and have caused the respective

Seals of the said States to be hereunto affixed,

this...................day of......................,19....

§ 21-1703 — Force and effect of the compact

Force and effect of the compact.

Upon its signature by the respective governors on behalf of at least

the state of New Jersey and the commonwealth of Pennsylvania and by the

Governor on behalf of the state of New York, and upon the attestation

thereof by the secretary of state of each of the signatory states and

commonwealth and the affixing thereto of the seal of each of the said

states and commonwealth, and the aforesaid compact, which may be known

and cited as the Delaware basin compact, shall be and become binding and

shall have the force and effect of a statute of the state of New York,

and the Delaware river basin water commission shall thereupon become

vested with all the powers, rights and privileges, and be subject to the

duties and obligations, contained in said compact as though the same

were specifically authorized and imposed by statute, and the state of

New York shall be bound by all of the obligations assumed by it under

said compact; and the Governor shall transmit an original signed copy

thereof to the Secretary of State of the state of New York for filing in

his office.

§ 21-1705 — Consent of the congress

Consent of the congress.

The Governor is hereby authorized to apply, on behalf of the state of

New York, to the congress of the United States for its consent and

approval to the aforesaid compact; but, in the absence of such consent

and approval, the Delaware river basin water commission shall have all

of the powers which the commonwealth of Pennsylvania and the states of

New Jersey and New York (and the State of Delaware if and when it

becomes a signatory state) may confer upon it without the consent and

approval of the congress.

§ 21-1707 — Effective date of this act

Effective date of this act.

The provisions of this act shall become effective immediately upon

final enactment; but the Governor shall not enter into the compact

herein set forth until the state of New Jersey and the commonwealth of

Pennsylvania shall have passed a substantially similar act embodying the

said compact between at least the states of New Jersey, New York and the

commonwealth of Pennsylvania.

ARTICLE 22 Mining of Uranium

§ 22-1010 — Purpose

Purpose.

The purpose of this article is to prohibit mining of uranium within

the state.

§ 22-1030 — Legislative findings

Legislative findings.

The legislature hereby finds and declares that mining of uranium may

pose a significant danger to the public health, safety and welfare and

the environment in that:

1. such mining activities may pose a significant threat of

contamination and depletion of the state's drinking water supplies,

including surface and subsurface waters;

2. mining activity poses the danger of release of airborne radioactive

particulates which may endanger the health of residents and the value of

livestock and dairy products;

3. no adequate method currently exists for storing wastes created as a

result of uranium mining;

4. in the event of abandonment of any such mine site caused by

financial insolvency or other reasons, significant cleanup costs may be

forced upon state or local governments and may harm their fiscal

integrity;

5. abatement of the hazards associated with uranium mining requires

technology or administrative techniques not yet extant, proven reliable,

or proven economically feasible;

6. the activities associated with uranium mining may detract from

scenic qualities, and reduce property values, tourist revenues, and the

general quality of life in the affected area.

The legislature therefore finds that particular caution is needed in

determining public policy pertaining to the mining of uranium and that

the prohibition of this activity is necessary at this time to insure the

protection of the public health, safety and welfare.

§ 22-1050 — Definitions

Definitions.

For the purposes of this article the following terms shall have the

following meanings:

1. "Mining" means the extraction or removal of minerals from the

ground or the breaking of the surface soil in order to facilitate or

accomplish the extraction or removal of such minerals for commercial or

industrial use; but shall not include excavation or grading when

conducted solely in aid of on-site farming or construction.

2. "Person" means any natural person, corporation, association,

partnership, receiver, trustee, executor, administrator, guardian,

fiduciary or other representative of any kind, and includes any

department, agency or instrumentality of the state or any of its

governmental subdivisions.

§ 22-1070 — Activities prohibited

Activities prohibited.

No person shall mine for uranium by any method including, but not

limited to, drilling, excavation and liquid or chemical extraction.

Nothing in this article shall be construed to prohibit or in any way

restrict mining for coal, peat, garnet, marble, granite, or any other

material which may contain traces of uranium in amounts which are

uneconomical to extract or remove for commercial and industrial use.

ARTICLE 23 Mineral Resources

TITLE 1 Definitions

§ 23-0101 — Definitions

Definitions.

As used in this article, unless the context otherwise requires:

1. "Buffer zone" means all that area outside and surrounding the

underground gas storage reservoir which the department approves as

appropriate to protect the integrity of the reservoir, no part of which

shall be more than thirty-five hundred linear feet from the boundary

thereof.

2. "Cavity" means an open or partially open space left after a salt

has been solution mined.

3. "Commissioner" means the commissioner of environmental

conservation.

4. "Department" means the department of environmental conservation.

5. "Fund" means the oil and gas fund as established in section

eighty-three-a of the state finance law.

6. "Field" means the general area underlaid by one or more pools.

7. "Gas" means all natural, manufactured, mixed, and byproduct gas,

and all other hydrocarbons not defined as oil in this section.

8. "Local agency" means any local agency, board, authority, school

district, commission or governing body, including any county, city,

town, village or other political subdivision of the state.

9. "Metered" means the physical measurement of gas by means acceptable

to the department.

10. "Oil" means crude petroleum oil and all other hydrocarbons,

regardless of gravity, that are produced at the wellhead in liquid form

by ordinary production methods and that are not the result of

condensation of gas.

11. "Owner" means the person who has the right to drill into and

produce from a pool or a salt deposit and to appropriate the oil, gas or

salt he produces either for himself or others, or for himself and

others.

12. "Person" means and includes any natural person, corporation,

association, partnership, receiver, trustee, executor, administrator,

guardian, fiduciary, or other representative of any kind, and includes

any department, agency or instrumentality of the state or any of its

governmental subdivisions.

13. "Plug and abandon" means the plugging, replugging if necessary,

and abandonment of a well bore including the placing of all bridges,

plugs, and fluids therein and the restoration and reclamation of the

surface in the immediate vicinity to a reasonable condition consistent

with the adjacent terrain.

14. "Pool" means an underground reservoir containing a common

accumulation of oil or gas or both; each zone of a structure which is

completely separated from any other zone in the same structure is a

pool.

15. "Producer" means the owner of a well or wells capable of producing

oil, gas, or salt; or any salt or hydrocarbon mixture.

16. "Product" means any commodity made from oil or gas and includes

refined crude oil, crude tops, topped crude, processed crude, processed

crude petroleum, residue from crude petroleum, cracking stock, uncracked

fuel oil, fuel oil, treated crude oil, residuum, gas oil, casinghead

gasoline, natural-gas gasoline, kerosene, benzine, wash oil, waste oil,

blended gasoline, lubricating oil, blends or mixtures of oil with one or

more liquid products or by-products derived from oil or gas, and blends

or mixtures of two or more liquid products or by-products derived from

oil or gas, whether herein enumerated or not.

17. "Reservoir" means any underground reservoir, natural or artificial

cavern or geologic dome, sand or stratigraphic trap, whether or not

previously occupied by or containing oil or gas.

18. "Salt" means sodium chloride, evaporite or other water soluble

minerals, either in solution or as a solid or crystalline material in a

pure state or as a mixture.

19. "Solution mining" means the dissolving of an underground salt by

water to produce a brine for transport to another underground or surface

location for sale, processing or storage.

20. "Waste" means

a. Physical waste, as that term is generally understood in the oil and

gas industry;

b. The inefficient, excessive or improper use of, or the unnecessary

dissipation of reservoir energy;

c. The locating, spacing, drilling, equipping, operating, or producing

of any oil or gas well or wells in a manner which causes or tends to

cause reduction in the quantity of oil or gas ultimately recoverable

from a pool under prudent and proper operations, or which causes or

tends to cause unnecessary or excessive surface loss or destruction of

oil or gas;

d. The inefficient storing of oil or gas; and

e. The flaring of gas produced from an oil or condensate well after

the department has found that the use of the gas, on terms that are just

and reasonable, is, or will be economically feasible within a reasonable

time.

§ 23-0102 — Short title

Short title.

This article shall be known and may be cited as the "oil, gas and

solution mining law".

TITLE 3 General Provisions

§ 23-0301 — Declaration of policy

Declaration of policy.

It is hereby declared to be in the public interest to regulate the

development, production and utilization of natural resources of oil and

gas in this state in such a manner as will prevent waste; to authorize

and to provide for the operation and development of oil and gas

properties in such a manner that a greater ultimate recovery of oil and

gas may be had, and that the correlative rights of all owners and the

rights of all persons including landowners and the general public may be

fully protected, and to provide in similar fashion for the underground

storage of gas, the solution mining of salt and geothermal,

stratigraphic and brine disposal wells.

§ 23-0303 — Administration of article

Administration of article.

1. Except to the extent that the administration of this article is

specifically entrusted to other agencies or officers of the state by its

provisions, such administration shall be by the department. Geological

services for the department in connection with the administration of

this article shall be provided by or in cooperation with the state

geologist. Within appropriations therefor the department is authorized

to employ such personnel as may be necessary for the administration of

this article and may also employ or secure the services of such

engineering, technical and other consultants as it may require from time

to time.

2. The provisions of this article shall supersede all local laws or

ordinances relating to the regulation of the oil, gas and solution

mining industries; but shall not supersede local government jurisdiction

over local roads or the rights of local governments under the real

property tax law.

3. a. The commissioner shall accept from municipalities requests for

funds from the oil and gas fund to reimburse the municipality for costs

incurred in repairing damages to municipal land or property. Such

requests shall include such explanatory material and documentation as

the commissioner may require.

b. The commissioner and director of the budget, may recommend payment

to the municipality to satisfy the request for reimbursement upon

finding that:

(1) The municipality has made a bona fide effort to seek relief and

recover its costs from those deemed to be responsible and any other

appropriate avenues, but has been unsuccessful;

(2) The damage was a direct result of activities regulated under this

article and that the amount of funds requested is reasonable in view of

such damages; and

(3) The costs were incurred after the effective date of this

subdivision.

§ 23-0305 — Powers and duties of the commissioner and the department

Powers and duties of the commissioner and the department.

1. The provisions of this section shall apply only to rules,

regulations, orders and hearings made or conducted in the administration

of this article.

2. No rule, regulation, order or amendment thereof, except in an

emergency, shall be made by the department without a public hearing upon

at least ten days' notice, exclusive of the date of service. The public

hearing shall be held at such time and place as may be prescribed by the

department and any interested person shall be entitled to be heard.

3. When an emergency requiring immediate action is found to exist, the

department may make an emergency order without notice or hearing, which

shall be effective when made. No emergency order shall be effective for

more than fifteen days.

4. Any notice required by this article shall be given by the

department by any one or more of the following methods: (a) personal

service, (b) publication in one or more issues of a newspaper of general

circulation in the county where the land affected or some part thereof

is situated, or (c) by registered or certified mail addressed, postage

prepaid, to the last known mailing address of the person or persons

affected. The date of service shall be the date on which service was

made in the case of personal service, the date of first publication in

the case of notice by publication, and the date of mailing in the case

of notice by mail. The notice shall specify the style and number of the

proceeding, the time and place of the hearing, and shall briefly state

the purpose of the proceeding. Should the department elect to give

notice by personal service, such service may be made by any officer

authorized to serve process, or by any agent of the department in the

same manner as is provided by law for the service of process in civil

actions in the courts of the state.

5. All rules, regulations and orders made by the department shall be

in writing, shall be entered in full and indexed in books to be kept by

the department for that purpose, and shall be public records open for

inspection at all times during reasonable office hours. A copy of any

department rule or regulation shall be received in evidence in all

courts of this state with the same effect as the original, if certified

by a member or duly authorized employee of the department.

6. The department may act upon its own motion or upon the application

of any interested person. On the filing of an application concerning any

matter within the jurisdiction of the department, pursuant to this

article, the department shall promptly fix a date for a hearing thereon,

and shall cause notice of the hearing to be given. The hearings shall be

held without undue delay after the filing of the petition. The

department shall make its order within sixty days after the conclusion

of the hearing.

7. To aid in the administration of this article, the commissioner may

issue subpoenas in his name requiring the attendance and giving of

testimony by witnesses and the production of books, papers and other

documentary evidence for any hearing, proceeding or investigation

conducted or to be conducted by or before the department. Service of

such a subpoena, enforcement of obedience thereto, and punishment for

disobedience thereof shall be had as and in the manner provided by the

Civil Practice Law and Rules relating to enforcement of a subpoena

issued by a board or committee except that in the case of hearings,

proceedings or investigations before or conducted by the department

neither the holder of a permit or lease issued pursuant to this article,

nor an employee of such permit holder or lessee, nor an officer or

stockholder in a permittee or lessee corporation, when required to

attend as a witness, shall be entitled to any subpoena fee or mileage.

Any member of the department or any person who may be designated by the

department to hold hearings may administer oaths to witnesses. The

department also may provide for the taking of depositions of witnesses

for the purpose of any such hearing. In such case such officer, employee

or other person may administer oaths to the witnesses whose depositions

are to be taken. Each deposition shall be reduced to writing and

subscribed by the deponent. The provisions of this subdivision shall

apply only to the administration of this article.

8. With respect to oil pools or fields and natural gas pools or

fields, the department shall have power to:

a. Make such investigations as it deems proper to determine whether

waste exists or is imminent.

b. Require identification of ownership of producing leases, tanks,

plants, structures and facilities for the transportation and refining of

oil and gas.

c. Classify and reclassify pools as oil or gas pools, or wells as oil

or gas wells, including the delineation of boundaries for purposes

material to the interpretation or administration of this article.

d. Require the drilling, casing, operation, plugging and replugging of

wells and reclamation of surrounding land in accordance with rules and

regulations of the department in such manner as to prevent or remedy the

following, including but not limited to: the escape of oil, gas, brine

or water out of one stratum into another; the intrusion of water into

oil or gas strata other than during enhanced recovery operations; the

pollution of fresh water supplies by oil, gas, salt water or other

contaminants; and blowouts, cavings, seepages and fires.

e. Enter, take temporary possession of, plug or replug any abandoned

well as provided in the rules and regulations, whenever any owner or

operator neglects or refuses to comply with such rules and regulations.

Such plugging or replugging by the department shall be at the expense of

the owner or operator whose duty it may be to plug the well and who

shall hold harmless the state of New York for all accounts, damages,

costs and judgments arising from the plugging or replugging of the well

and the surface restoration of the affected land. Primary liability for

the expense of such plugging or replugging and first recourse for the

recovery thereof shall be to the operator unless a contract for the

production, development, exploration or other working of the well, to

which the lessor or other grantor of the oil and gas rights is a party,

shall place such liability on the owner or on the owner of another

interest in the land on which the well is situated. When an operator

violates any provision of this article, any rule or regulation

promulgated thereunder, or any order issued pursuant thereto in

reference to plugging or replugging an abandoned well, the operator may

not transfer the operator's responsibility therefor by surrendering the

lease. Prior to the commencement of drilling of any well, the operator

shall be required to furnish to the department, and continuously

maintain, a bond acceptable to it conditioned upon the performance of

said operator's plugging responsibilities with respect to said well.

Upon the approval of the department, in lieu of such bond, the operator

may deposit cash or negotiable bonds of the United States Government of

like amount in an escrow account conditioned upon the performance of

said operator's plugging responsibilities with respect to said well. Any

interest accruing as a result of the aforementioned escrow deposit shall

be the exclusive property of the operator. The aforementioned bonding

requirements shall remain the obligation of the original operator

regardless of changes in operators unless a subsequent operator has

furnished the appropriate bond or substitute as herein provided

acceptable to the department and approval for the transfer of the well

plugging responsibilities to the subsequent operator has been granted by

the department. The failure of any operator to maintain a bond or other

financial security as prescribed herein shall be deemed a breach of

plugging responsibilities and entitle the department to claim the

proceeds of the bond or other financial security. The cost of plugging

or replugging any well, where such action is necessary or incident to

the commencing or carrying on of storage operations pursuant to section

23-1103 or 23-1301 shall be borne by the operator of the storage

facility.

f. Require that every person who produces, sells, purchases, acquires,

stores or injects oil or gas and associated fluids and every person who

transports oil or gas in this state shall keep and maintain complete and

accurate records of the quantities thereof. Quantities of associated

fluids injected or produced may be reported as estimated volumes. True

copies or duplicates shall be kept or made available for examination

within this state by the department or its agents at all reasonable

times and every such person shall file with the department such reports

concerning production, sales, purchases, acquisitions, injection,

transportation or storage on a form provided by the department or

approved by the department prior to submittal.

g. In addition to the powers provided for in titles 1, 3, 5 and 13 of

article 71, order an immediate suspension of drilling or production

operations whenever such operations are being carried on in violation of

this article or any rule or regulation promulgated thereunder or order

issued pursuant thereto. Any order issued pursuant to this paragraph may

be reviewed upon application of an aggrieved party by means of an order

to show cause which order shall be issued by any justice of the supreme

court in the judicial district in which any order applies and shall be

returnable on the third succeeding business day following the issuance

of such order. Service of such show cause order shall be made upon the

regional office of the department for the region in which such order

applies, and upon the attorney general by delivery of such order to an

assistant attorney general at an office of the attorney general in the

county in which venue of the proceeding is designated, or if there is no

office of the attorney general within such county, at the office of the

attorney general nearest such county. Except as hereinabove specified,

the proceeding to review an order under this paragraph shall be governed

by article seventy-eight of the civil practice law and rules.

h. Require the immediate reporting of any non-routine incident

including but not limited to casing and drill pipe failures, casing

cement failures, fishing jobs, fires, seepages, blowouts and other

incidents during drilling, completion, producing, plugging or replugging

operations that may affect the health, safety, welfare or property of

any person. The department may require the operator, or any agent

thereof, to record any data which the department believes may be of

subsequent use for adequate evaluation of a non-routine incident.

i. Require the taking and making of well logs, well samples,

directional surveys and reports on well locations and elevations,

drilling and production, and further require their filing pursuant to

the provisions of this article. Upon the request of the state geologist,

the department shall cause such duplicate samples or copies of records

and reports as may be required pursuant to this article to be furnished

to him.

j. Give notice to persons engaged in underground mining operations of

the commencement of any phase of oil or gas well operations which may

affect the safety of such underground mining operations or of the mining

properties involved. Rules and regulations promulgated under this

article shall specify the distance from underground mining operations

within which such notice shall be given and shall contain such other

provisions as in the judgment of the department shall be necessary in

the interest of safety. The department shall not be required to furnish

any notice required by this paragraph unless the person or persons

engaged in underground mining operations or having rights in mining

properties have notified the department of the existence and location of

such underground mining operations or properties.

k. (1) Except as to production of gas from lands under the waters of

Lake Erie, in order to satisfy the financial security requirements

contained in paragraph e of this subdivision for wells less than six

thousand feet in depth for which the department either shall have issued

or shall issue permits to drill such wells or, on or after June fifth,

nineteen hundred seventy-three, shall have issued acknowledgements of

notices of intention to drill such wells, without any way affecting any

obligations to plug such wells, the operator shall provide a bond or

other financial security acceptable to the department in the following

amount:

(i) for wells less than two thousand five hundred feet in depth:

(a) twenty-five hundred dollars per well, provided that the operator

shall not be required to provide financial security under this item

exceeding twenty-five thousand dollars for up to twenty-five wells;

(b) for twenty-six to fifty wells, twenty-five thousand dollars, plus

twenty-five hundred dollars per well in excess of twenty-five wells,

provided that the operator shall not be required to provide financial

security under this item exceeding forty thousand dollars;

(c) for fifty-one to one hundred wells, forty thousand dollars, plus

twenty-five hundred dollars per well in excess of fifty wells, provided

that the operator shall not be required to provide financial security

under this item exceeding seventy thousand dollars;

(d) for over one hundred wells, seventy thousand dollars, plus

twenty-five hundred dollars per well in excess of one hundred wells,

provided that the operator shall not be required to provide financial

security under this item exceeding one hundred thousand dollars.

(ii) for wells between two thousand five hundred feet and six thousand

feet in depth:

(a) five thousand dollars per well, provided that the operator shall

not be required to provide financial security under this item exceeding

forty thousand dollars for up to twenty-five wells;

(b) for twenty-six to fifty wells, forty thousand dollars, plus five

thousand dollars per well in excess of twenty-five wells, provided that

the operator shall not be required to provide financial security under

this item exceeding sixty thousand dollars;

(c) for fifty-one to one hundred wells, sixty thousand dollars, plus

five thousand dollars per well in excess of fifty wells, provided that

the operator shall not be required to provide financial security under

this item exceeding one hundred thousand dollars;

(d) for over one hundred wells, one hundred thousand dollars, plus

five thousand dollars per well in excess of one hundred wells, provided

that the operator shall not be required to provide financial security

under this item exceeding one hundred fifty thousand dollars.

(2) In the event that an operator shall have wells described in

clauses (i) and (ii) of subparagraph (1) of this paragraph, in lieu of

providing financial security under the provisions of each such clause,

such operator may file financial security as if all such wells were

between two thousand five hundred feet and six thousand feet in depth.

(3) For wells greater than six thousand feet in depth, the operator

may be required to provide additional financial security consistent with

criteria contained in rules and regulations to be adopted to implement

this subparagraph.

8-a. The department shall include consideration of future physical

climate risk due to sea level rise, and/or storm surges and/or flooding,

based on available data predicting the likelihood of extreme weather

events, including hazard risk analysis data if applicable, to permits

issued pursuant to title five of this article.

9. With respect to solution mining areas the department shall have the

power to:

a. Require identification of ownership of producing leases and

solution mining equipment such as structures, tanks, gathering systems

and facilities for the transportation of salt brine.

b. Require the drilling, casing, operation and plugging of wells in

accordance with rules and regulations of the department in such a manner

as to prevent the loss or escape of oil or gas reserves to the surface

or to other strata; the intrusion of brine or water into commercial oil

or gas reserves; the pollution of fresh water supplies by oil, gas or

salt water, and to facilitate the efficient use of ground and surface

waters in solution mining.

c. Give notice to persons engaging in underground mining operations of

the commencing of any phase of solution mining well operations which may

affect the safety of such underground mining operations or of the mining

properties involved. Rules and regulations of the department adopted

pursuant hereto shall specify the distance from such underground mining

operations within which such notice shall be given and shall contain

such other provisions as in the judgment of the department shall be

necessary in the interest of safety. The department shall not be

required to furnish any notice pursuant hereto unless the person or

persons engaged in underground mining operations or having rights in

mining properties have notified the department of the existence and

location of such underground mining operations or properties.

d. Require metering or other measuring of brine produced by solution

mining, and the maintenance of the records from each cavity or group of

interconnected cavities until the wells in a cavity have been plugged

and abandoned. These records shall be given to the department on

request.

e. Enter, take temporary possession of, plug or replug any abandoned

well as provided in the rules and regulations, whenever any operator

neglects or refuses to comply with such rules and regulations. Such

plugging or replugging by the department shall be at the expense of the

owner or operator whose duty it shall be to plug the well and who shall

hold harmless the state of New York for all accounts, damages, costs and

judgments arising for the plugging or replugging of the well and the

surface restoration of the affected land. Primary liability for the

expense of such plugging or replugging and first recourse for the

recovery thereof shall be to the operator unless a contract for the

production, development, exploration or other working of the well, to

which the lessor or other grantor of the solution salt rights is a

party, shall place such liability on the owner or on the owner of

another interest in the land on which the well is situated. When an

operator violates any provision of this article, any rule or regulation

promulgated thereunder, or any order issued pursuant thereto in

reference to plugging or replugging an abandoned well, the operator may

not transfer the operator's responsibility therefor by surrendering the

lease. Prior to the commencement of drilling of any well to which this

subdivision applies, the operator shall be required to furnish to the

department, and continuously maintain, a bond acceptable to it

conditioned upon the performance of said operator's plugging

responsibilities with respect to said well. Upon the approval of the

department, in lieu of such bond, the operator may deposit cash or

negotiable bonds of the United States Government of like amount in an

escrow account conditioned upon the performance of said operator's

plugging responsibilities with respect to said well. Any interest

accruing as a result of aforementioned escrow deposit shall be the

exclusive property of the operator. The aforementioned bonding

requirements shall remain the obligation of the original operator

regardless of changes in operators unless a subsequent operator has

furnished the appropriate bond or substitute as herein provided

acceptable to the department and approval for the transfer of the well

plugging responsibility to the subsequent operator has been granted by

the department. The failure of any operator to maintain a bond or other

financial security as prescribed herein shall be deemed a breach of

plugging responsibilities and entitle the department to claim the

proceeds of the bond or other financial security. Any order issued

pursuant to this paragraph may be reviewed upon application of an

aggrieved party by means of an order to show cause which order shall be

issued by any justice of the supreme court in the judicial district in

which any such order applies and shall be returnable on the third

succeeding business day following the issuance of such order. Service of

such show cause order shall be made upon the regional office of the

department for the region in which such order applies, and upon the

attorney general by delivery of such order to an assistant attorney

general at an office of the attorney general in the county in which

venue of the proceeding is designated, or if there is no office of the

attorney general within such county, at the office of the attorney

general nearest such county. Except as hereinabove specified, the

proceeding to review an order under this paragraph shall be governed by

article seventy-eight of the civil practice law and rules.

f. (1) In order to satisfy the financial security requirements

contained in paragraph e of this subdivision for all wells for which the

department either shall have issued or shall issue permits to drill such

wells or, on or after June fifth, nineteen hundred seventy-three, shall

have issued acknowledgements of notices of intention to drill such

wells, without in any way affecting any obligation to plug such wells,

the operator shall provide a bond or other financial security acceptable

to the department in the following amount:

(i) for wells less than two thousand five hundred feet in depth:

(a) twenty-five hundred dollars per well, provided that the operator

shall not be required to provide financial security under this item

exceeding twenty-five thousand dollars for up to twenty-five wells;

(b) for twenty-six to fifty wells, twenty-five thousand dollars, plus

twenty-five hundred dollars per well in excess of twenty-five wells,

provided that the operator shall not be required to provide financial

security under this item exceeding forty thousand dollars;

(c) for fifty-one to one hundred wells, forty thousand dollars, plus

twenty-five hundred dollars per well in excess of fifty wells, provided

that the operator shall not be required to provide financial security

under this item exceeding seventy thousand dollars;

(d) for over one hundred wells, seventy thousand dollars, plus

twenty-five hundred dollars per well in excess of one hundred wells,

provided that the operator shall not be required to provide financial

security under this item exceeding one hundred thousand dollars.

(ii) for wells between two thousand five hundred feet and six thousand

feet in depth:

(a) five thousand dollars per well provided that the operator shall

not be required to provide financial security under this item exceeding

forty thousand dollars for up to twenty-five wells;

(b) for twenty-six to fifty wells, forty thousand dollars, plus five

thousand dollars per well in excess of twenty-five wells, provided that

the operator shall not be required to provide financial security under

this item exceeding sixty thousand dollars;

(c) for fifty-one to one hundred wells, sixty thousand dollars, plus

five thousand dollars per well in excess of fifty wells, provided that

the operator shall not be required to provide financial security under

this item exceeding one hundred fifty thousand dollars;

(d) for over one hundred wells, one hundred thousand dollars, plus

five thousand dollars per well in excess of one hundred wells, provided

that the operator shall not be required to provide financial security

under this item exceeding one hundred fifty thousand dollars.

(2) In the event that an operator shall have wells described in

clauses (i) and (ii) of subparagraph (1) of this paragraph, in lieu of

providing financial security under the provisions of each such clause,

such operator may file financial security as if all such wells were

between two thousand five hundred feet and six thousand feet in depth.

(3) For wells greater than six thousand feet in depth, the operator

may be required to provide additional financial security consistent with

criteria contained in rules and regulation to be adopted to implement

this subparagraph.

10. In the case of any well legally plugged pursuant to subdivision

nine hereof, the responsibility for the cost of replugging or

reinforcing the plugging of any well, whenever such replugging or

reinforcing is made necessary by reason of the commencement or expansion

of storage operations, shall be borne by the operator of the storage

facility.

11. The department may use any of its powers for the purpose of

cooperating with any other state or jurisdiction in regulating or

otherwise affecting the development or production of oil, gas or salt at

any location where such development or production may have a physical

effect on development or production in such other state or jurisdiction.

12. With respect to the production of gas from lands under the waters

of Lake Erie:

a. This state shall indemnify all municipalities adjacent to Lake Erie

within the state of New York for expenses of restoration of fresh water

supplies, cleanup of beaches, piers and similar facilities, and for

liability claims arising from any discharge or spill occasioned by

exploration, drilling or production of operations.

b. If any oil or other hazardous substance is discharged in the course

of drilling for or piping natural gas so as to pollute the waters or

endanger other natural resources of the state, the department shall

immediately act to remove or arrange for the removal of such substance

and to terminate or arrange for the termination of such discharge,

unless the department determines that such removal or termination will

be done properly and expeditiously by the lessee, owner or operator of

the drilling or piping operation.

c. Whenever the department acts to remove or arrange for the removal

of any substance, or terminates or arranges for the termination of any

discharge, the department may draw upon moneys that may be set aside for

the department for such purposes from the governmental emergency fund,

under such terms and conditions as the governor and the legislature have

established for use of such moneys.

d. No action taken by any person to contain or remove a discharge

shall be construed as an admission of liability for said discharge.

Provided that any person who undertakes removal or cleanup operations

shall, at the request of the department or an appropriate federal

agency, coordinate his actions with ongoing state or federal operations.

No person who renders assistance in containing or removing a discharge

shall be liable for any civil damages to third parties resulting solely

from acts or omissions in rendering such assistance except for acts or

omissions of gross negligence or willful misconduct. In the course of

cleanup operations, no person shall discharge any detergent into the

waters of this state without prior authorization of the commissioner.

13. Every person granted a permit to drill pursuant to this section

shall give notice by certified mail to any local government affected of

the location of the drilling site prior to the commencement of drilling

operations. Such prior notice shall also be given by certified mail to

any landowner whose surface rights will be affected by drilling

operations.

14. With respect to wells drilled deeper than five hundred feet below

the earth's surface for the purpose of conducting stratigraphic tests,

for finding or producing hot water or steam, for injecting fluids to

recover heat from the surrounding geologic materials, which shall not

include closed-loop boreholes installed for the purpose of facilitating

a geothermal heating or cooling system, or for the disposal of brines,

the department shall have the power to:

a. Require all exploration, drilling and development operations to be

conducted in accordance with standards promulgated by the department in

rules and regulations.

b. Conduct investigations to determine the extent of compliance with

this section and all rules, regulations and orders issued pursuant

thereto.

c. Classify a well as one subject to this section and require its

identification as a geothermal, stratigraphic or brine disposal well.

d. Require the drilling, casing, operation, plugging and replugging of

wells subject to this section and reclamation of surrounding land in

accordance with rules and regulations of the department.

e. Enter, take temporary possession of, plug or replug any abandoned

well subject to this section as provided in the rules and regulations,

whenever the well's owner or operator neglects or refuses to comply with

such rules and regulations. Such plugging or replugging by the

department shall be at the expense of the owner or operator whose duty

it shall be to plug the well and who shall hold harmless the state of

New York for all accounts, damages, costs and judgments arising from the

plugging or replugging of the well and the surface restoration of the

affected land.

f. Require that the operator furnish to the department, and

continuously maintain, a bond or other financial security conditioned

upon the satisfactory performance of the operator's plugging

responsibilities with respect to said well. The failure of any operator

to maintain a bond or other financial security as prescribed herein

shall be deemed a breach of plugging responsibilities and entitle the

department to claim the proceeds of the bond or other financial

security. Such bond or other financial security shall be for an amount

as determined pursuant to the provisions of paragraph k of subdivision

eight of this section.

g. In addition to the powers provided for in titles one, three, five

and thirteen of article seventy-one of this chapter, order an immediate

suspension of operations carried on in violation of the oil, gas and

solution mining law or any rule or regulation promulgated thereunder or

order issued pursuant thereto.

h. Require the immediate reporting of any non-routine incident,

including but not limited to casing and drill pipe failures, casing

cement failures, fishing jobs, fires, seepages, blowouts and other

incidents during drilling, completion, producing, plugging or replugging

operations that may affect the health, safety, welfare or property of

any person or which may be injurious to plants or animals. The

department may require the operator or any agent thereof to record and

provide any data which the department believes may be of use for

adequate evaluation of a non-routine incident.

i. Require the taking and making of logs, samples, directional surveys

and reports on locations, elevations, drilling and production, and

further require filing of such information pursuant to the provisions of

the oil, gas and solution mining law. Upon the request of the state

geologist, the department shall cause such samples or copies of records

and reports to be furnished to the state geologist.

j. Give notice to persons engaged in underground mining operations of

the commencement of any phase of geothermal, stratigraphic and brine

disposal well operations which may affect the safety of such underground

mining operations or of the mining properties involved. The department

shall not be required to furnish any notice required by this paragraph

unless the person or persons engaged in underground mining operations or

having rights in mining properties have notified the department of the

existence and location of such underground mining operations or

properties.

15. The department is authorized to regulate for the purposes of

protecting natural resources and the environment or public health and

safety, closed-loop boreholes deeper than five hundred feet below the

earth's surface installed for the purpose of facilitating a geothermal

heating or cooling system and no later than December thirty-first, two

thousand twenty-four shall promulgate regulations relating to such

boreholes, and may update such regulations from time to time. When

regulating such closed-loop boreholes, the department shall consider

relevant prevailing industry standards.

§ 23-0309 — Severability

Severability.

The provisions of this article shall be severable and if any phrase,

clause, sentence or provision of this article, or the applicability

thereof to any person or circumstance shall be held invalid, the

remainder of this article and the application thereof shall not be

affected thereby.

§ 23-0311 — New York state oil, gas and solution mining advisory board

New York state oil, gas and solution mining advisory board.

1. A thirteen member New York state oil, gas and solution mining

advisory board shall be created within the department to advise and

assist the commissioner and other state agencies on activities and

policies related to the development, operation and regulation of the

oil, gas and solution mining industry. The members shall be appointed by

the governor, with a majority representative of the respective

industries. Three of the members shall be appointed upon recommendation

of the majority leader of the senate and three of the members shall be

appointed upon recommendation of the speaker of the assembly.

Appointments shall be made for three-year terms. Members shall continue

in office until their successors have been appointed and qualified. The

governor shall select a chair from among the members. The board shall

meet at least twice yearly and the members shall receive reimbursement

for expenses. The department shall provide the board with secretarial

services.

2. The chair of the public service commission, the president of the

New York state energy research and development authority, the state

geologist, and the commissioner shall serve the board in an ex-officio

capacity.

3. The commissioner shall seek the views of the board on matters

within their scope of concern and shall specifically request the board's

participation at an early developmental stage of any new rules,

regulations and policies being contemplated or developed. In addition to

such other duties as the commissioner may suggest or the board on its

own volition may choose to undertake, the board shall:

a. Review and comment on the criteria to be used by the department in

selecting abandoned wells for plugging or replugging.

b. Review and comment on proposed rules and regulations and department

activities affecting the industry.

c. Recommend to the governor, the commissioner, and other state

agencies program directions or modifications related to the development,

operation, and regulation of the oil, gas, and solution mining industry.

§ 23-0313 — Public access to records

Public access to records.

1. a. Any records or reports or portions thereof pertaining to the

production, sale, purchase, acquisition, storage or injection of oil and

gas and associated fluids and any records or reports or portions thereof

pertaining to the transportation of oil and gas, and any information

obtained therefrom, shall be for the confidential use of the department

and other departments, agencies and officers of the state for a period

of six months following the period to which such records or reports

apply, unless the person furnishing the records or reports expressly

agrees to their earlier publication or availability to the general

public, except as provided in subdivision five of section five hundred

ninety-five of the real property tax law. Notwithstanding any law to

the contrary, such records shall not be excepted from disclosure to the

public after expiration of such six-month period. Nothing in this

subdivision shall be construed to prevent the use of such records,

reports or information obtained therefrom by any department, agency or

officer of the state government in compiling or publishing analyses or

summaries relating to the general condition of the industry, the economy

or the condition of the natural resources of this state, provided that

such analyses or summaries do not involve the publication of records,

reports or information relating to a single firm or business enterprise.

b. Notwithstanding any law to the contrary, records or portions

thereof pertaining to metering or other measuring of brine produced by

solution mining and to each solution mining cavity or group of

interconnected solution mining cavities shall not be released by the

department for publication nor be available to the general public

without consent of the producer.

c. Notwithstanding any law to the contrary, applications for permits,

records or portions thereof which pertain to the total depth and

plugging records of wells subject to the oil, gas and solution mining

law shall not be excepted from disclosure to the public.

d. Well logs, well samples, directional surveys and reports on well

drilling and completion, for all wells subject to the oil, gas and

solution mining law, shall be for the confidential use of the department

and other departments, agencies and offices of the state government

until six months after the commencement of actual drilling operations.

(1) The department may extend the six-month period for an additional

six months for a well where drilling operations have been continuous

throughout that period. A written request for the extension by the

person furnishing the records will not be considered unless it is

submitted to the department no more than thirty days before the

expiration of the first six-month period. The department shall act upon

the request within fifteen days after receipt of the written

notification.

(2) The records subject to this paragraph may be excepted from

disclosure after the applicable six-month period pursuant to the

provisions of subdivision two of section eighty-seven of the public

officers law provided, however, that such records cannot be excepted

from disclosure for longer than two years after the commencement of the

applicable six-month period. A written request for the exception by the

person furnishing the records will not be considered unless it is

submitted to the department at least thirty days before the expiration

date of the applicable six-month period. The request for the exception

from disclosure must be sent by certified mail, return receipt

requested, and addressed to the New York State Department of

Environmental Conservation, Division of Mineral Resources, Records

Custodian, Albany, New York. Any person may make a request to the

department for disclosure of records pursuant to this subparagraph in

accordance with article six of the public officers law.

2. The records which the department has excepted from disclosure

pursuant to article six of the public officers law on or before the

effective date of this section shall continue to be excepted from

disclosure for one year after the effective date of this section or two

years from the commencement of actual drilling operations, whichever is

later. The person furnishing the records may authorize the release of

these records at any time before the expiration of the applicable

periods. Any person may make a request to the department for disclosure

of records pursuant to this subdivision in accordance with article six

of the public officers law.

TITLE 5 Well Permits and Well Spacing In Oil and Natural Gas Pools and Fields

§ 23-0501 — Well permits

Well permits.

1. a. This section shall not apply to (1) wells drilled, deepened,

plugged back or converted in oil fields or pools which were discovered,

developed and operated prior to January first, nineteen hundred

eighty-one, and (2) wells drilled, deepened, plugged back or converted

in natural gas fields or pools which were discovered, developed and

operated prior to January first, nineteen hundred ninety-five and which

are not being extended.

b. As used in titles five, seven and nine of this article, unless the

context otherwise requires:

(1) "Statewide spacing" means spacing units for gas or oil wells that

are within ten percent of the following sizes, as applicable, unless

another percentage is specifically stated:

(i) For Medina gas pools at any depth, 40 acres with the wellbore

within the target formation no less than 460 feet from any unit

boundary, plus, if applicable, the number of additional acres necessary

and sufficient to ensure that any horizontal wellbore within the target

formation is not less than 460 feet from any unit boundary;

(ii) For Onondaga reef or Oriskany gas pools at any depth, 160 acres

with the wellbore within the target formation no less than 660 feet from

any unit boundary, plus, if applicable, the number of additional acres

necessary and sufficient to ensure that any horizontal wellbore within

the target formation is not less than 660 feet from any unit boundary;

(iii) For fault-bounded Trenton and/or Black River hydrothermal

dolomite gas pools where the majority of the pool is between 4,000 and

8,000 feet deep, 320 acres with the proposed productive section of the

wellbore within the target formation no less than one-half mile from any

other well in another unit in the same pool and no less than 1,000 feet

from any unit boundary that is not defined by a field-bounding fault but

in no event less than 660 feet from any unit boundary;

(iv) For fault-bounded Trenton and/or Black River hydrothermal

dolomite gas pools where the majority of the pool is below 8,000 feet,

within five percent of 640 acres with the proposed productive section of

the wellbore within the target formation no less than one mile from any

other well in another unit in the same pool and no less than 1,500 feet

from any unit boundary that is not defined by a field-bounding fault but

in no event less than 660 feet from any unit boundary;

(v) For shale gas pools at any depth, for a vertical well outside any

existing spacing unit for the same formation, 40 acres with the wellbore

within the target formation no less than 460 feet from any unit

boundary;

(vi) For shale gas pools at any depth, for a horizontal well outside

any existing spacing unit for the same formation and with a written

commitment from the well operator to drill infill wells pursuant to

subdivision 4 of section 23-0503 of this title, with all horizontal

infill wells in the unit to be drilled from a common well pad within

three years of the date the first well in the unit commences drilling,

notwithstanding the ten percent tolerance specified in this

subparagraph, up to 640 acres with the initial horizontal wellbore or

wellbores within the target formation approximately centered in the

spacing unit and no wellbore in the target formation less than 330 feet

from any unit boundary;

(vii) For shale gas pools at any depth, for a horizontal well outside

any existing spacing unit for the same formation and in the absence of a

written commitment from the well operator to drill infill wells pursuant

to subdivision 4 of section 23-0503 of this title, 40 acres with the

wellbore within the target formation no less than 330 feet from any unit

boundary plus the number of additional acres necessary and sufficient to

ensure that the wellbore within the target formation is not less than

330 feet from any unit boundary;

(viii) For all other gas pools where the majority of the pool is above

the depth of 4,000 feet, 80 acres with the wellbore within the target

formation no less than 460 feet from any unit boundary, plus, if

applicable, the number of additional acres necessary and sufficient to

ensure that any horizontal wellbore within the target formation is not

less than 460 feet from any unit boundary;

(ix) For all other gas pools where the majority of the pool is 4,000

to 6,000 feet deep, 160 acres with the wellbore within the target

formation no less than 660 feet from any unit boundary, plus, if

applicable, the number of additional acres necessary and sufficient to

ensure that any horizontal wellbore within the target formation is not

less than 660 feet from any unit boundary;

(x) For all other gas pools where the majority of the pool is 6,000 to

8,000 feet deep, 320 acres with the wellbore within the target formation

no less than 1,000 feet from any unit boundary, plus, if applicable, the

number of additional acres necessary and sufficient to ensure that any

horizontal wellbore within the target formation is not less than 1,000

feet from any unit boundary;

(xi) For all other gas pools where the majority of the pool is below

8,000 feet, within five percent of 640 acres with the wellbore within

the target formation no less than 1,500 feet from any unit boundary,

plus, if applicable, the number of additional acres necessary and

sufficient to ensure that any horizontal wellbore within the target

formation is not less than 1,500 feet from any unit boundary;

(xii) For oil pools in the Bass Island, Trenton, Black River, Onondaga

reef or other oil-bearing reefs at any depth, 40 acres with the wellbore

within the target formation no less than 460 feet from any unit

boundary, plus, if applicable, the number of additional acres necessary

and sufficient to ensure that any horizontal wellbore within the target

formation is not less than 460 feet from any unit boundary; and

(xiii) For all other oil pools at any depth, the wellbore within the

target formation shall be no less than 165 feet from any lease boundary.

Wells completed under a well permit issued pursuant to clause (xii) or

(xiii) of this subparagraph that do not produce oil may not commence

production of natural gas prior to modification of the spacing unit

pursuant to applicable provisions of this title.

(2) "Well operator" means the applicant for a permit to drill, deepen,

plug back or convert a well subject to this title and titles 7 and 9 of

this article, or the actual operator of the well if the well is not

operated by the original applicant.

(3) "Permit" or "well permit" means a permit to drill, deepen, plug

back or convert a well for production of oil or gas.

2. Every person who applies for a permit to drill an oil or gas well

or deepen or plug back a well to a different pool after the effective

date of this section, notwithstanding prior orders, shall control

through fee ownership, voluntary agreement, or integration pursuant to

section 23-0701 or 23-0901 of this article no less than sixty percent of

the acreage within the proposed spacing unit for such well and shall

provide the department with:

a. A map in a format specified by the department depicting the

proposed spacing unit for the well, the surface and bottom hole

locations of the well, the location of the wellbore in the target

formation, the location of any field-bounding faults within the proposed

spacing unit, the acreage of the proposed spacing unit, and the

boundaries of each tract wholly or partially within the proposed spacing

unit as may be evidenced by tax identification numbers; and

b. A demonstration that the applicant controls the oil or gas rights,

as applicable, in the target formation to be penetrated by the wellbore,

provided that, if the applicant does not control such oil or gas rights,

the department shall issue a permit that is conditional upon the

applicant completing the integration process required by section 23-0901

of this article before the applicant can exercise the right to drill,

deepen, plug back or convert under the permit.

3. (a) No permits shall be issued authorizing an applicant to drill,

deepen, plug back, or convert wells that use high-volume hydraulic

fracturing or carbon dioxide to complete or recomplete natural gas or

oil resources. For purposes of this section, high-volume hydraulic

fracturing shall be defined as the stimulation of a well using three

hundred thousand or more gallons of water as the base fluid for

hydraulic fracturing for all stages in a well completion, regardless of

whether the well is vertical or directional, including horizontal.

(b) There shall be a moratorium on the department taking actions on

applications filed after the effective date of the chapter of the laws

of 2020 which added this subdivision to drill, deepen, plug back, or

convert wells that use gelled propane hydraulic fracturing to complete

or recomplete natural gas or oil resources until the department

completes an analysis of the potential impacts of gelled propane

fracturing and makes the analysis publicly available. The scope of the

department's analysis shall reflect the potential for development of oil

and gas wells using gelled propane hydraulic fracturing and shall

disclose the potential adverse impacts to the environment. For purposes

of this section, gelled propane hydraulic fracturing shall be defined as

the stimulation of a well using gelled propane or liquefied petroleum

gas as the base fluid for hydraulic fracturing for all stages in a well

completion, regardless of whether the well is vertical or directional,

including horizontal.

4. In furtherance of the policy objectives of this article, the

department shall take all actions required by it under this title and

titles 7 and 9 of this article as expeditiously as possible.

§ 23-0503 — Well spacing in oil and natural gas pools and fields

Well spacing in oil and natural gas pools and fields.

1. Spacing orders are not required for wells drilled, deepened,

plugged back or converted in oil fields or pools which were discovered,

developed and operated prior to January first, nineteen hundred

eighty-one. Spacing orders are not required for wells drilled, deepened,

plugged back or converted in natural gas fields or pools, which were

discovered, developed and operated prior to January first, nineteen

hundred ninety-five and which are not being extended.

2. The department shall issue a permit to drill, deepen, plug back or

convert a well, if the proposed spacing unit submitted to the department

pursuant to paragraph a of subdivision 2 of section 23-0501 of this

title conforms to statewide spacing and is of approximately uniform

shape with other spacing units within the same field or pool, and abuts

other spacing units in the same pool, unless sufficient distance remains

between units for another unit to be developed. Prior to issuing any

such permit, the department shall publish a notice of intent to issue a

well permit in the environmental notice bulletin, which shall include

information concerning the spacing unit associated with the well.

3. a. If the proposed spacing unit does not meet the requirements

described in subdivision two of this section, the department shall

determine if the proposed spacing unit satisfies the policy objectives

of section 23-0301 of this article.

b. If the department determines the proposed spacing unit meets the

policy objectives of section 23-0301 of this article, the department

shall issue a notice of intent to issue a permit and spacing order. The

well operator shall cause such notice to be published in a form and

manner prescribed by the department. If the notice of intent relates to

a proposed spacing unit that is not of a uniform size and shape with

other spacing units for the field or pool, the department shall, if

necessary, make such adjustment of the allowable production from the

well to be drilled thereon so that the owners in the spacing unit

receive their just and equitable shares of the production from the pool.

Any such adjustment of the allowables shall be included in the notice of

intent to issue a permit and spacing order.

c. Any comments regarding a notice of intent to issue a permit and

spacing order must be received by the department within thirty days of

the date of the notice of intent and must meet the substantive and

significant requirement for establishing an issue for adjudication. Any

challenge to a spacing unit must contain (i) a description and a map of

the proposed alternative spacing unit; (ii) a technical justification of

the proposed alternative spacing unit, which shall include a description

and analysis of the scientific data intended by the owner to support its

proposed spacing unit configuration; and (iii) the name, address and

experience of any expert witness proposed to support the proposed

alternative spacing unit configuration. The department may request the

owner challenging the spacing unit to present its scientific data to the

department.

d. The department shall determine whether substantive and significant

issues have been raised. If the department receives no comments or if

the comments do not raise a substantive and significant issue, the

department shall issue the permit and the final spacing order. If the

department determines that substantive and significant issues have been

raised in a timely manner, the department shall schedule an adjudicatory

hearing.

4. The department may issue permits to drill infill wells on a

reasonably uniform pattern within the spacing unit after an integration

order has been issued, if required, and only if it determines that

drilling infill wells is necessary to satisfy the policy objectives of

section 23-0301 of this article. The distances from the unit boundaries

set forth in paragraph b of subdivision 1 of section 23-0501 of this

title shall apply to any infill wells. For purposes of this section, new

lateral wellbores drilled from the original wellbore in the unit are not

considered infill wells if they are drilled prior to the first product

sales from the original surface location. In a spacing unit established

pursuant to clause (vi) of subparagraph 1 of paragraph b of subdivision

1 of section 23-0501 of this title, infill wells shall be deemed

necessary, and the number of infill wells required to satisfy the policy

objectives of section 23-0301 of this article must be drilled within

three years of the date the first well in the unit commences drilling.

5. For wells permitted prior to the effective date of this section

where a spacing order is required but has not been issued, the

department shall issue a notice of intent to issue a spacing order. The

well operator shall cause such notice to be published in a form and

manner prescribed by the department. The department may issue an order

without a hearing if the proposed spacing unit complies with the

requirements of subdivision two of this section and no substantive and

significant objections to the boundaries of the proposed spacing unit

are received within thirty days after publication of the notice by the

well operator. If the department determines that substantive and

significant issues have been raised in a timely manner, the department

shall schedule an adjudicatory hearing.

6. Unless it is extinguished pursuant to subdivision seven of this

section, a spacing unit established by the department shall be binding

upon all persons and their heirs, successors and assigns. Upon good

cause shown, an order establishing a spacing unit or a spacing unit

which conforms to statewide spacing may be modified by the department

without conducting a hearing if a finding has been made that no facts

are in dispute after all affected persons have been provided a

reasonable opportunity to comment. In a spacing unit established

pursuant to clause (vi) of subparagraph 1 of paragraph b of subdivision

1 of section 23-0501 of this title, failure to drill infill wells

pursuant to subdivision 4 of this section shall constitute good cause

for the department to initiate a modification of the spacing unit. If

necessary, upon issuance of an order which changes unit boundaries, the

well operator shall adjust the accounts for owners within the original

and modified units to reflect the modified boundary. Any participation

by new owners and any adjustment of revenue or royalties resulting from

participation by new owners shall be on a prospective basis only. If the

initial risk penalty phase pursuant to title 9 of this article is in

effect, any new owner added to the unit may elect to be integrated as a

participating owner, a non-participating owner or an integrated royalty

owner as defined by title 9 of this article. Full well costs shall be

assessed against new participating owners and non-participating owners

and included in the risk penalty calculation. If the initial risk

penalty phase has concluded, any new owner added to the spacing unit may

elect to be integrated as a participating owner or an integrated royalty

owner on a prospective basis only.

7. Upon the expiration of a well permit or the plugging and

abandonment of all wells in a spacing unit, the spacing unit shall be

extinguished. Upon extinguishment, all lands within such spacing unit

shall be eligible for inclusion in subsequent spacing units.

8. The department, without considering correlative rights, may grant a

permit to those entities described in paragraphs b and c of subdivision

3 of section 23-1901 of this article for the purposes of natural gas

development if the department determines, after notice and hearing, that

the natural gas resource would not be developed by any other entity

within twelve months of the close of the hearing record. In the event

that the department shall not receive timely notice of appearance prior

to the scheduled date of hearing, it may dispense with such hearing. In

making its determination the department shall require that the entity

described in paragraphs b and c of subdivision 3 of section 23-1901 of

this article submit a finding made by such entity that such drilling is

likely to be economically sound, and that the entity in question utilize

the resource for its exclusive use when granting such a permit.

TITLE 7 Voluntary Integration and Unitization In Oil and Natural Gas Pools and Fields

§ 23-0701 — Voluntary integration and unitization in oil and natural gas pools and fields

Voluntary integration and unitization in oil and natural gas

pools and fields.

1. Voluntary integration and unitization in oil pools or fields and in

natural gas pools or fields shall be subject to the provisions of this

section. When two or more separately owned tracts are embraced within a

spacing unit, or when there are separately owned interests in all or a

part of a spacing unit, the interested persons may integrate their

tracts or interests for the development and operation of the spacing

unit. An agreement for the unit or for the cooperative development and

operation of a field, pool, or part thereof, may be submitted to the

department for approval as being in the public interest or reasonably

necessary to prevent waste. Such approval shall constitute a complete

defense to any suit charging violation of any statute of this state

relating to trusts and monopolies on account thereof or on account of

operations conducted pursuant thereto. Failure to submit such an

agreement to the department for approval shall not for that reason imply

or constitute evidence that the agreement or operations conducted

pursuant thereto are in violation of laws relating to trusts and

monopolies.

2. Upon twenty-one days notice to the fee owners of oil and gas

interests under lease in a spacing unit, a well operator may record as

to each tract for which notice has been given a declaration of voluntary

integration. The declaration of voluntary integration shall include the

acreage applicable to each tract so integrated and the proportion such

acreage bears to the entire spacing unit. The declaration of voluntary

integration shall be final and binding upon all persons and their heirs,

successors and assigns, and all persons who take title by operation of

law.

TITLE 9 Compulsory Integration and Unitization In Oil and Natural Gas Pools and Fields

§ 23-0901 — Compulsory integration and unitization in oil and natural gas pools and fields

Compulsory integration and unitization in oil and natural gas

pools and fields.

1. Compulsory integration and unitization in oil pools and fields and

in natural gas pools and fields shall be subject to the provisions of

this section with subdivision 3 to be specifically applicable to

integration within individual spacing units, and subdivisions 4 through

12 to be specifically applicable to unit operation of an entire pool or

part thereof.

2. The department shall not make any order requiring the integration

of interests in any spacing unit or requiring the development or

operation of any field, pool or part thereof as a unit unless it finds,

after detailed study and analysis, notice and hearing, that the

integration of interests in spacing units, under conditions then

existing in this state, or in the field or pool to be affected, is

necessary to carry out the policy provisions of section 23-0301 of this

article.

3. In the absence of voluntary integration as permitted by section

23-0701 of this article and after finding as required by subdivision 2

of this section, the department shall make an order integrating all

tracts or interests in the spacing unit for development and operation.

Each such integration order shall be upon terms and conditions that are

just and reasonable and subject to the following:

a. As used in this section or otherwise in this article, to the extent

applicable to oil and gas wells:

(1) "Integrated non-participating owner" or "non-participating owner"

means an owner who elects to reimburse the well operator, out of

production proceeds, for such owner's proportionate share of the actual

well costs of the initial well in a spacing unit and be subject to a

risk penalty, and complies with all of the requirements for integration,

including the terms of integration, as specified in an order of

integration issued pursuant to the compulsory integration provisions of

this section. The non-participating owner shall receive the full share

of production attributable to such owner's proportionate interest in the

spacing unit following the recoupment by the well operator of the

owner's proportionate share of the actual well costs plus a risk penalty

of two hundred percent of the share of the actual well costs allocable

to such owner. In the case of a leased tract, a royalty shall be

deducted from the non-participating owner's share of production, which

shall not be subject to charges or costs, but shall be separately

calculated and paid to the non-participating owner on behalf of the

royalty owner as follows:

(i) During the recovery of the actual well costs, 1/16 or 6.25%,

(ii) During the recovery of the first 100% of the risk penalty, 3/32

or 9.38%,

(iii) During the recovery of the second 100% of the risk penalty, the

lowest royalty fraction set forth in an existing lease in the unit, but

no less than 1/8 or 12.5%.

Nothing in this subparagraph relieves any lessee of its obligation to

pay, from the commencement of production, any remaining royalty and

overriding royalty owed under the terms of its lease.

(2) "Integrated participating owner" or "participating owner" means an

owner who elects to participate in the initial well in a spacing unit,

pays all costs associated with participation and complies with all of

the requirements for participation, including the terms of integration,

specified in an order of integration issued pursuant to the compulsory

integration provisions of this section.

(3) "Integrated royalty owner" means an owner who has either elected

to be an integrated royalty owner or who does not elect to become either

a participating owner or a non-participating owner. The integrated

royalty owner shall receive a royalty equal to the lowest royalty in an

existing lease in the spacing unit, but no less than one-eighth. The

integrated royalty owner shall have no obligation to the well operator

or any other owner for any charges, taxes or fees associated with the

operation of the oil or gas well and, notwithstanding any other law to

the contrary, shall not be liable by reason of the owner's status as an

integrated royalty owner for any claims for personal injury or property

damage suffered by any person relating to the drilling and operation of

the well.

(4) "Risk penalty" means the percentage applied to well costs to

reimburse the well operator for the risk involved with the exploration

for and development of a well or the percentage applied to other costs

that are subject to recoupment and a risk penalty, as provided herein.

At any time during a risk penalty phase, an owner subject to a risk

penalty may pay to the well operator the full amount subject to

recoupment by the well operator, to terminate the risk penalty phase and

be eligible for other opportunities for participation as provided

herein.

(5) "Well costs" means the costs incurred or estimated to be incurred

by the well operator in relation to the drilling, completion, and the

installation of surface equipment, other than as described in item E of

clause (ii) of subparagraph 1 of paragraph c of this subdivision,

including, without limitation, surveying, drill site preparation,

leasing of surface rights and access roads pertinent to the drill site,

construction of access roads, permitting, drilling, stimulation,

testing, well logging, drilling insurance, plugging and abandonment of

the well, environmental mitigation costs associated with drilling and

any other costs associated with the foregoing that the operator has

incurred or anticipates incurring, including a reasonable charge for

supervision of the foregoing activities.

b. If upon issuance of a well permit by the department, the well

operator does not control all owners within the spacing unit, either

through lease or voluntary agreement, the department shall schedule an

integration hearing.

c. The well operator shall, no later than thirty days prior to the

date of the integration hearing scheduled by the department, provide

actual notice of the hearing to all uncontrolled owners wholly or

partially within the spacing unit and shall provide notice by

publication in a form and manner prescribed by the department. Prior to

or contemporaneously with such notice, the well operator shall provide

to the department the well operator's estimate of those well costs that

the owners electing to participate shall be required to pay to the well

operator prior to or at the integration hearing based on each owner's

proportionate share of such costs and a list of each tract wholly or

partially within the spacing unit, the acreage attributable thereto, the

percentage interest of the total spacing unit of each tract, an

indication of whether the tract is controlled by the well operator and

the names and addresses of the uncontrolled owners. If applicable, such

list shall also identify each tract where the owners remain unknown or

cannot be located after diligent efforts by the well operator. To the

extent an owner cannot be determined after diligent efforts by the well

operator and such owner is integrated as an integrated royalty owner,

the well operator shall hold the royalty percentage payable to such

integrated royalty owner in an interest bearing account for such

integrated royalty owner until the owner is located or the property is

deemed abandoned, whichever comes first.

(1) The notice of hearing to each uncontrolled owner shall be made in

a form prescribed by the department, and shall include:

(i) An election form, as prescribed by the department, granting the

uncontrolled owner the right to elect to be integrated into the spacing

unit as an integrated participating owner, an integrated

non-participating owner or an integrated royalty owner. Such form shall

set forth the well operator's good faith estimate of those well costs

which the owners electing to be integrated as participating owners will

be responsible for paying to the well operator prior to conclusion of

the integration hearing, based on each owner's proportionate share of

such costs, and confirm that if an uncontrolled owner does not make a

timely election and does not timely comply with all of the requirements

to be either a participating owner or a non-participating owner, that

such uncontrolled owner shall be integrated into the spacing unit as an

integrated royalty owner.

(ii) A copy of the proposed order of integration, which shall include

the proposed terms of integration applicable to integrated participating

owners and integrated non-participating owners. The proposed order of

integration shall include the following terms in addition to any

applicable risk penalty:

A. The owner shall be liable for its proportionate share of all costs

and expenses, including taxes, and claims of third parties related to

the well, operations thereon and in conjunction therewith, and shall be

entitled to its proportionate share of all benefits therefrom. If an

owner's share of production is subject to a risk penalty, the well

operator shall establish a risk penalty account for such owner and all

costs, expenses and benefits attributable to such owner shall be

reflected in the penalty account;

B. The well operator shall hold any funds paid by the owner or

recouped through the risk penalty attributable to the plugging and

abandonment costs of the well, as estimated prior to the drilling of the

well, in an interest bearing account until such funds are required and

utilized for such purpose;

C. The owner shall be liable for and shall indemnify all other persons

participating in the development of the well, whether participating

owners, non-participating owners or otherwise, including the well

operator, from and against all claims arising out of the owner's

non-payment of rentals, royalties and other payments or burdens on the

oil and gas rights that such owner contributes to the spacing unit and

from and against all claims associated with the loss or failure of title

to the oil and gas rights the owner contributes to the spacing unit;

D. The well operator shall have a first lien on the production of the

owner to pay any outstanding costs, expenses or claims and the well

operator shall be entitled to withhold and retain for the purposes of

set off any revenue or production owed or due to the owner under an

order of integration. Nothing in this paragraph shall affect the well

operator's right to collect any outstanding amounts incurred nor the

right of any fee owner of oil and gas interests to collect any amounts

owed under the terms of any lease from such owner. The exercise of any

remedy shall not preclude the well operator from seeking any other

remedies available under the law;

E. Whether or not the owner is subject to a risk penalty, the well

operator shall submit to the owner a written authority for expenditure

of the estimated costs associated with the construction of any

facilities not included in well costs beyond the surface equipment at

the wellhead to the first point of interconnection with other facilities

that commingle production from a group of wells that includes the well,

including, but not limited to, pipe, compression, processing, treating,

dehydrating or separating equipment, fixtures, related buildings and

other equipment. The owner shall have thirty days to elect to

participate and pay its proportionate share of such estimated cost, the

failure of which shall be deemed to be an election by the owner not to

participate. If the owner elects not to participate or is deemed to have

elected not to participate, the well operator shall be entitled to

retain for its own account all of the owner's share of production from

the well until the well operator has recouped from the net proceeds of

the owner's share of production the owner's share of the actual costs of

the facilities, plus a risk penalty of one hundred percent of such

costs. Any such amounts shall be added to the risk penalty account for

such owner;

F. If the owner is not subject to a risk penalty, the owner shall have

the right to take its share of gas or oil production in kind and shall

be responsible for its transportation and marketing arrangements

downstream of the facilities constructed pursuant to item E of this

clause. The owner's election to take in kind must be conveyed to the

well operator no later than fourteen days prior to first production from

the well or upon seventy-five days written notice to well operator at

any time following first production from the well subject to the

expiration of any existing contracts;

G. If the owner is not subject to a risk penalty and does not take its

share of gas or oil production in kind, the well operator shall market

the owner's share of production from the well ratably with its own share

of production from the well for the account of the owner. The well

operator shall pay the owner based on the price received by the well

operator for production in the general area less (I) the owner's

proportionate share of all costs incurred by the well operator for

transporting, treating, processing, or otherwise making the production

marketable, and (II) a marketing fee not to exceed five percent of the

sales price of the production;

H. The well operator shall be entitled to propose and conduct a

subsequent operation on a well, meaning any reworking, sidetracking,

deepening, re-completing or plugging back of the well or the drilling of

a lateral or an infill well in the formation for which the unit was

created. Owners shall be provided with a written authorization for

expenditure of the estimated costs of the subsequent operation. An owner

shall not be entitled to participate in a subsequent operation as long

as the owner is in a risk penalty phase. If a subsequent operation is

proposed while an owner is in a risk penalty phase, the owner's

proportionate share of the actual cost of the subsequent operation plus

two hundred percent of such actual costs shall be added to the risk

penalty account for such owner. The owner not in a risk penalty phase

shall have thirty days to elect and pay its proportionate share of the

estimated costs, unless a drilling rig is on location, in which event

notice of a subsequent operation may be given by telephone and the owner

shall have forty-eight hours, exclusive of Saturday, Sunday and legal

holidays, to make an election and thirty days to pay the owner's

proportionate share of costs. The failure of any such owner to elect and

pay in a timely manner shall be deemed an election by the owner not to

participate in the subsequent operation. If such owner elects or is

deemed to have elected not to participate in the subsequent operation,

the well operator shall be entitled to retain all of the owner's

proportionate share of production from the well until the well operator

has recouped the proportionate share of the actual costs of the

subsequent operation attributable to such owner, plus two hundred

percent of such actual costs;

I. The well operator, on behalf of the owner, shall be entitled to

conduct all acts associated with the well and necessary facilities

related thereto, including without limitation: conducting title

examination and curative work on the tracts included in the spacing

unit; arranging for contract services or employees of the well operator,

at the customary salaries, wages and benefits of such employees, to

oversee the operation and maintenance of the well and the facilities in

the production unit associated with the well; arranging for and

maintaining required financial security for well bonds and insurance;

discharging litigation, claims of third parties and disputing tax

assessments; developing and implementing emergency responses and dealing

with catastrophic events; and arranging for the storage, transporting

and disposal of produced water, by-products or refuse associated with

production and maintenance facilities; and

J. Other terms may be included in the order of integration if the

department determines such terms are reasonably required to further the

policy objectives of section 23-0301 of this article.

(2) Within twenty-one days of receiving notice of the integration

hearing, each uncontrolled owner shall provide to the well operator and

the department its election as to whether it chooses to be integrated as

a participating owner, a non-participating owner or an integrated

royalty owner. Failure of an uncontrolled owner to elect to be

integrated as a participating owner, a non-participating owner or an

integrated royalty owner and to pay the amount specified in the notice

by the date of the hearing, or to make any election, shall result in the

owner being integrated as an integrated royalty owner. Nothing contained

in this section shall preclude any person from entering into a lease or

other voluntary agreement at any time prior to the hearing.

d. If substantive and significant issues are raised during the

integration hearing, the department shall schedule an adjudicatory

hearing.

e. If no substantive and significant issues are raised at the hearing,

the department shall issue a final order of integration confirming the

status of all uncontrolled owners in the spacing unit as participating

owners, non-participating owners or integrated royalty owners; the terms

of integration; the acreage attributable to each owner and the

proportion such acreage bears to the entire spacing unit; and the

royalty applicable to each integrated royalty owner. Such order shall be

recorded by the well operator in the office of the county clerk in the

county or counties where the spacing unit is wholly or partially located

and such order shall be final and binding upon the well operator, all

owners and their heirs, successors and assigns.

f. All operations including, but not limited to, the commencement,

drilling, or operation of a well or the existence of a shut-in well upon

any portion of a spacing unit covered by an order of integration shall

be deemed for all purposes the conduct of such operations upon each

separately owned tract in the spacing unit by the owner or several

owners thereof. That portion of the production allocated to each tract

included in a spacing unit covered by an order of integration shall,

when produced, be deemed for all purposes to have been produced from

such tract by a well drilled thereon.

4. The department upon its own motion may, and upon the application of

any interested person shall, hold a hearing to consider the need for the

operation as a unit of an entire pool or part thereof.

5. The department shall make an order providing for the unit operation

of a pool or part thereof if it finds that such operation is reasonably

necessary to increase substantially the ultimate recovery of oil and

gas, and the value of the estimated additional recovery of oil or gas

exceeds the estimated additional cost incident to conducting such

operation. The order shall be upon terms and conditions that are just

and reasonable and shall prescribe a plan for unit operations that shall

include:

a. A description of the unitized area, termed the unit area.

b. A statement of the nature of the operations contemplated.

c. An allocation to the separately owned tracts in the unit area of

all the oil and gas that is produced from the unit area and is saved,

being the production that is not used in the conduct of operations on

the unit area or not unavoidably lost. The allocation shall be in accord

with the agreement, if any, of the interested parties. If there is no

such agreement, the department shall determine the value, from evidence

introduced at the hearing, of each separately owned tract in the unit

area, exclusive of physical equipment, for development of oil and gas by

unit operations, and the production allocated to each tract shall be the

proportion that the value of each tract so determined bears to the value

of all tracts in the unit area.

d. A provision for the credits and charges to be made in the

adjustment among the owners in the unit area for their respective

investments in wells, tanks, pumps, machinery, materials, and equipment

contributed to the unit operations.

e. A provision providing how the expenses of unit operations,

including capital investment, shall be determined and charged to the

separately owned tracts and how said expenses shall be paid.

f. A provision, if necessary, for carrying or otherwise financing any

person who is unable to meet his financial obligations in connection

with the unit, allowing a reasonable interest charge for such service.

g. A provision for the supervision and conduct of the unit operations,

in respect to which each person shall have a vote with a value

corresponding to the percentage of the expenses of unit operations

chargeable against the interest of such person.

h. The time when the unit operations shall commence, and the manner in

which, and the circumstances under which, the unit operations shall

terminate.

i. Such additional provisions as are found to be appropriate for

carrying on the unit operations, and for the protection or adjustment of

correlative rights.

6. No order of the department providing for unit operations shall

become effective unless and until the plan for unit operations

prescribed by the department has been approved in writing by the owners

of sixty percent or more in interest as the costs of such unit

operations are shared under the order of the department, and by owners

of record of a like percentage of a one-eighth royalty interest in and

to the unit area, and the department has made a finding, either in the

order providing for unit operations, or in a supplemental order, that

the plan for unit operations has been so approved by the required number

of owners and royalty owners. If the plan for unit operations has not

been so approved by owners and royalty owners at the time the order

providing for unit operations is made, the department shall upon

application and notice hold such supplemental hearings as may be

required to determine if and when the plan for unit operations has been

so approved. If the owners and royalty owners, or either, owning the

required percentage of interest in the unit area do not approve the plan

for unit operations within a period of six months from the date on which

the order providing for unit operations is made, such order shall cease

to be of force and shall be revoked by the department.

7. An order providing for unit operations may be amended by an order

made by the department, in the same manner and subject to the same

conditions as an original order providing for unit operations, provided

a. if such an amendment affects only the rights and interests of the

owners, the approval of the amendment by the royalty owners shall not be

required, and

b. no such order of amendment shall change the percentage for

allocation of oil and gas as established for any separately owned tract

by the original order, except with the consent of all persons owning

interest in such tract.

8. The department, by an order, may provide for the unit operation of

a pool or a part thereof that embraces a unit area established by a

previous order of the department. Such order, in providing for the

allocation of unit production, shall first treat the unit area

previously established as a single tract, and the portion of the unit

production so allocated thereto shall then be allocated among the

separately owned tracts included in such previously established unit

area in the same proportions as those specified in the previous order.

9. Oil and gas allocated to a separately owned tract shall be deemed,

for all purposes, to have been actually produced from such tract, and

all operations, including, but not limited to, the commencement,

drilling, or operation of a well upon any portion of the unit area shall

be deemed for all purposes the conduct of such operations upon each

separately owned tract in the unit area by its several owners. The

operations conducted pursuant to the order of the department shall

constitute a fulfillment of all the express or implied obligations of

each lease or contract covering lands in the unit area to the extent

that compliance with such obligations cannot be had because of the order

of the department.

10. Oil and gas allocated to any tract, and the proceeds from the sale

thereof, shall be the property and income of the several persons to

whom, or to whose credit, the same are allocated or payable under the

order providing for unit operations.

11. No division order or other contract relating to the sale or

purchase of production from a separately owned tract shall be terminated

by the order providing for unit operations, but shall remain in force

and apply to oil and gas allocated to such tract until terminated in

accordance with the provisions thereof.

12. Except to the extent that the parties affected so agree, no order

providing for unit operations shall be construed to result in a transfer

of all or any part of the title of any person to the oil and gas rights

in any tract in the unit area. All property, whether real or personal,

that may be acquired in the conduct of unit operations hereunder shall

be acquired for the account of the owners within the unit area, and

shall be the property of such owners in the proportion that the expenses

of unit operations are charged.

13. Any person taking title by operation of law to any oil and gas

interests integrated into a spacing unit pursuant to an order of

integration, shall take such interests subject to the terms and

conditions of the final order of integration issued by the department

duly recorded in accordance with the provisions of this section and

shall be subject to all liabilities and benefits associated therewith,

unless such person, within sixty days of the taking of such interest,

elects to be an integrated royalty owner and notifies the well operator

of such election.

TITLE 11 Leases For Production and Storage of Oil and Gas On State Lands

§ 23-1101 — Procedure for obtaining oil and gas production lease

Procedure for obtaining oil and gas production lease.

1. The department may make leases on behalf of this state, upon such

terms and conditions including consideration as to the department seem

just and proper for:

a. The exploration, development and production of gas in state-owned

lands, except state park lands, state forests, reforestation areas,

wildlife management areas, unique areas, the marine and coastal district

as defined in section 13-0103 of this chapter, and the lands under the

waters of Lake Ontario or along its shoreline; and

b. The exploration, development and production of oil in state-owned

lands, except state park lands, state forests, reforestation areas,

wildlife management areas, unique areas, the marine and coastal district

as defined in section 13-0103 of this chapter, and the lands under the

waters of Lake Erie and Lake Ontario or along their shorelines.

2. All oil and gas leases shall:

a. Be limited in duration to a period not to exceed ten years and as

long thereafter as oil and gas is produced in commercially paying

quantities;

b. Provide for payment to the agency having jurisdiction over the

leased lands of such consideration, royalties, rentals, bonuses and

other compensation as shall, in the discretion of the department, be in

the best interests of the people of the state of New York;

c. Provide for prompt exploration followed within a reasonable time by

operations for the production of oil and gas, if such be found, and

shall also contain provisions for the termination of such lease by

reason of the lessee's failure to so explore or operate;

d. Be invalid unless they shall have the prior approval of such state

department, division, bureau or agency thereof, or state agency having

jurisdiction over the land in question; and authority to give such

consent is hereby conferred upon the head of any such state department,

or a division, bureau or agency thereof, or any state agency, and with

respect to lands under water held by the state in its sovereign

capacity, jurisdiction is deemed to be in the Commissioner of General

Services; and

e. Be inapplicable to any state park lands and to any lands the

leasing of which is prohibited by the State Constitution.

3. In addition to the requirements contained in paragraphs a, c and e

of subdivision two of this section, all gas leases with respect to the

lands under the waters of Lake Erie shall:

a. Provide for payment to the general fund of the state such

consideration, royalties, rentals, bonuses or other compensation as

shall, in the discretion of the department, be in the best interests of

the people of the state of New York.

b. Require that no well shall be permitted nearer than one-half mile

from the shore, two miles from public water intake areas, and one

thousand feet from any other structure or installation in or on Lake

Erie.

c. Require that the following procedures be established if there is

evidence suggesting that liquid hydrocarbons may exist in a stratum

penetrated by the well bore:

(i) Drilling or completion operations shall cease immediately.

(ii) The department shall be notified of the evidence indicating the

presence of liquid hydrocarbons, pursuant to such notification

arrangements as the department shall prescribe.

(iii) A formation test shall be conducted in the presence of a

department representative.

(iv) If the formation test indicates the presence of appreciable

liquid hydrocarbons, the well bore shall be permanently plugged and

abandoned from total depth to the lake bottom with cement.

(v) If the formation test does not indicate the presence of

appreciable liquid hydrocarbons, drilling may be resumed after an

intermediate string of casing has been set, cemented and tested.

(vi) If there is any further indication of liquid hydrocarbons the

procedures outlined in paragraphs one through five hereof shall be

repeated.

d. Require that each lessee, or other person desiring to install a

pipeline, bury the most shoreward portion of each pipeline, in

accordance with rules and regulations which shall be promulgated by the

department, to obviate the risk of damage from ice, wave and wind

conditions.

e. Be conditioned upon the posting by the responsible parties of a

liability bond or liability insurance coverage in such form as the

department may by regulation require and in such amount as the

department shall deem to be reasonably sufficient to correct, repair or

remedy to the satisfaction of the department any environmental damage or

hazardous discharge resulting from gas exploration or recovery.

f. Provide that each lessee shall be strictly liable to the state for

all reasonable expenses involved in the restoration of fresh water

supplies, cleanup of beaches, piers and other similar facilities, which

may be required as a result of exploration, drilling or production

operations, and for liability claims arising therefrom.

g. Require each lessee to immediately notify the department of any

discharge of oil or other pollutant, to act expeditiously to terminate

such discharge and to remove the substance discharged.

h. Provide for the use and regular inspection of modern anti-pollution

devices, including blow-out preventors on every drilling rig.

i. Provide that when a well is permanently abandoned for any reason it

shall be permanently plugged by filling the well bore for its total

depth, with cement or other suitable material.

j. Provide that, where in the department's opinion, damage to the

environment is imminent or an emergency exists, the department shall

order the immediate plugging and abandonment, either temporary or

permanent, of any well on lands beneath Lake Erie.

3-a. For any lease relating to the exploration, development, and

production of gas or oil in state forests, reforestation areas, wildlife

management areas, and unique areas, which was entered into, on, or

before the effective date of a chapter of the laws of two thousand

twenty-five which amended subdivision one of this section, any

assignment, transfer, or modification of such lease shall not be

considered the making of a lease under such law; provided, however, that

no such assignment, transfer, or modification shall allow for an

increase in acreage under the lease, the expansion of existing gas or

oil wells, the drilling of new gas or oil wells, or the expansion or

building of any other new gas or oil infrastructure other than

well-plugging and remediation activities; and provided, further, that no

such lease shall be continued or renewed upon expiration.

4. Any such oil, gas, or oil and gas lease or leases made and granted

pursuant to this section shall be awarded to the highest responsible

bidder after advertisement for sealed bids. Such advertisements for bids

shall be published in the official newspaper or newspapers, if any, or

otherwise in a newspaper or newspapers designated for such purpose. Such

advertisement shall contain a statement of the time and place where all

bids received pursuant to such notice will be publicly opened and read.

All bids received shall be publicly opened and read at the time and

place specified. At least thirty days shall elapse between the first

publication of such advertisement and the date specified for the opening

and reading of bids. Bids shall be submitted on forms provided by the

department, which forms shall indicate the method or methods for

computing compensation to the state for the lease and shall contain such

other directions as may be appropriate to secure comparability of bids

submitted for any given lease. The department, in its discretion, shall

determine the highest bid after taking into consideration the

anticipated compensation to be returned to the state under any such

lease by way of royalty payments, delayed lease rental payments, bonuses

or other compensation or consideration, or by a combination of any or

all of the same. In cases where two or more responsible bidders submit

identical bids, the department in its discretion, may award the lease

involved to any of such bidders. The department in its discretion, may

also reject any or all bids and readvertise for new bids. The department

may disallow any bid if the bidder upon request fails to furnish

satisfactory evidence of responsibility.

5. Notwithstanding the requirements contained in subdivision four of

this section, the department may negotiate and grant an oil or gas lease

on small parcels of stateowned land without public bid in order to

consolidate large drilling or production units controlled by a single

entity. The department shall make a determination that public bid of

such property is unreasonable or impracticable and publish such

determination in the state register prior to the granting of any such

lease.

6. Notwithstanding subdivision four of this section, the department

may negotiate and grant an oil or gas lease of lands identified in

subdivision one of this section where oil and gas exploration and

development rights are co-owned by the state and another owner,

including the United States. The department shall publish its intention

to enter into negotiations on such lease in the state register prior to

the granting of any such lease.

§ 23-1103 — Procedure for obtaining gas storage lease

Procedure for obtaining gas storage lease.

1. The department may make leases on behalf of this state for the

storage of gas, and liquefied petroleum gas, in state owned lands upon

such terms and conditions including consideration as to it shall seem

just and proper.

2. All leases made pursuant to this section shall:

a. Provide for payment to the agency having jurisdiction over the

leased lands of adequate and reasonable consideration;

b. Be invalid unless they shall have the prior approval of such state

department, division, bureau or agency thereof, or state agency having

jurisdiction over the land in question, and authority to give such

consent is hereby conferred upon the head of any such state department,

or a division, bureau or agency thereof, or any state agency; and with

respect to lands under water held by the state in its sovereign

capacity, jurisdiction is deemed to be in the Commissioner of General

Services;

c. Contain such other terms and provisions as may be necessary or

appropriate in order to promote the purposes of this article and the

public policy of this state; and

d. Be inapplicable to any lands the leasing of which is prohibited by

the State Constitution.

§ 23-1105 — Prohibition on state authorizations related to certain offshore oil and natural gas production

Prohibition on state authorizations related to certain

offshore oil and natural gas production.

1. Neither the department nor the office of general services shall

enter into any new lease or other conveyance, lease renewal, extension

or modification, that authorizes the exploration for, or the development

and production of, oil or natural gas upon lands owned by the state in

the marine and coastal district as defined in section 13-0103 of this

chapter, that would result in the increase of oil or natural gas

production from federal waters.

2. The department is authorized to establish such rules and

regulations as it shall deem necessary to implement this section.

3. For the purposes of this section, the following terms have the

following meanings:

a. "Development" means those activities taking place following the

discovery of oil and natural gas, including geophysical activity,

drilling, platform construction, pipeline construction, and operation of

all onshore support facilities that are performed for the purposes of

ultimately producing the resources discovered.

b. "Exploration" means the process of searching for oil and natural

gas, including any drilling whether on or off known geological

structures, including the drilling of a well in which a discovery of oil

or natural gas is made and the drilling of any additional delineation

well after the discovery that is needed to delineate any reservoir and a

lessee to determine whether to proceed with development and production.

c. "Federal waters" means those waters and submerged lands lying

seaward to the state waters of New York that appertain to the United

States and are subject to federal jurisdiction and control.

d. "New or additional exploration, development, or production of oil

or natural gas" includes any activity undertaken to increase the

capacity of any pipeline or other infrastructure used to convey oil or

natural gas from federal waters.

e. "Production" means those activities that take place after the

successful completion of any means for the removal of oil and natural

gas, including that removal, field operations, transfer or resources to

shore, operation, monitoring, maintenance, and workover drilling.

"Producing" means undertaking those activities.

TITLE 13 Underground Storage of Gas

§ 23-1301 — Procedure for obtaining underground storage permit

Procedure for obtaining underground storage permit.

1. No underground reservoir shall be devoted to the storage of gas, or

liquefied petroleum gas unless the prospective operator of such storage

reservoir shall have received from the department, after approval in

writing of the state geologist, an underground storage permit which

shall be in full force. The application for said permit shall include

the following:

a. A map showing the location and boundaries of the proposed

underground storage reservoir.

b. A report containing sufficient data to show that the reservoir is

adaptable for storage purposes.

c. An affidavit signed by the prospective operator to the effect that

he has acquired by grant, lease or other agreement at least seventy-five

percent of the storage rights in said reservoir and in the buffer zone

established to protect the reservoir as approved by the department,

calculated on the basis of surface acreage; and such affidavit shall

also set forth that the applicant will agree as a condition to the

issuance of such permit that it will thereafter within a reasonable time

either acquire by negotiation, or file and proceed with condemnation

proceedings to acquire, any outstanding storage rights in the remaining

reservoir and buffer zone acreage.

d. Such other information as the department may require.

2. The permit shall be granted within ninety days of application

unless the department finds that the application and the information

submitted with it do not meet the requirements of this section. The

department may revoke or suspend any underground storage permit in force

hereunder for failure to comply with any of its provisions or for

failure to comply with subdivision 4 of this section.

3. Subdivisions 1 and 2 of this section shall not apply to underground

storage reservoirs or the storage of gas therein provided that such

reservoirs have been placed in operation prior to October 1, 1963 and so

long as such operation is not abandoned.

4. Every operator shall file with the department on or before December

31 of each year, a report with respect to each underground storage

reservoir operated by him showing any change in:

a. The estimated size in surface acreage or shape of the reservoir and

the buffer zone if any;

b. His estimate of total capacity of the reservoir;

c. His estimate of working capacity of the reservoir; and

d. Any other engineering, geological or operational data that may be

requested by the department.

5. The applicant for a permit for the following purposes shall submit

with his application the following fees:

a. for a new underground storage reservoir, a fee of ten thousand

dollars.

b. for a modification of the storage capacity of an existing

underground storage reservoir, a fee of five thousand dollars.

6. No permit issued hereunder and no provision of this article shall

be construed to diminish or impair the jurisdiction of the Public

Service Commission with respect to regulation of the manufacture,

transportation, distribution or sale of gas.

§ 23-1303 — Authority to acquire property

Authority to acquire property.

1. Any corporation empowered to produce, transport, distribute or

store gas within this state for ultimate public use, which holds an

underground storage permit from the department or which is otherwise

lawfully operating an underground storage reservoir and its buffer zone,

and which after reasonable effort is unable to obtain rights in real

property and wells thereon necessary for activation, operation, or

protection of the storage reservoir and its buffer zone shall, subject

to the applicable provisions of the eminent domain procedure law, have

the authority to acquire such rights as may be required adequately to

examine, prepare, maintain, operate and protect, and for access to such

underground storage reservoir and its buffer zone; provided that no

right of acquisition under this section shall extend to any lands or

interests therein which have been acquired, or, in the hands of the

present holder, could have been acquired by acquisition; and, provided

further, that any acquisition of cemetery lands or burial grounds shall

be in the sound discretion of the court and with due provision for the

relocation of human remains.

2. Underground gas storage operators authorized by this section to

maintain acquisition proceedings before filing a suit for such

acquisition shall have filed with the department a map showing the

location, boundaries and estimated size of surface acreage of the

underground storage reservoir and its buffer zone.

3. Any operator of an underground gas storage reservoir who at any

time controls less than one hundred per cent of the storage rights

within that reservoir and its buffer zone and is authorized by this

section to maintain a proceeding shall acquire the storage rights

remaining in the reservoir and its buffer zone acreage by negotiation or

file and proceed with acquisition proceedings within a reasonable time

but not to exceed a two year period after the first injection of gas, or

after the effective date of this section, whichever is later or within

any extension granted by the department.

4. Any operator who seeks to acquire underground gas storage and

buffer zone rights as authorized by this section shall name as parties

defendant all the owners of all the parcels of property located within

the boundaries of the reservoir and its buffer zone from whom storage

rights have not previously been legally acquired by grant, lease, or

other voluntary agreement; provided, however, that a failure to join the

owners of any parcel in the reservoir and its buffer zone due to

inadvertence shall not constitute a jurisdictional defect in any

proceeding of acquisition.

5. The value of any property acquired pursuant to this section shall

include the value of any commercially recoverable native oil and gas in

place to the extent that the holder of the property interest being

acquired has a right thereto. The same provision shall apply to the

holder of salt rights.

6. The cost of, or possible necessity for, plugging any well or wells,

when such plugging or replugging is or may be made necessary by reason

of the storage use made possible or facilitated by acquisition shall not

be considered in computing the value of property or any interest therein

taken under this section.

7. The use of salt cavities for the storage of gas or other petroleum

products or byproducts shall be at the discretion of the owner of the

salt deposits at the location of the cavity. Salt cavities may be used

for salt recovery and storage with the consent and agreement of the

owners of the salt cavity and the stored material. Conversion of any

salt cavity for the storage of gas or other petroleum products or

byproducts shall be in accordance with section 23-1103 or 23-1301 of

this article.

§ 23-1305 — Procedure for abandoning storage reservoir

Procedure for abandoning storage reservoir.

In connection with the abondonment of any underground storage

reservoir for which a permit has been granted pursuant to this article

or in connection with the revocation of any such permit, the department

shall require the premises to be placed in a condition which, to the

extent practicable, shall assure the continuance of the same in a

condition which does not constitute a menace to the present or future

health or safety of persons, or safety or value of property. In case the

operator shall fail to put the premises in a satisfactory condition

prior to any such abondonment or immediately upon revocation of a

permit, the department may do or cause to be done all things necessary

to place the premises in satisfactory condition and the operator shall

be liable for the cost.

§ 23-1307 — Ownership of storage gas and storage rights

Ownership of storage gas and storage rights.

1. All gas and liquefied petroleum gas, which has previously been

reduced to possession, and which is lawfully injected into an

underground storage reservoir, shall be deemed the property of the

injector, his heirs, successors or assigns, provided that the injector,

his heirs, successors or assigns, shall have no right to reserves of

native gas or oil remaining in any stratum or portion thereof which have

not been condemned hereunder or otherwise acquired by such injector, his

heirs, successors or assigns. Nothing contained in this subdivision

shall be construed to confer on any operator any storage rights not

otherwise acquired or held by him.

2. No production lease shall be construed to include rights to store

oil or gas unless the lease includes a provision granting such storage

rights. The rule of construction provided in this subdivision is not

intended to alter any law or rule of construction applicable to leases

made prior to October 1, 1963 or to imply any rule of construction for

such leases.

TITLE 17 Liquefied Natural and Petroleum Gas

§ 23-1701 — Short title

Short title.

This title shall be known as the "liquefied natural and petroleum gas

act".

§ 23-1703 — Legislative findings

Legislative findings.

The legislature finds that it is necessary for the protection of the

public health, the environment and the economic welfare of the people of

this state to regulate and control the siting of liquefied natural and

petroleum gas facilities in this state because of the hazards posed by

liquefied natural and petroleum gas storage and transportation,

particularly in populated areas. The legislature finds that liquefied

natural and petroleum gas is an extremely volatile, highly flammable and

dangerous substance which if released into the air is capable, under

unfavorable atmospheric conditions, of causing severe damage even in

areas distant from the point of release. The legislature further finds

that the use of imported and domestic liquefied natural and petroleum

gas is increasing, making its regulation in the public interest

essential; and requiring particular caution in its storage,

transportation, and conversion, to be carried out other than in

residential areas or in dangerous proximity to contiguous population,

with the imposition of strict liability in the handling thereof.

It is the purpose of the legislature, subject to the provisions of

this act, that liquefied natural or petroleum gas facilities not be

sited in residential areas, or in dangerous proximity to contiguous

populations, and that transportation of liquefied natural or petroleum

gas be effected under maximum safeguards to protect such areas and

populations against possible catastrophic danger in the mishandling or

possible escape thereof. Natural gas stored or transported at normal

temperatures, whether under pressure or otherwise, after conversion

thereof from its super-cooled or cryogenic state as liquefied gas and

liquefied petroleum gases in the form of butane, bottled gas, propane,

propylene and butylene gas when stored or transported at their

respective normal temperatures are not subject to regulation under the

provisions of this act.

§ 23-1705 — Definitions

Definitions.

As used in this title, unless the context otherwise requires:

1. "Liquefied natural gas", sometimes referred to as "LNG", and

"liquefied petroleum gas", sometimes referred to as "LPG", are gas

cooled to its liquid state provided, however, the provisions of this act

shall not be deemed to apply to liquefied petroleum gas in the form of

butane, bottled gas, propane, propylene or butylene when used, stored or

transported at their respective normal temperatures, are not subject to

this act.

2. "Liquefied natural or petroleum gas facility" means any structure

or facility which is used for the storage or confinement of liquefied

natural or petroleum gas, or for the conversion of liquefied natural or

petroleum gas into natural gas. The former shall be designated as a

"liquefied natural or petroleum gas storage facility"; the latter as a

"liquefied natural or petroleum gas conversion facility".

3. "Liquefied natural or petroleum gas transportation activity" means

the loading, unloading, or transportation, by whatever means, of

liquefied natural gas or liquefied petroleum gas.

4. "Natural gas" means natural or petroleum gas in a non-liquid or

gaseous state, whether under pressure or otherwise, and whether or not

the product of conversion from liquefied natural gas or liquefied

petroleum gas. The storage and transportation of natural gas, whether

under pressure or not, and which take place at normal temperatures, are

not subject to this act.

5. "Non-conforming facility" means a liquefied natural or petroleum

gas facility in actual use and operation on September first, nineteen

hundred seventy-six which is exempted from the requirements of section

23-1707 but is subject to the requirements of section 23-1719.

6. "Person" means any individual, corporation, partnership,

association, cooperative or otherwise, trust or estate, governmental

agency, authority, public benefit corporation, municipality or agency

thereof, board or commission, or other public or private legal entity.

7. "Permit" means an environmental safety permit issued by the

department pursuant to this title.

§ 23-1707 — Environmental safety permit; siting

Environmental safety permit; siting.

No person shall commence the preparation of a site for, or begin the

construction of, a liquefied natural or petroleum gas storage or

conversion facility in the state without having first obtained an

environmental safety permit issued with respect to such facility or

activity by the commissioner pursuant to this title. Any such facility

with respect to which a permit is issued shall not thereafter be built,

maintained or operated, and any such activity with respect to which a

permit is issued, shall not be carried out, except in conformity with

such permit and any terms, limitations or conditions contained therein;

provided that nothing herein shall exempt such facility from compliance

with state law and regulations thereunder or with municipal laws and

regulations thereunder not inconsistent with the provisions of such

permit. A permit may be transferred, subject to the approval of the

commissioner, to a person who agrees to comply with the terms,

limitations and conditions contained therein. This section shall not

apply to a liquefied natural or petroleum gas storage or conversion

facility in actual use and operation on September first, nineteen

hundred seventy-six.

§ 23-1709 — Criteria for siting

Criteria for siting.

1. The department shall, after investigation and opportunity for

public comment, within one year from the effective date of this section,

adopt, and file with the secretary of state, regulations establishing

criteria for the siting of liquefied natural and petroleum gas

facilities. Such siting criteria shall be designed to insure the maximum

safety of the public from hazards associated with liquefied natural or

petroleum gas storage, transportation and conversion. The department

shall also within one year from such effective date adopt regulations

prescribing the form and content of applications for environmental

safety permits to construct a liquefied natural or petroleum gas

facility.

2. The regulations issued pursuant to subdivision one of this section

for the siting of liquefied natural or petroleum gas facilities shall

take into account, among other factors:

(a) The density of population in areas neighboring the liquefied

natural or petroleum gas facility;

(b) The density of population in areas neighboring delivery routes of

liquefied natural or petroleum gas to a liquefied natural or petroleum

gas facility, if delivery is by water-borne vessel, rail or motor

vehicle;

(c) The risk of accident during the transportation of liquefied

natural or petroleum gas to or from a liquefied natural or petroleum gas

facility which could result in a release of liquefied natural or

petroleum gas from containment and the safeguards necessary to reduce

such risk;

(d) The physical properties of liquefied natural or petroleum gas,

including: (i) the effect of cryogenic temperatures upon containers of

liquefied natural or petroleum gas; (ii) the maximum distance that a

liquefied natural or petroleum gas vapor cloud is projected to expand

and pose a threat to the public; and, (iii) the flammability or

explosiveness of such a cloud formed by vaporizing liquefied natural or

petroleum gas.

3. The regulations issued by the department pursuant to subdivision

one prescribing the form of an application for an environmental safety

permit to construct a liquefied natural or petroleum gas facility shall

require the applicant to supply detailed information regarding:

(a) The location of the proposed facility;

(b) A description of the design and capacity of the facility;

(c) The expected sources of natural gas or liquefied natural or

petroleum gas for the facility, the proposed methods of transporting

natural gas or liquefied natural or petroleum gas to and from the

facility, and the routes which deliveries will traverse;

(d) The need for the facility;

(e) The environmental impacts of the proposed facility;

(f) A description of reasonable alternative locations for the proposed

facility;

(g) Such other information as the department shall prescribe to allow

it to render a decision as to whether the proposed liquefied natural or

petroleum gas facility is necessary and compatible with the surrounding

environment and with the safety of neighboring populations.

4. The rules and regulations adopted by the department to implement

this title and the provisions of article 70 of this chapter and rules

and regulations adopted thereunder shall govern environmental safety

permit applications, renewals, modifications, suspensions and

revocations under this title.

§ 23-1711 — Permit processing

Permit processing.

1. Any person desiring to construct, reconstruct, enlarge the storage

capacity or, if constructed but unused, put into actual use and

operation a liquefied natural or petroleum gas facility in the state

shall obtain a permit pursuant to this section.

2. Notice of any public hearing conducted in connection with any

environmental safety permit shall be published in at least two

newspapers having a general circulation in the area in which the

proposed activity is located, and in contiguous areas potentially

affected by the proposed action.

3. The department shall render a decision based upon the record either

granting the permit, denying it, or granting it upon such terms,

conditions, limitations, or modifications thereof as the department may

deem appropriate. The department shall deny a permit if residential

areas and contiguous populations, will be endangered, or it otherwise

does not conform to the siting criteria established for liquefied

natural or petroleum gas facilities, or the department finds that the

facility is not necessary, or is otherwise not in the public interest to

be approved.

§ 23-1713 — Transportation of liquefied natural and petroleum gas; certified routes

Transportation of liquefied natural and petroleum gas;

certified routes.

1. Except for transportation by navigable waterways, all intrastate

transportation of liquefied natural and petroleum gas in its cryogenic

state must be along established routes in accordance with a schedule

filed with the department, and approved in accordance with this section.

2. The department of transportation in consultation with the

department of environmental conservation shall establish criteria for

the safe transportation of such liquefied natural and petroleum gas.

Such criteria shall take into consideration the proximity of the route

or routes to contiguous populations, the capability of municipal fire

departments to protect communities and contiguous populations against

fire cloud damage attendant upon vapor release of the gas from its

cryogenic state due to accident or malfunction in equipment, and the

risk of further accident related thereto and conflagration attendant

upon its ignition. Such department's criteria shall be no less

restrictive than existing federal regulations. Such department shall

within one year from the effective date of this section, adopt

regulations prescribing the forms and procedures to be followed, which

shall include notice to all affected municipal police and fire

departments, for the certification of routes to be used for the safe

intrastate transportation of such liquefied natural and petroleum gas.

3. The department of transportation in consultation with the

department of environmental conservation shall maintain a map of

certified routes for the intrastate transportation of such liquefied

natural and petroleum gas. In order to have a route certified under this

section, any person proposing to undertake intrastate transportation of

such liquefied natural or petroleum gas shall file with such department

the proposed transportation route, subject to approval as herein

provided.

4. Upon application therefor, and before certifying a route for

intrastate transportation of such liquefied natural or petroleum gas

under subdivision three, the department of transportation shall hold a

public hearing and shall render a decision with respect thereto in

accordance with the requirements of section 23-1711, and, to the extent

applicable, section 23-1709. In addition, upon route certification, such

limitations as are appropriate for safety purposes shall be established

by such department for each such certified route, and the department,

further, shall establish procedure and notice requirements for the

particular route, in accordance with subdivision two hereof, to be given

to all affected municipal police and fire departments, to assure

adequate notice to all affected municipalities.

§ 23-1715 — Inspection to insure compliance; allocation of enforcement costs; revocation; civil and criminal penalties

Inspection to insure compliance; allocation of enforcement

costs; revocation; civil and criminal penalties.

1. The department shall have continuing responsibility of inspection

to insure compliance with the terms of an environmental safety permit

issued under section 23-1707, of route certification under section

23-1713, and with regard to non-conforming facilities under section

23-1719, all in accordance with the terms of this title. It may do so

either with its own personnel exclusively, or by contract with one or

more of the affected municipalities, utilizing municipal inspection

personnel, or with one or more private firms qualified to monitor

compliance and certify with respect thereto, or by a combination of the

foregoing means as it may by regulation provide.

2. The expense of enforcement of this act, including necessary

training and qualification of municipal fire department personnel under

section 23-1717, shall be allocated by the department and assessed upon

an appropriate basis against the utilities and others subject to the

terms of this title, in order that the administration hereof shall be at

no net expense to the state or any affected municipality, but rather

charged on an allocated basis to the regulated corporations and

individuals subject to the requirements of this title, to be included as

part of the expense related to the furnishing of this form of energy,

and properly to be borne by the users thereof.

3. After notice and upon hearing if requested, the department shall

determine the reasonable cost to the department of its enforcement

responsibilities under this title, including direct costs, contractual

obligations under subdivision one of this section and under section

23-1717, and allocated departmental overhead; and, further, shall assess

said total cost, on an annual basis, against the utilities and others

subject to this title, allocated on the basis of direct costs related to

each of the foregoing, including contractual obligations incurred in

enforcement and training, and allocated departmental overhead charged on

the basis of departmental action required during the year with regard to

the particular utilities and others subject to its administration and

enforcement responsibilities.

4. In the event of the failure of the holder of an environmental

safety permit issued under section 23-1707, of route certification under

section 23-1713, or of a non-conforming facility under section 23-1719

to comply with the terms thereof or the provisions of the rules and

regulations adopted under article 70 of this chapter, the department may

revoke said permit or certificate pursuant to the provisions of article

70 of this chapter and impose upon the holder of such permit or

certificate a civil penalty of up to one thousand dollars for each day

the holder thereof has failed to comply with this title or a permit or

certificate issued hereunder, together with the allocated costs of the

revocation and enforcement proceeding itself.

5. In addition to any civil penalty assessed by the department

pursuant to subdivision four of this section, any person who knowingly

violates any provision of this title, any permit or certificate granted

under this title, or any order, rule, or regulation issued pursuant to

this title, except where such violation is unintentional and technical,

shall be guilty of a class A misdemeanor.

§ 23-1717 — Training and qualification of municipal fire department personnel; strict liability

Training and qualification of municipal fire department

personnel; strict liability.

1. The legislature finds that liquefied natural and petroleum gas, in

view of its extreme volatility, high flammability, and dangerous

qualities if mishandled resulting in accidental release, poses problems

of the control thereof related to the lack of current training and

qualification of municipal fire department personnel responsible for

control and extinguishment of fire resulting from mishandling and

accidental release during its storage, transportation, and conversion.

2. Within thirty days after this title shall become effective, every

utility or other person subject to the jurisdiction of the public

service commission and which is engaged in the storage, transportation,

or conversion of liquefied natural or petroleum gas within the state

shall give notice to the department that it is a person subject to this

title, and shall specify by geographical description the municipality or

municipalities, or parts thereof, within the state where it is handling

or otherwise using liquefied natural or petroleum gas, with the nature

of such use, storage, transportation, or conversion, with the amounts

thereof in each location, on a monthly and annual basis, with any

projected increase or decrease in the use or handling thereof at such

location or locations within the state on a five year basis from date of

report.

3. Within sixty days thereafter, the department, in consultation with

the municipal fire department or departments indicated to be those

required to be trained and qualified under this title to control and

extinguish fires related to the reported facilities and transportation

of liquefied natural or petroleum gas, shall determine and report what,

if any, programs are necessary to enable such municipal fire department

or departments to be adequately prepared to control and extinguish such

fires and to protect persons and property within their municipality or

municipalities who might be subject to such danger.

4. The report of the department shall detail the capability and

preparedness, or lack thereof, of such fire department or departments

effectively to prevent or extinguish a fire at or related to any of the

reported facilities, or in connection with the transportation of

liquefied natural or petroleum gas; proposals for further training and

qualification of personnel which, if implemented, would enable such fire

department or departments effectively to carry out such

responsibilities; and a detailed analysis of the cost of training and

qualification of such municipal fire department personnel to do so,

including those related to additional manpower, new or additional

equipment, or training of such personnel, although not limited thereto.

Such report, in its cost analysis and in making recommendations with

respect thereto, shall report separately with regard to projected hiring

of additional personnel, the purchase of new or additional equipment and

supplies, and necessary training courses, on an initial and continuing

basis, together with any other proposals in implementation of this

section; and, in addition, shall make specific finding, with regard to

the particular municipal fire department or departments involved, which

of said proposals is or are required to be implemented to be carried out

to comply with the requirements of subdivision three of this section,

together with the reasonable cost thereof.

5. Notice of the department's determination with regard to

implementation of the training and qualification requirements of this

section and of the cost thereof shall be given to the utility or other

person subject to this section under subdivision two hereof and to the

municipal fire department or departments identified to be with

jurisdiction under subdivision three hereof. If a hearing is requested

within thirty days, a hearing shall be held promptly with regard to the

program and the cost thereof and, on the basis of the record of the

hearing the department, by its commissioner, may modify the program and

adjust the cost thereof to be charged against the utility, utilities, or

other persons subject to this title in accordance with the provisions of

subdivisions two and three of section 23-1715. Such cost, as related to

the training and qualification requirements of this title may, at the

option of the department, be paid to the department under subdivision

three of section 23-1715, or by the utility or other person directly to

the chief fiscal officer or officers of the municipality or

municipalities involved pursuant to this section; and, in any event,

shall be expended only on programs thus approved by the department for

the purpose of carrying out the requirements of this section.

6. Upon application for an environmental safety permit under section

23-1707 or for certification of a transportation route under section

23-1713, the procedure of notification, consultation, and report and

determination with regard to municipal fire department training program

and cost thereof shall be integrated with the application and the

determination of the department, if to grant the permit or certificate

or certificates, shall include the determination thereof with regard to

implementation of the training and qualification requirements of this

section and the allocation of the cost thereof, with respect to the

particular permit or certificate or certificates granted, to the utility

or other person subject to the requirements of this title.

7. In the event that more than one utility or other person is

determined to be charged with the cost of training and qualification

under this section, said charge or charges may be apportioned by the

department between or among them on an equitable basis related to the

degree to which each is responsible, based on the degree and complexity

of the cost of training and qualification involved. In no event shall

the department of environmental conservation, or its commissioner, by

virtue of this section, be determined to have any jurisdiction over the

operation or administration of any municipal fire department reimbursed

under this title and section, or over its fire fighting methods,

deployment of personnel, fiscal policies, or other aspects of its

administration. The department is authorized to promulgate rules and

regulations necessary to effectuate the purposes of this section.

8. The storage, transportation, and conversion of liquefied natural

and petroleum gas within the state, in view of its extreme volatility,

high flammability, and dangerous qualities if mishandled resulting in

accidental release, is determined to be hazardous and entails strict

liability on the part of any person, as defined under this title, that

undertakes such activities in the state. Neither compliance with the

requirements of this title, nor the exercise of due care, shall excuse

any such person from liability for personal or property damage

determined to be caused by the accidental release of liquefied natural

or petroleum gas within the state, and neither proof of means of

ignition nor distinctions between direct and consequential damage shall

relieve such person of absolute liability without regard to intent or

negligence for any personal or property damage thereby caused.

§ 23-1719 — Non-conforming facilities; conformance to safety criteria; moratorium

Non-conforming facilities; conformance to safety criteria;

moratorium.

The legislature finds that existing facilities have been constructed

and are in the process of being used which by reason of their

construction in residential areas or in dangerous proximity to

contiguous populations, or otherwise, are in violation of the terms of

this act, and, having been constructed before its enactment, have not

been approved in accordance with the procedures herein required. Taking

into account the needs of the service areas involved, the substantial

capital investment of the utilities therein, and the changes in

corporate plans that compliance with this title will entail, as against

the hazards posed to surrounding and contiguous areas and their

populations by the potential mishandling or accidental discharge of

liquefied natural or petroleum gas in its cryogenic state, the following

procedure is established to conform existing facilities to the safety

criteria herein prescribed, or, in the alternative, to reexamine the

necessity of their use in current locations, and to require alternative

siting.

1. Effective on passage hereof, and until regulations pursuant to

section 23-1709 are adopted and filed, no liquefied natural or petroleum

gas facility may be constructed, reconstructed, enlarged in storage

capacity, or, if constructed but unused, put into actual use and

operation in this state, and no environmental safety permit pursuant to

section 23-1707 of this title shall be issued for such facility.

2. With regard to any non-conforming liquefied natural or petroleum

gas storage or conversion facility in actual use and operation on

September first, nineteen hundred seventy-six, the following special

procedures shall apply:

a. On or before September first, nineteen hundred seventy-six, or the

thirtieth day after the effective date of this title, whichever shall be

later, the department shall notify any such non-conforming facility of

the provisions of this section and of this title, and shall advise it of

the procedures to be followed hereunder in terms of conformance to

safety criteria or alternative siting.

b. Within thirty days after this title shall become effective, such

non-conforming facility shall give the initial notice required under

subdivision two of section 23-1717, specifying by geographical

description the municipality or municipalities, or parts thereof, within

the state within which it is handling or otherwise using liquefied

natural or petroleum gas, with the nature of such use, storage,

transportation, or conversion, with the amounts thereof in each

location, on a monthly and annual basis, with any projected increase or

decrease in the use or handling thereof at such location or locations

within the state on a five year basis from date of report.

c. Within sixty days thereafter, the department shall complete the

consultation and report required by subdivisions three and four of

section 23-1717, and the notification required by the first sentence of

subdivision five of that section. Thereafter, further proceedings under

subdivision five shall be integrated with the hearing hereinafter

directed to be had with regard to the non-conforming facility; and the

implementation of the balance of section 23-1717, with regard to

training and qualification of municipal fire department personnel, shall

be effected in accordance with the determination of the department with

regard to the non-conforming facility.

d. Within one hundred and eighty days after this title shall become

effective, a public hearing or hearings shall be held in the area or

areas in which the non-conforming facility or facilities are located.

Such hearing or hearings shall be held on sixty days' notice and as

otherwise provided in subdivisions two and three of section 23-1711.

Notice shall be given by the facility or facilities in accordance with

subdivision three thereof, and public participation shall be afforded by

appropriate location and scheduling, and the opportunity to submit oral

or written statements for the record.

e. In the adjudicatory phase of the hearing or hearings, evidence may

be received relating to the criteria set forth in section 23-1709 as

they relate to the non-conforming facility, and with regard to the

capability of municipal fire department personnel to control and

extinguish fire resulting from mishandling and accidental release of

liquefied natural and petroleum gas during its storage, transportation,

or conversion. At the time of the notice of hearing the department shall

make public its report under paragraph c of subdivision two of this

section, together with all information secured by it with respect to the

training and qualification of the municipal fire department or

departments and their personnel to control or extinguish fires related

to the use of the non-conforming facility, and additional oral testimony

by the municipal fire department or departments with respect thereto

shall be required at the hearing.

3. Upon the basis of the record the department shall render a

decision, (a) permitting the facility to continue at the location, under

such terms, conditions, or modification of procedures as the department

may deem appropriate; or (b) directing discontinuance of the facility

upon a showing of alternate means of meeting the service needs currently

satisfied thereby, or upon a showing that the service needs currently

satisfied thereby are not sufficient to outweigh the public interest in

safety within the terms of section 23-1711. Location within a

residential area or in dangerous proximity to contiguous populations

shall not, in and of themselves, be determinative with respect to the

department determination, but shall be considered along with the other

factors set forth in section 23-1709 as criteria for siting, and the

information elicited before and at the hearing with respect to the

training and qualification of municipal fire department personnel to

control or extinguish fires related to the facility under subdivision

two of this section, in determining whether or not to permit

continuation of the facility at the existing location. In the event it

is determined to permit continuation of the facility, it shall be under

such limitations in terms of time and conditions as will permit the

department currently to review the status of the facility, and to

integrate its continued operation with the regulation of other

facilities and activities subject to this title to be certified under

sections 23-1707 and 23-1713. In the event it is determined to direct

discontinuance of the facility, it may be effected over the course of a

phase-out period not to exceed three years from the date of

determination, in order to arrange for alternate facilities or other

means of meeting approved service needs of the area currently served by

the facility. In connection with the foregoing, it shall be appropriate

at the hearing or hearings provided under this section to receive

evidence with regard to capital investment in any such non-conforming

facility, the extent of amortization and of tax writeoff thereof,

adaptability for alternate use, availability of alternate siting or

means of meeting demonstrated and approved service needs of the area.

With regard thereto, it shall be appropriate to solicit information and

recommendations from the public service commission with respect to

consumer needs and the meeting thereof in economical fashion consistent

with the requirements of this title, and from the state energy office,

if established, with regard to state energy policy. The cost of the

hearing and of allocated departmental overhead shall be assessed against

the non-conforming facility pursuant to subdivisions two and three of

section 23-1715. It is anticipated that any hearing or hearings held

under this section with regard to non-conforming facilities will also

relate to the function of the department in adopting regulations

establishing criteria for the siting of liquefied natural and petroleum

gas facilities, and such shall also be considered in the allocation of

expense with regard to hearing or hearings held under this section.

§ 23-1721 — Hardship; petition and hearing; permit

Hardship; petition and hearing; permit.

1. Any person, upon a showing of hardship caused by the moratorium

under subdivision one of section 23-1719 may petition the department for

a review of the application of the moratorium to any proposed activity

subject to this title. This shall be by notice to the department of the

activity proposed to be conducted, including the information related to

geographical location, nature of proposed use, storage, transportation,

or conversion, and proposed and projected amounts of liquefied natural

or petroleum gas proposed to be used or handled as required in

subdivision two of section 23-1719 and subdivision two of section

23-1717.

2. Thereafter, within thirty days after receipt of the petition, the

department shall schedule a hearing upon thirty days' notice, to be held

in accordance with the other requirements of paragraphs d and e of

subdivision two of section 23-1719, insofar as applicable, and upon such

further terms and conditions as it may establish.

3. If the proposed activity is not contrary to the policy of this

title, or of any provision thereof, the department may permit the

activity to continue during the moratorium, provided that permission may

be revoked by the department if its terms are violated, and provided,

further, that any such hardship permit issued by the department shall be

in addition to, and not in lieu of such certification as may be required

by any municipality within the jurisdiction of which such proposed

activity will be undertaken. Cost of application and hearing shall be

assessed against the applicant.

§ 23-1723 — Judicial review

Judicial review.

Review under this title may be had in a proceeding under article

seventy-eight of the civil practice law and rules at the instance of any

person aggrieved.

§ 23-1725 — Preservation of jurisdiction of public service commission; consultation and coordination with commission and energy office

Preservation of jurisdiction of public service commission;

consultation and coordination with commission and energy

office.

Except herein as specifically provided with regard to the public

safety, as legislatively determined, this title shall not otherwise

affect the jurisdiction of the public service commission in the

performance of its statutory responsibilities with regard to the

regulation of utilities, the setting of rates, and other aspects of its

jurisdiction. The department shall consult on a continuing basis with

the public service commission and the state energy office, if

established, in the administration of this title, and shall coordinate

its administration thereof with those agencies in the interests of

coordinated state energy policy.

§ 23-1727 — Severability

Severability.

If any part of this title or the application thereof to any person or

circumstances shall be adjudged to be invalid by a court of competent

jurisdiction, such order or judgment shall be confined in its

applicability to the controversy in which it was rendered, and not

affect or invalidate the remainder of any provision of any section or

subdivision hereof or the application of any part of the act so

interpreted, or otherwise, to any other person or circumstance, and to

this end the provisions of each section of the act, and of subdivisions

and parts thereof, are hereby declared to be separable.

TITLE 19 Oil, Gas and Solution Mining Regulation and Reclamation Fee

§ 23-1901 — Construction of title

Construction of title.

1. Nothing contained herein shall release a person from any obligation

imposed by the provisions of this article or rules and regulations

promulgated thereunder.

2. This title shall supersede all other laws enacted by local

governments or agencies concerning the imposition of a fee relating to

circumstances described in this title. Nothing in the preceding sentence

or in this title shall be construed as superseding or in any way

limiting the right of any local government to impose real property taxes

pursuant to the real property tax law.

3. Except as otherwise provided in subdivision 4 of this section, the

following owners shall not be subject to the fees imposed in this title:

a. The United States of America or any of its agencies or

instrumentalities;

b. The state of New York or any of its agencies; and

c. Local Agencies.

4. Agencies shall be subject to the fees imposed in this title when

such agencies produce oil or gas, or engage in solution mining, for sale

or exchange.

§ 23-1903 — Imposition of oil, gas and solution mining regulation and reclamation fees

Imposition of oil, gas and solution mining regulation and

reclamation fees.

1. When a permit is granted to a person by the department pursuant to

section 23-0305 of this article to drill a well or when a person

converts a well to one subject to the oil, gas and solution mining law,

such person shall pay to the department:

a. A one hundred dollar fee to be credited to the oil and gas account

established under chapter fifty-eight of the laws of nineteen hundred

eighty-two; and

b. A fee in accordance with the depth drilled or expected to be

drilled as set forth below:

0- 500ft. - $ 190

501- 1000ft. - $ 380

1001- 1500ft. - $ 570

1501- 2000ft. - $ 760

2001- 2500ft. - $ 950

2501- 3000ft. - $1,140

3001- 3500ft. - $1,330

3501- 4000ft. - $1,520

4001- 4500ft. - $1,710

4501- 5000ft. - $1,900

5001- 5500ft. - $2,090

5501- 6000ft. - $2,280

6001- 6500ft. - $2,470

6501- 7000ft. - $2,660

7001- 7500ft. - $2,850

7501- 8000ft. - $3,040

8001- 8500ft. - $3,230

8501- 9000ft. - $3,420

9001- 9500ft. - $3,610

9501-10,000ft.- $3,800

over 10,000ft.- $3,800 plus $190 for each incremental 500

feet of depth over 10,000 feet.

A person who has paid the fees described shall not be required to pay

any additional fee for a well conversion. The fee for well deepening

permits pertaining to wells for which a well drilling permit was issued

after August twenty-fifth, nineteen hundred eighty-one, shall be

calculated on the basis of the additional depth drilled.

In the event the actual depth drilled exceeds the depth expected to be

drilled, an additional amount shall be paid such that the total fee paid

shall be in accordance with the schedule set forth in this paragraph.

2. Upon requesting from the department any determination under the

Natural Gas Policy Act, such person shall pay a fifty dollar fee per

well for each such determination.

3. The department shall have the authority to establish reasonable

fees by rule for closed-loop boreholes deeper than five hundred feet

below the earth's surface pursuant to subdivision fifteen of section

23-0305 of this article to be credited to the oil and gas account

established under chapter fifty-eight of the laws of nineteen hundred

eighty-two for the purposes of environmental protection or greenhouse

gas emission reduction.

TITLE 21 Interstate Compact to Conserve Oil and Gas

§ 23-2101 — Interstate Compact to Conserve Oil and Gas

Interstate Compact to Conserve Oil and Gas.

1. The Interstate Compact to Conserve Oil and Gas, as first enacted by

chapter 501 of the laws of 1941, and as re-enacted by chapter 263 of the

laws of 1963, is hereby continued as follows:

INTERSTATE COMPACT TO CONSERVE OIL AND GAS

ARTICLE I

This agreement may become effective within any compacting state at any

time as prescribed by that state, and shall become effective within

those states ratifying it whenever any three of the states of Texas,

Oklahoma, California, Kansas and New Mexico have ratified and Congress

has given its consent. Any oil-producing state may become a party

thereto as hereinafter provided.

ARTICLE II

The purpose of this compact is to conserve oil and gas by the

prevention of physical waste thereof from any cause.

ARTICLE III

Each state bound hereby agrees that within a reasonable time it will

enact laws, or if laws have been enacted, then it agrees to continue the

same in force, to accomplish within reasonable limits the prevention of:

(a) The operation of any oil well with an inefficient gas-oil ratio.

(b) The drowning with water of any stratum capable of producing oil or

gas, or both oil and gas in paying quantities.

(c) The avoidable escape into the open air of the wasteful burning of

gas from a natural gas well.

(d) The creation of unnecessary fire hazards.

(e) The drilling, equipping, locating, spacing or operating of a well

or wells so as to bring about physical waste of oil or gas or loss in

the ultimate recovery thereof.

(f) The inefficient, excessive or improper use of the reservoir energy

in producing any well.

The enumeration of the foregoing subjects shall not limit the scope of

the authority of any state.

ARTICLE IV

Each state bound hereby agrees that it will, within a reasonable time,

enact statutes, or if such statutes have been enacted then that it will

continue the same in force, providing in effect that oil produced in

violation of its valid oil and/or gas conservation statutes or any valid

rule, order or regulation promulgated thereunder, shall be denied access

to commerce; and providing for stringent penalties for the waste of

either oil or gas.

ARTICLE V

It is not the purpose of this compact to authorize the states joining

herein to limit the production of oil or gas for the purpose of

stabilizing or fixing the price thereof, or create or perpetuate

monopoly, or to promote regimentation, but is limited to the purpose of

conserving oil and gas and preventing the avoidable waste thereof within

reasonable limitations.

ARTICLE VI

Each state joining herein shall appoint one representative to a

commission hereby constituted and designated as THE INTERSTATE OIL

COMPACT COMMISSION, the duty of which said Commission shall be to make

inquiry and ascertain from time to time such methods, practices,

circumstances and conditions as may be disclosed for bringing about

conservation and at such intervals as said commission deems beneficial

it shall report its findings and recommendations to the several states

for adoption or rejection.

The commission shall have power to recommend the coordination of the

exercise of the police powers of the several states within their several

jurisdictions to promote the maximum ultimate recovery from the

petroleum reserves of said states, and to recommend measures for the

maximum ultimate recovery of oil and gas. Said Commission shall organize

and adopt suitable rules and regulations for the conduct of its

business.

No action shall be taken by the Commission except:

(a) By the affirmative votes of the majority of the whole number of

the compacting states, represented at any meeting, and

(b) By a concurring vote of a majority in interest of the compacting

states at said meeting, such interest to be determined as follows:

Such vote of each state shall be in the decimal proportion fixed by

the ratio of its daily average production during the preceding calendar

half-year to the daily average production of the compacting states

during said period.

ARTICLE VII

No state by joining herein shall become financially obligated to any

other state, nor shall the breach of the terms hereof by any state

subject such state to financial responsibility to the other states

joining herein.

ARTICLE VIII

This compact shall expire September 1, 1937, but any state joining

herein may, upon sixty (60) days notice, withdraw herefrom. The

representatives of the signatory states have signed this agreement in a

single original which shall be deposited in the archives of the

Department of State of the United States, and a duly certified copy

shall be forwarded to the Governor of each of the signatory states.

This compact shall become effective when ratified and approved as

provided in Article I of this compact. Any oil-producing state may

become a party hereto by affixing its signature to a counterpart to be

similarly deposited, certified and ratified.

Done in the City of Dallas, Texas, this sixteenth day of February,

1935.

E. W. MARLAND

The Governor of the State of Oklahoma

JAMES V. ALLRED

The Governor of the State of Texas

R. L. PATTERSON

For the State of California

FRANK VESELY

E. H. WELLS

HUGH BURCH

HIRAM M. DOW

For the State of New Mexico

The following representatives recommend to their respective Governors

and Legislatures the ratification of the foregoing agreement:

JOHN W. OLVEY

of Arkansas

WARWICK M. DOWNING

of Colorado

WILLIAM BELL

of Illinois

GORDON E. VAN EENANAAM

GERALD COTTER

of Michigan

RALPH J. PRYOR

E. B. SHAWVER

T. C. JOHNSON

of Kansas

2. The Governor of this state is authorized and empowered, on behalf

of the state, to execute agreements for the further extension of the

operation of such compact and to determine if and when it shall be for

the best interests of this state to withdraw from such compact upon

sixty days' notice as provided therein. In the event the Governor shall

determine that the state should withdraw from such compact, he shall

have full power and authority to give necessary notice and to take any

and all steps necessary and proper to effect the withdrawal of this

state from such compact.

3. The Commissioner shall be the official representative of this state

on the Interstate Oil Compact Commission. At the direction of the

commissioner, any other officer or employee of the department may serve

as substitute representative in the place and stead of the commissioner.

The commissioner shall consult and coordinate with the president of the

New York state energy research and development authority on issues

relating to state energy policy.

4. The Interstate Oil Compact Commission shall submit annually in

accordance with the laws and practices of this state, to the department,

for study and consideration an estimate of moneys required to

administer, manage and support the commission during the ensuing fiscal

year. Such estimate shall include any request for appropriation of funds

by New York and shall be accompanied by a tabulation of similar requests

which the commission expects to make to each other member state and the

formula or factors upon which such respective requests are based.

5. The department shall include a suitable item or items of estimated

expenditures for the Interstate Oil Compact Commission in the budget

estimates of the department.

6. The State Comptroller is hereby authorized and empowered from time

to time to examine the accounts and books of the commission, including

its receipts, disbursements and such other items referring to its

financial standing as such Comptroller may deem proper and to report the

results of such examination to the Governor.

7. No provision of the Conservation Law, and no provision of the

Environmental Conservation Law, if such provision of the Environmental

Conservation Law was derived from a provision of the Conservation Law,

which is inconsistent with the provisions of the Interstate Compact to

Conserve Oil and Gas shall be applicable to the Interstate Oil Compact

Commission or to any matter governed by the Interstate Compact to

Conserve Oil and Gas.

8. Nothing in this section is intended or shall be construed to

prevent or prohibit the production of oil by water induction methods

commonly called water flooding nor to require or necessitate the

enactment of conservation statutes unless and until the Legislature

shall determine by law that such statutes are advisable or necessary to

prevent the physical waste of oil or gas.

9. The commissioner shall make such reports to the Interstate Oil

Compact Commission and the Governor as he deems appropriate.

10. When the Governor on behalf of the state, executes any agreement

for the extension of the operation of the compact herein set forth, he

shall affix his signature thereto under a recital that such agreement is

executed pursuant to the provisions of the compact, subject to the

limitations and qualifications which are contained in the several

subdivisions of this section and are in aid and furtherance thereof.

TITLE 23 Rerefining of Used Oil

§ 23-2301 — Definitions

Definitions.

For the purposes of this title:

1. The term "used oil" means all petroleum-based lubricating oils

which have through use been contaminated by physical or chemical

impurities which have not been removed by subsequent rerefining;

2. The term "rerefined oil" means used oil which has been refined to

remove the physical and chemical contaminants so that it shall be

suitable for lube stock or fuel oil acquired through use, which by

itself or when blended with new oil or additives is substantially

equivalent or superior to new oil intended for the same purposes, as

specified in the American Petroleum Institute's engine service

classifications;

3. The term "new oil" means all oil which has been refined from virgin

oil and may or may not contain additives, but has never been used, and

does not include used oil or rerefined oil;

4. The term "lubricating oil" means all petroleum-based oil which:

a. is suitable for use as a lubricant, or

b. is sold for use as a lubricant, and

c. is not consumed in normal use;

5. The term "fuel oil" means all oil which has been refined,

rerefined, or otherwise processed for the purpose of being burned to

produce heat;

6. The term "on-premises oil changing operation" means any

establishment that drains or collects used oil and replaces the used oil

with new or rerefined lubricating oil;

7. The term "service establishment" means every automobile service

station including gas only outlets and any other retail outlet and boat

marina selling at least five hundred gallons of lubricating oil annually

and having an on-premises oil changing operation;

8. The term "used oil collector" means any waste transporter as

defined in title three of article twenty-seven of this chapter who

controls a system which functions to retrieve or collect used oil for

sale or transfer to oil rerefining facilities, or for other methods of

disposal, but shall not include service establishments;

9. The term "rerefiner" means any person who rerefines used oil to

remove its physical and chemical contaminants; and

10. The term "disposal" means the discharge, deposit, injection,

dumping, spilling, leaking or placing of any used oil into or on any

land or water so that such used oil or any related constituent thereof

may enter the environment or be emitted into the air or discharged into

any waters of the state including groundwaters thereof. Disposal shall

include the incineration of used oil and the burning of used oil for the

purpose of recovering usable energy.

11. The term "retail establishment" means every vendor that sells

lubricating oil at retail in quantities in excess of one thousand

gallons per year.

§ 23-2303 — Official encouragement for the use of rerefined oil

Official encouragement for the use of rerefined oil.

All state and local officials shall act within their authority to

encourage the use of rerefined oil. Such action shall include, but not

be limited to:

1. Review of any laws, rules and regulations, ordinances or

specifications which exclude the use of rerefined oil products that meet

the standards as specified in the American Petroleum Institute's engine

service classifications for oil products; and

2. Educating the private sectors of the economy as to the merits of

rerefined oil, and the need for its use in order to reduce the drain on

the nation's oil reserves and minimize the disposal of used oil in ways

harmful to the environment.

§ 23-2305 — Regulations of the commissioner

Regulations of the commissioner.

The commissioner shall, after holding a public hearing with due

notice, promulgate rules and regulations governing used oil collectors

and rerefiners, in conformance with article twenty-seven of this

chapter, to carry out the requirements of this title.

§ 23-2307 — Used oil retention facilities required; installation and maintenance; posting of notice

Used oil retention facilities required; installation and

maintenance; posting of notice.

1. Service establishments. a. Every service establishment, and every

other person, industrial operation, airport, trucking terminal, state or

local government facility generating at least five hundred gallons of

used oil annually, shall, no later than September first, nineteen

hundred seventy-nine, provide and maintain used oil retention

facilities, properly sheltered and protected to prevent spillage,

seepage or discharge of used oil into storm or sanitary sewers or into

or on any lands or waters of the state including groundwaters thereof.

The used oil shall be periodically removed from the retention facility

by a waste transporter duly permitted by the department under the

provisions of title three of article twenty-seven of this chapter.

Waste transporters may dispose of used oil only by delivery to a

rerefiner except where otherwise permitted by the commissioner. Rules

and regulations defining proper design and maintenance of a retention

facility may be promulgated by the commissioner.

b. An owner or an employee of every service establishment who is

present on the premises shall be required to accept during the normal

business hours of the establishment and at no charge, used oil in

quantities not exceeding five gallons per day from any individual;

provided, however, this requirement to accept does not apply if the

petroleum-based lubricating oil brought to the establishment is

determined to have been contaminated through other than ordinary and

normal use, and does not apply if the used oil retention facility is

temporarily filled to capacity; and provided further that such

establishment need only accept used oil in screw-top, rigid, closed

containers. No such establishment shall impose upon a customer a

separate charge or fee for accepting or disposing of used oil; nor shall

such establishment impose any charge upon any individual who is not a

customer for such service.

c. Every service establishment shall post a conspicuous sign, open to

public view, stating: "WE ACCEPT USED OIL FOR RECYCLING AT NO CHARGE".

Such establishment may additionally state, on the same sign or an

additional sign, that used oil is accepted only during normal business

hours and may state such hours.

2. Retail establishments. a. Unless exempted, every retail

establishment shall provide and maintain used oil retention facilities,

properly sheltered and protected to prevent spillage, seepage or

discharge of used oil into storm or sanitary sewers or into or on any

lands or waters of the state including groundwater thereof. The used oil

shall be periodically removed from the retention facility by a waste

transporter duly permitted by the department under the provisions of

title three of article twenty-seven of this chapter. Waste transporters

may dispose of used oil only by delivery to a rerefiner except where

otherwise permitted by the commissioner. Rules and regulations defining

proper design and maintenance of a retention facility may be promulgated

by the commissioner.

b. Every retail establishment shall be required to accept at no

charge, used oil in quantities not exceeding five gallons per day from

any individual during normal business hours of the establishment;

provided, however, this requirement to accept does not apply if the

petroleum-based lubricating oil brought to the establishment is

determined to have been contaminated through other than ordinary and

normal use; and provided further, that such establishment need only

accept used oil in screw-top, rigid, closed containers.

c. Exemptions. Pursuant to rules and regulations promulgated by the

department for the implementation of this section, a retail

establishment shall not be required to accept used oil if:

(1) the used oil retention facility is temporarily filled to capacity;

or

(2) the retail establishment has a current contract with another

retail establishment, municipality or service establishment with an

on-premises used oil retention facility, for the collection of the

contracting retail establishment's used lubricating oil. In counties or

cities with a population of one million or more the distance between

such contracting retail establishment and the contractor shall not

exceed eight miles. In all other areas of the state the contracting

retail establishment and the contractor shall be within the same or

adjacent towns or cities; or

(3) the retail establishment has been granted a hardship waiver by the

commissioner for the inability to comply with this section.

d. Signs required. (1) Every retail establishment with an on-premises

used oil retention facility shall post a conspicuous sign, open to

public view, stating "WE ACCEPT USED OIL FOR RECYCLING AT NO CHARGE".

Such establishment may additionally state, on the same sign or an

additional sign, that used oil is accepted only during normal business

hours, and may state such hours.

(2) Every retail establishment that contracts with another retail

establishment or service establishment, shall post a conspicuous sign,

open to the public view stating: "USED OIL FOR RECYCLING WILL BE

ACCEPTED BY (name of contracted establishment) AT (Address of contracted

establishment) AT NO CHARGE". Such establishment may additionally state,

on the same sign or an additional sign, that used oil is accepted only

during normal business hours of the contracted establishment, and may

state such hours.

3. For the purposes of this section, so long as a service or retail

establishment shall maintain its used oil retention facilities in

compliance with the provisions of this section and any rules and

regulations promulgated hereunder and shall deliver collected quantities

of used oil to a duly permitted waste transporter or dispose of the used

oil as otherwise authorized or permitted by the commissioner, such

service establishment shall be exempt from the provisions of titles

seven and nine of article twenty-seven and article seventy-two of this

chapter.

§ 23-2308 — Prohibited disposal of used oil

Prohibited disposal of used oil.

1. No person shall engage in the improper disposal of used oil. Used

oil shall only be deposited in an available used oil retention facility

or disposed of as otherwise authorized or permitted by the commissioner.

The provisions of this section shall not apply to the use of used oil

for maintenance or lubrication of agricultural equipment.

2. No person shall sell or offer for sale a used oil disposal kit or

product which is comprised of absorbent material into which the

lubricating oil from a vehicle is drained when performing an oil change

and which is intended for disposal into the solid waste stream rather

than for reuse or recycling.

§ 23-2309 — Records

Records.

Every used oil collector and rerefiner shall maintain complete

records, in conformance with article twenty-seven of this chapter.

§ 23-2311 — Reports

Reports.

The commissioner shall in consultation with the commissioners of the

state energy office and transportation, submit a report to the governor

and legislature not later than April first of each year, containing, but

not limited to, the following information:

1. The amount of lubricating oil sold throughout the state in the

previous year;

2. The amount and location of used oil collected and the amount

received in the previous year;

3. The significance of used oil as a contributor to air and water

pollution and other environmental problems;

4. The problems of the oil rerefining industry in carrying out the

purposes of this title, and possible solutions thereto, including but

not limited to, new technological requirements, marketing techniques and

deficiencies and suggested tax incentive programs;

5. The estimated impact which the provisions of this title and other

relevant provisions of law have had upon the conservation of petroleum

resources; and

6. Proposals for further legislative action to aid in carrying out the

purposes of this title.

TITLE 24 New York State Oil Energy Conservation Program

§ 23-2401 — Legislative intent

Legislative intent.

The legislature finds and declares that the conservation of the

state's oil reserves will be of broad benefit to the state. Through

utilization of modern well closure technologies, oil will be conserved

for the state's future. The legislature further finds that such closure

will provide an increased supply of high grade crude oil used for the

development of advanced lubricants which are crucial in the promotion of

the use of high efficiency engines. In recognition of the potential

energy conservation benefits to be accrued from the closure of such

wells, the legislature declares that a program directed toward the

implementation of modern well closure technologies on abandoned oil

wells will provide energy, economic and environmental benefits to the

state.

§ 23-2402 — New York state oil energy conservation program

New York state oil energy conservation program.

1. The department shall actively implement a modern oil well closure

technologies program which shall assist in the implementation of closure

technologies on abandoned oil wells and well fields in the state. The

program shall:

a. promote the implementation of plugging closure technologies on

abandoned oil wells; and

b. identify special needs and problems facing firms implementing well

plugging technologies on abandoned oil wells and recommend approaches

and solutions to address such identified needs and problems.

2. The program shall provide for grants for programs of oil well

plugging on abandoned oil wells by persons, firms, or corporations

located in the state of New York.

3. Applications for grants under this program shall be evaluated based

upon the following criteria:

a. the technical feasibility of the proposals;

b. the energy conservation potential of such applications;

c. the extent such closure will provide for high grade crude oil

utilized for the development of high efficiency lubricants;

d. the environmental benefits to be accrued from the utilization of

such technologies; and

e. the possibilities for dissemination of the closure technologies to

other firms.

4. The department, in carrying out the provisions of this title, shall

coordinate, where feasible, with the state energy office.

TITLE 27 New York State Mined Land Reclamation Law

§ 23-2701 — Short title

Short title.

This title shall be known and may be cited as the "New York State

Mined Land Reclamation Law".

§ 23-2703 — Declaration of policy

Declaration of policy.

1. The legislature hereby declares that it is the policy of this state

to foster and encourage the development of an economically sound and

stable mining industry, and the orderly development of domestic mineral

resources and reserves necessary to assure satisfaction of economic

needs compatible with sound environmental management practices. The

legislature further declares it to be the policy of this state to

provide for the management and planning for the use of these

non-renewable natural resources and to provide, in conjunction with such

mining operations, for reclamation of affected lands; to encourage

productive use including but not restricted to the planting of forests,

the planting of crops for harvest, the seeding of grass and legumes for

grazing purposes, the protection and enhancement of wildlife and aquatic

resources, the establishment of recreational, home, commercial, and

industrial sites; to provide for the conservation, development,

utilization, management and appropriate use of all the natural resources

of such areas for compatible multiple purposes; to prevent pollution; to

protect and perpetuate the taxable value of property; to protect the

health, safety and general welfare of the people, as well as the natural

beauty and aesthetic values in the affected areas of the state.

2. For the purposes stated herein, this title shall supersede all

other state and local laws relating to the extractive mining industry;

provided, however, that nothing in this title shall be construed to

prevent any local government from:

a. enacting or enforcing local laws or ordinances of general

applicability, except that such local laws or ordinances shall not

regulate mining and/or reclamation activities regulated by state

statute, regulation, or permit; or

b. enacting or enforcing local zoning ordinances or laws which

determine permissible uses in zoning districts. Where mining is

designated a permissible use in a zoning district and allowed by special

use permit, conditions placed on such special use permits shall be

limited to the following:

(i) ingress and egress to public thoroughfares controlled by the local

government;

(ii) routing of mineral transport vehicles on roads controlled by the

local government;

(iii) requirements and conditions as specified in the permit issued by

the department under this title concerning setback from property

boundaries and public thoroughfare rights-of-way natural or man-made

barriers to restrict access, if required, dust control and hours of

operation, when such requirements and conditions are established

pursuant to subdivision three of section 23-2711 of this title;

(iv) enforcement of reclamation requirements contained in mined land

reclamation permits issued by the state; or

c. enacting or enforcing local laws or ordinances regulating mining or

the reclamation of mines not required to be permitted by the state; or

d. enacting or enforcing local laws or ordinances requiring the

monitoring of groundwater impacts resulting from mining or the

reclamation of mines within counties with a population of one million or

more which draw their primary source of drinking water for a majority of

county residents from a designated sole source aquifer.

3. No agency of this state shall consider an application for a permit

to mine as complete or process such application for a permit to mine

pursuant to this title, within counties with a population of one million

or more which draw their primary source of drinking water for a majority

of county residents from a designated sole source aquifer, if local

zoning laws or ordinances prohibit mining uses within the area proposed

to be mined.

§ 23-2705 — Definitions

Definitions.

As used in this title, unless the context otherwise requires:

1. "Abandoned" means the cessation of mining and reclamation

activities on land affected by mining without prior notification to the

department of such cessation of activities or without describing such

cessation in a mined land-use plan approved by the department, and after

opportunity to be heard.

2. "Affected land" and "land affected by mining" means the sum of that

surface area of land or land under water which: (i) has been disturbed

by mining since April first, nineteen hundred seventy-five and not been

reclaimed, and (ii) is to be disturbed by mining during the term of the

permit to mine.

3. "Applicant" means that person making application to the department

for a mining permit.

4. "Haulageway" means all roads utilized for mining purposes, together

with that area of land over which material is transported, that are

located within the permitted area.

5. "Mine" means any excavation from which a mineral is to be produced

for sale or exchange, or for commercial, industrial or municipal use;

all haulageways and all equipment above, on or below the surface of the

ground used in connection with such excavation, and all lands included

in the life of the mine review by the department.

6. "Mined land-use plan" means a document, consisting of a mining plan

and a reclamation plan, which describes proposals for conduct of the

applicant's mining operation and reclamation of the land to be mined to

achieve the purposes of this title.

7. "Mineral" means any naturally formed, usually inorganic, solid

material located on or below the surface of the earth. For the purposes

of this title, peat and topsoil shall be considered minerals.

8. "Mining" means the extraction of overburden and minerals from the

earth; the preparation and processing of minerals, including any

activities or processes or parts thereof for the extraction or removal

of minerals from their original location and the preparation, washing,

cleaning, crushing, stockpiling or other processing of minerals at the

mine location so as to make them suitable for commercial, industrial, or

construction use; exclusive of manufacturing processes, at the mine

location; the removal of such materials through sale or exchange, or for

commercial, industrial or municipal use; and the disposition of

overburden, tailings and waste at the mine location. "Mining" shall not

include the excavation, removal and disposition of minerals from

construction projects, exclusive of the creation of water bodies, or

excavations in aid of agricultural activities.

9. "Mining plan" means a description of the applicant's mining

operation which shall include maps, plans, written materials and other

documents as required by the department.

10. "Overburden" means all of the earth, vegetation and other

materials which lie above or alongside a mineral deposit.

11. "Permittee" means any person who holds a valid mining permit from

the department for the boundaries of the land identified in the mined

land-use plan.

12. "Person" means any individual, public or private corporation,

political subdivision, government agency, department or bureau of the

state, municipality, industry, partnership, association, firm, trust,

estate or any other legal entity whatsoever.

13. "Person engaged in mining" means a person who is subject to this

title but who is mining without a mining permit issued by the

department.

14. "Reclamation" means the conditioning of the affected land to make

it suitable for any uses or purposes consistent with the provisions of

this title.

15. "Reclamation plan" means a description of operations to be

performed by the applicant to reclaim the land to be mined over the life

of the mine. The reclamation plan shall include maps, plans, the

schedule for reclamation, written material and other documents as

required by the department.

16. "Spoil" means any waste material removed from its natural place in

the process of mining and all waste material directly connected with the

cleaning and preparation of any minerals.

17. "Tailings" means material of inferior quality or value resulting

from the removal, preparation or processing of minerals.

§ 23-2709 — Administration of title

Administration of title.

1. The department shall have and be entitled to exercise the following

powers and duties:

(a) to issue permits in accordance with the criteria set forth in this

article and the rules and regulations promulgated thereunder;

(b) to administer and enforce the provisions of this title and any

rule or regulation promulgated thereunder or order issued pursuant

thereto;

(c) to establish environmental standards and criteria for mining and

reclamation of the affected land to achieve the purposes of this title;

(d) to order, pursuant to section 71-0301 of this chapter, an

immediate suspension of mining or reclamation operations or operations

incidental or appurtenant thereto whenever such operations are being

carried on in violation of this title or of rules, regulations and

orders adopted pursuant thereto;

(e) to conduct investigations and obtain data with respect to research

experiments and demonstrations, and to collect and disseminate

information regarding mining and reclamation;

(f) to accept grants or funds for purposes of administration of this

title and research into the fields of mining and land reclamation;

(g) to cooperate with any other governmental entity to further the

purposes of this title;

(h) to contract with the soil and water conservation district in the

county where a mine is located to achieve the purposes of this title;

(i) to allow, upon agreement by the department and the permittee, the

reclamation of unreclaimed land affected by mining prior to April first,

nineteen hundred seventy-five, as a substitute for reclamation of land

affected by mining after that date, provided that a net environmental

benefit results from such substitution; and

(j) to determine, after notice and an opportunity for a hearing, if a

mining operation has been abandoned.

2. This title shall not apply to the commissioner of general services

acting with respect to lands under water pursuant to the public lands

law.

3. The state geological survey shall be the state agency responsible

for the collection of mineral production information for the state in

association with the United States bureau of mines. The state geological

survey shall also continue to be the state agency responsible for the

conduct of mineral resource investigations and inventories. Such

information shall be made available to the department upon request and

the survey shall have access to any records of the department collected

in conjunction with the administration of this title.

§ 23-2711 — Permits

Permits.

1. After September first, nineteen hundred ninety-one, any person who

mines or proposes to mine from each mine site more than one thousand

tons or seven hundred fifty cubic yards, whichever is less, of minerals

from the earth within twelve successive calendar months or who mines or

proposes to mine over one hundred cubic yards of minerals from or

adjacent to any body of water not subject to the jurisdiction of article

fifteen of this chapter or to the public lands law shall not engage in

such mining unless a permit for such mining operation has been obtained

from the department. A separate permit shall be obtained for each mine

site.

2. Applications for permits may be submitted for annual terms not to

exceed five years. A complete application for a new mining permit shall

contain the following:

(a) completed application forms;

(b) a mined land-use plan;

(c) a statement by the applicant that mining is not prohibited at that

location; and

(d) such additional information as the department may require.

3. Upon receipt of a complete application for a mining permit, for a

property not previously permitted pursuant to this title, a notice shall

be sent by the department, by certified mail, to the chief

administrative officer of the political subdivision in which the

proposed mine is to be located (hereafter, "local government"). Such

notice will be accompanied by copies of all documents which comprise the

complete application and shall state whether the application is a major

project or a minor project as described in article seventy of this

chapter.

(a) The chief administrative officer may make a determination, and

notify the department and applicant, in regard to:

(i) appropriate setbacks from property boundaries or public

thoroughfare rights-of-way,

(ii) manmade or natural barriers designed to restrict access if

needed, and, if affirmative, the type, length, height and location

thereof,

(iii) the control of dust,

(iv) hours of operation, and

(v) whether mining is prohibited at that location.

Any determination made by a local government hereunder shall be

accompanied by supporting documentation justifying the particular

determinations on an individual basis. The chief administrative officer

must provide any determinations, notices and supporting documents

according to the following schedule:

(i) within thirty days after receipt for a major project,

(ii) within thirty days after receipt for a minor project.

(b) If the department finds that the determinations made by the local

government pursuant to paragraph (a) of this subdivision are reasonable

and necessary, the department shall incorporate these into the permit,

if one is issued. If the department does not agree that the

determinations are justifiable, then the department shall provide a

written statement to the local government and the applicant, as to the

reason or reasons why the whole or a part of any of the determinations

was not incorporated.

(c) A proposed mine of five acres or greater total acreage, regardless

of length of the mining period, shall be a major project. The department

shall, by regulation, provide a minimum thirty day public comment period

on all permit applications for mined land reclamation permits classified

as major projects.

4. Upon approval of the application by the department and receipt of

financial security as provided in section 23-2715 of this title, a

permit shall be issued by the department. Upon issuance of a permit by

the department, the department shall forward a copy thereof by certified

mail, to the chief executive officer of the county, town, village, or

city in which the mining operation is located. The department may

include in permits such conditions as may be required to achieve the

purposes of this title.

5. A permit issued pursuant to this title or a certified copy thereof,

must be publicly displayed by the permittee at the mine and must at all

times be visible, legible, and protected from the elements.

6. The department may suspend or revoke a permit to mine for repeated

or willful violation of any of the terms of the permit or provisions of

this title or for repeated or willful deviation from those descriptions

contained in the mined land-use plan. The department may refuse to renew

a permit upon a finding that the permittee is in repeated or willful

violation of any of the terms of the permit, this title or any rule,

regulation, standard, or condition promulgated thereto.

7. Nothing in this title shall be construed as exempting any person

from the provisions of any other law or regulation not otherwise

superseded by this title.

8. Notwithstanding any other provision of law, counties, cities, towns

and villages shall be exempted from the fees for the permit,

application, amendment and renewal required by this article.

9. Counties, cities, towns and villages shall not be required to

obtain a permit if such county, city, town or village mines or proposes

to mine from any mine site less than one thousand tons or seven hundred

fifty cubic yards, whichever is less, of minerals from the earth within

twelve successive calendar months and which does not require a permit

pursuant to title five of article fifteen of this chapter.

10. The applicant, permittee or, in the event no application has been

made or permit issued, the person engaged in mining shall have the

primary obligation to comply with the provisions of this title as well

as the conditions of any permit issued thereunder.

11. Permits issued pursuant to this title shall be renewable. A

complete application for renewal shall contain the following:

(a) completed application forms;

(b) an updated mining plan map consistent with paragraph (a) of

subdivision one of section 23-2713 of this title and including an

identification of the area to be mined during the proposed permit term;

(c) a description of any changes to the mined land-use plan; and

(d) an identification of reclamation accomplished during the existing

permit term.

12. The procedure for transfer of a permit issued pursuant to this

title is the procedure for permit modification pursuant to article

seventy of this chapter.

12-a. (a) Notwithstanding any provision of this section to the

contrary, any person who engages in or proposes to engage in bluestone

mining exploration shall not commence such exploration unless a written

authorization for such exploration has been obtained from the

department. The department may grant an authorization for bluestone

mining exploration for a period of at least one hundred eighty days and

not to exceed one year where the land affected by mining will not exceed

one acre, and is not adjacent to any body of water. Bluestone to be

removed from the site may not exceed five hundred tons in twelve

successive calendar months and any overburden shall remain on the one

acre site at all times. As used in this subdivision, the term

"bluestone" means quartz/feldspathic sandstone of Devonian age, which is

easily separated along bedding planes.

(b) Only persons with five or fewer employees shall be eligible to

apply for an authorization for bluestone mining exploration, provided,

however that a small business shall be eligible to apply on behalf of

such a person. A person may possess no more than five authorizations for

bluestone mining exploration at any one time, and no such authorizations

shall be for adjacent sites. As used in this paragraph, "small business"

means any business which is resident in this state, independently owned

and operated, not dominant in its field, and employing not more than one

hundred individuals.

(c) An application for authorization must be submitted on a form

prescribed by the department at least forty-five days before exploration

and removal of bluestone is expected to commence. The requirements of

such application shall include, but not be limited to, a description of

the proposed activity, a map showing the area to be affected by mining,

with the location of the one acre site on which mining activities are

proposed and a statement that such mining activities conform with local

zoning, copies of any local permits, and measures to control erosion of

sediment and prevent contamination of groundwater or adverse impacts to

aquifers. Upon receipt of a complete application for bluestone mining

exploration authorization, for a property not previously authorized

pursuant to this subdivision, a notice shall be sent by the department,

by certified mail, to the chief administrative officer of the political

subdivision in which the proposed bluestone mine is to be located. Such

notice shall be accompanied by copies of all documents which comprise

the complete application. The chief administrative officer may make a

determination within thirty days after receipt accompanied by supporting

documentation justifying the particular determinations on an individual

basis pursuant to subparagraphs (i), (ii), (iii), (iv) and (v) of

paragraph a of subdivision three of this section.

(d) An authorization for bluestone mining exploration issued pursuant

to this subdivision must be publicly displayed by the holder at the one

acre site and must at all times be visible, legible and protected from

the elements.

(e) The person engaged in bluestone mining exploration shall complete

reclamation, in accordance with requirements set forth by the

department, no later than one year from the date of authorization by the

department unless the person engaged in mining obtains a renewal of the

authorization or a permit pursuant to this title. An authorization

issued pursuant to this section may be renewed for an additional one

year term upon application to the department at least thirty days prior

to the expiration of the authorization. The total authorization period

shall not exceed two years. Before the department may issue a bluestone

mining exploration authorization, the applicant shall furnish acceptable

financial security. Department review of acceptable financial security

shall be governed by the provisions set forth in section 23-2715 of this

title and the regulations promulgated pursuant to such section. There

shall be no fee for such authorization.

(f) On or before March fifteenth, two thousand eight, the department

shall submit a report to the governor and legislature regarding

bluestone mining exploration in the state. Such report shall list the

sites, including locations of sites, and detrimental environmental

impacts, if any, an assessment as to the degree to which the adoption of

this subdivision benefits the environment, as well as an assessment of

the enforcement activities undertaken against individuals authorized

pursuant to this subdivision.

13. The rules and regulations adopted by the department to implement

this title and the provisions of article seventy and rules and

regulations adopted thereunder shall govern permit applications,

renewals, modifications, suspensions and revocations under this title.

§ 23-2713 — Mined land-use plan

Mined land-use plan.

1. All mining and reclamation activities on the affected land shall be

conducted in accordance with an approved mined land-use plan. The

approved mined land-use plan shall consist of both a mining and a

reclamation plan, and any other information which the department deems

necessary in order to achieve the purposes of this title.

(a) The mining plan shall consist of a written and graphic description

of the proposed mining operation, including the boundaries of the land

controlled by the applicant, the outline of potential affected acreage

and the general sequence of areas to be mined through successive permit

terms. The graphic description shall include the location of the mine

and shall identify the land affected by mining after April first,

nineteen hundred seventy-five, including but not limited to areas of

excavation; areas of overburden, tailings, and spoil; areas of topsoil

and mineral stock piles; processing plant areas; haulageways; shipping

and storage areas; drainage features and water impoundments. The written

description of the plan shall include the applicant's mining method and

measures to be taken to minimize adverse environmental impacts resulting

from the mining operation.

(b) The reclamation plan shall consist of a graphic and written

description of the proposed reclamation. The graphic description shall

include maps and cross sections which illustrate the final physical

state of the reclaimed land. The written description of the plan shall

describe the manner in which the affected land is to be reclaimed, and a

schedule for performing such reclamation.

(c) A draft environmental impact statement prepared pursuant to

article eight of this chapter may be submitted in lieu of a mined

land-use plan if the department determines that it conforms to the

requirements of this section and the rules and regulations promulgated

pursuant thereto.

(d) The department may, after notice and an opportunity for a hearing,

impose a reclamation plan in the absence of an approved reclamation plan

or upon a finding of noncompliance with or failure of an approved

reclamation plan.

2. The reclamation of all affected land shall be completed in

accordance with the schedule contained in the approved mined land-use

plan pertaining thereto. The schedule, where possible, shall provide for

orderly, continuing reclamation concurrent with mining. The permittee

shall submit to the department a notice of termination of mining within

thirty days after such termination. Reclamation of the affected land

shall be completed within a two year period after mining is terminated,

as determined by the department, unless the department deems it in the

best interest of the people of the state to allow a longer period for

reclamation. The permittee shall submit to the department a notice of

completion of reclamation within thirty days of such completion. If the

department fails to approve or disapprove the adequacy of reclamation

within ninety days after receipt of the notice of completion of

reclamation, the permittee may notify the department of such failure by

means of certified mail return receipt requested addressed to the

commissioner. If within thirty days after receipt of such notice, the

department fails to mail a decision, the permittee shall be relieved of

the obligation to maintain financial security in respect to reclamation;

provided, however, nothing herein shall relieve the permittee of the

obligation to accomplish adequate reclamation. The permittee shall file

periodic reports at such times as the department shall require,

indicating areas for which reclamation has been completed. The

department shall inspect such areas and notify the permittee whether the

reclamation is in accordance with the approved plan or whether there are

deficiencies that must be corrected.

§ 23-2715 — Financial security for reclamation

Financial security for reclamation.

1. Before the department may issue a permit, the applicant, unless

exempt, shall furnish financial security to ensure the performance of

reclamation as provided in the approved mined land-use plan and naming

the state as beneficiary. Financial security shall be in the form of a

bond from a corporate surety licensed to do business as such in the

state or any other form the department may deem acceptable. Any interest

accruing as a result of such security shall be the exclusive property of

the permittee.

2. The department shall determine the amount, condition, and terms of

the financial security. The amount shall be based upon the estimated

cost of reclaiming the affected land, which shall be based on

information contained in the permit application and upon such

information as an investigation by the department may disclose.

3. The financial security shall remain in full force and effect until

the department has approved the reclamation. At the discretion of the

department, the permittee may secure the release of that portion of the

financial security for affected land on which reclamation has been

completed and approved by the department.

4. If the financial security shall for any reason be cancelled, within

thirty days after receiving notice thereof, the permittee shall provide

a valid replacement under the same conditions as described in this

section. Failure to provide a replacement bond within such period may,

at the discretion of the commissioner, result in the immediate

suspension of the mining permit by the department.

5. If a permit is suspended or revoked, the department may require the

permittee to commence reclamation upon thirty days notice.

6. If the permittee fails to commence or to complete the reclamation

as required, the department may attach the financial security furnished

by the permittee. In any event, the full cost of completing reclamation

shall be the personal liability of the permittee and/or the person

engaged in mining and the department, acting by the attorney general,

may bring suit to recover all costs to secure the reclamation not

covered by the financial security. The materials, machinery, implements

and tools of every description which may be found at the mine, or other

assets of the permittee and/or the person engaged in mining shall be

subject to a lien of the department for the amount expended for

reclamation of affected lands and shall not be removed without the

written consent of the department. Such lien may be foreclosed by the

attorney general in the same manner as a mechanic's lien. Any and all

moneys recovered shall be deposited in the environmental regulatory

account pursuant to section 72-1009 of this chapter.

7. Political subdivisions, municipalities, the United States and any

of its agencies and agencies of the state shall be exempt from the

requirements of this section.

§ 23-2719 — Enforcement

Enforcement.

The provisions of this title and any rules and regulations promulgated

thereunder shall be enforced pursuant to title 13, article 71 of this

chapter.

§ 23-2721 — Judicial review

Judicial review.

Any act, omission, determination or order of the department or of any

officer or employee thereof, pursuant to or within the scope of this

title, may be reviewed in accordance with article seventy-eight of the

civil practice law and rules.

§ 23-2722 — Interstate mining compact

Interstate mining compact.

The "interstate mining compact" is hereby enacted into law and entered

into by this state with all other states legally joining therein in the

form substantially as follows:

THE INTERSTATE MINING COMPACT

ARTICLE I

POLICIES AND PURPOSES

There is created the "interstate mining compact".

1.1 The party states find that:

(a) Mining and the contributions thereof to the economy and well-being

of every state are of basic significance.

(b) The effects of mining on the availability of land, water and other

resources for other uses present special problems which properly can be

approached only with due consideration for the rights and interests of

those engaged in mining, those using or proposing to use these resources

for other purposes, and the public.

(c) Measures for the reduction of the adverse effects of mining on

land, water and other resources may be costly and the devising of means

to deal with them are of both public and private concern.

(d) Such variables as soil structure and composition, physiography,

climatic conditions, and the needs of the public make impracticable the

application to all mining areas of a single standard for the

conservation, adaption, or restoration of mined land, or the development

of mineral and other natural resources, but justifiable requirements of

law and practice relating to the effects of mining on land, water, and

other resources may be reduced in equity or effectiveness unless they

pertain similarly from state to state for all mining operations

similarly situated.

(e) The states are in a position and have the responsibility to assure

that mining shall be conducted in accordance with sound conservation

principles, and with due regard for local conditions.

1.2 The purposes of this compact are to:

(a) Advance the protection and restoration of land, water and other

resources affected by mining.

(b) Assist in the reduction or elimination or counteracting of

pollution or deterioration of land, water and air attributable to

mining.

(c) Encourage, with due recognition of relevant regional, physical,

and other differences, programs in each of the party states which will

achieve comparable results in protecting, conserving, and improving the

usefulness of natural resources, to the end that the most desirable

conduct of mining and related operations may be universally facilitated.

(d) Assist the party states in their efforts to facilitate the use of

land and other resources affected by mining, so that such use may be

consistent with sound land use, public health, and public safety, and to

this end to study and recommend, wherever desirable, techniques for the

improvement, restoration or protection of such land and other resources.

(e) Assist in achieving and maintaining an efficient and productive

mining industry and in increasing economic and other benefits

attributable to mining.

ARTICLE II

DEFINITIONS

As used in this compact, unless the context clearly requires a

different construction:

2.1 "Mining" means the breaking of the surface soil in order to

facilitate or accomplish the extraction or removal of minerals, ores, or

other solid matter, any activity or process constituting all or part of

a process for the extraction or removal of minerals, ores, and other

solid matter from its original location, and the preparation, washing,

cleaning, or other treatment of minerals, ores, or other solid matter so

as to make them suitable for commercial, industrial, or construction

use; but shall not include those aspects of deep mining not having

significant effect on the surface, and shall not include excavation or

grading when conducted solely in aid of on site farming or construction.

2.2 "State" means a state of the United States, the District of

Columbia, and the commonwealth of Puerto Rico, or a territory or

possession of the United States.

ARTICLE III

THE COMMISSION

3.1 There is created the "interstate mining commission". The

commission consists of one voting member from each state. The governor

of each party state shall notify the commission in writing of the member

and any alternates. An alternate may act on behalf of the member only in

the member's absence. The method for selection and the expenses of each

commission member shall be the responsibility of the member's respective

state.

3.2 Each commission member is entitled to one vote. No action of the

commission is binding unless a majority of the total membership cast

their votes in the affirmative.

3.3 The commission shall elect annually from among its members a

chairperson. The commission shall adopt and publish, in convenient form,

by-laws, and policies which are not inconsistent with this compact,

including procedure in regard to notice, conduct and recording of

meetings; access by the public to records; provision of information to

the public; conduct of adjudicatory hearings; and issuance of decisions.

3.4 The commission shall meet at least once annually and shall also

meet upon the call of the chairperson or a commission member.

3.5 All meetings of the commission shall be open to the public with

reasonable advance notice. The commission may, by majority vote, close a

meeting to the public for the purpose of considering sensitive personnel

or legal strategy matters; however, all commission actions and decisions

shall be made in open meetings and appropriately recorded.

3.6 The commission may establish advisory committees for the purpose

of advising the commission on any matters pertaining to mining.

3.7 The office of the commission shall be in a party state. The

commission may appoint or contract for and compensate such limited staff

necessary to carry out its duties and functions. The staff shall serve

at the commission's pleasure with the exception that staff hired as the

result of securing federal funds shall be hired and governed under

applicable federal statutes and regulations. In selecting any staff, the

commission shall assure that the staff has adequate experience and

formal training to carry out the functions assigned to it by the

commission.

3.8 The commission shall:

(a) Receive and act on the petition of a non-party state to become an

eligible state.

(b) Submit an annual report to, and otherwise communicate with, the

governors and the appropriate officers of the legislative bodies of the

commission.

(c) Hear, negotiate, and, as necessary, resolve by final decision

disputes which may arise between the party states regarding this

compact.

ARTICLE IV

BUDGET

4.1 The commission shall submit to each party state a budget of its

estimated expenditures for such period as may be required by the laws of

that party state for presentation to the legislature thereof.

4.2 Each of the commission's budgets of estimated expenditures shall

contain specific recommendations of the amount or amounts to be

appropriated by each of the party states. The total amount of

appropriations requested under any such budget shall be apportioned

among the party states as follows: one-half in equal shares, and the

remainder in proportion to the value of minerals, ores, and other solid

matter mined. In determining such values, the commission shall employ

such available public source or sources of information as, in its

judgment, present the most equitable and accurate comparisons among the

party states. Each of the commission's budgets of estimated expenditures

and requests for appropriations shall indicate the source or sources

used in obtaining information concerning value of minerals, ores, and

other solid matter mined.

4.3 The commission shall keep accurate accounts of all receipts and

disbursements. The receipts and disbursements of the commission shall be

subject to the audit and accounting procedures established under its

by-laws. All receipts and disbursements of funds handled by the

commission shall be audited yearly by a qualified public accountant and

the report of the audit shall be included in and become part of the

annual report of the commission.

4.4 The commission may accept for any of its purposes and functions

and may utilize and dispose of any donations, grants of money,

equipment, supplies, materials and services from any state or the United

States (or any subdivision or agency thereof), or interstate agency, or

from any institution, person, firm or corporation. The nature, amount

and condition, if any, attendant upon any donation or grant accepted or

received by the commission, together with the identity of the donor,

grantor or lender, shall be detailed in the annual report of the

commission.

4.5 The commission is a legal entity separate and distinct from the

party states and is liable for its actions as a separate and distinct

legal entity. Liabilities of the commission are not liabilities of the

party state. Members of the commission are not personally liable for

actions taken by them in their official capacity.

(a) Nothing in this compact alters liability for any act, omission,

course of conduct or liability resulting from any casual or other

relationships.

(b) Any person aggrieved by a final decision of the commission may

obtain judicial review of such decision in any court of jurisdiction by

filing in such court a petition for review within sixty days after the

commission's final decision.

ARTICLE V

POWERS

5.1 In addition to any other powers conferred upon the interstate

mining commission, such commission shall have power to:

(a) Study mining operations, processes and techniques for the purpose

of gaining knowledge concerning the effects of such operation, processes

and techniques on land, soil, water, air, plant and animal life,

recreation, and patterns of community or regional development or change.

(b) Study the conservation, adaption, improvement and restoration of

land and related resources affected by mining.

(c) Make recommendations concerning any aspect or aspects of law or

practice and governmental administration dealing with matters within the

purview of this compact.

(d) Gather and disseminate information relating to any of the matters

within the purview of this compact.

(e) Cooperate with the federal government and any public or private

entities having interest in any subject coming within the purview of

this compact.

(f) Consult, upon the request of a party state and within resources

available therefor, with the officials of such state in respect to any

problems within the purview of this compact.

(g) Study and make recommendations with respect to any practice,

process, techniques, or course of action that may improve the efficiency

of mining or the economic yield from mining operations.

(h) Study and make recommendations relating to the safeguarding of

access to resources which are or may become the subject of mining

operations to the end that the needs of the economy for the products of

mining may not be adversely affected by unplanned or inappropriate use

of land and other resources containing minerals or otherwise connected

with actual or potential mining sites.

ARTICLE VI

STATE PROGRAMS

6.1 Each party state agrees that within a reasonable time, it will

formulate and establish an effective program for the conservation and

use of mined land, by the establishment of standards, enactment of laws,

or the continuing of the same in force, to accomplish:

(a) The protection of the public and the protection of adjoining, and

other, landowners from damage to their lands and the structures and

other property thereon resulting from the conduct of mining operations

or the abandonment or neglect of land and property formerly used in the

conduct of such operations.

(b) The conduct of mining and the handling of refuse and other mining

wastes in ways that will reduce adverse effects on the economic,

residential, recreational or aesthetic value and utility of land and

water.

(c) The institution and maintenance of suitable programs of adaption,

restoration, and rehabilitation of mined lands.

(d) The prevention, abatement and control of water, air and soil

pollution resulting from mining, present, past and future.

ARTICLE VII

ENTRY INTO FORCE AND WITHDRAWAL

7.1 This compact shall enter into force when enacted into law by any

four or more states. Thereafter, this compact shall become effective as

to any other state upon its enactment thereof.

7.2 Any party state may withdraw from this compact by enacting a

statute repealing the same, but no such withdrawal shall take effect

until one year after the withdrawing party state has given notice in

writing of the withdrawal to all other party states. No withdrawal shall

affect any liability already incurred by or chargeable to a party state

prior to the time of such withdrawal.

ARTICLE VIII

EFFECT ON OTHER LAWS

8.1 Nothing within this compact shall be construed to limit, repeal or

supersede any other law of any party state.

ARTICLE IX

SEVERABILITY AND CONSTRUCTION

9.1 The provisions of this compact shall be severable and if any

phrase, clause, sentence or provision of this compact is declared by a

court of competent jurisdiction to be contrary to the constitution of

any participating state or of the United States or the applicability

thereof to any government, agency, person or circumstance is held

invalid, the validity of the remainder of this compact and the

applicability thereof to any government, agency, person or circumstance

shall not be affected thereby. If any provision of this compact shall be

held contrary to the constitution of any state participating therein,

the compact shall remain in full force and effect as to the state

affected as to all severable matters.

9.2 The governor shall appoint one member and one alternate member to

represent New York's interests on the interstate mining commission.

§ 23-2723 — Severability

Severability.

The provisions of this title shall be severable and if any phrase,

clause, sentence or provision of this title, or the applicability

thereof to any person or circumstance shall be held invalid, the

remainder of this title and the application thereof shall not be

affected thereby.

ARTICLE 24 Freshwater Wetlands

TITLE 1 General Provisions and Public Policy

§ 24-0101 — Short title

Short title.

This article shall be known as the "Freshwater Wetlands Act".

§ 24-0103 — Declaration of policy

Declaration of policy.

It is declared to be the public policy of the state to preserve,

protect and conserve freshwater wetlands and the benefits derived

therefrom, to prevent the despoliation and destruction of freshwater

wetlands, and to regulate use and development of such wetlands to secure

the natural benefits of freshwater wetlands, consistent with the general

welfare and beneficial economic, social and agricultural development of

the state.

§ 24-0105 — Statement of findings

Statement of findings.

1. The freshwater wetlands of the state of New York are invaluable

resources for flood protection, wildlife habitat, open space, climate

change mitigation through the accumulation and storage of large amounts

of carbon, and water resources.

2. Considerable acreage of freshwater wetlands in the state of New

York has been lost, despoiled or impaired by unregulated draining,

dredging, filling, excavating, building, pollution or other activities

inconsistent with the natural uses of such areas. Freshwater wetlands

are in jeopardy of being lost, despoiled or impaired by such activities

and because of the recent curtailment of federal wetland protections.

3. Recurrent flooding aggravated or caused by the loss of freshwater

wetlands has serious effects upon natural ecosystems and communities.

The increasing severity and duration of storm-related flooding due to

climate change, which has caused billions of dollars of property damage

across the state, makes protection of all freshwater wetlands in the

state of vital importance.

4. Freshwater wetlands conservation is a matter of state concern since

a wetland in one region is affected by acts on rivers, streams and

wetlands of other regions.

5. The natural systems affecting freshwater wetlands overlap many

localities. While many local governments individually have enacted

ordinances to conserve freshwater wetlands and to reduce flood hazards

and losses, effective freshwater wetlands management requires uniformity

in laws to eliminate inconsistent or conflicting local laws. One

locality alone lacks adequate jurisdiction to protect itself from misuse

or neglect of adjacent localities.

6. Freshwater wetlands are an integral part of the unique scenic,

aesthetic, wildlife, recreational, open space, ecological and natural

resources of the Adirondack park and are recognized and protected by the

Adirondack park agency act. The act provides a mechanism for the

regulation of Adirondack wetlands by the Adirondack park agency and

local governments which is consistent with both the state interest in

the preservation and development of the park area and the state policy

to preserve, protect and conserve freshwater wetlands expressed in this

article.

7. Any loss of freshwater wetlands deprives the people of the state of

some or all of the many and multiple benefits to be derived from

wetlands, to wit:

(a) flood and storm control by the hydrologic absorption and storage

capacity of freshwater wetlands;

(b) wildlife habitat by providing breeding, nesting and feeding

grounds and cover for many forms of wildlife, wildfowl and shorebirds,

including migratory wildfowl and rare, endangered or threatened species,

fish, reptiles and amphibians, insects and other invertebrates;

(c) protection of subsurface water resources and provision for

valuable watersheds and recharging ground water supplies;

(d) recreation by providing areas for hunting, fishing, boating,

hiking, bird watching, photography, camping and other uses;

(e) pollution treatment by serving as biological and chemical

oxidation basins and carbon sinks;

(f) erosion control by serving as sedimentation areas and filtering

basins, absorbing silt and organic matter and protecting channels and

harbors;

(g) education and scientific research by providing readily accessible

outdoor bio-physical laboratories, living classrooms and vast training

and education resources;

(h) open space and aesthetic appreciation by providing often the only

remaining open areas along crowded river fronts and coastal Great Lakes

regions;

(i) sources of nutrients in freshwater food cycles and nursery grounds

and sanctuaries for freshwater fish;

(j) preservation of plant species that are rare, endangered or

threatened, or exploitably vulnerable as defined in section 9-1503 of

this chapter; and

(k) preservation of communities of plants and animals that are deemed

by the commissioner to be rare in the state or in a region of the state.

8. Regulation of freshwater wetlands, in accordance with the

agricultural exemption established in title seven hereof, is consistent

with the legitimate interests of farmers and other landowners to graze

and water livestock, make reasonable use of water resources, harvest

natural products of the wetlands, selectively cut timber and otherwise

engage in the use of land for agricultural production.

§ 24-0107 — Definitions

Definitions.

1. * "Freshwater wetlands" means lands and waters of the state, that

are not tidal wetlands as defined in subdivision one of section 25-0103

of this chapter, that have an area of at least twelve and four-tenths

acres or, if less than twelve and four-tenths acres in size, are of

unusual importance, and which contain any or all of the following:

* NB Effective until January 1, 2028

* "Freshwater wetlands" means lands and waters of the state, that are

not tidal wetlands as defined in subdivision one of section 25-0103 of

this chapter, that have an area of at least seven and four-tenths acres

or, if less than seven and four-tenths acres in size, are of unusual

importance, and which contain any or all of the following:

* NB Effective January 1, 2028

(a) lands and submerged lands commonly called marshes, swamps,

sloughs, bogs, and flats supporting aquatic or semi-aquatic vegetation

of the following types:

(1) wetland trees, which depend upon seasonal or permanent flooding or

sufficiently water-logged soils to give them a competitive advantage

over other trees; including, among others, red maple (Acer rubrum),

willows (Salix spp.), black spruce (Picea mariana); swamp white oak

(Quercus bicolor), red ash (Fraxinus pennsylvanica), black ash (Fraxinus

nigra), silver maple (Acer saccharinum), American elm (Ulmus americana),

and Larch (Larix laricina);

(2) wetland shrubs, which depend upon seasonal or permanent flooding

or sufficiently water-logged soils to give them a competitive advantage

over other shrubs; including, among others, alder (Alnus spp.),

buttonbush (Cephalanthus occidentalis), bog rosemary (Andromeda

glaucophylla), dogwoods (Cornus spp.), and leatherleaf (Chamaedaphne

calyculata);

(3) emergent vegetation, including, among others, cattails (Typha

spp.), pickerelweed (Pontederia cordata), bulrushes (Scirpus spp.),

arrow arum (Peltandra virginica), arrowheads (Sagittaria spp.), reed

(Phragmites communis), wildrice (Zizania aquatica), bur-reeds

(Sparganium spp.), purple loosetrife (Lythrum salicaria), swamp

loosestrife (Decodon verticillatus); and water plantain (Alisma

plantago-aquatica);

(4) rooted, floating-leaved vegetation; including, among others,

water-lily (Nymphaea odorata), water shield (Brasenia schreberi), and

spatterdock (Nuphar spp.);

(5) free-floating vegetation; including, among others, duckweed (Lemna

spp.), big duckweed (Spirodela polyrhiza), and watermeal (Wolffia spp.);

(6) wet meadow vegetation, which depends upon seasonal or permanent

flooding or sufficiently water-logged soils to give it a competitive

advantage over other open land vegetation; including, among others,

sedges (Carex spp.), rushes (Juncus spp.), cattails (Typha spp.), rice

cut-grass (Leersia oryzoides), reed canary grass (Phalaris arundinacea),

swamp loosestrife (Decodon verticillatus), and spikerush (Eleocharis

spp.);

(7) bog mat vegetation; including, among others, sphagnum mosses

(Sphagnum spp.), bog rosemary (Andromeda glaucophylla), leatherleaf

(Chamaedaphne calyculata), pitcher plant (Sarracenia purpurea), and

cranberries (Vaccinium macrocarpon and V. oxycoccos);

(8) submergent vegetation; including, among others, pondweeds

(Potamogeton spp.), naiads (Najas spp.), bladderworts (Utricularia

spp.), wild celery (Vallisneria americana), coontail (Ceratophyllum

demersum), water milfoils (Myriophyllum spp.), muskgrass (Chara spp.),

stonewort (Nitella spp.), water weeds (Elodea spp.), and water smartweed

(Polygonum amphibium);

(b) lands and submerged lands containing remnants of any vegetation

that is not aquatic or semi-aquatic that has died because of wet

conditions over a sufficiently long period, provided that such wet

conditions do not exceed a maximum seasonal water depth of six feet and

provided further that such conditions can be expected to persist

indefinitely, barring human intervention;

(c) lands and waters substantially enclosed by aquatic or semi-aquatic

vegetation as set forth in paragraph (a) of this subdivision or by dead

vegetation as set forth in paragraph (b) of this subdivision, the

regulation of which is necessary to protect and preserve the aquatic and

semi-aquatic vegetation; and

(d) the waters overlying the areas set forth in paragraphs (a) and (b)

of this subdivision and the lands underlying paragraph (c) of this

subdivision.

2. "Freshwater wetlands map" shall mean a map developed by the

department pursuant to section 24-0301 of this article on which are

indicated the boundaries of any freshwater wetlands. Freshwater wetland

maps depict the approximate location of wetlands and are not necessarily

determinative as to whether a permit is required pursuant to section

24-0701 of this article.

3. "Boundaries of a freshwater wetland" shall mean the outer limit of

the vegetation specified in paragraphs (a) and (b) of subdivision one of

this section and of the lands and waters specified in paragraph (c) of

such subdivision.

4. "Local government" shall mean a village, town, city, or county.

5. "State agency" shall mean any state department, bureau, commission,

board or other agency, public authority or public benefit corporation.

6. "Person" means any corporation, firm, partnership, association,

trust, estate, one or more individuals, and any unit of government or

agency or subdivision thereof, including the state.

7. "Board" shall mean the freshwater wetland appeals board.

8. "Pollution" shall mean the presence in the environment of

human-induced conditions, or contaminants in quantities or

characteristics which are or may be injurious to human, plant or

wildlife, or other animal life or to property.

9. "Unusual importance" shall mean a freshwater wetland, regardless of

size, that possesses one or more of the following characteristics as

determined by the department pursuant to regulations:

(a) it is located in a watershed that has experienced significant

flooding in the past, or is expected to experience significant flooding

in the future from severe storm events related to climate change;

(b) it is located within or adjacent to an urban area, as defined by

the United States census bureau;

(c) it contains a plant species occurring in fewer than thirty-five

sites statewide or having fewer than five thousand individuals

statewide;

(d) it contains habitat for an essential behavior of an endangered or

threatened species or a species of special concern as defined under

section 11-0535 of this chapter or listed as a species of greatest

conservation need in New York's wildlife action plan;

(e) it is classified by the department as a Class I wetland;

(f) it was previously classified and mapped by the department as a

wetland of unusual local importance;

(g) it is a vernal pool that is known to be productive for amphibian

breeding;

(h) it is located in an area designated as a floodway on the most

current Digital Flood Insurance Rate Map (DFIRM) produced by the Federal

Emergency Management Agency;

(i) it was previously mapped by the department as a wetland on or

before December thirty-first, two thousand twenty-four;

(j) it has wetland functions and values that are of local or regional

significance; or

(k) it is determined by the commissioner to be of significant

importance to protecting the state's water quality.

10. "Delineation" shall mean a precise representation of a regulated

freshwater wetland as defined in subdivision one of this section.

TITLE 3 Freshwater Wetlands Studies; Notification and Maps

§ 24-0301 — Commissioner's study

Commissioner's study.

1. Except as provided in subdivision three of this section, the

commissioner shall supervise the maintenance of freshwater wetlands

maps, which shall be available to the public for inspection and

examination at the regional office of the department in which the

wetlands are wholly or partly located on the department's website.

Digital files of freshwater wetland maps may also be made available,

upon request, to the clerk of each county, city, town, or village in

which each such wetland or a portion thereof is located. The

commissioner may readjust the map at any time to more accurately depict

the approximate location of wetlands, provided however, that a

description of such changes shall be made available on the department's

website along with the date such changes were made.

2. Except as provided in subdivision three of this section, the

commissioner may, upon their own initiative, and shall, upon a written

request by a landowner whose land or a portion thereof may be included

within a wetland, or upon the written request of another person or

persons or an official body whose interests are shown to be affected,

cause to be delineated the boundary line or lines of a freshwater

wetland or a portion thereof. The commissioner shall undertake to

delineate the boundary of a particular wetland or wetlands, or a

particular part of the boundary thereof only upon a showing by the

applicant therefor of good cause for such delineation and the

establishment of such line. Such delineation shall be effective for a

period of five years from the date of such delineation.

3. The supervision of the maintenance of any freshwater wetlands map

or portion thereof applicable to wetlands within the Adirondack park,

the readjustment and precise delineation of wetland boundary lines and

the other functions and duties ascribed to the commissioner by

subdivisions one and two of this section shall be performed by the

Adirondack park agency, which shall make such maps available for public

inspection and examination at its headquarters and on the agency's

website.

4. There is a rebuttable presumption that mapped and unmapped areas

meeting the definition of a freshwater wetland in this article are

regulated and subject to permit requirements. This presumption may be

rebutted by presenting information to the department that the area does

not meet the definition contained in this article. A wetland delineation

by the department, or a verification by the department of a wetland

delineation by another party, is required to identify the regulated

freshwater wetland boundary in a particular location.

5. By January 1, 2025, in addition to any ongoing aerial photography,

soil surveys or field verifications being conducted by the department,

the department shall accept information from federal government sources,

other state sources, local governments, colleges, universities,

environmental organizations or other private agencies, regarding the

location of freshwater wetlands.

6. By January 1, 2025, the department shall make educational materials

available on its website to inform landowners and local governments of

the process for determining how to identify freshwater wetlands.

TITLE 5 Local Implementation

§ 24-0501 — Local freshwater wetlands protection procedures

Local freshwater wetlands protection procedures.

1. On or after September 1, 1975, each local government may adopt,

amend, and implement a freshwater wetlands protection law or ordinance

in accordance with this article to be applicable to all freshwater

wetlands wholly or partially within its jurisdiction. No freshwater

wetlands protection law or ordinance adopted by a county pursuant to

this section shall be applicable within the boundaries of any city, town

or village which has adopted and is implementing a local freshwater

wetlands protection law or ordinance consistent with this article.

2. Said freshwater wetlands protection law or ordinance may be in such

form and with such procedures prescribed as may be determined by the

local government adopting the same, or it may set forth the procedures

and concepts contained in this article; provided, however, that no local

freshwater wetlands protection law or ordinance enacted pursuant to

subdivision one hereof shall be less protective of freshwater wetlands

or effectiveness of administrative and judicial review, than the

procedures set forth in this article, nor shall such local law or

ordinance affect the activities exempted from permit by section 24-0701

of title seven hereof.

3. Adoption by a local government, pursuant to this article, of a

local freshwater wetlands protection law or ordinance by reference to

the procedures and concepts set forth herein shall be sufficient if

reference is made to the procedures and concepts of this article with

exceptions, additions, and modifications thereto noted; and the

adoption, once effected, shall include subsequent statutory amendments

to this article as aforesaid; subject, again, to exception, addition, or

modification by such municipality, without time limitation. At any time

after a local adoption of the procedures contained in this article, a

local government subject to this section may rescind its adoption

thereof and simultaneously adopt a local freshwater wetlands protection

procedure in accordance with subdivisions one and two of this section.

4. Within thirty days after the adoption of a freshwater wetlands

protection law or ordinance pursuant to this article, the local

government shall notify the department thereof, under such terms and

conditions as the department may prescribe, together with its technical

and administrative capacity to administer the act. Failure of a local

government to give such notice shall constitute a transfer of function

pursuant to this subdivision and section 24-0503 of this article.

5. A local government or the department shall have the right, in its

regulation of freshwater wetlands within its jurisdiction, to charge

such fees and expenses to an applicant for official action as shall

enable it to recover the costs incurred by reason of such application.

6. Any local government which defaults or transfers its authority

pursuant to subdivision four of this section or section 24-0503 of this

article, may recover such authority at any time by adopting a local

freshwater wetland protection local law or ordinance consistent with

this article and notifying the county and the department of the

adoption. Such notice shall be given by certified mail within ten days

of the adoption thereof. Such local law or ordinance shall not become

effective in less than sixty nor more than one hundred days from the

adoption thereof.

7. The technical services of the department shall be made available to

municipalities, on a fee basis, in the implementation of the procedure

herein set forth.

§ 24-0503 — Transfer of function to county; supersession by department

Transfer of function to county; supersession by department.

1. In the event that a town, village, city or county shall certify in

writing, as hereinafter provided, that it does not possess the technical

capacity or the procedures effectively to carry out the requirements of

this title, such local function shall be transferred to the county or

the department, as the case may be. The certification of the town,

village or city shall be by certified mail to the chief executive

officer of the county, or, in the case of a county, to the commissioner.

2. In the event that the commissioner shall find that a local

government does not possess the technical capacity or the implemented

procedures effectively to carry out the requirements of this title, and

that his failure to act will entail a default, or the potential of a

default, in freshwater wetlands regulation, the commissioner may

supersede the local government and order, alternatively, either that the

local function be transferred to the county, or that the department

itself undertake the local function, all to the extent necessary to

carry out the purposes of this article. The supersession of the local

government, shall be by order of the commissioner sent, by certified

mail, to the chief executive officer of the local government involved.

3. In the event of transfer or supersession under subdivision one or

two of this section, subsequent proceedings shall be in accordance with

the further requirements of this article.

§ 24-0505 — Exemption from local implementation

Exemption from local implementation.

The commissioner, by rule, may exempt from local implementation under

this title those freshwater wetlands which, by reason of their size or

special characteristics of unique environmental value or by reason of

common characteristics, are appropriately to be administered pursuant to

this article by the department alone. Such rule, based upon findings of

fact made after public hearing, may relate to classes of wetlands based

on size or particular characteristics, or to particular wetlands the

characteristics of which make them subject to the exercise of the

commissioner's discretion pursuant to this section. The commissioner

shall make an order to such effect in each such instance and send a

certified copy thereof to the executive officer of each local government

affected thereby within ten days of his signing the same; such order

shall not take effect until forty days after such signing.

§ 24-0507 — Reservation of local jurisdiction

Reservation of local jurisdiction.

1. Except as provided in this article, jurisdiction over all areas

which would qualify as freshwater wetlands less than twelve and

four-tenths acres in size and are not of unusual importance is reserved

to the city, town or village in which they are wholly or partially

located, and the implementation of this article with respect thereto is

the responsibility of said city, town or village, in accordance with

section 24-0501 and title twenty-three of article seventy-one of this

chapter, except that a city, town or village in the exercise of its

powers under this section, shall not be subject to the provisions of

subdivision four of section 24-0501, subdivisions two and three of

section 24-0503, or section 24-0505 of this article.

* NB Effective until January 1, 2028

* 1. Except as provided in this article, jurisdiction over all areas

which would qualify as freshwater wetlands less than seven and

four-tenths acres in size and are not of unusual importance is reserved

to the city, town or village in which they are wholly or partially

located, and the implementation of this article with respect thereto is

the responsibility of said city, town or village, in accordance with

section 24-0501 and title twenty-three of article seventy-one of this

chapter, except that a city, town or village in the exercise of its

powers under this section, shall not be subject to the provisions of

subdivision four of section 24-0501, subdivisions two and three of

section 24-0503, or section 24-0505 of this article.

* NB Effective January 1, 2028

2. The department shall consult with any city, town, or village that

exercises its powers under this section for the protection of freshwater

wetlands.

§ 24-0509 — Relationship to other laws

Relationship to other laws.

No provision of this article shall be deemed to remove from any local

government any authority pertaining to the regulation of freshwater

wetlands, whether such wetlands are under the jurisdiction of the

department or a county pursuant to subdivision 4 of section 24-0501 of

this title, under the county, general city, general municipal, municipal

home rule, town, village, or any other law, provided, however, that any

such regulation by a local government shall be at least as protective of

freshwater wetlands as the regulations in effect pursuant to the

provisions of this chapter or any rule or regulation promulgated

pursuant to the provisions of this article or pursuant to a local

freshwater wetlands protection law or ordinance adopted by a county

pursuant to the provisions of section 24-0501 of this title.

§ 24-0511 — Local freshwater wetlands protection procedures in the Adirondack park

Local freshwater wetlands protection procedures in the

Adirondack park.

Except for section 24-0509, this title shall not apply to freshwater

wetlands protection laws or ordinances adopted by towns or villages with

respect to their territories within the Adirondack park. Such laws or

ordinances are governed by title eight of this article.

TITLE 7 Freshwater Wetlands Regulations

§ 24-0701 — Permits

Permits.

1. Any person desiring to conduct activities on freshwater wetlands,

or the regulated areas adjacent to these wetlands set forth in

subdivision two of this section, must obtain a permit as provided in

this title.

2. Activities subject to regulation shall include any form of

draining, dredging, excavation, removal of soil, mud, sand, shells,

gravel or other aggregate from any freshwater wetland, either directly

or indirectly; and any form of dumping, filling, or depositing of any

soil, stones, sand, gravel, mud, rubbish or fill of any kind, either

directly or indirectly; erecting any structures, roads, the driving of

pilings, or placing of any other obstructions whether or not changing

the ebb and flow of the water; any form of pollution, including but not

limited to, installing a septic tank, running a sewer outfall,

discharging sewage treatment effluent or other liquid wastes into or so

as to drain into a freshwater wetland; and any other activity which

substantially impairs any of the several functions served by freshwater

wetlands or the benefits derived therefrom which are set forth in

section 24-0105 of this article. These activities are subject to

regulation whether or not they occur upon the wetland itself, if they

impinge upon or otherwise substantially affect the wetlands and are

located not more than one hundred feet from the boundary of such

wetland. Provided, that a greater distance from any such wetland may be

regulated pursuant to this article by the appropriate local government

or by the department, whichever has jurisdiction over such wetland,

where necessary to protect and preserve the wetland.

3. The depositing or removal of the natural products of the freshwater

wetlands by recreational or commercial fishing, shell-fishing,

aquaculture, hunting or trapping shall be excluded from regulated

activities, where otherwise legally permitted and regulated.

4. On lands in active agricultural use or silviculture use, the

activities of farmers and other landowners in grazing and watering

livestock, making reasonable use of water resources, harvesting natural

products of the wetlands, selectively cutting timber, draining land or

wetlands for growing agricultural products and otherwise engaging in the

use of wetlands or other land for growing agricultural products shall be

excluded from regulated activities and shall not require a permit under

subdivision one of this section, except that structures not required for

enhancement or maintenance of the agricultural productivity of the land

and any filling activities shall not be excluded hereunder, and provided

that the use of land that meets the definition of a freshwater wetland

in section 24-0107 of this article for uses other than those referred to

in this subdivision shall be subject to the provisions of this article.

All activities on lands that meet the definition of a freshwater wetland

shall be subject to the provisions of this article once agricultural or

silviculture activities cease.

5. Public health activities, orders, and regulations of the department

of health shall be excluded from regulated activities. Copies of all

such public health orders and regulations affecting wetlands shall be

filed with the department of environmental conservation. The

commissioner may request modification of such orders or regulations if

he deems such necessary to implement the policy of this article.

6. The commissioner shall review all current mosquito control projects

to determine whether they are having any adverse impact on freshwater

wetlands. Where any adverse impact is found, the commissioner may

require modification of such projects if he deems such necessary for the

implementation of the policies of this article.

7. Where dredging or filling is in navigable waters of the state or is

for the reconstruction or repair of certain dams and docks, and where

such activity also affects freshwater wetlands, any person undertaking

such activity must seek permission under this article as well as under

any other applicable law.

8. On any land that is being developed pursuant to a planned unit

development ordinance or local law where freshwater wetlands are to

remain as open space, development activities shall be permitted in areas

contiguous to such wetlands if the local government affirms that such

activities will not despoil said wetland.

§ 24-0703 — Applications for permits

Applications for permits.

1. Any person proposing to conduct or cause to be conducted a

regulated activity upon any freshwater wetland shall file an application

for a permit with the clerk of the local government having jurisdiction

or the department, as the case may be. Review of the application shall

be made by the local government or the commissioner, as the case may be,

in accordance with applicable law and such rules hereunder as may be

adopted by the commissioner. Such application shall include a detailed

description of the proposed activity and a map showing the area of

freshwater wetland directly affected, with the location of the proposed

activity thereon. For any person proposing to conduct or cause to be

conducted a regulated activity involving the use of a pipeline upon any

freshwater wetland, such application shall also include the name of the

insurance company covering such proposed activity, the amount of

coverage and what is covered under the plan. The clerk or commissioner

shall cause notice of such application to be mailed to all local

governments where the proposed activity or any part of it is located.

2. No sooner than thirty days and not later than sixty days after the

receipt by a local government of an application, and after notice of

application has been published by the applicant in two newspapers having

a general circulation in the area, the local government shall hold a

public hearing on such application at a suitable location in the local

government where the affected wetland is situated unless no notice of

objection has been filed or unless the local government finds the

activity to be of such a minor nature as not to affect or endanger the

balance of systems within the wetlands, in which case the local

government may, in the exercise of discretion, dispense with such

hearing. Where the local government finds that a hearing is not

necessary, a decision setting forth reasons therefor shall be prepared,

shall be a matter of public record and shall be mailed to all local

governments where the proposed work or any part of it is located and to

all persons who filed a statement with the local government following

the publication of such notice of application. All owners of record of

the adjacent land and the local governments where the proposed activity

is located shall be notified by certified mail of the hearing not less

than fifteen days prior to the date set for such hearing. The local

government shall cause notice of such hearing to be published in two

newspapers having a general circulation in the area where the affected

freshwater wetlands are located. All applications and maps and documents

relating thereto shall be open for public inspection at the office of

the clerk of the local government in which the wetland is situated. At

such hearing any person or persons filing a request for a hearing or a

timely notice of appearance may appear and be heard.

3. In addition to the provisions of article 70 of this chapter and

rules and regulations adopted thereunder, the rules and regulations

adopted by the department pursuant to this article to implement its

processing of permit applications, renewals, modifications, suspensions

and revocations shall govern permit administration by the department

under this article, provided however, that after the department has

given notice to an applicant that an application is complete, or the

application is deemed complete, the applicant shall cause a notice of

application to be published in a newspaper of general circulation in the

affected area as provided in rules and regulations of the department.

4. The applicant shall have the burden of demonstrating that the

proposed activity will be in accord with the policies and provisions of

this article. To the greatest extent practicable, such hearing shall be

incorporated with any public hearing required by the town, village,

general city, general municipal or environmental conservation laws in

connection with approvals or permits otherwise required before

commencement of regulated activities on lands containing such wetlands.

5. Any person may inquire of the department as to whether or not a

given parcel of land includes a freshwater wetland subject to regulation

or a regulated freshwater wetland adjacent area. The department shall

give a definite answer in writing within ninety days of such request as

to the status of such parcel and whether a permit is required for the

proposed activity, provided that the person has a delineation verified

by the department and site-specific development plans. Provided that, in

the event that weather or ground conditions prevent the department from

making a determination within ninety days, it may extend such period

until a determination can be made. Such answer in the affirmative shall

be reviewable; such an answer in the negative shall be a complete

defense to the enforcement of this article as to such parcel of land for

a period of five years from the date the department issues the negative

answer.

§ 24-0705 — Granting permits

Granting permits.

1. In granting, denying or limiting any permit, the local government

or the commissioner shall consider the effect of the proposed activity

with reference to the public health and welfare, climate change,

fishing, flood, hurricane and storm dangers, and protection or

enhancement of the several functions of the freshwater wetlands and the

benefits derived therefrom which are set forth in section 24-0103 of

this article. The effects of the proposed activity shall be considered

by the department or a local government, as the case may be,

irrespective of political boundaries.

2. Duly filed notice in writing that the state or any agency or

subdivision thereof is in the process of acquiring any freshwater

wetlands by negotiation or condemnation shall be sufficient basis for

denial of any permit.

3. No permit shall be granted under this section unless the proposed

activity is consistent with the land use regulations applicable pursuant

to section 24-0903 of this article within the boundaries of the local

government involved and with the policy set forth in section 24-0103 of

this article.

4. In granting a permit, the local government or the commissioner may

limit the same or impose conditions or limitations designed to carry out

the public policy set forth in this article. The local government or the

commissioner may require a bond in an amount and with surety and

conditions satisfactory to him securing to the state or local

government, as the case may be, compliance with the conditions and

limitations set forth in the permit. The local government may suspend or

revoke a permit if it finds that the applicant has not complied with any

of the conditions or limitations set forth in the permit or has exceeded

the scope of the activity as set forth in the application. The local

government may suspend the permit if the applicant fails to comply with

the terms and conditions set forth in the application. Department

suspension and revocation proceedings shall be governed by the

provisions of article 70 of this chapter and rules and regulations

adopted thereunder and by the provisions of rules and regulations

adopted by the department as provided in section 24-1301 of this

article.

5. The local government or the commissioner shall state upon the

record findings and reasons for all actions taken pursuant to this

section.

6. Review of the determination of the local government or of the

commissioner shall be, within a period of thirty days after the filing

thereof, pursuant to the provisions of article seventy-eight of the

civil practice law and rules. Any owner of the wetland affected and any

resident or citizen of the local government shall be deemed to have the

requisite standing to seek review.

7. In the event that the court finds the action reviewed constitutes a

taking without just compensation, and the land so regulated merits

protection under this article, the court may, at the election of the

commissioner, either (i) set aside the order or (ii) require the

commissioner to proceed under the condemnation law to acquire the

wetlands or such less than fee rights therein as have been taken.

TITLE 8 Regulation of Wetlands In the Adirondack Park

§ 24-0801 — Permits for wetlands in the Adirondack park

Permits for wetlands in the Adirondack park.

1. As used in this title, the term "freshwater wetlands", in addition

to its meaning under section 24-0107 of this article, shall mean

"wetlands" as defined in subdivision sixty-eight of section eight

hundred two of article twenty-seven of the executive law.

2. Where the activities otherwise subject to regulation under this

article involve freshwater wetlands located within the boundaries of the

Adirondack park, the inquiries referred to and the applications provided

for in section 24-0703 of this article shall be made to and filed with

the Adirondack park agency at its headquarters office, under such

regulations and procedures as the Adirondack park agency may promulgate.

The Adirondack park agency shall review the application in place of the

commissioner or local government as provided in section 24-0705 of this

article, having due regard for the declaration of policy and statement

of findings set forth in this article and for the considerations set

forth in subdivision one of section 24-0705 of this article. The agency

shall in addition determine prior to the granting of any permit that the

proposed activity will be consistent with the Adirondack park land use

and development plan and would not have an undue adverse impact upon the

natural, scenic, aesthetic, ecological, wildlife, historic, recreational

or open space resources of the park, taking into account the economic

and social or other benefits to be derived from the activity. Any person

may seek review of a ruling made solely pursuant to the provisions of

this article by the Adirondack park agency pursuant to the provisions of

article seventy-eight of the civil practice law and rules.

§ 24-0803 — Transfer of jurisdiction to local government

Transfer of jurisdiction to local government.

1. Notwithstanding anything in article twenty-seven of the executive

law to the contrary, the Adirondack park agency may transfer to a town

or village any or all of its jurisdiction over regulated activities

conducted upon, or land use and development or subdivision involving,

those wetlands located on private lands which it finds, due to their

size or other characteristics, are of lesser regional importance and are

appropriately to be administered by such local governments alone.

2. The agency shall not transfer such jurisdiction unless the town or

village (a) has adopted and implemented a local freshwater wetlands

protection law or ordinance or has in a local land use program provided

by local law or ordinance for the protection of such wetlands, which law

or ordinance:

(i) meets the criteria set forth in subdivision two of section 24-0501

of this article,

(ii) provides for a review of regulated activities, land use and

development and subdivision pursuant to the standards set forth in

subdivision two of section 24-0801 of this article, and

(iii) contains at a minimum land use regulations meeting the criteria

of subdivision one of section 24-0903 of this article; and

(b) possesses the technical or administrative capacity to administer

the local law or ordinance.

3. In connection with a transfer of its jurisdiction pursuant to this

section, the agency may impose reasonable conditions in furtherance of

the policies and purposes of this article and of article twenty-seven of

the executive law.

4. A local government regulating wetlands pursuant to this section

shall have the right to charge such fees and expenses to an applicant

for official action as shall enable it to recover the costs incurred by

reason of such application.

5. The technical services of the department or the agency shall be

made available to towns and villages, on a fee basis, in the

implementation of the procedures set forth in this section.

§ 24-0805 — Land use regulations for freshwater wetlands in the Adirondack park

Land use regulations for freshwater wetlands in the

Adirondack park.

Except as to wetlands upon private lands within local governments to

which jurisdiction has been transferred pursuant to section 24-0803 of

this article, the Adirondack park agency shall also exercise the

functions assigned to the commissioner under section 24-0903 of this

article.

TITLE 9 Freshwater Wetlands Preservation Program

§ 24-0901 — Cooperative agreements

Cooperative agreements.

1. The commissioner shall confer with local government officials in

each region to establish a program for the protection of the freshwater

wetlands of the state.

2. The commissioner may enter into cooperative agreements with any

city, village, town or county, or with an owner of freshwater wetlands

or with any one or more of them, for the purpose of preserving and

maintaining, in accordance with the policies of this article, those

freshwater wetlands which are within the boundaries of such city,

village, town or county.

3. The cooperative agreement shall provide that the freshwater

wetlands be preserved and maintained in their natural state and may

provide for access thereto to be retained by such owner for purposes

compatible with the purposes of this article.

4. A cooperative agreement with any such village, town, city or county

may provide for the development by personnel and facilities of the

department or the payment out of funds appropriated therefor, for the

purpose of preserving, maintaining, or enhancing such wetlands in

accordance with the policies of this article, and for the furnishing of

such personnel, facilities or funds as may be agreed upon by the parties

to the cooperative agreement.

5. This section shall not prevent any freshwater wetland from being

designated as part of the natural and historic preserves of the state,

nor shall it prevent preservation of such lands by dedication as state

parks. The office of parks and recreation shall outline to the

commissioner its plans to preserve freshwater wetlands as parks and

reserves as soon as possible after the effective date of this article.

§ 24-0903 — Land use regulations for freshwater wetlands

Land use regulations for freshwater wetlands.

1. The commissioner shall classify freshwater wetlands according to

their most appropriate uses, in light of the values set forth in section

24-0105 of this article and the present conditions of such wetlands. The

commissioner shall determine what uses of such wetlands are most

compatible with the foregoing and shall prepare minimum land use

regulations to permit only such compatible uses. The classifications may

cover freshwater wetlands in more than one governmental subdivision.

Permits pursuant to section 24-0701 of this article are required whether

or not a classification has been promulgated.

2. The commissioner shall upon completion of minimum land use

regulations as provided in subdivision one of this section, forward the

same to the local governments affected thereby. Within six months of

receipt of the minimum land use regulations, the legislative body of

each such local government shall submit to the commissioner proposed

regulations governing the freshwater wetlands within its boundaries.

Such proposed regulations shall be consistent with the purposes of this

article and may be more restrictive than the minimum land use

regulations as determined by the commissioner under this article. Where

the proposed local wetlands use regulations do not meet the minimum land

use regulations as determined by the commissioner, the proposed local

regulations shall be accompanied by supporting materials setting forth,

among other things, that there are overriding economic and social

considerations vital to the growth and economic base of such local

government that clearly require such variance.

3. If the commissioner finds that the proposals meet the conditions

stated in subdivision two of this section, the commissioner, after

taking into consideration their effect on other local governments, may

approve said local land use regulations.

4. In the event the commissioner does not approve local freshwater

wetlands land use regulations, he shall then frame land use regulations

governing such freshwater wetlands.

5. Prior to the adoption of any land use regulations governing

freshwater wetlands, the commissioner shall hold a public hearing

thereon in the area in which the affected freshwater wetlands are

located, and give fifteen days prior notice thereof by posting on the

department's website or by publication at least once in a newspaper

having general circulation in the area of the local government involved.

The commissioner shall promulgate the regulations and post such order on

the department's website or publish such order in a newspaper having

general circulation in the area of the local government affected and

make such plan available for public inspection and review.

6. The commissioner shall accept and review applications to change the

regulations annually.

7. Any person aggrieved by any such order or regulation may seek

judicial review pursuant to article seventy-eight of the civil practice

law and rules in the supreme court for the county in which the

freshwater wetland is located, within thirty days after the date of the

filing of the order with the clerk of the county in which the wetland is

located.

8. Except as provided in section 24-0805 of this article, this section

shall not apply to freshwater wetlands or portions thereof located

within the Adirondack park.

§ 24-0905 — Tax abatement

Tax abatement.

Any freshwater wetland subject to land use regulations pursuant to

section 24-0903 of this article or subject to a cooperative agreement

pursuant to section 24-0901 of this article shall be deemed subject to a

limitation on the use of such wetlands for the purposes of property tax

evaluation, in the same manner as if an easement or right had been

acquired pursuant to the general municipal law. Assessed value shall be

based, during the duration of such agreement or regulations, on the uses

remaining to the owner thereof.

TITLE 13 Miscellaneous Provisions

§ 24-1301 — Miscellaneous provisions

Miscellaneous provisions.

1. The provisions of this article shall not be construed to limit in

any manner the functions, powers and duties of the commissioner or the

department of environmental conservation, or of any other state

department or agency, under this chapter or any other laws.

2. The commissioner, his agents or employees and the personnel of the

Adirondack park agency may enter upon any lands or waters after

reasonable notice and for good cause shown for the purpose of

undertaking any investigations, examination, survey, or other activity

for the purposes of this article.

3. The commissioner may adopt and, from time to time, amend rules and

regulations consistent with this article to assist him in carrying out

his functions, powers and duties hereunder.

4. Notwithstanding any other provision of this chapter, a privately

owned parcel of land or part thereof within the county of Richmond that

did not contain a designation as a freshwater wetland on the tentative

freshwater wetlands map filed in the office of the clerk of Richmond

county in 1981 shall not be on any tentative freshwater wetlands map if

the landowner has any written determination from the department pursuant

to subdivision five of section 24-0703 of this article that such parcel

of land or part thereof did not meet the statutory definition of a

freshwater wetland. Such representations shall be considered to have

been definitive when made, and such parcel or part thereof shall not be

designated as a freshwater wetland on any final map filed in the office

of the clerk of Richmond county pursuant to this article. The provisions

of this subdivision shall not apply to any parcel of land or part

thereof, purchased after January first, nineteen hundred eighty-seven,

or to any such parcel or part thereof owned wholly or in part by any

unit of government or agency or subdivision thereof, any authority or

agency existing pursuant to governmental action, or subdivision thereof;

including the state and the city of New York.

§ 24-1303 — Severability

Severability.

The provisions of this article shall be severable, and if any clause,

sentence, paragraph, subdivision or part of this article shall be

adjudged by any court of competent jurisdiction to be invalid, such

judgment shall not affect, impair or invalidate the remainder thereof

but shall be confined in its operation to the clause, sentence,

paragraph, subdivision or part thereof directly involved in the

controversy in which such judgment shall have been rendered.

§ 24-1305 — Applicability

Applicability.

The provisions of this article shall not apply to any land use,

improvement or development for which final approval shall have been

obtained prior to the effective date of this article from the local

governmental authority or authorities having jurisdiction over such land

use. As used in this section, the term "final approval" shall mean the

issuance of a building permit or other authorization for the

commencement of the use, improvement or development for which such

permit or authorization was issued or in those local governments which

do not require such permits or authorizations, the actual commencement

of the use, improvement or development of the land.

ARTICLE 25 Tidal Wetlands

TITLE 1 General Provisions and Public Policy

§ 25-0101 — Short title

Short title.

This article shall be known as the "Tidal Wetlands Act".

§ 25-0102 — Declaration of policy

Declaration of policy.

It is declared to be the public policy of this state to preserve and

protect tidal wetlands, and to prevent their despoliation and

destruction, giving due consideration to the reasonable economic and

social development of the state.

§ 25-0103 — Definitions

Definitions.

1. "Tidal wetlands" shall mean and include the following:

(a) those areas which border on or lie beneath tidal waters, such as,

but not limited to, banks, bogs, salt marsh, swamps, meadows, flats or

other low lands subject to tidal action, including those areas now or

formerly connected to tidal waters;

(b) all banks, bogs, meadows, flats and tidal marsh subject to such

tides, and upon which grow or may grow some or any of the following:

salt hay (Spartina patens and Distichlis spicata), black grass (Juncus

Gerardi), saltworts (Salicornia ssp.), sea lavender (Limonium

carolinianum), tall cordgrass (Spartina pectinata and Spartina

cynosuroides), hightide bush (Iva frutescens), cattails (Typha

angustifolia and Typha latifolia), groundsel (Baccharis halmilifolia),

marsh mallow (Hybiscus palustris) and the intertidal zone including low

marsh cordgrass (Spartina alterniflora).

2. "Commissioner" shall mean the commissioner of environmental

conservation.

3. "Pollution" shall mean the presence in the environment of

conditions or contaminants in quantities or characteristics which are or

may be injurious to human, plant, or marine life, wildlife, or other

animal life, or to property, or which unreasonably interfere with the

comfortable enjoyment of life and property throughout such tidal

wetlands as may be affected thereby.

4. "Person" shall mean any individual, public or private corporation,

political subdivision, government agency, department or bureau of the

state, bi-state authority, municipality, industry, co-partnership,

association, firm, trust, estate or any other legal entity whatsoever.

5. "Municipality" shall mean a village, town, city or county.

TITLE 2 Wetlands Inventory

§ 25-0201 — Inventory of tidal wetlands

Inventory of tidal wetlands.

1. The commissioner shall as soon as practicable make an inventory of

all tidal wetlands in the state of New York. This inventory, and any

restrictive orders issued pursuant to section 25-0302 of this act, shall

comprise a part of the statewide environmental plan as provided for in

section 3-0303 of the environmental conservation law.

2. The inventory shall set forth the boundaries of such wetlands using

such photographic and cartographic standards and techniques as the

commissioner may deem reasonable and appropriate in order to provide

clear and accurate maps of the tidal wetlands of the state for the

purpose of effectuating the policies and provisions of this act. Said

boundaries shall generally delineate all tidal wetlands in the state as

defined in section 25-0101 of this act. At least sixty days prior to the

commencement of the inventory the commissioner shall file with the

secretary of state a detailed description of the technical methods and

requirements to be utilized in compiling the inventory, and he shall

afford the public an opportunity to submit written comments thereon.

3. Upon completion of a tentative tidal wetlands boundary map for a

particular area, the commissioner or his designated hearing officer

shall hold a public hearing in order to afford an opportunity for any

person to propose additions or deletions from such map. The commissioner

shall give notice of such hearing to each owner of record of all lands

designated as such wetland as shown on such maps, and also to the chief

administrative officer of each municipality within whose boundary any

such wetland or portion thereof is located, by certified mail, return

receipt requested, not less than thirty days prior to the date set for

such hearing. The commissioner shall also cause notice of such hearing

to be published at least once, not more than thirty days nor fewer than

ten days before the date set for such hearing, in at least two

newspapers having a general circulation in the area where such wetlands

are located.

4. After considering the testimony given at such hearing and any other

facts which may be deemed pertinent and after considering the rights of

affected property owners and the policy and purposes of this act, the

commissioner shall establish by order the final bounds of each such

wetland. A copy of the order, together with a copy of the map depicting

such final boundary lines, shall be filed in the office of the clerk of

the county in which each such wetland is located. The commissioner shall

simultaneously give notice of such order to each owner of all lands

designated as such wetlands by mailing a copy of such order to such

owner. The commissioner shall also simultaneously give notice of such

order by certified mail to the chief administrative officer of each

municipality within whose boundary any such wetland or portion thereof

is located. The commissioner shall also cause a copy of such order to be

published in at least two newspapers having a general circulation in the

area where such wetlands are located.

5. Any person aggrieved by such order may seek judicial review

pursuant to article seventy-eight of the civil practice law and rules in

the supreme court for the county in which the tidal wetlands are

located, within thirty days after the date of the filing of the order

with the clerk of the county in which such wetlands are located.

6. The commissioner shall supervise the maintenance of such boundary

maps, which shall be available to the public for inspection and

examination. The statewide inventory shall be readjusted from time to

time as may be necessary to reflect such natural changes as have

occurred through erosion, accretion, and otherwise and also to reflect

such other changes as have occurred as a result of the granting of

permits pursuant to section 25-0403 of this act.

§ 25-0202 — Moratorium on alteration of tidal wetlands

Moratorium on alteration of tidal wetlands.

1. No person shall alter the state of any tidal wetland or of any area

immediately adjacent to such wetland as the commissioner may reasonably

deem necessary to preserve in order to effectuate the policies and

provisions of this act, prior to the effective date of the land-use

regulations adopted by the commissioner pursuant to this act, unless a

permit for such alteration shall have been obtained pursuant to section

15-0505 of the environmental conservation law. This moratorium shall not

restrict in any way any summary action taken by the commissioner under

section 71-0301 of the environmental conservation law.

2. Any person, upon a showing of hardships caused by this moratorium,

may petition the commissioner for a review of the application of the

moratorium to any tidal wetland or any area immediately adjacent

thereto. Within thirty days of the petition being received, the

commissioner shall provide the petitioner and any other person an

opportunity to be heard. Notice of such hearing shall be published in at

least two newspapers having a general circulation in the area where the

wetlands are located, and notice of such hearing shall also be given by

registered mail to the chief administrative officer of each municipality

within whose boundary any such wetland or portion thereof is located. If

the proposed alterations of the tidal wetlands are not contrary to the

policy or any provision of this act, the commissioner may permit the

alteration to continue during the moratorium, provided that permission

may be revoked by the commissioner if its terms are violated and that

the permission ends upon completion of the inventory for the area in

which the affected wetlands are located, and provided further that any

such hardship permit issued by the commissioner shall be in addition to,

and not in lieu of, such permit or permits as may be required by any

municipality within whose boundary such wetland or portion thereof is

located.

3. Within thirty days after such permission has been granted or

denied, any aggrieved person may seek judicial review of such decision

pursuant to article seventy-eight of the civil practice law and rules in

the supreme court for the county in which such wetlands are situated.

TITLE 3 Program and Land-use Regulation For Tidal Wetlands

§ 25-0301 — Program and cooperative agreements for the protection of tidal wetlands

Program and cooperative agreements for the protection of

tidal wetlands.

1. Upon completion of the inventory with respect to tidal wetlands,

the commissioner shall confer with the local government officials

involved to establish a program for the protection of such tidal

wetlands.

2. The commissioner may enter into cooperative agreements with any

village, town, city or county, or with any one or more of them, for the

purpose of preserving, maintaining and enhancing, in accordance with the

policies of this act, those tidal wetlands included within the

boundaries of such villages, towns, cities and counties.

3. A cooperative agreement with any such village, town, city or county

may provide for the development by personnel and facilities of the

department of environmental conservation, or the payment out of funds

appropriated for the purpose, of the cost of preserving, maintaining or

enhancing such tidal wetlands in accordance with the policies of this

act, and for the furnishing of such personnel, facilities or funds as

may be agreed upon within the cooperative agreement.

4. The cooperative agreement shall provide that the tidal wetlands be

preserved and maintained in their natural or enhanced state, provided,

however, that a reservation in any such agreement by a village, town,

city or county of the right to operate or lease for operation shellfish

beds lying within the area, and a reservation of the income from such

operation or lease for the village, town, city or county shall be

allowed and not considered a violation of preservation and maintenance

of a natural state.

5. This section shall not prevent any tidal wetlands from being

designated as portions of the state's natural and historic preserves,

nor shall it prevent the dedication of any such lands as state parks.

The office of parks and recreation shall outline to the commissioner its

plans to preserve tidal wetlands in parklands as soon as practicable.

§ 25-0302 — Land-use regulation of tidal wetlands

Land-use regulation of tidal wetlands.

1. Upon completion of the inventory the commissioner shall adopt

land-use regulations governing the uses of said inventoried wetlands.

In preparing such regulations the commissioner shall be guided by

factors including, but not limited to, the public policy set forth in

this act as well as the present and potential value of the particular

wetland for marine food production, as a wildlife habitat, as an element

of flood and storm control, and as a source of recreation, education and

research. The commissioner shall determine what uses of inventoried

wetlands may be compatible with any or all of the foregoing, and he

shall prepare such appropriate land-use regulations as may permit only

such compatible uses. These regulations shall be filed with the

secretary of state and shall take effect thirty days after such filing.

A copy of such regulations shall also be simultaneously forwarded by

certified mail to the chief administrative officer of each municipality

within whose boundary any such wetland or portion thereof is located. No

permits may be granted by any local body, nor shall any construction or

activity take place at variance with these regulations.

2. The placing of any tidal wetlands under a land-use regulation which

restricts its use shall be deemed a limitation on the use of such

wetlands for the purposes of property tax valuation, in the same manner

as if an easement or right had been acquired under the general municipal

law. Assessment shall be based on present use under the restricting

regulation.

TITLE 4 Regulated Activities

§ 25-0401 — Regulated activities

Regulated activities.

1. After completion of the inventory prescribed in title 2 of this

article with respect to any tidal wetland, no person may conduct any of

the activities set forth in subdivision 2 of this section unless he has

obtained a permit from the commissioner to do so. The permit issued by

the commissioner shall be in addition to, and not in lieu of, such

permit or permits as may be required by any municipality within whose

boundary such wetland or portion thereof is located.

2. Activities subject to regulation hereunder include any form of

draining, dredging, excavation, and removal either directly or

indirectly, of soil, mud, sand, shells, gravel or other aggregate from

any tidal wetland; any form of dumping, filling, or depositing, either

directly or indirectly, of any soil, stones, sand, gravel, mud, rubbish,

or fill of any kind; the erection of any structures or roads, the

driving of any pilings or placing of any other obstructions, whether or

not changing the ebb and flow of the tide, and any other activity within

or immediately adjacent to inventoried wetlands which may substantially

impair or alter the natural condition of the tidal wetland area.

3. The depositing or removal of the natural products of the tidal

wetlands by recreational or commercial fishing, shellfishing,

aquaculture, hunting or trapping, shall be excluded from regulation

hereunder, where otherwise legally permitted.

4. Activities, orders, and regulations of the department of health or

of units of local government with respect to matters of public health

shall be excluded from regulation hereunder, except as hereinafter

provided. Copies of all such public health orders and regulations

affecting tidal wetlands shall be filed with the department of

environmental conservation. The commissioner may require modification of

such orders or regulations if he deems it necessary to implement the

policy of this act.

5. The commissioner shall review all current mosquito control projects

to determine whether they are having any adverse impact on tidal

wetlands. Where any adverse impact is found, the commissioner following

a public hearing, may require modification of such projects if he deems

it necessary to implement the policy of this act.

6. Where the dredging or filling is in the navigable waters of the

state or is for the reconstruction or repair of certain dams and docks,

and where such activity also substantially affects tidal wetlands, any

person undertaking such activity must seek permission under this act as

well as under any other applicable law.

§ 25-0402 — Application for permits

Application for permits.

1. Any person proposing to conduct or cause to be conducted an

activity regulated under this act upon any inventoried tidal wetland

shall file an application for a permit with the commissioner, in such

form and containing such information as the commissioner may prescribe.

The applicant shall have the burden of demonstrating that the proposed

activity will be in complete accord with the policy and provisions of

this act. Such application shall include a detailed description of the

proposed work and a map showing the area of tidal wetland directly

affected, with the location of the proposed work thereon, together with

the names of the owners of record of adjacent lands and the known

claimants of water rights in or adjacent to the tidal wetlands of whom

the applicant has notice. The commissioner shall cause a copy of such

application to be mailed to the chief administrative officer in the

municipality where the proposed work or any part of it is located.

2. The rules and regulations adopted by the department to implement

this article and the provisions of article 70 of this chapter and rules

and regulations adopted thereunder shall govern permit applications,

renewals, modifications, suspensions and revocations under this article.

§ 25-0403 — Granting of permits

Granting of permits.

1. In granting, denying or limiting any permit under this act, the

commissioner shall consider the compatibility of the proposed activity

with reference to the public health and welfare, marine fisheries,

shellfisheries, wildlife, flood and hurricane and storm dangers, and the

land-use regulations promulgated pursuant to section 25-0302 of this

act.

2. Notice that the state or any agency or subdivision thereof is in

the process of acquisition of any tidal wetlands by negotiation or

condemnation shall be sufficient basis for denial of any permit under

this section.

3. In granting a permit, the commissioner may impose such conditions

or limitations as may be necessary to carry out the public policy set

forth in this act. The commissioner may require a bond in an amount and

with surety and conditions satisfactory to him securing to the state

compliance with the conditions and limitations set forth in the permit.

§ 25-0404 — Judicial review

Judicial review.

Any person aggrieved by the issuance, denial, suspension, or

revocation of a permit may within thirty days from the date of the

commissioner's order seek judicial review pursuant to article

seventy-eight of the civil practice law and rules in the supreme court

for the county in which the tidal wetlands affected are located. In the

event that the court may find that the determination of the commissioner

constitutes the equivalent of a taking without compensation, and the

land so regulated otherwise meets the interest and objectives of this

act it may, at the election of the commissioner, either set aside the

order or require the commissioner to acquire the tidal wetlands or such

rights in them as have been taken, proceeding under the power of eminent

domain.

§ 25-0405 — Payments for extractions from or filling in wetlands

Payments for extractions from or filling in wetlands.

1. Any applicant for a permit to dredge, excavate, or remove soil,

mud, sand, shells, gravel or other aggregate from any publicly-owned

tidal wetland shall be required to pay to the public owner thereof such

amount, which shall not be nominal, as the office of general services or

its local equivalent body shall determine to be the value of the

aggregate extracted. Any person aggrieved by such determination may seek

judicial review pursuant to article seventy-eight of the civil practice

law and rules in the supreme court for the county in which the tidal

wetland is located.

2. Any applicant for a permit to dump, fill, or deposit any soil,

stones, sand, gravel, mud, rubbish, or fill of any kind onto or in any

publicly-owned tidal wetlands shall be required to pay to the owner such

amount, which shall not be nominal, as the office of general services or

its local equivalent shall determine. Any person aggrieved by such

determination may seek judicial review pursuant to article seventy-eight

of the civil practice law and rules in the supreme court for the county

in which the tidal wetland is located.

3. Monies paid to the state under this section shall be used by the

commissioner for preservation of the tidal wetlands.

TITLE 6 Miscellaneous Provisions

§ 25-0601 — Severability

Severability.

The provisions of this act shall be severable, and if any clause,

sentence, paragraph, subdivision or part of this act shall be adjudged

by any court of competent jurisdiction to be invalid, such judgment

shall not affect, impair or invalidate the remainder thereof, but shall

be confined in its operation to the clause, sentence, paragraph,

subdivision or part thereof directly involved in the controversy in

which such judgment shall have been rendered.

ARTICLE 27 Reduction, Collection, Reuse, Recycling, Treatment and Disposal of Solid Waste

TITLE 1 Solid and Hazardous Waste Management Policy and Planning

§ 27-0101 — Legislative purposes

Legislative purposes.

1. It is the purpose of the legislature of the state of New York in

enacting this article to encourage the development of economical

projects for the present and future collection, treatment and management

of solid and hazardous waste in such a manner as will assure full

consideration of all aspects of planning for proper and effective solid

and hazardous waste disposal, coordinated, so far as practicable, with

other related state, regional and local planning activities, and

consistent with the protection of the public health, including such

factors as population change, urban and metropolitan development, land

use planning, water pollution and air pollution control, and the

feasibility of regional resource recovery programs.

2. It is furthermore the purpose of the legislature of the state of

New York to effect maximum resource recovery from solid waste on a

cost-effective basis, with minimum environmental debit, energy-efficient

materials recovery, prudent land use, maximum economic benefits and

maximum effective private sector participation, with due concern for the

primacy of the local and regional role in resource recovery procedures

upon the basis of public knowledge and consent.

§ 27-0103 — State solid waste management plan

State solid waste management plan.

1. For the purposes of this article, the department is designated as

the official state agency with the responsibility for preparing and

updating the New York state solid waste management plan (hereinafter

referred to as the "plan") consistent with the state resource recovery

policies declared in the New York state resource recovery policy act,

with this title, with titles five and seven of this article, and with

the federal "Resource Conservation and Recovery Act of 1976" and

amendments thereto.

2. The commissioner shall biennially review the status of programs and

information contained within the plan and make recommendations for

legislation or other state action related to:

(a) comprehensive procurement policies applicable to state agencies

and public authorities which will give maximum feasible encouragement to

the procurement of products manufactured with stated levels of secondary

materials;

(b) incentives for developing and expanding markets for promoting the

return of secondary materials and other recovered resources to

productive use; and

(c) analysis of packaging and other various components of the waste

stream to propose changes which will conserve energy and reduce solid

waste generation.

In making such recommendations and reviewing said plans the

commissioner shall take into account sound principles of solid waste

management and relevant considerations of natural resources

conservation, energy production and employment creating opportunities

and shall further take into account any relevant changes in federal and

state laws, any local solid waste management plans developed pursuant to

section 27-0107 of this article, and the experience of agencies, local

governments, private industry, the public and the results of the public

participation contemplated by the United States Environmental Protection

Agency's Guidelines for Public Participation in Programs under the

Resource Conservation and Recovery Act (40 CFR Part 25). On the basis of

that review, the commissioner shall modify the plan, as appropriate,

and, not later than March thirty-first of every other year, shall file

such modified plan with the governor and the legislature.

3. Amendments to the plan shall assure current attention to:

(a) an identification of the boundaries of those regions within the

state which, as a result of urban concentration, geographic conditions,

secondary materials markets, technological feasibility, and other

factors, are appropriate for carrying out regional solid waste

management;

(b) identification of which solid waste functions will be planned for

and carried out by which local authorities, regional authorities, state

authorities, agencies and public benefit corporations, giving due

consideration to the compatibility of the planning and implementing

functions which can be combined at the local level;

(c) identification of local, regional and state authorities and

agencies which shall have responsibility for the solid waste functions

identified in the plan which shall be managed and carried out by or on

behalf of such entities or any combination thereof, giving due

consideration to the compatibility of the planning and implementing

functions which can be combined at the local level;

(c-1) identification of strategies, programs and practices, in

consultation with the commissioner of the office of general services, to

be undertaken by the state in the management of solid waste generated by

state agencies, to ensure the attainment by the state of statewide solid

waste reduction and recycling goals established in the plan. Using

information obtained from individual state agencies, the plan shall set

forth dates by which the state of New York as a generator of solid waste

is to recover progressively increasing amounts of recyclable materials

from its waste stream and attain a reduction in its waste stream,

consistent with the statewide waste reduction and recycling goals

identified in the plan.

(d) identification of the environmental impacts including, but not

limited to, air or water pollution, or the generation of hazardous waste

resulting from the utilization of solid waste management technologies;

(e) identification and projections of changes in the waste stream that

are likely to occur during the useful life of a proposed facility, on a

statewide and regional basis, during the projected planning period;

(f) the status of solid waste management activities and capacity, and

projected special needs within the state;

(g) an assessment of future programs and resource needs to effectuate

the purposes of such plan;

(h) an assessment of alternative resource recovery practices including

but not limited to source separation, waste volume reduction, community

recycling centers and sanitary landfill or other environmentally sound

disposal manner or practice;

(i) any local solid waste management plan submitted to the

commissioner by or on behalf of any municipality;

(j) legislative recommendations appropriate to effectuate the purposes

of this title; and

(k) any other recommendations as may be appropriate.

4. In the case of any region which, pursuant to the federal "Resource

Conservation and Recovery Act of 1976", would be located in two or more

states, the commissioner shall include in the plan an identification of

such regions and the function to be performed thereby and shall submit

to the governor and the legislature recommendations for the development

and enactment of the interstate agreements necessary to carry out the

purposes of this article.

5. In connection with developing and updating the plan, the

commissioner may request and shall receive from any department,

division, board, bureau, commission or other agency of the state or any

political subdivision thereof or any public authority such assistance

and data as may be reasonably necessary to enable the commissioner to

carry out his responsibilities under this section. In making such

request, the commissioner shall consult and cooperate with such

municipality or other public body to ensure against unnecessary

duplication of effort or other administrative inefficiency.

§ 27-0105 — Preferred statewide hazardous waste management practices hierarchy

Preferred statewide hazardous waste management practices

hierarchy.

It is hereby declared that the following preferred hazardous waste

management practices hierarchy is to be used to guide all hazardous

waste policies and decisions:

a. The generation of hazardous wastes is to be reduced or eliminated

to the maximum extent practical;

b. Hazardous wastes that continue to be generated are to be recovered,

reused or recycled to the maximum extent practical;

c. Detoxification, treatment or destruction technologies are to be

utilized for hazardous wastes which cannot be reduced, recovered, reused

or recycled; and

d. Land disposal of industrial hazardous wastes, except treated

residuals posing no significant threat to the public health or to the

environment, should be phased out as it is the least preferable method

of industrial hazardous waste management.

§ 27-0106 — State solid waste management policy

State solid waste management policy.

In the interest of public health, safety and welfare and in order to

conserve energy and natural resources, the state of New York, in

enacting this section, establishes as its policy that:

1. The following are the solid waste management priorities in this

state:

(a) first, to reduce the amount of solid waste generated;

(b) second, to reuse material for the purpose for which it was

originally intended or to recycle material that cannot be reused;

(c) third, to recover, in an environmentally acceptable manner, energy

from solid waste that can not be economically and technically reused or

recycled; and

(d) fourth, to dispose of solid waste that is not being reused,

recycled or from which energy is not being recovered, by land burial or

other methods approved by the department.

2. State government must make an essential contribution to the

development and implementation of environmentally, economically and

technically viable solid waste management programs through fulfilling

its responsibilities to provide programs which promote waste reduction

and the expansion of markets for recovered materials, clearly

articulated, responsive and consistently applied regulatory structures,

and a full range of technical assistance to local governments. A

state-local partnership, in which the basic responsibility for the

planning and operation of solid waste management facilities remains with

local governments and the state provides necessary guidance and

assistance, must be forged.

3. This policy, after consideration of economic and technical

feasibility, shall guide the solid waste management programs and

decisions of the department and other state agencies and authorities.

§ 27-0107 — Local solid waste management plans; purpose and scope

Local solid waste management plans; purpose and scope.

1. Purpose and scope. (a) A planning unit may undertake and complete a

timely process leading to a local solid waste management plan for such

unit for at least a ten-year period. For purposes of this section and

section 27-0109 of this article, "planning unit" shall mean a county,

two or more counties acting jointly, a local government agency or

authority established pursuant to state law for the purposes of managing

solid waste, any city located in the county of Nassau, or two or more

other municipalities which the department determines to be capable of

implementing a regional solid waste management program.

(b) The local solid waste management plan shall:

(i) characterize the solid waste stream to be managed in the planning

period and methods to increase waste diversion including, but not

limited to recycling and composting;

(ii) assess existing and alternate proposed solid waste management

programs and facilities;

(iii) address to the maximum extent practicable the comments and views

expressed by concerned governmental, environmental, commercial and

industrial interests and the public on the waste reduction, recycling,

reuse and disposal alternatives;

(iv) identify the parties with responsibility to implement each

element of the plan and the steps which must be undertaken by each;

(v) set forth a timetable for implementing the plan;

(vi) describe the participation in the preparation of the plan of each

municipality which has chosen to participate in such preparation; and

(vii) describe (A) measures undertaken by the municipalities

participating in the planning unit to secure participation of

neighboring jurisdictions, (B) the limitations, if any, imposed by the

proposed plan on solid waste management alternatives available to such

neighboring jurisdictions, and (C) alternatives which would be available

if a local solid waste management plan including such jurisdictions were

prepared. Specific written suggestions received from neighboring

jurisdictions shall be summarized and reflected in the plan.

(c) Such plan shall take into account the objectives of the state

solid waste management policy, provide for or take into account

management of all solid waste within the planning unit, and embody, as

may be appropriate to the circumstances, sound principles of solid waste

management, natural resources conservation, energy production, and

employment creating opportunities.

(d) Such plan is authorized to include and shall utilize, to the

extent practicable, prepared resource materials or generic analyses so

as to minimize the development and use of original data to degrees of

detail not pertinent to the circumstances.

(e) A plan may be submitted to the department by a planning unit on

its own initiative or upon the request of the participating

municipalities. The department shall review such plan and advise the

planning unit that:

(i) the plan contains the elements set forth in paragraph (b) of this

subdivision. Thereafter such plan shall become the local solid waste

management plan in effect for such municipalities; or

(ii) the plan as submitted does not contain the elements set forth in

paragraph (b) of this subdivision. The department shall state the

reasons for its determination under this subparagraph.

(f) For purposes of this subdivision, the department shall not serve

as lead agency as defined in subdivision six of section 8-0111 of this

chapter.

(g) For purposes of this section, "solid waste" shall have the same

meaning as is found in subdivision one of section 27-0701 of this

article, but shall not include source, special nuclear or by-product

material as defined in the atomic energy act of 1954, as amended, or

hazardous waste which appears on the list or satisfies the

characteristics of hazardous waste promulgated pursuant to section

27-0903 of this article or, low level radioactive waste as defined in

section 29-0101 of this chapter.

2. The department shall promulgate rules and regulations in accordance

with the provisions of the state administrative procedure act for the

implementation of this section and section 27-0109 of this article.

§ 27-0109 — State assistance for local solid waste management plans

State assistance for local solid waste management plans.

1. As a complement to, and in conjunction with the technical

assistance provided pursuant to this chapter, and to foster and

facilitate local planning, a planning unit may apply for state

assistance for developing solid waste management plans pursuant to

section 27-0107 of this article or to update or revise an existing plan

to address the elements contained in paragraph (c) of subdivision one of

such section.

2. The commissioner is authorized to contract to make a state grant,

within the limit of appropriation therefor, to any planning unit for up

to ninety percent of the costs to prepare, update or revise its local

solid waste management plan; provided, however, that no such grant has

been previously made to a planning unit which is a part of or is served

by the planning unit seeking such grant. A planning unit may receive a

grant pursuant to this subdivision which shall not exceed the greater of

twenty-five thousand dollars or one dollar for each resident of the

planning unit, based upon the current federal decennial census.

3. Applications for such assistance shall outline the proposed scope

and timetable for preparation of the plan pursuant to section 27-0107 of

this article. In addition, the planning unit must demonstrate its intent

that the purpose of undertaking the plan is to develop a viable solution

to its solid waste management needs which cannot be achieved based on an

existing plan.

4. Payments authorized under this section for the preparation, update

or revision of a plan shall be made as follows:

(a) not more than fifty percent of the total grant upon approval by

the department of the grant request; and

(b) the balance of the total grant in not more than three periodic

payments for unreimbursed costs, as provided in the contract.

5. The commissioner may, in the commissioner's discretion, deny

funding to a planning unit which is within the jurisdiction of another

planning unit or proposed planning unit.

TITLE 3 Waste Transporter Permits

§ 27-0301 — Intent and purpose

Intent and purpose.

It is declared to be the intent and purpose of this title to protect

the environment from mishandling and mismanagement of all regulated

wastes transported from the site of generation to the site of ultimate

treatment, storage or disposal and to prevent a discharge of wastes into

the environment, whether accidental or intentional, except at a site

approved for the treatment, storage or disposal of such wastes.

§ 27-0303 — Definitions

Definitions.

When used in this title:

1. "Disposal" means the abandonment, discharge, deposit, injection,

dumping, spilling, leaking or placing of any substance so that such

substance or any related constituent thereof may enter the environment.

Disposal also means the thermal destruction of waste or hazardous waste

and the burning of such wastes as fuel for the purpose of recovering

useable energy.

2. "Industrial-commercial waste" means a waste which originates at, is

generated by, or occurs as a result of any industrial or commercial

activity. The forms of waste included are exemplified by but not limited

to the following:

a. liquids such as: acids, alkalis, caustics, leachate, petroleum (and

its derivatives), and process or treatment wastewaters;

b. sludges which are semisolid substances resulting from process or

treatment operations, or residues from storage or use of liquids;

c. solids such as: solidified chemicals, paints or pigments; the end

or by-products of incineration ash; foundry sand; dredge spoil;

d. contained gaseous materials;

e. hazardous waste as defined in title 9 of this article; and

f. any liquid, sludge, septage, solid, semisolid substance or

contained gaseous material in which any of the foregoing is intermixed

or absorbed, or onto which any of the foregoing is adhered.

3. "Person" means any individual, public or private corporation,

political subdivision, government agency, department or bureau of the

state or federal government, municipality, industry, co-partnership,

association, firm, trust, estate or any other legal entity.

4. "Regulated waste" means any one of the following types of waste:

raw sewage, septage, sludge from a sewage or water supply treatment

plant, industrial-commercial waste, low-level radioactive waste as

defined in subdivision nine of this section, waste tires or waste oil.

5. "Septage" means the contents of a septic tank, cesspool or other

individual sewage treatment facility which receives domestic sewage

wastes.

6. "Storage" means the holding of waste for a temporary period, at the

end of which the waste is processed, recovered, disposed of, or stored

elsewhere.

7. "Waste" means any garbage, refuse, sludge from a waste treatment

plant, water supply treatment plant or air pollution control facility,

and other discarded material, including solid, liquid, semisolid or

contained gaseous material resulting from industrial, commercial, mining

and agricultural operations and from community activities, but does not

include solid or dissolved material in domestic sewage, or solid or

dissolved materials in irrigation return flows or industrial discharges

which are point sources subject to permits under article 17 of this

chapter, or source, special nuclear or by-product material as defined in

the Atomic Energy Act of 1954, as amended (68 Stat. 923) except as may

be provided by existing agreements between the state and the federal

government.

8. "Waste oil" means used engine lubricating oil and any other oil,

including but not limited to, fuel oil, motor oil, gear oil, cutting

oil, transmission fluid, hydraulic fluid, dielectric fluid, oil storage

tank residue, animal oil, and vegetable oil, which has been contaminated

by physical or chemical impurities, through use or accident, and has not

subsequently been rerefined.

* 9. "Low-level radioactive waste" means radioactive material that:

a. is not high-level radioactive waste, transuranic waste, spent

nuclear fuel, or the tailings or wastes produced by the extraction or

concentration of uranium or thorium from any ore processed primarily for

its source material content; and

b. the United States nuclear regulatory commission, consistent with

federal law and in accordance with paragraph a of this subdivision,

classifies as low-level radioactive waste.

* NB There are 2 sb 9's

* 9. "Environment" means any water, water vapor, any land including

land surface or subsurface, air, fish, wildlife, biota and all other

natural resources.

* NB There are 2 sb 9's

11. "Regulated medical waste" shall have the same meaning as such term

is defined in title 15 of this article.

12. "Waste tires" shall mean waste tires transported for a fee for the

purpose of reuse, recycling or disposal, except those tires collected

and transported incidental to the collection and transportation of solid

waste.

§ 27-0305 — Permits for waste transporters

Permits for waste transporters.

1. Except as otherwise exempted by this title, no person shall engage

in the transportation of regulated waste originating or terminating at a

location in this state without a permit pursuant to this section. In

addition, no person shall engage in the transportation of low-level

radioactive waste into, within or through this state without a permit

pursuant to this section.

2. (a) The commissioner may, by regulation, exempt from the permit

requirements of this title persons engaged in the transportation of:

(1) types of wastes which do not constitute a hazard to human health

and the environment;

(2) small quantities of waste; or

(3) wastes transported by rail, water and air carriers.

(b) The commissioner may also exempt from the permit requirements of

this title persons engaged in the transportation of low-level

radioactive waste only upon a showing by such person that compliance

with such requirements would create a hardship on his own business

activities and upon a determination that, based upon the characteristics

including half life, concentration, activity, and toxicity of the

specific low-level radioactive waste transported, such transport imposes

no potential significant adverse impact on public health, safety or

welfare, the environment, or natural resources as determined by the

department in consultation with the department of health. The

commissioner shall promulgate guidelines for the purpose of determining

the circumstances under which such exemption may be granted. Any person

granted such an exemption must comply with such conditions as specified

by the commissioner. Such exemption shall be reviewed periodically as

specified by the commissioner but at least once every two years. Any

exemption granted hereunder may be revoked after due notice and

opportunity for hearing for a violation of any provision of this title

or other applicable laws, rules or regulations relating to the

transportation of regulated wastes or upon a showing that the exempted

person no longer meets the requisite guidelines for exemption.

3. A generator of a waste may obtain a permit pursuant to this title

to transport his own waste or if he contracts with another person to

remove, transport or dispose of regulated wastes. If a generator obtains

such a permit, a person engaged in the removal, transportation or

disposal of his waste shall not be required to obtain a permit pursuant

to this title for the transportation of such wastes.

4. The department shall make rules and regulations implementing this

section promulgated in accordance with the state administrative

procedure act in order to carry out and enforce the intent and purposes

thereof. Such rules and regulations and the provisions of article 70 of

this chapter and rules and regulations adopted thereunder shall govern

permit applications, permit conditions, renewals, modifications,

suspensions and revocations under this section. The department shall, in

promulgating any new or revised rule or regulation, accompany such

rulemaking with an environmental impact statement or a written

assessment stating the extent to or means by which such rule or

regulation will carry out the intent and purpose of this section. The

responsibility for the issuance and review of permits and the

enforcement of the provisions of this section may be delegated to

regional, district or county offices of the state department of health,

or to local health departments where their jurisdiction may apply.

5. Applications filed pursuant to this section shall indicate the

mechanical and other equipment, holding tanks and vehicles and any place

of temporary storage used or to be used by the applicant and the place

or places where and the manner in which the applicant will finally

dispose of the regulated wastes, and such other information as the

department deems necessary. If the department determines that the

proposed method of transportation, the place or manner in which the

waste product is to be treated, stored or disposed of or the method or

location of temporary storage will be detrimental to or substantially

damage or pollute the environment or natural resources of the state, it

may deny the permit or may impose such permit conditions as will

adequately protect against unreasonable defilement or degradation of the

natural resources of the state.

6. As a condition for the permit the department shall require every

vehicle operated by the transporter to be conspicuously marked or

placarded to identify, in a manner consistent with section fourteen-f of

the transportation law and any rules and regulations promulgated

thereunder and any related federal requirements, the regulated waste

transported or its principal hazard. Further, any such vehicle shall be

conspicuously marked or placarded in a like manner with the full name,

including the full first name or legally registered trade name or names

of the transporter and the number of the waste transporter permit issued

pursuant to this section; provided, however, that such marking or

placarding for any vehicle transporting low-level radioactive waste

shall be consistent with federal rules and regulations. The commissioner

may, by rules and regulations prescribe with respect to any specific

regulated waste the minimum quantities below which no marking or placard

is required, consistent with section fourteen-f of the transportation

law and any rules and regulations promulgated thereunder.

7. As a condition for the permit or the exemption therefrom the

department shall require the transporter, except transporters of

hazardous waste subject to manifesting under section 27-0905 of this

article, to make an annual report to the department, indicating the

number and type of installations emptied or cleaned, the volume and

nature of waste products disposed of, and the place and manner in which

such waste products were finally disposed, and such other information as

the department may require.

8. Such permit shall be renewed annually. The fees for such permit or

renewal shall be those established by regulation promulgated pursuant to

article 70 of this chapter. A renewal may be denied by the department

for failure of the applicant to properly report as provided in

subdivision 7 of this section.

9. The department may suspend or revoke any permit upon proof that the

permittee has been found guilty of a misdemeanor in the violation of the

provisions of this section as provided in section 71-1503, or if the

department determines that the permittee has violated the provisions of

this section, the rules and regulations implementing it or the rules and

regulations adopted to implement article 70 of this chapter.

10. The department is authorized and directed to adopt rules and

regulations with respect to the institution of a system of manifests

associated with the transportation of low-level radioactive wastes,

consistent with requirements of the United States nuclear regulatory

commission, and in furtherance of the agreement between the state and

the nuclear regulatory commission dated July fourth, nineteen hundred

sixty-two. Such rules and regulations shall provide that a copy of the

manifest shall be returned to the department.

11. The department shall issue a report based upon information made

available to the department pursuant to this section, on an annual basis

to the governor, the temporary president of the senate and the speaker

of the assembly. Such report shall include, but not be limited to, the

number, origin and destination of truckloads of low-level radioactive

waste leaving or entering the state for disposal and the types of

low-level radioactive waste being transported into, through or within

this state and the frequency of such movement.

12. No person shall engage in the transportation of regulated medical

waste originating or terminating at a location within the state without

a permit pursuant to the provisions of title 15 of this article, unless

otherwise exempted therein.

§ 27-0307 — Waste transporter permit revocation notifications

Waste transporter permit revocation notifications.

After the issuance of an order of suspension or revocation of the

permit of a waste transporter, the department shall publish notice of

such suspension or revocation in a newspaper or newspapers having a

general circulation in the area or areas served by the permittee and in

the environmental notice bulletin published by the department. Such

notice shall include a statement that the permittee is no longer

licensed or permitted to handle such waste. The department shall publish

such notice once each week for two consecutive weeks with the first

publication to be completed on or before the fifteenth day following

such revocation or suspension.

TITLE 4 Marketing of Recyclable Materials

§ 27-0401 — Secondary materials

Secondary materials.

1. As used in this article, "secondary materials" shall mean material

recovered from or otherwise destined for the waste stream, including but

not limited to, post-consumer material, industrial scrap material and

overstock or obsolete inventories from distributors, wholesalers and

other companies as defined in rules and regulations promulgated by the

commissioner of economic development in consultation with the

commissioner but such term does not include those materials and

by-products generated from, and commonly reused within, an original

manufacturing process.

2. For the purposes of this article, the department shall assist the

department of economic development in conducting secondary materials

market development programs pursuant to article six of the economic

development law, as added by chapter six hundred fifteen of the laws of

nineteen hundred eighty-seven, and other state agencies and authorities

conducting waste reduction and recycling programs.

3. The department shall assist in providing consumer education on the

economic and environmental benefits of solid waste management practices

and the concomitant needs for waste reduction and for consumers to

actively seek consumer products which contain secondary materials or

which are easily recycled or reused.

§ 27-0403 — Legislative intent

Legislative intent.

The legislature hereby finds and declares that development and

implementation of local programs to conserve energy through sound solid

waste management efforts can be of broad benefit to the state. Through

utilization of resource reuse and other programs, primary raw materials

can be conserved, energy savings can be gained, the amount of waste

disposed of in landfills can be reduced, and, through proper management

of the waste stream, improved operations at waste-to-energy facilities

may be realized. In recognition of the potential benefits to be accrued

from implementing sound solid waste management programs, the legislature

hereby declares that a program directed toward enhancing the state's

resource reuse efforts will provide energy, economic and environmental

benefits for New York state.

§ 27-0405 — New York state local resource reuse and development program

New York state local resource reuse and development program.

1. The department shall design and actively implement a local resource

reuse and development program which shall promote the collection,

intermediate processing and marketing of waste materials that are now

being disposed of as municipal solid waste in New York state. The

program shall:

(a) promote the development and implementation of resource reuse

programs by municipalities;

(b) serve as a clearinghouse for information regarding existing

municipal resource reuse programs;

(c) identify special needs and problems facing municipalities in

developing and implementing resource reuse programs, and recommend

approaches and solutions to address such identified needs and problems;

and

(d) provide other technical assistance to municipalities seeking to

develop and implement resource reuse programs.

2. The program shall provide funding for up to seventy-five percent of

the cost of municipal resource reuse programs, including the cost of

planning, designing, coordinating and implementing collection,

processing, marketing, public participation, promotional and other

activities essential to carrying out the program. Funds shall be made

available for one or more of the following purposes:

(a) an analysis of the municipal waste stream;

(b) a preliminary market survey to identify:

(1) firms in the region that currently process, broker, market or

otherwise engage in resource reuse activities, and

(2) the quantity of additional waste materials that current markets

could absorb;

(c) development and distribution of information based on the operation

of the program and the related materials and market considerations;

(d) support of a local resource reuse coordinator who will be

responsible for overseeing development and implementation of the

municipal resource reuse program. Duties shall include coordinating

municipal collection, intermediate processing and marketing efforts with

existing local, regional and state resource reuse and market development

efforts; and

(e) development of a comprehensive resource reuse public education and

promotion campaign to inform residents regarding the need for and

operation of local resource reuse efforts and to increase public

awareness of the benefits to be accrued from utilizing reused and

recycled products. The promotional campaign shall include, but need not

be limited to:

(1) public education and outreach activities such as: magazine,

newspaper, television, radio and public transportation advertisements

and public informational meetings and seminars; and

(2) dissemination of public information materials providing the

details of the municipal program including, but not limited to items to

be collected, collection locations and schedules.

3. The department shall receive applications for assistance from a

municipality, acting alone or in conjunction with one or more other

municipalities. Applications shall be evaluated based on the following

criteria:

(a) energy savings of the proposal;

(b) technical feasibility of the proposal;

(c) municipal government commitment to the program;

(d) whether the applicant has pursued other sources of funding,

including, but not limited to funding available under title nine of

article fifty-one of this chapter; and

(e) demonstrated ability of the applicant to carry out the proposed

program.

4. In evaluating proposals, the department shall consider the

potential for coordination and consolidation of solid waste practices

among municipalities within specified areas or regions, and shall

encourage such cooperation and consolidation where it is practicable and

would result in enhanced energy savings, environmental protection and

cost effectiveness.

TITLE 5 State Aid For Implementation of Resource Recovery and Other Improved Solid Waste Management Systems

§ 27-0501 — Definitions

Definitions.

1. "Collection system development program" means a comprehensive

review of existing solid waste collection practices and the development

of designs for efficient and cost-effective systems for the systematic

collection of solid waste of one or more municipalities or any portion

thereof.

2. "Preparation of contract documents" means the preparation of

documents for entering into contracts for (a) the design, construction,

operation, financing, ownership or maintenance of a solid waste

management facility; (b) a system of collection and disposal of

municipal solid waste through resource recovery; and (c) the marketing

of materials and energy recovered from solid waste. Such documents may

include detailed construction plans and specifications, bid

advertisements, requests for proposals and reports evaluating bids and

proposals.

3. "Implementation feasibility project" means the investigation and

evaluation of any one or more of the following: engineering, economic,

environmental, technological, administrative, institutional, social and

political factors affecting the acceptability of a solid waste

management facility or system of which the facility is part for the

purpose of determining the feasibility of constructing such proposed

facility or establishing such system.

4. "Municipality" means a village, town, city or county or any

designated agency thereof, or any two or more of the foregoing which are

acting jointly in connection with a solid waste management facility, a

solid waste management district, or a public benefit corporation having

power granted otherwise than under this article to construct, operate

and maintain a solid waste management facility, including a public

corporation created pursuant to agreement or compact with another state.

5. "Recycling center" means a community-based facility where separated

solid waste can be stored, assembled and prepared for sale or other

disposition.

6. "Resource recovery" means the separation, extraction and recovery

of useable materials, energy or heat from solid waste through source

separation, recycling centers or other programs, projects or facilities.

7. "Solid waste" means all materials or substances discarded or

rejected as being spent, useless, worthless, or in excess to the owners

at the time of such discard or rejection, including but not limited to

garbage, refuse, industrial and commercial waste, sludges from air or

water pollution control facilities or water supply treatment facilities,

rubbish, ashes, contained gaseous material, incinerator residue,

demolition and construction debris and offal, but not including sewage

and other highly diluted water-carried materials or substances and those

in gaseous form.

8. "Solid waste management facility" means any facility employed

beyond the initial solid waste collection process, including but not

limited to recycling centers, transfer stations, baling facilities, rail

haul or barge haul facilities, processing systems, including resource

recovery facilities or other facilities for reducing solid waste volume,

sanitary landfills, plants and facilities for compacting, composting or

pyrolization of solid waste, incinerators and other solid waste

disposal, reduction or conversion facilities.

9. "Source separation" means the segregation of recyclable materials

from the solid waste stream at the point of generation for separate

collection, sale or other disposition.

10. "Secondary materials" means those commodities that have been

reclaimed for reuse and are used in place of a primary or raw material

in manufacturing a product.

§ 27-0503 — State aid

State aid.

1. The commissioner may, in the name of the state, make or contract to

make, within the limitation of appropriations therefor, a state grant

for the payment to any municipality of not more than fifty percent of

the eligible cost of collection system development programs, preparation

of contract documents, and implementation feasibility projects.

2. The commissioner shall enter into a grant agreement pursuant to

this title only upon a finding that the municipality has given due

consideration to the items listed below or that such consideration will

be given through the fulfillment of the terms of the proposed grant

agreement. Pursuant to section 27-0505 of this title, the commissioner

shall adopt guidelines relative to the criteria for making such finding.

These guidelines shall require at least that relative to the proposed

facility, system or actions which are to be the subject of the proposed

grant agreement, due consideration shall be given to:

(a) any relevant, prior solid waste management study or report;

(b) reasonable alternatives which would achieve the same or similar

objectives, including opportunities for utilizing:

(i) existing solid waste management-resource recovery alternatives;

(ii) existing facilities of the secondary materials industry;

(iii) source separation programs and recycling centers, composting

programs; and

(iv) multi-municipal or regional arrangements for resource recovery

and solid waste management;

(c) effects on the use, conservation and production of energy; and

(d) effects on employment.

3. Payments authorized pursuant to this title shall be made in three

apportionments in accordance with the following:

(a) the first payment, not to exceed fifty percent, less retained

percentages, of the total grant shall be payable when acceptable

documents, as required to be prepared by the grant agreement, are

approved by the commissioner. In the case of collection system

development programs and implementation feasibility projects, such

documents shall include a report containing recommended actions and a

time schedule for taking such actions. In the case of preparation of

contract documents, such documents shall include construction plans and

specifications, bid advertisements, requests for proposals, or

evaluation reports of bids or proposals containing recommended actions.

(b) the balance of the grant, less retained percentages, shall be

payable:

(i) in the case of collection system development programs or

implementation feasibility projects, when the municipality officially

acts upon the recommendations contained in the approved report; and

(ii) in the case of preparation of contract documents, when contracts

are awarded or when construction begins, whichever occurs first.

(c) the final payment shall be made after appropriate audit.

(d) the department shall oversee the use of the grant to assist the

municipality.

§ 27-0505 — Powers and duties of the commissioner

Powers and duties of the commissioner.

In administering and enforcing the provisions of this title, the

commissioner shall:

1. make an estimate of funds or appropriations for inclusion annually

in the executive budget for state aid under this title including section

27-0509 hereof;

2. receive applications for state aid in such form and containing such

information as he may require;

3. qualify municipalities for state aid and advise them concerning

such qualification;

4. in the cases of collection system development programs and

implementation feasibility projects, approve the geographical scope and

subject matter coverage thereof prior to commencement to work thereon;

5. approve prior to final payment the documents in respect to which

state aid has been sought;

6. approve vouchers for payment of state aid grants;

7. adopt guidelines setting forth criteria by which to evaluate the

eligibility and relative entitlement of municipalities for funding under

this title; and

8. perform such other and further acts and promulgate such further

rules and regulations as may be necessary, proper and desirable to carry

out effectively the provisions of this title.

§ 27-0507 — Powers of municipalities

Powers of municipalities.

Any municipality may:

1. apply to and contract with the commissioner for state aid pursuant

to this article;

2. enter into contracts for consulting, engineering and other

professional services for the preparation of documents in respect to

which state aid is to be sought pursuant to this title; provided,

however, the contract costs negotiated between the person or firm chosen

to perform such services and the applicant for state aid under this

title shall be subject to the approval of the commissioner; and

3. expend money received from the state pursuant to this title only

for purposes consistent therewith.

§ 27-0509 — Technical assistance

Technical assistance.

The commissioner shall prepare and distribute to municipalities, and

may distribute to other persons, upon request, information relevant to

the source separation of solid waste. The commissioner shall provide

consultations to assist in the development of programs under this

section. Such technical assistance program shall include, but not be

limited to:

1. classification of recyclable materials;

2. techniques for home sorting of solid waste;

3. collection systems for separated materials which promote the

efficiency of resource recovery facilities;

4. use of compartmentalized sanitation vehicles to maintain collected

materials in an uncontaminated condition;

5. identification of appropriate marketing specifications and markets

to assist persons who engage in preparing recovered materials for

market;

6. education and public information programs which include source

reduction and the relationship between solid waste and energy;

7. projections of probable changes in the waste stream due to changes

in population, industry and employment in the municipality;

8. model local law or ordinance to implement source separation; and

9. other relevant information for solid waste management.

TITLE 7 Solid Waste Management and Resource Recovery Facilities

§ 27-0701 — Definitions

Definitions.

As used in this title:

1. "Solid waste" means all putrescible and non-putrescible materials

or substances discarded or rejected as being spent, useless, worthless

or in excess to the owners at the time of such discard or rejection,

except including but not limited to garbage, refuse, industrial and

commercial waste, sludges from air or water control facilities, rubbish,

ashes, contained gaseous material, incinerator residue, demolition and

construction debris, discarded automobiles and offal but not including

sewage and other highly diluted water carried materials or substances

and those in gaseous form.

2. "Solid waste management facility" means any facility employed

beyond the initial solid waste collection process including, but not

limited to, transfer stations, baling facilities, rail haul or barge

haul facilities, processing systems, including resource recovery

facilities or other facilities for reducing solid waste volume, sanitary

landfills, facilities for the disposal of construction and demolition

debris, plants and facilities for compacting, composting or pyrolization

of solid wastes, incinerators and other solid waste disposal, reduction

or conversion facilities.

3. "Solid waste management" means the purposeful and systematic

transportation, storage, processing, recovery and disposal of solid

waste.

4. "Resource recovery" means the separation, extraction and recovery

of useable materials, energy or heat from solid waste through source

separation, recycling centers or other programs, projects or facilities.

§ 27-0703 — Powers and duties of the department; solid waste management facilities

Powers and duties of the department; solid waste management

facilities.

1. To the maximum extent feasible, the department shall carry out the

provisions of this title so as to facilitate short and long term

planning for solid waste disposal, to promote cooperation among

neighboring localities in the planning and implementation of solid waste

management programs and facilities, and to facilitate implementation of

solutions to solid waste management problems confronted by localities.

2. The department shall have the power to: (a) Adopt and promulgate,

amend and repeal rules and regulations governing the operation of solid

waste management facilities. Such rules and regulations shall be

directed at the prevention or reduction of (i) water pollution, (ii) air

pollution, (iii) noise pollution, (iv) obnoxious odors, (v) unsightly

conditions caused by uncontrolled release of litter, (vi) infestation of

flies and vermin, and (vii) other conditions inimical to the public

health, safety and welfare. In promulgating such rules and regulations,

the department shall give due regard to the economic and technological

feasibility of compliance therewith. Any rule or regulation promulgated

pursuant hereto may differ in its terms and provisions as between

particular types of solid waste management facilities and as between

particular areas of the state.

(b) Provide technical assistance to municipalities and other persons

engaged in solid waste management and provide training for proper

operation of solid waste management facilities.

(c) Cooperate with appropriate local, state, interstate and federal

agencies to promote the operation of solid waste management facilities

in a safe, sanitary, efficient and environmentally sound manner.

3. The department shall, in promulgating any new or revised rule or

regulation, accompany such rule making with an environmental impact

statement or a written assessment stating the extent to or means by

which such rule or regulation will prevent or reduce the factors

identified in subparagraphs (i) through (vii) of paragraph (a) of

subdivision two of this section.

4. Siting, design, construction, and operating requirements

established pursuant to subdivision two of this section for solid waste

management facilities shall be embodied in rules and regulations of the

department promulgated pursuant to the state administrative procedure

act.

5. The commissioner shall cause program plans to be prepared for all

solid waste management assistance programs of the department enacted or

substantially modified by the solid waste management act of 1988 or

hereafter enacted, for the program of funding small scale, low

technology approaches to resource recovery pursuant to section 51-0905

of this chapter, and for the local resource reuse and development

program established by section 27-0405 of this article. Such plans shall

be consistent with the legislative intent and statutory authorization

for such programs. Program plans shall be derived from and shall be

consistent with the state solid waste management policy set forth in

section 27-0106 of this article. Such plans shall be transmitted to the

temporary president and the minority leader of the senate and the

speaker and the minority leader of the assembly within ninety days of

the effective date of this act or of the effective date of any statute

authorizing such program. Program plans shall describe the goals and

objectives of each program, operational priorities and administrative

procedures to be established in administering each program, shall guide

the development of operating procedures and administrative rules and

regulations governing each program, shall set forth the manner in which

the program shall be coordinated with other solid waste management

programs and shall set forth a description of the operating

relationships with the department of environmental conservation, other

relevant agencies and authorities and regional and local public and

private organizations.

6. Notwithstanding any other provision of law or rule or regulation to

the contrary, the owner or operator of a solid waste management facility

engaged in the storage of one thousand or more waste tires in existence

on or after the effective date of this subdivision shall submit to the

department a completed application for a permit to continue to operate

such facility, or cease operations and begin removal of the waste tires

from the facility and dispose of or treat them in a lawful manner

pursuant to a removal plan approved by the department. The owner or

operator must provide financial assurance to cover the cost of closure

of the facility at its maximum capacity, in a form and amount acceptable

to the department, before a permit will be issued. Any owner or operator

who obtained a permit pursuant to this subdivision before the effective

date of the waste tire management and recycling act of 2003 shall

provide such financial assurance within one hundred eighty days of the

effective date of such act. Failure to provide or maintain financial

assurance shall be grounds for the denial or revocation of a permit.

§ 27-0704 — Land burial and disposal in the counties of Nassau and Suffolk; special provisions

Land burial and disposal in the counties of Nassau and

Suffolk; special provisions.

1. Definitions. As used in this section the following terms shall have

the following meanings:

a. "Clean fill" shall mean material consisting of concrete, steel,

wood, sand, dirt, soil, glass, or other inert material designated by the

commissioner.

b. A "deep flow recharge area" shall mean a sensitive recharge area

within the counties of Nassau and Suffolk within the boundaries of

hydrogeologic zones I, II and III as defined in the Long Island

Comprehensive Waste Treatment Management Plan of nineteen hundred

seventy-eight.

c. "Downtime waste" shall mean any treatable or burnable waste

accumulated during a scheduled or unscheduled maintenance period of a

treatment facility.

d. "Hazardous waste" shall be defined as promulgated by the provisions

of section 27-0903 of this article.

e. "Landfill" shall mean a disposal facility at which solid waste, or

its residue after treatment, is intentionally placed and at which, waste

shall remain after closure.

f. "Long Island Comprehensive Waste Treatment Management Plan of

nineteen hundred seventy-eight" shall mean the study prepared by the

Long Island Regional Planning Board pursuant to section two hundred

eight of the federal water pollution control act.

g. "Treatment facility" shall mean resource recovery, incineration,

composting, or other process as approved by the commissioner through

which solid waste is put in order to reduce volume and toxicity.

h. "Untreatable waste" shall mean that material that because of its

size or composition cannot be processed by a treatment facility.

2. The Long Island Comprehensive Waste Treatment Management Plan of

nineteen hundred seventy-eight shall be kept on file in the office of

the commissioner. The hydrogeologic zones and their attendant boundaries

as specified in the aforementioned plan are hereby adopted. Any changes

made in the boundaries and accepted by the commissioner shall be

considered as automatically adopted for the purposes of this section.

3. On or after the effective date of this section and except as

provided herein, no person shall commence operation, including site

preparation, of a new landfill or of an expansion to an existing

landfill which is located in a deep flow recharge area. However, the

commissioner, after conducting a public hearing, may approve a limited

expansion of any existing landfill in a deep flow recharge area for the

sole purpose of providing for solid waste disposal capacity prior to the

implementation of a resource recovery system. The commissioner shall not

approve any such expansion unless he finds that the owner of such

landfill is a municipality that is implementing a resource recovery

system which is acceptable to the commissioner and which will be

operational no later than seven years after the effective date of this

section and that no other feasible means of solid waste management is

available, taking into account technological, economic and other

essential factors.

4. On or after the effective date of this section, no person shall

commence operation, including site preparation, of a new landfill or of

an expansion to an existing landfill, which is located in the county of

Nassau or Suffolk outside of deep flow recharge areas unless:

a. The commissioner has made an affirmative determination that such

landfill will not pose a threat to groundwater quality; and

b. The owner or operator of the landfill has posted a financial

guarantee such as, but not limited to, pollution liability insurance,

sureties, performance bonds and/or trust funds acceptable to the

commissioner securing the cost of corrective treatment, or the

development of alternative water sources, should such landfill become a

source of groundwater, surface water, or air pollution. The size of the

financial guarantee, the financial stability of the surety, and the

terms of posting shall be determined by the commissioner. Financial

surety shall also be arranged to ensure the proper operation and

maintenance of leachate and other collection and treatment systems for a

period of time, as determined by the commissioner, after a landfill is

closed; and

c. The landfill is underlain by two or more natural and/or synthetic

liners each with provisions for leachate collection, and has a treatment

and disposal system, all of which are approved by the commissioner. Any

natural clay liners shall have a minimum compacted thickness of two feet

and all liners shall have a maximum hydraulic conductivity not to exceed

one times ten to the minus seven centimeters per second. If the landfill

uses two synthetic liners, the department shall require that the liners

are of different chemical compositions; and

d. The landfill is designed and operated to minimize the migration of

methane gas or other gases beyond the facility boundaries so as to avert

the creation of a nuisance or a danger to property or public health; and

e. The landfill is prohibited from accepting industrial, commercial or

institutional solid or liquid waste that is hazardous; and

f. The landfill is not located in a freshwater wetland, tidal wetland

or floodplain as identified by the department.

g. Except as provided herein, the landfill accepts only material which

is the product of resource recovery, incineration or composting.

Downtime waste and wastes that are untreatable by a resource recovery

system may be disposed of when handled as provided in this paragraph.

Downtime waste and untreatable waste that is landfilled may only be

deposited in a special disposal area that is located and constructed so

as to segregate these wastes and minimize their effect on residents of

the surrounding area. Not more than ten percent of the annual rated

capacity of a resource recovery facility may be disposed of as downtime

waste per year. However, up to ten percent of the annual rated capacity

of more than one resource recovery facility may be so disposed of at a

single landfill.

Any such landfill may also accept wastes other than those authorized

in this subdivision whenever such disposal is approved by the

commissioner based upon a finding made after the opportunity for a

public hearing that (i) no resource recovery facility is available to

accept such waste; (ii) the owner of the landfill is making all

reasonable efforts to implement a resource recovery system acceptable to

the commissioner; and (iii) that the landfilling of such wastes will not

have significant adverse environmental impacts. In granting any such

approval, the commissioner shall impose conditions necessary to mitigate

any adverse environmental impacts to the maximum extent practicable and

shall impose a schedule under which the municipality shall implement an

acceptable resource recovery system.

5. Within seven years of the effective date of this section, no person

shall operate a landfill existing on the effective date of this section

in the counties of Nassau and Suffolk unless:

a. The owner or operator of the landfill has posted a financial

guarantee such as, but not limited to, pollution liability insurance,

sureties, performance bonds and/or trust funds acceptable to the

commissioner securing the cost of corrective treatment, or the

development of alternative water sources, should such landfill become a

source of groundwater, surface water or air pollution. The size of the

financial guarantee, the financial stability of the surety, and the

terms of posting shall be determined by the commissioner. Financial

surety shall also be arranged to ensure the proper operation and

maintenance of leachate and other collection and treatment systems for a

period of time, as determined by the commissioner, after a landfill is

closed; and

b. The landfill is underlain by two or more natural and/or synthetic

liners each with provisions for leachate collection, and has a treatment

and disposal system, all of which are approved by the commissioner. Any

natural clay liners shall have a minimum compacted thickness of two feet

and all liners shall have a maximum hydraulic conductivity not to exceed

one times ten to the minus seven centimeters per second. If the landfill

uses two synthetic liners, the department shall require that the liners

are of different chemical composition; and

c. The landfill is designed and operated to minimize the migration of

methane gas or other gases beyond the facility boundaries so as to avert

the creation of a nuisance or a danger to property or public health; and

d. The landfill does not accept industrial, commercial or

institutional solid or liquid waste that is hazardous; and

e. The landfill is not located in a freshwater wetland, tidal wetland

or floodplain as identified by the department.

f. Except as provided herein, the landfill accepts only material which

is the product of resource recovery, incineration or composting.

Downtime waste and wastes that are untreatable by a resource recovery

system may be disposed of when handled as provided in this paragraph.

Downtime waste and untreatable waste that is landfilled may only be

deposited in a special disposal area that is located and constructed so

as to segregate these wastes and minimize their effect on residents of

the surrounding area. Not more than ten percent of the annual rated

capacity of a resource recovery facility may be disposed of as downtime

waste per year. However, up to ten percent of the annual rated capacity

of more than one resource recovery facility may be so disposed of at a

single landfill.

If the landfill is located outside of the deep flow recharge area,

such landfill may also accept wastes other than those authorized in this

subdivision whenever such disposal is approved by the commissioner based

upon a finding made after the opportunity for a public hearing that (i)

no resource recovery facility is available to accept such waste; (ii)

the owner of the landfill is making all reasonable efforts to implement

a resource recovery system acceptable to the commissioner; and (iii)

that the landfilling of such wastes will not have significant adverse

environmental impacts. In granting any such approval, the commissioner

shall impose conditions necessary to mitigate any adverse environmental

impacts to the maximum extent practicable and shall impose a schedule

under which the municipality shall implement an acceptable resource

recovery system.

6. Notwithstanding the other provisions of this section, the

commissioner may allow, by permit, the disposal of clean fill material

in the counties of Nassau and Suffolk. Such material shall not be

contaminated with hazardous wastes.

§ 27-0705 — Adoption of rules and regulations; public hearings

Adoption of rules and regulations; public hearings.

A rule or regulation or any amendment or repeal thereof shall not be

adopted until after public hearing thereon. Notice of such hearing shall

be given at least sixty days prior to the scheduled date of the hearing

by public advertisement in the area of the state concerned of the date,

time, place and purpose of such hearing. At such hearing, opportunity to

be heard shall be given to the public. A rule or regulation or an

amendment or repeal thereof shall not become effective until sixty days

after certified copies thereof shall have been filed with the secretary

of state.

§ 27-0706 — Closure requirements for certain landfills and recycling requirements for certain municipalities

Closure requirements for certain landfills and recycling

requirements for certain municipalities.

1. For the purpose of this section the term "landfill" shall have the

same meaning as such term is defined in subdivision twelve of section

27-0901 of this article.

2. a. This section shall apply to all landfills that:

(i) operated during nineteen hundred ninety-five;

(ii) did not have a valid permit to operate pursuant to this article

during such year; and

(iii) accepted for disposal an average of more than eight thousand

tons per day of solid waste during such year.

b. Notwithstanding any provision of law or order to the contrary, no

landfill covered by this section shall accept solid waste for disposal

after January first, two thousand two.

§ 27-0707 — Permits for new solid waste management facilities

Permits for new solid waste management facilities.

1. On and after the effective date of the initial rules and

regulations of the department promulgated pursuant to subdivision one of

section 27-0703, no person shall commence operation, including site

preparation and construction, of a new solid waste management facility

until such person has obtained a permit pursuant to this title.

2. The rules and regulations adopted by the department to implement

this article and the provisions of article seventy of this chapter and

rules and regulations adopted thereunder shall govern permit

applications, renewals, modifications, suspensions and revocations under

this article. The administration of such permit applications shall be in

accordance with article eight of this chapter. The rules and regulations

adopted by the department to implement this article shall specify, at a

minimum:

a. that an application for a permit to construct, or to renew a permit

to operate, a solid waste management facility shall not be complete

unless the application includes a description of how the proposed

facility is consistent with the state solid waste management policy

identified under section 27-0106 of this article.

b. that on or after April first, nineteen hundred ninety-one an

application for a permit to construct a solid waste management facility

made by or on behalf of a municipality in a planning unit shall not be

complete until a local solid waste management plan which contains all of

the elements set forth in paragraph b of subdivision one of section

27-0107 of this article is in effect for such municipality; provided,

however, that this requirement may be waived by the commissioner for a

permit to construct a solid waste management facility designed for the

treatment, storage or disposal of sewage sludge and needed to implement

a project described in subparagraph one of paragraph (c) of subdivision

three of section ninety-seven-m of the state finance law that will

expedite compliance with the Ocean Dumping Ban Act of 1988. For any

such permit application submitted by a municipality prior to April

first, nineteen hundred ninety-one, the department shall, upon issuance

of a permit, require as a permit condition that the municipality or

planning unit of which it is a part have in effect a local solid waste

management plan which contains all of the elements set forth in

paragraph b of subdivision one of section 27-0107 of this article by a

date certain, which shall be no sooner than April first, nineteen

hundred ninety-one, unless otherwise agreed by the municipality, and

which shall be no later than April first, nineteen hundred ninety-two.

For any such permit application submitted on behalf of a municipality

prior to April first, nineteen hundred ninety-one, the department shall

require as a permit condition that the proposed solid waste management

facility shall be prohibited from accepting waste from such municipality

by a date certain, which shall be no sooner than April first, nineteen

hundred ninety-one and no later than April first, nineteen hundred

ninety-two, unless such municipality or the planning unit of which it is

a part has in effect a local solid waste management plan which contains

all of the elements set forth in paragraph b of subdivision one of

section 27-0107 of this article. For purposes of this paragraph,

"planning unit" shall have the same meaning as set forth in subdivision

one of section 27-0107 of this article.

c. that a permit will be issued only if:

(1) the proposed facility will be in full compliance with the

applicable rules and regulations in effect on the date of submission of

the permit application; and

(2) there has been opportunity for public review and comment at

relevant stages of the project planning process; and

(3) a determination has been made that the proposed facility will not

result in unfair competition between municipalities and scrap dealers,

processors and consumers; and

(4) the applicant has received or will receive the written opinion of

counsel to each muncipality or public authority which has entered into a

contract, lease or rental agreement with the proposed facility that such

contract, lease or rental agreement is in compliance with the applicable

requirements of sections one hundred one, one hundred three and one

hundred twenty-w of the general municipal law.

2-a. No exemption from the permit requirements imposed by this title

shall be allowed for the establishment of a new solid waste management

facility for the disposal of nonputrescible construction and demolition

debris when such facility will be used for the deposition of

construction and demolition debris from an offsite source when a fee or

any other form of consideration is required for the privilege of using

the facility for the disposal of construction and demolition debris.

2-b. The department of environmental conservation shall not issue a

permit to construct or a permit to operate a facility in Nassau county

to process sewage sludge into a pellet-like product unless and until a

full environmental review of the proposed facility has been conducted,

including but not limited to full consideration of the impacts such

facility may have upon the proximity of schools, churches, hospitals,

residences, commercial districts to such facility; ambient air quality,

traffic, community character and growth patterns, local aesthetics and

economics, and public health and safety in the vicinity of such

facility; and unless and until all relevant adverse impacts identified

through the review process have been addressed by the applicant and

avoided as necessary to protect the public health and safety of

residents and others residing and/or working in the vicinity of any such

proposed facility. The department shall conduct a minimum of one public

hearing in Nassau county, as a part of such full environmental review of

the proposed facility.

2-c. No permit for a solid waste management facility shall be issued

for a facility located on land in agricultural production which is

located within an agricultural district, or land in agricultural

production that qualifies for and is receiving an agricultural

assessment pursuant to section three hundred six of the agriculture and

markets law. Nothing contained herein, however, shall be deemed to

prohibit the issuance of such permit after appropriate review by the

department when:

a. the owner of such land has entered into a written agreement which

shall indicate his consent for site consideration; or

b. the applicant for the permit has made a commitment in the permit

application to fund a farm land protection conservation easement within

a reasonable proximity to the proposed project in an amount not less

than the dollar value of any such farm land purchased; or

c. the commissioner of agriculture and markets has made a

determination and the commissioner concurs that the agricultural land to

be taken constitutes less than five percent of the project site.

For purposes of this subdivision, "solid waste management facility"

shall have the same meaning as provided in this title, but shall not

include solid waste transfer stations, or land upon which sewage sludge

is applied, and determinations regarding agricultural district

boundaries and agricultural assessments will be based on those in effect

as of the date and initial determination is made, pursuant to article

eight of this chapter, as to whether an environmental impact statement

needs to be prepared for the proposed project.

3. Where a permit for a solid waste management facility has been

granted, the commissioner may upon request make available such

department personnel and expertise as may be needed to inform the public

as to the nature of the facility which has been granted a permit, the

nature of the facility operations authorized by the permit, and the

effect of the permit conditions, if any, which are imposed in connection

with the permit.

4. Where the commissioner denies a permit application, he shall

provide to the applicant a written statement of the reasons for this

determination.

5. Receipt of a permit pursuant to this section shall not relieve any

person of the responsibility of constructing such facility in full

compliance with any applicable laws, rules or regulations or of

operating the facility in full compliance with all applicable laws,

rules and regulations, including rules and regulations of the department

promulgated pursuant to subdivision one of section 27-0703 and taking

effect after the date application was made to the department.

6. Nothing herein shall relieve any person of the responsibility of

fully complying with all applicable laws, rules and regulations,

including regulations of the department, promulgated pursuant to

subdivision one of section 27-0703, in the operation of a solid waste

management facility not subject to the department's review under this

section.

7. Notwithstanding any provision of law or order to the contrary, no

permit to construct and/or operate a solid waste management facility

shall be issued for any incinerator for which a permit application was

deemed complete by the department before April first, nineteen hundred

eighty-six and for which no such permit was issued by the department

before April first, nineteen hundred ninety-six. For the purpose of this

subdivision, the term "incinerator" shall mean an enclosed device using

controlled flame combustion, the primary purpose of which is to

thermally break down solid, liquid or gaseous wastes, including

refuse-derived fuel, producing residue that contains little or no

combustible materials.

§ 27-0711 — Local laws, ordinances and regulations

Local laws, ordinances and regulations.

Any local laws, ordinances or regulations of any governing body of a

county, city, town or village which are not inconsistent with this title

or with any rule or regulation which shall be promulgated pursuant to

this title shall not be superseded by it, and nothing in this title or

in any rule or regulation which shall be promulgated pursuant to this

title shall preclude the right of any governing body of a county, city,

town or village to adopt local laws, ordinances or regulations which are

not inconsistent with this title or with any rule or regulation which

shall be promulgated pursuant to this title provided, however, that the

exercise of such right by a county shall relate only to the area thereof

outside any city, village or area of any town outside the village or

villages therein during such time as such city, village or town has

local laws, ordinances or regulations consistent with this title or with

any rule or regulation which shall be promulgated pursuant to this

title. Any local laws, ordinances or regulations of a county, city, town

or village which comply with at least the minimum applicable

requirements set forth in any rule or regulation promulgated pursuant to

this title shall be deemed consistent with this title or with any such

rule or regulation.

§ 27-0712 — Coverage of all vehicles, including barges transporting solid waste

Coverage of all vehicles, including barges transporting solid

waste.

1. Legislative findings and intent. It is the purpose of this section

to assure that solid waste management is conducted in a safe, sanitary,

efficient and environmentally sound manner throughout the state. The

legislature finds and declares that current law and regulations have not

always achieved this purpose. A large percentage of solid waste is

transferred and transported over water as well as by container truck.

Some type of cover is necessary to protect against the spillage of waste

and emission of odors during its transfer and transportation. The

legislature further finds and declares that legislation is necessary to

remedy this situation by requiring the responsible parties to cover such

vehicles with devices which will accomplish the intent of this section.

2. A municipality or any individual, firm or corporation acting on its

behalf or any other individual, firm or corporation shall not cause or

permit any solid waste to be transported on any vehicle, barge, ship, or

scow unless the solid waste on the vehicle, barge, ship, or scow is

covered provided, however, that putrescible waste transported by rail

shall be covered with sealing hard lids in a manner not inconsistent

with Federal Railroad Administration regulations, and non-putrescible

waste shipped by rail shall be covered with hard tarping securely

fastened over the load, which shall not exceed the height of the side of

the rail container, in a manner not inconsistent with Federal Railroad

Administration regulations.

3. The department shall monitor and inspect such vehicles, barges,

ships and scows transporting solid waste on a regular basis to insure

that they are covered and in compliance with the provisions of this

section.

§ 27-0715 — Solid waste management technical assistance

Solid waste management technical assistance.

1. The department shall conduct a comprehensive program of technical

assistance to local governments, the private sector and individuals to

enhance their capabilities to properly plan for and implement solid

waste management programs consistent with the state solid waste

management policy set forth in section 27-0106 of this article. This

program will establish continuing and comprehensive programs of

technical assistance designed to consolidate, simplify, or expedite the

development and implementation of such solid waste management programs.

2. In conducting the program set forth in this section, the department

shall prepare, provide and distribute to municipalities, and may

distribute to other persons, information and other technical assistance

concerning development and implementation of solid waste management

plans, programs and facilities. Such information and assistance may be

in the form of manuals, generic assessments or technical assistance

documents and other written materials and, as may be appropriate,

consultation services. Such information and assistance may be provided

by the department directly or by contract, shall be directed toward

furthering the implementation of the state solid waste management policy

established pursuant to section 27-0106 of this article and the

development of local solid waste management plans pursuant to section

27-0107 of this article and shall address:

(a) available techniques and technologies for various forms of solid

waste management and recommendations concerning methods by which to

achieve an appropriate balance among those techniques and technologies,

and an assessment of their feasibility and usefulness under varying

local circumstances;

(b) applicable regulatory programs and permit processes;

(c) with the assistance of the commissioner of economic development,

and in cooperation with the bureau of waste reduction and recycling

established pursuant to this article, assistance in developing and

implementing waste reduction, source separation and recycling programs;

(d) the potential availability of financial assistance from existing

state programs and other sources for any or all aspects of a proposed

solid waste management program;

(e) with the assistance of the attorney general, the state

comptroller, and other appropriate officers and agencies of the state,

the development and implementation of contracts and service agreements,

qualifications of vendors, and use of the procurement process, so as to

promote compliance with the applicable provisions of the general

municipal law and federal and state anti-trust statutes;

(f) model local laws or ordinances to effectively implement sound

solid waste management programs, including source separation and

recycling efforts and regional disposal, management, and marketing

activities;

(g) generic analyses of factors associated with the construction and

operation of municipal solid waste management facilities;

(h) a clearinghouse of information and suggestions from other states,

agencies, and municipalities, the federal government, and other sources

pertaining to development and implementation of solid waste management

programs, including those relating to cost avoidance, public education

and information efforts and potential host community incentives; and

(i) the availability of consultation services pertaining to the issues

identified and referred to in this section.

3. In effectuating the state solid waste management policy set forth

in section 27-0106 of this article, the technical assistance personnel

and resources of the department and local officials should work as a

team, each bringing their respective authority and responsibility to

bear in the development and implementation of a viable local solid waste

management program, or, as may be appropriate, as required to address

specific problems associated with such programs. Accordingly, within the

limits of appropriation therefor, upon designation of the local

participants by a requesting local government, the department shall

provide staff and other resources, as appropriate, to work jointly and

in cooperation with the requesting local government on a continuing

basis, as needed. State and local officials when working as a team

should make available to interested parties periodic assessments of the

status and effectiveness of the team's efforts.

4. In addition to providing technical assistance to municipalities and

planning units in addressing the issues identified in subdivision two of

section 27-0107 of this article as they relate to the particular

circumstances confronted by such municipalities and planning units, the

department shall assist municipalities in identifying and evaluating:

(i) alternatives available for management of current and future solid

waste, including costs and impacts of specific waste management methods;

and

(ii) regulatory requirements associated with the implementation of

such alternatives.

5. In administering the provisions of this section, the department

shall provide to the governor, the legislature, and local governments on

or before December thirty-first, nineteen hundred eighty-eight and

annually thereafter, a report assessing the assistance programs

established pursuant to this title, including the number of

municipalities and other entities which received assistance, a

description of the services provided and an assessment of program

effectiveness.

6. The department shall submit to the director of the division of the

budget, the chairman and ranking minority member of the senate finance

committee and the chairman and ranking minority member of the assembly

ways and means committee an evaluation of the assistance programs

established in this section, and their implementation, prepared by an

entity independent of the department. Such evaluation shall be submitted

by September first, nineteen hundred ninety and by September first,

every two years thereafter.

7. In administering assistance programs pursuant to this section, the

commissioner shall consider the potential for coordination and

consolidation of solid waste management practices, including marketing

efforts associated with source separation and recycling programs, among

municipalities and shall encourage such cooperation and consolidation

where it is practicable and would result in enhanced environmental

protection and cost effectiveness.

8. To effectuate the purposes of this section, the department may

request and shall be entitled to receive, from any state agency or

public authority and the same are authorized to provide, such

assistance, services, facilities, and data as will enable the department

to carry out its functions, powers, and duties.

§ 27-0717 — Bureau of waste reduction and recycling

Bureau of waste reduction and recycling.

1. The commissioner, with the approval of the director of the division

of the budget, shall establish within the department a bureau of waste

reduction and recycling. Such bureau shall be a separate entity to

assist in the development and promotion of local waste reduction, source

separation and recycling programs. Such programs shall promote the

source separation, collection, intermediate processing and marketing of

waste materials that are now being disposed of as municipal solid waste

in New York state. The bureau shall:

(a) promote the development and implementation of programs by

municipalities;

(b) serve as a clearinghouse for information regarding existing source

separation and recycling programs;

(c) identify special needs and problems in developing and implementing

source separation and recycling programs, and recommend approaches and

solutions to address such identified needs and problems; and

(d) coordinate its activities with other solid waste assistance

programs of the department.

2. Pursuant to regulations promulgated in accordance with the state

administrative procedure act, the bureau shall establish an official

state recycling emblem and conduct a consumer awareness program with

respect thereto. Such emblem shall be of a design to include terms or

symbols for "New York State", and "recyclable" and/or "recycled" and/or

"reuseable". Standards for such terms or symbols shall be developed

pursuant to regulations which with respect to (a) "recyclable" shall

address material for which technologies or systems for reuse as a

secondary material exist; and (b) "recycled" shall address material

containing a specified minimum percentage by weight of secondary

materials content; and (c) "reusable" shall address ability to be

repeatedly returned for refilling or reuse with the original product.

Further, such regulations may stipulate prohibitions on the unauthorized

use of the state recycling emblem.

3. The bureau shall implement and conduct a program of public

education and information to inform the public and private sectors of

the state as to the merits of the use of secondary materials and for

consumers to actively seek consumer products which contain secondary

materials or which are easily recycled or reused. Such program shall

communicate the importance of minimizing the need for new solid waste

disposal capacity and of conserving natural resources, avoiding harm to

the environment or public health, and promoting resource conservation,

recovery and reuse by industry, the state of New York, public and

quasi-public agencies and authorities, local governments and the general

public of the state.

4. The bureau shall be responsible for the administration of the New

York state local resource reuse and development program established

pursuant to sections 27-0403 and 27-0405 of this article.

§ 27-0719 — Battery management and disposal

Battery management and disposal.

1. Legislative intent. It is the intent of the legislature to minimize

the risk to the environment posed by batteries, both in consumer and

non-consumer uses, whether rechargeable or nonrechargeable. Such risk is

to be addressed through the elimination of mercury in zinc carbon

batteries, the minimization of mercury in alkaline manganese batteries,

the redesign of certain products containing rechargeable batteries, and

through the development of an action plan to establish a schedule for

collection systems capable of providing for the recycling or disposal of

all mercuric oxide batteries, silver oxide batteries, nickel cadmium

batteries, small lead acid batteries, and other types of batteries the

commissioner may identify.

2. Definitions. For the purposes of this section, the following

definitions shall apply:

(a) A "battery" means a device consisting of one or more cells, each

cell consisting of a positive electrode, a negative electrode and an

electrolyte, which is used to provide stored electrical power.

(b) An "alkaline manganese battery" means a battery consisting of a

manganese dioxide positive electrode, a zinc negative electrode and an

alkaline electrolyte.

(c) A "mercuric oxide battery" means a battery consisting of a

mercuric oxide positive electrode and a zinc negative electrode.

(d) A "nickel cadmium battery" means a battery consisting of a nickel

positive electrode and a cadmium negative electrode.

(e) A "small lead-acid battery" means a battery consisting of positive

and negative electrode materials which are leads or compounds thereof,

used in nonvehicular applications and weighing less than twenty-five

pounds.

(f) A "zinc carbon battery" means a battery consisting of a manganese

dioxide positive electrode, a zinc negative electrode, and a

non-alkaline electrolyte.

(g) A "silver oxide battery" means a battery consisting of a silver

oxide positive electrode, and a zinc negative electrode.

(h) A "battery pack" means one or more batteries enclosed in a

housing.

(i) A "distributor" means a seller of batteries or devices that

contain batteries at the time of sale.

(j) "Easily removed" means a battery or battery pack which is either

detachable or readily removable by the consumer from a consumer product

without cutting or desoldering any wires.

3. Mercury reduction and elimination. (a) No person may knowingly sell

or offer for sale in New York state an alkaline manganese battery

manufactured on or after January first, nineteen hundred ninety-two,

which contains more than 0.025 percent mercury by weight of the battery;

provided, however, that for alkaline manganese batteries having sizes

and shapes resembling buttons or coins, the limitation on mercury

content shall be twenty-five milligrams of mercury per battery.

(b) No person may knowingly sell or offer for sale in New York state a

zinc carbon battery manufactured on or after January first, nineteen

hundred ninety-three that contains a mercury concentration level of more

than one part per million (0.0001%) by weight.

4. Rechargeable batteries. (a) No distributor may sell or offer for

sale any product which contains a nickel cadmium or small lead-acid

battery or battery pack manufactured after July first, nineteen hundred

ninety-three unless:

(1) In the case of consumer products, the battery can be easily

removed by the consumer, or is contained in a battery pack that is

separate from the product and can be easily removed from the product.

(2) In the case of nonconsumer products, the battery can be removed or

is contained in a battery pack that is separate from the product.

(3) In all cases, the battery is clearly marked as to its type, so

that consumers, collectors and recyclers may easily identify chemical

content.

(b) The commissioner shall authorize the sale of a consumer product or

a nonconsumer product which does not comply with paragraph (a) of this

subdivision, if the commissioner determines that:

(1) The product was available for sale on or before the effective date

of this section, and the product cannot reasonably be redesigned and

manufactured prior to July first, nineteen hundred ninety-three;

provided, however, that such authorizations shall not apply to products

manufactured on or after July first, nineteen hundred ninety-five; or

(2) Design of the product to comply with paragraph (a) of this

subdivision would result in significant danger to public health and

safety.

5. Technology assessment, collection and recycling. On or before

January first, nineteen hundred ninety-three, the commissioner, in

consultation with the commissioner of economic development and battery

manufacturers, battery recyclers and others, shall report to the

governor and the legislature on an action plan which reviews the

technological feasibility of requiring the elimination of mercury from

alkaline manganese batteries, and establishes a schedule for collection

systems capable of providing for the recycling or disposal of all

mercuric oxide batteries, silver oxide batteries, nickel cadmium

batteries, small lead acid batteries, and such other type of batteries

as the commissioner may identify. Such plan and schedule shall identify

the appropriate role of battery manufacturers, retailers, consumers,

recyclers and others in the implementation of collection systems and

provide an evaluation of the feasibility of a returnable battery deposit

system in New York state; provided, however, that nothing contained

herein shall be deemed to authorize the commissioner to impose such

system or systems.

TITLE 9 Industrial Hazardous Waste Management

§ 27-0900 — Applicability

Applicability.

It is the purpose of this title to regulate the management of

hazardous waste (from its generation, storage, transportation, treatment

and disposal) in this state and to do so in a manner consistent with the

Federal Solid Waste Disposal Act, as amended by public law 94-580, the

Resource Conservation and Recovery Act of 1976, and as further amended

by public law 95-609, the Quiet Communities Act of 1978, public law

96-463, the Used Oil Recycling Act of 1980, public law 96-482, the Solid

Waste Disposal Act Amendments of 1980, public law 98-616, the Hazardous

and Solid Waste Amendments of 1984, public law 99-339, the Safe Drinking

Water Act Amendments of 1986, and public law 99-499, the Superfund

Amendments and Reauthorization Act of 1986, hereinafter referred to as

"RCRA". Nothing in this title shall authorize the department to adopt or

amend any rule or regulation in a manner less stringent than provided in

RCRA.

§ 27-0901 — Definitions

Definitions.

When used in this title:

1. "Administrator" means the administrator of the federal

environmental protection agency.

2. "Disposal" means the abandonment, discharge, deposit, injection,

dumping, spilling, leaking or placing of any substance so that such

substance or any related constituent thereof may enter the environment.

Disposal also means the thermal destruction of waste or hazardous waste

and the burning of such wastes as fuel for the purpose of recovering

useable energy.

3. "Hazardous waste" means a waste or combination of wastes, which

because of its quantity, concentration, or physical, chemical or

infectious characteristics may:

a. Cause, or significantly contribute to an increase in mortality or

an increase in serious irreversible, or incapacitating reversible

illness; or

b. Pose a substantial present or potential hazard to human health or

the environment when improperly treated, stored, transported, disposed,

or otherwise managed.

4. "Hazardous waste generation" means the act or process of producing

hazardous waste.

5. "Hazardous waste management" means the systematic control of the

collection, source separation, storage, transportation, processing,

treatment, recovery, and disposal of hazardous wastes.

6. "Manifest" means the form used for identifying the quantity,

composition, and the origin, routing, and destination of hazardous waste

during its transportation from the point of generation to the point of

disposal, treatment, or storage.

7. "Person" means an individual, trust, firm, joint stock company,

corporation (including a government corporation), partnership,

association, state, federal government and any agency thereof,

municipality, commission, political subdivision of a state, or any

interstate body.

8. "Storage" means the containment of hazardous waste, either on a

temporary basis or for a period of years, in such a manner as not to

constitute disposal of such hazardous waste.

9. "Transport" means the movement of hazardous waste from the point of

generation to any intermediate points and finally to the point of

ultimate storage or disposal.

10. "Treatment" means any method, technique, or process, including

neutralization, designed to change the physical, chemical or biological

character or composition of any hazardous waste so as to neutralize such

waste or as to render such waste nonhazardous, safer for transport,

amenable for recovery, amenable for storage, or reduced in volume.

11. "Waste" means any garbage, refuse, sludge from a waste treatment

plant, water supply treatment plant, or air pollution control facility,

and other discarded material, including solid, liquid, semisolid, or

contained gaseous material resulting from industrial, commercial, mining

and agricultural operations and from community activities, but does not

include solid or dissolved material in domestic sewage, or solid or

dissolved materials in irrigation return flows or industrial discharges

which are point sources subject to permits under section four hundred

two of the federal Water Pollution Control Act, as amended (86 Stat.

880), or source, special nuclear or by-product material as defined in

the Atomic Energy Act of 1954, as amended (68 Stat. 923) except as may

be provided by existing agreements between the state of New York and the

government of the United States.

12. "Landfill" means a disposal facility or part of a facility where

solid waste, including hazardous waste, is placed in or on land, and

which is not a land treatment facility, a surface impoundment, or an

injection well.

13. "Resource recovery" means any method, technique, or process

utilized to separate, process, modify, convert, treat or otherwise

prepare hazardous waste so that the component materials or substances

thereof may be beneficially used or reused as raw materials, exclusive

of useable energy.

* 14. "Commercial hazardous waste facilities" or "commercial

facilities" means a facility that receives from off-site any hazardous

waste from any person that is not part of the same trust, firm, joint

stock company, corporation (including a government corporation),

partnership, association, state, federal government and any agency

thereof, municipality, commission, political subdivisions of a state, or

any interstate body except when small quantities of hazardous wastes

from public bodies are accepted on an emergency basis with the approval

of the commissioner on a no-cost basis.

* NB There are 2 sub 14's

* 14. "Environment" means any water, water vapor, any land including

land surface or subsurface, air, fish, wildlife, biota and all other

natural resources.

* NB There are 2 sub 14's

15. "Secure landburial facility" means a land disposal facility

meeting the design and operation requirements promulgated by the

department pursuant to this title for the proper disposal of hazardous

wastes so that such wastes are immobilized or otherwise prevented from

release to the environment or rendered harmless or decomposed into

harmless materials within the facility.

§ 27-0903 — Identification and listing of hazardous waste

Identification and listing of hazardous waste.

1. The commissioner shall promulgate regulations in a manner

consistent with the state administrative procedure act, setting forth

the criteria for identification and listing of hazardous wastes. Based

on these criteria, the commissioner shall promulgate a list of hazardous

wastes (which list shall also include a sublist of acute hazardous

wastes) and shall identify hazardous waste by characteristic, in a

manner at least as stringent as promulgated by the administrator

pursuant to RCRA. The list of hazardous wastes and the identification of

hazardous waste by characteristic shall determine those hazardous wastes

which shall be subject to this title.

2. Where appropriate and consistent with the provisions of RCRA, such

regulations shall provide for exemptions from the provisions of this

title for the management of small quantities of wastes listed or

identified as hazardous when generated by research and limited use

operations.

3. The regulations setting forth the criteria for identification and

listing, and the list of, hazardous wastes subject to this title may be

amended by the commissioner from time to time as appropriate, based upon

hazardous waste conditions of particular relevance to the state. The

commissioner may promulgate the appropriately amended regulations only

upon a showing of the circumstances constituting the hazardous waste

conditions of particular relevance to this state, and then in a manner

consistent with the state administrative procedure act.

4. Uniform treatment of waste. All waste resulting from the

exploration, development, extraction or production of crude oil or

natural gas, including but not limited to drilling fluids and produced

waters, shall be considered hazardous waste under the law of this state

and subject to all pertinent generation, transportation, treatment,

storage, and disposal laws and regulations, if such waste meets the

definition of hazardous waste set forth in subdivision three of section

27-0901 of this chapter. Within six months from the effective date of

this subdivision, the department shall make all necessary changes to

bring its regulations into compliance with this section.

§ 27-0905 — Manifest system

Manifest system.

Not later than six months after the promulgation of regulations for

hazardous wastes pursuant to paragraph one of section 27-0903 of this

title, and after consultation and coordination with the commissioner of

transportation, the commissioner shall promulgate in a manner consistent

with the state administrative procedure act, regulations establishing a

manifest system by which to monitor the transportation, storage, and

disposal of hazardous waste and to assure that such acts are performed

in a manner consistent with this title. Such manifest systems shall

conform to that adopted by the administrator pursuant to RCRA. Where

appropriate and consistent with the provisions of RCRA, the commissioner

may provide for exemption from the provisions of this section for the

transport of hazardous waste by the generator from one facility to

another owned and operated by the generator. As a minimum such system

shall require that:

1. Hazardous waste generators use a specified form identifying the

composition, quantity and disposition of each shipment of hazardous

waste;

2. Copies of manifest be carried during transportation of hazardous

waste; and

3. Hazardous waste generators, hazardous waste transporters and owners

and operators of hazardous waste treatment, storage and disposal

facilities maintain copies of manifest for at least three years.

§ 27-0907 — Standards applicable to generators of hazardous waste

Standards applicable to generators of hazardous waste.

Not later than eighteen months after the effective date of this title,

in a manner consistent with the state administrative procedure act, the

commissioner shall promulgate regulations establishing standards which

shall be applicable to generators of hazardous waste identified or

listed under this title, necessary to protect human health and the

environment. Such standards shall establish requirements respecting:

1. Recordkeeping practices that accurately identify the quantities of

such hazardous waste generated, the constituents thereof which are

significant in quantity or in potential harm to human health or the

environment, and the disposition of such wastes;

2. Labeling practices for any containers used for the storage,

transport, or disposal of hazardous waste which will identify accurately

such wastes, and be in conformance with federal transportation

requirements;

3. Use of appropriate containers for hazardous waste;

4. Furnishing of information on the chemical composition of such

hazardous waste to persons transporting, treating, storing, or disposing

of such wastes;

5. Use of the manifest system established under section 27-0905 of

this title to assure that all such waste generated is designated for

treatment, storage, or disposal in treatment, storage or disposal

facilities (other than facilities on the plant site where the waste is

generated) for which a permit has been issued as provided in section

27-0913 of this title; and

5-a. Each manifest shall contain a certification by the generator

that:

a. the generator of the hazardous waste has in place a program to

reduce the volume or quantity and toxicity of such waste to the degree

determined by the generator to be economically practicable or, if a

hazardous waste reduction plan is required by and reviewable under

section 27-0908 of this title, a program that meets the requirements of

that section; and

b. the proposed method of treatment, storage or disposal is that

practicable method currently available to the generator which minimizes

the present and future threat to human health and the environment.

6. Submission of an annual report to the commissioner, and additional

reports at such times as the commissioner deems necessary, respecting

a. the quantities and composition of hazardous wastes identified or

listed under this title, generated during a specified time period;

b. the disposition of all hazardous wastes reported under paragraph a

of this subdivision;

c. for each waste reported under paragraph a of this subdivision, the

efforts undertaken during the year to reduce the volume or quantity and

toxicity of waste generated;

d. for each waste reported under paragraph a of this subdivision, the

changes in volume or quantity and toxicity of waste actually achieved

during the year in question in comparison with previous years;

e. certification on the part of the generator that it has in place a

program to reduce the volume or quantity and toxicity of hazardous

wastes to the degree determined by the generator to be economically

practicable or, if a hazardous waste reduction plan is required by and

reviewable under section 27-0908 of this title, a program that meets the

requirements of that section; and

f. certification that the treatment, storage or disposal method

utilized by the generator is that practicable method currently available

which minimizes present and future threats to human health and the

environment.

7. The commissioner shall, within eighteen months after the effective

date of regulations promulgated by the department pursuant to section

27-0905 of this chapter and annually thereafter, prepare and submit a

report on the generating of hazardous wastes to the governor and

legislature. Such report shall include, but not be limited to, the

identity of generators within the state and the quantities, composition

and disposition of hazardous wastes generated in the preceding year.

Such information regarding quantities, composition and disposition shall

be presented in aggregated form by waste type as generated in each of

the department's administrative regions. The commissioner shall withhold

information on hazardous wastes pursuant to section 27-0919 of this

title in order to protect trade secrets.

§ 27-0908 — Hazardous waste reduction plans

Hazardous waste reduction plans.

1. When used in this section, the following terms shall have the

following definitions:

a. "Acute hazardous waste" means any waste identified or listed as

such in the regulations promulgated under section 27-0903 of this title.

b. "Generator" means any person, by site, whose act or process

produces hazardous waste or whose act first causes a hazardous waste to

become subject to regulation.

c. "Hazardous waste" means any waste identified or listed as such in

the regulations promulgated under section 27-0903 of this title,

including "acute hazardous waste".

2. For the purposes of this section, hazardous wastes generated by any

corrective action required pursuant to this title for a release from a

hazardous waste treatment, storage or disposal facility, or by the

remediation of an inactive hazardous waste disposal site as defined in

subdivision two of section 27-1301 of this article, or by the cleanup of

a release to the environment reported pursuant to article 17, 37 or 40

of this chapter, or demolition and construction debris, or wastes which

are otherwise subject to the requirements of this section shall not be

included in the calculation of the amount of hazardous wastes generated

by a person annually, nor shall such wastes be subject to the waste

reduction planning requirements for this section.

3. a. Any generator of equal to or greater than one thousand tons of

hazardous waste in the calendar year nineteen hundred ninety or any

subsequent calendar year shall prepare, implement and submit to the

department a written hazardous waste reduction plan on or before July

first of the following calendar year.

b. Any generator of equal to or greater than five hundred tons of

hazardous waste in the calendar year nineteen hundred ninety-one or any

subsequent calendar year shall prepare, implement and submit to the

department a written hazardous waste reduction plan on or before July

first of the following calendar year.

c. Any generator of equal to or greater than fifty tons of hazardous

waste in the calendar year nineteen hundred ninety-two or any subsequent

calendar year shall prepare, implement and submit to the department a

written hazardous waste reduction plan on or before July first of the

following calendar year.

d. Any generator of equal to or greater than twenty-five tons of

hazardous waste in the calendar year nineteen hundred ninety-five or any

subsequent calendar year shall prepare, implement and submit to the

department a written hazardous waste reduction plan on or before July

first of the following calendar year.

e. Notwithstanding any other provision of this subdivision, any

generator required to hold a hazardous waste storage, treatment or

disposal permit for the on-site management of hazardous waste pursuant

to section 27-0913 of this title shall prepare and submit to the

department, a written hazardous waste reduction plan on or before July

first, nineteen hundred ninety-one or as part of any new permit

application, and shall thereafter implement the plan.

4. The hazardous waste reduction plan required under this section

shall include:

a. an identification of the amounts and types of any acute hazardous

waste as reported pursuant to subdivision six of section 27-0907 of this

title; and an identification of the amounts and types of hazardous

wastes generated during the previous calendar year which are either (i)

in amounts greater than five tons or (ii) which account for at least

ninety percent of all hazardous wastes generated by such generator at

that facility, whichever represents the greater amount of hazardous

wastes. For each such hazardous waste, such plan shall also include:

(1) a description of the process, operation or activity that resulted

in the generation of such waste;

(2) a calculation of the amount of such waste generated per unit of

production output or raw material used, or other appropriate index, or a

demonstration why the calculation cannot be provided; and

(3) an estimate, and bases for such estimate, of the costs incurred

for managing such waste, including but not limited to, storage costs,

on-site treatment or disposal costs, transportation costs, commercial

disposal fees and regulatory fees or a demonstration why such

calculation cannot be provided.

b. For each such waste identified pursuant to paragraph a of this

subdivision, an evaluation of the technical feasibility and economic

practicability, including return on investment, of implementing waste

reduction processes, technologies or operational changes to reduce or

eliminate the generation of such waste. Such evaluation shall consider

the technical feasibility and economic practicability, where applicable,

of:

(i) substitution of non-toxic or less toxic inputs to the production

process which result in a reduction in the volume or toxicity of such

waste;

(ii) reformulation or redesign of end products to eliminate production

inputs or production processes that result in the generation of such

waste;

(iii) modification or redesign of production processes, technologies

or equipment which result in a reduction in the volume or toxicity of

such waste;

(iv) changes in materials usage, handling and storage practices,

including improved inventory control, preventive maintenance, spill and

leak prevention, and waste segregation, which will reduce the volume or

toxicity of such waste;

(v) the use of closed loop reclamation, reuse or recycling processes

or technologies which directly recycle such wastes back into the

production process; and

(vi) the use of on-site or off-site recycling technologies or

processes that reduce the amount of such waste that must be treated or

disposed of.

c. Establishment and description of a program for implementing

technically feasible and economically practicable waste reduction

alternatives. Such program shall include:

(i) establishment of a general corporate, facility or organizational

waste reduction policy, including a statement of waste reduction goals,

along with a plan for communicating such policy and statement of goals

to relevant employees and management personnel;

(ii) a time schedule for implementing each technically feasible and

economically practicable waste reduction technology, process or

operational change identified pursuant to paragraph b of this

subdivision;

(iii) designation of the office or department responsible for

implementing the waste reduction plan;

(iv) a method of waste reduction measurement which will provide a

basis for charting waste reduction trends over time; and

(v) appropriate employee training programs to assure proper

implementation of the economically practicable and technically feasible

waste reduction alternatives identified pursuant to paragraph b of this

subdivision.

d. An evaluation of the anticipated reduction, in tons or other

appropriate measurement, in the amount of hazardous wastes produced by

the generator as a result of the implementation of each of the

technically feasible and economically practicable waste reduction

options identified pursuant to paragraph b of this subdivision.

e. An evaluation of the extent, if any, to which the implementation of

each of the technically feasible and economically practicable waste

reduction options identified pursuant to paragraph b of this subdivision

may result in the transference of hazardous wastes into any other

environmental media and the environmental benefits, if any, of the waste

reduction option resulting in such transference.

5. The hazardous waste reduction plan required pursuant to this

section shall be updated at least biennially to reflect changes in the

types and amounts of hazardous wastes produced by the generator. In

preparing such update, the generator shall evaluate or reevaluate the

technical feasibility and economic practicability of waste reduction

alternatives as required pursuant to subdivision four of this section

for each such waste, and, if appropriate, shall revise the schedule for

implementing technically feasible and economically practicable waste

reduction alternatives; provided, that no evaluation or reevaluation

shall be required for such wastes no longer produced by the generator.

Such update shall provide continuity with previously prepared plans.

6. As a part of its hazardous waste generator report required pursuant

to subdivision six of section 27-0907 of this title, each generator

required to prepare a hazardous waste reduction plan pursuant to this

section shall submit to the department an annual status report

describing such generator's progress in achieving its time schedule for

implementing technically feasible and economically practicable waste

reduction alternatives, pursuant to paragraph c of subdivision four of

this section. If such generator does not implement a waste reduction

technology, process or operational change identified in such time

schedule, the annual status report shall identify the reason such

activity was not implemented and include a reasonable revised time

schedule for implementing such waste reduction alternative. If a

generator determines that any method of waste reduction chosen and

implemented is not achieving the degree of waste reduction anticipated,

notwithstanding commitments made in the plan or biennial update, the

generator may choose and implement another waste reduction alternative

more likely to achieve waste reduction. The generator shall explain such

action in the annual status report and account for such action in the

biennial updates pursuant to paragraphs c, d and e of subdivision four

of this section.

7. On or before January first, nineteen hundred ninety-one, the

department shall prepare and distribute a guidance manual to assist

generators in complying with the requirements of this section.

8. The department shall review each plan submitted pursuant to this

section according to the schedule provided hereafter. The submission of

such plan shall not be considered a permit application within

subdivision four of section 70-0105 of this chapter and shall not be

deemed to be a license application within subdivision four of section

one hundred two of the state administrative procedure act.

a. After July first, nineteen hundred ninety-one, the department shall

review and may reject, in accordance with the standards set forth in

subdivision nine of this section, those portions of such plan which

address hazardous wastes which are managed in a land disposal facility.

b. After July first, nineteen hundred ninety-three, the department

shall review and may reject, in accordance with the standards set forth

in subdivision nine of this section, those portions of such plan which

address hazardous wastes which are managed through treatment, including

wastes managed through thermal destruction or wastes burned as fuel for

the purpose of recovering usable energy; and

c. On or after July first, nineteen hundred ninety-five, the

department shall review and may reject, in accordance with the standards

set forth in subdivision nine of this section, all plans submitted by a

generator utilizing recovery, reuse or recycling, except closed loop

recycling directly back into the production process, as management

methods.

d. Notwithstanding any other provision of law the department shall not

be authorized to reject any plan or biennial update for which a notice

of deficiency pursuant to paragraph a of subdivision ten of this section

has not been provided to the generator within twelve months of the date

such plan or biennial update was submitted.

9. The review of hazardous waste reduction plans conducted by the

department pursuant to the schedule set forth in subdivision eight of

this section shall be subject to the following standards. The department

may reject any plan or biennial update thereof which:

a. fails to contain all the components required pursuant to

subdivision four of this section;

b. fails to apply generally accepted engineering, scientific or

economic principles and practices;

c. accomplishes waste reduction by transference to other environmental

media without an environmental benefit from such transference;

d. is inconsistent with the preferred hazardous waste management

practices hierarchy set forth in section 27-0105 of this article;

e. involves conduct which is prohibited by any applicable law or

regulation;

f. fails to provide a basis for charting waste reduction trends over

time;

g. beginning with the submission of the first biennial update, fails

to demonstrate reasonable progress in implementing those technically

feasible and economically practicable waste reduction alternatives

chosen by the generator according to the time schedule developed

pursuant to paragraph c of subdivision four of this section; or

h. beginning with the submission of the first biennial update, fails

to demonstrate reasonable progress in waste reduction employing the

methods of waste reduction and calculation provided in the plan, or as

modified in the annual report, or fails to reevaluate the technically

feasible and economically practicable waste reduction alternatives as

required pursuant to subdivision five of this section.

10. a. In proposing to reject any plan or biennial update thereof, the

department shall provide to the generator a notice detailing the

specific deficiencies the department has identified consistent with the

standards set forth in subdivision nine of this section.

b. Upon receipt of such notice, the generator shall have up to sixty

days to prepare a rebuttal or to modify the plan or biennial update to

address the deficiencies identified in the notice and to submit such

rebuttal or modified plan or update to the department.

c. If the department determines that the plan or update should not be

rejected, it shall notify the generator within thirty days of submittal

of a rebuttal or modified plan or update. If the department determines

that the rebuttal or modified plan or update has not adequately

addressed the specific deficiencies identified in the notice, or if the

rebuttal or modified plan or update is not submitted within the time

period specified in paragraph b of this subdivision, the department in

its discretion may require further modifications, consistent with the

specific deficiencies identified in the notice, within a time to be

determined by the department, or make a determination to reject such

plan or update. Any determination to require further modifications shall

be made and provided to the generator within thirty days of submittal of

a rebuttal or modified plan or update.

d. Immediately upon making a determination to reject a plan or

biennial update the department shall provide to the generator a notice

of final rejection. Such notice of final rejection shall detail the

specific deficiencies consistent with the standards set forth in

subdivision nine of this section.

e. Within fifteen days of the date of a notice of final rejection from

the department pursuant to this subdivision, a generator may request a

hearing pursuant to article three of the state administrative procedure

act. The department shall notify the generator of a date and place for a

hearing, to be commenced not later than sixty days from the date of such

notification, unless an extension of time has been agreed to pursuant to

paragraph j of this subdivision.

f. The department may not require any modification to the plan or

biennial update or raise any issue at hearing not identified in the

notice of final rejection provided pursuant to paragraph d of this

subdivision.

g. The certification prohibition in subdivision eleven of this section

shall not be effective until a determination is made by the department

after hearing, or until time to request such hearing has expired.

h. Any final determination of the department is reviewable pursuant to

article seventy-eight of the civil practice law and rules.

i. Such review shall be commenced within the time limits set forth in

section two hundred seventeen of the civil practice law and rules.

j. Any time period specified in this subdivision may be extended in

writing by mutual consent of the generator and the department.

11. Any generator who has submitted a hazardous waste reduction plan

according to the time schedule set forth in subdivision three of this

section, which plan has not been rejected by the department, is

authorized to make the certifications required under sections 27-0907

and 27-0913 of this title; provided, however, that no such generator

shall make such certifications if such plan has been rejected by the

department. These restrictions shall not apply to hazardous waste

generated prior to the date the plan was rejected.

12. Information required to be provided to the department under this

section shall be subject to the provisions of section 27-0919 of this

title.

13. On or before January first, nineteen hundred ninety-three, the

department shall prepare and present to the governor and the legislature

a report analyzing the desirability of requiring waste reduction

pursuant to this section on the part of generators of greater than

fifteen tons and less than twenty-five tons of hazardous waste per

calendar year. Such report shall include the number of generators in

this category, the amount of wastes produced by such generators, the

environmental benefit likely to be achieved, an evaluation of the

potential economic impact on industry and a description of the

additional resources that the department would require to analyze and

approve waste reduction plans submitted by this group of generators.

14. The department shall not impose planning and reduction

requirements other than those authorized pursuant to this section for

those hazardous wastes which are managed in a land disposal facility,

managed through treatment, or managed through recovery, reuse or

recycling and which are subject to the requirements of this section.

Provided however, nothing herein shall be construed to limit the

department's authority contained elsewhere in this chapter to require

planning and reductions in emissions, discharges or other releases.

§ 27-0909 — Standards applicable to transporters of hazardous waste

Standards applicable to transporters of hazardous waste.

Not later than eighteen months after the effective date of this title,

and after consultation and coordination with the commissioner of

transportation, and after opportunity for public hearings, the

commissioner shall promulgate regulations establishing such standards

which shall be applicable to transporters of hazardous waste identified

or listed under this title, as may be necessary to protect human health

and the environment. Such standards shall include but need not be

limited to requirements respecting:

1. Recordkeeping practices that accurately identify the hazardous

wastes transported, and their sources and delivery points;

2. Transportation and storage of such waste only if properly labeled;

3. Compliance with the manifest system established under section

27-0905 of this title;

4. Transportation of all such hazardous waste only to the hazardous

waste treatment, storage, or disposal facility or facilities which are

designated on the manifest form, a copy of which shall be presented to

the generator prior to transportation, and which either hold operation

permits issued under this article, are a permittee under the Federal

Resource Conservation and Recovery Act of nineteen hundred seventy-six

or any amendments thereof, or are otherwise duly authorized to accept

hazardous waste; and

5. Requirement of a bond to meet all responsibilities in case of

release of hazardous wastes causing damage as a condition to the

issuance of a permit to a transporter required by this title.

6. No vehicle, vehicle container, holding tank or other equipment used

to transport hazardous waste shall be used in transporting any item

intended for human or animal consumption unless such waste and its

residue have been completely removed. The commissioner shall promulgate

regulations establishing such minimum standards and procedures necessary

to insure proper cleaning and removal of hazardous waste and its residue

from such equipment.

§ 27-0910 — Standards applicable to marketers of hazardous waste fuel

Standards applicable to marketers of hazardous waste fuel.

The commissioner shall promulgate regulations establishing standards

applicable to any person who distributes or markets any fuel which is

produced from (a) facilities which produce a fuel (i) from any hazardous

waste identified or listed in the regulations promulgated under section

27-0903 of this title or (ii) from any such hazardous waste and any

other material, or (b) any fuel which otherwise contains any such

hazardous waste.

§ 27-0911 — Standards applicable to owners and operators of hazardous waste treatment, storage, and disposal facilities

Standards applicable to owners and operators of hazardous

waste treatment, storage, and disposal facilities.

1. Standards applicable to owners and operators of hazardous waste

treatment, storage and disposal facilities shall be those established in

title seven of this article, and the regulations promulgated thereunder,

shall be consistent with comparable standards promulgated by the

administrator pursuant to RCRA, and shall also include compliance with

the manifest system established in section 27-0905 of this title. Where

appropriate and consistent with the provisions of RCRA, such standards

may authorize the granting of exemptions from requirements, or variances

in requirements, according to criteria established therein.

2. Such standards shall require corrective action, including

corrective action beyond the facility boundary where necessary to

protect human health and the environment, for all releases of hazardous

waste or constituents from any solid waste management unit at a

treatment, storage or disposal facility seeking a permit under section

27-0913 of this title, regardless of the time at which waste was placed

in such unit.

§ 27-0912 — Land disposal of hazardous waste

Land disposal of hazardous waste.

1. The commissioner may promulgate rules and regulations restricting

or prohibiting the land disposal of specified hazardous wastes which are

identified or listed pursuant to section 27-0903 of this title. Such

rules and regulations may also restrict or prohibit the storage of any

hazardous waste, or classes of hazardous wastes, which is restricted or

prohibited from one or more methods of land disposal under this section

unless such storage is solely for the purpose of the accumulation of

such quantities of hazardous waste as are necessary to facilitate proper

recovery, treatment, or disposal.

2. The commissioner shall make a written determination of each such

waste or class of wastes for which land burial may not be adequately

protective of public health and the environment. In making any such

determination, the commissioner shall take into account the following

factors:

a. the long-term containment uncertainties associated with land

burial, and

b. characteristics of the hazardous waste which degrade containment

mechanisms used in authorized hazardous waste land burial facilities,

and

c. the persistence, toxicity, mobility, and propensity to

bio-accumulate of such hazardous wastes and their toxic constituents.

3. The commissioner may, upon application of any person, certify that

any specifically identified or listed hazardous waste or class of wastes

is exempt from a restriction or prohibition against land burial

established in the rules and regulations promulgated pursuant to this

section. Such certification of exemption may be issued only in the event

the commissioner makes a written determination that it is not

practicable, for the reasonably foreseeable future, to manage such

wastes by any means other than land burial, when public health,

environmental and economic factors are considered together.

Certificates of exemptions shall be valid for a fixed term not to exceed

one year. Any such certificate of exemption shall be published in the

environmental notice bulletin. Any request for a renewal, reissuance or

recertification of exemption shall be treated as an application for a

new certificate of exemption.

4. As used in this section, the term "land disposal" shall be deemed

to include, but not be limited to, any placement of hazardous waste in a

landfill, surface impoundment, waste pile, injection well, land

treatment facility, salt dome formation, salt bed formation, or

underground mine or cave; and the term "land burial" means any placement

of hazardous waste in or on land where the waste will remain after

closure. "Land burial" is a form of "land disposal".

5. Any rules and regulations, and any amendments thereof adopted

pursuant to the provisions of this section shall be subject to review

pursuant to article seventy-eight of the civil practice law and rules.

§ 27-0913 — Permits and registrations for storage, transportation, treatment, or disposal of hazardous wastes

Permits and registrations for storage, transportation,

treatment, or disposal of hazardous wastes.

1. a. No person shall engage in storage, treatment, or disposal,

including storage at the site of generation, of hazardous wastes without

first having obtained a permit pursuant to title seven of this article.

Such permits shall require corrective action, including corrective

action beyond the facility boundary where necessary to protect human

health and the environment, for all releases of hazardous waste or

constituents from any solid waste management unit at a permitted

treatment, storage or disposal facility, regardless of the time at which

waste was placed in such unit, and shall contain schedules of compliance

for such corrective action where such corrective action cannot be

completed prior to issuance of the permit.

b. Where appropriate and consistent with the provisions of RCRA, the

commissioner may by regulation provide for interim status for hazardous

waste treatment, storage or disposal facilities. Such regulation may

include, but shall not be limited to, termination provisions, corrective

action provisions and requirements for modification of such facilities

as may be necessary to protect human health and the environment. The

condition of interim status shall not be deemed to be a permit within

subdivision four of section 70-0105 of this chapter, and shall not be

deemed to be a license within subdivision four of section one hundred

two of the state administrative procedure act.

2. No person shall engage in the transportation of hazardous wastes

without first complying with the requirements of title three of this

article.

3. The commissioner shall assure that permits authorizing hazardous

waste treatment, storage, disposal or transportation are not issued to

nor held by unqualified or unsuitable persons. To effectuate this

purpose, and in addition to any other available grounds, the

commissioner may, consistent with the policies of article twenty-three-A

of the correction law and the provisions of section 70-0115 of this

chapter, deny, suspend, revoke or modify any permit, renewal or

modification thereto for the treatment, storage, disposal or

transportation of hazardous waste, after determining in writing that

such action is required to protect the public health and safety. Some of

the factors which the commissioner may consider in arriving at his

determination include the following:

a. The permit holder or applicant has been determined in an

administrative, civil or criminal proceeding to have violated any

provision of this article, any related order or determination of the

commissioner, any regulation promulgated pursuant to this article, the

condition of any permit issued thereunder, or any similar statute,

regulation, order or permit condition of the federal or other state

government.

b. Such permit holder or applicant has been denied a permit for the

same or substantially similar activity based upon one or more of the

provisions of this subdivision, or a similar provision of federal or

other state law.

c. Such permit holder or applicant has been found in a civil

proceeding to have committed a negligent or intentionally tortious act,

or has been convicted in a criminal proceeding of a criminal act

involving the handling, storing, treating, disposing or transporting

hazardous waste.

d. Such permit holder or applicant has been convicted of a criminal

offense under the laws of any state or of the United States which

involves a violent felony offense, fraud, bribery, perjury, theft, or an

offense against public administration as that term is used in article

one hundred ninety-five of the penal law.

e. Such permit holder or applicant has in any matter within the

jurisdiction of the department knowingly falsified or concealed a

material fact or knowingly submitted a false statement or made use of or

made a false statement on or in connection with any document or

application submitted to the department.

f. Such permit holder or applicant is either:

(i) an individual who had a substantial interest in or acted as a high

managerial agent or director for any corporation, partnership,

association or organization which committed an act or failed to act, and

such act or failure to act could be the basis for the denial of a permit

pursuant to this section or regulations promulgated thereunder if such

corporation, partnership, association or organization applied for a

permit under this title;

(ii) a corporation, partnership, association, organization, or any

principal thereof, or any person holding a substantial interest therein,

which committed an act or failed to act, and such act or failure to act

could be the basis for the denial of a permit pursuant to this section

or regulations promulgated thereunder if such corporation, partnership,

association or organization applied for a permit under this title; or

(iii) a corporation, partnership, association or organization or any

high managerial agent or director thereof, or any person holding a

substantial interest therein, acting as high managerial agent or

director for or holding a substantial interest in another corporation,

partnership, association or organization which committed an act or

failed to act, and such act or failure to act could be the basis for the

denial of a permit pursuant to this section or regulations promulgated

thereunder had such other corporation, partnership, association or

organization applied for a permit under this title.

For the purposes of this subdivision, "high managerial agent" has the

same meaning as is given that term in section 20.20 of the penal law,

and "substantial interest" shall be defined in regulations promulgated

by the commissioner.

4. Any act or failure to act which serves as a basis for denial or

revocation of a permit pursuant to this subdivision shall have occurred

within two years from the date on which the application for a permit,

renewal or modification is submitted to the department or from the date

on which the department serves notice of intent to revoke or modify a

permit issued by the department in relation to an existing permit.

5. Any person denied a permit, renewal or modification on the grounds

specified in this subdivision shall be entitled to a hearing within

sixty days of such denial in the case of a new permit, or within fifteen

days in the case of a renewal or modification of an existing permit. The

conduct of such hearing shall be governed by article seventy of this

chapter and regulations promulgated thereunder.

6. It shall be a condition of any permit issued under title 7 of this

article for the treatment, storage or disposal of hazardous waste on the

premises where such waste is generated that the permittee certify, in

its annual report, that:

a. the generator has in place a program to reduce the volume or

quantity and toxicity of hazardous wastes to the degree determined by

the generator to be economically practicable or, if a hazardous waste

reduction plan is required by and reviewable under section 27-0908 of

this title, a program that meets the requirements of that section; and

b. the method of treatment, storage or disposal is that practicable

method currently available to the generator which minimizes present and

future threats to human health and the environment.

§ 27-0914 — Unauthorized possession, disposal and dealing in hazardous wastes

Unauthorized possession, disposal and dealing in hazardous

wastes.

1. No person shall possess hazardous wastes without authorization.

2. No person shall dispose of hazardous wastes without authorization.

3. No person shall deal in hazardous wastes without authorization.

§ 27-0915 — Inspections and general reporting

Inspections and general reporting.

1. For purposes of developing or assisting in the development of any

regulation or enforcing the provisions of this title, any person who

generates, stores, treats, transports, disposes of, or otherwise handles

hazardous wastes shall, upon oral or written request of any officer or

employee of the department, when properly identified and duly designated

by the commissioner, furnish or permit such officer or employee at all

reasonable times to have access to, and to copy all records relating to

such wastes. For the purposes of developing or assisting in the

development of any regulation or enforcing the provisions of this title,

such officers or employees are authorized after proper notification and

identification:

a. To enter at reasonable times any establishment or other place

maintained by any person where hazardous wastes are generated, stored,

treated, or disposed of;

b. To inspect and obtain samples from any person of any such wastes

and samples of any containers or labeling for such wastes.

Each such inspection shall be commenced and completed with reasonable

promptness. If the officer or employee obtains any samples, prior to his

leaving the premises, he shall give to the owner, operator, or agent in

charge a receipt describing the sample obtained and if requested a

portion of each such sample equal in volume or weight to the portion

retained. If any analysis is made of such samples, a copy of the results

of such analysis shall be furnished promptly to the owner, operator, or

agent in charge.

§ 27-0916 — Department authority for cleanups

Department authority for cleanups.

1. The department shall have authority to clean up or return to its

original state any area where hazardous wastes were disposed, possessed

or dealt in unlawfully in violation of section 27-0914 of this article.

For the purpose of this section "the original state of the area" shall

mean the reasonably ascertainable condition of the property immediately

prior to the unlawful act or if impracticable to determine such

condition, the cleanup or restoration shall be done in a manner to

restore the area to a reasonably sound environmental condition.

2. The department shall have the authority to contract with the

environmental facilities corporation or any other person to perform

necessary work in connection with such cleanup or restoration.

3. Notwithstanding any other provision of law to the contrary, the

liability of any person designing, implementing or otherwise performing

services related to cleanup or restoration work pursuant to a contract

with the department, or an order of the department or a court for any

injury to a person or property caused by or related to such services,

shall be limited to acts or omissions of the person during the course of

performing such services which are shown to have been the result of

negligence, gross negligence or reckless, wanton or intentional

misconduct. Notwithstanding any other provision of law, when (i) a

verdict or decision in an action or claim for injury to a person or

property caused by or related to such services is determined in favor of

a claimant in an action involving a person performing such services and

any other person or persons jointly liable, and (ii) the liability of

the person performing such services is found to be fifty percent or less

of the total liability assigned to all persons liable, and (iii) the

liability of the person performing such services is not based on a

finding of reckless disregard for the safety of others, or intentional

misconduct, then the liability of the person performing such services to

the claimant for loss relating to injury to property and for

non-economic loss relating to injury to a person shall not exceed the

equitable share of the person performing such services determined in

accordance with the relative culpability of each person causing or

contributing to the total liability for such losses; provided, however,

that the culpable conduct of any person not a party to the action shall

not be considered in determining any equitable share herein if the

claimant proves that with due diligence the claimant was unable to

obtain jurisdiction over such person in said action. As used in this

section, the term "non-economic loss" includes but is not limited to

pain and suffering, mental anguish, loss of consortium or other damages

for non-economic loss. However, nothing in this subdivision shall be

deemed to alter, modify or abrogate the liability of any person

performing such services for breach of any express warranty, limited or

otherwise, or an express or implied warranty under the uniform

commercial code, or to an employee of such person pursuant to the

workers' compensation law, or to relieve from any liability any person

who possessed, disposed of or dealt in hazardous wastes in violation of

section 27-0914 of this article.

4. Section eight of the court of claims act or any other provisions of

law to the contrary notwithstanding, the state shall be immune from

liability and action with respect to any act or omission done in the

exercise of the department's authority pursuant to this section;

provided, however, that this subdivision shall not limit any liability

which may otherwise exist for unlawful, willful or malicious acts or

omissions on the part of the state, state agencies, or other officers,

employees or agents.

5. Moneys for actions taken by the department pursuant to this section

including any sampling of wastes, soils, air, surface water and

groundwater done by or on behalf of the department and any

administrative expenses related thereto, shall be payable from the

hazardous waste remedial fund directly to the department pursuant to

section ninety-seven-b of the state finance law.

§ 27-0917 — Financial requirements for hazardous waste facilities

Financial requirements for hazardous waste facilities.

1. Within eighteen months after the effective date of this section,

the commissioner shall promulgate regulations for hazardous waste

facilities identifying financial requirements to be included as

conditions in hazardous waste facility permits for the remediation of

failures during operation and after facility closure, for facility

closure, and for pre-closure and post-closure facility monitoring and

maintenance. In promulgating regulations pursuant to this subdivision,

the department shall identify those regulations which vary from

applicable federal rules and regulations. Such regulations shall:

(a) Reflect due consideration of relevant federal requirements and

except where necessary to serve the public interest or where

inconsistent with the purposes of this section, conform to regulations

promulgated under the Resource Conservation and Recovery Act of 1976 and

the Comprehensive Environmental Response Compensation and Liability Act

of 1980 but shall in no case be less stringent than such federal

requirements and regulations.

(b) Reflect due consideration of the sizes and locations of affected

facilities, the natures and volumes of hazardous waste involved, the

types of facilities (treatment, storage or disposal) and the degrees and

durations of risk to human health or the environment.

(c) Provide for the establishment, administration, terms and

conditions of the following methods or instruments to be used as

alternatives or in combinations, in order to achieve non-duplicative

coverage of the financial assurance requirements mandated by this

section:

(i) Trust funds.

(ii) Surety or performance bonds.

(iii) Letters of credit.

(iv) Liability insurance or annuities.

(v) Guarantees provided by corporate or other legal or financial

affiliates of the facility owner or operator.

(d) Establish:

(i) Exemptions for identified classes of facilities engaged in

treatment or storage of hazardous waste for which financial assurance

requirements for closure and post-closure monitoring and maintenance are

unnecessary or inappropriate.

(ii) Financial criteria for the purpose of determining the financial

condition of permit applicants and permit holders. Such financial

criteria shall be established for the purpose of determining the

relative financial viability of permit holders and applicants. The

department shall establish standards of minimum financial viability

based on the criteria. Any permit holder or applicant meeting the

minimum financial viability standard may select at its own discretion

which of the methods or instruments described in paragraph (c) of this

subdivision will be used to meet the requirements of subdivision five of

this section. With respect to permit holders or applicants which do not

meet the minimum financial viability standards, the commissioner may in

his discretion determine which method or instrument or combination

thereof shall be used to meet the requirements of subdivision five of

this section. Any decision by the commissioner with respect to

determining which methods or instruments are to be used shall be

accompanied by a finding regarding the public interest and shall set

forth the reasons therefor.

(iii) Requirements for the initial and periodic submission by permit

holders and applicants to the department of up to date financial data

based on the test criteria established pursuant to subparagraph (ii) of

this paragraph.

(iv) The duration of such financial requirements.

(v) The method for phasing-in financial requirements for existing

facilities.

2. The commissioner shall undertake an analysis of the use of a

financial test as an alternative to the requirements for use of the

financial assurances methods or instruments provided for in paragraph

(c) of subdivision one of this section. In his analysis the commissioner

shall consider relevant federal rules and regulations and their

rationale, the use of such a test by other states, and the impact on

affected business and industry as well as the public health and safety

and any other factors he may consider relevant.

In undertaking such analysis, the commissioner shall conduct at least

one public hearing and shall make a finding as to whether or not the

public interest warrants the use of a financial test for the purposes

stated herein and shall report such finding to the legislature within

twelve months of the effective date of this section.

In the event the commissioner finds that the public interest warrants

use of a financial test, the commissioner shall within eighteen months

after the effective date of this section, promulgate regulations making

provisions for use of a financial test. Any such regulations shall give

due consideration to relevant federal requirements and, except where

necessary to serve the public interest or where inconsistent with the

purposes of this section, shall conform to relevant federal regulations

but shall in no case be less stringent.

3. Any owner or operator of an existing or proposed hazardous waste

facility may request a modification from the department of any of the

financial requirements established pursuant to subdivision one of this

section. A modification may be granted in the discretion of the

department if such financial requirements are found to be unnecessary or

inappropriate, consistent with public interest and the purposes of this

section and supported by written findings setting forth the reasons for

the modification. Such modification request shall be considered a

request for modification of the permit for the facility pursuant to

article seventy of this chapter. In no case shall a modification granted

pursuant to this subdivision eliminate or reduce the minimum

requirements established in subdivision five of this section.

4. In addition to the financial requirements established pursuant to

subdivision one of this section, permits for the construction and

operation of certain categories of hazardous waste facilities, as those

categories are defined in regulations, may, if the commissioner

determines that adequate protection of the public so requires, include

conditions related to any or all of the following, including

responsibility for the costs thereof:

(a) On-site environmental monitors whose function shall be to monitor

compliance with permit conditions. The commissioner may promulgate

regulations regarding the use of such monitors.

(b) Site safety plans whereby the permittee shall establish, with the

cooperation of local government officials, a community and project

safety plan, including but not limited to an accident response based on

a worst-case condition, on-site and off-site, a personnel training

program, provisions for coordination with local emergency services and

regular training exercises. Any such plan shall be subject to the

approval of the department.

(c) Long term management plans, the purpose of which shall be to

insure that the permittee devotes adequate resources to the examination

and implementation of technologies for hazardous waste management which

provide the maximum degree of environmental and public health protection

practicable. The department shall, to the extent reasonably possible,

make available any information or data appropriate and consistent with

the purposes of this paragraph. Such a plan shall include but not be

limited to the following:

(i) An overview of existing technologies being employed at the

facility.

(ii) An analysis of alternate technologies available for the treatment

or disposal of waste streams currently being managed or those which the

applicant/permittee anticipates managing.

(iii) An assessment of marketing considerations related to the

employment of alternate technologies.

(iv) An evaluation of the feasibility of financing modifications to

the existing facility in order to employ the alternate technologies.

(v) A statement from the applicant/permittee regarding its intent to

implement the alternate technologies, where appropriate, and a detailed

discussion of the measures the applicant/permittee will take to

implement the same.

5. Any permit issued by the department to construct or operate a

hazardous waste facility shall, except pursuant to regulations

promulgated pursuant to subdivision two of this section, require the

owner or operator, or an affiliate thereof, to secure, at a minimum, one

of the instruments of financial assurance provided for in paragraph (c)

of subdivision one of this section. Such instruments shall be designed

to insure proper facility closure, based on the estimates approved

pursuant to section 27-0918 of this chapter, and coverage of personal

injury and property damage to third parties caused by the operation of

such facility. Such instruments shall from time to time be reviewed and

updated, pursuant to regulations promulgated by the department, to

insure their continued adequacy for the purposes of this section. The

requirements of this subdivision shall not apply to permits granted to

the state or to any facilities exempted pursuant to subparagraph (i) of

paragraph (d) of subdivision one of this section.

6. If a permit holder or applicant relies upon the financial condition

of a corporate parent or affiliate to meet any financial test or

criteria established pursuant to this title or regulations promulgated

thereunder, the parent or affiliate shall guarantee the performance of

all financial assurance requirements imposed pursuant to this title,

including the costs of any closure and post-closure plan.

7. Within six months after the effective date of regulations

promulgated pursuant to subdivision one of this section, owners or

operators of all affected existing facilities shall make application for

a permit or permit modification to achieve compliance with such

regulations, and immediately upon such effective date no application for

a permit for any proposed affected facility shall be complete for the

purposes of article seventy of this chapter without complying with such

regulations. Receipt of such applications by the department shall be

published in the next issue of the environmental notice bulletin

following receipt.

8. In the case of permits for the construction and operation of

commercial hazardous waste facilities which utilize secure landburial

facilities as a primary disposal technique, such permits shall include

the conditions enumerated in subdivision four of this section. In

addition, the department shall establish qualifications for on-site

environmental monitors to be stationed at such facilities. In order to

enhance the ability of the department to monitor all aspects of a secure

landfill operator the qualifications shall include a requirement that

such monitors be expert in at least one of the areas of geology,

chemistry or engineering. The department shall ensure that the monitors

assigned to a particular facility at any one time shall, to the extent

possible, have different areas of expertise as among themselves. In

addition the department shall establish a rotation of monitors, when

more than one such facility exists, to ensure no individual monitor is

assigned to a particular facility for more than six months in any single

year.

9. The commissioner shall promulgate regulations establishing

requirements of financial responsibility to assure the completion of

corrective action required pursuant to subdivision two of section

27-0911 or subdivision one of section 27-0913 of this title.

§ 27-0918 — Closure and post-closure plans

Closure and post-closure plans.

1. Owners and operators of hazardous waste facilities shall submit to

the department for its approval plans for the closure and post-closure

monitoring and maintenance of their facilities. The department may

promulgate rules and regulations concerning the contents of such plans.

Such regulations shall reflect due consideration of relevant federal

requirements and except where necessary to serve the public interest or

inconsistent with the purposes of this section, shall conform to

relevant federal regulations, but shall in no case be less stringent

than such federal requirements and regulations. In the case of new

facilities, such plans shall be approved prior to the effective date of

the facility's operating permit. In the case of existing facilities,

such plans shall be submitted to the department within six months of the

effective date of this section, and shall be approved, denied or

modified by the department within twelve months of submission.

2. Together with the submission of a plan for closure and post-closure

monitoring and maintenance, the owner or operator of a hazardous waste

facility shall submit to the department for approval a written estimate

of the costs associated therewith. The estimate of closure costs must

equal the cost of closure at the point in the facility's operating life

when the extent and manner of its operation would make closure the most

expensive, as indicated by its closure plan.

3. The owner or operator shall prepare new closure and post-closure

monitoring and maintenance cost estimates whenever the department or the

owner or operator determines that a change in either the closure or

post-closure monitoring and maintenance requirements affects the cost of

closure or post-closure care respectively.

4. One year after the approval of the cost estimates as set forth in

subdivision two of this section, and annually thereafter until closure

of the facility, the owner or operator shall adjust the closure and

post-closure monitoring and maintenance estimates to account for

inflation.

5. All estimates made pursuant to this section and revisions thereto

shall be subject to the review and approval of the department.

6. The department shall periodically review the methods and

instruments of financial assurances for permitted hazardous waste

facilities to determine whether they are adequate in light of changed

circumstances to insure proper closure and post-closure monitoring and

maintenance of such facilities.

7. The provisions of this section relating to post-closure monitoring

and maintenance plans and cost estimates associated therewith shall only

apply to owners and operators of disposal facilities.

§ 27-0919 — Proprietary information

Proprietary information.

The department shall hold confidential any information concerning the

chemical composition, quantity, method of treatment or disposal of

hazardous waste or any information related thereto when shown by any

person that such information, if made public, would divulge competitive

business information, methods or processes entitled to protection as

trade secrets of such person, except that such information may be

disclosed to any officers, employees or authorized representatives of

the United States or the state concerned with carrying out RCRA or the

state hazardous waste program or when relevant in any proceeding

thereunder.

§ 27-0920 — Reports

Reports.

1. Subject to the moneys available to the department for such

purposes, the department shall submit to the governor, the temporary

president of the senate and the speaker of the assembly on an annual

basis a complete and detailed report setting forth:

(a) The status of all permits issued and pending for the treatment,

storage, transportation or disposal of hazardous wastes pursuant to

section 27-0707 and section 27-0913 of this chapter.

(b) The types and amounts of financial assurances which have been

required pursuant to this section.

(c) Any other matters that the department determines relevant for

inclusion.

2. On-site environmental monitors at commercial hazardous waste

facilities which utilize secure landburial facilities as a primary

disposal technique shall prepare a calendar-based quarterly report on

the facility including a list of any violations observed and the actions

taken to correct them, a list of any fines or penalties levied during

the period covered, the status of any construction, improvement or

expansion projects at the facility, any pertinent information or trends

derived from monitoring devices and any other information useful to

describing the operational status of the facility. The reports shall be

made on a standard form as determined by the department and shall be

filed within twenty days after the end of each calendar quarter with the

appropriate department regional office, with the facility and with any

municipality and county within which the facility is located. Each

monitor assigned to the facility during a report period shall sign the

report and shall be available to answer questions posed by the

municipalities or facility operator concerning the activities described

in each such report. Quarterly reports shall be kept on file at the

appropriate regional office and made available to the public.

§ 27-0921 — Short-term management

Short-term management.

1. a. The commissioner shall immediately begin preparation of a

proposal for a short-term hazardous waste management program for the

effective and safe disposal, treatment and storage of hazardous waste.

Such program shall be coordinated with the on-going comprehensive

program for the long-term treatment and disposal of hazardous waste.

b. As part of the proposal, a comprehensive study shall be made with

regard to the short-term needs of New York state generators of hazardous

waste consistent with the protection of public health and safety and the

environment and in light of:

(1) federal and state laws, rules and regulations designed to ensure

proper disposition of hazardous waste from generation to final storage

or treatment which place substantial responsibilities on industry to

responsibly and safely dispose of hazardous waste;

(2) the identified shortfall in existing available storage, treatment

and disposal capacity, and the potential economic and environmental

problems that may occur as a result of the potential disruption of

operation of the presently permitted commercial industrial hazardous

waste disposal, treatment and storage facilities located in New York;

and

(3) the fact that it will take a period of several years before a

comprehensive program for the long-term disposal and treatment of

hazardous waste is in operation sufficient to replace or reduce present

methods of hazardous waste disposal.

c. The proposed short-term hazardous waste management program shall

incorporate the best short-term methods and means available to contain,

store and treat hazardous waste. In preparing the program, consideration

shall be given to the short-term needs of New York state generators of

hazardous waste, to the siting of secure landfills or other storage

facilities on suitable private or state-owned land, to the development

and construction of such facilities in a manner to safely allow for the

eventual retrieval of hazardous waste for the purpose of ultimate

destruction, detoxification, or neutralization by industrial hazardous

waste treatment facilities, to the options of public versus private

ownership and operation of such facilities, to the ongoing efforts to

establish and maintain a statewide waste exchange system, and to the

establishment of incentives to encourage reduction of the amount of

hazardous waste generated.

2. Not later than January first, nineteen hundred eighty-two, the

commissioner shall submit to the legislature the study and the proposal

for a short-term hazardous waste management program required pursuant to

subdivision one of this section, including any proposed implementing

legislation and rules and regulations where appropriate.

§ 27-0922 — Prohibitions

Prohibitions.

The use of waste oil or used oil or other material which is

contaminated or mixed with any chlorinated dibenzo-p-dioxin, or any

other hazardous waste identified or listed according to the regulations

promulgated pursuant to section 27-0903 of this title (other than a

waste identified solely on the basis of ignitability), for dust

suppression or road treatment is prohibited.

§ 27-0923 — Special assessments on hazardous wastes generated

Special assessments on hazardous wastes generated.

1. On and after June first, nineteen hundred eighty-five, there is

hereby imposed upon every person who is engaged within the state in the

generation of hazardous waste identified or listed pursuant to this

title a special assessment to be determined as follows:

a. Twenty-seven dollars per ton of hazardous waste generated which is

disposed of in a landfill on the site where the waste is generated or

which is designated for removal or removed from the site of generation

for disposal in a landfill or which is designated for removal or removed

from the site of generation for storage prior to disposal in a landfill;

b. Nine dollars per ton of hazardous waste generated which is

designated for removal or removed from the site of generation for

incineration or for storage prior to incineration;

c. Two dollars per ton of hazardous waste generated which is

incinerated on the site where the waste is generated;

d. Sixteen dollars per ton of hazardous waste generated which is

designated for removal or removed from the site of generation for

treatment or disposal, exclusive of disposal in a landfill or by

incineration, or for storage prior to such treatment or disposal;

e. Any residues which are hazardous wastes remaining from the

treatment of hazardous wastes in a facility located on the site where

the wastes are generated, and which are subsequently disposed of or

incinerated on such site or which are subsequently designated for

removal or removed from the site of generation for disposal,

incineration or treatment or for storage prior thereto, shall be subject

to the special assessments imposed by this subdivision. Provided,

however, any residues which are hazardous wastes remaining from the

incineration of hazardous wastes in a facility located on the site where

the wastes are initially generated and which are subsequently disposed

of in a landfill on such site shall not be subject to the special

assessments imposed by this subdivision.

f. Notwithstanding any provision of this section to the contrary, no

special assessment shall be imposed under this section on the generation

of universal wastes. For purposes of this paragraph, "universal wastes"

shall mean those defined and listed in regulations promulgated pursuant

to this title, provided that such wastes are regulated consistent with

rules adopted by the administrator pursuant to RCRA for the management

of universal wastes.

2. On or after June first, nineteen hundred eighty-five, there is

hereby imposed upon persons holding permits or required to hold permits

for the storage, treatment or disposal of hazardous waste pursuant to

section 27-0913 of this title a hazardous waste disposal special

assessment to be determined as follows:

a. Twenty-seven dollars per ton of hazardous waste which is received

for disposal in a landfill or for storage prior to disposal in a

landfill;

b. Nine dollars per ton of hazardous waste which is received for

incineration or for storage prior to incineration;

c. Sixteen dollars per ton of hazardous waste which is received for

treatment or disposal, exclusive of disposal in a landfill or by

incineration, or for storage prior to such treatment or disposal;

d. No special assessment shall be imposed under this subdivision upon

receipt for treatment or disposal, or storage prior thereto of hazardous

waste where such waste was generated by persons subject to the special

assessment under subdivision one of this section.

3. a. Notwithstanding any provision of this section to the contrary,

no special assessment shall be imposed under this section on the

resource recovery of any hazardous waste; provided, however, that any

materials remaining from resource recovery which are hazardous wastes

and which are subsequently disposed of, treated, or incinerated, shall

be subject to the special assessments imposed by this section. For

purposes of this section, resource recovery shall not include the

removal of water from a hazardous waste.

b. In the case of a fraction of a ton, the special assessments imposed

by this section shall be the same fraction of the amount of such special

assessment imposed on a whole ton.

c. For the purpose of this section, generation of hazardous waste

shall not include retrieval or creation of hazardous waste which must be

disposed of under an order of or agreement with the department pursuant

to title thirteen or title fourteen of this article or under a contract

with the department pursuant to title five of article fifty-six of this

chapter or under an order of or agreement with the United States

environmental protection agency or an order of a court of competent

jurisdiction, related to a facility addressed pursuant to the

Comprehensive Environmental Response, Compensation and Liability Act (42

U.S.C. 9601 et seq.) or under a written agreement with a municipality

which has entered into a memorandum of agreement with the department

related to the remediation of brownfield sites as of August fifth, two

thousand ten.

d. No portion of the special assessments collected pursuant to this

section shall be used for any purpose if such use, under federal law,

would preclude the collection of such special assessment.

e. Notwithstanding any provision of this section to the contrary, the

actual method utilized to dispose of or treat any hazardous waste shall

govern the determination of the rate per ton applicable under the

special assessments imposed by this section, even if such hazardous

waste was designated for removal, removed, stored or received for

disposal or treatment by a method different than the method actually

utilized. Where any such special assessment with respect to any

hazardous waste is reported and paid on the basis of a rate per ton

which is greater than the rate per ton applicable to the actual method

utilized to dispose of or treat such hazardous waste, the difference

between the amount reported and paid and the amount due using the rate

per ton applicable to the actual method utilized shall be considered an

overpayment of such special assessment. The commissioner of taxation and

finance shall credit or refund such overpayment in the manner provided

and subject to the conditions contained in article twenty-seven of the

tax law, as incorporated by subdivision six of this section.

f. No special assessment shall be imposed under this section on

hazardous waste generated by or at an elementary or secondary school

provided the waste results from services which are provided:

(i) under a contract with the department, or with the department's

approval and in compliance with department regulations, or pursuant to

an order of the department, the United States environmental protection

agency or a court, related to the cleanup or remediation of a hazardous

materials or hazardous waste spill, discharge, or surficial cleanup,

pursuant to this chapter, other than a removal action pursuant to the

Comprehensive Environmental Response, Compensation and Liability Act (42

U.S.C. 9601 et seq.);

(ii) under a contract with the department for, or with the

department's approval and in compliance with department regulations,

related to the cleanup and removal of a petroleum spill or discharge,

pursuant to subdivision seven of section one hundred seventy-six of the

navigation law;

(iii) under the order of a court, the department or the department of

health, or the United States environmental protection agency related to

an inactive hazardous waste disposal site pursuant to section 27-1313 of

this article, section thirteen hundred eighty-nine-b of the public

health law, or the Comprehensive Environmental Response, Compensation

and Liability Act (42 U.S.C. 9601 et seq.);

(iv) voluntarily and without expectation of monetary compensation in

accordance with subdivision one of section 27-1321 of this article; or

(v) under permit or order requiring corrective action pursuant to this

title or the Resource Conservation and Recovery Act (42 U.S.C. 6901 et

seq.).

4. a. The special assessments imposed by this section shall be

reported and paid to the department of taxation and finance on a

quarterly basis on or before the twentieth day of the month after the

end of each calendar quarter, provided, however, that the special

assessments attributable to the months of June, July, August and

September of nineteen hundred eighty-five shall be due on October

twentieth, nineteen hundred eighty-five. The payments shall be

accompanied by a return in such form as the department of taxation and

finance may prescribe upon consultation with the commissioner. Provided,

however, that no special assessment imposed by this section shall be

required to be reported or paid with respect to any one calendar quarter

if the total amount of all special assessments due for such quarter is

twenty-seven dollars or less.

b. All moneys collected or received by the department of taxation and

finance pursuant to this section shall be deposited daily to the credit

of the comptroller with such responsible banks, banking houses or trust

companies as may be designated by the comptroller. Such deposits shall

be kept separate and apart from all other moneys in the possession of

the comptroller. The comptroller shall require adequate security from

all such depositories. Of the revenues collected under this section, the

comptroller shall retain in his hands such amounts as the commissioner

of taxation and finance may determine to be necessary for refunds under

this section and the comptroller shall pay any refunds to which those

liable for special assessments shall be entitled under the provisions of

this section. The comptroller, after reserving the amount to pay such

refunds, shall, on or before the tenth day of each month, pay all

special assessments, interest and penalties collected under this section

and remaining to his credit in such banks, banking houses or trust

companies at the close of business on the last day of the preceding

month into the hazardous waste remedial fund created pursuant to section

ninety-seven-b of the state finance law. Within thirty days after each

quarterly reporting date, the comptroller shall certify the amount of

special assessments under this section deposited in the hazardous waste

remedial fund during the preceding quarter and the cumulative amount

collected since the start of the current calendar year, and shall submit

such certification to the governor and the chairman of the senate

finance committee and the chairman of the assembly ways and means

committee.

5. The commissioner and the commissioner of taxation and finance shall

have the power to jointly promulgate rules and regulations necessary and

appropriate to carry out the purpose of this section.

6. The provisions of article twenty-seven of the tax law shall apply

to the provisions of this section in the same manner and with the same

force and effect as if the language of such article had been

incorporated in full into this section and had expressly referred to the

special assessments under this section except that the term "special

assessment" or "special assessments" when used in this section shall

mean "tax" or "taxes" for the purpose of the application of article

twenty-seven of the tax law as incorporated by this subdivision and

except to the extent that any provision of such article is either

inconsistent with a provision of this section or is not relevant to this

section.

7. a. If any generator or person subject to assessment by this section

fails or refuses to file a return or furnish any information requested

in writing by the department of taxation and finance, said department

may, from any information in its possession, make an estimate and issue

an assessment against such generator or person and add a penalty of

twenty-five percent of the amount of the assessment so determined. With

respect to such failure or refusal to file a return or furnish any

information, the provisions of paragraph one of subsection (a) and

subsection (g) of section one thousand eighty-five of the tax law shall

not apply.

b. If the assessment imposed by this section or any installment or

portion of the assessment is not paid on or before the date prescribed

for its payment, there shall be collected as a part of the assessment,

interest upon the unpaid amount at the rate of fifteen percent per annum

from the date prescribed for its payment until payment is actually made

to the department of taxation and finance. With respect to interest upon

such unpaid amount, the underpayment rate of interest applicable to

deficiencies, set by the commissioner of taxation and finance pursuant

to subsection (e) of section one thousand ninety-six of the tax law,

shall not apply.

§ 27-0924 — Hazardous materials enforcement training program

Hazardous materials enforcement training program.

1. The department shall formulate and establish, no later than July

first, nineteen hundred eighty-five and thereafter from time to time

reformulate, a specialized educational program to be known as the

"hazardous materials enforcement training program" hereinafter referred

to as the "program".

a. The department shall be responsible for administration of the

program and shall prescribe the curriculum which shall include, but not

be limited to:

(i) a review of the provisions of this title, title three and title

thirteen of this article and of title twenty-seven of article

seventy-one of this chapter and any rules and regulations promulgated

thereunder;

(ii) a review of the provisions of title twelve of article thirteen of

the public health law and any rules and regulations promulgated

thereunder;

(iii) a review of the provisions of section fourteen-f of the

transportation law and any rules and regulations promulgated thereunder;

(iv) a review of the provisions of section three hundred eighty of the

vehicle and traffic law and any rules and regulations promulgated

thereunder; and

(v) a description of the activities and services of the department.

b. The department shall prepare any written materials necessary or

useful for the purposes of the program.

c. In preparing the curriculum for the program, the department shall

consult with and receive full cooperation from the commissioners of

health, transportation, and motor vehicles, the attorney general, the

state fire administrator, and authorized police departments and other

authorized law enforcement agencies in the state regarding the

particular needs and interests of such departments and agencies relating

to the contents of such curriculum.

2. The department shall notify in writing, authorized police

departments and other authorized law enforcement agencies in the state

of the establishment and availability of the program.

§ 27-0925 — Local assessments on hazardous waste treatment, storage and disposal facilities

Local assessments on hazardous waste treatment, storage and

disposal facilities.

1. (a) Notwithstanding any other provisions of law to the contrary,

any city or town of this state, acting through its local legislative

body, is hereby authorized and empowered to adopt and amend local laws

imposing in any such city or town an annual assessment of not more than

four per centum of the gross receipts of any commercial hazardous waste

facility which is located in such city or town and may make provisions

for the collection thereof.

(b) In the event that a facility subject to local assessment pursuant

to this subdivision is located in more than one city or town, the total

annual assessment imposed shall not exceed four per centum of the gross

receipts. The maximum portion of assessment revenues allowed to the

cities or towns in such a situation shall be determined by multiplying

the maximum total of assessment liability which can be imposed on the

facility by the ratio of the population of the assessing city or town to

the total population of all the cities or towns in which the facility is

located. Population shall be based on the most recent census.

2. (a) (1) Notwithstanding any other provisions of law to the

contrary, any school district of this state, acting through its local

legislative body, is hereby authorized and empowered to adopt a

resolution imposing in any such school district an annual assessment of

not more than two per centum of the gross receipts of any commercial

hazardous waste facility which is located in such school district and

may make provisions for the collection thereof.

(2) Any school district whose boundaries are located within the town

or city in which a commercial hazardous waste facility is located shall

be entitled to a proportionate share of the annual assessment of the

gross receipts collected.

(3) The annual assessment revenues shall be allowed and distributed to

all school districts located in the town, or city in which the

commercial hazardous waste facility is located. The distribution of

annual assessment revenues among the school districts located in the

town or city where the facility is located shall be done on a

proportionate basis, based upon the number of students of each school

district residing in the town or city where the facility is located.

(4) The distribution from the school district collecting the annual

assessment revenue to any other district entitled to a proportionate

basis shall be made within sixty days of receipt of the annual

assessment revenues.

(b) In the event that a facility subject to local assessment pursuant

to this subdivision is located in more than one school district, the

total annual assessment imposed shall not exceed two per centum of the

gross receipts.

3. The term "gross receipts" as used in this section means all

receipts from the provision of hazardous waste management services

attributable to a particular industrial hazardous waste treatment

storage and disposal facility without deduction therefor due to the cost

of materials or equipment used, labor or services or other costs,

interest or discount paid or any other expense whatsoever; provided,

however, that as used in this section, gross receipts shall not include

any amounts collected or paid pursuant to section 27-0923 of this title.

4. An assessment imposed pursuant to this section shall be in addition

to any and all other assessments, taxes, agreements or contracts.

§ 27-0926 — Use and recycling of elemental mercury and dental amalgam by dentists

Use and recycling of elemental mercury and dental amalgam by

dentists.

1. No dentist shall use or possess elemental mercury in the practice

of dentistry unless such elemental mercury is contained in appropriate

pre-encapsulated capsules specifically designed for the mixing of dental

amalgam. All dentists shall recycle any elemental mercury, including any

pre-encapsulated mercury capsule waste, and dental amalgam waste

generated in their dental practices in accordance with rules and

regulations established by the commissioner.

2. The commissioner is hereby authorized and directed to promulgate

rules and regulations necessary for the implementation of this section.

TITLE 10 Litter and Solid Waste Control

§ 27-1001 — Legislative findings

Legislative findings.

The legislature hereby finds that litter composed of discarded

beverage containers is a growing problem of state concern and a direct

threat to the health and safety of the citizens of this state. Discarded

beverage containers create a hazard to vehicular traffic, a source of

physical injury to pedestrians and farm animals, a hazard to farm and

other machinery and an unsightly accumulation of litter which must be

disposed of at increasing public expense. Beverage containers also

create an unnecessary addition to the state's and municipalities'

already overburdened solid waste and refuse disposal systems.

Unsegregated disposal of such containers creates an impediment to the

efficient operation of resource recovery plants. Further, the

legislature finds that the uninhibited discard of beverage containers

constitutes a waste of both mineral and energy resources. The

legislature hereby finds that requiring a deposit on all beverage

containers, along with certain other facilitating measures, will provide

a necessary incentive for the economically efficient and environmentally

benign collection and recycling of such containers.

§ 27-1003 — Definitions

Definitions.

Whenever used in this title:

1. "Beverage" means carbonated soft drinks, water, beer, other malt

beverages and a wine product as defined in subdivision thirty-six-a of

section three of the alcoholic beverage control law. "Malt beverages"

means any beverage obtained by the alcoholic fermentation or infusion or

decoction of barley, malt, hops, or other wholesome grain or cereal and

water including, but not limited to ale, stout or malt liquor. "Water"

means any beverage identified through the use of letters, words or

symbols on its product label as a type of water, including any flavored

water or nutritionally enhanced water, provided, however, that "water"

does not include any beverage identified as a type of water to which a

sugar has been added.

2. "Beverage container" means the individual, separate, sealed glass,

metal, aluminum, steel or plastic bottle, can or jar used for containing

less than one gallon or 3.78 liters at the time of sale or offer for

sale of a beverage intended for use or consumption in this state.

Beverage containers sold or offered for sale or distributed aboard

aircraft or ships shall be considered as intended for use or consumption

outside this state.

2-a. "Bottler" means a person, firm or corporation who:

a. bottles, cans or otherwise packages beverages in beverage

containers except that if such packaging is for any other person, firm

or corporation having the right to bottle, can or otherwise package the

same brand of beverage, then such other person, firm or corporation

shall be the bottler; or

b. imports filled beverage containers into the United States.

3. "Commissioner" means the commissioner of environmental

conservation.

4. "Dealer" means every person, firm or corporation who engages in the

sale of beverages in beverage containers to a consumer for off premises

consumption in this state.

5. "Department" means the department of environmental conservation.

5-a. A "deposit initiator" for each beverage container for which a

refund value is established under section 27-1005 of this title means:

a. the bottler of the beverage in such container;

b. the distributor of such container if such distributor's purchase of

such container was not, directly or indirectly, from a registered

deposit initiator;

c. a dealer of such container who sells or offers for sale such

container in this state, whose purchase of such container was not,

directly or indirectly, from a registered deposit initiator; or

d. an agent acting on behalf of a registered deposit initiator.

6. "Distributor" means any person, firm or corporation which engages

in the sale or offer for sale of beverages in beverage containers to a

dealer.

7. "Place of business" means the location at which a dealer sells or

offers for sale beverages in beverage containers to consumers.

8. "Redeemer" means every person who demands the refund value provided

for herein in exchange for the empty beverage container, but shall not

include a dealer as defined in subdivision four of this section.

9. "Redemption center" means any person offering to pay the refund

value of an empty beverage container to a redeemer, or any person who

contracts with one or more dealers or distributors to collect, sort and

obtain the refund value and handling fee of empty beverage containers

for, or on behalf of, such dealer or distributor under the provisions of

section 27-1013 of this title.

10. "Use or consumption" means the exercise of any right or power

incident to the ownership of a beverage, other than the sale or the

keeping or retention of a beverage for the purpose of sale.

11. "Ship" or "ships" means any ocean going vessel used to carry

passengers or freight in interstate or foreign commerce.

12. "Reverse vending machine" means an automated device that uses a

laser scanner, microprocessor, or other technology to accurately

recognize the universal product code (UPC) on containers to determine if

the container is redeemable and accumulates information regarding

containers redeemed, including the number of such containers redeemed,

thereby enabling the reverse vending machine to accept containers from

redeemers and to issue a scrip or receipt for their refund value.

13. "Universal product code" or "UPC code" means a standard for

encoding a set of lines and spaces that can be scanned and interpreted

into numbers to identify a product. Universal product code may also mean

any accepted industry barcode which replaces the UPC code including EAN

and other codes that may be used to identify a product.

§ 27-1005 — Refund value

Refund value.

No person shall sell or offer for sale a beverage container in this

state unless the deposit on such beverage container is or has been

collected by a registered deposit initiator and unless such container

has a refund value of not less than five cents which is clearly

indicated thereon as provided in section 27-1011 of this title.

§ 27-1007 — Mandatory acceptance

Mandatory acceptance.

Except as provided in section 27-1009 of this title:

1. (a) A dealer shall accept at his or her place of business from a

redeemer any empty beverage containers of the design, shape, size,

color, composition and brand sold or offered for sale by the dealer, and

shall pay to the redeemer the refund value of each such beverage

container as established in section 27-1005 of this title. Redemptions

of refund value must be in legal tender, or a scrip or receipt from a

reverse vending machine, provided that the scrip or receipt can be

exchanged for legal tender for a period of not less than sixty days

without requiring the purchase of other goods. The use or presence of a

reverse vending machine shall not relieve a dealer of any obligations

imposed pursuant to this section. If a dealer utilizes a reverse vending

machine to redeem containers, the dealer shall provide redemption of

beverage containers when the reverse vending machine is full, broken,

under repair or does not accept a type of beverage container sold or

offered for sale by such dealer and may not limit the hours or days of

redemption except as provided by subdivision three of this section.

(b) Beginning March first, two thousand ten, a dealer whose place of

business is part of a chain engaged in the same general field of

business which operates ten or more units in this state under common

ownership and whose business has at least: (i) forty thousand but less

than sixty thousand square feet devoted to the display of merchandise

for sale to the public shall install and maintain at least two reverse

vending machines at the dealer's place of business; (ii) sixty thousand

but less than eighty-five thousand square feet devoted to the display of

merchandise for sale to the public shall install and maintain at least

three reverse vending machines at the dealer's place of business; or

(iii) eighty-five thousand square feet devoted to the display of

merchandise for sale to the public shall install and maintain at least

four reverse vending machines at the dealer's place of business. The

requirements of paragraph (b) of this subdivision to install and

maintain reverse vending machines shall not apply to a dealer that: (i)

sells only beverage containers of twenty ounces or less where such

beverage containers are packaged in quantities fewer than six; (ii)

sells beverage containers and devotes no more than five percent of its

floor space to the display and sale of consumer commodities, as defined

in section two hundred fourteen-h of the agriculture and markets law; or

(iii) obtains a waiver from the commissioner authorizing dealers to

provide consumers with an alternative technology that: (A) determines if

the container is redeemable, (B) provides protections against fraud

through a system that validates each container redeemed by reading the

universal product code and, except with respect to refillable

containers, renders the container unredeemable, (C) accumulates

information regarding containers redeemed, and (D) issues legal tender,

or a scrip, receipt, or other form of credit for the refund value, that

can be exchanged for legal tender for a period of not less than sixty

days without requiring the purchase of other goods. Notwithstanding the

foregoing, if the alternative technology does not allow consumers to

immediately obtain the refund value of the redeemed container, a dealer

shall be permitted to deploy such alternative technology only if it also

offers an alternative that allows consumers to conveniently and

immediately obtain such refund value through a reverse vending machine

or other alternative method.

(c) A dealer to which paragraph (b) of this subdivision does not apply

and whose place of business is at least forty thousand square feet which

does not utilize reverse vending machines to process empty beverage

containers for redemption shall: (i) establish and maintain a dedicated

area within such business to accept beverage containers for redemption;

(ii) adequately staff such area to facilitate efficient acceptance and

processing of such containers during business hours; and (iii) post one

or more conspicuous signs conforming to the size and color requirements

described in subdivision two of this section at each public entrance to

the business which describes where in the business the redemption area

is located. The commissioner may establish in rules and regulations

additional standards for the efficient processing of beverage containers

by such dealers.

(d) For the purposes of this subdivision on any day that a dealer is

open for less than twenty-four hours, the dealer may restrict or refuse

the payment of refund values during the first and last hour the dealer

is open for business.

2. A dealer shall post a conspicuous sign, at the point of sale, that

states:

"NEW YORK BOTTLE BILL OF RIGHTS

STATE LAW REQUIRES US TO REDEEM EMPTY RETURNABLE BEVERAGE CONTAINERS OF

THE SAME TYPE AND BRAND THAT WE SELL OR OFFER FOR SALE

YOU HAVE CERTAIN RIGHTS UNDER THE NEW YORK STATE RETURNABLE CONTAINER

ACT:

THE RIGHT to return your empties for refund to any dealer who sells

the same brand, type and size, whether you bought the beverage from the

dealer or not. It is illegal to return containers for refund that you

did not pay a deposit on in New York state.

THE RIGHT to get your deposit refund in cash, without proof of

purchase.

THE RIGHT to return your empties any day, any hour, except for the

first and last hour of the dealer's business day (empty containers may

be redeemed at any time in 24-hour stores).

THE RIGHT to return your containers if they are empty and intact.

Washing containers is not required by law, but is strongly recommended

to maintain sanitary conditions.

The New York state returnable container act can be enforced by the New

York state department of environmental conservation, the New York state

department of agriculture and markets, the New York state department of

taxation and finance, the New York state attorney general and/or by your

local government."

Such sign must be no less than eight inches by ten inches in size and

have lettering a minimum of one quarter inch high, and of a color which

contrasts with the background. The department shall maintain a toll free

telephone number for a "bottle bill complaint line" that shall be

available from 9:00 a.m. to 5:00 p.m. each business day to receive

reports of violations of this title. The telephone number shall be

listed on any sign required by this section.

3. On or after June first, two thousand nine, a dealer may limit the

number of empty beverage containers to be accepted for redemption at the

dealer's place of business to no less than seventy-two containers per

visit, per redeemer, per day, provided that:

(a) The dealer has a written agreement with a redemption center, be it

either at a fixed physical location within the same county and within

one-half mile of the dealer's place of business, or a mobile redemption

center, operated by a redemption center, that is located within

one-quarter mile of the dealer's place of business. The redemption

center must have a written agreement with the dealer to accept

containers on behalf of the dealer; and the redemption center's hours of

operation must cover at least 9:00 a.m. through 7:00 p.m. daily or in

the case of a mobile redemption center, the hours of operation must

cover at least four consecutive hours between 8:00 a.m. and 8:00 p.m.

daily. The dealer must post a conspicuous, permanent sign, meeting the

size and color specifications set forth in subdivision two of this

section, open to public view, identifying the location and hours of

operation of the affiliated redemption center or mobile redemption

center; and

(b) The dealer provides, at a minimum, a consecutive two hour period

between 7:00 a.m. and 7:00 p.m. daily whereby the dealer will accept up

to two hundred forty containers, per redeemer, per day, and posts a

conspicuous, permanent sign, meeting the size and color specifications

set forth in subdivision two of this section, open to public view,

identifying those hours. The dealer may not change the hours of

redemption without first posting a thirty day notice; and

(c) The dealer's primary business is the sale of food or beverages for

consumption off-premises, and the dealer's place of business is less

than ten thousand square feet in size.

4. A deposit initiator shall accept from a dealer or operator of a

redemption center any empty beverage container of the design, shape,

size, color, composition and brand sold or offered for sale by the

deposit initiator, and shall pay the dealer or operator of a redemption

center the refund value of each such beverage container as established

by section 27-1005 of this title. A deposit initiator shall accept and

redeem all such empty beverage containers from a dealer or redemption

center without limitation on quantity.

5. A deposit initiator's or distributor's failure to pick up empty

beverage containers, including containers processed in a reverse vending

machine, from a redemption center, dealer or the operator of a reverse

vending machine, shall be a violation of this title.

6. In addition to the refund value of a beverage container as

established by section 27-1005 of this title, a deposit initiator shall

pay to any dealer or operator of a redemption center a handling fee of

three and one-half cents for each beverage container accepted by the

deposit initiator from such dealer or operator of a redemption center.

Payment of the handling fee shall be as compensation for collecting,

sorting and packaging of empty beverage containers for transport back to

the deposit initiator or its designee. Payment of the handling fee may

not be conditioned on the purchase of any goods or services, nor may

such payment be made out of the refund value account established

pursuant to section 27-1012 of this title. A distributor who does not

initiate deposits on a type of beverage container is considered a dealer

only for the purpose of receiving a handling fee from a deposit

initiator.

7. A deposit initiator on a brand shall accept from a distributor who

does not initiate deposits on that brand any empty beverage containers

of that brand accepted by the distributor from a dealer or operator of a

redemption center and shall reimburse the distributor the refund value

of each such beverage container, as established by section 27-1005 of

this title. In addition, the deposit initiator shall reimburse such

distributor for each such beverage container the handling fee

established under subdivision six of this section. Without limiting the

rights of the department or any person, firm or corporation under this

subdivision or any other provision of this section, a distributor shall

have a civil right of action to enforce this subdivision, including,

upon three days notice, the right to apply for temporary and preliminary

injunctive relief against continuing violations, and until arrangements

for collection and return of empty containers or reimbursement of such

distributor for such deposits and handling fees are made.

8. It shall be the responsibility of the deposit initiator or

distributor to provide to a dealer or redemption center a sufficient

number of bags, cartons, or other suitable containers, at no cost, for

the packaging, handling and pickup of empty beverage containers that are

not redeemed through a reverse vending machine. The bags, cartons, or

containers must be provided by the deposit initiator or distributor on a

schedule that allows the dealer or redemption center sufficient time to

sort the empty beverage containers prior to pick up by the deposit

initiator or distributor. In addition:

(a) When picking up empty beverage containers, a deposit initiator or

distributor shall not require a dealer or redemption center to load

their own bags, cartons or containers onto or into the deposit

initiator's or distributor's vehicle or vehicles or provide the staff or

equipment needed to do so.

(b) A deposit initiator or distributor shall not require empty

containers to be counted at a location other than the redemption center

or dealer's place of business. The dealer or redemption center shall

have the right to be present at the count.

(c) A deposit initiator or distributor shall pick up empty beverage

containers from the dealer or redemption center at reasonable times and

intervals as determined in rules or regulations promulgated by the

department.

9. No person shall return or assist another to return to a dealer or

redemption center an empty beverage container for its refund value if

such container had previously been accepted for redemption by a dealer,

redemption center, or deposit initiator who initiates deposits on

beverage containers of the same brand.

10. A redeemer, dealer, distributor or redemption center shall not

knowingly redeem an empty beverage container on which a deposit was

never paid in New York state.

11. Notwithstanding the provisions of subdivision two of section

27-1009 of this title, a deposit initiator or distributor shall accept

and redeem beverage containers as provided in this title, if the dealer

or operator of a redemption center shall have accepted and paid the

refund value of such beverage containers.

12. No person shall intentionally program, tamper with, render

inaccurate, or circumvent the proper operation of a reverse vending

machine to wrongfully elicit deposit monies when no valid, redeemable

beverage container has been placed in and properly processed by the

reverse vending machine.

§ 27-1009 — Refusal of acceptance

Refusal of acceptance.

1. A dealer or operator of a redemption center may refuse to accept

from a redeemer, and a deposit initiator or distributor may refuse to

accept from a dealer or operator of a redemption center any empty

beverage container which does not state thereon a refund value as

established by section 27-1005 and provided by section 27-1011 of this

title.

2. A dealer or operator of a redemption center may also refuse to

accept any broken bottle, corroded, crushed or dismembered container, or

any beverage container which contains a significant amount of foreign

material, as determined in rules and regulations to be promulgated by

the commissioner.

§ 27-1011 — Beverage container requirements

Beverage container requirements.

1. a. Every beverage container sold or offered for sale in this state

shall clearly indicate by permanently marking or embossing the container

or by printing as part of the product label the refund value of the

container and the words "New York" or the letters "NY".

b. Such embossing or permanent imprinting on the beverage container

shall be the responsibility of the person, firm or corporation which

bottles, cans or otherwise fills or packages a beverage container or a

brand owner for whose exclusive account private label beverages are

bottled, canned or otherwise packaged; provided, however, that the duly

authorized agent of any such person, firm or corporation may indicate

such refund value by a label securely affixed on any beverage container

containing beverages imported into the United States. Private label

beverages shall be defined as beverages purchased from a bottler in

beverage containers bearing a brand name or trademark for sale at retail

directly by the owner or licensee of such brand name or trademark; or

through retail dealers affiliated with such owner or licensee by a

cooperative or franchise agreement.

2. No deposit initiator, distributor or dealer shall sell or offer for

sale, at wholesale or retail in this state, any metal beverage container

designed and constructed with a ring or tab which is detachable in

opening the container unless such detachable part will decompose by

photodegradation or biodegradation.

3. No deposit initiator, distributor or dealer shall sell or offer for

sale in this state beverage containers connected to each other by a

separate holding device constructed of plastic which does not: (a)

decompose by photodegradation or biodegradation; or

(b) comply with minimum post-consumer recycled material content and

hole diameter limitations as defined in rules and regulations

promulgated by the department, and is recyclable and indicates a resin

identification code.

§ 27-1012 — Deposit and disposition of refund values; registration; reports

Deposit and disposition of refund values; registration;

reports.

1. Each deposit initiator shall deposit in a refund value account an

amount equal to the refund value initiated under section 27-1005 of this

title which is received with respect to each beverage container sold by

such deposit initiator. Such deposit initiator shall hold the amounts in

the refund value account in trust for the state. A refund value account

shall be an interest-bearing account established in a banking

institution located in this state, the deposits in which are insured by

an agency of the federal government. Deposits of such amounts into the

refund value account shall be made not less frequently than every five

business days. All interest, dividends and returns earned on the refund

value account shall be paid directly into said account. The monies in

such accounts shall be kept separate and apart from all other monies in

the possession of the deposit initiator. The commissioner of taxation

and finance may specify a system of accounts and records to be

maintained with respect to accounts established under this subdivision.

2. Payments of refund values pursuant to section 27-1007 of this title

shall be paid from each deposit initiator's refund value account. No

other payment or withdrawal from such account may be made except as

prescribed by this section.

3. Each deposit initiator shall file quarterly reports with the

commissioner of taxation and finance on a form and in the manner

prescribed by such commissioner. The commissioner of taxation and

finance may require such reports to be filed electronically. The

quarterly reports required by this subdivision shall be filed for the

quarterly periods ending on the last day of May, August, November and

February of each year, and each such report shall be filed within twenty

days after the end of the quarterly period covered thereby. Each such

report shall include all information such commissioner shall determine

appropriate including but not limited to the following information:

a. the balance in the refund value account at the beginning of the

quarter for which the report is prepared;

b. all such deposits credited to the refund value account and all

interest, dividends or returns received on such account, during such

quarter;

c. all withdrawals from the refund value account during such quarter,

including all reimbursements paid pursuant to subdivision two of this

section, all service charges on the account, and all payments made

pursuant to subdivision four of this section; and

d. the balance in the refund value account at the close of such

quarter.

4. a. Quarterly payments. An amount equal to eighty percent of the

balance outstanding in the refund value account at the close of each

quarter shall be paid to the commissioner of taxation and finance at the

time the report provided for in subdivision three of this section is

required to be filed. The commissioner of taxation and finance may

require that the payments be made electronically. The remaining twenty

percent of the balance outstanding at the close of each quarter shall be

the monies of the deposit initiator and may be withdrawn from such

account by the deposit initiator. If the provisions of this section with

respect to such account have not been fully complied with, each deposit

initiator shall pay to such commissioner at such time, in lieu of the

amount described in the preceding sentence, an amount equal to the

balance which would have been outstanding on such date had such

provisions been fully complied with. The commissioner of taxation and

finance may require that the payments be made electronically.

b. Refund value account shortfall. In the event a deposit initiator

pays out more in refund values than it collects in deposits of refund

values during the course of a quarterly period as described in

subdivision three of this section, the deposit initiator may apply to

the commissioner of taxation and finance for a refund of the amount of

such excess payment of refund values from sources other than the refund

value account, in the manner as provided by the commissioner of taxation

and finance. A deposit initiator must apply for a refund no later than

twelve months after the due date for filing the quarterly report for the

quarterly period for which the refund claim is made. No interest shall

be payable for any refund paid pursuant to this paragraph.

c. Final report. A deposit initiator who ceases to do business in this

state as a deposit initiator shall file a final report and remit payment

of eighty percent of all amounts remaining in the refund value account

as of the close of the deposit initiator's last day of business. The

commissioner of taxation and finance may require that the payments be

made electronically. The deposit initiator shall indicate on the report

that it is a "final report". The final report is due to be filed with

payment twenty days after the close of the quarterly period in which the

deposit initiator ceases to do business. In the event the deposit

initiator pays out more in refund values than it collects in such final

quarterly period, the deposit initiator may apply to the commissioner of

taxation and finance for a refund of the amount of such excess payment

of refund values from sources other than the refund value account, in

the manner as provided by the commissioner of taxation and finance.

5. All moneys collected or received by the department of taxation and

finance pursuant to this title shall be deposited to the credit of the

comptroller with such responsible banks, banking houses or trust

companies as may be designated by the comptroller. Such deposits shall

be kept separate and apart from all other moneys in the possession of

the comptroller. The comptroller shall require adequate security from

all such depositories. Of the total revenue collected, the comptroller

shall retain the amount determined by the commissioner of taxation and

finance to be necessary for refunds out of which the comptroller must

pay any refunds to which a deposit initiator may be entitled. After

reserving the amount to pay refunds, the comptroller must, by the tenth

day of each month, pay into the state treasury to the credit of the

general fund the revenue deposited under this subdivision during the

preceding calendar month and remaining to the comptroller's credit on

the last day of that preceding month; provided, however, that, beginning

April first, two thousand thirteen, nineteen million dollars, and all

fiscal years thereafter, twenty-three million dollars plus all funds

received from the payments due each fiscal year pursuant to subdivision

four of this section in excess of the greater of the amount received

from April first, two thousand twelve through March thirty-first, two

thousand thirteen or one hundred twenty-two million two hundred thousand

dollars, shall be deposited to the credit of the environmental

protection fund established pursuant to section ninety-two-s of the

state finance law.

6. The commissioner and the commissioner of taxation and finance shall

promulgate, and shall consult each other in promulgating, such rules and

regulations as may be necessary to effectuate the purposes of this

title. The commissioner and the commissioner of taxation and finance

shall provide all necessary aid and assistance to each other, including

the sharing of any information that is necessary to their respective

administration and enforcement responsibilities pursuant to the

provisions of this title.

7. a. Any person who is a deposit initiator under this title before

April first, two thousand nine, must apply by June first, two thousand

nine to the commissioner of taxation and finance for registration as a

deposit initiator. Any person who becomes a deposit initiator on or

after April first, two thousand nine shall apply for registration prior

to collecting any deposits as such a deposit initiator. Such application

shall be in a form prescribed by the commissioner of taxation and

finance and shall require such information deemed to be necessary for

proper administration of this title. The commissioner of taxation and

finance may require that applications for registration must be submitted

electronically. The commissioner of taxation and finance shall

electronically issue a deposit initiator registration certificate in a

form prescribed by the commissioner of taxation and finance within

fifteen days of receipt of such application or may take an additional

ten days if the commissioner of taxation and finance deems it necessary

to consult with the commissioner before issuing such registration

certificate. A registration certificate issued pursuant to this

subdivision may be issued for a specified term of not less than three

years and shall be subject to renewal in accordance with procedures

specified by the commissioner of taxation and finance. The commissioner

of taxation and finance shall furnish to the commissioner a complete

list of registered deposit initiators and shall continually update such

list as warranted. The commissioner shall share any information with the

commissioner of taxation and finance that is necessary for the

administration of this subdivision.

b. The commissioner of taxation and finance shall have the authority

to revoke or refuse to renew any registration issued pursuant to this

subdivision when he or she has determined or has been informed by the

commissioner that any of the provisions of this title or rules and

regulations promulgated thereunder have been violated. Such violations

shall include, but not be limited to, the failure to file quarterly

reports, the failure to make payments pursuant to this subdivision, the

providing of false or fraudulent information to either the department of

taxation and finance or the department, or knowingly aiding or abetting

another person in violating any of the provisions of this title. A

notice of proposed revocation or non-renewal shall be given to the

deposit initiator in the manner prescribed for a notice of deficiency of

tax and all the provisions applicable to a notice of deficiency under

article twenty-seven of the tax law shall apply to a notice issued

pursuant to this paragraph, insofar as such provisions can be made

applicable to a notice authorized by this paragraph, with such

modifications as may be necessary in order to adapt the language of such

provisions to the notice authorized by this paragraph. All such notices

issued by the commissioner of taxation and finance pursuant to this

paragraph shall contain a statement advising the deposit initiator that

the revocation or non-renewal of registration may be challenged through

a hearing process and the petition for such a challenge must be filed

with the commissioner of taxation and finance within ninety days after

such notice is issued. A deposit initiator whose registration has been

so revoked or not renewed shall cease to do business as a deposit

initiator in this state, until this title has been complied with and a

new registration has been issued. Any deposit initiator whose

registration has been so revoked may not apply for registration for two

years from the date such revocation takes effect.

8. The commissioner of taxation and finance may require the

maintenance of such accounts, records or documents relating to the sale

of beverage containers, by any deposit initiator, bottler, distributor,

dealer or redemption center as such commissioner may deem appropriate

for the administration of this section. Such commissioner may make

examinations, including the conduct of facility inspections during

regular business hours, with respect to the accounts, records or

documents required to be maintained under this subdivision. Such

accounts, records and documents shall be preserved for a period of three

years, except that such commissioner may consent to their destruction

within that period or may require that they be kept longer. Such

accounts, records and documents may be kept within the meaning of this

subdivision when reproduced by any photographic, photostatic, microfilm,

micro-card, miniature photographic or other process which actually

reproduces the original accounts, records or documents.

9. a. Any person required to be registered under this section who,

without being so registered, sells or offers for sale beverage

containers in this state, in addition to any other penalty imposed by

this title, shall be subject to a penalty to be assessed by the

commissioner of taxation and finance in an amount not to exceed five

hundred dollars for the first day on which such sales or offers for sale

are made, plus an amount not to exceed five hundred dollars for each

subsequent day on which such sales or offers for sale are made, not to

exceed twenty-five thousand dollars in the aggregate.

b. Any deposit initiator who fails to file reports, make quarterly

payments or maintain accounts or records pursuant to this section,

unless it is shown that such failure was due to reasonable cause and not

due to negligence or willful neglect, in addition to any other penalty

imposed by this title, shall be subject to a penalty to be assessed by

the commissioner of taxation and finance of not more than one thousand

dollars for each quarter during which such failure occurred, and an

additional penalty of not more than one thousand dollars for each

quarter such failure continues.

10. The provisions of article twenty-seven of the tax law shall apply

to the provisions of this title for which the commissioner of taxation

and finance is responsible, including collection of refund value

amounts, in the same manner and with the same force and effect as if the

language of such article had been incorporated in full into this section

except to the extent that any provision of such article is either

inconsistent with a provision of this section or is not relevant to this

section as determined by the commissioner of taxation and finance.

Furthermore, for purposes of applying the provisions of article

twenty-seven of the tax law, where the terms "tax" and "taxes" appear in

such article, such terms shall be construed to mean "refund value" or

"balance in the refund value account".

11. If any deposit initiator fails or refuses to file a report or

furnish any information requested in writing by the department of

taxation and finance or the department, the department of taxation and

finance with the assistance of the department may, from any information

in its possession, make an estimate of the deficiency and collect such

deficiency from such deposit initiator.

12. a. Each deposit initiator shall provide a report to the department

describing all the types of beverage containers on which it initiates

deposits. The report shall include the product name, type of beverage,

size and composition of the beverage container, universal product code,

and any other information the department may require. Upon request, a

deposit initiator shall also provide to the department a copy of the

container label or a picture of any beverage container sold or offered

for sale in this state on which it initiates a deposit. Such information

shall be provided in a form as prescribed by the department. The

department may require that such forms be filed electronically.

b. A bottler may place on a beverage container a universal product

code or other distinctive marking that is specific to the state or used

only in the state and any other states with laws substantially similar

to this title as a means of preventing the sale or redemption of

beverage containers on which no deposit was initiated.

c. A bottler or deposit initiator shall notify the department, in a

form prescribed by the department, whenever a beverage container or

beverage container label is revised by altering the universal product

code, or whenever the container on which a universal product code

appears is changed in size, composition or glass color, or whenever the

container or container label on which a universal product code appears

is changed to include a universal product code that is unique to the

state or used only in the state and any other states with laws

substantially similar to this title.

§ 27-1013 — Redemption centers

Redemption centers.

1. The commissioner is hereby empowered to promulgate rules and

regulations governing (a) the circumstances in which deposit initiators,

dealers and distributors, individually or collectively, are required to

accept the return of empty beverage containers, including beverage

containers processed through reverse vending machines and make payment

therefor; (b) the sorting of the containers which a deposit initiator or

distributor may require of dealers and redemption centers; (c) the

collection of returned beverage containers by deposit initiators or

distributors, including the party to whom such expense is to be charged,

the frequency of such pick ups and the payment for refunds and handling

fees thereon; (d) the right of dealers to restrict or limit the number

of containers redeemed, the rules for redemption at the dealers' place

of business, and the redemption of containers from a beverage for which

sales have been discontinued; (e) to issue registrations to persons,

firms or corporations which establish redemption centers, subject to

applicable provisions of local and state laws, at which redeemers and

dealers may return empty beverage containers and receive payment of the

refund value of such beverage containers. Such registrations shall be

issued at no cost. Should the department require by regulations adopted

pursuant to this paragraph that redemption centers must obtain a

registration as a condition of operation, any redemption center in

business as of March first, two thousand thirteen that previously

provided the department with the notification information required by

regulations in effect as of such date may continue to operate as if the

department had issued such redemption center a registration required by

regulations adopted under this paragraph; provided, however, that such

redemption center shall provide the department with any other

information required by regulations adopted pursuant to this paragraph.

The department may, after due notice and opportunity of hearing,

pursuant to the provisions of section 71-1709 of this chapter, deny an

application or revoke a registration. In determining whether or not to

revoke a registration the commissioner shall at a minimum, take into

consideration the compliance history of a violator, good faith efforts

of a violator to comply, any economic benefit from noncompliance and

whether the violation was procedural in nature. The commissioner's

determination to revoke a registration is subject to review under

article seventy-eight of the civil practice law and rules; and (f) the

operation of mobile redemption centers in order to ensure that to the

best extent practicable containers are not proffered for redemption to a

deposit initiator or distributor outside of the geographic area where

such deposit initiator sells containers and initiates deposits.

2. The department may require a redemption center to obtain a permit,

as an alternative to registration if such center is located at the same

facility or site as another solid waste management facility otherwise

subject to the requirements of title seven of this article or the

regulations promulgated pursuant thereto.

3. No dealer or distributor, as defined in section 27-1003 of this

title, shall be required to obtain a permit to operate a redemption

center at the same location as the dealer's or distributor's place of

business. Operators of such redemption centers shall receive payment of

the refund value of each beverage container from the appropriate deposit

initiator or distributor as provided under section 27-1007 of this

title.

4. Each dealer and redemption center shall require any person

tendering for redemption more than two thousand five hundred containers

at one time to such dealer or redemption center to provide such person's

name and address and the license plate of the vehicle used to transport

the containers, or, in the case of an agent or employee of a

not-for-profit corporation, a sales tax exemption certificate. The

dealer or redemption center redeeming the beverage containers shall keep

the information on file for a minimum of twelve months and provide same

to the department upon request.

§ 27-1014 — Authority to promulgate rules and regulations

Authority to promulgate rules and regulations.

In addition to the authority of the commissioner, under sections

27-1009 and 27-1013 of this title, the commissioner shall have the power

to promulgate rules and regulations necessary and appropriate for the

administration of this title.

§ 27-1015 — Violations

Violations.

1. Except as otherwise provided in this section and section 27-1012 of

this title, any person who shall violate any provision of this title

shall be liable to the state of New York for a civil penalty of not more

than five hundred dollars, and an additional civil penalty of not more

than five hundred dollars for each day during which each such violation

continues. Any civil penalty may be assessed following a hearing or

opportunity to be heard.

2. Any distributor, deposit initiator, redemption center or dealer who

violates any provision of this title, except as provided in section

27-1012 of this title, shall be liable to the state of New York for a

civil penalty of not more than one thousand dollars, and an additional

civil penalty of not more than one thousand dollars for each day during

which each such violation continues. Any civil penalty may be assessed

following a hearing or opportunity to be heard.

3. It shall be unlawful for a distributor or deposit initiator, acting

alone or aided by another, to return any empty beverage container to a

dealer or redemption center for its refund value if the distributor or

deposit initiator had previously accepted such beverage container from

any dealer or operator of a redemption center or if such container was

previously accepted by a reverse vending machine. A violation of this

subdivision shall be a misdemeanor punishable by a fine of not less than

five hundred dollars nor more than one thousand dollars and an amount

equal to two times the amount of money received as a result of such

violation.

4. Any person who willfully tenders to a dealer, distributor,

redemption center or deposit initiator more than forty-eight empty

beverage containers for which such person knows or should reasonably

know that no deposit was paid in New York state may be assessed by the

department a civil penalty of up to one hundred dollars for each

container or up to twenty-five thousand dollars for each such tender of

containers. At each location where a person tenders containers for

redemption, dealers and redemption centers must conspicuously display a

sign in letters that are at least one inch in height with the following

information: "WARNING: Persons tendering for redemption containers on

which a deposit was never paid in this state may be subject to a civil

penalty of up to one hundred dollars per container or up to twenty-five

thousand dollars for each such tender of containers." Any civil penalty

may be assessed following a hearing or opportunity to be heard.

5. The department, the department of agriculture and markets, the

department of taxation and finance and the attorney general are hereby

authorized to enforce the provisions of this title and all monies

collected shall be deposited to the credit of the environmental

protection fund established pursuant to section ninety-two-s of the

state finance law. In addition, the provisions of section 27-1005 of

this title and subdivisions one, two, three, four, five, ten and eleven

of section 27-1007 of this title may be enforced by a county, city, town

or village and the local legislative body thereof may adopt local laws,

ordinances or regulations consistent with this title providing for the

enforcement of such provisions.

* 5-a. The city of New York, Nassau county and Suffolk county are

entitled to retain twenty-five percent of all monies collected as fines

or penalties pursuant to enforcement of section 27-1005 of this chapter.

* NB Repealed April 1, 2031

6. (a) Any person who willfully violates or directs another to violate

the requirements to collect or charge the refund value imposed by

section 27-1005 or paragraph a of subdivision nine of section 27-1012 of

this title on five thousand or more beverage containers in one or more

separate transactions within one year shall be guilty of a class B

misdemeanor.

(b) Any person, having previously been convicted of a violation of

paragraph (a) of this section within the past three years, who willfully

violates or directs another to violate the requirements to collect or

charge the refund value imposed by section 27-1005 or paragraph a of

subdivision nine of section 27-1012 of this title on five thousand or

more beverage containers in one or more separate transactions within one

year shall be guilty of a class A misdemeanor.

(c) Any person who willfully violates or directs another to violate

the requirements to collect or charge the refund value imposed by

section 27-1005 or paragraph a of subdivision nine of section 27-1012 of

this title on twenty thousand or more beverage containers in one or more

separate transactions within one year shall be guilty of a class E

felony.

Nothing in this subdivision shall apply to common or contract carriers

or warehousemen while engaged in lawfully transporting or storing such

containers as merchandise, nor to any employee of such carrier or

warehouseman acting within the scope of his or her employment.

7. A violation of this title, except as otherwise provided in this

section and section 27-1012 of this title, shall be a public nuisance.

§ 27-1016 — Public education

Public education.

The commissioner shall establish a public education program to

disseminate information regarding implementation of this title. Such

information shall include, but not be limited to, publication of the New

York Bottle Bill of Rights as specified in subdivision two of section

27-1007 of this title; publication of information specifying the

procedures necessary to establish a redemption center as provided in

section 27-1013 of this title, including information regarding financial

assistance available for the establishment of redemption centers as

provided in section 27-1018 of this title; publication of information

delineating the relevant rights and responsibilities of deposit

initiators, distributors, dealers, redemption centers and redeemers

under the provisions of this title; publication of information regarding

the requirement that deposit initiators register with the department of

taxation and finance; and publication of information on the general

benefits of recycling.

§ 27-1018 — Beverage container assistance program

Beverage container assistance program.

Notwithstanding any other provision of law to the contrary, within the

limits of appropriations therefor, the commissioner shall make state

assistance payments to municipalities, businesses and not-for-profit

organizations located in the state for the cost of reverse vending

machines located or to be located in the state. Such state assistance

payments shall not exceed fifty percent of the costs of equipment,

and/or the acquisition and/or rehabilitation of real property or

structures located or to be located in the state related to the

collecting, sorting, and packaging of empty beverage containers subject

to the provisions of this title. Such payments may include costs related

to the establishment of redemption centers, including mobile redemption

centers. For the purposes of this section, municipalities and

not-for-profit organizations shall have the meaning as defined in

section 54-0101 of this chapter and businesses shall mean a dealer,

distributor or redemption center as defined in this title that employs

less than fifty employees.

§ 27-1019 — Severability

Severability.

The provisions of this title shall be severable and if any phrase,

clause, sentence or provision of this title, or the applicability

thereof to any person or circumstance shall be held invalid, the

remainder of this title and the application thereof shall not be

affected thereby.

TITLE 11 Industrial Siting Hazardous Waste Facilities

§ 27-1101 — Definitions

Definitions.

As used in this title, unless the context otherwise requires:

1. "Person" means any individual, public or private corporation,

political subdivision, government agency, industry, partnership,

association, firm, trust, estate or any other legal entity whatsoever.

2. "Corporation" means the New York state environmental facilities

corporation.

3. "Board" means a facility siting board constituted pursuant to the

provisions of section 27-1105 of this title.

4. "Industrial hazardous waste" shall mean an industrial waste or

combination of wastes, which because of its quantity, concentration, or

physical, chemical or infectious characteristics may:

a. Cause, or significantly contribute to an increase in serious

irreversible, or incapacitating reversible illness; and/or

b. Pose a substantial present or potential hazard to human health or

the environment and, therefore, must be segregated and excluded from the

general municipal waste system and sewage collection and treatment

process.

5. "Industrial hazardous waste treatment, storage and disposal

facility" shall mean a specialized facility or site other than a

low-level radioactive waste management facility subject to the

provisions of article twenty-nine of this chapter, or a sewage treatment

facility for the purpose of treating, storing, compacting, recycling,

exchanging, or disposing of industrial hazardous waste materials,

including treatment, compacting, resource recovery or disposal plants,

equipment and furnishings thereof used for the storage, treatment,

compacting, composting, shredding, coverting, utilization, processing,

or final disposal of hazardous waste, including but not limited to

mechanical, chemical or thermal processing systems, incinerators,

sanitary landfills, other facilities for the storage, reduction or

conversion of hazardous waste, including but not limited to transfer

stations, baling facilities, railroad and maritime facilities, motor

trucks or vehicles and appurtenances, furnishings, equipment and

machinery deemed necessary thereto.

6. "Municipality" means any town, city, county or village.

7. "Treatment" means any method, technique, or process including

neutralization, designed to change the physical, chemical or biological

character or composition of any hazardous waste so as to neutralize such

waste or as to render such waste nonhazardous, safer for transport,

amenable for recovery, amenable for storage, or reduced in volume.

8. "Storage" means the containment of hazardous waste, either on a

temporary basis or for a period of years, in such a manner as not to

constitute disposal of such hazardous waste.

9. "Disposal" means the abandonment, discharge, deposit, injection,

dumping, spilling, leaking or placing of any substance so that such

substance or any related constituent thereof may enter the environment.

Disposal also means the thermal destruction of waste or hazardous waste

and the burning of such wastes as fuel for the purpose of recovering

useable energy.

10. "Environment" means any water, water vapor, any land including

land surface or subsurface, air, fish, wildlife, biota and all other

natural resources.

11. "Preferred hazardous waste management practices hierarchy" shall

mean that policy established in section 27-0105 of this article.

§ 27-1102 — Hazardous waste disposal capacity assurances and statewide hazardous waste facility siting plan

Hazardous waste disposal capacity assurances and statewide

hazardous waste facility siting plan.

1. The department shall immediately begin preparation of a statewide

hazardous waste facility siting plan to establish a framework to guide

state agencies and authorities and the facility siting board established

pursuant to section 27-1105 of this title in the discharge of their

responsibilities and to assure the availability of industrial hazardous

waste treatment, storage and disposal facilities which:

a. have adequate capacity for the destruction, treatment or secure

disposition of all hazardous wastes that are reasonably expected to be

generated within the state in the next twenty years;

b. are within the state or outside the state in accordance with an

interstate agreement or regional agreement or authority;

c. comply with all federal and state requirements governing such

facilities; and

d. comply with the preferred hazardous waste management practices

hierarchy established pursuant to section 27-0105 of this article.

2. The plan shall include but not be limited to:

a. an inventory and appraisal including the identification, location

and life expectancy of all industrial hazardous waste treatment, storage

and disposal facilities located within the state.

b. a compilation and analysis of existing inventories, reports and

studies of the sources, composition and quantity of industrial hazardous

waste generated within the state and of existing programs for waste

reduction, recycling and reuse.

c. long-range projections of at least twenty years of the amounts and

composition of hazardous waste which will be generated within the state

and, to the extent feasible, in neighboring states.

d. a schedule for phasing out land disposal, other than treated

residuals in compliance with the policy established in section 27-0105

of this article.

e. the identification, if appropriate, of areas of the state which

have compatible hazardous waste generation streams and similar interests

in providing regional hazardous waste management and disposal capacity

to primarily service such areas.

f. a determination of the number, size, type and location by area of

the state of new or expanded industrial hazardous waste treatment,

storage and disposal facilities which will be needed for the proper

long-term management of hazardous waste consistent with the assurances

required pursuant to subdivision one of this section and an equitable

geographic distribution of facilities.

g. an analysis of transportation routes and transportation risk and

costs from industrial hazardous waste generators to existing or

potentially suitable sites for industrial hazardous waste treatment,

storage and disposal facilities.

h. recommendations on regional and statewide coordination of methods

and procedures to encourage cooperative treatment, storage, disposal and

transportation of industrial hazardous waste and other such hazardous

waste management methods.

i. recommendations on procedures for periodically updating the

statewide hazardous waste facility siting plan and for future

coordination of hazardous waste management and planning on a regional

basis.

3. The department shall prepare and adopt a draft statewide hazardous

waste facility siting plan within six months after the effective date of

this section.

4. Upon completion of the draft plan, the department shall make it

available to all interested persons. The department shall publicize such

plan and solicit comments. The department shall hold at least one public

hearing within each region of the state to review and solicit comments

on the draft plan.

5. Within twelve months after the effective date of this section, the

department shall have completed public hearings on the draft plan and

shall have considered comments and shall make such revisions to the

draft plan as it deems necessary or appropriate. The department shall

make the revised plan available to all interested persons and shall

solicit comments and hold public hearings on the revised plan.

6. Within fifteen months after the effective date of this section, the

department shall make any final revisions as it deems necessary or

appropriate and adopt the plan. The adopted plan shall be transmitted to

the governor and the legislature and made available to all interested

parties.

7. Upon adoption of the plan the department shall immediately

establish a schedule for siting any new or expanded industrial hazardous

waste treatment, storage or disposal facilities identified as necessary

in such plan.

§ 27-1103 — Criteria for siting industrial hazardous waste treatment, storage and disposal facilities

Criteria for siting industrial hazardous waste treatment,

storage and disposal facilities.

1. The commissioner shall, after investigation and opportunity for

public comment, within one year from the effective date of this section,

publish criteria for siting industrial hazardous waste treatment,

storage and disposal facilities. Such siting criteria shall be designed

to insure the maximum safety of the public from hazards associated with

treatment, storage, and disposal of hazardous wastes. The commissioner

shall also within one year from such effective date adopt criteria

prescribing the form and content of applications for a certificate of

environmental safety and public necessity to construct an industrial

hazardous waste treatment, storage and disposal facility.

2. The criteria issued pursuant to subdivision one of this section for

the siting of industrial hazardous waste treatment, storage and disposal

facilities shall take into account, among other factors:

a. The consistency of the application with the plan adopted pursuant

to section 27-1102 of this title,

b. The density of population in areas neighboring such facility,

c. The density of population in areas adjacent to delivery routes to

such facility,

d. The risk of accident during the transportation of hazardous wastes,

e. The risk of contamination of ground and surface waters by leaching

and runoff from such facility,

f. The risk of fires or explosions from improper storage and disposal

methods,

g. The impact on the municipality where the facility is to be cited in

terms of health, safety, cost and consistency with local planning,

zoning or land use laws and ordinances,

h. The nature of the probable environmental impact, including

specification of the predictable adverse effects on the natural

environment and ecology, public health and safety, scenic, historic,

cultural and recreational value, water and air quality, wildlife and an

evaluation of measures to mitigate adverse effects, and

i. The future physical climate risk due to sea level rise, and/or

storm surges and/or flooding, based on available data predicting the

likelihood of future extreme weather events, including hazard risk

analysis data if applicable.

3. The criteria issued by the commissioner pursuant to subdivision one

of this section prescribing the form of an application for a certificate

of environmental safety and public necessity to construct an industrial

hazardous waste treatment, storage and disposal facility shall require

the applicant to supply detailed information regarding:

a. The location of the proposed facility,

b. A description of the design and capacity of the facility,

c. The expected sources of hazardous wastes for the facility, the

proposed methods of transporting such wastes to and from the facility,

and the routes which deliveries will traverse,

d. The need for the facility,

e. The environmental impacts of the proposed facility,

f. A description of reasonable alternative locations for the proposed

facility, and

g. Such other information as the commissioner shall prescribe as to

whether the proposed facility is necessary and compatible with the

surrounding environment and with the health, safety and welfare of

neighboring populations.

§ 27-1105 — Siting industrial hazardous waste facilities

Siting industrial hazardous waste facilities.

1. After the publication of siting criteria pursuant to subdivision

one of section 27-1103 of this title, no person may commence

construction or operation of the following industrial hazardous waste

treatment, storage and disposal facilities, hereinafter referred to as

"facility", without having received a certificate of environmental

safety and public necessity from the facility siting board as

hereinafter provided: (a) any new off-site facility;

(b) any new commercial facility, wherever situated;

(c) any new incineration facility, wherever situated;

(d) any new land disposal facility, wherever situated; and

(e) any expansion, wherever situated, of the aggregate land disposal

capacity of an existing land disposal facility.

2. Notwithstanding the provisions of subdivision one of this section,

the following industrial hazardous waste treatment, storage and disposal

facilities shall not be subject to the provisions of this title:

(a) A facility that does not require permits pursuant to title nine of

this article;

(b) A land disposal facility located at the site of an existing land

disposal facility where both the existing facility is or was and the

proposed facility will be used solely for the disposal of

non-incinerable residues from the on-site thermal destruction or

chemical or aqueous treatment of wastes generated at the site of such

facilities;

(c) A facility that has been determined by the department to have no

significant environmental impact pursuant to article eight of this

chapter; and

(d) Additional facilities, other than land disposal facilities, to be

located at the site of an existing facility, the operation of which will

be substantially similar to that of the existing facility with respect

to the mode of waste management and the type and quantity of hazardous

waste being managed.

3. To obtain the certificate of environmental safety and public

necessity required pursuant to subdivision one of this section, the

following procedures shall be followed:

(a) An application must be submitted to the department in the form

required pursuant to subdivisions one and three of section 27-1103 of

this title.

(b) On or before fifteen calendar days after the receipt of such

application, the department shall mail written notice to the applicant

whether or not the application is complete. If the application is not

complete, the provisions of paragraphs (c) and (d) of subdivision one of

section 70-0109 of this chapter shall be applicable. If, or when, the

application is complete, the department shall, concurrent with

notification to the applicant, send the application and written notice

to the office of the governor requesting that a facility siting board be

constituted consistent with this subdivision.

(c) Immediately upon determining that an application is complete, the

department shall cause a notice of application to be published in the

next available environmental notice bulletin which shall be not later

than ten calendar days after the date of such notice and shall provide

notice to the chief executive officer of each municipality in which the

proposed project is located, and may direct the applicant to provide

such reasonable notice and opportunity for comment to the public as the

department deems appropriate. Such notice shall also be given to all

property owners of record within three hundred feet of the subject

facility. In addition, notice shall be published in at least two

newspapers having a general circulation in the area in which the

proposed activity is located, and in contiguous areas potentially

affected by the proposed action.

(d) On or before fifteen calendar days after the receipt of such

notification the governor shall constitute a facility siting board to be

composed of the commissioners of transportation, environmental

conservation, health and commerce, the secretary of state and three ad

hoc members appointed by the governor, two of whom must be residents of

the county in which the facility is primarily proposed to be located.

The three ad hoc members shall be employees of the state for the

purposes of section seventeen of the public officers law. Each of the

three ad hoc members shall receive the sum of two hundred dollars for

each day in which he is actually engaged in the performance of his

duties herein plus actual and necessary expenses incurred by him in the

performance of such duties. The terms of the ad hoc members shall

continue until a final determination has been made in the particular

proceeding for which they were appointed. Each ex officio member of the

board may by written instrument filed with the board designate an

employee or officer of his department to act on his behalf relating to

any or all business of the board. Five of the eight persons on the board

shall constitute a quorum for the transaction of any business of the

board, and the decision of five members of the board shall constitute

action of the board. In addition to the requirements of the public

officers law, no person shall be eligible to be an appointee of the

governor to the board who holds another state or local office. The

governor shall appoint the chairman of the board and the commissioner of

environmental conservation shall make staff available to support the

board in carrying out its responsibilities.

(e) The commissioner of the department of environmental conservation

shall appoint a hearing officer who shall conduct an adjudicatory public

hearing upon the application. Such hearing shall commence on or before

sixty calendar days after the facility siting board is constituted. Such

hearing shall be preceded by public notice, in the same form and manner

as provided in paragraph (c) of this subdivision, published not less

than thirty days prior to such hearing. The members of the board may at

their option participate in the adjudicatory hearing. Such participation

may include, but is not limited to, examination of witnesses and

requesting the production of documents or witnesses.

(f) The board shall render a decision based upon the record either

granting the application, denying it, or granting it upon such terms,

conditions, limitations, or modifications thereof as the board may deem

appropriate. The board shall deny an application to construct or operate

a facility if residential areas and contiguous populations will be

endangered, if it otherwise does not conform to the siting criteria

established for such facility pursuant to section 27-1103 of this title

or, upon final adoption of the statewide hazardous waste facility siting

plan established pursuant to section 27-1102 of this title, if it is not

consistent with such plan or if the need for such facility is not

identified in such plan and the board finds that the facility is not

otherwise necessary or in the public interest.

(g) The board shall make the final decision on an application for a

certificate of environmental safety pursuant to this title, upon the

record made before the hearing officer, after receiving briefs from the

parties to the hearing and exceptions to the recommended decision of

such hearing officer and after hearing such oral argument as the board

shall determine to be necessary. The chairman of the facility siting

board shall mail its decision to the applicant, to the department, and

to all parties to the hearing on or before sixty calendar days after

receipt by the board of a complete record, as that term is defined in

paragraphs (a) through (e) of subdivision one of section 302 of the

state administrative procedure act.

(h) The provisions of article 70 of this chapter shall apply to

applications pursuant to this title, to the extent such provisions are

not inconsistent herewith.

§ 27-1107 — Powers of municipalities

Powers of municipalities.

Notwithstanding any other provision of law, no municipality may,

except as expressly authorized by this article or the board, require any

approval, consent, permit, certificate or other condition including

conformity with local zoning or land use laws and ordinances, regarding

the operation of a facility with respect to which a certificate

hereunder has been granted; provided, however, that such municipality

has received notice of the filing of the application therefor.

§ 27-1109 — State siting requirements

State siting requirements.

1. Within one year from the adoption of the plan required to be

prepared pursuant to section 27-1102 of this title, and annually

thereafter, the department shall review the implementation of the plan

including the status of all existing facilities and all permit

applications for new or expanded industrial hazardous waste treatment,

storage, or disposal facilities.

2. If, upon completion of its annual review, the department finds that

existing facilities alone or in combination with one or more pending or

approved facility permit applications are sufficient to meet the

schedule identified pursuant to subdivision eight of section 27-1102 of

this title the department shall so notify the legislature and the

governor, in writing, identifying such existing facilities and new

facility applications pending or approved, and stating that no further

action is necessary on the part of the state.

3. If, upon completion of its annual review, the department finds that

existing facilities alone or in combination with one or more pending or

approved new facility permit applications are not sufficient to meet the

schedule identified pursuant to subdivision eight of section 27-1102 of

this title, the department shall so notify the legislature and the

governor in writing identifying in such notice the specific facilities

needed to meet such schedule.

4. Upon such finding the department shall, consistent with its

responsibilities under this title, immediately undertake measures and

actions to assist any interested potential industrial hazardous waste

treatment, storage and disposal facility owners and operators in finding

an appropriate site or sites, and shall hold public hearings or

briefings designed to encourage and facilitate discussion and

negotiations among such potential owners and operators and any potential

host community for any such facilities.

5. Within six months of a finding pursuant to subdivision three of

this section, the department shall report in writing to the governor and

legislature detailing the measures and actions taken pursuant to

subdivision four of this section and whether or not such actions have

resulted in the filing of facility permit applications sufficient to

meet the schedule identified pursuant to subdivision eight of section

27-1102 of this title. If such actions and measures have failed to

result in filings sufficient to meet such schedule, the department shall

include in its report the reasons for such failure and its

recommendations on the actions necessary to meet such schedule including

a determination as to the necessity for the state through the

environmental facilities corporation under its existing powers or some

other mechanism to initiate the siting and construction of those

facilities necessary to meet such schedule.

6. Notwithstanding any other provision of this title, no new or

pending application for a disposal facility subject to section 27-1105

of this title shall be deemed complete until the department has

determined such application is consistent with the facility siting plan

adopted pursuant to section 27-1102 of this title.

§ 27-1111 — Public participation and education

Public participation and education.

The department shall establish a public information program which

addresses:

1. The nature and dimension of the industrial hazardous waste

treatment, storage and disposal facility siting problem.

2. The need for the establishment of a statewide hazardous waste

facility siting plan including the need to site any additional

industrial hazardous waste treatment, storage and disposal facilities

and the role of waste reduction, recycling and reuse in the planning

process.

3. The necessity and opportunities for public participation in the

siting and planning process.

§ 27-1113 — Community advisory committees

Community advisory committees.

1. In addition to any authority conferred by any other provision of

law, a county within which an industrial hazardous waste treatment,

storage and disposal facility subject to this title is to be situated,

shall constitute a committee for the purpose of entering into a dialogue

with the applicant to develop mutually acceptable solutions to problems

which may be created by the siting of the facility in the community.

2. The committee shall have no fewer than nine and no more than

fifteen members. No more than one-third of the members shall be

designated by the chief executive officer, or if none, the chairman of

the county legislative body, of the affected county. No less than

two-thirds of the members shall be designated by the chief executive

officer of the affected city, town or village as the case may be,

provided however, if the proposed facility is located in more than one

city, town or village, the chief executive officer of such cities,

towns, or villages shall have the authority to appoint an equal number

of members to the local advisory committee, the total of which shall not

be less than two-thirds of such committee.

3. The members of the committee shall be deemed employees of the

public entity by which they were respectively designated for purposes of

section eighteen of the public officers law.

4. Within fifteen days after receipt of notification of the

constitution of a community advisory committee, the chairman of the

board or his designee shall convene and preside over a conference

between the applicant and such committee. The chairman of the facility

siting board or his designee shall endeavor to foster a dialogue between

the applicant and the committee, and to that end, shall convene and

preside over such additional conferences as may be necessary.

§ 27-1115 — Aid to local governments

Aid to local governments.

No later than the first day of April, nineteen hundred eighty-eight,

the department shall submit to the legislature and the governor a report

recommending appropriate forms of state aid or assistance to local

governmental units within the boundaries of which any industrial

hazardous waste treatment, storage and disposal facilities subject to

this title may be located. Such report shall be developed by the

department and shall:

1. describe the nature of the probable impacts upon local governmental

units of such facilities;

2. describe the possible forms or kinds of state or other aid or

assistance which might be appropriate to mitigate or provide off-setting

benefits with respect to each of the kinds of probable impacts on local

governmental units identified pursuant to this section; and

3. set forth the department's specific recommendations to the

legislature and the governor for the forms of kinds of state or other

aid or assistance to local governmental units to mitigate or provide

off-setting benefits with respect to such impacts, together with the

reasons for the department's specific recommendations.

TITLE 12 Mitigation and Remediation of Certain Solid Waste Sites and Drinking Water Contamination

§ 27-1201 — Definitions

Definitions.

When used in this title:

1. "Contaminant" means emerging contaminants pursuant to section

eleven hundred twelve of the public health law, and, for solid waste

sites, shall include parameters identified in regulations required to be

tested by landfills to ensure the protection of groundwater quality.

2. "Contamination" or "contaminated" means the presence of a

contaminant in any environmental media, including soil, surface water,

or groundwater, sufficient to cause or substantially contribute to an

exceedance of standards, criteria, and guidance values established by

the department or drinking water standards, including maximum

contaminant levels, notification levels, maximum residual disinfectant

levels or action levels established by the department of health.

3. "Drinking water contamination site" means any area or site that is

causing or substantially contributing to the contamination of one or

more public drinking water supplies.

4. "Mitigation" means the investigation, sampling, management, or

treatment of a solid waste site or drinking water contamination site

required to ensure the availability of safe drinking water, including

public water systems and individual onsite water supply systems

necessary to meet standards, criteria, and guidance values established

by the department or drinking water standards, including maximum

contaminant levels, notification levels, maximum residual disinfectant

levels, or action levels established by the department of health that

can be successfully carried out with available, implementable and

cost-effective technology. "Mitigation" activities include but are not

limited to the installation of drinking water treatment systems, the

provision of alternative water supplies, or repair of a landfill cap.

"Mitigation" does not mean remediation.

5. "Solid waste site" means a site where (a) the department has a

reasonable basis to suspect that the illegal disposal of solid waste

occurred or, (b) a court of competent jurisdiction has determined that

an illegal disposal of solid waste occurred, or (c) the department knows

or has a reasonable basis to suspect that an inactive solid waste

management facility which does not have a current monitoring program is

impacting or contaminating one or more drinking water supplies. Solid

waste site shall not include a site which is currently subject to

investigation or remediation pursuant to title thirteen or fourteen of

this article or any site which completed such programs and was either

delisted by or received a certificate of completion from the department.

6. "Solid waste management facility" means any facility employed for

solid waste collection, processing and disposal including processing

systems, including resource recovery facilities or other facilities for

reducing solid waste volume, sanitary landfills, regulated facilities

for the disposal of construction and demolition debris, regulated plants

and facilities for compacting, composting or pyrolization of solid

wastes, regulated mulch facilities, landspreading and soil amending

operations, and incinerators.

§ 27-1203 — Mitigation and remediation of solid waste sites

Mitigation and remediation of solid waste sites.

1. The solid waste site priority in this state is to mitigate and

remediate any solid waste site causing or substantially contributing to

impairments of drinking water quality which may impact public health.

2. The department shall, in conjunction with the department of health,

develop a system to select and prioritize sites for mitigation and

remediation, considering the effects on the health of the state.

3. Beginning July first, two thousand nineteen and annually

thereafter, the department shall prepare and submit to the governor and

the legislature a comprehensive plan designed to mitigate and remediate

solid waste sites. This plan shall establish a solid waste site

mitigation and remediation priority list.

4. The department is authorized to conduct preliminary investigations

to determine if a solid waste site is causing or substantially

contributing to imminent or documented drinking water source

contamination. The department, and any employee, agent, consultant or

other person acting at the direction of the department, shall have the

authority to enter all solid waste sites for the purpose of preliminary

investigation, mitigation and remediation, provided that the department

has made a reasonable effort to identify the owner of such property to

notify such owner of the intent to enter the property at least ten days

in advance. In the event the commissioner of health makes a written

determination that such ten day notice will not be sufficient to protect

public health, two days' written notice shall be sufficient. Any

inspection of the property and each taking of samples shall take place

at reasonable times and shall be commenced and completed with reasonable

promptness. Such preliminary investigation shall include:

a. conducting or causing to be conducted field investigations of high

priority sites identified in the plan established pursuant to

subdivision three of this section for the purpose of further defining

necessary mitigation and remediation, if any. To the maximum extent

practicable, the department shall utilize existing information

including, but not limited to, subsurface borings and any analyses or

tests of samples taken from such sites by owners or operators, other

responsible persons and any federal or non-federal agencies;

b. making any subsurface borings and any analyses or tests of samples

taken as may be necessary or desirable to effectuate the field

investigations of sites as required under this section subject to the

requirements of this title. If the owner of a solid waste site can be

identified, the department shall provide such owner with a minimum of

ten days' written notice of the intent to take such borings or samples

in accordance with the provisions of subdivision twelve of section

27-1205 of this title. If any analysis is made of such samples, a copy

of the results of such analysis shall be furnished promptly to the owner

or operator. Upon the completion of all sampling activities, the

department or authorized person shall remove, or cause to be removed,

all equipment and well machinery and return the ground surface of the

property to its condition prior to such sampling, unless the department

or authorized person, and the owner of the property shall otherwise

agree;

c. making any record searches or document reviews as may be necessary

or desirable to effectuate the purposes of this section subject to the

requirements of this title.

5. If the department or the department of health, as appropriate,

determines that a solid waste site poses a significant threat to the

public health or environment due to hazardous waste, the department

shall refer the site to the inactive hazardous waste disposal site

remedial program pursuant to title thirteen of this article.

6. Where the department has determined through a preliminary

investigation conducted pursuant to subdivision four of this section

that a solid waste site is causing or substantially contributing to

contamination of a public drinking water supply, the owner or operator

of a solid waste site shall, at the department's written request,

cooperate with any and all remedial measures deemed necessary and which

shall be undertaken by the department, in conjunction with the

department of health, for the mitigation and remediation of a solid

waste site or area which is necessary to ensure that drinking water

meets applicable standards, including maximum contaminant levels,

notification levels, maximum residual disinfectant levels, or action

levels established by the department of health. The department may

implement necessary measures to mitigate and remediate the solid waste

site within amounts appropriated for such purposes from the solid waste

mitigation program.

§ 27-1205 — Mitigation of contaminants in drinking water

Mitigation of contaminants in drinking water.

1. Whenever the commissioner of health has required a public water

system to take action to reduce exposure to an emerging contaminant or

emerging contaminants and has determined that the concentration of the

emerging contaminant constitutes an actual or potential threat to public

health based on the best available scientific information pursuant to

section eleven hundred twelve of the public health law, the department

in conjunction with the department of health, may, pursuant to the Clean

Water Infrastructure Act of 2017 and within the up to one hundred thirty

million dollars appropriated for such purposes, undertake all reasonable

and necessary additional mitigation measures in any area of the state in

which contamination is known to be present. The department shall employ

feasible measures that can be successfully carried out with available,

implementable and cost effective technology. Such area shall include, at

a minimum, all properties served by the public water system, any

individual onsite water supply systems impacted by the contamination,

and any land and any surface or underground water sources impacted by

the contamination. Such approved measures shall be protective of public

health and may include but not be limited to the installation of

treatment systems or the provision of alternative water supply sources

to ensure that drinking water meets applicable standards, including

maximum contaminant levels, notification levels, maximum residual

disinfectant levels, or action levels established by the department of

health.

2. If the department or the department of health, as applicable,

determines that a drinking water contamination site poses a significant

threat to the public health or environment from a hazardous waste, the

department shall refer the site to the inactive hazardous waste disposal

site remedial program pursuant to title thirteen of this article.

3. Whenever the commissioner of health has required a public water

system to take action to reduce exposure to emerging contaminants and

has determined that the concentration of the emerging contaminant

constitutes an actual or potential threat to public health based on the

best available scientific information pursuant to section eleven hundred

twelve of the public health law:

a. the department shall have the authority to undertake directly in

conjunction with the department of health, the development and

implementation of all necessary and reasonable mitigation and

remediation measures of drinking water contamination, as approved by the

department of health, to address emerging contaminants in public water

supplies;

b. the commissioner may order, after notice and opportunity for a

hearing, the owner and/or operator of the drinking water contamination

site and/or any person responsible for such contamination to undertake

all reasonable and necessary mitigation and remediation, as approved by

the department of health, to ensure that drinking water meets applicable

standards, including maximum contaminant levels, notification levels,

maximum residual disinfectant levels, or action levels established by

the department of health, and employ feasible measures that can be

successfully carried out with available, implementable and cost

effective technology, subject to the approval of the department and the

department of health, at such site, and to implement such program within

reasonable time limits specified in the order. Provided, however, that

in the event the commissioner of health shall issue an order pursuant to

subdivision three of section one thousand three hundred eighty-nine-b of

the public health law, such order of the commissioner of health shall

supersede any order issued hereunder.

4. The department shall have the authority a. to delegate

responsibility for a specific drinking water contamination site to the

municipality in which such site is located and b. to contract with any

other person to perform necessary work in connection with such sites.

5. Section eight of the court of claims act or any other provision of

law to the contrary notwithstanding, the state shall be immune from

liability and action with respect to any act or omission done in the

discharge of the department's aforesaid responsibility pursuant to this

title; provided, however, that this subdivision shall not limit the

liability which may otherwise exist for unlawful, willful, or malicious

acts or omissions on the part of the state, state agencies, or their

officers, employees or agents; or for the ownership or responsibility

for the disposal of such contaminant, including liability for the cost

of remediation, pursuant to this section.

6. Whenever the commissioner of health, after investigation, finds:

a. that a public drinking water contamination site represents an

actual or potential threat to the public health; and

b. the threat makes it prejudicial to the public interest to delay

action until a hearing can be held pursuant to this title, the

department may, pursuant to paragraph a of subdivision three of this

section and within the funds available to the department from the

drinking water response program, develop and implement, in conjunction

with the department of health, all reasonable and necessary mitigation

and remedial measures to address drinking water contamination for such

site to ensure that drinking water meets applicable standards, including

maximum contaminant levels, notification levels, maximum residual

disinfectant levels or action levels established by the department of

health. Findings required pursuant to this subdivision shall be in

writing and may be made by the commissioner of health on an ex parte

basis subject to judicial review.

7. Any order issued pursuant to paragraph b of subdivision three of

this section shall be issued only after notice and the opportunity for a

hearing is provided to persons who may be the subject of such order. The

commissioner or the commissioner of health shall determine which persons

are responsible pursuant to said subdivision according to applicable

principles of statutory or common law liability. Such persons shall be

entitled to raise any defense set forth in section 27-1211 of this title

or common law defense at any such hearing and such defenses shall have

the same force and effect at such hearings as they would have in a court

of law. In the event a hearing is held, no order shall be issued by the

commissioner under subdivision three of this section until a final

decision has been rendered. Any such order shall be reviewable pursuant

to article seventy-eight of the civil practice law and rules within

thirty days after service of such order. The commissioner or the

commissioner of health may request the participation of the attorney

general in such hearings.

8. The commissioner shall make all reasonable efforts, in accordance

with the requirements of subdivision six of section ninety-seven-b of

the state finance law, to recover all mitigation costs incurred pursuant

to subdivisions one and three of this section from the owner and/or

operator of the drinking water contamination site.

9. When a municipality develops and implements remediation to address

a drinking water contamination site, determined pursuant to subdivision

four of this section, and the plan is approved by the department, in

conjunction with the department of health, which is owned or has been

operated by such municipality or when the department, in conjunction

with the department of health, pursuant to an agreement with a

municipality, develops and implements such remediation, the commissioner

shall, in the name of the state, agree in such agreement to provide from

the drinking water response program, within the limitations of

appropriations therefor, seventy-five percent of the eligible design and

construction costs of such program for which such municipality is liable

solely because of its ownership and/or operation of such site and which

are not recovered from or reimbursed or paid by a responsible party or

the federal government.

10. Nothing contained within this section shall be construed as

impairing or in any manner affecting the right or jurisdiction of the

attorney general to seek appropriate relief pursuant to his or her

statutory or common law authority.

11. Moneys for actions taken or to be taken by the department, the

department of health or any other state agency pursuant to this title

shall be payable directly to such agencies from the drinking water

response program pursuant to section ninety-seven-b of the state finance

law.

12. a. Every person shall, upon the written request of the

commissioner or a designee, permit a duly designated officer or employee

of the department at all reasonable times to have access to and to copy

all books, papers, documents and records pertinent to an ongoing

investigation of drinking water contamination identified in section

27-1203 of this title.

b. The commissioner may sign and issue subpoenas in the name of the

department requiring the production of books, papers, documents and

other records and may take testimony by depositions under oath of any

person relating to the ongoing investigation of a drinking water

contamination identified in this title. Such subpoenas and depositions

shall be regulated by the state of New York's civil practice law and

rules. The commissioner may invoke the powers of the supreme court of

the state of New York to compel compliance with any such subpoena or any

request to take such depositions.

c. When the department has substantial evidence that such drinking

water contamination site is causing or substantially contributing to the

contamination of drinking water, and subject to the applicable notice

provisions set forth in paragraph d of this subdivision, any duly

designated officer or employee of the department, or of any state

agency, and any agent, consultant, contractor, or other person,

including an employee, agent, consultant, or contractor of a responsible

person acting at the direction of the department, so authorized in

writing by the commissioner, may enter any drinking water contamination

site and areas near such site and inspect and take samples of wastes,

soil, air, surface water, and groundwater. In order to take such

samples, the department or authorized person may utilize or cause to be

utilized such sampling methods as it determines to be necessary

including, but not limited to, soil borings and monitoring wells.

d. The department or authorized person shall not take any samples

involving the substantial disturbance of the ground surface of any

property unless it has made a reasonable effort to identify the owner of

the property and to notify such owner of the intent to take such

samples. If the owner can be identified, the department shall provide

such owner with a minimum of ten days' written notice of the intent,

unless such owners and occupants consent to an earlier date, to take

such samples, unless the commissioner makes a written determination that

such ten day notice will not allow the department to protect the

environment or public health, in which case two days' written notice

shall be sufficient. Any inspection of the property and each such taking

of samples shall take place at reasonable times and shall be commenced

and completed with reasonable promptness. If any officer, employee,

agent, consultant, contractor, or other person so authorized in writing

by the commissioner obtains any samples prior to leaving the premises,

he or she shall give to the owner or operator a receipt describing the

sample obtained and, if requested, a portion of such sample equal in

volume or weight to the portion retained. If any analysis is made of

such samples, a copy of the results of such analysis shall be furnished

promptly to the owner or operator. Upon the completion of all sampling

activities, the department or authorized person shall remove, or cause

to be removed, all equipment and well machinery and return the ground

surface of the property to its condition prior to such sampling, unless

the department or authorized person, and the owner of the property shall

otherwise agree.

e. The expense of any such mitigation by the department or the

department of health shall be paid by the drinking water response

program, but may be recovered from any responsible person in any action

or proceeding brought pursuant to the state finance law, this title,

other state or federal statute, or common law if the person so

authorized in writing is an employee, agent, consultant, or contractor

of a responsible person acting at the direction of the department, then

the expense of any such sampling and analysis shall be paid by the

responsible person.

f. Any duly designated officer or employee of the department or any

other state agency, and any agent, consultant, contractor, or other

person acting at the direction of the department, authorized in writing

by the commissioner, may enter any drinking water contamination site and

areas near such site to undertake all reasonable and necessary

mitigation and remediation for such site, provided: (a) the commissioner

has sent a written notice to the owners of record or any known occupants

of such site or nearby areas of the intended entry and work at least ten

days prior to such initial entry unless such owners and occupants

consent to an earlier date; and (b) the department has substantial

evidence that such drinking water contamination site is causing or

substantially contributing to the contamination of drinking water. In

the event the commissioner of health makes a written determination that

such ten day notice will not be sufficient to protect public health, two

days' written notice shall be sufficient.

§ 27-1207 — Use and reporting of the solid waste mitigation program and the drinking water response program

Use and reporting of the solid waste mitigation program and

the drinking water response program.

1. Pursuant to the clean water infrastructure act of two thousand

seventeen and within the up to one hundred thirty million dollars

appropriated for such purposes, mitigation and remediation efforts to

address public drinking water contamination from emerging contaminants

and solid waste sites causing or substantially contributing to drinking

water impairment that impacts public health may be conducted in

accordance with this title.

2. The solid waste mitigation program shall receive no more than fifty

million dollars from the clean water infrastructure act of 2017 and be

made available to the department and the department of health, as

applicable, for the following purposes:

a. enumeration and assessment of solid waste sites;

b. investigation and environmental characterization of solid waste

sites, including environmental sampling;

c. mitigation and remediation of solid waste sites;

d. monitoring of solid waste sites; and

e. administration and enforcement of the requirements of section

27-1203 of this title.

3. The drinking water response program shall receive no more than

twenty million dollars annually from the clean water infrastructure act

of 2017 and be made available to the department and the department of

health, as applicable, for the following purposes:

a. mitigation of drinking water contamination;

b. investigation of drinking water contamination;

c. remediation of drinking water contamination; and

d. administration and enforcement of the requirements of this title

except the provisions of section 27-1203.

4. On or before July first, two thousand nineteen and July first of

each succeeding year, the department shall report on the status of the

programs. Such status report shall reflect information available to the

department as of March thirty-first of each year, and shall include

information regarding the number of sites referred to the inactive

hazardous waste disposal site remedial program based on information

obtained pursuant to this title and an accounting of all monies expended

or encumbered from the clean water infrastructure act of two thousand

seventeen during the preceding fiscal year, such accounting to

separately list:

a. monies expended or encumbered for the purpose of conducting site

investigations;

b. monies expended or encumbered for the purpose of conducting

remedial investigations and feasibility studies;

c. monies expended for mitigation and remediation measures; and

d. an accounting of payments received and payments obligated to be

received pursuant to this title, and a report of the department's

attempts to secure such obligations.

5. all moneys recovered pursuant to title twelve of article

twenty-seven of this chapter shall be deposited into the capital

projects fund (30000), provided that such moneys recovered shall be used

for the same purposes as are authorized by this title.

§ 27-1209 — Rules and regulations

Rules and regulations.

The department shall promulgate rules and regulations necessary and

appropriate to carry out the purposes of this title and shall at a

minimum include such provisions for requisite due process and meaningful

public participation as are appropriate to any action undertaken

pursuant to this title, taking into consideration the nature and degree

of any public health impacts and the urgency of any need for

investigation or remediation of contamination.

§ 27-1211 — Protection against liability and liability exemptions and defenses

Protection against liability and liability exemptions and

defenses.

In addition to common law defenses, the provisions of sections 27-1321

and 27-1323 of this article shall apply to a solid waste site that is

causing or substantially contributing to contamination of public

drinking water supplies or a drinking water contamination site pursuant

to this title and shall apply to emerging contaminants in the same way

applicable to hazardous materials and hazardous wastes.

TITLE 13 Inactive Hazardous Waste Disposal Sites

§ 27-1301 — Definitions

Definitions.

When used in this title:

1. "Hazardous waste" means a waste which appears on the list or

satisfies the characteristics promulgated by the commissioner pursuant

to section 27-0903 of this article and any substance which appears on

the list promulgated pursuant to section 37-0103 of this chapter;

provided, however, that the term "hazardous waste" does not include:

a. Natural gas, natural gas liquids, liquefied natural gas, synthetic

gas usable for fuel, or mixtures of natural gas and such synthetic gas;

nor

b. The residue of emissions from the engine exhaust of a motor

vehicle, rolling stock, aircraft, vessel, or pipeline pumping station

engine; nor

c. Source, byproduct, or special nuclear material from a nuclear

incident, as those terms are defined in the atomic energy act of 1954,

if such release is subject to requirements with respect to financial

protection established under section 170 of such act (42 U.S.C. 2210)

or, for the purpose of section 104 of the comprehensive environmental

response, compensation and liability act of 1980 (42 U.S.C. 9604), or

any other response action, any source, byproduct, or special nuclear

material from any processing site designated under section 102(a)(1) or

302(a) of the Uranium Mill Tailings Radiation Control Act of 1978 (42

U.S.C. 7912(a)(1) or 7942(a)); nor

d. Petroleum as defined in section one hundred seventy-two of the

navigation law, even if appearing on the list promulgated pursuant to

section 37-0103 of this chapter.

2. "Inactive hazardous waste disposal site" means any area or

structure used for the long term storage or final placement of hazardous

waste including, but not limited to, dumps, landfills, lagoons and

artificial treatment ponds, as to which area or structure no permit or

authorization issued by the department or a federal agency for the

disposal of hazardous waste was in effect after the effective date of

this title and any inactive area or structure on the National Priorities

List established under the authority of 42 U.S.C.A. Section 9605.

3. "Inactive hazardous waste disposal site remedial program" means

activities undertaken to eliminate, remove, abate, control or monitor

health and/or environmental hazards or potential hazards in connection

with inactive hazardous waste disposal sites or to treat or dispose of

wastes and waste contaminated materials from such sites including, but

not limited to, grading, contouring, trenching, grouting, capping,

excavation, transporting, incineration, chemical treatment, biological

treatment or construction of leachate collection and treatment

facilities.

4. "Person" means an individual, trust, firm, joint stock company,

limited liability company, corporation, joint venture, partnership,

association, state, municipality, commission, political subdivision of a

state, public benefit corporation or any interstate body. Provided,

however for purposes of this title, person shall not include a person as

defined in section 27-1323 of this title.

5. "Waste" means any garbage, refuse, sludge from a waste treatment

plant, water supply treatment plant, or air pollution control facility,

and other discarded material, whether or not such material may

eventually be used for some other purpose, including solid, liquid,

semisolid, or contained gaseous material resulting from industrial,

commercial, mining and agricultural operations or from community

activities, and source, special nuclear or by-product material as

defined in the Atomic Energy Act of 1954, as amended, except as may be

provided by existing agreements between the state of New York and the

government of the United States, but does not include solid or dissolved

material in domestic sewage, or solid or dissolved materials in

irrigation return flows or industrial discharges which are point sources

subject to permits under article seventeen of this chapter.

6. "Disposal" means the abandonment, discharge, deposit, injection,

dumping, spilling, leaking or placing of any substance so that such

substance or any related constituent thereof may enter the environment.

Disposal also means the thermal destruction of waste or hazardous waste

and the burning of such wastes as fuel for the purpose of recovering

useable energy.

7. "Environment" means any water, water vapor, any land including land

surface or subsurface, air, fish, wildlife, biota and all other natural

resources.

8. "Natural resource damages" means the amount of money sought as

compensation for injury to, destruction of, or loss of natural

resources, including the reasonable costs of assessing such injury,

destruction, or loss resulting from the disposal of hazardous waste at

an inactive hazardous waste disposal site. Damages may also include the

value of the natural resource services lost for the time period from the

disposal until the attainment of such restoration, rehabilitation,

replacement, and/or acquisition of equivalent natural resources.

9. "Natural resources" means land, fish, wildlife, biota, air, water,

and other such resources belonging to, managed by, held in trust by,

appertaining to, or otherwise controlled by the state or a municipality.

10. "Response costs" means the state's costs of developing,

implementing, and/or overseeing an inactive hazardous waste disposal

site remedial program.

11. "Responsible person" or "person responsible" for the disposal of

hazardous waste at a site means:

(a) any person who currently owns or operates a site or any portion

thereof except for a volunteer, as defined in subdivision one of section

27-1405 of this article, that is participating under a brownfield

cleanup agreement pursuant to section 27-1407 of this article, that is

in full compliance with the requirements of this chapter with respect

thereto, and is not engaging with the department in bad faith with

respect to any provisions of this title;

(b) any person who owned or operated a site or any portion thereof at

the time of disposal of the hazardous waste;

(c) any person who generated any hazardous waste disposed at a site;

(d) any person who transported any hazardous waste to a site selected

by such person;

(e) any person who disposed of any hazardous waste at a site;

(f) any person who arranged for:

(i) the transportation of any hazardous waste to a site; or

(ii) the disposal of any hazardous waste at a site; and

(g) any other person who is responsible according to the applicable

principles of statutory or common law liability pursuant to subdivision

four of section 27-1313 of this title and/or the Comprehensive

Environmental Response, Compensation, and Liability Act ("CERCLA"), 42

U.S.C. § 9601 et seq.

12. "Disadvantaged community" shall have the same meaning as

subdivision five of section 75-0101 of this chapter.

§ 27-1303 — Identification of sites

Identification of sites.

1. a. For a period of one year after the effective date of the chapter

of the laws of two thousand three designating and amending this

paragraph, each county shall, for the purpose of locating inactive

hazardous waste disposal sites, as that term was defined on January

first, two thousand three, survey its jurisdiction to determine the

existence and location of suspected inactive hazardous waste disposal

sites and shall annually thereafter submit a report to the department

describing the location of each such suspected site and the reasons for

such suspicion.

b. Commencing one year after the effective date of this paragraph,

each county shall, for the purpose of locating inactive hazardous waste

disposal sites, survey its jurisdiction to determine the existence and

location of suspected inactive hazardous waste disposal sites and shall,

after consultation with all cities, towns, and villages within its

jurisdiction, annually thereafter submit a report to the department

describing the location of each such suspected site and the reasons for

such suspicion.

2. Each county, after consultation with all cities, towns, and

villages within its jurisdiction, shall review the information

concerning such county in the registry established pursuant to section

27-1305 of this article and shall, on or before September first,

nineteen hundred eighty, and annually thereafter on the first day of

September of each succeeding year, provide the department with any

information which might correct or supplement the information in such

registry with respect to suspected inactive hazardous waste disposal

sites within the jurisdiction of such county.

3. Counties shall cooperate and coordinate with local jurisdictions,

regional organizations or state agencies to fulfill its responsibilities

under subdivisions one and two of this section. Nothing contained within

this section shall reduce the powers or responsibilities of any county,

other local jurisdiction, regional organization or state agency to

identify, investigate, assess or monitor any inactive hazardous waste

disposal site.

4. For purposes of this section, "county" shall include each city

incorporating within its boundary one or more counties but shall not

include those counties incorporated within a city.

§ 27-1305 — Reports by the department; registry of sites

Reports by the department; registry of sites.

1. The department shall maintain and make available for public

inspection, either at each of its regional offices and regional

sub-offices, at the office of the county clerk or register for each

county and at the office of the town clerk for each town in Suffolk and

Nassau counties, or on its website, a registry of inactive hazardous

waste disposal sites in such region or, with respect to the office of

the county clerk or register, in such county, or with respect to its

website, the entire state. The department shall provide a written copy

upon requests by any person. The department shall take all necessary

action to ensure that the registry provides a complete and up-to-date

listing of all such sites within the region. The department shall, on or

before January first, two thousand four, and annually thereafter,

transmit the updated registry to the legislature and the governor. A

notice of the availability of the updated registry shall be sent to the

department of health and the chief executive officer of every county.

Upon identification of an inactive hazardous waste disposal site not

included in the registry for the immediately preceding year, the

department shall notify in writing the chief executive officer of each

county, city, town and village and the public water supplier which

services the area in which such site is located that such site has been

so identified. For the purposes of this section, "water supplier" shall

mean any public water system as such term is defined for the purposes of

the sanitary code of the state of New York as authorized by section two

hundred twenty-five of the public health law. Such registry shall

include but need not be limited to those items among the following which

the commissioner determines to be necessary:

a. A description of the sites consisting of:

(i) a general description of the site, which shall include the name,

if any, of the site, the address of the site, the type and quantity of

the hazardous waste disposed of at the site and the name of the current

owners of the site;

(ii) an assessment by the department of any significant environmental

problems at and near the site;

(iii) an assessment prepared by the department of health of any

serious health problems in the immediate vicinity of the site and any

health problems deemed by the department of health to be related to

conditions at the site;

(iv) the status of any testing, monitoring or remedial actions in

progress or recommended by the department;

(v) the status of any pending legal actions and any federal, state or

local government permits or approvals concerning the site; and

(vi) an assessment of the relative priority of the need for action at

each site to remedy environmental and health problems resulting from the

presence of wastes at such site;

b. Address and site boundaries including tax map parcel numbers or

section, block and lot numbers, and if the site is located within a

disadvantaged community;

c. Time period of use for disposal of hazardous waste;

d. Name of the current owner and operator and names of any past and

reported owners and operators during the time period of use for disposal

of hazardous waste;

e. Names of persons responsible for the generation and transportation

of hazardous waste disposed of;

f. Type and quantity of hazardous waste disposed of;

g. Manner of disposal of hazardous waste;

h. Nature of soils at the site;

i. Depth of water table at the site;

j. Location, nature and size of aquifers at the site;

k. Direction of present and historic groundwater flows at the site;

l. Location, nature and size of all surface waters at and near the

site;

m. Levels of contaminants, if any, in groundwater, surface water, air

and soils at and near the site resulting from hazardous wastes disposed

of at the site or from any other cause and areas known to be directly

affected or contaminated by wastes from the site;

n. As determined by the department of health, current quality of all

drinking water drawn from or distributed through the area in which the

site is located when the department of health determines that water

quality may have been affected by the site in question and any known

change in the quality of such drinking water over time;

o. Proximity of the site to private residences, public buildings or

property, school, daycare, medical, or senior care facilities, places of

work or other areas where individuals may be present, or location within

a disadvantaged community; and

p. The name, address and telephone number of the public water supplier

which services the area in which such site is located.

2. a. The department shall conduct investigations of the sites listed

in the registry and shall investigate areas or sites which it has reason

to believe should be included in the registry. The purpose of these

investigations shall be to develop the information required by

subdivision one of this section to be included in the registry.

b. (1) Assessment and classification. The department shall, as part of

the registry, assess and, based upon new information received, reassess

by March thirty-first of each year, in cooperation with the department

of health, the relative need for action at each site to remedy

environmental and health problems resulting from the presence of

hazardous wastes at such sites including in such assessment whether

sites shall be prioritized under subdivision five of this section due to

site location in an area identified as a disadvantaged community;

provided, however, that if at the time of such assessment or

reassessment, the department has not placed a site in classification 1

or 2, as described in clauses (i) and (ii) of this subparagraph, and

such site is the subject of negotiations for, or implementation of, a

brownfield site cleanup agreement pursuant to title fourteen of this

article, obligating the person subject to such agreement to, at a

minimum, eliminate or mitigate all significant threats to the public

health and environment posed by the hazardous waste pursuant to such

agreement, the department shall defer its assessment or reassessment

during the period such person is engaged in good faith negotiations to

enter into such an agreement and, following its execution, is in

compliance with the terms of such agreement, and shall assess or

reassess such site upon completion of remediation to the department's

satisfaction. In making its assessments, the department shall place

every site in one of the following classifications:

(i) Causing or presenting an imminent danger of causing irreversible

or irreparable damage to the public health or environment--immediate

action required;

(ii) Significant threat to the public health or environment--action

required;

(iii) Does not present a significant threat to the public health or

environment--action may be deferred;

(iv) Site properly closed--requires continued management;

(v) Site properly closed, no evidence of present or potential adverse

impact--no further action required.

(2) Prioritization. The department shall, in accordance with

subdivision five of this section, prioritize remedial programs at sites

placed in classification 1 or 2, as described in clauses (i) and (ii) of

subparagraph one of this paragraph, that are located in disadvantaged

communities, consistent with the protection of public health and the

environment.

c. (1) Any owner or operator of a site listed pursuant to this section

may petition the commissioner for deletion of such site, modification of

the site classification, or modification of any information regarding

such site by submitting a written statement in such form as the

commissioner may require setting forth the grounds of the petition.

(2) Within ninety days after the submittal of such petition, the

commissioner may convene an administrative hearing to determine whether

a particular site should be deleted from the registry, receive a

modified site classification or whether any information regarding the

site should be modified. In any such hearing the burden of proof shall

be on the petitioner. No less than thirty days prior to the hearing the

commissioner shall cause a notice of hearing to be published in the next

available environmental notice bulletin, on the department's website,

and in a newspaper of general circulation in the county in which the

site is located. The commissioner shall also notify in writing any owner

or operator of the site, as well as the owners of record of adjacent

properties, no less than thirty days prior to the hearing. The cost of

any such hearing, including the cost of any public notification, shall

be at the petitioner's expense.

(3) No later than thirty days following receipt of the complete record

as that term is defined in the state administrative procedure act, or

following the decision not to hold a hearing the commissioner shall

provide the owner or operator with a written determination accompanied

by reason therefor regarding the deletion of such site, modification of

the site classification or modification of any information regarding

such site. Any final decision rendered by the commissioner shall be

reviewable under article seventy-eight of the civil practice law and

rules.

(4) The commissioner may not delete any site from the registry without

providing public notice no less than sixty days prior to the proposed

deletion. Such notice of deletion shall be published in the next

available environmental notice bulletin, on the department's website,

and in a newspaper of general circulation in the county in which the

site is located. The commissioner shall also notify in writing any owner

or operator of the site, if applicable, no less than sixty days prior to

the proposed deletion. The commissioner shall provide a thirty-day

period for submission of written comments and an opportunity for

submission of oral comments at a public meeting at or near the site. The

commissioner shall summarize any comments received and make the summary

available to the public on the department's website. The commissioner

may convene an administrative hearing to determine whether a particular

site should be deleted from the registry, receive a modified site

classification or whether any information regarding the site should be

modified.

(5) The department shall notify, as soon as possible and within

available resources all public repositories of the registry, including

updating its website, of any modifications or deletions to such

registry. The department shall also note any such deletions or

modifications in the next annual report and publication of the registry.

(6) The department shall, within ten days of any determination notify

the local governments of jurisdiction whenever a change is made in the

registry pursuant to this subdivision.

d. (1) Within seven months after the effective date of this

subdivision the department shall notify by certified mail the owner of

all or any part of each site or area included in the registry, of the

inclusion of the site or area by mailing notice to such owner at the

owner's last known address. Thereafter, fifteen days before any site or

area is added to the registry, the department shall notify in writing by

certified mail the owner of all or any part of such site or area of the

inclusion of such site or area by mailing notice to each such owner at

the owner's last known address.

(2) Notice pursuant to paragraph a of this subdivision shall include

but not be limited to a description of the duties and restrictions

imposed by section 27-1317 of this title and by section one thousand

three hundred eighty-nine-d of the public health law.

(3) Non-receipt of any notice mailed to an owner pursuant to this

subdivision shall in no way affect the responsibilities, duties or

liabilities imposed on any person by this title or title XII-A of

article thirteen of the public health law.

e. The department shall, in consultation with the department of

health, evaluate existing site evaluation systems and shall develop a

system to select and prioritize sites for remedial action. Such system

shall incorporate environmental, natural resource and public health

concerns, and a site's location within a disadvantaged community.

f. The department shall develop a site status reporting system and

utilize such system to ensure that the registry required by subdivision

one of this section provides a complete and up-to-date listing of all

sites in each region.

3. The department shall, as soon as possible but in no event later

than January first, nineteen hundred eighty-four, and annually

thereafter prepare and submit in writing a "state inactive hazardous

waste remedial plan," hereinafter referred to as "the plan" to the state

superfund management board. Such board shall then approve of the plan or

make such modification as it is empowered to do pursuant to section

27-1319 of this chapter and submit the approved plan or modified plan,

to the governor and the legislature on or before March first, nineteen

hundred eighty-four and annually thereafter. In preparing, compiling and

updating the plan, the department shall:

a. Conduct or cause to be conducted field investigations of high

priority sites listed in the inactive hazardous waste disposal sites

registry for the purpose of further defining necessary remedial action.

To the maximum extent practicable, the department shall utilize existing

information including, but not limited to, subsurface borings and any

analyses or tests of samples taken from such sites by owners or

operators, other responsible persons and any federal or non-federal

agencies.

b. Make any subsurface borings and any analyses or tests of samples

taken as may be necessary or desirable to effectuate the field

investigations of sites as required under this section subject to the

requirements of this title.

c. Make any record searches or document reviews as may be necessary or

desirable to effectuate the purposes of this section subject to the

requirements of this title.

d. Consider the effects on the health, environment and economy of the

state when assessing the relative priority of sites as required by this

section, especially any actual or significant threat of direct human

contact or contamination of groundwater or drinking water.

e. Detail the recommended strategy, methods and time frame by which

remedial action at sites shall be carried out, except that no

information or work product associated with actual or pending litigation

shall be divulged unless otherwise required by law.

f. Estimate, with reasonable specificity, based upon the field

investigations, assessments, analyses, document reviews and other

appropriate data gathering, the costs of remedial action for sites

included in the plan, considering the appropriate methods and techniques

as currently exist in the field of hazardous waste management and any

such estimates or recommendations shall reflect such costs as are

reasonably necessary to contain, alleviate or end the threat to life or

health or to the environment.

4. On or before July first, nineteen hundred eighty-six and July first

of each succeeding year, the department shall prepare a status report on

the implementation of the plan, and an update of the policies, program

objectives, methods and strategies as outlined in the plan which guide

the overall inactive hazardous waste site remediation program. Such

status report shall reflect information available to the department as

of March thirty-first of each year, and shall include an accounting of

all monies expended or encumbered from the environmental quality bond

act of nineteen hundred eighty-six or the hazardous waste remedial fund

during the preceding fiscal year, such accounting to separately list:

a. monies expended or encumbered for the purpose of conducting site

investigations;

b. monies expended or encumbered for the purpose of conducting

remedial investigations and feasibility studies;

c. monies expended or encumbered for the purpose of conducting

remedial design studies;

d. monies expended or encumbered for the purpose of conducting

remedial construction activities;

e. monies expended or encumbered for operation, maintenance, and

monitoring activities;

f. monies expended or encumbered for interim remedial measures;

g. monies expended or encumbered for administrative personnel costs

associated with activities conducted at inactive hazardous waste

disposal sites;

h. monies expended or encumbered for oversight activities at inactive

hazardous waste disposal sites;

i. monies expended or encumbered in stand-by contracts entered into

pursuant to section 3-0309 of this chapter and the purposes for which

these stand-by contracts were entered into; and

j. an accounting of payments received and payments obligated to be

received pursuant to this title, and a report of the department's

attempts to secure such obligations.

5. Site cleanup prioritization. The department shall, no later than

January first, two thousand twenty-six, submit to the governor and

legislature and publish on its website site cleanup prioritization

criteria. The department shall review and update criteria as necessary.

The department shall describe the criteria and processes it uses to

determine the relative prioritization of sites, and an explanation of

the rationale of such criteria and processes. In preparing and updating

such criteria, the department shall consider the effects on the health,

environment and economy of the state, with particular consideration for

the effects on disadvantaged communities.

6. Status report. The department no later than December thirty-first

of each year, shall, using the information available to it, submit to

the governor and legislature, and make public on the department's

website an inactive hazardous waste remedial program status report for

the previous fiscal year. Such report shall include a status update of

all registered sites and an accounting of all monies expended or

encumbered from the environmental quality bond act of nineteen hundred

eighty-six, the hazardous waste remedial fund, the department's natural

resource damages fund, or any other monies otherwise appropriated for

the implementation of this title, during the preceding fiscal year, such

accounting to separately list:

(i) monies expended or encumbered for the purpose of conducting site

investigations;

(ii) monies expended or encumbered for the purpose of conducting

remedial investigations and feasibility studies;

(iii) monies expended or encumbered for the purpose of conducting

remedial design studies;

(iv) monies expended or encumbered for the purpose of conducting

remedial construction activities;

(v) monies expended or encumbered for operation, maintenance, and

monitoring activities;

(vi) monies expended or encumbered for interim remedial measures;

(vii) monies expended or encumbered for oversight activities,

including personnel and contractor costs, at inactive hazardous waste

disposal sites;

(viii) monies expended or encumbered in stand-by contracts entered

into pursuant to section 3-0309 of this chapter and the purposes for

which these stand-by contracts were entered into;

(ix) an accounting of payments received and payments obligated to be

received pursuant to this title, and a report of the department's

attempts to secure such obligations; and

(x) an accounting of all response costs recovered statewide and

natural resource damages recovered at each site, including through

settlement or agreement, commissioner order, judicial determination and

award, a required instrument of financial responsibility, or an

environmental lien.

§ 27-1307 — Reports to the department

Reports to the department.

1. In order to facilitate the department's efforts to secure

information about inactive hazardous waste disposal sites in the state,

any person shall, upon the request of the department, furnish to the

department, in a form and manner prescribed by the department, the

following information:

a. The name and location of facilities within the state that have

generated significant quantities of hazardous wastes or sites within the

state which have received wastes which are now or were formerly owned or

operated by such person or to or from which such person has transported

such wastes;

b. A description of current and past waste generating and disposal

activities at facilities identified pursuant to paragraph a of this

subdivision which have generated hazardous wastes including products

manufactured or services provided, generic type of processes used in the

manufacturing of products or provision of services, the type and annual

quantity of hazardous wastes generated in significant quantities, the

locations of all sites used for the disposal of wastes generated by such

facilities, the years of use of such sites for the disposal of wastes,

the type and quantity of waste disposed of at such sites and the manner

of disposal of hazardous wastes at such sites;

c. A description of current and past waste disposal activities at

sites identified pursuant to paragraph a of this subdivision which have

received wastes including years of use of such sites for the disposal of

wastes, type and quantity of all hazardous wastes disposed of at such

sites and the manner of disposal of hazardous wastes at such sites;

d. With respect to each site identified pursuant to paragraphs a and b

of this subdivision, names of persons that have transported hazardous

wastes to such sites, a description of any testing, monitoring or

remedial actions undertaken or planned at such sites and any significant

health or environmental problems known or suspected to exist at such

sites; and

e. Any other information that the department may deem necessary to

prepare the state inactive hazardous waste remedial plan or the registry

required by section 27-1305 of this article.

2. In the event the person furnishing such information cannot fully

comply with the request for information, such person shall set forth his

efforts to comply with such request.

3. Any information submitted to the department shall be considered a

"written instrument" as defined in subdivision three of section 175.00

of the penal law.

§ 27-1309 — Access to records and sites

Access to records and sites.

1. Every person shall, upon the written request of the commissioner or

a designee, permit a duly designated officer or employee of the

department at all reasonable times to have access to and to copy all

books, papers, documents and records relating to the current and past

hazardous waste generating, transporting or disposal activities of such

person.

2. The commissioner may sign and issue subpoenas in the name of the

department requiring the production of books, papers, documents and

other records and may take testimony by depositions under oath of any

person relating to the current and past waste generating, transporting

or disposal activities of such person. Such subpoenas and depositions

shall be regulated by the civil practice law and rules. The commissioner

may invoke the powers of the supreme court of the state of New York to

compel compliance with any such subpoena or any request to take such

depositions.

3. Any duly designated officer or employee of the department, or of

any state agency, and any agent, consultant, contractor, or other

person, including an employee, agent, consultant, or contractor of a

responsible person acting at the direction of the department, so

authorized in writing by the commissioner, may enter any inactive

hazardous waste disposal site and areas near such site and inspect and

take samples of wastes, soils, air, surface water, and groundwater. In

order to take such samples, the department or authorized person may

utilize or cause to be utilized such sampling methods as it determines

to be necessary including, but not limited to, soil borings and

monitoring wells.

4. The department or authorized person shall not take any samples

involving the substantial disturbance of the ground surface of any

property unless it has made a reasonable effort to identify the owner of

the property and to notify such owner of the intent to take such

samples. If the owner can be identified, the department shall provide

such owner with a minimum of ten days' written notice of the intent to

take such samples, unless the commissioner makes a written determination

that such ten day notice will not allow the department to protect the

environment or public health, in which case two days' written notice

shall be sufficient. Any inspection of the property and each such taking

of samples shall take place at reasonable times and shall be commenced

and completed with reasonable promptness. If any officer, employee,

agent, consultant, contractor, or other person so authorized in writing

by the commissioner obtains any samples prior to leaving the premises,

he or she shall give to the owner or operator a receipt describing the

sample obtained and, if requested, a portion of such sample equal in

volume or weight to the portion retained. If any analysis is made of

such samples, a copy of the results of such analysis shall be furnished

promptly to the owner or operator. Upon the completion of all sampling

activities, the department or authorized person shall remove, or cause

to be removed, all equipment and well machinery and return the ground

surface of the property to its condition prior to such sampling, unless

the department or authorized person, and the owner of property shall

otherwise agree.

5. The expense of any such sampling and analysis shall be paid by the

department, but may be recovered from any responsible person in any

action or proceeding brought pursuant to this title or common law;

provided, that if the person so authorized in writing shall be an

employee, agent, consultant, or contractor of a responsible person

acting at the direction of the department, then the expense of any such

sampling and analysis shall be paid by the responsible person.

§ 27-1311 — Confidentiality

Confidentiality.

1. The department or any other state agency shall hold confidential

any information in any report to the department made pursuant to section

27-1307 of this article or any records secured by the department or any

inspection, sampling or analysis made by the department pursuant to

section 27-1309 of this article or obtained while implementing a

remedial program pursuant to section 27-1313 of this article when the

site owner or operator or a generator who contributed to any waste

disposed of at the site requests that such information is entitled to

protection under paragraph (d) of subdivision two of section

eighty-seven of the public officers law and rules and regulations

promulgated thereunder. Release of such information shall be in

accordance with article six of the public officers law.

2. Any agent, consultant, contractor or other person authorized by the

commissioner pursuant to this title shall hold such information

confidential. Release of any such information by any agent, consultant,

contractor or other person authorized by the commissioner shall only be

made after a determination by the commissioner pursuant to the

procedures set forth in article six of the public officers law.

3. Nothing herein shall restrict the exchange of information between

the department and its agents, consultants, contractors or other persons

authorized by the commissioner pursuant to this title or between

separate agents, consultants, contractors or other persons authorized by

the commissioner pursuant to this title.

§ 27-1313 — Remedial programs

Remedial programs.

1. a. The department shall be responsible, as provided in this

section, for inactive hazardous waste disposal site remedial programs

except as provided in section one thousand three hundred eighty-nine-b

of the public health law.

b. The department shall have the authority to require the development

and implementation of a department-approved inactive hazardous waste

disposal site remedial program.

c. Section eight of the court of claims act or any other provision of

law to the contrary notwithstanding, the state shall be immune from

liability and action with respect to any act or omission done in the

discharge of the department's aforesaid responsibility pursuant to this

section; provided, however, that this paragraph shall not limit the

liability which may otherwise exist for unlawful, willful or malicious

acts or omissions on the part of the state, state agencies, or their

officers, employees or agents; or for the ownership or responsibility

for the disposal of hazardous waste, including the cost of cleanup,

pursuant to this section.

2. The department shall have the authority (a) to delegate such

responsibility for a specific site to the municipality in which such

site is located and (b) to contract with the environmental facilities

corporation and any other person to perform necessary work in connection

with such sites.

3. a. Whenever the commissioner finds that hazardous wastes at an

inactive hazardous waste disposal site constitute a significant threat

to the environment, he may order the owner of such site and/or any

person responsible for the disposal of hazardous wastes at such site (i)

to develop an inactive hazardous waste disposal site remedial program,

subject to the approval of the department, at such site, and (ii) to

implement such program within reasonable time limits specified in the

order. Provided, however, that in the event the commissioner of health

shall issue an order pursuant to subdivision three of section one

thousand three hundred eighty-nine-b of the public health law, such

order of the commissioner of health shall supersede any order issued

hereunder.

b. Whenever the commissioner, after investigation, finds:

(i) that hazardous wastes at an inactive hazardous waste disposal site

constitutes a significant threat to the environment; and

(ii) that such threat is causing or presents an imminent danger of

causing irreversible or irreparable damage to the environment; and

(iii) the threat makes it prejudicial to the public interest to delay

action until a hearing can be held pursuant to this title, the

department may, pursuant to paragraph c of subdivision five of this

section and within the funds available to the department, develop and

implement an inactive hazardous waste disposal site remedial program for

such site. Findings required pursuant to this paragraph shall be in

writing and may be made by the commissioner on an ex parte basis subject

to judicial review.

4. Any order issued pursuant to subdivision three of this section

shall be issued only after notice and the opportunity for a hearing is

provided to persons who may be the subject of such order. The

commissioner shall determine which persons are responsible pursuant to

said subdivision according to applicable principles of statutory or

common law liability. Such persons shall be entitled to raise any

statutory or common law defense at any such hearing and such defenses

shall have the same force and effect at such hearings as they would have

in a court of law. In the event a hearing is held, no order shall be

issued by the commissioner under subdivision three of this section until

a final decision has been rendered. Any such order shall be reviewable

pursuant to article seventy-eight of the civil practice law and rules

within thirty days after service of such order. The commissioner may

request the participation of the attorney general in such hearings.

5. a. Whenever a person ordered to eliminate a threat to the

environment pursuant to paragraph a of subdivision three of this section

has failed to do so within the time limits specified in the order, the

department may develop and implement an inactive hazardous waste

disposal site remedial program for such site. The reasonable expenses of

developing and implementing such remedial program by the department

shall be paid by the person to whom the order was issued and the state

may seek to recover such reasonable expenses in any court of appropriate

jurisdiction.

b. In the event that the commissioner has found that hazardous wastes

at a site constitute a significant threat to the environment, but after

a reasonable attempt to determine who may be responsible is either

unable to determine who may be responsible, or is unable to locate a

person who may be responsible, the department may develop and implement

an inactive hazardous waste disposal site remedial program for such

site. The department shall prioritize implementation of remedial

programs in accordance with subdivision five of section 27-1305 of this

title. The commissioner shall make every effort, in accordance with the

requirements for notice, hearing and review provided for in this title,

to secure appropriate relief from any person subsequently identified or

located who is responsible for the disposal of hazardous waste at such

site, including, but not limited to response costs, natural resource

damages and penalties.

c. (i) Whenever the commissioner has made findings pursuant to

paragraph b of subdivision three of this section or the commissioner of

health has made a declaration and finding pursuant to paragraph (b) of

subdivision three of section one thousand three hundred eighty-nine-b of

the public health law, the department may develop and implement an

inactive hazardous waste disposal site remedial program to contain,

alleviate or end the threat to life or health or to the environment. The

costs incurred by the department in developing and implementing such a

program shall be in an amount commensurate with the actions the

department deems necessary to eliminate such danger. In determining the

scope, nature and content of such program, the department shall consider

among others, the following factors:

(A) the technological feasibility of all actions;

(B) the nature of the danger to human health and the environment which

the actions are designed to address; and

(C) the extent to which the actions would reduce such danger to human

health or the environment or would otherwise benefit human health or the

environment, including if the actions would benefit a disadvantaged

community.

(ii) In implementing this title, the department shall consult with

appropriate representatives of Indian nations on environmental and

cultural resource issues related to this title of concern to either the

department or Indian nations.

d. Notwithstanding the provisions of subdivision c of this section,

the department shall be authorized to develop and implement an inactive

hazardous waste disposal site remedial program at the site pursuant to

this subdivision if, in the discretion of the department, it is

cost-effective for the department to develop and implement such a

remedial program. The goal of any such remedial program shall be a

complete cleanup of the site through the elimination of the significant

threat to the environment posed by the disposal of hazardous wastes at

the site and of the imminent danger of irreversible or irreparable

damage to the environment caused by such disposal. The factors to be

considered by the department in determining whether it is cost-effective

to develop and implement an inactive hazardous waste disposal site

remedial program at a site pursuant to this subdivision shall include,

among others:

(i) the ability of the department to determine, through the exercise

of its scientific judgment, whether the elimination of the imminent

danger of irreversible or irreparable damage to the environment can be

achieved through limited actions;

(ii) the ability of the department to identify the owner of the site

and/or any person responsible for the disposal of hazardous wastes at

such site with sufficient financial resources to develop and implement

an inactive hazardous waste disposal site remedial program at such site;

(iii) the nature of the danger to human health and the environment

which the actions are designed to address; and

(iv) the extent to which the actions would reduce such danger to human

health or the environment or would otherwise benefit human health or the

environment.

e. Whenever the commissioner of health makes a declaration and finding

pursuant to paragraph b of subdivision three of section one thousand

three hundred eighty-nine-b of the public health law, the department may

implement an inactive hazardous waste site remedial program in the same

manner as specified in paragraphs c and d of this subdivision.

f. The commissioner shall make every effort, in accordance with the

requirements for notice, hearing and review provided for in this title

to secure appropriate relief from the owner or operator of such site

and/or any person responsible for the disposal of hazardous wastes at

such site, including, but not limited to, response costs, natural

resource damages, and penalties.

g. When a municipality develops and implements pursuant to an

agreement with the department an inactive hazardous waste disposal site

remedial program as approved by the department for a site which is owned

or has been operated by such municipality or when the department,

pursuant to an agreement with a municipality, develops and implements

such a remedial program, the commissioner shall, in the name of the

state, agree in such agreement to provide from the hazardous waste

remedial fund, within the limitations of appropriations therefor,

seventy-five percent of the eligible design and construction costs of

such remedial program for which such municipality is liable solely

because of its ownership and/or operation of such site and which are not

recovered from or reimbursed or paid by a responsible party or the

federal government.

6. Nothing contained within this section shall be construed as

impairing or in any manner affecting the right or jurisdiction of the

attorney general to seek appropriate relief pursuant to his statutory or

common law authority.

7. Moneys for actions taken or to be taken by the department, the

department of health or any other state agency in connection with the

elimination of conditions dangerous to life or health pursuant to

subdivision five of section thirteen hundred eighty-nine-b of the public

health law or with the elimination of a significant threat to the

environment pursuant to this section shall be payable directly to such

agencies from the hazardous waste remedial fund pursuant to section

ninety-seven-b of the state finance law. This includes any inspection or

sampling of wastes, soils, air, surface water, groundwater, or other

natural resources, done on behalf of a state agency whether or not such

action is taken prior to the issuance of a declaration pursuant to

subdivision two of section thirteen hundred eighty-nine-b of the public

health law or a finding pursuant to subdivision three of this section

and any administrative expenses related thereto.

8. Any duly designated officer or employee of the department or any

other state agency, and any agent, consultant, contractor, or other

person, including an employee, agent, consultant, or contractor of a

responsible person acting at the direction of the department, so

authorized in writing by the commissioner, may enter any inactive

hazardous waste disposal site and areas near such site to implement an

inactive hazardous waste disposal site remedial program for such site,

provided the commissioner has sent a written notice to the owners of

record or any known occupants of such site or nearby areas of the

intended entry and work at least ten days prior to such initial entry.

9. Nothing herein contained shall be construed to limit or in any

manner affect the power of the commissioner to issue an order according

to the provisions of section 71-2727 of this chapter.

10. The department, by and through the commissioner, shall be

authorized to exempt a person from the requirement to obtain any state

or local permit or other authorization for any activity needed to

implement an inactive hazardous waste disposal site remedial program

pursuant to this title; provided, that the activity is conducted in a

manner which satisfies all substantive technical requirements applicable

to like activity conducted pursuant to a permit.

§ 27-1315 — Rules and regulations

Rules and regulations.

1. The commissioner shall have the power to promulgate rules and

regulations necessary and appropriate to carry out the purposes of this

title. Any regulations shall include provisions which establish the

procedures for a hearing pursuant to subdivision four of section 27-1313

of this title and shall ensure a division of functions between the

commissioner, the staff who present the case, and any hearing officers

appointed. In addition, any regulations shall set forth findings to be

based on a factual record, which must be made before the commissioner

determines that a significant threat to the environment exists.

2. Such rules and regulations of the department as shall be in effect

on the effective date of this subdivision that shall have been

promulgated to carry out the purposes of this title shall be deemed to

be revised, as of the effective date of this subdivision, to include the

definition of "hazardous waste" as it appears in section 27-1301 of this

title.

§ 27-1316 — Citizen technical assistance grants

Citizen technical assistance grants.

1. The commissioner is authorized to provide, or order a person acting

under order or on consent, to provide grants to any not-for-profit

corporation exempt from taxation under section 501(c)(3) of the internal

revenue code who may be affected by an inactive hazardous waste disposal

site remedial program. To qualify to receive such assistance, a

community group must demonstrate that its membership represents the

interests of the community affected by such site, and that members'

health, economic well-being or enjoyment of the environment are

potentially affected by such site. Such grants shall be known as

technical assistance grants and may be used to obtain technical

assistance in interpreting information with regard to the nature of the

hazard posed by hazardous waste located at or emanating from an inactive

hazardous waste disposal site or sites and the development and

implementation of an inactive hazardous waste disposal site remedial

program or programs. Such grants may also be used:

(a) to advise affected residents on any health assessment; and

(b) for training funds for the education of interested affected

community members to enable them to more effectively participate in the

remedy selection process.

Grants awarded under this section may not be used for the purposes of

collecting field sampling data, political activity or lobbying

legislative bodies.

2. The amount of any grant awarded under this section may not exceed

fifty thousand dollars at any one site.

3. No matching contribution from the grant recipient shall be required

for a technical assistance grant. Following a grant award, a portion of

the grant shall be made available to the grant recipient, in advance of

the expenditures to be covered by the grant, in five thousand dollar

installments.

§ 27-1317 — New use of sites

New use of sites.

Subsequent to the adoption of regulations by the department provided

for in this section, no person may substantially change the manner in

which an inactive hazardous waste disposal site on the registry prepared

and maintained by the department pursuant to section 27-1305 of this

title is used, without notifying the department and, pursuant to section

one thousand three hundred eighty-nine-d of the public health law, the

department of health. A substantial change of use shall be defined in

rules and regulations adopted by the department and shall include, but

not be limited to, the erection of a building or other structure on such

site, the paving of such site for use as a roadway or parking lot, and

the creation of a park or other public or private recreational facility

on such site. Such notice shall be in writing, addressed to the

commissioner and the commissioner of health and shall include a brief

description of the proposed change of use. Such notice shall be

submitted at least sixty days before any physical alteration of the land

or construction shall occur or, in the event any alteration or

construction is not required to initiate such change of use, at least

sixty days before any change of use.

Subsequent to the adoption of regulations by the department provided

for in this section, no person may substantially change the manner in

which an inactive hazardous waste disposal site, for which a declaration

has been issued by the commissioner of health pursuant to subdivision

two of section one thousand three hundred eighty-nine-b of the public

health law, is used without the written approval of the commissioner and

the commissioner of health. The commissioner shall not approve such

change of use if such new use will interfere significantly with a

proposed, ongoing or completed inactive hazardous waste disposal site

remedial program at such site or expose the environment or health to a

significantly increased threat of harm.

§ 27-1318 — Institutional and engineering controls

Institutional and engineering controls.

(a) When the department approves a proposed remedial work plan that

includes institutional controls and/or engineering controls as

components of a proposed remedial program, such remedial work plan shall

include:

(i) a complete description of any proposed use restrictions and/or

institutional controls and the mechanisms that will be used to

implement, maintain, monitor, and enforce such restrictions and

controls;

(ii) a complete description of any proposed engineering controls and

any operation, maintenance, and monitoring requirements, including the

mechanisms that will be used to continually implement, maintain,

monitor, and enforce such controls and requirements;

(iii) an evaluation of the reliability and viability of the long-term

implementation, maintenance, monitoring, and enforcement of any proposed

institutional or engineering controls and an analysis of the long-term

costs of implementing, maintaining, monitoring and enforcing such

controls, including costs that may be borne by state or local

governments;

(iv) sufficient analysis to support a conclusion that effective

implementation, maintenance, monitoring and enforcement of institutional

and/or engineering controls can be reasonably expected;

(v) where required by the department, financial assurance to ensure

the long-term implementation, maintenance, monitoring, and enforcement

of any such controls; and

(vi) a requirement that any engineering control must be used in

conjunction with institutional controls to ensure the continued

integrity of such engineering control.

(b) Within one hundred eighty days of commencement of the remedial

design, the owner of an inactive hazardous waste disposal site, and/or

any person responsible for implementing a remedial program at such site,

where institutional or engineering controls are employed pursuant to

this title, shall execute an environmental easement pursuant to title

thirty-six of article seventy-one of this chapter.

(c) The owner of an inactive hazardous waste disposal site, and/or any

person responsible for implementing the remedial program at such site

where institutional or engineering controls are employed pursuant to

this title shall, unless otherwise provided in writing by the

department, annually submit to the department a written statement by an

individual licensed or otherwise authorized in accordance with article

one hundred forty-five of the education law to practice the profession

of engineering, or by such other expert as the department may find

acceptable certifying under penalty of perjury that the institutional

controls and/or engineering controls employed at such site are unchanged

from the previous certification and that nothing has occurred that would

impair the ability of such control to protect the public health and

environment, or constitute a violation or failure to comply with any

operation and maintenance plan for such controls and giving access to

such real property to evaluate continued maintenance of such controls.

§ 27-1319 — State superfund management board

State superfund management board.

1. a. There is hereby created within the department the "state

superfund management board" hereinafter referred to as the board. Such

board shall consist of fourteen members, including the commissioners of

environmental conservation and health, or their designees, and twelve at

large members appointed by the governor, two of whom shall be appointed

upon recommendation of the temporary president of the senate and two of

whom shall be appointed upon recommendation of the speaker of the

assembly, one of whom shall be appointed upon recommendation of the

minority leader of the senate and one of whom shall be appointed upon

recommendation of the minority leader of the assembly, and, of the

remaining six, two shall live within a municipality within which exists

an inactive hazardous waste site, or sites, as listed pursuant to

section 27-1305 of this title, and have been involved in a citizen's

organization that has a purpose relating to the site or sites within

that municipality, two shall be representatives of organizations whose

prime function is the protection of natural resources and enhancement of

the environmental quality of the state and two shall be representatives

of industries that generate hazardous waste in the state. None of the

members appointed by the governor shall be officers or employees of any

state department or agency and each shall be, by professional training

or experience and attainment, qualified to analyze and interpret matters

pertaining to hazardous waste management and the remediation of inactive

hazardous waste disposal sites.

b. No at large member of the board may appoint a designee to

temporarily or permanently assume his place on the board.

2. a. The commissioner of environmental conservation shall serve as

chairman of the board and the board shall elect a vice chairman from

among the appointed members to preside in the absence of the chairman.

b. Of the twelve at large members appointed by the governor, each

shall be reaffirmed or reappointed on January thirty-first, nineteen

hundred ninety-one and every two years thereafter and each shall hold

office until such time as the board shall cease to exist or until he

shall resign or be removed in the manner provided by law. Any vacancy on

the board shall be filled by appointment pursuant to subdivision one of

this section for the unexpired balance of the term.

3. The members of the board shall serve without compensation for their

services as members of the board, except that each of them shall be

allowed the necessary and actual expenses which he shall incur in the

performance of his duties under this section.

4. The board shall have the power, duty and responsibility to:

a. Serve as a working forum for the exchange of views, concerns,

ideas, information and recommendations relating to hazardous waste

management and the remediation of inactive hazardous waste disposal

sites.

b. Request and receive from the department at each meeting of the

board any portions of the plan or any revisions, amendments or changes

available for review, and any supporting documents or other pertinent

data. All information requested by or provided to the board shall also

be provided to the temporary president of the senate, the speaker of the

assembly, and the chairman of the senate and assembly environmental

conservation committees.

c. Compel the attendance at each meeting of the board of such

personnel of the department, or of other appropriate state departments

or agencies, as may reasonably be expected to supply any pertinent data

the board may request.

d. Monitor and review the implementation of the inactive hazardous

waste site remediation program and the policies, program objectives,

methods, and strategies outlined in the plan, the annual implementation

status report, any plan update, the registry, and the quarterly site

status reports by the department, as well as information which the board

may acquire from other sources.

e. Review the hazardous waste site remediation remaining to be

completed under the state inactive hazardous waste remedial plan as

updated, the estimate of the costs which would be incurred in the

completion of this remediation, the schedule under which the costs will

be incurred, the revenues and resources expected to be available to meet

these costs.

f. Review and evaluate the municipal cost sharing program established

pursuant to paragraph g of subdivision five of section 27-1313 of this

title and review the appropriate state and industry contribution to the

inactive hazardous waste site remedial program.

g. Based upon its monitoring, reviewing and other information

available to it, the board shall report to the governor and to the

legislature on or before January first of each year its assessment of

the implementation of the remediation program, together with its

comments, suggestions, and recommendations regarding the program, its

implementation, available funding and resources, and the need for steps

to assure the future availability of funding.

5. a. The board shall:

1. Meet at least quarterly;

2. Keep a record of all its proceedings and provide such record to the

public upon request; and

3. Determine the rules of its own procedures.

b. Seven members of the board shall constitute a quorum for the

transaction of any business of the board.

6. Staff services, including recording of board proceedings, shall be

performed by personnel of the department, or such state departments or

other agencies as the chairman deems appropriate or desirable.

7. For the purposes of this section, the at large members of the board

shall be considered officers or employees of public entities and shall

be afforded such defense and indemnification provided pursuant to

section eighteen of the public officers law.

8. The board shall cease to exist on the thirty-first day of March,

nineteen hundred ninety-nine.

§ 27-1321 — Protection against liability

Protection against liability.

1. Notwithstanding any other provision of law to the contrary, any

person who is, by professional training or experience and attainment,

qualified to analyze and interpret matters pertaining to the treatment,

storage, disposal, or transport of hazardous materials or hazardous

wastes, and who voluntarily and without expectation of monetary

compensation provides assistance or advice in mitigating the effects of

an accidental or threatened discharge of any hazardous materials or

hazardous wastes, or in preventing, cleaning up, or disposing of any

such discharge, shall not be subject to a penalty or to civil liability

for damages or injuries alleged to have been sustained by any person or

entity by reason of an act or omission in the giving of such assistance

or advice. For the purposes of this section, the term "hazardous

materials" shall have the same meaning as that term is defined in

regulations promulgated by the commissioner of transportation pursuant

to section fourteen-f of the transportation law, and the term "hazardous

wastes" shall mean those wastes identified or listed pursuant to section

27-0903 of this article and any rules and regulations promulgated

thereunder.

2. Nothing in subdivision one of this section shall be deemed or

construed to relieve from liability for damages or injuries any person

who: (a) is alleged to have caused said damages or injuries as the

result of gross negligence, or reckless, wanton or intentional

misconduct, or (b) is under a legal duty to respond to the incident, or

(c) receives compensation other than reimbursement for out-of-pocket

expenses for services in rendering assistance or advice.

3. Notwithstanding any other provision of law to the contrary, the

liability of any person designing, implementing or otherwise performing

services related to an inactive hazardous waste disposal site remedial

program or related to cleanup or restorative work which is conducted

pursuant to a contract with the department or pursuant to an order of

the department, the department of health or a court, for any injury to a

person or property caused by or related to such services shall be

limited to acts or omissions of the person during the course of

performing such services which are shown to have been the result of

negligence, gross negligence or reckless, wanton or intentional

misconduct. Notwithstanding any other provision of law, when (i) a

verdict or decision in an action or claim for injury to a person or

property caused by or related to such services is determined in favor of

a claimant in an action involving a person performing such services and

any other person or persons jointly liable, and (ii) the liability of

the person performing such services is found to be fifty percent or less

of the total liability assigned to all persons liable, and (iii) the

liability of the person performing such services is not based on a

finding of reckless disregard for the safety of others, or intentional

misconduct, then the liability of the person performing such services to

the claimant for loss relating to injury to property and for

non-economic loss relating to injury to a person shall not exceed the

equitable share of the person performing such services determined in

accordance with the relative culpability of each person causing or

contributing to the total liability for such losses; provided, however,

that the culpable conduct of any person not a party to the action shall

not be considered in determining any equitable share herein if the

claimant proves that with due diligence the claimant was unable to

obtain jurisdiction over such person in said action. As used in this

section, the term "non-economic loss" includes but is not limited to

pain and suffering, mental anguish, loss of consortium or other damages

for non-economic loss. However, nothing in this subdivision shall be

deemed to alter, modify or abrogate the liability of any person

performing such services for breach of any express warranty, limited or

otherwise, or an express or implied warranty under the uniform

commercial code, or to an employee of such person pursuant to the

workers' compensation law, or relieve from liability, including

liability for the costs of cleanup, the owner or any person who is a

person responsible for the disposal of hazardous wastes at the site,

pursuant to section 27-1313 of this article.

§ 27-1323 — Liability exemptions and defenses

Liability exemptions and defenses.

1. Lender exemption. (a) For purposes of this title no lender shall

incur any liability from any statutory claims of the state as an owner

or operator of a site, or a person responsible for the disposal of a

hazardous waste at such site, provided such lender, without

participating in the management of such site, holds indicia of ownership

primarily to protect the lender's security interest in the site or, if

such lender did not participate in the management of such site prior to

a foreclosure on such site, notwithstanding that such lender:

(1) forecloses on such site; and

(2) after foreclosure, sells, releases (in the case of a lease finance

transaction), or liquidates such site, maintains business activities,

winds up operations, or takes any other measure to preserve, protect or

prepare such site prior to sale or disposition; provided, however, that

such lender shall take actions to sell, release (in the case of a lease

finance transaction), or otherwise divest itself of such site at the

earliest practicable, commercially reasonable time, on commercially

reasonable terms, taking into account market conditions and legal and

regulatory requirements.

(b) This exemption shall not apply to any lender that has caused or

contributed to the release or threatened release of a hazardous waste

from or onto the site, or to any lender that generated, transported, or

disposed of, arranged for, or that caused the generation,

transportation, or disposal of hazardous waste from or onto such site.

(c) For purposes of this section:

(1) The term "participating in management" means actually

participating in the management or operational affairs of a site and

does not include merely having the capacity to influence, or the

unexercised right to control, site operations.

(i) A lender who holds indicia of ownership primarily to protect a

security interest in such site shall be considered to participate in

management only if, while the borrower is in possession of such site

encumbered by the security interest, the lender:

(A) exercises decision making control over the environmental

compliance related to such site, such that the lender has undertaken

responsibility for the hazardous waste handling or disposal practices

related to such site; or

(B) exercises control at a level comparable to that of a manager of

such site, such that the lender has assumed or manifested

responsibility:

(I) for the overall management of such site encompassing day-to-day

decision making with respect to environmental compliance; or

(II) over all or substantially all of the operational functions,

excluding financial or administrative functions, of such site other than

the function of environmental compliance.

(ii) The term "participate in management" does not include:

(A) Performing an act or failing to act prior to the time at which a

security interest is created in a site;

(B) Holding a security interest or abandoning or releasing a security

interest;

(C) Including in the terms of an extension of credit, or in a contract

or security agreement relating to such extension, a covenant, warranty,

or other term or condition that relates to environmental compliance;

(D) Monitoring or enforcing the terms and conditions of the extension

of credit or security interest;

(E) Monitoring or undertaking one or more inspections of such site;

(F) Requiring a response action or other lawful means of addressing

the release or threatened release of a hazardous waste in connection

with such site prior to, during, or on the expiration of the term of the

extension of credit;

(G) Providing financial or other advice or counseling in an effort to

mitigate, prevent, or cure default or diminution in the value of such

site;

(H) Restructuring, renegotiating, or otherwise agreeing to alter the

terms and conditions of the extension of credit or security interest,

exercising forbearance;

(I) Exercising other remedies that may be available under applicable

law for the breach of a term or condition of the extension of credit or

security agreement; or

(J) Conducting a response action under 42 U.S.C. Section 9607(d) or

under the direction of an on-scene coordinator appointed under the

national contingency plan if the actions do not rise to the level of

participating in management within the meaning of this subparagraph.

(2) The term "extension of credit" includes a lease finance

transaction:

(i) In which the lessor does not initially select the leased site and

does not during the lease term control the daily operations or

maintenance of such site; or

(ii) That conforms with regulations issued by the appropriate federal

banking agency or the appropriate state bank supervisor (as those terms

are defined in section 3 of the federal deposit insurance act (12 U.S.C.

1813)) or with regulations issued by the national credit union

administration board, as appropriate.

(3) The term "financial or administrative function" includes a

function such as that of a credit manager, accounts payable officer,

accounts receivable officer, personnel manager, comptroller, or chief

financial officer, or a similar function.

(4) The terms "foreclosure" and "foreclose" mean, respectively,

acquiring and to acquire, a site through:

(i) Purchase at sale under a judgment or decree, power of sale, or

nonjudicial foreclosure sale;

(ii) A deed in lieu of foreclosure or similar conveyance from a

trustee;

(iii) Repossession if such site was security for an extension of

credit previously contracted;

(iv) Conveyance pursuant to an extension of credit previously

contracted, including the termination of a lease agreement; or

(v) Any other formal or informal manner by which the lender acquires,

for subsequent disposition, title to or possession of a site in order to

protect the lender's security interest.

(5) The term "lender" means:

(i) An insured depository institution as defined in section 3 of the

federal deposit insurance act (12 U.S.C 1813);

(ii) An insured credit union as defined in section 101 of the federal

credit union act (12 U.S.C. 1752);

(iii) A bank or association chartered under the farm credit act of

1971 (12 U.S.C. 2001 et seq.);

(iv) A leasing or trust company that is an affiliate of an insured

depository institution;

(v) Any person, including a successor or assignee of any such person,

that makes a bona fide extension of credit to or takes or acquires a

security interest from a nonaffiliated person;

(vi) The federal national mortgage association, the federal home loan

mortgage corporation, the federal agricultural mortgage corporation, or

any other entity that in a bona fide manner buys or sells loans or

interests in loans;

(vii) A person that insures or guarantees against a default in the

repayment of an extension of credit, or acts as a surety with respect to

an extension of credit, to a nonaffiliated person; and

(viii) A person that provides title insurance and that acquires a site

as a result of assignment or conveyance in the course of underwriting

claims and claims settlement.

(6) The term "operational function" includes a function such as that

of a site or plant manager, operations manager, chief operating officer,

or chief executive officer.

(7) The term "security interest" includes a right under a mortgage,

deed of trust, assignment, judgment, lien, pledge, security agreement,

factoring agreement, or lease, and any other right accruing to a person

to secure the repayment of money, the performance of a duty, or any

other obligation by a nonaffiliated person.

2. Municipal exemption. (a) For the purposes of this title no

municipality or public corporation shall incur any liability from any

statutory claims of the state as an owner or operator of a site, or a

person responsible for the disposal of a hazardous waste at such site:

(i) if such municipality or public corporation acquired such site

involuntarily, and such municipality or public corporation retained such

site without participating in the development of such site;

(ii) with respect to an airport or fire training site, if such site is

owned or operated by such municipality, public corporation, or fire

district and at which firefighting foam containing PFAS chemicals was

used pursuant to law; or

(iii) with respect to a landfill, if such landfill is owned or

operated by the municipality or public corporation.

(b) This exemption shall not apply to any municipality or public

corporation that through action or inaction has intentionally,

knowingly, recklessly, or through gross negligence caused or contributed

to the release or threatened release of a hazardous waste from or onto

the site, or to any municipality or public corporation that

intentionally, knowingly, recklessly, or through gross negligence

generated, transported, or disposed of, arranged for, or caused the

generation, transportation, or disposal of hazardous waste, from or onto

the site.

(c) When used in this section:

(1) "Public corporation" means a public corporation as defined in

section sixty-five of the general construction law, a local public

authority, supervisory district, improvement district within a county,

city, town, or village, or Indian nation or tribe recognized by the

state or the United States with a reservation wholly or partly within

the boundaries of New York state, or any combination thereof.

(2) "Involuntary acquisition of ownership or control" includes but is

not limited to the following:

(i) Acquisitions by a public corporation in its sovereign capacity,

including but not limited to acquisitions pursuant to abandonment

proceedings or bequest;

(ii) Acquisitions by a public corporation, or its agent, acting as a

conservator or receiver pursuant to a clear and direct statutory mandate

or regulatory authority;

(iii) Acquisitions of assets through foreclosure and its equivalents,

or otherwise, by a public corporation in the course of administering a

loan, loan guarantee, tax lien, or tax forbearance agreement, or loan

insurance program; or

(iv) Acquisitions by a public corporation pursuant to seizure,

injunction, condemnation, or forfeiture authority; provided that such

ownership or control is not retained primarily for investment purposes.

(3) "Airport" shall have the same meaning as provided in subdivision

five of section two hundred forty of the general business law.

(4) "Landfill" shall mean an inactive municipal solid waste site where

solid waste was intentionally placed and intended to remain and which

was designed, constructed, operated, and closed pursuant to this chapter

to minimize adverse environmental impacts and which was either (i)

permitted by the department, or (ii) for a non-permitted site, had

materially complied with requirements for permitting in accordance with

department regulations to the extent the information is reasonably

verifiable.

(5) "Firefighting foam containing PFAS chemicals" shall mean class B

firefighting foam, as defined in paragraph (a) of subdivision one of

section two hundred four-g of the general municipal law, that contains

intentionally added perfluoroalkyl and polyfluoroalkyl substances, as

defined in paragraph (d) of subdivision one of section two hundred

four-g of the general municipal law.

(d) For the purpose of this section, the terms "foreclosure" and

"foreclose" mean, respectively, acquiring or to acquire a property

through:

(1) purchase at sale under a judgment or decree, power of sale, or

non-judicial foreclosure sale;

(2) a deed in lieu of foreclosure, or similar conveyance, or

abandonment from a person or trustee;

(3) conveyance pursuant to an extension of credit or tax forbearance

previously contracted; or

(4) any other formal or informal manner by which a person acquires,

for subsequent disposition, title to or possession of a site in order to

protect the security interest of the public corporation or lender.

(e) "Participating in development" means the carrying out, or causing

or permitting the carrying out, of any above-grade improvements to the

site or any other environmental investigation or remediation, except for

those improvements which are part of a site remedial program pursuant to

this article or in furtherance of site safety, such as fencing or

lighting, but does not include licensing, regulatory oversight, or the

mere capacity to regulate or influence, or the unexercised right to

control the operation of the property. For purposes of this section,

participating in development does not include:

(1) having the capacity to influence management of a site;

(2) having the unexercised right to control or to regulate the site or

operations thereof;

(3) holding, abandoning, or releasing a security interest or tax lien

on such site;

(4) including a condition relating to environmental compliance in a

contract, permit, license, or security agreement;

(5) monitoring or enforcing the terms and conditions of an agreement

or tax forbearance agreement;

(6) monitoring or undertaking one or more inspections of a site

including, but not limited to, boring test wells;

(7) exercising other remedies available under applicable laws;

(8) licensing, permitting, or granting permits, certificates of

occupancy and variances as allowed by law and/or regulation;

(9) applying for or participating in federal or state statutory

programs or benefits; or

(10) declining to take any of the actions described in subparagraphs

one through nine of this paragraph.

(f) Any municipality or public corporation that has taken possession

of a site, or owns or operates a site, pursuant to this subdivision,

shall notify the department of any release of hazardous waste within ten

days of obtaining actual knowledge of such release, unless a shorter

notice period is required under any other provision of law, in which

case the shorter notice period controls. Failure to notify the

department within the ten day or shorter notification period shall

result in the loss of the exemption set forth in this section.

3. Fiduciary liability cap. For the purpose of this title, liability

on the part of a fiduciary shall not exceed the assets held in the

fiduciary capacity if such person is not liable independently of such

person's ownership as a fiduciary or actions taken in a fiduciary

capacity including, but not limited to, the fiduciary's negligently

causing or contributing to the release or threatened release of

hazardous waste at such site.

(a) For purposes of this subdivision:

(1) the term "fiduciary" means a person acting for the benefit of

another party as a bona fide trustee; executor; administrator;

custodian; guardian of estates or guardian ad litem; receiver;

conservator; committee of estates of incapacitated person; personal

representative; trustee (including a successor to a trustee) under an

indenture agreement, trust agreement, lease, or similar financing

agreement, for debt securities, certificates of interest or certificates

of participation in debt securities, or other forms of indebtedness as

to which the trustee is not, in the capacity of trustee, the lender; or

representative in any other capacity that the department, after

providing public notice, determines to be similar to the various

capacities previously described in this paragraph; and does not include

either a person that is acting as a fiduciary with respect to a trust or

other fiduciary estate that was organized for the primary purpose of, or

is engaged in, actively carrying on a trade or business for profit,

unless the trust or other fiduciary estate was created as part of, or to

facilitate, one or more estate plans or because of the incapacity of a

natural person or a person that acquires ownership or control of a

property with the objective purpose of avoiding liability of the person

or any other person.

(2) the term "fiduciary capacity" means the capacity of a person in

holding title to a property, or otherwise having control of or an

interest in a property, pursuant to the exercise of the responsibilities

of the person as a fiduciary.

(b) Nothing in this subdivision affects the rights or immunities or

other defenses that are available under law that are applicable to a

person subject to this section; or creates any liability for a person or

a private right of action against a fiduciary or any other person.

(c) Nothing in this subdivision applies to a person if that person

acts in a capacity other than that of a fiduciary or in a beneficiary

capacity and in that capacity, directly or indirectly, benefits from a

trust or fiduciary relationship; or is a beneficiary and a fiduciary

with respect to the same fiduciary estate and, as a fiduciary, receives

benefits that exceed customary or reasonable compensation, and

incidental benefits, permitted under other applicable law.

(d) This subdivision does not preclude a claim under this chapter

against the assets of the estate or trust administered by the fiduciary;

or a nonemployee agent or independent contractor retained by a

fiduciary.

4. Affirmative defenses. (a) There shall be no liability under this

title for a person otherwise liable who can establish by a preponderance

of the evidence that the significant threat to the environment

attributable to hazardous waste disposed at an inactive hazardous waste

disposal site was caused solely by: (1) an act of God; (2) an act of

war; or (3) an act or omission of a third party other than an employee

or agent of such person, or than one whose act or omission occurs in

connection with a contractual relationship existing directly or

indirectly with such person (except where the sole contractual

arrangement arises from a published tariff and acceptance for carriage

by a common carrier or rail), if such person establishes by a

preponderance of the evidence that: (i) such person exercised due care

with respect to the hazardous waste concerned, taking into consideration

the characteristics of such hazardous waste, in light of all relevant

facts and circumstances, and (ii) took precautions against foreseeable

acts or omissions of any such third party and the consequences that

could foreseeably result from such acts or omissions; or any combination

of them.

(b) For purposes of this section, (1) the term "act of God" means an

unanticipated grave natural disaster or other natural phenomenon of an

exceptional, inevitable, and irresistible character, the effects of

which could not have been prevented or avoided by the exercise of due

care or foresight, (2) the term "contractual relationship" includes, but

is not limited to, land contracts, deeds, or other instruments

transferring title or possession, unless the real property on which the

site concerned is located was acquired by such person after the disposal

or placement of the hazardous waste on, in, or at such site, and such

person establishes one or more of the circumstances described in clause

(i), (ii), or (iii) of this subparagraph by a preponderance of the

evidence:

(i) At the time such person acquired the site, such person did not

know and had no reason to know that any hazardous waste which is the

subject of the significant threat determination was disposed of on, in,

or at the site; or

(ii) Such person is a government entity which acquired the site by

escheat, or through any other involuntary transfer or acquisition or

through the exercise of eminent domain authority by purchase or

condemnation; or

(iii) Such person acquired the site by inheritance or bequest. In

addition to establishing the foregoing, the person must establish that

he or she has satisfied the requirements of clauses (i) and (ii) of

subparagraph three of paragraph (a) of this subdivision, provides full

cooperation, assistance, and site access to the persons that are

authorized to conduct remedial actions at the site (including the

cooperation and access necessary for the installation, integrity,

operation, and maintenance of any complete or partial remedial action at

the site), is in compliance with any land use restrictions established

or relied on in connection with the remedial action at a site, and does

not impede the effectiveness or integrity of any institutional and/or

engineering control employed at the site in connection with a remedial

action.

(c)(1) To establish that the person had no reason to know of the

matter described in clause (i) of subparagraph two of paragraph (b) of

this subdivision, the person must demonstrate to a court that:

(i) on or before the date on which the person acquired the site, the

person carried out all appropriate inquiries, as provided in

subparagraphs two and four of this paragraph, into the previous

ownership and uses of the site in accordance with generally accepted

good commercial and customary standards and practices; and

(ii) the person took reasonable steps to:

(A) stop any continuing release;

(B) prevent any threatened future release; and

(C) prevent or limit any human, environmental, or natural resource

exposure to any previously released hazardous waste.

(2) Not later than one year after the effective date of this section,

the commissioner shall by regulation establish standards and practices

for the purpose of satisfying the requirement to carry out all

appropriate inquiries under subparagraph one of this paragraph.

(3) In promulgating regulations that establish the standards and

practices referred to in subparagraph two of this paragraph, the

commissioner shall include each of the following:

(i) the results of an inquiry by an environmental professional;

(ii) interviews with past and present owners, operators, and occupants

of the site for the purpose of gathering information regarding the

potential for contamination at the site;

(iii) reviews of historical sources, such as chain of title documents,

aerial photographs, building department records, and land use records,

to determine previous uses and occupancies of the real property since

the property was first developed;

(iv) searches for recorded environmental cleanup liens against the

site that are filed under federal, state, or local law;

(v) reviews of federal, state, and local government records, waste

disposal records, underground storage tank records, and hazardous waste

handling, generation, treatment, disposal, and spill records, concerning

contamination at or near the site;

(vi) visual inspections of the site and of adjoining properties;

(vii) specialized knowledge or experience on the part of the person;

(viii) the relationship of the purchase price to the value of the

property, if the property was not contaminated;

(ix) commonly known or reasonably ascertainable information about the

property;

(x) the degree of obviousness of the presence or likely presence of

contamination at the property, and the ability to detect the

contamination by appropriate investigation.

(4)(i) With respect to property purchased before May thirty-first,

nineteen hundred ninety-seven, in making a determination with respect to

a person described in subparagraph one of this paragraph a court shall

take into account:

(A) any specialized knowledge or experience on the part of the person;

(B) the relationship of the purchase price to the value of the

property, if the property was not contaminated;

(C) commonly known or reasonably ascertainable information about the

property;

(D) the obviousness of the presence or likely presence of

contamination at the property; and

(E) the ability of the person to detect the contamination by

appropriate inspection.

(ii) With respect to property purchased on or after May thirty-first,

nineteen hundred ninety-seven, and until the commissioner promulgates

the regulations described in subparagraph two of this paragraph, the

procedures of the American Society for Testing and Materials, including

the document known as "Standard E1527-97", entitled 'Standard Practice

for Environmental Site Assessment: Phase 1 Environmental Site Assessment

Process', shall satisfy the requirements in subparagraph one of this

paragraph.

(5) In the case of property for residential use or other similar use

purchased by a nongovernmental or noncommercial entity, a site

inspection and title search that reveal no basis for further

investigation shall be considered to satisfy the requirements of this

subparagraph.

(d) Nothing in this subdivision shall diminish the liability of any

previous owner or operator of the site who would otherwise be liable

under this title. Notwithstanding this subdivision, if such person

obtained actual knowledge of the release or threatened release of a

hazardous waste at the site when such person owned the site and then

subsequently transferred ownership of the site to another person without

disclosing such knowledge, such person shall be treated as a person

responsible for the disposal of hazardous waste at the site, and no

defense under this subdivision shall be available to such person.

Nothing in this subdivision shall affect the liability under this

section of a person who, by any act or omission, caused or contributed

to the release or threatened release of a hazardous waste which is the

subject of such proceeding relating to such site.

5. Bona fide prospective purchaser. (a) The term "bona fide

prospective purchaser" means, with respect to a site:

(1) a person who:

(i) acquires ownership of the site after October seventh, two thousand

three; and

(ii) establishes by a preponderance of the evidence each of the

criteria described in paragraph (b) of this subdivision; and

(2) a person:

(i) who acquires a leasehold interest in the site after October

seventh, two thousand three;

(ii) who establishes by a preponderance of the evidence that the

leasehold interest is not designed to avoid liability under this title

by any person; and

(iii) with respect to whom any of the following conditions apply:

(A) The owner of the site that is subject to the leasehold interest is

a person described in subparagraph one of this paragraph.

(B)(I) The owner of the site that is subject to the leasehold interest

was a person described in subparagraph one of this paragraph at the time

the leasehold interest was acquired, but can no longer establish by a

preponderance of the evidence each of the criteria described in

paragraph (b) of this subdivision due to circumstances unrelated to any

action of the person who holds the leasehold interest; and

(II) The person who holds the leasehold interest establishes by a

preponderance of the evidence each of the criteria described in

subparagraphs one, three, four, five, six, seven, and eight of paragraph

(b) of this subdivision.

(C) The person who holds the leasehold interest establishes by a

preponderance of the evidence each of the criteria described in

paragraph (b) of this subdivision.

(b) Criteria. The criteria described in this paragraph are as follows:

(1) Disposal prior to acquisition. All disposal of hazardous waste at

the site occurred before the person acquired the site.

(2) Inquiries. (i) In general. The person made all appropriate

inquiries into the previous ownership and uses of the site in accordance

with generally accepted good commercial and customary standards and

practices in accordance with clause (ii) of this subparagraph.

(ii) Standards and practices. The standards and practices referred to

in subparagraphs two, four, and five of paragraph (c) of subdivision

four of this section shall be considered to satisfy the requirements of

this subparagraph.

(3) Notices. The person provides all legally required notices with

respect to the discovery or disposal of any hazardous waste at the site.

(4) Care. The person exercises appropriate care with respect to

hazardous waste found at the site by taking reasonable steps to:

(i) stop any continuing disposal;

(ii) prevent any threatened future disposal; and

(iii) prevent or limit human, environmental, or natural resource

exposure to any previously disposed hazardous waste.

(5) Cooperation, assistance, and access. The person provides full

cooperation, assistance, and access to persons that are authorized to

conduct response actions or natural resource restoration at a site

(including the cooperation and access necessary for the installation,

integrity, operation, and maintenance of any complete or partial

response actions or natural resource restoration at the site).

(6) Institutional control. The person:

(i) is in compliance with any land use restrictions established or

relied on in connection with the response action at a site; and

(ii) does not impede the effectiveness or integrity of any

institutional control employed at the site in connection with a response

action.

(7) Requests; subpoenas. The person complies with any request for

information or administrative subpoena issued by the commissioner under

this chapter.

(8) No affiliation. The person is not:

(i) potentially liable, or affiliated with any other person that is

potentially liable, for response costs at a site through:

(A) any direct or indirect familial relationship; or

(B) any contractual, corporate, or financial relationship (other than

a contractual, corporate, or financial relationship that is created by

the instruments by which title to the facility is conveyed or financed,

by a tenancy, by the instruments by which a leasehold interest in the

site is created, or by a contract for the sale of goods or services); or

(ii) the result of a reorganization of a business entity that was

potentially liable.

§ 27-1325 — Financial responsibility provisions

Financial responsibility provisions.

1. The department shall promulgate regulations regarding financial

responsibility for the implementation of an inactive hazardous waste

disposal site remedial program.

2. Financial responsibility required by subdivision one of this

section may be established in accordance with regulations promulgated by

the commissioner by any one, or any combination, of the following:

insurance, guarantee, surety bond, letter of credit, or qualification as

a self-insurer. In promulgating requirements under this section, the

commissioner is authorized to specify policy or other contractual terms,

conditions, or defenses which are necessary or are unacceptable in

establishing such evidence of financial responsibility in order to

effectuate the purposes of this article.

3. In any case where the responsible person is in bankruptcy,

reorganization, or arrangement pursuant to the Federal Bankruptcy Code

or where, with reasonable diligence, jurisdiction in any state or

federal court within the state cannot be obtained over a responsible

person likely to be solvent at the time of judgment, any claim arising

from conduct for which evidence of financial responsibility shall be

provided under this section may be asserted directly against the

guarantor providing such evidence of financial responsibility. In the

case of any action pursuant to this subdivision, such guarantor shall be

entitled to invoke all rights and defenses which would have been

available to the responsible person if any action had been brought

against the responsible person by the claimant and which would have been

available to the guarantor if an action had been brought against the

guarantor by the responsible person.

4. The total liability of any guarantor shall be limited to the

aggregate amount which the guarantor has provided as evidence of

financial responsibility to the responsible person under this chapter.

Nothing in this subdivision shall be construed to limit any other state

or federal statutory, contractual or common law liability of a guarantor

to its responsible person including, but not limited to, the liability

of such guarantor for bad faith either in negotiating or in failing to

negotiate the settlement of any claim. Nothing in this subdivision shall

be construed to diminish the liability of any person under section

27-1313 of this article or other applicable law.

5. For the purpose of this section, the term "guarantor" means any

person, other than the responsible person, who provides evidence of

financial responsibility for a responsible person under this section.

§ 27-1327 — Recovery of response costs and natural resource damages

Recovery of response costs and natural resource damages.

1. Each responsible person shall be strictly liable, jointly and

severally, for all response costs and for all natural resource damages

resulting from the disposal of hazardous waste at an inactive hazardous

waste disposal site. The commissioner may request the attorney general

commence an action in a court of competent jurisdiction to recover the

response costs and/or natural resource damages. The commissioner shall

prioritize recovering response costs and natural resource damages at

sites placed in classification 1 or 2, as described in clauses (i) and

(ii) of subparagraph one of paragraph b of subdivision two of section

27-1305 of this title, that are located in disadvantaged communities.

2. A determination or assessment of natural resource damages for the

purposes of this section made or adopted by the commissioner in

accordance with any applicable regulations promulgated under section

27-1315 of this title or under section 9651(c) of title 42 of the United

States Code shall have the force and effect of a rebuttable presumption

on behalf of the commissioner in any judicial proceeding.

3. In an action to recover response costs and/or natural resource

damages, the commissioner may also seek civil penalties under section

71-2705 of this chapter.

4. All amounts received to satisfy liability for natural resource

damages shall be credited to the department's natural resource damages

fund to be used exclusively to reimburse the reasonable costs of

assessing injury, destruction, and/or loss resulting from the disposal

of hazardous waste at the site for which the natural resource damages

were recovered and for the restoration, rehabilitation, replacement,

and/or acquisition of equivalent natural resources. Provided that any

such restoration, rehabilitation, replacement and/or acquisition shall

prioritize, to the maximum extent practicable, the natural resources of

the site for which the damages were recovered.

5. The state shall have an environmental lien for all response costs

incurred by the state and for all natural resource damages for which a

judicial determination of liability has been made upon such real

property located within the state:

(a) owned by a person liable to the state for such response costs

and/or natural resource damages under this title at the time a notice of

environmental lien is filed; and

(b) upon which the disposal of hazardous wastes occurred.

6. An environmental lien shall attach when:

(a) response costs are incurred by the state and/or a judicial

judgment of liability for natural resource damages is entered;

(b) the responsible person fails to pay such costs within ninety days

after a written demand therefor by the department is mailed by certified

or registered mail, return receipt requested, and/or fails to pay such

natural resource damages within ninety days after entry of judgment; and

(c) a notice of environmental lien is filed by the department as

provided in paragraph (a) of subdivision ten of this section; provided,

however, that a copy of the notice of environmental lien is served upon

the owner of the real property subject to the environmental lien within

thirty days of such filing in accordance with the provisions of section

eleven of the lien law.

7. (a) An environmental lien shall continue against the real property

until:

(i) the claim or judgment against the person referred to in

subdivision one of this section for response costs and/or natural

resource damages is satisfied or becomes unenforceable;

(ii) the lien is released by the commissioner pursuant to this

subdivision;

(iii) the lien is discharged by payment of monies into court; or

(iv) the lien is otherwise vacated by court order.

(b) Upon the occurrence of any event under subparagraphs (i) through

(iv) of paragraph (a) of this subdivision, except where the lien is

vacated by court order, the commissioner shall execute the release of an

environmental lien and file the release as provided in subdivision ten

of this section. The commissioner may release an environmental lien

where:

(i) a legally enforceable agreement satisfactory to the commissioner

has been executed relating to the response costs and/or natural resource

damages that are the subject of the lien; or reimbursing the state for

such response costs and/or natural resource damages; or an owner or

operator of the site subject to the lien agrees to perform remedial

work, site management, or other in-kind services of sufficient value to

the commissioner; or

(ii) the attachment or enforcement of the environmental lien is

determined by the commissioner not to be in the public interest.

8. An environmental lien is subject to the rights of any other person,

including an owner, purchaser, holder of a mortgage or security

interest, or judgment lien creditor, whose interest is perfected before

a lien notice has been filed as provided in subdivision ten of this

section.

9. A notice of environmental lien shall state:

(a) that the lienor is the state of New York;

(b) the name of the record owner of the real property on which the

environmental lien has attached;

(c) the real property subject to the lien, with a description thereof

sufficient for identification;

(d) that the real property described in the notice is the property

upon which a disposal of hazardous wastes occurred and that response

costs have been incurred by the lienor and/or that natural resource

damages have been judicially determined to be due to the lienor as a

result of such disposal;

(e) that the owner is potentially liable for response costs and/or

subject to a judgment for natural resource damages pursuant to this

title; and

(f) that an environmental lien has attached to the described real

property.

10. (a) A notice of environmental lien shall be filed in the clerk's

office of the county where the property is situated. If such property is

situated in two or more counties, the notice of environmental lien shall

be filed in the office of the clerk of each of such counties. The notice

of lien shall be indexed by the county clerk in accordance with the

provisions of section ten of the lien law. The notice of lien shall be

served upon the owner of the real property subject to the lien in

accordance with the provisions of section eleven of the lien law.

(b) A release of an environmental lien shall be filed in the clerk's

office of each county where the notice of environmental lien was filed

and shall be indexed in the manner prescribed for indexing environmental

liens.

11. An environmental lien may be enforced against the property

specified in the notice of environmental lien, and an environmental lien

may be vacated or discharged, as prescribed in article three of the lien

law; provided, however, that nothing in this article or in article three

of the lien law shall affect the right of the state to bring an action

to recover response costs and/or natural resource damages under section

one hundred seven of the federal comprehensive environmental response,

compensation, and liability act (42 U.S.C. § 9607 et seq).

12. Amounts received by the commissioner to satisfy all or part of an

environmental lien for response costs shall be deposited in the

department's hazardous waste remedial fund and amounts received to

satisfy all or part of an environmental lien for natural resource

damages shall be deposited in the department's natural resource damages

fund.

13. Environmental windfall liens. (a) A bona fide prospective

purchaser whose liability under this title and/or 42 U.S.C. § 9607 et

seq. arises solely from being considered an owner or operator of such

site shall not be subject to this subdivision as long as the bona fide

prospective purchaser does not impede the performance of a response

action or natural resource restoration.

(b) If there are unrecovered response costs incurred by the department

at an inactive hazardous waste disposal site for which an owner or

operator of the site is not liable by reason of paragraph (a) of this

subdivision, and if each of the conditions described in paragraph (c) of

this subdivision are met, the department shall have an environmental

windfall lien on the facility, or may by agreement with the owner or

operator, obtain from the owner or operator a lien on any other property

or other assurance of payment satisfactory to the department, for the

unrecovered response costs.

(c) The conditions referred to in paragraph (b) of this subdivision

are the following:

(i) A response action for which there are unrecovered costs of the

department is carried out at the inactive hazardous waste disposal site.

(ii) The response action increases the fair market value of the site

above the fair market value of the site before the response action was

initiated.

(d) An environmental windfall lien under paragraph (b) of this

subdivision:

(i) shall be in an amount not to exceed the lesser of:

(A) the incremental increase in fair market value of the property,

above the fair market value before the response action was initiated,

attributable to the response action at the time of a sale or other

disposition of the property; or

(B) any unrecovered response costs not subject to an environmental

lien attached to the property pursuant to subdivision five of this

section;

(ii) shall arise at the time at which costs are first incurred by the

department with respect to a response action at the site; and

(iii) shall be subject to the requirements of subdivisions seven,

eight, nine, ten, eleven, and twelve of this section.

14. (a) Contribution. Any person may seek contribution from any other

person who is liable or potentially liable under this title during or

following any civil action under this section. Such claims shall be

brought in accordance with this section and the civil practice law and

rules, and shall be governed by New York state law. In resolving

contribution claims, the court may allocate response costs among liable

parties using such equitable factors as the court determines are

appropriate. Nothing in this subdivision shall diminish the right of any

person to bring an action for contribution in the absence of a civil

action under this section.

(b) Settlement. A person who has resolved its liability to the state

in an administrative or judicially approved settlement shall not be

liable for claims for contribution regarding matters addressed in the

settlement. Such settlement does not discharge any of the other

potentially liable persons unless its terms so provide, but it reduces

the potential liability of the others by the amount of the settlement.

(c) Persons not party to settlement. (i) If the state has obtained

less than complete relief from a person who has resolved its liability

to the state in an administrative or judicially approved settlement, the

state may bring an action against any person who has not so resolved its

liability.

(ii) A person who has resolved its liability to the state for some or

all of a response action or for some or all of the costs of such action

in an administrative or judicially approved settlement may seek

contribution from any person who is not party to a settlement referred

to in paragraph (b) of this subdivision.

(iii) In any action under this paragraph, the rights of any person who

has resolved its liability to the state shall be subordinate to the

rights of the state.

15. (a) Limitation on claims. No new action under this title may be

commenced for natural resource damages or response costs for an inactive

hazardous waste site that was the subject of any previous action

commenced prior to the effective date of the chapter of the laws of two

thousand twenty-five which added this subdivision, regardless of: the

venue in which such previous action was commenced; the statutory or

common law source of such action, including settlement agreements; the

completeness or totality of permissible recovery of such action; or the

finality of any such action.

(b) Actions for natural resource damages. Except as provided in

paragraphs (d) and (e) of this subdivision, an initial action under this

title for natural resource damages that occurs after the effective date

of the chapter of the laws of two thousand twenty-five which added this

subdivision, shall be commenced within three years after the later of

the following:

(i) the date of the discovery of the loss and its connection with the

release in question; or

(ii) for any facility listed on the federal National Priorities List,

any site listed on the New York state registry of inactive hazardous

waste disposal sites, or any site at which a remedial action under this

chapter is otherwise scheduled: the date of completion of the remedial

action, excluding operation and maintenance activities.

(c) Actions for response costs. An initial action for recovery of

response costs that occurs after the effective date of the chapter of

the laws of two thousand twenty-five which added this subdivision shall

be commenced:

(i) for a removal action, as defined by the department in regulation,

within three years after completion of the removal action, except that

such cost recovery action shall be commenced within six years after a

determination that continued response action is otherwise appropriate

and consistent with the remedial action to be taken for continued

response action; and

(ii) for a remedial action, as defined by the department in

regulation, within six years after initiation of physical on-site

construction of the remedial action, except that, if the remedial action

is initiated within three years after the completion of the removal

action, costs incurred in the removal action may be recovered in the

cost recovery action brought under this subparagraph.

(d) Declaratory judgment. In any such action described in this

subdivision, the court shall enter a declaratory judgment on liability

for response costs or natural resource damages that will be binding on

any subsequent action or actions under this title to recover further

response costs or damages. A subsequent action or actions under this

section for further response costs at the facility or site may be

maintained at any time during the response action, but must be commenced

no later than three years after the date of completion of all response

action. Except as otherwise provided in this paragraph, an action may be

commenced under this section for recovery of costs at any time after

such costs have been incurred.

(e) Limitations on actions. No action for contribution for any

response costs or natural resource damages may be commenced more than

three years after:

(i) the date of judgment in any action under this section for recovery

of such costs or damages; or

(ii) the date of a judicially approved settlement with respect to such

costs or damages.

§ 27-1329 — Abatement actions

Abatement actions.

1. (a) Maintenance, jurisdiction, etc. When the commissioner, after

investigation, determines that there may be an imminent danger to the

health or welfare of the people of the state or the environment, or an

actual or threatened release of hazardous waste from an inactive

hazardous waste disposal site, as defined in clauses (i) and (ii),

respectively, of subparagraph one of paragraph b of subdivision two of

section 27-1305 of this title, is resulting in or is likely to result in

irreversible or irreparable damage to natural resources, the

commissioner may request the attorney general to secure such relief as

may be necessary to abate such danger or threat and to grant such relief

as the public interest and the equities of the case may require. The

commissioner may issue such orders as may be necessary to protect public

health and welfare and the environment, provided the commissioner has a

reasonable belief that persons responsible for implementing such orders

have adequate financial resources to comply, there is evidence

sufficient to support liability of such person, and the department has

made all reasonable efforts to secure voluntary agreement of such person

to abate the imminent danger or threat.

(b) Any such person may request a meeting with the department to

discuss reconsideration of an order, within five business days of

receiving such order, if such person believes they are not liable. Such

request shall include a description of the reason why such person

believes they are not liable and any supporting documentation. The

department shall make all practicable efforts to hold such meeting

within five business days of receiving such request and shall consider

its evidence of such person's liability in light of any information and

documentation provided.

(c) Any such order issued by the commissioner shall be a final

determination of the department and subject to challenge pursuant to

article seventy-eight of the civil practice law and rules.

(d) No action may be taken under paragraph (a) of this subdivision

against a bona fide prospective purchaser, as defined in subdivision

five of section 27-1323 of this title.

2. Fines; reimbursement. (a) Any person who, without sufficient cause,

fails or refuses to comply with any order of the commissioner under

subdivision one of this section may, in an action brought in the

appropriate court of competent jurisdiction to enforce such order, be

fined not more than thirty-seven thousand five hundred dollars for each

day in which such violation occurs or such failure to comply continues.

(b) (i) Any person who receives and complies with the terms of any

order issued under subdivision one of this section may, within sixty

days after completion of the required action, petition the commissioner

for reimbursement from the hazardous waste remedial fund pursuant to

section ninety-seven-b of the state finance law for the reasonable costs

of such action, plus interest. Any interest payable under this

subparagraph shall accrue on the amounts expended from the date of

expenditure at the same rate as specified for interest on investments of

the hazardous substance superfund established under subchapter A of

chapter 98 of title 26 of the federal comprehensive environmental

response, compensation, and liability act.

(ii) If the commissioner refuses to grant all or part of a petition

made under this paragraph, the petitioner may within thirty days of

receipt of such refusal file an action against the department pursuant

to article seventy-eight of the civil practice law and rules.

(iii) Except as provided in subparagraph (iv) of this paragraph, to

obtain reimbursement, the petitioner shall establish by a preponderance

of the evidence that such petitioner is not liable for response costs

under section 27-1313 of this title and that costs for which such

petitioner seeks reimbursement are reasonable in light of the action

required by the relevant order.

(iv) A petitioner under subparagraph (i) of this paragraph may also

recover its reasonable costs of response to the extent that such

petitioner can demonstrate, on the administrative record, that the

commissioner's decision in selecting the response action ordered was

arbitrary and capricious or was otherwise not in accordance with law.

Reimbursement awarded under this subparagraph shall include all

reasonable response costs incurred by the petitioner pursuant to the

portions of the order found to be arbitrary and capricious or otherwise

not in accordance with law.

(v) Reimbursement awarded by a court under subparagraph (iii) or (iv)

of this paragraph may include appropriate costs, fees, and other

expenses in accordance with section eighty-six hundred one of the civil

practice law and rules.

3. The commissioner shall provide notice of the provisions of this

section to known responsible persons at sites listed in clauses (i) and

(ii) of subparagraph one of paragraph b of subdivision two of section

27-1305 of this title, within six months of the effective date of the

chapter of the laws of two thousand twenty-five which added this

section, if the commissioner intends to issue an order to such

responsible persons. No such orders shall be issued within a one-year

period after the effective date of the chapter of the laws of two

thousand twenty-five which added this section.

§ 27-1331 — Community participation

Community participation.

1. To facilitate an inactive hazardous waste disposal site remedial

program and enable community members to participate more fully in

decisions that affect their community, the department shall provide

opportunities for community involvement and shall consult with the

public throughout that process, before the department forms or adopts

final positions. The primary goals of the community participation

program at sites are to facilitate two-way communication between the

department and individuals, groups, and organizations that have

expressed interest in or are affected by the site or the site's remedial

program, with a special focus on sites in disadvantaged communities and

to take into account the community's interests in the decision-making

process associated with the remediation of sites.

2. All inactive hazardous waste disposal site remedial programs shall

include community participation activities which, at a minimum, shall

include, but are not limited to, the preparation of a community

participation plan, establishment of a document repository, and public

notice to interested individuals and groups with a prescribed comment

period at select milestones.

3. The design of each community participation plan, including the

level of community involvement and the tools utilized, shall take into

account the scope and scale of the proposed inactive hazardous waste

disposal site remedial program, local interest and history, location

within a disadvantaged community, and other relevant factors. While

retaining flexibility to tailor each plan to each site, community

participation plans shall embody the following principles of meaningful

community participation:

a. opportunities for community involvement should be provided as early

as possible in the decision-making process prior to the selection of a

preferred course of action by the department and/or the responsible

person;

b. activities proposed in such plan should be as reflective of the

diversity of interests and perspective found within the community as

possible, allowing the public the opportunity to have their views heard

and considered, which may include opportunities for dialogue; and

c. full, timely, and accessible disclosure and sharing of information

by the department shall be provided, including the provision of

technical data and the assumptions upon which any analyses are based.

4. Each community participation plan shall include the following

minimum elements:

a. an inactive hazardous waste disposal site remedial program site

contact list;

b. the name and address of a document repository and proof of

acceptance of this designation by the repository;

c. overview of the site's history and contamination issues, including

the nature of threats to public health and the environment, once known;

d. identification of major issues of public concern related to the

site and a description of any interim actions planned or taken to

address the issues, if appropriate;

e. a description of the phases of the major elements of the inactive

hazardous waste disposal site remedial program;

f. a description of community participation activities conducted or

planned relative to the inactive hazardous waste disposal site; and

g. a description of any additional community participation activities

needed to address public concerns.

5. All community participation plans will be subject to department

review and approval. The citizen participation plan shall be updated

during the implementation of the inactive hazardous waste disposal site

remedial program.

6. Document repository. A document repository shall be established at

a location accessible to the public where they can review the inactive

hazardous waste disposal site remedial program documents, and an

electronic repository shall also exist on the department's website.

a. Documents shall be placed in the repository, which are:

(i) approved by the department; or

(ii) otherwise designated by the department for inclusion.

b. The responsible person shall make available to the department all

appropriate documents for inclusion in the repository.

TITLE 14 Brownfield Cleanup Program

§ 27-1401 — Short title

Short title.

This title shall be known and may be cited as the "Brownfield Cleanup

Program".

§ 27-1403 — Declaration of policy and findings of fact

Declaration of policy and findings of fact.

The legislature hereby finds that there are thousands of abandoned and

likely contaminated properties that threaten the health and vitality of

the communities they burden, and that these sites, known as brownfields,

are also contributing to sprawl development and loss of open space. It

is therefore declared that, to advance the policy of the state of New

York to conserve, improve, and protect its natural resources and

environment and control water, land, and air pollution in order to

enhance the health, safety, and welfare of the people of the state and

their overall economic and social well being, it is appropriate to adopt

this act to encourage persons to voluntarily remediate brownfield sites

for reuse and redevelopment by establishing within the department a

statutory program to encourage cleanup and redevelopment of brownfield

sites. All remedies shall be fully protective of public health and the

environment including, but not limited to, groundwater according to its

classification pursuant to section 17-0301 of this chapter. A remedial

program that achieves a permanent cleanup of a contaminated site,

including the restoration of groundwater to its classified use, is to be

preferred over a remedial program that does not do so. It is the intent

of the legislature that the provisions of this brownfield cleanup

program shall not be construed as limiting or otherwise affecting any

authority conferred upon the department by any other provision of law.

§ 27-1405 — Definitions

Definitions.

1. "Applicant" shall mean a person whose request to participate in the

brownfield cleanup program under this title has been accepted by the

department:

(a) "Participant" shall mean an applicant who either: (i) was the

owner of the site at the time of the disposal or discharge of

contaminants or (ii) is otherwise a person responsible according to

applicable principles of statutory or common law liability, unless such

person's liability arises solely as a result of such person's ownership

or operation of or involvement with the site subsequent to the disposal

or discharge of contaminants.

(b) "Volunteer" shall mean an applicant other than a participant,

including without limitation a person whose liability arises solely as a

result of such person's ownership or operation of or involvement with

the site subsequent to the disposal or discharge of contaminants,

provided however, such person exercises appropriate care with respect to

contamination found at the facility by taking reasonable steps to:

(i) stop any continuing release;

(ii) prevent any threatened future release; and

(iii) prevent or limit human, environmental, or natural resource

exposure to any previously released contamination.

2. "Brownfield site" or "site" shall mean any real property where a

contaminant is present at levels exceeding the soil cleanup objectives

or other health-based or environmental standards, criteria or guidance

adopted by the department that are applicable based on the reasonably

anticipated use of the property, in accordance with applicable

regulations. Such term shall not include real property:

(a) listed in the registry of inactive hazardous waste disposal sites

under section 27-1305 of this article at the time of application to this

program and given a classification as described in subparagraph one or

two of paragraph b of subdivision two of section 27-1305 of this

article; provided, however, real property listed in the registry of

inactive hazardous waste disposal sites under subparagraph two of

paragraph b of subdivision two of section 27-1305 of this article, where

such real property is owned by a volunteer or under contract to be

transferred to a volunteer, shall not be deemed ineligible to

participate, provided that, prior to the site being accepted into the

brownfield cleanup program, the department has not identified any

responsible party for that property having the ability to pay for the

investigation or cleanup of the property and further provided that the

status of any such site as listed in the registry shall not be altered

prior to the issuance of a certificate of completion pursuant to section

27-1419 of this title. The department's assessment of eligibility under

this paragraph shall not constitute a finding concerning liability with

respect to the property;

(b) listed on the national priorities list established under authority

of 42 U.S.C. section 9605;

(c) subject to an enforcement action under title seven or nine of this

article, or permitted or required to be permitted as a treatment,

storage or disposal facility; provided, that nothing herein contained

shall be deemed otherwise to exclude from the scope of the term

"brownfield site" a hazardous waste treatment, storage or disposal

facility having interim status according to regulations promulgated by

the commissioner and provided further that real property owned by a

volunteer or under contract to be transferred to a volunteer shall not

be deemed ineligible to participate provided that, prior to the site

being accepted into the brownfield cleanup program, the department has

not identified any responsible party for that property having the

ability to pay for the investigation or cleanup of the property;

(d) subject to an order for cleanup pursuant to article twelve of the

navigation law or pursuant to title ten of article seventeen of this

chapter except such property shall not be deemed ineligible if it is

subject to a stipulation agreement; or

(e) subject to any other on-going state or federal environmental

enforcement action related to the contamination which is at or emanating

from the site subject to the present application.

3. "Brownfield site contact list" shall mean a list of persons,

government agencies, groups, or organizations, including, but not

limited to the chief executive officer and zoning board of each county,

city, town and village in which such site is located, in a city with a

population of one million or more, any community board in which such

site is located, the public water supplier which serves the area in

which such site is located, any site residents, any person who has

requested to be placed on the site contact list, and the administrator

of any school or day care facility located on the site for the purposes

of posting and/or dissemination at the facility. For the purposes of

this section "water supplier" means any public water system as such term

is defined for the purposes of the sanitary code of the state of New

York as authorized by section two hundred twenty-five of the public

health law. Provided, however, that where the site or adjacent real

property contains multiple dwelling units, the applicant shall work with

the department to develop an alternative method for providing such

notice in lieu of mailing to each individual.

4. "Brownfield site cleanup agreement" shall mean an agreement

executed in accordance with section 27-1409 of this title by an

applicant and the department for the purpose of completing a brownfield

site remedial program.

5. "Brownfield site remedial program" or "remedial program" shall mean

all remedial activities or actions undertaken to eliminate, remove,

treat, abate, control, manage, or monitor contamination at or emanating

from a brownfield site, including, but not limited to, the following:

(a) remedial investigation and remedy selection activities needed to

develop such a program;

(b) design activities;

(c) construction activities including without limitation grading,

contouring, trenching, grouting, capping, excavating, transporting,

incinerating, thermally treating, chemically treating, biologically

treating, constructing leachate collection and treatment systems or

application of innovative technologies approved by the department;

(d) interim remedial measures;

(e) post-construction operation, maintenance, and monitoring;

(f) restoration of the environment;

(g) involvement by local governments of jurisdiction and by the

general public; or

(h) oversight by the department.

6. "Citizen participation plan" shall mean the description of citizen

participation activities prepared and carried out pursuant to section

27-1417 of this title.

7. "Concentrated solid or semi-solid hazardous wastes" shall mean

solid or semi-solid hazardous wastes present in surface or subsurface

soil, surface water or groundwater in a concentrated form, such as

precipitated metallic salts, metal oxides, or chemical sludges.

7-a. "Contaminant" shall mean hazardous waste and/or petroleum as such

terms are defined in this section.

8. "Contamination" or "contaminated" shall mean the presence of a

contaminant in any environmental media, including soil, surface water,

groundwater, air, or indoor air.

9. "Dense non-aqueous phase liquid" or "DNAPL" shall mean a hazardous

waste that is a liquid that is denser than water and does not dissolve

or mix easily in water.

10. "Document repository" shall mean a repository of brownfield site

remedial program documents approved by the department or released for

public notice established in a publicly accessible building near the

location of such site.

11. "Engineering control" shall mean any physical barrier or method

employed to actively or passively contain, stabilize, or monitor

contamination, restrict the movement of contamination to ensure the

long-term effectiveness of a remedial program, or eliminate potential

exposure pathways to contamination. Engineering controls include, but

are not limited to, pavement, caps, covers, subsurface barriers, vapor

barriers, slurry walls, building ventilation systems, fences, access

controls, provision of alternative water supplies via connection to an

existing public water supply, adding treatment technologies to such

water supplies, and installing filtration devices on private water

supplies.

12. "Feasible" shall mean suitable to site conditions, capable of

being successfully carried out with available technology, implementable

and cost effective.

13. "Financial assurance" shall include but not be limited to surety

bonds, trust funds, letters of credit, insurance or a multiple of

financial mechanisms as determined to be adequate by the department.

14. "Free product" shall mean an immiscible non-aqueous phase liquid,

other than a dense non-aqueous phase liquid present as a liquid in

surface or sub-surface soil, surface water or groundwater in a

potentially mobile state.

15. "Grossly contaminated soil" shall mean soil which contains free

product or residual contamination which is identifiable either visually,

through the perception of odor, by elevated contaminant vapor levels, by

field instrumentation, or is otherwise readily detectable.

16. "Groundwater" shall mean water below the land surface in a

saturated zone of soil or rock. This includes perched water separated

from the main body of groundwater by an unsaturated zone.

17. "Hazardous waste" shall mean a hazardous waste as defined in

section 27-1301 of this article.

18. "Institutional control" shall mean any non-physical means of

enforcing a restriction on the use of real property that limits human or

environmental exposure, restricts the use of groundwater, provides

notice to potential owners, operators, or members of the public, or

prevents actions that would interfere with the effectiveness of a

remedial program or with the effectiveness and/or integrity of

operation, maintenance, or monitoring activities at or pertaining to a

brownfield site.

19. "Interim remedial measures" shall mean activities to address both

emergency and non-emergency site conditions, which can be undertaken

without extensive investigation and evaluation, to prevent, mitigate, or

remedy environmental damage or the consequences of environmental damage

attributable to a site, including but not limited to, the following

activities: construction of diversion ditches, collection systems, free

product recovery systems, or leachate collection systems; construction

of fences or other barriers; installation of water filters; provision of

alternative water systems; the removal of free product; or plume

control.

20. "Light Non Aqueous Phase Liquid" or "LNAPL" shall mean a

contaminant that is a liquid that is lighter than water and does not

dissolve or mix easily in water.

21. "Municipality" shall mean a local public authority or public

benefit corporation, a county, city, town, village, school district,

supervisory district, district corporation, improvement district within

a county, city, town or village or Indian nation or tribe recognized by

the United States with a reservation wholly or partly within the

boundaries of the state, or any combination thereof.

22. "Newspaper notice" shall mean the placement of a prominently

located, paid newspaper advertisement in the community bulletin section

or similar local section of a newspaper of general circulation in the

vicinity of the brownfield site which is the subject of the notice. Such

notice shall be in English and in any other language spoken by

significant numbers of people within the community.

23. "Non-aqueous phase liquid" shall mean a liquid that does not

dissolve or mix easily in water.

24. "Off-site contamination" shall mean any contamination which has

emanated from a brownfield site beyond the real property boundaries of

such site, via movement through air, indoor air, soil, surface water or

groundwater.

25. "On-site contamination" shall mean any contamination located

within the real property boundaries of a brownfield site.

26. "Permanent cleanup" or "permanent remedy" shall mean a cleanup or

remedy that would allow a site to be used for any purpose without

restriction and without reliance on the long-term employment of

institutional or engineering controls.

27. "Petroleum" shall have the meaning set forth in section one

hundred seventy-two of the navigation law.

28. "Residual contamination" shall mean contamination remaining as a

solid, semi-solid or immiscible liquid in surface or subsurface soil,

geologic matrix pore spaces or fractures and held in place by capillary

forces or other physical or chemical forces that will not drain from the

formation.

29. "Affordable housing project" shall mean (a) a project as shall be

defined in regulation by the department, after consultation with the

division of housing and community renewal, which shall at a minimum,

establish the percentage of units in the project that must be below a

defined percentage of the area median income; or (b) a project situated

on a brownfield site that demonstrates the project is the subject of a

determination by a federal, state or local government housing agency

that all or a portion of the project or site will qualify for benefits,

including but not limited to real property taxation exemptions, is or

will be eligible under an affordable housing program which requires that

a percentage of residential rental or home ownership dwelling units be

dedicated to tenants or homeowners at a defined maximum percentage or

percentages of area median income based on the occupants' households

annual gross income. Such federal, state or local affordable housing

program shall confer a benefit to the project. For the purposes of this

subdivision, the term "benefit" shall be broadly construed, and shall

include, but not be limited to, tax benefits, including real estate tax

benefits, tax credits, bond financing, subsidy financing, and zoning

variances or waivers. Further, the department may by regulation, after

consulting with the division of housing and community renewal, exclude

specific benefits from qualifying pursuant to this subdivision. To

demonstrate eligibility under this subdivision, the project must present

a certification of compliance or other evidence of eligibility by a

federal, state, or local government affordable housing agency that such

project is an affordable housing project. For purposes of this

subdivision, "area median income" shall mean the area median income for

the primary metropolitan statistical area or for the county if located

outside a metropolitan statistical area, as determined by the United

States department of housing and urban development or its successor for

a family of four, as adjusted for family size.

30. "Underutilized" shall be defined in regulation by the department,

after consultation with the business community and the city of New York.

Such regulations shall be adopted no later than October first, two

thousand fifteen and take into consideration the existing use of a

property relative to allowable development under zoning, the need for

substantial government assistance to redevelop and other relevant

factors.

31. "Upside down" shall mean a property where the projected and

incurred cost of the investigation and remediation which is protective

for the anticipated use of the property equals or exceeds seventy-five

percent of its independent appraised value, as of the date of submission

of the application for participation in the brownfield cleanup program,

developed under the hypothetical condition that the property is not

contaminated.

32. "Disadvantaged community" shall mean a community that is

identified pursuant to section 75-0111 of this chapter.

33. "Renewable energy facility site" shall mean real property: (a)

that is used for a renewable energy system, as defined in section

sixty-six-p of the public service law; or (b) any co-located system

storing energy generated from such a renewable energy system prior to

delivering it to the bulk transmission, sub-transmission, or

distribution system.

§ 27-1407 — Request for participation

Request for participation.

1. A person who seeks to participate in this program shall submit a

request to the department on a form provided by the department. Such

form shall include information to be determined by the department

sufficient to allow the department to determine eligibility and the

current, intended and reasonably anticipated future land use of the site

pursuant to section 27-1415 of this title. Any such person shall submit

an investigation report sufficient to demonstrate that the site requires

remediation in order to meet the remedial requirements of this title.

1-a. If the person is also seeking a determination that the site is

eligible for the tangible property credit component of the brownfield

redevelopment tax credit pursuant to paragraph three of subdivision (a)

of section twenty-one of the tax law for a site located in a city having

a population of one million or more, such person shall submit

information sufficient to demonstrate that: (a) at least half of the

site area is located in an environmental zone as defined in section

twenty-one of the tax law; (b) the property is upside down or

underutilized; (c) the project is an affordable housing project; (d) the

project is within a disadvantaged community, within a designated

brownfield opportunity area, and meets the conformance determinations

pursuant to subdivision ten of section nine hundred seventy-r of the

general municipal law; or (e) the project is being developed as a

renewable energy facility site. An applicant may request an eligibility

determination for tangible property credits at any time from application

until the site receives a certificate of completion pursuant to section

27-1419 of this title except for sites seeking eligibility under the

underutilized category.

Sites are not eligible for tangible property tax credits if: (a) the

contamination from ground water or soil vapor is solely emanating from

property other than the site subject to the present application; or (b)

the department has determined that the property has previously been

remediated pursuant to titles nine, thirteen and fourteen of this

article, title five of article fifty-six of this chapter and article

twelve of the navigation law such that it may be developed for its then

intended use.

2. If the person chooses, such person may also submit a work plan for

a site investigation or a final report describing the results of an

investigation that meets the requirements of this article.

3. The department shall notify the person requesting participation in

this program within thirty days after receiving such request that such

request is either complete or incomplete. In the event the application

is determined to be incomplete the department shall specify in writing

the missing necessary information required pursuant to this article to

complete the application and shall have ten days after receipt of the

missing information to issue a written determination if the application

is complete.

4. Upon the receipt of an application, the department shall notify the

administrator of the New York environmental protection and spill

compensation fund to determine whether such person has been identified

as responsible for cleanup and removal costs for the discharge of

petroleum at or emanating from the brownfield site for which the person

is seeking participation and whether there is an outstanding claim

against such person pursuant to article twelve of the navigation law.

The administrator shall notify the department and the person within

thirty days of such notice of any outstanding claim by the fund against

such person at the brownfield site for which the person is seeking

participation.

5. Upon the determination that the application is complete, the

department shall commence a thirty day comment period and place a

notification of receipt of request to participate in this program in the

environmental notice bulletin and provide newspaper notice. The

department shall also provide notice thereof in writing to the chief

executive officer and zoning board of each county, city, town and

village in which such brownfield site is located, residents on and/or

adjacent to the site, the public water supplier which services the area

in which such brownfield site is located, any person who has requested

to be placed on the brownfield site contact list and the administrator

of any school or day care facility located on and/or adjacent to the

site for the purposes of posting and/or dissemination at the facility.

For purposes of this section "water supplier" means any public water

system as such term is defined for the purposes of the sanitary code of

the state of New York as authorized by section two hundred twenty-five

of the public health law. Provided, however, that where the site or

adjacent real property contains multiple dwelling units, the person

shall work with the department to develop an alternative method for

providing such notice in lieu of mailing to each individual.

6. The department shall use all best efforts to expeditiously notify

the applicant within forty-five days after receiving a complete

application for participation that such request is either accepted or

rejected, and, for any applicant seeking to receive the tangible

property credit component of the brownfield redevelopment tax credit

pursuant to paragraph three of subdivision (a) of section twenty-one of

the tax law, shall concurrently notify the applicant whether the

criteria for receiving such component as set forth in subdivision one of

this section have been met.

7. In the event a final investigation report describing the results of

an investigation that meets the requirements of this article was

submitted with the application, the person shall establish a document

repository, notify individuals on the brownfield site contact list, and

provide for a thirty day comment period. Within sixty days after

receiving a person's application the commissioner shall inform the

person in writing that the investigation is complete or that the

investigation is incomplete and specify the missing necessary

information required pursuant to this article to complete the

investigation and/or the final investigation report.

8. The department shall reject such request if:

(a) the department determines that the request is for real property

which does not meet the requirements of a brownfield site as defined in

this title; or

(b) there is an action or proceeding relating to the brownfield site

against the person who is requesting participation that is pending in

any civil or criminal court in any jurisdiction, or before any state or

federal administrative agency or body, wherein the state or federal

government seeks the investigation, removal, or remediation of

contamination or penalties;

(c) there is an order providing for the investigation, removal, or

remediation of contamination relating to the brownfield site against the

person who is requesting participation; or

(d) The person requesting participation is subject to an outstanding

claim as provided in subdivision four of this section.

9. The department may reject such request for participation if the

department determines that the public interest would not be served by

granting such request. The department shall consider factors, including

but not limited to, the following:

(a) The person has been determined in an administrative, civil or

criminal proceeding to have violated any provision of this article, any

related order or determination of the commissioner, any regulation

promulgated pursuant to this article, or any similar statute,

regulation, order of the federal or other state government.

(b) The person has been denied entry into this program based upon one

or more of the provisions of this subdivision, or a similar provision of

federal or other state law.

(c) The person has been found in a civil proceeding to have committed

a negligent or intentionally tortious act, or has been convicted in a

criminal proceeding of a criminal act involving the handling, storing,

treating, disposing or transporting of contaminants.

(d) The person has been convicted of a criminal offense under the laws

of any state or of the United States which involves a violent felony

offense, fraud, bribery, perjury, theft, or an offense against public

administration as that term is used in article one hundred ninety-five

of the penal law.

(e) The person has in any matter within the jurisdiction of the

department knowingly falsified or concealed a material fact or knowingly

submitted a false statement or made use of or made a false statement on

or in connection with any document or application submitted to the

department.

(f) The person is either:

(1) an individual who had a substantial interest in or acted as a high

managerial agent or director for any corporation, partnership,

association or organization which committed an act or failed to act, and

such act or failure to act could be the basis for the denial of a

request for participation pursuant to this section or regulations

promulgated thereunder if such corporation, partnership, association or

organization submitted a request under this title;

(2) a corporation, partnership, association, organization, or any

principal thereof, or any person holding a substantial interest therein,

which committed an act or failed to act, and such act or failure to act

could be the basis for the denial of a request for participation

pursuant to this section or regulations promulgated thereunder if such

corporation, partnership, association or organization submitted a

request under this title; or

(3) a corporation, partnership, association or organization or any

high managerial agent or director thereof, or any person holding a

substantial interest therein, acting as high managerial agent or

director for or holding a substantial interest in another corporation,

partnership, association or organization which committed an act or

failed to act, and such act or failure to act could be the basis for the

denial of a request for a participation pursuant to this section or

regulations promulgated thereunder had such other corporation,

partnership, association or organization submitted a request under this

title.

(g) The person's participation in any remedial program under the

department's oversight was terminated by the department or by a court

for failure to substantially comply with an agreement or order.

For the purposes of this subdivision, "high managerial agent" has the

same meaning as is given that term in section 20.20 of the penal law,

and "substantial interest" shall be defined in regulations promulgated

by the commissioner.

§ 27-1409 — Brownfield site cleanup agreement

Brownfield site cleanup agreement.

The agreement shall include, but not be limited to, the following

provisions:

1. One describing the boundaries of the real property that is subject

to the brownfield site cleanup agreement;

2. One requiring: (a) the participant to pay for state costs,

including the recovery of state costs incurred before the effective date

of such agreement; provided, however, that such costs may be based on a

reasonable flat-fee for oversight, which shall reflect the projected

future state costs incurred in negotiating and overseeing implementation

of such agreement; and

(b) with respect to a brownfield site which the department has

determined constitutes a significant threat to the public health or

environment the department may include a provision requiring the

applicant to provide a technical assistance grant, as described in

subdivision four of section 27-1417 of this title and under the

conditions described therein, to an eligible party in accordance with

procedures established under such program, with the cost of such a grant

incurred by a volunteer serving as an offset against such state costs;

3. One setting forth a process for resolving disputes arising from the

evaluation, analysis, and oversight of the implementation of the work

plan as described;

4. One requiring an indemnification provision which holds the state

harmless from any claim, suit, action, and cost of every name and

description arising out of or resulting from the fulfillment or

attempted fulfillment of the agreement, except for those claims, suits,

actions, and costs arising from the state's gross negligence or willful

or intentional misconduct;

5. One authorizing the department to terminate a brownfield site

cleanup agreement at any time during the implementation of such

agreement if the applicant implementing such agreement fails to

substantially comply with such agreement's terms and conditions;

6. One stating that the department may exempt the applicant from the

requirement to obtain any state or local permit or other authorization

pursuant to section 27-1429 of this title;

7. One stating that the department shall not consider the applicant an

operator of such brownfield site based solely upon execution or

implementation of such brownfield site cleanup agreement for purposes of

remediation liability;

8. One requiring that the applicant conduct investigation and/or

remediation activities pursuant to one or more work plans which are

approved by the department;

9. One requiring the preparation and implementation of a citizen

participation plan consistent with the requirements of this title as

soon as possible following execution of the agreement but no later than

prior to the preparation of a draft remedial investigation plan by the

applicant which shall include a description of citizen participation

activities already performed by the applicant and/or the department;

10. One requiring a waiver by the applicant, effective upon the

execution of the brownfield site cleanup agreement, any right such

applicant has or may have to make a claim against the state of New York

pursuant to article twelve of the navigation law with respect to the

brownfield site, and a release of the New York environmental protection

and spill compensation fund from any and all legal or equitable claims

or causes of action that such applicant may have as a result of entering

into a brownfield site cleanup agreement or fulfilling a brownfield site

remedial program at such site; and

11. The inclusion of other conditions considered necessary by the

department concerning the effective and efficient implementation of this

title;

12. Nothing in this section shall prohibit or limit the department

from terminating a brownfield site cleanup agreement at any time during

its implementation if the applicant fails to comply substantially with

such agreement's terms and conditions.

13. After acceptance by the department, an executed brownfield cleanup

agreement shall be submitted and returned to the department with payment

of a nonrefundable program fee in the amount of fifty thousand dollars,

which shall be deposited to the credit of the oversight and assistance

account of the hazardous waste remedial fund pursuant to section

ninety-seven-b of the state finance law. The department shall waive such

fee upon a demonstration of financial hardship by the applicant. To

demonstrate financial hardship the applicant must show but for the

program fee, remediation of the brownfield site would not be

economically viable. When evaluating financial hardship, the department

will consider whether the applicant has waived their rights to tax

credits, whether the location of the proposed brownfield site is in a

disadvantaged community or the proposed brownfield site is being

developed as an affordable housing project, the assets and income of the

applicant, and any other factors deemed relevant. The department shall

establish regulations governing the demonstration of financial hardship.

Program fees shall not qualify for any of the tax credits available for

brownfield sites under sections twenty-one, twenty-two, and twenty-three

of the tax law.

§ 27-1411 — Work plan requirements

Work plan requirements.

1. A remedial investigation work plan shall provide for the

investigation and characterization of the nature and extent of the

contamination within the boundaries of the brownfield site; provided,

however, a participant shall also be required to fully investigate and

characterize the nature and extent of contamination emanating from such

site; and a volunteer must perform a qualitative exposure assessment

pursuant to subdivision two of section 27-1415 of this title regarding

contamination emanating from such site. Such work plan shall require

that the applicant cause a final report to be prepared and submitted to

the department that identifies the investigation activities completed

pursuant to such work plan. Such final report, at a minimum, shall:

(a) Fully characterize the nature and extent of contamination at the

brownfield site; a participant shall also fully characterize the nature

and extent of contamination that has emanated from the brownfield site;

and a volunteer shall describe the findings of the off-site exposure

assessments;

(b) State whether the completed investigation has demonstrated that

conditions at the brownfield site (1) require remediation in order to

meet the remedial requirements of this title; or (2) meet the

requirements of this title without necessity for remediation;

(c) Within twenty days of the completion of the final report the

department shall make a final determination regarding whether the site

poses a significant threat based on criteria promulgated pursuant to

title thirteen of this article; and

(d) For it to be determined that the requirements of this title have

been met without the necessity for remediation, an alternatives analysis

pursuant to section 27-1413 of this title must support such

determination for all sites which do not meet the requirements in Track

1 for unrestricted use and the department must have made a final

determination that the site does not pose a significant threat.

2. A remedial work plan shall provide for the development and

implementation of a remedial program for such contamination within the

boundaries of such brownfield site; provided, however, that a

participant shall also be required to provide in such work plan for the

development and implementation of a remedial program for contamination

that has emanated from such site.

3. Interim remedial measures. (a) Interim remedial measure work plan.

For interim remedial measures that are not emergency response actions an

interim remedial measure work plan shall be prepared by the applicant

containing such provisions as the department deems appropriate.

(b) Interim remedial measure report. For interim remedial measures

that are not emergency response actions, an interim remedial measure

report must be prepared and submitted to the department which shall

include a description of all interim remedial measures completed

pursuant to the interim remedial measure work plan.

4. The commissioner shall use all best efforts to expeditiously

approve, modify, or reject a proposed work plan within forty-five days

from its receipt or within fifteen days of the close of the comment

period, whichever is later.

(a) If the commissioner rejects a proposed work plan, the commissioner

shall notify the applicant and specify the reasons for rejecting same.

(b) If the commissioner approves or modifies such proposed work plan,

the commissioner shall notify the applicant, in writing, that the

proposed work plan has been approved or modified. If the commissioner

requires a modification, the applicant may agree to modify such proposed

work plan or withdraw it from consideration.

5. Within six months of the determination that a site poses a

significant threat, in the event that the applicant is a volunteer, the

department shall bring an enforcement action against any parties known

or suspected to be responsible for contamination (other than such

volunteer) at or emanating from the site according to applicable

principles of statutory or common law liability. If such action cannot

be brought, or does not result in the initiation of a remedial program

by such party or parties at such site, the department shall use best

efforts to begin a remedial program to perform the remediation of

off-site contamination at such site within one year of the completion of

such enforcement action or the completion of the volunteer's on-site

remedial program, whichever is later. The state shall use moneys from

the hazardous waste remedial fund established pursuant to section

ninety-seven-b of the state finance law, and/or from the New York

environmental protection and spill compensation fund established

pursuant to section one hundred seventy-nine of the navigation law, as

appropriate, to undertake the investigation and/or remediation of such

contamination. The state's costs incurred relative to such off-site

contamination shall be recoverable by the state from the person or

persons responsible.

6. An applicant shall include with every report submitted to the

department a schedule for the submission of any subsequent work plan

required to meet the requirements of this title.

§ 27-1413 — Alternatives analysis

Alternatives analysis.

1. For sites proposed to be remediated under Track 1 pursuant to

section 27-1415 of this title, the applicant shall develop and evaluate

at least one remedial alternative.

2. For all other sites, the applicant shall develop and evaluate at

least two remedial alternatives, one of which would achieve a Track 1

cleanup. The department shall have the discretion to require the

evaluation of additional alternatives at a site that has been determined

to pose a significant threat. The applicant shall submit the

alternatives analysis as a part of the remedial work plan to the

department for review, approval, modification or rejection.

3. Unless the applicant has elected to remediate the site to Track 1,

the department may require the applicant, as a condition of continuing

under this program, to develop and evaluate a Track 2 cleanup pursuant

to section 27-1415 of this title for such non-significant threat site

upon due consideration of the following factors:

(a) the degree to which the remedy selection criteria would be better

satisfied by a Track 2 cleanup;

(b) the degree of impact a Track 2 cleanup would have on the

applicant's ability to successfully cleanup and/or redevelop the

property;

(c) the benefit to the environment to be realized by the expeditious

remediation of the property; and

(d) the economic benefit to the state to be realized by the

expeditious remediation of the property.

4. For sites that the department has determined constitute a

significant threat, the department shall select the remedy from a

department-approved alternatives analysis prepared by the applicant.

5. For sites that the department has determined do not constitute a

significant threat, the applicant may select the remedy from a

department-approved alternatives analysis, which analysis shall contain

at least two remedial alternatives as set forth in subdivision two of

this section. Provided, however, that where the department has required

the applicant to develop and evaluate a Track 2 cleanup, the department

shall have the discretion to, as a condition of continuing under this

program, require the applicant to implement such remedy.

§ 27-1415 — Remedial program requirements

Remedial program requirements.

1. Remedial programs. All remedial programs shall be protective of

public health and the environment including but not limited to

groundwater according to its classification pursuant to section 17-0301

of this chapter; drinking water, surface water and air (including indoor

air); sensitive populations, including children; and ecological

resources, including fish and wildlife. In all cases, the target risk of

residual contamination at a site shall not exceed an excess cancer risk

of one in one million for carcinogenic end points and a hazard index of

one for non-cancer end points.

2. Investigation. (a) Remedial investigation. A remedial investigation

shall fully characterize the nature and extent of contamination at

and/or emanating from a brownfield site. Such investigation shall

emphasize data collection and sampling and monitoring, as necessary, and

includes but is not limited to: characterization of site geologic and

hydrogeologic conditions, including groundwater flow, contaminant

movement, and the response of the groundwater system to extraction; and

assessment of the existing and potential impact of groundwater

contamination on private or community water supply wells, surface water

quality, air quality, and indoor air quality.

(b) Qualitative exposure assessment. A qualitative exposure assessment

shall qualitatively determine the route, intensity, frequency, and

duration of actual or potential exposures of humans, fish and wildlife

to contaminants. Such assessment must analyze the nature and size of the

population currently exposed or which may reasonably be expected to be

exposed to the contaminants that are present at or emanating from a

site, and shall include a determination of the reasonably anticipated

future land use of the site and affected off-site areas and the

reasonably anticipated future groundwater use. A qualitative exposure

assessment consists of characterizing the exposure setting, identifying

current and reasonably foreseeable exposure pathways, and evaluating

contaminant fate and transport. Some off-site field investigation to

identify and sample any potential areas of contamination may be required

to support the exposure assessment.

3. Selection. The remedial program for a site shall be selected upon

due consideration of the following factors:

(a) Conformance to standards and criteria that are generally

applicable, consistently applied, and officially promulgated, that are

either directly applicable, or that are not directly applicable but are

relevant and appropriate, unless good cause exists why conformity should

be dispensed with, and with consideration being given to guidance

determined, after the exercise of engineering judgment, to be

applicable. Such good cause exists if any of the following is present:

(i) the proposed action is only part of a complete program that will

conform to such standard or criterion upon completion; or

(ii) conformity to such standard or criterion will result in greater

risk to the public health or to the environment than alternatives; or

(iii) conformity to such standard or criterion is technically

impracticable from an engineering perspective; or

(iv) the program will attain a level of performance that is equivalent

to that required by the standard or criterion through the use of another

method or approach.

(b) Overall protectiveness of the public health and the environment.

(c) Short-term effectiveness.

(d) Long-term effectiveness and permanence. A remedial program that

achieves a complete and permanent cleanup of the site is to be preferred

over a remedial program that does not do so.

(e) Reduction in toxicity, mobility and/or volume of contamination

with treatment. A remedial program that permanently and significantly

reduces the toxicity, mobility and/or volume of contamination is to be

preferred over a remedial program that does not do so. The following is

the hierarchy of the remedial technologies ranked from the most

preferable to the least preferable: destruction, on-site or off-site;

separation/treatment, on-site or off-site; solidification/chemical

fixation, on-site or off-site; control and isolation, on-site or

off-site.

(f) Implementability.

(g) Cost effectiveness.

(h) Community acceptance.

(i) Land use. The current, intended, and reasonably anticipated future

land uses of the site and its surroundings shall be considered in the

selection of the remedy for soil remediation, provided the department

determines that there is reasonable certainty associated with such use.

If the use proposed for the site does not conform with applicable zoning

laws or maps or the reasonably anticipated future use of the site

determined by the department pursuant to this section, the department

shall disapprove such use. The reasonably anticipated future use of the

site and its surroundings shall be documented by the applicant and

determined by the department, taking into consideration factors

including, but not limited to, those listed below:

(i) Current use and historical and/or recent development patterns.

(ii) Applicable zoning laws and maps.

(iii) Brownfield opportunity areas as designated pursuant to section

nine hundred seventy-r of the general municipal law.

(iv) Applicable comprehensive community master plans, local waterfront

revitalization plans as provided for in article forty-two of the

executive law, or any other applicable land use plan formally adopted by

a municipality.

(v) Proximity to real property currently used for residential use, and

to urban, commercial, industrial, agricultural, school or day care

facilities and recreational areas.

(vi) Any written and oral comments submitted by members of the public

on the applicant's proposed use as part of citizen participation

activities performed by the applicant pursuant to this title.

(vii) Environmental justice concerns, which for purposes of this

title, include the extent to which the proposed use may reasonably be

expected to cause or increase a disproportionate burden on the community

in which the site is located, including low-income minority communities,

or to result in a disproportionate concentration of commercial or

industrial uses in what has historically been a mixed use or residential

community.

(viii) Federal or state land use designations.

(ix) Population growth patterns and projections.

(x) Accessibility to existing infrastructure.

(xi) Proximity of the site to important cultural resources, including

federal or state historic or heritage sites or Native American religious

sites.

(xii) Natural resources, including proximity of the site to important

federal, state or local natural resources, including waterways, wildlife

refuges, wetlands, or critical habitats of endangered or threatened

species.

(xiii) Potential vulnerability of groundwater to contamination that

might emanate from the site, including proximity to wellhead protection

and groundwater recharge areas and other areas identified by the

department and the state's comprehensive groundwater remediation and

protection program established pursuant to title thirty-one of article

fifteen of this chapter.

(xiv) Proximity to floodplains.

(xv) Geography and geology.

(xvi) Current institutional controls applicable to the site.

4. Tracks. The commissioner, in consultation with the commissioner of

health, shall propose within twelve months and thereafter timely

promulgate regulations which create a multi-track approach for the

remediation of contamination, and, commencing on the effective date of

such regulations, utilize such multi-track approach. Such regulations

shall provide that groundwater use in Tracks 2, 3 or 4 can be either

restricted or unrestricted. The tracks shall be as follows:

Track 1: The remedial program shall achieve a cleanup level that will

allow the site to be used for any purpose without restriction and

without reliance on the long-term employment of institutional or

engineering controls, and shall achieve contaminant-specific remedial

action objectives for soil which conform with those contained in the

generic table of contaminant-specific remedial action objectives for

unrestricted use developed pursuant to subdivision six of this section.

Provided, however, that volunteers whose proposed remedial program for

the remediation of groundwater may require the long-term employment of

institutional or engineering controls after the bulk reduction of

groundwater contamination to asymptotic levels has been achieved but

whose program would otherwise conform with the requirements necessary to

qualify for Track 1, shall qualify for Track 1.

Track 2: The remedial program may include restrictions on the use of

the site or reliance on the long-term employment of engineering and/or

institutional controls, but shall achieve contaminant-specific remedial

action objectives for soil which conform with those contained in one of

the generic tables developed pursuant to subdivision six of this section

without the use of institutional or engineering controls to reach such

objectives.

Track 3: The remedial program shall achieve contaminant-specific

remedial action objectives for soil which conform with the criteria used

to develop the generic tables for such objectives developed pursuant to

subdivision six of this section but may use site specific data to

determine such objectives.

Track 4: The remedial program shall achieve a cleanup level that will

be protective for the site's current, intended or reasonably anticipated

residential, commercial, or industrial use with restrictions and with

reliance on the long-term employment of institutional or engineering

controls to achieve such level. The regulations shall include a

provision requiring that a cleanup level which poses a risk in

exceedance of an excess cancer risk of one in one million for

carcinogenic end points and a hazard index of one for non-cancer end

points for a specific contaminant at a specific site may be approved by

the department without requiring the use of institutional or engineering

controls to eliminate exposure only upon a site specific finding by the

commissioner, in consultation with the commissioner of health, that such

level shall be protective of public health and environment. Such finding

shall be included in the draft remedial work plan for the site and fully

described in the notice and fact sheet provided for such work plan.

5. Source removal and control measures. The following is the hierarchy

of source removal and control measures ranked from most preferable to

least preferable. For all applicants, the remedial program selected

pursuant to this title shall address sources in the following manner:

(a) Removal and/or treatment. All free product, concentrated solid or

semi-solid contaminants, dense non-aqueous phase liquid, light

non-aqueous phase liquid and/or grossly contaminated soil shall be

removed and/or treated; provided however if the removal and/or treatment

of all such contamination is not feasible, such contamination shall be

removed or treated to the greatest extent feasible.

(b) Containment. Any source remaining following removal and/or

treatment pursuant to this subdivision shall be contained; provided

however if full containment is not feasible, such source shall be

contained to the greatest extent feasible.

(c) Elimination of exposure. Exposure to any source remaining

following removal, treatment and/or containment pursuant to this

subdivision shall be eliminated through additional measures, including

but not limited to, as applicable, the timely and sustained provision of

alternative water supplies and the elimination of volatilization into

buildings; provided however if such elimination is not feasible such

exposure shall be eliminated to the greatest extent feasible.

(d) Treatment of source at the point of exposure. Treatment of source

at the point of exposure, including but not limited to, as applicable,

wellhead treatment or the management of volatile contamination within

buildings, shall be considered as a measure of last resort.

5-a. Plume stabilization shall be evaluated for all remedies and the

further migration of contamination from the site shall be prevented to

the extent feasible, including any actions that would be necessary to

maintain and monitor such stabilization. In addition, a participant

shall prevent the further migration of plumes to the extent feasible.

6. Soil cleanup objectives. (a) The regulations shall include three

generic tables of contaminant-specific remedial action objectives for

soil based on current, intended or reasonably anticipated future use,

including: (i) unrestricted, (ii) commercial and (iii) industrial.

(b) Such objectives shall be protective of public health and the

environment pursuant to subdivision one of this section, and the level

of risk associated with remedial action objectives for individual

contaminants listed in the table or developed by the applicant pursuant

to Track 3 shall not exceed an excess cancer risk of one in one million

for carcinogenic end points and a hazard index of one for non-cancer end

points; provided, however, that if the background soil concentration for

a contaminant in rural soils in New York state exceeds such risk level,

the contaminant-specific action objective for such contaminant may be

established equal to such background concentration. In developing such

tables, the department shall consider:

(i) standards, criteria and guidance which are found by the department

to be applicable or relevant and appropriate pursuant to paragraph (a)

of subdivision three of this section;

(ii) the behaviors of children;

(iii) the protection of adjacent residential uses;

(iv) contaminants which act through similar toxicological mechanisms

or have the potential for additive and/or synergistic effects, and

exposure to the same contaminant or group of contaminants from other

sources and routes; and

(v) the feasibility of achieving more stringent remedial action

objectives, based on experience under the existing state remedial

programs, particularly where toxicological, exposure, or other pertinent

data are inadequate or nonexistent for a specific contaminant.

(c) The department shall update such tables of contaminant-specific

remedial action objectives every five years. The initial tables shall be

published in draft form for public comment with a public comment period

of one hundred twenty days, and be the subject of at least three public

hearings throughout the state. Subsequent tables shall be the subject of

at least one public hearing and a public comment period of at least

ninety days.

(d) For Track 4, exposed surface soils shall not exceed the generic

contaminant-specific remedial action objectives for soil developed for

unrestricted, commercial, or industrial use pursuant to this subdivision

which conforms with the site's current intended, or reasonably

anticipated future use. For purposes of this section "exposed surface

soils" shall mean two feet for sites used for residential use and one

foot for sites used for commercial or industrial use.

7. Institutional and engineering controls.

(a) The department may approve a proposed remedial work plan that

includes institutional controls and/or engineering controls as

components of a proposed remedial program provided the remedial work

plan includes:

(i) a complete description of any proposed use restrictions and/or

institutional controls and the mechanisms that will be used to

implement, maintain, monitor, and enforce such restrictions and

controls, both by the applicant and by state and local government;

(ii) a complete description of any proposed engineering controls and

any operation, maintenance, and monitoring requirements, including the

mechanisms that will be used to continually implement, maintain,

monitor, and enforce such controls and requirements, both by the

applicant and by state and local government;

(iii) an evaluation of the reliability and viability of the long-term

implementation, maintenance, monitoring, and enforcement of any proposed

institutional or engineering controls and an analysis of the long-term

costs of implementing, maintaining, monitoring and enforcing such

controls, including costs that may be borne by state or local

governments;

(iv) sufficient analysis to support a conclusion that effective

implementation, maintenance, monitoring and enforcement of institutional

and/or engineering controls can be reasonably expected;

(v) where required by the department, financial assurance to ensure

the long-term implementation, maintenance, monitoring, and enforcement

of any such controls; and

(vi) a requirement that any engineering control must be used in

conjunction with institutional controls to ensure the continued

integrity of such engineering control.

(b) Within one hundred eighty days of commencement of the remedial

design or at least three months prior to the date of the anticipated

issuance of the certificate of completion, the owner of a brownfield

site, and/or any person responsible for implementing a remedial program

at such site, where institutional or engineering controls are employed

pursuant to this title, shall execute an environmental easement pursuant

to title thirty-six of article seventy-one of this chapter.

(c) The owner of a brownfield site at which institutional or

engineering controls are employed pursuant to this title shall, unless

otherwise provided in writing by the department, annually submit to the

department a written statement by an individual licensed or otherwise

authorized in accordance with article one hundred forty-five of the

education law to practice the profession of engineering, or by such

other expert as the department may find acceptable certifying under

penalty of perjury that the institutional controls and/or engineering

controls employed at such site are unchanged from the previous

certification and that nothing has occurred that would impair the

ability of such control to protect the public health and environment, or

constitute a violation or failure to comply with any operation and

maintenance plan for such controls and giving access to the department

to such real property to evaluate continued maintenance of such

controls.

(d) At non-significant threat sites where contaminants in groundwater

at the site boundary contravene drinking water standards, such

certification shall also certify that no new information has come to the

owner's attention, including groundwater monitoring data from wells

located at the site boundary, if any, to indicate that the assumptions

made in the qualitative exposure assessment of offsite contamination are

no longer valid. Every five years the owner at such sites shall certify

that the assumptions made in the qualitative exposure assessment remain

valid. The requirement to provide such certifications may be terminated

by a written determination by the commissioner in consultation with the

commissioner of health, after notice to the parties on the brownfield

site contact list and a public comment period of thirty days.

(e) The commissioner shall create, update, and maintain a database

system for public information purposes and to monitor and track all

brownfield sites subject to this title. Data incorporated into such

system for each site for which information has been collected pursuant

to this title shall include, but shall not be limited to, a site

summary, name of site owner, location, status of site remedial activity,

and, if one has been created pursuant to title thirty-six of article

seventy-one of this chapter, a copy of the environmental easement, and a

contact number to obtain additional information. Sites shall be added to

such system upon the execution of a brownfield site cleanup agreement

pursuant to section 27-1409 of this title. If and when an environmental

easement is modified or extinguished, the copy of the environmental

easement contained in the database shall be updated accordingly. Such

database shall be in such a format that it can be readily searched by

affected local governments and the public for purposes including but not

limited to determining whether an environmental easement has been

recorded for a site pursuant to title thirty-six of article seventy-one

of this chapter. The database shall be available electronically.

Information from this database shall be incorporated into the geographic

information system created and maintained by the department pursuant to

section 3-0315 of this chapter.

8. Presumptive remedial strategies. Nothing herein contained shall be

deemed to require site-specific remedy selection, and the commissioner

shall have the power to develop a list of presumptive remedial

strategies that applicants may use to meet the requirements associated

with Tracks 1 through 4 of this section. Such remedies may be developed

for specific site types and/or contaminants based upon historical

patterns of remedy selection and the department's scientific and

engineering evaluation of performance data on technology implementation.

9. Use of innovative technologies. The commissioner, in consultation

with the commissioner of health, shall consider and encourage the use of

innovative technologies which will meet the remedial objectives of this

title. Consistent with the provisions of section twelve hundred

eighty-five-f of the public authorities law, the commissioner, in

consultation with the president of the environmental facilities

corporation, shall encourage the development of such technologies.

§ 27-1417 — Citizen participation

Citizen participation.

1. Citizen participation handbook. The commissioner shall prepare a

citizen participation handbook for the purpose of providing guidance to

applicants in the design and implementation of meaningful citizen

participation plans consistent with the requirements of this section for

the remediation of brownfield sites as provided in this title. Such

handbook shall encourage citizen involvement by outlining opportunities

and recommended methods for effective citizen participation. The

commissioner shall make such handbook available to all applicants and

other interested members of the public upon request and shall make it

available on the department's website.

2. Citizen participation plans. (a) The design of any citizen

participation plan, including the level of citizen involvement and the

tools utilized, shall take into account the scope and scale of the

proposed remedial program, local interest and history, and other

relevant factors. While retaining flexibility, citizen participation

plans shall embody the following principles of meaningful citizen

participation:

(1) opportunities for citizen involvement should be provided as early

as possible in the decision making process prior to the selection of a

preferred course of action by the department and/or the applicant.

(2) activities proposed in such plan should be as reflective of the

diversity of interests and perspective found within the community as

possible, allowing the public the opportunity to have their views heard

and considered, which may include opportunities for two-way dialogue.

(3) full, timely, and accessible disclosure and sharing of information

by the department shall be provided, including the provision of

technical data and the assumptions upon which the analyses are based.

(b) All citizen participation plans shall include the following

minimum elements:

(1) identification of the interested public and preparation of a

brownfield site contact list;

(2) identification of major issues of public concern related to the

brownfield site;

(3) a description and schedule of public participation activities

required pursuant to this section; and

(4) a description and schedule of any additional public participation

activities needed to address public concerns.

3. Citizen participation requirements. (a) In addition to the formal

milestones listed below, the public may provide comments at any time

during the remedial program.

(b) The person submitting a request for participation, in cooperation

with the department, shall provide a newspaper notice of the person's

request to participate in the program. The person, in cooperation with

the department, shall also provide notice thereof to the brownfield site

contact list. Such notice shall provide for a thirty day public comment

period following publication.

(c) Before the department finalizes the remedial investigation

workplan, the applicant, in cooperation with the department, must notify

individuals on the brownfield site contact list. Such notice shall

include a fact sheet describing such plan and provide for a thirty day

public comment period.

(d) Before the department approves a proposed remedial investigation

report, the department, in consultation with the applicant, shall notify

individuals on the brownfield site contact list. Such notice shall

include a fact sheet describing such report.

(e) Upon the department's determination of significant threat pursuant

to section 27-1411 of this title, the department must provide notice to

individuals on the brownfield site contact list. Such notice shall

include a fact sheet describing the basis of the department's

determination.

(f) Before the department finalizes a proposed remedial work plan or

makes a determination that site conditions meet the requirements of this

title without the necessity for remediation pursuant to section 27-1411

of this title, the department, in consultation with the applicant, must

notify individuals on the brownfield site contact list. Such notice

shall include a fact sheet describing such plan and provide for a

forty-five day public comment period. The commissioner shall hold a

public meeting if requested by the affected community and the

commissioner has found that the site constitutes a significant threat to

the public health or the environment. Further, the affected community

may request a public meeting at sites that do not constitute a

significant threat. (1) To the extent that the department has determined

that site conditions do not pose a significant threat and the site is

being addressed by a volunteer, the notice shall state that the

department has determined that no remediation is required for the

off-site areas and that the department's determination of a significant

threat is subject to this forty-five day comment period. (2) If the

remedial work plan includes a Track 2, Track 3 or Track 4 remedy at a

non-significant threat site, such comment period shall apply both to the

approval of the alternatives analysis by the department and the proposed

remedy selected by the applicant.

(g) Before the applicant commences construction at the brownfield

site, the applicant, in cooperation with the department, shall provide

notice to the individuals on the brownfield site contact list.

(h) Before the department approves a proposed final engineering

report, the department, in consultation with the applicant, must notify

individuals on such contact list. Such notice shall include a fact sheet

describing the brownfield site report, including any proposed

institutional or engineering controls.

(i) Within ten days of the issuance of a certificate of completion at

a site which will utilize institutional or engineering controls, the

applicant, in cooperation with the department, shall provide notice to

the brownfield site contact list. Such notice shall include a fact sheet

describing such controls.

4. Technical assistance grants. (a) Within the limits of

appropriations made available pursuant to paragraph j of subdivision

three of section ninety-seven-b of the state finance law, the

commissioner is authorized to provide grants to any not-for-profit

corporation exempt from taxation under section 501(c)(3) of the internal

revenue code at any site determined to pose a significant threat by the

department and which may be affected by a brownfield site remedial

program. To qualify to receive such assistance, a community group must

demonstrate that its membership represents the interests of the

community affected by such site. Furthermore, the commissioner is

authorized to direct any applicant who is a responsible party, as

defined in section 27-1313 of this article, to provide such grants. Such

grants shall be known as technical assistance grants and may be used to

obtain technical assistance in interpreting information with regard to

the nature of the hazard posed by contamination located or emanating

from a brownfield site or sites and the development and implementation

of a brownfield site remedial program or programs. Such grants may also

be used to hire health and safety experts to advise affected residents

on any health assessments and for the education of interested affected

community members to enable them to more effectively participate in the

remedy selection process. Grants awarded under this section may not be

used for the purposes of collecting field sampling data, political

activity or lobbying legislative bodies.

(b) The amount of any grant awarded under this section may not exceed

fifty thousand dollars at any one site.

(c) No matching contribution from the grant recipient shall be

required for a technical assistance grant. Following a grant award, a

portion of the grant shall be made available to the grant recipient, in

advance of the expenditures to be covered by the grant, in five thousand

dollar installments.

§ 27-1419 — Certification of completion

Certification of completion.

1. Upon certification by the applicant that the remediation

requirements of this title have been or will be achieved in accordance

with the schedules provided in reports submitted to the department on

the remedial work plan for the brownfield site, such applicant shall

submit to the department a final engineering report prepared by an

individual licensed or otherwise authorized in accordance with article

one hundred forty-five of the education law to practice the profession

of engineering.

2. A final engineering report shall include, at a minimum:

(a) a description of the remediation activities completed pursuant to

the remedial work plan and any interim remedial measures for the

brownfield site;

(b) a certification that the data submitted to the department

demonstrates that the remediation requirements set forth in the remedial

work plan and any other relevant provisions of this title have been or

will be achieved in accordance with the timeframes, if any, established

in such work plan;

(c) the boundaries of the real property that is subject to a

brownfield site cleanup agreement;

(d) a complete description of any institutional and/or engineering

controls employed at the site, including the mechanisms that will be

used to continually implement, maintain, monitor, and enforce such

controls both by the applicant, the applicant's successors and assigns,

and by state or local government;

(e) a certification that any use restrictions, institutional controls,

engineering controls and/or any operation and maintenance requirements

applicable to the site are contained in an environmental easement

created and recorded pursuant to title thirty-six of article seventy-one

of this chapter and that any affected local governments, as defined in

title thirty-six of article seventy-one of this chapter have been

notified that such easement has been recorded;

(f) a certification that an operation and maintenance plan has been

submitted by the applicant for the continual and proper operation,

maintenance, and monitoring of any engineering controls employed at the

site including the proper maintenance of any remaining monitoring wells,

and that such plan has been approved by the department; and

(g) a certification that any financial assurance mechanisms required

by the department pursuant to this title have been executed.

3. Upon receipt of the final engineering report, the department shall

review such report and the data submitted pursuant to the brownfield

site cleanup agreement as well as any other relevant information

regarding the brownfield site. Upon satisfaction of the commissioner

that the remediation requirements set forth in this title have been or

will be achieved in accordance with the timeframes, if any, established

in the remedial work plan, the commissioner shall issue a written

certificate of completion. The certificate shall include such

information as determined by the department of taxation and finance,

including but not limited to the brownfield site boundaries included in

the final engineering report, the date of the brownfield site cleanup

agreement, and the applicable percentages available as of the date of

the certificate of completion for that site for purposes of section

twenty-one of the tax law. For those sites for which the department has

issued a notice to the applicant on or after July first, two thousand

fifteen or the date of publication in the state register of proposed

regulations defining "underutilized" as provided in subdivision thirty

of section 27-1405 of this title, whichever shall be later, that its

request for participation has been accepted under subdivision six of

section 27-1407 of this title, the tangible property credit component of

the brownfield redevelopment tax credit pursuant to paragraph three of

subdivision (a) of section twenty-one of the tax law shall only be

available to the taxpayer if the criteria for receiving such tax

component have been met. For those sites for which the department has

issued a notice to the taxpayer after June twenty-third, two thousand

eight that its request for participation has been accepted under

subdivision six of section 27-1407 of this title, the applicable

percentage for the site preparation credit component pursuant to

paragraph two of subdivision (a) of section twenty-one of the tax law,

and the on-site groundwater remediation credit component pursuant to

paragraph four of subdivision (a) of section twenty-one of the tax law

shall be based on the level of cleanup achieved pursuant to subdivision

four of section 27-1415 of this title and the level of cleanup of soils

to contaminant-specific soil cleanup objectives promulgated pursuant to

subdivision six of section 27-1415 of this title, up to a maximum of

fifty percent, as follows:

(a) soil cleanup for unrestricted use, the protection of groundwater

or the protection of ecological resources, the applicable percentage

shall be fifty percent;

(b) soil cleanup for residential use, the applicable percentage shall

be forty percent, except for Track 4 which shall be twenty-eight

percent;

(c) soil cleanup for commercial use, the applicable percentage shall

be thirty-three percent, except for Track 4 which shall be twenty-five

percent;

(d) soil cleanup for industrial use, the applicable percentage shall

be twenty-seven percent, except for Track 4 which shall be twenty-two

percent.

4. The commissioner shall not issue a certificate of completion to any

applicant who has been identified by the administrator of the New York

environmental protection and spill compensation fund pursuant to

subdivision four of section 27-1407 of this title as a person

responsible for the cleanup and removal costs for the discharge of

petroleum at or emanating from the brownfield site for which the

applicant is seeking a certificate of completion where the applicant has

not resolved any outstanding claim at such site pursuant to article

twelve of the navigation law.

5. A certificate of completion issued pursuant to this section may be

transferred by the applicant or subsequent holder of the certificate of

completion to a successor to a real property interest, including legal

title, equitable title or leasehold, in all or a part of the brownfield

site for which the certificate of completion was issued. Notwithstanding

any provision of this chapter to the contrary, a certificate of

completion shall not be transferred to a responsible party. Further, a

certificate of completion may be modified or revoked by the commissioner

upon a finding that:

(a) Either the applicant, or the applicant's successors or assigns,

has failed to comply with the terms and conditions of the brownfield

site cleanup agreement;

(b) The applicant made a misrepresentation of a material fact tending

to demonstrate that: (i) it was qualified as a volunteer; or (ii) met

the criteria set forth in subdivision one-a of section 27-1407 of this

title for the purpose of receiving the tangible property credit

component of the brownfield redevelopment tax credit pursuant to

paragraph three of subdivision (a) of section twenty-one of the tax law;

(c) Either the applicant, or the applicant's successors or assigns,

made a misrepresentation of a material fact tending to demonstrate that

the cleanup levels identified in the brownfield site cleanup agreement

were reached; or

(d) There is good cause for such modification or revocation.

6. Upon the commissioner's determination pursuant to subdivision three

or five of this section, the commissioner shall provide the applicant

with notice of such determination and notice of the right to appeal such

determination. The commissioner's determination shall be final unless a

hearing is requested by certified mail sent to the commissioner within

thirty days after receiving notice of such determination. After such

hearing, the commissioner shall give notice of final determination to

such applicant. The commissioner may promulgate regulations to

effectuate the purposes of this section.

7. Nothing herein shall be construed as abrogating any powers or

duties of the administrator of the New York environmental protection and

spill compensation fund as provided in article twelve of the navigation

law.

8. A notice of such certification of completion shall be recorded and

indexed in the office of the recording officer for the county or

counties where such brownfield site is located in the manner prescribed

by article nine of the real property law within thirty days of the

issuance of the certificate of completion if the applicant is an owner

or within thirty days of acquiring title to the brownfield site if the

person is a prospective purchaser.

§ 27-1420 — Brownfield cleanup program report

Brownfield cleanup program report.

1. The commissioner, in consultation with the commissioner of taxation

and finance, shall prepare on or before April thirtieth of each year, a

report concerning the brownfield cleanup program which contains the

following information for the preceding fiscal year:

a. the number of requests for participation received by the

department;

b. the number of remedial investigations commenced, and the number of

remedial investigations completed;

c. the number of requests for participation withdrawn or terminated

prior to issuance of certificate of completion;

d. for each request for participation that resulted in a certificate

of completion, the length of time from the date the department received

the request, to the date the commissioner issues the certificate of

completion;

e. the total number of certificates of completion issued; and

f. such other information as the commissioner may determine is

relevant to the status of the administration of the program.

2. Copies of this report shall be submitted to the governor, the

director of the budget, the temporary president of the senate, the

speaker of the assembly, the chair of the senate finance committee, the

chair of the assembly ways and means committee and the New York

brownfields advisory board.

§ 27-1421 — Liability limitation

Liability limitation.

1. Notwithstanding any other provision of law and except as provided

in subdivision two of this section, after the department has issued a

certificate of completion for a brownfield site, the applicant shall not

be liable to the state upon any statutory or common law cause of action,

arising out of the presence of any contamination in, on or emanating

from the brownfield site that was the subject of such certificate at any

time before the effective date of a brownfield site cleanup agreement

entered into pursuant to this title, except that a participant shall not

receive a release for natural resource damages that may be available

under law.

2. (a) The state nonetheless shall reserve all of its rights

concerning, and such liability limitation shall not extend to, any

further investigation and/or remediation the department deems necessary

due to:

(i) environmental contamination at, on, under, or emanating from the

brownfield site if, in light of such conditions, the site is no longer

protective of public health or the environment; or

(ii) non-compliance with the terms of the agreement, the remedial work

plan and the certificate of completion required by this title; or

(iii) fraud committed by the applicant in its application for or

participation in this program; or

(iv) a written finding by the department that a change in an

environmental standard, factor, or criterion upon which the remedial

work plan or no further action determination was based, renders the

brownfield site remedial program implemented at the site no longer

protective of public health or the environment; or

(v) a change in the brownfield site's use subsequent to the

department's issuance of the certificate of completion unless additional

remediation is undertaken which shall meet the standard for protection

of public health and the environment that applies under this title; or

(vi) following the certificate of completion the failure of an

applicant to make substantial progress toward completion of its proposed

development of the site within five years, or the applicant engages in

unreasonable delay and fails to complete its proposed development of the

site within a reasonable time, considering the size, scope and nature of

the development. Provided however, that this subparagraph shall not

apply in the case where a Track 1 - unrestricted use as provided in

section 27-1415 of this title is achieved.

(b) In the case of a volunteer, subparagraph (v) of paragraph (a) of

this subdivision shall not apply if Track 1-unrestricted use as provided

in section 27-1415 of this title is achieved.

3. The liability limitation provided pursuant to this section shall

run with the land, extending to the applicant's successors or assigns

through acquisition of title to the brownfield site and to a person who

develops or otherwise occupies the brownfield site; provided that such

persons act with due care and in good faith to adhere to the

requirements of the brownfield site cleanup agreement and certificate of

completion. However, such liability limitation does not extend, and

cannot be transferred, to a person who is responsible for the disposal

or the discharge of contaminants on such site according to applicable

principles of statutory or common law liability as of the effective date

of the certification of completion issued pursuant to this title, unless

that person was party to the brownfield site cleanup agreement for the

brownfield site pursuant to this article.

4. The provisions of this title shall not affect an action or a claim,

including a statutory or common law claim for contribution or

indemnification, that an applicant has or may have against a third

party.

5. Nothing in this section shall be construed to affect either the

liability of any person with respect to any costs, damages, or

investigative or remedial activities that are not included in the

brownfield site cleanup agreement or remedial investigation work plan

and/or remedial work plan for the brownfield site or the state's

authority to maintain an action or proceeding against any person who is

not subject to the brownfield site cleanup agreement.

6. A person who has received a liability limitation under this

subdivision shall not be liable for claims for contribution regarding

matters addressed in the brownfield site cleanup agreement except

nothing in this section shall effect the liability of the person

responsible for such person's own acts or omissions causing wrongful

death or personal injury. Such liability limitation does not discharge

any of the persons responsible under law to investigate and remediate

the contamination, but it reduces the potential liability of the others

by the amount of the value associated with the remediation activities

described in the final engineering report.

7. Nothing in this section shall be construed to affect the authority

of the department to reach settlement with other persons consistent with

its authority under applicable law.

8. Nothing in this section shall affect the liability of any person

with respect to any civil action brought by a party other than the

state.

9. In addition to any other powers the department may have, the

department shall have the authority to periodically inspect each

brownfield site to ensure that the use of the property complies with the

terms and conditions of the brownfield site cleanup agreement.

§ 27-1425 — Change of use

Change of use.

1. At least sixty days before the start of physical alteration or

construction constituting a change of use at a brownfield site or at

least sixty days before a change of use at such site not involving any

physical alteration or construction, as the case may be, the person or

entity proposing to make a change of use shall provide written

notification to the department.

2. No person shall engage in any activity at a brownfield site that is

not consistent with restrictions placed upon the use of the property, or

that will, or that reasonably is anticipated to: prevent or interfere

significantly with a proposed, ongoing, or completed remedial program;

or expose the public health or the environment to a significantly

increased threat of harm or damage from such site. If the commissioner

determines that a proposed change of use is prohibited pursuant to this

section, he or she shall, within forty-five days after receipt of the

complete notice required by this section, provide the person giving such

notice with a written determination that such change of use will not be

authorized, together with the reasons for such determination.

3. For the purposes of this section:

(a) "change of use" means the transfer of title to all or part of such

brownfield site, the erection of any structure on such site, the

creation of a park or other public or private recreational facility on

such site, or any activity that is likely to disrupt or expose

contamination or to increase direct human exposure; or any other conduct

that will or may tend to significantly interfere with an ongoing or

completed remedial program at such site and the continued ability to

implement the engineering and institutional controls associated with

such site.

(b) "complete notice" means a notice that adequately apprises the

department of the contemplated change of use of such site and how such

change of use may affect the site's proposed, ongoing, or completed

remedial program.

§ 27-1429 — Permit waivers

Permit waivers.

The department, by and through the commissioner, shall be exempt for

activities conducted pursuant to subdivision five of section 27-1411 of

this title and shall be authorized to exempt a person from the

requirement to obtain any state or local permit or other authorization

for any activity needed to implement a program for the investigation

and/or remediation of contamination at or emanating from a brownfield

site; provided that the activity is conducted in a manner which

satisfies all substantive technical requirements applicable to like

activity conducted pursuant to a permit.

§ 27-1431 — Access to sites

Access to sites.

The department, by and through the commissioner, shall be authorized

to:

1. Require that any person permit a duly designated officer or

employee of the department or of a municipal corporation, or any agent,

consultant, or contractor of the department or of a municipal

corporation, or any other person, including an employee, agent,

consultant, or contractor of an applicant acting at the direction of the

department, so authorized in writing by the commissioner, to enter upon

any property which has or may have been the site of the disposal or

discharge of contaminants, and/or areas near such site, for the

following purposes:

a. to inspect and take samples of such contaminants and/or

environmental media, utilizing such sampling methods as may be necessary

or appropriate, including without limitation soil borings and monitoring

wells; provided, that no sampling methods involving the substantial

disturbance of the ground surface of such property may be utilized until

after a minimum of ten days' written notice thereof shall have been

provided to the owner and operator and occupant of such property, if

identifiable by reasonable efforts, unless the commissioner makes a

written determination that such notice will not allow the protection of

the public health or the environment, in which case two days' written

notice shall be sufficient;

b. to implement the investigation and/or remediation of contamination

and/or environmental media; provided that no such work may be undertaken

until after a minimum of ten days' written notice thereof shall have

been provided to the owner and operator and occupant of such property,

if identifiable by reasonable efforts, unless the commissioner makes a

written determination that such notice will not allow the protection of

the public health or the environment, in which case two days' written

notice shall be sufficient.

(i) If any designated officer or employee of the department or of a

municipal corporation, or any agent, consultant, or contractor of the

department or of a municipal corporation, or any other person, including

an employee, agent, consultant or contractor of a responsible person

acting at the direction of the department obtains any samples prior to

leaving the premises they shall give to the owner a receipt describing

the sample obtained and, if requested, a portion of such sample equal in

volume or weight to the portion retained. If any analysis is made of

such samples, a copy of the results of such analysis shall be furnished

promptly to the owner. Upon the completion of all sampling or subsequent

remediation activities, the department shall remove, or cause to be

removed, all equipment and well machinery and return the ground surface

of the property to its condition prior to such sampling unless the

department and the owner of the property shall agree otherwise.

(ii) the expense of any such sampling and analysis shall be paid by

the department, but may be recovered from any responsible person in any

action or proceeding brought pursuant to this title or common law.

c. to inspect for compliance with the site management plan approved by

the department, including (i) inspection of the performance of

maintenance, monitoring and operational activities required as part of

the remedial program for the site, (ii) inspection for the purpose of

ascertaining current uses of the site, and (iii) taking samples in

accordance with paragraph (a) of this subdivision.

2. a. Require that any person furnish to the department, in a form and

manner as prescribed by the department, information relating to the

current and past contaminant generation, treatment, storage, disposal,

and/or transportation activities of such person or any other person now

or formerly under the control of such person; in the event such person

cannot comply therewith, in whole or in part, such person shall furnish

to the department information describing all efforts made by such person

to comply therewith; any information so furnished to the department

shall be considered a "written instrument" as defined in subdivision

three of section 175.00 of the penal law;

b. Require that any person permit a duly designated officer or

employee of the department at all reasonable times to have access to and

to copy all books, papers, documents, and records relating to the

current and past contaminant generation, treatment, storage, disposal,

and/or transportation activities of such person or any person now or

formerly under the control of such person;

c. Require, by subpoena issued in the name of the department, the

production of books, papers, documents, and other records, and the

rendition of testimony by deposition under oath of any person relating

to the current and past contaminant generation, treatment, storage,

disposal, and/or transportation activities of such person or any person

now or formerly under the control of such person; such subpoenas and

depositions shall be regulated by the civil practice law and rules; the

commissioner may invoke the powers of the supreme court of the state of

New York or any other court of competent jurisdiction to compel

compliance therewith.

§ 27-1433 — Waiver of interest or penalties or other charges on brownfield properties

Waiver of interest or penalties or other charges on

brownfield properties.

Notwithstanding any provision of law to the contrary, the governing

body of any tax district shall be authorized, by resolution, to permit

the enforcing officer to effect the cancellation in whole or in part of

any interest, penalties or other charges on real property where such

real property is subject to the brownfield site clean-up agreement

entered into by a volunteer pursuant to section 27-1409 of this title.

Provided, however, that in cases where such interest, penalties, or

other charges, if collected by a tax district, belong to a municipal

corporation within such tax district, no reduction or remission in whole

or in part of such interest, penalties, or other charges shall be made

without the consent of the municipal corporation affected, which consent

may be given by resolution adopted after a public hearing. Failure of

such real property to receive a certificate of completion pursuant to

section 27-1419 of this title or revocation of such certificate shall be

grounds for revocation of any waiver of interest, penalties, or charges

granted pursuant to this section.

§ 27-1437 — BCP-EZ program

BCP-EZ program.

1. The department may promulgate regulations to implement a program

providing for the expedited investigation and/or remediation of

contamination at brownfield sites (BCP-EZ program), provided that:

(a) at the time of the application, the department has determined that

the brownfield site does not pose a significant threat pursuant to

section 27-1411 of this title;

(b) the applicant has waived in writing any claim for tax credits

pursuant to section twenty-one of the tax law on a form prescribed by

the department; and

(c) the activity is conducted in a manner which satisfies all

requirements applicable to like activity conducted pursuant to sections

27-1415 and 27-1417 of this title, except as provided in subdivision two

of this section and the time periods specified in paragraphs (b) and (c)

of subdivision three of section 27-1417 of this title.

2. For any site accepted into the BCP-EZ program pursuant to this

section with a remedial work plan identifying a Track 4 remediation, if

a contaminant is identified in soil in excess of the remedial action

objectives contained in an applicable generic table developed pursuant

to subdivision six of section 27-1415 of this title, the applicant may

use site-specific data to demonstrate to the department that the

concentration of the contaminant in the soils reflects background

conditions and, in that case, a contaminant-specific action objective

for such contaminant equal to such background concentration may be

established provided that such objective is protective of the public

health and the environment and is determined in a manner acceptable to

the department.

3. Upon the department's acceptance of the certification by the

applicant that the remediation requirements of this title, pursuant to

section 27-1419 of this title, have been achieved for the brownfield

site and an environmental easement, if necessary, has been created and

filed pursuant to title thirty-six of article seventy-one of this

chapter, a site in the BCP-EZ program shall be eligible to receive a

certificate of completion in accordance with section 27-1419 of this

title; provided, however, that such certificate of completion shall not

entitle the holder to any tax credits provided by section twenty-one of

the tax law.

TITLE 15 Storage, Treatment, Disposal and Transportation of Regulated Medical Waste

§ 27-1501 — Definitions

Definitions.

1. "Regulated medical waste" shall mean regulated medical waste as

defined pursuant to section thirteen hundred eighty-nine-aa of the

public health law and regulations promulgated thereunder, provided,

however, that "regulated medical waste" shall not include any hazardous

waste identified or listed pursuant to section 27-0903 of this article,

or any household waste as defined in regulations promulgated under such

section.

2. "Person" shall mean an individual, trust, firm, joint stock

company, corporation (including a government corporation), partnership,

association, state or federal government and any agency thereof,

municipality, commission, political subdivision of a state, or any

interstate body.

3. "Storage" shall mean the containment of regulated medical waste in

such a manner as not to constitute disposal of such waste.

4. "Transport" shall mean the movement of regulated medical waste from

the point of generation to any intermediate points and finally to the

point of ultimate disposal. For the purposes of this title, the point of

generation with regard to facilities that are generator's of regulated

medical waste shall be the point at which the regulated medical waste

leaves the generator's facility site.

5. "Treatment" shall mean any method, technique or process designed to

change the character or composition of any regulated medical waste so as

to either neutralize such waste or to render such waste not infectious

as approved by the commissioner of health pursuant to section thirteen

hundred eighty-nine-dd of the public health law.

7. "Ownership" shall mean the possession of equity in the capital, the

stock or the profits of an entity transporting regulated medical waste,

including, but not limited to, property in or title to a vehicle or

vessel or any exclusive lease or bailment of a motor vehicle for a

period of greater than thirty days.

8. "Indirect ownership" shall mean an ownership interest in an entity

that has an ownership interest in an entity transporting regulated

medical waste.

9. "Substantial interest" shall mean ownership or indirect ownership

of ten per centum or more.

11. "Infectious agents" shall be limited to those organisms that cause

disease or an adverse health impact to humans.

§ 27-1503 — Applicability

Applicability.

It is the purpose of this title to regulate the transportation of

regulated medical waste in a uniform manner throughout the state. All

the requirements of this title shall apply to any person or persons

engaged in the storage, containment, treatment, disposal or transfer of

regulated medical waste off the site of the facility producing such

waste. This title and the regulations promulgated pursuant hereto shall

supersede all other state and local laws relating to the transportation

of regulated medical waste to the extent such laws are not consistent

with this title and such regulations.

§ 27-1504 — Regulated medical waste tracking program

Regulated medical waste tracking program.

1. The commissioner shall promulgate new regulations or amend existing

regulations establishing a program for the tracking of the regulated

medical waste which is generated in this state. Such regulations shall

not be subject to the requirements of subdivision 2 of section 3-0301 of

this chapter.

2. Such program shall:

a. Provide for tracking of the transportation of the waste from the

generator to the disposal facility, except that waste that is treated

need not be tracked after treatment;

b. Include a system for providing the generator of the waste with

assurance that the waste was treated or received by the disposal

facility; and

c. Use a uniform form for tracking provided that different forms may

be required for generators of differing quantities of medical waste.

§ 27-1505 — Storage and containment of regulated medical waste

Storage and containment of regulated medical waste.

1. Containment of regulated medical waste shall be in a manner and

location which affords protection from the environment and limits

exposure to the public.

2. Unless otherwise approved by the department, regulated medical

waste shall be contained at the generator's facility and at any other

location off the site of the generator's facility only for such periods

and under such conditions pursuant to rules and regulations adopted in

furtherance of this title.

3. Containment of regulated medical waste shall be separate from other

wastes. Containers used for the containment of regulated medical waste

shall be marked with prominent warning signs on the containers with the

word "infectious" or the words "regulated medical waste".

4. Regulated medical waste, except for all discarded sharps, shall be

contained in bags which are impervious to moisture and have a strength

sufficient to resist ripping, tearing or bursting under normal

conditions of usage and of handling. The bags shall be secured so as to

prevent leakage during storage, handling or transport. All bags used for

containment and disposal of regulated medical wastes shall be red in

color.

5. All discarded sharps shall be contained for disposal in leakproof,

rigid, puncture-resistant containers which are secured to preclude loss

of the contents. Such containers shall be red in color or shall be

conspicuously labeled with the word "infectious" or the words "regulated

medical waste".

6. Before regulated medical waste is transported from the generator's

facility, regulated medical waste contained in disposable containers

shall be placed for storage or handling in disposable or reusable pails,

cartons, drums or portable bins. The containment system shall be

leakproof, have tight-fitting covers and be kept clean and in good

repair. The containers may be of any color and shall be conspicuously

labeled with the word "infectious" or the words "regulated medical

waste".

7. Reusable containers for regulated medical waste shall be thoroughly

washed and decontaminated each time they are emptied in conformity with

procedures prescribed by the department of health, unless the surfaces

of the containers have been completely protected from contamination by

disposable liners, bags or other devices removed with the waste.

8. Reusable pails, drums or bins used for containment of regulated

medical waste shall not be used for containment of waste to be disposed

of as other wastes or for other purposes except after being

decontaminated in conformity with procedures prescribed by the

department of health.

9. Trash chutes shall not be used to transfer regulated medical waste

between locations where it is contained.

§ 27-1507 — Treatment and disposal of regulated medical waste

Treatment and disposal of regulated medical waste.

1. Treatment or disposal of regulated medical waste shall be by one of

the following methods:

a. By incineration in a regulated medical waste incineration facility

approved and under permit pursuant to article nineteen of this chapter

which provides complete combustion of the waste to carbonized or

mineralized ash. Regulated medical waste so combusted shall be

disposable as nonhazardous waste provided it is not an otherwise

hazardous waste as defined in the regulations promulgated under section

27-0903 of this article.

b. By discharge to sewerage system if the waste is liquid or

semi-liquid except as specifically prohibited by the commissioner or the

commissioner of health.

c. By decontamination by autoclaving, or by other technique approved

by the department of health. Regulated medical waste so treated shall be

disposed of as solid waste provided it is not otherwise a hazardous

waste as defined in section 27-0903 of this article or the regulations

promulgated thereunder, and is accompanied by a certificate, in a form

prescribed by the commissioner of health which evidences such treatment.

d. By other method approved in writing by the commissioner of health.

2. Regulated medical wastes shall not be disposed of by burial at a

landfill disposal facility, unless treated in accordance with

subdivision one of this section. All sharps must be rendered

unrecognizable prior to disposal.

§ 27-1509 — Transfer of regulated medical waste to off-site treatment and disposal facilities

Transfer of regulated medical waste to off-site treatment and

disposal facilities.

1. No person shall transport regulated medical waste unless permitted

as a regulated medical waste transporter by the department.

2. Vehicles transporting more than fifty pounds of regulated medical

waste shall be identified on each side and the back of the vehicle with

the name or trademark of the transporter and with conspicuously

displayed signs or decals with the word "infectious" or the words

"regulated medical waste".

a. Regulated medical waste shall be transported to an off-site

treatment or disposal facility in a leakproof, fully enclosed container

or vehicle compartment.

b. Regulated medical waste shall not be transported in the same

vehicle with other waste unless the regulated medical waste is

separately contained in rigid reusable containers or kept separate by

barriers from other waste, or unless all of the waste is to be treated

or disposed of as regulated medical waste in accordance with the

requirements of this title.

c. Regulated medical waste shall be delivered for treatment or

disposal only to a facility to which delivery of such waste is

authorized pursuant to this article.

d. Persons manually loading or unloading containers of regulated

medical waste on or from transport vehicles shall be provided by their

employer with, and shall be required to wear, protective gloves and

other protective clothing as may be required by the department.

e. Surfaces of transport vehicles that have contacted spilled or

leaked regulated medical waste shall be decontaminated by procedures

approved by the commissioner of health.

§ 27-1510 — Standards applicable to generators of regulated medical waste

Standards applicable to generators of regulated medical

waste.

1. The commissioner shall promulgate regulations establishing

standards which shall be applicable to all generators of any quantity of

regulated medical waste, as may be necessary to protect human health and

the environment. Such standards shall include, but need not be limited

to, requirements respecting:

a. Recordkeeping practices that accurately identify the quantities of

such regulated medical waste generated, and the disposition thereof;

b. Compliance with the marking, labeling and packaging requirements

pursuant to section 27-1505 of this title;

c. Compliance with the tracking system pursuant to section 27-1504 of

this title; and

d. Submission of an annual report to the commissioner, and additional

reports at such times as the commissioner deems necessary, on such forms

as the commissioner shall prescribe, respecting the quantities of

regulated medical waste generated during a specified time period, and

the disposition thereof.

2. Any such regulation may not exempt, but may differ in its terms as

between generators of differing quantities of regulated medical waste.

§ 27-1511 — Standards applicable to transporter of regulated medical waste

Standards applicable to transporter of regulated medical

waste.

1. The commissioner shall promulgate regulations establishing such

standards as shall be applicable to transporters of regulated medical

waste identified or listed under this title, as may be necessary to

protect human health and the environment. Such standards shall include,

but need not be limited to, requirements respecting:

a. Record keeping practices that accurately identify the regulated

medical wastes transported, their sources and delivery points, including

certification of compliance with the program to be promulgated under

section 27-1504 of this title;

b. Transportation of all such regulated medical waste only to the

facility or facilities approved by the department; and

c. Proof of ownership and inspection of vehicles used in transporting

regulated medical waste, proof of liability insurance or other form of

financial security deemed sufficient by the commissioner to meet all

responsibilities in case of release of such waste causing damage as a

condition to the issuance of a permit to a transporter as required by

this section.

2. Except as provided in paragraph a of this subdivision, no person

shall engage in the transportation of regulated medical wastes without

first complying with the requirements of standards promulgated by the

commissioner pursuant to subdivision one of this section and obtaining a

permit issued by the department. The commissioner shall assure that

permits authorizing regulated medical waste transportation are not held

by unqualified or unsuitable persons pursuant to section 27-1517 of this

title.

a. (i) No permit shall be required for the transportation by the

generator of less than fifty pounds per month of regulated medical waste

or by authorized employees of such generator acting on behalf of and

under the supervision of the generator provided that (1) such waste is

being transported from the point of generation for treatment or disposal

to a facility approved by the department, (2) such person shall comply

with the requirements of section 27-1510 of this title, (3) the

generator shall have registered with the department in a form prescribed

by the commissioner, which registration, at a minimum, shall designate

the treatment or disposal facility and the employees acting on behalf of

or under the supervision of the generator, and (4) such person would not

otherwise be subject to an adverse determination under section 27-1517

of this title.

(ii) The commissioner may, after consultation with the commissioner of

health, exempt a generator from the waste transporter program fees

pursuant to section 72-0502 of this chapter upon a showing by such

generator that compliance with such requirements would create a hardship

on the generator's business activities. The commissioner shall

promulgate guidelines for the purpose of determining the circumstances

under which such exemption may be granted. Such exemption shall be

reviewed periodically as specified by the commissioner but at least once

every two years. Any exemption granted hereunder may be revoked after

due notice and opportunity for hearing for a violation of any provision

of this title or other applicable laws, rules or regulations relating to

the transportation of regulated wastes or upon a showing that the

exempted generator no longer meets the requisite guidelines for

exemption.

b. A generator of regulated medical waste may obtain a permit pursuant

to this title to transport regulated medical waste.

c. The department may make rules and regulations implementing this

section in order to carry out and enforce the intent and purposes

thereof. Such rules and regulations and the provisions of article 70 of

this chapter and rules and regulations adopted thereunder shall govern

permit applications, permit conditions, renewals, modifications,

suspensions and revocations under this section. The responsibility for

the issuance and review of permits and the enforcement of the provisions

of this section may be delegated to regional, district or county offices

of the state department of health, or to local health departments where

their jurisdiction may apply.

d. Applications filed pursuant to this section shall indicate the

mechanical and other equipment, holding tanks and vehicles and any place

of temporary storage used or to be used by the applicant and the place

or places where and the manner in which the applicant will finally

dispose of the regulated medical wastes, and such other information as

the department deems necessary. If the department determines that the

proposed method of transportation, the place or manner in which the

waste product is to be treated, stored or disposed of or the method or

location of temporary storage will be detrimental to the protection of

public health or substantially damage or pollute the environment or

natural resources of the state, it may deny the permit or may impose

such permit conditions as may be necessary.

e. As a condition for the permit or the exemption therefrom the

department shall require the transporter to make an annual report to the

department, indicating the number and type of generators served, the

volume and nature of waste products disposed of, and the place and

manner in which such waste products were finally disposed, and such

other information as the department may require.

f. Such permit shall be renewed annually. The fees for such permit or

renewal shall be those established pursuant to section 72-0502 of this

chapter. A renewal may be denied by the department for failure of the

applicant to properly report as provided in paragraph e of this

subdivision.

g. The department may suspend or revoke any permit upon proof that the

permittee has been found guilty of a violation of the provisions of this

section as provided in title 44 of article 71 of this chapter, or if the

department determines that the permittee has violated the provisions of

this section, the rules and regulations implementing it or the rules and

regulations adopted to implement article 70 of this chapter.

3. A transporter of regulated medical waste who has been granted a

permit by the department for such activity shall notify the department

within thirty days of the following occurrences:

a. Any change of substantial interest in ownership or indirect

ownership or any change in name or location.

b. Ownership or control of a vehicle or container certified by the

department is changed.

c. A truck, trailer, semitrailer, vacuum tank, cargo tank, or

container certified by the department is involved in any spill, or in an

accident which renders or may have rendered the vehicle or container in

noncompliance with the requirements of this section.

§ 27-1513 — Requirements for regulated medical waste treatment, storage and disposal facility

Requirements for regulated medical waste treatment, storage

and disposal facility.

1. Any person who operates a facility for the treatment, storage or

disposal of regulated medical waste shall have a valid and appropriate

solid waste management facility permit issued by the department; except

that a solid waste management facility permit shall not be required for

operation of an on-site facility that is operated by a health care

facility licensed pursuant to the public health law that is utilized to

treat, store or dispose of regulated medical waste of the health care

facility or of other generators of regulated medical waste, pursuant to

written agreements with or among such other generators that shall be

filed with the department of health and the department.

2. The operator of any facility used for the treatment, storage or

disposal of regulated medical waste not in a category specified in

subdivision one of this section shall have and shall adhere to an

operation plan for the handling and disposal of regulated medical waste

approved by the department. The operation plan shall include the

following:

a. A method of receiving wastes which ensures that regulated medical

wastes are handled separately from other wastes until treatment or

disposal is accomplished and which prevents unauthorized persons from

having access to or contact with the waste.

b. A method of unloading and processing of regulated medical wastes

which limits the number of persons handling the wastes and minimizes the

possibility of exposure of employees and the public using or visiting

the facility to regulated medical waste.

c. A method of decontaminating emptied reusable regulated medical

waste containers, transport vehicles or facility equipment which are

known or believed to be contaminated with regulated medical waste.

d. The provision and required use of gloves and other protective

clothing as shall be required by the department.

e. The means of decontamination of any person having had bodily

contact with regulated medical waste while transporting the waste to the

treatment or disposal site or while handling or disposing of the waste

at the site.

f. A quantification of the maximum amount of regulated medical waste

to be treated, stored, or disposed of per month.

3. A new or revised operation plan for treatment, storage or disposal

of regulated medical waste shall be prepared whenever there is an

increase of more than twenty-five percent in the maximum quantity of

regulated medical waste receiving treatment, storage or disposal per

month by the facility or when changes are otherwise made in an existing

operation plan.

4. Approval for acceptance of regulated medical waste at a treatment,

storage or disposal facility may be withdrawn by the department for

noncompliance with the operation plan.

5. As a condition of approval for such permit, any person who operates

a facility for the treatment, storage and disposal of regulated medical

waste shall provide:

(a) proof of liability insurance or other form of financial security

deemed sufficient by the commissioner to meet all responsibilities in

case of release of such waste causing damage; and

(b) certification that such activities conform with existing local

zoning laws or ordinances.

§ 27-1515 — Rules and Regulations

Rules and Regulations.

The commissioner shall promulgate rules and regulations in conformity

with the standards for storage, containment, transportation and disposal

of regulated medical waste, pursuant to the provisions of this title.

The commissioner shall promulgate rules and regulations, consistent with

standards established by the department of health, for decontamination

and treatment of regulated medical waste pursuant to the provisions of

this title.

§ 27-1517 — Permits for storage, transportation, treatment or disposal of regulated medical waste

Permits for storage, transportation, treatment or disposal of

regulated medical waste.

1. In order to assure that permits authorizing the storage,

transportation, treatment or disposal of regulated medical waste are not

issued to or held by unqualified or unsuitable persons, the commissioner

may, consistent with articles twenty-three and twenty-three-a of the

correction law, and the provisions of section 70-0115 of this chapter,

deny, suspend, revoke or modify any permit, renewal or modification

thereto for the storage, transportation, treatment or disposal of

regulated medical waste, upon a written determination that such action

is required to protect the public health and safety and that:

a. The permit holder or applicant has been finally determined in an

administrative, civil or criminal proceeding to have violated any

provision of this article, any related order or determination of the

commissioner, any regulation promulgated pursuant to this article, a

material condition of any permit issued thereunder, or of any

substantially similar statute, regulation, order or permit condition of

the federal or other state government relating to the handling, storing,

treating, disposing or transporting of solid, hazardous, infectious,

medical or regulated medical waste; or

b. Such permit holder or applicant has been previously denied a permit

for the same or substantially similar activity based upon one or more of

the provisions of this subdivision; or

c. Such permit holder or applicant has been found in a civil

proceeding to have committed a negligent or intentionally tortious act

in relation to the handling, storing, treating, disposing or

transporting of solid, hazardous, infectious, medical or regulated

medical waste, or has been convicted in a criminal proceeding of a crime

involving the handling, storing, treating, disposing or transporting of

solid, hazardous, infectious, medical or regulated medical waste,

provided, however, that where such conviction is of a criminal offense

under the laws of any other state or of the United States, such offense

would constitute a crime under the laws of this state; or

d. Such permit holder has been convicted of a felony under the laws of

this state involving fraud, bribery, perjury, or theft, or has been

convicted under the laws of any other state or of the United States of a

criminal offense which, if committed and prosecuted in this state, would

constitute a similar felony under such laws of this state.

e. Such permit holder or applicant, in any matter within the

jurisdiction of the department, has been determined to have knowingly

falsified a material fact, or knowingly submitted a false statement, or

knowingly made use of a false statement in connection with any document

or application submitted to the department; or

f. Such permit holder or applicant is either:

(i) an individual who had a substantial interest in or acted as a high

managerial agent or director for any corporation, partnership,

association or organization which committed an act or failed to act, and

such act or failure to act could be the basis for the denial of a permit

pursuant to this section or regulations promulgated thereunder if such

corporation, partnership, association or organization applied for a

permit under this title; or

(ii) a corporation, partnership, association, or organization, or any

principal thereof, or any person holding a substantial interest therein,

which committed an act or failed to act, and such act or failure to act

could be the basis for the denial of a permit pursuant to this section

or regulations promulgated thereunder if such corporation, partnership,

association or organization applied for a permit under this title; or

(iii) a corporation, partnership, association or organization or any

high managerial agent or director thereof, or any person holding a

substantial interest therein, acting as high managerial agent or

director for or holding a substantial interest in another corporation,

partnership, association or organization which committed an act or

failed to act, and such act or failure to act could be the basis for the

denial of a permit pursuant to this section or regulations promulgated

thereunder had such other corporation, partnership, association or

organization applied for a permit under this title.

For the purposes of this subdivision, "high managerial agent" has the

same meaning as is given that term in section 20.20 of the penal law.

2. Any act or failure to act which serves as a basis for denial or

revocation of a permit pursuant to this subdivision shall have occurred

within five years from the date on which the application for a permit,

renewal or modification is submitted to the department or from the date

on which the department serves notice of intent to revoke or modify a

permit issued by the department in relation to an existing permit.

3. Any person denied a permit, renewal or modification on the grounds

specified in this section shall be entitled to a hearing within sixty

days of such denial in the case of a new permit, or within fifteen days

in the case of a renewal or modification of any existing permit. The

conduct of such hearing shall be governed by article 70 of this chapter

and regulations promulgated thereunder.

§ 27-1519 — Pilot projects

Pilot projects.

The commissioner shall cooperate with the commissioner of health to

develop pilot projects pursuant to subdivision 3 of section 1389-dd of

the public health law to promote the safe handling, treatment and

disposal of medical waste generated in private residences. The

commissioner may exempt these pilot projects from the permitting

requirements of this article.

TITLE 17 Lead-acid Battery Recycling

§ 27-1701 — Lead-acid battery recycling

Lead-acid battery recycling.

1. Legislative findings. The legislature hereby finds that the

improper disposal of lead-acid batteries is a direct threat to the

health and safety of the citizens of this state. Further, the

legislature finds that the disposal of these batteries constitutes a

waste of recyclable materials. Therefore, the legislature finds and

declares it to be in the public interest to facilitate the collection

and recycling of lead-acid batteries in this state by prohibiting the

improper disposal of lead-acid batteries, establishing a financial

incentive for the return of used batteries, and requiring lead-acid

battery retailers and distributors to accept used batteries free of

charge from the public.

2. Definitions. When used in this section:

a. "Authorized hazardous waste facility" means any hazardous waste

treatment, storage and disposal facility permitted pursuant to section

27-0913 of this article which is authorized to accept lead-acid

batteries.

b. "Collector" means any person who accepts lead-acid batteries in

order to transfer them to a recycling facility, an authorized hazardous

waste facility or another collector.

c. "Consumer" means any person who purchases a lead-acid battery for

use other than resale, provided however, that consumer does not mean a

person who purchases a new or used vehicle containing a lead-acid

battery.

d. "Dispose" or "disposal" means the abandonment, discharge, deposit,

injection, dumping, spilling, leaking or placing of any substance so

that such substance or any related constituent thereof may enter the

environment. Disposal also means the thermal destruction of waste or

hazardous waste and the burning of such wastes as fuel for the purpose

of recovering useable energy.

e. "Distributor" means any person who sells lead-acid batteries to a

retailer in this state, including any manufacturer who sells to

retailers in the state.

f. "Lead-acid battery" means any battery with a capacity of six or

more volts which contains lead and sulfuric acid and which is used as a

power source in a vehicle.

g. "Manufacturer" means any person who manufactures lead-acid

batteries.

h. "Mixed municipal solid waste" means any material managed at a solid

waste management facility as defined in section 27-0701 of this article.

i. "Recycling facility" means any person who processes lead-acid

batteries and/or parts thereof in order to recover the materials

contained therein for later use.

j. "Retailer" means any person in this state who sells new lead-acid

batteries to consumers.

k. "Return incentive payment" means a payment pursuant to subdivision

five of this section to a retailer from a consumer who does not return a

used lead-acid battery at the time of purchasing a new lead-acid battery

from such retailer.

l. "Vehicle" means any motor powered device which is self-propelled

and designed for carrying persons or property or which is used for the

transportation of persons, including, but not limited to, automobiles,

buses, trucks, boats, motorcycles, snowmobiles and lawn and garden

equipment.

3. Lead-acid battery disposal prohibitions. a. No person shall dispose

of a lead-acid battery in mixed municipal solid waste or otherwise

dispose of a lead-acid battery except by delivery to a retailer,

distributor, collector, recycling facility or as a method of last resort

to an authorized hazardous waste facility.

b. No retailer shall dispose of a lead-acid battery except by delivery

to a distributor, collector, recycling facility or as a method of last

resort to an authorized hazardous waste facility.

c. No distributor shall dispose of a lead-acid battery except by

delivery to a collector, recycling facility or as a method of last

resort to an authorized hazardous waste facility.

d. No collector shall dispose of a lead-acid battery except by

delivery to a recycling facility, another collector, or as a method of

last resort to an authorized hazardous waste facility.

e. No recycling facility or authorized hazardous waste facility shall

store, recycle or dispose of a lead-acid battery except in accordance

with regulations promulgated pursuant to this chapter.

4. Lead-acid battery collection. a. Every retailer shall accept up to

two used lead-acid batteries per calendar month from any individual at

no charge to such individual.

b. Every distributor shall accept up to two used lead-acid batteries

per calendar month from any individual at no charge to such individual

and shall accept used lead-acid batteries from any retailer to which the

distributor sells lead-acid batteries at no charge to such retailer.

5. a. Any consumer purchasing a new lead-acid battery who does not

return a used lead-acid battery to the retailer at the time of such

purchase shall pay such retailer a return incentive payment of five

dollars per lead-acid battery sold.

b. A retailer shall refund to a consumer the five dollar return

incentive payment collected pursuant to this subdivision if, within

thirty days of the date of the purchase of a new lead-acid battery, the

consumer returns to such retailer a used lead-acid battery. Any return

incentive payment not refunded to the consumer pursuant to this

subdivision shall be retained by the retailer.

c. In collecting a return incentive payment pursuant to this

subdivision, the retailer shall inform the consumer of the retailer's

obligation to refund such return incentive payment to such consumer

should the consumer return a used lead-acid battery within thirty days.

6. Posting requirements. Every retailer and distributor shall post a

conspicuous sign, open to public view, displaying the universal

recycling symbol and stating: "IT IS ILLEGAL TO DISCARD VEHICLE

BATTERIES. STATE LAW REQUIRES US TO ACCEPT VEHICLE BATTERIES AT NO

CHARGE FOR RECYCLING."

7. Applicability of other laws. For the purposes of this section, any

retailer, distributor, or collector who complies with the requirements

set forth in this section shall be exempt from the provisions of titles

seven and nine of this article and article seventy-two of this chapter.

8. Any provision of any local law or ordinance, or any rule or

regulation promulgated thereto, governing the collection, return or

recycling of lead-acid batteries which is inconsistent with any

provision of this title shall upon the effective date of this title be

preempted, provided, however, that such preemption shall not extend to

any provision of a local law or ordinance prohibiting the illegal

disposal of lead-acid batteries.

9. The provisions of this title shall be severable and if any portion

thereof or the applicability thereof to any person or circumstances

shall be held invalid, the remainder of this title and the application

thereof shall not be affected thereby.

TITLE 18 Extended Producer Responsibility For Rechargeable Batteries

§ 27-1801 — Short title

Short title.

This title shall be known as and may be cited as the "Extended

Producer Responsibility Law for Rechargeable Batteries".

§ 27-1803 — Definitions

Definitions.

When used in this title:

1. "battery manufacturer" means every person, firm or corporation

that: (i) produces rechargeable batteries sold or distributed in the

state, or packages such batteries for sale in the state, except that if

such production or packaging is for a distributor having the right to

produce or otherwise package that same brand of battery in the state,

then such distributor shall be deemed to be the battery manufacturer;

(ii) imports rechargeable batteries into the United States that are sold

or distributed in the state; or (iii) with respect to rechargeable

batteries defined in subparagraph (ii) of paragraph (a) of subdivision

four of this section, if no person, firm or corporation under paragraph

(i) or (ii) of this subdivision takes responsibility for the

requirements under this title, "battery manufacturer" means the

manufacturer of the product that comes with, or contains, the

rechargeable battery at the time the product is sold;

2. "consumer" means any person who purchases one or more rechargeable

batteries, or products containing such batteries at the time of sale,

for personal use;

3. "place of business" means the location at which a retailer sells or

offers for sale to consumers, rechargeable batteries, or products

containing such batteries at the time of sale;

4. (a) "rechargeable battery" means any of the following rechargeable

batteries weighing less than fifty pounds: (i) any nickel-cadmium,

sealed lead, lithium ion, or nickel metal hydride battery; (ii) any

battery used as the principal electric power source for an electric

scooter or bicycle with electric assist; (iii) any other such dry cell

battery capable of being recharged; or (iv) battery packs containing any

such batteries;

(b) "rechargeable battery" shall not include a battery used as the

principal electric power source for a vehicle other than as set forth in

subparagraph (ii) of paragraph (a) of this subdivision, such as, but not

limited to, an automobile, boat, truck, tractor, golf cart or

wheelchair; for storage of electricity generated by an alternative power

source, such as solar or wind-driven generators; or for memory backup

that is an integral component of an electronic device;

5. "retailer" means a person, firm or corporation that engages in the

sale of rechargeable batteries, or products containing such batteries,

to a consumer in the state, including, but not limited to, transactions

conducted through sales outlets, catalogs, by mail, telephone or the

internet. For the purposes of this section retailer shall not include a

food store; and

6. "food store" means a store selling primarily food and food products

for consumption or use off the premises that occupies less than fourteen

thousand square feet of display space.

7. "sell" or "sale" means any transfer for consideration of title or

the right to use, from a manufacturer or retailer to a person,

including, but not limited to, transactions conducted through retail

sales outlets, catalogs, mail, the telephone, the internet, or any

electronic means; "sell" or "sale" shall not include samples, donations,

and reuse.

§ 27-1805 — Rechargeable battery disposal ban

Rechargeable battery disposal ban.

No person shall knowingly dispose of rechargeable batteries as solid

waste at any time in the state.

§ 27-1807 — Rechargeable battery recycling program

Rechargeable battery recycling program.

1. Rechargeable batteries shall be returned to a retailer that sells

such batteries that are similar in shape, size, function and weight to

those to be disposed of. Rechargeable batteries contained in electronic

products must be removed prior to disposal of such product.

a. Retailers having a place of business in the state shall accept from

consumers at any time during normal business hours rechargeable

batteries of a similar shape, size, function and weight as the retailer

offers for sale; provided, however, that any acceptance of batteries

from electric scooters or bicycles with electric assist shall be

voluntary, and shall only be permissible at retailers which offer for

sale electric scooters or bicycles with electric assist or their

batteries. Retailers shall take up to ten such batteries, provided,

however, with respect to rechargeable batteries defined in subparagraph

(ii) of paragraph (a) of subdivision four of section 27-1803 of this

title, retailers shall take up to five such batteries, per day from any

person regardless of whether such person purchases replacement

batteries, and retailers shall also accept as many such batteries as a

consumer purchases from the retailer, except for batteries from electric

scooters or bicycles with electric assist. Retailers, other than

retailers not participating as a collection site who sell electric

scooters or bicycles with electric assist or their batteries and no

other types of rechargeable batteries, shall conspicuously post and

maintain, at or near the point of entry to the place of business, a

legible sign, not less than eight and one-half inches by eleven inches

in size, stating that used rechargeable batteries of the size and shape

sold or offered for sale by the retailer may not enter the solid waste

stream, and that the retail establishment is a collection site for

recycling such batteries. Such sign shall state the following in letters

at least one inch in height: "It is illegal to dispose of rechargeable

batteries in the state of New York as solid waste. We accept used

rechargeable batteries for return to the manufacturer."

b. Retailers that sell rechargeable batteries to consumers in the

state through non-retail outlets such as through catalogs, or by mail,

telephone or the internet shall provide at the time of purchase or

delivery to the consumer notice of an opportunity to return used

rechargeable batteries at no cost to the consumer for reuse or

recycling.

c. Retailers in the state, other than retailers not participating as a

collection site who sell electric scooters or bicycles with electric

assist or their batteries and no other types of rechargeable batteries,

shall conspicuously maintain, at a location within the retail

establishment that is convenient for use by consumers, collection boxes

or other suitable receptacles, supplied by the manufacturer, into which

consumers may safely deposit used rechargeable batteries.

d. Retailers shall not accept rechargeable batteries defined in

subparagraph (ii) of paragraph (a) of subdivision four of section

27-1803 of this title that are damaged, defective, or recalled.

e. Retailers may not sell or offer for sale to consumers in the state

rechargeable batteries unless the battery manufacturer is operating in

accordance with a collection, transportation, and recycling plan

approved by the commissioner. The commissioner shall maintain on the

department's website a list of manufacturers operating in accordance

with approved plans, and the brands covered by such manufacturer's

plans. No retailer shall be in violation of the requirements of this

paragraph if, at the date the rechargeable battery was made available

for sale, the battery manufacturer of such battery was on the list of

manufacturers operating in accordance with an approved plan maintained

on the department's website.

f. Retailers must be in compliance with the provisions of this

subdivision no later than one hundred eighty days after the effective

date of this title or, with respect to a rechargeable battery defined in

subparagraph (ii) of paragraph (a) of subdivision four of section

27-1803 of this title, and with respect to the requirements of paragraph

e of this subdivision one year after the effective date of the chapter

of the laws of two thousand twenty-five which amended this title, or

when the commissioner has approved a new or updated plan in compliance

with such chapter, whichever is later.

2. Every battery manufacturer, or any combination of battery

manufacturers working together, shall, at the battery manufacturer's own

expense, arrange for the return of, and recycling of: all used

rechargeable batteries collected by retailers; and all rechargeable

batteries from electric scooters or bicycles with electric assist, and

such batteries that are damaged, defective, or recalled, that are

collected at permitted household hazardous waste collection sites,

registered household hazardous waste collection events, appropriate

municipal sites, and other collection sites described in the approved

plan. Every battery manufacturer or any combination of battery

manufacturers working together, shall be responsible for, at a minimum,

the following:

a. (i) Within ninety days of the effective date of this title or, with

respect to rechargeable batteries defined in subparagraph (ii) of

paragraph (a) of subdivision four of section 27-1803 of this title,

within one hundred eighty days of the effective date of the chapter of

the laws of two thousand twenty-five that amended such paragraph,

submittance to the commissioner of a new or updated plan that identifies

the methods by which battery manufacturers will safely and promptly

collect, transport, and recycle rechargeable batteries collected by

retailers, permitted household hazardous waste collection sites and

registered household hazardous waste collection events, appropriate

municipal sites, and other collection sites described in the plan, at

the expense of the battery manufacturer, including the procedures to

promptly and regularly remove batteries from these locations, and

provide retailers and collection sites with information on the safe

handling and storage of rechargeable batteries.

(ii) With respect to rechargeable batteries defined in subparagraph

(ii) of paragraph (a) of subdivision four of section 27-1803 of this

title, the plan shall:

(1) propose for the department's approval a geographic distribution of

collection sites to be established to maximize the opportunity for the

safe collection of rechargeable batteries and be sufficient to meet the

needs of consumers in an ongoing and convenient manner. Such proposal

may consider registered household hazardous waste collection events,

provided however, such events shall not alone be considered sufficient

to meet the needs of consumers in an ongoing and convenient manner;

(2) minimize the co-location of collection sites with residential

housing, to the extent feasible;

(3) be consistent with state and local fire prevention and building

code council standards;

(4) identify the criteria by which rechargeable batteries will be

determined to be damaged, defective, or recalled, and how such

information will be communicated to retailers and customers; and

(5) include provisions to ensure that employees of collection sites

who handle or have responsibility for managing such batteries are

informed about proper handling and emergency procedures.

a-1. The reimbursement to local governments of all costs incurred in

relation to the collection of rechargeable batteries from electric

scooters or bicycles with electric assist, including, but not limited

to, costs associated with safety training and storage.

a-2. The provision of appropriate containers and other equipment to

retailers and collection sites for the safe storage and handling of

rechargeable batteries.

b. Submittance to the department of annual reports, on a form

prescribed by the department, concerning: (i) the amount of rechargeable

batteries received within the state and recycled either by number or by

weight, including the weight of rechargeable batteries defined in

subparagraph (ii) of paragraph a of subdivision four of section 27-1803

of this title received within the state as well as within a city with a

population of one million or more; (ii) the location and address of all

collection sites and events and the amount of rechargeable batteries

collected at each site or event; (iii) the costs of the efforts

described in subparagraphs (i) and (ii) of this paragraph, including any

reimbursements to municipalities; and (iv) any other relevant

information as required by the department.

c. Undertaking of efforts to educate the citizens of the state

regarding the appropriate ways to recycle rechargeable batteries, which,

at a minimum, shall include:

(i) information regarding the location of retailers, collection sites,

and events, including hours of operation and rechargeable battery type

acceptance;

(ii) retailer collection site safety training and outreach, including

procedures for handling, storing, and transporting damaged or recalled

rechargeable batteries;

(iii) information for relevant municipalities regarding reimbursement;

and

(iv) promotional activities in support of program implementation,

including the maintenance of a website, distribution of educational

materials and guidance, and the use of relevant media platforms, and

other activities to maximize public awareness of collection sites.

d. Providing for the safe and prompt collection and recycling or

proper disposal of batteries from electric scooters or bicycles with

electric assist, collected by retailers of electric scooters, bicycles

with electric assist, or their batteries and accepted by permitted

household hazardous waste collection sites and registered household

hazardous waste collection events, appropriate municipal sites and other

collection sites described in the plan.

e. Providing for the safe and prompt collection, recycling, and

disposal of damaged, defective, and recalled rechargeable batteries

accepted by permitted household hazardous waste collection sites and

registered household hazardous waste collection events.

2-a. A battery manufacturer may not sell, offer for sale, or

distribute rechargeable batteries, excluding rechargeable batteries

defined in subparagraph (ii) of paragraph (a) of subdivision four of

section 27-1803 of this title, in the state unless the battery

manufacturer is implementing or participating under an approved plan in

accordance with this section. Provided however, beginning January first,

two thousand twenty-seven, a battery manufacturer of rechargeable

batteries defined in subparagraph (ii) of paragraph (a) of subdivision

four of section 27-1803 of this title may not sell, offer for sale, or

distribute such rechargeable batteries in the state unless the battery

manufacturer is implementing or participating under an approved plan in

accordance with this section.

3. The commissioner shall approve or reject any battery manufacturer's

collection, transportation, and recycling plans described in paragraph a

of subdivision two of this section within ninety days of submission and,

if rejected, inform the battery manufacturer in writing as to any

deficiencies in said plan. Battery manufacturers shall amend and

resubmit any rejected plans for reconsideration within sixty days of

notification of the rejection of said plan. The commissioner shall

approve or reject said plan within thirty days of resubmission and shall

make any approved plan public on the department's website.

4. The commissioner shall analyze the information provided by battery

manufacturers pursuant to paragraph b of subdivision two of this section

and report such analysis to the governor and the legislature every two

years. Provided further, that the department shall, no later than

January first, two thousand thirty-one, make public a report examining

voluntary collection by retailers of rechargeable batteries from

electric scooters or bicycles with electric assist established pursuant

to paragraph a of subdivision one of this section. Such report, shall,

at a minimum:

(i) examine information, if available, provided to the department from

manufacturers in their annual reports, including any known or identified

barriers to the voluntary participation of retailers to serve as

collection sites, and any concerns submitted to the department;

(ii) identify retailers participating voluntarily and examine any

trends in the number and location of retailers participating

voluntarily;

(iii) evaluate the need for additional collection sites and if the

existing number and location of collection sites is sufficient to meet

the needs of consumers in an ongoing and convenient manner; and

(iv) recommend to the legislature any changes to such law, including

an assessment of whether it is safe and feasible to expand the

collection requirements of retailers of rechargeable batteries from

electric scooters or bicycles with electric assist.

5. The commissioner is authorized to promulgate any rules and

regulations needed to implement this title.

6. The department, when approving or rejecting any updates to a

battery manufacturer's collection, transportation, and recycling plans

described in paragraph a of subdivision two of this section relating to

the inclusion of batteries defined in subparagraph (ii) of paragraph (a)

of subdivision four of section 27-1803 of this title, shall solicit

input from the office of fire prevention and control in the division of

homeland security and emergency services, and with respect to the parts

of such plan directly related to the city of New York, the fire

department of the city of New York.

§ 27-1809 — Enforcement of this title

Enforcement of this title.

1. Any person who violates the provisions of section 27-1805 of this

title shall be liable for a civil penalty in the amount of fifty dollars

for the first violation, one hundred dollars for a second violation

committed within twelve months of a prior violation and two hundred

dollars for a third or subsequent violation committed within twelve

months of any prior violation.

2. Any retailer as that term is defined in section 27-1803 of this

title, who violates the provisions of section 27-1807 of this title

shall be liable for a civil penalty in the amount of two hundred dollars

for the first violation, four hundred dollars for a second violation

committed within twelve months of a prior violation, and five hundred

dollars for a third or subsequent violation committed within twelve

months of any prior violation.

3. Any battery manufacturer, as that term is defined in section

27-1803 of this title, who violates the provisions of section 27-1807 of

this title shall be liable for a civil penalty in the amount of two

thousand dollars for the first violation, four thousand dollars for a

second violation committed within twelve months of a prior violation,

and five thousand dollars for a third or subsequent violation committed

within twelve months of any prior violation.

4. Civil penalties under this section shall be assessed by the

commissioner after a hearing or opportunity to be heard pursuant to the

provisions of section 71-1709 of this chapter, or shall be assessed by

the court in any action or proceeding pursuant to this section. In

addition to any civil penalties, any person, retailer or manufacturer,

as those terms are defined in section 27-1803 of this title, may by

similar process be enjoined from continuing such violation.

5. In a city with a population of one million or more, such city

shall, in addition to any authority otherwise conferred in this chapter,

have concurrent authority to enforce, by an agency or agencies

designated for such purpose by the mayor of such city, the provisions of

section 27-1805 and subdivision one of section 27-1807 of this title.

Any notice of violation issued by an agency designated by the mayor of

such city charging a violation of section 27-1805 and subdivision one of

section 27-1807 of this title shall be returnable to the environmental

control board of such city. Such environmental control board shall have

the power to impose the civil penalties set forth in subdivisions one,

two and three of this section. All civil penalties collected for any

violation of this title that have been imposed by the environmental

control board of such city shall be paid into the general fund of such

city. Such city shall share information with the department regarding

enforcement, including notices of violation issued and penalties imposed

and collected for violations in such city.

§ 27-1811 — State preemption

State preemption.

Jurisdiction in all matters pertaining to rechargeable battery

recycling is, by this title, vested exclusively in the state. Any

provision of any local law or ordinance, or any rule or regulation

promulgated thereto, governing rechargeable battery recycling shall,

upon the effective date of section 27-1805 of this title, be preempted;

provided, however, that nothing in this section shall preclude a person

from coordinating, for recycling or reuse, the collection of

rechargeable batteries and provided, further, however, that nothing in

this section shall preclude the enforcement of this title pursuant to

subdivision five of section 27-1809 of this title.

TITLE 19 Waste Tire Management and Recycling

§ 27-1901 — Definitions

Definitions.

When used in this title:

1. "Abatement" means the removal of a sufficient number of waste tires

from a noncompliant waste tire stockpile and restoration of the site to

a condition that is in substantial compliance with the rules and

regulations administered by the department for waste tire storage

facilities.

2. "Beneficial use" means the use of solid waste material, which would

otherwise need to be placed in a landfill or disposed of through

alternative means, in such a manner that the nature of the use of the

material constitutes a reuse rather than disposal. Beneficial uses

include incorporation of a solid waste material, which is a legitimate

substitute for a raw material, into a product marketable to an end user.

Waste tires which are burned as a fuel for the purposes of recovering

useable energy are considered to be beneficially used only at the point

at which they are burned.

3. "End use" means that a product requires no further processing or

manufacturing and is used by a consumer for the product's intended

application.

4. "End user" means the ultimate customer of a finished product.

5. "New tires" means tires that have never been placed on a motor

vehicle wheel rim or tires placed on a motor vehicle prior to its

original retail sale. It does not include recapped or resold tires.

6. "Noncompliant waste tire stockpile" means a facility, including a

waste tire storage facility, parcel of property, or site so designated

by the department in accordance with this title, where one thousand or

more waste tires or mechanically processed waste tires have been

accumulated, stored or buried in a manner that the department or a court

of competent jurisdiction has determined violates any judicial

administrative order, decree, law, regulation, or permit or stipulation

relating to waste tires, waste tire storage facilities or solid waste.

7. "Recycle" means to use recyclables in manufacturing a product for

an end use other than burning for recovery of useable energy.

8. "Recyclables" means solid waste materials that exhibit the

potential to be used to make marketable products for end users.

9. "Removed from service" means removed within New York state from the

service for which the tires were intended to be used when the tires and

tire casings were separated for retreading.

10. "Retail sale" means the sale to any person in the state for any

purpose other than resale.

11. "Tire service" means any person or business who sells or installs

new tires for use on any vehicle and any person or business who engages

in the retail sale of new motor vehicles. The United States of America

and any of its agencies and instrumentalities, and New York state and

any of its agencies, instrumentalities, public corporations, or

political subdivisions are excluded from this term.

12. "Vehicle" or "Motor Vehicle" means any device which by virtue of

its design could qualify for registration pursuant to section four

hundred one, four hundred ten, two thousand two hundred sixty-one, or

two thousand two hundred eighty-two of the vehicle and traffic law.

13. "Waste tire" means any solid waste which consists of whole tires

or portions of tires. Tire casings separated for retreading and tires

with sufficient tread for resale shall be included under this term,

however, crumb rubber shall not be considered a solid waste.

14. "Waste tire storage facility" means a facility at which waste

tires are stored and for which a permit or registration has been issued,

pursuant to department regulations.

§ 27-1903 — Waste tire management priorities

Waste tire management priorities.

In the interest of public health, safety and welfare and in order to

conserve natural resources and to promote recycling and market

development for waste tires, the state of New York establishes a policy

on the management of waste tires that states:

1. The waste tire management priorities in this state are:

(a) first, to reduce the number of waste tires generated;

(b) second, to remediate waste tire stockpiles in noncompliance;

(c) third, to recycle waste tires into value-added products;

(d) fourth, to beneficially use waste tires in an environmentally

acceptable manner, including the beneficial use in civil engineering

applications; and

(e) fifth, to recover, in an environmentally acceptable manner

consistent with the purpose of this chapter, energy from waste tires

that cannot be economically recycled or otherwise beneficially used.

2. State government must make an essential contribution to the

development and implementation of environmentally, economically and

technically viable waste tire management programs. The department shall

cooperate with other state agencies, including the department of

economic development, New York state energy research and development

authority, the department of transportation, the New York state thruway

authority and the department of health, to ensure that waste tires are

effectively managed and used in environmentally acceptable ways

consistent with the purposes of this chapter.

§ 27-1905 — Mandatory tire acceptance; notices

Mandatory tire acceptance; notices.

1. A tire service that maintains a physical retail location in the

state shall, until December thirty-first, two thousand twenty-seven:

(a) accept from a customer, waste tires of approximately the same size

and in a quantity equal to the number of new tires purchased or

installed by the customer;

(b) post written notice in a prominent location, which must be at

least eight and one-half inches by fourteen inches in size and contain

the following language:

"New York State law requires us to accept and manage waste tires from

vehicles in exchange for an equal number of new tires that we sell or

install. Tire retailers are required to charge a separate and distinct

waste tire management and recycling fee of $2.50 for each new tire sold.

The retailers in addition are authorized, at their sole discretion, to

pass on waste tire management and recycling costs to tire purchasers.

Such costs may be included as part of the advertised price of the new

tire, or charged as a separate per-tire charge in an amount not to

exceed $2.50 on each new tire sold."

The written notice shall also contain one of the following statements

at the end of the aforementioned language and as part of the notice,

which shall accurately indicate the manner in which the tire service

charges for waste tire management and recycling costs, and the amount of

any charges that are separately invoiced for such costs:

"Our waste tire management and recycling costs are included in the

advertised price of each new tire.", or

"We charge a separate per-tire charge of $____ on each new tire sold

that will be listed on your invoice to cover our waste tire management

and recycling costs."; and

(c) ensure that any retail advertisement of promotional material

provided by or on behalf of the tire service that lists a tire price

which does not include waste tire management and recycling costs

contains one of the following statements conspicuously located in or on

the advertisement and in the same font as the advertised price of the

tire: "Additional fees relating to tire management and recycling costs

may apply," or, "We charge a separate per-tire charge of $____ on each

new tire sold that will be listed on your invoice to cover our waste

tire management and recycling costs where applicable." Where the latter

statement is used, it shall list the amount of the separate per-tire

charge.

2. A tire service that does not maintain a physical retail location in

the state shall, until December thirty-first, two thousand twenty-seven

make viewable to a customer in the state a statement, prior to the

purchase of new tires, that contains the following language:

"New York state law requires tire retailers to charge a separate and

distinct waste tire management and recycling fee of $2.50 for each new

tire sold."

§ 27-1907 — Abatement of noncompliant waste tire stockpiles

Abatement of noncompliant waste tire stockpiles.

1. No later than one year from the effective date of this title, the

department shall prepare and submit to the governor and the legislature

a comprehensive plan designed to abate all noncompliant waste tire

stockpiles by December thirty-first, two thousand ten. This plan shall

establish a noncompliant waste tire stockpile abatement priority list

and schedule for abatement of each noncompliant waste tire stockpile

based on potential adverse impacts upon public health, safety or

welfare, the environment, or natural resources. The plan shall also

include a census of compliant and non-compliant waste tire stockpiles in

the state and the number of waste tires believed to be stored at each

site.

2. The owner or operator of a noncompliant waste tire stockpile shall,

at the department's request, submit to and/or cooperate with any and all

remedial measures necessary for the abatement of noncompliant waste tire

stockpiles with funds from the waste management and cleanup fund

pursuant to section ninety-two-bb of the state finance law.

3. No later than two years from the effective date of this title, the

department shall publish requests for proposals to seek contractors to

prepare whole and mechanically processed waste tires situated at

noncompliant waste tire stockpiles for arrangement in accordance with

fire safety requirements and for removal for appropriate processing,

recycling or beneficial use. Disposal will be considered only as a last

option. The expenses of remedial and fire safety activities at a

noncompliant waste tire stockpile shall be paid by the person or persons

who owned, operated or maintained the noncompliant waste tire stockpile,

or from the waste management and cleanup fund and shall be a debt

recoverable by the state from all persons who owned, operated or

maintained the noncompliant waste tire stockpile, and a lien and charge

may be placed on the premises upon which the noncompliant waste tire

stockpile is maintained and upon any real or personal property,

equipment, vehicles, and inventory controlled by such person or persons.

Moneys recovered shall be paid to the waste management and cleanup fund

established pursuant to section ninety-two-bb of the state finance law.

4. If execution upon a judgment for the recovery of the expenses of

any such remedial and fire safety activities at a noncompliant waste

tire stockpile is returned wholly or partially unsatisfied, such

judgment, if docketed in the place and manner required by law to make a

judgment of a court of record a lien upon real property, shall be a

first lien upon such premises, having preference over all other liens

and encumbrances whatever. Notwithstanding the foregoing, such lien

shall not have preference over any mortgage or other encumbrance for the

benefit of the state of New York or a public benefit corporation

thereof.

5. The department shall make all reasonable efforts to recover the

full amount of any funds expended from the waste management and cleanup

fund for abatement or remediation through litigation or cooperative

agreements. Any and all moneys recovered, repaid or reimbursed pursuant

to this section shall be deposited with the comptroller and credited to

such fund.

6. The department shall have authority to enter all noncompliant waste

tire stockpiles for the purpose of investigation and abatement.

§ 27-1909 — Market development

Market development.

No later than one year after the effective date of this title and

continuing annually thereafter, the department of economic development

shall:

1. assist private market development with new technologies for waste

tire reuse and recycling with an emphasis on higher-value end uses in

order to further create and enhance sustainable markets;

2. provide industrial and consumer education on other benefits of

recycled waste tire product through the preparation of fact sheets and

public workshops; and

3. prepare an annual summary report and analysis of markets and

disposition of both New York state stockpiled tires and New York state

annually generated waste tires. This report shall be submitted to the

department and legislature by the last day of March of each year.

§ 27-1911 — Prohibition on land burial

Prohibition on land burial.

1. No person shall knowingly dispose of waste tires in a landfill

except as provided in subdivision two of this section.

2. No moneys from the waste management and cleanup fund shall be used

to dispose of waste tires in a landfill unless the department has

determined that it is not feasible to convert the waste tires to a

beneficial use. Department-approved beneficial uses of

scrap-tire-derived material for leachate collection systems, or gas

collection systems in the construction or operation of a landfill are

not considered disposal.

§ 27-1913 — Waste tire management and recycling fee

Waste tire management and recycling fee.

1. Until December thirty-first, two thousand twenty-seven, a waste

tire management and recycling fee of two dollars and fifty cents shall

be charged on each new tire sold. The fee shall be paid by the purchaser

to the tire service at the time the new tire or new motor vehicle is

purchased; provided, however, that the fee shall be paid by a purchaser

to a tire service upon installation of new tires unless the purchaser

can demonstrate that the fee was previously paid to the seller.

The waste tire management and recycling fee does not apply to recapped

tires.

2. Until December thirty-first, two thousand twenty-seven, the tire

service shall collect the waste tire management and recycling fee from

the purchaser at the time of the sale and shall remit such fee to the

department of taxation and finance with the quarterly report filed

pursuant to subdivision three of this section.

(a) The fee imposed shall be stated as an invoice item separate and

distinct from the selling price of the tire.

(b) A tire service that maintains a physical retail location in the

state shall be entitled to retain an allowance of twenty-five cents per

tire from fees collected.

3. Each tire service that is a "person required to collect tax" as

defined in section eleven hundred thirty-one of the tax law shall make a

return to the department of taxation and finance on such form and

including such information as the commissioner of taxation and finance

may require. Such returns shall be due at the same time and for the same

periods as the sales tax return of such tire service, in accordance with

section eleven hundred thirty-six of the tax law, and payment of all

fees due for such periods shall be remitted with such returns.

4. All waste tire management and recycling fees collected by the

department of taxation and finance shall be transferred to the waste

management and cleanup fund pursuant to section ninety-two-bb of the

state finance law.

5. (a) The provisions of article twenty-eight of the tax law,

including the provisions relating to definitions, exemptions, returns,

personal liability for the tax, collection of tax from the customer,

payment of tax and the administration of the tax imposed, shall apply to

the provisions of this section in the same manner and with the same

force and effect as if the language of such article had been

incorporated in full into this section and had expressly referred to the

fee under this section, except to the extent that any provision of such

article is either inconsistent with a provision of this section or is

not relevant to this section. For purposes of this section, any

reference to a tax or the taxes imposed by article twenty-eight of the

tax law shall be deemed also to refer to the waste tire management and

recycling fee imposed under the authority of this section unless a

different meaning is clearly required.

(b) Notwithstanding the provisions of paragraph (a) of this

subdivision, the exemptions provided in section eleven hundred sixteen

of the tax law shall not apply to this section except with respect to

the entities described in paragraphs one, two, three and six of

subdivision (a) of such section.

6. (a) Until December thirty-first, two thousand twenty-seven, any

additional waste tire management and recycling costs of the tire service

in excess of the amount authorized to be retained pursuant to paragraph

(b) of subdivision two of this section may be included in the published

selling price of the new tire, or charged as a separate per-tire charge

on each new tire sold. When such costs are charged as a separate

per-tire charge: (i) such charge shall be stated as an invoice item

separate and distinct from the selling price of the tire; (ii) the

invoice shall state that the charge is imposed at the sole discretion of

the tire service; and (iii) the amount of such charge shall reflect the

actual cost to the tire service for the management and recycling of

waste tires accepted by the tire service pursuant to section 27-1905 of

this title, provided however, that in no event shall such charge exceed

two dollars and fifty cents on each new tire sold.

(b) Every tire service shall maintain accurate records of the actual

costs of waste tire management and recycling incurred by such tire

service, and accurate accounts of any charges or costs included in or on

the sale of new tires for the purpose of waste tire management and

recycling. Any tire service imposing a charge or costs for its waste

tire management and recycling shall submit an annual statement of such

charges or costs to the comptroller of the state of New York by the end

of each calendar year. The comptroller is hereby authorized and

empowered from time to time to examine the accounts and records of any

tire service that imposes any costs or charges for the costs of the tire

service for waste tire management and recycling as authorized by this

subdivision.

§ 27-1915 — Use of waste tire management and recycling fee funds

Use of waste tire management and recycling fee funds.

Waste tire management and recycling fees shall be deposited in the

waste management and cleanup fund established in section ninety-two-bb

of the state finance law, and shall be made available for the following

purposes:

1. costs of the department for the following:

(a) first-year costs:

(i) enumeration and assessment of noncompliant waste tire stockpiles;

and

(ii) aerial reconnaissance to locate, survey and characterize sites

environmentally, for remote sensing, special analysis and scanning;

(b) abatement of noncompliant waste tire stockpiles;

(c) administration and enforcement of the requirements of this

article, exclusive of titles thirteen and fourteen; and

(d) conducting an updated market analysis of outlets for waste tire

utilization including recycling and energy recovery opportunities, which

shall not include the incineration of waste tires.

2. costs of the department of economic development for the following:

(a) conducting an updated market analysis of outlets for waste tire

utilization including recycling and energy recovery opportunities;

(b) establishment of a program to provide funds to businesses to

develop technology that leads to increased markets for waste tires;

(c) funding of demonstration projects, including, but not limited to,

reuse in agricultural settings; and

(d) administration of requirements of this section.

3. costs of the department of transportation for the following:

(a) funding of demonstration and other projects for road base, paving

and other civil engineering uses; and

(b) administration of requirements of this section.

4. costs of the New York state thruway authority for the following:

(a) funding of demonstration and other projects for road base, paving

and other civil engineering uses; and

(b) administration of requirements of this section.

5. costs of the New York state energy research and development

authority for the following:

(a) funding research projects which will enhance sustainable waste

tire recycling activities; and

(b) administration of requirements of this section.

6. costs of the department of health for the following:

(a) recommendations to protect public health;

(b) administration of requirements of this section; and

(c) prevention or control of on-site populations of vectors, as

defined in subdivision ten of section 27-2301 of this article, using

techniques appropriate for protection of human health and the

environment to prevent the site from being a vector breeding area.

Any funds not used for a given year shall be returned to the fund and

be added to the total funds available for disbursement in the succeeding

year.

TITLE 20 Postconsumer Paint Collection Program

§ 27-2001 — Definitions

Definitions.

As used in this title, the following terms shall have the following

meanings:

1. "architectural paint" means interior and exterior architectural

coatings sold in containers of five gallons or less; provided, however,

that "architectural paint" shall not include industrial, original

equipment or specialty coatings.

2. "commissioner" means the commissioner of environmental

conservation.

3. "department" means the department of environmental conservation.

4. "environmentally sound management practices" means procedures for

the collection, storage, transportation, reuse, recycling and disposal

of architectural paint, to be implemented by the producer or

representative organization or by the producers or representative

organization's contracted partners to ensure compliance with all

applicable federal, state and local laws and any regulations and

ordinances for the protection of human health and the environment and

these procedures shall address adequate record keeping, tracking and

documenting of the final disposition of materials.

5. "postconsumer paint" means architectural paint not used and no

longer wanted by a consumer.

6. "producer" means a manufacturer of architectural paint who sells,

offers for sale or distributes the architectural paint in the state.

7. "program" means the postconsumer paint collection program

established pursuant to section 27-2003 of this title.

8. "recycling" means a process by which discarded products, components

and by-products are transformed into new usable or marketable materials

in a manner in which the original products may lose their identity. This

term excludes thermal treatment or the use of postconsumer paint as a

fuel substitute or for energy production.

9. "representative organization" means a not-for-profit organization

established by producers to implement the postconsumer paint collection

program.

10. "retailer" means a person that offers architectural paint for sale

at retail in the state.

11. "Reuse" means the return of a product into the economic stream for

use in the same kind of application as the product was originally

intended to be used, without a change in the product's identity.

12. "Sell" or "sale" means any transfer for consideration of title or

the right to use, from a manufacturer or retailer to a person,

including, but not limited to, transactions conducted through retail

sales outlets, catalogs, mail, the telephone, the internet, or any

electronic means; this does not include samples, donations, and reuse.

§ 27-2003 — Postconsumer paint collection program

Postconsumer paint collection program.

1. No later than July first, two thousand twenty, a producer, either

individually or cooperatively, or a representative organization shall

submit to the department for the department's approval a plan for the

establishment of a postconsumer paint collection program. Such plan

shall be accompanied by a fee of five thousand dollars for an individual

producer or, in the case of a representative organization or producers

acting collectively, a fee of ten thousand dollars. The program will

minimize public sector involvement in the management of postconsumer

paint by reducing its generation, promoting its reuse and recycling and

negotiating and executing agreements to collect, transport, reuse,

recycle and properly dispose of postconsumer paint using environmentally

sound management practices.

2. A producer may satisfy the postconsumer paint collection program

requirement of this section by agreeing to participate collectively with

other producers. Any such collective postconsumer paint collection

program shall meet the same requirements as an individual producer. Such

program shall submit a registration to the department along with a

registration fee of ten thousand dollars.

3. The plan submitted by the producer or representative organization

to the department under this section shall:

(a) provide a list of each participating producer and brands covered

by the program.

(b) provide information on the architectural paint products covered

under the program.

(c) describe how the producer or representative organization will

collect, transport, recycle, and process postconsumer paint for

end-of-life management, including recycling and disposal, using

environmentally sound management practices.

(d) describe how it will provide for convenient and cost-effective

statewide collection of postconsumer paint in the state. The producer or

representative organization may coordinate the program with existing

municipal waste collection infrastructure as is mutually agreeable. A

paint retailer may participate, on a voluntary basis, as a paint

collection site if the paint retailer volunteers to act as such and

complies with all applicable laws and regulations.

(e) provide geographic modeling to determine the number and

distribution of sites for collection of postconsumer paint based on the

following criteria (i) at least ninety percent of New York residents

shall have a collection site within a fifteen mile radius; and (ii) one

additional collection site will be established for every fifty thousand

residents of an urbanized area (as defined by the United States Census

Bureau), unless the producer is a small business taxpayer as defined in

paragraph (f) of subdivision one of section two hundred ten of the tax

law or unless otherwise approved by the commissioner.

(f) describe the intended treatment, storage, transportation and

disposal options and methods for the collection of postconsumer paint.

The management of paint under the program shall promote reuse and

recycling.

(g) describe in detail education and outreach efforts to inform

consumers and retailers about the program. These materials should

include (i) information about collection opportunities for postconsumer

paint; (ii) information about the charge for the operation of the

program that shall be included by the producer in the price charged to

the retailer of all architectural paint sold in the state; and (iii)

efforts to promote the source reduction, reuse, and recycling of

architectural paint.

(h) set forth the process by which an independent financial auditor

will be selected and identify the criteria used by the producer or

representative organization in selecting an independent auditor.

(i) identify, in detail, the operational plans for interacting with

retailers on the proper handling and management of postconsumer paint.

(j) include the targeted annual collection rate.

(k) be reviewed by an independent financial auditor to assure that any

added cost to paint sold in the state as a result of the postconsumer

paint collection program does not exceed the costs of the program. The

independent auditor shall verify that the amount added to each unit of

paint will cover the costs of the postconsumer paint collection program.

4. The independent financial auditor may be selected by the department

and the department shall review the work product of any such independent

auditor. The department may terminate the services of any such

independent auditor. The cost of any work performed by such independent

auditor shall be funded by the program.

5. The department shall approve or reject a plan submitted under this

section within sixty days of submission and, if rejected, inform the

producer or representative organization in writing as to any

deficiencies in said plan. A producer or representative organization

shall amend and resubmit any rejected plans for reconsideration within

sixty days of notification of the rejection of said plan. The department

shall approve or reject said plan within thirty days of resubmission.

6. Beginning not later than January first, two thousand twenty-one or

six months after the plan is approved under subdivision five of this

section, whichever occurs later, the producer or representative

organization shall implement the postconsumer paint collection program

utilizing collection sites established pursuant to paragraph (e) of

subdivision three of this section.

7. Not later than the implementation date of the program, information

regarding the approved plan, the names of participating producers, and

the brands of architectural paint covered by the program shall be posted

on the department's website and on the website of the producer and

representative organization.

8. Upon implementation of the program, each producer shall include in

the price of any architectural paint sold to retailers and distributors

in the state the per container amount in the approved program plan. A

retailer or distributor shall not deduct this amount from the purchase

price.

9. A producer or retailer shall not sell, or offer for sale,

architectural paint to any person in the state unless the producer and

the producer's brands are registered with the department pursuant to

section 27-2003 of this title on and after the date of implementation of

the postconsumer paint collection program.

10. (a) A retailer shall be in compliance with this section if, on the

date the architectural paint was offered for sale, the producer is

listed on the department's website as implementing or participating in

an approved program or if the paint brand is listed on the department's

website as being included in the program.

(b) A paint collection site authorized under the provisions of this

section shall not charge any additional amount for the disposal of paint

when it is offered for disposal.

11. (a) A producer or the representative organization that organizes

the collection, transport and processing of postconsumer paint, in an

action solely to increase the recycling of architectural paint by a

producer, representative organization, or retailer that affects the

types and quantities being recycled or the cost and structure of any

return program shall not be liable for any claim of a violation of

antitrust, restraint of trade or unfair trade practice arising from

conduct undertaken in accordance with the program pursuant to this

section.

(b) Provided however, paragraph (a) of this subdivision shall not

apply to any agreement establishing or affecting the price of paint

except for the postconsumer paint collection assessment or the output or

production of paint or any agreement restricting the geographic area or

customers to which paint will be sold.

12. The operator of the postconsumer paint collection program shall

update the plan, as needed, when there are changes proposed to the

current program. A new plan or amendment will be required to be

submitted to the department for approval when:

(a) there is an addition to the products covered under the program; or

(b) there is a revision of the program's goals; or

(c) every four years from the date of approval of a previous plan.

The operator of the postconsumer paint collection program shall notify

the department annually, in writing, if there are no changes proposed to

the program and the producer or representative organization intends to

continue implementation of the program as previously approved by the

department.

13. Any person who becomes a producer after July first, two thousand

twenty shall submit a plan to the department prior to selling or

offering for sale in the state any architectural paint, and must comply

with the requirements of this title.

§ 27-2005 — Reporting requirements

Reporting requirements.

1. On or before October fifteenth, two thousand twenty-one, and

annually thereafter, each operator of a program shall submit a report to

the commissioner that details the postconsumer paint collection program

for the prior year's program from July first to June thirtieth. The

report shall be posted on the department's website. The report shall be

posted on the website of the producer and representative organization.

Said report shall include a copy of the independent audit detailed in

paragraph (d) of this subdivision. Such annual report shall include:

(a) a detailed description of the methods used to collect, transport

and process postconsumer paint in the state including detailing

collection methods made available to consumers and an evaluation of the

program's collection convenience;

(b) the overall volume of postconsumer paint collected in the state;

(c) the volume and type of postconsumer paint collected in the state

by method of disposition, including reuse, recycling and other methods

of processing or disposal;

(d) the total cost of implementing the program, as determined by an

independent financial audit, as performed by an independent auditor;

(e) samples of all educational materials provided to consumers of

architectural paint and retailers; and

(f) a detailed list of efforts undertaken and an evaluation of the

methods used to disseminate such materials including recommendations, if

any, for how the educational component of the program can be improved.

2. The department shall submit a report regarding the implementation

of this title in this state to the governor and legislature by April

first, two thousand twenty-two and every two years thereafter. The

report must include, at a minimum, an evaluation of:

(a) the architectural and postconsumer paint stream in the state;

(b) disposal, recycling and reuse rates in the state for architectural

paint;

(c) a discussion of compliance and enforcement related to the

requirements of this title; and

(d) recommendations for any changes to this title.

§ 27-2007 — Department responsibilities

Department responsibilities.

1. The department shall promulgate all necessary rules and regulations

including, but not limited to, standards for reuse.

2. The department shall (a) maintain a list of producers who are

implementing or participating pursuant to section 27-2003 of this title,

(b) maintain a list of each such producer's brands, and (c) post such

lists on the department's website.

TITLE 21 Mercury-added Consumer Products

§ 27-2101 — Definitions

Definitions.

As used in this title:

1. "Hazardous waste management facility" shall have the same meaning

as "commercial hazardous waste facilities" as defined in section 27-0901

of this article.

2. "Collector" means any person who accepts mercury-added consumer

products in order to transfer them to a solid waste management facility,

a hazardous waste management facility or another collector.

3. "Consumer" means any person who purchases a mercury-added consumer

product for use other than resale.

4. "Dispose" or "disposal" means the abandonment, discharge, deposit,

injection, dumping, spilling, leaking or placing of any substance so

that such substance or any related constituent thereof may enter the

environment. Disposal also means the thermal destruction of waste or

hazardous waste and the burning of such wastes as fuel for the purpose

of recovering useable energy.

5. "Distributor" means any person who sells mercury-added consumer

products to a retailer in this state, including any manufacturer who

sells to retailers in the state.

6. "Manufacturer" means any person who manufactures mercury-added

consumer products.

7. "Mercury-added consumer product" means any device or material into

which elemental mercury or mercury compounds are intentionally added

during such device's or material's formulation or manufacture, and in

which the continued presence of mercury is required to provide a

specific characteristic, appearance or quality, or to perform a specific

function. Such term shall include, but not be limited to

mercury-containing:

(a) thermostats;

(b) thermometers;

(c) switches, whether individually or as part of another product;

(d) medical or scientific instruments;

(e) electrical relays and other electrical devices;

(f) lamps; and

(g) batteries sold to consumers, not including button batteries.

8. "Mercury-added novelty consumer product" means a mercury-added

consumer product intended mainly for personal or household enjoyment or

adornment. Mercury-added novelty consumer products include, but are not

limited to, items intended for use as practical jokes, figurines,

adornments, toys, games, cards, ornaments, yard statues and figures,

candles, jewelry, holiday decorations, items of apparel (including

footwear), or similar products. A product is not a mercury-added novelty

consumer product solely on the basis that it is a game with a light

screen display containing mercury, or includes a removable battery

containing mercury.

9. "Mercury fever thermometer" or "mercury body thermometer" means a

mercury-added consumer product that is used for measuring body

temperature. A product is not a "mercury fever thermometer" or "mercury

body thermometer" solely on the basis that it includes a removable

battery containing mercury.

10. "Solid waste" means solid waste as defined in section 27-0701 of

this article.

11. "Retailer" means any person in this state who sells new

mercury-added consumer products to consumers for purposes other than

resale.

12. "Solid waste management facility" means a solid waste management

facility as defined in section 27-0701 of this article.

13. "Elemental mercury" means the material represented by the chemical

symbol Hg. Elemental Hg is a silvery-white liquid (at room temperature)

with an atomic number of 80 and an atomic mass of 200.59.

14. "Mercury barometer" means a mercury-added consumer product used

for measuring atmospheric pressure.

15. "Mercury esophageal dilator" or "mercury bougie tube" means a

mercury-added consumer product in the form of a long, flexible tube that

is passed down a patient's esophagus to dilate a narrowed area.

16. "Mercury flow meter" means a mercury-added consumer product used

for measuring the flow or quantity of a moving fluid or gas.

17. "Mercury hydrometer" means a mercury-added consumer product used

for measuring the specific gravity of a liquid.

18. "Mercury hygrometer" or "mercury psychrometer" means a

mercury-added consumer product used for measuring the water vapor

content of air.

19. "Mercury gastrointestinal tube" means a mercury-added consumer

product in the form of a tube used for addressing intestinal

obstructions.

20. "Mercury manometer" means a mercury-added consumer product used

for measuring the pressure of liquids and gases.

21. "Mercury pyrometer" means a mercury-added consumer product used

for measuring the temperature of extremely hot materials.

22. "Mercury sphygmomanometer" means a mercury-added consumer product

used for measuring blood pressure in the arteries.

23. "Mercury thermometer" means a mercury-added consumer product used

for measuring temperature.

24. "Mercury thermostat" means a mercury-added consumer product that

uses a mercury switch to sense and control room temperature through

communication with heating, ventilating or air conditioning equipment.

Such term includes thermostats used to sense and control room

temperature in residential, commercial, industrial and other buildings,

but does not include a thermostat used to control temperature as part of

a manufacturing process.

25. "Mercury relay" means a mercury-added consumer product or device

that opens or closes electrical contacts to affect the operation of

other devices in the same or another electrical circuit. Such term

includes mercury displacement relays and mercury contact relays but

shall not include mercury wetted reed relays.

26. "Mercury switch" means a mercury-added consumer product or device

that opens or closes an electrical circuit or gas valve. Such term

includes mercury float switches actuated by rising or falling liquid

levels, mercury tilt switches actuated by a change in the switch

position, mercury pressure switches actuated by a change in pressure,

and mercury temperature switches actuated by a change in temperature but

shall not include mercury flame sensors. Mercury switch does not include

a mercury thermostat.

27. "Household" means a single or multiple family residence.

28. "Manufacturer" means any person, firm, association, partnership,

limited liability company, corporation, governmental entity,

organization, combination or joint venture which is the last entity to

produce or assemble a new motor vehicle that utilizes mercury-added

components or, in the case of an imported motor vehicle, the importer or

domestic distributor of such vehicle.

29. "Mercury-added component" means a motor vehicle component that

contains greater than fifteen milligrams of mercury, which was

intentionally added to such vehicle in order to provide a specific

characteristic, appearance or quality, to perform a specific function,

or for any other purpose. Such components shall include, but not be

limited to, switches, sensors, lights and navigational systems.

30. "Mercury-added lamp" means an electric lamp to which mercury or

mercury compounds are intentionally added during the manufacturing

process, including, but not limited to, compact fluorescent lamps,

fluorescent lamps and tubular fluorescent lamps with normal or long

lifetime.

31. "Producer of mercury-added lamps" means any person who:

(a) manufactures and sells mercury-added lamps under its own brand;

(b) resells under its own brand equipment produced by other suppliers,

a reseller not being regarded as the producer of mercury-added lamps if

the brand of the producer of mercury-added lamps appears on the

equipment, as provided for in paragraph (a) of this subdivision; or

(c) serves as the importer or domestic distributor of a mercury-added

lamp if the brand name owner is located outside of the United States.

32. "General purpose lights" means lamps, bulbs, tubes, or other

electric devices that provide functional illumination for indoor

residential, indoor commercial, and outdoor use. General purpose lights

shall not include special purpose lights.

33. "Special purpose lights" means the following specialty lighting:

appliance, black light, germicidal, colored, plant light, reflector,

reprographic, shatter-resistant, cold temperature, sign service, and

preheat.

34. "Long lifetime" means more than twenty-four thousand hours when

tested on a T8 instant start ballast, a T12 rapid start ballast, or a T5

programmed start ballast, and turned on and off every three hours

("three hour starts").

§ 27-2103 — Labeling

Labeling.

1. Mercury-added consumer products sold or offered for sale in this

state by a distributor or retailer shall be labeled by the manufacturer

thereof in accordance with the provisions of this section.

2. Unless alternative labeling is approved by the commissioner

pursuant to subdivision four of this section, the labeling of

mercury-added consumer products shall:

(a) clearly and conspicuously inform the consumer that mercury is

present in such product and that such product shall not be disposed of

or placed in a waste stream destined for disposal in mixed municipal

solid waste until the mercury is removed and reused, recycled or

otherwise managed to ensure that the mercury does not become part of

solid waste or contaminate wastewater;

(b) be conspicuous to the consumer prior to the purchase, and during

the installation and removal of such product;

(c) be affixed to the product and be composed of a material

sufficiently durable to remain legible and so affixed for the useful

life of the product; and

(d) be printed and affixed to the product by the manufacturer thereof.

3. Automobile manufacturers shall be deemed to meet the labeling

requirements of this section, with respect to either original equipment

or service parts, if new automobiles bear a label on the doorpost that

lists the mercury-added components that may be present in such vehicle.

Such label shall, to the largest extent possible, be consistent with

labeling provisions of other states. An automobile manufacturer may

apply to the commissioner for approval of an alternative to the labeling

requirement that would be at least as effective in providing presale

notification of mercury content.

4. (a) The commissioner may promulgate rules and/or regulations

specifying labeling requirements, provided, however, that any such rules

and/or regulations shall allow for the use of labels adopted by other

states that meet the requirements of subdivision two of this section.

(b) The commissioner shall promulgate rules and/or regulations to

authorize alternative labeling, including package labeling, for

mercury-added consumer products as defined in this title under the

following conditions:

(i) a manufacturer must submit a written request for alternative

labeling documenting that a product or class of products cannot

reasonably be labeled to comply with specific requirements of this

title; and

(ii) all authorizations for alternative labeling granted under this

subdivision shall be valid for four years and may be renewed.

§ 27-2105 — Disposal

Disposal.

1. No person shall knowingly or intentionally dispose of a

mercury-added consumer product in solid waste or otherwise dispose of

such a product except by separated delivery thereof to a solid waste

management facility or hazardous waste management facility permitted or

authorized pursuant to title seven or nine of this article.

2. No person or collector shall knowingly or intentionally dispose of

any mercury-added consumer product by delivery to a resource recovery

facility as permitted pursuant to title seven of this article where

waste or hazardous waste is burned as fuel for the purpose of recovering

usable energy.

3. No collector, solid waste management facility, or hazardous waste

management facility shall knowingly or intentionally store, recycle or

dispose of any mercury-added consumer product except in accordance with

regulations promulgated pursuant to this article.

4. The department, in consultation with the department of health,

shall develop and disseminate informational materials on the dangers of

mercury-added consumer products, and the requirements of this section

relating to the separation and disposal of mercury-added consumer

products.

§ 27-2107 — Prohibitions

Prohibitions.

1. On and after January first, two thousand five, no person shall

sell, offer for sale or distribute free of charge in the state any

mercury-added novelty consumer product. A manufacturer that produces or

sells mercury-added novelty consumer products shall notify retailers

that sell mercury-added novelty consumer products about such product ban

and inform such retailers of how to properly dispose of the remaining

inventory.

2. On and after January first, two thousand five, no person shall

sell, offer for sale or distribute free of charge mercury fever

thermometers or mercury body thermometers except by prescription written

by a physician. A manufacturer of such thermometers shall provide the

buyer or the recipient with notice of mercury content, instructions on

proper disposal and instructions that clearly describe how to carefully

handle the thermometer to avoid breakage and on proper cleanup should a

breakage occur.

3. On or after January first, two thousand five, no person shall sell,

offer for sale or distribute free of charge in the state elemental

mercury, other than within a mercury-added consumer product, without

requiring the final purchaser or recipient to sign a statement that the

purchaser will use the mercury only for medical, pre-encapsulated dental

amalgam, research, or manufacturing purposes.

4. On or after September fourth, two thousand four, no primary or

secondary school in New York state may use or purchase elemental

mercury. Mercury-added consumer products which are not otherwise

prohibited by this title that are used by schools are not subject to

this prohibition.

5. On or after January first, two thousand six, no person shall sell,

offer for sale or distribute the following mercury-added consumer

products:

(a) mercury barometers;

(b) mercury esophageal dilators, mercury bougie tubes or mercury

gastrointestinal tubes;

(c) mercury flow meters;

(d) mercury hygrometers or mercury psychrometers; and

(e) mercury pyrometers;

The provisions of this subdivision shall not apply to the sale or

distribution of any mercury-added consumer product delineated in this

subdivision if such product is used to replace a product that is a

component in a larger product in use prior to January first, two

thousand six, or the resale of any mercury-added consumer product

delineated in this subdivision manufactured before December

thirty-first, two thousand five.

6. On or after January first, two thousand seven, no person shall

sell, offer for sale or distribute any mercury hydrometer or mercury

manometer. The provisions of this subdivision shall not apply to the

sale or distribution of any mercury-added consumer product delineated in

this subdivision if such product is used to replace a product that is a

component in a larger product in use prior to January first, two

thousand seven, or the resale of any mercury-added consumer product

delineated in this subdivision manufactured before December

thirty-first, two thousand six.

7. On or after January first, two thousand eight, no person shall

sell, offer for sale or distribute any mercury switch or mercury relay

individually or as a product component. The provisions of this

subdivision shall not apply to the sale or distribution of any

mercury-added consumer product delineated in this subdivision if such

product is used to replace a product that is a component in a larger

product in use prior to January first, two thousand eight, or the resale

of any mercury-added consumer product delineated in this subdivision

manufactured before December thirty-first, two thousand seven.

8. On or after January first, two thousand twelve, no person shall

sell, offer for sale or distribute any mercury sphygmomanometer, mercury

wetted reed relay, mercury flame sensor, mercury thermometer, or mercury

thermostat, except for mercury thermostats used by a blind or visually

impaired person. The provisions of this subdivision shall not apply to

the sale or distribution of any mercury-added consumer product

delineated in this subdivision if such product is used to replace a

product that is a component in a larger product in use prior to January

first, two thousand twelve or the resale of any mercury-added consumer

product delineated in this subdivision manufactured prior to January

first, two thousand twelve.

9. The provisions of subdivisions five, six, seven and eight of this

section shall not apply to the sale or distribution of any mercury-added

consumer product delineated in those subdivisions if the use of such

product is a federal requirement. The department shall develop

informational materials on the dangers of mercury-added consumer

products, specifically thermometers and barometers, and disseminate such

materials to antique dealers and resale establishments.

10. The department may grant a waiver from the provisions of

subdivision eight of this section upon request by the manufacturer of a

mercury-added consumer product.

(a) An application for a waiver shall be in the form prescribed by the

department and document the basis for the requested waiver or renewal of

a waiver and describe how the manufacturer will ensure that a system

exists for the proper collection, transportation and processing of the

mercury-added consumer products at the end of their useful life.

(b) The application must include at a minimum, information that

demonstrates:

(i) there are no non-mercury alternatives that are comparable in price

to, are as effective in performance as, or are as accurate and precise

as the identified mercury-added consumer product;

(ii) the use of the mercury-added consumer product provides a net

benefit to the environment, public health, or public safety when

compared to a non-mercury alternative; or

(iii) there are other factors affecting the use of non-mercury

alternatives.

(c) The manufacturer must notify the regional multi-state

clearinghouse, as identified in section 27-2115 of this title, of its

request for a waiver pursuant to this subdivision and provide the

clearinghouse with the information required in its waiver application.

(d) The department may grant or deny, in whole or in part, a request

for a waiver. In determining whether to grant or deny a waiver or waiver

renewal, the department may consult with the clearinghouse, other

states, or regional governmental organizations to promote consistency in

the implementation of this subdivision.

(e) Waivers shall be granted for a period not to exceed two years.

Upon a request by the manufacturer, the department may renew a waiver

for a period not to exceed two years if the department finds that the

manufacturer continues to meet the requirements for a waiver, that the

manufacturer has complied with all conditions of the original waiver,

and the manufacturer demonstrates that reasonable efforts have been made

to remove mercury from the product subject to the waiver.

11. On and after January first, two thousand twenty-one, no producer

of mercury-added lamps shall sell, offer for sale, or distribute such

lamps that fail to meet mercury content standards adopted by the

department pursuant to rules and regulations. Such standards shall

include what, if any, allowance should be granted for slight variations

in the amount of mercury resulting from production variances. For the

following general purpose lights, mercury content shall be no higher

than:

(a) 2.5 milligrams for screw-based compact fluorescent lamps less than

thirty watts;

(b) 3.5 milligrams for straight fluorescent T8 lamps with a normal

lifetime (excluding 8-foot models) and 3.0 milligrams for straight

fluorescent T5 lamps with a normal lifetime;

(c) 5.0 milligrams for straight fluorescent T8 and T5 lamps with a

long lifetime;

(d) 15.0 milligrams for non-linear fluorescent T8, T5, and T12 lamps

and 8-foot linear fluorescent lamps (excluding very high output models);

12. On or before December thirty-first, two thousand twenty-six,

mercury content standards established in accordance with this section

shall not apply to special purpose lights.

§ 27-2109 — Advisory committee on mercury pollution

Advisory committee on mercury pollution.

1. There shall be established, within the department, an advisory

committee on mercury pollution to examine, evaluate and make

recommendations concerning the prevention and cleanup of mercury

pollution, and the latest technology for the remediation of mercury

pollution.

2. The advisory committee on mercury pollution shall consist of seven

members, each appointed member to serve a term of two years, to be

appointed as follows:

(a) one member appointed by the temporary president of the senate;

(b) one member appointed by the speaker of the assembly;

(c) the commissioner, or his or her designee; and

(d) four members appointed by the governor as follows:

(i) one shall be a representative of an industry that manufactures

mercury-added consumer products,

(ii) one shall be a public health specialist,

(iii) one shall be a toxicologist, and

(iv) one shall be a scientist who is knowledgeable on matters relating

to mercury contamination.

3. The members of such committee shall be broadly representative of

the geographic areas of the state. The commissioner, or his or her

designee, shall serve as the chair of the committee. Vacancies in the

membership of the committee shall be filled in the manner provided for

original appointments.

4. The members of the advisory committee on mercury pollution shall

receive no compensation for their services, but shall be allowed their

actual and necessary expenses incurred in the performance of their

duties pursuant to this section.

5. To the maximum extent feasible, the advisory committee on mercury

pollution shall be entitled to request and receive data from any

department, division, board, bureau, commission or agency of the state

or any political subdivision thereof as it may reasonably request to

carry out properly its powers and duties pursuant to this section.

6. On or before February first, two thousand six, the advisory

committee on mercury pollution shall submit a report to the governor and

the legislature relating to:

(a) the extent of mercury contamination in the soil, waters and air of

the state;

(b) the extent of any health risk from mercury contamination in the

state, especially to pregnant women, children and people that use fish

as a major source of food;

(c) the methods available to minimize the risk of further

contamination or increased health risks to the public;

(d) the potential costs of minimizing further risk and recommendations

on how to acquire the funds necessary to reduce contamination and

minimize the risk of mercury-related health problems;

(e) the effectiveness of the provisions of this title in reducing

mercury contamination and mercury-related health problems; and

(f) any necessary coordination with other states to effectively

address mercury issues.

§ 27-2111 — Regulations

Regulations.

The department shall promulgate and enforce any regulations necessary

to implement the provisions of this title.

Such regulations shall provide for the proper storage, recycling and

disposal of mercury-added consumer products at facilities regulated

pursuant to titles seven and nine of this article.

§ 27-2113 — Exemptions

Exemptions.

1. The provisions of this title shall not apply to photographic film

and paper, pharmaceutical products, biological products or any substance

that may be lawfully sold over the counter without a prescription under

the federal Food, Drug and Cosmetic Act, 21 USC 301 et seq. For the

purposes of this subdivision, "biological product" means a virus,

therapeutic serum, toxin, antitoxin, vaccine, blood, blood component or

derivative, allergenic product or an analogous product, or arsphenamine,

or any other trivalent organic arsenic compound used for the prevention,

treatment or cure of a disease or condition of human beings.

2. The provisions of subdivision one of section 27-2105 of this title

shall not apply to mercury-containing lamps discarded by households.

3. The provisions of subdivision one of section 27-2105 of this title

shall not apply to mercury-containing lamps discarded by a small

business if such small business discards no more than fifteen

mercury-containing lamps per month. For the purposes of this subdivision

"small business" means any business which is resident in this state,

independently owned and operated, not dominant in its field, and

employing not more than one hundred individuals.

§ 27-2115 — Interstate clearinghouse

Interstate clearinghouse.

1. (a) The department is authorized to participate in the regional,

multi-state clearinghouse to assist in carrying out the requirements of

this title. The department is authorized to collect the following

information from product manufacturers or trade associations

representing manufacturers of a product or component to which mercury is

intentionally added during formulation or manufacture, or a product

containing one or more components to which mercury is intentionally

added during formulation or manufacture:

(i) a brief description of the product or product component;

(ii) the purpose for which mercury is used in the product or product

component;

(iii) the amount of mercury in each unit of the product or component;

(iv) the total amount of mercury contained in all units of the product

or product components; and

(v) the name and address of the manufacturer, and the name, address

and phone number of a contact person for the manufacturer.

(b) Every mercury-added consumer product or product component for

which federal law governs notice in a manner that preempts state

authority shall be exempt from the requirements of this subdivision.

(c) With the approval of the department, a manufacturer may supply the

information required by paragraph (a) of this subdivision for a product

category rather than an individual product. The manufacturer shall

update and revise the information in the notification whenever there is

a significant change in the information or when requested by the

department.

(d) A product or product component shall not be offered for final

sale, use or distributed for promotional purposes unless the

manufacturer of the product or product component or a trade association

representing manufacturers of the product or component has provided the

information required in paragraph (a) of this subdivision.

2. The clearinghouse is authorized to maintain information on behalf

of New York state, including, but not limited to: (a) a list of all

products containing mercury, including mercury-added consumer products;

and (b) a file on all exemptions granted by the states.

§ 27-2117 — Phase-out of mercury-added components in motor vehicles

Phase-out of mercury-added components in motor vehicles.

1. Commencing with the motor vehicle model year for the fourth year

after the calendar year in which this subdivision takes effect, no

manufacturer shall equip any motor vehicle sold in this state with any

mercury-added component.

2. Notwithstanding the provisions of subdivision one of this section,

a motor vehicle may be equipped with a mercury-added component which is

necessary to comply with federal or state safety or health requirements,

or for the purposes of national security, provided that the manufacturer

applies for and receives an exemption from the commissioner.

3. If granted an exemption, every motor vehicle that is equipped with

a mercury-added component shall be labeled by the manufacturer as

required in subdivision 3 of section 27-2103 of this title.

§ 27-2119 — Phase-out of mercury-containing flooring

Phase-out of mercury-containing flooring.

1. Commencing a year after the calendar year in which this section

takes effect, no public or nonpublic elementary or secondary school

shall install a mercury-containing floor nor shall any school install a

floor over a mercury-containing floor prior to removal of the

mercury-containing floor.

2. The time weighted average mercury vapor exposure for an employee or

student of a public or nonpublic elementary or secondary school shall

not exceed 750 ng/m (3).

3. For purposes of this section:

(a) "mercury-containing floor" shall mean a floor containing

phenyl-mercuric-acetate catalyst.

(b) "time weighted average" shall mean an employee's average airborne

exposure in an eight-hour work shift of a forty-hour work week or for a

person under the age of eighteen shall mean sixteen hours or less per

week averaged over the school year.

TITLE 22 Food Donation and Food Scraps Recycling

§ 27-2201 — Definitions

Definitions.

1. "Designated food scraps generator" means a person who generates at

a single location an annual average of two tons per week or more of food

scraps between January first, two thousand twenty-three and December

thirty-first, two thousand twenty-six, an annual average of one ton per

week or more of food scraps between January first, two thousand

twenty-seven and December thirty-first, two thousand twenty-eight, and

an annual average of one-half ton per week or more of food scraps

beginning January first, two thousand twenty-nine and thereafter based

on a methodology established by the department pursuant to regulations,

including, supermarkets, large food service businesses, higher

educational institutions, hotels, food processors, correctional

facilities, and sports or entertainment venues. For a location with

multiple independent food service businesses, such as a mall or college

campus, the entity responsible for contracting for solid waste hauling

services is responsible for managing food scraps from the independent

businesses.

2. "Food scraps" means inedible food, trimmings from the preparation

of food, food-soiled paper, and edible food that is not donated. Food

scraps shall not include used cooking oil, yellow grease or food from

residential sources, or any food identified in regulations promulgated

by the department in consultation with the department of agriculture and

markets or any food which is subject to a recall or seizure due to the

presence of pathogens, including but not limited to: Listeria

Monocytogenes, confirmed Clostridium Botulinum, E. coli 0157:H7 and all

salmonella in ready-to-eat foods.

3. "Organics recycler" means a facility, permitted by the department,

that recycles food scraps through use as animal feed or a feed

ingredient, rendering, land application, composting, aerobic digestion,

anaerobic digestion, fermentation, or ethanol production. Animal scraps,

food soiled paper, and post-consumer food scraps are prohibited for use

as animal feed or as a feed ingredient. The proportion of the product

created from food scraps by a composting or digestion facility,

including a wastewater treatment plant that operates a digestion

facility, or other treatment system, must be used in a beneficial manner

as a soil amendment and shall not be disposed of or incinerated.

4. "Person" means any business entity, partnership, company,

corporation, not-for-profit corporation, association, governmental

entity, public benefit corporation, public authority, firm, or

organization.

5. "Single location" means contiguous property under common ownership,

which may include one or more buildings.

6. "Incinerator" shall have the same meaning as provided in section

72-0401 of this chapter.

7. "Landfill" shall have the same meaning as provided in section

72-0401 of this chapter.

8. "Transfer facility" means a solid waste management facility,

whether owned or operated by a private or public entity, other than a

recyclables handling and recovery facility, used oil facility, or a

construction and demolition debris processing facility, where solid

waste is received for the purpose of subsequent transfer to another

solid waste management facility for processing, treating, disposal,

recovery, or further transfer.

9. "Excess edible food" means edible food that is not sold or used by

a designated food scrap generator and is still safe to be consumed but

is being disposed of by the generator, but shall not include unpackaged

fresh meat, fish or poultry, food damaged by pests, mold, bacteria or

other contamination, food subject to governmental or producer recall due

to food safety and food returned to a supplier.

10. "Food relief organization" means a religious organization or other

not-for-profit that provides food for free to needy individuals,

including, but not limited to, a food pantry, food bank, or soup kitchen

or community-based organization that provides food for free to needy

individuals.

§ 27-2203 — Designated food scraps generator responsibilities

Designated food scraps generator responsibilities.

1. Effective January first, two thousand twenty-two:

(a) all designated food scraps generators shall separate their excess

edible food for donation for human consumption to the maximum extent

practicable, and in accordance with applicable laws, rules and

regulations related to food donation; and

(b) * except as provided in paragraph (c) of this subdivision, each

designated food scraps generator that is within twenty-five miles of an

organics recycler, to the extent that the recycler has capacity to

accept all of such generator's food scraps based on the department's

yearly estimate of an organic recyclers' capacity pursuant to section

27-2211 of this title, shall:

* NB Effective until January 1, 2027

* except as provided in paragraph (c) of this subdivision, each

designated food scraps generator that is within fifty miles of an

organics recycler, to the extent that the recycler has capacity to

accept all of such generator's food scraps based on the department's

yearly estimate of an organic recyclers' capacity pursuant to section

27-2211 of this title, shall:

* NB Effective January 1, 2027

(i) separate its remaining food scraps from other solid waste;

(ii) ensure proper storage for food scraps on site which shall

preclude such materials from becoming odorous or attracting vectors,

such as a container that has a lid and a latch that keeps the lid closed

and is resistant to tampering by rodents or other wildlife and has

sufficient capacity;

(iii) have information available and provide training for employees

concerning the proper methods to separate and store food scraps; and

(iv) obtain a transporter that will deliver food scraps to an organics

recycler, self-haul its food scraps to an organics recycler, or provide

for organics recycling on-site via in vessel composting, aerobic or

anaerobic digestion or any other method of processing organic waste that

the department approves by regulation, for some or all of the food waste

it generates on its premises, provided that the remainder is delivered

to an organics recycler.

(c) The provisions of paragraph (b) of this subdivision shall not

apply to any designated food scraps generator that has all of its food

scraps processed in a mixed solid waste composting or mixed solid waste

anaerobic digestion facility.

2. All designated food scraps generators shall submit an annual report

to the department on or before March first, two thousand twenty-three,

and annually thereafter, in an electronic format. The annual report must

summarize the amount of edible food donated, the amount of food scraps

recycled, the organics recycler or recyclers and associated transporters

used, and any other information as required by the department.

3. A designated food scraps generator may petition the department for

a temporary waiver from some or all of the requirements of this title.

The petition must include evidence of undue hardship based on:

* (a) the designated food scraps generator does not meet the two tons

per week threshold;

* NB Effective until January 1, 2027

* (a) the designated food scraps generator does not meet the tonnage

per week threshold pursuant to subdivision one of section 27-2201 of

this title;

* NB Effective January 1, 2027

(b) the cost of processing organic waste is not reasonably competitive

with the cost of disposing of waste by landfill;

(c) the organics recycler does not have sufficient capacity, despite

the department's calculation; or

(d) the unique circumstances of the generator.

A waiver shall be no longer than one year in duration provided,

however, the department may renew such waiver.

§ 27-2205 — Waste transporter responsibilities

Waste transporter responsibilities.

1. Any waste transporter that collects food scraps for recycling from

a designated food scraps generator shall:

(a) deliver food scraps to a transfer facility that will deliver such

food scraps to an organics recycler unless such generator has received a

temporary waiver under subdivision three of section 27-2203 of this

title; or

(b) deliver such food scraps directly to an organics recycler.

2. Any waste transporter that collects food scraps from a designated

food scraps generator shall take all reasonable precautions to not

deliver those food scraps to an incinerator or a landfill nor commingle

the material with any other solid waste unless such commingled waste can

be processed by an organics recycler or unless such generator has

received a temporary waiver under subdivision three of section 27-2203

of this title.

§ 27-2207 — Transfer facility

Transfer facility.

Any transfer facility that receives food scraps from a designated food

scraps generator must ensure that the food scraps are taken to an

organics recycler unless such generator has received a temporary waiver

under subdivision three of section 27-2203 of this title. A transfer

facility shall take all reasonable precautions to not commingle the

material with any other solid waste unless such commingled waste can be

processed by an organics recycler.

§ 27-2209 — Food scraps disposal prohibition

Food scraps disposal prohibition.

Incinerators and landfills shall take all reasonable precautions to

not accept food scraps from designated food scraps generators required

to send their food scraps to an organics recycler as outlined under

section 27-2203 of this title, after January first, two thousand

twenty-two, unless the designated food scraps generator has received a

temporary waiver under subdivision three of section 27-2203 of this

title.

§ 27-2211 — Department responsibilities

Department responsibilities.

1. The department shall publish on its website: (a) the methodology

the department will use to determine who is a designated food scrap

generator; (b) the waiver process; (c) procedures to minimize odors and

vectors; and (d) a list of all designated food scraps generators,

organics recyclers, and all waste transporters that manage

source-separated organics.

2. No later than June first, two thousand twenty-one and annually

thereafter, the department shall assess the capacity of each organic

recycler and notify designated food scraps generators if they are

required to comply with the provisions of paragraph (b) of subdivision

one of section 27-2203 of this title.

3. The department shall develop and make available educational

materials to assist designated food scraps generators with compliance

with this title. The department shall also develop education materials

on food waste minimization and encourage municipalities to disseminate

these materials both on their municipal websites and in any such future

mailings to their residents as they may distribute.

4. The department shall regulate organics recyclers to ensure that

their activities do not impair water quality or otherwise harm human

health and the environment.

§ 27-2213 — Regulations

Regulations.

The department shall, after one or more public hearings, promulgate

rules and regulations necessary to implement the provisions of this

title including: (a) the methodology the department will use to

determine who is a designated food scraps generator; (b) the waiver

process; (c) procedures to minimize odors and vectors; (d) a list of all

designated food scraps generators, organics recyclers, and all waste

transporters that manage source-separated organics; and (e) how

designated food scraps generators shall comply with the provisions of

paragraph (a) and subparagraph (i) of paragraph (b) of subdivision one

of section 27-2203 of this title.

§ 27-2215 — Exclusions

Exclusions.

1. This title shall not apply to any designated food scraps generators

located in a city with a population of one million or more which has a

local law, ordinance or regulation in place which requires the diversion

of edible food and food scraps from disposal.

2. This title does not apply to hospitals, nursing homes, adult care

facilities, and elementary and secondary schools.

§ 27-2217 — Annual report

Annual report.

No later than January first, two thousand twenty-three, and on an

annual basis thereafter, the department shall submit an annual report to

the governor and legislature describing the operation of the food

donation and food scraps recycling program including amount of edible

food donated, amount of food scraps recycled, sample educational

materials, and number of waivers provided.

§ 27-2218 — Supermarket excess edible food

* § 27-2218. Supermarket excess edible food.

1. For the purpose of this section, "supermarket" means a physical

retail store which has at the subject location more than ten thousand

square feet devoted to offering food for human consumption for sale to

the general public and generates an annual average of less than two tons

per week of food scraps pursuant to subdivision one of section 27-2201

of this title.

2. Every supermarket shall from time to time make excess edible food

available to food relief organizations. No supermarket shall be required

to make available a particular quantity or level of excess edible food

or to transport or distribute any excess edible food.

3. A supermarket shall be deemed in compliance with this section if it

in good faith arranges with a food relief organization that has

requested in writing to collect excess edible food from the supermarket

for the collection of such excess edible food. The rights, liabilities

or immunity of any party under this section shall be governed pursuant

to the Bill Emerson Good Samaritan Food Donation Act (42 U.S.C. § 1791

et seq.), as of January seventh, two thousand eleven.

4. A supermarket may impose reasonable restrictions as to the time and

manner of collection by a food relief organization so as not to

interfere with its business operations.

5. A supermarket may, in accordance with any applicable laws, dispose

of any excess edible food which is not picked up by a food relief

organization within a reasonable time.

6. Nothing in this section shall be construed to supersede any state

or federal health laws or regulations regarding the handling of excess

edible food.

7. A supermarket that does not meet the requirements of this section

shall not be subject to the penalties specified in title twenty-seven of

article seventy-one of this chapter.

* NB Repealed December 31, 2026

§ 27-2219 — Severability

Severability.

The provisions of this title shall be severable and if any portion

thereof or the applicability thereof to any person or circumstance is

held invalid, the remainder of this title and the application thereof

shall not be affected thereby.

TITLE 23 Vehicle Dismantling Facilities

§ 27-2301 — Definitions

* § 27-2301. Definitions.

As used in this title:

1. "Container" shall mean any portable device in which a material is

stored, transported, treated, disposed of or otherwise handled.

2. "Contingency plan" means a document describing organized, planned

and technically coordinated and financially feasible courses of action

to be followed in case of emergency or other special conditions.

3. "Discharge" shall mean the accidental or intentional spilling,

leaking, pumping, pouring, emitting, emptying or dumping of any solid

waste, or solid waste constituent, including leachate, into or on any

air, land or water.

4. "End of life vehicle" shall mean any motor vehicle sold, given, or

otherwise disposed of as junk or salvage.

5. "Good condition" shall mean no severe rusting, apparent structural

defects or deteriorations and not leaking.

6. "Groundwater" shall mean water below the land surface in a

saturated zone of soil or rock. This includes perched water separated

from the main body of groundwater by an unsaturated zone.

7. "Leak-resistant" or "leak-proof" shall mean designed and maintained

to prevent the escape of contained liquids or other materials when

appropriately closed regardless of container orientation (i.e., upright,

tipped over).

8. "Mercury containing devices" shall mean any device or material into

which elemental mercury or mercury compounds are intentionally added

during the manufacture of such devices and which the continued presence

of mercury is required to provide a specific characteristic, appearance

or quality or to perform a specific function. Such items include but are

not limited to convenience lighting switches, antilock brake assemblies,

and high intensity discharge head lamps.

9. "Surface water" shall mean lakes, bays, sounds, ponds, impounding

reservoirs, perennial streams and springs, rivers, creeks, estuaries,

marshes, inlets, canals, the Atlantic ocean within the territorial

limits of New York state, and all other perennial bodies of surface

water, natural or artificial, inland or coastal, fresh or salt, public

or private, pursuant to article 15 of this chapter.

10. "Vector" shall mean a carrier that is capable of transmitting a

pathogen from one organism to another including, but not limited to,

flies and other insects, rodents, birds and vermin.

11. "Vehicle dismantler" shall mean any person or entity engaged in

the business of acquiring motor vehicles or trailers for the purpose of

dismantling the same for parts or reselling such vehicles as scrap, but

shall not include a person that receives no more than twenty-five end of

life vehicles per year and stores less than fifty end of life vehicles

on site at any one time.

* NB There are 2 § 27-2301's

§ 27-2303 — Regulation of vehicle dismantling facilities

* § 27-2303. Regulation of vehicle dismantling facilities.

All vehicle dismantlers owning or controlling a facility for the

dismantling of end of life vehicles on site shall be subject to the

requirements of this title.

1. An annual report shall be submitted to the department, to be

included on the department's website, including, but not be limited to,

the following:

(a) the number of end of life vehicles received at the facility;

(b) the number of end of life vehicles crushed and removed from the

facility;

(c) the number of end of life vehicles stored at the facility at the

end of the reporting year;

(d) the approximate area at the facility used for storage of end of

life vehicles;

(e) the quantities of waste vehicle fluids extracted from end of life

vehicles received and their disposition, including the quantity sold,

used on-site, stored on-site, and disposed; and

(f) the number and if applicable nature of any violation of all

applicable rules and regulations of the state.

2. All fluid draining, removal, and collection activities shall be

conducted on asphalt or concrete surface or other surface that allows

equivalent protections to surface and groundwater. Such surfaces shall

be cleaned daily, or more frequently when spillage has occurred, using

absorbent materials that are collected and properly disposed of.

3. All fluids shall be completely drained, removed, collected, and

stored for appropriate use, treatment or disposal.

4. End of life vehicles arriving at the facility shall be inspected

upon arrival for leaking fluids and unauthorized waste. Leaks should be

remedied or contained to avoid releases of fluids to the environment.

5. Prior to vehicle crushing or shredding, the following potential

environmental contaminants shall be drained, removed, deployed,

collected and/or stored, as appropriate and in accordance with best

management practices:

(a) fluids including engine oil, transmission fluid, transaxle fluid,

front and rear axle fluid, brake fluid, power steering fluid, coolant,

and fuel;

(b) lead acid batteries;

(c) small PCB capacitors, mercury switches or other mercury containing

devices;

(d) refrigerants used in automobile air conditioning systems; and

(e) air bags are deployed or removed.

6. Fluids shall be contained in an appropriate container for the

specific waste vehicle fluid. Fluids that are stored shall be placed in

closed containers. The containers shall be in good condition. The

containers shall be clearly and legibly marked as to contents.

Containers shall be stored on a bermed asphalt or concrete surface or

surface that allows equivalent protection to groundwater.

7. Lead acid batteries shall not be stored on the ground. All lead

acid batteries shall be covered by a tarp or other means in a manner

that severely restricts water from coming into contact with the lead

acid battery. Leaking batteries shall be stored in a leakproof container

separately from intact lead acid batteries and provisions shall be in

place to absorb any leakage.

8. Small PCB capacitors, mercury switches and other mercury containing

devices shall be stored in an appropriate labeled container for

recycling or disposal.

9. No more than one thousand waste tires off vehicles shall be stored

at the facility at any one time unless a permit is obtained pursuant to

this title.

10. Fluids shall not be intentionally released on the ground or to

surface water.

11. Ensure the safe storage of automobiles at such facilities,

including the regulation of stacking automobiles.

12. Access to and use of facility shall be continuously controlled by

fencing, gates, signs, or natural barriers.

13. Vegetation shall be controlled to prevent encroachment into fire

access lanes or driveways at the facility and to decrease the potential

of fire.

14. Ensure the safe handling, processing and storage of any residues,

including, but not limited to, product left over after an automobile is

crushed and parts have been extracted, in such a manner as to prevent

off-site migration or run-off.

15. Dust shall be effectively controlled so to not constitute a

nuisance or hazard to health, safety, or property.

16. The facility shall be maintained so as to prevent or control

on-site populations of vectors using techniques appropriate for

protection of human health and the environment and prevent the facility

from being a vector breeding area.

17. The facility shall have a contingency plan which includes a

description of the actions to be taken by facility employees in the

event of a fire, a spill or release of vehicle waste fluids, or

unauthorized material is received at the facility.

18. Upon the receipt of an end of life vehicle, the date that it is

received shall be recorded and maintained on-site.

* NB There are 2 § 27-2303's

TITLE 24 Environmental Tests Reporting Requirements

§ 27-2401 — Definitions

Definitions.

As used in this title:

1. "Owner" shall mean any person or persons who owns a dwelling unit

or commercial space located on real property.

2. "Real property" shall mean lands, tenements and hereditaments.

§ 27-2403 — Notification requirements

Notification requirements.

1. A person identified as a responsible party pursuant to title

thirteen of this article or a participant as defined in paragraph (a) of

subdivision one of section 27-1405 of this article shall provide within

thirty days of validation of any test undertaken pursuant to this

article or article twelve of the navigation law the results of any such

test to any identifiable owner of real property that has been tested. In

the event that such a test is undertaken by the department, the

department shall provide, within thirty days of validation of such test,

the results of such test to any identifiable owner of real property that

has been tested.

2. Such person identified as a responsible party pursuant to title

thirteen of this article or a participant as defined in paragraph (a) of

subdivision one of section 27-1405 of this article knowingly failing to

provide test results as required in subdivision one of this section

shall be considered a violation of any order on consent or a breach of

any agreement entered into with the department.

§ 27-2405 — Tenant notification of indoor air contamination

Tenant notification of indoor air contamination.

1. For purposes of this section:

a. "test results" shall include the results of any tests conducted on

indoor air, subslab air, ambient air, subslab groundwater samples, and

subslab soil samples; and

b. "issuer" means:

(i) a person subject to an order issued pursuant to title thirteen of

this article, article twelve of the navigation law, or title twelve-A of

article thirteen of the public health law,

(ii) a participant as defined in subdivision 1 of section 27-1405 of

this article subject to an agreement entered into pursuant to title

fourteen of this article, or

(iii) by a municipality subject to a contract entered into pursuant to

title five of article fifty-six of this chapter; or

(iv) by the department.

2. Any owner of real property or any owner's agent to whom indoor air

contamination test results have been provided by an issuer shall, in

cases where test results exceed department of health indoor air

guidelines or the occupational safety and health administration

guidelines for indoor air quality, provide a fact sheet and timely

notice of any public meetings required to be held to discuss such

results to all tenants and occupants and upon request such test results

and any closure letter, within fifteen days of receipt of such results.

Generic fact sheets shall be prepared by the department of health and

shall identify at a minimum the compound or contaminant of concern,

reportable detection levels established by the department of health

indoor air guidelines or the occupational safety and health

administration guidelines for indoor air quality and health risks

associated with exposure to such compound or contaminant and a means to

obtain more information on the compound or contaminant.

3. For real property for which an engineering control is in place to

mitigate indoor air contamination, or if the real property is subject to

ongoing monitoring pursuant to an ongoing remedial program, the owner or

owner's agent of real property to whom indoor air contamination test

results have been provided by an issuer shall provide, or cause to be

provided, fact sheets, and upon request any test results, or closure

letter received by such owner or owner's agent to any prospective tenant

prior to the signing of a binding lease or rental agreement. Generic

fact sheets shall be prepared by the department of health and shall

identify at a minimum the compound or contaminant of concern, reportable

detection levels established by the department of health indoor air

guidelines or the occupational safety and health administration

guidelines for indoor air quality and health risks associated with

exposure to such compound or contaminant and a means to obtain more

information on the compound or contaminant. Such notice shall be

included in the rental or lease agreement and shall contain the

following in at least twelve point type in bold face on the first page:

"NOTIFICATION OF TEST RESULTS The property has been tested for

contamination of indoor air: test results and additional information are

available upon request."

TITLE 25 Phase-out of Creosote

§ 27-2501 — Definitions

Definitions.

1. As used in this title, the term "creosote" means a substance

obtained from the high temperature treatment of coal and coal tar and

that is used primarily as a wood preservative.

2. As used in this title, the term "marina" shall have the same

meaning as defined in section thirty-three-c of the navigation law.

§ 27-2503 — Prohibition of manufacture, sale, and use of creosote

Prohibition of manufacture, sale, and use of creosote.

1. Except as set forth in subdivision two of this section and section

27-2513 of this title, on and after January first, two thousand eight,

creosote or products containing creosote shall not be manufactured,

sold, or used in this state.

2. Wood treated with creosote that is in use in this state as of such

date may continue to be used in such use.

§ 27-2505 — Disposal of creosote prohibited

Disposal of creosote prohibited.

On and after January first, two thousand eight, neither creosote nor

any wood or other product treated with or containing creosote shall be

disposed of in this state, except in a permitted facility pursuant to

this section, in a landfill permitted by the department and approved by

the department to accept this material and properly lined to prevent

groundwater contamination, or by any method approved by the department.

§ 27-2507 — Combustion of creosote

Combustion of creosote.

On and after January first, two thousand eight, neither creosote or

any wood or other product treated with or containing creosote shall be

burned in any manner in this state, including in fireplaces and stoves,

except in a facility permitted pursuant to this article and article

nineteen of this chapter to burn the specific type of creosote waste.

§ 27-2509 — Powers and duties of the commissioner

Powers and duties of the commissioner.

1. The commissioner shall have the power and the duty to adopt such

rules and regulations as he or she deems necessary for the

implementation of this title.

2. The commissioner may, at his or her discretion, grant an emergency

waiver to the provisions of section 27-2503 of this title on a case by

case basis to persons or entities involving acts of God, war, strike,

riot or other catastrophe as to which the negligence or willful

misconduct on the part of such person or entity was not the proximate

cause. The commissioner may adopt guidelines for applying for and

granting such waivers but in no case shall a waiver be deemed in effect

for any person or entity for more than one year without proper renewal.

3. The commissioner shall also have the authority to temporarily waive

the provisions of section 27-2503 of this title if he or she determines

such waiver to be necessary to meet the construction or reconstruction

needs as a result of a declared state of emergency.

§ 27-2511 — Powers and duties of the department

Powers and duties of the department.

The department or the commissioner, as appropriate, shall have the

authority to:

1. Administer and enforce this title and any rules and regulations

adopted pursuant to this title.

2. Issue such orders and initiate such proceedings as may be necessary

for the enforcement of this title and any rules and regulations adopted

pursuant to this title.

3. Assist affected industries in identifying reliable supplies of

alternative construction materials that are both economical and

effective.

§ 27-2513 — Exemptions

Exemptions.

Notwithstanding any inconsistent provision of law, this title shall

not apply to:

1. railroads, as defined in subdivisions twenty-four and twenty-nine

of section two of the transportation law or within the scope of titles

nine and eleven of article five of the public authorities law;

2. the operation and/or maintenance of railroad and railroad shipping

facilities, including but not limited to the right of way, tracks, track

sidings, team tracks and bridges;

3. any electric corporation, as defined by subdivision thirteen of

section two of the public service law, nor shall it apply to the

operation, use, or maintenance of any new or existing utility pole or

facilities owned or used, in whole or in part, by a telephone

corporation, utility company, or cable television company, as defined by

subdivisions seventeen and twenty-three of section two and subdivision

one of section two hundred twelve of the public service law,

respectively;

4. the use of one or more utility poles by any person in connection

with the suspension or support of power, communications, utility wires,

lines or cables and related equipment, antennae, lighting, signals,

electric or electronic devices or similar equipment or apparatus;

5. any public authority that owns and operates electric transmission

or distribution lines, a municipally owned electric utility or a rural

electric cooperative, nor shall it apply to the operation, use, or

maintenance of any new or existing utility pole or facilities owned or

used, in whole or in part, by any such public authority, municipally

owned electric utility, or rural electric cooperative; and

6. until January first, two thousand ten, any existing marina or other

facility for berthing and mooring of pleasure vessels, including

rowboats and canoes, and the storage thereof, and any existing facility

that services pleasure vessels other than an existing marina or other

facility for berthing and mooring of pleasure vessels, or facility that

services pleasure vessels owned and/or operated by a municipal entity.

For the purpose of this section, pleasure vessel shall have the same

meaning as in paragraph (c) of subdivision six of section two of the

navigation law.

TITLE 26 Electronic Equipment Recycling and Reuse

§ 27-2601 — Definitions

Definitions.

As used in this title:

1. "Cathode ray tube" means a vacuum tube or picture tube used to

convert an electronic signal into a visual image.

2. "Computer" means an electronic, magnetic, optical, electrochemical

or other high-speed data processing device performing a logical,

arithmetic or storage function, including a laptop computer and desktop

computer, and includes any cable, cord, or wiring permanently affixed to

or incorporated into such product, and may include both a computer

central processing unit and a monitor; but such term shall not include

an automated typewriter or typesetter, a portable hand-held calculator,

a portable digital assistant, server, or other similar device.

3. "Computer peripheral" means a monitor; electronic keyboard;

electronic mouse or similar pointing device; facsimile machine, document

scanner, or printer intended for use with a computer; and includes any

cable, cord, or wiring permanently affixed to or incorporated into any

such product. Computer peripheral shall not include any document scanner

or printer which weighs one hundred pounds or more.

4. "Consumer" means a person located in the state who owns or uses

covered electronic equipment, including but not limited to an

individual, a business, corporation, limited partnership, not-for-profit

corporation, the state, a public corporation, public school, school

district, private or parochial school or board of cooperative

educational services or governmental entity, but does not include an

entity involved in a wholesale transaction between a distributor and

retailer.

5. "Covered electronic equipment" means: a computer; computer

peripheral; small electronic equipment; small-scale server; cathode ray

tube; or television, as defined in this section. "Covered electronic

equipment" does not include any motor vehicle or any part thereof;

camera or video camera; portable or stationary radio; household

appliances such as clothes washers, clothes dryers, refrigerators,

freezers, microwave ovens, ovens, ranges or dishwashers; equipment that

is functionally or physically part of a larger piece of equipment

intended for use in an industrial, research and development or

commercial setting; security or anti-terrorism equipment; monitoring and

control instrument or system; thermostat; hand-held transceiver;

telephone of any type; portable digital assistant or similar device;

calculator; global positioning system (GPS) receiver or similar

navigation device; a server other than a small-scale server; a cash

register or retail self checkout system; a stand-alone storage product

intended for use in industrial, research and development or commercial

settings; commercial medical equipment that contains within it a cathode

ray tube, a flat panel display or similar video display device, and is

not separate from the larger piece of equipment; or other medical

devices as that term is defined under the Federal Food, Drug and

Cosmetic Act.

6. "Electronic waste" means covered electronic equipment that has been

discarded or is no longer wanted by its owner, or for any other reason

enters the waste collection, recovery, treatment, processing, or

recycling system. For purposes of section 27-2611 of this title,

"electronic waste" does not include the case, shell, or other enclosure

of covered electronic equipment from which incorporated assemblies,

sub-assemblies, components, materials, wiring, circuitry and commodities

have been removed.

7. "Electronic waste collection site" means a facility at a fixed or

temporary site at which electronic waste is accepted from consumers and

temporarily stored for more than five days in a calendar year before

such waste is transported to an electronic waste consolidation facility

or electronic waste recycling facility. Electronic waste collection

sites include, but are not limited to, dedicated sites and facilities

for the acceptance of electronic waste, and retail stores and outlets,

municipal or private electronic waste collection sites and

not-for-profit donation sites that have agreed to accept electronic

waste.

8. "Electronic waste consolidation facility" means a facility that

receives and stores electronic waste for the purpose of organizing,

categorizing or consolidating items of electronic waste before such

waste is transported to an electronic waste recycling facility.

Electronic waste consolidation facilities include, but are not limited

to, facilities of brokers acting as intermediaries between electronic

waste buyers and sellers, and regional centers at which electronic waste

is organized, categorized or consolidated after being transported to

such centers from electronic waste collection sites or other electronic

waste consolidation facilities.

9. "Electronic waste recycling facility" means a facility at which

electronic waste is recycled.

10. "Label" means a marker on the surface of covered electronic

equipment conveying information; for the purposes of this title, labels

must be permanent and can be attached, printed, engraved or incorporated

in any other permanent way that is obvious and visible to users of the

product.

11. "Manufacturer" means a person who: (a) assembles or substantially

assembles covered electronic equipment for sale in the state; (b)

manufactures covered electronic equipment under its own brand name or

under any other brand name for sale in the state; (c) sells, under its

own brand name, covered electronic equipment sold in the state; (d) owns

a brand name that it licenses to another person for use on covered

electronic equipment sold in the state; (e) imports covered electronic

equipment for sale in the state; or (f) manufactures covered electronic

equipment for sale in the state without affixing a brand name.

"Manufacturer" does not mean a person who assembles or substantially

assembles, and sells less than one thousand units of covered electronic

equipment annually in this state, or whose primary business is the sale

of covered electronic equipment which is comprised primarily of rebuilt,

refurbished or used components. If more than one person is a

manufacturer of a brand of covered electronic equipment, any such person

may assume responsibility for obligations of a manufacturer of that

brand under this title. If none of those persons assumes responsibility

for the obligations of a manufacturer under this title, any and all such

persons jointly and severally may be considered to be the responsible

manufacturer of that brand for purposes of this title.

12. "Manufacturer's brands" means a manufacturer's name, brand name or

brand label, and all manufacturer's names, brand names and brand labels

for which the manufacturer has a legal right or interest, including

those names, brand names, and brand labels of companies that have been

acquired by the manufacturer or in which the manufacturer asserts a

legal interest such as trademark, license, service mark, or patent.

13. "Monitor" means a separate visual display component of a computer,

whether sold separately or together with a computer central processing

unit, and includes a cathode ray tube, liquid crystal display, gas

plasma, digital light processing or other image projection technology,

greater than four inches when measured diagonally, and its case,

interior wires and circuitry, and any cable cord or wiring permanently

affixed thereto or incorporated into such product.

14. "Person" means any individual, business entity, partnership,

company, corporation, not-for-profit corporation, association,

governmental entity, public benefit corporation, public authority, firm,

organization, or any other group of individuals, or any officer or

employee or agent thereof.

15. "Recycle" means to separate, dismantle or process the materials,

components or commodities contained in electronic waste for the purpose

of preparing the materials, components or commodities for use or reuse

in new products or components thereof, but not for energy recovery or

energy generation by means of combustion, gasification, pyrolysis or

other means. Recycling includes the manual and mechanical separation of

electronic waste to recover materials, components or commodities

contained therein for the purpose of reuse or recycling, and changing

the physical or chemical composition of electronic waste to segregate

components for purposes of recycling those components.

16. "Retailer" means a person who sells covered electronic equipment

to a person in the state through any means, including, but not limited

to, transactions conducted through retail sales outlets, mail, catalogs,

the telephone or the internet, or any electronic means. "Retailer" does

not include a person who sells or offers for sale fewer than ten items

of covered electronic equipment during a calendar year.

17. "Reuse" means the use of electronic waste that is tested and

certified to be in good working order and which was removed from the

waste stream for use for the same purpose for which it was manufactured,

including the continued use of whole systems or components.

18. "Sell" or "sale" means any transfer for consideration of title or

the right to use, from a manufacturer or retailer to a person,

including, but not limited to, transactions conducted through retail

sales outlets, catalogs, mail, the telephone, the internet, or any

electronic means; this includes transfer of new products or used

products that may have been refurbished by their manufacturer or

manufacturer-approved party and that are offered for sale by a

manufacturer or retailer, but does not include consumer-to-consumer

second-hand transfer. "Sell or sale" does not include: (a) the transfer

of used covered electronic equipment or a lease of covered electronic

equipment; or (b) wholesale transactions among a manufacturer,

wholesaler and retailer.

19. "Small electronic equipment" means any portable digital music

player that has memory capability and is battery-powered, video cassette

recorder, a digital video disc player, digital video recorder, digital

converter box, cable or satellite receiver, or electronic or video game

console, and includes any cable, cord, or wiring permanently affixed to

or incorporated into any such product.

20. "Small-scale server" means a computer that typically uses desktop

components in a desktop form factor, but is designed primarily to be a

storage host for other computers. To be considered a small-scale server,

a computer must have the following characteristics: designed in a

pedestal, tower, or other form factor similar to those of desktop

computers such that all data processing, storage, and network

interfacing is contained within one box or product; intended to be

operational twenty-four hours per day and seven days a week, and

unscheduled downtime is extremely low, such as on the order of hours per

year; is capable of operating in a simultaneous multi-user environment

serving several users through networked client units; and designed for

an industry accepted operating system for home or low-end server

applications.

21. "Television" means a display system containing a cathode ray tube

or any other type of display primarily intended to receive video

programming via broadcast, cable or satellite transmission, having a

viewable area greater than four inches when measured diagonally.

§ 27-2603 — Manufacturer collection; recycling surcharge

Manufacturer collection; recycling surcharge.

1. (a) Beginning April first, two thousand eleven, a manufacturer of

covered electronic equipment must accept for collection, handling and

recycling or reuse electronic waste for which it is the manufacturer.

Such waste shall count toward the amount of electronic waste required to

be accepted pursuant to subdivision four of this section.

(b) Beginning April first, two thousand eleven, a manufacturer of

covered electronic equipment must accept for collection, handling and

recycling or reuse one piece of electronic waste of any manufacturer's

brand if offered by a consumer with the purchase of covered electronic

equipment of the same type by a consumer. Such waste shall count toward

the amount of the electronic waste required to be accepted pursuant to

subdivision four of this section.

2. Beginning April first, two thousand eleven, each manufacturer must

accept for collection, handling and recycling or reuse the

manufacturer's acceptance standard as specified in subdivision four of

this section.

3. Statewide recycling or reuse goal. (a) For the period from April

first, two thousand eleven through December thirty-first, two thousand

eleven, the statewide recycling or reuse goal for electronic waste shall

be the product of the latest population estimate for the state, as

published by the U.S. Census bureau multiplied by three pounds

multiplied by three-quarters.

(b) For calendar year two thousand twelve, the statewide recycling or

reuse goal for all electronic waste shall be the product of the latest

population estimate for the state, as published by the U.S. Census

bureau multiplied by four pounds.

(c) For calendar year two thousand thirteen, the statewide recycling

or reuse goal for all electronic waste shall be the product of the

latest population estimate for the state, as published by the U.S.

Census bureau multiplied by five pounds.

(d) For calendar year two thousand fourteen and annually thereafter,

the statewide recycling or reuse goal for all electronic waste is the

product of the base weight multiplied by the goal attainment percentage.

For the purposes of this paragraph, "base weight" means the greater of:

(i) the average weight of all electronic waste collected for recycling

or reuse during the previous three calendar years as reported to the

department pursuant to paragraph (b) of subdivision one of section

27-2617 of this title; or (ii) the three year average of the sum of all

electronic waste collected for recycling or reuse during the previous

three calendar years based on information reported to the department

pursuant to paragraph (b) of subdivision one, paragraph (b) of

subdivision two and paragraph (b) of subdivision three of section

27-2613 of this title.

(e) The "goal attainment percentage" means:

(i) ninety percent if the base weight is less than ninety percent of

the statewide recycling or reuse goal for the previous calendar year;

(ii) ninety-five percent if the base weight is ninety percent or

greater, but does not exceed ninety-five percent of the statewide

recycling or reuse goal for the previous calendar year;

(iii) one hundred percent if the base weight is ninety-five percent or

greater, but does not exceed one hundred five percent of the statewide

recycling or reuse goal for the previous calendar year;

(iv) one hundred five percent if the base weight is one hundred five

percent or greater, but does not exceed one hundred ten percent of the

statewide recycling or reuse goal for the previous calendar year; and

(v) one hundred ten percent if the base weight is one hundred ten

percent or greater of the statewide recycling or reuse goal for the

previous calendar year.

4. Manufacturer acceptance standard. (a) For the period April first,

two thousand eleven through December thirty-first, two thousand eleven

and annually thereafter, each manufacturer's acceptance standard is the

product of the statewide recycling or reuse goal under paragraph (a),

(b), (c) or (d) of subdivision three of this section, as appropriate,

multiplied by that manufacturer's market share pursuant to paragraph (b)

of this subdivision.

(b) Each manufacturer's market share of electronic waste shall be

determined by the department based on the manufacturer's percentage

share of the total weight of covered electronic equipment sold as

determined by the best available information, including, but not limited

to, state sales data reported by weight. Beginning April first, two

thousand eleven, and every calendar year thereafter, the department

shall provide each manufacturer with a determination of its market share

of electronic waste which shall be the quotient of the total weight of

the manufacturer's covered electronic equipment sold to persons in this

state based on the average annual retail sales during the preceding

three calendar years, as reported under sections 27-2605 and 27-2617 of

this title divided by the total weight of all manufacturers covered

electronic equipment sold to persons in this state based on the average

annual retail sales during the preceding three calendar years, as

reported under sections 27-2605 and 27-2617 of this title.

5. In the absence of a waiver by the department pursuant to

subdivision three of section 27-2615 of this title, beginning in

calendar year two thousand thirteen, a manufacturer that fails to meet

its manufacturer's acceptance standard for the previous calendar year as

required by subdivision four of this section shall be subject to a

recycling surcharge, determined as follows:

(a) If a manufacturer accepts at least ninety percent but less than

one hundred percent of its manufacturer's acceptance standard as

required by subdivision four of this section, the surcharge shall be

thirty cents multiplied by the number of additional pounds of electronic

waste that should have been accepted by such manufacturer.

(b) If a manufacturer accepts at least fifty percent but less than

ninety percent of its manufacturer's acceptance standard as required by

subdivision four of this section, the surcharge shall be forty cents

multiplied by the number of additional pounds of electronic waste that

should have been accepted by such manufacturer.

(c) If a manufacturer accepts less than fifty percent of its

manufacturer's acceptance standard as required by subdivision four of

this section, the surcharge shall be fifty cents multiplied by the

number of additional pounds of electronic waste that should have been

accepted by such manufacturer.

6. The recycling surcharge shall be paid to the department with the

annual report required pursuant to section 27-2617 of this title.

7. Beginning with calendar year two thousand fourteen, if a

manufacturer accepts more than its manufacturer's acceptance standard as

required by subdivision four of this section, the excess weight may be

used as electronic waste acceptance credits and may be sold, traded, or

banked for a period no longer than three calendar years succeeding the

year in which the credits were earned; provided, however, that no more

than twenty-five percent of a manufacturer's obligation for any calendar

year may be met with recycling credits generated in a prior calendar

year.

§ 27-2605 — Manufacturer electronic waste registration and responsibilities

Manufacturer electronic waste registration and

responsibilities.

1. A manufacturer shall submit a registration on a form prescribed by

the department to the department by January first, two thousand eleven,

along with a registration fee of five thousand dollars. The department

may require such form to be filed electronically. Such registration

shall include:

(a) the manufacturer's name, address, and telephone number;

(b) the name and title of an officer, director, or other individual

designated as the manufacturer's contact for purposes of this title;

(c) a list identifying the manufacturer's brands;

(d) a general description of the manner in which the manufacturer will

comply with section 27-2603 of this title, including specific

information on the manufacturer's electronic waste acceptance program in

the state, and a current list of locations within the state where

consumers may return electronic waste;

(e) sales data reported by weight for the manufacturer's covered

electronic equipment sold in this state for the previous three calendar

years, categorized by type to the extent known. If the manufacturer

cannot provide accurate state sales data, it must explain why such data

cannot be provided, and estimate state sales data by (i) dividing its

national sales data by weight by the national population according to

the most recent census and multiplying the result by the population of

the state, or (ii) another method approved by the department;

(f) a statement disclosing whether: (i) any covered electronic device

sold in this state exceeds the maximum concentration values established

for lead, mercury, cadmium, hexavalent chromium, polybrominated

biphenyls (PBBs), and polybrominated diphenyl ethers (PBDEs) under the

restriction of hazardous substances directive (RoHS) pursuant to

2002/95/EC of the European Parliament and Council and any amendments

thereto and if so, a listing of any covered electronic equipment that is

not in compliance with such directive; or (ii) the manufacturer has

received an exemption from one or more of those maximum concentration

values under the RoHS directive that has been approved and published by

the European Commission; and

(g) any other information as the department may require.

2. A manufacturer's registration is effective upon acceptance by the

department and must be updated within thirty days of any material change

to the information required by subdivision one of this section.

3. Any person who becomes a manufacturer on or after January first,

two thousand eleven shall register with the department prior to selling

or offering for sale in the state any covered electronic equipment, and

must comply with the requirements of this title.

4. No later than April first, two thousand eleven, a manufacturer

shall not sell or offer for sale electronic equipment in the state

unless the manufacturer has registered with the department and maintains

an electronic waste acceptance program through which the manufacturer,

either directly or through an agent or designee, accepts electronic

waste from consumers in the state for recycling. The manufacturer shall

ensure that retailers are notified of such registration.

5. The electronic waste acceptance program shall include, at a

minimum:

(a) collection, handling and recycling or reuse of electronic waste

pursuant to section 27-2603 of this title in a manner convenient to

consumers. The following acceptance methods shall be considered

reasonably convenient: (i) mail or ship back return programs; (ii)

collection or acceptance events conducted by the manufacturer or the

manufacturer's agent or designee, including events conducted through

local governments or private parties; (iii) fixed acceptance locations

such as dedicated acceptance sites operated by the manufacturer or its

agent or designee; (iv) agreements with local governments, retail

stores, sales outlets and not-for-profit organizations which have agreed

to provide facilities for the collection of electronic waste; (v)

community collection events; and (vi) any combination of these or other

acceptance methods which effectively provide for the acceptance of

electronic waste for recycling or reuse through means that are available

and reasonably convenient to consumers in the state. At a minimum, the

manufacturer shall ensure that all counties of the state, and all

municipalities which have a population of ten thousand or greater, have

at least one method of acceptance that is available within such county

or municipality. The department may establish additional requirements to

ensure convenient collection from consumers;

(b) information on how consumers can destroy all data on any

electronic waste, either through physical destruction of the hard drive

or through data wiping;

(c) a public education program to inform consumers about the

manufacturer's electronic waste acceptance program, including at a

minimum: (i) an internet website and a toll-free telephone number and

written information included in the product manual for, or at the time

of sale of, covered electronic equipment that provides sufficient

information to allow a consumer of covered electronic equipment to learn

how to return the covered equipment for recycling or reuse, and in the

case of manufacturers of computers, hard drives and other covered

electronic equipment that have internal memory on which personal or

other confidential data can be stored, such website shall provide

instructions for how consumers can destroy such data before surrendering

the products for recycling or reuse; (ii) advertisements and press

releases if any; and

(d) any other information as required by the department in accordance

with regulations promulgated pursuant to this article.

6. A manufacturer shall maintain records demonstrating compliance with

this title and make them available for audit and inspection by the

department for a period of three years.

7. A manufacturer may satisfy the electronic waste collection

requirements of this section by agreeing to participate in a collective

electronic waste acceptance program with other manufacturers. Any such

collective electronic waste acceptance program must meet the same

requirements as an individual manufacturer. Any collective electronic

waste acceptance program must include a list of manufacturers that are

participating in such program along with other identifying information

as may be required by the department. Such program shall submit a

registration to the department along with a registration fee of ten

thousand dollars.

8. A manufacturer shall be responsible for all costs associated with

the implementation of the electronic waste acceptance program. The

manufacturer shall not charge consumers for the collection, handling and

recycling and reuse of electronic waste, provided that such prohibition

shall not apply to a charge on business consumers or to charges for

premium services. This prohibition shall not apply to a manufacturer's

contract with a consumer for the collection, handling, recycling or

reuse of electronic waste that was entered into prior to the effective

date of this section. For purposes of this subdivision, "business

consumer" means a for-profit entity which has fifty or more full time

employees or a not-for-profit corporation with seventy-five or more full

time employees, but not a not-for-profit corporation designated under

section 501(c)(3) of the internal revenue code. For purposes of this

subdivision, "premium services" means equipment and data security

services, refurbishment for reuse by the consumer, and other custom

services as may be determined by the department.

§ 27-2607 — Retailer requirements

Retailer requirements.

1. At the location of sale of covered electronic equipment, a retailer

shall provide purchasers of covered electronic equipment with

information, if any, about opportunities for the return of electronic

waste that has been provided to the retailer by a manufacturer.

2. Beginning April first, two thousand eleven, no retailer shall sell

or offer for sale in the state any covered electronic equipment unless

the manufacturer and the manufacturer's brands are registered with the

department pursuant to section 27-2605 of this title. If the retailer

purchased covered electronic equipment from a manufacturer who fails to

register by January first, two thousand eleven, or prior to the date the

manufacturer withdrew its registration or the registration was revoked

by the department, the retailer may continue to sell the covered

electronic equipment for one hundred eighty days after April first, two

thousand eleven, or the date the registration was withdrawn or revoked.

§ 27-2609 — Labeling

Labeling.

Beginning April first, two thousand eleven, a manufacturer may not

offer for sale in the state or deliver to retailers for subsequent sale

covered electronic equipment unless it has a visible, permanent label

clearly identifying the manufacturer of that equipment.

§ 27-2611 — Disposal ban

Disposal ban.

1. Beginning April first, two thousand eleven, no manufacturer,

retailer, or owner or operator of an electronic waste collection site,

electronic waste consolidation facility or electronic waste recycling

facility in the state shall dispose of electronic waste at a solid waste

management facility or hazardous waste management facility, or place

electronic waste for collection which is intended for disposal at a

solid waste management facility or hazardous waste management facility.

2. Beginning January first, two thousand twelve, no person except for

an individual or household shall place or dispose of any electronic

waste in any solid waste management facility, or place electronic waste

for collection which is intended for disposal at a solid waste

management facility or hazardous waste management facility in this

state. Persons engaged in the collection of solid waste for delivery to

a solid waste management facility shall provide written information to

users of such facility on the proper methods for the recycling of

electronic waste.

3. Beginning January first, two thousand fifteen, no individual or

household shall place or dispose of any electronic waste in any solid

waste management facility, or place electronic waste for collection

which is intended for disposal at a solid waste management facility or

hazardous waste management facility in this state.

4. Beginning January first, two thousand twelve, an owner or operator

of a solid waste management facility or hazardous waste management

facility shall educate users of such facility on the proper methods for

the management of electronic waste. Such education shall include:

(a) providing written information to users of such facility on the

proper methods for recycling of electronic waste; and

(b) posting, in conspicuous locations at such facility, signs stating

that electronic waste may not be disposed of at the facility.

§ 27-2613 — Electronic waste collection, consolidation and recycling

Electronic waste collection, consolidation and recycling.

1. Electronic waste collection sites. No later than January first, two

thousand eleven, each person who owns or operates an electronic waste

collection site in the state shall:

(a) register with the department on a form prescribed by the

department. The department may require such form to be filed

electronically. The registration shall include: (i) the name, address,

and telephone number of the owners and the operators of the electronic

waste collection site; and (ii) the name, address, and telephone number

of the electronic waste collection site. Any person who commences the

operation of an electronic waste collection site on or after January

first, two thousand eleven shall register with the department at least

thirty days prior to receiving any electronic waste at such collection

site. A registration is effective upon acceptance by the department. In

the case of collection sites operated by a retailer, a single

registration listing the name, address, and telephone number of the

individual collection sites may be submitted covering all their

collection sites;

(b) beginning March first, two thousand twelve, each person operating

an electronic waste collection site shall submit to the department an

annual report for the period of April first, two thousand eleven through

December thirty-first, two thousand eleven and each calendar year

thereafter, on a form prescribed by the department. The department may

require annual reports to be filed electronically. Annual reports shall

include, but not be limited to, the following information: (i) the

quantity, by weight, of electronic waste received from consumers in the

state; (ii) the name and address of each person to whom the electronic

waste collection site sent electronic waste during the reporting period,

along with the quantity, by weight, of electronic waste that was sent to

each such person; and (iii) the weight of electronic waste collected on

behalf of or pursuant to an agreement with each manufacturer during the

reporting period. All quantities of electronic waste reported by the

collection site must separately include electronic waste generated by

New York state consumers and electronic waste received from or shipped

outside the state;

(c) manage electronic waste in a manner that complies with all

applicable laws, rules and regulations;

(d) store electronic waste (i) in a fully enclosed building with a

roof, floor and walls, or (ii) in a secure container (e.g., package or

vehicle), that is constructed and maintained to minimize breakage of

electronic waste and to prevent releases of hazardous materials to the

environment;

(e) remove electronic waste from the site within one year of the

waste's receipt at the site, and maintain records demonstrating

compliance with this requirement.

2. Electronic waste consolidation facilities. (a) No later than

January first, two thousand eleven, each person who operates an

electronic waste consolidation facility in the state shall register with

the department on a form prescribed by the department. The department

may require such form to be filed electronically. The registration shall

include: (i) the name, address and telephone number of the owner and the

operator of the facility; and (ii) the name, address and telephone

number of the electronic waste consolidation facility. Any person who

commences the operation of an electronic waste consolidation facility on

or after January first, two thousand eleven shall register with the

department at least thirty days prior to receiving any electronic waste.

A registration is effective upon acceptance by the department. Any

registration required by this paragraph shall be accompanied by a

registration fee of two hundred fifty dollars.

(b) Beginning March first, two thousand twelve, each person operating

an electronic waste consolidation facility shall submit to the

department an annual report for the period of April first, two thousand

eleven through December thirty-first, two thousand eleven and each

calendar year thereafter, on a form prescribed by the department. The

department may require annual reports to be filed electronically. Annual

reports shall include, but not be limited to, the following information:

(i) the name and address of each electronic waste collection site from

which the consolidation facility received electronic waste during the

reporting period, along with the quantity, by weight, of electronic

waste received from each collection site; (ii) the name and address of

each person to whom the electronic waste consolidation facility sent

electronic waste during the reporting period, along with the quantity,

by weight, of electronic waste that was sent to each such person; (iii)

the weight of electronic waste collected on behalf of or pursuant to an

agreement with each manufacturer during the reporting period; and (iv) a

certification by the owner or operator of the electronic waste

consolidation facility that such a facility has complied with the

requirements of this title and all other applicable laws, rules, and

regulations. All quantities of electronic waste reported by the

consolidation facility must separately include electronic waste

generated by New York state consumers and electronic waste received from

or shipped outside the state.

(c) Each person operating an electronic waste consolidation facility

shall:

(i) manage electronic waste in a manner that complies with all

applicable laws, rules and regulations;

(ii) store electronic waste (A) in a fully enclosed building with a

roof, floor and walls, or (B) in a secure container (e.g., package or

vehicle), that is constructed and maintained to minimize breakage of

electronic waste and to prevent releases of hazardous materials to the

environment;

(iii) have a means to control entry, at all times, to the active

portion of the facility;

(iv) inform all employees who handle or have responsibility for

managing electronic waste about the proper handling and emergency

procedures appropriate to the type or types of electronic waste handled

at the facility;

(v) remove electronic waste from the site within one year of the

waste's receipt at the site, and maintain records demonstrating

compliance with this requirement; and

(vi) maintain the records required by paragraphs (a) and (b) of this

subdivision and by subparagraph (v) of this paragraph on site and make

them available for audit and inspection by the department for a period

of three years.

(d) A person operating an electronic waste consolidation facility

shall not engage in electronic waste recycling unless such person is

also registered as an electronic waste recycling facility, and complies

with the requirements of this section that are applicable to each type

of facility.

(e) A person operating an electronic waste consolidation facility may

accept electronic waste in the same manner as an electronic waste

collection site provided that such person complies with the requirements

of this section that are applicable to electronic waste collection

sites.

3. Electronic waste recycling facilities. (a) No later than January

first, two thousand eleven, each person operating an electronic waste

recycling facility in the state shall register with the department on a

form prescribed by the department. The department may require such form

to be filed electronically. The registration shall include: (i) the

name, address and telephone number of the owner and the operator of the

facility; and (ii) the name, address, and telephone number of the

electronic waste recycling facility. Any person who commences the

operation of an electronic waste recycling facility on or after January

first, two thousand eleven shall register with the department at least

thirty days prior to receiving any electronic waste. A registration is

effective upon acceptance by the department. Any registration required

by this paragraph shall be accompanied by a registration fee of two

hundred fifty dollars.

(b) Beginning March first, two thousand twelve, each person operating

an electronic waste recycling facility shall submit to the department an

annual report for the period of April first, two thousand eleven through

December thirty-first, two thousand eleven and each calendar year

thereafter, on a form prescribed by the department. The department may

require annual reports to be filed electronically. Annual reports shall

include, but not be limited to, the following information: (i) the

quantity, by weight, of electronic waste received from consumers in the

state; (ii) the name and address of each electronic waste collection

site and electronic waste consolidation facility from which electronic

waste was received during the reporting period, along with the quantity,

by weight, of electronic waste received from each person; (iii) the name

and address of each person to whom the facility sent electronic waste or

component materials during the reporting period, along with the

quantity, by weight, of electronic waste or component materials thereof

sent to each such person; (iv) the weight of electronic waste collected

on behalf of or pursuant to an agreement with each manufacturer during

the reporting period; and (v) a certification by the owner or operator

of the facility that such facility has complied with the requirements of

this title and all other applicable laws, rules, and regulations. All

quantities of electronic waste reported by the recycling facility must

separately include electronic waste generated by New York state

consumers and electronic waste received from or shipped outside the

state.

(c) Each person operating an electronic waste recycling facility

shall:

(i) manage and recycle electronic waste in a manner that complies with

all applicable laws, rules and regulations;

(ii) store electronic waste (A) in a fully enclosed building with a

roof, floor and walls, or (B) in a secure container (e.g., package or

vehicle), that is constructed and maintained to minimize breakage of

electronic waste and to prevent releases of hazardous materials to the

environment;

(iii) have a means to control entry, at all times, through gates or

other entrances to the active portion of the facility;

(iv) inform all employees who handle or have responsibility for

managing electronic waste about proper handling and emergency procedures

appropriate to the type or types of electronic waste handled at the

facility;

(v) remove electronic waste from the site within one year of the

waste's receipt at the site, and maintain records demonstrating

compliance with this requirement; and

(vi) maintain the records required by paragraphs (a) and (b) of this

subdivision and by subparagraph (v) of this paragraph on site and make

them available for audit and inspection by the department for a period

of three years.

(d) A person operating an electronic waste recycling facility may also

operate such facility as an electronic waste consolidation facility

provided that such person complies with the requirements of this section

that are applicable to each type of facility. Where a facility is

operated for both purposes, only one registration fee must be paid.

(e) A person operating an electronic waste recycling facility may

accept electronic waste in the same manner as an electronic waste

collection site provided that such person complies with the requirements

of this section that are applicable to electronic waste collection

sites.

4. Except to the extent otherwise required by law, no manufacturer or

person operating an electronic waste collection site, electronic waste

consolidation facility or electronic waste recycling facility shall have

any responsibility or liability for any data in any form stored on

electronic waste surrendered for recycling or reuse, unless such person

misuses or knowingly and intentionally, or with gross negligence,

discloses the data. This provision shall not prohibit any such person

from entering into agreements that provide for the destruction of data

on covered electronic equipment.

§ 27-2615 — Department responsibilities

Department responsibilities.

1. The department is authorized to promulgate rules and regulations

necessary to implement and administer this title. At a minimum, the

department shall promulgate rules and regulations on: standards for

reuse; electronic waste acceptance credits; waivers of the recycling

surcharge; and acceptable alternative methods for the determination of

state sales data.

2. The department shall (a) maintain a list of manufacturers who are

registered pursuant to section 27-2605 of this title, (b) maintain a

list of each such manufacturer's brands, and (c) post such lists on the

department's website.

3. The department may waive the recycling surcharge payable by a

manufacturer under this title when the manufacturer demonstrates in an

application to the department it was unable to accept the weight of

electronic waste required by section 27-2603 of this title despite the

manufacturer's best efforts. The application shall be made with the

annual report required by section 27-2617 of this title. The application

shall include such information as the department requires. A waiver

provided pursuant to this subdivision shall not relieve a manufacturer

from the obligation to comply with the provisions of this title not

specifically addressed in such waiver.

§ 27-2617 — Reporting requirements

Reporting requirements.

1. Beginning March first, two thousand twelve, for the period of April

first, two thousand eleven through December thirty-first, two thousand

eleven and each calendar year thereafter, a manufacturer that offers

covered electronic equipment for sale in this state shall submit a

report to the department on a form prescribed by the department that

includes the following:

(a) sales data reported by weight for the manufacturer's covered

electronic equipment sold in this state for the previous three calendar

years, categorized by type to the extent known. If the manufacturer

cannot provide accurate state sales data, it must explain why such data

cannot be provided, and estimate state sales data by (i) dividing its

national sales data by weight by the national population according to

the most recent census and multiplying the result by the population of

the state, or (ii) another method approved by the department;

(b) the quantity, by weight, of electronic waste collected for

recycling or reuse in this state, categorized by the type of covered

electronic equipment collected during the reporting period, the methods

used to accept the electronic waste, and the approximate weight of

electronic waste accepted by each method used to the extent known;

(c) all quantities of electronic waste reported by the manufacturer

must separately include electronic waste generated by New York state

consumers and electronic waste received from or shipped outside the

state: (i) the quantity, by weight, of electronic waste received

directly from consumers in the state through a mail back program; (ii)

the name and address of each electronic waste collection site,

electronic waste consolidation facility, and electronic waste recycling

facility at which electronic waste from consumers was received on behalf

of the manufacturer during the reporting period, along with the

quantity, by weight, of electronic waste received; and (iii) the name

and address of each person to whom the manufacturer sent electronic

waste or component materials during the reporting period, along with the

quantity, by weight, of electronic waste or component materials thereof

sent to each such person;

(d) the number of electronic waste acceptance credits purchased, sold,

banked and traded during the reporting period, the number of electronic

waste acceptance credits used to meet the requirements of section

27-2603 of this title, and from whom they were purchased and to whom

they were sold or traded, and the number of electronic waste acceptance

credits retained as of the date of the report;

(e) the amount of any recycling surcharge owed for the reporting

period, with sufficient information to demonstrate the basis for the

calculation of the surcharge;

(f) the names and locations of electronic waste recycling facilities

utilized by the manufacturer and entities to which electronic waste is

sent for reuse, whether in the state or outside the state, including

details on the methods of recycling or reuse of electronic waste, any

disassembly or physical recovery operation used, and the environmental

management measures implemented by such recycling facility or entity;

(g) information detailing the acceptance methods made available to

consumers in municipalities which have a population of greater than ten

thousand and in each county of the state to meet the requirements of

paragraph (a) of subdivision five of section 27-2605 of this title;

(h) a brief description of its public education program including the

number of visits to the internet website and calls to the toll-free

telephone number provided by the manufacturer as required by section

27-2605 of this title;

(i) any other information as required by the department; and

(j) a signature by an officer, director, or other individual affirming

the accuracy of the report.

2. The department may require annual reports to be filed

electronically.

3. The report shall be accompanied by an annual reporting fee of three

thousand dollars, and any recycling surcharge due pursuant to section

27-2603 of this title.

4. The department shall submit a report on implementation of the title

in this state to the governor and legislature by April first, two

thousand twelve and every two years thereafter. The report must include,

at a minimum, an evaluation of:

(a) the electronic waste stream in the state;

(b) recycling and reuse rates in the state for covered electronic

equipment;

(c) a discussion of compliance and enforcement related to the

requirements of this title;

(d) recommendations for any changes to this title; and

(e) a discussion of opportunities for business development in the

state related to the acceptance, collection, handling and recycling or

reuse of electronic equipment in this state.

§ 27-2619 — Preemption

Preemption.

Jurisdiction in all matters pertaining to electronic waste recycling,

including but not limited to the obligations of manufacturers,

retailers, electronic waste collection sites, electronic waste

consolidation facilities and electronic waste recycling facilities with

respect to electronic waste recycling, is, by this title, vested

exclusively in the state. Any provision of any local law or ordinance,

or any rule or regulation promulgated thereto, governing covered

electronic equipment and the collection, reuse, or recycling of

electronic waste shall upon the effective date of this title be

preempted.

§ 27-2621 — Disposition of fees

Disposition of fees.

All fees and charges collected pursuant to this title shall be

deposited into the environmental protection fund established pursuant to

section ninety-two-s of the state finance law.

TITLE 27 Plastic Bag Reduction, Reuse and Recycling

§ 27-2701 — Definitions

* § 27-2701. Definitions.

As used in this title:

1. "Compostable plastic bag" means a plastic bag that at a minimum

meets the American Society for Testing and Materials standard D6400 for

compostable plastic, as amended.

2. "Manufacturer" means the producer of a plastic carryout bag or film

plastic sold to a store or the manufacturer's agent or broker who sold

the plastic carryout bag or film plastic to the store.

3. "Operator" means a person in control of, or having daily

responsibility for, the daily operation of a store, which may include,

but is not limited to, the owner of the store.

4. "Plastic carryout bag" means a plastic carryout bag provided by a

store to a customer at the point of sale.

5. "Reusable bag" means:

(a) a bag made of cloth or other machine washable fabric that has

handles; or

(b) a durable plastic bag with handles that is specifically designed

and manufactured for multiple reuse.

6. "Store" means a retail establishment that provides plastic carryout

bags to its customers as a result of the sale of a product and (a) has

over ten thousand square feet of retail space, or (b) such retail

establishment is part of a chain engaged in the same general field of

business which operates five or more units of over five thousand square

feet of retail space in this state under common ownership and

management.

7. "Film plastic" means uncontaminated non-rigid film plastic

packaging products composed of plastic resins, which include, but are

not limited to, newspaper bags, dry cleaning bags and shrink-wrap.

* NB There are 2 § 27-2701's

§ 27-2703 — Store operator responsibilities

* § 27-2703. Store operator responsibilities.

1. The operator of a store shall establish an at-store recycling

program pursuant to the provisions of this title that provides an

opportunity for a customer of the store to return to the store clean

plastic carryout bags and film plastic.

2. A retail establishment that does not meet the definition of a store

and that provides plastic carryout bags to customers at the point of

sale may also adopt an at-store recycling program.

* NB There are 2 § 27-2703's

§ 27-2705 — Recycling program requirements

Recycling program requirements.

An at-store recycling program provided by the operator of a store

shall require:

1. a plastic carryout bag provided by the store to have printed or

displayed on the bag, in a manner visible to a consumer, the words

"PLEASE RETURN TO A PARTICIPATING STORE FOR RECYCLING". Provided,

however, such store shall be allowed for one year from the effective

date of this subdivision to use its existing stock of plastic carryout

bags. A store may also apply to the commissioner for approval of an

alternative plastic bag recycling message. The commissioner shall

approve or reject the proposed message within forty-five days;

2. a collection bin that is visible, easily accessible to the

consumer, and clearly marked that the collection bin is available for

the purpose of collecting and recycling plastic carryout bags and film

plastic. This subdivision shall apply to stores not within an enclosed

shopping mall and stores of at least fifty thousand square feet within

an enclosed shopping mall. In the case of an enclosed shopping mall, the

owner of the enclosed mall shall place bins at reasonable intervals

throughout the enclosed mall area;

3. all plastic carryout bags and film plastic collected by the store

to be collected, transported and recycled along with any other in-store

plastic recycling, except for plastic bags that are not sufficiently

free of foreign material to enter the recycling stream. Plastic carryout

bags and film plastic collected by the store or the manufacturer, which

are free of foreign material, shall not be disposed of in any solid

waste disposal facility permitted or authorized pursuant to title seven

of this article;

4. the store or its agent to maintain, for a minimum of three years,

records describing the collection, transport and recycling of plastic

carryout bags and film plastic collected by weight, provided however

that stores or its agents may weigh such bags, film plastic and any

other in-store plastic recycling at a regional collection center. Such

records shall be made available to the department upon request, to

demonstrate compliance with this title; and

5. the operator of the store to (a) make reusable bags available to

customers within the store for purchase, and (b) permit a reuseable bag

to be used in lieu of a plastic carryout bag or paper bag.

§ 27-2707 — Manufacturer responsibilities

Manufacturer responsibilities.

1. When the manufacturer accepts plastic carryout bags and film

plastic for return, it or its agent shall maintain, for a minimum of

three years, records describing the collection, transport and recycling

of plastic carryout bags and film plastic collected by weight, provided

that the manufacturer or its agents may weigh such bags, film plastic

and any other plastic resins at a regional collection center. Such

records shall be made available to the department upon request, to

demonstrate compliance with this title.

2. Manufacturers of compostable plastic bags sold to stores in the

state that are subject to the provisions of this title shall have

printed on the bag, in a manner visible to the consumer, the words

"COMPOSTABLE BAG -- DO NOT PLACE IN RECYCLING BIN". Provided however,

such bags may be sold or distributed for one year from the effective

date of this section to use the store's existing stock of compostable

bags.

§ 27-2709 — Department responsibility

Department responsibility.

1. The department shall develop educational materials to encourage the

reduction, reuse and recycling of plastic carryout bags and film plastic

and shall make those materials available to stores required to comply

with this article.

2. The department shall provide information regarding the availability

of recycling facilities and companies that recycle plastic bags and film

plastic, including the addresses and phone numbers of such facilities

and companies to stores required to comply with this article.

§ 27-2711 — Regulations

Regulations.

The department is authorized to promulgate any rules and regulations

necessary to implement the provisions of this title and shall

promulgate, and update the most recent version of, rules and regulations

pertaining to the definition of compostable as prescribed in American

Society for Testing and Materials Standard D6400.

§ 27-2713 — Preemption

Preemption.

Jurisdiction in all matters pertaining to plastic bag and film plastic

recycling is by this article vested exclusively in the state. Any

provision of any local law or ordinance, or any rule or regulation

promulgated thereto, governing the recycling of plastic bags and film

plastic shall, upon the effective date of this title, be preempted.

Provided however, nothing in this section shall preclude a person from

coordinating for recycling or reuse the collection of plastic bags or

film plastic.

TITLE 28 Bag Waste Reduction

§ 27-2801 — Definitions

Definitions.

As used in this title:

1. "Exempt bag" means a bag: (a) used solely to contain or wrap

uncooked meat, fish, or poultry; (b) bags used by a customer solely to

package bulk items such as fruits, vegetables, grains, or candy; (c)

bags used solely to contain food sliced or prepared to order; (d) bags

used solely to contain a newspaper for delivery to a subscriber; (e)

bags sold in bulk to a consumer at the point of sale; (f) trash bags;

(g) food storage bags; (h) garment bags; (i) bags prepackaged for sale

to a customer; (j) plastic carryout bags provided by a restaurant,

tavern or similar food service establishment, as defined in the state

sanitary code, to carryout or deliver food; or (k) bags provided by a

pharmacy to carry prescription drugs.

2. "Plastic carryout bag" means any plastic bag, other than an exempt

bag, that is provided to a customer by a person required to collect tax

to be used by the customer to carry tangible personal property,

regardless of whether such person required to collect tax sells any

tangible personal property or service to the customer, and regardless of

whether any tangible personal property or service sold is exempt from

tax under article twenty-eight of the tax law.

3. "Paper carryout bag" means a paper bag, other than an exempt bag,

that is provided to a customer by a person required to collect tax to be

used by the customer to carry tangible personal property, regardless of

whether such person required to collect tax sells any tangible personal

property or service to the customer, and regardless of whether any

tangible personal property or service sold is exempt from tax under

article twenty-eight of the tax law.

4. "Reusable bag" means a bag: (a) made of cloth or other machine

washable fabric that has handles; or (b) a durable bag with handles that

is specifically designed and manufactured for multiple reuse.

5. "Person required to collect tax" means any vendor of tangible

personal property subject to the tax imposed by subdivision (a) of

section eleven hundred five of the tax law.

§ 27-2803 — Plastic carryout bag ban

Plastic carryout bag ban.

1. No person required to collect tax shall distribute any plastic

carryout bags to its customers unless such bags are exempt bags as

defined in subdivision one of section 27-2801 of this title.

2. No person required to collect tax shall prevent a person from using

a bag of any kind that they have brought for purposes of carrying goods.

3. Nothing in this section shall be deemed to exempt the provisions

set forth in title 27 of this article relating to at store recycling.

§ 27-2805 — Paper carryout bag reduction fee

Paper carryout bag reduction fee.

1. (a) Notwithstanding any other provision of law to the contrary, any

city and any county, other than a county wholly within such a city,

acting through its local legislative body, is hereby authorized and

empowered to adopt and amend local laws, ordinances or resolutions

imposing a paper carryout bag reduction fee within the territorial

limits of such city or county, to take effect on or after March first,

two thousand twenty. Notwithstanding the foregoing, if a county and a

city wholly within such county both impose such fee, the fee imposed by

such county shall not apply within the territorial limits of such city.

(b) Such paper carryout bag reduction fee, whether or not any tangible

personal property is sold therewith, shall be imposed at a rate of five

cents on each paper carryout bag provided by a person required to

collect tax to a customer in this state; provided, however, that such

paper carryout bag reduction fee shall not be imposed on paper carryout

bags that are subject to a fee on the provision of such paper carryout

bag pursuant to a local law or ordinance that was adopted prior to the

effective date of this section. The paper carryout bag reduction fee

must be reflected and made payable on the sales slip, invoice, receipt,

or other statement of the price rendered to the customer.

(c) Such paper carryout bag reduction fee shall not constitute a

receipt for the sale of tangible personal property subject to tax

pursuant to article twenty-eight and pursuant to the authority of

article twenty-nine of the tax law, and transfer of a bag to a customer

by a person required to collect tax shall not constitute a retail sale.

(d) It shall be unlawful for a municipal corporation to adopt or amend

a local law, ordinance or resolution requiring the imposition of any fee

on the provision of a paper carryout bag except as expressly authorized

by this section. Where a municipal corporation that adopted such a local

law, ordinance or resolution prior to the effective date of this section

is, or is located in, a county that has imposed a paper carryout bag

reduction fee pursuant to this section, such municipal corporation shall

be prohibited from requiring the imposition of a fee on any provision of

paper carryout bags that occurs more than one year after such county

paper carryout bag reduction fee takes effect.

2. Any such local law, ordinance or resolution adopted pursuant to

this section shall state the amount of the paper carryout bag reduction

fee and the date on which a person required to collect tax shall begin

to add such paper carryout bag reduction fee to the sales slip, invoice,

receipt, or other statement of the price rendered to its customers. No

such local law, ordinance or resolution shall be effective unless a

certified copy of such law, ordinance or resolution is mailed by

registered or certified mail to the commissioner of taxation and finance

in accordance with the provisions of subdivisions (d) and (e) of section

twelve hundred ten of the tax law.

3. The paper carryout bag reduction fee imposed by this section shall

not apply to any customer using the supplemental nutritional assistance

program, special supplemental nutrition program for women, infants and

children, or any successor programs used as full or partial payment for

the items purchased.

4. The paper carryout bag reduction fee must be reported and paid to

the commissioner of taxation and finance on a quarterly basis on or

before the twentieth day of the month following each quarterly period

ending on the last day of February, May, August and November,

respectively. The payments must be accompanied by a return in the form

and containing the information the commissioner of taxation and finance

may prescribe.

5. Any sales slip, invoice, receipt, or other statement of price

furnished by a person required to collect tax to a customer shall

separately state the paper carryout bag reduction fee and shall state

the number of bags provided to the customer.

6. (a) Except as otherwise provided in this section, any paper

carryout bag reduction fee imposed under the authority of this section

shall be administered and collected by the commissioner of taxation and

finance in a like manner as the taxes imposed by articles twenty-eight

and twenty-nine of the tax law. All the provisions of articles

twenty-eight and twenty-nine of the tax law, including the provisions

relating to definitions, exemptions, returns, personal liability for the

tax, collection of tax from the customer, payment of tax and the

administration of the taxes imposed by such article, shall apply to the

paper carryout bag reduction fee imposed under the authority of this

section, with such modifications as may be necessary in order to adapt

the language of those provisions to the paper carryout bag reduction fee

imposed under the authority of this section. Those provisions shall

apply with the same force and effect as if the language of those

provisions had been set forth in full in this section, except to the

extent that any of those provisions is either inconsistent with a

provision of this section or is not relevant to the paper carryout bag

reduction fee imposed under the authority of this section. For purposes

of this section, any reference in this chapter to a tax or the taxes

imposed by articles twenty-eight and twenty-nine of the tax law shall be

deemed also to refer to the paper carryout bag reduction fee imposed

under the authority of this section unless a different meaning is

clearly required.

(b) Notwithstanding the provisions of paragraph (a) of this

subdivision:

(1) the exemptions provided for in section eleven hundred sixteen of

the tax law, other than the exemptions in paragraphs one, two and three

of subdivision (a) of such section, shall not apply to the paper

carryout bag reduction fees imposed under the authority of this section;

(2) the credit provided in subdivision (f) of section eleven hundred

thirty-seven of the tax law shall not apply to this section.

(c) Notwithstanding the provisions of paragraph (a) of this

subdivision or subdivision (a) of section eleven hundred forty-six of

the tax law, the commissioner of taxation and finance may, in his or her

discretion, permit the commissioner or his or her authorized

representative to inspect any return related to the paper carryout bag

reduction fee filed under this section, or may furnish to the

commissioner or his or her authorized representative any such return or

supply him or her with information concerning an item contained in any

such return, or disclosed by any investigation of a liability under this

section.

7. All paper carryout bag reduction fee monies and any related

penalties and interest remitted to the commissioner of taxation and

finance under this section, except as hereinafter provided, shall be

deposited daily with such responsible banks, banking houses, or trust

companies as may be designated by the state comptroller. Of the revenues

deposited, the comptroller shall retain in the comptroller's hands such

amount as the commissioner of taxation and finance may determine to be

necessary for refunds or reimbursements of the fees collected or

received pursuant to this section, out of which the comptroller shall

pay any refunds or reimbursements of such fees to which persons shall be

entitled under the provisions of this section. The comptroller, after

reserving such refund and reimbursement fund shall, on or before the

twelfth day of each month, pay to the appropriate fiscal officers of the

counties or cities imposing tax under subdivision one of this section an

amount equal to forty percent of the paper carryout bag reduction fee

monies and any related penalties and interest collected by the

commissioner of taxation and finance in respect of each such county or

city in the preceding calendar month to be used for the purpose of

purchasing and distributing reusable bags, with priority given to low-

and fixed-income communities. Provided further that at the end of each

fiscal year, any funds which have not been used for the purpose defined

in this section shall be returned to the comptroller and be deposited

into the general fund to be used for the purpose of purchasing and

distributing reusable bags with priority given to low- and fixed-income

communities. Any remaining amount of paper carryout bag reduction fee

monies and any related penalties and interest shall be deposited monthly

into the environmental protection fund established pursuant to section

ninety-two-s of the state finance law.

§ 27-2807 — Violations

Violations.

1. Any person required to collect tax who violates any provision of

section 27-2803 of this title shall receive a warning notice for the

first such violation. A person required to collect tax shall be liable

to the state of New York for a civil penalty of two hundred fifty

dollars for the first violation after receiving a warning and five

hundred dollars for any subsequent violation in the same calendar year.

For purposes of this section, each commercial transaction shall

constitute no more than one violation. A hearing or opportunity to be

heard shall be provided prior to the assessment of any civil penalty.

2. The department, the department of agriculture and markets, and the

attorney general are hereby authorized to enforce the provisions of this

title, and all monies collected shall be deposited to the credit of the

environmental protection fund established pursuant to section

ninety-two-s of the state finance law.

§ 27-2809 — Preemption of local law

Preemption of local law.

Jurisdiction in all matters pertaining to plastic carryout bags is

vested exclusively in the state.

TITLE 29 Mercury Thermostat Collection Act

§ 27-2901 — Definitions

* § 27-2901. Definitions.

1. "Collection program" means a system for the collection,

transportation, recycling, and disposal of out-of-service mercury

thermostats that is financed and managed or provided by a thermostat

manufacturer individually or collectively with other thermostat

manufacturers in accordance with this section.

2. "Mercury thermostat" means a product or device that uses a mercury

switch to sense and control room temperature through communication with

heating, ventilation, or air-conditioning equipment and includes

thermostats used to sense and control room temperature in residential,

commercial, industrial and other buildings but does not include a

thermostat used to sense and control temperature as part of a

manufacturing process.

3. "Out-of-service mercury thermostat" means a mercury thermostat that

is removed, replaced or otherwise taken out of service.

4. "Qualified contractor" means a person engaged in the business of

installation, service or removal of heating, ventilation, and

air-conditioning components who employs seven or more service

technicians or installers.

5. "Qualified local government authorities" means any municipal

corporation or planning unit as defined in section 27-0107 of this

article, or county departments of health.

6. "Thermostat manufacturer" means a person who owns or owned a name

brand of one or more mercury thermostats sold in the state.

7. "Thermostat retailer" means a person who sells thermostats of any

kind primarily to homeowners or other nonprofessionals through any sale

or distribution mechanism including sales using the internet or

catalogs.

8. "Thermostat wholesaler" means a person who is engaged in the

distribution and wholesale selling of heating, ventilation or

air-conditioning components, including thermostats, to contractors, and

whose total wholesale sales account for eighty percent or more of its

total sales. A thermostat manufacturer is not, by virtue of

manufacturing, a thermostat wholesaler.

* NB Repealed January 1, 2027

§ 27-2903 — Mercury-containing thermostat collection

* § 27-2903. Mercury-containing thermostat collection.

1. Each thermostat manufacturer shall, individually or collectively,

with other thermostat manufacturers, establish and maintain a program

for the collection, transportation, recycling, disposal and proper

management of out-of-service mercury thermostats in accordance with the

provisions of this section.

2. Each thermostat manufacturer shall, individually or collectively

with other thermostat manufacturers through a collection program, do the

following:

(a) On and after July first, two thousand fourteen, compile a list of

thermostat wholesalers in the state and offer each thermostat wholesaler

containers for the collection of out-of-service mercury thermostats.

(b) On and after July first, two thousand fourteen, make collection

containers available to all qualified contractors, thermostat

wholesalers, thermostat retailers, and qualified local government

authorities that request a container. Each thermostat manufacturer shall

with each container include information regarding the proper management

of out-of-service mercury thermostats.

(c) Establish a system to collect, transport, recycle, dispose and

properly manage out-of-service mercury thermostats from all collection

sites.

(d) Not include any fees or other charges to consumers or persons

participating in the program. Each thermostat wholesaler, qualified

contractor, qualified local government authority, or thermostat retailer

that is provided with one or more collection containers may be charged a

fee not to exceed twenty-six dollars to replace any collection container

that is misplaced, stolen or otherwise lost.

(e) Beginning July first, two thousand fourteen, conduct education and

outreach efforts, including, but not limited to the following:

(i) establish and maintain a public website for the dissemination of

educational materials to promote the collection of out-of-service

mercury thermostats. This website shall include templates of the

educational materials on the internet website in a form and format that

can be easily downloaded and printed. The link to this website shall be

provided to the department;

(ii) contact thermostat wholesalers at least once a year to encourage

their support and participation in educating customers on the importance

of statutory requirements for the collection and proper management of

out-of-service mercury thermostats;

(iii) create and maintain a web-based program that allows contractors

and consumers to identify collection sites for out-of-service mercury

thermostats in the state and provide a list of collection sites to the

department; and

(iv) develop informational articles, press releases, and news stories

pertaining to the importance of and opportunities for collecting and

recycling out-of-service mercury thermostats and distribute those

materials to trade publications, local media, and stakeholder groups.

(f) On or before July first, two thousand fourteen, develop and update

as necessary educational and other outreach materials for distribution

to contractors, contractor associations and consumers. These materials

shall be made available for use by participating thermostat wholesalers,

thermostat retailers, contractors, and qualified government authorities.

The materials shall include, but not be limited to, the following:

(i) signage, such as posters and cling signage, that can be

prominently displayed to promote the collection of out-of-service

mercury thermostats to contractors and consumers; and

(ii) written materials or templates of materials for reproduction by

thermostat wholesalers and thermostat retailers to be provided to

customers at the time of purchase or delivery of a thermostat. The

materials shall include, but not be limited to, information on the

importance of properly managing out-of-service mercury thermostats and

opportunities for the collection of these thermostats.

(g) Provide an opportunity for the department to review and offer

feedback and suggestions on the collection program.

3. The collection programs established by thermostat manufacturers

under this section shall be designed to achieve collectively the

following statewide goals:

(a) For calendar year two thousand fifteen, the collection of no less

than fifteen thousand five hundred out-of-service mercury thermostats;

(b) For calendar years two thousand sixteen through two thousand

twenty-three, the collection goals shall be established by the

department. The department shall establish collection goals no later

than October first, two thousand fifteen. The collection goals

established by the department shall achieve the maximum feasible number

of out-of-service mercury thermostats in the state. In developing the

collection goals, the department shall take into account, at a minimum,

(i) the effectiveness of collection programs for out-of-service mercury

thermostats in the state and other states, including education and

outreach efforts, (ii) collection requirements in other states,

including those states with the highest collection goals, (iii) any

reports or studies on the number of out-of-service mercury thermostats

that are available for collection in this state, other states, and

nationally, and (iv) other relevant factors. Prior to establishing the

collection goals, the department shall consult with stakeholder groups

that include, at a minimum, representatives of thermostat manufacturers,

environmental groups, municipal recyclers, thermostat wholesalers,

qualified contractors, and thermostat retailers.

(c) Thermostat manufacturers shall implement any collection program

revisions approved by the department within ninety days.

4. If the collection programs do not collectively achieve the

collection goals provided for in subdivision three of this section for

calendar year two thousand fifteen or any year thereafter the

department, after conducting stakeholder consultations, may require

modifications to one or more collection programs that the department

determines are necessary to achieve the collection goals. Modifications

required by the department may include improvements to outreach and

education conducted under the collection program, expansion of the

number and location of collection sites established under the program,

modification of the roles of participants, and a five dollar financial

incentive in the form of either cash or coupon offered by the

manufacturer to contractors and consumers for each out-of-service

mercury thermostat returned to a collection site.

5. No later than April first, two thousand fifteen, and no later than

April first of each year thereafter, each thermostat manufacturer shall,

individually or collectively with other thermostat manufacturers, submit

an annual report on its collection program to the department covering

the one-year period ending December thirty-first of the previous year.

Each report shall be posted on the manufacturer's or program operator's

respective internet website. The annual report shall include the

following:

(a) the number of out-of-service mercury thermostats collected and

managed under this section during the previous calendar year;

(b) the estimated total amount of mercury contained in the

out-of-service mercury thermostats collected under this section during

the previous calendar year;

(c) a list of all thermostat wholesalers, contractors, qualified local

government authorities, and thermostat retailers participating in the

program as mercury thermostat collection sites and the number of

out-of-service mercury thermostats returned by each;

(d) an accounting of the program's administrative costs;

(e) a description of outreach strategies employed under paragraph (e)

of subdivision two of this section;

(f) examples of outreach and educational materials used under

paragraph (e) of subdivision two of this section;

(g) the internet website address of addresses where the annual report

may be viewed online;

(h) a description of how the out-of-service mercury thermostats were

managed;

(i) any modifications that the thermostat manufacturer is planning to

make in its collection program; and

(j) the identification of a collection program contact and the

business phone number, mailing address, and e-mail address for the

contact.

6. All contractors, thermostat wholesalers, thermostat manufacturers,

and thermostat retailers participating in the program shall handle and

manage the out-of-service mercury thermostats in a manner that is

consistent with the requirements for the disposal of hazardous waste.

7. On and after July first, two thousand fourteen, no thermostat

wholesaler shall sell, offer to sell, distribute, or offer to distribute

thermostats unless the wholesaler participates as a collection site for

out-of-service mercury thermostats or requests and receives a waiver

from the department following a demonstration that such participation

would pose an undue burden.

* NB Repealed January 1, 2027

§ 27-2905 — Thermostat wholesaler and retailer requirements

* § 27-2905. Thermostat wholesaler and retailer requirements.

No thermostat wholesaler or thermostat retailer shall sell, offer for

sale or distribute any thermostat for final sale unless the manufacturer

of such thermostat is listed on the department's website, in accordance

with the provisions of this title.

* NB Repealed January 1, 2027

§ 27-2907 — Department responsibilities

* § 27-2907. Department responsibilities.

1. No later than June first, two thousand fifteen, the department

shall maintain on its website information regarding the collection and

proper management of out-of-service mercury thermostats in the state.

The information shall include the following:

(a) a description of the collection programs established under this

section;

(b) a report on the progress towards achieving the statewide

collection goals set forth in this title; and

(c) a list of all thermostat wholesalers, contractors, qualified local

government authorities, and thermostat retailers participating in the

program as collection sites.

2. No later than November first, two thousand eighteen, the department

shall submit a written report to the governor and the legislature

regarding the effectiveness of the collection programs established under

this section, information on the number of out-of-service thermostats

collected, how the out-of-service thermostats were managed, and an

estimate of the number of thermostats that are available for collection.

The department shall use this information to recommend whether the

provisions of this section should be extended, along with any other

statutory changes. In preparing the report, the department shall consult

with mercury thermostat manufacturers, environmental organizations,

municipal recyclers, and other interest groups.

* NB Repealed January 1, 2027

§ 27-2909 — Disposal prohibition

* § 27-2909. Disposal prohibition.

1. No transporter shall knowingly commingle mercury-added thermostats

with solid waste or recyclable materials.

2. No transporter shall knowingly deliver mercury-added thermostats or

knowingly cause such materials to be delivered to:

(a) an incinerator;

(b) a landfill;

(c) a transfer station; or

(d) anyone who the transporter knows or should know will either

commingle such materials with other solid waste or deliver such

materials to an incinerator or a landfill for disposal.

3. No operator of an incinerator or a landfill shall knowingly accept

mercury-added thermostats for disposal.

4. No operator of a transfer station shall knowingly commingle

mercury-added thermostats with other solid waste or cause such materials

to be transferred to an incinerator or landfill for disposal.

5. Each landfill and transfer station shall post, in a conspicuous

location at the facility, a sign stating that mercury-added thermostats

are not accepted at the facility.

* NB Repealed January 1, 2027

TITLE 30 Expanded Polystyrene Foam Containers and Polystyrene Loose Fill Packaging Ban

§ 27-3001 — Definitions

Definitions.

For the purposes of this title, the following terms shall have the

following meanings:

1. "Covered food service provider" means a person engaged in the

business of selling or distributing prepared food or beverages for

on-premise or off-premise consumption including but not limited to: (a)

food service establishments, caterers, temporary food service

establishments, mobile food service establishments, and pushcarts as

defined in the New York State Sanitary Code; (b) retail food stores as

defined in article 28 of the agriculture and markets law; (c)

delicatessens; (d) grocery stores; (e) restaurants; (f) cafeterias; (g)

coffee shops; (h) hospitals, adult care facilities, and nursing homes;

and (i) elementary and secondary schools, colleges, and universities.

2. "Disposable food service container" means a bowl, carton,

clamshell, cup, lid, plate, tray, or any other product that is designed

or used for the temporary storage or transport of a prepared food or

beverage including a container generally recognized by the public as

being designed for single use.

3. "Expanded polystyrene foam" means expanded foam thermoplastics

utilizing a styrene monomer and processed by any number of techniques.

Such term shall not include rigid polystyrene.

4. "Manufacturer" means every person, firm or corporation that

produces or imports polystyrene loose fill packaging or expanded

polystyrene containers that are not wholly encapsulated or encased

within a more durable container and are designed or intended to be used

for cold storage that is sold, offered for sale, or distributed in the

state.

5. "Polystyrene loose fill packaging" means a void-filling packaging

product made of expanded polystyrene foam that is used as a packaging

fill, commonly referred to as packing peanuts.

6. "Prepared food" means food or beverages that are cooked, chopped,

sliced, mixed, brewed, frozen, heated, squeezed, combined or otherwise

prepared on the premises of a covered food service provider for

immediate consumption and require no further preparation to be consumed.

Prepared food includes but is not limited to ready to eat takeout foods

and beverages.

7. "Rigid polystyrene" means plastic packaging made from rigid,

polystyrene resin that has not been expanded, extruded, or foamed.

8. "Store" means a retail or wholesale establishment other than a

covered food service provider.

§ 27-3003 — Expanded polystyrene foam containers and polystyrene loose fill packaging ban

Expanded polystyrene foam containers and polystyrene loose

fill packaging ban.

1. (a) Beginning January first, two thousand twenty-two, no covered

food service provider or store shall sell, offer for sale, or distribute

disposable food service containers that contain expanded polystyrene

foam in the state.

(b) Beginning January first, two thousand twenty-two, no manufacturer

or store shall sell, offer for sale, or distribute polystyrene loose

fill packaging in the state.

(c) Beginning January first, two thousand twenty-six, no covered food

service provider, manufacturer or store shall sell, offer for sale, or

distribute expanded polystyrene containers that are not wholly

encapsulated or encased within a more durable container and are designed

or intended to be used for cold storage, including but not limited to

coolers and ice chests.

2. The department is authorized to promulgate any other such rules and

regulations as it shall deem necessary to implement the provisions of

this title including criteria related to what constitutes comparable

costs pursuant to subdivision two of section 27-3005 of this title.

§ 27-3005 — Exemptions and waivers

Exemptions and waivers.

1. Notwithstanding any inconsistent provision of law, this title shall

not apply to:

(a) Prepackaged food filled or sealed prior to receipt at a covered

food service provider; or

(b) Raw meat, pork, seafood, poultry or fish sold for the purpose of

cooking or preparing off-premises by the customer; or

* (c) Expanded polystyrene containers that are not wholly encapsulated

or encased within a more durable container and are used for cold storage

for:

(i) drugs and medical devices as defined in the federal food, drug,

and cosmetic act (21 U.S.C. Sec. 301 et seq.);

(ii) animal biologics, including vaccines, bacterins, antisera,

diagnostic kits, and other products of biological origin, and other

packaging materials regulated by the United States department of

agriculture under the virus, serum, toxin act (21 U.S.C. 151-159),

including vaccines;

(iii) tissues as defined in section forty-three hundred sixty of the

public health law or biological products as defined in the federal

Public Health Service Act (42 U.S.C. Sec 262);

(iv) temperature-sensitive samples, cultures or specialized laboratory

reagents requiring cold storage during shipment, either delivered to or

received from:

(A) the department of agriculture and market's food laboratory

pursuant to its duties under the agriculture and markets law; or

(B) laboratories for testing to help ensure human health, animal

health, and/or food safety pursuant to statutory or regulatory

requirements of, or standards established under, programs administered

by the department, the department of health, the department of

agriculture and markets, the United States department of agriculture

and/or the United States food and drug administration; or

(v) microbial cultures used for dairy, meat, or fermented beverage

manufacturing and requiring cold storage during shipment or delivery to

dairy or meat processing plants or breweries and wineries as defined in

section three of the alcoholic beverage control law.

* NB Effective until January 1, 2030

* (c) Expanded polystyrene containers that are not wholly encapsulated

or encased within a more durable container and are used for cold storage

for:

(i) drugs and medical devices as defined in the federal food, drug,

and cosmetic act (21 U.S.C. Sec. 301 et seq.);

(ii) animal biologics, including vaccines, bacterins, antisera,

diagnostic kits, and other products of biological origin, and other

packaging materials regulated by the United States department of

agriculture under the virus, serum, toxin act (21 U.S.C. 151-159),

including vaccines;

(iii) tissues as defined in section forty-three hundred sixty of the

public health law or biological products as defined in the federal

Public Health Service Act (42 U.S.C. Sec 262); or

(iv) temperature-sensitive samples, cultures or specialized laboratory

reagents requiring cold storage during shipment, either delivered to or

received from:

(A) the department of agriculture and market's food laboratory

pursuant to its duties under the agriculture and markets law; or

(B) laboratories for testing to help ensure human health, animal

health, and/or food safety pursuant to statutory or regulatory

requirements of, or standards established under, programs administered

by the department, the department of health, the department of

agriculture and markets, the United States department of agriculture

and/or the United States food and drug administration.

* NB Effective January 1, 2030 until January 1, 2035

* (c) Expanded polystyrene containers that are not wholly encapsulated

or encased within a more durable container and are used for cold storage

for:

(i) drugs and medical devices as defined in the federal food, drug,

and cosmetic act (21 U.S.C. Sec. 301 et seq.);

(ii) animal biologics, including vaccines, bacterins, antisera,

diagnostic kits, and other products of biological origin, and other

packaging materials regulated by the United States department of

agriculture under the virus, serum, toxin act (21 U.S.C. 151-159),

including vaccines; or

(iii) tissues as defined in section forty-three hundred sixty of the

public health law or biological products as defined in the federal

Public Health Service Act (42 U.S.C. Sec 262).

* NB Effective January 1, 2035

2. Any facility, regardless of its income, including soup kitchens,

food pantries and places of worship, operated by a not-for-profit

corporation or by a federal, state, or local government agency that

provides food to needy individuals at no or nominal charge, and any

covered food service provider having an annual gross income under five

hundred thousand dollars per location as stated on the income tax filing

for the most recent tax year and that: (a) does not operate ten or more

locations within the state; and (b) is not operated pursuant to a

franchise agreement may request from the department, in a manner and

form established by the department, a financial hardship waiver of the

requirements of section 27-3003 of this title. Such waiver request may

apply to one or more disposable food service containers sold, offered

for sale, or distributed by any such covered food service provider. The

department shall grant a waiver if such covered food service provider

demonstrates that there is no alternative product of comparable cost

that is not composed of expanded polystyrene foam and that the purchase

or use of an alternative product that is not composed of expanded

polystyrene foam would create an undue financial hardship. Such

financial hardship waiver shall be valid for twelve months and shall be

renewable upon application to the department.

§ 27-3007 — Preemption

Preemption.

1. Except as provided in subdivisions two and three of this section,

this title shall supersede and preempt all local laws, ordinances or

regulations governing the sale, offer for sale, or distribution of

disposable food service containers or containers designed or intended to

be used for cold storage containing expanded polystyrene foam and

polystyrene loose fill packaging.

2. Any local law, ordinance or regulation of any county shall not be

preempted if such local law, ordinance or regulation provides

environmental protection equal to or greater than the provisions of this

title or any rules or regulations promulgated hereunder, and such county

files with the department a written declaration of its intent to

administer and enforce such local law, ordinance or regulation.

3. This title shall not apply in a city with a population of one

million or more which has a local law, ordinance or regulation in place

which restricts the sale, offer for sale, or distribution of expanded

polystyrene containers and polystyrene loose fill packaging.

§ 27-3009 — Severability

Severability.

If any clause, sentence, paragraph, section or part of this title

shall be adjudged by any court of competent jurisdiction to be invalid,

such judgment shall not affect, impair or invalidate the remainder

thereof, but shall be confined in its operation to the clause, sentence,

paragraph, section or part thereof directly involved in the controversy

in which such judgment shall have been rendered.

TITLE 31 Construction and Demolition Debris

§ 27-3101 — Waste tracking documents

Waste tracking documents.

1. All generators in a city with a population of one million or more

that generate construction and demolition debris, as defined in section

71-2702 of this chapter, shall provide waste transporters with a waste

tracking document for each construction and demolition debris shipment,

in a form prescribed or approved by the department, specifying the

quantity and type of construction and demolition debris, and signed and

dated by an authorized representative of the generator and with a

certification in a form prescribed by the department, which shall

contain a certification by the generator that the information therein is

true, accurate and complete.

2. All transporters of construction and demolition debris generated in

a city with a population of one million or more shall:

(a) not accept a shipment of debris that does not match the quantity

or type listed on the debris tracking document;

(b) have the debris tracking document signed by the receiving location

or facility upon delivery of the solid debris and provide a copy of the

tracking document to the receiving location or facility.

3. Failure to maintain such tracking documents is a class A

misdemeanor.

TITLE 32 Small Plastic Bottle Hospitality Personal Care Product Restrictions

§ 27-3201 — Definitions

Definitions.

As used in this title:

1. "Hotel" means a building or portion of a building which is

regularly used and kept open as such for the lodging of guests. Hotel

includes an apartment hotel, a motel or a boarding house, whether or not

meals are served.

2. "Hospitality personal care product" means a product provided by a

hotel and intended to be applied to or used on the human body or any

part thereof for cleansing, conditioning, or moisturizing. Hospitality

personal care product includes, but is not limited to, shampoo,

conditioner, lotion, and liquid soap.

3. "Small plastic bottle" means a plastic container with less than a

twelve ounce capacity that is intended to be non-reusable by the end

user.

§ 27-3203 — Small plastic bottle hospitality personal care products

Small plastic bottle hospitality personal care products.

Effective January first, two thousand twenty-five for all hotels with

fifty rooms or more and January first, two thousand twenty-six for all

hotels with less than fifty rooms, a hotel shall not provide any small

plastic bottle containing a hospitality personal care product.

§ 27-3205 — Violations

Violations.

1. A hotel that violates a provision of this title shall receive a

warning notice for the first such violation, detailing the hotel's

requirement to correct the violation within thirty days from the date

the notice is sent. A hotel shall be liable to the state for a civil

penalty of two hundred fifty dollars for the first violation after

receiving a warning and failing to correct the violation within thirty

days and five hundred dollars for any subsequent violation in the same

calendar year. A hearing or opportunity to be heard shall be provided

prior to the assessment of any civil penalty.

2. The department is hereby authorized to enforce the provisions of

this title and all monies collected shall be deposited to the credit of

the environmental protection fund established pursuant to section

ninety-two-s of the state finance law.

§ 27-3207 — Preemption of local law

Preemption of local law.

Jurisdiction in all matters pertaining to restrictions on the

provision of small plastic bottle hospitality personal care products is

vested exclusively in the state.

TITLE 33 Extended Producer Responsibility For Carpet

§ 27-3301 — Definitions

Definitions.

For the purposes of this title, the following terms shall have the

following meanings:

1. "Brand" means a name, symbol, word, or mark that attributes the

product to the owner or licensee of the brand as the producer.

2. "Carpet" means a manufactured article that is (a) used by a

consumer, (b) affixed or placed on the floor or building walking surface

as a decorative or functional building interior or exterior feature, and

(c) primarily constructed of a top surface of synthetic or natural face

fibers or yarns or tufts attached to a backing system made of synthetic

or natural materials. "Carpet" includes, but is not limited to, a

commercial or residential broadloom carpet, modular carpet tiles,

artificial turf, a pad or underlayment used in conjunction with a

carpet. "Carpet" does not include handmade rugs, area rugs, or mats.

3. "Closed loop recycling" means recycling in which materials that are

reclaimed are returned to the original process or processes in which

they were generated and they are reused in the production process.

3-a. "Carpet collection program" or "program" means a program financed

and implemented by producers, either individually, or through a

representative organization, that provides for, but is not limited to,

the collection, transportation, reuse, recycling, proper end-of-life

management, or an appropriate combination thereof, of discarded carpet.

4. "Collection site" means a permanent location in the state at which

discarded carpet may be returned by a consumer. Collection sites shall

accept all types of carpet as defined by this title regardless of brand.

5. "Consumer" means a person located in the state who purchases, owns,

leases, or uses carpet, including but not limited to an individual, a

business, corporation, limited partnership, not-for-profit corporation,

the state, a public corporation, public school, school district, private

or parochial school, or board of cooperative educational services or

governmental entity.

6. "Discarded carpet" means carpet that a consumer has used and

disposed of in the state and is no longer used for its manufactured

purpose.

7. "Energy recovery" means the process by which all or a portion of

solid waste materials are processed or combusted in order to utilize the

heat content or other forms of energy derived from such solid waste

materials.

8. "Perfluoroalkyl and polyfluoroalkyl substances" or "PFAS

substances" means a class of fluorinated organic chemicals containing at

least one fully fluorinated carbon atom.

9. "Producer" means any person who manufactures carpet that is sold,

offered for sale, or distributed in the state under the manufacturer's

own name or brand. "Producer" includes:

(a) the owner of a trademark or brand under which carpet is sold,

offered for sale, or distributed in this state, whether or not such

trademark or brand is registered in the state; and

(b) any person who imports a carpet into the United States that is

sold or offered for sale in the state and that is manufactured by a

person who does not have a presence in the United States.

10. "Recycling" means to separate, dismantle or process the materials,

components or commodities contained in discarded carpet for the purpose

of preparing the materials, components, or commodities for use or reuse

in new products or components. "Recycling" does not include: (a) energy

recovery or energy generation by any means, including but not limited

to, combustion, incineration, pyrolysis, gasification, solvolysis, waste

to fuel or any chemical conversion process; or (b) landfill disposal of

discarded carpet or discarded product component materials.

11. "Recycling rate" means the percentage of discarded carpet that is

managed through recycling or reuse, as defined by this title, and is

computed by dividing the amount of recycled output derived from

collected carpet, plus any pounds sent for reuse by the estimated total

amount of discarded carpet generated during a program year.

12. "Representative organization" means a not-for-profit organization

established by a producer or group of producers to implement the carpet

collection program.

13. "Retailer" means any person who sells or offers for sale carpet to

a consumer in the state.

14. "Reuse" means the return of a product into the economic stream for

use in the same kind of application as the product was originally

intended to be used, without a change in the product's identity.

15. "Sell" or "sale" means any transfer for consideration of title or

the right to use, from a manufacturer or retailer to a person,

including, but not limited to, transactions conducted through retail

sales outlets, catalogs, mail, the telephone, the internet, or any

electronic means; this does not include samples, donations, and reuse.

§ 27-3303 — Producer plan

Producer plan.

1. No later than December thirty-first, two thousand twenty-five, a

producer, either individually or cooperatively with one or more

producers, or a representative organization shall submit to the

department for the department's approval a plan for the establishment of

a carpet collection program that meets the collection requirements

described in this section.

2. A producer may satisfy the carpet collection program requirement of

this section by agreeing to participate collectively with other

producers. Any such collective carpet collection program shall notify

the department.

3. A producer or representative organization shall update the plan, as

needed, when there are changes proposed to the current program. A new

plan or amendment will be required to be submitted to the department for

approval when:

(a) there is a revision of the program's goals; or

(b) every three years from the date of approval of a previous plan.

4. The plan submitted by the producer or representative organization

to the department under this section shall, at a minimum:

(a) provide a list of each participating producer and brands covered

by the program;

(b) provide information on the products covered by the program;

(c) describe how the producer or representative organization will

collect, transport, recycle, and process carpet;

(d) describe how the program will provide for collection of carpet in

the state, free of cost and in a manner convenient to consumers and

carpet installers, including how the program will achieve, at a minimum,

a convenience standard which ensures that all counties of the state and

all municipalities which have a population of ten thousand or greater

have at least one permanent collection site and one additional permanent

collection site for every thirty thousand people located in those areas,

that accepts carpet from consumers during normal business hours;

however, with respect to a city having a population of one million or

more, after consultation with the department of sanitation of such city,

the department may otherwise establish an alternative convenience

standard. The producer or representative organization may coordinate the

program with existing municipal waste collection infrastructure as is

mutually agreeable. Convenience standards shall be evaluated by the

department periodically and the department may require additional

collection locations to ensure adequate consumer convenience;

(e) describe in detail education and outreach efforts to inform

consumers, carpet installers and others engaged in the management of

discarded carpet about the program including, at a minimum, an internet

website and a toll-free telephone number and written information

included at the time of sale of carpet that provides sufficient

information to allow a consumer to learn how to return such carpet for

disposal, recycling or reuse;

(f) describe the methods to be used to reuse or recycle discarded

carpet;

(g) describe the methods to be used to manage or dispose of discarded

carpet that cannot be recycled or reused;

(h) describe how the program will meet annual performance goals, as

determined by the department, provided that at a minimum, the program

shall achieve the following recycling rates:

(i) a thirty percent recycling rate for carpets of which ten percent

shall be closed-loop recycling by five years after the plan is approved

by the department pursuant to section 27-3309 of this title;

(ii) a fifty percent recycling rate for carpets of which twenty

percent shall be closed-loop recycling by ten years after the plan is

approved by the department pursuant to section 27-3309 of this title;

and

(iii) a seventy-five percent recycling rate for carpets, of which

forty percent shall be closed-loop recycling by fifteen years after the

plan is approved by the department pursuant to section 27-3309 of this

title;

(i) describe what, if any, incentives will be used to encourage

retailer participation;

(j) describe the outreach and education methods that will be used to

encourage municipal landfill and transfer station participation;

(k) describe the sources of data and methodology for estimating the

amount of carpet discarded in the state annually; and

(l) any other information as specified by the department.

§ 27-3305 — Producer responsibilities

Producer responsibilities.

1. Beginning not later than July first, two thousand twenty-six, the

producer or representative organization shall implement the carpet

collection program utilizing collection sites established pursuant to

paragraph (d) of subdivision four of section 27-3303 of this title.

2. A producer shall not sell, or offer for sale, carpet to any person

in the state unless the producer is implementing or participating under

an approved plan.

3. The program shall be free to the consumer, convenient and adequate

to serve the needs of consumers in all areas of the state on an ongoing

basis.

4. A producer or representative organization shall maintain records

demonstrating compliance with the provisions of this title and make them

available for audit and inspection by the department for a period of

three years. The department shall make such records available to the

public upon request in accordance with the provisions of the state

freedom of information law and the regulations promulgated thereunder.

Record holders shall submit the records required to comply with the

request within sixty working days of written notification by the

department of receipt of the request.

5. A producer or representative organization shall be responsible for

all costs associated with the implementation of the carpet collection

program, including but not limited to the cost of collection. A

producer, producers or representative organization shall pay costs

incurred by the department in the administration and enforcement of this

title. Exclusive of fines and penalties, the department shall only be

reimbursed its actual cost of administration and enforcement.

6. Any person who becomes a producer on or after December

thirty-first, two thousand twenty-five shall submit a plan to the

department, or notify the department that it has joined an existing

plan, prior to selling or offering for sale in the state any carpet, and

shall comply with the requirements of this title.

7. On or before July first, two thousand twenty-seven, and annually

thereafter, a producer or representative organization shall submit a

report to the department that includes, for the previous program year, a

description of the program, including, but not limited to, the

following:

(a) a detailed description of the methods used to collect, transport,

and process carpet in the state, including detailing collection methods

made available to consumers and an evaluation of the program's

collection convenience;

(b) identification of all collection sites in the state;

(c) the weight of all of the producer's carpet collected in the state

by method of disposition, including reuse, recycling and other methods

of processing or disposal;

(d) an evaluation of whether the performance goals and recycling rates

have been achieved;

(e) the total cost of implementing the program;

(f) samples of all educational materials provided to consumers and a

detailed list of efforts undertaken and an evaluation of the methods

used to disseminate such materials including recommendations, if any,

for how the educational component of the program can be improved; and

(g) any other information required by the department.

8. On or before January first of each program year following

implementation of the plan pursuant to section 27-3303 of this title,

each producer, group of producers or representative organization shall

submit a report to the department that assesses compliance with

performance goals and describes any modifications necessary to achieve

such goals.

§ 27-3307 — Retailer requirements

Retailer requirements.

1. Beginning July first, two thousand twenty-six, no retailer may sell

or offer for sale carpet in the state unless the producer of such carpet

is participating in a carpet collection program. A retailer shall be in

compliance with this section if, on the date the carpet was offered for

sale, the producer is listed on the department's website as implementing

or participating in an approved program or if the carpet brand is listed

on the department's website as being included in the program.

2. Any retailer may participate, on a voluntary basis, as a designated

collection site pursuant to a carpet collection program and in

accordance with all applicable laws and regulations.

§ 27-3309 — Department responsibilities

Department responsibilities.

1. The department shall (a) maintain a list of producers who are

implementing or participating pursuant to section 27-3303 of this title,

(b) maintain a list of each such producer's brands, and (c) post such

lists on the department's website.

2. Beginning July first, two thousand twenty-six, the department shall

post on its website the location of all collection sites identified to

the department by the producer in its plans and annual reports.

3. The department shall post on its website each producer plan

approved by the department.

4. Within ninety days after receipt of a proposed plan or plan

amendment, the department shall approve or reject the plan or the plan

amendment. If the plan or plan amendment is approved, the department

shall notify the producer or representative organization in writing. If

the department rejects the plan or plan amendment, the department shall

notify the producer or representative organization in writing stating

the reason for rejecting the plan or plan amendment. A producer or

representative organization whose plan is rejected shall submit a

revised plan to the department within thirty days of receiving a notice

of rejection. If the department rejects the subsequent proposal, the

producer or producers at issue shall be out of compliance and subject to

enforcement provisions.

5. The department shall submit a report regarding the implementation

of this title in this state to the governor and legislature by April

first, two thousand twenty-seven and every two years thereafter. The

report shall include, at a minimum, an evaluation of:

(a) the stream of carpet in the state;

(b) disposal, recycling and reuse rates in the state for carpet;

(c) a discussion of compliance and enforcement related to the

requirements of this title; and

(d) recommendations for any changes to this title.

6. Starting four years after the plan is approved by the department

pursuant to this section, the department shall impose a penalty of

twenty-five cents per pound to be assessed on the producer or

representative organization for the number of additional pounds of

carpet that would have needed to be recycled through the program to

achieve the performance goals specified in the approved stewardship

plan. All penalties collected pursuant to this section shall be paid

over to the commissioner for deposit to the environmental protection

fund established pursuant to section ninety-two-s of the state finance

law.

§ 27-3311 — Carpet stewardship advisory board

Carpet stewardship advisory board.

1. There is hereby established within the department the carpet

stewardship advisory board to make recommendations to the commissioner

regarding producer plans required by this title.

2. The board shall be composed of thirteen voting members. Such

members shall include:

(a) one representative of carpet producers;

(b) two representatives of carpet retailers;

(c) one representative of carpet recyclers;

(d) two representatives of carpet collectors;

(e) one representative of a company that utilizes discarded carpet to

manufacture a new product;

(f) one representative of a carpet installer association;

(g) one representative from a statewide environmental organization;

(h) one representative from a statewide waste disposal association;

(i) one representative from the New York product stewardship council;

(j) one representative from a consumer organization; and

(k) one representative from a statewide recycling organization.

3. The members shall be appointed as follows:

(a) two members to be appointed by the temporary president of the

senate;

(b) two members to be appointed by the speaker of the assembly;

(c) one member to be appointed by the minority leader of the senate;

(d) one member to be appointed by the minority leader of the assembly;

and

(e) seven members to be appointed by the executive.

4. Such appointments shall be made no later than the first day of

January following the date on which this title takes effect. The members

shall designate a chair from among the members by majority vote. Board

members shall receive no compensation but shall be entitled to their

necessary and actual expenses incurred in the performance of their board

duties.

5. The board shall meet at least biannually by call of the chair.

§ 27-3313 — Labeling and design requirements

Labeling and design requirements.

1. On and after one year after the plan is approved by the department

pursuant to section 27-3309 of this title, carpet sold or offered for

sale in the state shall be accompanied by the following identifying

information:

(a) Name of the producer and contact information; and

(b) Carpet material, composition, and type of construction.

2. On and after December thirty-first, two thousand twenty-six, no

carpet sold or offered for sale in the state shall contain or be treated

with PFAS substances for any purpose.

§ 27-3315 — Post-consumer content requirements

Post-consumer content requirements.

All carpet sold in the state shall be manufactured with the following

minimum amounts from post-consumer sources:

1. within one year after the plan is approved by the department

pursuant to section 27-3309 of this title, a minimum of ten percent

post-consumer content;

2. within four years thereafter, a minimum of twenty percent

post-consumer content; and

3. five years thereafter, a minimum of thirty percent post-consumer

content.

§ 27-3317 — Penalties

Penalties.

Any producer, representative organization, or retailer who violates

any provision of or fails to perform any duty imposed pursuant to this

title shall be liable for a civil penalty not to exceed five hundred

dollars for each violation and an additional penalty of not more than

five hundred dollars for each day during which such violation continues.

Civil penalties shall be assessed by the department after a hearing or

opportunity to be heard pursuant to the provisions of section 71-1709 of

this chapter.

§ 27-3319 — Limits on liability for antitrust, restraint of trade, or unfair trade practices

Limits on liability for antitrust, restraint of trade, or

unfair trade practices.

1. A producer, representative organization, or retailer shall not be

liable for any claim of a violation of antitrust, restraint of trade, or

unfair trade practice laws arising from the performance of an action

required to be undertaken by this title or which is necessary to

implement or participate under a producer plan approved by the

department, solely to increase the collection and recycling of carpet,

which affects the types and quantities being collected and recycled or

the cost and structure of such collection program that the producer,

representative organization, or retailer is participating in pursuant to

this title.

2. Provided, however, subdivision one of this section shall not apply

to any agreement establishing or affecting the price of carpet, except,

as necessary, to fulfill producer responsibility under subdivision five

of section 27-3305 of this title, the output or production of carpet, or

restricting the geographic area or customers to which carpet will be

sold.

§ 27-3321 — Rules and regulations

Rules and regulations.

The department is authorized to promulgate any rules and regulations

necessary to implement this title.

ARTICLE 28 Pollution Prevention

§ 28-0101 — Declaration of policy

Declaration of policy.

It is declared to be the policy of the state of New York to promote

affordable and cost effective methods to reduce energy and resource

consumption and reduce or eliminate the use of hazardous substances and

the generation of such substances, pollution or waste at the source in

order to conserve, improve and protect New York's environment and

natural resources; enhance the health, safety and welfare of its

citizens; and increase the economic competitiveness of New York

businesses.

§ 28-0103 — Declaration of purpose

Declaration of purpose.

It is the purpose of this article to:

1. promote pollution prevention as a means for preventing the risks

associated with the use and production of hazardous substances,

including risks to public health and the environment;

2. promote pollution prevention as a means for reducing energy and

resource consumption, and reducing or eliminating the generation of

hazardous substances, pollution and waste;

3. promote implementation of affordable and cost effective methods of

achieving pollution prevention as means of sustaining and safeguarding

the competitive advantage of New York businesses, large and small, and

advancing innovation in the reduction of energy and resource consumption

and the reduction or elimination of hazardous substances, pollution and

waste;

4. promote voluntary implementation of pollution prevention as a means

for meeting the requirements of state or federal environmental laws or

regulations; and

5. promote coordination and cooperation between all federal, state and

local agencies and private organizations administering programs related

to pollution prevention, energy consumption, resource consumption, the

use and generation of hazardous substances, or the generation of waste

or pollution.

§ 28-0105 — Definitions

Definitions.

As used in this article, the following words and phrases shall mean:

1. "Hazardous substance" shall mean any substance listed as a

substance hazardous to public health, safety or the environment in

regulations promulgated pursuant to article 37 of this chapter.

2. "Local agency" shall mean any local agency, board, district,

commission or governing body, including any city, county, or other

political subdivision of the state.

3. "Pollution prevention" shall mean changes in production methods,

work practices, raw materials or the provision of services that reduce

energy or resource consumption, or that reduce, avoid or eliminate the

use of hazardous substances or the generation of such substances,

pollutants or waste per unit of product or service provided, so as to

reduce risks to public health or the environment, without shifting risks

between individuals or environmental media. Such term shall include the

redesign, modification, upgrade or replacement of processes, procedures,

equipment or technology; reformulation or redesign of products,

substitution of inputs or raw materials; improvements in housekeeping,

maintenance, training or inventory control; and extended use or reuse of

materials through methods integral to the production process or

provision of service, such as in-process, closed-loop recycling. Such

term shall not include incineration, energy recovery from the combustion

of waste, transfer from one medium of release or discharge to another

medium, off-site or out-of-production recycling, end-of-pipe treatment,

or any practice which alters the physical, chemical or biological

characteristics or volume of a hazardous substance, pollutant or solid

waste through a process or activity which itself is not integral to and

necessary for the production of a product or the providing of a service.

4. "Pollutant" shall mean any substance, contaminant, waste or

emission which contributes to pollution.

5. "Solid waste" shall mean a solid waste as such term is defined by

subdivision 1 of section 27-0701 of this chapter.

6. "State agency" shall mean any state department, agency, board,

public benefit corporation, public authority or commission.

§ 28-0107 — Powers and duties of the department

Powers and duties of the department.

Consistent with the policy of the state as it is declared in section

28-0101 of this article, the department shall have the power to:

1. Develop, coordinate, implement and measure policies, planning and

programs to promote pollution prevention, including but not limited to,

technical assistance programs and the identification of alternative

compliance approaches that incorporate pollution prevention;

2. Provide education, training, outreach and technical assistance,

including on-site technical assistance, to the public regarding

pollution prevention, including but not limited to businesses,

not-for-profit organizations and state and local agencies;

3. Track, monitor and analyze efforts to achieve pollution prevention

and the effects of pollution prevention on the consumption of energy and

natural resources; the use of hazardous substances; and the generation

of hazardous substances, pollution and waste;

4. Promote the consideration of opportunities for pollution prevention

throughout the department's programs, including the provision of

information on pollution prevention options, technical information and

technical assistance to permit applicants, owners and operators of

facilities that are subject to departmental inspections, and to persons

who are subject to departmental enforcement actions;

5. Develop policies to facilitate, support and encourage the provision

of pollution prevention and compliance assistance, including on-site

technical assistance, by all department staff, including regulatory

program staff, to businesses, not-for-profit organizations, state and

local agencies or other persons who request such assistance, including

the adoption of policies to address how the department will respond if

violations are identified in the course of providing such assistance;

6. Coordinate pollution prevention outreach and technical assistance

with inspection and enforcement efforts, including the targeting of

specific sectors for concentrated outreach prior to inspection and

enforcement and the establishment of a technical assistance referral

system;

7. Provide opportunities for training in pollution prevention to all

appropriate department staff on an annual basis;

8. Promote and encourage the adoption of environmental management

systems as a way to achieve pollution prevention and continually improve

environmental, economic and management performance across a range of

organizations and settings, including state and local agencies,

businesses, and not-for-profit organizations;

9. Develop pollution prevention information that can be distributed by

other state agencies and public authorities that are involved in the

regulation of, or provision of financial assistance to businesses,

municipalities and not-for-profit organizations;

10. Coordinate and cooperate with federal, state and local agencies,

public and private organizations, and groups administering programs or

engaged in activities related to pollution prevention, energy

consumption, resource consumption, the use and generation of hazardous

substances, or the generation of waste or pollution; and

11. Encourage, support and undertake research, development and

technology transfer in support of pollution prevention, and coordinate

and cooperate with federal, state and local agencies, businesses and

business associations, public and private organizations, and groups

engaged in pollution prevention research, development and technology

transfer, including educational, civic and research organizations,

colleges, universities, institutes or foundations.

§ 28-0109 — Small business pollution prevention and environmental compliance assistance program

Small business pollution prevention and environmental

compliance assistance program.

1. The commissioner is hereby authorized and directed to establish,

develop and implement a small business pollution prevention and

environmental compliance assistance program. The purpose of such program

shall be to:

a. assist eligible businesses to achieve pollution prevention and

improved environmental performance;

b. assist eligible businesses to comply with the provisions of and

rules adopted pursuant to this chapter; and

c. support all environmental and regulatory programs carried out

pursuant to this chapter, including permitting, facility inspection and

enforcement activities. For the purposes of this section, "eligible

business" shall mean a small to medium-sized business, not-for-profit

organization or municipality which employs less than five hundred

persons on a full-time basis.

2. The commissioner, after providing notice and opportunity for public

hearing, may exclude from the small business pollution prevention and

environmental compliance assistance program any category of regulated

entity that the commissioner determines to have sufficient technical and

financial capabilities to meet the requirements of this chapter without

such assistance. The department may designate eligibility for assistance

based on whether an eligible business has sufficient technical and

financial capabilities to comply with federal and state law without such

assistance. Such determination or designation shall be based on criteria

formally adopted by the department as guidance or regulation therefor.

Such program shall include:

a. the development, collection and coordination of information

concerning pollution prevention and compliance methods, and programs to

encourage lawful cooperation among eligible businesses and other persons

to further comply with the provisions of this chapter;

b. adequate mechanisms for assisting eligible businesses with

pollution prevention, environmental compliance and accidental release

detection and prevention, including providing information concerning

alternative technologies, process changes, and products and methods of

operation that help to achieve pollution prevention;

c. the provision of assistance for eligible businesses in:

(i) determining applicable requirements of this chapter and rules and

regulations promulgated pursuant thereto,

(ii) submitting complete permit applications, and

(iii) receiving permits issued by the department in a timely and

efficient manner;

d. adequate mechanisms for referring eligible businesses to qualified

auditors, or to the extent possible, offering eligible businesses and

responding to requests from eligible businesses for audits of the

operations of such businesses to determine compliance with this chapter

and rules and regulations promulgated pursuant thereto;

e. procedures for offering eligible businesses and responding to

requests from eligible businesses for technical, pollution prevention

and environmental compliance assistance including, but not limited to:

(i) on-site technical assistance and consultations regarding the

identification and implementation of opportunities to achieve pollution

prevention or enhance compliance, including the adoption of

comprehensive pollution prevention plans or environmental management

systems;

(ii) assistance in the modification of any work practice and the

identification of affordable and cost effective alternative technologies

or technological improvements to achieve pollution prevention or to

achieve compliance with or to establish compliance procedures pursuant

to this chapter and rules and regulations promulgated pursuant thereto;

and

(iii) the establishment of a schedule of milestones for implementing

such work practice or method of pollution prevention or compliance

preceding any applicable compliance date, based on the technology and

financial capability of such eligible business. No modification shall be

recommended unless it is in compliance with the applicable requirements

of environmental laws;

f. procedures for soliciting input from and exchanging information

with the small business pollution prevention and environmental

compliance ombudsman program created pursuant to section 138 of the

economic development law, regarding pollution prevention opportunities

and compliance requirements for small businesses;

g. adequate mechanisms for the collection and dissemination of

information to eligible businesses, including the development of

guidance manuals and the establishment of a toll-free telephone number

dedicated to answering questions involving pollution prevention and

small business compliance;

h. procedures for assuring the confidentiality of information received

from eligible businesses;

i. the identification of individuals, firms and/or state and local

agencies with a distinctive competence in areas related to pollution

prevention and compliance with environmental laws, rules and

regulations, and a demonstrated ability to serve eligible businesses,

for the purpose of referring eligible businesses with identified needs

to consultants or agencies with relevant expertise; and

j. the provision of information on state-sponsored programs offering

financial or technical assistance and on funding available from private

lenders to eligible businesses, and of aid to such businesses in

applying for financial assistance or funding.

3. In developing and implementing the small business pollution

prevention and environmental compliance assistance program, the

department shall consult with the pollution prevention and environmental

compliance coordinating council as created pursuant to section 28-0111

of this article, the environmental facilities corporation, the small

business pollution prevention and environmental compliance ombudsman

program as created pursuant to section 138 of the economic development

law and the office of waste prevention services as created pursuant to

article 14 of the economic development law.

§ 28-0111 — Pollution prevention and environmental compliance coordinating council

Pollution prevention and environmental compliance

coordinating council.

1. There is hereby established a pollution prevention and

environmental compliance coordinating council which shall:

a. provide guidance to the department on the development and

implementation of pollution prevention programs, including the small

business pollution prevention and environmental compliance assistance

program and the identification of alternative compliance approaches that

incorporate pollution prevention;

b. coordinate the activities of the department, the environmental

facilities corporation, the department of economic development, the New

York state energy research and development authority and the New York

foundation for science, technology and innovation to promote pollution

prevention and environmental compliance;

c. make periodic reports to the governor and the legislature

concerning the effectiveness of pollution prevention programs, including

the adequacy of funding available, and difficulties encountered; and

d. make recommendations for the development of programs to further

promote pollution prevention and assist small businesses, including

technical and financial assistance programs.

2. The pollution prevention and environmental compliance coordinating

council shall include the commissioner, the president of the

environmental facilities corporation, the commissioner of economic

development, the chairperson of the New York state energy research and

development authority, and the executive director of the New York

foundation for science, technology and innovation; or their designees.

The council shall consult with representatives of businesses;

organizations whose prime function is the enhancement of the

environmental quality of the state; municipalities, not-for-profit

organizations and private contractors which provide pollution prevention

and compliance assistance; and any other parties the coordinating

council deems appropriate.

3. The coordinating council shall meet at least quarterly and shall

designate one of its members to serve as chairperson and one of its

members to serve as secretary for the development and dissemination of

reports and advisory opinions. For the first year of its existence, the

coordinating council shall designate the commissioner or his or her

designee to serve as chairperson.

§ 28-0112 — Pollution prevention institute program

Pollution prevention institute program.

1. There is hereby established the New York state pollution prevention

institute program. The "pollution prevention institute" shall mean an

institute whose mission is to promote one or more of the purposes of

section 28-0103 of this article through research, development,

technology demonstration, technology transfer, education, outreach,

recognition and training programs in a manner consistent with the

definition of pollution prevention and the principles of pollution

prevention established by this article, including but not limited to

green chemistry and reuse and remanufacturing.

2. The commissioner is hereby directed to award, on a competitive

basis, within amounts appropriated, after consultation with the

pollution prevention and environmental compliance coordinating council,

state assistance payments to one public or private university or

non-profit institution, or more as part of a consortium, to establish,

operate and maintain a pollution prevention institute in New York state

consistent with the principles established by this article.

§ 28-0113 — Pollution prevention program evaluation

Pollution prevention program evaluation.

Within thirty-six months after the effective date of this article, the

department shall, in coordination with the environmental facilities

corporation and the department of economic development, prepare and

submit to the governor and the legislature a report evaluating the

programs proposed, adopted or implemented pursuant to this article. The

evaluation shall include:

1. an identification of the specific measures taken to develop and

implement such programs;

2. an evaluation of the resources available to implement such programs

and whether those resources are sufficient; and

3. an analysis of the adequacy of measures taken to assist small

businesses in achieving pollution prevention and complying with this

chapter.

ARTICLE 29 Low-level Radioactive Waste Facilities

TITLE 1 Siting

§ 29-0101 — Definitions

Definitions.

For the purposes of this article:

1. "Low-level radioactive waste" means radioactive material that:

a. is not high-level radioactive waste, transuranic waste, spent

nuclear fuel, or the tailings or wastes produced by the extraction or

concentration of uranium or thorium from any ore processed primarily for

its source material content; and

b. the United States nuclear regulatory commission, consistent with

federal law and in accordance with paragraph a of this subdivision,

classifies as low-level radioactive waste.

2. "Low-level radioactive waste management facilities" means

facilities authorized pursuant to section eighteen hundred fifty-four-c

of the public authorities law for permanent disposal of low-level

radioactive waste and any associated facilities for treatment and

handling of such waste, including, but not limited, to facilities for

purposes of stabilization, volume reduction, or protection of health and

safety of workers or members of the public from potential exposure to

hazards.

3. "Permanent disposal facilities" means low-level radioactive waste

management facilities for permanent disposal of low-level radioactive

waste generated within the state of New York, other than such waste

which is a federal responsibility pursuant to the provisions of federal

law pertaining to state and federal responsibilities for disposal of

low-level radioactive waste.

4. "Shallow land burial" means emplacement of low-level radioactive

waste in or within the upper thirty meters of the surface of the earth

in trenches, holes, or other excavations in which only soil provides

structural integrity, a barrier to migration of low-level radioactive

waste from or subsurface water into such excavation, or a barrier to

entry of surface water to such excavation or in a manner that fails to

allow during the institutional control period for monitoring and control

of releases of radioactivity.

5. "State agency" means any office, department, board, commission,

bureau, division, council, authority, corporation, agency, or

instrumentality of the state.

6. "Commission" means the commission for siting low-level radioactive

waste disposal facilities created pursuant to section 29-0301 of this

article.

§ 29-0103 — Siting criteria for permanent disposal facilities

Siting criteria for permanent disposal facilities.

1. No later than July thirty-first, nineteen hundred eighty-seven, the

department shall publish draft regulations which specify the criteria

for siting permanent disposal facilities and shall promulgate final

regulations no later than December thirty-first, nineteen hundred

eighty-seven. Such regulations shall be specific to the types of

disposal methods which may be employed at a permanent disposal site and

shall include criteria for:

a. above ground, engineered, monitored disposal;

b. underground mined repository disposal; and

c. where practicable, other disposal methods for which there are

applicable regulations but in no event including shallow land burial.

Such regulations shall specify the minimum characteristics a disposal

site and a disposal method must have under existing federal and state

law to be acceptable for use for permanent disposal facilities.

2. The department shall hold hearings on the proposed siting criteria

regulations.

3. In adopting the siting criteria regulations the department shall

not be subject to the requirements of sections two hundred two-a, two

hundred two-b and two hundred two-c of the state administrative

procedure act.

§ 29-0105 — Certification of site and disposal method selection

Certification of site and disposal method selection.

1. Upon application by the commission, the department shall certify

that the commission's selection of the site or sites and disposal method

or methods pursuant to section 29-0305 of this article is in conformance

with the applicable siting criteria promulgated pursuant to section

29-0103 of this title; shall certify that, with modifications proposed

by the department, the selection would be in conformance with the

applicable siting criteria; or shall refuse to certify such selection

and shall specify the manner in which such selection fails to meet the

applicable siting criteria. Such certification or refusal to certify

shall be based upon the record. The department shall hold public

hearings with respect to the draft environmental impact statement and

with respect to the application for certification. Such hearings and

such certification or refusal to certify shall be completed within one

hundred eighty days of the commission's submission of a complete

application for certification.

2. The department shall publish in the state register notice of its

decision on the application for certification of the site and disposal

method selection.

3. The department's decision on the application for certification of

the site and disposal method selection and the accompanying final

environmental impact statement shall be submitted by the department to

the governor, the legislature, and the chairman of the New York state

energy research and development authority. In addition to any other

information otherwise required for a final environmental impact

statement, such statement shall include:

a. copies of the minutes of the public hearing held on the draft

environmental impact statement on siting and disposal method selection

and of recommendations from the advisory committee established pursuant

to section 29-0501 of this article, and the department's responses to

the views, comments, information, and recommendations therein; and

b. a listing providing a brief description, identification, or

reference for each report, study, or other document relied upon by the

department for information supporting its analyses or conclusions.

TITLE 3 Commission For Siting Low-level Radioactive Waste Disposal Facilities

§ 29-0301 — Appointment of the commission

* § 29-0301. Appointment of the commission.

1. There is hereby created a commission for siting low-level

radioactive waste disposal facilities. The commission shall consist of

seven members appointed by the governor whose appointment shall be

effective when issued. The members of the commission, to the extent

practicable, shall be competent and knowledgeable concerning low-level

radioactive waste and shall be qualified as follows:

a. a geologist;

b. a medical doctor;

c. a health physicist;

d. a professional engineer;

e. a social scientist;

f. an environmentalist who represents a non-profit environmental

organization;

g. a private citizen who shall be designated to act as chairperson.

2. The chairperson shall appoint an executive director to the

commission.

3. In the event of resignation of one of the commission members, the

governor shall appoint a replacement. Each member shall receive the sum

of two hundred dollars for each day in which the member is actually and

primarily engaged in the performance of the duties specified herein plus

actual and necessary expenses incurred by such member in the performance

of such duties.

4. The members of the commission, the executive director and any

employees of the commission shall be considered public officers for

purposes of the public officers law.

5. Four of the seven members of the commission shall constitute a

quorum for the transaction of business of the commission and the

decision of four members of the commission shall constitute action of

the commission; provided, however, that no application for certification

pursuant to section 29-0105 of this article shall be made except upon

the affirmative vote of four or more members of the commission.

* NB Commission existence pursuant to § 29-0309

§ 29-0303 — Duties of the commission

* § 29-0303. Duties of the commission.

1. The commission shall immediately commence the preparation of a

siting and disposal method selection which shall, upon certification by

the department, be the site or sites and method or methods for permanent

disposal facilities which shall be constructed or operated by the energy

research and development authority pursuant to section eighteen hundred

fifty-four-c of the public authorities law.

2. The commission shall evaluate all reasonable alternative disposal

methods including but not limited to deep vertical shaft mined disposal

and above ground monitored retrievable disposal and issue a report

providing full documentation of its evaluation of all disposal methods

it has considered, and selecting and justifying a tentative preferred

disposal method and any method-specific site selection criteria. After

opportunity for review and comment by the citizen advisory committee and

an independent technical and scientific evaluation panel established

pursuant to subdivision eleven of this section, the commission shall

issue a report and draft a generic, non-site specific, environmental

impact statement selecting and justifying a preferred disposal method

and any related method-specific site selection criteria. The commission

shall select as its preferred disposal method that method which is

projected best to meet applicable regulatory criteria and performance

objectives and maintain exposure to the general public as low as

reasonably achievable, taking into account engineering and economic

feasibility compared to other available disposal methods. The preferred

disposal method and accompanying draft generic environmental impact

statement shall be submitted to the department as an application for

decision. The standards and procedures by which the department shall

administer the commission's application are set forth in subdivision

four of section 70-0117 of this chapter and implementing regulations.

Consistent with the department's decision on preferred disposal method

or methods, the commission shall proceed to select the site or sites for

permanent disposal facilities in accordance with subdivisions five

through eight of this section.

3. The commission shall issue a report concerning all lands excluded

from consideration for siting permanent disposal facilities, which

report shall include information sufficient to permit full independent

review and evaluation by the citizen advisory committee and by an

independent technical and scientific evaluation panel, established

pursuant to subdivision eleven of this section, of the basis for such

exclusion.

4. The commission shall also make available for full independent

review and evaluation by the citizen advisory committee and by an

independent technical and scientific evaluation panel, established

pursuant to subdivision eleven of this section, the reports and other

documents which serve as the basis for or otherwise provide its detailed

explanation or justification for its decisions made prior to September

first, nineteen hundred eighty-nine, to select or narrow the range of

alternatives it was considering for sites for permanent disposal

facilities.

5. Upon completing the preparation of its site and final disposal

method selection, the commission shall submit its application for

certification of this selection by the department pursuant to section

29-0105 of this article. The commission shall simultaneously deliver a

copy of its draft environmental impact statement and application to the

governor, the legislature, the chairman of the energy research and

development authority, the citizen advisory committee and the county

government of each county within which was located any portion of a site

for which the commission conducted detailed characterization studies.

6. The site and disposal method selection and the application for

certification, together with the department's certification thereof,

shall be considered a single action for purposes of article eight of

this chapter and judicial review. The commission shall prepare a draft

environmental impact statement to accompany its application for

certification, the scope of which must be approved by the department.

For purposes of satisfying the requirements of article eight of this

chapter, the department shall be the lead agency. The commission shall

recommend a site specific mitigation program as part of the

environmental impact statement that will serve as an additional measure

to offset adverse economic, social, and environmental impacts and serve

as a form of compensation to the affected area.

7. The commission's site and disposal method selection shall identify

a site or sites and appropriate disposal method or methods for permanent

disposal facilities. Such site or sites shall not include the western

New York nuclear service center. The commission shall take into account

the following factors in the selection of the permanent disposal

facility site or sites and disposal method or methods:

a. the nature and probability of the impacts on public health and

safety, including predictable adverse effects from:

(i) accidents during transportation of low-level radioactive waste to

such facilities;

(ii) contamination of ground or surface water by leaching and runoff

from such facilities; and

(iii) fires or explosions from improper storage or disposal of

volatile, combustible, or potentially explosive materials, if any, which

may compose a portion of the low-level radioactive waste to be delivered

to such facilities;

b. the nature of the probable environmental impacts, including the

predictable adverse effects on the natural environment and ecology,

scenic, historic, agricultural, cultural, and recreational values, water

and air quality, and wildlife;

c. the potential for avoidance or mitigation of harm from the

unanticipated release of low-level radioactive waste or contaminated

materials;

d. the ability for retrieval or recovery of such waste;

e. differences in the density of population in the vicinity of the

potential sites;

f. the adequacy of routes and means for transportation of low-level

radioactive waste to such facilities;

g. the nature of the probable impact of such facilities on local

governmental units within which such facilities would be located; and

h. the comparative economic implications, including those resulting

from engineering considerations, of the potential site or sites and

disposal methods for such facilities.

8. The commission shall select one site for a permanent disposal

facility after consideration of all relevant public health and safety,

environmental and economic factors, provided, however, that an

additional site may be selected if the commission finds that the use of

an additional site presents specific advantages with respect to such

factors. To the extent the commission determines that different disposal

methods are appropriate for different categories of low-level

radioactive waste with differing physical or chemical characteristics,

the commission may select more than one disposal method to be utilized

at each particular site, specifying the particular disposal methods to

be utilized at such site for particular categories of such waste;

provided that utilization of the disposal methods selected at the site

selected shall be capable of meeting or exceeding applicable

requirements of state and federal regulations. The site or sites

selected shall be of sufficient capacity to provide for disposal, using

the selected disposal methods, of all low-level radioactive waste

estimated by the commission to be generated in New York and to require

disposal at low-level radioactive waste management facilities for a

period of at least thirty years.

9. In performing its duties, the commission shall hold periodic

meetings which shall be publicly noticed pursuant to article seven of

the public officers law.

10. Whenever the commission makes a decision to:

(i) select, or narrow the range of alternatives it is considering for,

disposal methods or sites for permanent disposal facilities,

(ii) establish the plans for pre-characterizing or characterizing, or

otherwise gathering site-specific data for, candidate sites for

permanent disposal facilities, or

(iii) project the types, quantities, or activity levels of low-level

radioactive wastes which might be disposed of at permanent disposal

facilities,

it shall promptly issue a report or other document which serves as the

basis for or otherwise provides its detailed explanation or

justification for that decision. Such report or other document shall

include information sufficient to permit full independent review and

evaluation by the department, the citizen advisory committee and by an

independent technical and scientific evaluation panel, established

pursuant to subdivision eleven of this section, of the nature, sources,

and quality of any specific data relied upon, the nature of assumptions

made, and the specific analytical methods, procedures, or techniques

employed, including modelling and calculations performed, and any other

information and analyses upon which the commission would intend to rely

in justifying its decisions to any reviewing body. The report shall be

made available to the public upon request. The commission shall

simultaneously have published in the state register, and send to any

person who has requested to be placed on the commission's mailing list,

notice of availability of that report or other document and provide a

copy of the report or other document to the governor, the speaker of the

assembly, the majority leader of the senate, the minority leader of the

assembly, the minority leader of the senate, the citizen advisory

committee, and any independent technical and scientific evaluation panel

established pursuant to subdivision eleven of this section.

11. Pursuant to contract, the department of health shall arrange to

have one or more independent panels of technical and scientific experts

review and evaluate the commission's decision and report on its

selection of a tentative preferred disposal method and decisions and

report on lands excluded from consideration for siting permanent

disposal facilities, issued in accordance with subdivisions two and

three of this section, and each other decision made and related report

issued by the commission pursuant to subdivision four or ten of this

section. For each such commission decision and report, the independent

technical and scientific evaluation panel or panels shall assess the

nature, sources and quality of any specific data the commission relied

upon, the nature of assumptions made, and the specific analytical

methods, procedures or techniques employed, including modelling and

calculations performed, and any other information and analyses relied

upon for the commission's decision. The department of health may engage

more than one panel to assess a commission decision and report, in order

to provide for complete coverage of those matters in the review and

evaluation of that decision and report. Upon completion of each such

review and evaluation, any independent technical and scientific

evaluation panel shall provide a written report containing its findings,

conclusions and recommendations to the commission, the citizen advisory

committee, the department of health and the department of environmental

conservation.

12. Whenever the commission receives written comments or a report from

the citizen advisory committee or any independent technical and

scientific evaluation panel established pursuant to subdivision eleven

of this section, it shall provide a detailed written response, within a

reasonable time, addressing the points made in the comments or report.

Upon receipt of any such report the commission shall cause it to be made

available to the public upon request and submitted to the governor, the

majority leader of the senate, the speaker of the assembly, the minority

leader of the senate and the minority leader of the assembly. Notice of

such report shall be published by the commission in the state register

and sent to any person who has requested to be placed on the

commission's mailing list.

* NB Commission existence pursuant to § 29-0309

§ 29-0305 — Operation of the commission

* § 29-0305. Operation of the commission.

1. The commission may hire or contract with such persons as it deems

necessary, convenient, or desirable to carry out its duties pursuant to

this title.

2. Officers and employees of the commission shall be appointed in

accordance with civil service rules; provided, however, that officers

and employees of state departments and agencies may be transferred to

the commission without examination and without loss of any civil service

status or rights. Each employee who is transferred pursuant to this

subdivision is deemed to be on leave of absence from his or her former

position during the tenure of the commission. No such transfer may,

however, be made except with the approval of the head of the state

department or agency involved, the director of the budget and the

chairman of the commission, and in compliance with the rules and

regulations of the civil service commission of the state.

3. After the department has approved, pursuant to subdivision 2 of

section 29-0303 of this title, a preferred disposal method, the

commission, its employees, agents, consultants, or contractors may,

after proper notification and identification, enter at reasonable times

upon such lands, waters or premises as in the judgment of the commission

may be necessary, convenient, or desirable for the purpose of making

surveys, soundings, borings, and examinations to accomplish any purposes

authorized by this title, the commission being liable for actual damage

done. Each such entry shall be commenced and completed with reasonable

promptness. If the officer or employee obtains any samples prior to his

leaving the premises, he shall give to the owner, operator, or agent in

charge a receipt describing the sample obtained and, if requested, a

portion of each such sample equal in volume or weight to the portion

retained. If any analysis is made of such samples, a copy of the results

of such analysis shall be furnished promptly to the owner, operator, or

agent in charge.

4. The commission shall require all computerized data generated by its

staff and contractors, when obtainable by the public pursuant to article

six of the public officers law, to be made available in a format that is

accessible for general use.

* NB Commission existence pursuant to § 29-0309

§ 29-0307 — Cooperation with other agencies

* § 29-0307. Cooperation with other agencies.

1. All agencies and authorities of the state, municipalities, and

political subdivisions of the state are hereby directed to cooperate

with the commission in order to facilitate and expedite the

responsibilities and duties of the commission. To the extent practicable

and not otherwise inconsistent with law and upon the request of the

commission, any agency or authority of the state shall provide copies of

existing studies, surveys, plans, data, and other materials in its

possession to the commission.

2. The commission shall assure that the advisory committee appointed

pursuant to section 29-0501 of this article has a timely opportunity to

provide information and recommendations to the commission on all aspects

of its activities pursuant to section 29-0303 of this title.

3. In consultation and cooperation with the advisory committee

established pursuant to section 29-0501 of this article, the commission

shall keep the public informed of its activities in developing the draft

environmental impact statement required by section 29-0303 of this title

and encourage the public to participate by providing views, comments,

information, and analysis concerning siting and disposal method

selection for permanent disposal facilities.

4. The department of audit and control and the department of law are

hereby directed to expedite the processing of all contracts associated

with carrying out the provisions of this section.

* NB Commission existence pursuant to § 29-0309

§ 29-0309 — Tenure of the commission

* § 29-0309. Tenure of the commission.

The commission shall continue in existence only until final judicial

review of the department's certification of the commission's selection

pursuant to section 29-0105 of this article.

* NB Commission existence pursuant to this section.

TITLE 5 Advisory Committee On Permanent Disposal Facilities Siting and Disposal Method Selection

§ 29-0501 — Citizen advisory committee on permanent disposal facilities siting and disposal method selection

Citizen advisory committee on permanent disposal facilities

siting and disposal method selection.

1. A citizen advisory committee on siting and disposal method

selection for permanent disposal facilities is hereby established

independent of the commission and shall continue in existence until the

department has issued its final environmental impact statement pursuant

to section 29-0105 of this article. The members shall be appointed by

the governor and shall consist of: two representatives of non-profit

environmental organizations; two health physicists or medical doctors

knowledgeable of radiation health effects; two representatives of

low-level radioactive waste generators in New York; a private citizen

residing in New York who is technically competent and knowledgeable

concerning low-level radioactive waste; four private citizens, residing

in New York who are knowledgeable concerning low-level radioactive

waste, of whom one shall be knowledgeable and experienced in

agricultural production and one in local public health services; and one

elected local government representative of each county in which a

candidate site has been identified, which county shall be represented

until such time as no candidate site is being considered therein and,

upon issuance of the commission's draft environmental impact statement

pursuant to subdivision six of section 29-0303 of this article, three

private citizens from the county within which each proposed site is

primarily located. The governor shall designate the chairman from among

the members of the committee. No member shall receive any compensation,

but shall be entitled to reimbursement for actual and necessary expenses

in performing the duties of the citizen advisory committee.

2. The citizen advisory committee shall:

a. meet at least bi-monthly to provide information and review

activities of the commission and the department pursuant to sections

29-0103, 29-0105, 29-0303 and 29-0509 of this article and to receive a

written report from the commission, the department and the energy

research and development authority on plans and progress in carrying out

activities and duties pursuant to the low-level radioactive waste

management act. In particular, the citizen advisory committee shall

provide information and recommendations in response to the commission's

draft environmental impact statements prepared pursuant to section

29-0303 of this article, including reviewing public views, comments, and

information submitted in response thereto;

b. review and comment semi-annually on the commission's plans and

schedule for carrying out the provisions of section 29-0303 of this

article;

c. have minutes taken of each meeting of the citizen advisory

committee and make them available to the public within ten working days

from the date of the meeting, and a video or audio record of any meeting

sponsored by the committee shall be kept, copies of which shall be made

available at the actual cost of reproduction;

d. consult with and advise the commissioner of health in planning and

carrying out a public information and education program on low-level

radioactive waste pursuant to the provisions of article twenty-four-C of

the public health law;

e. hire an executive director, and clerical support, and may contract

for necessary specialized services;

f. facilitate the public review and comment process and issue reports

containing the committee's comments and recommendations concerning:

(i) the candidate disposal method selection process;

(ii) the site selection process, including previously excluded lands

and voluntary sites;

(iii) site characterization;

(iv) the process for matching the site with the preferred disposal

method;

(v) the draft environmental impact statement; and

(vi) the manner in which the commission carries out its

responsibilities to keep the public informed of its activities;

g. make copies of its reports available to the public upon request and

submit copies to the governor, the majority leader of the senate, the

speaker of the assembly, the minority leader of the senate and the

minority leader of the assembly; and

h. exercise and perform such other advisory functions related to the

commission's or the department's activities conducted pursuant to

sections 29-0103, 29-0105, 29-0303 and 29-0509 of this article as the

chairman of the commission or commissioner of environmental conservation

may request.

3. The department of health shall provide such administrative support

services to the citizen advisory committee as may be determined

reasonable for the proper execution of the committee's responsibilities.

4. All agencies and authorities of the state are hereby directed to

cooperate with the citizen advisory committee in order to facilitate and

expedite the responsibilities and duties of the committee.

§ 29-0503 — State agency actions on licenses, permits, or approvals for low-level radioactive waste management facilities

State agency actions on licenses, permits, or approvals for

low-level radioactive waste management facilities.

1. With respect to any particular permanent disposal facilities, all

applications for state licenses, permits, or other approvals required

for those facilities shall be submitted contemporaneously to the

respective state agencies with jurisdiction to grant such licenses,

permits, or other approvals; and shall be accompanied by a draft

environmental impact statement for those facilities and a list

identifying each state license, permit, or other approval for which such

applications have been submitted and the jurisdictional state agency for

such license, permit, or other approval.

2. Notwithstanding any other provision of law, all applications to a

single state agency for required state licenses, permits, or other

approvals for particular low-level radioactive waste management

facilities shall be consolidated by such state agency and considered in

a single proceeding, which shall be completed as expeditiously as

possible.

3. All state agencies to which applications for required licenses,

permits, or other approvals for particular low-level radioactive waste

management facilities have been submitted shall keep each other informed

of the procedural status of such applications and the proceedings

thereon.

4. With respect to the proceedings on applications for required state

licenses, permits, and other approvals for particular low-level

radioactive waste management facilities:

a. If any such license, permit, or other approval for the particular

low-level radioactive waste management facilities in question is within

the jurisdiction of the department, the department shall be the lead

agency with respect to environmental review of all applications to state

agencies for such licenses, permits, or other approvals.

b. No later than thirty days after submission to the lead agency and

other state agencies of such applications, the lead agency and each such

other state agency shall give notice to the applicant that such

applications within their respective jurisdictions have been determined

to be complete or have been determined to be incomplete; provided,

however, that when there is a requirement pursuant to federal law for a

tentative determination or draft permit to be prepared prior to public

notice or hearing, the time within which the agency shall make its

determination whether or not the application is complete shall be

extended by thirty days. If any such application has been determined to

be incomplete, such notice shall include a detailed list of specific

deficiencies in such application.

c. No later than sixty days after the lead agency and other

jurisdictional state agencies have made their respective determinations

that such applications within their respective jurisdictions are

complete, the lead agency shall begin public hearings on the draft

environmental impact statement and all other matters related to such

applications. Any state agency, other than the lead agency, which

determines to conduct public hearings with respect to any action or

proceeding before it on such applications shall conduct such public

hearings jointly with the public hearings conducted by the lead agency

with respect to such facilities. The department shall hold an issues

conference prior to the commencement of the hearing. At least one

hearing shall be held at a reasonably convenient location in the general

geographic vicinity of each of the proposed sites.

d. No later than one hundred fifty days after the commencement of such

hearings for any low-level radioactive waste management facilities, such

hearings and the period for the receipt of any written comments,

arguments, or analyses with respect to matters raised in such hearings

shall have been completed.

e. No later than ninety days after completion of such hearings and the

period for the receipt of written comments, arguments, or analyses with

respect to matters raised in such hearings, the lead agency shall issue

a final environmental impact statement related to the applications which

were the subject of such hearings. In addition to any other information

otherwise required for a final environmental impact statement, such

statement shall include:

(i) Copies of the minutes of the public hearings held on the draft

environmental impact statement associated with a state agency action on

a license, permit, or approval for a low-level radioactive waste

management facility, and the department's responses to the views,

comments, information and recommendations thereon; and

(ii) A listing providing a brief description, identification, or

reference for each report, study, or other document relied upon by the

department for information supporting its analyses or conclusions.

f. The lead agency shall keep each other state agency before which any

such application is pending informed of the progress of its development

of the final environmental impact statement. Immediately upon issuance

of the final environmental impact statement, the lead agency shall

deliver a copy to each such other state agency. No later than thirty

days after the issuance of such final environmental impact statement,

the lead agency and each such other state agency shall issue their

decisions with respect to such licenses, permits, and other approvals

with any reasonable modifications or conditions which the lead agency,

and each such other state agency, respectively, finds required in

accordance with the provisions of law and regulations applicable to its

respective action or proceeding. Each agency shall publish notice in the

state register of its decision with respect to such licensing or other

approval. Each such decision shall be based upon the administrative

record for the respective action or proceeding.

5. In any action or proceeding of the department or any other state

agency on any application for a required state license, permit, or other

approval for any low-level radioactive waste management facilities,

including any related draft or final environmental impact statement

proposed or submitted in connection with such application, the following

matters as determined by statute or certified pursuant to section

29-0105 of this article shall not be in issue:

a. the need for such facilities or the alternative of no action;

b. the site or sites of such facilities;

c. for permanent disposal facilities, the disposal methods to be

utilized;

d. the nature or type of facilities as specifically required or

authorized by statute; and

e. the classes of waste which may be stored or disposed of at such

facilities.

§ 29-0505 — General provisions on environmental review and judicial review

General provisions on environmental review and judicial

review.

Notwithstanding any other provision of law:

1. In the event of any inconsistency between the provisions of this

article and the provisions of article eight or seventy of this chapter,

or regulations issued pursuant thereto, the provisions of this article

shall have precedence and apply to the exclusion of such provisions of

article eight or seventy of this chapter or the regulations issued

pursuant thereto.

2. a. Any person aggrieved by any administrative action or proceeding

in connection with the adoption of siting criteria regulations pursuant

to section 29-0103 of this article, with a certification or refusal to

certify a site or disposal method selection pursuant to section 29-0105

of this article or with the issuance or denial of a required state

license, permit, or other approval for low-level radioactive waste

management facilities may seek judicial review of such administrative

action or proceeding in accordance with the provisions of this

subdivision. Any such special proceeding for judicial review shall be

brought in the appellate division of the supreme court of the judicial

department embracing the county wherein the site of the facilities is

located, or, if the certification or the application for a state

license, permit, or other approval is denied, the county wherein the

commission or applicant proposed to site or locate the facilities. Such

review may be initiated only by the filing of a petition in such court

within thirty days after publication in the state register of notice of

the administrative action or decision, together with proof of service of

a demand on the commission, the department, and other state agencies, as

applicable, for the filing with the court of a copy of the

administrative record. Upon receipt of such petition and demand, a copy

of the administrative record and any decision shall forthwith be

delivered by the commission, the department, or other state agency, as

applicable, to the court. The petition and any subsequent appeal shall

be heard on the administrative record without requirement of

reproduction. No objection that has not been urged on the administrative

record shall be considered by the court, unless the failure or neglect

to urge such objection below shall be excused because the information

underlying such objection was unknown at the time of the administrative

proceeding or because of other extraordinary circumstances.

b. If such facilities are proposed to be sited or located in more than

one judicial department, such proceeding may be brought in any one but

only one of such departments. If petitions are filed in more than one

court, the court in which a petition was first filed shall retain

exclusive jurisdiction of the proceeding, and all other petitions shall

be transferred forthwith to said court. Upon motion by any party to the

proceeding, or on its own motion, said court may transfer the

proceedings to the appellate division in any other judicial department

for good cause. The jurisdiction of the appellate division shall be

exclusive and its judgment and order shall be final, subject to review

by the court of appeals in the same manner and form and with the same

effect as provided for appeals in a special proceeding. All such special

proceedings shall be heard and determined by the appellate division and

by the court of appeals as expeditiously as possible and with precedence

over all other matters except special proceedings under the election

law.

c. Except as otherwise provided in this subdivision, article

seventy-eight of the civil practice law and rules shall apply to special

proceedings and appeals therefrom taken pursuant to this subdivision.

§ 29-0507 — State licenses, permits, and other approvals exclusive

State licenses, permits, and other approvals exclusive.

Notwithstanding any other provision of law, no county, city, village,

town, or special district, or any agency or instrumentality thereof, may

prohibit, or require any license, permit, other approval, or condition

related to, the construction or operation of low-level radioactive waste

management facilities for which required state licenses, permits, or

other approvals have been issued. Nothing in this section shall preclude

any county, city, village, town, or special district, or any agency or

instrumentality thereof, from requesting, proposing, or advocating

imposition of reasonable conditions on the construction or operation of

low-level radioactive waste management facilities in any proceeding upon

an application for a required state license, permit, or other approval

for such facilities.

§ 29-0509 — Aid to local governments

Aid to local governments.

No later than the first day of April, nineteen hundred eighty-seven,

the department shall submit to the legislature and the governor a report

recommending appropriate forms of state aid to local governmental units

within the boundaries of which any low-level radioactive waste

management facilities may be located. Such report shall be developed by

the department and shall:

1. describe the nature of the probable impacts upon local governmental

units, including both impacts normally expected from the presence,

construction, operation, maintenance, closure, and post-closure care of

such low-level radioactive waste management facilities and impacts which

might result from an emergency or other abnormal or unusual event

associated with the operation, maintenance, closure, or post-closure

care of such low-level radioactive waste facilities;

2. describe the possible forms or kinds of aid or assistance which

might be appropriate to mitigate or provide off-setting benefits with

respect to each of the kinds of probable impacts on local governmental

units identified pursuant to this section; and

3. set forth the department's specific recommendations to the

legislature and the governor for the forms or kinds of state assistance

to local governmental units to mitigate or provide off-setting benefits

with respect to such impacts, together with the reasons for the

department's specific recommendations.

TITLE 7 Financial Assurance

§ 29-0701 — Financial requirements for low-level radioactive waste disposal facilities

Financial requirements for low-level radioactive waste

disposal facilities.

1. Within eighteen months after the effective date of this section,

the commissioner shall promulgate regulations applicable to facilities

for the permanent disposal of low-level radioactive waste which identify

financial requirements to be included as conditions in permits for

facilities for the management of low-level radioactive waste. Such

conditions shall provide for the remediation of failures during

operation and after facility closure, for facility closure, and for

pre-closure and post-closure facility monitoring and maintenance. Such

regulations shall:

a. Reflect due consideration of the sizes and locations of affected

facilities, the natures and volume of low-level radioactive waste

involved, the types of facilities and the degrees and durations of risk

to human health or the environment.

b. Provide for the establishment, administration, terms and conditions

of the following methods or instruments to be used as alternatives or in

combinations, in order to achieve non-duplicative coverage of the

financial assurance requirements mandated by this section:

(i) Trust funds.

(ii) Surety or performance bonds.

(iii) Letters of credit.

(iv) Liability insurance or annuities.

(v) Guarantees provided by corporate or other legal or financial

affiliates of the facility owner or operator.

c. Establish the duration of such financial requirements.

2. Any owner or operator of such a facility for the management of

low-level radioactive waste may request a modification of any of the

financial requirements established pursuant to subdivision one of this

section. A modification may be granted in the discretion of the

department if such financial requirements are found to be unnecessary or

inappropriate, consistent with the public interest and the purposes of

this section and supported by written findings setting forth the reasons

for the modification. Such a modification request shall be considered a

request for modification of the permit for the facility. In no case

shall a modification granted pursuant to this subdivision eliminate or

reduce the minimum requirements established in subdivision four of this

section.

3. In addition to the financial requirements established pursuant to

subdivision one of this section, any permits for such facilities for the

management of low-level radioactive waste issued by the department may,

if it is determined that adequate protection of the public so requires,

include conditions related to any or all of the following, including

responsibility for the costs thereof:

a. On-site environmental monitors whose function shall be to monitor

compliance with permit conditions. The commissioner may promulgate

regulations regarding the use of such monitors.

b. Site safety plans whereby the permittee shall establish, with the

cooperation of local government officials, a community and project

safety plan, including but not limited to an accident response based on

a worst-case condition, on-site and off-site, a personnel training

program, provisions for coordination with local emergency services and

regular training exercises. Any such plan shall be subject to the

approval of the department.

4. Any permits for such facilities for the management of low-level

radioactive waste issued by the department shall require the owner or

operator to provide, at a minimum, one of the methods or instruments of

financial assurance provided for in paragraph b of subdivision one of

this section. Such methods or instruments shall be designed to insure

proper facility closure, based on the estimates approved pursuant to

section 29-0703 of this title, and coverage of personal injury and

property damage to third parties caused by the operation of such

facility. Such methods or instruments shall from time to time be

reviewed and updated, pursuant to regulations promulgated by the

department, to insure their continued adequacy for the purposes of this

section.

§ 29-0703 — Closure and post-closure plans

Closure and post-closure plans.

1. Any permits for such facilities for the management of low-level

radioactive waste issued by the department shall require owners and

operators of facilities for the permanent disposal of low-level

radioactive waste to submit to the department for its approval plans for

the closure and post-closure monitoring and maintenance of their

facilities. The department may promulgate rules and regulations

concerning the contents of such plans. Such plans shall be approved

prior to the effective date of the facilities' operating permit.

2. Together with the submission of a plan for closure and post-closure

monitoring and maintenance, the owner or operator of such facilities for

the permanent disposal of low-level radioactive waste shall submit to

the department for approval a written estimate of the costs associated

with closure at the estimated point in the facilities' operating life

when the extent and manner of their operation would make closure the

most expensive, as indicated by the closure plan.

3. The owner or operator shall prepare new closure and post-closure

monitoring and maintenance cost estimates whenever a change in the

closure and post-closure monitoring and maintenance requirements affects

the cost of the closure or post-closure care.

4. One year after the approval of the cost estimates as set forth in

subdivision two of this section, and annually thereafter until closure

of the facilities, the operator's closure and post-closure monitoring

and maintenance estimates shall be adjusted to account for inflation.

5. All estimates made pursuant to this section and revision thereto

shall be subject to the review and approval of the department.

6. The methods and instruments of financial assurances for permitted

facilities for permanent disposal of low-level radioactive waste shall

be periodically reviewed by the department to determine whether they are

adequate in light of changed circumstances to insure proper closure and

post-closure monitoring and maintenance of such facilities.

ARTICLE 30 Decommissioning Nuclear Power Plant Discharges Into the Hudson River

§ 30-0101

* § 30-101. Legislative findings.

1. The legislature finds that while the energy and economic output

generated by nuclear power plants are beneficial to the state and its

residents, discharges into waters of the state of radiological agents

from nuclear power plants have various adverse and substantial economic

impacts on the state and its residents.

2. The legislature further finds that communities with interests in

the Hudson River are concerned with the economic impacts on local real

estate values and economic development with respect to the discharge of

waste from nuclear power plants into waters of the state during plant

decommissioning, which effect is no longer balanced by countervailing

economic benefits of the plant to those communities that the plant

provided during operation.

3. The legislature further finds that other methods of managing waste

from decommissioning nuclear power plants are available and would not

result in the same economic impacts.

4. The legislature therefore finds and declares that it is the duty of

the state to act to preserve the economic vitality of affected

communities.

* NB Section inadvertently added as 30-101 instead of 30-0101

§ 30-0103 — Unlawful discharges

Unlawful discharges.

To the extent not subject to preemption by federal law, and

notwithstanding any other state or local law, rule, or regulation to the

contrary, it shall be unlawful to discharge any radiological substance

into the Hudson River in connection with the decommissioning of a

nuclear power plant.

ARTICLE 33 Pesticides

TITLE 1 Definitions

§ 33-0101 — Definitions

Definitions.

1. "Active ingredient" means:

a. In the case of a pesticide other than a plant regulator, defoliant

or desiccant, an ingredient which will prevent, destroy, repel, or

mitigate insects, fungi, rodents, weeds, or other pests.

b. In the case of a plant regulator, an ingredient which, through

physiological action, will accelerate or retard the rate of growth or

rate of maturation or otherwise alter the behavior of ornamental or crop

plants or their produce.

c. In the case of a defoliant, an ingredient which will cause the

leaves or foliage to drop from a plant.

d. In the case of a desiccant, an ingredient which will artificially

accelerate the drying of plant tissue.

2. "Adulterated" shall apply to any pesticide if its strength or

purity falls below the professed standard or quality as expressed on

labeling or under which it is sold, or if any substance has been

substituted wholly or in part for the article, or if any valuable

constituent of the article has been wholly or in part abstracted.

3. "Affected area" means the area defined in a petition for the

protection of a grape growing area.

4. "Agency" means any state agency; municipal corporation; public

authority; college, as that term is defined in the education law;

railroad, as that term is defined in the railroad law; or telegraph,

telephone, telegraph and telephone, pipeline, gas, electric, or gas and

electric corporation as those terms are defined in the transportation

corporations law, which applies pesticides.

5. "Agricultural commodity" means any plant or part thereof, or

animal, or animal product, produced by a person (including farmers,

ranchers, vineyardists, plant propagators, Christmas tree growers,

aquaculturists, floriculturists, orchardists, foresters or other

comparable persons) primarily for sale, consumption, propagation or

other use by man or animals.

6. "Aircraft" means any contrivance now known, or hereafter invented,

used or designed for navigation of, or flight in, the air.

7. "Antidote" means the most practical immediate treatment in case of

poisoning and includes first-aid treatment.

8. "Application of pesticide" means any application of pesticides by

aircraft or ground equipment.

9. "Business registration" means the requirement of each person or

business providing services of commercial application of pesticides,

either entirely or as part of the business, to register with the

department.

10. "Certified applicator" means any individual who is certified to

use or supervise the use of any pesticide in any category of use covered

by his certification.

11. "Commercial application" means any application of any pesticide

except as defined in private or residential application of pesticides.

12. "Defoliant" means any substance or mixture of substances intended

for causing the leaves or foliage to drop from a plant, with or without

causing abscission.

13. "Degradation" means the decomposition of a compound by stages,

exhibiting well-defined intermediate products.

14. "Desiccant" means any substance or mixture of substances intended

for artificially accelerating the drying of plant tissue.

15. "Development" means natural and normal growth before harvest.

16. "Experimental use permit" means a permit issued to an applicant

for the use of a limited amount of a pesticide not registered pursuant

to this article to accumulate data necessary to apply to register the

pesticide.

17. "Fungi" means all non-chlorophyll-bearing thallophytes (that is,

all non-chlorophyll-bearing plants of a lower order than mosses and

liverworts) as, for example, rusts, smuts, mildews, molds, yeast, and

bacteria, except those on or in living man or other animals.

18. "Fungicide" means any substance or mixture of substances intended

for preventing, destroying, repelling, or mitigating any fungi.

19. "General use pesticide" means a pesticide which does not meet the

state criteria for a restricted pesticide as established under authority

of section 33-0303 of this article.

20. "Grape grower" means a producer of grapes for profit.

21. "Grape vineyard" means lands upon which grapevines are maintained

and harvested for profit.

22. "Ground equipment" means any machine or device (other than

aircraft) for use on land or water, designed for, or adaptable to use in

applying pesticide as spray, dust, aerosol, fog, or in any other form.

23. "Herbicide" means any substance or mixture of substances intended

for preventing, destroying, repelling, or mitigating any weed.

24. "Insect" means any of the numerous small invertebrate animals

generally having the body more or less obviously segmented, for the most

part belonging to the class Insecta, comprising six-legged, usually

winged forms, as, for example, beetles, bugs, bees, flies, and to other

allied classes of arthropods whose members are wingless and usually have

more than six legs, as, for example, spiders, mites, ticks, centipedes,

and wood lice, except those on or in living man. This term shall also

include hematodes.

25. "Inert ingredient" means an ingredient which is not an active

ingredient.

26. "Ingredient statement" means either:

a. A statement of the name and percentage of each active ingredient,

together with the total percentage of the inert ingredients, in the

pesticide; and

b. If the pesticide contains arsenic in any form, a statement of the

percentage of total and water soluble arsenic, each calculated as

elemental arsenic.

27. "Insecticide" means any substance or mixture of substances

intended for preventing, destroying, repelling, or mitigating any

insects which may be present in any environment whatsoever, except those

on or in living man.

28. "Label" means the written, printed, or graphic matter on, or

attached to, the pesticide, or its immediate container and any outside

containers or wrappers.

29. "Labeling" means all labels and other written, printed, or graphic

matter:

a. Upon the pesticide or any of its containers or wrappers;

b. Accompanying the pesticide at any time;

c. To which reference is made on the label or in literature

accompanying the pesticide, except when accurate, non-misleading

reference is made to current official publications of the United States

Department of Agriculture or Interior, the United States Public Health

Service, state agricultural experiment stations, state colleges of

agriculture, or other similar federal institutions or official agencies

of this state or other states authorized by law to conduct research in

the field of pesticides.

30. "Major source of agricultural income" means that the producers of

grapes within the affected area obtain at least ten percent of their

gross income as a group in any five year period from the production of

grapes.

31. "Metabolite" means any of the various organic compounds produced

by metabolism.

32. "Misbranded" shall apply to any pesticide:

a. If its labeling bears any statement, design, or graphic

representation relative thereto or to its ingredients which is false or

misleading in any particular;

b. If it is an imitation of or is offered for sale under the name of

another pesticide; or if its labeling bears any reference to

registration under this article;

c. If the labeling accompanying it does not contain instructions for

use which are necessary and, if complied with, adequate for the

protection of the public;

d. If the label does not contain a warning or caution statement which

may be necessary and, if complied with, adequate to prevent injury to

health and the environment;

e. If the label is not visible and readable on the outside of the

marketing package which is presented or displayed under customary

conditions of purchase;

f. If any word, statement, or other information required by or under

the authority of this article to appear on the labeling is not

prominently placed thereon with such conspicuousness (as compared with

other words, statements, designs, or graphic matter in the labeling) and

in such terms as to render it likely to be read and understood by the

ordinary individual under customary conditions of purchase and use;

g. If in the case of an insecticide, fungicide, or herbicide, when

used as directed or in accordance with commonly recognized practice, it

shall be injurious to living man or other vertebrate animals or

vegetation, except weeds, to which it is applied, or to the person

applying such pesticide; or

h. If in the case of a plant regulator, defoliant, or desiccant when

used as directed it shall be injurious to living man or other vertebrate

animals, or vegetation to which it is applied, or to the person applying

such pesticide; provided, that physical or physiological effects on

plants or parts thereof shall not be deemed injurious, when this is the

purpose for which the plant regulator, defoliant, or desiccant was

applied, in accordance with the label claims and recommendations.

i. If its labeling in any other way fails to conform to the labeling

requirements of the Federal Insecticide, Fungicide, and Rodenticide Act

of 1972, as amended.

33. "Person" means any individual, partnership, association,

corporation, organized group of persons whether incorporated or not,

private or public authority, state government or agency, political

subdivision, governmental agency or any other legal entity whatever.

34. "Pest" means (1) any insect, rodent, fungus, weed, or (2) any

other form of terrestrial or aquatic plant or animal life or virus,

bacteria or other micro-organism (except viruses, bacteria or other

micro-organisms on or in living man or other living animals) which the

commissioner declares to be a pest.

35. "Pesticide" means:

a. Any substance or mixture or substances intended for preventing,

destroying, repelling, or mitigating any pest; and

b. Any substance or mixture of substances intended for use as a plant

regulator, defoliant or desiccant.

36. "Pesticide business" means any person providing commercial

application of pesticides for hire.

37. "Plant regulator" means any substance or mixture of substances,

intended through physiological action, for accelerating or retarding the

rate of growth or rate of maturation, or for otherwise altering the

behavior of ornamental or crop plants or their produce, but shall not

include substances to the extent that they are intended as plant

nutrients, trace elements, nutritional chemicals, plant inoculants, and

soil amendments.

38. "Private application" means any application of any pesticide for

the purpose of producing an agricultural commodity

a. on property owned or rented by the applicator or the applicator's

employer, or

b. if applied without compensation other than the barter of personal

services between producers of agricultural commodities, on property

owned or rented by a party to such a barter transaction.

39. "Proximity" means a radial distance of two miles from the site of

damage to grape vineyards.

40. "Registrant" means the person registering any pesticide pursuant

to the provisions of this article.

41. "Residential application" shall mean the application of general

use pesticides by ground equipment on property owned or leased by the

applicator, excluding any establishment selling or processing food and

any residential structure other than the specific dwelling unit in which

the applicator resides.

42. "Restricted use pesticide" means a pesticide, as defined in this

article and determined as provided in section 33-0303:

a. Which (1) either (a) persists in the environment, or (b)

accumulates as either the pesticide per se, a pesticide metabolite, or a

pesticide degradation product in plant or animal tissue or product, and

is not excreted or eliminated within a reasonable period of time, and

which may be transferred to other forms of life; and (2) which by virtue

of such persistence or accumulation creates a present or future risk of

harmful effects on any organism other than the target organisms; or

b. Which the commissioner finds is so hazardous to man or other forms

of life that restrictions on its sale, purchase, use, or possession are

in the public interest.

43. "Rodenticide" means any substance or mixture of substances

intended for preventing, destroying, repelling, or mitigating rodents or

any other vertebrate animals which the commissioner shall declare to be

a pest.

44. "Target organisms" means those organisms which the pesticide is

intended to inhibit or destroy pursuant to its registered labeled usage.

45. "Weed" means any plant which grows where not wanted.

46. "Commercial lawn application" means the application of pesticide

to ground, trees, or shrubs on public or private outdoor property. For

the purposes of this article the following shall not be considered

commercial lawn application:

a. the application of pesticide for the purpose of producing an

agricultural commodity;

b. residential application of pesticides;

c. the application of pesticides around or near the foundation of a

building for the purpose of indoor pest control;

d. the application of pesticides by or on behalf of agencies except

that agencies shall be subject to visual notification requirements

pursuant to section 33-1003 where such application is within one hundred

feet of a dwelling, multiple dwelling, public building or public park;

and

e. the application of pesticides on golf courses or turf farms.

47. "Major change in labeling" shall mean any new label or labeling or

any amended label or labeling for a pesticide product which contains an

active ingredient previously registered and which (a) results in a major

change in the use pattern for the active ingredient; (b) changes the

classification of the active ingredient or the product to general use or

restricted use; increases the application rate; changes the percent

concentration of an active ingredient other than an increase due to

changes in methods of analysis; adds a previously-registered active

ingredient or deletes any active ingredient; or (c) any other change

which significantly increases the potential exposure of any non-target

organism or which increases the potential for a significant impact to

humans, property or the environment.

48. "Residential lawn application" means the application of general

use pesticides to ground, trees or shrubs on property owned by or leased

to the individual making such application. For the purposes of this

article the following shall not be considered residential lawn

application:

a. The application of pesticides for the purpose of producing an

agricultural commodity;

b. The application of pesticides around or near the foundation of a

building for the purpose of indoor pest control;

c. The application of pesticides by or on behalf of agencies except

that agencies shall be subject to visual notification requirements

pursuant to section 33-1003 of this article where such application is

within one hundred feet of a dwelling, multiple dwelling, public

building or public park; and

d. The application of pesticides on golf courses or turf farms.

49. "Abutting property" shall mean any property which has any boundary

or boundary point in common with the property on which the pesticide is

to be applied.

§ 33-0103 — Exemptions

Exemptions.

1. The provisions of subdivisions 1 through 5 inclusive of section

33-0303 and titles 5, 7, 11, 13 and 15 of this article shall not apply

to:

a. Any carrier while lawfully engaged in transporting a pesticide

within this state, if such carrier shall, upon request, permit the

commissioner or his designated agent to copy all records showing the

transactions in and movement of the articles;

b. The manufacturer or shipper of a pesticide for experimental use

only:

(1) By or under the supervision of an agency of this state or of the

federal government authorized by law to conduct research in the field of

pesticides which has a valid experimental permit issued by the

commissioner, or

(2) By others having a valid experimental permit issued by the

commissioner if the pesticide is not sold and if the container thereof

is plainly and conspicuously marked "For experimental use only--Not to

be sold," together with the manufacturer's name and address. However, if

such a written permit has been obtained from the commissioner,

pesticides may be sold for experimental purposes subject to such

restrictions and conditions as may be set forth in the permit.

2. No article shall be deemed in violation of this article when

intended solely for export to a foreign country, and when prepared or

packed according to the specifications or directions of the purchaser.

If not so exported, all of the provisions of this article shall apply.

3. Notwithstanding any other provision of this article, registration

is not required in the case of a pesticide shipped from one plant within

this state to another plant within this state operated by the same

person.

TITLE 3 General Provisions

§ 33-0301 — Declaration of policy and purposes

Declaration of policy and purposes.

The purpose of this article is to regulate the registration,

commercial use, purchase and custom application of pesticides.

Pesticides, properly used for the control of insects, fungi, weeds, and

nematodes, and as defoliants, desiccants, and plant regulators and for

related purposes, are valuable, important and necessary to the welfare,

health, economic well-being and productive and industrial capabilities

of the people of this state. However, such materials, if improperly

used, may injure health, property and wildlife. It is hereby declared to

be a matter of legislative determination that the regulation of the

registration, commercial use, purchase and custom application of

pesticides is needed in the public interest and that in the exercise of

the police power all persons be required to register or obtain permits

before engaging in such activities.

§ 33-0303 — Powers and duties of the commissioner and the department

Powers and duties of the commissioner and the department.

1. Jurisdiction in all matters pertaining to the distribution, sale,

use and transportation of pesticides, is by this article vested

exclusively in the commissioner.

2. All authority vested in the commissioner by this article may be

executed with like force and effect by employees of the department

designated by the commissioner; however, all hearings held under this

article except those held under the provisions of title 9 shall be

conducted by the commissioner or by a person designated by him for that

purpose, and any decision rendered after any such hearing shall be made

by the commissioner.

3. The commissioner is authorized, after a hearing:

a. To declare as a pest any form of plant or animal life or virus

which is injurious to plants, men, domestic animals, articles, or

substances;

b. To determine whether pesticides are highly toxic to man, and to

promulgate a list of such pesticides;

c. To determine standards of coloring or discoloring for pesticides,

and to subject pesticides to the requirements of paragraph d of

subdivision 1 of section 33-l301;

d. To promulgate a list of restricted use pesticides and the usages of

such pesticides that may be permitted subject to whatever conditions or

limitations which the commissioner deems appropriate to fully protect

the public interest; provided, however, that no hearing shall be

required on individual additions to such list unless requested sixty

days after notice has been provided in the environmental notice bulletin

as prescribed in section 3-0306 of such law, as added by chapter seven

hundred fourteen of the laws of nineteen hundred seventy-five, by the

applicant or an interested party; and

e. To adopt, promulgate and issue such rules and regulations as he may

deem necessary to carry out and give full force and effect to the

provisions of this article. However, rules and regulations regarding

business registration and certification may be adopted only after a

public hearing. Such rules and regulations may prescribe methods to be

used in the application of pesticides, including the time, place, manner

and method of application and equipment used, and may restrict or

prohibit use of materials in designated areas during specified periods

of time, and shall encompass all reasonable factors which he deems

necessary to prevent damage or injury to health, property and wildlife.

Rules and regulations shall be filed and open for public inspection at

the principal office of the department and shall be filed with the

Secretary of State. The commissioner shall promulgate a regulation

authorizing the use of alternative containers for pesticides by

pesticide users.

4. In order to avoid confusion endangering the public health, or the

life or health of any other non-target organisms, resulting from diverse

requirements, particularly as to labeling and coloring of pesticides,

and to avoid increased costs to the people of this state due to the

necessity of complying with diverse requirements in the manufacture and

sale of pesticides, it is desirable that there should be uniformity

between the requirements of the several states and the federal

government relating to pesticides. To this end the commissioner is

authorized, after due public hearing, to adopt by regulation such

regulations, applicable to and in conformity with the primary standards

established by this article, as have been or may be prescribed with

respect to pesticides by departments or agencies of the United States

government.

5. The commissioner may require the submission of the complete formula

of any pesticide whenever he deems it necessary in the administration of

this article. The commissioner, of his own motion or upon complaint, may

cause an examination to be made to determine whether any pesticide

complies with the requirements of this article. If it shall appear from

such examination that a pesticide fails to comply with the provisions of

this article, the commissioner shall cause notice to be given to the

offending person in the manner provided in section 71-2903, and the

proceedings shall be as provided in such article provided that

pesticides may be seized and confiscated as provided in title 15 of this

article 33.

6. The commissioner may cooperate with any other agency of the state

or its subdivisions or with any agency of any other state or of the

federal government for the purpose of carrying out the provisions of

this article and of securing uniformity of regulations.

7. The commissioner, in consultation with the commissioner of

education and the commissioner of health, shall develop guidance on

pesticide alternatives to facilitate compliance with section four

hundred nine-k of the education law and three hundred ninety-g of the

social services law.

§ 33-0304 — Fees

Fees.

All fees collected pursuant to this article shall be deposited into

the environmental conservation special revenue fund to the credit of the

environmental regulatory account; provided, however, that the first five

million dollars collected pursuant to this article shall be deposited

into the environmental protection fund established pursuant to section

ninety-two-s of the state finance law.

§ 33-0305 — Severability

Severability.

If any provision of this article is declared unconstitutional, or the

applicability thereof to any person or circumstance is held invalid, by

a court of competent jurisdiction, the constitutionality of the

remainder of the article, and the applicability thereof to other persons

and circumstances shall not be affected.

TITLE 5 Testing of Pesticide Samples

§ 33-0501 — Testing of pesticide samples

Testing of pesticide samples.

1. The commissioner shall take and seal samples of pesticides in

duplicate in the presence of at least one witness and shall, tender,

and, if accepted, deliver to the person in charge of the pesticide one

of such samples.

2. The department shall examine, analyze, or test, or cause to be

examined, analyzed or tested the pesticide samples taken under the

provisions of this article.

3. At least every two years the department shall make public the

results of examinations, analyses, trials, and tests of any sample or

samples so procured, together with such additional information as

circumstances advise. These published results shall be the property of

the state of New York and shall not be used for advertising or

regulatory purposes by any person or agency, government or otherwise

without the commissioner's permission.

TITLE 7 Registration of Pesticides

§ 33-0701 — Scope of registration

Scope of registration.

Every pesticide which is used, distributed, sold, or offered for sale

within this state or delivered for transportation or transported in

intrastate commerce or between points within this state through any

point outside this state shall be registered every two years with the

office of the commissioner; provided that any pesticide imported into

this state, which is registered under the provisions of any federal act

providing for the registration of pesticides may, in the discretion of

the commissioner, be exempted from registration under this article, when

sold or distributed in the unbroken immediate container in which it was

originally shipped.

§ 33-0703 — Application for registration

Application for registration.

The applicant shall file with the commissioner a statement including:

1. The name and address of the applicant and the name and address of

the person whose name will appear on the label, if other than the

applicant;

2. The name of the pesticide;

3. A complete copy of the labeling accompanying the pesticide and a

statement of all claims to be made for it including directions for use;

4. If requested by the commissioner a full description of the tests

made and their results upon which the claims are based. In the case of

registration of a pesticide which has been registered for the previous

year, a statement shall be required only with respect to information

which is different from that furnished when the pesticide was last

registered; and

5. For restricted use pesticides, if requested by the commissioner a

Spanish or other language translation of the label including directions

for use.

§ 33-0704 — Review of applications to register pesticides

Review of applications to register pesticides.

1. For registration applications subject to review pursuant to

subdivisions two through five of this section, an application for

pesticide registration shall be determined by the commissioner to be

complete or incomplete within sixty days of receipt of an application

for registration. If the commissioner does not issue a determination of

completeness or incompleteness within sixty days of receipt of an

application for registration, the application shall be deemed complete.

Upon reaching a determination of completeness or incompleteness, the

commissioner shall send written notice to the applicant. If the

application is determined to be incomplete, the commissioner shall

include a statement of the reasons for which the application was

determined to be incomplete. The resubmission of the application or the

submission of additional information in response to a request for

additional information shall commence a new sixty calendar day period

for department review of the additional information for purposes of

determining completeness.

2. The commissioner shall issue or deny registration of a pesticide

which contains an active ingredient not previously registered by the

commissioner or which contains an active ingredient previously

registered for which a major change in labeling is proposed within one

hundred fifty days of a determination that such application is complete.

If registration of such pesticide is not granted or denied within such

period, the applicant may submit to the commissioner, in the form

prescribed by the commissioner, a request to grant or deny the

registration. If the registration is not granted or denied within thirty

days following the receipt of such a request, the registration shall be

deemed granted. Any denial of registration shall specify the grounds for

denial.

3. The commissioner shall issue or deny registration of a pesticide to

meet a special local need within sixty days of a determination that such

application is complete. If registration of such pesticide is not

granted or denied within such period, the applicant may submit to the

commissioner, in the form prescribed by the commissioner, a request to

grant or deny the registration. If the registration is not granted or

denied within ten business days following receipt of such a request, the

registration shall be deemed granted. Any denial of registration shall

specify the grounds for denial.

4. The commissioner shall issue or deny registration of a pesticide

which contains an active ingredient previously registered and which does

not propose a major change in labeling within ninety days of a

determination that such application is complete. If registration of such

pesticide is not granted or denied within such period, the applicant may

submit to the commissioner, in the form prescribed by the commissioner,

a request to grant or deny the registration. If the registration is not

granted or denied within thirty days following the receipt of such a

request, the registration shall be deemed granted. Any denial of

registration shall specify the grounds for denial.

5. The commissioner shall grant or deny registration of amended

labeling of a pesticide product previously registered, other than a

major change in labeling, within thirty days following a determination

that the application to register the amended labeling is complete. If

registration of such amended labeling is not granted or denied within

thirty days of a determination that the application is complete, the

applicant may submit, in the form prescribed by the commissioner, a

request to grant or deny registration of the amended labeling. If

registration of the amended labeling is not granted or denied within

thirty days following receipt of such a request, the registration shall

be deemed granted. Any denial shall specify the grounds for denial.

6. At any time during the review of an application to register a

pesticide the commissioner may request reasonable additional information

from the applicant with regard to any matter contained in the

application when such additional information is necessary for the

commissioner to make a decision on the registration application. Such

request shall not extend any time period within which a registration

decision must be made.

7. A request that the commissioner apply for an emergency exemption

from a federal act providing for the registration of pesticides for a

use of a pesticide for which no registration has been issued under such

federal act shall be filed with the commissioner at least one hundred

five days prior to the date on which such use is proposed to commence.

Within thirty days of receipt of such a request, the commissioner shall

determine whether the materials submitted with the request are adequate

to support an application for an emergency exemption, and shall so

inform the person submitting the request. If a request is determined to

be adequate to support an application for an emergency exemption, an

application shall be filed by the commissioner at least sixty days prior

to the date upon which such use is proposed to commence.

8. Any time period specified in this section may be extended with the

consent of the applicant.

9. The commissioner shall promulgate rules and regulations necessary

and appropriate to carry out the purposes of this title, which shall

include a definition of a complete application to register a pesticide.

Regulations defining a complete application to register a pesticide

shall be promulgated not later than April 1, 1993.

§ 33-0705 — Fee for registration

Fee for registration.

The applicant for registration shall pay a fee as follows:

a. Six hundred dollars for each pesticide proposed to be registered,

provided that the applicant has submitted to the department proof in the

form of a federal income tax return for the previous year showing gross

annual sales, for federal income tax purposes, of three million five

hundred thousand dollars or less; and

b. For all others, six hundred twenty dollars for each pesticide

proposed to be registered.

§ 33-0707 — Disclosure of pesticide formulas

Disclosure of pesticide formulas.

The commissioner, whenever he deems it necessary in the administration

of subdivisions 1 through 5 inclusive of section 33-0303 and titles 5,

7, 11, 13 and 15 of this article, may require the submission of the

complete formula of any pesticide. Notwithstanding the provisions of

this article, information relative to formulas of products acquired by

authority of this section may be revealed, when necessary under this

section, to an advisory committee, or to any federal or state department

or agency consulted, or at a public hearing, or in findings of fact

issued by the commissioner.

§ 33-0709 — Requirements for registration

Requirements for registration.

If it appears to the commissioner that the composition of the

pesticide is such as to warrant the proposed claims for it, and if the

pesticide and its labeling and other material required to be submitted

comply with the requirements of this article, he shall register the

pesticide.

§ 33-0711 — Procedure when registration is denied

Procedure when registration is denied.

If the commissioner shall decide that the pesticide does not warrant

the proposed claims for it or if the pesticide and its labeling and

other material required to be submitted do not comply with the

provisions of this article, he shall notify the applicant for

registration of the manner in which the pesticide, labeling, or other

material required to be submitted fail to comply with this article so as

to afford the registrant an opportunity to make the necessary

corrections. If, upon receipt of such notice, the applicant for

registration does not make the corrections, the commissioner shall

refuse to register the article, and shall notify the applicant of his

action and the reasons for his refusal. Whenever an application for

registration is refused, the applicant, within thirty days after service

of notice of such refusal, may file a petition requesting that the

matter be referred to an advisory committee or file objections and

request a public hearing in accordance with section 33-0717.

§ 33-0713 — Cancellation of registration

Cancellation of registration.

1. The commissioner, in accordance with the procedures specified in

this article may cancel the registration of a pesticide whenever it does

not appear that the article or its labeling or other material required

to be submitted complies with the provisions of this article.

2. Whenever the commissioner determines that registration of a

pesticide should be canceled, he shall notify the registrant of his

action and the reasons therefor.

3. A cancellation of registration shall be effective thirty days after

service of the foregoing notice unless within such time the registrant

(a) makes the necessary corrections; (b) files a petition requesting

that the matter be referred to an advisory committee; or (c) files

objections and requests a public hearing.

§ 33-0714 — Water quality monitoring for pesticides

Water quality monitoring for pesticides.

The department, in coordination with the United States Geological

Survey National Water Quality Assessment Program, the New York State

Water Resources Institute, and other parties, shall conduct a water

quality monitoring program to provide an adequate understanding of the

health and environmental impacts of pesticide use in the state. The

department shall utilize this program, as it deems necessary, in: making

pesticide registration decisions; reviewing suspensions and

cancellations of pesticide registrations in the state; and assessing the

status, trends, and health impacts of any pesticide contamination of

ground and surface waters on Long Island and throughout the state.

§ 33-0715 — Advisory committees

Advisory committees.

1. The commissioner on his own motion, may at any time refer matters

concerning registration of pesticides or the suspension or cancellation

of such registration, to an advisory committee. Each advisory committee

shall be composed of experts, qualified in the subject matter and of

adequately diversified professional background selected by the

department and shall include one or more representatives from the state

college of agriculture. The committee shall not have more than seven

members. Advisory committee members shall not receive a salary or other

compensation, but shall be reimbursed for their necessary traveling and

subsistence expenses while serving away from their places of residence.

All costs may be assessed against the petitioner, unless the matter was

referred to the advisory committee upon the motion of the commissioner

without a petition. The commissioner shall furnish the committee with

adequate clerical and other assistance, and shall by rules and

regulations prescribe the procedures to be followed by the committee.

2. Whenever the applicant or registrant requests an advisory committee

hearing or the commissioner determines that a matter should be referred

to an advisory committee, the commissioner shall submit the application

for registration of the article and all relevant data before him to the

committee forthwith. The petitioner, as well as representatives of the

department shall have the right to consult with the advisory committee.

As soon as practicable after any such submission, but not later than

sixty days, the committee shall, after independent study of the data

submitted by the commissioner and all other pertinent information

available to it, submit a report and recommendation to the commissioner

as to the registration of the article, together with all underlying data

and a statement of the reasons or basis for the recommendations. After

due consideration of the views of the committee and all other data

before him the commissioner shall, within ninety days after receipt of

the report and recommendations of the advisory committee, make his

determination and issue an order, with findings of fact, with respect to

registration of the article and notify the applicant for registration or

registrant of his decision. The applicant for registration, or

registrant, may file objections and request a public hearing within

sixty days from the date of the commissioner's order made after

receiving the report and recommendations of the advisory committee.

§ 33-0717 — Public hearing regarding registration

Public hearing regarding registration.

In the event a hearing is requested, the commissioner shall, after due

notice, hold a public hearing for the purpose of receiving evidence

relevant and material to the issues raised by the objections. Any

report, recommendations, underlying data, and reasons certified to the

commissioner by an advisory committee shall be made a part of the record

of the hearing, if relevant and material. Upon request of the

commissioner, petitioner, or hearing officer, the advisory committee

shall designate one of its members to appear and testify at the hearing

with respect to its report and recommendations. However, any other

member of the advisory committee may also appear and testify at the

hearing. As soon as practicable after completion of the hearing, the

commissioner shall evaluate the data and reports before him, act upon

the objections and issue an order granting, denying, or canceling the

registration. Such order shall be based only on substantial evidence of

record at such hearing, including any report, recommendations,

underlying data, and reason certified to the commissioner by an advisory

committee, and shall set forth detailed findings of fact upon which the

order is based. In connection with consideration of any registration or

application for registration under this section, the commissioner may

consult with any federal agency or any other state department or agency.

§ 33-0719 — Suspension of pesticide registration

Suspension of pesticide registration.

Notwithstanding any other provision of this article, the commissioner

may, by order, suspend the registration of a pesticide immediately when

he finds that such action is necessary to prevent an imminent hazard to

the public or any other non-target organism. In such case, he shall

give the registrant prompt notice of such action and afford the

registrant the opportunity to have the matter submitted to an advisory

committee and for an expedited hearing under this article.

§ 33-0721 — Judicial review

Judicial review.

Final orders of the commissioner under this title shall be subject to

review under article 78 of the Civil Practice Law and Rules instituted

within thirty days after receipt by the applicant for registration or

registrant of the commissioner's order.

§ 33-0723 — Experimental use permits

Experimental use permits.

1. The commissioner is hereby authorized to apply to the United States

environmental protection agency for certification pursuant to section

five of the Federal Insecticide, Fungicide and Rodenticide Act of 1972,

as amended, to issue experimental use permits, and to establish by

regulation any requirements as are necessary to qualify for such

certification.

2. After certification by the administrator of the United States

environmental protection agency to issue experimental use permits, the

commissioner is hereby authorized to issue such permits as shall be

required for the shipment, delivery, or use of a pesticide product which

is to be tested to determine the scope of limitations of its usefulness

and the effect of its use on human life and the environment. Such

permits may be issued for products for use only in experimental programs

under the supervision of qualified persons and broad scale testing under

normal conditions of use. The commissioner may require such information

and data concerning the product and the proposed testing program as is

deemed necessary to make determinations on the merits of the pesticides

being tested.

3. The commissioner is authorized to exempt from the requirement for

experimental use permits substances or mixtures of substances in early

research stages such as those being put through laboratory or greenhouse

tests or limited scale field trials or other tests for the purpose of

determining pesticide value and from which the user does not expect to

receive any benefit in pest control.

§ 33-0725 — Approved agricultural uses

Approved agricultural uses.

A pesticide shall be used in accordance with its labeling. Unless the

labeling specifically prohibits such use, a pesticide registered for use

in New York state may be used for agricultural purposes only in a

dosage, concentration or frequency less than that specified on the

labeling.

TITLE 9 Permits and Certification

§ 33-0901 — Commercial permits

Commercial permits.

1. A commercial permit is required for the distribution, sale, offer

for sale, purchase for the purpose of re-sale or possession for the

purpose of re-sale of a restricted use pesticide.

2. Any person desiring such a permit shall file an application

containing such information required by the commissioner and in a form

prescribed by the commissioner. The commissioner shall examine the

application and shall issue or refuse to issue the permit requested

therein. The commissioner shall impose whatever restrictions or

conditions on the permit he deems appropriate in order to fully protect

the public interest. Such a permit shall not be valid for more than two

years as determined by the commissioner. A separate permit is required

for each location in the state, and a fee for each location in the state

of six hundred dollars is required.

3. Upon the sale by a commercial permit holder of a restricted use

pesticide to a purchase permit holder, the commercial permit holder

shall cancel the permit in a manner to be prescribed by the

commissioner.

4. The holder of a commercial permit may purchase restricted use

pesticides for re-sale without being required to obtain and present a

purchase permit, as provided for in section 33-0903.

5. The holder of a commercial permit must maintain and make available

to the commissioner or his agents, for at least two years, accurate and

detailed records accounting for all restricted use pesticides acquired

by him and disposed of by him, including, but not limited to dates,

names and addresses of all suppliers and the quantities acquired from

each, and the names, addresses, permit numbers or certification

identification card numbers of all purchasers, and the quantities

purchased by each.

6. The reasons for the denial of an application or revocation of a

commercial permit may include, but not be limited to, the commissioner

being satisfied of one or more of the following:

a. That any statement in the application or upon which the permit was

issued is or was false or misleading;

b. That the applicant or permit holder does not have adequate

facilities for the storage and distribution of restricted use

pesticides;

c. That the applicant or permit holder has engaged in fraudulent

business practices relating to the sale and distribution of pesticides;

d. That the applicant or permit holder has failed to comply with any

provision of subdivisions 1 through 5 inclusive of section 33-0303 and

titles 5, 7, 11, 13 and 15 of this article or rules and regulations of

the department made pursuant thereto; or

e. That the applicant or permit holder has failed to demonstrate that

he has sufficient knowledge and experience concerning the proper use and

application of pesticides.

7. A formal hearing shall not be required and the commissioner's

decision in denying or revoking a permit shall be final unless the

applicant or permit holder institutes a review within the time and in

the manner prescribed by article 78 of the Civil Practice Law and Rules.

§ 33-0903 — Purchase permits

Purchase permits.

1. A purchase permit or certification identification card is required

for the purchase, possession or use of a restricted use pesticide.

2. Any person desiring such a permit shall file an application

containing such information required by the commissioner and in a form

prescribed by the commissioner. The commissioner shall examine the

application and shall issue or refuse to issue the permit requested

therein. The commissioner shall not issue a permit to so purchase,

possess or use a particular pesticide if there is a reasonably less

dangerous alternative available capable of performing the task required.

The commissioner shall impose whatever restrictions or conditions on the

permit he deems appropriate in order to fully protect the public

interest.

3. Upon the purchase by a purchase permit holder of a restricted use

pesticide he shall present his purchase permit and have it cancelled by

the commercial permit holder selling the pesticide in a manner to be

prescribed by the commissioner.

4. The reasons for the denial of an application or revocation of a

permit may include, but not be limited to, the commissioner being

satisfied of one or more of the following:

a. That any statement in the application or upon which the permit was

issued, is or was false or misleading;

b. That the applicant or permit holder failed to justify his need for

the quantity and types of restricted use pesticides requested;

c. That the applicant or permit holder stored, applied, used or

disposed of any pesticide contrary to the registered labeled usage or

contrary to the conditions specified in his permit;

d. That the applicant or permit holder has failed to comply with any

provisions of this article or rules and regulations of the department

made pursuant thereto; or

e. That the applicant or permit holder has failed to demonstrate that

he has sufficient knowledge and experience concerning the proper use,

application and disposal of pesticides.

5. A formal hearing shall not be required and the commissioner's

decision in denying or revoking a permit shall be final unless the

applicant or permit holder institutes a review within the time and in

the manner prescribed by article 78 of the Civil Practice Law and Rules.

6. The commissioner is authorized to exempt holders of a pesticide

applicator certification from the requirement of obtaining a purchase

permit as provided for herein. Such exemption shall apply only to those

restricted use pesticides designated by the commissioner.

§ 33-0905 — Pesticide applicator certification

Pesticide applicator certification.

1. Any person who engages in the commercial or private application of

pesticides or the sale of restricted use pesticides shall be certified

by the commissioner except as provided in subdivision two of this

section. No certification shall be valid unless the certified person

also holds a valid identification card issued by the commissioner.

2. The provisions of this article relating to registration and

certification shall not apply to:

a. residential application of pesticides as defined in this article;

or

b. private application of a general use pesticide as defined in this

article.

2-a. The commissioner may, pursuant to paragraph e of subdivision

three of section 33-0303 of this article, adopt regulations on the use

of pesticides including the appropriate method and setting for the use

of pesticides classified by the United States environmental protection

agency as an exempt material under 40 CFR part 152.25, often called

minimum risk pesticides, which are exempt from the requirements of the

Federal Insecticide, Fungicide and Rodenticide Act. Such regulations

shall encompass all factors necessary to prevent damage or injury to

health, property and wildlife.

3. a. Application for pesticide applicator certification shall be made

to the commissioner. The application shall be on a form prescribed by

the commissioner and shall be accompanied by the fee or fees provided in

section 33-0911.

b. An applicant for certification shall satisfy the commissioner as to

his knowledge and experience concerning the proper use and application

of pesticides and pesticide application equipment through examination

prior to initial certification. Recertification shall be by training,

workbook, or examination as required by the commissioner.

c. Upon certification, the commissioner shall certify the applicant

for the appropriate category of certification and shall issue a

certification identification card to the applicant. The certification

may restrict the applicant to the use of a certain type or types of

equipment or materials.

d. Except as provided in paragraph e of this subdivision, pesticide

applicator certifications shall be valid for three years after which

every applicator shall recertify according to the requirements then in

effect. Certification identification cards shall be valid for three

years.

e. Private applicator certifications shall be valid for five years

after which every such applicator shall recertify according to the

requirements then in effect. Private applicator certification

identification cards shall be valid for five years.

g. The commissioner is authorized to provide all examinations,

training materials, applications, and any other forms or written

materials necessary for a private and/or commercial applicator

certification in Spanish for applicants whose primary language is

Spanish and for other languages if the commissioner deems it necessary.

The commissioner may require applicants for registration of pesticides

to make available pesticide label information and instructions in

Spanish and other languages, when necessary, for applicators certified

in Spanish or other languages.

4. Certified pesticide applicators shall maintain such records and

shall furnish such reports concerning the application of pesticides as

the commissioner shall require. All records required to be kept under

this section shall be available for inspection by the commissioner.

5. a. Every certified applicator shall, prior to the application of a

pesticide within or on the premises of a dwelling, supply the occupants

therein with a copy of the information, including any warnings,

contained on the label of the pesticide to be applied. Such information

shall be supplied in either a written, digital or electronic format

which shall be determined by the occupants of such dwelling, provided

however that the certified applicator must also have a written copy of

such information in his/her possession.

b. Except as provided in paragraph c of this subdivision, every

certified applicator shall, prior to the application of a pesticide

within or on the premises of a multiple dwelling, building, or structure

other than a dwelling supply the owner or his agent, with a copy of the

information, including all warnings, contained on the label of the

pesticide to be applied. Such information shall be supplied in either a

written, digital or electronic format which shall be determined by the

owner or his or her agent, provided however that the certified

applicator must also have a written copy of such information in his or

her possession. Such owner or agent shall make available upon request at

reasonable times such information in written or electronic form if

available to the occupants or residents of such multiple dwelling,

building, or structure.

c. In the case where an occupant of a multiple dwelling unit retains a

certified applicator to apply pesticides within such unit, such

certified applicator shall, prior to the application of a pesticide,

supply any information, including all warnings, contained on the label

of the pesticides to the occupants.

d. For the purposes of this subdivision:

(i) A "dwelling" is any building or structure or portion thereof which

is occupied in whole or in part as the home, residence or sleeping place

for one or two families;

(ii) A "multiple dwelling" shall mean any dwelling which is to be

occupied by or is occupied as the residence or home of three or more

families living independently of each other;

(iii) A "multiple dwelling unit" shall mean that portion of a multiple

dwelling occupied by one or more persons as the residence or home of

such persons; and

(iv) "Premises" shall mean land and improvements or appurtenances or

any part thereof.

§ 33-0907 — Pesticide business and agency registration

Pesticide business and agency registration.

1. Any pesticide business or agency as defined in this article shall

register with the commissioner.

2. Applications for pesticide business or agency registration shall be

made to the commissioner. The application shall be on a form prescribed

by the commissioner and shall provide such information as the

commissioner shall require.

3. An applicant for pesticide business or agency registration shall

satisfy standards, as determined by the commissioner to be appropriate,

with respect to knowledge and experience concerning the proper use and

application of pesticides and pesticide equipment.

4. Business or agency registration shall be valid for three years.

§ 33-0909 — Denial or revocation of certification or registration

Denial or revocation of certification or registration.

1. The commissioner, after due notice and opportunity of hearing to an

applicant, certified applicator, or registered pesticide business or

agency, may deny an application or revoke a certificate or registration

upon a determination that:

a. any statement in the application or upon which the certificate or

registration was issued is or was false or misleading;

b. the applicant or certified applicator has been convicted of a

felony;

c. the applicant, certified applicator, or registered business or

agency applied or used any pesticide contrary to the registered label

usage;

d. the applicant, certified applicator, or registered business or

agency has engaged in fraudulent business practices in the application

of pesticides;

e. the applicant, certified applicator, or registered business or

agency has failed to comply with any provision of this article or rules

and regulations of the department made pursuant thereto; or

f. the applicant or certified applicator has failed to demonstrate

that he has sufficient knowledge and experience concerning the proper

use and application of pesticides.

2. The commissioner's determination to refuse or revoke certification

or registration shall be final unless the aggrieved party institutes a

proceeding under article seventy-eight of the civil practice law and

rules within thirty days of service on him by personal service or by

certified mail of the commissioner's order.

§ 33-0911 — Certification and registration fees

Certification and registration fees.

1. Every applicant for pesticide applicator certification shall pay an

examination fee of one hundred dollars for each examination.

2. Fees for pesticide applicator certification shall be four hundred

fifty dollars for commercial pesticide applicator certification in one

individual category, one hundred fifty dollars for each additional

category and one hundred fifty dollars for each additional sub-category

chosen. For private applicators a fee of twenty-five dollars for the

initial certified private applicator and five dollars for subsequent

applicators on the same farm or business shall be charged at the time of

initial certification, renewal of certification or recertification.

3. Pesticide businesses shall pay a registration fee of nine hundred

dollars. When the applicant regularly maintains or operates more than

one business address a fee may be required for each of the applicant's

business addresses in the state. Any agency which is a state agency,

municipal corporation, public authority, or college shall be exempt from

any fee for registration.

TITLE 9-A Special Permits and Certification For Commercial Application of Aquatic Antifouling Paints

§ 33-0920 — Definitions

Definitions.

For the purposes of this title:

1. "Aquatic antifouling paint application business" shall mean a

business that commercially applies aquatic antifouling paints.

2. "Aquatic antifouling paints" are pesticide products used on vessel

hulls, boat bottoms, structures and other marine surfaces to inhibit the

growth of aquatic organisms.

3. "Application of aquatic antifouling paint" shall mean the

commercial application of aquatic antifouling paints.

4. "Aquatic antifouling paint applicator" shall be a person certified

by the department pursuant to section 33-0921 of this title.

§ 33-0921 — Aquatic antifouling paint applicator certification

Aquatic antifouling paint applicator certification.

1. Notwithstanding any other provision of law or regulation pursuant

to this title, a person who is certified by the commissioner as an

aquatic antifouling paint applicator may engage in the commercial

application of aquatic antifouling paint.

2. Application for aquatic antifouling paint applicator certification

shall be made to the commissioner. The application shall be on a form

prescribed by the commissioner and shall be accompanied by the fee or

fees provided in section 33-0911 of this article.

3. An applicant for aquatic antifouling paint applicator certification

shall successfully complete a comprehensive twenty-hour training course

approved by the department including eight hours of category-specific

training which includes topics related to the safe and proper use,

handling, storage and disposal of aquatic antifouling paints and/or

satisfy the commissioner as to the applicant's knowledge and experience

concerning the proper use and application of aquatic antifouling paint

and application equipment through examination prior to initial

certification. The commissioner may consider appropriate experience of

the applicant as specified in regulations when determining eligibility

for examination.

4. Aquatic antifouling paint applicator certification shall be valid

for three years after which every applicator shall recertify.

Recertification shall require no more than five hours of course work by

training, workbook, or examination as required by the commissioner.

5. No certification shall be valid unless the certified person also

holds a valid identification card issued by the commissioner.

Certification identification cards shall be valid for three years.

6. Certified aquatic antifouling paint applicators shall maintain such

records and shall furnish such reports concerning the application of

aquatic antifouling paints as the commissioner shall require. All

records required to be kept under this section shall be available for

inspection by the commissioner.

§ 33-0922 — Aquatic antifouling paint business registration

Aquatic antifouling paint business registration.

1. Notwithstanding any other provision of law or regulation pursuant

to this title, an aquatic antifouling paint application business as

defined in this title shall register with the commissioner.

2. Applications for aquatic antifouling paint application business

registration shall be made to the commissioner and applicants shall

provide such information as the commissioner shall require. The

application shall be on a form prescribed by the commissioner and shall

be accompanied by the fee or fees provided in section 33-0911 of this

article.

3. An applicant for aquatic antifouling paint application business

shall satisfy standards, as determined by the commissioner to be

appropriate, with respect to knowledge and experience concerning the

proper use and application of aquatic antifouling paint application and

equipment. In addition to any other standards determined by the

commissioner to be appropriate, an applicant shall: (a) employ at least

one person who is a certified commercial pesticide applicator or

technician certified in the application of aquatic antifouling paint or

an aquatic antifouling paint applicator at each location required to be

registered; or (b) have entered into a contract with another registered

business that employs a person who is a certified commercial pesticide

applicator or technician certified in the application of aquatic

antifouling paint or an aquatic antifouling paint applicator, pursuant

to which contract such registered business has agreed to apply aquatic

antifouling paint at each such location for such applicant.

4. Business registration shall be valid for three years.

5. When engaged in the commercial application of aquatic antifouling

paints, an aquatic antifouling paint application business shall ensure

that such aquatic antifouling paints are only applied by an employee who

is a certified commercial pesticide applicator or technician certified

in the application of aquatic antifouling paint or an aquatic

antifouling paint applicator, or a person who is a certified commercial

pesticide applicator or technician certified in the application of

aquatic antifouling paint or an aquatic antifouling paint applicator

employed by another registered business with which such business has

contracted to apply aquatic antifouling paints; provided, however, that

until such time as authorization for pesticide application by pesticide

apprentices is repealed, aquatic antifouling paint registered as a

general use pesticide may be applied by a commercial pesticide

apprentice who is at least seventeen years of age and employed by such

business (a) working under the direct supervision of a certified

commercial pesticide applicator, or (b) working under the supervision of

a certified pesticide technician qualified in aquatic antifouling

paints, if such application is otherwise done in compliance with the

rules and regulations of the department, and who, during the handling

and application of such paint, utilizes appropriate safety equipment

including but not limited to a respirator, eye protection and skin

protection.

6. Such aquatic antifouling paint application business shall, for a

period of five years, maintain for inspection by the department an

annual report listing the names and certification numbers of all

employees or contractors engaged in the application of aquatic

antifouling paints on behalf of such business during the prior twelve

months.

§ 33-0923 — Denial or revocation of certification or registration

Denial or revocation of certification or registration.

The commissioner, after due notice and opportunity of hearing to an

applicant, certified applicator, or registered pesticide business or

agency, may deny an application or revoke a certificate or registration

pursuant to section 33-0909 of this article.

§ 33-0924 — Certification and registration fees

Certification and registration fees.

All fees established by the commissioner for certification and

registration pursuant to this title shall be the same as those

established by section 33-0911 of this article.

§ 33-0925 — Sanctions

Sanctions.

Notwithstanding any other provision of law or regulation pursuant to

this title and/or any provision of this article as it relates to the

application of aquatic antifouling paints, any person who violates any

provision of this title or any rule, regulation or order issued

thereunder shall be liable to the people of this state for a civil

penalty of up to one thousand dollars for a first violation to be

assessed by the commissioner after a hearing or opportunity to be heard.

In determining the amount of the penalty, the commissioner shall take

into account whether the violation posed an immediate threat to the

environment or the health and safety of the public. Any subsequent

violation of this title and/or any provision of this article as it

relates to the application of aquatic antifouling paints would be

subject to the appropriate sanctions pursuant to sections 71-2907 and

71-2911 of this chapter.

TITLE 10 Special Requirements For Commercial and Residential Lawn Applications

§ 33-1001 — Requirements and restrictions

Requirements and restrictions.

1. Prior to any commercial lawn application the applicator shall enter

into a written contract with the owner of the property or his or her

agent specifying the approximate date or dates of application, number of

applications, and total cost for the service to be provided.

2. Prior to any commercial lawn application the applicator shall

supply the property owner or his or her agent with a copy of:

a. a list of substances to be applied including brand names and

generic names of active ingredients;

b. any warnings that appear on the label of pesticides to be applied

that are pertinent to the protection of humans, animals or the

environment; and

c. the company name, address, telephone number, business registration

number and applicator certification identification card number.

Such information shall be supplied in either a written, digital or

electronic format which shall be determined by the owner or his or her

agent provided however that the applicator must also have a written copy

of such information in his or her possession.

3. In the event that application on the date or dates specified

becomes infeasible, the person who is to provide such application shall

give the owner or his agent oral or written notice of the proposed

alternate date or dates, and shall receive acceptance of such alternate

date or dates from the owner or his agent prior to initiating commercial

lawn application.

4. Persons providing commercial lawn applications shall maintain

copies of all contracts required pursuant to subdivision one of this

section.

§ 33-1003 — Visual notification

Visual notification.

1. All persons providing commercial lawn application shall affix

markers to be placed within or along the perimeter of the area where

pesticides will be applied. Markers are to be placed so as to be clearly

visible to persons immediately outside the perimeter of such property.

Such markers shall be posted at least twelve inches above the ground and

shall be at least four inches by five inches in size.

2. The markers required pursuant to this section shall be in place on

the day during which the pesticide is being applied and shall instruct

persons not to enter the property and not to remove the signs for a

period of at least twenty-four hours. Such instruction shall be printed

boldly in letters at least three-eighths of an inch in height.

§ 33-1004 — Lawn applications; certain municipalities

Lawn applications; certain municipalities.

1. Notwithstanding any other provision of law to the contrary, any

county not contained entirely within a city, and any city with a

population of one million or more, may, after public hearing, adopt a

local law comprised of the following provisions in their entirety and

without exception including all applicable definitions as provided in

this article:

a. All retail establishments that sell general use pesticides for

commercial or residential lawn application shall display a sign meeting

standards, established by the commissioner pursuant to subdivision one

of section 33-1005 of this article, in a conspicuous place, and such

sign shall be placed as close as possible to the place where such

pesticides are displayed.

b. (i) At least forty-eight hours prior to any commercial lawn

application of a pesticide, the person or business making such

application shall supply written notice, as defined in subdivision three

of section 33-1005 of this article to:

A. occupants of all dwellings, as defined in paragraph d of

subdivision five of section 33-0905 of this article, on abutting

property with a boundary that is within one hundred fifty feet of the

site of such application; and to owners, owners' agents, or other

persons in a position of authority for all other types of premises, as

defined in paragraph d of subdivision five of section 33-0905 of this

article, that are on abutting property with a boundary that is within

one hundred fifty feet of the site of such application. Owners or

owners' agents of multiple family dwellings shall supply such written

notice to the occupants of such multiple family dwellings and for all

other types of premises, owners, owners' agents or other persons in a

position of authority shall post such written notice in a manner

specified by the commissioner; and

B. owners, owners' agents or other persons in positions of authority

for multiple family dwellings, the property of which is the site of such

application. Owners, or owners' agents of multiple family dwellings

shall supply such written notice to the occupants of such multiple

family dwellings in a manner specified by the commissioner.

(ii) The prior notification provisions of this paragraph shall not

apply to the following:

A. the application of anti-microbial pesticides and anti-microbial

products as defined by FIFRA in 7 U.S.C. Section 136 (mm) and 136 q (h)

(2);

B. the use of an aerosol product with a directed spray, in containers

of eighteen fluid ounces or less, when used to protect individuals from

an imminent threat from stinging and biting insects, including venomous

spiders, bees, wasps and hornets. This section shall not exempt from

notification the use of any fogger product or aerosol product that

discharges to a wide area;

C. the use of non-volatile insect or rodent bait in a tamper resistant

container;

D. the application of a pesticide classified by the United States

Environmental Protection Agency as an exempt material under 40 CFR Part

152.25;

E. the application of a pesticide which the United States

Environmental Protection Agency has determined satisfies its reduced

risk criteria, including a biopesticide;

F. the use of boric acid and disodium octaborate tetrahydrate;

G. the use of horticultural soap and oils that do not contain

synthetic pesticides or synergists;

H. the application of a granular pesticide, where granular pesticide

means any ground applied solid pesticide that is not a dust or powder;

I. the application of a pesticide by direct injection into a plant or

the ground;

J. the spot application of a pesticide, where spot application means

the application of pesticide in a manually pressurized or

non-pressurized container of thirty-two fluid ounces or less to an area

of ground less than nine square feet;

K. the application of a pesticide to the ground or turf of any

cemetery; and

L. an emergency application of a pesticide when necessary to protect

against an imminent threat to human health, provided, however, that

prior to any such emergency application, the person providing such

application shall make a good faith effort to supply the written notice

required pursuant to this title. Upon making an emergency application,

the person making such application shall notify the commissioner of

health, using a form developed by such commissioner for such purposes

that shall include minimally the name of the person making such

application, the pesticide business registration number or certified

applicator number of the person making such application, the location of

such application, the date of such application, the product name and

United States Environmental Protection Agency registration number of the

pesticide applied and the reason for such application.

c. (i) All persons performing residential lawn applications treating

an area more than one hundred square feet shall affix markers to be

placed within or along the perimeter of the area where pesticides will

be applied. Markers are to be placed so as to be clearly visible to

persons immediately outside the perimeter of such property. Markers

shall be posted at least twelve inches above the ground and shall be at

least four inches by five inches in size. Such markers shall be in both

the English and Spanish languages, and any other languages if the

commissioner deems it necessary pursuant to rules and regulations.

(ii) The markers required pursuant to this paragraph shall be in place

on the day during which the pesticide is being applied and shall

instruct persons not to enter the property and not to remove the signs

for a period of at least twenty-four hours. Such instruction shall be

printed boldly in letters at least three-eighths of an inch in height.

2. Any county not contained entirely within a city or any city with a

population of one million or more that adopts a local law pursuant to

the provisions of this section, shall, in addition to any authority

otherwise conferred in this chapter, have concurrent authority to

enforce such local law administratively, provided however that all

sanctions, which shall be assessed after providing a hearing or

opportunity to be heard, shall be as specified in section 71-2907 of

this chapter and shall be payable to and deposited with the enforcing

municipality.

2-a. Within twenty days after the adoption of a local law pursuant to

this section, the clerk or other officer designated by the legislative

body shall forward one certified copy thereof to the commissioner and

one to the attorney general.

2-b. Any local law adopted pursuant to this section shall take effect

on the first day of January after it shall have been adopted.

3. The commissioner of health shall review any emergency form

submitted pursuant to this section to ensure that the circumstance did

warrant such emergency application. Such forms shall be kept on file at

the department of health for three years from the date of application

and shall be made available to any person upon request.

§ 33-1005 — Rules and regulations

* § 33-1005. Rules and regulations.

The commissioner shall have the power to promulgate the rules and

regulations necessary and appropriate to carry out the purposes of this

title.

* NB There are 2 § 33-1005's

TITLE 11 Protection of Grape Growing Areas

§ 33-1101 — Petition for protection of a grape growing area

Petition for protection of a grape growing area.

1. The requirements for a petition for protection of a grape growing

area are as follows:

a. The petition must be in a form prescribed by the commissioner;

b. The petition must be signed by ten or more grape growers in the

same or contiguous towns in the state;

c. The petition must allege that the use of 2,4-D (2,4

Dichlorophenoxyacetic acid), 2,4-5-T (Trichlorophenoxyacetic acid) or

MCP (2 Methyl, 4 Chlorophenoxyacetic acid) in proximity to grape

vineyards or crops of grapes described in the petition has proved

harmful to the development of grapevines or the grape crop in the

affected area in the same or any prior year; and

d. The petition must request that the use of such chemical substances

be prohibited or restricted within the affected area.

2. In counting the required number of petitioners, joint tenants or

tenants by the entireties shall be counted as one signer.

3. The commissioner shall ascertain whether at least ten of the

signers of the petition are grape growers and owners of grape vineyards

within the affected area.

§ 33-1103 — Public hearing

Public hearing.

1. If the commissioner determines that the petition is properly filed,

he shall hold a public hearing.

2. The commissioner shall give at least ten days' notice of the time

and place at which the hearing will be held, as follows:

a. By posting in at least five of the most public places within the

affected area; and

b. By notice by mail to each of the petitioners and to each

manufacturer, supplier and dealer furnishing the chemical substances

complained of within the affected area, so far as is known to the

commissioner, after diligent inquiry.

3. Proof of notice shall be evidenced by affidavit of the commissioner

appended to the minutes of the hearing at which the petition is

considered.

§ 33-1105 — Orders

Orders.

1. If the commissioner finds, from testimony adduced, that:

a. There has been actual damage to grapevines or grape crops within

the affected area; and

b. Such damage was caused by the use of the chemical substance

complained of in the petition, and by that cause alone; and

c. Such use was upon lands within the affected area or in proximity to

the affected area, or upon the damaged crop itself; and

d. The commercial production of grapes within the affected area

constitutes a major source of agricultural income within the affected

area; then the commissioner may issue his order prohibiting or

restricting the use of 2,4-D (2,4-D Dichlorophenoxyacetic acid), 2,4-5-T

(Trichlorophenoxyacetic acid) or MCP (2 Methyl, 4 Chlorophenoxyacetic

acid) within or in proximity to the affected area for a period of time

to be specified in the order. The affected area may be altered by

description in the order of the commissioner, if the commissioner finds

that such alteration should be made to effectuate the purposes of the

petition. All restrictions upon the use of 2,4-D

(2,4-Dichlorophenoxyacetic acid), 2,4-5-T (Trichlorophenoxyacetic acid)

or MCP (2 Methyl, 4 Chlorophenoxyacetic acid) within or in proximity to

the affected area shall be set forth in the order with particularity.

2. The order shall continue in effect from year to year unless

modified or rescinded by the commissioner. Not later than February 15 of

each year, the commissioner shall give notice of the order by

publication in a newspaper of general circulation in the area affected.

The notice shall state the terms of the order in general language and

that the order will continue in effect for the period of time specified

in the order, unless a petition for modification or rescission of the

order, signed by ten or more grape growers or fifty or more persons not

grape growers in the affected area is filed with the commissioner on or

before March 1 of such year.

3. If a request for modification or rescission is received, the

commissioner shall hold a hearing after giving notice as provided in

section 33-1103. After the hearing, the commissioner shall make such

findings as the evidence adduced justifies and may continue, modify, or

rescind the order. If the commissioner modifies or rescinds the order,

he shall give notice of his action as provided in subdivision 4 of this

section.

4. All orders shall be effected upon posting the same prominently in

at least five of the most public places within the affected area. They

shall also be published in a newspaper having general circulation in the

areas affected but such publication shall not be a condition precedent

to their effectiveness.

TITLE 12 Pesticide Sales and Use Data Base and Recordkeeping and Reporting

§ 33-1201 — Pesticide sales and use computer data base

Pesticide sales and use computer data base.

1. a. The department shall develop a pesticide sales and use computer

data base. The data base shall be maintained at the department.

b. Such data base shall consist of all information compiled from

reports submitted to the department pursuant to sections 33-1205 and

33-1207 of this title. Such reports shall be entered into and maintained

on a computerized data base and shall be updated annually. Information

obtained for and contained in the data base shall be accessible by

interested parties only to the extent permitted pursuant to the

provisions of subdivision two of this section and paragraph a of

subdivision 1 of section 33-1203 of this title.

2. The commissioner shall prepare an annual report summarizing

pesticide sales, quantity of pesticides used, category of applicator and

region of application. Pesticide data shall be compiled and reported by

both EPA registration number and by active ingredient. The commissioner

shall not provide the name, address, or any other information which

would otherwise identify a commercial or private applicator, or any

person who sells or offers for sale restricted use or general use

pesticides to a private applicator, or any person who received the

services of a commercial applicator. In accordance with article six of

the public officers law, proprietary information contained within such

record, including price charged per product, shall not be disclosed. The

report shall be posted on the department's website annually by December

thirty-first and be submitted to the governor, the temporary president

of the senate and the speaker of the assembly.

§ 33-1203 — Access to pesticide information

Access to pesticide information.

1. a. The commissioner shall, upon written request of an interested

party, in printed or electronic form, as requested by such party provide

the information on pesticides submitted to the department pursuant to

sections 33-1205 and 33-1207 of this title. Such information shall be

provided by county or counties, or five-digit zip code or codes as

selected by the interested party making the written request. Pesticide

data shall be provided by EPA registration number, product name and

active ingredient. The commissioner shall not provide the name, address,

or any other information which would otherwise identify a commercial or

private applicator, or any person who sells or offers for sale

restricted use or general use pesticides to a private applicator, or any

person who received the services of a commercial applicator. In

accordance with article six of the public officers law, proprietary

information contained within such record, including price charged per

product, shall not be disclosed. The provisions of this paragraph shall

not apply to the provision of pesticide data to the commissioner of

health, the health research science board and researchers pursuant to

title one-B of article twenty-four of the public health law.

b. The department shall, upon request from the department of health,

compile pesticide application information by nine-digit zip code and

provide the information to the commissioner of health for researchers

entitled to receive information pursuant to paragraph (d) of subdivision

one of section twenty-four hundred eleven of the public health law

provided, however, if the nine-digit zip code cannot be determined, the

information shall be compiled by town or city.

2. The fees for copies of information shall not exceed twenty-five

cents per photocopy not in excess of nine inches by fourteen inches, or

the actual cost of reproducing any information.

§ 33-1205 — Recordkeeping and reporting

Recordkeeping and reporting.

1. All commercial applicators shall maintain pesticide use records for

each pesticide application containing the following:

a. EPA registration number;

b. product name;

c. quantity of each pesticide used;

d. date applied;

e. location of application by address (including five-digit zip code).

Such records shall be maintained for a period of not less than three

years. All commercial applicators shall file, at least annually, a

report or reports containing such information with the department in an

electronic format developed or accepted by the department consistent

with system file specifications or on scannable forms, if developed by

the department, on or before February first for the prior calendar year.

All commercial applicators shall also maintain corresponding records of

the dosage rates, methods of application and target organisms for each

pesticide application. These records shall be maintained on an annual

basis and retained for a period of not less than three years and shall

be available for inspection upon request by the department.

2. a. Every person who sells or offers for sale restricted use

pesticides to private applicators shall issue a record to the private

applicator of each sale of a restricted use pesticide or a general use

pesticide used in agricultural crop production to such applicator. Such

record of each sale shall include the following:

1. EPA registration number;

2. product name of the pesticide purchased;

3. quantity of the pesticide purchased;

4. date purchased;

5. location of intended application by address (including five-digit

zip code) or if address is unavailable by town or city (including

five-digit zip code) if the location of intended application differs

from the billing address that appears on the record.

Every person who sells or offers for sale restricted use pesticides to

private applicators shall file, at least annually, a report or reports

containing such information with the department in an electronic format

developed or accepted by the department consistent with system file

specifications or on scannable forms, if developed by the department, on

or before February first for the prior calendar year. The department

shall not use the reports filed pursuant to this paragraph for

enforcement purposes.

b. All private applicators shall maintain, at a minimum, records of

the restricted pesticides purchased, crop treated by such, method of

application, and date of application or applications. This information

shall be maintained on an annual basis and retained for a minimum of

three years, and shall be available for inspection upon request by the

department.

c. A private applicator shall, upon request, within six months,

provide site-specific information relating to pesticide applications to

any researcher entitled to receive information pursuant to paragraph (d)

of subdivision one of section twenty-four hundred eleven of the public

health law, provided, however, such request shall not be granted during

planting and harvesting unless at a time and in a manner that is

mutually convenient.

§ 33-1207 — Recordkeeping and reporting by importers and manufacturers

Recordkeeping and reporting by importers and manufacturers.

1. Each person manufacturing or compounding a registered restricted

use pesticide in this state, or importing or causing a registered

restricted use pesticide to be imported into this state for use,

distribution, or storage, shall maintain records of all sales within the

state during the preceding year of each restricted use pesticide product

which he or she has imported, manufactured or compounded. The record of

each restricted use pesticide product shall include:

a. EPA registration number;

b. container size; and

c. number of containers sold to New York purchasers.

2. Such records shall be maintained for a period of not less than

three years. All manufacturers and importers shall file an annual report

containing such information with the department in an electronic format

developed or accepted by the department consistent with system file

specifications on or before February first for the prior calendar year.

TITLE 13 Unlawful Acts

§ 33-1301 — Unlawful acts

Unlawful acts.

It shall be unlawful:

1. For any person to distribute, sell, offer for sale or use within

this state or deliver for transportation or transport in intrastate

commerce or between points within this state through any point outside

this state any of the following:

a. Any pesticide which has not been registered pursuant to the

provisions of this article or any pesticide if any of the claims made

for it or any of the directions for its use differ in substance from the

representations made in connection with its registration, or if the

composition of a pesticide differs from its composition as represented

in connection with its registration; provided that in the discretion of

the commissioner a change in the labeling or formula of a pesticide may

be made within a registration period without requiring reregistration of

the product.

* b. Except as specified in regulation authorizing alternative

pesticide containers, any pesticide unless it:

(1) is in the registrant's or the manufacturer's unbroken immediate

container, and there is affixed to such container, and to the outside

container or wrapper of the retail package, if there be one, through

which the required information on the immediate container cannot be

clearly read, a label bearing (i) the name and address of the

manufacturer, registrant, or person for whom manufactured;

(ii) the name, brand, or trade-mark under which said article is sold;

and

(iii) the net weight or measure of the content; subject, however, to

such reasonable variations as the commissioner may permit; or

(2) meets the requirements of subparagraph one of this paragraph

except that the container has been accidently damaged during handling

prior to sale and the damage has been repaired by such person in

accordance with his or her own specific "minor repair program" approved

by the United States environmental protection agency pursuant to its

October ninth, two thousand nine pesticide container repair interim

policy. A copy of the approved program shall be forwarded to the

department within thirty days of approval and shall be kept at the

person's place of business and be available for department review upon

request.

* NB Effective until July 1, 2028

* b. Except as specified in regulation authorizing alternative

pesticide containers, any pesticide unless it is in the registrant's or

the manufacturer's unbroken immediate container, and there is affixed to

such container, and to the outside container or wrapper of the retail

package, if there be one, through which the required information on the

immediate container cannot be clearly read, a label bearing:

(1) The name and address of the manufacturer, registrant, or person

for whom manufactured;

(2) The name, brand, or trade-mark under which said article is sold;

and

(3) The net weight or measure of the content; subject, however, to

such reasonable variations as the commissioner may permit.

* NB Effective July 1, 2028

c. Any pesticide which contains any substance or substances in

quantities highly toxic to man, determined as provided in section

33-0303, unless the label shall bear, in addition to any other matter

required by this article:

(1) The skull and crossbones;

(2) The word "poison" prominently, in red, on a background of

distinctly contrasting color; and

(3) A statement of an antidote for the pesticide.

d. The pesticide commonly known as standard lead arsenate, basic lead

arsenate, calcium arsenate, magnesium arsenate, zinc arsenate, zinc

arsenite, sodium fluoride, sodium fluosilicate, and barium fluosilicate,

unless they have been distinctly colored or discolored as provided by

regulations issued in accordance with this article, or any other white

powder pesticide which the commissioner, after investigation of and

after public hearing on the necessity for such action for the protection

of the public health and the feasibility of such coloration or

discoloration, shall, by regulation, require to be distinctly colored or

discolored; unless it has been so colored or discolored; provided, that

the commissioner may exempt any pesticide to the extent that it is

intended for a particular use or uses from the coloring or discoloring

required or authorized by this section if he determines that such

coloring or discoloring for such use or uses is not necessary for the

protection of the public health.

e. Any pesticide which is adulterated or misbranded.

2. For any person to detach, alter, deface, or destroy, in whole or in

part, any label or labeling provided for in this article or regulations

promulgated hereunder, or to add any substance to, or take any substance

from, a pesticide in a manner that may defeat the purpose of this

article.

3. For any person to use for his own advantage or to reveal, other

than to the commissioner or proper officials or employees of the state

or to the courts of this state in response to a subpoena, or to

physicians, or in emergencies to pharmacists and other qualified

persons, for use in the preparation of antidotes, any information

relative to formulas of products acquired by authority of this article.

4. For any person to store or dispose of any pesticide, or of any

container which holds or has held a pesticide, except in compliance with

the rules and regulations of the commissioner.

5. For any person to distribute, sell, offer for sale, purchase for

the purpose of re-sale, or possess for the purpose of re-sale any

restricted use pesticide without a commercial permit issued by the

commissioner.

6. For a commercial permit holder to sell restricted use pesticides

except to the holder of a non-cancelled purchase permit or to the holder

of a commercial permit or a certified applicator.

7. For any person to purchase or possess, except for the purpose of

re-sale, or use any restricted use pesticide without a purchase permit

issued by the commissioner or without being a certified applicator.

8. For any person to engage in application of pesticides without a

pesticide applicator certificate registration issued by the

commissioner, except while working under the direct supervision of a

certified applicator.

8-a. For any person or business to engage in the business of applying

pesticides unless the business is registered by the commissioner.

9. For any person to use 2,4-D (2,4-Dichlorophenoxyacetic acid),

2,4-5-T (Trichlorophenoxyacetic acid) or MCP (2 Methyl, 4

Chlorophenoxyacetic acid) within or in proximity to an affected area, in

violation of an order of the commissioner prohibiting or restricting

such use.

10. For any person to remove or dispose of a seized or quarantined

pesticide by sale or otherwise without the commissioner's permission.

11. In cities with a population of one million or more, it shall be

unlawful to use any pesticide containing the active ingredient

4-aminopyridine, including but not limited to Avitrol.

12. For any state department, agency, public benefit corporation or

any pesticide applicator employed thereby as a contractor or

subcontractor to apply glyphosate on state property, provided that the

application of glyphosate on state property is permitted only for (a)

direct application in circumstances when there is no actual or

significant threat of direct human exposure and no effective and

practicable alternative, and (b) for the following uses, pursuant to

regulations promulgated by the department:

(i) to maintain critical infrastructure;

(ii) to manage roadside vegetation to ensure public safety;

(iii) habitat management for the control of invasive species

identified pursuant to title seventeen of article nine of this chapter,

pests of significant public health importance, noxious weeds designated

by the department as injurious to ecosystem health, and the protection

of critical native plant species; and

(iv) for research purposes to develop sustainable alternatives for

agricultural and environmental usages, as well as research regarding the

environmental motility of glyphosate.

The department shall post information on its website regarding

glyphosate usage pursuant to this section, including amount and

location, by April first of each year.

13. a. It shall be unlawful for any person to apply or treat outdoor

ornamental plants and turf, except for the production of agricultural

commodities or structural commercial applications within one foot of a

building foundation perimeter to manage structural pests provided that

the application is not conducted on any blooming plant, with a pesticide

containing:

(1) the active ingredients imidacloprid, thiamethoxam or acetamiprid

on or after December thirty-first, two thousand twenty-six;

(2) the active ingredients clothianidin or dinotefuran effective

December thirty-first, two thousand twenty-four.

b. (1) The provisions of paragraph a of this subdivision shall not

apply where the department, by written order, determines that:

(i) a valid environmental emergency exists;

(ii) the pesticide would be effective in addressing the environmental

emergency; and

(iii) no other, less harmful pesticide or pest management practice

would be effective in addressing the environmental emergency.

(2) Any such order shall include the basis for the department's

determination and specify the approved time period, geographic scope,

and purpose of the permitted use of such pesticide. An order issued

pursuant to this section shall be valid for a period not to exceed one

year.

c. The provisions of this subdivision shall not apply to pesticide

applications by, or under the supervision of, a certified applicator for

treatment against invasive species affecting woody plants.

d. For the purposes of this subdivision "environmental emergency"

means: an occurrence of any pest which presents a significant risk of

harm or injury to the environment, or significant harm, injury, or loss

to agricultural crops, including, but not limited to, any exotic or

foreign pest.

e. Applicators using a pesticide containing the active ingredients

imidacloprid, thiamethoxam, acetamiprid, clothianidin, or dinotefuran

pursuant to paragraph b or c of this subdivision must take a department

approved neonicotinoid course annually and maintain a record of this

course for three years.

§ 33-1303 — Registration not a defense

Registration not a defense.

In no event shall registration of a pesticide, be construed as a

defense for the commission of any offense prohibited under subdivisions

1 through 7 of section 33-1301.

TITLE 15 Seizure

§ 33-1501 — Pesticides which may be seized

Pesticides which may be seized.

1. Any pesticide that is distributed, sold, offered for sale or used

within this state or delivered for transportation or transported in

intrastate commerce or between points within this state through any

point outside this state may be seized for confiscation or be made the

subject of a stop-use order:

a. If it is adulterated or misbranded, or if it has not been

registered as required under this article;

b. If it fails to bear on its label the information required by this

article;

c. If it is a white powder pesticide and is not colored as required

under this article;

d. If a permit required by this article has not been issued in respect

to such pesticide; or

e. If there is probable cause to believe a pesticide is being used in

violation of any provision of this article, title three of article

fifteen of this chapter or rules or regulations promulgated pursuant to

any such provision.

2. Whenever the commissioner or his duly authorized representative

shall find distributed, sold, exposed or offered for sale within this

state any pesticide which is adulterated or misbranded as defined in

this article, or which fails to bear on its label the information

required by this article, or which is not colored or registered as

required under this article, or for which a permit has not been issued

for its sale, offer for sale, purchase, possession or use as required by

this article, he may seize or destroy such pesticide.

3. Whenever the commissioner finds, or has probable cause to believe,

that a pesticide is being used in violation of any provision of this

article, title three of article fifteen of this chapter, or rules and

regulations promulgated pursuant thereto, the commissioner may issue a

stop-use order requiring the user of the pesticide immediately to cease

using such pesticide and immediately to remove such pesticide to the

specified location. Within thirty days of the issuance of a stop-use

order, the commissioner shall either rescind the stop-use order or

commence a proceeding to seize and destroy such pesticides.

§ 33-1503 — Procedure following seizure

Procedure following seizure.

1. Whenever the commissioner finds, or has probable cause to believe,

that any pesticide is adulterated or misbranded or improperly labeled,

or is not colored within the meaning of this article, or is not

registered as required under this article, or for which a permit has not

been issued for its sale, offer for sale, purchase, possession or use as

required by this article, he may affix to such pesticide a tag or other

appropriate marking giving notice that such pesticide is or is suspected

of being adulterated or misbranded, or improperly labeled, or not

colored, or not registered as required under this article, or for which

a permit has not been issued for its sale, offer for sale, purchase,

possession or use as required by this article, and has been quarantined,

and warning all persons not to remove or dispose of such pesticide, by

sale or otherwise, until permission for removal or disposal is given by

the commissioner or his duly authorized representative.

2. Before destruction of any pesticide following seizure or

quarantine, the commissioner shall give the owner, proprietor or

custodian of such pesticide ten days' notice in writing, to be served

either personally or by mail, of a hearing for the owner, proprietor, or

custodian, to show cause why such pesticide should not be destroyed or

otherwise disposed of in accordance with the provisions of law.

3. Following such hearing, the commissioner shall render a decision in

writing and filed with the department, and a copy thereof shall be

served either personally or by mail on the owner, proprietor, or

custodian of such pesticide, but formal findings of fact shall not be

required to be made or filed. The decision shall be subject to review

under article 78 of the Civil Practice Law and Rules instituted within

thirty days after receipt by the owner, proprietor or custodian of such

pesticide of a copy of the commissioner's decision.

4. Whenever any pesticide is seized or quarantined as provided in this

section, the destruction and disposition thereof, together with any

necessary storage, handling or other incidentals between the time of

seizure or quarantine and the destruction and disposition thereof, shall

be the responsibility, both financially and otherwise, of the owner,

proprietor or custodian of such pesticide; provided, however, that such

destruction and disposition shall be carried out only under the

direction and immediate supervision of the commissioner or his duly

authorized representative.

ARTICLE 34 Coastal Erosion Hazard Areas

§ 34-0101 — Statement of findings

Statement of findings.

1. Certain sections of the coastline of the state of New York are

prone to erosion from action of the adjacent water bodies. Such erosion

may be caused by the action of waves, currents running along the shore,

tides, wind-driven water and ice as well as human activities such as

construction and shipping. Such areas are also prone to erosion caused

by the wind, runoff of rain water along the surface of the land, or

groundwater seepage as well as by human activities such as construction,

navigation and certain forms of recreation.

2. Coastal erosion causes extensive damage to publicly and privately

owned property and to natural resources as well as endangering human

lives. When this occurs, individuals and private businesses suffer

significant economic losses, as does the state's economy, either

directly through property damage or indirectly through loss of economic

return. Large public expenditures may also be necessitated for the

removal of debris and damaged structures and replacement of essential

public facilities and services.

3. Man often contributes to erosion-related problems by building

without considering the potential for damage to property, by undertaking

activities which destroy natural protective features such as dunes or

vegetation and by building structures intended for erosion prevention

which may exacerbate erosion conditions on adjacent or nearby property,

and by water action produced by wakes from boats.

4. Programs to build erosion protective structures, either with

private or public funds, are costly, often only partially effective over

time, and may even be harmful to adjacent or nearby properties, and in

some sections of the state major erosion protective structures of great

length would be required to effectively reduce future damages due to

erosion.

§ 34-0102 — Declaration of policy

Declaration of policy.

It is declared to be the public policy of the state of New York that:

1. Those areas of the state's coastline most prone to erosion hazards

should be identified.

2. Any activities, development or other actions in such erosion hazard

areas should be undertaken in such manner as to minimize damage to

property, and to prevent the exacerbation of erosion hazards. Such

actions may be restricted or prohibited if necessary to protect natural

protective features or to prevent or reduce erosion impacts.

3. Local governments should be encouraged to use all authorities that

can be applied within the identified erosion hazard areas to achieve

these objectives.

4. Public actions, such as the provision of additional municipal

services, which are likely to encourage new permanent activities or

development within coastal erosion hazard areas should not occur unless

such hazard areas have been protected by erosion protection structures

or non-structural measures which are most likely to prevent damage from

effects of erosion during the anticipated life of the proposed

activities or development.

5. Publicly-financed structures to minimize erosion damage should be

utilized only where necessary to protect human life, existing investment

in development or new development which requires a location within the

erosion hazard area or adjacent coastal waters to be able to function.

Both publicly and privately financed erosion protective structures

should be designed to minimize damage to other man-made property or to

natural protective features or to other natural resources; long term

costs of such structures should be carefully weighed against public

benefits before construction is undertaken.

§ 34-0103 — Definitions

Definitions.

1. "Activities or development" shall mean any land use, construction

or placement by any person of a structure, or any action which

materially alters the condition of land, including grading and

excavating or other disturbance of soil. The term shall include the

division of land into lots, parcels or sites.

2. "Coastal erosion" or "erosion" shall mean loss or displacement of

land along the coastline due to the action of waves, currents running

along the shore, tides, wind-driven water or water-borne ice or other

impacts of coastal storms. It shall also mean loss or displacement of

land along the coastline due to the action of wind, runoff of surface

waters, or groundwater seepage.

3. "Coastal erosion hazard area" or "erosion hazard area" shall mean

those areas of the coastline:

(a) Which are determined as likely to be subject to erosion within a

forty-year period. The inland boundary of such areas shall be determined

on the basis of shoreline recession analysis and other pertinent studies

and surveys by starting at the bluff edge or most landward point of

active erosion and measuring along a line which is normal to the line of

mean high water a distance which is forty times the long-term average

annual rate of shoreline recession, where such average annual recession

rate is at least one foot; or

(b) Which constitute natural protective features, the alteration of

which might reduce or destroy the protection afforded other lands

against erosion, or lower the reserves of sand or other natural

materials available to replenish storm losses through natural processes.

The erosion hazard area is to be identified as provided in section

34-0104 of this article and shall be the area within which new

activities or development shall be reviewed to effectuate the policies

and purposes of this article to minimize damage caused by erosion to

structures and to prevent damage to natural protective features caused

by activities or development, as provided for in section 34-0108 of this

article.

4. "Coastline" shall mean the lands adjacent to the state's coastal

waters, including lakes Erie and Ontario, the St. Lawrence and Niagara

rivers, the Hudson river south of the federal dam at Troy, the East

river, the Harlem river, the Kill van Kull and Arthur Kill, Long Island

sound and the Atlantic ocean, their connecting water bodies, bays,

harbors, shallows and marshes.

5. "Erosion protective structure" shall mean a structure specifically

designed to reduce or prevent erosion including man made protection

features created by landfill or deposition.

6. "Land" shall mean the earth, on or below the surface of the ground,

including water and air above.

7. "Local government" shall mean a village, town (outside the area of

any incorporated village), city or county.

8. "Natural protective features" shall mean without limitation,

beaches, dunes, shoals, bars, spits, barrier islands, bluffs and

wetlands; associated natural vegetation shall also be considered as part

of such natural protective features.

9. "Person" shall mean any individual, public or private corporation,

political subdivision, government agency, partnership, association,

firm, trust, estate or any other legal entity whatsoever.

10. "State agency" shall mean any department, bureau, commission,

board, public authority or other agency of the state, including any

public benefit corporation, any member of which is appointed by the

governor.

11. "Structure" shall mean any object constructed, installed or placed

on land or in water, including, but not limited to, buildings, permanent

sheds, mobile homes, tanks, bulkheads, piers, docks, groins, jetties and

any additions or alterations thereto.

12. "Significant fish and wildlife habitat" shall mean habitats which

are essential to the survival of a large portion of a particular fish or

wildlife population, support rare or endangered species, are found at a

very low frequency within a geographic area, support fish or wildlife

populations having significant commercial or recreational value or would

be difficult or impossible to replace.

§ 34-0104 — Identification of coastal erosion hazard areas

Identification of coastal erosion hazard areas.

1. The commissioner shall as soon as practicable, but no later than

thirty months after the effective date of this article, after the

adoption of rules and regulations pursuant to subdivision one of section

34-0108 of this article, and in full cooperation with and consultation

with local governments in which such land is located prepare a

preliminary identification of the erosion hazard areas of the state's

coastline. The identification may, in the discretion of the

commissioner, be carried out on a regional basis, with priority given to

the identification of critical erosion areas. Such preliminary

identification shall include, for each such area, a map showing the area

subject to erosion, a statement of the long-term average annual rate of

loss of land in such area from erosion, if applicable, and an

identification of any land areas containing or comprising natural

protective features the alteration of which might reduce or destroy the

protection afforded other lands against erosion, or lower the reserves

of sand or other natural materials available to replenish storm losses

through natural processes.

2. Upon completion of a preliminary identification of an erosion

hazard area, the commissioner or his designated hearing officer shall

hold a public hearing in a place reasonably accessible to residents of

the affected area in order to afford an opportunity for any person to

propose changes in such preliminary identification. The commissioner

shall give notice of such hearing to each owner of record, as shown on

the latest completed tax assessment rolls, of lands included within such

area, and also to the chief executive officer and clerk of each local

government within the boundaries of which any portion of such area may

be located, by certified mail at least thirty days prior to the date set

for such hearing, and shall insure that a copy of the preliminary

identification is available for public inspection at a convenient

location in such local government. The commissioner shall also cause

notice of such hearing to be published at least once, not more than

thirty days nor fewer than ten days before the date set for such

hearing, in at least one newspaper having general circulation in the

area involved and in the environmental notice publication provided for

under section 3-0306 of this chapter.

3. After considering the testimony given at such hearings and the

potential erosion hazard in accordance with the purposes and policies of

this article, and after consultation with affected local governments,

the commissioner shall issue the final identification of the erosion

hazard areas. Such final identification shall not be made less than

sixty days from the date of the public hearing required by subdivision

two hereof. A copy of such final identification shall be filed in the

office of the clerk of each local government in which such area or any

portion thereof is located. Notice that such final identification has

been made shall be given each owner of lands included within the erosion

hazard area, as such ownership is shown on the latest completed tax

assessment rolls, by certified mail in any case where a notice by

certified mail was not sent pursuant to subdivision two of this section,

and in all other cases by first class mail. Such notice shall also be

given at such time to the chief executive officer of each local

government within the boundaries of which such erosion hazard area or

any portion thereof is located.

4. The commissioner shall review the boundaries of each erosion hazard

area identified pursuant to this section ten years from the date of its

identification and every ten years thereafter. The commissioner may

revise erosion hazard area maps not sooner than twelve months after the

occurrence of a major man made or natural event or a major coastal storm

if he determines that topographical changes or loss of structural

protection at the end of such a twelve month period and as a result of

such event or such storm justify, pursuant to the regulations of the

department, adjustment of the erosion hazard area boundary by

twenty-five feet or more. Following such review, the commissioner shall

adjust the boundaries of such erosion hazard area to effect any

additions, deletions or technical changes, or to reflect any changes due

to erosion, accretion or other natural or man-made changes. The

commissioner shall follow the procedures set forth in subdivisions two

and three of this section with respect to any lands which are proposed

to be added to or deleted from an erosion hazard area because of an

adjustment of the boundaries of such erosion hazard area pursuant to

this subdivision.

5. The commissioner shall maintain a current file of maps or

descriptions of all erosion hazard areas pursuant to this article, which

shall be available to the public for inspection and examination at the

regional office of the department in which the area is wholly or partly

located and in the office of the clerk of each local government in which

each such area or part thereof is located.

§ 34-0105 — Local regulation of coastal erosion hazard areas

Local regulation of coastal erosion hazard areas.

1. Within six months after the date on which a final identification of

an erosion hazard area is filed with the clerk of a city, town or

village pursuant to subdivision three of section 34-0104 of this

article, such city, town or village shall submit to the commissioner an

erosion hazard area ordinance or local law applicable to that portion of

such area located within its jurisdiction. Then the commissioner shall

review and certify such regulations as being consistent with the

purposes of this article and in accordance with minimum standards

promulgated under section 34-0108 of this article. All such ordinances

or local laws shall include a map or other identification of the erosion

hazard area subject to regulation, and zoning regulations, subdivision

regulations, site plan approval regulations or any other applications of

the police power, as such regulations may be authorized by the municipal

home rule law or other state enabling legislation, for the reasonable

and prudent use of erosion hazard areas in accordance with minimum

standards promulgated by the commissioner pursuant to section 34-0108 of

this article. Nothing in this article shall be construed to increase the

powers of any city, town or village; provided, however, that to carry

out the purpose of this article, any regulations adopted in compliance

with the provisions of this subdivision may be made applicable to only

that portion of such city, town or village which is located within the

erosion hazard area. The commissioner shall provide whatever technical

assistance he may deem necessary for preparation of an ordinance or

local law pursuant to this section.

2. Such erosion hazard area ordinance or local law shall be subject to

public notification and review and, be submitted to the commissioner for

approval as to its consistency with the minimum standards promulgated

pursuant to section 34-0108 of this article; the commissioner shall act

to approve or disapprove such ordinance or local law within thirty

working days of its receipt. If the commissioner disapproves the

ordinance or local law, he shall notify the city, town or village in

writing of the reasons for such disapproval, or modification necessary

for approval. The commissioner shall issue findings as part of his

decision.

3. In the case of the commissioners disapproval of a local law or

ordinance under subdivision two of this section, the commissioner, at

his discretion, may extend the six month period for the adoption of an

erosion hazard area local law or ordinance for a reasonable time period

not to exceed an additional six months, during which time, the local

government may adopt and re-submit a new or modified local law or

ordinance to the commissioner for approval as provided in subdivision

two of this section. During such extension period, provisions of section

34-0106 of this article shall not apply.

4. Prior to the adoption of any amendment to an approved erosion

hazard area ordinance or local law, the local government shall notify

the commissioner, who shall within fifteen days after receipt of such

notification advise the local government whether such amendment conforms

to the minimum standards promulgated pursuant to section 34-0108 of this

article. Any amendment to such ordinance or local law that relates to

such minimum standards shall be subject to approval by the commissioner

as provided in subdivision two of this section.

5. The commissioner shall revoke his approval of an erosion hazard

area ordinance or local law if he determines, after notice and hearing

relative thereto, that the affected city, town or village has failed to

administer or enforce such ordinance or local law to adequately carry

out the purposes and policies of this article. In the event of such

revocation, the provisions of subdivision seven of section 34-0106 of

this article or the provisions of subdivision three of section 34-0107

of this article shall apply.

6. Where an application is made for any permit, variance or other form

of approval required pursuant to any local law or ordinance enacted or

adopted and approved by the commissioner pursuant to this section, for

any activity or development within a designated erosion hazard area, the

city, town or village to which such application is made shall ascertain

what, if any, other permit, variance or hearing procedures or

applications are required with regard to such activity or by any

governing body of the state or any of its subdivisions pursuant to any

federal, state or local law or ordinance. Such city, town or village, at

the request of the applicant, shall consolidate and coordinate said

application, permit, variance and hearing procedures, as required by

each such governing authority, into a single, comprehensive hearing and

review procedure with regard to such activity or development. However,

nothing contained in this section shall be deemed to limit or restrict

the state, its subdivisions or any other governing authorities, which

are properly a party to such consolidated review proceeding, from the

independent exercise of such discretionary authority with respect to the

issuance, denial or modification of such permits, variances or other

forms of approval as they may have been granted by law.

§ 34-0106 — County regulation of coastal erosion hazard areas

County regulation of coastal erosion hazard areas.

1. If a city, other than a city which wholly includes one or more

counties, a town or village fails to submit an erosion hazard area

ordinance or local law to the commissioner within the time specified in

subdivision one of section 34-0105 of this article, as such time may be

extended by the commissioner under subdivision three of such section or

if an ordinance or local law has been disapproved pursuant to

subdivision two of such section, the commissioner shall notify the clerk

of the legislative body of the county in which such city, town or

village is located. Within six months from receipt of such notification,

such county shall submit to the commissioner a county erosion hazard

area local law meeting the criteria specified in subdivision one of

section 34-0105 of this article, applicable to the erosion hazard area

of such city, town or village. Notwithstanding any other provisions of

law, whether general or special, or any provision of local law or

ordinance, to carry out the purposes of this section, counties shall,

within the erosion hazard area subject to such county local law, be

deemed to possess the same implementation powers as could be exercised

by the city, town or village within which the erosion hazard area is

situated. The commissioner shall provide whatever technical assistance

he may deem necessary for preparation of a local law pursuant to this

section.

2. Such county erosion hazard area local law shall be subject to

public notification and review and, be submitted to the commissioner for

approval as to its consistency with the minimum standards promulgated

pursuant to section 34-0108 of this article; the commissioner shall act

to approve or disapprove such local law within thirty working days of

its receipt. If the commissioner disapproves the local law, he shall

notify the county legislative body in writing of the reasons for such

disapproval or modification necessary for approval. The commissioner

shall issue findings as part of his decision.

3. In case of disapproval of a county erosion hazard area local law

under subdivision two of this section, the commissioner at his

discretion may extend the six month period for adoption of such local

law for a reasonable time period not to exceed an additional six months,

during which time, the county may adopt and re-submit a new or modified

county erosion hazard area local law to the commissioner for approval as

provided in subdivision two of this section.

4. Prior to the adoption of any amendment to an approved county

erosion hazard area local law, the county shall notify the commissioner,

who shall within fifteen days after receipt of such notification advise

the county whether such amendment relates to the minimum standards

promulgated pursuant to section 34-0108 of this article. Any amendment

to such local law that relates to such minimum standards shall be

subject to approval by the commissioner as provided in subdivision two

of this section.

5. Nothing in this section shall be construed to prohibit any city,

town or village from adopting and enforcing any ordinances or local

laws, or exercising any other lawful powers within any area governed by

an approved county erosion hazard area local law; provided, however,

that to the extent of any inconsistency between a city, town or village

ordinance or local law and an approved county erosion hazard area local

law, the latter shall apply.

6. In any city, town or village where there is in effect a county

erosion hazard area local law adopted pursuant to this section, nothing

herein shall be construed as preventing such city, town or village from

submitting, at any time, an erosion hazard area ordinance or local law

to the commissioner for approval pursuant to section 34-0105 of this

article. If such ordinance or local law is approved by the commissioner,

he shall immediately notify the affected county, and the county local

law shall cease to apply to the affected erosion hazard area from the

date of receipt by the county of such notification.

7. (a) If approval of a city (other than a city which wholly includes

one or more counties), town or village erosion hazard area ordinance or

local law is revoked by the commissioner pursuant to subdivision four of

section 34-0105 of this article, the commissioner may designate the

county in which such city, town or village is located to administer and

enforce such city, town or village ordinance or local law so as to

insure compliance of activities or development in the affected erosion

hazard area with the minimum standards promulgated pursuant to section

34-0108 of this article. Such county shall be deemed to possess all

administrative and enforcement powers included in such city, town or

village ordinance or local law.

(b) The commissioner shall reinstate approval of the city, town or

village ordinance or local law when the commissioner is satisfied that

the city, town or village will carry out the purposes and policies of

this article, at which time administration and enforcement by the county

pursuant to this subdivision shall cease, and the city, town or village

shall administer and enforce such ordinance or local law.

8. The commissioner shall revoke his approval of a county erosion

hazard area local law, or shall revoke his designation pursuant to

subdivision six of this section of a county to administer and enforce a

city, town or village ordinance or local law, if he determines, after

notice and hearing relative thereto, that the affected county has failed

to administer or enforce such ordinance or local law to adequately carry

out the purposes and policies of this article. In the event of such

revocation, the provisions of subdivision three of section 34-0107 of

this article shall apply.

9. Where an application is made for any permit, variance or other form

of approval required pursuant to any local law enacted and approved by

the commissioner pursuant to this section, for any activity or

development within a designated erosion hazard area, the county to which

such application is made shall ascertain what, if any, other permit,

variance or hearing procedures or applications are required with regard

to such activity or development by any governing body of the state or

its subdivisions pursuant to any federal, state or local law or

ordinance. Such county, at the request of the applicant, shall

consolidate and coordinate said application, permit, variance and

hearing procedures, as required by each such governing authority, into a

single, comprehensive hearing and review procedure with regard to such

activity or development. However, nothing contained in this section

shall be deemed to limit or restrict the state, its subdivisions, or any

other governing authorities, which are properly a party to such

consolidated review proceeding, from the independent exercise of such

discretionary authority with respect to the issuance, denial or

modification of such permits, variances or other forms of approval as

they may have been granted by law.

§ 34-0107 — Department regulation of coastal erosion hazard areas

Department regulation of coastal erosion hazard areas.

1. If a city which wholly includes one or more counties fails to

submit an erosion hazard area local law or ordinance to the commissioner

within the time specified in subdivision one of section 34-0105 of this

article, as such time may be extended by the commissioner under

subdivision three of such section, or if such local law or ordinance has

been disapproved pursuant to subdivision two of such section, or if a

county fails to submit an erosion hazard area local law to the

commissioner within the time specified in subdivision one of section

34-0106 of this article as such time may be extended by the commissioner

under subdivision three of such section, or if a county local law has

been disapproved pursuant to subdivision two of such section, the

commissioner shall, within ninety days after such failure or

disapproval, as the case may be, issue and enforce regulations which

apply the minimum standards promulgated pursuant to section 34-0108 of

this article within the affected erosion hazard area.

2. Prior to the issuance of regulations applicable to a particular

erosion hazard area pursuant to subdivision one of this section, the

commissioner shall hold a public hearing thereon in the affected city,

town or village, and shall give at least fifteen days prior notice

thereof by publication at least once in a newspaper having general

circulation therein. The commissioner shall issue the regulations within

thirty days after the close of such hearing, shall publish a summary of

such regulations in a newspaper having general circulation in the

affected city, town or village, and shall make such regulations

available for public inspection. Such regulations shall not take effect

until thirty days after the filing thereof with the clerk of the

affected county.

3. If the commissioner does not designate, pursuant to subdivision

eight of section 34-0106 of this article, a county to administer and

enforce a city, town or village erosion hazard area ordinance or local

law for which approval has been revoked pursuant to subdivision five of

section 34-0105 of this article, or if the commissioner, pursuant to

subdivision seven of section 34-0106 of this article, revokes his

approval of a county erosion hazard area local law or, pursuant to such

subdivision revokes his designation of a county to administer and

enforce a city, town or village erosion hazard area ordinance or local

law, he shall administer and enforce the affected ordinance or local law

in such manner as to insure compliance of activities or development in

the affected erosion hazard area with the minimum standards promulgated

pursuant to section 34-0108 of this article. The commissioner may

designate such county to commence administration and enforcement of an

ordinance or local law subject to this subdivision upon receiving

satisfactory assurance that such administration and enforcement will be

undertaken in such manner as to adequately carry out the purposes and

policies of this article.

4. Nothing in this section shall be construed to prohibit any local

government from adopting and enforcing any ordinances or local laws, or

exercising any other lawful powers within any area governed by erosion

hazard area regulations adopted pursuant to this section; provided,

however, that to the extent of any inconsistency between a county, city,

town or village ordinance or local law and erosion hazard area

regulations adopted pursuant to this section, the latter shall apply.

5. In any city, town or village where there are in effect erosion

hazard area regulations issued by the commissioner pursuant to this

section, nothing herein shall be construed as preventing such city, town

or village from submitting, at any time, an erosion hazard area

ordinance or local law to the commissioner for approval pursuant to

section 34-0105 of this article, or for any county to provide such

regulation in absence of local law or ordinance, pursuant to section

34-0106 of this article. Before county assumption of such regulation,

there shall be notification given to the city, town or village of such

intention by the county, and any objections shall be reviewed and

considered by the commissioner before approving such county regulation.

When a county, city, town or village local law or ordinance is approved

by the commissioner, the erosion hazard area regulations issued by the

commissioner pursuant to this section shall cease to apply, and a notice

to that effect shall be filed with the clerks of the affected local

governments.

6. Consistent with the provisions and purposes of article seventy of

this chapter, where an application is made to the commissioner for a

permit pursuant to section 34-0109 of this article for any activity or

development within a designated erosion hazard area, the commissioner

shall ascertain what, if any, other permit, variance or hearing

procedures or applications are required with regard to such activity or

development by any governing body of the state or any of its

subdivisions pursuant to any federal, state or local law or ordinance.

The commissioner, at the request of the applicant shall consolidate and

coordinate said application, permit, variance and hearing procedures, as

required by each such governing authority, into a single, comprehensive

hearing and review procedure with regard to such activity or

development. However, nothing contained in this section shall be deemed

to limit or restrict the state, its subdivisions or any other governing

authorities, which are properly a party to such consolidated review

proceeding, from the independent exercise of such discretionary

authority with respect to the issuance, denial or modification of such

permits, variances or other forms of approval as they may have been

granted by law.

§ 34-0108 — Rules and regulations

Rules and regulations.

1. After consultation with affected state agencies and representatives

of local governments, and after conducting public hearings and review of

any other comments submitted, the commissioner shall adopt rules and

regulations implementing the provisions of this article within one

hundred eighty days after the effective date hereof.

2. The rules and regulations adopted by the commissioner shall include

a procedure pursuant to which any owner of land in an erosion hazard

area identified pursuant to section 34-0104 of this article may appeal

from the inclusion of such land in such erosion hazard area. Such

procedure shall provide that the sole basis for such appeal shall be

technical information indicating either (a) that the long-term average

annual recession or other method used in identifying the erosion hazard

area was incorrect, or (b) that an area has been identified as a natural

protective area erroneously, and that the commissioner shall decide such

appeal within thirty days after receipt thereof, and shall adjust the

boundaries of the identified erosion hazard area or identified natural

protective features accordingly.

3. The rules and regulations adopted by the commissioner pursuant to

sections 34-0105, 34-0106 and 34-0107 of this article shall establish

minimum standards and criteria to be applied to activities or

development in erosion hazard areas. Such standards and criteria shall

be used to deny, condition or modify a proposed action, if necessary, to

implement the policies and purposes of this article. Standards and

criteria promulgated pursuant to this section shall include but shall

not be limited to:

(a) minimum setback requirements for structures within coastal erosion

hazard areas taking into consideration recession rates, the useful life

of the proposed structure, and the protection afforded by natural

protective features and existing erosion protection structures.

(b) regulation of activities or development, including placement of

erosion protection structures or use of non-structural measures so there

will be no measurable increase in erosion to the development site or at

other locations.

(c) regulation of activities or development, including placement of

erosion protection structures, so as to minimize adverse effects upon

natural protective features, existing erosion protection structures or

natural resources, such as significant fish and wildlife habitat.

(d) standards and criteria shall provide that erosion protection

structures that are proposed for construction or reconstruction shall

have a reasonable probability of controlling long-term erosion on the

immediate site for a period of at least thirty years and that a

long-term maintenance program is provided for such structures; however

such standards and criteria may allow for such protection structures to

be constructed of materials which by themselves have a working life of

less than thirty years, when the maintenance program assures that they

will be regularly maintained and replaced as necessary to attain the

required thirty years of erosion protection.

(e) restoration and stabilization standards for activities which are

to be undertaken in connection with activities or development to insure

that land areas are maintained and where necessary restored to minimize

erosion on the site or to other nearby lands.

4. The rules and regulations shall provide procedure pursuant to which

the strict application of their standards and criteria may be varied or

modified in cases where practical difficulty or unnecessary hardship is

shown, provided that in granting any such variance, the following

criteria are met:

(a) for any proposed activities and development where public funds are

utilized the public benefits clearly outweigh the long-range adverse

effects.

(b) no reasonable prudent alternative site is available.

(c) all responsible means and measures to mitigate adverse impacts on

natural systems in the area have been incorporated into the project

design and will be implemented at the developer's expense.

(d) the development will be reasonably safe from flood and erosion

damage.

(e) the variance provided will be the minimum necessary to overcome

the practical difficulty or unnecessary hardship which was the basis for

requesting such variance.

5. Notwithstanding section 34-0105 or 34-0106 of this article, in the

case of any department, bureau, commission, board or other agency of the

state, or any public benefit corporation, any member of which is

appointed by the governor, a permit shall be obtained from the

department pursuant to section 34-0109 of this article provided,

however, in cases where there is a local law or ordinance in effect the

commissioner shall make a finding prior to the issuance of the permit

that the conditions of such local law or ordinance have been met,

insofar as such conditions relate to the standards and criteria adopted

pursuant to section 34-0108 of this article.

§ 34-0109 — Administration; applications for permits

Administration; applications for permits.

1. Applicability. (a) Where the commissioner has, pursuant to

subdivision one of section 34-0107 of this article, issued regulations

which apply the minimum standards promulgated pursuant to section

34-0108 of this article to activities or development within any erosion

hazard area, any person proposing to undertake activities or development

subject to such regulations shall obtain a permit as provided in this

section.

(b) A proposed activity or development in an erosion hazard area shall

be deemed an action that is likely to require the preparation of an

environmental impact statement pursuant to subparagraph (i) of paragraph

(c) of subdivision two of section 8-0113 of this chapter.

2. Applications for permits. (a) An application for a permit shall be

submitted in such form and manner as the commissioner may prescribe, and

shall contain a detailed description of the proposed development which

is sufficient to enable the commissioner to make the findings and

determinations required by this section.

(b) Review by the commissioner of applications for permits pursuant to

this section shall be governed by the provisions of article seventy of

this chapter.

3. Decision. (a) No permit shall be granted pursuant to this section

unless the commissioner shall find that the proposed activity complies

with the minimum standards promulgated pursuant to section 34-0108 of

this article as such standards are applied to the affected erosion

hazard area by the regulations issued by the commissioner pursuant to

section 34-0107 of this article.

(b) In granting a permit, the commissioner may limit such permit or

impose reasonable conditions or limitations designed to carry out the

public policy set forth in this article. Upon a finding that the

applicant has a record of non-compliance with the terms and conditions

of permits, the commissioner may require a bond or other form of

financial security in amount and with surety and conditions satisfactory

to him to secure compliance with the terms, conditions and limitations

set forth in the permit. The commissioner may suspend or revoke a permit

if he finds that the applicant has not complied with any of the terms,

conditions or limitations set forth in the permit.

§ 34-0110 — Provision of technical assistance

Provision of technical assistance.

The commissioner shall encourage and assist affected local governments

in the preparation and implementation of erosion hazard area ordinances

and local laws. When an erosion hazard area has been identified pursuant

to section 34-0104 of this article, the commissioner shall provide to

the affected local governments whatever technical assistance may be

necessary to enable such local governments to prepare and adopt erosion

hazard area ordinances or local laws meeting the requirements of section

34-0105 of this article or section 34-0106 of this article, as the case

may be. Such efforts shall include, as may be necessary, maps, model

erosion hazard area regulations, and other information.

§ 34-0111 — Severability

Severability.

The provisions of this article shall be severable, and if any clause,

sentence, paragraph, subdivision or part of this article shall be

adjudged invalid by a court of competent jurisdiction, such order or

judgment shall be confined in its operation to the controversy in which

it was rendered, and shall not affect or invalidate the remainder of any

provision of any section or the application of any part thereof to any

other person or circumstance.

§ 34-0112 — Judicial review

Judicial review.

Any person aggrieved by an act, order, determination or decision of

the commissioner made pursuant to this article may seek judicial review

pursuant to article seventy-eight of the civil practice law and rules in

the supreme court for the county in which the erosion hazard area

affected is located.

§ 34-0113 — Applicability

Applicability.

The provisions of this article shall not apply to any activities or

development for which final approval shall have been obtained from the

local government or other authorities having jurisdiction over such

activities or development, if such final approval was obtained prior to

the date of approval of erosion hazard area regulations by the

commissioner pursuant to section 34-0105 or 34-0106 of this article, or

promulgation of such regulations pursuant to section 34-0107 of this

article. As used in this section, the term "final approval" shall mean:

1. in the case of subdivision of land, conditional or preliminary

approval of such plat pursuant to section two hundred seventy-six of the

town law, section 7-728 of the village law or section thirty-two of the

general city law; provided, however, that final plat approval is granted

within six months of preliminary plat approval.

2. in the case of a site plan not involving the subdivision of land,

approval by the appropriate body or office of a city, town or village of

the site plan.

3. in those cases not covered by subdivision one or two of this

section, the issuance of a building permit or other authorization for

the commencement of the activities or development for which such permit

or authorization was issued or in those local governments which do not

require such permits or authorizations, the actual commencement of the

activities or development.

ARTICLE 35 Detergents and Other Household Cleansing Products

§ 35-0101 — Scope of article

Scope of article.

By the enactment of this article the state fully exercises the

exclusive right to regulate and control the labelling and ingredients of

household cleansing products distributed, sold, offered, or exposed for

sale in this state, within the scope and limitations of this article.

The terms "regulation" and "control" include prohibitions or other

restrictions on the distribution, sale, offering or exposing for sale of

such products in this state. In order to assure statewide uniformity,

such regulation and control by any political subdivision of the state of

such products is prohibited after June 25, 1971 provided, however, that

any such regulation and control in effect on June 1, 1971 shall be

unaffected by this section.

§ 35-0103 — Definitions

Definitions.

The following terms, whenever used or referred to in this article,

shall have the following meaning unless a different meaning clearly

appears from the context:

1. "Household cleansing product" means any product, including but not

limited to soaps and detergents, containing a surfactant as a wetting or

dirt emulsifying agent and used primarily for domestic or commercial

cleaning purposes, including but not limited to, the cleansing of

fabrics, dishes, food utensils and household and commercial premises.

Household cleansing product shall not mean foods, drugs, cosmetics,

insecticides, fungicides and rodenticides or cleansing products used

primarily in industrial manufacturing, production and assembling

processes as provided by the commissioner by rule and regulation.

2. "Person" means any individual, partnership, firm or corporation.

3. "Phosphorus" means elemental phosphorus.

4. "Commercial establishment" means any premises used for the purpose

of carrying on or exercising any trade, business, profession, vocation,

or commercial or charitable activity, including but not limited to

laundries, hospitals, and food or restaurant establishments.

§ 35-0105 — Distribution and sale of household cleansing products; possession or use of household cleansing products containing phosphorus by commerc...

Distribution and sale of household cleansing products;

possession or use of household cleansing products

containing phosphorus by commercial establishments

restricted.

1. No person shall distribute, sell, offer or expose for sale in this

state any household cleansing product unless its wrapper or container

shall be plainly labeled as provided in this subdivision. The

commissioner may by rule or regulation exempt products shipped or

distributed in bulk from provisions of this subdivision. The wrapper or

container of every household cleansing product must list the weight of

each ingredient which the commissioner determines may affect adversely

human health or the environment, including but not limited to

phosphorus. Such listing shall be by percentage of total weight of such

product and by grams per recommended use, in descending order of

predominance. Labeling of ingredients shall be in accordance with the

nomenclature established by regulation of the commissioner. The

percentage by weight in the container and the weight in grams per

recommended use level of each ingredient shall be expressed to at least

two significant figures or as specified by the commissioner. Analyses to

determine actual composition shall be performed in accordance with rules

and regulations of the commissioner.

2. a. (1) No household cleansing product, except those used in

dishwashers, food and beverage processing equipment, and dairy

equipment, shall be distributed, sold, offered or exposed for sale in

this state which contains a phosphorus compound other than such trace

concentrations as may be authorized by the commissioner by regulation.

(2) No household cleansing product used in dishwashers shall be

distributed, sold, offered or exposed for sale in this state which

contains a phosphorus compound in excess of five-tenths percent by

weight expressed as phosphorus.

(3) No household cleansing product used in food and beverage

processing equipment and dairy equipment shall be distributed, sold,

offered or exposed for sale in this state which contains a phosphorus

compound in excess of eight and seven-tenths percent by weight expressed

as phosphorus.

b. No owner, occupant, or person in control of a commercial

establishment shall possess or use or authorize any other person by way

of service contract or other arrangement to possess or use in this state

any household cleansing product which contains a phosphorus compound in

excess of the amount allowed for such product under paragraph a of this

subdivision.

3. No person shall distribute, sell, offer or expose for sale in this

state any household cleansing product which does not comply with

regulations of the commissioner promulgated pursuant to subdivision 3 of

section 35-0107.

4. No household cleansing product shall be distributed, sold, offered

or exposed for sale in this state which contains 1,4-dioxane other than

such trace concentrations; such trace concentrations shall not exceed

two parts per million by December thirty-first, two thousand twenty-two;

and further, shall not exceed one part per million by December

thirty-first, two thousand twenty-three.

5. No later then May first, two thousand twenty-five, and every two

years thereafter, the department, in consultation with the department of

health, shall review such trace concentration thresholds and determine

whether such concentrations shall be lowered to better protect human

health and the environment.

6. A manufacturer of a household cleansing product, otherwise subject

to the requirements of subdivision four of this section, may apply to

the department for a one-year waiver from such requirements for a

specific household cleansing product, upon such proof that the

manufacturer has taken steps to reduce the presence of 1,4-dioxane in

that product and is unable to comply with the requirements of

subdivision four of this section. Thereafter, a manufacturer may apply

for one additional one-year waiver for such product, upon such the

satisfaction of such similar proof.

7. The department is authorized to promulgate such rules and

regulations as it shall deem necessary to implement the provisions of

this section, including rules and regulations with respect to any

allowable trace concentrations.

§ 35-0107 — Powers and duties of commissioner

Powers and duties of commissioner.

1. The commissioner is hereby authorized to promulgate regulations

requiring manufacturers of household cleansing products distributed,

sold or offered for sale in this state, to furnish to the commissioner

for the public record as herein provided information regarding such

products in a form prescribed by the commissioner including the nature

and extent of investigations and research performed by the manufacturer

concerning the effects of such products on human health and the

environment. These reports shall be available to the public at the

department of environmental conservation, except those portions the

manufacturer determines, subject to the approval of the commissioner,

would be, if disclosed, seriously prejudicial to the manufacturer's

legitimate interest in trade secrets and economics of operation.

2. No later than February 1, 1973 the commissioner shall prepare and

submit a comprehensive report to the governor and legislature on the

status of progress made in research and development to provide a safe

and effective substitute for phosphates in household cleansing products.

3. Whenever the commissioner finds, after investigation, that any

ingredient of household cleansing products distributed, sold, offered or

exposed for sale in this state, other than an ingredient for which

limitations are set forth in subdivision 2 of section 35-0105, will or

is likely to materially affect adversely human health or the

environment, he may, after public hearing, restrict or limit by

regulation the use of such ingredient in such products.

§ 35-0109 — Notice of public hearing held pursuant to this article; hearing procedure

Notice of public hearing held pursuant to this article;

hearing procedure.

1. Notice of public hearing shall be by publication in two newspapers

most likely to give notice to the people of this state of such hearings

at least once in each of three successive weeks, provided, however, that

notice of public hearing shall be given to the manufacturer or

manufacturers of such household cleansing products in writing, whenever

practicable or in such other form as in the commissioner's judgment will

reasonably notify such manufacturer of said hearing. Such hearing shall

not be conducted less than sixty days following the date of first

publication of notice of such hearing.

2. The commissioner may adopt other appropriate regulations

prescribing the procedures to be followed at such hearings.

ARTICLE 36 Participation In Flood Insurance Programs

§ 36-0101 — Declaration of findings

Declaration of findings.

The legislature finds and declares that:

1. It is in the interest of the people of this state to provide for

participation in the national flood insurance program as enacted by the

congress of the United States;

2. The essence of the national flood insurance program is the

regulation of land uses within areas identified by the director of the

federal emergency management agency as areas of special flood hazard.

Land use regulation is principally a matter of local concern; therefore,

local governments have the principal responsibility for enacting

appropriate land use regulations that will meet federal standards and

permit the sale of flood insurance in such communities;

3. Providing for the availability of flood insurance for all residents

of the state is the policy of the state; all local governments with land

use jurisdiction over any area of special flood hazard must comply with

all national flood insurance program requirements so that the residents

of such local communities may purchase flood insurance; and

4. All publicly owned facilities within any identified area of special

flood hazard must be in compliance with the national flood insurance

program requirements.

§ 36-0103 — Definitions

Definitions.

1. "Area of special flood hazard" means any area subject to a one

percent or greater chance of flooding in any given year as determined by

the federal emergency management agency.

2. "Local government with land use jurisdiction" means a city; a town

as to all areas within such town outside the limits of any village; and

a village.

3. "National flood insurance program" means that act of congress

codified as chapter fifty of title forty-two of the United States code,

all acts amendatory thereof and all regulations promulgated thereunder.

§ 36-0105 — Local responsibility

Local responsibility.

1. Every local government with land use jurisdiction over any area of

special flood hazard that was, prior to the effective date of this

article, a participant in the national flood insurance program shall

continue to maintain such participation in the national flood insurance

program.

2. Every local government with land use jurisdiction over any area of

special flood hazard that was not, prior to the effective date of this

article, directly participating in the national flood insurance program

but was relying on state administration of the minimum land use

regulations necessary to meet the requirements of the national flood

insurance program, must apply for and complete all requirements for

participation in the national flood insurance program.

3. Any local government that, after the effective date of this

article, is notified by the federal emergency management agency of the

existence of an area of special flood hazard within the bounds of such

local government shall promptly, within the time frames required by the

national flood insurance program, apply for and complete all

requirements for participation in the national flood insurance program.

4. Any local government that, prior to the effective date of this

article, was notified by the federal emergency management agency of the

existence within its bounds of an area of special flood hazard and that

has not qualified as of the effective date of this article for

participation in the national flood insurance program shall, within the

time frames required by the national flood insurance program, apply for

and complete all requirements for participation in the national flood

insurance program.

§ 36-0107 — Powers of local governments

Powers of local governments.

Notwithstanding any other law:

1. All local governments with land use jurisdiction over any area of

special flood hazard shall, and are authorized to, take any action

necessary to achieve and maintain participation in the national flood

insurance program.

2. Any local law or ordinance adopted for the purpose of qualifying a

local government as a participant in the national flood insurance

program shall apply to any construction or improvement undertaken within

any such local government by any county, city, town, village, school

district or public improvement district.

§ 36-0109 — Sanctions

Sanctions.

Any local government with land use jurisdiction that fails to qualify

for participation in the national flood insurance program, or that has

had its participation terminated by the federal emergency management

agency, faces sanctions under federal law including, in areas of special

flood hazard, ineligibility for flood disaster aid, ineligibility for

federally provided loans or federally guaranteed financing, including

residential and other mortgages granted by any banking institution that

is a member of the federal deposit insurance corporation or other

federal instrumentality. The state of New York will cooperate with the

federal government in the enforcement of these sanctions.

§ 36-0111 — Flood hazard evaluation of state facilities, lands and programs

Flood hazard evaluation of state facilities, lands and

programs.

1. State agencies shall take affirmative action to minimize flood

hazards and losses in connection with state-owned and state-financed

buildings, roads and other facilities, the disposition of state land and

properties, the administration of state and state-assisted planning

programs, and the preparation and administration of state building,

sanitary and other pertinent codes. Such action shall include, but not

be limited to, requirements for the evaluation and reduction of flood

hazards in the siting, planning, construction and maintenance of such

facilities and the administration of such programs; needed and

economically feasible flood-proofing and other protective measures of

existing state facilities; and appropriate flood hazard restrictions

binding upon purchasers and persons acquiring state lands and

properties, or interests therein, and their successors.

2. The commissioner shall assist state agencies in determining and

evaluating flood hazards and alternative protective measures, and shall

promulgate regulations, in consultation with the director of the budget,

to govern the review by the commissioner of potential flood hazards at

proposed construction sites of state, and state-financed facilities.

Such regulations shall ensure that reviews thereunder shall be

coordinated with those of appropriate environmental impact statements,

project notification and review systems, and state capital construction

funding requests.

3. The department, pursuant to designation by the governor, shall act

as the state coordinating agency for the national flood insurance

program in order to assist in its review of state agency activities and

to serve as a resource for local governments.

§ 36-0113 — Miscellaneous

Miscellaneous.

1. In order to assure the continued availability of flood insurance in

any community described in subdivision two or four of section 36-0105 of

this article while it completes the process of qualifying as a

participant in the national flood insurance program, the department is

authorized and directed to provide technical assistance necessary to

enable such local governments to assume their responsibilities in as

expeditious a manner as possible.

2. The commissioner shall review, and appropriately amend or repeal,

all regulations of the department relating to the implementation of the

former article thirty-six of the environmental conservation law which

was repealed by the same chapter of the laws of nineteen hundred

ninety-two that enacted this article thirty-six.

3. Nothing contained in this article shall be construed to affect the

validity of any local law or ordinance heretofore enacted by any local

government.

4. If any provision of this article or the application thereof to any

person or circumstances shall be adjudged invalid by a court of

competent jurisdiction, such order or judgment shall be confined in its

operation to the controversy in which it was rendered, and shall not

affect or invalidate the remainder of any provision of any section or

the application of any part thereof to any other person or circumstances

and to this end the provisions of this article are hereby declared to be

severable.

ARTICLE 37 Substances Hazardous or Acutely Hazardous to Public Health, Safety or the Environment

TITLE 1 Substances Hazardous to the Environment

§ 37-0101 — Definitions

Definitions.

As used in this article, unless the context requires otherwise:

1. "Oral LD (rat) toxicity" means a calculated dose of a substance

which is expected to cause the death of fifty percent of an experimental

rat population when administered orally.

2. "Inhalation LC (rat) toxicity" means a calculated concentration of

substance in air, exposure to which is expected to cause death of fifty

percent of an experimental rat population when inhaled.

3. "Dermal LD (rabbit) toxicity" means a calculated dose of a

substance which is expected to cause the death of fifty percent of an

experimental rabbit population when applied to the skin.

4. "Brominated flame retardants" refers generally to any product

containing a mixture of chemicals known as brominated diphenyl ether to

prevent, reduce or retard the risk of fire in electronic devices,

furniture, and textiles.

5. "Polybrominated diphenyl ether" (PBDE) is a mixture of brominated

diphenyl ethers, usually marketed as pentabromodiphenyl ether or

octabromodiphenyl ether, according to how many hydrogen atoms in the

diphenyloxide structure are replaced with bromine atoms.

6. "Process", as used in section 37-0111 of this title, shall not

include the processing of metallic recyclables containing

pentabrominated diphenyl ether or octabrominated diphenyl ether that is

conducted in compliance with all applicable federal, state, and local

laws.

7. "Perfluoroalkyl and polyfluoroalkyl substances" or "PFAS" shall

mean a class of fluorinated organic chemicals containing at least one

fully fluorinated carbon atom.

§ 37-0103 — Lists of substances hazardous or acutely hazardous to public health, safety or the environment

Lists of substances hazardous or acutely hazardous to public

health, safety or the environment.

1. No later than two years from the date on which this section as

hereby amended takes effect, the commissioner shall promulgate and

thereafter from time to time amend regulations consistent with the state

administrative procedure act which contain:

(a) A list of substances hazardous to the public health, safety or the

environment, as required by paragraph (b) of subdivision ten of section

71-2702 of this chapter, which meet the following criteria:

(i) because of their quantity, concentration, or physical, chemical or

infectious characteristics cause physical injury or illness when

improperly treated, stored, transported, disposed of, or otherwise

managed; or

(ii) pose a present or potential hazard to the environment when

improperly treated, stored, transported, disposed of, or otherwise

managed; or

(iii) because of their toxicity or concentration within biological

chains, present a demonstrated threat to biological life cycles when

released into the environment.

(b) A list of substances acutely hazardous to public health, safety or

the environment, as required by paragraph (b) of subdivision eleven of

section 71-2702 of this chapter, which meet the following criteria:

(i) A. have an oral LD (rat) toxicity of less than 50 milligrams per

kilogram; or

B. have an inhalation LC (rat) toxicity of less than 2 milligrams per

liter; or

C. have a dermal LD (rabbit) toxicity of less than 200 milligrams per

kilogram; or

(ii) cause or are capable of causing death, serious illness or serious

physical injury to any person or persons as a consequence of release

into the environment.

2. In promulgating a list pursuant to paragraph (a) of subdivision one

of this section, the commissioner shall include the following:

(a) substances whose manufacture, processing, contribution in

commerce, use, possession or disposal is banned, prohibited or limited

pursuant to the federal Toxic Substances Control Act (15 U.S.C. 2601 et

seq.) as of January 1, 2008, as amended from time to time;

(b) substances and pesticides whose use or possession is prohibited

pursuant to the federal Insecticide, Fungicide and Rodenticide Act (7

U.S.C. 135 et seq.) as of January 1, 2008, as amended from time to time;

and

(c) substances defined as hazardous substances pursuant to the federal

Comprehensive Environmental Response, Compensation and Liability Act (26

U.S.C. 4611 et seq.; 42 U.S.C. 9601 et seq.) as of January 1, 2008, as

amended from time to time.

§ 37-0105 — Rules and regulations

Rules and regulations.

The department is hereby authorized to promulgate rules and

regulations pertaining to the storage and release to the environment of

substances hazardous or acutely hazardous to public health, safety or

the environment. Such rules and regulations may require the users of

substances which may meet the criteria upon which the lists referred to

in paragraphs (a) and (b) of subdivision one of section 37-0103 of this

chapter are based to furnish to the department for the public record any

information regarding such substances which the said user may have, and

the nature and extent of research performed by said user concerning the

effects of such substances on human health and the environment. Prior to

promulgation of rules and regulations hereunder, public hearings shall

be held upon notice in two newspapers in the locality of said public

hearings, at least two times per week in each of three successive weeks.

Such hearings shall be conducted not less than sixty (60) days following

the date of last publication.

§ 37-0107 — Prohibition against storage or release

Prohibition against storage or release.

No person shall store or release to the environment substances

hazardous or acutely hazardous to public health, safety or the

environment in contravention of rules and regulations promulgated

pursuant hereto.

§ 37-0109 — Chromated copper arsenate pressure treated lumber; public facilities

Chromated copper arsenate pressure treated lumber; public

facilities.

1. The state, and any political subdivision thereof, school district,

board of cooperative educational services or public authority, and any

agency of any such entity shall be prohibited from constructing, any

structure on any playground owned or operated by such an entity, which

uses lumber which is pressure treated with chromated copper arsenate.

2. The state, and any political subdivision thereof, school district,

board of cooperative educational services or public authority, and any

agency of any such entity shall maintain and operate all (a) structures

constructed with lumber which is pressure treated with chromated copper

arsenate, which is on any playground owned or operated by such an

entity, or (b) picnic tables constructed with lumber which is pressure

treated with chromated copper arsenate, which is on any facility owned

or operated by such an entity, in such a manner as to minimize chromated

copper arsenate from leaching from such structure or picnic table. Every

such entity shall maintain the ground cover surrounding any such

structure or picnic table in a manner to minimize exposure to potential

chromated copper arsenate contamination.

3. The commissioner shall compile and publish information on the

dangers and hazards to public health and the environment of the use of

chromated copper arsenate pressure treated lumber. In addition, the

commissioner shall compile and publish a list of less toxic materials

which may be used as an alternative to the use of chromated copper

arsenate pressure treated lumber. The department shall also compile and

publish information on non-toxic methods and materials that are

available to adequately maintain playground structures and picnic tables

constructed with chromated copper arsenate pressure treated lumber in a

manner that minimizes chromated copper arsenate from leaching from such

structures and picnic tables. The department shall insure that the

information compiled and published pursuant to this subdivision is

widely disseminated to the general public.

§ 37-0111 — Prohibition against brominated flame retardants

Prohibition against brominated flame retardants.

1. Manufacture, process, or distribution of brominated flame

retardants. (a) No person shall manufacture, process or distribute in

commerce a product, or a flame-retardant part of a product, containing

more than one-tenth of one per centum of pentabrominated diphenyl ether

or octabrominated diphenyl ether, by mass.

(b) The commissioner may waive the provisions of this section in whole

or in part upon a finding by the commissioner, in consultation with the

commissioners of health and labor in a particular instance that there is

no significant threat to the public health.

2. Administration. (a) The commissioner is hereby authorized and

directed to prescribe such rules and regulations, including provisions

for maintenance of records relating to products, fabrics or related

materials, and for the labeling for a product, fabric or related

material, as may be necessary and proper for purposes of administration

and enforcement of this article.

(b) The commissioner is hereby empowered to order the recall of or

confiscation of consumer products offered for sale which do not meet the

standards set forth in or pursuant to this section.

(c) The commissioner may obtain from any person by regulation or

subpoena issued pursuant thereto such information in the form of

testimony, books, records, or other writings as is pertinent to the

findings or determinations which he or she is required or authorized to

make pursuant to this section.

All information reported to or otherwise obtained by the commissioner

or his or her representative pursuant to this section which information

contains or relates to a trade secret shall be considered confidential,

except that such information may be disclosed to other officers or

employees concerned with carrying out this section or when relevant in

any proceeding under this section.

3. Guaranty. (a) No person shall be subject to prosecution under this

section if such person: (1) establishes a guaranty received in good

faith signed by and containing the name and address of the person

residing in the United States by whom the product, fabric or related

material guaranteed was manufactured or from whom it was received, to

the effect that reasonable and representative tests showing that the

product, fabric or related material covered by the guaranty, or used in

the product, fabric or related material covered by the guaranty meets

the requirements of this section; and (2) has not, by further

processing, affected the flammability of the product, fabric or related

material covered by the guaranty which he or she received. Such guaranty

shall be either: (A) a separate guaranty specifically designating the

product, fabric or related material guaranteed, in which case it may be

on the invoice or other paper relating to such product, fabric or

related material; or (B) a continuing guaranty filed with the department

or with the federal trade commission applicable to any product, fabric

or related material handled by a guarantor, in such form as the

department or the federal trade commission by rules or regulations may

prescribe; or (C) a continuing guaranty given by seller to buyer

applicable to any product, fabric or related material sold or to be sold

to buyer by seller in a form as the department or the federal trade

commission by rules or regulations may prescribe.

(b) The furnishing with respect to any product, fabric or related

material, of a false guaranty, except by a person relying upon a

guaranty to the same effect received in good faith and signed by and

containing the name and address of the person residing in the United

States by whom the product, fabric or related material guaranteed was

manufactured or from whom it was received, with reason to believe the

product, fabric or related material falsely guaranteed may be

introduced, sold or transported in commerce, is unlawful.

4. Exclusions. (a) The provisions of this section shall not apply to

any common carrier, contract carrier or freight forwarder with respect

to a product, fabric or related material shipped or delivered for

shipment through the state for commerce in another state or country.

(b) As used in this section, "distribute in commerce" shall not

include the resale of products manufactured prior to January first, two

thousand six or replacement parts manufactured prior to January first,

two thousand six.

5. Violations. A violation of any provision of this section or any

rule or regulation of the commissioner promulgated hereunder is a

misdemeanor. Each product, fabric or related material made, sold or

exposed for sale, shall constitute a separate violation.

6. Severability. The provisions of this section shall be severable and

and if any portion thereof or the applicability thereof to any person or

circumstances shall be held to be invalid, the remainder of this title

and the application thereof shall not be affected thereby.

§ 37-0113 — Lead and mercury-added wheel weights; prohibited

Lead and mercury-added wheel weights; prohibited.

1. On and after April first, two thousand eleven any person replacing

or balancing a tire on a motor vehicle required to be registered under

article fourteen of title four of the vehicle and traffic law, shall not

use a wheel weight or other product for balancing motor vehicle wheels

if the weight or other balancing product contains more than 0.1 percent

lead by weight.

2. On and after April first, two thousand eleven, a person shall not

sell or offer to sell or distribute weights or other products for

balancing motor vehicle wheels if the weight or other balancing product

contains more than 0.1 percent lead by weight.

3. On and after April first, two thousand twelve, a person may not

sell a new motor vehicle that is equipped with a weight or other product

for balancing motor vehicle wheels if the weight or other balancing

product contains more than 0.1 percent lead by weight.

4. On or after April first, two thousand eighteen, any person

replacing or balancing a tire on a motor vehicle required to be

registered under article fourteen of title four of the vehicle and

traffic law, shall not use a wheel weight or other product for balancing

motor vehicle wheels if the weight or other balancing product contains

mercury that was intentionally added during the manufacture of the

product.

5. On and after April first, two thousand eighteen, a person shall not

sell or offer to sell or distribute weights or other products for

balancing motor vehicle wheels if the weight or other balancing product

contains mercury that was intentionally added during the manufacture of

the product.

6. For purposes of this section, the following terms shall have the

following meanings:

a. "New motor vehicle" means a motor vehicle that is required to be

registered under article fourteen of title four of the vehicle and

traffic law that has not been previously sold to any person except a

distributor, wholesaler or motor vehicle dealer for resale.

b. "Person" means any individual, firm, association, partnership,

corporation, organization, or joint venture.

§ 37-0115 — Lead-containing jewelry

Lead-containing jewelry.

For purposes of this section, the following terms shall have the

following definitions:

1. "Body piercing jewelry" means any part of jewelry that is

manufactured or sold for placement in a new piercing or a mucous

membrane, but does not include any part of that jewelry that is not

placed within a new piercing or a mucous membrane.

2. "Children" means children under the age of twelve.

3. "Children's jewelry" means jewelry that is made for, marketed for

use by, or marketed to, children and includes jewelry that meets any of

the following conditions:

(a) Represented in its packaging, display, or advertising, as

appropriate for use by children.

(b) Sold in conjunction with, attached to, or packaged together with

other products that are packaged, displayed, or advertised as

appropriate for use by children.

(c) Sized for children and not intended for use by adults.

(d) Sold in any of the following:

(1) A vending machine.

(2) Retail store, catalogue, or online web site, in which a person

exclusively offers for sale products that are packaged, displayed, or

advertised as appropriate for use by children.

(3) A discrete portion of a retail store, catalogue, or online web

site, in which a person offers for sale products that are packaged,

displayed, or advertised as appropriate for use by children.

4. "Jewelry" means any of the following ornaments worn by a person:

(a) ankle bracelet;

(b) arm cuff;

(c) bracelet;

(d) brooch;

(e) chain;

(f) crown;

(g) cuff link;

(h) hair accessory;

(i) earring;

(j) necklace;

(k) decorative pin;

(l) ring;

(m) body piercing jewelry;

(n) jewelry placed in the mouth for display or ornament;

(o) any charm, bead, chain, link, pendant, or other component of the

items listed in this definition;

(p) a charm, bead, chain, link, pendant, or other attachment to shoes

or clothing that can be removed and may be used as a component of an

item listed in this definition;

(q) a watch in which a timepiece is a component of an item listed in

this definition, excluding the timepiece itself if the timepiece can be

removed from the ornament.

5. Effective January first, two thousand twenty-one, no manufacturer

shall sell, or offer for sale, children's jewelry that contains a total

lead content in any component part of the item that is more than 0.004%

(40 parts per million) but less than 0.01% (100 parts per million) by

total weight or a lower standard for lead content as may be established

by federal or state law or rule unless that item bears a warning

statement that indicates that at least one component part of the item

contains lead.

The warning statement for children's jewelry shall contain at least

the following: "WARNING: CONTAINS LEAD. MAY BE HARMFUL IF EATEN OR

CHEWED. "

A manufacturer is in compliance if the warning statement is provided

on the children's jewelry or on the label on the immediate container of

the children's jewelry.

The warning statement requirement does not apply to any children's

jewelry:

(a) for which federal law governs warning in a manner that preempts

state authority;

(b) if the component parts of the children's jewelry containing lead

are inaccessible to a child through normal and reasonably foreseeable

use and abuse as defined by the United States Consumer Product Safety

Commission;

(c) if the component parts in question are exempt from third-party

testing as determined by the United States Consumer Product Safety

Commission; or

(d) to children's jewelry resold or offered for resale, or distributed

by consumers for consumer use.

§ 37-0117 — Prohibition of cosmetic products and personal care products containing 1,4-dioxane or mercury

Prohibition of cosmetic products and personal care products

containing 1,4-dioxane or mercury.

1. The term "cosmetic product" shall mean any article (a) intended to

be rubbed, sprinkled, or sprayed on, introduced into, or otherwise

applied to the human body or any part thereof for beautifying, promoting

attractiveness, or altering the appearance, and (b) intended for use as

a component of any such article. The term "cosmetic product" shall not

include any personal care product as defined in this section for which a

prescription is required for distribution or dispensation as provided in

section two hundred eighty-one of the public health law or section

sixty-eight hundred ten of the education law.

2. The term "personal care product" shall mean any product intended

for cleaning or cleansing any part of the body, such as the skin and

hair, and including but not limited to, hair shampoo, hair conditioner,

soap, bath gels and other bath products. The term "personal care

product" shall not include any product for which a prescription is

required for distribution or dispensation as provided in section two

hundred eighty-one of the public health law or section sixty-eight

hundred ten of the education law.

3. No person shall sell or offer for sale any cosmetic product

containing 1,4-dioxane, other than such trace concentrations, that

exceeds ten parts per million by December thirty-first, two thousand

twenty-two.

4. No person shall sell or offer for sale any personal care product

containing 1,4-dioxane, other than such trace concentrations, as

authorized by the commissioner, in consultation with the department of

health, by regulation; and further, such trace concentrations for

personal care products shall not exceed two parts per million by

December thirty-first, two thousand twenty-two and one part per million

by December thirty-first, two thousand twenty-three.

5. No later then May first, two thousand twenty-five, and every two

years thereafter, the department, in consultation with the department of

health, shall review such trace concentration thresholds and determine

whether such concentrations shall be lowered to better protect human

health and the environment.

6. The department is authorized to promulgate such rules and

regulations as it shall deem necessary to implement the provisions of

this section, including rules and regulations with respect to any

allowable trace concentrations.

7. A manufacturer of a cosmetic product or personal care product,

otherwise subject to the requirements of subdivisions three and four of

this section, may apply to the department for a one-year waiver from

such requirements for a specific cosmetic product or personal care

product, and upon such proof that the manufacturer has taken steps to

reduce the presence of 1,4-dioxane in that product and is unable to

comply with the requirements of subdivisions three and four of this

section. Thereafter, a manufacturer may apply for one additional

one-year waiver for such product, upon its satisfaction of such similar

proof.

8. No person shall sell or offer for sale any cosmetic product or

personal care product containing mercury, other than in trace amounts

identified by the department, in consultation with the department of

health, in regulations. Any such trace amounts shall be consistent with

the permissible concentrations of trace amounts allowed by the food and

drug administration as (a) unavoidable under conditions of good

manufacturing practice, or (b) necessary for use as a preservative in

the absence of an effective and safe nonmercurial preservative

substitute in cosmetic products intended for use only in the area of the

eye. For the purposes of this subdivision "mercury" shall mean elemental

mercury Hg, mercuric iodide, mercury oxide, mercurous chloride, ethyl

mercury, phenyl mercuric salts, ammoniated mercury, amide chloride of

mercury, mercury sulfide or cinnabaris, or mercury iodide.

§ 37-0119 — Prohibition against certain uses of trichloroethylene

* § 37-0119. Prohibition against certain uses of trichloroethylene.

1. No person shall use trichloroethylene as a vapor degreaser, an

intermediate chemical to produce other chemicals, a refrigerant, or an

extraction solvent or in any other manufacturing or industrial cleaning

process or use.

2. For purposes of this section:

(a) "Extraction solvent" means a solvent used to separate a specific

substance from a mixture.

(b) "Refrigerant" means a chemical that is used as a heat carrier in a

cooling mechanism and that changes from liquid to gas and back again in

the refrigeration cycle.

(c) "Trichloroethylene" means a chemical with the Chemical Registry

Abstract Services Number of 79-01-6.

(d) "Vapor degreaser" means a substance boiled to a vapor that

condenses onto metal parts, causing beading and dripping, and that

removes contaminants from the parts.

3. Severability. The provisions of this section shall be severable and

if any portion thereof or the applicability thereof to any person or

circumstance is held invalid, the remainder of this section and the

application thereof shall not be affected thereby.

* NB There are 2 § 37-0119's

§ 37-0121 — Prohibition against the use of perfluoroalkyl and polyfluoroalkyl substances in apparel and outdoor apparel for severe wet conditions

Prohibition against the use of perfluoroalkyl and

polyfluoroalkyl substances in apparel and outdoor apparel for severe wet

conditions.

1. After January first, two thousand twenty-five, no person shall sell

or offer for sale in this state any new, not previously used, apparel

containing perfluoroalkyl and polyfluoroalkyl substances as

intentionally added chemicals.

2. In addition to the provisions of subdivision one of this section,

one year after the department's adoption of the regulations required by

this subdivision, but no later than January first, two thousand

twenty-seven, no person shall sell or offer for sale in this state any

new, not previously used, apparel containing perfluoroalkyl and

polyfluoroalkyl substances at or above a level that the department shall

establish in regulation.

3. On or after January first, two thousand twenty-eight, no person

shall sell or offer for sale in this state any new, not previously used,

outdoor apparel for severe wet conditions containing perfluoroalkyl and

polyfluoroalkyl substances: (a) at or above a level that the department

shall establish in regulation, or (b) as intentionally added chemicals.

4. For the purposes of this section, the following terms shall have

the following meanings:

(a) "Intentionally added chemical" means a chemical in a product that

serves an intended function or technical effect in the product or

product component, including the PFAS within intentionally added

chemicals and PFAS that are intentional breakdown products of an added

chemical that also have a functional or technical effect in the product

or product component.

(b) "Apparel" means clothing items intended for regular wear or formal

occasions including, but not limited to, undergarments, shirts, pants,

skirts, dresses, overalls, bodysuits, vests, dancewear, suits, saris,

scarves, tops, leggings, leisurewear, formal wear, outdoor apparel,

onesies, bibs, and diapers. "Apparel" shall not include:

(i) professional uniforms that are worn to protect the wearer from

health or environmental hazards, including personal protective

equipment; or

(ii) outdoor apparel for severe wet conditions.

(c) "Outdoor apparel" means clothing items intended primarily for

outdoor activities, including but not limited to, hiking, camping,

skiing, climbing, bicycling, and fishing.

(d) "Outdoor apparel for severe wet conditions" means outdoor apparel

that are extreme and extended use products designed for outdoor sports

experts for applications that provide protection against extended

exposure to extreme rain conditions or against extended immersion in

water or wet conditions, such as from snow, in order to protect the

health and safety of the user and that are not marketed for general

consumer use.

(e) "Manufacturer" means a person, firm, association, partnership, or

corporation:

(i) that produces or whose brand name is affixed to apparel or outdoor

apparel for severe wet conditions; or

(ii) in the case of apparel or outdoor apparel for severe wet

conditions that was imported into the United States, "manufacturer"

means the importer or first domestic distributor of the apparel or

outdoor apparel for severe wet conditions if no person who is a

manufacturer within the meaning of subparagraph (i) of this paragraph

has a presence in the United States.

5. No person that sells or offers for sale any apparel or outdoor

apparel for severe wet conditions shall be held in violation of this

section if they can show that they relied in good faith on the written

assurance of the manufacturer that such apparel or outdoor apparel for

severe wet conditions meets the requirements of this section. Such

written assurance shall take the form of a certificate of compliance

stating that such apparel or outdoor apparel for severe wet conditions

is in compliance with the requirements of this section. The certificate

of compliance shall be signed by an authorized official of the

manufacturer.

6. In addition to any other applicable penalties, it shall be a

violation of this section to provide a certificate of compliance as

contemplated by subdivision five of this section when the applicable

apparel or outdoor apparel for severe wet conditions does not satisfy

the limitations on the presence of perfluoroalkyl and polyfluoroalkyl

substances set forth in subdivisions one, two and three of this section.

TITLE 2 Hazardous Packaging

§ 37-0201 — Legislative findings and intent

Legislative findings and intent.

The legislature finds and declares that:

1. The management of solid waste can pose a wide range of hazards to

public health and safety and to the environment; and

2. Packaging comprises a significant percentage of the overall solid

waste stream; and

3. The presence of heavy metals in packaging is a part of the total

concern in light of their likely presence in emissions or ash when

packaging is incinerated, or in leachate when packaging is landfilled;

and

4. Lead, mercury, cadmium and hexavalent chromium, on the basis of

available scientific and medical evidence, are of particular concern;

and

5. It is desirable as a first step in reducing the toxicity of

packaging waste to eliminate the addition of these heavy metals to

packaging; and

6. The intent of this title is to achieve this reduction in toxicity

without impeding or discouraging the expanded use of post-consumer

materials in the production of packaging and its components.

§ 37-0203 — Definitions

Definitions.

For the purposes of this title, the term:

1. "Distributor" shall mean any person, firm, association, partnership

or corporation, who or which imports or causes to be imported into the

state, any container, whether filled or unfilled, used to package

products.

2. "Manufacturer" shall mean a person, firm, association, partnership

or corporation, who or which makes containers to be used to package

products.

3. "Package" means a container providing a means of marketing,

protecting or handling a product and shall include a unit package, an

intermediate package and a shipping container. "Package" shall also mean

and include, but not be limited to, such unsealed receptacles as

carrying cases, crates, cups, pails, rigid foil and other trays,

wrappers and wrapping films, bags and tubs.

4. "Packaging component" means any individual assembled part of a

package such as, but not limited to, any interior or exterior blocking,

bracing, cushioning, weatherproofing, exterior strapping, coatings,

closures, inks and labels.

5. "Food packaging" means a package or packaging component that is

intended for direct food contact and is comprised, in substantial part,

of paper, paperboard, or other materials originally derived from plant

fibers.

6. "Perfluoroalkyl and polyfluoroalkyl substances" or "PFAS

substances" shall mean, for the purposes of food packaging, a class of

fluorinated organic chemicals containing at least one fully fluorinated

carbon atom.

§ 37-0205 — Prohibitions

Prohibitions.

1. No package or packaging component shall be offered for sale or for

promotional purposes by a manufacturer or distributor which includes in

the package itself, or in any packaging component, inks, dyes, pigments,

adhesives, stabilizers or any other additives to which lead, cadmium,

mercury or hexavalent chromium has been included as an element during

manufacture or distribution in excess of the concentration levels set

forth in subdivision three of this section.

2. No product shall be offered for sale or for promotional purposes by

a manufacturer or distributor in a package which includes, in the

package itself or in any of its packaging components, inks, dyes,

pigments, adhesives, stabilizers or any other additives to which lead,

cadmium, mercury or hexavalent chromium has been included as an element

during manufacture or distribution in excess of the concentration levels

set forth in subdivision three of this section.

3. The sum of the concentration levels of lead, cadmium, mercury or

hexavalent chromium present in any package or packaging component shall

not exceed the following prior to incineration:

600 parts per million by weight (0.06%), effective January 1, 1992

250 parts per million by weight (0.025%), effective January 1, 1993

100 parts per million by weight (0.01%), effective January 1, 1994.

§ 37-0207 — Exemptions

Exemptions.

All packaging and packaging components shall be subject to this title

except the following:

1. Those packages or packaging components which have been delivered to

a distributor or manufacturer prior to January 1, 1992; or those

packages or packaging components with a code indicating date of

manufacture that were manufactured prior to January 1, 1992; or

2. Those packages or packaging components to which lead, cadmium,

mercury or hexavalent chromium have been added in the manufacturing,

forming, printing or distribution process in order to comply with health

or safety requirements of federal law or for which there is no

practicable alternative, as determined by the commissioner, provided

that the manufacturer of a package or packaging component must petition

the department for any exemption from the provisions of this title for a

particular package or packaging component based on either criterion;

provided further that the department may grant a two year exemption if

warranted by the circumstances; and provided further that such an

exemption may upon meeting either criterion of this subdivision be

renewed for two years; or

3. Packages and packaging components that exceed the maximum levels

set forth in subdivision three of section 37-0205 of this title only

because of the addition of post-consumer materials, provided that the

exemption for this subdivision shall expire on January 1, 1996.

4. Until January first, nineteen hundred ninety-four, any glass

container that is intended for reuse or refilling that uses pigments in

or on the container that exceed the maximum levels set forth in

subdivision three of section 37-0205 of this title.

§ 37-0209 — Prohibition on the use of perfluoroalkyl and polyfluoroalkyl substances in food packaging

Prohibition on the use of perfluoroalkyl and polyfluoroalkyl

substances in food packaging.

1. No person shall distribute, sell or offer for sale in this state

food packaging containing perfluoroalkyl and polyfluoroalkyl (PFAS)

substances as intentionally added chemicals.

2. For purposes of this section, "intentionally added chemical" shall

have the same meaning as subdivision eleven of section 37-0901 of this

article.

§ 37-0211 — Violations

Violations.

1. A violation of any of the provisions of this title or any rule or

regulation promulgated pursuant thereto shall be punishable in the case

of a first violation, by a civil penalty not to exceed ten thousand

dollars. In the case of a second and any further violation, the

liability shall be for a civil penalty not to exceed twenty-five

thousand dollars for each violation.

2. No manufacturer or distributor of a product shall be held in

violation of this title who can show that, in the purchase of a package

or packaging component, he or she relied in good faith on the written

assurance of the manufacturer of such packaging or packaging component

that such packaging or packaging component met the requirements of this

title. Such written assurance shall take the form of a certificate of

compliance stating that a package or packaging component is in

compliance with the requirements of this title, provided however, where

compliance is achieved under an exemption provided in subdivision two or

three of section 37-0207 of this title, the certificate shall state the

specific basis upon which the exemption is claimed. The certificate of

compliance shall be signed by an authorized official of the

manufacturing or distributing company.

§ 37-0213 — Reports

Reports.

The department shall include a report on the effectiveness of this

title as part of its annual solid waste management plan as required by

section 27-0103 of this chapter. The report shall contain a review of

other toxic substances contained in packaging and recommend additions to

the list of hazardous ingredients set forth in this title in order to

further reduce the toxicity of packaging waste, and shall contain a

recommendation whether to continue the recycling exemption as it is

provided for in subdivision three of section 37-0207 of this title, and

a description of the nature of the substitutes used in lieu of the lead,

mercury, cadmium, or hexavalent chromium. The department may include

recommendations of the source reduction council of the conference of

North-Eastern governors in the report. Recommendations made by the

department to eliminate toxic substances contained in packaging shall

include a determination of whether the ingredient presents or will

present an unreasonable risk to health or the environment, based upon a

recognized risk assessment protocol and taking into account the

magnitude and severity of the harm against the benefits of the substance

or mixture to society as well as the availability of substitutes for the

substance or mixture and other adverse effects which such proposed

action to eliminate such ingredient may have on society.

§ 37-0215 — Rules and regulations

Rules and regulations.

The commissioner shall have the power to adopt such rules and

regulations to provide for the effective application and enforcement of

this title. The commissioner, to the extent practicable and appropriate,

shall utilize the standards designated by the American Society for

Testing and Materials in determining "unit packaging", "intermediate

packages" and "shipping containers".

TITLE 3 Government Agency Reporting of Toxic Chemical Releases

§ 37-0301 — Definitions

Definitions.

As used in this title, the following terms shall have the following

meanings:

1. "Facility" means all buildings, equipment, structures, and other

stationary items located on a single site or adjacent sites and owned or

operated by the same person (or by any person who controls, is

controlled by, or is under common control with, such person).

2. "State agency" means:

(a) each state department;

(b) division of military and naval affairs, division of state police,

division of housing and community renewal, division for youth, office of

general services, office of parks, recreation and historic preservation,

and state university of New York;

(c) any division, board, commission, office, or bureau of any state

department which is required to obtain a permit issued by the department

or which undertakes an activity for which it must register with the

department; and

(d) dormitory authority of the state of New York, facilities

development corporation, metropolitan transportation authority

(including the operations of all of its operating units), New York state

energy research and development authority, New York state environmental

facilities corporation, New York state olympic regional development

authority, New York state thruway authority, New York state urban

development corporation, port authority of New York and New Jersey, and

power authority of the state of New York.

3. The term "manufacture" means to produce, prepare, import, or

compound a toxic chemical.

4. The term "process" means the preparation of a toxic chemical, after

its manufacture, for distribution in commerce in the same form or

physical state as, or in a different form or physical state from, that

in which it was received by the person so preparing such chemical, or as

part of an article containing the toxic chemical.

5. The term "release" means any spilling, leaking, pumping, pouring,

emitting, emptying, discharging, injecting, escaping, leaching, dumping,

or disposing into the environment (including the abandonment or

discarding of barrels, containers, and other closed receptacles) of any

hazardous chemical, extremely hazardous substance, or toxic chemical.

6. The term "toxic chemical" means a substance on the list described

in 42 U.S.C. § 11023(c).

§ 37-0303 — Applicability

Applicability.

The provisions of this title shall apply to every facility owned by,

or operated on behalf of, a state agency that manufactures or processes

greater than twelve thousand five hundred pounds per year of a toxic

chemical, or otherwise uses greater than five thousand pounds per year

of a toxic chemical.

§ 37-0305 — Toxic chemical release form

Toxic chemical release form.

1. The owner or operator of each facility subject to the requirements

of this title shall complete a toxic chemical release form as published

pursuant to subsection (g) of 42 U.S.C. § 11023, as amended and

subsections (a) and (b) of 42 U.S.C. § 13106, as amended for each toxic

chemical listed pursuant to subsection (c) of 42 U.S.C. § 11023, as

amended that was manufactured or processed in quantities greater than

twelve thousand five hundred pounds per year, or otherwise used in

quantities greater than five thousand pounds per year at each facility

during the preceding calendar year. Such form shall be submitted to the

commissioner on or before July first, nineteen hundred ninety-six and

thereafter on or before July first and shall contain data reflecting

releases during the preceding calendar year.

2. The commissioner may require that submittal be on diskette or other

compatible electronic media.

3. A facility specified in section 37-0303 of this title is exempt

from the reporting requirement set forth in subdivision one of this

section if the owner or operator of the facility certifies in writing to

the commissioner that no toxic chemical is manufactured or processed in

quantities greater than twelve thousand five hundred pounds per year, or

otherwise used in quantities greater than five thousand pounds per year

at the facility. The certification must be submitted to the commissioner

by the first applicable reporting date set forth in subdivision one of

this section. Such facility is exempt from further reporting unless a

toxic chemical is manufactured or processed in quantities exceeding

twelve thousand five hundred pounds per year, or otherwise used in

quantities exceeding five thousand pounds per year at the facility. The

commissioner may request, from the owner or operator, documentation to

support a claim that a facility qualified for this exemption.

§ 37-0307 — Availability of information

Availability of information.

1. The release forms required under this title are intended to provide

information to government agencies and the public, including citizens of

communities surrounding covered facilities. The release form shall be

available to inform persons about releases of toxic chemicals to the

environment; to assist government agencies, researchers, and other

persons in the conduct of research and data gathering; to aid in the

development of appropriate regulations, guidelines, and standards; and

for similar purposes. Each release form shall be printed out upon

request and made available during normal working hours to the general

public at the main office of the department and at the regional office

that encompasses the region in which the facility is located.

2. The commissioner shall maintain in a computer data base a toxic

chemical inventory based on data submitted to the commissioner pursuant

to this title. Such data shall be made available upon request as a

printout and diskette, as per request.

3. By December thirty-first of each year, the commissioner shall issue

a written report that shall be available at no charge to the public in

which the information compiled pursuant to this title is summarized for

each facility subject to the provisions of this title.

TITLE 5 Bisphenol a

§ 37-0501 — Short title

Short title.

This title shall be known and may be cited as the "bisphenol A-free

children and babies act".

§ 37-0503 — Definitions

Definitions.

As used in this title, "child care product" means all pacifiers and

unfilled beverage containers to be used by children under three years

old for the consumption of liquids including pacifiers, baby bottles,

baby bottle liners and cups, cup lids, straws and sippy cups.

§ 37-0505 — Child care products

Child care products.

1. Beginning December first, two thousand ten, no person, firm,

partnership, association, limited liability company or corporation shall

sell or offer for sale any child care product intended for use by a

child three years of age or younger containing bisphenol A.

2. The provisions of this section shall not apply to the sale or

distribution of child care products resold or offered for resale, or

distributed by consumers for consumer use.

§ 37-0507 — Product labeling

Product labeling.

The commissioner may authorize product labeling of products that do

not contain bisphenol A. The label on such products may prominently

state "Bisphenol A Free" or "BPA-Free" to inform consumers that the

product does not contain the chemical bisphenol A.

§ 37-0509 — Preemption

Preemption.

Jurisdiction in all matters pertaining to bisphenol A which are

regulated pursuant to the provisions of this title shall be vested

exclusively in the state.

§ 37-0511 — Rules and regulations

Rules and regulations.

The department is authorized to promulgate such rules and regulations

as it shall deem necessary to implement the provisions of this title.

TITLE 7 Tris

§ 37-0701 — Short title

Short title.

This title shall be known and may be cited as the "TRIS-free children

and babies act".

§ 37-0703 — Definitions

Definitions.

As used in this title:

1. "Child care product" means a consumer product intended for use by

children under three years of age, such as baby products, toys, car

seats, nursing pillows, crib mattresses, and strollers.

2. "TRIS" shall include TCEP (TRIS (2-chloroethyl) phosphate) and

TDCPP (TRIS (1,3-dichloro-2-propyl) phosphate).

§ 37-0705 — Child care products

Child care products.

1. Beginning December first, two thousand thirteen, no person, firm,

partnership, association, limited liability company or corporation shall

sell or offer for sale any child care product intended for use by a

child three years of age or younger containing TRIS.

2. The provisions of this section shall not apply to the sale or

distribution of child care products resold or offered for resale, or

distributed by consumers for consumer use.

§ 37-0707 — Preemption

Preemption.

Jurisdiction in all matters pertaining to TRIS which are regulated

pursuant to the provisions of this title shall be vested exclusively in

the state.

§ 37-0709 — Rules and regulations

Rules and regulations.

The department is authorized to promulgate such rules and regulations

as it shall deem necessary to implement the provisions of this title.

TITLE 9 Toxic Chemicals In Children's Products

§ 37-0901 — Definitions

Definitions.

As used in this title, unless the context otherwise indicates, the

following terms have the following meanings.

1. "Children's apparel" means any item of clothing that consists of

fabric or related material intended or promoted for use in children's

clothing. Children's apparel does not mean protective equipment designed

to prevent injury, including, but not limited to, bicycle helmets,

athletic supporters, knee pads or elbow pads.

2. "Chemical" means a substance with a distinct molecular composition

or a group of structurally related substances and includes the breakdown

products of the substance or substances that form through decomposition,

degradation or metabolism.

3. " Chemical of concern" means a chemical identified by the

department by rule pursuant to subdivision one of section 37-0905 of

this title.

4. "Children" means a person or persons aged twelve and under.

5. "Children's product" means a consumer product primarily intended

for, made for or marketed for use by children, such as baby products,

toys, car seats, school supplies, personal care products as defined in

section 37-0117 of this article, a product designed or intended by the

manufacturer to help a child with sucking or teething, to facilitate

sleep, relaxation, or the feeding of a child, and children's novelty

products, children's jewelry as defined in section 37-0115 of this

article, children's bedding, furniture, furnishings, and apparel.

"Children's product" does not include (a) batteries; (b) consumer

electronic products and their component parts including but not limited

to personal computers, audio and video equipment, calculators, wireless

phones, game consoles, video toys that can be connected to a video

screen and are operated at a nominal voltage exceeding twenty-four volts

and handheld devices incorporating a video screen, used to access

interactive software and their associated peripherals, accessories and

peripherals to children's electronic products including plugs, keyboards

and headphones, interactive software, intended for leisure and

entertainment, such as computer games, and their storage media, such as

compact disks; or (c) sporting equipment including bicycles and

tricycles, skis, snow boards, sleds, and roller skates; and hunting and

fishing equipment or components thereof; (d) science kits including

chemistry sets and model rockets; (e) toy engines and sets of darts with

metallic points; (f) motor vehicles or their component parts, watercraft

or their component parts, all-terrain vehicles or their component parts,

or off-highway motorcycles or their component parts.

6. "Consumer product" means any product that is regularly used or

purchased to be used for personal, family or household purposes.

Consumer product shall not mean: (a) a food or beverage or an additive

to a food or beverage regulated by the United States Food and Drug

Administration; or (b) a drug, biologic or medical device regulated by

the United States Food and Drug Administration.

7. "Distributor" means a person who sells children's products to

retail establishments on a wholesale basis.

8. "Manufacturer" means any person who currently manufactures a

children's product or whose brand name is affixed to the children's

product. In the case of a children's product that was imported into the

United States, "manufacturer" includes the importer or first domestic

distributor of the children's product if the person who currently

manufactures or assembles the children's product or whose brand name is

affixed to the children's product does not have a presence in the United

States.

9. "Practical quantification limit" means the lowest level that can be

reliably achieved within specified limits of precision and accuracy

during routine laboratory operating conditions.

10. "High-priority chemical" means (a) a chemical designated pursuant

to paragraph (a) of subdivision two of section 37-0905 of this title;

and

(b) a chemical adopted by the department pursuant to paragraph (b) of

subdivision two of section 37-0905 of this title.

11. "Intentionally added chemical" means a chemical in a product that

serves an intended function in the product component.

12. "Toy" means a product designed or intended by the manufacturer to

be used by children at play.

13. "Trace contaminant" means a trace amount of a chemical or

chemicals that is incidental to manufacturing, including an unintended

by-product of chemical reactions during the manufacture of the

children's product, a trace impurity in feed-stock, an incompletely

reacted chemical mixture, or a degradation product.

14. "Very persistent" means having a half-life greater than or equal

to one of the following: (a) a half-life in soil or sediment of greater

than one hundred eighty days; (b) a half-life greater than or equal to

sixty days in water or evidence of long-range transport.

15. "Very bioaccumulative" means having a bioconcentration factor or

bioaccumulation factor greater than or equal to five thousand, or if

neither are available, having a log Kow greater than 5.0.

§ 37-0903 — Applicability

Applicability.

1. New children's products. The provisions of this title shall apply

to chemicals of concern and high-priority chemicals in children's

products sold or distributed as new and does not apply to used

children's products that are sold or distributed for free at secondhand

stores, yard sales, on the internet or donated to charities.

2. Exceptions. (a) The requirements of this title shall not apply to

high priority chemicals used in or for industry or manufacturing,

including chemicals processed or otherwise used in or for industrial or

manufacturing processes and not included in the final product.

(b) Combustion. The requirements of this title shall not apply to

high-priority chemicals generated solely as combustion by-products or

that are present in combustible fuels.

(c) Small business exception. The requirements of this title shall not

apply to children's product manufacturers that employ five persons or

fewer and are independently owned and operated.

(d) Retailers. A retailer is exempt from the requirements of this

title unless that retailer knowingly sells a children's product

containing a high-priority chemical after the effective date of its

prohibition for which that retailer has received notification pursuant

to section 37-0913 of this title.

§ 37-0905 — Chemicals of concern and high-priority chemicals

Chemicals of concern and high-priority chemicals.

1. Chemicals of concern.

(a) Within two years of the effective date of this title, the

department, in consultation with the department of health, shall

promulgate a list of chemicals of concern. A chemical may be listed as a

chemical of concern if it has been identified by a government entity

and/or identified on the basis of credible scientific evidence as being:

(i) a carcinogen, reproductive or developmental toxicant,

neurotoxicant, asthmagen, or endocrine disruptor;

(ii) persistent, bioaccumulative and toxic; or

(iii) very persistent and very bioaccumulative.

(b) The department shall review lists codified or promulgated in other

states as chemicals of concern to determine if such chemicals meet the

criteria of paragraph (a) of this subdivision. The department at a

minimum shall consider:

(i) 1,1,2,2-Tetrachloroethane (CAS 79-34-5)

(ii) 1,1,3,3-Tetramethyl-4-butylphenol; 4-tert-octylphenol (CAS

140-66-9)

(iii) 1,4-Dioxane (CAS 123-91-1)

(iv) 2,2',3,3',4,4',5,5',6,6'-Decabromodiphenyl ether; BDE-209 (CAS

1163-19-5)

(v) 2,4-Diaminotoluene (CAS 95-80-7)

(vi) 2-Aminotoluene (CAS 95-53-4)

(vii) 2-Ethylhexanoic acid (CAS 149-57-5)

(viii) 2-Ethyl-hexyl-2, 3, 4, 5 tetrabromobenzoate (TBB) (CAS

183658-27-7)

(ix) 2-Ethyl-hexyl-4-methoxycinnamate (CAS 5466-77-3)

(x) 2-Methoxyethanol (CAS 109-86-4)

(xi) 3,3'-Dimethylbenzidine and dyes metabolized to

3,3'-Dimethylbenzidine (CAS 119-93-7)

(xii) 4-Nonylphenol; 4-NP and its isomer mixtures including CAS

84852-15-3 and CAS 25154-52-3 (CAS 104-40-5)

(xiii) Acetaldehyde (CAS 75-07-0)

(xiv) Acrylonitrile (CAS 107-13-1)

(xv) Aniline (CAS 62-53-3)

(xvi) Antimony & antimony compounds (CAS 7440-36-0)

(xvii) Arsenic & arsenic compounds (CAS 7440-38-2) including arsenic

trioxide & dimethyl arsenic (CAS 75-60-5)

(xviii) Asbestos (CAS 1332-21-4)

(xix) Benzene (CAS 71-43-2)

(xx) Benzene, pentachloro (CAS 608-93-5)

(xxi) Benzophenone-2 (BP-2); 2,2',4,4'-tetrahydroxybenzophenone (CAS

131-55-5)

(xxii) Bis(2-ethylhexyl) tetrabromophtalate (TBPH) (CAS 26040-51-7)

(xxiii) Bis(chloromethyl) propane-1-3-diyltetrakis-(2-chloroethyl)

bis(phosphate)(V6)(CAS 38051-10-4)

(xxiv) Bisphenol A (CAS 80-05-7)

(xxv) Bisphenol F (CAS 620-92-8)

(xxvi) Bisphenol S (CAS 80-09-1)

(xxvii) Butyl benzyl phthalate (BBP) (CAS 85-68-7)

(xxviii) Butylated Hydroxyanisole; (BHA) (CAS 25013-16-5)

(xxix) C.I. solvent yellow 14 (CAS 842-07-9)

(xxx) Cadmium & cadmium compounds (CAS 7440-43-9)

(xxxi) Carbon disulfide (CAS 75-15-0)

(xxxii) Chlorinated paraffins (CAS 108171-26-2)

(xxxiii) Cobalt & cobalt compounds (CAS 7440-48-4)

(xxxiv) Decabromodiphenyl ethane (DBPE) (CAS 84852-53-9)

(xxxv) Di-2-ethylhexyl phthalate (CAS 117-81-7)

(xxxvi) Di-(2-methoxyethyl) phthalate (DMEP) (CAS 117-82-8)

(xxxvii) Dicyclohexyl phthalate (DCHP) (CAS 84-61-7)

(xxxviii) Diethyl phthalate (CAS 84-66-2)

(xxxix) Diisobutyl phthalate (DIBP) (CAS 84-69-5)

(xl) Di-n-hexyl phthalate (CAS 84-75-3)

(xli) Di-n-octyl phthalate (DNOP) (CAS 117-84-0)

(xlii) Dipentyl phthalate (DPP) (CAS 131-18-0)

(xliii) Ethylene glycol (CAS 107-21-1)

(xliv) Ethylene glycol monoethyl ester (CAS 110-80-5)

(xlv) Ethyl hexyl d-phenol phosphate (EHDPP) (CAS 1241-94-7)

(xlvi) Formaldehyde (CAS 50-0-0)

(xlvii) Hexabromocyclododecane (HBCD) (CAS 25637-99-4)

(xlviii) Hexachlorobenzene (CAS 118-74-1)

(xlix) Hexachlorobutadiene (CAS 87-68-3)

(l) Isopropylated triphenyl phosphate (IPTPP) (CAS 68437-41-7)

(li) Mercury & mercury compounds (CAS 7439-97-6) including methyl

mercury (CAS 22967-92-6)

(lii) Methyl ethyl ketone (CAS 78-93-3)

(liii) Methyl paraben (CAS 99-76-3)

(liv) Methylene chloride (CAS 75-09-2)

(lv) N-methylpyrrolidone (CAS 872-50-4)

(lvi) Nickel and nickel compounds (CAS N/A)

(lvii) N-nitrosodimethylamine (CAS 62-75-9)

(lviii) N-nitrosodiphenylamine (CAS 86-30-6)

(lvix) Perchloroethylene (CAS 127-18-4)

(lx) Perfluorooctanoic acid (PFOA & related substances) (CAS 335-67-1)

(lxi) Perfluorooctanyl sulphonic acid and its salts (PFOS) (CAS

1763-23-1)

(lxii) Phenol (CAS 108-95-2)

(lxiii) Phenol, 4-octyl- (CAS 1806-26-4)

(lxiv) P-hydroxybenzoic acid (CAS 99-96-7)

(lxv) Propyl paraben (CAS 94-13-3)

(lxvi) Styrene (CAS 100-42-5)

(lxvii) Tetrabromobisphenol A (CAS 79-94-7)

(lxviii)Tetrachloroethene (CAS 127-18-4)

(lxix) Toluene (CAS 108-88-3)

(lxx) Tricresyl phosphate (TCP) (CAS 1330-78-5)

(lxxi) Tri-n-butyl phosphate (TNBP) (CAS 126-73-8)

(lxxii) Triphenyl phosphate (TPP) (CAS 115-86-6)

(lxxiii) Tris(1-chloro-2-propyl) phosphate (TCPP) (CAS 13674-84-5)

(lxxiv) Tris(2-chloroethyl) phosphate (CAS 115-96-8)

(lxxv) Tris(2,3-dibromopropylphosphate) (CAS 126-72-7)

(lxxvi) Vinyl chloride (CAS 75-01-4)

(lxxvii) Organohalogen flame retardants

(c) The department, in consultation with the department of health,

shall periodically review the list of chemicals of concern and may

through regulation add or remove a chemical from the list on the basis

of credible scientific evidence. The department may remove a chemical

from the list of chemicals of concern if, upon review, it determines on

the basis of credible scientific evidence that such chemical no longer

meets the criteria for listing under paragraph (a) of this subdivision.

2. High-priority chemicals. (a) The following chemicals are designated

high priority chemicals for purposes of this title:

(i) Tris (1, 3 dichloro-2-propyl) phosphate (CAS 13674-87-8)

(ii) Benzene (CAS 71-43-2)

(iii) Mercury and mercury compounds, including methyl mercury (CAS

7439-97-6)

(iv) Asbestos (CAS 1332-21-4)

(v) Arsenic and arsenic compounds (CAS 7440-38-2) including arsenic

trioxide (CASRN 1327-53-3) and dimethyl arsenic (CASRN 75-60-5)

(vi) Cadmium (CAS 7440-43-9) (other than toy coatings)

(vii) Organohalogen flame retardants in upholstered bedding or

furniture

(b) The department shall periodically review the list of high priority

chemicals and may by rule add to the list of high-priority chemicals if

the criteria of paragraph (a) of subdivision one of this section are met

and the chemical is present in a children's product and meets any of the

following criteria:

(i) The chemical or its metabolites have been found through

biomonitoring to be present in humans;

(ii) The chemical has been found through sampling and analysis to be

present in household dust, indoor air, drinking water or elsewhere in

the home environment;

(iii) The chemical has been found through monitoring to be present in

fish, wildlife or the natural environment; or

(iv) The sale or use of the chemical or a children's product

containing the chemical has been banned in another state or states

within the United States because of the health effects of such chemical

or the children's product safety council established pursuant to section

37-0911 of this title has recommended the chemical be listed as a

high-priority chemical. The department shall, as part of its periodic

review, consider whether the sale or use of a chemical or a children's

product containing the chemical has been banned in another state or

within the United States because of the health effects of such chemical.

(c) The department, in consultation with the department of health, may

remove a chemical from the list of high priority chemicals if it

determines on the basis of credible scientific evidence that such

chemical no longer meets the criteria of paragraph (b) of this

subdivision.

§ 37-0907 — Reporting on the use of chemicals

Reporting on the use of chemicals.

1. Reporting of chemical use. No later than twelve months after a

chemical of concern or high-priority chemical appears on the lists

promulgated pursuant to section 37-0905 of this title, every

manufacturer who offers a children's product for sale or distribution in

this state that contains a chemical of concern or a high-priority

chemical shall report such chemical use at or above practical

quantification limits to the department, provided however, that the

department may, through regulation, establish an alternative threshold

for the reporting of trace contaminants.

(a) This report must at a minimum identify the children's product, the

high-priority chemical or chemicals of concern contained in the

children's product and the intended purpose of such chemicals. The

department may also require reporting of the following information:

(i) the amount of such chemical in the children's product; or

(ii) information on the likelihood that the chemical will be released

from the children's product to the environment during the product's life

cycle and the extent to which users of the product are likely to be

exposed to the chemical.

(b) The department is authorized to direct submission of such report

to the interstate chemicals clearinghouse and may otherwise provide for

reciprocal data sharing with other states which require reporting of the

same information.

2. Waiver of reporting. Upon application by a manufacturer, the

commissioner may waive all or part of the reporting requirements under

subdivision one of this section for one or more specified uses of a

high-priority chemical. In making such determination, the commissioner

may consider: (a) if substantially equivalent information is already

publicly available or that the information is not needed for the

purposes of this chapter, (b) similar waivers granted by other states,

and (c) whether the specified use or uses are minor in volume.

3. Fees. The manufacturer shall pay a fee upon submission of a report

of chemical use pursuant to subdivision one of this section or a waiver

request pursuant to subdivision two of this section to cover the

department's reasonable costs in the administration and enforcement of

this title. Exclusive of fines and penalties, the state shall only

recover its actual cost of administration and enforcement.

§ 37-0909 — Sales prohibition

Sales prohibition.

1. Effective January first, two thousand twenty-three, no person shall

distribute, sell or offer for sale in this state a children's product in

which tris (1, 3 dichloro-2-propyl) phosphate (CAS 13674-87-8), benzene

(CAS 71-43-2),, or asbestos (CAS 1332-21-4) is intentionally added.

This provision shall not apply: (a) to a children's product solely based

on its containing an enclosed battery or enclosed electronic components;

(b) where state regulation of children's products is preempted by

federal law; (c) where the chemical is present as a trace contaminant;

or (d) to an inaccessible component of a children's product that during

reasonable, foreseeable use and abuse of the product would not come into

direct contact with a child's skin or mouth, as determined by the

department. The commissioner may exempt a children's product from this

prohibition if, in the commissioner's judgment, the lack of availability

of the children's product could pose an unreasonable risk to public

health, safety or welfare.

2. (a) To the extent allowed by federal law, the department may, by

regulation, prohibit the distribution, sale, or offer for sale in this

state of a children's product that contains a chemical added to the

high-priority chemicals list pursuant to section 37-0905 of this title,

or a chemical recommended for prohibition by the children's product

safety council pursuant to paragraph (b) of subdivision five of section

37-0911 of this title.

(b) In developing rules to prohibit a chemical pursuant to this

subdivision, the department shall rely on credible scientific evidence

and consider information relevant to the hazards based on the

quantitative extent of potential exposures to the chemical under its

intended or reasonably anticipated conditions of use.

§ 37-0911 — Children's product safety council; established

Children's product safety council; established. 1. There

shall be established, within the department, the children's product

safety council. Such council shall be composed of ten members as

follows:

(a) the commissioner, or the commissioner's designee, who shall be the

chair of the council;

(b) the commissioner of health or his or her designee;

(c) a designee of the commissioner with expertise in epidemiology,

toxicology or health risk assessment;

(d) a designee of the commissioner of health with expertise in

epidemiology, toxicology or health risk assessment; and

(e) six members appointed by the governor, two of whom shall be

recommended by the temporary president of the senate, and two by the

speaker of the assembly.

2. (a) Of the four members appointed to the children's product safety

council and recommended by the temporary president of the senate and the

speaker of the assembly, the temporary president of the senate and the

speaker of the assembly shall each recommend:

(i) one member who has expertise in pediatrics; and

(ii) one member who has a background or expertise in toxicology or

health risk assessment.

(b) Of the two additional members appointed to the children's product

safety council, the governor shall appoint members who have a background

in environmental health and safety, risk assessment or medicine.

(c) The members of such council appointed pursuant to paragraph (e) of

subdivision one of this section shall serve terms of two years.

(d) The members appointed pursuant to paragraph (e) of subdivision one

of this section shall each serve his or her term of office or until his

or her successor is appointed; provided that any vacancy in the position

of an appointed member shall be filled in the same manner as the

original appointment and only for the unexpired term of the vacancy.

3. The members of the children's product safety council shall receive

no compensation for their services, but shall be allowed their actual

and necessary expenses incurred in the performance of their duties

pursuant to this title.

4. The children's product safety council shall meet at such times and

places as may be determined by its chair. The council shall meet at a

minimum of two times per year. All meetings shall be open to the public

pursuant to article seven of the public officers law. A majority of the

members of such council shall constitute a quorum for the transaction of

business. Action may be taken, and motions and resolutions adopted, at

any meeting by the affirmative vote of a majority of the full membership

of the council.

5. (a) The council shall make recommendations to the department

relating to those chemicals, which the department may list as

high-priority chemicals pursuant to section 37-0905 of this title. The

council shall provide the department with its first list of recommended

high-priority chemicals no later than one year from the initial meeting

of the council, and the council shall update the list annually

thereafter. In determining what chemicals shall be recommended as

high-priority chemicals the council shall, at a minimum, consider the

criteria of paragraph (b) of subdivision two of section 37-0905 of this

title;

(b) The council shall make recommendations to the department relating

to those chemicals which should be prohibited by the department pursuant

to subdivision two of section 37-0909 of this title.

(i) In determining what chemicals shall be recommended for

prohibition, the council shall, at a minimum, consider those chemicals

listed as high-priority chemicals pursuant to section 37-0905 of this

title.

(ii) The council shall provide the department with its first list of

such chemicals no later than two years from the initial meeting of the

council. The council shall update the list, including a review of the

chemicals listed as high-priority chemicals pursuant to section 37-0905

of this title, annually thereafter.

6. The children's product safety council shall be entitled to request

and receive information from any state, municipal department, board,

commission or agency that may be required or are deemed necessary for

the purposes of such council.

7. Before the council advances any recommendation to the department,

the council shall provide an opportunity for public and stakeholder

comments. Final recommendations of the council shall be posted on the

department's website within thirty days after the council adopts such

recommendations.

§ 37-0913 — Notice to retailers and the public

Notice to retailers and the public.

1. A manufacturer of a children's product containing a high-priority

chemical shall notify persons that offer the children's product for sale

or distribution in the state, in a form prescribed by the department, of

the use of such high-priority chemical and provide such persons with

information regarding the toxicity of such chemical, except that this

subdivision shall apply to trace contaminants in a manner consistent

with section 37-0907 of this title.

2. The department shall provide information to the public about

children's products containing chemicals of concern or high priority

chemicals by posting such information as reported by the manufacturers

on the department's website, provided however, that the department shall

not be held liable for the accuracy of a manufacturer's report.

§ 37-0915 — Enforcement and implementation

Enforcement and implementation.

1. Failure to provide notice. A children's product containing a

high-priority chemical may not be sold, offered for sale or distributed

for sale in this state unless the manufacturer has provided a report to

the department required under section 37-0907 of this title by the date

required in such section. The commissioner may exempt a children's

product from this prohibition if, in the commissioner's judgment, the

lack of availability of the children's product could pose an

unreasonable risk to public health, safety or welfare.

2. Statement of compliance. The department may request the

manufacturer of the children's product to provide a statement of

compliance on a form provided by the department, within fifteen days of

receipt of a request from the department. The statement of compliance

shall:

(a) attest that the children's product does not contain the

high-priority chemical; or

(b) attest that notification required by section 37-0913 of this title

has been provided;

(c) attest that the manufacturer has notified persons who sell the

product in this state that the sale of the children's product is

prohibited;

(d) attest that the presence of a high-priority chemical is only as a

trace contaminant; or

(e) attest that the chemical prohibited pursuant to subdivision two of

section 37-0909 of this title is only present in an inaccessible

component of the children's product.

§ 37-0917 — Regulations

Regulations.

The department may adopt any rules and regulations it deems necessary

to implement the provisions of this title.

TITLE 10 Regulation of Chemicals In Upholstered Furniture, Mattresses and Electronic Enclosures

§ 37-1001 — Definitions

Definitions.

As used in this title:

1. "Consumer product" means any product that is regularly used or

purchased to be used for personal, family or household purposes.

Consumer product shall not mean: (a) a food or beverage or an additive

to a food or beverage regulated by the United States Food and Drug

Administration; or (b) a drug, biologic or medical device regulated by

the United States Food and Drug Administration.

2. "Covered flame retardant chemical" means any chemical that meets

both of the following criteria:

(a) A functional use for the chemical is to resist or inhibit the

spread of fire or as a synergist to chemicals that resist or inhibit the

spread of fire; and

(b) The chemical is one of the following: a halogenated,

organophosphorus, organonitrogen, or nanoscale chemical. As used in this

title:

(i) "Halogenated chemical" is any chemical that contains one or more

halogen elements, including fluorine, chlorine, bromine, or iodine.

(ii) "Organophosphorus chemical" is any chemical that contains one or

more carbon elements and one or more phosphorus elements.

(iii) "Organonitrogen chemical" is any chemical that contains one or

more carbon elements and one or more nitrogen elements.

3. "Custom upholsterer" means a person who, either by himself or

herself or through employees or agents, repairs, reupholsters, recovers,

restores, or renews upholstered furniture. A custom upholsterer shall

not include any manufacturer of new, ready to be sold furniture, or new

made to order furniture.

4. "Electronic display" means a consumer product with a display screen

and associated electronics that, as its primary function, displays

visual information from wired or wireless sources and is available for

purchase by individuals or households for personal use in a residential

space. Electronic display shall not include: (a) any electronic display

with a screen area smaller than or equal to one hundred square

centimeters or fifteen and one-half square inches; (b) projectors; (c)

virtual reality headsets; (d) all-in-one video conference systems; or

(e) displays that are integrated with appliances and are not available

for purchase as separate products by end-users.

5. "Gel foam mattress" means a mattress in which interior foam layers

are composed of polyurethane foam or latex foam which has a

polyurethane-based gel material either mixed with the foam or applied to

the outer surface of polyurethane or latex foam, or a mattress in which

the core or padding layers are composed solely of gel material.

6. "Intentionally added" shall have the same meaning as "intentionally

added chemical" in subdivision eleven of section 37-0901 of this

article.

7. "Mattress" means a ticking filled with a resilient material used

alone or in combination with other products intended or promoted for

sleeping upon.

8. "Memory foam mattress" means a mattress which contains interior

layers of foam composed of viscoelastic polyurethane foam or

low-resistance polyurethane foam.

9. "Organohalogen flame retardant chemical" means a chemical that

meets both of the following criteria:

(a) A functional use for the chemical is to resist or inhibit the

spread of fire or as a synergist to chemicals that resist or inhibit the

spread of fire; and

(b) The chemical contains one or more halogen elements, including

fluorine, chlorine, bromine, or iodine, bonded to carbon.

10. "Reupholstered furniture" means furniture whose original fabric,

padding, decking, barrier material, foam, or other resilient filling has

been replaced by a custom upholsterer, that has not been sold since the

time of the replacement.

11. "Ticking" means the outermost layer of fabric or related material

that encloses the core and upholstery materials of a mattress or

mattress pad. A mattress ticking may consist of several layers of fabric

or related materials quilted together.

12. "Upholstered furniture" means any item of furniture, that

consists, in whole or in part, of leather, plastic, fabric or other

material that contains cotton, wool, polyurethane or other natural or

synthetic material that is placed in cushions or on the frame of the

furniture.

13. "Upholstered or reupholstered furniture component" means the

separate constituent parts of upholstered furniture, specifically cover

fabrics, barrier materials, resilient filling materials, and decking

materials.

§ 37-1003 — Furniture and mattresses

Furniture and mattresses.

1. Beginning December first, two thousand twenty-four, no person shall

sell or offer for sale in the state of New York any new, not previously

owned, upholstered furniture or mattress, that contains, or a

constituent component of which contains, any covered flame retardant

chemical, individually or in combination, that is any of the following:

(a) At or above levels set by the department in regulation; or

(b) Intentionally added.

2. Beginning December first, two thousand twenty-five, a custom

upholsterer in the state of New York shall not repair, reupholster,

re-cover, restore, or renew upholstered furniture or reupholstered

furniture using replacement components that contain any covered flame

retardant chemical, individually or in combination, that is any of the

following:

(a) At or above levels set by the department in regulation; or

(b) Intentionally added.

§ 37-1005 — Exemptions

Exemptions.

The prohibitions in section 37-1003 of this title shall not apply to

the following:

1. Electronic components of mattresses, reupholstered furniture, or

upholstered furniture, or any associated casing for such electronic

components.

2. Upholstered or reupholstered furniture components other than those

identified in subdivision thirteen of section 37-1001 of this title.

3. Thread or fiber when used for stitching mattress components

together.

4. The natural fibers wool, silk, and other animal fibers whether used

singly or in combination with other materials.

5. Textiles made using modacrylic fiber components without antimony

trioxide when used internally as a barrier material in a memory foam or

gel foam mattress or aramid fibers when used in the fabric that covers

the bottom (non-sleep surface) of a mattress that has a sleeping surface

on only one side of the mattress. This exemption shall expire on January

first, two thousand twenty-six.

§ 37-1007 — Electronic display

Electronic display.

Beginning December first, two thousand twenty-four, no person shall

sell or offer for sale in the state of New York any electronic display

that contains, in the enclosure or stand of such electronic display, any

organohalogen flame retardant chemical, individually or in combination,

that is any of the following:

(a) At or above levels set by the department in regulation; or

(b) Intentionally added.

§ 37-1009 — Reporting

Reporting.

1. For the purposes of this section, "manufacturer" shall mean a

person who: (a) assembles or substantially assembles electronic displays

for sale in the state; (b) manufactures electronic displays, under its

own brand name or under any other brand name, for sale in the state; (c)

sells, under its own brand name, electronic displays in the state; (d)

owns a brand name that it licenses to another person for use on

electronic displays sold in the state; (e) imports electronic displays

for sale in the state; or (f) manufactures electronic displays for sale

in the state without affixing a brand name.

2. Beginning one year after the effective date of this title, no

electronic display shall be sold in the state unless the manufacturer

has submitted an annual report identifying all of the organohalogen

flame retardant chemicals used in the enclosure or stand of the

electronic display in a form determined by the department.

§ 37-1011 — Certification of compliance

Certification of compliance.

1. For the purpose of this section the following terms shall have the

following meanings:

(a) "covered products" shall mean:

(i) mattresses, upholstered furniture, or electronic displays; or

(ii) upholstered or reupholstered furniture components for custom

upholsterers.

(b) "manufacturer" shall mean a person who, for sale in the state:

(i) assembles or substantially assembles covered products;

(ii) manufactures covered products under its own brand name or under

any other brand name;

(iii) sells covered products under its own brand name;

(iv) owns a brand name that it licenses to another person for use on

covered products;

(v) imports covered products; or

(vi) manufactures covered products without affixing a brand name.

2. No person that sells covered products shall be held in violation of

this title if they can show that they relied in good faith on the

written assurance of the manufacturer that such covered products met the

requirements of this title. Such written assurance shall take the form

of a certificate of compliance stating that such covered product is in

compliance with the requirements of this title, provided however, where

compliance is achieved under an exemption provided in section 37-1005 of

this title, the certificate shall state the specific basis upon which

the exemption is claimed. The certificate of compliance shall be signed

by an authorized official of the manufacturer.

§ 37-1013 — Severability

Severability.

If any clause, sentence, paragraph, subdivision, section or part of

this act shall be adjudged by any court of competent jurisdiction to be

invalid, such judgment shall not affect, impair, or invalidate the

remainder thereof, but shall be confined in its operation to the clause,

sentence, paragraph, subdivision, section or part thereof directly

involved in the controversy in which such judgment shall have been

rendered. It is hereby declared to be the intent of the legislature that

this act would have been enacted even if such invalid provisions had not

been included herein.

§ 37-1015 — Regulations

Regulations.

The department may adopt any rules and regulations it deems necessary

to implement the provisions of this title.

TITLE 11 Regulation of Coated or Treated Seeds

§ 37-1101 — Unlawful acts

Unlawful acts.

1. Beginning January first, two thousand twenty-nine, it shall be

unlawful for any person to sell, offer for sale or use, or distribute

within the state any corn, soybean or wheat seeds coated or treated with

pesticides, as defined in subdivision thirty-five of section 33-0101 of

this chapter, with the active ingredients clothianidin, imidacloprid,

thiamethoxam, or any other neonicotinoid as determined by the department

in regulation unless a valid waiver is issued by the department to the

user pursuant to subdivision two of this section.

2. The commissioner in consultation with the commissioner of

agriculture and markets may issue a waiver to allow the use of such

seeds for the production of agricultural commodities.

(a) No such waiver shall be valid for more than two years.

(b) Such waiver shall be granted only if at a minimum the following

conditions are met:

(i) the farm owner must complete an integrated pest management

training;

(ii) a pest risk assessment and a pest risk assessment report must be

completed;

(iii) any such seeds may only be planted on the farm property or

properties identified in the pest risk assessment report; and

(iv) the farm owner must maintain current records of such pest risk

assessment report and records of when treated seeds are planted, both of

which shall be subject to review upon request by the department.

(c) The commissioner in consultation with the commissioner of

agriculture and markets shall promulgate any appropriate regulations

prior to undertaking this waiver process.

(d) The department shall annually report to the legislature on the

number of waivers granted.

ARTICLE 38 Chlorofluorocarbon Compounds

§ 38-0101 — Declaration of policy

Declaration of policy.

It is hereby declared to be the policy of the state to protect present

and future New Yorkers from the dangers inherent in the depletion of the

world's ozone layer, by restricting the distribution and sale of

chlorofluorocarbon compounds as specified herein.

§ 38-0103 — Definitions

Definitions.

The following terms, whenever used or referred to in this article,

shall have the following meaning unless a different meaning clearly

appears from the context:

1. "Chlorofluorocarbon compounds" shall mean one or more of the

following substances used alone or in combination with other compounds:

CFC-11, CFC-12, CFC-113, CFC-114, or CFC-115.

2. "Ozone" means an allotropic, triatomic form of oxygen, chemically

described as O3.

3. "Halon compounds" shall mean one or more of the following

substances: halon-1211, halon-1301 and halon-2402.

4. "Person" shall mean any person, business enterprise or state

authority, locality or municipality.

5. "Motor vehicle" shall mean motor vehicle as defined by section one

hundred twenty-five and omnibus as defined by section one hundred

twenty-six of the vehicle and traffic law.

6. "Motor vehicle air conditioner" means mechanical vapor compression

refrigeration equipment used to cool the drivers or passenger

compartment of any motor vehicle.

7. "Approved motor vehicle refrigerant recapturing equipment" means

equipment that is certified by Underwriters Laboratories (or another

independent standards testing organization acceptable to the department)

to meet the Underwriters Laboratories standard applicable to equipment

for the removal and storage of used CFC refrigerants from motor vehicle

air conditioners (Underwriters Laboratories standards 1963, October 2,

1989) unless such standard is modified by the commissioner through

regulation. Equipment purchased before the date of such certification

shall be considered approved if the manufacturer provides proof that the

model is functionally identical to a model which is certified pursuant

to this section.

8. "Approved motor vehicle refrigerant recycling equipment" means

equipment that is certified by Underwriters Laboratories (or another

independent standards testing organization acceptable to the department)

to meet the society of automotive engineers standard applicable to

equipment for the extraction and reclamation of refrigerant from motor

vehicle air conditioners (SAE standard J-1990, October, 1989), unless

such standard is modified by the commissioner through regulation.

Equipment purchased before the date of such certification shall be

considered approved if the manufacturer provides proof that the model is

functionally identical to the model which is certified pursuant to this

section.

9. "Properly using" approved motor vehicle refrigerant recycling

equipment means using such equipment in conformity with the Society of

Automotive Engineers standard establishing the recommended service

procedure for containment of CFC-12 refrigerant (SAE standard J-1989 or

revisions thereof).

10. "Recycle" means to decontaminate, reclaim, or reprocess CFC

refrigerants captured from a motor vehicle air conditioner or

refrigeration system for reuse, or to destroy such compounds by methods

approved by either the United States Environmental Protection Agency or

the commissioner.

11. "Refrigeration system" shall mean and shall be limited to:

refrigerators used in retail stores, cold storage warehouse

refrigeration systems, and air conditioning systems in large buildings,

including but not limited to, those systems commonly referred to as

chillers.

§ 38-0105 — Distribution and sale of products containing chlorofluorocarbon compounds

Distribution and sale of products containing

chlorofluorocarbon compounds.

3. The commissioner shall be prepared to implement regulations

developed pursuant to section 38-0107 of this chapter limiting or

prohibiting the distribution, sale, or offer or exposure for sale of any

aerosol spray can containing a restricted use chlorofluorocarbon

compound as of January first, nineteen hundred seventy-eight should the

commissioner affirmatively find pursuant to that section that the

distribution, sale, or offer or exposure for sale of restricted use

chlorofluorocarbon compounds will create significant environmental or

public health hazards.

§ 38-0107 — Regulation of the use of chlorofluorocarbon compounds

Regulation of the use of chlorofluorocarbon compounds.

1. The commissioner shall by regulation provide that:

(a) On and after January first, nineteen hundred ninety-one, no person

repairing or servicing motor vehicle air conditioners shall knowingly

vent into the atmosphere the chlorofluorocarbon compounds contained in

such air conditioners and shall capture for recycling or capture and

recycle, to the greatest extent possible, the chlorofluorocarbon

compounds during servicing and repair of such air conditioners by

properly using approved refrigerant recycling equipment provided,

however, that the provisions of this paragraph shall not apply to any

automobile repair shop with less than four covered bays, until January

first, nineteen hundred ninety-two;

(b) On and after January first, nineteen hundred ninety-two, no motor

vehicle air conditioners shall be disposed of by any means without first

having had the chlorofluorocarbon refrigerants contained within

mechanical cooling systems captured for recycling. Such recapture shall

be performed by the person accepting the motor vehicle air conditioners

for recycling or dismantling. In making captured chlorofluorocarbon

compound refrigerants, which are captured from disposed of motor vehicle

mobile air conditioning systems, suitable for reentry into the market

place, the captured chlorofluorocarbon compound refrigerants must be

recycled to a uniform level of quality such as that specified by the

Air-Conditioning and Refrigeration Institution (ARI) Standard 700

"Specifications for Fluorocarbon Refrigerants";

(c) On and after January first, nineteen hundred ninety-two, no

chlorofluorocarbon compounds shall knowingly be vented into the

atmosphere or otherwise be improperly disposed of during the repair,

servicing or disposal of refrigeration systems but instead shall to the

greatest extent possible be captured for recycling. In making captured

chlorofluorocarbon compound refrigerants, which are captured from a

refrigeration system, suitable for reentry into the market place, the

captured chlorofluorocarbon compound refrigerants must be recycled to a

uniform level of quality such as that specified by the Air-Conditioning

and Refrigeration Institute (ARI) Standard 700 "Specification for

Fluorocarbon Refrigerants".

(d) On and after January first, nineteen hundred ninety-two, no

containers containing less than fifteen pounds of chlorofluorocarbon

compounds, commonly used for recharging automotive air conditioners,

shall be sold or offered for sale within the state except for sales to

persons meeting the requirements of section three hundred ninety-eight-c

of the vehicle and traffic law and who have obtained for use in their

business approved motor vehicle refrigerant recycling equipment or

approved motor vehicle refrigerant recapturing equipment or to persons

for purposes of resale only. Persons wishing to purchase

chlorofluorocarbon compounds in containers with a capacity less than

fifteen pounds must show proof of compliance with the requirements of

this section.

2. The commissioner is hereby directed upon application by an

interested party to determine, after a hearing, whether any uses,

including but not limited to medical uses, of chlorofluorocarbon

compounds and halon compounds are so necessary to human health, safety

and welfare that they should be exempted from the application of this

section and section three hundred ninety-nine-t of the general business

law or, upon a finding that appropriate refrigerant recycling equipment

does not exist in sufficient quantities, to phase in compliance with the

provisions of subdivision one of this section by postponing the

compliance dates therein. Upon receiving an application to phase in

compliance with the provisions of paragraph (a), (b), or (c) of

subdivision one of this section, the commissioner shall approve or deny

the application within ninety days. If the commissioner fails to act

within ninety days, the application shall automatically be granted for

one hundred eighty days or until such time as the commissioner renders a

decision, whichever is longer.

Any action of the commissioner under this article shall be subject to

judicial review in a proceeding under article seventy-eight of the civil

practice law and rules instituted within thirty days of its effective

date.

3. Any local law, ordinance, rule or regulation relating to sale, use,

reuse, reclamation, or disposal of chlorofluorocarbon compounds must be

identical to or the same as the provisions of this article and the rules

and regulations adopted hereunder.

§ 38-0109 — Notice of public hearing

Notice of public hearing.

Notice of public hearing shall be by publication in two newspapers

likely to give notice to the people of the state of such hearings at

least once in each of three successive weeks. In addition, the

commissioner shall give notice by letter to the manufacturers of

chlorofluorocarbon compounds known to the commissioner whenever

practicable.

§ 38-0111 — Severability

Severability.

The provisions of this act shall be severable, and if any clause,

sentence, paragraph, subdivision or part of this act shall be adjudged

by any court of competent jurisdiction to be invalid, such judgment

shall not affect, impair or invalidate the remainder thereof, but shall

be confined in its operation to the clause, sentence, paragraph,

subdivision or part thereof directly involved in the controversy in

which such judgment shall have been rendered.

ARTICLE 39 Sewage System Cleaners and Additives Used In Restricted Geographical Areas

§ 39-0101 — Declaration of policy

Declaration of policy.

It is declared to be the public policy of this state to prevent the

pollution of water resources in restricted geographical areas through

the use of sewage system cleaners and additives by establishing a

regulatory program restricting the use of such products.

§ 39-0103 — Definitions

Definitions.

The following terms, whenever used or referred to in this article,

shall have the following meanings:

1. "Sewage system cleaner" means (a) any solid or liquid material

intended or used primarily for the purpose of cleaning, treating, or

unclogging any part of a sewage system or (b) any solid or liquid

material intended or used primarily for the purpose of continuously or

automatically deodorizing or disinfecting any part of a sewage system

including but not limited to solid cakes or devices placed in plumbing

fixtures. Excluded from the definition are products intended or used

primarily in the manual surface cleaning, scouring, treating,

deodorizing or disinfecting of common plumbing fixtures.

2. "Sewage system" means any part of a wastewater disposal system,

including but not limited to all toilets, urinals, piping, drains,

sewers, septic tanks, distribution boxes, absorption fields, seepage

pits, cesspools, and dry wells.

3. "Hydrocarbon chemical" means any compound composed of carbon and

hydrogen.

4. "Restricted chemical material" means (a) any halogenated

hydrocarbon chemical (aliphatic or aromatic) including but not limited

to trichloroethane, tetrachloroethylene, methylene chloride, halogenated

benzenes, carbon tetrachloride, or (b) any aromatic hydrocarbon chemical

including but not limited to benzene, toluene, naphthalene, or (c) any

halogenated phenol derivative in which a hydroxide group and two or more

halogen atoms are substituted onto the aromatic carbons of a benzene

ring including but not limited to trichlorophenol, pentachlorophenol, or

(d) acrolein, acrylonitrile, or benzidine.

5. "Restricted geographic areas" means Nassau and Suffolk counties.

§ 39-0105 — Prohibition of sale and use

Prohibition of sale and use.

1. No person shall distribute, sell, offer or expose for sale in

restricted geographical areas any sewage system cleaner or additive

containing any restricted chemical material in excess of one part per

hundred by weight.

2. No person shall use, introduce or apply or cause any other person

to use, introduce or apply in any sewage system, surface waters, or

groundwaters in restricted geographical areas any sewage system cleaner

or additive containing any restricted chemical material in excess of one

part per hundred.

§ 39-0107 — Powers and duties of the commissioner

Powers and duties of the commissioner.

1. The commissioner shall, within three calendar months after the

effective date of this article, promulgate regulations establishing

methods for indentification and quantification of ingredients in sewage

system cleaners and additives used in restricted geographical areas.

2. The commissioner shall, within three calendar months after the

effective date of this article, promulgate regulations requiring

manufacturers of sewage system cleaners or additives distributed, sold

or offered for sale in restricted geographical areas to furnish to the

commissioner existing information regarding chemical components

including the nature and extent of investigations and research performed

by the manufacturer concerning the effects of such products on the

quality of groundwaters, provided, however, that in lieu of furnishing

said information, such manufacturers may refer the commissioner to any

federal or state agency which has obtained said information, to the

extent that said information is available to the commissioner from any

such agency.

3. Whenever the commissioner finds, after investigation and public

hearing, that any ingredient other than a restricted chemical material

in a sewage system cleaner or additive distributed, sold, offered or

exposed for sale in restricted geographical areas is likely to have a

dangerous, deleterious or injurious effect upon the public health or

environment, he shall prohibit or restrict in restricted geographical

areas the sale, distribution, offer or exposure for sale or use by any

person of sewage system cleaners or additives containing such

ingredients.

4. The commissioner shall hold confidential any information obtained

pursuant to subdivision two of this section when shown by any

manufacturer that such information, if made public, would divulge

competitive business information, methods or processes entitled to

protection as trade secrets of such manufacturers.

ARTICLE 40 Hazardous Substances Bulk Storage Act

§ 40-0101 — Legislative findings and declarations

Legislative findings and declarations.

The legislature finds and declares that the lands, water and air of

New York state constitute an irreplaceable resource upon which is

founded the well-being of public health, economic vitality and the

state's environment. These resources may be contaminated by releases of

hazardous substances from active and abandoned storage facilities. Once

these resources are contaminated, they cannot be completely restored to

their original state and therefore, contamination of the resources must

be prevented through improved safeguards in storage, handling and

processing of hazardous substances.

The legislature finds and declares these releases to be a threat to

the public health and welfare and hereby exercises the power of the

state to prevent these releases from occurring through the establishment

of a state regulatory program governing existing, new and abandoned

facilities.

§ 40-0103 — Applicability

Applicability.

This article applies to all storage facilities which are used for the

storage of hazardous substances, except that this article shall not

apply to any storage facilities, regulated under:

1. Title 7, 9 or 11 of article 27 of this chapter;

2. The Natural Gas Pipeline Safety Act of 1968 (49 U.S.C. § 1671 et

seq.);

3. The Hazardous Liquid Pipeline Safety Act of 1979 (49 U.S.C. § 2001

et seq.);

4. The Natural Gas Act (15 U.S.C. § 717 et seq.);

5. The Liquefied Natural and Petroleum Gas Act (Title 17 of article 23

of this chapter); or

6. Provisions relating to liquid petroleum pipeline corporations

(article 3-C of the public service law); or

7. The Atomic Energy Act of 1954, as amended (42 U.S.C. § 2011 et

seq.).

§ 40-0105 — Definitions

Definitions.

1. "Abandoned storage facility" means a storage facility which is no

longer being maintained in accordance with this article or the

regulations promulgated thereunder.

2. "Authorization" means the possession, where required, of a valid

license, permit or certificate issued by an agency of the state of New

York or the federal government or an order issued by the commissioner or

the administrator of the federal environmental protection agency under

applicable statutes, rules or regulations regarding the possession or

release of hazardous substances or otherwise engaging in conduct which

is exempt under applicable statutes, rules or regulations from the

requirements of possessing such a license, permit, certificate or order.

3. "Environment" means any water, water vapor, any land including land

surface or subsurface, air, fish, wildlife, biota and all other natural

resources.

4. "Hazardous substance" means any substance listed as a substance

hazardous to the public health, safety or the environment in regulations

promulgated pursuant to article thirty-seven of this chapter; provided

however, that the term "hazardous substance" shall not include petroleum

as defined in section 17-1003 of this chapter.

5. "Modified storage facility" means a storage facility at which there

has occurred substantial reconditioning or repair of an existing tank or

storage vessel or associated pipes, lines or fixtures or replacement of

a substantial portion of the storage facility.

6. "Operator" means any person who leases, operates, controls or

supervises a facility.

7. "Owner" means any person who has legal title to a facility.

8. "Person" or "persons" means any individual, public or private

corporation, political subdivision, government agency, municipality,

co-partnership, association, firm, consortium, joint venture, interstate

body, trust, estate or any other legal entity whatsoever.

9. "Release" means any unauthorized pumping, pouring, spilling,

leaking, emitting, discharging, escaping, emptying, leaching or

disposing, directly or indirectly, of a hazardous substance so that the

substance or any related constituent thereof, or any degradation product

of such a substance or of a related constituent thereof, may enter the

environment.

10. "Storage facility" or "facility" means a single property or

contiguous or adjacent properties used for a common purpose which are

owned or operated by the same person on or in which are located one or

more tanks which are used for the storage or containment of hazardous

substances.

11. "Tank" means a device or holding vessel designed to contain an

accumulation of a hazardous substance which is constructed of

non-earthen materials that provide structural support. The term "tank"

includes all associated pipes, lines, fixtures, and other ancillary

equipment.

Such term shall not include:

a. non-stationary tanks, barrels, drums, containers or other holding

vessels stored at a facility for a period of less than ninety days, or

where individual capacity of such non-stationary tanks, barrels, drums,

containers, or other holding vessels at a facility is less than one

thousand kilograms (2,200 lbs.);

b. flow-through process tanks or other equipment wherein physical,

chemical or biological changes take place as part of a process;

c. septic tanks, stormwater or wastewater collection systems;

d. capacitors or transformers containing polychlorinated biphenyls;

e. above ground tanks on an operating farm used solely to store or

contain hazardous substances which will be used for agricultural

purposes on such farm; or

f. tanks which have been permanently closed in accordance with

regulations promulgated pursuant to section 40-0113 of this chapter.

§ 40-0107 — Registration and fees

Registration and fees.

1. On or before July first, nineteen hundred eighty-seven, the

department shall promulgate a schedule of registration fees per storage

facility for the cost of inspecting such facilities and based on the

size and type of such facilities, which shall not exceed:

a. one hundred twenty-five dollars per facility, up to two hundred

fifty facilities at a single contiguous site; and

b. seventy-five dollars per facility in excess of two hundred fifty

facilities at a single contiguous site.

In no case shall the registration fees charged to an owner exceed

fifty thousand dollars for storage facilities located at a single

contiguous site. Fees shall be paid to the department at the time of

registration or registration renewal. Registration shall be renewed

every two years or whenever title to a storage facility is transferred,

whichever first occurs. Registration shall be on forms and in accordance

with procedures prescribed by the department.

2. Within one year of the promulgation of the schedule of registration

fees pursuant to subdivision one of this section, all owners shall

identify and register each storage facility with the department.

3. The fees established pursuant to this section are intended to

provide revenues sufficient to meet the costs incurred by the department

in implementing the provisions of this article on and after the

promulgation of the schedule of registration fees. All fees collected

pursuant to this section shall be paid to the state comptroller for

deposit in the miscellaneous special revenue fund, hazardous substances

bulk storage account, and shall be subject to appropriation and

allocation pursuant to the state finance law. Expenditures from the

hazardous substances bulk storage account of the miscellaneous special

revenue fund shall be limited to the costs of the department related to

this article. The commissioner shall, on or before December

thirty-first, nineteen hundred eighty-eight, report to the legislature

and the governor on the adequacy of the fee schedule in providing

sufficient revenues necessary to implement the provisions of this

article.

§ 40-0109 — Access to records and facilities

Access to records and facilities.

1. To carry out the purpose of this article and any rule, regulation

or order issued thereunder, the department may, at reasonable times:

a. have the right to entry to, upon, or through any storage facility

in which a hazardous substance is stored or in which any records are

required to be maintained;

b. have access to and copy any records required to be maintained;

c. inspect any equipment, practice or method which is required by the

provisions of this article; and

d. have access to and inspect any monitoring stations or conduct tests

or take samples to identify any actual or suspected release of a

hazardous substance resulting from the operation of the facility,

including the right to take split samples.

2. Any person storing a hazardous substance may be required to furnish

the department with information on the storage facility, repairs or

replacements, hazardous substances stored, storage and handling

practices, or results of tests, monitoring and inspections.

§ 40-0111 — Corrective actions and reporting

Corrective actions and reporting.

1. Where a release of any hazardous substance is suspected or appears

probable, the department may order the owner to inspect any storage

facility, location and/or associated equipment suspected to be the

source of the release and to test for tightness and structural

soundness. If the owner fails to conduct such tests within ten days of

notification of such an order the department may conduct such tests. The

reasonable expenses of conducting such tests incurred by the department

shall be paid by the owner.

2. It shall be unlawful to continue operation of any tank where a

continuing release to the environment is occurring. The contents of such

a tank shall be promptly removed to a secure storage location. The

department may prohibit deliveries of hazardous substances to any tank

(i) that is leaking or (ii) where a leak appears probable. If the source

of the leak or a probable leak cannot be determined, the department may

prohibit deliveries to any tank or tanks that may be the probable source

of a leak until such time as the source has been identified, at which

time the prohibition on delivery will apply to the leaking tank or

tanks. In addition, the department may prohibit deliveries of hazardous

substances to any tank that is in violation of any requirement

prescribed by regulation pursuant to this title related to:

a. installing required equipment for spill prevention, overfill

protection, leak detection, corrosion protection or secondary

containment;

b. performing leak detection or inspections of tank systems;

c. properly operating or maintaining leak detection; or

d. properly operating or maintaining spill, overfill or corrosion

protection equipment.

(i) The department shall attach a tag to the tank or tanks to identify

those tanks to which delivery is prohibited and provide a written notice

to the owner and operator specifying the reasons for the prohibition of

delivery.

(ii) As promptly as possible thereafter, not to exceed fifteen days,

the commissioner shall provide the owner or operator an opportunity to

be heard and to present proof that such conditions or activity does not

violate the provisions of this section or of the rules or regulations

adopted pursuant to this title. The commissioner shall adopt rules and

regulations describing the procedure to be followed in the prohibition

of hazardous substance deliveries. In adopting such rules and

regulations the department shall allow for the owner or operator at any

time to submit information to the department to demonstrate that the

owner or operator is in compliance with the requirements or has

corrected the violation that prompted the department to prohibit

deliveries of hazardous substances and to allow the tank or tanks to be,

as promptly as possible, brought back into operation, not to exceed two

business days from the department's determination that a tank is in

compliance. The department shall use its best efforts to timely

determine compliance.

(iii) Unless otherwise authorized by the department, no person shall

tamper with or remove, or cause the tampering with or removal of, a tag

attached to any tank under the provisions of this subdivision.

(iv) No person shall deliver, cause the delivery of, deposit, or

accept a hazardous substance to any tank or tanks to which a tag is

affixed pursuant to this subdivision.

3. Any person who is the owner of, or in actual or constructive

possession or control of, a hazardous substance, as defined in section

40-0105 of this article, or any employee or agent thereof, or any person

in a contractual relationship therewith who inspects, tests or repairs

any portion of the facility which was or is used for the storage of

hazardous substances, shall promptly notify the department as soon as he

has knowledge of the release of a reportable quantity of a hazardous

substance into the environment.

§ 40-0113 — Rules and regulations

Rules and regulations.

1. The department, on or before July first, nineteen hundred

eighty-eight, shall promulgate rules and regulations to implement this

article. Such rules and regulations may differ as required based on the

nature of the hazardous substance stored, the type or class of storage

facility, and the degree of environmental protection required.

The regulations shall include but are not limited to:

a. A list of hazardous substances described by subdivision four of

section 40-0105 of this article. Such list shall indicate the minimum

quantity of each such hazardous substance the storage of which shall be

subject to regulation pursuant to this article. Such list shall also

indicate the minimum quantity of each such hazardous substance which, if

released into the environment, shall be deemed to be a reportable

quantity.

b. Minimum standards and schedules for design, construction,

installation, operation, maintenance, repair, monitoring, testing and

inspection of facilities. Schedules shall be based on factors such as

type of facility, type and quantity of hazardous substances stored,

facility age, condition and construction type, soil conditions, location

of facility relative to water supplies, surrounding population, and

other environmental factors including but not limited to future physical

climate risk due to sea level rise, and/or storm surges and/or flooding,

based on available data predicting the likelihood of future extreme

weather events, including hazard risk analysis data if available.

c. Requirements for maintaining records pursuant to this article.

d. Requirements for reporting releases and corrective action in

response to such releases, and for taking such corrective action

pursuant to this article.

e. Provision for variances from specific provisions, provided it can

be shown to the satisfaction of the department that the new or alternate

design, practice or method used or proposed to be used provides

protection equal to or greater than the requirements of the regulations.

The regulations shall also include policies, procedures and criteria for

reviewing such variance requests.

f. Criteria whereby facilities are properly closed and thereby

released from testing and inspection requirements.

g. Requirements for maintaining such evidence of financial

responsibility as is deemed necessary and desirable for operating,

maintaining or closing storage facilities pursuant to this article.

Evidence of financial responsibility shall be established in

accordance with such regulations and may include, but shall not be

limited to any one or any combination of the following: insurance,

guarantee, surety bond, letter of credit, or qualification as a

self-insurer.

h. Rules and training requirements for operators of hazardous

substance storage facilities. The department shall specify training

requirements for:

(i) persons having primary responsibility for on-site operation and

maintenance of storage tank systems;

(ii) persons having daily on-site responsibility for the operation and

maintenance of storage tank systems; and

(iii) daily, on-site employees having primary responsibility for

addressing emergencies presented by a spill or release from a storage

tank system.

2. Nothing in this article shall authorize the department to adopt or

amend any rule or regulation in a manner less stringent than provided in

the Federal Resource Conservation and Recovery Act of 1976, as amended,

and in rules and regulations promulgated pursuant thereto.

§ 40-0115 — Sales of hazardous substances

Sales of hazardous substances.

1. The manufacturer or distributor of a hazardous substance must

provide the operator of the storage facility which purchases such

substances with technical guidance and recommended practices for the

storage and handling of such substances.

2. No delivery of a hazardous substance may be made to a storage

facility that is not registered pursuant to section 40-0107 of this

article.

§ 40-0117 — Compliance with regulations

Compliance with regulations.

It shall be unlawful to operate, maintain or close a storage facility

other than in compliance with the regulations promulgated pursuant to

this article.

§ 40-0119 — Trade secret information

Trade secret information.

Disclosure to the public by the department of any information required

to be provided under this article which is claimed to be a trade secret

or confidential business information, shall be treated as such pursuant

to the provisions of the freedom of information law (article six of the

public officers law).

§ 40-0121 — Preemption and delegation

Preemption and delegation.

1. Any local law or ordinance which is inconsistent with any provision

of this article or any rule or regulation promulgated thereunder shall

be preempted.

2. Notwithstanding subdivision one of this section, the department may

approve and formally delegate the administration and enforcement of the

provisions of this article to any county or to any city with a

population of one million or more, provided that, upon written

application from such county or city, the department determines that the

local law or ordinance affords an equal or greater level of

environmental protection than is afforded by the requirements of this

article or of the rules and regulations promulgated thereunder. In

approving and delegating the activities provided for under this article,

the department shall set forth the terms and conditions of such approval

and delegation necessary to meet its responsibility under this article,

including the reservation of the right to take enforcement actions.

3. Notwithstanding any other provision of law, if a county, or a city

with a population of one million or more, has a local law or ordinance

which would be approvable under subdivision two of this section, except

with respect to enforcement or penalties for violations, such county or

city may, after being so notified in writing by the department, adopt a

local law or ordinance authorizing enforcement authority and penalty

provisions equivalent to those provided in title forty-three of article

seventy-one of this chapter.

4. Upon formal delegation, the delegated county or city may directly

assess and receive the fees authorized by section 40-0107 of this

article, provided that any such fees so received are used for the

purpose of administering and enforcing the provisions of the approved

local law or ordinance. In no event shall duplicate fees be assessed by

both the department and by any delegated county or city.

§ 40-0123 — Severability

Severability.

The provisions of this article shall be severable and if any phrase,

clause, sentence or provision of this article, or the applicability

thereof to any person or circumstance shall be held invalid, the

remainder of this article and the application thereof shall not be

affected thereby.

ARTICLE 41 Powers and Duties of the Department Applicable Only to the Sixth Park Region

§ 41-0101 — Sixth park region; definition

Sixth park region; definition.

The sixth region shall consist of the counties of Hamilton and Essex

and those portions of the counties of Saint Lawrence, Lewis, Oneida,

Clinton, Franklin, Herkimer, Fulton, Ulster, Saratoga, Warren,

Washington, Greene, Delaware and Sullivan lying within the Adirondack or

Catskill parks as defined in section 9-0101 of this chapter.

§ 41-0103 — Regulation of navigation

Regulation of navigation.

The department shall, within the sixth park region, administer

articles 3 and 11 of the Navigation Law.

§ 41-0105 — Acquisition, maintenance and operation of parks, state recreational and historic facilities and services

Acquisition, maintenance and operation of parks, state

recreational and historic facilities and services.

The department shall, within the sixth park region, consistent with

section 9-0109 of this chapter, acquire, establish, maintain and operate

parks, state recreational and historic facilities and services, and all

the functions, powers, duties and obligations relating thereto,

possessed by the department immediately preceding the effective date of

this chapter, are hereby continued.

§ 41-0107 — Approval of certain applications and projects

Approval of certain applications and projects.

Approval by the commissioner shall be required for all applications

for funds under, and for all projects undertaken pursuant to the

following provisions of the Conservation Law, if the funds are to be

used, or the projects undertaken, in the sixth park region as defined by

section 41-0101: (a) section 1-0312, the Land and Water Conservation

Fund; (b) title 7 of article 1, the Park and Recreation Land Acquisition

Act and (c) title 8 of article 1, Park, Marine, Forest Recreation and

Historic Site Development.

ARTICLE 42 Historic Hudson-hoosic Rivers Partnership

§ 42-0101 — Definitions

Definitions.

1. "Partnership" shall mean the organization established as the

Historic Hudson-Hoosic Rivers Partnership pursuant to section 42-0103 of

this article.

2. "Reserve" shall mean a region in which there is a combination of

publicly and privately owned lands and land uses, within a defined area

where there are traditional patterns including agriculture and open

space, town settlement and economic activity, which due to their pattern

and configuration, and because of the need for sustained productivity

could best be protected, developed and managed through the development

of a comprehensive stewardship plan addressing matters including, but

not limited to, collaborative agriculture and open space protection,

tourism development and revitalization of main streets, recreational

development, and protection and interpretation of natural and cultural

heritage.

3. "Historic Hudson-Hoosic Rivers area" or "area" shall mean the

contiguous area in Saratoga, Washington and Rensselaer counties within

the towns of Saratoga, Stillwater, Northumberland, Easton, Fort Edward,

Waterford, Halfmoon, Greenwich, Schaghticoke, Hoosick, Moreau, White

Creek, Cambridge, Kingsbury, Corinth and Pittstown; the villages of

South Glens Falls, Cambridge, Hudson Falls, Valley Falls, Schaghticoke,

Corinth and Hoosick Falls; and the city of Mechanicville.

4. "Historic Hudson-Hoosic Rivers fund" or "fund" shall be the fund

established pursuant to section 42-0115 of this article.

§ 42-0103 — The Historic Hudson-Hoosic Rivers Partnership

The Historic Hudson-Hoosic Rivers Partnership.

1. The Historic Hudson-Hoosic Rivers Partnership is hereby established

in the department to be a body corporate and public, and to consist of

up to thirty-seven voting members. The following individuals shall be

invited to become members: the supervisor of the town of Saratoga, the

supervisor of the town of Fort Edward, the supervisor of the town of

Greenwich, the supervisor of the town of Easton, the supervisor of the

town of Stillwater, the supervisor of the town of Waterford, the

supervisor of the town of Northumberland, the supervisor of the town of

Halfmoon, the supervisor of the town of Mechanicville, the supervisor of

the town of White Creek, the supervisor of the town of Cambridge, the

supervisor of the town of Moreau, the supervisor of the town of

Schaghticoke, the supervisor of the town of Pittstown, the supervisor of

the town of Hoosick, the supervisor of the town of Kingsbury, the

supervisor of the town of Corinth, the mayor of the city of

Mechanicville, the mayor of the village of Schuylerville, the mayor of

the village of Victory, the mayor of the village of Stillwater, the

mayor of the village of Fort Edward, the mayor of the village of

Greenwich, the mayor of the village of South Glens Falls, the mayor of

the village of Cambridge, the mayor of the village of Hudson Falls, the

mayor of the village of Valley Falls, the mayor of the village of

Schaghticoke, the mayor of the village of Corinth, the mayor of the

village of Hoosick Falls and the mayor of the village of Waterford. In

addition, six members shall be appointed as follows: two shall be

appointed by the governor, two shall be appointed by the temporary

president of the senate and two shall be appointed by the speaker of the

assembly. The commissioner and the commissioners of agriculture and

markets, and parks, recreation and historic preservation shall be

nonvoting ex-officio members of the partnership. The six appointed

members of the partnership, two of which shall be residents of Saratoga

county, two of which shall be residents of Rensselaer county and two of

which shall be residents of Washington county, shall by training,

education and experience or attainment be qualified to analyze,

interpret and/or support matters relevant to historical, environmental,

economic or scenic preservation work of the partnership. Each ex-officio

member of the partnership may designate a representative to attend, in

his or her place, meetings of the partnership and to act in his or her

behalf at meetings and with respect to the business of the partnership.

2. The term of office for appointees shall be four years. Members may

serve on the partnership until they resign or are replaced. In the event

of a vacancy occurring other than by the expiration of a member's term,

such vacancy shall be filled for the balance of the unexpired term in

the same manner as the original appointment.

3. A majority of the members of the partnership shall constitute a

quorum.

4. The members of the partnership shall receive no compensation for

their services, but shall be entitled to reimbursement for their

expenses actually and necessarily incurred in the performance of their

duties.

5. Notwithstanding any inconsistent provisions of law, general,

special or local, no officer or employee of the state or any civil

division thereof, shall be deemed to have forfeited or shall forfeit his

or her office or employment by reason of his or her acceptance of

membership on the partnership.

6. At the initial meeting, the partnership shall elect officers, who

shall serve at the pleasure of the partnership.

8. The partnership shall meet at least once every two months until

approval of the plan by the commissioner as provided pursuant to section

42-0109 of this article, and at least once every quarter thereafter.

9. Every state agency and public corporation having jurisdiction of

land within municipalities located within the Historic Hudson-Hoosic

Rivers Partnership Reserve shall, to the fullest extent practicable,

cooperate and assist the partnership in carrying out the provisions of

this article.

§ 42-0105 — The Historic Hudson-Hoosic Rivers Partnership Reserve

The Historic Hudson-Hoosic Rivers Partnership Reserve.

The area encompassed within the municipal boundaries in the towns of

Saratoga, Stillwater, Northumberland, Easton, Fort Edward, Waterford,

Halfmoon, Moreau, Schaghticoke, Cambridge, White Creek, Pittstown,

Hoosick, Kingsbury, Corinth and Greenwich; the villages of South Glens

Falls, Cambridge, Hudson Falls, Valley Falls, Schaghticoke, Corinth and

Hoosick Falls; and the city of Mechanicville is hereby designated to be

the Historic Hudson-Hoosic Rivers Partnership Reserve.

§ 42-0107 — Powers and duties of the partnership

Powers and duties of the partnership.

The partnership shall have the power:

1. To sue and be sued.

2. To make by-laws for the management and regulation of its affairs.

3. To make and execute contracts and all other instruments necessary

or convenient for the exercise of its powers and functions under this

article.

4. To appoint and remove an executive officer, officers, agents and

employees, and prescribe their duties and qualifications and fix their

compensation.

5. To contract for professional and technical assistance and advice,

including retaining or employing counsel, private consultants and

independent contractors.

6. To accept gifts, grants, loans, or contributions from, and enter

into contracts or other transactions with, the United States and the

state or any commission of either of them, any municipality, any public

or private corporation, individual or other legal entity, and to use any

such gifts, grants, loans or contributions to advance any of its

corporate purposes.

7. To conduct scientific, economic and environmental studies.

8. To conduct environmental education programs.

9. To facilitate and provide passive recreational activities including

hiking, nature study and photography.

10. To make recommendations regarding necessary facilities including

paths and trails, education center and related parking areas.

11. To assist individuals, corporations, associations and public

entities on ways to protect the resources of the reserve.

12. To prepare an annual report on the conduct of its activities which

shall include a recommended budget for the next year.

13. To adopt and use a seal.

14. To construct or cause to have constructed necessary facilities,

including paths and trails, a visitor education center, and related

parking areas on the land described in section three of the chapter of

the laws of two thousand fifteen that added this subdivision.

15. To exercise and perform such other powers and duties as shall have

been or may be conferred by law.

§ 42-0109 — Stewardship plan

Stewardship plan.

1. The partnership shall develop a stewardship plan which shall

represent the fundamental document defining the recommended protection

and beneficial public use goals for the reserve and the means and

techniques for their attainment. To the fullest extent practicable, the

plan shall be consistent with the state open space plan and the Erie

Canalway National Heritage Corridor preservation and management plan, as

such plans are amended. The plan shall include, but need not be limited

to:

a. A survey or inventory of the following, together with the

establishment of management priorities therefor:

(i) historic resources;

(ii) scenic resources;

(iii) recreational uses; and

(iv) farmland and agricultural related uses.

b. An economic plan that shall include but not be limited to:

(i) A main street element for traditional commercial streets in

reserve communities;

(ii) A tourism plan with elements of branding, marketing and

promotion; and

(iii) A strategy for small enterprise business financing and support

to nurture entrepreneurs interested in launching business activity in

the reserve particularly relating to services for tourists and

businesses adaptively using historic structures.

c. Regional cost sharing opportunities helping municipalities in the

reserve to approach common matters collectively through agreements.

d. An education program including publications and guided activities.

e. A financial plan for implementation of plan recommendations.

2. A draft plan shall be submitted to the commissioner, the

commissioner of parks, recreation and historic preservation and

secretary of state within thirty months of the effective date of this

article. The commissioner, in consultation with the commissioner of

parks, recreation and historic preservation and secretary of state, may

approve the plan, may return the plan to the partnership with

recommendations for approval, or may reject such plan. Prior to

submission of the draft plan, the partnership shall hold at least one

public hearing on the draft plan in each county for which the plan is

applicable. The local legislative body of each city, town or village

within the boundaries designated by the draft plan must approve the plan

following the public hearing or hearings and before it is submitted to

the commissioner. A copy of the approved plan shall be provided to the

governor, the temporary president of the senate and the speaker of the

assembly.

3. Not less than once every five years the partnership shall review

the plan, and shall include as part of such review a public hearing in

each county for which the plan is applicable. The partnership shall

propose amendments to the management plan as they are deemed to be

necessary and appropriate.

§ 42-0111 — Appropriations by municipalities

Appropriations by municipalities.

To effectuate the purposes of this article, the local legislative

bodies of the towns, villages and city within the reserve and the

counties of Saratoga, Washington and Rensselaer may appropriate and pay

over to the partnership moneys to be expended by the partnership to

carry out its functions pursuant to this article.

§ 42-0113 — Cooperation of state agencies

Cooperation of state agencies.

To effectuate the purposes of this article, the partnership may

request from any department, board, bureau, commission or other agency

of the state, and the same are authorized to provide, such cooperation

and assistance, services and data as will enable the partnership

properly to carry out its functions pursuant to this article.

§ 42-0115 — Stewardship fund

Stewardship fund.

1. There is hereby established in the joint custody of the state

comptroller and the commissioner of taxation and finance a special fund

to be known as the "Historic Hudson-Hoosic Rivers fund".

2. Moneys in the fund shall consist of all moneys appropriated for the

purpose of such fund, donations to the partnership and all moneys

transferred to such fund pursuant to law. Any interest received by the

comptroller on money on deposit in the fund shall be retained in and

become part of the fund.

3. Moneys in the fund may be used, pursuant to appropriation, by the

partnership for its purposes under this article.

§ 42-0117 — Siena College revolutionary war institute

Siena College revolutionary war institute.

The partnership may enter into an agreement with the Siena College

revolutionary war institute to provide diverse, academically based

education opportunities based on the historic resources of the Historic

Hudson-Hoosic Rivers Partnership Reserve for local schools, residents in

the reserve and visitors to the reserve to learn about our nation's

birth and democratic foundations.

ARTICLE 43 Lake George Park Commission

§ 43-0101 — Legislative intent

Legislative intent.

The preservation and enhancement of natural beauty in the state, the

preservation and conservation of pure water supplies and other natural

resources, the preservation and development of natural resources and

recreational facilities for the benefit of the public, the promotion of

the study of history, natural science, and lore, the conservation and

protection of state lands in the forest preserve and areas adjacent

thereto, and the promotion and preservation of the health and welfare of

the public residing, sojourning, or visiting therein being the concern

of the state, the legislature hereby declares it to be in the public

interest to preserve, protect, conserve and enhance the unique natural

scenic beauty and to promote the study of the history, natural science,

and lore of Lake George and the area near or adjacent thereto and to

provide means whereby owners of real property near or adjacent to the

lake, other interested individuals, corporations, associations,

organizations, and municipalities bordering on the lake may preserve,

protect and enhance the natural scenic beauty of the lake and its

surrounding countryside and regulate the use of the lake and the area

near or adjacent thereto for appropriate residential, conservation,

health, recreational, and educational purposes.

§ 43-0103 — Definitions

Definitions.

As used in this article:

1. "Lake George park" means the bed, waters, islands, and shore of

Lake George and all land in the counties of Essex, Warren and Washington

surrounding said lake and situate within the following described

boundaries:

Beginning at the southwesterly corner of lot 18 of the Crane Brush

Patent in the northerly bounds of the Ogilvie Patent, running from

thence northerly along the westerly bounds of the said lot 18 and the

easterly bounds of lot 11 of the said Crane Brush Patent, to the

northwesterly corner of the said lot 18 and the northeasterly corner of

the said lot 11; thence westerly along the northerly bounds of the said

lot 11 to the southeasterly corner of lot 12, Crane Brush Patent; thence

northerly along the easterly bounds of the said lot 12 to the

northeasterly corner thereof in the southerly bounds of lot 13, Crane

Brush Patent; thence easterly along the southerly bounds of a portion of

the southerly bounds of the said lot 13 to the southeasterly corner

thereof and the southwesterly corner of lot 16, Crane Brush Patent;

thence northerly along the westerly bounds of the said lot 16 to the

northwesterly corner thereof in the southerly bounds of lot 3, Garland

Patent; thence easterly along the southerly bounds of lot 3, Garland

Patent to the southeasterly corner thereof; thence northerly along the

easterly bounds of the said lot 3 to the northeasterly corner thereof in

the southerly bounds of the Norman Patent; thence northerly, crossing

the said Norman Patent in a straight line, to the southeasterly corner

of lot 10, McDonald Patent; thence northerly along the easterly bounds

of the said lot 10 to the northeasterly corner thereof in the southerly

bounds of Porter's Patent; thence westerly along the southerly bounds of

lots 7 and 6, Porter's Patent to the southwesterly corner of the said

lot 6; thence northerly along the westerly bounds of the said lot 6,

Porter's Patent, to the northwesterly corner thereof; thence running in

a straight line northerly, crossing the remaining portion of Porter's

Patent and also crossing Robert's Patent, to the southwesterly corner of

lot 86, Northwest Bay Tract; thence northwesterly along the westerly

bounds of lots 86, 91 and 99, Northwest Bay Tract, to the northwesterly

corner of the said lot 99; thence easterly along the northerly bounds of

the said lot 99 to the southwesterly corner of lot 116, Brant Lake

Tract; thence northerly along the westerly bounds of lots 116, 117, and

118, Brant Lake Tract, to the northwesterly corner of the said lot 118;

thence easterly along the northerly bounds of lots 118, and 113, Brant

Lake Tract to the northeasterly corner of the said lot 113; thence

northerly along the westerly bounds of lots 87 and 88, Brant Lake Tract,

to the northwesterly corner of the said lot 88; thence easterly along

the northerly bounds of lots 88, 79, 56, 47, 24 and 15, Brant Lake

Tract, to the northeasterly corner of the said lot 15 and to a point in

the westerly bounds of the Hague Tract; thence northerly along the

westerly bounds of the Hague Tract to the northwesterly corner of lot

38, Hague Tract; thence easterly along the northerly bounds of the said

lot 38 to the northeasterly corner thereof; thence northerly along the

westerly bounds of a portion of the westerly bounds of lot 37 and the

westerly bounds of lot 36, Hague Tract, to the northwesterly corner of

the said lot 36; thence easterly along a portion of the northerly bounds

of the said lot 36 to the southwesterly corner of lot 33, Hague Tract;

thence northerly along the westerly bounds of lots 33, 30 and a portion

of lot 29, Hague Tract, to the Warren-Essex County line; thence running

northeasterly along the said county line to the center of Trout Brook;

thence northerly, downstream, along Trout Brook as it winds and turns,

to the intersection of Trout Brook with State Highway Route 9N; thence

southwesterly along said State Highway to the intersection of the said

State Highway with Alexandria Avenue south of Ticonderoga Village;

thence easterly along Alexandria Avenue, crossing the outlet of Lake

George, and continuing along said Alexandria Avenue and said line

extended, to the American Telephone and Telegraph Company's telephone

cable line; thence southerly along said telephone cable line to the

north bounds of lot 77 of the Alexander Turner Patent; thence westerly

along the north bounds of lot 77 and lot 79 of said Patent to the

northwest corner of lot 79; thence southerly along the west bounds of

lots 79, 80, 81, 82, 83, and 84 to the southwest corner of said lot 84;

thence westerly along the division line between lots 85 and 67 of said

Turner Patent to the northwest corner of lot 67; thence southerly along

the west bounds of lots 67, 16, 17, 18, 19 and 20 of said Turner Patent

to the division line between the Town of Putnam and the Town of Dresden;

thence westerly along said town line to the northwest corner of lot 52

of the aforesaid Turner Patent; thence southerly along the west bounds

of lots 52, 51, and 50 of said Turner Patent, to the division line

between the Turner Patent and the South Bay Tract; thence southwesterly

along said division line to the northwest corner of lot 148, South Bay

Tract; thence southerly along the west bounds of lots 148 and 149 of the

South Bay Tract to the north line of lot 162 of said tract; thence

westerly along the north line of said lot 162 to the northwest corner

thereof; thence southerly along the west bounds of lots 162, 161, 160,

159, 158 and 44 to the southwest corner of said lot 44; thence westerly

along the southerly bounds of lots 39 and 22, South Bay Tract, to the

southwesterly corner of the said lot 22; thence southerly along the

westerly bounds of lot 23, South Bay Tract to the southwesterly corner

thereof; thence westerly along the southerly bounds of lot 12, South Bay

Tract, to the southwesterly corner thereof; thence southerly along the

westerly bounds of lot 11 of South Bay Tract to the southwest corner of

lot 11; thence westerly along the south bounds of lot 77 to the

southwest corner thereof; thence southerly along the west bounds of lots

76, 75, and 74 of the South Bay Tract to the southwest corner of lot 74;

thence westerly along the south bounds of lots 89, 99, 105, and 118 of

the South Bay Tract to the southwest corner of lot 118; thence southerly

along the west bounds of lots 117, 116, and 115 to the division line

between the South Bay Tract and the Westfield Tract; thence westerly

along said division line to the northwest corner of lot 56 of the

Westfield Tract; thence southerly along the westerly bounds of lots 56

and 49 of the Westfield Tract to the southwesterly corner of the said

lot 49; thence westerly along the southerly bounds of lot 50, Westfield

Tract to the southwesterly corner of the said lot 50; thence southerly

along the westerly bounds of lots 43 and 42, of the Westfield Tract to

the southwesterly corner of the said lot 42; thence running in a

straight line crossing lots 37 and 31 of the Westfield Tract to the

northwesterly corner of lot 25 of the Westfield Tract; thence westerly

along the southerly bounds of an unnumbered lot, and the southerly

bounds of lot 28, Westfield Tract and the southerly bounds of lot 47,

Lake George Tract, to the southwesterly corner of the said lot 47, and

the northwesterly corner of lot 46, and the northeasterly corner of lot

45, Lake George Tract; thence southerly along the easterly bounds of

lots 45, 39, 37 and 27, Lake George Tract; to the southeasterly corner

of the said lot 27; thence westerly along the southerly bounds of the

said lot 27 to the easterly bounds of lot 28, Lake George Tract; thence

southerly along a portion of the easterly bounds of the said lot 28 and

the easterly bounds of lot 29, Lake George Tract to the southeasterly

corner of the said lot 29; thence westerly along the southerly bounds of

the said lot 29 and a portion of the southerly bounds of lot 30, being

also along a portion of the northerly bounds of lot 23, and the

northerly bounds of lot 24, all in Lake George Tract, to the

northwesterly corner of the said lot 24; thence southerly along the

westerly bounds of the said lot 24 to the southwesterly corner thereof;

thence westerly along a portion of the northerly bounds of lot 18, Lake

George Tract, to the northwesterly corner thereof; thence southerly

along the easterly bounds of lots 17, 15, 16, 14, 12, 9 and a portion of

lot 5, Lake George Tract and continuing the same course southerly to the

center of the Farm to Market Road; thence westerly in the center of the

said road to the Warren-Washington County Line; thence southerly along

the said county line to the northeasterly corner of the Queensbury

Patent; thence westerly along the northerly bounds of the Queensbury

Patent to the southeasterly corner of the Hasborne Patent; thence

northerly along the easterly bounds of the Hasborne Patent to the

northeasterly corner thereof; thence westerly along the northerly bounds

of the Hasborne Patent and the northerly bounds of the Fairlie Patent to

the northwesterly corner of the said Fairlie Patent; thence southerly

along a portion of the westerly bounds of the Fairlie Patent to the

northeasterly corner of lot 18, French Mountain Tract; thence westerly

along the northerly bounds of lots 18, 20, 21, and 25 of the French

Mountain Tract to the northwesterly corner of the said lot 25; thence

running in a straight line westerly crossing the southerly portion of

the Houghton Patent to the northwesterly corner of lot 60, Luzerne

Tract; thence southerly along the westerly bounds of the said lot 60 to

the southwesterly corner thereof; thence westerly along the southerly

bounds of lots 59, 58 and 57, Luzerne Tract to the southwesterly corner

of the said lot 57; thence northerly along a portion of the westerly

bounds of the said lot 57 to the southeasterly corner of lot 66, Luzerne

Tract; thence westerly along the southerly bounds of the said lot 66 to

the southwesterly corner thereof; thence northerly along a portion of

the westerly bounds of the said lot 66 to the northeasterly corner of

lot 67, Luzerne Tract and being in the southerly bounds of the Randall

Location; thence westerly along the southerly bounds of the said Randall

Location to the southwesterly corner thereof; thence northerly along the

westerly bounds of the said Randall Location and the westerly bounds of

lots 75, 78, 83, 93, 98 and 107, Luzerne Tract, to a point in the

southerly bounds of lot 113, Luzerne Tract; thence westerly along a

portion of the southerly bounds of the said lot 113 to the southwesterly

corner thereof; thence northerly along the westerly bounds of the said

lot 113 to the northwesterly corner thereof in the southerly bounds of

the J. Ross Patent; thence easterly along a portion of the southerly

bounds of the J. Ross Patent to the southeasterly corner thereof; thence

northerly along the easterly bounds of the said J. Ross Patent to the

northeasterly corner thereof; thence running in a straight line

northerly to the southeasterly corner of the J. Thurman Farm; thence

northerly along a portion of the easterly bounds of the said J. Thurman

Farm to the northwesterly corner of lot 143, Luzerne Tract; thence

easterly along the northerly bounds of the said lot 143, Luzerne Tract,

to the northeasterly corner thereof in the westerly bounds of the

McCauley Patent; thence northerly along a portion of the McCauley Patent

to the northwesterly corner thereof; thence easterly along a portion of

the northerly bounds of the McCauley Patent to the southwesterly corner

of lot 6, David Smith Patent; thence easterly along the southerly bounds

of lots 6, 7, and 22 of the said Smith Patent to the southeasterly

corner of the said lot 22; thence northerly along the easterly bounds of

lots 22, 21, 20, 19, 18, 17, 16, and 15 of the said Smith Patent to the

northeasterly corner of the said lot 15 in the southerly bounds of lot

29 of the James Abeel 3000 acre Patent; thence westerly along a portion

of the southerly bounds of the said lot 29 to the southwesterly corner

thereof; thence northerly along the westerly bounds of lots 29, 27, 26,

22, 21 and 16 of the said James Abeel 3000 acre Patent to the

northwesterly corner of the said lot 16; thence westerly along the

northerly bounds of lot 17, of the James Abeel 3000 acre Patent to the

northwesterly corner thereof; thence northerly along the westerly bounds

of lots 14, 11, 8, 5 and 2 of the James Abeel 3000 acre Patent to a

point in the southerly bounds of lot 33, Northwest Bay Tract; thence

westerly along a portion of the southerly bounds of the said lot 33 to

the southwesterly corner thereof, the same being the southeasterly

corner of the John Campbell Patent; thence northerly and northeasterly

along the easterly and southeasterly bounds of the said John Campbell

Patent to the southeasterly corner of the Ogilvie Patent; thence

northeasterly along the southeasterly bounds of the said Ogilvie Patent

to the northeasterly corner thereof at the southeasterly corner of lot

10 of the Crane Brush Patent; thence westerly along the southerly bounds

of the said lots 10 and 18 to the point and place of beginning.

2. "Zone" means any area of land within the Lake George park in which

the use of land for commercial purposes is prohibited, restricted, or

controlled pursuant to the provisions of this article, local law or

ordinance, agreement, restrictive covenant, or otherwise.

3. "Commercial purposes" means use of lands, including structures

thereon for any purpose from which a profit may be derived, other than a

lease or rental of residential property for single, private family

residential purposes.

4. "Commission" means the Lake George park commission.

5. "Surface water runoff" means water which flows over the land and

does not percolate into the soil.

6. "Stormwater runoff" means any surface water runoff or runoff in

channels which results directly either from a rain storm or from the

melting of snowpack.

§ 43-0105 — Lake George park commission; continuation

Lake George park commission; continuation.

There shall continue to be in the department a commission to be known

as "Lake George park commission." Such commission shall be a body

corporate and politic. It shall consist of the commissioner, ex officio,

and nine members to be appointed by the governor, by and with the advice

and consent of the senate, at least two of whom shall reside in the

county of Essex, two in the county of Warren and two in the county of

Washington and at least three of whom shall be members of a civic,

protective or service association in the Lake George area. In making

appointments pursuant hereto the governor shall give consideration to

nominations made by such associations in such area. The members shall be

appointed for overlapping nine year terms of office running from April

first of the year in which such terms shall, respectively, commence,

provided, however, that of the members first appointed one shall be

appointed for a one-year term of office beginning April 1, 1961, one for

a two-year term of office, one for a three-year term of office, one for

a four-year term of office, one for a five-year term of office, one for

a six-year term of office, one for a seven-year term of office, one for

an eight-year term of office and one for a nine-year term of office,

each of which shall commence on such date. An appointment to fill a

vacancy shall be made for the remainder of the affected term of office.

The officers thereof shall consist of a chairman, vice-chairman and

secretary-treasurer to be elected by the commission. The members of the

commission shall receive no compensation but may be reimbursed for

expenses necessarily incurred in the performance of their duties.

§ 43-0107 — Powers

Powers.

The commission shall have power to:

1. Sue and be sued.

2. Make and execute contracts and all other instruments necessary or

convenient for the exercise of its powers and functions under this

article.

3. Establish and maintain such facilities as may be necessary for the

transacting of its business.

4. Utilize, to the extent feasible, the staff and facilities of

existing state agencies, pursuant to an allocation to be made by the

director of the budget.

5. Hold hearings and subpoena witnesses in the exercise of its powers,

functions and duties provided for by this article.

6. Contract for professional and technical assistance and advice.

7. Contract for and to accept assistance, including but not limited to

gifts, grants or loans of funds or of property from the federal

government or any agency or instrumentality thereof, or from any agency

or instrumentality of the state, or from any other public or private

source and to comply, subject to the provisions of this article, with

the terms and conditions thereof, subject to the approval of the

director of the budget.

8. Adopt, amend and repeal, after public hearing according to the

provisions of the state administrative procedure act (except in the case

of rules and regulations that related to the organization or internal

management of the agency), such rules and regulations, consistent with

this article, as it deems necessary to administer this article, and to

do any and all things necessary or convenient to carry out the purpose

and policies of this article and to exercise all powers granted by law.

9. Adopt, amend and repeal, after public hearing according to the

provisions of the state administrative procedure act, rules and

regulations relating to tree-cutting within the park; provided, however,

that nothing herein shall prevent a municipality from adopting a law,

code, ordinance or regulation which is more stringent than such rules

and regulations adopted by the commission.

10. Encourage individuals, corporations, associations and

organizations to acquire real property or interests or rights in real

property for the preservation of open space characterized by natural

scenic beauty or conditions enhancing parkwide qualities, and to

preserve such lands or interests or rights in real property through the

establishment of land trusts and other lawful means for protecting and

preserving such lands.

11. Encourage and assist in the creation of special local improvement

districts for purposes including control of storm water runoff problems

and the acquisition of significant environmental areas, including

wetlands, to control such problems.

12. Study, monitor and inspect for pollution from any source within

the park and to enforce the provisions of this article and any

regulations promulgated pursuant thereto, cooperate with, aid and assist

municipalities and state agencies in enforcing the laws affecting or

applying to Lake George and the area lying within the park and undertake

projects to abate pollution and preserve water quality.

13. Take into consideration the cumulative impact upon all of the

resources of the park in making any determination or taking actions

pursuant to the powers of this article.

14. Intervene in proceedings before state agencies including the

department and the Adirondack park agency on matters affecting the park.

15. Encourage individuals, corporations, associations, and

organizations to preserve and enhance the natural scenic beauty of Lake

George and lands within the Lake George park.

16. Adopt, sponsor, and encourage the use of forms of deeds,

agreements, covenants, and other legal documents by means of which

owners of real property within the Lake George park may voluntarily

prohibit, restrict, and control the use thereof for commercial purposes.

17. Encourage owners of real property within the Lake George park by

written instruments to prohibit, restrict, or control voluntarily the

use of such real property for commercial purposes.

18. Acquire interests or rights in real property within the Lake

George park for the purpose of prohibiting, restricting, or controlling

the use of such real property for commercial purposes.

19. Establish rules, regulations, and procedures by or pursuant to

which the commission may authorize or permit a necessary or desirable

use of land or prevent unnecessary hardship in an individual or

particular instance by altering or modifying in whole or in part any

restriction contained in any conveyance to or agreement with the

commission or which the commission has power to alter or modify.

20. Encourage, cooperate with, aid, and assist municipalities lying

wholly or partly within the Lake George park in the preparation and

adoption of zoning laws or ordinances and other local legislation

prohibiting, restricting, regulating, or controlling the uses of real

property for commercial purposes within the Lake George park.

21. Make maps and plans for proposed or permanent zones.

22. Establish as a proposed zone any area of land, exclusive of state

or municipally owned land, lying within the Lake George park.

23. Alter, reduce, or extend any such proposed zone.

24. Establish as a permanent zone any area of land, exclusive of state

or municipally owned land, lying within the Lake George park in which

the use of all real property for commercial purposes is (a) prohibited,

or (b) restricted or controlled.

25. Alter or extend a permanent zone under the procedure applicable to

the original establishment of a permanent zone.

26. Enter upon any land, water, or premises within the Lake George

park at reasonable times for the purpose of making surveys.

27. Cooperate with, aid, and assist municipalities and law enforcement

agencies in enforcing laws affecting or applying to Lake George and the

area lying within the Lake George park.

28. In cooperation with existing law enforcement agencies, arrange for

the appointment of patrolmen who, within the Lake George park, shall

have the powers set forth in section 71-0202 of this chapter in respect

to the enforcement of all laws and local ordinances or laws pertaining

to Lake George or the Lake George park. Pursuant to this subdivision,

members and employees of the commission may be appointed patrolmen but

if appointed shall serve without compensation. Such patrolmen shall have

the right to use sirens, display flags, or other identifying insignia

and wear badges while engaged in law enforcement activities within the

Lake George park.

29. Promote the study of the history, historical significance, natural

science, and lore of Lake George and the area within the Lake George

park and in cooperation with the Education Department to preserve the

historical relics found in or near Lake George.

30. Encourage individuals, corporations, associations, organizations,

and municipalities to protect and preserve the purity of the waters of

Lake George.

31. Establish advisory committees and enlist and accept the support

and cooperation of organizations of property owners or others interested

in promoting the purposes and objectives of this article.

32. Do all things necessary or convenient to carry out the powers

expressly granted by this article.

§ 43-0109 — Expenses; employees

Expenses; employees.

The commission may appoint employees and agents and fix their

compensation within moneys available therefor. Such compensation and the

other necessary expenses of the commission shall be paid from moneys

received by the commission from appropriations from the state including

from the Lake George park trust fund pursuant to section ninety-seven-h

of the state finance law or one or more municipalities in the counties

of Essex, Warren or Washington, or from gifts or contributions, which

the commission is hereby authorized to accept. Moneys appropriated for

use of the commission by the state shall be paid out of the state

treasury on the audit and warrant of the Comptroller on vouchers

certified or approved by the chairman of the commission or by an officer

or employee of the commission designated in writing by the chairman.

§ 43-0110 — Wastewater management

Wastewater management.

1. The commission, in consultation with the department, the department

of health and each municipality located in whole or in part within the

park, and subject to approval by the department and department of

health, shall adopt, after public hearing according to the provisions of

the state administrative procedure act, rules and regulations for the

discharge of sewage or treated sewage effluent onto the land or into the

groundwater of the park to ensure optimum protection of ground and

surface waters within the park. Such rules and regulations may be more

stringent than rules and regulations adopted by the department. For

purposes of this section, the discharges shall include sewage or treated

sewage effluent applied to the soil or entering the groundwater through

runoff, seepage, percolation, spray irrigation and ground and spring

water flow.

2. The rules and regulations adopted by the commission under

subdivision one of this section shall be applicable to all development

within the park with respect to the discharge of wastewater; provided,

however, that nothing shall prevent a municipality from adopting a law,

code, ordinance or regulation which is more stringent than such rules

and regulations adopted by the commission.

3. The commission may delegate all or some of its authority under this

section to any municipality located in whole or in part within the park

subject to such conditions as the commission may establish.

§ 43-0111 — Commercial use in zones

Commercial use in zones.

On and after (a) the establishment, alteration, or extension of a

permanent zone, (b) the filing of the order establishing, altering, or

extending such zone, together with the map and description thereof, in

the office of the clerk of each county in which such zone is located,

(c) the recording in the appropriate county clerk's office of the

written instruments by which the use for commercial purposes of all real

property in such zone is prohibited, restricted, or controlled, and (d)

notice of the establishment, alteration, or extension of such zone has

been published four times in a newspaper having general circulation in

the area in which such zone is located, no real property within such

zone shall be used for commercial purposes except as authorized or

permitted by the terms of the order establishing, altering, or extending

such zone or as authorized or permitted pursuant to subdivision 5 of

section 43-0107 of this article.

§ 43-0112 — Stormwater management and stream corridor management

Stormwater management and stream corridor management.

1. Stormwater management plans for lands where development is

occurring or may occur in the future. The commission shall adopt, after

public hearing according to the provisions of the state administrative

procedure act, rules and regulations for the preparation of local

stormwater management plans and stormwater regulatory programs. Such

rules and regulations shall be developed in consultation with the

department, the Adirondack park agency and each municipality located in

whole or in part within the park, and shall be subject to approval by

the department and Adirondack park agency.

a. Within eighteen months of the effective date of such rules and

regulations of the commission, each municipality located in whole or in

part within the Lake George park shall prepare a stormwater management

plan and a stormwater regulatory control program which implements such

plan consistent with such rules and regulations and subject to the

approval of the commission.

b. Stormwater management plans and their implementing stormwater

control regulatory programs shall be designed:

(1) to prevent any increase in stormwater runoff from any development

in order to reduce flooding, siltation and streambank erosion; and

(2) to prevent any increase in pollution caused by stormwater runoff

from development, which would otherwise degrade the quality of water in

Lake George and its tributaries and render it unfit for human

consumption, interfere with water-based recreation or adversely affect

aquatic life.

c. In addition to pollution standards, the stormwater control

regulatory program shall incorporate a standard which requires that the

total annual volume of surface water runoff which flows from any

specific site during and following development shall not exceed that

which prevailed prior to development. The methods used to determine the

annual volumes of surface water runoff shall be developed by the

commission and incorporated in the rules and regulations for the

preparation of the local stormwater management plans and regulatory

control programs.

d. Any municipality located in whole or in part within the park may

enter into an agreement with the commission for the commission to

develop the municipality's stormwater management plan. Such an agreement

must be entered into within ninety days of the effective date of the

commission's rules and regulations adopted pursuant to this subdivision

and, if such agreement is not made in such time period and the

municipality fails to meet the requirement of paragraph a of this

subdivision, the commission shall be deemed to have the authority to

develop such plan.

2. Stormwater management study for sites and areas where development

has occurred prior to the effective date of this section. The

commission, in consultation with the department, the Adirondack park

agency and each municipality located in whole or in part within the

park, and subject to the approval by the department and Adirondack park

agency, shall prepare a study of the feasibility of reducing the impacts

of stormwater runoff in areas of the park where development has already

occurred. This study shall assess the impact of stormwater runoff on

water quality from existing development, identify cost effective

measures to control stormwater runoff, and propose funding mechanisms

for implementation of such measures. The commission shall complete the

study within two years of the effective date of this section. Upon

completion of the study of the commission, the study's recommendations

shall be incorporated by the commission into the stormwater management

plan and by each municipality into its stormwater regulatory control

program, subject to the approval of the commission.

3. Implementation. In addition to existing powers and authorities

therefor, each municipality located in whole or in part within the park

is hereby authorized and empowered to adopt and implement a stormwater

regulatory control program consistent with the provisions of this

section. If the commission finds that any such municipality has failed

to adopt such program, to incorporate recommendations pursuant to

subdivision two of this section or to implement such program, the

commission is hereby authorized and empowered to assume the authority of

the municipality that has failed to act, adopt and implement a

stormwater regulatory program consistent with the provisions of this

section for the municipality subject to the commission's finding.

4. Nothing in this section shall be construed to limit the

department's authority to regulate discharges or stormwater.

5. The commission shall, after consultation with the department, the

department of health, the Adirondack park agency and each municipality

located in whole or in part within the park, further promulgate

regulations relative to stream corridor management which shall include

standards for the location of roads, stream channelization, the

frequency of stream crossings, and timber harvesting and vegetative

cutting restrictions within designated stream corridors. The regulations

adopted pursuant to this section may be stricter than regulations

promulgated by the department.

6. In cooperation with local lake associations and educational

institutions, the commission shall continue existing water quality

monitoring programs to monitor water quality in Lake George to determine

the effectiveness of control measures, and to identify sources of ground

and surface water contamination for investigation and enforcement

purposes.

§ 43-0113 — Appropriations by municipalities in certain counties

Appropriations by municipalities in certain counties.

The governing body of any municipality in the counties of Essex,

Warren or Washington may raise, appropriate and pay over to the

commission moneys to be expended by the commission for any of the

purposes hereof.

§ 43-0115 — Restrictions on use of signs and advertising devices

Restrictions on use of signs and advertising devices.

1. In order to preserve and enhance the natural beauty of the Lake

George park, to protect and conserve the investment of the state in

forest lands, islands, state campsites and other interests in real

property in said park; to preserve and regulate the said park for public

uses for the resort of the public for recreation, transportation,

pleasure, air, light and enjoyment and to keep it open, safe, clean and

in good order for the welfare of society and to prevent the unrestricted

use of signs, and advertising structures and devices in said park, no

person, partnership, association or corporation shall, except as

provided in subdivisions two and three of this section, erect or

maintain or allow to be erected or maintained within the boundaries of

the Lake George park any advertising sign or advertising structure or

device of any kind, except under written permit from Lake George park

commission.

2. The provisions of this section shall not apply to:

a. Signs erected or maintained upon a parcel of land used for business

purposes in connection with the principal business or principal

businesses conducted thereon, provided that:

(1) Not more than two such signs are erected on such parcel of land,

and such signs are located at least fifty feet apart, and

(2) No such sign has an area of more than forty-eight square feet, and

(3) No such sign extends more than twenty feet above ground level, and

(4) No such sign is placed within ten feet of a highway right of way,

and

(5) No such sign is illuminated by or contains a flashing,

intermittent, rotating, or moving light or lights, and

(6) No such sign moves or the visible portion thereof contains any

moving or animated parts.

b. A sign erected or maintained within an incorporated village.

c. A sign erected by the state, a county, a town or an agency or

department thereof.

3. To effectuate the purposes enumerated in subdivision 1 of this

section, the commission shall establish uniform written rules and

procedures for the application for and granting of permits for the

erection or maintenance of signs, advertising structures and devices for

which permits are required to be obtained from it under this section.

Such rules and procedures shall contain provisions for the granting of

the requisite permit for any such sign, advertising structure or device

erected prior to the effective date of this section for a period of time

not exceeding the remaining or undepreciated useful life of such sign,

advertising structure or device as determined by an appropriate

depreciation formula, provided that no such sign shall be permitted

after July 1, 1973. For such purpose, until July 1, 1973, the commission

shall authorize the use of a formula commonly used for income tax

purposes or the depreciation formula used in the depreciation schedules

of the income tax returns of the owner of such sign, advertising

structure or device.

4. Any action of the commission by which an application for a permit

under this section is denied shall be reviewable pursuant to the

provisions of article 78 of the Civil Practice Law and Rules.

§ 43-0117 — Operation of ferries and certain other boats, barges and vessels restricted

Operation of ferries and certain other boats, barges and

vessels restricted.

1. No person, partnership, or corporation shall operate a ferry or

other boat transporting motor vehicles on the waters of Lake George

without first obtaining a permit for such operation from the Lake George

park commission.

2. No person, partnership or corporation shall operate a night club,

restaurant, dance hall or other place of amusement, or engage in the

business of selling or offering for sale any kind of food or beverage on

or from a boat, barge or vessel on the waters of Lake George without

first obtaining a permit for such operation from the Lake George park

commission. The provisions of this subdivision shall not apply to any

such operation in existence prior to January 1, 1963.

3. No person, partnership or corporation shall operate, propel or tow

a boat, barge, vessel or other floating object used as, or as a vehicle

for, an advertising sign or advertising structure or device on the

waters of Lake George without first obtaining a permit therefor from the

Lake George park commission.

4. In order to protect and preserve the water quality of Lake George,

to provide reasonable public access to Lake George without overcrowding,

congestion or safety hazards, and to protect the resources of Lake

George, the commission shall, consistent with the purposes of this

article, promulgate regulations relative to the permitting of boats, the

registration and the regulation of docks, wharfs and moorings, the

regulation of marinas, the limits of speed and sound on Lake George, the

regulation of recreational activities such as regatta-type events, water

skiing, parasailing and other similar activities, and the regulation of

tour boats, boat rentals and other rental activities. Following the

promulgation of such regulations: (a) no person shall construct any

dock, wharf, mooring, marina or put any such structure to use without

first obtaining a permit from the commission, and (b) no person shall

operate any boat or vessel, or undertake any regulated activity without

complying with such regulations and obtaining a permit from the

commission, if required.

5. To effectuate the purposes enumerated in subdivision four of this

section, pending adoption by the commission of rules and regulations

relative to the registration and regulation of docks, wharfs, moorings,

and marinas, the provisions of part 646 of Title VI of the codes, rules

and regulations of the state of New York shall be continued; provided,

however, that such regulations shall be administered by the commission.

§ 43-0119 — Land use restrictions within Lake George park

Land use restrictions within Lake George park.

1. No real property lying within the boundaries of the Lake George

park shall be used for the operation of a junk yard, automobile grave

yard, second-hand automobile parts yard, automobile service station

selling petroleum products or repairing motor vehicles, circus,

carnival, shooting gallery, outdoor drive-in theatre, commercial dance

hall, slaughter house, house trailer camp, trailer court, campsite or

similar use operated for commercial purposes in which dwelling

facilities are normally occupied for temporary periods, public dump or

public dumping ground, boarding stable or business offering riding

horses for hire without a permit therefor having been first obtained

from the village within which such real property is located, or if such

real property is not located within a village, from the town within

which such real property is located.

2. No such permit shall be granted by any village or town board until

after a public hearing has been held on the application therefor. Such a

public hearing shall be held only after notice thereof has been

published in a newspaper having general circulation in such village or

town at least ten days before such hearing and notice thereof has been

served on the department, Lake George park commission and all owners of

real property within five hundred feet of the premises for which

application for such permit is made at least ten days before such

hearing.

3. The village or town board, in granting or denying any application

for such a permit shall consider:

a. the statements made in the application for such permit, all facts

presented at such hearing and other facts known to such board,

b. the effect of the proposed use on the general welfare, safety and

health of the public and on the general welfare of the municipality,

c. the character of the area in which the real property is located,

d. the suitability of the real property for the use proposed in the

application,

e. whether the proposed use is consistent with the purposes and intent

of this article,

f. whether the real property lies within a zone or proposed zone in

which the proposed use is or is proposed to be prohibited, and

g. whether the proposed use is consistent with standards for the

granting or denying of applications for such permits established by such

boards in furtherance of the purposes of this article.

4. The action of a village or town board granting or denying any

application for such a permit shall be reviewable pursuant to article 78

of the Civil Practice Law and Rules.

5. The board of trustees of such a village or the town board of such a

town may fix reasonable fees for the making of applications for permits

pursuant to this section and reasonable fees for the issuance of such

permits.

§ 43-0121 — Compliance with sewage disposal requirements

Compliance with sewage disposal requirements.

1. Where a provision of this chapter, or rules or regulations issued

pursuant thereto, or the Public Health Law or state sanitary code

requires that the sewage disposal facilities of a building or structure

proposed to be erected or constructed comply with the requirements

thereof, no such building or structure shall be erected, constructed or

thereafter occupied within the boundaries of the Lake George park

without a permit therefor having been first obtained from the village

within which the real property on which it is to be erected, constructed

or thereafter occupied is located, or if such real property is not

located within a village, from the town within which such real property

on which it is to be erected, constructed or thereafter occupied is

located.

2. No such permit for erection or construction shall be granted by any

such village or town board until the applicant therefor has obtained the

approval required under the provisions of this chapter, or rules or

regulations issued pursuant thereto, or under the Public Health Law or

state sanitary code and no such permit for occupancy shall be granted by

any such village or town board until the applicant therefor has obtained

the approval required under the provisions of this chapter, or rules or

regulations issued pursuant thereto, or under the Public Health Law or

state sanitary code.

3. The board of trustees of such a village or a town board of such a

town may fix reasonable fees for such permits and may each delegate its

power to issue such permits to an officer or employee of the village or

town, as the case may be.

4. The action of a village or town board, or of an authorized officer

or employee thereof, in granting or denying any application for such a

permit shall be reviewable pursuant to article 78 of the Civil Practice

Law and Rules.

5. Such a village board of trustees, town board, the Lake George park

commission or any voter or taxpayer of the village or town in which such

a building or structure is located shall have the right to bring a

proceeding to enjoin the construction, continued construction or

occupancy of any building or structure which is erected, constructed or

occupied without compliance with the requirements of this section.

§ 43-0123 — Environmental review

Environmental review.

Notwithstanding any other provision of law, rule or regulation to the

contrary, the commission shall be deemed to be a state agency for

purposes of article 8 of this chapter. The commission shall offer

assistance to local agencies within the park regarding implementation of

such article.

§ 43-0125 — Regulatory and user fees

Regulatory and user fees.

1. The legislature finds that comprehensive environmental regulatory

management and conservation within the Lake George park are essential to

protect an important part of the environmental resources of the state

and the public health and welfare. It further declares that regulated

entities and users of the unique resources of Lake George park should

bear a significant portion of the costs of regulation, management and

conservation activities which assure the protection and continued

beneficial use of the resources of the park.

2. The following annual fees to be paid to the commission are hereby

established:

(a) Dock, wharf and mooring fees. The owner of a dock, wharf or

mooring within the park used for non-commercial residential purposes

shall pay an annual fee of fifty dollars. The owner of a dock or wharf

within the park used for commercial purposes shall pay an annual fee of

five dollars per linear foot for each such dock. The owner of a mooring

used for commercial purposes shall pay an annual fee of one hundred

dollars for each mooring. New docks constructed for commercial use after

the effective date of this section shall pay a first time fee of ten

dollars per linear foot and five dollars per linear foot annually

thereafter.

(b) Boat fees. In addition to the registration required by the state,

any mechanically propelled boat or vessel with ten horsepower or more

used on Lake George shall have an annual permit issued by the

commission. The fee therefor for boats twenty feet or less in length

overall shall be forty dollars; for boats twenty-one to twenty-five feet

in length overall, fifty dollars; and for boats over twenty-five feet in

length overall, fifty dollars plus seven dollars and fifty cents for

each foot by which the length overall exceeds twenty-five feet; for

boats over twenty-five feet in length overall outfitted for overnight

use, fifty dollars plus thirty dollars for each foot by which the

overall length exceeds twenty-five feet. The commission may establish a

one week use permit for twenty dollars. The commission may establish a

one day use permit for twelve dollars for any mechanically propelled

boat or vessel with ten horsepower or more.

3. The commission may charge a fee to an applicant for a permit in

order to recover the costs incurred in reviewing and acting upon an

application for such permit.

4. Except as otherwise provided by law, all fees collected pursuant to

this section shall be deposited to the credit of the Lake George park

trust fund pursuant to section ninety-seven-h of the state finance law.

ARTICLE 44 Hudson River Valley Greenway

§ 44-0101 — Legislative intent

Legislative intent.

The Hudson river valley region possesses unique scenic beauty, natural

and cultural resources of state and national significance. Efforts

including the creation of a state management program for the Hudson

estuarine district and fishery, establishment of the heritage task force

for the Hudson river valley, establishment of five state designated

urban cultural parks in the valley and the preparation of numerous local

government waterfront revitalization programs in the valley have been

undertaken in recent years to protect and enhance the special places of

scenic, cultural and ecological importance. It is the intention of the

legislature that these efforts be continued and strengthened under the

cooperative program of the Hudson river valley greenway in order to

continue and advance the state's commitment to the preservation,

enhancement and development of the world-renowned scenic, natural,

historic, cultural and recreational resources of the Hudson river valley

while continuing to emphasize economic development activities and

remaining consistent with the tradition of municipal home rule.

§ 44-0103 — Definitions

Definitions.

As used in this article, the following words and terms shall have the

following meanings unless the context indicates another or different

meaning or intent:

1. "Hudson river valley" shall mean the areas of Bronx and New York

counties designated pursuant to section 44-0109 of this article, the

counties of Westchester, Rockland, Putnam, Orange, Dutchess, Ulster,

Columbia, Greene, Albany, Rensselaer, Saratoga and Washington, excluding

any area of Greene county within the Catskill park, as defined in

subdivision two of section 9-0101 of this chapter.

2. "Compact" or "greenway compact" shall mean the overall greenway

plan adopted by the council pursuant to section 44-0119 of this article.

3. "Conservancy" or "greenway heritage conservancy" shall mean the

greenway heritage conservancy for the Hudson river valley, a public

benefit corporation, reestablished pursuant to section 44-0111 of this

article.

4. "Council" shall mean the Hudson river valley greenway communities

council reenacted pursuant to section 44-0105 of this article.

5. "Countryside" shall mean the cities, towns and villages within the

greenway which do not border the Hudson river.

6. "Greenway criteria" or "criteria" shall mean natural and cultural

resource protection, regional planning, economic development, public

access and heritage environmental education identified as the basis for

attaining the goal of a Hudson river valley greenway.

7. "Greenway" shall mean the area designated as the Hudson river

valley greenway pursuant to section 44-0109 of this article.

8. "Greenway districts" or "districts" shall mean areas made of

neighboring communities within the greenway and designated by the

council for the purpose of regional planning.

9. "Greenway trail" or "trail" means the trail established pursuant to

section 44-0121 of this article.

10. "Participating community" shall mean a county, city, town or

village which has adopted the regional plan for its district pursuant to

section 44-0119 of this article.

11. "Riverside" shall mean the cities, towns and villages within the

greenway which border the Hudson river and shall include the city of New

York, with respect to areas of Bronx and New York counties designated

pursuant to section 44-0109 of this article.

12. "Chief elected official of a county" shall mean the county

executive, or if there is none, the chairman of the board of

supervisors, or if there is neither, any other officers possessing

similar powers and duties.

13. "Fund" shall mean the Hudson river valley greenway fund

established in section ninety-seven-n of the state finance law.

§ 44-0105 — Hudson river valley greenway communities council

Hudson river valley greenway communities council.

1. The governor's council on the Hudson river valley is hereby

recreated within the executive department to be the Hudson river valley

greenway communities council. The council shall consist of a total of

twenty-seven voting members. The governor shall appoint two members, one

of whom shall be the chairperson. The legislative body of each town,

city or village other than the city of New York which is adjacent to the

Hudson river may forward the names of a recommended council appointee to

the chief elected official of the county in which it is incorporated.

One voting member shall be appointed from among the names forwarded by

the towns, cities and villages by the chief elected official of each of

the ten counties of Westchester, Putnam, Dutchess, Columbia, Rensselaer,

Albany, Greene, Ulster, Orange and Rockland, and two voting members

shall be appointed by the mayor of the city of New York after

consultation with the presidents of the boroughs of the Bronx and

Manhattan. Two voting members shall be appointed by the temporary

president of the senate, one of whom must reside in the countryside and

two voting members shall be appointed by the speaker of the assembly,

one of whom must reside in the countryside. One voting member shall be

appointed by the minority leader of the senate and one voting member

shall be appointed by the minority leader of the assembly. Such

appointed legislative representatives may designate a duly authorized

representative to attend council meetings and to act in their place. The

following seven members shall be ex officio members: the commissioner,

the commissioner of parks, recreation and historic preservation, the

secretary of state and the commissioners of general services,

transportation, agriculture and markets and economic development or

their designated representatives who, to the extent practicable, shall

be residents of the Hudson valley. All persons responsible for

appointing members of the council shall be mindful of the importance of

assuring adequate representation on the council of the interests of

various municipal entities, conservationists, business owners and

operators, persons engaged in agricultural pursuits, minorities and

educators. Notwithstanding the foregoing provisions of this

subdivision, in the event that there is no vacancy in the membership of

the council and there is no member of the council who is a member of an

organized sporting association, club or society, the membership of the

council shall be increased to twenty-eight voting members. The

twenty-eighth voting member shall be a representative of the organized

sporting community and shall be selected from the population of the

Hudson river valley by a vote of the council. In the event of a vacancy

occurring in the office of any member, such vacancy shall be filled in

the same manner as the original appointment. The members of the council

shall serve without compensation, except that members shall be allowed

their necessary and actual expenses incurred in the performance of their

duties under this article. Any person other than an ex officio member

who serves as a member of the council, shall not serve as a member of

the conservancy.

2. The council shall meet at least once every two months and shall

encourage attendance at such meetings of representatives from local

governments in the greenway and other interested parties. Copies of the

minutes of each meeting with the date of the next scheduled meeting

shall be made available to interested parties at their request.

3. Every state agency and public corporation having jurisdiction of

land or water within the greenway or of programs relating to the

purposes and goals of this article shall, to the fullest extent

practicable, offer full cooperation and assistance to the council in

carrying out the provisions of this article.

4. Every local agency with programs relating to the greenway may offer

assistance to the council in carrying out the provisions of this

article.

§ 44-0107 — Powers and duties of the council

Powers and duties of the council.

The council shall have the power:

1. To make by-laws for the management and regulation of its affairs.

2. To make and execute contracts and all other instruments necessary

or convenient for the exercise of its powers and functions under this

article.

3. To appoint an executive officer, officers, agents and employees,

and prescribe their duties and qualifications and fix their

compensation.

4. To utilize, to the extent feasible, the staff and facilities of

existing state agencies, pursuant to an allocation to be made by the

state division of the budget.

5. To contract for professional and technical assistance and advice.

6. To contract for and to accept assistance, including but not limited

to gifts, grants, or loans of funds or personal property from the

federal government or any agency or instrumentality thereof, or from any

agency or instrumentality of the state, or from any other public or

private source and to comply, subject to the provisions of this article,

with the terms and conditions thereof. Notwithstanding the provision of

section eleven of the state finance law, the council may accept gifts,

grants, devises and bequests, whether conditional or unconditional

providing that any gifts, grants, devises and bequests be consistent

with greenway criteria.

7. To conduct scientific, environmental, economic, tourism and

cultural studies within the valley that are germane to the greenway

criteria.

8. To annually review and update the recommendations of the governor's

council on the Hudson river valley and prepare objectives to advance

each of the five greenway criteria: natural and cultural resources

protection, regional planning, economic development including

agriculture and urban redevelopment, public access and heritage

education.

9. To review and comment as an interested agency during the

environmental review process pursuant to article eight of this chapter

on proposed actions within the greenway, and upon the filing of a draft

environmental impact statement for any such action to require the lead

agency to conduct a hearing under article eight of this chapter.

10. To review and comment on capital and long range plans of state

agencies as they affect the criteria, objectives and plans of the

greenway.

11. To review and comment on actions pursuant to section seventy-five

of the public lands law within the greenway for their consistency with

the public's right and interest in land under water for the purposes of

navigation and commerce, fishing, bathing, natural resource

conservation, recreation and access to the waters and lands underwater

of the state.

12. To review and comment upon the annual work plan submitted by the

conservancy.

13. To jointly designate and develop in agreement with the conservancy

model greenway projects to demonstrate the implementation of greenway

planning and make contracts for assistance to municipalities and

nonprofit entities within the greenway therefor.

14. To designate multi-county planning districts or subregions based

on environmental, economic and social factors linking counties, cities,

towns and villages and the recommendations of municipal officials from

such counties and their political subdivisions for the purpose of

development of the greenway compact, provided that the areas of Bronx

and New York counties designated pursuant to section 44-0109 of this

article shall be deemed to be a multi-county planning district and

region and shall not be linked with any other county, city, town or

village in a multi-county planning district or region.

15. To make recommendations on expanding the geographical area of the

greenway to include Washington county and the remainder of Saratoga

county.

16. To encourage individuals, corporations, associations and public

entities to protect and preserve the unique resources of the greenway

and make grants to municipalities and nonprofit entities within the

greenway therefor.

17. To make available or to cause to make available dispute resolution

services for conflicts over land use regulation between units of

government and/or between interests including development, conservation

and neighborhood interests upon request of all parties in dispute.

18. To organize and meet with a committee of county planners within

the greenway regarding regional projects and the provision of planning

services.

19. To prepare an annual report on the conduct of its activities which

shall include a recommended budget for the next year to be sent to the

governor and the legislature.

20. To exercise and perform such other powers and duties as shall have

been or may be from time to time conferred by law.

21. To utilize the staff and facilities of existing local agencies to

the extent that local agencies make them available.

22. To take any actions necessary to carry out the functions, powers

and duties imposed by this article.

23. To purchase the maximum insurance coverage practicable and

affordable from revenues in the fund, to be effective upon the adoption

by a community of a regional plan, from any duly authorized insurer in

this state, against any liability of any participating community or its

agents that may result from its acquisition of land, consistent with its

regional plan, or the adoption or implementation of any land use control

including, but not limited to, a zoning law or ordinance; provided,

however, such insurance shall not apply to any such claim that results

from the intentional wrongdoing, recklessness, gross negligence or an

unlawful discriminatory practice as provided in subdivisions two, two-a,

three-b, four, paragraphs (a) and (b) of subdivision five and

subdivisions six, seven, fourteen and eighteen of section two hundred

ninety-six of the executive law and 42 U.S.C. § § 1981, 1983 by such

community or its agents. Except with respect to New York city, the

council shall purchase such insurance and begin coverage upon the

adoption by a community of a regional plan, and maintain such insurance

for all participating communities. Nothing herein shall require the

council to purchase or provide coverage for New York city.

§ 44-0109 — Designation

Designation.

The Hudson river valley greenway is hereby designated to include the

counties, including all cities, towns and villages therein, of

Westchester, Rockland, Orange, Putnam, Dutchess, Ulster, Columbia,

Greene, Albany, Rensselaer, Saratoga and Washington; provided the

greenway shall not include any area of Greene county within the Catskill

park as defined in subdivision two of section 9-0101 of this chapter. In

addition, in the city of New York the greenway shall include the areas

of Bronx and New York counties that are both adjacent to the Hudson

River and included as of the effective date of this section within the

boundaries of such city's waterfront revitalization program prepared

pursuant to article forty-two of the executive law. For purposes of the

powers and duties of the council and conservancy regarding the Hudson

river valley, such powers and duties shall be limited to the geographic

area of the greenway as designated in this section.

§ 44-0111 — Greenway heritage conservancy for the Hudson river valley

Greenway heritage conservancy for the Hudson river valley.

1. It is hereby found, determined and declared that the

reestablishment of the greenway heritage conservancy for the Hudson

river valley and the carrying out of its corporate purposes is in all

respects for the benefit of the people of the state of New York, for the

preservation and enhancement of the natural and historic resources of

the Hudson river valley and in furtherance of their welfare and

prosperity, and is a public purpose, in that the conservancy will be

performing an essential governmental function in the exercise of the

powers conferred upon it by this title and the conservancy shall not be

required to pay taxes or assessments upon any of the real property

interests or rights acquired by it or under its jurisdiction or control,

or upon its activities in the operation and maintenance of such property

interests or rights or use of any moneys, revenues or other income

received by the conservancy. All contributions of real or personal

property interests or rights made to the conservancy whether by gift,

devise or bequest shall to the extent deductible for federal income tax

purposes, be deductible for purposes of the tax law to the extent

provided therein.

2. The heritage task force for the Hudson river valley is hereby

reestablished in the executive department to be the greenway heritage

conservancy for the Hudson river valley a body corporate and politic

constituting a public benefit corporation and to consist of seventeen

voting members and nine non-voting members. All voting members shall

reside within the greenway and may designate representatives to act in

their stead. The governor shall appoint three voting members, one of

whom shall also be the chairperson. Two voting members shall be

appointed by the temporary president of the senate; two voting members

shall be appointed by the speaker of the assembly; one voting member

shall be appointed by the minority leader of the senate; one voting

member shall be appointed by the minority leader of the assembly and

eight voting members shall be appointed by the council. A member of the

council may not be appointed to be a voting member of the conservancy.

The commissioner and the commissioners of the state departments of

transportation, agriculture and markets and economic development and the

offices of parks, recreation and historic preservation and general

services, the secretary of state, the chairman of the state senate

committee on environmental conservation and the chairman of the state

assembly committee on environmental conservation, or such members'

designated representatives, shall be nonvoting, ex-officio members of

the conservancy. The term of office of voting members commencing as of

the effective date of this section shall be four years except that five

of the first voting members appointed pursuant to this section shall

have a two-year term and that another five of the first voting members

appointed pursuant to this section shall have a three-year term. Each

member appointed to such task force by the commissioner before enactment

of this section, shall continue in office until a quorum of voting

members has been appointed. In the event of a vacancy occurring in the

office of any member, such vacancy shall be filled for the balance of

the unexpired term, if applicable, in the same manner as the original

appointment.

3. The conservancy shall actively seek qualified candidates for

membership and shall recommend such candidates to the governor.

§ 44-0113 — Powers and duties of the conservancy

Powers and duties of the conservancy.

The conservancy shall have the power:

1. To sue on causes of action consistent with the purposes and its

responsibilities under this article and with respect to contracts to

which it is a party, but not for general enforcement of state or local

environmental or planning laws, provided that the right to sue, other

than with respect to contracts, to which it is a party, shall be limited

to causes of action arising within the boundaries of the greenway; and

to be sued.

2. To make and execute contracts and all other instruments necessary

or convenient for the exercise of its powers and functions under this

article.

3. To establish and maintain such facilities as may be necessary for

the transacting of its business.

4. To appoint an executive officer, officers, agents, employees, and

prescribe their duties and qualifications and fix their compensation.

5. To utilize, to the extent feasible the staff and facilities of

existing state agencies.

6. To hold hearings in the exercise of its powers, functions and

duties provided for by this article.

7. To contract for professional and technical assistance and advice.

8. To contract for and to accept assistance, including but not limited

to gifts, grants or loans of funds or of property from the federal

government or any agency or instrumentality thereof, or from any agency

or instrumentality of the state, or from any other public or private

source and to comply, subject to the provisions of this article, with

the terms and conditions thereof, subject to the applicable general

policies of the director of the budget.

9. To encourage individuals, corporations, associations, organizations

and public agencies to preserve and enhance the natural scenic beauty

and heritage of the Hudson river valley and the lands, water, exemplary

natural communities, aesthetic and cultural resources of the Hudson

river valley, as well as manage and conserve the fish, wildlife and

endangered plant and animal species, and to increase public access to

the waters of the Hudson river.

10. To acquire, in the name of the state, interests or rights in real

property including title by gift or devise anywhere within the greenway,

or by purchase solely for the purposes of a riverside park or

development of the greenway trail, or by easement for the conservation,

management and preservation of open space characterized by natural

scenic beauty, heritage, natural resource values or conditions enhancing

regional qualities of the Hudson river valley provided, however, that

notwithstanding any other provision of law, transfers of such interests

or rights in real property may be made to municipalities or

not-for-profit corporations which contract to hold such property for the

beneficial enjoyment of the people of the state and in no event shall

such land be sold by any such municipality or not-for-profit corporation

except for purposes consistent with the beneficial enjoyment of the

people of the state. Additionally, notwithstanding this or any other

provision of law, neither the state, nor any of its instrumentalities,

may transfer, to the conservancy, any interests or rights in real

property upon which the state is making property tax payments or

payments in lieu of taxes, unless provision is made for the continuance

of such payments by the conservancy from monies available in the fund.

11. To continue the existing subsidiary nonprofit corporation and

create committees and appoint members thereto to assist and advise the

conservancy in carrying out its functions, powers and duties and in

coordinating the activities of the conservancy with state and local

agencies functioning within the Hudson river valley.

12. To intervene in proceedings before state agencies including the

department on matters affecting the Hudson river valley.

13. To encourage and assist in the creation of special local

improvement districts consistent with the purposes of this article.

14. To identify land and water areas in the Hudson river valley that

are suited for designation as scenic areas under the provisions of

article forty-nine of this chapter and for subsequent development of

resource management plans.

15. To provide technical assistance to county and local officials,

landowners and interested organizations with regard to resource

protection, conservation and management of renewable natural resources

and preservation methods and techniques, including but not limited to:

natural resource inventories, scenic and conservation easements, deed

restrictions, local land trust, innovative zoning techniques,

establishment of urban cultural parks, historic preservation methods and

viewshed analysis.

16. To encourage and assist state, county and local governments with

the implementation of procedures for identifying and designating

critical areas under the state environmental quality review act, and to

provide similar support for utilization of scenic impact project review

guidelines.

17. To help to advance, guide and coordinate on a priority basis the

acquisition of land and water areas possessed of scenic, natural,

historical, recreational or cultural significance, for the purpose of

preserving or enhancing such areas; and to do so in cooperation with

appropriate public and private agencies.

18. To initiate the preparation of comprehensive and systematic

inventories and studies of the natural, scenic, historic, cultural and

recreational resources of the Hudson river valley.

19. To provide local governments and the private sector with improved

liaison, interpretation and focus relative to a variety of state and

federal programs which bear on the Hudson river valley and its

shorelands, including coastal management; basin level B study; wild,

scenic and recreational rivers; urban cultural parks; fisheries

management; estuarine sanctuaries; areas of national concern; historic

preservation; tourism and outdoor recreation; and grants-in-aid.

20. To help develop and implement a comprehensive program and plan at

the state, county and local levels for resource preservation, renewable

natural resource management and enhancement in scenic highway corridors.

21. To annually prepare a work plan of intended projects and

activities of the conservancy and present such plan to the council for

its review and comment and report periodically to the governor, the

legislature and the council on the conduct of its activities, but not

less than once a year, and to provide a copy of each report to

appropriate public and private entities within the Hudson river valley

which request a copy of the report.

22. To exercise and perform such other powers and duties as shall have

been or may be from time to time conveyed or imposed by law.

23. To encourage individuals, corporations, associations and public

entities to protect and preserve unique resources of the greenway and

make grants to municipalities and non-profit entities within the

greenway therefor.

24. To whenever in the opinion of the conservancy it would be in the

public interest, after prior approval of the director of the budget,

request the temporary assignment and transfer of certain employees of

any board, commission, agency or department of the state or its

political subdivisions, and said board, commission, agency or

department, if in its opinion such transfer will not interfere with the

performance of its duties and functions may make such assignment and

transfer of said employees to the conservancy. Such assignment and

transfer or extension thereof shall not in any way affect the civil

service status, continuity of service, retirement plan status, right to

compensation, grade or compensation or other rights or privileges of any

employee so transferred.

25. To submit title to all interests or rights in real property

proposed to be acquired by the conservancy for examination and approval

by the attorney general of the state who shall also furnish any and all

necessary legal services and advice required to assist the conservancy

in accomplishing its corporate purposes.

26. When funds are available, and with the approval of the governor,

enter into an agreement with a municipality or district within which

real property interests or rights have been acquired by the conservancy

providing for the payment of moneys in lieu of anticipated tax revenues

whenever the conservancy shall determine that undue hardship justifying

such financial relief has been created by such acquisition.

27. To enforce that no officer, member or employee of the conservancy

shall receive or may be lawfully entitled to receive any pecuniary

profit from the operation thereof except, to the extent available from

the fund, for expenses actually and necessarily incurred, including

reasonable compensation to employees for services in effecting one or

more of the purposes set forth herein.

28. To continue to provide certain programmatic contractual services

to the department as has heretofore been the practice.

29. To jointly designate and develop model greenway projects in

agreement with the council to demonstrate the implementation of greenway

planning and make grants for assistance to municipalities and non-profit

entities within the greenway therefor.

30. To promote the greenway as a single, tourism destination site in

conjunction with the designation and development of the greenway trail.

31. To assist in the preservation of farmlands within the greenway for

continued agricultural use.

32. To take any actions necessary to carry out the functions, powers

and duties imposed by this article.

33. Notwithstanding any other section of law the conservancy shall not

have the power of eminent domain or to acquire property by eminent

domain.

34. Notwithstanding any other section of law, the conservancy may

exercise its powers within the county of New York only for the purposes

of designating, developing, or causing to be developed a trail pursuant

to section 44-0121 of this article. For the purposes of this

subdivision, "trail" means a linear corridor or pathway, walkway or

bikeway used solely for public transportation and recreation. The

council or the conservancy shall not develop, construct or caused to be

developed or constructed any landfill, pier or structure over water

located west of the existing bulkhead or shoreline; nor shall the

council or the conservancy develop, construct or cause to be developed

or constructed any commercial or residential uses on any trail developed

pursuant to this subdivision.

§ 44-0115 — State agency reports and consistency

State agency reports and consistency.

1. The council in carrying out its functions and responsibilities

under this article, shall consult with, cooperate with, and, to the

maximum extent practicable, coordinate its activities with other

interested state agencies.

2. The following officers of state agencies with program

responsibilities that affect aspects of the greenway criteria shall

prepare and submit to the council a program statement which shall detail

actions in the areas of planning, development, use, assistance and

regulation that can support and assist or would conflict with the

establishment and management of the greenway including the compact and

development of the trail:

a. commissioner of the office of parks, recreation and historic

preservation regarding the state historic preservation program, the

state urban cultural park program, state parks within the greenway,

outdoor recreation and trail planning;

b. commissioner of economic development regarding the state tourism

program including the identification of potential tourism destination

areas within the greenway and recommendations for a system of

interactive information outlets throughout the greenway and the impact

of greenway criteria on economic development activities;

c. commissioner of environmental conservation regarding the management

of natural resources including plants, fish and wildlife and natural

communities and protecting environmental quality;

d. commissioner of transportation regarding access and transportation;

e. secretary of state regarding the coastal zone management program

and other planning programs administered by the department of state;

f. commissioner of the office of general services regarding the

stewardship and disposition of state property; and

g. the commissioner of agriculture and markets regarding the

contribution of agricultural activities and programs to greenway

criteria.

Each such officer shall annually review such statements and submit

revisions and updates to the council as appropriate.

3. After the compact is in effect, any state agency conducting,

funding or approving activities directly affecting greenway resources

shall, to the fullest extent practicable, consult with, cooperate with,

and coordinate its activities with the council and the appropriate

participating community. Any such state agency shall conduct or support

such activities in a manner which is, to the maximum extent practicable,

consistent with the compact in addition to requirements of other laws,

including those of article forty-two of the executive law. The compact

shall be incorporated as part of the reviews of actions pursuant to the

state environmental quality review act as provided in article eight of

this chapter and the New York state historic preservation act of 1980.

For purposes of section 8-0113 of this chapter, the commissioner shall

incorporate consideration of the greenway in rules and regulations

adopted pursuant to such section. The council shall review and comment

in writing upon the statement and effects on the greenway program, made

pursuant to section 8-0109 of this chapter and section 14.09 of the

parks, recreation and historic preservation law.

4. Nothing in this article shall preempt the authority and

responsibilities of the department pursuant to article eleven of this

chapter.

§ 44-0117 — Hudson river valley geographic information systems

Hudson river valley geographic information systems.

The conservancy shall continue, update and maintain the Hudson river

valley geographic information system and make available information

therefrom to counties, cities, towns and villages within the greenway.

The conservancy may charge a fee for such information to cover the cost

of providing the information.

§ 44-0119 — Greenway compact

Greenway compact.

1. The council shall guide and support a cooperative planning process

to establish a voluntary regional compact among the counties, cities,

towns and villages of the greenway to further the recommended criteria

of natural and cultural resource protection, conservation and management

of renewable natural resources, regional planning, economic development,

public access and heritage education.

2. Initially, the council shall offer technical assistance from the

conservancy and state agencies to the riverside communities in attaining

the goal of establishing and having maximum effective implementation of

local planning and zoning through natural and cultural resources

inventories, the adoption of a comprehensive zoning ordinance or local

law, master plan, site plan and subdivision plat review consistent with

the greenway criteria. The council shall also encourage the use of

cluster zoning, historic preservation ordinances, transfer of

development rights, conservation easements, designation of critical

environmental areas and other zoning techniques where appropriate to

attain local planning and environmental objectives and participation in

the coastal management program and the state urban cultural park

program. The council and the conservancy may each, consistent with their

respective responsibilities as provided in this article, enter into

contracts not to exceed fifty percent of project cost with riverside

communities and in consultation with appropriate state agencies for

purposes of administrating grants pursuant to this subdivision

including, but not limited to, grants to conduct natural and cultural

resources inventories, prepare or update a master plan, a zoning

ordinance, a transfer of development rights ordinance, a local

government waterfront revitalization program, an urban cultural park

feasibility study or management plan or a tourism development

feasibility study or plan. Any community which receives a grant pursuant

to this subdivision may, at the discretion of the council or the

conservancy, contribute its fifty percent of the project cost in the

form of an in kind or other non-monetary contribution.

3. Not later than four years after the effective date of this article,

the council shall convene meetings of the chief elected officials of

counties, cities, towns and villages or their designated representatives

for each of the subregional districts designated by the council. Such

officials in each district shall organize to prepare, or cause to be

prepared within twenty-four months, a comprehensive regional plan for

their district to be submitted to the council. The conservancy shall

offer technical assistance in preparation of such plans and amendments

thereof. Within funds available therefor, the council shall grant funds

to meet the cost of each regional plan and amendments thereof. Each such

regional plan shall address the greenway criteria and the objectives

adopted by the council by provisions including, but not limited to,

identifying developments of regional impact and areas of regional

concern including, but not limited to identifying necessary public

facilities and infrastructure consistent with such criteria and

objectives and providing for the voluntary adoption by action of a local

legislative body and implementation of relevant provisions by each

participating county, city, town and village. The council shall review

each regional plan for its consistency with the greenway criteria and

objectives and to assure that the regional plans conform to establish an

overall greenway compact. Upon finding such consistency and conformance,

the council shall approve the regional plan and, upon approving all the

regional plans, shall produce an overall greenway plan to be known as

the compact. If the local officials in any district fail to produce a

regional plan for their district or submit such plan which the council

cannot approve, the council may prepare or cause to be prepared a

district plan which cities, towns and villages in such district may

voluntarily adopt by local law to become participating communities. The

council's actions shall not be inconsistent with the requirements of

article forty-two of the executive law in approving any regional plan.

4. Upon approval by the council of a regional plan, each county, city,

town or village within the district for which the plan was prepared and

which adopted the plan by its local legislative body shall become a

participating community in the greenway compact by adopting the regional

plan as provided in such plan.

4-a. Notwithstanding any other provision of this article, the mayor of

the city of New York may submit those portions of such city's waterfront

revitalization program, prepared pursuant to article forty-two of the

executive law and adopted through the process for the adoption and

amendment of plans contained in the charter of such city, as such

program applies to areas within the greenway, as the regional plan for

the region comprised of the areas of Bronx and New York counties

designated pursuant to section 44-0109 of this article. The mayor of

such city may submit amendments to such regional plan adopted through

the process for the adoption and amendment of plans contained in the

charter of such city. Any such plan or amendment thereof submitted

pursuant to this subdivision shall be deemed to have been approved

pursuant to this section and, upon submission of such plan, the areas of

the city of New York designated pursuant to section 44-0109 of this

article and which are also included within such plan shall be deemed to

be a participating community and, unless otherwise specified, the mayor

of such city shall exercise the authority granted to such participating

community. Solely for purposes of subdivision five of this section the

plan submitted by the city of New York pursuant to this section and any

amendments thereto shall not be deemed a generic environmental impact

statement or regional plan.

4-b. Nothing contained in this article shall be deemed to affect,

impair or supersede the provisions of any city charter, local law, rule

or other local requirements and procedures heretofore or hereafter

adopted, including, but not limited to, any such provisions relating to

the zoning and use of land.

5. A regional plan prepared consistent with the procedures of section

8-0109 of this chapter relating to the preparation and contents of an

environmental impact statement shall be considered a generic

environmental impact statement. Actions proposed in conformance with the

conditions and thresholds established in such regional plan will require

no further compliance with article eight of this chapter.

6. Notwithstanding any other provision of law, any state agency may

provide in implementing a ranking system for allocating funds for

infrastructure, land acquisition or park assistance projects a

preference not to exceed the equivalent of an advantage of five percent

for such projects which are identified in a regional plan approved

pursuant to this section.

* 7. For each such participating community there shall be indemnity

from the state in the event of legal actions brought against the

community or its agents that may result from the community's acquisition

of land consistent with its regional plan or the adoption or

implementation of any land use control including, but not limited to, a

zoning law or ordinance. Such indemnity shall not apply to the counties

of New York and Bronx for such legal actions brought as a result of New

York City's adoption of a regional plan or amendments thereto pursuant

to subdivision four-a of this section. Such indemnity shall apply to the

extent that any such claim exceeds the insurance coverage obtained by

the council pursuant to subdivision twenty-three of section 44-0107 of

this article; provided, however, such indemnity shall not apply to any

such claim that results from intentional wrongdoing, recklessness, gross

negligence or an unlawful discriminatory practice as provided in

subdivisions two, two-a, three-b, four, paragraphs (a) and (b) of

subdivision five and subdivisions six, seven, fourteen and eighteen of

section two hundred ninety-six of the executive law and 42 U.S.C. § §

1981, 1983 by such community or its agents. In any claim against a

participating community of unlawful discriminatory practice, the

attorney general shall not represent the defendant or defendants;

provided, however, that if the plaintiff is not the prevailing party,

the defendant or defendants shall be reimbursed by the state for all

reasonable attorneys' fees and litigation expenses incurred in the

defense of the action.

* NB Repealed December 31, 2027

8. Pursuant to a chapter of the laws of New York to be enacted,

authority shall be granted for a community to utilize other innovative

zoning techniques in carrying out the compact.

9. In addition to any other funds available from the state,

participating communities and nonprofit entities designated by such

communities shall be eligible for capital, program and planning matching

grants from the council and the conservancy including, but not limited

to grants for municipal historic preservation projects to acquire,

restore or rehabilitate property listed on the state or national

registers of historic places or for educational programs related to such

historic places, municipal park projects for the acquisition,

development or improvement of recreational facilities or the acquisition

of land for open space conservation and management of renewable natural

resources and natural resource protection including the preservation of

endangered species and their natural communities, waterfront

revitalization projects to acquire land for public access to the Hudson

river or to protect river resources or to clear waterfront sites for

public or private water dependent uses or to develop, improve or

rehabilitate water dependent or waterfront facilities including wharfs

and piers, consistent with a local waterfront revitalization program,

urban cultural park projects for planning, program, acquisition or

development consistent with the purposes of article thirty-five of the

parks, recreation and historic preservation law, tourism marketing

projects, development and commercial revitalization and community

development programs and projects, natural resources inventories,

agriculture preservation projects and public and private infrastructure

improvement related to the development of the greenway trail, from money

appropriated from the Hudson river valley greenway fund. The state share

of the cost of such projects shall not exceed fifty percent of the total

project cost. Such grants shall be made by the council and the

conservancy consistent with their respective responsibilities as

provided in this article. The council and conservancy shall enter into

contracts with participating communities and in consultation with

appropriate state agencies for the purpose of administering these

grants.

10. The council and conservancy shall create a committee comprised of

three members from each who shall establish a procedure by which other

grants not delineated herein, which are consistent with the greenway

criteria, shall be made.

11. Notwithstanding any other provision of law, participating

communities shall be eligible to take part in and receive grants and

loans from the urban development corporation's urban and community

development program and regional economic development program.

12. The council may, after holding a public hearing in the appropriate

district, withdraw its approval of a regional plan where it finds that

there has been a significant failure to implement such plan by a

majority of the participating counties, cities, towns and villages

within the district. When approval has been withdrawn from a regional

plan, the communities therein may not have the benefits of participating

communities pursuant to subdivisions five through nine of this section.

The council shall report such withdrawal of approval to the governor and

the legislature stating the reasons for such action consistent with

subdivisions one through six of this section.

13. The council may promulgate rules and regulations providing for

maintaining and updating the compact.

§ 44-0121 — Greenway trail

Greenway trail.

1. The conservancy shall designate and develop or cause to be

developed a trail or pathway system consistent with the greenway

criteria connecting the city of New York from the southernmost boundary

of the area designated as the greenway to the Erie canal lock two park

in the town of Waterford, Saratoga county to be known as the Hudson

river valley greenway trail. To the fullest extent practicable, the

trail shall:

a. be located with direct physical or, if not physical, visual access

to the Hudson river;

b. be planned for both sides of the Hudson river;

c. have segments that can be restricted to non-motorized use;

d. utilize existing heritage trails, bikeways, scenic highways,

railroad rights of way and esplanades and make connections with other

trails including trails along tributaries of the Hudson river;

e. highlight and link existing parks, urban cultural parks and

historic sites;

f. provide for interpretive signage and opportunities to experience

the unique natural and cultural heritage of the valley;

g. reflect the natural and cultural diversity;

h. involve state and local agencies and private organizations in the

planning, development and maintenance of the trail of the greenway;

i. use the services of local school districts and the youth

conservation corps to participate in trail development and maintenance;

j. have segment management plans prepared for each segment of the

trail to assure uniform maintenance and upkeep; and

k. have connections to pathways that highlight the character and

resources of the countryside communities.

2. The greenway trail to the extent practicable shall be completed on

or before June first, two thousand five; provided that the conservancy

shall submit a plan for the trail to the governor and legislature within

twenty-four months of the effective date of this section and shall to

the extent practicable dedicate and open significant sections of the

trail on or before June first, two thousand. Planning for the trail

shall commence with the council and the conservancy sponsoring a Hudson

river valley greenway trail symposium to prepare a plan of action for

the planning and development of the trail. Representatives of local

governments in the greenway, interested nonprofit organizations,

representatives of the state and federal government, planners and

landscape architects along with any other interested parties shall be

invited to participate in the symposium.

3. The department and the office of parks, recreation and historic

preservation, the department of transportation and the office of general

services are hereby authorized and directed to support and assist in the

planning and development of the trail.

ARTICLE 45 State Nature and Historical Preserve Trust

§ 45-0101 — Declaration of findings and purpose

Declaration of findings and purpose.

The overwhelming approval by the people of section 4 of article XIV of

the Constitution, clearly demonstrates the public awareness and desire

to preserve the great natural resources and heritage of the state.

Accordingly, the legislature now finds it necessary to provide for a

state nature and historical preserve to assure the protection of lands,

outside of forest preserve counties, of special natural beauty,

wilderness character or geological, ecological, or historical

significance so that present and future generations may share their

ecological, educational and recreational value.

Lands dedicated to the preserve shall include only those lands in

state ownership in need of the highest level of protection. The

dedication of ecologically significant lands to the preserve is intended

for unique and irreplaceable state-owned lands that are relatively

undisturbed and not presently being actively managed through modern

forest management practices, including old-growth forests.

§ 45-0103 — Short title

Short title.

This article may be cited as the "State Nature and Historical Preserve

Act".

§ 45-0105 — Definitions

Definitions.

As used or referred to in this article unless a different meaning

clearly appears from the context:

1. The term "trust" shall mean the state nature and historical

preserve trust continued by section 45-0107 of this article.

2. The term "trustee" shall mean the commissioner of environmental

conservation.

3. The term "real property" shall mean lands and waters, including

improvements thereon, structures, and hereditaments, title to which may

be in fee simple absolute or any lesser interest, including but not

limited to, easements, rights of way, uses, leases, licenses and every

estate, interest or right, legal or equitable.

4. The term "preserve" shall mean the state nature and historical

preserve, as referred to in section 4 of article XIV of the State

Constitution.

5. The term "lands of ecological significance" shall mean state-owned

lands and waters that harbor plants, animals or ecological communities

that are rare in New York state or exemplary occurrences of more common

ecological communities. For the purposes of this article, the term

"exemplary occurrences of an ecological community" means a

representative, high quality example of a given ecological community

type, characterized by a distinctive assemblage of interacting plant and

animal populations, including old-growth forests.

6. The term "old-growth forest" shall mean a parcel of at least ten

acres which includes all of the following: an abundance of late

successional tree species, at least one hundred eighty to two hundred

years of age in a contiguous forested landscape that has evolved and

reproduced itself naturally, with the capacity for self perpetuation,

arranged in a stratified forest structure consisting of multiple growth

layers throughout the canopy and forest floor, featuring canopy gaps

formed by natural disturbances creating an uneven canopy and a

conspicuous absence of multiple stemmed trees and coppices. Typically,

old-growth forest sites also are characterized by an irregular forest

floor containing an abundance of coarse woody materials which are often

covered by mosses and lichens, show limited signs of human disturbance

since European settlement, have distinct soil horizons that include

definite organic, mineral, alluvial accumulation, and unconsolidated

layers, and have an understory that displays well developed and diverse

surface herbaceous layers.

§ 45-0107 — State nature and historical preserve trust; continuation

State nature and historical preserve trust; continuation.

There is hereby continued in the department the state nature and

historical preserve trust.

§ 45-0111 — Functions, powers and duties

Functions, powers and duties.

The trustee shall have the duty of assisting the legislature and the

governor in implementing the policy of the state as set forth in section

4 of article XIV of the State Constitution, and in order to carry out

such purposes he shall have the following functions, powers and duties:

1. To recommend to the Governor and legislature real property to be

included in the preserve. In making such recommendations, the trustee

shall first find that such real property qualifies for inclusion in the

preserve because of its natural beauty, wilderness character, it

contains old-growth forest, or is of other geological, ecological or

historical significance. Such recommendation shall include, where

appropriate, the estimated value or cost of the real property,

justification for its inclusion in the preserve, and provision for

management, care, custody and control of the real property. When the

trustee identifies a parcel of state land which may be an old-growth

forest, the trustee shall evaluate the parcel, and if it meets the

criteria of an old-growth forest, recommend the parcel be included in

the preserve. When the trustee recommends property be placed in the

preserve to protect old-growth forest, such recommendation shall include

provisions that the old-growth forest be protected with minimum

management or disturbance that only considers passive recreational

opportunities with no construction of public amenities. In those

provisions, the protection of the old-growth forest from invasive

species and diseases may be considered. Such real property may include,

but not be limited to real property presently owned in the name of the

state, unconditional or conditional grants, gifts and bequests to the

state of real property, and real property recommended by the trustee for

acquisition.

2. To prepare and submit an annual report to the Governor and the

legislature on or before February first on the activities of the trust.

3. To undertake research and studies related to activities of the

trust.

4. To maintain a current inventory of all real property which has been

dedicated to the preserve.

5. To request any state agency to render assistance in carrying out

the purposes of this article. Any state agency is authorized to render

such assistance to the trustee.

6. To make such rules and regulations as the trustee may determine

necessary for the purposes of properly carrying out his functions,

powers and duties, and to do all things necessary or convenient for

carrying out the foregoing functions.

§ 45-0113 — Acquisition and dedication of real property

Acquisition and dedication of real property.

1. For the purposes of this article, the department may, when

authorized by an act of the legislature, and when funds are available

therefor, acquire in the name of the people of the state of New York fee

title or any lesser interest in real property by any method of

acquisition, including, but not limited to, appropriation, condemnation,

purchase, conditional or unconditional gift, bequest or devise, in

accordance with any powers of the department to acquire real property.

2. Only real property owned by the state or real property acquired

under this article or sections 51-0705, 52-0701 or 52-0901, or articles

fifty-four and fifty-six of this chapter, or real property dedicated to

the Albany Pine Bush preserve pursuant to article forty-six of this

chapter may be dedicated for the purposes of this article. Such

dedication may be effected only by law.

§ 45-0115 — Disposition of real property

Disposition of real property.

Real property dedicated to the preserve shall not be taken or

otherwise disposed of except by law enacted by two successive regular

sessions of the legislature.

§ 45-0117 — Jurisdiction and administration

Jurisdiction and administration.

1. The department is hereby authorized to manage and exercise custody

and control over lands dedicated pursuant to this article or to contract

with any city, county, town or village, or any combination thereof, or

any state agency or the Albany Pine Bush commission established under

article forty-six of this chapter for the management, custody and

control of such real property subject to such conditions as may be

approved by the director of the budget.

2. The lands dedicated to the preserve are enumerated as follows:

a. Skenoh Island in the town of Canandaigua, county of Ontario more

fully described in chapter three hundred fifty-two of the laws of

nineteen hundred seventy-five.

b. Showy Lady Slipper parcel in the town of New Hudson, county of

Allegany more fully described in chapter one hundred thirty-three of the

laws of nineteen hundred seventy-seven.

c. Parrish Gully in the town of Italy, county of Yates more fully

described in chapter one hundred thirty-three of the laws of nineteen

hundred seventy-seven.

d. Clark Gully in the towns of Middlesex and Italy, county of Yates

more fully described in chapter one hundred thirty-three of the laws of

nineteen hundred seventy-seven.

e. Cicero Swamp in the town of Cicero, county of Onondaga more fully

described in chapter one hundred thirty-three of the laws of nineteen

hundred seventy-seven.

f. Labrador Hollow in the town of Fabius, county of Onondaga and the

town of Truxton, county of Cortland more fully described in chapter

three hundred thirty-six of the laws of nineteen hundred eighty-six.

g. Reinstein Woods in the town of Cheektowaga, county of Erie more

fully described in chapter five hundred twenty-two of the laws of

nineteen hundred eighty-nine.

h. Bog Brook in the town of Southeast and Patterson, county of Putnam

more fully described in chapter five hundred twenty-two of the laws of

nineteen hundred eighty-nine.

i. The Oak Brush Plain State Preserve in the towns of Babylon and

Huntington, county of Suffolk more fully described in chapter six

hundred thirty-five of the laws of nineteen hundred eighty-seven.

j. The David A. Sarnoff Pine Barrens in the town of Southampton,

county of Suffolk more fully described in chapter two hundred forty-nine

of the laws of nineteen hundred ninety-three.

k. The Rocky Point Natural Resources Management Area in the town of

Brookhaven, county of Suffolk more fully described in chapter two

hundred forty-nine of the laws of nineteen hundred ninety-three.

l. State lands dedicated to the Albany Pine Bush preserve pursuant to

article forty-six of this chapter.

m. The Camillus forest unique area in the town of Camillus, county of

Onondaga more fully described in chapter four hundred sixty-three of the

laws of two thousand five.

n. The Zoar Valley Unique Area in the Towns of Otto and Persia, county

of Cattaraugus and the town of Collins, county of Erie more fully

described in the chapter of the laws of two thousand seven which added

this paragraph.

3. Lands dedicated to the preserve are declared to be put to their

highest, best and most important use and are to be held for one or more

of the following purposes:

a. As natural areas for maintaining plants, animals and natural

communities, including preservation of old-growth forests dedicated to

the preserve specifically for that purpose;

b. As reservoirs of natural materials and ecological processes that

contribute to the state's biological diversity;

c. As field laboratories for scientific research and education in the

natural sciences, including the fields of biology, conservation,

ecology, geology, natural history and paleontology; and

d. As places of natural and historical interest and beauty which

provide the public with passive recreational opportunities including,

where appropriate, fishing, hunting and trapping, or commercial fishing

opportunities that are compatible with protecting the ecological

significance, historic features and natural character of the area.

4. The department, or the city, county, town, village or state agency

exercising control over the site pursuant to subdivision one of this

section, shall develop a written stewardship plan for each site

dedicated to the preserve. Such plan shall include a description of

stewardship activities required to monitor, protect, enhance and where

appropriate actively manage the ecological, scenic, wilderness,

geological or historic resources that merited dedication of the site to

the preserve. Such plan shall also provide for passive recreational

uses, including, where appropriate, fishing, hunting and trapping, or

commercial fishing opportunities that are compatible with protecting the

ecological significance, historic features and natural character of the

site.

5. Nothing in this article shall be construed to diminish an existing

property right held by any person who owns any interest in any real

property that is located adjacent to any real property dedicated to the

preserve.

ARTICLE 46 Albany Pine Bush Preserve Commission

§ 46-0101 — Legislative declaration and intent

Legislative declaration and intent.

The pitch pine-scrub oak barrens or pine barrens in the city of Albany

and towns of Guilderland and Colonie and known as the "Albany Pine Bush"

or "Pine Bush" is a landscape of rare and endangered natural communities

and species identified by the New York natural heritage program. Its

location at the center of a major urban area makes it especially

valuable as an open space resource and, if properly managed, as a

passive recreation area and educational laboratory.

Both state, municipal and private actions have been taken to protect

the remaining Albany Pine Bush. Because of the fragile qualities of the

Pine Bush and its dependence on periodic fires, effective, coordinated

management of the remaining Albany Pine Bush is essential.

The legislature hereby declares it to be in the public interest to

protect and manage the Albany Pine Bush by establishing an Albany Pine

Bush preserve consisting of dedicated public and dedicated private land

and a commission made up of representatives of state and local

governments and private citizens to manage the preserve for purposes of

its protection and controlled and appropriate recreation and education

purposes.

§ 46-0103 — Definitions

Definitions.

As used in this article:

1. "Albany Pine Bush preserve" or "preserve" shall mean lands in the

city of Albany and towns of Guilderland and Colonie in the county of

Albany characterized by the growth of pitch pine and scrub oak, pine

barrens, vernal ponds and/or the presence of sand dunes which are

dedicated for protection and beneficial public use pursuant to section

46-0107 of this article. Land which lacks such physical or vegetative

characteristics may be dedicated pursuant to section 46-0107 of this

article as a protective or buffer zone for other dedicated lands, or

otherwise supports the management of the preserve.

2. "Albany Pine Bush preserve commission" or "commission" shall mean

the Albany Pine Bush preserve commission created pursuant to section

46-0105 of this article.

§ 46-0105 — Albany Pine Bush preserve commission

Albany Pine Bush preserve commission.

1. The Albany Pine Bush preserve commission is hereby established in

the department to be a body corporate and public and to consist of

eleven voting members who shall be as follows: the commissioner, the

commissioner of the state office of parks, recreation and historic

preservation, the mayor of the city of Albany, the town supervisors of

the towns of Colonie and Guilderland, the chief executive officer of the

county of Albany, the state director of the New York field office of the

nature conservancy and four members to be appointed by the governor with

the advice and consent of the Senate. The four appointed private citizen

members of the commission shall be by training, education, experience or

attainment qualified to analyze or interpret or support matters relevant

to the protection, maintenance and/or management of the Albany Pine

Bush. Each of the seven ex-officio members may designate a

representative to attend, in his or her place, meetings of the

commission and to act in his or her behalf. The Governor shall

designate the chairman. The term of office of the four private citizen

members shall be four years. In the event of a vacancy occurring other

than by the expiration of a member's term, such vacancy shall be filled

for the balance of the unexpired term in the same manner as the original

appointment. A majority of the members of the commission shall

constitute a quorum.

2. The members of the commission shall receive no compensation for

their services, but shall be reimbursed for their expenses actually and

necessarily incurred in the performance of their duties hereunder.

Members and staff of the commission shall be considered state employees

for the purposes of sections seventeen and nineteen of the public

officers law.

§ 46-0107 — Albany Pine Bush preserve

Albany Pine Bush preserve.

The commissioner shall maintain a record of the boundaries of the

lands which have been dedicated to the Albany Pine Bush preserve in text

and depicted on a map.

1. Land owned by the state may be dedicated to be part of the preserve

only by action by the commissioner, the commissioner of the state office

of parks, recreation and historic preservation or the commissioner of

the state office of general services, provided that state land dedicated

hereunder may also be dedicated to be part of the state nature and

historical preserve pursuant to article forty-five of this chapter.

2. Land owned by a local government may be dedicated to be part of the

preserve only by action of its local legislative body.

3. Land owned by private persons or organizations may be dedicated to

be part of the preserve only through the voluntary execution of a

conservation easement pursuant to article forty-nine of this chapter,

and the acceptance of such instrument by the commission; provided,

however, that the commission shall not have the power or authority,

without the consent of the landowner, to require as a condition of or a

prerequisite for obtaining any permit, license or other authorization to

conduct any activity within or adjacent to the preserve, that any lands

be dedicated to the preserve.

4. Every proposed dedication shall be reviewed and approved by the

commission.

5. The commission shall have no authority to control or manage any

private land unless such land has been dedicated pursuant to this

section or the owner thereof has executed a voluntary written agreement

with the commission authorizing the specific management actions which

may be taken by the commission.

6. Land owned by the commission shall be dedicated to be part of the

preserve upon acquisition by the commission.

§ 46-0109 — Powers and duties of the commission

Powers and duties of the commission.

The commission shall have the power:

1. To sue and be sued.

2. To make by-laws for the management and regulation of its affairs.

3. To make and execute contracts and all other instruments necessary

or convenient for the exercise of its powers and functions under this

article.

4. To appoint an executive officer, officers, agents and employees,

and prescribe their duties and qualifications and fix their

compensation.

5. To utilize, to the extent feasible, the staff and facilities of

existing state and local agencies, pursuant to an allocation to be made

by the state division of the budget or the chief executive officer of

the local government as applicable.

6. To contract for professional and technical assistance and advice.

7. To contract for and to accept assistance, including but not limited

to gifts, grants, easements or loans of funds or real property or

personal property from the federal government or any agency or

instrumentality thereof, or from any agency or instrumentality of the

state, or from any other public or private source and to comply, subject

to the provisions of this article, with the terms and conditions

thereof, subject to the approval of the division of the budget.

Notwithstanding the provision of section eleven of the state finance

law, the commission may accept gifts, grants, devises and bequests,

whether conditional or unconditional, with the approval of the director

of the budget.

8. To conduct scientific and environmental studies.

9. Notwithstanding the provisions of section 9-1105 of this chapter or

any other provision of law, to take, or cause to be taken, necessary and

appropriate fire management actions to protect the flora and fauna of

the preserve provided that:

(i) such actions have been approved in writing by the commissioner and

are pursuant to a written plan for the conduct of the requested burn,

which plan shall include provisions for limiting the area to be burned

and restricting the burn to that area, as well as emergency suppression

procedures; and

(ii) no burning shall be conducted until the chief or other official

in charge of the fire department or company within whose territorial

jurisdiction the proposed burn is located has been given the opportunity

to review and comment on the written plan and the fire department or

company dispatcher has been notified of the actual date and time and

estimated duration of such action; and

(iii) no burning shall be prescribed within seventy-five feet of

privately owned land within or adjacent to the preserve which has not

been dedicated to the preserve, except upon the approval of such

adjacent landowner.

10. To construct, or cause to have constructed, necessary facilities

including paths and trails, an environmental education center and

related parking areas on no more than five percent of the preserve.

11. To conduct environmental education programs.

12. To facilitate and provide passive recreational activities

including hiking, nature study and photography.

13. To control access and use of the preserve as is necessary and

appropriate to maintain the ecological community of the preserve

including establishment of an admission control system by permit on

either a group or individual.

14. To review and approve proposed dedications to the preserve and

recommend additions to the preserve.

15. To advise and assist state agencies, municipalities and private

property owners whose land adjoins the preserve on land use and

management techniques that are compatible with the land management needs

of the preserve.

16. To encourage individuals, corporations, associations and public

entities to protect and preserve the unique resources of the preserve.

17. To prepare an annual report on the conduct of its activities which

shall include a recommended budget for the next year.

18. To exercise and perform such other powers and duties as shall have

been or may be from time to time conferred by law.

19. To acquire real property as may be necessary for the purposes and

functions of the commission. Such real property may be acquired in the

name of the commission by purchase, exchange, gift, devise, bequest, or

by other legal means.

§ 46-0111 — Management plan

Management plan.

1. The commission shall prepare or cause to be prepared within thirty

months of the effective date of this section a management plan for the

preserve; provided that elements of the management plan may be prepared

and submitted for approval before the entire plan is completed. Such

plan shall cover management of all dedicated lands. At least one public

hearing on the draft management plan, or element thereof separately

submitted for approval or amendment thereto shall be held. The local

legislative bodies of the city of Albany and the towns of Guilderland

and Colonie, the county of Albany, the commissioner, the commissioner of

the state office of parks, recreation and historic preservation and the

state director of the nature conservancy may review the management plan,

elements thereof separately submitted for approval and amendments

thereto.

2. The management plan shall be the fundamental document defining the

protection and beneficial public use goals for the preserve and the

means and techniques for their attainment. The management plan shall

include, but need not be limited to:

a. A survey or inventory of the following, together with the

establishment of management priorities therefor:

(i) natural plant and wildlife resources;

(ii) historic resources;

(iii) erosion control needs and stream protection;

(iv) trails, trail development and use; and

(v) other recreational uses.

b. A fire management plan.

c. A plan for the enforcement of laws pertaining to public use

activities, which shall be implemented by rules and regulations for the

administration and use of lands dedicated to the preserve which are

promulgated by the commissioner.

d. An education program including publications and guided activities.

e. A financial plan for implementation of the management plan

recommendations.

3. Not less than once every five years the commission shall review the

management plan, and shall include as part of such review a public

hearing. The commission shall propose amendments to the management plan

as they are deemed to be necessary and appropriate.

§ 46-0113 — Appropriations by municipalities

Appropriations by municipalities.

To effectuate the purposes of this article, the local legislative

bodies of the county of Albany, city of Albany and towns of Colonie and

Guilderland may appropriate and pay over to the commission moneys to be

expended by the commission to carry out its functions thereunder.

§ 46-0115 — Cooperation of state agencies

Cooperation of state agencies.

To effectuate the purposes of this article, the commission may request

from any department, board, bureau, commission or other agency of the

state, and the same are authorized to provide, such cooperation and

assistance, services and data as will enable the commission properly to

carry out its functions thereunder.

ARTICLE 47 County and Regional Environmental Management Councils

§ 47-0101 — Short title

Short title.

This article shall be known as the local environmental protection act.

§ 47-0103 — Declaration of policy

Declaration of policy.

The legislature hereby finds and declares that the management and

conservation of our environment is essential to the health and wellbeing

of the people of the state. Local county or regional understanding of

the importance of all aspects of the environment is necessary for the

most balanced use of natural resources. Local participation in planning

of activities which influence the ecological balance of the locality and

therefore the state is important. It is in the best interest of the

citizens of the state to have environmental management councils which

shall be responsible for reviewing and advising local and state

government, and where resources within the county are influenced, the

federal government, on present and proposed methods of using, protecting

and conserving the environment for the benefit of all the people.

§ 47-0105 — Establishment of county environmental management councils; members and officers

Establishment of county environmental management councils;

members and officers.

1. The county governing body of any county may establish a county

environmental management council. Such council may be constituted within

the organized structure of county government so as to provide for

effective coordination among all agencies of the county for the purposes

of this article. The council shall consist of one member of each city,

town, and village conservation advisory council within the county.

Additional members as the county appointing authority may provide, shall

be appointed to serve at the pleasure of the county appointing

authority, for a term not to exceed two years. The presiding officer or

chairman shall be appointed by the county appointing authority from

among the members of the council. In addition, the county appointing

authority may appoint members of the county governing body and the heads

of those county departments whose work particularly affects or is

particularly affected by environmental considerations, as ex officio

members of the council. For the purposes of this article, the term

county appointing authority shall mean the body or officer of a county

authorized by law to make appointments.

2. The county appointing authority is hereby authorized

notwithstanding any inconsistent provision of law to appoint up to four

members to the council who are between the ages of sixteen and

twenty-one.

3. Nothing contained in this article shall be deemed to prohibit the

establishment of a county environmental agency pursuant to other

provisions of law.

§ 47-0107 — Powers of council

Powers of council.

1. The council may advise on all matters affecting the preservation,

conservation and ecologically suitable use of the natural resources of

the county.

2. The council shall review the state of the county environment as a

whole, and shall prepare and submit an annual report of its findings to

the county's governing body. This report also shall include an account

of the council's activities and accomplishments which shall be based on

accurate records of its meetings and other works.

3. The council in cooperation with the county planning agency and

other appropriate agencies, shall prepare a plan for the protection of

the county's environment and the management of its natural resources,

and shall transmit it to the county governing body as soon as

practicable after the effective date of the establishment of the

council. In addition, each such council shall obtain from the department

of environmental conservation a copy of the state environmental plan. To

the extent practicable, the preparation, content and subsequent

revision, if any, of the county environmental plan shall be coordinated

with the state environmental plan and a copy of said county plan and any

subsequent revision shall be filed with the state commissioner of

environmental conservation.

4. It shall investigate and recommend to the county governing body

ecologically sound methods of planning the use of the county's

resources.

5. The council shall keep an index of all open areas within the

county, with the plan of obtaining information pertinent to sound

ecological utilization of such areas including land owned by any

municipality within the county. It shall keep an index of all open marsh

lands, swamps, and all other wet lands in a like manner, and may

recommend a program for their ecologically suitable utilization.

5-a. The council shall develop and maintain an inventory of natural

resources within the county and such other environmental information as

may be appropriate. Said inventory shall include wetlands and open

spaces and may include, but not be limited to, factors relating to

geology, soils, slope, water resources, vegetation, wildlife habitat,

unique natural areas, and scenic, historic, and archaeological sites.

6. The council may cooperate with and assist such other governmental

or non-governmental boards or organizations in the preparation of plans

or reports or the review of proposals or applications as the county may

direct.

7. The council may also conduct research into the land area of the

county and may seek to coordinate the activities of unofficial bodies

organized for similar purposes. It may advertise, prepare, print and

distribute books, maps, charts, and pamphlets if in its judgment it

deems them necessary for its work.

8. In those counties in which a county executive officer exercises

supervisory and managerial responsiblility for agencies in the executive

branch of county government, pursuant to charter or local law, the

council shall submit the reports described in subdivisions 2 and 3 to

both the county governing body and said executive officer.

9. When authorized by resolution of the county governing body, a

council may accept by gift, grant, bequest, or otherwise, money or other

personal property in the name of the county, for use in furtherance of

the provisions of this article. A county governing body may accept by

gift, conditional or unconditional grant, devise or otherwise, real

property in fee, or any lesser interest including conveyance with

limitations or reversions, for the purposes of this article.

In addition, upon the written recommendation of the council, the

county governing body may acquire by purchase in fee or any lesser

interest, through negotiation or by condemnation, such real or personal

property as may be needed to fulfill the purpose of this article.

§ 47-0109 — Appropriation of council

Appropriation of council.

The county may provide for compensation to be paid to the members of

the council and may make such appropriations as it may see fit for

expenses incurred by the council including appointment of such clerks

and other employees as may be necessary for the conduct of the council's

official business.

§ 47-0111 — Assistance of department of environmental conservation

Assistance of department of environmental conservation.

To assist a council in carrying out its functions, powers and duties

the department of environmental conservation may upon request:

1. Prepare reports outlining objectives, priorities and proposed

relationships of the council to the local governing body;

2. Prepare descriptions of work to be undertaken, advantageous

techniques to be used and suggested roles of council members;

3. Provide research on conservation facts and procedures;

4. Provide, on a consulting basis, technical and research assistance

as may be required to assist the council in carrying out its work and to

enable the council to offer recommendations to the local governing body;

and

5. Describe particular areas of natural resources within the

territorial limits of the council which require particular attention.

§ 47-0113 — Regional environmental management councils

Regional environmental management councils.

1. If in the opinion of the governing bodies of two or more counties,

the protection and management of the environment of the area could be

effectively or efficiently provided by a regional council these counties

may enter into agreement to establish a regional environmental

management council for the several counties agreeing to the

consolidation.

2. The membership of the regional councils shall be made up of members

of county environmental councils or individuals eligible to be members

of county environmental councils. Members shall be appointed by the

several county governing bodies to assure fair representation, but in no

case shall there be more than twenty official members of the regional

council other than ex officio members.

3. The regional council shall supercede and replace the individual

county councils and shall exercise all those powers otherwise accruing

to the county councils.

4. The county governing bodies of the several counties agreeing to the

formation of such a council may appropriate such funds as they see fit

for the work of the regional council including the compensation of

members, the retention of staff and other assistance, the preparation

and printing of reports, maps, books, charts, and pamphlets and the cost

of other items related to their work.

§ 47-0115 — Reimbursement

Reimbursement.

Up to one-half of the expenditures during the state fiscal year of any

county or regional environmental management council established pursuant

to this article shall be reimbursed to the counties out of funds

appropriated by the state to the Department of Environmental

Conservation for this purpose. Provided, however, that any county

environmental agency established pursuant to a provision of law other

than this article shall be entitled to such reimbursement if the

commissioner of the department of environmental conservation finds that

the powers, duties, and reporting lines for the major reports of such

council are substantially the same as those provided in section 47-0107

of this article, and that the membership structure thereof either

complies with the provisions of subdivision one of section 47-0105 of

this article or that such membership structure is designed to encourage

local participation and coordination in the planning of activities to

influence the ecological balance of the locality. Necessary and

appropriate rules and regulations for administration of the local

assistance purposes of this act may be promulgated by the commissioner.

§ 47-0117 — Annual report

Annual report.

The commissioner shall submit an annual report to the governor and the

legislature describing the operation of the local assistance program

established by this article. The annual report shall include a

description of activities conducted by each county and regional

environmental management council and the activities conducted by the

department in performing said activities pursuant to section 47-0115 of

this article.

ARTICLE 48 Environmental Justice

§ 48-0101 — Declaration of policy

Declaration of policy.

1. It is hereby declared to be the policy of this state that all

people, regardless of race, color, religion, national origin or income,

have a right to fair treatment and meaningful involvement in the

development, implementation and enforcement of laws, regulations and

policies that affect the quality of the environment.

2. It shall further be the policy of the state that no group of

people, including a racial, ethnic or socioeconomic group, should be

disproportionately exposed to pollution or bear a disproportionate share

of the negative environmental consequences resulting from industrial,

municipal or commercial operations, or the execution of federal, state

or local programs and policies.

3. It shall further be the policy of the state that no group of

people, including a racial, ethnic or socioeconomic group, should suffer

from inequitable allocation of public resources or financial assistance

for environmental protection and stewardship, including environmental

remediation, pollution prevention, open space acquisition and/or other

protection and stewardship activities.

4. It shall further be the policy of the state that opportunities for

citizen involvement in the development of laws, regulations and policies

that affect the quality of the environment be as reflective of the

diversity of interests and perspective found within the affected

community as possible, including those of racial, ethnic and

socioeconomic groups; that such opportunities be provided as early as

possible in the decision making process; that such opportunities provide

full, timely and accessible disclosure of public records and sharing of

information by the government agency or agencies involved, including the

provision of technical data and the assumptions upon which any analyses

are based; and that such opportunities allow all people, regardless of

race, color, religion, national origin or income, the opportunity to

have their views heard and considered, including opportunities for

two-way dialogue.

§ 48-0103 — Definitions

Definitions.

As used in this article:

1. "Advisory group" means the permanent environmental justice advisory

group established by section 48-0105 of this article.

2. "Agency" means any state department, agency, board, bureau,

commission, division, office, council, or any public authority or public

benefit corporation.

3. "Environmental justice" means the fair treatment and meaningful

involvement of all people regardless of race, color, religion, national

origin or income with respect to the development, implementation and

enforcement of laws, regulations and policies affecting the quality of

the environment.

4. "Fair treatment" means that no group of people, including a racial,

ethnic or socioeconomic group, should be disproportionately exposed to

pollution or bear a disproportionate share of the negative environmental

consequences resulting from execution of federal, state and local

programs and policies, and further means that no such group of people

should suffer from inequitable allocation of public resources or

financial assistance for environmental protection and stewardship,

including environmental remediation, pollution prevention, open space

acquisition and other protection and stewardship activities.

5. "Meaningful involvement" means the provision of opportunities for

citizen participation in decision making that are as reflective of the

diversity of interests and perspective found within the affected

community as possible, including those of racial, ethnic and

socioeconomic groups; that are provided as early as possible in the

decision making process; that provide full, timely and accessible

disclosure of public records and sharing of information by the

government agency or agencies involved, including the provision of

technical data and the assumptions upon which any analyses are based;

and that allow all people, regardless of race, color, religion, national

origin or income, the opportunity to have their views heard and

considered, including opportunities for two-way dialogue.

§ 48-0105 — Permanent environmental justice advisory group

Permanent environmental justice advisory group.

1. The permanent environmental justice advisory group is hereby

established in the department to consist of sixteen members, as follows:

(a) Five members shall be representatives of community-based

organizations that advise or assist minority and low-income communities

on environmental matters; and

(b) Four members shall be representatives of businesses that hold

state-issued permits or otherwise operate subject to this chapter.

(c) One of the members appointed pursuant to each of paragraphs (a)

and (b) of this subdivision shall be appointed by the temporary

president of the senate, and one of the members appointed pursuant to

each of paragraphs (a) and (b) of this subdivision shall be appointed by

the speaker of the assembly. One member shall be appointed by the

minority leader of the senate and one member shall be appointed by the

minority leader of the assembly. The remaining members shall be

representatives of state or national organizations promoting

environmental conservation, researchers, educators and members of the

general public. The other members appointed pursuant to this subdivision

shall be appointed by the governor. The replacement of any member shall

be in accordance with the provisions contained in this section for

appointment of members.

2. (a) Each member of the advisory group shall serve for a term of

four years or until his or her successor is appointed. A member

appointed to fill a vacancy shall serve the remainder of the term of the

member he or she is appointed to succeed. The members of the advisory

group shall receive no compensation for their services but shall be

reimbursed for their expenses actually and necessarily incurred in the

performance of their duties hereunder.

(b) The advisory group shall select a chair from among the members.

The advisory group shall meet as frequently as necessary, but not less

than three times per year. Such meetings shall be held at such locations

as the advisory group may determine. All such meetings shall be subject

to the open meetings law. At least one meeting annually shall be held

jointly with the environmental justice interagency coordinating council

established pursuant to section 48-0111 of this article.

§ 48-0107 — Powers and duties

Powers and duties.

The advisory group shall have the power and duty to:

1. adopt a model environmental justice policy applicable generally to

state agencies that engage in activities or operations that may have a

significant effect on the environment, including but not limited to

through the adoption of rules and regulations, issuance of permits,

acquisition or maintenance of property, or approval, funding or

undertaking of projects. Such policy shall be adopted not later than one

year after the effective date of this article. The advisory group shall

develop the model policy in consultation with representatives of

minority and low-income communities, regulated parties, the

environmental justice interagency coordinating council and other state

agencies and the public and shall hold a public hearing thereon in each

judicial department. Notice of such hearings and notice of the adoption

of the model policy shall be published in the state register;

2. make recommendations to the governor, legislature and state

agencies on measures to improve such policies;

3. provide comments on any proposed rule, regulation or policy of a

state or federal agency related to environmental justice;

4. conduct public hearings with respect to any matter within the scope

of its functions, powers and duties; and

5. adopt, amend and repeal by-laws governing its organization and

operation.

§ 48-0109 — Agency responsibilities

Agency responsibilities.

1. Each state agency that engages in activities or operations that

have a significant effect on the environment, including but not limited

to through the adoption of rules and regulations, issuance of permits,

acquisition or maintenance of property, or approval, funding or

undertaking of projects, shall be guided in its decision making on such

activities or operations by an environmental justice policy. Each such

agency shall adopt rules and regulations setting forth its environmental

justice policy not later than two years after the adoption of a model

environmental justice policy pursuant to section 48-0107 of this

article.

2. Each state agency subject to the requirements of subdivision one of

this section shall:

(a) appoint a staff member of the agency to serve as environmental

justice coordinator, to provide information to the public on the

policies, activities and operations of the agency related to

environmental justice and to act as liaison to the environmental justice

advisory group;

(b) notify the advisory group of the appointment of an environmental

justice coordinator; and

(c) develop an environmental justice training plan which includes the

provision of workshops and written materials to appropriate staff

regarding environmental justice and implementation of the agency's

environmental justice policy.

§ 48-0111 — Environmental justice interagency coordinating council

Environmental justice interagency coordinating council.

1. There is hereby established an environmental justice interagency

coordinating council which shall have the power and duty to:

(a) coordinate the activities of agencies required to adopt an

environmental justice policy pursuant to section 48-0109 of this article

in development and implementation of such policies; and

(b) serve as a clearinghouse for state agencies and the public for

information on environmental justice policies, environmental justice

coordinators in state agencies and related activities of state agencies,

and maintain information services, including but not limited to an

Internet site and a toll-free telephone number, to inform the public on

environmental justice.

2. The environmental justice coordinating council shall include the

commissioner; the commissioner of the department of economic

development; the commissioner of the department of transportation; the

president of the environmental facilities corporation; the president of

the New York State energy research and development authority; the

chairman of the public service commission; the chairman of the power

authority of the State of New York; or their designees; and every staff

member chosen by an agency to serve as environmental justice coordinator

pursuant to section 48-0109 of this article. The council shall consult

with the permanent environmental justice advisory group; representatives

of minority and low-income communities, including community-based

organizations that advise or assist minority and low-income communities

on environmental matters; representatives of businesses that hold

state-issued permits or otherwise operate subject to this chapter;

representatives of local governments; representatives of local, state,

or national organizations promoting environmental conservation;

researchers and educators; and any other parties the council deems

appropriate.

3. The coordinating council shall meet at least bi-annually and shall

designate one of its members to serve as chairperson and one of its

members to serve as secretary for the development and dissemination of

minutes and reports. All such meetings shall be subject to the open

meetings law. At least one meeting annually shall be held jointly with

the permanent environmental justice advisory group established pursuant

to section 48-0105 of this article. Each member shall be entitled to

designate in writing a representative to attend meetings in his or her

place and to vote or otherwise act on his or her behalf in his or her

absence.

§ 48-0113 — Separability

Separability.

If any clause, sentence, paragraph, section or part of this article

shall be adjudged by any court of competent jurisdiction to be invalid,

the judgment shall not affect, impair or invalidate the remainder

thereof, but shall be confined in its operation to the clause, sentence,

paragraph, section or part thereof directly involved in the controversy

in which the judgment shall have been rendered.

ARTICLE 49 Protection of Natural and Man-made Beauty

TITLE 1 Natural and Man Made Beauty

§ 49-0101 — Legislative findings

Legislative findings.

The legislature hereby finds and declares that:

The state enjoys an abundance of natural and man-made beauty which

greatly enriches the lives of the people of this state. The

preservation, enhancement and promotion of this beauty will contribute

significantly to the enjoyment of the people who live and work in the

state, as well as the millions of visitors who come to the state each

year. Further efforts by state government are needed to coordinate and

promote programs contributing to the natural and man-made beauty, and to

provide advice and assistance to local governments.

§ 49-0103 — General functions, powers and duties of the department

General functions, powers and duties of the department.

The department shall have the power and it shall be its duty to:

1. Develop, after consultation with local governments and interested

persons, groups and institutions, policies and programs to preserve and

enhance the natural and man-made beauty of the state, and encourage,

facilitate and assist in the coordination of the activities of the

various state agencies in furtherance of such policies and programs.

2. Advise, encourage and assist local governments in the development

and coordination of policies, programs and activities, and in the full

utilization of powers vested in local governments by the Constitution

and laws of the state, to preserve and enhance the natural and man-made

beauty of the state.

3. Conduct and coordinate studies, surveys and inventories of the vast

natural and man-made resources contributing to the beauty of the state

by virtue of their scenic, aesthetic, or cultural values.

4. Designate scenic sites, areas, and highways in the state and

develop programs for their preservation and enhancement, including but

not limited to programs to discourage littering, defacement, and

blighting of such scenic sites, areas and highways.

5. Promote the application of aesthetic considerations in the

location, design, construction and maintenance of state lands, projects

and buildings.

6. Serve as a clearing house for information relating to the

preservation and enhancement of natural and man-made beauty.

§ 49-0105 — Functions, powers and duties of other departments and agencies

Functions, powers and duties of other departments and

agencies.

Nothing contained in this article shall be deemed to derogate or

detract in any way from the functions, powers and duties prescribed by

law of any other department or agency of the state nor to interrupt or

preclude the direct relationships of any such department or agency with

public corporations and districts for the carrying out of such

functions, powers and duties.

§ 49-0107 — Assistance of other agencies

Assistance of other agencies.

To effectuate the purposes of this article, the department may request

and receive from any other department, division, board, bureau,

commission or other agency of the state or any political subdivision

thereof or any public authority such assistance, information and data as

will enable the department properly to carry out its powers and duties

hereunder.

§ 49-0109 — Reports

Reports.

The department shall from time to time report to the Governor, and

shall make an annual report to the governor and the legislature, not

later than May first, concerning the work of the department pursuant to

this article, in the preceding calendar year.

§ 49-0111 — Grants or gifts

Grants or gifts.

The department, with the approval of the Governor, may accept as agent

of the state any gift, devise or bequest, whether conditional or

unconditional (notwithstanding the provisions of section 11 of the State

Finance Law), and including federal grants, for any of the purposes of

this article. Any moneys so received may be expended by the department

to effectuate any purpose of this article, subject to the same

limitations as to approval of expenditures and audit as are prescribed

for state moneys appropriated for the purposes of this article.

§ 49-0113 — Thirty by thirty conservation goal

* § 49-0113. Thirty by thirty conservation goal.

1. It shall be the goal of the state to support and contribute to

national efforts to conserve at least thirty percent of United States

lands and inland waters and at least thirty percent of United States

ocean areas by the year two thousand thirty.

2. The department in consultation with the commissioner of the office

of parks, recreation and historic preservation, shall develop strategies

and a methodology to achieve the goal, including but not limited to:

(a) coordination with the state land acquisition plan;

(b) prioritizing protections for water sources and sole source

aquifers, including wetlands protections;

(c) protections and restoration projects for preserving and increasing

biodiversity, including habitat restoration, with a focus on habitats of

endangered and threatened species including resilient and connected

lands and corridors providing means for wildlife migration and

habitation;

(d) expanding access to nature and nature's benefits and equitable

outdoor access in communities in every region;

(e) consideration of a broad range of landscapes including urban,

suburban and rural natural areas, wetlands, forests, and watersheds;

(f) consideration of the state's economic sustainability, including

preservation of food security and consultation with the department of

agriculture and markets on issues related to farmland preservation of

working lands;

(g) increasing climate resilience, including reducing risk from

extreme weather events including cooling urban landscapes and natural

solutions to prevent erosion and flooding;

(h) collaboration with federal and state research institutions to

utilize innovative scientific observation technology to better

understand the state's conservation needs and biodiversity and threats

thereto;

(i) implementing actions in a manner that includes consideration of

the urgency of meeting the goal while still preserving public input and

involvement;

(j) collaboration with tribal partners to incorporate tribal expertise

and traditional ecological knowledge to better understand the state's

conservation needs and biodiversity and threats thereto; and

(k) participating in regional, national, and international efforts to

advance biodiversity protection, including preventing extinctions.

3. Conservation measures shall be undertaken in ways that serve all

communities, including low-income, disadvantaged and vulnerable

communities, including by ensuring meaningful opportunities for public

input and involvement.

4. The department shall post the draft strategies and methodology

developed to meet the goal no later than July first, two thousand

twenty-four and hold at least one public hearing thereon. The department

shall post the final goal strategies and methodology on its website.

5. The department shall maintain and, at least annually, update its

website to provide information with regard to the implementation and

status of the goal.

* NB Repealed January 1, 2031

TITLE 2 State Land Acquisition

§ 49-0201 — Definitions

Definitions.

As used in this title, the following terms shall include and mean:

1. "Office" shall mean the state office of parks, recreation and

historic preservation.

2. "Commissioners" shall mean the state commissioner of environmental

conservation and the state commissioner of parks, recreation and

historic preservation.

§ 49-0203 — State land acquisition policy

State land acquisition policy.

1. The purpose of the land acquisition program of the department and

the office is to provide for the conservation, protection, and

preservation of open space, natural, historic and cultural resources and

the enhancement of recreational opportunities.

2. The department and the office shall first consider in each

acquisition whether acquisition of conservation easement or other less

than full fee title interests would fulfill the purposes for which the

particular acquisition is sought. If it is determined that a

conservation easement or other interest would fulfill such purposes, the

department or the office will use its best efforts to acquire such

easement or interest, where practicable.

3. The department and the office shall consider future physical

climate risk due to sea level rise, and/or storm surges and/or flooding,

based on available data predicting the likelihood of future extreme

weather events, including hazard risk analysis data if applicable.

4. It is the policy of the state, acting through the department and

the office, to pursue acquisitions through voluntary agreement to the

maximum extent practicable to achieve the purposes of this article.

Accordingly, the process of eminent domain shall only be used when

reasonable efforts to obtain a voluntary agreement have been exhausted.

Notwithstanding any provision of law to the contrary, the department and

the office shall tender to the owner of any lands proposed for

acquisition by eminent domain an offer to purchase such lands for the

value thereof as determined by the department or the office in

accordance with section three hundred three of the eminent domain

procedure law. Such offer must have been made for at least ninety days

before the department or office makes a finding pursuant to article two

of the eminent domain procedure law to acquire the land by eminent

domain; however, such ninety day period shall not be required in those

cases in which the respective commissioner has made a written

determination that there is a significant risk of immediate and

irreversible environmental degradation. In the event that the department

or office undertakes the process of eminent domain and prior to the

public hearing required by section two hundred one of the eminent domain

procedure law, the respective commissioner shall give notice of such

undertaking to the state land acquisition advisory council, created

pursuant to section 49-0211 of this title. The foregoing provisions of

this paragraph shall not apply to lands acquired pursuant to article

sixteen or title thirteen of article twenty-seven of this chapter or

lands with respect to which the owner has consented to the use of

eminent domain or where the use of eminent domain is required to quiet

title.

The commissioners shall also provide the state land acquisition

advisory council with the determinations and findings required by

section two hundred four of the eminent domain procedure law.

§ 49-0205 — Comprehensive inventory of lands having statewide or regional significance

Comprehensive inventory of lands having statewide or regional

significance.

1. In order to help provide a basis for a strategy for the

preservation of land resources in the state and the preparation of the

state land acquisition plan, the department and the office shall prepare

a comprehensive inventory of protected and unprotected resources having

statewide or regional environmental, historic, cultural or recreational

significance. Such inventory shall include the following:

a. open space, forest land and park land owned by federal, state and

local governmental entities including lands containing old-growth forest

dedicated to the state nature and historical preserve pursuant to

article forty-five of this chapter;

b. forest land in private ownership under the terms of section four

hundred eighty-a of the real property tax law;

c. wetlands protected by articles twenty-four and twenty-five of this

chapter;

d. agricultural areas, including agricultural districts created

pursuant to article twenty-five-AA of the agriculture and markets law as

recommended by the commissioner of agriculture and markets;

e. water resources, including wild, scenic and recreational rivers,

streams and aquifer recharge areas protected by article fifteen of this

chapter;

f. marine and other coastal resources, including coastal erosion

hazard areas protected by article thirty-four of this chapter;

g. open space lands, forest lands and park lands dedicated by other

than governmental entities to ecological, wildlife management, forest

management or recreational purposes; and

h. lands which possess statewide or regional significance for

historic, cultural, ecological, open space, outdoor recreation, resource

protection or wildlife management purposes, including the purpose of

restoring extirpated species, and preserving old-growth forests.

2. Such inventory, in such segments and such form as may be readily

available at any given time, shall be available to the regional land

acquisition advisory committees and other members of the public.

§ 49-0207 — State land acquisition plan

* § 49-0207. State land acquisition plan.

1. The department and the office shall prepare a state land

acquisition plan to guide selection of projects for state acquisition

taking into account regional advisory committee priorities and the

department's and office's assessment of need for land acquisition

projects. Such plan shall also take into account the goal of the state

to facilitate the conservation of at least thirty percent of land in New

York state by the year two thousand thirty pursuant to section 49-0113

of this article. Such plan shall include an identification of:

a. lands, by region and category, for which acquisition is of a high

priority in order to carry out the purposes of this title;

b. lands, by region, having statewide or regional environmental,

historic, cultural or recreational significance that are threatened with

diminishment of resource value;

c. the department's and office's priorities of categories of land, by

region, for future acquisition; and

d. lands, by region, having statewide or regional environmental,

historic, cultural or recreational significance which should be

considered for state acquisition, but which do not qualify for

acquisition under present law.

2. Such plan shall include consideration of the inventory prepared

pursuant to section 49-0205 of this title and shall identify those areas

within the state which are not adequately protected in such categories.

3. In preparing such plan, the department and office shall:

a. conduct one or more public hearings in each of the department's

administrative regions.

b. consult with:

(i) the regional advisory committees;

(ii) officials of departments and agencies of the state having duties

and responsibilities concerning the protection of open space and

natural, environmental, historic, cultural or recreational resources;

(iii) officials and representatives of local governments in the state;

and

(iv) persons, organizations and groups interested in the protection of

open space and natural, environmental, historic, cultural or

recreational resources of the state.

c. request and receive from any department, division, board, bureau,

commission or any other agency of the state or any political subdivision

thereof or any public authority such assistance and data as may be

necessary to enable the department and office to carry out its

responsibilities under this section.

4. The department and office shall prepare a draft plan and shall

propose, no later than January thirty-first, nineteen hundred

ninety-one, a schedule of public hearings thereon.

5. On or before January thirty-first, nineteen hundred ninety-two and

every three years thereafter, the department and office shall submit the

plan to the governor, the majority leader of the senate and the speaker

of the assembly. Upon approval by the governor such plan shall become a

guide for the implementation of the acquisition programs of the

department and office.

* NB Effective until January 1, 2031

* § 49-0207. State land acquisition plan.

1. The department and the office shall prepare a state land

acquisition plan to guide selection of projects for state acquisition

taking into account regional advisory committee priorities and the

department's and office's assessment of need for land acquisition

projects. Such plan shall include an identification of:

a. lands, by region and category, for which acquisition is of a high

priority in order to carry out the purposes of this title;

b. lands, by region, having statewide or regional environmental,

historic, cultural or recreational significance that are threatened with

diminishment of resource value;

c. the department's and office's priorities of categories of land, by

region, for future acquisition; and

d. lands, by region, having statewide or regional environmental,

historic, cultural or recreational significance which should be

considered for state acquisition, but which do not qualify for

acquisition under present law.

2. Such plan shall include consideration of the inventory prepared

pursuant to section 49-0205 of this title and shall identify those areas

within the state which are not adequately protected in such categories.

3. In preparing such plan, the department and office shall:

a. conduct one or more public hearings in each of the department's

administrative regions.

b. consult with:

(i) the regional advisory committees;

(ii) officials of departments and agencies of the state having duties

and responsibilities concerning the protection of open space and

natural, environmental, historic, cultural or recreational resources;

(iii) officials and representatives of local governments in the state;

and

(iv) persons, organizations and groups interested in the protection of

open space and natural, environmental, historic, cultural or

recreational resources of the state.

c. request and receive from any department, division, board, bureau,

commission or any other agency of the state or any political subdivision

thereof or any public authority such assistance and data as may be

necessary to enable the department and office to carry out its

responsibilities under this section.

4. The department and office shall prepare a draft plan and shall

propose, no later than January thirty-first, nineteen hundred

ninety-one, a schedule of public hearings thereon.

5. On or before January thirty-first, nineteen hundred ninety-two and

every three years thereafter, the department and office shall submit the

plan to the governor, the majority leader of the senate and the speaker

of the assembly. Upon approval by the governor such plan shall become a

guide for the implementation of the acquisition programs of the

department and office.

* NB Effective January 1, 2031

§ 49-0209 — Regional advisory committees

Regional advisory committees.

1. There are hereby established regional advisory committees in each

of the department's regions to provide the department and office with

advice and recommendations from the public on the implementation of the

land acquisition programs of the department and office and in order to

provide the public with information regarding the activities of the

department and office pursuant to this title.

2. Each regional committee shall:

a. recommend policies and priorities for protection of lands in the

region potentially eligible for state acquisition;

b. recommend to the department and office specific studies or

assessments which would assist in the development of land acquisition

policies and priorities for the region;

c. establish working liaison relationships with neighboring regional

advisory committees where such liaison will further overall land

acquisition objectives;

d. develop guidelines for use in identifying priorities of land

acquisition and recommending specific parcels for possible acquisition.

Such guidelines may include:

(i) the priority ranking of properties for the region;

(ii) the degree to which an acquisition will help to meet a regional

or statewide need;

(iii) the future costs and benefits which may be associated with the

project;

(iv) the economic impact on adjacent parcels, the community or region

and the local governments therein; and

(v) the ecological value of the project taking into account the type,

variety and relative scarcity of the resources therein.

e. advise the commissioners and the state land acquisition advisory

council annually with respect to plans and priorities for their

respective region, and communicate at such other times as may be needed

to fulfill its responsibilities.

f. review the state land acquisition plan prepared by the department

and office pursuant to section 49-0207 of this title at least biennially

and make recommendations regarding such plan as it affects the region.

g. review any community preservation project plans developed pursuant

to section six-s of the general municipal law.

3. Regional advisory committee members shall be knowledgeable of, and

concerned with, the land preservation, conservation, historic, cultural,

recreation and acquisition goals of this chapter. No employee of the

department or office shall serve on a regional committee. At any time

that a member of a regional committee has or may have a direct or

indirect financial interest in or resulting from the acquisition or

decision not to acquire an interest in land pursuant to this title, such

member shall not participate in any discussion or deliberation of the

committee concerning such acquisition.

4. A regional advisory committee shall consist of at least thirteen,

and not more than twenty-three members. Each county outside the city of

New York or the city of New York in the case of a county contained

within the city of New York shall appoint members to its region's

advisory committee in a manner designed to provide equal representation

for all counties within a region on such committee, provided that the

total number of local government appointees to a regional advisory

committee shall not exceed one-half of the committee's membership. The

commissioners shall appoint to each regional advisory committee

additional members equal to one more than the total number of members

eligible for appointment by local government. Each member of a regional

advisory committee shall be a resident of that region, provided however,

the commissioners may appoint to each regional advisory committee up to

two members who are not residents of that region. Each regional

committee shall meet as it may deem necessary to carry out its

responsibilities.

5. Regional committees may request and shall receive from the

department and the office such assistance and data as may be determined

reasonable for the proper execution of their responsibilities.

6. Regional committees shall be established no later than September

first, nineteen hundred ninety, and shall make initial recommendations

no later than December first, nineteen hundred ninety, to the

commissioners and the state land acquisition advisory council and shall

report at least biennially thereafter.

§ 49-0211 — State land acquisition advisory council

State land acquisition advisory council.

1. The council shall consist of seven members: the commissioner of

environmental conservation and the commissioner of parks, recreation and

historic preservation, and the following officials or their designees:

the governor, the majority leader of the senate, the speaker of the

assembly, the minority leader of the senate and the minority leader of

the assembly. The governor shall appoint the chair. Persons serving as a

member of the council pursuant to designation shall serve at the

pleasure of the designating authority, without compensation, but shall

be entitled to receive reimbursement of reasonable expenses necessarily

incurred in the performance of their duties pursuant to the provisions

of this title.

2. The provisions of section seventy-four of the public officers law

shall be applicable to the members of the council in connection with

their duties under this article. At any time that a member of the

council has or may have a direct or indirect financial interest in or

resulting from the proposed acquisition or decision not to acquire land

or an interest in land, such member shall not participate in any

discussion or deliberation of the council concerning such land or

interest.

3. The advisory council shall:

a. advise and make recommendations to the commissioners regarding

acquisition goals and priorities to ensure a balance of statewide and

regional interests in acquisition;

b. have an opportunity to review and make recommendations regarding

specific parcels proposed by the commissioners for acquisition prior to

the approval by the department or the office of any parcel for

acquisition; and

c. review the annual reporting of the regional advisory committees,

any community preservation project plans developed pursuant to section

six-s of the general municipal law, the department and the office, and

the state land acquisition plan.

4. Notwithstanding the provisions of article six of the public

officers law, no records of the advisory council shall be available for

public inspection. Notwithstanding the provisions of article seven of

the public officers law, no meeting or proceeding of the advisory

council shall be open to the public. All proceedings of the advisory

council shall be confidential. Members of the advisory council may

participate in a meeting by means of a conference telephone or similar

communications equipment and may exchange information by mail.

5. In carrying out its responsibilities pursuant to this article, the

council shall take into account the regional and state land acquisition

priorities and policies.

§ 49-0213 — Annual report

Annual report.

No later than January thirty-first, nineteen hundred ninety-one, and

on an annual basis thereafter, the commissioners shall report on the

department's and the office's land acquisition activities, including:

1. lands acquired, whether in fee title or by easement, funds

obligated and disbursed and acreage obtained over the past year and

cumulatively since the effective date of this title;

2. a description of the state's land acquisition plans and priorities

for the coming year; and

3. the recommendations of the regional advisory committees.

§ 49-0215 — Annual budget request

Annual budget request.

The commissioners' annual budget request for land acquisition

reappropriations shall include an itemization of contracts obligated

from such appropriations as of the date of such submission.

TITLE 3 Conservation Easements

§ 49-0301 — Declaration of policy and statement of purpose

Declaration of policy and statement of purpose.

The legislature hereby finds and declares that in order to implement

the state policy of conserving, preserving and protecting its

environmental assets and natural and man-made resources, the

preservation of open spaces, the preservation, development and

improvement of agricultural and forest lands, the preservation of areas

which are significant because of their scenic or natural beauty or

wetland, shoreline, geological or ecological, including old-growth

forest, character, and the preservation of areas which are significant

because of their historical, archaeological, architectural or cultural

amenities, is fundamental to the maintenance, enhancement and

improvement of recreational opportunities, tourism, community

attractiveness, balanced economic growth and the quality of life in all

areas of the state.

§ 49-0303 — Definitions

Definitions.

When used in this title:

1. "Conservation easement" means an easement, covenant, restriction or

other interest in real property, created under and subject to the

provisions of this title which limits or restricts development,

management or use of such real property for the purpose of preserving or

maintaining the scenic, open, historic, archaeological, architectural,

or natural condition, character, significance or amenities of the real

property in a manner consistent with the public policy and purpose set

forth in section 49-0301 of this title, provided that no such easement

shall be acquired or held by the state which is subject to the

provisions of article fourteen of the constitution.

2. "Not-for-profit conservation organization" means a not-for-profit

corporation organized inter alia for the conservation or preservation of

real property and which has the power to acquire interests in real

property. Such organization must have qualified as exempt for federal

tax purposes pursuant to Section 501 (c)(3) of the internal revenue code

or any similar successor statutory provision.

3. "Public body" means the state or a municipal corporation as that

term is defined in section two of the general municipal law or the

United States of America acting by and through the department of the

interior. Such term shall further include the Palisades interstate park

commission; the Central Pine Barrens joint planning and policy

commission; and a soil and water conservation district as that term is

defined in section three of the soil and water conservation districts

law.

4. "Third party enforcement right" means a right which may be granted

in a conservation easement which empowers a public body or a

not-for-profit conservation organization which is not a holder of the

easement to enforce any of the terms of the easement.

§ 49-0305 — Conservation easements; certain common law rules not applicable

Conservation easements; certain common law rules not

applicable.

1. A conservation easement may be created or conveyed only by an

instrument which complies with the requirements of section 5-703 of the

general obligations law and which is subscribed by the grantee. It shall

be of perpetual duration unless otherwise provided in such instrument.

2. A conservation easement shall be modified or extinguished only

pursuant to the provisions of section 49-0307 of this title. Any such

modification or extinguishment shall be set forth in an instrument which

complies with the requirements of section 5-703 of the general

obligations law or in an instrument filed in a manner prescribed for

recording a conveyance of real property pursuant to section two hundred

ninety-one of the real property law.

3. (a) A conservation easement shall be held only by a public body or

not-for-profit conservation organization, except that the state shall

not be authorized or empowered to acquire or hold any conservation

easement which is subject to the provisions of article fourteen of the

constitution.

(b) Any conservation easement created pursuant to this title shall not

limit, restrict or modify the right to construct, operate or continue

the use of any facility, or impede any activity, duly authorized under

the applicable provisions of the federal natural gas act (15 U.S.C. §§

717-717 w).

4. A conservation easement shall be duly recorded and indexed as such

in the office of the recording officer for the county or counties where

the land is situate in the manner prescribed by article nine of the real

property law. The easement shall describe the property encumbered by the

easement by adequate legal description or by reference to a recorded map

showing its boundaries and bearing the seal and signature of a licensed

land surveyor, or if the easement encumbers the entire property

described in a deed of record, the easement may incorporate by reference

the description in such deed, otherwise it shall refer to the liber and

page of the deed or deeds of the record owner or owners of the real

property burdened by the conservation easement. An instrument for the

purpose of creating, conveying, modifying or terminating a conservation

easement shall not be effective unless recorded. A person causing any

such document to be so recorded shall forthwith forward a copy thereof

to the department, which shall maintain a file of conservation

easements.

5. A conservation easement may be enforced in law or equity by its

grantor, its holder or by a public body or any not-for-profit

conservation organization designated in the easement as having a third

party enforcement right, and is enforceable against the owner of the

burdened property. Enforcement shall not be defeated because of any

subsequent adverse possession, laches, estoppel or waiver. No general

law of the state which operates to defeat the enforcement of any

interest in real property shall operate to defeat the enforcement of any

conservation easement unless such general law expressly states the

intent to defeat the enforcement of such easement or provides for the

exercise of the power of eminent domain. It is not a defense in any

action to enforce a conservation easement that:

(a) It is not appurtenant to an interest in real property;

(b) It can be or has been assigned to another holder;

(c) It is not of a character that has been recognized traditionally at

common law;

(d) It imposes a negative burden;

(e) It imposes affirmative obligations upon the owner of any interest

in the burdened property, or upon the holder;

(f) The benefit does not touch or concern real property; or

(g) There is no privity of estate or of contract.

6. The holder of a conservation easement, its agents, employees, or

other representatives may enter and inspect the property burdened by a

conservation easement in a reasonable manner and at reasonable times to

assure compliance with the restriction.

7. The department shall promulgate regulations establishing standards

for conservation easements which shall specify but not be limited to:

(a) the minimum term for a conservation easement as is necessary and

appropriate to achieve the policy and purpose of this title, except that

such standards shall not preclude taxpayers who own or convey

conservation easements from qualifying for benefits under federal or

state tax laws when such benefits would otherwise be available by virtue

of such ownership or conveyance; and

(b) standards and procedures which require each conservation easement

held by a public body to include terms under which the easement shall be

modified where the commissioner has found after a non-adjudicatory

public hearing at which the public shall be given opportunity to be

heard, that such easement is inconsistent with any other interest in

land required for the local gathering, transmission or distribution of

gas, electricity, water, telephone or cable television services and that

no reasonable alternative exists for the local gathering, transmission

or distribution of such service. Notice of any such hearing shall be

given to the public pursuant to thirty days published notice in the

state register, the environmental notice bulletin and in a newspaper

having general circulation in the county where the real property

burdened by the easement is situated and individual notice shall be

given in writing to any person who may be entitled to enforce such

easement pursuant to the provisions of subdivision five of this section

at such address as such person shall file with the commissioner.

8. Where a conservation easement is modified pursuant to subdivision

seven of this section, or pursuant to any regulations promulgated

thereunder, such easement shall be modified only to the minimum extent

necessary to accommodate the local gathering, transmission or

distribution of gas, electricity, water, telephone or cable television

service.

9. Written notice shall be provided to the director of the budget and

notice published in the state register and the environmental notice

bulletin at least thirty days prior to the acquisition, or entry into a

contract for the acquisition, on behalf of the state of any conservation

easement.

§ 49-0307 — Procedures for modifying or extinguishing conservation easement

Procedures for modifying or extinguishing conservation

easement.

1. A conservation easement held by a not-for-profit conservation

organization may only be modified or extinguished:

(a) as provided in the instrument creating the easement; or

(b) in a proceeding pursuant to section nineteen hundred fifty-one of

the real property actions and proceedings law; or

(c) upon the exercise of the power of eminent domain.

2. A conservation easement held by a public body outside the

Adirondack park or Catskill park, as defined in section 9-0101 of this

chapter, may only be modified or extinguished:

(a) as provided in the instrument creating the easement; or

(b) in a proceeding pursuant to section nineteen hundred fifty-one of

the real property actions and proceedings law; or

(c) upon the exercise of the power of eminent domain; or

* (d) where land subject to a conservation easement or an interest in

such land is required for a major utility transmission facility which

has received a certificate of environmental compatibility and public

need pursuant to article seven of the public service law or a major

electric transmission facility which has received a siting permit

pursuant to article VIII of the public service law, upon the filing of

such certificate or permit in a manner prescribed for recording a

conveyance of real property pursuant to section two hundred ninety-one

of the real property law or any other applicable provision of law.

* NB Effective until December 31, 2040

* (d) where land subject to a conservation easement or an interest in

such land is required for a major utility transmission facility which

has received a certificate of environmental compatibility and public

need pursuant to article seven of the public service law or is required

for a major steam electric generating facility which has received a

certificate of environmental compatibility and public need pursuant to

article eight of the public service law, upon the filing of such

certificate in a manner prescribed for recording a conveyance of real

property pursuant to section two hundred ninety-one of the real property

law or any other applicable provision of law.

* NB Effective December 31, 2040

3. A conservation easement held by a public body inside the Adirondack

park or the Catskill park, as defined in section 9-0101 of this chapter,

may be modified or extinguished:

(a) as provided in the instrument creating the easement; or

(b) upon the exercise of the power of eminent domain; or

(c) unless such easement is held by the state, in a proceeding

pursuant to section nineteen hundred fifty-one of the real property

actions and proceedings law; or

(d) where such easement is held by the state, upon a determination by

the commissioner, after a non-adjudicatory public hearing, at which the

public shall be given opportunity to be heard, that the easement can no

longer substantially accomplish its original purposes or any of the

purposes set forth in section 49-0301 of this title. Notice of any such

hearing shall be given to the public pursuant to thirty days published

notice in the state register, the environmental notice bulletin and in a

newspaper having general circulation in the county where the real

property burdened by the easement is situated and individual notice

shall be given in writing to any person who may be entitled to enforce

such easement pursuant to subdivision five of section 49-0305 of this

title at such address as such person shall file with the commissioner;

or

* (e) where land subject to a conservation easement or an interest in

such land is required for a major utility transmission facility which

has received a certificate of environmental compatibility and public

need pursuant to article seven of the public service law, a major

electric transmission facility which has received a siting permit

pursuant to article VIII of the public service law, or a major electric

generating facility or repowering project which has received a

certificate of environmental compatibility and public need pursuant to

article ten of the public service law, upon the filing of such

certificate or permit in a manner prescribed for recording a conveyance

of real property pursuant to section two hundred ninety-one of the real

property law or any other applicable provision of law, provided that

such certificate or permit contains a finding that the public interest

in the conservation and protection of the natural resources, open spaces

and scenic beauty of the Adirondack or Catskill parks has been

considered.

* NB Effective until December 31, 2040

* (e) where land subject to a conservation easement or an interest in

such land is required for a major utility transmission facility which

has received a certificate of environmental compatibility and public

need pursuant to article seven of the public service law or is required

for a major steam electric generating facility which has received a

certificate of environmental compatibility and public need pursuant to

the former article eight of the public service law, or a major electric

generating facility or repowering project which has received a

certificate of environmental compatibility and public need pursuant to

article ten of the public service law, upon the filing of such

certificate in a manner prescribed for recording a conveyance of real

property pursuant to section two hundred ninety-one of the real property

law or any other applicable provision of law, provided that such

certificate contains a finding that the public interest in the

conservation and protection of the natural resources, open spaces and

scenic beauty of the Adirondack or Catskill parks has been considered.

* NB Effective December 31, 2040

4. Where a conservation easement is modified or extinguished pursuant

to paragraph (d) of subdivision two or paragraph (e) of subdivision

three of this section, such easement shall be modified or extinguished

only to the minimum extent necessary to accommodate the facility which

is the subject of the certificate of environmental compatibility and

public need.

5. Nothing in this section shall be construed to preclude the

extinguishment or modification of a conservation easement pursuant to

the applicable provisions of the federal natural gas act (15

U.S.C. §§ 717-717 w).

§ 49-0309 — Scope of this title

Scope of this title.

This title shall not affect any interests or rights in real property

which are not conservation easements, and shall not affect the rights of

owners to convey any interests in real property which they could now

create under existing law without reference to the terms of this title.

Nothing in this title shall diminish the powers granted by any other law

to acquire interests or rights in real property by purchase, gift,

eminent domain or otherwise and to use the same for public purposes.

Nothing in this title shall be construed to alter the authority

otherwise available to any public body to acquire conservation easements

for the purposes of section 49-0301 of this title by eminent domain.

§ 49-0311 — Severability

Severability.

The provisions of this title shall be severable, and if any clause,

sentence, paragraph, subdivision or part of this title shall be adjudged

by any court of competent jurisdiction to be invalid, such judgment

shall not affect, impair or invalidate the remainder thereof, but shall

be confined in its operation to the clause, sentence, paragraph,

subdivision or part thereof directly involved in the controversy in

which such judgment shall have been rendered; provided that if a

conservation easement created pursuant to this title is determined by

any court of competent jurisdiction to be land or water or an interest

in land or water subject to the provisions of article fourteen of the

constitution then the authority of the state to hold or acquire such

easement and the conveyance to the state of such easement shall be void

ab initio.

TITLE 5 State Geological Trail

§ 49-0501 — Designation of geoparks and other sites

Designation of geoparks and other sites.

1. For the purposes of this title, a "geopark" is an area or territory

of the state encompassing one or more sites of scientific importance,

for not only geological reasons but also by virtue of their

archaeological, ecological and cultural value.

2. The commissioner shall study and may designate areas, territories

and sites within the state which constitute geoparks and other sites

which have geological significance. Such geoparks and sites may include,

but not be limited to:

a. Cayuga heights, along state route thirty-four in the county of

Tompkins;

b. Cascadilla creek, along University avenue in the city of Ithaca,

county of Tompkins;

c. Ithaca Falls park Fall creek, along Lincoln street in the city of

Ithaca, county of Tompkins;

d. Taughannock Falls state park, in the county of Tompkins;

e. Niagara river gorge and Power Plant Haul road, in the county of

Niagara;

f. Whirlpool state park, in the county of Niagara;

g. the mouth of Eighteen Mile creek at Lake Erie, in the county of

Erie;

h. Buffalo creek at Bullisi road, in the county of Erie;

i. Fall brook along state route sixty-three, in the town of Geneseo,

county of Livingston;

j. LeRoy quarry, in the town of LeRoy, county of Genesee;

k. the Potsdam sandstone at Ausable chasm, in the county of Clinton;

l. Ausable falls, in the county of Clinton;

m. Whiteface mountain, in the county of Essex;

n. the Chattermarks on Bear mountain, in the county of Rockland;

o. the erratic and groves in Central park, in the county of New York;

p. the glacial channel in Central park, in the county of New York;

q. the burrows in sandstone in Watkins Glen, in the county of

Schuyler;

r. the upper devonian shale, siltstone and sandstone in Watkins Glen

gorge, in the county of Schuyler;

s. Watkins Glen state park, in the county of Schuyler;

t. Letchworth state park, in the county of Wyoming;

u. Penn Dixie fossil park and nature preserve, in the county of Erie;

v. Lafarge quarry, in the county of Ulster;

w. Seneca stone quarry, in the county of Seneca;

x. Taughannock park road in Taughannock Falls state park, in the

county of Tompkins;

y. State route four and twenty-two, in the town of Whitehall, county

of Washington;

z. Rondaxe road on Bald mountain, in the town of Webb, county of

Herkimer;

aa. Cannan road, in the towns of East Martinsburg and Knox, county of

Lewis;

bb. Barnet garnet mine, in the county of Warren;

cc. John Boyd Thacher state park, in the county of Albany;

dd. the Petrified Sea Gardens, in the county of Saratoga;

ee. Lester park, in the county of Saratoga;

ff. Saratoga Springs state park, in the county of Saratoga;

gg. Skytop Lane quarry, in the county of Delaware;

hh. Sidney Mountain quarry, in the county of Delaware;

ii. Sidney Mountain Bluestone quarry, in the county of Delaware;

jj. Sidney Center outcrops, in the county of Delaware;

kk. Sheetz quarry, in the county of Delaware;

ll. Pine Hill road, in the county of Delaware;

mm. Chimney Bluffs state park, in the county of Wayne;

nn. Wiscory Falls, in the county of Allegany;

oo. White creek, in the county of Allegany;

pp. Sixtown creek, in the county of Allegany;

qq. Rushford Dam park, in the county of Allegany;

rr. Caneadea Gorge overlook, in the county of Allegany;

ss. Buttermilk Falls state park, in the county of Cayuga;

tt. Chittenango Falls state park, in the county of Madison;

uu. Cohoes Falls, in the county of Saratoga;

vv. Clarksville cave, in the county of Albany;

ww. Joralemon town park, in the county of Albany;

xx. Normanskill gorge, in the county of Albany;

yy. Barton garnet mine, in the county of Warren;

zz. Kimberlite dike, in the county of Onondaga;

aaa. Howes Cave quarry, in the county of Schoharie;

bbb. Howe Caverns, in the county of Schoharie;

ccc. Kaaterskill Falls, in the county of Greene;

ddd. Knox cave, in the county of Albany;

eee. Manorkill Falls, in the county of Schoharie;

fff. McFail's Cave nature preserve, in the county of Schoharie;

ggg. Montauk Point, in the county of Suffolk;

hhh. Montour Falls, in the county of Schuyler;

iii. Niagara Falls state park, in the county of Niagara;

jjj. Onesquethaw Cave, in the county of Albany;

kkk. Stark's Knob, in the county of Saratoga;

lll. Cairo Fossil Forest, in the county of Greene;

mmm. Gilboa Fossil Forest, in the county of Schoharie; and

nnn. Herkimer Diamond Mines, in the county of Herkimer.

3. For each area, territory and site designated pursuant to

subdivision two of this section, the commissioner, in cooperation with

the commissioners of transportation and economic development, may:

a. establish a management plan designed to foster socio-economic

development that is sustainable;

b. establish methods for conserving and enhancing its geological

heritage; and

c. establish best practices for conservation.

§ 49-0503 — Establishment of state geological trail

Establishment of state geological trail.

1. The commissioner, in cooperation with the commissioners of

transportation and economic development, shall establish a state

geological trail to include the areas, territories and sites designated

by the commissioner pursuant to subdivision two of section 49-0501 of

this title. The purpose of such trail shall be to identify and promote

such areas, territories and sites to the public, and promote the

economic, scientific, cultural and conservation aspects thereof.

2. To the greatest extent practicable, the state geological trail

shall include areas and sites across the state going east and west, and

north and south throughout the entire state. Consideration shall be

given to having the designated portions of the state geological trail

intersect at the city of Albany, in recognition of its importance in the

geology of the state. In designating the state geological trail

consideration shall also be given to scientific and/or scenic importance

relating to geological, and related cultural, ecological and

archeological features.

3. In developing and approving such trail, the commissioner shall

ensure that proposed trail routes do not conflict with existing scenic

byways designated pursuant to section three hundred forty-nine-dd of the

highway law or wine trails designated pursuant to section three hundred

forty-three-k of the highway law, and ensure that the trail route is

designed and laid out so that it is relatively simple and easy to follow

for users and contains few branches or laterals that dead end.

§ 49-0505 — State geological planning and advisory council

State geological planning and advisory council.

1. For the purposes of this title, "advisory council" means the state

geological planning and advisory council established pursuant to this

section.

2. There shall be established within the department the state

geological planning and advisory council. The advisory council shall be

composed of ten members as follows:

a. the commissioner, or his or her designee who is an officer or

employee of the department;

b. the commissioner of economic development, or his or her designee

who is an officer or employee of the department of economic development;

c. the commissioner of parks, recreation and historic preservation, or

his or her designee who is an officer or employee of the office of

parks, recreation and historic preservation;

d. the commissioner of transportation, or his or her designee who is

an officer or employee of the department of transportation;

e. two members appointed by the governor, of whom:

(1) one shall have been or is engaged in trail planning and/or

management, and

(2) one shall teach geology or be a geology professional;

f. two members appointed by the temporary president of the senate,

having expertise in the field of ecology, conservation or trail

planning; and

g. two members appointed by the speaker of the assembly, having

expertise in the field of ecology, conservation or trail planning.

3. The members of the advisory council appointed pursuant to

paragraphs e, f and g of subdivision two of this section shall serve

terms of four years. Vacancies in the membership of the advisory council

shall be filled in the manner provided for original appointments.

4. The commissioner, or his or her designee, shall be the chair of the

advisory council. The advisory council shall meet not less than three

times each calendar year, and more frequently at the call of the chair.

5. The advisory council may establish:

a. criteria for signage on the state geological trail, including means

of providing information about geological features associated with each

particular portion of such trail. Provided, however, that all such

signage shall comply with the New York state manual and specifications

for a uniform system of traffic control devices as such manual and

specifications may be amended from time to time, certified by a licensed

professional engineer who specializes in traffic operations. For the

purposes of this section, the term "New York state manual and

specifications for a uniform system of traffic control devices" shall

mean the national manual of uniform traffic control devices promulgated

by the federal highway administration pursuant to subpart (f) of part

655 of title 23 of the code of federal regulations and the New York

state supplement adopted by the commissioner of transportation pursuant

to section sixteen hundred eighty of the vehicle and traffic law; and

b. state geological trail publications, guidelines for interpretive

programs and themes relating to portions of the state geological trail,

and an internet website providing directional information on educational

institutions that have programs relating to the geological and

conservation aspects of the portions of the state geological trail.

ARTICLE 51 Inplementation of Environmental Quality Bond Act of 1972

TITLE 1 General Provisions

§ 51-0101 — Definitions

Definitions.

As used in this article the following terms shall mean and include:

1. "Commissioner" shall mean the commissioner of environmental

conservation except that within and for the purposes of title eleven of

this article, the commissioner of parks and recreation.

2. "Department" shall mean the department of environmental

conservation.

3. "Federal assistance" except for federal public works act funds

granted for New York city's Betts avenue incinerator and Hamilton avenue

transfer station and as otherwise defined in this article, shall mean

funds available, other than by loan, from the federal government to a

municipality, either directly or through allocation by the state for

construction or program purposes pursuant to any federal law or program.

4. "Governing body" shall mean

a. in the case of a town, a town board;

b. in the case of a county outside of the city of New York, the county

board of supervisors or other elective governing body;

c. in the case of a city or village, the local legislative body

thereof, as the term is defined in the municipal home rule law;

d. in the case of a public benefit corporation, the board of

directors, members or trustees thereof;

e. in the case of a school district, the board of education thereof;

f. in the case of a supervisory district, the board of cooperative

educational services thereof.

5. "Lands" shall mean lands, improvements and structures thereon or

rights, franchises, and interests therein, lands under water and

riparian rights, and shall also mean any and all interests in lands less

than full title, including without limitations, easements, permanent or

temporary, rights of way, uses, leases, licenses, and any other estate,

interests or right in lands, legal or equitable.

6. "Municipality," except as otherwise defined within this article,

shall mean a city, county, town, village, public benefit corporation or

school district or an improvement district within a city, county, town

or village, or any combination thereof.

7. "Office" shall mean the office of parks and recreation.

§ 51-0103 — Allocation of moneys

Allocation of moneys.

The moneys received by the state from the sale of bonds pursuant to

the environmental quality bond act of nineteen hundred seventy-two shall

be expended pursuant to appropriations, in the following amounts and (a)

for deposit in the water pollution control revolving fund established by

section twelve hundred eighty-five-j of the public authorities law, or

(b) as specifically provided for in titles 3, 5, 7, 9 and 11 of this

article:

1. For preserving, enhancing, restoring and improving the quality of

water as set forth in title 3 of this article or in section twelve

hundred eighty-five-j of the public authorities law and section 17-1909

of this chapter, six hundred fifty million dollars ($650,000,000); and

2. For preserving, enhancing, restoring and improving the quality of

air as set forth in title 5 of this article, one hundred fifty million

dollars ($150,000,000); and

3. For preserving, enhancing, restoring and improving the quality of

land as set forth in titles 7, 9 and 11 of this article, three hundred

fifty million dollars ($350,000,000).

§ 51-0105 — State assistance application procedure

State assistance application procedure.

1. A municipality upon the recommendation of its governing body may

submit an application for state assistance toward the cost of any

project which is eligible for state assistance pursuant to this article

to the commissioner in such form and containing such information as he

may require.

2. The commissioner shall review such project application and may

approve, disapprove or recommend modifications thereto consistent with

applicable law, criteria, standards or rules and regulations relative to

such projects.

3. Upon approval of a project application, a municipality may enter

into a contract as further provided within this article with the

commissioner for payment of state assistance to be received pursuant to

this article.

§ 51-0107 — Powers and duties of the commissioner

Powers and duties of the commissioner.

In administering the provisions of this article, the commissioner:

1. shall make an itemized estimate of funds or appropriations required

annually for inclusion in the executive budget.

2. may in the name of the state as further provided within this

article contract to make, within the limitations of appropriations

available therefor, a state grant for payment to a municipality

representing the state share of the cost of a project approved and to be

undertaken pursuant to this article. Such contracts shall be subject to

approval by the state comptroller and as to form by the attorney

general.

3. shall approve vouchers for the payment of local assistance pursuant

to an approved contract. All such payments shall be paid on the audit

and warrant of the state comptroller.

4. may perform such other and further acts and promulgate such rules

and regulations as may be necessary, proper or desirable to carry out

the provisions of this article.

§ 51-0109 — Powers and duties of a municipality

Powers and duties of a municipality.

A municipality shall have the power and authority to:

1. undertake and carry out any project for which state assistance is

received or to be received pursuant to this article and maintain and

operate such project.

2. expend money received from the state pursuant to this article for

costs incurred in conjunction with the approved project.

3. perform such other and further acts as may be necessary, proper or

desirable to carry out a project or obligation, duty or function related

thereto.

TITLE 3 Water Quality Improvement Projects

§ 51-0303 — Definitions

Definitions.

As used in this title, the following terms shall mean and include:

2. "Construction". The erection, building, acquisition, alteration,

reconstruction, improvement or extension of sewage treatment works; the

inspection and supervision thereof; and the engineering, architectural,

legal, fiscal and economic investigations and studies, surveys, designs,

plans, working drawings, specifications, procedures, and other actions

necessary thereto;

3. "Eligible project". A water quality improvement project for the

construction of sewage treatment works,

a. for which a permit has been issued by the department,

b. which is, in the judgment of the commissioner, in accord with

applicable comprehensive studies and reports,

c. which is approved for federal pollution abatement assistance,

d. which conforms with applicable law, rules and regulations, and

e. which is, in the judgment of the commissioner, necessary for the

accomplishment of the state water pollution control program;

4. "Federal pollution abatement assistance". Funds available to a

municipality, either directly or through allocation by the state, from

the federal government as grants for construction of sewage treatment

works, pursuant to the federal water pollution control act and acts

amendatory thereto;

5. "Municipality". A city, county, town, village, the New York state

environmental facilities corporation, a sewer authority within a city,

or an improvement district or district corporation within a city,

county, town or village, or Indian tribes residing within New York

state, or any combination thereof;

6. "Project cost". The actual cost or estimated reasonable cost,

whichever is lower, of construction of an eligible project;

7. "Water quality improvement project". A sewage treatment works for

the purpose of treating, neutralizing or stabilizing sewage, including

treatment or disposal plants, the necessary intercepting, outfall and

outlet sewers, pumping stations integral to such plants or sewers,

equipment and furnishings thereof and their appurtenances.

§ 51-0305 — Contracts for water quailty improvement projects

Contracts for water quailty improvement projects.

1. The commissioner, in the name of the state, may enter into

contracts with municipalities having power to construct, operate and

maintain sewage treatment works, and any such municipality may enter

into a contract with the commissioner concerning eligible projects. Any

such contract may include such provisions as may be agreed upon by the

parties thereto, and shall include, in substance, the following

provisions:

a. Current estimate of the reasonable cost of the project as

determined by the commissioner at the time of execution of the contract.

The commissioner shall not be precluded by section two hundred twenty of

this title from determining a reasonable cost for any project enumerated

in such section different from the estimated cost of such section.

b. An agreement by the commissioner to pay to the municipality, during

the progress of construction subject to final computation and

determination of the total state grant upon completion of the entire

project reflecting the project cost, a portion of the non-federal share

of the cost of any project, phase or portion thereof approved for a

federal treatment works construction grant, determined by the following

formulae:

(i) for any project which has received a Federal Clean Water Act

section 202(a)(1) grant in an amount which is that per centum of the

cost of construction authorized for federal fiscal years beginning July

first, nineteen hundred seventy-one and ending September thirtieth,

nineteen hundred eighty-four, inclusive, an amount that is one-half of

the non-federal share of the cost of the eligible project, not to exceed

thirty percent thereof;

(ii) for any project which has received a grant pursuant to Federal

Clean Water Act section 202(a)(1) or section 201 as amended in nineteen

hundred eighty-one, which is that reduced per centum of the costs of

construction authorized for federal fiscal years beginning on and after

October first, nineteen hundred eighty-four, an amount that is

two-thirds of the non-federal share of the eligible cost of the project,

not to exceed thirty percent thereof;

(iii) for any project or portion of a project which has received a

federal grant for utilization of innovative or alternative treatment

processes and techniques pursuant to the provisions of section 202(a)(2)

of the Federal Clean Water Act, thirty percent of the cost of the

innovative or alternative portion of the eligible project, provided that

the local share of the innovative or alternative portion will be a

minimum of seven and one-half percent.

c. An agreement by the municipality

1. to proceed expeditiously with, and complete, the project in

accordance with plans approved by the department,

2. to commence operation of the sewage treatment works on completion

of the project, and not to discontinue operation or dispose of the

sewage treatment works without the approval of the commissioner,

3. to operate and maintain the sewage treatment works in accordance

with applicable provisions of law, the state sanitary code or rules and

regulations of the commissioner,

4. to provide for the payment of the municipality's share of the cost

of the project.

d. A provision that, in the event that federal pollution abatement

assistance which was not included in the calculation of the state

payment pursuant to paragraph b of this subdivision becomes available to

the municipality, the amount of the state payment shall be recalculated

with the inclusion of such additional federal assistance and the

municipality shall either:

1. pay to the state the amount by which the state payment actually

made exceeds the state payment determined by the recalculation or

2. if such additional federal pollution abatement assistance has not

been received by the municipality, authorize the state to receive and

retain an amount from the federal government equal to the amount to

which it would be entitled under subparagraph 1 hereof.

2. In connection with each contract, the commissioner shall keep

adequate records of the amount of the payment by the state pursuant to

paragraph b of subdivision one of this section of the amount of federal

assistance received by the municipality. Such records shall be retained

by the commissioner and shall establish the basis for recalculation of

the state payment as required by paragraph d of subdivision one of this

section.

TITLE 5 Air Quality Improvement Projects

§ 51-0501 — Allocation of moneys

Allocation of moneys.

The moneys received by the state from the sale of bonds pursuant to

the environmental quality bond act of nineteen hundred seventy-two shall

be expended in the following amounts pursuant to appropriation therefor:

1. For state air quality improvement projects, fifty million dollars

($50,000,000) for upgrading state facilities including the Pilgrim,

Kings Park, Middletown, Hudson River, Harlem Valley, St. Lawrence,

Utica, Marcy, Binghamton, Rochester and Gowanda State Hospitals; Green

Haven, Wallkill, Auburn and Attica Correctional Facilities; the Wassaic,

Craig and West Seneca State Schools; State University units at

Binghamton and Buffalo; the Hudson Training School for Girls; Syracuse

Psychiatric Hospital; and the Albion State Institution.

2. For municipal air quality improvement projects, one hundred million

dollars ($100,000,000).

§ 51-0503 — Definitions

Definitions.

As used in this title, the following terms shall include and mean:

1. "Air quality improvement project." a. The upgrading of an existing

incinerator, furnace or boiler and appurtenances thereto owned and

operated by the state or a municipality, or

b. The establishment of a solid waste recovery and management project,

as defined in subdivision two of section 51-0903 of this article, which

directly enables permanent closure of an incinerator that is operating

in a manner not in compliance with applicable air pollution control

regulations and which project in all other respects qualifies for state

assistance pursuant to title nine of this article.

2. "Cost." The cost of upgrading including the cost of all systems,

facilities, machinery and equipment, engineering and architectural

services, plans and specifications, consultant and legal services, and

other direct expenses incident to such upgrading less any federal

assistance received or to be received.

3. "Municipality." A city, county, town, village or school district or

an improvement district within a city, county, town or village, or any

combination thereof.

4. "Upgrading." Construction, reconstruction, renovation, or other

process or activity necessary to insure that an existing incinerator or

furnace or boiler meets air quality emission standards promulgated by

the commissioner.

§ 51-0505 — Appoval of projects

Appoval of projects.

1. Air quality improvement projects shall be undertaken pursuant to

this title only with the approval of the commissioner, and in the case

of municipal projects, pursuant to an approved contract for state

assistance.

2. In reviewing projects, the commissioner shall give due

consideration to:

a. the urgency of the need for upgrading to meet ambient air quality

standards;

b. the age and condition of the incinerator, furnace or boiler;

c. the economic feasibility of upgrading;

d. expected increased efficiency;

e. expected life of any public facility associated with the

incinerator, furnace, or boiler;

f. the reduction in air contaminants required to bring the

incinerator, furnace, or boiler emissions into compliance with the

applicable air quality standards.

g. in the case of a project defined in paragraph b of subdivision one

of section 51-0503 of this title, the matters required to be taken into

account under sections 51-0905 and 51-0907 of this article.

3. The state share of the cost of a municipal air quality improvement

project shall not exceed fifty (50) percent of the cost thereof.

§ 51-0507 — Contracts for municipal air quality improvement projects

Contracts for municipal air quality improvement projects.

1. The commissioner, in the name of the state, may enter into

contracts with municipalities to undertake air quality improvement

projects, and any such municipality may enter into a contract with the

commissioner. Any such contract may include such provisions as may be

agreed upon by the parties thereto, and shall include, in substance, the

following provisions:

a. An estimate of the reasonable cost of the project as determined by

the commissioner;

b. An agreement by the commissioner to pay to the municipality, during

the progress of construction or following completion of construction as

may be agreed upon by the parties, an amount, not to exceed 50 percent

of the cost of the project;

c. An agreement by the municipality

(1) to proceed expeditiously with, and complete, the project as

approved by the commissioner,

(2) to operate and maintain the upgraded incinerator, furnace, or

boiler in accordance with applicable law and rules and regulations, and,

in the case of a project defined in paragraph b of subdivision one of

section 51-0503 of this title, the agreement shall include the

provisions contemplated by paragraph c of subdivision one of section

51-0907 of this article,

(3) to apply for and make reasonable efforts to secure federal

assistance, if any, for the project,

(4) to secure the approval of the commissioner before applying for

such federal assistance, in order to maximize the amounts of such

assistance received or to be received for all projects in New York

state,

(5) to provide for the payment of the municipality's share of the cost

of the project;

d. A provision that, in the event that federal assistance which was

not included in the calculation of the state payment becomes available

to the municipality, the amount of the state payment shall be

recalculated with the inclusion of such federal assistance and the

municipality shall pay to the state the amount by which the state

payment actually made exceeds the state payment determined by the

recalculation.

2. In connection with each contract, the commissioner shall keep

adequate records of the amount of the payment by the state and of the

amount of federal assistance, if any, received by the municipality.

Such records shall be retained by the commissioner and shall establish

the basis for recalculation of the state payment as required herein.

TITLE 7 Land Preservation and Improvement Projects

§ 51-0701 — Allocation of moneys

Allocation of moneys.

The moneys received by the state from the sale of bonds sold pursuant

to the environmental quality bond act of nineteen hundred seventy-two

shall be expended pursuant to appropriations therefor in accordance with

the following allocations, supplemented by such federal assistance as

may be available:

1. For forest preserve projects, fifty-nine million dollars

($59,000,000) of which fifteen million dollars ($15,000,000) is

allocated for land acquisition in the Catskill Park and forty-four

million dollars ($44,000,000) is allocated for land acquisition in the

Adirondack Park.

2. Wetland preservation and restoration projects, twenty-seven million

dollars ($27,000,000) of which four million dollars ($4,000,000) is

allocated for wetlands restoration projects; eighteen million dollars

($18,000,000) is allocated for the acquisition of five thousand (5,000)

acres of tidal wetlands; and five million dollars ($5,000,000) is

allocated for the acquisition of fifty thousand (50,000) acres of

freshwater wetlands.

3. For unique area preservation projects, ten million dollars

($10,000,000) of which four million five hundred thousand dollars

($4,500,000) is allocated for projects in the Hudson Valley-Metropolitan

New York-Long Island area; three million dollars ($3,000,000) is

allocated for projects in the Central New York area; and two million

five hundred thousand dollars ($2,500,000), is allocated for projects in

the Western New York area. Unique area preservation projects outside

forest preserve counties shall be undertaken only upon the

recommendation of the state nature and historical preserve trust and

shall be recommended by the commissioner for inclusion in the state

nature and historical preserve.

4. For stream rights acquisition projects, three million dollars

($3,000,000).

5. For public access to state land projects, eight million dollars

($8,000,000) to provide access to presently inaccessible state lands

such as the High Tor Area, Erwin Area, Capital District Area, Pharsalia

Area, Cicero Swamp, Perch River Area, and Tug Hill Area wildlife

management lands and reforestation areas in Clinton, St. Lawrence,

Lewis, Washington, Jefferson, Oneida, Cattaraugus, Steuben, Schuyler,

Allegany, Chautauqua, Schoharie, Broome, Delaware, Tioga, Tompkins and

Cortland Counties.

§ 51-0703 — Definitions

Definitions.

As used in this title, the following terms shall mean and include:

1. "Forest Preserve Project." A state project to acquire lands as

additions to the forest preserve within the Adirondack and Catskill

Parks.

2. "Wetlands Preservation Project." A state project to preserve

through acquisition biologically productive and vulnerable wetlands

because of their unique and irreplaceable values.

3. "Wetlands Restoration Project." A state or municipal project to

renovate dikes, levies, ditches, berms and other water level regulation

works; to establish vegetation, plants, and shrubs, or such other

necessary or desirable work to achieve optimum productivity of wetlands.

4. "Unique Area Preservation Project." A state project to acquire

lands of special natural beauty, wilderness character, geological,

ecological or historical significance for the state nature and

historical preserve and similar lands within a forest preserve county

outside the Adirondack and Catskill Parks.

5. "Stream Rights Acquisition Project." A state project to acquire

fishing rights on quality streams.

6. "Public Access to State Lands Project." A state project to provide

access to otherwise inaccessible reforestation, game management or

multiple use lands through land acquisition and development of unpaved

trails.

7. "Wetlands." Land and lands under water which may be permanently,

temporarily or intermittently covered with fresh or salt-water and

commonly referred to as flood basins or flats, meadows, marshes, shrub

swamps, wooded swamps, swamps or bogs.

8. "Cost." The cost of an approved project shall include engineering

and architectural services, plans and specifications, consultant and

legal services, and other direct expenses incident to such project less

any federal assistance received or to be received.

9. "Municipality." A city, county, town or village, or improvement

district within a city, county, town or village or any combination

thereof.

§ 51-0705 — Approval and execution of state projects

Approval and execution of state projects.

1. State forest preserve, stream rights acquisition, wetlands

preservation or restoration, unique area preservation, and public access

to state lands projects shall be undertaken pursuant to this title only

with the approval of the commissioner.

2. Such projects as have been approved by the commissioner shall be

executed by the department in the manner provided for by applicable law.

§ 51-0709 — Approval of municipal wetlands restoration projects

Approval of municipal wetlands restoration projects.

1. A municipal wetlands restoration project shall be undertaken

pursuant to this title only with the approval of the commissioner, and

pursuant to an approved contract for state assistance.

2. In reviewing applications for municipal wetland restoration

projects, the commissioner shall give due consideration to:

a. the urgency of need to restore such wetlands;

b. the potential ecological value of such wetlands;

c. the potential value of such wetlands for flood and storm water

control and pollution and sediment filtering;

d. the level of biological productivity which will be achieved by

restoration thereof.

§ 51-0711 — Contracts for municipal wetlands restoration projects

Contracts for municipal wetlands restoration projects.

1. The commissioner, in the name of the state, may enter into

contracts with municipalities owning wetlands, and any such municipality

may enter into a contract with the commissioner. Any such contract may

include such provisions as may be agreed upon by the parties thereto,

and shall include, in substance, the following provisions:

a. An estimate of the reasonable cost of the project as determined by

the commissioner.

b. An agreement by the commissioner to pay to the municipality, during

the progress of restoration or following completion of restoration as

may be agreed upon by the parties, an amount equal to the actual cost of

restoration or the estimated reasonable cost whichever is the lesser.

c. An agreement by the municipality

(1) to dedicate in perpetuity the wetlands to be restored to assure

their preservation.

(2) to proceed expeditiously with, and complete, the project as

approved by the department.

(3) to thereafter maintain the wetlands in the condition to which they

have been restored.

(4) to apply for and make reasonable efforts to secure federal

assistance for the project.

(5) to secure the approval of the commissioner before applying for

federal assistance, in order to maximize the amounts of such assistance

received or to be received for all projects in New York state.

d. A provision that, in the event that federal assistance which was

not included in the calculation of the state payment pursuant to

paragraph b of this subdivision becomes available to the municipality,

the amount of the state payment shall be recalculated with the inclusion

of such additional federal assistance and the municipality shall pay to

the state the amount by which the state payment actually made exceeds

the state payment determined by the recalculation.

2. In connection with each contract, the commissioner shall keep

adequate records of the amount of the payment by the state pursuant to

paragraph b of subdivision one of this section and of the amount of

federal assistance received by the municipality. Such records shall be

retained by the commissioner and shall establish the basis for

recalculation of the state payment.

§ 51-0713 — Restriction of alienation of wetlands

Restriction of alienation of wetlands.

Any wetlands acquired or restored in part or in whole with state

moneys pursuant to this title shall not be sold, leased or otherwise

disposed of or used for any purpose inconsistent with the character or

value of such wetlands.

No structure shall be placed thereon except water level regulation

works necessary to preserve, restore or maintain the biological

productivity thereof.

TITLE 9 Solid Waste Recovery and Management

§ 51-0901 — Allocation of moneys

Allocation of moneys.

Of the moneys received by the state from the sale of bonds pursuant to

the environmental quality bond act of nineteen hundred seventy-two, one

hundred seventy-five million dollars ($175,000,000) shall be expended

pursuant to appropriations thereof, for municipal solid waste management

projects, including at least five million dollars ($5,000,000) of this

amount which shall be earmarked for resource recovery equipment, source

separation equipment, or both, for the implementation of small scale,

low-technology approaches to resource recovery, including source

separation programs, recycling centers, composting projects and other

solid waste recovery and management projects with a design capacity of

less than one hundred tons per day.

§ 51-0903 — Definitions

Definitions.

As used in this title, the following terms shall mean and include:

1. "Solid Waste." All materials or substances discarded or rejected as

being spent, useless, worthless or in excess to the owners at the time

of such discard or rejection, including but not limited to garbage,

refuse, industrial and commercial waste, sludges from air or water

pollution control facilities or water supply treatment facilities,

rubbish, ashes, contained gaseous materials, incinerator residue,

demolition and construction debris and offal but not including sewage

and other highly diluted water carried materials or substances and those

in gaseous form.

2. "Solid Waste Recovery and Management Project." Resource recovery

equipment, source separation equipment, disposal equipment or any

combination thereof required by a solid waste recovery and management

system.

3. "Solid Waste Recovery and Management System." A municipal program

to provide environmentally sound recovery or disposal of collected solid

waste through facilities planned, designed, assembled and constructed to

assure environmental protection and to maximize the potential for

resource recovery.

4. "Resource Recovery Equipment." Structures, machinery, or devices,

singly or in combination, designed, constructed and required to

separate, process, modify, convert, treat, or prepare collected solid

waste so that component materials or substances or recoverable resources

may be used as a raw material or for their productive purposes.

5. "Disposal Equipment." Structures, machinery or devices at a

disposal site necessary to efficient and environmentally-sound land

disposal of solid wastes, including but not limited to machinery or

devices designed to move earth during burial of wastes or to increase

the density of wastes buried or to be buried. "Disposal Equipment" shall

also mean facilities, except vehicles, in which collected solid waste is

temporarily stored and concentrated prior to transport to a disposal

site.

6. "Municipality." A city, county, town, village, public benefit

corporation having power granted otherwise than under this article to

construct, operate and maintain solid waste management projects, or an

improvement district within a city, county, town or village, or any

combination thereof.

7. "Cost." The cost of resource recovery equipment, source separation

equipment or disposal equipment including interest prior to and during

construction, engineering and architectural surveys, plans and

specifications, and consultants and legal services and other direct

expenses incident to a solid waste management project, exclusive of land

acquisition, and expenses incident thereto, less any federal assistance

received or to be received.

8. "Source separation equipment" shall mean:

(a) Add-ons or trailers designed to modify collection vehicles to

allow sorting and separation of collected wastes held for the purpose of

recycling or collection vehicles whose function and design are

exclusively for such purpose;

(b) Containers for the source separation and temporary storage of

recyclable wastes by residents or business prior to collection;

(c) Bins, sheds or other facilities for the temporary storage of

materials prior to transport for the purposes of recycling.

§ 51-0905 — Approval of municipal solid waste management projects

Approval of municipal solid waste management projects.

1. Municipal solid waste recovery and management projects shall be

undertaken pursuant to this title only with the approval of the

commissioner, and pursuant to an approved contract or contracts for

state assistance.

2. In reviewing applications for solid waste recovery and management

projects, the commissioner shall give due consideration to:

a. the adequacy of the municipality's solid waste recovery and

management system and its relationship to the needs or plans of other

area municipalities;

b. the suitability and feasibility of the project in relation to the

solid waste recovery and management system and the area to be served;

c. the proportion of solid waste for which resource recovery is

contemplated;

d. implementation of the system or components thereof and their

expected terms of usefulness, singly or in combination;

e. present and projected population, land use, and rates and

composition of solid waste generation;

f. potential or contemplated markets for recovered resources;

g. potential or contemplated opportunities for direct relationships

with other public facilities, such as for processing residual materials

from existing incinerators or treating sludge from a sewage treatment

plant;

h. intergovernmental arrangements integral to the project;

i. non-governmental arrangements integral to the project;

j. the urgency of the project, in relationship to all solid waste

management project needs in the state;

k. environmental soundness, including assurance that the project will

meet all applicable law, criteria, rules or regulations.

3. The state share of the cost of a municipal solid waste management

project shall not exceed fifty percent of the cost of resource recovery

equipment and source separation equipment and twenty-five percent of the

cost of disposal equipment. The commissioner may not otherwise limit the

state's share of the cost of small scale, low technology approaches to

resource recovery.

4. The commissioner shall annually review the status of projects which

have been the subject of appropriations in furtherance of this title to

determine whether sufficient progress has been made to warrant

continuance of such appropriations. In making such determination, the

commissioner shall take into account whether and to what extent progress

has been made in accomplishing a project feasibility study, preparation

and distribution of a request for proposals, the award of a design

contract, the award of a construction contract, the commencement of

construction, the profferment of bonds by the municipality, or other

factors reasonably indicative of progress upon the project. Primary

consideration shall be given to the reallocation of funds to meet the

requirements of section 51-0901 of this title relative to small scale,

low-technology approaches. The commissioner shall annually submit his

determination made hereunder, reflecting reallocations as appropriate,

to the governor in a form and at a time sufficient to be taken into

account by the governor and legislature in fulfilling their budgetary

responsibilities.

§ 51-0907 — Contracts for municipal solid waste management projects

Contracts for municipal solid waste management projects.

1. The commissioner, in the name of the state, may enter into

contracts with municipalities which may include such provisions as may

be agreed upon by the parties thereto, and shall include, in substance,

the following provisions:

a. An estimate of the reasonable cost of the project as determined by

the commissioner.

b. An agreement by the commissioner to pay to the municipality, during

the progress of construction or following completion of construction as

may be agreed upon by the parties, an amount, not to exceed fifty

percent of the cost of resource recovery equipment and source separation

equipment, and twenty-five percent of the cost of disposal equipment.

c. An agreement by the municipality:

(1) to proceed expeditiously with, and complete, the project as

approved by the commissioner;

(2) to commence operation of the project upon its completion and not

to dispose of the project or any portion thereof or change its use

without the approval of the commissioner;

(3) to operate and maintain the solid waste management project in

accordance with applicable law and rules and regulations of the

commissioner;

(4) to apply for and make reasonable efforts to secure federal

assistance for the project;

(5) to secure the approval of the commissioner before applying for

federal assistance, in order to maximize the amounts of such assistance

received or to be received for all projects in New York state;

(6) to provide for the payment of the municipality's share of the cost

of the project.

d. A provision that, in the event that federal assistance which was

not included in the calculation of the state payment becomes available

to the municipality, the amount of the state payment shall be

recalculated with the inclusion of such federal assistance and the

municipality shall pay to the state the amount by which the state

payment actually made exceeds the state payment determined by the

recalculation.

2. In connection with each contract, the commissioner shall keep

adequate records of the amount of the payment by the state and of the

amount of federal assistance, if any, received by the municipality.

Such records shall be retained by the commissioner and shall establish

the basis for recalculation of the state payment as required herein.

TITLE 11 Park Lands Preservation Projects

§ 51-1101 — Allocation of moneys

Allocation of moneys.

The moneys received by the state from the sale of bonds sold pursuant

to the environmental quality bond act of nineteen hundred seventy-two

shall be expended in the following amounts pursuant to appropriations

therefor:

1. For metropolitan park projects, forty million dollars

($40,000,000);

2. For open space preservation projects, fifteen million dollars

($15,000,000);

3. For waterway projects, nine million dollars ($9,000,000);

4. For trailway projects, four million dollars ($4,000,000).

§ 51-1103 — Definitions

Definitions.

As used in this title, the following terms shall mean and include:

1. "Metropolitan Park Project." A state project to provide new and

expanded public recreational opportunities in or near an urban

population center to relieve serious overcrowding and prevent further

deterioration of urban recreation systems through land acquisition.

2. "Open Space Preservation Project." A state project to acquire

rapidly disappearing open or natural lands in or near urban or suburban

areas necessary to serve the recreation needs thereof.

3. "Waterway Project." A state project to acquire selected lands on

major rivers, lakes, and coastal waters to provide public access to

protect the right of public use of such waters.

4. "Trailway Project." A state project to acquire lands and to develop

recreation trails thereon necessary to close gaps in the statewide

interconnecting trails network before irreversible development occurs.

§ 51-1105 — Approval and execution of projects

Approval and execution of projects.

1. Metropolitan park, open space preservation, waterway, and trailway

projects shall be undertaken pursuant to this title only with the

approval of the commissioner.

2. Such projects as have been approved by the commissioner shall be

executed by the office in the manner provided by applicable law.

ARTICLE 52 Implementation of Environmental Quality Bond Act of 1986

TITLE 1 General Provisions

§ 52-0101 — Definitions

Definitions.

As used in this article the following terms shall mean and include:

1. "Commissioner" means the commissioner of environmental conservation

except that within and for the purposes of title nine of this article,

the term shall mean the commissioner of parks, recreation and historic

preservation.

2. "Cost" means the cost of an approved project, which shall include

engineering and architectural services, plans and specifications,

consultant and legal services, and other direct expenses incident to

such project less any federal assistance received or to be received and

any other assistance from responsible parties or otherwise.

3. "Department" means the department of environmental conservation.

4. "Environmentally sensitive lands project" means a state project to

preserve aquifer recharge areas, areas of exceptional scenic beauty or

exceptional forest character, open space, pine barrens, public access,

trailways, unique character, wetlands, and wildlife habitat, as defined

below:

(a) "Aquifer recharge area" means the location at which water can

enter an aquifer directly or indirectly.

(b) "Exceptional forest character" means forest possessed of such

attributes as maturity of growth, scientific harvesting potential,

aesthetic appeal or recreational opportunity.

(c) "Exceptional scenic beauty" means land forms, water bodies,

geologic formations and vegetation which possess significant scenic

qualities or significantly contribute to scenic values.

(d) "Open space" means open or natural land in or near urban or

suburban areas necessary to serve the scenic or recreation needs

thereof.

(e) "Pine barrens" means a natural community of such biota as pitch

pine, jack pine, and scrub oak which may be found associated with a

variety of natural resources.

(f) "Public access" means access to lands for public use, including

stream rights and waterways.

(g) "Trailways" means recreational trails developed under guidelines

established for the development of a statewide trails system.

(h) "Unique character" means lands of special natural beauty,

wilderness character, geological, ecological or historical significance

suitable for the state nature and historic preserve and similar lands

within a forest preserve county outside the Adirondack and Catskill

parks.

(i) "Wetlands" means freshwater wetlands as defined in article

twenty-four of this chapter and tidal wetlands as defined in article

twenty-five of this chapter.

(j) "Wildlife habitat" means specific areas essential for the

conservation of threatened and endangered species which require special

management considerations or protection for maintenance of such species.

5. "Federal assistance" shall mean funds available, other than by

loan, from the federal government, either directly or through allocation

by the state for construction or program purposes pursuant to any

federal law or program.

6. "Forest preserve project" means a state project to acquire land as

additions to the forest preserve or to acquire conservation easements

created pursuant to title three of article forty-nine of this chapter

within the Adirondack and Catskill parks.

7 "Governing body" means

(a) in the case of a town, a town board;

(b) in the case of a county outside of the city of New York, the

county board of supervisors or other elective governing body;

(c) in the case of a city or village, the local legislative body

thereof, as the term is defined in the municipal home rule law;

(d) in the case of a public benefit corporation, the board of

directors, members or trustees thereof;

(e) in the case of a school district, the board of education thereof;

(f) in the case of a supervisory district, the board of cooperative

educational services thereof.

8. "Hazardous waste" shall have the definition set forth in title nine

of article twenty-seven of this chapter.

9. "Hazardous waste site remediation project" means the same as the

term "inactive hazardous waste disposal site remedial program" as

defined in subdivision three of section 27-1301 of this chapter.

10. "Historic preservation project" means:

(a) State historic preservation projects. A state project undertaken

by the office of parks, recreation and historic preservation to improve,

restore or rehabilitate state historic properties listed on the state or

national registers of historic places to protect the historic, cultural

or architectural significance thereof.

(b) Municipal historic preservation project. A project undertaken by a

municipality to improve, restore or rehabilitate municipal property

listed on the state or national registers of historic places to protect

the historic, cultural or architectural significance thereof.

(c) Not-for-profit historic preservation projects. A project

undertaken by a not-for-profit corporation for the acquisition,

improvement, restoration or rehabilitation of property listed on the

state or national registers of historic places to protect the historic,

cultural or architectural significance thereof.

11. "Landfill" means a disposal facility or part of one at which solid

waste, or its residue after treatment, is intentionally placed in or on

land, at which solid waste will remain after closure, and which is not a

landspreading facility, a surface impoundment, or an injection well.

12. "Lands" mean lands, improvements and structures thereon or rights,

franchises, and interests therein, lands under water and riparian

rights, and shall also mean any and all interests in lands less than

full title, including without limitations, easements, permanent or

temporary, rights of way, uses, leases, licenses, and any other estate,

interests or rights in lands, legal or equitable.

13. "Municipal landfill closure project" means activities undertaken

to close, including by reclamation, a landfill owned or operated by a

municipality to achieve compliance with regulations promulgated by the

department.

14. "Municipal park project" means a project including an urban

cultural park undertaken by a municipality for the acquisition,

development or improvement of outdoor or indoor recreation facilities,

including, but not limited to site acquisition, improvement,

construction, reconstruction and improvement of structures, roads and

parking facilities.

15. "Municipality", except as otherwise defined within this article,

means a city, county, town, village, public benefit corporation or

school district or an improvement district within a city, county, town

or village, or Indian tribe residing within New York state, or any

combination thereof.

16. "Not-for-profit corporation" means a corporation formed pursuant

to the not-for-profit corporation law and qualified for tax-exempt

status under section 501(c)(3) of the federal internal revenue code.

17. "Office" means the office of parks, recreation and historic

preservation.

18. "Solid waste" shall have the definition set forth for such term in

title seven of article twenty-seven of this chapter.

19. "Urban cultural park" shall have the definition set forth for such

term in title G of article thirty-one of the parks, recreation and

historic preservation law.

§ 52-0103 — Allocation of moneys

Allocation of moneys.

The moneys received by the state from the sale of bonds pursuant to

the environmental quality bond act of nineteen hundred eighty-six shall

be expended in the following amounts pursuant to appropriations and as

specifically provided for in titles three, seven and nine of this

article, and title five of article fifty-four of this chapter:

1. For remediation of hazardous waste sites, as set forth in title

three of this article and for the closure of municipal landfills, as set

forth in title five of article fifty-four of this chapter, one billion

two hundred million dollars of which: (i) up to one hundred million

dollars shall be made available for state assistance payments toward the

cost of the closure of municipal landfills, as set forth in title five

of article fifty-four of this chapter; and (ii) up to one hundred

thousand dollars shall be made available for the study of hazardous

substance waste disposal sites, as defined in section 27-1316 of this

chapter; and

2. For acquisition, preservation and improvement of lands, for

historic preservation, and for municipal parks, as set forth in titles

seven and nine of this article chapter, two hundred fifty million

dollars.

§ 52-0105 — State assistance application procedure for title three of this article

State assistance application procedure for title three of

this article.

1. A municipality upon the recommendation of its governing body may

submit an application for state assistance toward the cost of a project

which is eligible for state assistance pursuant to title three of this

article to the commissioner in such form and containing such information

as he may require.

2. The commissioner shall review such project application and may

approve, disapprove or recommend modifications thereto consistent with

applicable law, criteria, standards or rules and regulations relative to

such projects.

3. Upon approval of a project application, a municipality shall enter

into a contract as further provided within this article with the

commissioner for payment of state assistance to be received pursuant to

this article.

4. For purposes of this section, "state assistance" shall mean a grant

pursuant to title three of this article.

§ 52-0107 — Powers and duties of the commissioner for title three of this article

Powers and duties of the commissioner for title three of this

article.

In administering the provisions of title three of this article, the

commissioner:

1. shall make an itemized estimate of funds or appropriations by

project required annually for inclusion in the executive budget.

2. may, in the name of the state, as further provided within this

article, contract to make, within the limitations of appropriations

available therefor, a state assistance payment to a municipality

representing the state share of the cost of a project approved and to be

undertaken pursuant to title three of this article. Such contracts shall

be subject to approval by the state comptroller and, as to form, by the

attorney general.

3. may, in the name of the state, as further provided within this

article, enter into contracts, within the limitations of appropriations

available therefor, with public benefit corporations and private

contractors for services contemplated by this article to be funded

hereunder.

4. shall approve vouchers for the payment of assistance pursuant to an

approved contract. All such payments shall be paid on the audit and

warrant of the state comptroller.

5. may perform such other and further acts as may be necessary, proper

or desirable to carry out the provisions of this article.

§ 52-0109 — Powers and duties of a municipality

Powers and duties of a municipality.

A municipality shall have the power and authority to:

1. undertake and carry out any project for which state assistance in

the form of a grant is received or is to be received pursuant to this

article and maintain and operate such project.

2. expend money received from the state pursuant to this article for

costs incurred in conjunction with the approved project.

3. perform such other and further acts as may be necessary, proper or

desirable to carry out a project or obligation, duty or function related

thereto.

§ 52-0111 — Equal employment opportunity program

Equal employment opportunity program.

1. All contracts for design, construction, services and materials

pursuant to this article of whatever nature and all documents soliciting

bids or proposals therefor shall contain or make reference to the

following provisions:

a. The contractor will not discriminate against employees or

applicants for employment because of race, creed, color, national

origin, sex, age, disability, or marital status, and will undertake or

continue existing programs of affirmative action to ensure that minority

group persons and women are afforded equal opportunity without

discrimination. Such programs shall include, but not be limited to,

recruitment, employment, job assignment, promotion, upgrading, demotion,

transfer, layoff, termination, rates of pay or other forms of

compensation, and selections for training or retraining, including

apprenticeship and on-the-job training.

b. At the request of the department or the office, the contractor

shall request each employment agency, labor union, or authorized

representative of workers with which it has a collective bargaining or

other agreement or understanding and which is involved in the

performance of the contract with the agency to furnish a written

statement that such employment agency, labor union or representative

shall not discriminate because of race, creed, color, national origin,

sex, age, disability or marital status and that such union or

representative will cooperate in the implementation of the contractor's

obligations hereunder.

c. The contractor will state, in all solicitations or advertisements

for employees placed by or on behalf of the contractor in the

performance of the contract with the agency, that all qualified

applicants will be afforded equal employment opportunity without

discrimination because of race, creed, color, national origin, sex, age,

disability or marital status.

d. The contractor will include the provisions of paragraphs a through

c of this subdivision in every subcontract or purchase order in such a

manner that such provisions will be binding upon each subcontractor or

vendor as to its work in connection with the contract with the agency.

2. The department and the office shall establish procedures and

guidelines to ensure that contractors and subcontractors undertake

programs of affirmative action and equal employment opportunity as

required by this section. Such procedures may require after notice in a

bid solicitation, the submission of an affirmative action program prior

to the award of any contract, or at any time thereafter, and may require

the submission of compliance reports relating to the operation and

implementation of any affirmative action program adopted hereunder. The

department or the office may take appropriate action including

contractual sanctions for non-compliance to effectuate the provisions of

this section and shall be responsible for monitoring compliance with

this article.

§ 52-0113 — Minority and women-owned business enterprise program

Minority and women-owned business enterprise program.

1. a. In the performance of projects pursuant to this article minority

and women-owned business enterprises shall be given the opportunity for

meaningful participation. The department or the office shall establish

measures and procedures to secure meaningful participation and identify

those contracts and items of work for which minority and women-owned

business enterprises may best bid to actively and affirmatively promote

and assist their participation in the projects, so as to facilitate the

award of a fair share of contracts to such enterprises; provided,

however, that nothing in this article shall be construed to limit the

ability of the department or office to assure that qualified minority

and women-owned business enterprises may participate in the program. For

purposes hereof, minority business enterprise shall mean any business

enterprise which is at least fifty-one per centum owned by, or in the

case of a publicly owned business, at least fifty-one per centum of the

stock of which is owned by citizens or permanent resident noncitizens

who are Black, Hispanic, Asian or American Indian, Pacific Islander or

Alaskan natives and such ownership interest is real, substantial and

continuing and have the authority to independently control the day to

day business decisions of the entity for at least one year; and

women-owned business enterprise shall mean any business enterprise which

is at least fifty-one per centum owned by, or in the case of a publicly

owned business, at least fifty-one per centum of the stock of which is

owned by citizens or permanent resident noncitizens who are women, and

such ownership interest is real, substantial and continuing and have the

authority to independently control the day to day business decisions of

the entity for at least one year.

The provisions of this paragraph shall not be construed to limit the

ability of any minority or women-owned business enterprise to bid on any

contract.

b. In the implementation of this section, the department or the office

shall consider compliance by any contractor with the requirements of any

federal, state, or local law concerning minority and women-owned

business enterprises, which may effectuate the requirements of this

section. If the department or the office determines that by virtue of

the imposition of the requirements of any such law, in respect to

capital project contracts, the provisions thereof duplicate or conflict

with such law, the department may waive the applicability of this

section to the extent of such duplication or conflict.

c. Nothing in this section shall be deemed to require that overall

state and federal requirements for participation of minority and

women-owned business enterprises in programs authorized under this

article be applied without regard to local circumstances to all projects

or in all communities.

2. In order to implement the requirements and objectives of this

section, the department and the office shall establish procedures to

monitor the contractors' compliance with provisions hereof, provide

assistance in obtaining competing qualified minority and women-owned

business enterprises to perform contracts proposed to be awarded, and

take other appropriate measures to improve the access of minority and

women-owned business enterprises to these contracts.

TITLE 3 Hazardous Waste Site Remediation Projects

§ 52-0301 — Projects; authorization and approval

Projects; authorization and approval.

The commissioner is authorized to directly develop and implement, and

to cause and to approve development and implementation by municipalities

or by other parties, of hazardous waste site remediation projects

consistent with title thirteen of article twenty-seven of this chapter

and section ninety-seven-b of the state finance law.

§ 52-0303 — Contracts with municipalities

Contracts with municipalities.

With respect to a project which the commissioner has determined

pursuant to paragraph g of subdivision five of section 27-1313 of this

chapter to be eligible for funding, funding by the state shall be up to

an amount of seventy-five percent of the eligible cost and the

commissioner and the municipality shall enter into a contract which, in

addition to such other terms and conditions that the commissioner may

deem to be appropriate, provides as follows:

1. The current estimate of the cost of the project as determined by

the commissioner at the time of execution of the agreement.

2. An agreement by the commissioner to periodically reimburse the

municipality for costs incurred during the progress of the project.

Such payments shall be subject to final computation and determination of

the total state share of the eligible costs of the entire project.

3. An agreement by the municipality to proceed expeditiously with and

complete the project in accordance with plans approved for payment of

the municipality's share of the project cost.

4. A provision that in the event that any federal payments and

responsible party payments become available which were not included in

the calculation of the state share pursuant to subdivision two of this

section, the amount of the state share shall be recalculated accordingly

and the municipality shall pay to the state for deposit in the design

and construction account of the hazardous waste remedial fund

established under section ninety-seven-b of the state finance law the

amount by which the state payment actually made exceeds the recalculated

state share.

5. For purposes of this section, the term "eligible cost" means the

non-federal share of the approved project cost less amounts collected

from responsible parties as contemplated by title thirteen of article

twenty-seven of this chapter.

TITLE 7 Land Acquisition, Preservation and Improvement Projects

§ 52-0701 — Approval and execution of state projects

Approval and execution of state projects.

1. State environmentally sensitive land projects and forest preserve

projects shall be undertaken pursuant to the provisions of this article

only with the approval of the commissioner.

2. The commissioner shall make an itemized estimate of funds or

appropriations required annually for inclusion in the executive budget.

3. The commissioner shall, after hearings and prior to the approval of

any environmentally sensitive land projects and forest preserve

projects, promulgate rules and regulations which shall include but need

not be limited to: eligibility requirements, departmental ranking and

review processes, project approval guidelines and criteria, and funding

distribution for forest preserve projects and for each type of

environmentally sensitive lands project as defined in subdivision four

of section 52-0101 of this article.

4. Real property acquired with monies provided through this title

shall not be sold or disposed of, or used for any purpose inconsistent

with the natural resource value for which it was acquired, without the

express authority of the legislature. Prior to the implementation of any

sale, disposal, or change of use authorized by the legislature, the

agency authorized to sell, dispose of or change the use of any such

lands shall first provide substitute lands of equal fair market value,

equivalent natural resource value and similarly suitable location as

approved by the commissioner.

TITLE 9 Historic Preservation, Municipal Park and Urban Cultural Parks Projects

§ 52-0901 — Approval and execution of projects

Approval and execution of projects.

1. State historic preservation projects. State historic preservation

projects may be undertaken pursuant to the provisions of this article

only with the approval of the commissioner.

2. Municipal historic preservation projects. The commissioner and a

municipality may enter into a contract for the undertaking by the

municipality of a municipal historic preservation project. Municipal

historic preservation projects shall be recommended to the commissioner

by the governing body of the municipality and when approved by the

commissioner, may be undertaken by the municipality pursuant to this

title and any other applicable provision of law. The state share of the

cost of a municipal preservation project in no event shall exceed fifty

percent of the cost, less any federal assistance received or to be

received for the project. To assure the availability of funds for as

wide a range of projects as possible, the commissioner may, in his

discretion, limit the dollar amount that may be made available for any

project. For the purpose of determining the amount of the state share,

the cost of the project shall not be more than the amount set forth in

the application for a state share made by a municipality and approved by

the commissioner. The state share of the cost of a project shall be paid

on audit and warrant of the state comptroller on a certificate of

availability of the director of the budget.

3. Not-for-profit historic preservation projects. The commissioner and

a not-for-profit corporation may enter into a contract for the

undertaking by the not-for-profit corporation of a not-for-profit

historic preservation project. A not-for-profit historic preservation

project shall be recommended to the commissioner by the governing body

of a not-for-profit corporation which demonstrates to the satisfaction

of the commissioner that it is capable of operating and maintaining such

property for the benefit of the public. Upon approval by the

commissioner, such project may be undertaken pursuant to the provisions

of this title and any other applicable provision of law. The state share

of the cost of a not-for-profit historic preservation project shall in

no event exceed fifty percent of the cost, less any state assistance

from any source other than pursuant to this title and less any federal

assistance, received or to be received for such project. To assure the

availability of funds for as wide a range of projects as possible, the

commissioner may, in his discretion, limit the dollar amount that may be

made available for any project. For the purpose of determining the

amount of the state share, the cost of the project shall not be more

than the amount set forth in the application for a state share made by a

not-for-profit corporation and approved by the commissioner. The state

share of the costs of a project shall be paid on audit and warrant of

the state comptroller on certificate of availability of the director of

the budget.

4. Municipal park projects. The commissioner and a municipality may

enter into a contract for the undertaking by the municipality of a

municipal park project. Municipal park projects shall be recommended to

the commissioner by the governing body of the municipality, and when

approved by the commissioner, may be undertaken by the municipality

pursuant to this title and any other applicable provisions of law. The

state share of the cost of a municipal park project in no event shall

exceed fifty percent of the approved project cost, less any federal

assistance received or to be received for the project. To assure the

availability of funds for as wide a range of projects as possible, the

commissioner may, in his discretion, limit the dollar amount that may be

made available for any project. For the purpose of determining the

amount of the state share, the cost of the project shall not be more

than the amount set forth in the application for a state share made by a

municipality and approved by the commissioner. The state share of the

cost of a project shall be paid on audit and warrant of the state

comptroller on certificate of availability of the director of the

budget.

5. Urban cultural park projects. a. State urban cultural park system

projects including state environmental, cultural or recreational

facilities and sites within state designated urban cultural parks and

interpretive/visitor center facilities in each such park as such

projects are identified in a management plan prepared pursuant to

section 35.05 of the parks, recreation and historic preservation law

shall be undertaken pursuant to the provisions of this article only with

the approval of the commissioner and the director of the budget. The

state share of interpretive/visitor center facility projects shall be

one hundred percent of the cost and such projects shall be subject to an

agreement by the local urban cultural park management entity to operate

such facility.

b. Local urban cultural park resource projects. The commissioner and a

municipality, public corporation or not-for-profit corporation may enter

into a contract subject to the approval of the director of the budget

for the undertaking by the municipality, public corporation or

not-for-profit corporation of a local urban cultural park project

including parkwide and district projects identified in a management plan

prepared pursuant to section 35.05 of the parks, recreation and historic

preservation law. To assure the availability of funds for as wide a

range of projects as possible, the commissioner may, in his discretion,

limit the dollar amount that may be made available for any project. For

the purpose of determining the amount of the state share, the cost of

the project shall not be more than the amount set forth in the

application for a state share made by the municipality, public

corporation or not-for-profit corporation and approved by the

commissioner. The state share of the cost of a project shall be paid on

audit and warrant of the state comptroller on certificate of

availability of the director of the budget.

§ 52-0903 — Municipal regulations; limitations

Municipal regulations; limitations.

A municipality which acquires, develops, improves, restores or

rehabilitates property with funds made available pursuant to this title

may establish reasonable rules and regulations by local law or otherwise

to assure the proper administration and development thereof, provided

that no such rule or regulation which restricts the use of such lands or

facilities by non-residents of the municipality shall be effective

without the express approval of the commissioner.

§ 52-0905 — Contracts

Contracts.

The commissioner shall impose such contractual requirements and

conditions upon any municipality and any not-for-profit corporation

which receive funds pursuant to this title as may be necessary and

appropriate to assure that a public benefit shall accrue from the use of

public funds by such municipality and not-for-profit corporation. Such

conditions may include, but shall not be limited to limitations on the

right of the municipality or not-for-profit corporation to demolish or

convey such property, provisions for public access where appropriate,

the granting of facade easements to the state, a requirement that all

plans for restoration, rehabilitation, improvement, demolition or other

physical change must be subject to the commissioner's approval, and such

other conditions which shall assure the preservation and protection of

the project.

§ 52-0907 — Restriction on alienation

Restriction on alienation.

Real property acquired, developed, improved, restored or rehabilitated

by a municipality pursuant to subdivision four of section 52-0901 of

this title with funds made available pursuant to this title shall not be

sold or disposed of or used for other than public park purposes without

the express authority of an act of the legislature, which shall provide

for the substitution of other lands of equal fair market value and

reasonably equivalent usefulness and location to those to be

discontinued, sold or disposed of, and such other requirements as shall

be approved by the commissioner.

§ 52-0909 — Powers and duties of the commissioner

Powers and duties of the commissioner.

1. In administering the provisions of this title, the commissioner:

(a) shall make an itemized estimate of funds or appropriations by

project required annually for inclusion in the executive budget.

(b) may in the name of the state as further provided within this

article contract to make, within the limitations of appropriations

available therefor, a state grant for payment to a municipality or

not-for-profit corporation representing the state share of the costs of

a project approved and to be undertaken pursuant to this article. Such

contracts shall be subject to approval by the state comptroller and as

to form by the attorney general.

(c) may in the name of the state as further provided within this title

enter into contracts with public benefit corporations and private

contractors for services contemplated by this article to be funded

hereunder.

(d) shall approve vouchers for the payment of assistance pursuant to

an approved contract. All such payments shall be paid on the audit and

warrant of the state comptroller.

(e) shall promulgate, after hearings and prior to the receipt of

application and/or approval of projects, rules and regulations which

shall include but need not be limited to: eligibility requirements,

application procedures, office ranking and review processes, project

approval guidelines and criteria, and funding distribution for municipal

park projects and for each type of historic preservation project.

(f) may perform such other and further acts as may be necessary,

proper or desirable to carry out the provisions of this title.

2. All actions taken by the commissioner pursuant to this title shall

be consistent with provisions of the federal internal revenue code

necessary for the preservation of tax exempt status of bonds issued

under the authority granted by the environmental quality bond act of

nineteen hundred eighty-six.

§ 52-0911 — Compliance with the law

Compliance with the law.

Every applicant for funds to be made available pursuant to this title

shall comply with all applicable state, federal and local laws.

ARTICLE 53 Tree Conservation and Urban Forestry

TITLE 1 Tree Conservation

§ 53-0101 — Legislative purpose

Legislative purpose.

There is a direct relationship between the planting of trees, shrubs

and associated vegetation in sufficient number in populated areas and

the health, safety, and welfare of communities. Trees and such

vegetation abate noise, provide welcome shade to people, preserve the

balance of oxygen in the air by removing carbon dioxide and fostering

air quality, and add color and verdure to human construction. They also

stabilize the soil and control water pollution by preventing soil

erosion and flooding, yield advantageous microclimatic effects, and

provide a natural habitat for wildlife. The destructive and

indiscriminate removal of trees and related vegetation causes increased

municipal costs for proper drainage control, impairs the benefits of

occupancy of existing residential properties and impairs the stability

and value of both improved and unimproved real property in the area of

destruction, and adversely affects the health, safety, and general

welfare of the inhabitants of the state. In the interests of a greener

and more livable state, it is determined by the legislature that an

affirmative program to encourage the conservation and planting of trees,

shrubs and other vegetation is necessary in the public interest in order

that coming generations will continue to enjoy and benefit by our care

in a green New York.

§ 53-0103 — General functions of the department

General functions of the department.

The department may:

1. Act in an advisory capacity to state agencies in matters relating

to neighborhood improvement and to advise such agencies in regard to

developing organized tree and other planting programs to promote urban

neighborhood improvement and to enhance and conserve existing tree and

green space resources particularly where state action results in a

substantial destruction of trees or related vegetation.

2. Advise, encourage and assist local governments in the development

and coordination of policies, programs and activities, and in the full

utilization of powers vested in local governments by the constitution

and laws of the state, to organize such tree and other planting

programs, to promote urban neighborhood improvement and to promote tree

and green space protection and maintenance.

3. Act as a clearinghouse for information on urban neighborhood

improvement programs and organized tree and other planting programs in

accordance with this article.

4. Prepare and circulate model ordinances, relating to trees,

appropriate to be used in implementation of section ninety-six-b of the

general municipal law or other applicable municipal authority, including

but not limited to ordinances or local laws for designation by

municipalities of historic or specimen trees, stands and groves, or

old-growth forests, and to provide for the recognition and protection

thereof.

5. Take such other steps as are necessary to carry out the purpose of

this article, including the appointment of advisory committees, boards

and task forces.

§ 53-0105 — Reports

Reports.

The department shall from time to time report to the governor, and

shall make an annual report to the governor and the legislature, not

later than May first, concerning the effectiveness of this article in

carrying out the legislative purpose pursuant to this article, in the

preceding calendar year.

§ 53-0107 — Grants or gifts

Grants or gifts.

The department, with the approval of the governor, may accept as agent

of the state any gift, devise or bequest, whether conditional or

unconditional (notwithstanding the provisions of section eleven of the

state finance law), and including federal grants, for any of the

purposes of this article. Any moneys so received may be expended by the

department to effectuate any purpose of this article, subject to the

same limitations as to approval of expenditures and audit as are

prescribed for state moneys appropriated for the purposes of this

article.

TITLE 3 Urban Forestry Programs

§ 53-0301 — Legislative purpose

Legislative purpose.

The legislature finds and declares that:

1. It is the purpose of this title to promote a comprehensive urban

forestry program to assure positive benefit from urban trees planned and

managed with adequate recognition of the physical, biotic and social

surroundings in which they are encouraged to grow and provide their

benefits.

2. Trees can serve as a vital link between man in the urban setting

and his environment, if properly planned and managed.

3. Trees and shrubs can improve the quality of urban environments by

helping to prevent erosion, by providing shade, modifying extremes of

temperature and humidity, helping to reduce noise and air pollution, and

enhancing the aesthetic quality of life. Also, vegetation in urban green

space can contribute to urban water shed management and provide habitats

for desirable urban wildlife.

4. Growing conditions in urban areas for trees and associated plants

are frequent and recurrent problems because of highway and street

widening, sidewalk reconstruction, air pollution, modified drainage,

erosion, soil fertility depletion, insects and disease, mechanical

hazards and other adverse influences resulting from concentrated use of

land. On the other hand, many mature urban areas have large tracts of

open space on which more urban vegetation could be grown.

5. Improved and expanded urban tree programs for planting and

maintenance of trees and associated vegetation in urban areas would help

make urban areas more pleasant and healthful places to live, work and

visit; and

6. Trees are an important economic asset and resource to urban areas

by increasing land values and by modifying extremes of temperature,

humidity and winds and thereby have an important role in reducing the

amount of energy consumed in heating and cooling many urban buildings

and homes.

§ 53-0303 — Definitions

Definitions.

As used in this title:

1. "Urban forestry" means the planning, establishment, protection and

other management of trees and other vegetation in urban areas for

present and potential contribution to the physiological, sociological,

and economic well-being of urban society. An important component of

urban forestry is "arboriculture" which more specifically includes the

planting, growing, maintenance and protection of trees and shrubs,

individually and in small groups.

2. "Urban forestry plan" means a comprehensive plan for the selection,

establishment, maintenance and management of existing and future trees

and associated vegetation in an urban area, which plan shall, to the

maximum extent possible, present an analysis of physical, biotic, and

social conditions of present and potential sites for vegetation, and of

improvement needs, opportunities and planned projects within an urban

area.

3. "Urban areas" means cities, villages or towns with a population

density of greater than one thousand persons per square mile.

4. "Contributed funds" means money donated by residents of an urban

area and others to an urban area for urban forestry or arboriculture

within that urban area.

5. "Public funds" means money appropriated by a non-federal government

entity for urban forestry or arboriculture within that urban area.

6. "Vacant public land" means any land owned by a state agency, public

authority, public benefit corporation or municipal corporation that is

not used, is unoccupied or idle; including rights-of-ways but excluding

land subject to use restrictions under law.

7. "Municipal forester" means a municipal official appointed by the

chief executive officer of a municipal corporation to act as a liaison

with the department and the public for the purposes set forth in this

article.

§ 53-0305 — Designation of commissioner

Designation of commissioner.

For the purposes of this title, the commissioner is designated as the

appropriate state official to coordinate federal funding of urban

forestry and arboriculture programs and by regulation may provide for

the submission and approval of urban forestry and arboriculture plans.

The department will also provide technical assistance to urban areas for

urban forestry and arboriculture, and encourage the participation of

municipal foresters, private agencies, organizations, firms, and

individuals to furnish urban forestry and arboricultural services in

order to carry out the purposes of this title. The commissioner may take

steps necessary to facilitate the cooperation of private agencies and

organizations with municipalities for the purposes of this article,

including long-term contracts with private parties for the use of vacant

public lands in or around urban areas, subject to other requirements of

state law and the jurisdiction of other public agencies with respect

thereto, for purposes of urban forestry and arboriculture under this

article, and to provide trees and shrubs for planting in accordance with

an approved urban forestry or arboricultural plan. This program shall be

administered in cooperation with the Cornell cooperative extension and

the soil and water conservation districts to avoid duplication between

these agencies and the department.

§ 53-0307 — Funding of department; municipal authorization for local urban forestry and arboriculture programs

Funding of department; municipal authorization for local

urban forestry and arboriculture programs.

In the absence of federal legislation funding the department's

participation under section 53-0305, no duty is imposed on the

department hereunder. Federal funding, however, is not a prerequisite to

local implementation of municipal urban forestry or arboriculture

programs, as herein provided; and any municipality may implement a local

urban forestry or arboriculture program within its jurisdiction under

the authority of this title and chapter. All charges and expenses

incurred under this section by a town shall be a charge upon the taxable

property of that part of the town outside any incorporated village.

ARTICLE 54 Environmental Protection Act

TITLE 1 General Provisions

§ 54-0101 — Definitions

Definitions.

As used in this article, unless otherwise specified within any title

of this article, the following terms shall mean and include:

1. "Commissioner" means the commissioner of environmental

conservation; except that within and for the purposes of the projects

undertaken by the office pursuant to title nine of this article, the

term shall mean the commissioner of the office of parks, recreation and

historic preservation.

2. "Cost" means the cost of an approved project, which shall include

engineering and architectural services, plans and specifications,

consultant and legal services, and other direct expenses incident to

such project less any federal assistance received or to be received and

any other assistance from other parties.

3. "Department" means the department of environmental conservation.

4. "Facility" means any structure or site improvement including paths,

trails, roads, bridges, ramps and buildings.

5. "Federal assistance" means funds available, other than by loan,

from the federal government, either directly or through allocation by

the state for construction or program purposes pursuant to any federal

law or program.

6. "Governing body" means:

a. in the case of a county outside of the city of New York, the county

board of supervisors or other elective governing body;

b. in the case of a city or village, the local legislative body

thereof, as the term is defined in the municipal home rule law;

c. in the case of a town, the town board;

d. in the case of a public benefit corporation, the board of

directors, members or trustees thereof;

e. in the case of a public authority, the governing board of

directors, members, or trustees thereof;

f. in the case of a not-for-profit corporation, the board of directors

thereof or such other body designated in the certificate of

incorporation to manage the corporation; and

g. in the case of an Indian tribe or nation, any governing body

recognized by the United States or the state of New York.

7. "Municipality" means a local public authority or public benefit

corporation, a county, city, town, village, or Indian tribe or nation

residing within New York state, or any combination thereof. For the

purposes of title 5 and title 9 of this article, municipality shall also

include state agencies, state public authorities and state public

benefit corporations. For the purposes of title 7 and title 9 of this

article, the term municipality shall also include a school district and

a supervisory district.

8. "Not-for-profit corporation" means a corporation formed pursuant to

the not-for-profit corporation law and qualified for tax-exempt status

under the federal internal revenue code.

9. "Office" means the office of parks, recreation and historic

preservation.

10. "Solid waste" shall have the definition set forth in title 5 of

article 27 of this chapter but shall not include hazardous waste as

defined in title 9 of article 27 of this chapter.

11. "State assistance payment" means the payment of monies by the

state for projects authorized by the environmental protection fund, to

preserve, enhance, restore and improve the quality of the state's

environment.

12. "Secretary" means the secretary of state.

§ 54-0103 — Powers and duties of the commissioner or secretary

Powers and duties of the commissioner or secretary.

In administering the provisions of this article the respective

commissioner or the secretary:

1. shall make an itemized estimate of funds or appropriations

requested annually for inclusion in the executive budget;

2. may, in the name of the state, as further provided within this

article, contract to make, within the limitations of appropriations

available therefor, state assistance payments to a municipality toward

the cost of a project approved and to be undertaken pursuant to this

article, or to a not-for-profit corporation toward the costs of a

project approved and to be undertaken pursuant to titles three and nine

of this article. Such contracts shall include provisions to maximize

awareness for the public that a source of funding for such project is

the New York state environmental protection fund. Such provisions shall

not require any expenditure of funds beyond that which the municipality

may decide if it communicates to the public regarding the project. Such

contracts shall be subject to approval by the state comptroller and, as

to form, by the attorney general;

3. may, in the name of the state, enter into contracts, within the

limitations of appropriations available therefor, with not-for-profit

corporations, public benefit corporations, and private contractors for

services contemplated by this article to be funded hereunder. Such

contracts shall include provisions to maximize awareness for the public

that a source of funding for such services is the New York state

environmental protection fund. Such provisions shall not require any

expenditure of funds beyond that which the not-for-profit corporations,

public benefit corporations, and private contractors may decide if it

communicates to the public regarding the project. Such contracts shall

be subject to approval by the state comptroller and, as to form, by the

attorney general;

4. shall approve vouchers for the payments pursuant to an approved

contract. All such payments shall be paid on the audit and warrant of

the state comptroller; and

5. may perform such other and further acts as may be necessary, proper

or desirable to carry out the provisions of this article.

§ 54-0105 — Powers and duties of a municipality

Powers and duties of a municipality.

A municipality shall have the power and authority to:

1. Undertake and carry out any project for which state assistance

payments pursuant to contract are received or are to be received

pursuant to this article and maintain and operate such project;

2. Expend money received from the state pursuant to this article for

costs incurred in conjunction with the approved project; and

3. Perform such other and further acts as may be necessary, proper or

desirable to carry out a project or obligation, duty or function related

thereto.

§ 54-0107 — Other powers not affected

Other powers not affected.

Nothing in this article shall be construed to limit or restrict any

powers of the commissioner or any other agency pursuant to any other

provision of law.

§ 54-0109 — Fiscal reporting

Fiscal reporting.

1. No later than fifteen days after the end of each fiscal year

quarter, the department shall report to the director of the budget, the

chairperson of the senate finance committee, the chairperson of the

assembly ways and means committee and the public on the status of each

project receiving state assistance payments pursuant to this article.

Each state agency, department, public authority or public benefit

corporation administering any project or program pursuant to this

article shall assist the department in the preparation of the report and

shall provide information as required by the department. Such report

shall include as applicable for each category, subcategory and project:

(a) total appropriations;

(b) total project costs;

(c) total commitments;

(d) total outstanding encumbrances;

(e) total year to date disbursements;

(f) total life to date disbursements; and

(g) total remaining uncommitted balance.

2. Such report shall also contain the percentage and amount of funding

directed to facilitate disabled access to department and office of

parks, recreation and historic preservation owned or managed facilities.

TITLE 3 Open Space Land Conservation Projects

§ 54-0301 — Definitions

Definitions.

For purposes of this title, "open space land conservation projects"

shall mean acquisition projects including the purchase of conservation

easements undertaken by the commissioner and/or the commissioner of the

office of parks, recreation and historic preservation listed in the

state open space land acquisition plan prepared pursuant to title 2 of

article 49 of this chapter.

§ 54-0303 — Open space land conservation projects

Open space land conservation projects.

1. The commissioner and the commissioner of the office of parks,

recreation and historic preservation are authorized to undertake open

space land conservation projects.

2. a. The commissioner of the office of parks, recreation and historic

preservation may enter into an agreement for the maintenance and

operation of open space land conservation projects in urban areas or

metropolitan park projects by a municipality, or a not-for-profit

corporation or unincorporated association which demonstrates to the

commissioner's satisfaction that the future physical climate risk due to

sea level rise, and/or storm surges and/or flooding, based on available

data predicting the likelihood of future extreme weather events,

including hazard risk analysis data if applicable, has been considered

and the municipality, not-for-profit corporation or unincorporated

association is financially or otherwise capable of operating and

maintaining the project for the benefit of the public and of maximizing

public access to such project. Any such agreement shall contain such

provisions as shall be necessary to ensure that its operation and

maintenance are consistent with and in furtherance of this article and

shall be subject to the approval of the director of the budget, the

comptroller and, as to form, the attorney general.

b. The commissioner, pursuant to appropriation therefor and in order

to further the purposes of article forty-six of this chapter, may make

available to the Albany Pine Bush preserve commission, established by

article forty-six of this chapter, moneys for the operation of such

commission, including the management of lands under the jurisdiction of

such commission in accordance with a management plan prepared as

specified in section 46-0111 of this chapter.

3. The cost of an open space land conservation project shall include

the cost of preparation of a management plan for the preservation and

beneficial enjoyment of the land acquired except where such

considerations have already been undertaken as part of an existing plan

applicable to the newly acquired land.

4. To the fullest extent practicable, it is the policy of the state to

promote an equitable regional distribution of open space land

conservation funds, consistent with the purpose of this title, taking

into account regional differences in real property values, ecological

resources and recreational opportunities.

5. No project, which was not listed on the state land acquisition plan

as of the effective date of this title, shall be proposed for

acquisition by the state under this title, pursuant to the state land

acquisition plan, if any town, village or city within which such a

project is located, by resolution, within ninety days of notification by

the state of its interest in acquiring such project, objects to such

acquisition. Such objection shall be transmitted to the commissioner

through the regional land acquisition advisory committee and shall

prevent the state from undertaking such acquisition.

6. No monies shall be expended for acquisition by eminent domain of

any open space land conservation project except in accordance with the

state land acquisition policy set forth in section 49-0203 of this

chapter.

7. No monies shall be expended for open space land conservation

projects except pursuant to an appropriation therefor.

TITLE 5 Non-hazardous Municipal Landfill Closure Projects and Municipal Landfill Gas Management Projects

§ 54-0501 — Definitions

Definitions.

As used in this title the following terms shall mean and include:

1. "Landfill" means a disposal facility or part of one at which solid

waste, or its residue after treatment, is intentionally placed in or on

land, and at which solid waste will remain after closure and which is

not a land spreading facility, a surface impoundment, or an injection

well.

2. "Municipal landfill closure project" means activities undertaken to

close, including by reclamation, a landfill owned or operated by a

municipality to achieve compliance with regulations promulgated by the

department, or activities undertaken to implement a landfill gas

management system.

3. "Cost" means the capital cost of a municipal landfill closure

project or a municipal landfill gas management project, including

engineering and architectural services, plans and specifications,

consultant and legal services, and other direct capital expenses

incident to such project, less any federal or other assistance for such

project received or to be received.

4. "Landfill gas management system" means an active system for the

control, capture, and management of gas created within and emitted from

a solid waste landfill.

5. "Municipal landfill gas management project" means activities

undertaken to implement a landfill gas management system at an active

landfill which is owned or operated by a municipality.

§ 54-0503 — Eligibility to receive state assistance payments for municipal landfill closure projects

Eligibility to receive state assistance payments for

municipal landfill closure projects.

Any municipality which is the owner or operator of a landfill may

apply for state assistance payments toward the cost of a municipal

landfill closure project upon showing that the following criteria, in

addition to applicable rules and regulations, have been met:

1. The landfill site has not been classified pursuant to subparagraph

one or two of paragraph b of subdivision four of section 27-1305 of this

chapter. Sites which have been removed from the registry may apply for

state assistance payments.

2. The municipality has an obligation to close the landfill by a

specific date pursuant to an administrative order, court order or permit

which requires the municipality to cease acceptance of waste at the site

within eighteen months of the date the application for state assistance

payment is approved.

3. A closure investigation report which complies with the requirements

of applicable regulations of the department, including a demonstration

that future physical climate risk due to sea level rise, and/or storm

surges and/or flooding, based on available data predicting the

likelihood of future extreme weather events, including hazard risk

analysis data if applicable, has been considered, shall have been

submitted.

4. The municipality has agreed, upon project approval, to waive any

right to state assistance for closure of the site under section 27-1313

of this chapter.

§ 54-0504 — Eligibility to receive state assistance payments for municipal landfill gas management projects

Eligibility to receive state assistance payments for

municipal landfill gas management projects.

Any municipality which is the owner or operator of a landfill may

apply for state assistance payments toward the cost of a municipal

landfill gas management project. Any application for a municipal

landfill gas management project must comply with all applicable rules

and regulations promulgated by the department.

§ 54-0505 — Criteria for municipal landfill closure projects

Criteria for municipal landfill closure projects.

1. State assistance payments shall be approved only for closure

projects that include plans for closure, post-closure and construction

in accordance with the department's solid waste management regulations

applicable to new projects which were in effect six months prior to the

date of submittal of the final application.

2. Municipal landfill closure project costs incurred prior to April

first, nineteen hundred ninety-three shall not be eligible for state

assistance payments funded pursuant to this article.

3. Prior to processing applications for state assistance payments for

projects pursuant to this section, the commissioner shall promulgate, in

consultation with the director of the budget, rules and regulations

which shall include criteria for determining eligible expenditures and

procedures governing the commitment and disbursement of funds

appropriated in accordance with this section. The commissioner also

shall promulgate rules and regulations which shall include application

procedures, review processes, and project approval guidelines and

criteria.

§ 54-0506 — Criteria for municipal landfill gas management projects

Criteria for municipal landfill gas management projects.

Municipal landfill gas management project costs incurred prior to

April first, nineteen hundred ninety-three shall not be eligible for

state assistance payments funded pursuant to this article.

§ 54-0507 — State assistance application procedure

State assistance application procedure.

1. A municipality, upon the approval of its governing body, may submit

an application to the commissioner, in such form and containing such

information as the commissioner may require, for state assistance

payments toward the cost of a project which is within the state of New

York and which is eligible for state assistance pursuant to this title.

2. The commissioner shall review such project application and may

approve, disapprove or recommend modifications thereto consistent with

applicable law, criteria, standards or rules and regulations relative to

such projects. In reviewing applications for projects pursuant to this

section, the commissioner shall give due consideration to:

a. the urgency of need to provide state assistance payments for the

project in relation to the provision of monies for other project needs

in the state known at the time such application is made;

b. any adverse environmental impact resulting from the municipal

landfill, including effects on groundwater; and

c. the ability of the municipality to pay for the costs of closure.

3. No monies shall be expended for non-hazardous municipal landfill

closure projects or municipal landfill gas management projects except

pursuant to an appropriation therefor.

§ 54-0509 — Contracts for state assistance payments for municipal landfill closure projects and municipal landfill gas management projects

Contracts for state assistance payments for municipal

landfill closure projects and municipal landfill gas

management projects.

After approval of the application, the commissioner and the

municipality shall enter into a contract for state assistance payments

toward the cost of such project which shall include the following

provisions:

1. A current estimate of the cost of the project as determined by the

commissioner at the time of the execution of the contract.

2. An agreement by the commissioner to make state assistance payments

toward the cost of the project by periodically reimbursing the

municipality for costs incurred during the progress of the project. For

a municipal landfill closure project, which does not include a landfill

gas management system, such reimbursement shall be a maximum of either

fifty percent of the cost, or ninety percent of the cost for a

municipality with a population smaller than thirty-five hundred as

determined by the current federal decennial census, or two million

dollars, whichever is less. For a landfill gas management system, which

is part of a municipal landfill closure project, reimbursement shall be

a maximum of either fifty percent of the cost, or ninety percent of the

cost for a municipality with a population smaller than thirty-five

hundred as determined by the current federal decennial census, or two

million dollars, whichever is less. For a municipal landfill gas

management project, reimbursement shall be a maximum of either fifty

percent of the cost, or ninety percent of the cost for a municipality

with a population smaller than thirty-five hundred as determined by the

current federal decennial census, or two million dollars, whichever is

less. Project costs are subject to final computation and determination

by the commissioner upon completion of the project, and shall not exceed

the maximum cost set forth in the contract. For purposes of this

subdivision, the approved project cost shall be reduced by the amount of

any specific state assistance payments for municipal landfill closure or

municipal landfill gas management project purposes received by the

municipality from any source; provided, however, that non-specific state

assistance payments, such as amounts paid pursuant to section fifty-four

of the state finance law, shall not be included in such cost reduction.

3. An agreement by the municipality to proceed expeditiously with the

project and to complete the project in accordance with plans and reports

approved by the department and with the conditions of applicable

permits, administrative orders or judicial orders.

§ 54-0511 — Loans for municipal landfill closure projects and municipal landfill gas management projects

Loans for municipal landfill closure projects and municipal

landfill gas management projects.

1. A municipality eligible for a state assistance payment pursuant to

subdivision two of section 54-0509 of this title and which has a

population smaller than thirty-five hundred as determined by the current

federal decennial census is also eligible for a loan to a maximum of the

unfunded portion of such project.

2. Loans pursuant to this title shall be without interest and for a

term not to exceed twenty years.

3. Loan repayments under this title shall be deposited to the credit

of the environmental protection fund pursuant to subdivision two of

section ninety-two-s of the state finance law.

4. A municipality obtaining a loan under subdivision one of this

section shall enter into a contract with the commissioner. That contract

shall contain the following provisions:

a. the loan shall be repaid in appropriate equal installments. There

shall be a one percent per month surcharge for each month of delinquent

payment added to any such installment tendered more than sixty days

after the due date.

b. in the event a municipality shall fail to make any payment due to

the state pursuant to this title, the commissioner shall certify to the

comptroller and notify the chairman of the assembly ways and means

committee, the chairman of the senate finance committee, the director of

the division of the budget and the governing body of the municipality

that such municipality has failed to make such payment. Such certificate

shall be in the form as may be determined by the commissioner provided

such certificate shall specify the exact amount of principal and

surcharge required to satisfy such municipality's unpaid obligation. The

comptroller, upon receipt of such certificate from the commissioner,

shall withhold from such municipality any state aid payable to it to the

extent necessary to meet the certified amount of principal and surcharge

due the commissioner and shall immediately pay over to the environmental

protection fund the amount so withheld.

§ 54-0513 — Powers and duties of the commissioner

Powers and duties of the commissioner.

In administering the provisions of this title the commissioner:

1. shall make an itemized estimate of funds or appropriations

requested annually for inclusion in the executive budget;

2. may, in the name of the state, as further provided within this

article, contract to make, within the limitations of appropriations

available therefor, state assistance payments and loans toward the costs

of an approved project. Such contracts shall be subject to approval by

the state comptroller and, as to form, by the attorney general;

3. shall approve vouchers for the payments pursuant to an approved

contract. All such payments shall be paid on the audit and warrant of

the state comptroller; and

4. may perform such other and further acts as may be necessary, proper

or desirable to carry out the provisions of this article.

§ 54-0515 — Powers and duties of a municipality

Powers and duties of a municipality.

A municipality shall have the power and authority to:

1. Undertake and carry out any project for which state assistance

payments and loans pursuant to contract are received or are to be

received pursuant to this article and maintain and operate such project;

2. Expend money received from the state pursuant to this article for

costs incurred in conjunction with the approved project; and

3. Perform such other and further acts as may be necessary, proper or

desirable to carry out a project or obligation, duty or function related

thereto.

TITLE 7 Municipal Waste Reduction or Recycling Projects

§ 54-0701 — Definitions

Definitions.

As used in this title the following terms shall mean and include:

1. "Cost" means the capital cost of a municipal recycling project

including engineering and architectural services, surveys, plans and

specifications; consultant and legal services; lands acquired pursuant

to the conditions set forth in section 54-0709 of this title, and other

direct capital expenses incident to such a project, less any federal

assistance or other assistance received or to be received. "Cost" shall

also include the capital, planning and promotional costs associated with

waste reduction projects, the costs related to household hazardous waste

collection and disposal programs, and the costs related to planning,

educational and promotional activities associated with a recyclables

recovery program. "Cost" shall also include beverage container

assistance program grants to municipalities and not-for-profit

organizations pursuant to section 27-1018 of this chapter. Provided,

however, "cost" shall exclude any cost incurred prior to April first,

nineteen hundred ninety-three, and shall further exclude costs related

to planning, educational and promotional activities associated with a

recyclables recovery program incurred prior to April first, two

thousand.

2. "Recyclables recovery equipment" means structures, machinery or

devices, singly or in combination, designed, constructed and required

primarily to separate, process, modify, convert, treat, or prepare

collected solid waste, which is included as part of a recyclables

recovery program so that component materials or substances or

recoverable resources may be used as a raw material for new products or

for useful purposes other than for energy recovery, and for the

collection and preparation for disposal of household hazardous waste.

3. "Recyclables recovery program" means a program undertaken by a

municipality consistent with requirements of section one hundred

twenty-aa of the general municipal law to provide for the

environmentally sound recovery of recyclables, primarily involving the

collection, aggregation and processing of recyclable materials for their

use as raw materials for new products or for other useful purposes other

than for energy recovery, through facilities planned, designed and

constructed to ensure environmental protection and to maximize the

potential for recyclables recovery. A recyclables recovery program also

shall mean planning, educational and promotional activities to increase

public awareness of and participation in recycling. Such program shall

have been approved by the commissioner and undertaken consistent with

any local solid waste management plan pursuant to section 27-0107 of

this chapter.

4. "Recycling project" means recyclables recovery equipment, source

separation equipment, a recyclables recovery program or any combination

thereof required by a recyclables recovery program and the reimbursement

to municipalities and not-for-profit corporations, as such terms are

defined in section 54-0101 of this article, for the cost of a redemption

center as defined in section 27-1003 of this chapter.

5. "Source separation equipment" means municipally-owned:

a. Add-ons or trailers designed to modify collection vehicles to allow

sorting and separation of collected wastes held for the purpose of

recycling;

b. Containers for the source separation and temporary storage of

recyclable wastes by commercial, industrial and institutional

generators, and for the source separation and temporary storage of

recyclable wastes by single family and multiple family dwellings prior

to collection;

c. Bins, sheds or other facilities for the temporary storage of

materials prior to transport for the purposes of recycling; and

d. Collection vehicles specifically designed to hold and transport

source separated recyclables.

6. "Waste reduction projects" means projects undertaken to reduce the

volume or toxicity of material entering the municipal solid waste

stream, by reducing the volume or toxicity of such material at the point

of generation. Waste reduction projects shall include planning and

educational or promotional activities to increase public awareness of

methods to prevent the generation of waste including the reuse of

certain materials, substitution of non-toxic household products, and the

promotion of backyard composting.

7. "Household hazardous waste" shall mean solid waste emanating from

households (including single and multiple residences, hotels and motels,

bunkhouses, ranger stations, crew quarters, campgrounds, picnic grounds

and day-use recreation areas) which but for their point of generation,

would be a hazardous waste under title 9 of article 27 of this chapter

or a "pesticide" as defined in article 33 of this chapter.

§ 54-0703 — Approval of state assistance payments for municipal recycling or waste reduction projects

Approval of state assistance payments for municipal recycling

or waste reduction projects.

1. State assistance payments toward the cost of municipal recycling or

waste reduction projects shall be made pursuant to this title with the

approval of the commissioner pursuant to an approved contract or

contracts.

2. In reviewing applications for state assistance payments for

municipal recycling or waste reduction projects, the commissioner shall

give due consideration to:

a. the adequacy of the municipality's waste reduction or recycling

program and its relationship to the needs and plans of other

municipalities; provided, however, that such adequacy shall be

determined in part by the efforts undertaken to date by the municipality

to implement a mandatory source separation law or ordinance required

pursuant to section one hundred twenty-aa of the general municipal law;

b. the suitability and feasibility of the project in relation to the

recycling program and the area to be served;

c. the proportion of solid waste for which waste reduction or

recyclables recovery is contemplated and the extent to which the project

is consistent with the statewide solid waste reduction and recycling

goals established under the state solid waste management plan, pursuant

to section 27-0103 of this chapter;

d. the potential for coordination and consolidation of solid waste

management practices among municipalities within specified areas,

regions or planning units;

e. the implementation of the system or components thereof and their

expected terms of usefulness, singly or in combination;

f. the present and projected population, land use, and rates and

composition of solid waste generation;

g. the potential or contemplated markets for recovered recyclables and

the extent to which the full avoided costs of proper collection,

transportation and disposal of source separated recyclables are, or are

projected to be, greater than the cost of collection, transportation and

sale of said recyclables less the amount received from the sale of said

recyclables;

h. the intergovernmental arrangements integral to the project;

i. the non-governmental arrangements integral to the project;

j. the urgency of the project, in relationship to all recyclables

recovery program needs in the state; and

k. the environmental soundness of the project, including assurance

that the project will meet all applicable laws, criteria, and rules and

regulations.

3. State assistance payments toward the cost of a waste reduction or

municipal recycling project shall not exceed fifty percent of the cost,

and in the aggregate such payments shall in no event exceed two million

dollars. Such costs are subject to final computation and determination

by the commissioner upon completion of the project, and shall not exceed

the maximum eligible cost set forth in the contract.

§ 54-0705 — Rules and regulations

Rules and regulations.

Prior to processing applications for state assistance payments toward

the cost of municipal waste reduction or recycling projects, the

commissioner shall promulgate, in consultation with the director of the

budget and the commissioner of economic development, rules and

regulations which shall include criteria for determining eligible

expenditures and procedures for governing the commitment and

disbursement of funds appropriated in accordance with this title. The

commissioner, in consultation with the commissioner of economic

development, shall also promulgate rules and regulations which shall

include application procedures, review processes, and project approval

guidelines and criteria.

§ 54-0707 — State assistance application procedure

State assistance application procedure.

1. A municipality, upon the approval of its governing body, may submit

an application to the commissioner, in such form and containing such

information as the commissioner may require, for state assistance

payments toward the cost of a project which is within the state of New

York and which is eligible for state assistance pursuant to this title.

2. The commissioner shall review such project application and may

approve, disapprove or recommend modifications thereto consistent with

applicable law, criteria, standards or rules and regulations relative to

such projects.

3. Upon approval of a project application, a municipality shall enter

into a contract, as further provided within this article, with the

commissioner for state assistance payments toward the cost of such

project to be received pursuant to this article.

4. No monies shall be expended for municipal waste reduction or

recycling projects except pursuant to an appropriation therefor.

§ 54-0709 — Contracts for state assistance payments for waste reduction or municipal recycling projects

Contracts for state assistance payments for waste reduction

or municipal recycling projects.

1. The commissioner may, in the name of the state, enter into

contracts with municipalities to provide state assistance payments

toward the cost of waste reduction or municipal recycling projects. Such

contracts shall include the following provisions:

a. an estimate of the costs of the project as determined by the

commissioner;

b. an agreement by the commissioner to make state assistance payments

toward the cost of the project by periodically reimbursing the

municipality, during the progress of project development or following

completion of the project as may be agreed upon by the parties, in an

amount not to exceed the amounts established elsewhere in this title;

and

c. an agreement by the municipality:

(i) to proceed expeditiously with and complete the project as approved

by the commissioner;

(ii) to operate and maintain the waste reduction or municipal

recycling project in accordance with applicable law and rules and

regulations;

(iii) to provide for the payment of the municipality's share of the

cost of the project;

(iv) to continue, upon evaluation of its effectiveness, operation of

the project and not to dispose of the project or any portion thereof or

change its use without the approval of the commissioner;

(v) to assume the full cost of any continued operation of the project;

(vi) to repay within one year of notification by the commissioner, any

state assistance payments made toward the cost of the project or an

equitable portion of such monies declared appropriate by the

commissioner, if the municipality:

(A) fails to complete the project as approved;

(B) fails to continue operation of the project;

(C) disposes of the project, or any portion thereof, without the prior

written approval of the commissioner; or

(D) changes the use of the project, or any portion thereof, without

the prior written approval of the commissioner.

No repayment, however, shall be required where the commissioner

determines that such failure, disposition or change of use was

immediately necessary to protect public health and safety;

(vii) to apply for and make reasonable efforts to secure federal

assistance for the project; and

(viii) to not sell, lease or otherwise dispose of or use lands

acquired under this title for any purpose inconsistent with the project

under which such land is acquired.

2. In connection with each contract, the commissioner shall keep

adequate records of the amount of the payment by the state and of the

amount of federal assistance, if any, received by the municipality. Such

records shall be retained by the commissioner and shall establish the

basis for recalculation of the state payment as required herein.

TITLE 9 Park, Recreation and Historic Preservation Projects

§ 54-0901 — Definitions

Definitions.

As used in this title the following terms shall mean and include:

1. "Municipal park project" means a project undertaken by a

municipality or a not-for-profit corporation for the planning,

structural assessment, acquisition, development or improvement of

recreational facilities including construction of structures, roads and

parking facilities.

2. "Historic preservation project" means a project undertaken by a

municipality or a not-for-profit corporation to acquire, improve,

restore or rehabilitate property listed on the state or national

registers of historic places to protect the historic, cultural or

architectural significance thereof or a project for planning or

structural assessments for such properties. "Historic preservation

project" shall also mean a project undertaken by the office to improve,

restore or rehabilitate state historic properties listed on the state or

national registers of historic places to protect the historical,

cultural or architectural significance thereof or a project for planning

relating to or structural assessments of such properties.

3. "Heritage area project" means a project undertaken by or through a

municipality, public benefit corporation or a not-for-profit corporation

for the planning, structural assessment, acquisition and development of

sites and facilities identified in a management plan prepared and/or

approved by the commissioner in accordance with the provisions of

section 35.05 of the parks, recreation and historic preservation law.

4. "Costs" means the cost of an approved project, which shall include

engineering and architectural services, plans and specifications,

consultant and legal services, and other direct expenses incident to

such project.

§ 54-0903 — Approval and execution of projects

Approval and execution of projects.

1. State historic preservation projects may be undertaken pursuant to

the provisions of this article and other applicable provisions of law

only with the approval of the commissioner.

2. All historic preservation projects, municipal park projects and

heritage area projects shall be undertaken in the state of New York.

Except for state projects undertaken by the office at state historic

properties, the total amount of the state assistance payments toward the

cost of any such project shall in no event exceed fifty percent of the

cost, provided however, that in the case of a project located in an area

which, according to the most recent census data available, has a poverty

rate of at least ten percent for the year to which the data relates,

state assistance payments toward the cost of any such project shall in

no event exceed seventy-five percent of the cost. For the purpose of

determining the amount of the state assistance payments, the cost of the

project shall not be more than the amount set forth in the application

for state assistance payments approved by the commissioner. The state

assistance payments toward the cost of a project shall be paid on audit

and warrant of the state comptroller on a certificate of availability of

the director of the budget.

3. a. The commissioner and a municipality may enter into a contract

for the undertaking by the municipality of an historic preservation

project. Such historic preservation projects shall be recommended to

the commissioner by the governing body of the municipality and, when

approved by the commissioner, may be undertaken by the municipality

pursuant to this title and any other applicable provision of law.

b. The commissioner and a not-for-profit corporation may enter into a

contract for the undertaking by the not-for-profit corporation of an

historic preservation project. Such an historic preservation project

shall be recommended to the commissioner by the governing body of a

not-for-profit corporation which demonstrates to the satisfaction of the

commissioner that it is capable of operating and maintaining such

property for the benefit of the public. Upon approval by the

commissioner, such project may be undertaken pursuant to the provisions

of this title and any other applicable provision of law.

4. a. The commissioner and a municipality may enter into a contract

for the undertaking by the municipality of a municipal park project.

Municipal park projects shall be recommended to the commissioner by the

governing body of the municipality, and when approved by the

commissioner, may be undertaken by the municipality pursuant to this

title and any other applicable provisions of law. The office shall

assess existing parks and recreational opportunities in the

municipalities where the municipal park project is located and shall

give preference to projects which are in or primarily serve areas where

demographic and other relevant data for such areas demonstrate that the

areas are densely populated and have sustained physical deterioration,

decay, neglect or disinvestment, or where a substantial proportion of

the residential population is of low income or is otherwise

disadvantaged and is underserved with respect to the existing

recreational opportunities in the area.

b. The commissioner and a not-for-profit corporation may enter into a

contract for the undertaking by the not-for-profit corporation of a

municipal park project. Such a contract shall be contingent upon the

approval of the governing body of each municipality in which the project

is located. Such a project shall be recommended to the commissioner by

the governing body of a not-for-profit corporation which demonstrates to

the satisfaction of the commissioner that it is capable of operating and

maintaining such project for the benefit of the public. Upon approval by

the commissioner, such project may be undertaken pursuant to the

provisions of this title and any other applicable provision of law. The

office shall assess existing parks and recreational opportunities in the

municipalities where the municipal park project is located and shall

give preference to projects which are in or primarily serve areas where

demographic and other relevant data for such areas demonstrate that the

areas are densely populated and have sustained physical deterioration,

decay, neglect or disinvestment, or where a substantial proportion of

the residential population is of low income or is otherwise

disadvantaged and is underserved with respect to the existing

recreational opportunities in the area.

5. The commissioner and a municipality, public benefit corporation or

not-for-profit corporation may enter into a contract, subject to the

approval of the director of the budget, for the undertaking by or

through the municipality, public benefit corporation or not-for-profit

corporation of a local heritage area or urban cultural park project

including parkwide and district projects identified in a management plan

prepared pursuant to section 35.05 of the parks, recreation and historic

preservation law. Such projects shall be subject to an agreement by the

local heritage area or urban cultural park management entity to operate

or cause to be operated any public facility resulting from such project.

6. No monies shall be expended for park, recreation and historic

preservation projects except pursuant to an appropriation therefor.

§ 54-0905 — Municipal regulations; limitations

Municipal regulations; limitations.

A municipality which acquires, develops, improves, restores or

rehabilitates property with funds made available pursuant to this title

may establish reasonable rules and regulations by local law or otherwise

to assure the proper administration and development thereof, provided

that no such rule or regulation which restricts the use of such lands or

facilities by non-residents of the municipality shall be effective

without the approval of the commissioner.

§ 54-0907 — Contracts

Contracts.

1. The commissioner shall impose such contractual requirements and

conditions upon any municipality and any not-for-profit corporation

which receive state assistance payments pursuant to this title as may be

necessary and appropriate to ensure that a public benefit shall accrue

from the use of public funds by such municipality or not-for-profit

corporation. Such conditions shall include limitations on the right of

the municipality or not-for-profit corporation to demolish or convey

such property, provisions for public access or use where appropriate,

the granting of facade easements to the state, a requirement that all

plans for restoration, rehabilitation, improvement, demolition or other

physical change must be subject to the commissioner's approval, and such

other conditions which shall assure the preservation and protection of

the project.

2. Any not-for-profit corporation which receives state assistance

payments pursuant to this title for the acquisition of land for outdoor

recreation or conservation purposes shall execute a contract with the

commissioner which shall include the following:

a. An agreement to make and keep the lands accessible to the public

unless the commissioner determines that public accessibility would be

detrimental to the lands or any natural resources associated therewith;

b. An agreement not to sell, lease, exchange or donate the lands

except to the state, a local government unit or another qualifying tax

exempt non-profit organization for recreation and conservation purposes

approved by the commissioner; and

c. An agreement to execute and convey to the state at no charge a

conservation easement, pursuant to title three of article forty-nine of

this chapter, over the lands to be acquired with state assistance

payments.

§ 54-0909 — Restriction on alienation

Restriction on alienation.

1. Real property acquired, developed, improved, restored or

rehabilitated by or through a municipality pursuant to paragraph a of

subdivision four of section 54-0903 of this title or undertaken by or on

behalf of the city of New York with funds made available pursuant to

this title shall not be sold, leased, exchanged, donated or otherwise

disposed of or used for other than public park purposes without the

express authority of an act of the legislature, which shall provide for

the substitution of other lands of equal environmental value and fair

market value and reasonably equivalent usefulness and location to those

to be discontinued, sold or disposed of, and such other requirements as

shall be approved by the commissioner.

2. Real property acquired by a not-for-profit organization with funds

made available pursuant to paragraph b of subdivision four of section

54-0903 of this title shall not be used in violation of an agreement

entered into pursuant to the provisions of paragraph b of subdivision

two of section 54-0907 of this title, or sold, leased, exchanged,

donated or otherwise disposed of without the express authority of an act

of the legislature.

§ 54-0911 — Rules and regulations

Rules and regulations.

The commissioner shall adopt, prior to the acceptance of applications

for municipal park, historic preservation and urban cultural park

projects, rules and regulations which shall include eligibility

requirements, application procedures, office ranking and review

processes, project approval guidelines and criteria, and funding

distribution necessary for all state assistance payment programs

established pursuant to section 54-0903 of this title.

TITLE 11 Local Waterfront Revitalization Plans and Coastal Rehabilitation Projects

§ 54-1101 — Local waterfront revitalization programs

Local waterfront revitalization programs.

1. The secretary is authorized to provide on a competitive basis,

within amounts appropriated, state assistance payments and/or technical

assistance as defined in section nine hundred seventeen of the executive

law, to municipalities toward the development of any local waterfront

revitalization program, pursuant to article forty-two of the executive

law including planning projects to mitigate future physical climate

risks and updates to existing local waterfront revitalization program

plans to mitigate future physical climate risks. Eligible costs include

planning, studies, preparation of local laws, and construction projects.

2. State assistance payments and/or technical assistance, as defined

in section nine hundred seventeen of the executive law, shall not exceed

seventy-five percent of the cost of the program provided, however, in

environmental justice communities, such assistance payments and/or

technical assistance shall not exceed eighty-five percent of the cost of

the program. For the purpose of determining the amount of state

assistance payments, costs shall not be more than the amount set forth

in the application for state assistance payments approved by the

secretary. The state assistance payments shall be paid on audit and

warrant of the state comptroller on a certificate of availability of the

director of the budget.

3. The secretary shall have the power to approve vouchers for payments

pursuant to an approved contract.

4. No moneys shall be expended as authorized by this section except

pursuant to an appropriation therefor.

5. The secretary shall impose such contractual requirements and

conditions upon any municipality which receives state assistance

payments pursuant to this article as may be necessary and appropriate to

ensure that a public benefit shall accrue from the use of such funds by

the municipality including but not limited to, a demonstration that

future physical climate risk due to sea level rise, and/or storm surges

and/or flooding, based on available data predicting the likelihood of

future extreme weather events, including hazard risk analysis data if

applicable, has been considered.

§ 54-1103 — Coastal rehabilitation projects

Coastal rehabilitation projects.

As used in this title, "coastal rehabilitation project" shall mean

those projects which serve a public purpose for beach nourishment

necessary to maintain the natural functions of beach areas, maintenance

of the natural passage of sand along coastal areas, emergency breach

closures and similar activities undertaken by the state, a municipality,

or a not-for-profit corporation which demonstrates to the commissioner's

satisfaction that it is financially and otherwise capable of operating

and maintaining the project, for the restoration and rehabilitation of

coastal areas diminished, damaged or destroyed by natural forces.

§ 54-1105 — State assistance payments for coastal rehabilitation projects

State assistance payments for coastal rehabilitation

projects.

1. The commissioner is authorized to provide on a competitive basis,

within amounts appropriated, state assistance payments to a municipality

or a not-for-profit corporation toward the cost of any coastal

rehabilitation project approved by the commissioner provided that the

commissioner determines that future physical climate risk due to sea

level rise, and/or storm surges and/or flooding, based on available data

predicting the likelihood of future extreme weather events, including

hazard risk analysis data if applicable, has been considered.

2. The commissioner and a municipality or not-for-profit corporation

may enter into a contract for the undertaking of a coastal

rehabilitation project. Such project shall be recommended to the

commissioner by the governing body of the municipality or not-for-profit

corporation as that term is defined pursuant to subdivision six of

section 54-0101, and when approved by the commissioner, undertaken by

the municipality or not-for-profit corporation pursuant to this article

and any other applicable provisions of law.

3. State assistance payments shall not exceed fifty percent of the

project cost or two million dollars, whichever is less. Such costs are

subject to final computation and determination by the commissioner upon

completion of the project, and shall not exceed the maximum eligible

cost set forth in the contract.

4. Prior to processing applications for state assistance payments

toward the cost of coastal rehabilitation projects, the commissioner

shall promulgate rules and regulations which shall include criteria for

determining eligible expenditures and procedures for governing the

commitment and disbursement of funds appropriated in accordance with

this title. The commissioner shall also promulgate rules and regulations

which shall include application procedures, review processes, and

project approval guidelines and criteria consistent with section

54-1107.

§ 54-1107 — State assistance application procedure and standards

State assistance application procedure and standards.

In the case of coastal rehabilitation projects, a municipality or

not-for-profit corporation, upon the approval of its governing body, may

submit an application to the commissioner, in such form and containing

such information as the commissioner may require, for state assistance

payments toward the cost of a project which is within the state of New

York and which is eligible for state assistance pursuant to this title.

The commissioner shall review such project application and may approve,

disapprove or recommend modifications thereto consistent with applicable

law, criteria, standards or rules and regulations relative to such

projects. Such criteria and standards shall include, but not be limited

to: the consistency of the project with the Coastal Erosion Hazard Areas

Act, article 34 of this chapter, notwithstanding paragraph d of

subdivision three of section 34-0108 of this chapter; the official

coastal policies of the state pursuant to article 42 of the executive

law; the extent of natural damages to the coastal area and the

suitability and feasibility of the project in relation to maintaining

natural resource features and functions; the importance of the coastal

area to recreational resources, fish and wildlife resources, and/or

endangered or threatened species habitat; and the public benefits

provided by the project.

Upon approval of a project application, a municipality or

not-for-profit corporation shall enter into a contract, as further

provided within this article, with the commissioner for state assistance

payments toward the cost of such project to be received pursuant to this

article.

§ 54-1109 — Contracts for state assistance payments for coastal rehabilitation

Contracts for state assistance payments for coastal

rehabilitation.

1. The commissioner may, in the name of the state, enter into

contracts with municipalities or not-for-profit corporations, to provide

state assistance payments toward the cost of coastal rehabilitation

projects which shall include the following provisions:

a. an estimate of the costs of the project as determined by the

commissioner;

b. an agreement by the commissioner to make state assistance payments

toward the cost of the project by periodically reimbursing the

municipality or not-for-profit corporation during the progress of

project development or following completion of the project as may be

agreed upon by the parties, in an amount not to exceed the amounts

established elsewhere in this title; and

c. an agreement by the municipality or not-for-profit corporation:

(i) to proceed expeditiously with and complete the project as approved

by the commissioner;

(ii) to undertake and maintain the coastal rehabilitation project in

accordance with applicable law and rules and regulations;

(iii) to provide for the payment of the municipality's or

not-for-profit corporation's share of the cost of the project;

(iv) to assume the full cost of any additional elements or continued

operation of the project;

(v) to repay within one year of notification by the commissioner, any

state assistance payments made toward the cost of the project or an

equitable portion of such monies declared appropriate by the

commissioner, if the municipality or not-for-profit corporation fails to

complete the project as approved. No repayment, however, shall be

required where the commissioner determines that such failure,

disposition or change of use was immediately necessary to protect public

health and safety;

(vi) to apply for and make reasonable efforts to secure federal

assistance for the project; and

(vii) to not sell, lease, or otherwise dispose of or use lands

rehabilitated under this title for any purpose inconsistent with the

project for a period of seven years from the commissioner's approval of

the project.

2. In connection with each contract, the commissioner shall keep

adequate records of the amount of the payment by the state and of the

amount of federal assistance, if any, received by the municipality or

not-for-profit corporation. Such records shall be retained by the

commissioner and shall establish the basis for recalculation of the

state payment as required herein.

§ 54-1111 — State projects

State projects.

The commissioner is authorized, within amounts appropriated, to

directly undertake a coastal rehabilitation project pursuant to this

title in accordance with section 1 of chapter 535 of the laws of 1945,

as amended, or as specifically appropriated, on state lands or state

lands underwater.

TITLE 13 Long Island Central Pine Barrens Area and South Shore Estuary Reserve Planning

§ 54-1301 — Long Island central pine barrens area planning

Long Island central pine barrens area planning.

In order to further the purposes of article 57 of this chapter, the

commissioner shall provide, within amounts appropriated from the

environmental protection fund, state assistance payments for the

preparation of the comprehensive central pine barrens land use plan

pursuant to section 57-0121 of this chapter. State assistance payments

may be made to the central pine barrens joint planning and policy

commission established in article 57 of this chapter for all eligible

costs incurred after April first, nineteen hundred ninety-three. No

monies shall be expended for Long Island central pine barrens area

planning except pursuant to an appropriation therefor.

§ 54-1303 — Long Island south shore estuary reserve planning

Long Island south shore estuary reserve planning.

In order to further the purposes of article forty-six of the executive

law, the commissioner shall provide, within amounts appropriated from

the environmental protection fund, state assistance payments for the

preparation of the comprehensive management plan for the Long Island

south shore estuary reserve as provided for in section nine hundred

sixty-six of the executive law. State assistance payments may be made to

the Long Island south shore estuary reserve council established by

section nine hundred sixty-four of the executive law for all eligible

costs incurred after April first, nineteen hundred ninety-four. No

moneys shall be expended for Long Island south shore estuary reserve

management planning except pursuant to an appropriation therefor.

TITLE 15 Climate Smart Community Projects

§ 54-1501 — Definition

Definition.

For purposes of this title, "climate smart community projects" shall

mean adaptation and mitigation projects, including flood mitigation and

coastal and riparian resiliency, greenhouse gas reductions outside the

power sector and climate change adaptation planning, and clean vehicle

projects.

§ 54-1503 — Climate smart community projects

Climate smart community projects.

The commissioner, pursuant to appropriation therefor, is authorized to

undertake climate smart community projects.

§ 54-1505 — Eligibility to receive state assistance payments for climate smart community projects

Eligibility to receive state assistance payments for climate

smart community projects.

Any municipality may apply for state assistance payments toward the

cost of a climate smart community project. Any application must comply

with all applicable rules and regulations determined by the department.

§ 54-1507 — Criteria for climate smart community projects

Criteria for climate smart community projects.

Costs incurred prior to April first, two thousand sixteen, shall not

be eligible for state assistance payments funded pursuant to this title.

Projects must demonstrate an ability to identify, mitigate and/or adapt

to climate change vulnerability and risk or demonstrate potential to

reduce greenhouse gas emissions outside the power sector.

§ 54-1509 — State assistance application procedure

State assistance application procedure.

1. A municipality, upon the approval of its governing body, may submit

an application to the commissioner, in such form and containing such

information as the commissioner may require, for state assistance

payments toward the cost of a project which is within the state of New

York and which is eligible for state assistance pursuant to this title.

2. The commissioner shall review such project application and may

approve, disapprove or recommend modifications thereto consistent with

applicable law, criteria, standards or rules and regulations relative to

such projects. In reviewing applications for projects pursuant to this

section, the commissioner shall give due consideration to:

a. the urgency of need to provide state assistance payments for the

project in relation to the provision of monies for other project needs

in the state known at the time such application is made;

b. the project's contribution to the state's climate goals; and

c. the ability of the municipality to pay for the costs of the climate

smart community project.

§ 54-1511 — State assistance payments for climate smart community projects

State assistance payments for climate smart community

projects.

1. Unless otherwise specified by law, the commissioner is authorized

to provide on a competitive basis, within amounts appropriated, state

assistance payments to a municipality toward the cost of any climate

smart community project approved by the commissioner provided that the

commissioner determines that future physical climate risk due to sea

level rise, and/or storm surges and/or flooding, based on available data

predicting the likelihood of future extreme weather events, including

hazard risk analysis data if applicable, has been considered, except

that such determination shall not apply to rebates for eligible

purchases pursuant to section 54-1521 of this title.

2. The commissioner and a municipality may enter into a contract for

the undertaking of a climate smart community project. Such project shall

be recommended to the commissioner by the governing body of the

municipality, and when approved by the commissioner, undertaken by the

municipality pursuant to this article and any other applicable

provisions of law.

3. State assistance payments shall not exceed fifty percent of the

project cost or two million dollars, whichever is less, provided however

if a municipality meets criteria established by the department relating

to either financial hardship or disadvantaged communities pursuant to

section 75-0101 of this chapter, the commissioner may authorize state

assistance payments of up to eighty percent of the project cost or two

million dollars, whichever is less. Such costs are subject to final

computation and determination by the commissioner upon completion of the

project, and shall not exceed the maximum eligible cost set forth in the

contract. A determination of financial hardship shall be based on

criteria that clearly indicates that the municipality is experiencing

significant and widespread financial distress, with primary

consideration given to whether a municipality has a median household

income at or below eighty percent of the state median household income.

4. The commissioner shall promulgate rules and regulations which shall

include criteria for determining eligible expenditures and procedures

for governing the commitment and disbursement of funds appropriated in

accordance with this title. The commissioner shall also promulgate rules

and regulations which shall include application procedures, review

processes, and project approval guidelines and criteria.

§ 54-1513 — Climate change mitigation easements

Climate change mitigation easements.

A municipality which develops, improves, restores or rehabilitates

real property that is not owned by the municipality pursuant to this

title with funds made available pursuant to this title shall obtain a

climate change mitigation easement from the owner of the real property.

Climate change mitigation easements shall be enforced as conservation

easements are enforced in section 49-0305 of this chapter.

§ 54-1515 — Contracts for state assistance payments for climate smart community projects

Contracts for state assistance payments for climate smart

community projects.

1. After approval of the application, the commissioner may, in the

name of the state, enter into contracts with municipalities, to provide

state assistance payments toward the cost of climate smart community

projects, which shall include the following provisions:

a. an estimate of the costs of the project as determined by the

commissioner;

b. an agreement by the commissioner to make state assistance payments

toward the cost of the project by periodically reimbursing the

municipality during the progress of project development or following

completion of the project as may be agreed upon by the parties, in an

amount not to exceed the amounts established elsewhere in this title;

and

c. an agreement by the municipality:

(i) to proceed expeditiously with and complete the project as approved

by the commissioner;

(ii) to undertake and maintain the climate smart community project in

accordance with applicable law and rules and regulations;

(iii) to provide for the payment of the municipality's share of the

cost of the project;

(iv) to assume the full cost of any additional elements or continued

operation of the project;

(v) to repay within one year of notification by the commissioner, any

state assistance payments made toward the cost of the project or an

equitable portion of such monies declared appropriate by the

commissioner, if the municipality fails to complete the project as

approved. No repayment, however, shall be required where the commission

determines that such failure, disposition or change of use was

immediately necessary to protect public health and safety; and

(vi) to apply for and make reasonable efforts to secure federal

assistance for the project.

2. In connection with each contract, the commissioner shall keep

adequate records of the amount of the payment by the state, if any,

received by the municipality. Such records shall be retained by the

commissioner and shall establish the basis for recalculation of the

state payment as required herein.

3. The commissioner shall impose such contractual requirements and

conditions upon any municipality which receives state assistance

payments pursuant to this title as may be necessary and appropriate to

ensure that a public benefit shall accrue from the use of public funds

by such municipality. Such conditions shall include limitations on the

right of the municipality to demolish or convey such property,

provisions for public access or use where appropriate, a requirement

that all plans for restoration, rehabilitation, improvement, demolition

or other physical change must be subject to the commissioner's approval,

and such other conditions which shall assure the preservation and

protection of the project.

§ 54-1517 — Powers and duties of the commissioner

Powers and duties of the commissioner.

In administering the provisions of this title the commissioner:

1. shall make an itemized estimate of funds or appropriations

requested annually for inclusion in the executive budget;

2. may, in the name of the state, as further provided within this

article, contract to make, within the limitations of appropriation

available therefor, state assistance payments toward the costs of an

approved project. Such contracts shall be subject to approval by the

state comptroller and, as to form, by the attorney general;

3. shall approve vouchers for the payments pursuant to an approved

contract. All such payments shall be paid on the audit and warrant of

the state comptroller; and

4. may perform such other and further acts as may be necessary, proper

or desirable to carry out the provisions of this article.

§ 54-1519 — Powers and duties of a municipality

Powers and duties of a municipality.

A municipality shall have the power and authority to:

1. undertake and carry out any project for which state assistance

payments pursuant to contract are received or are to be received

pursuant to this article and maintain and operate such project;

2. expend money received from the state pursuant to this article for

costs incurred in conjunction with the approved project; and

3. perform such other and further acts as may be necessary, proper or

desirable to carry out a project or obligation, duty or function related

thereto.

§ 54-1521 — Clean vehicle projects

Clean vehicle projects.

1. As used in this section, the following terms shall have the

following meanings:

a. "eligible infrastructure project" shall mean any facility (not

including a building and its structural components) that is publicly

available and used primarily for the public charging and/or fueling of

eligible vehicles as defined in this section, including but not limited

to fast chargers, that has received required federal, state and local

permits and authorizations, and complies with applicable zoning

ordinances.

b. "eligible purchase" shall mean the purchase by a municipality to

own or lease for a period of not less than thirty-six months of an

eligible vehicle placed into service on or after April first, two

thousand sixteen at a dealer located within New York.

c. "eligible vehicle" means and includes a new motor vehicle that:

(i) has four wheels;

(ii) was manufactured for use primarily on public streets, roads and

highways;

(iii) the powertrain of which has not been modified from the original

manufacturer's specifications;

(iv) has a maximum speed capability of at least fifty-five miles per

hour; and

(v) is propelled at least in part by an electric motor and associated

power electronics which provide acceleration torque to the drive wheels

sometime during normal vehicle operation, and that draws electricity

from a hydrogen fuel cell or from a battery that:

(A) has a capacity of not less than four kilowatt hours; and

(B) is capable of being recharged from an external source of

electricity.

2. a. Until April 1, 2029, the commissioner, in consultation with the

New York state energy research and development authority, is authorized

to issue rebates until the annual allocation is exhausted to

municipalities toward the cost of any eligible infrastructure projects

which support the development of clean vehicles.

b. The department, in consultation with the New York state energy

research and development authority, shall determine the amount of the

rebate for eligible infrastructure projects, provided that an applicant

for such eligible infrastructure project rebate may receive a maximum

rebate of two hundred fifty thousand dollars per facility, provided

however that infrastructure projects that will maximize access by

multiple public users who might otherwise not have access may receive a

maximum of three hundred thousand dollars per facility.

3. a. Until April 1, 2029, the commissioner, in consultation with the

New York state energy research and development authority, is authorized

to issue rebates until the annual allocation is exhausted to

municipalities toward the cost of eligible purchases of clean vehicles.

b. The department, in consultation with the New York state energy

research and development authority, shall determine the amount of the

rebate taking into consideration the electric range of the vehicle,

provided that a rebate of an eligible purchase shall be not less than

two thousand five hundred dollars per vehicle and not more than thirty

thousand dollars per vehicle.

4. The department, in consultation with the New York state energy

research and development authority, shall promulgate rules to implement

and administer this title including rules relating to the forms required

to claim a rebate, the required documentation for establishing

eligibility for a rebate, procedures and guidelines for claiming a

rebate, and the collection of economic impact data from applicants and

any other requirements the department and New York state energy research

and development authority deem necessary. The department shall determine

and publish on its website on an ongoing basis the amount of available

funding for rebates remaining in each fiscal year.

5. No later than April first, two thousand eighteen and annually

thereafter, the department shall issue a report to the temporary

president of the senate and the speaker of the assembly detailing the

status of its program to encourage the deployment of clean vehicles.

Such report shall include:

a. the amount of funding dedicated by the department for the program

in the preceding year;

b. the number of eligible purchases and eligible infrastructure

projects for which a rebate was awarded;

c. the amount and geographic distribution of rebates; and

d. any other information the department deems necessary.

§ 54-1523 — Climate adaptation and mitigation projects

Climate adaptation and mitigation projects.

1. The commissioner is authorized to provide on a competitive basis,

within amounts appropriated, state assistance payments to a municipality

toward the cost of any climate adaptation or mitigation projects. Such

projects shall include:

a. the construction of natural resiliency measures, conservation or

restoration of riparian areas and tidal marsh migration areas;

b. nature-based solutions such as wetland protections, including

mapping and restoration of freshwater wetlands, to address physical

climate risk due to sea level rise, and/or storm surges and/or flooding,

based on available data predicting the likelihood of future extreme

weather events, including hazard risk analysis data if applicable;

c. relocation or retrofit of facilities to address physical climate

risk due to sea level rise, and/or storm surges and/or flooding based on

available data predicting the likelihood of future extreme weather

events, including hazard risk analysis data if applicable;

d. flood risk reduction;

e. greenhouse gas emission reductions outside the power sector;

f. enabling communities to become certified under the climate smart

communities program, including by developing natural resources

inventories, right sizing of municipal fleets and developing climate

adaptation strategies;

g. climate change adaptation planning and supporting studies,

including but not limited to vulnerability assessment and risk analysis

of municipal drinking water, wastewater, and transportation

infrastructure;

h. to establish and implement easily-replicated renewable energy

projects, including solar arrays, heat pumps and wind turbines in public

low-income housing in suburban, urban and rural areas; and

i. land acquisition, including but not limited to flood mitigation and

coastal riparian resiliency; provided, however, no monies shall be

expended for acquisition by eminent domain.

2. To the fullest extent practicable, it is the policy of the state to

promote an equitable regional distribution of climate adaptation and

mitigation projects, consistent with the purpose of this title, taking

into account regional differences in climate change risks, socioeconomic

conditions and ecological resources.

§ 54-1525 — Restriction on alienation

Restriction on alienation.

Real property acquired, developed, improved, restored or rehabilitated

by a municipality pursuant to paragraph (i) of subdivision one of

section 54-1523 of this title with funds made available pursuant to this

title shall not be sold or disposed of or used for other than public

purposes without the express authority of an act of the legislature,

which shall provide for the substitution of other lands of equal

environmental and fair market value and reasonably equivalent usefulness

and location to those to be discontinued, sold or disposed of, and such

other requirements as shall be approved by the commissioner.

ARTICLE 55 Sole Source Aquifer Protection

§ 55-0101 — Declaration of policy

Declaration of policy.

It is declared to be the public policy of this state to provide funds

for the preparation and implementation of groundwater watershed

protection plans in order to maintain existing water quality in special

groundwater protection areas within federally designated sole source

aquifer areas contained within counties having a population of one

million or more and to further the implementation of nonpoint source

controls for the protection of the potable supply underlying the entire

recharge area.

§ 55-0103 — Legislative findings

Legislative findings.

The legislature finds that:

1. The scientific evidence of groundwater contamination is mounting;

2. Such contamination, once it occurs, is often irreversible;

3. Within this area subject to sole source aquifer designation, due to

their particular rate of recharge and associated hydrogeological

conditions, certain groundwater recharge watershed areas are

particularly critical for the maintenance of large volumes of high

quality groundwater for long periods of time;

4. In the face of mounting cases of groundwater contamination from

toxic organic compounds, nutrients, salts and other pollutants, the

state needs a program for the designation, protection and management of

special groundwater protection areas;

5. It is desirable to maintain natural vegetative and hydrogeologic

conditions in special groundwater protection areas;

6. Prevention of the contamination of high quality groundwater and the

protection of special groundwater protection areas costs substantially

less than measures to mitigate harm following contamination; and

7. There is a demonstrated need to protect, preserve and enhance the

land and water resources of special groundwater protection areas through

a new program which combines the capabilities and resources of the

local, state and federal governments and the private sector.

8. Some of the nonpoint source control strategies developed for the

special groundwater protection areas can be used to minimize further

contamination in developed deep aquifer recharge areas.

§ 55-0105 — Purpose

Purpose.

It is the purpose of this article to:

1. Establish procedures for the designation of special groundwater

protection areas within designated sole source aquifer areas contained

within counties having a population of one million or more;

2. Acknowledge the variations in hydrogeology, water quality, and land

uses within designated areas, and the existence of certain areas which

are of vital importance in maintaining water quality in the designated

sole source aquifer area;

3. Assure that such vital areas within designated sole source aquifer

areas are protected and managed in such a way as to maintain or improve

existing water quality;

4. Establish procedures for the development and implementation of a

site-specific comprehensive management plan for each designated special

groundwater protection area;

5. Initiate the implementation of a portion of the state groundwater

management program using the Long Island sole source aquifer region as a

model for future state-wide application; and

6. Establish guidelines for federal-state cooperation in the planning,

funding and implementation of special groundwater protection area plans.

§ 55-0107 — Definitions

Definitions.

Unless the context otherwise requires, the definitions in this section

shall govern the construction of the following terms as used in this

article:

1. "Plan" shall mean the comprehensive management plan established

pursuant to section 55-0115 of this article.

2. "Recharge" shall mean the downward movement of water to the water

table through the soil overlying an aquifer.

3. "Special groundwater protection area" shall mean recharge watershed

area within a designated sole source area contained within counties

having a population of one million or more which is particularly

important for the maintenance of large volumes of high quality

groundwater for long periods of time.

4. "Watershed" shall mean an area where water drains into a specific

basin or reservoir, or, for groundwater, a region where water is

abundantly recharged to the subsurface groundwater reservoir.

§ 55-0109 — Special groundwater protection areas; nomination

Special groundwater protection areas; nomination.

1. Any municipality or person may nominate a special groundwater

protection area within a federally designated sole source aquifer

contained within counties having a population of one million or more.

2. Such a nomination petition shall be sent to the commissioner and

shall include the following information:

(a) whether the special groundwater protection area is a recharge zone

for groundwater with a present or future water supply potential;

(b) whether the special groundwater protection area is largely

undeveloped with tracts of natural vegetation, or natural geological

conditions;

(c) whether the groundwater which is recharged through the special

groundwater protection area is of high quality;

(d) whether the hydrogeologic conditions are such that development

could lead to degradation of water quality;

(e) whether portions of the groundwater within the sole source aquifer

area are already contaminated with toxic organics, nutrients, salts or

other pollutants so as to warrant special protection for areas which

recharge high quality groundwater;

(f) whether maintenance of existing high quality in the groundwater

recharged through the special groundwater protection area would have

significant economic, social, ecological, recreational or aesthetic

benefits for the sole source aquifer area; and

(g) whether degradation of such groundwater would have significant

economic, social, ecological, recreational and aesthetic costs for the

area.

3. The nomination petition shall also identify:

(a) the preliminary boundaries of the special groundwater protection

area or areas;

(b) a brief outline of the plan of work;

(c) a tentative membership list for any advisory committees; and

(d) a reasonable budget request for the project.

§ 55-0111 — Special groundwater protection areas; designation

Special groundwater protection areas; designation.

1. The commissioner shall review all petitions of nomination for

special groundwater protection areas. If a petition complies with all

the requirements of section 55-0109 of this article, the commissioner

shall certify such compliance and approve the petition. The

commissioner shall determine within thirty days of receipt of the

petition, the completeness of the petition and respond to the petitioner

of his findings. The commissioner shall have ninety days from the date

of receipt to certify in writing to the petitioner that a petition has

been approved, approved with modifications, or disapproved. If a

petition is disapproved, the commissioner shall include in the

notification to the petitioner the reasons for disapproval and allow the

petitioner to resubmit the petition. Any petition resubmission shall

reinitiate the review process. If the commissioner does not respond to

the petitioner within the time prescribed, the petition shall be

considered to be approved.

2. Once a petition has been officially approved, the designated

planning entity shall be eligible for such funds to develop the plan and

comply with all the requirements of this article for a period not to

exceed three years.

§ 55-0113 — Special groundwater protection areas; Long Island designation

Special groundwater protection areas; Long Island

designation.

1. Nine areas shall be designated for the purposes of this article as

special groundwater protection areas. They are identified as follows:

(a) the North Hills area of the town of North Hempstead, Nassau

county;

(b) the area of the Northeastern villages of the town of Oyster Bay,

Nassau county;

(c) the Woodbury road-West Pulaski road area, town of Huntington,

Suffolk county;

(d) the West Hills area of the town of Huntington, Suffolk county;

(e) the Oak Brush Plains of the towns of Babylon and Huntington,

Suffolk county;

(f) the Setauket Pine Barrens, town of Brookhaven, Suffolk county;

(g) the Central Pine Barrens of the towns of Brookhaven, Riverhead and

Southampton, Suffolk county;

(h) the South Fork Morainal Forest of the towns of Southampton and

East Hampton, Suffolk county; and

(i) the Hither Hills area of the town of East Hampton, Suffolk county.

2. Such areas identified for Long Island in this section shall be

addressed concurrently as a single planning project in order to insure

consistency and uniformity in the development of a management plan that

recognizes the regional importance of the special groundwater protection

areas.

3. The preliminary boundaries of the special groundwater protection

areas designated in subdivision one of this section shall be those

identified in the state groundwater management plan except for said

areas designated in paragraphs (a) and (b) of subdivision one of this

section which shall be the same as those areas adopted by the Nassau

County Board of Health pursuant to article ten of the Nassau County

Public Health Ordinance on December twelfth, nineteen hundred

eighty-four. Final boundaries shall be determined on the basis of

information developed in accordance with the requirements of section

55-0115 of this article.

4. Other areas not identified in this section can be petitioned for

according to the guidelines set forth in section 55-0109 of this

article.

5. The Long Island regional planning board is designated as the

planning entity for the nine special groundwater protection areas herein

identified on Long Island, and is authorized to carry out the planning

work specified in this article.

6. An advisory group to be known as the "special groundwater

protection area advisory council" shall be established. The voting

membership shall consist of representatives of the following

organizations: one member from the Nassau county department of health;

one member from the Nassau county department of public works; one member

from the Nassau county planning commission; two members from the Suffolk

county department of health services; one member from the New York state

department of environmental conservation; one member from the New York

state department of health; two members from the New York state

legislative commission on water resource needs of Long Island; two

members from conservation organizations having property or other

interests in one or more of the special groundwater protection areas;

and a member from each town which contains part or all of a special

groundwater protection area. The special groundwater protection area

advisory council shall serve as an advisory group to the Long Island

regional planning board and shall assist in the development, review, and

implementation of the management plan.

7. The Long Island regional planning board shall submit an outline of

the plan of work designed to complete the requirements of sections

55-0115 and 55-0117 of this article, acceptable to the commissioner and

a budget request, therefor.

8. No municipality located within a special groundwater protection

area designated in paragraph (a) of subdivision one of this section

shall use public funds to acquire land within such special groundwater

protection area being used as a recreational facility or open space at

the time of proposed acquisition unless such land is being offered for

sale or a change of use for such land is proposed by the owner thereof.

§ 55-0115 — Comprehensive management plan; contents

Comprehensive management plan; contents.

The designated planning entity shall prepare the plan for the special

groundwater protection area. The plan shall be designed to ensure the

non-degradation of the high quality of groundwater recharged within the

special groundwater protection area. Where local plans already exist

which effectuate the goals of this article, such local plans shall be

evaluated and incorporated as is appropriate into the work of the

planning entity. Such plan shall include but not be limited to:

1. A determination of the quality of the existing groundwater

recharged through said special groundwater protection area, the natural

recharge capabilities of the special groundwater protection area

watershed and the dependence of any natural ecosystems in the special

groundwater protection area on the water quality and natural recharge

capabilities of said area;

2. An identification of all known existing and potential point and

non-point sources of groundwater degradation;

3. Development of specific watershed rules and regulations pursuant to

section eleven hundred of the public health law, which are designed to

accomplish the purposes of this article;

4. A map showing the detailed boundary of the special groundwater

protection area or areas as well as a precise written description of

such boundaries;

5. A resource assessment which determines the amount and type of human

development and activity which the ecosystem can sustain while still

maintaining existing ground and surface water quality and protecting

unique ecological features;

6. The identification and proposal of limits on federal, state and

local government financially assisted activities and projects which,

directly or indirectly, may contribute, in any way whatsoever, to any

degradation of such groundwater or any loss of natural surface and

subsurface infiltration or purification capability of the special

groundwater protection area watershed;

7. Development of a comprehensive statement of land use management as

it pertains to the maintenance and enhancement of groundwater quality

and quantity;

8. Proposal of limits on land uses that might have an adverse impact

on water quality and/or recharge capabilities in the special groundwater

protection area;

9. Consideration and proposal of specific techniques, including, but

not limited to: clustering, large lot zoning, purchase, exchange or

donation of conservation easements or development rights, and other

innovative measures sufficient to achieve the objectives of this

section;

10. Designation of specific areas within special groundwater

protection areas suitable and appropriate for public acquisition; and

11. A program for local governmental implementation of the

comprehensive management plan described in this subdivision in a manner

that will insure the continued, uniform, consistent protection of this

area in accord with the purposes of this article.

§ 55-0117 — Comprehensive management plan; approval

Comprehensive management plan; approval.

1. The planning entity shall:

(a) consult with appropriate officials of any local, state or federal

agency which has jurisdiction over lands and waters within the area;

(b) consult with the officials of any municipality which has

jurisdiction over lands and waters within areas designated or proposed

as special groundwater protection areas;

(c) consult with interested professional, scientific and citizens'

organizations;

(d) consult with citizen's advisory committees;

(e) transmit any draft and final plan to all affected municipalities

for review and comment; and

(f) conduct public hearings at places within the area, and at such

other places as may be appropriate, for the purpose of providing

interested persons with an opportunity to express their views with

respect to matters covered by the plan.

2. The plan shall be submitted to the commissioner. The plan shall be

accompanied by a transmittal letter in which the planning entity

certifies that:

(a) the plan when implemented will achieve its stated water quality

objectives and protect the ecological values of the special groundwater

protection area which are significant for maintenance of water quality;

(b) the plan requires the exercise of land use and zoning

responsibilities to the greatest extent practicable to regulate the use

of land and water resources in a manner consistent with the purposes of

this article;

(c) the planning entity has afforded adequate opportunity, including

public hearings, for public governmental involvement in the preparation

and review of the plan, and whether such review and comment thereon were

considered in the plan; and

(d) the extent to which adequate assurances have been received from

appropriate local officials that the recommended implementation program

identified in the plan will be initiated within a reasonable time after

the date of approval of the plan and such program will insure effective

implementation of the local aspects of the plan.

3. The commissioner shall review the plan and within ninety days

certify that the plan conforms with all applicable state laws, official

rules and regulations, state water resource management plans, and where

submitted, the nominating petition as defined in section 55-0109 of this

article. As part of the review and certification process, the

commissioner shall also certify the boundaries.

4. If the commissioner finds that the plan is still not in compliance

with applicable state law, official rules and regulations, and state

water resource management plans, after a second review, he shall

withhold approval of all outstanding planning entity claims for

reimbursement pending satisfactory revision of the plan.

5. Upon certification of the plan and the boundaries, the identified

area or areas are officially adopted by the commissioner as special

groundwater protection areas.

6. Upon adoption of the boundaries by the planning entity, the special

groundwater protection areas shall be designated as critical

environmental areas as defined by regulations pursuant to section 8-0113

of this chapter and an environmental impact statement shall be prepared

pursuant to section 8-0109 of this chapter for any action found to have

a significant impact upon such areas. Such statement shall meet the

requirements of the most detailed environmental impact statement

required by section 8-0109 of this chapter or by any rule or regulation

promulgated pursuant to such section. Upon certification of the plan by

the commissioner, such statement shall include a detailed statement of

the effects of any proposed action on, and its consistency with, the

comprehensive management plan of the special groundwater protection area

program, as implemented by the commissioner pursuant to this article.

§ 55-0119 — Local land use regulation within a special groundwater protection area

Local land use regulation within a special groundwater

protection area.

Any land use regulation enacted by any town or village located within

a special groundwater protection area which includes a definition of

"open space" must consider the impact of such definition on the water

quality and/or recharge capabilities of the area. Any such definition of

"open space" may also consider other purposes of open space, including,

but not limited to, protection of habitat, farmland, forest, air

quality, view shed protection and recreation. Provided however, that any

definition of open space that allows for or includes recreational uses,

must provide clear guidance as to which recreational uses, improvements

or facilities serve the purpose of protecting water quality and/or

recharge capabilities. "Land use regulation" shall mean an ordinance or

local law enacted by a municipality with responsibility for zoning and

includes any zoning, subdivision, special use permit or site plan

regulation or any other regulation which prescribes the appropriate use

of property, or scale, location and intensity of development.

ARTICLE 56 Implementation of the Clean Water/clean Air Bond Act of 1996

TITLE 1 General Provisions

§ 56-0101 — Definitions

Definitions. As used in this article the following terms

shall mean and include:

1. "Aquatic habitat restoration project" means the planning, design,

construction, management, maintenance, reconstruction, revitalization,

or rejuvenation activities intended to improve waters of the state of

ecological significance or any part thereof, including, but not limited

to ponds, bogs, wetlands, bays, sounds, streams, rivers, or lakes and

shorelines thereof, to support a spawning, nursery, wintering,

migratory, nesting, breeding, feeding, or foraging environment for fish

and wildlife and other biota.

2. "Clean water project" means a project undertaken pursuant to title

3 of this article but shall not include navigational dredging projects.

3. "Combined or separate sewer overflow abatement" means the planning,

design, construction of, or improvement to, a system that prevents,

eliminates, or partially eliminates raw untreated sewage from entering

the receiving water as the result of a precipitation event, including

but not limited to temporary storage tanks, pumping stations related

thereto, sewer pipe, and pilot or demonstration technologies.

4. "Cost" means the cost of an approved project, which shall include

appraisal, surveying, engineering and architectural services, plans and

specifications, consultant and legal services, construction and other

direct expenses incident to such project less any federal or state

funds, other than those provided pursuant to this article, for such

project received or to be received.

5. "Drinking water infrastructure project" or "water supply project"

means the planning, design, construction, improvement, or acquisition of

facilities, equipment, sites, or buildings for the supply, control,

treatment, distribution, and transport of drinking water and the testing

and monitoring to ensure the integrity and quality of such water

intended to improve drinking water facilities including achievement of

compliance with the federal safe drinking water act or other applicable

federal law and state drinking water quality goals and standards taking

into consideration the water resources management strategy prepared

pursuant to title twenty-nine of article fifteen of this chapter.

6. "Environmental compliance assistance project" means the planning,

design, construction, improvement, maintenance, or acquisition of

facilities, production processes, equipment, buildings or water or

wastewater infrastructure for compliance with environmental laws and

regulations or other pollution avoidance activities.

7. "Environmental restoration project" means a project to investigate

or to remediate contamination pursuant to title five of this article.

8. "Federal assistance" means funds available, other than by loan,

from the federal government, either directly or through allocation by

the state for construction or program purposes pursuant to any federal

law or program.

9. "Governing body" means:

(a) in the case of a county outside of the city of New York, the

county board of supervisors or other elective governing body;

(b) in the case of a city or village, the local legislative body

thereof, as the term is defined in the municipal home rule law;

(c) in the case of a town, the town board;

(d) in the case of a school district, the board of education thereof;

(e) in the case of a supervisory district, the board of cooperative

educational services thereof;

(f) in the case of a public benefit corporation, the board of

directors, members or trustees thereof;

(g) in the case of a public authority, the governing board of

directors, members, or trustees thereof;

(h) in the case of a not-for-profit corporation, the board of

directors thereof or such other body designated in the certificate of

incorporation to manage the corporation; and

(i) in the case of an Indian tribe, any governing body recognized by

the United States or the state of New York.

10. "Air quality project" means a project undertaken pursuant to title

six of this article.

11. "Hazardous substances" mean substances found on the list of

substances hazardous to the public health, safety or the environment

promulgated pursuant to article 37 of this chapter and petroleum, as

that term is defined in subdivision fifteen of section one hundred

seventy-two of the navigation law.

12. "Heritage area project" means a project undertaken by or through a

municipality, public benefit corporation or a not-for-profit corporation

identified in a management plan prepared and approved by the

commissioner of the office of parks, recreation and historic

preservation in accordance with the provisions of section 35.05 of the

parks, recreation and historic preservation law.

13. "Historic preservation project" means a project undertaken by a

municipality or a not-for-profit corporation to acquire, improve,

restore or rehabilitate property listed on the state or national

registers of historic places, including, but not limited to, projects at

zoos, botanical gardens, and aquaria, to protect the historic, cultural,

archeological, or architectural significance thereof, or undertaken by

the office of parks, recreation and historic preservation to improve,

restore or rehabilitate state historic properties listed on the state or

national registers of historic places to protect the historical,

cultural or architectural significance thereof.

14. "Marine holding tank" means any container aboard any vessel, as

defined in section two of the navigation law, that is designed and used

for the purpose of collecting and storing treated or untreated sewage

from marine toilets.

15. "Municipality" means a local public authority or public benefit

corporation, a county, city, town, village, school district, supervisory

district, district corporation, improvement district within a county,

city, town or village, or Indian nation or tribe recognized by the state

or the United States with a reservation wholly or partly within the

boundaries of New York state, or any combination thereof. In the case of

aquatic habitat restoration projects, the term municipality shall

include the state.

16. "Not-for-profit corporation" means a corporation formed pursuant

to the not-for-profit corporation law and qualified for tax-exempt

status under the federal internal revenue code.

17. "Office" means the office of parks, recreation and historic

preservation.

18. "Open space land conservation project" means acquisition projects

undertaken with willing sellers including, but not limited to, the

purchase of conservation easements, undertaken by the commissioner, the

commissioner of the office of parks, recreation and historic

preservation or by municipalities pursuant to article twenty-five-AAA of

the agriculture and markets law.

19. "Park project" means a project undertaken by a municipality, state

agency, public benefit corporation, public authority, or not-for-profit

corporation for the acquisition, development or improvement of parks,

preserves, beaches, shorefronts, recreational sites and facilities

including construction of structures, roads and parking facilities.

20. "Pollution prevention project" means the planning, design,

construction, improvement, maintenance or acquisition of facilities,

production processes, equipment or buildings owned or operated by

municipalities for the reduction, avoidance, or elimination of the use

of toxic or hazardous substances or the generation of such substances or

pollutants so as to reduce risks to public health or the environment,

including changes in production processes or raw materials; such

projects shall not include incineration, transfer from one medium of

release or discharge to another media, off-site or out-of-production

recycling, end-of-pipe treatment or pollution control.

21. "Responsible party" means a party responsible under applicable

principles of statutory or common law liability to remediate the

contamination located at, or emanating from, real property subject to an

environmental restoration project.

22. "Safe drinking water project" means a project undertaken pursuant

to title 2 of this article.

23. "Small business" means any business which is resident in this

state, independently owned and operated, not dominant in its field, and

employs not more than one hundred individuals.

24. "Solid waste project" means a project undertaken pursuant to title

4 of this article.

25. "Solid waste" shall have the definition set forth in title 5 of

article 27 of this chapter but shall not include hazardous waste as

defined in title 9 of article 27 of this chapter.

26. "State assistance payment" means payment of the state share of the

cost of projects authorized by this act to preserve, enhance, restore

and improve the quality of the state's environment.

27. "Stormwater collecting system" means systems of conduits and all

other constructions, devices, and appliances appurtenant thereto,

designed and used to collect and carry stormwater and surface water,

street wash, and other wash and drainage waters to a point source for

discharge.

28. "Vessel pumpout station" means a project for the planning, design,

acquisition or construction of a permanent or portable device capable of

removing human sewage from a marine holding tank.

29. "Wastewater treatment improvement project" means the planning,

design, construction, acquisition, enlargement, extension, or alteration

of a sewage treatment plant to treat, neutralize, stabilize, eliminate

or partially eliminate sewage or reduce pollutants in treatment plant

effluent or to create mechanisms to transport wastewater to a treatment

plant, including permanent or pilot demonstration wastewater treatment,

outfall and dispersal apparatus, pumping stations integral to such

plants or sewers, sewer pipes, combined sewer overflow abatement,

stormwater collecting systems, vessel pumpout stations, or equipment or

furnishings thereof.

30. "Waterbodies" means waters or waters of the state as defined in

section 17-0105 of this chapter except private waters which do not

provide public access.

31. "Water quality improvement project" means:

(a) wastewater treatment improvement projects;

(b) non-point source abatement and control program projects developed

pursuant to section eleven-b of the soil and water conservation

districts law, title 14 of article 17 of this chapter, section 1455b of

the federal coastal zone management act, or article forty-two of the

executive law;

(c) aquatic habitat restoration projects; and

(d) pollution prevention projects.

32. "Contamination" or "contaminated" shall have the same meaning as

provided in section 27-1405 of this chapter.

§ 56-0103 — Allocation of moneys

Allocation of moneys.

The moneys received by the state from the sale of bonds pursuant to

the Clean Water/Clean Air Bond Act of 1996 shall be disbursed in the

following amounts pursuant to appropriations as specifically provided

for in titles 2, 3, 4, 5, and 6 of this article:

1. For creation of a state safe drinking water program as set forth

in title 2 of this article, three hundred fifty-five million dollars

($355,000,000).

2. For preserving, enhancing, restoring and improving the quality of

water as set forth in title 3 of this article, seven hundred ninety

million dollars ($790,000,000).

3. For solid waste projects as set forth in title 4 of this article,

one hundred seventy-five million dollars ($175,000,000).

4. For restoring and improving contaminated areas and returning them

to productive use as set forth in title 5 of this article, two hundred

million dollars ($200,000,000).

5. For preserving, enhancing, restoring and maintaining the quality

of the air as set forth in title 6 of this article, two hundred thirty

million dollars ($230,000,000).

§ 56-0105 — Powers and duties

Powers and duties.

In administering the provisions of this article the respective

commissioner or the secretary of state:

1. shall make an itemized estimate of funds or appropriations

requested annually for inclusion in the executive budget;

2. shall, in the name of the state, as further provided within this

article, contract to make, within the limitations of appropriations

available therefor, state assistance payments toward the cost of a

project approved, and to be undertaken pursuant to this article;

3. shall approve vouchers for the payments pursuant to an approved

contract; and

4. may perform such other and further acts as may be necessary, proper

or desirable to carry out the provisions of this article.

5. Shall give a priority and preference to a project in any brownfield

opportunity area designated pursuant to section nine hundred seventy-r

of the general municipal law.

§ 56-0107 — Powers and duties of a municipality

Powers and duties of a municipality.

A municipality shall have the power and authority to:

1. Undertake and carry out any project for which state assistance

payments pursuant to contract are received or are to be received

pursuant to this article and maintain and operate such project;

2. Expend money received from the state pursuant to this article for

costs incurred in conjunction with the approved project; and

3. Perform such other and further acts as may be necessary, proper or

desirable to carry out a project or obligation, duty or function related

thereto.

§ 56-0109 — Sale of bonds; certain limitations

Sale of bonds; certain limitations.

Notwithstanding any other section of law, no money received by the

state from the sale of bonds pursuant to the Clean Water/Clean Air Bond

Act of 1996 shall be used to fund any project committed to by the state

in any agreement with New York city regarding the New York city

watershed.

§ 56-0111 — Consistency with federal tax law

Consistency with federal tax law.

All actions taken pursuant to this article shall be reviewed for

consistency with provisions of the federal internal revenue code and

regulations thereunder, in accordance with procedures established in

connection with the issuance of any tax exempt bonds pursuant to this

article, to preserve the tax exempt status of such bonds.

§ 56-0113 — Compliance with other law

Compliance with other law.

Every recipient of funds to be made available pursuant to this article

shall comply with all applicable state, federal and local laws.

TITLE 2 Safe Drinking Water Projects

§ 56-0201 — Safe drinking water projects

Safe drinking water projects.

Of the moneys received by the state from the sale of bonds pursuant to

the Clean Water/Clean Air Bond Act of 1996, three hundred fifty-five

million dollars ($355,000,000) shall be used for the capitalization of a

drinking water revolving fund administered by the environmental

facilities corporation pursuant to section one thousand two hundred

eighty-five-m of the public authorities law and by the department of

health pursuant to title four of article eleven of the public health law

to finance drinking water infrastructure projects pursuant to the

provisions of paragraph a of subdivision three of section one thousand

two hundred eighty-five-m of the public authorities law, including

financing of the state match for federal capitalization grants for the

drinking water revolving fund.

TITLE 3 Clean Water Projects

§ 56-0301 — Allocation of moneys

Allocation of moneys.

Of the moneys received by the state from the sale of bonds pursuant to

the Clean Water/Clean Air Bond Act of 1996, five hundred ten million

dollars ($510,000,000) shall be available for disbursements for state

assistance payments to municipalities or county soil and water

conservation districts for water quality improvement projects in

accordance with section 56-0303 and for dam safety projects pursuant to

section 56-0311 of this article. One hundred fifty million dollars

($150,000,000) shall be available for disbursements for projects

developed pursuant to section 56-0307, fifty million dollars shall be

available for municipal park projects, and historic preservation, and

heritage area projects developed pursuant to section 56-0309 of this

article and fifty million dollars shall be available for state park

projects. Thirty million dollars ($30,000,000) shall be available for

environmental compliance assistance projects to enhance water quality.

§ 56-0303 — Management programs, plans and projects

Management programs, plans and projects.

1. Of the moneys received by the state from the sale of bonds pursuant

to the Clean Water/Clean Air Bond Act of 1996, five hundred twenty-five

million dollars ($525,000,000) shall be allocated to water quality

improvement projects identified as follows:

(a) Twenty-five million dollars ($25,000,000) shall be available for

state assistance payments to municipalities for the cost of water

quality improvement projects intended to implement the Hudson River

estuary plan as set forth in section 11-0306 of this chapter.

(b) Two hundred million dollars ($200,000,000) shall be available for

state assistance payments to municipalities for the cost of water

quality improvement projects intended to implement the Long Island Sound

comprehensive conservation and management plan developed pursuant to

section 320 of the federal clean water act.

(c) Fifteen million dollars ($15,000,000) shall be available for state

assistance payments to municipalities for the cost of water quality

improvement projects intended to implement the Lake Champlain management

plan developed pursuant to the federal Lake Champlain special

designation act of 1990.

(d) Seventy-five million dollars ($75,000,000) shall be available for

state assistance payments to municipalities for the cost of water

quality improvement projects intended to implement the Onondaga Lake

plan developed pursuant to the consent order issued by the United States

District Court for the Northern District of New York agreed to among

Onondaga County, the state of New York, and the Atlantic States Legal

Foundation, Inc. Provided, however, that such municipality shall adhere

to the construction timetable set forth in said plan and shall provide

the department with periodic updates as to the progress of said

construction and the prospect of any pilot or demonstration technologies

set forth in said plan. The commissioner shall have discretion not to

make any disbursement until these conditions have been met to his or her

satisfaction and upon the approval of the state comptroller.

(e) Twenty-five million dollars ($25,000,000) shall be available for

state assistance payments to municipalities for the cost of water

quality improvement projects intended to implement the New York/New

Jersey harbor comprehensive conservation and management plan, developed

pursuant to section 320 of the federal clean water act.

(f) Twenty-five million dollars ($25,000,000) shall be available for

state assistance payments to municipalities for the cost of water

quality improvement projects intended to implement the department's

great lakes program developed in accordance with the federal great lakes

critical programs act of 1990 and the great lakes water quality

agreement of 1987, as amended, between the governments of Canada and the

United States of America.

(g) Twenty-five million dollars ($25,000,000) shall be available for

state assistance payments to municipalities for the cost of water

quality improvement projects for the finger lakes and their tributaries

which are approved by the secretary of state pursuant to article

forty-two of the executive law or by the commissioner.

(h) For state assistance payments for the cost of water quality

improvement projects intended for any waters of the state for projects

to support a study of groundwater quality in Long Island or open space

land conservation projects which have been (a) approved by the

commissioner, (b) identified in plans in accordance with section 1455b

of the federal coastal zone management act or article forty-two of the

executive law and approved by the secretary of state, or (c) developed

in accordance with title eleven-b of article two of the soil and water

conservation districts law and approved by the state soil and water

conservation committee and commissioner of agriculture and markets.

(i) Twenty-five million dollars ($25,000,000) shall be available for

the expenses of projects at facilities owned by the state of New York

which enhance the quality of the waters of the state by remedying

environmental deficiencies or complying with environmental laws and

regulations.

(j) Fifty million dollars ($50,000,000) shall be available to

municipalities for wastewater treatment improvement projects and the

cost of municipal flood control projects in villages, towns, and cities

with a population of seventy-five thousand or less.

(k) Thirty million dollars ($30,000,000) shall be available for state

assistance payments to municipalities for the cost of water quality

improvement projects intended to implement the comprehensive

conservation management plan for the peconic estuary developed pursuant

to section 320 of the federal clean water act and for the comprehensive

management plan for the south shore estuary reserve plan developed

pursuant to article forty-six of the executive law.

(l) Thirty million dollars ($30,000,000) shall be available for state

assistance payments through the environmental facilities corporation to

villages, towns, and cities with a population of less than one million,

for environmental compliance assistance projects for businesses which

enhance the quality of the waters of the state through compliance with

environmental laws and regulations, or to remedy or prevent

environmental deficiencies.

(1) The president of the environmental facilities corporation is

authorized to provide state assistance payments to villages, towns, and

cities with a population less than one million, for implementation of

environmental compliance assistance projects which enhance the quality

of the waters of the state.

(2) A village, town, and city with a population of less than one

million may submit an application to the president, in such form and

manner as the president may require, for state assistance payments

toward the cost of environmental compliance assistance projects.

(3) Upon receipt of a request for state assistance application, the

president shall review and, within ninety days from the receipt of a

complete application, may approve, disapprove, or recommend

modifications thereto consistent with applicable law criteria,

standards, or rules and regulations relative to such projects.

(m) Notwithstanding any provision of law to the contrary, amounts

allocated in paragraphs (a), (b), (c), (d), (e), (f) and (g) of this

subdivision may be interchanged between such paragraphs and may be

interchanged to amounts allocated in paragraph (h) of this subdivision.

2. At least three wastewater treatment improvement projects funded

pursuant to this title shall be projects designed to refine innovative

technologies for use in the physical environment of New York state and

serve as a catalyst for technology transfer. Such technologies may

include, but shall not be limited to, technologies that reduce the

amount and toxicity of sewage sludge and effluent; increase reliability

and cost efficiency; reduce energy consumption; or achieve more reliable

pathogen destruction.

§ 56-0305 — Application procedure

Application procedure.

1. Any municipality or soil and water conservation district may make

an application for such state assistance payment, in a manner, form, and

time frame and containing such information as the respective

commissioner, the president of the environmental facilities corporation

or the secretary of state may require. Subject to the provisions of

section thirty-two of the chapter of the laws of 1996 which added this

section, the respective commissioner, the president of the environmental

facilities corporation or the secretary of state shall review such

application and may approve, disapprove, or recommend modifications

thereto consistent with applicable law, criteria, standards, or rules

and regulations relative to such projects.

2. In reviewing such applications for eligibility, the respective

commissioner, the president of the environmental facilities corporation

or the secretary of state shall give due consideration to:

(a) the suitability and feasibility of the project in relation to the

goals of the applicable program or plan;

(b) the priority of the project in relationship to other projects

proposed under the same program or plan. Highest priority shall be

granted to projects which will provide the greatest reduction in

pollutants or most significant habitat improvement. For water quality

improvement projects which have been developed with the assistance of,

or by any other state agencies, the respective commissioner, the

president of the environmental facilities corporation or secretary of

state shall be consulted with when determining the priority of the

project;

(c) the availability of matching funds on the part of the municipality

or the soil and water conservation district to finance the

municipality's or soil and water conservation district's share of the

project cost. In submitting the application, the municipality or soil

and water conservation district shall submit proof to the satisfaction

of the respective commissioner, the president of the environmental

facilities corporation or secretary of state of the availability of such

matching funds; and

(d) the urgency of the need to provide state assistance payments for

the project in relation to the availability of other funding sources and

the municipality's or soil and water conservation district's ability to

finance such project based on the availability of other moneys including

federal funds.

3. Upon approval of an application for such assistance payment, the

respective commissioner, the president of the environmental facilities

corporation or the secretary of state and the municipality or soil and

water conservation district shall enter into a contract for such payment

toward the cost of the approved project which shall include the

following provisions:

(a) A current estimate of the cost of the project as determined by the

respective commissioner, the president of the environmental facilities

corporation or the secretary of state at the time of the execution of

the contract and a specific timetable for progress and completion of the

project;

(b) An agreement by the respective commissioner, the president of the

environmental facilities corporation or secretary of state to make state

assistance payments toward the cost of the project by periodically

reimbursing the municipality or soil and water conservation district for

costs incurred during the progress of the project to the maximum agreed

upon state share. Such costs are subject to final computation and

determination by the respective commissioner, the president of the

environmental facilities corporation or secretary of state upon

completion of the project; and

(c) An agreement by the municipality or soil and water conservation

district to proceed expeditiously with the project and to complete the

project in accordance with the timetable set out in the contract as so

approved by the respective department or authority and with the

conditions of applicable permits, administrative orders, or judicial

orders. A finding by the respective commissioner, the president of the

environmental facilities corporation or secretary of state that the

municipality or soil and water conservation district has not met the

conditions of the contract in good faith shall constitute a material

breach of the contract.

§ 56-0307 — Open space land conservation projects

Open space land conservation projects.

1. The commissioner and the commissioner of the office of parks,

recreation and historic preservation are authorized to undertake open

space land conservation projects, in cooperation with willing sellers.

In undertaking projects, the respective commissioner shall give

consideration to the plan prepared pursuant to section 49-0207 of this

chapter. Projects shall develop, expand or enhance water quality

protection or public access to water bodies, including but not limited

to coastlines, aquifers, watersheds, lakes, rivers and streams.

2. Projects which are not identified in the state land acquisition

plan prepared pursuant to section 49-0207 of this chapter shall not be

proposed for acquisition by the state under this section if any town,

village, or city within which such project is located notifies the state

of its objection to such acquisition. Such objection shall be

transmitted by resolution within ninety days of the notification by the

state of its interest in such acquisition to the commissioner of the

office of parks, recreation and historic preservation and shall

effectively prevent the state from undertaking such acquisition.

3. The commissioner or the commissioner of the office of parks,

recreation and historic preservation may enter into an agreement for the

maintenance and operation of open space land conservation projects

outside the Adirondack or Catskill Parks undertaken pursuant to this

section by a municipality, a not-for-profit corporation, or

unincorporated association which demonstrates to the commissioner's

satisfaction that it is financially or otherwise capable of operating

and maintaining the project for the benefit of the public and of

maximizing public access to such project. Any such agreement shall

contain such provisions as shall be necessary to ensure that its

operation and maintenance are consistent with, and in furtherance of,

this article and shall be subject to the approval of the director of the

budget, the comptroller and, as to form, the attorney general.

4. The cost of an open space land conservation project shall include

the cost of preparation of a management plan for the preservation and

beneficial enjoyment of the land acquired pursuant to this section

except where such considerations have already been undertaken as part of

any existing plan applicable to the newly acquired land.

5. The commissioner of agriculture and markets is authorized to

provide state assistance payments to county agricultural and farmland

protection boards, or to municipalities provided the proposed project is

endorsed for funding by the agricultural and farmland protection board

for the county in which the municipality is located, for implementation

of projects identified in agricultural protection plans pursuant to the

program as set forth in article twenty-five-AAA of the agriculture and

markets law.

§ 56-0309 — Park, historic preservation and heritage area projects

Park, historic preservation and heritage area projects.

1. For purposes of this section "commissioner" means the commissioner

of the office of parks, recreation and historic preservation.

2. Park projects and historic preservation projects may be undertaken

by the office pursuant to the provisions of this article and other

applicable provisions of law pursuant to the approval of the

commissioner.

3. All historic preservation projects, park projects and heritage

area projects shall be undertaken in the state of New York. Except for

projects undertaken by the state, the total amount of the state

assistance payments toward the cost of any such project shall not exceed

fifty percent of the cost. For the purpose of determining the amount of

the state assistance payments, the cost of the project shall not be more

than the amount set forth in the application for state assistance

payments approved by the commissioner. Park and heritage area projects

shall develop, expand, or enhance public access to water bodies, promote

water based recreation, or enhance the natural, cultural, or historic

aspects of water bodies.

4. The commissioner and a municipality may enter into a contract for

the undertaking by the municipality of an historic preservation project.

Such historic preservation projects shall be recommended to the

commissioner by the governing body of the municipality and, when

approved by the commissioner, may be undertaken by the municipality

pursuant to this title and any other applicable provision of law.

5. The commissioner and a not-for-profit corporation may enter into a

contract for the undertaking by the not-for-profit corporation of an

historic preservation project. Such a historic preservation project

shall be recommended to the commissioner by the governing body of a

not-for-profit corporation which demonstrates to the satisfaction of the

commissioner that it is capable of operating and maintaining such

property for the benefit of the public. Upon approval by the

commissioner, such project may be undertaken pursuant to the provisions

of this title and any other applicable provision of law.

6. The commissioner and a municipality may enter into a contract for

the undertaking by the municipality of a park project. Such park

projects shall be recommended to the commissioner by the governing body

of the municipality, and when approved by the commissioner, may be

undertaken by the municipality pursuant to this title and any other

applicable provisions of law. The office shall also assess existing

parks and recreational opportunities in the municipalities where the

park project is located and shall give preference to projects which are

in or primarily serve areas where demographic and other relevant data

for such areas demonstrate that the areas are densely populated and have

sustained physical deterioration, decay, neglect or disinvestment, or

where a substantial proportion of the residential population is of low

income or is otherwise disadvantaged and is underserved with respect to

the existing recreational opportunities in the area.

7. The commissioner and a not-for-profit corporation may enter into a

contract for the undertaking by the not-for-profit corporation of a park

project on behalf of a municipality. Such a contract shall be contingent

upon the approval of the governing body of each municipality in which

the project is located. Such a project shall be recommended to the

commissioner by the governing body of a not-for-profit corporation which

demonstrates to the satisfaction of the commissioner that it is capable

of operating and maintaining such project for the benefit of the public.

Upon approval by the commissioner, such project may be undertaken

pursuant to the provisions of this title and any other applicable

provision of law. The office shall assess existing parks and

recreational opportunities in the municipalities where the park project

is located and shall give preference to projects which are in or

primarily serve areas where demographic and other relevant data for such

areas demonstrate that the areas are densely populated and have

sustained physical deterioration, decay, neglect or disinvestment, or

where a substantial proportion of the residential population is of low

income or is otherwise disadvantaged and is underserved with respect to

the existing recreational opportunities in the area.

8. The commissioner and a municipality, public benefit corporation or

not-for-profit corporation may enter into a contract, subject to the

approval of the director of the budget, for the undertaking by or

through the municipality, public benefit corporation or not-for-profit

corporation of a heritage area project including parkwide and district

projects identified in a management plan prepared pursuant to section

35.05 of the parks, recreation and historic preservation law. Such

projects shall be subject to an agreement by the heritage area

management entity to operate or cause to be operated any public facility

resulting from such project.

9. A municipality which acquires, develops, improves, restores or

rehabilitates property with funds made available pursuant to this title

may establish reasonable rules and regulations by local law or otherwise

to assure the proper administration and development thereof, provided

that no such rule or regulation which restricts the use of such lands or

facilities by non-residents of the municipality shall be effective

without the approval of the commissioner.

10. The commissioner shall impose such contractual requirements and

conditions upon any municipality and any not-for-profit corporation

which receive state assistance payments pursuant to this title as may be

necessary and appropriate to ensure that a public benefit shall accrue

from the use of public funds by such municipality or not-for-profit

corporation. Such conditions shall include limitations on the right of

the municipality or not-for-profit corporation to demolish or convey

such property, provisions for public access or use where appropriate,

the granting of facade easements to the state, a requirement that all

plans for restoration, rehabilitation, improvement, demolition or other

physical change must be subject to the commissioner's approval, and such

other conditions which shall assure the preservation and protection of

the project.

11. Any not-for-profit corporation which receives state assistance

payments pursuant to this section for the acquisition of land for

outdoor recreation or conservation purposes shall execute a contract

with the commissioner which shall include the following:

(a) An agreement to make and keep the lands accessible to the public

unless the not-for-profit corporation can demonstrate to the

commissioner's satisfaction that public accessibility would be

detrimental to the lands or any natural resources associated therewith;

(b) An agreement not to sell, lease, exchange or donate the lands

except to the state, a local government unit or another qualifying tax

exempt non-profit organization for recreation and conservation purposes

consistent with this title and approved by the commissioner; and

(c) An agreement to execute and convey to the state at no charge a

conservation easement, pursuant to title three of article forty-nine of

this chapter, over the lands to be acquired with state assistance

payments.

12. Real property acquired, developed, improved, restored or

rehabilitated by or through a municipality for park projects undertaken

pursuant to this section with funds made available pursuant to this

section shall not be sold, leased, exchanged, donated or otherwise

disposed of or used for other than public park purposes without the

express authority of an act of the legislature, which shall provide for

the substitution of other lands of equal environmental value and fair

market value and reasonably equivalent usefulness and location to those

to be discontinued, sold or disposed of, and such other requirements as

shall be approved by the commissioner.

13. Real property acquired by a not-for-profit organization with funds

made available pursuant to this section for park projects undertaken

pursuant to this section shall not be used in violation of an agreement

entered into pursuant to this section, or sold, leased, exchanged,

donated or otherwise disposed of without the express authority of an act

of the legislature.

14. The commissioner shall adopt, prior to the acceptance of

applications for park, historic preservation and heritage area projects,

rules and regulations which shall include eligibility requirements,

application procedures, office ranking and review processes, project

approval guidelines and criteria, and funding distribution necessary for

all state assistance payment programs established pursuant to this

title.

15. Notwithstanding any other provision of law, no state assistance

payment under this article may be applied, with respect to any project

located within the area of New York county bounded by (a) the northern

boundary of Fifty-ninth street and Fifty-ninth street extended; (b) the

United States pierhead line; (c) the northern boundary of the area known

as Battery Park City; and (d) eight hundred feet inland easterly from

the United States bulkhead line:

(i) for, other than for recreational use or access inland of the

existing bulkhead line, any roads, bridges, ramps or parking facilities

or sewers or water mains;

(ii) for any site improvement, including sewers, or water mains, to

support residential, industrial or commercial development;

(iii) to excavate, place fill or plantings in, or place any piling,

platform or structure, including a floating structure, in the Hudson

river; or

(iv) to plan, evaluate or study any project involving such excavation

or placement as described in subparagraph (iii) of this paragraph; and

provided further that no contract, or subcontract, with a public benefit

corporation, public authority, or any other person or entity, or

municipality other than the city of New York shall be entered into for

any state assistance payments under this article with respect to any

project, or portion thereof, located in the area described in this

subdivision without the affirmative approval of the community board or

boards wherein the project, or portion thereof, will be located.

16. Notwithstanding the provisions of this section, moneys received

from the sale of bonds pursuant to the Clean Water/Clean Air Bond Act of

1996, and available for disbursements for projects developed pursuant to

this section, shall also be available for state assistance payments to

municipalities and not-for-profit corporations for the capital cost of

projects described in subdivision nine of section 44-0119 of this

chapter and subject to the review delineated in subdivision ten of

section 44-0119 of this chapter. Such monies shall be subject to

appropriation.

§ 56-0311 — Dam safety projects

Dam safety projects.

Of the moneys received by the state from the sale of the bonds

pursuant to the Clean Water/Clean Air Bond Act of 1996, fifteen million

dollars shall be used for state assistance payments to municipalities

for the cost of dam safety projects which have been approved by the

commissioner.

TITLE 4 Solid Waste Projects

§ 56-0401 — Allocation of moneys

Allocation of moneys.

Of the moneys received by the state from the sale of bonds pursuant to

the Clean Water/Clean Air Bond Act of 1996 to be used for solid waste

projects, fifty million dollars ($50,000,000) shall be available for

disbursements for municipal landfill projects, excluding any landfill

closure project in the city of New York; fifty million dollars

($50,000,000) shall be available for disbursements for municipal

recycling projects, of which twenty-five million dollars ($25,000,000)

shall be available for municipal recycling projects in the city of New

York; and seventy-five million dollars ($75,000,000) shall be available

for disbursements for the closure of Fresh Kills Landfill in the city of

New York.

§ 56-0403 — Municipal landfill projects

Municipal landfill projects.

1. As used in this title the following terms mean and include:

(a) "Landfill" means a disposal facility or part of one at which solid

waste, or its residue after treatment, is intentionally placed in or on

land, and at which solid waste will remain after closure and which is

not a land spreading facility, a surface impoundment, or an injection

well.

(b) "Municipal landfill closure project" means activities undertaken

to close, including by reclamation, a landfill owned or operated by a

municipality to achieve compliance with regulations promulgated by the

department, or activities undertaken to implement a landfill gas

management system project.

(c) "Landfill gas management system" means a system for the control,

capture, and management of gas created within and emitted from a solid

waste landfill.

(d) "Adirondack landfill project" means a project undertaken by the

state and a municipality or municipalities, where such project has the

effect of eliminating the potential for the disposal of waste

originating outside the Adirondack park at a municipal solid waste

landfill located within the Adirondack park.

2. A municipality, upon the approval of its governing body, may submit

an application to the commissioner, in such form and containing such

information as the commissioner may require, for state assistance

payments toward the cost of a municipal landfill closure project

incurred after April first, nineteen hundred ninety-three or Adirondack

landfill project which is within the state of New York and which is

eligible for state assistance pursuant to this title.

3. The commissioner shall review such project application and may

approve, disapprove or recommend modifications thereto consistent with

applicable law, criteria, standards or rules and regulations relative to

such projects. In reviewing applications for projects pursuant to this

section, the commissioner shall give due consideration to:

(a) the urgency of need to provide state assistance payments for the

project in relation to the provision of monies for other project needs

in the state known at the time such application is made;

(b) any adverse environmental impact resulting from the municipal

landfill, including effects on groundwater; and

(c) the ability of the municipality to pay for the costs of the

project.

4. After approval of an application, the commissioner and the

municipality shall enter into a contract for state assistance payments

toward the cost of such project which shall include the following

provisions:

(a) A current estimate of the cost of the project as determined by the

commissioner at the time of the execution of the contract.

(b) An agreement by the commissioner to make state assistance payments

toward the cost of the project by periodically reimbursing the

municipality for costs incurred during the progress of the project to a

maximum of either fifty percent of the cost, or ninety percent of the

cost for a municipality with a population smaller than thirty-five

hundred as determined by the current federal decennial census, or two

million dollars, whichever is less. The commissioner may consider

landfill gas management projects separately from landfill closure

projects. Such costs are subject to final computation and determination

by the commissioner upon completion of the project. For purposes of this

subdivision, the approved project cost shall be reduced by the amount of

any specific state assistance payments for landfill closure purposes

received by the municipality from any source; provided, however, that

non-specific state assistance payments such as amounts paid pursuant to

section fifty-four of the state finance law, shall not be included in

such cost reduction.

(c) An agreement by the municipality to proceed expeditiously with the

project and to complete the project in accordance with plans and reports

approved by the department and with the conditions of applicable

permits, administrative orders or judicial orders.

5. In administering the provisions of this title the commissioner:

(a) shall make an itemized estimate of funds or appropriations

requested annually for inclusion in the executive budget;

(b) may, in the name of the state, as further provided within this

article, contract to make, within the limitations of appropriations

available therefor, state assistance payments toward the costs of an

approved project. Such contracts shall be subject to approval by the

state comptroller and, as to form, by the attorney general;

(c) shall approve vouchers for the payments pursuant to an approved

contract. All such payments shall be paid on the audit and warrant of

the state comptroller; and

(d) may perform such other and further acts as may be necessary,

proper or desirable to carry out the provisions of this article.

6. A municipality shall have the power and authority to:

(a) undertake and carry out any project for which state assistance

payments and loans pursuant to contract are received or are to be

received pursuant to this article and maintain and operate such project;

(b) expend money received from the state pursuant to this article for

costs incurred in conjunction with an approved project; and

(c) perform such other and further acts as may be necessary, proper or

desirable to carry out a project or obligation, duty or function related

thereto.

7. Any municipal solid waste landfill or portion thereof that has

closed or is in the process of closing that is required by federal or

state law or regulation to install a landfill gas management system

shall be eligible for state assistance for such landfill gas management

system project pursuant to this section.

8. Notwithstanding paragraph (b) of subdivision four of this section,

the commissioner, the commissioners of the Adirondack park agency, and

such other state agencies as may be appropriate, may enter into an

agreement with a municipality or municipalities for an Adirondack

landfill project, the capital costs of which shall be eligible for state

assistance payments pursuant to this section. Such project may be part

of a locally created, region wide solution to the solid waste problems

within the adirondack park.

§ 56-0405 — Municipal recycling projects

Municipal recycling projects.

1. As used in this section the following terms mean:

(a) "Recyclables recovery equipment" means structures, machinery or

devices, singly or in combination, designed, constructed and required

primarily to separate, process, modify, convert, treat, or prepare

collected solid waste, including household hazardous waste, which is

included as part of a recyclables recovery program so that component

materials or substances or recoverable resources may be used as a raw

material for new products or for useful purposes other than for energy

recovery.

(b) "Recyclables recovery program" means a program undertaken by a

municipality consistent with requirements of section one hundred

twenty-aa of the general municipal law to provide for the

environmentally sound recovery of recyclables, primarily involving the

collection, aggregation and processing of recyclable materials for their

use as raw materials for new products or for other useful purposes other

than for energy recovery, through facilities planned, designed and

constructed to ensure environmental protection and to maximize the

potential for recyclables recovery. Such program shall have been

approved by the commissioner and undertaken consistent with any local

solid waste management plan pursuant to section 27-0107 of this chapter.

(c) "Recycling project" means recyclables recovery equipment, source

separation equipment, a recyclables recovery program or any combination

thereof required by a recyclables recovery program.

(d) "Source separation equipment" means municipally owned:

(i) add-ons or trailers designed to modify collection vehicles to

allow sorting and separation of collected wastes held for the purpose of

recycling;

(ii) containers for the source separation and temporary storage of

recyclable wastes by commercial, industrial and institutional

generators, and for the source separation and temporary storage of

recyclable materials by single family and multiple family dwellings

prior to collection;

(iii) bins, sheds or other facilities for the temporary storage of

materials prior to transport for the purposes of recycling; and

(iv) collection vehicles specifically designed to hold and transport

source-separated recyclables.

2. State assistance payments toward the cost of municipal recycling

projects shall be made pursuant to this title with the approval of the

commissioner.

3. In reviewing applications for state assistance payments for

municipal recycling projects, the commissioner shall give due

consideration to:

(a) the adequacy of the municipality's recycling program and its

relationship to the needs and plans of other municipalities; provided,

however, that such adequacy shall be determined in part by the efforts

undertaken to date by the municipality to implement a mandatory source

separation law or ordinance required pursuant to section one hundred

twenty-aa of the general municipal law;

(b) the suitability and feasibility of the project in relation to the

recycling program and the area to be served;

(c) the proportion of solid waste for which recyclables recovery is

contemplated and the extent to which the project is consistent with the

statewide solid waste recycling goals established under the state solid

waste management plan, pursuant to section 27-0103 of this chapter;

(d) the potential for coordination and consolidation of solid waste

management practices among municipalities within specified areas,

regions or planning units;

(e) the implementation of the system or components thereof and their

expected terms of usefulness, singly or in combination;

(f) the present and projected population, land use, and rates and

composition of solid waste generation;

(g) the potential or contemplated markets for recovered recyclables

and the extent to which the full avoided costs of proper collection,

transportation and disposal of source separated recyclables are, or are

projected to be, greater than the cost of collection, transportation and

sale of said recyclables less the amount received from the sale of said

recyclables;

(h) the intergovernmental arrangements integral to the project;

(i) the non-governmental arrangements integral to the project;

(j) the urgency of the project, in relationship to all recyclables

recovery program needs in the state; and

(k) the environmental soundness of the project, including assurance

that the project will meet all applicable laws, criteria, and rules and

regulations.

4. A municipality, upon the approval of its governing body, may submit

an application to the commissioner, in such form and containing such

information as the commissioner may require, for state assistance

payments toward the cost of municipal recycling projects incurred after

April first, nineteen hundred ninety-three which is within the state of

New York and which is eligible for state assistance pursuant to this

title. The commissioner shall review such project application and may

approve, disapprove or recommend modifications thereto consistent with

applicable law, criteria, standards or rules and regulations relative to

such projects. Upon approval of a project application, a municipality

shall enter into a contract, as further provided within this article,

with the commissioner for state assistance payments toward the cost of

such project to be received pursuant to this article.

5. The commissioner may, in the name of the state, enter into

contracts with municipalities to provide state assistance payments

toward the cost of municipal recycling projects which shall include the

following provisions:

(a) an estimate of the costs of the project as determined by the

commissioner;

(b) an agreement by the commissioner to make state assistance payments

toward the cost of the project by periodically reimbursing the

municipality, during the progress of project development or following

completion of the project as may be agreed upon by the parties, in an

amount not to exceed the amounts established elsewhere in this title;

and

(c) an agreement by the municipality:

(i) to proceed expeditiously with and complete the project as approved

by the commissioner;

(ii) to operate and maintain the municipal recycling project in

accordance with applicable laws and rules and regulations;

(iii) to provide for the payment of the municipality's share of the

cost of the project;

(iv) to continue, upon evaluation of its effectiveness, operation of

the project and not to dispose of the project or any portion thereof or

change its use without the approval of the commissioner;

(v) to assume the full cost of any continued operation of the project

and to assume the full cost of any continued operation for a period no

less than three years;

(vi) to repay within one year of notification by the commissioner, any

state assistance payments made toward the cost of the project or an

equitable portion of such moneys declared appropriate by the

commissioner, if the municipality:

(A) fails to complete the project as approved;

(B) fails to continue operation of the project;

(C) disposes of the project, or any portion thereof, without the prior

written approval of the respective commissioner; or

(D) changes the use of the project, or any portion thereof, without

the prior written approval of the commissioner. No repayment, however,

shall be required where the commissioner determines that such failure,

disposition or change of use was immediately necessary to protect public

health and safety;

(vii) to apply for and make reasonable efforts to secure federal

assistance for the project; and

(viii) to not sell, lease or otherwise dispose of or use lands

acquired under this title for any purpose inconsistent with the project

under which such land is acquired.

In connection with each contract, the commissioner shall keep adequate

records of the amount of the payment by the state and of the amount of

federal assistance, if any, received by the municipality. Such records

shall be retained by the commissioner and shall establish the basis for

recalculation of the state payment as required herein.

§ 56-0407 — Fresh Kills landfill closure project

Fresh Kills landfill closure project.

1. The commissioner, in the name of the state, may enter into a

contract with the city of New York for state assistance payments for the

Fresh Kills landfill closure project.

2. After approval of an application, the commissioner and the

municipality shall enter into a contract for state assistance payments

toward the cost of such project which shall include the following

provisions:

(a) A current estimate of the cost of the project as determined by the

commissioner at the time of the execution of the contract.

(b) An agreement by the commissioner to make state assistance payments

toward the cost of the project by periodically reimbursing the

municipality for costs incurred during the progress of the project.

Such costs are subject to final computation and determination by the

commissioner upon completion of the project. For purposes of this

subdivision, the approved project cost shall be reduced by the amount of

any specific state assistance payments for landfill closure purposes

received by the municipality from any source; provided, however, that

non-specific state assistance payments, such as amounts paid pursuant to

section fifty-four of the state finance law, shall not be included in

such cost reduction.

(c) An agreement by the municipality to proceed expeditiously with

the project and to complete the project in accordance with plans and

reports approved by the department and with the conditions of applicable

permits, administrative orders or judicial orders.

TITLE 5 Environmental Restoration Projects

§ 56-0501 — Allocation of moneys

Allocation of moneys.

1. Of the moneys received by the state from the sale of bonds pursuant

to the Clean Water/Clean Air Bond Act of 1996, two hundred million

dollars ($200,000,000) shall be available for disbursements for

environmental restoration projects.

2. Beginning in state fiscal year two thousand fifteen--two thousand

sixteen, environmental restoration projects may be funded using the

proceeds of bonds issued pursuant to section twelve hundred

eighty-five-q of the public authorities law provided that funding for

such projects shall conform to the limitations provided in subdivision

one of such section.

§ 56-0502 — Definitions

Definitions.

1. "Community based organization" shall mean a not-for-profit

corporation, exempt from taxation under section 501(c)(3) of the

internal revenue code whose stated mission is promoting reuse of

brownfield sites within a specified geographic area in which the

community based organization is located, which has twenty-five percent

or more of its board of directors residing in the community in such

area; and represents a community with a demonstrated financial need.

"Community based organization" shall not include any not-for-profit

corporation that has caused or contributed to the release or threatened

release of contamination from or onto the brownfield site, or any

not-for-profit corporation that generated, transported, or disposed of,

or that arranged for, or caused, the generation, transportation, or

disposal of contamination from or onto the brownfield site. This

definition shall not apply if more than twenty-five percent of the

members, officers or directors of the not-for-profit corporation are or

were employed by or receiving compensation from any person responsible

for a site under title thirteen of article twenty-seven of this chapter

or article twelve of the navigation law or under applicable principles

of statutory or common law liability.

1-a. "Contamination" or "contaminated" shall have the same meaning as

provided in section 27-1405 of this chapter.

2. "Cost", for purposes of this title, shall have the same meaning as

provided in subdivision four of section 56-0101 of this article, except

that such term shall not include the requirement to reduce the cost of

an approved project in accordance with any federal or state funds for

the project received or to be received by the municipality.

3. "Environmental restoration investigation project" shall mean a

project, undertaken in accordance with the requirements of this title,

to investigate contamination located in, on, or emanating from real

property held in title by a municipality.

4. "Environmental restoration remediation project" shall mean a

project, undertaken in accordance with the requirements of this title,

to remediate contamination located in, on, or emanating from real

property held in title by a municipality.

5. "Municipality", for purposes of this title, shall have the same

meaning as provided in subdivision fifteen of section 56-0101 of this

article, except that such term shall not refer to a municipality that

generated, transported, or disposed of, arranged for, or that caused the

generation, transportation, or disposal of contamination located at real

property proposed to be investigated or to be remediated under an

environmental restoration project. For purposes of this title, the term

municipality includes a municipality acting in partnership with a

community based organization.

6. "State assistance", for purposes of this title, shall mean in the

case of a contract authorized by subdivision one of section 56-0503 of

this title, payments made to a municipality to reimburse the

municipality for the state share of the costs incurred by the

municipality to undertake an environmental restoration project or in the

case of a written agreement authorized by subdivision three of section

56-0503 of this title, costs incurred by the state to undertake an

environmental restoration project but not reimbursed by a municipality.

§ 56-0503 — Environmental restoration projects; state assistance

Environmental restoration projects; state assistance.

1. The commissioner may enter into a contract with a municipality to

provide state assistance to such municipality to undertake an

environmental restoration project. The amount of state assistance

payment for such project shall be up to an amount of:

(a) ninety percent of the eligible costs of such project, subject to

the provisions set forth in paragraph (b) of this subdivision;

(b) one hundred percent of the eligible costs of any remediation

directed by the department to be undertaken outside the boundaries of

the real property that is subject to an environmental restoration

project approved by the department.

2. In addition to such other terms and conditions that the

commissioner may deem to be appropriate, a contract authorized by

subdivision one of this section shall provide as follows:

(a) An estimate of the cost of such project as determined by the

commissioner at the time of such contract's execution;

(b) An agreement by the commissioner to periodically reimburse the

municipality for eligible costs incurred during the progress of such

project. Such payments shall be subject to final computation and

determination of the total state assistance share of the eligible costs

of the entire environmental restoration project;

(c) A provision that the municipality shall assist in identifying a

responsible party by searching local records, including property tax

rolls, or document reviews, and if, in accordance with the required

departmental approval of any settlement with a responsible party, any

responsible party payments become available to the municipality, before,

during or after the completion of an environmental restoration project,

which were not included when the state share was calculated pursuant to

this section, the state assistance share shall be recalculated, and the

municipality shall pay to the state, for deposit into the environmental

restoration project account of the hazardous waste remedial fund

established under section ninety-seven-b of the state finance law, the

difference between the original state assistance payment and the

recalculated state share. Recalculation of the state share shall be done

each time a payment from a responsible party is received by the

municipality;

(d) A provision that if any monies received from the disposition of

the real property subject to an environmental restoration project exceed

the municipality's cost of such property, including taxes owed to the

municipality upon acquisition, and the municipality's cost of the

environmental restoration project, the amount of such excess necessary

to reimburse the state of New York for the state assistance provided to

the municipality under this title shall be paid to the state of New York

for deposit into the environmental restoration project account of the

hazardous waste remedial fund established under section ninety-seven-b

of the state finance law;

(e) An agreement by the municipality to proceed expeditiously with and

complete such project in accordance with plans approved for payment of

the municipality's share of such project's cost;

(f) An agreement by the municipality that it shall prepare and

implement a public participation plan for environmental restoration

projects undertaken pursuant to this title. The requirements of the plan

shall be governed by decision of the municipality to proceed with

remediation of the property under this title. However, in all cases,

implementation of the plan shall be completed as part of the project. In

those cases where the municipality does not intend to proceed with

remediation of the property, the plan shall provide timely and

accessible disclosure of the results of the investigation to the

interested public. The plan shall provide for adequate public notice of

the availability of the investigation results; an opportunity for

submission of written comments; and a filing of a notice of the results

of the investigation as authorized by subdivision three of section three

hundred sixteen-b of the real property law. Where the municipality

intends to proceed with remediation of the property under this title,

the plan shall provide opportunities for early, inclusive participation

prior to the selection of a preferred course of action, facilitate

communication, including dialogue among the municipality, the

department, and the interested public, and provide timely and accessible

disclosure of information. At a minimum, the design of the plan shall

take into account the scope and scale of the proposed environmental

restoration remediation project, local interest, and other relevant

factors. The plan shall also provide for: adequate public notice of the

availability of a draft remedial plan; a forty-five day period for

submission of written comments; a public meeting on such plan if

substantive issues are raised by members of the affected community; and

technical assistance if so requested by members of the affected

community. Provided, however, that the requirements of this subdivision

shall not apply to interim remedial measures undertaken as part of an

environmental restoration project to address emergency site conditions.

In such instance, the department or such persons implementing the

interim remedial measure or making the request shall conduct public

participation activities as the department deems necessary and

appropriate under such circumstances.

(g) An agreement by the municipality that it shall put into place any

engineering and/or institutional controls (including environmental

easements pursuant to title thirty-six of article seventy-one of this

chapter) that the department may deem necessary to allow the

contemplated use to proceed, that such engineering and/or institutional

controls shall be binding on such municipality, any successor in title,

and any lessees and that any successors in title and any lessees cannot

challenge state enforcement of such controls;

(h) In the event that such engineering controls and/or institutional

controls are necessary, the municipality shall develop a plan consistent

with the requirements set forth in section 27-1415 of this chapter. Such

plan shall be approved by the department. Failure to implement the plan

or maintain such controls shall constitute a violation of such contract

and shall terminate for the duration of such failure the protection

afforded under subdivision one of section 56-0509 of this title;

(i) In the event that an easement is required, such municipality shall

cause such easement to be recorded and indexed in accordance with the

requirements set forth in title thirty-six of article seventy-one of

this chapter; and

(j) A provision that exempts a municipality and any successor in title

from the requirement to obtain any state or local permit or other

authorization for any activity needed to implement a project to

investigate or remediate contamination pursuant to this title; provided

that the activity is conducted in a manner which satisfies all

substantive technical requirements applicable to like activity conducted

pursuant to a permit.

3. The department may undertake an environmental restoration project

on behalf of a municipality upon request. If the department undertakes

the project on behalf of the municipality, the state shall enter into a

written agreement with the municipality and the agreement shall require

the municipality to periodically provide its share to the state for

costs incurred during the progress of such project. The municipality's

share shall be the same as would be required under subdivision one of

this section. The agreement shall include all provisions specified in

subdivision two of this section as appropriate.

§ 56-0505 — Environmental restoration projects; criteria

Environmental restoration projects; criteria.

1. The department shall determine the eligibility of an environmental

restoration project for state assistance under this title based upon the

following criteria:

(a) the benefit to the environment realized by the expeditious

remediation of the property proposed to be subject to such project;

(b) the economic benefit to the state by the expeditious remediation

of the property proposed to be subject to such project;

(c) the potential opportunity of the property proposed to be subject

to such project to be used for public recreational purposes;

(d) real property in a designated brownfield opportunity area pursuant

to section nine hundred seventy-r of the general municipal law; and

(e) the opportunity for other funding sources to be available for the

remediation of such property, including, but not limited to, enforcement

actions against responsible parties (other than the municipality to

which state assistance was provided under this title; or a successor in

title, lender, or lessee who was not otherwise a responsible party prior

to such municipality taking title to the property), state assistance

payments pursuant to title thirteen of article twenty-seven of this

chapter, and the existence of private parties willing to remediate such

property using private funding sources. Highest priority shall be

granted to projects for which other such funding sources are not

available.

2. The department shall not enter into a contract with a municipality

pursuant to section 56-0503 of this title for an environmental

restoration project for any site listed in the registry of inactive

hazardous waste sites under section 27-1305 of this chapter and given a

classification as described in subparagraph one or two of paragraph b of

subdivision two of such section 27-1305.

3. The remediation objective of an environmental restoration

remediation project shall meet the same standard for protection of

public health and the environment that applies to remedial actions

undertaken pursuant to section 27-1313 of this chapter.

4. After completion of such project, the municipality may use the

property for public purposes or may dispose of it. If the municipality

shall dispose of such property by sale to a responsible party, such

party shall pay to such municipality, in addition to such other

consideration, an amount of money constituting the amount of state

assistance provided under this title plus accrued interest and

transaction costs and the municipality shall deposit that money into the

environmental restoration project account of the hazardous waste

remedial fund established under section ninety-seven-b of the state

finance law.

5. In the event that an environmental restoration project's

remediation objective shall not have been attained to the department's

satisfaction at the time of the municipality's disposition of such

property, such municipality shall be liable to ensure that such

objective is attained within the time called for in the state assistance

contract.

§ 56-0507 — Recovery of state assistance

Recovery of state assistance.

1. A municipality receiving state assistance under this title

undertakes an environmental restoration project as agent of the state

with respect to the incurrence of eligible costs.

2. The state shall make all reasonable efforts to recover the full

amount of any state assistance provided under this title through

litigation brought under this section or other statute or under the

common law, or through cooperative agreements, with responsible parties

(other than the municipality to which state assistance was provided

under this title; or a successor in title, lender, or lessee who was not

otherwise a responsible party prior to the municipality's taking title

to such property).

3. Any and all monies recovered or reimbursed pursuant to this section

shall be deposited into the environmental restoration project account of

the hazardous waste remedial fund established under section

ninety-seven-b of the state finance law.

§ 56-0508 — Foreclosure of a tax lien

Foreclosure of a tax lien.

Notwithstanding any general, special or local law or ordinance to the

contrary:

1. upon the commencement of a proceeding to foreclose a tax lien, the

taxing district bringing the proceeding or any taxing district other

than the one foreclosing the tax lien, having any right, title, or

interest in, or lien upon, any parcel described in the petition of

foreclosure may upon twenty days notice to all parties having any right,

title, or interest in, or lien upon such parcel, move, at a special term

in the court in which the foreclosure proceeding was brought, for an

order granting such taxing district the temporary incidents of ownership

of such parcel for the sole purpose of entering the parcel and

conducting an environmental restoration investigation project upon such

parcel.

2. unless prior to the return date of the motion brought pursuant to

this section the parcel has been redeemed by a party having the right of

redemption, the court shall enter an order granting such relief to such

taxing district, or, if more than one taxing district applies for such

right, to the taxing district which the court determines has the

greatest public interest, but, where possible and proper, preferences

for such relief should be accorded first to cities and villages, second

to towns, and third to counties. Such order shall be granted upon such

terms and conditions as the court shall deem just and proper to permit

the environmental investigation to go on unhindered as well as to

protect the interests of all other parties having a right, title, or

interest in such parcel. Such order shall act as a stay to the

foreclosure action on such parcel until the environmental restoration

investigation project has been completed and the final investigation

report filed with the court pursuant to subdivision four of this section

or such other time as the court may deem proper, and particularly upon a

finding by the court that the investigation has not been carried out in

an expeditious manner.

3. such temporary incidents of ownership by such taxing district shall

also qualify it as being the owner of such property to be eligible for

funding from the state of New York for such environmental restoration

investigation project under this article or for such funding from any

source pursuant to any other state, federal, or local law, but such

incidents of ownership shall not be sufficient to qualify it as the

owner of such property for the purposes of holding it wholly or

partially liable for any damages, past, present, or future from any

release of any hazardous material, substance, or contaminant into the

air, ground, or water, unless such release was caused by such taxing

district.

4. within thirty days of the completion of the environmental

restoration investigation project and the receipt by the taxing

jurisdiction of the final report of such investigation, such taxing

jurisdiction shall file such report with the court on notice to the

court and all other parties of record, and the stay of the foreclosure

shall be lifted (unless lifted earlier by a prior court order), and all

incidents of temporary ownership of the taxing jurisdiction that was

awarded such taxing district, except any right for the environmental

restoration investigation project to be funded, shall cease to exist,

and nothing in this subdivision shall preclude the taxing jurisdiction

that conducted the environmental restoration investigation project or

the taxing jurisdiction that commenced the foreclosure action, if it is

a different taxing jurisdiction than the taxing jurisdiction which

conducted the investigation, from withdrawing the parcel from

foreclosure pursuant to section eleven hundred thirty-eight of the real

property tax law.

5. all costs associated with any environmental restoration

investigation project conducted pursuant to the authority of this

section shall be added to the taxes owed to, and the tax lien of, the

taxing district that undertook the environmental restoration

investigation project pursuant to this section.

§ 56-0509 — Liability limitation

Liability limitation.

1. (a) Notwithstanding any other provision of law and except as

provided in subdivision two of this section and in paragraph (h) of

subdivision two of section 56-0503 of this title, the following shall

not be liable to the state upon any statutory or common law cause of

action, or to any person upon any statutory cause of action arising out

of the presence of any contamination in or on property at any time

before the effective date of a contract entered into pursuant to this

title or written agreement pursuant to subdivision three of section

56-0503 of this title:

(i) a municipality receiving state assistance under this title to

undertake, or under written agreement pursuant to subdivision three of

section 56-0503 of this title for the state to undertake an

environmental restoration project and complying with the terms and

conditions of the contract or written agreement pursuant to subdivision

three of section 56-0503 of this title providing such assistance; and

(ii) a successor in title to the real property subject to an

environmental restoration project; any lessee of such property; and any

person that provides financing to such party relative to the

remediation, restoration, or redevelopment of such property; provided

that such successor in title, lessee, or lender did not generate,

arrange for, transport, or dispose, and did not cause the generation,

arrangement for, transportation, or disposal of any contamination

located at such property, and did not own such property.

(b) Notwithstanding any other provision of this title, any person

seeking the benefit of this subdivision shall bear the burden of proving

that a cause of action, or any part thereof, is attributable solely to

contamination present in or on such parcel before the effective date of

such contract.

2. Subdivisions one and three of this section shall not apply to

relieve any municipality, successor in title, lessee, or lender from

liability arising from:

(a) failing to implement such project to the department's satisfaction

or failing to comply with the terms and conditions of the contract;

(b) fraudulently demonstrating that the cleanup levels identified in

or to be identified in accordance with such project were reached;

(c) causing the release or threat of release at the property subject

to such project of any contamination after the effective date of such

contract; or

(d) changing such property's use from the intended use as identified

in the contract pursuant to section 56-0503 of this title to a use

requiring a lower level of residual contamination unless the additional

remedial activities are undertaken which shall meet the same standard

for protection of public health and the environment that applies to

remedial actions undertaken pursuant to 27-1313 of this chapter so that

such use can be implemented with sufficient protection of public health

and the environment.

3. The state shall indemnify and save harmless any municipality,

successor in title, lessee, or lender identified in paragraph (a) of

subdivision one of this section in the amount of any judgment or

settlement, obtained against such municipality, successor in title,

lessee, or lender in any court for any common law cause of action

arising out of the presence of any contamination in or on property at

anytime before the effective date of a contract entered into pursuant to

this title. Such municipality, successor in title, lessee, or lender

shall be entitled to representation by the attorney general, unless the

attorney general determines, or a court of competent jurisdiction

determines, that such representation would constitute a conflict of

interest, in which case the attorney general shall certify to the

comptroller that such party is entitled to private counsel of its

choice, and reasonable attorneys' fees and expenses shall be reimbursed

by the state. Any settlement of such an action shall be subject to the

approval of the attorney general as to form and amount, and this

subdivision shall not apply to any settlement of any such action which

has not received such approval.

4. A municipality receiving state assistance and any successor in

title shall implement a department-approved environmental sampling

program and, in the event that conditions on such property are not

sufficiently protective of human health for its current use due to

environmental conditions related to the property subject to such project

that were unknown to the department as of the effective date of such

contract or due to information received in whole or in part after the

department's approval of such project's final engineering report and

certification, take such emergency measures that are necessary to

maintain sufficient protection of human health for such property's

current use until such conditions are addressed; and the department

shall take such measures as it may determine are necessary to return

such property to a condition sufficiently protective of human health

using monies from the environmental restoration project account of the

hazardous waste remedial fund established under section ninety-seven-b

of the state finance law.

5. In addition to any other powers the department may have, including,

but not limited to, the powers set forth in section 56-0515 of this

title, the department shall have the authority to periodically inspect

property to ensure that the use of the property complies with the terms

and conditions of the contract and any engineering and/or institutional

controls placed on the property.

§ 56-0511 — Change of use

Change of use.

1. At least sixty days before the start of physical alteration or

construction constituting a change of use at a property investigated or

remediated under an environmental restoration project, or at least sixty

days before a change of use at such a property not involving any

physical alteration or construction, as the case may be, the person or

entity proposing to make a change of use shall provide written

notification to the department and the clerks of the county and other

municipalities in which such property is located.

2. No person shall engage in any activity at a property investigated

or remediated under an environmental restoration project that is not

consistent with restrictions placed upon the use of the property, or

that will, or that reasonably is anticipated to: prevent or interfere

significantly with a proposed, ongoing, or completed project; or expose

the public health or the environment to a significantly increased threat

of harm or damage from such property. If the commissioner determines

that a proposed change of use is prohibited pursuant to this section, he

or she shall, within forty-five days after receipt of the complete

notice required by this section, provide the person giving such notice

with a written determination that such change of use will not be

authorized, together with the reasons for such determination.

3. For the purposes of this section:

(i) "change of use" means the transfer of title to all or part of

property subject to an environmental restoration project, the erection

of any structure on such property, and the creation of a park or other

public or private recreational facility on such property, or any

activity that is likely to disrupt or expose contamination or to

increase direct human exposure; or any other conduct that will or may

tend to significantly interfere with an ongoing or completed

environmental restoration project.

(ii) "complete notice" means a notice that adequately apprises the

department of the contemplated physical alteration of the property and

how such alteration may affect the property's proposed, ongoing, or

completed project, or of the proposed new owner's ability to implement

the engineering and institutional controls associated with the property.

§ 56-0513 — Permit waivers

Permit waivers.

1. The department shall be exempt from the requirement to obtain any

state or local permit or other authorization for any activity needed to

implement a project to investigate or remediate contamination pursuant

to this title; provided that the activity is conducted in a manner which

satisfies all substantive technical requirements applicable to like

activity conducted pursuant to a permit.

2. The department, by and through the commissioner, shall be

authorized to exempt any agent, consultant, or contractor of the

department from the requirement to obtain any state or local permit or

other authorization for any activity needed to implement a project to

investigate or remediate contamination pursuant to this title; provided

that the activity is conducted in a manner which satisfies all

substantive technical requirements applicable to like activity conducted

pursuant to a permit.

§ 56-0515 — Access to sites

Access to sites.

The department, by and through the commissioner, shall be authorized

to:

1. Require that any person permit a duly designated officer or

employee of the department or of a municipal corporation, or any agent,

consultant, or contractor of the department or of a municipal

corporation, so authorized in writing by the commissioner, to enter upon

any property which has or may have a contamination on such property,

and/or areas near such property, for the following purposes:

(a) To inspect and take samples of such contaminate and/or

environmental media, utilizing such sampling methods as may be necessary

or appropriate, including without limitation soil borings and monitoring

wells; provided that no sampling methods involving the substantial

disturbance of the ground surface of such property may be utilized until

after a minimum of ten days' written notice thereof shall have been

provided to the owner and operator and occupant of such property, if

identifiable by reasonable efforts, unless the commissioner makes a

written determination that such notice will not allow the protection of

the public health or the environment, in which case two days' written

notice shall be sufficient;

(b) To implement the cleanup, removal, remediation, or restoration of

contamination and/or environmental media; provided that no such work may

be undertaken until after a minimum of ten days' written notice thereof

shall have been provided to the owner and operator and occupant of such

property, if identifiable by reasonable efforts, unless the commissioner

makes a written determination that such notice will not allow the

protection of the public health or the environment, in which case two

days' written notice shall be sufficient.

2. (a) Require that any person furnish to the department, in a form

and manner as prescribed by the department, information relating to the

current and past contamination generation, treatment, storage, disposal,

and/or transportation activities of such person or any other person now

or formerly under the control of such person; in the event such person

cannot comply therewith, in whole or in part, such person shall furnish

to the department information describing all efforts made by such person

to comply therewith; any information so furnished to the department

shall be considered a "written instrument" as defined in subdivision

three of section 175.00 of the penal law;

(b) Require that any person permit a duly designated officer or

employee of the department at all reasonable times to have access to and

to copy all books, papers, documents, and records relating to the

current and past contamination generation, treatment, storage, disposal,

and/or transportation activities of such person or any person now or

formerly under the control of such person;

(c) Require, by subpoena issued in the name of the department, the

production of books, papers, documents, and other records, and the

rendition of testimony by deposition under oath of any person relating

to the current and past contamination generation, treatment, storage,

disposal, and/or transportation activities of such person or any person

now or formerly under the control of such person; such subpoenas and

depositions shall be regulated by the civil practice law and rules; the

commissioner may invoke the powers of the supreme court of the state of

New York to compel compliance therewith.

TITLE 6 Air Quality Projects

§ 56-0601 — Allocation of monies

Allocation of monies.

Of the monies received by the state from the sale of bonds pursuant to

the Clean Water/Clean Air Bond Act of 1996, two hundred thirty million

dollars ($230,000,000), of which five million dollars ($5,000,000) shall

be available for diesel-fueled school bus retrofit equipment projects,

shall be used to fund air quality projects as set forth in this title.

§ 56-0603 — State clean-fueled vehicle projects

State clean-fueled vehicle projects.

1. The office of general services is authorized, consistent with the

strategy developed pursuant to subdivision three of section two hundred

one-a of the executive law, to conduct a project to acquire clean-fueled

vehicles and to develop and acquire the associated infrastructure

including depot construction.

2. For the purposes of this section, the term "clean-fueled vehicle"

shall mean any motor vehicle as defined in section one hundred

twenty-five of the vehicle and traffic law, that uses electricity,

including electricity generated from solar energy, either stored or

generated on-board, as its primary motive force, or that is fueled by

compressed natural gas, propane, methanol, hydrogen or ethanol.

§ 56-0605 — Clean-fueled buses projects

Clean-fueled buses projects.

1. The New York state energy research and development authority in

cooperation with the department of transportation is authorized to make

state assistance payments to "clean-fueled buses projects".

2. For the purposes of this section, the term "clean-fueled bus" shall

mean any motor vehicle having a seating capacity of fifteen or more

passengers in addition to the driver and used for the transportation of

persons on public highways, that is fueled by compressed natural gas,

propane, methanol, hydrogen, biodiesel or ethanol, or uses electricity,

including electricity generated from solar energy, either stored or

generated on-board, as its primary motive force. For the purposes of

this section, the term "diesel-fueled school bus retrofit equipment"

shall mean equipment and/or technologies, including, but not limited to,

particulate traps or filters and catalytic converters that reduce

emissions of particulate matter, hydrocarbons, oxides of nitrogen,

carbon monoxide, or toxic air pollutants.

3. Any municipality, state agency or department, state public

authority, or school district upon the approval of its governing body,

may submit an application to the authority, in such a form and

containing such information as the authority may require, for state

assistance payments toward the cost of acquisition of clean-fueled

buses, purchase and installation of diesel-fueled school bus retrofit

equipment on diesel-fueled school buses and for installation of

infrastructure, including depot construction directly associated with

such acquisitions. The authority shall suballocate to the department

such funds as are necessary for the development of a single facility to

evaluate heavy duty vehicle emissions.

4. The authority shall review such application, and may approve,

disapprove or recommend modifications thereto consistent with applicable

law, criteria, standards or rules and regulations relative to such

application. Reasons for disapproval shall be provided to the applicant

in writing.

5. After approval of the application, the authority and the

municipality, state agency or department, state public authority, or

school district shall enter into a contract for state assistance

payments towards the cost of such project which shall include the

following provisions:

(a) A current estimate of the cost of the project as determined by the

authority at the time of the execution of the contract;

(b) An agreement by the authority to make state assistance payments

towards the cost of the project; and

(c) An agreement by the municipality, state agency or department,

state public authority, or school district to proceed expeditiously with

the project and to complete the project in accordance with plans

approved by the authority and provide reports as required by the

authority.

§ 56-0607 — Other air quality projects

Other air quality projects.

Of monies received by the state from the sale of bonds pursuant to the

Clean Water/Clean Air Bond Act of 1996, up to twenty million dollars

($20,000,000) shall be available for disbursements for air quality

projects pursuant to this section.

The commissioner is authorized in consultation with other state

agencies as may be necessary, to make state assistance payments or to

enter into contracts in the name of the state for projects that will

enhance the quality of the state's environment and the state's air

quality.

§ 56-0609 — Clean air for schools projects

Clean air for schools projects.

1. Of the monies received by the state from the sale of bonds pursuant

to the Clean Water/Clean Air Bond Act of 1996, one hundred twenty-five

million dollars ($125,000,000) shall be available for disbursements for

clean air for schools projects.

The power authority is authorized to undertake clean air for schools

projects for elementary, middle and secondary schools. The power

authority may undertake such projects in cooperation with local gas and

electric corporations and/or energy service companies.

For the purposes of this section, "clean air for schools projects"

shall mean projects to improve air quality by schools including, but not

limited to, projects that replace coal-fired furnaces and heating

systems with furnaces and systems fired by oil or gas.

2. Any school district may make an application to the power authority

for state assistance payments from funds made available under this

article toward the costs of clean air for schools projects.

a. The power authority shall review such applications and may approve,

deny, or recommend modifications thereto, consistent with applicable law

and consistent with criteria, standards, or rules and regulations, as

the power authority may establish, relative to such projects. In the

event that an application is denied, the power authority shall provide,

in writing, reasons for the denial to the applicant.

b. In reviewing such applications, the power authority shall give due

consideration to the following criteria:

(i) the extent to which the project provides the greatest improvement

in air quality both within the school and in the surrounding

neighborhood;

(ii) the age of the system being replaced; and

(iii) the potential for energy cost savings from efficiency

improvements.

c. Upon approval of an application, the power authority may enter into

a contract with the school district to undertake a clean air for schools

project.

3. Notwithstanding any provision of law to the contrary, the

comptroller is authorized and directed to release monies constituting

state assistance payments, in amounts set forth in a schedule approved

by the director of the budget, to the power authority for the purposes

authorized by this section. Any monies constituting state assistance

payments made available to the power authority for the purposes

specified by this section shall not be subject to the requirements of

section one thousand thirteen of the public authorities law.

§ 56-0611 — Environmental compliance projects

Environmental compliance projects.

Of moneys made available under this title thirty million dollars

($30,000,000) shall be made available for state assistance payments

through the environmental facilities corporation to villages, towns, and

cities with a population of less than one million, for small business

environmental compliance assistance projects which enhance the quality

of the air of the state through compliance with environmental laws and

regulations, or by remedy or prevention of environmental deficiencies.

1. The president of the environmental facilities corporation is

authorized to provide state assistance payments to villages, towns, and

cities with a population of less than one million, for implementation of

small business environmental compliance assistance projects which

enhance the quality of the air of the state.

2. A village, town, and city with a population of less than one

million may submit an application to the president, in such form and

manner as the president may require, for state assistance payments

toward the cost of environmental compliance assistance projects.

3. Upon receipt of a request for a state assistance application, the

president shall review the request and, within ninety days from the

receipt of a complete application, may approve, disapprove, or recommend

modifications thereto consistent with applicable law criteria,

standards, or rules and regulations relative to such projects.

ARTICLE 57 Long Island Pine Barrens Maritime Reserve Act

TITLE 1 Long Island Pine Barrens Maritime Reserve Act

§ 57-0101 — Short title

Short title.

This title shall be known and may be cited as the "Long Island Pine

Barrens maritime reserve act".

§ 57-0103 — Legislative declaration

Legislative declaration.

The legislature hereby declares it to be in the public interest to

protect and manage the Pine Barrens-Peconic Bay system, in the county of

Suffolk, by establishing a Long Island Pine Barrens maritime reserve. It

is further in the public interest to establish a council made up of

representatives of state and local governments and private citizens to

prepare a comprehensive management plan and make recommendations to

preserve, protect and enhance the natural, recreational, economic and

educational values of the region, which the state and local governments

may adopt. In addition, it is further in the public interest to

establish a commission made up of a governor's appointee, the county

executive of Suffolk county and the supervisors of the towns of

Brookhaven, Riverhead and Southampton to prepare, oversee and

participate in the implementation of a comprehensive land use plan for

the Central Pine Barrens area to guide development therein in a manner

suitable to the needs for preservation of the core preservation area and

compatible growth and development in the compatible growth area.

§ 57-0105 — Legislative findings and intent

Legislative findings and intent.

The legislature hereby finds that eastern Long Island contains a

maritime region of statewide importance known as the Pine

Barrens-Peconic Bay system.

The legislature finds that within the Pine Barrens-Peconic Bay system

the federal, state, county and local governments own and manage

significant properties in the form of parks, preserves, historic sites

and protected open space, where there is an interdependent and

reciprocal relationship between human activities and natural processes,

and where fishing, agriculture and tourism have been the dominant

industries for more than three hundred fifty years.

The legislature also finds that within the Pine Barrens-Peconic Bay

system natural processes have created unique landforms such as Robin's

Island, Shelter Island, Gardiners' Island, Fisher's Island, Long

Island's North and South Forks, and numerous wetlands, bluffs and

beaches.

The legislature finds that the Long Island Pine Barrens, an area

encompassing over one hundred thousand acres in the county of Suffolk,

is of critical importance to the state because it overlies the largest

source of pure groundwater in New York. The Pine Barrens are

interconnected to the Peconic Bay system by the Peconic River, the

longest groundwater river in New York, and the ecologic and hydrologic

integrity of this system should be protected in a comprehensive plan

adopted by the state and individual local governments.

The legislature also finds that the Pine Barrens-Peconic Bay system

contains one of the greatest concentrations and diversities of

endangered, threatened and special concern species of plants and animals

to be found in the state, and that protection of their habitats is in

the best interest of the people of New York.

The legislature further finds that the Pine Barrens-Peconic Bay system

contains many other unique natural, agricultural, historical, cultural

and recreational resources that are mutually supportive and ultimately

dependent upon maintenance of the hydrologic and ecologic integrity of

this region.

Therefore, the legislature finds that the purpose of this title is to

allow the state and local governments to protect, preserve and properly

manage the unique natural resources of the Pine Barrens-Peconic Bay

system and to encourage coordination of existing programs and studies

affecting land and water resources in the region and to protect the

value of the existing public and private investment that has already

been made to acquire land in the region.

The legislature further finds that a portion of the system known as

the Central Pine Barrens area requires the preparation and

implementation of a state supported regional comprehensive land use plan

that will provide for the preservation of the core preservation area,

protection of the Central Pine Barrens area and for the designation of

compatible growth areas to accommodate appropriate patterns of

development and regional growth with recognition of the rights of

private land owners and the purpose of preservation of the core area.

The legislature recognizes that the provisions of this title may

restrict the beneficial use of some lands currently in private

ownership. These restrictions are deemed to be necessary and desirable

to protect and preserve the hydrologic and ecologic integrity of the

Central Pine Barrens area as well as the public's health and welfare for

future generations. The legislature intends that a comprehensive

regional land use plan be implemented whereby private landowners whose

property is located within the Central Pine Barrens area are afforded an

opportunity to receive benefits from the plan such as transferable

development rights, conservation easements, rights and values transfers,

purchase of development rights and/or fee acquisition with monetary

compensation.

§ 57-0107 — Definitions

Definitions.

As used in this title, the following terms shall mean and include:

1. "Council" shall mean the Long Island Pine Barrens maritime reserve

council created by section 57-0111 of this title.

2. "Long Island Pine Barrens maritime reserve" shall mean the reserve

created pursuant to section 57-0109 of this title.

3. "Long Island Pine Barrens preserve" or "preserve" shall mean lands

within the Long Island Pine Barrens Maritime reserve that are critical

to the protection of the hydrologic and ecologic integrity of the region

including land characterized by the growth of pitch pine, dwarf pine

and/or scrub oak pine barrens which are dedicated for protection and

beneficial public use pursuant to section 57-0117 of this title. Lands

which are not deemed critical may be dedicated pursuant to section

57-0117 of this title as a protective or buffer zone for other dedicated

lands, or to otherwise support the management of the preserve.

4. "Peconic Bay system" shall mean the series of interconnected bodies

of surface waters, including Flanders Bay, Great Peconic Bay, Little

Peconic Bay, Noyack Bay, Shelter Island Sound, Southold Bay, Northwest

Harbor, Orient Harbor, Gardiners Bay, Napeague Bay, Fort Pond Bay, the

western portion of Block Island Sound, other semi-enclosed bays and

harbors contiguous thereto, and all of the tidal creeks and freshwater

streams that discharge into these interconnected basins.

5. "Plan" shall mean the comprehensive management plan created

pursuant to section 57-0115 of this title.

6. "Reserve" shall mean a region in which there is a combination of

publicly and privately owned lands and land uses, within a defined area

where there are traditional cultural patterns including agriculture,

finfishing, shellfishing and tourism, which due to their pattern and

configuration, and because of the need for sustained productivity could

best be protected and managed through the development of a comprehensive

management plan around a preserve of protected, publicly owned lands

and/or privately owned land dedicated for such purposes.

7. "Land use plan" shall mean the comprehensive Central Pine Barrens

land use plan pursuant to section 57-0121 of this title, including the

generic environmental impact statement thereon.

8. "Commission" shall mean the Central Pine Barrens Joint Planning and

Policy Commission established pursuant to section 57-0119 of this title.

9. "Advisory committee" shall mean the Central Pine Barrens advisory

committee to the commission established pursuant to subdivision nine of

section 57-0119 of this title.

* 10. "Central Pine Barrens area" shall mean the contiguous area as

described and bounded as follows:

Beginning at a point where the southerly side of Route 25A intersects

the easterly side of Miller Place Road; thence southward along the

easterly boundary of Miller Place Road to Helme Avenue; thence southward

along the easterly boundary of Helme Avenue to Miller Place-Middle

Island Road; thence southward along the easterly boundary of Miller

Place-Middle Island Road to Whiskey Road; thence westward along the

southerly boundary of Whiskey Road to Mount Sinai-Coram Road; thence

southward along the easterly boundary of Mount Sinai-Coram Road to

Middle Country Road (Route 25); thence westward along the southerly

boundary of Route 25 to Patchogue-Mount Sinai Road (County Route 83);

thence southward along the easterly boundary of County Route 83 to

Bicycle Path Drive; thence southeastward along the easterly side of

Bicycle Path Drive to Mt. McKinley Avenue; thence southward along the

easterly boundary of Mt. McKinley Avenue to Granny Road; thence

northeastward along the northerly boundary of Granny Road to Port

Jefferson-Patchogue Road (Route 112); thence southward along the

easterly boundary of Route 112 to Horse Block Road (County Route 16);

thence eastward along the northerly boundary of County Route 16 to Maine

Avenue; thence northward along the westerly boundary of Maine Avenue to

Fire Avenue; thence eastward along the northerly boundary of Fire Avenue

to John Roe Smith Avenue; thence southward along the easterly boundary

of John Roe Smith Avenue to Jeff Street; thence eastward along the

northerly boundary of Jeff Street to Hagerman Avenue; thence southward

along the easterly boundary of Hagerman Avenue to the Long Island

Expressway (Route 495); thence eastward along the northerly boundary of

Route 495 to the westerly side of Yaphank Avenue (County Road 21);

thence southward along the westerly side of Yaphank Avenue to the south

side of the Long Island Expressway (Route 495); thence eastward along

the southerly side of the Long Island Expressway (Route 495) to the

easterly side of Yaphank Avenue; thence southward along the easterly

side of Yaphank Avenue, crossing Sunrise Highway (Route 27) to the south

side of Montauk Highway (County Road 80); thence southwestward along the

south side of Montauk Highway (County Road 80) to South Country Road;

thence southward along the easterly side of South Country Road to

Fireplace Neck Road; thence southward along the easterly side of

Fireplace Neck Road to Beaver Dam Road; thence eastward along the

northerly side of Beaver Dam Road to the westerly boundary of the

Carmans River and the lands owned by the United States known as Wertheim

National Wildlife Refuge (the "Refuge"); thence generally westerly and

southerly to the waters of Bellport Bay; thence generally easterly

across the Bay and northerly along the easterly boundary of the Refuge,

including all lands currently part of the Refuge and any lands which may

become part of the Refuge in the future, to the east side of the

southern terminus of Smith Road; thence northward along the easterly

side of Smith Road to the southwesterly corner of the property

identified as District 200, Section 974.50, Block 1, Lot 11; thence

eastward, northward and westward in a counter-clockwise direction along

the southern, eastern and northern boundaries of that property to the

easterly side of Smith Road; thence northward along the east side of

Smith Road to Merrick Road; thence northeasterly along the northerly

side of Merrick Road to the easterly side of Surrey Circle and the

southwest corner of the property identified as District 200, Section

880, Block 3, Lot 58.1; running thence easterly along the southerly side

of said lot to the west side of William Floyd Parkway (County Road 46);

thence northerly along the westerly side of William Floyd Parkway

(County Road 46), crossing Route 27, to the Long Island Railroad (LIRR);

thence eastward along the northerly boundary of the Long Island Rail

Road tracks 7,500 feet; thence southward 500 feet; thence eastward 525

feet to the intersection of North Street and Manor-Yaphank Road; thence

southward along the easterly boundary of Manor-Yaphank Road to

Moriches-Middle Island Road; thence eastward along the northerly

boundary of Moriches-Middle Island Road to a point due north of the

easterly boundary of Cranford Boulevard; thence southward across

Moriches-Middle Island Road and along the easterly boundary of Cranford

Boulevard to the south-western corner of the property identified as

District 200, Section 645, Block 3, Lot 29.1; thence southeastward along

the southerly boundary of said property to its intersection with

property identified as District 200, Section 712, Block 9, Lot 1; thence

generally southward along the westerly boundary of said property to its

intersection with the northerly side of the eastward extension of Grove

Drive, known as Grove Street; thence southward crossing Grove Street to

its south side; thence westward along the southerly boundary of the

Grove Street road extension to the northwestern corner of the property

identified as District 200, Section 749, Block 3, Lot 41.1; and

comprised of parcels owned by the county of Suffolk and the town of

Brookhaven; thence southward to the southwestern corner of property

identified as District 200, Section 749, Block 3, Lot 43; thence

eastward along the southerly boundary of said property to the west side

of Lambert Avenue; thence crossing Lambert Avenue to its easterly side;

thence southward along the easterly boundary of Lambert Avenue to the

northerly boundary of the Sunrise Highway Service Road; thence

northeastward along the northerly boundary of the Sunrise Highway

Service Road to Barnes Road; thence northward along the westerly

boundary of Barnes Road to the northeastern corner of property

identified as District 200, Section 750, Block 3, Lot 40.2; thence

westward along the northerly boundary of said property to the property

identified as District 200, Section 713, Block 1, Lot 2; thence westward

along the northerly boundary of property identified as District 200,

Section 713, Block 1, Lot 2 and District 200, Section 713, Block 1, Lot

1; thence northward along the westerly side of Weeks Avenue to the

northeastern corner of property identified as District 200, Section 713,

Block 3, Lot 1; thence westward along the northerly boundary of said

property to Michigan Avenue; thence northward along the easterly

boundary of Michigan Ave to Moriches-Middle Island Road; thence across

Moriches-Middle Island Road to its north side; thence eastward along the

northerly boundary of Moriches-Middle Island Road to Sunrise Highway

(Route 27); thence eastward along the northerly boundary of Route 27 to

an old railroad grade (unpaved); thence southeastward along the

northerly boundary of the old railroad grade (unpaved) to Old County

Road (Route 71); thence eastward along the northerly boundary of Route

71 to the Long Island Rail Road tracks; thence eastward along the

northerly boundary of the Long Island Rail Road tracks to Montauk

Highway; thence eastward along the northerly boundary of Montauk Highway

to Route 24; thence northward along the westerly boundary of Route 24 to

Sunrise Highway (Route 27); thence eastward along the northerly boundary

of Route 27 to Squiretown Road; thence northward along the westerly

boundary of Squiretown Road to Upper Red Creek Road; thence westward

along the southern boundary of Upper Red Creek to Lower Red Creek Road;

thence southward along the easterly boundary of Lower Red Creek Road to

Hubbard County Park; thence westward along the northern boundary of

Hubbard County Park to Riverhead-Hampton Bays Road (Route 24); thence

westward along the southerly boundary of Route 24 to Peconic Avenue;

thence northward along the westerly boundary of Peconic Avenue to the

Riverhead-Southampton border; thence westward along the

Riverhead-Southampton border and the Riverhead-Brookhaven border to the

Forge Road Bridge; thence northward along the westerly boundary of the

Forge Road Bridge to Forge Road; thence northwestward along the westerly

boundary of Forge Road to the railroad tracks; thence northward along

the westerly boundary of Forge Road (unpaved) to the intersection of

Route 25 and River Road; thence westward along the southerly boundary of

River Road to Edwards Avenue; thence northward along the westerly

boundary of Edwards Avenue 3,800 feet; thence westward 4,400 feet to an

unnamed, unpaved road; thence northward along the westerly boundary of

the unnamed, unpaved road 150 feet; thence westward and northwestward

along the eastern boundary of the United States Navy/Grumman Aerospace

Corporation property (as of 1982) up to its intersection with Middle

Country Road (Route 25); thence westward along the southerly boundary of

Route 25 to the intersection of Route 25 and 25A; thence northeastward,

westward, and southwestward along the eastern and northern boundary of

the United States Navy/Grumman Aerospace Corporation (as of 1982) and

located immediately east of Route 25A, to its intersection with Route

25A; thence westward along the southerly boundary of Route 25A to a

point due south of the southeast corner of the parcel identified as

District 200, Section 128, Block 1, lot 3.1; thence northward across

Route 25A to its northerly side at the southeast corner of parcel

identified as District 200, Section 128, Block 1, Lot 3.1; thence

northward along the easterly side of the property identified as District

200, Section 128, Block 1, lot 3.1 to its intersection with the

southerly boundary of District 200, Section 128, Block 1, Lot 1; thence

eastward, northward and westward along the southerly, easterly and

northerly sides of the parcel identified as District 200, section 128,

Block 1, lot 1 to the southeast corner of the parcel identified as

District 200, Section 82, Block 1, Lot 5.2; thence northward along the

east side of this parcel to its intersection with the south side of

North Country Road; thence northward crossing North Country Road to its

northerly side; thence eastward along the northerly side of North

Country Road to the Brookhaven Town-Riverhead Town line; thence in a

generally northwestward direction along said town line to a point in

Wading River Creek with the coordinates 40.96225 latitude and -72.863633

longitude; thence westward a distance of approximately 90 feet to the

easterly side of LILCO Road; thence southward along LILCO Road to its

intersection with the north side of North Country Road; thence westward

along the north side of North Country Road to the southeast corner of

the parcel identified as District 200, Section 39, Block 1, Lot 2;

thence in a northward and westward direction along the easterly and

northerly sides of said parcel to its northwest corner; thence northward

along the westerly boundary of the parcel identified as District 200,

Section 83, Block 1, Lot 1.4 to its northwest corner; and the southerly

shoreline of Long Island Sound thence westward along the northerly side

of the parcel identified as District 200, Section 39, Block 1, Lot 1.2

and the southerly extent of Long Island Sound to the northwest corner of

the property identified as District 200, Section 39, Block 1, Lot 1.2;

thence southward along the westerly boundary of said property to North

Country Road; thence southward crossing North Country Road to its

southerly side; thence west along the southerly boundary of North

Country Road to the northwestern corner of property identified as

District 200, Section 82, Block 1, Lot 1.1; thence south along the

westerly boundary of said property and the westerly boundary of the

property identified as District 200, Section 82, Block 1, Lot 1.2 to the

northwest corner of property identified as District 200, Section 82,

Block 1, Lot 5.1; thence southward along the westerly boundary of said

property and along the easterly boundary of property identified as

District 200, Section 81, Block 1, Lot 14.8 and along the easterly

boundary of property identified as District 200, Section 105, Block 3,

Lot 1 to the northeast corner of the property identified as District

200, Section 105, Block 3, Lot 5; thence southward along the easterly

boundary of said property to the north side of Route 25A; thence

southward crossing Route 25A to its south side; thence westward along

the southerly boundary of Route 25A to the point or place of beginning,

and excluding three distinct areas described as follows: The first area

defined as beginning at a point where the westerly side of William Floyd

Parkway (County Road 46) meets northerly side of the Long Island

Railroad (LIRR); thence westward along the northerly side of the LIRR to

Moriches-Middle Island Road; thence generally northwestward along the

northerly side of Moriches-Middle Island Road to the southerly side of

Long Island Expressway (Route 495); thence eastward along the southerly

side of the Long Island Expressway (Route 495) to the westerly side of

William Floyd Parkway (County Road 46); thence southward along the

westerly side of William Floyd Parkway (County Road 46) and containing

the subdivision known as RB Industrial Park, to the point or place of

beginning and the second area defined as the property described as

District 200, Section 39, Block 1, Lot 1.1 and the third area defined as

all parcels of real property identified as follows:

district 200, section 749, block 6, lot 24;

district 200, section 749, block 6, lot 25;

district 200, section 750, block 2, lot 27.1;

district 200, section 749, block 6, lot 14;

district 200, section 713, block 1, lot 2;

district 200, section 750, block 2, lot 38;

district 200, section 750, block 2, lot 39;

district 200, section 749, block 6, lot 26;

district 200, section 749, block 6, lot 22;

district 200, section 713, block 3, lot 2.3;

district 200, section 713, block 3, lot 2.1;

district 200, section 786, block 3, lot 13;

district 200, section 786, block 3, lot 14.2;

district 200, section 750, block 2, lot 8;

district 200, section 749, block 6, lot 13;

district 200, section 749, block 6, lot 20.2;

district 200, section 786, block 3, lot 7;

district 200, section 749, block 6, lot 23.1;

district 200, section 749, block 6, lot 20.1;

district 200, section 674, block 1, lot 39;

district 200, section 749, block 3, lot 15;

district 200, section 712, block 9, lot 1;

district 200, section 674, block 1, lot 38;

district 200, section 750, block 3, lot 40.1;

district 200, section 749, block 6, lot 21;

district 200, section 674, block 1, lot 35;

district 200, section 786, block 3, lot 1.1;

district 200, section 749, block 3, lot 43;

district 200, section 750, block 3, lot 19.1;

district 200, section 750, block 3, lot 19.2;

district 200, section 750, block 3, lot 19.3;

district 200, section 750, block 3, lot 19.4;

district 200, section 750, block 3, lot 19.5;

district 200, section 750, block 3, lot 19.6;

district 200, section 750, block 3, lot 19.7;

district 200, section 750, block 2, lot 7.1;

district 200, section 750, block 2, lot 7.2;

district 200, section 750, block 2, lot 37;

district 200, section 713, block 1, lot 1;

district 200, section 786, block 3, lot 3;

district 200, section 786, block 3, lot 4;

district 200, section 786, block 3, lot 6;

district 200, section 786, block 3, lot 1.2;

district 200, section 786, block 3, lot 8;

district 200, section 750, block 3, lot 25.1;

district 200, section 750, block 3, lot 26.1;

district 200, section 750, block 3, lot 39.1;

district 200, section 750, block 3, lot 6.1;

district 200, section 750, block 2, lot 24;

district 200, section 750, block 2, lot 35;

district 200, section 750, block 2, lot 36.1;

district 200, section 750, block 3, lot 42.1;

district 200, section 750, block 3, lot 5.1;

district 200, section 749, block 7, lot 15;

district 200, section 749, block 7, lot 16;

district 200, section 786, block 3, lot 9;

district 200, section 750, block 3, lot 37.1;

district 200, section 749, block 6, lot 10;

district 200, section 749, block 6, lot 7;

district 200, section 786, block 3, lot 14.1;

district 200, section 749, block 6, lot 23.2;

district 200, section 749, block 6, lot 11;

district 200, section 749, block 6, lot 5;

district 200, section 750, block 2, lot 21.1;

district 200, section 750, block 3, lot 35.1;

district 200, section 750, block 3, lot 35.2;

district 200, section 749, block 6, lot 9;

district 200, section 749, block 7, lot 18.1;

district 200, section 750, block 2, lot 20;

district 200, section 750, block 2, lot 22.1;

district 200, section 750, block 2, lot 25.2;

district 200, section 750, block 2, lot 25.1;

district 200, section 750, block 2, lot 33;

district 200, section 750, block 3, lot 40.2;

district 200, section 750, block 2, lot 23.1;

district 200, section 750, block 2, lot 34;

district 200, section 750, block 3, lot 41.1;

district 200, section 750, block 2, lot 18;

district 200, section 749, block 7, lot 14;

district 200, section 749, block 7, lot 43;

district 200, section 749, block 6, lot 4.4;

district 200, section 749, block 6, lot 12.3.

* NB Effective until ... (see 58/2018 Pt. CC § 5 for expiration

provisions)

* 10. "Central Pine Barrens area" shall mean the contiguous area as

described and bounded as follows:

Beginning at a point where the southerly side of Route 25A intersects

the easterly side of Miller Place Road; thence southward along the

easterly boundary of Miller Place Road to Helme Avenue; thence southward

along the easterly boundary of Helme Avenue to Miller Place-Middle

Island Road; thence southward along the easterly boundary of Miller

Place-Middle Island Road to Whiskey Road; thence westward along the

southerly boundary of Whiskey Road to Mount Sinai-Coram Road; thence

southward along the easterly boundary of Mount Sinai-Coram Road to

Middle Country Road (Route 25); thence westward along the southerly

boundary of Route 25 to Patchogue-Mount Sinai Road (County Route 83);

thence southward along the easterly boundary of County Route 83 to

Bicycle Path Drive; thence southeastward along the easterly side of

Bicycle Path Drive to Mt. McKinley Avenue; thence southward along the

easterly boundary of Mt. McKinley Avenue to Granny Road; thence

northeastward along the northerly boundary of Granny Road to Port

Jefferson-Patchogue Road (Route 112); thence southward along the

easterly boundary of Route 112 to Horse Block Road (County Route 16);

thence eastward along the northerly boundary of County Route 16 to Maine

Avenue; thence northward along the westerly boundary of Maine Avenue to

Fire Avenue; thence eastward along the northerly boundary of Fire Avenue

to John Roe Smith Avenue; thence southward along the easterly boundary

of John Roe Smith Avenue to Jeff Street; thence eastward along the

northerly boundary of Jeff Street to Hagerman Avenue; thence southward

along the easterly boundary of Hagerman Avenue to the Long Island

Expressway (Route 495); thence eastward along the northerly boundary of

Route 495 to the westerly side of Yaphank Avenue (County Road 21);

thence southward along the westerly side of Yaphank Avenue to the south

side of the Long Island Expressway (Route 495); thence eastward along

the southerly side of the Long Island Expressway (Route 495) to the

easterly side of Yaphank Avenue; thence southward along the easterly

side of Yaphank Avenue, crossing Sunrise Highway (Route 27) to the south

side of Montauk Highway (County Road 80); thence southwestward along the

south side of Montauk Highway (County Road 80) to South Country Road;

thence southward along the easterly side of South Country Road to

Fireplace Neck Road; thence southward along the easterly side of

Fireplace Neck Road to Beaver Dam Road; thence eastward along the

northerly side of Beaver Dam Road to the westerly boundary of the

Carmans River and the lands owned by the United States known as Wertheim

National Wildlife Refuge (the "Refuge"); thence generally westerly and

southerly to the waters of Bellport Bay; thence generally easterly

across the Bay and northerly along the easterly boundary of the Refuge,

including all lands currently part of the Refuge and any lands which may

become part of the Refuge in the future, to the east side of the

southern terminus of Smith Road; thence northward along the easterly

side of Smith Road to the southwesterly corner of the property

identified as District 200, Section 974.50, Block 1, Lot 11; thence

eastward, northward and westward in a counter-clockwise direction along

the southern, eastern and northern boundaries of that property to the

easterly side of Smith Road; thence northward along the east side of

Smith Road to Merrick Road; thence northeasterly along the northerly

side of Merrick Road to the easterly side of Surrey Circle and the

southwest corner of the property identified as District 200, Section

880, Block 3, Lot 58.1; running thence easterly along the southerly side

of said lot to the west side of William Floyd Parkway (County Road 46);

thence northerly along the westerly side of William Floyd Parkway

(County Road 46), crossing Route 27, to the Long Island Railroad (LIRR);

thence eastward along the northerly boundary of the Long Island Rail

Road tracks 7,500 feet; thence southward 500 feet; thence eastward 525

feet to the intersection of North Street and Manor-Yaphank Road; thence

southward along the easterly boundary of Manor-Yaphank Road to

Moriches-Middle Island Road; thence eastward along the northerly

boundary of Moriches-Middle Island Road to Sunrise Highway (Route 27);

thence eastward along the northerly boundary of Route 27 to an old

railroad grade (unpaved); thence southeastward along the northerly

boundary of the old railroad grade (unpaved) to Old County Road (Route

71); thence eastward along the northerly boundary of Route 71 to the

Long Island Rail Road tracks; thence eastward along the northerly

boundary of the Long Island Rail Road tracks to Montauk Highway; thence

eastward along the northerly boundary of Montauk Highway to Route 24;

thence northward along the westerly boundary of Route 24 to Sunrise

Highway (Route 27); thence eastward along the northerly boundary of

Route 27 to Squiretown Road; thence northward along the westerly

boundary of Squiretown Road to Upper Red Creek Road; thence westward

along the southern boundary of Upper Red Creek to Lower Red Creek Road;

thence southward along the easterly boundary of Lower Red Creek Road to

Hubbard County Park; thence westward along the northern boundary of

Hubbard County Park to Riverhead-Hampton Bays Road (Route 24); thence

westward along the southerly boundary of Route 24 to Peconic Avenue;

thence northward along the westerly boundary of Peconic Avenue to the

Riverhead-Southampton border; thence westward along the

Riverhead-Southampton border and the Riverhead-Brookhaven border to the

Forge Road Bridge; thence northward along the westerly boundary of the

Forge Road Bridge to Forge Road; thence northwestward along the westerly

boundary of Forge Road to the railroad tracks; thence northward along

the westerly boundary of Forge Road (unpaved) to the intersection of

Route 25 and River Road; thence westward along the southerly boundary of

River Road to Edwards Avenue; thence northward along the westerly

boundary of Edwards Avenue 3,800 feet; thence westward 4,400 feet to an

unnamed, unpaved road; thence northward along the westerly boundary of

the unnamed, unpaved road 150 feet; thence westward and northwestward

along the eastern boundary of the United States Navy/Grumman Aerospace

Corporation property (as of 1982) up to its intersection with Middle

Country Road (Route 25); thence westward along the southerly boundary of

Route 25 to the intersection of Route 25 and 25A; thence northeastward,

westward, and southwestward along the eastern and northern boundary of

the United States Navy/Grumman Aerospace Corporation (as of 1982) and

located immediately east of Route 25A, to its intersection with Route

25A; thence westward along the southerly boundary of Route 25A to the

point or place of beginning, and excluding one distinct area described

as follows: The area defined as beginning at a point where the westerly

side of William Floyd Parkway (County Road 46) meets northerly side of

the Long Island Railroad (LIRR); thence westward along the northerly

side of the LIRR to Moriches-Middle Island Road; thence generally

northwestward along the northerly side of Moriches-Middle Island Road to

the southerly side of Long Island Expressway (Route 495); thence

eastward along the southerly side of the Long Island Expressway (Route

495) to the westerly side of William Floyd Parkway (County Road 46);

thence southward along the westerly side of William Floyd Parkway

(County Road 46) and containing the subdivision known as RB Industrial

Park, to the point or place of beginning.

* NB Effective ... (see 58/2018 Pt. CC § 5 for expiration provisions)

* 11. "Core preservation area" shall mean the core preservation area

of the Central Pine Barrens area which comprise the largest intact areas

of undeveloped pine barrens as described and bounded as follows:

Beginning at a point where the northwestern corner of the New York

State Rocky Point Natural Resource Management Area (the "NYS Rocky Point

Land") intersects the southerly side of NYS Route 25A; thence generally

southward and eastward along the generally westerly and southerly

boundaries of the NYS Rocky Point Land (including the Currans Road Pond

State Wildlife Management Area, all adjacent or contiguous undeveloped

Town of Brookhaven parks, preserves, open space areas, or reserved

areas, and the crossings of the undeveloped Suffolk County property

known as the Port Jefferson - Westhampton road right of way, Whiskey

Road, County Route 21, and Currans Road), and including those properties

identified as District 200, Section 346, Block 1, Lots 3 and 4, to the

point where the NYS Rocky Point Land meets the northerly side of NYS

Route 25 (Middle Country Road); thence eastward along the northerly

boundary of NYS Route 25 to the southeastern corner of that property

west of Woodlots Road which is identified as District 200, Section 349,

Block 2, Lot 1.3; thence northward along the easterly boundary of that

property to the Suffolk County Pine Trail Nature Preserve; thence

eastward and southeastward along the southerly boundary of the Suffolk

County Pine Trail Nature Preserve where the Preserve is adjacent to

developed parcels or parcels in agricultural or horticultural use, or

along a line parallel to, and 100 (one hundred) feet south of, the

Preserve where the Preserve is adjacent to parcels which are undeveloped

as of June 1, 1993, to County Route 46; thence southward along the

easterly boundary of County Route 46 to NYS Route 25; thence eastward

along the southerly boundary of NYS Route 25 to the Suffolk County Pine

Trail Nature Preserve; thence southward along the westerly boundary of

the Suffolk County Pine Trail Nature Preserve where the Preserve is

adjacent to developed parcels, or along a line parallel to, and 100 (one

hundred) feet west of, the Preserve where the Preserve is adjacent to

parcels which are undeveloped as of June 1, 1993, to the northern

boundary of the United States land known as Brookhaven National

Laboratory; thence generally westward along the northerly boundary of

Brookhaven National Laboratory to County Route 46 (William Floyd

Parkway); thence generally northwestward on a straight line to the

intersection of Sally Lane and Pond Lane; thence westward along the

southerly side of Pond Lane to Ruth Lane; thence northward along the

westerly side of Ruth Lane to NYS Route 25; thence westward along the

northerly side of NYS Route 25 to the southeast corner of the NYS Middle

Island State Game Farm and Environmental Education Center; thence

northward, westward, and southward along the easterly, northerly, and

westerly boundaries of the NYS Middle Island State Game Farm and

Environmental Education Center to NYS Route 25; thence westward along

the southerly side of NYS Route 25, excluding all parcels abutting that

road which are developed as of June 1, 1993, to Giant Oak Road; thence

southward along the easterly side of Giant Oak Road to Medford Road;

thence southwestward along the southeasterly side of Medford Road

crossing to the west side of Smith Road; thence southerly along the

westerly side of Smith Road to the southeast corner of District 200,

Section 406, Block 1, Lot 6; thence westward and northward along the

southerly and westerly sides of said parcel to the southerly side of the

developed lands known as Strathmore Ridge; thence westward, northward

and eastward along the southerly, westerly and northerly sides of the

developed lands known as Strathmore Ridge to the westerly side of Smith

Road; thence northerly along the westerly side of Smith Road to the

southerly side of NYS Route 25; thence westerly along the southerly side

of NYS Route 25, to the northwestern corner of that property which is

identified as District 200, Section 406, Block 1, Lot 4.3; thence

southerly along the westerly boundary of that property and continuing

southward along the westerly sides of the properties identified as

District 200, Section 406, Block 1, Lot 4.6; District 200, Section 406,

Block 1, Lot 4.4 and District 200, Section 504, Block 1, Lot 2 to the

southerly side of Longwood Road; thence eastward along the southerly

side of Longwood Road to the northwest corner of the property identified

as District 200, Section 504, Block 1, Lot 7.2; thence southward and

westward along the generally westerly boundary of that parcel to the

eastern end of Rugby Lane (also known as Rugby Avenue or Rugby Road), a

paper street shown on Suffolk County tax maps District 200, Sections

500, 502, and 503; thence westward along the northerly boundary of Rugby

Lane, across County Route 21, to the westerly boundary of County Route

21 (Yaphank - Middle Island Road); thence southward along the westerly

boundary of County Route 21 to the northeastern corner of the parcel

identified as District 200, Section 529, Block 1, Lot 28, and which is

coterminous with the southerly boundaries of the parcels located on the

south side of Rustic Lane; thence westward along the northerly boundary

of that parcel to the southwest corner of the parcel identified as

District 200, Section 528, Block 5, Lot 2; thence northward along a

portion of the easterly boundary of the Carmans River, which comprises

the easterly boundary of the parcel identified as District 200, Section

528, Block 5, Lot 1, to its intersection with the southern boundary of

the Suffolk County Nature Preserve parcel identified as District 200,

Section 500, Block 1, Lot 1.4; thence eastward along the southern

boundary of that parcel to the southeast corner of that parcel; thence

northward along the easterly boundary of that Suffolk County Nature

Preserve parcel to the southeast corner of the Suffolk County Nature

Preserve parcel identified as District 200, Section 500, Block 1, Lot

3.1, thence generally northward along the easterly boundary of that

parcel to the north side of East Bartlett Road; thence easterly along

the north side of East Bartlett Road to the east side of County Road 21;

thence southerly along the east side of County Road 21 to the southwest

corner of District 200, Section 501, Block 1, Lot 2.1; thence easterly

and northerly along the southern and eastern sides of that property and

northward along the easterly side of District 0200, 50100, Block 0100,

Lot 002002 and across to the north side of Longwood Road; thence

westerly along the north side of Longwood Road to the southeast corner

of District 200, Section 482, Block 1, Lot 3.1; thence northward and

eastward along the easterly and southerly boundaries of that parcel to

the northwest corner of the parcel identified as District 200, Section

483, Block 2, Lot 1.4; thence eastward along the southerly property

boundary of the parcel identified as District 200, Section 482, Block 1,

Lot 4 to the southeast corner of that parcel; thence northward along the

easterly boundary of that parcel to the northeast corner of that parcel;

thence eastward and northward along the southerly and easterly

boundaries of the parcel identified as District 200, Section 456, Block

2, Lot 4 to the northeast corner of that parcel; thence generally

northerly and westerly along the easterly and northerly boundary of

Prosser Pines County Nature Preserve to County Road 21; thence westward

(directly across County Route 21) along the southerly boundary of the

property identified as District 200, Section 434, Block 1, Lot 12.1, to

the southwest corner of the property identified as District 200, Section

434, Block 1, Lot 14.3, adjacent to the eastern side of Cathedral Pines

County Park; thence northward along the eastern boundary of Cathedral

Pines County Park to the southeast corner of the property identified as

District 200, Section 402, Block 1, Lot 23.1, thence continuing

northward along the easterly boundary of that property to the southerly

side of Lafayette Road; thence westward along the southerly side of

Lafayette Road to the eastern boundary of the property identified as

District 200, Section 402, Block 1, Lot 24.7; thence generally in a

counter-clockwise direction along the easterly, northerly, westerly and

northerly boundaries of that property to the easterly boundary of the

parcel identified as District 200, Section 402, Block 1, Lot 19.2;

thence northerly along the easterly side of said lot to the southeast

corner of the property identified as District 200, Section 402, Block 1,

Lot 20, thence westward and northward along the southerly and westerly

sides of that property to the southerly side of NYS Route 25; thence

westward along the southerly boundary of NYS Route 25 to the

northwestern corner of the parcel identified as District 200, Section

402, Block 1, Lot 16.4; thence generally southward along the westerly

boundary of that parcel to the northerly boundary of the parcel

identified as District 200, Section 454, Block 1, Lot 9.1; thence

westward along the northerly boundary of that parcel to East Bartlett

Road; thence southward along the easterly boundary of East Bartlett Road

to its intersection with Ashton Road; thence westward to the

northeastern corner of the old filed map shown on District 200, Section

499; thence westward and southward along the northerly and westerly

boundaries of the old filed map shown on Suffolk County tax maps

District 200, Sections 498, 499, and 527 to Hillcrest Road; thence

eastward along the southerly boundary of Hillcrest Road to Ashton Road;

thence southward along the easterly side of Ashton Road to Granny Road;

thence eastward along the southerly side of Granny Road to the

northwesterly corner of District 200, Section 547, Block 1, Lot 18.1;

thence generally southward, westward, southward, eastward and northward

in a counter-clockwise direction along the western, northern, southern

and eastern boundaries of said parcel to the southeast corner of the

parcel identified as District 200, Section 548, Block 1, Lot 3; thence

northward along the easterly boundary of that parcel to its northeast

corner; thence generally northward, northeastward and eastward along the

westerly, northwesterly and northerly sides of German Boulevard to its

intersection with the northeasterly side of Lakeview Boulevard; thence

southeastward along the northeasterly side of Lakeview Boulevard to the

westerly boundary of the parcel identified as District 200, Section 611,

Block 1, Lot 5; thence northward along the westerly boundary of that

parcel to its northwest corner; thence southward along the westerly

boundary of the parcel identified as District 200, Section 579, Block 3,

Lot 1, comprising part of the western bank of the Carmans River also

known as Upper Lake, to the northerly side of Mill Road, also known as

County Route 101; thence eastward along the northerly side of Mill Road

to the northeast corner of the parcel identified as District 200,

Section 579, Block 3, Lot 19; thence westerly along the northerly

boundary of that parcel to the eastern boundary of the parcel identified

as District 200, Section 579, Block 3, Lot 1; thence northward along the

easterly side of that parcel, comprising part of the eastern bank of the

Carmans River also known as Upper Lake, to the southwest corner of the

parcel identified as District 200, Section 548, Block 2, Lot 5.1; thence

eastward along the southern boundary of that parcel to its southeast

corner; thence eastward across County Route 21 to its easterly side;

thence northward along the easterly boundary of County Route 21 to the

southwest corner of the Suffolk County Nature Preserve parcel known as

Warbler Woods and identified as District 200, Section 551, Block 1, Lot

4; thence generally eastward along the southerly boundary of the Warbler

Woods parcel and then southward along the westerly boundary of an

extension of that parcel's southerly boundary to the southeast corner of

the southern terminus of Harold Road; thence generally westward,

southward and westward in a counter-clockwise direction along the

northerly, westerly, northerly and westerly boundaries of the Suffolk

County Nature Preserve parcel known as Fox Lair, and identified as

District 200, Section 580, Block 3, Lot 24.2, to the northwest corner of

the parcel Suffolk County Water Authority parcel identified as District

200, Section 580, Block 3, Lot 24.6; thence southward, eastward and

southward along the westerly boundary and southerly boundaries of that

Suffolk County Water Authority parcel to Main Street; thence eastward

along the north side of Main Street to the southeast corner of said

Suffolk County Water Authority parcel to its southeast corner; thence

northward along the easterly boundary of that parcel to the southwest

property boundary of the Suffolk County Nature Preserve parcel known as

Fox Lair and identified as District 200, Section 580, Block 3, Lot 24.2,

thence generally eastward, southward, eastward, northward and eastward

along the southerly boundaries of said parcel and eastward along the

southerly boundary of the Suffolk County Nature Preserve parcel

identified as District 200, Section 583, Block 1, Lot 4.1, to the west

side of the unimproved north-south oriented road known variously as

Smith Road, Longwood Road and Private Road; thence southward along the

westerly boundary of Smith Road to the north side of the Long Island

Expressway; thence westward along the northerly boundary of the Long

Island Expressway to the south side of Main Street in Yaphank; thence

westward along the southerly boundary of Main Street in Yaphank to the

westernmost extent along Main Street of the Southaven County Park

boundary; thence westward across County Road 21 to the western boundary

of the County Road 21 right-of-way; thence southward along the western

boundary of the County Road 21 right-of-way to the northerly side of the

parcel identified as District 200, Section 611, Block 3, Lot 16,

comprising the northerly bank of the Carmans River known as Lower Lake;

thence westward along the northerly side of that property to the

southwest corner of the parcel identified as District 200, Section 612,

Block 4, Lot 1; thence northward along the westerly boundary of that

parcel to the southerly side of County Route 21 known as Main Street;

thence westward along the southerly side of County Route 21 known as

Main Street to the northeast corner of the parcel identified as District

200, Section 612, Block 2, Lot 12; thence southward along the easterly

boundary of that parcel to the southeast corner of the parcel identified

as District 200, Section 612, Block 2, Lot 11; thence westward and

northwestward along the northerly and northeasterly boundaries of the

Town of Brookhaven parcel identified as District 200, Section 611, Block

3, Lot 9 to the south side of Mill Road, also known as County Road 101;

thence generally westward and southward along the southerly side of Mill

Road and continuing southward along the eastern side of

Patchogue-Yaphank Road, also known as County Road 101, to the southerly

side of Gerard Road; thence eastward along the southerly side of Gerard

Road to its westerly boundary known as the map of Grand Heights, filed

in the offices of the Suffolk County clerk; thence southward along the

westerly map line of the filed map known as Grand Heights to the north

side of the Long Island Expressway NYS Route 495; thence easterly along

the northerly side of the Long Island Expressway NYS Route 495 to the

westerly side of County Route 21 known as Yaphank Avenue; thence

southward along the westerly side of Yaphank Avenue to the south side of

the Long Island Expressway; thence eastward along the south side of the

Long Island Expressway to the westerly boundary of Southaven County

Park, thence generally southward along the westerly boundary of

Southaven County Park to the northeast corner of the lands of Suffolk

County identified as District 200, Section 665, Block 2, Lot 1; thence

generally southward along the easterly boundary of said lot, crossing

the LIRR and Park Street and continuing southward along the westerly

boundary of Davenport Avenue as shown on the old filed map known as

Bellhaven Terrace; thence southward and eastward along the westerly and

southerly boundaries of the parcel identified as District 200, Section

744, Block 1, Lot 10 to the westerly boundary of the parcel identified

as District 200, Section 781, Block 1, Lot 3.1; thence continuing

southerly along the westerly boundary of that parcel to the easterly

boundary of Gerard Road; thence southward along the easterly boundary of

Gerard Road to Victory Avenue; thence eastward along the northerly

boundary of Victory Avenue to a point where the west bank of the Carmans

River passes under Victory Avenue and Route 27; thence south under Route

27 to the southerly side of Montauk Highway also known as County Road

80; thence westward along the southerly side of Montauk Highway County

Road 80, including lands owned by the United States known as Wertheim

National Wildlife Refuge (the "Refuge"), to the eastern side of Old

Stump Road; thence southward along the easterly side of Old Stump Road

to the northerly side of Beaver Dam Road; thence eastward along the

northerly side of Beaver Dam Road to the lands owned by the United

States known as Wertheim National Wildlife Refuge (the "Refuge"),

including the Carmans River; thence generally westerly and southerly to

the waters of Bellport Bay; thence generally easterly across the Bay and

northerly along the easterly boundary of the Refuge, including all lands

currently part of the Refuge and any lands which may become part of the

Refuge in the future to the east side of the southern terminus of Smith

Road; thence northward along the easterly side of Smith Road to the

southwesterly corner of the property identified as District 200, Section

974.50, Block 1, Lot 11; thence eastward, northward and westward in a

counter-clockwise direction along the southern, eastern and northern

boundaries of that property to the easterly side of Smith Road; thence

northward along the easterly side of Smith Road to the northerly side of

Montauk Highway County Road 80; thence northeasterly to the

southwesterly corner of the property identified as District 200, Section

849, Block 2, Lot 2; thence eastward along the northerly boundary of

Montauk Highway to the southeasterly corner of the property identified

as District 200, Section 850, Block 3, Lot 8; thence northward to the

northeasterly corner of that parcel, including all lands owned by the

United States known as Wertheim National Wildlife Refuge (the "Refuge")

at any time between June 1, 1993 and the present, and any lands which

may become part of the Refuge in the future; thence northwestward across

Sunrise Highway (NYS Route 27) to the southwesterly corner of the

property identified as District 200, Section 850, Block 2, Lot 1; thence

northward along the westerly boundary of that parcel across to the

northerly boundary of Victory Avenue; thence westward along the

northerly boundary of Victory Avenue to the westerly boundary of River

Road; thence northward along the westerly boundary of River Road to the

north side of the Long Island Rail Road right-of-way; thence easterly

along the northerly side of the Long Island Rail Road right-of-way to

the north side of Moriches-Middle Island Road; thence generally

northward and westward along the northerly side of Moriches-Middle

Island Road to the northerly side of the Long Island Expressway; thence

westward along the northerly boundary of the Long Island Expressway to

the southeasterly corner of the Longwood Greenbelt property (the

property identified as District 200, Section 583, Block 2, Lot 1.1);

thence northward along the easterly boundary of the Longwood Greenbelt

property to its northeast corner; thence eastward to the southwesterly

corner of the property known as District 200, Section 552, Block 1, Lot

8; thence generally northeastward along the easterly boundary of the

property identified as District 200, Section 552, Block 1, Lot 1.7 to

the northeasterly corner of that parcel; thence eastward along the

southerly boundaries of the parcels identified as District 200, Section

504, Block 1, Lot 8, and District 200, Section 504, Block 1, Lot 11, to

the westerly boundary of the William Floyd Parkway (County Route 46);

thence northward along the westerly side of County Route 46 to a point

2000 (two thousand) feet south of the southern bank of the Peconic River

crossing of County Route 46; thence generally southeastward along a line

parallel to, and 2000 (two thousand) feet generally south or southwest

of, and parallel to, the southernmost bank of the Peconic River to a

point where the Peconic River crosses the unpaved, unnamed, north-south

firebreak and patrol road on the eastern half of the Brookhaven National

Laboratory property; thence southward and southwestward along the

easterly and southeasterly boundaries of the unpaved, unnamed,

north-south firebreak and patrol road starting on the eastern half of

the Brookhaven National Laboratory property to the Brookhaven National

Laboratory road known as Brookhaven Avenue; thence due westward along a

straight line to the Brookhaven National Laboratory road known as

Princeton Avenue; thence westward along the southerly boundary of

Princeton Avenue to the unnamed Laboratory road which diverts southwest

in the vicinity of the Laboratory gate house; thence southwestward along

the southerly side of the unnamed Laboratory road just described to

County Route 46; thence southward along the easterly side of County

Route 46 to NYS Route 495; thence eastward along the northerly boundary

of NYS Route 495 to County Route 111; thence southeastward along the

northerly boundary of County Route 111 to NYS Route 27 (Sunrise

Highway); thence generally southward across NYS Route 27 to the

westernmost extent along NYS Route 27 of the undeveloped portion (as of

June 1, 1993) of the parcel assemblage comprised of those parcels

identified as District 200, Section 594, Block 2, Lot 4 and District

900, Section 325, Block 1, Lot 41.2; thence southward along the westerly

boundary of the undeveloped portion (as of June 1, 1993) of that parcel

assemblage to County Route 71 (Old Country Road); thence eastward along

the northerly boundary of County Route 71 to the southeastern corner of

the Suffolk County Nature Preserve lands which run from NYS Route 27

south to County Route 111 and which adjoin the easterly side of the

preceding assemblage; thence northward along the easterly boundary of

that Suffolk County Nature Preserve assemblage (crossing the County

Route 111 right of way) to NYS Route 27; thence eastward along the

southerly boundary of NYS Route 27 to the westerly end of 19th Street as

shown in the old filed map contained within the tax map identified as

District 900, Section 276, Block 2; thence southward along the westerly

boundary of that old filed map (shown in District 900, Sections 276,

302, 303, 327, and 328), and coterminous with the westerly side of those

parcels along the westerly side of Oishei Road, to County Route 71;

thence eastward along the northerly boundary of County Route 71 to the

southeasterly corner of the parcel identified as District 900, Section

328, Block 2, Lot 19; thence northward along the easterly boundary of

that old filed map surrounding Oishei Road, and coterminous with the

easterly side of those parcels along the easterly side of Oishei Road,

to a point along that line due west of the northwesterly corner of the

parcel containing the Suffolk County facilities identified as District

900, Section 331, Block 1, Lot 1; thence due eastward along a straight

line to the northwesterly corner of that parcel; thence eastward along

the northerly boundary of that parcel to its northeasterly corner shown

in District 900, Section 307; thence due eastward along a straight line

to Summit Boulevard; thence southward along the westerly side of Summit

Boulevard to County Route 71; thence eastward along the northerly side

of County Route 71, excluding all parcels abutting that road which are

developed as of June 1, 1993, to the Long Island Rail Road tracks;

thence eastward along the northerly boundary of the Long Island Rail

Road tracks to County Route 31 (Old Riverhead Road); thence northward

along the westerly boundary of County Route 31 to that point opposite

the point along the easterly side of County Route 31 (north of the

Stewart Avenue intersection) at which the undeveloped portion (as of

June 1, 1993) of the Suffolk County Airport (Gabreski Airport) occurs;

thence generally northward, eastward and southward around the westerly,

northerly and easterly boundaries of the undeveloped portion (as of June

1, 1993) of the airport property (excluding from the Core Preservation

Area those portions of the airport property which are occupied by the

runways, their associated maintenance areas, and those areas identified

for future use in the Suffolk County Airport Master Plan approved by the

County Legislature) to the Long Island Rail Road tracks (including in

the Core Preservation Area those portions of the airport property which

are adjacent to the Quogue Wildlife Refuge's westerly boundary and which

are in their natural state); thence eastward along the northerly

boundary of the Long Island Rail Road tracks to the southeasterly corner

of the Town of Southampton parcel identified as District 902, Section 1,

Block 1, Lot 22.1; thence generally northward and eastward along the

easterly border of that parcel and the Town of Southampton parcels to

the immediate north identified as District 900, Section 313, Block 1,

Lot 42.1 and District 900, Section 287, Block 1, Lot 1.55 to County

Route 104; thence northward along the westerly boundary of County Route

104 to a point 1000 (one thousand) feet southward of NYS Route 27;

thence eastward along a line parallel to, and 1000 (one thousand) feet

south of, NYS Route 27, to the westerly boundary of the parcel

identified as District 900, Section 252, Block 1, Lot 1; thence

southward along the westerly boundary of that parcel to the Long Island

Rail Road tracks; thence eastward along the northerly boundary of the

Long Island Rail Road tracks to Montauk Highway; thence eastward along

the northerly boundary of Montauk Highway to that point where the

boundary of Sears-Bellows County Park heads northward along the eastern

side of the Munns Pond portion; thence northward along the easterly

boundary of Sears-Bellows County Park, to NYS Route 27; thence eastward

along the northerly boundary of NYS Route 27 to NYS Route 24 (Riverhead

- Hampton Bays Road); thence generally northwestward and westward along

the southwesterly boundary of NYS Route 24 to the easternmost extent

along NYS Route 24 of the Suffolk County Parkland known as Flanders or

Hubbard County Park; thence generally northward, westward, and southward

along the easterly, northerly, and westerly boundaries of Flanders or

Hubbard County Park, including all adjacent or contiguous undeveloped

Town of Southampton parks, preserves, open space areas, or reserved

areas, to NYS Route 24; thence westward along the southerly boundary of

NYS Route 24 to Pleasure Drive; thence southward along the easterly

boundary of Pleasure Drive a distance of 2000 (two thousand) feet,

excluding all parcels abutting that road which are developed as of June

1, 1993; thence generally westward along a straight line to the

southernmost extent of the NYS David Sarnoff Preserve along the westerly

boundaries of the parcels on the westerly side of Brookhaven Avenue;

thence generally northward and westward along the easterly and northerly

boundary of the NYS David Sarnoff Pine Barrens Preserve, crossing County

Routes 105 and 104, to County Route 63 (Riverhead-Moriches Road); thence

generally westward and northward along the northerly boundary of the

Suffolk County Cranberry Bog County Nature Preserve to County Route 51;

thence southwesterly along the westerly side of County Route 51 to the

boundary of the Cranberry Bog County Nature Preserve; thence westward

and northward along the northeasterly boundary of Cranberry Bog County

Nature Preserve to County Route 94 (also known as NYS Route 24, or

Nugent Drive); thence eastward along the northerly side of County Route

94 to the County Route 94A bridge; thence northward along the westerly

side of the County Route 94A bridge to the Riverhead-Southampton border;

thence westward along the Riverhead-Southampton border, and the

Riverhead-Brookhaven Border, to the Forge Road Bridge; thence northward

along the westerly boundary of the Forge Road Bridge to Forge Road;

thence northwestward along the westerly boundary of Forge Road to the

Long Island Rail Road tracks; thence northward along the westerly

boundary of Forge Road (unpaved) to the intersection of NYS Route 25 and

River Road; thence westward along the southerly boundary of River Road

to Edwards Avenue; thence westward along the southerly boundary of River

Road (Grumman Boulevard or Swan Pond Road) to the southeast corner of

that parcel containing Conoe (or Canoe) Lake and identified as District

600, Section 137, Block 1, Lot 1; thence northward, westward, and

southward along the borders of that parcel containing Conoe (or Canoe)

Lake to River Road (Grumman Boulevard); thence westward along the

northerly boundary of Grumman Boulevard to the southeasternmost corner

of the undeveloped portion (as of June 1, 1993) of the United States

Navy/Grumman Corporation property located on the north side of Grumman

Boulevard and adjacent to the Grumman entrance known as the South Gate;

thence due north along the easternmost edge of that undeveloped portion

(as of June 1, 1993) of the United States Navy/Grumman Corporation

property to NYS Route 25; thence along a straight line to the northerly

side of NYS Route 25 to a point occupied by the southeasternmost corner

of the parcel assemblage comprised of District 600, Section 75, Block 3,

Lot 10.1, and District 600, Section 96, Block 1, Lot 14, and otherwise

known as Camp Wauwepex; thence northward, westward, and generally

southward along the easterly, northerly, and generally westerly

boundaries of the Camp Wauwepex assemblage to NYS Route 25; thence

westward along the northerly side of NYS Route 25 to Montauk Trail;

thence northeastward along the northwesterly side of Montauk Trail to

Panamoka Trail; thence northward along the westerly side of Panamoka

Trail, excluding all parcels abutting that road which are developed as

of June 1, 1993, to Matinecock Trail; thence westward along the

southerly side of Matinecock Trail to the easterly boundary of

Brookhaven State Park; thence generally northward along the easterly

boundary of Brookhaven State Park, including all adjacent or contiguous

undeveloped Town of Brookhaven parks, preserves, open space areas, or

reserved areas, to its intersection with NYS Route 25A; thence eastward

along the southerly boundary of Route 25A to a point due south of the

southeast corner of the parcel identified as District 200, Section 128,

Block 1, Lot 3.1; thence northward across Route 25A to its northerly

side at the southeast corner of parcel identified as District 200,

Section 128, Block 1, Lot 3.1; thence northward along the easterly side

of the property identified as District 200, Section 128, Block 1, Lot

3.1 to its intersection with the southerly boundary of District 200,

Section 128, Block 1, Lot 1; thence eastward, northward and westward

along the southerly, easterly and northerly sides of the parcel

identified as District 200, Section 128, Block 1, Lot 1 to the southeast

corner of the parcel identified as District 200, Section 82, Block 1,

Lot 5.2; thence northward along the east side of this parcel to its

intersection with the south side of North Country Road; thence northward

crossing North Country road to its northerly side; thence eastward along

the northerly side of North Country Road to the Brookhaven

Town-Riverhead Town line; thence in a generally northwestward direction

along said town line to a point in Wading River Creek with the

coordinates 40.96225 latitude and -72.863633 longitude; thence westward

a distance of approximately 90 feet to the easterly side of LILCO Road;

thence southward along LILCO Road to its intersection with the north

side of North Country Road; thence westward along the north side of

North Country Road to the southeast corner of the parcel identified as

District 200, Section 39, Block 1, Lot 2; thence in a northward and

westward direction along the easterly and northerly sides of said parcel

to its northwest corner; thence northward along the westerly boundary of

the parcel identified as District 200, Section 83, Block 1, Lot 1.4 to

its northwest corner and the shoreline of Long Island Sound; thence

westward along the northerly side of the parcel identified as district

200, section 39, Block 1, lot 1.2 and the southerly extent of the Long

Island Sound to the northwest corner of the property identified as

District 200, Section 39, Block 1, Lot 1.2; thence southward along the

westerly boundary of said property to North Country Road; thence

southward crossing North Country Road to its southerly side; thence west

along the southerly boundary of North Country Road to the northwestern

corner of the property identified as District 200, Section 82, Block 1,

Lot 1.1; thence south along the westerly boundary of said property and

the westerly boundary of the property identified as District 200,

Section 82, Block 1, Lot 1.2 to the northwest corner of property

identified as District 200, Section 82, Block 1, Lot 5.1; thence

southward along the westerly boundary of said property and along the

easterly boundary of property identified as District 200, Section 81,

Block 1, Lot 14.8 and along the easterly boundary of property identified

as District 200, Section 105, Block 3, Lot 1 to the northeast corner of

property identified as District 200, Section 105, Block 3, Lot 5; thence

southward along the easterly boundary of said property to the north side

of Route 25A; thence eastward along the north side of Route 25A to a

point directly north of the northeast corner of the Shoreham-Wading

River school district property, identified as District 200, Section 243,

Block 1, Lot 3; thence southward, crossing Route 25A to its southerly

boundary and the northeast corner of the Shoreham-Wading river school

district property, identified as District 200, Section 243, Block 1, Lot

3; thence southward and westward, along the easterly and southerly

boundaries of the aforesaid parcel to its southwest corner; thence

southward along the easterly boundary of the Shoreham-Wading River

school district property identified as District 200, Section 243, Block

1, Lot 1.10 to its southeast corner; thence westward, northward,

eastward, southward, eastward, northward, westward, northward, westward

and northward in a clockwise fashion along the southerly and westerly

boundaries of the aforesaid Shoreham-Wading River school district

property to NYS Route 25A; thence westward along the southerly side of

NYS Route 25A to County Route 46; thence southward along the easterly

side of County Route 46 to its intersection with the Suffolk County Pine

Trail Nature Preserve; thence westward along the northerly boundary of

the Suffolk County Pine Trail Nature Preserve where the Preserve is

adjacent to developed parcels or parcels in agricultural or

horticultural use, or along a line parallel to, and 100 (one hundred)

feet north of, the Preserve where the Preserve is adjacent to parcels

which are undeveloped as of June 1, 1993, to the southeastern corner of

the parcel west of Woodlots Road and identified as District 200, Section

291, Block 1, Lot 14.1; thence northward and westward along the easterly

and northerly boundaries of that parcel to Whiskey Road; thence westward

along the southerly side of Whiskey Road to Wading River Hollow Road;

thence northward along the westerly side of Wading River Hollow Road to

the boundary of the NYS Rocky Point Land; thence generally northward

along the easterly boundary of the NYS Rocky Point Land, including all

adjacent or contiguous undeveloped Town of Brookhaven parks, preserves,

open space areas, or reserved areas, to NYS Route 25A; thence westward

along the southerly side of NYS Route 25A, excluding those parcels

abutting that road which are developed as of June 1, 1993, and those

lands identified for the reroute of Route 25A by the NYS Department of

Transportation, to the northeastern corner of the parcel identified as

District 200, Section 102, Block 3, Lot 1.4; thence southward along the

westerly boundary of that parcel to the parcel identified as District

200, Section 102, Block 3, Lot 1.6; thence generally westward and

southward along the westerly boundaries of that parcel and the adjoining

southerly parcel identified as District 200, Section 102, Block 3, Lot

1.5 to the boundary of the NYS Rocky Point Land; thence westward along

the northerly boundary of the NYS Rocky Point Land to County Route 21;

thence generally westward along a straight line across County Route 21

to the northernmost extent along County Route 21 of the NYS Rocky Point

Land; thence generally westward along the generally northerly boundary

of the NYS Rocky Point Land to the point or place of beginning, and

excluding the area defined as beginning at a point where the southerly

boundary of NYS Route 25 meets the easterly side of the Suffolk County

Pine Trail Nature Preserve; thence southeastward along the easterly side

of the Suffolk County Pine Trail Nature Preserve where the Preserve is

adjacent to developed parcels, or along a line parallel to, and 100 (one

hundred) feet east of, the Preserve where the Preserve is adjacent to

parcels which are undeveloped as of June 1, 1993, to the Long Island

Lighting Company high voltage transmission lines; thence northward along

the westerly side of the Long Island Lighting Company high voltage

transmission lines to NYS Route 25; thence westward along the southerly

side of NYS Route 25 to the point or place of beginning;

and excluding four distinct areas described as follows: Area One is the

area defined as beginning at a point where the southerly boundary of NYS

Route 25 meets the easterly side of the Suffolk County Pine Trail Nature

Preserve; thence southeastward along the easterly side of the Suffolk

County Pine Trail Nature Preserve where the Preserve is adjacent to

developed parcels, or along a line parallel to, and 100 (one hundred)

feet east of, the Preserve where the Preserve is adjacent to parcels

which are undeveloped as of June 1, 1993, to the Long Island Lighting

Company high voltage transmission lines; thence northward along the

westerly side of the Long Island Lighting Company high voltage

transmission lines to NYS Route 25; thence westward along the southerly

side of NYS Route 25 to the point or place of beginning; Area Two is the

area defined as beginning at the northwest corner of the parcel

identified as District 200, Section 552, Block 1, Lot 3; thence

eastward, southwestward and generally northward along the northerly,

southeasterly and westerly boundaries of that parcel, containing the

sewage treatment facility known as the Dorade facility, to the point of

beginning; Area three is defined as the parcel identified as district

200, section 82, block 1, lot 3; Area four is defined as the property

identified as district 200, section 39, block 1, lot 1.1;

and including in the core preservation area only the municipally owned

lands and the property identified as District 200, Section 750, Block 3,

Lot 44; within the area beginning at a point on the southeasterly corner

of the intersection of Moriches-Middle Island Road and Cranford

Boulevard and thence southward along the easterly boundary of Cranford

Boulevard to the southwestern corner of property identified as District

200, Section 645, Block 3, Lot 29.l; thence southeastward along the

southerly boundary of said property to its intersection with property

identified as District 200, Section 712, Block 9, Lot 1; thence

generally southward along the westerly boundary of said property to its

intersection with the northerly side of the eastward extension of Grove

Drive, known as Grove Street; thence southward crossing Grove Street to

its south side; thence westward along the southerly boundary of the

Grove Street road extension to the northwestern corner of the property

identified as District 200, Section 749, Block 3, Lot 41.1 and comprised

of parcels owned by the county of Suffolk and the town of Brookhaven;

thence southward to the southwestern corner of property identified as

District 200, Section 749, Block 3, Lot 43; thence eastward along the

southerly boundary of said property to the west side of Lambert Avenue;

thence crossing Lambert Avenue to its easterly side; thence southward

along the easterly boundary of Lambert Avenue to the northerly boundary

of the Sunrise Highway Service Road; thence northeastward along the

northerly boundary of the Sunrise Highway Service Road to Barnes Road;

thence northward along the westerly boundary of Barnes Road to the

northeastern corner of the property identified as District 200, Section

750, Block 3, Lot 40.2; thence westward along the northerly boundary of

property identified as District 200, Section 713, Block 1, Lot 2; thence

westward along the northerly boundary of property identified as District

200, Section 713, Block 1, Lot 1; thence northward along the westerly

side of Weeks Avenue to the northeastern corner of property identified

as District 200, Section 713, Block 3, Lot 1; thence westward along the

northerly boundary of said property to Michigan Avenue; thence northward

along the easterly boundary of Michigan Avenue to Moriches-Middle Island

Road; thence westward along the southerly boundary of Moriches-Middle

Island Road to the point of beginning.

* NB Effective until ... (see 58/2018 Pt. CC § 5 for expiration

provisions)

* 11. "Core preservation area" shall mean the core preservation area

of the Central Pine Barrens area which comprise the largest intact areas

of undeveloped pine barrens as described and bounded as follows:

Beginning at a point where the northwestern corner of the New York

State Rocky Point Natural Resource Management Area (the "NYS Rocky Point

Land") intersects the southerly side of NYS Route 25A; thence generally

southward and eastward along the generally westerly and southerly

boundaries of the NYS Rocky Point Land (including the Currans Road Pond

State Wildlife Management Area, all adjacent or contiguous undeveloped

Town of Brookhaven parks, preserves, open space areas, or reserved

areas, and the crossings of the undeveloped Suffolk County property

known as the Port Jefferson - Westhampton road right of way, Whiskey

Road, County Route 21, and Currans Road), and including those properties

identified as District 200, Section 346, Block 1, Lots 3 and 4, to the

point where the NYS Rocky Point Land meets the northerly side of NYS

Route 25 (Middle Country Road); thence eastward along the northerly

boundary of NYS Route 25 to the southeastern corner of that property

west of Woodlots Road which is identified as District 200, Section 349,

Block 2, Lot 1.3; thence northward along the easterly boundary of that

property to the Suffolk County Pine Trail Nature Preserve; thence

eastward and southeastward along the southerly boundary of the Suffolk

County Pine Trail Nature Preserve where the Preserve is adjacent to

developed parcels or parcels in agricultural or horticultural use, or

along a line parallel to, and 100 (one hundred) feet south of, the

Preserve where the Preserve is adjacent to parcels which are undeveloped

as of June 1, 1993, to County Route 46; thence southward along the

easterly boundary of County Route 46 to NYS Route 25; thence eastward

along the southerly boundary of NYS Route 25 to the Suffolk County Pine

Trail Nature Preserve; thence southward along the westerly boundary of

the Suffolk County Pine Trail Nature Preserve where the Preserve is

adjacent to developed parcels, or along a line parallel to, and 100 (one

hundred) feet west of, the Preserve where the Preserve is adjacent to

parcels which are undeveloped as of June 1, 1993, to the northern

boundary of the United States land known as Brookhaven National

Laboratory; thence generally westward along the northerly boundary of

Brookhaven National Laboratory to County Route 46 (William Floyd

Parkway); thence generally northwestward on a straight line to the

intersection of Sally Lane and Pond Lane; thence westward along the

southerly side of Pond Lane to Ruth Lane; thence northward along the

westerly side of Ruth Lane to NYS Route 25; thence westward along the

northerly side of NYS Route 25 to the southeast corner of the NYS Middle

Island State Game Farm and Environmental Education Center; thence

northward, westward, and southward along the easterly, northerly, and

westerly boundaries of the NYS Middle Island State Game Farm and

Environmental Education Center to NYS Route 25; thence westward along

the southerly side of NYS Route 25, excluding all parcels abutting that

road which are developed as of June 1, 1993, to Giant Oak Road; thence

southward along the easterly side of Giant Oak Road to Medford Road;

thence southwestward along the southeasterly side of Medford Road

crossing to the west side of Smith Road; thence southerly along the

westerly side of Smith Road to the southeast corner of District 200,

Section 406, Block 1, Lot 6; thence westward and northward along the

southerly and westerly sides of said parcel to the southerly side of the

developed lands known as Strathmore Ridge; thence westward, northward

and eastward along the southerly, westerly and northerly sides of the

developed lands known as Strathmore Ridge to the westerly side of Smith

Road; thence northerly along the westerly side of Smith Road to the

southerly side of NYS Route 25; thence westerly along the southerly side

of NYS Route 25, to the northwestern corner of that property which is

identified as District 200, Section 406, Block 1, Lot 4.3; thence

southerly along the westerly boundary of that property and continuing

southward along the westerly sides of the properties identified as

District 200, Section 406, Block 1, Lot 4.6; District 200, Section 406,

Block 1, Lot 4.4 and District 200, Section 504, Block 1, Lot 2 to the

southerly side of Longwood Road; thence eastward along the southerly

side of Longwood Road to the northwest corner of the property identified

as District 200, Section 504, Block 1, Lot 7.2; thence southward and

westward along the generally westerly boundary of that parcel to the

eastern end of Rugby Lane (also known as Rugby Avenue or Rugby Road), a

paper street shown on Suffolk County tax maps District 200, Sections

500, 502, and 503; thence westward along the northerly boundary of Rugby

Lane, across County Route 21, to the westerly boundary of County Route

21 (Yaphank - Middle Island Road); thence southward along the westerly

boundary of County Route 21 to the northeastern corner of the parcel

identified as District 200, Section 529, Block 1, Lot 28, and which is

coterminous with the southerly boundaries of the parcels located on the

south side of Rustic Lane; thence westward along the northerly boundary

of that parcel to the southwest corner of the parcel identified as

District 200, Section 528, Block 5, Lot 2; thence northward along a

portion of the easterly boundary of the Carmans River, which comprises

the easterly boundary of the parcel identified as District 200, Section

528, Block 5, Lot 1, to its intersection with the southern boundary of

the Suffolk County Nature Preserve parcel identified as District 200,

Section 500, Block 1, Lot 1.4; thence eastward along the southern

boundary of that parcel to the southeast corner of that parcel; thence

northward along the easterly boundary of that Suffolk County Nature

Preserve parcel to the southeast corner of the Suffolk County Nature

Preserve parcel identified as District 200, Section 500, Block 1, Lot

3.1, thence generally northward along the easterly boundary of that

parcel to the north side of East Bartlett Road; thence easterly along

the north side of East Bartlett Road to the east side of County Road 21;

thence southerly along the east side of County Road 21 to the southwest

corner of District 200, Section 501, Block 1, Lot 2.1; thence easterly

and northerly along the southern and eastern sides of that property and

northward along the easterly side of District 0200, 50100, Block 0100,

Lot 002002 and across to the north side of Longwood Road; thence

westerly along the north side of Longwood Road to the southeast corner

of District 200, Section 482, Block 1, Lot 3.1; thence northward and

eastward along the easterly and southerly boundaries of that parcel to

the northwest corner of the parcel identified as District 200, Section

483, Block 2, Lot 1.4; thence eastward along the southerly property

boundary of the parcel identified as District 200, Section 482, Block 1,

Lot 4 to the southeast corner of that parcel; thence northward along the

easterly boundary of that parcel to the northeast corner of that parcel;

thence eastward and northward along the southerly and easterly

boundaries of the parcel identified as District 200, Section 456, Block

2, Lot 4 to the northeast corner of that parcel; thence generally

northerly and westerly along the easterly and northerly boundary of

Prosser Pines County Nature Preserve to County Road 21; thence westward

(directly across County Route 21) along the southerly boundary of the

property identified as District 200, Section 434, Block 1, Lot 12.1, to

the southwest corner of the property identified as District 200, Section

434, Block 1, Lot 14.3, adjacent to the eastern side of Cathedral Pines

County Park; thence northward along the eastern boundary of Cathedral

Pines County Park to the southeast corner of the property identified as

District 200, Section 402, Block 1, Lot 23.1, thence continuing

northward along the easterly boundary of that property to the southerly

side of Lafayette Road; thence westward along the southerly side of

Lafayette Road to the eastern boundary of the property identified as

District 200, Section 402, Block 1, Lot 24.7; thence generally in a

counter-clockwise direction along the easterly, northerly, westerly and

northerly boundaries of that property to the easterly boundary of the

parcel identified as District 200, Section 402, Block 1, Lot 19.2;

thence northerly along the easterly side of said lot to the southeast

corner of the property identified as District 200, Section 402, Block 1,

Lot 20, thence westward and northward along the southerly and westerly

sides of that property to the southerly side of NYS Route 25; thence

westward along the southerly boundary of NYS Route 25 to the

northwestern corner of the parcel identified as District 200, Section

402, Block 1, Lot 16.4; thence generally southward along the westerly

boundary of that parcel to the northerly boundary of the parcel

identified as District 200, Section 454, Block 1, Lot 9.1; thence

westward along the northerly boundary of that parcel to East Bartlett

Road; thence southward along the easterly boundary of East Bartlett Road

to its intersection with Ashton Road; thence westward to the

northeastern corner of the old filed map shown on District 200, Section

499; thence westward and southward along the northerly and westerly

boundaries of the old filed map shown on Suffolk County tax maps

District 200, Sections 498, 499, and 527 to Hillcrest Road; thence

eastward along the southerly boundary of Hillcrest Road to Ashton Road;

thence southward along the easterly side of Ashton Road to Granny Road;

thence eastward along the southerly side of Granny Road to the

northwesterly corner of District 200, Section 547, Block 1, Lot 18.1;

thence generally southward, westward, southward, eastward and northward

in a counter-clockwise direction along the western, northern, southern

and eastern boundaries of said parcel to the southeast corner of the

parcel identified as District 200, Section 548, Block 1, Lot 3; thence

northward along the easterly boundary of that parcel to its northeast

corner; thence generally northward, northeastward and eastward along the

westerly, northwesterly and northerly sides of German Boulevard to its

intersection with the northeasterly side of Lakeview Boulevard; thence

southeastward along the northeasterly side of Lakeview Boulevard to the

westerly boundary of the parcel identified as District 200, Section 611,

Block 1, Lot 5; thence northward along the westerly boundary of that

parcel to its northwest corner; thence southward along the westerly

boundary of the parcel identified as District 200, Section 579, Block 3,

Lot 1, comprising part of the western bank of the Carmans River also

known as Upper Lake, to the northerly side of Mill Road, also known as

County Route 101; thence eastward along the northerly side of Mill Road

to the northeast corner of the parcel identified as District 200,

Section 579, Block 3, Lot 19; thence westerly along the northerly

boundary of that parcel to the eastern boundary of the parcel identified

as District 200, Section 579, Block 3, Lot 1; thence northward along the

easterly side of that parcel, comprising part of the eastern bank of the

Carmans River also known as Upper Lake, to the southwest corner of the

parcel identified as District 200, Section 548, Block 2, Lot 5.1; thence

eastward along the southern boundary of that parcel to its southeast

corner; thence eastward across County Route 21 to its easterly side;

thence northward along the easterly boundary of County Route 21 to the

southwest corner of the Suffolk County Nature Preserve parcel known as

Warbler Woods and identified as District 200, Section 551, Block 1, Lot

4; thence generally eastward along the southerly boundary of the Warbler

Woods parcel and then southward along the westerly boundary of an

extension of that parcel's southerly boundary to the southeast corner of

the southern terminus of Harold Road; thence generally westward,

southward and westward in a counter-clockwise direction along the

northerly, westerly, northerly and westerly boundaries of the Suffolk

County Nature Preserve parcel known as Fox Lair, and identified as

District 200, Section 580, Block 3, Lot 24.2, to the northwest corner of

the parcel Suffolk County Water Authority parcel identified as District

200, Section 580, Block 3, Lot 24.6; thence southward, eastward and

southward along the westerly boundary and southerly boundaries of that

Suffolk County Water Authority parcel to Main Street; thence eastward

along the north side of Main Street to the southeast corner of said

Suffolk County Water Authority parcel to its southeast corner; thence

northward along the easterly boundary of that parcel to the southwest

property boundary of the Suffolk County Nature Preserve parcel known as

Fox Lair and identified as District 200, Section 580, Block 3, Lot 24.2,

thence generally eastward, southward, eastward, northward and eastward

along the southerly boundaries of said parcel and eastward along the

southerly boundary of the Suffolk County Nature Preserve parcel

identified as District 200, Section 583, Block 1, Lot 4.1, to the west

side of the unimproved north-south oriented road known variously as

Smith Road, Longwood Road and Private Road; thence southward along the

westerly boundary of Smith Road to the north side of the Long Island

Expressway; thence westward along the northerly boundary of the Long

Island Expressway to the south side of Main Street in Yaphank; thence

westward along the southerly boundary of Main Street in Yaphank to the

westernmost extent along Main Street of the Southaven County Park

boundary; thence westward across County Road 21 to the western boundary

of the County Road 21 right-of-way; thence southward along the western

boundary of the County Road 21 right-of-way to the northerly side of the

parcel identified as District 200, Section 611, Block 3, Lot 16,

comprising the northerly bank of the Carmans River known as Lower Lake;

thence westward along the northerly side of that property to the

southwest corner of the parcel identified as District 200, Section 612,

Block 4, Lot 1; thence northward along the westerly boundary of that

parcel to the southerly side of County Route 21 known as Main Street;

thence westward along the southerly side of County Route 21 known as

Main Street to the northeast corner of the parcel identified as District

200, Section 612, Block 2, Lot 12; thence southward along the easterly

boundary of that parcel to the southeast corner of the parcel identified

as District 200, Section 612, Block 2, Lot 11; thence westward and

northwestward along the northerly and northeasterly boundaries of the

Town of Brookhaven parcel identified as District 200, Section 611, Block

3, Lot 9 to the south side of Mill Road, also known as County Road 101;

thence generally westward and southward along the southerly side of Mill

Road and continuing southward along the eastern side of

Patchogue-Yaphank Road, also known as County Road 101, to the southerly

side of Gerard Road; thence eastward along the southerly side of Gerard

Road to its westerly boundary known as the map of Grand Heights, filed

in the offices of the Suffolk County clerk; thence southward along the

westerly map line of the filed map known as Grand Heights to the north

side of the Long Island Expressway NYS Route 495; thence easterly along

the northerly side of the Long Island Expressway NYS Route 495 to the

westerly side of County Route 21 known as Yaphank Avenue; thence

southward along the westerly side of Yaphank Avenue to the south side of

the Long Island Expressway; thence eastward along the south side of the

Long Island Expressway to the westerly boundary of Southaven County

Park, thence generally southward along the westerly boundary of

Southaven County Park to the northeast corner of the lands of Suffolk

County identified as District 200, Section 665, Block 2, Lot 1; thence

generally southward along the easterly boundary of said lot, crossing

the LIRR and Park Street and continuing southward along the westerly

boundary of Davenport Avenue as shown on the old filed map known as

Bellhaven Terrace; thence southward and eastward along the westerly and

southerly boundaries of the parcel identified as District 200, Section

744, Block 1, Lot 10 to the westerly boundary of the parcel identified

as District 200, Section 781, Block 1, Lot 3.1; thence continuing

southerly along the westerly boundary of that parcel to the easterly

boundary of Gerard Road; thence southward along the easterly boundary of

Gerard Road to Victory Avenue; thence eastward along the northerly

boundary of Victory Avenue to a point where the west bank of the Carmans

River passes under Victory Avenue and Route 27; thence south under Route

27 to the southerly side of Montauk Highway also known as County Road

80; thence westward along the southerly side of Montauk Highway County

Road 80, including lands owned by the United States known as Wertheim

National Wildlife Refuge (the "Refuge"), to the eastern side of Old

Stump Road; thence southward along the easterly side of Old Stump Road

to the northerly side of Beaver Dam Road; thence eastward along the

northerly side of Beaver Dam Road to the lands owned by the United

States known as Wertheim National Wildlife Refuge (the "Refuge"),

including the Carmans River; thence generally westerly and southerly to

the waters of Bellport Bay; thence generally easterly across the Bay and

northerly along the easterly boundary of the Refuge, including all lands

currently part of the Refuge and any lands which may become part of the

Refuge in the future to the east side of the southern terminus of Smith

Road; thence northward along the easterly side of Smith Road to the

southwesterly corner of the property identified as District 200, Section

974.50, Block 1, Lot 11; thence eastward, northward and westward in a

counter-clockwise direction along the southern, eastern and northern

boundaries of that property to the easterly side of Smith Road; thence

northward along the easterly side of Smith Road to the northerly side of

Montauk Highway County Road 80; thence northeasterly to the

southwesterly corner of the property identified as District 200, Section

849, Block 2, Lot 2; thence eastward along the northerly boundary of

Montauk Highway to the southeasterly corner of the property identified

as District 200, Section 850, Block 3, Lot 8; thence northward to the

northeasterly corner of that parcel, including all lands owned by the

United States known as Wertheim National Wildlife Refuge (the "Refuge")

at any time between June 1, 1993 and the present, and any lands which

may become part of the Refuge in the future; thence northwestward across

Sunrise Highway (NYS Route 27) to the southwesterly corner of the

property identified as District 200, Section 850, Block 2, Lot 1; thence

northward along the westerly boundary of that parcel across to the

northerly boundary of Victory Avenue; thence westward along the

northerly boundary of Victory Avenue to the westerly boundary of River

Road; thence northward along the westerly boundary of River Road to the

north side of the Long Island Rail Road right-of-way; thence easterly

along the northerly side of the Long Island Rail Road right-of-way to

the north side of Moriches-Middle Island Road; thence generally

northward and westward along the northerly side of Moriches-Middle

Island Road to the northerly side of the Long Island Expressway; thence

westward along the northerly boundary of the Long Island Expressway to

the southeasterly corner of the Longwood Greenbelt property (the

property identified as District 200, Section 583, Block 2, Lot 1.1);

thence northward along the easterly boundary of the Longwood Greenbelt

property to its northeast corner; thence eastward to the southwesterly

corner of the property known as District 200, Section 552, Block 1, Lot

8; thence generally northeastward along the easterly boundary of the

property identified as District 200, Section 552, Block 1, Lot 1.7 to

the northeasterly corner of that parcel; thence eastward along the

southerly boundaries of the parcels identified as District 200, Section

504, Block 1, Lot 8, and District 200, Section 504, Block 1, Lot 11, to

the westerly boundary of the William Floyd Parkway (County Route 46);

thence northward along the westerly side of County Route 46 to a point

2000 (two thousand) feet south of the southern bank of the Peconic River

crossing of County Route 46; thence generally southeastward along a line

parallel to, and 2000 (two thousand) feet generally south or southwest

of, and parallel to, the southernmost bank of the Peconic River to a

point where the Peconic River crosses the unpaved, unnamed, north-south

firebreak and patrol road on the eastern half of the Brookhaven National

Laboratory property; thence southward and southwestward along the

easterly and southeasterly boundaries of the unpaved, unnamed,

north-south firebreak and patrol road starting on the eastern half of

the Brookhaven National Laboratory property to the Brookhaven National

Laboratory road known as Brookhaven Avenue; thence due westward along a

straight line to the Brookhaven National Laboratory road known as

Princeton Avenue; thence westward along the southerly boundary of

Princeton Avenue to the unnamed Laboratory road which diverts southwest

in the vicinity of the Laboratory gate house; thence southwestward along

the southerly side of the unnamed Laboratory road just described to

County Route 46; thence southward along the easterly side of County

Route 46 to NYS Route 495; thence eastward along the northerly boundary

of NYS Route 495 to County Route 111; thence southeastward along the

northerly boundary of County Route 111 to NYS Route 27 (Sunrise

Highway); thence generally southward across NYS Route 27 to the

westernmost extent along NYS Route 27 of the undeveloped portion (as of

June 1, 1993) of the parcel assemblage comprised of those parcels

identified as District 200, Section 594, Block 2, Lot 4 and District

900, Section 325, Block 1, Lot 41.2; thence southward along the westerly

boundary of the undeveloped portion (as of June 1, 1993) of that parcel

assemblage to County Route 71 (Old Country Road); thence eastward along

the northerly boundary of County Route 71 to the southeastern corner of

the Suffolk County Nature Preserve lands which run from NYS Route 27

south to County Route 111 and which adjoin the easterly side of the

preceding assemblage; thence northward along the easterly boundary of

that Suffolk County Nature Preserve assemblage (crossing the County

Route 111 right of way) to NYS Route 27; thence eastward along the

southerly boundary of NYS Route 27 to the westerly end of 19th Street as

shown in the old filed map contained within the tax map identified as

District 900, Section 276, Block 2; thence southward along the westerly

boundary of that old filed map (shown in District 900, Sections 276,

302, 303, 327, and 328), and coterminous with the westerly side of those

parcels along the westerly side of Oishei Road, to County Route 71;

thence eastward along the northerly boundary of County Route 71 to the

southeasterly corner of the parcel identified as District 900, Section

328, Block 2, Lot 19; thence northward along the easterly boundary of

that old filed map surrounding Oishei Road, and coterminous with the

easterly side of those parcels along the easterly side of Oishei Road,

to a point along that line due west of the northwesterly corner of the

parcel containing the Suffolk County facilities identified as District

900, Section 331, Block 1, Lot 1; thence due eastward along a straight

line to the northwesterly corner of that parcel; thence eastward along

the northerly boundary of that parcel to its northeasterly corner shown

in District 900, Section 307; thence due eastward along a straight line

to Summit Boulevard; thence southward along the westerly side of Summit

Boulevard to County Route 71; thence eastward along the northerly side

of County Route 71, excluding all parcels abutting that road which are

developed as of June 1, 1993, to the Long Island Rail Road tracks;

thence eastward along the northerly boundary of the Long Island Rail

Road tracks to County Route 31 (Old Riverhead Road); thence northward

along the westerly boundary of County Route 31 to that point opposite

the point along the easterly side of County Route 31 (north of the

Stewart Avenue intersection) at which the undeveloped portion (as of

June 1, 1993) of the Suffolk County Airport (Gabreski Airport) occurs;

thence generally northward, eastward and southward around the westerly,

northerly and easterly boundaries of the undeveloped portion (as of June

1, 1993) of the airport property (excluding from the Core Preservation

Area those portions of the airport property which are occupied by the

runways, their associated maintenance areas, and those areas identified

for future use in the Suffolk County Airport Master Plan approved by the

County Legislature) to the Long Island Rail Road tracks (including in

the Core Preservation Area those portions of the airport property which

are adjacent to the Quogue Wildlife Refuge's westerly boundary and which

are in their natural state); thence eastward along the northerly

boundary of the Long Island Rail Road tracks to the southeasterly corner

of the Town of Southampton parcel identified as District 902, Section 1,

Block 1, Lot 22.1; thence generally northward and eastward along the

easterly border of that parcel and the Town of Southampton parcels to

the immediate north identified as District 900, Section 313, Block 1,

Lot 42.1 and District 900, Section 287, Block 1, Lot 1.55 to County

Route 104; thence northward along the westerly boundary of County Route

104 to a point 1000 (one thousand) feet southward of NYS Route 27;

thence eastward along a line parallel to, and 1000 (one thousand) feet

south of, NYS Route 27, to the westerly boundary of the parcel

identified as District 900, Section 252, Block 1, Lot 1; thence

southward along the westerly boundary of that parcel to the Long Island

Rail Road tracks; thence eastward along the northerly boundary of the

Long Island Rail Road tracks to Montauk Highway; thence eastward along

the northerly boundary of Montauk Highway to that point where the

boundary of Sears-Bellows County Park heads northward along the eastern

side of the Munns Pond portion; thence northward along the easterly

boundary of Sears-Bellows County Park, to NYS Route 27; thence eastward

along the northerly boundary of NYS Route 27 to NYS Route 24 (Riverhead

- Hampton Bays Road); thence generally northwestward and westward along

the southwesterly boundary of NYS Route 24 to the easternmost extent

along NYS Route 24 of the Suffolk County Parkland known as Flanders or

Hubbard County Park; thence generally northward, westward, and southward

along the easterly, northerly, and westerly boundaries of Flanders or

Hubbard County Park, including all adjacent or contiguous undeveloped

Town of Southampton parks, preserves, open space areas, or reserved

areas, to NYS Route 24; thence westward along the southerly boundary of

NYS Route 24 to Pleasure Drive; thence southward along the easterly

boundary of Pleasure Drive a distance of 2000 (two thousand) feet,

excluding all parcels abutting that road which are developed as of June

1, 1993; thence generally westward along a straight line to the

southernmost extent of the NYS David Sarnoff Preserve along the westerly

boundaries of the parcels on the westerly side of Brookhaven Avenue;

thence generally northward and westward along the easterly and northerly

boundary of the NYS David Sarnoff Pine Barrens Preserve, crossing County

Routes 105 and 104, to County Route 63 (Riverhead-Moriches Road); thence

generally westward and northward along the northerly boundary of the

Suffolk County Cranberry Bog County Nature Preserve to County Route 51;

thence southwesterly along the westerly side of County Route 51 to the

boundary of the Cranberry Bog County Nature Preserve; thence westward

and northward along the northeasterly boundary of Cranberry Bog County

Nature Preserve to County Route 94 (also known as NYS Route 24, or

Nugent Drive); thence eastward along the northerly side of County Route

94 to the County Route 94A bridge; thence northward along the westerly

side of the County Route 94A bridge to the Riverhead-Southampton border;

thence westward along the Riverhead-Southampton border, and the

Riverhead-Brookhaven Border, to the Forge Road Bridge; thence northward

along the westerly boundary of the Forge Road Bridge to Forge Road;

thence northwestward along the westerly boundary of Forge Road to the

Long Island Rail Road tracks; thence northward along the westerly

boundary of Forge Road (unpaved) to the intersection of NYS Route 25 and

River Road; thence westward along the southerly boundary of River Road

to Edwards Avenue; thence westward along the southerly boundary of River

Road (Grumman Boulevard or Swan Pond Road) to the southeast corner of

that parcel containing Conoe (or Canoe) Lake and identified as District

600, Section 137, Block 1, Lot 1; thence northward, westward, and

southward along the borders of that parcel containing Conoe (or Canoe)

Lake to River Road (Grumman Boulevard); thence westward along the

northerly boundary of Grumman Boulevard to the southeasternmost corner

of the undeveloped portion (as of June 1, 1993) of the United States

Navy/Grumman Corporation property located on the north side of Grumman

Boulevard and adjacent to the Grumman entrance known as the South Gate;

thence due north along the easternmost edge of that undeveloped portion

(as of June 1, 1993) of the United States Navy/Grumman Corporation

property to NYS Route 25; thence along a straight line to the northerly

side of NYS Route 25 to a point occupied by the southeasternmost corner

of the parcel assemblage comprised of District 600, Section 75, Block 3,

Lot 10.1, and District 600, Section 96, Block 1, Lot 14, and otherwise

known as Camp Wauwepex; thence northward, westward, and generally

southward along the easterly, northerly, and generally westerly

boundaries of the Camp Wauwepex assemblage to NYS Route 25; thence

westward along the northerly side of NYS Route 25 to Montauk Trail;

thence northeastward along the northwesterly side of Montauk Trail to

Panamoka Trail; thence northward along the westerly side of Panamoka

Trail, excluding all parcels abutting that road which are developed as

of June 1, 1993, to Matinecock Trail; thence westward along the

southerly side of Matinecock Trail to the easterly boundary of

Brookhaven State Park; thence generally northward along the easterly

boundary of Brookhaven State Park, including all adjacent or contiguous

undeveloped Town of Brookhaven parks, preserves, open space areas, or

reserved areas, to its intersection with NYS Route 25A; thence westward

along the southerly side of NYS Route 25A to the northeast corner of the

Shoreham-Wading River school district property; thence southward,

westward, and northward along the easterly, southerly, and westerly

boundaries of the Shoreham-Wading River school district property to NYS

Route 25A; thence westward along the southerly side of NYS Route 25A to

County Route 46; thence southward along the easterly side of County

Route 46 to its intersection with the Suffolk County Pine Trail Nature

Preserve; thence westward along the northerly boundary of the Suffolk

County Pine Trail Nature Preserve where the Preserve is adjacent to

developed parcels or parcels in agricultural or horticultural use, or

along a line parallel to, and 100 (one hundred) feet north of, the

Preserve where the Preserve is adjacent to parcels which are undeveloped

as of June 1, 1993, to the southeastern corner of the parcel west of

Woodlots Road and identified as District 200, Section 291, Block 1, Lot

14.1; thence northward and westward along the easterly and northerly

boundaries of that parcel to Whiskey Road; thence westward along the

southerly side of Whiskey Road to Wading River Hollow Road; thence

northward along the westerly side of Wading River Hollow Road to the

boundary of the NYS Rocky Point Land; thence generally northward along

the easterly boundary of the NYS Rocky Point Land, including all

adjacent or contiguous undeveloped Town of Brookhaven parks, preserves,

open space areas, or reserved areas, to NYS Route 25A; thence westward

along the southerly side of NYS Route 25A, excluding those parcels

abutting that road which are developed as of June 1, 1993, and those

lands identified for the reroute of Route 25A by the NYS Department of

Transportation, to the northeastern corner of the parcel identified as

District 200, Section 102, Block 3, Lot 1.4; thence southward along the

westerly boundary of that parcel to the parcel identified as District

200, Section 102, Block 3, Lot 1.6; thence generally westward and

southward along the westerly boundaries of that parcel and the adjoining

southerly parcel identified as District 200, Section 102, Block 3, Lot

1.5 to the boundary of the NYS Rocky Point Land; thence westward along

the northerly boundary of the NYS Rocky Point Land to County Route 21;

thence generally westward along a straight line across County Route 21

to the northernmost extent along County Route 21 of the NYS Rocky Point

Land; thence generally westward along the generally northerly boundary

of the NYS Rocky Point Land to the point or place of beginning, and

excluding the area defined as beginning at a point where the southerly

boundary of NYS Route 25 meets the easterly side of the Suffolk County

Pine Trail Nature Preserve; thence southeastward along the easterly side

of the Suffolk County Pine Trail Nature Preserve where the Preserve is

adjacent to developed parcels, or along a line parallel to, and 100 (one

hundred) feet east of, the Preserve where the Preserve is adjacent to

parcels which are undeveloped as of June 1, 1993, to the Long Island

Lighting Company high voltage transmission lines; thence northward along

the westerly side of the Long Island Lighting Company high voltage

transmission lines to NYS Route 25; thence westward along the southerly

side of NYS Route 25 to the point or place of beginning;

and excluding two distinct areas described as follows: Area One is the

area defined as beginning at a point where the southerly boundary of NYS

Route 25 meets the easterly side of the Suffolk County Pine Trail Nature

Preserve; thence southeastward along the easterly side of the Suffolk

County Pine Trail Nature Preserve where the Preserve is adjacent to

developed parcels, or along a line parallel to, and 100 (one hundred)

feet east of, the Preserve where the Preserve is adjacent to parcels

which are undeveloped as of June 1, 1993, to the Long Island Lighting

Company high voltage transmission lines; thence northward along the

westerly side of the Long Island Lighting Company high voltage

transmission lines to NYS Route 25; thence westward along the southerly

side of NYS Route 25 to the point or place of beginning; Area Two is the

area defined as beginning at the northwest corner of the parcel

identified as District 200, Section 552, Block 1, Lot 3; thence

eastward, southwestward and generally northward along the northerly,

southeasterly and westerly boundaries of that parcel, containing the

sewage treatment facility known as the Dorade facility, to the point of

beginning.

* NB Effective ... (see 58/2018 Pt. CC § 5 for expiration provisions)

12. "Compatible growth area" shall mean the compatible growth area

which comprises that area within the central pine barrens, but outside

the core preservation area as defined.

13. "Development" shall mean the performance of any building activity

or mining operation, the making of any material change in the use or

intensity of use of any structure or land and the creation or

termination of rights of access or riparian rights. Without limitation,

the following activities or uses shall be taken for the purposes of this

title to involve development as defined in this subdivision:

(a) a change in type of use of a structure or land or, if the

ordinance or rule divides uses into classes, a change from one class of

use designated in an ordinance or rule to a use in another class so

designated;

(b) a material increase in the intensity of use of land or

environmental impacts as a result thereof;

(c) commencement of mining, excavation or material alteration of grade

or vegetation on a parcel of land excluding environmental restoration

activities;

(d) material alteration of a shore, bank or flood plain of a river,

stream, lake, pond, or artificial body of water;

(e) re-establishment of a use which has been abandoned for one year;

(f) departure from the normal use for which development permission has

been granted, or material failure to comply with the conditions of an

ordinance, rule or order granting the development permission under which

the development was commenced or is continued.

The following operations or uses do not constitute development for the

purposes of this title:

(i) public improvements undertaken for the health, safety or welfare

of the public. Such public improvements shall be consistent with the

goals and objectives of this title, and shall include, but not be

limited to, maintenance of an existing road or railroad track;

(ii) work by any utility not involving substantial engineering

redesign for the purpose of inspection, maintenance or renewal on

established utility rights-of-way or the likes, and any work pertaining

to water supply for the residents of Suffolk county;

(iii) work for the maintenance, renewal, replacement, reconstruction,

improvement, or alteration of any existing structure or additions to an

existing residence or residential property owned by an association

formed for the common interest in real property;

(iv) the use of any structure or land devoted to dwelling uses for any

purposes customarily incidental and otherwise lawful;

(v) the use of any land for the purpose of agriculture or

horticulture;

(vi) work by a utility performed for the purpose of public health,

safety, or welfare and consistent with the goals and objectives of this

title;

(vii) existing or expanded recreational use consistent with the

purposes of this title including scouting activities, the maintenance or

expansion of facilities associated with or necessary for such scouting

activities including, but not limited to, the addition, modification,

expansion or replacement of structures necessary for such activities and

such clearing as may be reasonably required for the maintenance or

expansion of scouting activities;

(viii) a change in use of land or structure from a use within a class

specified in an ordinance or rule to another use in the same class;

(ix) residential development on any subdivision, residential clustered

development, land division or site plan which has received preliminary

or final approval on or before June first, nineteen hundred

ninety-three, providing the lots to be built upon conform to the lot

area requirements of the current zoning, are subject to the three year

exemption contained in section two hundred sixty-five-a of the town law,

or are subject to an exemption from an upzoning adopted by a town board;

(x) in the core preservation area, construction of one single family

home and customary accessory uses thereto on those parcels identified in

the comprehensive land use plan adopted by the commission in June of

nineteen hundred ninety-five and as amended on February twenty-first,

two thousand one;

(xi) in the compatible growth area, construction of single family

homes and customary accessory uses thereto on any lot held on June 1,

1993 in ownership singly and separately from adjacent lots;

(xii) in the compatible growth area, continuation of existing

non-conforming uses, and activities permitted by special permit or

special exception, including renewals of said special permits or

exceptions;

(xiii) in the compatible growth area, land divisions or subdivisions

in the compatible growth area consisting of five or fewer residential

lots which conform to the lot area requirement of the existing zoning

for the subject parcel;

(xiv) in the compatible growth area, renovations, reconstructions,

additions or extensions to existing commercial or industrial uses

providing the addition or extension conforms to the uses permitted in

the zoning district in which said parcel is located and which does not

increase existing square footage by more than twenty-five percent; or

(xv) in the core preservation area, the state or public corporation

projects on parcels identified in the comprehensive land use plan

adopted by the commission in June of nineteen hundred ninety-five, as

amended on February twenty-first, two thousand one and October

twentieth, two thousand four.

Development as designated in an ordinance, rule, or development permit

includes all other development customarily associated with it unless

otherwise specified.

14. "Agriculture" or "horticulture" shall mean any production of

plants or animals useful to man, including but not limited to: forage or

sod crops; grains and feed crops; dairy animals and dairy products;

poultry and poultry products; livestock, including beef cattle, sheep,

swine, horses, ponies, mules or goats, and including the breeding and

grazing of any or all of such animals; bees and apiary products; fur

animals; trees and forest products; fruits of all kinds including

wineries; vegetables; nursery, floral, ornamental and greenhouse

products and farmstands for selling products raised or produced on site

and other associated structures required for their production.

§ 57-0109 — Establishment of Long Island Pine Barrens maritime reserve; core preservation area and compatible growth area

Establishment of Long Island Pine Barrens maritime reserve;

core preservation area and compatible growth area.

1. The region encompassing and distinguished by the Peconic Bay

system, lands which gather and transmit precipitation as either

groundwater or runoff into the Peconic Bay system, lands characterized

by the growth of pitch pine, dwarf pine and/or scrub oak pine barrens

including lands currently under the review and jurisdiction of the

Suffolk county Pine Barrens review commission and lands used in

traditional patterns for agriculture, finfishing, shellfishing and

tourism and made up of all lands and waters located in the towns of

Riverhead, Southold, Shelter Island, Southampton and East Hampton and

the portion of the town of Brookhaven east of a north south line defined

by extending County Road 83 to the northern most and southern most

extension to their respective water boundaries of Brookhaven town and

the town's incorporated villages is hereby established and designated to

be the Long Island Pine Barrens Maritime reserve.

2. Within the reserve and within forty-five days of the effective date

of this subdivision, the commission shall file with the secretary of

state the maps of the Central Pine Barrens area classifying and

depicting the core preservation area as defined, which comprises the

largest essentially intact areas of undeveloped pine barrens ecology,

and the compatible growth area where appropriate patterns of development

and regional growth shall be permitted and shall file a certified copy

thereof with the county clerk of Suffolk county and the clerk of each

town or village whose boundaries are included within the Central Pine

Barrens area. Notice of the filing and availability of such map shall be

published at least twice in the paper of general circulation in the

county of Suffolk. An affected property owner may petition the

commission for precise delineation or adjustment of boundary as it

applies to the affected property. The commission shall have

discretionary powers to modify the boundaries of the core preservation

area by up to three hundred feet as circumstances warrant after

notification to the affected property owner or owners, except no

boundary defined by a state or county highway or navigable waterway

shall be modified to extend beyond such highway or waterway.

§ 57-0111 — Long Island Pine Barrens maritime reserve council

Long Island Pine Barrens maritime reserve council.

1. There is hereby established, within the department, a Long Island

Pine Barrens maritime reserve council to help local governments and the

state coordinate the efforts of all municipal, county, state and federal

agencies involved in the management of the preserve and to oversee and

prepare a comprehensive intergovernmental management plan for the Long

Island Pine Barrens maritime reserve that the state and local

governments may adopt.

2. The council shall be composed of seventeen voting members. The

governor shall appoint three members. The county executive of the county

of Suffolk, with the advice and consent of the county legislature, shall

appoint four members. The town supervisors of the towns of Riverhead,

Southold, Shelter Island, Southampton, East Hampton and Brookhaven shall

each appoint one member. The commissioner or his or her designee, the

commissioner of parks, recreation and historic preservation or his or

her designee, the secretary of state or his or her designee for purposes

of matters related to coastal resources and the commissioner of economic

development or his or her designee for purposes of tourism shall serve

as ex-officio members. All members, except ex-officio members shall be

residents of the county of Suffolk and shall have demonstrated expertise

in the functional areas to be addressed by the commission. All initial

appointments shall be made within sixty days of the effective date of

this title.

3. Members of the council shall serve for a term of two years or

thereafter until a successor is appointed. A chairperson shall be

designated by the governor. The council shall elect a vice-chairperson

and such other officers as it may determine are necessary for the

conduct of its duties.

4. Ten members of the council shall constitute a quorum.

5. The members of the council shall serve without compensation.

§ 57-0113 — Duties of the council

Duties of the council.

The council shall have the following powers and duties:

1. to conduct scientific and environmental studies;

2. to review and approve proposed dedications of lands to the Long

Island Pine Barrens maritime preserve and recommend additional

dedications to such maritime preserve;

3. to utilize to the extent feasible, the staff and facilities of

state agencies, subject to the approval of the director of the budget,

and local agencies to carry out the provisions of this title;

4. to hold public hearings;

5. to contract within amounts appropriated for or otherwise available

for professional and technical assistance or advice;

6. to meet not less than once every two months and to encourage the

attendance at such meetings of representatives of local governments and

interested parties affected by the deliberations of the council;

7. to send copies of the minutes of each meeting to each town and

village within the Long Island Pine Barrens maritime reserve, the

members of the assembly and senators representing such area and any

other interested party upon request;

8. to encourage individuals, corporations, associations and public

entities to protect and preserve the unique resources of the reserve

including the preserve; and

9. to contract for and to accept assistance, including but not limited

to gifts, easements or loans of funds or real property or personal

property from the federal government or any agency or instrumentality

thereof, or from any agency or instrumentality of the state, or from any

other public or private source and to comply, subject to the provisions

of this title, with the terms and conditions thereof, subject to the

approval of the division of the budget. Notwithstanding the provisions

of section eleven of the state finance law, the commission may accept

gifts, grants, devises and bequests, whether conditional or

unconditional, with the approval of the director of the budget.

§ 57-0115 — Comprehensive management plan

Comprehensive management plan.

1. The council shall, after holding public hearings, prepare and adopt

a comprehensive management plan for the Long Island Pine Barrens

maritime reserve, which the state and local governments may adopt. Such

plan shall include, but not be limited to:

a. a statement of the public values of the area, including their

educational, ecological and hydrological values, together with the

general goals and policies which will best protect and enhance such

values;

b. a map of the area, delineating the boundaries of the Long Island

Pine Barrens maritime reserve;

c. a brief and general historical overview regarding the lands of the

Long Island Pine Barrens maritime reserve;

d. an inventory of all public lands and lands available for public use

within the Long Island Pine Barrens maritime reserve specifying use,

facilities for public use, and the management agency with jurisdiction

over the property;

e. management guidelines for the preservation, recreational and

educational use of resources of the Long Island Pine Barrens maritime

reserve;

f. management guidelines for protecting and supporting indigenous

economic activities like agriculture, fishing, recreation and tourism;

g. a plan for protection and management for dedicated land in the Long

Island Pine Barrens preserve including:

(1) A survey or inventory of the following, together with the

establishment of management priorities therefor:

(i) natural plant and wildlife resources;

(ii) historic resources;

(iii) erosion control needs and stream protection;

(iv) trails, trail development and use; and

(v) other recreational uses.

(2) Recommendations for the enforcement of laws pertaining to public

use activities, which can be implemented by rules and regulations for

the administration and use of lands dedicated to the preserve.

(3) Recommendations for acquisition of open space suitable for

dedication in the preserve.

(4) Recommendations for institutional arrangements to coordinate

management of dedicated land held by separate owners;

h. a local participation plan, which describes how local citizens,

officials and members of the tourism, agricultural and fishing

industries will participate in the planning and implementation of the

management program and which contains a statement identifying support

for such program by the participating local governments; and

i. a financial statement estimating the necessary costs and potential

funding sources to carry out recommendations in the study over a five

year period and the benefits therefrom.

2. A draft plan shall be prepared and made available to the public and

the local governments within the Long Island Pine Barrens maritime

reserve prior to adopting the plan. The council shall hold public

hearings at different locations within the Long Island Pine Barrens

maritime reserve. There shall be two public hearings on the draft plan

and there shall also be a public hearing on the completed plan before

the plan is submitted to the commissioner.

§ 57-0117 — Dedications to the Long Island Pine Barrens preserve; legislative protection

Dedications to the Long Island Pine Barrens preserve;

legislative protection.

1. The commissioner shall maintain a record of the boundaries of the

lands which have been dedicated to the Long Island Pine Barrens preserve

in text and depicted on a map.

2. Land owned by the state within the Long Island Pine Barrens

maritime reserve may be dedicated to be part of the Long Island Pine

Barrens preserve by the action of the commissioner or the commissioner

of parks, recreation and historic preservation, or by action of the

legislature.

3. Land owned by a local government within the Long Island Pine

Barrens maritime reserve may be dedicated to the Long Island Pine

Barrens preserve by the action of its local legislative body.

4. Land owned by private individuals within the Long Island Pine

Barrens maritime reserve may be dedicated to be part of the Long Island

Pine Barrens preserve by the execution of a conservation easement.

5. Land in the core preservation area which come in the public domain

shall be deemed to be dedicated to the Long Island Pine Barrens

Preserve.

6. Except for the core preservation area which shall be deemed to be

dedicated to the preserve, the council shall review and must approve

each dedication of land to the preserve.

7. No publicly owned real property, dedicated to the Long Island Pine

Barrens preserve, shall be alienated except by law enacted by two

successive regular sessions of the legislature, but easements for public

water supply purposes may be maintained consistent with local

ordinances.

8. The council shall have no authority to manage any private land

unless such land has been voluntarily dedicated pursuant to this title

or the owner has executed a voluntary written agreement with the council

authorizing the specific management actions taken.

9. Nothing contained in this title shall affect any previous

dedication of state land to the State Nature and Historic preserve. Any

state land dedicated to the Long Island Pine Barrens preserve may also

be dedicated to the State Nature and Historic preserve.

§ 57-0119 — Central Pine Barrens joint planning and policy commission

Central Pine Barrens joint planning and policy commission.

1. It is hereby found, determined and declared that the Long Island

Central Pine Barrens area is a major resource area of statewide

significance where the hydrological and ecological integrity is

endangered; that a public entity representative of town, county and

state government is necessary and appropriate to plan, manage and

oversee land use within the Central Pine Barrens area of Long Island

Pine Barrens Maritime reserve in the public interest for present and

future generations; and that the Central Pine Barrens joint planning and

policy commission created by this section and its purposes are in all

respects for the benefit of the people of the state of New York and are

a public purpose.

2. There is hereby established, the Central Pine Barrens joint

planning and policy commission to consist of five voting members: one

member appointed by the governor who will serve at the pleasure of the

governor and four ex officio members who are the county executive of

Suffolk county, the supervisor of the town of Brookhaven, the supervisor

of the town of Riverhead and the supervisor of the town of Southampton.

Each ex officio member may appoint a designated representative, by

official authority filed with the commission, to exercise his or her

powers and perform his or her duties, including the right to vote, on

the commission. The commission shall elect one of its members as

chairperson. Four members shall constitute a quorum for the transaction

of any business or the exercise of any power or function of the

commission. An affirmative vote of three or more members shall be

required to pass a resolution or otherwise exercise any functions or

powers of the commission, except the adoption of the plan which requires

a unanimous vote of the commission.

3. The commission shall hold its initial meeting within thirty days of

enactment of this section, following public notice by the county

executive.

4. Every state agency and public corporation having jurisdiction of

land or water within the Central Pine Barrens area or of programs

relating to the purposes and goals of this title shall, to the fullest

extent practicable, offer full cooperation and assistance to the

commission in carrying out the provisions of this title.

5. Every local or regional agency with activities relating to the

Central Pine Barrens area may offer assistance to the commission in

carrying out the provisions of this title.

6. The commission shall have the power:

(a) To prepare, adopt, enforce and ensure implementation of the

comprehensive land use plan, with the advice of the advisory committee;

(b) To sue and be sued;

(c) To make and execute contracts and all other instruments necessary

or convenient for the exercise of its powers and functions under this

title;

(d) To establish and maintain such facilities as may be necessary for

the transacting of its business;

(e) To appoint an executive officer, officers, agents, employees, and

prescribe their duties and qualifications and fix their compensation;

(f) To utilize to the extent feasible the staff and facilities of

existing state and county agencies, pursuant to an agreement to be made

by the state or by the county of Suffolk;

(g) To hold hearings in the exercise of its powers, functions and

duties provided for by this title;

(h) To contract for professional and technical assistance and advice;

(i) To contract for and to accept any assistance, including but not

limited to gifts, grants or loans of funds or of property from the

federal government or any agency or instrumentality thereof, or from any

agency or instrumentality of the state, or from any other public or

private source and to comply, subject to the provisions of this title,

with the terms and conditions thereof;

(j) To establish regulations, values, and standards which may include

a system of bonuses and incentives in order to purchase, sell, hold and

trade development rights as defined in paragraph a of subdivision one of

section two hundred sixty-one-a of the town law; such transfers may

cross municipal and special district boundaries;

(k) To adopt, amend and repeal, after public hearing (except in the

case of rules and regulations that relate to the organization or

internal management of the agency), such rules and regulations,

consistent with this title, as it deems necessary to administer this

title, and to do any and all things necessary or appropriate to carry

out the purposes and policies of this title and exercise powers granted

by law;

(k-1) To purchase the maximum insurance, practicable and affordable

from revenues in the Pine Barrens fund pursuant to section

ninety-seven-o of the state finance law, from any duly authorized

insurer in this state, against any liability subject to indemnity

pursuant to subdivision six of section 57-0123 of this chapter;

(k-2) To acquire, hold lands and interest in land, and utilize the

power of eminent domain within available funds in the Pine Barrens fund

pursuant to section ninety-seven-o of the state finance law or made

available by local, county, or state government;

(l) To provide scientific and technical assistance or to make grants

to municipalities, towns and the county for revisions of local master

plans, or the relevant ordinances designed to bring such plans and

ordinances into conformance with the comprehensive land use plan

prepared and adopted by the commission. The commission may make such

grants from any funds which may be appropriated or otherwise made

available to it for such purpose;

(m) To establish and maintain an education and outreach program

relating to the commission's work;

(n) To convene conferences, seminars, meetings, technical sessions on

its own or in coordination with federal, state, county, town or private

organizations as deemed necessary relative to its responsibilities;

(o) To report periodically to the governor and the legislature on the

conduct of its activities not less than once a year, furnishing a copy

of each such report to the legislative bodies of Suffolk county and the

towns and villages in whole or in part within the Central Pine Barrens

area;

(p) To assist local, county and state government in prioritization and

negotiation with private landowners whose property is restricted by the

land use plan, to evaluate the impact of any restrictions and develop a

package of benefits; and

(q) To have and exercise such other incidental and usual powers as are

necessary and appropriate to carry out its duties.

7. The commission shall within six months of the first meeting of the

commission:

(a) Inventory all private parcels within the core preservation area.

(b) Upon completion of the inventory, notify property owners and

assign and calculate the development yield for each property located in

the core preservation area. Development yield may be calculated in

accordance with such factors as area, floor area, floor area ratios,

density, height limitations or other criteria that will effectively

quantify a value for establishing development rights in a reasonable and

uniform manner that will carry out the objectives of this title.

8. The commission shall within twelve months of the first meeting of

the commission:

(a) Identify receiving districts within and without the Central Pine

Barrens sufficient to receive and transfer of rights and values of the

core preservation area and for the continuation of an adequate program

of development rights or development values.

(b) Consider the fiscal impact of the established transfer of

development rights and values system.

9. There is hereby created a Central Pine Barrens advisory committee

to actively assist and advise the commission in the preparation,

adoption and implementation of the Central Pine Barrens comprehensive

land use plan. The committee shall consist of not more than twenty-eight

members which shall include representatives of environmental groups,

economic development and real estate interests, farmers, water

suppliers, civic groups, planners, biologists, water quality scientists

and recreational interests. The members of the committee shall serve

without compensation. The initial members of the advisory committee

shall include a representative of the Long Island Association, Long

Island Builders Institute, Association For A Better Long Island, Long

Island Board of Realtors, Long Island Farm Bureau, Suffolk County Water

Authority, SUNY at Stony Brook, Regional Plan Association, Long Island

Pine Barrens Society, Group For The South Fork, The Nature Conservancy,

North Fork Environmental Council, Open Space Council, Long Island

Greenbelt Trail Conference, Environmental Defense Fund, Eastern Suffolk

Board of Realtors, Southampton Alliance, South Fork Promotion Committee

or their successors and interests, a member from the Long Island

regional planning board, two members from the New York state legislative

commission on water resource needs of Long Island and a civic

representative from each of the towns of Southampton, Brookhaven and

Riverhead designated by the supervisor thereof. The committee may be

expanded as necessary to incorporate other interests in the development

and preservation of the Central Pine Barrens preserve. Each member shall

serve at the pleasure of the entity which designated it. The committee

by a majority vote shall elect a chairperson. The commission shall meet

periodically with the advisory committee, make available working draft

and other documents, and shall provide services to the advisory

committee as are necessary and appropriate to carry out its functions

under this title.

§ 57-0121 — Central Pine Barrens comprehensive land use plan; interim regulations

Central Pine Barrens comprehensive land use plan; interim

regulations.

1. As soon as practicable and within twelve months of the effective

date of this section, the commission shall, after consultation with the

advisory committee, prepare or cause to be prepared a draft

comprehensive land use plan and generic environmental impact statement

thereon which shall be part of the plan for the Central Pine Barrens

area. The land use plan shall be designed to preserve the Pine Barrens

ecology and to ensure the high quality of groundwater within the Central

Pine Barrens area and to balance the public and private interests in

development and in protection of the Pine Barrens ecology consistent

with the objectives of the land use plan. Where local plans exist, the

commission shall evaluate and incorporate such plans as is appropriate

in the land use plan.

2. The land use plan for the Central Pine Barrens area shall be

designed to:

(a) protect, preserve and enhance the functional integrity of the Pine

Barrens ecosystem and the significant natural resources, including plant

and animal populations and communities, thereof;

(b) protect the quality of surface water and groundwater;

(c) discourage piecemeal and scattered development;

(d) promote active and passive recreational and environmental

educational uses that are consistent with the land use plan; and

(e) accommodate development, in a manner consistent with the long term

integrity of the Pine Barrens ecosystem and to ensure that the pattern

of development is compact, efficient and orderly.

3. The land use plan with respect to the core preservation area shall

be designed to protect and preserve the ecologic and hydrologic

functions of the Pine Barrens by:

(a) preserving the Pine Barrens area in their natural state thereby

insuring the continuation of Pine Barrens environments which contain the

unique and significant ecologic, hydrogeologic and other resources

representative of such environments;

(b) promoting compatible agricultural, horticultural and open space

recreational uses within the framework of maintaining a Pine Barrens

environment and minimizing the impact of such activities thereon;

(c) prohibiting or redirecting new construction or development;

(d) accommodating specific Pine Barrens management practices, such as

prescribed burning, necessary to maintain the special ecology of the

preservation area;

(e) protecting and preserving the quality of surface and groundwaters;

and

(f) coordinating and providing for the acquisition of private land

interests as appropriate and consistent with available funds.

4. The land use plan with respect to the compatible growth areas shall

be designed to:

(a) preserve and maintain the essential character of the existing Pine

Barrens environment, including plant and animal species indigenous

thereto and habitats therefor;

(b) protect the quality of surface and groundwaters;

(c) discourage piecemeal and scattered development;

(d) encourage appropriate patterns of compatible residential,

commercial, agricultural, and industrial development in order to

accommodate regional growth influences in an orderly way while

protecting the Pine Barrens environment from the individual and

cumulative adverse impacts thereof;

(e) accommodate a portion of development redirected from the

preservation area. Such development may be redirected across municipal

boundaries; and

(f) allow appropriate growth consistent with the natural resource

goals pursuant to this title.

5. Preparation of the land use plan shall be based on the following

planning studies and reports:

(a) Previously undertaken and current groundwater and ecological

studies pertaining to the reserve, generally, and the Central Pine

Barrens area, specifically;

(b) General planning studies of the reserve, generally, and the

Central Pine Barrens area, specifically, including but not limited to:

(i) population and population distribution;

(ii) amount, type, intensity, and general location of commerce,

industry and agricultural production;

(iii) amount, type, quality, and general location of housing;

(iv) general location and extent of existing or currently planned

major transportation, utility, and community facilities;

(v) amount, general location, and interrelationship of different

categories of land use;

(vi) areas, sites, or structures of historical, archaeological,

architectural, or scenic significance;

(vii) natural resources, including air, water, open spaces, forests,

soils, rivers, wetlands and other waters, shorelines, fisheries,

wildlife, vegetation, threatened species, and minerals; and

(viii) any other matter found to be important to preservation and

future development.

(c) Scientific research prepared for other hydrological or ecological

areas analogous to the reserve, generally, and the Central Pine Barrens

area specifically. Such studies and reports may include, but are not

limited to those undertaken by the New Jersey Pinelands commission or

Cape Code commission.

(d) Public improvement studies including but not limited to the area

or subareas within the Central Pine Barrens area or outside such area

having an aggregation of sites with development potential to facilitate

application of transfer of development rights that could create the need

for new public improvements and/or public improvement expansions;

(e) Advisory committee recommendations or reports.

6. The land use plan shall provide for, address and include but not be

limited to the following:

(a) Statements of objectives, policies and standards as they pertain

to the purposes of this title and the land use plan.

(b) A map depicting the core preservation area.

(c) A map depicting compatible growth areas in the Central Pine

Barrens area where orderly and environmentally compatible development

can be encouraged and to which development potential within the preserve

may be transferred.

(d) A phased public improvement element for providing the public

facilities necessary for carrying out the goals for the core

preservation and compatible growth areas.

(e) Identification and mapping of critical resource areas within the

Central Pine Barrens area which are of regional or statewide

significance. Such areas shall include fragile lands, significant

shorelands of rivers, lakes, and streams; freshwater wetlands;

significant wildlife habitats; unique scenic or historic features; and

rare or valuable ecosystems and geological formations which are of

regional or statewide significance.

(f) Identification of sending districts in core preservation and

compatible growth areas and receiving districts in compatible growth

areas and outside the Central Pine Barrens area for the purpose of

providing for the transfer of development rights and values to further

the preservation and development goals of the land use plan and

methodologies and standards for procedural equity and appropriate values

in establishing rights and values consistent with the provisions of

section two hundred sixty-one-a of the town law.

(g) Identification of land suitable for agricultural use and necessary

and appropriate strategies to protect land capable of agricultural

production.

(h) Development criteria and performance standards.

(i) An intergovernmental coordination and consistency component

establishing the ways in which state and local programs and policies may

best be coordinated to promote the goals and implement the policies of

the land use plan.

(j) A financial component analyzing the public and private costs of

developing and implementing the land use plan which shall include:

(i) detailed costs including those for infrastructure improvements,

acquisition of fee simple or other interests in lands for preservation

or recreation purposes, compensation guarantees, general administrative

costs and any anticipated extraordinary or continuing costs; and

(ii) the source of revenue for covering such costs, including, but not

limited to, grants, donations and loans from local, state and federal

departments and agencies and from the private sector.

(k) A program for state, county and local governmental implementation

of the comprehensive land use plan and the various elements thereof in a

manner that will insure the continued, uniform, and consistent

protection of the Pine Barrens ecosystem and development objectives

including:

(i) minimum standards for the adoption, as required in this title, of

municipal and county plans, codes and ordinances concerning the

development and use of land including, but not limited to, standards for

minimum lot sizes, site clearance and wetland setbacks, appropriate

population and densities and regulated or prohibited uses for specific

portions of the Pine Barrens area and procedures for determining

hardship consistent with the purposes and provisions of this title;

(ii) guidelines and standards for review of projects of regional

significance which because of scale of intensity of use or location are

likely to impede implementation of the land use plan; and

(iii) guidelines for consistency with the land use plan by state,

county and local agencies.

(l) Professional staffing requirements necessary to carry out the land

use plan.

(m) Land protection mechanisms, including, but not limited to,

acquisition, conservation easements, rights and values transfers,

purchase of development rights, donations and clustering, planned unit

development, land trusts, exchanges between privately and publicly owned

lands, or other zoning activities consistent with the provisions of this

title.

(n) Provisions for use of best management practices, in all natural

resource-dependent commercial and industrial activities, including

agriculture, horticulture and related activities.

(o) Provisions for restoration of natural and cultural resources where

such resources have been damaged, lost, or otherwise impaired. Such work

shall address restoration of Pine Barrens habitats, stream and shore

revitalization, historic structures, traditional industries

demonstration programs, and strengthening of community character which

will be consistent with the provisions of the comprehensive management

plan pursuant to section 57-0115 of this title.

(p) Provisions for cumulative impact analyses, both environmental and

economic, for the effects of development, preservation, financial

policies and related factors upon the Central Pine Barrens area, its

private and public open space, its residents and constituents, school

and other special districts, and other pertinent aspects or demographic

sectors.

(q) Recommendations for further legislation at the state, county, and

local levels as may be necessary to fully implement the provisions of

this title.

(r) Provisions for management and stewardship of natural and cultural

resources which shall include coordination by owners of public lands

which will be consistent with the provisions of the comprehensive

management plan pursuant to section 57-0115 of this title.

(s) Provisions for appropriate and relevant scientific research

relating to the species, ecological communities and processes, natural

landscape features, and surface and groundwater resources of the Central

Pine Barrens necessary to ensure and enhance the long-term management of

the preserve. Such research may be addressed in a cooperative effort

with the state university of New York at Stony Brook through its

biological research station, established by the department of ecology

and evolution.

(t) Provisions for fire management for controlled, prescribed burning,

and responses to unanticipated fires. This shall include coordination

among the department and local fire departments.

(u) Description of developments of regional significance.

The land use plan shall also, as funds permit, provide for a follow-up

plan to be undertaken by the commission for a partnership infrastructure

and sustainable development plan for the reserve. Based on the land use

plan and the comprehensive management plan, such follow up plan shall be

designed to (i) coordinate the activities of all governmental entities

in the provision of infrastructure necessary to support orderly

development in the compatible growth areas and support of sustainable

development in the reserve outside of the preserve; and (ii) coordinate

and focus investment in sustainable development efforts.

7. Notwithstanding any provision contrary to any other provisions of

article eight of this chapter, the commission shall be the lead agency

for the generic environmental impact statement which is part of the land

use plan. Such generic environmental impact statement shall be prepared

in accordance with the provisions of article eight of this chapter.

8. In order to effectuate the purposes and provisions of this title,

no person, public corporation or the state shall undertake or otherwise

engage in development within the Central Pine Barrens area prior to

approval and implementation of the land use plan except as provided by

this section. No amendments to the existing town or village zoning laws,

ordinances or regulations affecting development within the Central Pine

Barrens area shall take effect prior to the approval of the land use

plan as provided in this chapter except that a town may as part of a

zoning ordinance adopted pursuant to article sixteen of the town law or

by local law pursuant to other enabling law, provide for a planned unit

development or planned development district ordinance for a development

for which the designated lead agency, on or before June first, nineteen

hundred ninety-three, accepted a draft environmental impact statement or

draft generic environmental impact statement under article eight of this

chapter. The provisions of this section shall not apply to development

in the compatible growth area for which:

(a) the designated lead agency, on or before June first, nineteen

hundred ninety-three, accepted a draft environmental impact statement or

draft generic environmental impact statement or issued a conditioned

negative declaration or a negative declaration under article eight of

this chapter, or

(b) all required municipal and state permits and approvals were issued

on or before June first, nineteen hundred ninety-three (except that a

building permit need not have been issued by said date), or

(c) The designated lead agency, after June first, nineteen hundred

ninety-three and prior to ninety days immediately following adoption of

this section or as extended at the discretion of the commission in its

interim rules and regulations adopted pursuant to section nine herein,

issues on an active application a conditioned negative declaration or a

negative declaration under article eight of this chapter and which does

conform to the use and lot area requirements of the zoning in effect in

the relevant municipality on June first, nineteen hundred ninety-three,

and does not necessitate a use variance. Notwithstanding the foregoing,

in the event a commissioner within thirty days of receiving notice of

said issuance requests review of the action by the full commission, the

development shall be subject to the interim rules and regulations and

reviewed as provided for in section nine herein.

In the event that an event referred to herein (acceptance of a draft

environmental impact statement or draft generic environmental impact

statement; issuance of a conditioned negative declaration or negative

declaration; or issuance of a required permit or approval) is annulled

or vacated by a court of competent jurisdiction and such judicial action

has not been reversed by a superior court, then, for purposes of this

section, such event shall be deemed not to have taken place.

Notwithstanding any other provision of law, any development which

includes land within the core preservation area for which the designated

lead agency, on or before June first, nineteen hundred ninety-three,

accepted a draft environmental impact statement or draft generic

environmental impact statement shall not require a supplemental draft or

generic environmental impact statement under article eight of this

chapter solely because such development includes land within the core

preservation area.

9. Within three months of the effective date of this section, the

commission shall publish interim goals and standards for development and

for hardship before the land use plan is implemented in compatible

growth areas identified in the map. The commission may vary the

procedures and time periods for compliance with article eight of this

chapter as necessary and appropriate to comply with the three month

deadline of this subdivision. Upon such publication, development may

proceed in such compatible growth areas subject to existing laws,

regulations and approval procedures and subject to the review and

approval of the commission. Any person, the state or a public

corporation applying for development in such compatible growth areas who

has received all necessary local and state approvals may petition the

commission for approval of the development. Within thirty days of an

application being received, the commission shall provide the applicant

and any other interested party an opportunity to be heard. Notice of

such hearing shall be published in a newspaper having a general

circulation in the Central Pine Barrens area, and notice of such hearing

shall also be given by registered mail to the chief administrative

officer of each town and village within whose boundary any proposed

development is located. If the proposed development is consistent with

the commission's interim goals and standards, the commission shall

approve the development and may include conditions for approval. If the

applicant seeks an exemption based upon a demonstration of hardship, the

commission may approve development in the compatible growth area upon

the finding that such interim goals and standards caused an unnecessary

hardship. In making such finding the commission shall consider the

criteria for a use variance pursuant to section two hundred

sixty-seven-b of the town law. The commission must make a decision

within one hundred twenty days of receipt of a complete application. If

the commission fails to make a decision within one hundred twenty days,

the development shall be deemed to be approved by the commission, unless

extended by mutual agreement of the applicant and commission.

10. Any person, the state or a public corporation upon a showing of

hardship caused by the provisions of subdivision eight of this section

on development in the core preservation area, may apply to the

commission for a permit exempting such applicant from such subdivision

eight in connection with any proposed development in the core

preservation area. Such application for an exemption pursuant to the

demonstration of hardship within the core preservation area shall be

approved only if the person satisfies the following conditions and

extraordinary hardship or compelling public need is determined to have

been established under the following standards or for development by the

state or a public corporation or proposed for land owned by the state or

a public corporation compelling public need is determined to have been

established under the following standards:

(a) The particular physical surroundings, shape or topographical

conditions of the specific property involved would result in an

extraordinary hardship, as distinguished from a mere inconvenience, if

the provisions of this act are literally enforced. A person shall be

deemed to have established the existence of extraordinary hardship only

if he or she demonstrates, based on specific facts, that the subject

property does not have any beneficial use if used for its present use or

developed as authorized by the provisions of this title, and that this

inability to have a beneficial use results from unique circumstances

peculiar to the subject property which:

(i) Do not apply to or affect other property in the immediate

vicinity;

(ii) Relate to or arise out of the characteristics of the subject

property rather than the personal situation of the applicant; or

(iii) Are not the result of any action or inaction by the applicant or

the owner or his or her predecessors in title including any transfer of

contiguous lands which were in common ownership on or after June 1,

1993.

(b) A person, the state or a public corporation shall be deemed to

have established compelling public need if the applicant demonstrates,

based on specific facts, one of the following:

(i) The proposed development will serve an essential health or safety

need of the municipalities in the Central Pine Barrens such that the

public health and safety require the requested waiver, that the public

benefits from the proposed use are of a character that overrides the

importance of the protection of the core preservation area as

established in this title, that the proposed use is required to serve

existing needs of the residents, and that no feasible alternatives exist

outside the core preservation area to meet the established public need

and that no better alternatives exist within the county; or

(ii) The proposed development constitutes an adaptive reuse of an

historic resource designated by the commission and said reuse is the

minimum relief necessary to ensure the integrity and continued

protection of the designated historic resource and further that the

designated historic resource's integrity and continued protection cannot

be maintained without the granting of a permit.

(c) An application for a permit in the core preservation area shall be

approved only if it is determined that the following additional

standards also are met:

(i) The granting of the permit will not be materially detrimental or

injurious to other property or improvements in the area in which the

subject property is located, increase the danger of fire, endanger

public safety or result in substantial impairment of the resources of

the core preservation area;

(ii) The waiver will not be inconsistent with the purposes, objectives

or the general spirit and intent of this title; or

(iii) The waiver is the minimum relief necessary to relieve the

extraordinary hardship, which may include the granting of a residential

development right to other lands in the compatible growth area that may

be transferred or clustered to those lands to satisfy the compelling

public need.

Any waiver or exemption granted under the provisions of this part

shall only be considered an exemption or waiver of the particular

standard of this title which the commission waived. It shall not

constitute an approval of the entire development proposal. Nor shall it

constitute a waiver from any requirements contained within any local,

county or state law or ordinance.

Within thirty days of the application being received, the commission

shall provide the applicant and any other interested party an

opportunity to be heard. Notice of any public hearing conducted in

connection with an application for such a permit shall be published in a

newspaper of general circulation in the Central Pine Barrens area. If

the proposed development is not contrary to the policy or any provision

of this title and meets the standards of extraordinary hardship or

public need herein, and the commission so finds, it may issue a permit

allowing the development or such development subject to appropriate

conditions or modifications to occur, provided that permission may be

revoked by the commission if its terms are violated, and provided

further that any such hardship permit issued by the commission shall be

in addition to, and not in lieu of, such permit or permits as may be

required by any state agency or municipality within whose boundary such

development is located. The time within which the commission must decide

a core preservation area hardship application for which a negative

declaration has been made by the commission pursuant to article eight of

this chapter is one hundred twenty days from receipt of such

application. The time within which the commission must decide a core

preservation area hardship application for which a positive declaration

has been made by the commission pursuant to article eight of this

chapter is sixty days from issuance of a findings statement by the

commission pursuant to article eight of this chapter. If the commission

fails to make a decision within the aforesaid time periods, the

development shall be deemed to be approved by the commission, unless

extended by mutual agreement of the applicant and commission.

11. In preparation of the land use plan, the commission shall:

(a) consult with appropriate officials of any regional, state or

federal agency which has jurisdiction over lands and waters within the

Central Pine Barrens area;

(b) consult with the officials of any municipality which has

jurisdiction over lands and waters within the Central Pine Barrens area;

(c) consult with interested professional, scientific and citizens'

organizations; and

(d) consult with citizens' committees.

12. Following consultation with the advisory committee and within the

twelve month period established therefor, the commission shall publish

the draft land use plan. Within three months of such publication, the

commission shall hold public informational meetings in the towns of

Brookhaven, Riverhead and Southampton and at least one public hearing

within the Central Pine Barrens area. During this period the commission

shall receive and review comments on the draft land use plan-generic

environmental impact statement from state and local governments and the

public and within three months, the commission shall recommend a revised

comprehensive land use plan pursuant to this title to the respective

town boards of such towns for their ratification and adoption. Within

two months of the commission recommending the plan to the respective

town boards, the town boards shall perform a comprehensive review of the

plan and shall provide final comments to the commission. The commission

at its discretion may modify the plan as requested by the town

representatives. After modifying the plan as necessary, the commission

shall prepare a draft supplemental generic environmental impact

statement and a final generic environmental impact statement, and the

towns and commission shall adopt the necessary statement of findings

pursuant to article eight of this chapter. Ratification and adoption of

the plan by the town boards of Brookhaven, Riverhead, and Southampton

shall represent commitment to implementation of the provisions contained

therein. Upon ratification and adoption by such three towns, the

commission itself will formally adopt the plan-generic environmental

impact statement and its provisions shall be in full force. Adoption by

the commission shall only be upon the signature of the governor, county

executive of Suffolk county, supervisor of the town of Brookhaven,

supervisor of the town of Riverhead and supervisor of the town of

Southampton.

13. Not less than once every five years after the land use plan has

become effective, the commission shall review and, if appropriate, make

amendments to the land use plan and update the generic impact statement.

Within each such period, the commission shall hold a public hearing and

shall receive comments on the effectiveness of implementation of the

land use plan. Not less than thirty days before voting on an amendment

to the land use plan, the commission shall publish notice thereof in a

newspaper of general circulation in the Central Pine Barrens area.

§ 57-0123 — Implementation of the Central Pine Barrens comprehensive land use plan

Implementation of the Central Pine Barrens comprehensive land

use plan.

1. Within three months after the land use plan has been adopted by the

commission, each town board and village board with jurisdiction within

the Central Pine Barrens area shall adopt and amend as necessary land

use and zoning regulations, by local law or ordinance, rule or

regulation to conform their land use regulations to the land use plan.

Such action shall not be subject to the provisions of article eight of

this chapter if it is in conformance with the conditions and thresholds

of the land use plan. At least thirty days before adoption thereof, the

town or village board shall submit the proposed regulations to the

commission for its review and approval. Within ten days of receipt of

such proposed regulations, the commission shall review and approve such

proposed regulations, or if it does not approve them, return them with

comments on what needs to be done to make them approvable. For each

jurisdiction, the land use plan shall be deemed to be implemented upon

adoption by the town or village board of approved land use regulations.

The interim regulation provisions of subdivisions eight, nine, and ten

of section 57-0121 of this title shall remain in effect for each town or

village until it has adopted approved land use regulations to conform to

the adopted comprehensive management plan. Within villages that were

incorporated on or before June 30, 1993, whose land use and zoning

regulations are approved by the commission consistent with the land use

plan pursuant to section 57-0121 of this title, development which

conforms to such land use and zoning regulations and does not have

significant adverse impacts on the goals of the land use plan shall not

be subject to review by the commission. After town or village land use

regulations have been approved and upon a finding that a town or village

has changed such regulations in a manner substantially inconsistent with

the land use plan or has administered its approved land use regulations

in a manner substantially inconsistent with the land use plan, the

commission shall withdraw approval of such land use regulations and the

provisions of subdivisions eight, nine and ten of section 57-0121 of

this title shall be reinstituted. Such withdrawal of approval shall be

made not before fourteen days after the commission holds a public

hearing in the affected town or village on the proposed withdrawal.

Notice of such hearing shall be published in a newspaper having general

circulation in the Central Pine Barrens area and notice of such hearing

shall also be given by registered mail to the affected supervisor or

mayor.

2. (a) The commission shall have jurisdiction to review and approve

all proposed development in critical resource areas and developments of

regional significance as identified in the land use plan and proposed

developments found by the commission after petition by a commissioner to

have significant adverse impact on the land use plan. Any commissioner

may petition the commission to assert review jurisdiction over a

proposed development outside of a critical resource area or which is

other than a project of regional significance which has a significant

adverse impact on the goals of the land use plan. If the commissioner by

majority vote asserts jurisdiction, such project or action shall be

subject to review by the commission. For the purposes of review and

identification of projects coming under the jurisdiction of the

commission by virtue of critical resource area or area of regional

impact or at the request of any commission member, the commission shall

designate the responsible planning entity or staff for the purposes of

advising the commission with respect to such applications or projects.

To the fullest extent possible, the commission shall consolidate and

coordinate its review with the appropriate local government. A person,

the state or a public corporation proposing development in a critical

resource area or development of regional significance shall apply to the

commission for approval of the development. Applications shall be made

to the commission on forms and in such manner as the land use plan and

commission shall designate.

(b) The commission must make a decision within one hundred twenty days

of the receipt of a complete application. If the commission fails to

make a decision within one hundred twenty days, the development shall be

deemed to be approved by the commission, unless extended by mutual

agreement of the applicant and the commission. The commission must make

a decision within one hundred twenty days of asserting jurisdiction over

a project that is before the commission based on the petition by a

commissioner. If the commission fails to make a decision within one

hundred twenty days of the date of asserting jurisdiction, the

development shall be deemed to be approved by the commission, unless

extended by mutual agreement of the applicant and the commission.

3. (a) Subsequent to the adoption of the land use plan, the provisions

of any other law, ordinance, rule or regulation to the contrary

notwithstanding, no application for development within the Central Pine

Barrens area shall be approved by any municipality or county or agency

thereof or the commission, and no state approval, certificate, license,

consent, permit, or financial assistance for the construction of any

structure or the disturbance of any land within such area shall be

granted, unless such approval or grant conforms to the provisions of

such land use plan; provided, however, that the commission by majority

vote is hereby authorized to waive strict compliance with such plan or

with any element or standard contained therein, for an application for

development of any person, upon finding that such waiver is necessary to

alleviate hardship for proposed development in the core preservation

area according to the conditions and finding of extraordinary hardship

or compelling public need pursuant to subdivision ten of section 57-0121

of this title, or for an application for development by the state or

public corporation or proposed for land owned by the state or public

corporation finding that such waiver is necessary to alleviate hardship

for proposed development in the core preservation area according to the

conditions and finding of compelling public need pursuant to subdivision

ten of section 57-0121 of this title, and every application is

consistent with the purposes and provisions of this article and would

not result in substantial impairment of the resources of the Central

Pine Barrens area.

(b) The commission by majority vote is also authorized to waive strict

compliance with such plan or with any element or standard contained

therein, upon finding that such waiver is necessary to alleviate

hardship for development proposed by any person, the state or a public

corporation in the compatible growth area according to the conditions

and findings of hardship pursuant to subdivision nine of section 57-0121

of this title, is consistent with the purposes and provisions of this

title and would not result in substantial impairment of the resources of

the Central Pine Barrens area.

(c) The commission must make a decision within the time periods

established pursuant to subdivision ten of section 57-0121 of this

title. If the commission fails to make a decision within the aforesaid

time periods, the development shall be deemed to be approved by the

commission, unless extended by mutual agreement of the applicant and the

commission. The aforesaid time period and the processing and review of

an application shall be suspended by the commission with notice to the

applicant where a proceeding pursuant to section 57-0136 of this title

is pending against the applicant with respect to the property at issue

or otherwise arising out of the ownership or use of such property.

4. Notwithstanding any inconsistent provisions in article eight of

this chapter and within towns and villages with approved land use

regulations, actions wholly within the Central Pine Barrens area in

conformance with the conditions and thresholds of the land use plan and

the generic environmental impact statement thereof shall require no

further environmental impact statement with respect to impacts addressed

in such generic environmental impact statement. Further project-specific

compliance with article eight of this chapter may be required. Upon

ratification by the towns and adoption of the land use plan by the

commission, the consistency provisions of article fifty-five are no

longer required.

5. Notwithstanding any other provision of law, any state agency may

provide in implementing a ranking system for allocating funds for

infrastructure, land acquisition, farmland preservation or park

assistance projects a preference not to exceed the equivalent of an

advantage of five percent for such projects which are identified in a

land use plan.

6. For the county of Suffolk, and each town or village implementing

regulations wholly within the Central Pine Barrens area approved by the

commission, there may be defense by and shall be indemnity from the

state in the event of legal actions or proceedings brought against any

such municipalities or their agents, servants, officials or employees

that may result from the municipal acquisition of land consistent with

the land use plan or comprehensive management plan or the adoption or

implementation of any land use control including, but not limited to,

the provisions of a zoning law, ordinance, or regulation consistent with

this title or required by the minimum standards and criteria of the land

use plan. Indemnity shall not apply to any such claim in which a final

court determination results in a finding of intentional wrongdoing,

recklessness, or an unlawful discriminatory practice including the

finding that the land use control was intended to exclude a particular

group or individual, or gross negligence on the part of such

municipality or its agents, servants, officials, or employees. Actions

or proceedings brought under subdivisions two, two-a, three-b, four,

paragraphs (a) and (b) of subdivision five and subdivisions six, seven,

fourteen, and eighteen of section two hundred ninety-six of the

executive law and 42 U.S.C. 55 1981, 1983, 1988 shall be indemnified by

the state only so far as the grievance alleged in such action or

proceeding was the result of an act consistent with this title or the

plan.

(a) Such indemnity shall apply only to the extent that any such claim

exceeds any insurance coverage obtained by the commission from revenues

in the Pine Barrens fund.

(b) Such indemnity shall be conditioned upon (i) delivery by the

governing body or its agent against whom the legal action or proceeding

was commenced to the attorney general or an assistant attorney general

at an office of the department of law in the state the original or a

copy of any summons, complaint, process, notice, demand or pleading

within fifteen days after such document is served upon such governing

body or its agent, and (ii) the full cooperation of the governing body

or its agents against whom the action or proceeding was commenced in the

defense of such action or proceeding and in defense of any action or

proceeding against the state based upon the same act or omission, and in

the prosecution of any appeal.

(c) There shall be no indemnity in the event of a settlement between

or among the parties to such legal action or proceeding in those

instances in which the attorney general is not providing the defense for

the governing body or its agents, unless such settlement is approved by

the commission with the concurrence of the attorney general.

7. Notwithstanding any other provision of law to the contrary and in

addition to any existing authority therefor, a town or village in

implementing regulations approved by the commission and acting in

furtherance of the land use plan may enter into an agreement to

condition a zoning amendment.

§ 57-0125 — Addition of towns

Addition of towns.

1. The legislature finds that in order to facilitate regional planning

for Long Island, local governments within the reserve but located

outside of the Central Pine Barrens area may similarly benefit from the

planning effort undertaken by the commission. Therefore, after the

completion, ratification, and adoption of the comprehensive land use

plan and upon application to the commission, the towns of East Hampton,

Shelter Island, and Southold may elect, by duly adopted resolution of

their town boards, to join the commission or establish a similar

planning effort for those areas outside the Central Pine Barrens area

and within the reserve that warrant and would benefit from such regional

efforts consistent with the goals and objectives of this title.

2. All benefits and obligations which accrue to municipalities which

participate with the commission shall be afforded to the municipalities

of the South and North Fork which elect to voluntarily participate in

this process, subject to the obligations of this title. Such benefits

may include funding for the development and implementation of regional

plans. The provisions of this title with respect to the interim

provisions shall not apply. To the extent feasible, towns electing to

develop and implement such regional plans consistent with this title,

shall utilize the commission and its supportive structure.

3. Upon completion, ratification, and adoption of the comprehensive

land use plan, and an expressed interest on the part of the towns of

East Hampton, Shelter Island, or Southold, the commission shall

establish criteria for participating in this process. Such criteria may

not include the imposition of a moratorium or restriction of development

as a requirement for participation.

§ 57-0127 — Cooperation of state and municipal agencies

Cooperation of state and municipal agencies.

The council may request and shall be provided with such cooperation,

assistance, services and data, from any department, agency, advisory

board, task force, commission, bureau or any other agency having

jurisdiction over land or water within the Long Island Pine Barrens

maritime reserve, as are necessary to carry out the council's function

pursuant to this title. The council shall coordinate its actions with

the region 1 regional advisory committee, established by section 49-0209

of this chapter. Every state agency is authorized to provide, within

amounts appropriated therefor and subject to the approval of the

director of the budget, such assistance and services as the council may

request.

§ 57-0129 — Acceptance of monies

Acceptance of monies.

The council may accept any grant or appropriation from federal, state

and municipal sources and any gift for use to carry out the provisions

of this title. Such monies shall be expended by the council to carry out

the provisions of this title, except that such expenditures shall not

exceed the grants, appropriations and gifts received by the council.

§ 57-0131 — Limitations on regulation of hunting, fishing and recreation activities; nonregulation of federal conservation activities

Limitations on regulation of hunting, fishing and recreation

activities; nonregulation of federal conservation

activities.

Nothing in this title shall be interpreted to authorize the regulation

of hunting, shellfishing, fishing, trapping, possession of wildlife or

other recreational activities in the Long Island Pine Barrens maritime

reserve, except as otherwise provided by law. This title shall not apply

to any action undertaken by any federal agency or federal department in

fulfillment of its obligations or duties pursuant to any federal law,

federal regulation, federal agency policy, or federal management

activity relating to wildlife, game or nongame species management,

habitat protection, or migratory species protection.

§ 57-0133 — Affect on other laws

Affect on other laws.

Except as otherwise provided in the provisions of this title, this

title shall not affect:

1. the police powers, local planning powers, zoning powers or

authority to regulate land uses by villages and towns within the Long

Island Pine Barrens maritime reserve; or

2. the police power of the state to regulate any activity carried upon

any lands, in the Long Island Pine Barrens maritime reserve; or

3. the authority of any state or public agency in the management of

any state or public lands in the Long Island Pine Barrens maritime

reserve.

§ 57-0135 — Judicial review

Judicial review.

Any person aggrieved by a final determination by any governing body

acting under this title, may within thirty days from the date of such

determination seek judicial review pursuant to article seventy-eight of

the civil practice law and rules in the supreme court. The commission

shall be a party to any such proceeding. In the event that the court

finds that the determination of such governing body constitutes the

equivalent of taking without just compensation, the commission may set

aside the determination of such governing body, or if the land so

regulated otherwise meets the goals and objectives of this title and if

the commission or the governing body has sufficient funds therefor, the

commission or the governing body may acquire such land or interest in

lands as have been taken, proceeding under the power of eminent domain.

All issues in any proceeding under the power of eminent domain shall

have preference over all other civil actions or proceedings.

§ 57-0136 — Penalties and enforcement

Penalties and enforcement.

1. Violations. (a) All of the rights and remedies provided for in this

section are in addition to all of the rights and remedies available to

the villages and towns located within the "Central Pine Barrens Area" as

specifically defined in subdivision ten of section 57-0107 of this

title. All of the rights and remedies provided for in this section are

in addition to all of the rights and remedies available to the attorney

general as provided for in state law.

(b) With respect to any land use conduct within the Central Pine

Barrens Area that violates any provision of an applicable village or

town law, the responsibility for enforcement of such violation shall lie

with the applicable village or town in the first instance as provided

for in the laws of the respective town or village. The applicable

village or town shall provide written notice to the commission of all

such enforcement efforts. In the event the applicable village or town

does not commence an enforcement action within sixty days from the

receipt of a written notice to the applicable village or town of any

land use conduct within the Central Pine Barrens Area that may violate

any provision of an applicable village or town law, the commission, or

the attorney general at the request of the commission or upon his or her

own initiative, may institute enforcement action for such violation as

set forth in subdivisions two, three and four of this section.

(c) With regard to any violation of this title, the land use plan

adopted by the commission, any regulation promulgated by the commission,

or any order, determination or permit condition issued by the

commission, there shall be independent jurisdiction among the village or

town in which such violation occurred or is occurring to investigate and

prosecute such violation as set forth in subdivisions two, three and

four of this section. The commission or the attorney general at the

request of the commission or upon the attorney general's own initiative

shall also have independent jurisdiction to investigate and prosecute

such violation as set forth in subdivisions two, three and four of this

section.

The party initiating such a prosecution shall consult with the other

governmental entities named in this section before initiating such an

action, except in a case involving a threat of irreparable harm or

imminent violation or repeated violations of this title, the land use

plan adopted by the commission, any regulation promulgated by the

commission, or any order, determination or permit condition issued by

the commission.

(d) With regard to any land use conduct within the Central Pine

Barrens Area that is a violation of the applicable village or town law

in addition to being a violation of the specific requirements of this

title, the land use plan adopted by the commission, or the terms or

conditions of any order, permit or determination issued by the

commission, the commission, or the attorney general at the request of

the village or town, may jointly institute with the village and town an

enforcement action as set forth in subdivisions two, three and four of

this section. In such event, any penalties or fines collected shall be

deposited with the applicable village or town to be maintained in a

segregated account to be used exclusively for the acquisition of real

property or transferable development rights interests or capital

projects associated with enhancement and/or restoration of the natural

resources and ecosystems located within the Central Pine Barrens Area.

2. Civil penalties. (a) For a violation that takes place in the "core

preservation area" as defined in subdivision eleven of section 57-0107

of this title, any person who violates any provision of this title, the

land use plan adopted by the commission, any regulation promulgated by

the commission, or the terms or conditions of any order, permit, or

determination issued by the commission pursuant to this title shall be

liable for a civil penalty of not more than twenty-five thousand dollars

for each violation and an additional civil penalty of not more than one

thousand dollars for each day that such violation continues.

(b) For a violation that takes place in the "compatible growth area"

as defined in subdivision twelve of section 57-0107 of this title, any

person who violates any provision of this title, the land use plan

adopted by the commission, any regulation promulgated by the commission,

or the terms or conditions of any order, permit, or determination issued

by the commission pursuant to this title shall be liable for a civil

penalty of not more than ten thousand dollars for each violation and an

additional civil penalty of not more than one thousand dollars for each

day that such violation continues.

3. Criminal penalties. (a) For a violation that takes place in the

"core preservation area" as defined in subdivision eleven of section

57-0107 of this title, any person who willfully or intentionally

violates any provision of this title, the land use plan adopted by the

commission, any regulation promulgated by the commission, or the terms

or conditions of any order, permit, or determination issued by the

commission pursuant to this title shall be guilty of a misdemeanor

punishable by a fine of not more than twenty-five thousand dollars for

each violation and an additional fine of not more than one thousand

dollars for each day that such violation continues.

(b) For a violation that takes place in the "compatible growth area"

as defined in subdivision twelve of section 57-0107 of this title, any

person who willfully or intentionally violates any provision of this

title, the land use plan adopted by the commission, any regulation

promulgated by the commission, or the terms or conditions of any order,

permit, or determination issued by the commission pursuant to this title

shall be guilty of a misdemeanor punishable by a fine of not more than

ten thousand dollars for each violation and an additional fine of not

more than one thousand dollars for each day that such violation

continues.

4. Additional remedies. (a) Alternatively, or in addition to an action

seeking civil penalties or criminal fines or imprisonment as provided by

subdivisions two and three of this section, the commission, the Suffolk

county district attorney or the attorney general may institute any

appropriate action or proceeding to prevent, restrain, enjoin, correct,

or abate any violation of, or to enforce, any provision of this title,

the land use plan adopted by the commission, any regulation promulgated

by the commission, or the terms or conditions of any order, permit, or

determination issued by the commission pursuant to this title. The court

in which the action or proceeding is brought may order the person

responsible for the violation to take such affirmative measures as are

necessary to correct or remediate the violation. Such an action or

proceeding may also seek restitution for any such violation.

(b) In addition to the penalties set forth in subdivisions two and

three of this section, a police officer or peace officer may immediately

impound any all-terrain vehicle, as defined in section twenty-two

hundred eighty-one of the vehicle and traffic law, provided that such

seizure is conducted pursuant to section five hundred eleven-b of the

vehicle and traffic law. A five hundred dollar surcharge may be added to

any such impoundment.

§ 57-0137 — Severability

Severability.

The provisions of this title shall be severable and if any portion

thereof or the applicability thereof to any person or circumstances

shall be held invalid, the remainder of this title and the application

thereof shall not be affected thereby.

TITLE 2 Peconic Bay Region Watershed Protection Act

§ 57-0201 — Short title

Short title.

This title shall be known and may be cited as the "Peconic Bay region

watershed protection act".

§ 57-0203 — Definitions

Definitions.

1. "Study area" shall mean those lands within the Long Island Pine

Barrens maritime reserve designated by a town for study in order to

protect groundwater and surface watersheds within the Peconic estuary

watershed.

2. "Protection area" shall mean those lands identified by a town for

preservation and protection in perpetuity after completion of a

comprehensive plan amendment and generic environmental impact statement

in order to protect groundwater and surface watersheds.

3. "Town" shall mean the towns of East Hampton, Riverhead, Shelter

Island, Southampton, and Southold in the county of Suffolk.

4. "Development" shall mean the performance of any building activity

or mining operation, the making of any material change in the use or

intensity of use of any structure or land and the creation or

termination of rights of access or riparian rights. Without limitation,

the following activities or uses shall be taken for the purposes of this

title to involve development as defined in this subdivision:

(a) a change in type of use of a structure or land or, if a zoning

ordinance divides uses into classes, a change from one class of use

designated in a zoning ordinance to a use in another class so

designated;

(b) a material increase in the intensity of use of land or

environmental impacts as a result thereof;

(c) commencement of mining, excavation, or material alteration of

grade or vegetation on a parcel of land excluding environmental

restoration activities;

(d) material alteration of a shore, bank, or flood plain of a river,

stream, lake, pond, or artificial body of water;

(e) re-establishment of a use which has been abandoned for one year;

and

(f) departure from the normal use for which development permission has

been granted, or material failure to comply with the conditions of an

ordinance, rule or order granting the development permission under which

the development was commenced or is continued.

The following operations or uses do not constitute development for the

purposes of this title:

(i) public improvements undertaken for the health, safety, or welfare

of the public. Such public improvements shall be consistent with the

goals and objectives of this title, and shall include, but not be

limited to, maintenance of an existing road or railroad track;

(ii) work by any utility not involving substantial engineering

redesign for the purpose of inspection, maintenance or renewal on

established utility rights-of-way or the likes, and any work pertaining

to water supply for the residents of Suffolk county;

(iii) work for the maintenance, renewal, replacement, reconstruction,

improvement, or alteration of any existing structure or additions to an

existing residence or residential property owned by an association

formed for the common interest in real property;

(iv) the use of any structure or land devoted to dwelling uses for any

purposes customarily incidental and otherwise lawful;

(v) the use of land for the purpose of agriculture or horticulture;

(vi) work by a utility performed for the purpose of public health,

safety, or welfare and consistent with the goals and objectives of this

title;

(vii) existing or expanded recreational use consistent with the

purposes of this title including scouting activities, the maintenance or

expansion of facilities associated with or necessary for such scouting

activities including, but not limited to, the addition, modification,

expansion, or replacement of structures necessary for such activities

and such clearing as may be reasonably required for the maintenance or

expansion of scouting activities; and

(viii) a change in use of land or structure from a use within a class

specified in a zoning ordinance to another use in the same class.

Development as designated in an ordinance, rule, or development permit

includes all other development customarily associated with it unless

otherwise specified.

5. "Plan" shall mean a comprehensive management plan prepared by a

town to protect groundwater and surface watersheds.

6. "Peconic estuary watershed" shall mean the area located on the

eastern end of Long Island, New York, and bordered by Long Island's

north and south forks. The major river discharging freshwater into the

estuary is the Peconic River. The eastern end of the Peconic estuary

watershed is an imaginary line through Block Island Sound between Plum

Island and Montauk Point, beyond which lies the open sea. The western

boundary is at the headwaters of the Peconic River, just west of the

William Floyd Parkway. The Peconic estuary watershed also includes those

land areas that contribute groundwater and stormwater runoff to the

river and estuary.

§ 57-0205 — Plan contents

Plan contents.

1. Protection areas. The plan shall provide for protection areas

within the study area that are designed to protect and preserve

watershed functions in the Peconic Bay watershed by:

(a) preserving lands in their natural state;

(b) promoting compatible agricultural, horticultural, and open space

recreational uses;

(c) prohibiting development or redirecting development outside the

protection areas;

(d) accommodating necessary management practices;

(e) protecting the quality of surface waters and groundwaters; and

(f) coordinating and providing for the acquisition of private lands

interests as appropriate and consistent with available funds.

2. Permit provisions for development. (a) Any person, upon a showing

of extraordinary hardship or compelling public need caused by the

provisions of subdivision one of this section, may apply to the town

board for a permit exempting such person from the development

prohibition provided for in subdivision one of this section. Such

application for a permit shall be approved if the applicant satisfies

the standards for either extraordinary hardship or compelling public

need. In the case where a governmental entity is the applicant a permit

may be granted only upon a showing of compelling public need.

(b) Extraordinary hardship shall be deemed to have been met if the

applicant has established, based upon specific facts, that the subject

property does not have any beneficial use if used for its present use or

developed as permitted by the provisions of subdivision one of this

section and that this inability to have a beneficial use results from

unique circumstances peculiar to the subject property which: (i) do not

apply to or affect other property in the immediate vicinity; (ii) relate

to or arise out of characteristics of the subject property, rather than

the personal situation of the applicant; or (iii) do not arise out of

the action or inaction of the applicant.

(c) Compelling public need shall be deemed to have been met if:

(i) the proposed development will serve an essential health or safety

need of the town;

(ii) the public benefits from the proposed development would override

the preservation of the protection area;

(iii) that the proposed use is required to serve the existing needs of

the residents; and

(iv) no feasible alternatives exist outside the protection area to

meet the established public need.

(d) A permit for development in the protection area shall also meet

the following additional standards:

(i) the granting of the permit will not be materially detrimental or

injurious to other property or improvements in the protection area in

which the property is located or endanger public safety or result in the

substantial impairment of the resources of the protected area;

(ii) the permit will not be inconsistent with the purposes,

objectives, or general spirit and intent of this title; and

(iii) the permit is the minimum relief necessary.

(e) The town board shall make a decision on such application within

sixty days of the receipt of a complete application for a permit.

§ 57-0207 — Plan adoption

Plan adoption.

1. After completion of a draft plan consistent with the requirements

of section 57-0205 of this title, the town board shall hold a public

hearing on said draft plan upon not less than ten days notice to the

public. Notice shall be provided in the same manner as for the adoption

of a local law.

2. The town board shall receive and review all comments on the draft

plan before final adoption.

3. The town board shall adopt the final plan by resolution.

§ 57-0209 — Plan implementation

Plan implementation.

1. Implementation of the final plan shall be accomplished by a local

law which amends the zoning and other codes of the town to conform to

the recommendations of the plan.

2. Where the town seeks the benefits from the state of defense,

attorneys' fees, court costs and state funding as provided by sections

57-0211 and 57-0213 of this title, the plan and local law shall be

submitted to the commissioner.

3. Where the commissioner certifies by resolution that the plan and

local law are in compliance with this title, then the benefits of

sections 57-0211 and 57-0213 of this title shall accrue to the town.

4. The commissioner shall render a decision upon certification within

ninety days of submission by the town.

5. The town, from time to time, but not less than once every five

years after the plan has been adopted, shall cause the plan to be

reviewed, and if appropriate, amended. Where the plan is amended, the

procedures for adoption, implementation, and certification shall be the

same as for its original adoption, implementation and certification.

§ 57-0211 — State funding

State funding.

Projects which implement the plan, including the acquisition of

interests in real property for the purpose of protecting open spaces or

open areas where such properties are part of the state open space plan,

shall be eligible for state funding under the environmental protection

fund, pursuant to article fifty-four of this chapter, where such

projects meet the existing eligibility requirements of such article,

subject to available appropriation. No funding shall be provided unless

the commissioner determines that a town is in compliance with all the

provisions of this title.

§ 57-0213 — Defense, attorneys' fees, court costs

Defense, attorneys' fees, court costs.

1. For each town adopting a local law implementing regulations in the

protection areas consistent with this title, there shall be a defense by

the state against any damages, losses, costs, or expenses of any kind or

nature incurred or suffered by such town or its agents, servants,

officials or employees, in the event of legal actions or proceedings

brought against the town or its agents, servants, officials, or

employees that may result from the municipal acquisition of land or the

adoption or implementation of a local law consistent with this title.

2. The state shall pay reasonable attorneys' fees and court costs

incurred by each town in connection with such legal actions or

proceedings, including any appeal.

3. Such defense shall be conditioned upon:

(a) delivery by the town board or its agent, servant, official or

employee against whom the legal action or proceeding was commenced to

the attorney general or an assistant attorney general at an office of

the department of law in the state, the original or a copy of any

summons, complaint, process, notice, demand, or pleading within thirty

days after such document is served upon the town board or such other

party; and

(b) the full cooperation of the town board or such other party against

whom the action or proceeding was commenced in the defense of such

action or proceeding and in defense of any action or proceeding against

the state based upon the same act or omission, and in the prosecution of

any appeal.

ARTICLE 58 Implementation of the "clean Water, Clean Air, and Green Jobs Environmental Bond Act of 2022 "

TITLE 1 General Provisions

§ 58-0101 — Definitions

Definitions.

As used in this article the following terms shall mean and include:

1. "Bonds" shall mean general obligation bonds issued pursuant to the

"clean water, clean air, and green jobs environmental bond act of 2022 "

in accordance with article VII of the New York state constitution and

article five of the state finance law.

2. "Cost" means the expense of an approved project, which shall

include but not be limited to appraisal, surveying, planning,

engineering and architectural services, plans and specifications,

consultant and legal services, site preparation, demolition,

construction and other direct expenses incident to such project.

3. "Department" shall mean the department of environmental

conservation.

4. "Disadvantaged communities" shall mean a community that is

identified pursuant to section 75-0111 of this chapter.

5. "Endangered or threatened species project" means a project to

restore, recover, or reintroduce an endangered, threatened, or species

of special concern pursuant to a recovery plan or restoration plan

prepared and adopted by the department, including but not limited to the

state's wildlife action plan.

6. "Flood risk reduction project" means projects that use nature-based

solutions where possible to reduce erosion or flooding, and projects

which mitigate or adapt to flood conditions.

7. "Green buildings project" means (i) installing, upgrading, or

modifying a renewable energy source at a state-owned building or for the

purpose of converting or connecting a state-owned building or a public

school building, or portion thereof, to a renewable energy source; (ii)

reducing energy use or improving energy efficiency or occupant health at

a state-owned building or a public school building; (iii) installing a

green roof at a state-owned building or a public school building; (iv)

installation of renewable heating and cooling systems at a state-owned

building or a public school building; or (v) emission reduction

projects.

8. "Municipality" means a local public authority or public benefit

corporation, a county, city, town, village, school district, supervisory

district, district corporation, improvement district within a county,

city, town or village, or Indian nation or tribe recognized by the state

or the United States with a reservation wholly or partly within the

boundaries of New York state, or any combination thereof.

9. "Nature-based solution" means projects that are supported or

inspired by nature or natural processes and functions and that may also

offer environmental, economic, and social benefits, while increasing

resilience. Nature-based solutions include both green and natural

infrastructure.

10. "Open space land conservation project" means purchase of fee title

or conservation easements for the purpose of protecting lands or waters

and/or providing recreational opportunities for the public that (i)

possess ecological, habitat, recreational or scenic values; (ii) protect

the quality of a drinking water supply; (iii) provide flood control or

flood mitigation values; (iv) constitute a floodplain; (v) provide or

have the potential to provide important habitat connectivity; (vi)

provide open space for the use and enjoyment of the public; or (vii)

provide community gardens in urban areas.

11. "Recreational infrastructure project" means the development or

improvement of state and municipal parks, campgrounds, nature centers,

fish hatcheries, and infrastructure associated with open space land

conservation projects.

12. "State assistance payment" means payment of the state share of the

cost of projects authorized by this article to preserve, enhance,

restore and improve the quality of the state's environment.

13. "State entity" means any state department, division, agency,

office, public authority, or public benefit corporation.

14. "Water quality improvement project" for the purposes of this

title, means projects designed to improve the quality of drinking and

surface waters.

15. "Wetland and stream restoration project" means activities designed

to restore freshwater and tidal wetlands, and streams of the state, for

the purpose of enhancing habitat, increasing connectivity, improving

water quality, and flood risk reduction.

§ 58-0103 — Allocation of moneys

Allocation of moneys.

The moneys received by the state from the sale of bonds pursuant to

the environmental bond act of 2022 shall be disbursed in the following

amounts pursuant to appropriations as specifically provided for in

titles three, five, seven, and nine of this article:

1. Not less than one billion one hundred million dollars

($1,100,000,000) for restoration and flood risk reduction as set forth

in title three of this article.

2. Up to six hundred fifty million dollars ($650,000,000) for open

space land conservation and recreation as set forth in title five of

this article.

3. Up to one billion five hundred million dollars ($1,500,000,000) for

climate change mitigation as set forth in title seven of this article.

4. Not less than six hundred fifty million dollars ($650,000,000) for

water quality improvement and resilient infrastructure as set forth in

title nine of this article.

§ 58-0105 — Powers and duties

Powers and duties.

In implementing the provisions of this article the department is

hereby authorized to:

1. Administer funds generated pursuant to the "clean water, clean air,

and green jobs environmental bond act of 2022 ".

2. In the name of the state, as further provided within this article,

contract to make, within the limitations of appropriations available

therefor, state assistance payments toward the cost of a project

approved, and to be undertaken pursuant to this article.

3. Approve vouchers for the payments pursuant to an approved contract.

4. Enter into contracts with any person, firm, corporation,

not-for-profit corporation, agency or other entity, private or

governmental, for the purpose of effectuating the provisions of this

article.

5. Promulgate such rules and regulations and to develop such forms and

procedures necessary to effectuate the provisions of this article,

including but not limited to requirements for the form, content, and

submission of applications by municipalities for state financial

assistance.

6. Delegate to, or cooperate with, any other state entity in the

administration of this article.

7. Perform such other and further acts as may be necessary, proper or

desirable to carry out the provisions of this article.

§ 58-0107 — Powers and duties of a municipality

Powers and duties of a municipality.

A municipality shall have the power and authority to:

1. Undertake and carry out any project for which state assistance

payments pursuant to contract are received or are to be received

pursuant to this article and maintain and operate such project.

2. Expend money received from the state pursuant to this article for

costs incurred in conjunction with the approved project.

3. Apply for and receive moneys from the state for the purpose of

accomplishing projects undertaken or to be undertaken pursuant to this

article.

4. Perform such other and further acts as may be necessary, proper or

desirable to carry out a project or obligation, duty or function related

thereto.

§ 58-0109 — Consistency with federal tax law

Consistency with federal tax law.

All actions undertaken pursuant to this article shall be reviewed for

consistency with provisions of the federal internal revenue code and

regulations thereunder, in accordance with procedures established in

connection with the issuance of any tax exempt bonds pursuant to this

article, to preserve the tax exempt status of such bonds.

§ 58-0111 — Compliance with other law

Compliance with other law.

Every recipient of funds to be made available pursuant to this article

shall comply with all applicable state, federal and local laws.

TITLE 3 Restoration and Flood Risk Reduction

§ 58-0301 — Allocation of moneys

Allocation of moneys.

Of the moneys received by the state from the sale of bonds pursuant to

the environmental bond act of 2022, not less than one billion one

hundred million dollars ($1,100,000,000) shall be available for

disbursements for restoration and flood risk reduction projects

developed pursuant to section 58-0303 of this title. Not more than two

hundred fifty million dollars ($250,000,000) of this amount shall be

available for projects pursuant to subdivision two of section 58-0303 of

this title and not less than one hundred million dollars ($100,000,000)

each shall be available for coastal rehabilitation and shoreline

restoration projects and projects which address inland flooding,

pursuant to paragraph a of subdivision one of section 58-0303 of this

title.

§ 58-0303 — Programs, plans and projects

Programs, plans and projects.

1. Eligible restoration and flood risk reduction projects include, but

are not limited to costs associated with:

a. (1) projects identified in state and regional management and

restoration programs and plans including but not limited to the Great

Lakes Action Agenda, Mohawk River Basin Action Agenda, Ocean Action

Plan, Hudson River Estuary Action Agenda, Long Island Sound

Comprehensive Conservation and Management Plan, South Shore Estuary

Reserve Comprehensive Management Plan, Peconic Estuary Comprehensive

Conservation and Management Plan, Delaware Action Plan, Susquehanna

Action Plan, forest management framework for New York City and New

York/New Jersey Harbor Estuary Plan;

(2) local waterfront revitalization plans prepared pursuant to article

forty-two of the executive law; and

(3) coastal rehabilitation and shoreline restoration projects,

including nature-based solutions;

b. flood risk reduction projects including but not limited to:

acquisition of real property; moving, lifting or raising of existing

flood-prone infrastructure or structures; relocation, repair, or raising

of flood-prone or repeatedly flooded roadways; and projects to remove,

alter, or right-size dams, bridges, and culverts, but shall not include

routine construction or maintenance undertaken by the state and

municipalities which does not provide flood risk reduction benefits; and

c. restoration projects including but not limited to: floodplain,

wetland and stream restoration projects; forest conservation; endangered

and threatened species projects; and habitat restoration projects,

including acquisition of fee title and easements, intended to improve

the lands and waters of the state of ecological significance or any part

thereof, including, but not limited to forests, ponds, bogs, wetlands,

bays, sounds, streams, rivers, or lakes and shorelines thereof, to

support a spawning, nursery, wintering, migratory, nesting, breeding,

feeding, or foraging environment for fish and wildlife and other biota.

2. The commissioner and the commissioner of the division of housing

and community renewal are authorized pursuant to paragraph b of

subdivision one of this section to purchase private real property

identified as at-risk to flooding, from willing sellers. The

commissioner of the division of housing and community renewal shall be

authorized to transfer to any state agency or public authority any real

property in order to carry out the purposes of this article. In

connection therewith, the housing trust fund corporation shall be

authorized to create a subsidiary corporation to carry out the program

authorized under this subdivision. Such subsidiary corporation shall

have all the privileges, immunities, tax exemption and other exemptions

of the agency to the extent the same are not inconsistent with this

section.

a. The commissioner and the commissioner of the division of housing

and community renewal or any other department or state agency that has

received funds suballocated pursuant to this section may enter into

agreements with municipalities, and not-for-profit corporations for the

purpose of implementing a program pursuant to this section.

b. The department and the division of housing and community renewal

shall prioritize projects in communities based on past flood risk or

those that participate in the federal emergency management agency's

(FEMA) community rating system.

c. Any state agency or authority, municipality, or not-for-profit

corporation purchasing private real property may expend costs associated

with:

(1) the acquisition of real property, based upon the pre-flood fair

market value of the subject property;

(2) the demolition and removal of structures and/or infrastructure on

the property; and

(3) the restoration of natural resources to facilitate beneficial open

space, flood mitigation, and/or shoreline stabilization.

d. Notwithstanding any provision of law to the contrary, any structure

which is located on real property purchased pursuant to this program

shall be demolished or removed, provided that it does not serve a use or

purpose consistent with paragraph f of this subdivision.

e. Notwithstanding any provision of law to the contrary, real property

purchased with funding pursuant to this program shall be property of the

state, municipality, or a not-for-profit corporation.

f. Notwithstanding any provision of law to the contrary, real property

purchased with funding pursuant to this program shall be restored and

maintained in perpetuity in a manner that, aims to increase ecosystem

function, provide additional flood damage mitigation for surrounding

properties, protect wildlife habitat, and wherever practicable and safe,

allow for passive and/or recreational community use. Municipal flood

mitigation plans, resilience, waterfront revitalization plans or hazard

mitigation plans, when applicable, shall be consulted to identify the

appropriate restoration and end-use of the property.

g. All or a portion of the appropriation in this section may be

provided to the department or the division of housing and community

renewal or suballocated to any other department, state agency or state

authority.

h. Private real property identified as at-risk to flooding should

generally be limited to those: (1) identified as being within the one

hundred-year floodplain on the most recent FEMA flood insurance maps;

(2) flooded structures that would qualify for buyout under criteria

generally applicable to FEMA post-emergency acquisitions; (3) structures

identified in a state, federal, local or regional technical study as

suitable for the location of a flood risk management or abatement

project in areas immediately proximate to inland or coastal waterways;

or (4) structures located in coastal or riparian areas that have been

determined by a state, federal, local or regional technical study to

significantly exacerbate flooding in other locations.

3. The department, the office of parks, recreation, and historic

preservation and the department of state are authorized to provide state

assistance payments or grants to municipalities and not-for-profit

corporations and undertake projects pursuant to paragraph a of

subdivision one of this section.

4. The department and the office of parks, recreation, and historic

preservation are authorized to provide state assistance payments or

grants to municipalities and not-for-profit corporations and undertake

projects pursuant to paragraph b of subdivision one of this section.

Culvert and bridge projects shall be in compliance with the department's

stream crossing guidelines and best management practices, and engineered

for structural integrity and appropriate hydraulic capacity including,

where available, projects flows based on flood modeling that

incorporates climate change projections and shall not include routine

construction or maintenance undertaken by the state or municipalities.

5. The department and the office of parks, recreation, and historic

preservation are authorized to provide state assistance payments or

grants to municipalities and not-for-profit corporations and undertake

projects pursuant to paragraph c of subdivision one of this section.

6. Provided that for the purposes of selecting projects for funding

under paragraphs b and c of subdivision one of this section, the

relevant agencies shall develop eligibility guidelines and post

information on the department's website in the environmental notice

bulletin providing for a thirty-day public comment period and upon

adoption post such eligibility guidelines on the relevant agency's

website.

TITLE 5 Open Space Land Conservation and Recreation

§ 58-0501 — Allocation of moneys

Allocation of moneys.

Of the moneys received by the state from the sale of bonds pursuant to

the environmental bond act of 2022 to be used for open space land

conservation and recreation projects, up to six hundred fifty million

dollars ($650,000,000) shall be available for programs, plans, and

projects developed pursuant to section 58-0503 of this title, however,

not more than seventy-five million dollars ($75,000,000) shall be made

available for the creation of a fish hatchery, or the improvement,

expansion, repair or maintenance of existing fish hatcheries, not less

than three hundred million dollars ($300,000,000) shall be made

available for open space land conservation projects pursuant to

paragraph a of subdivision one of section 58-0503 of this title and not

less than one hundred fifty million dollars ($150,000,000) shall be made

available for farmland protection pursuant to paragraph b of subdivision

one of section 58-0503 of this title.

§ 58-0503 — Programs, plans and projects

Programs, plans and projects.

1. Eligible open space working lands conservation and recreation

projects include, but are not limited to:

a. costs associated with open space land conservation projects;

b. costs associated with purchasing conservation easements to protect

farmland pursuant to article twenty-five-aaa of the agriculture and

markets law; and

c. costs associated with recreational infrastructure projects.

2. The department or the office of parks, recreation and historic

preservation are authorized to undertake open space land conservation

projects, in cooperation with willing sellers pursuant to subdivision

one of this section and may enter into an agreement for purchase of real

property or conservation easements on real property by a municipality or

a not-for-profit corporation. Any such agreement shall contain such

provisions as shall be necessary to ensure that the purchase is

consistent with, and in furtherance of, this title and shall be subject

to the approval of the comptroller and, as to form, the attorney

general. In undertaking such projects, such commissioners shall consider

the state land acquisition plan prepared pursuant to section 49-0207 of

this chapter. Further, the department or the office of parks, recreation

and historic preservation are authorized to provide state assistance

payments to municipalities for eligible projects consistent with

paragraphs a and c of subdivision one of this section.

3. The cost of an open space land conservation project shall include

the cost of preparing a management plan for the preservation and

beneficial public enjoyment of the land acquired pursuant to this

section except where such a management plan already exists for the

acquired land.

4. The department and the department of agriculture and markets are

authorized to provide, pursuant to paragraph b of subdivision one of

this section, farmland preservation implementation grants to county

agricultural and farmland protection boards pursuant to article

twenty-five-aaa of the agriculture and markets law, or to

municipalities, soil and water conservation districts or not-for-profit

corporations for implementation of projects.

5. The department is authorized to expend moneys to purchase

equipment, devices, and other necessary materials and to acquire fee

title or conservation easements in lands for monitoring, restoration,

recovery, or reintroduction projects for species listed as endangered or

threatened or listed as a species of special concern pursuant to section

11-0535 of this chapter.

6. The department or the office of parks, recreation and historic

preservation are authorized to expend moneys for the planning, design,

and construction of projects to develop and improve parks, campgrounds,

nature centers, fish hatcheries, and other recreational facilities.

7. The commissioner and a not-for-profit corporation may enter into a

contract for the undertaking by the not-for-profit corporation of an

open space land acquisition project.

8. Real property acquired, developed, improved, restored or

rehabilitated by or through a municipality pursuant to paragraph a of

subdivision one of this section or undertaken by or on behalf of a

municipality with funds made available pursuant to this title shall not

be sold, leased, exchanged, donated or otherwise disposed of or used for

other than public park purposes without the express authority of an act

of the legislature, which shall provide for the substitution of other

lands of equal environmental value and fair market value and reasonably

equivalent usefulness and location to those to be discontinued, sold or

disposed of, and such other requirements as shall be approved by the

commissioner.

9. Provided that for the purposes of selecting projects for funding

under paragraphs a and b of subdivision one of this section, the

relevant agencies shall develop eligibility guidelines and post

information on the department's website in the environmental notice

bulletin providing for a thirty day public comment period and upon

adoption post such eligibility guidelines on the relevant agency's

website.

TITLE 7 Climate Change Mitigation

§ 58-0701 — Allocation of moneys

Allocation of moneys.

Of the moneys received by the state from the sale of bonds pursuant to

the environmental bond act of 2022, up to one billion five hundred

million dollars ($1,500,000,000) shall be made available for

disbursements for climate change mitigation projects developed pursuant

to section 58-0703 of this title. Not less than four hundred million

dollars ($400,000,000) of this amount shall be available for green

buildings projects, not less than one hundred million dollars

($100,000,000) for climate adaptation and mitigation projects pursuant

to paragraph c of subdivision one of section 58-0703 of this title, not

less than two hundred million dollars ($200,000,000) shall be available

for disbursement to reduce or eliminate water pollution or air pollution

affecting disadvantaged communities pursuant to paragraphs f and g of

subdivision one of section 58-0703 of this title, and not less than five

hundred million dollars ($500,000,000) for costs associated with the

purchase of or conversion to zero emission school buses and supporting

infrastructure as set forth in paragraph h of subdivision one of section

58-0703 of this title.

§ 58-0703 — Programs, plans and projects

Programs, plans and projects.

1. Eligible climate change mitigation projects include, but are not

limited to:

a. costs associated with green building projects, projects that

increase energy efficiency or the use or siting of renewable energy on

state-owned buildings or properties including buildings owned by the

state university of the state of New York, city university of the state

of New York, community colleges, and public schools;

b. costs associated with projects that utilize natural and working

lands to sequester carbon and mitigate methane emissions from

agricultural sources, such as manure storage through cover and methane

reduction technologies;

c. costs associated with implementing climate adaptation and

mitigation projects pursuant to section 54-1523 of this chapter;

d. costs associated with urban forestry projects such as forest and

habitat restoration, for purchase and planting of street trees and for

projects to expand the existing tree canopy and bolster community

health;

e. costs associated with projects that reduce urban heat island

effect, such as installation of green roofs, open space protection,

community gardens, cool pavement projects, projects that create or

upgrade community cooling centers, and the installation of reflective

roofs where installation of green roofs is not possible;

f. costs associated with projects to reduce or eliminate air pollution

from stationary or mobile sources of air pollution affecting

disadvantaged communities;

g. costs associated with projects which would reduce or eliminate

water pollution, whether from point or non-point discharges, affecting

disadvantaged communities; and

h. costs associated with the purchase or conversion to zero emission

school buses, including costs associated with the supporting

infrastructure.

2. The department, the department of agriculture and markets, the

office of parks, recreation and historic preservation, the New York

state energy research and development authority and the office of

general services are authorized to provide state assistance payments or

grants to municipalities and not-for-profit corporations or undertake

projects pursuant to this section.

3. Provided that for the purposes of selecting projects for funding

under this section, the relevant agencies shall develop eligibility

guidelines and post information on the department's website in the

environmental notice bulletin providing for a thirty-day public comment

period and upon adoption post such eligibility guidelines on the

relevant agency's website.

TITLE 9 Water Quality Improvement and Resilient Infrastructure

§ 58-0901 — Allocation of moneys

Allocation of moneys.

Of the moneys received by the state from the sale of bonds pursuant to

the environmental bond act of 2022 for disbursements for state

assistance for water quality improvement projects as defined by title

one of this article, not less than six hundred fifty million dollars

($650,000,000) shall be available for water quality improvement projects

developed pursuant to section 58-0903 of this title. Not less than two

hundred million dollars ($200,000,000) of this amount shall be available

for wastewater infrastructure projects undertaken pursuant to the New

York state water infrastructure improvement act of 2017 pursuant to

paragraph e of subdivision one of section 58-0903 of this title, and not

less than two hundred fifty million dollars ($250,000,000) shall be

available for municipal stormwater projects pursuant to paragraph a of

subdivision one of section 58-0903 of this title.

§ 58-0903 — Programs, plans and projects

Programs, plans and projects.

1. Eligible water quality improvement project costs include, but are

not limited to:

a. costs associated with grants to municipalities for projects that

reduce or control storm water runoff, using green infrastructure where

practicable;

b. costs associated with projects that reduce agricultural nutrient

runoff and promote soil health such as projects which implement

comprehensive nutrient management plans, other agricultural nutrient

management projects, and non-point source abatement and control programs

including projects developed pursuant to sections eleven-a and eleven-b

of the soil and water conservation districts;

c. costs associated with projects that address harmful algal blooms

such as abatement projects and projects focused on addressing nutrient

reduction in freshwater and marine waters, wastewater infrastructure

systems that treat nitrogen and phosphorus, and lake treatment systems;

d. costs associated with wastewater infrastructure projects including

but not limited to extending or establishing sewer lines to replace

failing septic systems or cesspools and projects as provided by section

twelve hundred eighty-five-u of the public authorities law;

e. costs associated with projects to reduce, avoid or eliminate point

and non-point source discharges to water including projects authorized

by the New York state water improvement infrastructure act of 2017 and

section twelve hundred eighty-five-s of the public authorities law;

f. costs associated with the establishment of riparian buffers to

provide distance between farm fields and streams or abate erosion during

high flow events; and

g. costs associated with lead service line replacement pursuant to

section eleven hundred fourteen of the public health law.

2. The department and the New York state environmental facilities

corporation are authorized to provide state assistance payments or

grants to municipalities for projects authorized pursuant to paragraphs

a, b, and d of subdivision one of this section.

3. The department of agriculture and markets shall be authorized to

make state assistance payments to soil and water conservation districts

for the cost of implementing agricultural environmental management

plans, including purchase of equipment for measuring and monitoring soil

health and soil conditions.

4. The department is authorized to make grants available to

not-for-profits and academic institutions for paragraphs b, c, and f of

subdivision one of this section, and make state assistance payments to

municipalities and undertake projects pursuant to this section.

5. Provided that for the purposes of selecting projects for funding of

this section, the relevant agencies shall develop eligibility guidelines

and post information on the department's website in the environmental

notice bulletin providing for a thirty-day public comment period and

upon adoption post such eligibility guidelines on the relevant agency's

website.

TITLE 11 Environmental Justice and Reporting

§ 58-1101 — Benefits of funds

Benefits of funds.

The department shall make every effort practicable to achieve a goal

that forty percent of the funds pursuant to this article benefit

disadvantaged communities; however, disadvantaged communities shall

receive no less than thirty-five percent of the benefit of the funds

pursuant to this article.

§ 58-1103 — Reporting

Reporting.

1. No later than sixty days following the end of each fiscal year,

each department, agency, public benefit corporation, and public

authority receiving an allocation or allocations of appropriation

financed from the clean water, clean air, and green jobs environmental

bond act of 2022 shall submit to the commissioner in a manner and form

prescribed by the department, the following information as of March

thirty-first of such fiscal year, within each category listed in this

title: the total appropriation; total commitments; year-to-date

disbursements; remaining uncommitted balances; and a description of each

project.

2. No later than one hundred twenty days following the end of each

fiscal year, the department shall submit to the governor, the temporary

president of the senate, and the speaker of the assembly a report that

includes the information received. A copy of the report shall be posted

on the department's website.

TITLE 13 Labor Standards

§ 58-1301 — Labor standards

Labor standards.

1. Projects funded pursuant to this article shall require compliance

with prevailing wage requirements pursuant to section two hundred twenty

of the labor law.

2. Any state entity or municipality receiving at least twenty-five

million dollars ($25,000,000) from funds allocated pursuant to this

article for a project costing greater than fifty million dollars

($50,000,000) shall require use of apprenticeship agreements as defined

by article twenty-three of the labor law.

3. (a) Any state entity or municipality receiving at least twenty-five

million dollars ($25,000,000) from funds allocated pursuant to this

article for a project which involves the construction, reconstruction,

alteration, maintenance, moving, demolition, excavation, development or

other improvement of any building, structure or land, shall be subject

to section two hundred twenty-two of the labor law.

(b) Any privately owned project receiving funds allocated pursuant to

this title which utilizes a project labor agreement on such project

shall not be subject to article eight of the labor law.

4. If determined applicable, a municipality or state entity may

require that the private owner of a project, or a third party acting on

the owner's behalf, enter into a labor peace agreement with at least one

bona fide labor organization either: (a) where such bona fide labor

organization is actively representing non-construction employees; or (b)

upon notice by a bona fide labor organization that is attempting to

represent non-construction employees. For purposes of this section

"labor peace agreement" means an agreement between an entity and labor

organization that, at a minimum, protects the state's proprietary

interests by prohibiting labor organizations and members from engaging

in picketing, work stoppages, boycotts, and any other economic

interference.

5.(a) Any municipality or state entity, or a third party acting on

behalf and for the benefit of the municipality or state entity, in each

contract for construction, reconstruction, alteration, repair,

improvement or maintenance of a project receiving funds under this

article that is a public work, shall ensure that such contract contains

a provision that the structural iron and structural steel used or

supplied in the performance of the contract or any subcontract thereto

and that is permanently incorporated into the public work, shall be

produced or made in whole or substantial part in the United States, its

territories or possessions. In the case of a structural iron or

structural steel product, all manufacturing must take place in the

United States, from the initial melting stage through the application of

coatings, except metallurgical processes involving the refinement of

steel additives. For the purposes of this subdivision, "permanently

incorporated" shall mean an iron or steel product that is required to

remain in place at the end of the project contract, in a fixed location,

affixed to the public work to which it was incorporated. Iron and steel

products that are capable of being moved from one location to another

are not permanently incorporated into a public work.

(b) The provisions of paragraph (a) of this subdivision shall not

apply if the head of the department, agency, or municipal entity

constructing the public work, in his or her sole discretion, determines

that the provisions would not be in the public interest, would result in

unreasonable costs, or that obtaining such steel or iron in the United

States would increase the cost of the contract by an unreasonable

amount, or such iron or steel, including without limitation structural

iron and structural steel, cannot be produced or made in the United

States in sufficient and reasonably available quantities and of

satisfactory quality.

ARTICLE 70 Uniform Procedures

§ 70-0101 — Purpose

Purpose.

It is the purpose of this article to establish uniform review

procedures for major regulatory programs of the department and to

establish time periods for department action on permits under such

programs.

§ 70-0103 — Legislative findings and declarations

Legislative findings and declarations.

The legislature finds and declares that:

1. It is the intent of the legislature to assure the fair, expeditious

and thorough administrative review of regulatory permits.

2. It is the intent of the legislature that, to the extent feasible

and appropriate, statutory and regulatory procedures shall be made

uniform and inconsistencies and redundancies shall be eliminated.

3. It is the intent of the legislature to establish reasonable time

periods for administrative agency action on permits.

4. It is the intent of the legislature to encourage public

participation in government review and decision-making processes and to

promote public understanding of all government activities.

5. It is the intent of the legislature that, to the maximum extent

feasible, a comprehensive project review approach shall replace separate

and individual permit application reviews.

§ 70-0105 — Definitions

Definitions.

Unless the context otherwise requires, the definitions in this section

shall govern the construction of the following terms as used in this

article:

1. "Environmental notice bulletin" shall mean the publication of the

department published pursuant to section 3-0306 of this chapter.

2. "Complete application" shall mean an application for a permit which

is in an approved form and is determined by the department to be

complete for the purpose of commencing review of the application but

which may need to be supplemented during the course of review as to

matters contained in the application in order to enable the department

to make the findings and determinations required by law. A complete

application shall include such draft impact statement as may be required

pursuant to article eight of this chapter.

3. "Minor project" shall mean a proposed project which by its nature

and with respect to its location will not have a significant impact on

the environment and will not exceed criteria established in rules and

regulations adopted by the department pursuant to subdivision one of

section 70-0107 of this article.

4. "Permit" shall mean any permit, certificate, license or other form

of department approval, modification, suspension, revocation, renewal,

reissuance or recertification issued in connection with any regulatory

program referred to in subdivision three of section 70-0107 of this

article as further specified by rule and regulation.

5. "Project" shall mean any activity that requires one or more

department permits.

6. "Emergency" shall mean a natural or an accidental human-made event

which presents an immediate threat to life, health, property, or natural

resources.

§ 70-0107 — Rules and regulations; applicability

Rules and regulations; applicability.

1. The department, after public hearing, shall adopt rules and

regulations to assure the efficient and expeditious administration of

this article. Such rules and regulations shall include but not be

limited to provisions regarding notice, review, public participation and

public hearings.

2. Notwithstanding any inconsistent provisions of this chapter or any

rule or regulation of the department, the procedures provided in this

article and in rules and regulations adopted by the department pursuant

to subdivision one of this section shall govern the review by the

department of applications for permits for proposed projects and

modifications, suspensions, revocations, renewals, reissuances and

recertifications of permits under the regulatory programs of the

department specified in subdivision three of this section. Such

procedures shall also apply to any government entity to which the

commissioner has delegated powers to administer such programs pursuant

to section 3-0301 of this chapter, to the extent specified in such

delegation.

3. The following regulatory programs of this chapter shall be subject

to the procedures provided in this article:

(a) protection of waters (title five of article fifteen);

(b) water supply and water transport (title fifteen of article

fifteen);

(c) wild, scenic and recreational rivers system (title twenty-seven of

article fifteen), except for that part of article twenty-four

administered by the Adirondack park agency, which shall be subject to

the procedures provided in section eight hundred nine of the executive

law;

(d) certifications under section 401 of the federal water pollution

control act amendments of 1972 (public law 92-500) pursuant to article

three of this chapter;

(e) state pollutant discharge elimination system (title eight of

article seventeen);

(f) realty subdivisions: sewerage service (title fifteen of article

seventeen);

(g) air pollution control (article nineteen);

(h) liquefied natural and petroleum gas (title seventeen of article

twenty-three);

(i) mined land reclamation (title twenty-seven of article

twenty-three);

(j) freshwater wetlands (article twenty-four), except for that part of

article twenty-four administered by the Adirondack park agency, which

shall be subject to the procedures provided in section eight hundred

nine of the executive law;

(k) tidal wetlands (article twenty-five);

(l) collection, treatment and disposal of refuse and other solid waste

(article twenty-seven); and

(m) coastal erosion hazard areas (article thirty-four).

§ 70-0109 — Time periods for department action on permit applications

Time periods for department action on permit applications.

1. (a) On or before fifteen calendar days after the receipt of an

application for a permit which has been filed in a manner and in a form

prescribed by the department, the department shall mail written notice

to the applicant of its determination whether or not the application is

complete.

(b) If the department fails to mail written notice to an applicant of

its determination whether or not an application is complete within such

fifteen calendar day period, the application shall be deemed complete.

(c) If the department determines the application is not complete, the

notice shall include a concise statement of the respects in which the

application is incomplete.

(d) The resubmission of the application or the submission of such

additional information shall commence a new fifteen calendar day period

for department review of the additional information for purposes of

determining completeness.

(e) If the department determines the application is complete, the

notice shall so state.

2. (a) Immediately upon determining that an application is complete,

the department shall cause a notice of application to be published in

the next available environmental notice bulletin which shall be not

later than ten calendar days after the date of such determination and

not less than once during the fifteen calendar day period following such

determination in a newspaper having general circulation in the area in

which the project is proposed to be located, and shall provide notice to

the chief executive officer of each municipality in which the proposed

project is located, and may direct the applicant to provide such

reasonable notice and opportunity for comment to the public as the

department deems appropriate. Newspaper publications shall be provided

by the applicant.

(b) The time period for public comment on a permit application shall

be stated in the notice of application.

3. (a) Within the time periods specified in subparagraphs (i) and (ii)

of this subdivision and subject to the provisions of subdivisions four,

five and six of this section, the department shall make a decision on an

application for a permit by mailing the applicant a permit, a permit

with conditions or a statement that the permit applied for has been

denied.

(i) In the case of an application for a permit for which no public

hearing has been held, such decision shall be mailed on or before ninety

calendar days after the department mails written notice to the applicant

that the application is complete or on or before ninety calendar days

after the application is deemed complete pursuant to the provisions of

this article.

(ii) In the case of an application for a permit for which a public

hearing has been held, the department shall mail its decision to the

applicant and to all parties to the hearing on or before sixty calendar

days after receipt by the department of a complete record, as that term

is defined in paragraphs (a) through (e) of subdivision one of section

three hundred two of the state administrative procedure act.

(b) If the department fails to mail a decision on an application for a

permit within the time periods specified, the applicant may cause notice

of such failure to be made to the department by means of certified mail

return receipt requested addressed to the commissioner. If, within five

working days after the receipt of such notice, the department fails to

mail a decision, the application shall be deemed approved and a permit

deemed granted subject to any standard terms or conditions applicable to

such a permit. However, no permit shall be deemed approved where such

permit is issued in lieu of a federal permit pursuant to an

authorization granted to the state pursuant to either Public Law 94-580,

the "Federal Resource Conservation and Recovery Act of 1976", or Title V

of Public Law 101-549, the "Clean Air Act", and where the issuance of a

permit in such a manner is contrary to such authorization.

4. The time periods for a department decision on an application for a

permit as specified in subdivision three of this section shall be

suspended pending receipt by the department of any final environmental

impact statement and any explicit findings related to a proposed project

as may be required pursuant to article eight (environmental quality

review) of this chapter when the department is not the lead agency as

that term is used in rules and regulations adopted by the department

pursuant to section 8-0113 of said article.

5. The department shall make no decision and no permit shall be deemed

granted until the applicant has paid all applicable fees and costs.

6. Any time period specified in this article may be waived and

extended for good cause by written request by the applicant with the

consent of the department, or by the written request of the commissioner

or his designee with the consent of the applicant.

§ 70-0111 — Minor projects

Minor projects.

(a) On or before fifteen calendar days after the receipt of an

application for a permit for a minor project, the department shall mail

written notice to the applicant of its determination whether or not the

application is complete. If the department fails to mail written notice

to an applicant of its determination whether or not an application is

complete within such fifteen calendar day period, the application shall

be deemed complete.

(b) Within forty-five calendar days after the department mails written

notice to the applicant that an application for a permit for a minor

project is complete or within forty-five calendar days after the

application is deemed complete pursuant to the provisions of this

article and subject to the provisions of subdivisions four, five, and

six of section 70-0109, the department shall make a decision on the

application by mailing the applicant a permit, a permit with conditions

or a statement that the permit applied for has been denied.

(c) If the department fails to make a decision on an application for a

permit for a minor project within such forty-five calendar day period,

then the provisions of paragraph (b) of subdivision three of section

70-0109 shall apply.

(d) The department may provide, by rule and regulation pursuant to

section 70-0107 of this article, for the issuance of general permits

covering minor projects. Such general permits may be issued following

such events as natural disasters or acts of God which lead numbers of

individuals to seek to undertake similar types of minor projects that

are of a remedial nature. Such permits may be issued only upon a written

statement of necessity by the commissioner justifying the issuance of

such general permit and may be issued only for a specified duration of

time.

§ 70-0113 — Confidentiality

Confidentiality.

The provisions of section eighty-eight of article six of the public

officers law shall apply to information confidentially disclosed by

applicants to the department, except as otherwise provided in this

chapter.

§ 70-0115 — Permit modifications, suspensions, revocations, renewals, reissuances and recertifications

Permit modifications, suspensions, revocations, renewals,

reissuances and recertifications.

1. Upon the provision of notice stating the grounds for its action and

giving an opportunity for hearing to the permit holder, the department

may modify, suspend or revoke a permit.

2. A permit holder may make written request to the department for the

renewal, reissuance, recertification or modification of an existing

permit. Such a request shall be accompanied by sufficient information

supporting the request for the departmental action sought.

(a) In the case of a request (i) which does not involve a material

change in permit conditions, then applicable law, environmental

conditions or technology since the date of issuance of the existing

permit, or (ii) for which an opportunity for public comment or hearing

or both is not required by applicable law, the department shall on or

before fifteen calendar days after the receipt of a request mail a

written determination to the permit holder of its decision on the

request. If the decision is to deny the request, the permit holder shall

be afforded an opportunity for hearing and notice of such decision shall

be given by the department in the next available issue of the

environmental notice bulletin.

(b) In the case of a request which may involve a material change as

described in paragraph (a) of this subdivision, or for which an

opportunity for public comment or hearing or both is required by

applicable law, the department shall on or before fifteen calendar days

after the receipt of a request mail a written determination to the

permit holder that the request shall be treated as an application for a

new permit.

(c) In the case of a request for the renewal, reissuance,

recertification or modification of an existing state pollutant discharge

elimination system permit issued in lieu of a national pollutant

discharge elimination system permit the request shall be treated as an

application for a new permit. Any other request may be treated as an

application for a new permit.

(d) In the case of a request for the renewal, reissuance,

recertification or modification of an existing permit issued pursuant to

article nineteen of this chapter, the request may be treated as an

application for a new permit.

If, pursuant to paragraph (a) or (b) of this subdivision, the

department fails to mail a written determination to the permit holder

within such fifteen calendar day period, then the provisions of

paragraph (b) of subdivision three of section 70-0109 of this chapter

shall apply.

§ 70-0116 — Emergency authorization

Emergency authorization.

1. The department may waive the procedural requirements of this

article to issue an emergency authorization for an action which is

immediately necessary to respond to an emergency.

2. Emergency authorization may be given only if the department makes a

finding of emergency. Such emergency authorization may be issued for a

term not to exceed thirty days. It may be renewed for one term not to

exceed thirty days. On or before sixty days from the department's

original approval, the action must be concluded or the authorized party

must file with the department a complete application for a permit and be

subject to all the procedural requirements of this article.

3. The department must be notified prior to the commencement of the

action. If circumstances warrant immediate action by a state or local

government agency such that prior notice to the department is not

possible, then the department must be notified by that agency within

twenty-four hours after commencement of the action. In any event, the

department must respond by either granting or denying emergency

authorization within two business days of its receipt of such notice.

4. Actions taken pursuant to a grant of emergency authorization must

be carried out in a manner that will cause the least change,

modification or adverse impact to life, health, property or natural

resources. The department may attach conditions to its emergency

authorizations and shall enforce them in order to assure compliance with

this and other regulatory standards that would apply to such actions

absent an emergency.

5. The department may require plans or any other information it deems

necessary to review the proposed action to determine whether emergency

authorization is warranted and whether the proposed action is consistent

with regulatory standards.

6. The department shall issue an order summarily suspending an action

taken before the grant of an emergency authorization if the department

finds that no emergency exists or the department shall issue an order

suspending an emergency authorization if the department finds that the

action is no longer immediately necessary to protect life, health,

property or natural resources. Such action shall be ceased immediately

upon receipt of such order by the authorized party.

7. (a) Violations will be enforced pursuant to article seventy-one of

this chapter.

(b) A person who violates any provision of this section or any term or

condition of an emergency authorization shall also be required to

perform restoration, mitigation, or elimination of environmental damage,

which is necessary as a direct result of that action. In the event that

such person fails to undertake such work, the department or its agent

may enter upon the lands and waters where the action took place and

perform restoration or other activities which may be necessary to

mitigate or eliminate environmental damage caused by such action. Should

the department undertake such work, or cause it to be undertaken, the

full cost for it shall be charged to and become the responsibility of

the person who conducted the action.

8. The provisions of this section and the regulations promulgated

hereunder shall apply notwithstanding any inconsistent provision of law.

§ 70-0117 — Special provisions

Special provisions.

1. (a) An applicant may submit simultaneously all applications for

permits associated with a proposed project in order to facilitate a

comprehensive project review.

(b) Except for good cause shown by the applicant, the department may

require an applicant to submit simultaneously any or all applications

for permits associated with a proposed project when, in the department's

judgment, it is necessary to facilitate a comprehensive review of the

project.

2. At any time during the review of an application for a permit or a

request by a permit holder for the renewal, reissuance, recertification

or modification of an existing permit, the department may request

additional information from the applicant or permit holder with regard

to any matter contained in the application or request when such

additional information is necessary for the department to make any

findings or determinations required by law. Such a request shall not

extend any time period for department action contained in this article.

Failure by the applicant or permit holder to provide such information

may be grounds for denial by the department of the application or

request.

3. Where there is a requirement pursuant to federal law for a

tentative determination or draft permit to be prepared prior to public

notice or hearing, the time within which the department shall make its

determination whether or not the application is complete shall be

extended by forty-five calendar days. This subdivision shall not apply

to applications for state pollutant discharge elimination system permits

for the discharge of sewage (as defined in section 17-0105 of this

chapter) only.

4. In conjunction with one or more applications for permits, the

department may, on request of an applicant undertake a conceptual review

of a proposed project evaluating the general approvability or

nonapprovability of a proposed project, including all proposed phases or

segments thereof, subject to the development and submission of more

detailed plans and information and such additional applications for

permits in the future as may be necessary. The department shall, in

rules and regulations, establish criteria and guidelines for the

conceptual review of proposed projects. The department shall establish,

in rules and regulations adopted pursuant to section 70-0107 of this

chapter, procedures governing the conceptual review of proposed

projects.

5. (a) Under the state pollutant discharge elimination system program

(article seventeen of this chapter), the department may issue a general

permit, upon application or on its own initiative, to cover ballast

discharges from vessels, including tankers, while moored in port which

(i) are within a stated geographical area, (ii) involve the same or

substantially similar type of operations, (iii) discharge the same types

of pollutants, (iv) require the same effluent limitations or operating

conditions, (v) require the same or similar monitoring, and (vi) which

will result in minimal adverse cumulative impacts.

(b) General permits can only be issued if the department determines

such discharges, by virtue of their nature and location, are more

appropriately controlled under a general permit than under individual

permits.

(c) Any general permit issued under this subdivision shall set forth

the conditions which shall apply to any discharge authorized by such

general permit.

(d) The department may require any person authorized by a general

permit to apply for and obtain an individual permit and the department

shall adopt rules and regulations specifying circumstances under which

an individual permit may be required.

(e) General permits shall be governed by the procedures set forth in

this article for the review of major projects and shall be subject to

the provisions of article seventy-two of this chapter.

6. (a) Under the state pollutant discharge elimination system program

(article seventeen of this chapter), the department may issue a general

permit, upon application or on its own initiative, to cover a category

of point sources of one or more discharges within a stated geographical

area which (i) involve the same or substantially similar types of

operations, (ii) discharge the same types of pollutants, (iii) require

the same effluent limitations or operating conditions, (iv) require the

same or similar monitoring, and (v) which will result in minimal adverse

cumulative impacts.

(b) General permits can only be issued for the following categories of

discharges, if, by virtue of their nature and location, the department

determines such discharges are more appropriately controlled under a

general permit than under individual permits:

(i) separate storm sewers or stormwater conveyance systems; or

(ii) less than ten thousand gallons per day of sewage effluent without

the admixture of industrial waste or other wastes; or

(iii) thermal discharges of less than one million gallons per day.

(c) Any general permit issued under this subdivision shall set forth

the conditions which shall apply to any discharge authorized by such

general permit.

(d) The department may require any person authorized by a general

permit to apply for and obtain an individual permit and the department

shall adopt rules and regulations specifying circumstances under which

an individual permit may be required.

(e) General permits shall be governed by the procedures set forth in

this article for the issuance of major permits.

7. Notwithstanding any other provision of law, the department shall

not charge any application fee or any other fee for any activity

undertaken pursuant to an adopt-a-park, shoreline, roadway or lake

program pursuant to section two hundred seventy-seven of the general

municipal law.

8. (a) All persons required to obtain a permit from the department

pursuant to section 24-0701 of this chapter shall submit to the

department an application fee in an amount not to exceed the following:

(i) one hundred dollars per application for a modification to any

existing permit issued pursuant to section 24-0701 of this chapter;

(ii) three hundred dollars per application for one new single family

dwelling and customary appurtenances thereto;

(iii) five hundred dollars per application for multiple new single

family dwellings, or a new multiple family dwelling and customary

appurtenances thereto;

(iv) one thousand dollars per application for new commercial or

industrial structures or improvements;

(v) one hundred dollars per application for a permit for any other

project as defined in this article.

(b) All persons required to obtain a permit from the department

pursuant to section 25-0402 of this chapter shall submit to the

department an application fee in an amount not to exceed the following:

(i) three hundred dollars per application for a permit for a minor

project as defined in this article or modification to any existing

permit issued pursuant to section 25-0402 of this chapter;

(ii) two thousand dollars per application for subdivision of land or

new commercial or industrial structures or improvements;

(iii) one thousand dollars per application for a permit for a project

as defined in this article.

(c) Fees collected pursuant to paragraph (a) of this subdivision shall

be deposited to the credit of the conservation fund. Fees collected

pursuant to paragraph (b) of this subdivision shall be deposited to the

credit of the marine resources account of the conservation fund.

(d) Application fees required pursuant to this subdivision will not be

required for any state department.

9. Applicants for major projects. Applicants for major projects for

the regulatory programs of paragraphs (a), (f), (h), (i), (j), (k) and

(m) of subdivision 3 of section 70-0107 of this article shall be

required to demonstrate that future physical climate risk due to sea

level rise, and/or storm surges and/or flooding, based on available data

predicting the likelihood of future extreme weather events, including

hazard risk analysis data if applicable, has been considered.

§ 70-0118 — Disproportionate impacts on disadvantaged communities

Disproportionate impacts on disadvantaged communities.

1. For the purposes of this section:

(a) "Disadvantaged communities" shall have the same meaning as

subdivision five of section 75-0101 of this chapter.

(b) "Applicable permit" shall mean a permit, excluding a general

permit, applied for pursuant to:

(i) title fifteen of article fifteen of this chapter for a facility

withdrawing and using over twenty million gallons per day of water for

cooling purposes;

(ii) article seventeen of this chapter;

(iii) article nineteen of this chapter;

(iv) title seventeen of article twenty-three of this chapter; or

(v) title three, title seven, title nine or title eleven of article

twenty-seven of this chapter.

2. (a) When a new project subject to an applicable permit may cause or

contribute more than a de minimis amount of pollution to any

disproportionate pollution burden on a disadvantaged community, the

department shall require the applicant to prepare or cause to be

prepared an existing burden report.

(b) In the case of an application for renewal or modification of an

applicable permit not subject to the provisions of paragraph (a) of this

subdivision which may cause or contribute more than a de minimis amount

of pollution to any disproportionate pollution burden on a disadvantaged

community the department shall require the applicant to prepare or cause

to be prepared an existing burden report; provided, however that the

department may elect not to require such existing burden report if the

permit would serve an essential environmental, health, or safety need of

the disadvantaged community for which there is no reasonable

alternative.

(c) Notwithstanding the requirements of paragraphs (a) or (b) of this

subdivision, no existing burden report shall be required for an

application for a renewal of a permit if an existing burden report has

been prepared with respect to such permit within the previous ten years.

3. (a) When considering an application for an applicable permit, the

department shall consider the existing burden report, if any, and an

administrative record that includes, but is not limited to, comments

received from the public in the disadvantaged community.

(b) The department shall not issue an applicable permit for a new

project if it determines that the project will cause or contribute more

than a de minimis amount of pollution to a disproportionate pollution

burden on the disadvantaged community.

(c) In the case of an application for a modification of an applicable

permit, the department shall not issue an applicable permit if it

determines that the issuance of the permit would significantly increase

the existing disproportionate pollution burden on the disadvantaged

community.

(d) In the case of an application for renewal of an applicable permit,

the department shall not issue an applicable permit if it determines

that the project would significantly increase the existing

disproportionate pollution burden on the disadvantaged community.

4. The department shall require actions to implement any appropriate

operational changes which would reduce the pollution burden on the

disadvantaged community as a condition of an applicable permit, only if

such actions are reasonable and practicable, as determined by the

department.

5. The department, in consultation with the department of health,

shall develop the scope of the existing burden report and may adapt such

requirements based on whether a permit application is for a new project,

modification, or a renewal of a permit. The department shall provide for

at least a thirty-day public comment period prior to finalizing the

scope of the report. The report shall provide for an assessment of the

following information:

(a) relevant baseline data on existing burdens, including from

relevant criteria used to designate the particular disadvantaged

communities pursuant to subdivision one of section 75-0111 of this

chapter;

(b) the environmental or public health stressors already borne by the

disadvantaged community as a result of existing conditions located in or

affecting the disadvantaged community;

(c) the potential or projected contribution of the proposed action to

existing pollution burdens in the community; and

(d) existing and potential benefits of the project to the community

including increased housing supply, or alleviation of existing pollution

burdens that may be provided by the project, including operational

changes to the project that would reduce the pollution burden on the

disadvantaged community.

§ 70-0119 — Public hearings

Public hearings.

1. After evaluating an application for a permit and any comments of

department staff, other state agencies or units of government or members

of the public, the department shall, on or before sixty calendar days

after it mails notice to the applicant that the application is complete

or on or before sixty days after the application is deemed complete

pursuant to the provisions of this article, determine whether or not to

conduct a public hearing on the application and mail written notice to

the applicant of a determination to conduct a public hearing. Such

determination shall be based on whether the evaluation or comments raise

substantive and significant issues relating to any findings or

determinations the department is required to make pursuant to this

chapter, including the reasonable likelihood that a permit applied for

will be denied or can be granted only with major modifications to the

project because the project as proposed may not meet statutory or

regulatory criteria or standards; provided, however, where any comments

received from members of the public or otherwise raise substantive and

significant issues relating to the application and resolution of any

such issue may result in denial of the permit or the imposition of

significant conditions thereon, the department shall hold a public

hearing on the application.

2. If a public hearing is to be held, it shall commence on or before

ninety calendar days after the department mails written notice to the

applicant that the application is complete or on or before ninety

calendar days after the application is deemed complete pursuant to the

provisions of this article. Reasonable notice of the hearing shall be

given to the applicant and to persons who have made written request to

participate in it and notice to the public shall be given by publication

of a notice of hearing in the environmental notice bulletin, in a

newspaper as otherwise required by law, and in such other manner as the

department may direct, if any.

3. The department may require an applicant to pay the cost of renting

a hearing room and of preparing a transcript associated with a public

hearing conducted pursuant to this article. Prior to commencing a public

hearing pursuant to this article, the department may require an

applicant to post a bond or other suitable undertaking to assure payment

of such costs.

4. When an applicant has submitted applications for one or more

permits associated with a project and more than one public hearing is

required, including public hearings pursuant to article eight of this

chapter, said public hearings shall be consolidated into a single public

hearing at the request of the applicant wherever practicable. Public

hearings associated with a project shall also be consolidated or held

jointly with one or more other state or local agencies, whenever

practicable.

5. Public hearings pursuant to this article shall be conducted as

provided in rules and regulations adopted by the department pursuant to

section 70-0107 and as provided in the state administrative procedure

act.

§ 70-0121 — Severability

Severability.

The provisions of this article shall be severable, and if any clause,

sentence, paragraph, subdivision or part of this article shall be

adjudged by any court of competent jurisdiction to be invalid, such

judgment shall not affect, impair or invalidate the remainder, but shall

be confined in its operation to the clause, sentence, paragraph,

subdivision or part thereof directly involved in the controversy in

which such judgment shall have been rendered.

ARTICLE 71 Enforcement

TITLE 1 Effect of the Penal Law and Criminal Procedure Law

§ 71-0101 — Effect of the Penal Law and Criminal Procedure Law

Effect of the Penal Law and Criminal Procedure Law.

Notwithstanding any provision of this chapter, the provisions of the

Penal Law and of the Criminal Procedure Law control over the provisions

of this chapter to the same extent they controlled over the provisions

of law from which this chapter is derived, on the date immediately

preceding the effective date of this chapter.

For the purpose of section 80.10 of the penal law all fines contained

within this chapter, and not already so designated, shall be deemed

special corporate fines.

TITLE 2 General Law Enforcement Provisions

§ 71-0201 — General law enforcement authority

General law enforcement authority.

Every police officer and any employee of the department as may be

designated by the commissioner, shall enforce the provisions of this

chapter, and the rules, and regulations and orders enacted or

promulgated thereunder. Such officers shall be authorized to issue an

appearance ticket or, in lieu thereof, a uniform appearance ticket or,

in lieu thereof, a uniform appearance ticket and simplified information

as provided in section 71-0203, for any violation of this chapter or

rule, regulation or order adopted thereunder. Law enforcement officers

of the Fish and Wildlife Service of the United States Department of the

Interior or the National Marine Fisheries Service of the United States

Department of Commerce may enforce the provisions of articles 11 and 13

of this chapter and shall be authorized to issue an appearance ticket

or, in lieu thereof, a uniform appearance ticket and simplified

information as provided in section 71-0203, for any violation of article

11, article 13 or rule, regulation or order adopted pursuant to such

article.

§ 71-0202 — Enforcement; designated employees to have certain powers

Enforcement; designated employees to have certain powers.

Such employees as may be designated by the commissioner shall be

authorized to issue uniform appearance tickets, simplified traffic

informations, simplified parks informations, simplified environmental

conservation informations, and uniform navigation summons and/or

complaint, when acting pursuant to their special duties.

§ 71-0203 — Uniform appearance ticket and simplified information

Uniform appearance ticket and simplified information.

1. The commissioner shall prescribe the form of an appearance ticket

and simplified information for all cases involving a violation of any

provision of this chapter or of any rule, regulation or order adopted or

promulgated thereunder, or of any class or category of such cases, and

to establish procedures for proper administrative controls over the

disposition thereof.

2. The chief executive officer of each local police force including

county, town, city and village police departments, sheriffs and the

superintendent of state police shall prepare or cause to be prepared

such records and reports as may be prescribed hereunder.

3. The commissioner shall have the power to adopt such rules and

regulations as may be deemed necessary to accomplish the purposes and

enforce the provisions of this section including requirements for

reporting by trial courts having jurisdiction over such offenses.

4. Any person who disposes of any uniform appearance ticket and

simplified information in any other manner than that prescribed by law,

rule or regulation shall be guilty of a class B misdemeanor.

5. The provisions of this section shall not apply to any offense for

which a uniform summons and complaint is prescribed by the commissioner

of motor vehicles pursuant to section two hundred seven of the vehicle

and traffic law or by the commissioner of parks and recreation pursuant

to article twenty-seven of the parks and recreation law.

§ 71-0205 — Verification or affirmation of accusatory instruments

Verification or affirmation of accusatory instruments.

1. When an appearance ticket as authorized under section 71-0203 has

been served by an officer described in section 71-0201, any supervisor

of such enforcement officer to whom the service of the appearance ticket

is reported is hereby authorized to administer to such enforcement

officer all necessary oaths in connection with the execution of the

accusatory instrument to be presented in court by such enforcement

officer in the prosecution of the offense involved.

2. A simplified information need not be verified if it is affirmed by

the issuing officer, under penalty of perjury.

§ 71-0207 — Pleas by mail

Pleas by mail.

A defendant charged with a violation of any provision of this chapter

or rule, regulation or order promulgated or adopted thereunder may

himself plead guilty to the charge in open court. He may also submit to

the magistrate having jurisdiction, in person, by duly authorized agent,

or by registered mail, a statement (a) that he waives arraignment in

open court and the aid of counsel, (b) that he pleads guilty to the

offense as charged, (c) that he elects and requests that the charge be

disposed of and the fine or penalty fixed by the court, (d) of any

explanation that he desires to make concerning the offense charged, and

(e) that he makes all statements under penalty of perjury. Thereupon

the magistrate may proceed as though the defendant had been convicted

upon a plea of guilty in open court, provided however, that any

imposition of fine or penalty hereunder shall be deemed tentative until

such fine or penalty shall have been paid and discharged in full. If

upon receipt of the aforesaid statement the magistrate shall deny the

same, he shall thereupon notify the defendant of this fact, and that he

is required to appear before the said magistrate at a stated time and

place to answer the charge which shall thereafter be disposed of

pursuant to the applicable provisions of law.

§ 71-0209 — Convictions; bail forfeitures; failure to appear

Convictions; bail forfeitures; failure to appear.

1. The trial court or clerk thereof shall certify to the commissioner

the facts of any case involving a violation of any provision of this

chapter, or of any rule, regulation or order adopted pursuant thereto,

(a) within five days of the date of conviction of such violation;

(b) within five days of a forfeiture of bail in such case; or

(c) within ninety days of a failure of the defendant to appear on the

initial date of appearance, or any adjourned date for appearance or

trial.

2. The commissioner may, by regulation, provide for the form and

content of such certification and limit the violations for which

certifications shall be required. Such certifications shall be

presumptive evidence of the facts therein contained and may, in the

discretion of the commissioner, be recorded in the records of the

department. In the event a conviction which has been so recorded is

subsequently reversed, the commissioner, upon receiving due notice

thereof, shall record such fact in such records.

3. Upon the conviction of any person of a violation for which a

certification must be made to the commissioner, pursuant to this

section, the court or clerk shall also enter such conviction on any

license or certificate issued by the department if such entry is

required by the regulations of the commissioner.

§ 71-0211 — Disposition of fees and penalties

Disposition of fees and penalties.

1. Notwithstanding any other provisions of law to the contrary, all

fines and penalties collected pursuant to title nineteen of this

article, except amounts required to be paid into the conservation fund

pursuant to subdivision two of section 71-1929 of such title; title

twenty-one of this article; title twenty-seven of this article, except

amounts required to be paid into the hazardous waste remedial fund

pursuant to subdivision two of section 71-2725 of such title; and title

forty-one of this article shall be paid into the general fund to the

credit of the state purposes account.

2. Unless otherwise provided in this chapter, not later than the tenth

day of each month, all fines, penalties and forfeitures collected for

violations of this chapter or rules, regulations, local laws or

ordinances adopted thereunder under judgment of any town or village

court, shall be paid over by such court to the comptroller of the state,

with a statement accompanying the same, setting forth the action or

proceeding in which such moneys were collected, the name and residence

of the defendant, the nature of the offense, and the fines and penalty

imposed. The comptroller shall pay these funds into the general fund of

the state.

All fines and penalties collected for violations of this chapter by

courts operating pursuant to section thirty-nine of the judiciary law

shall be paid to the state commissioner of taxation and finance on a

monthly basis no later than ten days after the last day of each month.

All such fines and penalties shall be the property of the state.

§ 71-0213 — Mandatory surcharge

Mandatory surcharge.

1. Whenever proceedings result in a conviction for an offense under

this chapter there shall be levied, in addition to any sentence required

or permitted by law, the following mandatory surcharges: (a) in the

amount of twenty-five dollars for violations of sportfishing regulations

set forth in 6 NYCRR 10; (b) in the amount of seventy-five dollars for

all other offenses under this chapter provided, however, that

convictions for offenses under articles seventeen, nineteen or

twenty-seven of this chapter shall be subject to a mandatory surcharge

equal to the greater of seventy-five dollars or six percent of any

penalty or fine imposed. The mandatory surcharge shall be paid to the

clerk of the court who shall remit such mandatory surcharge to the state

comptroller provided, however, that in cases where the conviction was

rendered by a town or a village justice court, the clerk of such court

shall pay twenty-five dollars of such surcharge to the chief fiscal

officer of the town or village in the case of surcharges resulting from

paragraph (b) of this subdivision and ten dollars in the case of

surcharges resulting from paragraph (a) of this subdivision and shall

pay the remaining amounts of such mandatory surcharges to the state

comptroller in the same manner as provided in section 71-0211 of this

article. The comptroller shall pay such monies into the state treasury

to the credit of the general fund.

2. Any person who has paid a mandatory surcharge under the authority

of this section which is ultimately determined not to be required by

this section shall be entitled to a refund of such mandatory surcharge

upon application to the state comptroller. The state comptroller shall

require such proof as is necessary to determine whether a refund is

required by law.

TITLE 3 Summary Abatement

§ 71-0301 — Summary abatement

Summary abatement.

Notwithstanding any inconsistent provisions of law, whenever the

commissioner finds, after investigation, that any person is causing,

engaging in or maintaining a condition or activity which, in his

judgment, presents an imminent danger to the health or welfare of the

people of the state or results in or is likely to result in irreversible

or irreparable damage to natural resources, and relates to the

prevention and abatement powers of the commissioner and it therefore

appears to be prejudicial to the interests of the people of the state to

delay action until an opportunity for a hearing can be provided, the

commissioner may, without prior hearing, order such person by notice, in

writing wherever practicable or in such other form as in the

commissioner's judgment will reasonably notify such person whose

practices are intended to be proscribed, to discontinue, abate or

alleviate such condition or activity, and thereupon such person shall

immediately discontinue, abate or alleviate such condition or activity.

As promptly as possible thereafter, not to exceed fifteen days, the

commissioner shall provide the person an opportunity to be heard and to

present proof that such condition or activity does not violate the

provisions of this section. The commissioner shall adopt any other

appropriate rules and regulations prescribing the procedure to be

followed in the issuance of such orders. Any person who violates any of

the provisions of, or who fails to perform any duty imposed by this

section, or any rule, regulation or order promulgated by the

commissioner hereunder, shall be liable to a civil penalty of not more

than twenty-five hundred dollars for each such violation and an

additional penalty of not more than five hundred dollars for each day

during which such violation continues, and, in addition thereto, such

person may be enjoined from continuing such violation. Penalties and

injunctive relief provided herein shall be recoverable in an action

brought by the attorney general at the request and in the name of the

commissioner.

TITLE 4 Delegation of Enforcement

§ 71-0401 — Delegation of civil enforcement authority

Delegation of civil enforcement authority.

Whenever the attorney general is authorized under this chapter to

initiate or prosecute a civil action or proceeding on behalf of the

department, such authority may in the discretion of the attorney general

be delegated to the department, to initiate or prosecute any such action

or proceeding.

§ 71-0403 — Delegation of criminal enforcement authority

Delegation of criminal enforcement authority.

Whenever the attorney general is authorized under this chapter to

prosecute a criminal proceeding on behalf of the department, such

authority may in the discretion of the attorney general be delegated to

the department, to initiate or conduct any such prosecution. Provided,

however, that in any event the district attorney of the county in which

the violation occurs may initiate or conduct any such prosecution.

TITLE 5 Enforcement of Provisions Derived From Former Conservation Law

§ 71-0501 — Applicability of this title

Applicability of this title.

This title shall apply to sections 3-0109 through 3-0115 inclusive and

sections 3-0305 and 3-0307 of article 3; articles 9, 11, 13 and 15;

titles 7, 9, 11 and 13 of article 21; articles 23 and 24; and articles

43, 45 and 47 of this chapter.

§ 71-0503 — Investigation by department

Investigation by department.

1. Any investigation, inquiry or hearing which the department has

power to undertake or to hold may be undertaken or held by or before the

commissioner, the deputy commissioner or the head of a division, or

before any other officer or employee of the department designated for

such purpose by written order of the commissioner, filed in the office

of the department. All investigations, inquiries, hearings and decisions

of the commissioner, the deputy commissioner or the head of a division,

shall be and be deemed to be the investigations, inquiries, hearings and

decisions of the department, and every order or decision made by the

commissioner, and every order or decision made by the deputy

commissioner or a head of division and approved and confirmed by the

commissioner and ordered filed in the office of the department, shall be

and be deemed to be the order or decision of the department.

2. The commissioner, deputy commissioner, a head of a division, or an

officer or employee of the department duly designated by the

commissioner, shall have the power to administer oaths in any

proceedings which the department is required or authorized by law to

conduct.

3. The department shall have power to subpoena and require the

attendance in this state of witnesses and the production by them of

books and papers pertinent to the investigations and inquiries which it

is authorized to make under any provision of this chapter listed in

section 71-0501 or under titles 5 through 15 inclusive and title 33 of

this article and to examine them and such public records as it shall

require in relation thereto, and for the purpose of such examinations

the department shall possess all the powers conferred by the Legislative

Law upon a commitee of the Legislature or by the Civil Practice Law and

Rules upon a board or committee, and may invoke the power of any court

of record in the state to compel the attendance and testifying of

witnesses and the production by them of books and papers as aforesaid. A

subpoena issued under this section shall be regulated by the Civil

Practice Law and Rules.

4. In any investigation or inquiry by or upon any hearing before the

department, the commissioner, his deputy or any other officer conducting

the investigation, inquiry or hearing may confer immunity in accordance

with the provisions of section 50.20 of the Criminal Procedure Law.

§ 71-0505 — Suits and prosecution

Suits and prosecution.

1. The commissioner shall have the power to bring actions suits or

proceedings as in his judgment may be necessary or proper to perform any

of the powers, functions or duties imposed upon him or upon the

department or any division thereof by any of the provisions of this

chapter listed in section 71-0501 or under titles 5 through 15 inclusive

and title 33 of this article or to prevent the violation by any person,

public or private, of any of the provisions thereof; and shall have the

power to defend such actions, suits or proceedings as may arise through

the performance of any of the powers, duties or functions imposed upon

him or upon the department or any division thereof.

2. It shall be the duty of the Attorney General, when requested by the

department, to appoint an Assistant Attorney General, and such

assistants as may be necessary and assign them to the department. Such

Assistant Attorney General and assistants shall receive salaries, to be

fixed by the Attorney General within the appropriation therefor. It

shall be the duty of such assistant, in the name of the Attorney

General, to conduct all prosecutions for penalties imposed by the

provisions of this chapter listed in section 71-0501 or under titles 5

through 15 inclusive and title 33 of this article and to bring all

actions, suits and proceedings, which the department shall be authorized

to institute and maintain, and to defend all actions, suits and

proceedings brought against the department, its officers or employees of

or on account of any act or any thing done by the said department, its

officers or employees when such act or thing was, in the opinion of the

Attorney General, done in the discharge of any official duty or in

reasonable exercise of authority.

3. No action, suit or proceeding in which the title to lands of the

state in forest preserve counties shall be involved shall be withdrawn

or discontinued, nor shall judgment therein against the state be entered

on consent except on special permission of the court and after

application made in open court, on which application all the terms and

conditions of the settlement shall be fully stated in writing and the

reasons therefor set forth at length.

§ 71-0507 — Actions for penalties generally

Actions for penalties generally.

1. Actions for penalties for violation of any provisions of this

chapter listed in section 71-0501 or under titles 5 through 15 inclusive

and title 33 of this article, except as otherwise expressly provided,

a. Shall be in the name of the "People of the State of New York";

b. Must be brought on order of the department; and

c. May be compromised, settled and discontinued as provided in

sections 71-0505 and 71-0519 and subdivision 11 of section 11-0505.

2. Such actions, if in justices' courts, may be brought in any town of

the county in which the penalty is incurred, or, if the defendant

resides in another county, in any town of the county in which the

defendant resides.

3. Moneys received by a town justice or a village justice in any

action for a penalty brought under the provisions of this chapter listed

in section 71-0501 of titles 5 through 15 inclusive and title 33 or upon

the settlement or compromise thereof, or a fine for a violation of the

provisions of this chapter listed in section 71-0501 and titles 5

through 15 inclusive and title 33 of this article shall be paid to the

State Comptroller as provided in section 27 of the Town Law and section

4-410 of the village law. From the moneys so received, the State

Comptroller shall pay all lawful fees for services rendered in such

actions when instituted by order of the department or upon information

of a conservation officer, regional and assistant regional conservation

officer, special game protector, district ranger, forest ranger, or

member of the state police. The balance of such moneys arising from

penalties under articles 11 or 13 or title 9 of this article or upon the

settlement or compromise thereof or from fines for violations of any of

the provisions of articles 11 or 13 or title 9 of this article after the

payment of lawful fees shall be credited by the Comptroller to the

conservation fund. The Comptroller shall adjust and settle his account

with the conservation fund in the manner provided by section 99-a of the

State Finance Law. The balance of all other such moneys after payment of

lawful fees shall be credited by the Comptroller to the general fund.

4. All moneys received by any other person or court in an action for a

penalty brought under the provisions of this chapter listed in section

71-0501 and titles 5 through 15 inclusive and title 33 of this article

or upon the settlement or compromise thereof, or a fine for a violation

of the provisions of this chapter listed in section 71-0501 and titles 5

through 15 inclusive and title 33 of this article, shall be paid by such

person or court to the department within thirty days after receipt

thereof. The department shall pay the expenses of collection and the

lawful fees of magistrates and constables for services performed in

criminal actions brought upon information of a conservation officer,

regional and assistant regional conservation officer, special game

protector, district ranger, forest ranger, or member of the state

police. Such moneys derived from fines or penalties for violations of

articles 11 or 13 or title 9 of this article or from the settlement or

compromise thereof shall be paid by the department to the Commissioner

of Taxation and Finance and credited to the conservation fund. All other

moneys so received by the department shall be paid to the Commissioner

of Taxation and Finance and credited to the general fund.

§ 71-0509 — Costs in actions by the people

Costs in actions by the people.

In case of recovery of any amount in an action brought for a penalty

under the provisions of this chapter listed in section 71-0501 or under

titles 5 through 15 inclusive and title 33, of this article or any

action authorized by such law as amended, in any court of record the

people shall be entitled to recover full costs, of course, and at the

rates as provided for civil actions.

§ 71-0511 — Judgments; how enforced

Judgments; how enforced.

Judgments recovered under the provisions of this chapter listed in

section 71-0501 or under titles 5 through 15 inclusive and title 33 of

this article may be enforced by contempt.

§ 71-0513 — Jurisdiction of courts in criminal cases

Jurisdiction of courts in criminal cases.

1. Except as provided in subdivision 2 of this section, County Courts,

and subject to the power of removal provided in the Criminal Procedure

Law, district courts, the New York City criminal court, town courts and

village courts shall have, in the first instance, concurrent

jurisdiction of offenses committed under the provisions of this chapter

listed in section 71-0501 or under titles 5 through 15 inclusive and

title 33 of this article, provided, however, that an action before a

town court shall be brought in the town in which the offense was

committed or an adjoining town, and that an action before a County Court

shall be brought in the county in which the offense was committed. A

warrant shall be returnable before the local criminal court issuing the

same.

2. This section does not apply to offenses committed under articles 11

and 13 or title 9 of this article.

§ 71-0517 — Witnesses not excused from testifying

Witnesses not excused from testifying.

No person shall be excused from testifying or producing any books,

papers or other documents in any civil or criminal action or proceeding

taken or had under the provisions of this chapter listed in section

71-0501 or under titles 5 through 15 inclusive and title 33 of this

article, upon the ground that his testimony might tend to convict him of

a crime, or subject him to a penalty or forfeiture. But no person shall

be prosecuted, punished or subjected to any penalty or forfeiture for or

on account of any act, transaction, matter or thing concerning which he

shall, under oath, have testified or produced documentary evidence, and

no testimony so given or produced shall be received against him upon any

criminal investigation or proceeding; provided, however, that no person

so testifying shall be exempt from prosecution or punishment for any

perjury committed by him in his testimony. Nothing herein contained is

intended to give, or shall be construed as in any manner giving, unto

any corporation, immunity of any kind.

§ 71-0519 — Compromise of civil penalty

Compromise of civil penalty.

1. A person who has violated any of the provisions of this chapter

listed in section 71-0501 or under titles 5 through 15 inclusive and

title 33 of this article, and who desires to compromise and settle his

civil liability therefor, may appear with any conservation officer,

regional and assistant regional conservation officer, special game

protector, district ranger, forest ranger, or member of the state

police, before a court or justice having jurisdiction in civil actions,

and thereupon such person may, upon the consent of the representative of

the department appearing, compromise and settle his liability for civil

penalties, for an amount agreed upon between said court or justice, the

representative of the department and the person who committed such

violation.

2. The agreed amount shall not be less than ten dollars nor more than

the amount for which such person would be liable in a civil action for

penalties; provided that any person who has violated the provisions of

this chapter listed in section 71-0501 or under titles 5 through 13

inclusive and titles 27 and 33 of this article, involving the taking of

a deer with the aid of an artificial light, or has illegally taken a

deer prior to the first day of the open season or after the last day of

the open season in the county in which taken, or has otherwise illegally

taken a deer, and who desires to compromise and settle his civil

liability therefor, may, in the manner herein provided, compromise and

settle his liability for civil penalties under the provisions of this

chapter listed in section 71-0501 or under titles 5 through 13 inclusive

and titles 27 and 33 of this article, in an amount not less than one

hundred dollars nor more than the amount for which such person would be

liable in a civil action for penalties.

3. If such compromise be made, such person shall forthwith subscribe

his name to a statement setting forth concisely the facts constituting

such violation, the amount agreed upon, and that a judgment may be

entered against him for that sum. Upon said statement being sworn to

before and filed with said court or justice, he shall forthwith enter in

his civil docket a record of the proceedings and amount of the judgment.

4. Said court or justice shall upon the entry of such judgment be

entitled to a fee of two dollars and fifty cents to be paid by the

person who committed such violation, provided, however, that if the

justice is a justice of a town or village, such fee shall be the

property of the town or village of which he is an officer, and shall be

paid by said justices to the State Comptroller in the same manner as

other fees received by such justice.

5. A judgment entered as provided herein may be enforced by an

execution against the property of the defendant, but no body execution

shall issue thereon. Such judgment shall be a bar to a criminal action

for the same violation, if satisfied within thirty days from the date of

the entry thereof.

6. Whenever a person who desires to compromise and settle his civil

liability pursuant to the provisions of this section is an infant over

the age of fourteen years, upon his appearance for such purpose, the

court or justice before whom such appearance is made, may, upon the

application of such person appoint a person to appear as his guardian

for the purpose of compromising and settling his said civil liability.

The written consent of the person so appointed must be filed with the

court or justice before his appointment.

§ 71-0521 — Certificate by court or justice

Certificate by court or justice.

The court or justice, other than a town justice or a village police

justice, before whom any person shall be tried or before whom a

compromise of the civil penalties for a violation of any provision of

this chapter listed in section 71-0501 or under titles 5 through 15

inclusive and title 33 of this article, shall have been made, or the

clerk of the court, if there be a clerk, shall, at the termination of

such trial or proceeding, forthwith mail or deliver to the department at

Albany, or to its representative at such trial or proceeding, a

certified statement of the disposition of the case or proceeding, giving

the date thereof, the name of the defendant, the name of the person upon

whose information the action or proceeding was instituted, the date and

place of the violation, the name of each witness sworn in support of the

charges, and the costs of the court or fees of the justice, and the fees

of the constable, if any. Provided, however, that a town justice or a

village police justice before whom any person shall be tried or before

whom a compromise of the civil penalties for a violation of any

provision of this chapter listed in section 71-0501 or under titles 5

through 15 inclusive and title 33 of this article, shall have been made

shall forthwith mail or deliver to the department at Albany or to its

representative in attendance at such trial or proceeding such certified

statement, and within the first ten days of the month following the

termination of such trial or proceeding deliver to the State Comptroller

at Albany a statement in such form as the Comptroller may require. The

Comptroller upon receipt of such statement shall, as provided in section

71-0507, audit the bills of the justice of the peace and the constable

for fees in such trial or proceeding and shall pay to the persons

entitled thereto the amounts allowed by such audit and shall charge same

to the conservation fund.

§ 71-0523 — Power of the department to settle or compromise an action

Power of the department to settle or compromise an action.

The department shall empowered to settle or compromise in its

discretion any action or cause of action to recover a penalty under the

provisions of this chapter listed in section 71-0501 or under titles 5

through 15 inclusive and title 33 of this article, as it may deem

advantageous to the state.

§ 71-0525 — Powers of designated departmental officers and employees and members of the state police

Powers of designated departmental officers and employees and

members of the state police.

1. All police officers, such employees as may be designated by the

commissioner, and all peace officers, when acting pursuant to their

special duties, shall enforce the provisions of this chapter listed in

section 71-0501 or under titles 5 through 15 inclusive and title 33 of

this article, or of judgments obtained for violation thereof, and shall

have, particularly, the following powers:

a. To execute all warrants and search warrants issued for violation of

articles 11 and 13 and titles 9 of this article and to serve subpoenas

issued for examination, investigation or trial of offenses against any

of its provisions;

b. To search without search warrant any boat or vehicle of any kind,

any box, locker, basket, creel, crate, game bag, package or any

container of any nature and the contents of any building other than a

dwelling whenever they have cause to believe that any provision of this

article or of any law for the protection of fish, shellfish, crustacea,

wildlife, game or protected insects has been or is being violated, and

to use such force as may be necessary for the purpose of examination and

search;

c. To search any dwelling and its contents, provided they have a

search warrant to do so;

d. To arrest without warrant any person committing in their presence a

misdemeanor under this chapter listed in section 71-0501 or under titles

5 through 15 inclusive and title 33 of this article and to take such

person immediately before a magistrate having jurisdiction for trial.

2. A peace officer, acting pursuant to his special duties or a police

officer shall have the same powers as environmental conservation

officers and state police under the fish and wildlife law, except the

power to search without a warrant.

TITLE 7 Enforcement of Article 9

§ 71-0701 — Applicability of title

Applicability of title.

In addition to the provisions of sections 71-0101 and 71-0301, and

titles 5 and 40 of this article, the provisions of this title shall be

applicable to the enforcement of article 9 of this chapter.

§ 71-0703 — Penalties

Penalties.

In order to secure the enforcement of the several sections of article

9 the following fines and civil penalties are provided:

1. Except as otherwise provided in subdivision 4, 5, 6 or 7 of this

section, any person who violates any provision of article 9 or the

rules, regulations or orders promulgated pursuant thereto or the terms

of any permit issued thereunder, or who fails to perform any duty

imposed by any provision thereof shall be guilty of a violation, and,

upon conviction, shall be punished by a fine of not more than two

hundred fifty dollars, or by imprisonment for not more than fifteen

days, or by both such fine and imprisonment, and in addition thereto

shall be liable to a civil penalty of not less than ten nor more than

one hundred dollars.

2. The violation of any of the provisions of the following sections

shall subject the person guilty thereof to the following civil penalties

in addition to the liability prescribed in subdivision 1 of this

section:

a. Section 9-1113 of this chapter, two dollars per tree;

b. Subdivision 3 of section 9-1105 of this chapter, twenty-five

dollars per day;

c. Subdivision 4 of section 9-1105 of this chapter, and subdivision 1

of section 9-1117 of this chapter, ten dollars per mile per day;

d. Section 9-1115 of this chapter, ten dollars per mile;

e. Subdivision 2 of section 9-1117 of this chapter, one hundred

dollars per each offense; and

f. Section 9-1119 of this chapter, one hundred dollars per day per

locomotive.

With respect to the penalty for violation of subdivision 4 of section

9-1105 of this chapter, the owner and every person engaged in such

cutting shall be liable therefor; however, the liability for penalty

shall not arise until the expiration of twenty days after service,

personally or by mail upon the alleged violator at his last known place

of residence of a written notice of failure to comply with the

requirements of subdivision 4 of section 9-1105 of this chapter.

3. Any person who molests, injures, removes, destroys or withholds

supplies or other material maintained for forest fire protection

purposes shall be guilty of a violation and shall be punishable and

liable to a civil penalty as provided in subdivision 1 of this section.

4. Any person who sets fire wilfully in violation of subdivision 1 of

section 9-1105 of this chapter shall be guilty of a felony.

5. In addition to any prosecution as provided under article one

hundred fifty-five of the penal law, any person who violates subdivision

1 of section 9-0303 or section 9-1501 of this chapter except where the

lawful exercise of an easement or right of way on land not owned by the

state is involved shall be guilty of a class A misdemeanor. Upon

conviction, such person shall be sentenced to a fine and/or imprisonment

as provided in the penal law.

6. (a) In addition to any other penalty provided by law, any person

who violates subdivision 1 of section 9-0303 of this chapter shall be

liable to a civil penalty of two hundred fifty dollars per tree or

treble damages, based on the stumpage value of such tree or both. Where

the order or decision finds that the defendant established by clear and

convincing evidence, that when such defendant committed the violation,

he or she had cause to believe that the land was his or her own, or that

he or she had an easement or right of way across such land which

permitted such action, damages shall be awarded on the basis of the

stumpage value of such tree or trees in the market as if they were

privately owned. Notwithstanding the foregoing, this section shall not

be construed to authorize the cutting of timber or removal of trees

where such action would otherwise be violative of any provision of the

state constitution or law.

(b) In addition to any other penalty provided by law, a person who

violates section 9-1501 of this chapter shall be liable for a civil

penalty of two hundred fifty dollars per tree or treble damages or both,

based on the stumpage value of such tree or trees. Where the order or

decision finds that the defendant established by clear and convincing

evidence, that when such defendant committed the violation, he or she

had cause to believe that the land was his or her own or that he or she

had an easement or right of way across such land which permitted such

action, damages shall be awarded on the basis of the stumpage value of

such tree or trees. Notwithstanding the foregoing, this section shall

not be construed to authorize the cutting of timber or removal of trees

where such action would otherwise be violative of any provision of the

state constitution or law.

(c) For purposes of this subdivision, "stumpage value" shall mean the

current fair market value of a tree as it stands prior to the time of

sale, cutting, or removal. Stumpage value shall be determined by one or

more of the following methods: the sale price of the tree in an

arm's-length sale, a review of solicited bids, the stumpage price report

prepared by the department of environmental conservation, comparison

with like sales on trees on state or private lands, or other appropriate

means to assure that a fair market value is established within an

acceptable range based on the appropriate geographic area.

7. In addition to the penalties otherwise provided, any person who

violates any of the provisions of subdivision 1 of section 9-0303 or

section 9-1501 of this chapter may be ordered by the commissioner or the

court to make reparations for any permanent and substantial damage

caused to the land or the improvements thereon as a result of such

violation. Such reparations shall be of such kind, nature and extent as

will reasonably restore the lands affected by the violation to their

condition immediately before the violation and may be made by physical

restoration of such lands and/or by the assessment of a monetary payment

to make such restoration.

8. Any person who violates any provision of any proclamation issued by

the governor pursuant to the provisions of section 9-1101 of this

chapter shall be guilty of a violation and shall be punishable and

liable to a civil penalty as provided in subdivision 1 of this section.

9. a. Any person who transports, sells, imports or introduces invasive

species, in violation of the regulations promulgated pursuant to section

9-1709 of this chapter shall be subject to the following:

For any first violation in lieu of a penalty there may be issued a

written warning by the department and there may also be issued education

materials at the discretion of the department regarding requirements

related to invasive species. Such person shall, however, for any

subsequent violation thereafter be subject to a fine of no less than two

hundred fifty dollars.

b. Any nursery grower licensed pursuant to article fourteen of the

agriculture and markets law, any person who owns or operates a public

vessel as such term is defined in paragraph (a) of subdivision six of

section two of the navigation law, or any person who owns or operates a

commercial fishing vessel who transports, sells, imports or introduces

invasive species in violation of the regulations promulgated pursuant to

section 9-1709 of this chapter, shall be subject to a fine of not less

than six hundred dollars upon the first penalty. Upon the second penalty

such person shall be subject to a fine of not less than two thousand

dollars. Upon a subsequent penalty and after a hearing or opportunity to

be heard upon due notice the following penalties may apply: (i) such

nursery grower may be subject to the revocation procedures of section

one hundred sixty-three-c of the agriculture and markets law (ii) such

person's vessel registration may be suspended or (iii) such person's

fishing permit may be revoked by the department.

10. Any person who violates section 9-1710 of this chapter shall be

guilty of a violation and shall be punishable and liable to a civil

penalty as provided in subdivision one of this section, provided,

however, that for any first violation in lieu of a penalty there shall

be issued a written warning by the department and there shall also be

issued education materials at the discretion of the department regarding

requirements related to invasive species. Such person shall be subject

to a fine of up to one hundred fifty dollars for a second offense, up to

two hundred fifty dollars for a third offense, and no less than two

hundred fifty dollars nor more than one thousand dollars for a fourth or

subsequent offense.

§ 71-0705 — Enforcement

Enforcement.

1. All police officers and peace officers, when acting pursuant to

their special duties, shall have the power to arrest without warrant any

person committing an offense under the provisions of article 9 and may

take such persons immediately before a magistrate having jurisdiction

for trial, and exercise such other powers of peace officers as may be

necessary for the enforcement of the provisions of article 9. No

employees, police officers or peace officers shall compromise or settle

any violation of article 9 without the order of the department.

2. In lieu of arrests, such persons designated pursuant hereto may

issue appearance tickets as provided for in article one hundred fifty of

the criminal procedure law to persons committing an offense other than a

felony under the provisions of this article.

§ 71-0707 — Resisting or obstructing departmental agent or employee

Resisting or obstructing departmental agent or employee.

Any person who resists or obstructs an authorized agent or employee of

the department while he is engaged in carrying out any provision of

section 9-0305 shall be guilty of a violation which shall be punishable

by a fine not exceeding one hundred dollars and by an additional fine of

not exceeding twenty-five dollars for each additional day of such

resistance or obstruction.

§ 71-0709 — Injury to state lands

Injury to state lands.

Any person who intentionally or negligently causes a fire which burns

on or over state lands shall be liable to the state for treble damages

and, in addition, to a civil penalty of ten dollars for every tree

killed or destroyed by such fire. Damages to state lands and timber

shall be ascertained and determined at the same rate of value as if such

property were privately owned.

§ 71-0711 — Injury to municipal or private lands

Injury to municipal or private lands.

Any person who causes a fire which burns on or over lands belonging to

another person or to a municipality shall be liable to the party injured

(a) for actual damages in case of fire negligently caused or (b) for the

higher of actual damages or damages at the rate of five dollars for each

tree killed or destroyed in case of fire wilfully caused.

§ 71-0712 — Timber theft and trespass education-training

Timber theft and trespass education-training.

Within such funds as may be specifically appropriated therefor, the

commissioner is hereby authorized to seek the cooperation and assistance

of the attorney general's office and the office of court administration

to develop and provide educational-training programs for municipal

justice courts, district attorneys and law enforcement agencies in

relation to the control and prosecution of timber theft and trespass.

§ 71-0713 — Recovery for damages from fires

Recovery for damages from fires.

The state, a municipality or any person may sue for and recover

damages under section 71-0709 and 71-0711, notwithstanding the distance

from the place where the fire was set or started and nottwithstanding

the same may have burned over and across several separate, intervening

and distinct tracts, parcels or ownerships of land.

§ 71-0715 — Rules of evidence applicable to forest fire cases

Rules of evidence applicable to forest fire cases.

1. Prima facie cause on railroad right of way. The fact that a fire

originates upon the right of way of a railroad shall be prima facie

evidence that the fire was caused by the negligence of the railroad

company.

2. Prima facie cause in clearing lands. Whenever a fire has been set

for the purpose specified in subdivision 5 of section 9-1105 in any of

the fire towns it shall be prima facie evidence that the fire was

started by the owner or occupant of the land.

TITLE 9 Enforcement of Articles 11 and 13--the Fish and Wildlife Law

§ 71-0901 — Applicability of title

Applicability of title.

In addition to the provisions of sections 71-0101, 71-0301 and title 5

of this article the provisions of this title shall be applicable to the

enforcement of articles 11 and 13 of this chapter. This title shall

also apply to enforcement undertaken pursuant to the functions, powers,

duties and obligations of the Department of Environmental Conservation

provided for in section 41-0105.

§ 71-0903 — Accessories guilty as principals

Accessories guilty as principals.

1. A person who counsels or aids in a violation of any provision of

the Fish and Wildlife Law or a regulation or order of the department

pursuant to the Fish and Wildlife Law, or knowingly shares in any of the

proceeds of such a violation by receiving or possessing fish, game,

wildlife, shellfish, crustacea or protected insects is guilty of the

violation which he counsels or aids, or the proceeds of which he

knowingly shares.

2. In any case where possession, transportation, buying or selling of

fish, game, wildlife, shellfish, crustacea or insects is unlawful solely

because the taking thereof was unlawful, such possession,

transportation, buying or selling by a person other than a person guilty

of the unlawful taking shall be punishable only if done with knowledge

that the taking was unlawful.

§ 71-0905 — Penal Law, Criminal Procedure Law and other laws not affected

Penal Law, Criminal Procedure Law and other laws not

affected.

1. No provision or language of the Fish and Wildlife Law shall be

construed as amending, repealing, superseding or limiting any provision

of the Penal Law, Criminal Procedure Law or other law, except to the

extent that such provision or language is expressly stated to be

applicable notwithstanding such law, or notwithstanding any other law.

Except to such extent, any provisions of the Fish and Wildlife Law

inconsistent with the provisions of any other law shall be deemed to be

effective for the purposes of the Fish and Wildlife Law only.

§ 71-0907 — Powers and duties of enforcement officers

Powers and duties of enforcement officers.

1. All officers and employees, designated by the commissioner, and all

peace officers, when acting pursuant to their special duties and all

police officers, shall enforce all laws of the state relating to fish,

wildlife, shellfish, crustacea, protected insects and game. Such

officers may include conservation officers, regional and assistant

regional conservation officers, special game protectors, inspectors of

the office of parks and recreation, bay constables, and forest rangers.

2. All police officers, and all peace officers, when acting pursuant

to their special duties, and all officers and employees of the

department, as may be designated by the commissioner, shall enforce the

provisions of title 21 of article 11 of the Fish and Wildlife Law, and

the provisions of article 71 applicable thereto, except that the

department and its enforcement officers are not obligated to enforce the

provisions of section 11-2113 prohibiting trespass upon lands privately

owned, other than licensed game preserves and shooting preserves, unless

the trespass committed consists of (a) hunting, fishing or trapping or

disturbing wildlife; or (b) cutting, pulling or digging of trees; or (c)

the removal of trees.

3. The officers named in subdivision 1 shall enforce the provisions of

this chapter listed in section 71-0501 or under titles 5 through 15

inclusive and title 33 of this article or of judgments obtained for

violation thereof, and shall have, particularly, the powers stated in

subdivision 4. Peace officers shall have the same powers as conservation

officers, and state police under the Fish and Wildlife Law, except the

power to search without warrant.

4. Officers named in subdivision 1 shall have power:

a. To execute all warrants and search warrants issued for violation of

the Fish and Wildlife Law and to serve subpoenas issued for examination,

investigation or trial of offenses against any of its provisions;

b. To search without search warrant any boat or vehicle of any kind,

any box, locker, basket, creel, crate, game bag, package or any

container of any nature and the contents of any building other than a

dwelling whenever they have cause to believe that any provision of this

article or of any law for the protection of fish, shellfish, crustacea,

wildlife, game or protected insects has been or is being violated, and

to use such force as may be necessary for the purpose of examination and

search;

c. To search any dwelling and its contents, provided they have a

search warrant to do so;

d. To arrest without warrant any person committing in their presence a

misdemeanor under the provisions of this chapter listed in section

71-0501 or under titles 5 through 15 inclusive and title 33 of this

article and to take such person immediately before a magistrate having

jurisdiction for trial;

e. To seize as evidence without warrant any fish, shellfish,

crustacea, wildlife, game, or parts thereof, protected insects or

plumage as defined in section 11-1729, whenever they have cause to

believe it is possessed or transported in violation of law, or it bears

evidence of illegal taking, or it is possessed or transported under

circumstances making the possession or transportation presumptive

evidence of illegal taking;

f. To seize as evidence without warrant

(1) Any net, trap or other device constituting a nuisance as defined

in section 71-0915;

(2) Any net, trap or device other than a boat, a vehicle, or aircraft

or a firearm when they have cause to believe that its possession or use

is in violation of any provision of the Fish and Wildlife Law or

regulation pursuant thereto;

(3) Any firearm, when they have cause to believe that it has been used

in a violation of the Fish and Wildlife Law constituting a misdemeanor

involving the illegal taking or attempting to take wild deer;

(4) Any rakes, tongs, dredges, or device other than a boat or vehicle

used, or in possession for purpose of use, for the taking of shellfish

in violation of subdivisions 1 or 2 of section 13-0309. For the

purposes of this paragraph "device" includes a bird, dog, or other

animal used in or as an aid in taking fish or wildlife, any jack light,

spot light or other artificial light other than a headlight attached in

proper position to a motor vehicle, any hunting appliance or apparatus

and any fishing or netting gear or tackle. This paragraph does not

limit any power of seizure pursuant to warrant.

(5) Any boat or vehicle, when they have probable cause to believe it

has been used for the taking of shellfish in violation of subdivision 2

or 3 of section 13-0309 of this chapter by a person possessing, at the

time of such use, commercial shellfish harvesting gear or shellfish in

excess of two pecks. For the purposes of this subparagraph "commercial

shellfish harvesting gear" shall mean rakes, tongs, dredges and other

devices commonly used to harvest shellfish for commercial purposes.

5. To retain custody of and provide for the safekeeping of any thing

seized as provided in paragraph e or f of subdivision 4 of this section,

or deposit it for safekeeping with any police officer, as he deems

appropriate, subject to regulations of the department, or of the

Superintendent of State Police in the case of a member of the state

police, and subject to order of any court having jurisdiction, until

determination of any prosecution, civil or criminal, arising from the

violation or alleged violation with respect to which they are evidence.

6. No officer named in subdivision 1 shall compromise or settle out of

court any civil liability for any violation of the Fish and Wildlife

Law.

7. No person shall fail or refuse to comply with any lawful order or

directive of any conservation officer or other person duly empowered to

enforce all laws of the state relating to fish, wildlife, shellfish,

crustacea, protected insects and game.

8. Notwithstanding section 13-0334 of this chapter to the contrary, a.

where a commercial fishing vessel, lawfully operating under the fishing

permits of another state: (1) encounters or is forecasted to encounter

unsafe weather conditions defined as high winds thirty-five knots or

greater or waves ten feet or higher or ice or other adverse condition

that make the continuation of the voyage unsafe and poses a risk to life

and property, or (2) experiences a mechanical problem, that makes the

continuation of the voyage unsafe and poses a risk to life and property

including compromised hull integrity or pump failures or (3) experiences

a significant medical emergency which requires immediate medical

attention necessary to protect the health of any person on board, or (4)

experiences loss of essential gear such as support systems that renders

the vessel unable to remain at sea said commercial fishing vessel may

dock at a New York port. A sinking vessel or a vessel leaking oil or

fuel may be otherwise directed when the safety of persons is maintained

and the vessel poses a significant threat to the waters of New York. The

commercial fishing vessel may be required by the department to

independently verify the reason for the unscheduled dockage with a

mechanic deemed qualified by New York state, the National Weather

Service or a medical professional, as appropriate. b. The fishing vessel

shall immediately notify the department and the permitting state as soon

as the danger is known and communication signals allow. The commercial

fishing vessel shall provide the department with: (1) details on the

vessel including the vessel captain's name; (2) identity of the

permitting state; (3) the nature of the problem; (4) identity of the

intended docking location, estimated time of arrival, and quantities and

types of fish on board and, (5) a call back phone number or other method

of contact. c. The commercial fishing vessel shall not offload cargo

without the express authorization of and supervision by department

personnel. Authorization to offload fish may be granted where the fish

on board the vessel will become unmarketable due to the duration of the

unscheduled dockage. Authorization may be limited according to the

willingness of the permitting state to accept the fish under that

state's fish allocation.

§ 71-0909 — Forfeitures

Forfeitures.

1. If the defendant in any prosecution, civil or criminal, for a

violation involving the taking of deer with the aid of an artificial

light, is held liable or found guilty, or shall effect a civil

settlement of any action or cause of action in favor of the state

arising out of such violation, the defendant's interest in all things

seized as provided in paragraph f of subdivision 4 of section 71-0907 in

connection with such violation shall be declared confiscated by and

forfeit to the state. Unless a claim of ownership by some other person

is made to the department within thirty days after the date of seizure

and is established by order of a court or to the satisfaction of the

department, all such things shall be disposed of as the department shall

direct.

2. If the defendant in any prosecution, civil or criminal, for a

violation involving the illegal taking, possession, or transportation of

any fish, shellfish, crustacea, wildlife, game or protected insects, is

held liable or found guilty, the ownership and right of possession

thereof shall be deemed vested or revested in the state for all

purposes, notwithstanding any claim of the defendant or of any other

person to private ownership lawfully acquired prior to the act or

possession constituting such violation, unless such claim shall be

established or the operation of this subdivision shall be stayed by

order of a court having jurisdiction of the prosecution or an appeal

therefrom, or of the subject matter of the claim, before judgment in

such prosecution is rendered. If any such claim is asserted by or on

behalf of any person in the course of any such prosecution, the court in

which the proceedings are had may make such order, or may stay the

judgment for such time as he deems proper to permit determination of the

claim or application for a stay of the operation of this subdivision.

3. If the defendant is held liable or found guilty in any prosecution,

civil or criminal, for a violation involving: a. the illegal use of a

net or other device, other than a boat, vehicle, aircraft or firearm,

the use of which is prohibited under any and all circumstances for

taking the species for which it was used in the violation involved, or

is so prohibited except in accordance with a permit issued by the

department or; b. possession of nets in any case where such possession

is prohibited by section 11-1517 or subdivision 16 of section 13-0343,

or if the defendant shall effect a civil settlement of any action or

cause of action in favor of the state arising out of such violation, the

defendant's interest in the device shall be forfeited to the state.

Unless a claim of ownership of such device shall be made to the

department by some other person within thirty days thereafter, and shall

be established by order of a court or to the satisfaction of the

department, such device shall be disposed of as the department shall

direct.

4. If the defendant is held liable or found guilty in any prosecution,

civil or criminal, of the taking of shellfish in violation of

subdivisions 1 or 2 of section 13-0309 or if the defendant shall effect

a civil compromise of any action or cause of action in favor of the

state arising out of such violation, the defendant's interest in any and

all rakes, tongs, dredges or devices other than a boat or vehicle, used

for the purpose of taking shellfish in violation of such provisions

shall be forfeited to the state. Unless a claim of ownership of such

device shall be made to the department by some other person within

thirty days thereafter, and shall be established by order of a court or

to the satisfaction of the department, such device shall be disposed of

as the department shall direct.

4-a. In addition to any other penalties imposed by this chapter, the

violation of subdivision 2 or 3 of section 13-0309 of this chapter shall

be punishable by forfeiture of any boat or vehicle employed in the

violation of such subdivisions.

5. a. For the purposes of this section, a claim of ownership shall

mean any lawful interest, including a part interest or security

interest.

b. A claim of ownership shall not prevent vesting or revesting of

ownership and right of possession in the state pursuant to subdivision 2

of this section unless the person establishing it either establishes a

right of ownership exclusive of any interest in the defendant or shall

purchase or redeem from the state any interest of the defendant by

payment to the state of the value thereof together with the reasonable

expenses of safekeeping of such property between the time of seizure and

such redemption. Establishment of a claim of ownership shall not in any

event prevent such revesting in the state if the state shall establish

that the illegal possession or transportation of which the defendant is

held liable or found guilty was expressly or impliedly permitted by the

person establishing the claim of ownership.

c. Establishment of a claim of ownership consisting of a part

ownership or a security interest shall not entitle the person

establishing it to delivery of property as to which the interest of the

defendant is declared confiscated or forfeit as provided in subdivision

1 of this section or is forfeited as provided in subdivisions 3 and 4 of

this section unless the person establishing it shall redeem any interest

of the defendant by payment to the state of the value thereof together

with the reasonable expenses of safekeeping of such property between the

time of seizure and such redemption. Establishment of a claim of

ownership shall not in any event entitle the person establishing it to

delivery of the property if the state shall establish that the illegal

use or possession of such property, in the manner or for the purposes or

in the circumstances making such use or possession illegal, was

expressly or impliedly permitted by the person establishing such claim

of ownership.

d. Where a person establishing a claim of ownership is required to

purchase or redeem any interest of the defendant in a civil or criminal

prosecution in order to be entitled to delivery of property in which

such claim of ownership is established, such interest of the defendant

must be so purchased or redeemed not less than ten days after the price

of purchase or redemption shall have been fixed by order of the court or

agreed between the person whose claim is so established and the

department. The department shall have power to enter into such agreement

on behalf of the state. If a person establishing a claim of ownership

shall fail to purchase or redeem the interest of the defendant within

the time provided in this subdivision, or such longer time as may be

provided by order of the court or agreement of the department, he shall

be deemed to have abandoned his claim of ownership, and the property may

be disposed of as if no such claim had been asserted.

e. All moneys received in payment of the price of redeemption or

purchase of the defendant's interest shall be deposited in the

conservation fund provided by section 83 of the State Finance Law.

6. A person asserting a claim of ownership as provided in this section

shall have the burden of proof.

7. In any action or proceeding in which any person asserts a claim of

ownership with respect to property in which the interest of the

defendant is declared confiscated and forfeited as provided in

subdivision 1 of this section or is forfeited as provided in subdivision

3 of this section, the testimony of such person, or of the defendant in

the civil or criminal prosecution, or of both, shall not be deemed

sufficient to establish his claim unless corroborated by documentary

evidence or by testimony of some other person not interested in the

event.

§ 71-0911 — Search warrants; when issued

Search warrants; when issued.

Whenever it appears probable that fish, wildlife or game, shellfish,

crustacea, protected insect, or parts thereof taken or possessed

contrary to the Fish and Wildlife Law are concealed, or that a net

possessed contrary thereto is concealed, any local criminal court having

criminal jurisdiction shall issue a search warrant for the discovery

thereof in accordance with the practice provided in article 690 of the

Criminal Procedure Law, as far as it is applicable.

§ 71-0913 — Reciprocal enforcement of violations in boundary waters

Reciprocal enforcement of violations in boundary waters.

If and when the state of Vermont, or the state of New Jersey, or the

state of Pennsylvania, or the state of Connecticut, or the state of

Rhode Island, as the case may be, shall enact a similar law for the

arrest and punishment of violations of the conservation law or fish laws

of such state or of the provisions listed in section 71-0501 or under

titles 5 through 15 inclusive and title 33 of this article, committed or

attempted by any person fishing in any waters or parts thereof lying

between such state and the state of New York, any conservation officer

or other person, who is authorized to make arrests for violations of the

conservation or fish laws of such state or of the provisions listed in

section 71-0501 or under titles 5 through 15 inclusive and title 33 of

this article, shall have power and authority to make arrests on any part

of such waters between such state and the State of New York, or the

shores thereof, and to take the person so arrested for trial to the

state in which the violation was committed and there to prosecute him

according to the laws of such state.

§ 71-0915 — Abatement of nuisances

Abatement of nuisances.

1. The following are declared to be nuisances which may be abated as

provided in this section:

a. Any trap, snare or net, set or used without permit from the

Department for taking a wild bird;

b. Any trap set or used in violation of section 11-1101;

c. Any net, bait-line, set line, eel weir or pot, tip-up, baitfish

trap, or other device for taking fish or crustacea, and any device for

taking insects, set or used in violation of any law or regulation under

which use of the device is prohibited, or its use is prohibited at the

time or place, or in the manner or circumstances in which it is used,

except where the violation consists only in the fact that the device was

set or used without first obtaining a license and, under laws and

regulations in effect at the time the device is set or used, such

license is issuable upon application therefor and payment of the fee, if

any, applicable thereto.

2. Nuisances defined in paragraph a of subdivision 1 may be abated

summarily by any person. Nuisances defined in paragraph a, b or c of

subdivision 1 may be abated by any conservation officer.

3. Upon abatement of such nuisance, the conservation officer shall

take into custody the net or device so used in any case where the person

guilty of the violation is not present or cannot be identified at the

time the nuisance is abated. If the net or device is thereafter

forfeited as provided in section 71-0909, or, not being so forfeited,

shall remain unclaimed by the owner for thirty days, it shall be

disposed of as the department shall direct.

4. In any case where the person guilty of the violation is arrested or

served with a summons at the time of the abatement of the nuisance, the

conservation officer may seize the net or other device as evidence.

5. Upon abatement of any nuisance defined in this section, any fish,

crustacea, wildlife or protected insect trapped, confined, hooked or

caught shall be:

a. Released, permitted to escape, or returned to the water or other

habitat; or

b. Destroyed; or

c. Seized as evidence; or

d. Taken into custody for future disposition pursuant to section

11-0519, as may be appropriate to the circumstances, the kind of animal

involved and its condition.

6. Action taken by an enforcement officer as provided in this section

or pursuant to this section and section 11-0519 shall not subject him or

the state to liability, even though it is subsequently determined that

the trap, net or other device involved was not in violation of law, if

it is established that the enforcement officer had reasonable grounds to

believe that it constituted a nuisance as provided in this section.

§ 71-0917 — Presumptions from possession

Presumptions from possession.

1. Possession of any fish, shell-fish, crustacea or game, or parts

thereof, at a time when there is no open season anywhere in the state

for the species possessed, shall be presumptive evidence that it was

taken unlawfully.

2. Possession of any fish, shell-fish, crustacea, wildlife or

protected insect shall be presumptive evidence that it was taken by the

possessor.

§ 71-0919 — Punishment of violations of Fish and Wildlife Law

Punishment of violations of Fish and Wildlife Law.

1. Any person who violates any provision of the Fish and Wildlife Law

or any lawful order, rule or regulation of the department promulgated

pursuant thereto or the terms of any permit issued thereunder, and any

person, including a public officer, who fails to perform any duty

thereby imposed on him:

a. In the case of offenses specified in section 71-0921 of this

chapter, is guilty of a misdemeanor, punishable as provided in that

section, and

b. In the case of any other offense, is guilty of a violation,

punishable as provided in section 71-0923 of this chapter, and

c. In addition thereto is liable in either case to the penalties

provided in the schedule set forth in section 71-0925 or provided

elsewhere in this chapter; and

d. In the cases provided in sections 11-0719 and 11-2115, is liable to

revocation of licenses to hunt, fish or trap or for bowhunting privilege

or muzzle-loading privilege, disqualification for such licenses and/or

for bowhunting privilege or muzzle-loading privilege and denial of the

ability to obtain any hunting, fishing or trapping license and

bowhunting privilege and muzzle-loading privilege, as provided in those

sections; and

e. In the case of violations for which such forfeiture or revocation

is provided, is subject to revocation or forfeiture of other licenses

issued pursuant to the Fish and Wildlife Law; and

f. In the cases provided in section 71-0909, is liable to forfeiture

and confiscation of property involved in such violations, as provided in

that section.

g. In the case of having a license privilege revoked or suspended by a

participating state in the Interstate Wildlife Violator Compact enacted

under title twenty-five of article eleven of this chapter, the violation

and subsequent revocation or suspension in the participating state shall

constitute the basis for revocation or suspension in this state for the

same privileges and period of time.

§ 71-0921 — Misdemeanors

Misdemeanors.

The following acts are misdemeanors, punishable as herein provided,

when they are done in violation of the section or subdivision thereof

specified, or if no section is specified, in violation of any section of

the Fish and Wildlife Law:

1. (a) The illegal taking of big game prior to the first day of the

open season or after the last day of the open season in the county or

part thereof where taken, or the taking of big game with aid of an

artificial light. Each such misdemeanor for a violation of this

paragraph shall be punishable by imprisonment for not more than one year

or by a fine of not less than five hundred dollars nor more than three

thousand dollars, or by both such imprisonment and fine.

(b) Any illegal taking of a deer, other than a taking described in

paragraph (a) of this subdivision, such misdemeanor shall be punishable

by imprisonment for not more than one year or by a fine of not less than

two hundred fifty dollars nor more than two thousand dollars, or by both

such imprisonment and fine.

2. The illegal taking of a bear less than one year old or the taking

of a bear by a means or method not permitted by this chapter. Such

misdemeanor shall be punishable by imprisonment for not more than one

year or by a fine of not more than two thousand dollars, or by both such

imprisonment and fine. The sale of bear gallbladder/bile in violation of

paragraph b of subdivision nine of section 11-0917 of this chapter shall

be punishable by a fine of five thousand dollars per violation.

3. Possession, use or discharge of a firearm in violation of

subdivision 1, 2, 4, 5, or 6 of section 11-0931 of this chapter. Each

such misdemeanor shall be punishable by imprisonment for not more than

three months or by a fine of not less than two hundred dollars nor more

than one thousand dollars, or by both such imprisonment and fine.

4. a. Violations of:

(1) subdivision one of section 13-0309 of this chapter involving the

taking of shellfish from uncertified shellfish lands, or the possession,

transportation, sale or trafficking in shellfish so taken;

(2) subdivision two of section 13-0309 of this chapter involving the

taking of shellfish between sunset and sunrise;

(3) subdivision ten of section 13-0309 of this chapter involving the

possession of a stick dredge after one prior conviction under such

subdivision for such activity;

(4) subdivision one of section 13-0311 of this chapter involving the

taking of shellfish without the required digger's permit;

(5) subdivision seven of section 13-0311 of this chapter involving the

taking of shellfish while one's digger's permit is suspended or revoked;

(6) subdivision one of section 13-0315 of this chapter involving the

processing, transportation, shipment or sale of shellfish without the

required shipper's or processor's permit;

(7) regulations promulgated by the department pursuant to section

13-0319 of this chapter involving the failure to tag or seal shellfish

or the falsifying of any information required on any tag or seal

required by said regulations;

(8) subdivision five of section 13-0325 of this chapter, regarding the

taking of undersized clams, where the taking involves more than

twenty-four percentum of clams of less than legal size;

(9) regulations promulgated by the department pursuant to section

13-0327 of this chapter, regarding the taking of undersized scallops,

where the taking involves more than twenty-four percentum of scallops of

less than legal size; and

(10) section 13-0344 of this chapter involving the dumping of objects

into the water after being signaled by a police officer or peace officer

to stop for inspection.

b. Each such misdemeanor identified in paragraph a of this subdivision

shall be punishable as follows:

(1) For a first conviction for any of the violations listed in

paragraph a of this subdivision, by imprisonment for not more than sixty

days, a fine of not less than two hundred fifty dollars nor more than

one thousand dollars plus, if applicable, an amount equal to the market

value of the shellfish involved in the violation, or by both such

imprisonment and fine.

(2) For a second conviction for any of the violations listed in

paragraph a of this subdivision, by imprisonment for not more than

ninety days, a fine of not less than five hundred dollars nor more than

twenty-five hundred dollars plus, if applicable, an amount equal to

three times the market value of the shellfish involved in the violation,

or by both such imprisonment and fine.

(3) For a third or subsequent conviction for any of the violations

listed in paragraph a of this subdivision, by imprisonment for not more

than one hundred eighty days, a fine of not less than one thousand

dollars nor more than ten thousand dollars plus, if applicable, an

amount equal to three times the market value of the shellfish involved

in the violation, or by both such imprisonment and fine.

(4) Provided, further, that all equipment or conveyances used to

harvest, transport or traffic in such illegal shellfish may be forfeited

for any third or subsequent conviction of the above violations, in

addition to such penalties or imprisonment. Such forfeiture shall be in

addition to any forfeiture authorized by section 71-0909 of this

article.

5. a. Violations of:

(1) subdivision three of section 13-0309 of this chapter involving the

illegal use of dredges, scrapes or other devices operated by power or by

boats propelled by motor or other mechanical means for the purpose of

taking shellfish;

(2) subdivision eight of section 13-0309 of this chapter involving the

operation, use or placing, for whatever purpose, of dredges, rakes,

tongs or other devices for the taking of shellfish in uncertified

shellfish lands after a prior conviction under such subdivision for such

activity;

(3) subdivision nine of section 13-0309 of this chapter involving the

altering, damaging, mutilating, moving or carrying away of buoys or

markers used to designate the uncertified waters of the state;

(4) subdivision five of section 13-0325 of this chapter regarding the

taking of undersized clams, where the taking involves between ten and

twenty-four percentum of clams of less than legal size; and

(5) regulations promulgated by the department pursuant to section

13-0327 of this chapter, regarding the taking of undersized scallops,

where the taking involves between ten and twenty-four percentum of

scallops of less than legal size.

b. Each such misdemeanor identified in paragraph a of this subdivision

shall be punishable as follows:

(1) For a first conviction of any of the violations listed in

paragraph a of this subdivision, by imprisonment for not more than

thirty days, a fine of not less than two hundred fifty dollars nor more

than five hundred dollars plus, if applicable, an amount equal to the

market value of the shellfish involved in the violation, or by both such

imprisonment and fine.

(2) For a second conviction for any of the violations listed in

paragraph a of this subdivision, by imprisonment not to exceed sixty

days, a fine of not less than five hundred dollars nor more than one

thousand dollars plus, if applicable, an amount equal to the market

value of the shellfish involved in the violation, or by both such

imprisonment and fine.

(3) For a third or subsequent conviction for any of the violations

listed in paragraph a of this subdivision, by imprisonment for not more

than one hundred eighty days, a fine of not less than one thousand

dollars nor more than five thousand dollars plus, if applicable, an

amount equal to the market value of the shellfish involved in the

violation, or by both such imprisonment and fine.

6. Violations of paragraph b of subdivision 3 or subdivision 5 or 12

of section 13-0329 of this chapter. Each such misdemeanor shall be

punishable by imprisonment for not more than one year or by a fine of

not less than five hundred dollars nor more than two thousand dollars,

or by both such imprisonment and fine.

7. Violations of subdivision 7 or 11 of section 13-0329 of this

chapter. Each such misdemeanor shall be punishable by imprisonment for

not more than ninety days or by a fine of not less than five hundred

dollars nor more than one thousand dollars, or by both such imprisonment

and fine.

8. Making a false statement in applying for a license, privilege or

permit under the Fish and Wildlife Law, or for a certificate in lieu of

a lost license or privilege or a duplicate hunting license tag under

title 7 of article 11 of this chapter. Each such misdemeanor shall be

punishable by imprisonment for not more than three months, or by a fine

of not more than two hundred dollars, or by both such imprisonment and

fine. In addition, the department may immediately revoke the license,

privilege, permit or certificate for which application was made for the

remainder of its effective term.

9. Failure to give the department the prompt notification required

under subdivision 10 of section 13-0301 of this chapter, when the

specified buoys or markers are destroyed. Each such misdemeanor shall be

punishable by imprisonment for not more than one year or by a fine of

not more than one thousand dollars, or by both such imprisonment and

fine.

10. Violation of subdivision 10 of section 11-0901 involving the

illegal taking of a moose. Each such misdemeanor shall be punishable by

imprisonment for not more than one year or by a fine of not more than

two thousand dollars, or by both such imprisonment and fine.

10-a. Violations of subdivision fourteen of section 11-0901 of this

chapter involving unlawful contests, competitions, tournaments and

derbys to take wildlife. Each such violation shall be punishable by a

fine of not less than five hundred dollars nor more than two thousand

dollars.

11. Any person who violates the provisions of section 11-0537 of this

chapter, in the case of a first violation, shall be guilty of a class B

misdemeanor and, upon conviction thereof, shall be punished by a fine

not to exceed five thousand dollars or by imprisonment not to exceed

ninety days, or both; provided that in the case of a second or

subsequent violation such person shall be guilty of a class A

misdemeanor and, upon conviction thereof, shall be punished by a fine

not to exceed ten thousand dollars or imprisonment not to exceed one

year, or both; provided, further, that the commission of each taking or

other act prohibited by section 11-0537 of this chapter with respect to

a bald or golden eagle shall constitute a separate violation of this

section; provided, further, that one-half of any such fine, but not to

exceed two thousand five hundred dollars, shall be paid to the person or

persons giving information which leads to conviction.

12. Any violation of section 13-0344 of this chapter is punishable by

imprisonment for not more than thirty days, or by a fine of not less

than two hundred fifty dollars nor more than one thousand dollars, or by

both such fine and imprisonment.

13. Violations of subdivision one or two of section 11-1904 of this

chapter. Each such misdemeanor shall be punishable by a fine of not more

than two thousand five hundred dollars, or by imprisonment for not more

than one year, or by both such fine and imprisonment; except that where

the person convicted of violating such subdivision has gained money or

property through the commission of the violation, in lieu of the two

thousand five hundred dollar maximum fine provided for herein, the court

may impose a fine in accordance with the provisions of subdivision five

of section 80.05 of the penal law.

14. Violation of subparagraph one, two or four of paragraph b of

subdivision one of section 11-0719 of this chapter involving the

revocation and suspension of hunting, trapping, or fishing licenses.

Each such misdemeanor shall be punishable by imprisonment for not more

than ninety days, or by a fine of not less than five hundred dollars nor

more than one thousand dollars, or by both such imprisonment and fine.

§ 71-0923 — Violations

Violations.

1. Any offense specified in section 71-0919 of this article, unless

made a misdemeanor by section 71-0921 of this article or another

provision of such chapter, shall be a violation, punishable, except as

otherwise provided in this section, by imprisonment for not more than

fifteen days, or by a fine of not more than two hundred fifty dollars,

or by both such fine and imprisonment.

2. A violation of subdivision 1 of section 11-0705 of this chapter

shall be punishable as follows:

a. As provided in subdivision 1 of this section, if the violation

consisted of a refusal to exhibit a license on demand of any

environmental conservation officer or other person;

b. By forfeiture of the license and by a fine of not more than

twenty-five dollars if the violation was committed while exercising the

privileges of a special antlerless deer license and consisted of failure

of the offender to have on his person a license held by him entitling

him to exercise those privileges.

3. A violation of subdivision 2 of section 11-0705 of this chapter

shall be punishable by forfeiture of licenses and tags issued pursuant

to this chapter which authorizes the holder to hunt wildlife and by a

fine of not more than twenty-five dollars.

4. When a license or license tag is forfeited as provided in this

section, the licensee shall surrender it to any environmental

conservation officer, special game protector or any other person

authorized by the department to receive it. Such forfeiture does not

prevent the procurement of another license.

5. A violation of subdivision one of section 11-0923 is punishable by

imprisonment for not more than ten days, or by a fine of not less than

two hundred dollars, or by both such fine and imprisonment.

6. A first conviction for a violation of subdivision eight of section

13-0309 of this chapter, involving devices for taking shellfish in

uncertified lands, or a violation of subdivision ten of section 13-0309

of this chapter, involving possession of a stick dredge, shall be

punishable as a violation under this section.

8. Any violation of sections 13-0329, 13-0330, 13-0331, 13-0333,

13-0334, 13-0335, subdivision one of section 13-0337, 13-0338, 13-0339,

13-0339-a, 13-0340, 13-0340-a through 13-0340-g, 13-0341, 13-0342,

13-0343, 13-0347, and 13-0349 of this chapter, or of any regulation

adopted pursuant to the foregoing sections, shall be punishable by

imprisonment of not more than fifteen days or by a fine of the greater

of two hundred fifty dollars or:

a. for violations involving one to five fish, shellfish or

crustaceans, twenty-five dollars for each fish, shellfish or crustacean

taken or possessed in violation of the above sections;

b. for violations involving six to twenty-five fish, shellfish or

crustaceans, fifty dollars for each fish, shellfish or crustacean taken

or possessed in violation of the above sections;

c. for violations involving more than twenty-five fish, shellfish or

crustaceans, one hundred dollars for each fish, shellfish or crustacean

taken or possessed in violation of the above sections; or by both such

fine and imprisonment.

For purposes of determining the applicable fine pursuant to this

subdivision, the number of fish, crustaceans or shellfish shall be the

aggregate number involved in the violation, regardless of species.

9. A violation of section 11-0110 of this chapter is punishable by

imprisonment for not more than ten days, or by a fine of not more than

two hundred fifty dollars, or by both such fine and imprisonment.

10. A violation of subdivision twelve of section 11-1101 of this

chapter is punishable by imprisonment of not more than ten days, or by a

fine of not more than one hundred dollars, or by both such fine and

imprisonment.

11. A violation of subdivision eight of section 11-0505 of this

chapter shall be punishable by a fine of not more than fifty dollars.

12. A violation of section 11-1906 of this chapter shall be punishable

by a fine of not more than two thousand five hundred dollars.

§ 71-0924 — Illegal commercialization of fish, shellfish, crustaceans, and wildlife

Illegal commercialization of fish, shellfish, crustaceans,

and wildlife.

Notwithstanding any other provision of this chapter, when a violation

involves the sale, trade or barter of fish, shellfish, crustaceans,

wildlife, or parts thereof, the sale, trade or barter of which is

prohibited by the fish and wildlife law, the following additional

penalties shall be imposed:

1. where the value of fish, shellfish, crustaceans, wildlife, or parts

thereof, is two hundred fifty dollars or less, the offense shall be a

violation punishable by a fine of five hundred dollars and/or not more

than fifteen days of imprisonment;

2. where the value of fish, shellfish, crustaceans, wildlife, or parts

thereof, is more than two hundred fifty dollars but does not exceed one

thousand five hundred dollars, the offense shall be a misdemeanor

punishable by a fine of five thousand dollars and/or not more than one

year of imprisonment;

3. where the value of fish, shellfish, crustaceans, wildlife, or parts

thereof, exceeds one thousand five hundred dollars, the offense shall

constitute a class E felony under the provisions of the penal law; and

4. where the value of ivory articles, as defined in section 11-0535-a

of this chapter, exceeds twenty-five thousand dollars, the offense shall

constitute a class D felony under the provisions of the penal law.

5. For the purposes of this section the value of fish, shellfish,

crustaceans and wildlife shall be the fair market value of or actual

price paid for such resource, whichever is greater. For purposes of this

section, "sale" shall include the acts of selling, trading or bartering

and all related acts, such as the act of offering for sale, trade or

barter, and shall also include the illegal possession of fish,

shellfish, wildlife or crustacea with intent to sell. It shall be

presumptive evidence of possession with intent to sell when such fish,

shellfish, wildlife or crustacea is possessed in quantities exceeding

the allowable recreational quantities, or is possessed in a retail or

wholesale outlet commonly used for the buying or selling of such fish,

shellfish, wildlife or crustacea, provided, however, that nothing in

this subdivision shall preclude the admission of other evidence which

may serve to independently prove a defendant's intent to sell.

§ 71-0925 — Civil penalties

Civil penalties.

The penalties referred to in section 71-0919, to which a person is

liable upon violation of provisions of the Fish and Wildlife Law or any

order, rule or regulation of the department, shall be:

1. Unless another penalty is specifically provided for in this

subdivision or elsewhere in the Fish and Wildlife Law, two hundred

dollars and an additional penalty of one hundred dollars for each fish,

bird or animal or part thereof, other than shellfish or crustacea,

involved in the violation; an additional penalty of one hundred dollars

for each bushel of shellfish or each crustacean, including lobster, or

part thereof, plus an amount equal to the market value or actual price

paid, whichever is greater, of the shellfish or crustacea involved in

the violation;

2. Except as provided in subdivision 3 or another provision of the

Fish and Wildlife Law, if the violation relates to deer, bear, elk,

except captive bred and raised North American elk (Cervus elaphus),

moose, caribou, antelope, wild turkey, lynx, beaver, or a part thereof,

two hundred dollars, and an additional penalty of two hundred dollars

for each such animal or part thereof involved in the violation;

3. (a) If the violation involves the illegal taking of a deer prior to

the first day of the open season or after the last day of the open

season in the county or part of a county in which taken, or the taking

of deer with aid of an artificial light, not less than five hundred

dollars and not more than one thousand dollars for the first deer taken

and a further penalty of not less than five hundred dollars and not more

than one thousand dollars for each succeeding deer taken; provided,

however, that any person having been held liable for a violation

pursuant to this paragraph in the preceding five years shall be subject

to a fine of not less than seven hundred fifty dollars and not more than

two thousand dollars for the first deer taken and a further penalty of

not less than seven hundred fifty dollars and not more than two thousand

dollars for each succeeding deer taken;

(b) If the violation involves any illegal taking of a wild deer, other

than a taking described in paragraph (a) of this subdivision, five

hundred dollars for the first deer taken and a further penalty of five

hundred dollars for each succeeding deer taken;

4. If the violation was an act prohibited by section 11-1321 or by

subdivision 2 of section 11-0503, or by subdivision 2 of section

11-0505, or section 13-0345, five hundred dollars, and an additional

penalty of ten dollars for each fish taken, killed or possessed in

violation thereof;

5. If the violation was any act prohibited by subdivision 1 of section

11-0503, not less than five hundred dollars nor more than one thousand

dollars for each offense and an additional penalty of ten dollars for

each fish killed in violation thereof;

6. If the violation was a violation of paragraph b of subdivision 4 of

section 11-0321, a violation of subdivision 1 of section 11-2113, or a

violation of section 11-2115, not less than twenty-five dollars nor more

than one hundred dollars; and in addition, as determined by the court,

to either actual damages or the sum of ten dollars for each sign

injured, defaced or removed in violation of section 11-2113, which shall

be payable to the person sustaining the damage, injury, defacement or

removal of such sign, and costs of suit, all of which may be recovered

in the same action;

7. If the violation was a violation of sections 13-0329, 13-0330,

13-0331, 13-0333, 13-0334, 13-0335, subdivision one of section 13-0337,

13-0338, 13-0339, 13-0339-a, 13-0340, 13-0340-a through 13-0340-g,

13-0341, 13-0342, 13-0343, 13-0347, and 13-0349 of this chapter, or of

any regulation adopted pursuant to the foregoing sections, the greater

of two hundred fifty dollars or:

a. for violations involving one to five fish, shellfish or

crustaceans, twenty-five dollars for each fish, shellfish or crustacean

taken or possessed in violation of the above sections;

b. for violations involving six to twenty-five fish, shellfish or

crustaceans, fifty dollars for each fish, shellfish or crustacean taken

or possessed in violation of the above sections;

c. for violations involving more than twenty-five fish, shellfish or

crustaceans, one hundred dollars for each fish, shellfish or crustacean

taken or possessed in violation of the above sections.

For purposes of determining the applicable fine pursuant to this

subdivision, the number of fish, crustaceans or shellfish shall be the

aggregate number involved in the violation, regardless of species;

7-a. If the violation was a violation of subdivision 1 or 2 of section

13-0309, or section 13-0323 or 13-0327, or section 13-0344, not less

than two hundred fifty dollars nor more than one thousand dollars for

each offense;

7-b. If the violation was a violation of subdivision one or two of

section 13-0325 of this chapter there shall be a minimum penalty of

twenty-five dollars and a maximum of two hundred fifty dollars per

container or bushel involved in the violation.

7-c. If the violation was a violation of subdivision 4 or 5 of section

13-0333, not less than two thousand five hundred dollars nor more than

ten thousand dollars for each offense;

8. If a violation of subdivisions 1 or 2 of section 13-0309 occurs

during the time when a permit or license to take shellfish has been

suspended or revoked pursuant to the provisions of subdivision 3 of

section 13-0311 or subparagraph (3) of paragraph b of subdivision 1 of

section 11-0719, not less than five hundred dollars nor more than

fifteen hundred dollars for each offense, and in addition the forfeiture

to the state of the tongs, rakes, dredges or devices other than boats

used by or in connection with such illegal taking;

9. If the violation was a failure by any public officer to perform any

duty imposed by the Fish and Wildlife Law or by any rule or regulation

of the department, one hundred dollars;

10. If the violation was an act prohibited by section 11-2117, one

hundred dollars, one-half of which shall be payable to the owner or

occupant of the damaged property, in addition to the actual damages, if

any, recoverable by the person sustaining the damage;

11. If the violation involved the illegal taking or possessing of

muskrats taken from a registered muskrat marsh covered by a permit under

section 11-1109, when the violation is committed by the registrant

holding the permit or other person designated in writing to trap on the

marsh of such registrant, while the permit is in force, not less than

one hundred dollars nor more than five hundred dollars;

12. If the violation was a violation of section 11-1731; relating to

bird plumage for fish-fly tying, five hundred dollars.

13. If the violation was an act prohibited by subdivision two of

section 11-0535 or by section 11-0536 of this chapter, or by any lawful

rule or regulation of the department promulgated pursuant thereto, not

more than four thousand dollars, and an additional penalty of not more

than seven hundred dollars for each fish, shellfish, crustacea, wildlife

or part thereof involved in the violation. If the violation was an act

prohibited by any regulation of the department promulgated pursuant to

subdivision three of section 11-0535 of this chapter, then such penalty

shall be not more than two thousand dollars, and an additional penalty

of not more than four hundred dollars for each fish, shellfish,

crustacea, wildlife or part thereof involved in the violation.

14. If the violation was a violation of subdivision ten of section

11-0901 involving the illegal taking of a moose, two thousand dollars.

15. If the violation was a first or second violation of section

11-0514 of this chapter, a fine of up to five hundred dollars for each

animal for each act of importation, possession, introduction, sale,

offer for sale, distribution, transportation or otherwise marketing or

trading. For a third or subsequent separate violation of section

11-0514 of this chapter, the greater of a. a fine of one thousand

dollars for each animal for each act of importation, breeding,

possession, introduction, sale, offer for sale, distribution,

transportation or otherwise marketing or trading or b. an amount equal

to three times (1) the financial security provided by customers for the

opportunity to take the animal or (2) the value of a boar for meat

production or as breeding stock.

16. If the violation was an act prohibited by section 11-0535-a of

this chapter, not more than three thousand dollars or not more than two

times the value of the article involved, whichever is greater. If the

violation is a second or subsequent violation of such section 11-0535-a,

not more than six thousand dollars or not more than three times the

value of the article involved, whichever is greater.

17. If the violation was an act prohibited by section 11-0535-b of

this chapter, not more than one thousand dollars or not more than two

times the value of the article involved, whichever is greater. If the

violation is a second or subsequent violation of such section 11-0535-b,

not more than two thousand dollars or not more than three times the

value of the article involved, whichever is greater.

§ 71-0927 — Mandatory license revocation

Mandatory license revocation.

1. Anyone convicted of violating the prohibition against harvesting,

taking, possessing or transporting shellfish under facts and

circumstances meeting the criteria for imposition of sanctions pursuant

to subdivision 3 of section 71-0924; or anyone convicted two or more

times within five years of violating the prohibition against harvesting,

taking, possessing or transporting shellfish under facts and

circumstances meeting the criteria for imposition of sanctions pursuant

to subdivision 2 of section 71-0924, or of violating subdivision 1 or 2,

paragraph e or f of subdivision 3, subdivision 6, 8, 9, 10, 11, or 13 of

section 13-0309, section 13-0317, subdivision 2 of section 13-0323,

section 13-0325, subdivision 3 or 5 of section 13-0327, or section

13-0344 of this chapter shall have his license to take and land

shellfish revoked and shall not be relicensed for a minimum of five

years thereafter, in addition to any other sanction imposed pursuant to

this article.

1-a. Anyone convicted two or more times within five years of violating

subdivision 4, 5 or 7 of section 13-0333 of this chapter shall have his

license to take and land menhaden revoked and shall not be relicensed

for a minimum of five years thereafter, in addition to any other

sanction imposed pursuant to this article.

2. Anyone convicted of unlawfully harvesting, taking, possessing or

transporting any marine fish, shellfish or crustacea under facts and

circumstances meeting the criteria for imposition of sanctions pursuant

to subdivision 3 of section 71-0924; or anyone convicted two or more

times within five years of unlawfully harvesting, taking, possessing or

transporting any marine fish, shellfish or crustacea under facts and

circumstances meeting the criteria for imposition of sanctions pursuant

to subdivision 2 of section 71-0924, or of violating subdivision 1,

paragraph c of subdivision 2, subdivision 5, 6, 7 or 9 of section

13-0329, or section 13-0344 of this chapter shall have his license to

take and land lobsters revoked and shall not be relicensed for a minimum

of five years thereafter, in addition to any other sanction imposed

pursuant to this article.

3. Any person convicted of violating the prohibition against

harvesting, taking, possessing or transporting any marine food fish

under facts and circumstances meeting the criteria for imposition of

sanctions pursuant to subdivision 3 of section 71-0924; or any person

convicted two or more times within five years of violating the

prohibition against harvesting, taking, possessing or transporting any

marine food fish under facts and circumstances meeting the criteria for

imposition of sanctions pursuant to subdivision 2 of section 71-0924, or

of violating section 13-0344 of this chapter, shall have his license to

take and land marine food fish revoked and shall not be licensed for a

minimum of five years thereafter, in addition to any other sanctions

imposed pursuant to this article.

4. The provisions of this section shall be in addition to the ability

of the department to suspend licenses pursuant to section 13-0309,

13-0311 or 13-0329 of this chapter or any other provision of law.

Revocations pursuant to this section shall be automatic upon the second

conviction and shall not require any hearing for the revocation.

5. For the purposes of this section, convictions shall only include

convictions for violations of this chapter and shall not include

convictions for violation of department regulations promulgated pursuant

to this chapter. Conviction shall also not include an admission of guilt

through stipulation or a consent order or a compromise of civil penalty

under section 71-0519 of this article.

6. Any person who has had his license revoked pursuant to subdivision

1 or 2 of this section may, more than sixty days subsequent to such

revocation, apply to the commissioner for a reinstatement of such

license. The commissioner may reinstate such revoked license for such

period as determined by the commissioner and upon such conditions deemed

appropriate and necessary to protect the public health and natural

resources of the state, including, but not limited to the posting of

bond.

TITLE 11 Enforcement of Article 15

§ 71-1101 — Applicability of title

Applicability of title.

In addition to the provisions of sections 71-0101 and 71-0301 and

title 5 of this article, the provisions of this title shall be

applicable to the enforcement of article 15.

§ 71-1103 — Power to sue

Power to sue.

The department may bring actions, suits or proceedings as in its

judgment may be necessary and proper to enable it to perform any of the

duties imposed upon it by the provisions of article 15 except section

15-1713 thereof as amended or to prevent the violation by any person or

public corporation of any of the provisions thereof; and may defend such

actions, suits or proceedings as may arise through the performance of

any duties or functions imposed upon it by the provisions of article 15

except section 15-1713 thereof, as amended.

§ 71-1105 — Enforcement of subdivision 4 of section 15-0313

Enforcement of subdivision 4 of section 15-0313.

Any violation of subdivision 4 of section 15-0313 shall be a

violation, punishable by a fine of not more than one thousand eight

hundred dollars, and in addition thereto, by a civil penalty of not more

than one thousand eight hundred dollars.

§ 71-1107 — Punishment for violations of title 5 of article 15

Punishment for violations of title 5 of article 15.

1. A violation of section 15-0501, 15-0503 or 15-0505, shall

constitute a misdemeanor, punishable by a fine of not to exceed ten

thousand dollars, or by imprisonment not to exceed one year or by both

such fine and imprisonment and, in addition thereto, by a civil penalty

of not more than five thousand dollars.

2. A subcontractor, employee or agent of such person or public

corporation, or of a state department who knowingly and intentionally

acts, or a prime contractor of such person, public corporation or state

department who acts with or without an intention to violate the

provisions of title 5 of article 15, in disregard of specifications

provided in a construction contract protecting against stream damage,

shall be guilty of a violation punishable by a fine of not less than

twenty-five dollars, nor more than two hundred fifty dollars, or by

imprisonment for not more than fifteen days, or by both such fine and

imprisonment, and, in addition, thereto, by a civil penalty of not more

than five thousand dollars.

§ 71-1109 — Enforcement of subdivisions 1 and 4 of section 15-0507

Enforcement of subdivisions 1 and 4 of section 15-0507.

1. Any owner violating subdivision 1 of section 15-0507 or any

regulations promulgated pursuant thereto may be liable for a penalty not

to exceed five hundred dollars for each and every offense; every

violation of such subdivision shall be a separate and distinct offense;

and in case of a continuing violation, every day's continuance thereof

shall be deemed a separate and distinct offense.

2. Any owner violating subdivision 4 of section 15-0507 may be liable

for a penalty not to exceed five thousand dollars for each and every

offense; every violation of an order referred to in such subdivision

shall be a separate and distinct offense; and in case of a continuing

violation, every day's continuance thereof shall be deemed a separate

and distinct offense.

§ 71-1111 — Enforcement of subdivision 3 of section 15-0511

Enforcement of subdivision 3 of section 15-0511.

Any person or local public corporation violating subdivision 3 of

section 15-0511 may be liable for a penalty not to exceed five thousand

dollars for each and every offense; every violation of an order referred

to in such subdivision shall be a separate and distinct offense; and in

case of a continuing violation, every day's continuance thereof shall be

deemed a separate and distinct offense.

§ 71-1112 — Enforcement of title eight of article fifteen

Enforcement of title eight of article fifteen.

1. The attorney general, on his own initiative or at the request of

the commissioner, or the corporation counsel, at the request of the city

of New York shall bring an action to restrain or enjoin any violation of

any provision of title eight of article fifteen of this chapter or any

provision of any rule or regulation promulgated pursuant to such title.

The commissioner shall furnish the attorney general or the corporation

counsel with such material, evidentiary matter or proof as may be

requested by either of them in connection with such action.

2. Notwithstanding the provisions of any other law, the venue of any

action commenced or proceeding brought pursuant to this section may be

in the county of Albany.

§ 71-1113 — Enforcement of sections 15-1505 and 15-1506

Enforcement of sections 15-1505 and 15-1506.

1. The department shall enforce the provisions of sections 15-1505 and

15-1506 of this chapter and the Supreme Court by injunction may upon

application of the department prevent any unauthorized diversion or

transportation.

2. Any person who violates the provisions of section 15-1506 of this

chapter or the rules, regulations, orders or determinations of the

commissioner promulgated thereto or the terms of any permit issued

thereunder, shall be liable for a civil penalty not less than

twenty-five hundred dollars nor more than ten thousand dollars per day

of such violation.

§ 71-1115 — Enforcement of section 15-1525

Enforcement of section 15-1525.

Any person violating the provisions of section 15-1525 shall be guilty

of a violation punishable by a fine of not more than one thousand

dollars, and in addition thereto, shall be liable for a civil penalty of

not more than fifteen hundred dollars.

§ 71-1117 — Enforcement of section 15-1745

Enforcement of section 15-1745.

1. Any person or public corporation violating subdivision 1 of section

15-1745, shall be guilty of a violation punishable by a fine of not more

than five thousand dollars.

2. In addition, the department may, in an action instituted by it in

any court of competent jurisdiction, recover from any such person or

public corporation the sum of one hundred fifty dollars per day for each

day that such person or public corporation continues to take, draw,

divert or make use of any part or portion of such waters.

3. The department may bring actions through the Attorney General to

enjoin violations of section 15-1745.

4. The prima facie evidence provision in subdivision 2 of section

15-1745 shall apply in all proceedings, criminal or civil, under this

section 71-1117.

§ 71-1121 — Enforcement of subdivision 2 of section 15-1947

Enforcement of subdivision 2 of section 15-1947.

Violation of subdivision 2 of section 15-1947 shall constitute a

violation, punishable by a fine of not more than one thousand dollars,

and in addition thereto, a civil penalty of not more than fifteen

hundred dollars.

§ 71-1123 — Enforcement of section 15-2133

Enforcement of section 15-2133.

1. Any neglect of the provisions of section 15-2133 by any officer or

person in charge of any reservoir shall be a violation punishable by a

fine of not more than one thousand dollars, and in addition thereto, by

a civil penalty of not more than fifteen hundred dollars.

2. Any person violating the provisions of subdivision 3 of section

15-2133 shall be guilty of a violation punishable by a fine of not more

than one thousand dollars, and in addition thereto, shall be liable for

a civil penalty of not more than fifteen hundred dollars.

§ 71-1125 — Enforcement of section 15-2315

Enforcement of section 15-2315.

Any person who violates the provisions of the first sentence of

section 15-2315 shall be guilty of a violation punishable by a fine of

not more than one thousand dollars, and in addition thereto, shall be

liable for a civil penalty of not more than fifteen hundred dollars.

§ 71-1127 — Violations; civil liability

Violations; civil liability.

1. Any person who violates any of the provisions of, or who fails to

perform any duty imposed by article 15 except section 15-1713, or who

violates or who fails to comply with any rule, regulation, determination

or order of the department heretofore or hereafter promulgated pursuant

to article 15 except section 15-1713, or any condition of a permit

issued pursuant to article 15 of this chapter, or any determination or

order of the former water resources commission or the department

heretofore promulgated pursuant to former article 5 of the Conservation

Law, shall be liable for a civil penalty of not more than two thousand

five hundred dollars for such violation and an additional civil penalty

of not more than five hundred dollars for each day during which such

violation continues, and, in addition thereto, such person may be

enjoined from continuing such violation as otherwise provided in article

15 except section 15-1713.

2. The penalties provided by subdivision 1 of this section shall be

recoverable in an action instituted in the name of the department by the

Attorney General upon the request of the department.

3. An action or cause of action for the recovery of a penalty under

article 15 or sections 71-1103 through 71-1129 inclusive may be settled

or compromised in an amount to be approved by the department either

before or after proceedings are brought to recover such penalties and

prior to the entry for judgment therefor.

§ 71-1129 — Emergencies excepted

Emergencies excepted.

The civil liabilities imposed upon persons violating the provisions of

article 15, except section 15-1713, shall not be construed to include

any violation which was caused by an act of God, war, strike, riot or

other catastrophe as to which negligence or willful misconduct on the

part of such person was not the proximate cause.

§ 71-1131 — Violations; criminal liability

Violations; criminal liability.

Except as otherwise specifically provided, any person who violates any

of the provisions of article 15 of this chapter, or any rule, regulation

or order promulgated pursuant thereto, or the terms of any permit issued

thereunder shall be guilty of a violation punishable by a fine of not

more than five hundred dollars.

TITLE 12 Enforcement of Article 22

§ 71-1201 — Applicability of title

Applicability of title.

The provisions of this title shall be applicable to the enforcement of

article twenty-two of this chapter.

§ 71-1203 — Penalties

Penalties.

Any person who violates the provisions of article twenty-two of this

chapter shall be subject to a civil penalty not to exceed ten thousand

dollars for each day during which such violation occurred; provided,

however, that the total penalty to be imposed shall not exceed one

million dollars.

§ 71-1205 — Enforcement

Enforcement.

1. The attorney general shall, at the request of the commissioner, or

may, on his own initiative, seek equitable relief to restrain any

violation or threatened violation of article twenty-two of this chapter.

2. The attorney general shall, at the request of the commissioner, or

may, on his own initiative, commence a civil action to recover damages,

including punitive damages, for any willful, reckless or negligent

violation of the provisions of such article suffered by reason of a

violation thereof. The costs including but not limited to filing fees

and costs for expert witnesses incurred by the attorney general in

prosecuting any such action shall be assessed against any person who

violates such provisions.

§ 71-1207 — Rights of aggrieved individuals

Rights of aggrieved individuals.

The provisions of this title shall not affect, impair or in any manner

restrict or limit the rights of any person seeking damages arising out

of a violation of article twenty-two of this chapter.

TITLE 13 Enforcement of Article 23

§ 71-1301 — Applicability of this title

Applicability of this title.

In addition to the provisions of sections 71-0101 and 71-0301 of this

article, the provisions of this title shall be applicable to the

enforcement of article 23 of this chapter except as otherwise provided

in article 23 of this chapter.

§ 71-1303 — Subpoenas, testimony and enforcement thereof

Subpoenas, testimony and enforcement thereof.

1. To aid in the administration of article 23, the commissioner or any

person designated by him may issue subpoenas in his name requiring the

attendance and giving of testimony by witnesses and the production of

books, papers and other evidence for any hearing, proceeding or

investigation conducted or to be conducted by or before the department.

Service of such a subpoena, enforcement of obedience thereto, and

punishment for disobedience thereof shall be had as and in the manner

provided by the civil practice law and rules relating to enforcement of

any subpoena issued by a board or committee except that in the case of

hearings, proceedings or investigations before or conducted by the

department neither the holder of a permit or lease issued pursuant to

article 23, nor an employee of such permit holder or lessee, nor an

officer or stockholder in a permittee or lessee corporation, when

required to attend as a witness, shall be entitled to any subpoena fee

or mileage. Any member of the department or any person who may be

designated hereunder by the department to hold hearings may administer

oaths to witnesses. The department also may provide for the taking of

depositions of witnesses for the purpose of any such hearing. In such

case such officer, employee or other person may administer oaths to the

witnesses whose depositions are to be taken. Each deposition shall be

reduced to writing and subscribed by the deponent.

2. The provisions of this section shall apply only to the

administration of article 23.

§ 71-1305 — Offenses

Offenses.

It shall be unlawful for any person to:

1. Waste oil or gas.

2. Violate any of the provisions of or fail to perform any duty

imposed by article 23 of this chapter or any rule or regulation

promulgated thereunder or any order or condition of any permit of the

department made pursuant thereto.

3. Abandon a mine without the approval of the department before all

affected land has been reclaimed. A mine shall be considered as

abandoned when mining and reclamation activities shall cease on land

affected by mining without prior notification to the department or

without describing such cessation in a mined land use plan approved by

the department.

4. Commence operations for the drilling or redrilling of a well for

oil or gas or solution mining, or an intake well, or for the storage of

oil or gas without first obtaining a permit from the department as.

5. Abandon any oil, gas or solution mining well, or an intake well, or

a well for the storage of oil or gas without first obtaining a permit

from the department.

6. Store gas underground in any manner, unless the storage operator

has received such right by grant, lease or other agreement or is

operating in compliance with section 23-1301 of this chapter and is

authorized to maintain condemnation proceedings pursuant to section

23-1303 of this chapter.

§ 71-1307 — Sanctions

Sanctions.

1. Administrative sanctions. Any person who violates any provision of

article 23 of this chapter or commits any offense described in section

71-1305 of this title shall be liable to the people of the state for a

civil penalty not to exceed eight thousand dollars and an additional

penalty of two thousand dollars for each day during which such violation

continues, to be assessed by the commissioner after a hearing or

opportunity to be heard. The commissioner, acting by the attorney

general, may bring suit for collection of such assessed civil penalty in

any court of competent jurisdiction. Such civil penalty may be released

or compromised by the commissioner before the matter has been referred

to the attorney general; and where such matter has been referred to the

attorney general, any such penalty may be released or compromised and

any action commenced to recover the same may be settled and discontinued

by the attorney general with the consent of the commissioner. In

addition, the commissioner shall have the power, following a hearing

conducted pursuant to rules and regulations adopted by the department,

to direct the violator to cease the violation and reclaim and repair the

affected site to a condition acceptable to the commissioner, to the

extent possible within a reasonable time and under the direction and

supervision of the commissioner. Any such order of the commissioner

shall be enforceable in any action brought by the commissioner in any

court of competent jurisdiction. Any civil penalty or order issued by

the commissioner under this subdivision shall be reviewable in a

proceeding under article seventy-eight of the civil practice law and

rules.

2. Civil sanctions. In lieu of seeking administrative sanctions, the

commissioner may refer any violation described in subdivision 1 of this

section to the attorney general who shall be empowered to bring a civil

suit to seek any of the sanctions described in subdivision 1 of this

section. Any such sanctions imposed may be released or compromised or

the action may be settled and discontinued by the attorney general with

the consent of the commissioner.

3. Criminal sanctions. Any person who, having any of the culpable

mental states defined in sections 15.05 and 20.20 of the penal law,

violates any provision of article 23 of this chapter or commits any

offense described in section 71-1305 of this title shall be guilty of a

misdemeanor and, upon conviction thereof, shall be punished by a fine

not to exceed one thousand dollars for each day during which such

violation continues or by imprisonment for a term of not more than one

year, or by both such fine and imprisonment. If the conviction is for a

subsequent offense committed after a first conviction of such person

under this subdivision, punishment shall be by a fine not to exceed

eight thousand dollars for each day during which such violation

continues or by imprisonment for a term of not more than one year, or by

both such fine and imprisonment.

4. This section shall not affect the rights of any other person

seeking damages arising out of a violation.

5. All fines collected pursuant to this section shall be paid into the

environmental protection fund established pursuant to section

ninety-two-s of the state finance law.

§ 71-1309 — Aiders and abettors

Aiders and abettors.

Any person knowingly aiding or abetting any other person in the

violation of any provision of article 23, or any rule, regulation, or

order of the department made pursuant thereto shall be subject to the

same punishment and penalty as that prescribed by this title for the

violation by such other person.

§ 71-1311 — Injunction against violations

Injunction against violations.

1. Whenever it appears that any person is violating or threatening to

violate any provision of article 23 of this chapter or is committing any

offense described in section 71-1305 of this title, the department,

acting by the Attorney General, may bring suit against such person in

any court of competent jurisdiction to restrain such person from

continuing such violation or from carrying out the threat of violation.

In any such suit, the court shall have jurisdiction to grant to the

department without bond or other undertaking, such prohibitory or

mandatory injunctions as the facts may warrant, including temporary

restraining orders and preliminary injunctions.

2. If the department, acting by the Attorney General, shall fail to

bring suit to enjoin a violation or threatened violation of any

provision of article 23, or any rule, regulation, or order of the

department made pursuant hereto, within ten days after receipt of

written request to do so by any person who is or will be adversely

affected by such violation, the person making such request may bring

suit in his own behalf to restrain such violation or threatened

violation in any court in which the department might have brought suit.

The department shall be made a party in such suit in addition to the

person violating or threatening to violate a provision of article 23, or

a rule, regulation, or order of the department, and the action shall

proceed and injunctive relief may be granted to the department without

bond, or other undertaking in the same manner as if suit had been

brought by the department.

TITLE 15 Enforcement of Title 25 of Article 27

§ 71-1501 — Applicability of this title

Applicability of this title.

In addition to the provisions of sections 71-0101 and 71-0301 of this

article, the provisions of this title shall apply to the enforcement of

title 25 of article 27 of this chapter.

§ 71-1503 — Enforcement of title 25 of article 27

Enforcement of title 25 of article 27.

For any first violation by any person who violates any of the

provisions of, or who fails to perform any duty imposed by title 25 of

article 27 or any regulation promulgated by the commissioner pursuant to

such title 25, in lieu of a penalty, there may be issued a written

warning by the department and there may also be issued educational

materials at the discretion of the department regarding the requirements

of title 25 of article 27. Such person shall, however, for any

subsequent violation thereafter, be liable to a civil penalty of not

more than twenty-five hundred dollars for each such violation and an

additional penalty of not more than five hundred dollars for each day

during which such violation continues and, in addition thereto, such

person may be enjoined from continuing such violation. Penalties and

injunctive relief provided pursuant to this title may also be

recoverable in an action brought by the attorney general at the request

of the commissioner.

TITLE 17 Enforcement of Provisions Derived From Public Health Law

§ 71-1701 — Applicability of this title

Applicability of this title.

This title shall be applicable to the enforcement of titles 1 through

11 and titles 15 through 19 of article 17; article 19; and titles 1 and

33 of article 27.

§ 71-1703 — Legal presumptions; evidence

Legal presumptions; evidence.

1. The actions, proceedings, authority, and orders of the department

in enforcing the provisions of this chapter listed in section 71-1701,

and of titles 17 through 21 inclusive of this article applying them to

specific cases shall at all times be regraded as in their nature

judicial, and shall be treated as prima facie just and legal.

2. The written reports of state and local health officers, inspectors,

investigators, nurses and other representatives of state and local

health officers on questions of fact pertaining to, concerning or

arising under and in connection with complaints, alleged violations,

investigations, proceedings, actions, authority and orders, related to

the enforcement of this chapter, the sanitary code or any local health

regulation shall be presumptive evidence of the facts so stated therein,

and shall be received as such in all courts and places. The presons

making such reports shall be exempt from personal liability for the

statements therein made, if they have acted in good faith.

§ 71-1705 — Rules and regulations of the department; evidence

Rules and regulations of the department; evidence.

The rules and regulations of the department promulgated pursuant to

the provisions of this chapter listed in section 71-1701, and of titles

17 through 21 inclusive of this article, or the statutes from which they

were derived, may be read in evidence from the official compilation of

codes, rules and regulations of the state of New York, or supplement

thereto. To entitle any copy of the said rules and regulations, other

than those in the official compilation or supplement thereto, to be read

in evidence there shall be contained in the same book or pamphlet a

printed certificate of the Secretary of State that such copy is a

correct transcript of the text of the said rules and regulations as

published in the official compilation or supplement thereto. For such a

certificate the secretary of state shall collect such a fee as he shall

deem just and reasonable.

§ 71-1707 — Violations of health laws or regulations; penalties

Violations of health laws or regulations; penalties.

1. Any person who violates, disobeys or disregards any term or

provision of this chapter listed in section 71-1701, or of titles 17

through 21 inclusive of this article or of any lawful notice, order or

regulation pursuant thereto for which a civil penalty is not otherwise

expressly prescribed by law, shall be liable to the people of the state

for a civil penalty of not to exceed one thousand dollars for every such

violation.

2. The penalty provided for in subdivision one of this section may be

recovered by an action brought by the commissioner in any court of

competent jurisdiction.

3. Nothing in this section contained shall be construed to alter or

repeal any existing provision of law declaring such violations or any of

them to be misdemeanors or felonies or prescribing the penalty therefor.

4. Such civil penalty may be released or compromised by the

commissioner before the matter has been referred to the Attorney

General, and where such matter has been referred to the Attorney

General, any such penalty may be released or compromised and any action

commenced to recover the same may be settled and discontinued by the

Attorney General with the consent of the commissioner.

§ 71-1709 — Formal hearings; notice and procedure

Formal hearings; notice and procedure.

1. The commissioner, or any person designated by him for this purpose,

may issue subpoenas and administer oaths in connection with any hearing

or investigation under or pursuant to the provisions of this chapter

listed in sections 71-1701 and 71-2503, and of titles 17 through 21

inclusive and title 43 of this article, and it shall be the duty of the

commissioner and any persons designated by him for such purpose to issue

subpoenas at the request of and upon behalf of the respondent.

2. The commissioner and those designated by him shall not be bound by

the laws of evidence in the conduct of hearing proceedings, but the

determination shall be founded upon sufficient legal evidence to sustain

it.

3. Notice of hearing shall be served at least fifteen days prior to

the date of the hearing, provided that, whenever because of danger to

the public health it appears prejudicial to the interests of the people

of the state to delay action for fifteen days, the commissioner may

serve the respondent with an order requiring certain action or the

cessation of certain activities immediately or within a specified period

of less than fifteen days and the commissioner shall provide an

opportunity to be heard within fifteen days after the date the order is

served.

4. Service of notice of hearing or order shall be made by personal

service or by registered or certified mail. Where service, whether by

personal service or by registered or certified mail, is made upon an

infant, incompetent, partnership, corporation, governmental subdivision,

board or commission, it shall be made upon the person or persons

designated to receive personal service by article 3 of the Civil

Practice Law and Rules.

5. The Attorney General may prefer charges, attend hearings, present

the facts, and take any and all proceedings in connection therewith.

6. At a hearing, the respondent may appear personally, shall have the

right of counsel, and may cross-examine witnesses against him and

produce evidence and witnesses in his behalf.

7. Following a hearing, the commissioner may make appropriate

determinations and issue an order in accordance therewith.

8. The commissioner may adopt, amend and repeal administrative rules

and regulations governing the procedures to be followed with respect to

hearings, such rules to be consistent with the policy and purpose of the

provisions of this chapter listed in section 71-1701, and of titles 17

through 21 inclusive and title 43 of this article and the effective and

fair enforcement of their provisions.

9. The provisions of this section shall be applicable to all hearings

held pursuant to the provisions of this chapter listed in section

71-1701, and of titles 17 through 21 inclusive and title 43 of this

article, except where other provisions of such articles, titles,

sections and subdivisions applicable thereto are inconsistent therewith,

in which event such other provisions shall apply.

§ 71-1711 — Willful violation of health laws

Willful violation of health laws.

1. A person who willfully violates or refuses or omits to comply with

any lawful order or regulation prescribed by any local board of health

or local health officer, is guilty of a misdemeanor; except, however,

that where such order or regulation applies to a tenant with respect to

his own dwelling unit or to an owner occupied one or two family

dwelling, such person is guilty of an offense for the first violation

punishable by a fine not to exceed fifty dollars and for a second or

subsequent violation is guilty of a misdemeanor punishable by a fine not

to exceed five hundred dollars or by imprisonment not to exceed six

months or by both such fine and imprisonment.

2. A person who willfully violates any provision of this chapter

listed in section 71-1701, or of titles 17 through 21 inclusive of this

article, or any regulation lawfully made or established by any public

officer or board under authority of such provisions, the punishment for

violating which is not otherwise prescribed by such provisions or any

other law, is punishable by imprisonment not exceeding one year, or by a

fine not exceeding two thousand dollars or by both.

§ 71-1713 — Obstructing health officer in performance of his duty

Obstructing health officer in performance of his duty.

A person who wilfully opposes or obstructs a health officer or

physician charged with enforcement of the health laws, in performing any

legal duty, is guilty of a misdemeanor.

§ 71-1715 — Enforcement: against officers

Enforcement: against officers.

The performance of any duty or the doing of any act enjoined,

prescribed or required by the provisions of this chapter listed in

section 71-1701, or by titles 17 through 21 inclusive of this article,

may be enforced by a proceeding pursuant to article 78 of the Civil

Practice Law and Rules at the instance of the department or of a local

board of health, or of any citizen of full age resident of the

municipality where the duty should be performed or the act done.

§ 71-1717 — Examination and inspection of public works

Examination and inspection of public works.

For purposes of enforcing the provisions of this chapter listed in

section 71-1701, and of titles 17 through 21 inclusive of this article,

all persons having the control, charge or custody of any public

structure, work or ground, or of any plan, description, outline, drawing

or chart thereof or relating thereto, made, kept or controlled by or

under any public authority, shall permit and facilitate the examination,

inspection and copying thereof by the commissioner, or by any person

authorized by him to make such examination or inspection of such copies.

§ 71-1719 — Summary action

Summary action.

Whenever the commissioner, after investigation, is of the opinion that

any person is causing, engaging in or maintaining a condition or

activity which in his opinion constitutes danger to the health of the

people, and that it therefore appears to be prejudicial to the interest

of the people to delay action for fifteen days until an opportunity for

a hearing can be provided in accordance with the provisions of section

71-1709, the commissioner shall order the person, including any state

agency or political subdivision having jurisdiction, by written notice

to discontinue such dangerous condition or activity or take certain

action immediately or within a specified period of less than fifteen

days. As promptly as possible thereafter, within not to exceed fifteen

days, the commissioner shall provide the person an opportunity to be

heard and to present any proof that such condition or activity does not

constitute a danger to the health of the people. This section shall

apply only to enforcement of the provisions of this chapter listed in

section 71-1701, and of titles 17 through 21 inclusive of this article.

§ 71-1721 — Commissioner's enforcement power and duty

Commissioner's enforcement power and duty.

The commissioner shall have the power and the duty to enforce this

title and the provisions of this chapter listed in section 71-1701.

§ 71-1723 — Issuance of subpoenas; compelling the attendance and testimony of witnesses

Issuance of subpoenas; compelling the attendance and

testimony of witnesses.

The commissioner may issue subpoenas, compel the attendance of

witnesses and compel them to testify in any matter or proceeding before

him, brought under this title or the provisions of this chapter listed

in section 71-1701. In any such matter or proceeding the commissioner

may also require a witness to attend and give testimony in a county

where he resides or has a place of business without the payment of any

fees.

§ 71-1725 — Assessment of Penalties

Assessment of Penalties.

The commissioner may assess any penalty prescribed for a violation of

or a failure to comply with any provision contained in this title or

listed in section 71-1701, or any lawful notice, order or regulation

prescribed by the commissioner under any such provision, one thousand

dollars for every such violation or failure, which penalty may be

assessed after a hearing or an opportunity to be heard.

TITLE 19 Enforcement of Titles 1 Through 11 and 15 Through 21 Inclusive of Article 17 and Spills of Bulk Liquids

§ 71-1901 — Applicability of this title

Applicability of this title.

In addition to the provisions of section 71-0101 and 71-0301 and title

17 of this article, the provisions of this title shall be applicable to

the enforcement of titles 1 through 11 and 15 through 19 inclusive of

article 17.

§ 71-1903 — Enforcement of section 17-1703

Enforcement of section 17-1703.

A violation of the provisions of section 17-1703 shall be a

misdemeanor.

§ 71-1905 — Enforcement of section 17-1705

Enforcement of section 17-1705.

Any person violating any provision of section 17-1705 shall forfeit to

the county where the violation occurred the sum of fifty dollars for

every such violation.

§ 71-1907 — Enforcement of section 17-1707

Enforcement of section 17-1707.

1. Every person violating any provision of section 17-1707 shall

forfeit to the municipality having a local board of health where the

violation occurs the sum of twenty-five dollars for the first day when

the violation takes place, and the sum of ten dollars for every

subsequent day that such violation is repeated or continued.

2. The board of health of any such municipality shall examine into any

alleged offense against section 17-1707 and cause the same to be abated,

if found to exist.

§ 71-1909 — Enforcement of section 17-1709

Enforcement of section 17-1709.

1. Any board of health named in subdivision 1 of section 17-1709 shall

examine into any alleged offense against section 17-1709 within its

jurisdiction and cause the same to be abated, by injunction or

otherwise, if found to exist.

2. Any person violating any provision of section 17-1709 shall be

guilty of a misdemeanor, and punishable by a fine of not more than seven

hundred fifty dollars or by imprisonment for not more than one year or

by both such fine and imprisonment.

§ 71-1911 — Enforcement of section 17-1711

Enforcement of section 17-1711.

Any person violating any provision of section 17-1711 shall be guilty

of an offense, and punishable by a fine of not more than seventy-five

dollars.

§ 71-1913 — Enforcement of section 17-1713

Enforcement of section 17-1713.

1. Any board of health named in subdivision 1 of section 17-1713 shall

examine into any alleged offense against section 17-1713 within its

jurisdiction and cause the same to be abated, by injunction or

otherwise, if found to exist.

2. Any person violating any provision of section 17-1713 shall be

guilty of a misdemeanor, and punishable by a fine of not more than five

hundred dollars or by imprisonment for not more than one year or by both

such fine and imprisonment.

§ 71-1915 — Enforcement of section 17-1715

Enforcement of section 17-1715.

1. Any person violating any provision of section 17-1715 shall be

guilty of a misdemeanor, and punishable by a fine of not more than five

hundred dollars or by imprisonment for not more than one year or by both

such fine and imprisonment.

2. It shall be the duty of the board of health of any municipality

where any violation of section 17-1715 shall occur to cause the same to

be abated; provided that any person aggrieved by any such fall, flow or

discharge may also cause such abatement, by injunction or other

appropriate action or proceeding.

§ 71-1917 — Approval and enforcement of orders issued under section 17-1717

Approval and enforcement of orders issued under section

17-1717.

An order issued under section 17-1717 shall not be valid until

approved by the Governor and the Attorney General, and when so approved

it shall be the duty of the Attorney General to enforce such order.

§ 71-1919 — Actions by municipalities to prevent discharge of sewage into waters

Actions by municipalities to prevent discharge of sewage into

waters.

1. Any incorporated city or village in the state of New York, which

has made such provision for the disposal of its sewage as not to pollute

or contaminate therewith any river, stream, lake or other body of water,

may have and maintain an action in the Supreme Court to prevent the

discharge of any sewage or substance deleterious to health, or which

shall injure the potable qualities of the water in any river, stream,

lake or other body of water, from which such incorporated city or

village shall take or receive its water supply, provided, that such

river, stream, lake or other body of water is wholly, or in part, within

the boundaries of the county in which such plaintiff is located.

2. Whenever action shall be brought under the provisions of this

section, it shall be the duty of the Supreme Court upon proof of the

existence of facts justifying the bringing and maintenance of such

action under the provisions of this section to render a judgment in

which shall be incorporated a mandatory injunction requiring the person,

body, board, corporation, municipality, village, county or town, being a

defendant to said action which directly or indirectly, or by its

servants, agents or officers shall discharge or dispose of its sewage,

or any other substance deleterious to health or which shall injure the

potable qualities of the water in such wise as that the same shall enter

into any river, stream, lake or other body of water, from which such

plaintiff shall take or receive its water supply, within such reasonable

time as may be prescribed by the court, to take such action as shall

prevent such discharge or the disposal of such sewage or other substance

into such waters, or the pollution thereof, with such further directions

in the premises as may be proper and desirable to effect such purpose,

provided that such river, stream, lake or other body of water is wholly,

or in part, within the boundaries of the county in which such plaintiff

is located.

§ 71-1921 — Enforcement of section 17-1729

Enforcement of section 17-1729.

1. Any person putting in or constructing or maintaining a conduit,

discharge pipe or other means of discharging or casting any refuse or

waste matter in violation of section 17-1729 shall forfeit to the people

of the state five dollars a day for each day the same is used or

maintained for such purpose, to be collected in an action brought by the

commissioner.

2. The commissioner may maintain an action in the name of the people

to restrain a violation of section 17-1729.

§ 71-1923 — Enforcement of section 17-1735

Enforcement of section 17-1735.

Upon receipt of a report from a local board of health under

subdivision 2 of section 17-1735 the commissioner shall investigate the

matter immediately and shall hold a hearing and give the person or

persons charged with such violation or noncompliance an opportunity to

present evidence on his or their behalf, and upon ascertaining that a

violation or noncompliance exists, he may bring an action in the name of

the people of the state in a court of record against the person or

persons responsible for the violation or noncompliance for the recovery

of the penalties incurred and for an injunction against the continuation

of the violation or noncompliance.

§ 71-1925 — Penalties

* § 71-1925. Penalties.

1. The penalty for the discharge of sewage from any public sewer

system into any of the waters of the state without a duly issued permit

for which a permit is required by title 17 of article 17 shall be five

hundred dollars, and a further penalty of fifty dollars per day for each

day the violation is continued.

2. The penalty for the discharge of sewage from any public sewer

system into any of the waters of the state without filing a report for

which a report is required to be filed with the board of health of the

municipality shall be fifty dollars.

3. The penalty for the discharge of refuse or waste matter from any

shop, factory, mill or industrial establishment for which a permit is

required by title 17 of article 17 without such permit shall be one

hundred dollars and ten dollars per day for each day the violation is

continued.

4. The penalty for the discharge of refuse or waste matter from any

shop, mill, factory or industrial establishment, without filing a report

where a report is required by title 17 of article 17 to be filed shall

be twenty-five dollars and five dollars per day for each day the

violation is continued.

5. The penalty for discharging into any of the waters of the state any

other matter prohibited by section 17-1701 besides that specified above,

shall be twenty-five dollars and five dollars per day for each day the

violation is continued.

* NB Expired September 1, 1973

§ 71-1927 — Enforcement of titles 1 through 11 inclusive and title 19 of article 17

Enforcement of titles 1 through 11 inclusive and title 19 of

article 17.

The commissioner is hereby authorized to:

1. Institute or cause to be instituted in a court of competent

jurisdiction proceedings to compel compliance with the provisions of

titles 1 through 11 inclusive and title 19 of article 17 or the

determinations and orders of the commissioner.

2. Settle or compromise, with the approval of the Attorney General,

any action or cause of action for the recovery of a penalty under titles

1 through 11 inclusive and title 19 of article 17 as he may deem

advantageous to the state.

§ 71-1929 — Violations; civil liability

Violations; civil liability.

1. A person who violates any of the provisions of, or who fails to

perform any duty imposed by titles 1 through 11 inclusive and title 19

of article 17, or the rules, regulations, orders or determinations of

the commissioner promulgated thereto or the terms of any permit issued

thereunder, shall be liable to a penalty of not to exceed thirty-seven

thousand five hundred dollars per day for each violation, and, in

addition thereto, such person may be enjoined from continuing such

violation as hereinafter provided. Violation of a permit condition shall

constitute grounds for revocation of such permit, which revocation may

be accomplished either as provided in paragraph f of subdivision 4 of

section 17-0303 or by order of judgment of the supreme court as an

alternate or additional civil penalty in an action brought pursuant to

subdivision 3 of this section.

2. Any penalties for violations of titles 1 through 11 inclusive and

title 19 of article 17 resulting in the killing of fish or shellfish,

shall be credited to the conservation fund established by section 83 of

the State Finance Law and shall be available for the uses and purposes

of such fund.

3. The penalties provided by subdivisions one and two shall be

recoverable in an action brought by the Attorney General.

4. An action or cause of action for the recovery of a penalty under

this title may be settled or compromised by the Attorney General after

proceedings are brought to recover such penalties and prior to the entry

for judgment therefor.

§ 71-1931 — Injunctions

Injunctions.

It shall be the duty of the Attorney General upon the request of the

commissioner to bring an action for an injunction against any person

violating any of the provisions of titles 1 through 11 inclusive and

title 19 of article 17 or violating any rule or regulation promulgated

pursuant thereto, or any order or determination of the commissioner or a

condition of any certificate or permit issued by the department;

provided, however, that the department or the commissioner shall furnish

the Attorney General with such material, evidentiary matter or proof as

may be requested by the Attorney General for the prosecution of such an

action. In any action for an injunction brought pursuant hereto any

finding of the commissioner or hearing officer or panel appointed and

designated by the commissioner shall be prima facie evidence of the fact

or facts found therein.

§ 71-1932 — Definitions

Definitions.

As used in section 71-1933 of this title, the following terms shall

have the following meanings:

1. "Hazardous substance" means any substance which:

a. is identified or listed as a hazardous waste or acute hazardous

waste in regulations promulgated pursuant to section 27-0903 of this

chapter and all amendments thereto, regardless of whether at the time of

release the substance was actually a waste; or

b. appears on the list of substances hazardous or acutely hazardous to

public health, safety or the environment promulgated pursuant to

paragraphs (a) and (b) of subdivision one of section 37-0103 of this

chapter and all amendments thereto.

2. "Organization" means a legal entity, other than a government,

established or organized for any purpose, including, a corporation,

company, association, firm, partnership, joint stock company,

foundation, institution, trust, society, union or any other association

of persons.

3. "Person" means an individual, public or private corporation,

responsible corporate officer, political subdivision, government agency,

department or bureau of the state or federal government, municipality,

industry, co-partnership, association, firm, trust, estate or any other

legal entity whatsoever.

4. "Pollutant" means dredged spoil, solid waste, incinerator residue,

sewage, garbage, sewage sludge, munitions, chemical wastes, biological

materials, radioactive materials, heat, wrecked or discarded equipment,

rock, sand and industrial, municipal and agricultural waste.

5. "Serious bodily injury" means "serious physical injury" as defined

in subdivision ten of section ten of the penal law.

6. "Sewer system" means pipe lines or conduits, pumping stations, and

force mains, and all other constructions, devices, and appliances

appurtenant thereto, used for conducting sewage, industrial waste or

other wastes to a point of ultimate disposal.

7. "Treatment works" means any plant, disposal field, lagoon, pumping

station, constructed drainage ditch or surface water intercepting ditch,

incinerator, area devoted to sanitary landfills, or other work not

specifically mentioned herein, installed for the purpose of treating,

neutralizing, stabilizing, or disposing of sewage, industrial wastes or

other wastes.

§ 71-1933 — Violations; criminal liability

Violations; criminal liability.

1. Any person who, having any of the culpable mental states defined in

section 15.05 of the penal law, shall violate any of the provisions of

titles 1 through 5, 9 through 11 and 19 of article 17 or the rules,

regulations, orders or determinations of the commissioner promulgated

thereto, or the terms of any permit issued thereunder, shall be guilty

of a misdemeanor and, upon conviction thereof, shall be punished by a

fine of not less than three thousand seven hundred fifty dollars nor

more than thirty-seven thousand five hundred dollars per day of

violation or by imprisonment for a term of not more than one year, or by

both such fine and imprisonment. If the conviction is for an offense

committed after a first conviction of such person under this

subdivision, punishment shall be by a fine of not more than seventy-five

thousand dollars per day of violation, or by imprisonment for not more

than two years, or by both.

2. No prosecution under this section shall be instituted until after

final disposition of an appeal or review, if any, provided by section

17-0909 or its predecessor, section 1244 of the Public Health Law.

3. Any person who with criminal negligence, as defined in section

15.05 of the penal law,

a. violates

i. any provision of title 7 or 8 of article 17 of this chapter, or

ii. the rules or regulations promulgated thereunder, or

iii. any term of any permit issued thereunder, or

iv. any requirement imposed in a pretreatment program approved

pursuant to section 402(a)(3) or 402(b)(8) of the Federal Water

Pollution Control Act (33 USC § 1342(a)(3) or § 1342(b)(8)) or approved

pursuant to title 7 or 8 of article 17 of this chapter, or

v. any final administrative orders issued pursuant to this article

where an opportunity for a hearing is provided, or

b. introduces into a sewer system or publicly owned treatment works

any pollutant or hazardous substance

i. when such person knew that such introduction was likely to cause

personal injury or property damage, except if that introduction was in

compliance with all applicable federal, state or local requirements or

permits, or

ii. which causes the treatment works to violate any term of any permit

issued under title 7 or 8 of article 17 of this chapter or the rules or

regulations promulgated thereunder except if that introduction was in

compliance with all applicable federal, state or local requirements or

permits; shall be guilty of a class A misdemeanor.

4. Any person who knowingly, as defined in section 15.05 of the penal

law,

a. violates

i. any provision of title 7 or 8 of article 17 of this chapter, or

ii. the rules or regulations promulgated thereunder, or

iii. any term of any permit issued thereunder, or

iv. any requirement imposed in a pretreatment program approved

pursuant to section 402(a)(3) or 402(b)(8) of the Federal Water

Pollution Control Act (33 USC § 1342(a)(3) or § 1342(b)(8)) or approved

pursuant to title 7 or 8 of article 17 of this chapter, or

v. any final administrative orders issued pursuant to this article

where an opportunity for a hearing was provided, or

b. introduces into a sewer system or publicly owned treatment works

any pollutant or hazardous substance

i. when such person knew that such introduction was likely to cause

personal injury, except if that introduction was in compliance with all

applicable federal, state or local requirements or permits, or

ii. which causes the treatment works to violate any term of any permit

issued under title 7 or 8 of article 17 of this chapter or the rules or

regulations promulgated thereunder except if that introduction was in

compliance with all applicable federal, state or local requirements or

permits; shall be guilty of a class E felony.

5. Any person who intentionally, as defined in section 15.05 of the

penal law,

a. violates

i. any provision of title 7 or 8 of article 17 of this chapter, or

ii. the rules or regulations promulgated thereunder, or

iii. any term of any permit issued thereunder, or

iv. any final administrative orders issued pursuant to this article

where an opportunity for a hearing was provided, and

b. knows at that time that he thereby places another person who is not

a participant in the crime in imminent danger of death or serious bodily

injury shall be guilty of a class C felony.

c. for the purpose of paragraphs a and b of this subdivision:

in determining whether a defendant who is an individual knew that his

conduct placed another person in imminent danger of death or serious

bodily injury

(a) the person is responsible only for actual awareness or actual

belief that he possessed; and

(b) knowledge possessed by a person other than the defendant but not

by the defendant himself may not be attributed to the defendant.

6. For purposes of subdivisions three, four and five of this section,

a single operational upset which leads to simultaneous violations of

more than one pollutant parameter shall be treated as a single

violation.

7. Any person who, with intent to deceive, makes any false material

statement, representation, or certification in any application, record,

report, plan or other document filed or required to be maintained

pursuant to title 7 or 8 of article 17 of this chapter or who

intentionally falsifies, tampers with, or renders inaccurate any

monitoring device or method required to be maintained pursuant to title

7 or 8 or article 17 of this chapter shall be guilty of a class E

felony.

8. a. When a person is convicted of a crime under the provisions of

this section, the sentence of the court shall be as follows:

i. A fine, as set forth in paragraph b of this subdivision;

ii. A sentence of imprisonment, as set forth in paragraph c of this

subdivision; or

iii. Any combination of such fine or imprisonment.

b. Fines. A sentence to pay a fine shall be a sentence to pay an

amount fixed by the court, not exceeding:

i. $750,000 for a class C felony committed by an organization as

defined in section 71-1932 of this title;

ii. $375,000 for a class C felony;

iii. $75,000 per day of continuing violation for a class E felony

defined under subdivision four of this section but in no event less than

$7,500; and $15,000 for a class E felony defined under subdivision seven

of this section;

iv. $37,500 per day of continuing violation for a class A misdemeanor

but in no event less than $3,750.

c. Imprisonment. A sentence of imprisonment shall be a sentence of

imprisonment authorized by article seventy of the penal law.

9. All prosecutions under this section shall be instituted by the

department or the commissioner and shall be conducted by the Attorney

General in the name of the people of the state of New York.

10. In the prosecution of any criminal proceeding under this section

by the Attorney General and, in any proceeding before a grand jury in

connection therewith, the Attorney General shall exercise all the powers

and perform all the duties which the District Attorney would otherwise

be authorized or required to exercise or perform, and in such a

proceeding the District Attorney shall exercise such powers and perform

such duties as are requested of him by the Attorney General.

§ 71-1935 — Emergencies excepted

Emergencies excepted.

The civil and criminal liabilities imposed by sections 71-1929 and

71-1933 of this title upon persons violating the provisions of titles 1

through 11 inclusive and title 19 of article 17 and by sections 71-1929

and 71-1933 of this title shall not be construed to include any

violation which was caused by an act of God, war, strike, riot or other

catastrophe as to which negligence or willful misconduct on the part of

such person was not the proximate cause.

§ 71-1937 — Jurisdiction of courts in criminal cases

Jurisdiction of courts in criminal cases.

County courts shall have, in the first instance, jurisdiction of

felonies committed under titles 1 through 11 inclusive and title 19 of

article 17 and sections 71-1929 through 71-1939 of this article. Subject

to the power of removal provided in the Criminal Procedure Law, police

courts shall have, in the first instance, concurrent jurisdiction of

misdemeanors committed under titles 1 through 11 inclusive and title 19

of article 17 and sections 71-1929 through 71-1939 of this article. An

action before a justice of the peace shall be brought in the town in

which the offense was committed or an adjoining town and an action

before a county court shall be brought in the county in which the

offense was committed. A warrant shall be returnable before the

magistrate or county judge issuing the same.

§ 71-1939 — Local enforcement

Local enforcement.

1. The health commissioner of any county or part-county health

district or city is hereby authorized and empowered to bring an action

in any court of competent jurisdiction for the recovery of any penalty

provided in section 71-1929 for any violation of the provisions of

titles 1 through 11 inclusive and title 19 of article 17 and sections

71-1929 through 71-1939 of this article occurring in the district or

city in which such health commissioner has jurisdiction,

a. from a source described in subdivision 5 of section 17-0701, or

b. resulting from a failure to comply with the terms of a permit

issued by such county or city pursuant to subdivision 6 of section

17-0701. Such health commissioner may, in his discretion, compromise

any penalty sued for in such action at any stage thereof before

judgment.

2. Any penalty collected pursuant to this section shall be paid to the

district or city, except that any penalty for a violation resulting in

the killing of fish or shellfish shall be credited to the conservation

fund established by section 83 of the State Finance Law, and shall be

available for the uses and purposes of such fund.

3. a. The health commissioner of any county which has been approved by

the commissioner pursuant to section 17-1017 of this chapter to

administer and enforce a local law or ordinance related to the

provisions of title ten of article seventeen of this chapter is hereby

authorized and empowered to bring an action in any court of competent

jurisdiction for the recovery of any penalty provided in section 71-1929

of this title for any violation of title ten of article seventeen of

this chapter occurring in the county in which the county health

commissioner has jurisdiction.

b. All fines and penalties collected pursuant to this subdivision

shall be paid to the district or county, provided, however, that

one-quarter of such fines and penalties received shall be paid to the

general fund to the credit of the state purposes account.

4. Within three days after bringing any action authorized by this

section said health commissioner shall by registered mail serve upon the

Attorney General and the commissioner a copy of the summons and

complaint, if any, in such action, with a statement as to the date or

dates of service thereof upon the defendant or defendants, or, if a

complaint has not been served with the summons, a statement of the

particulars of the violation or violations upon which such action was

based. The Attorney General is hereby authorized to intervene in any

such action in order to protect the interests of the state.

§ 71-1941 — Penalties and liability for spills of bulk liquids

Penalties and liability for spills of bulk liquids.

1. Except where the owner of or a person in actual or constructive

possession or control of more than one thousand one hundred gallons, in

bulk, of any liquid including petroleum which, if released, would or

would be likely to pollute the lands or waters of the state including

the groundwaters thereof can prove that the entry or presence of any

part of such liquid onto such lands or into or in such waters causing or

contributing to a condition therein in contravention of the standards

adopted or deemed adopted by the water pollution control board or any of

its legal successors was caused solely by (A) an act of God, (B) an act

of war, (C) negligence on the part of the United States or New York

State Government or (D) an act or omission of a third party without

regard to whether any such act or omission was or was not negligent, or

any combination of the foregoing clauses, such owner or person shall be

liable for a penalty of not more than three thousand seven hundred fifty

dollars for an initial incident resulting in or contributing to such a

contravention and for an additional penalty not to exceed seven hundred

fifty dollars for each day during which such contravention or

contribution thereto continues, and in addition shall be liable to the

people of the state of New York for the actual costs incurred by or on

behalf of the people of the state for the removal or neutralization of

such liquid and for any and all reasonable measures taken or attempted

to reduce, limit or diminish the extent or effect of such contravention.

2. Such penalty or reimbursement or both due the people of the state

by reason of the liability provided in subdivision one of this section

may be assessed by the commissioner by order after a hearing or hearings

noticed and conducted and reviewable as provided in title nine of

article seventeen, or opportunity to be heard, or be recovered in an

action or actions brought by the attorney general.

3. In assessing the amount of any such penalty the commissioner or

court shall consider:

a. The type, extent and amount of damage which resulted from such

incident.

b. The degree of care taken by or on behalf of the party charged to

prevent the occurrence of the incident.

c. The efforts made by or on behalf of the party charged to reduce or

mitigate the damage which resulted from the incident.

§ 71-1943 — Enforcement of section 17-1743

Enforcement of section 17-1743.

Any person who fails to so notify the department of such release,

discharge or spill into the waters of the state as described in section

17-1743 of this chapter shall, upon conviction, be fined not more than

three thousand seven hundred fifty dollars or imprisoned for not more

than one year, or both.

§ 71-1945 — Enforcement of title 21 of article 17

Enforcement of title 21 of article 17.

1. Except as otherwise provided in this section, any person who

violates any provision of title 21 of article 17 of this chapter or any

rule, regulation or order issued thereunder shall be liable to the

people of the state for a civil penalty not to exceed five hundred

dollars for a first violation, and not to exceed one thousand dollars

for each subsequent violation, to be assessed by the commissioner after

a hearing or opportunity to be heard.

2. Any owner or owner's agent, or occupant of a household who violates

any provision of title 21 of article 17 of this chapter or any rule,

regulation or order issued thereunder shall, for a first violation be

issued a written warning and be provided educational materials. Upon a

second violation, the owner or owner's agent, or occupant of a household

shall be liable to the people of the state for a civil penalty not to

exceed one hundred dollars, and for any subsequent violations shall be

liable to the people of the state for a civil penalty not to exceed two

hundred fifty dollars. No owner or owner's agent of a household shall be

held liable for any violation by an occupant. Such penalties may be

assessed by the commissioner after a hearing or opportunity to be heard.

TITLE 21 Enforcement of Article 19 and Air Pollution Emergency Rules and Regulations

§ 71-2101 — Applicability of this title

Applicability of this title.

In addition to the provisions of section 71-0101 and 71-0301 and title

17 of this article, the provisions of this title shall be applicable to

the enforcement of article 19.

§ 71-2103 — Violations; civil liability

Violations; civil liability.

1. Except as provided in section 71-2113, any person who violates any

provision of article nineteen or any code, rule or regulation which was

promulgated pursuant thereto; or any order except an order directing

such person to pay a penalty by a specified date issued by the

commissioner pursuant thereto, shall be liable, in the case of a first

violation, for a penalty not less than five hundred dollars nor more

than eighteen thousand dollars for said violation and an additional

penalty of not to exceed fifteen thousand dollars for each day during

which such violation continues. In the case of a second or any further

violation, the liability shall be for a penalty not to exceed twenty-six

thousand dollars for said violation and an additional penalty not to

exceed twenty-two thousand five hundred dollars for each day during

which such violation continues. In addition thereto, such person may be

enjoined from continuing such violation as hereinafter provided.

2. The penalty provided for in subdivision 1 of this section shall be

recoverable in an action brought by the Attorney General.

3. An action or cause of action for the recovery of a penalty under

article 19 may be settled or compromised by the Attorney General after

proceedings are brought to recover such penalties prior to the entry of

judgment therefor.

4. Any fines collected for violations of section 19-0320 of this

chapter shall be deposited in the clean air fund, to the credit of the

mobile source account, in accordance with the provisions of section

ninety-seven-oo of the state finance law.

§ 71-2105 — Criminal liability for violations

Criminal liability for violations.

1. Except as provided in section 71-2113, any person who shall

wilfully violate any of the provisions of article 19 or any code, rule

or regulation promulgated pursuant thereto or any final determination or

order of the commissioner made pursuant to article 19 shall be guilty of

a misdemeanor, and, upon conviction thereof, shall be punished by a

fine, in the case of a first conviction, of not less than five hundred

dollars nor more than eighteen thousand dollars or by imprisonment for a

term of not more than one year, or by both such fine and imprisonment,

for each separate violation. If the conviction is for an offense

committed after the first conviction of such person under this

subdivision, such person shall be punished by a fine not to exceed

twenty-six thousand dollars, or by imprisonment, or by both such fine

and imprisonment. Each day on which such violation occurs shall

constitute a separate violation.

2. No prosecution under this section shall be instituted until after

final disposition of an appeal or review, if any, provided by section

19-0511.

3. All prosecutions under this section shall be instituted by the

commissioner and shall be conducted by the Attorney General in the name

of the people of the state of New York.

4. In the prosecution of any criminal proceeding under this section by

the Attorney General and, in any proceeding before a grand jury in

connection therewith, the Attorney General shall exercise all the powers

and perform all the duties which the District Attorney would otherwise

be authorized or required to exercise or perform, and in such a

proceeding the District Attorney shall exercise such powers and perform

such duties as are requested of him by the Attorney General.

§ 71-2107 — Injunctions

Injunctions.

It shall be the duty of the attorney general upon the request of the

commissioner to bring an action for an injunction against any person

violating a provision of article nineteen; any code, rule or regulation

promulgated pursuant thereto; or any order of the commissioner issued

pursuant thereto; provided, however, that the commissioner shall furnish

the attorney general with such material, evidentiary matter, or proof as

may be requested by the attorney general for the prosecution of such

action. In any action for injunction brought pursuant to this title, any

finding of the commissioner shall be prima facie evidence of the fact or

facts found therein.

§ 71-2109 — Emergencies excepted

Emergencies excepted.

The civil liabilities which shall be imposed pursuant to the

provisions of this title upon persons violating the provisions of any

code, rule or regulation shall not be so construed as to include any

violation which was caused by an act of God, war, strike, riot,

catastrophe or other condition as to which negligence or willful

misconduct on the part of such person was not the proximate cause.

§ 71-2111 — Enforcement of air pollution emergency rules and regulations

Enforcement of air pollution emergency rules and regulations.

Any person who violates any of the provisions of any regulation

promulgated by the commissioner under authority of paragraph y of

subdivision one of section 3-0301 shall be liable for a civil penalty of

not more than twenty-five hundred dollars for each such violation and an

additional penalty of not more than five hundred dollars for each day

during which such violation continues, and, in addition thereto, such

persons may be enjoined from continuing such violation. Penalties and

injunctive relief provided herein shall be recoverable in an action

brought by the attorney general at the request and in the name of the

commissioner.

§ 71-2113 — Violations of section 19-0304 of article 19 of this chapter

Violations of section 19-0304 of article 19 of this chapter.

1. Civil and administrative sanctions. Any person who violates any of

the provisions of, or who fails to perform any duty imposed by section

19-0304 of this chapter, or any rule or regulation promulgated pursuant

thereto, or any term or condition of any certificate or permit issued

pursuant thereto, or any final determination or order of the

commissioner made pursuant to article 19 of this chapter concerning a

violation of section 19-0304 of this chapter shall be liable in the case

of a first violation, for a civil penalty not to exceed thirty-seven

thousand five hundred dollars and an additional penalty of not more than

thirty-seven thousand five hundred dollars for each day during which

such violation continues, to be assessed by the commissioner after an

opportunity to be heard pursuant to the provisions of section 71-1709 of

this article, or by the court in any action or proceeding pursuant to

section 71-2107 of this title, and, in addition thereto, such person may

by similar process be enjoined from continuing such violation and any

permit or certificate issued to such person may be revoked or suspended

or a pending renewal application denied. In the case of a second and any

further violation, the liability shall be for a civil penalty not to

exceed seventy-five thousand dollars for each such violation and an

additional penalty not to exceed seventy-five thousand dollars for each

day during which such violation continues.

2. Criminal sanctions. Any person who, having any of the culpable

mental states defined in section 15.05 of the penal law, shall violate

any of the provisions of or who fails to perform any duty imposed by

section 19-0304 of this chapter, or any rules and regulations

promulgated pursuant thereto, or any term or condition of any

certificate or permit issued pursuant thereto, or any final

determination or order of the commissioner made pursuant to article 19

of this chapter concerning a violation of section 19-0304 of this

chapter shall be guilty of a misdemeanor and, upon conviction thereof,

shall for a first conviction be punished by a fine not to exceed

thirty-seven thousand five hundred dollars per day of violation or by

imprisonment for a term of not more than one year, or both such fine and

imprisonment. If the conviction is for an offense committed after a

first conviction of such person under this subdivision, punishment shall

be by a fine not to exceed seventy-five thousand dollars per day of

violation, or by imprisonment for not more than two years or by both

such fine and imprisonment.

§ 71-2115 — Penalty assessment criteria

Penalty assessment criteria.

In determining the amount of any fine, penalty or sentence imposed

pursuant to this title, the commissioner or the court shall take into

consideration any evidence introduced by a party regarding the economic

impact of a penalty on a business, the compliance history of a violator,

good faith efforts of a violator to comply, any economic benefit

obtained from noncompliance, the amount of risk or damage to public

health or the environment caused by a violator, whether the violation

was procedural in nature, or such other factors as justice may require.

TITLE 22 Enforcement of Title 23 of Article 23

§ 71-2201 — Enforcement of title 23 of article 23 of this chapter

Enforcement of title 23 of article 23 of this chapter.

Administrative and civil sanctions. 1. Any person who violates any of

the provisions of, or who fails to perform any duty imposed by title 23

of article 23 except the duty to accept used oil pursuant to section

23-2307 or any person subject to section 23-2308 or any rule or

regulation promulgated pursuant thereto, or any term or condition of any

certificate or permit issued pursuant thereto, or any final

determination or order of the commissioner made pursuant to this section

shall be liable for a civil penalty not to exceed one thousand dollars

for each such violation and an additional penalty of not more than five

hundred dollars for each day during which such violation continues, to

be assessed by the commissioner after a hearing or opportunity to be

heard pursuant to the provisions of section 71-1709 of this chapter,

and, in addition thereto, such person may by similar process be enjoined

from continuing such violation and any permit or certificate issued to

such person may be revoked or suspended or a pending renewal application

denied.

2. Any person who refuses to accept used oil as required pursuant to

subdivision two of section 23-2307 shall be liable for a civil penalty

not to exceed one hundred dollars.

3. Any person who violates any provision of section 23-2308 of this

chapter shall be subject to a civil penalty not to exceed two hundred

fifty dollars for each violation.

4. Notwithstanding any other provision of law, any person who shall

violate the provisions of paragraph (c) of subdivision one of section

23-2307 or paragraph (d) of subdivision two of section 23-2307 of this

chapter shall be liable for a civil penalty of not more than five

hundred dollars, and an additional civil penalty of not more than five

hundred dollars for each day during which such violation continues, not

to exceed ten thousand dollars.

TITLE 23 Enforcement of Article 24

§ 71-2301 — Applicability of title

Applicability of title.

In addition to the provisions of sections 71-0101, 71-0301 and title

five of this article, the provisions of this title shall be applicable

to the enforcement of article twenty-four of this chapter.

§ 71-2303 — Violation; penalties

Violation; penalties.

1. Civil sanctions. a. Any person who violates, disobeys or disregards

any provision of article twenty-four, including title five and section

24-0507 thereof or any rule or regulation, local law or ordinance,

permit or order issued pursuant thereto, shall be liable to the people

of the state for a civil penalty of not to exceed eleven thousand

dollars for every such violation, to be assessed, after a hearing or

opportunity to be heard upon due notice and with the rights to

specification of the charges and representation by counsel at such

hearing, by the commissioner or local government or in an action

initiated by the attorney general pursuant to section 71-2305 of this

title or on the attorney general's own initiative. Each violation shall

be a separate and distinct violation and, in the case of a continuing

violation, each day's continuance thereof shall be deemed a separate and

distinct violation. Such penalty assessed by the commissioner or local

government may be recovered in an action brought by the attorney general

at the request and in the name of the commissioner or local government

in any court of competent jurisdiction. Such civil penalty may be

released or compromised by the commissioner or local government before

the matter has been referred to the attorney general; and where such

matter has been referred to the attorney general, any such penalty may

be released or compromised and any action commenced to recover the same

may be settled and discontinued by the attorney general with the consent

of the commissioner or local government. In addition, the commissioner

or local government shall have power, following a hearing held in

conformance with the procedures set forth in section 71-1709 of this

article, to direct the violator to cease violating the act and to

restore the affected freshwater wetland to its condition prior to the

violation, insofar as that is possible within a reasonable time and

under the supervision of the commissioner or local government. Any such

order of the commissioner or local government shall be enforceable in an

action brought by the attorney general at the request and in the name of

the commissioner or local government in any court of competent

jurisdiction. Any civil penalty or order issued by the commissioner or

local government pursuant to this subdivision shall be reviewable in a

proceeding pursuant to article seventy-eight of the civil practice law

and rules.

b. Upon determining that significant damage to the functions and

benefits of a freshwater wetland is occurring or is imminent as a result

of any violation of article twenty-four of this chapter, including but

not limited to (i) activity taking place requiring a permit under

article twenty-four of this chapter but for which no permit has been

granted or (ii) failure on the part of a permittee to adhere to permit

conditions, the commissioner or local government shall have power to

direct the violator to cease and desist from violating the act. In such

cases the violator shall be provided an opportunity to be heard within

ten days of receipt of the notice to cease and desist.

2. Criminal sanctions. Any person who violates any provision of

article twenty-four of this chapter, including any rule or regulation,

local law or ordinance, permit or order issued pursuant thereto, shall,

in addition, for the first offense, be guilty of a violation punishable

by a fine of not less than two thousand nor more than five thousand

dollars; for a second and each subsequent offense he shall be guilty of

a misdemeanor punishable by a fine of not less than four thousand nor

more than ten thousand dollars or a term of imprisonment of not less

than fifteen days nor more than six months or both. In addition to these

punishments, any offender may be punishable by being ordered by the

court to restore the affected freshwater wetland or adjacent area to its

condition prior to the offense, insofar as that is possible. The court

shall specify a reasonable time for the completion of such restoration,

which shall be effected under the supervision of the commissioner or

local government. Each offense shall be a separate and distinct offense

and, in the case of a continuing offense, each day's continuance thereof

shall be deemed a separate and distinct offense.

3. All fines collected pursuant to this section shall be paid into the

environmental protection fund established pursuant to section

ninety-two-s of the state finance law.

§ 71-2305 — Enforcement

Enforcement.

1. The attorney general, upon their own initiative or upon complaint

of the commissioner or local government, shall prosecute persons alleged

to have violated article twenty-four of this chapter.

2. The commissioner or local government shall have the right to seek

equitable relief to restrain any violation or threatened violation of

any provisions of article twenty-four.

3. In exercising its authority pursuant to title eight of article

twenty-four of this chapter, the Adirondack park agency shall have

authority to exercise the powers of the commissioner to enforce article

twenty-four set forth in this title; provided, however, that nothing

herein contained shall empower the agency to exercise the powers granted

the commissioner by section 71-0525 of this article.

§ 71-2307 — Abatement of pollution

Abatement of pollution.

Where any freshwater wetlands have been damaged or endangered by

pollution or are subject to pollution, the commissioner shall take all

appropriate action to abate the pollution. The commissioner may restrict

or order cessation of solid waste disposal, deep well disposal, or

liquid waste disposal where such is polluting a given freshwater

wetland.

TITLE 25 Enforcement of Article 25

§ 71-2501 — Applicability of this title

Applicability of this title.

The provisions of this title shall be applicable to the enforcement of

article twenty-five.

§ 71-2503 — Violation; penalties

Violation; penalties.

1. Administrative sanctions.

a. Any person who violates, disobeys or disregards any provision of

article twenty-five shall be liable to the people of the state for a

civil penalty of not to exceed ten thousand dollars for every such

violation, to be assessed, after a hearing or opportunity to be heard,

by the commissioner. Each violation shall be a separate and distinct

violation and, in the case of a continuing violation, each day's

continuance thereof shall be deemed a separate and distinct violation.

The penalty may be recovered in an action brought by the commissioner in

any court of competent jurisdiction. Such civil penalty may be released

or compromised by the commissioner before the matter has been referred

to the attorney general; and where such matter has been referred to the

attorney general, any such penalty may be released or compromised and

any action commenced to recover the same may be settled and discontinued

by the attorney general with the consent of the commissioner.

b. Upon determining that significant damage to the functions and

benefits of tidal wetlands is occurring or is imminent as a result of

any violation of article twenty-five, including but not limited to (i)

activity taking place requiring a permit under article twenty-five but

for which no permit has been granted or (ii) failure on the part of a

permittee to adhere to permit conditions, the commissioner shall have

power to direct the violator to cease and desist from violating the act.

In such cases the violator shall be provided an opportunity to be heard

within ten days of receipt of the notice to cease and desist.

c. Following a hearing held pursuant to section 71-1709 of this

article, the commissioner shall have power to direct the violator to

cease and desist from violating the act and to restore the affected

tidal wetland or area immediately adjacent thereto to its condition

prior to the violation, insofar as that is possible within a reasonable

time and under the supervision of the commissioner. Any order of the

commissioner shall be enforceable in an action brought by the

commissioner in any court of competent jurisdiction. Any civil penalty

or order issued by the commissioner under this subdivision shall be

reviewable in a proceeding under article seventy-eight of the civil

practice law and rules.

2. Criminal sanctions. Any person who violates any provision of

article twenty-five shall, in addition, for the first offense, be guilty

of a violation punishable by a fine of not less than five hundred nor

more than five thousand dollars; for a second and each subsequent

offense such person shall be guilty of a misdemeanor punishable by a

fine of not less than one thousand nor more than ten thousand dollars or

a term of imprisonment of not less than fifteen days nor more than six

months or both. In addition to or instead of these punishments, any

offender shall be punishable by being ordered by the court to restore

the affected tidal wetland or area immediately adjacent thereto to its

condition prior to the offense, insofar as that is possible. The court

shall specify a reasonable time for the completion of the restoration,

which shall be effected under the supervision of the commissioner. Each

offense shall be a separate and distinct offense and, in the case of a

continuing offense, each day's continuance thereof shall be deemed a

separate and distinct offense.

3. The proceeds of any penalty or fine assessed under this section

shall be deposited to the credit of the marine resources account of the

conservation fund.

§ 71-2505 — Enforcement

Enforcement.

The attorney general, on his own initiative or at the request of the

commissioner, shall prosecute persons who violate article twenty-five.

In addition the attorney general, on his own initiative or at the

request of the commissioner, shall have the right to recover a civil

penalty of up to ten thousand dollars for every violation of any

provision of such article, and to seek equitable relief to restrain any

violation or threatened violation of such article and to require the

restoration of any affected tidal wetland or area immediately adjacent

thereto to its condition prior to the violation, insofar as that is

possible, within a reasonable time and under the supervision of the

commissioner. In the case of a continuing violation, each day's

continuance thereof shall be deemed a separate and distinct violation.

§ 71-2507 — Pollution of tidal wetlands

Pollution of tidal wetlands.

Where any tidal wetlands are subject to pollution, the commissioner

and attorney general shall take all appropriate action to abate the

pollution. In addition, the commissioner may restrict or order cessation

of solid waste disposal, deep well disposal, or liquid waste disposal

where such is polluting a given area of tidal wetland. Where pesticides,

chemical products, or fertilizer residues are the polluting agents, the

commissioner shall confer with other appropriate public officials to

limit the use of such substances at their source; after appropriate

consultations, the commissioner may make such rules and regulations as

he deems necessary under section 3-0301 of the environmental

conservation law.

TITLE 27 Enforcement of Article 27 and Article 71

§ 71-2701 — Applicability of title

Applicability of title.

In addition to the provisions of sections 71-0101 and 71-0301 of this

article, the provisions of this title shall be applicable to the

enforcement of article 27 and to this title.

§ 71-2702 — Definitions

Definitions.

As used in section 27-0914 of this chapter, and this title, the

following terms shall have the following meanings:

1. "Hazardous wastes" means:

(a) Those wastes identified or listed in regulations promulgated

pursuant to section 27-0903 of this chapter and all amendments thereto;

(b) Acute hazardous wastes and;

(c) Waste oils, including but not limited to, used engine lubricating

oil, fuel oil, motor oil, gear oil, cutting oil, transmission fluid,

hydraulic fluid, dielectric fluid, oil storage tank residue, animal oil,

and vegetable oil, which have been contaminated by physical or chemical

impurities, through use or accident, and have not been subsequently

rerefined, and which fail one or more of the characteristic tests listed

in regulations promulgated pursuant to section 27-0903 of this chapter

and all amendments thereto or which contain any waste identified or

listed in regulations promulgated pursuant to section 27-0903 of this

chapter and all amendments thereto.

2. "Acute hazardous wastes" means those wastes identified or listed as

"acute hazardous wastes" in regulations promulgated pursuant to section

27-0903 of this chapter and all amendments thereto.

3. "Authorization" means the possession, where required, of a valid

license, permit or certificate issued by an agency of the state of New

York or the federal government or an order issued by the commissioner or

the administrator of the federal environmental protection agency under

applicable statutes, rules or regulations regarding the possession or

release of hazardous or acutely hazardous wastes or substances hazardous

or acutely hazardous to public health, safety or the environment or

otherwise engaging in conduct which is exempt under applicable statutes,

rules or regulations from the requirements of possessing such a license,

permit, certificate or order.

4. "Site of generation" means premises where hazardous wastes are

produced, used, or stored pursuant to authorization or registration

under the federal solid waste disposal act or under article twenty-seven

of this chapter, and all contiguous property owned or leased by the

owner or lessor of said premises, including contiguous property which

may be otherwise divided by a public or private right-of-way, provided

the entrance and exit between the properties is at a crossroads

intersection, and access is by crossing as opposed to going along the

right-of-way, and non-contiguous property owned or leased by the owner

or lessor of said premises, but connected by a right-of-way which he

controls and to which the public does not have access.

5. "Disposal" means the discharge, deposit, injection, dumping,

spilling, leaking or placing of any substance so that such substance or

any related constituent thereof may enter the environment, or the

abandonment of any substance. Disposal also means the thermal

destruction of waste or hazardous waste and the burning of such wastes

as fuel for the purpose of recovering useable energy.

6. "Primary water supply" means a body of surface water, fresh or

saline or water in a saturated zone or stratum beneath the surface of

land or water, best usage of which includes being used for drinking,

culinary or food processing, including potable mineral waters, and so

classified in regulations promulgated pursuant to section 15-0313 or

17-0301 of this chapter, as amended.

7. "Water" includes lakes, bays, ponds, rivers, streams, and other

waters as further defined in subdivision two of section 17-0105 of this

chapter.

8. "Pound" means an avoirdupois pound.

9. "Gallon" means a unit of liquid capacity equal to two hundred

thirty-one cubic inches or four quarts.

10. "Substance hazardous to public health, safety or the environment"

means any substance which:

(a) is identified or listed as a hazardous waste in regulations

promulgated pursuant to section 27-0903 of this chapter and all

amendments thereto, regardless of whether at the time of release the

substance was actually a waste; or

(b) appears on the list in regulations promulgated pursuant to

paragraph (a) of subdivision one of section 37-0103 of this chapter and

all amendments thereto.

11. "Substance acutely hazardous to public health, safety or the

environment" means any substance which:

(a) is listed as an acute hazardous waste in regulations promulgated

pursuant to section 27-0903 of this chapter and all amendments thereto,

regardless of whether at the time of release the substance was actually

a waste; or

(b) appears on the list in regulations promulgated pursuant to

paragraph (b) of subdivision one of section 37-0103 of this chapter and

all amendments thereto.

12. "Environment" means any water, water vapor, any land including

land surface or subsurface, air, fish, wildlife, biota, and all other

natural resources.

13. "Release" means any pumping, pouring, emitting, emptying, or

leaching, directly or indirectly, of a substance so that the substance

or any related constituent thereof, or any degradation product of such a

substance or of a related constituent thereof, may enter the

environment, or the disposal of any substance.

14. "Abandonment" means the intentional relinquishment or forsaking of

all possession or control of any substance. In any prosecution under

this title, it is an affirmative defense to an allegation of abandonment

that the defendant surrendered possession or control of such substance

to another party who knowingly and voluntarily consented to assume such

possession or control.

15. For the purposes of section 27-3101 of this chapter and

subdivision five of section 71-2712, subdivisions seven, eight and nine

of section 71-2713 and subdivision three of section 71-2714 of this

title:

(a) "construction and demolition debris" shall mean waste resulting

from construction, remodeling, repair and demolition of structures,

buildings and roads, including but not limited to excavated material.

Construction and demolition debris shall not include, even if generated

from construction, remodeling, repair and demolition activities,

municipal solid waste and such other materials that may be listed for

exclusion from this definition pursuant to regulations promulgated by

the department.

(b) "excavated material" means excess soil, rock, fill, or other

material excavated during construction or maintenance activities. "Fill"

shall include soil or other granular, compactible material that is

authorized for use pursuant to regulations promulgated by the

department.

§ 71-2703 — Violations of title 3 or 7 of article 27 of this chapter

Violations of title 3 or 7 of article 27 of this chapter.

1. Civil and administrative sanctions. a. Any person who violates any

of the provisions of, or who fails to perform any duty imposed by title

3 or 7 of article 27 of this chapter or any rule or regulation

promulgated pursuant thereto, or any term or condition of any

certificate or permit issued pursuant thereto, or any final

determination or order of the commissioner made pursuant to this title

shall be liable for a civil penalty not to exceed seven thousand five

hundred dollars for each such violation and an additional penalty of not

more than one thousand five hundred dollars for each day during which

such violation continues, to be assessed by the commissioner after an

opportunity to be heard pursuant to the provisions of section 71-1709 of

this article, or by the court in any action or proceeding pursuant to

section 71-2727 of this title, and, in addition thereto, such person may

by similar process be enjoined from continuing such violation and any

permit or certificate issued to such person may be revoked or suspended

or a pending renewal application denied.

b. i. Any person who violates any of the provisions of, or who fails

to perform any duty imposed by, title 3 or 7 of article 27 of this

chapter, or any rule or regulation promulgated pursuant thereto, or any

term or condition of any certificate or permit issued pursuant thereto

and thereby causes the release of solid waste into the environment,

shall be liable for a civil penalty not to exceed eleven thousand two

hundred fifty dollars for each such violation and an additional penalty

of not more than eleven thousand two hundred fifty dollars for each day

during which such violation continues, to be assessed by the

commissioner after an opportunity to be heard pursuant to the provisions

of section 71-1709 of this article, or by the court in any action or

proceeding pursuant to section 71-2727 of this title, and, in addition

thereto, such person may by similar process be enjoined from continuing

such violation and any permit or certificate issued to such person may

be revoked or suspended or a pending renewal application denied.

ii. Any person who violates any of the provisions of, or who fails to

perform any duty imposed by, title 3 or 7 of article 27 of this chapter,

or any rule or regulation promulgated pursuant thereto, or any term or

condition of any certificate or permit issued pursuant thereto and

thereby causes the release of more than ten cubic yards of solid waste

into the environment, shall be liable for a civil penalty not to exceed

twenty-two thousand five hundred dollars for each such violation and an

additional penalty of not more than twenty-two thousand five hundred

dollars for each day during which such violation continues, to be

assessed by the commissioner after an opportunity to be heard pursuant

to the provisions of section 71-1709 of this article, or by the court in

any action or proceeding pursuant to section 71-2727 of this title, and,

in addition thereto, such person may by similar process be enjoined from

continuing such violation and any permit or certificate issued to such

person may be revoked or suspended or a pending renewal application

denied.

c. The court in any action or proceeding pursuant to section 71-2727

of this chapter may exercise all powers exercisable by the commissioner.

2. Criminal sanctions. a. Any person who, having any of the culpable

mental states defined in section 15.05 of the penal law, shall violate

any of the provisions of or who fails to perform any duty imposed by

title 3 or 7 of article 27 of this chapter, or any rules and regulations

promulgated pursuant thereto, or any final determination or order of the

commissioner made pursuant to this title shall be guilty of a violation

and, upon conviction thereof, shall be punished by a fine of not less

than one thousand five hundred dollars nor more than fifteen thousand

dollars per day of violation or by imprisonment for not more than

fifteen days or by both such fine and imprisonment.

b. i. Any person who shall violate paragraph a of this subdivision and

thereby causes or attempts to cause the release of more than ten cubic

yards of solid waste into the environment shall be guilty of a class B

misdemeanor and, upon conviction thereof, shall be punished by a fine of

not less than three thousand seven hundred fifty dollars per day nor

more than twenty-two thousand five hundred dollars per day of violation,

or by imprisonment for a term in accordance with the penal law, or by

both such fine and imprisonment.

ii. Any person who shall violate paragraph a of this subdivision and

thereby causes or attempts to cause the release of more than ten cubic

yards of solid waste into the environment, after having been convicted

of a violation of this subdivision within the preceding five years,

shall be guilty of a class A misdemeanor and, upon conviction thereof,

shall be punished by a fine of not less than three thousand seven

hundred fifty dollars per day nor more than thirty-seven thousand five

hundred dollars per day of violation, or by imprisonment for a term in

accordance with the penal law, or by both such fine and imprisonment.

c. i. Any person who shall violate paragraph a of this subdivision and

thereby causes or attempts to cause the release of more than seventy

cubic yards of solid waste into the environment shall be guilty of a

class A misdemeanor and, upon conviction thereof, shall be punished by a

fine of not less than three thousand seven hundred fifty dollars per day

nor more than thirty-seven thousand five hundred dollars per day of

violation, or by imprisonment for a term in accordance with the penal

law, or by both such fine and imprisonment.

ii. Any person who shall violate paragraph a of this subdivision and

thereby causes or attempts to cause the release of more than seventy

cubic yards of solid waste into the environment, after having been

convicted of a violation of this subdivision within the preceding five

years, shall be guilty of a class E felony and, upon conviction thereof,

shall be punished by a fine of not less than seven thousand five hundred

dollars per day nor more than seventy-five thousand dollars per day of

violation, or by imprisonment for a term in accordance with the penal

law, or by both such fine and imprisonment.

3. Additional sanctions. Any person who violates any of the provisions

of, or who fails to perform any duty imposed by title 7 of article 27,

with regard to the construction and operation of facilities for the

disposal of construction and demolition debris or any rule or regulation

promulgated pursuant thereto, or any term or condition of any

certificate or permit issued pursuant thereto or any final determination

or order of the commissioner made pursuant to this title shall be liable

for a civil penalty not to exceed fifteen thousand dollars and each day

of such deposition shall constitute a separate violation and said civil

penalty is in addition to any other fines or penalties which may be

applied pursuant to this title.

4. Definition. As used in this section, the following term shall have

the following meaning "release" means any pumping, pouring, emitting,

emptying, discharge, deposit, injection, dumping, spilling or placing of

a substance.

5. Penalty assessment criteria. In determining the amount of any fine,

penalty or sentence imposed pursuant to this section, the commissioner

or the court shall take into consideration any evidence introduced by a

party regarding the economic impact of a penalty on a business, the

compliance history of a violator, good faith efforts of a violator to

comply, any economic benefit obtained from noncompliance, the amount of

risk or damage to public health or the environment caused by a violator,

whether the violation was procedural in nature, or such other factors as

justice may require.

§ 71-2705 — Violations of titles 9, 11 and 13 of article 27 of this chapter

Violations of titles 9, 11 and 13 of article 27 of this

chapter.

1. Civil and administrative sanctions. Any person who violates any of

the provisions of, or who fails to perform any duty imposed by titles 9,

11 and 13 of article 27 or any rule or regulation promulgated pursuant

thereto, or any term or condition of any certificate or permit issued

pursuant thereto, or any final determination or order of the

commissioner made pursuant to this title shall be liable in the case of

a first violation, for a civil penalty not to exceed sixty-five thousand

dollars and an additional penalty of not more than sixty-five thousand

dollars for each day during which such violation continues, to be

assessed by the commissioner after an opportunity to be heard pursuant

to the provisions of section 71-1709 of this article, or by the court in

any action or proceeding pursuant to section 71-2727 of this title, and,

in addition thereto, such person may by similar process be enjoined from

continuing such violation and any permit or certificate issued to such

person may be revoked or suspended or a pending renewal application

denied. In the case of a second and any further violation, the liability

shall be for a civil penalty not to exceed one hundred twenty-five

thousand dollars for each such violation and an additional penalty not

to exceed one hundred twenty-five thousand dollars for each day during

which such violation continues.

2. Criminal sanctions. Any person who, having any of the culpable

mental states defined in section 15.05 of the penal law, shall violate

any of the provisions of or who fails to perform any duty imposed by

titles 9, 11 and 13 of article 27 or any rules and regulations

promulgated pursuant thereto, or any term or condition of any

certificate or permit issued pursuant thereto, or any final

determination or order of the commissioner made pursuant to this title

shall be guilty of a misdemeanor and, upon conviction thereof, shall for

a first conviction be punished by a fine not to exceed sixty-five

thousand dollars per day of violation or by imprisonment for a term of

not more than one year, or both such fine and imprisonment. If the

conviction is for an offense committed after a first conviction of such

person under this subdivision, punishment shall be by a fine not to

exceed one hundred twenty-five thousand dollars per day of violation, or

by imprisonment for not more than two years or by both such fine and

imprisonment.

§ 71-2706 — Enforcement of section 27-1311

Enforcement of section 27-1311.

Any person not subject to subdivision four of section seventy-four of

the public officers law, who knowingly and willfully discloses

confidential information which is entitled to protection under article

six of the public officers law and section 27-1311 of this chapter shall

be guilty of a misdemeanor.

§ 71-2707 — Unlawful possession of hazardous wastes in the second degree

Unlawful possession of hazardous wastes in the second degree.

No person shall:

1. Knowingly possess more than one hundred gallons or one thousand

pounds, whichever is less, of an aggregate weight or volume of hazardous

wastes at a place other than the site of generation; or

2. Recklessly possess more than two hundred gallons or two thousand

pounds, whichever is less, of an aggregate weight or volume of hazardous

wastes at a place other than the site of generation.

Unlawful possession of hazardous wastes in the second degree is a

class E felony.

§ 71-2709 — Unlawful possession of hazardous wastes in the first degree

Unlawful possession of hazardous wastes in the first degree.

No person shall:

1. Knowingly possess acute hazardous wastes at a place other than the

site of generation; or

2. Knowingly possess more than fifteen hundred gallons or fifteen

thousand pounds, whichever is less, of an aggregate weight or volume of

hazardous wastes at a place other than the site of generation; or

3. Recklessly possess more than twenty-five hundred gallons or

twenty-five thousand pounds, whichever is less, of an aggregate weight

or volume of hazardous wastes at a place other than the site of

generation.

Unlawful possession of hazardous waste in the first degree is a class

D felony.

§ 71-2710 — Endangering public health, safety or the environment in the fifth degree

Endangering public health, safety or the environment in the

fifth degree.

A person is guilty of endangering public health, safety or the

environment in the fifth degree when with criminal negligence he engages

in conduct which causes the release of more than five gallons or fifty

pounds, whichever is less, of an aggregate weight or volume of a

substance hazardous to public health, safety or the environment.

Endangering public health, safety or the environment in the fifth

degree is a class B misdemeanor.

§ 71-2711 — Endangering public health, safety or the environment in the fourth degree

Endangering public health, safety or the environment in the

fourth degree.

A person is guilty of endangering public health, safety or the

environment in the fourth degree when:

1. With criminal negligence, he engages in conduct which causes the

release of a substance acutely hazardous to public health, safety or the

environment; or

2. With criminal negligence, he engages in conduct which causes the

release of more than one hundred gallons or one thousand pounds,

whichever is less, of an aggregate weight or volume of a substance

hazardous to public health, safety or the environment; or

3. He knowingly or recklessly engages in conduct which causes the

release of a substance hazardous to public health, safety or the

environment.

Endangering public health, safety or the environment in the fourth

degree is a class A misdemeanor.

§ 71-2712 — Endangering public health, safety or the environment in the third degree

Endangering public health, safety or the environment in the

third degree.

A person is guilty of endangering public health, safety or the

environment in the third degree when:

1. He recklessly engages in conduct which causes the release of a

substance acutely hazardous to public health, safety or the environment;

or

2. He recklessly engages in conduct which causes the release of more

than two hundred gallons or two thousand pounds, whichever is less, of

an aggregate weight or volume of a substance hazardous to public health,

safety or the environment; or

3. He recklessly engages in conduct which causes the release of more

than one hundred gallons or one thousand pounds, whichever is less, of

an aggregate weight or volume of a substance hazardous to public health,

safety or the environment and such release creates a substantial risk

of physical injury to any person who is not a participant in the crime;

or

4. He or she knowingly engages in conduct which causes the release of

more than one hundred gallons or one thousand pounds, whichever is less,

of an aggregate weight or volume of a substance hazardous to public

health, safety or the environment; or

5. With intent to dispose of construction and demolition debris, he or

she intentionally engages in conduct that causes the unlawful disposal

or release of either ten cubic yards or more, or twenty thousand pounds

or more, of construction and demolition debris, as defined in section

71-2702 of this title.

Endangering public health, safety or the environment in the third

degree is a class E felony.

§ 71-2713 — Endangering public health, safety or the environment in the second degree

Endangering public health, safety or the environment in the

second degree.

A person is guilty of endangering public health, safety or the

environment in the second degree when:

1. He knowingly engages in conduct which causes the release of a

substance hazardous to public health, safety or the environment and such

release causes physical injury to any person who is not a participant in

the crime; or

2. He knowingly engages in conduct which causes the release of a

substance acutely hazardous to public health, safety or the environment

or the release of a substance which at the time of the conduct he knows

to meet any of the criteria set forth in paragraph (b) of subdivision

one of section 37-0103 of this chapter; or

3. He knowingly engages in conduct which causes the release of more

than one thousand five hundred gallons or fifteen thousand pounds,

whichever is less, of an aggregate weight or volume of a substance

hazardous to public health, safety or the environment; or

4. He recklessly engages in conduct which causes the release of a

substance acutely hazardous to public health, safety or the environment

and such release causes physical injury to any person who is not a

participant in the crime; or

5. He knowingly engages in conduct which causes the release of more

than one hundred gallons or one thousand pounds, whichever is less, of

an aggregate weight or volume of a substance hazardous to public health,

safety or the environment and such substance enters water; or

6. He or she knowingly or recklessly engages in conduct which causes

the release of a substance hazardous to public health, safety or the

environment and such substance enters a primary water supply; or

7. With intent to dispose of construction and demolition debris, he or

she intentionally engages in conduct that causes the unlawful disposal

or release of either seventy cubic yards or more, or one hundred forty

thousand pounds or more, of construction and demolition debris, as

defined in section 71-2702 of this title; or

8. With intent to dispose of a hazardous substance on the property of

another he or she intentionally engages in conduct that causes the

unlawful disposal or release of a hazardous substance; or

9. He or she recklessly disposes of any acutely hazardous substance on

any property.

Endangering public health, safety or the environment in the second

degree is a class D felony.

§ 71-2714 — Endangering public health, safety or the environment in the first degree

Endangering public health, safety or the environment in the

first degree.

A person is guilty of endangering public health, safety or the

environment in the first degree when:

1. He intentionally engages in conduct which causes the release of a

substance acutely hazardous to public health, safety or the environment

or the release of a substance which at the time of the conduct he knows

to meet any of the criteria set forth in paragraph (b) of subdivision

one of section 37-0103 of this chapter when he is aware that such

conduct creates a substantial risk of serious physical injury to any

person who is not a participant in the crime; or

2. He or she knowingly engages in conduct which causes the release of

a substance acutely hazardous to public health, safety or the

environment or the release of a substance which at the time of the

conduct he or she knows to meet any of the criteria set forth in

paragraph (b) of subdivision one of section 37-0103 of this chapter and

such release causes physical injury to any person who is not a

participant in the crime;

3. With intent to dispose of an acutely hazardous substance, he or she

intentionally engages in conduct that causes the unlawful disposal or

release of an acutely hazardous substance on any property.

Endangering public health, safety or the environment in the first

degree is a class C felony.

§ 71-2715 — Unlawful dealing in hazardous wastes in the second degree

Unlawful dealing in hazardous wastes in the second degree.

No person shall:

1. With intent that another person possess or dispose of hazardous

wastes without authorization, solicit, request, command, importune or

otherwise attempt to cause such other person to engage in such conduct;

or

2. Believing it probable that he is rendering aid to a person who

intends to possess or dispose of hazardous wastes without authorization,

engage in conduct which provides such person with the means or

opportunity for the commission thereof and which in fact aids such

person to commit such act.

Unlawful dealing in hazardous waste in the second degree is a class A

misdemeanor.

§ 71-2717 — Unlawful dealing in hazardous wastes in the first degree

Unlawful dealing in hazardous wastes in the first degree.

No person shall:

1. Remove, assist in the removal, or make available for removal, more

than one hundred gallons or one thousand pounds, whichever is less, of

an aggregate weight or volume of hazardous wastes intending that such

wastes are to be possessed or disposed of by a person who does not have

authorization; or

2. Solicit, agree to receive or receive a benefit for possession or

disposal of hazardous wastes intending that the possession or disposal

is to be done without authorization; or

3. Offer, agree to confer, confer upon another or authorize or direct

anyone to offer, agree to confer or confer upon another a benefit for

possession or disposal of hazardous wastes intending that the person who

is to perform such possession or disposal does not have authorization.

Unlawful dealing in hazardous waste in the first degree is a class E

felony.

§ 71-2719 — Presumptions

Presumptions.

1. Possession of fifteen hundred gallons or fifteen thousand pounds,

whichever is less, of an aggregate weight or volume of hazardous wastes

or substances hazardous to public health, safety or the environment,

shall be presumptive evidence of knowledge on the part of the person in

possession that the material is a hazardous waste or a substance

hazardous to public health, safety or the environment; and

2. Possession of five gallons or fifty pounds, whichever is less, of

an aggregate weight or volume of acute hazardous wastes or substances

acutely hazardous to public health, safety or the environment shall be

presumptive evidence of knowledge on the part of the person in

possession that the material is an acute hazardous waste or a substance

acutely hazardous to public health, safety or the environment.

§ 71-2720 — Exemption

Exemption.

1. For activities requiring a New York state or federal license,

permit or certificate or which are subject to an order of the

commissioner or the administrator of the federal environmental

protection agency, the provisions of sections 71-2707 through 71-2714 of

this chapter shall not apply to persons who possess and whose conduct is

subject to and in compliance with such a valid license, permit,

certificate or order or to persons whose conduct has been granted

interim status pursuant to the federal solid waste disposal act as

amended by the resource conservation and recovery act of 1976 (42 U.S.C.

sec. 6901 et seq.) or pursuant to article 27 of this chapter or the

rules and regulations promulgated thereunder.

2. In addition, no person who meets the requirements for an exemption

from a New York state or federal license, permit, certificate or order

shall be deemed in violation of sections 71-2707 through 71-2714 for

engaging in conduct which would otherwise require such a license,

permit, certificate or order.

3. No officer or employee of a municipal corporation shall be deemed

in violation of sections 71-2707 through 71-2714 of this chapter if the

possession or release was caused by such officer or employee pursuant to

the reasonable exercise of his or her official powers, duties or

functions on behalf of such corporation.

§ 71-2721 — Enforcement of Article 27 and this title

Enforcement of Article 27 and this title.

1. When a person is convicted of a crime under the provisions of this

title, the sentence of the court shall be as follows:

(a) A fine, as set forth in subdivision two of this section;

(b) Following a hearing in accordance with the procedures set forth in

section 71-2723 of this chapter, payment of the cost of legally

disposing of the hazardous waste unlawfully possessed and restoring to

its original state the area where substances were released unlawfully in

violation of sections 27-0914, 71-2710, 71-2711, 71-2712, 71-2713 and

71-2714 of this chapter;

(c) Any other sentence authorized by law, including imprisonment; or

(d) Any combination of such fine, payment of the cost of disposal and

restoration, and any other sentence authorized by law, including

imprisonment.

2. Fines. A sentence to pay a fine shall be a sentence to pay an

amount fixed by the court, not exceeding the higher of:

(a) Three hundred thousand dollars for a class C felony;

(b) Two hundred twenty-five thousand dollars for a class D felony;

(c) One hundred fifty thousand dollars for a class E felony;

(d) Thirty-seven thousand five hundred dollars for a class A

misdemeanor;

(e) Fifteen thousand dollars for a class B misdemeanor; or

(f) Double the amount of the defendant's gain from the commission of

the crime.

§ 71-2722 — Enforcement of section 27-1701 of this chapter

Enforcement of section 27-1701 of this chapter.

Administrative and civil sanctions. 1. Any person who knowingly or

intentionally violates any of the provisions or fails to perform any

duty imposed by section 27-1701 of this chapter, except the duty to

accept a lead-acid battery pursuant to subdivision four of such section,

shall be liable for a civil penalty not to exceed seventy-five dollars

for each violation, provided that such civil penalty shall be in

addition to any other penalties authorized under other state or local

laws governing the illegal disposal of lead-acid batteries.

2. Any retailer or distributor who refuses to accept a lead-acid

battery as required pursuant to subdivision four of section 27-1701 of

this chapter shall be liable for a civil penalty not to exceed seven

hundred fifty dollars.

3. Penalties under this section shall be assessed by the commissioner

after a hearing or opportunity to be heard pursuant to the provisions of

section 71-1709 of this article, and, in addition thereto, any person

found to have violated the provisions of section 27-1701 of this chapter

may by similar process be enjoined from continuing such violation. For

the purposes of this section, disposal of each lead-acid battery except

as authorized pursuant to subdivision three of section 27-1701 of this

chapter shall constitute a separate violation.

4. In the city of New York, the provisions of title seventeen of

article twenty-seven of this chapter shall be enforceable by an agency

or agencies designated for such purpose by the mayor of such city, and

notice of violation shall be returnable to the environmental control

board of such city which shall have the power to impose civil penalties

as provided in subdivisions one and two of this section. Outside the

city of New York, the provisions of such title seventeen shall be

enforceable by a local agency or agencies duly designated by the

commissioner.

5. All civil penalties and fines collected for any violation of such

title seventeen shall be paid over to the commissioner for deposit in

the general fund; provided however, that all civil penalties collected

for any violation of such title seventeen which have been imposed by the

environmental control board of the city of New York, or a local

adjudicatory body pursuant to subdivision four of this section, shall be

paid into an environmental fund of such city or locality.

§ 71-2723 — Procedure for determining the amount of the cost of disposing of wastes or of restoring an area to its original state following a defenda...

Procedure for determining the amount of the cost of disposing

of wastes or of restoring an area to its original state

following a defendant's conviction under sections 27-0914,

71-2707, 71-2709, 71-2710, 71-2711, 71-2712, 71-2713,

71-2714, 71-2715 and 71-2717 of this chapter.

1. Order directing a hearing. In any case where the court is of the

opinion that the sentence should consist of or include the amount of the

cost of legally disposing of a hazardous waste when such waste is

unlawfully possessed or restoring to its original state the area where a

substance was unlawfully released in violation of sections 27-0914,

71-2710, 71-2711, 71-2712, 71-2713 and 71-2714 of this chapter, the

court shall order a hearing to determine the amount of the cost of such

disposal or restoration. For the purposes of this section, the "original

state of the area" shall mean the reasonably ascertainable condition of

the property immediately prior to the unlawful disposal or if

impracticable to determine such condition, then it shall be the

reasonable environmentally sound condition of the property. The order

must be filed with the clerk of the court and must specify a date for

the hearing not less than ten days after the filing of the order.

2. Notice of hearing. Upon receipt of the order, the clerk of the

court must send a notice of the hearing to the defendant, his counsel

and the people. Such notice must specify the time and place of the

hearing and the fact that the purpose thereof is to determine the amount

of the cost of legally disposing of a hazardous waste when such waste is

unlawfully possessed or restoring to its original state the area where a

substance was released unlawfully in violation of sections 27-0914,

71-2710, 71-2711, 71-2712, 71-2713 and 71-2714 of this chapter.

3. Hearing. When the defendant appears for the hearing the court must

ask him whether he wishes to make any statement or offer any evidence

with respect to the amount of the cost of legally disposing of the

hazardous waste when such waste is unlawfully possessed or restoring to

its original state the area where a substance was released unlawfully in

violation of sections 27-0914, 71-2710, 71-2711, 71-2712, 71-2713 and

71-2714 of this chapter.

4. Burden and standard of proof; evidence. At any hearing held

pursuant to this section the burden of proof rests upon the people. For

the purpose of any hearing held pursuant to this section, a finding:

(a) as to the amount of the cost of legally disposing of the hazardous

waste when such waste is unlawfully possessed;

(b) as to the amount of the cost of legally restoring to its original

state the area where the substance was released unlawfully in violation

of sections 27-0914, 71-2710, 71-2711, 71-2712, 71-2713 and 71-2714 of

this chapter must be based upon a preponderance of the evidence. The

defendant shall be permitted to rebut any evidence offered by the

people.

5. Conclusion of hearing. At any time during the pendency of a hearing

pursuant to this section the court may, in its discretion, terminate the

hearing without making any finding, provided the court states on the

record its reasons for the termination. In all other cases the court

shall enter its findings and judgment upon the record at the conclusion

of the hearing.

6. Judgment. (a) The judgment may require the defendant to pay an

amount for the disposal of hazardous wastes or the restoration of the

property or to perform duties of disposal or restoration or to perform

both.

(b) When the court orders the defendant to pay an amount for the

disposal of hazardous wastes or the restoration of the property, the

provisions of article four hundred twenty of the criminal procedure law

shall govern the collection of the amount which shall be paid to the

commissioner for deposit to the credit of the hazardous waste remedial

fund established by section ninety-seven-b of the state finance law.

(c) Where the court orders the defendant to perform duties of the

disposal of hazardous wastes or the restoration to the property the

court may authorize the department to supervise and report to it on the

conduct of such duties; provided, however, that, section eight of the

court of claims act or any other provision of law to the contrary

notwithstanding, the state shall be immune from liability and action

with respect to any act or omission done in the exercise of the

department's authority as so conferred by the court; and provided

further that this subdivision shall not limit any liability which may

otherwise exist for unlawful, willful or malicious acts or omissions on

the part of the state, state agencies, or their officers, employees or

agents.

(d) In order to most likely assure the disposal of the hazardous

wastes or the restoration of the property, where there are two or more

defendants the court may apportion the costs or assign the performance

duties of disposal or restoration, or both, between or among the

defendants as the interests of justice may appear to the court.

§ 71-2724 — Enforcement of title 21 of article 27

Enforcement of title 21 of article 27.

1. Any person who knowingly or intentionally violates any provision of

or fails to perform any duty pursuant to title twenty-one of article

twenty-seven of this chapter, except subdivision one of section 27-2105

of this chapter, shall upon the first finding of such a violation be

liable for a civil penalty not to exceed one hundred dollars. Any person

convicted of a second or subsequent violation shall be liable for a

civil penalty not to exceed five hundred dollars for each violation.

2. Any person who knowingly or intentionally violates or fails to

perform any duty imposed by subdivision one of section 27-2105 of this

chapter shall upon the first finding of such a violation be provided

with educational materials describing the requirements for mercury

disposal and the effects of improper mercury disposal, and be warned

that future violations shall result in the imposition of a fine. Any

person convicted of a second violation shall be liable for a civil

penalty not to exceed fifty dollars. Any person convicted of a third

violation shall be liable for a civil penalty not to exceed seventy-five

dollars. Any person convicted of a fourth or subsequent violation shall

be liable for a civil penalty not to exceed one hundred dollars for each

violation.

3. Penalties under this section shall be assessed by the commissioner

after a hearing or opportunity to be heard pursuant to the provisions of

section 71-1709 of this article, and, in addition thereto, any person

found to have violated title twenty-one of article twenty-seven of this

chapter may by similar process be enjoined from continuing such

violation.

4. All civil penalties and fines collected for any violation of title

twenty-one of article twenty-seven of this chapter shall be paid over to

the commissioner for deposit in the environmental protection fund

established by section ninety-two-s of the state finance law.

§ 71-2725 — Disposition of penalties and fines

Disposition of penalties and fines.

1. a. All penalties and fines accumulated prior to April first,

nineteen hundred eighty-eight, pursuant to sections 71-2705, 71-2721 and

71-2723 of this title shall be paid over to the commissioner for deposit

to the credit of the hazardous waste remedial fund established by

section ninety-seven-b of the state finance law.

b. All penalties and fines collected pursuant to sections 71-2705,

71-2721 and 71-2723 of this title shall be paid into the general fund to

the credit of the state purposes account.

2. All moneys collected in any action brought on behalf of the state

for damage resulting from improper or unlawful dissemination or disposal

of hazardous wastes shall be paid over to the commissioner for deposit

to the credit of the hazardous waste remedial fund established by

section ninety-seven-b of the state finance law.

§ 71-2726 — Payment of rewards for aid in apprehension and conviction of persons guilty of felony or misdemeanor

Payment of rewards for aid in apprehension and conviction of

persons guilty of felony or misdemeanor.

The commissioner is authorized to offer and pay rewards of not more

than twenty-five thousand dollars for information which leads to the

detection, arrest and conviction of a person guilty of felony or

misdemeanor pursuant to the provisions of this title; provided, however,

that no police officer, as that term is defined under subdivision

thirty-four of section 1.20 of the criminal procedure law, peace

officer, as that term is defined in section 2.10 of the criminal

procedure law, or any other authorized law enforcement officer or

official shall be entitled, directly or indirectly, to collect or

receive any such reward or part thereof.

§ 71-2727 — Enforcement of articles 27 and 71 of this chapter

Enforcement of articles 27 and 71 of this chapter.

1. The commissioner, after investigation, notice and an opportunity to

be heard, may issue, modify and revoke orders prohibiting violations of

any of the provisions of article 27 or 71 or of any rule or regulation

promulgated pursuant thereto and requiring the taking of such remedial

measures as may be necessary or appropriate.

2. The attorney general, on his own initiative, or at the request of

the commissioner, may initiate any appropriate action or proceeding to

enforce any provision of article 27 or 71 or any rule or regulation

promulgated pursuant thereto and any order issued or penalty assessed

pursuant to this title.

3. a. The commissioner, after investigation, notice and an opportunity

to be heard, may issue, modify and revoke orders requiring corrective

action, including corrective action beyond the facility boundary where

necessary to protect human health and the environment, for all releases

of hazardous waste or constituents from any solid waste management unit

at any treatment, storage or disposal facility which is either permitted

or seeking a permit under title 7 or 9 of article 27 of this chapter,

regardless of the time at which waste was placed in such unit.

b. Whenever on the basis of any information the commissioner

determines that there is or has been a release of hazardous waste or

constituents into the environment from a facility which has or has had

interim status according to regulations adopted pursuant to title 7 or 9

of article 27 of this chapter but which has not received a final status

permit pursuant to such regulations, the commissioner may issue an order

requiring corrective action or such other response measures as he deems

necessary to protect human health or the environment.

§ 71-2728 — Enforcement of title 27 of article 27 of this chapter

Enforcement of title 27 of article 27 of this chapter.

1. Any person who knowingly or intentionally violates any provision of

or fails to perform any duty imposed pursuant to title 27 of article 27

of this chapter shall upon the first finding of such a violation be

provided with a warning that future violations shall result in the

imposition of a fine. Any person convicted of a second violation shall

be liable for a civil penalty not to exceed one hundred dollars. Any

person convicted of a third or subsequent violation shall be liable for

a civil penalty not to exceed five hundred dollars.

2. Penalties under this section shall be assessed by the commissioner

after a hearing or opportunity to be heard pursuant to the provisions of

section 71-1709 of this article and, in addition thereto, any person

found to have violated title 27 of article 27 of this chapter may by

similar process be enjoined from continuing such violation.

3. All civil penalties and fines collected for any violation of title

27 of article 27 of this chapter shall be paid over to the commissioner

for deposit in the environmental protection fund established by section

ninety-two-s of the state finance law.

§ 71-2729 — Enforcement of title 26 of article 27 of this chapter

Enforcement of title 26 of article 27 of this chapter.

1. a. Any consumer, as defined in title twenty-six of article

twenty-seven of this chapter, who violates any provision of, or fails to

perform any duty imposed by, section 27-2611 of this chapter, shall be

liable for a civil penalty not to exceed one hundred dollars for each

violation.

b. Any person, except a consumer, manufacturer, or an owner or

operator of an electronic waste collection site, electronic waste

consolidation facility, or electronic waste recycling facility as these

terms are defined in title twenty-six of article twenty-seven of this

chapter, who violates any provision, or fails to perform any duty

imposed by section 27-2611 of this chapter, shall be liable for a civil

penalty not to exceed two hundred fifty dollars for each violation.

c. Any manufacturer, or any person operating an electronic waste

collection site, an electronic waste consolidation facility, or an

electronic waste recycling facility as those terms are defined in title

twenty-six of article twenty-seven of this chapter, who:

i. fails to submit any report, registration, fee, or surcharge to the

department as required by title twenty-six of article twenty-seven of

this chapter shall be liable for a civil penalty not to exceed one

thousand dollars for each day such report, registration, fee, or

surcharge is not submitted; and

ii. violates any other provision of title twenty-six of article

twenty-seven of this chapter or fails to perform any duty imposed by

such title, except for subdivision four of section 27-2603 of this

chapter, shall be liable for a civil penalty for each violation not to

exceed one thousand dollars for the first violation, two thousand five

hundred dollars for the second violation and five thousand dollars for

the third and subsequent violations of this title within a twelve-month

period.

d. Any retailer, as defined by section 27-2601 of this chapter, who

violates any provision of title twenty-six of article twenty-seven of

this chapter or fails to perform any duty imposed by such title, shall

be liable for a civil penalty for each violation not to exceed two

hundred fifty dollars for the first violation, five hundred dollars for

the second violation and one thousand dollars for the third and

subsequent violations of this title in a twelve-month period.

e. Civil penalties under this section shall be assessed by the

commissioner after a hearing or opportunity to be heard pursuant to the

provisions of section 71-1709 of this article, or by the court in any

action or proceeding pursuant to this section, and, in addition thereto,

such person may by similar process be enjoined from continuing such

violation.

2. All penalties collected pursuant to this section shall be paid over

to the commissioner for deposit to the environmental protection fund

established pursuant to section ninety-two-s of the state finance law.

§ 71-2730 — Enforcement of title 30 of article 27 of this chapter

Enforcement of title 30 of article 27 of this chapter.

1. Any person who shall violate section 27-3003 of this chapter shall

be liable to the state of New York for a civil penalty of not more than

two hundred fifty dollars for the first violation, not more than five

hundred dollars for the second violation in the same calendar year, and

not more than one thousand dollars for the third and each subsequent

violation in the same calendar year. A hearing or opportunity to be

heard shall be provided prior to the assessment of any civil penalty.

2. (a) The department, the department of agriculture and markets, the

department of health, and the attorney general are hereby authorized to

enforce the provisions of section 27-3003 of this chapter.

(b) The provisions of section 27-3003 of this chapter may also be

enforced by a county and the local legislative body thereof may adopt

local laws, ordinances or regulations consistent with this title

providing for the enforcement of such provisions. Provided that a

violation of this title may not be enforced by both the state and a

county, and provided further that any county that has filed a written

declaration pursuant to subdivision two of section 27-3007 of this title

shall not enforce the provisions of this title.

3. Any fines that are collected by the state during proceedings by the

state to enforce the provisions of section 27-3003 of this chapter shall

be paid into the environmental protection fund established pursuant to

section ninety-two-s of the finance law.

* 4. Any fines that are collected by a county during proceedings by

the county to enforce the provisions of section 27-3003 of this title

within the county shall be retained by the county.

* NB Repealed January 1, 2030

TITLE 28 Enforcement of Article 30

§ 71-2801 — Applicability of title

Applicability of title.

In addition to the provisions of sections 71-0101 and 71-0301 of this

article, the provisions of this title shall be applicable to the

enforcement of article 30 of this chapter and to this title.

§ 71-2803 — Penalties

Penalties.

Any person who violates section 30-0103 of this chapter shall be

liable for a civil penalty not to exceed thirty-seven thousand five

hundred dollars for the first day of the violation, not to exceed

seventy-five thousand dollars for the second day of the violation, and

not to exceed one hundred fifty thousand dollars per violation

thereafter. For purposes of this section, each day in which a violation

occurs shall be considered a separate violation.

§ 71-2805 — Attorney general enforcement

Attorney general enforcement.

The penalties provided by section 71-2803 of this title shall be

recoverable in an action brought by the attorney general.

TITLE 29 Enforcement of Article 33

§ 71-2901 — Applicability of this title

Applicability of this title.

This title shall apply to the enforcement of article 33 of this

chapter.

§ 71-2903 — Investigations

Investigations.

1. The commissioner, or any officer of the department when authorized

by the commissioner, may investigate and report as to all matters within

or pertaining to the powers and jurisdiction of the department for the

purpose of carrying into effect the provisions of article 33 of this

chapter or this title and the rules of the department made pursuant

thereto.

2. To aid in the administration of article 33, the commissioner or any

person designated by him may issue subpoenas in his name requiring the

attendance and giving of testimony by witnesses and the production of

books, papers and other evidence for any hearing, proceeding or

investigation conducted or to be conducted by or before the department.

Service of such a subpoena, enforcement of obedience thereto, and

punishment for disobedience thereof shall be had as and in the manner

provided by the civil practice law and rules relating to enforcement of

any subpoena issued by a board or committee except that in the case of

hearings, proceedings, or investigations before or conducted by the

department neither any person certified to apply pesticides nor the

holder of a business registration issued pursuant to article 33, nor an

employee of such registration holder or, nor an officer or stockholder

in a registered corporation, when required to attend as a witness, shall

be entitled to any subpoena fee or mileage. Any member of the department

or any person who may be designated hereunder by the department to hold

hearings may administer oaths to witnesses. The department also may

provide for the taking of depositions of witnesses for the purpose of

any such hearing. In such case, such officer, employee or other person

may administer oaths to the witnesses whose depositions are to be taken.

Each deposition shall be reduced to writing and subscribed by the

deponent.

§ 71-2905 — Immunity of witnesses

Immunity of witnesses.

In any investigation, hearing or inquiry, conducted pursuant to

article 33 of this chapter or this title or the rules of the department

made pursuant thereto, the commissioner, or his deputy or other officer

presiding at such investigation, hearing or inquiry, may confer immunity

in accordance with the provisions of section 50.20 of the criminal

procedure law.

§ 71-2907 — Sanctions

Sanctions.

1. Administrative sanctions. Except as otherwise provided in this

subdivision, any person who violates any provision of article 33 of this

chapter or any rule, regulation or order issued thereunder or commits

any offense described in section 33-1301 of this chapter shall be liable

to the people of the state for a civil penalty not to exceed five

thousand dollars for a first violation, and not to exceed ten thousand

dollars for a subsequent offense, to be assessed by the commissioner

after a hearing or opportunity to be heard. Notwithstanding any

provision of law to the contrary, an owner or owner's agent of a

multiple dwelling or owner, owner's agent or a person in a position of

authority for all other types of premises, as such terms are defined in

paragraph d of subdivision five of section 33-0905 of this chapter, who

violates any provision of a local law adopted pursuant to subdivision

one of section 33-1004 of this chapter relating to paragraph b of such

subdivision, and a person, who violates any provision of a local law

adopted pursuant to subdivision one of section 33-1004 of this chapter

relating to paragraph c of such subdivision, and a person who violates

the provisions of subdivision three of section three hundred ninety-c of

the social services law shall, for a first such violation, in lieu of a

penalty, be issued a written warning and shall also be issued

educational materials pursuant to subdivision two of section 33-1005 of

this chapter. Such person shall, however, for a second violation, be

liable to the people of the state for a civil penalty not to exceed one

hundred dollars, and not to exceed two hundred fifty dollars for any

subsequent violation, such penalties to be assessed by the commissioner

after a hearing or opportunity to be heard.

Notwithstanding any provision of law to the contrary, any person who

violates the provisions of a local law adopted pursuant to subdivision

one of section 33-1004 of this chapter relating to paragraph a of such

subdivision, shall be issued a warning for the first violation and shall

be provided seven days to correct such violation; and shall be liable to

the people of the state for a civil penalty not to exceed one hundred

dollars for a second violation, and not to exceed two hundred fifty

dollars for a subsequent violation, to be assessed by the commissioner

after a hearing or opportunity to be heard. The commissioner, acting by

the attorney general, may bring suit for collection of such assessed

civil penalty in any court of competent jurisdiction. Such civil penalty

may be released or compromised by the commissioner before the matter has

been referred to the attorney general; and where such matter has been

referred to the attorney general, any such penalty may be released or

compromised and any action commenced to recover the same may be settled

and discontinued by the attorney general with the consent of the

commissioner. Any civil penalty assessed by the commissioner under this

subdivision shall be reviewable in a proceeding under article 78 of the

civil practice law and rules.

2. Civil sanctions. In lieu of seeking administrative sanctions, the

commissioner may refer any violation described in subdivision 1 of this

section to the attorney general who shall be empowered to bring a civil

suit to seek any of the sanctions described in subdivision 1 of this

section. Any such sanctions imposed may be released or compromised or

the action may be settled and discontinued by the attorney general with

the consent of the commissioner.

3. Criminal sanctions. Any person who, having the culpable mental

states defined in subdivision one or two of section 15.05 or in section

20.20 of the penal law, violates any provision of article 33 of this

chapter or any rule, regulation thereunder or commits any offense

described in section 33-1301 of this chapter, except an offense relating

to the application of a general use pesticide shall be guilty of a

misdemeanor and, upon conviction thereof, shall be punished by a fine

not to exceed five thousand dollars for each day during which such

violation continues or by imprisonment for a term of not more than one

year, or by both such fine and imprisonment. If the conviction is for a

subsequent offense committed after a first conviction of such person

under this subdivision, punishment shall be by a fine not to exceed ten

thousand dollars for each day during which such violation continues or

by imprisonment for a term of not more than one year, or by both such

fine and imprisonment. When a violation consists of the manufacture or

production of any prohibited article, each day during which or any part

of which such manufacture or production is carried on or continued,

shall be deemed a separate violation. Any person who violates any

provision of article 33 of this chapter or any rule or regulation

thereunder or commits any offense described in section 33-1301 of this

chapter relating to the use of a general use pesticide shall be guilty

of a violation and, upon conviction thereof, shall be punished by a fine

not to exceed twenty-five hundred dollars. If the conviction is for a

subsequent offense committed after the first such conviction of such

person under this subdivision, punishment shall be by a fine not to

exceed five thousand dollars. Prosecution hereunder may be conducted by

either the attorney general or the district attorney consistent with

section 71-0403 of this article. With respect to violations of section

33-1004 of this chapter, penalties imposed pursuant to this subdivision

may be assessed only against a person providing a commercial lawn

application.

4. When a violation consists of the sale, or the offering or exposing

for sale or exchange of any prohibited article or substance, the sale of

each one of several packages shall constitute a separate violation, and

each day on which any such article or substance is offered or exposed

for sale or exchange shall constitute a separate violation. When the use

of any such article or substance is prohibited, each day during which or

any part of which such article or substance is so used or furnished for

use, shall constitute a separate violation, and the furnishing of the

same for use to each person to whom the same may be furnished shall

constitute a separate violation. When the storage of any article is

prohibited beyond a certain period, each day during which or any part of

which any article is so stored beyond the period provided for by article

33 of this chapter or this title shall constitute a separate violation.

5. This section shall not affect the rights of any other person

seeking damages arising out of a violation.

§ 71-2909 — Aiders and abettors

Aiders and abettors.

Any person knowingly aiding or abetting any other person in the

violation of any provision of article 33 of this chapter or any rule,

regulation, or order of the department made pursuant thereto shall be

subject to the same punishment and penalty as that prescribed by this

title for the violation by such other person.

§ 71-2911 — Injunction against violations

Injunction against violations.

Whenever it appears that any person is violating or threatening to

violate any provision of article 33 of this chapter or any rule,

regulation or order issued thereunder or is committing any offense

described in section 33-1301 of this chapter, the department, acting by

the attorney general, may bring suit against such person in any court of

competent jurisdiction to restrain such person from continuing such

violation or from carrying out the threat of violation. In any such

suit, the court shall have jurisdiction to grant to the department

without bond or other undertaking, such prohibitory or mandatory

injunctions as the facts may warrant, including temporary restraining

orders or preliminary injunctions.

§ 71-2913 — Act of officer or agent deemed act of principal

Act of officer or agent deemed act of principal.

In construing and enforcing the provisions of article 33 of this

chapter or this title relating to penalties, the act of a director,

officer, agent or other person acting for or employed by a person,

association or corporation subject to the provisions of article 33 of

this chapter or this title and acting within the scope of his

employment, shall be deemed the act of such person, association or

corporation.

§ 71-2915 — Disposal of fines and moneys recovered

Disposal of fines and moneys recovered.

Except as otherwise provided in article 33 of this chapter or this

title, all moneys recovered, either as fines, penalties, forfeitures or

otherwise, for the violation of any of the provisions of article 33 of

this chapter or this title, or of the rules of the department, and all

bail forfeited by persons charged with such violations, shall be the

property of the state. Moneys so recovered by town justices shall be

paid to the state comptroller in accordance with the provisions of

section 27 of the town law and moneys so recovered by village justices

to the state comptroller in accordance with the provisions of section

4-410 of the village law. The same disposal shall be made of all moneys

recovered upon any bond given by any officer by virtue of the provisions

of article 33 of this chapter or this title. The comptroller shall

deposit all such moneys into the general fund to the credit of the state

purposes account.

TITLE 31 Enforcement of Article 35

§ 71-3101 — Applicability of this title

Applicability of this title.

In addition to the provisions of sections 71-0101 and 71-0301 the

provisions of this title shall apply to the enforcement of article 35 of

this chapter.

§ 71-3103 — Enforcement of article 35

Enforcement of article 35.

Any person who violates any of the provisions of, or who fails to

perform any duties imposed by article 35 or any regulation promulgated

by the commissioner thereunder, shall be liable to a civil penalty of

not more than twenty-five hundred dollars for each such violation and an

additional penalty of not more than five hundred dollars for each day

during which such violation continues, and, in addition thereto, such

person may be enjoined from continuing such violation. Penalties and

injunctive relief provided herein shall be recoverable in an action

brought by the Attorney General at the request and in the name of the

commissioner.

TITLE 33 Enforcement of Article 43

§ 71-3301 — Applicability of this title

Applicability of this title.

This title shall apply to the enforcement of article forty-three of

this chapter. In addition to the provisions contained herein, the

provisions of sections 71-0101 and 71-0301 and titles two and five of

this article shall apply to enforcement of article forty-three of this

chapter; provided, however, whenever such sections reference the

department or commissioner, such references shall be deemed to be

references to the Lake George park commission for the purposes of this

article.

§ 71-3303 — Civil and administrative sanctions

Civil and administrative sanctions.

1. Any person who violates any provision of, or fails to perform any

duty imposed by article forty-three of this chapter or any rule or

regulation promulgated pursuant thereto, or any term or condition of any

certificate or permit issued pursuant thereto, or any final

determination or order of the Lake George park commission made pursuant

to article forty-three of this chapter shall be liable for a civil

penalty not to exceed five hundred dollars for each such violation and

an additional penalty of five hundred dollars for each day during which

such violation continues, to be assessed by the Lake George park

commission after an opportunity to be heard, or by the court in any

action or proceeding initiated by the attorney general in the name of

the Lake George park commission. In addition thereto, such person may,

by similar process, be enjoined from continuing such violation, and any

permit or certificate issued to such person may be revoked or suspended,

or a pending renewal application denied based upon such violation.

2. Such civil penalty may be released or compromised by the Lake

George park commission before the matter has been referred to the

attorney general; and, where such matter has been referred to the

attorney general, any such penalty may be released or compromised and

any action commenced to recover the same may be settled and discontinued

by the attorney general with the consent of the Lake George park

commission.

§ 71-3305 — Administrative procedures

Administrative procedures.

1. In any proceeding initiated by the Lake George park commission

pursuant to this title, the commission or any person designated by the

commission for this purpose, may issue subpoenas and administer oaths in

connection with any hearing or investigation under or pursuant to the

provisions of this chapter, and it shall be the duty of the Lake George

park commission and any persons designated by it for such purpose to

issue such subpoenas at the request of and on behalf of any respondent.

2. The Lake George park commission and those persons designated by it

shall not be bound by the laws of evidence in the conduct of hearing

proceedings, but the determination shall be founded upon sufficient

legal evidence to sustain it.

3. All proceedings where the administrative penalties sought by the

Lake George park commission exceeds five thousand dollars, shall be

referred to the commissioner for processing in accordance with the

procedures specified in section 71-1709 of this chapter, except that,

following the processing of such proceedings, the Lake George park

commission shall make appropriate determinations and issue an order in

accordance therewith in lieu of such action by the commissioner. All

proceedings where the administrative penalties sought are less than or

equal to five thousand dollars, may either be referred to the

commissioner as provided herein, or the Lake George park commission may

appoint a hearing officer who must be an attorney admitted to practice

law in the state of New York, who shall preside over such hearing and

report to the Lake George park commission regarding the hearing. The

commission shall establish by rules and regulations regarding

qualifications of such hearing officers and appointment procedures,

including per diem fees not to exceed two hundred fifty dollars.

§ 71-3307 — Criminal sanctions

Criminal sanctions.

Any person who, having any of the culpable mental states defined in

section 15.05 of the penal law, shall violate any of the provisions of

or who fails to perform any duty imposed by article forty-three of this

chapter or any rules or regulations promulgated thereto, or any final

determination or order of the Lake George park commission shall be

guilty of a violation, and, upon conviction thereof, shall be punished

by a fine not to exceed five hundred dollars for each violation and five

hundred dollars for each day such violation shall continue.

TITLE 35 Miscellaneous Enforcement Provisions

§ 71-3501 — Putting noisome or unwholesome substances or maintaining noisome business on or near highway

Putting noisome or unwholesome substances or maintaining

noisome business on or near highway.

A person, who deposits, leaves or keeps, on or near a highway or route

of public travel, either on the land or on the water, any noisome or

unwholesome substance, or establishes, maintains or carries on, upon or

near a public highway or route of public travel, either on the land or

on the water, any business, trade or manufacture which is noisome or

detrimental to public health, is guilty of a misdemeanor, punishable by

a fine of not less than one hundred dollars, or by imprisonment not less

than three nor more than six months, or both.

§ 71-3503 — Throwing gas tar or refuse into public waters

Throwing gas tar or refuse into public waters.

A person, who throws or deposits gas tar, or the refuse of a gas house

or gas factory, or offal, refuse, or any other noxious, offensive, or

poisonous substance into any public waters, or into any sewer or stream

running or entering into such public waters, is guilty of a misdemeanor.

TITLE 36 Environmental Easements

§ 71-3601 — Declaration of policy and statement of purpose

Declaration of policy and statement of purpose.

The legislature hereby finds and declares that contaminated site

remedial programs are an important and necessary component of the

state's policy of restoring and revitalizing real property located

throughout New York state. The legislature further finds that when an

environmental remediation project leaves residual contamination at

levels that have been determined to be safe for a specific use, but not

all uses, or includes engineered structures that must be maintained or

protected against damage to be effective, it is necessary to provide an

effective and enforceable means of ensuring the performance of

maintenance, monitoring or operation requirements, and of ensuring the

potential restriction of future uses of the land, including restrictions

on drilling for or pumping groundwater for as long as any residual

contamination remains hazardous. The legislature declares, therefore,

that it is in the public interest to create environmental easements

because such easements are necessary for the protection of human health

and the environment and to achieve the requirements for remediation

established at contaminated sites.

§ 71-3603 — Definitions

Definitions.

When used in this title:

1. "Affected local government" shall mean every municipality in which

land subject to an environmental easement is located.

2. "Environmental easement" shall mean an interest in real property,

created under and subject to the provisions of this title which contains

a use restriction and/or a prohibition on the use of land in a manner

inconsistent with engineering controls; provided that no such easement

shall be acquired or held by the state which is subject to the

provisions of article fourteen of the constitution.

§ 71-3605 — Environmental easements; certain common law rules not applicable

Environmental easements; certain common law rules not

applicable.

1. An environmental easement shall be granted by the title owners of

the relevant real estate only by an instrument, that complies with the

requirements of section 5-703 of the general obligations law.

2. The title owners shall furnish to the department abstracts of title

and other documents sufficient to enable the department to determine

that the easements shall be enforceable. An environmental easement shall

be in a form prescribed by the department. An environmental easement

shall describe the property encumbered by the easement by adequate legal

description or by reference to a recorded map showing its boundaries and

bearing the seal and signature of a licensed land surveyor or, if the

easement encumbers the entire property described in a deed of record,

the easement may incorporate by reference the description in such deed,

otherwise it shall refer to the liber and page of the deed or deeds of

the record owner or owners of the real property burdened by the

environmental easement. An environmental easement shall:

(a) name the state, acting through the department, as grantee;

(b) contain a complete description of any use restrictions and/or

engineering control to which the real property is subject;

(c) run with the land, binding the owner of the land and the owner's

successors and assigns;

(d) include an acknowledgment by the commissioner of acceptance of the

easement by the department; and

(e) include an agreement to incorporate, either in full or by

reference, the environmental easement in any leases, licenses, or other

instruments granting a right to use the property that may be affected by

such easement.

3. Until such time as the environmental easement is extinguished, the

property deed and all subsequent instruments of conveyance relating to

the subject property shall state in at least fifteen-point bold-faced

type: "This property is subject to an environmental easement held by the

New York state department of environmental conservation pursuant to

title 36 of article 71 of the environmental conservation law."

4. An environmental easement granted pursuant to this title shall be

enforceable in perpetuity. After the recording of the easement, each

instrument transferring an interest in the area affected by the easement

shall include a specific reference to the recorded easement.

5. An environmental easement granted pursuant to this section may be

extinguished or amended only by a release or amendment of the easement

executed by the commissioner and filed with the office of the recording

officer for the county or counties where the land is situated in the

manner prescribed by article nine of the real property law.

6. For any person who intentionally violates an environmental easement

the department may revoke the certificate of completion provided by

section 27-1419 of this chapter as to the relevant real estate.

7. An environmental easement shall be held only by the state, except

that the state shall not be authorized or empowered to acquire or hold

any environmental easement which is subject to the provisions of article

fourteen of the constitution.

8. An environmental easement shall be duly recorded and indexed as

such in the office of the recording officer for the county or counties

where the land is situate in the manner prescribed by article nine of

the real property law. The property deed and all subsequent instruments

of conveyance relating to the property encumbered by the easement shall

reference, by book and page number, the environmental easement. Such

deed and instrument shall also specify that the eligible property is

subject to the restrictions contained in such easement. An instrument

for the purpose of creating, conveying, modifying, or terminating an

environmental easement shall not be effective unless recorded.

9. The department shall include a copy of each environmental easement

in the database created pursuant to section 27-1415 of this chapter and

make such database readily searchable.

10. An environmental easement may be enforced in law or equity by its

grantor, by the state, or any affected local government as defined in

section 71-3603 of this title. Such easement is enforceable against the

owner of the burdened property, any lessees, and any person using the

land. Enforcement shall not be defeated because of any subsequent

adverse possession, laches, estoppel, reversion or waiver. No general

law of the state which operates to defeat the enforcement of any

interest in real property shall operate to defeat the enforcement of any

environmental easement unless such general law expressly states the

intent to defeat the enforcement of such easement or provides for the

exercise of the power of eminent domain. It is not a defense in any

action to enforce an environmental easement that:

(a) it is not appurtenant to an interest in real property;

(b) it is not of a character that has been recognized traditionally at

common law;

(c) it imposes a negative burden;

(d) it imposes affirmative obligations upon the owner of any interest

in the burdened property;

(e) the benefit does not touch or concern real property;

(f) there is no privity of estate or of contract; or

(g) it imposes an unreasonable restraint on alienation.

11. Agents, employees, or other representatives of the state may enter

and inspect the property burdened by an environmental easement in a

reasonable manner and at reasonable times to assure compliance with the

restriction.

12. The department may promulgate regulations establishing standards

and procedures for environmental easements.

§ 71-3607 — Coordination with local governments

Coordination with local governments.

1. Whenever the department is granted an environmental easement, it

shall provide each affected local government with a copy of such

easement and shall also provide a copy of any documents modifying or

terminating such environmental easement.

2. Whenever an affected local government receives an application for a

building permit or any other application affecting land use or

development of land that is subject to an environmental easement and

that may relate to or impact such easement, the affected local

government shall notify the department and refer such application to the

department. The department shall evaluate whether the application is

consistent with the environmental easement and shall notify the affected

local government of its determination in a timely fashion, considering

the time frame for the local government's review of the application. The

affected local government shall not approve the application until it

receives approval from the department.

§ 71-3609 — Scope of this title

Scope of this title.

This title shall not affect any interests or rights in real property

which are not environmental easements, and shall not affect the rights

of owners to convey any interests in real property which they could now

create under existing law without reference to the terms of this title.

Nothing in this title shall diminish the powers granted by any other law

to acquire interests or rights in real property by purchase, gift,

eminent domain, or otherwise and to use the same for public purposes.

§ 71-3611 — Severability

Severability.

The provisions of this title shall be severable, and if any clause,

sentence, paragraph, subdivision, or part of this title shall be

adjudged by any court of competent jurisdiction to be invalid, such

judgment shall not affect, impair or invalidate the remainder thereof,

but shall be confined in its operation to the clause, sentence,

paragraph, subdivision, or part thereof directly involved in the

controversy in which such judgment shall have been rendered; provided

that if an environmental easement created pursuant to this title is

determined by any court of competent jurisdiction to be land or water or

an interest in land or water subject to the provisions of article

fourteen of the constitution, then the authority of the state to hold or

acquire such easement and the conveyance to the state of such easement

shall be void ab initio.

TITLE 37 Enforcement of Article 37

§ 71-3701 — Applicability of this title

Applicability of this title.

In addition to the provisions of sections 71-0101 and 71-0301 of this

article, the provisions of this title shall apply to the enforcement of

article 37 of this chapter.

§ 71-3703 — Enforcement of article 37

Enforcement of article 37.

1. Any person who violates any of the provisions of, or who fails to

perform any duty imposed by section 37-0107 or any rule or regulation

promulgated pursuant hereto, shall be liable for a civil penalty not to

exceed two thousand five hundred dollars for each such violation and an

additional penalty of not more than five hundred dollars for each day

during which such violation continues, and, in addition thereto, such

person may be enjoined from continuing such violation.

2. Any person who violates any of the provisions of, or who fails to

perform any duty imposed by section 37-0505 or any rule or regulation

promulgated pursuant hereto, shall be liable for a civil penalty not to

exceed one thousand dollars for each day during which such violation

continues, and in addition thereto, such person may be enjoined from

continuing such violation. Such person shall for a second violation be

liable to the people of the state for a civil penalty not to exceed two

thousand five hundred dollars for each day during which such violation

continues.

3. Any person who violates any of the provisions of, or who fails to

perform any duty imposed by section 37-0705 or any rule or regulation

promulgated pursuant hereto, shall be liable for a civil penalty not to

exceed one thousand dollars for each day during which such violation

continues, and in addition thereto, such person may be enjoined from

continuing such violation. Such person shall for a second violation be

liable to the people of the state for a civil penalty not to exceed two

thousand five hundred dollars for each day during which such violation

continues.

4. Any person who violates any of the provisions of, or who fails to

perform any duty imposed by section 37-0117 or any rule or regulation

promulgated pursuant hereto, shall be liable for a civil penalty not to

exceed one thousand dollars for each day during which such violation

continues, and in addition thereto, such person may be enjoined from

continuing such violation. Such person shall for a second violation be

liable to the people of the state for a civil penalty not to exceed two

thousand five hundred dollars for each day during which such violation

continues.

5. Any person who violates any of the provisions of or who fails to

perform any duty imposed by sections 37-1003 and 37-1007 of this chapter

or any rule or regulation promulgated pursuant hereto, shall be liable

for a civil penalty not to exceed one thousand dollars for each day

during which such violation continues, and in addition thereto, such

person may be enjoined from continuing such violation. Such person shall

for a second violation be liable to the people of the state for a civil

penalty not to exceed two thousand five hundred dollars for each day

during which such violation continues.

6. Any person who violates any of the provisions of, or who fails to

perform any duty imposed by section 37-0121 of this chapter or any rule

or regulation promulgated pursuant hereto, shall be liable for a civil

penalty not to exceed one thousand dollars for each day during which

such violation continues, and in addition thereto, such person may be

enjoined from continuing such violation. Such person shall for a second

violation be liable to the people of the state for a civil penalty not

to exceed two thousand five hundred dollars for each day during which

such violation continues.

7. Any person who violates any of the provisions of, or who fails to

perform any duty imposed by section 37-1101 of this chapter or any rule

or regulation promulgated pursuant hereto, shall be liable for a civil

penalty not to exceed one thousand dollars for each day during which

such violation continues, and in addition thereto, such person may be

enjoined from continuing such violation. Such person shall for a second

violation be liable to the people of the state for a civil penalty not

to exceed two thousand five hundred dollars for each day during which

such violation continues.

§ 71-3705 — Enforcement of section 37-0115

Enforcement of section 37-0115.

1. Any person who violates any provision of or fails to perform any

duty imposed by section 37-0115 of this chapter shall upon the first

finding of such a violation be liable for a civil penalty not to exceed

five hundred dollars for each violation. Any person convicted of a

second or subsequent violation shall be liable for a civil penalty not

to exceed twenty-five hundred dollars for each violation.

2. All civil penalties and fines collected for any violation of

section 37-0115 of this chapter shall be paid over to the commissioner

for deposit in the environmental protection fund established by section

ninety-two-s of the state finance law.

TITLE 38 Enforcement of Article 38

§ 71-3801 — Applicability of this title

Applicability of this title.

In addition to the provisions of section 71-0101 and 71-0301 of this

chapter, the provisions of this title shall apply to the enforcement of

article thirty-eight of this chapter.

§ 71-3803 — Enforcement of article thirty-eight

Enforcement of article thirty-eight.

Any person who violates any of the provisions of, or who fails to

perform any duty imposed by article thirty-eight or any regulation

promulgated by the commissioner thereunder, shall be liable to a civil

penalty of not more than twenty-five hundred dollars for each such

violation and an additional penalty of not more than five hundred

dollars for each day during which such violation continues, and, in

addition thereto, such person may be enjoined from continuing such

violation. Penalties and injunctive relief provided herein shall be

recoverable in an action brought by the attorney general acting alone or

at the request of the commissioner.

TITLE 39 Enforcement of Article 39

§ 71-3901 — Applicability of this title

Applicability of this title.

The provisions of this title shall be applicable to the enforcement of

article thirty-nine.

§ 71-3903 — Violations; penalties

Violations; penalties.

1. Administrative sanctions. Any person who violates, disobeys or

disregards any provision of article thirty-nine shall be liable to the

people of the state for a civil penalty of not to exceed three thousand

dollars for every such violation, to be assessed by the commissioner

after a hearing or opportunity to be heard. The penalty may be recovered

in an action brought by the commissioner in any court of competent

jurisdiction. Such civil penalty may be released or comprised by the

commissioner before the matter has been referred to the attorney

general; and where such matter has been referred to the attorney

general, any such penalty may be released or comprised and any action

commenced to recover the same may be settled and discontinued by the

attorney general with the consent of the commissioner. In addition, the

commissioner shall have power, following a hearing, to direct the

violator to cease his violation of article thirty-nine and, where

appropriate, to recall any sewage system cleaners or additives sold or

distributed in violation of said article. Any such order of the

commissioner shall be enforceable in an action brought by the

commissioner in any court of competent jurisdiction. Any civil penalty

or order issued by the commissioner under this subdivision shall be

reviewable in a proceeding under article seventy-eight of the civil

practice law and rules commenced within thirty days of such penalty or

order.

2. Criminal sanctions. Any person who knowingly violates any provision

of section 39-0105 of this chapter shall, in addition to the sanctions

provided in subdivision one of this section, for the first offense, be

guilty of a violation punishable by a fine of not less than five hundred

nor more than one thousand dollars; for a second and each subsequent

offense he shall be guilty of a misdemeanor punishable by a fine of not

less than one thousand nor more than three thousand dollars or a term of

imprisonment of not more than six months or both. In addition to or

instead of these sanctions, any offender shall be punishable by being

ordered by the court to recall any sewage system cleaners or additives

sold or distributed in violation of article thirty-nine. The court shall

specify a reasonable time for the completion of the recall. Each offense

shall be a separate and distinct offense and, in the case of a

continuing offense, each day's continuance thereof shall be deemed a

separate and distinct offense.

§ 71-3905 — Enforcement

Enforcement.

The attorney general or a district attorney, at the request of the

attorney general or the commissioner, may prosecute persons who violate

article thirty-nine. In addition the attorney general, on his own

initiative or at the request of the commissioner, shall have the right

to recover a civil penalty of not to exceed three thousand dollars for

every violation of any provision of said article, and to seek equitable

relief to restrain any violation or threatened violation of such article

and to require the recall of any sewage system cleaners or additives

sold or distributed in violation of said article.

§ 71-3907 — Warrants; seizure

Warrants; seizure.

Any police officer shall have authority to execute any warrant to

search for and seize any sewage system cleaners or additives sold,

distributed or offered or exposed for sale in violation of article

thirty-nine. Such cleaners or additives shall be held pending

proceedings in any court of competent jurisdiction, and upon conviction

or upon the entry of a judgment restraining the sale, distribution or

offer or exposure for sale of said cleaners or additives on the ground

that said items were sold, distributed or exposed or offered for sale in

violation of article thirty-nine, the seized items shall be forfeited

and, upon forfeiture, destroyed under the supervision of the

commissioner. Where property has been seized pursuant to the provisions

of this article from a person who was not convicted of an offense or

subject to a restraining order, a notice of the institution of a

forfeiture proceeding shall be served on that person, and the person

shall be allowed to appear and shall be given an opportunity to be heard

at the forfeiture proceeding.

TITLE 40 Other General Provisions

§ 71-4001 — General criminal penalty

General criminal penalty.

Except as otherwise specifically provided elsewhere in this chapter or

in the penal law, (a) a person who violates any provision of this

chapter, or any rule, regulation or order promulgated pursuant thereto,

or the terms or conditions of any permit issued thereunder, shall be

guilty of a violation; (b) each day on which such violation occurs shall

constitute a separate violation; and (c) for each such violation the

person shall be subject upon conviction to imprisonment for not more

than fifteen days or to a fine of not more than nine hundred dollars, or

to both such imprisonment and such fine.

§ 71-4003 — General civil penalty

General civil penalty.

Except as otherwise specifically provided elsewhere in this chapter, a

person who violates any provision of this chapter, or any rule,

regulation or order promulgated pursuant thereto, or the terms or

conditions of any permit issued thereunder, shall be liable to a civil

penalty of not more than one thousand dollars, and an additional civil

penalty of not more than one thousand dollars for each day during which

each such violation continues. Any civil penalty provided for by this

chapter may be assessed following a hearing or opportunity to be heard.

TITLE 41 Enforcement of Article 72

§ 71-4101 — Applicability of this title

Applicability of this title.

The provisions of this title shall be applicable to the enforcement of

article seventy-two.

§ 71-4103 — Enforcement of article seventy-two

Enforcement of article seventy-two.

Any person who violates any of the provisions of article seventy-two

of this chapter or the regulations promulgated thereunder shall be

liable for a civil penalty of up to one thousand dollars in addition to

any amount assessed as a penalty pursuant to subdivision five of section

72-0201 of this chapter, except that any person who fails to pay fees

required pursuant to section 72-0303 of this chapter shall be subject to

penalty provisions pursuant to subdivision twelve of section 72-0201 of

this chapter.

TITLE 43 Enforcement of Article 40

§ 71-4301 — Applicability of title

Applicability of title.

The provisions of this title shall apply to the enforcement of article

forty of this chapter.

§ 71-4303 — Violations of article forty of this chapter

Violations of article forty of this chapter.

1. Civil and administrative sanctions. Any person who violates any of

the provisions of, or who fails to perform any duty imposed by, article

forty of this chapter or any rule or regulation promulgated thereunder,

or any terms or conditions of any certificate or permit issued pursuant

thereto, or any final determination or order of the commissioner made

pursuant to this title, shall be liable in the case of a civil penalty

not to exceed twenty-five thousand dollars and an additional penalty of

not more than twenty-five thousand dollars for each day during which

such violation continues, to be assessed by the commissioner after an

opportunity to be heard pursuant to the provisions of section 71-1709 of

this article or by a court in any action or proceeding pursuant to this

title, and, in addition thereto such person may by similar process be

enjoined from continuing such violation. In addition, upon the provision

of notice stating the grounds for its action and giving an opportunity

for hearing, the commissioner may revoke, suspend or deny a certificate

or a renewal of a certificate issued pursuant to article forty of this

chapter. In the case of a second violation, the liability shall be for a

civil penalty not to exceed fifty thousand dollars for such violation

and an additional penalty not to exceed fifty thousand dollars for each

day during which such violation continues.

2. Criminal sanctions. Any person who, having any of the culpable

mental states defined in section 15.05 of the penal law, shall violate

any of the provisions of or who fails to perform any duty imposed by

article forty of this chapter or any rules or regulations promulgated

pursuant thereto, or any term or condition of any certificate or permit

issued pursuant thereto, or any final determination or order of the

commissioner made pursuant to this title shall be guilty of a

misdemeanor and, upon conviction thereof, shall for a first conviction

be punished by a fine not to exceed twenty-five thousand dollars per day

of violation or by imprisonment for a term of not more than one year, or

by both such fine and imprisonment. If the conviction is for an offense

committed after a first conviction of such person under this

subdivision, punishment shall be by a fine not to exceed fifty thousand

dollars per day of violation, or by imprisonment for not more than two

years or by both such fine and imprisonment.

§ 71-4305 — Enforcement of article forty of this chapter

Enforcement of article forty of this chapter.

1. The commissioner, after investigation, notice and an opportunity to

be heard, may issue, modify and revoke orders prohibiting violations of

any of the provisions of article forty or of any rule or regulation

promulgated pursuant thereto and requiring the taking of such remedial

measures as may be necessary or appropriate.

2. The attorney general, on his own initiative after consultation with

the commissioner or at the request of the commissioner, may initiate any

appropriate action or proceeding to enforce any provision of article

forty of this chapter or any rule or regulation promulgated pursuant

thereto or any order issued or penalty assessed pursuant to this title.

TITLE 44 Enforcement of Title 15

ARTICLE 72 Environmental Regulatory Program Fees

TITLE 1 Declaration of Policy; Definitions

§ 72-0101 — Declaration of policy

Declaration of policy.

The legislature of the state of New York hereby declares that

comprehensive environmental regulatory management programs are essential

to protect New York state's environmental resources and the public's

health and welfare. It further declares that those regulated entities

which use or have an impact on the state's environmental resources

should bear the costs of the regulatory provisions which permit the use

of these resources in a manner consistent with the environmental,

economic and social needs of the state. The legislature further declares

that regulatory fees are an appropriate mechanism to pay a portion of

the costs of the department's regulatory functions and programs and a

portion of the costs to fund the cleanup of inactive hazardous waste

disposal sites and that such fees should be borne by the state's

regulated entities in order to further strengthen the state's

capabilities to achieve its environmental quality objectives. The

legislature further declares that the department's regulatory programs

and corresponding costs vary according to certain relevant technical

criteria which shall be considered in determining adjustments to fees as

provided in this chapter.

§ 72-0103 — Definitions

Definitions.

When used in this article:

"State environmental regulatory program" means any of the regulatory

or permit programs for which fees are assessed under this article.

TITLE 2 Annual Program Costs and Fees

§ 72-0201 — Fees and penalties

Fees and penalties.

1. a. Notwithstanding any general or special law to the contrary, all

persons who require a permit or approval pursuant to a state

environmental regulatory program, or who are subject to regulation under

a state environmental regulatory program shall submit a fee as

authorized under this article annually to the department, on such forms

and at such times as specified by the department.

b. Notwithstanding any general or special law to the contrary,

one-half of all monies collected by the department pursuant to section

72-0502 of this article shall be deposited in the hazardous waste

remedial fund, created pursuant to section ninety-seven-b of the state

finance law.

c. Notwithstanding any general or special law to the contrary, all

monies collected by the department pursuant to subdivision twelve of

this section and section 72-0303 of this article shall be deposited in

the operating permit program account of the clean air fund created

pursuant to section ninety-seven-oo of the state finance law.

d. Notwithstanding any general or special law to the contrary, all

monies collected by the department pursuant to title ten of this article

shall be deposited in the mined land reclamation program account created

pursuant to section 72-1011 of this article.

e. Notwithstanding any general or special law to the contrary, all

monies collected by the department pursuant to section 72-0402 of this

article shall be deposited as follows: (i) fifteen percent in the

environmental protection fund established by section ninety-two-s of the

state finance law not to exceed two million one hundred thousand

dollars; and (ii) seventy-one percent in the industry fee transfer

account of the hazardous waste remedial fund established by subdivision

one of section ninety-seven-b of the state finance law.

2. All persons subject to regulation under a state environmental

regulatory program including those persons holding existing permits,

certificates or approvals under such programs shall be liable for fees

authorized by this article on and after April first, nineteen hundred

eighty-three.

3. Liability for fees authorized by this chapter for persons receiving

new permits, certificates or approvals shall equal the annual fee

established pursuant to this title and prorated from the date of

issuance.

4. Payment of fees shall be due within thirty days of billing by the

department.

5. If the amount of the fee is not paid within forty-five days of the

last date prescribed under subdivision four of this section, a penalty

shall be imposed on such deficiency. The amount of such penalty shall

not exceed five percent of such deficiency per month and the total

penalty shall not exceed twenty-five percent of the deficiency.

Notice of the determination of a penalty, and notice of the right to

appeal such determination shall be given to the person liable for the

payment of the fee and any penalty due. The penalty as determined

pursuant to this subdivision shall be finally and irrevocably assessed

unless a hearing is requested by certified mail to the commissioner

within thirty days after receiving notice of the determination of a

penalty, or unless the commissioner on his own motion shall redetermine

such penalty. After such hearing the commissioner shall give notice of

final determination to the person against whom the fee and penalty is

assessed. No such penalty as defined in this subdivision shall be

assessed until after the expiration of the period in which a hearing may

be requested, or after the issuance of a final determination following a

hearing, whichever comes later.

6. In addition to any penalty that may be assessed pursuant to

subdivision five of this section, there shall be collected interest upon

the unpaid amount at the underpayment rate set by the commissioner of

taxation and finance pursuant to section one thousand ninety-six of the

tax law, minus four percentage points. Such interest shall accrue thirty

days from the date prescribed for fee payment until payment is actually

made to the department.

7. In the event that a person fails to pay any fee as finally

determined, such determination to be final when all administrative and

judicial appeals thereof, if any, have been completed, the department

may suspend, until the fee is paid, the permit, certificate or approval

for the activity which is subject to that fee.

8. The commissioner shall promulgate regulations necessary to

effectuate the purposes of this article. Such regulations may also

include provisions regarding hearings to resolve disputed fee and

penalty determinations.

9. a. In the event a penalty or interest is collected pursuant to

subdivision five or six of this section for fees due under section

72-0402, or section 72-0502 of this article, one-half of the penalty or

interest shall be deposited by the department in the industry fee

transfer account of the hazardous waste remedial fund.

b. In the event a penalty or interest is collected pursuant to

subdivision five or six of this section for fees due under section

72-0403 of this article, such penalty or interest shall be deposited in

the industry fee transfer account of the hazardous waste remedial fund

established by subdivision one of section ninety-seven-b of the state

finance law.

10. No portion of the fees collected pursuant to this article shall be

used for any purpose if such use, under federal law, would preclude the

collection of such a fee.

11. a. All fees collected pursuant to this article shall be paid into

the environmental conservation special revenue fund to the credit of the

environmental regulatory account, unless herein provided otherwise.

b. Moneys of such account shall include interest earnings on any

account balances and shall be available for appropriation and allocation

for the purposes of carrying out the provisions of this chapter.

c. The moneys of the account shall be paid out on the audit and

warrant of the comptroller on vouchers certified or approved by the

commissioner or his duly designated representative.

d. Notwithstanding the provisions of any general or special law, no

moneys shall be available from the account until a certificate of

allocation and a schedule of amounts to be available therefor shall have

been issued by the director of the budget, and a copy of such

certificate filed with the comptroller. Such certificate may be amended

from time to time by the director of the budget and a copy of each such

amendment shall be filed with the comptroller.

e. Any reference to the environmental enforcement account in any

special or general law shall be deemed to be a reference to the

environmental regulatory account.

12. Notwithstanding any other provision of this section, any person

who fails to pay fees required pursuant to section 72-0303 of this

article shall pay a penalty of fifty per centum of the unpaid fee

amount, plus interest on the unpaid fee amount computed in accordance

with section 6621(a)(2) of the United States internal revenue code of

1986 (Public Law 99-514, 26 U.S.C. section 1 et seq.) from the date the

fee was required to be paid.

§ 72-0202 — Collection of annual program fees

Collection of annual program fees.

1. Bills issued for the air quality control, hazardous waste, and

state pollutant discharge elimination system annual program fees due for

the state fiscal year beginning April first, nineteen hundred

eighty-five shall cover the period April first, nineteen hundred

eighty-five through December thirty-first, nineteen hundred eighty-five.

The fee for the period April first, nineteen hundred eighty-five through

December thirty-first, nineteen hundred eighty-five shall be equal to

three-quarters of the amount calculated in the manner prescribed by

sections 72-0302, 72-0402 and 72-0602 of this article.

2. Air quality control, hazardous waste, and state pollutant discharge

elimination system program fees for periods beginning after December

thirty-first, nineteen hundred eighty-five shall be calculated based

upon the calendar year.

3. Waste transporter program fees shall be calculated based upon the

permit year.

§ 72-0203 — Annual report

Annual report.

Notwithstanding any other provision of law, the department shall

submit, no later than January fifteenth in each year, a report to the

governor, the chairmen of the senate finance committee and assembly ways

and means committee, consisting of a summary and analysis of all moneys

paid pursuant to this article and all penalties, fines and other sums

collected or received pursuant to titles nineteen, twenty-one and

twenty-seven of article seventy-one of this chapter. The report shall

also include data relating to the moneys paid pursuant to this article

to the costs of regulation by permit category as defined in this

article.

TITLE 3 Air Quality Control Program Fee

§ 72-0301 — Definitions

Definitions.

When used in this title:

1. The "Act" shall mean the Clean Air Act, 42 U.S.C. §7401 et seq., as

amended by P.L. 101-549, November 15, 1990.

2. "Actual emissions" means the emissions which were emitted to the

ambient air, and shall include fugitive emissions if such emissions are

considered in determining whether a source is a major air contamination

source.

3. "Air contamination source" means all sources required to obtain a

permit, certificate or approval pursuant to article nineteen of this

chapter.

4. "Combustion installation" means one or more furnace, device, engine

or turbine in which fossil fuel or wood is burned with air or oxygen and

the air contaminant emissions include only those products resulting

from:

a. combustion of the fuel;

b. additives or impurities in the fuel; and

c. material introduced for the purpose of altering air contaminant

emissions.

A combustion installation may consist of:

(1) a single furnace exclusively connected to an air cleaning device

or stack; or

(2) two or more furnaces connected to a common air cleaning device or

stack.

5. "Emission point" means any conduit, chimney, duct, vent, flue,

stack or other functionally equivalent opening through which regulated

air contaminants are emitted to the ambient air.

6. "Fugitive emissions" means those emissions of a regulated air

contaminant that could not reasonably pass through an emission point.

7. "Gasoline dispensing site" means any site where gasoline is

dispensed into portable containers used to fuel any motor from any

stationary storage container or containers and that is required to

obtain a permit pursuant to article nineteen of this chapter.

8. "Incinerator" means any structure or furnace in which combustion

takes place and type 0, 1, 2, 3 or 4 refuse, as classified in Table 1 of

6 NYCRR Appendix 2, is used as a fuel, alone or in conjunction with

fossil fuel.

9. "Major air contamination source" shall have the meaning set forth

in subdivision 19 of section 19-0107 of this chapter.

10. "Permitted emission" means those emissions of a regulated air

contaminant which are authorized by permit to be emitted.

11. "Person" means an individual, trust, firm, joint stock company,

corporation (including a government corporation), partnership,

association, state, federal government and any agency thereof,

municipality, commission, political subdivision of a state or any

interstate body.

12. "Potential to emit" means the maximum capacity of a stationary

source to emit any regulated air contaminant under its physical and

operational design. Any physical or operational limitation on the

capacity of such source to emit a regulated air contaminant, including

air pollution control equipment and restrictions on the hours of

operation or on the type or amount of material combusted, stored or

processed, shall be treated as part of its design if the limitation is

enforceable by the commissioner and the administrator of the United

States environmental protection agency provided, however, that physical

or operational limitations enforceable by the commissioner shall be

treated as part of a source's design, if the commissioner is given such

authorization by the administrator.

13. "Process air contamination source" means:

a. any industrial, commercial, agricultural or other activity,

operation, manufacture or treatment (except incineration of type 0, 1,

2, 3 and 4 refuse, as classified in Table 1 of 6 NYCRR Appendix 2, open

burning and operation of combustion installations) in which chemical,

biological or physical properties of the material or materials are

changed, and which emits air contaminants to the outdoor atmosphere; or

b. any system which removes air contamination from any industrial,

commercial, agricultural or other activity, operation, manufacture or

treatment (except incineration of type 0, 1, 2, 3 and 4 refuse, as

classified in Table 1 of 6 NYCRR Appendix 2, open burning and operation

of combustion installations) and transports them from their point of

generation to the outdoor atmosphere.

14. "Regulated air contaminant" shall have the meaning set forth in

subdivision twenty-two of section 19-0107 of this chapter.

15. "Severe ozone nonattainment area" means that part of the state

designated pursuant to section 7407 of the Act as not meeting the

national ambient air quality standard for ozone, as classified under

section 7511 of the Act.

16. "State air quality control program" means those activities of the

department as specified in titles three and five of article nineteen of

this chapter relating to air pollution and air contamination and any

related enforcement activities.

§ 72-0302 — State air quality control fees

State air quality control fees.

1. All persons, except those required to pay a fee under section

72-0303 of this title, who are required to obtain a permit, registration

or approval pursuant to the state air quality control program and the

rules and regulations adopted by the department hereunder shall submit

to the department a per emission point fee in an amount established as

follows:

a. $11,000.00 for a stationary combustion installation having a

maximum operating heat input equal to or greater than fifty million

British thermal units per hour as stated on the most recent application

for a permit or registration to operate and which emits or has the

potential to emit equal to or greater than any one of the following:

(i) one hundred tons per year of oxides of nitrogen, or if located in

a severe ozone nonattainment area, twenty-five tons per year; or

(ii) one hundred tons per year of sulfur dioxide; or

(iii) one hundred tons per year of particulates.

b. $2,000.00 for all stationary combustion installations which are not

included under paragraph a of this subdivision and which have a maximum

operating heat input greater than fifty million British thermal units

per hour as stated on the most recent application for a permit or

registration to operate.

c. $100.00 for a stationary combustion installation having a maximum

operating heat input less than fifty million British thermal units per

hour as stated on the most recent application for a permit or

registration to operate.

d. $2,000.00 for a process air contamination source for an annual

emission rate equal to or greater than twenty-five tons per year of any

one of the following: sulfur dioxide, nitrogen dioxide, total

particulates, carbon monoxide, total volatile organic compounds and

other specific air contaminants. The annual emission rate shall be the

actual annual emission rate as stated on the most recent application for

a permit or registration to operate. In the event that hours of

operation have not been specified on the application then maximum

possible hours of operation (8760 hours) will be used to calculate

actual annual emissions.

e. $160.00 for a process air contamination source, except a gasoline

dispensing site, for an annual emission rate less than twenty-five tons

per year of any one of the following: sulfur dioxide, nitrogen dioxide,

total particulates, carbon monoxide, total volatile organic compounds

and other specific air contaminants. The annual emission rate shall be

the actual annual emission rate as applied for on the most recent

application for a permit or registration to operate. In the event that

hours of operation have not been specified on the application then

maximum possible hours of operation (8760 hours) will be used to

calculate actual annual emissions.

f. $2,000.00 for an incinerator capable of charging two thousand

pounds of refuse per hour or greater. The charging capacity will be

established in accordance with the application for the most recent

permit or registration to operate the incinerator source and will be

calculated on an emission point basis.

g. $160.00 for an incinerator with a maximum design charge rate of

less than two thousand pounds of refuse per hour. The charging capacity

will be established in accordance with the application for the most

recent permit or registration to operate the incinerator source and will

be calculated on an emission point basis.

Provided, however, that where a city or county is delegated the

authority to administer the state air quality control program, or any

portion thereof, pursuant to paragraph p of subdivision two of section

3-0301 of this chapter and such city or county collects a fee in

connection with the issuance of a permit, registration or approval

pursuant to the state air quality control program, no additional

liability for fees under this section shall accrue for the particular

combustion installation, incinerator or process air contamination source

that is subject to the delegation.

§ 72-0303 — Operating permit program fees

Operating permit program fees.

* 1. Commencing January first, two thousand fifteen and every year

thereafter, all sources of regulated air contaminants identified

pursuant to subdivision one of section 19-0311 of this chapter shall

submit to the department an annual base fee of two thousand five hundred

dollars. This base fee shall be in addition to the fees listed below.

Commencing January first, nineteen hundred ninety-four and every year

thereafter all sources of regulated air contaminants identified pursuant

to subdivision one of section 19-0311 of this chapter shall submit to

the department an annual fee not to exceed the per ton fees described

below. The per ton fee is assessed on each ton of emissions up to seven

thousand tons annually of each regulated air contaminant as follows:

sixty dollars per ton for facilities with total emissions less than one

thousand tons annually; seventy dollars per ton for facilities with

total emissions of one thousand or more but less than two thousand tons

annually; eighty dollars per ton for facilities with total emissions of

two thousand or more but less than five thousand tons annually; and

ninety dollars per ton for facilities with total emissions of five

thousand or more tons annually. Such fee shall be sufficient to support

an appropriation approved by the legislature for the direct and indirect

costs associated with the operating permit program established in

section 19-0311 of this chapter. Such fee shall be established by the

department and shall be calculated by dividing the amount of the current

year appropriation from the operating permit program account of the

clean air fund by the total tons of emissions of regulated air

contaminants that are subject to the operating permit program fees from

sources subject to the operating permit program pursuant to section

19-0311 of this chapter up to seven thousand tons annually of each

regulated air contaminant from each source; provided that, in making

such calculation, the department shall adjust their calculation to

account for any deficit or surplus in the operating permit program

account of the clean air fund established pursuant to section

ninety-seven-oo of the state finance law; any loan repayment from the

mobile source account of the clean air fund established pursuant to

section ninety-seven-oo of the state finance law; and the rate of

collection by the department of the bills issued for the fee for the

prior year.

Notwithstanding the provisions of the state administrative procedure

act, such calculation and fee shall be established as a rule by

publication in the Environmental Notice Bulletin no later than thirty

days after the budget bills making appropriations for the support of

government are enacted or July first, whichever is later, of the year

such fee will be effective. In no event shall the fee established herein

be any greater than the maximum fee identified pursuant to this section.

* NB Effective until January 1, 2027

* 1. Commencing January first, two thousand twenty-seven and every

year thereafter, all sources of regulated air contaminants identified

pursuant to subdivision one of section 19-0311 of this chapter shall

submit to the department an annual base fee of eight thousand five

hundred dollars per facility. This base fee shall be in addition to the

fees listed below. Commencing January first, two thousand twenty-seven

and every year thereafter, all sources of regulated air contaminants

identified pursuant to subdivision one of section 19-0311 of this

chapter shall submit to the department an annual fee not to exceed the

per ton fees described below. The per ton fee is assessed on each ton of

emissions of each regulated air contaminant as follows: two hundred

dollars per ton for facilities with total emissions less than one

thousand tons annually; two hundred twenty-five dollars per ton for

facilities with total emissions of one thousand or more but less than

two thousand tons annually; two hundred fifty dollars per ton for

facilities with total emissions of two thousand or more but less than

five thousand tons annually; and three hundred dollars per ton for

facilities with total emissions of five thousand or more tons annually.

Such fees shall be sufficient to support an appropriation approved by

the legislature for the direct and indirect costs associated with the

operating permit program established in section 19-0311 of this chapter.

Such fees shall be established by the department and shall be calculated

by dividing the amount of the current year appropriation from the

operating permit program account of the clean air fund by the total tons

of emissions of regulated air contaminants, including hazardous air

pollutants, that are subject to the operating permit program fees from

sources subject to the operating permit program pursuant to section

19-0311 of this chapter; provided that, in making such calculation, the

department shall adjust their calculation to account for any deficit or

surplus in the operating permit program account of the clean air fund

established pursuant to section ninety-seven-oo of the state finance law

and the rate of collection by the department of the bills issued for the

fees for the prior year.

Notwithstanding the provisions of the state administrative procedure

act, such calculation and fees shall be established as a rule by

publication in the Environmental Notice Bulletin no later than thirty

days after the budget bills making appropriations for the support of

government are enacted or July first, whichever is later, of the year

such fees will be effective. In no event shall the fees established

herein be any greater than the maximum fee identified pursuant to this

section.

* NB Effective January 1, 2027

* 2. Bills issued for the fee shall be based on actual emissions for

the prior calendar year, as demonstrated to the department's

satisfaction, or in the absence of such demonstration, on permitted

emissions, or, where there is no permit, on potential to emit. Persons

required to submit an emissions statement to the department shall use

such statement to demonstrate actual emissions under this section.

* NB Effective until January 1, 2027

* 2. Bills issued for the fees established by subdivision one of this

section shall be based on actual emissions for the prior calendar year,

as demonstrated to the department's satisfaction, or in the absence of

such demonstration, on permitted emissions, or, where there is no

permit, on potential to emit. Persons required to submit an emissions

statement to the department shall use such statement to demonstrate

actual emissions under this section.

* NB Effective January 1, 2027

3. Effective January first, nineteen hundred ninety-seven through

December thirty-first, nineteen hundred ninety-eight, and

notwithstanding the requirements of the state administrative procedure

act, the cap of twenty-five dollars per ton shall increase by the

percentage, if any, by which the consumer price index exceeds the

consumer price index for the calendar year nineteen hundred eighty-nine.

a. The consumer price index for any calendar year is the average of

the consumer price index for all urban consumers published by the United

States department of labor, as of the close of the twelve-month period

ending on August thirty-first of each calendar year.

b. The revision of the consumer price index for the calendar year

nineteen hundred eighty-nine shall be used in the event the department

of labor revises its method of determining the consumer price index.

4. The fees established pursuant to this section shall not be assessed

on emissions of carbon monoxide or any class I or II substance subject

to a standard promulgated pursuant to section 7671 of the Act.

5. Any regulated air contaminant subject to the fees imposed pursuant

to this section which qualifies as both a volatile organic compound and

a hazardous air pollutant regulated pursuant to section 7412 of the Act

shall not be counted under both categories for the purpose of assessing

fees.

6. On or before April first, nineteen hundred ninety-four, and

biennially thereafter, the department of audit and control shall prepare

and submit to the governor and the legislature an audit on the fiscal

status of the operating permit program created pursuant to section

19-0311 of this chapter. Such audit shall include:

a. an assessment of the actual direct and indirect costs of the

operating permit program incurred, and the revenues received from fees

imposed pursuant to this section and penalties imposed pursuant to

subdivision twelve of section 72-0201 of this article during the

previous fiscal year;

b. an estimate of the direct and indirect costs of the operating

permit program that will be incurred, and the revenues estimated to be

received from fees imposed pursuant to this section and penalties

imposed pursuant to subdivision twelve of section 72-0201 of this

article during the current fiscal year; and

c. an estimate of any balance in the account that will be available at

the end of the current fiscal year.

7. The department may reduce the fee charged for categories of

stationary sources, taking into account the financial resources of such

sources, consistent with the provisions of section 7661f(f) of the Act.

8. If a city or county shall be delegated the authority to administer

the operating permit program established pursuant to section 19-0311 of

this chapter it may collect the fees established pursuant to this

section and no additional liability for fees under this section shall

accrue for any such source.

9. No later than September thirtieth, nineteen hundred ninety-four and

before September thirtieth of each subsequent year, the department shall

report to the governor, the legislature and the department of audit and

control on: (i) the actual direct and indirect costs of the operating

permit program incurred, and the revenues received pursuant to fees

imposed by this section, during the previous fiscal year; (ii) the

estimated direct and indirect costs of the operating permit program that

will be incurred, and the anticipated revenues received or anticipated

to be received pursuant to fees imposed by this section, during the

current fiscal year; (iii) an estimate of the direct and indirect costs

of the operating permit program that will be incurred, and the tonnages

of pollutants anticipated to be subject to the fees imposed by this

section, during the subsequent fiscal year; (iv) an estimate of any

balance in the operating permit program account of the clean air fund

that will be available at the end of the current fiscal year; (v) a

recommendation regarding adjustments to the fees imposed under this

section necessary to assure that the operating permit program account

has adequate funds to finance the direct and indirect cost of the

operating permit program during future fiscal years; and (vi) the number

of operating permit applications upon which the department has taken

final action in the previous fiscal year, the average review time per

permit, the number of person hours spent per permit, and the number of

completed permit applications which are pending final action. Reports

and accountings required to be filed with the administrator of the

United States environmental protection agency may serve to satisfy this

requirement.

TITLE 4 Hazardous Waste Program Fee

§ 72-0401 — Definitions

Definitions.

When used in this title:

1. "Characteristic hazardous waste" means a waste which satisfies the

characteristics promulgated by the commissioner pursuant to title nine

of article twenty-seven of this chapter and is not listed hazardous

waste as defined in subdivision ten of this section.

2. "Disposal" means the abandonment, discharge, deposit, injection,

dumping, spilling, leaking or placing of any substance so that such

substance or any related constituent thereof may enter the environment.

Disposal also means the thermal destruction of waste or hazardous waste

and the burning of such wastes as fuel for the purpose of recovering

useable energy.

3. "Facility operator" means the person who is responsible for the

operation of a treatment, storage or disposal facility as defined in

subdivision sixteen of this section.

4. "Facility owner" means the person who owns a facility or part of a

facility.

5. "Generator" means any person, by site, whose act or process

produces hazardous waste or whose act first causes a hazardous waste to

become subject to regulation.

6. "Hazardous waste" means a waste identified or listed as hazardous

pursuant to title nine of article twenty-seven of this chapter.

7. "Hazardous waste generation" means the act or process of producing

hazardous waste.

8. "Incinerator" means an enclosed device using controlled flame

combustion, the primary purpose of which is to thermally break down

solid, liquid, or gaseous combustible hazardous wastes, producing

residue that contains little or no combustible materials.

9. "Landfill" means a disposal facility or part of a facility where

solid waste, including hazardous waste, is placed in or on land, and

which is not a land treatment facility, a surface impoundment, or an

injection well.

10. "Listed hazardous waste" means a waste which appears on the list

promulgated by the commissioner pursuant to title nine of article

twenty-seven of this chapter.

11. "Person" means an individual, trust, firm, joint stock company,

corporation (including a government corporation), partnership,

association, state, federal government and any agency thereof,

municipality, commission, political subdivision of a state, or any

interstate body.

12. "State hazardous waste program" means those activities of the

department as specified in titles three, seven, nine, and eleven of

article twenty-seven of this chapter related to hazardous waste and any

related enforcement activities.

13. "Storage" means the containment of hazardous waste, either on a

temporary basis or for a period of years, in such a manner as not to

constitute disposal of such hazardous waste.

14. "Surface impoundment" or "impoundment" means a facility or part of

a facility which is a natural topographical depression, man-made

excavation, or diked area formed primarily of earthen materials

(although it may be lined with man-made materials), which is designed to

hold an accumulation of solid waste in semi-solid or liquid form, and

which is not an injection well.

15. "Treatment" means any method, technique, or process, including

neutralization, designed to change the physical, chemical or biological

character or composition of any hazardous waste so as to neutralize such

waste or as to render such waste nonhazardous, safer for transport,

amenable for recovery, amenable for storage, or reduced in volume.

16. "Treatment, storage or disposal facility" or "facility" means all

contiguous land and structures, other appurtenances and improvements on

the land, used for treating, storage or disposing of hazardous waste. A

facility may consist of several treatment, storage or disposal

operational units. For purposes of this title, a facility subject to

regulation under section 307(b) of the Clean Water Act shall not be

assessed a separate fee for the pre-treatment of hazardous wastes.

17. "Environment" means any water, water vapor, any land including

land surface or subsurface, air, fish, wildlife, biota and all other

natural resources.

19. "Wastewater" means liquid waste that contains:

a. a minimum of ninety-five percent water by weight, and

b. a maximum of one percent by weight of total organic carbon, and

c. a maximum of one percent by weight of total suspended solids (i.e.,

total filterable solids).

§ 72-0402 — Hazardous waste program fees

Hazardous waste program fees.

1. a. For the period beginning January 1, 2010, all generators of

equal to or greater than fifteen tons per year of hazardous waste shall

submit annually to the department a fee in the amount of one hundred

thirty dollars per ton of hazardous waste generated not to exceed

$300,000, except not to exceed $400,000 for those with greater than

4,000 tons generated and less than or equal to 10,000 tons generated,

and not to exceed $800,000 for those with greater than 10,000 tons

generated.

b. $3,000 for generators of equal to or greater than fifteen tons per

year of hazardous wastewater, payable in addition to fees for hazardous

wastes, other than wastewater, as required by paragraph a of this

subdivision.

c. $6,000 for generators of equal to or greater than fifteen thousand

tons per year of hazardous wastewater, payable in addition to the fees

for hazardous wastes, other than wastewater, as required by this

subdivision.

d. No fee shall be payable for waste resulting from services which are

provided:

(i) under a contract with the department, or with the department's

written approval and in compliance with department regulations, or

pursuant to an order of the department, the United States environmental

protection agency or a court of competent jurisdiction, related to the

cleanup or remediation of a hazardous materials or hazardous waste

spill, discharge, or surficial cleanup, pursuant to this chapter; or

(ii) under a contract for, or with the department's approval and in

compliance with department regulations for, the cleanup and removal of a

petroleum spill or discharge, pursuant to subdivision seven of section

one hundred seventy-six of the navigation law; or

(iii) under the order of a court, the department or the department of

health, or the United States environmental protection agency related to

an inactive hazardous waste disposal site pursuant to section 27-1313 of

this chapter, section thirteen hundred eighty-nine-b of the public

health law, or the Comprehensive Environmental Response, Compensation

and Liability Act (42 U.S.C. 9601 et seq.); or

(iv) voluntarily and without expectation of monetary compensation in

accordance with subdivision one of section 27-1321 of this chapter; or

(v) under permit or order requiring corrective action pursuant to

title nine of article twenty-seven of this chapter, title twenty-seven

of article seventy-one of this chapter or the Resource Conservation and

Recovery Act (42 U.S.C. 6901 et seq.); or

(vi) under a brownfield site cleanup agreement with the department

pursuant to section 27-1409 of this chapter or under a written agreement

with a municipality which has entered into a memorandum of agreement

with the department related to the remediation of brownfield sites as of

August fifth, two thousand ten; or

(vii) under an environmental restoration project state assistance

contract with the department pursuant to section 56-0503 of this

chapter.

e. Notwithstanding any other provision of this section, no fee shall

be payable for the generation of universal wastes. For purposes of this

paragraph, "universal wastes" shall mean those defined and listed in

regulations promulgated pursuant to this title, provided that such

wastes are regulated consistent with rules adopted by the administrator

pursuant to RCRA for the management of universal wastes.

f. In any case where a generator either (i) recycles more than ninety

percent of the total tons of hazardous waste or more than ninety percent

of the total tons of hazardous wastewater which it generated during that

calendar year, as certified to the commissioner, or (ii) recycles more

than four thousand tons of hazardous waste or more than four thousand

tons of hazardous wastewater which it generated in that calendar year,

as certified to the commissioner, the fee imposed pursuant to this

section shall be calculated and imposed based upon the net amount of

hazardous waste or the net amount of hazardous wastewater generated that

is not recycled in that calendar year, rather than upon the gross

amounts of hazardous waste and hazardous wastewater generated in such

calendar year.

2. All facility operators required to obtain a permit or certificate

for the treatment, storage or disposal of hazardous waste pursuant to

title nine of article twenty-seven of this chapter shall submit annually

to the department a fee in an amount to be determined for all methods of

hazardous waste treatment, storage or disposal as follows:

a. $12,000 for each facility that receives less than or equal to one

thousand tons per year of hazardous waste; and

b. $30,000 for each facility that receives greater than one thousand

tons per year of hazardous waste.

In addition, the fee determined pursuant to this section shall

include:

(i) $100,000 for each facility when the gross receipts tax is below

3.3 million dollars per year; $200,000 for each facility when the gross

receipts tax is between 3.3 million dollars per year and 4.4 million

dollars per year; and $300,000 for each facility when the gross receipts

tax exceeds 4.4 million dollars per year for which a permit pursuant to

title nine of article twenty-seven of this chapter is required to

operate one or more landfills to receive hazardous waste at such

facility, except that such fee shall be $100,000 if such facility is

used by the facility operator or owner for the disposal of hazardous

waste generated solely by such facility operator or owner; and

(ii) $10,000 for each incinerator as defined in section 72-0401 of

this title which is and each unit which burns listed hazardous waste for

energy recovery located at the facility operator's hazardous waste

treatment, storage or disposal facility; and

(iii) $10,000 for each unit which burns listed hazardous waste for

energy recovery at the facility operator's hazardous waste treatment,

storage or disposal facility; and

(iv) $24,000 for each facility which provides for the treatment,

storage or disposal of hazardous waste in one or more surface

impoundments.

3. All facility operators required to obtain a permit, certificate or

approval for the post-closure care period pursuant to title nine of

article twenty-seven of this chapter shall submit annually to the

department a fee in the amount of $3,000 for each such closed hazardous

waste management facility.

4. Bills issued for annual hazardous waste program fees shall be based

upon actual hazardous waste generated for the prior calendar year, as

demonstrated to the department's satisfaction. During the first year of

implementation of this subdivision, bills will be based on the average

quantity of hazardous waste generated for the previous three calendar

years.

TITLE 5 Waste Transporter Program Fee

§ 72-0501 — Definitions

Definitions.

1. "Industrial-commercial waste" means a waste which originates at, is

generated by, or occurs as a result of any industrial or commercial

activity. The forms of waste included are exemplified by but not limited

to the following:

a. liquids such as: acids, alkalis, caustics, leachate, petroleum (and

its derivatives), and process of treatment wastewaters;

b. sludges which are semisolid substances resulting from process or

treatment operations, or residues from storage or use of liquids;

c. solids such as: solidified chemicals, paints or pigments; the end

or by-products of incineration ash; foundry sand; dredge spoil;

d. contained gaseous materials;

e. hazardous waste as defined in title nine of article twenty-seven of

this chapter; and

f. any liquid, sludge, septage, solid, semisolid substance or

contained gaseous material in which any of the foregoing is intermixed

or absorbed, or onto which any of the foregoing is adhered.

2. "Low-level radioactive waste" means radioactive material that:

a. is not high-level radioactive waste, transuranic waste, spent

nuclear fuel, or the tailings or wastes produced by the extraction or

concentration of uranium or thorium from any ore processed primarily for

its source material content; and

b. the United States nuclear regulatory commission, consistent with

federal law and in accordance with paragraph a of this subdivision,

classifies as low-level radioactive waste.

3. "Regulated waste" means any one of the following types of waste,

raw sewage, septage, sludge from a sewage or water supply treatment

plant, industrial-commercial waste or waste oil.

4. "Septage" means the contents of a septic tank, cesspool or other

individual sewage treatment facility which received domestic sewage

wastes.

5. "Waste" means any garbage, refuse, sludge from a waste treatment

plant, water supply treatment plant or air pollution control facility,

and other discarded material, including solid, liquid, semisolid or

contained gaseous material resulting from industrial, commercial, mining

and agricultural operations and from community activities, but does not

include solid or dissolved materials in domestic sewage, or solid or

dissolved materials in irrigation return flows or industrial discharges

which are point sources subject to permits under article seventeen of

this chapter, or source, special nuclear or by-product material as

defined in the Atomic Energy Act of 1954, as amended (68 Stat. 923)

except as may be provided by existing agreements between the state and

the federal governments.

6. "Waste oil" means used engine lubricating oil and any other oil,

including but not limited to, fuel oil, motor oil, gear oil, cutting

oil, transmission fluid, hydraulic fluid, dielectric fluid, oil storage

tank residue, animal oil, and vegetable oil, which has been contaminated

by physical or chemical impurities through use or accident, and has not

subsequently been rerefined.

7. "Regulated medical waste" shall have the same meaning as such term

is defined in title 15 of article 27 of this chapter.

§ 72-0502 — Waste transporter program fees

Waste transporter program fees.

1. All persons required to obtain a permit, certificate or approval

pursuant to the waste transporter permit requirements set forth in title

three of article twenty-seven of this chapter shall submit annually to

the department a fee in an amount to be determined as follows:

a. In the case of persons permitted pursuant to title three of article

twenty-seven of this chapter to transport industrial-commercial waste or

low-level radioactive waste:

(i) $500.00 for the first vehicle permitted pursuant to title three of

article twenty-seven of this chapter; and

(ii) $200.00 per each additional vehicle permitted.

b. In the case of all other persons:

(i) $250.00 for the first vehicle permitted pursuant to title three of

article twenty-seven of this chapter; and

(ii) $100.00 per each additional vehicle permitted.

2. All persons required to obtain a permit, certificate or approval

pursuant to the waste transporter permit requirements set forth in title

15 of article 27 of this chapter shall submit annually to the department

a fee in the amount of five hundred dollars ($500.00) for the first

vehicle permitted, certified or approved for the transportation of

regulated medical waste, and two hundred dollars ($200.00) for each

additional vehicle so permitted, certified or approved.

Provided, however, that where a city or county is delegated the

authority to administer the state waste transporter program pursuant to

subdivision four of section 27-0305 of this chapter and such city or

county collects a fee in connection with the issuance of a permit,

certificate or approval for a waste transporter, no additional liability

for fees under this section shall accrue.

TITLE 6 State Pollutant Discharge Elimination System Program Fee

§ 72-0601 — Definitions

Definitions.

When used in this title:

1. "Facility" means any establishment for which a general permit has

been issued pursuant to subdivision six of section 70-0117 of this

chapter or any industrial, municipal or private/commercial/institutional

(P/C/I) establishment, or any vessel for which a permit is required

under titles seven and eight of article seventeen of this chapter.

2. "Industrial facility" means any manufacturing operation including,

but not limited to animal feeding operations, aquatic animal production

facilities, mining and silvicultural operations, and solid waste

management facilities.

3. "Municipal facility" means a publicly owned treatment works,

including raw discharges and combined sewer overflows, or a publicly

owned drinking water treatment plant.

4. "P/C/I" means a private/commercial/institutional facility which

primarily discharges sewage.

5. "Power plant" means any facility which generates electricity using

a steam turbine and generator, which may be fired by coal, oil, natural

gas, nuclear energy, or other fuel source.

6. "State pollutant discharge elimination system program" or "SPDES

program" means those activities of the department as specified in titles

seven and eight of article seventeen of this chapter related to

discharges into the waters of the state and any related enforcement

activities.

§ 72-0602 — State pollutant discharge elimination system program fees

State pollutant discharge elimination system program fees.

All persons required to obtain a permit or certificate pursuant to the

state pollutant discharge elimination system (SPDES) program as defined

in section 72-0601 of this title shall submit annually to the department

a fee in an amount to be determined as follows:

a. $330.00 for any P/C/I facilities having a permit to discharge or

discharging at an average daily rate of less than 100,000 gallons;

b. $675.00 for P/C/I facilities having a permit to discharge or

discharging at an average daily rate of 100,000 gallons or more;

c. $675.00 for industrial facilities having a permit to discharge or

discharging at an average daily rate of less than 10,000 gallons;

d. $2,300.00 for industrial facilities having a permit to discharge or

discharging at an average daily rate of between 10,000 gallons and

99,999 gallons;

e. $6,700.00 for industrial facilities having a permit to discharge or

discharging at an average daily rate of between 100,000 gallons and

499,999 gallons;

f. $22,500.00 for industrial facilities having a permit to discharge

or discharging at an average daily rate of between 500,000 and 999,999

gallons;

g. $33,500.00 for industrial facilities having a permit to discharge

or discharging at an average daily rate of between 1,000,000 and

9,999,999 gallons;

h. $56,000.00 for industrial facilities having a permit to discharge

or discharging at an average daily rate of 10,000,000 gallons or more;

i. $56,000.00 for any power plant;

j. $425.00 for municipal facilities having a permit to discharge or

discharging at an average daily rate of less than 200,000 gallons;

k. $2,000.00 for municipal facilities having a permit to discharge or

discharging at an average daily rate of between 200,000 and 999,999

gallons;

l. $8,000.00 for municipal facilities having a permit to discharge or

discharging at an average daily rate of between 1,000,000 and 4,999,999

gallons;

m. $15,500.00 for municipal facilities having a permit to discharge or

discharging at an average daily rate of between 5,000,000 and 39,999,999

gallons;

n. $38,500.00 for municipal facilities having a permit to discharge or

discharging at an average daily rate of 40,000,000 gallons or more;

o. $100.00 for any facility having a permit to discharge or

discharging ballast no more than 1,000,000 gallons in any twenty-four

hour period;

p. $500.00 for any facility having a permit to discharge or

discharging ballast in excess of 1,000,000 gallons in any twenty-four

hour period;

q. $110.00 per acre disturbed plus $675.00 per future impervious acre

for any facility, not owned or managed by a local government or a state

department, agency, or authority, discharging or authorized to discharge

pursuant to a SPDES permit for stormwater discharges from construction

activity. For the purposes of this subdivision, acres disturbed are

acres subject to clearing, grading, or excavating subject to SPDES

permitting and future impervious acres are acres that will be newly

paved or roofed during construction;

r. $50.00 for a medium concentrated animal feeding operation

discharging or authorized to discharge pursuant to a general permit;

s. $50.00 for a large concentrated animal feeding operation

discharging or authorized to discharge pursuant to a general permit;

t. $110.00 for any facility, other than a municipal separate storm

sewer as defined by 40 CFR §122.26 (b) (8), discharging or authorized to

discharge pursuant to a general permit unless a specific fee is imposed

pursuant to subdivisions a through s of this section for such discharge

or authorization to discharge.

TITLE 7 Water Transport Permit Program Fee

§ 72-0701 — Definitions

Definitions.

When used in this title:

1. "Facility" means any stationary or movable intake mechanism for the

withdrawal of fresh water. For the purposes of this title multiple

intake mechanism on shoreline facilities or vessels shall be considered

as part of one facility.

2. "Water transport permit" means a permit required by section 15-1506

of this chapter.

§ 72-0702 — Water transport permit program fee

Water transport permit program fee.

All persons and public corporations required to obtain a water

transport permit pursuant to section 15-1506 of this chapter shall

submit to the department a fee for each facility equal to one hundred

dollars per million gallons of fresh water withdrawn or transported

pursuant to such permit.

TITLE 10 Mined Land Reclamation Program Fees

§ 72-1001 — Definitions

Definitions.

1. "Affected land" and "land affected by mining" means the sum of that

surface area of land or land under water which:

(a) has been disturbed by mining since April first, nineteen hundred

seventy-five, and has not been reclaimed, and

(b) is to be disturbed by mining during the term of the permit to

mine.

2. "Mining" means the extraction of overburden and minerals from the

earth; the preparation and processing of minerals, including any

activities or processes or parts thereof for the extraction or removal

of minerals from their original location and the preparation, washing,

cleaning, crushing, or other processing of minerals at the mine location

so as to make them suitable for commercial, industrial or construction

use, exclusive of manufacturing processes, at the mine location; the

removal of such materials through sale or exchange, or for commercial,

industrial or municipal use; and the disposition of overburden, tailings

and waste at the mine location. "Mining" shall not include the

excavation, removal and disposition of minerals from construction

projects, exclusive of the creation of water bodies, or excavations in

aid of agricultural activities.

3. "Minor projects" means projects which meet all of the following

criteria:

(a) total acreage affected by mining for the entire mining site is

less than five acres, regardless of length of mining period;

(b) total depth of mine from floor to top of mine face is less than

twenty feet;

(c) there is no on-site processing of minerals (e.g., washing,

crushing);

(d) there is no mining within one hundred feet of any surface waters;

(e) there is no mining of consolidated minerals;

(f) there is no mining within five hundred feet of any dwelling; and

(g) there is no mining below the water table at the mine site.

§ 72-1003 — Fees

Fees.

All persons required to obtain a permit or approval or subject to

regulation under this title shall submit annually to the department a

fee in the amount to be determined for affected land as follows:

1. four hundred dollars for minor projects; or

2. seven hundred dollars for affected land of an acreage equal to or

less than five acres; or

3. nine hundred dollars for affected land of an acreage greater than

five acres and equal to or less than ten acres; or

4. fifteen hundred dollars for affected land of an acreage greater

than ten acres and equal to or less than twenty acres; or

5. four thousand dollars for affected land of an acreage greater than

twenty acres and equal to or less than thirty acres; or

6. eight thousand dollars for affected land of an acreage greater than

thirty acres.

§ 72-1005 — Liability for fees

Liability for fees.

Liability for fees authorized by this title shall be as follows:

1. for persons holding permits or approvals or subject to regulation

under this title on January first in any year beginning with the year

nineteen hundred ninety-one, liability for fees shall commence on

January first;

2. for persons receiving new permits or approvals or subject to

regulation under this title after September first, nineteen hundred

ninety-one, liability for fees shall equal the annual fee established

pursuant to this title and shall be prorated from the date of issuance;

3. for all persons holding permits or approvals, or subject to

regulation under this title liability to pay annual fees shall continue

until such time as reclamation has been completed and approved by the

department and any required financial security has been released, and

shall be prorated to the date of approval by the department.

§ 72-1007 — Disposition of fees

Disposition of fees.

All fees collected pursuant to this title shall be paid into the

miscellaneous special revenue fund, to the credit of the mined land

reclamation program account. Moneys in such account shall be kept

separately from and shall not be commingled with any other moneys in the

joint or sole custody of the state comptroller.

§ 72-1009 — Environmental regulatory account

Environmental regulatory account.

1. The environmental regulatory account shall be credited with all

moneys received from fees and fee interest collected; all other moneys

collected by the department pursuant to title twenty-seven of article

twenty-three of this chapter, except as identified under article six of

the public officers law; and any other contributions or donations by the

public to such account.

2. Moneys in the account, following appropriation by the legislature,

shall be allocated upon the certification of approval for availability

by the director of the budget for the administration and enforcement of

title twenty-seven of article twenty-three of this chapter, including

but not limited to monitoring, surveillance, enforcement, training,

research, administration and cooperation with any federal, state or

local agency.

§ 72-1011 — Mined land reclamation program account

Mined land reclamation program account.

1. There is hereby established in the joint custody of the

commissioner of taxation and finance and the comptroller a special

revenue fund to be known as the "mined land reclamation program

account".

2. The account shall consist of all moneys received from fees, fee

penalties, and fee and fee penalty interest collected pursuant to this

title, and any other moneys collected therefor or credited or

transferred thereto from any other fund, account or source.

3. Moneys in the mined land reclamation program account, following

appropriation by the legislature, shall be disbursed, upon the

certification of approval for availability by the director of the

budget, for the administration and enforcement of title twenty-seven of

article twenty-three of this chapter, including but not limited to

monitoring, surveillance, enforcement, training and research.

ARTICLE 73 New York State Canal Flood Mitigation Task Force

§ 73-0101 — Flood mitigation task force

* § 73-0101. Flood mitigation task force.

The New York state canal flood mitigation task force, referred to in

this article as the task force, is hereby established to identify

reasonable measures that can be taken to enhance flood management and

mitigation in and along the New York state canal system, including the

Erie Canal and major water bodies within the Oswego river basin that

contribute to the flooding of the canal, and to make recommendations

with respect to such measures.

* NB Repealed 120 days after the New York State canal flood mitigation

task force has submitted its completed report (see ch. 456/2007 §2)

§ 73-0103 — Definitions

* § 73-0103. Definitions.

When used in this article:

1. "Adaptive measures" means any adjustment, whether passive, reactive

or anticipatory, that may be taken to ameliorate the anticipated adverse

consequences associated with flood events.

2. "Flood control study sector" means a particular aspect of the

natural or built environment, economy, or society that could potentially

be adversely impacted by flood events. Such term includes, but is not

limited to, stream and river banks, locks and dams, wetlands and

waterfront areas, water resources, transportation infrastructure, water

supply and wastewater infrastructure, human health, recreation, tourism,

power generation and business, residential, farm and municipal sectors.

3. "Flood event" means an overflow or inundation that comes from a

river or other body of water, whether caused by rainfall, waterway

operation, dam break, water runoff or other means, and causes or

threatens damage.

4. "Canal system" shall mean the canal waterways, lands and

infrastructure as set out in section two of the canal law.

* NB Repealed 120 days after the New York State canal flood mitigation

task force has submitted its completed report (see ch. 456/2007 §2)

§ 73-0105 — Task force composition

* § 73-0105. Task force composition.

1. The task force shall consist of fourteen members; nine of whom

shall be the director of the canal corporation, commissioner of the

department of environmental conservation, the secretary of state, the

commissioner of transportation, the director of the state emergency

management office, the commissioner of parks, recreation and historic

preservation, the commissioner of agriculture and markets, the chairman

of the power authority of the state of New York and the commissioner of

economic development or designee; and five additional members who shall

be from outside the public offices listed in this section and who shall

have professional experience in the fields of hydrology, civil

engineering, climatology, emergency management and soil and water

conservation. The governor shall appoint three of the five additional

members and the temporary president of the senate and speaker of the

assembly shall each appoint one of each of the five additional members.

2. The task force shall appoint a chairperson from among its members.

3. The members of the task force shall receive no compensation for

their services, but shall be allowed their actual and necessary expenses

incurred in the performance of their duties.

4. The task force shall consult with the emergency management officer,

or appropriate county officer, from each county adjacent or intersected

by the canal system or the Oswego river basin and each such officer

shall provide to the task force a document listing their concerns and

recommendations related to flooding along the canal system. The task

force shall consider such concerns and recommendations in its

deliberations and in the formulation of its determinations and

recommendations.

5. The task force shall also solicit the views of persons who reside

adjacent to the canal system or major bodies within the Oswego river

basin to assist it in making its determinations and formulating its

recommendations.

6. To help ensure the task force's receipt of a comprehensive and

diverse array of views, a citizen advisory board to the task force shall

be established. The advisory board shall consist of up to thirteen

members appointed for two years, seven members shall be appointed

following the recommendation of the governor; two members shall be

appointed following the recommendation of the temporary president of the

senate; two members shall be appointed following the recommendation of

the speaker of the assembly; one member shall be appointed following the

recommendation of the minority leader of the senate; and one member

shall be appointed following the recommendation of the minority leader

of the assembly. The advisory board shall represent a diverse array of

interests, including property owners residing adjacent to or in close

proximity to the canal system or major water bodies within the Oswego

river basin, recreational and commercial users of the canal system,

environmental groups and hydroelectric power generators that operate

facilities within the canal system. No member of the advisory board may

be concurrently employed by, or provide goods or services to, any agency

or public corporation which is represented on the task force. The

commissioner shall select a member of the advisory board to serve as

chairperson.

7. The members of the advisory board shall receive no compensation for

their services, but shall be allowed their actual and necessary expenses

incurred in the performance of their duties.

8. The advisory board shall advise the task force on relevant

information and issues related to flooding and flood mitigation in the

canal system or the Oswego river basin; make recommendations to fulfill

the purposes of this article; and provide advice and assistance required

by the task force.

9. The task force shall meet at least six times at the call of the

chairperson.

* NB Repealed 120 days after the New York State canal flood mitigation

task force has submitted its completed report (see ch. 456/2007 §2)

§ 73-0107 — Task force duties

* § 73-0107. Task force duties.

The role of the task force includes, but is not limited to:

1. Conduct an in-depth examination of flood control study sectors and

issues related to floodplain management, flood control and flood

mitigation in and along the canal system including:

(a) Adaptive measures that can be taken to mitigate flood damages,

including but not limited to feasible floodplain management activities,

wetland restoration, flood control structures, communication systems and

structures and associated costs;

(b) Evaluation which should include impacts on agriculture,

transportation, land use, health, insurance and economic sectors such as

shipping, fisheries, power generation, tourism, and recreation. Impacts

on infrastructure, including bridges, low-lying roads, dams, locks,

causeways, water and wastewater treatment plants and docks shall be

included in the evaluation; and

(c) Evaluation of canal operation procedures and plans which may have

a direct or indirect impact on flood mitigation and flood management

including, but not limited to, debris management, communication, water

management and flood response.

2. Evaluation and assessment of any flood control or mitigation

measures identified in terms of feasibility, economic and public health

impacts, and effectiveness, as well as identifying impediments to

implementing flood control and mitigation measures and where possible,

actions that could be taken to resolve these issues.

3. The department and the canal corporation shall provide the task

force with such facilities, assistance and data as will enable the task

force to carry out its powers and duties. Additionally, all other

agencies of the state or subdivisions thereof shall, at the request of

the chair provide the task force with such facilities, assistance, and

data as will enable the task force to carry out its powers and duties.

4. The task force shall have the power to:

(a) Contract for professional and technical assistance and advice;

(b) Contract for and accept assistance including, but not limited to

gifts, grants, easements, and loans of funds, real property and personal

property from the federal government or any agency or instrumentality of

the state, or from any other public or private source to comply, subject

to the provisions of this article, with the terms and conditions

thereof, subject to the approval of the division of the budget.

Notwithstanding the provisions of section eleven of the state finance

law, the task force may accept gifts, grants, devises and bequests,

whether conditional or unconditional with the approval of the director

of the budget; and

(c) Conduct scientific and environmental studies.

* NB Repealed 120 days after the New York State canal flood mitigation

task force has submitted its completed report (see ch. 456/2007 §2)

ARTICLE 75 Climate Change

§ 75-0101 — Definitions

Definitions.

For the purposes of this article the following terms shall have the

following meanings:

1. "Allowance" means an authorization to emit, during a specified

year, up to one ton of carbon dioxide equivalent.

2. "Carbon dioxide equivalent" means the amount of carbon dioxide by

mass that would produce the same global warming impact as a given mass

of another greenhouse gas over an integrated one hundred-year time frame

after emission.

3. "Co-pollutants" means hazardous air pollutants produced by

greenhouse gas emissions sources.

4. "Council" means the New York state climate action council

established pursuant to section 75-0103 of this article.

5. "Disadvantaged communities" means communities that bear burdens of

negative public health effects, environmental pollution, impacts of

climate change, and possess certain socioeconomic criteria, or comprise

high-concentrations of low- and moderate- income households, as

identified pursuant to section 75-0111 of this article.

6. "Emissions reduction measures" means programs, measures and

standards, authorized pursuant to this chapter, applicable to sources or

categories of sources, that are designed to reduce emissions of

greenhouse gases.

7. "Greenhouse gas" means carbon dioxide, methane, nitrous oxide,

hydrofluorocarbons, perfluorocarbons, sulfur hexafluoride, and any other

substance emitted into the air that may be reasonably anticipated to

cause or contribute to anthropogenic climate change.

8. "Greenhouse gas emission limit" means the maximum allowable level

of statewide greenhouse gas emissions, excluding emissions identified

under paragraph f of subdivision two of section 75-0105 of this article,

in a specified year, expressed in tons of carbon dioxide equivalent, as

determined by the department pursuant to this article.

9. "Greenhouse gas emission offset" means a deduction representing one

metric ton of carbon dioxide equivalent emissions, reduced, avoided, or

sequestered by a greenhouse gas emission offset project from a measured

baseline of emissions pursuant to the statewide greenhouse gas emissions

report.

10. "Greenhouse gas emission offset projects" means one or more

projects, including:

a. Natural carbon sinks including but not limited to afforestation,

reforestation, or wetlands restoration;

b. Greening infrastructure;

c. Restoration and sustainable management of natural and urban forests

or working lands, grasslands, coastal wetlands and sub-tidal habitats;

d. Efforts to reduce hydrofluorocarbon refrigerant, sulfur

hexafluoride, and other ozone depleting substance releases;

e. Anaerobic digesters, where energy produced is directed toward

localized use;

f. Carbon capture and sequestration;

g. Ecosystem restoration; and

h. Other types of projects recommended by the council in consultation

with the climate justice working group that provide public health and

environmental benefits, and do not create burdens in disadvantaged

communities.

11. "Greenhouse gas emission source" or "source" means any

anthropogenic source or category of anthropogenic sources of greenhouse

gas emissions, determined by the department:

a. whose participation in the program will enable the department to

effectively reduce greenhouse gas emissions; and,

b. that are capable of being monitored for compliance.

12. "Leakage" means a reduction in emissions of greenhouse gases

within the state that is offset by an increase in emissions of

greenhouse gases outside of the state.

13. "Statewide greenhouse gas emissions" means the total annual

emissions of greenhouse gases produced within the state from

anthropogenic sources and greenhouse gases produced outside of the state

that are associated with the generation of electricity imported into the

state. Statewide emissions shall be expressed in tons of carbon dioxide

equivalents.

14. "Statewide greenhouse gas emissions limit" or "statewide emissions

limit" means the maximum allowable level of statewide greenhouse gas

emissions in a specified year, as determined by the department pursuant

to this article.

15. "Environmental justice advisory group" shall mean the permanent

environmental justice advisory group established by a chapter of the

laws of two thousand nineteen amending the environmental conservation

law relating to establishing a permanent environmental justice advisory

group and an environmental justice interagency coordinating council, as

proposed in legislative bills numbers S. 2385 and A. 1564.

§ 75-0103 — New York state climate action council

New York state climate action council.

1. There is hereby established the New York state climate action

council ("council") which shall consist of the following twenty-two

members:

a. the commissioners of transportation, health, economic development,

agriculture and markets, housing and community renewal, environmental

conservation, labor, the chairperson of the public service commission,

the presidents of the New York state energy research and development

authority; New York power authority; Long Island power authority; the

secretary of state, or their designees.

b. two non-agency expert members appointed by the governor;

c. three members to be appointed by the temporary president of the

senate;

d. three members to be appointed by the speaker of the assembly;

e. one member to be appointed by the minority leader of the senate;

and

f. one member to be appointed by the minority leader of the assembly.

2. The at large members shall include at all times individuals with

expertise in issues relating to climate change mitigation and/or

adaptation, such as environmental justice, labor, public health and

regulated industries.

3. Council members shall receive no compensation for their services

but shall be reimbursed for actual and necessary expenses incurred in

the performance of their duties.

4. The co-chairpersons of the council shall be the commissioner of

environmental conservation and the president of the New York state

energy research and development authority or their designee.

5. Each member of the council shall be entitled to one vote. The

council's approval and adoption of the final scoping plan pursuant to

this section, and any subsequent interim updates thereto, shall require

a supermajority of the council. No action may be taken by the council

unless there is a quorum, which shall at all times be a majority of the

members of the council.

6. Any vacancies on the council shall be filled in the manner provided

for the initial appointment.

7. The council shall convene advisory panels requiring special

expertise and, at a minimum, shall establish advisory panels on

transportation, energy intensive and trade-exposed industries, land-use

and local government, energy efficiency and housing, power generation,

and agriculture and forestry. The purpose of the advisory panels shall

be to provide recommendations to the council on specific topics, in its

preparation of the scoping plan, and interim updates to the scoping

plan, and in fulfilling the council's ongoing duties.

a. Each advisory panel shall be chaired by the relevant agency head or

his or her designee. The council may convene and dissolve additional

advisory panels, in its sole discretion, and pursuant to the

requirements herein.

b. Advisory panels shall be comprised of no more than five voting

members. The council shall elect advisory panel members, and such

membership shall at all times represent individuals with direct

involvement or expertise in matters to be addressed by the advisory

panels pursuant to this section.

c. Advisory panels shall work directly with the council on the

preparation of the scoping plan pursuant to this section. Each advisory

panel shall coordinate with the environmental justice advisory group and

climate justice working group.

d. All agencies of the state or subdivisions thereof may, at the

request of any such advisory panel or the council, provide the advisory

panel with such facilities, assistance, and data as will enable advisory

panels to carry out their powers and duties.

8. The council shall convene a just transition working group. The

working group shall be chaired by the commissioner of labor and the

president of the New York state energy research and development

authority and shall consist of no less than thirteen, but no more than

seventeen members and shall include the commissioners of housing and

community renewal, the chair of the department of public service,

representatives of environmental justice communities and representatives

of labor organizations, clean energy developers and at least five

representatives of distinct energy-intensive industries. The just

transition working group shall:

a. advise the council on issues and opportunities for workforce

development and training related to energy efficiency measures,

renewable energy and other clean energy technologies, with specific

focus on training and workforce opportunities for disadvantaged

communities, and segments of the population that may be underrepresented

in the clean energy workforce such as veterans, women and formerly

incarcerated persons;

b. identify energy-intensive industries and related trades and

identify sector specific impacts of the state's current workforce and

avenues to maximize the skills and expertise of New York state workers

in the new energy economy;

c. identify sites of electric generating facilities that may be closed

as a result of a transition to a clean energy sector and the issues and

opportunities presented by reuse of those sites;

d. with respect to potential for greenhouse gas emission limits

developed by the department of environmental conservation pursuant to

this article, advise the council on the potential impacts of carbon

leakage risk on New York state industries and local host communities,

including the impact of any potential carbon reduction measures on the

competitiveness of New York state business and industry;

e. advise the council and conduct stakeholder outreach on any other

workforce matters directed by the council; and

f. at a time frame determined by the council, prepare and publish

recommendations to the council on how to address: issues and

opportunities related to the energy-intensive and trade-exposed

entities; workforce development for trade-exposed entities,

disadvantaged communities and underrepresented segments of the

population; measures to minimize the carbon leakage risk and minimize

anti-competitiveness impacts of any potential carbon policies and energy

sector mandates.

g. The just transition working group is hereby authorized and directed

to conduct a study of and report on:

i. The number of jobs created to counter climate change, which shall

include but not be limited to the energy sector, building sector,

transportation sector, and working lands sector;

ii. The projection of the inventory of jobs needed and the skills and

training required to meet the demand of jobs to counter climate change;

and

iii. Workforce disruption due to community transitions from a low

carbon economy.

9. The department and the New York state energy research and

development authority shall provide the council with such facilities,

assistance and data as will enable the council to carry out its powers

and duties. Additionally, all other agencies of the state or

subdivisions thereof may, at the request of the co-chairpersons, provide

the council with such facilities, assistance, and data as will enable

the council to carry out its powers and duties.

10. The council shall consult with the climate justice working group

established in section 75-0111 of this article, the department of state

utility intervention unit, and the federally designated electric bulk

system operator.

11. The council shall on or before two years of the effective date of

this article, prepare and approve a scoping plan outlining the

recommendations for attaining the statewide greenhouse gas emissions

limits in accordance with the schedule established in section 75-0107 of

this article, and for the reduction of emissions beyond eighty-five

percent, net zero emissions in all sectors of the economy, which shall

inform the state energy planning board's adoption of a state energy plan

in accordance with section 6-104 of the energy law. The first state

energy plan issued subsequent to completion of the scoping plan required

by this section shall incorporate the recommendations of the council.

12. The draft scoping plan shall be developed in consultation with the

environmental justice advisory group, and the climate justice working

group established pursuant to section 75-0111 of this article and other

stakeholders.

a. The council shall hold at least six regional public comment

hearings on the draft scoping plan, including three meetings in the

upstate region and three meetings in the downstate region, and shall

allow at least one hundred twenty days for the submission of public

comment.

b. The council shall provide meaningful opportunities for public

comment from all segments of the population that will be impacted by the

plan, including persons living in disadvantaged communities as

identified pursuant to section 75-0111 of this article.

c. On or before three years of the effective date of this article, the

council shall submit the final scoping plan to the governor, the speaker

of the assembly and the temporary president of the senate and post such

plan on its website.

13. The scoping plan shall identify and make recommendations on

regulatory measures and other state actions that will ensure the

attainment of the statewide greenhouse gas emissions limits established

pursuant to section 75-0107 of this article. The measures and actions

considered in such scoping plan shall at a minimum include:

a. Performance-based standards for sources of greenhouse gas

emissions, including but not limited to sources in the transportation,

building, industrial, commercial, and agricultural sectors.

b. Measures to reduce emissions from the electricity sector by

displacing fossil-fuel fired electricity with renewable electricity or

energy efficiency.

c. Land-use and transportation planning measures aimed at reducing

greenhouse gas emissions from motor vehicles.

d. Measures to achieve long-term carbon sequestration and/or promote

best management practices in land use, agriculture and forestry.

e. Measures to achieve six gigawatts of distributed solar energy

capacity installed in the state by two thousand twenty-five, nine

gigawatts of offshore wind capacity installed by two thousand

thirty-five, a statewide energy efficiency goal of one hundred

eighty-five trillion British thermal units energy reduction from the two

thousand twenty-five forecast; and three gigawatts of statewide energy

storage capacity by two thousand thirty.

f. Measures to promote the beneficial electrification of personal and

freight transport and other strategies to reduce greenhouse gas

emissions from the transportation sector.

g. Measures to achieve reductions in energy use in existing

residential or commercial buildings, including the beneficial

electrification of water and space heating in buildings, establishing

appliance efficiency standards, strengthening building energy codes,

requiring annual building energy benchmarking, disclosing energy

efficiency in home sales, and expanding the ability of state facilities

to utilize performance contracting.

h. Recommendations to aid in the transition of the state workforce and

the rapidly emerging clean energy industry.

i. Measures to achieve healthy forests that support clean air and

water, biodiversity, and sequester carbon.

j. Measures to limit the use of chemicals, substances or products that

contribute to global climate change when released to the atmosphere, but

are not intended for end-use combustion.

k. Mechanisms to limit emission leakage as defined in subdivision

eleven of section 75-0101 of this article.

l. Verifiable, enforceable and voluntary emissions reduction measures.

14. In developing such plan the council shall:

a. Consider all relevant information pertaining to greenhouse gas

emissions reduction programs in states in the United States Climate

Alliance, as well as other states, regions, localities, and nations.

b. Evaluate, using the best available economic models, emission

estimation techniques and other scientific methods, the total potential

costs and potential economic and non-economic benefits of the plan for

reducing greenhouse gases, and make such evaluation publicly available.

In conducting this evaluation, the council shall quantify:

i. The economic and social benefits of greenhouse gas emissions

reductions, taking into account the value of carbon, established by the

department pursuant to section 75-0113 of this article, any other tools

that the council deems useful and pertinent for this analysis, and any

environmental, economic and public health co-benefits (such as the

reduction of co-pollutants and the diversification of energy sources);

and

ii. The costs of implementing proposed emissions reduction measures,

and the emissions reductions that the council anticipates achieving

through these measures.

c. Take into account the relative contribution of each source or

source category to statewide greenhouse gas emissions, and the potential

for adverse effects on small businesses, and recommend a de minimis

threshold of greenhouse gas emissions below which emission reduction

requirements will not apply.

d. Identify measures to maximize reductions of both greenhouse gas

emissions and co-pollutants in disadvantaged communities as identified

pursuant to section 75-0111 of this article.

15. The council shall update its plan toward achieving the statewide

greenhouse gas emissions limits and shall make such updates available to

the governor, the speaker of the assembly and the temporary president of

the senate and post such updates on its website. The first update shall

occur in two thousand twenty-eight with subsequent updates due every six

years thereafter.

16. The council shall identify existing climate change mitigation and

adaptation efforts at the federal, state, and local levels and may make

recommendations regarding how such policies may improve the state's

efforts.

17. The council shall maintain a website that includes public access

to the scoping plan and greenhouse gas limit information.

§ 75-0105 — Statewide greenhouse gas emissions report

Statewide greenhouse gas emissions report.

1. No later than two years after the effective date of this article,

and each year thereafter, the department shall issue a report on

statewide greenhouse gas emissions, expressed in tons of carbon dioxide

equivalents, from all greenhouse gas emission sources in the state,

including the relative contribution of each type of greenhouse gas and

each type of source to the statewide total.

2. The statewide greenhouse gas emissions report shall be a

comprehensive evaluation, informed by a variety of data, including but

not limited to:

a. information relating to the use of fossil fuels by sector,

including for electricity generation, transportation, heating, and other

combustion purposes;

b. information relating to fugitive and vented emissions from systems

associated with the production, processing, transport, distribution,

storage, and consumption of fossil fuels, including natural gas;

c. information relating to emissions from non-fossil fuel sources,

including, but not limited to, garbage incinerators, biomass combustion,

landfills and landfill gas generators, and anaerobic digesters;

d. information relating to emissions associated with manufacturing,

chemical production, cement plants, and other processes that produce

non-combustion emissions;

e. information from sources that may be required to participate in the

registration and reporting system pursuant to subdivision four of this

section; and

f. carbon dioxide emissions from biogenic sources shall be reported

separately, consistent with treatment of biogenic carbon dioxide

emissions under the methodologies of the Intergovernmental Panel on

Climate Change.

3. The statewide greenhouse gas emissions report shall also include an

estimate of greenhouse gas emissions associated with the generation of

imported electricity and with the extraction and transmission of fossil

fuels imported into the state which shall be counted as part of the

statewide total.

4. Within one year after the effective date of this article, the

department shall consider establishing a mandatory registry and

reporting system from individual sources to obtain data on greenhouse

gas emissions exceeding a particular threshold. If established, such

registry and reporting system shall apply a consistent reporting

threshold to ensure the unbiased collection of data.

5. The statewide greenhouse gas emissions report shall also include an

estimate of what the statewide greenhouse gas emissions level was in

1990.

6. The statewide greenhouse gas emissions report shall utilize best

available science and methods of analysis, including the comparison and

reconciliation of emission estimates from all sources, fuel consumption,

field data, and peer-reviewed research.

7. The statewide greenhouse gas emissions report shall clearly explain

the methodology and analysis used in the department's determination of

greenhouse gas emissions and shall include a detailed explanation of any

changes in methodology or analysis, adjustments made to prior estimates,

as needed, and any other information necessary to establish a

scientifically credible account of change.

8. The department shall hold at least two public hearings to seek

public input regarding the methodology and analysis used in the

determination of statewide greenhouse gas emissions, and periodically

thereafter.

§ 75-0107 — Statewide greenhouse gas emissions limits

Statewide greenhouse gas emissions limits.

1. No later than one year after the effective date of this article,

the department shall, pursuant to rules and regulations promulgated

after at least one public hearing, establish a statewide greenhouse gas

emissions limit as a percentage of 1990 emissions, as estimated pursuant

to section 75-0105 of this article, as follows:

a. 2030: 60% of 1990 emissions.

b. 2050: 15% of 1990 emissions.

2. Greenhouse gas emission limits shall be measured in units of carbon

dioxide equivalents and identified for each individual type of

greenhouse gas.

3. In order to ensure the most accurate determination feasible, the

department shall utilize the best available scientific, technological,

and economic information on greenhouse gas emissions and consult with

the council, stakeholders, and the public in order to ensure that all

emissions are accurately reflected in its determination of 1990

emissions levels.

4. In order to comply with the statewide greenhouse gas emissions

limits promulgated pursuant to this section, a source may utilize the

alternative compliance mechanism established pursuant to subdivision

four of section 75-0109 of this article. The use of such mechanism shall

be in accordance with the provisions of that subdivision.

§ 75-0109 — Promulgation of regulations to achieve statewide greenhouse gas emissions reductions

Promulgation of regulations to achieve statewide greenhouse

gas emissions reductions.

1. No later than December thirty-first, two thousand twenty-eight, the

department, after public workshops and consultation with the council,

the environmental justice advisory group, and the climate justice

working group established pursuant to section 75-0111 of this article,

representatives of regulated entities, community organizations,

environmental groups, health professionals, labor unions, municipal

corporations, trade associations and other stakeholders, shall, after no

less than two public hearings, promulgate, in accordance with

subdivision three of this section, rules and regulations designed to:

(i) achieve, to the maximum extent feasible and cost effective, a sixty

percent reduction in statewide greenhouse gas emissions from 1990

emissions by two thousand forty; and (ii) to ensure compliance with the

statewide emissions reduction limit established in paragraph b of

subdivision one of section 75-0107 of this article, and work with other

state agencies and authorities to promulgate regulations required by

section eight of chapter one hundred six of the laws of two thousand

nineteen.

2. The regulations promulgated by the department pursuant to this

section shall:

a. Ensure that the aggregate emissions of greenhouse gases from

greenhouse gas emission sources will not exceed the statewide greenhouse

gas emissions limits established in section 75-0107 of this article.

b. Include legally enforceable emissions limits, performance

standards, or measures or other requirements to control emissions from

greenhouse gas emission sources, with the exception of agricultural

emissions from livestock.

c. Reflect, in substantial part, the findings of the scoping plan

prepared pursuant to section 75-0103 of this article.

d. Include measures to reduce emissions from greenhouse gas emission

sources that have a cumulatively significant impact on statewide

greenhouse gas emissions, such as internal combustion vehicles that burn

gasoline or diesel fuel and boilers or furnaces that burn oil or natural

gas.

3. In promulgating these regulations, the department shall:

a. Design and implement all regulations in a manner that seeks to be

equitable, to minimize costs and to maximize the total benefits to New

York, and encourages early action to reduce greenhouse gas emissions;

b. Ensure that greenhouse gas emissions reductions achieved are real,

permanent, quantifiable, verifiable, and enforceable by the department;

c. Ensure that activities undertaken to comply with the regulations do

not result in a net increase in co-pollutant emissions or otherwise

disproportionately burden disadvantaged communities as identified

pursuant to section 75-0111 of this article;

d. Prioritize measures to maximize net reductions of greenhouse gas

emissions and co-pollutants in disadvantaged communities as identified

pursuant to section 75-0111 of this article and encourage early action

to reduce greenhouse gas emissions and co-pollutants;

e. Incorporate measures to minimize leakage; and

f. Consider the following, in the course of developing a regulatory

program or programs as required by this section:

i. the feasibility and adoption of: programs that utilize regulatory

mechanisms, including a market-based economy-wide cap-and-invest program

that could be linked to other jurisdictions and provide market

certainty; clean energy supply standards; and other regulations;

ii. the affordability of the programs identified in subparagraph i of

this paragraph for state residents, businesses and other entities,

including how the pace and sequencing of the emissions reduction

strategies affect total costs over time, and through assessing energy

cost impacts across customer classes and uses, as well as the

utilization of effective cost containment measures as needed;

iii. the importance of fostering the state's economic growth and

competitiveness, including the creation and maintenance of well-paying

and family-sustaining jobs;

iv. the economy-wide emissions reduction strategies that result in

improved public health, increased quality of life, and a cleaner

environment for all New Yorkers, and that any new revenue equitably

supports these outcomes;

v. the ability to maximize available funding and other resources to

support emissions reductions; and

vi. the development and commercialization of low and zero emission

technologies to achieve the goals of programs identified in subparagraph

i of this paragraph.

4. a. The department may establish an alternative compliance mechanism

to be used by sources subject to greenhouse gas emissions limits to

achieve net zero emissions.

b. The use of such mechanism shall account for not greater than

fifteen percent of statewide greenhouse gas emissions estimated as a

percentage of nineteen ninety emissions pursuant to section 75-0105 of

this article, provided that the use of this mechanism must offset a

quantity greater than or equal to the greenhouse gases emitted. The

offset of greenhouse gas emissions shall not result in disadvantaged

communities having to bear a disproportionate burden of environmental

impacts.

c. The department shall verify that greenhouse gas emission offset

projects authorized pursuant to this subdivision represent greenhouse

gas equivalent emission reductions or carbon sequestration that are

real, additional, verifiable, enforceable, and permanent.

d. Any greenhouse gas emissions offset project shall comply with all

of the requirements of this subdivision.

e. The department shall establish an application process that, at a

minimum, requires a source to sufficiently demonstrate that compliance

with the greenhouse gas emissions limits is not technologically

feasible, and that the source has reduced emissions to the maximum

extent practicable. After an initial four year period, the department

shall review the participation of a source in this mechanism, and make a

determination as to the source's continued need for an alternative

compliance, considering the extent to which the source is utilizing the

best available technology standards.

f. Sources in the electric generation sector shall not be eligible to

participate in such mechanism.

g. The following types of projects shall be prohibited:

i. waste-to-energy projects, including incineration and pyrolysis; and

ii. biofuels used for energy or transportation purposes.

h. Any greenhouse gas emission offset project approved by the

department shall:

i. be designed to provide a discernable benefit to the environment

rather than to the source;

ii. be located in the same county, and within twenty-five linear

miles, of the source of emissions, to the extent practicable;

iii. enhance the conditions of the ecosystem or geographic area

adversely affected; and

iv. substantially reduce or prevent the generation or release of

pollutants through source reduction.

i. A greenhouse gas emission offset project shall not be approved by

the department where the project:

i. is required pursuant to any local, state or federal law,

regulation, or administrative or judicial order;

ii. contains measures which the source would have undertaken anyway

within the next five years;

iii. contributes to environmental research at a college or university;

or

iv. is a study or assessment without a commitment to implement the

results.

j. In approving greenhouse gas emission offset projects, the

department shall prioritize projects that maximize public health and

environmental benefits within the state and especially localized

benefits in disadvantaged communities, defined pursuant to section

75-0111 of this article.

k. The department shall establish a public registry of greenhouse gas

emission offset projects approved pursuant to this subdivision.

l. Prior to the inclusion of any alternative compliance mechanism in

the regulations, to the extent feasible and in the furtherance of

achieving the statewide greenhouse gas emissions limit, the department

shall do all of the following:

i. consult with the council, the environmental justice advisory group,

and the climate justice working group;

ii. consider the potential for direct, indirect, and cumulative

emission impacts from this mechanism, including localized impacts in

disadvantaged communities as identified pursuant to section 75-0111 of

this article;

iii. design the alternative compliance mechanism to prevent any

increase in the emissions of co-pollutants; and

iv. maximize additional environmental, public health, and economic

benefits for the state and for disadvantaged communities identified

pursuant to section 75-0111 of this article, as appropriate.

§ 75-0111 — Climate justice working group

Climate justice working group.

1. There is hereby created within the department, no later than six

months after the effective date of this article, a "climate justice

working group". Such working group will be comprised of representatives

from: environmental justice communities, the department, the department

of health, the New York state energy and research development authority,

and the department of labor.

a. Environmental justice community representatives shall be members of

communities of color, low-income communities, and communities bearing

disproportionate pollution and climate change burdens, or shall be

representatives of community-based organizations with experience and a

history of advocacy on environmental justice issues, and shall include

at least three representatives from New York city communities, three

representatives from rural communities, and three representatives from

upstate urban communities.

b. The working group, in consultation with the department, the

departments of health and labor, the New York state energy and research

development authority, and the environmental justice advisory group,

will establish criteria to identify disadvantaged communities for the

purposes of co-pollutant reductions, greenhouse gas emissions

reductions, regulatory impact statements, and the allocation of

investments related to this article.

c. Disadvantaged communities shall be identified based on geographic,

public health, environmental hazard, and socioeconomic criteria, which

shall include but are not limited to:

i. areas burdened by cumulative environmental pollution and other

hazards that can lead to negative public health effects;

ii. areas with concentrations of people that are of low income, high

unemployment, high rent burden, low levels of home ownership, low levels

of educational attainment, or members of groups that have historically

experienced discrimination on the basis of race or ethnicity; and

iii. areas vulnerable to the impacts of climate change such as

flooding, storm surges, and urban heat island effects.

2. Before finalizing the criteria for identifying disadvantaged

communities and identifying disadvantaged communities pursuant to

subdivision one of this section, the department shall publish draft

criteria and a draft list of disadvantaged communities and make such

information available on its website.

a. The council shall hold at least six regional public hearings on the

draft criteria and the draft list of disadvantaged communities,

including three meetings in the upstate region and three meetings in the

downstate region, and shall allow at least one hundred twenty days for

the submission of public comment.

b. The council shall also ensure that there are meaningful

opportunities for public comment for all segments of the population that

will be impacted by the criteria, including persons living in areas that

may be identified as disadvantaged communities under the proposed

criteria.

3. The group will meet no less than annually to review the criteria

and methods used to identify disadvantaged communities and may modify

such methods to incorporate new data and scientific findings. The

climate justice working group shall review identities of disadvantaged

communities and modify such identities as needed.

§ 75-0113 — Value of carbon

Value of carbon.

1. No later than one year after the effective date of this article,

the department, in consultation with the New York state energy research

and development authority, shall establish a social cost of carbon for

use by state agencies, expressed in terms of dollars per ton of carbon

dioxide equivalent.

2. The social cost of carbon shall serve as a monetary estimate of the

value of not emitting a ton of greenhouse gas emissions. As determined

by the department, the social cost of carbon may be based on marginal

greenhouse gas abatement costs or on the global economic, environmental,

and social impacts of emitting a marginal ton of greenhouse gas

emissions into the atmosphere, utilizing a range of appropriate discount

rates, including a rate of zero.

3. In developing the social cost of carbon, the department shall

consider prior or existing estimates of the social cost of carbon issued

or adopted by the federal government, appropriate international bodies,

or other appropriate and reputable scientific organizations.

§ 75-0115 — Community air monitoring program

Community air monitoring program.

1. For purposes of this section, the following definitions and related

provisions shall apply:

a. "Community air monitoring system" means advanced sensing monitoring

equipment that measures and records air pollutant concentrations in the

ambient air at or near sensitive receptor locations in disadvantaged

communities.

b. "Disadvantaged community" means a community identified as

disadvantaged pursuant to the criteria set forth in section 75-0111 of

this article.

c. "Sensitive receptors" includes hospitals, schools and day care

centers, and such other locations as the department may determine.

2. a. On or before October first, two thousand twenty-two, the

department shall prepare, in consultation with the climate justice

working group, a program demonstrating community air monitoring systems.

b. The program shall identify the highest priority locations in

disadvantaged communities around the state to deploy community air

monitoring systems, which shall be communities with potentially high

exposure burdens for toxic air contaminants and criteria air pollutants.

The program shall be undertaken in no less than four communities

statewide with regional consideration.

c. The department shall publish the air quality data produced by the

community air monitoring systems deployed pursuant to this section on

its website as it becomes available.

3. On or before June first, two thousand twenty-four, the department

shall prepare, in consultation with the climate justice working group, a

strategy to reduce emissions of toxic air contaminants and criteria air

pollutants in disadvantaged communities affected by a high cumulative

exposure burden. The strategy shall include criteria for the development

of community emission reduction programs. The criteria presented in the

strategy shall include, but are not limited to, the following:

a. an assessment and identification of communities with high

cumulative exposure burdens for toxic air contaminants and criteria air

pollutants.

b. a methodology for assessing and identifying the contributing

sources or categories of sources, including, but not limited to,

stationary and mobile sources, and an estimate of their relative

contribution to elevated exposure to air pollution in impacted

communities identified pursuant to paragraph a of this subdivision.

c. an assessment of the existing and available measures for reducing

emissions from the contributing sources or categories of sources

identified pursuant to paragraph b of this subdivision.

4. a. Based on the assessment and identification of disadvantaged

communities with high cumulative exposure burdens for toxic air

contaminants and criteria air pollutants completed pursuant to paragraph

a of subdivision three of this section, the department shall select

disadvantaged communities around the state for preparation of community

emissions reduction programs. The department may select additional

locations annually thereafter, as appropriate.

b. The department shall have the authority to adopt regulations

establishing programs to achieve emissions reductions for the locations

selected using the most cost-effective measures identified pursuant to

paragraph c of subdivision three of this section.

§ 75-0117 — Investment of funds

Investment of funds.

State agencies, authorities and entities, in consultation with the

environmental justice working group and the climate action council,

shall, to the extent practicable, invest or direct available and

relevant programmatic resources in a manner designed to achieve a goal

for disadvantaged communities to receive forty-five percent of overall

benefits of spending on clean energy and energy efficiency programs,

projects or investments in the areas of housing, workforce development,

pollution reduction, low income energy assistance, energy,

transportation and economic development, provided however, that

disadvantaged communities shall receive no less than forty percent of

the overall benefits of spending on clean energy and energy efficiency

programs, projects or investments and provided further that this section

shall not alter funds already contracted or committed as of the

effective date of this section.

§ 75-0119 — Implementation reporting

Implementation reporting.

1. The department in consultation with the council shall, not less

than every four years after the promulgation of regulations pursuant to

section 75-0109 of this article, publish a report which shall include

recommendations regarding the implementation of greenhouse gas reduction

measures.

2. The report shall, at minimum, include:

a. Whether the state is on track to meet the statewide greenhouse gas

emissions limits established in section 75-0107 of this article.

b. An assessment of existing regulations and whether modifications are

needed to ensure fulfillment of the statewide greenhouse gas emissions

limits.

c. An overview of social benefits from the regulations or other

measures, including reductions in greenhouse gas emissions and

copollutants, diversification of energy sources, and other benefits to

the economy, environment, and public health.

d. An overview of compliance costs for regulated entities and for the

department and other state agencies.

e. Whether regulations or other greenhouse gas reduction measures

undertaken are equitable, minimize costs and maximize the total benefits

to the state, and encourage early action.

f. Whether activities undertaken to comply with state regulations

disproportionately burden disadvantaged communities as identified

pursuant to section 75-0111 of this article.

g. An assessment of local benefits and impacts of any reductions in

co-pollutants related to reductions in statewide and local greenhouse

gas emissions.

h. An assessment of disadvantaged communities' access to or community

ownership of the services and commodities identified in section six of

the chapter of the laws of two thousand nineteen which added this

article.

i. Whether entities that have voluntarily reduced their greenhouse gas

emissions prior to the implementation of this article receive

appropriate credit for early voluntary reductions.

j. Recommendations for future regulatory and policy action.

3. In preparing this report, the department shall, at a minimum,

consult with the council, and the climate justice working group

established in section 75-0111 of this article.

4. The report shall be published and posted on the department's

website.

ARTICLE 76 Climate Change Adaptation Cost Recovery Program

§ 76-0101 — Definitions

Definitions.

For the purposes of this article the following terms shall have the

following meanings:

1. "Affiliate" means, with respect to any specified entity, an entity

that directly, or indirectly through one or more intermediaries,

controls or is controlled by, or is under common control with, the

entity specified.

2. "Applicable payment date" means December thirty-first of the fourth

calendar year following the year in which this article is enacted into

law.

3. "Climate change adaptive infrastructure project" means an

infrastructure project for purposes of climate change adaptation that:

a. includes but is not limited to projects designed to avoid,

moderate, repair, or adapt to negative impacts caused by climate change,

and to assist communities, households, and businesses in preparing for

future climate change-driven disruptions. Such project types include but

are not limited to restoring coastal wetlands and developing other

nature-based solutions and coastal protections; upgrading storm water

drainage systems; making defensive upgrades to roads, bridges, subways,

and transit systems; preparing for and recovering from hurricanes and

other extreme weather events; undertaking preventive health care

programs and providing medical care to treat illness or injury caused by

the effects of climate change; relocating, elevating, or retrofitting

wastewater treatment plants vulnerable to flooding; installing energy

efficient cooling systems and other weatherization and energy efficiency

upgrades and retrofits in public and private buildings, including

schools and public housing; upgrading parts of the electrical grid to

increase stability and resilience, including supporting the creation of

self-sufficient clean energy microgrids; addressing urban heat island

effects through green spaces, urban forestry, and other interventions;

and responding to harmful algal blooms, loss of agricultural topsoil,

and other climate-driven ecosystem threats to forests, farms, fisheries,

and food systems; and

b. is guided by the project criteria identified in the statewide

climate change adaptation and resilience plan adopted pursuant to

subdivision six of section 76-0103 of this article.

4. "Control" (including the terms controlling, controlled by and under

common control with) means the possession, direct or indirect, of the

power to direct or cause the direction of the management and policies of

an entity, whether through the ownership of voting securities, by

contract, or otherwise.

5. "Controlled group" means two or more entities that are affiliates

of each other.

6. "Cost recovery amount" means seventy-five billion dollars.

7. "Cost recovery demand" means the portion of the cost recovery

amount determined by the department pursuant to the program to be owed

by a responsible party for payment to the fund.

8. "Covered greenhouse gas emissions" means, with respect to any

entity, the total quantity of greenhouse gas emissions, expressed in

metric tons of carbon dioxide equivalent, as defined in section 75-0101

of this chapter, attributable to the total amount of fossil fuels

extracted by that entity during the covered period, as well as the total

amount of crude oil refined by that entity during the covered period.

For the purposes of this article, covered greenhouse gas emissions

include those emissions attributable to all fossil fuel extraction and

refining worldwide by such entity and are not limited to such emissions

within the state.

9. "Covered period" means the period that began January first, two

thousand and ended on December thirty-first, two thousand twenty-four.

10. "Crude oil" means oil or petroleum of any kind and in any form,

including bitumen, oil sands, heavy oil, conventional and unconventional

oil, shale oil, natural gas liquids, condensates, and related fossil

fuels.

11. "Entity" means any individual, trustee, agent, partnership,

association, corporation, company, municipality, political subdivision,

or other legal organization, that holds or held an ownership interest in

a fossil fuel business during the covered period. For purposes of this

article, entities in a controlled group are treated as a single entity

for the purposes of meeting the definition of responsible party and

shall be jointly and severally liable for payment of any cost recovery

demand owed by any entity in the controlled group.

12. "Fossil fuel" shall have the same definition as in section 1-103

of the energy law.

13. "Fossil fuel business" means a business engaging in the extraction

of fossil fuels or the refining of petroleum products.

14. "Fund" means the climate change adaptation fund established

pursuant to section ninety-seven-m of the state finance law.

15. "Greenhouse gas" shall have the same definition as in section

75-0101 of this chapter.

16. "Nature-based solutions" shall mean projects that utilize or mimic

nature or natural processes and functions and that may also offer

environmental, economic, and social benefits, while increasing

resilience. Nature-based solutions include both green and natural

infrastructure.

17. "Notice of cost recovery demand" means the written communication

informing an entity that they are a responsible party and of the amount

of the cost recovery demand payable to the fund.

18. "Petroleum products" shall have the same definition as in section

1-103 of the energy law.

19. "Program" means the climate change adaptation cost recovery

program established under section 76-0103 of this article.

20. "Qualifying expenditure" means a payment from the fund in support

of a climate change adaptive infrastructure project, including its

operation and maintenance, as defined by the department.

21. "Responsible party" means any entity (or a successor in interest

to such entity described herein), which, during any part of the covered

period, was engaged in the trade or business of extracting fossil fuel

or refining crude oil and is determined by the department to be

responsible for more than one billion tons of covered greenhouse gas

emissions. The term responsible party shall not include any person who

lacks sufficient contacts with the state to satisfy the due process

clause of the United States Constitution.

§ 76-0103 — The climate change adaptation cost recovery program

The climate change adaptation cost recovery program.

1. There is hereby established a climate change adaptation cost

recovery program to be administered by the department.

2. The purposes of the program shall be the following:

a. To secure compensatory payments from responsible parties based on a

standard of strict liability to provide a source of revenue for climate

change adaptive infrastructure projects within the state. Such payments

in aggregate shall total the cost recovery amount and shall be due and

payable on the applicable payment date.

b. To determine proportional liability of responsible parties for the

cost recovery amount pursuant to subdivision three of this section;

c. To impose cost recovery demands on responsible parties and issue

notices of cost recovery demand;

d. To accept and collect payment from responsible parties;

e. To identify climate change adaptive infrastructure projects;

f. To disperse funds to climate change adaptive infrastructure

projects; and

g. To allocate funds in such a way as to achieve a goal that at least

forty percent of the qualified expenditures from the program, but not

less than thirty-five percent of such expenditures, shall go to climate

change adaptive infrastructure projects that benefit disadvantaged

communities as defined in section 75-0101 of this chapter.

3. a. A responsible party shall be strictly liable, without regard to

fault, for a share of the cost recovery amount, which shall be used for

the costs of climate change adaptive infrastructure projects, including

their operation and maintenance, supported by the fund.

b. With respect to each responsible party, the cost recovery demand

shall be equal to an amount that bears the same ratio to the cost

recovery amount as the responsible party's applicable share of covered

greenhouse gas emissions bears to the aggregate applicable shares of

covered greenhouse gas emissions of all responsible parties.

c. The applicable share of covered greenhouse gas emissions taken into

account under this section for any responsible party shall be the amount

by which the covered greenhouse gas emissions attributable to such

responsible party exceeds one billion metric tons.

d. In determining the amount of greenhouse gas emissions attributable

to any entity, the department may: i. require an entity to provide

information to the department related to past practices, production,

extraction, refining, emissions, or other historical information about

such entity necessary or appropriate to enable the department to

determine whether such entity is a responsible party and, if so, the

amount of such responsible party's covered greenhouse gas emissions; ii.

apply consistent emissions factors, consistent with the climate

leadership and community protection act pursuant to chapter one hundred

six of the laws of two thousand nineteen, to convert extraction and

refining data into greenhouse gas emissions; and iii. utilize

information received from the department of taxation and finance

pursuant to subdivision (a) of section three hundred fourteen of the tax

law.

e. i. The department shall issue notices of cost recovery demand to

all responsible parties at the times set forth in paragraph a of

subdivision four of this section. Payment of a cost recovery demand

shall be made in full on the applicable payment date provided that,

notwithstanding paragraph a of subdivision two of this section, the

department may provide that a responsible party may elect to pay an

amount no greater than ninety-two percent of the amount of the cost

recovery demand after the applicable payment date. Any such payments

permitted to be made after the applicable payment date shall be made

within twenty-four years of the applicable payment date, shall be no

less frequent than annual beginning in the year following the applicable

payment date, and shall not increase over time.

ii. Any responsible party who fails to make a payment required

pursuant to this subdivision shall pay a penalty of fifty per centum of

the unpaid payment amount, plus interest on the unpaid payment amount

computed in accordance with section 6621(a)(2) of the United States

internal revenue code of 1986 (Public Law 99-514, 26 U.S.C. section 1 et

seq.) from the date the payment was required to be paid.

f. If there is any addition to the original amount of the final cost

recovery demand as of the applicable payment date for failure to timely

pay any amount required to be paid under this subdivision, a liquidation

or sale of substantially all the assets of the responsible party

(including in a proceeding under U.S. Code: Title 11 or similar case), a

cessation of business by the responsible party, or any similar

circumstance, then the unpaid balance of all unpaid amounts shall be due

on the date of such event (or in the case of a proceeding under U.S.

Code: Title 11 or similar case, on the day before the petition is

filed). The preceding sentence shall not apply to the sale of

substantially all of the assets of a responsible party to a buyer if

such buyer enters into an agreement with the department under which such

buyer is liable for all unpaid amounts due in the same manner as if such

buyer were the responsible party.

4. a. Within thirty months of the effective date of this article, the

department shall promulgate such regulations as are necessary or

appropriate to carry out this article, including but not limited to:

i. provisions for the department to require an entity to provide

information to the department related to past practices, production,

extraction, refining, emissions, or other historical information about

such entity necessary or appropriate to enable the department to

determine whether such entity is a responsible party and, if so, the

amount of such responsible party's covered greenhouse gas emissions;

ii. adopting uniform and consistent methodologies using the best

available information, such as publicly available databases of

historical production data, to determine responsible parties and their

applicable share of covered greenhouse gas emissions consistent with the

provisions of this article;

iii. registering entities that are responsible parties under the

program;

iv. issuing notices of cost recovery demand, no later than June

thirtieth of the fourth calendar year following the effective date of

this article, for each responsible party's cost recovery demand;

v. establishing a process such that:

(1) a responsible party may file a request for reconsideration of its

cost recovery demand with the department within sixty days following

service of the notice of cost recovery demand if within the United

States, and within ninety days following such service outside the United

States, and in doing so shall exhaust administrative remedies;

(2) a request for reconsideration shall state the grounds for the

request and include supporting documentation, which may include but is

not limited to documentation of the party's covered greenhouse gas

emissions and the party's contacts with the state;

(3) the department shall consider whether any such requests for

reconsideration, including whether a responsible party refining

petroleum products, or who is a successor in interest to such an entity,

establishes to the satisfaction of the department that a portion of the

cost recovery demand amount was attributable to the refining of crude

oil extracted by a responsible party, or who is a successor in interest

to such an entity, that was accounted for in determining the cost

recovery demand amount of such responsible party, and whether notices of

cost recovery demand should be updated, and shall issue updated notices

of cost recovery demand, if applicable, which shall include a statement

of the grounds of the department's determination, within sixty days

following the expiration of all periods for submitting a request for

reconsideration under item one of this subparagraph;

(4) if notices of cost recovery demand issued pursuant to item three

of this subparagraph result in a new responsible party receiving a

notice of cost recovery demand that was not issued a notice of cost

recovery demand by the date required by subparagraph iv of this

paragraph, then, in the same manner as set forth in items one, two and

three of this subparagraph, such responsible party shall have sixty days

from service within the United States, and ninety days from service

outside the United States, to file a request for reconsideration, which

filing shall exhaust such responsible party's administrative remedies,

and the department shall consider such request for reconsideration and

issue updated notices of cost recovery demand, if applicable, in the

manner contemplated by item three of this subparagraph;

(5) if any updating of notices of cost recovery demand pursuant to

such processes for reconsideration results in a new responsible party

that was not previously issued a cost recovery demand, such new

responsible party shall also be given the opportunity to file a request

for reconsideration in the same manner as set forth in item four of this

subparagraph, and such process shall continue until no new responsible

party results from issuance of notices of cost recovery demand; and

(6) if the processes in this subparagraph result in issuances of

notices of cost recovery demand after the applicable payment date, then

the applicable payment date shall be the date which is thirty days after

the final issuance of notices of cost recovery demand; and

vi. accepting payments from, pursuing collection efforts against, and

negotiating settlements with responsible parties.

b. The department shall hold at least two public hearings, one

in-person and one virtual, on proposed regulations, with a minimum of

thirty days' public notice in compliance with the provisions of article

seven of the public officers law.

5. The department shall develop procedures to make publicly available,

by posting on its website, all data related to fossil fuel extraction

and refining by entities which the department obtains pursuant to the

program, to the maximum extent practicable.

6. Within eighteen months of the promulgation of the final regulations

pursuant to subdivision four of this section, the department shall

complete a statewide climate change adaptation and resilience plan,

which shall be publicly available, including at a minimum on the

department's website, and updated no less than every three years

following the procedures of this subdivision, for the purpose of guiding

the dispersal of funds, pursuant to section ninety-seven-m of the state

finance law, to all regions of the state in a timely, efficient, and

equitable manner in accordance with the provisions of this chapter. In

completing such plan, the department shall:

a. collaborate with the department of state, homes and community

renewal, the department of agriculture and markets, the New York state

energy research and development authority, the department of public

service, the department of transportation, the department of health, the

division of budget and the division of homeland security and emergency

services;

b. assess the adaptation needs of various areas vital to the state's

economy, normal functioning, and the health and well-being of New

Yorkers, including but not limited to: agriculture, biodiversity,

ecosystem services, education, finance, healthcare, manufacturing,

housing and land use, retail, tourism (including state and municipal

parks), transportation, and municipal and local government.

c. identify major potential, proposed, and ongoing climate change

adaptive infrastructure projects throughout the state;

d. identify opportunities for alignment with existing federal, state,

and local funding streams;

e. identify potential municipal, not-for-profit, and community

organization grant programs;

f. include in such plan project criteria, project types and

recommendations for identifying and selecting climate change adaptive

infrastructure projects eligible to receive qualifying expenditures.

When considering projects intended to stabilize tidal shorelines, the

department shall encourage the use of nature-based solutions;

g. consult with stakeholders, including local governments, businesses,

environmental advocates, the federally designated bulk system operator,

relevant subject area experts, and representatives of disadvantaged

communities; and

h. provide opportunities for public engagement in all regions of the

state, including by holding at least two public hearings, one in-person

and one virtual, with meaningful opportunities for participation and

public comment from all segments of the population, including persons

living in disadvantaged communities as identified pursuant to section

75-0111 of this chapter, a minimum of sixty days' public notice in

compliance with the provisions of article seven of the public officers

law, on a draft of the plan, a summary and analysis of the public

comments and a description of any changes made to the plan based on the

public comments received.

7. Total qualifying expenditures shall be allocated in such a way as

to achieve a goal that at least forty percent of the qualified

expenditures from the program, but not less than thirty-five percent of

such expenditures, shall go to climate change adaptive infrastructure

projects that benefit disadvantaged communities as defined in section

75-0101 of this chapter.

8. The department and the attorney general are hereby authorized to

implement and enforce the provisions of this article.

9. Moneys received from cost recovery demands shall be deposited in

the climate change adaptation fund established pursuant to section

ninety-seven-m of the state finance law.

10. a. The department shall conduct an evaluation of the climate

change adaptation cost recovery program. The purpose of this evaluation

is to determine the effectiveness of the program in achieving its

purposes as defined in subdivision two of this section. Such evaluation

shall include, at minimum:

i. a list of all responsible parties and their respective cost

recovery demands, as well as any changes to an entity's status as a

responsible party during the preceding program year;

ii. an accounting of all cost recovery demands made to responsible

parties, actual monies collected, and penalties or other collection

measures taken during the preceding program year;

iii. an accounting of all expenditures from the climate change

adaptation fund established pursuant to section ninety-seven-m of the

state finance law, including at a minimum:

(1) expenditures that benefit disadvantaged communities as defined in

section 75-0101 of this chapter;

(2) expenditures by project type;

(3) expenditures by percentage of overall funding used for grant

programs for municipalities and not-for-profit and community

organizations; and

(4) expenditures for administration and implementation support;

iv. a review of climate change adaptive infrastructure projects'

status, including the number of projects that have been completed and

those projects which have been identified and remain unfunded;

v. a summary of the geographic distribution of climate change adaptive

infrastructure projects; and

vi. identification of future spending needs.

b. Such evaluation shall be made public on the department's website

and provided to the governor, the temporary president of the senate and

the speaker of the assembly on or before January first of the second

calendar year following the year in which this article is enacted into

law, and annually on or before September thirtieth thereafter.

11. The department shall publish all information, requests for

proposals, application forms, procedures and guidelines relating to

climate change adaptive infrastructure projects on its website and in a

manner that is accessible to the public and all potential recipients.

§ 76-0105 — Requirements for climate change adaptive infrastructure projects

Requirements for climate change adaptive infrastructure

projects.

For each contract for climate change adaptive infrastructure projects,

funded in part or in whole from the climate change adaptation fund

established pursuant to section ninety-seven-m of the state finance law,

by a public entity, or a third party acting on behalf and for the

benefit of a public entity, the "public work" for the purposes of this

subdivision shall ensure that such contract shall contain a provision

that the iron and steel used or supplied in the performance of the

contract or any subcontract thereto, shall be produced or made in whole

or substantial part in the United States, its territories or

possessions. In the case of an iron or steel product all manufacturing

must take place in the United States, from the initial melting stage

through the application of coatings, except metallurgical processes

involving the refinement of steel additives.